Core Topics in Paediatric Anaesthesia
Core Topics in Paediatric Anaesthesia
Edited by Ian James Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust; Honorary Senior Lecturer, Institute of Child Health, London, UK Isabeau Walker Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust; Honorary Senior Lecturer, Institute of Child Health, London, UK cambridge university press Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo, Delhi, Mexico City Cambridge University Press The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York www.cambridge.org Information on this title: www.cambridge.org/9780521194174
© Cambridge University Press 2013
This publication is in copyright. Subject to statutory exception and to the provisions of relevant collective licensing agreements, no reproduction of any part may take place without the written permission of Cambridge University Press.
First published 2013
Printed and bound in the United Kingdom by the MPG Books Group
A catalogue record for this publication is available from the British Library
Library of Congress Cataloguing in Publication data Core topics in paediatric anaesthesia / edited by Ian James, consultant anaesthetist, Great Ormond Street Hospital for Children NHS Trust, honorary senior lecturer, Institute of Child Health, London, UK, Isabeau Walker, consultant anaesthetist, Great Ormond Street Hospital for Children NHS Trust, honorary senior lecturer, Institute of Child Health, London, UK. pages cm Includes bibliographical references and index. ISBN 978-0-521-19417-4 (Hardback) 1. Pediatric anesthesia. I. James, Ian (Ian Gordon) editor of compilation. II. Walker, Isabeau, editor of compilation. RD139.C67 2013 617.906798–dc23 2012044102
ISBN 978-0-521-19417-4 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy of URLs for external or third-party internet websites referred to in this publication, and does not guarantee that any content on such websites is, or will remain, accurate or appropriate.
Every effort has been made in preparing this book to provide accurate and up-to-date information which is in accord with accepted standards and practice at the time of publication. Although case histories are drawn from actual cases, every effort has been made to disguise the identities of the individuals involved. Nevertheless, the authors, editors and publishers can make no warranties that the information contained herein is totally free from error, not least because clinical standards are constantly changing through research and regulation. The authors, editors and publishers therefore disclaim all liability for direct or consequential damages resulting from the use of material contained in this book. Readers are strongly advised to pay careful attention to information provided by the manufacturer of any drugs or equipment that they plan to use. Contents
Preface vii List of contributors viii
Section I – Introduction 10 Day-case anaesthesia in children 86 Peter A. Stoddart 1 Anatomical and physiological issues affecting 11 anaesthesia in neonates and young General principles and safe paediatric 96 children 1 anaesthesia Isabeau Walker Ian James 12 2 Pharmacological issues affecting anaesthesia Equipment and monitoring in paediatric 106 in neonates and young children 10 anaesthesia George H. Meakin Philippa Evans 13 119 3 Developmental psychology and Venous access in children communicating with children and David Chisholm 26 families 14 Peri-operative fluid management in Judith A. Short children 132 4 Consent and the law, including research and Isabeau Walker and Dan Taylor 35 restraint, in paediatric anaesthesia 15 Total intravenous anaesthesia (TIVA) in Lisa Flewin children 144 5 Safeguarding Children and the Vaithianadan Mani and Neil Morton 43 anaesthetist 16 Regional anaesthesia in children 153 Kathy A. Wilkinson Naveen Raj and Steve Roberts 17 Sedation for procedures in children 167 Section II – Peri-operative period: general Mike R. J. Sury principles 18 Peri-operative analgesia in children 174 Glyn Williams 6 Pre-operative assessment for paediatric anaesthesia 51 19 Prevention and treatment of post-operative Reema Nandi nausea and vomiting in children 184 Alison S. Carr 7 Anaesthesia for children with common medical conditions of childhood 60 Nargis Ahmad and Ian James Section III – Clinical anaesthesia: specialty 8 Congenital and inherited disorders affecting considerations anaesthesia in children 71 Nargis Ahmad and Ian James 20 Anaesthesia for general paediatric and neonatal surgery 191 9 79 The premature and ex-premature infant Mark Thomas Isabeau Walker
v Contents
21 Anaesthesia for otorhinolaryngology in 33 Anaesthesia for children with heart disease children 202 undergoing non-cardiac surgery 322 Adrian R. Lloyd-Thomas Anthony Moriarty, Alet Jacobs and Ian James 22 The compromised paediatric airway 216 34 Anaesthesia for urological surgery in Stephanie Bew children 335 Angus McEwan 23 Anaesthesia for cleft lip and palate surgery in children 228 35 Anaesthesia for hepatic surgery, including Agnes Watson transplantation, in children 344 James Bennett and Peter Bromley 24 Anaesthesia for dental and maxillofacial surgery in children 238 36 Anaesthesia for radiology in children 355 Lola Adewale Jane Herod 25 Anaesthesia for craniofacial surgery in 37 Anaesthesia for oncology and other medical children 244 procedures in children 366 David de Beer Michael Broadhead and Isabeau Walker 26 Anaesthesia for neurosurgery in children 255 Su Mallory Section IV – The critically ill child 27 Anaesthesia for ophthalmic surgery in 38 Principles of paediatric resuscitation 377 children 265 Jonathan Smith Ian James 39 Trauma in children 390 28 Anaesthesia for plastic surgery in Karl C. Thies and Ben Stanhope children 273 Michael W. Frost 40 Burns in children 406 Bruce Emerson 29 Anaesthesia for orthopaedics, including scoliosis surgery, in children 281 41 Principles of paediatric intensive care 416 Steven Scuplak Ian A. Jenkins 30 Anaesthesia for thoracic surgery in 42 Stabilisation and safe transport of the children 290 critically ill child 429 Simon R. Haynes Daniel Lutman 31 Anaesthesia for cardiac surgery in children 299 Ian James and Sally Wilmshurst Index 438 32 Anaesthesia for cardiac catheterisation and The colour plate section can be found between other investigative procedures in pages 278 and 279. children 314 Ian James and Sally Wilmshurst
vi Preface
Children comprise almost a quarter of the population, of these are rare, and their salient features can quickly and many will require general anaesthesia for surgery and easily be obtained on the Internet. or an investigative procedure. It is important that the We hope that our book will also be useful for facilities and environment for such procedures are those anaesthetists who work in the general hospital, appropriate for a child, and it is crucial that those especially those who only see children presenting as administering anaesthesia are knowledgeable, compe- emergencies. Over the past 20 years or so a plethora tent and safe. It is an oft-repeated adage that the child of reports have espoused the benefits of centralisation is not a miniature adult, and nowhere is this more of paediatric surgery. Subsequent organisational true than in paediatric anaesthesia where there are changes have resulted in the transfer of much of this significant differences, for instance in pharmacology, work to specialised centres, particularly for children psychology, common clinical conditions and legal in the 0–4 year age range. For many anaesthetists issues such as consent. Our intention with this book working outside these specialist centres, this has has been to provide the core knowledge, both theor- resulted in reduced opportunity to maintain compe- etical and practical, necessary to assist all those regu- tence and, perhaps of equal importance, confidence in larly involved in anaesthetising children to do so anaesthetising small children, even though over half safely and competently. We hope that this text will of all procedures in children still take place in the be particularly useful to trainees aspiring to become District General Hospital. This book is no substitute specialist paediatric anaesthetists. for regular hands-on experience, but we hope that it We have tried to go further than just covering the will be helpful in providing core knowledge and tips core curriculum for training in paediatric anaesthesia. from established experts that can be used to supple- For the clinical chapters we asked our authors, who ment refresher courses and clinical attachments to are all recognised experts in their specialist areas, to maintain skills. share their experience by outlining in a succinct We would like to thank those who have helped in manner how they manage their patients. It seems to developing this book, particularly family and friends us particularly helpful to read how those who are who have been neglected during its long gestation. We regularly anaesthetising patients with specific dis- are also grateful to Cambridge University Press for their orders have fine-tuned their practice to minimise patience as the book’s post-conceptual age increased. problems and achieve good outcomes. We have Finally, we would like to thank Sally and Ash Suxena for included key references and additional reading for allowing Joseph to grace our front cover. all chapters. Although we have discussed some of the more common syndromes affecting children, we have not provided a comprehensive list of all the Ian James congenital disorders that may be encountered. Many Isabeau Walker
vii Contributors
Lola Adewale Consultant Anaesthetist, Birmingham Children’s Philippa Evans Hospital NHS Foundation Trust, Birmingham, UK Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust, Nargis Ahmad London, UK Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust, Lisa Flewin London, UK Consultant Anaesthetist, Southampton University Hospital, Southampton, UK James Bennett Consultant Anaesthetist, Birmingham Children’s Michael W. Frost Hospital NHS Foundation Trust, Birmingham, UK Consultant Anaesthetist, St Andrew’s Centre for Plastic Surgery and Burns, Broomfield Hospital, Stephanie Bew Chelmsford, Essex, UK Consultant Anaesthetist, Leeds General Infirmary, Leeds, UK Simon R. Haynes Consultant Anaesthetist, Freeman Hospital, Michael Broadhead Newcastle-Upon-Tyne, UK Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust, Jane Herod London, UK Consultant Anaesthetist, Great Ormond Street Peter Bromley Hospital for Children NHS Foundation Trust, London, UK Consultant Anaesthetist, Birmingham Children’s Hospital NHS Foundation Trust, Birmingham, UK Alet Jacobs ’ Alison S. Carr Department of Anaesthesia, Birmingham Children s Consultant Paediatric Anaesthetist, Plymouth Hospital NHS Foundation Trust, Birmingham, UK Hospitals NHS Trust, Plymouth, UK Ian James David Chisholm Consultant Anaesthetist, Great Ormond Street Hospital Consultant Anaesthetist, The Royal Marsden Hospital for Children NHS Foundation Trust; Honorary Senior NHS Foundation Trust, London, UK Lecturer, Institute of Child Health, London, UK David de Beer Ian A. Jenkins Consultant Anaesthetist, Great Ormond Street Consultant in Paediatric Intensive Care & Hospital for Children NHS Foundation Trust, Anaesthesia, The Bristol Royal Hospital for Children, London, UK Bristol, UK Bruce Emerson Adrian R. Lloyd-Thomas Consultant Anaesthetist, St Andrew’s Centre for Consultant Anaesthetist, Great Ormond Street Plastic Surgery and Burns, Broomfield Hospital, Hospital for Children NHS Foundation Trust, Chelmsford, Essex, UK London, UK viii List of contributors
Daniel Lutman Judith A. Short Consultant Paediatric Anaesthetist, Children’s Acute Consultant Paediatric Anaesthetist, Sheffield Transport Service, London, UK Children’s NHS Foundation Trust, Sheffield, UK Angus McEwan Consultant Anaesthetist, Great Ormond Street Jonathan Smith Hospital for Children NHS Foundation Trust, Consultant Anaesthetist, Great Ormond Street London, UK Hospital for Children NHS Foundation Trust, London, UK Su Mallory Consultant Anaesthetist, Great Ormond Street Ben Stanhope Hospital for Children NHS Foundation Trust, Consultant in Paediatric Emergency Medicine, London, UK Birmingham Children’s Hospital NHS Foundation Trust, Birmingham, UK Vaithianadan Mani Department of Anaesthesia, Royal Hospital for Sick Peter A. Stoddart Children, Glasgow, UK Consultant Anaesthetist, The Bristol Royal Hospital for Children, Bristol, UK George H. Meakin Consultant Anaesthetist, Royal Manchester Mike R. J. Sury Children’s Hospital, Manchester, UK Consultant Anaesthetist, Great Ormond Street Hospital for Children NHS Foundation Trust; Portex Anthony Moriarty Department of Anaesthesia, Institute of Child Health, Consultant Anaesthetist, Birmingham Children’s University College London, UK Hospital NHS Foundation Trust, Birmingham, UK Dan Taylor Neil Morton Consultant Paediatric Anaesthetist, Evelina Consultant in Paediatric Anaesthesia and Pain Children’s Hospital, St. Thomas’ Hospital, London, Management, Royal Hospital for Sick Children, UK Glasgow, UK Karl C. Thies Reema Nandi Consultant Anaesthetist, Birmingham Children’s Consultant Anaesthetist, Great Ormond Street Hospital NHS Foundation Trust, Birmingham, Hospital for Children NHS Foundation Trust, UK London, UK Mark Thomas Naveen Raj Consultant Anaesthetist, Great Ormond Street Consultant Anaesthetist, Jackson Rees Department of Hospital for Children NHS Foundation Trust, Anaesthesia, Alder Hey Children’s Hospital NHS London, UK Foundation Trust, Liverpool, UK Isabeau Walker Steve Roberts Consultant Anaesthetist, Great Ormond Street Consultant Anaesthetist, Jackson Rees Department of Hospital for Children NHS Foundation Trust; Anaesthesia, Alder Hey Children’s Hospital NHS Honorary Senior Lecturer, Institute of Child Health, Foundation Trust, Liverpool, UK London, UK
Steven Scuplak Agnes Watson Consultant Anaesthetist, Great Ormond Street Consultant Anaesthetist, St Andrew’s Centre for Hospital for Children NHS Foundation Trust, Plastic Surgery and Burns, Broomfield Hospital, London, UK Chelmsford, Essex, UK
ix List of contributors
Kathy A. Wilkinson Hospital for Children NHS Foundation Trust, Consultant Paediatric Anaesthetist, Norfolk and London, UK Norwich University Hospitals NHS Foundation Trust, Norwich, UK Sally Wilmshurst Consultant Anaesthetist, Great Ormond Street Glyn Williams Hospital for Children NHS Foundation Trust, Consultant Anaesthetist, Great Ormond Street London, UK
x Section I Introduction Chapter Anatomical and physiological issues affecting anaesthesia in neonates and young children
1 Isabeau Walker
Introduction alveoli collapsing after birth. Fetal plasma cortisol levels rise from 24 weeks, which is important for lung Age is an important risk factor in anaesthesia, and the maturation as cortisol stimulates surfactant release, risks of anaesthesia are greater in neonates and alveolar cell differentiation and resorption of lung infants, even in expert hands. There are important fluid. True alveoli start to develop at 32 weeks. physiological and anatomical differences between Babies who are born at less than 30 weeks gestation neonates, young children and adults that influence benefit from antenatal steroids to facilitate lung mat- anaesthesia techniques, and there are rapid changes uration, and exogenous surfactant to assist in aeration that occur in the transition from fetal to neonatal life, of the lung. Babies born before 24 weeks gestation are and also during the first few months and years of life. unlikely to be viable owing to extreme immaturity of This chapter will consider some of the differences in the respiratory system. anatomy and physiology that affect neonates and A baby born after 37 weeks gestation is considered young children during growth and development, as full term; the lung structure is mature with a large and the clinical implications of these differences. internal surface area and thin-walled alveoli in close The premature and ex-premature infant will be con- proximity to the pulmonary capillaries. Alveolar sidered in more detail in Chapter 9. development continues after birth and continues until the age of 18 months; in fact, 85% of alveolar devel- The development of the respiratory opment occurs in the post-natal period. Bronchial system smooth muscle increases from birth to adulthood, with a rapid increase in the first few weeks after birth. The development of the lung starts early in the period Growth of the lungs occurs by increase in length and of organogenesis; the lung buds with lobar structure diameter of the airways, and continues until the long are present by 6 weeks gestation and the structure of bones fuse. the bronchial tree is laid down by 16 weeks. The respiratory acinus consists of the respiratory bronchi- ole, alveolar ducts and alveolar sacs and starts to Cardiorespiratory adaptation at birth form by 24 weeks. The thin-walled terminal respira- During fetal life, the placenta is the main site of tory saccules appear by 24 weeks at the same time respiratory gas exchange. Oxygenated blood returns as complex pulmonary capillary networks start to from the placenta to the inferior vena cava via the develop. The respiratory saccules are lined by type I ductus venosus, and is preferentially channelled pneumocytes, which form the gas-exchanging surface, across the foramen ovale to the left atrium, thence and type II pneumocytes, which produce pulmonary to the ascending aorta, coronary vessels and the surfactant. brain (see Figure 1.1). Pulmonary arterioles are Surfactant is present in type II pneumocytes by 26 tightly constricted owing to low levels of oxygen, weeks and is secreted into the lumen of the airway by nitric oxide and prostacyclin (PGI2), and pulmonary 30 weeks. Surfactant is important as it lines the vascular resistance (PVR) is high. As a consequence, airways and reduces surface tension to prevent the only about 10% of the right ventricular output enters
Core Topics in Paediatric Anaesthesia, ed. Ian James and Isabeau Walker. Published by Cambridge University Press. © 2013 Cambridge University Press.
1 Section I: Introduction
Ductus arteriosus Figure 1.1 The fetal circulation. The Superior vena cava numbers indicate oxygen saturation. From Murphy PJ. The fetal circulation. Lung Contin Educ Anaesth Crit Care Pain Lung 2005;5(4):107–112, with permission. See 60 plate section for colour version.
Pulmonary artery
50 25
Foramen ovale
Inferior vena cava
65 Left ventricle Ductus venosus Right 80 Aorta Liver 25
Kidney Portal vein
Umbilicus
Umbilical arteries
Common iliac arteries
Umbilical vein
the pulmonary circulation, and blood in the pulmon- The foramen ovale ary artery is shunted across the ductus arteriosus to There is a marked fall in PVR associated with the the descending aorta. Cardiorespiratory adaptation is mechanical changes that follow aeration of the lungs the process whereby gas exchange is transferred and the sudden increase in oxygen tension; pulmon- from the placenta to the lungs and the fetal shunts ary venous return is increased and the flap valve close (foramen ovale, ductus arteriosus and ductus covering the foramen ovale closes, although the venosus). foramen ovale may remain ‘probe patent’ into adult In fetal life, the respiratory system is filled with life. liquid, and fetal breathing movements are present. Some lung fluid is squeezed out of the lungs during the second stage of labour, but most of the fluid is absorbed into the pulmonary lymphatics and capillar- Ductus arteriosus ies when the first few breaths are taken. Sudden Patency of the ductus arteriosus is maintained in cooling and sensory inputs that increase central utero by low oxygen tension and the effect of prosta- arousal act as the main stimuli for breathing. High glandins. After birth, oxygen tension rises, and this negative pressures are generated initially, and active causes the ductus arteriosus to constrict, a process expiration during crying helps to distribute ventila- that is usually complete by day 2 in healthy term tion and facilitate clearance of lung fluid. Inflation infants, and by day 4 in most preterm babies. Ana- breaths to clear lung fluid are an essential component tomical closure of the ductus usually occurs by 2–3 of newborn resuscitation. weeks. 2 Chapter 1: Anatomical and physiological issues
Patent ductus arteriosus (PDA) may be seen in up Infants who have congenital cardiac lesions associ- to 50% of babies with birth weight <800 g, with ated with left to right shunting, such as unrestricted decreasing incidence as gestational age increases. ventricular septal defect, usually become symptomatic PDA is due to persistently low oxygen tension or during the first few weeks of life as PVR falls and elevated prostaglandins, rather than abnormal ductal pulmonary blood flow increases. If the child remains tissue per se. Pulmonary vascular resistance usually untreated and high pulmonary blood flow is sustained, falls during the first few weeks of life, and the pres- pulmonary vascular remodelling occurs and the PVR ence of a persisting PDA will lead to left to right rises. This reactive increase in PVR is the basis for shunting and increased pulmonary blood flow, with subsequent flow reversal in Eisenmenger’s syndrome. worsening respiratory distress and heart failure. Med- ical closure of the PDA may be attempted using Respiratory system in neonates prostaglandin synthetase inhibitors such as the NSAIDs ibuprofen or indomethacin. If unsuccessful, and infants surgery may be required. Oxygen consumption in neonates is twice that in Continued ductal patency is essential in some adults (6–8mlkg 1 min 1 vs 3 ml kg 1 min 1). The congenital cardiac conditions, such as a duct depend- relatively high minute ventilation is achieved by ent systemic circulation (e.g. hypoplastic left heart increasing respiratory rate (30–40 min 1) as the tidal syndrome or critical coarctation) or duct dependent volume is relatively fixed (7 ml kg 1). Increased pulmonary circulation (e.g. pulmonary atresia with minute volume means that induction and emergence intact ventricular septum). Prostaglandin infusion from inhalational anaesthesia is more rapid in infants may be required to keep the duct open until surgery compared with older children, and deep levels of can be performed. anaesthesia may be obtained very quickly. Neonates do not tolerate airway obstruction or Ductus venosus pauses in ventilation and become hypoxic very quickly. Nasal resistance contributes one-third of pul- The ductus venosus is a blood channel through the monary resistance, and a clear nasal airway is particu- embryonic liver from the left umbilical vein to the larly important in small infants as they breathe inferior vena cava (IVC). It closes functionally within predominantly through their noses. Hypoxia leads to hours of birth, and anatomical closure starts after the profound bradycardia. first few days. It may be used immediately after birth The airway is easily obstructed during anaesthesia. to provide access to the right atrium via an umbilical The tongue is relatively large, and the tongue and soft venous catheter. palate fall against the posterior pharyngeal wall. The occiput is prominent and encourages neck flexion. Pulmonary vascular resistance Airway patency is maintained by the action of Pulmonary blood flow increases eight-fold after birth pharyngeal dilators, but pharyngeal tone is lost on owing to dilation of pulmonary arterioles in the first induction of anaesthesia. Airway obstruction may be few minutes after birth, followed by a slow fall in PVR improved by ‘chin lift’ and the use of an oro- over the next few weeks and months (see Figure 1.2). pharyngeal airway. The early fall in PVR is due to vasodilation of pul- The epiglottis is long and straight and tends to monary arterioles mediated by increased lung flop back over the laryngeal inlet, which is high and volumes and increased oxygen tension, nitric oxide anterior, so intubation in neonates is best achieved and PGI2 levels, with later changes due to involution with a straight blade laryngoscope, possibly with a roll of smooth muscle in the arteriolar walls. placed under the shoulders to overcome the effect of The PVR may remain high or increase during the large occiput. The larynx is conical in shape with early neonatal life owing to asphyxia, hypoxia, sepsis, the narrowest portion at the level of the cricoid congenital diaphragmatic hernia and meconium cartilage. Uncuffed tracheal tubes are commonly used aspiration. This results in shunting from right to left in neonates to avoid airway oedema and potential across the ductus arteriosus and severe hypoxaemia, subglottic stenosis. Cuffed tracheal tubes are increas- so-called persistent pulmonary hypertension of the ingly used in older children, especially in children newborn (PPHN). with pulmonary disease requiring ventilation in 3 Section I: Introduction
Figure 1.2 Structural changes in the 1.8 pulmonary artery in the postnatal period 1.6 and corresponding changes in 1.4 pulmonary vascular resistance. Fetal 1.2 pulmonary arteries have thick walls and a Pulmonary 1.0 narrow lumen, with rounded densely vascular 0.8 packed smooth muscle cells (SMC). resistance 0.6 Within 1 week of life the SMC become (mmHg ml–1 min–1 kg–1) 0.4 thinner and spread around a larger 0.2 Birth lumen. By 6 months of age there is further decrease in the medial thickness 267531–1–3–5–7 of the vessel wall with reduced SMC Weeks density, and a larger lumen. (Adapted from Gao Y, Raj JU, Physiol Rev 2010;90:1291–1335, and Rudolph AM, Congenital Diseases of the Heart, Chicago: Year book, 1974.)
Fetus 1 week 6 months
intensive care where a leak from an uncuffed tracheal tube may compromise ventilation. Care should be taken to avoid overinflation of the cuff, and the cuff < pressure should be monitored ( 20 cmH2O). The trachea is short in absolute terms, and it is easy to cause endobronchial intubation. The position of the tracheal tube should always be checked by auscultation. The airways are narrow and are easily blocked by oedema or secretions. According to Poiseuille’s law, airway resistance is proportional to viscosity and inversely proportional to the fourth power of the radius of the airway: R ¼ 8 nl=πr4 where R ¼ resistance Figure 1.3 Subcostal and intercostal recession in an infant. Picture taken at Great Ormond Street Hospital (GOSH) with permission. n ¼ viscosity l ¼ the length of the airway r ¼ the radius of the airway Airway oedema that causes a small reduction in increases thoracic volume in adults does not occur. airway diameter in an infant results in a disproportio- The lungs are very compliant, the chest wall is elastic nately large increase in airway resistance. Nebulised and distending pressures on the lung are low. Closing adrenaline (which reduces airway oedema) and heliox volume occurs within tidal breathing in neonates and (which reduces airway resistance) may be useful in an it is common to see intercostal and subcostal reces- emergency situation. sion if lung compliance is reduced (e.g. infection or The thoracic cavity in neonates is round rather cardiac failure) (see Figure 1.3). Chest wall stability than dorso-ventrally flattened as in the adult. The increases by about 1 year of age. Intercostal and cartilaginous ribs are soft and elastic and horizontally subcostal recession in an older child is an ominous placed, so the ‘bucket handle’ action of the ribs that sign indicating severe lung disease.
4 Chapter 1: Anatomical and physiological issues
The diaphragm is the predominant respiratory 60 weeks postconceptional age; for a baby born at 28 muscle in neonates, but it is less efficient than in weeks, this is when they are 8 months chronological adults as it is relatively horizontal rather than dome age (5 months corrected age). Regional anaesthesia shaped. Neonates are prone to respiratory failure as without sedation (e.g. spinal anaesthesia for hernia they have a lower proportion of fatigue resistant type repair) may reduce the risk of post-operative apnoeas. 1 muscle fibres in the diaphragm. Gastric insufflation is common after facemask ventilation and may result Cardiovascular system in neonates in abdominal distension and splinting of the dia- phragm. A nasogastric tube should be passed to and infants relieve abdominal distension as this will improve There is a period of ventricular remodelling after birth. respiratory function and reduce the risk of aspiration. In utero, the right ventricle dominates as it pumps 65% Infants have little respiratory reserve, and apparatus of the cardiac output and the left ventricle is relatively dead space and resistance should be kept to a minimum quiescent. After birth, the left ventricle becomes the to reduce the work of breathing. Infants should not be dominant ventricle and supports the systemic circula- left to breathe spontaneously through a tracheal tube, tion. The systemic vascular resistance increases after and ventilation under anaesthesia should be assisted. birth and the left ventricular wall thickness increases Application of continuous positive airway pressure markedly during infancy, with a more modest increase (CPAP) or positive end-expiratory pressure (PEEP) in the right ventricular wall thickness. The newborn increases lung volumes, reduces the work of breathing heart contains about half the myocytes present in the and should be employed during anaesthesia to improve adult heart, and remodelling occurs by an increase in gas exchange and prevent atelectasis. Neonates should number, size and complexity of myocytes with age. The be intubated for all except the briefest of procedures and heart is relatively globular in the neonate, and the right positive pressure ventilation should be used. ventricle is the same volume as the left. The right ven- tricle increases in volume relative to the left and reaches the adult volume ratio of 2:1 by 2 years of age. Left Control of ventilation ventricular remodelling occurs as a consequence of The control of ventilation is immature at birth. Neo- increased systemic vascular resistance. Babies who have nates are at risk from post-operative apnoeas, espe- transposition of the great arteries and in whom the cially if born prematurely, anaemic, cold or exposed arterial switch operation is delayed beyond a few months to opioids. may become inoperable, as the left ventricle is pumping Fetal breathing is detected from 14 weeks gesta- into the pulmonary circulation where the PVR is low, tion, and increases with gestational age. The fetus and left ventricular remodelling does not occur. responds to increased maternal hypercapnia by an Tissue oxygen delivery is achieved by a relatively high increase in respiratory rate, and to hypoxia by a cardiac output (300 ml kg 1 min 1 vs 60–80 ml kg 1 reduction in respiratory rate. min 1 in adults) and high heart rate. There is limited Neonates also respond to hypercapnia by increased cardiac reserve. The cardiac output is rate dependent, respiratory rate, as in older children and adults. The and the heart rate should be maintained in the normal response to hypoxia remains immature and results in a range for age. The Frank–Starling relationship regulates brief increase in ventilation followed by a fall in respira- cardiac output as in adults, but the ability to increase tory rate, or in premature neonates, by the baby becom- stroke volume is limited. Neonates can increase cardiac ing apnoeic. This apnoeic response to hypoxia may be output with careful volume loading (bolus of 5–10 ml due to persistence of the fetal response to hypoxia into kg 1), but they do not tolerate volume overload. After- neonatal life. In term infants this biphasic response load is a major determinant of cardiac output, and the disappears by 2 weeks of age, but maturation of respira- neonatal heart is very sensitive to increases in systemic tory control may be delayed in premature infants. or pulmonary vascular resistance. Anaesthetic agents depress ventilation in a dose Innervation of the heart is functionally immature at dependent manner. Term neonates are probably at risk birth, and sympathetic tone dominates, resulting in of post-operative apnoea after routine minor surgery high contractility and high resting heart rate. Parasym- (avoiding opioids) up to 1 month of age. Premature pathetic tone increases with age, but vagally mediated neonates are at low risk of post-operative apnoeas after cardiac reflexes are well developed in infancy. 5 Section I: Introduction
Neonates are sensitive to the negative inotropic This is compensated for by a relatively high haemo- effects of anaesthetic agents. Atropine may counteract globin concentration. the reduction in cardiac output seen with volatile Adult haemoglobin (HbA2) production increases agents and will protect against vagally mediated from birth, being the dominant haemoglobin by the reflexes, especially those associated with intubation. It first few months of life. It is very efficient at tissue is useful as premedication, although no longer used oxygen delivery (high P50), and tissue oxygen delivery routinely. increases during infancy to levels higher than found in adults, probably reflecting increased levels of 2,3- diphosphoglycerate (2,3 DPG) during a period of Oxygen transport to the tissues rapid growth (see Figure 1.4). Oxygen transport by haemoglobin is characterised Coupled with a relatively high cardiac output, by changes in the oxygen dissociation curve and tissue oxygen delivery is extremely efficient in infants compared with adults. These factors affect the triggers described by the P50, the partial pressure of oxygen at which haemoglobin is 50% saturated. for transfusion or the haemoglobin level at which a At birth, fetal haemoglobin (HbF) forms 70–80% child should be considered significantly anaemic (see of total haemoglobin – it is suited to the hypoxic Table 1.1). A useful formula for transfusion is: conditions found during fetal life but provides rela- 4mlkg 1 packed cells raises the Hb by 1 g dl 1 1 1 tively poor tissue oxygenation after birth (low P50). 8ml kg whole blood raises the Hb by 1 g dl
Table 1.1 Haemoglobin requirements for equivalent tissue oxygen delivery