KDAL 406, V. P. House, Rafi ~arg, New Delhi - 110001 Ph. : 011-23752398 E-mail: rashlriyalokdaloffice@ gmaiI.c~

Bijender Panwar ~~\S! Treasurer UJ--\,~ c_~ J ~

The Secretary Election Commission ofIndia

Dear Sir

Enclosed please find herewith following documents -- 10 Copy of Annual Audited Accounts of Rashtriya for the Financial Year 2017-180 20 List of Central Office Bearers 30 Form 24A 40 Copy of Constitution of .

Yours Sincerely

~ ( Bijender Panwar ) 'MUKESH MITTAL & co. CHARTERED ACCOUNTANTS 18/12, W.E.A., Arya Samaj Road, Pusa Lane, Karol Bagh, New Delhi - 5 Phones: Off. : 28752622, 28754035 email: mukeshmittal1959@gmaiLcom

AUDITOR'S REPORT

To, The President RashtriyaLok Dal,

We have audited the attached Balance Sheet of RASHTRIYA LOK DAL, as at 31st March 2018, Income & Expenditure Account and the Cash Flow Statement for the year ended on that date annexed thereto. These financial statements are the responsibility of the Political Party's management. Our Responsibility is to express an opinion on these financial statements based ' on our audit.

We conducted our audit in accordance with the auditing standards generally accepted in India. Those Standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statements presentation.We believe that our audit provideda reasonablebasis for our opinion.

Further,we report that: (i) We have obtained all the information and explanations, which to the best of our knowledge and belief were necessaryfor the purposesof our audit;

(ii) In our opinion, proper books of account have been kept by the political party so far as appears from our examination of those books and proper records adequate for the purposes of our audit have been receivedfrom the branch not visited by us;

(iii) The Balance Sheet, Income & ExpenditureAccount and Cash Flow statement dealt with by this report are in agreementwith the books of account.

(iv) In our opinion and to the best of our information and according to the explanations given to US, the said accounts give a true and fair view in conformity with the accounting principles generally accepted in India;

(a) In the case of the Balance Sheet, of the state of affairs of the political party as at

31st March 2018. Cont. Sheet No.

(b) In case of the Income and Expenditure Account, of the SURPLUS for the year ended on that date; and

(c) In the case of the Cash Flow Statement, of the cash flows for the year ended on . that date.

For Mukesh Mittal & Co Chartered Accountants Firm Regd. No 004485N

Mukesh Mittal Partner Membership No. 083428

Place: New Delhi Date: 2 4 SEP 101S Rashtriya Lok Dal 406. Vittal Bhai Patel House. Rafi Marg, New Delhi-110001

Balance Sheet as on 31st March 2018

Particulars Note As at As at 31st March 2018 31st March 2017 SOURCES OF FUNDS: General Reserve Fund 02 202,972,330 189,096,350 Reserve Fund 03 3,131,934 3,131,934 LOANS/BORROWINGS 04 Secured Loan Unsecured Loan CURRENT LIABILITIES & PROVI~IONS 05 Sundry Creditors· 4,102,386 6,728,300 Statutory Liabilities 25,214 38,200 Provision for Expenses 408,764 392,545 Total (Rs) 210,640,628 199,387,329

APPLICATION OF FUNDS: FIXED ASSETS 06 Tangible Assets 64,319,205 66,484,710 Intangible Assets 5,606 9,343 Capital Work in Progress 210,024

INVESTMENTS 07 Long Term Investments 37,894,509 34,791,409 Short Term Investments 26,150,000 33,582,389 CURRENT ASSETS Deposits 08 21,438,455 20,506,929 Sundry Debto~ 09 Cash and Cash Equivalents 10 56,210,708 39,393,622 Short Term Loans and Advances 11 2,665,402 1,430,40~ Other Current Assets 12 1,956,743 2,978,501

Total (Rs) 210,640,628 199,387,329

Significant Accounting Policies The accompanying Notes are an integral part of these 2 to 17 Financial Statements

As per our separate report of even date For and on behalf of For Mukesh Mittal & Co Rashtriya Lok Dal Firm Regd. No. 004485N Chartered Accountants

~~'""""'.~ Ajit Singh Mukesh Mittal President Partner Membership No. 083428

Place: New Delhi Date: 2.4 SEP 2018 Hashtriya Lok Dal 406, Vittal Dhai Patel House, Rafi Marg, New Delhi-110001

Income & Expenditure Account for the year ended 31st March 2018

Particulars Note for the year for the year ended 31st ended 31st March 2018 March 2017 INCOME Voluntry Contribution Received 12,571,600 Capial Gain & Loss (Net) 10,396,487 31,115,319 Membership Fees Received 12,600 203,400 Others Income 13 16,159,468 26,974,351 Total (A) 26,568,555 70,864,671

EXPENDITURE Election Expenditure 14 2,980,616 49,713,897 Employee Cost 15 2,604,241 2,072,997 Administrative & Others Expenses 16 5,253,336 10,188,043 Depreciation & Amortisation Expenses 06 1,854,382 2,003,282

Total (8) 12,692,575 63,978,219 Surplus(Deficit) during the year 13,875,980 6,886,452 Income Tax Refund relating to earlier years Surplus(Deficit) Carried to General Reserve Fund 13,875,980 6,886,452

Significant Accounting Policies The accompanying Notes are an integral part of these 2 to 17 Financial Statements

As per our separate report of even date For and on behalf of For Mukesh MiUal & Co Rashtriya Lok Dal Firm Regd. No. 004485N Chartered Accountants • / ~5

~~~ Ajit Singh Jayant Kr. Singh Mukesh MiUal President Vice President Partner Membership No. 083428 /~ Bijender Panwar Place: New Delhi Treasurer Date: 2.4 SEP 2018 ·-~ Rashtriya Lok Oal 406, Vittal Bhai Patel House, Rafi Marg, New Delhi-11 0001

Forming Part of Balance Sheet as on 31st March 2018

NOTES: (01): CORPORATE INFORMATION: (A) Rashtriya Lok Dal is registered with the Election Commission of India as a political party and registered as Political Party vide registration (letter) No. 56/283/96/JUD-1I dt 11-09-1996. The object of the party is the well being and advanced of the people of India the establishment in India oy peaceful and constitutional means of socialist State based on Parliamentary Democracy in which there is equality of opportunity and of Political economic and social rights and which aims at world peace and fellowship.

(B) SIGNIFICANT ACCOUNTING POLICIES: 01 BASIS OF PREPARATION: The financial statements have been prepared to comply with all material respects with the Accounting Standard Guidance Notes issued by the Institute of Chartered Accountants of India. The financial statements have been prepared under the historical cost convention on accrual basis and the accounting policies have been consistently applied by the party and are consistent with those used in previous year.

02 USE OF ESTIMATES: The preparation of financial statements in conformity with generally accepted accounting principles required by the management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent liabilities at the date of the financial statements.

03 FIXED ASSETS AND DEPRECIATION AIII'ORTIZATION Depreciation has been provided at the rates prescribed by the Income-Tax Act, 1961 on prorata basis.

Fixed Assets have been physically verified by the Management! Office Bearer and as explained there is no ditterence between physical assets and books assets.

04 EMPLOYEE BENEFITS Remuneration and other employees benefits are accounted for on accrual basis.

05 REVENUE RECOGNITION Except annual membership fees from member all the income & Expenditures are accounted for on accrual basis.

06 INVESTMENTS Investments are classified into current and long term investments. Current investments are stated at cost. Long Term Investments are stated at cost less provision for diminution other than temporary, if any, in the value of such investments. 02 GENERAL RESERVE FUND Opening Balance 189,096,350 182,209,898 Add/(Less): Surplus/(Deficit) during the yecr 13,875,980 6,886,452 Total (Rs) 202,972,330 189,096,350

03 RESERVE FUND Opening Balance 3,131,934 3,131,934 Add: Addition during the year Total (Rs) 3,131,934 3,131,934

04 LOANS/BORROWINGS Secured Loan Unsecured Loan Total (Rs)

05 CURRENT LIABILITIES & PROVISIONS Sundry Creditors' Micro, Small and Medium Enterprises Others 302,386 4,528,300 Refund Received against Property 3,800,000 2,200,000 Statutory Liabilities 25,214 38,200 Provision for Expenses 408,764 392,545 Total (Rs) 4,536,364 7,159,045

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Forming Part of Balance Sheet as on 31st March 2018

Notes Particulars As at 31st March 2018 As at 31st March 2017 Qty. Amount (Rs) Qty. Amount (Rs) 07 INVESTMENTS LONG TERM INVESTMENTS {Quoted} Mutual Funds {Debt} Franklin India Ultra Short Bond Super Ins Growth 122,485 2,400,000 Total 122,485 2,400,000

Mutual Fund {Eguitll} Aditya Birla Sunlife Equity Fund Regular Growth 955 550,000 Aditya Birla Sunlife Pure Fund Regular Growth 11,336 525,000 BNP Paribas Mid Cap Fund Growth 186,826 3,111,356 213,812 3,200,000 Canara Robeco Emerging Equity Regular Growth 57,412 3,300,000 48,540 2,700,000 DSP Black Rock Micro Cap Fund Reg Growth 24,886 1,275,199 53,023 2,100,000 Franklin Build India Fund Growths 66,062 1,900,000 66,062 1,900,000 Franklin India Smaller Companies Fund Growth 16,143 761,601 1,447 50,000 HDFC Mid Cap Opportunities Fund Growth 172,359 3,929,379 166,588 3,350,000 HDFC Top 200 Fund Growth 4,806 1,060,204 4,549 960,204 ICICI Prudential Value Discovery Regular Growth Fund 32,481 1,962,568 ICICI Pru. Focused Bluechip Equity Fund Reg Growth 124,614 2,650,000 118,269 2,450,000 Mirae Assets Emerging Bluechip Fund Regular Growth 34,849 1,300,000 ICICI Prudential Discovery Fund Regular Plan Growth 57,412 3,297,433 IDFC Premier Equity Fund Plan A Growth 16,986 687,986 Princeple Emerging Bluechip Growth 4,316 350,000 Mirae Assets India Opportunity Fund Growth 227,791 4,700,000 216,854 4,300,000 Quantam I:.ongTerm Equity Fund Growth Option 167,187 4,556,147 285,068 6,739,363 Reliance Small Cap Fund Growth 7,957 200,000 7,957 200,000 SBI Emerging Business Fund Regular Growth 20,192 1,342,385 15,223 842,385 UTI Midcap Fund Growth 6,156 520,669 6,853 514,037 UTI Transporation & Logistics Growth 17,771 1,500,000 17,771 1,500,000 Total 1,184,101 35,494,509 1,296,412 34,791,409

Sub Total 1,306,585 37,894,509 1,296,412 34,791,409

SHORT TERM INVESTMENTS {Quoted} Mutual Funds-Debts Franklin India Ultra Short Bond Super Ins Growth 353,354 7,600,000 369,101 7,500,000 Franklin India Low Duration Growth 127,506 2,500,000 Frankling India Short Term Income Plan Retails Growth 2,088 7,500,000 ICICI Prudential Long Term Regular Grow~h 614,152 12,307,389 Taurus Short Term Income Fund Growth 930 2,400,000 UTI Dynamic Bond Fund Growth 79,340 1,500,000 Total 482,948 17,600,000 1,063,524 23,707,38~

Mutual Funds-Eguitll Aditya Birla Sunlife Equity Fund Regular Growth 784 525,000 955 550,000 Aditya Birla Sunlife Equity Pure Fund Regular Growth 18,124 1,050,000 11,336 525,000 BNP Paribas Dividend Yeild 2,007 100,000 BNP Paribas Mid Cap Fund Growth 11,510 400,000 15,414 400,000 Canara Robeco Emerging Equity Regular Growth 6,728 600,000 8,872 600,000 DSP Black Rock Micro Cap Fund Reg Growth 6,633 400,000 35,308 1,750,000 Franklin India Smaller Companies Fund Growth 10,480 600,000 23,782 1,100,000 HDFC Mid Cap Opportunities Fund Growth 10,981 600,000 16,863 750,000 HDFC Top 200 Fund Growth 821 350,000 258 100,000 ICICI Pru. Focused Bluechip Equity Fund Reg Growth 6,345 200,000 ICICI Prudential Value Discovery Fund Regular Plan Gr 1,208 150,000 IDFC Focused Equity Fund Regular Growth 9,012 350,000 L&T Emerging Business Fund Growth 9,112 250,000 Mirae Assets Emerging Bluechip Fund Regular Growth 22,114 1,050,000 34,849 1,300,000 c,v-. MI TJ::"'1 ae Assets Opportunity Fund Growth 13,428 600,000 10,937 400,000 9,552 950,000 4,316 350,OOCl ~" ~ ipa "m'''''09 BluchipGrowth 1811 ®I al Growth Funds 1,354 200,000 13,726 600,000 KAR1;l~~ .' m l°'l'JF'fta~lir.l' ~rwb'!Ii'''C FDr IR~ShtiJ.l:a Lok Dat Oal NEW DEL ·5 to ~ For Ra~ LCk JJ ~( ~ ~)'~ :<;.",,,,,~ ,,/ lvu- v- ~CCO\) ~J ~ _:- President Vice President Treasurer ------_. 'V

Reliance Small Cap Fund Growth 8,955 375,000 SBI Emerging Business Fund Regular Growth 1,119 150,000 4,970 500,000 UTI Midcap Fund Growth 7,165 600,000 Total 142,713 8,550,000 196,303 9,875,000

Sub Total 625,661 26,150,000 1,259,826 33,582,389

Grand Total 1,932,247 64,044,509 2,556,238 68,373,798

Market Value of quoted Investments (Debts & Equity) 95,524,035 101,459,105

CURRENT ASSETS 08 DEPOSITS Deposit against Property 21,438,455 20,506,929 Total (Rs) 21,438,455 20,506,929

09 SUNDRY DEBTORS Advance paid to Creditors Total (Rs)

10 CASH AND CASH EQUIVALENTS Cash in Hand (Delhi) 31,879 Cash in Hand (Lucknow) 150,231 96.53~ lOBI Bank"Ltd Nc 11102000073741 7,054,884 10,282,555 lOBI Bank Ltd CB Nc 11102000080680 63,008 43,485 The Nainital Bank Ltd SB Nc 0172000000007683 261,275 179,235 FOR with lOBI Bank Ltd 25,447,695 23,927,813 FOR with Syndicate Bank 8,486,717 Fdr with Yes Bank Ltd 14,715,019 4,864,001 Total (Rs) 56,210,708 39,393,622

11 LOANS & ADVANCES {ASSET~ Short Term Loans and Advances (Unsecured and Considered Goods) Amount Receivable 2,630,402 1,430,402 Staff Advances 35,000 Total (Rs) 2,665,402 1,430,402

12 OTHER CURRENT ASSETS Security Deposit 6,500 6,500 Income Tax Refundable 1,463,249 2,525,091 Tax Deducted at Sources 309,645 323,997 Prepaid Expenses 177,349 122,913 Total (Rs) 1,956,743 2,978,501

Notes Particulars For the year For the year ended ended 31st March 31st March 2018 2017 13 OTHER INCOME Aggriculture Income 1,049,000 Saving Bank Nc Interest 9,847 21,139 Dividend Received from Mutual Funds 107,951 Interest on FOR with lOBI Bank Ltd (Gross less Tds 1,74,993/- (PY. Tds 181286) 1,749,927. 1,812,853 Interest on Fdr with Syndicate Bank (Gross Less Tds 54,080/-) 540,797 Interest on Fdr with Yes Bank Ltd (Gross less Tds 61,012/- (PY. Tds 36,926) 610,118 369,257 Interest on Income Tax Refund 153,258 Other Income 103,000 1,640,128 Profit on Sale of Plot (P.Y Tds 56,600) 5,362,900 Profit on Sale of Flat 1,446,995 11,437,165 14,915,835 410 1,803,239 16,159,468 26,974,351

719,200 2,661,092 For RashtriY!_lok Oa. For ~shtr ·~1~~~2fjfiI2 rJ.1 ..,/ ./)0 W President Vice Pres'''''p.n Treasurer Candidate Election Exp 8,325,000 Political Survey Expenses 16,164,782 Meeting Press & Conference Charges 275,391 680,255 Electrol Survey Expenses Dharna Pradarshan Expenses 6,795 94,040 Guest House Expenses 11,750 Publicity Material (Election) 30,000 3,294,317 Publicity Material (General) 1,949,230 4,204,090 Total (Rs) 2,980,616 49,713,897

15 EMPLOYEE COST Salary & Others Benefit Expenses 2,604,241 2,032,247 Staff Welfare Expenses 40,750 Total (Rs) 2,604,241 2,072,99i

16 ADMINISTRATIVE & OTHERS EXPENSES Audit Fees 200,000 200,000 Accountancy Charges 33,000 Agriculture Expenses 701,000 291,315 Bank Charges 749 2,072 Car Insurance Premium 344,138 234,446 Computer Expenses 37,769 20,196 Conveyance Expenses 1,670 24,714 GST Expenses 222,854 Electricity Expenses (Lucknow) 135,782 91,647 Festival Expenses 55,817 45,129 Flat Maintenance Charges 124,121 242,266 Freight & Cartage 1,500 31,590 Function & Seminar Expenses 4,188 Legal & Professional Charges 200,000 Gift & Festival Expenses 1,709 Loss on Sales of Assets 401,898 164,757 Mandi Tax & Cess Expenses 26,425 Misc Expenses 9,000 10,386 News Paper Expenses 66,947 54,353 Office Maintenance Charges 331,371 437,120 Office Rent (New Delhi) 34,127 42,950 Office Rent Lucknow 18,238 72,552 Photo Copy Expenses 17,646 10,835 Photography Expenses 2,903 3,670 Postage, Fax & Couriar Expenses 1,287 6,141 Printing & Stationery Expenses 36,071 198,526 Security Transaction Tax 188 566 Service Tax Expenses 15,000 4,800,298 Short & Excess 26 -52 TDS Demand Expenses 2,430 3,760 TDS Expenses 272 51,064 TDS Interest Charges 5,430 Telephone Expenses 168,821 258,354 Travelling Expenses 1,139,652 1,077,040 Vehicles Running & Maintenance 977,871 1,745,784 Total (Rs) 5,253,336 10,188,043

17 NOTES OF ACCOUNTS

(a) Profit on purchase and sales of Mutual fund under various scheme have been shown as "Capital Gains and Loss" under Income and Expenditure Account.

(b) Interest received! accrued on FOR's with Schedule Banks have been shown as "Interest received on FOR's under "Other Income" .

(c) Balance in Trade Receivable, Loans & Advances and Current Liabilities as shown in the accounts are subject to confirmation. However, in the opinion of Management of Political Party, the assets other than fixed assets are fully realiasable at the values stated, if realised in the ordinary courses of business. The provision for all known liabilities is adequate in the opinion of Management of Political Party.

Lok Oal ForR~h~l;~~Ok Oaf }{tJ Presldent_ \/" ~v/./ ~ Vic.e President Treasurer (e) Since the Income/Receipts of the political parties shall not be included in the total income in terms of Section 13A of Income Tax Act. 1961 and therefore are net subject to Income Tax.

(f) The party has received Voluntary contributions/donation etc. exceeding Rs. 5,00,000/- from difference person/parties as per the following details:- Name of Individual or any other party 31/03/2018 31/03/2017 Sarin Estate Pvt Ltd, New Delhi - 1,500,000 Colambia Holding Pvt Ltd, New Delhi - 1,000,000 Moonlight Continental Pvt Ltd, New Delhi - 500,000 Dhampur Alco Chem Pvt Ltd, New Delhi - 1,600,000 Dwarkadish Enterprises - 1,000,000 Gee Trading Company - 500,000 Samaj Electoral Trust Association, Kolkatta - 2,000,000 Satya Electroral Trust, New Delhi - 1,000,000

(g) Previous year's figures have been regrouped/reclassified wherever necessary to correspond with the current year's figures

Significant Accounting Policies 01 The accompanying Notes are an integral part of these 2 to 17

As per our.separate report of even date For and on behalf of For Mukesh Mittal & Co Rashtriya Lok Dal Firm Regd. No. 004485N Chartered Accountants

~~r-:.~~ Ajit Singh Jayant Kr. Singh Mukesh Mittal President Partner \i:~~s;rnt Membership No. 083428

/ Wo~~war Place: New Delhi Treasurer Date: 2.4 SEP Z01B RASHTRIYA LOK DAL 406. Vittal Bhai Patel House. Rafi Marg. New Delhi-11 0001

CASH FLOW STATEMENT FOR THE YEAR ENDED MARCH 31. 2018

S No. PARTICULARS As at As at 31-03-2018 31-03-2017

(A) CASH FLOW FROM OPERATING ACTIVITIES:

Net Profit as per Income & Expenditures Account 13,875,980 6,886,452 Adjustments for: Oepreciation 1,854,382 2,003,282 Profit/(Loss) on Sale of Assets (12,482,262) (20,113,978) Operating Profit before working capital changes 3,248,100 (11,224,244)

Adjustments for changes in Working Capital: Increase/(Oecrease) in Sundry Creditors (2,625,914) 6,187,314 Increase/(Oecrease) in Statutory Liabilities (12,986) 8,174 Increase/(Oecrease) in Provision for Expenses 16,219 161,543 (Increase)/Oecrease in Oeposit (931,526) (168,541 ) Increase/(Oecrease) in Sundry Debtors - 111,513 (Increase)/Oecrease in Short Term Loan & Advances (1,235,000) (1,404,402) (Increase)/Oecrease in Other Current Assets 1,021,758 (367,841)

Net Cash Generated from operating activities (519,349) (6,696,484)

(B) CASH FLOW FROM INVESTING ACTIVITIES:

Purchase of Fixed Assets {4,563,854) (5,813,403) Sale of Fixed Assets 17,571,000 21,591,600 Capital Work in Progress - (210,024) (Purchase )/Sale of Long Term Investments (3,103,100) 23,420,106 (Purchase)/Sale of Short Term Investments 7,432,389 (18,982,389)

Net Cash generated form used in Investing Activities 17,336,435 20,005,890

(C) CASH FLOW FROM FINANCING ACTIVITIES - - - - Net Cash from Financing Activities - -

Net Increase/(Decrease) in Cash & Cash Equivalents 16,817,086 13,309,406

Cash & Cash ~quivalents at the beginning of the year 39,393,622 26,084,216

Cash & Cash Equivalents at the end of the year 56,210,708 39,393,622

For R. For rly'} I.,.ok For Rsshtriya Lok Oal ashtnya lok oa' ;Sh (I.... Dar AJ~ )1 W ../ TFe'3'surer President Vice ~eSident t S No. PARTICULARS As at As at 31-03-2018 31-03-2017 COMPONENTS OF CASH AND CASH EQUIVALENTS Balance with Banks in Current Account 7,379,167 10,505,275 Cash in Hand 182,110 96,533 Fdr with Schedule Banks 48,649,431 28,791,814

Total (Rs) 56,210,708 39,393,622

Notes: Figures in bracket represent Cash outflow Previous Year's figures have been regrouped/reaaranged wherever necessary.

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10 Mr. I.M.Ioseph, 9744484638 Kerala State President, Rashtriya Lok Dal Kerala State Karmel, Punthala, P.O. Chengannur Distt. Allappuzha, Kerala - 689509

11 Tamilnadu Mr. T.S. Dasaprakash, . 09790706843 President, Rashtriya Lok Dal Tamilnadu State N. 68 3/2, Munusamy Street, Ganspathypuram, Chromepet, Chennai - 600044

12 ~ ~~ , 09816032448 f% Ii1'iI cl 1l~~ 1l~~ 3TtlflIT, ~ (.Yj 1Cf)~(.Yj illj0,§1 m, qfd~I'< ~- cpIJI~1 1'.C(fEo-qo)

For Ra~1triya ~ok Daa rJ'< ~surer