State-Owned Enterprise Engagement and Reform, Linked Document 4

LOANS, GRANTS AND TECHNICAL ASSISTANCE PORTFOLIO

Table 1: Loans and Grants in 13 Selected Countries (2005–2017) Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects People’s Republic of China (PRC) Gansu Heihe Rural Hydropower Development Investment Program–Erlongshan Hydropower 1 Loan ENE 2296 Project 22.00 18 Dec 06 30 Jun 10 x Tianjin Integrated Gasification Combined Cycle Power Plant 2 Loan ENE 2616 Project 135.00 8 Feb 10 31 Oct 14 x Low-Carbon District Heating Project in Hohhot in Inner 3 Loan ENE 3218 Mongolia Autonomous Region 150.00 9 Dec 14 31 Oct 21 x Shaanxi Accelerated Energy Efficiency and Environment 4 Loan ENE 3475 Improvement 150.00 28 Nov 16 30 Jun 22 x Air Quality Improvement in the 5 Loan ENE 3504 Greater Beijing-Tianjin-Hebei Regi 499.60 12 Dec 16 30 Sep 22 x Tianjin Integrated Gasification Combined Cycle Power Plant 6 Grant ENE 0196 Project 5.00 8 Feb 10 30 Jun 16 x Central Sichuan Roads 7 Loan TRA 2181 Development 600.00 22 Sep 05 31 Dec 12 x 8 Loan TRA 2182 Zhengzhou-Xi'an Railway Project 400.00 22 Sep 05 31 Dec 14 x Hunan Road Development III 9 Loan TRA 2219 (Jishou-Huayuan) 208.00 15 Dec 05 31 Dec 12 x Taiyuan-Zhongwei Railway 10 Loan TRA 2274 Project 300.00 23 Nov 06 31 Dec 12 x x Eastern Sichuan Roads 11 Loan TRA 2339 Development Project 200.00 17 Jul 07 31 Dec 12 x x Railway Safety Enhancement 12 Loan TRA 2390 Project 100.00 12 Dec 07 30 Jun 14 x Lanzhou-Chongqing Railway 13 Loan TRA 2471 Development Project 300.00 18 Nov 08 31 Dec 18 x x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Chongqing-Lichuan Railway 14 Loan TRA 2481 Development Project 150.00 8 Dec 08 30 Jun 15 x Jilin Water Supply and Sewerage 15 Loan WUS 2175 Development 100.00 18 Jul 05 13 Jul 12 x Jilin Urban Environment 16 Loan WUS 2360 Improvement Project 100.00 29 Oct 07 15 Oct 13 x Kunming Qingshuihai Water 17 Loan WUS 2388 Supply Project 80.00 12 Dec 07 30 Jun 13 x Songhua River Basin Water Pollution Control and 18 Loan WUS 2487 Management 200.00 11 Dec 08 27 Oct 14 x PRC Total (18) 3,699.60 India Khadi Reform and Development 105.00 * Loan IND 2452 Program 2 Oct 08 9 Jan 18 Madhya Pradesh Power Sector 19 Loan ENE 2323 Investment Program: Tranche 1 106.00 4 Apr 07 31 Jan 13 x Madhya Pradesh Power Sector 20 Loan ENE 2324 Investment Program: Tranche 2 45.00 4 Apr 07 15 Jul 13 x Madhya Pradesh Power Sector 21 Loan ENE 2346 Investment Program: Tranche 3 144.00 21 Aug 07 16 Sep 13 x Madhya Pradesh Power Sector 22 Loan ENE 2347 Investment Program: Tranche 4 90.00 21 Aug 07 1 May 14 x Madhya Pradesh Power Sector 23 Loan ENE 2520 Investment Program: Tranche 5 166.00 13 Apr 09 22 Jul 15 x Madhya Pradesh Power Sector 24 Loan ENE 2732 Investment Program: Tranche 6 69.00 21 Dec 10 26 Jun 15 x National Grid Improvement 25 Loan ENE 2787 Project 500.00 30 Sep 11 30 Jun 18 x National Grid Improvement 26 Loan ENE 2788 Project 250.00 30 Sep 11 30 Sep 17 x Rajasthan Renewable Energy Transmission Investment Prog– 27 Loan ENE 3052 Tranche 1 62.00 22 Oct 13 30 Jun 18 x Rajasthan Renewable Energy Transmission Investment 28 Loan ENE 8275 Program–Tranche 1 88.00 22 Oct 13 30 Jun 18 x

Loans, Grants and Technical Assistance Portfolio 3

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Assam Power Sector Investment 29 Loan ENE 3140 Program–Tranche 1 50.00 11 Jul 14 30 Jun 19 x Assam Power Sector Investment 30 Loan ENE 3327 Program–Tranche 2 48.00 23 Nov 15 31 Dec 19 x Rajasthan Renewable Energy Transmission Investment 31 Loan ENE 3482 Program–Tranche 2 238.00 5 Dec 16 31 Dec 21 x Rajasthan Renewable Energy Transmission Investment 32 Loan ENE 8312 Program–Tranche 2 110.00 5 Dec 16 31 Dec 21 x Rural Cooperative Credit Restructuring and Development 33 Loan FIN 2281 Program 1,000.00 8 Dec 06 30 Jun 13 x x Accelerating Infrastructure Investment Facility in India– 34 Loan FIN 3048 Tranche 1 400.00 21 Oct 13 31 Dec 16 x Clean Energy Finance Investment 34 Loan FIN 3186 Program–Tranche 1 200.00 17 Nov 14 30 Apr 19 x x Accelerating Infrastructure Investment Facility in India– 36 Loan FIN 3307 Tranche 2 300.00 30 Oct 15 cancelled x Solar Rooftop Investment 37 Loan FIN 8309 Program–Project 1 100.00 7 Oct 16 30 Jun 23 x Visakhapatnam-Chennai * Industrial Corridor Development Loan IND 3430 Program–Project 1 245.00 26 Sep 16 30 Jun 23 Visakhapatnam-Chennai * Industrial Corridor Development Grant IND 495 Program–Project 1 5.00 26 Sep 16 30 Jun 23 India Infrastructure Project 38 Loan PSM 2404 Financing Facility–Project 1 300.00 20 Dec 07 31 Mar 10 x x Assam Governance & Public Resource Management– 39 Loan PSM 2442 Subprogram II 100.00 17 Sep 08 31 Mar 12 x India Infrastructure Project 40 Loan PSM 2509 Financing Facility–Project 2 200.00 24 Feb 09 30 Nov 11 x x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Mizoram Public Resource 41 Loan PSM 2536 Management Program 94.00 18 Aug 09 31 Jan 15 x x Developing Public Resource 42 Loan PSM 2537 Management in Mizoram 6.00 18 Aug 09 31 Jan 15 x x Second India Project Financing 43 Loan PSM 2586 Facility–Project 1 210.00 27 Nov 09 31 Dec 14 x Second India Infrastructure Project Financing Facility–Tranche 44 Loan PSM 2717 2 250.00 7 Dec 10 31 Dec 14 x Second India Infrastructure Project Financing Facility–Tranche 45 Loan PSM 2822 3 240.00 1 Dec 11 14 Dec 14 x West Bengal Development 46 Loan PSM 2926 Finance Program 400.00 30 Oct 12 24 Jul 14 x Punjab Development Finance 47 Loan PSM 3187 Program 200.00 19 Nov 14 30 Jun 18 x Second West Bengal 48 Loan PSM 3563 Development Finance Program 300.00 20 Sep 17 30 Sep 19 x x x Second Jharkhand State Road 49 Loan TRA 3276 Project 200.00 9 Sep 15 30 Jun 20 x Kolkata Environmental Improvement Investment 50 Loan WUS 3053 Program–Tranche1 100.00 22 Oct 13 30 Jun 19 x Kolkata Environmental Improvement Investment 51 Loan WUS 3413 Program–Tranche 2 200.00 16 Aug 16 30 Apr 22 x Madhya Pradesh Urban Services 52 Loan WUS 3528 Improvement Project 275.00 18 May 17 31 Dec 22 x Bihar Urban Development 53 Loan WUS 3612 Investment Program–Tranche 2 84.00 4 Dec 17 31 Dec 21 x India Total (35) 7,125.00 Papua New Guinea Town Electrification Investment 54 Loan ENE 2713 Program–Tranche 1 40.90 6 Dec 10 31 Dec 19 x Town Electrification Investment 55 Loan ENE 2714 Program–Tranche 1 16.40 6 Dec 10 31 Dec 19 x

Loans, Grants and Technical Assistance Portfolio 5

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Town Electrification Investment 56 Loan ENE 3544 Program–Tranche 2 55.90 4 Jul 17 30 Jun 20 x Town Electrification Investment 57 Loan ENE 3545 Program–Tranche 2 5.00 4 Jul 17 30 Jun 20 x * Lae Port Livelihood and Social Grant HLT 9113 Improvement Project 1.50 18 Dec 07 4 Dec 15 58 Loan TRA 2398 Lae Port Development Project 60.00 18 Dec 07 30 Jun 16 x 59 Loan TRA 2399 Lae Port Development Project 40.00 18 Dec 07 30 Jun 16 x 60 Loan TRA 8237 Lae Port Development Project 6.00 18 Dec 07 30 Jun 14 x Civil Aviation Development 61 Loan TRA 2588 Investment Program–Project 1 25.00 1 Dec 09 15 Jul 16 x Civil Aviation Development 62 Loan TRA 2589 Investment Program–Project 1 50.00 1 Dec 09 15 Jul 16 x Civil Aviation Development 63 Loan TRA 2590 Investment Program–Project 1 20.00 1 Dec 09 15 Jul 16 x Lae Port Development Project– 64 Loan TRA 2803 Additional Financing 85.00 10 Nov 11 30 Jun 16 x Lae Port Development Project– 65 Loan TRA 2804 Additional Financing 4.12 10 Nov 11 30 Jun 16 x Civil Aviation Development 66 Loan TRA 3069 Investment Program–Project 2 115.00 25 Nov 13 31 Dec 18 x Civil Aviation Development 67 Loan TRA 3496 Investment Program–Project 3 213.00 8 Dec 16 31 Dec 18 x Civil Aviation Development 68 Loan TRA 3497 Investment Program–Project 3 35.00 8 Dec 16 31 Dec 18 x 69 Grant TRA 0102 Lae Port Development Project 0.75 18 Dec 07 25 Feb 16 x Papua New Guinea Total (16) 772.07 Uzbekistan 70 Loan ENE 8244 Talimarjan Power Project 300.00 21 Dec 09 30 Jul 19 x 71 Loan ENE 2629 Talimarjan Power Project 340.00 20 Apr 10 31 Dec 17 x 72 Loan ENE 2630 Talimarjan Power Project 10.00 20 Apr 10 30 Sep 18 x 73 Loan ENE 3058 Samarkand Solar Power Project 101.10 20 Nov 13 30 Sep 19 x 74 Loan ENE 3059 Samarkand Solar Power Project 8.90 20 Nov 13 30 Sep 19 x Takhiatash Power Plant Efficiency 75 Loan ENE 3141 Improvement Project 300.00 15 Jul 14 30 Apr 21 x

6 Linked Document 4

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Northwest Region Power 76 Loan ENE 3285 Transmission Line Project 150.00 22 Sep 15 30 Jun 20 x Power Generation Efficiency 77 Loan ENE 3621 Improvement Project 450.00 12 Dec 17 30 Jun 23 x Affordable Rural Housing 78 Loan FIN 3535 Program 500.00 1 Jun 17 30 Jun 22 x CAREC 6 (Marakand-Karshi) 79 Loan TRA 2781 Railway Electrification Project 100.00 28 Sep 11 31 Dec 17 x Djizzak Sanitation System 80 Loan WUS 3275 Development Project 81.00 8 Sep 15 31 Oct 21 x Uzbekistan Total (11) 2,341.00 Viet Nam Central Region Water Resources * Loan ANR 2223 Project 74.30 19 Dec 05 30 Jun 12 Forests for Livelihood * Improvement in the Central Loan ANR 2269 Highlands 45.00 26 Oct 06 30 Jun 16 Strengthening Water * Management & Irrigation Loan ANR 2636 Systems Rehabilitation Project 100.00 20 Apr 10 31 Dec 16 Development of the Northern * Chu and Southern Ma Rivers Loan ANR 2828 Irrigation System Project 110.00 12 Dec 11 31 Dec 17 Productive Rural Infrastructure * Development Project in the Loan ANR 3032 Central Highlands 80.00 25 Sep 13 30 Jun 19 Forests for Livelihood * Improvement in the Central Grant ANR 0060 Highlands 8.00 26 Oct 06 31 Oct 14 Power Transmission Investment x 81 Loan ENE 2848 Program–Tranche 1 120.50 29 Dec 11 31 Dec 16 Power Transmission Investment x 82 Loan ENE 2959 Program–Tranche 2 110.19 5 Dec 12 30 Nov 16 Power Transmission Investment x 83 Loan ENE 3374 Program–Tranche 3 231.31 18 Dec 15 30 Jun 20 Third Financial Sector Program– x 84 Loan FIN 2377 Subprogram 1 75.00 6 Dec 07 31 Dec 09

Loans, Grants and Technical Assistance Portfolio 7

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Third Financial Sector Program– x 85 Loan FIN 2707 Subprogram 2 60.00 29 Nov 10 15 Jul 11 Microfinance Development x 86 Loan FIN 2877 Program–Subprogram 1 40.00 5 Jul 12 31 Mar 13 Financial Sector Deepening x 87 Loan FIN 3081 Program – Subprogram 1 45.00 6 Dec 13 31 Jul 14 Microfinance Development x 88 Loan FIN 3213 Program – Subprogram 2 50.00 9 Dec 14 30 Sep 15 Financial Sector Deepening x 89 Loan FIN 3335 Program–Subprogram 2 100.00 26 Nov 15 31 Mar 16 90 Loan PSM 2194 Poverty Reduction Program II 15.00 3 Nov 05 31 Dec 06 x x Support the Implementation of x x 91 Loan PSM 2262 the Poverty Reduction Program III 15.00 5 Oct 06 31 Dec 07 Support the Implementation of x x 92 Loan PSM 2352 the Poverty Reduction Program IV 15.00 2 Oct 07 31 Dec 08 Support for the Implementation x x of the Poverty Reduction Program 93 Loan PSM 2490 V–Subprogram 1 25.00 8 Dec 08 31 Dec 09 Support for the Implementation x x of the Poverty Reduction Program 94 Loan PSM 2570 V–Subprogram 2 100.00 15 Oct 09 31 May 10 SOE Reform & Corporate x Governance Facility Program– 95 Loan PSM 2613 Project 1 120.00 14 Jan 10 30 Jun 15 SOE Reform and Corporate x Governance Facility Program– 96 Loan PSM 2614 Project 1 10.00 14 Jan 10 31 Dec 17 Support for the Implementation x x of the Poverty Reduction Program 97 Loan PSM 2827 V 24.80 9 Dec 11 30 Jun 12 Public-Private Partnership x x Support Project–Additional 98 Loan PSM 8273 Financing 10.00 11 Jul 12 30 Jun 18 Public-Private Partnership x x 99 Loan PSM 2920 Support Project 20.00 25 Oct 12 31 Dec 20 Improving Competitiveness x 100 Loan PSM 3227 Program 140.00 28 Nov 14 30 Sep 15

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Improving Competitiveness x 101 Loan PSM 3228 Program 90.00 28 Nov 14 30 Sep 15 SOE Reform & Corporate Governance Facilitation Project– 102 Loan PSM 3240 Tranche 2 310.00 16 Dec 14 14 Dec 19 x SOE Reform & Corporate Governance Facilitation Program– 103 Loan PSM 3242 Tranche 2 10.00 16 Dec 14 14 Dec 19 x GMS: Kunning-Haiphong Transport Corridor Yen Vien-Lao 104 Loan TRA 2302 Cai Railway Upgrading 60.00 19 Dec 06 31 Dec 15 x GMS: Kunning-Haiphong Transport Corridor Yen Vien-Lao 105 Loan TRA 8227 Cai Railway Upgrading 40.00 21 Dec 06 30 Apr 14 x Ho Chi Minh City Long Thanh 106 Loan TRA 2374 Dau Giay Expressway 10.00 28 Nov 07 30 Jun 11 x GMS Ben Luc-Long Thanh 107 Loan TRA 2730 Expressway Project–Tranche 1 350.00 22 Dec 10 30 Jun 19 x Central Region Small and Medium Towns Development 108 Loan WUS 2272 Project 53.22 17 Nov 06 30 Jun 14 x Water Sector Investment 109 Loan WUS 2754 Program–Tranche 1 138.00 7 Jun 11 31 Dec 20 x Water Sector Investment 110 Loan WUS 2961 Program–Tranche 2 212.00 7 Dec 12 30 Jun 20 x Water Sector Investment 111 Loan WUS 3251 Program– Tranche 3 142.50 27 Mar 15 31 Dec 20 x Water Sector Investment 112 Loan WUS 3373 Program– Tranche 4 205.00 16 Dec 15 cancelled x Energy Efficiency for Ho Chi Minh 113 Grant WUS 0365 City Water Supply Project 2.00 17 Oct 13 30 Jun 18 x Viet Nam Total (33) 2,949.52 Total for the Five Countries Selected for Case Assessments (113) 16,887.19 Bangladesh Southwest Area Integrated Water * Loan ANR 3302 Resources Planning and 45.00 30 Sep 15 31 Dec 22

Loans, Grants and Technical Assistance Portfolio 9

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Management Project–Additional Financing Southwest Area Integrated Water Resources Planning and * Management Project–Additional Grant ANR 0441 Financing 7.00 30 Sep 15 31 Dec 22 Gas Transmission and 114 Loan ENE 2188 Development Project 225.00 27 Oct 05 31 Dec 16 x Gas Transmission and 115 Loan ENE 2189 Development Project 5.00 27 Oct 05 4 Jun 13 x Sustainable Power Sector 116 Loan ENE 2332 Development Project 400.00 26 Jun 07 22 Oct 14 x Sustainable Power Sector 117 Loan ENE 2333 Development Project 5.00 26 Jun 07 31 Dec 13 x Sustainable Power Sector 118 Loan ENE 2334 Development Program 60.00 26 Jun 07 30 Jun 08 x Bangladesh-India Electrical Grid 119 Loan ENE 2661 Interconnection Project 100.00 31 Aug 10 30 Jun 14 x Power System Expansion & Efficiency Improvement 120 Loan ENE 2966 Investment Prog–Tranche 1 185.00 12 Dec 12 31 Dec 18 x SASEC Bangladesh-India Electrical Grid Interconnection Project– 121 Loan ENE 3031 Additional Financing 12.00 25 Sep 13 30 Jun 15 x SASEC Second Bangladesh-India Electrical Grid Interconnection 122 Loan ENE 3298 Project 35.00 29 Sep 15 31 Dec 18 x SASEC Second Bangladesh-India Electrical Grid Interconnection 123 Loan ENE 3299 Project 85.00 29 Sep 15 31 Dec 18 x Bangladesh Power System Enhancement & Efficiency 124 Loan ENE 3522 Improvement Project 600.00 29 Mar 17 31 Dec 20 x Bangladesh Power System Enhancement & Efficiency 125 Loan ENE 3523 Improvement Project 16.00 29 Mar 17 31 Dec 20 x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Bangladesh Power System Enhancement & Efficiency 126 Grant ENE 9190 Improvement Project 2.00 29 Mar 17 31 Dec 20 x 127 Grant ENE 0019 Gas Transmission & Development 5.00 27 Oct 05 10 Oct 13 x Public-Private Infrastructure 128 Grant ENE 0253 Development Facility–Supplement 1.30 17 May 11 31 Dec 14 x Public-Private Infrastructure 129 Grant ENE 0254 Development Facility–Supplement 2.00 17 May 11 30 Jun 14 x Power System Expansion and Efficiency Improvement 130 Grant ENE 0320 Investment Program 7.00 28 Nov 12 31 Dec 18 x Improvement of Capital Market and Insurance Governance 131 Loan FIN 2232 Project 3.00 9 Mar 06 19 May 13 x Public-Private Infrastructure 132 Loan FIN 2453 Development Facility 83.00 2 Oct 08 31 Dec 13 x Public-Private Infrastructure 133 Loan FIN 2454 Development Facility 82.00 2 Oct 08 31 Dec 14 x Second Capital Market 134 Loan FIN 2951 Development Program 95.00 28 Nov 12 5 Apr 13 x Second Capital Market 135 Loan FIN 2952 Development Program 155.00 28 Nov 12 18 Dec 14 x Second Capital Market 136 Loan FIN 2953 Development Program 50.00 28 Nov 12 18 Dec 14 x Second Public-Private Infrastructure Development 137 Loan FIN 3045 Facility 100.00 17 Oct 13 31 Jul 19 x Third Public-Private Infrastructure 138 Loan FIN 3554 Development Facility–Tranche 1 250.00 11 Aug 17 31 Dec 20 x Third Public-Private Infrastructure 139 Loan FIN 3555 Development Facility–Tranche 1 10.00 11 Aug 17 31 Dec 20 x Public Expenditure Support Facility Program and Countercyclical Support Facility 140 Loan PSM 2568 Support Program 100.00 13 Oct 09 28 Dec 11 x Public Expenditure Support 141 Loan PSM 2566 Facility Program and 44.85 13 Oct 09 28 Dec 11 x

Loans, Grants and Technical Assistance Portfolio 11

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Countercyclical Support Facility Support Program Public Expenditure Support Facility Program and Countercyclical Support Facility 142 Loan PSM 2567 Support Program 100.00 13 Oct 09 28 Dec 11 x Public Expenditure Support Facility Program and Countercyclical Support Facility 143 Loan PSM 2569 Support Program 500.00 13 Oct 09 28 Dec 11 x Railway Sector Investment 144 Loan TRA 2316 Program 100.00 13 Feb 07 4 May 17 x Railway Sector Investment 145 Loan TRA 2317 Program Reform 30.00 13 Feb 07 4 May 17 x Greater Dhaka Sustainable Urban 146 Loan TRA 2862 Transp0rt Project 100.00 17 Apr 12 31 Dec 17 x Greater Dhaka Sustainable Urban 147 Loan TRA 2863 Transp0rt Project 15.00 17 Apr 12 31 Dec 17 x Greater Dhaka Sustainable Urban 148 Loan TRA 2864 Transp0rt Project 45.00 17 Apr 12 31 Dec 17 x Greater Dhaka Sustainable Urban 149 Loan TRA 8270 Transport Project 45.00 10 May 12 30 Nov 17 x Greater Dhaka Sustainable Urban 150 Grant TRA 0287 Transport Project 4.60 17 Apr 12 31 Dec 17 x Secondary Towns Water Supply 151 Loan WUS 2265 and Sanitation Project 41.00 16 Oct 06 13 Jul 16 x Secondary Towns Water Supply 152 Loan WUS 8225 and Sanitation Sector Project 9.00 16 Oct 06 13 Jul 16 x Dhaka Water Supply Sector 153 Loan WUS 2382 Development Program 150.00 10 Dec 07 30 Jun 16 x Dhaka Water Supply Sector 154 Loan WUS 2383 Development Program 50.00 10 Dec 07 30 Jun 14 x 155 Loan WUS 2756 Khulna Water Supply Project 75.00 14 Jun 11 30 Jun 18 x Bangladesh Total (42) 3,982.75 Fiji Suva Nausori Water Supply & 156 Loan WUS 2603 Sewerage Project–Supplementary 23.00 15 Dec 09 14 Apr 15 x

12 Linked Document 4

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Urban Water Supply and Wastewater Management 157 Loan WUS 3512 Investment Program 42.11 20 Dec 16 31 Jan 26 x Fiji Total (2) 65.11 Georgia Improving Domestic Resource Mobilization for Inclusive Growth 158 Loan PSM 3191 Program 59.00 21 Nov 14 31 Dec 14 x Improving Domestic Resource Mobilization for Inclusive Growth 159 Loan PSM 3190 Program 16.00 21 Nov 14 31 Dec 14 x Improving Domestic Resource Mobilization for Inclusive Growth 160 Loan PSM 3282 Program–Subprogram 2 22.00 22 Sep 15 31 Dec 15 x Improving Domestic Resource Mobilization for Inclusive Growth 161 Loan PSM 3283 Program–Subprogram 2 53.00 22 Sep 15 31 Dec 15 x Improving Domestic Resource Mobilization for Inclusive Growth 162 Loan PSM 3417 Program–Subprogram 3 50.00 31 Aug 16 31 Dec 16 x Improving Domestic Resource Mobilization for Inclusive Growth 163 Loan PSM 3418 Program–Subprogram 3 50.00 31 Aug 16 31 Dec 16 x Sustainable Urban Transport 164 Loan TRA 2655 Investment Program–Tranche 1 85.00 21 Jul 10 30 Sep 18 x Sustainable Urban Transport 165 Loan TRA 2879 Investment Program–Tranche 2 64.00 24 Jul 12 31 Dec 18 x Sustainable Urban Transport 166 Loan TRA 2880 Investment Program–Tranche 2 16.00 24 Jul 12 31 Dec 18 x Sustainable Urban Transport 167 Loan TRA 3063 Investment Program–Tranche 3 73.00 25 Nov 13 31 Dec 18 x Sustainable Urban Transport 168 Loan TRA 3273 Investment Program–Tranche 4 20.00 25 Aug 15 30 Jun 20 x Municipal Services Development 169 Loan WUS 2441 Project 40.00 12 Sep 08 30 Jun 13 x Municipal Services Development 170 Loan WUS 2534 Project–Phase 2 30.00 28 Jul 09 30 Jun 14 x

Loans, Grants and Technical Assistance Portfolio 13

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Urban Services Improvement 171 Loan WUS 2749 Investment Prog–Tranche I 80.00 12 Apr 11 30 Jun 18 x Urban Services Improvement 172 Loan WUS 2807 Investment Program–Tranche 2 40.00 23 Nov 11 30 Sep 18 x Urban Services Improvement 173 Loan WUS 3078 Investment Program–Tranche 3 98.00 5 Dec 13 30 Sep 19 x Urban Services Improvement 174 Loan WUS 3238 Investment Program–Tranche 4 108.00 11 Dec 14 30 Sep 19 x Urban Services Improvement 175 Loan WUS 3291 Investment Program–Tranche 5 43.00 29 Sep 15 30 Jun 19 x Urban Services Improvement 176 Loan WUS 3292 Investment Program–Tranche 5 32.00 29 Sep 15 30 Jun 19 x Urban Services Improvement 177 Loan WUS 3441 Investment Program–Tranche 6 99.00 4 Oct 16 30 Sep 19 x Georgia Total (20) 1,078.00 Indonesia Integrated Citarum Water * Resources Management Loan ANR 2500 Investment Program–Project 1 20.00 22 Dec 08 31 May 16 Integrated Citarum Water * Resources Management Loan ANR 2501 Investment Program–Project 1 30.00 22 Dec 08 31 May 16 Citarum Watershed Management * and Biodiversity Conservation Grant ANR 0216 Project 3.75 4 Aug 10 31 May 16 Sustainable and Inclusive Energy 178 Loan ENE 3303 Program–Subprogram 1 400.00 30 Sep 15 31 Dec 15 x x Sustainable and Inclusive Energy 179 Loan ENE 8293 Program–Subprogram 1 100.00 30 Sep 15 31 Dec 15 x x Electricity Grid Strengthening 180 Loan ENE 3339 Sumatra Program 575.00 2 Dec 15 30 Jun 20 x Electricity Grid Strengthening 181 Loan ENE 8297 Sumatra Program 25.00 2 Dec 15 30 Jun 20 x Sustainable Energy Access in Eastern Indonesia-Electricity Grid 182 Loan ENE 3560 Development Program 600.00 14 Sep 17 30 Jun 22 x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Sustainable and Inclusive Energy 183 Loan ENE 3561 Program–Subprogram 2 400.00 14 Sep 17 31 Mar 18 x x Sustainable and Inclusive Energy 184 Loan ENE 8330 Program–Subprogram 2 100.00 14 Sep 17 31 Mar 18 x x Capital Market Development 185 Loan FIN 2379 Program Cluster–Subprogram 1 300.00 10 Dec 07 31 Mar 08 x Indonesian Infrastructure Financing Facility Company 186 Loan FIN 2516 Project 100.00 31 Mar 09 31 Dec 14 x Capital Market Development 187 Loan FIN 2577 Program Cluster–Subprogram 2 300.00 16 Nov 09 31 Mar 10 x Local Government Finance and 188 Loan PSM 2192 Governance Reform Program 300.00 3 Nov 05 29 Dec 05 x Local Government Finance & Governance Reform Sector 189 Loan PSM 2193 Development Project 30.00 3 Nov 05 14 Jan 11 x Infrastructure Reform Sector Dev 190 Loan PSM 2263 Program Cluster 400.00 21 Nov 06 31 Mar 07 x Infrastructure Reform Sector Development Program Cluster– 191 Loan PSM 2264 Subprogram I 26.50 21 Nov 06 1 Feb 16 x Second Development Policy Support Program Cluster– 192 Loan PSM 2305 Subprogram I 200.00 20 Dec 06 21 Dec 06 x Third Development Policy 193 Loan PSM 2394 Support Program 200.00 17 Dec 07 20 Dec 07 x Infrastructure Reform Sector Development Program– 194 Loan PSM 2475 Subprogram 2 280.00 27 Nov 08 31 Mar 09 x Second Local Govt Finance & Governance Reform Program 195 Loan PSM 2478 Cluster–Subprogram 1 350.00 4 Dec 08 31 Dec 08 x Infrastructure Reform Sector Development Program– 196 Loan PSM 2708 Subprogram 3 200.00 1 Dec 10 31 Mar 11 x

Loans, Grants and Technical Assistance Portfolio 15

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Second Local Govt Finance & Governance Reform Program– 197 Loan PSM 2786 Subprogram 2 200.00 4 Oct 11 31 Dec 11 x Infrastructure Project 198 Grant PSM 0064 Development Facility 7.56 21 Nov 06 31 May 11 x Indonesia Total (21) 5,094.06 Mongolia Financial Regulation and 199 Loan FIN 2218 Governance Program 10.00 15 Dec 05 30 Jun 10 x Supporting the Credit Guarantee System for Economic Diversification and Employment 200 Loan FIN 3338 Project 60.00 27 Nov 15 31 Oct 21 x Banking Sector Rehabilitation and Financial Stability Strengthening 201 Loan FIN 3533 Program 100.00 31 May 17 3 Aug 17 x Strengthening Institutional Framework and Management 202 Loan PSM 3385 Capacity 35.00 31 Mar 16 31 Oct 19 x Mongolia Total (4) 205.00 Pakistan Power Transmission Enhancement Investment 203 Loan ENE 2289 Program–Tranche 1 226.00 13 Dec 06 30 Jun 12 x Power Transmission Enhancement Investment 204 Loan ENE 2290 Program–Tranche 1 10.00 13 Dec 06 31 Dec 16 x Renewable Energy Development Sector Investment Program– 205 Loan ENE 2286 Project 1 90.63 13 Dec 06 31 Dec 17 x Renewable Energy Development Sector Investment Program– 206 Loan ENE 7001 Project 1 14.37 13 Dec 06 31 Dec 17 x Renewable Energy Development Sector Investment Program– 207 Loan ENE 2287 Project 1 10.00 13 Dec 06 31 Dec 17 x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Power Transmission Enhancement Investment 208 Loan ENE 2396 Program–Project 2 220.00 17 Dec 07 29 Feb 16 x Power Distribution Enhancement 209 Loan ENE 2438 Investment Program–Project 1 242.00 12 Sep 08 30 Jun 12 x Power Distribution Enhancement 210 Loan ENE 2439 Investment Program–Project 1 10.00 12 Sep 08 31 Dec 18 x Energy Efficiency Investment 211 Loan ENE 2552 Program–Tranche 1 40.00 22 Sep 09 30 Jun 14 x Energy Efficiency Investment 212 Loan ENE 2553 Program–Tranche 1 20.00 22 Sep 09 16 Sep 19 x Energy Efficiency Investment 213 Loan ENE 8246 Program– Tranche 1 25.00 30 Sep 09 31 Dec 14 x Power Distribution Enhancement 214 Loan ENE 2727 Investment Program–Tranche 2 242.00 14 Dec 10 31 Mar 18 x Power Transmission Enhancement Investment 215 Loan ENE 2846 Program–Tranche 3 243.24 22 Dec 11 31 Dec 16 x Power Distribution Enhancement 216 Loan ENE 2972 Investment Program–Tranche 3 245.00 14 Dec 12 31 Jan 18 x Power Distribution Enhancement 217 Loan ENE 3096 Investment Program–Tranche 4 167.20 13 Dec 13 30 Jun 18 x Sustainable Energy Sector Reform 218 Loan ENE 3126 Program 400.00 24 Apr 14 30 Jun 15 x Sustainable Energy Sector Reform 219 Loan ENE 3321 Program–Subprogram 2 100.00 20 Nov 15 30 Jun 16 x Sustainable Energy Sector Reform 220 Loan ENE 3322 Program–Subprogram 2 300.00 20 Nov 15 30 Jun 16 x Second Power Distribution Enhancement Investment 221 Loan ENE 3328 Program–Tranche 1 380.00 25 Nov 15 30 Jun 19 x Second Power Distribution Enhancement Investment 222 Loan ENE 3329 Program–Tranche 1 20.00 25 Nov 15 30 Jun 24 x Second Power Transmission Enhancement Investment 223 Loan ENE 3419 Program – Tranche 1 115.00 31 Aug 16 31 Dec 20 x

Loans, Grants and Technical Assistance Portfolio 17

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Second Power Transmission Enhancement Investment 224 Loan ENE 3420 Program–Tranche 1 10.00 31 Aug 16 26 Aug 26 x Sustainable Energy Sector Reform 225 Loan ENE 3537 Program-Subprogram 3 300.00 15 Jun 17 30 Jun 17 x Improving Access to Financial 226 Loan FIN 2291 Services Program–Phase 1 300.00 14 Dec 06 31 Dec 08 x Improving Access to Financial 227 Loan FIN 2292 Services Program–Phase 1 20.00 14 Dec 06 31 Mar 07 x Second Generation of Capital 228 Loan FIN 2340 Market Reform Program 400.00 31 Jul 07 12 Jul 11 x Enhancing Public-Private 229 Loan FIN 3636 Partnerships in Punjab Project 100.00 15 Dec 17 30 Jun 23 x Enhancing Public-Private 230 Grant FIN 0562 Partnerships in Punjab Project 19.62 15 Dec 17 30 Jun 23 x 231 Loan PSM 2178 Infrastructure Development 25.00 18 Aug 05 30 Jun 10 x x Punjab Resource Management 232 Loan PSM 2216 Program–Subprogram 2 200.00 14 Dec 05 16 Aug 07 x Private Participation in 233 Loan PSM 2270 Infrastructure Program 400.00 31 Oct 06 28 Jun 10 x x Punjab Government Efficiency Improvement Program– 234 Loan PSM 2385 Subprogram 1 250.00 10 Dec 07 30 Jun 08 x Capacity Building for Punjab Government Efficiency 235 Loan PSM 2386 Improvement 8.80 10 Dec 07 30 Jun 12 x Accelerating Economic Transformation Program– 236 Loan PSM 2446 Subprogram 1 300.00 30 Sep 08 30 Sep 08 x Accelerating Economic Transformation Program– 237 Loan PSM 2447 Subprogram 1 200.00 30 Sep 08 30 Sep 10 x Sindh Growth and Rural 238 Loan PSM 2484 Revitalization Program 100.00 11 Dec 08 22 Jan 09 x Accelerating Economic Transformation Program– 239 Loan PSM 2524 Subprogram 2 350.00 25 Jun 09 1 Jul 09 x

18 Linked Document 4

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Accelerating Economic Transformation Program– 240 Loan PSM 2525 Subprogram 2 150.00 25 Jun 09 1 Jul 09 x Punjab Government Efficiency Improvement Program– 241 Loan PSM 2547 Subprogram 2 75.00 17 Sep 09 9 Oct 09 x Punjab Government Efficiency Improvement Program– 242 Loan PSM 2548 Subprogram 2 75.00 17 Sep 09 9 Oct 09 x Sindh Growth and Rural Revitalization Program– 243 Loan PSM 2645 Subprogram 2 120.00 24 Jun 10 30 Jun 10 x Public Sector Enterprise Reforms 244 Loan PSM 3214 Project 20.00 4 Dec 14 cancelled Public Sector Enterprises Reform 245 Loan PSM 3398 Program–Subprogram 1 200.00 28 Jun 16 30 Jun 17 x Public Sector Enterprises Reform- 246 Loan PSM 3399 Subprogram 1 100.00 28 Jun 16 30 Jun 17 x Supporting Public-Private Partnership Investments in Sindh 247 Loan PSM 3469 Province Project 100.00 24 Nov 16 31 Dec 22 x Public Sector Enterprises Reform 248 Loan PSM 3538 Program (Subprogram 2) 300.00 22 Jun 17 30 Jun 18 x x National Highway Development 249 Loan TRA 2210 Sector Investment Program 3.00 31 Dec 05 31 Mar 11 x x National Highway Development Sector Investment Program– 250 Loan TRA 2231 Project 1 180.00 15 Feb 06 19 Apr 11 x x National Trade Corridor Highway 251 Loan TRA 2400 Investment Program–Project 1 170.00 17 Dec 07 31 Mar 15 x National Highway Development Sector Investment Program– 252 Loan TRA 2540 Project 2 230.00 26 Aug 09 31 Dec 14 x x Peshawar Sustainable Bus Rapid 253 Loan TRA 3543 Transit Corridor Project 335.00 30 Jun 17 31 Dec 21 x x 254 Loan WUS 2229 Megacity Development 10.00 2 Feb 06 30 Apr 09 x

Loans, Grants and Technical Assistance Portfolio 19

Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Sindh Cities Improvement 255 Loan WUS 2499 Investment Program–Project 1 38.00 19 Dec 08 30 Jun 14 x Sindh Cities Improvement 256 Loan WUS 2975 Investment Program–Project 2 25.10 18 Dec 12 31 Aug 17 x Sindh Cities Improvement 257 Loan WUS 2976 Investment Program – Project 2 74.00 18 Dec 12 31 Aug 17 x Pakistan Total (55) 8,308.96 Philippines Power Sector Development 258 Loan ENE 2282 Program 450.00 8 Dec 06 30 Jun 09 x Loan Credit for Better Health Care * HLT 2515 Project 50.00 25 Mar 09 19 Aug 15 Enhancing Midwives' * Entrepreneurial and Financial Grant HLT 0148 Literacy 0.40 25 Mar 09 30 Jun 13 Increasing Competitiveness for * Inclusive Growth Program– Loan IND 3233 Subprogram 2 350.00 15 Dec 14 10 Nov 15 Development Policy Support 259 Loan PSM 2450 Program–Subprogram 2 250.00 30 Sep 08 20 Nov 08 x Development Policy Support 260 Loan PSM 2545 Program - Subprogram 3 250.00 15 Sep 09 31 Dec 09 x Increasing Competitiveness for Inclusive Growth Program– 261 Loan PSM 2872 Subprogram 1 350.00 26 Jun 12 7 Dec 12 x Water District Development 262 Grant WUS 0477 Sector Project 2.00 22 Apr 16 31 Oct 22 x Philippines Total (5) 1,302.00 Tonga Tonga-Fiji Submarine Cable * Grant ICT 0256 Project 9.70 23 Aug 11 31 Dec 18 0347 Outer Island Renewable Energy 263 Grant ENE 0348 Project 2.00 x 0444 0445 Outer Island Renewable Energy 264 Grant ENE 0446 Project – Additional Financing 1.44 x

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Sector governance PPP and SOE- modality, Loan Amount Approval Closing Macro-level specific other NSO No. Modality Sector No. Title ($ million) Date Date Approaches Inputs projects Outer Island Renewable Energy 265 Grant ENE 0528 Project – Additional Financing 2.50 x Outer Island Renewable Energy 266 Loan ENE 3509 Project – Additional Financing 2.50 x Building Macroeconomic Resilience Program–Subprogram 267 Loan PSM 3531 2 2.75 29 May 17 11 Sep 17 x 268 Grant PSM 0185 Economic Support Program 10.00 3 Dec 09 30 Jun 11 x Strengthening Public Financial 269 Grant PSM 0359 Management Program 4.50 24 Sep 13 31 Dec 13 x Building Macroeconomic 270 Grant PSM 0479 Resilience Program–Subprogram1 3.00 30 May 16 30 Jun 16 x Building Macroeconomic Resilience Program–Subprogram 271 Grant PSM 0532 2 2.25 29 May 17 30 Sep 17 x Nuku'alofa Urban Development 272 Grant WUS 0264 Sector Project 6.06 17 Oct 11 31 Jan 19 x Nuku'alofa Urban Development 273 Grant WUS 0265 Sector Project 6.44 17 Oct 11 31 Jan 19 x Tonga Total (11) 43.44 Total for the Eight Countries Not Selected for Case Assessments (160) 20,079.32 Grant Total (273) 36,966.51 ANR = Agriculture, Natural Resources and Rural Development, ENE = Energy, FIN = Finance, HLT = Health, ICT = Information and Communication Technology, IND = Industry and Trade, PSM = Public Sector Management, TRA = Transport, WUS = Water and Other Urban Infrastructure and Services. Note: * Not included in the studied portfolio. Source: Asian Development Bank (Independent Evaluation Department).

Loans, Grants and Technical Assistance Portfolio 21

Table 2: Technical Assistance in 13 Selected Countries (2005–2017)

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects People’s Republic of China (PRC) Energy Conservation and 1 ENE ADTA 4706 Resource Management 2 Dec 05 31 May 09 600 L2296 x Enhancing the Energy Regulation System for Low-Carbon Development 9 Dec 11 6 Jul 15 400 x Enhancing the Energy Regulation System for Low-Carbon Development (Supplementary) 25 Oct 12 6 Jul 15 120 x Enhancing the Energy Regulation System for Low-Carbon Development 2 ENE PATA 7963 (Supplementary) 3 Mar 14 6 Jul 15 200 x Development of Asset- Backed Securities Market and Restructuring of Asset Management 3 FIN ADTA 4618 Companies 19 Jul 05 9 Nov 11 1,000 x Bank of China Ltd. for Improving Corporate 4 FIN ADTA 4746 Governance 16 Dec 05 25 May 10 300 x Supporting the Reform of the Role of the People's 5 FIN PATA 9091 Bank of China 8 Apr 16 31 Mar 18 300 x Nanjing Water Utility Long-Term Capital Finance in Commercial Markets 28 Jun 05 30 Apr 08 550 x Nanjing Water Utility Long-Term Capital Finance in Commercial Markets (Supplementary) 26 Oct 05 30 Apr 08 50 x Nanjing Water Utility 6 PSM ADTA 4604 Long-Term Capital 26 Jun 07 30 Apr 08 10 x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Finance in Commercial Markets (Supplementary) Strengthening the Legal and Implementation Framework for Anti- 7 PSM ADTA 4824 Money Laundering 7 Aug 06 26 Oct 09 400 x Supporting Fiscal Reforms 8 PSM ADTA 7095 in High Priority Sectors 10 Jul 08 30 Apr 13 1,000 x Fiscal Policy Support for Economic Development in 9 PSM ADTA 7192 Henan 10 Dec 08 25 Oct 11 400 x Supporting Reforms in Taxation and Budget 10 PSM PATA 7568 Management 26 Jul 10 16 May 13 1,200 x Improvement of Fiscal Management and Accounting Services 11 PSM PATA 8192 Supervision 15 Oct 12 29 Apr 16 750 x x Leadership in Public– 12 PSM CDTA 8505 Private Partnerships 13 Nov 14 15 Nov 15 225 x Promoting the Decisive Role of the Market in 13 PSM PATA 8895 Resource Allocation 11 May 15 30 Sep 18 500 x Municipality-Level Public- Private Partnership Operational Framework 14 PSM PATA 8940 for Chongqing 11 Aug 15 31 Oct 16 350 x x Mobilizing Pension Fund Financing for Public- 15 PSM PATA 9163 Private Partnerships 31 Aug 16 31 Aug 19 400 x Enhancing Competition in 16 PSM PATA 9196 Public Service Delivery 5 Oct 16 30 Sep 18 600 x Railway Passenger and Freight Policy Reform L2274/ 17 TRA ADTA 4701 Study 28 Nov 05 23 Jul 08 400 L2605 x

Loans, Grants and Technical Assistance Portfolio 23

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Application of Public- Private Partnerships in Urban Rail-Based 18 TRA ADTA 4724 Transportation Project 9 Dec 05 31 Mar 10 500 x Resource Optimization in the Road Sector 29 Nov 06 31 Oct 09 400 x Resource Optimization in the Road Sector 19 TRA ADTA 4877 (Supplementary) 20 Dec 06 31 Oct 09 200 Transport Efficiency through Logistics 20 TRA ADTA 7174 Development Policy Study 18 Nov 08 11 Dec 12 500 x Railway Sector Energy 21 TRA ADTA 7171 Efficiency Strategy 18 Nov 08 22 Jul 11 800 L2471 x Institutional and Capacity 22 TRA CDTA 7403 Development 8 Dec 09 16 May 13 600 L2605 x Urban Wastewater Reuse and Sludge Utilization 23 WUS ADTA 7083 Policy Study 26 May 08 21 Dec 11 1,000 L7375 x PRC Total (23) 13,755 India Innovative Financial Instruments for Power 24 ENE CDTA 7688 Grid 26 Nov 10 31 Oct 11 225 x Capacity Building for Rural Cooperative Credit 25 FIN ADTA 4887 Structure Reform 8 Dec 06 29 Mar 11 2,000 x Preparing the Bond 26 FIN CDTA 8279 Guarantee Fund for India 17 Dec 12 29 Sep 15 800 x Strengthening Financial Inclusion through Responsible Finance 27 FIN CDTA 9133 Practices 8 Jul 16 30 Nov 19 750 x L2404/ Mainstreaming Public- L2509/ Private Partnerships at L2586/ 28 PSM ADTA 4890 State Level 11 Dec 06 31 Oct 12 3,000 L2787/ x x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects L2822 L2404/ Mainstreaming Public- L2509/ Private Partnerships at L2586/ State Level L2787/ (Supplementary) 8 Aug 08 31 Oct 12 2,000 L2822 x x L2404/ Mainstreaming Public- L2509/ Private Partnerships at L2586/ Central Line Ministries of L2787/ 29 PSM ADTA 4993 the Government of India 16 Nov 07 30 Mar 12 2,000 L2822 x x Capacity Development for India Infrastructure 30 PSM ADTA 7030 Finance Company Limited 14 Dec 07 31 Dec 11 500 L2404 x Supporting the Assam and Public Resource Management Sector Development Program 31 PSM ADTA 7129 (Subprogram II) 17 Sep 08 29 Feb 12 600 x Supporting an Initiative for Mainstreaming Public- Private Partnerships for L2586/ Providing Urban L2787/ 32 PSM CDTA 7342 Amenities in Rural Areas 11 Sep 09 20 Oct 15 1,500 L2822 x Sustaining the Government of India - ADB Initiative for Mainstreaming Public- Private Partnerships 10 Dec 09 28 Feb 17 800 x Sustaining the Government of India - ADB Initiative for Mainstreaming Public- Private Partnerships 33 PSM CDTA 7463 (Supplementary) 21 Apr 14 28 Feb 17 500 x Assisting in Framework 34 PSM PATA 7441 Development for 11 Dec 09 27 Jun 14 1,000 x

Loans, Grants and Technical Assistance Portfolio 25

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Mainstreaming Public- Private Partnerships Deepening Capacity Building for Mainstreaming Public- 35 PSM CDTA 7625 Private Partnerships 22 Oct 10 30 Jun 14 3,000 L2926 x Supporting West Bengal Development Finance 30 Oct 12 36 PSM CDTA 8203 Program 24 Jul 14 700 x Supporting the Punjab Development Finance 37 PSM CDTA 8759 Program 19 Nov 14 30 Jun 18 500 L3187 x x Supporting the Second West Bengal Development 38 PSM CDTA 9378 Finance Program 20 Sep 17 31 Oct 19 500 L3536 x Deploying Innovative Information and Communication Technology for Supporting e-Governance 39 TRA ADTA 4989 in Assam 15 Nov 07 23 Dec 11 500 x Capacity Building for Road Safety and Public- Private Participation 40 TRA CDTA 7785 Support 10 Mar 11 30 Sep 14 1,000 x Supporting Public-Private Partnerships for Infrastructure 41 WUS CDTA 8799 Development 15 Dec 14 30 Jun 19 1,500 x x Capacity Development of Institutions in the Urban 42 WUS CDTA 9318 Sector of Madhya Pradesh 18 May 17 30 Jun 20 1,000 L3528 x India Total (19) 24,375 Papua New Guinea Implementation of the L2713/ 43 ENE PATA 8264 Electricity Industry Policy 10 Dec 12 21 Dec 16 1,000 L2714 x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Supporting Anti-Money Laundering and Combatting the Financing 44 FIN PATA 8515 of Terrorism 14 Nov 13 1 Dec 15 225 x Support for Public Expenditure Review and 45 PSM ADTA 4947 Rationalization 29 Jun 07 30 Jun 09 500 L1703 x Supporting Public 46 PSM CDTA 7427 Financial Management 10 Dec 09 25 Jan 12 1,000 L1703 x Facilitating Public-Private 47 PSM CDTA 7782 Partnerships 23 Feb 11 5 Apr 16 800 L1889 x Supporting Public Financial Management, 48 PSM CDTA 8213 Phase 2 12 Nov 12 31 Dec 16 1,000 L1703 x Improving Road User Charges and Private Sector Participation in 49 TRA PATA 7420 Road Development 8 Dec 09 27 Jan 14 800 x Papua New Guinea Total (7) 5,325 Uzbekistan Power Sector Reform and Sustainability Support Attached 50 ENE PATA 9459 Program 12 Dec 17 31 Mar 19 2,000 to L6321 x Financial Sector Infrastructure 51 FIN ADTA 4565 Development 10 Feb 05 30 Apr 08 400 x Insurance Sector 52 FIN CDTA 8247 Development 10 Dec 12 18 Nov 16 500 x E-Government for Effective Public Management 12 Dec 12 31 Dec 17 1,100 x E-Government for Effective Public Management 53 PSM PATA 8260 (Supplementary) 20 Aug 14 31 Dec 17 400 x

Loans, Grants and Technical Assistance Portfolio 27

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Water and Sanitation Development and 54 WUS CDTA 9481 Capacity Building 21 Dec 17 28 Feb 21 1,000 x Uzbekistan Total (5) 5,400 Viet Nam 55 ENE ADTA 4768 Power Market Design 1 Mar 06 25 Aug 09 500 L2225 x Increasing Efficiency of NPT through Targeted 56 ENE CDTA 7668 Capacity Building 12 Nov 10 30 Sep 15 600 x Electricity Transmission Pricing Review in the Context of Power Sector Restructuring 11 Dec 12 2 May 17 800 x Electricity Transmission Pricing Review in the Context of Power Sector Restructuring 57 ENE PATA 8302 (Supplementary) 1 Aug 15 2 May 17 225 x Establishing the Wholesale Electricity 58 ENE CDTA 8851 Market 19 Dec 14 31 Mar 18 750 x Power Sector Reform 59 ENE PATA 9012 Program 8 Dec 15 31 May 19 1,000 x Enhancing Readiness for Solar Power Deployment 60 ENE CDTA 9306 in Viet Nam 31 Mar 17 30 Jun 18 225 x Support to Implement the Anti-Money Laundering 61 FIN ADTA 4731 Decree 13 Dec 05 30 Sep 08 500 x Support for Developing Capital Markets and Building Capacity in the 62 FIN ADTA 7087 Financial Sector 5 Jun 08 26 Sep 11 1,000 L2490 x Enhancing Financial 63 FIN PATA 8538 Stability (Scoping) 4 Dec 13 31 Jul 15 225 x Strengthening Financial 64 FIN CDTA 8793 Markets 12 Dec 14 31 Jan 18 600 x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Support for Public-Private L2920/ 65 PSM CDTA 7759 Partnership in Viet Nam 7 Dec 10 31 Aug 12 225 L8273 x Strengthening Support for State-Owned Enterprise Reform and Corporate Governance 66 PSM CDTA 8016 Facilitation Program 22 Dec 11 30 Jan 15 1,200 x Strengthening Support for State-Owned Enterprise Reform and Corporate Governance 67 PSM CDTA 8387 Facilitation Program 19 Jun 13 3 Oct 16 800 x Supporting Public Financial Management in Viet Nam 14 Oct 15 31 Oct 17 225 x Supporting Public Financial Management in Viet Nam 68 PSM PATA 8980 (Supplementary) 29 Apr 16 31 Oct 17 225 x Expressway Network Development Plan Project 23 Nov 05 30 Nov 09 850 x x Expressway Network Development Plan Project (Supplementary) 20 Dec 05 30 Nov 09 300 x x Expressway Network Development Plan Project (Supplementary) 30 Apr 07 30 Nov 09 600 x x Expressway Network Development Plan Project (Supplementary) 3 Dec 07 30 Nov 09 200 x x Expressway Network Development Plan Project 69 TRA ADTA 4695 (Supplementary) 8 Jul 09 30 Nov 09 215 x x Infrastructure Policy 70 TRA ADTA 4981 Reform Support 15 Oct 07 28 Feb 11 1,000 x

Loans, Grants and Technical Assistance Portfolio 29

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Strengthening Operations and Business Processes in 71 TRA ADTA 7018 Viet Nam Railways 12 Dec 07 27 Dec 11 980 x Strengthening Institutional and Financial Arrangements, Operation and Maintenance, and Governance in Road 72 TRA PATA 7611 Transport 24 Sep 10 21 Dec 12 1,000 x Viet Nam Total (18) 14,245 Total for the Five Countries Selected for Case Assessments (72) 63,100 Bangladesh Corporatization of the Bangladesh Power L2332/ 73 ENE ADTA 4626 Development Board 2 Aug 05 17 Feb 09 800 L2334 x Tendering Process for Independent Power 74 ENE ADTA 4953 Producer Plants 16 Jul 07 28 Feb 11 600 x Bangladesh–India Electrical Grid L2661/ 75 ENE CDTA 7542 Interconnection Project 1 Jun 10 31 May 15 225 L3031 x Tariff Reform and Inter- Sectoral Allocation of 76 ENE PATA 7758 Natural Gas 8 Dec 10 12 Jul 13 225 x Enhancing Efficiency of 77 FIN CDTA 8228 the Capital Market 28 Nov 12 28 Aug 15 750 x Capacity Development in Infrastructure Development Company L3554/ 78 FIN CDTA 9344 Ltd 18 Jul 17 31 Mar 20 750 L3555 x L2566/ Public-Private Partnership L2567/ Program L2568/ Operationalization 6 Dec 10 11 Jul 14 1,000 L2569 x L2566/ Public-Private Partnership L2567/ 79 PSM CDTA 7691 Program 14 Dec 12 11 Jul 14 225 L2568/ x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Operationalization L2569 (Supplementary) Road Map to Good 80 PSM CDTA 8553 Governance 12 Dec 13 15 Nov 17 225 x Institutional Support for 81 TRA ADTA 4847 Railway Reforms 10 Oct 06 31 Dec 17 2,000 L2317 x Supporting the Khulna 82 WUS CDTA 7820 Water Supply Project 14 Jun 11 29 Jun 16 700 L2756 x Establishing a Regulatory Framework for Urban Water Supply and 83 WUS PATA 8320 Sanitation 28 Jan 13 31 Dec 15 750 x Management Support for Dhaka Water Supply and 84 WUS ADTA 7001 Sewerage Authority 10 Dec 07 31 Aug 11 2,500 x Bangladesh Total (12) 10,750 Fiji Private Sector 85 PSM ADTA 4704 Development Roadmaps 29 Nov 05 21 Dec 09 300 x Implementing Reforms of 86 PSM CDTA 8059 State-Owned Enterprises 16 Mar 12 28 Jan 14 500 x Supporting Public Financial Management 87 PSM PATA 9427 Reform 24 Nov 17 31 Jan 20 750 x Fiji Total (3) 1,550 Georgia Promoting Financial 88 FIN CDTA 8218 Sector Resilience 9 Nov 12 26 May 16 150 x L3191/ L3190/ Strengthening Domestic L3282/ Resource Mobilization 11 Sep 14 31 Dec 18 500 L3283 x x Strengthening Domestic Resource Mobilization 89 FIN PATA 8716 (Supplementary) 1 Mar 16 31 Dec 18 780 x x

Loans, Grants and Technical Assistance Portfolio 31

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Developing an Urban Water Supply and Sanitation Sector Strategy and Regulatory 90 WUS PATA 7492 Framework 2 Feb 10 17 Jun 11 863 x Development of Public- 91 WUS PATA 9019 Private Partnerships 10 Dec 15 31 Aug 18 500 x Georgia Total (4) 2,793 Indonesia Strengthening Regulation 92 FIN ADTA 7000 and Governance 10 Dec 07 30 Sep 12 1,200 L2379 x Strengthening Indonesia's 93 FIN CDTA 7466 Capital Market 4 Dec 09 30 Apr 15 1,500 x Enhancing Financial Sector Governance, Risk 94 FIN CDTA 8326 Management, and Depth 24 Jan 13 29 Apr 16 1,000 x Enhancing the Regulatory Framework of Financial Sector Development and 95 FIN PATA 9054 Oversight 16 Dec 15 31 Jan 19 1,500 x Supporting an Effective Institutional Framework L2192/ 96 PSM ADTA 4682 for Fiscal Decentralization 3 Nov 05 27 Jan 09 500 L2193 x Enhancing Private Sector Participation in L2394/ 97 PSM ADTA 4872 Infrastructure Provision 21 Nov 06 30 Nov 15 2,000 L2708 x Local Government Finance and Governance 98 PSM ADTA 7184 Reform 4 Dec 08 31 Oct 12 1,500 x Support for Local Government Finance and 99 PSM PATA 7452 Governance Reform 2 10 Dec 09 27 Dec 12 1,000 x Capacity Development Assistance for Public- 100 PSM CDTA 7729 Private Partnerships 10 Dec 10 26 Sep 14 500 x x Indonesia Total (9) 10,700

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Mongolia Capacity Building for 101 FIN ADTA 4737 Financial Sector Reforms 15 Dec 05 30 Apr 10 900 L2218 x Capital Markets 102 FIN ADTA 7112 Development 11 Aug 08 23 Aug 11 500 x Policy and Institutional Support for Banking Sector Systemic Risk 103 FIN PATA 7397 Management 27 Nov 09 30 Jan 15 2,000 L3338 x Public-Private Partnership 104 FIN PATA 7577 Development 17 Aug 10 30 Nov 13 500 x x Supporting Financial Sector Development and 105 FIN CDTA 9180 Stability 26 Sep 16 30 Jun 19 1,550 x Banking Sector Rehabilitation and Financial Stability 106 FIN CDTA 9320 Strengthening 30 May 17 31 Jul 19 1,500 L3533 x Support Public-Private 107 PSM PATA 7291 Partnerships 3 Jun 09 30 Jun 11 200 x Developing a Conducive Environment for Public- 108 PSM PATA 8236 Private Partnerships 3 Dec 12 23 Mar 16 750 x x Strengthening the Anti- Money Laundering Regime 11 Dec 12 21 Aug 17 360 x Strengthening the Anti- Money Laundering 109 PSM CDTA 8255 Regime (Supplementary) 11 Dec 14 21 Aug 17 360 x Public-Private Partnership in Urban Public Transport 110 TRA PATA 8985 Sector of Ulaanbaatar 5 Nov 15 21 Jul 16 350 x Mongolia Total (10) 8,970

Loans, Grants and Technical Assistance Portfolio 33

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Pakistan Update on Energy Sector 111 ENE PATA 9357 Plan 21 Aug 17 15 May 18 500 x Supporting the Private Participation in L2439/ 112 FIN ADTA 4861 Infrastructure Program 31 Oct 06 11 Apr 11 1,000 L2727 x Supporting Second Generation of Capital 113 FIN ADTA 4956 Market Reform Program 31 Jul 07 29 Dec 10 1,000 x Strengthening the Federal Public–Private Partnership Framework and Enabling Reforms for Infrastructure 114 FIN PATA 9467 Financing Support 13 Dec 17 31 Dec 20 3,266 x Enhancing Public-Private Partnerships in Punjab L3636/ 115 FIN CDTA 9469 Project 15 Dec 17 31 Dec 22 4,009 G0562 x Improving Private Sector Participation and Public 116 PSM ADTA 7201 Expenditure Management 11 Dec 08 16 May 14 800 x x x Support for Efficient Structuring of Public- Private Partnership in Punjab and Sindh 117 PSM PATA 8443 Provinces 5 Sep 13 31 May 15 225 x Enhancing Public Private L3469/ 118 PSM CDTA 9239 Partnerships in Pakistan 24 Nov 16 30 Jun 22 4,751 G0518 x Pakistan Total (8) 15,551 Philippines Government-Owned and Controlled Corporations 119 FIN ADTA 4809 Reform 29 Jun 06 31 Oct 08 750 L2282 x Strengthening the Anti- Money Laundering 120 PSM ADTA 4601 Regime (Phase II) 24 Jun 05 24 Apr 08 400 x Debt and Risk 121 PSM ADTA 4717 Management Project 7 Dec 05 13 Nov 07 720 L2186 x

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Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Local Governance and Fiscal Management 122 PSM ADTA 4778 Project 3 Apr 06 16 Mar 10 1,800 L2186 x Strengthening Investment Climate and 123 PSM ADTA 4920 Competitiveness 8 Feb 07 28 Feb 11 800 x Improving Public 124 PSM ADTA 7138 Expenditure Management 30 Sep 08 28 Feb 13 800 x Improving Public Expenditure Management 125 PSM PATA 7346 2 15 Sep 09 10 Nov 11 800 x Strengthening Public- Private Partnerships in the Philippines 24 Mar 11 31 Mar 21 9,700 L3233 x x Strengthening Public- Private Partnerships in the Philippines (Supplementary) 1 Mar 12 31 Mar 21 15,500 x x Strengthening Public- Private Partnerships in the Philippines 126 PSM CDTA 7796 (Supplementary) 1 Dec 12 31 Mar 21 3,000 x x Strengthening Evaluation and Fiscal Cost Management of Public- 127 PSM CDTA 8650 Private Partnerships 15 May 14 30 Nov 17 2,000 x x Support to Local Government 128 PSM CDTA 9041 Accountability Systems 10 Dec 15 30 Sep 18 500 x Strengthening Tax and Fiscal Policy Capacity for 129 PSM PATA 9250 Inclusive Growth 29 Nov 16 31 Dec 19 2,000 x Strengthening Transparency and Accountability in the 130 TRA CDTA 7434 Road Subsector 10 Dec 09 31 May 16 1,000 L2836 x Philippines Total (12) 39,770

Loans, Grants and Technical Assistance Portfolio 35

Sector governance PPP and SOE- modality, Project Approval Closing Amount Related Macro-level specific other NSO Sector Type No. Title Date Date ($ ‘000) Loan/Grant Approaches Inputs projects Tonga Rationalization of Public 131 PSM ADTA 4899 Enterprises Phase 3 18 Dec 06 15 May 09 400 G0185 x Reforming Public 132 PSM PATA 7271 Enterprises 14 Apr 09 31 Aug 10 500 G0185 x Tonga Total (2) 900 Total for the Eight Countries Not Selected for Case Assessments (60) 90,984 Grand Total (132) 154,084 ADTA = advisory technical assistance, ANR = Agriculture, Natural Resources and Rural Development, CDTA = capacity development technical assistance, EDU = education, ENE = Energy, FIN = Finance, IND = Industry and Trade, PATA = policy and advisory technical assistance, PSM = Public Sector Management, TRA = Transport, WUS = Water and Other Urban Infrastructure and Services. Source: Asian Development Bank (Independent Evaluation Department).