The- World Bank

Documentof The-World Bank

FOR OFFICIAL USE ONLY

Public Disclosure Authorized Report No. 12527-CRA

STAFF APPRAISAL REPORT

CHINA Public Disclosure Authorized XIAOLANGDI RESETTIE4ENT PROJECT

MARCH25, 1994 Public Disclosure Authorized

Agriculture Operations Division China and Mongolia Department East Asia and Pacific Regional Office Public Disclosure Authorized

This doacnent has a restridted distdbution and may be used by redpients only in theperformance of their official duties. Itscontents may not otherwise be disclosed wthout World Bank authorization. ClRRENCY EQUIVALENTS11 (As of January 1, 1994)

Currency Uit = Yuan (Y) $1.00 = Y 8.70 Y100 = $0.115

FISCAL YEAR

Jawuary1 to December31

WEGHTS AND MEASURES

I meter (m) = 3.28 feet (ft) 1 klometer (km) = 0.62 miles 1 hectare (ha) = 15 mu i ton (t) = 1,000 kg = 2,205 pounds 1 kilogram (kg) = 2.2 pounds

PRINCIPALABBREVATIONS AND ACRONYMSUSED

CIECC - China nternationalEngineering Consulting Company CMIEC - China MachineryImport and Export Company CNTIC - China National TechnicalImport Corporation COE - County-OwnedEnterprise CRO - County ResetdementOffice CYJV - CanadianYellow River Joint Venture EIA - EnvironmentalImpact Assessment EMO - EnvironmentalManagement Office EL - ElevationLevel ERR - EconomicRate of Return FRR - FinancialRate of Return FSL - Full Supply Level GOC - Governmentof China GPDIWH - General Planningand Design Institute of Water and Hydropower GWh - Gigawatt-hour HPG - Henan Provincial Government ITrC - InternationalTendering Company kWh - Kilowatt-hour M&I - Municpal and Industrial MW - Megawatt

1I This project was appraisedin October/November1993 when the exchangerate was $1 = Y 5.7. All cost and fincing have been recalculatedat the rate of $1 = Y 8.7, effective January 1, 1994. Economicand financialanalysis is based on original appraisalparamers. rne devaluationwould improve economicand financialresults to some extent FOROFFICIAL USE ONLY

MWR - Ministry of Water Resources MWRRO - MWR ResetdementOffice PRO - Provincial ResettlementOffice RLO - ResetdementLiaison Office RPDI - Reconnaissance,Planning and Design Institute (of YRCC) SPC - State PlanningCommission TVE - Township and Village Enterprise XEC - XlaolangdiEngineering Corporation YRCC - Yellow River ConservancyCommission YRCCRO - YRCC ResetdtementOffice YRWVIIDC- Yellow River Water and HydroelectricDevelopment Corporation

Thisdocument has a restricteddishnbution and may be usedby recipientsonly in thepufanan of their lofficialduties Its contnts maynot oterwise be disclosedwithout Wortd Bank authorzation. CINA XIAOLANGDIRESETtEMENT PROJECT

CREDrr AND PRojEcT SummARY

Borrower: People's Republicof China

Bendiclary: YellowRiver ConservancyCommission

Amount: SDR 79.9 million ($110 millionequivalent)

Terms: Standard, with 35 years' maturity

Objectives and Description: The major goal of the project is to restore and improve the livelihoodsof 154,000resettlern and 300,000 host people affectedby constructionand operationof the Xiaolangdimultipurpose dam, and to minimizethe adverse effects of their social adjustmentto their new environments.

The project comprises four major components: (a) housing and irasucture development-this component will consist of constructingall infrastructureincluding housing for 276 villagesand 10 towns for the resettlers. Host communities will receive substantial infrastructure improvements; (b) transfer of resettlers-this componentmakes special provisionsfor transfer of all salvageablematerials and personalbelongings, factory machinery and other goods from the present to the new sites. The transport will be contracted to local truclkng companies that will move the goods at an appropriate time; (c) livelihood development-for agricudurallivelihood reestablishment, 11,100 ha of land will be developed, of which about 7,000 ha will be irrigated and the rest will be dryland. A totalof 252 existingsmall industries and mines will be relocated and reconstructedand the workers will move with these industries. Eighty-fournew county, townshipand village industries wiU be established. These new industies will create 20,500 new industrial jobs to absorb those switching from agricultureregistration to nonagriculture;and (d) aplanning, design, monitoringand resetlementmanagement training component. Benefitsand Risks: At full development,the projectis expectedto expandthe irgated and drylandfarming area by 11,100ha. The projectwould benefit about0.5 millionpeople, and createabout 75,220 full-time jobs and about 37,400 part-time jobs with significant contributions toward incrsing incomesof resettlers.The economic rate of returnfor the overall project is estimatedto be about 32 percent. A resettlement projectof this magnitudefaces a rangeof potentialrisks including: (a) delaysin implementationof the resetdementsite developmentor industral developmentas a result of delaysin counterpartfunds; (b) the resettlementcost estimatecould vary considerablyover the period of implementation;and (c) some of the sites selected, especiallythe smaller ones, may not prove viableduring the detailed implemenitationphase. Delays in funding of resetdementsites or factoriescannot be tolerated since delays in resetdementwill delay the entire dam coustruction,which would be extremelycostly to the government. The governmenthas agreedto have in place a revolvingfund for financingof possibleannual delays in fundingto overcomeshortages from any source. In addition, to anticipate cost increases, governmentis indexingall costs to an acc-ptableindex to determie costs during construction. Govermmentwill budget accordingto t .- indexedcosts. To overcomethe possiblelack of viabilityof some sites,additional sites havealready been studied and will be planned as safetynets. Fstimated Costs Loa Foreign Total ----- ($ miion) -

Planning & Design 7.1 3.4 10.5 Infrastructureand Housing 186.9 48.8 235.7 Transfer of Resettlers 6.0 - 6.0

Lilidvm ent Agicultre Development WengmengtanIrrigated Agriculture 27.6 14.1 41.7 Houhe Dam and Irrigation 9.2 4.6 13.8 DownstreamDevelopment 1.8 - 1.8 AgriculturalSupport 8.1 - 8.1 Industrial Development 90.7 53.3 144.0 Monitoring 5.4 1.7 7.1

Subtotal 342i I252 468. EnvironmentalManagement Plan 2.7 0.8 3.5

Base Cost 345.5 126.7 472.2

Physical Contingency 23.8 8.6 32.4 Price Contingency 48.9 17.8 66.7

Totl Proiect C /la 418.2 151 571.3 Fhandng "7an: Central Government 322.3 37.6 359.9 ProvincialGovernments 0.2 0.1 0.3 Enterprises 27.7 20.2 47.9 People's ConstructionBank of China 27.7 25.5 53.2 IDA 40.3 69.7 110.0

T1a 418.2 .J5 71.

Estimated IDA Disbursements: D)AEY 19 1996 1997 1998 1999 2000 2001 - -($ miiffion) __

Annual 15 15 25 30 15 7 3 Cumulative 15 30 55 85 100 107 110 Poverty Category: Not applicable

Economic Rate of Return: 32 percent la Proect is exempt from taxes and duties. CONTENTS

I Baclcgiouuiid ~ . ~~. # ......

A. Introductio ...... * 1 B. -Project Origin and Objectives ...... 1 C. intChina ...... 3 D. Rationale for Bank GrompInvolvement ...... 5

2 Th~ePirojed Areas ...... 6 A. Location of1 he andHttle reand.. st. re.. 6 B. Physica, Demogrphicand SocialCondWons 6 C. Agriclture, WaterRs .. 63urcesandlrrigti D. Reoent Agicultu Development ...... 7 E. I ieNonagricultural Sectors ...... 8 F. RuradIncomes and Poverty ...... 9 G. InundationImpact ...... 9 H.Rsttein Strategy ...... O.. 12

A. P'roject Ovarview ...... 15 E. PgrojectDescription ...... S C. De Fea ...... 15

D. Sus of Prparation...... 25

T report is based on the findingsof an appraisl missionin October1993. Members of the appraisalteam included D. Gunaratnam(mission leader, IDA),rang Ping, ZhMang Weizen, Zhang Chaohua, Z. C. Lin, S. Feson, M. Buitela, and 0. Litens (consultants).Others involved in the prepartion and preappraisalwere J. M. Voegele, A. Ghani, S. Gulyani (IDA), Li Qun (Consultant). Peer reviewers comprised W. Partridge,C. Diewald,B. Trembath,and M. Cernea. The DivisionChief is Joseph Goldbergand the Acing DepartmentDirector is ZaferEcevit. -vi-

E. PopularParticipation and Compensation...... 25 F. ImplementationSchedule ...... 28 0. CostEstimates ...... 29 H. Financing ...... 30 I. Procurement...... 30 J. Disbursement ...... 33 K Acwmts andAudits...... 35 L. EnvironmentalImnpact ...... 35

4 Ognand...... n...e...... 37

A. AgenciesParticipating in ResetdementImplementation... 37 B. InplementationManagement and Responsibilitis. 41 C. FinancialControl .... 42 D. Supervsion and Monitoring .. .42 E. SupportServices forResetders . . .44 F. SafetyNets/Support Mechanisms . 46

5 Eon AspectsofLivellhoodDevelopment ..... _ 47

A. AgriculturlLivelihoodDevelopment .... 47 B. IndustraLivelihoodDevelopment . . . .49 C. Tota IncomeDevelopment. ... 51 D. lir,jectRisks ...... 52

6 AgrmentandRec,mmendaion ...... 54

ANNEFs

1. Comparisonof Alternatives to the Xiaolangdi Poject .57 2. ResettlementPolicyand Legal Framework .58 3. InundationImnpacts...... 62 4. CompensationStandardsandEntitlement.. .. 73 5. ResettlementStrategies, Site Selection,and Alternatives...... 82 6. Costand Financing Tables ...... 92 7. HousingConditions Before and After Resetllement .107 8. IncomeAnalysis .. 110 9. Financialand Economic Analysis .142 10. Social AdjustmentSupport Services ..... 158 11. OrganizationArrangements .. 166 12. ProcurementArangements. 171 13. ProjectSchedule/Disbursement Schedule/Supervision Schedule 174 14. ResettlementAgreements and Contracts .180 15. ConsultantServices and Tainng .... .183 16. EnvironmentalAssessment Summary...... 195 17. SelectedDocuments and Data Availablein the Projec. File ...... 208 TAlu IN TEXr

3.1 Distributionof Populationby Receiving Area ...... 16 3.2 ProposedResetment Staffing ...... i8...... 3.3 Labor Force Pre- and Post-Resettlement...... 22 3.4 Number of Enterprisesand New Jobs for ResettlersShifting to Industry 23 3.5 EntexprisesClassified by Industry ...... 23 3.6 CompensaticaDisbursed to Households . . . . 27 3.7 Estimates of Populationto be Resettled ...... 28 3.8 Project Cost Summary ...... 31 3.9 Project Financing ...... 32 3. 10 ProcurementAfrangements ...... 34

5.1 ResettlerFarmed Areas ...... 47 5.2 Familyincome Pre- and Post-Resetdementfor Resetlers and Hosts ... 53

BoxEs IN TEXT

1. ResetdementCriteria for theXiaolangdi Project . .13

MArs

1. Xiaolan,di ResettlementSite Location (IBRD 25518) 2. ResettlementSites and Industr Income (IBRD25552) 3. Resettement Sites and Agriculht and Industral Income (IBRD 25553) 4. ResetdementSites and PopulationDensity (IBRD 25554) 1. BACKGROUJND

A. rmtoDuCrON 1.1 TheGovernment of China(GOC) hs requestedIDA assistance in financing the resettementand reestlishment of livelihoodsof about154,000 people now living in the reservoirarea of the proposedXiaolangdi Multipurpose Dam I/ on the YellowRiver in Henan Province. The projet aims to achievethe completesocial and economic reestablishmentof the dislocatedpopulation, on a viableproductive basis, throughthe creationof newhidustrial, agricultural and service sector employment and activities. The affectedpopulation, including an additional300,000 in hostareas, will not only maintain their current standardof living, but will also dectly share in project benefits. The objectivesof the project are to (a) providefor the transferand housingof the reseter population;(b) provide sufficientincome-earning opportnities for the resettledrunl populationthrough the developmentof two irigation schemes;(c) maintainthe eistng 8,250employment oppounities in the nonagnculturalsectors and create about 20,500 new jobs throughrelocation and expansionof factories,mines and other localentepises; and (d) reestablishan infstructure apprpriate to the increasingdemand in the host areas.

1.2 The followingsections provide backgrund informationon the Xiaolangdi MultipurposeDam project and a summaryof previousresettlement exerience in Chia. B. PnoJr ORIGIND OaECnVEs 1.3 The YellowRiver is the second-longestwater course in Chinaand traverses nineprovinces. The catchmentarea accountsfor 7 percentof China'stotal land areaand supportsthe agricultureof 130million people on a cultivatedarea of 12.7million hecae (13 percentof the total cultivatedarea of China). Someof the mostfertile and densely poplated lands (2 millionha) in China are in the lower reachesof the YellowRiver, mainlyin Henan and ShandongProvinces. Floodsin the lower reacheshave brought severedestuction to farmlandsand cities, killing thousands of peopleand causingbillions of dollars of damage. From about600 BC to date, the river burst dimes1,590 times, changedits course26 times, and affectedan area of 250,000square kilometers (kin the provincesof Henan,Shandong, Anhui, Hebei and riangsu.At present,about 103 millionpeople are at risk of severeflood damage and as manyas 1 to 3 percentof the poplation couldbe destroyedif there is a majorflood. The floodingis exacerbatedby soil erosionin the mid-reachof the river. This has resultedin enormousquantities of

v is dnmwould be finced by an MBRDloan, as docxmentdin ReportNo. 12329-CHA - 2 - sediment (1.6 billion cubic meters-m 3-per year) being washed into and transportedby the river, with about 25 percent being depositedin the lower reaches, causingthe rivbed to zise to about 3-10 meters (m) higher than the surroundingground. Enormous efforts in fighting floods have been made over several centunes by buildingup the levees in the lower reaches. However, despite these efforts, floods breached the levees he out of every four years until the 1950s.

1.4 Since 1955, the Governmenthas made great strides in developinga master plan for water resources, which includes29 major dams for harnessingthe YellowRiver for flood control, hydropower,irrigation, municipaland industral (M&I) water supply. The master plan also proposes comprehensivesoil conservationmeasures to reduce silt flowinginto the river. Seven major dams have been built across the river including, most 3 recently, Longyangxia(24 billion m reservoir).

1.5 The upper reaches of the river, which contribute 60 percent of the water resources, are now fairly well regulated. However, for the lower reaches, the only dam (Sanmenxia,constructed in 1957-60)has had to be modifiedto perform partial regulation of flood waters to cope with large volumes of silt, which filled the reservoir area witbin two years after its completion. The lower reaches of the Yellow River are currntly protectedonly by the flood levees that have to be raised every 10 years at a cost of about $2 billion each time and have to be maintainedevery year at a cost of $70 milLion. The levees, at present, do. atprovide adequateprotecdon for the 100 million people who live below them, for some la v cities (Zhengzhou,Kaifeng, Xinxiang, Jinan, Heze, Liachang, Dezhou, and lining), and for vital industries like the Shengli and Zhongyuanoilfleds, which produce about one third of the crude oil of China. In addition, becauseof the lack of regulationof water in the lower reaches, adequateirrgation water is availableonly once every three years, as against possible perennial irrigation for about 2.0 million ha, and water supply for cities (Beijing, Tianjin, Qingdao, Zhengzhou, Kaifeng, etc.) and for industriesis very limited. Several cities such as Qingdaohave had to shut down industres several hours every day becauseof a lack of water. As part of a long-term strategy to reduce the serious and increasing flood risk in the lower reaches of the Yellow River, GOC has embarkedon an ambitioussediment management and flood control progrmn in the Yellow River Basin. As a centerpieceof that program, the XiaolangdiMultipurpose Project will provide flood and ice-jam protectionto 103 million people, and will prevent the further silting up of the lower reaches of the river for at least the next 20 years. Creation of the 130 km long reservoir behind the dam requires the relocato of about 171,000people during the next eight years.

1.6 The total costs of the XiaolangdiMultipurpose Proect includingresetlement are estimatedat $2,866 million, of which resettlementwill account for nearly one fifth or $571.3 million. Realizing the tremendousimpact such large-scalerelocation has on the directly and indirectly affected individuals,and also on the economyin the entire region, the governmenthas designed the resettlementand rehabilitadonprogram as a separate project. -3

1.7 Alternatives. Duringthe lastthree decades,a rangeof proposalshas been put forwardto reducethe hazardsof fioodingani reducesediment deposition along the lowerreaches of the YellowRiver. Sevenaltematives were considered in detail,but each alternativepossesses significant shortcomings, and involvesa great dealmore resettlement (300,000to 950,000people) than does the XiaolangdiMultipurpose Dam. A listingof thesealternatives and estimatesof their resetflementimpacts are providedin A= 1.

C. RESE IN CUNA 1.8 Past Experience. In the mid-1980s,GOC reported that, of over 10 million peoplepreviously subject to involuntaryrelocation due to reservoirdevelopment, at least cne third still livedin povertyawaiting successfud settlement. That estimateapplied only to thosewho had been moved, not to the hostpopulation forced to sharetheir existing land and otherrewources with the relocatees.A studyconducted by the Ministryof Agriculture estimatedthat 46 percentof the 1.12million involuntarily resettled surveyed had yet to be satisfactorilyresettled. These figuresclearly indicate that peoplepreviously forced to relocatewere at great risk of poverty. In thepast, financialallccations were insufficient in a large numberof cases. Compensationpayments set in the early 1980softe. omitted provisionfor inflation. Most of these problemsresulted from inadequateresetdement planningand the 'nabilityof the governmentto providethe relocateeswith an adequate income-earningpotential. The fundamentalproblem with involuntaryresettlement, particularlybefore the mid-1980s,had been the notionthat thosedisplaced were making an obligatorycontnbution to nationalwelfare and that, therefore, no extraordiary measureswere neededto restoretheir livelihoods. 1.9 Recent Experience.This attitude has changeddramaticaly in recentyears. Problemsin large projectssuch ac Danjiangkou,Sanmenxia and Dongpinghuare well recognizedby the Government,which has been coping with periodic resetdtement demonstrationsand an exodusfrom the originalhost areas back to the reservoirzones. The Govemmenttherefore established in 1986a centralresettlement office in the Ministry of WaterResources (MWR) to undertakerehabilitation programs for all resetdementsites wherepeople have been disadvantaged, and to developnew standards, laws and reguations for new resettlementsites. The MWR ResettlementOffice (MWRRO)embarked on a major rehabilitationprogram of 5 million resettlers in 46 sites who have been disadvantagedthrough resettlement since the late 1950s. From 1986to 1993,about $420 million(Y 1,900million) k3s been spentto rehabilitateinfrastructure, develop township and vilage industryand providefor somedirect food assistancein these 46 sites. Many of these programshave been extremelysuccessful-for example, for the Danjiangkou resetdement,which involved 383,000 people, after rehabilitation programs started in 1986, incomesper capita rose and now far exceedthe resettlers'original real incomesbefore resettlementand even exceedthe incomesof the hosts by as muchas 10 percent. The numbersof peopledisadvantaged has declined by as muchas 55 percent. The Govenmment resporndedto theseproblems and pressures through a consistenteffort during the 1980sto developand implementimproved resettlemant practices. A seriesof lawsand regulations nowprovides guidance for all typesof resetdementprojects. Takentogether, the various -4- laws and regulationscall for full protection of the resettledand much stronger support to reservoir relocateesthan heretofore(see para. 1.12 and Annex 2 .

1.10 Resettlement Review. A Bank review of resettlementexperience in China (China: InvoluntaryResettlement, Report No. 11641-CHA,June 1993)has recently been completed. In addition, there has been a more detailed review of resettlementin Bank Group projects, which is being finalized. The findingsof both studiescan be sumriarized as follows: (a) Chinesenational and provinciallaw and regulationsnow substantiallymeet the requirementsof both the Bank's operationaldirective on resettlementand the OECD resetdementguidelines. The applicablelaws and regulationsfor such projects call for full protection of resettlers and provide administrative and compensation mechanisms to facilitate successful resettlement; (b) the record on recent projects indicates hat the Chinese authorities now treat resettlement as a long-tenn process requiring sustained attention even up to 5 to 10 years after physical resettlement activities have been completed;and (c) improvingor maintainingthe- standard of living of affected people is clearly accepted as a key objective in resettlementplans. For example, in the Shuikou HydroelectricProjects I and I1 (Loans2775-CHA and 3515-CHA)resettler incomes have exceededtheir original incomes in real terms within the first year of resettlement. Even under the XiaolangdiDam-site construction area resettlementthat started in August 1992, the income levels of about 2,000 people resettled in four villages in 1992 have exceeded their previous incomesby 10 percent to as much as 60 percent, by October 1993.

1.11 On the whole, there is unanimityamong all analystsof resettlementin China that the central governmenthas demonstrateda high degree of commitmentto successful resettlement. Policies wi,th clear developmental objectives have been formulated, organizationalresponsibilities have been clearlyaelineated, increasing amounts of resources have been allocated, and programs for long-term training on resetdement have been initiated.

1.12 Lessons Learnedfrom Previous Bank Group Operations. Out of the 38 projects with resetdement requirements now in the Bank Group portfolio, 14 have aggregate resettlementrequirements involving about 251,000 people. Only three of the projects involve reservoir resettlement. Underestimationof costs in general and inflation in particular have been recurring problems in Chinese projects. In the Bank-financed Lubuge and ShuikouHydroelectric Projects I and II (Loan 2775-CHAand Loan 3515- CHA), resettlementcost ovenrunsreached 100 percent. In the DaguangbaProject (Loan 3412-CHAand Credit 2305-CHA)approved in FY92, the need for a 40 percent budget increase has already become clear. However, the budget shortfalls have been rapidly remediedwithin the year of shortfall. Chineseresettlement experts have also indicatedthat diverting resources from resetflementto civil wor1 4 during the first three quaters of the financial year, when money is slow coming in, has been comnon. However, they indicated that regulations had been prepared in 1992 to ensure that funds marked for resettlementwere to be used only for the allocatedpurpose.

1.13 Policy and Legal Framework. A number of laws and egulatons have been decreed to improve resetdementplanning and implementation. The Regulationfor -5-

Land RequisitionCompensation and Resettlementof Iarge and Medium Water Conservancyand Hydroelectric Ptojects, issued by theState Councilin DecreeNo. 74 in May 1991,has somefeatures of particularimportance: (a) resettlementshall makerelocatees recover or surpassthe existingliving levels throughconstruction, resource exploitation, soil conservancyand economicdevelopment of the reservoirregion; (b) the stateencourages and supportsresettlement with developmentby means of compensationand subsidyin the initialstage, and productionsupport in later stages; (c) familieswho lose theirland completely can tansfer tfieirregistration from rural to urbanregistration (and hencebecome eligible for urban indul employment,residency, and perquisites)as reviewedand approvedby provincialand countygoveinments; and

(d) if the compensationfor landand resettlementcalculated on the basisof the regulationmakes it difficultto meetneeds, the resettlementsubsidy may be increasedto do so.

D. RATIONAlEFOR BANKGROUP DMOLVBMT 1.14 This projectrepresents one of the first large-scaleresettlement efforts vwth major Bank Group involvementthoughout the desig phase. This involvementhas resultedin significantcontributions to developingrealistic project standards,i.e., cost estmates now include price increases;resetdement costs are not merely based on compensationcosts of eisting inundatedsettements but on actualcosts of development of new areas; the govemmenthas now adopteda transparentway of agreeingon cash compensationto resers, using siged contracts;the governmenthas also adopted compensationfor those affeed idirectly-migrant workers,temporary workers, squaters, etc.; grievanceprocedures are also more trapart. Bank involvementoverl has significantlyraised the standards of resettlementplanning and made govenment procedures moretransparent. By remaininginvolved through partial financing of the inplemenadon of rettlement as a separateproject, with supevson focusedon resettlementas a disdnct type of rural developmentactivity, it is hopedto realizethe achievementof completely successfulresettlement. 2. THE PROJECTAREAS

A. LOCATIONOF TmERESErrlE ANmHosr ARmAS 2.1 RegionalSetting. The Xiaolangdidan siteis locatedon the YellowRiver in HenanProvince, 40 km northof LuoyangCity. The resevoir area for EL 275 extends upstreamfor 130 kIn, to just belowthe existingSamenxia Dam. The total area to be inundatedis 272.3lam 2, includingthe existng water surfaceof the YellowRiver. The broaderreservoir region includes three countiesin ShaanxiProvince and five countiesin Henan Province. Another five countiesin Henan Province located downstreamof Xiaolangdiare plannedas host areas. Maps 25518 and 25554 show the jursdictions involvedin the project. 2.2 Locatedon the easternedge of the LoessPlateau, the projectarea features slty soilsand extreme erosion. In theproject area, theloess soilsare trappedbetween two mountainranges-the Wangwuand Zhongtiaorange to the north and the Xiaoshanand XMongerrange to the southof the YellowRiver. Farmingconditions are very favorable in the loessareas but poor in the mountains.Thus, population densities are high in loess areas suchas Mengjin,Pinglu and Shanxian,while population and cultivationdensities are very low in the otherareas.

B. PRwsCAL, DmoGRAxmc AN SOCALCON}DONS

2.3 The reservoirregion of eight affectedcounties had a 1992population of 2.8 millionand an annualpopulation growth rate of 1 percentfor the period1982-92. The populationdensity has reached264 persons/lm2. Aboutone third of the populationis 14 yearsof age andunder, the 15-65age groupaccounts for 63 percent,while the 65-and- over groupis 4 percent. The malelfemaleratio is about52/48. The urban/rrln ratio varies considerablyfrom 25175in Yuanqucounty to 4/96 in Xlaxiancounty. Oval, however,the regionis stillclose to 90 percentrural. The averagehousehold size is 4.4 personswith a labor forcerato of 44 percent. Eightypercent of the regionalpopulation are literate. Ten percenthave a seniorhigh schooleducation or beyond,while 30 percent have junior high schooland 40 percentprimary school. Ethnically,Henan's affected countiesare almostexclusively Han (99.6percent), with a few Hui (7,315)and Uygur (594)who are sociallyfully integrated with Hansas indicatedin the 1990oensus survey.

C. AGRICULi, WATERRESO]RCES AND IhURGATION 2.4 Henanprovince, where most of the resetted populationlives, is primarily a grain-producingarea and the affectedcounties are somewhatpoorer on averagedue to poor soilconditions in mountainousparts and a generallack of precipitation.Precipitation -7 - in the region averages 650 mm/year, but over a 10-yearperiod will vary between 400- 1,000 mm. The annual rainfall is quite variable with about 3-in-10years considereddry and about 1-in-10 years considered overly wet. About 64 percent of the total annual precipitationfalls in the summer months between the beginning of June and the end of September. The mean annual rainfall, in combinationwith annual potential evaporation (about 1,950 mm), indicatesa need for irrigation to realize full crop yields. Soils of the reservoir area are of two main groups dependingon their location north or south of the Yellow River. Soils on the north bank are loess-type soils, having good drainage and mediumtexture. Soils on the southbank are reddish clays, shallowin many places with impededdrainage in a few locations. Farmlandaccounts for 46 percent of the inundation zone, and 44 percent of the total cultivatedarea is irrigated. The annual crop intensityis about 150 percent. Per capita landholdingsare about 1.5 mu (0.1 ha), and the average family size is 4.4 persons.

D. RECENrAGRICuLTuRAL DEvLOpMENT

2.5 Crop agnculture accountsfor about 70 percent of total agriculturaloutput, with animal husbandryat 15 percent being the next most importantcontributor to output. Wheat is the most important crop (70 percent cropping intensity, followed by maize at 25 percent). Smallareas of cash crops are grown, mainlyclose to the banks of the Yellow River and some tributaries. The most importantcash crops are tobacco and cotton (both with 5 percent of the cropped area), apple, pear and persimmon being the important pemanent crops. Irrigation is used on about 29 percent of the total cultivatablearea of the reservoir counties, most of which is located in the flat valley bottoms close to the YellowRiver. In some upland areas, motorizeddeep tubewellsprovide irrigation water, although these are limited. In other limited areas, highland reservoirs feed gravity irrigation schemes,which have an extensivenetwork of lined main and secondarycanals and aqueducts. Crop agriculture in the inundation zone is similar to that of the larger reservoir county area. There is a higher proportion of irrigated land in the inundation zone, for topographicalreasons.

2.6 Pigs are the most importantlivestock raised by farmers, followedby cattle. The pig populationis approximately1 head per family, while about 1 head of catde is owned for every 1.5 families. The latter are used extensivelyfor animal traction. Sideline activities are important in some locations, and mining also contributes to household incomes, particularlyin Xnan and Jiyuan countiesin Henan Province.

2.7 Sideline actdvitiesin the reservoir area can be classified into five main groups of activities: (a) smallanimal production(poultry, sheep, goats, pigs and rabbits); (b) food proce-.sing(noodle manufacturing,rice milling and oil extraction); (c) local infrastructureand construction(brick manufacturing,quarrying and construction);(d) local and shori-haul transportation; (e) miscellaneous activities (sewing, straw products manufactuing, gatheringof herbs). -8 -

E. THENONAGRICULTURAL SECrORS

2.8 Nonagricultural sectors are defined as industry (which includes manufacturing and mining) and tertiary activities (construction, transport and communications,commerce and public administrationand institutions). These enterprises are either owned at the state level (and operated by county, municipal or provincial agencies)or at the townshipand village levels (rural enterprises). The output of village enterprisesis usually includedin the primary agricultural sector as a sideline, despite the fact that many of these enterprisesare quite large.

2.9 The number of industrial.aborers in state and township enterprisesin the entire inundation zone region is 103,644. Another. 11,562 are employed in tertiary activities. Most of the industry and commerceis centered in or near the county seats. These centers have populationsbetween 20,000 and 80,000 persons, of which roughly 50 percent are registered as nonagricultural. There is relatively little industry or commerciat activity within the inundation zone because no major towns or cities are located along the YellowRiver in this region. One exceptionis the town of Guchengin Yuanqucounty. The largest employeris a paper mill and numerouspeople are employed in local industry (cotton ginning, warehousing, retailing, copper mining, etc.). Eight factories and 85 mines are located in the inundation zone below elevation (EL) 275, providing employmentfor 15,000 workers. The majonty of these are rural enterprises. In addition, there are numeroussmall-scale village enterprises, particularly mines, quarries, kilns, constructionand transportbusinesses. The nonagriculturalpopulation below EL 275 is reported to be 14,800, representingonly 9.8 percent of the total population. However, the availabilityof mining opportunitiesto agriculturallaborers means that close to 25,000 persons derive full-time livelihoodsfrom nonagriculturalactivities and many more earn supplementaryincomes.

2.10 In the inundationzone, which is predominantlyagricultural, development of nonagriculturalenterprises faces a number of constraints,which must be consideredin the planningof nonagriculturalemployment for relocateesand hosts. The location of most of this area is not linled by roads and subject to floods near the river. State-owned enterprises face an historic lack of capital investmentin counties that are not favored by economic factors, quite remote from major domestic and internationalmarkets and with historicallyfew communicationslinks to central and southern China; and where there is relativelysmall marketdemand in the reservoir region. Lack of highly skilled labor and certain managementcapabilities pose further constraints. Townshipand village industries face similar problems such as lack of local technical expertise, lack of local managerial skills, poor market links betweenregions and a lack of initial investmentcapital to male high-qualityproducts that can competein regionalmarkets. The tertiary sectorhas to cope with a surplus of constructionlaborers with low productivity,poor transportationaccess in rural areas, small regionalmarket, as well as a lack of managerialand marketingskills. -9-

F. RUAL INCOMESANM POVERTY

2.11 Per capitanet incomes of therural population of the inundationzone in 1993 averagedY 560, witha rangebetween Y 413/capitain Mianchito Y 900/capitain Yuanqu (Shanxi). Basically,three representativescenarios can be denved of differenticome levels of the rural population: (1) some 10 percentof the rural householdsare able to undertakenothing but agriculture,from whichan annualper capitanet incomeof about Y 220 is gained;(2) about 80 percentearn a per capitanet incomeof Y 476 fromboth agriculturaland some nonfarmactivities; (3) the top 10 percentachieve an incomeof Y 907, paly becauseof proceedsfrom farming,poultry and animalhusbandry, partly becauseeach householdhas one membergoing fOrfull-time employment in rural-town enterprises. Typicalrural householdincome structures from varioussources, including cropping,fruit, forestry,poultry and animd husbandryand nonagriculturalactivities, are summarizedin Annex8. 2.12 The prevailingpoverty in manyof the projectareas is due to a numberof factorsincluding poor agricultual resource base, reiroteness, lack of off-farmemployment opportunities,vulnerability to frequentnatural disasters and limited infrastructur such as roads, communications,electricity and water supplysystems. Despiterelief programs, lack of explicitprograms to developthese areas has permittedthis cycle of povertyto persist. Floods,droughts, hailstorms and severe winter weather conditions also contribute to their poverty. The project would provide fimds for specificproductive activities beneficialto bothhost and resetder populations, combined with necessary technical training and marketingsupport.

G. INUN)A1ONIMACr 2.13 General. TheXiaolangdi reservoir wfll flood 173 villages, 11 government towns, 252 industrialand mining enterprises,250 commercialenterprises and other institutions,12 power stations, 267 irrigationpumps, 658 km of itrigationcanals, 688 km of roadsand 548 km of communicationlines (Annex3). 2.14 DirectlyAffected Population. In thereservoir region, 5.11 percentof the populationwill require relocation. Xinan county is severely affected,two counties [Yuanqu(14 percent)and Jiyuan(13 percent)]are heavilyaffected, two countiessuffer average impact (Mianed and Mengjin), while three counties (Pinglu, Xaxian and Shanxian)have an impct of lessthan 1 percent. The relocadoncriterion for the reservoir populaion is EL 275 m; thus, all those below this level are entitled to restlement benefits. The total land area affectedby inundadon(EL 275) has been establishedat 272 kI 2. In 1991 and in the moving year, the reservoir populationwill be, respectively, 150,172and 171,118. In addition,the constructionzone population in the dam site area is 9,944 people. Resettlementof this grouphas alreadystarted and is expectedto be completedby June 1994. Thisportion of the resettlementhas not been includedin the project as most of the acdvitieshave been completed.In total, the populationdiredy affectedby the XiaolangdiMultipurpose Project is 181,050. The totalpopulation directly - 10- affected and included in this project is 153,182 people.L/ The final group of 17,924 people would mostly move in the years 2010-2011, depending on long-rmnreservoir operation characteristics (pam. 3.38), and their resettlement would be govemnedby standardsat least as high as those of the present project.

2.15 The lndirectlyaffected population falls into four categories: (a) people required to share farmlandwith the relocatees;(b) people losg farmlandfor river training in the Wenmengtan scheme; (c) people affected by acquisition of host farmland for residences, factories and roads; and (d) temporary workers who may lose employment from relocation of industriesand mines.

2.16 The resettlementplans propose to intensifyagricultural production on some 153,215 mu (10,214 ha) of existing farmland in the host area. The host people will receive monetarycompensation and irngation schemesto offset the loss of income from land acquisitionfor resetdement. Based on the averageper capita landholdingin the host areas, and the fact that hosts will lose 0.4 mu/capita on average, the host population affected in the moving year is estimated to be about 300,000 persons between 1994 and 2000. It should be noted that most host communitiessurveyed consider this process to be an opportunityfor long-awaitedindusrialization, financed by compensationfunds, and not a burden. Surrounding jurisdictions have competitively offered themselves as host communities,for this purpose.

2.17 The proposed river training works for the Wenmengtanscheme will require 9,000 mu of farmland. This will affect as many as 4,712 farmers in the moving year. The reconstructionof inundatedvillages, towns, factoriesand roads will require requisition of 26,073 mu of land, of which 80 percent is estimated to be farnland. Based on per capita farmland in the receivingareas, the affectedpopulation in the moving year will be roughly 19,610.

2.18 The existing factories in the inundated zone employ a total of 28,433 workers, of which 2,163 are permanent workers with nonagriculturalregistration, 18,083 are contract workers with agriculturalregistration and 8,075 are temporary workers with agriculturalregistration. Most of the temporaryworkers are employedin rural enterprises and obtain a major share of householdincome from this source. About 30 percent of these temporaryworkers (5,118) are estimatedto live aboveEL 275. They would temporarily lose their source of employmentwhen the enterprisesare relocated. In total, the indirectly affected population is estimated in the moving year to be 330,000, bringing the total zffected populationto 510,000.

2.19 land. The total land area that will be inundated by the reservoir is approximately244 knm2. The land lost by the project is summarizedin Annex 3. The cultivatedland component,46 percent of total inundationarea, consists of irrigated land (44 percent), dryland including slope land (47 percent) and perennial crops (9 percent).

1. etotmbriswroudd to 154,000peopletobezuetw be 1994 and20, ia 71,00 peop1ebetwe 1994and 2011. - 11 -

Forests makeup 10 percent of the inundatedarea, of which 79 percent is timber forest and 10 percent is fuel forest. Steeper slopes and grasslands comprise 25 percent ot the inundatedland and other land comprises10 percent. Existingwater surfaceconstitutes the remaining area.

2.20 Compensationfor Land. Compensationis paid to reflect the loss of use of the land rather than the loss of title (Annx 4!. There are two elements of the compensation,with both based on the average annual agricultural output measuredover the preceding three years. Output is the total value of productiondisposed of at state prices. Compensationof farmland is to be paid at three to four times average annual output value and allowancesto be paid at two to ftree times averageannual output values. The combinedstandard for land compensationis thus five to seven times the annual value of land output. If there are specal circumstances,the combinedstndard can be increased to no more than eight times, if per capita relocateeland in each village is over 1 mu, 12 times if per capitaland in each village is between0.5 and i mu and 20 timesif per capita land in each village is below 0.5 mu. In the case of the Xiaolangdi project, the compensationused is a seventimes multiplierfor the cultivatedland in five counties,eight times for Yuanquand r,ian countiesthat are heavilyaffected and 10 times for Xinan that is the most seriouslyaffected. The compensationis paid not to the township that has lost land but to the township where the relocation takes place. This is one reason why townshipsand countiesprefer to see resettement take place inside their boundaries. The compensationfunds are generally required to reestablishthe productionmeasures of the relocatees. Whether the amount of compensationis adequate, thus, depends on the type and cost of productionmeasures sufficientand practical for a particular local situation.

2.21 Rousin. Housing in the reservoir area consists of house and cave dwellings. The total of cave dwellings that would be inundated is 4.59 million n2. Villagesare 3.97 million e 2 (86.5 percent), smalltowns (5.8 percent) and enterprisesand institutionsof smalltowns C7.7 prcent). Among villages,houses amount to 33.3 percent, cave dwellingsbuilt with bricks or stones to 24.5 percent, and cave dwellingsbuilt with only earth to 42.2 percent. The averagearea of cave dwellingsis 26.4 i 2 per capita. The reconstructioncntenia for private houses proposedfor Xiaolangdiare 17-20nin per capita for the main house and 5.5 e 2 per capita for auxiliary structures for a total of 22.5 to 25.5 i 2. For 1991,new houseconstruction costs in the range of Y 110-130/i2 were used.

2.22 Other Factes. Annex 3 shows the inventory of educational,health and cultual structuresto be inundated,as well as the infrastructuralfacilities. As of 1992, 252 fictories and mines will be inundatedby the project. Most of the mining investments cannot be relocated;the remairing coal reserves will also be lost for further exploitation. Some 109 minor historical relics have been identified for archeologicalscrutiny. Many of hese sites require undergroundwork. Based on the 1992 cost estimatereviewed by the state; Y 14.26 millionwould be requiredto carry out a programof drilling, excavationand removal activities,which would be coveredunder the project. - 12 -

R. REsEnTEMENTSTATEY

2.23 The strategy for resettling people affected by any large water project in China is guided by seven key principles: (a) restoring and improving current income levels; (b) ensuringadequate household grain production;(c) increasingnet incomeper unit of land; (d) increasing householdincome through nonfarmjobs; (e) transferring people from agriculturalto nonagriculturalregistration; (f) minimizingsocial stress; (g) ensuring acceptableliving standards(Annex 5).

2.24 The Yellow River Conservancy Commission(YRCC) has had extensive experience with resettlement and is quite concemed about potential implementation problems. The agency has strivedto make the Xiaolangdiresettlement program meet the highest Chinese and internationalstandards. In particular, YRCC endorses the principle of resettlementwith developmentso that project-affectedpeople would not only maintain their current standard of living, but would also directly share in project benefits. The Chinese laws and regulationspertaining to resettlement,combined with the World Bank resettlementguidelines as set out in OperationalDirective 4.30, have formed the basis of specific criteria for the Xiaolangdiresetdement program. Seventeenresettlement criteria have been developedby YRCC in conjunctionwith local government(Box 1).

2.25 In order to demonstratethat these criteria would be satisfied, and to meet Bank Grouprequirements for projectprepiaration, YRCC has undertakena major effort in detailed preproject planning and consultation with local agencies and commumities. Detailedplans and designs have been developedwith the project-affectedcommunities in order to secureformal agreementsfor land sharing,production investment and employment schemes. Most resetder communitieshave been offered several host sites as options, and have been asked to suggest others, and final plans reflect their choice. Village plans includedetailed mapping and costing. Also, YRCC has extendedfunding to localagencies for the strengtheningof their implementationcapacity.

2.26 A key aspect of YRCC's approach has been to develop costs based on developmentrequirements, as well as cost estimatesbased on Ministry of Water Resources (MWR) compensation standards. This approach has been made possible by the developmentof more detailedplans and feasibilitydiscussions with local experts. This work has indicated that other sources of funding in addition to state compensationwere necessaryfor the resettlementprogram to succeedin significantlyimproving income levels of resettlers, and YRCC has now secured other financing to ensure adequate levels of funding are available when required.

2.27 Resettlementfeasibility planning for below EL 180 (i.e., for the years 1994-97) is completed and detailed village resetdement planning is under way. Resettlement feasibility planning for EL 180-275 (for 1998-2011) is finished, but altemnativescenarios still need investigation as contingency plans. Final fiancing arrangementsfor resettement, particularly in the crtical counties of Xinan and Jiyuan, - 13 -

Box 1: RESErnlEENT CIT IA FOR TIE XIAOLANGDIPROJEC

1. The populationsubject to resettdementshould not only maintainits currt standardof living but it shouldalso directlyshare in project benefits. 2. The resettlent transitionperiod shouldbe minized and adequatesupport for both socia and economicdevelopment should be providedduring the trnusitionperod. 3. Resettlement should achieve the complete socid avd economic reestblishment of those dislocated,on a viable productivebasisJ through the creationof project-fiudednew industrial, service sector and agWiculturalemploymeni activities. 4. Insofar as changesof occupationare necessary, the replacementopportuities should properly tecognizethe social, communal,cultural, educational,and vocatinal ptofile of those affected, and any changesin economicactivities should be introducedon a voluntarybasis. 5. Resettlementof the agriculturalpopulation should be land-basedwherever possible. 6. Land sharingwith host villagesshould be basedon the principleof mutud acceptanceand should be planned so as to providehigher incomes(from all sources) for relocateesand hosts. 7. The resetdementplans should have popular aceptance and the affectedpopulation should be consulted. 8. Resettlementdistances should be miunie and opportumitiesfor resettig entire commuties and natural groups shouldbe provided. 9. Houseand dweling sizeallocation at new townand villagesites shouldshow improved standards and conditions. 10. The resettlementplas for towns, villagesand enterprisessuld mnitme the loss of existing agdculturd lands. 11. Ihe resettlementplans shouldbave adequateinstitutional arrangements to ensure effectiveand timelyimplementation and adequatemonitoring and evaluationarrangements. 12. The financialresources to carry out the relocationand developmentproposas shouldbe available when and where required Developmentplans should be prepared in concert with relocation plans. 13. lTe impact of resettlement on the natural and socioeconomichost enviroment should be consideredacceptable. 14. Only those enterprisesthat will be economicallyviable shouldbe consideredfor relocationand the compensationfor the assets of the nonviable enterprises should be used to create new employmentopportuities. 15. Inundated items of inftcte such as roads, bridges, etc., should be replaced so that the previouslevel of service is mainained or improved. 16. If sbaringfiamlands does not result in achievingtarget incomes, someof the labor force should be offered nonagriculturalemployment opportunities. 17. Family membersef the employeesof affected state enprises and institutions can go into nonagricultual sectorson a voluntay basis. The units of local govenments, once compensated, sall be responsiblefor such employMet armngements. require fiurherreview, discussionand basic agreementamong all concernedlevels of government,especialy the locallevel.

2.28 Xinan recommendeda resettlementscheme in which 20 percentof the rdocateeswere to be locatedwithin the countyand 80 percentmoved to Wenmengtanand three downstreamcounties. However,its successfulimplementaton requires that YRCC makes ready the river trainingworks ahead of the original schedule,that provincial governmentproperly coordinates the socioeconomicrelations between the relocateesand - 14 -

host communitiesand that county resettlementoffices undertakeintensive work among those resettledand host communities.The schemeis technicaly, economicallyand sociaUy feasible.

2.29 According to the initial Jiyuan resettlement scheme, 70 percent of the resettled will be moved near or back away from the reservoir within the county, and 30 percent will be moved to Wenmengtan. A revised plan includesresettlement within the county on a fertile floodplain with access to township and village enterprise (CVE) employmentfor about 10,000 relocatees. The scheme is technically, economicallyand socially feasible.

2.30 Yuanquproposes to locateall relocateeswithin its boundariesand most will go to the Houhe reservoirand irrigationscheme. As listedin the capital constructionplan of MWR, this reservoiris an assured investment. Successof the schemedepends upon the condition of the reservoir and the developmentof its benefits as planned. Since the feasibilitydesign indicatesthe projectbenefits will be realizedas intended,the resettlement scheme is consideredfeasible fiom technical, social and economicpoints of view.

2.31 With more farmland per capita to share between resettlers, Mianchi and Mengin will properly locate all the relocatees on land within their territories. These schemesare inherently simpler than those of the above-mentionedthree counties.

2.32 With less than 1 percent of their county populationaffected, Xiaxian, Ping Lu, and Shanxianwill locate their relocateesinternally, moving back from the rservoir perimeter within the same township or village. Being simple in technology and implementation,these schemeswiR pose little impact on county resources and economy.

2.33 Selection of Host Villages. Host villages were selected based on the followingcriteria:

(a) villageswith per capitalandholdings larger than the average for the county;

(b) potentialfor irrigation development;

(d) availabilityof trained extensionagents; and

(e) access to markets.

The critena (Annex 5) and their implementationwere reasonable, easily understood and practical. - 15 -

3. THE PROJECT

A. PROJECTOVERVIEW

3.1 Project Objectives. The objectiveof the project is to resettle and restore and improve the livelihoods of nearly 154,000 people directly and 300,000 people indirectly affected by constructionof the Xiaolangdimultipurpose dam, and to minimize the effects of social adjustment to their new environment. As planning and basic infrastructuredevelopment for a}l 171,000to be relocated(see para. 2.14) through the year 2011 would be undertakenunder this project, the program numbers given below refer to this larger population.

B. PRojEcr DEsCRIToN

3.2 The project comprisesfour major components:

(a) residentialand infrastructurereconstruction for villages and towns;

(b) transfer of resettders;

(d) livelihooddevelopment, both agriculturaland industial.

C. DErAILEDFEATURE

Residentialand InfrastructureReconstruction

3.3 Residential Reconstruction for Villages. The agricultural populationto be resettled will be 153,906people from 34,980 households. Most of the residentsin the reservoir area live in one of the 173 administrativevilage centers in the area. Water supply conditionsare generallygood for most of the affected areas. Most residentialsites are also providedwith comparativelyconvenient transportation and power supply. Villages in the reservoirarea are typicaUybuilt withoutregular layouts. Houses and cave dwellings have poor ventilation, inadequate drainage and improper environmentalsanitation. A rural residence generally includes a central room, living room, bedrooms, storehouse, kitchen, livestock feed room and auxiliary structuressuch as fences, pigsties and a toilet.

3.4 Currently, the rural village housingand private plots occupy 14,912 mu or 0.12 mu per capita. The residences in cave dwellings have adequate floor space of - 16 -

Table 3.1: DImIBUTIoN oF PopuLATION BY RECEIVINGAREA

Henan 2 Shanxi Z Total X

AiriculturalPopulation 124,108 100 MMJ78 100 153.906 100 Within Same Village or Township 27,349 22 7,714 26 35,063 23 Within Same County 35,612 29 21,295 71 56,907 37 Wenmengtan 42,461 34 0 0 42,461 28 Other Downstream Counties 11,326 9 0 0 11,326 7 People Losing House Only 7,360 6 789 3 8,149 5

Rural Town PoDulation 12.400 100 4.812 100 17.212 100

Total 136.508 34.610 171.118

26.7 m per capita, but the construction -,iality and the sanitary conditions are poor. Cavesaccount for about60 percentof the floorspace of residences.

3.5 The new residentialareas for relocatees were jointly selected by YRCC's Research,Planning and DesignInstitute (RPDI), the affectedcounties, townships and vilaes. A totalof 276 hostsites were selected. A totalof 42,461people (9,650 families) will be moveddownstream to 37 host sites on the Wenmengtanplain, mainlybased on newly created high-qualityirrigated land to be protectedby XiaolangdiDam itself (pars. 3.16). The rest of the relocationpattem is shown in Table 3.1 and discussedbelow. Most of the selectedareas are locatedalong the boundaries between two or moreadministrative villagesso that the land-sharingratio betweenrelocatees and hostsis minimized. 3.6 About35,000 houses covering a floorspace of 3.9 millionm 2 will be built. In general,residences will be mostlysingle-story houses, built of bricks and timberor prefabricated.The three mainmodels will consistof a centralroom and two bedrooms, a central room and three bedrooms, or one central room and four bedrooms. Each will incorporatea separatekitchen and a storehouse,as wellas other structuressuch as fences, livestocksheds, pigsties and a toilet. The dimensionsof theindividual homes and auxiliary structuresand utilitiesare summarizedin Annex7 for typicalmodels and detailsof all construction.

3.7 A villagecommittee administrative facility, shops and a clinicare to be built in each villagecenter. A primaryschool will be locatedwhere suitable. New sites wil providesuitable land and adequatedrinkdng water for both peopleand livestock,road access,power and communications,set in stablegeological conditions. Based on present waterconsumption for humanand livestockuse, the waterused will be 60 liters per day per capita Watersupply sources will includegroundwater and surfacewater from small reservoirs. - 17 -

3.9 Relocation of Special Institutions. A tota of nine special institutions including an experimental farm, a forest plantation, a nursery farm, a seed farm, a navigation office, a canal managementoffice, a hydropower managementoffice and a suspensionbridge office will be relocated. Seven significantfacilities above county level also have to be relocated includinga jail, a water project, and a hydrologystation.

3.10 Infrastructure Reconstruction. Infrastructure inundatedincludes roads, transmission lines, communicationslines, broadcasting facilities, water supply works, hydraulic stations and other special items (see Annex 7). The arterial highways will be rebuilt to the same grade with the same quality of material as before. New residentia areas will be servicedwith simplehighways. Wharvesand ferries aroundthe reservoirand a total of 1,750 kan of roads will be built. Every village will be served with electricity, requiring the constructionof 632 km of power lines and other facilities. Telephonelines, broadcast receiving facilites, water supply, and drainage facilities will be provided for every vilIage.

Transferof Resettlers

3.11 This component makes special provisions for transfer of all salvageable materialsand personal belongings,factory machineryand other goods from the present to the new sites. The County ResettlementOffices (CROs) are conducting information campaigns to create public awareness of the Xiaolangdi Project and of the transfer arrangements. Usually six monthsprior to moving, individualhouseholds are provided detailedinformation on compensation,new sites, housingand occupations. At this time, each household's private assets are resurveyedand documentedby the local authorities. This will indicate the precise compensationentitlement of each relocatee household. Villagers will be free to either build their own new houses (with or without building materals supplied at wholesale cost by the village) or contract constructionfrom local contactors, including some of their own numbers. Many villages will actually be constructedby an advancegroup of villageworkers, while others remainbehind to salvage -18-

materialsand continuefarming up to the time of inundation. Town dwellingsare typically built under contractby the towns. Countywater conservancybureaus will construct water supply schemes and resettlement offices will manage land allocation for residential construction. The physicalrelocation will most often occur in a collective manner, with assistance provided by local governmentand oooperatimnamong the affected people. Assistancewould includethe provisionof transportvehicles, laborers, temporary shelter, food and medical service, and social supportnetworks. The tmnsport will be contced to local truckingcompanies that will move the goods at the appropriatetime, and should only require a few days for each vilage. Transferof agriculural populationwill be timed to coincide with the autumnplanting season.

Planning, Design, bntitutional Support

3.12 To supportthe project throughimplementation, a large planning,design and institutionalsupport component has been included. Most of the planningand design to date has been undertakenby RPDI. Final designsfor implementationwill be underen by the provincial, prefecture or county bureaus of the relevant departments. Annex 6, Table 2 shows details of the activity costs for design under this component. The insdtutional supportcomponent will consist of increasingthe staff of all CROs and the YellowRiver ConservancyCommission Resettlement Office (YRCCRO);expanding and building new resettlementoffices (ROs) at the varous sites; procung equipmentand vehicles; and a training componentfor county resettlementstaff (Table 3.2).

Table 3.2: PRoPosEmREsTLEMEN STArMG

Henan provin-e Shanxi province

Staff in 1992 La 101 (78) /bj 25 (21) Initial phase, 1993-94 339 (299) 65 (55) Middle phase, 1995-2000 939 (864) 99 (84) Last phase, 2001- 32 (261) 79 (69)

La Total staff. & Numbers in parenthesesare county and prefecture staff.

Livelihood Development

3.13 The labor force at the moving year will be about 75,220 people (about 1.9 per household), nf which about 78 percent are farmers, 11 percent are full-time rura industrialworkers, and 11 percent are governmentemployees. Althoughfarming is the predominant occupation,a rapd shift is occurring in the rural economy to nonfarming activities. Off-farm income accountsfor 50 percent of rural per capita income. Hence, plans for resettlers are to have 50 percent farmers, 29 percent industrial workers, 11 percent state farm enterprpseworkers and 10 percentgovenment employees. hisshift - 19-

in emWloymentfrom agriculureto industryu resuktin add}donalIncome with at least onefamily nmemberfully comnmttedto a nonfannjob, whichwill resul in erestngfann ,flmiyincomes being exceeded in thefiaw. Therefore,all projectedper capitafarm incomesgiven below (pars. 3.16-3.19)have been augmented by off-farmincome. 3.14 Reestablishmentof LivelihoodsIn Agricutue. Withinthe Xiaolangdi reservoir counties and host counties, most availablearable land is already under cultivation. The agriculturalpopulation that is eventuallyresettled into agricultural productionwil thereforehave to shareexisting land resourceswith the host population. This wull require significantresource developmentinvestments in irrigation, land improvement,crop diversification and sideline activities. Agricultural improvements cover an area of about11,100 ha, -ofwhich 7,000 ha willbe irrigated.These improvements wil includecompletion of theHouhe dam and irrigationscheme covering about 5,000 ha, and a newrive traUiningand warping scheme to protectabout 13,300 ha and will createabout 4,100 ha of new land for resettlers with aquaculture,industries and orchards et Wenmengtan. 3.15 This componentis designedto reestablishthe livelihoodsof the rural relocateesin agriculture. The basic objectiveof agriculturaresetdement planning is to increaseper capita incomeof both the relocateeand the host communitiesby 5 to 10 nercent in real terms, comparedwith that before resettlement. The component comprisesirigation and dryland development and the reestablishment of sidelineactivities. Severalproduction models proposed for agricultureresettlement are givenbelow. The overallagricultural planning for thereservoir area showsthat acquisitionland would total 153,215mu, of whichabout 60 percentwould be irrigated. The peopleto be resettled total 127,116. Onaverage, the cultivatedland allocation will be 1.2 mu per relocateeand investmentamounts to Y 3,297per relocatee;and 3.8 mu andY 8,231per agriculturaljob, rspectively. 3.16 (a) WenmengtanModel. Xinanand Jiyuan are the countiesmost affected by the reservoir,with 79,300 and 30,500persons, respectively, needing resettlement. Moreover,these two countieswill lose nearly 100,000mu of land. Currentper capita agriculturallandholdings are alreadylow, at about1.3 mu per capita Xinancounty does not produceenough grain for its currentpopulation and willalso losea further3,600 tons of grain due to inundation.Consequently, it is proposedto resetdle42,000 people from these two countiesin the downstreamWenmengtan region, located in the adjacent downstreamcounties of Mengxinand Wenxianon the north bankof the YellowRiver (Map 1). Here, host landholdingsare marginallylarger at 1.4 mu per capita, but nmuch more productive,with accessto irrigation. To increasethe farmlandavailable and to reducethe risk of flooddamage, river training works will be carriedout betweenthe Baipo and Jiluo rivers. The schemewould protect 200,000mu of flood-pronefarmland and createanother 62,000 mu of state fannland. The estimatedinvestment is Y 196 million. A typicalhost and relocateefarm w.iAllbe as followsfor this area: -20 -

Familysize 4.4 persons Per capitafannland 1.6 mu Irrigatedfarmland 6.5 mu Orchard 0.4 mu Total farmlaad 6.9 mu Fishpond tO.6mu) The projectedper capitaincome for this modelwould be Y 998and grainoutput per year would be about 750 kilograms(kg) per capita. Cropping intensity would be at 177percet. Aquaculturewould provide a majorboost to farmincomes in this low-lying area, alongsideintensive irrigation.

3.17 (b) Downstream Counties Model. It is proposedto resetde 11,300people from Xinancounty into three downstreamcounties of Kaifeng,Zhongmu and Yuanyan. Per capitafarmland of thesecounties is currently2 mu. Withimproved farming practices, yieldsare expectedto rise. A typicalhost and relocateefarm will be as followsfor this area:

Famy sie 4.4 persons Per capitafarmland 1.8 mu Irfigatedfkmland 7.1 mu Drylandfarmland 0.6 mu Total farmland 7.7 mu

The projectedper capitaincome for this modelwould be Y 790 for Kaifengand grain productionper capitawould be 420 kg per year. Croppingintensities would be about 150 percenLt.While most of the landmade available will be sharedwith the hosts,it is alsoproposed to expandshallow tubewell rrigation to carry out doublecropping in order to improvethe productivityof land, anddevelop aquacultre wherefeasible.

3.18 (c) Partilly and Fully Irigated FarmingModel. In hostareas that have land and potentialor actualaccess to water resourcesfor development,there are more agriculturaloptions. Two typicalhost/relocatees models were developedto represent partialand intensiveirrigation of the firmlandavailable, respectively. Partially Irgated Familysize 4.4 persons Per capitafarmland 1.5 mu Irrigatedfarmland 1.6 mu Drylandfarmland 5.1 mu Orchard 0.9 mu Totalfarmland 7.6 mu Fishpond (0.2 mu) - 21 -

FullyIrrigated Family size 4.4 persons Per capita farmland 1.6 mu Irrigated farmland 5.8 mu Dryland farmland 0.7 mu Orchard 0.6 mu Total farmland 7.1 mu Fishpond (0.2 mu)

The projected incomesfor these modelsare Y 1,140 per capita, with an estimatedgrain output of 800 kg per capita and Y 1,414 and 900 kg per capita, respectively. Cropping intensity increases from 130 to 170 percent with intensiveirrigation.

3.19 (d) The Houhe Reservoir Scheme. TIis scheme is proposed as a compensationmeasure for Houchingtown in Yuanqucounty, where most of the irrigated land would be inundated. The scheme would irrigate an area of 75,000 mu (5,000 ha). The scheme would include completionof constructionof the Houhe Dam (74.5 m high), which a masonry arched dam, an arterial canal (3 m pipe) of 8.5 kIn, an east main canal 13 Ian, a west main canal 15.1 kin, associatedsecondary (101 kIn) and tertiary (185 kIn) canals and structures servicing5,000 ha. The detaileddesigns of the dam and associated structureswere reviewed ay an independentMWR dam safetypanel prior to finalizingthe design. The designs were also reviewedby the Bank's dam safety specialistand found to be satisfactory. The estimatedcost is Y 800/mu, and the total investmentof Y 75 million includes a MWR contributionof Y 60 millionand local (compensation)financing of Y 15 milion.

Family size 4.4 persons Per capita fannland l.i mu Irrigated farmland 4.1 mu Dryland farmland 0.0 mu Orchard 0.6 mu Total farmland 4.7 mu

The projected income for this model is Y 780 per capita, with an estimatedgrain output of 370 kg per capita. Croppingintensity would be at 150 percent.

3.20 Estimated costs vary between Y 3,800 and Y 7,000 per agricultural relocatee, including land compensation. Withoutpartial irrigation, costs are lower but more land is needed. Minimumcosts for partially irrigated agricultural resetdementare about Y 3,800 per relocatee. These costs were developedbased on small-scalevillage schemes. The land improvementactivities to be carried out includereclaiming wasteland, teacing sloping land, installing shallowand deep tubewells, warping of Yellow River floodplain areas to create new (and dam-protected)agncultural land and establishing surface irrigation schemesbased on reservoirs. - 22 -

Industrialand SidelineDevelopment

3.21 The industrialand sidelinedevelopment program is based on the number of off-farmjobs that need to be generated. Table 3.3 gives figures for the preresettlement labor force structure and post-resettlementstructure. A total of 21,070 (36 percent) farmers will gradaly shift to nonfarmingactivities and jobs will have to be created for them. Most of these jobs wil be created by new industries. This may seem a dramatic shift in occupations. However, it should be noted that, of the 58,430 farmers today, 18,400 farmers are involved in village enterprises, 10,700 are involved in temporary factory work and about 4,000 are involvedin agricultural sideline activity. Hence, the shift for most of these farmers will not be dramatic.

Table 3.3: LABoRFORCE PRE- AND Posr-REsLMENr

Pre- Post- resettlementresettlement Difference

Total 75,220 75,220 0 Agtriculture Predominantlyin farming 58,430 37,360 -21,070 nonatriculture Contractlaborer in factories 5,170 9,670 +4,500 Permanentworkers in factories 3,080 8,880 +5,800 Commercialenterprises and TVEs 470 11,240 +10,770 Administrative 7,520 7,520 - other 550 550 -

3.22 Developmentof NewIndustrial Jobs. Eighty-fournew or expandingplants have been identified that will provide 20,528 new jobs for resettlers. Among the 84 enterprises 31 are County-OwnedEnterprises (COEs) and 53 are township or village enterpnses (1VEs). Virtuallyall the proposedCOE investmentsare sponsoredby existing enterprises (as are many af the TVE investments),and are scheduledfor rapid start-up; indeed, 13 of the COEs have already started their new operations and recruited 492 resettlers (20 percent of whom are women, as per agreementswith YRCCRO),as have 13 TVEs employing284 resettlers. Table 3.4 gives a breakdownof the proposedinvestments by counties. A total of 10,300jobs will be generatedby COEs and 10,200jobs by TVEs.

3.23 Thirty-fiveplants, those proposedfor constructionby the end of 1996, have been reviewedin somedetail by IDA missions. Many (77 percent) of them are expansions of existing factories. Most of the industriesto be expandedare in mining (11 percent), constuction materials (26 percent), electronics(11 percent), food and drink (11 percent), chemicals (7 percent), fertilizer (15 percent), and textiles (7 percent). These 35 will employ 11,130 new laborers, of which 8,900 jobs are for relocatees. Governmenthas - 23 -

Table 3.4: NUMBE OF ENTERPRSS ANDNEW JOBS FOR ESrLRS SHFNG TO INDUSRY

County-run Town-village factories enterprises County/city Total No. Employ No. Employ

Henan Province 15.434 30 9,073 39 6.361 Jiyuan 11 3,735 10 1,345 Mengjin 10 1,813 4 297 Zinan 9 3,525 12 3,716 Mianchi - - 12 907 Shaanxian - - 1 96

Shanxi Province 5.094 1 1.238 14 3.856 Yuanqu 1 1,238 12 3,600 Xiaxian - - 1 49 Pinglu - - 1 207

Total 20.528 31 10.311 53 10.217

Source: Resettlement Report by the Design Institute of YRCC.

already approvedrequired external funding, which will be channeledthrough tfie People's ConstructionBank of China. About 10 percent of investmentfunds will be providedfrom the resetdtementcompensaton funds. A breakdownof some of these industries, mainly consistingof planned COE investments,is shown in Table 3.5.

Table 3.5: ENT SES CLASSFED BY IDUSRY

No. of Average sales enter- growth rate Average profit Total Industry prises (1992/91) before tax/staff staff (Z) (Y)

Mining 3 9.0 1,420 970 Constructionmaterials 7 54.7 1,720 3,748 Electronics 3 20.0 15,230 1,760 Food and drink 3 15.0 7,910 587 Chemicals 2 <0.0 1,920 178 Fertilizer 4 <0.0 170 4,421 Textiles 2 185.0 1,250 1,200 Other 3 42.0 2,340 270 -24 -

3.24 Most of these industriesare local resourceusers, and about half of them are local market suppliers. Most of them are labor-intensiveand prices of products are very competitivein local markets. Almostall of the products have very robust local markets. Growth rates of these existingenterprises have also generallybeen healthy.

3.25 The Henan and Shanxi governmentshave introduced several preferential policies to ensure that adequate industrial employmentis generated, and that resettlers benFIftrom ta potential. These include:

(a) Tax incentives: for projects that employ resettlers at specified proportions of the incrementalwork force (typicallyover 50 percent), three to five years of tax holiday, followedby three years of 50 percent reductionsof normal company taxes.

(b) Enterprisesare entitled to low-interest(typically 5 percent per year) loans of Y 10,000 for each resettler employed.

(c) Enterprisesstarted, operated,and financed (from their surplus resetaement compensationgrants) by resettlers themselvescan use land in resettlement vllages at no charge. This will benefit TVE developmentas resettlement proceeds.

These preferential policies should not be considered subsidies to the vanous proposed industrial activities themselves;the latter have been investigatedin some detail and have been determined to be commercially viable, given present information. They are incentives to locate in specific (resettlement)areas and to employ, as a matter of social equity, people from a specific(resettlement) community.

3.26 Reestablishment of Factories, Mines and Other Enterprises. This component includes moving and reconstructionof existing manufacturingand mining operations, or developingreplacement operations. A total of 18 factories will be rebuilt at new sites, and eight minesand quarries developed. Sixty-fiveenterprises will shift into different production areas. The planned investmentspecifically for this purpose would total Y 158.6 million, representingY 20,504 per worker.

3.27 Managementand Socal Adjustment. Costs for maintainingresettement offices, managing, implementingand monitoringthe resettlementprogram, and for the social adjustment program would be covered by the project. The social adjustment program will formally integrate social adjustmentissues into the planning phase of the resettlementproject, so as to protect relocatee and host living standards. The supporting measures included in the program are (a) support services for fanning; (b) training and assistance for nonfarm employment; (c) relocation of villages in host areas with due consideration for hosts' concerns; (d) transfer arrangements; (e) establishing forma agreementsbetween hosts and relocatees;(f) ensunng that essental services (watersupply, schools,health clinics, etc.) can cope with the higherpopulations in the resettlementareas; (g) training resetflement staff on social adjustnent issues; (h) documenting baseline -25 - conditionsand establishingan independentmonitoring system; (i) consultingwith women on resettlementissues and assistingthem throughtraining, employment in resetdement offices and identfying suitable local enterpriseopportunities in which they could participate;and () providingeffective health care, particularlyfor the more vulnerable relocatees.

D. STATUSOF PREPARATION 3.28 Project Design. PrWaation completedto date includes detailed implementationplanning and substantial execution of damsite resettlement, detailed design of reservoirresettlement planning below EL 180, semidetaileddesigns of new settlements from EL 180-275,as well as related specialstudies, agreements, drawings and maps. Manypilot trials have also been undertaken,based on the resettlementfor the dam site area of 4,000people before October 1993. Thebelow-EL 180 m resettlershave to be in placein theirnew settlementsbefore June 1997. 3.29 For the above-EL180 m resetdement,detiled designs for construction purposesare progressingsatisfactorily. Design for Wenmengtanand Houhe dam and irriation has beencompleted in December1993. The constructionof theselarge sitesfor about55,000 resetders will be completedby early 1997so thatresetders can move in mid- 1997, almost six months before the coffer dam closure. The program of critical agreementsthat need to be obtainedat differentlevels of governmentis indicatedin Annex14.

E. PoPULAR PARICIPATION Am CoMNSAON

3.30 Consultation. The degree and type of local popular participationin planningXiaolangdi's resettlement programs vary. When villagesremain within the originaltownship, village leaders play a role in siteselection and sitesoutside the original townshipare generallychosen in consultationwith villagersor their leaders. After plannersidentify possible resettlement sites, villagers become involved through site visits and villagediscussions. The resettlementoffice facilitatesparticipation by encouraging villagerreview of thelayout of roads,water supplies, irrigation systems and housing areas. Oncemoved, villagers are expectedto quicklyresume self-government. Traditionally, the lack of a housingmarket has givenhouseholds few or no choicesabout either the typeor locationof replacementhousing. In Xiaolangdi,a fairlywide range of housingtypes and sizes, with varyingcosts to the resetderfamily's compensation package, is beingoffered. 3.31 HouseholdSurveys. The resettlementteam, in developingthe resettlement plan, has givenparticular attention to the opinionsand wishesof the affectedresettled familiesand the affectedhost communities. In the past, resettlementplanning was often carried out by the projectproponent, together with the responsiblegovernment agency, withthe assumptionthat governmentofficials give adequate consideration to thereal needs of the affectedvillagers. Experiencehas shown that this is not adequateand that the resettlementplanning process must include direct participationof the affectedvillagers. The resettlementteams' work plans includeddetailed household interviews of about -26 -

5 percentof the affectedfamilies in the reservoirarea. The resultsof thesesurveys served as an valuableguide in formulatingthe detailedresettlement plan. 3.32 Thework plan also included numerous discussions with govemment officials at the village level, as well as officialsat the higher township,county, prefecture, provincialand nationallevels. Thus, the resettlementplan as developedis consideredto be a mix of inputsfrom all levelsfrom bottom to top, includingadequate consideration of the affectedpeople's opinions. In preparingthe resettlementplan, the guidingprinciple has beento ensurethat affectedrelocatees receive housing, other residential facilities and work facilitiesof a standardat least equal to their without-projectsituation and, in addition,to assurethem of a sharein the overl projectbenefits. The resettlementplan includesformulation and execution of writtenagreements among local officials concerned, includingvillage levels. This would be a major componentin the monitoringand evaluationplan. 3.33 CompenatIon Payments. MWRfollows compensation regulations based on the Law of Land Management.This law deals with land-userights, landutilization, land protection,control over land for use by the centraland local govemments,and assignmentof legal responsibilitiesfor implementationof the law. MWR also measures publicand private assets in order to deteminecompensation payable to the affectedparty (see Annex4 and Table 3.6). The rates of compensationare set by state and provincial authoritiesand some rates canbe negotiatedto accountfor specialconditions. Large-scale reservoirinundation creates a complexset of impactsfor the variousaffected population groups. 3.34 In order to ensurethat householdsare compensatedfairly, formalbooklets of householdassets to be compensatedand the rates applicable (down to individualsaplings and every square meter of each room, shed, and latrine)are being filled out for each householdand signedby localofficials, resetdement officials, and the headof household. Originalcopies of thesebooklets are kept by the resettlerfamilies as evidenceof agreed compensationamounts and derivation. Sincemuch of the resettlementis done on a collectivebasis, the compensationassessed for each householdis being disbursedin varyingproportions: (a) to the host village (for land acquisition);(b) directly to the household(housing, moving expenses, cash compensation for lost assets);and (c) to a local authorty that contractsout serviceson behalf of the relocatees(house construction, transportation,health care). Table 3.6 indicatescompensation payment levels and disbursements.For the dan siteresettlement now completed for a sampleof 2,500people (560 bmilies),the averagecompensation for householdpersonal assets was Y 25,000. 3.35 Grievance Procedures. If the resettlementprocess leaves households aggrievedover their treatment,they can seek redressthrough a well-definedprocedure. This processis usuallytriggered by refusingto agreeto resettlementagency offers. The agencywould attempt first to enlistthe assistance of neighborsand villageleaders, but, if still unsuccessful,would turn to governmentmediators for help. If mediationproves unsuccessful,the resettlementagency sets the termsof resettlementand the time limit, usually10 days, for compliance.Households can then initiatecourt actionor refuseto - 27 -

Table 3.6: COMPENSATIONDLSUR9SED To HOUSEHOLDS

Compensation Items Typical Amount Disbursement of Funds (Yuan)

Main houses 11,000-15,000 a) to construction team b) to owner- self-built Auxiliaryhouses 500-1,000 to ouner Other structures l,000-1,500 to owner Scatteredtrees 2,000-3,000 to owner Tombs 1,000 to owner Sidelinefacilities varies to owner Contractedfarmland 9,000-20,000 a) to host village (collective) b) to new employer Standingcrops varies to owner (if not harvested) Vegetableplot 500-1,000 to owner Trnssport cost 500-1,000 a) to owner b) to transportteam Lost productiontime varies to owner Medicalcosts 20-100 to owner ZOTAL 35.000-78.000 - of whicht 10,500-35,000 to owner 10,000-68,000 to otherunits

obey the resettement terms and wait for the agency to sue. Courts act rpidly, with the endre process taldng no more than two monthsfor most cases. Decisionsat that level are final but rarely sought. The major shortcomingin grievanceprocedures appears to be the failure not to publicizethem more widy during resettlement. Assuranceswere obtained dung negotationsthat the BorwweroslsUl maintain or shallcause to be maintained,and shal publicie or shal came to be publicized,the avatllity of grievanceprocedures to he and deenne fairly and in goodfaith, ter taking into accountthe Resettlement Ctenra, al conwulainuvraised in relationto the implementationof he ResettlementPlan by thosebeing resettled or by thosein hostcommunies who are adverselyoffected by the inplmentationofhe ResettlementPlan and shall take aU measures necessary to implement th deteminon madeunder such gnevance procedures.

3.36 The grievancechannels and process available for Xlaolangdirelocatees in both Henan and Shanxdprovinces are as follows (also see Annex I ):

(a) All governmentsfrom county to province levels are furnishedwith offices for public complaints, includingthose from relocatees, which would deal with commongrievances of relocateesin their jurisdictions. - 28 -

0) Higher-levelresettlement agencies exercise supervisionon the resettlement work of lower-leveloffices. Such agencies cope with resettlement-related grievances.

(c) As the supervisor of the Xiaolangdi Project, YRCC would monitor and check on local responsibilitiesto properly arrange resettlement,as required by law. It will deal with relocateegrievances through audit examinationand direct consultation. Governmentsfrom the state to the county are provided with administrative, supervisory, auditing, discipline, inspecting, judicial and other organs that would handle violations of law or established standards.

F. IMPLEMENTATIONSCIEDULE

3.37 ResettlemeutSchedule. Resettlementwould be carred out during project construction in four stages (Table 3.7 and Annex 13, Chart 2). The first, dam site resetdement,occurred between 1992 and early 1994. The secondresettlement stage is in the area below EL 180, from 1994to 1996;the third from EL 180-265,from 1997 to 2000 andthe finalfrom EL 265-275, from2001 to 2012, mainlyconcentrated in the years 2010- 2011. This project directly financesthe second and third stages, during which the great bulk of resetdementtakes place.

Table 3.7: EsTIAsT OF POPULATIONTO BE RELOCATED

Ditly TOl 2AaVoir afected Total pooulationto be movedbv rear('000) population levalh population 19 1993 1994 1995 1996 1997 1998 1999 2000 2010 2011 to be moved

Dam dlt 9,556 6.6 2.3 1.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 9,944 180M 20,506 0.0 5.3 S.4 5.5 5.5 0.0 0.0 0.0 0.0 0.0 0.0 21,690 265 Id 115,733 0.0 0.0 0.0 0.0 0.0 31.6 32.1 33.2 33.8 0.0 0.0 130,612 275 M 13,053 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 8.9 9.0 17,924 Stat wora 880 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.5 0.0 0.0 880

DM 159.728 6.6 7.6 6.4 5.5 5.5 31.6 32J. 33.6 34 .9 9.0 18105

1r: (1) 1991population eaimates. a2) Projectedanaual populion gowth rate after 1991 is 35 percentin Hena, 1.40 percentin Sbanxiand 3.00 perc in towns.

3.38 A total area of 33,500 mu (2,233 ha) has been acquired for the construction of the dam, which requires the resettlementof 9,944 people. Resettlementof this group is ewectd to be completedin June 1994. By October 1993, about 45 percent of the people were resettledand given jobs, and resettlementis well on schedule. The key date during project constructionis the completionof the cofferdamand river closure in the Fall of 1997. At this time, the reservoir will begin to fill to EL 180, prior to which 21,690 people should have been previouslyresettled. Between1994 and 1997, the average annual -29 - resettlementrequirement is 5,500 persons. As the project constructionnears completion, the reservoir will begin filling to permit the first commercialpower generation in 2000. Since the minimumoperating level for turbines is EL 205, major resettlementwill have to occur by 1999. YRCC has assumed that the reservoirpopulation from EL 180 to 265 will be entirely resettled by 2000. By the year of moving, this will amount to another 130,612people. Thispopulation must be movedin three years, 1997 to 2000 (preparatory work will commenceyears earlier). The total resettlementpopulation in the second and third stages, calculated by the year of resettlement, is thus estimated at 153,182 1/ people. The Xiaolangdireservoir will be operated to full supply level (FSL) 265 m for approximately10-15 years to allow for sedimentdeposition. In the post-depositionperiod, the reservoir will be raised to FSL 275, requiring the resettlement of another 17,924 persons by 2011. Overall, 181,050 people will require relocation and rehabilitationon account of the creation of the Xiaolangdireservoir. The plannedresettlement schedule is realisticand there is sufficientslack in the systemin the eventthe schedulefor construction of the dam is accelerated. Notwithstandingthe above, assuranceswere obtained during negotiationsthat the Borrowershall: (a)implement the ResettlementPlan in a manner acceptableto theAssociation according to critertiagiven in Box 1, page 13; (b)ensure that the cofferdam constructed under the Xiaolangdi Multipurpose Project is not closedunless theprogress of theresettlement program under the Resettlement Plan remains synchronized withthe progress of the constructionprogram of the XiaolangdiMultipurpose Dam, and, if the constructionof the dam is progressingfaster than the rate of constructionprogress anticipatedin the ResettlementPlan byfour monthsor more, the Borrowershall make revisionsin the schedulefor resettlementand construction,satisfactory to IDA; and (c)ensure that the waterlevel of theXiaolangdi Dam constructed under the Projectis not permitted to rise beyond 265 meters before the final details of the resettlement arrangtementsproposedfor those who are to be resettledin the laststage (2010-1.) under the ResettlementPlan have been providedto and approvedby IDA. In addi-on the Borrowershall cause the Houhedam and irnigationscheme and the river trainingand warpingscheme at Wentengtanunder the Projectto continueto be carriedout so that they are sufficientlycompleted by June 30, 1996to permitthe resettlementplanned for 1997 underthe ResetlementPlan to be carriedout asplanned.

G. Cosr ETsrsTS

3.39 Cost estimateshave been derived by applyingcurrent unit prices to detailed quantity estimatesfor the main components. Unit prices are based on recent prices for work carried out under local contracts or, for work to be done by force account, by actual labor and material input costs. Equipmentcosts are based on recent price quotations. Base costs are estimatedin June 1993 prices. Physical contingenciesof 8 percent have been appliedto all items. For costs expressedin US dollars, the expectedprice increases are estimated at 0.5 percent in 1993, 3.4 in 1994, 2.9 in 1995, 3.0 in 1996, 2.7 in 1997-98,2.5 in 1999-2000,and 2.4 in 2001; and for costs expressedin Yuan, the annual rate is 10.9 percent in 1993, 20 in 1994, 12 in 1995, 10 in 1996, and 8 in 1997-2001.

,1 Roundedout to 154,000;see pam. 2.4. - 30 -

Table 3.8 shows the project cost summaryand detailed cost estimatesof various componentsare givenin Annel6. 3.40 The total cost of implementingthe resettlementprogmm would be $571.3 million, of which $153.1 millionis the foreignexchange component. The cost for residentialand infrastructure construction, including housing, is $235.7miUion (50 percent of the base costs)or $1,530per capitaon average. The cost of livelihooddevelopment is $216.5 milion (basecosts), or $1,402per capita. The cost estimateincludes $199.5 million(base costs) necessary for the constructaonof the Houhedam, the Wenmengtan floodplainnver trauningworks and investmentsin new factones.

H. FIANCING

3.41 BankGroup assistance would be an IDA Creditof SDR79.9 million($110 millionequivalent) and wouldcover 19.3percent of totalproject costs. The proceedsof the Credit wouldbe passedon to YRCCROas a grant to implementthe project with asstance fromthe projectprovinces. The balanceof $461.3million equivalent would be derivedfrom the national budget provided for compensation(62.9 percent of projectcosts), HenanShanxiprovincial budgets (0.1 percent),enterprise contributions (8.4 percent),and People'sConstruction Bank of Chinaloans (9.3 percent). Theproject's financing plan is indicatedin Table3.9. Financingby various governmentlevels and the People's ConstructionBank is firm and enterpriseproposals far in excess of the required contributionhave been received.

I. PROouRMT

3.42 Works. Becauseproject civil and earth worksare small(none exceeding $1 millionbesides the HouheDam, esfimated at $5 million)and geographically dispersed, they will not be of interestto internationalcontractors. Therefore,local competitive bidding(LCB) procedures acceptable to IDA willbe usedfor constructionof HouheDam, irrigationcanals, drainage canals, diversion structures, land leveling, housing and public facilitiesfor a total estimatedat $94 million. Forceaccount procedures would be usedas constructionof mostof the housing($48 million)will be undertakenby farmersthrough self-helpschemes. The farmerswill selectthe modelof housethat theypropose to build out of a set of three or four modelsprovided by resettlementoffices. Steel, cementand lumberwould be providedby the resettlementoffices. Farners will, however,procure all othermaterials themselves or use someof the materialssalvaged from tieir old homes. Farmers will be paid an advancepayment of 30 percent when they start to procure materials. Progress paymentsare made at each stage of completionof the house (foundations,roofing, claddir. tc.) and after satisfactoryinspection by the townshipor villageresettlement officer. In addition,force accountprocedures would be used for Wenmengtan($32.2 million) river trainingand warping worls sincethese are speciahzed works undertakn by YRCC. A detailedlist of civil works packagesis shownin Anne 12. Thevillage earthworks in this totalrequire local labor and materidal and are too smallto be of interestto localcontractors. These works will be undertakenby force Table 3.8: PRojEcr Cosr SummARYLa

2 S Total Y mfLllon _ 8 million Foreign base Local Yoreign Total Local Foreign Total exchange costs

Resettlement Planning,deslga & administration 41.0 19.6 60.5 7.1 3.4 10.5 32 2 Residential& infrastreture construction 1,074.8 280.3 1,355.1 186.9 48.8 235.7 21 50 Tranfer of relocatees 34.5 - 34.5 6.0 - 6.0 - I LvelIlhood& socall develosment Wenmengtan 158.8 81.3 240.1 27.6 14.1 41.7 34 9 Soubh dam & lrrigation scbeme 52.7 26.3 79.0 9.2 4.6 13.0 33 3 Three downstreamcounties 10.5 - 10.5 1.8 - 1.8 - - Agriculturedevelopment 46.6 - 46.6 8.1 - 8.1 - 2 Industrialdevelopment 521.2 306.5 827.7 90.7 53.3 144.0 37 30 boultoring& social adjustment 31.0 9.9 40.9 5.4 1.7 7.1 24 2

Subtotal livellhood& socialdevelopment 820.8 423.9 1.244.7 142.8 M-7 216.5 34 46 Subtotalresettlemaent 1.971.1 723.8 2.694.8 342.8 125.9 468.7 99 Envirozmentalmanagement plan 15.4 4.7 20.0 2.7 0.8 3.5 23 1 Total BaselineCosts 1.986.4 728.4 2,714.9 345.5 126.7 472.2 27 100 Physicalcontingencies 136.7 49.5 186.1 23.8 8.6 32.4 27 7 Price contingencies 1,644.2 600.1 2,244.3 48.9 17.8 66.7 27 14 Total ProtectCosts 3.767.3 1.378.0 5.145.3 418.1 153.1. 571.3 V 121

La EX:mptfrom taxes and duties.

Note: Compute-Seneratedtable numbeas may notad due torounding off. - 32 -

Table 3.9: PROJEcr FINANCING ($ million)

Local Foreign Total S

Central Government 322.3 37.6 359.9 62.9 Provincial Governments 0.2 0.1 0.3 0.1 Enterprises 27.7 20.2 47.9 8.4 People's ConstructionBank of China 27.7 25.5 53.2 9.3

Subtotal 377.9 83.4 461.3 80.7

IDA 40.3 69.7 110.0 19.3

Total 410 153.1 7.0.3 g g account using laoor contracts, and wi}l be organized by the township or county governmentsm coordinationwith the CountyWater Conservancyand AgncultureBureaus.

3.43 Goods. All contracts for equipmentand materials except cement, costing $200,000 equivalent or more, will be procured under internationalcompetitive bidding (ICB)procedures. It is expectedthat ICB procedureswill be used for the procurementof constructionsteel and reinforced steel bars and vehicles amountingto $16.8 million, in accordancewith Bank Group guidelines. All equipmentand materials will be grouped as far as possible in packages costing $200,000 or more. Domestic manufacturerswill receive a marginof preferenceequal to 15 percent of c.i.f. price of imported goods or the actual import taxes, whicheveris less, in the evaluationof ICB bids. LCB procedures acceptableto IDA will be used for procurementof cementand for materialsand equipment costing less than $200,000per contract (excludingsteel and vehicles that will be procured under ICB). Shoppingmay be used for the procurementof small amountsof office and design equipmentand instruments,costing no more than $50,000per contractand totaling not more than $1.2 million.

3.44 The Governmentwill use the standardprocurement documentsas agreed with the Bankand the Ministryof Financefor both ICB and LCB procurementprocedures. For the procurement of goods and materials, prior IDA review of all draft bidding documentsand recommendationsfor contract awards will be required for al contracts costing $200,000, estimated to cover more than 80 percent of the total value of all contracts. LCB bidding documentsfor civil works or earthworksequal to or over $1.0 million will be submittedto IDA for review prior to bid invitation. Consultantswill be recruitedfor projectimplementation assistance, industrial investment appraisal (para. 5.10), project monitcring, and an environment and resettlement panel (para. 4.17), listed in Annex 15. Consultantswill be selected in accordancewith the Bank Group's guidelines for the use of consultants. Overseas trainingand study tours financed by the Credit will be subject to IDA's prior review. - 33 -

3.45 All ICB procurementwill be administeredby the InternationalTendering Company(ITC) of the China NationalTechnical Import Corporation(CNTIC) and China MachineryImport and Export Companyof China(CMIEC) on behalf of the YRCCProject ManagementOffice (PMO). lTC and CMIECwill be responsiblefor invitingbids for ICB contracts, evaluatingbids received, and submittingaward recommendationsto IDA. LCB tenders for civil works and buildingsare being prepared by the Provincial Resettlement Offices (PROs), based on MWR guidelinesand LCB proceduresfollowed by other Bank Group-financedprojects in China. These procedureswill allow for competitivebidding by aU qualified constructionand engineering enterprises, both within and outside the project region. Procurementarrangements are summarizedin Table 3.10. A detailed presentation of procurement arrangementsby components and by method is given in Annex 12.

J.. DIuRSEMENr

3.46 Disbursements against expenditures for steel, cement, lumber, briclcs, equipmentand vehicles will be made at 100 percent of the foreign exchangecost of the imported items, at 100 percent of the ex-factoryprice of locally manufactureditems, and 75 percentof other itemsprocured locally. Disbursementfor civilworks, land reclamation and improvementwill be made at 60 percent of total expenditures. Disbursementsfor housing will be 60 percent of force account costs. Disbursementfor overseas trning, study tours and consultingservices will be made at 100 percent of total expenditures,100 percent for local training (for transportation,training materials and per diems), and 20 percent for environmentalmanagement services.

3.47 Disbursementswill be made against statementsof expenditures(SOEs) in the cases of contractsfor civil works, earffiworks,housing, goods and services costingless than $200,000 and force account work. SOEs for works and housingwill be supported by progressreports showingphysical quantities and unit prices; the latter are to be updated annually and reviewedby IDA. In order to provide for efficientdisbursement, a Special Accountwill be opened by YRCCROwith an initial deposit of $8.0 million in a bank acceptable to IDA. Applications for replenishment of the Special Account will be submittedmonthly, or whenever the Special Accountis drawn down to 50 percent of its initial deposit, whichever comes first. Retroactive financing of up to $10 million is proposed for expendituresmade for start-up office equipment,vehicles, office building, and civil works for resettlementbelow the 180 m level madebetween October 1, 1993 and the date of signing of the DevelopmentCredit Agreement. Assurances were obtained during the negotiationsthat the Borrowershall establishby November30, 1994 and thereqftermaintain with a balanceof not less than the equivalentof three months' estimatednoncreditproject expenditures (intially Y30 million),a revolvingfuindtofinance all expendituresunder the Projectthat are to befinanced out of theBorrower's budgetary resources,if there is a delayin the availabilityof such resources.

3.48 The project is expected to be completedby December 31, 2000 and the credit is expectedto close on December31, 2001. The disbursementschedule is somewhat slower than the extremelyrapid historicalprofile for agricultral projects in China, since - 34 -

Table 3.10: ftocuREmENrARRANGEMEzS ($ minion)

Procurement method ICB LCB Other RIF Total

Civil works 94.0 32.2 63.8 190.0 (11.1) (11.3) (22.4)

Housing - 48.0 1.8 49.8 (27.4) (27.4)

Construction materials 13.8 42.3 - - 56.1 (13.1) (31.7) (44.8)

Agric. land improvement - 16.3 0.4 - 16.7 (6.0) (6.0)

Equipment - - 1.2 179.2 180.4 (0.9) (0.9)

Vehicles 3.0 - - - 3.0 (3.0) (3.0)

Consultants (implemen- - - 3.2 - 3.2 tation) (1.2) (1.2)

Traininglinstitutional - - 1.5 - 1.5 support (1.0) (1.0)

Environmental management - - 5.8 - 5.8 (1.2) (1.2)

Monitoring - - 1.6 - 1.6 (1.1) (i.1)

Admin/engineering - - 1.3 61.9 63.2 (1.0) (1.0)

Total 16.8 152.6 95.2 306.7 SZ1.3 (16.1) (48.8) (45.1) (110.0)

NIF = Not IDA-financed. Note: Figures in parenthesesare the respectiveamounts fianced by IDA. Other procurementmethod refers to force accountfor worls, shoppingfor equipment, and consultantservices recruitment. activitiesunder ftis projectare govemedby constructionand fillingof one of the major damsin the world. Estimatedschedules of expendituresand Jisbursementsare givenin Ane 12. - 35 -

K. AcCOUNwSAND AuDrrg

3.49 Provincial, municipal, and county resettlement offices would maintain records of all project expenditures. These records would be forwarded regularly to YRCCRO, which would consolidate the accounts and submit them to IDA. At negotiations,assurances were obtainedfrom the Borrowerthat YRCCROwould maintain consolidatedproject accounts, which would be audited by an independentauditor acceptableto IDA. The State Audit Administrationwould be acceptablefor this auditing purpose. The audited project accounts would be submittedto IDA witiin six months of the close of each financialyear. The audited accountsare to include the Special Account and.the details on withdrawalsfrom the Credit account made on the basis of SOEs, and the auditor's opinion as to whether such withdrawals were made against expenditures eligible for disbursementby IDA.

L. ENVIRONMENTALIMACr

3.50 A completeenvironmental impact assessment(ETA) had been completedby the goverrment for the XiaolangdiDam and ResettlementProjects. The ETASummary was submittedto the Board on April 15, 1993. The major impacts relate to the social environment,two major concernsbeing that the affected relocatee and host families will (a) not be disadvantagedby the dam construction,and (b) will sharein the projectbenefits. For the relocateesin pardcular, it will be of paramountimportance that (i) their livelihoods will be reestablishedin a new locationwhere the house, yard and amenitieswill be at least as good as before; (i) the families' new eaniing potential will be at least as good as before; and (iii) family expensesand lossesencountered during the transitionwill be duly recognizedand compensatedfor. Furthermore, it has to be assured that a realistic and fair grievanceand complaintssystem wil be establishedto provide fair and timely relie to relocateesand hosts. Two other environmentalimpacts identified relate to public health and sanitationand the removal of cultural relics. A managementplan has been developed to ensure that public health issues and treatmentof cultural relics are attendedto fully under the project (see AnnexI).

3.51 Effects on the natural enironment are expected to be marginal for the agricultural relocationcomponent, since relocatees will move mainly to already existing agricultural areas where they will be helped to improve soil fertlity and moisture conservation. In addition, yield mncreasesand crop diversificationwill predominantlybe achievedtbrough an increaseof the irgated area. The proposedtwo small new irrigation schemes(Wenmengtan and Houhe) will improveconditions on existingagricultural land, except for an area of about 3,500 ha, which will be created through warping of silt banks inside the bed of the Yellow River. No adverse effects are expected with regard to wildlifeand xcistingforests; in fact, somepoor and totallybare land in the mountainareas will revert to production forest for erosion control, timber, fuel and fodder production. The relocated and reconstructedenterprises and mines will upgrade their production technologiesand will have to adhere to much stncter enironmental standardscompared to the requirementsin place during original construction. Archeologicalexperts did not find evidenceof any archeologicalrelics that would be affectedby the resetdementareas. - 36 -

3.52 The summaryenvironmental review indicates that adequatehousing, housing amenitiesand external support facilitiesas well as equal earning potentialfor the affected population would be provided. Lost income will be adequately compensated. Host communitieswil benefit throughthe provisionof improvedwater supply, health clinics, roads and schools. Acceptanceof relocatees by the host communityis ensured through elaborate consultationand negotiationprocedures; relocation within the same ethnic group is guaranteed,as well as relocationwithin the minimumfeasible distance. An acceptable grievance/complaintssystem has been established and resources for environmental monitoringare providedfor. The resettlementplan is in compliancewith the Bank Group requirements on resettlementand environmentalassessment, and in fact exceeds them in its detailedprovision for the reestablishmentof livelihoods. An independentEnvironment and ResettlementPanel will be in place to monitorthe resettlementprogram and will give advance waning for managementaction (para. 4.17).

3.53 Relocatedand new industrialenterprises and mines wil be requiredto prepare assessmentand other environmentalreports as requiredby the relevantCounty and ProvincialEnvironmental Protection Bureaus and to fu}lycomply with all relevant air, noise and liquid waste emission standards from the time of start-up. The Provincia EnvironmentalProtection Bureaus will be required to review and authorizethe design of pollution-controlfacilities, to inspect the facilitiesduring commissioningand to certify to the project environmentalmonitoring team that the facilities have been installedand are operaing in accordancewith regulations. Assuranceswere obtained at negotiatonsthat the Borrowershall: (a) ensure thaUt acdives under the Project comply with enviromnentalstandards and guWdelinessatisfactory to the Association,including the regulationsand guidelinesissued by the National Environmental Protection Agency and the Provincial EnvironmentalProtection Bureaus; (b) miplement the Environmental ManagementPlan i a manneracceptable to the Association,including all necessary measures to minmize and to mitigate any adverse environmentalimpacts caused by the implementadonof the Project, such as emissionsfrom relocatedindusties under the Project; (c) maintainYRCC's environrnental management office with competentstaff in adequatenumbers and withresponsibilities andfnctions acceptableto the Associationto manage,coordinate and monitorthe inplementationof the EnvironmentalManagement Plan, and (d)prepare and furnish to the Associationby December15 in each year the detailedplan for implementationof the EnvironmentalManagement Plan in the next calendaryear. - 37-

4. ORGANIZATION AND MANAGEMENT

A. AGENCIsPARTICIPATING IN RESFLEmEmT IMPLEMENTION 4.1 MWR's Resettlement Office MWIRRO)will oversee the overall implementationof theproject. MWRROis presentlyunder two agencies:MWR and the Foundationof WaterConservancy and HydropowerConstruction (FWCHC). FWCHC is a fovmdationcomposed of membersfrom MOF, MWR,Ministry of Power,Minity of Energyand the StatePlanning Commission (SPC). MWRROis presentlyresponsible for the resettlementassociated with two projects-Xiaolangdiand WanjiazhaiProjects involving235,000 resettlers. It also providessupport services and fundingto resette after the resettlementprocess is completedin 46 majorprojects to ensurethat resetders wi1 not be disadvantagedin anyway. MWRROhas fourdivisions (Project Construction, PastProject Support, Finance, and ComprehensiveDivision) with 20 staffpresently, to be increasedto 30 duringthe project. The officepresently handles a total annualbudget of $50 million. 4.2 At the fieldlevel, YRCCis requiredby MWRto conductinvestigations of the reservoirarea, estimatecompensation and prepareresettlement planstsolutions. This planningwork was undertaken by theReconnaissance Planning and Design Institute (RPDI) of YRCC. RPDI's PlanningDivision No. 2 has a ReservoirEconomic Section with 30 professionalstaff to carryout resettlementinvestigation, costing and planning. YRCCalso establisheda ResettlementOffice (YRCCRO) with 40 staffto liaisewith localgovernment duringthe planningand implementationstages of the Xiaolangdiresettlement project. An assurancewas obtainedduring negodationsthat the Borrowershall ensure that the provincespreparefinal resettlement program designs according to the resettlementplans. RPDI wouldbe retainedto approveallfinal resettlementconstruion designs. Thefina provincial/countyresettlement site designsshall be reviewedand approvedby YRCCRO.

4.3 YRCCROwould operate as theimplementation supervisor of theXiaolangdi ResettlementProject. Its resettlementoffice wouldexercise daily supervisionin the reservoir area and resettlementsites includingmonitonng and auditingof the whole resetdementprogram on behalfof the stateand the owner. The proposedorganiztional structureand financial flows for resettlement implementation are summarzedin Apnex11, Chart 1. The provincialand countryresettlement offices (PROs and CROs)would be responsiblefor directlymanaging implementation. Financial resources would flow directy fromthe Ministryof Financeto theprovincial governments and to the resettlementoffices. - 38-

4.4 LeadingGroups.l/ LeadingGroups (LG) have been established at central governmentlevel and at the Henanand Shanxiprovincial levels to developstrategies and providegenerl oversightof theplanned resettlement. The LG at centralgovemment level consistsof a DeputyChairman of SPC, ViceMinister of MWR and Vice Governorsof Henanand Shanxi. The mainfunction of thisLG is to coordinatethe project at thecentral governmentlevel and to resolveany policy, legal, funding,land use, agriculturaland nonagnculturlregistration matters. The ProvincialLGs include about 25 people,headed by VitceGovernors of the Provinces. The leadinggroups liaise with YRWHDCand YRCCRO. These groups have been instrumentalin reaching agreementson key componentsof the resettlementplan, such as the approvalfor sendingrelocatees to the three downstreamhost counties. The LGs are responsiblefor directingthe Henanand ShanxiResettlement Offices. Leading groups have also beenset up at the municipallevel and would be establishedin each affectedcounty to facilitatecoordination between departmentsand to accelerateapproval of interdepartmentalissues. 4.5 Henan Provincial Resettle Office (PRO). Resettlement implementationis the responsibilityof theprovincial govemments, which ultimately bear the responsibilityfor the welfareof their citzs. About80 percentof the prospective Xiaolangdiresettlers live in HenanProvince, which has substantialresettlement experience, with over one millionpeople resettledover the last 40 years as a result of water conservancyprojects. At present,in Henan127 resetdementstaff are availablefor the XiaolangdiProject: 40 at the PRO; 22 at the municipaloffices; and 65 at the county offices. This staff wouldbe increasedto 507 (by 1995). The PROwould be responsible for detailedplanning and managementof resetdementimplementation. This office controls the disbursementsof funds to CROs or other departmentsdirectly involved with resettlementimplementation (e.g., of roads, electricaltransmission lines, etc.). A key functionof the PRO would be to monitorprogress, cost overruns, delaysin physical progressand otherimplementation problems. The officewould provide experise fromits own staff to other provincialagencies in order to resolvetechnical and socialproblems. 4.6 ShandProvcdal esettlementOffice.In the early 1970s,this office was involvedin the resetdtementof 5,500 people and there are two other projects in the feasibilityplanning stage requiringresettlement. At preset, ShanxiProvince has 25 resetdementstaff for the XiaolangdiProject, of which4 are at the provincialoffice, 8 at the prefectureoffices and 13 at thecounty offices. The provincewould increase the staff to 99 personsto meetpeak requirementsof thisproject. 4.7 County and Prefectore (Municipal)Resettlement Offices. Countyand prefectureresetdement offices are themost important management offices for resettlement implementation.They wouldadminister 75 percentof the financialdisbursements; the remainderwould be handledabove the countylevel. The CROswould develop updated detailedimplementation plans and schedulesas resetdementproceeds. Throughofficials at townshipand villagelevels, the CROs would overseethe constructionof houses,

I/ Mmsrfetrrd to as coordinatingroup. -39 - irrigation schemes, land improvementand infrastructureas well as the actual movingof people and physical assets. The CROs would be responsiblefor the timely availabilityof financial and material supplies in sufficientquantities. They would ensure that other departmentsresponsible for constructionservices would provideinfrastructure on time and on budget. The CROs would also have an internal system for monitoring resettlement progress and financialcontrol. CROs in the reservoir region have been establishedbut are not yet fully staffed and have limited support facilities for implementation.

4.8 InstitutionalCapacity of CROs. CROs in countieswith moderateimpact would have 20-40 staff at the countylevel, plus 34 people for each affectedtownship and would recruit additional people at the village level on a temporary basis during implementation. As a general rule, each CR0 would have one full-timestaff member for every 1,000 people to be relocated;additional staff would be requiredfor specialschemes like Wenmengtanand Houhe reservoir. The typicalCRO wouldbe overseenby a leading group for resetdement that consists of three senior county officials-governor, deputy governor, and deputy secretary. The CROs are headed by a director and two deputy directors. Typically, CROs are divided into various sections, including resettement section, financial section and administrativesection. Staffing of CROs has usually been accomplishedby transferring people from other county departments. Staff tend to be administrative appointees. Now that more detailed planning and implementationis required, staff would be increased with well-qualfied people from the following disciplines: managerialstaff, financial analysts, accountantsand bookkeepers,technical supervisors, planners, social workers, envi onmental engineers, material supply and logisticscoordinators and office supportstaff A trainingprogram focusingon resettlement activitieswould be required for most staffr mbers. Appropriatemanagement information systemsand trainingprograms need to be developedat the provinciallevel and transfered to each CRO. The CROs are the key to successfulresetdement implementation. They must have clearly establishedjurisdiction in order to effectively coordinate the various departments that would be involved in the process. Accordingly,the CROs would be strengthenedto be capable of workingclosely with the affected people. Adequateoffice supply, equipmentand vehicles, as well as financialsupport would be provided for under the project.

4.9 Staff Training. Structured trang will be made available for the resettlement staff from national and provincial agencies. The methods for delivering training would include lectures given by officials and experts; technical training courses at various institutes;study visits to other projectswhere resettlementis conducted;and on- the-job training for technical and administrativestaff (see Annex I). The training componentswould involve:

(a) explanation of resetdement principles and policies to management and technical staff;

(b) project management training (management information systems, cost control, etc); -40 -

(d) seminarsin socioeconomicissues for all resettlementstaff;

(e) structured trainingfor staff dealingwith social adjustmentproblems; and

(1) taning in public consultationfor management,planners and field staff.

MWR has establisheda resettement trainingcenter in Xi'an and programswere developed since 1992. The facility provides higher-leveltraining for senior resettlement staff and courses are given by experts from all parts of Chinaand, in the future, possiblyfrom other countries. In addition, Hehai University in Nanjing has a program for resettlementand the first training groups of students graduated in 1992. There are also local training centers at Yuanqu, Taiyuan (Shanxi), and Zhengzhou, and Loyang (Henan). Three hundred fifty staff from Shanxi resettlementoffices and 1,390 staff from Henan will be trained through a selectionof several courses (see Annex 15). Most of the training will be in courses of 10 to 20 days. In addition there will be training for staff in YRCCRO. Seventy-eightwill be trained in short courses on project scheduling, management,cost control, etc., both overseas and loca}ly. A list of courses is indicatedin Annex 15. An assurancewas obtained during negotiaions that theBorrower shall ensure that all training and technicalassistance under of theproject, including local and overseastraining, study tours and consultants'services are carriedout in accordancewith a programsatfactory to IDA.

4.10 All of the organizationsfor resettlementimplementation are in place. Each agency has been assigned specific implementationresponsibilities and authority. The coordinationof these various agencies is being managedoverall by MWR Resettlement Office, and by YRCCIROon a day-to-daybasis. YRCCROhas increasedits staff to meet these needs. The various resetdementagencies would require strengtheningbefore they will be capable to implementthe peak resettlementprogram. Such strengtening would include further increases in staffing, staff training, closer cooperationwith implementing agencies, and new equipment and vehicles. Staff levels at the CROs in the affected countiesbelow EL 180 have already been raised to 22-25 per county. Assuranceswere obtainedduring negotiations that the Borrowershall (a) maintainthe resettlementoffice of MWR, to be responsiblefor the overall unplementationof the Project, and the resettlmentofice of YRCC,to be responsiblefor daiy implemntatonof the Project,with funcions and responsibilitiessatisfactory to the Associaton,and with competentstaff in adequatenumbers; (b) causethe Project Provinces to maintaintheir respective Provncial resettlementoffices andprefectural and countyresettlement offices, also withfunctions and responsibilitiessatisfactory to theAssociation, with competent staff in adequatenumbers; and (c) maintainits CentralLeading Group and causethe ProJectProvinces to maintain their respectiveprovincial leading groups with compositionandfnctions satifactory to the Association. -41 -

B. IMPENTATION MANAGEMENTAm RESPONSmILITH3S 4.11 Implementor'sResponsibility. Organization of the implementingagencies is indicatedin Annex t, and their responsibilitesunder the project area summarized below:

(a) MWflO has overallresponsibility for resettlementwork, to study and evaluateimplementation experience, to coordinateimplementation, and to handleresetdement of projectsunder the direct leadershipof the central government. They will also organizetraining for resettlementstaff at Provincial/Municipaland County Offices. They will also be responsible for arrangingfor support servicesfor 5 to 10 years after resettlement activitiesare completedunder the project. (b) YRCCRO will monitorand, supervisethe executionof the Xiaolangdi resettlementprogram, including planning and financialcontrol; information exchange;collaborating with local authontiesin reviewingtheir proposed subprojects;coordinating, inspecting and monitoringactions of local authoritiesand special designersas weUlas acceptanceof completed projects.

(c) Provincial and municipal/prefecture resettlement offices will coordinate resettlementwithin their jurisdictions. Specifically, they will prepareand evaluateresettlement programs; manage resettlement schedules, financial and materialsupply plans; organize and coordinatethe implementationof specidalprojects and independentdevelopment activities that county authoritiescannot implement; direct, check on, superviseoperations of lower agencies;conduct postresettlement socioeconomic assessment; and monitor and evaluatethe executionof resetdementand adherence to policies. (d) The CROs are requiredto providedirect arrangementsfor movingand resettlement. CROsassist countygovernments in organizng townships/ villagesand relocatees in implementation.CROs will preparethe detailed countyimplementation programs; confirm agricultural and nonagricultual productionmeasures; verify and tabulateinundated asset item by item; handleprocedures for honoringland compensation;increase awareness amongthe relocatees; engage relocatees in the constructionof newsites and relocation;control the countyresettlement funds and materialsupply; deal withany problems after resetdement; and generally help in the development of relocateesand hosts. CROs coordinateand handle any problems encounteredin the process of implementation,report progressto upper levelsand assistmonitoring and supervisionactivities. (e) Locl- goverment depar will be called upon by the resettlement agencies to design and construct major facilities for the resettlement -42 -

program(new towns, publicbuildings, water supply,irrigation schemes, woads,electrical lines, telecommunications,etc.) in line with their nonnal functions. (f) Townshipgovernments, with the assistanceof viUlageofficials, will take responsibilityfor land transfer and readjustmentof land allocations, reestablishmentof livelihoods, village reconstruction, small water conservancyschemes, land prepaation, and physical transfer arrangements. County resettlementstaff will be assignedto townshipstations in the affectedareas to facilitatethe supervision and monitonng of implementation and resolveday-to-day problems. (g) Under the supervisionof villageand groupleaders, each householdwitl havejoint responsibilitiesfor houseconstruction, transfer anrangements and landpreparation.

C. FINANaAL CONROL 4.12 XiaolangdiReservoir resettlement financing would be independentlysourced fromearmarked central government budgets (resettlement compensation), funds for Yellow River management(Wenmengtan), MWR capital constructionfunds (Houhe Dam construction),and financingby localgovernments (mvestment in enterprises). 4.13 The resettlementimplementation has beencontracted to Henanand Shanxi Provinces.Resettlement compensation would be disbursed(as per state-reviewedstandards and plans)by the People'sConstruction Bank of Chinato Henanand ShanxiProvincial Governments,which will in turn handit downto localresettlement agencies. Financial resourcesfor the Wenmengtanproject would be handleddirectly by YRCC. Financial flowsfor the HouheDam would follow the normalhierarchy of the WaterConservancy Bureaus,with constructionmanaged by the YuanquCounty Water Conservancy Bureau. Local fundswould be manageddirectly by thejunsdiction (or enterpnse)that raises the financing. AnnexII, Chart 2 shows the financingsources and financialflows for the reservoirarea resettlementimplementation.

D. SuEVSON ANDMorro1uG 4.14 Comprehensivesuperision and monitoringsystems would be establishedto ensuretimely scheduling of resetdementprograms, cost control, cost effectiveness and the realizationof economicbenefits for relocateesand hosts. MWRROwould be responsible for the monitoringof resetdementimplementation. YRCCRO would coordinate, inspect and monitorlocal implementaton on behalfof MWR. 4.15 Supervisionand monitoringforms would be filled out by resettlement psonnel at townshipor villagelevel, collectedand assembledby the CRO, and then circulatedto the higher-levelresettement agencies, with a copy to YRCCRO. These forms wouldalso be includedin constructionprogress reports submitted by supervising -43 ^ engineers. These forms and correspondingwritten materials would be prepared on a quarterly basis. In this way, resettlement operations can be monitored and problems identified and quiclklyresolved by the local authorities. YRCCROwould consolidatethe reports produced by the provincesaad countiesand would prepare progress reports to be forwardedto IDA by January 31 and July 31 of each year during project implementation. Assuranceswere obtained during negotations th the Borrowershall furnish to IDA by December15 in eachyear the workprogram and thefinancingplan,for implemening the portionof theproject to be carriedout duringthe following calendar year, indicatingthe proposedsources and usesoffunds with its proposed budgetfor that portion of theproject. Assuranceswere also obtainedthat the Borrowerwzll undertake a mid-ternreview with IDA by June 30, 1996.

4.16 Independent Technical Review. YRCChas engagedprofessors and experts from North China Hydroelectic Institute to conduct separate evaluationsof relocatees' socioeconomicprogress. The servicesprovided by the various departmentsof the institute are aimed at evaluatingand reportng the level of living conditionsand social services of the affectedpopulation, both prior to and after resettlement. The evaluationwould be done biannually (July and December)and would cover: farm yields, employment,education, public health and incomes in new host areas, as well as relocatees' evaluations of organizations,services and socialprogress in new sites. Socioeconomicevaluation would be based on a number of key indices for selected households in combination with specialized observations by independent social scientists. The monitoring would be financedas part of the resettlementbudget. Assuranceswere obtaineddunng negotiations that YRCCRO would (a) contnue to employ an independent monitoring instiuion acceptableto theAssociation to evaluateat leastsemi-annually the socioeconomic progress of thoseresettled under the Project and those in hostcommunites who are affectedby such resettlement;and (b)furnish promptly to the Associanonfor commentthe reportof each suh evaluationalong with proposals for meetingProject targets in accordancewith the ResettementPlan if these are not beingachieved.

4.17 International/lal Environment and Resefflement Panel. An internationalpanel of resetdement and environmentexperts would also be recruited by YRCCROfor the entire duration of the project. The panel would review the progressof the project every six months, ensure that the resettlementlenvironmentalobjectives of the project are being adhered to, and would advise on resolving any issues that may arise during the implementationof the project. Assuranceswere obtained at negotiationsthat the Borrowershall (a) employan internationalEnvronment and ResettlementPanel of independentexperts with compositionand fiunctionssatisfactory to the Associationto conduct semiannual reviews of the implementationof the Resettlement Plan and the EnvironmentalManagement Plan and of the detailedresettlement and environmental managementprograms under such Plans; (b)furnish promptlyto the Associationthe fnngs and recommendationsforfolow up acton resultingfrom each such review;and (c) implementall such recommendationsfor follow-up action as are agreed with the Association. -44 -

4.18 Houhe Dam Safety Monitoring. Assuranceswere obtained during negotiationsthat the Borrowershagl, under arrangements satisfactory to IDA: (a)employ, or shall cause Shanxito employ,a panel of independentexperts, with compositionand funtions acceptableto theAssociation, to conductperiodic reviews no lessfrequentlythan IDA requiresduring final engineeringand constructionto examinewhether any new groundsfor makingchanges in the design of the dam or technicalspecifications have becomeapparent, and to reporttheirfindings to theBorrower and IDA;and (b) causethe Houhe Dan and related structuresconstructed under the project to be periodically inspectedby independentexperts in accordancewith sound engineering practice in order to determinewhether there are anydeficiencies in the conditionof such structures,or in the qudity and adequacyof maintenanceor methodsof operationof thesame, whichmay endangertheir safety and theBorrower shall propose to IDAappropriate arrangementsfor IDA's review no later than one year before the completionof the dam and related structuresconstructed under the project.

E. SuPPORTSERvic sR R 4.19 Sol Support Services. AlthoughChina has extensiveexpeience with involuntaryresetdement, YRCC's resettlement planning process for Xiaolangdiis the first attemptto formallyintegrate social adjustment issues into the planningphase of a water conservancyproject. Two baselinehousehold surveys were done and the results are presentedin theSummary of the EnvironmentalImpact Assessment (An61= 1), distributed to the IDA Boardof Directorson April 15, 1993. YRCC,the provincesand CROswill monitorthe implementationof the resettlementprogram to ensurethat socialadjustment is facilitatedby protectngresettler and hostliving standards. Other supportngmeasures coveredunder the projectwould include: (a) supportservices for fanning; (b) trainingand assistancefor nonfarmemployment; (c) relocationof villages in host areas with due considerationfor hosts' concerns; (d) transferarrangements; (e) establishingformal agreements between hosts and relocatees; (1) ensunngthat essental services(water supply, schools, health clinics, etc.) can cope with the higherpopulations in the resettlementareas; (g) trainingresettlement staff on socialadjustment issues; (h) documentingbaseine conditionsand establishing an independentmonitoning system; -45 -

Q1) consultingwith womenon resetdementissues and assistingthem through training,employment in resettlementoffices and identifyingsuitable local enterpriseopportunities in whichthey could participate; and (0) providing effective health care, particularlyfor the more vulnerable relocatees. 4.20 A detailedtraining program has beendeveloped for resettlersfor livelihood developmentin agricultureand industry. In agriculturethe trainng will focus on horticulture(apple, pears, peaches, etc.), aquaculture,sideline industry, dryland to irrigated farming, cash-cropdevelopment, etc. A total of about 9,500 key farmers (25 percent of all resettlerfarmers) will mainlybe trainedin agrotechnicalextension centers. The costsof the taining willbe coveredunder the project. In addition,training wi}lalso be givento resetderswho are switchingto industry. The maintraining will be for certificationfor specialistindustrial skills (6,000 workers) and prejoband on-the-job taining (17,000workers) (see Annex 15). In addition,about 300 senior staff will be given taning in enterprisemanagement. The total cost of industral trainingwill be covered underresettlement compensation costs. 4.21 Integration with Host Groups. The relocatedvillages will be physically independentfrom the host communities,but theywill have to be integratedinto the local administrative,social and economic system. The degreeof integrationrequired is basically determinedby thedistance of the move. Relocateesmoving back within their own village require the fewest adjustments. Long-istance relocation requires major social readjustmentto the host communities.The townshipgovernments are responsiblefor ensuringthat the transitionis smooth,that the hostcommunities accept the relocatees,and that socialand economic adjustment problems are resolvedto the satisfactionof all parties. The agreementssigned by the host and relocateevillages indicatea willingnessto cooperateand providea legalbasis for resolvingdisputes. The CROswill also mount informationcampaigns to raisepublic awareness of thepersonal and social adjustments that must be made for successfulresettlement and the long-termbenefits of cooperative development. 4.22 WomenIn Resettlment. Womenwill play a key role in resetdementand will assumecorresponding responsibilities and authorityin decision-making.Women typicallybear the burden of social as well as economicadjustment in the household. Traditionalsupport networks for womenwithin the villagewill be essentdalto assisteach familythrough each phase of resetdement.Many of the concernsfor education,health, water supplyand sanitationare raised by women, so they would also be the major participantsin decisionsinvolving the pro 'ion of theseservices and facilities. Contracts withall industrialenterprises receiving resettlement funds stipulate employment of females at minimumlevels of 20 to 25 percentof the workforce; IlDA review indicates that these provisionsare beingadhered to. 4.23 SpecIalDisadvantaged Groups. Resettlerswill be relocatedin a collective manner,unless individualhouseholds desire to opt out of the proposedplans. In this - 46 - manner, there will be support from existingvillage networksor from relatives in nearby unaffected areas. Conditionsin the new site will generallybe better for people who are elderly, disabledor in poor physical or mental health. Children will also benefit from cleaner, safer and more modemamenities. Thereare no groups of ethnic minoritiesin the reservoir area or the receivingareas. The mostcritical group is the elderly who suffer the greatest psychologicalstress from the loss of familiarsurroundings and the disruptionsof relocating. Without proper attention, this can lead to physiologicalproblems. Social supportgroups and medicalstaff will be avaiable at the village level to address this issue (Annex 10).

F. SAFETYNErs/Sun'ORT MECHANSM

4.24 When relocatees or host communitiesencounter production or livelihood problems, economicsupport and technicalassistance are available from (a) support relief or loans by local governments, (b) resettlementcontingency funds, (c) host jurisdiction contracts ensuring support for resettler developmentprograms and income maintenance, (d) preferential policies offered by MWR and provincial governments, (e) alternative resettlement sites to substitute for any that do not succeed (Annex 5 , and (f) special reserve funds provided by MWR up to 10 years after resettlement.

4.25 MWR will have a special Reservoir Area Support Fund, establishedfrom power sales revenues, which would guarantee minimumincomes to householdsthat are unable to satisfy their needs due to farm and nonfarmlivelihood failures. Applicantsto the Fund will be referredthrough the villageleader to the CRO. Assuranceswere obtained during negodatiornsthat the Borrower,acting throughMWR, shall (a) establishby December31, 2000and thereafter maintain a ReservoirArea Support Fund in an amount which is sufficientto provideminwuwn incomes to those who are resettledunder the Project,or whoseitcomes or livelihoodare adverselyaffected by the Project,and whoare unableto achieveor to maintaintheir preproject income levels; and (b)operate such Fund in accordancewith proceduressatisfactory to the Association,until such time as the Borrower(acing throughMWR) with the concurrenceof theAssociation daetnines that potentialbeneficiaries are no longerlikely to requireFund assistance.

4.26 For nonfarmworkers, employment and incomerisks will be coveredby their production units. If units go bankrupt, the agreementssigned in advance provide for relocateesto be compensatedor integrated into other units. -47 -

5. ECONOMIC ASPECTS OF LIELIHOOD DEVELOPMENT

5.1 Resettlementitself is not susceptibleto economic analysis. It is a social necessty, whosecompensation is part of the cost of the XiaolangdiMultipurpose Project. But economic,financial, and commercialanalysis of livelihooddevelopment programs for the resetder (and host)communities is necessary(and has been done) to provide assurance that those affected by the larger project will achieve living standardsat least as high as they wouldwithout that project. This analysisis easier for more highlyplanned programs, more difficult for less highly planned ones. On that spectrum, agricultural and land development(which will provide 50 percent of resetdleremployment) is the most highly planned, followed by industrial investments by large entexprises (mainly COEs, but includingsome larger TVEs), industrialinvestments by smallerTVEs (mainlyvillage and private enterprises), and commercialand sidelineactivities by individualfamilies, which are most difficult to forecast. The large-scaleagricultural and land developmentschemes show economicrate of return (ERR) of 11 to 19 percent, while the county industrieshave average ERR of 45 percent. The weightedaverage ERR for the project based on these ERs is 32 percent.

A. AGIucunuRAL LiEIHOoD DEVELOPmET

5.2 Changes in Land Use. The main thrust of the agricultural development program will be a major shift from mainlysubsistence faring to a farmingpattern much more stronglyemphasizing production of high-valueproducts for the commercialmarket. This is reflected in the planned change in land use indicated in Table 5.1.

Table5.1: RESE'Ru FARMwEDAREAS

Pre- Post- 2 Cultivatedarea resettlement resettlement change (mu) (mu)

Irrigatedarea 84,390 104,000 +23 Dryland 82,099 40,000 -51 Vegetable plots 4,934 4,000 -19 Orchards 4,695 8,000 +70 Fishponud 419 10,400 +2,382 Total 176.537 166.400 -6 - 48 -

5.3 Whiletotal land area decreasesslightly after resettlement,land per farm familyincreases, with theplanned substantial shift to industrialemployment (Table 3.3). In addition,the area of iriated holdingswill increase with irrigation developments under the project,and the effectivenessand reliabilityof irrigationpost-project will be much higherthan on the irrigatedland to be lost. A majorincrease in resettlerfarm incomes will be providedby constructionof 10,400mu of fishpondsunder the project(of which 6,000 mu in Wenmengtan)where soil and waterconditions permit, supported by planned material distribution (hatcheryfry and feed), credit, trainingand extensionprograms for the resett}ers. Similar agriculturalsupport programsare also planned for orchard development(fruit production) and for shiftsin fieldcropping from current extremely low- value staples(millet, tubers) to cottonand other cash crops. A plannedshift of only 10 to 15 percentof grossarea from grains and oilseeds to cashcrops (including apples, pears, and dates)should increase farm incomes by 30 to 40 percent. 5.4 Markets. All fish in Chinaare soldon free marketsand thereare no price controls. In the project'sinland, semi-arid region, demand for fish far outstripssupply, resultingin prices(Y 7-10/kg)far higherthan in areasnearer the coast,and that demand is increasingat ratesabove income growth, so thatlocal prices are notprojected to decline. Fruitis also subjectto a totallyliberalized market, but heresupply is projectedto increase quicldyenough to reducereal prices over time, still, however,providing a reasonable marginfor local growers. Grainprices are now generallyequivalent to world market analogues,and increasingly market-deterined in China,with wheat,corn, and soybeans now providing much better returns than traditionalsubsistence grains. Cotton and other cashcrop prices,controlled by nationaland localgovernments respectively, have in recent years been raisedby the controllingauthorities to levelsproviding strong incentivesto plant, indeedto switchfrom other crops to them. 5.5 Retums from Agrkultural Development. The economicrates of return for land and irrigationdevelopment range from 19 percentfor the Houhecomponent to 16 percentfor the Wenmengtancomponent and 11 percentfor the Mengjinscheme. A total of 37,360resettler farmers (109,900 people) will be resettledinto full-timefarming (one full-timejob), generatingfamily incomes from farming alone that at least equalthose now receivedby the great bulk of prospectiveresettlers who are semisubsistencefarmers (Annex9. The substantialincreases in familyincomes projected for resettlersare linked to the intensiveindustrialization program planned, and now staring, in the resettlement region (para.3.22). Fmally,the major sourcesof improvedagricultural incomes derive from relativelylong-lived investments (fishponds and orchards)with substantialgestation periodsbefore fu}lpotential is achieved,about two to three years for fish culture,five yearsfor fruittrees, with heavyinvestment and worldngcapital requirements in the initial years (e.g., for fry/fingerlings,feed, ferilizer). Farm budgetsshow a declinein farm incomesof 5 to 10 percentin the first and secondyears after resettlement,if thosenew activitiesare not started until after resetdementtakes place. In reality, this will be compensatedfor by allowingfamily members to begin work in the new areas before officialresettlement dates, and to continuefarming old areas after suchdates, right up to the eventual time of inundation para. 3.11), giving agriculturalresettler families essentiallytwo farms to crop for a period of at least one, and frequentlytwo or more 49 - years. Irrigatedagriculture is so well-knownto theseexcellent farmers that full benefits from irgation will be achievedvirtuay fromthe first inigatedcrop. 5.6 No benefitshave been assumedfrom reservoir fisheries. The summer growingperiod of fish coincideswith the heavilysedimented flood flowsof the Yellow River. Virtuallyno fish speciesof any commercialinterest can survivewater of this quality. Similary, there is now negligiblecommercial fishenes in the nver to be compensatedfor.

B. INDUSTRLALLIVELOOD DEVELOPMENr 5.7 A fairlymassive rural indust on program(paras. 3.22-3.26) has been plannedfor the resettementareas, and indeedhas commenced,startng in 1992. YRCC and the affectedprovinces and local jurisdictionsearly on saw the necessityof the resettlementprogram as an opportunityto acceleratea processin any eventnecessary to lift the resettlerand host populationsout of relativepoverty, through a substantialshift fromagicultural to industrialemployment. Investment proposals were first soughtfrom the major state, province,and county-ownedentexprises in the region, and the larger existingTVEs and StateFarm-owned enterprises, particularly to ensurerapid start-upof new plans and viable employmentof resettler family members(particularly younger people, under age 30) in them, if possibleeven before resettlementhas taken place. Althoughin generalthe BankGroup counsels borrowers (mcluding China) to reducethe level of governmentinvolvement in planningindustial development,in this case the governmentplanning process has probablybeen usefulin directingstable, long-term employmentgeneration to specificaffected regions and populations. 5.8 Emphasiinglarge existing(e.g., mainlyCOE) enterprises as sponsorsof the first wave(1993-96) of industrialinvestments has had the followingadvantages: (a) Projectshave been designedby large, experienced,technically proficient companystaff groups,and reviewedby successivelayers of industrialand financialbureaus similarly experienced. For example,in thismountainous regionnearly half the approvedprojects involve the miningor quarrymngof coal, stoneand buildingmaterials, and metallicor ferilizer minerals,and their subsequentprocessing. Shanxi and Henanare, respectively,the two largestcoal-mining provinces of China,each producing more coal thanany country of WesternEurope (beforethe reunificationof Germany),and togetherproducing more than such world-ranked producers as Poland,India, Australia,or SouthAfrica. Whileslightly behind the mostindustrialized countriesin the most modern forms of mechanizationtechnology, the competenceof the technical apparatus in these two provinces, in semimechanized,labor-intensive methods of resourceextraction, is probably secondto none. (b) Early use of existingenterprises to generatethe first phase of industrial employmenteliminates delays and uncertaintiesconceniing company -50 -

establishment,recrnitment of managerial and technical staff, and establishmentof marketnetworks of suppliersand customers. (c) Large, existingenterprises provide a relativelyhigh level of financial security, and make relativelysmall demandson resettlementprogram budgets. Due to theirexisting cash flows(all approvedinvestmnents are by profit-makingenterprises), the 25 COE investments(Annex 9. reviewedii detail project 39 percent self-financing (including county equity contributions)of investmentcosts, 51 percentfinancing through loans from the People'sConstruction Bank of China, and only 10 percentfinancing throughresettlement loans on thebasis of resettleremployment para 3.25). Thedebt-equity ratio of 1.7:1is consideredadequate, indeed far betterthan mostindustrial or commercialagriculture investments financed under Bank Group-supportedcredit programsin China heretofore,or the financial covenantsassociated with them. 5.9 Of the nearly 30 large industrialprojects analyzed in detail by IDA's industrialconsultants, which would in total employmore than 80 percent of the total resettleremployment projected for the COE sector, the averagefinancial rate of return projectedis 32 percent, with a range from 7 percent to over 100 percent. Projects economicrates of return(ERRs) are generallyhigher (by an averageof 13 points)due to shadowpricing of labor and someremaining price distortions. Aside from the lowest ranked proposal(a cement plant whose fortunes may improve with constructionof XiaolangdiDam), the next lowest (one of severalconstruction ceramics investments) projectsan 18 percentfinancial retum, with all othersover 20 percent. Operationalcash flowsgenerally turn positive after two years,with all loansrepaid within four to five years of projectstart-up. Evenif, as is likely,some of the feasibilityproposals and plans prove optimistic,the greatbulk are robustenough to withstandsignificant shortfalls. Many more large projects(these average Y 29.4 millionor $5.1 millionin total cost)are now being proposed,so thatif theauthorities continue to showthe sameprudence and selectivitythey havethus far, plannedtargets for relativelylarge-scale industrial employment of resetders (and hosts)are likelyto be met and maintained,on or aheadof schedule. 5.10 Industrial Project SelectionProcedures. Most of the large industrial investmentsdiscussed above do not fall underthe purviewof CROs(to rejector approve investments)as a matterof policy,since resettlement monies constitute less than 15 percent of total cost.- CROs' role in such investmentsis the negoiation, contracting,and monitoringof resettleremployment. These investments are, however,reviewed in detail by the normalhierarchy of agenciesinvolved in reviewingindustrial investments: bureaus of industry,TVEs, planning and economy,and others. Untilrecently, the ceilinglevels of investmentfor finalapproval by levelof jurisdiction were Y 200,000for townships,Y 3 millionfor counties,Y 30 millionfor prefectures,and Y 50 millionfor provinces,with larger investmentsfinally referred to nationalagencies. With ongoingdecentralization, prefecturesand provincesare nowbeing given even higher levels of approvalauthority. For projectsusing higher levels of resettlementfunding (over 15 percent),approval authoritylies with resettlementoffices, but at muchhigher levels of jurisdiction,e.g., -51 -

Y 200,000 for CROs, Y 500,000 for prefecture resettement offices, and over Y 500,000 for provincial resetdement offices. While projects with resettlement funding of over 15 pacent of total cost are much smaller than the others in the livelihooddevelopment program, the fact remains that resetdement offices have litde industrial exwpertiseof their own. Therefore,assurances were obtained at negoiatons thatthe Borrowershall ensure that (a) all necessarygovernmal project approvalsfor industnalprojects under the Project are obtainedpnor to the approvalof resettkmentfunding by the rlevant resettlementoffice; (b) YRCCshall employ industra consultantsacceptable to the Assodadonto reviewon a semi-annualbasis theproposed indusial projectsunder the Projectandfunismh promptly to theAssociton the repon of eachsuch reviewalong with the recommendaionsforfollow up action,and (c) YRCCshal implementsuch foUlow up actionsas are agreedwith the Associaion.

5.11 Small Industrial Projects. While the larger-scaleindustrial development program is off to a fast start, and will predominatein 1994-96to ensure a solid base of new industrialemployment for the resers and resettlementareas, the plan is for smaller- scale industialization (virtually all TVEs and prvate enterpnses) to predominate in subsequentyears. While risider, and less susceptibleto forward planningby government agencies, this plan offers many advantages, aside from being in accord with general Chineseindustral reform policy. TVE proposalsidentified (includingeight in operation) thus far are characterizedby great flexibility (those in operation have quickly modified their original plans), higher labor intensity, much lower investmentper job (Y 8,400 per job as opposed to Y 76,000 per job for the larger investments),quick payoff, and make use of the entrepreneurialabilities as well as the funds of the resetdlersthemselves. Given their drawbacks-low levels of technical and managerialcapability and mainly lack of security-they appear to provide a balancedpackage together with the large investment program. The eight established thus far-in brick-making, metl fabrication, and conistruction-ar all profitable, are paying slightly higher wages than the COEs in operation (about Y 200 per month as opposed to Y 150), and some have paid off their initial investment(averaging Y 610,000 or about $100,000)in less than one year.

C. TOTALINCOME DEVEOPMET

5.12 Industdal developmentinvestment proposals, including large-scale and TVE investments, already exceed the target number of about 20,500 new industrialjobs for project resettlers. In addition, many new jobs have already been created by even smaller investments(e.g., in commercil activities)by the resettlers themselves,using the surplus of their (thus far) rather generous housing and immovableasset compensationpayments over the costs of their new settdements. These activities are usually caW "sidelinew activities, are categoized together with agriculturalincome, are private, and thus quite naturally are not well accountedfor by governmentagencies. In sum, nonagricultural employmentis quite certain to exceedofficial targets. Nevertheless,for purposes of total incomeprojection, only the target of one industrialjob per family has been includedin the total incomeprojection. - 52 -

5.13 Table 5.2 gives current and projected total incomes (agricultmal and industrial) for various project areas, in constant price terms, for resettler and host populations,due solely to projectactivities. For resettlers, the averageper capita income growth is 6.1 percent per year, for host populations less (2.4 percent). This is not particularly rapid comparedto recent incomeincreases in China's boomingcoastal areas, but it is faster than recent income growth rates of China's rural population. These calculationsexclude nonprojectdevelopments raising the generallevel of Chinesepersonal income, including,in particular, migrationof worldng-agepeople to the coastalareas. In generaL,however, it seems fairly certainthat neitherresettlers nor hosts will suffer reduced incomes, beyond at most a short (1-2 year) transition period, due to the Xiaolangdi resettlement program, and that average incomes will increase faster ta the local populationunaffected by resettlement.

-D. PROjr RISKs

5.14 The major risks-are the possible lack of timeliness of annual counterpart funds for the project and the failure to achieveresettler or host livelihoodtargets in tems of incomesor jobs as a result of lack of viabilityof some of the sites and industriesin the outer years of resettlement. In order to ensure the timelinessof budget, the Government is required to set up a revolving fund with three months' equivalentof local counterart funding within the first year of the project. Over the longer term, MWR will have a specialReservoir Area SupportFund, establishedfrom power salesrevenues, which would guarantee minimumincomes to householdsthat are unable to satisfy their needs due to farm and nonfarm livelihood failures. If industrial units go bankrupt, the agreements signed in advanceprovide for relocateesto be compensatedor integratedinto other units. In addition, if sites are not viable, alternativesites have been identified which will act as safety nets. -53 -

Table 5.2: FAmiLYINCOM PRE- AN Posr-RSErnEmNr FOR RESFruS ANDHom (1993 Yuan/year)

Pre- Income Post- resettlement growth resettlement (1993) (2 p.a.) (2000-10)

Resettlers Average income 2,555 (580) 5.0 4,160 (946) Houhe - Low income 2,542 (577) 6.1 3,520 (800) Medium income 2,668 (606) 2.6 3,440 (782) High income 3,950 (900) 2.7 6,680 (1,520) Jiyuan Within County 2,974 (676) 3.0 3,652 (830) Within Township 3,110 (707) 8.0 4,936 (1,122) To Wenmengtan 3,420 (777)- 2.8 4,380 (996) Mengjin Within County 1 2,591 (589) 3.6 3,674 (835) Within Township 2,538 (577) 3.6 3,616 (822) Xinan Within County 2,590 (589) 6.0 4,370 (993) To Wenmengtan 2,200 (500) 8.0 4,390 (998) To Kaifeng etc. 1,973 (448) 8.4 3,475 (789) To Zhongmu 2,310 (525) 15.2 6,221 (1,414) To Yuanyang 2,142 (487) 8.9 5,016 (1,140) Misachi Within County 1,819 (413) 5.3 3,050 (693) ShanxianWithin Township 1,559 (354) 5.9 2,334 (530) Yuanqu Within County 2,952 (671) 4.3 4,144 (942) Xiaxian/PingluWithin County 2,376 (540) 5.0 3,888 (883) AVERAGE VALUES 2,477 (562) 6.1 4,055 (921) Host ImDact Houhe (average income) 2,534 (576) 12.2 4,501 (1,023) Jiyuan Within County 3,361 (764) 2.9 4,117 (935) Within Township 4,527 (1,029) 1.2 4,936 (1,122) In Wenmengtan 3,550 (806) 0.8 3,840 (872) Mengjin Within County 1 2,534 (576) 1.8 3,022 (687) Within County 2 2,978 (677) 0.7 3,185 (724) Within Township 2,591 (589) 3.1 3,506 (797) Xinan Within County 2,660 (604) 0.9 2,890 (656) In Wenmengtan 3,550 (806) 0.8 3,840 (872) In Kaifeng etc. 4,497 (1,022) 2.9 5,509 (1,252) In Zhongmu 3,665 (833) 4.1 4,857 (1,104) To Yuanyang 5,280 (1,200) 0.2 5,341 (1,214) Mianchi Within County 2,433 (553) 1.2 2,648 (602) Shanxian Within Township 2,518 (572) 0.1 2,560 (582) Yuanqu Within County 3,071 (698) 1.9 3,506 (797) Xiaxian/PingluWithin County 3,265 742 2.5 3,871 (879) AVERAGE VALUES 3,286 (747) 2.4 3,978 (904)

Note: Figures inparentheses denote per capitaincomes. For details, see Annex 8. - 54 -

6. AGREEMENTS AND RECOMMENDATION

6.1 The followingagreements were obtainedat negotiations. The Borrowerwill:

(a) publicize resettlementgrievance procedures (paa. 3.35);

(b) implementthe ResettlementPlan in a manner acceptableto the Association accordingto criteria given in Box 1, page 13 (para. 3.38);

(c) ensure that constructionand filling of the XiaolangdiMultipurpose Dam, executionof the XiaolangdiResettlement Program, and completionof major agicultural resetdementworks (Houhe Dam and Wenmengtanagricultural area) are appropnatelysynchronized in a manner satisfactoryto IDA (para. 3.38);

(d) establishby November30, 1994 and thereafter maintainwith a balance of not less than the equivalentof three months' estimated noncreditproject expendiures (initially Y 30 million), a revolving fund to finance aU expendituresunder the project that are to be financedout of the Borrower's budgetary funds, if there is a delay in the availabilityof such funds (para. 3.47);

(e) cause YRCCROto maintainconsolidated project accounts, which would be audited by an independentauditor acceptableto IDA (para. 3.49);

(f) (i) ensure that aU activities under the Project comply with environmental standardsand guidelinessatisfactory to the Association;(ii) implementthe EnvironmentalManagement Plan in a manner acceptableto the Association, mcludingmeasures to minimizeand to mitigate any adverse environmental impacts; (iii) prepare and furnish to the Associationby December 15 the annual EMP plan for implementation; and (iv) maintain YRCC's environmentalmanagement office with competentstaff in adequatenumbers and with responsibilitiesand functionsacceptable to the Association(para. 3.53);

(g) cause YRCCROto retain the ReconnaissancePlanning and Design Institute of YRCC to completeall final resettlementprogram designsand to review all final provincialand county resettlementsite designs(para. 4.2); - 55 -

(h) ensurethat all taining and technicalassistance under the project, including localand overseas trainn, studytours and consultants' services are carried out in accordancewith a programsatisfactory to IDA (para.4.9); (i) (i) maintainthe reselement office of MWR, to be responsiblefor the overallimplementation of theProject, and the resettlementoffice of YRCC, to be responsiblefor daily implementationof the Project; (ii) cause the ProjectProvinces to maintaintheir repective Provincial resetdement offices and prefectual and county resettlementoffices; and (iii) maintainthe CentralLeading Group and the provincialleading groups with composition and finctionssatisfatory to the Association(para. 4.10); (j) furnishto IDA by December15 in each year the work programand the financingplan for implementingthe portionof the projectto be carriedout duringthe followingcalendar year, andwould undertake a mid-termreview with IDAby June 30, 1996(para. 4.15); (k) (1)continue to employan independentmonitoring institution acceptable to the Associationto evaluate at least semi-annuallyduring Project implementationthe socioeconomicprogress of thoseresettled and thosein host communitieswho are affectedby suchresettlement; and (ii) furnishto the Associationfor commentthe reportof each suchevaluation along with proposalsfor meetingProject targets (pam. 4.16);

(1) (1) employ an internationalEnvironment and ResettlementPanel of independentexperts with compositionand functionssatisfactory to the Association;(ii) furnish promptly to the Associationthe findingsand recommendationsof thePanel for follow-upactions; and (iii) implementall recommendationsfor follow-upaction as are agreedwith the Association (pam.4.17); (m) employ a dam safety panel for Houhe Dam and monitor its design, construction,and maintenanceaccording to proceduresagreed with IDA (para.4.18); (n) actingthrough MWR, establish a ReservoirArea Support Fund to guarantee maintenanceof incomesof resettlersand hostsand operatesuch Fund until no longernecessary (pam. 4.25); and (o) ensurethat (i) all necessarygovernmental project approvals for industrial projectsunder the Project are obtainedprior to the approvalby therelevant resettlementoffice of resettlementfunding; (ii) YRCC shall employ industral consultantsacceptable to the Associationto reviewon a semi- annualbasis the proposedindustrial projects under the Projectand furnish promptlyto the Associationthe reportof each such reviewalong with the -56 -

recommendationsfor fo}lowup action; and (iii) YRCCshall implementsuch follow up actions as ae agreed with the Association(Iau. 5.10).

6.2 There are two conditionsof Creit effectiveness: (a) approvalof the Credit Agreement by the Borrower's State Council; and (b) cross-effectivenesswith the Loan Agreementfor the XiaolangdiMultipurpose Project.

6.3 Subjectto the above,the proposedproject would be suitablefor a creditof SDR79.9 million($110 mfllion equivalent) to thePeople's Republic of China. The credit wouldcarry standardIMA terms with 35 years' matunty. COMPARISONOF ALTERNATIVESTO THE XIAOLANGDIPROJECT

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_dh-b25s.~~ -58 - ANX 2

RESETLEMNT POLICY AND LEGALFRAMEWORK

Background

In China where since 1950 over 10 million people have been resetded for the purpose of water conservancyprojects, a policy and legal frameworkhas been developed over the years. A number of laws relate to resettlementand several regulaions have been decreed to improve planningand implementation.

CIhnese Laws Tat Pertain to Resettlement

I. The Law of Land Management,PRC, 1987

The Law of Land Managementcan be regardedas the ficst State land use planning law of the PRC; it deals with land ownership rights, land use rights, land utilizaion, land protection, control over land for constructionat state level and also in xiangs and viMlages,and assignslegl responsibilitiesfor the implementationof the law.

Section Four of the Law deals with land used for State construction;its provisions expand on previous regulations in this regard and relate them to the new law managementstructe. Two principlescontained in Section Four are important

Transfer fromagricultural to nonagriculturalregistration (Article 31): Units who lose all of their land may transfer agncultural registered people to nonagriculturalregistration.

Increase of resettlementsubsidy (Article29): If normal land compesation and resettlement subsidy stipulatedby the State will not enable resetted farmers to maintain their previous standard of living, the resettlement compensationand subsidymay be increasedto a maximumof 20 times the average annual output value of the requisitionedland.

The Law does not mention any specialarrangement related to the reallocationof existing contractedland to affetd and host farmers as a result of intensification of existingland for resetdementsites.

Article 32 sets out the special treatmentwhich applies to the XiaolangdiProject: fte standardof compensationand the relocationregulations of land requisitionof large and mediumwater conservancyand hydraulicprojects wil be stipulatedby the Stat Council. -59- M

I}. WaterLaw of the People'sRepublic of China, 1988 The Water Law (Decwe No. 61) deals with principlesfor the development, uiliztion, protecdonand control of waterresources. Plans for developmentshould be in coordinationwith the National Land Plan and consider the demands of various regons. Article23 statesthat 'when thereis a needfor relocationof inhabitantsfor a State waterproject, the local govemnment shall be responsiblefor theproper anrangement of the livelihoodand production of relocatees.The fundsneeded for resettlement shall be includedin the investmentolan of the project,and the resettlementwork shallbe completedwithin the constmctionstage according to schedule." m. The EnviornmentalProtection Law, PRC, 1979 The EvironmentalProtecton Law stipulatesthat large and mediumsized water consency projectsmust undertake environmental impact studies as part of the feasibilitystudies. This includesan assessmentof the socioeconomicimpacts of inundationand proposedresettlement. Regulations for EnvironmentalAssessment andImpact Statement of WaterResource Projects became effective in October1981 and are administeredby the Mnistry of EnvironmentalProtection. Other regulationshave been developed to dealwith environmental standards for drining water,waste management, industrial effluent, soil and water conservation, etc. For reidential reconstruction,standards are set by the Ministryof Urban and Rural Consruction. Volume X of the Project Brief (Annex 17 presents the environmentalassessment of the XiaolangdiProject.

Regulatloasfor ProjectsWith Resemet Components Chineselaws are transformedinto actions throughthe developmentof more specific reguationsthat can be followedby therelevant ministries and departments. The following reglations pertainto resettement: I. Regulationfor Land RequisitionCompensation and Resettlementof Iarge and MediumWater Conservancy and HydroelectricProjects (hereafter referred to as "The Regulation')issued by the State Councilin DecreeNo. 74, May 1, 1991. Theseare guidelinesfor MWRto follow. The Regulation,based on the Law of Land Managementand the Water Law, identifiescompensation and resettement principles, compensation standards for land requisition, resettlementplanning and implementation,as well as legal responsibilities.The Ministryof Water Resources(MWR) or the Mnistry of Energy(MOE) are empoweredto carry out this regulation. Somefeaues of the Regulationare of particularimportance: -60- ANNEX 2

The State encourages and supports 'resettement with developmentby' means of compensaion and subsidy in the initi stage, and production support in the late stage.

It requires to properly deal with the relationshipbetween State, collectives and individuals.Both original and host areas shall be subordinatedto the overall interestsof the State.

Resettlementshall make relocatees recover or surpass the existing living levels through construcdon, resources exploitation, soil conservancy and economic developmentof the reservoir region.

Units who lose their land completelycan transfer their regisations from farmer to nonfarmrestration as reviewedand approvedby provincialand county governments.

If the compensationfor land and resetdementcalculated on the basis of the Regulationmakes it difficult to meet needs, the resetdtementsubsidy may be increasedto some extent.

The Regulationdoes not mention any special arrangement related to the developmentof wasteland and floodplains, the intensificationof existing land, and reallocation of already conctd land to affected and host farmers. New legal arrangements are required to pennit appropriate adjustmentto contrctual land, uncultivatedland and grass slopesin the host areas.

II. Design Standardsfor Inundationof Reservoirs, Ministry of Water Resources (December31, 1984)

The Design Standardsprovide comprehensiveguidance on:

- Identificationof Scope of InundationArrangements

- Design Stage, Design Contents, Divisionof Work and Collabomtion

- Relocationof People and Arrangementsfor InundatedItems

- ComprehensiveDevelopment Plan and Requirementsfor ReservoirClearing

- Calculationof CompensationCost for InundationArrangements m. SelectedConventional Laws and Regulationsfor InundationArangements and Land Requisitionof HydroelectricProjects, edited by HydroelectricPlanning and Desig ManagementBureau, March 1989 -61 - AN= 2

IV. Deta Rules for InundatedAssets Invesdgation of HydrologicalProject, MWR, 1986 V. Pinciples for Villageand TownPlanning, National Agricultal Commission, Natonal Conscion Commission,1992 VI. Methodsof FinancialManagement of ement Funds,MWR, 1989 VIL Rgulatons issuedby otherauthorities (e.g., provincialgovernments). -62 - AN= 3

INUNDATIONIMPACTS

Table 1: SUMMARYOF XIhOLANGDIPROJECT IeACTS

laoluangdiReservoir Impacts Total ReservoirSurface Area 272 knm2 Lengthof Reservoir 130 km InundatedLand Area 366,000mu InundatedCultivated Land (50%) 183,000mu Per CapitaCultivated Land 1.0 mu PopulationAffected (1991) 150,172 PopulationAffected (moving year) 171,118 Populationas a percentof Countypopulation 5.1% InundatedHousing 4.6 millionmn 2 Numberof AffectedTownships (Xiangs) 30 Numberof AffectedAdministraive Villages 173

XiaolangdiConstuction Zone lnpacts RequisitionedLand Area (22 lkn) 33,500mu RequisitionedCultivated Land (60%) 20,000mu Per CapitaCultivated Land 2.0 mu PopulationAffected (1990) 9,556 PopulationAffected (moving year) 9,944 Populationas a percentof Countypopulation 1.1% InundatedHousing 0.3 millionn 2 Numberof AffectedTownships (Xiangs) 6 Numberof AffectedAdministrative Villages 19 EBflAEBS OF POPULATION TO as BBICA'TED

I Directly Share of people moving by Year: Total Population to be Moved by Year ('0003 | Totel |IeRee vo freAffectedff------te------o ulto couti't Ijavele Population 1992 1993 1994 1995 1996 1997 1998 1999 2000 2010 2011 1992 1993 2994 1995 1996 .1997 199S 1999 2000 2010 2011 Ito be Moved

(1991) (2011)

Jiyuan DM Site* 44S6 67t 23% 10% 3.1 1.1 0.5 0,0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 4637 ISO" 6241 250 251 25S 25% 0.0 1.6 1.6 1.7 1.7 0.0 0,0 0.0 0.0 0.0 0.0 0.4 I 6601 26CS 19249 25% 2S* 25% 250 0.0 4.0 0.0 0.0 0.0 S.3 5.4 5.5 5.5 0.0 0.0 0.0: 21736 275S 1676 SO% s0% 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1.1 1.1 2168

Total 31522 3.1 2.7 2.1 1.7 1.7 S.3. .4 S.S S.S 0.0 1.1 1.1 I 35142 ...... _. I..------....--- ...... -*------

Wngin DaM aite 5100 670 234 10* 3.5 1.3 0.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 5307 IS"0 1593 25, 25% 25a 25% 0.0 0.4 0.4 0.4 0.4 0.0 0,0 0.0 0.0 0.0 0.0 0.0 W.6SS 265W 6091 2SS 25% 25% 25% 0.0 0.0 0.0 0.0 0.0 2.2 2.3 2.3 2.3 0.0 0.0 0.0 9136 275S 996 50* SO 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.7 0.7 1370

Total 15760 3.5 1.7 1.0 0.4 0.4 2.2 2.3 2.3 2.3 0.0 0.7 0.7 17498 , _...... _,_,___.. _*t__._._...... ,,..._.__...... _.._,...... ___ ...... __

Zinan IS= 12672 25% 25S 25% 2S% 0.0 3.3 3.3 3.4 3.4 0.0 0.0 0.0 0.0 0.0 0.0 0.0 13403 265W S1389 25% 2 25* 2S* 0.0 0.0 0.0 0.0 0.0 14.2 14.4 14.6 14.6 0.0 0.0 0.0 58028 275t 5671 50% 50% 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3.9 3.9 7800

Total 69732 0.0 3.3 3.3 3.4 3.4 14.2 14.4 14.6 14.8 0.0 3.9 3.9 79232 w

MUnchi lSON 0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0 265" 9836 25% 25% 2S% 2S% 0.0 0.0 0.0 0.0 0.0 2.7 2.6 2.0 2.8 0.0 0.0 0.0 11107 275W 1189 So% S0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.8 0.0. 1635 Tatel 11025 0.0 0.0 0.0 0.0 0.0 2.7 2.6 2.0 2.8 0.0 0.8 0.8 1 12742 __.._._.,...... _._.--*,*__...... _._____.___*_**__*--*_**-.*____**-,*-,._.--___,___.*…_,_._.___,_.__.____,___*_._____._-._._.,,_,-_-_-_---_...... …___

Shadan 101t 0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0 265) 145 100% 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.2 0.0 0.0 0.0 4 165- 275M 615 SO% S0% 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.4 846

Total 760 0.0 0.0 0.0 0,0 0.0 0.0 0.0 0.0 0.2 0.0 0.4 0., 1011 * . C *~***~......

Konen Dan site 9596 6.6 2.3 1.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 99944 Provinoe 180M 20S06 0.0 S.3 5.4 5.5 9.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 | 21690 26SM 68710 0.0 0.0 0.0 0.0 0.0 24.4 24.6 2S.2 2S.7 0.0 0.0 0.0 | 100172 27SW 10047 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.9 7.0 13819 State 813 s0o s0o 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.4 0.0 0.0 0.0 I 013 warkr I

Total 129632 6.6 7.6 6.4 S.5 5.5 24.4 24.8 25.6 26.1 0.0 6.9 7.0 | 146438 Cl. a 2...... g...... - ......

Page I Of 2 ESTIMATUSOF POPULATIONTO BE R3XCATBD

Directly OMar of people MOVing by YeaW2 Total Popuilation to t~e Maved by Year ('COO) Total coNTV Levela Populetlon 1992 1993 1994 199S 1996 1997 1998 1999 2000 2010 2011 1992 1993 1994 1995 1996 1991 1998 1999 2000 2010 2011 Ito_be_Moved (1991) .1 (2011) Yuaniqu 18014 0.0.0 0.0 0.0 0.0 0. 26514 0000.0 0.0 0.0 0.0 0.00 25949 25% 25% 25% 25 0.0 0.0 0.0 0.0 0.0 7.1 7.3 27514 2558 7.4 7.5 0.0 0.0 :0.0 29220 so% 50% 0.0 0.0 0.0 0,0 0.0 0.0 0.0 0.0 0.0 0.0 1.7 1.8 49 Total 2850? 0.0 0.0 0.0 0.0 0.0 7.1 7.3~ 7.4 7.5 0.0 1.7 1.8 3,1713 ------...... I...... …. Ziezian 1l0om 0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 265S4 339 0.0 0.0 I 0 50% s0t 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.2 0.2 0.0 0.0 27514 71 0.0 385 50t s0t 0.0 0.0 0.0 0,0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 97 Total 410 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.3 0.2 0.0 0.0 0.0 402

Pingin 10om 0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 26514 0.0 0.0 0.0 0.0 0.0g 0 735 s0t 5et 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.40.0000 27514 377 835 s0t sot 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.3 0.3 :15 Total 1112 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.4 0.0 0.3 0.) 150 ...... 0.0 ...... ~~~~~~~~~~~~~~~~*,*...... Usaxtz 1l0om 0 0.0 0.0 0.0 0.0 Province 0,0 0.0 0.0 0.0 0.0 0.0000 0 265S4 27023 0.0 0.0 0.0 0.0 0.0 7.1 27514 7.3 8.0 8.1 0-0 0.0 0.0 5o,0440 3006 0.0 0.0 0.0 0.0 0.0 0.0. 0.0 0.0 State 0.0 0.0 2.0 2.1 4105 47 l00t 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Workers 0.0 0.1 0.0 0.0 0.0 67 Total 20096 0.0 0.0 0.0 0.0 0.0 7.1 7.3 8.0 8.1 0.0 2.0 2.1 ...... "a...... 346122 ...... *...... oo.....a...... ae...... 0 ...... a. -...... …...... - 0 TOMAl O" site 9556 6.6 2.3 1.0 0.0 0.0 0.0 0.0 18014 20506 0.0 0.0 0.0 0.0 0.0 9944 0.0 5.3 5.4 5.5 5.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 21690 26514 115733 0.0 27514 0.0 0.0 0.0 0.8 31.6 32.1 33.2 33.800 0.::0 :0.0 130612 13053 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 00 .9 State 880 .0 17924 wtrkers 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.5 0.0 0.0 0.0 69180 Total 159728 4.6 7.6 6.4 5.5 S.5 31.6 32.1 33.6 34.2 0.0 8.9 9.0 1805

303:-1931 populaticeestinAtes by' 13CC are b"ead on 1986 survey. -Projected annual pROultion growth rate after 1991 is 1.35%int Henan. 1.40%In Shanxciand 3.00%in townse. 0. Ppultion in dam site are is booed an a 1990 marvey. 0

Page anDe2 65- ANE 3

Table 3: PRojEr-AECIRD PEOPLE

A) GeneralI ts: MovingYear EPa l 1) AgriculturalRegistration peoplewho lose land & house 132,769 peoplewho lose landonly 12,988 (housesabove EL 275) peoplewho lose houseonly 4,823 peoplewho lose accessto village 3,326

Subtotal 153,906 67.0Q 2) NonagricuturalRegistration peopleresiding in towns(lose houses) 8,342 7,500 peoplein fatories, mines& third estate 5,214 3,083 teachers& retiredworkers in rurl areas (lose houses) 2,736 550 peoplein institutions(forest stations) outsidetowns 40 20 peoplein institutionsrun by province 880 474 Subtotal 17.212 11,627 :iotal Dincfly Affected 171,118 71 B) Liveihoods Moving Year

1) AgriculturalRegistration primarilyin farming(withsidelines) 119,265 37,109 countyenterprises (contract workers) 3,026 3,026 townshipenterprises 2,145 2,145 farmerswith temporarynonfam income 21,321 21,321 Subtotal 145,757 63.601 (peoplewho onlylose housesor access) 8,149 3,399 Subtotal 153.96 7000 - 66 - ANNEX3

Table3: (cont'd)

Mmdn&yz 2) NonagriculturalRegistration teachersin rural areas 550 550 retiredworkers 2,186 0 xiangadministrators (cadres) 8,382 7,520 townshipenterprises (factoiies and mines) 1,328 896 county-runstate entepises (factories, mines& commerce) 3,886 2,187 provincial run institutions 880 474 Subtotal 17.212 11,62 Total 2B.627 2171,118 -67 - ANNEX

Table 4: SPATIALORGANMATION OF RESERVOIRARE POPULATION

Average Affected Number Type of Unit Population 8 Counties 18,770 30 Xiangs (rownships) 5000 173 AdministrativeVilLages 870 379 Natural Village 400 872 ResidentialGroups 170 31,951 Households 4.7 150,1721 Persons

Note: 1991population. -68- AN]NEX3

Table $: Land Area by Type to be Inundated

Typeof Land TotalArea Percent Percent

Total InundatedArea 408,485 100.0 CultivatedLand 183,281 44.9 100.0 A 1.Irigated 84,384 46.0 2.Dryiand 82,099 44.8 3.Floodplain 11,864 6.5 4. VegetablePlot 4,934 2.7 GCarden 5,765 1.4

B I.Orchard 4,695 _ 2.Other Garden 1,070_ Forestry 39,718 9.7 100.0 1.TimberForest 31,218 78.6

-Mature 12,793 _ C -Young 18,425

2.E3cononicTrees 1,165 _ 2.9 3.Fuel Forest 4,436 11.2 4.Nursery 2,899 7.3 Ponds 645 0.2

D I.Fish Pond 419 2.WeedPond 226 , ;

E ThreshingSpace 5,388 1.3 _ F Reidenti Areas 14,832 3.6 -

o GrassLand 49,191 12.0 _ H WasteSlopes 53,059 13.0

I Roads 13,903 3.4 _ I Water Surface 42,703 10.5

Source: YRCCInvesdgation in1991. -69- ANNX 3

Table 6: RURALHOUSIG AREABY TYE TOB INUAD, 991

Henan Shanmd Total

1. Main House Area (1,000 m) 2,824 558 3,382 per capita (m) 28.9 21.0 27.2

of which: 1 storey brick/timber 13.2% 14.7% 13.4% 2 storey brick/timber 4.8% 12.8% 6.1% I storey earth/timber 5.6% 15.1% 7.2% 2 storey earth/timber 4.3% 14.8% 6.0% Brick cave 31.7% 12.3% 28.5% Earth cave 39.6% 30.3% 38.1% (Prefabricated) 0.8% 0.0% 0.7%

2. Auxiliary House Area (1,000 m2) 432 155 587 per capita (m2) 4.4 5.8 4.7

3. Total House Area (1,000 ra) 3,256 712 3,968 per capita (m>) 33.3 26.8 31.9

of which: buiding area 30.4% 58.6% 35.5% cave area 69.6% 41.4% 64.5%

Rural HousingPopulation (1,000) 97.8 26.6 124.4

Source: YRCC Investigationin 1986 and 1991. Table 7: EDUCATIONAL.CULTURAL AND HEALTHFACILITIES TO BEINUNDATED

Unit for Cost: 10000 RMByuan

Educationalfacility Health facility _ _Cultural Facility

Water School Middle Training Cost Small Clinic Health Cost Cinema Library Cultural Cost Level School Center IY 10000) Hospital Station IY10000) Center (YI 0000)

275 7 5 0 106.158 1 6 1 26.2452 2 0 7 18.1789 (Meng_n)

180(Jiyuanl 10 6 0 212.7719 1 11 1 28.9074 1 1 1 10.9608

180 (Xinan) 15 4 0 126.4663 0 12 0 8.5474 0 0 12 6.2767

Total 32 15 0 445.4232 2 29 2 63.7 3 1 30 35:6174

04 :1 Table 8: INFRASTRUCLURE TO BEINUNDATED

*tem Unit Agegate Total In _duan Meng#n Xban Mianchi Shenatn Total in Yuanqu Xamien Pigu Henan Shanco

Numbe Lin 131 too 42 7 29 10 12 31 25 1 5 Total - - Rood _ Loth km 687.80 535.00 174.00 60.10 181.90 72.0 47.0 15208 12..3 2 24.5

Cowut Numbe Line 10 87 _ 1r Road . - - -.. P__d__ Length km 88.20 65.30 30.30 25.0 32.90 32.9

County- Numbet kne 22 t 8 8 I a 2 1 1 2 2 aegRood - Lnth km 215.86 172.80 82.80 62.80 84.40 10.0 10.5 39.65 27.8 12.45

jdanVma Numbw Line 99 73 27 6 23 6 I t 26 22 1

.______RdLength Km 383.75 303.55 80.9 61.6 97.60 37.0 36.6 80.25 65.8 2

35 Kv Subetaton No. 2 1 1 1 1 4

Power 35 Xv Trene Line km 34.30 27.00 27.00 7.30 7.30 17.50 Lk - - - - Numbr LUn 83 44 20 4 9 8 3 39 35 17.50 10Kv Om_e ength km 503.20 362.70 70.7 60.3 154.60 71.1 6.0 140.60 123.0 I

Low-voteg Power Line km 1038.63 698.13 106 05.53 655.00 56.7 11.9 140.50 123.0 5075 - - -.. County Numbe Li 23 16 7 3 5 1 7 6 3

Leth km 171.77 129.72 20.2 12.00 79.52 18.0 42.05 36.3 3055 Commui. tinee aleng.VitoeVe Numbw LIn 81 63 31 14 6 12 18 132 Line------______Length km 376.36 319.2 79.2 78.5 61.60 110.0 57.15 60.8 3

Ovehad LU km 2.72 2.72 2.52 0.2 _

EmbeddedLin" km 26.00 26.00 24.00 2.0

brsdcest Ancny No. 1 8 1 I 5 1 3 3

Cout Nuver Line 17 t1 4 1 5 I 6 6 casting ______Length km 157.40 t16.10 7.5 12.00 78.60 18.0 41.30 41.3 lnes - , ------dNgVWag Number Lin 142 100 36 14 33 12 5 42 39 2 1

______Leth km 707.66 609.80 88.30 89.70 308.80 114.0 9.0 97.75 85.0 3 9.75

TV O tern Steon 5 5 4 1 - .... ~~ .. - . - 4 -- - -72- ANNEXI

Table 9: FACTORIES AmN MINESTo BE INuNDAln

Nunber of Enterpus. Land Covenage (mu) Nunmbarof EMnloyres

Total Industry Mine Total Industry Mies Total Indutty Mine I- -.------Henan Prince 80 7 73 2,35.6 104.0 22,447.6 11,303 379 10,924

JIyuma 6 2 4 112.0 30.0 82.0 1,038 as 9s0

omeain 2 - 2 125.0 125.0 1,3S3 - 1,3S3

XWan 68 5 63 189.6 74.0 1,820.6 8,465 291 8,174

Mlachi 3 - 3 190.0 - 190.0 327 - 327

Shanxian I . 1 30.0 - 30.0 120 . 120

Shawni Povince 13 2 11 104.8 20,0 84.8 2,452 100 2352

Yuanqu 10 2 8 78.8 20.0 58.8 2,152 100 2,052

Pinglts 3 - 3 26.0 - 26.0 300 - 300

ToWa 93 9 84 2,456. 124.0 2,332.4 13,7SS 479 13,276

Table9A: FACORIESAMINES ESTABUS AND EXANED SINCE1986

Number of Enprises Lnd Coverge (mu) Number of Employee" Jurdsdictioa -- Totl Indusry Minea Total I nduty Wines Toal ndustry Wmins

Hemn Prone is1S8 53 10S 1,496.5 380.7 1,11S.8 13,S78 2,030 11,S48 IyuYaUt 27 7 20 211.5 63.0 1i8s" 1,598 186 1,412

Menuian 1I- I - - - 124 - 124 jIana 125 46 79 1,160.0 317.7 842.3 11,638 1,844 4,794 lMiae S S 115.0 - lS1.0 218 - 218

Shanxia - - - - -

Shmbi P hovince I I 500.0 - SOO.0 1,100 - 1,100

YU=" I I SOO.0 - 500.0 1,100 - 1,100

Pinglu - - -

Toal 159 53 106 1,996.5 380.7 1,615.8 14,678 2,030 12,648 -73 - 4

COMPENSATIONSTANDARDS AND ENTIlTEMENT

COMPENSATIONPNCILE

MWR follows compensationregulations based on the Law of Land Management.This lawdeals with landownership nghts, landuse rights,land uilizatm, land protection,control over land for use by the State and Local Govemment,and assignmentof legal responsibilitiesfor implementationof the law. MWRalso measures publicand private assets in orderto deteminecompensation payable to the affectedparty. The ratesof compensationare set by Stateand Provincialauthorities and somerates can be negotiatedto accountfor specialconditions. Large-scale reservoir inundation creates a complexset of impactsfor the variousaffected population groups. Table 1 indicatesthe compensationprinciples used by YRCCfor the costingand planningof the Blaolangdi resettement. In orderto ensurethat householdsare compensatedfairly, a formalboolet Ofhousehold assets and conditionswill be fl out for eachhousehold and signedby the head of household,local officials and resettlementofficials. Since much of the resetdementis doneon a collectivebasis, the compensationassessed for each household will be disbursed(a) to the host village (for land requisition)or (b) directlyto the household(housing, moving expenses, cash compensationfor lost assets)or (c) to a local authoritythat contractsout serviceson behalf of the relocatees(house coawtion, transportation,health care). -74- AI±1XA

Table 1: SUMMARYOF YRCC BPElrLEMENT COSr ESIM&vAS FoR EL 275

YRCC 1991 CONPENSATIONCOST .______(millionyuan) SHANXI HENAN OTHER TOTAL

I - RURALRESETTLEMENT 309.64 995.21 0.00 1,304.85 1. Land Compensation 183.69 486.61 670.30 2) Runr residentialreconstruction 109.36 455.48 564.84 - 2.a) ResidentialHouses 89.75 379.46 469.21 2.b) Otber Costs 19.61 76.02 95.63 3) Smal soe rurd sdelines (ox small mines) 1.44 12.64 14.08 4) Water conervancy compensadon 15.15 40.48 55.63 II - RELOCATIONOF TOWNS 14.69 45.73 0.00 60.42 1. ResidentialHouses 9.30 27.43 36.73 2. Other Costs 5.39 18.30 23.69 Im - IUSTRY AND rNFRASTRUCTuRE 96.35 404.16 0.00 500.51 1) RelocateFactories and Mines 45.40 266.54 311.94 2) RelocateSpecial Institutions 2.13 7.01 9.14 3) Roads & Bridges 37.68 97.97 135.65 4) Fetries & Wbar 3.01 6.75 9.76 5) Smal HydroPower 0.26 1.40 1.66 6) Electical Trnsmission 3.06 10.03 13.09 7) TelecommunicationsLines 0.85 2.39 3.24 8) BroadcastLines 1.10 3.93 5.03 9) ReservoirClearace & PublicHedath 2.86 8.14 11.00 SUBTOTALFOR ITEMS I, H1& mH 420.68 1445.10 0.00 1,865.78 IV - INDIRECTCOSTS 12.61 43.38 147.15 203.14 1) Planningand Design 4.20 14.46 0.00 18.66 2) Administration 8.41 28.92 0.00 37.33 3) UnspecifiedItems 0.00 0.00 9S.15 95.15 4) Monitoring& Supervision 0.00 0.00 13.00 13.00 5) SettingUp CROs 0.00 0.00 13.00 13.00 -75- A

YRCC 1991 COMPENSATIONCOST (miion yuan) SHANXI HENAN OTHR TAL

6) SettingUp YRCC RO 0.00 0.00 19.00 19.00 7) Tanng 0.00 0.00 7.00 7.00 SUBTCTALFOR ITEMS I, U, Ill & IV 433.29 1488.48 147.15 2,068.92 V - PROVINCLALFACILiTIES 23.73 45.36 12.00 81.09 TOTALRESERVOIR RESErLEMENT COST 457.02 1533.83 159.15 2,150.00 Total cost per person (yuan) = =__ 12,564

Source: YRCC estimates,November 1992. - 76 - AM= 4

Table 2: COMpEATIONPNCamS FORVARIOUS AFFcED POPULATIONGROUPS

AffectedPopdaton Compesation Entitlement Resettement Stateg Categories

A. Agricultural Population

1. Householdswith land Ful compensadonfor hous- Relocafionas a group can be and house below 275 m ing, new livelihoodand future more distant project benefits 2. Householdwith land Ful compensationfor new Relocatehousehold near below 275 m and house livelihoodnearby (or lso new existing house above275 m housing)plus fiute prqect benefits 3. Householdswith house Full compensationfor housing Rebuild house near existing below 275 m and land neaby plus futue prect fanmland above275 m benefits 4. Householdswith land Full compensationfor hous- Providehousing and jobs at and houe in dam site ing, new livelihood& fumre prqect site; return to farm constnzcon area project benefits (e.g., return after lad after constrcon) 5. Householdswith land Pull compensatonfor new Providenew land or job at only in dam site con- livelihoodnear (or also new project site; retur to farm structionarea housing)plus futureproject aftr benefits 6. Householdswith land an Ful compenstion to Providenew land or job to new residentiallfactory reestablishlivloods neby new townshipor sites and future project 7. Households(hosts) tOat Adue compenaton to Minimizeimpacts if possible sbare land with resttles imov esting ime levels and share future prect beefits 8. Householdsthat lose Adequat compensationto Avoid or minimizeimpacts if acoess to seasoal replace lost new inoome Possible croplandalong floodplai (e.g., Wenmengta) B. Nonagricultural

9. Householdswith house FUl sn for new Relocatehousehold with townf and weo:placebelow house, job at tdocated or new eteriso 275 m e8nt e plus futureproject benefits - 77 - ANNEX4

Table 2: (cont'd

AffectedPopulation Compensation Entitlement ResetlementStraSegy Categories

10. Householdswith houso Fult compensationto rebuild Rebuildhouse near workplace below 275 m and work- new house near exisig place above 275 m woklace plus fiute project benefits 11. Householdswith work- Provisionof job at relocated Relocatewith town or fictory place below and house or new enterprisenearby (or plus housing if required above 275 m also new house)plus future project benefits 12. Householdswith house FulI compeusationfor new Relocateon project site or to and workplacewithin house, job at rolocatedor new nearestvillage dam site construction entprise plus fiture project area benefits 13. Single temporarywork- euaranteto provide Relocateon project site or to ers living in factory tmporary work at relocated nearestvillage housing or new enterpriseand simila housing if possible

14. Singletmporary work- Adequatecompensation to Respnsbility of employer ers with separte housing replace lost incomeor outsidereservoir area guartee to provide temporary work on similar basis

C. Ote Populafion 15. Registred familymem- Ful compensationas awarded bers temporay residing to other familymembers elswhere (student, armymen) 16. Registeredfamily mem- No compensation bers permanentlyresid- ing elsewhere 17. Unregisteredmembers Full compensationas awarded who reside prmanenty to ote member of household 18. Unregisteredmembers No compensaton who reside temporarily (visitingrelatives) -78 - ANNEX4

Table 3: COMPENSATnONSTANDARDS FOR REsErLEmEr COST

Item [ Standard Note

A. Rural Component a. Land a) Farmland Irrigated Land Henan: Jiyuan-Y 3,880 per mutY 3,608 per mu 8 times Xinan-Y 4,850 per mu/Y 4,510 par mu 10 times Mengjin,Mianchi & Shanxian-Y 3,395 per mu/Y 3,157 7 times ______per mu_ Shanxi: Yuanqu-Y 4,432 per mulY 4,216 per mu 8 times Xiaxian & Pinglu-Y 3,878 per mu/Y 3,689 per mu 7 times Dryland Hena: Jiyuan-Y 1,720 per mu/Y 1,592 per /mu sam as the irrigate Xinan-Y 2,150 per mu/Y 1,990per nm land Mengjin,Mianchi & Shanxian-Y 1,505 per mu/Y 1,393 per mm Shanxi: Yuanqu-Y 1,960 per mulY 1,864 per mu Xiaxian & Pinglu-Y 1,715 per mu/Y 1,633 per mu Floodplain Henan:

______Jiyuan-Y 2,800 per mulY 2,600 per mu same as the irrngated Xinan-Y 3,500 per mu/Y 3,250 per mu land Mengin, Mianchi& Sbanxiau-Y 2,400 per mu/Y 2,275 per mu Shanxi: Yusnqu-Y 3,192 per mu/Y 3,040 per mu Xiaxian& Pinglu-Y 2,793 per mu/Y2,660 per mu

Note: The two figures in the column *Standard*refer to compensationstandards at 265-275m and up to 265 mn

Times in column ONote refer to total of consation and allowance(subsidy). -79 - ANNEX 4

Table 4: COMPENSATIONSTANDARDS FOR XID RErzmEN COST 13SIMAT Item Standard Note VegetablePlot same as irigated lnd b) Garden 7 times Orchard Y 8,120/mu Other Gardens Y 3,500/mu

c) Forest Land __.__ _ Cash Forest Y 3,500/mu 7 times Timber Forest Y 1,260/mu 7 times Fuel Forest Y 300/mu 1 time d) Nursery Henan-Y 3,3951Y 3,157/mu; Shanxi-Y 3,878/ 7 times ______Y 3,689/m u e) Pond 7 times /a Fish Pond Y 7,000/mu Reed Pond Y 2,240/mu f) Grassland Y 210/mu 7 times b. House/Dwelling Cave L Prefabricated Houses Y 135/mz brick & Timber Houses Y 120/m2 Brick & Timber High Houses Y 130/mi2 Earth & Timber houses Y 90Im2

Earth & Timber High Houses Y 100/imn _.__ Brick & Stone DweIlinICaves . Earth Dwelling Caves c. Sparse Trees

Fruit Trees Y 45/tree __._._ Timber Trees Y 6/tree d. New Village Construction a) Land Requisition for New Vllages Henan-Y 1,505/Y 1,393/mu; Sbanxi-Y 1,960/ 7 imes /c ______Y 1,864/mu b) Land Levelling Y 120/mu c) Water Supply Y 300/mu e. Subsidy for Water Facilities Y 300/mu /d f. Facilities of Agricultural Sidelines Brick & Tile Kilns Y 5,000 for each Limedilus Y 600 for each Other Sidelines Y 100 for each l On the basis of output value of irrigated land. Figured out on the basis of Henan Provincial standards. On the basis of output value of dryland. OOn the basis of inundat farmland areas. -80- ANNEX4

Table 5: COMPENSATIONSTA FRMS XID R COST ESTM! -______Item_ rStadard I Note B- !M&u:pCoLWonent ; iL Houses& Dwellin awes T_ RefertoHenam Standards Brck & TimberHouses Y 130-135/m2 _ Ear&t& TimberHouses Y 100-105/__ 2 PrefabricatedHouses Y 135-140/M _

CompoundHouses Y 100-105/rm __ _ _ 2 Brick & StoneDwelling Caves Y 125-130/e _ Earth DwellinvCaves y 70-75/r2 SimpleHouses Y 50-55m/2 b. ndsra & CommercialFacilities Industrv 70% of the constantfixed asset Commerce Y 1.000 for each c. Loss dueto ProductionSuspension_ Industry salary & revenuesfor 3 montbs/

Commece_ saly & revenuesfor 3 months/

d. New Townsip Canstction _ _ a) Land Reauisition same as land for rural construction _

b)Municipal Constion _ 1) Street| Arerial Street Y 0.2-0.34mion/km

CollectorStreet Y 0.1/km _ 2) Power Lines Mains _ Y 12.000/km Terminals Y 6.000/km e. Continuenev 5% C. Factory/Mine& Specie items a Factries and Mines a) Land Requisition same as null residentialsites b) Houses& Dwelling Caves same as townshipconmonent __ c) Loss of Eauipment, Industries 70% of constantfixed assets Mines 95% of constantfixed assets

Small CoalMines Y 6.000 for eachwoTker _ OtherSmall Mines Y 2.000 for each worker - 81 - E 4

Table 6: COMPENsAnoO STANDADS FOR RESE Ill COSI ESnImoI Item Stadard I Note d) Loss due tg dcn n ___gw Sa ...... b. Institutionsoulside To nhins ______c. Small Hvdroower Pmects d. Roads _ a)Cout Roads (sand & gmav Y 0.5 milonkm

b) Corm__-xianRoads _ _ ___.

AsphaltPavement X 0.3 million _ _ _ Sand & Gravel Pavement Y 0.2 millionlm c) Xianf-VillaaeRoads Y 0.2 million/km d) Trk YRo20000km e. Power Facilities . a) 35 kv Substations Y 0.3 miliotn for each b10 kvlSubstabons l.OC0 foreacsh _ cl 35 k Lines Y 50.000/km 1___ d) 10 kv Lines Y 18.000/km __ e) Low-voltage Lines Y 12.000/km £ Telecommunications a) Installation& Test Run Y 5.000 for esch bl Countv-XiantLines Y 9.000 for each

c) Xanu-Ville Lines Y 5.000 for each _ . Public Address Facilities I a) Amplifier Stations Y 5.000 for each b) Coumtv-Xian2Lines Y 7.000/km ______cl Xianl-Villae Lines Y 5.000/akn ._,__ d) TV Differential Stations Y 50.000 for eAch 11 h. Communicati in ResevoirResion _ a) Medium Wharfs Y 0.6 million/boat 1 b) Small Wharfs Y 20.000/boat 11 c) General Wharfs Y S.000/boat _ _ _ d) MediumBoats Y 0.5million/boat e) Small Engined Boats Y 20.000/boat ; fi Wood Boats y 5.000/boat D. Reservoi aewint |a. SbutmrmRemnoval & Sanitar 91"Cin _ a) Units at Townsin Level Y 120 for each b) Rurl ResidentialSites Y 30/household lFactories and Mines Y 70 foreach - lb. Forest Clearing Y I151mu c. Relocation of Tombs _ a) Sinale Coffins Y 100 fgr each.

.b Double Coffins ISO for each _Y -82-vN

RESEITTEMENTSTRATEGIES, SITE SELECTION AND ALTERNATIVES

A. STRATGY FOR iD.JFYG REsME AREAS

1. Sincethe generalstrategy is to relocatethe maxmumnumber of affected peoplein farming,the selectionof suitableagricultural land is the major challengefor Xaolangdi rsttlement. However,since most of the avaiable land is alreadyunder cultivation,it is necessaryto identifyareas where host populationscan share existing agriculturalland with the relocatees,without adversely affecng the incomesof either group. At the same time, it is importantto appreciatethat to minimizedisruption of rcatees' livelihoods,the orderof preferencein sit selectionis to findlocations firstly within the same xiang/village,secondly within the same county;and thirdly in other countiesin closeproximity.

2. Giventhe largenumber of peopleto be relocated,the highrural population denSityand limitedland carrying capacity in the reservoirregion, other areas to resetde peoplewere investigatedat an early stageof the planning. Onearea calledWenmengtan was selectedbecause it is presentlyfloodiand and ownershipis underthe administive authorityof YRCC. Whenthe XiaolangdiDam is completed,the Wenmengtanarea will benefitfrom better flood protection. With investment in dikesand warping,185,000 mu of landcan be broughtinto year-roundcultivation. A portionof this area can be used to settle relocateesand still leave benefits for the host area. A second area further downstram was identifiedby Henan Provincein order the resolve the Xiaolangdi resetlementproblem. In the three countiesof Zhongmou,Yuanyang and Kaifeng,the provincehad alreadyplanned to investin large-scalewarping to improvethe fertilityof existingcultivated land. Thesecounties will alsobenefit from improved flood control and water supplyafter the completionof the XiaolangdiProject. Therefore,the province concludedthat thesebenefits could be sharedwith the relocateesto ease their burdens. ProductionMeures Concepts

3. Accordingto the documents"Decision on FurtherStrengthening the Work of Agricultureand Countryside-by the CentralParty Committee and "the Relons on LandCompensation and Resettlement of Large-and Medium-Size Water and Hydropower Projects, the resettlersare basicallyarranged to go intoagriculture. However, under the conditionof providinga certainamount of basicfarmland for eachresettder and in the light of local conditions,resetdement should take a varietyof ways to fuily utlize the local resources. Resetderscan be arrangedto go into agriculture,forestry, animal husbandry, sidelines,fishery, etc., and take a development-orientedresettlement approach. In this -83 - ANNEX S way, every resettler will have his own work to do, daily work is guaranteedand living standardswill reach and surpass the current levels.

ResefflementPlanning Prciples

4. Accordingto the featuresof the Xiaolangdireservoir area (arge population, little farmland and rich mineralresources) planning for producttonmeasures should follow the followingprinciples:

(a) The land left around the reservoir rim after inundationshould be fully used and shouldbe allottedto surroundingtowns and villages.

(b) Some counties will have difficultiesin arranging all resettlers witiin the county. For this reason, part of the agriculturalpopulation of these counties can be arranged in other countiesin order to reduce the pressure on land. Family members of State workers living in the reservoir area can be dcangedfrom agriculturalinto nonagriculturalregistration.

(c) Accordingto local resourcesand productionconditions, employment can be arranged in forestry, aquaculture,mining, industry and teriary industry to provide more employmentalternatives.

(d) After removal, the resetders should have the basics for developing production so that net income can reach and surpass the level before removal.

(e) The effect of resettlementon the residentsof host areas should be as little as possible.

5. More specificplanning guidelinescan be summarizedas follows:

(a) Resettle people in similarlivelihoods:

(i) Nonagriculturalremain 100 percent nonagricultural

(ii) Agricultural remain agricultural whenever possible, otherwise as much as 20 percent can shift to nonagricultural(within any county)

(b) Incomes and living standards for affected and host population should improve marginally(10 percent)

(i) The relocateeand host populationwiffin any village should not have incomedifferentials (planned) greater than 25 percent, otherwisethe lower incomegroup should be improvedaccordingly. -84 - 5

(ii) When land is shared with relocatees,incomes will be made up tiroughintensification of cropping,by:

- increasingirrigation - switchingto higher value (cash) crops

- land improvements(levelling, ferilizers) - diversifyingwith orchards (iii) Agriculturalrelocatees will eitherreceive 1.0 mu/capitaof imgated landor 1.75 mu/capitaof drylandor a combinationof these. Also, reloatees will be providedwith sidelineopportunities. (iv) Hostvillages will giveup 5 to 15 percentof theirland to relocatees and will receivecompensation (investment) to replacelost income and improvetheir standards. (c) The environmentalcarrying capacity of the hostreceiving areas shouldnot affecttheir long-termeconomic viability.

(i) In general, no village shouldhave to support their agncultural populationon less than 1.0 mu/capita,otherwise nonagrcutural employmentshould be generatedto satisfythis constraint(Noted: someexisting villages do not meetthis criterion). (u) in order to satisfythis criterion, three solutionsexist:

- bring more waste land into cultivation - shift livelihoodsout of agriculture - shift people to lower-densityareas.

(iii) villagesselected to hostrelocatees should have move cultivated land per capitathan the countyaverage, and afterresettlement should be not less thanaverage for thehost and not less than 1.0 mu/capitafor the relocatees. (d) Peopleshould be resettledas closeas possibleto their previouslocale. (z) The prioritiesfor selectingrelocation sites are as follows:

- within the same vilLage - to adjacentvillages within same xiang - othervillages within same xiang - to adjacentxiangs - other xiangs within same county -85 - ANNEX S

to specially planned resetdement areas outside county, but still relativelyclose (within 100 kIn)

(ii) the choice of relocationsites must also conformto Principle (c).

(iii) In order to keep people nearer to their home, it may be desirable to transfer more people to nonagriculturaloccupations.

(e) People shouldbe relocatedas groups (or naturaivillages) whenever possible in order to reduce social disruptions.

(i) Entire groups shouldbe,relocated within the same or adjacentvillage boundaries,and in most cases would be reestablishedas a separate village.

(ii) Entire villages should be relocated to a new site wheneverpossible, or if split up, should remain with adjacentor nearby villages in the same xiang.

(iii) Administrative people should move to the new village base to maintainuniformity.

(iv) Exceptionsto these principlesinclude:

- some nonagriculturalpeople whose livelihoods must shift elsewhere (e.g., factories) - some agricultural people who shift into nonagricultural occupations(e.g., factories, mining, commerce, etc.) - individualfamilies who have relatives elsewhere within the county and adequateland or employmentopportunities.

(f) Peoplethat shift from agriculturalto nonagriculturaloccupation must satisfy certain criteria.

(J) They must have at least middleschool education [for industrialjobs]

(ii) They must be between 16 and 35 years old

(in) They should be in good health (mental and physical)

(iv) If individuals are married, their spouse should possess similar characteristicssuch thatboth canacquire nonagricultural employment

(v) They should be willing to shift out of agriculture -86- ANN S

(vi) If theypossess related work experience and skills,they couldshift to a similarfull-time occupation (without satisfying criteria [ffi)] and (f(ii)l (g) Economicactivities that are no longerviable or outdatedshould not be replicated.

(i) Oldertechnology should be modernizedto meet today'seconomic and environmentalstandards (e.g., cement factories, ferdlizer factories)

(ii) Noncompetitiveactivities (e.g., coal miningoperations, low-quality brickmaking, low-quality/value crops) should be abandoned in favor of moreviable activities (h) Eachrural household should be,provided adequate land to permitsufficiency in food (grain) production, regardless of whether agricultural or nonagriculturaloptions are used. Panning Methodfor Developmentof ProductionMeasures for Rural Resettlers 6. Analyzeand calculate the population to be resettled,numbers of laborersand their qualityaccording to the investigationconducted in 1986, statisticaldata of each county,population census information and verificationsurveys in 1991. 7. Investigatelocal resources and socioeconomicconditions and development potential,as wellas the resettlementscenario according to localgovernment's suggestion. 8. Selecthost areas and investigatesocioeconomic conditions in theseareas. 9. Study productionmeasures: This includeshow much land shouldbe adjustedand analysisof soil quality,planting optimization and need for nonagricultural measures.

10. Analyzethe livingstandards of resettlersand host residents. 11. Carry out feasibilitystudy of resettlementscenario.

B. CouNTYSTPATEGJEs 12. Dependingon the numbersof people affectedin each county, all the strattgiesdescribed have been adopted to varyingdegrees. In overallterms, approximately halfthe agricultural relocatees will be settledwithin the samecounty and the otherhalf will be relocatedin outsidecounties. Nonagricultural employment opportunities will be created for peoplewho cannotbe resettledin farming. - 87 - ANE S

13. in Henan Province, 79,300 people from Xin'an and 30,500 people Jiyuan are to be relocated. Ihese large numbers of people exceed the feasble land caryng capacity and hence cannot be settled in land-based schemes within each county. The proposedplan is to move 41,800 people to Wenmengtan-32,700 people from Xin'an and 9,100 people from Jiyuan. An additional11,300 people will be movedfrom Xin'an to the three downstream counties. Roughly 9,000 people will also be shifted to industrial enterpriseswithin the county and 22,000 people will transfer units that currently employ other fam;1y members. The share of rural relocatees that remain in farming within their own county is 22 pen in Xln'an and 44 percent in Jiyuan. Mengjin and Mianchi Countieshave 16,000and 1,000 relocatees,reWectively, and althoughland resourcesare limited, there are adequateland-based and nonland-basedopportunities to rettle all their people within each county. However, this does require locating a large share of people to other xiangs where land is more plentifulor where closer proximityto the county seat is more conduciveto industial activities. ShanxianCounty has less than 1,000 people to relocatee so moving them back withinexisting villages and xiangs is quite feasible.

14. In ShanxiProvince, 32,700 people have to be relocated in YuanquCounty. Theavailability of land within the county is limited and no other feasible areas in Shanxi Provnce were identified. The proposed solution is to invest in the Houhe Dam and irrigtion scheme that would improve the productivityof 75,000 mu of land, sufficientto receive 16,000 relocatees and still benefit the host area. The remaining people would move back withintheir own xiangs or would transferto nonagnculturalactivities. Xiaxian and Pinglu Countieshave 500 and 1,300 relocatees,respectively. Relocationwithin their own vilages or xiangs is quite feasible.

15. The two most critical componentsin the agricultural resettlementstrategy are the Houhe irrigation scheme and the Wenmengtannver training/warpingworks. The Houhe scheme will provide irigated land to 16,000 relocateeswithin YuanquCounty and the Wenmengtanarea will take in 42,000 relocatees from Jiyuan and Xin'an. Together these schemes will provide for 58,000 people or 32 percent of all relocatees. Work on these two schemeswill commenceas early as possibleso that they wi}lbe ready to receive the relocateesaccording to schedule.

C. RESEM SUESELECTION

16. Resettlementsites are required to satisfy the land requirements for rural relocateesas well as to provide a site for residences. Sites are selectedin host areas where farmers currently have per capita land holdings higher than the average for the xiang and/or county. In most cases, the host areas have more than 1.5 mu per capita. The land to be given to the relocateesshould be dryland or slopelandof averagesoil quality. In this way, the relocatee and host situation is equitable and the land has good capability for improvedproductivity with investmentsin irrigation,land terracing,soil improvementsand crop diversification. Generally,the sites must be large enough to supporta naturalvillage of severalhundred people. One exceptionis where relocationsimply requires moving back within a village. Most new village sites are located at the confluenceof two or more - 88- S villagesin orderto minimizethe impactof landrequisition on individualhost villages. In this maner, the host to relocateeratio generallyexceeds 6:1 on a villagebasis. 17. In additionto landcapability, the sites must have good geological conditions, accessto domesticwater supply, adequate communications and no envronmental problems. The new villagesare generaylarranged independently from the host villages. 18. A total of 276 sites in 64 host xiangshave been identified,of which32 ziangs also have inundationimpacts. The total popuation in the 64 host xiangs is 1,082,800,with 1,957,100mu of cultivatedland (1.8 mu/capita).The hosts will provide 152,900mu (7.8 percent)of landto the 139,059rual relocatees,which will thenreduce per capita farm holdingsmarginally to 1.67 mu. Map- show the locationof the resetement of (a) 208 sites in the resevoir regionand (b) 68 sites in the downstrem areas. In the reservoirregion, the sites will havean averageof 410 peoplewhile in the downstm areas the averagewill be 790 people.

D. ALTETIVE STRAEGES

AlternativeResettlement Strategies

19. ement for the XiaolangdiProject is a difficultproblem because the land resourcesare limitedand the opportunitiesfor incomenot distributedevenly (e.g., mineral resources,water resources,industrial activities). The proposedresetdement stategies are consideredto be the mostviable and cost-effectivemeans of reestablishing livelihoods.However, implementation will be very complexand wi}l occur over an eight- yearperiod. Duringthis time, conditionsmay change that are beyondthe controlof the plementingagencies. Therefore, it is necessaryto developalterative strategiesthat can be implementedin case proposedschemes are delayed,or fail to provide projected benefits,or are rejecteddue to changingeconomic conditions. Altnatives strategieshave been developedas a potentialfall-back in casesome of the proposedstrategies cannot be fuily achieved.These altnatives are summarizedin Annex5, Table 1. GeneralAfternatives

20. The followingalternatives can be appliedgenerally and are not specificto any particularscheme or county: (a) permitan necreasein the shareof cashcrops (vegetable, orchards) that can be soldin thefree marlet in order to generatemore income from the same land (this wouldrequire a reductionof the grain quota);

(b) permitan increasein the amountof other cash crops and cottongrown, which has good returns to labor (both from State-regulatedprices and marketprices); 9- AN-EXS

(c) providemore investmentto incre the peretage of irnigatedland (this investmentcould come from the State,or couldbe generatedby loansfrom the AgriculturalBank); (d) providea greaternumber of nonagricultul jobs in State-ownedfactories, mining,construcdon, transportation and commerce (greatei investnent may be requiredor existingunits could absorb some people until new investment or solutionsare found); (e) divertsome investment from large-scode enterpnses to townshipand village enterpis wherea greatershare of theinvestment would benefit relocatees (localgovenmments have proposed financing of Y 478.25million for newor expandedfactories, but only Y 68 millionis requiredfor relocatees;more of this investmentcould be utlized for rural enterprises,which would employlarger numbers of relocateesin moreenterprises and dispersed over lrer areas); (f) divertsome investment or provideincentives for loansto start-upor expand smallscale sidelinebusinesses (both agricultural and nonagricultural),thus increasingfarmers' nonfarm income sources within the villages;and

(g) permit opportunitiesfor people to 'opt out' of collective schemes if the householdscan providealternative uses for their cash compensation(e.g., movingto jobs with relativesin other areas, startingor reetablishing privatebusinesses). Aleatives to CountyStrategies

Iiyuan City

21. Jiyuanha proposedthe XlpingReservoir scheme. This reservoir is located an the DadianRiver, in Jiyuan,3 km upstreamof TiantansganReservoir. At thetotal cost of Y 23.3 million,the reservoirwill provide a designirrigated area of 30,100mu. On the one band, this schemewill provide5,000 irrigatedfields, which can receiveabout 5,000 relocateeson the assumptionof 1 mu per capita;on the other hand, it will also improve iaion conditionsand watersupply at othernew sites. The schemewill cost a total of Y Z7.05million, out of whichY 23.3 milfik' willbe for thereservoir, and therest Y 3.75 millionwill be devotedto capitalconstruction on farmlandand irrigation(Y 750/mu).

22. Alongthe main canal transferrng water from Qinghe River to MangRiver, and southof TaihangMountain, there exists wastelandfrom which 13,200mu farmland maybe tk (700mu irrigatedfields). Accordingto thelocal govemment, relocatees and hosts will shareeach half of this part of farmland,i.e., relocateeswill be providedwith 6,600 mu (which3,500 mu irrigatedfields) on whichsome 5,000 relocateescould be reseted. This undertaing mainlyinvolves extracting gravels from the wastelandthat is tured into temced fields. Thencapital construction on fannlandand irrigation is carried -90- ANN±X5 out with war fromthe canal or by meansof gravityirigation. It is anticipatedthat rock/ earth worls wil cost Y 23.76 millionand capitalconstruction on farmland/irrigationwill need Y 7 milion. Basedon the sharedland area, Y 15.38milLion will be incunredby resettiement. 23. Thesetwo alternativescan receive approximately 10,000 relocatees, which impliesit potentiallycould substitute for movingrelocatees to Wenmegtan. However,the total cost amountsto Y 42.43 million(Y 4,243per capita)which is higherthan the cost neededfor Wenmengtanscheme.

Xin'an County

24. Resettlementwork of Xin'anis the mostdifficult, and the greatestrisk lies in the fict that too manypeople (32,661 people) have to be relocatedto Wenmengtan. HienanProvince proposes to constructHuaipa Pump Station, which wiU improve the water supply for industrialand agriculturaluse in Yina City which could &range 15,000 relocateesin its industdes. But this schemeis very costly. The pump irrigationproject itselfwill cost as muchas Y 212million. Whenfactories to be rebuiltor createdare taken intoaccount, the totalinvestment will far exceedthe investment required for Wenmengtan. Some loca officialsargue that investmentsrequired for Yiua City necessarywithout resettement,so the incrementalcost for relocateeswould be muchless.

Men,jin County 25. The altetnativefor Mengjinresettlement refers to taking advantageof Koumatanfloodplain. Located at theeast end of Mengjin,Koumatan possesses 35,000 mu wastelandat present. Throughriver training and capital ^onstructionon farmland! irrigtion amongother measures,15,000 mu land will be createdhalf of whichwill be disributed to some 5,000 relocatees. Of the total investmentof Y 19.5-27million, resettlementcost constitutes50 percent.

Mianchi County

26. Mianchiis short of groundwaterresources for irrigation. Thoughshared land is confirmed,dryland farmingmodel will have to be adepted. Such schemes representno technologicalrisks, but frequentdroughts may push relocateesinto povert. Mianchi'salternative to mitigateagainst such risks is to irigate fieldsin Chencun,Chidi and Chengguanxiangs (towns), which are locatedalong the water pipes from the proposed HuaipaPump Station. As roughlyestimated, 10,000 mu irzigatedfields may be madethat wouldnot onlyimprove fmming conditions but alsosolve the problemof watersupply for humanand animaIuse.

Yuauqu County

27. Agriculturalresettlement of Yuanqudepends, on themost part (56 percent), uponHouhe reservoir scheme. If this schemedoes not workor is postponed,resetdement -91- AM= 5 alteaives will be limited. To ths end, it is proposed as an alternafiveto transfer more people from fm to nofam registration and to share less famland. At present, only 3,589 people are planned to be tansferred to nonfarmregistration, and this figure is far below that of Jiyuan which has an equivalentinundated population. As originallyplanned, 3,600 people will be resettledin industriesand sidelineactivities. However, it is proposed to transfer 2,260 of these people to nonfarm registation. In this way, no additional investm will be asked for, but more commercialgin will be provided to them.

28. As priminariy esimated, the above-mentionedaltenatives will arrange some 40Q000 ees, accountingfor 27 percent of the reservoir total. See Table 1 for such altenaives.

Table 1: ALTEmuNT STEAiEGzS

Coud3r PlanmedStrategies Alrnadive Strategies Stregies investment ______(m illion y ua ) Jrlymn 23% witn liang, 33% to XipingResezvoir 42.43 Weamenstan,20% within 15,000mu iigated, county, 24% to 20,000 person ltlitered. drinkng water. Kejing Xiang: develop ______wasteland5,000 mu. __ XiU 10%within xiang, 8% wii!iin Huaiba YellowRiver 86.0 (excludethe county, 48% to Wenmengtan, Pump Stationcan pump station) 16%to downsem countes, rlocate 15,000 18%tonoicul personsin Yima City eistier insteadof Wenmentlgan MMngpi 7% vwithinxiang, 72% within Kounatan River 19.5 - 27.0 county, 11% to Traing Works can _nnagriculturl regitred. relocate 5,000persons Mnchi 17% withinxiang, 70% First phaseof Huaiba To estimate within county, 13% to Pump Staion can. nonagrcltural wregistered irrigate 10,000mu and supplywater for people and livelihood.

Yunq 17%within ling, 20% To tum 2,260 farmers To estimat witincounty, 13% to in nonag. idelinesto nonagriculturl registered. nonag. registeredas fill-time workers. Kiaalaugii lOttl_Sut 1r0ject 9g*eat osnt 8q

* OTSotal Ityan M11ion% tugs I!tl3tonl Poelgu 6so" JdOaI -ZUL JA To-MWA-TtL -xba -at A. Ss#*ttlGmt 1. Planning, Design and Adin. 40.96 19.57 60.53 7.12 3.40 2. l.sidential and 10.53 32 2 Infrastmucture CoeatV 1,074.81 280.29 1,355.10 186.92 46.75 235.67 3. Traater of Relocatees 21 so 34.47 ^ 34.47 5.99 * 5.99 - 1 4. ivelibhod and Social D 1_o9.at a. wen_ gtan 150.S0 01.27 240.07 27.62 14.13 41.75 34 b. Ioub DaM and 9 itrigatica Bohan 52.66 26.29 78.97 9.16 4.57 13.73 c. 3 Dowatream Conties 33 3 10.45 - 10.45 1.82 - 1.82 4. Agriculture Develpment 4642 - 46.62 6.11 - S.11 *. Deployment for Farmers - 2 521.24 306.46 627.69 90.65 53.30 143.95 37 f. Nonitoring and Social Adjustmnt 30 L12 .48.. ... 4 t. 7,2 22 . . Subtotal Livelihood ad socal Davlcpmmt 2.] a2Oa2 422-314 i.82 t . _3 72L721 _.U4A . 4c Sbtotal R.a.ttlmeat 1,971.07 723;77 2,694.64 342.79 a. Bnvironmental 125.67 460.67 27 99 ""g"ent Plan .... iL3 ... 4 2. it? Total ..J4 2. . S1EN CO0m 1,9S6.43 726.44 2,714.87 345.47 Ibysical 126.69 472.15 27 100 Contingencies 136.67 49.46 186.1S 23.77 Price contingencfie 6.6C 32.37 27 7 1-SA.21 _..EM.Ji2L,2442 _.Aj2 __.ZJI 96.7L Total P2OSCP COS 27 14 3,767.31 1,376.062 ,14S.32 418.14 153.12 571.26 27 121 Sat Nor IS 13s23:66 1294

.Ig

1-1 Project Cost -iary Table I. iloOnmingand Omaige 0etaili Omekai

Site selection 0.01 0.01 0.01 - - .0) - 0.01 0.01 0.01 - .01 )gricultureSoheo" - 0.01 - - 0.04 - *0.05 - 0.01 -SA.0 . - O.06 WMo-fax scbeae 0.00 0.00 - 0.04 Cog-.0 0.00 0.00 - OA.0 O.06 Villa"e PIasm 11z10000) 0.00 0.00 .. 0.05 0.1ms 0.11 0.00 0.00 * 0.06 0.06 - *0.13 Prhlimin4ary Tomn Plaaming 0.01 - - 0.0) 0.01 0.0) - 0.12 0.01 - - 0.0) 0.01 0.03 - 0.34 Industrial Relocation 0.01 0.01 - - 0.00 - *- 0.10 0.01 0.01 -0.10 - 0.11 mesingcan, 0.01 0.013,-- - 0.02 - 0.01 0.01 - - - 0.02 Subtotal Pleanning 0.02 0.05 0.04 0.10 0.29 0.0)3 0.52 0.0) 0.01 0.04 0.11 0.S2 0.02 - - - 0.60

Roaft amd Bridges 0.) -0.1 - - - 014 - 0.03 - - 0.1) - - lover Lines 0.16 * 0.01 - 0.02 .0AS - -00 - 0.01 - .00.0.0)O O.01 Telecoa.amioatioa* - 0.00 - 0.02 - - -0.03 - 0.00 - - 0.03 - -0.02 Water SUpply _.JJ0_QL.C ...... -LA&* A.J...... &2...... A .J..0f a..L* AM.0 .LA -..-- -- zA. Subtotal Imfraastwuote 0,00 0.05 0.14 0.00 - - 0.27 0.00 0.05 0.17 0.09 - 4.322 1. &grioUlltur scheme Water source. 0.02 0.04 0.02 - - 0.1) 0.12 0.1) 0.02 0.04 0.02 - - 0.16 0.16 - - 0.20 Irrigation Systaua - 0.0) 0.0) - .. 0.11 0.11 - -0.20 - 0.03 0.03 - - 0.1) 0.11 * - - Orchard DeVelogeent - 0.01 0.01 - - .0 - - 0.06 - 0.01 0.03. - 0.04 - - - Livestock Development __-.-A." -- _z __12__Z _____1 - -1 1L Subtotal Aguicullturo Scheme 0.02 0.00 - 0.06 0.31 0.24 - - -0.70 0.02 0.09 G.0" - 0.27 S. won-tarn laboma 0.20 - 0.0)% county Factorica 0.02 0.04 - 0.16 0.00 - - - -0.30 0.02 0.04 - .19 0.10 - - 0.25 WYS Factories 0J-Q01.Q0....2 -... ~ .0..A *- 0...LJ .0.QAl .. L2..*.LS .... _.~... .D Oubtteal Won-faza U.k... 0.03 0.04 0.24 0.122 - - 0.44 0.0) 0.04" - 0.2* 0.15 - -aL. 4. IndustrialR.1ocatioa 0.02 0.04 0.02 - 0.2) 0.11 - 0.41 0.02 0.04 0.02 - -0.20 0.14 - 0.49 1..Istit. Relocatico - 0.04 - - - 0.1I 0.1IS - 0.04 - - 0.14 - .1to 4 .Village Layouts 0.01 0.02 0.01 - 0.1? 0.317 - -0.39 0.01 0.02 0.01 - 0.21 0.21 - -0.47 7. Town besigo. 0.02 0.02 0.12 0.25 - 0.41 0.02 0.02 0.14 0.230 -0.46 0.Large Bobae Uanmwntazn SugLn. 0.06 0. 06 0.- - 012:: 0.04 0.06 ------01 VanNengtmn Agric. 0ev. - 0.01 0.to- - .01 * 0.0 0.01 -- -01 Nouhe Oem 0.04 - - -. ~~~0.02 0.04 0.02 0.04 . - -0.04 Mouaka Irrigation .L.G ..6alAJ -... *...0..LR-o - -

"utotal Design 0.20 0.49 0.2S 0.2S 0.39 0.91 0.64# 3.12 0.21 0.5) 0.20 0.20 045S 1.09 0.79 C. Inutitutionelstrengthening - - 3.4) TRCCRO Offices . 1.15 - & .15S 1.24 - -- - - 1.24 208 Office. 0.29 0.50 0.43 0.4)3 - 1.7) 0.30 0.62 0.40 0.49 - -1.89 0osett1emwnt Staff Training 0.17 0.34 0.34 0.14 0.17 1.35 0.10 0.36 0.17 0.30 0.20 - - - - *1.49 YRCcROequipment and Vehicles 0.73 0.14 . 0.20 1.15 0.77 0.15 .0.33 - - * W0S and -1.25 Equipment Vehicles ..L25 0..8J. - .J.J2 1..~.-..~~..~...1.J1.01 6.20L ...L-I." Subtotal lGatitUtionalStr.ngthen*n 2L.1A .... J 0.77. 0-77 .. J2 _J____ -S .7 k267 total 2.93 1.06 1.11 ~~~~~~~~2.37 1.49 0.94 0.64 - -10.53 2.49 3.14 1.17 1.27 1.7S 1.13 0.70 11.73 SurLMar 20 M021:41 1994

1-1 Planning and Design Table 102 * Residential a"d XACVaetCUtUctureCnt-tion Detailed ao.tS

og lUL12 WL2 19*) UK0 2AIL 22-= 1)I2 1924 121- U6 1132 Ion_ Is%*1 aZM- 29g01 2ML a2 6 I. InvetaRot costa A. LOn4 A9a1.Ltion 1. paxomle7ad75 4. weAnmegtan - .6 6.6 ------13.1 - 73 75 -- 1. Noube - - - - ~~~~ ~~ ~~ ~~ ~~~~~~~~4.9- 4.9 S .4 - - - - 54 How.tesCitiabe 4.2 - - 4.2 - .0 - -5. S

subtotal Farmland - 0.7 12.3 7.7 8.1 3.9 4.2 3,9 40.0 0.0 13.i 8.7 2. 9.5 4.7 S.2 4.9 - 47.5 villa"e Residential - 0.2 0.2 0.4 0.7 0.? 0.4 - 0,2 2.6 - 0.2 0.3 0.4 0.9 0.9 0.5 0.2 - 2.2 3. Towns - 0.1 - - 0.4 0.2 0.7 - 0.1 - - 0.4 0.3 - - 0.6 Factories 4. and Hfines - - 0.0 0.1 0.2 0.3 0. -S 1.1 - - '*.O 0.1 0.2 0.4 0.6 - - 1.4 S. 1n.titutlODA -..... 0.....3 .= L .J.1 .-. z..- _AAJ. . _....&..L a.1. .m_AL --. z-. .4 subtotal 140d £cUoI*1.10 . 1.0 12.9 6.2 9.4 5.3 5.1 4.1 - 46.0 * 1.1 14.9 9.4 11.0 4.4 6.3 5.1 * 5. a*weetrootur. 5.6 1. Roads * 0.3 1.4 1.4 4.6 6.2 6.2 - 20.1 - 0.4 1.6 1.7 S.7 - 2, 7.6 6.0 2S.1 Oriaggo - 0.3. 0.7 - 0.2 0.7 0.2 - - - 2.1 - 0.4 6.6 - 0.2 0.9 0.2 * - - 2.5 3. worries., Wharts . o .6 1.0 - 0.3 . - 1.6 - : 0.6 1.2 - 0.4 - - 2. 4. small WdrISO(CeMOUAat)* - 00 - . . 0. . - 02 01 S. Ilea"tvlal IMras.. 0 3

35 LV line* 0.1 0.1 - - 0.2 0.2 0.6 - - 0.2 0.1 - 0.2 0.2 - .0.7 lKWV Lines - 02 : 0.4, 0.4 0.o - . Low voltage Linee 02 : 0.52 05: 1.1 0.:1 0.0 0. 02 - - 0.5 . I 0.0 . .I 0.6 gub-st&tioofl- 0.0 - - 0.1 - 0.1 - 0.0 - - 0.2 - - 0.2

Subtotal xUaotetala ftww. . . .3 0.0 . 0.3 0.0 0.6 - 2.3 - 0.2 0.4 0.1 0.4 1.1 0.9 -2.9 6.Tel.os./Beoadaate Repeater ftellitle. 00 - - . - - - o,0 - 0.0: - *. - - - o. TelecciauInicetion line.- 0.1 - 0.:3 0.1 - - 0. -01 . - 04 02 - -07I broadcast inmes- . . 0.1 0.0 - 0.3 0.3 O's.6 - 0.1 0.0 0.4 0.4 - 10 subtotel ?.leoom.Ircoadatodle. .. L _..AA2 ..- LZ..JA.....7....~ .... X4 ..... - .- .- *4 .... L ....__ 4...A...... -. 1... subtotal Ztafoertza.tur. 0.7 2.2 2.4 5.9 7.3 . 7.9 1.4 -27.9 - 0.0 2.6 2.9 7.2 9.2 10.2 1.9 - 34.0

Land LevelIUM13 0.0 - 0.0 0.1 0.1 0.0 - . 0.3 0.0 0.0 * 0.1 0.1 0.1 - . 0.2 water Supply - 0.3 0.5 . - 2.2 2.2 - , * 0. 0. - - 2. 29 - - - rouse Construaction 6. - 2.1 2.1 5.3 5.3 S.3 5.3 - 26.4 - 2.4 2.5 6.5 6.7 6.9 7.a conetr. steel 3. - 0.9 0.9 2.3 2.3 2.3 2.3 10.9 -1.0 1.1 2.6 2.9 3.0 3.4 - 13.6 Ceamat/Ltuboi/9ricke 2.7 2.7 7,0 7.0 - 7.0 7.0 33.6 - - 3.2 3.3 6.6 6.8 9.1 9.3 - - 42.3 ubilic fluilidiOge ' 0.7 0.5 - - 3.6 - - 1.9 6.0 0.6 0.5 - 4.9 2.5 - - 0.0 Flood PiOtacliob MNor.% 2...... - ...... ft ...... -.. L.2. .... i .. ____...... z -t__ Subtotal Village Ooate.ttiOS 2.0 0.3 7,0 6.2 14.6 16.9 20.7 16.6 -0.2 2.2 .0.3 0.1 7.4 17.9 21.3 26.6 22.0 * -105.9

1.edAvelliflg - - 0.0 - 0.0 . - -- 0.1 - - 0.0 - - 0.1 - * 0.1 2. *=kelpel Works wakter supply - - 0.1 - 0.5 0.3 - 0.9 - 0.1 - * 0.7 0.3 -1.1 sewage - - . 0.1 - - 0.6 - 0.7 - - 0.1 - - .0 - 0.9 Road. end Pridge. . 1.6 1.0 - - -- S Others 0.2 - - . 0.2 0.2 - - .- - 0.2 Flood Protect ion Works . . 6.j 0,La __ * ... -..4J -. -a-.L5..a.A ~ - Subtotal HuiaIlpal Works 1.0 0.1 0,1 * 0.6 0.9 - - 3.4 2.0 - 0.1 0.12 0.7 2.2 - 4.)

1-1 Reeldontial and Infrastructure OOustruction *.A - - - 1.5 3.0 0.8 -5.9 3. U@aiSifg - 0.1 0.4 - 1.2 2.3 0.t 4.6 0.1 0.4 - - - 1.1 4. Pubili Buildings . - 1.0 . 10 .1 - - - --. Ik1. S. Ircetc4al Eatarprib. . .0.3..0.6 01e6- .0 - 1Cf- - . 0A.1 - 0.4 0.6 - 2.3 4.9 2.2 - 13.5 Subtotal town 2.9 - 0.2 0.5 0.1 1.8 3.8 1.7 . 10.9 3.2 0.3 0.6 0.1 B. Peotortte ad wines R.elocation - 3.6 1S.6 16.2 50.6 co.mn.atelaebutld - - 6.0 6.0 3.1 12.2 12.2 - 19.6 7.2 7.4 - - .0 coomp"oatica temporary Workers 0. - - -- 0.9 - 1.0 - - - - 3.? O's. Ccmpen*at./Rabuild SAull N4ines- - - 2.4 2.4 -2.6 7. - 2.0 2.0 2.L .... 24 . . .- Coope te/P.obiaild Small Rural Ratp. ; " .2..3...a0 Qj.-. - ~ .-- aa...22 ...., a-...2 2. -10.2 15.8 32.4 - -63.6 subtotal Relocation 0.9 - 8,6 8.6 3.1 12.2 16.9 SO6.2 1.0 10.5 3.0 P. Other SuAldiag . . . . - coinrcial - - - --

- - -1. Subtotal othev Uutldbp 1.2 - - - - 1.2 .1.2 - - - 0. Other zto - - 0.9 1.2 - 2.5 Reservoir clearing - - - 0.3 - 0.7 0.9 - - 1.9 - 0.4 ..-.-. a...... L8...LR...8.... 1 .a. I..--0.J GA..L .. Public Health - .... J. k4 O..J 0.1.J 0....1 Q.1. ... J ... A. 2.8 Aubtota Othet Items 0.0 0.0 0.0 0.3 0.1 0.7 1.0 - 2.2 - 0.8 0.0 0.0 0.4 0.1 1.0 1.1 5.8 NO.4 Wai Of HN"an(relouatioa) - 53 - - 5.3 - .8 * 0.6 vydrofetric tatiooe 0.2; 0.; - . - 05 * 03 - 0.3 - - - 1.4 waktar upplyforwvuanqOp opewNmioe- 1:-3 - - - - -. 1.3 -1.4 ------81 Ramaval of SeXing Sridge - 0. - - - - 0. - - 01 ------49 bAud Yaw 220WV tines- 44 - 44 - 4. - - - 0.9 3Relocate RxIetOng 220KV "sins - . - - - - - 0. - - - 0.9 - - 0.5 0.6 Relocate CaUsanication Uss - - 0 .6 - -C.;- 0.5 - TreUAtmNt Of Culture Relics .. G..RA 6....9..... A A4 -. A G..A ... .J46...4...L .. A4 .. A L 4 ... J..A...... Subtotal ProviCial Pacilitie. ... a....JJ..X1 --...A~ ....o...... o 6...... 0..A.s...... J .1~2. _.... __..aJ .. 1.4 k. .. 51 - 292.9 fetAlI 6.9 2.6 32.4 28.4 39.S 3S.3 50.9 41.9 - 237.6 7.S 2.8 36,4 33.4 47.9 44.1 65. 55.J

Sat Nar 19 12300:19 1994

1-2 Residential OAd InreastructAre CocstL,ation aURA XleolangdiReeettl*ent ProjeCt Table 103. Trana fer of rolocateea Detailed Coate (US million)

X. 1atvetwt costs villages - 0.4 0.4 - 1.5 1.5 2.5 - .2 - - 0.4 0.4 1.8 2.8 1.8 6.3 Towns - 0.0 - 0.0 0.1 0.0 - 0.2 - - 0.0 - 0.1 0.1 0.1 - - 0.2 ltotal - 0.4 0.6 0.1 1.S 1.? 1.1 6.0 - - 0.4 0.6 0.2 1.6 2.1 2.3 - - 7.3

$at Mar I$ 12:44s03 1994

1-1 Trwaiwtrof 3relocatee amaa XI&olsngdI Resettl..mlt Project Table 104. WNamengtan paetaled Ctoat

4 4 109 13M4 JM lULI 7 IifL_ IE2I 2flL 201 Ws 3W 29U9 19UL 22UL 197 100 12A2L2gg SaL- 2002 Tora I nvestamet cmoat

River Training - 3.) 4.1 2.9 -1. 3.6 4.6 3.3 -1. Conatructlogo at Dykes - 1,2 1.2 03 .3 - - 29 - 1.2 1.3 0.3 0. - - - . 22 Auxiliary and Other works 0.4 0.9 0.4 0.2 - - 1.6 0.4 1.0 0.4 0.3 I .9 Wark& Tosporary 0.1 0.2 0.1 - - - - 0.4 0.1 0.3 0.1 - . .6 coostruotiasi "nabgg.6t 0.0 0.3 0,3 0.3 0.1 - - 1.0 0.0. 0.3 0.3 0.3 0.1 - - - 1.1 othoer ... Laf .... 2 .... L -...LI. ...J..*. 8....L ...Lf ... A42 0....2 --...L . .~ ...... 8ototaie Rivet Training 0.6 6.1 6.1 3.7 0.4 - 16.0 0.6 6C5 6.6 4.2 0.5 16.6 D. Warping and flalatad wafts Warping by' Sadwiater - 0.1 0.1 0.1 - - 02 - 6.1 0.1 0.1 - 0.3 Warpyingby Drafger - 1.2 1.6 1.6 16. - - - 6.:0 - 1.3 1.m . . - - -1. 6.7 Pssaing station - 0.6 - .6 0.6 . canal. 1.6 1. - - - .6 - 1.0 2.0; . WoarpingAnd Soil Iupravanent - 1:.11 1.1 1.1 - - - 3.4 - - 1.3 1.3 1. - - - 2. lesporary Works O.) 0.2 0.1 - - - - 0.6 - 0.3 043 0.1 - . - - - - 041

6*.1Wring ead Uelotad wow"e - 4.6 5.1 3.1 2.S - -1.7 IS 4.0 5.7 31.5 3.4 - II. si.

irrigation Canals .. - - 5.4 11:2 - - 06 - .. 4 0. - - - - 67 irrigatioa Tuab.vlel . I . 2. - . - - 13 1.4 - - - 2. orchard Deveslopment O.3 0.1 0,1 0.1 0.1 - - 0.6 0.4 0.2 0.2 0.2 0.1 0. tiah~~~~~~od - - - - 0.5 0.5.5 0.20, -1.- * - 1.2 - - - -- 0.60. 0.6 0.3 - - 1.6 ... j~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~05 Agriculturo - Processing . 0.2 0.2 - 0.4 - - - - - 02 02 -. . ftoad Processaing - 0.) 0.3 .. - - 07 - - - 0.4 04 - - 0. Paprv Mills…--zA ...AJ..S.------...J.5 .LA. .. .. Subttal Agriculture Ds3gat - 0.7 2.0 2.6 1.4 0.1 - - 6.9 - 0.6 2.) 3.3 1.7 0.1 - 0.2 9. Other sideline itaterprise. - . - .1 1.1 - - 2.2 - - - 1.3 1.3 - - - 2.6 B. Sachaical Training .6....L -- A. --..ILA ....L . --...... J.L I . - z ...L. .4 ... .J .J4" .. - ...... z~ Tot"4 0.5 10.1 11.3 7.5 5.3 3.9 2.5 0.1 41.0 0.6 11.5 12.5 6.5 6.2 4.7 3.1 0.1 - -47.2 gat Mar 19 MUM1a5 1994

1-1 Wnaga CHINA Xiaolangdi Resettlement Project Table 105. Houhe Dam and IrrigationScheme Detailed Costs (US5 million)

BSen Cost Totals Tn ludiaS ContingoaeQan .1991 A9$. 1252-. 1997.129. 23.91. 20D0 20L., 2.fa_ Total 1291 1924. 199% 1 1997 3298 192. 29._ 900L 2022_ TtlI

I * Inveatmeat cotse Dac Conetrucrion - 1.7 1.7 1.7 - 5.1 - 1.8 1.9 1.9 - - - - 5.6 Power Cenerating Units - - - 1.1 - - - - - ^ 1,1 - - - 1.2 ------1.2 Repair main Canele(largal - - 3.7 ------3.7 - - 4.1 ------4 1 Secondry Cala - - 0.5 0.5 - - - 0.9 - 0.5 1.0 Tertiary Canals - - 0.4 0.4 0.4 - - - - - 1.2 - - 0.5 0.5 0.5 - - - - 1.4 Land Levelling - - - - 1.2 - - - - - 1.2 - - - - 1.4 - - - - - 1.4 Soil XoproveFeat -. --A - __.S ...... _ __os- Total - 1.7 6.2 3.6 2.2 - _ - 13.7 - 1.5 6.9 4.1 2.5 - , - 1S.4 Set Mar 19 12:52:03 1994

1-1 HcU6e DaM *ad IrriLgtionScheme ANNK6A Table 7

N~I*il e * f.i jI

til tIllIjiC%

r400r0100 iO

. It I * Idd o

i-l 111. oI o oc

111111- J ::''''''''I''''''I'

U e~ ei I 0

, "~~~iii Il 'I 1(1

XC Ii .X , .o .qe

aIl lil if iO

I I'''''''''I'j

11'''''''''I'

14 I CHINA XiAo1INgdi Reaettlement Project Table 107. Agriculture Development Detailed Coate (US$ million$

1991 1994 19A9 1961 199? 1299 2000 2*fl- 2Q02 Tta 1t392 199J 19S 1 1997W6 199 1229_ 2L 2002 ToaUal x.Iav.tat Costs A. Partial zrrAgation Irrigation lubewll - - 0.3 0.3 - 0. 0.9 0.9 - - 3.3 - - 0.3 0.3 - 1.1 Land Levellling 1.1 1.1 - - 4.0 - - - 0.1 0.0 - 0.2 0.2 - - 0.5 - - - 0.1 Soil Ilproveuent 0.0 - 0.2 0.2 - - 0.6 - - - 0.1 0.1 - 0.1 0.2 - - 0.4 - - - 0.1 0.1 - 0.1 0.3 - - 0.5 Orchard Development _ o- oL .1 _.0g_ o.J o.A 0..o. o_ ...... A3 0.1 0 .A1-6 ___ Q1 .4 Subtotal Partial Irrigation - 0.1 0.4 0.4 0.1 1.5 1.5 - - 5 0.1 0.4 0.5 0.1 1.8 S. Dryland Farmaig 1.8 2.0 - - 6.7 Land Terracing - - - 0.3 - - 0.4 0.4 1.4 - - 0.3 - - 1.0 0.5 - - 1.0 High yield Furrowa - - - 0.0 - - 0.0 0.0 - - 0.0 - - - Soil 0.0 - 0.0 0.0 - - 0.1 Improvement - - 0.1 0.1 - 0.3 0.5 - 1.0 - - 0.1 0.1 Industrial Crops - 0.3 0.7 - - 1.2 _ - _ -- __'6 _ - -" Totl ...... _-J n- o- n o ,-- °,° Qtl _ - __ 1- - 0.1 0.4 9.9 0.2 1.S 2.6 2.6 - - 8.1 - 0.1 0.4 I.O 0.3 1.6 3.2 3.3 - - S.9 8at Mar 19 122553)1 1994

1-1 Agric-ulture Developoent CHINA Xiaolangdi Resettlenent Project Table 100. Industria. and Sideline Development Detailed Coats (WS 4111ion)

]MAL cost -T9tD\D including coDtingencian 1991 1914 l 1, 1997 194 12SL 200 20201 22-2 Total 12991199 19& 199L 1997 19 2AfL 2001 2flA ToI

I. laatomaat Cost. A Agricult4re Sidelisa - 0.6 Livestock Developmenc - - - 0.1 0.0 0.3 0.1 - - 0.5 - - - 0.1 0.0 - 0.3 0.2 - - 0.1 Porestry - - - 0.0 - - 0.0 0.0 - - 0.1 - - - 0.0 - - 0.0 0.0 094 0-2 0_ 7 Mulberry _- - 0 1 _ 0_ 1 0 0 - - 1.5 Subtotal fgricultur Sideline - - - 0.2 0.1 - 0.6 0.3 - - 1.2 - _ 0.2 0.1 - 0.6 0.4 D. T?ov./Vil. ant*rpriaea - 1.4 - - 26.4 Resettlement Investment - 0.9 1.7 1.7 - 5.8 5.8 5.8 - - 21.8 - 0.9 1.9 2.0 7.0 7.2 °. } . - I 1.2 - _ , Others _ 0,1 0 3 0. m 1 ,0 1.0 3.6 , 0.2 t0,-a 8.4 0.6 - - 30.7 Subtotal tow./Vil. Retarpria. - 1.0 2.0 2.0 - 6.8 6.8 6.6 - - 25.4 - 1.1 2.2 2.3 - 8.1 C. county Eatarpria" - 23.4 Reaettloeent Punds - 0.8 1.5 1.S - 5.2 5.2 S.2 - - 19.4 - 0.8 1.7 1.8 - 6.2 6.4 6.5S Other Inveatoento _ 684 _-. 9.. 2L26 _22" .2LA _. L.6 >.% 7j -_ -22.2 274 ..2 .6o..... - 34.3 35.2 - - 126.1 Subtotal County nt.tprisoa - 4.2 8.3 8.3 - 27.8 27.8 27.8 - - 104.2 - 4.5 9.2 9.5 33.4 1,3 2 _ _,2__Z 16-2 D. Traneter to Fanilieo Units - 1-1 4- - t %.S Sj -- Z _j 50.2 51.1 - 174.5 Total - 5.2 l1.S 11.6 0.1 34.5 40.7 40.4 - - 143.9 - 5.6 12.7 13.3 0.1 41.6

Sat Mar 19 13:.17s27 1994

'oa

1-1 Industrial and Sidei -. Davelo5snt CHINA Uiaolangdi Resettlement Project Table 109. Monitoring and Supervislon Detailed Costs

Rge Cost $INSMilliTon)TOalc Tncluding CgOntJipeniJaS IUSS MIL0 D 1U91 1222_197 1t 2000 1999 20a0 202- Tfll I 1993 199i 199r, 1996 19S 19 ui& 200g 200z >002 I. lav*etuat Costs A. AdmAnistration Provincial Reeettlemmnt bureau 0.0 0.1 0.1 0.1 0.0 0.2 0.2 0.2 - - 1.0 0.0 0.1 0. 0.1 0.1 0.3 0.3 0.3 - 1.2 County Remettiment Oftice 0.0 0.3 0.3 0.3 0.2 1.0 1.0 1.0 - - 4.1 0.0 0.3 0.3 0.3 0.2 1.2 1.3 1.3 - 5.0 YRCC R esettlement Otfice L .40 1.,1 __ __.A04,_.. n.A.41 0.L1 0.. Q __Q 4_ ... 0 .. x .. 4 °L .4 .4 _ _ - _ 1_ 7 subtotal Adminiutration 0,0 0.4 0.4 0.4 0.3 1.6 1.6 1.6 - - 6.4 0.0 0.4 0.S 0.5 0.4 1.9 2.0 2.0 - 7.8 S. Superviaion-YRCCRO 0.0 0.0 0.0, 0.0 0.0 0.2 0.2 0.2 - - 0.7 0.0 0.0 0.1 0.1 0.0 4.2 0.2 0.2 C. Monitoring - 0.8 YRCCRO 0.0 0.0 0.0 0.0 0.2 0.2 0.2 0.2 - - 0.8 0.0 0.0 0.1 0.1 0.2 0.2 0.2 0.2 - - 1.0 external -0-° ° ° - eo" Oo O Subtotal. Ltor0rg ..0-Q 0.1 0.1 .-. a -- &o- -J __9 5JL o. __QO Q- O n 0-1 -a1°- _ Q-) ° 1 0A 3.L J0.- 3-_------1 _ .. . °xl010 . a A . OA3 _ Total 0.0 O.S O.S 0.S 0.6 2.1 2.1 2.1 - 0 .4 0.0 0.5 0.6 0.6 0.7 2.5 2.5 2.6 - 10.2 Sat Mar 19 13s19:07 1994

I-3

1-1 Zonitoring and supervision CHINA Xiaolaagdi Regetcleogmt Project Lcoal/Porelgn/1se by vSnnaamcL (U54 millioan

The g=;nmen Trp Provincea *Rter=imea C ...... tX-: k-s Iotal * arauZ *.L hmuno 4 Mwm * hul_

I. foreign 37.6 24.S 69.7 45.S 0.1 - 20.2 13.2 25.5 16.6 1S3.1 26.0 11. Local (Rxcl. Taxes) 322.1 77.1 40.3 9.6 0.2 0.) 27.7 6.6 27.7 6.6 410.0 71.2 iIt. Taxes . 2 _1QQ_Q0 * _ _ ___…Q2 - Total Projoat 359.8 63.0 110.0 19.3 0.3 0.1 47.9 8.4 53.2 9.3 S71.3 100.0

8at Par 19 14:42s41 1994

I4T

4-1 Local/Foreign/TaxOS by FinanciOra cHIlA Xiaolangdi Resettlement Project 03ocm.nta by Financiere (US$ Hillion)

The Local Duties 0yammeflt...r ...... 4DBLR...... rwvincea _ZRteMpi"e_ Cnnartr. Bank Flt.Por. (axcl. & mt.Aunt l,A hAan,t & Amo*unt * AM a c Taxes) Tajeal A. Reaettleoent 1. Planning. Deeig and A4ain. 4.0 34.1 7.7 6S.9 - 2. Residential - - - 11.7 2.1 3.7 8.0 _ and Infrastructure Constr 214.3 73.9 75.9 26.1 - - - - - 290.1 50.8 60.8 229.3 3. Transfer of Relocatees 7.3 100.0 _ - - 7.3 4.*ivelibood nd Social Development 1.3 - 7.3 - a. Wenmengtan 34.5 64.7 14.0 29.8 - - 2.6 5.6 - - 47.1 S.3 15.9 31.3 b. Houha Dam and Irrigation Scheme 9.2 - 60.0 5.9 36.0 0.3 2.0 - c. - - I15.4 2.? 5.1 10.3 - 3 DownstreAm Counties 1.3 60.0 0.9 40.0 ------2,2 0.4 - d. Agriculture Development 6.7 68.0 2.2 - 3.2 32.0 - - - - a. Employment for Parmer7 - - 9.9 1.7 9.9 - 76.0 43.6 - - - f. 45.3 25.9 53.2 30.5 174.5 30.5 64.5 110.0 Monitoring and Social Adjustment ?.,. C0.4 -.- LA ... L-6 - 6 _5-6 Subtotal Livelibood and Social Development s -4 F 5. ° 14.7 9.6 __el.3 __,1 _*72.49 1.L9 Subtotal Resettlemet . 2 20.7 _2S7.. B77d5.J 6 7.12. 357.1 63.0 108.3 19.1 0.3 0.1 47.9 8.4 53.2 S. Environcental Management Plan 9.4 566.9 99.2 152.1 414.8 - -.-Al6 . 1-7 1.9.. ------Total Disbursement - ...... 4.4 . o.a -.-.L 3.2 0 2 359.8 63.0 110.0 19.3 0.3 0.1 47.9 8.4 53.2 9.3 571.3 100.0 153.1 416.0 0.2 Sat Mar 19 14a42t23 1994

2-1 Cbaonentc by Financiers CHINA Xiaolangdi Resettle.ent Project Allocatica of Loan Procatdo

tUSS million)

Sugg eted Allocation of _ can ProeedA2 LAn Am,tuntt Di6bursewent TotAl Project Cost Aveagr Diahuraemnt t hnaaioated a )11Cete Freign _Tttal LS!Parelon Zmnanmhmnr- la&_It* ksNne Toalluta_ _Loga_Local EgrgForsa _MZaL_Tnta JOS&L_LDC1 P~aoroOAlan TotAlosI TotalLA *ccal PoL~ X6L ~A *a

1. Civil Works 19.3 11.7 175.4 144.3 31.1 11.7 0.9 61.8 20.5 1.2 0.1 1.1 19.3 1.2 18.1 2. Housing 25.0 55.2 49.8 38.4 11.5 55.2 41.8 100.0 27.S 2.S 1.S 1.0 25.0 14.6 10.4 3. Constr. Material 40.S 79.9 56.1 24.4 31.7 79.9 53.9 100.0 44.8 4.1 1.2 2.9 40.8 12.0 28.8 5.8 3.6 2.2 '4. Agric. Land Iuprov. 5.8 36.1 16.4 14.3 2.5 36.1 26.3 91.7 6.0 0.3 0.2 0.1 S. 3qyipment 0.9 0.6 154.0 98.3 55.6 0.6 0.7 0.4 0.9 0.0 0.0 0.0 0.9 0.7 0.2 2.6 S. Vebicles 2.8 100.0 2.9 0.2 2.7 100.0 100.0 100.0 2.9 0.1 0.0 0.1 2.8 0.1 .7.ConsultaDtg 1.6 8.6 19,S 14.9 4.6 8.6 4.7 21.3 1.7 0.1 0.0 0.0 1.6 0.7 0.9 0.8 B. Sraining/Irst. Support 3.3 75.7 4.6 3.8 0.8 75.7 70.4 100.0 3.S 4.2 0.1 0.0 3.3 2.5 9. ZnvironmentMnagemnt ------10. monitoring ------0.3 11. Rngineoring/L4cal Consultants 2.1 2.4 92.2 79.6 12.6 2.4 2.3 2.7 2.2 0.1 0.1 0.0 2.1 1.7 _ - - Unallocated R.& - - _------Tot" 110.0 19.3 S71.3 41S.2 153.1 * - -110.0 8.6 3.2 S.4 101.4 37.1 64.3

Loan ammunto financed by I38

Sat Mae 19 14s43a02 1904

.. 2 Allocation of LoanProceedsn

7-1 Allocatfon ot Loan Proc.ede CHINA Xt.aolan§4_ Reaettlecent 2roject Diambirsauwts by samategg an4 Goroment Cash now (US$ Million) Coate g4oneing Available to be Constr. E/nAWAe Th Q=9trmpnt_ flRRn Provinced Bftlxrlsai _lnk_ Project Cusulative Amount Amcgnt A qun ANgMnt =ACl costa Caeh Plow cash lQ¢_

1I.3 ------5.3 -5.3 2 1.6 - - - 1.6 S.3 -3.7 -9.0 3 1.6 - - - 1.6 12.7 -11.0 -20.0 4 3.6 - 0.0 0.9 5.5 12.7 -7.2 -27.2 S 3.6 - 0.8 0.9 5.5 35.5 -30.0 -57.2 6 6.S - 1.6 1.9 10.1 3S.6 -25.5 -02.7 7 6.5 - 1.6 1.9 10.1 31.4 -21.3 -104.0 a 5.8 0.2 1.7 2.0 9.7 31.4 -21.6 -125.6 9 5.8 0.2 1.7 2.0 9.7 30.3 -20.6 -146.2 10 9.1 - 0.0 0.0 9.2 30.3 '-21.2 -167.4 11 9.1 - 0.0 0.0 9.2 49.3 -40.1 -207.4 12 9.1 - 6.6 7.0 22.7 49.3 -26.6 -234.0 13 9.1 - 6.6 7.0 22.7 63.6 -41.2 -275.2 14 10.2 - 6.9 7.3 24.5 63.8 -39.4 -314.6 15 10.2 - 6.9 7.3 24.5 57.3 -32.9 -347.4 16 8.7 - 6.3 7.4 22.5 57.3 -34.9 -382.3 17 8.7 - 6.3 7.4 22.5 - 22.6 -359.0 13t-o------35S9. 19 ------359.S 20 ------359.8 21 - - . - - - - -35S9.8

total 110.0 0.3 47.9 53.2 211,5 571.3 - -359.8 Sat Mar 19 14t42s55 1994

to 6-1 Disburements by Samesters and Government Cash Plow Table 1: HousNG CoNDmoNsBEFoRE AD AFTERRmEsET

Categoeuda % of Taha AW&Uve&od Coutai Build ateis Valu of Hows WawpplY Appasteaine Public WFaty Suameyed () (ID) omn) (day) Bfore Altr BeforB Afler Bef

Item Total Hena Jiyuan Mengjin Ximn Minchi Sbaxisn Shauxi Total Yuanqu Xiaxian Pingin Tota

F) Inftastructurcs __

1) Roads 1,763 kn 1,373.3 km 322.2 km 91.4 km 753.4 km 183.3 km 23.0 km 389.7 km 334.5 km 8.8 km 46.4 km

2) Rsavoir 23 maedium 16 medium 6 medium & 2 small 3 medium& 4 mcdium& I umall 7 medium & 3 medium & 2 faries; 4 medium& commuIations & small & small small warffs; wharfs; small wharfs; small wharfs; wharf; small w_afs; small wharfs; 4 bow small wharfs; (eost. 10 yuwa) warfs; wharfs; 3 ferties; 11 boat 6 femres; 5 ferries; t frry; 12 fenries; 9 ferries; (I new) I frry; 27 ferries; IS forries; 23 boat (2 new & 20 boat 29 bot 6 boats 43 boas 26 boats 13 132 boat 89 boas (9 new motor small) (8 new) (7 new) (20 new) (13 new) (6 ncw) ______(46 new) (26 new) boats) _ 3) ElacUidy Supply 631.4 km S32.2 km 61.91 km 53.9 km 264.4 km 126.1 km 25.9 km 99.2 km 66.6 km 7.7 km 24.9 km (35 k, 10 kV, low

4)Telecoininunlcatlon 524.1 km 406.1 km 66.7 km 37.2 km 243.9 km 58.3 km 118 km 118km

5) Public adress & 896.9 k; 696.3 km; 157.4 km 45.2 km 415.1 km; 72.9 km; S km 200.6 kr 190.9km 2.7 km 7 km TV facities 5 TV diff S TV dift. 4 TV diff. I TV diff. ssationsatio statio swaon

a) Conslructon of Il towa Stowns town I town towns I ton 3 towns 3 towns townehIpsIA

H) Conction ot 276 v1llb 119 vHkSa 37 villags; 44 villap 28 vilbge; 48 v1 7vW7v 77 vitges 63 vtlsgc 9vlla Svill" vslg Wmengton downatcoam 9_v___ _ _ 59 v9vS0 -9- ) Speci Itehos m Ja No. IV; hydrometric stations; Yuanq wat wue projut; cultural reics for both pwin; r ofcable bridge; aboveounty evel national commumicationlines; 220 kv powv lines; power supply for rcsewoir rdocatees.

IA Dwing 1994-2000,only 10 wns wi be but. - 110 - ANNEX -8 INDEX OF INCOME TABLES

RELOCATEE Location MoveType Location Table Houhe AverageIncome 180-265m Av I High Income 180-265m Hi 2 MediumIncome 180-265m Me 3 Low Income 180-265m Lo 4 Jiyuan WithinCountry < 180 m 5 To Wenmengtan 180-265m 6 Mengjin WithinCountry 1 <180Im 7 Within Township 180-265m 8 Xinan WithinCountry < 180 m 9 To Wenmengtan 180-265m 10 To Kaifengetc. 180-265m -11 To Zhongmu 180-265m 12 To Yuanyang 180-265 m 13 Mianchi WithinCountry 180-265m 14 Shanxian WithinTownship 180-265m 15 Yuangqu WithinCountry 180-265m 16 Xiaxian/Piglu WithinCountry 180-265m 17

______H osT _ _ _ _ Houhe Avg. Income 180-265m Av 18 Jiyuan WithinCountry < 180 m 19 WithinTownship 180-265m 20 To Wenmengtan 180-265m 21 Mengjin WithinCounty1 <180 m 22 WithinCountry 2 < 180 m 23 WithinTownship 180-265m 24 Xinan WithinCounty < 180 m 25 To Wenmengtan 180-265m 21 To Kaifengetc. 180-265m 26 To Zhongmu 180-265m 27 To Yuanyang 180-265m 28 Mianchi WithinCounty 180-265m 29 Shanxian WithinTownship 180-265m 30 Yuanqu WithinCounty 180-265m 31 - 111- ~~~~ANNEX8 auZ,|,,s, ~~Table 1

~~~~~~~~~~~~~~~~ihpoe4tue~ P--\ ce mw

roe" cetes 15. 15. 7s.7 12.3t21S2.3 MI. 1z.2 1U.3 t2.3 t2.3 t2.1 12.3 tl.l 2. 12.7 t2.3 15.7 I$.7 ;2-3 .0.2 Cash~~ ~ ~ ~ ~~ct7 ~:9 5 S I 6 o:s %O,s *.e 9o l9. e . 9. e 9. 9. 9.lXZZ0 *.0 9. S.* . S. § 9.§0 26 t O'Cz 3 C .6 0.2 0. Q. 4. 9. 20 13. 13. 17 13. 13. 1. 2:s. 1332 5 A 03.3

te$7er an ftagot .1. 1.1 3.8 3.3 3.4 3.7 LS 3. 3.6 3.6 3.6 3. 3.6 *. 3.4 3. 3.6 .e 4 3.6 3. .* 0 .6 -0. 0 Neaan oJv 2.6 2.6 2.4 2.4 2.5 2-6 2. 2.6 2.6 2. 2. 5 2.6 2.4 2-6 3-5 2-Z6 2.6 Z' 6 i~~~~~~~~~~~~~~~~~~~~~~ 4 -iL 02.,6- _ e6 6 9.6 $

row* c.swZe 2. Zs 25 2...... z.e Oe I.. 2.e 2.o Z.0 2.0 Z.# Z.0 -0.3 red I foragtet 0.2 G.I e.2' I:: C.2 .2 14:2 OM .Zl 0.2, 0.2 :.z :; 0.2 c2 o2 1 2 *. 0.2 0.2 ow .2 0.2 a4X* -Asl't o.6 C.6 -10.6 J.__. Ov__0.... o.1 o6e6 0.6 O.6. o.I . . . .

roe4 eresr 7:.5 t.s 7.5 t.S .s7: t. tSSI. I. I. 7.5 77.5 t.S tS, t.S 75, 7.s 7.5 t.s bCh ep . 0 . . C. 0.6 0.5 e O.06 a 04 0.6 a .4 0. 0. 0.* e., . * Z" tw*02o. 0. a 0. 0.G6 0. I . 0. 0.6 0.6 0.6 o 0.6 e 0.6oo . f_Seeth eOme"IS 711 0- I .. I 7 .. O .7.

oriler tnee_ 5. . 2 2. :02024 W 0202 L 102 L 102. . S2 n1.o 1.0 slc 32.2 32.s 2.2 43.7 NgZ *4.Z Sls 53.* SS.S5a.25n5|.21|.2S. M.15172 51722 :.7 $0.2 O saCost

te" I.S ;.S l.S 1.2 ;.2 1.2 O.S O.S e.s a.s e.s 0.9 o.$ a...... c Few erqw O S. 0.; 0.t O .f . 0.9 O.$ e.9 O-* 0.9 0.0 0. .9 O.s 00.s 0,s '.:I 0. I, O ; S 6.I et*"_349o and pa.'u -m la.; '4. '0. la. ' Io. la. lo. to. ' ' Q teto_zers~~~~~~~p3ad ~ -, Is . 7.3 t.7 5.3 9.2 9.7 :r 5 OSl. 10.9 9C. 109I. 09 091. 3 7.31C tor^r*--"; o.l o.e o.s 0. o.ta. Io.X0. 7 1.I7 I. 0.7I C.7I .7 0.7 I. I. 0.7 0:1 C: I -C; R7ear 4alu.1 *.: *.1 4d 4. *3 *.2 *.2 4 *24 *2 a *. Z *2 .2 *2 52 a. *. 4 2 C.0 YWA.1 a4; 0 . .9 . C.9 C.9 0.9 ¢§ 0.t. . 0.§ 0.9 . C.9 0.9 . 0.9 C.$ 9. =3-pe*rsemag Ce"" T J.' 1 -4 4 1 -. 7 :4. =Sub-to egdu C"c I 1 S 1R SF -" ^ :.3

Aitcru:ture Ta 0.6 e.6 0.6 - 4 C.A 0.4 O.# o.c 0.4 .4 0.4 0.4 0.6 .6 0o -C.2 pSee t Tom - - ' 6 .4 ; 4 .6 0. : .7§ § 1 2T s. 5 --- s5:T . Yb rly e 2stamSema~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~--:-n 2 5. 52 55 4.1. :5R 4" ;R I ts :R s S:T55 6:T - -ssr;FT . :7 0.6

Treanf ter ...... P:ronaeh P...ad 14.* 14.2 14.9 It.6 164. It.3 l. 4 Ut.0I n8.s It.SIs.S US U.S Is.$ U.S U.S I.S 14.s lU.9 II.S C.3 -st~~~~~~~~~~~~~_4= 17.feel 16 4 .7 3S 17- 4 .*3 I5t. 5Is.$-5 .5 1.5 ICS U0. IS 11.q3 %*SII.$ 14.9 49 I. 0.3

Ottefl_ Aft _r t"ae -i it4 :; -I- - j-F ',-; -WT-N -Fr -Sr -n - r -w - i.n _X r _ -- 4§rT Xs

mo 1ly5 *f4 3t -IF 2.~ 3. 3.1 3.; q63.0 3. 0 . 4 - - -

1-1 The Av*aq MwNota ld tUee_ for Relocatee ta aue tsa 1 CtuLaa Xiaolangqi PAsettlement 0olect AMNEX 8A High Income Household--Rlocatee, in Houhm farm model VWZ,7. min-No t_aaMk%) Table 2 din Yuan) /a

*eptemI,er--ctober Without Projec; With.Prolect 1Wtho29 30 2 _ 3 4 5 6 S 9to29 30

Food crops 2,311.5 2.111.5 2,311.5 :,536.5 1,567.5 1,598.6 1,629.6 1,629.6 1,629.6 1,679.6 1,629.6 1,629.6 Cash Crops 2,116.2 2,116.2 2,116.2 1,178.2 1,234.8 1,212.6 1,090.2 1,090.2 1,090.2 1,090.2 t,090.2 1,090.2 Fruit 700.8 1700. 700.3 54.0 54.0 980.2 1,764.0 2,619.0 3,474.0 3,901.5 4,329.0 4,329.0 Heat and eggs 725.7 725.7 710.7 711.3 71:.3 '11.3 711.3 711.3'1L.3711.3 711.3 711.5 3 sob-teow Ibi twofttioe. 1,854.2 3Tr°2z 5,639.2 3,48o.0 3,567.7 4,562.7 37T11.I 6,050.1 6,905.1 .7332 67 7,760.1 £j' vsq*wta Fodder and forage 497.3 497.3 497.3 192.3 214.6 237.0 241.7 241.7 241.7 241.7 241.7 241.1 48ea; And egg. 543.5 543.5 537.5 385.9 38S.9 385.3 385.9 385.9 395.9 365.9 385.9 385.9 Manure--Animal 52.6 52.6 52.6 52.3 52.3 52.3 52.3 52.3 52-3 5Z.3 52.3 32.3 Other animal products 98.3 98.3 97.3 100.5 100.5 100.5 100.S 100.5 100.5 100.5 100.5 100.5 #b-tatal Bypanductea I 191.8 1,91.8 1,184.8 731.0 7753.4 ¶777 780. 780.5 780.5 70. 578. 5 vs5Val"u Of Pz ati0m 7,46. 7,024.0 4,211.0 4.321.0 5,336.4 5,975.6 6, 80.6 7,685.6 8, 113. 8,540.6 8,540.6

Food crops 310,9 310.9 330.9 325.9 325.9 325.9 325.9 325.9 325.9 325.9 325.9 325.9 Fodde: and forage 497.3 497.3 497.3 192.3 214.6 237.0 241.7 241.r 241.7 241.7 241.7 241.7 Manure--Animal 52.6 52.6 52.6 52.3 52-3 52.3 52.3 52.3 52.3 S2.3 .2.352.3 Sub-8otal am-warl ta 860.9 860.9 860.9 T57.T 592.9 615.2 620.0 620.0 620.0 620.0 620.0 670.0 Os-tar Se85t0 Food crops 749.8 749.8 749.8 749.8 749.8 749.8 749. 749.8 749.e 749.8 749.8 749.s Cashl Crops 46.1 46.1 46.1 46.1 46.1 46.1 46.1 46.1 46.1 46.1 46.1 46.1 Meat and eggs 80.2 80.2 S0.28o.2 _S02 80.2 80.2 80.2 80.2 80.2 80.2 90.2 sub-TOWal 0 ,-Wanawtism 86. 876.1 876.1 861 8-76.1 87676. 81076.1 S7.1 876.1 Not Vaue Of pz.dot±e 1,309.1 5,309.1 5,297.1 2,764.4 2.;32.t 3,847.2 4,4?9.5 5,334.5 6,189.5 6,617. o T.;44 -,044.5 Pezaead Coaimpti Meatand eggs - - 2.0 Otbas nilavs Othec Income 369.1 319.1 3695. :,650.0 1,650.0 1,650.0 1,650.0 1,650.0 1,650.0 1,.0 1,650.0 1,650.0 r110.5 5 7-8.2 T,5,6 -6-78 ,67.2 -4,678.2 414.4 4,S02.1 4,497.2 6,129.56,984.5 7,839.5 ,267.0 8,694.5 8,694.5 pseSuatisaCoat

Seedlings - - - 188.1

Seeds 364.5 364.5 364.5 123.8 123.M 123.0 96.4 96.4 96.4 96.4 96.4 96.4 Food crops 69.6 69.6 3.9 306.7 280.3 .'i3.8 264.2 264.2 264.2 264.2 264.2 264.2 Seedlings 12.0 12.0 12.0 ------Eretilizers and pesticide 944.2 944.2 944.2 63s.8 700.7 790.8 82'.7 892.7 942.9 942.9 942.9 942.9 Other inputs 220.1 220.1 219.6 177.5 177.5 177.5 176.1 176.1 176.1 i76.: 176.1 176.1 Manure--Animal 80.7 80.7 80.7 22.3 22.3 22.3 11.5 15.5 15.5 15.5 15.5 15.5 Young animals 8.7 84.7 79.7 81.9 81.9 @1.9 81.9 S1.9 81.9 81.i 81.9 81.9 Mub-total Opatim coats 21530.12,s530.1 2,4-5.3 T98 2 ,020.908-4.05 2,088.6 2,153.7 2,203.7 2.203.' i- r3t 2,203.7 Sub-.-3etps_ oSuetl C.5 2,530.1 2,4583.9 2,170.51 2,020.92,084.5 2,.6 153.6 2,203.7 2,203.722203.7 2, 203.7 tams Agriculture Tax 88.6 88.6 8S.6 44.4 44.4 44.4 44.4 44.4 44.4 44.4 44.4 44.4 Sp,ecial Product Tax - - - - - 138.9 256.5 304.8 513.0 576.8 641.3 641.3 Sub-Totoz -ASes 88.6 88. 88.6 464.4 44.44 -T3.4 309 429.2 557.4 62 7 61 .7 68s57 0UT1&IS 2,619.72,618.7 2,547.5 2,24i.9 2.065.4 i2,27.9 2,399.52,.582.s8 ,762 2,825.02,889.4 2,8 9.4 Ceb view Dego . V1nm.miu 3,059.15 3,059.5T0 2,199.5 2,4-36.6 3,229.227.4270 3,740. 4,401.8 50 o ,8 .cs:15,8o.1 lam t.3.y ginL±ts S.iase Wtaame5nq3,935.1 3,935.1 3,982.7 3,071.6 3,312.84,105.3 4,r.6.11,277.8 5,954.4 6,38.1 681.2 6T33,681.2 Soua"ce Of lIAMo. Transfer from Previous Period 2,530.1 2,530.1 2,530.1 2,170.5 2,020.9 2,084.5 2,088.62,153.6 2,203.7 2,203.7 2,203.72,203.7 Less transfer to Next Period 2,530.1 2,530.1 2,170.5 2,020.9 2,084.52,080.6 2,153.6 2,203.7 2,203.'2,203.7 2,203.72,203.7 sub-Total seuse" of mi.aace - - 3W _ 149.6 -4.0 -65.3 -5O.2 -- cah 11.. "ter PLnaSAGM 3,059.53,059.5 3,466.2 2,349.1 2,373.13,225.2 3,65.0 4,351.6 ,7.O 5,442.0 0 I Qhagi X et mat" Contribution from own savings - - -71.2 ------_ _ - Residual value of .ransfe tor Next Period - 2,530.1 - _ _ - 2,203.7 Sub-5ttal Chane itnemt Worth - 2,130.1 -112- - - - -2203.7 - - Waz= Ily Seme1ts After W1nhmctU 3,935.5 6.466 4T; 3,249.94,101.2 55 5,22.7 5 954.4 ,38 ,4.2 R*Ztw pox la;l3y-fty of Labez 12.0 1-9.8 13.5 11.5 19.4 24.0 22.8 26.2 29.8 31.' 33.5 44.5

IP.A * None, S?v - 10,823.25 Ns !orm Xican Village n Gucheng Town to Nouhe wed Sep 29 21:06:05 1993

3-1 High Incoae HousehoLd--Relocatee in Houhe farm model forer d agoF cug fc Nd vszW,~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ oezemt~~03ANAno I_g t VltX soa et Ouu1~~~~~~~~~~~~~Vo todl1 st |t C

t Z*0 _Z_s * _g * X _ 10 11 1.7 1X K *o N le I ~ 1o *

SO crepe.?U. 1.2 t.l .1 10.2 12.1 12l.2 li. 12.2 it.) la.) 12.2 .. 12.217.. I.l, s2. 14.. 14.2 12.13

re~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~sO'l JOL *.1s ".I t.1 *.t "31 11" .') "l6 S.^^*X^.* o *^, .. . *, smig¢¢-soreMr -t - 2 -n'-2o 4 -tk°- 4-41 ° 7H4 .1- °l 41 -o 41 -d 4I v4

rma god 0.0. e.1. . 16l0 20 . . 2.0 7.0 . 2.0 a. e . 2.C e etfet *S 2. i .0 2.6 0.2~~~~~~~~~~`0.2 z*b jS- s *-ak-* __ee_t74__p;ler-e<3.g_6a 6.. 0.6 +0. 0.6 . 0.6 e. 0. 0 2S. 0-.. - 0.2 0 -40 - 40 0.2

wot 66d tors* S, 7 S: _ 3. `1 1:1, 21 O; ':'a 0: t4l j- S1 7' Se Omwto-bi fee2 -AgumS

foSctcp 2~~~~~~~~~~~.l2. 2.1 10 1.24. 0. .eooeoooo*eeoeo0.0 .1 e 2.6sh o.o eg es RodlecPt S

~~zgcu$$~ ~o.. o ." . o. o.* . . J. v. §. . . . o..o. .

Wastz_tg*sacem , X a$ 4.4 -N° 10 _! e41,H 41 4i_ -H -_ _.4-. 4 _e -N. 15 l4 A0 *@.f

~~~~~~~~~~~~~0.

9.0~~~~~~~~~IR llrol bRo0I. d... 0 1 7 F U 9_ (la T"4 ad )*11a

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3.8 ResidentialReconstruction for Towns. Thetotal town population who will moveto new townsis 17,212people, of whichabout 70 percentnow have agricultural status. Mostof the 11 townsinundated are situatedin valleysor plainswhere the natural soil conditionsare favorablefor agriculture,and rail transportfacilities are available. They form the political,economic and culturalcenters in the local districtsand play an importantrole in the local economy. Of the 11 towns, 10 townshave populationsof 1,000-2,000people and one towncontains approximately 5,000. One townwill officially ceaseto existand its populationwill be dispersedamong the other towns. A secondtown will becomea townshipseat. The remainingnine townswill be relocatedbut will retain theirpresent administrative functions. The average basic town population size will remain the sameand floor spaceper capitafor buildingsat the new site will be the sameas that of the old site. Infrastructurewill be improvedfor such itemsas streets,power supply, watersupply and sewers,etc. Newtown sitescovering 177 ha of land will housethese people. Seventy-eightmain and side streets,totaling 32.6 Iam,will be built as well as 10 watersupply projects. 3.9 Relocation of SpecialInstitutions. A total of nine specialinstitutions includingan experimentalfarm, a forest plantation,a nursery farm, a seed farm, a navigationoffice, a canal managementoffice, a hydropowermanagemnent office and a suspensionbridge office will be relocated. Sevensignificant facilities above county level also have to be relocatedincluding a jail, a waterproject, and a hydrologystation. 3.10 Infrastructure Reconstruction. Infrastructureinundated includes roads, transmissionlines, communicationslines, broadcastingfacilities, water supply works, hydraulicstations and other specialitems (see Annex . The artial highwayswill be rebuiltto the same gradewith the same qualityof materialas before. New residential areaswill be servicedwith simple highways. Wharves and ferries around the reservoir and a total of 1,750km of roadswill be built. Everyvitlage will be servedwith electricity, requiringthe constructionof 632 km of powerlines and otherfacilities. Telephonelines, broadcastreceiving facilities, water supply,and drainagefacilities will be providedfor every illage. Transfqr of Resettlers 3.11 This componentmales specialprovisions for transferof all salvageable matials and personalbelongings, factory machinery and other goods from the presentto the new sites. The CountyResettlement Offices (CROs) are conductinginformation campaignsto create public awarenessof the XiaolangdiProject and of the transfer arrangements.Usually six monthsprior to moving,individual households are provided detailedinformation on compensation,new sites, housingand occupations.At this time, each household'sprivate assets are resurveyedand documentedby the localauthorities. This will indicatethe precise compensationentitlement of each relocateehousehold. Villagerswill be free to either build their own new houses(with or withoutbuilding materialssupplied at wholesalecost by the village)or contractconstruction from local contractors,including some of their own numbers. Many villages will actuallybe constructedby an advancegroup of villageworkers, while others remain behind to salvage 116 Table 6

China Xiaolanqdi Resettlemr Project-Wonmengtan subproject Relocatee-Ayuan to WerAwnqtan SU80-266M Para 14odel FZWACM BUD02 (AQ=M=M) (In Yuan HundroW /a

September-October Without Project With Proiatt future future Percentage Ito 7 to 10 Present Without With Change 22 30 1 2 9 to 29 0 PSOcuatten FQW crops 10-S 10.5 10.5 22.8 22.8 22.0 22.0 22.0 22.0 22.0 22.8 10.5 10.5 22.8 1.2 Cash Crops 11.4 11.4 11.4 10.9 10.9 10.9 lo-$ 10.9 10.9 10.9 10.9 11.4 11.4 10.9 .0.0 fruit 6.4 6.4 6.4 - . 1.4 2.0 5.6 8.4 03 9.4 6.4 6.4 8.4 0.3 Neat and eqqs 6.3 __L. 3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.2 6.1 - sub-total Ift= ProductLon 34.6 34.6 34.6 39.9 -T9-9 ri -.4 42.8 7-5-6 -R-.4 78-4 -U-4 3-4.6 34.6 4-8. 4 By vredticto fafter and forage 2.1 2.1 2.1 5.3 5.1 S.1 S.3 5.3 S.3 5.3 S.3 2.1 2.1 5.3 1.5 Meat and eqqx 2.0 2.0 Z.0 2.0 2 0 2.0 2.0 1.0 Z.Q 2.0 2.0 2.0 2.0 2.0 - Othor animal products 0.3 0.3 0.3 0.3 0.3 0.3 - 0.2 0.3 0.3 0.3 0.3 0.3 0.3 0.3 Sub-toul gyprodbacto 4.4 4.4 4.4 7. ri, 7.6 7.6 7.7 7-6 7-6 -7 6 7-6 -414 -414 -7 6 ac"s Value Of pmodwtum 39,0 39.0 _T9_0 -r7-5 -T?-5 -U-9 -i-0-3 M-1 =6 0 =6 0 =6 0 -- 79-0 3-9 0 S-6 0 0.4 am-VA= USQ, Food crops 2.8 2.8 2.8 2.0 2.4 2.8 2.E 2.0 2.8 2.8 2.8 2.0 2.0 2.8 - Fodder anod fcraq6 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - Other animal products 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 ___2.3 03 0.3 - Sub-Totax On-razak use 3.3 3.3 3.3 1.3 3.3 3.3 -3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 - On-ram Cousumption Food ccaps 7.4 7.4 7.4 7.4 7.4 7.4 7.4 1.4 7A 7. 4i 1.4 7.4 73 7.4 - Cash Crops 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 I., 1.7 - Meat and offs 1.4 1.4 1.4 1.4 1A 1.4 1.4 1.4 2.4 1.4 1.4 1.4 1.4 1.4 - Sub-Total an-nm Consompexaft 10-5 10.510.5 =*.$ =Q.S 10.5 =0.5 ro-S70-5 10.5-fo-.s -10.3 -10.5 10.5 - not value Of Production 25.2 2S.2 -is-2 -373-7 33.7 35.1 36.5 39.4 42.2 -4-2-7 -C2-.2 -25.2 -25.2 42.2 0.7 gmaka"d Ca"mptim Food crops 0.7 0.7 0.1 ------0.7 0.7 - - Cash Crops - - - 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 - 1.7 Sub-Tatal Purchased Conswoptzon. 0 7 0 1 1 7 1.7 1 7 1 7 1.7 1 -1 11.7 1 0.7 O.-I 1.7 1.4 othez mmelow Other lncme 10.7 10.7 10.1 11.8 11.8 11.8 " 11.8 11.6 11.8 11.0 IO.-I 10.7 11.8 0.1 35.2 5.2 35.2 M39 -r3-.9 -j-5.3 46.7 -ig-5 -2--.3 -2-3 -2-.3- 35.2 3-5.2 5-2.3 0.5 Production cost rcmestmmt sewiinqs 09-ti" Vwaha"d MVuts Sea" 1.1 1.1 1.1 2.2 2.2 2.2 2.2 2.2 2.2 2.2 2.2 1.1 1.1 2.2 1.0 Seedlinqs 0.0 0.0 0.0 ------0.0 0.0 - - Fertilizers and posticido 4.S 4.8 4.8 8.2 8.3 8.4 S.4 8.4 8.4 9.4 8.4 4.8 4.8 8.4 0.8 Other anima.L products 0.3 0.3 0.3 1.1 1.1 1.1 1.1 1.1 1.1 1.1 1.1 0.3 0.3 1.1 2.6 Other inputs 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 - Young animals 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0. -7 0.7 0.1 0.7 sub-total purchased zwuto 9 6 9 6 9 6 4=9 =46 =S 2 -If-I -5-1 =5 1 5=1 -1 5-1 -9 6 -9 1S.1 O 7 ULted Labox Faca labor 0 6 0 6 0-6 I IS 0 4 0 4 2 1 4 1 4 I., 1.4 0.6 0.6 1.4 112 Sub-total Cpemtutg Costs 10.2 10.2 = JGA 15.5 L5.6 16.4 16.5 L6.5 - UK -1d.-S I-o -z -10. 2 16.$ sub-Total Pralbaction coat 10.1 10.2 10.2 17.6 =5.5 -1 s-. 6 -16-4 -7635 -I 6-5 76-5 =63 -I or. z 10.2 U.5 0.6 Taws Other inputs 1.2 1.2 1.2 0-4 :la 2.5 = 12 1*2 --- 2.5 1.0 OuTrtm II.S I 11.5 11.5 =I.S 7 17.6 15.5 =57 =6.4 =6.5 3-L6.9 19.1 23.7 11.5 19.1 0.40 =3 7 5 6 3 20 4 22 7 30.3 3 0 5.4 33.3 =3. 3 23.7 33.3 Cash now setowe Irzaanowal =3.7 -r- - 7-5.79 -r3-8 7-38 34.2 -34.2 43.8 O S fazmk irmziy awnents seraze ftnauxing 34 2 34 2 4.2 3 r$- -3-8.-g 40.2 -4 3-. S Soutveo of finumm Transfer from Previous Period 10.2 20.2 10.2 17.6 IS.S 15.6 16.4 16.5 16.5 16.5 16.5 10.2 10.2 16.S 0.6 Less Transfer to Nexz Peciod 10.2 _10.2 17.6 IS.S 15.6 16.4 16.5 16.S 16.5 16.5 _Lfll -10.2 10.2 16.5 0.6 sob-Total sousces of finance - -=7.4 2.1 '% 0-1 0=8 -0.2 cash inowAttez irinanauq =3.7 7-3.-7 -176-4-le-4 MET -re-9 -3-a-773-To =s.4 73-3 -T3-3 23.7 2i.-I .13.3 d.4 ges"tal value of to West porz" - 10.2 - 16.S - 10.2 16.5 0.6 Transfer - -T- - -!O- T- -C Finsawing 34 2 4 6 9 9=O$ =9 4 -rO -7 3 5 S-9 1=3 8 -- 60. 3 n= raiLLIY am-ejts After - - -rG - - -0- 10.2 34.2 44.5 pAtuLue Vim randAy-Day of Labor 0.2 0.2 0.1 0.2 . 0.2 0.2 T 0.2 __R.2 - 0.2 0.3 0.2 0.3 0.9

IRR - 74.31, NPV - $2.39 %a from Dayu and Xiazhi Xiang tO WOrAengtan

W" Doc 22 07:55:20 1993

2-1 stalocatee-jiyuan to Wanmtiqtan EL180-266K I'arm Model -117 - ANNEX 8 Tle7

XiaQlaaWdi Resettlement Project-I4engj in county Rolocatee--Near Move in I4engjin Farm Model

(in Yuan I4uarAedl /a $4a3tembar--Octcber Without Project With Project future future Percentage 1 to 8 to 10 PresentWithout With Chync 29 10 j 2 3 4 8 6 7 9 to029 30- I 0 -30 - W"ai Productio Food crops 1i. 1i. 1s.8 7.9 9.9 10 6 11.9 11.9 11. 11.9 11.9 11.9 15.6 15.8 11.9 -0.3 Cash Crops 6.4 6.4 6.4 7.5 7.8 7.9 6. t, 6.6 6.6 6.6 6.6 6.6 6. 4 6.4 6.6 0.0 fruit 2.3 2 .3 2.3 - - 4.4 6.6 1.7 8.8 8.8 8.8 2.1 2.3 8.8 2.9 Keat and eggs 4.7 4.7 10.1 10.1 10.1. 10.1 10.1 10.1 10.1 10.1 10.1 4*7 4.7 10.1 1.1 Meatand eggs~ ~ ~ ~ 292~~4.7 9. 2.22S527.e 28.6 3. 352333. 37.4 9. 0.3 Sub-total.Main Peodckmtion 2. 2922. 2.5303.2 6. 37474 2.2 29.2 37.4 . fodderand forage 2.7 2.7 2.7 1.8 2.0 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.7 2.7 2.1 '0.2 Neat and eggs 1.2 1.2 1.2 4.4 4.4 4.4 -4.4 4.4 4.4 4.4 4.4 4.4 1.2 1.2 4.4 2.8 Other animalproducts 0..2 0Y.2 0.2 0.4 0.4 0.4 0.4 0.4 0.6 0.4 0.4 0.4 0.2 0.2 0.4 0.9 sob-totalDyproam"t 4.1 4.3. 4.1 6.-7 6.9 7.0 7.0 7.0 7.0 7.0 7.0 7.0 -4.1 -4.1. 7r.0 0.7~ Gross Value,Of froducujon 33.2 33.2 33.Z 32.2 34.7 35.6 40.0 412.241.3 iTi4 iTiF_ 444 33.2 33.2 44.4 0.3 On-lamz Is. - Food crops 1.9 1.9 1.9 1.3 1.8 2.0 2.3 2.3 2.3 2.3 2.3 2.3 1.9 1.9 2.3 0.2 fodder and foraga 0.1 0.1 0.1 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.) 0.3 0.1 0.1 0.3 2.1 Othor animal products ..S . 0.2 0.2 0.4i C.4 0.4 0. 0. 0.4 0.4 0.4 0. . . . 0.9 sub-Tota On-lacmU.. 2.2 2*T2 2.2 2.0 Z. ! 2.7 3.0 3.0 3.0 3.0 3.0 -3.0 2.2 -2.2 -3.0 0.4- On-Sa4m Consumaption food crops 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 - a4sf Crops 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.9 2.0 2.0 2.0 2.0 2.0- ,eat and eggs 1.7 17 171 7. 1. 7 1.7 1 1 7 1.7 1.7 1 1 I.,-. s..o-Total on-ram Coaasut±on 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 8.4 get value Of Product3ion 22.6 -22.6 22.6 21.8 23.8 24.5 8.6 -0.8 31.9 33.0 11.0 33.0 2-2.6 22.6 3-3.0 0.5 Purchased conacption Food crops- - - 0.0 ------Cashi Crops 0.; 0.7 0.7 . . Heat and eggs 0.1 0.1 0.1 - - - - -..... j 0.1- ..... Sub-Total Puzohmsed Canaueption 0.7 0.7 0.7 0.0 ------0.7 0.7 - - Other Zaflova Other Income 6.5 6.5 6.S 12.6 12.6 12.6 12.6 12.6 12.6 12.6 12.6 12.6 6.5 6.5 12.6 0.9 ms't.ow8 28. 28S 28.5 34.4 36.4 3.1 41.2 43.4 44.8 4.6 48.6 45.6 285 28.5 48. 6 0.6 vroduotian coat zaveatment Seedlings - - - 0.8 ------Operating Seeds 4,9 0.9 0.9 .. I 1.1 1.1 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9- Food crops - - - 2.7 2.2 2.0 1.7 1.7 1.7 1.7 1.7 1.7 - - 1.7- Seedlings, 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 -C.0 Fertilizers and pesticide 4.6 4.6 4.6 4.4 4.8 5.3 5.5 6.0 6.6 6.6 6.6 6.6 4.6 4.6 6.6 0.4 Other inputs 2.8 2.8 2.8 3.1 3.1 3.1 3.0 3.0 3.0 3.0 3.0 3.0 2.8 2.8 3.0 0.0 other animal products 0.6 0.6 0.6 0.3 0.3 0.3 8.2 0.2 0.2 0.2 0.2 0.2 0.6 0.6 0.2 -0.6 Young animals 0.7 0.7 0.7 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 0m.? 0.- 2.0 . Sub-total Operating Costs, 10.010.0 10.0 13.8 13.7 14.0 13.5 14.0 14.6 14.6 14.6 14.6 10.0 10.3 14.6 0 Sub-TotalProduction Cost 10.0 10.0 10.0 14.6 173.7 =14. 11.5 14.7 14.6 14.6 -14.6 14.6 10.0 -10.0 14.6 0.8 Tame. Other inputs 0.9 0.9 0.9 - - - - -0-.2 0.2, 2.6 2.6 0.9 0.9 2.6 1.8 OUTIT.0W 10.9 10.9 109 -1 4.6 13.7 1 4.0 -13.5 14.3 14.9 1T.9 -17.3 17.3 10. 9 10.9 1-7. 3 0.6 Cash.flow Beforefinancing 175 17.5 17.5 19. 22.7 23.1 _27.7 29.4 2r9.6-30.7 28.-3 28.-3170.5 7 28.3 3.6 ram familySkmaftat Weore financng 25.9 25.9 728.9 28.2 31.1 31.5 36.1 37.8 38.0 39.1 36.7 36725.3 -28.9 3-6.7 0.4 Sourvoc of finance Transfer frcm Previous Period 10.0 10.0 10.0 14.6 13.7 14.0 13.8 14.0 14.6 14.6 3.4.6 14.6 10.0 10.0 14.6 0.8 Lass Tratnsfer to Naxt Period 10.0 10.0 14.6 13.7 14.0 13.S jj-0 14.6 14.6 14.6 14.6 14.6 -10.0 _10.0 14.6 0.S Sub-Total Sourme, of finance - - -4.6 0.8 - 0.3 0.5 -0.8 -0.6 ------Cash Flow After financing 17.5 17.5 13.0 20.7 22.4 23.6 27.2 28.8 29.6 30. 283 28.3 -17.8T 17.8 278.3 ~ 0. Rasidual. value of Transfer to Wart Reciod - 10.0 ------14.6 -10.01 14.6 0.8 ram family Denafzto After Fi.nancing 25.9 35.9 21.3 -29.1 30.8 3r2.0 38.6-3v.2 38.0 19.1 36.7 81.4 25.9 35.9 51.4 0.4 Retussis per framsly-Day of Labor 0.1 0.2 0.1 0. 0.1 0.1 0.1 .09a ,j. 0.1 0.1 0. . . * 0.2 Incremental Return per Znorinntal family-Day of Labor - - - 0.1 0.2 0.2 0.4 0.2 0.3 0.3 0.2 0.3 - - 0.3 -

IRA - 104.66, NPv - 62.02 \a from meiyao. hengshui. matun to pingle. sonqzhuang, chaoyang xlang Wed Dec 22 08:,01:821993

2-1 Relocatee--NearMove in MengjinFarm Model 8 ':able a

Chlaa Xiaolauqdi Resettlement PrCd_t__ftAgjiA oqmty Sclocatee--Mave Back io MengJia farm model nuom (AQMNINM) - (In Yuan Hundred) fa

Sootembe -- Octobec

With Proiect future futuro Poscentage I to 9 G 10 Pt ..... rt Without, Wth Chance 29 3C 1 _L_ 3 4 S _1_ 7 9 to 29 30 1 30 30 1

ULLO VzoductLon row Crops IS.1 1S.1 1S.1 12.6 12.S 12.5 12.S 12.S 12.5 12.4 12.5 12.S 1S.1 15.1 12.5 -0.2 cash Crops 6.4 6.4 S.# 9.1 9.1 9.1 1.7 7.7 7.7 7.7 7.7 7.7 6.4 6.4 1.1 0.2 ftuit 2.3 Z.3 2.3 - - - 4.2 6.3 7.4 0.4 0.4 0.4 2.3 2.3 0.4 2.7 Meet and oqgx 4.7 4.7 4.7 8.3 0.3 8.3 9.3 6.3 8.2 9.3 9.1 0.3 4.7 4.7 8.3 0.9 Sub-tatALL KLin fto4hwtUm is s -fe-s =0 s -57 -rg-g =9 9 =2 a =4 9 =5 I -W-0 7=0 71MU -11 s 28.31 1-1.0 --- TT By ftoducts Fodder and forage 2.6 2.6 2.6 2.4 2.4 2.4 2.2 2.2 2.2 2.2 2.2 2.2 2.6 2.6 2.2 -0.2 Meat and eqqs 1.2 1.2 1.2 3.1 3.11 3.7 1.7 3.7 3.7 3.7 3.7 3.7 1.2 1.2 3.7 2.1 Other animal products 0.2 0.2 0.2 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 4.2 0.2 0.4 0.6 Sub-total gyproducu 4.0 4.0 6.5 5 6.5 6.2 6.2 -6.2 4.2 -6-.7 4-6.2 -4.0 -4.0 -6.2 gross Valmo Of Ovaduation -32-T =2.G =2.6 =6. 4 36.4 36.4 'TO.-O 7-1.1 =2.2 -47.7 =3.3 =3.3 32.6 _32. ra 43.3 zz:GF336' on-raxn U" Food crops 1.9 1.9 1.9 2.9 2.9 2.9 M 2.9 2.9 2.9 2.9 2.9 1.9 1.9 2.9 0.6 Fodder and forage 0.1 0.1 0.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.i 0.1 0.2 I.S Other animal pcoducts 0.2 0.2 0.2 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.2 0.2 0.4 0.6 Sub-Total (hi-facs Use 2.2 2.2 2.2 3.5 3.5 3.5, 3.5 3.5 3.S 3-5 3-S 3-5 -2.2 -2.2 3.5 076 an-tams Consumption food crops 4.7 .4.7 4.7 4.7 1.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 - Cash Cropq 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 Z.0 2.0 2.0 2.0 2.0 2.0 2.0 Meat and eggs _7 1.7 1.1 1.7 1.7 1.7 1.7 1.1 1.7 1.7 1.7 1.7 1.7 1. -7 8.4 -0 4 -8 Sub-Tatia on-run cmowwtaAa 8 4 9 4 0 4 8 4 0 4 0 4 & 4 8 4 9 4 -9 4 -8 4 0.4 Met viaut Of Peoductuin 22 0 2 0 4=4 4=4 _W_4 -29-7 _T0_3 -31-3 -rl-3 31 3 -22 0 2-2 0 31.3 0.4 Purebas" Consumefton Cash Crops 0.7 0.7 0.7 - - 0.4 0.4 0.4 0.4 0.4 0.4 0,7 0.7 0.4 -0.3 Meat and eqgs 0 1 0 1 0 1 ___Z - 0 a . 0.1 - - Z*-Total vmvhaoad conampuen 0.7 0.7 0.7 0.4 0.4 0.4 0.4 0.4 0.4 0.7 O. .1 0.4 -0.4 Otbar Zmfto" Other Itteeme 6.5 6.5 6.5 12.6 12.6 12.6 12.6 2.6 12.6 12.6 12.6 12.6 6.S 6.S 12.6 0.9 IIWLMS 27.0 _j7_.8 27.8 7=0 _37_.2 3-7.0 41.4 _f2_4 73-7 _0 _.5 _T3_5 21.8 4-3. 6 0.6 Pteduation C"t Xnvestomt Seedlings - - - 0.8 ------of-tim Seeds 0.9 0.9 0.9 1.0 1.0 1.0 0.8 0.8 0.8 0.e 0.e 0.0 0.9 0.9 0.8 -0.1 Food crops - - - 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 - - 0.3 - Seedlings 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 -0.2 Fertilizers and pesticide 4.6 4.6 4.6 4.7 5.1 S.5 5.9 6.2 6.8 6.8 6.8 6.8 4.6 4.6 6.8 O.S other inputs 2.7 2.7 2.7 3.1 3.1 3.1 3.1 3.1 3.1 3.1 3.1 3.1 2.7 2.7 Z.1 O.L Other animal pzoducts 0.6 0.6 0.6 0.4 0.4 0.4 0.3 0.3 0.3 0.3 0.3 0.3 0.6 0.6 0.3 -0.4 Young aninaLs 0.7 0.7 0.7 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 0.7 0.7 1.6 1.4 Sub-total OperattW Costs 9.8 9.e 9.0 11.4, =1.8 =2.3 12.2 72-6 =3.2 13.2 13.2 -f3-. 2- -9.a ___9_7 13.2 0.4 Sub-Total, Production Cost 9 0 9.8 9 9 =2.2 1=9 -12-3 -IT-2 2=6 =.2 13.2 73-72 =3 2 -9 8 9.8 13.2 0 7 Taxes Other inputs 0.9 0.9 0.9 - - - - - 0.2 0.2 2.5 2.S 0.9 0.9 2.5 1.7 OUTFLMS 10.9 10.8 10.0 12.2 =1.8 72-.3 =2.2 -12-T =3.4 =3.4 =5.7 =6.7 10.8 -10.3 1-5.7 0.5 C"h now ftfate nnammng 11.0 =7 0 =7 0 4=9 =5 2 4=8 _r7 -1 28 a =9 0 0=1 -17-9 7=8 1-7 0 -17 0 27.8 0 76 jS-.4 2S.4 -iS-. 4- '73-3 _T3_6 -33-2 -75-5 77-1 _T?_4 -TO _.5 36.2 36.2 7 Vacm iram"y seftente &ewe nAmmouq 25.4 25.4 36.2 0.4 SWAr**$ Of ViUMA" Transfer from Previous Period 9.0 9.0 9.S 12.2 11.0 12.3 12.2 12.6 13.2 13.2 13.2 13.2 9.9 9.0 13.2 0.4 Less Transfer to Next Period 9 8 9 0 12 2 11 8 12 3 12 2 12 6 3 _L_2 13 2 13 2 13 2 13 2 9*0 9*8 13*2 0.4 Sub-Total Souzoes of FLAUDAe -2.4 0.3 -0.4 0.1 -0.5 -0.6 ------C"h ]now After financing 17.0 'T477 25.2 =4.S _r4_9 =G. 6 =0.1 -2-7-0 =7.8 _17. 0 1,.; 2-7.8 0.i VA*X*Ml value of Transfer to we" posiod - 9.8 13.2 - 9.0 13.2 0.4 V.- ranily Seandits Agtov nnanaUq ZS.4 _r5_2 _f3_0 =3 6 -B-2 =3.3 =S.O 6=6 77-4 _fS_.S _T6_2 -4 9-4 -25.4 35.2 4 W-4 0.4 Ratur" per gamzly-Day of Labow -0 1 0-2 -0 I 0.1 -0 I 0-1 0-1 -0.1 o-i -0.1 0.1 0-2 -0.1 = __02 -0. 2 ___0_.T Incremental, pAtux" per Incremental famly-Day of Labor - - - 0.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - - 0.2

IRR - 343.21G mpv - '70.88 ka within meiyao, henqshut. matun xianq in aenqjin wed ;ec zz Oa :01:28 1993

1-1 Relocatee--Kove Back in Menqjin farm model China XLAoJaaOI MosettlImimat Pcoject-Masa Cousty-Wow 100 RolocatImo-fter savo below 180a in XirAn County Cato so"t vnvAomrAL VAX1M (Ageramom (In Ymm HwWcod) /a sorotember-fttabor withftt Firaidet Ultb protect PUtUtO FlAtUtO POCCOM690 to 9 G-173- Pr* witbout A tv Shanas 30 1 2 3 4 .I_ 6 _2_ __L_ to 29 _10 30 bo" tc**Aottm raw crops 12.1 12.1 12.1 7.9 1. 9 7.9 7.9 7.9 1.9 7.9 7.9 7.9 12.1 12.1 7.9 -0.3 Cash ccc" 6.3 5.3 5.3 5.5 5.5 5.5 3.0 3.0 3.0 3.8 3.0 3.0 6.3 5.3 3.0 -0. 3 flemit . 1.3 2.6 3.6 6.1 6.1 6.1 - 6.1 Most end o"" G.; 6.0, G.; 16.-6 ls.-G 16.6 16.6 16.6 16.6 16.6 16.6 16.6 6.0 6.0 16.6 I.; Othet *algal I-oducto 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 a I 0.2 0.1 0.1 oll - lob-sat" KMAftodmttaa -fs-4--F2-.4 -H-4 -s a-i -3705 =o I -9-7 -To-9 -ii-o 73-1 333 33 6 -23-4 -21 t ay ftartoato toddor stA forage 2.2 2.2 2.2 1.5 1.6 1.5 1.6 1.6 1.6 1.6 1.6 I.S 2.2 2.2 9.6 -4.3 mat 604 eggs 1.9 1.9 1.9 2.8 2.8 2.8 2.8 2.0 2.8 2.8 2.9 2.0 1.9 1.9 2.0 0.6 Otbot animax ptcckuc%8 0.2 0.2 0.2 6.6 0.6 0.6 O.S 0.6 0.5 0 6 0 6 0 6 0.2 0.2 0.6 1. kb-totat owoomto -3-- 4-3 .3 4-7 4-7 4 7 4-7 -41 -141 -4.7 -fj ':' '. 7 6.1 Qco" Valim Of DcaduaUen 27.7 27.7 27.7 34 0 34 0 0-31 4-36-6 -16-6 -9-2 -TS-2 -is-2 27.1 27 7 38. 0.4 Q4-vwa a" low ago" 2.3 2.3 2.3 3.0 3.0 3.0 3.0 3.8 2.0 3.0 3.0 3.0 2.3 2.3 2.0 0.1 rod"g 4FA forage 0.1 4.1 0.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.1 0.1 0.2 0.7 ouwt aaipal ptoducto 0.2 0.2 0.2 0.4 6.4 0.4 __G.4 0.4 0.4 0.4 0.4 0. a 2 1-1 0.0 MP-tat" 04-ft= use 2.6 -2.6 2.6 -7.3 -3.6 3.6 3.6 -2.6 -73-1 2.6 -3.6 3.6 2.6 3F.6 0.4 04-fam Cmampum rogw crops 4.1 4.1 4.1 4.1 4.1 4.3 4.1 4.1 4.1 4.1 4.1 4.1 4.1 4.k 4.1 Cash Ceop 1.9 1.9 1.9 1.9 1.9 1.9 1.9 1.9 3.9 1.9 1.9 1.9 1.9 1.9 9.9 ArUit 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 imat NW o"s 1.0 3.0 t.0 __).O 1.0 i.j 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 sub-t" an-14simmConommuon 7.2 7.2 =7 2=7a 7.2 -7.2 =. 1 -7. 2::?.I -3-1 -7.2 -7.2 =7 7-7-2 - we%Vhlue at Production 77-9 17.9 24.0 '70-0 24.0 21.6 -F4-S 26.0 -0-3 -M.3 17.9 0.9 27.1 0.6 totoba"d Caftemomption Ouit 0.2 0.2 0.2 0.2 0.2 4.2 - - - - 0.2 0.2 - - other Za"Oem OLbeg Inca" It 0It.0 11.0 24.1 2#.% 2" 24-1 24-1 24.1 24AI 24-9 113 11.4 24.1 1.2 zatom -fs,; -Fs-i 28- 4-1.1,-Tr; 47.9 4-5.1 48.9 -Vo-.o 51.6 61.5 St.& 20.9 -Ri -613 0.0 pro&wt4d* CDP% D"Irts"t S"dliags aperati" emob"od ZWAU $sods 0.9 0.9 0.9 0.8 0.0 0.0 0.$ 0.0 0.0 0.0 0.0 0.8 0.9 0.0 0.8 -0.1 raw cvqw - - - 0.6 0.6 0.6 0.6 0.1 0.5 0.6 O.b 0.5 - 0.5 - $Immilingo 0.3 0.3 0.3 - - - - 0.3 0.3 Fertilizers and postitide 3.1 3.7 3.7 3.7 3.0 I.; 5.4 6.1 6.; 6.1 6.1 6.1 3.7 3.9 S.i 0.6 othor itkpKs 3.9 3.9 3.9 4.1 4.1 4.1 3.2 3.2 3.2 3.2 3.2 3.2 3.0 3.9 3.2 -0.2 Otbrt ARLMI ptodu"m 0.4 O.# 0.4 ------*It 0.4 - - vomo &ALMOIS 0.6 __9.6 0.6 2.0 2.0 2.0 2.6 2.4 2.0 2.0 2.0 2.0 0.6 0.6 2.0 2.3 Sob-total Ouxabased lapat. 9.9 9 .9 9.9 - 11.1 -TE1 7F-2.1 =1 9 =2.6 12.6 12.6 I lY.6- -T--2.6 9.9 9.9 12.6 .*.I Mr" tabov face labor 1.9 0.9 0.8 0.0 0 a 0.9 0.8 0.9 kb-tatai "Iurating coot* 12.8 jQ.1 .1 3-T -if- .5 =.S 13.6 = ,.; =1.9 _ 13. 0.4 ftla-Total VCO"tion cost -9.9 -9.9 -9. 913.7 I -2. 14.1 12.8 -13-.5 -fi-S 13.5 -13-3 9.9 - 9.9 13's - 614 T&x*o Othor inputs 6.2 0.2 6.2 0.1 SA. 1.5 1.5 0.2 0. 1.5 6.6 *umAW9 10.1 10.1 13 I r2_8 I 4-1 2=9 =3 6 1-3.6 -13.6 -IS.0- =li--O -- 1S.0 Coahnow IMLIC" Irioxacta; 'TO-7 -18-.7 18 7' -24-2 'TS-2 'T4_9 lb.S -16-4 :Ea-I" -- 36.6 =1 II01- OA1 36.5 1.0 Tom lra"ly ea"txts Betate ftamoUbg 26.0 26.9 ., -it-4 -U-3 -rl 7 -4 57i -4 F36 4-3. S' 45.1 43.7 -20i -2 K-9 -4 f.-? 0.7 ookwmmof wiaswm Tionstot ftm Previous Period 9.9 0.9 9.9 13.1 12.0 l#.l 12.8 13.S 13.5 13.S MS 13.S 9.9 2.9 MS 0.4 Logo 1944410c to N"t foriod 2.0 13.5 13.5 13.5 13.5 13.5 33's P. 9.0 13.5 0.4 sub-To"I sougma of Irsoomm -3.0 - 1.0 JU-1.3 - 1.3 0.7 Cuft Irlow Aftec rLammiag 14.8 5.2 .9 35.2 34.2 35.5 36.4 17.9 36.5 36.6 1 i-7 _R7.5 1.0 MoLd"I value of ttanoter to ftxt ftriod - 9.9 ------13.6 - 9.9 ILS 0.4 fun famly ea"fito After rumming -H.$ -N-9 =2.0 3:2=3 1=1 -4 2-1 =1 4: -r2 -6 -rl -6 =S -1 -t M -P-1 -26 9 -3 C-8 =7 1 O 6 astufts per lamstly-Day,ot Labot 0.2 0.3 0 1 0.3 i-.3 01 0.) 0.3 0.1 0.3 01 Q 0.) 0.4 0.6 japagamental vstums P" uaxmmtai ra"ty-Day .9 Lobw 1.0 1.1 1.9 1.7 1.0 1.9 2.1 1.9 2.3 - 2.3

1-1 Rolocat.00-Modc GOV4,below 1000 in 141141%C944tY f-ktmModel - 120 - Table 10

China Xiaolangdi Resettleaent Project--wonmengtan Subproject Reloc4tee--XYn4n to Wonsengtan--100--265a farm mwdel

(In Yuan Hundred) /a

Seoteber--October Without Proiect With Protect Future Future Percentage I to 7 to 10 Present Without With Change 29 30 1 2 3 4 S 6 9 to 29 30 = 30 30 4

Food crops 11.3 11.3 11.3 7.6 7.6 7.6 7.6 22.8 22.8 22.8 22.8 11.3 11.3 28.0 1.0 Cash Crops 3.7 3.7 3.7 10.9 10.9 10.9 10.9 M0.9 10.9 10.9 10.9 3.7 3.7 10.9 2.0 Fruit 1.6 1.6 1.6 - - 1.4 2.8 5.6 8.4 8.4 8.4 1.6 1.6 8.4 4.3 Meat and eggs 5.3 S.3 5.3 5.3 S.3 5.3 5.3 5.3 5.3 5.3 S.3 5.3 S.3 5.3 - sub-total Ibs Droduatzon 21.9 21.9 21.9 23.7 23.7 2S.2 26.6 4.6 44 47.4 47.4A 21.9 21.9 47.4 1.2 By oduOt- Fodder and forcage 2.4 2.4 2.4 2.9 2.9 2.9 2.9 5.3 5.3 8.3 8.3 2.4 2.4 5.3 1.2 Meat and eggs 1.9 1.9 1.9 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 1.9 1.9 2.1 0.1 Other animal products 0.2 0.2 -0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - sub-toan produts 4. 4.5 5. 52 5.2S 5.? 8.6 7.6 7.6 4i ?.64 0.7 Gmoa Value Of Dtoduotia 26.4 26.4 26.4 29.0 29.0 30.4 31.8 52.2 58.0 88.0 55.0 26.4 26.4 55.0 1.1

Food crops 2.3 2.3 2.3 2.3 2.1 2.3 2.3 t.3 2.3 2.3 2.3 2.3 Z.3 2.3 0.0 Fodder and forage 0.2 0.2 0.2 0.2 0.2 0.2 0.2. 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.1 Other animal products 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2. 0.2 0.2 0.2 0.2 0.2 0.2 - Sub-Total On-Fm use 2.6 2.6 2.6 2.7 2.7 2.7 2.7 2.7 2.7 2.7 2.7 2.6 2.6 2.7 0.0 am-Fam C _antlon Food crops 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 7.2 - Cash Crops 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2. 1.2 1.2 1.2 - Fruit 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 - Meet and eggs 1.8 1.8 1. 1. S 1.8S 1.8 1.8 1.8 1.8 1.S 1.8 1.8 1.S 1.5 - Sub-TotalOn-ra- Costtieon 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 10.3 :0.3 10.3 - Not Value Of Pwoduat±ogL13.5 13.S 13.5 16.0 16.0 17.4 16.8 39.2 42.0 42.0 42.0 13.5 13.5 42.0 2.1 lUOhas.d Ceosumtiom Food crops 0.4 0.4 0.4 7.2 7.2 7.2 7.2 - - - - 0.4 0.4 - - Cash Crops - - - 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 - - 1.2 Fruit - - - 0.3 0.3 ------.. - - Sub-Total Plhased Canst±e 0.7 040 4 i-; 8.7 8.4 3.4 1.2 1.2 1.2 1.2 0.4 0.4 1.2 1.8 Other Zmfloee Other Inccme 8.8 8.8 8.8 11.8 11.8 11.8 11.8 11.3 11.8 11.8 11.8 8.8 8.0 11.8 0.3 MkwLOV21.9 21.9 21.9 19.L 19.1 20.8 22.3 49.8 52.6826 82.6 21.9 21.9 S2.6 1.4 3sodmwtum Cost

Seedlings - - - 1.1 ------Opting SurchasedTapate Seeds 0.7 0.7 0.7 1.4 1.4 1.4 1.4 2.2 2.2 2.2 2.2 ^.7 0.1 2.2 2.1 Seedlings 0.3 0.3 0.3 ------0.3 0.3 - - Fertilizers and pesticide 4.9 4.9 4.9 4.1 4.2 4.3 4.3 8.4 8.4 8.4 8.4 4.9 4.9 8.4 0.7 Other animal products 0.4 0.4 0.4 0.4 0.4 0.4 0.4 1.2 1.2 1.2 1.2 0.4 0.4 1.2 2.2 Other inputs 2.3 2.3 2.3 1.2 1.2 1.2 1.2 2.6 2.6 2.6 2.6 2.3 2.3 2.6 0.1 Young animals 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.0 Sub-Total Purchased inpat 9.2 9.2 9.2 7.6 7.7 7.8 7.8 18.1 18.1 18.1 18.1 9.2 9.2 18.1 0.6 Mird Labor Farm labor 0.3 0.3 0.3 1.6 0.4 0.4 1.2 1.4 1.4 1.4 1.4 0.3 0.3 1.4 3.9 Sub-total Opasatia Cost* 9.5 9.8 9.8 9.2 8.1 8.3 9.0 116.8 16.S 16.5 16.8 9.S 9.S 16.85 0.' Sub-Totl. koductLon Cost 9.8 9.8 9.5 10.2 8.1 8.3 9.0 16.8 16.5 16.5 16.5 9.8 9.S 16.5 0.7 Taves Other inputs 0.7 0.7 0.7 - - - - 0.4 2.5 2.8 0.7 0.7 2.5 2.6 OUSTZ4 10.1 10.1 10.1 10.2 81_ 8.3 9.0 16.5 16.9 19.0 19.0 10.1 10.1 19.0 0.9 Cah Flow lfome Finauaing 11.7 11.7 l1.7 8.9 11.0 12.6 13.2 33.4 35.8 33.7 33.7 .7 7 11.7 33. 7 1.9 ram Family Benefits lefore Finasaus 22.0 22.0 22.0 19.1 21.2 22.8 23.5 43.6 46.0 43.9 43.9 22.0 22.0 43.9 1.0 Sour"a of Finane Transfer from Previous Period 9.5 9.8 9.5 10.2 8.1 8.3 9.0 16.5 16.5 16.5 16.5 9.S 9.8 16.5 0.7 Less transfer to Next Period 9.5 9.5 10.2 8.1 8.3 9.0 16.8 16.5 16.5 16.5 16.5 9.5 9.5 16.5 O. Sub-Total Souzces of tinae - - -0.8 2.1 -0.1 0.8 -7.4 - =------cash Flev After Financig 11.7 11.7 10.9 11.0 10.9 11.8 5.8 33.4 38.8 33.7 33.7 11.7 11.7 3 1.9 RPidal value of transfer to mast Pasod - 9.8 - ______16.5 - 9.S 16.8 0.7 Fm Famly Bents Alter 22.0 =insnote 231.42 21.1 22.1 '16.1 43.6 *6.0 9 60.4 22.0 3:.4 60.4 0.9 Returns pcr *4mly-Day of or 0.2 0.2 0.2 0.2 0.2 0.1 2 0.3 0.2 0.3 0.2 0.2 0.3 0.4 Xancmiltal Returns per lnov4m_tal Famly-Gay of Labor ------0.8 0.5 0.8 0.7 - - 0.7 -

IRa. - i.21, NPV - 98.06 \& from Cangto, Xiwuo, Belzhi. Shishi and Shigin to Wonnengtan

Wed Dec 22 07:54:58 1993

1-1 Aalocatee-Xinsn to Wonnengtan--180--26S- fam model XlaolangdiPesettlement Prolect--Kalfeng al 1. Household inccomefor Relocate. in kaifeng farm model WI18 "I S1(MNNIn (In Yuan Hundred) /a

Setember--Qctober Without P~r*iect With Prolect future future Percentage I to 2 to 7 to PresenttWithtout With _Change 29 30 1 6 29 30 1 30o 30 8 ik1n 2zodnt1oa Food crops 10.2 10.2 10.2 13.3 13.3 13.3 10.2 10.2 't.3 0.3 Cash Crops 2.4 2.4 2.4 15.7 15.7 15.7 2.4 2.4 11_7 S.4 Fruit - - - 7.0 7.0 7.0 - - 7.0 Meat and egga 4.9 4.9 4.9 4.9 4.9 4.9 4.9 4.9 4.9- Sub-total ~It veodt1Loa 751751. 407) 40.7 40.7 17.5 17.5 40.7 ---- By traomata fodder and forage 1.7 1.7 1.7 2.8 2.8 2.8 1.7 1.7 2.8 0.7 Meat and eggs 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 !4anure--Animna 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2- Sub-total 3yproaotat 3.4 3.4 3.4 4.6 46 4.6 -3.4 3.4 4.8 0.3 Gre.a Valua of vZoducton *2i 9 20.9 45.3 45.3 45.3 20.9 20.9 45. ~ 1.2 On-jw=r We rood crops 2.3 2.3 2.3 1. 1.80 1.8 -2.3 2.3 1.8 -0.2 Fodder and forage 0.1 0.1 0.1 0.1, 0.1 0.1 0.1 0.1 0.1 - Manure--Anima 0.2 0.2 0.2 0.2 0.2 02 0.2 0.2 0.2 - Sub-Total On-ftn Va., 2.6 2.6 2.6 2.1 2.1 2.1 2.6 2.6 2.- -0.2 Food crops 4.1 4.1 4.3 4.3 4.3 4.3 4.1 4.1 4.3 0.1 Cash Crops 2.2 2.2 2.2 2.2 2.2 .2.2 2.2 2.2 2.2- Fruit 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2- Meat and eggs 0.9 0.9 -0.9 0.9 0.9 0.9 0.9 0.9 0.9- Sub-BetelCoas~t1eaOn-Warn 7.3 7.3- 75 .5 7.f5 7-5- -7.3 7j T5 0.0 Net V.lu. Of Dzodeqtt.. 111 111 10. 35.7 35.7 35.7 11.1 11.1 3-5.7 2.2 Prb4CoM=Wtloa Cash Crops - - - 0.3 0.3 0.3 - - 0.3 - Other InS1w. Other Income 8.8 8.8 8.8 6.0 6.0 6.0 8.8 8.8 .6.0 -0.3 ztu~Au .9.9 19.9 19.641. 4 41.4'41.4 19.9 19.9 41.4 1.1

Food crops - - - 0.5 0.5 0.5 - - 0.5 - other Cost 0.0 0.0 0.0 - - - 0.0 0.0 - Seeds 0.6 0.6 0.6 2.4 2.4 2.4 0.6 0.6 2.4 2.9 Seedl.ings 0.1 0.1 0.1 0.3 0.3 0.3 0.1 0.1 0.3 1.3 Fertilizers and pesticide 3.2 3.2 3.2 4.7 4.7 4.7 3.2 3.2 4.7 0.5 M4anure--Anima 0.3 0.3 0.3 0.8 0.8 0.8 0.3 0.3 0.8 1.3 other inputs 2.4 2.4 2.4 4.5 4.5 4.5 2.4 2.4 4.5 0.9 Young animala 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Sub-Bettl irofet1te Coat 7.2 7.2 7.2 13.8 13.8 13.0 7.2 -7.2 1-3.8 0.9

Agriculture Tax 0.2 0.2 0. . . 0.2 9204 1.1 coO!lLi '-7- -f-7 7.4 13.8 14.2'14.2 7.4 -7.4 1-. 0.9 Leak 12... Beoreilaaaelaq12.5 12.5 12. 27.6 27.2 2.2 12.5 12.5 27.2 1.2 Warn Wtmly senefitaBefore Wiamanla 19.7 19.7-19.7 35.2 34.8 34.8 19.7 19.7 -34.8 ~ 0.8 Souzae" of winanmn Transferfrom PreviousPeriod 7.2 7.2 7.2 13.8 13.8 13.8 7.2 7.2 13.8 0.9 Less Transferto Next Period 7.2 7.2 13.8 13.8 13.8 13.8 7.2 7.2 13.8 0.9 Sub-ettea Souzae. of 12m. 66 - - -- Leak flow After Wlaaaoa 1f2.5 12.5 -5.6 27.6 27.2 27.2 12.5 12.5 27.2 1.2 Se±duLa.Value of forg to Emit Peziod - 7.2 - - 13.8 - 7.2 13.8 0.9 Warnt~13emf1t*ftetN1anii.fq~19i7 27.0 13.1 35.2 -34.8 40.6 -19.7 -- 486 . Peturnwper 1Wad4y-Dayof Labor 0.2 0.2 0.1 0.2 0.2 0. 0.0ol paemnatal Natuxua. per aaermatel Wau.2.y-Dayof Labr - - 0.2 0.2 0.2 - - 0.2 rPR - 233.58, NPV - 103.19 \aRelocateefrom Xitantto Kaifeng Wed B;c 22 08:10i1$1993 -122-

Xiaolazzgdi China Tbe1 Xialad R:eseteetProj ect--ZHNO*MW ale1

(In Yuani Hundred) /a

September--October Without Project - With Project Future Futureo Percentage 1to 2 to 7 to PresentWithout With Chanae 29 30 1 6 29 30 -- r30 3-0 ) garadution Food :-rops 12.~0 12.0 12.0 24.2 24.2 24.2 12.0 12.0 24.2 1.0 Cash Crops 3.9 3.9 3.9 30.5 30.5 30.5 3.9 3.9 30~.S 6.8 Fodder and forage 0.0 0.0 0.0 0.4 0.4 0.4 0.0 0.0 0.4 14.5 Fruit - - - 79 7.9 7.9 - - 7.9 - Meat and eggs 5.3 S.; 5.3 170.4 10.4 10.4 5.3 5.3 10.4 I.0 sub-total Uin Protaotion 2r1.2 31.2 21.2 73.4 73.4 73.4 21.2 MY.7i3.4 75.-- By lroduota Food crops 0.3 0.3 0.3 - - - 0.3 0.3 - - Fodder and forage 1.9 1.9 1.9 4.4 4.4 4.4 1.9 1.9 4.4 1.3 .Meat and eggs 1.8 1.8 1.8 1.'7 1.7 L.7 1.8 I.8 1.7 -0.1 M4anure--Anima 0.2 0.2 0.2 0.3 0.3 0.3 0.2 0.2 0.3 0.4 Sub-total8yprodutat 4.1 -4.1 4.1 -6.3 6.3 -3 -4.1 -4.1 -6.. 0.5 awess VablueOf Preduatiem 25.4 25.4 25. 79.0 79.8 79.8 25.4 25.471 -9TT2. On-aM. Vse Food crops 1.7 J.7 1.7 - - - 1.I .1 - Fodder and forage 0.3 0.3 C.3 0.3 0.3 0.3 0.3 0.3 0.3 0.1 Manure--Anima 0.2 0.2 0.2 0.s u.3 0.3 0.2 0.2 0.3 0.4 SuAb-Total On-ram Use.2 22 2. . 0.6 0.6 22 2 2.- 0. -0 .7 On-ram Oonasuu,tiem Food crops 3.9 3.9 4.2 4.2 4.2 4.2 3.9 3.9 4.2 0.1 Cazh Crops 2.2 2.2 2.2 2.2 2.2 2.2 2.2 2.2 2.2 Fruit 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 Meat and eggs 0.9 0.90.9 0.9 0.9 0.9 0.9 0.9 0.9 Sub-fttal on-ram Cansutio 7.2 7.2 7.4 7.4 7.4 7.4 __. -7.2 -7.4 0.0O Met Value Of Produ*ti.o 16.0 16-.0 1f5.7 71.8 1J 71.8 16.0 16.0 7-1.8 3.5 Purobased, Conalmqtion Food crops - - 0.3 - - - - - Cash Crops 0.6 0.6 0.6 1.9 1.9 1.9 0.6 0.6 1.9 2.1 Sub-total Purcas"ed OaesWpt±e 0.I. .9 19 19 1. 0.6 0.6 1.9 2.1 Other inflaws Other Income 8.8 8.8 8.8 4.6 4.6 4.6 8.8 8.8 4.6 -0.5 imnow~ ~ ~ ~ ~ ~ 2. 24.2 743. .5 74.5M74.5 24.2 2-4.2 7-4. 5 2.1 Production Cost Invesutmt Fertilizers and pesticide 0.0 0.0 0.0 - -- 0.0 0.0 - Other inputs 0.0 0.0 0.0 - - - 0.0 0.0 - ____ Slob-total Znv.swat Costs 00 .0 .0 - - 0.0 0.0

Food crops O.; O. 1.7 1.7 1.7 O. O. 1.7 Seeds 0. .7 07 1.9 1.9 1.9 07 .7 1 4 1.6 Seedlings 0.3 0.3 0.3 - - - 0.3 0.3 - Fertilizers and pesticide 3.4 3.4 3.4 7.7 7.7 7.7 3.4 3.4 7.7 1.2 Manure--Axiima 0.4 0.4 0.4 1.0 1.0 1.0 0.4 0.4 1.0 1.4 Other inputs 2.4 2.4 2.4 5.8 5.8 5.8 2.4 2.4 5.8 1.4 Young animals 0.6j 0.6 0.6 1.4 1.4 1.4 0.6 0.6 1.4 1.6 sub-totail Operting costs 7.9 7.9 7.9 195 19.5 19.5 7.9 -7.9 19.5 ~ 1.5 Sub-Total Production Cost 7.9 7.9 7.9 lI-3 19.5 19.5 7.9 7.9 19.5 1.5 Taxe Agriculture Tax 0.4 0.4 0.4 - 0.2 0.2 0.4 0.4 0.2 --0.5 ouTs~~~~~a.u~~~8.3 8.3 8.3 19.5 19.7 19.7 8.3 8.3 1-9.7 1.4 Cash nlow Befoe linaoingU 16.0 16.0 15.4 55.-0-54.8 54.8 16.0 16.0 54.8 2.4 fam ftu.ly Benefits Before Vlamanin 23.1 23.1. 22. 8 62.4 62.2 62.2 23.1 23.1 6-2.2 1.7 Sources of Finance Transferfrom PreviousPeriod 7.9 7.9 7.9 19.5 19.5 19.5 1 9 7.9 19.5 1.5 Less Transferto Next Period 7.9 7.9 19.5 19.5 19.5 195S 7.9 7.9 19.5 1.5 Sub-Totma Sournes of rinace - -1=1.6 = _- -= - - -___ CashPlow ifte r tinnein 16.0 16.0 3.8 55.0 54.8 548 16.0 -16.0 5-4.8. Residual value of Transfer to Next Perio" - 7.9 - - - 19.5 - 7.9 19.5 1.5 ra-tr,ly Binnefi.tsaftewrPi-.Aing____-' 31.0 11.2 62.4 6r2.2 81I.7 23.1 -31.0 8-1.7 1.6 Returns per Vanily-Oay of Akbor 0.2 0.2 0.1 0.2 0.2 0.2 0.2 -0.2 -0.2 0.1 XncremetaL Retuzas per XnArM=taL rValy-Day of Labor - - - 0.2 0.2 0.3 - - 0.3 -

Wed ~Dec22 0O8:15:431993 1-1 Household Income for Relocatee in Zhongmu farm model -123-Amx8 Table 13

China Xiaolangdi Rtesettlement Project--in YuanyAng Household Income for Relocates in YuanY6an fakrm model

(In Yuan Hundred) /a Sontembor--Octobor withocut P-roiect With Project Future Future Percentage I to 8 to 10 Presen Without With change 2 30 1 2 3 4 5 6 t429. 30 30 30 I~npeeduetiem towd crops 11.6 11.6 11.6 31.7 31.7 31.7 31.7 31.7 31.7 31.7 31.7 31.7 11.6 11.6 31.7 cash Crops 3.2 3.2 3.2 13.0 13.0 13.0 9.1 9.1 9.7 9.7 9.7 9.7 3.2 3.2 9<72. Fodder and forage 0.2 0.2 0.2 ------0.2 0.2 - Fruit - - - - - 9.0 13.5 15.5 16.0 16.0 18.0 - - 18.0 Meet and eggs 5.8 . 5.8 5.8 1 .8 5.8 5.8 5.8 5. 5.8 5 .8. 5.8 . .0 5.6 ____ am-toaLaAAApgeo*AtL= Nmi r 9~ 20.9 50.6 50.6 50.-6 56.3 60.8 62.8 65.2 6r5.2 65.2 -20.9 20.9 6-. 2.1.

fodder and focage 1.7 1.7 1.7 4.3 4.3 4.3 4.0 4.0 4.0 4.0 4.0 4.0 1.7 j.7 4.0 1.4 meet eVd egg Z.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 x4fturs...Anima 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3- Sub..totaJ.5M'pseftot 4. 4.1 4.1 6.7 6.7 -6.7 16.i 6k 6.5 6.5 6.5 -6.5 44.1 .1 -6. 0. Oraes Vblua Of Nkedwtion 24.9 24. 9 24.9 537.3 57.3 57.3 62.7 67.2 69.2 71.7 71.7 71. 2.9 249 71 1.0 on-ram Wee Fowd crops 1.e 1.9 1.9 - - - - .. - - - 1.9 1.9 - Fodder and foraeo 0.2 0.2 0.2 0.1 0.1 0.1 0.1. 0.1 0.1 0.1 0.1 0.1 0.2 0.2 0.1 -0.4 Hafture--AnimA 0.3 0.3 0.3. 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 - iub..!ea4 on-mum Woe 2.4 2.4 2.4 0.4 0.4 0.4 -0.4 0.4 0.4 0.4 0.4 0.4 -2.4 2.4 0.4 -0.6 f-wasm, Camttemei FOod crops 3.6 3.6 3.9 3.9 3.9 3.9 3.9 3.9 3.9 3.9 3.9 3.9 3.6 3.6 3.90. Cash crops 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5- Fruit 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2

Sub-Total OIs-1ma Cow4j.em 6 3 6 g6 6. 6 -6.6 -6.6 6.466.6 6. 6. 6.6 6.6 - 6.3 6.6~ _____ Nat Value Of Pge~~et*.am 16~3 16.3 16.0 50.3 50.3 50.3 55.7 60.2 62.3 =64.7 64. 647 16.3 163 4.30

Cash Crops 0.3 0.3 0.3 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.3 0.3 0.2 -0.5 fruit 0.2 0.2 0.2 0.2 0.2 0.2 ------0.2 0.2 - - VA-!otAL vearobad @enmotiaM 0.5 0.5 0.7 -0.3 0.3 -0.3 0.2 0.2 0.2 0.2 -0.2 0.2 -0.5 0.5 -0.2 -0.6 Othex Mofieu Other Income 8.8 8.8 8.0 4.5 4.5 4.5 4.5 4.5 4. 4.5 4.5 4.S . 8.9 4.5 -0.5 E L9 1 ~~~~4.624.6 24.1 54.5 4.5 54.5 60.1 64.5 66.6 -69.0 6C9.0 69.0 2-4.6 2-4.6 6-9.0 Z.0

Seeds 1.0 1.0 1.0 1.5 1.5 1.5 1.2 1.2 1.2 1.2 1.2 1.2 1.0 1.0 1.2 0._ Food crops - - - 1.9 1.9 1.9 1.9 1.9 1.9 1.9 1.9 1.9 - - 1.9 - Seedlings 0.4 0.4 0.4 ------0.4 0.4 - FertiliersV and p.sticidd 4.4 4.4 4.4 9.3 10.4 11.8 12.1 13.2 13.9 13.9 13.9 13.9 4.4 4.4 13.9 2.2 Manure--ftima, 0.5 0.5 0.5 0.3 0.3 0.3 0.2 0.2 0.2 0.2 0.2 0.2 0.5 0.5 0.2 -C.6 Other inputs 2.2 2.2 2.2 3.4 3.4 3.4 3.3 3.3 3.3 3.3 3.3 3.3 2.2 2.2 3.3 2.5 Young animals 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0. 0.6 0.6 - gab-total aerzatluOets 92-- -9.2 17.1 18.2 19.6 -19.320.41.2 21.2 21.2 212 99.2-92 21. 2 1.3 Sub-Total 1smdueii Caot 9.2 9.2 9.2 20.5 18.2 19.6 19.3 20.4 21.2 21.2 21.2 21.2 -9.2 9.2 2-1.2 !.3 Tame. Agriculture Teax 0.3 0.3 0.3 - - - - - 0.4 0.4 0.4 0.4 0.3 0.3 0.4 3.6 Special Product tea- - - - - 3.9 3.9 *..3. - Sub-.Total. 2am 0.30 3. 0 3 - -_ - 0.4 0.4 4.3 4.3 -0.3 0.3 4.3 16.2 aizFMu 9.5 -9.. 9.5 20.5 1K8.2 19.6 19.3 20 33421.62162S 25.5 j 9flA 9.5 25.5 ~ 1 7 Cash nlow boSom. Vlelssm .. gI =j 14.6 34.0 363 -3TT 470.7 44.1 45.0 47.5 43.6 43.4 . 43.6 1.9 ta~mmfawiy gwameite Bat. Baacdglame 21.4 21.4 21.2 40.6 42.9 41.4 47.3 50.7 51.6 5T4.1 50.1 50.1 2-1.4 21,4 ~7T1.3 SaaUes of timan Transfer from Previous Period 9.2 9.2 9.2 20.5 18.2 19.6 19.3 20.4 21.2 21.2 21.2 21.2 9.2 9.2 21.2 1.3 Less Transfer to Neat Period 9.2 9.2 20.5 18.2 19.6 19.3 20.4 21.2 21.2 21.2 21.2 21.2 9. 9.2 21.2 1.3 mak-Total seutme" of nu""e. ___ -11.3 2.3 -1.4 0. -1.1 -. 7 ------Cask now, 8*83 tlamamod 15.1 15.1 3.3 36.3 34.8 351 39.6 43.4 45.0 47.5 4r3.6 43.6 -15.1 -15.1 4-i3.6 ~ 1.9 SealdeJ alsin 41 Transere to teat Pealed - 9.2 ------21.2 - 9.2 21.2 1.3 enm tIeMy samefita After tAasaei. 0721. . 29 41.4 41.7 4 6.2 -50.0 571.6 54.1 50.1 71. 3 fJ 0 7 -71.3 ~ 1.3 botm Vea t.ly-Vey at ebom 02 0.2 01 01 0.1 0.1 0.1 0.1 0.1 8.2 0.1 0.2 0.2 0.2 0.2 -. zaofmental RAtum" per horinstal itauty-bay of &aboa 0.1 0.1 0.1 0.1 0.1 0.1 0.2 0.1 0.2 - - 0.2-

IRR - 194.38. WPV - 179.63 X& Relocatee from Mioen to YuanYang Wed Dec 22 08:14:08 1993

1-1 Household Income for Relocatee in YuanYang farm model 124 8 Cbiba Table i4 aa"tU*Uft for 1IQ4&t0MID lfilaChi faca siodal Iswwcm (AGENUMM (to Ktanw uwdtodl /a

wLtbaut !Lth EUG4oct Future Future ftccentage a to 14 Pfesont without with 29 30 1 2 3 _L L?LL9 1 30 30 Vzoduatiza food ccqw 17.1 17a 17.1 II.* 11.0 11.0 11.0 L1.0 11.0 11.0 11.0 11.0 17-L 17.1 11.0 -0.4 Cash Ctqw S-9 S-9 5-9 10-S 10-1 11-3 6-3 0.3 8.3 6.3 8.3 8.3 5.9 S.0 0.3 0.4 Fruit 7.8 10.9 MS 15.7 15.7 15.7 . 15.7 - N"t aw *W S.7 5.7 6.0 6.0 6.0 6.0 6.0 6.0 6.4 6.0 6.0 S.7 5.7 6.0 0.1 tub-total U" ftoduatUm -re-6 -fe-N -Te-6 al-I -2T-'T -5-7 -ST--1-3T.-o- 7TS-0 -40-9 -CO-9 -4r.-9 2-0 6 2-6.6 4 a. 9 0.4 eV vzoaWts Iladdor WA foraqe 3.1 3.2 2.1 2.1 2.1 2.0 1.9 1.9 1.9 1.9 1.9 1.9 3.1 3.1 1.9 -0.4 Moat arA eqqs 1.6 116 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.4 1.6 1.6 1.6 1.6 1.6 - MAnure--Anima 0.4 0.4 0.4 0.4 0.4 _2A. 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 -L.L sub-tat" anwatsou -1-1 -r-I 5 I4 14-1 4.0 3-9 -a 9 -3-5 -T-9 -3 9 -1-9 -S.1 -9. 1 3.9 -0. 2 are" vblm of produffeJAW -f3-? 33.7 33.7 M-7 -11-7 777 -3-7-6 39.9 -r2.-? -r4.-S -U-S -R-9 3 3 -3-3 -f 44. -0.3 00-11MUSV" food crop 2.1 2.7 2.7 2.3 2.3 2.3 2.3 2.3 2.3 2.3 2.3 2.3 2.7 2.7 2.3 -0.2 raddec arA foreqo 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.0 Manure-Anima 0.4 0.4 0.4 0.4 0.4 0.4 O.J 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 - Sub-Tatal ft-YAM On 37 3.2 z a 2 a =1 -T.7 -T.7 -. r-a -3 I -77 -2 a on-ram owswetus Food crops 9.0 9.0 . j 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 - Cash Crop 0.6 0.6 0.6 .0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Fruit 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Moat. aw Om a 9 0.9 0.0 *.9 0.g 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 - Sub-Total on-ram Consumption 11.1 II.; = =1. I7M. I 7I. I I =1- get Vabm Ot Psoduatim =9.4 Irl =9.4 17.7 17.7 18.4 =3. 1 19- 0 S. 0.9 -3r9- 30.9 IM 19.4 30.9 0.6 lurches" conomptim F4xd ccw - - - 1.4 1.4 1.4 1.4 1.4 1.4 1.4 1.4 1.4 - - 1.4 - Fruit 0.6 0.6 0.6 0.6 0.6 0.6 ------0.6 swil-tatal pagebas" comemptim 0 6 0 6 -0-1 -- I-* -T7 -2.O -1 4 -1 4 - -17 -1 4 -1 4 -r-4 -0 6 -0 6 1.4 1.4 Other zmtiom Other laame S.0 S.0 S.0 _.I&l j_Z.3 12.3 12.3 12.3 12.3 12.3 12.3 12.3 5.0 5.0 12.3 I.S ZMFLM -M -ZT.-8 28.0 -28.0 -2-87 =4. 0 36.9 39.7 41.0 41.8 41.0 2-3.8 2-3.8 41.8 0.8 graduation ewe Jr., - - seouinp 2.9 OP-tiv Seeds 1.5 I.S I.S 1.6 1.6 1.6 1.1 1.1 1.1 1.1 1.1 1.1 I.S I.S 1.1 -0.2 raw crop a.; - - 0:1 0:1 1:1 0:1 1:1 0:12 1:4 0:4 0:4 - - 0:4 - seedluw 0. 3 0.3 02 0 2 02 0 2 0 2 0 a2 0 2 0 2 0. 3 0. 3 0 2 -0.2 Fertilizers and pesticide 6.3 6.3 6.3 6.9 7.3 9.6 11.0 12.4 12.4 12.4 12.4 12.4 6.3 6.3 U.4 1.0 other iqnts 3.9 3.9 3.9 2.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.9 3.9 3.3 -0.2 Manure-AnIza 1.1 1.1 1.1 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 1.1 1.1 0.6 -0.4 Young animals *.S *.S O.S 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 O.S 0.5 0.6 0.0 $ub-total *#=at"# abou IT.-S=31 =3 s 13-3 -Tn =6.2 17 2 0=7 -19-7 =0 7 0=7 =8.7 -13.S - I3.S 1-0.7 0.4 Sub-tot" pseduatim ccwt 13.5 I3.S =3. 5 16.5 13.9 16.2 =7. 2 10.7 =8.7 18.7 10.7 -1-87 -- 1-3.T -13. S -117 0.4 9 Aqricature T" 0.4 0.4 0.4 0.3 0.3 0.3 0.3 0.1 'O. t 0.3 -0.I Spectal Product Tax 2.7 2.1 - - 3.5 -S 7 2.7 3.S 0.3 sub-Totol Tax" 3.1 -7- -T-3 -0 3 -3 7 =it, -3. r --- 37 T 0.2 OUZFLOM ry 4-:11 -IT.-9-=6 1 17 2 =9 7 19.9 10.9 22.42 .4 16.7 16.7 .2-2.4 0.3 Cash 12ow oneove lumacuo 7-1 -7-1 11.6 -14.1 12.51 -IT-8- -N-2 _j0_7 -2Y-9 19 4 -7.1 1-9.4 1.7 ram fs"xy sonents ancom =9.2 19.2 if. 62T.2 -M -TS-.3 31.9 34.0 18.2 18.2 30.S 0.7 sea"" of rinews Tzansfez teca Previous ftliod 13.S 13.5 13.5 IG.S 13.9 16.2 17.2 18.7 18.7 18.7 18.7 18.7 MS 13.6 16.7 0.4 13.S J.5 IG.S 13.9 1 .1 .1 19.7 IS.? 19.7 10.7 18.7 19.7 13.5 II.S 18.7 0.4 Less Trwwfet to Moat ftriod lp JL *d-Total Scozoes of fia*M& '1-49 -2.5 -- 2.2 -1.0 Cub nov After ffumbefto -f-I -7.1 4-2 =4.1 -11-1 =1.5 15.3 =8.2 -2-0.7 -U-S 0.4 M9-4 -7 1-7 1 1-9 4 1.7 35 - - - - - Z 19-7 13w$ 18.7 0.4 ramft,ansew famay toDwAtits next Vogl"after namaiaw 22 9 -r- 2 6 --2i -4 79-3 -rl-O 3- 4.0 30.5 49.2 31.7 :39P .2 0.6 entome pm family-OW 49 Labor 0-1 O., -1-11 0 1 0 1 0 1 0 1 0 1 0 1 0 1 0 2 0*2 zaccomental aotmmo VW Mmuromestal. rawly-Day at Lebow - -0.1 0.0 M 012 0.3 0.3 0.4 0.3 0.4 0.4

IRR - 216.41, NPV - '79.02 Xe MacChi Area Wed Doc 22 07:4S.17 1993

1-1 Housebold Income for Relocat" Ln KL&nChLfarn diodel - 125 - Chin Table 1S Uiootrngdi "-Sttlfent Pfo0ect--Shan1imn Household Itcom for Ruloct.. in ShnXian fan *ode

tIn Shanxian Nundred) /a

Etaout VI-thoUt ~~~Seoteir--tobor Pro.Ct With Protect Future Future Percentage 1 to 2 to 7 to Present Without With chance 29 30 1 6 29 30 1 30 30 *

Food crops 9.2 9.2 9.2 10. 6 10.6 10.6 9.2 9.2 10.6 0.2 Cash Crops 4.9 4.9 4.9 6.2 6.2 6.2 4.9 4.9 6.2 0.3 meat end eggs 5.7 5.7 S S7 5,7 s.7 S.7 5.7 5.7 - sub-total b2a k.otio4 197 9 19 77 22 522 Mi 1 1- 972 5 O .L BY PeoAsota Fodder and forage 1.0 1.0 1.8 2.1 2.1 2.1 1.e 1.8 2.1 0.2 Net and eggs 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 - Manure--Ama 04 04 0.4 0.4 0.4 0.4 0.4 0.4 0.4 Sub-tt"a 10ruate 3.8 3 . 4.1 4.1 4*i 3. 1.8* . 0.1 Goo" va3m oS Ioatiai 23.5 23.5 23.5 26.5 26-.5 26.5 23.5 23.5 26.5 0.1 ft-SIsa Use Food croPs 2.0 2.0 2.0 2.3 2.3 2.3 2.0 2.0 2.3 0.2 fodder and gocoge 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 4anure--Ania 0.4 0.4 0.4 0.4O 0.4 0.4 ,jj 0.4 8ub-Tot Oftam- Ue 2.5 2 5 2 5 2.8 2.5 2 l 5i 0.1 (gm-ftm comeomptiem Food crops 6.1 8.1 6.1 8.1 8.1 0.1 864 6.1 8.1 Cash Crops 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 Fruit 1.0 -1.0 1.0 1.0 1.0 1.0 1.0 1;0 1.0 Meat and eggs 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 12 _ Sub-total OGm-la CommW_im 11.3 11.3 11.3 11.3 11.3 113 11 3 11.3 3 nat Vua of Imattiol 9.7 9.7 9.7 12.4 12.4 12.4 9.7 9.7 12.4 0.3 Suinsaaod -oswtA Food crops 1.4 1.4 1.4 0.3 0.3 0.3 1.4 1.4 0.3 -0.8 Fruit 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 - >Sub-ttal Iimebaaad Cam~tioa 2.4 2.4 2.4 1.3 -1.3 1.3 2.4 2.4 1.3 -0.5 Other bglaws Other Incme 6.7 6.7 6.7 11.2 11.2 11.2 6.7 6.7 11.2 0.7 fhIf. 14.0 14.0 14.0 22.4 22.4 22.4 14.0 14.0 22.4 O0. 9zotAhoLs east Seeds 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 -0.0 food cros 0.7 0.7 0.7 0.4 0.4 0.4 0.7 0.7 0.4 -0.4 Seedlings 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.0 fertiUzers enA pestlcide 3.7 3.7 3.7 4.6 4.6 4.6 3.7 3.7 4.6 0.2 Other inputs 2.4 2.4 2.4 2.S 2.9 2.9 2.4 2.4 2.9 0.2 Nainure--An3a 0.4 0.4 0.4 0.6 0.6 0.6 0.4 0.4 0.6 0.3 Young animas 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 - Sub-Total ohaisatum Ceet 8.9 8 .9 9 10.1 10.1 10.1 8.9 8.9 10.1 0.-1

Agriculture Sam 0.2 0.2 0.2 - 0.3 0.3 0.2 0.2 0.3 0.1 Special Product Ta 0.6 0.6 0.6 - - - 0.6 0.6 - - sub-Totl gS 0.9 0.9 0.9 - 0.3 0.3 0.9 0.9 0.3 -0,7 OURM9.7 9.7 9.7 10. 10.3 -10.3 _9 97_9.7 1-0.3 0 O.1 Cash Elow ofme n nmalag 4.3 4.3 4.3 2.3 12.1 12.1 4.3 4.3 12.1 1.8 rl ly Oan_fta sez. lnanoug 15.6 15.6 2T'315.6 23.6 23 23.3 15.6 15.6 23.3 0.5 Soozoe, of Einse Transfer fron Previous Period 6.9 8.9 8.9 10.1 10.1 10.1 8.9 8.9 10.1 0.1 Lass Transfer to Next Period 6.9 8.9 10.1 10.1 10.1 10.1 8.9 8.9 10.1 0.1 Sulb-total saucee" at Unaaae - -- 12 - - - - - Cash rlm After tianoig 4.3 3.1 12.3 12.1 *12. 4.3 4.3 12.1 1.6 Paa1sAml value of Trsfeztof tert f lied - 8.9 - - - 10.1 - 8.9 10.1 0.1 rm miily taefiteMAftartiasaa1 t 6 24.5 14.4 23.6 23.3 33.4 15.6 24.5 33.4 0. Rtatm pa vastly-Day f abr 0.1 0. 01020 .2 0.2 2 0.2 0. 0.3 ?noe.antal Satuss Par ?momtal naly- of Labor - - - 0.7 0.7 0.8 - - 0.8 -

1RR - 670.9t, NPV * 55.30 \a ShanXan Area Wed Dec 22 07:37:38 1993

1-1 Mousehold Income for Relocatee in ShanXian fem model - 126-

Chilna Tbe1 XitolanqdtResettlement ft0ojeCt-Tu48nQUS CountryraLe1 Ro1ocate4 Mar Move in Yianqu fain model (In Yuan Hundred) /a Septemtot--Octobor without prolect Poec ~ture fut Future percentage I to 8 to present )Uithaiit WithI Chance _L _30 I 2 3 4 5 6 7 29 3 1

FooO crops 16.1 18.1 18.1 7.6 7.6 7.6 7.6 7.6 7.6 1.6 7.6 18.1 16.1 7.6 -0.6 Cash CcOps 14.7 14.7 14.7 9.6 9.6 9.6 7.3 7.3 7.3 7.3 7. 3 14.7 14.7 7.3 -0.5 Fruit - - - - - 5.0 7.5 10.0 16.1 16.1 - - 16.1 meatand efla 6.4 6.4.. i65. ...iL.j. 6.5 6.S 6.5 6. 6.5 S 6.4 6.4 6.5 0.0 8*b-tota.lNLaS 1teou~t±oU -M 39.3 39.3 23.8If23. T3.6 -2r.4- 26.9 '3W1 !YrT171T __13 39.3 3-7.6 -0.0 By lxoamot Fodder and forage 4.6 4.6 4.6 2.4 2.4 2.4 2.1 2.1 2.1 2.1 2.1 4.6 4.6 2.1 -0.5 Meat antd eggs 3.1 3.1 3.1 3.1 2.t 2.1 2.1 2.1 2.1 2.1 2.1 3.1 3.1 2.1 -0.3 Manure--Animal ~0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 -0.0 lim-total aypsoftota __ -T __ ___ 49:; -- 4T- - . . _ _ maoaaV&3.t Of DZO&MctL4ft _V5 T3_ i4Tn7 & _26.6 28.8 31.2 33.8 36.3 42.4 42.4 41.5 .iY'J7 42.4 -0.1 an-Pawas Ca. Food crops 2.4 2.4 2.4 1.3 1.3 L1.. 1.3 1.3 1.3 1.3 1.3 2.4 2.4 1.3 -C.S Fodder and forage 0.2 0.2 0.2 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.2 0.2 d.1 -0.3 Manure--Animal 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 -0.0 Sub-Total an-ftm Wee 3.1 =1371tT .9O 9 -1T -11. 1.9 1.9 T1 T 3 1 3.1T1- ~ -0.4 On-ram Consmption, food crops 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 Cash Crops 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 Meat sad eggs 0.6 0.6 0.6 0.6 0.6 0.6 0.64 0.6 0.6 0.6 0.6 0.6 0.6 0.6 ____ sub-Total, fn-lam Comanst±om 6.-7 9 7T 0T 8.7 18T 177 T7 -fT 8i7~ 6.7 8. 7 6.7 _8TT_____ Ret Value Ot pzodmotio 35.7 35.7 35.7 16.2 -18.2 Tl 20.6 23.1 25.6 1 1.8 -35.7 35.7 3-1 i -C." purchased Conumtion Food crops - - 1. 1. 1. 11 1. 1. 1. 11 - - 1. otner InCOme 5.2 5.2 5.2 22.6 22.6 22.6 22.6 22.6 22.6 22.6 22.6 5.2 5.2 22.6 3.3 zny4mU -40.9 _49 0T 39.7 39.7 -39.7 42.1. 744. 4r7.1 5F3.25 2In~ 40.9 -3T ~ 0.3 Production cost

Seedl.,nqs - - - 2.4 ------

Seeds 1.6 1.6 1.6 1.6 1.6 1.6 1.2 1.2 1.2 1.2 1.2 1.6 1.6 1.2 -0.2 F'ood Crolps 0.4 0.4 0.4 1.I 1.1 1.1 1.1 1.1 1.1 1.1 1.1 0.4 0.4 1.1 1.' Seedli.ngs 0.2 0.2 0.2 ------0.2 0.2 - Fertilizess and pesticide 10.1 10.1 10.1 6.5 7.4 6.5 9.1 9.9 10.6 10.6 10.6 10.1 10.1 10.6 0.1 Kaanure--Animal i_ 1.2 1.2 0.4 0.4 0.4 0.3 0.3 0.3 0.3 0.3 1.2 1.2 0.3 -0.8 Other inputs 5.4 5.4 5.4 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 5.4 5.4 2.5 -0.5 Young animals 0.6 0.8 0.8 0.6 0.8 . 0.8 0.8 0.8 0.8 0.8 0.6 0.6 0.6 0.0 6*b-total Op"artw cost* ~ It Y17 19.7 12. 3 5 =Tii-IT3 ...1. =16.-Nii =6 igj 19.7 16.5 -0.2 Sub-total Production Cot 9" 1iY - 117T 1TrJ 13.6 14.9 5 -15.6 11T irr_ 16.5 1-9.7 1_9.7 16.5 -__07.2

Agricuzlture Tax 0.5 0.5 0.5 - - - - 0.2 0.2 0.2 0.5 0.5 0.2 -0.5 Special Product Tax - - - 38 3.6 38 3.8 3.0 3. 3.6 3.81 - 3.6 _____ -n--- -- 3 _3 3_ _ Sb-Total baa.". . 0 .T . 384ri4. 4.0 0.5 9.5 4.0 7.~9 OuTrzalm .~~20.1 20.1 191'T 871. 97 2052. 05 2.1 20.1 20.5 0.0 CA%h njow aetere WSnanoj.mo _N.7T -20.6 M-221 2TW_flTr -R 32. j _720. 20.8 32.7 0.6 ftm iI~WPL SeneSta $gfowe l4maaoLm 129.3 -29.55 29.S 29.330. 29.7 31. 336 35-.3 41441.4 29.5 29.5 1. 0.4

Transfer from Previous Period 19.7 19.7 19.7 15.3 13.6 14.9 15.0 15.6 16.5 16.5 16.5 19.7 19.7 16.5 -. Less Tranlsfer to '4ext Period 19.7 19.7 15.3 13.6 14.9 15.0 15.8 16.5 16.5 16. 16.5 19.7 19.7 16. -0.2 Sub-fotal seurces of u*Aaa.e ... T4 -1I -7l -:0.8 -0.6 ____ Cash, flow After ttaaalnqi =0 20.8 25S.2Z r22.1j 20.9 20.6 22.4 24.3 26.6 -32.7 3-2.7 2 0.8 2-0.6 2. 0.6 RsiduaL value of fuamajeg to Next Peaed- 19------519.7 - 16.5 -0.2 Fain-F ly g&n.&Lt$ MLteF85n -2-9.5 49.2- 33-.9 30. 9-g? = I= 35.T3 41.457. 29.5 49.2z 57.9 0.2 Retuzue Per Flya-07o et.abe . *oTTT . . . . 0.2 =0-.T~ . .2. .

IRR - None, NPV - 51.93 Xg Re:*Catee Area Nea Dec 2-2 08:23: 02 1993

1-1 Relocatee Year Move in Yuanqu farm model -127-

Table 17

China Xiaolanqd. Aeaettlaeent cO3ect--Pinglu And Xiaxian Cousntzy R0locet4e--tEeez Hova in Pinglis And Xidaie farm amoel

(In Yuan Hundced) /a Seotemnber--October Witthout Project With Project fusture fturise Percentege I to 6 to 10 PreSent Without With Change 29 30 1 2 3 4 5 6 7 9 to 29 30 L 30 30 S Ka&.nProduction Foo crops 114.e 14.6 19.019.0 19.0 19.0I. 19.0 19.0 19.0 19.0 19.0 14.8 11.8 19.0 0.3 Cash Crops 6.6 6.6 6.6 10.5 10.5 10.5 8.7 8.7 8.7 8.7 8.7 6.7- 6.6 6.6 8.7 0.3 ;,:.--t 1.~~~~81.8. I.e . 2.0 2.0 6.4 10.2 1.4.0 14.7 14.7 1i.7 . .9 1. . Near antl eqgs 64 6.4 6.4 7.3 7.3 7.3 7.3 7.3 7.3 7.3 7.3 7.3 6.4 6.4 7.3 0.1 sub-total main Prodisotaon 29.7 29.7 29.7 38636.68 36.8 4r3.3 -45.1 47.70 -4-9. 9. 497 97 29.7 49.7. .By Products FOatcer And forage 3.6. 3.6 3. 5.1 5.1 1.1 4.6 4.8 4.6 4.6 4.8 4.8 3.6 3.6 4.8 0.4 Maetan d eggs I.5 3.5 3.S 3.6 3.6 3.6 3.6 3.6 3.6 3.6 3.6 3.6 3.5 3.5 3.6 0.0 7fanuze..Animal 0.5 . 0.5S 0.5 -0.5 O..S 0.5 0.5 O.j 0.5 0.5 0.5 0.5 -0.0 Sub-total. Syprodutot 7.6 7.6 7.6 9.2 9.2 9.2 9.0 9.0 9.0 -.j - j -9.0 7. i7.6 9.0 0.2 Otoag Value Of gco %wtLom 3 . 37 3 -37.3 46.0 48.0 46.0o512.73 5r4.2 56.0a58.7 58.7 !1a7~ OWTI.0. Ont-ram Vae Food crops 2.8 2.8 2.8 2.8 2.6 2.8 2.8 2.8 2.8 2.8 2.8 2.8 2.8 2.6 2.8 -0.0 -ooder and forage 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0..2 0.0 !(anur*--Animal 0.5 0.5 0.5 0.5 6.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 -0. Sub-Tota. 0,1-ram lee 3.5 3. s-s 3.s 3-s 3.5 3.s 3.s 3.5 -T! 3s 3.5 -3.5 3.5 3.5 On-farm Cansuoptaum FO-odcrops I.5 7.5 7.5 7.5 7.5 7.5 7.5 7.5 7.S 7.5 7.5 7.5 7.5 7.5 7.5- Cash.~Zrops 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6- Meat and eggs 0.6 6.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6- Sisb-TotalCaaa~inption8.7 On-Fare 8.7 8.7 8.7 8.7 8..7 8.7 7 ..7 8.7 6.7 - -7 Not Valuse Of lzoduoaim 21.1 25.1 25.1 35.8 35.6A 35.8 4i0.1 42.0 438 TT. 46.5 46.5 2-5.1 25.1 46.5 0.9 Other inflows Other ncm 4.6 4.8 4.8 10. 10.4 10.4 10.4 10.4 10.4 10.4 10.4 10.4 4.8 4.8 10.4 1.1 nM.OLW 30.0 30.0 30.0 -46.2 46.2 46.2 50.5 52.3 54.2 56.9 5T6.9 564 30.0 3-0.0 15-9 0.9 Product&*n Coat

Seedlings - - - 1.9 ------Opertin Seeds 1.8 1.8 1.6 2.1 2.1 2.1 1.8 1.8 1.6 1.8 1.8 1.8 1.8 1.8 1.8 -0.0 Seedlings 0.3 0.3 C.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.1 Fertilizers end pesticide 7.2 7.2 7.2 10.0 10.6 11.5 12.0 12.7 13.2 13.2 13.2 13.2 7.2 7.2 13.2 0.8 74anur4--Animal 0.8 0.8 0.6 1.3 1.3 1.3 1.2 1.2 1.2 1.2 1.2 t.2 0.8 0.8 1.2 0.5 Other ini,:ts 3.7 3.7 3.7 S.2 5.2 5.2 5.1 5.1 5.1 5.1 5.1 5.1 3.7 3.7 5.1 0.4 Yowsnqanii.als 0.8 0.8 0.6 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.6 0.8 0.9 0.2 Sub-total Opeating C.,t 14.5 14.5 17- __ 270.4 2F1.321- F22.1 22.6 22.6 T22.6-22.6 1..J5 22- 0.6 Sub-Total. Producati.on Coet 14.5 14.S 14.5 21.6 20.4 21.3 21.4 22.1 22.6 22.6 22.6 22.6 14.5 14.5 22.6 0.6 Takxes Aqr4CUlture Tax 0.4 0.4 0.4 - - - - - 0.3 0.3 0.3 0.3 0.4 0.4 0.3 -0.1 Speciall Product Tax - -3 -8 - 3.3 , 3.8 - Sub-Total. Taxes 0...Aj4 0.4 - - - - 0.1 0.3 4.2 4.2 0. 0..j4 j-49. OuTFLOWS 14.9 14. 14 .9 21.6 20.4 21.3 21.42.1292.9 68268 Jj...A. 28 08 Cash 11ev Before VimaneSa 15.0150 .0 0 4.5 25.8 24.9 29.1 30. 3 t1. 34.0 30.1 30.1 is 5.0 o 17 ~ 1.0 Ferm Fam.u.lyBenefits Before VtwAnam g 23-.8 23.8 -23.8 33.3 3r4.5 -33.6 37. 39.0 -40.0 4U2.7 -38.9 3f8.9 23.6 2-3.8 38.9 0.6 Sources of Finance Transferfrom PreviousPeriod 14.5 14.5 1L.S 21.6 20.4 21.3 21.4 22.1 22.6 22.6 22.6 22.6 14.5 14.5 22.6 0.6 Less Transferto Next Period 14.5 14.5 21.6 20.4 21.3 21.4 2.2j1. 22.6 22.6 22.6 22.6 22.6 14.5 14.5 22.6 0.6 Sub-TotalSources of finawne _- -7.1 1.2 -0.9 -0.1 -0.6 -0.5 ------Cash fl.owAftex fi.nancing15. 15.0 7.9 25.8 24.-9-2-4.728.5 29.8 313 3r4.0 30.1 30.1 15.0 15.0 3-0.1 1.0 plesildual value of Transferto Next Veriod - 45 ------22.6 - 14.5 22.6 0. farm VammlyBenefita After 2. 14aeng3831.73. TS7i U! 1V2 __W71 -- 5 4T2.7 38.-961.4 23.8 3.3 671.4 0. P44tUCnSper Famly-Day Of aor 0.1 0.2 0.1 0.1 -0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.2 0.1 -0.2 -0.20. IftcrementalReatucas peaIx emna Famaly-Dayof Lbabo - - - 0.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.3 - - 0.3

!RR - 149.71,NPV - 93.76 'aReicceteeArea

CueC ec 21 071.15:301.993

2-1 Relocatee--NearNOve in PingluAnd Xhartinfean model -128- ANNEX8 Table 18

China Xi.aolCngdi Resettleaent Pro3ect--tIou0 The Averge Houswhol4d 1coe fto Host in HOuh- FatS 1odal fnAC BUD= AG U ) (In Yuan Hundte41 /a

September--Octobeo w4thout Snb ProEect With Pcoiect future future P rcentage I to 5 to 9resent Without With ChMnM 29 30 1 2 3 4 29 30 1 30 i30 t

Hjn Prode taca Food ::cps 13.3 13.3 13.3 10.6 14.1 16.4 10.4 18.4 13.3 13.3 18.4 O.4 tess Z-::s 8.6 8.d 8.8 10.' 14.1 1S.0 15.6 1S.6 8.8 8.8 15.6 0.8 Meat ana eggs 7,4 I.4 :.4 7.4 7.4 7.4 7.4 7,4 7t4 7t4 7.4 - Sub,total xa= produotaen 29.4 23.; 29.4 28.' 35.9 38.6 41.4 41.4 29.4 29.4 41.4 0.4 By 9roduhts F^cde: rand forage 3.5 3.1 3.5 3.1 4.3 4.9 S.S S.5 3.S 3.S S.1 0.6 Y.'eand eggs 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 - Maenu:--Ar.:ra.: 0.6 0.6 0.6 0.6 5.6 0.6 0.6 0.6 0.6 0.6 0.6 sub-tota. Byproducts 6.7 6.7 6.7 6.3 7.5 8.0 8t 6 3 1 6.7 6.7 8.6 0.3 Gross Va.ue Of Produoion 36.1 36.1 36.; 35.0 43.4 46.8 50.0 s0.0 36.1 36.1 ;i a - 0.4 on-ram Use F=oo :rop3 :.3 1.3 1.3 1.7 2.4 2.7 3.0 3.0 1.3 1.3 3.0 1.2 Foccer tA, forage 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 .e-.:w--A-e-a: 0.6 0.6 0.6 0,6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Sub-Total On-rf. Use 2.1 2 2.1 2.5 3.2 3.5 3.8 3.8 2.1 2.1 3.8 0.8 On-rara Canstnptaon :oOo :Zops 6.1 6.7 6.7 6.7 6.7 6.7 6.7 6.7 6.7 6.? 6.7 - tat:: CrOps 1.D -. 0 1.0 1.0 1.0 1.5 1.0 1.0 1.0 1.0 1.0 HeAteand.eggs . 3 .3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 Sub-Total Ont-tam Consumpuaon 9.1 9.5 97. T.0 9.0 9.0 9.0 9.0 91.0 -9.0 9.0 - Net Value Of Produat4on 24.9 24.9 23.4 3:.2 34.3 37.3 37.3 24.9 24.9 3 0.57.3 Purchased Consuptior CasC Crops 1.0 1.0 1.0 - - - - - 1.0 1.0 - - Other Inflows Otrne: Income 8.8 8.8 8.8 20.3 20.3 20.3 20.3 20.3 8.8 8.8 20.3 1.3 n s 32.6 32.6 3.6 43.8 51.5 54.6 57.6 17.6 32.6 32.6 7.6 0.8 Productuoa Cost Seeos 1.9 1.9 1.9 1.5 1.1 1.5 1.5 1.5 1.9 1.9 1.1 -0.2 Food crops 1.6 1.6 1.6 1.2 0.6 0.3 - - 1.6 1.6 - - Seedlings 0.2 0.2 0.2 - - - - - 0.2 0.2 - Fert.l:sZers a.d pesticide 7.3 7.3 7.3 11.0 11.0 11.0 11.0 11.0 7.3 7.3 11.0 0.5 Mr.'uze--Ani*_1 0.7 0.7 0.7 1.3 1.3 1.3 1.3 1.3 0.7 0.7 1.3 1.0 Other irp:ts 3.3 3.3 3.3 6.2 6.2 6.2 6.2 6.2 3.3 3.3 6.2 0.9 Your.g animals 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 - Sub-Total Prodtton Cost 15.8 115.8 15.8 22.1 21.5 21.2 20.9 20.9 15.8 15.8 20.9 0.3 Ise Agriculture Tax 0.5 0.5 0.5 0.7 0 0.7 0.7 0. 0.5 0.7 0.4 OUfL:OWS 16.3 16.3 16.3 22.8 22.2 21.9 21.6 21.6 16.3 16.3 21.6 0 3 Cash Plow aefore foang 16.3 16.3 16.3 20.9 29.3 32.7 36.0 36.Z -16. t6.3 36.0 1.2 fara la y beef2ts Before .nanc2.ng 25.3 25.3 25.3 30.0 38.4 41.8 45.0 I450 25.3 25.3 45.0 0.8 Sources of ?tnance Transfer from Previous Period 15.8 15.8 15.8 22.1 21.5 21.2 20.9 20.9 15.8 15.8 20.9 0.3 Loss reansfr to Next Period 15.8 1'.8 22.1 21.5 21.2 20.9 20.9 20.9 15.8 15.8 20.9 0.3 Sub-Total Souzces of f a- - -6.3 0.7 .3 0 - - - Cash flow After fanctq 16.3 16.3 10.0 21.6 29.6 33.0 36.0 36.0 16.3 16.3 36.0 1.2 Reesdual value of Transfer to West Veriod - 15.8 - - - - - 20.9 - 15. 20.9 0.3 Flm a-ly Benfits After fznawAng 25.3 41.2 19.1 30.6 38.6 2.1 45.0 69 25.3 41.2 65.9 0.6 Return per Family-Day of Laboor 0.1 0.2 0.1 0.2 0.2 0.2 0.3 0.1 0.2 0.3 0.5 Incremental ratuts per Ta*zumtal fam:ly-tay of Labor - - - 0.3 0.7 0.9 1.1 1.3 - 1.3 -

IRRa 47.24. NPV - 117.50 ke Houre Irrigation Area tue Dec 2: 37:55:42 1993

7-1 The Avorage Household Income for Hoat in Rouh. Fare Model -129- Chna Table 19 X40oleddi Rettlement Proj.ct-liyu"n County Host ine.a he1e 6180 sn Jiyuene ra Noda

(Zn Yuan Hundred) /e seotesbeg--October Without Ptoaeet ""WithProleCt Future future Percentae 1 to 2 tO 7 tO Prezsnt Without With Clww* 29 10 I 6 29 30 1 30 30 5

Nun Production Foco crops 11.9 1;.9 11.9 17.7 17.7 17.7 11.9 11.9 17.7 4.5 Cash Crops 9.2 9.2 9.2 11.0 11.0 11.0 9.2 9.2 11.0 0.2 meet an-. eggs 6.9 6.9 6.9 6.9 6.9 6.9 6.9 6.9 6.9 - Sub-total dwsa 2r7.due 9 27.9 27.9 27.91 5.6 3S.6 35.6 27.9 27.9 35.6 0.3 Sy Products Fodder and forage 2.1 2.1 2.1 3.2 3.2 3.2 2.1 2.1 3.2 0.S Heat and eggs 3.4 3.4 3.4 3.4 3.4 3.4 3.4 3.4 3.4 Other an=al products 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 2 - Sub-total 8yprodunts 6. 6.8 6.6e 5 7.8 7.8 6.8 6.8 7.8 0.2 erose Value Of Wro*sonLo. 34.7 34.7 34.7 *3.S S3. SS .7 3: =3, 0.3 n-tam U e Food crops 3.8 3.8 3.8 3.9 3.8 3.8 3.8 3.8 3.8 - fodder and forage 0.2 0.2 0.Z 0.2 0.2 0.2 0.2 0.2 0.2 Other animal products 0.3 0.3 0.3 0,.3 0.3 0.3 0,3 03 00.3 Sub-Total On-am 4.44 4.4 4.4 4.4 4.4 _ On-7am ConstsptLn Food crops 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 6.3 - Cash Crops 1.4 1.4 1.4 1.4 1.4 1.4 1.4 1.4 1.4 peat and eggs 1.0 1.0 1.-0 1.0 1.0 1.0 j.0 1.0 1.0 Sub-Total On-tam Comminp±n =.7 8.7 8.7 8.7 Y.7 8.7 8.7 8.7 8.7 Not Value of roduOtien 21.62 21.6 21.6 30.4 30.4 Z0.41=.6 2.6.G 3a.4 0.4 Other TAf lov Other lacne 14.3 14.3 14.3 14.4 14.4 14.4 14.3 14.3 14.4 0.0 DwLoWs 35.9 35.; 35.9 e4.1.6 j1T 35.9 35.9 4.8 01I Produstion Cost Seeds 1.1 1.1 1.1 0.9 0.9 0.9 1.1 1.1 0.9 -0.1 Fertilizers and pesticide 4.8 4.8 4.8 6.5 6.5 6.5 4.8 4.8 6.5 0.3 Other anial productz 0.2 0.2 0.2 0.4 0.4 0.4 0.2 0.2 0.4 0.8 Other inputs 3.5 3.5 3.5 3.4 3.4 3.4 3.S 3.5 3.4 -0.0 Young animals 0.9 0.9 0 0-9 0.9 0 0.9 0.9 0 Sub-Totaj. Proltion Coat 10.8 10.6 10.6 12.1 10.6 10. 1I .1 Taes Other inputs 0.3 0-3 0.3 - 0.3 0. _d 0.-R I -0.0 OuTfLOs 10.8 10.8 __ In 10.8 10.8 12.3 0.St Cash PI". Saefe gsimming 2.i 25.1 25.1 32.8 32.S _325 =0 25. 3Z Yam Family Benefits foe ftnmeinf j3.77 7 33.7 33.7 341.4 41.2 41.2 33.7 33.7 41.2 0.2 scaures Of Finance Transfer from Previous Period 10.6 10.6 10.6 12.1 12.1 t2.1 10.6 10.6 12.1 0.1 ess Tranfer to Next Period 10.6 10.6 12.1 12.1 12.1 12.1 10.6 10.6 12.1 0.1 Sub-total Sooroes of ta - - -1 .5 ------Cash flow After rinanaimg r ISI7ttT M-8 325 32.5 25.1 25.1 32.5 0.3 Rsadumi value of Transfer to Waxt atd - 10.6 - - - 12.1 - 10.6 12. 0.1 lam lamaly nfits After 33.7 *4.3 41.41.2 53.3 33.7 44.3 53.3 VAturnA per lsly--Day of r 0.2 0.3 0.2 0.3 0.3 0.3 0. 0.3 80..2

IRA - 504.21, NPV - 52.74 \a Li1i.Yiaqiao.Wulongkou In Jiyuen

Wed "-c 22 07:49:21 1993

2-1 Hot incoM_ bel' 80180 in Jsyuan lam Nodal - 130 - Aga8 china Table 20 Xiaolanagt Resettlement ProjIct--Jiyuan County Host betwen N1180--265 Crop model

Isn Yuan Hundred) /a

Seotember--October Without Project With Project Future Future Percentae I to 2 to 7 to Present Without With Chanq* 29 30 1 6 29 30 1 '3 30 t

an Ptoduction Food :rops 15.0 15.0 15.0 15.9 15.9 15.9 15.0 15.0 15.9 0.1 :ash Crops 12.3 12.3 12.3 12.2 12.2 12.2 12.3 12.3 12.2 -0.0 F. .:: 9.4 9.4 9.4 9.4 9.4 9.4 9.4 9.4 9.4 - Meat and eggs 6.9 6.9 6.9 6.9 6.9 6.9 ... 9 6.94 Sub-total Main ProduotsOn 43.5 43.5 43.5 44.3 44.3 44.3 43.5 43.5 44.3 0.0 By Products Fodder and forage 2.8 2.8 2.8 3.1 3.1 3.1 2.8 2.8 3.1 0.1 Meat ono eggs 1.4 3.4 3.4 3.4 3.4 3.4 3.4 3.4 3.4 - Other animal products 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 - Sub-total Byproducts 7.4 7.4 7.4 '.8 7.8 7.S 7.4 7.4 7.8 0.1 Oroas Value Of Production 50.9 50.9 50.9 52.1 52.1 52.1 50.9 50.9 52.1 0.0 On-Warn u7se Food =rOps 3.8 3.8 3.8 3.8 3.8 3.8 3.8 3.8 3.8 - Fodder and forage 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 Other antimalproducts 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 Sub-Total On-ram vse 4.4 4.4 4.4 4.4* 4 4.4 4.4 4.4 4.4 On-Tam Consumption Food Cr^ps 6.3 6.3 6.3 6.3 6.3 6.3 ..3 6.3 6.3 - Cash Crops 1.4 1.4 1.4 1.4 1.4 1.4 ..4 1.4 1.4 Neat and eggs 1.0 1.0 1.0 1.0 1. 0 1.0 1.0 i0 1.0 Sub-Total On-1am Consumptioa 8.7 8.7 8.7 8.7 8.7 8.7 8.7 8.7 8.7 Net Value Of Production -3i. 31.8 37. 39.0 39.0 39.0 37.8 37.S 39.0 0.0 Other al£ows Oth.er lnczme 14.3 14.3 14.3 14.4 14.4 14.4 14.3 14.3 14.4 0.0 FLOWS 52.1 52.: 52 53.5 53.5 53.5 52.1 52.2 53.5 0.0 Production Coat Purchased inputs Seeds 1.3 1.3 1.3 1.1 1.1 1.1 1.3 1.3 1.1 -0.2 Seedlings 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.1 Fertilizers end pesticide 6.7 6.7 6.7 6.6 6.6 6.6 6.7 6.7 6.6 -0.0 Other animal products 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.1 Other inputs 4.2 4.2 4.2 3.3 3.3 3.3 4.2 4.2 3.3 -0.2 Young animals 0.9 0.9 0.a 0.9 0.9 0.9 0.9 0. 0.9 - Sub-Total Purchasd Inut 13.7 13.7 13.7 12.6 12.6 12.6 13.7 13.7 12.6 -0.1 Hired Labor Farm Iabor 1.6 1.6 1.6 - - - 1.6 1.6 - - Sub-Total Production Cost 15.3 Ti iJ 1 6I - 15.3 15.312.6 12.- Tame Other inputs 0.3 0.3 - 0.3 0.3 30*3 0.3 -0.0 OUTFLOWS 1S.S IS.S 15.5 12.6 12.8 12.8 15.5 15.5 12.8 -0.2 Cash Flow Befor Financing_ 36.6 36.6 36.6 40.9 40.6 40.6 36.6 36.6 40.6 0.1 ram Family Benefits Before Fiaacing 45.3 1 T 4 5. 49.6 *9.3 4i9. 45.T _40. . Sources of Finance .ransfer from Previous Period 15.3 15.3 15.3 12.6 12.6 12.6 15.3 15.3 12.6 -0.2 Less Transfer to Next Period 15.3 15.3 12.6 12.6 12.6 12.6 15.3 15.3 12.6 -0.2 Sub-Totnl Sources of Fa - - 2.7 - - Cash Flow After Financing 36.6 36.6 39.3 40.9 40.6 *0.6 36.6 36.6 40.6 0.1 Residual value of Transfer to Ifast Period - 15.3 - - - 12.6 - 15.3 12.6 -0.2 Fae Fmly Benefits, fter naing 45.3 60.5 47.9 49.6 49.) 61.9 4.3 60.5 61.9 0.0 .ewann per famaly-Day of Labor 0 0.3 0.2 0.3 0.2 0.3 0.2 0.3 0.3 0.2

£R7 - None. NPV - 31.95 ka :yuan ZLU80--265

Wed Dec 22 37:50:15 1993

4-1 Host between Ell80--265 Crop model - 131 ANNX Table 21

China Xiaolangdi Resettlement Project--Wonmenqtoa Subproject Host in Wonmnetan Farm Model

(In Yuan Hundred) /a

Seotember--October WithFout Proi ct With Proiset Future Future Percentage 1 to 2 to 10 Present Without With Chanas 29 30 1 9 to 29 30 : 30 30 4

Mazn Production Faod c:ops 20.1 20.1 20.1 20.0 20.0 20.0 20.1 20.1 20.0 - .daa Crcps 3.4 3.4 3.4 4.1 4.1 4.1 3.4 3.4 4.1 0.2 4eat and elqs 6.0 6.0 6.0 6.0 6.0 6.0 6.0 6.0 6.0 - Sub-total MoA Production 29.6 29.629.6 3r.3 0.13 0.130. 6 2§6 .( -. By Products Fodde: and forage 3.9 3.9 3.9 4.0 4.0 4.0 3.9 3.9 4.0 0.1 Meoat *a eggs 3.2 3.2 3.2 3.2 3.2 3.2 3.2 3.2 3.2 - Otaner ar._n. ;roducts 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 Sub-total BipCrduts .26 7.6 7.6 7.68 6 = . 76 7.6 7.8 0.0 Gro(s Value Of Produmc on 37.2 37.2 37.2 37.9 37.9 37.9 37.2 37.2 37.9 0.0 On-Fam Ut Food Crcps 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 - Fodder and forage 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 othar auna. proaucts 0.3 0.1 0.3 0.3 0.3 0.3 3.3 0.3 0.3 - Sub-Total On-ta Use 76 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 - On-Faza Consumption Food crops 7.4 7.4 7.4 7.4 7.4 7.4 7.4 7.4 1.4 Cash Crops 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 - "eat ano eqgs jj 1.4 1.1l4 1.4 1.t 4 1.4 1.4 1.4 Sub-Total On-era Consumption 10.5 -- 10.5 10.5 1 not Value Of Prodwtnon 24.0 24.7 24.0 24.8 24.8 4.0 24.0 24.0 24.6 0.0 Other Iufowe Ctner Income 12.6 12.6 12.6 17.1 17.1 17.1 12.6 12.6 17.1 0.4 nYS 36.6 36.6 36.6 41.6 41.6 41.8 36.6 36.6 41.8 0.1 Produatoan Cost Seeds 1.7 1.7 1.7 1.6 1.6 1.6 1.7 1.7 1.6 -0.1 Fertilizers and pesticide 5.7 5.7 5.7 5.9 5.9 5.9 5.7 5.7 5.9 0.0 Ott-er animal products 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 -0.1 Ot!her inputs 2.4 2.4 2.4 2.4 2.4 2.4 2.4 2.4 2.4 - Young antmals 0.8 0.8 0.8 0.6 0.8 0.8 0.0 0.8 0.8 Sub-Total Produoa Cost 11.3 11.3 11.3 11.3 1.3 11.3 11.3 11.3 11.3 -

Other :r.puts 0.3 0.3 0.3 0.3 2.7 2.7 0.3 0.3 2.7 7.1 OUTFLOWS ~~~~~~~~~13.711.7- 31.7 11.6 14.0 14.0 3.1.7 1.7 40... A cash Floj Before aZnaS.0 25.0 25.0 2. 30.2 27.9 27.9 25.0 25.0 27.9 0.1 Facm famiy Senefits 3e06c lanang 35.5 35.5 35.5 40.7 38.4 36.4 35.5 WV3i7i 0.1 Souroe of rinas zransfer from Previous Period 11.3 11.3 11.3 11.3 11.3 11.3 11.3 11.3 11.3 .ess Transfer to Next Period 11.3 11.3 11.3 11.3 11.3 11.3 11.3 11.3 11.3 Sub-TotalSourS Of finanee - - 0.0 ------C.as flow After Fanamzour 25.0 2S.0 25.0 30.2 27.9 25.0 25.0 27.9 0.1 Res&dual value of Tran'fer to lsft Period - 11.3 - - - 11.3 - 11.3 11.3 - Farn ramaly Benfits After Finanily 35.5 46.8 35.5 40.7 36.4 49.7 35.5 46.8 49.7 0.1 Retuzus per ramay-fay of Labor 0.3 0.4 0.3 03 .3 0.4 0.4 0.1

£RR - Ionne, NPV - 31.40 ;a Hcst ongunmengtan

Wed Dec 22 37:55:56 1993

3-1 Host in Wonmngtan Farm odel 132

Table 22

China xiaQlattqdi Resettionent Project-Hanglin county Host Income fog Near Move in Monqjift farm Model tnUAICVZ BUDIZZ (AQ=MXAM) (in Yuon Hmdted) /&

Septomber-Octobor Without Project with pcoioct future future ParCGfkt&qe 1 to a to 10 present without with Change -19 30 1 2 3 4 S 6 7 _L_ to 29 30 __I__ 30 30 4

1111113APeaductLeA F'ood CVQPS 11.2 13-Z 11.Z 13.3 13.6 13.6 13.8 11.8 L3.8 13.8 13.0 13.$ 13.2 13.2 13.8 oll Cash Crops 7.5 7.5 7.5 9.4 9.4 9.4 a's 8.9 0.8 8.8 0.8 8.9 7.5 7.6 8.8 0.2 Fr-jit 0.5 0.5 Q.S - - - 2.1 3.2 3.7 4.2 4.2 4.2 0.5 *.5 4.2 6. -f Meet and eggs 3.1 3.1 3.1 5.4 5.4 5.1 S.4 S.4 5.4 5.4 S.4 9.4 3.1 3.1 5.4 0.7 sub-PAt" N"n PzoduotLon 24.4 4=4 =4.4 9=2 8=4 7aS =0 I =1 2 =1 7 =2 2 2=2 -3T.-Z 2-4.4 24.4 .12.2 013 By vroduate todde: and forage 2.6 Z.6 Z.6 2.8 2.0 2,0 2.7 2.7 2.7 2.7 - 2.7 2.7 2.6 2.6 2.7 0.0 Meat and eggs 2.0 2.0 2.0 2.1 21 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.0 2.0 2.1 0.1 Othez 4nimal. products 0.2 0.2 ::Ij 0.2 0.2- _2.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 O.Z 0. 02 0.4 Sub-total Ilyproduats 4.8 4.8 5.1 5.1 5.1 5.0 S.0 -T.7 - 5.0 - 3.0 5.0 4.8 4.8 5 0. ftess Velue Of ProductLm 29.1 29.1 29.1 33.3 33.5 32.6 35.2 36.2 36.7 =-'. 3 =7.3 77-3 29.1 29.1 37.3 0.3 On-F.- U" FoW crops 1.0 1.8 1.8 2.3 2.3 2.3 2,3 2.3 2.3 2.3 2.3 2.- 1.8 1.0 2.3 0.3 fcddor end forage 0- 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 6.1 0.2 Ot.1%ec animl Rcoducts 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 014 Sub-Total an-Pam U" 2.1 2.1 2.1. 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 -2.6 - 2.1 2.6 0.3 On-ra- consuopum F'ood crops 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 - 1 2.0 2.0 2.0 2.0 Cash Crops 2.0 2.0 2.0 2.0 2.3 2.0 2.0 2.0 2.0 2.0 2.0 - Heat or4 eqqs 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 - Sub-Total OIL-Irazm Canwmptum 8.4 8.4 0 4 6. 4 3 4 8.4 8.4 8 4 8 4 8.4 8.4 0.4 = 6 8.4 6.4 - not vaiuo ot Vzoduatlan 18.7 19.7 18.7 22.2 22.5 =27 -T4-.2 25.2 25.7 26.3 26.3 -H-.3 18.7 -18.7 2-6. 3 0.4 Other maglowe Othec incme 8.2 S.2 8.2 8.7 8.7 0.1 0.7 8.7 8.7 8.7 8.7 8'7 8.2 9.7 0.1 MOLOM 26.8 =6.9 =6. 0 =0.9 =1.2 =1.3 2=8 3=9 =4.4 =4. 9 =4.9 =4.9 2H. -26.8 3-4.4 0.3 PradMation Cost ZM~tmMt se"lings 0.4 apeze"As Seeds 1.2 1.2 1.2 1.5 1.5 1.6 1.4 1.4 1.4 1.4 1.4 1.4 1.2 1.2 1.4 0.1 S*Wliaqs 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.1 F41rtiliZSCS and pesticide 4.3 4.3 4.3 5.0 5.2 S.4 5.6 5.0 6.1 6.1 6.1 6.1 4.3 4.3 6.1 0.4 Other inputs 2.6 2.6 2.6 3.0 3.0 3.0 3.0 3.0 3.0 3.0 3.0 3.0 2.6 2.6 3.0 0.2 Other animal products 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0. qs 0.6 0.6 0.6 0.6 0.6 0.6 -0.0 Yotmq anLoals 0.4 0.4 0.4 0.7 0.1 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.4 0.4 0.7 0.0 sub-tot&L opmat"g cmto 9 4 9-4 " 11 2 1, 4 =1 0 =a -9.4 12.1 0.3 _LI 6 11 5 12.1 12.1 9.4 Sub-Total product4on Cmt 5.4 4 9.4 11.6 11.4 11.6 II.S 11.8 12.1 12.1 i2-.1 =2.1 - 9.4 - 9.4 12.1 O3 tax" other inputs 0 s " 0 s ------= 0.3 0.3 1.0 1.0 0.5 O.S 1.0 1.2 OUZFLM 9.9 -s. 9 9.9 11.6 =1.6 =1.5 ii-O 12.# =2.4 =1.1 =3.1 -9.9 -99 1-3.1 0.3 cash now wom winaucuw 17.0 :F-.0 7=0 9=4 I =9 7 --21 -12-1 2=0 2-2.5 2-1.8 'TI-0 -17.0 -2-F-8 - 0.3 rem raauy sawfits &ifoc* ftnaw3ug 2S.3 =S..l =5.3 -1-7-7 -57.1 29.7 30.5 =0.4 =0.9 -30.2 30.2 25.3 25.3 3-0. 2 072 soutc" Of rinoLoo Transfer from Previous Peciod 9.4 9.4 S.4 11.6 11.4 11.6 11.5 11.8 12.1 12.1 12.1 12.1 9.4 9.4 12.1 0.3 Less Tra"fer to Next Period 9.4 9.4 11.6 21.4 11.6 JI.S 11.9 12.1 12.1 _LZ. 1 12.1 _L2. 1 ___2. 4 9.4 12.1 0.3 sub-Total sauce" Of winalai" 0.2 -0.2 0.1 -0.2 -0.3 ------Cub now After winawAm =-Y0 7=0 4=8 9=5 9=6 9=8 -FL-* 1=9 -jZ-0 =2S =L 0-TI-e 1-7 0 1-7 0 -M-8 0.3 PA"d"l Val" of Transfer to Next pect" - 9.4 ------12-1 9.4 12.2 0.3 M.- famly soneftto After 1 LabcoVlasnoukg =5 3 4=8 =3 2 =I =8.00.1 -28.1 2-9.4 =0 2 =0.4 =0.9 =0.2 42.3 25.3 3-4.8 42.3 -0.1072 Ratmicas Pam rawly-Day OL 0 1 0 2 0 I 0 1 O., O., -0- I 0-1 0-1 0-1 0.2 0.1 0.2 0.2 muezeenatal pAtu=w VW Mmuccamtel faaLly-Day of Ubm - - - 0.0 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 - - 0.1

IRR - 129.0%, NPV - 28.47 X& in Pingle Kiang

Wed rec 22 '8:02.,53 1993

4-1 Mst Income tot Near Rove in Menqjin Fars lftdQl 133- 7 ~~~ANNEX Table 23

China Xiaolangdi Resettlement Project--mengi in County Host income for Nearcove in tengjin Farm Model

(In Yuan Hundred) /e

September--October Without Pro-ect With Pro¶ect Future Future Percentage tto 8 to 10 Preent Without With Change 29 30 1 2 3 S 6 7 9 to 29 30 _I 30 30 4

0a'n Production Food crops 16.2 16.2 16.2 15.4 15.4 1254 15.4 15.4 15.4 15.4 15.4 15.4 16.2 16.2 15.4 -0.1 :asn :rops 9.1 9.1 9.1 9.9 9.9 9.9 8.9 8.9 8.9 8.9 8.9 8.9 9.1 9.1 8.9 -0.0 Fr,.;:e- 3.0 3.0 3.0 - - - 2.9 4.4 S.1 S.8 5.8 5.8 3.0 3.0 5.8 0.9 Xeat and eggs 32. 3.1 3.1 S.4 5.4 5.4 5.4 S.4 5.4 5.4 5.4 5.4 3.1 3.1 5.4 0.7 Sub-total Main ftoductxom 31.5 31.5 31.5 10.7 30.7 30.7 32.7 34.1 34.8 35.6 35.6 35.6 31.5 31.5 35.6 0.1 ay Products Fooder and forage 2.9 2.9 2.9 3.1 3.1 3.1 2.9 2.9 2.9 2.9 2.9 2.9 2.9 2.9 2.9 0.0, Meet anct eqgx 2.0 2.0 2.0 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.0 2.0 2.1 0.1 Otner acn.mai products 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.4 Sub-total 8yproducts 5.0 i 5.0a . 4 S.4 5.4 5.2 5.2 S.2 5.2 S5.2 9.Z 5.0 5.0 -I.1 Gross Value Of Productcam 36.5 3i? 36.5 36.1 38.1 36.1 37.9 39.4 4041 40.8 Ia40.8 5408 36 1 On-Fam V28 Faod creps 1.8 1.0 1.8. 2.3 2.3 2.3 2.3 2.3 2.3 Z.3 2.3 2.3 1.0 1.8 2.3 0.2 Fodder ar.Cd zraqe 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.2 a'-era -alproducts 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 .. 0.2 0.2 0.2 0.4 Sub-Total On-Fam Vs* 2.1 2.' 2.1 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.1 2.1 2.6 0.3 On-ra cornzupt±on scc :rops 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4,7 4.7 4.7 4.7 4.7 4.7 4.7 - lasn Zrops 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 - Heat and eq9s 1.7 1.7 1.7 1.7 1.7 1.7 :.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7- Sub-Total On-Fam Consmption 8.4 8.4 8.4 0.4 8.4 8.4 8.4 0.1 8.4 8.4 4 8 8.4 8.4 8.4 8.45 got Value Of Production 26.0 26.0 26.0 25.1 25.1 25.1 26.9 28.4 29.1 29.8 29.0 29.8 26.0 26.0 29.8 0.2 Other flows Cther Income 8.2 8.2 8.2 8.7 8..8.7 8.'8.7 8.7 8.7 0.7 8.7 8.2 8.2 8.7 0.1 DIELOWS 34.2 34.2 34.2 33.7 33.7 33.7 35.6 37.0 37.7 38.5 38.5 38.5 34.2 34.2 38.S 0.1 Production Cost Investment Seedlinqs - - - 0.5 ------Op.racin Seeds 1.6 1.6 1.6 1.8 1.8 1.8 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 - Seedlinqs 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 -0.1 Fertilizers and pesticide 5.5 S.S 5.5 5.6 5.9 6.2 6.3 6.7 7.1 7.1 7.1 7.1 5.5 S.5 7.1 0.3 Other inputs 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.3 -0.0 Other animal products 0.9 0.9 0.9 0.0 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.9 0.9 0.8 -0.1 Young animals 0.4 0.4 0.4 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.4 0.4 0.7 o.e Sub-total Operating Costs 12.3 12.3 12.3 12.7 13.0 13.3 13.2 13.6 14.0 14.0 14.0 14.0 12.3 12.3 11.0 0.1 Sub-Total Production Cost 12.3 12.3 12.3 13.3 13.0 13.3 13.2 13.6 14. .0 14.0 14.0 12.3 12.3 14.0 0.1 Taze. S:.rst p: . 05 05 - 0.3 0.3 ;.0 1.0 0.S 0.5 1.0 1.2 OUTI%OS 12.8 12.8 12.8 13.3 13.0 13.3 13.2 13.6 14.3 1 i** 15.0 19.0 12.8 12.8 15.0 0.2 C"h flow Before finanr ing 21.4 21.4 221.4 20.5 20.7 20.4 22.3 234 23.4 24.2 23.5 23.5 21.4 21.4 23.5 0.1 arm Famsly Benefits Before Fi2aning 29.8 29.8 29.8 29 9.1 8.8 30.7 31.8 31.8 32.6 31.9 29.8 29.8 .9 0.1 Souzces of Finance Trcansfer froa Previous Period 12.3 12.3 12.3 13.3 13.0 13.3 13.2 13.6 14.0 14.0 14.0 14.0 12.3 12.3 14.0 0.1 Less Transfer to Next Period 12.3 12.3 13.3 13.0 _13.3 13.2 13.6 14.0 14.0 14.0 14.0 14.0 12.3 12.3 14.0 0.1 Sub-Total Sources of e - --. 0 0.2 -0.3 01 -3 -4 - 0 - Cash flow After Financing 21.4 21.4 20.4 20.7 20.4 20.5 22.0 23.0 23.4 24.2 23.5 23.5 21.4 21.4 23.5 0.1 PAsidua value of Tran.fer tolMot Period -12.3 ------14.0 - 12.3 14.0 0.1 Tam fa=ly Benefits After fImancing 29.8 4.1 - 19 28.8 28.9 J304 31.5 32.6 31.9 29.8 42.1 45.80 1 Raturne per Famly-Day of Labor 0.1 p. 0.1 0.1 01 0.1 0.1 0.1 0.1 0.1 0.1 0.2 _ 0.2 0.2 -0.0 incremental aetum. per Inomental fauily-Day of Labor ------0.0 0.0 0.1 0.1 0.1 0.1 - - 0.-

1RR - 31.31, 74?V- 7.21 a* in Sonqzhuang and chacyang Xiang

Weo Zec 22 08:34.20 1993

5-1 Host Incom for Near Move in Kenqjin Farm Model 134

Table 24

China xi4olang4i Resoctiamerit Project--mon9jin County Host InC*9w fat Have Back in mon9JiA farm mOdOl WZWISCZALBLMM (ROOMA t (In Yuan Hundredl /a

SeptoLmr--october Wxthout P-cl_ With Project Futuze Future Percentage 1 to a to LO Present Without With __OAKS 29 3 or I 2 3 4 7 9 to 29 30 - 1 30 30 1

vrodwtzon Food crors 13.3 13.0 13.0 15.2 15.4 15.5 15.7 15.7 IS.7 LS.? 15.7 15.7 L3.0 U.0 15.7 0.2 Caslt :r*ps 6.6 6.,6 6.6 13.2 :3.2 L3.2 11.7 11.7 11.1 11.7 11,7 11.7 6A 6.6 11.7 0.0 Fruit 3.3 3.3 3.3 - - - 4.9 7.3 8.4 9.7 9.7 9.7 3.3 j.3 9.7 1.9 Meat and eqqs 4 1 4 1 4 1 S I 5 I S I S I S I 5-1 S-1 S'l 5.1 4.7 1,7 5.1 001 Sub-total K"n Prodwrt4ou 27.7 27.7 27.7 33.5 33.9 33.9 37.3 39.a 0.9 472-2 -42-2 _T2_2 2-7. 't 21. 42.2 0.5 By Product* - Foader and forage 2.5 2.5 2.5 3.3 3.3 3.3 3.1 3.1 3.1 3.1 3.1 - 3.1 2.5 2.S 3.1 0.2 Keat and oqqs 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 112 1.2 1.2 0.0 Other anlz*. products 1. 2 0.2 0.2 0.2 3.2 0.2 Oi2 0.2 0.2 0.2 0.2 O.Z 0.2 0.2 0.2 0.0 Sub-total Byprodacts 3 9 3 9 3 9 4 7 4 7 4 6 4 5 4 6 _1_5 4-5 4-S 4.5 -1 9 -3.9 -4. 5 O 7 Gross Value Of Production 3;.6 -TI-6 =1.6 7S.2 36.5 =8.6 41.9 44.3 4S.S 46.1) _j6_7 --4-(,7 31.4 31.6 46.1 O75 on-Fam Al" - Fcod crops 1.9 11.9 1.9 1.9 L9 1.9 1.9 1.91 1.% 1.9 1.9 1.9 1.9 1.9 0.0 Fodder and forage 0.1 O., 0.1 0.1 0.1 0.1 0.1 0.1 O.L 0.1 0.1 0.1 0.1 0.1 0.1 0.0 Other anizal products 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.0 Sub-Total Otk-fwm Use, Z.2 2.2 2.2 2.3 2.3 2.3 2.3 2.3 2.3 2.3 -2.1 2.3 - 2.. 2 - 2.2 2.3 - F.O On-f'am Consumption roaa crops 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 4.7 Cash Crops 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 Meat and oqqs 1.7 1.7 1.7 1.7 -.. ? -,. 7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.1 1.7 Sub-Tota.t (EL-ram Consumption - 8 4 O 4 0 4 9 4 & 4 0 4 6 4 6 4 6 4 R 4 $ 4 0 4 Not value 09 Producuaw 21.0 Z1.0 21.0 27.5 27.9 28.0 31.2 =3.6 34.0 =6.1 =6.1 -36-1 21.0 -21.0 36.1 0.7 Purchased Consumption Cash Crops O.e 0.9 0.8 - - - 0.5 0.5 0.5 O.S 0.5 0.5 0.0 0.0 O.S -0.4 Meat and eggs 0 1- 0 1 0 1 0 1 0 I 0 1 0 1 0-1 0 1 0 1 0 1 0 1 0" ovi 0.1 - Sub-Total Purchased Conomptum 0.9 0.9 0.9 0.1 0.1 0.1 0.5 O.S 0.5 O.S 0.5 0.5 0.9 0.9 0.5 -0.4 Other 1"'Iowo Other Incom e.2 8.2 8.2 6.7 B.T 8.7 8.7 8.7 8.7 8.7 9.7 8.7 8.2 8.2 S.7 0.1 nirLows =8 3 =0 3 6=1 =6 I =6 6 =6 6 =9 4 =1 0 _r3_0 4=2 4=2 4=2 -20 3 2-0 3 4-4 2 0 6 Product-do Cost Tavsgtmmt Seedlings - - - 0.9 ------"-tU* Seeds 1.1 1.1 1.1 1.6 1.6 1.6 1.4 1.4 1.4 1.4 1.4 1.4 1.1 1.1 1.4 0.3 Seedlinqs 0.3 0.3 0.3 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.3 0.3 0,4 0.0 rectilizets and posticide 4.6 4.6 4.6 6.7 1.2 7.7 7.0 9.5 9.2 9.2 9.2 9.2 4.6 4.6 9.2 1.0 Other inputs 2.4 2.4 2.4 3.7 3.7 3.7 3.6 3.6 3.6 3.6 3.6 3.6 2.4 2.4 3.6 0.5 other animal products O.S a.5 O.S 0.9 0.0 0.6 0.9 0.0 0.9 0.0 0.9 0.8 0.5 0.5 0.8 0.5 Younq 4nimls 0-7 0.7 0.7 0.7 0-7 0.7 0.7 0.7 0.7 0.7 0.7 0,7 0,7 0.7 0.7 O.I 91.6 9-6 3.9 14.4 14.9 14.8 16.0 9.6 Sub-total OperatLng Costs -79.6 = IS.1 =6 - 0 =6.0 =6.0 9.6 16.0 0.7 Sub-Total Produatzon Cost -9.6 9.6 9.6 14.0 14.4 14.9 74-78 75 M -r6-.O INUO =6.0 16.0 - 9.6 9.6 16.0 0.7 Taxell other inputs I 2 1 2 1 2 0.3 0.3 I.S I.S 1.2 1.2 1.5 0.3 10.6 10.8 10.8 14.8 j4.4 4_8 IT-3 :R -1 6-3 -1-1-5 =7 1-0 0 1-0 0 =7 OUTTZ.M 14.9 _L -r-7 US =1.4 22.1 22.7 24.6 26.5 27.9 26.7 26.7 0.5 cash now ikfoce rmaoci" 17.5 17.5 1-1. 5 26.7 Irass, famUy gmefzts Sacco Rtuancuq 25.9 25.9 25.9 29.7 -ra-4 7O.1 -33-W-U-3 -1-sl -is-3 IT-1 'Ts-i 5.9 -- W-9 3-5. I 0.4 amwees of liagnee Transfer from Previous Period 9.6 9.6 9.6 14.0 U.# 14.9 14.0 15.3 16.0 16.0 16.0 16.0 9.6 9.6 16.0 0.7 Wss Transfet tg Most Period 916 _114.1 14.4 14.9 14.8 IS.3 16.0 16.0 16.0 16.0 16.0 9 0 6 946 16.0 0.7 30-Total gaurces of finnnee -= -5.2 0.4 -0.5 o- i -=01F -_-0-j --- = - - - - _ _ - C&A flow After fxnancing 17 5 12 3 -21-7 _71-16 -rl-S 24 0 2S.6 6=7 =7 9 6=7 6=1 15.5 1-7 5 26.7 075 PA"dul V"Ue Of Transfor to wext ve"Od 9.6 - - - 16.0 9.6 16.0 0.7 faxm famly Sonefsto After II-en wW JU 35.S =0.7 30.1 30.2 T2.; 34.2 rs. 36.3 3T.; 71-0 TS -5-1-0 - 7_4 RAtucas per famay-Day of Labor 0-1 0-2 0-1 -0.1 -0. I 0-1 O., -37 0.1 0.1 0.2 0*1 Ow2 _2_2 incremntal R*tu=s per MacresEwatal Famaly-Day of Labcw - - - 010 0.0 0.0 0.1 0.1 0.1 0.1 0.1 0.1 - - 0.1

IRR - 90.81. NFV - 49.60 \a in vceiyao, honqshul, Matun Xiang in Maglin

Wed Dec 22 00:02:20 1993

3-1 Most Iftce" for 14ov. Back in mo"jin farm =60I China Riao3simdi Resettlement Iscoloct-4inans County- Below too Ilust-- float move belo 3800 in lne,. Count:, F.Ift Ikludl

Ina Yu"n Iunduodi la

SeAo"eeg--Octobor Without PC21-- - - viOu21t gosiet- bltur. Fututis Forcenita.j. MRo 1iT,;30 presenat without with Chajogq... 29 AL0 _2 _2 _3 4 _.9 6 7 9 to 291 so39 'iI

Food Csf'p 19.4 I9.41 19.4 113.9 19.3 39.6 16.4 16.4 16.6 16.4 16.4 16.4 29.4 19.4 16.6 0.1 Cash Cs 6.0 6.0 6.0 16.6 14.6 14.6 7.9 7.9 7.9 7.9 7.9 7).9 0.0 8.,0 1.9 -0.0 tral% - - S~~~~~~~~.1I 9.6 13.6 39.9 19.9 39.90 - - 39.9 Walsi amd SW 6.0 6.0 B.0 6.0- 6.0- 6.0G 6.0 6.0 6.0 6.0 6.0 6.0 6.0 6.4 6.0- GIbes s"iaa products 0.3 0.1 .. Ad 0.1 0.3 0.1 0.2 0.2 0.3 0.2 8.1 -j0. I 2. 0.1 0.3 su.ttoe1 gain P-.mt*l 29.929. 29.9 -34.9 -39.7 36G.2-39.4 40.3 744.1 49.9 -49.9 49.9 259., -29.9 -49.9 0.7

Fodder end (Ora"e 2.6 2.0 2.9 2.5 2.7 2.6 2.9 2.9 2.9 2.9 2.9 2.9 2.8 2.6 2.9 0.0 Set end "egs 2.9 1.9 1.9 1.9 1.9 I.9 2A.9 2.9 1.9 3.9 1.9 3.9 3.9 1.9 3.9 4Lb45 0aine) pirOducts 0.2 -0.2 _1.1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0. ~ - - grows Yule 00 3smduoptAi 34.4 14.4 14.4 39.2 46-.9 43.ri240.74 -49.2 49.1 4.9 4.9 94.9 34.4 34 .-4 94.9 .0.6

Frondecrps 2.3 2.3 2.3 2.3 2.3 2.1. 2.3 2.3 2.3 2.3 2.3 2.3 2.3 2.3 2,3- F~are and farae" 0.2 0.1 0.1 0.1 0.1 0.2 0.1 0.2 0.1 0.1 01.1, 0.2 0.3 6.3 0.3 49mhs camel prodicts 0.2 0.2 0.2 0.2 0.2 0.2~ _....1 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 $kg*-lo on-Vs Pee 2.6 2.6 a i:i 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 2.6 -2.6 2.16-

row *rq 4.3 4.1 4.3 4. 4. 4.1 4.1 4.2 4.1 4.3 6.3 4.3 4.2 4.3 4.3 Cash Crop. 1.9 1.9 3.9 3.9 3.9 1.9 1.9 1.9 1.9 1.9 2.9 2.9 1.91 1.9 1.9- troll 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 lesoisi eggOo1.0 2.0 3.0 2.0 2.0 -- L. 2.0 I. a 2.0 2.0 1.0 3.0,,I4 3.0 __).' Su-gTe1 de-rft Conttio .2 7.2 7. 2 -7.2 .71. *. 7.272 .2 7.2 7.1.. 7.2 7.2 -1Vi 7.2 NeVallee f W,tioo 24. 24. 24-.6 29.6 30.7 31.-4 136.6 -7S3 9.3~ 49S.2 4.1 49.3 24.5 -24.6 495.1 0.6 gmshace caeneUne Fralt 0.2 0.2 0.2 0.2 0.2 0.2--- -0.2 0.2 - 06 t:Lt Income 7.31 . 7.3 j.0 6 0 6.0 60. 96.0 11.0 8..j 6.0 0.0 7.3 7.1 6.0 0. 31 .6 -2.632.9 372 39.6 19, G167 4r3.4 4r7.4 93. 9f3-. 9-3.2 -32.0 31.0 93.1 0.

Seedlings 3.17 ------

asebxdUZapsl seed 1.3 1.3 3.3 1.2 2.2 3.2 2.2 1.2 3.2 2.2 2.2 2.2 3.3 1.3 1.2 -0.3 seunedng 0.61 0.8 0.8 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.6 0.8 0.1 -0.2 Fertilisess ead pesticide 4.4 4.4 4.4 7.6 4.3 21.9 14.4 17.0 27.0 17.0 27.0 37.0 4.4 4.4 17.0 2.0 Othes lopula 4.1 4.3 4.3 6.4 6.9 6.9 9.9 9.9 9.9 9.9 9.9 9.9 4.3 4.1 9.9 0.3 other anmim products 0.7 0.7 0.71 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.0 0.6 0.7 0.7 0.6 -0.0 Young eninala 0.6 0.6 0.6 0.6 .6 0. 0.6 0,6 0jj.6~ 0...... - pu-Te#a1 Vumobseed D.uA" 320 2.0 22,0 39.0 20O.2 2i3.9 -23.0 29.6.6 5.66 S.66 76296 -12.0 312.0 295.6 2. Woard Laobo Farn, Isilc - - - 6.4 9.9 7.,3 3.2 3.2j 3.2 _.1.1 3.2 3.2 - - 3.2 kis-otal 01,eSt6ag C"ost IF2I -iT2-i 12.0 25.4 26.2 11.0 2F6.2 -26.9 29.6 26.0 28.98 2M8.6 312.0 1-2.0 26.8 ai Su-lotsil Prodmtarm C..l 12.0 12-.0 12.0 29.21 26O.2-2.0* -276.2 20-.0 29.6 -26.6 28.0i20.6 32.0 22.0 88 .

Other inpwot 0.3 0.3 0.3.03 j 0.3 g6 0.3 032.6 0)- 7.01 0w5t15n 32. 32.3, 12.329. J 7 30 26.2 6.8 1? 29.331.1 31.4 12.3 12.3 31.46 Ceeb nowe0.feae fincaag 394 9. 1.4 S., J!A4 8...L "ii _.L 0.31 2. 11.2 L 94 21.7 3. h9 tern FeelS? Umenetftt.tos. Foacasaig 26.76 26.6 26.6 19.3 29.6 39.4 29.6 23.0 2.9 31.3 26.9 28.9i 26.6 26.6 -2.9 0.3 sawn.. of Finance less"sir inne frovious Period 22.0 12.0 12.0 29.1 26.2 11.0 26.2 26.0 29.6 26.8 28.8 28.8 22.0 32.0 28.8 3.4 LemssFrensfor to Next Period 32.0 29.3 26.2 32.0 _3",2.02.226.9 28.0 26. 26.6 J0..! 26.8 12.0 12.0 .20.6 1.4 sub-total.SoWAe" of tinsnoe . .7.1 2.9 .49% 4.9 -2.6. Cash n1ow AftsS Fiowtg 'iVi 19.4 -2.4 13.0 -7.9 23.I 9.9 14.6 18.3 24.1 21.7 21.7 29.4 3 ".4 t227 0. Useads"t value QC wcossnforto lext period - 32.0.- -- -26.6 - 12.0 281.8 2.6 Vsgam mlmy DowitoAfter fiasa0og -11 7giii-i-iF re2-i 347 20.2 37.2M H-ii i 13. 28.9 937.7 -26.6 38.6 967.7- 0U.9 metigec per pmbly-Dsv of Labor 0. -02 40. .2 .! 2 .. i2 03

IRA - 3.32. NOV- -32.49 %. in cijiea. chonggtentliong, tieman, Ucis,, and Iheagnunk Xhang

SlatDec 19 06:24:26 1993

6-1 Noxt-- Hoar move tolow ISOn in Kinan County farm Ntoda -136- China Tbe2 Xiaolangdi Resettlement Project--KaifengTable 26 Household Income for Host in Kaifeng Farm Model =MA -UD (AN3Om) (In Yuan Hundred) /a

September--October Without Project With Proiect Futute Future Percentage I to 2 to 7 to Present Without With Chance 29 30 1 6 29 30 1 30 30 _

)± kodtion Food crops 20.3 20.3 20.3 17.3 17.3 17.3 -7.3 20.3 17.3 -0.1 Cash Crops 21.3 21.3 21.3 36.1 36.1 36.1 -:.3 21.3 36.1 0.7 Fri:u.t 9.0 9.0 9.0 11.5 11.5 11.5 4.0 9.0 11.5 0.3 Meat and eggs 5.6 5.6 5.6 5.6 5.6 5.6 5.6 5.6 5.6 _ Sub-tot"l Main kro4otloa 56.1 56.1 56.1 70.4 70.4 70.4 -56.1 36.1 70.4 0.3 By Po*ot Fodder and forage 4.3 4.3 4.3 5.1 5.1 5.1 4.3 - 4.3 5.1 0.2 Meat and eggs 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 - lM.anure--Anima 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - Sub-total 38produota 5 8 5.8 5.8 6.6 6.6 6.6 5.8 5.6 6.6 0.1 Goaa value Of Pzok.oaton 61.9 61.9 61.9 77.0 77.0 77.0 61.9 61.9 t7.0 0.2 es-1a- Use Food crops 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 - Fodder and forage 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 - Manure--Anima 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - Sub-TotalOn-M&M *w. 2.2 2.2 2.2 2.2 2.7 2.2 2.2 2.2 2.2 - O-rftxmConaettfet Food crops 7.9 7.9 7.9 7.9 7.9 7.9 7.9 7.9 7.9 - Cash Crops 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 - ?:uit 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - 9 Meat and eggs 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0.9 0. - Sub-total On-fWax Cona ption 10.6 10.6 10.6 I0.6 10.6 10.6 t076 10.6 10.6 - Not ValUe Of 1zaduation 49.1 49.1 49.1 64.1 64.1 64.1 49.I 49.1 64.1 0.3 3urobada coaauuptlo Cash Crops 0.2 0.2 0.2 - - - 0.2 0.2 - - Otbez Zaflawa Other Income 5.6 5.6 5.6 6.3 6.3 6.3 5.6 5.6 6.3 0.1 MIT.A6S 54.4 54.4 54.4 70.4 70.4 7Q.4 54.4 54.4 70.4 0.3 .oIdsatonCost Seeds 3.8 3.8 3.8 4.4 4.4 4.4 3.8 3.8 4.4 0.2 Seedlings 0.7 0.7 0.7 - - - 0.7 0.7 - - Fertilizers and pesticide 6.9 6.9 6.9 10.9 10.9 10.9 6.9 6.9 10.9 0.6 Manure--Anima 1.5 1.5 1.5 1.7 1.7 1.7 1.5 1.5 1.7 0.2 Other inputs 6.2 6.2 6.2 7.7 7.7 7.7 6.2 6.2 7.7 0.3 Young animals 0.8 0.8 0.8 ^.8 0.8 0.8 0.8 0.8 0.8 - Sub-Total zot±uarc Coat 179.59 19.9 19.9 -o;.6 25.6 25.6 19.9 19.9 25.6 0.3

Agriculture Tax 0.2 0.2 0.2 - 0.4 0.4 0.2 0.2 0.4 1.1 OmTWt.@ 20.1 20.1 20.1 25.6 25.s9-29 _'irl 20.1 -325 0.3 Casb rlow Bfoze tlaaanaig 34.3 34.3 34.3 44.9 44.5 44.5 3-4.3 34.3 44.5 0.3 Vase 1aily semefita8n fo e ft1aauaa 45.0 i5.0 45.0 55.5 5S.1 55.1 4T.0 45.0 55.1 0.2 Seosrnsof *iame Transfer from Previous Period 19.9 19.9 19.9 25.6 25.6 25.6 19.9 19.9 25.6 0.3 Less Transfer to Next Period 19.9 19.9 25.6 25.6 25.6 25.6 19.9 19.9 25.6 0.3 8ub-fota.Souzae" of rIlaJae - - -5-7 1 Comb nlow Afteg Vtuan 34.3 34.3 28.7 44.9 44.5 44.5 34.3 34.3 44.5 0.3 Rsidual vdaue aC !rsofr to eSbtfsci"a - 19.9 - - - 25.6 - 19.9 25.6 0.3 Vra ra.ily naef.taUtes rtiamala 45.0 64.9 39.3 55.5 55.1 80.6 45.0 64.9 80.6 0.2 Retuma per V5mUy.-Uqyeof Labr 0.1 0.2 0.1 0.1 0.1 0.2 0.1 0.2 0.2 -0.1 ZnC=ant&L VeturnaVet ZGZsmtal t:ly-DW of Labot - - - 0.1 0.1 0.1 - - 0.1 -

IRR - 105.9%, NPV - 68.91 \a Kaifeng irrigation Area

Wed Dec 22 08:09:36 1993 -137-ANE ChIna Table 2 7 Xiaolanodi Resettlement Project--ZHONGMU Household rftome for Host in Zhongmu Farm .Model

(In Yuan HuAdred) /a

September--October Without Project With Prolect Future Future Percentage I to 3 to 7 to Present Without with Chta8qe 29 30 1 2 6 29 30 1 30 30 t

WAD Vtdt:Ln Foodc ^:ps 20.2 20.2 20.2 lS.S 15.5 15.S 15.5 ZC.2 20.2 15.5 -0.2 Cast. Cczpa 12.S 12.5 12.5 27.5 27.5 27.5 2t,5 12.5 12.5 27.5 1.2 Fruit 5.7 5,7 5,7 5,5 5.5 S.S 5.S S.57 5.7 5.5 -0.1 - Meat and eggs s.2 5.2 5.2 5.2 5.2 5.2 5.2 5.2 5.2 5.2 - Sub -total MaLn ProdmotAan 43.6 43.6 43.6 53.7 53.7 S3. 53.7 43.6 -43.6 5-3.7 0.2

Fou4d cropS 0.3 0.3 0-3 - 0.3 0.3 Focider and fo.:age 3.2 3.2 3.2 3.5 3.9 3.9 3.9 3.2 3.2 3.9 O.; .eat and eggs 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 '.6 1.- M.anure--Anima 0.2 0.2 o?a_0.2 0.2 0.2 0.2 0.2 0.2 ,0.2- Sub-total Bypzod>tane 5.2 5.2 5.§7 5.7 5.7 5.7 S.7 S.2 -5.2 5.7 0.1 Gross Value Of ProdbmatLon -W.9 48.9' 48.9 5r9.4 S9-4 59.%4 59. 4' 48 .9 -4e.9 59.4 ' 0;2

Food crops 1.S 1.S . 1.5 1.5 1.5 1.5 1.5 1 \ 1.5 1.5 - Fodder and forage 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.' 0.3- Manure--AniMla 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 - Sub-Tot&& On-Ift- 'Us - I .9 I.9 I.9 1.9 I.9 1.9 1.9 -1 .9 -1.9 -

Food CrOpS 6.9 6.9 6.9 6.9 6.9 6.9 6.9 6.9 6.9 6.9 - Cash Crops 1.8 1.8 1.8 1.8 1.8 1.8 1.0 l.8 1.8 1.8 - Fru_ Q .1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 - Meaat and eq93 1.3 1.3 1.3 _1.3 1.3 1.3 1.3 1.3 1.3 1.3 - Slab-eTotal Oa-ftZII Colsunlgtiotl 10.1 10.1 10.1 iO.l 10.1 10.1 10.1 10.1 10.1 _10.; Not valueoOf profute"of 316.8 3T6.S 36.8 47.3 47.13 4 7.3 -i7.3 36.8 36.83 47.3 0.3

Food crops - - - 0.3 0.3 0.3 0-3 - - 0.3 - Cash Cncps -- - 1. 5 1.5 1.5 1.5 - - 1.S Sb-fot l Puzhs"lu> CorneqrLen - 1.8 I's 1.8 1.S '' 1.8-

Other Income 3.9 3.9 3. 1 4.2 4.2 4.2 4.2 3.9 3.9 4.2 0.1 2uMNX4 40.7 -TO-? 4C- 749.7 479.7 -9.77 4i9,t 40,7 40.7 49,7 0.2 2wadbection Cb t

Seeds 04 4 Fertilizers and pesticide - - - 2.1 ------Other inputs _ 0o7 ______SUb-total Zavost tt coests- 3.2 - - - '- -- '- O-3grtin Seeds 2.1 2.1 2.1 1.8 1.8 1.S 1.S 2.1 2.1 1.S -0.1 Seedlings 0.5 0.5 0-5 - - - - 0.5 °. S - Fertilizers and pesticide 5.7 5.7 5.7 4.8 4.8 4.8 4.8 5.7 5.7 4.S -0.2 M.anure--Anim& 1.5 1.S 1.S 1.1 1.0 1.0 1.0 1.5 1.5 1.0 -0.3 Other inputs 3.4 3.4 3.4 2.7 2.7 2.7 2.7 3. 4 3.4 2.7 -0.2 Your.q animals 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Sub-total ow.=emti cc.es 13.8 13.8 13.8 11.0 10.9 10.9 10.9 13.8 13.8 10.9 -0.2 Sub-Total ftedAchus c=e3.8Cost 13.8 _13.8 14.2 10.9 lO 9 tO. 9 13.8 -13.8 -10.9 -0.2

Agricu.ture Tax 0.4 0.4 -0.4 - 04 0.4 0.4 0.4 0.4 -O.t CZSFtC"S I~~~~~~~~~~4.2142i 14.2 14.2 10.9 11.3 1. 42 1. l3 -. Cashnow 8efo"r *=umocn -26.5 76-5 -26.5 3T5.5-W-0 38.4 T8.4 -26.5 26.5 38.4 0.5 faas ra ily 8eufiets Before Xrinuimaqg 36.7 3T6.7 36.7 45.6 '48.9 48.6 48.6 36.7 -36.7 48.6 0.3 S4wsceJ Of 1*112"> Transfer from Previous Period 13.0 13.0 13.8 14.2 10.9 10.9 10.9 13.8 13.8 10.9 -o.2 Leas Transfer to Next Period 13.8 13.0 14.2 10.9 10.9 _10.9 10.9 13.8 13.8 10. 9 -0.2 Sub-Total Saurcos of PYsuus - - -0.4 3.3 ------Caleb r ew ikton rYM aNa =YubL;2.6.5 26.71 388. -38.8 38.4 38.4 2-6.5 _26.5 38.4 O.S Residual Vaius of YJwer to Next Period - 13.8 - - - -10.9 - 13.8 10.9 -0.2 ftreft ra.lly sonatit After Yrinux"iL" i6.7 -50.5 36.2 48.9 48.9 48.6 ~59.5 36.7 50.-S5 -9 5~i7 0.2 Ratuv= Xss Twaoly-Day of Labot 0.1 0.2 0.1 0.2 0.2 0.2 0.3 O-.l1 0.2 0.3 0.4

1RR - 2,843.7%, N2V - 85.92 \a Zhoangu

Wed Dec 22 08:16:06 1993

2-1 Household Income for Host in Zhongmu Farm Model - 138 - Table 28

China xiaolangdi Resettlement Proiect--in YuanYanq Househo:d Income for Host in Yuanyang Farm Model t kmcaswa caams (In Yuan Hundred) /a

September--October Without Project With Project Future Future Percentage 1 to 2 to 7 to Present Without With Chance 29 30 1 6 29 30 1 30 30 8 Main lroduotion F.ot crops s2.8 52.8 52.8 51.0 51.0 51.0 52.8 52.8 51.0 -0.0 Casn Craps 5.5 5.5 5.5 5.3 5.3 5.3 5.5 5.5 5.3 -0.0 Meat and eggs 5.8 5.8 5.8 S.8 5.8 5.8 5.8 5.8 5.9 - Sub-totalmainl Vzoduction 64.1 64.1 64.1 622. 62. 62.1 64.1 64.1 62.1 -0.0 By Vzodnats Fodde: and fcrage 5.2 5.2 5.2 5.1 . s : 5.1 5.2 5.2 5.1 -0.0 Meat and eggs 1.71 1.7 1.7 1.7 1.7 1.7 1.7 1.7 1.7 - Manure--Anima 0.3 0.3 -0.3 0.3 0.3 0.3 0.3 0.3 0.3 - Sub-total fypduoxats 7. 2 '.2 7.2 7.0 7.0 7.0 7.2 7.2 -7.0 -O.O G40osValue Of Vvfdutj.on 71.3 71.3 71.3 69.1 69.1 69.1 71.3 71.3 69.1 -0.0 Oa-tz Use Fcodcrops 0.e 0.9 0.8 0.8 0.8 0.8 0.8 0.8 0.8 -0.0 .- cder and forage 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 0.2 -0.0 Maiure--Anima 0.3 0.3 0.3 0.3 '.3 0.3 0.3 0.3 0.3 - Sub-Total On-tatuse 1.3 1.3 1.3 1.3 .3 1.3 1.3 1.3 1. 3 -0.0 On-Ptam Coenasption acrd crops 6.6 6.6 6.6 6.6 6.6 6.6 6.6 6.6 6.6 - Cash Crops 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 0.8 - --uait 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 - Meat and eggs 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 - Sub-Total On-ftam Cdws=tion S.i9 8.9 8.9 8 . 8.9 8.9 8.9 8.9 8.9 - Hot Val*u Of Izoduction 61.1 61.1 61.1 58.9 58.9 58.9 61.1 61.1 58.9 -O.0 Otbs Snflev Other Income 4. 4.4 4.4 6.4 6.4 6.4 4.4 4.4 6.4 0.5 NnLo4U -65., 65.5 -65-5 653 65.3 65.3 65.5 65.5 65.3 - zw1duotion Cost Seeds 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 1.5 -0.0 Food crops 0.9 0.9 0.9 1.0 1.0 1.0 0.9 0.9 1.0 0.0 Fe::ilizers and pesticide 12.0 12.0 12.0 11.6 11.6 11.6 12.0 12.0 11.6 -0.0 Manure--Anima 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 -0.0 Other inputs 4.6 4.6 4.6 4.5 4.5 4.5 4.6 4.6 4.5 -0.0 Young animals 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Sub-ottal Peodnatian Cost 21.0 21.0 21.0 20.3 707 20.3 21.0 21.0 20.3 -0.O Tax"s Agric1 t.re Tax 0.6 0.6 0.6 - 0.6 0.6 0.6 0.6 0.6 -0.1 OUs1?Ows 21.6 21.6 21.6 20.3 20.9 20.9 21.6 21.6 20.9 -. o Cash now DozeS tinamaiaw 43.9 43.9 43.9 45.1 44.5 44.5 43.9 43.9 44.5 O.o tam r dlySnawfits ftom rinanaia 52.8 52.8 52.8 54.0 53.4 53.4 52.8 52.8 53.4 0.0 Souzaes of tinance Transfer from Previous Period 21.0 21.0 21.0 20.3 20.3 20.3 21.0 21.0 20.3 -0.0 Less transfer to Next Period 21.0 21.0 20.3 20.3 20.3 20.3 21.0 21.0 20.3 -0.0 Sub-Total So01a4 ef tliam. - - 0 7 ------Cash now ater VinanatgT 43.9 43.9 44.6 45.1 44.5 44.5 43.9 43.9 443. 0.0 Residua Val* of Stansfg to Net Peried - 21.0 - - - 20.3 - 21.0 20.3 -0.0 r-m f-ly 8enafit&After lia w 52.8 73.8 53.5 T4.0 53.4 73.7 52.8 73.8 73.7 - Rotuma pers 1wy-Day of LSooa 0.2 0.2 .202 0.2 0.2 0.2 0.0

'P.R- None, NPV - 6.60 \a Yuanyan Hcst

Wed Dec22 08:12:57 1993

2-i Household Income for Host in Yuanyang Farm Model - 139 - China Table 29 Xiaolanqdi Resettlement Project--HianChi Household Ihcom for Host In t4ianCtti Farm Model - ) (In MianChi Hundred) /a

Sentefter--October Without Project With Project Future Future Percentage 1 to 2 to 7 to Present Without With Change 29 30 1 6 29 30 1 30 30 !

lKa ttie Food c:ops 16.I 16.1 16.1 15.1 15.1 15.1 16.1 16.1 15.1 -0.1 Cash crops 8.8 8.8 8.8 9.8 9.8 9.8 8.8 8.8 9.8 0.1 Heat and eggs 5.7 5.7 5.7 5.7 5.7 5.7 5.7 5.7 5.7 - sib-total )bln la.ret±n 7I 30.6 IkONi 30.6 30.6 30.6 30.6 30.6 30. 6 - By Ixedueft Fodder and forage 2.8 2.8 2.8 2.7 2.7 2.7 2.8 2.8 2.7 -0.1 Meat and eggs 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 - Manure--Anima 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 SUb-t@tal 3pZo8t* 4.8 4.8 4.8 4.6 4.6 4.6 4.8 4.S -4 4.6 * eaa Valu of pzodut.ion 3S.4 35.4 35.4 35.3 35-3 35.3 35.4 35.4 35.3 -

Food crops 2.7 2.7 2.7 2.7 2.7 2.7 2.7 2.7 2.7 - Fodder and forage 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 Manure--Anima 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 Jub-Tetal On-axm go* 3.2 3.2 3.2 3.2 3.2 3.2 3.2 3.2 3.2 - ft-ram eosmaptlo Food crops 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 9.0 - Cash Crops 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - Fruit 0 6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 0.6 - X. and eggs 0.3 .9 00.9 0.9 0.9 0.9 0.9 0.9 0.9 - Sub-fot%. On-lram coetio 1 1. 11.1 11. 11.1 1 1.1 11.1 11.1 11.1 - not v*l-a at laeoatom 21.1 21.1 21.1 20.9 20.9 20.9 21.1 21.1 20.9 -0.0 other lZsAtom Other Income 6.7 6.7 6.7 8.8 8.8 8.8 6.7 6.7 8.8 0.3 lmmwIQ _j7_7 =7.1 27 29.7 29.7 29.7 27.7 27.7 29.7 0.1 ._ec c4en osut Seeds 1.8 1.8 1.8 1.7 1.7 1.7 1.8 1.8 1.7 -0.1 Seedlinqs 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 0.3 -0.1 Fertilizers and pesticide 6.6 6.6 6.6 6.6 6.6 6.6 6.6 6.6 6.6 -0.0 Other inputs 3.7 3.7 3.7 3.8 3.8 3.8 3.7 3.7 3.8 0.0 Manure--Anima 1.1 1.1 1.1 1.0 1.0 1.0 1.1 1.1 1.0 -0.1 Young animals 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 0.5 - Sib-letaL peduatLef Gomt 14.0 14.0 14.0 13.9 3.9 1 -3.9i4 14.0 13.9 -0.0

Agriculture Tax 0.4 0.4 0.4 - 0.4 0.4 0.4 0.4 0.4 -0.0 OMIw&US 14.5 14.5 14.5 13.9 14.3 14.3 14.5 14.5 14.3 -0.0 Caah 11w Nefeme Ir.amelqm 13.3 13.3 13.3 15.8 15.4 15.4 13.3 13.3 15.4 0.2 lam rasLly Deamfits Sefcre r1uanLa± 24.3 24.3 24.3 26.9 26.5 26.5 24.3 24.3 26.5 0.1 Souzae"of 11nmm. Transfer from Previous Period 14.0 14.0 14.0 13.9 13.9 13.9 14.0 14.0 13.9 -0.0 Less Transfer to Next Period 14.0 14.0 13.9 13.9 13.9 13.9 14.0 14.0 13.9 -0.0 Sub-'otal Sares of WSi=na*e - - 0.2 - - - Caab 1evw After nlaamoaL 13.3 13.3 13.4 14 .0 15.4 15.4 13.3 13.3 15.4 0.2 04814al value of twnAder to next Pteiod - 14.0 - - - 13.9 - 14.0 13.9 -0.0 ta1- th y B maeit Y"ter winasoia 24.3 38.4 24.5 26.9 26.5 40.4 24.3 38.4 40.4 0.1 *tm Paer z 1rA4U-Dow of Lnbor 0.1 0.2 0.1 0.1 0.1 0.2 0.1 0.2 0.2 0.1

IRR - None, NPV - 16.86 \a MianChi Host

Wed Dec 22 07:43:28 1993

2-1 Household Income for Host in MianChi Farm Model -140- China Table 3f) XKiolangdiResettlement Project-Shanian HouJ hold rwCOMefor Most in Shankian Farm Kodel vnNjL 0mX os_}m (In ShbnXian Hundteod) /a Seotebr--OCtob.r Wl.thout Project With Pro"Mct Future Future Percentage 1 to 2 to 7 to Present Without With Chane 29 30 t 6 29 30 =I 3 30 t a roductxon Food crops 16.6 16.6 16.6 15.8 15.S 1S.8 16.6 16.6 1S.6 -0.0 4sh Ceops 9.1 9.1 9.1 9.5 9.5 9.5 9.1 9.1 9.5 0.0 eatt nd eggs 5.7 S.? 5.7 5.77 S7 5.7 5.7 - Sub-toul eAA Produactia 31.4 1.A 1,4 31.031.0 31.0 31.4 331.4 31.0 -0.0 By ptoducts Fodder and forage 3.2 3.2 3.2 3.1 3.1 3.1 3.2 3.2 3.1 -0.0 Heot and eggs 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 1.6 - Manure--Anise 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 - Sub-total yproducat 5.2- 52 5. 5.1 S .1 S.2 5.2 S. 1 -0.0 eros Value of Produatxan 36.5 36.5 36.5 36.1 36. 36.1 36.5 36.5 36.1 -- O.0 0n-ats Us. Food crops 2.7 2.7 2.7 2.7 2.7 2.' 2.7 2.7 2.' - Fodder and forage 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 - Manure--Anima. 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 0.4 Sub-Total On-la U. - 3.2 3.2 3. 2 3 3.2 3.2 3,2 3.2 3.22 O.-la Consuimptirn Food crOps 8.1 -3.1 8.1 6.1 8.1 8.1 8.1 8.1 8.1 Cash Crops 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 - Fruit 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 Meat and eggs 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1.2 1. 2 Sub-Total 0.n-lam Consmopt&o 11.3 11.3 1 :.3 13 11.3 J 1-7 11.3 - let Value Of Dxoduotioa 22.0 22.0 2 . 21.6 21.6 212. 22.0 21.6 -0.0 other fdlow Other Income 6.7 6.7 6.7 7.3 7.3 7.3 6.7 6.7 7.3 0.1 Wm.u ie. 28.7 28.7 26.9 28.9 28.9 28.7 28.7 28.9 0.0 Produeotca Cost Seeds 2.1 ?'. 2.1 2.1 2.1 2.1 2.1 2.1 2.1 - Seedlings 0.2 0.2 0.0 0.0 0.0 0.2 0.2 0.0 -0.8 Fertilizers and pesticide 6.8 6.8 6.6 6.8 6.6 6.8 6.8 6.8 Other inputs 3.6 .._6 3.6 3.6 3.6 3.6 3.6 3.6 3.6 -0.0 Menure--Dnia 1.1 .. 1 1.1 1.1 1.1 1.1 1.1 1.1 1.1 -0.1 Young animas O.S 0.5 0.S 0.5 0.5 0.5 0.5 0.5 0.5 - Sub-Total roaxotao. Cost 14.4 14.4 14.4 14. 1.1 14.1 14.4 14.4 14.1 -0.0 twm Agriculture Tax 0.4 0.4 0.4 - 0.4 0.4_ 0.4 0.4 -0.0 OUMMS _14.8 14.8 14.8 14.1 14.S -. S 14.8 14.8 14.5 -0.0 cash nowt Sefom Finaocing 13.9 13.9 13.9 14.0 14.3 14.3 13.9 13.9 14.3 .0 lam aaiy Uafit. Dbfer fimann 25.2 2S.2 25.2 26.0 25.6 25.6 25.2 25.2 25.6 0.0 Scoos of Finace Transfer from Proviou Period 14.4 14.4 14.4 14.1 14.1 14.1 14.4 14.4 14.1 -0.0 Less Transfer to Nent Period 14.4 14.4 14.1 14.1 14.1 14.1 14.4 14.4 14.1 -0.0 Sub-Total Sooraes c linoeag - - 0.3 ------Cash 13.0 Alfter tinsacn 13.9 13.9 14.2 14. 14.3 143 13.9 13.9 14.3 0.0 ASAxduel valoe Of frusser to Next period - 14.4 - - - L4.1 - 14.4 14.1 -0.0 amf ly Renefitt After inancia 25.2 39.6 25.5 26.0 25.6 3_9. 52 39.6 - P3tus pegr tamly-"y of Labor 0.1 0.2 0.1 0.1 0.1 0.2 0.1 0.2 0.2 0.0

IR * Nor.e, HPV - 4.74 %a ShenXian Host

Wed Doc 22 07:37:49 1993

2-1 Household Incom for Hot in ShaWUin Fera Model -141- Table 31 ChIna X:aolaa5Ct'Resettlement Psoject--YuarQu country Host meag Nbv-. in Yuanqu Fa:s Kbdel

(in Yuan Hundred) /a

Wl:hout ~~Seotefte:--October _Prolect W_'ith Pronect Future Future Percentage 1 to 2 eo-l-o a - Psesent With.OUt Witb Change 29 30 1 6 29 -30 - I 30 30 t

ftw&n Production =rc=:rs 11.9 17.9 17.9 14.7 14.7 14.7 1?.9 117.9 14.7 -0.2 _as -<"rS ... ~~~~~~14.5 14.5 14.5 :3.9 :3.9 13.9 24.5 1.4.5 13'9 -0.0 Yea: ar.: egg;s 6.5 6.5 e.s 6.5 6.5 6.5 e.s 6.5 6.5 - Sub-total main Production 39.0 39.0 i;7.0 -1TS- 35.2 3-5.2 39.0 35.0 3-5.2 ~ -0.1 By Products Fccre: a-.^ 'c:age 4.0 4.0 4.0 C.' 4.1 4.1 4.0 4.0 *.1 0.0 M.eat ar.: e;;s 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 2.1 - Manr._e--A-._mal . O.S 0 .5 0.5 0.5 0.5 0. O.5 0.5 0.5 - O$b-tetal Syl>dicts - 6. -T-.7 e7~ - g 6.8 -6.0 6.7 -6.7 ' .e1 0.0 Gtross value Of frodgctiac 4 5 . -6;'. F 4'.T-79 7r. 9 4T1.S __5.6 _4.S6 4}1 -0M1

Fcoc c:c;s 2.3 2.3 2;.3 2.0 2.0 2.0 2.3 2.3 2.0 -0.1 .-c^_e: ar. c'oage 0-1 . 0.1 C.: 0.1 Q.1 0.1 0.1 0.i 0.1 - van_re----.:".al ~~~~~0.50.5 S.S 0.5 0.5 0.5 0.5 0.5 0.5 sub-Total 0Oa-ftau Us 3-0 1.0 3.0 2.7 2.7 2.7 3.0 -3.0 2.7T -- 0.1- ftOa-Tr Consumption --CC ^;:r^s 6.7 -6.7 f.? 6.7 6.7 6.7 6.7 6.7 6.7 - cas!_:^r 1.0 i.0 :.0 1.0 1.0 L.O 1.0 ;.0 1,.0 Yleat ar._ e;;s 1.3 1.3 :..3 :.3 1.3 1.3 __1.3 1.3 1.3 - Sub-Total On-rame Ckoursuptiou 9.oO -9 oi - . 3.0- -9.0 -95~. 9.0 9.0 9.0 -- N*t Value of Pzodootiea 33.6 1T7 _5. :0.2 302i 30.2 3.6 36 302 - 01 otber Xnflows ^-t!.e: ._-.;:e 8.8 S.8 e.e :5.8 15.8 is.0 Bee e.8 15.9 o.e INT&Mw 42.4 42.4 *k.-4 =T60 416.0 76.0 42.4 42.4 46.0 0.1 Prodmctioa Cost Seecs 2.3 2.3 2.3 2.4 2.4 2.4 2.3 2.3 2.4 0.1 FcIod c:_-;s - 0.3 0.3 0.3 - - 0.3- Se e:_:,n; 0. .3 C.; 0. 3 0. 3 -- Fer:t 2l-e:sand pesticide 1C.6 ;0.6 :C.6 :8.6 10.6 10.C 10.6 10.6 10.6 0.0 .Manuxe--;.-._a' 1.3 1.3 :.3 1.: 1.1 1.1 1.3 1.3 1.1 -0.2 ^:-e: :r;.-_s 5.0 5.0 5.0 C.3 4.3 4.3 5.0 5.0 4.3 -0.1 Yccr.q ar._=a:s 0.8 C.8 C.9 G.S 0.8 0.8 C.$ 0.8 0.S - !ub-Total Ysodoction Cost 2 0.2 -2-C- 20.27_ 15.5 -§1-9.5 20.2 2-0.2 19S -O.O

r;::cs::_: ax 0.5 0,5 O.S _ 0.4 0.4 0.5 0.5 0.4 -043 =UfLmsg - 1P T20.7=0.7 :9Cy .59. 19.9 _IT9 20.7t_f t9.9 -0.Q Cash IFlow "tofer suuL 21.1 2i.f21. 7 26.4 26.0 2r6.0 21.7 2-1.7-76-0 - - 0.2 vvxr8uasLy Benefits 2 eore rY unuqJl 30.1 30.7 -3G0TN =57§5357.1 -35.1 -- 30f7 30.7 35.1 0.1 Saezscl Of rMruul T:ar.'ez ':os. Previous Period 20.2 20.2 2C.2 19.5 19.5 19.5 20.2 20.2 19.S -0.0 :es3 7:a.s_'e:to Next Per od _20.2 2C.2 '59.5 '9.5 9S1. 02 2.9.5 -0.0 sub-TotaL Sowrcoas of rYuuna- CC - - --- = -- Ca 'aFlow After rimaJulg 21 7il7- -2.3 26;4726.0: 26. il.-2S.1 2-3 1 =6. 0. Ro idwduLvnle of Swaa2for to Next WoI* o - 20.2 - - - 19.5 - 20.2 19.S -0.0 ram 1*saLr Bnfits After razdJyX 30.7 50.9 3,.3 3-5.5 15.1 5z6 30.7 5_0 9 54, o l Returns per fmalXy-Dwt °f z4lred 0 1 0: . -C.1 0. . _ 01 0. .. 3

:.R7. - >.o.e ?V - =3322 Fasr.a.:ea

WeC ~'oCZZ _ E:21:22 1993

2-1 Kest Near Move in Yuanqu Frm M«odel Chia* Xiaol&nqdi nosattlement PCPjdCt--W0AM*AqLAn 5UbpI*jw,t wunw"tan subpcujoct Nwql W10MMIC WJDW (Aagpxww) (in yu4a 10001 /a

without Proiect 1 2 3 4 ic-30 1 2 9- to

""a Foed crops 19,565.34 19,565.34 19,565.34 19,60.34 19,566-34 19,56b.34 19,5615-34 19,565.34 22,300.32 25,969-47 10,653-6S 36,111.70 30,06.77 40,623.70 Cash Crops 12,107.12 12,107.12 12,107.12 12,107.12 12,107.12 12,107.12 12,07.12 )Z,107.12 12,Bng.19 14,06-J.59 15,64S.32 1.7,621. i I IS.SI6.28 19,613AI fruit 6,201.57 6.281.57 6,281.57 6,281.67 6.281.57 6,201.67 6,203.57 6.281.57 4,711.66 3,141.60 2,990.42 4,2$6.4i 9,933.64 18,145.08 N"t asid o"s 0,300.0 8,300.0 9,100. 09 0 300.09 306.09 8,39O.99 0,300.09 8,300.09 9 093.21 11.406.32 11,079.44 JyJ1.70 14,671.7 14 671.70 sub-Wtal main prechotica 46,254.12 46,254.12 46,2$.4.12 46,n4.12 46,254.12 46.264.13 -4 i, 2V471 i 46,254-M -4;,794-3i -5 4 . CGC-9i -62, 31 -IN _82,2s"AS 91" nIN. DIF ftoducts Fodd.9 and forage 2.017.24 2.817.24 2,017.24 2.017.24 Z,017.24 2.017.24 2,017.24 2,017.24 3,170-31 4,639-37 (.,462.11 4,,462-13 6.462.13 mat arod "gs 2,760.44 2,760.44 2,760.49 2,760.44 2,760.44 2,760.44 2,760.44 2,760.44 2,830.04 2,699.64 2,969.24 J,010.80 J,018.90 3,030.00 mhee aMS&I ptcaActo 1 726.60 _ILZ26.60 1 7,26.60 1 726 68 1 726-60 L726.60 3,726.66 1 726 60 1 919 63 2.1 Z-bS 2,30-53 2 490 JP 2 498-17 2 496.11 sub-total IlModucto 04.345 7!304:3 73q 9 6!,--- 1 7 304-36 7.304-36 7. 30_ __ _,)§ - 370-473i -7,304.16 _, _ I . SO 10,825.? 999.30 Orams, vaitw Of Production S)ISS9.49 $3.550.40 63,660.48 S3.6se.40 6),S58.40 63,558.40 $I,TVU -5 I . i-Si -4 i$0.272.27 64, 35-55 73,197.03 04.662.26 94,254.70 10,352.69 oa-iratw use food crops 4,123.97 4.123.97 4,123.97 #.123.97 1,123.97 4,123.97 4,12).97 4,jal.97 4,139.62 4"516.30 4,710.96 4. 9".58 4,906.50 4. 906.50 otherFcddec 4knimaland forage peoducts 1,669.99 1,569.99 1,569.99 1.669.99 1,$69.99 1,569.99 1.5,69.99 I.t)69.99574.S7 I.St 1.43 1.06.40 1.400.33 1.343.71913.69 1,341.73813.59 1,143.73013.59 __A74. 67 S74.67 $74.57 574.57 6 4.6 __174.5,7 634.)3 694.09 763.05 6.26 7. 6.268.S2 6.268.52 6,2".52 sk*-Total CA-WasumUN* S.S.- 260.52 C,_2"62 - '241i -6, 56r5_2 - 6,467.39 6,6".27 6,066.16 7,SU-8i _T -063.F -1.F6_302 CA-vats Conemption fow ecops 10,274.19 10,274.19 10.274.19 10.274.19 10,274.19 10,274.19 10,274.19 10.274.19 10,Z74.19 10,274.19 10,274.19 10,274.39 10,274.19' lo,,??#.19 Cash Ceops i,256.97 1,2S6.97 1,256.97 1,256.97 1,256.97 1.254.97 1.256.97 1.266.97 1,266.97 I.M.97 1,2$6.97 1,2!.6.97 1,21.6.97 1,256.97 Fruit 403.01 40).81 403.81 403.81 403.01 403.91 403.83 401.93 403.81 403.01 403.81 403.Bi 601.81 403.91 Mat 4ind *"I 1,721.02 1 721 02 2 721 02 1 7ZA 02 1 723.02 1 .7Z3.02 1,721. ? 1,721. _ZA.Lmz.:= . . - __, 72). 02 3.7,21.0 1,723.0 1,221-02 3,723.02 Sub-Tat" an-Iram consawtion itm 13 666.9 13,666. 9 13 '656.99 13.6 6.99 13JL" 13_666.99 13,656.92 13,666.9 13,4666.99 jIjGSS.SS 13,"S.09 ftt valva Of ftodkwtAOD 13.633.97 33,633.97 33,633.97 33,633.97 33,633.97 33,633.97 33,613.97 33, 1 .9 3 S. i VS. 0-9 52,05.90 0,9U_135 _73,0-4.9i 0 4 , TI 3-" Purchased coopowti- I food ceops 1.321.07 1,321.47 1,321.87 1,321.07 1.321.07 1,321.07 1,321.97 1.321.07 991.73 661.60 331.43 - - - Cosh Ccops - 39 628 19 942.57 1.256.91 1.256-97 %.256.9'1 rcuit - '1.'o':97 201:93 201M 201.09 100.91 Sub-To"I paw"amod comoupkpuob 2,321.81 I.M.0-1 -f,-32107 _T, 321- 07 1,321.07 1,321.07 _T7 3-21-87 1. 40F.'re -T.-49109 -1,475.9i 1.468. -T, =67.0i 11266.97 Other Thelove othor Incess 6 071.41 6,071.41 6 SjL.JI 6,871.43 S.871.Al 6,971.41 S 871 41 6 871 43 7 040.63 0,209.6 9,37 1 11.111:,12 10,S47.3 S41.32 "M, ; 390103.St 30,183.51 37elS3.51 30,103.61 3S.M.51 38.103.51 380183:51 -YK-5,2;) 43, 702.54 $0,714.09 60 6,::7 7 5 7l,0,0 2 82.724.33 93.923.43 ftvdwUm Cost so"ljngs ------260.36 250.30 260.30 MAS opme" Seods 709.93 709.93 709.93 709.93 709.93 709.93 709.93 709.93 1,027.SG 1,10.19 1.662.82 1, "O. so 1,900.50 11900.60 Faw cgqw sawlings 240.62 249.62 240.62 249.62 248.62 240.62 249.62 240.62 1$6.46 324.30 62.14 - - - F*gtiliterm god pesticift 3,749.73 3,740.73 3,749.73 3,749.73 3,749.73 3,749.73 3,749.71 3,71t.73 4.224.70 4.726.76 6,252." 5,700.19 6,812.37 6,068.46 Othat 1kniest products 472.78 472.79 472.79 472.78 472.70 472.78 4`72.78 472.78 701.51 930.23 IIIS8.96 1.387.88 1,387.89 1,307,88 Othat immtx 5.273.49 6,273.49 5,273.49 S,273.49 6,273.49 S,273.49 5,271.49 5,273.49 6.843.12 8,412.76 9,902AG 11,SA2.47 11,63Z.04 11,52t.60 Young onisals Sol.%$ 692.19 591.16 601.18 581.19 681.1 Sel.ke so 667.61 754.1 040.65 921.10 927.10 927.10 sub-to"l opalratiag costs 11.025.74 11.03S.74 11.035.74 11-1035.71 _l a _,13661.0) 16,292.40 21,67%.Gi 71,0 fl-.035-74 11.035.74 11.035.74 11,035.74 i-74 I _T17-6-15.12 tub-To"t ftadmtion Cost I .70,_115A,33 14 11,03 1 13,901.40 16.542.77 21,060.70 21.659.96 aume Costs COSL (Or U"t PtOdUCtIOP 28 400.00 23,080.0 16,100.0 - 2 410.06 $0,160. 0 SSl .00 70,701.06 66,301.00 20,311.00 %70.00 - - autFLON 2zg 435.74 34,035-74 27 135.'?l Ts.-035714 61,195.74 66 135.74 _4:ZA-=_'St 736 01 70,282.48 +5_21+ ___,521.3039 -Ff. _"9S6Y -Ff, 675- '8162 747.77 S 147 77 11 047 '77 27AJ47J 75-.012.23 727=$-9L6;L=2-:'2=3-43,563.3 -26 499 93 5,430.23 21J7 _50,_79L. 22 AK i, 72147. coo ncm 8 17,'803:7 '2;,;;ti6 40,903.76 29,333.16 -9.356.24 -1-4,296.24 -29,897.32 -12,'843:9 19,066.22 34.,11 it Pat ranac"a asmfsts ?4,120.16 85,903.80

109 - 16.01, OM - $7,662.96 ant od Rdacilgee froo Xiago and JAYU" C40mtY SA WOR41440611 sat Xcpw27 MOMS 1993

2-1 MacwAmgton Subptoject hu"l China tioatang" Rosottloomt Ptoj6ct--WamseAqt&n Subproloct Wonmewan Subproject uo"l toomobac WJD=t (AGG02MM (10 YIA*D '0001 14

-SeiXember--Octabst lckcreamto to-30 3 4 :z:=S 6 7 8 9

Production Fund 4crops 41,396.49 41,396.49 43.3%.49 4.404.14 U."O.32 16,649.36 19,270.43 21.056.34 21.01.16 Cssh Crop 20,01.60 24.01t." 20,011.64 '192.07 1,962.47 3.$41.20 5.514.01 6,70#.16 7,505,29 7,904.40 fruit 26,529.11 11,216.13 34,064.94 -1,669.94 -3,130.97 -3,291.16 -2,026.1$ 1,660.00 12,163.61 I9,2S8.I# Mat and *M 14 671.70 It 671.70 If 671.70 I 6 91"A 1,186.2 1.171:711 1.111.61 6,371.61 6 371 61 6,371.61 '3340.19 8,412.07 1 T.'099:4 65. 36S. 39 Sub-tatsl iftin frod"atton 101,619.61 107,296.93 110.134.74 2 400-03 36,001.20 4 ay ftoducto fodder and forag. 6,462.13 6.462.13 6.162.13 911.06 1,822.12 2,733.19 3,644.S9 3,644.09 3,694.09 3,644.49 Hoot and "so 3,039.00 3.030.04 3, 031J. 00 69.60 139.20 208.00 270.36 278.)6 270.36 2118.36 othot anisal praducts 2 499.37 2 k92.95, 306.90 S70.9s 771.70 771.70 771.70 771.70 sub-total onwodmto 11.9 11,999.1 1 173.61 #.694.94 -r-69-49, ago" Value Of ftodaction 113,610.01 119,29S.23 122,334.04 '7":41 4,713.7 10.7".09 ifMIWA 31.103.77 40.696.Zl 51, 60,060.31 on-face Use F&W cro" 4.906.50 4.90$.SO 4.906.50 - 195.67 391.33 $87.00 782.54 702.54 702.54 702.64 Fodder and forego 3,343.73 1,343.73 1.343.73 - -56.66 -113.11 -169.66 -226.26 -226.26 -226.26 -226.26 Other animal ptoducto MAO 813.69 813.59 - S9.76 119A 119.2 239.0 239.02 229.02 Bob-ToW On-ram Use 7.463.02 -- Y.-*63.02 -- f,-063.62 -198.00 197.7$ $96.63 795.30 7-96.30 796.35 1,96 11' on-ram co"uvvtian Food crops 10.274.19 10,274.19 101,274.19 ------Cash Crops I,ZS6.97 1.266.97 1.256.97 fruit 40.81 403.61 403.01 Hoot and eggs 1,721.02 1 721.0-2 1 721.02 sub-TatsI, OA-rom Comemptitce 11atVal" or fto"taon 92.899.01 98,575.43 O ::,I - -- f.614-92 10,162.34 19.041.9 300.49 39.900.92 $0,099.11 9 -29.0-4 Purchased Conouniption t fund crop$ - - . -330.16 -66O. 30 -990.44 -1,321.07 -1.321.07 -1.321.07 -1021 97 Cssb Cror t.256.97 1.256.97 i.256.97 - 314.12 62S.38 $42.61 1,256.97 1,256.97 11266.91 )IM:07 fruit - 100.91 201.93 261.93 201-08 Sakfatsl gurchaftd ConstoptUo -M2R.91 -T.-256.97 1,2S6.01 -I 64. M.9 - 16:11 -44.0 -66.4 atuar leflaws, othot Income 10.S47.32 Ig. 1:11 10'.,1101 12 I tG9.13 2 319 2S 3 bO7.38 4.67S.91 .514751::l 1, 102,180.36 70 - i*SWU 12, .60 2i;5.25, 34,047.41 4: 3 3 Kiosm ftoanuen Ctot saveatmat S*.dIIqq# - 260.10 240.36 260.30 260.48 - Opecauag Seeds 1,980.68 1,960.SS 1,960.w - 317.63 636.26 952.80 1.270.65 1,270.45 1,274.66 t.278.6f focd GrOP Seedlings - 42.16 124.32 -106AD -248.62 -218.62 -248.62 -2 0.62 F*rtilisovs and pesticide S,GSS.46 S.GS0.46 S.050.46 - - '74.91 976.02 1,503.16 2,036.07 2. 0112.64 21009.73 ". 1:0.73 otbec animal products 1,307.0S 1.187.00 1.387.0a - - 228.72 461.4s W. 17 916.14 916.10 M.10 915.10 othet laputs 11,611.37 11,S11.27 11,511.17 - - I.S69.64 3,139.27 4.708.91 6,2".96 6.2%S.SS 6,2411.11 O.217.68 Young animals 927.10 927.10 927.10 - 86.49 172, 2SO.17 346.91 34S.91 346.91 246.01 sub-total or"ratiag, cmts 65.30 - 2,615.29 7 924 It ii.60.4 10 624.23 ra. 63-9. 99 10,629AS 2,81S-677 S, ii-784 8,'174:4 10,032.97 WoO39:19 90,629.45, Sub-total Production Coat 21,665.1i 21.66S.I i- 221 :::1, GFS-la 256.66 10smn other costa Cost for Rost Production -15,930.00 27,160.0 39,000.00 :7O101.08 $6,161.0 2e.141.0 2-0 311.08 .110.00 eurfLon -it 6-66 I a 21.66S.10 -16.930.00 27 160.00 is 000.00 .0: SO 246.74 3#,248.11 20 485 S? IF202.97 14.639.09 _ZZA10 629.45 Coob now 86!200:Gi 89 639-41 IS,930.00 -2-1,160.0 jj:j" =70701.00 75'i.M.71 -21 '117 54 TO90:32 I5 I00.04 S3 216 40 16,9TO-.00 -27,160.00 -39.000.00 -70,701.01 :-tM -1171 ' 71-1:54 000- 32 23,61 Mt r4opow" somfity 94,180.16 99,656.50 21, 4.46 33,916.60 5 00.04 63,M161i

19. Xieolongdi Nevottl_ent Iro]jct--wonmetan Subproject WIo.rtan Supt.oiect MIdel (In Y*n 'OOOI/-

12 13 to3

14his 9_qti" food crap 21,032.16 21.811.16 Cash Cc"p 7,904.46 7,904.49 fruit 24,934.17 21.773.36 heat end e"gs 6.71.61 6. l.61 s-tat" M ftodawtls' 61,041.6 063,0.62

Fcdder and forage 3,S441.9 3,644.6 eret cad es 276.36 276.36 Other animal pLbodcte 7 1.70 771 70 Subtot4l, 11 r ed6Wate 4.694 .94 Gins vaol e 01 odest"os 1,736.7 685,75.57

food crps 752.54 72.514 frdder and forage -226.26 -226.26 Ot, or animal proeacts 2 39.02 s-tlo lbtm De 7t69530 795.30 on-fra Csnestim, Ford crose, _ Clsh Cops - - ftrit - - Het eWd egpg f.TOcl 01-n c _acmmtl -7 we%Vablu Of hodt*.Oa 64,941.46 67,7630.27 raabsd C_mnption Feed ce t -l,521.7 -1.321.0l Cash Ccas 1,256.97 1,256.97 Fruit b*-fot" _xed Ce_scupl -64.90 -64 .30 Oset Ius Other Incame 4.675.91.): 4. l 91 69,662.272 72,521.06

Seedlings - -

Seds 1,270.61 1,270.65 food crp - - Sedlings -246.62 -246.62 fstutlisxee and pgetielde 2,106.7) 2,106.73 Other cnimal products 91S.10 911.10 othe inpats 6,237.66 6,237.66 ?T13 SniMls 141.9e 245.91 e e-a oret t Coo. :.629.1 0629.45 ub-?Tetal. 99endio CoD 10,6,9.6. 10,629.61 01cr Coots Co*t for "St Production - - eUMMS 10,629.4S 10,629.45 b nm 59,0 .2 61,6

2-I ong .ubpro)e.1.odeM

2-3 Wngntan Subproj*vt Plde China Xiaolangdl Resettlemnt Pcoject--Houbo Subproject Uouhe Subproiect Su4roject Model

(la Yuan) la

Without Pr tc itht Proiec 1to 30 1 2 3 4 5 6 7 a 9 10 It 12 13 ftu h9odmotle Food crops 20,404,756 20.4S4,756 28,484,756 26,464,758 2S,484,758 32,369,866 32,067,246 31,412,637 31,006,967 30,263,637 30,410,514 30,50e,431 30,557,390 30,557,390 Cash Crops 16,572,385 16,572,365 16,572,365 16,572,385 16,572,305 16,016,563 10,632.806 19,120,359 19,245,068 19,154,520 19,066,466 18,903,767 10,606,638 18,606,636 rtsit 190,416.0 190,416.0 190,416.0 190,416.0 190,416.0 190,416.0 196,362.0 202,314.0 1,768,719 4,657,063 0,961,246 14,747,200 19,672,949 23,997,839 Most and eggs 7,1944776 719476 76 41796 7 4 776 71194 7766 7 4776 7,196737s 198,699 200661 202623 202623 vb-totul 7202623 72202623 7 202262 ""am hoduattem 52,442,33552,442,335 52,442,335 52,442,335 52,442,335 57,771,623 57',893,151 S:7,934,009 59.'222,2 35 61.277',6665,662',648 71',362,101 76. I19,6O00 60444,490

rodderand (ora"e 2.603,500 2,603,500 2,603,500 2,603,500 2,603,500 2,611,726 2,665,109 2,740,500 2,630,046 2,765,376 2,814,423 2,841,317 2,646,055 2,046,055 eat and eggs 2,317,723 2,317,723 2,317,723 2,317,723 2,317,723 2,317,723 2,142,217 1,966,534 1,790,651 1,615,167 1,615,167 1,615,167 1,615,167 1,615,167 Manure--Animal 401,619.4 461,619.4 481,619.4 461,619.4 481,619.4 481,619.4 481,302.2 480,984.0 480,667.4 480,349.9 460,349.9 480,349.9 480,349.9 400,349.9 Other animal products 914,056.3 914,058.3 914,05.3 914,05e.3 914,058.3 914,08.3 916,217 9,373.3 920,5319 922,690.5 922,6905 922,690.5 922,690.5 922,690.5 Mb-tota1 Ippuduotn 6,316.901 6 901690 16 6316,901 6316.901 6.325,129 6,204,843 6,106.392 6.030,096 s5,7s3,s4 5,632,631 s5,es 5W664,263 5.864. kes Value, 0f Pradatlep 56,759,236 5,759,236 56,759,236 58,759,236 56,759,236 64,096,7s2 64,097,995 64,040,402 65,2S2.331 67,061,447 71,21,626 m-ta vs 71,495,480 81I9'3.864 86,306,75 Froo crops 3,673,030 3,673,030 3,673,030 3,673,030 3,673,030 3,673,030 3,558,267 3,443,301 3,328,508 3,213,626 3,213,620 3,213,626 3,213,620 S,213,620 Foddet and forage 1,632,594 1,632,594 1,632,594 1,632,594 1,632,594 1,414,373 1,342,646 1,271,545 1,200,543 1,140,51a 1,154,400 1,168,142 1,181,504 1,161,304 Manure--Animal 463,619.4 481,169.4 40l,619.4 461,619.4 48,1619.4 481,619.4 461,302.2 480,984.0 4800667.4 400 349 9 480 349.9 460 349.9 460,34;.9 hmb-tOtae 460,349.9 os-1a Pae 5,767,244 s,761,244 5,7;7,244 5,767,244 5,767,244 5,569,022 5,382,415 5,195,917 5,009,719 4,834,497 4,046,459 4,662,120 4,075.402 ,075-,482 :m-a- Com_to Food croPs 10,274,986 10,274,966 10,274,966 10,274,966 10,274,966 10,274,966 10,274,966 10,274,986 10,274.96610,274,966 10,274,966 10,274,96610,274,966 10,274,906 Cash Crops 505,227.2 565,227.2 565,227.2 565,227.2 565,227.2 585,227.2 565.227,2 b85,22V.2 505,227.2 505,227.2 58s,227.2 565,227.2 505,227.2 385,227.2 and 3 8 7 Meat fg s 3,221,71 7 1,221,767 1.221,767 1,221,787 1,221,77 1.221,7878 1,221,767 l.' 1,22176 1,2277 1,221,767 11222,767 1,222,767 1 2212707 1mb-totaOs-ftsf oneuption 12.,062,000 12s 082,000 T2.002.000 12,082,000 12 002,000 12,062,000 12,082,00012,082,000 120082.000 12,62,00 12062.00 112,082,000 1202000000 retnWal 0f tgodsutlos 40,889,99240,689,992 4,0,89,992 40,889,992 40,689,992 46,445,729 46,633,579 46,762,484 48,160,61250,144,950 54,565,021 60,217,50565,026,361 69,3itiio

Mat and eggs 21,16,.0 21,160.0 21,166.6 21,166.0 21,160.62,6. 216 21,1666.26. 21,66 21,2168. 2 3 OthetInco 6 04 , 72 6,042.372 6.042.372fO23, 66.042.372 o3 6,042,372 6042372 7,311744 2391 9 63 00 11,123,70011 6322 7 11,123,70311,12370 11,123,703 46,1t1,19646,911,196 46,911.196 46,911,1tg9646,911,196 52.466,933 S3,924,13555, 323,713 61,24,484 hMdetooMCost 9 11 66754 71,380,39 76,126 1 80,453,04 zuweetuast Seedings - - - 166,407.1 186,595.2 106,595.2 106,S93.2 - - Seeds 1,654,169 1,654,18 1,654,189 1,654,189 1,604,169 1,359,353 1,331,600 1,304,219 1,276,639 1,22t,944 1,194,003 1,167,662 1,140,521 1,140,S21 Food Crops -L - Seedlings 145,579.9 145,579.9 145,579.9 145,579.9 145,579.9 51,602.7 38,711.6 25,807.9 12,903.9 - - _- _ FS tilizets and pesticide 7,020,022 7,020,022 7,020,022 7,020,022 7,020,022 7,57S,392 7,569,072 7,627,141 7,774,525 7,956,230 0,206,690 8,446,464 8.394,949 6,109,167 Manure--Antmal 496,03.6 496,056.6 496,056.6 496,056.6 496,056.6 419,007.9 401,619.0 384,212.6 366,006.1 342,621.3 335,836.0 329,050.7 322,265.4 322,265.4 Othet inputs 6,301,305 6,381,305 6,381,305 6,361,305 6,381,305 9,106,679 9,146,125 9,185,611 9,225,097 9,25S,545 9,246,498 9,237,451 9,226,404 9,228,404 animals young 763,019.0 763.019.0 763,019.0 763,019.0 763,019.0 763,019.0 760.224,4 757,427.0 754,629.5 751,832.1 751,432.1 751,032.1 75,82.1 032 *-toe 16 0pegt0aq Costs 460.172 16,460,172 16,460,172 16,460,172 1f.6,460,172 19,275S053 19,247,552 i9-24,4l9 19,410.60019,520,172 19,737,659 19,932,4 9 20,037,971 52.09 lb-tota fte t460,1tac"t 16,460,172 16,6,46072 1 12 6460,172 16,460,172 19,275,053 19,433,96019,471,014 19,S97,195 19,714,767 19,737,659 20,037,971 Ktum Coost 19,932,459 20,152,109 Other Cost - 322,000.0 S 761,000 16,850,000 14,964,000 18,922,000 6,610,000 ,610,0o0 6,610,000 - - - _ _ an *6071725 16.782,172 22,22172 33,310,172"6 31,424.172 36,197,053 26.043.960 26,02-1,04 26,207,193 19.714,767 19.737,659 163932,459 971 :00b 04 20.037 20a152.209 30,129,024 24 690,024 13,601,024 15,487.024 14,269,879 27,880.195 29,242,699 31,785.296 4532,711 45,929,095 5144579 56.090944 6i0I 6135 lettoome S...*tt. 42,533,024 42,211,024 36,772,024 25,683,024 27,569,024 26,3S1,880 39,962,196 41,324,699 43,667,298 53,614,717 56,011,896 63,529,560 68,172,945 72,303,615

-* 19.99, IfFV - 47,046,742.76 in Yuao4u county

Roy 27 20s40:14 1993

2. 2-1 lloube Subproject Subproject Model China Xiaolangdi Resettleuent Project--Houhe Subproject Hoube Subproject Subproject Model 300NNCa 000RORMTW) (In Yuan) /a Septezber--October

14 15ts 16 to 30 1 2 3 4 5 6 1 0

Food crops 30,551,390 30,557,390 30,557,390 - - - - 3,665,110 -602,621.3 -454,609.2 -405,650.4 Cash Crops 18,666,638 16,686,638 18,686,63- - - - - 1,444,170 616,243.1 401,553.0 125,509.0 Futit 26,831,583 28,323,455 29,044,391 - - - 5,946.0 5,952.0 1,566,405 Meat and eggs 1,202,623 1.202 623 1 202,623 _ - _ 1,960.2 1.9624 1 ,962.2 mb-totW NaS ftSodmqll 83,326,234 94,710,106 65.491,42 - - - - 5,329,280 121,520.1 40,058.0 1,2060226 89' he@s Fodder and forage 2,846,055 2,846,055 2,646,055 - - _ _ 8,227.7 53,381.1 75,391.0 91,545.3 meat and eggs 1.615,167 1,615,161 1,615,167 - _ _ - -175,506.1 -175,603.2 -175,683.2 Hanure--Animal 460,348.9 480,349.9 400,349.9 ------317.1 -317.4 -311.4 Other animal products 922,690.5 9222605 690.5922 _-- - 2156.4 2,158.6 27150.6 3*b-totalSypzodut.t 5.6,6 5.864.23 .263 63---- 8227. 7 "-12025.1 -76,296.1 zeas V%e1 of ftodetiem 99,192,491 90,634,369 91,355,305 - _ _ _ 5,337,51S 1,242.9 -51,503.1 1,211,929 Oft-ftai Vs. food crops 3,213,620 3,213,620 3,213,628 ------114,163.6 -114,819.4 -114,819.4 Fodder and forage 1,181,504 1,169,504 1,101,504 - - _ _ -218,221.5 -71,526.6 -71,301.4 -73,001.3 Manuge--Animal 460,349.9 4600,349.9 460,349.9 -- - -311.1 -317.4 -311.4 Sb-Total. g- am e 4,0154,2 4,615,462 4,675,402 - - -210,221.5 -186.6013 -186,496.3 -106,198.2 os-ra cemuta rood crops 10,274,986 10,274.906 10,214,996 Cash Crops 595,227.2 565,227.2 585,227.2 - - - _ _ _ _ _, Nfat and eggs 1,221,787 1.221.781 1.221.701 3mb-fetal Ga-lam C_aiptlaff 1S2,0*2.00012,082,000 12.082,000 - - _ - _ - - Mt Vas. 0@ et 72,235,014 13,61t6,6874,391,822 - - _ - 5,555,131 161,850.3 128,905.2 1,398,127 fesebamed CemsoptSm I I mat and eggs 21,160.6 21,168.6 21,160.8

Other Income 11,123,703 11,123.703 it,123,103 ----- 1,269,372 :127_0,563 1 2701 653 trI 83,337,548 84,779,420 85,500,356 - - -_S ,555,131 1,457,222 1,399,558 2,66870 Wuot ,Coat

Seedl ihga ------16,407.1 196.1 -

Seado 1,140,521 1,140,521 1,140,521 - _ _ _ -294,836.1 -27,552.8 -27,580.6 -27,580.6 Food egops - - - _ _ _ - _ Sedlinsq ------93,9t7.1 -12,690.9 -12,903.9 -12,903.9 Fertili:ers and pesticide 0,759,926 8,756,926 6,156,926 - - _ - 555,370.3 -6,319.0 56,069.0 141,383.5 Manure--Auluml 322,265.4 322,265.4 322,265.4 - _ _ _ -77,040.7 -17,300.9 -11,406.4 -17,406.4 Other inputs 9,226,404 9,220,404 9,220,404 - _ - - 2,725,373 39,446.1 39,405.9 39,485.9 young anImkals 151,032.1 751,032.1 I51,032.1 - --- -2146 -2.791.4 -2,797. sob-toa Oesatlg Cests 203201,9ie 20.201.940 20i201948 - -- - - 2,014,662 -i1,500.9 i6;066 5 _1261t7.0 St&-"etal Pgedutt Cost 20,201,948 20,201,940 20,201,948 0 - - - 2,814,602 150,906.2 31,054.6 126,101.0 Otle Cents Other Cost - - - 322,000.0 5.439,000 11,089.000 -1,986,000.0 3,958,000 -122312,000.0 - 00o nT 20,201,946 20,201.949 20,201.948 322,000.0 5,439,000 31,089,000 -1,86,0000 6 1172862 -12 153,093.9 32a054.6 126a11.0 Cub VieW 63,135,600 64,577,472 6s,29e40o -322,0Q0.0 -5,439.000.0 -11.089.000.4.,!6000 T?217i4it 13.610 316-1. 362.503 2.542.599 Net 3eeme U lita 2 i1t,600 16,659,412 77,300,400 ~ 322,000.0--5,439,000.0--- -11,089,000.0 1,886,000 -1,217,144. 13,610,316 1,362,503 2.542,599

2-2 Hoube Subproject Subproject model XI*lIAngdI R88ttl_mnt Pro3Ct--VA*glin County 34atv Back to "t39k Subpcolect Subproject Model

(In vuean Ia

without 34::thProj*ct lto30 Ito *4 S 6 7 B 9 10 11 12 13 14 35 16

i eal o ,p 44.33S260 43,350,541 43,150,541 44,335,268 44,819,601 44,942.431 45,320.561 45.323,006 45,353,343 45,367,436 4S,367,416 45,367.436 45,367.436 45.367,436 4S.1B9,*67 Crops Cesh 1S,675s21B 15,301.139 15.301,139 15.675,210 20.466,706 2B,510.539 26,591,002 28,180,723 28.172,300 28,161,689 2b 150,642 28,150,642 20,150,642 28,1I0,682 28,094,440 fouit IS10,93,48 18611o002 18,611.002 16,933.405 10.885.042 10,836.598 18,816.590 21.426,467 22,313,006 25,980,216 29,676,659 29.878,085 30,056,952 30,146.386 30,097,942 Most *n4 099 6n 910.697 6.78,8525 6.798.525 6 910 697 7 56 6266 75 62.762 7.625S 22 7.641.618 7 611 s 7,641.618 641 610 7 641.618 7 641 618 7 641.610 716,754 lb-tta3l Main ftroattam 85.914,669 63,861,207 83,861.207 05.914.669 99,757.615 99.'812.330100',381.284 102.571,834 1031,540,267107,150.959 110.8)6.554 11,037,78%;11.'216!6471 131,306,083 130.897.611

fodder and foreq 1.319,724 1,28S5,#91 53 1,31,24 1.374,280 ,378,330 1,309.808 1.382,412 1,303,092- 1,303,300 1.383,097 1.383,*1,0. .097 1i,83,097 1,378,026 Meat and *ggs, 3.132,790 3,055.420 3,055,420 3,132,798 3,274,011 3,299,856 3.3)6,525 3.361,570 3,361,570 3,361,570 3,361,570 3,361,570 3,361.570 3,361,570 3.,49,947 Oth t anlial products 939.735.8 816505.a 916 sos.# 939 71S.8 1.030.139 , 0135.4 1,045.216 I.05.031 I 051 033 11,053.01 1.051.013 I .OSI,OII 3,OSI011 1.0SI.011 t.04e7624 r-total ftp8 t S,3s2 23e s5.s787a8 5.257.878 5392236 5.679.230 - s 1.720 S773 549 5 794s993 519S674 5 7956e ) .795.679 5.795,67 579.6 S.79S.679 S.775s me. Vale O t en 93,306,907 89.1t9.085 09.119,085 951306.907 105,436,845 S05,586.458 106,152,833 108.366,828 109, 35,940 712,946840 136,632.233 136.833.459 117.0126 317,103,759 116,771.1t6 a-far Use Food crops 8,442,424 8.233.902 8,233,N2' 8,442,424 8,818,425 8,8)5.047 8,882,993 8.899,614 8,906,164 8,906,664 8.906,464 8,906.466 8,906.46t 8,906,46 80.675.140 fddftor ad (oige 70,487.9 68,746.9 68,146.9 70,487.9 78,S60.9 79,031.5 79,873.5 80,454.1 80,454.1 60,654.1 80,454.1 80,4S4.1 80,454.1 80,454.1 08,192.s Other elin'l products 422 779. 412 337 4 412.337., 436.247.1 4,31042 3 -40,4440 405.1t40 440I485.13i3 440.40S.1i 440i405.1 01 4402401 *.!.tsl ou-f.srn0~935,69 Ibe 8,734,986 0,734,906 8,935,62 9.333,123 93.89 9,0,00 9,42'0,474 9,4271,323 94733 9,427.323 9.427.123 9.427,32 9.427-,323 93.69 I-fasom Camoumptson Fond crops 113,55313 13,216,604 13,216,604 13.551,313 13,551,313 13,551,313 13,601,593 13,601,593 13,601,593 13.601,593 13,601.593 133601,593 13,601,593 13,601,593 13,551,313 Cash cops 4,298.092 4,191,932 4,191,932 4.290.092 4,298,092 #.290,092 4.314.039 4,314,039 4,314,039 4.314,039 4,314,039 4,J14,039 4.334,019 4,314,019 4,298,092 meat and amg 3.118.269 3.041.249 3.041 249 3.33s.269 3.ISO 268 3.118.26 -3.Z20128.39 31988 3.129.839 3 128.839 ~3129=4=30 3.129.839 3.32I9.8&39 -. 1)8.819 3.118.269 js-Tqtu ft4f=eu wamptia 296 61 20.449.7852.4985 5 097.7 209764 096642.4.71 1 231*oj5!i 230 473 1.447 10S7 20543 21.045.471 20.967.671 3*Of Vale. Pr~~txm. 61,403,541 '59,95,33954,I$ 54,31 143537,3,487,6,8057494 790837,6,4 2.474,046 86,159.439, 86,360,665 06.539,532 86,628,96 86,411,264 xtoteo*d CmO-mptiu4 , I Cash Ceaps 1,8368652 1,799,680 1,799,880 1,836,652 $45,499.4 539,975.5 539,975.5 958,090.9 950,229.0 958,367.1 9s8,50s.2 9S58,s0.2 95S,585.2 9SB,505,2 952.981. Uwr tlinees Other lacome, I.056.026 1.029.943 1.029.943 1.056.026 I m3tfs 60,622,916 59,384,377 59,184,377 6086220916 1.412.22 1.408.310 1.408.310 1.404.392 24041 392 SAO04, 92 -j,404.)O 1.404.392 1.404.392 .0.8 .0g7 76,002,776 76,135 S922 76,573,'280 7,34,04 79,309, 0 82,920,071 0 3 80 ;12 8 87 rtd .eo Coat

Soodlings , _ _ - 206,928.0 5,260.6 5,260.8 5,260.8 - , 0p8w6W.q seed. 3.948,26s 1,905,899 1,905,699 -43 1,948,265 2.460,636 2,462,233 2,470.184 2.413,572 2,412,092 2,410,613 2,409,133 2,809,113 2,409,133 2,409,133 2,402,769 food crep - . - - 19,027.1 31,204.e8 43,382.5 55,560.G 48,710.8 48,710.8 48,710.8 48,710.8 48,710.0 48,7130.8 8,710.8 I Sedlings 608.620.6 590,740.8 590,740.8 604,620.6 645,622.5 645.354.6 646,871.8 646,504.0 646,504.0 646,604.0 646,504.0 646,504.0 646,504.0 646,504.0 644.410.9 F.t333rs and pesticide 17,676,9s6 17,267,664 17.267,664 17,676,956 39,897,980 19,979,743 20,325,292 20,135,742 20,270,047 20,43t,204 20.438,809 20.446,041 20,449,986 20,449,988 20 38, 505 Other *anima products 699,48e.s 680.,76.8 680,736.8 699,485.0 843,416.4 842,218.7 843,840.4 832,296.3 032,033.3 031,770.2 831,507.2 081,507.2 831,507.2 131,507.2 s28,617.7 Other inputs 31,715,463 11,357.717 11,357,717 11,715,463 14,610.183 14,618,912 14,673.381 14,632,595 14,631,540 14,610,484 14,629,429 14.629,429 14,629,429 14.629,429 1l,575,668, rV.ng animals 9688.996 1 647.279 1.647.27 1.688.996 1 63.92.636 1.801.771 1 917 175 1.026.312 1,926,312 _1,26.312 1.S926312 3.926,312 1.920.332 1.926.3129 1.820.045 sub-total o96r8t4mg CcoOr3s 31 Tjill I3410.0, so 33.kO0 06 34.333.78-6 40,37.408!400.4 274.20.2 40..,642,S6 40.767.139 4_09?,S599 ~~90j~ 401j27638 4.0.94j..15844j 41 584 40.808.82 -ftetal Utst1u3 ceai 34.333,766 33,45°0036 33,450,016 3, 333,786 40.51-,336 40,486,898 40,725,387 -i0,6 47F'!3 40,767,239 40.925,598 40,930,405 40,97.639 40,941,4 40 , 981 68.0.-825 bet Cog"t Other inputs - 11.172.560 3.679.750 6.861.52S 6.661.S26 356,S25.0 356.52c.0 - - - -1 anrLN.io3.3.8 44.622.S16 -35.129.766 40.99S.331 47.245.861 40.843.023 4303928.4.4 0772940.925.598e 40.9380,.j to.937.638 4o0,91.58e 40.843.584 40.K-680825 30 16.. 26.289.130 ~~~~~~14,561.86324.054.631 19.627.605 20.756.915 SS.292.099 35.493.376 )7.699.3L43 38.542.070 4.9447 456-7 49-2 46.868.933 46.043.814i6.133268 684.3 I knefitebin~~ 47,256,804 35,011,646 44,506,396 4055294,24595,6,735,3,4 8740,812 59,587,543 63,039,944 66720.391 86.931,383 67,089,305 67,178,739 67,01,40

- 7.96, WPY 28,S38,183.75 ~nIenJIoCa*htr

NWa 21 MUM2;S I39

2-1 Howe bockc it. N..ngjin Su.bptoja.t Su3,ptoject M4odel Xieolengdi Rosettlpentt PCoJct--_"Jin Cownty 69Zo^Ctos--He_r move In Sengj.n Subproject Model mca80ac BMMT (aam"6ZW (in YUGO$ /a

Sptember--October Wit hout Praject With Ptoject 1 to 30 1 2 3 4 s 6 7 _ _ 9 e _O14 Is

ft0atia4 toed crops 4,096,199 4.096,198 4.028,674 3.980.506 3,950,400 3.145,901 3,183,318 2,991,538 2,839,973 3,522,680 3,428,611 3,,45,037 3,6013.02 3.601,302 3,601,302 3,60t,102 1,594,821 Cash Crops 1,2ao,770 1.288,770 1,316,990 3,350,5sS 1,38S,262 1,160,237 1,1t0,63S 1,223,353 1.311.3.13 ,663,109 3,721,382 3,691,384 3,644,040 3,194,823 1,594,823 Frunt 1,111,030 3,11I.011 1,043.924 975,837.0 908,249.9 720,305,8 858,081.0 907,993.0 t.087,371 _380,324 1,732,667 2,266,562 3,074,402 4,286,897 5,195,962 6,004,783 172 ,i2.631 i1 72 63k 1,172.631 Naat tid eggs 591,16. 593,162.5 628,413.8 663,66S.o 698,916.3 622,029 3 62_,029.3 73,578 .§ S0,856.1 ,.062 836 1 172 631 1172fi63l ,j 631 t '4tot9l Mash toductson 7,089,141 7,089,143 7.017,503 6,970,596 6,942,829 5,656,272 s.8t4,063 5,854,463 6,079,317 7,628,930 8,055,090 6,625,615 9,493,175 10,655,652 11,564,713 12,371,536 ;E 2red4actit 135,527.6 IIS5,27.6 115,527.6 fodder and forage 116,338.3 116,348.3 115,159.7 15S,1S4.5 115,398.9 93,353.2 94,191.9 91,685.6 90,389.6 1333,98.3 113,036.5 3IS,647.2 116,444.5 1,017,716 Meat and *99s 266,581.4 26b,581.4 312,275,8 357,970.2 401.664.6 398,961.4 398,961.4 540,964.5 682,845.5 8753618.4 1,017,716 1,017,716 1,017,716 1,017.716 1,017,716 259.763.9 259.764.9 259.764.9 259.761.9 other chisel products 79 963.9 79 963 9 90,901 9 0ols3.9.9 112.71779 100,598.5 108,596.5 142 590.2 176,545.2 22s;690.0 Zs5.764.9 7 259,764.9 t.ota,-. 3yp.oducta 462,893.6 462,893.6 5L.863.4 S7!964.6 336 6.44 601,751.8 775,240.3 949,700.3 4,2t4.250 1,390,SL _I39128 '393.i925 ,. 393.008 393.008 39008 12,957,725 33,764,545 3go Vlaue et NWeLsos 7.552.035 *,552.035 7,536,139 7,545,561 7,574,669 6,257,1e6 6,415,8St 6.629,703 7,029,090 0,843,187 9,445,608 10,068,742 10,897,3:0 la.0t8,3 In-ta= Use 841,682.9 641,602.9 rood crops 709,360.7 709,360.7 710,095.7 716,145.4 726,195.0 600,139.0 607,453.6 609,737.7 634,42e.3 793,874.9 838,896.1 043,682.9 841,682.9 843,682.9 23,396.9 Fodder and foreg 5,998.1 5,998.1 7,056.5 6,1o 5.0 9,173.4 9,097.9 9,097.9 12,387.2 15,673.7 20,099.7 22,396.9 23,396.9 23.396.9 23.396,9 23,396.9 Othet anial p:odoota 35 975.9 3,975.9 37 930.3 39,804.7 41.839,1 364992.3 , ,6.992.2 .SJ.*9f123.0 62,014.5 68,102.9 68,102.9 68.102,9 68102,9 60,102.9 68,082.9 933,182.4 -fota1 On-tam Uo 753,334.7 754,334.7 755,002.s 766,105.0 771,207.5 646,229.1 653,543.8 665,390.8 699,225.0 875,989.0 930,395.9 933,182.6 893.382.6 933,32. J6 93,182.6

rFOO Ctop3 1,367,821 1.167.821 1.167,821 1,167,82t t.167,821 947.042.6 947,042.6 947,042.6 946,507.4 1,167,821 1,167,821 1,167,821 3,l67,823 1,167,820 1,361,821 1,367,821 365,740.6 Cash crops 36s,74o.6 365,740.6 365,740.6 365,740.6 365,740.6 296.s96.6 296,596.8 296,596.8 296,429.3 365,740.6 365,740.6 365,708.6 165,740.6 365,740.6 365,710.6 Ntat ond 8999 2b,3 54950- 265,345.6 265,345.0 265,35.S0 265,345.0 215,183.1 235,181.1 215.383,3 216 059,S, 265,145.0 265,345.0 265,345.0 265.345,0 265,345.0 265,335.0 265,165.0 kh-Iata 04-tama ciamplitoa j_,j98907 3 768.97 3.798.907 3.790.907 1.79;.907 4,458.821 3.5882 .458.1121_h~! i4940 1I798.907 1,798 90? 3.790 907 3.7'98.907 3,798,903),3798.907 lo3t Vga Of ewatooon, 5,001,793 5,001,791 4,982,150 4,980,509 4,998,555 4,1523B6 64,303,-51 4,0.692 4,8i1.876 619.I2 92 6,736,305 7,336,65 8.355,01 9 ,336-,57130,2225,636 13.034.45

Cash Crops 126,68S.4 126,6805.6 138979.7 111,271.9 103,565.1 71,908.3 71,908.3 47,958.2 23,950.1 24.008.3 - -

Other ncom, 09.61.2 84394.6 78.926,0 73 461,4 67.994.8 S1,006.4 34.018 0 Il 029.6 - - - ~1in8 4,960.969 4,959,501 4,942,099 4,s;2,6se 4,962,985 .13)1,234 4.265,561 4,474,763 4,647,926 6,144,283 6,3N6,20S 7,336,653 8,155,011 9,316,871 00,225,638 11,036,615 e~ tia Coot 1sae~stma - - - - - sa,dllnqs - 7,645.6 7,645.6 7,645.6 7,60S.6 - 23,760.0 23,760.0 23,760.0 23,817.6 erot.tuq 15"As i6,959.5 165,9S5.S 149,236.2 152.514.0 IS5,791.8 129,325.5 127,175.2 335,211.1 143,180.3 383,026.9 384,555.3 177,872.8 371,390.3 164,491.6 166,491.6 164,491.6 832,286.5 loow crops . - 58,729,2 306,113.7 355,858.3 200,972.8 197,658.1 373.953,8 527,517.8 683,083.8 6)5.073.3 432,286.5 812,286.5 812,2816.5.812,286.5, sedl5ns 47,838.3 47,83, 47.814.7 47.813,2 47,007.0 38,764.2 38,764.2 38,753.6 38,721.0 47,772,3 47,760,5 47.66 3,8 7.761,5 47,761.5 67,761.5 47,761. F.rttlirsr* end pesticid. 1.210.483 3.230,443 ,196,297 318u5,495 1,378,039 982,840.4 955,003.0 926,392.7 903,877.7 3,120,609 1,106,165 1,115.531 3,192,022 1,228,101 1,260,807 1,278,670 33,809.3 Other tiassaprgodt: 69,662.6 64,662.6 61,951.0 59,239.7 56,521.4 41,210.3 90,828.0 32,039.8 21,382.9 27,010.3 37,376.0 16,388.0 35,00.0o 13,809.3 33,809.1 160,320 3,168,320 Other Inputs 1,232,498 1.232,498 1.230,389 1,227,879 1,225,570 988,720.8 987,186.9 978,476.0 969,200.2 3,l95.594 1,183,633 3,178,866 1,171,099 13169.320 , Tome enamels 143,722.9 143 322.9 360,980.3 i78.237,7195,495.0 185,563.3 181,581.3 239s 11.5 295,775.8 3737642,9 427,403.1 421 4039 427,40 427403, ft-to"., OpaTatss9 Coao" 2.80e.10I .4,3329047 .5.31 014.79 2.514415 2.53259 j,24?,0'16 !2 9,'55 3,62!!73 3J2,26L! .0.0938972 ~ 389.7 .. 4 te-?s1aPtodootsrn Coat 2,845,103 2.845,0X3 2,9l0,82 -2,964,966 3,022,435 2,539.061 2,532,597 2,747,778 2,922,215 3.650.,97 3,826,084 3,805,909 3,839,762 3,863.173 3,895,879 3913,742 *--t cotJp Other inputS 2.875.600 2.075.6 0 2,875,800 287S 600 1 012 SO 3.032.750 1 032 7S0 A.012.750 - - - - ' 3 3 1 0v818 2.905103 5.720.7063; 5.e978~ ,j~,.,840.566 589s9.0350 o S , js 34s 37605286 28 3,363 934.65 82604 329 bo now. 2.119.0666 84335.9.6, 95005159.423,0'!.02. ,.7Q.lj!0,24.2296. 2,4J93J'.7862.3.2 '.3.75433.45.533 6.329,7Si 7 120.7k 8,919,620 at lweefits, 1,918.773 1,037,706 954,563.2 901,038.7 663,856.1 2,038.244 2,179.034 2,173,0s5 2.370.98 4,292,693 4,709,127 5,329,651 6,1s,154 7.232,305 6.126,664 a- *10.84., 3v * -1,764.223.27 tro wire o. ngsi1 and Stwu 8hant

t w 27 21;02133 3993

I-R

1-1 Raloaut.--Ne.inoa bnagjio 3uhroe3t Nole liaolangdi China XiOagiReSottleuent ftoject--wenqj 10county xeiocatee--wet move to eJin Subproject Model

tln Yuan) /a

16t_o 3

Irmar~ 3, 61.1 02 ca8b Cops 1.S94.82 aruit 6,409.68 Meat and egm 1A72.3 my teaj ea9nt. 21843 rawer Xa orage 115.IS7.6 east cad Og 1.0I1*O716 other widuet proI uts 259,764 9 ScSb-toteX 3_'pv 1.393.008 We1,IVte..Of h _atl. 24*1171,444 rea crro" o43,682.9 Flaust and forage 33. Other ensel product 69 102.9 S-fee M-e. s sep-los. m s 9)31.12.6 Fewh Crvm Cash Cropa 368.140.61,167;S21 Meat and eOm 265, I8.0 ed4W ox-farm Crouc 1.798 901 3.1 visee f11eatt 1 ,3 Cash Ctro Oter lognfl Otbr Income

Seedlim $eeds 264.491,6 seedling 5 47.761.8 fettiliasr *ed pesticide 1.278.670 . Other *ni_I products 13,809.1 otheg inputs 1,169.320 To" anirni U427,403.1 albtot" asotatw Cose -13-72 80,Tow _P MGM Cost 3.913,742 Othet Saputs C1ln 3.913.742

Mt _ oeets -924.839

- 3~~~~~~~~~~~~~~-2Kelocatee-..tear Nov. in Nsngin Subptoject Model I)SEtt, tTURGfS% PACtMTN4 - 1: _ pd&w_ Cou Mm#

2 3 4 5 TOTN. Fsodp one. I cihS Cst LCO tgci Frip LOW foldo Lood FO_dP Icd Foed_ LFcAL FOREGN cost TOld COST COST TOTAL 0(t (% - tost codt Tod cast Tld to TomtTold cost cmst Told cmol

0% 2% 0M4 0 .h 6,7W0 0 6.70o 3G0 a w 0 0 0 o0 0 0 13. 0 33 uiedcnI- 0 0 6t604 40*76 2102o0 19% 29% h*Vftf_&aa8_op e2.*13 M2.00 94.ss3 43X37 2t4s 65s12 41.27 6.492 4.1I19 1.6S 0 (.606 0 7JW 11*571 e3ao7 6.003 a 0,0W 0 0o3o 0 84 76*77 4326e1 13% 63% a & qAwe_ 171.72 49.0 22#.072 104.M73 8.006 119,719 0% 0% a 0 249 0 249 916 0 stO 0 0 0 0 0 0 1.1s6 a 1.165 won_0 0 71.470 0 71.470 0% to% bN* 14.065 0 14u66 35.063 0 03 20.969 0 20M6 1,373 0 1X.33 0 0

16% t16% 0154 36.63 10.161 37.161 227.312 135.6 10 153.611t1.103 0 tI,163 0 0 0 611,976 MtM,76 73.729 "cmg 27S.103 0 0 30s109 eJ 30.436 h*d %) S3.755 3,077 132 S.606N ,ese 1,3W em n I6Bs ss0 0 5s6 0

0 0 4575 12291 765,tes 55MIDTOTM. 208U9 64*17 53475 199669 39,006 23075 142.2 16 161"91 11,721 0 11,721 0

...... ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~-

U' 0 RESETTLEMENT.NONAGRICULTURAL COMPONENT Tabbe2: SUMMARYOF INVESTMENTCOSTS BY SUB-PROJECT ('000RMB)

Year ______TOTAL 1 2 3 4 5 County Proct cost cost cost cost cost COST Jyuan AluminiumMioxide Factory 0 0 2.625 3,472 0 8,097 CementFactory 6,530 18.117 17,382 0 0 42,029 FertilizerFactory 0 0 6,142 7,860 0 13,802 HawProcessng Factory 0 6,105 2.488 12 0 7,606 MunicipaPaper Factory o 15.920 15.423 0 0 3t,343 No 2 TextilbFactory 0 11,840 7,880 0 0 19,719 ReftractoryFactory No.2 (newfactory) 0 18,886 10.190 0 0 29.076

Maln CastSteel Projec 0 587 153 0 0 739 HollowBick Factory 4,215 0 0 0 0 4,215 No 3 ChemicalFactcoy 1.518 42 0 0 0 1,560 SteelFramed Chair Factory 483 0 0 0 0 483

Mlabnc No.2 CementFactoly 0 0 2.862 576 0 3,439 Fooda SoftDink Company 1,074 0 0 0 0 1,074 UanshaoReractory Factory 0 796 690 0 0 1,487 PhosphateFertie Factory 0 1.523 0 0 0 1,523

Wan Agcultural Fim Factory 0 0 1,208 0 0 1,208 AluminateFactory 0 0 21,331 0 0 21,331 CementFaclory o X'an County 11,933 6,983 0 0 0 18,916 LuoyangAluminium Dioxide Faclory 0 49,144 30,676 0 0 79.,20 Luoya Constrnctn Ceramics- Project1 4,200 36,330 3,938 0 0 44,468 LuoyangConstruction Ceramics- Projct 2 6,625 512 0 0 0 7,137 LuoyangConstruction Ceramics- Projt 3 0 27,741 11,949 0 0 39,690 LuoyangConstructon Ceramics - ProJect4 0 0 26.355 0 0 26,355 LuoyangSanitary-ware Factory 71.899 0 0 0 0 71,899 LuoyangZhnan - TextileKniting Factory 1,088 4,366 0 0 0 5,454 PowerPlant 243,910 40,787 0 0 0 284,697

TOTAL 353,475 238,678 161,291 11,721 0 GRANDTOTAL 765,165 U to° PT5 6SS3 194 tSS6 tsam lo97 t990 2969 2014 2S4 014 2301 20f4 214 209 2037 2099 2014 310 201t 2402

_,m44 0 363475 *30979 606296 11721 0 o 0 0 6t3s6 0 3319 466 602445 0 766 4604 6s464 62n39 3204926 (3)pi_u 0 seos 66413 17ne4 256s413 290703 366750 227161 st9st4 22645 226454 30454 22646 326454 326454 st0454 320464 326454 22645t4 32644265 TI, 3% 0 260 2295 9709 16005 66633 49630 20052 2014? 20647 20647 204? 20647 2064? 2064? 2047 2064? 2014? 2064? 2064? 0 40632TgCOMOM (lI) °0 350m07294 30es7stoNs?s 32e2st341444 567644294075 6260963642621 66009720629 347200S04043 340600ens04 6430927167 6715673405 67196336760 671673407s6 67ns63641046 67nses340601 671513349362 6715633569e4 6715634406 671563466340 676567366634 6756336693 ?CASI FLOW 0 (3P2A (I96.I0 66.163) 266750 302.609 M4M7? 326.210 32296 2303671 322.06 209.03 3221004 130,67 W2,2061 3221 261.014 231.497 2502 269.720 640M7 I3EGIANTAL CASt FLOW (352P006)(96.722) (65,1664 2975 3060 364.76? 321.210 322,se 31671 3229.0 29.0613 32204 130,617 322,960 322.t 281.914 23160 2NO22 20.2 640.310

sIMI-ow s674 7744 10113 a 0 23462 )muVUIE6a_r_ph n1624s 7-ea0 6S972 290 0 9646 674090 629524 7714 996ml7t 20149 t SWe7 2N32t4203 t26600 1216 0e oo136 09Amuc- 0 1621 12606 1079 10006 696 0 0 0 0 a a 0 a 0 a 0 0 0 M 3 M353476112453 301 63021 77230 0 0 0 0 a 0 0 0 0 0 a 0 0 0

3_$0 dboo 0 01143 96094 a03 62996 o560 4 4 0 0 4 4 4G 4 4 4 4 0 4 0 MM a mh 0 37006 2mailsxt 03560 0 0 0 0 0 0 0 0 0 0 0 0 a 0 ao =tlittildllWtdt 63 757 e 90o 320 a 0 0 0 0 0 0 0 0 0 0 0 0 0 yew 53 4302 371 2 279637 6750M 0l350 0 0 0 0 0 a 0 a 0 a 0 0 0 0

MMFLOWr ArtER OE RrSEIME a 6,467 (4 72) (, 3.0 21.744 t3 sx2sr 32tno0 322s6t '23t,s 322,*B5 290*1S MAN.04 130.517 I22,ss3222st 261*64 231A097 022 30*2 FMR6A1VE CAStnFLOW 22%; 0 1,461? (0490.) (O62,6) i61o06 (475n0 6t7,J3 3066 I.Ift12 IlAtO 1.716.0s1 2M9.674 2.3 26s66.452,455 72.M60 3.14407 3*06*6 3.*B 3.576* 4,03 .70

-R46 t r.ff£newn, N 0 (uOWAaaR 93AgtCOMPNENT

wm.* M Von is ts4" loss9 ue 967 ttln te9ss 2eoF 0I NM 20 2004 200s 200B xei 2006 2009 20tO 206t tOl2

R E(vvt q ° 9tt30 1ug*v75 512.409 e64.eBt 0.57 sMo3ut 1.01s.03. t.At0t 9.026016 t920.016 tote9 .AWQ0I9 t,e20.0t6 t.2.1 .2060,01 IMOI,0166 te,01e0.01.20.016 90ot.

0 459.409 337*6 22WAR2t 7.471 a 0 0 0 et9,76 0 4s.m 2a3 2AW 0 0,f99 69,572 4to.1ee 64.10 49,e (40et.470 OP, cmigmg 0 GM$45 6WM25 221.210 346.003 377,076 2057 406,36 406,256 406.756 40W6.5640656 406.756 4.756 406.76 40.E 675 406.7 4065 40675 4.5 tvNC09 03 0 46025 427.599l 440.06 357.074 377,018 395*67 40r.368 406.75 617*36 406.756 456,400 406.664 695425 466.7 407.649 46632 511.6M6 569*6 456*6 6*6 ITCASWFUDWil-2) 0 (455,684) (247M4) l3 6i27761 661Q752 5S9,2Xt 60O.63 613,256 662.120 693,5 WM 613.02 324,651 St.t 612.16t7 65967 6.070 51Q15t 5O4N 14.M AR&EM AL CASI FLOW f454 247644) 1tl 527?76? 56752 5WM7 9 6 64 303 5tftl 6913256 6S35B 93 =4.59 693,20 612.967 655667 2.00 60.956 563.46 9K94.76 E"t ~~~451% __ _ .- :U

La ANNEX9B - 154 - Table 5

RESETTLEMENT,NON-AGRICULTURAL COMPONENT Table 5: SensitivityAnalyses

Switching values FRR ERR (% change)

Base Case 32% 45%

Investmentcost up 25% 26% 37% 239%

Revenue down 10% 26% 38% 42%

Operatingcost up 10% 29% 42% 105%

Net PresentValue (RMB '000) discount: 12% 907,398 2,091,574 155 - ANNEX 9B INVESMENT COSTFINANCING T 6-1 The totallnvestment cst amounts to:

RMS in USOin C(0) (1000) %

Local currency 642.575 112.732 84 Foreignexchange 122.591 21.507 16

TOTAL 765.165 134.240 100

The financingof the capitalcost is determinedas follows:

SOURCESOF FINANCE(Y 000)

Total Percent Amountt

ResettlementGrant 23,412 3.1% Countyand EnterpriseFunds 300,466 39.3% CSIHoan 391,149 51.1% ResettementLoan 50,139 686%

Total 765.165 100.0%

The disbursementschedule reflect the implementatonprogramme for the sectorsub-proects and is shownbelow.

Disursement Schedule(RMB in '000)

Year Sourc _e______Total 1993 1994 1995 1996 1997 Financing

ResettlementGrant 5,554 7.744 10,i13 0 0 23.412 Countyand EnterpriseFunds 167245 78,980 53,972 269 0 300.466 C814aan 174.609 129.524 77.145 9.871 0 391.149 ResetdementLoan 6.067 22.430 20,061 1,581 0 50,139

TOTAL 353.476 238,678 161,291 11,721 0 GRANDTOTAL 765.165

The Owners' fundsare consideredshare capital (equity). whereas the other domesticsources of fundingwill be Io'ns. Prmvinciallevel loans wil be channeiledthrough the Constructlon8ank of China.The terms of financingof the loanfinanced pafts of the fundsneeded are Indicatedbelow.

Termsof Financing

First Interest Commit- Repayment Repayment Rate mentfee Petiod Sourceof fimancing Year tY) (Years)

CBI-loan 3 9.50% 5

Resettementloan 3 6.00% 5 -156- ANNEX9B Table 6-2 EstirmaedCost: Local Foreign Total

Land Development 13,553 0 13,553 CivI Works& Buldings 169,804 40,676 210,280 Machinery& Equipment 356,184 76,077 432,261 Vehides 1,165 0 1,165 Services 71,470 0 71,470

BaseCost 611,976 116,753 728,729 PhysicalContingencies 30,599 5,838 36,436

TotalProject Cost 642,57S 122,591 765,165

FinandngPlan: Local Foreign Total

ResetementGrant 23,412 23,412 Countyand EnterprseFunds 300,466 300,466 CBI4oan 391,149 391,149 Restlement Loan 50,139 0 50,139

Total 765,160 0 765,165

EstimatedDisbursement

WorldBank FY 1993 1994 1995 1996 1997 Annual 353,476 238,678 161,291 11,721 0 Cummulative 353,476 592,154 753,445 765,165 765,165

Rateof Retum: 45% X-AOLAU MULTIPURPOSE DAM . RESETIlEMENTCOMPONENT, NON-AGRICULTURAL ACTIVITIES SUMMARYOF FUNDING BY PROJECTAND SOURCE, MAJOR COST-BENEFIT RESULTS AND No OF RELOCATEES

FUNDINGBY SOURPCEC000 RMB) % of TOTAL TOTAL OWN CFI RESET. RESET. NOd PROVINCECOUNTY PROJECTTITLE FINANCING FINANCING FUNDS LOAN LOAN GRANT FRR ERRRELOCATEE

NENAN Jiyu1n 20% 149.673 38.700 83.282 27.690 0 2,658 Mango, 1% 6.997 1,236 609 2.927 2.226 394 Mbndl 1% 7,522 2,100 2,599 2.823 0 403 x?nan 79% 600,974 258.431 304,656 16.899 2t,186 4.43D Total IHten 100% 765.165 300,466 391.140 50.139 23,412 7.665 FILENAME HENM .Ryua Ahuidn ObiWe Factory ALUD_fAC.WK l 6,097 0 5.277 020 0 90% 70% 82 CementFactory CEMPRMFAWWK 42.029 21.675 15.244 5,110 0 23% 47% 511 ferizer Facory FF_fACT.WKI 13,602 0 11.802 2.000 0 27% 34% I50 HawProcessng Factory HPFFACT.WK- 7.606 S00 4.706 2,400 0 33% 39% too ArmdtiptPaper Factoy MPF_FACT.WK 31.343 3.500 25.493 2,350 0 26% 31% 294 No 2 TextileFactoxy NO2T_FAC.W 19.719 4,000 7.709 8,010 0 30% 39% 601 Retaclry factry No.2 (newfactry) RF2N_FAC.WK 29.076 9.025 13.051 7.Pr0 0 29% 28% 720

Menglin CastSteelProed CS_FACT.WKt 739 0 39 700 0 60% 81% 70 HolrowOftcl Factory fF_FACT.WK' 4.215 7C0 545 1,485 1,485 62% 60% 150 No 3 ChoemcaFaoy N03Clt_FA.WK I,560 536 24 600 00 1l0% 269% 74 Slee FamWedChair Factory SFCF_FAC.WK- 483 0 0 242 240.5 32% 38% 100

Alancd No.2 CementFactoy CEM_FACT.WK 3,439 1.600 1,839 0 0 34% 43% 112 Food& Sot DrinkComa FSD_FACT.WK 1,074 0 274 oeo 0 59% 72% 41 LIanaao RefractoryFactory LRF-FACT.WKI 1.487 0 487 1,000 0 20% 27% 1S0 PhosphateFertior Factory PFF_FACT.WKt 1,523 500 0 1,023 0 117% 72% t00

Xbfan AgtctuturaFiBmFactory AFF_FACT.WKI 1.208 0 1,133 75 0 88% 185% 15 Aluminat Fadory AFX.FACT.WK1 21.331 13.331 0 4.000 4,000 35% 77% 800 Cemnl Factoof Xl'an Cunty CEME-FAC.WK 18.916 3.D00 13,416 1,000 1500 7% 17% 500 LuoyangAlwudnim Dioxkie Factory LAD-FACT.WKI 79.820 50.000 24,820 2.500 2500 30% 24% 500 LuoyangConstmdion Ceramics - Prleit I LCONCERI.WK 44.468 4,500 34,968 2,200 2,80 38% 38% 650 LuoyangConsitruion Ceramics - Proted2 LCONCER2.WK 7.137 500 5,287 540 010 18% 26% 135 LuoyangConsitudion Ceramdcs - Project 3 LCONCER3.WK 39.690 3,600 30,530 2,224 3,336 38% 48% 550 LuoyangConstuction Cetamics - Proect4 LCONCER4.WK 26,355 3.000 16,855 2,600 3900 172% 200%e 650 LuoyangSandaty- ware Fadory LSW_FACT.WK 7ta99 48.000 2t,999 760 1140 36% 52% 190 Luoyang2htan - Textilel(nlting Fadcoy LZTK_FAC.WKI 5,454 2,500 954 600 1200 445% 512% 40 PowerPlanl POW_FACT.Wit 284,697 130,000 154,697 0 0 24% 37% 400

01 - 58 ANNEX lo

SOCIALADJUSTM SUPPORTSERVICES

1. AlthoughChina has extensiveexpenence with involuntaryresettlement, YRCC's resettlementplanning process for Xiaolangdiis the first attempt to formally integratesocial adjustment issues into theplanning phase of a waterconservancy project. YRCC,the provincesand countyresettlement offices will monitorthe implementationof the resettlementprogram to ensurethat socialadjustment of therelocatees is facilitatedby protectingrelocatee and host living standards. Other supportingmeasures proposed indude:

- support services for farming;

- trainingand assistance for nonfarmemployment;

- relocationof villages in host areas with due consideraon for hosts' concems;

- transferarrangements;

- establishingformal agreements between hosts and relocatees;

- ensuringthat essentialservices (water supply, schools, health clinics, etc.) can copewith the higherpopulations in the resettlementareas;

- trainingresettlement staff on socialadjustment igsues;

- documentingbaseline condittons and establishing an independentmonitonng system;

- consultingwith womenon resettlementissues and assistingthem through training,employment in resettlementoffices and identifyingsuitable local enterprseopportunities in whichthey could participate; and

- providingeffective health care, particularlyfor the more vulnerable relocatees. 2. In order to realizethe socialimpacts and stressessuch measuresshall be kn: makea goodresettlement implementation plan with the participation of localpeople; constructinfrastrture (includingwater and electricsupply, mads, schoolsand health facilities)and ensure the sufficiencyand quality; reestablishproduction conditions, - 159- AMEX 10 irrigationfacilities and industries in compliancewith the plang andmake good support programs. 3. The initialresettlement in the constructionzone showsthat both relocatees and hostsare affectedin differentways. Thereare favorableaspects. Relocatees'living conditionsare improved.Previously dominant cave dwellingsand flat ceilinghouses are replacedby prefabricatedhouses. The newhouses have good conditions against moistr and rain, and ventilationand sunlight conditionsare better than before. The usable area is larger than previously. Water supply, electic supplyand health conditionsare improved. Incomelevels will be raised than before moving. Statisticsfrom the five vilages of Siyuanpo,Heqng, Liaowuand Shuangangpredict that per capitaannual net incomewill be increasedby Y 60 to Y 343 in 1993than the previousyear. Hosts take advantagesof the new infstructure and public facilities. They can also use the compensationto developfactories, irrigations, forestry and orchards. This will provide more incomeand mitigatethe loss resultedfrom land sharing. Itegation of Relocateeand Host Comunities 4. Therelocated villages will physically independent from the host communities but they will have to be integratedinto the local administrative,social and economic system. The degreeof integrationrequired in basicallydetermined by the distanceof move. Relocateesmoving back within their own villagerequire the fewestadjustments. Long-distancerelocation require major social readjustment to the host communities.The xianggovernments are responsiblefor ensunngthat the transitionis smooth,that te host communitiesaccept the relocatees,and that socialand economicadjustment probiems are resolvedto the satisfactionof all parties. The agreementssigned by the hostand relocatee viaes indicatesa willingnessto coopeate and providesa legal basis for resolving disputes.The CROswill alsohave information campaigns to raisepublic awareness to the personalcontributions that mustbe madefor resettementand the long-termbenefits of cooperativedevelopment. 5. WomenIn Resettlement.Women will playa key role in resettlementand are given correspondingresponsibilities and authorityin decision-making. Women typicallybear the burden of social as well as economicadjustment in the household. Traditionalsupport networks for womenwithin the villagewill be essental to assisteach familythrough each phase of rettlement. Manyof the concernsfor education,health, watersupply and sanitationare raisedby women,so theywill be the majorpardicpants in decisionsinvolving the provision of theseserices and facilities.Women provide rughly half the labor forceand householdincome, so decisionson reestablishinglivelihoods and delegationof employmentopportunities must include women as equalparticipants. The proposedplans for transferringfarmers to enterpriseshas takenthis into consideation. 6. SpeclalDdvatagedGroups. Relocateeswill be relocatedin a collective manner,unless individual households desire to opt out of the proposedplans. In this manner,there will be supportfrom existing viLage networks or fromrelatives in nearby unaffectedareas. Conditionsin the new site wil generallybe better for peoplewho are - 160- elderly, disabled or in poor physical or mnentalhealth. Children will also benefit from cleaner, safer and more modernamenities. There are no groupsof ethnic minoritie in the reservoirarea or the receivingareas. The most critical group is the elderlywho sufferthe greatestpsychological stress from the loss of famila surroundingsand the disruptionsof relocating. Without proper attention, this can lead to physiologicalproblems. Social supportgroups and medicalstaff will be availableat the village level to address this issue.

7. Experiences In Construction Zone Resettlement. As for relocateeswithin the same villageinfrastructure and publicfacilities were recved soonand productionand living conditionsresumed in six monthsto a year. As for relocateeswithin the same xiang almost all houses, infrastructureand public facilitieshave been got ready, lands have been allocated,people have started their normal life. Relocateesand hosts are sharing water and electric supply, roads and heath facilities. And the settingup of third estate has forwarded their integration. As for the vulnerablegroups the assistancefrom local governmentsand resettlementofficials, caningfrom medicalstaff and specialpolicies from schools and the state all help relieve them of stresses and help their adaptationto the new surrundings.

Grievance M nisms

S. Relocateesenjoy al rights citizens are entitled to, as well as obligations,according to the constitutionand laws of the state. According to prevailing laws of the stte, relocatees' legal nghts and benefits are ensured against encroachments. In case of any such encroachment,relocatees are allowedto appea as per laws until their due rights and benefits are retumed. The chamel and process available for relocatees in Henan and Shanxi are shown in Figure 1. Grievances can be categorized into three types: (a) psychologicaland sociocultural,(b) physiological,and (c) economic.

9. Channel of Grievances

(a) All governmentsfrom county through provincial level are furnished with offices for public complaints,including those from relocatees, which can deal with commongnevances of relocateesin their jurisdictions.

0b) Resettlementagencies have the legal right to exercise supevison, from upper to lower levels, on the resetflementwork. Such agencies cope with resettlement-relatedgrievances.

(c) As the supervisorof the Xiaolangdiresettlement project, YRCC is entitled to monitorand check on local responsibilitiesto properlyarrange reocatees as required by law. It can deal with relocatees' grievancesthough audit, examinationand collaboration.

(d) an idependent agency for socialmonitoring and assessmentwould exercise monitoring of resettlement implementation on the basis of relant regulationsof the state. It is obliged to protect relocatees' legal ughts and benefits, and is commissionedto accept grievancesand eport them to the - 161 - 10

Jlm 1: R E GMVANc CHANNEL

r RE~SETTIEM oFFce

DISCIPL INSPECTING OcCE .OR PUBLICCOMUINTS CO- SSIONl . n~JDICIALORCA,lS.

O!C FmOR PUBLIC CINLS l RSXmETTrM OFFICE

DISCIPIIB INSPECTI¢ COMMISSMIC

- : a~UD)ICIALORGAIS| 10.GRIevaNCEs Pros Rglaino .h Ln Reusto. ndRstlmn

'Impemenatineoftapovd iesettlmentioplantsallp brevne themrsosbltdep pepl tof goernenabove county levl.Reocatios shallvearneasuproec schdulere ndes ofLrodutioand lielihoodShalle properlarrnge Ryaowr relocate provThesXaoatgd

Projectis one of thekey State project. Whenrbmeloal puit forfth any grievanc involving fthlocal governmet and relatedauthorities with regar to lega rightsand benefits, the - 162- At~JA 10

Procedur Law of Administtive Affairs haIllbe first applied. Aoding to Clause37 of the Law, 3With regardto any administrativecase falling within fte jurisdictionof the people'scourt, the cifizen, legal persons or any oth o ions mayappeal for review first to the upper administrativeauthority or such an authoritystipulated by laws and decrees." If the reexaminationis not accepted,lawsuits may be raised to the peoples court, or otherwiseproceedings are allowedto go directlyto the people'scourt. f this channelfails to give solutions,lawsuits are then availablethough judicialorgans.

11. Summary of Proposed Sodal Adjustment Measr. YRCC, the Provincesand the CountyResetdement Offices propose to addresssocial adjustment issues througha numberof iniftatives,which are Listedbelow:

Genera Conductplanning, implementation and monitoringin line withthe project's resettlementprogram criteia. The resettlementprogram undertaes t4:

- Protect relocatee and host standardsof living; - Ensurethat the moving period is brief; - Ensurethat diverseincome earing oppormnitiesare developedfor both relocateesand hosts; - Consultrelocatees and hostsand secureter agreementfor plans; Resettlepeople in groups,preferably not too far fromtheir place of origin. Provideearly land compensation payments to hostsin orderthat investments in altemativeincome eaming opportunitiescan proceedbefore land is Wtansferred. Guaranteea systemof basic incomesupport that will protect hosts and relocateesif their incomesare insufficientfor their basic needs. Introducevarious preferential policies to supportrelocatee and host incomes as describedin Section13. Support for AgriculturalLlvelihoods * Provideland-based relocatees with a minimumof 1.4 mu per capitaor, if less, increaseirrigation. Provideagriculture extension services to relocateesand hoststo assistthem as neededin adjustingto new land,crops and farmingpattems. Provideagriculture technology training to introducerelocatees and hoststo anynew technologies (e.g., irrigation)which the resettlement progwam may introduce. -163 - ANNEX 10

* EstabL;shcredit hailities to assistrelocatees and hosts in makdngcapital investmentsin agriculture. * Identifyand explore markedng opportunities that relocates and hostscould exploitto increasethe revenuefrom farmproduce (e.g., localmarkets for fresh vegetables). Support for Nonfarm IUvelihoods * Assistmen and womentransferring into nonagriculturalemployment with employmentskdlls training. * Locate factoriesand enterpises employingnonfarm labor as near to relocateevillages as possiblein orderto reducethe needfor workersto be away fromtheir familiesfor extendedperiods of time. * Ensurethat villages not be deprivedof all able-bodiedpeople in order that agriculturalneeds and the needsof the youngand old can still be met. v Assisturban relocatees to establishbusinesses or acquirevending permits. * Secureemployment and nonagricultural registions for familymembers of urban relocatees.

Host-Relocatee Relations

* *Locaterelocatee villages on the bordersbetween two or more hostvillages in order that te relativeimpact on any particularhost village is reduced. * Ensurethat adequate, formal agreements are concludedbetween concerned partiesprior to resettlementoccurring. * Give preferenceto hostsin the hiringof labor neededto prepareland for relocates wherethe relocateescannot do it themselves. * Assistvillage leaders to reestblish themselvesequitably within the host xiangs Junkstmcture

* Ensure,prior to relocation,that schoolsand healthclinics in the host area are ableto absorbthe new population. Criteria of adequacy(e.g. pupilsper clasroom) will be in line with the prevailingprmvincial standards. * Undertakestudies to ensurethat domesticwater supplies in the host ars are secure. - 164 - ANL10

Traig and Coation * Providetaining to reettlement staff on socialadjustment issues. * A handbookof criteria, principlesand practiceswill be prepared and providedto eachresettlement officer as wellas to xiangand vi}lage leaders oudiningsocial adjustnent issues i the resetement program. * A deuiledguide on theresetdement program wl be prepaed andprovided to each relocatee household describing the progam, m sation stdards, income objectives, consultationmechaisms, safety nets, grievancemehanisms and othiernessary information. * An similarguide will be providedto host households. * Offer kils andemployment traig to relotee shiftingfrom agricultural t nonagricul livelihoods. SPreparespecial information programs directed at relocateechildren for use in schoolsin theinundation area.

Dta Cotlecton and Monitoring i Preparea fill record of baseline socioeconomichousehold data to be collectedduring the resurveyof inundationindices and/or at the time of completionof the compensationred boot Establishan indeedet monitoringsstem withability to introducechange if actualcondidons are belowexpeted/plnned oonditions. Women * Consult,in a formalfashion, with womenand with women'sgroups in planningand implementigthe resettementprogram. * Employwomen in siang and County ResettlementOffices to work as planningand field staff, and providetraining courses to these women,to helpthem understandresettlement and howto deal with the problems.

* Provide8kills training directed at womenwhose previous work experience is Limitedto cottageindustry and whowish to developnew skills.

* Assistrelocatee women by identifyingopportunities where their cottage industryskills could be usedin host areas. - 165 - AN 10

Heal

* ResettlementOffices will identify particularly vulnerable individuals and groups and monitor theiradjustment closely.

* Health checkswill be providedto all relocateesprior to and after relocation.

* C!omprehensivehealth assistancewill be readilyavaiable to relocateesat all times. - 166 - ANNEX I1 OF ZW _ANAGMM333J= -PROJECT Chart I

CTRAL LEADINGGROUP

.WRRO HENAN PROVINCIAL f SHANXI PROVINCIAL YRCC XID YRCC r~~X XLD LEADING GROUP LEADING GROUP YRCCRO ER YRCCRO . . J ^ SHANXI GOVERmi}ENT HENAN GOVERN4T L

_ . g , XIADUNGDI |--- SHANIXIPROVINCIAL SHAANXI HENAN HENAN PROVINCIAL PROJECT RESETTLENENT WCB RIVER RESETTLEMENT WORKINGGROUP BUREAU TB BUREAU

I1. _ II YUNCHENG

ENEN 1j16 NUNICIPAL GOV.------....-.. YUNCHENG PREF. WC ITAN ENG.I I LEADING GROUP | LEADTNG GROUP

I _ - | . IIHOUHEDAMI MUNICIPAL RESET- YUNC)ENG PREF. IRRI/PROJEC TLEMEN=BUREAU ...... RESEtTLEMENT PIo BURERAU

ICOUNTY GOV. l...... COUNT GOV. LEADING GROUP | j LEADING GROUP

10 COUNTY/CITY Ij CCOUNTY RESETTLE-i IRESETTLEMENTOFF I------....-- KENT OFMFCE

VARIOUS XIARG I , VARIOUS XIANG I GOVERNMENTS ------GOVWENTS I I I I XIANGLEVEL XIANG LEVEL RESETTLEKENT . .. -.... . RESETTLEMENT STATIONS } STATIONS

VILLAGE COMnITEES **------*- L-AGECVMIITELS

* INCLUDING YRUHDC, YRCCRO, HPRO, AND SPRO

-~- COIOAkD .... -COORDINATION -167- lkU12 CHiART2

FUNDFLOW FOR XUAOIANGDI RESETYLIMENT PROJECT

YRHDYR

PROVINCE SHANXWC7B ...... RCC 0C

I I ~~~~~~~~~ENGINEERN

PRP. I... ..

I.I I CI *1~~~CIYPRFET

* * NYR0 .. .. Cott=r

j HOUHiEDAM&

I. 0 ~~~~L~~ L2~R0S i

Note: 1. - APPROVALPATH 2. ~~~DONESICFMN FUOW .2 ... . US WmN FLWEGIER 4. FUNDFLOW DIDOUGH TRCC ONLY FOR WENKEHGTAN Eau N -168- ANNX 11 Chart 3

ORGANIZATIONALSTRUCTURE OF HWRRO

MINISTER OF MWR FOUNDATION OF WATER CONSERVANCY AND HYDROPOWER RESERVOIR CONSTRUCTION (CONSISTS OF MOF, SPC, MOE, AND MWR)

...... ----. *...... RESETTLEMENTOFFICE OF MWR director: I deputy director:2 (all are senior engineers)

DIVISION OF DIVISION OF DIVISION OF DIVISION OF PROJECTS PAST PROJECTS FINANCIAL COMPREHENSI'7E UNDER BEING AFTER- MANAGEMENT CONSTRUCTION SUPPORTED 5 personnel: 6 personnel: 3 personnel: 3 personnel: 3 senior 4 senior 2 economists 3 engineers engineers engineers 1 engineer 2 junior 2 junior engineers engineers

* 0.. 000.0000000000000000000000000000000* *00000****00 00c*t. * * 9*. a) - 169 -

Chart 4 ORGANIZATIONOF COUNTYRESETTLEMENT OFFICE

COUNTYGOVERNMENT COUNTYGOVERNOR

RESETTLEMENTLEAD CROUP PLANNINGCOUNCIL ECONOMICCOUNCIL

EXECUTIVE DEPARTMENTS [COORDINATING OFFICE RESETTLEMENTOFFICE l

-- AGRICULTURAL -- FORESTRY SECTIONS -- POULTRY & ANIMAL HUSBANDRY -- MONITORING/SUPERVISION -- CONSTRUCTION -- GENERAL AFFAIRS -- LABOR -- ACCOUNTING& EQUIPMENT -- CULTURE -- ENGINEERING -- EDUCATION -- IRRIGATION SCHEMES -- INDUSTRY -- ORCHARDS -- TRANSPORT -- RELOCATION & AGRICLTURE --HYDROPOWER XIANG RESETTLEMENTSTATION - 170 - AN X I Chart 5

XIAOLANGDIRESETTLEMENT MANAGEMENT ORGANIZATION

(Organization of Yellow River Conservancy Commission Resectlemnt Office)

FYRVDC/XRCC Y

GM OF YRwHDC/XKCC --- -YRCCL R.SE..LME... OFFrcE |Ir . TROC

|YICE GENERAL MANAGESR oCuNwER-V REC8RALMANAeER *mG1uR-

,,f I I I 4 EX~~~~~~~~RPERtPANEL| lNAElRESET. LZAISON OFFICE I AUDIT PAYMENT| |XL'ICRELASIONS| lENV5OCU _CONSULTANTS

COmTRACT EmECTVm EXECUTIVE AT JOB SITE IMINISTRAtIVE EXECUTVZ CAPITAL CONSTRUCT EXECVS.

P0RoaEcT MANAGER| SENIOR CIVIL ENGINEER| DIRECTOR OF THE OFFICE +XECUTIVEE FOR TEE CAN |

ZOTus LOT 1 EXECUTIVE~ ~ | -F8Rn"MTMSHCICAZr... ENGINEER ACCOUWSMTS TECJGIECAL SERVICE ESEE.

j LOt 2 EXECVTIVE| ELECTRICALENGINEER | EQUIPMENTPROCUREMENT Vw:EI.L& vORaSNOPEXE.

LTOS 1EXECUTYE | ENVIRONMETENCSNEER MAERIAL STORAGE& SUPPLY| 2 EXECUTVEFOR MATERIAL| SUPPLY TO CONTRACTORS EXECUTIVE FOR LABORATORYDIRECTOR PERSONNELAPFAIRS =OTERCONTRACTS caUSH MILL Uic E _SAFEGUARD AND SECURIT|Y ~ _ __ . -4lRAIL TRANSPER EXECUTIVE Table 1: PaocuRENT ARRANGem (Smillion)

Promunme Method IntemLocala Comptnitive Co:netitive Interation"al Forcm Consulting Bidding Bidding AooigAcont Services NBF Total

A. CahilWorks 94.0 - 32.2 - 63.8 190.0 (11.1) (11.3) (22.4) B. Housing - 48.0 - 1.8 49.8 (27.4) (27.4) G *onrvedr -ljaIdeduials 13.8 42.3 - - ' ' 56.1 (13.1) (31.7) (44.8) D. AgriculturaLand h>Izuv. - 16.3 - 0.4 - - 16.8 (6.0) (6.0) ELEquipmewt - 1.2 - - 179.1 180.4 (0.9) (0.9) - P.Vebicles 3.0 - 3.0 (3.0) (3.0) 0. C;ondtants - - - 3.2 - 3.2 (1.2) (1.2) H. Tzining/lltrutisonalSuppr - - 1.5 - 1.5 (1.0) (1.0) 1.EIinron ntg Ma_ tgea- - 5.5 0.3 - 5.8 (1.1) (0.1) (1.2) 1. Momutouig - - - - 1.6 - 1.6 (1.1) (1.1) ReAinin/En_ - - - - 1.3 61.9 63.2 (1.0) (1.0)

(t6,1) !48.9? L}{ sgg £110.2 Not Numbersdo no addd to undingoff. f Table 2: PaocunEmr SummAaY WoR

Y 10 ioxn Y 5-10 mSiO Y l-S million Y 1 milion Ed less Total Per pk. Total }Perpg. Tolal Per ikg. Total Per pkg. No. cast value No. cost v No. cost value No. cost value -(Y 10,000) - - (Y 10,000) - - (Y 10,000) - -(Y 10,000) -

Smallindst 8 16,892.10 2,111.51 14 9,776.00 698.29 58 11,562.63 199.36 207 5,5.41 26.26 Ron& 2 2,U7.40 1,443.70 2 1,274.80 637.40 21 4,107.00 19S.57 64 2,S46.50 39.79 Cam"ty Wiudry 1 2,745.57 2,745.57 1 655.20 655.20 3 817.07 272.36 6 275.13 45.86 Elecuiclins 1 138.00 138.00 258 854.00 3.31 129 324.32 2.51 DwnmlcstIi... 28 112.89 4.03 PReervoirpond 1 186.00 186.00 49 576.70 11.77 Townshipomler 4 709.49 177.37 S 18.4S 36.89 Otherwwob 2 230.80 115.40 91 1,273.48 13.99 bnigadionwodks 231 2,728.74 11.81 Riverbtaning 2 19,665.00 9,832.50 louhe dam 2 6,096.00 3,048.00

xqst a 48-Q AMO4 17201L7EE0 A"OQ 2Q 1LM99 .1L293 1068 14.31t J4

IS Esba. wereperformed an December1, 1993when $1.00 = Y 5.77. -173 - ANEX 12

Table 3: LOAN S SCHE

IBRD Fiscal Year/ Disbursement rqect Semester Semestral Cumulative Cumuative PMfileLa ($Million) % (

.1995 1st 8.00 8.00 7.27 0.00 2nd 7.00 15.00 13.64 30.00

ist 7.50 22.50 20.45 38.00 2nd 7.50 30.00 27.27 46.00

1st 12.50 42.50 38.64 54.00 2nd 12.50 55.00 50.00 66.00

1st 15.00 70.00 63.64 70.00 2nd 15.00 85.00 77.27 82.00

1st 7.50 92.50 84.09 86.00 2nd 7.50 100.00 90.91 94.00

1st 4.00 104.00 94.55 96.00 2nd 3.00 107.00 97.27 98.00

2QQ 1st 3.00 110.00 100.00 98.00 2nd 100.00

La Bank's standarddisbursement profile for agricultre in China. A1i, EX 13 - 174 - CHART I1

CII

. v...... v . ... . - 1

"U.~~~~~~~...... -. . .- ...... - . .... -. ---. = It F~~~~~~~~~~~~~~~~~~~~~...... v...... v. v......

E -. _ .= v ._.__- F v- I - _ ._ _ 4. .._ .v ...... _.v __

i[w~~~~~~~~. ~ .....-.... .5§w0fe0u...... s...... avs+swv

| | ! ffi ...... ¢. - -. 4 ..

a - -~~~~~~~...... ------....

C3 -_ I=__ ...... v v_vvv_vv__ v___ _

X1...... vv;X+o*sils +J¢e

(01 _ __v v____ v S ~~~~~~~~~~~~~~~~~~...... - ::

...... ------. _, .. j

- - ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~------

- a - ______~ ~~ ~ ~ ~. ~... ~. ..~ ~. ... ~ ~. ~ ~ ~ ~ ~~~~~~~~~~~~~~~~~~~~~~ .- ......

jt. II ... I~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~.. XIAOLANGDIPROJECT RESETTLEMENT SCHEDULE (Revised In Feb. 1993)

36 p. n aom,wbdewen 34 . .. .tt0-26S(ItifWperabgbve

32 ...... _...... _

30 ...... RebEatbImm Cons ution Zone 28 Recatn fromResev* Are 26 24a i ...... 27 ...... I...... tU ...... I......

i 4 ......

10at2 ot}l@dra...... p g- et [ ma =... 12Rufasal lon amuwuu .. .belwen ...... lt* ELI26-275 10 beoE80...o.....un yUNup*iopI 8 7 6 to~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~St

:hhi. ~~~~~~~~~~~~~~YEAR 1993 1 1994 |9996 996| 1997 1998 |1999i 2000 2001 _ 2002D 2003 2001 ID MW _ _ I 13S _ 2 HI _ 21t_1 _ _ 21 _ _ _ _39_ ID__ 1 _ -- 1-1 1'I so

ReservoirReseZovfResOmfenIt nin'ISOr

27 ReservoirReSeWemant EL 180-265 41 ReereD< ELtD.- iS |tim ffl l EL{I~0 tm;_k

43 . l * LLP.tt|l --111!II111111-

62 t4onfam6P$ SdAI m 4 L fIII 65 IcgrRkelo

68 ~~~TownDes" ;11111t||t||- -t---t! -11 -- I-It- 1 1111 wa% 69 ~~ti"stlublste |II 1 ,Xg -11 11111-I I

023

90 ranft maRlatsSuc4T160 iV tt f Peojec-Xi l Reservo di wMll Oflt bISIOSI -IT 1-11

130 Trase f RkatemM690 1;gg|a1 ;" m-11111-]111..

Pnge XalanOb Rosp nent Cacal ----- .- . . M Swnary 'IL Oab: 3123194 NWRolld Up *

Page I 1993 1 1995 1996 1997 1 1998 19t9 2000 2001 2002 32003 Im . I _ _ .21 K 2 1 _ _ 21 1 0 E _-us"3 OI 11P3 § 2 0 - 5 137 AgrgcaftmsOvelopment-

13S_ Pasbitlnigation t _ l .1 lZ.P-4----11t- I------l - i 143 d_1 _ t IIIC

43 _n£st ilns Debpis _ _

153 Tasldwiilg*wftpEdwpConsbd

244 P {|{ t1 t1 259 R rovEL acs- _

If" de" s de onstrucs lttt | - I---lt- I|

fit Tanst of ReI iaAeesP30612 J

21W~~~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ 1 26 RleTann "1V=- l¼i4[V1jj 9!Iqfi.~~

~~~~~~~~~~~~i.fping andRelo}Cdal_ tessWoikat

t,, 0, ~ ~~~1, J. . , W .. , Psgt Xlaoal-g.iRest Ch,JI.I.Siimniw *eReUp 0ate ~~~~~~P~~)I96 PA~~~~~Masd ROD jp *

Pop 2 ANNEX13 - 178 - Chart 3-3

-S.L-' wu..nII

-. t la t- De l 1-1 ! I I I I I_ I Im ' . 1

o ~~ f j uu1 UEEIEUEUUEN~~~j

__ 11:1:::iipi"¶T__ -

K1C _UIVU

1-~~~~ *m.mu - 179 - ANNEX 13

Table 1: ScEm= OF SuPVION MSSoNs

Date Scopeof Mission Epertie

l|t. Supervisin Jun 1994 Project LaumchWo*shop Poj. Schedl -Review -Resele. Engineer ..ACtidonP1an -Monitoring .. Procuremt Splst./Anthropologist ..Monitoring .______-A __ ..Appointmentof Consukan . . ______2nd. Supvson Nov 1994 Review -TrainingSpecialst ..ThadinigProgram -Procureme Engineer .. Procueent -.- ndus riawSp aist ..Progress Repot Poma ..EvaluationProcedure for Industry ..EnvironmentalMonitorng 3rd. Supevsion Mar 199 Review -Indua Speiai 4th. Supevision Nov 199S ..PhysicalProgress -TrainingSpeialist Rettlemenr -Antbropologist ..Progress in Trainingof -Res Engineer. ams ..Review of Indusal Designs I.. Pwgess on Houhe _..Progress on Wem gengala Sth.Supeisn Jun 1996 Mid-Tem Review -Res Engineer ..Physical Progres -Industria Specialist ..Design -EmploymentSpecialist ..Review of lodustil . -Projectscheduler Restlement -Anthroplogist i..Rcvwof Houhel -TrainingSpecialis Wenmenpgtn Resettlement,etc.

6th. Supvision Mar 1997 ..Social adjustnent Prog. -ResEnginer ..Monitoring -IndustrialSpecialist ..Cost _stas -EmploymentSpecialist ..Income L.vels Realizod -Project scheduler ..Poject Schedule -Anthropologist ..Environmnent-Indust.Wast -TrainingSpecialist

:______Etc._ _

7th. Suevision - Onwards Annually ..Reviewof Physicalprogress -IndustrialSpecialist ..ScheduleChanges -EmploymenSpeciaist ..Reviewof Income Levels -Project scheduler ..Reviewof Indusies -Anthropologist ______.______.___ -T ainingSpeeaist Ditto Ditto Ditto I ANNE 14 Page I. -180-

Table 1: SAMPLE NON-AGRICULTURALRESETTLEMENT AGREEMENT BETWiEEN THE ENTERPRISEAND THE RESETTLEMENTOFFICE

t. Objective

In orderto sette relocateesin non-agriculturaljobs, the concomedresentement organizatons(here referred to countyand municipatresettlement office) and the enterprise(director or competentauthority) should sign a resettlementagreement.

2. Parties

Full nameof the countyand municipalresettlement organizatfon A

Full nameof the enterpriseor corporationB

3. Content

The responsibilityof partyA

1) Provideparty B with the namelist of the relctes and guaranteethat the relocateeworkers meet the recruitmentcondition(e.g. age, education, skil, health, etc.).

2) Aftercomplete consultation with partyB, detemninethe paymentto partyB for each relocatee.

3) Provideto partyB the resettlementinvestment certificate based on the numberof remcateesplanned to be acceptedby partyB.

4) Provideresettlement invesirnent in time accorditgto the schedulepresented by partyB.

5) Concemand protect the working.lIng andwfSre conditionsof relocate worke and togetherwih party B assistthe workersto fohowthe assignmentand obeythe regulatonsand systemand state law. Responsibilityof partyB

1) Acceptreocatee workers in accordancewith the numberagreed.

2) Fromthe veryday of aCceptingrelocatees. the work,I fe, houseand education of relocateeworkers should be fully the responsibilityof patty B andthey shouldbe trated the sameas otherworkers. The assignment given to them shouldbe basedon theirskills and teamingcapability.

3) Salary,bonus and welfare of relocateeworkes shouldnot be owerthan those of otherworkers concering the samejob and the samecondition. 4) For the relocateeworker who does not followthe regulationsor haobroken the statelaw, partyB has the authorityto givehim educatonor treatrnent.

5) Forthe benefitfrom the resettlementpreferential policy of tax reductionshared by party9 90%can be spent freely by partyB and t0% shouldbe used for improvingrelocatee workers income and welfare.

Representativeof partyA: Unit stamp

Representativeof panyB: Unit stamp

Date: ANNEX14 -181- Pg z

Table 2: SAMPLE AGREEMENTB1ETWEEN THE RESETTLEMENTORGANIZATION AND RELOCATEEHOUSEHOLD

1. Objective The householdof the relocateeworker and the countyand municipalresettement orattns shouldsV an agreementm advanceconcerning the acceptanceof the workerand relocation.

2. Paries

Fullname of the countyand municipalor townshipresetttement organiztion pattyA

Fullname of enterpriseor corporationparty B

Fullname of the relocuteehead of householdparty C

Fullname of candidatefor employmentparty 0

3. Content

1) PartyA is responsiblefor acceptingthe qualifiedrelocatee (party 0) to workin the enterpriseand for the formalitiesof transformingthe registrationand grain supply/subsidy.

2) PartyA will assistthe enterpriseto havea properarrangement of relocstee's(party 0) work, litfe housing and welfare. 3) PartyA is responsiblefor dividingthe relocatee'scompensation into two pafts. One partIs sufficientfor the workee's(party 0) necessitesand the otherpant is to be used as investmentfor the enterprise(party B). 4) PartyA is responsibleto provideparties C and0 withall relocationand resetlement assistanes to whichthey are entitledand which is not coveredin this agreement Responsibilityof pafty 9 (as per Agreementt)

Responsibilityof pafty C

1) Wth one memberaccepted as a worker.party C shouldagree to the newrural eoationand otherconditons providedby partyB

2) PartyC shouldguarantee that the compensatonof the felocateeworker be givn to partyA. 3) PartyC shouldassist the worker(party 0) to folow statelaw and regulationsof the ernerpfseand obey the assignmentand lovehis job.

4) Whenthe relocates(party 0) hasbroken the law or regulations.party C should ccwptthe pefsuasionand treatmentby the enterprise(patty O). The Rfelocatee worker who Is dischargedfrom public empoyment sfould no longerreceive the commoditygrain supply and non-agricultural registration, and go back to farmingat home.

Representatveof partyA: Unitstamp

Representativeof party8: Unit stamp

Representativeof partyC: Signature(finger print)

Party0 (candidate): Signature(finger print)

Date: - 182- ANNEX 14

Table 3: STATUSOF AGREEMENTSIAPPROVALS

1.Construction Zone Restlement

* StateCouncil Approval (plan & cost) July1992 - CostAgreement - MWR & Province September1992 - PlanAgreements - Province8 Counties October13, 1992 *Cost Agreements - Province & Counties October13. 1092 - PlanAgreements - Counties& Xiangs January1992 (5 agreementscovering all 10,000people) - LandAgreements - Relocatee & HostVifages* January1992 (21agreements covering 10000 out of 10000people) - HouseholdAgreements on Compensatbon Nov1993 (about2400 of 2400households have signed) - HouseholdAgreements on ProposedResettement Nov1993

2. ResrvoirResettlement < EL 180

- StateCouncil Approval (plan & cost) July1, 1993 - CostAgreement - MWR & Province July 15 1993 - PlanAgreements - Province & Countes(3) July 151993 - CostAgreements - Province& Counties(3) July 15 1993 - PlanAgreements - Counfes& Xliangs(16) December1991 - LandAgreements - Relocatee & HostXiangs December1991 (14 agreementscovering 18,683 peopl) & January1992 - LandAgreements - Relocatee& HostVllaes (+30) 1992193 - IndustnatJob Agreements - Factor & County Oecember1991 (11agreements covering 5.197 people) - HouseholdAgreements on Compensation December1993 (noneof the4500 households have signed) - HouseholdAgreements on ProposedRoettmnot July1994

3. ReservoirResettlement EL 180. 275

- StateCc jncil Approval(plan & cost) October301993 - CostAgreement - MWR & Provinces(2) * October30 1993 - PlanAgreements - Provinces & Counties(13) December30, 1993 - Cost Agreements- Provinces& Counties(13) December30, 1993 - PlanAgreements - Counties& Xiangs December30. 1993194 -WenmengtanTechnical Design and Cost October30 1993 - HouheDam PhaseII - Technicalnesign and Cost November15 1993 CHINA XIAOAWGDI RESETTLEMENTPROJECT CONSULTANTPERSON-MONTHS FOR IMPLEMAENTATION

NO. Man-months TOPICS LOCAL FOREIGN LOCAL FOREIGN TiME PROJECTIMPLEMENTATION SPECUUJSTS 1. Resettlement Supervision 6 2 64 12 1994-00 2 MIS and Cost Control 4 2 48 12 1994-96 3. ImplementationPlanning 3 2 24 12 1994-98 4. Agricultural Development 3 1 24 4 1994-96 5. Industrialdevelopment 6 2 84 28 1994-00 6. IncomeAssessment 6 1 40 6 1994-99 7. EngineeringServices 4 1 30 4 1994-96 8. Social AdJustment 4 2 36 15 1994-00 9. EnvironmentalManagement 4 2 20 10 1994-99 10. Archeology& ReservoirClearing 4 2 36 10 1994-00 11. Health and Sanitation 4 2 36 10 1994-00 12. Preparationof Monitoring Repts. 4 1 30 8 1994-98 Sub Total 52 20 472 131 PANELIMONITORING - 14. Resettlement Panel 10 4 60 10 1994-00 15. EnvironemtnallMonitoring 15 6 70 12 1994-00 Sub Total 25 10 130 22 DEIAIL DESIGNEVALUATION 16. Detld. Designfor Henan 30 - 30 1994-991

17. Detld. Desgn for Shanxi 10 - 10 - 1994-00 18. Planning& Designof Wenmengtan 40 - 40 - 1994-96 19. HouheResettlement 20 - 20 - 1994-97 20. Acceptance& Examination 40 - 40 1994-00 SubTotal 140 0 140 0 TOTAL 742 153 Totd Cost $1.0 52.4$il nm

. H ~~~~V. CHINA XIAOLANGDIRESETTLEMENT PROJECT - TRAININGPLAN FOR RESETTLEMENT STAFF BUDGET ITEMS NUMBER SITE TIME YOOO) AYS SHAANXIPROVINCE 1. Survey and Indexing Review 20 Yuanqu 1993 20 15 2. Statistics & FinancialAccounting 20 Taiyuan 1993-94 20 15 3. Managementof Resettlement 20 Talyuan 1994 20 10 4. Designof ImplementationPlan 100 Taiyuan 1994195 50 20 5. RS Planningof Houhe Irrigation 20 Yuanqu 1994/95 20 10 6. ImplementationScheduling 100 Yuanqu 1995 20 15 7. RS Agreement on 180 - 265 m 50 Yuanqu 1995 20 10 8. Material Management 20 Taiyuan 1996 10 10 Subtotal 350 180 HENANPROVINCE 9. FinancialControl 150 Zhengzhou 1995/96 90 20 10. Material Control 180 Zhengzhou 1994/95 108 20 11. Planning& Design 80 Zhengzhou 1994/96 36 15 12. Implementationscheduling 1 80 Zhengzhou 1994/96 24 10 13. ImplementationScheduling ll 300 Zhengzhou 1994/96 180 20 14. RS Agricultural Development 300 Zhengzhou 1994 10 20 15. Industrial Development 300 Zhengzhou 1994/96 180 20 Subtotal 1,390 628 YRCCRO 16. FinancialPlanning & Cost Estimate 3 Abroad 1994 -1995 165 20 17. Project Management& Institution 3 Abroad 1994-1995 165 20 18. Accounting Management 3 Dom./Abr. 1994 -1995 180 45 19. Quality Control 3 Domestic 1994 -1995 60 30 20. InformationManagement System 3 Abroad 1994-1995 156 25 21. Project Scheduling& Reporting 3 Abroad 1994 -1995 165 25 22. Project Monitoring 4 Abroad 1994-1995 155 25 23. Project Management1 40 Domestic 1994-1995 40 40 24. Project ManagementII 5 Abroad 1994 -1995 275 25 Subtotal 67 1,350 Total 1,807 2,158 TrainingProgram (international Consultants) 2 6 mm $.112mit Training costs $.30 mil

Page 1 IELOCATE.XLS China: CaWolangdiResettlement Project

RELOCATEETRAINING TRAINEE TRAINEE TRAINEE ITEMS SHANXI HENAN DAYS COSTS

1. Training for Agicuturd RS.

a. Fruit TreesPlanting & Management 100 500 10 180 b. Medical HerbsPlanting, Management & Processing 70 10 21

c. Managementfor Animal Husbandry 20 400 10 126 d. Silk-WormRaising 50 10 15 e. Aquaculture 30 715 10 224 f. Household Sideline-Technology 300 2,215 10 252 g. Tumover of Dryiand into Irrigated 300 1,000 10 130 h. Terracing 100 920 10 102 i. Dryland Farming 100 1,200 10 130 j. Cash Crop Cultivation 300 1,200 10 150 Subtotal 1,370 8.160 1,329 2. Training for IndustlalRS

a. EnterpriseManagement 100 200 20 60 b. On the job Training 4,000 13,000 30 2,500

c., Basic Training for Comm. Certification 2,000 4,000 30 900 Subtotal 6,100 17,200 3,460 Tota 7.470 25,350 4,789 Fundedby Enterprise 7,470 25,350 $.25 mil Fundedbv Project -. 58 mil

Page 1 186- i

XIAOLANGDIRESETfLEMEMT PROJECT TERMS OF REFERENCEFOR TECHNICALASSISTANCE TO YRCCRO

STATEMENTOF WORK

A. BACKGROUND 1. the XaolangdiMultipurpose Dam Project will requirethe resettlementof 171,000people from the reservoirarea between1994 and 2010. The WorldBank will provide financingfor part of the resettlementprogram up to the end of 2000, which coresponds to the El 265 m full supplylevel. 2. The YellowRiver Conservancy Commission (YRCC) has beenresponsible for resettlementinvestigation and planning. Technicalexprtise has beenprovided from YRCC'sRecissance Planningand DeignInstitute (RPD1). The Ministryof Water Resoures is responsiblefor the resettlementcompensation payments and will maintain management evsuiion of the project through a resettlementoffice that has been etablished in YRCC-YRCCRO. I1 e implemention of the rsettlement project is hadled by theprovincial resetdement bureau and theirlocal offices at the prefectureand countylevels. Sincether are a numberof agenciesinvolved in theimplementation of this large resettlementproject, the projectmanagement coordination responsibility bas been entrustedto YRCCRO.YRCCRO would be the clientfor thiscontract but theconsultancy serviceswould involve a numberof agencies.

B. PmoSE

3. The purposeof the serces requestedis to provideadvisozy consultanc servicesto YRCCROto manage, superi and monitor the implementationof the XiaolangdiResetdement Project as per theresettlement plans approved by the Ministryof WaterResources and the WorldBank.

C. SCOPEOF WORK

4. The AdvisoryConsultant shall perform a number of tasks under the followingcomponent headings: - 187 - , S

Ptqject Superwi1on

S. For this componentthe consultantshall:

(a) Assist YRCCROto strengthentheir managementcapacity to supervisethe implementationof the resettlementproject.

(b) Assist YRCCRO to set up and utdlize effecdve project management system.

(d) Clarify and define the responsbilities of and relationships between all agenciesinvolved with resettlementimplementation.

(e) Act as an advisor to YRCCROto resolve project managementproblems.

(f) Advise YRCCROon the financialmanagement of the resettlementproject.

(g) Patcipat in sperson visits and meetings with YRCCRO and other implemeting agencies.

6. her are three sprate trning components: (i) relocatee training, (u) resetleent staff training, and (iii) managementtrainirg. For the relocatee traning component,the consultantwill:

(a) Review training programs, content and delivery mechanismfor relocatees.

(b) Advise and assistYRCCRO and the CountyResettlement Offices to develop trning programs and m and to deliver livelihood training to relocatees. Training is divided into agicultural and industrialprograms.

For the resettlementstaff trainingcomponent, the consultantwill:

(d) Review taining plans, programs, content, staff capabilitiesand delivery mechanismfor resettlementstaff taining.

(e) Advise and assist YRCCRO and the Provincial ResetdementBureaus of Henan and Shamd to developtraining programs for various administrative levels and profesions of resettlementstaff. - 188 - N 1

(t) Asses the effectvens of staff training programs and rcommend improvementsto the progrms. For the managementtraining component, the consultantwill: (g) Identifymanagement needs, staffingcapabilities and developa taining programto stengthenYRCCRO's project management capacity. (h) Designbroad-based resettement awareness programs (Chinese and World Plank resettement criteria) and the -resettlementwith development* approah. (i) Delive trainingin the use of managementinformation systems (MIS), financial management techniques and World Bank requir (ocu mentreporig). MIS, nteal Monong, and Cost Control 7. For this componentthe consultantshall: (a) Developa managementinformation system (MIS) for the resettlement agenciesto monitormonthly progress an' costcontrol. (b) Specifyand procure computerequipment and softwareand/or develop softwarefor the MIS in each countyresettlemt office,at the Henanand ShanxiProvincial ement Bureaus,and at YRCCRO. (c) Set up the MISand trainlocal staffat YRCCRO,Henan Provincl Bureau andthe three countiesaffected below El 180(Jiyuan, Mengjin and Xin'an). (d) Trainand assist local staff in thecollection, compilation and analysis of data for physicalprogress and financialdisbursements. (e) Developretng formatsand assistthe resetement agenciesto prepare monthly,quarterly and annualreports. (f) Developmonitoring indicators and cost control parametersfor effective projectmanagement. R l Iplementaton Plnning

8. For this componentthe consultantshall work wuthRPDI (underseparate conact to YRCCRO)to: (a) Reviewthe annual rstlment plans,budgets and schedules for eachof the the countiesaffected below El 180 (Jiyuan,Mhenin, andXmn'an). - 189- ANNEX 15

() Advisecounty resettlement offices (CROs)to ensure resettlementstragies are being adhered to or if mofie that new plans satisfy resettlement criteria within the technical,timing and financialconstraints.

(c) Review Henan Provincial ResettlementBureau's annual plan, budgets and schedulesand assess how the CRO plans have been adoptedor modifiedto meet provincialtargets.

(d) Assesswhether the approvedprovincial annual plans are consistentwith the planning and financialrequirements identified by MWRIYRCCRO.

(e) Advise resettlementagencies on the need for effective financialmonitoring and proper respons to resolve disbursementor financingproblems.

(f) Assist YRCCRO to reach agreements with the provincial resettlement bureaus for each annual plan.

Aricultura DevelopmentSchemes

9. For this componentthe consultantshall:

(a) Review the planning and implementation of agricultural schemes for resetders and hosts, focusing on technical viability, costs and implementationconstaints.

5b) Conduct sepate assessments for dryland versus irrigation/floodplain schemes.

(c) Provide technical assistance where deemed necessary to improve the implementationof agriculturalschemes and related livelihoodopportuities.

(d) Coect sporting data for incomeassessment (see item 7).

Industr and Third Estate Employment Schemes

10. For this componentthe consultantsfall:

(a) Liaisewith localgovernment industrial/commercial bureaus and the planning commissions to clarify the development strategies and employment generationproposals for resetters.

(b) Review the annual developmentplan for new and relocated factories and commercialenterprises, focusing on investmentrequirements, investment sources and job creation. -190 - AMEX 1S

(c) Asist the Planing Commissions to pepare hnical and financial feasility studiesfor each State owned or xdangenterprise that is to review investmt funds that year.

(d) Develop screeningcriteria, screenproposed enterpriseschemes and submit recommendationsto approvalagencies.

(e) Monitortie impementaid operatingprogress of enterprisesemploying more than 100 relocatees.

(e) Assess a sample of village and private enterprisesover a number of years to detrmine the success of small scale job creation opportuniies.

(f) Provide advisory services for future developmentstrategies, employment opportunitiesand financial managementof new enterprises.

IncomeAssessment

11. For this componentthe consultantshall:

(a) Select a householdincome survey format (questonnaire and methodology) for monitoringthe existing and future net income levels for a sample of resettlers and hosts. Consideration should be given to mcorpoat consumption surveys since patterns may change significantly after relocation.

(b) Identify an independent local insitute to conduct the income surveys, provide technicalassistance and truiningof staff, and supervisethe surveys.

(c) Selecta scientificallyrepresentative sample of householdsto be surveyedon an annual basis during the life of the project. The suggesed order of mnagnitudeis 1000 resettler households (2.5%) and 500 host households (0.5%) but survey design will indicate sample sies needed to achieve survey objectives,keeping in mind geographicand householddiversity and other factors.

(d) Prepare annual reports on income assessmentand highlight the observed incomes with projected incomes from agricultur and nonagicul schemes. These reports should includean assessmentthe situationsbefore and after resetdement and the time required for householdsto reesblish their economiclivelihoods (net incomes). - 191 - &ImEXii

EugneeingSernices

12. This componentrefers to the Wenmengtanfloodplain development and the HouheReservoir and Irtigaton subprojects.The consultant shall work with MWBIYRCC to: (a) Reviewthe technical designs, tender documents, cost estimates, procurement proceduresand constructionprogress for both subprojects. 0) Assist YRCC to prepare detailedbiannual monitoring reports for both subprojects.

(c) Provide advsy services to MWRIYRCC for the superion of both subprojects (d) Reporton howproject objectives are beingmet.

Socia Adjustment 13. For this componentthe consultantshall: (a) Reviewthe methodology,techniques and resultsof the socialsurvey that is being conductedbiannually by the North China Institute for Water Conservancyand Hydroelectric Power (NCIWCBP) under separate contract to YRCCRO. (b) Considerationshould be given to separatelymonitor vulneable groups (elderly,disabled, poor, youth,ethnic minorities, etc).

(c) Conductextensive field visits and collectempirical data to verifythe rsdts of the socidalsurveys and householdincome surveys and assess the success of transferarrangements, social support mechanisms and integration between the resettlersand host populations. (d) Reviewthe implementation procedures of eachCRO to determinehow well socialadjusment has been achieved. Particularattention is requiredto determinehow problems are resolvedand whatfollow-up is doneto ensure the successof mitigationmeasures.

(e) Provideawareness workshops and trainig for resettementstaff to dealwit socialimpacts related to resetdementand to encouragegreater oommunity partcipationin theimplementan processand resolution of localconers. Paricular attention should be paid to women's issues and spei disadvantagedgroups. - 192- A

(f) Assessthe effectivenessand fairness of the mechanismsfor facilitatingand resolving grievances,and resettler/hostawareness of the procesL

(g) Assist YRCCRO to prepare biannual monitoring reports on social adjustment.

(h) Provide advisory services to YRCCROand local resettlementagencies.

EnvironmentalManagement

14. This component relates to the environental aspects of the Xadlangdi Project which occur in the rservoir area (e.g. reservoir clearance) and envimental impacts of resettlement (e.g., land developmentand new industrial enterpises). ITe consultantshall:

(a) Reviewthe environmentalmanagement programs that relate to the reservoir area, mncludingeservoir cleainng,cleanup of factoriesand minesthat would be inundated, and protection of animalsduring reservoir filling.

(b) Monitor the implementation of the environmental progams and expenditures.

(c) Review the statementof potentialenvironmental impacts from reetlement and assist YRCCRO,RPDI and XEC-EMOto managethe potentialimpacts or implementproposed mitigationmeasures.

(d) Assess whether new industrial enterprises have prepared adeqe environmentalimpact statements and actionsj'nns. Monitornew entes and relocatedentexprises to ensure compliancewith nationalenvonmentl standards.

(e) Provide advisory services to YRCCRO,RPDI and XEC-EMO.

Health and Sanitation Conditions

15. For this componentthe consultantshall:

(a) Identifythe existinghealth and sanitationconditions in the reservoirarea by conductingfield visits and reviewingrelevant sectons of the Environment Assessmentdocuments prepared by RPDI.

(b) Assess the adequacy of proposed progmams for sanitay clearance, preventon of epidemicoutbreaks, medicalsupport, improvedwater sply and sanitationand hygiene education. - 193 - ANNEX1S

(e) Assist YRCCRO(or RPDI)to developor expandbaseline data an health and saitation conditionsin thereservoir area and in the reettlementareas. (d) Asist YRCCRO(or RPDI)to updatebasline indicatorsannually in order to track theimpacts of resettlementon healthand saniationconditions. (e) Conductannual field visits to verifyconditions, evaluate progms, asse expendituresand prepareannual monitoring reports. (f) Provideadvisory services to YRCCRO,RPDI andlocal healthagencies to improve the bealth and sanitation conditions relatedto the rslement project. (g) Providebriefings on resettlementissues for communityhealth services staff.

Archeology 16. For this componentthe consultantshall: (a) Reviewthe relevant sections on archeologicalimpacts in the En mena Assementdocuments preaed by RPDI. (b) Assessthe adequacyof proposedprrms for identifying,preservng, excavatingor relocatingarcheological, cultural and hstorical rlics within the Xiaolangdireservoir area and proposedresettlement sites.

(c) AssistYRCCRO, RPDI and XEC-EMOto implementthe progams. (d) Conductfield visitsto assessthe adequacyof programsand expet and toDp bianual monitoringreports. (f) Provideadvisory sevices to YRCCRO,RPDI and XEC-EMOto improve archeologicalprogram. Preparatio of MonitoringReports

17. For the componentthe consultantwould work with YRCCROto:

(a) Assist in the preparationof an biannualmonitoring reports which wouldbe submittedto the World Bank supevisionmisons.

(b) Developa reportingsystem in the first year which satisfiesthe dreeme of the World Bank.

(c) Coordinate the monitoting inputs fom various expertsas spedfiedin componentsabove and summaizethe realts in oneco n reporL - 194 - ANN= 15

(d) Tain YRCCROstaff to ppare subsequentmonitoring repor (e) Superie tfiepreparation of monitoringreports by YRCCROand provide ongoingtechnical assistance as required. (f) Conductfield visits to verify the qualityof informationin h monitoing reports. (g) Assist YRCCROto follow-upon recommendationsidentified by Word Bankand Panelof ExperUsupervison missions. - 195 - NN 16

ENVIRONMENTALASSESSMET SUMMARY (Summaryof EIA Executive Summary)

A. IFIowUncFoN

1. TheXiaolangdi Multipurpose Dam Project and Resettlement Project has been subjectof environmentalassessment extending over six yearsby a teamfrom the Yelow RiverConservancy Commission (YRCC) supported by 88 Chineseexperts and also by an Iternational Panelof Expertsappointed to makeinputs on damdesign and safetyfactors. The EIIAcvered both the directimpact of the dambut also impactof the resettlementof the people displacedon the envimnt. The results of this work are reportedin 22 specialistreports and an EA Reportof consderablelength and complexity. In addition, a supplementaryETA was preparedfor the resetdementof affectedpeople.

B. PtoJW ALTRATIE

2. The main altratives which have been consideredin the past to reduce resetlement,and the reasonsfor theirobjection are:

(a) Constructingan emergencyflood channelparallel to the eistng river course: wouldreqwre relocationof 700,000to 930,000people, disrupt iitin communion and transportationfacilites, and presentmany difficulttechnical problems;

0b) Mdifying the existingriver channel configuraion,or creatinga new channel,abandoning part or all of theexisting channel: this would have the sameeffects as option(d). It wouldrequire resetdtement of up to 5 million peopleand giveno sedimentcontrol in the lower reaches; (c) Undertaing large-scalewarping (i.e., diversionand setting of sediment outsidethe nver channel)at varous locations:this would reduce sediment traport anddeposition but wouldnot providedirect flood control, would not be effectiveuntil large reservoirsare constructedupsteam and would requireresetdement of about900,000 people;

3. On the basis of flood control, sedimentmanagement and costs, the XiaolangdiDam Project is the onlyproect that will furnishexcellent flood protection and sedimentcontrol with a minimalamount of resetement of people. -196- A E6

C. BASELE DATA

4. The EnviroumnentdStudy Area (ESA)extends for approximately400 km along the YellowRiver, from the SanmeixiaDam to Kaifengin the east. This was dividedinto two areasfor EIAstudy purposes, the reservoirarea and thedownstream area. 5. The basine data for the two areas is discussedextensively in Sections 3.A-Dof the ExecutiveSvimuary. The followingbrief summaryreles specificallyto the reservoirarea and surroundingregion wheie resettlementis to occur. 6. The reservoirarea extendsalong 130kn of the YellowRiver valey. The main streamof the River through this stretch is deeplyincised with little floodpln development.Eleven tributaries enter thissection of the rver. Genea Characteristicsof ESA(teservoir and DownstienmRegion) 7. Clmate. The climateis warmtemperate with cold dry witers and warm wet summers. Averageannual temperatureis 10-15°C and annual precipitin is 600 mm. Droughtsare common. Air qualityin the reservoirand surroundingarea is generallygood althoughsuspended particulates due to dust blown in frm the Loess Plateauare highi. 8. Geogrphy. The area is boundedby mountainsto the north, west and south, whichchange gradualy to hillstowards the broadfloodplain of the lower Yellow Riverto the east. Almosthalf of the area has a grdient over 25°. The east-westaxis of the Kuanglouanticline passes through the dam site. Seisic zoneshave been idendfied for the area and earthquakesof magnitude5 on the Richterscale have occurredin the reservoirarea. 9. Mineral Resources. The mineralresources of the regionare dgnificant includingvaluable reserves of coal, bauxite,copper, iron and buildingmateials. The reservesmost affected by the reservoirwill be coal, bauxiteand sulfur-iron. 10. Soils. Loess makes up the majorityof the soils found below 1,000m elevation. Tbesevery importantagdultural soils are commonlyslightly alkaline with only 0.5-1percent organic matter. 11. Water Quality. surfacewar qualityis gerally very good, eventhough the River has an exceptionall,.4gh silt load. There is some localizedpollution, due manly to mining entepnses, with minor contibutionsfrom agricultul runoff and domesticsewage. The shallowand artesiangroundwater in the area is rechargedby rinfall, and is generallysuitable for 2dnking. 12. flora and Fauna. The locationof the-region near the southen edgeof the warmtemperate zone plus the variablegeography results in terest plant communis thatcan be laftivdycomplex and diverse. Localy however,there has been a long bistory - 197 - ANNEX 1 of settlementand cultivation,and the natral vegetationand diversityhave been greatly diminished. The diversityand abundanceof wild animalsare very low throughoutthe region. Waterfowlare diverse, but populatic-s are low. 13. Aquatic Resources. Riverineaquatic habitats are generallypoor, and aquaticcommunities are marginalbecause of the very high silt contentin the river. Significantfishery habitat is mainlylocated in the tributaries.Fish is rnota significantpart of the localdiet, and fish productivity,including aquaculture, represents only 0.2 percent of agriculturalincome in the lower basin. 14. Population. The populationof the reservoirand surroundingarea is about 2.8 millionpeople, approximately 181,000 of whomlive in the reservoirbackwater area and will be relocatedunder the developmentplan. Agriculturalfamilies comprise 90 percentof the populationof the ESA and over 92 percentin the area to be flooded. The main agnculturalcrops are cerealsand cotton. Overallagricultural productivity is low. Annualper capitaagricultural income in the regionis aboutY 346. 15. PublicHealth. Themain public health problems identified include malaria, diseasesrelated to agriculturalpractices (such as Brucellosis),encephalitis-B, diseases carried by rats, sanitationrelated diseases, waterborne intestnal diseases,and endemic fluorosiscauses by cooldngwith the high-fluoridelocal coal. 16. ArchaeologicalValues. A detailedarchaeological survey identified over 100cultural relics and historic sites in the areato be submerged.Wbile none of theseare clssified as protectedby either the State or the province, some of the items are regarded as preciousresources for researchon architecturaland art history. There are also many importantcultural resources in the area surroundingthe reservoir.

D. ENVRONME3NTALIMACrS

17. Althoughthe EA coveredall environmentalaspects, three issues were identifiedas beingof criticalimportance: (a) resettlementimpacts on the socioeconomicenvironment (including the resettlementand host areas); (b) resettlementimpacts on the physicalecological environment; and (c) resettlementimplementation and environmentalmanagement plan. Resettlement and Reestablsbmentof Livelihoods: impacts on Socioeconomic Environment 18. Resettementplanning and managementr a major effort in planningand managementthat outweighedthe rest of the environental studiesprogam - 198- ANNEX-16

by an order of magnitude.Section 4.C of the attachedSummary (referenced Annex uI providesa full account. 19. A total of 171,000people will requireresettlement from the reservoirarea and a detailedplan has beenprepared to be carriedout in progressivestages. Accounthas been takennot only of the populationdirectly affected by the project (i.e., the people dis$aced by inundation),but also the populationin the areasreceiving tesettlers, which will be indirectlyaffected. The two mainobjectives of the resettlementplan are that both resettersand hostcommunities affected: (a) will notbe disadvantagedby the Project;and, (b) will sharein the projectbenefits. 20. To achieveobjective (a) for resetter families: (1)the resettledfamilies will be re-establishedin a newlocation where the house,yard and amenitieswill be at leastas good as the family'sprevious situation; (ii) the family'snew eaning potentialwill be at leastas goodas previously;and (iii) the family'sexpnses and loss in incomein making the transitionwill be duly recognizedand accountedand compensatedfor. 21. Section4.C of the ExecutiveSummary (referenced AMM I2) assessesthe potentialfor these objectivesto be achievedby reviewingprovisions and proposalsin connectionwith: economiceffects, housing, amenities and public services, and social and cultual effects. The conclusionsof that revieware summarzedfollowing. 22. For Resettler Ft miliE (a) EconomicEffects. Adequatecompensation provisions have been made beginningwith generouscash compensationfor all materialassets. Smce the continuationof an agriculturallifestyle is likelyto only maintaincurret incomes(rather than increasethem), additionalnonfarm jobs would be madeavailable to ensurethat incomesare at least maintainedand probably increased. The su ful relocationof rural peoplefrom the hee most affectedcounties will be completedearly to accommodatethem. Care has been takennot to overemate potentialcrop yieldsin resettlementareas, sincethis wil tendto reducethe areasof landallocated to resetters. Early actionhas also been taen to completeaeements betweenresettlers and hostvillages; (b) Preferental Policies. Preferentialpolicies are beingintroduced for rural resettlersand hosts includingspecial stu for scarce farm inputs, direct sales of farm products,training, exemption or reductionof grain quotas, piority for jobs in rural enterprises,subsidies and tax exemptions. (c) Housing,Amenities and Piblic Sevies. Theavaiability of theseserices willbe betterthan prior to moving(60 percentof the floorspace of existing housingof the 181,000resettlers is in caveswhich Be characteristically dampand commonlya causeof rheumatism);- -199- ANNEX16

(d) Socdaland Culta Aspects. Almostall resettlersand host famnlesar Hans and no ethnicproblems are likely. Most resetter faies surveyed were awarethat theywil haveto move,and althoughcontr havebeen signedbetween townships few had any firmconcept of the specificsto be involvedexcept those whose who are goingto be resetted withi the next few years. In order to minimizethe socialdislocation impact villages will be movedas a wholegroup so as to be not be separatedfrom theirvilage neighbors.The mainconcen is that the moveshould result in an improved standard of living, espociallygiven the oppornity to switch from agriculturato nonagdculturallivelihoods. 23. For Host Famies

(a) EconomicsAspects. Altioughthere will be someloss of agricultur land there will be improvedirrigation and access to nonfarmjobs. This will resut in increaseof incomesfor host families; (b) 1nIrastmcturand Public Servies. The analysis showed that the resettmentprogramwill supplementthe existing infasuand services to accommxdatethe miceasedloadings without loss in level of sevice. In most cases, the new infastructurewill improveliving standardsfor the hosts (see Ahnnex; (c) Socialand Cultual Aspects. Surveysindicated that about70 percentof the host populaton were aware of the proposedresetdement plan. The majorityof theseindicated that the programwill havesignificant effects on their livelihoods,and abouttwo thirdsseemed willing to accmmodatethe reb4der families. The indicaionis that the socioculturlimpacts will be acceptableprovided that the host villagers are not made worse off economically. 24. Otheraspects provided for in th* resettlementprogram include: (a) Grievancesand Complints rocedur. A mchanism based on the Vilage Committees,which represent the villagersindependenty of the regulargovernment structure, is provided. If a mattercannot be resolved at the VillageCommittee level, proceduresare providedfor refring the matterto the local governmentand, subsequently,to highergovement levelsas neededup to the provinciallevel; O) SafetyNets. If resetters or hostsare unsuccfl in achievingsasfactoy incomelevels, they will haverecourse to a specialReservoir Ara Support Fund, whichguarantees minimum incomes if farm or nonfarmlivelihoods fail to meettheir minimumneeds. Applicantsto theFund will be refeed throughthe villageleader to the CountyResettlement Office. This Fund will remainin placeuntl Ministryof WaterResources (MWR) deems that - 200 - ANNEX 16

the Xiaolangdiresettlers and affectedhosts are no longerat any partcular risk; (c) Transport Capacity for Relocation. This has been a problemon other resetdementprograms and specialprovision has been madeto ensureth4 there will be adequatetransport capacity for movingresettler fanilies from existingto new sites. - 25. Implementtionof the planis alreadyunder way for resettlerfamilies in the constructionarea; of the 9,970 people (2,330families) in this area, some4,000 (950 families)rpresenting 40 percentof the total have been movedto host villges in -the construction.campvicinity. By June 1994,it wasplanned that all wouldhave been moved. A inpectionof the 900 familysituation made by the WorldBank mission on October23, 1992, includingdiscussions with the resetders,indicated that the resetders were quite satisfiedwith YRCC's managementof them thus far. Income in four of the resetder villageshave increased by 10 percentto over 60 percentwithin the first year (Table1). The floor space area for housingfor resettlersis slightlyhigher (Table 2) ta that previouslyowned but the quality of housingis infinitelysuperior. The frmland is decrsed slightly. 26. The resettlementplan also make provisionfor monitoringand reportig. Specialrportng formswill be completedby resettlementpesnnel at xiag or vilage level, and submittedto provincialand municipalresetlement bureaus. These will be submittedto the YRCCResetdement Office and enclosedin the constuctionprogress reportssubmitted by supervisingengineers. 27. YRCC has engaged independentqualified social scienfsts to conduct individualevaluatons of resettlers' socioeconomicprogress. This service aims at evaluatn, and reportingon, the level of living conditionsand social servicesof the affectedpouation, both before and after resettlement. The evaluationwill be done annualy. 28. In summary,the projectresettlement and reestablishment of livelihoodplan is judgedto be the mostdetailed arnd competent yet developedfor a majordam project in the developingworld, and it is believedthat, withcontinuous periodic monitoring the plan will be successfulas is alreadyseen in the 900 familiesresetted so far. Basedon the plan, noneof the resetters or hostswill be disadvantaged. CulturalHeritage 29. Thereare no culturalheitage relicsthat will needto be removedas a result of consructionof the newresetdement villages or farlands or industral enteprises. - 201 - ANNX 16

Inpact on the PhysicalEcological Environment 30. PubllcHeat. Thepevalent communicablediseases common in the study area includemalaria, encephalitis, hemorrhagic fever, brucelosis,paragonimis, and sanitation-relatedenteric diseases including dysentery, hepaitis and typhoid. 31. Theproject will markedly change the hydrologyof theYellow River thrugh the creationof a reservoir,and providingan opportunityfor incrsed irigationof the sufroundingand downstream grcultural areas. hee changeswill modifythe ecological conditionsfor vector-bornediseases such as malaria and encephaitis, and for communicablediseases such as dysentery,hepatis and typboid. Inundationof the reservoirarea will also force the out-nugrationof rats, resuting in a possiblehnresd incidenceof hemorrhagicfever in the surroundingarea and population. The inflE of constructonworkers could icese the risk of both insect-borneand sitation-related entericdiseases in the vicinityof the constructionand host areas. Other Fonmsof Impact Analyzed 32. Otherforms of impactanalyzed included: fisheies (in-stream,aquautr); water quality; inundationof physicalresources; landslides in the rewvow, resevi seepage;reservoir area clearng; rare speciesand specialhabitats; wetlands; and globa environmentalissues. The analysesshowed that the adverseimpacts on theseaspect of the environmentwill generallybe smalland/or controllable.

E. ENVIROnMTAL MANAGEMENTPLAN 33. A salientfeature of the recommendedennmen protectionprom is mplementationof an Ennment ManagementPlan, fuly fundedthrough the proect Ihe Plan includesprovision for an Envinmental agement Office(EMO) which wil have lead and coordinaing resosiblity for implementingall needed I t protectonmeasr including: (a) Managementof continuingperiodic monitring for a_ssing the actual effectsof the proect; (b) Plmanningand implementationof neededcorrection meares (publicheath and saniton, industial effluents,culturl relic removal and resevoir clearin identifiedthrough the monitoringprogram; and, (c) Preparationof routineperiodic reports (and specialreports, when needed) for disrbution to concernedGovernment Agencies and to the Banik

34. The presentxaolangdi EIA teamwill formthe core staff of the EMOand will assist in the transiton period to get the Officefully functionalas expedtiousy as possible. The EMO will make appropriateuse of the resou of all concened GovemmentAgencies including parcipation in monitog and needconrectin meaur. -202 - A 16

35. PublicHealth and SanitationPlan. The publichealth vector control and sanitationprograms to be implementedare summarizedas follows:

(a) Malaria. During the constructionphase, medicalscreening of construction workersfor carniersof malaria(as wellas othercontagious diseases), and routine sprayingof constructionsite buildingsand breeding areas to control mosquitoeswill be undertakn. TheEA reportrecommended that mosquito control be carried out usingBacillus druingiensis serovar israliensis (Bti), which is a biologicalalternative to chemicalinsecticides. During the operationphase disease preventionto be undertakenin both the reservoir and irrigationareas comprisesperiodic medicalchecks of the affeted populationto deternine malariaincidence, and periodic monitorig of potentalmosquito breeding sites for anophelinelavae to detrmine theneed for special control measures. Specialcontrol will include sprayingto controlanopheline larvae, habitatmodification where cost-effective, and medicalprevention and treatmentprograms. 0b) En alti. The encephalitiscontrol program is similar to that for malaria,except that differentmosquito species are involved. (c) HemorrhagIcFever. Ratsare the principalvectors of hemorhagicfever. The preventionand control program to be implementedduring the constructionand operationstages consists of: (i) destructionof rodentsin thearea inundated prior to inundation;(i) monitoringrodent density and the incidenceof hemonhagicfever in the control area in the year pnor to inundation;and, (iii) monitoringafter inundation,and applyingrodent controland medicaltreaunent as required. (d) Saniation-RelatedEnteric Diseases. Entericdiseases will be controlled by hygiene,provision of cleanwater and adequate sanitation facilities at the consuton site. Contractdocuments will require construction contractors to comply with relevantprovisions and the Envinm tal Management Office will monitorcompliance. In resetleme areas, clean water and adequatesanitation facilities will be providedin the hostareas and vilag for controllingentexic diseases. 36. Induial Effluents. A total of 84 industriesare exeted to be built absorb resettlr. The fist 31 industriesalready exist. A detail breakdownof the industrialprofiles are givenin Chapter3 of the SAR. Preliminaryassessment has been performedon all the first-phaseindustry. All liquidand gaseouswaste will be treatedto conformto NationalEnvirnmental Standards. Since there is a widerange of industies pead over a eight-yearperiod when the plans will be put intoproduction assurances will be obtned fromthe Borrowerthat whenthe industrialplants are designedthere will be deailed impact sment will be performedand EIA and proposedtreatment facilities will be approved by the provincial EnvironmentalProtection Bureau before the constructionof the plants. - 203 - 1

37. Culta Relics Protectio Meus. Ie folowinggudelines shall be followed,based on principlesestablished by the National Adminis Bureauof Cultbal Relics: culural relicsm the affectedareas shallbe sahged prior to the beging of consruton and impoundment;undeground relics sa be idendfiedthrough a drlling progxam vering90 to 100percent of the relicsdistribudto zone, and it is anticipatedthat excavationof the majorrelics will cover5 to 10 percentof the zone; surfce zelicsshal be salvagedsepately fromthe progam outlinedabove. Mhemost signifcant items shall be eite removed, dismantledand relocatedor sampledafter survey and drawing dependingon theirvalue and quality; the uneathedrelics dsa be kept,dqending on ther value, in countycutural relicsstaions or in museumsat prefecure,municipal, provindci or nationallevels. 38. Undergroundrelics will be handled,according to theirvalues, by meansof exploration,excavation or recoding. Generalexplortion and pncipal ecavation wil be conductedfor suchunderground relics of highertecical valuesas histrcal sitesleft fromthe NewStone Age, ancienttombs, china 1lns,etc. The total expltn area wi be 5.501x 10' m2, and an area of 5.44x 105m will be excavated. For thosehisoria sites that are seriouslydamaged or whichhave low values,proper inforation wil be gatheredand recorded. Thereare eightsites of thiskdnd that are distributedin an ares of 2.36 x 105n 2 (i.e., ChihetanHistrical Site,Qiaohe Site, MaogongTomb, Xaogou Tom of the Han Dynasty,Xiaogou Mil Channel,Dejiao Tombs of the Han Dynasty,Luoyu Zoneof faunafossils, Luoyu Tombs and BaigouTombs of the Han Dynasty.) 39. Relicson the surface will be removed,dismtled andrdocated or surveyed, mappedand sampledin light of their values. Relics to be rdocated includeShiman Grottoes,Xiwo Grottoes, Balihutong staues on cliffs,Qinghe statues n cliffs,stone lions andancient stelae. Relocationand recnion of theTangdi Temple, which is of higher histrica and architectrl value, is required. In general,though, it is unnecessayto reconsuct such ancientbuildings as temples,palaces or ancientresidences. The main componentswill be removedand sunreysand drawings will be kept. 40. The NationalAdministive Bureauof CulturalReLics shal be rpoie for the salvationof the XLD Project-relatedrelics. Henanand Sbarxi Culal Relcs Bureausshall be in chargeof the detabedimplemenion, andte enanBureau set up XiaolangdiCulturl RelicsPreservation Team in 1992. The EMOof YRWHDCshall assist the NationalAdministve Bureauof Cultral Relicsin monitorngthe actvit performanceby provincialbureaus. F. Ovzm" ASSrSSM 41. Tne Xaolangdi Rettlemt Project, as planned, representsa sound reselemet development/economicproject. Especiallysgnificant is the deailed comprehensiveattention given to the detailsof t, rep nting a pioneering approachfor major damsin Chinaand in Asia by whichIt b proposedthat all possible effortis being madeso tat no resetler wiXlbe dieand mostreseters will sig ay benefitfrom the project Tabb I: STAIm CS oF HouSiN¢ I FVE VIuAGES BEFOR ANDAF1 RELUCON

Items / Villages Xiaolangdi Heqing Shiyuanpo Liaowu Shuangtano lousing Ares before mvoing 38349 12431 28668 43362 1971 (sq.m.) - after moving 47495 11960 27874 43155 2162 AverageArea beforemoving 36.18 31.96 36.61 35.87 30.80 of Housing (sq.O.Iperson)after moving 42.90 29.80 35.60 35.70 33.78 dwellingcaves: beforemoving 682 402 58S 622 352

Types of houses 322 602 421 382 652 Housing sngle storied 2 premadebouses: 662 842 692 742 712 aftermoving double storied premadehouses: 34Z 162 312 262 292 with compensation 4.4167 1.6439 3.6825 5.8624 0.2859 Cost for Housing with saving 0.35 0.09.5 0.255 0.315 0.018 Construction (Million Yuan) vith borrowed oney 0.305 0.102 0.22 0.496 0.021 Table 2: SuMMARYOF RELoCATEES'INCOmE (Yuan/person)

Items/Villages Siaolangdi Shiyuanpo Reqing Liaowu Shuangtang let Income in 1992 167 144 170 550 243 servicessector, smallpar project project project projectconstruc- from construction,construc- construc- Sourcesof the tion,part of project servicesand tion, tion, PresentIncoma ' agricultureand constructionagriculture tertiary tertiary newly-built and industriesindustries enterprises agriculture and and agriculture agriculture Net Income in 1993 S5o 330 320 610 380

Note:I this able, the net incomeof relocatoesin the five villagesin 1992is quite low. The droughtduring 1991-92in this area resultedin crop failures. On the whole,there is no questionabout the increaseof the reloctees' incomesafter relocation. Table 3: SuAnT[ONOF THEHOSr V=AGES AlTR LAm REQULsmOK

Items I Villages Yingzhuang Wangzhuang Dongliuyang Song(townsl..p)

Land Requisitioned 120 (mu) 730 1000 1800

Land Compensation 0.21 1.20 4.50 not clear yet, (mil. yuan) (go to villages)

Received Land Comp. 0.16 1.00 1.50 1.20 (mil. yuan)

Farmland before 1.9 (mu) 1.6 1.7 1.23 per person after 1.7 (mu) 1.2 1.3 1.2

EconomicActivities irrigationwells, irrigation extensionof telephone Planned/Undertaken telephonenets, construction, freight yard networks for with Land construction transport at train resettledand Compensation industries. business, station for host villages, chemistry 500,000 yuan, resettlingtotal plant. piggery with 1,500 people fish ponds for (alreadydone 450,000 yuan, 271 resettlers). public facilities and middle school

Note:The compensationpayment for famlnd varies with the quaihtes and locatons of the land. The ;ingtd land is usuallyreimbursed for 3,800 to 4,500 yuanmu in this resevoir project,while the drylandmight be paid for some Y 1,7001mu.The land nearbycity like Luoyanghas higherpayment rat. - 207 - ANNEX16

Table 4: SuWARY OF ENvmoNMNAL REVIw it SUU*Mw

CritriaFator RS o ExistiPg IS to New/Relaimed RS to Usbn Setor Agral Arm - A _ item OK=f See RS Tog OK-f See RS Ten OK=ot See R Text Sctions Sections Sct,ions

1.Fo Risctd.r _ _ 1.1 Housing f Ro10 10 f 10

1.2 Housingaism 11 1 - 11 1.1 Water supply if 10 / 10 of 10 1.2.2 ExoretDispoa t1f o 10 Sf 10 1.2.3 Solidwaa f 10 of 10 if 10 1.2.4Drainage If 10 o 10 Sf 10

1.3 Exnal supportfacilitis _ _ 1.3.1 Healtbic If 10 of 10 of 10

1.3.2 Roads If 11 of 11 S 11 1.3.3 Schoobls f 10,11 of 10,11 10,11

1.4EqUalainppotti of 5-9 . of 1SC ompenszion for lost inome of 13 / 13 f 13 1.6 Povision of needodtainig _ 14 14 If 14

2. For Host Commuity _

2.1 Water Supply of 10 ./- 10 Sf 10

2.2 Hoal clinic S 10 - 10 of 10

2.3 Roads I - 11 11

2.4 Schoob S 10,11 - 10,11 _ 10,11

3. Cultuallssues _ _ _ _ _ - 3.1 Aceptan by host coramuniy 8, 9 If 8,9 Sf 8, 9 3.2 Reloato with samlsiimiar ethnic group / 7 / 7 7 3.3 Minium fasibe disnnoe to host ara / 7 If 7 7 4. Sheduling adequacy of 14 101 14 101 14 5. provisionof Envionmental Reure / 7 I 7 S 7 6. YRCC/LocalGovenmenss Collabortion o 14 of 14 / 14 7. Monitoing ByEMO f 14 Sf 14 14 8. Provisionfor Complaintsby Resetlr 14 14 14

Note: The are somegaps in the tabulationbecause the resettlment planning has not yet finishedtiese detils; / = completedOK; RS Text refers to ResetlementMain Volume, Ref Al. Annex17. - 208- ANNXJ17

SELECTEDDOCUMET AND DATA AVAILABLE IN TUE PROJECT FILE U

A. Reporb ad StudiesRelated to the Project A.1 XiaolangdiMultipurpose Dam Project Brief, RPDI-YRCC& CIPMJoint Venture(September 1992) SummaryReport ResettlemntMain report Vol. IX ConstructionZone ResetlementImplementaion Plan Vol. IX-1 Detled Designof ResettlementPlan BelowEL 180 Vol. IX-2 - DetailedPlan for MengjinResettlement Vol. IX-3 - PrilotProject Plan for aolangdi VillageResettlement IX-4 - Reporton ement Planningfor YellowRiver Flood Plain IX-5 - Reporton ResettlementPlan for the Three DownstreamCounties IX-6 - YuangquCounty Resetdement Plan (Basedon the HouheReservoir) IX-7 3FeasibilityStudy of Dryland Farm Expanion for Mianchi ResettlementIX-8 - LdndCarrying Capacity Analysis of Xln'an and MianchiCounties IX-9 - AgigdcltualSDevelopment Backgrounds in Jiyuan, Mengjinand Xln'an IM-10 - Results of HouseholdSurveys IX-li - FeasibilityStudy of IndustialRe ementat CountyLevel IX-12 - A Reviewof Womenin Developmentwith Respectto the Proposed XaolangdiProect (WID)IX-13 - Milestonesof ConsultationDuring Resetdement Planning IX-14 - AnalysisReport on the PresentIncome Level in the AffectedAreas DC-15 CompensationStandards for AffectedPopuladon and IndustrW Ilitutions IX-16 Studyon NonagriculturalResetdement Criteria IX-17 FeasibilityReport on TypicalProjects for NonfarmResettlement at CountyLevel IX-18 FeasibilityReport on Iypical Projects for Typical Agricultural ResettementIX-19 l Mkstn of willa be lable to tbe pubc. - Brief Report on th Grevances and Appeal Procedwresfor RelocateesD-20 - SummaryOf Reett t CostEstimate IX-21 A.2 XiaolangdiMultipurpose Poject Brief - vinmal Summay Volume 10, RPDI-YRCC& CIPMJoint Venture (September 1992) A.3 XiaolangdiMulipurpose Proect Brief- EnvironmentMain Report Vol 10, RPDI-YRCC& CIPMJoint Venture(September 1992) A.4 XiadlangdiRe ent ProjectBef - Envonment Impct Assessmen, RPDI-YRCC& CIPMJoint Veture (Septmber 1992)

A.S XiaolangdiMipurpose Prect - ResettlementMas Vol Xm, RPDI- YRCC& CIPMJoint Vetue (Setember 1992) A.6 China: YellowRiver Basin Investnwt PlamdngStudy, Report No. 11146- CHA,World Bank A.7 Cbina Invluntary Re nt Study, Reportno. 11641-CHA,June 8, 1993 A.8 East Asia RegionReport on Rement for the Bank-WideResettement Review,December 1993, (Intemal Docment) WorldBank A.9 Xaolangdi Multupose Project Resetlent SummaryReport, RPDI- YRCC& CIPMJoint Venture (September 1992), Deember 1992 B. WorkingPapers B.1 XMaolangdiMulpurpose Dam Project Nonaicultual Component,UNISO B.V., Netherands,November 1993 B.2 Suppt Servicesfor Reocte' Socia Adjustment,Zong Cheng Lin, Cosultant, November1993 B.3 DetailedProject Schedules, Appraisl Mission,-November 1993 B.4 DetailedFarm Models,Appail Mision, November1993 na

I~~~~~~~ MAP SECTION nternotona' Boundorles CHINA ) Province Boundartes i < ChlnafA XIAOLANGDI RESETTLEMENT PROJECT Mongola RESETLEMENT MACRO SITE LOCATION AND DAM SITES

Inner Mongola Plan, '

A InteriorBasin 1 Fen Plain nO. ,t ','," _- 4? . ' * ;"_ _ fft. V- h _WT, . -. -o 5., wr f 0*.ib 4 -Vw of .y m- .P.

41~~~

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> ~~~~~~~~~~~~~UDo*gping Lake Flood))iYeriAQ. At" CatehzeogoAm 1.Ljai AmPlo~dodRh ~if Dy*etBlob,6. Sane a 14. Dania > J 7.*Snhnog Samhungong 15.5

Kmi MUwo ReSdamt Site Plm4 Dam/Power niu 8. Yanguoxia 16. Daliushu 040-) 2 Yellow Rim Floodpiala internationol Boundaries -t ProvinceBoundaries CChinahina: Xiaolangdi Resettlement Projct Mongolia Industrial Income (1989) & Resettlement Areas

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I. r o2D0aceplaliCO h Resettlement Areas > So boundaries. ~~~~~ 2D 40 ~~0EDJ Eli( lnternotionol Boundories C 1(Hu't: Xi cXaoK7 i rsWlWmCPii ! Province Boundaries Agricultural Income (1989) & Resettlement Areas

Uow (~~~~~~~nwo

Area Of Map

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KM 1997-2011(O3 ,2ZPetson) 8 0 0 - 8 > / %~~~~~~,'r1oy udgment on the tegM J \ 1\ /~status of any tefftory, / Rt > 800 boundaes.or acceptance ot such 0 2 China: Xiaolangdi Resettlement Project - I_eProvinceBoundaries Population Density by County in Resettlement Areas

-- - ' ....---- ...... … ...

~~~ / ~ ~ ~ ~ ~ siiasi ~~~~~~~------

* 1992I2994(9,970 Perons) D- 10 * 1993-1996(21,044 Person,) Li] 400- 200 C- ( Persons]00 - 800 Aeags [ 914M697MlS Ther dos co/orsnot---/ K200 Resettement o;\~~~~~otJ X g~£ thdis intorrnaiovnd map 19931996 (21,044 Penro") 4060p ) / ) / °~~~~mpOy,on nthepar dofnt , S ! Si 9 l r~~~~~~heWoHdBaEr, Group, w (,MQ2 Pe n) 1M 8 - the Km °1997-2011 6_ \ F / e~~ny juegmcnt on legal ,, I_ I \ / ~~~statusof ony terrntofy, / UsI \ / ore~~at ny endorsement **_> r 20 400 Reettlement Arma > 8 . ._._ / < | / boundadereies.nc °f5c0