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INTRODUCTION TO BERKELEY http://plato.stanford.edu/entries/berkeley/

George Berkeley, Bishop of , was one of of the early modern period. He was a brilliant critic of his predecessors, particularly Descartes, Malebranche, and Locke. He was a talented metaphysician famous for defending , that is, the view that consists exclusively of and their . Berkeley's system, while it strikes many as counter-intuitive, is strong and flexible enough to counter most objections. His most- studied works, the Treatise Concerning the of Human (Principles, for short) and Three between Hylas and Philonous (Dialogues), are beautifully written and dense with the sort of arguments that delight contemporary philosophers. He was also a wide-ranging thinker with interests in religion (which were fundamental to his philosophical motivations), the psychology of vision, , physics, morals, economics, and medicine. Although many of Berkeley's first readers greeted him with incomprehension, he influenced both Hume and Kant, and is much read (if little followed) in our own day.

2. Berkeley's critique of in the Principles and Dialogues

In his two great works of , Berkeley defends idealism by attacking the materialist alternative. What exactly is the doctrine that he's attacking? Readers should first note that “materialism” is here used to mean “the doctrine that material things exist”. This is in contrast with another use, more standard in contemporary discussions, according to which materialism is the doctrine that only material things exist. Berkeley contends that no material things exist, not just that some immaterial things exist. Thus, he attacks Cartesian and Lockean dualism, not just the considerably less popular (in Berkeley's ) view, held by Hobbes, that only material things exist. But what exactly is a material thing? Interestingly, part of Berkeley's attack on is to argue that this question cannot be satisfactorily answered by the materialists, that they cannot characterize their supposed material things. However, an answer that captures what exactly it is that Berkeley rejects is that material things are - independent things or substances. And a mind-independent thing is something whose is not dependent on thinking/perceiving things, and thus would exist whether or not any thinking things (minds) existed. Berkeley holds that there are no such mind-independent things, that, in the famous phrase, esse est percipi (aut percipere) — to be is to be perceived (or to perceive).

Berkeley charges that materialism promotes and atheism: skepticism because materialism implies that our senses mislead us as to the natures of these material things, which moreover need not exist at all, and atheism because a material world could be expected to run without the assistance of . This double charge provides Berkeley's motivation for questioning materialism (one which he thinks should motivate others as well), though not, of course, a philosophical argument against materialism. Fortunately, the Principles and Dialogues overflow with such arguments. Below, we examine some of the main elements of Berkeley's argumentative campaign against matter.

Berkeley's first important published work, An Essay Towards a New Theory of Vision (1709), was an influential contribution to the psychology of vision and also developed doctrines relevant to his idealist project. In his mid-twenties, he published his most enduring works, the Treatise concerning the Principles of Human Knowledge (1710) and the Three Dialogues between Hylas and Philonous (1713)

1 2.1 The attack on representationalist materialism

2.1.1 The core argument

The starting point of Berkeley's attack on the materialism of his contemporaries is a very short argument presented in Principles 4:

It is indeed an opinion strangely prevailing amongst men, that houses, mountains, rivers, and in a word all sensible objects have an existence natural or real, distinct from their perceived by the understanding. But with how great an assurance and acquiescence soever this may be entertained in the world; yet whoever shall find in his heart to call it in question, may, if I mistake not, perceive it to involve a manifest contradiction. For what are the forementioned objects but the things we perceive by sense, and what do we perceive besides our own ideas or sensations; and is it not plainly repugnant that any one of these or any combination of them should exist unperceived? Berkeley presents here the following argument (see Winkler 1989, 138):

(1) We perceive ordinary objects (houses, mountains, etc.). (2) We perceive only ideas.

Therefore,

(3) Ordinary objects are ideas.

The argument is valid, and premise (1) looks hard to deny. What about premise (2)? Berkeley that this premise is accepted by all the modern philosophers. In the Principles, Berkeley is operating within the -theoretic tradition of the seventeenth and eighteenth centuries. In particular, Berkeley believes that some version of this premise is accepted by his main targets, the influential philosophers Descartes and Locke.

However, Berkeley recognizes that these philosophers have an obvious response available to this argument. This response blocks Berkeley's inference to (3) by distinguishing two sorts of , mediate and immediate. Thus, premises (1) and (2) are replaced by the claims that (1′) we mediately perceive ordinary objects, while (2′) we immediately perceive only ideas. From these claims, of course, no idealist conclusion follows. The response reflects a representationalist theory of perception, according to which we indirectly (mediately) perceive material things, by directly (immediately) perceiving ideas, which are mind- dependent items. The ideas represent external material objects, and thereby allow us to perceive them.

2.1.2 The likeness principle

Berkeley devotes the succeeding sections of the Principles to undermining the representationalist response to his initial argument. In effect, he poses the question: What allows an idea to represent a material ? He assumes, again with good grounds, that the representationalist answer is going to involve resemblance:

But say you, though the ideas themselves do not exist without the mind, yet there may be things like them whereof they are copies or resemblances, which things exist without the mind, in an unthinking substance. I answer, an idea can be like nothing but an idea; a colour or figure can be like nothing but another colour or figure. (PHK 8) Berkeley argues that this supposed resemblance is nonsensical; an idea can only be like another idea.

2 But why? The closest Berkeley ever comes to directly addressing this question is in his early philosophical notebooks, where he observes that “Two things cannot be said to be alike or unlike till they have been compar'd” (PC 377). Thus, because the mind can compare nothing but its own ideas, which by hypothesis are the only things immediately perceivable, the representationalist cannot assert a likeness between an idea and a non-ideal mind-independent material object. (For further discussion, see Winkler 1989, 145–9.)

If Berkeley's Likeness Principle, the thesis that an idea can only be like another idea, is granted, representationalist materialism is in serious trouble. For how are material objects now to be characterized? If material objects are supposed to be extended, solid, or colored, Berkeley will counter that these sensory qualities pertain to ideas, to that which is immediately perceived, and that the materialist cannot assert that material objects are like ideas in these ways. Many passages in the Principles and Dialogues drive home this point, arguing that matter is, if not an incoherent , at best a completely empty one.

2.1.4 What does materialism explain?

Berkeley is aware that the materialist has one important card left to play: Don't we need material objects in order to explain our ideas? And indeed, this seems intuitively gripping: Surely the best explanation of the fact that I have a chair idea every time I enter my office and that my colleague has a chair idea when she enters my office is that a single enduring material object causes all these various ideas. Again, however, Berkeley replies by effectively exploiting the weaknesses of his opponents' theories:

…though we give the materialists their external bodies, they by their own confession are never the nearer knowing how our ideas are produced: since they own themselves unable to comprehend in what manner body can act upon spirit, or how it is possible it should imprint any idea in the mind. Hence it is evident the production of ideas or sensations in our minds, can be no why we should suppose matter or corporeal substances, since that is acknowledged to remain equally inexplicable with, or without this supposition. (PHK 19) Firstly, Berkeley contends, a representationalist must admit that we could have our ideas without there being any external objects causing them (PHK 18). (This is one way in which Berkeley sees materialism as leading to skepticism.) More devastatingly, however, he must admit that the existence of matter does not help to explain the occurrence of our ideas. After all, Locke himself diagnosed the difficulty:

Body as far as we can conceive being able only to strike and affect body; and , according to the utmost reach of our Ideas, being able to produce nothing but Motion, so that when we allow it to produce pleasure or pain, or the Idea of a Colour, or Sound, we are fain to quit our Reason, go beyond our Ideas, and attribute it wholly to the good Pleasure of our Maker. (Locke 1975, 541;Essay 4.3.6) And, when Descartes was pressed by Elizabeth as to how mind and body interact,[4] she rightly regarded his answers as unsatisfactory. The basic problem here is set by dualism: how can one substance causally affect another substance of a fundamentally different kind? In its Cartesian form, the difficulty is particularly severe: how can an extended thing, which affects other extended things only by mechanical impact, affect a mind, which is non-extended and non-spatial?

Berkeley's point is thus well taken. It is worth noting that, in addition to undermining the materialist's attempted inference to the best explanation, Berkeley's point also challenges any attempt to explain representation and mediate perception in terms of causation. That is, the materialist might try to claim that ideas represent material objects, not by resemblance, but in virtue of being caused by the objects. (Though neither Descartes nor Locke spells out such an account, there are grounds in each for attributing such an account to them. For Descartes see

3 Wilson 1999, 73–76; for Locke see Chappell 1994, 53.) However, PHK 19 implies that the materialists are not in a position to render this account of representation philosophically satisfactory.

3. Berkeley's positive program: idealism and

3.1 The basics of Berkeley's

3.1.1 The status of ordinary objects

The basics of Berkeley's metaphysics are apparent from the first section of the main body of the Principles:

It is evident to any one who takes a survey of the objects of human knowledge, that they are either ideas actually imprinted on the senses, or else such as are perceived by attending to the passions and operations of the mind, or lastly ideas formed by help of memory and imagination, either compounding, dividing, or barely representing those originally perceived in the aforesaid ways. By sight I have the ideas of light and colours with their several degrees and variations. By touch I perceive, for example, hard and soft, heat and cold, motion and resistance, and of all these more and less either as to quantity or degree. Smelling furnishes me with odours; the palate with tastes, and hearing conveys sounds to the mind in all their variety of tone and composition. And as several of these are observed to accompany each other, they come to be marked by one name, and so to be reputed as one thing. Thus, for example, a certain colour, taste, smell, figure and consistence having been observed to go together, are accounted one distinct thing, signified by the name apple. Other collections of ideas constitute a stone, a tree, a book, and the like sensible things; which, as they are pleasing or disagreeable, excite the passions of love, hatred, joy, grief, and so forth. As this passage illustrates, Berkeley does not deny the existence of ordinary objects such as stones, trees, books, and apples. On the contrary, as was indicated above, he holds that only an immaterialist account of such objects can avoid skepticism about their existence and . What such objects turn out to be, on his account, are bundles or collections of ideas. An apple is a combination of visual ideas (including the sensible qualities of color and visual shape), tangible ideas, ideas of taste, smell, etc.[12] The question of what does the combining is a philosophically interesting one which Berkeley does not address in detail. He does make clear that there are two sides to the process of bundling ideas into objects: (1) co-occurrence, an objective fact about what sorts of ideas tend to accompany each other in our , and (2) something we do when we decide to single out a set of co-occurring ideas and refer to it with a certain name (NTV 109).

Thus, although there is no material world for Berkeley, there is a physical world, a world of ordinary objects. This world is mind-dependent, for it is composed of ideas, whose existence consists in being perceived. For ideas, and so for the physical world, esse est percipi.

3.1.2 Spirits as active substances

Berkeley's ontology is not exhausted by the ideal, however. In addition to perceived things (ideas), he posits perceivers, i.e., minds or spirits, as he often terms them. Spirits, he emphasizes, are totally different in kind from ideas, for they are active where ideas are passive. This suggests that Berkeley has replaced one kind of dualism, of mind and matter, with another kind of dualism, of mind and idea. There is something to this point, given Berkeley's refusal to elaborate upon the relation between active minds and passive ideas. At Principles 49, he famously dismisses quibbling about how ideas inhere in the mind (are minds colored and extended when such sensible qualities “exist in” them?) with the declaration that “those qualities are in the mind only as they are perceived by it, that is, not by way of mode or

4 attribute, but only by way of idea”. Berkeley's dualism, however, is a dualism within the realm of the mind-dependent.

3.2.2 Hidden structures and internal mechanisms

The related notions of regularity and of the laws of nature are central to the workability of Berkeley's idealism. They allow him to respond to the following objection, put forward in PHK 60:

…it will be demanded to what purpose serves that curious organization of plants, and the admirable mechanism in the parts of animals; might not vegetables grow, and shoot forth leaves and blossoms, and animals perform all their , as well without as with all that variety of internal parts so elegantly contrived and put together, which being ideas have nothing powerful or operative in them, nor have any necessary connexion with the effects ascribed to them? […] And how comes it to pass, that whenever there is any fault in the going of a watch, there is some corresponding disorder to be found in the movements, which being mended by a skilful hand, all is right again? The like may be said of all the clockwork of Nature, great part whereof is so wonderfully fine and subtle, as scarce to be discerned by the best microscope. In short, it will be asked, how upon our principles any tolerable account can be given, or any final cause assigned of an innumerable multitude of bodies and machines framed with the most exquisite art, which in the common philosophy have very apposite uses assigned them, and serve to explain abundance of phenomena.

Berkeley's answer, for which he is indebted to Malebranche,[14] is that, although God could make a watch run (that is, produce in us ideas of a watch running) without the watch having any internal mechanism (that is, without it being the case that, were we to open the watch, we would have ideas of an internal mechanism), he cannot do so if he is to act in accordance with the laws of nature, which he has established for our benefit, to make the world regular and predictable. Thus, whenever we have ideas of a working watch, we will find that if we open it,[15] we will see (have ideas of) an appropriate internal mechanism. Likewise, when we have ideas of a living tulip, we will find that if we pull it apart, we will observe the usual internal structure of such plants, with the same transport tissues, reproductive parts, etc.

3.2.3 Scientific explanation

Implicit in the answer above is Berkeley's insightful account of scientific explanation and the aims of . A bit of background is needed here to see why this issue posed a special challenge for Berkeley. One traditional understanding of science, derived from , held that it aims at identifying the causes of things. Modern natural philosophers such as Descartes narrowed science's domain to efficient causes and thus held that science should reveal the efficient causes of natural things, processes, and events.[16] Berkeley considers this as the source of an objection at Principles 51:

Seventhly, it will upon this be demanded whether it does not seem absurd to take away natural causes, and ascribe every thing to the immediate operation of spirits? We must no longer say upon these principles that fire heats, or water cools, but that a spirit heats, and so forth. Would not a man be deservedly laughed at, who should talk after this manner? I answer, he would so; in such things we ought to think with the learned, and speak with the vulgar.

On Berkeley's account, the true cause of any phenomenon is a spirit, and most often it is the same spirit, namely, God.

5 But surely, one might object, it is a step backwards to abandon our scientific theories and simply note that God causes what happens in the physical world! Berkeley's first response here, that we should think with the learned but speak with the vulgar, advises us to continue to say that fire heats, that the heart pumps blood, etc. What makes this advice legitimate is that he can reconstrue such talk as being about regularities in our ideas. In Berkeley's view, the point of scientific inquiry is to reveal such regularities.

Natural philosophers thus consider signs, rather than causes (PHK 108), but their results are just as useful as they would be under a materialist system. Moreover, the regularities they discover provide the sort of explanation proper to science, by rendering the particular events they subsume unsurprising (PHK 104). The sort of explanation proper to science, then, is not causal explanation, but reduction to regularity.

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