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Clinical Trial Protocol MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Clinical Trial Protocol Clinical Trial Protocol Number EMR200095-004 Title A Multicenter, Randomized, Phase Ib/II Trial to Evaluate the Efficacy, Safety, and Pharmacokinetics of MSC2156119J as Monotherapy Versus Sorafenib in Asian Subjects with MET+ Advanced Hepatocellular Carcinoma and Child-Pugh Class A Liver Function Short Title: Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with HCC Phase Ib/II Coordinating Investigator 33' Sponsor Merck KGaA Frankfurter Strasse 250 64293 Darmstadt, Germany Medical Responsible: 33' EMD Serono, Inc. 45A Middlesex Turnpike Billerica MA 01821 United States of America Tel: 33' Fax: 33' Clinical Trial Protocol Version 19 May 2017/Version 4.0, Amendment No. 4.0 Replaces Version 24 June 2016/Version 3.0 This document is the property of Merck KGaA, Darmstadt, Germany, or one of its subsidiaries. It is intended for restricted use only and may not – in full or part – be passed on, reproduced, 'RFXPHQW1R&&, 1/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC published or used without express permission of Merck KGaA, Darmstadt, Germany, or its subsidiary. Copyright © 2017 by Merck KGaA, Darmstadt, Germany, or its subsidiary. All rights reserved. 'RFXPHQW1R&&, 2/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Signature Page Protocol Lead responsible for designing the clinical trial: I approve the design of the clinical trial. _____________________________________ ____________________________ Signature Date of Signature Name, academic degree 33' Function Medical Responsible Institution EMD Serono, Inc. Address 45A Middlesex Turnpike Billerica MA 01821 United States of America Telephone number 33' Fax number 33' E-mail address 33' 'RFXPHQW1R&&, 3/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Coordinating Investigator I agree to conduct the clinical trial in accordance with this clinical trial protocol and in compliance with Good Clinical Practice and all applicable regulatory requirements. _____________________________________ ____________________________ Signature Date of Signature Name, academic degree 33' Function 33' Institution 33' Address 33' Telephone number 33' Fax number 33' E-mail address 33' 'RFXPHQW1R&&, 4/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Further Sponsor Responsible Persons Biostatistician Name 33' Function 33' Institution Merck-Serono (Beijing), Pharmaceutical R&D Co., Ltd. Telephone number 33' Fax number 33' E-mail address 33' Clinical Trial Leader Name 33' Function 33' Institution Merck-Serono (Beijing), Pharmaceutical R&D Co., Ltd. Telephone number 33' Fax number 33' E-mail address 33' 'RFXPHQW1R&&, 5/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Principal Investigator Signature Trial Title A Multicenter, Randomized, Phase Ib/II Trial to Evaluate the Efficacy, Safety, and Pharmacokinetics of MSC2156119J as Monotherapy Versus Sorafenib in Asian Subjects with MET+ Advanced Hepatocellular Carcinoma and Child-Pugh Class A Liver Function Clinical Trial Protocol 19 May 2017/Version 4.0 Version/Date Center Number Principal Investigator I, the undersigned, am responsible for the conduct of the trial at this site and affirm that: ! I understand and will conduct the trial according to the clinical trial protocol, any approved protocol amendments, ICH Good Clinical Practice (ICH Topic E6 GCP) and all applicable Health Authority requirements and national laws. I understand that some Health Authorities require the Sponsors of clinical trials to obtain and supply, when required, details about the Investigators’ ownership interests in the Sponsor or Investigational Medicinal Product and information regarding any financial ties with the Sponsor. The Sponsor will use any such information that is collected solely for the purpose of complying with the regulatory requirements. I therefore agree to supply the Sponsor with any necessary information regarding ownership interest and financial ties (including those of my spouse and dependent children), and to provide updates as necessary. _____________________________________ ____________________________ Signature Date of Signature Name, academic qualifications Position (job title) Address of Institution Telephone number Fax number E-mail address 'RFXPHQW1R&&, 6/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC Table of Contents Signature Page .....................................................................................................................3 Table of Contents.................................................................................................................7 Table of In-Text Tables .....................................................................................................11 Table of In-Text Figures ....................................................................................................11 List of Abbreviations .........................................................................................................12 1 Synopsis..............................................................................................16 2 Sponsor, Investigators, and Trial Administrative Structure ...............35 2.1 Sponsor ...............................................................................................35 2.2 Trial Administrative Structure............................................................35 2.2.1 Safety Monitoring Committee ............................................................35 2.2.2 Independent Data Monitoring Committee..........................................36 2.2.3 Independent Review Committee.........................................................36 3 Background Information.....................................................................36 3.1 Hepatocellular Carcinoma ..................................................................36 3.2 c-Met...................................................................................................37 3.3 MSC2156119J ....................................................................................37 3.3.1 Nonclinical Evaluation .......................................................................37 3.3.2 Clinical Experience.............................................................................38 3.4 Rationale for the Current Trial ...........................................................40 3.5 Risk-Benefit Evaluation......................................................................41 4 Trial Objectives ..................................................................................42 4.1 Primary Objectives .............................................................................42 4.2 Secondary Objectives .........................................................................42 4.3 Exploratory Objectives .......................................................................43 5 Investigational Plan ............................................................................43 5.1 Overall Trial Design and Plan ............................................................43 5.2 Discussion of Trial Design .................................................................47 5.2.1 Inclusion of Special Populations ........................................................48 5.3 Selection of Trial Population..............................................................48 5.3.1 Inclusion Criteria ................................................................................48 5.3.2 Exclusion Criteria ...............................................................................49 'RFXPHQW1R&&, 7/146 2EMHFW1R&&, MSC2156119J (tepotinib) Efficacy, Safety, and PK of MSC2156119J in Asian Subjects with EMR200095-004 HCC 5.4 Criteria for Randomization/Initiation of Treatment with the Investigational Medicinal Product......................................................52 5.5 Criteria for Subject Withdrawal..........................................................52 5.5.1 Withdrawal from the Trial..................................................................52 5.5.2 Replacement of Discontinued Subjects ..............................................53 5.5.3 Withdrawal from Trial Therapy..........................................................53 5.6 Premature Discontinuation of the Trial ..............................................54 5.7 Definition of End of Trial...................................................................54 6 Investigational Medicinal Product and Other Drugs Used in the Trial.....................................................................................................55 6.1 Description of Investigational Medicinal Product..............................55 6.2 Dosage and Administration ................................................................55 6.2.1 Dose Escalation Assessment Process .................................................56 6.2.2 Definition of DLT...............................................................................57 6.2.3 MTD/RP2D Definition Process..........................................................59
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