Guidelines for the Application of European Coordination and Transfer Procedures
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EUROPEAN ORGANISATION FOR THE SAFETY OF AIR NAVIGATION EUROCONTROL Guidelines for the Application of European Coordination and Transfer Procedures Edition Number: 1.0 Edition Date : 25 October 2012 Status : Released Intended for : General Public Intentionally left blank Guidelines for the Application of European Coordination and Transfer Procedures DOCUMENT CHARACTERISTICS TITLE Guidelines for the Application of European Coordination and Transfer Procedures Publications Reference: ISBN Number: Document Identifier Edition Number: 1.0 Edition Date: 25 October 2012 Abstract The uniform application across Europe of coordination and transfer procedures will provide increased efficiency and safety for operations at local and network level. Harmonisation of silent transfer of control spacing values, consistent application of procedures at interfaces between FABs, free route airspaces and fixed route airspaces is supported through a common approach towards ICAO provisions and European regulations governing coordination and transfer processes. Keywords Silent transfer of Transfer of control control Free Route operations Coordination ICAO procedures Authors EUROCONTROL Contact(s) Person Tel Unit Dragos Tonea +32 2 729 3352 DNM/COO/NOM/OPL/PRO STATUS, AUDIENCE AND ACCESSIBILITY Status Intended for Accessible via Working Draft General Public Intranet Draft DNM Stakeholders Extranet Proposed Issue Restricted Audience Internet (www.eurocontrol.int) Released Issue Electronic copies of this document can be downloaded from : http://www.eurocontrol.int/articles/atm-procedures Version 1.0 Page A1 –i Guidelines for the Application of European Coordination and Transfer Procedures DOCUMENT APPROVAL The following table identifies all management authorities who have successively approved the present issue of this document. Version 1.0 Page A1 –i Guidelines for the Application of European Coordination and Transfer Procedures DOCUMENT CHANGE RECORD The following table records the complete history of the successive editions of the present document. EDITION EDITION PAGES REASON FOR CHANGE NUMBER DATE AFFECTED Creation of document: Harmonisation of spacing 0.0 all values for silent transfer of control in ECAC APDSG expanded scope of document to include all 0.1 all coordination and transfer procedures 0.2 New document structure approved TOC, all Inclusion of results of Free Route Airspace Concept 0.3 Chapter 4 workshop 0.4 Inclusion of annexes, OLDI references added Annex 4 Chapter 2, 0.5 Formatting, update of references to EU regulations Annex3 Annex 4 modified to delineate support to FRA 0.6 Annex 4 operational scenarios 0.7 23 April 2012 Revision Annex 3 0.8 19 June 2012 Revised following post APDSG comment Annexes 25 September 0.9 Document approved by APDSG#60 2012 24 October 1.0 Document approved by NETOPS#4 2012 Publications EUROCONTROL Headquarters 96 Rue de la Fusée B-1130 BRUSSELS Tel: +32 (0)2 729 1152 Fax: +32 (0)2 729 5149 E-mail: [email protected] Version 1.0 Page A1 –i Guidelines for the Application of European Coordination and Transfer Procedures TABLE OF CONTENTS 1. INTRODUCTION.......................................................................................................................... 1 1.1 PURPOSE OF THE DOCUMENT...................................................................................................... 1 1.2 SCOPE OF THE DOCUMENT .......................................................................................................... 1 1.3 STRUCTURE OF THE DOCUMENT ................................................................................................. 1 2. COORDINATION IN RESPECT OF ATC ................................................................................ 3 2.1 GENERAL ...................................................................................................................................... 3 2.2 ICAO PROVISIONS IN RESPECT OF COORDINATION .................................................................... 3 2.3 EUROPEAN COMMISSION REGULATION (EC) NO 1032/2006 OF 6 JULY 2006.......................... 4 2.4 EUROCONTROL COMMON FORMAT LOA (V4.0)................................................................... 5 2.5 ATS FIXED ROUTE TO FIXED ROUTE COORDINATION & TRANSFER OF CONTROL................ 5 2.6 COORDINATION WITH REGARD TO FUNCTIONAL AIRSPACE BLOCKS (FABS)......................... 5 2.7 COORDINATION PROCEDURES IN FREE ROUTE AIRSPACE ....................................................... 6 3. TRANSFER OF CONTROL ........................................................................................................ 8 3.1 ICAO PROVISIONS FOR THE TRANSFER OF CONTROL .............................................................. 8 3.2 TRANSFER OF CONTROL WITH SYSTEMATIC USE OF BIDIRECTIONAL SPEECH FACILITIES..... 9 3.3 TRANSFER OF CONTROL WITHOUT SYSTEMATIC USE OF BIDIRECTIONAL SPEECH FACILITIES (SILENT TRANSFER OF CONTROL)...................................................................................................... 10 3.4 TRANSFER OF CONTROL BETWEEN FRAS & FRA TO/FROM FIXED ROUTE STRUCTURE..... 11 3.5 TRANSFER OF COMMUNICATION............................................................................................... 11 4. FREE ROUTE OPERATIONS .................................................................................................. 14 4.1 GENERAL CONSIDERATIONS ABOUT FREE ROUTE CONCEPT.................................................. 14 4.2 FLIGHT PLANNING WITHIN FRA AIRSPACE ............................................................................. 18 5. EUROPEAN NETWORK........................................................................................................... 21 5.1 TRAFFIC SYNCHRONISATION..................................................................................................... 21 5.2 MANAGING CONSTRAINTS ......................................................................................................... 21 5.3 ATFCM-ATC RELATIONSHIP................................................................................................... 21 6. INTEROPERABILITY AND SYSTEM SUPPORT ................................................................ 22 6.1 ICAO COMMUNICATION REQUIREMENTS................................................................................ 22 6.2 SYSTEM INTEROPERABILITY ..................................................................................................... 22 7. RECOMMENDATIONS FOR HARMONISING EUROPEAN PROCEDURES FOR SPACING VALUES DURING SILENT TRANSFER OF CONTROL......................................... 26 7.1 GUIDANCE FOR SPACING VALUES ............................................................................................ 26 7.2 GUIDANCE TO ESTABLISH SPACING VALUES DURING SILENT TRANSFER OF CONTROL........ 27 Version 1.0 Page A1 –ii Guidelines for the Application of European Coordination and Transfer Procedures ANNEX 1: SPACING VALUES USED FOR SILENT TRANSFER: EUROPEAN RESULTS . 29 ANNEX 2: GUIDELINES FOR THE APPLICATION OF 5/10 NM SEPARATION MINIMA 32 ANNEX 3: EUROPEAN REGULATIONS AND SPECIFICATIONS .......................................... 38 ANNEX 4: OLDI BASIC MESSAGES ............................................................................................. 43 ANNEX 5: GUIDANCE DOCUMENT RECOMMENDATIONS ................................................. 48 REFERENCES:................................................................................................................................... 51 Version 1.0 Page A1 –iii Guidelines for the Application of European Coordination and Transfer Procedures 1. Introduction This document provides single source material to enable pan-European harmonised application of coordination and transfer procedures. The material is supported by reference to the relevant ICAO, European Commission or EUROCONTROL documentation. 1.1 Purpose of the document The overall aim is to harmonise the processes and procedures adopted by ANSPs, states and regulators for coordination and transfer of control so that boundaries between ATS units do not represent an obstacle to the flow of traffic. 1.2 Scope of the document The scope of the manual is limited to coordination and the transfer of control, however, within that scope the various combinations of: with and without use of bidirectional speech facilities, whether system supported or not are also addressed. Due account is also taken of the future improvements to airspace with the introduction of Functional Airspace Blocks (FAB) and the Free Route Airspace Concept (FRAC). 1.3 Structure of the document The “Guidelines for the Application of ECAC Coordination and Transfer Procedures” contains seven chapters and four annexes as follows: Chapter 1 provides background to the purpose and scope of the document and use by Air Navigation Service Providers. Chapter 2 provides information in respect of coordination; relevant ICAO provisions, introduces European Network and Functional Airspace Blocks. Chapter 3 addresses Transfer of Control with and without use of bidirectional speech facilities, lists ICAO documents governing ECAC operational procedures. Chapter 4 introduces the Free Route Airspace concept and identifies specific aspects linked to transfer of control. Chapter 5 addresses the European Network and in particular dynamic ATM processes. Chapter 6 summarizes EC Requirements for exchange of flight data and system interoperability in respect of coordination and transfer of control.