Income and Livelihood Restoration Program Report

February 2014

VIE: Mong Duong 1 Thermal Power Plant

Prepared by Viet Nam Electricity (EVN) GENCO 3 Thermal Power Projects Management Board 1.

EVN GENCO 3 Thermal Power Projects Management Board 1 (TPMB1)

MONG DUONG (2 x 500MW) THERMAL POWER PLANT PROJECT

INCOME AND LIVELIHOOD RESTORATION PROGRAMME REPORT Contract No: TPMB1-EVN/ADB-2610L2MFF-Consulting-002 February 2014 Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

TABLE OF CONTENTS

1. Introduction of the project ...... 6

2. Objectives of Income and Livelihood Restoration Planning ...... 6

3. Entitled People to participation the IRP ...... 7

4. Policy Framework ...... 8 4.1 National Policy Framework...... 8 4.2 Province Policy Framework ...... 9 4.3 ADB Policy Framework ...... 9

5. Socio- Economic Profile of the affected households ...... 11 5.1 Labor and employment structure ...... 11 5.2 Income Sources ...... 11 5.3 Monthly Income of Affected Households ...... 12 5.4 Vulnerable Groups ...... 13 5.5 Gender ...... 13

6. Results of Consultation with Affected Households and Stakeholders ...... 13 6.1 Identify Stakeholders ...... 13 6.2 Consultation with Affected Households, Vulnerable Groups ...... 14 6.3 Consultation with local authorities and mass organizations ...... 14 6.4 Consultation with Relevant Partners (DOLISA, Department of Economics, Agricultural Promotion Center, Provincial WU, Women Union Vocational Schools, etc) ...... 14 6.5 Results of Community and Other Stakeholders Consultations ...... 14

7. Income Restoration Program ...... 15 7.1 Income restoration models ...... 16 7.1.1 Organizing vocational training courses and job recommendations for members in the working age of the AHs ...... 16 7.1.2 Develop the models of Acacia cultivating to strengthen productive capacity in the remaining land...... 18 7.1.3 Develop the breeding models training those are applied new breed, new technique (to rear the cattle such as cows) ...... 20 7.2 Allowance for Living and Production Rehabilitation: ...... 22 7.3 Communications/capacity building activities...... 23

8. Cost estimation ...... 24

Page 2 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

9. Implementation Arrangement...... 29 9.1 The principles for the implementation ...... 29 9.2 Implementing Arrangement ...... 29 9.2.1 GENCO 3 ...... 29 9.2.2 Thermal Power Project Management Board 1 (TPMB1) ...... 30 9.2.3 Assigned Compositions of the parties involved ...... 30 9.2.4 Responsibilities ...... 30 9.3 Implementation Procedures ...... 31 9.4 Activity mechanism of the Steering Committee of the IRP ...... 31

10. Implementation Schedule ...... 34

11. Monitoring and Evaluation ...... 37

Page 3 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

List of table

Table 1 People who are entitled to participate in the IRP ...... 7 Table 2 Situation of Employment of Affected Households ...... 11 Table 3 Main Income Source Structure of Affected Households(%) ...... 12 Table 4 Income Bracket of Households (Unit: VNĐ) ...... 12 Table 5 Training for Communications/capacity building awareness ...... 23 Table 6 Summary of Cost Estimation for the IRP ...... 25 Table 7 Vocational Training for the member of affected households ...... 27 Table 8 Cost estimation for supporting the Acacia Cultivating model ...... 28 Table 9 Cost estimation for supporting the livestock model (to rear the cattle) ...... 28 Table 11 Implementation Plan for livelihood restoration activities ...... 34

Appendix

Appendix 1 List of the affected Households ...... 38 Appendix 2 List of vocational training centers in Quang Ninh province...... 45 Appendix 3 Comparison between pre-project income and expected incomes gained from proposed income restoration programs mentioned above ...... 49 Appendix 4 Registration forms for Income Restoration ...... 51

Page 4 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Abbreviations

AP Affected Person

AH Affected Household

DOLISA Department of Labour – Invalid and Social Affair

IRP Income Restoration Program

PPMU : Project Provincial Management Unit

DED: Department of Economic Development

WU: Women Union

ISC: Implementation Support Consultation

DOLISA: Department of Labour, Invalid, and Social Affair

PC People’s committee

TPMB1: Thermal Power Management Board

Page 5 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

1. Introduction of the project Mong Duong Thermal Power Plant complex with a total combined capacity of 2’200 MW, is located in the Mong Duong (Cam Pha town, Quang Ninh province). It is situated along Highway 18, 300 km of and 18 km from the Center of Cam Pha town. The Project site is located at the mouth of the Mong Duong River and includes one ward (Mong Duong) and one (Cam Hai). The objective of building this Plant is to increase the capacity of the thermal electric power source and contribute to the stable supply of electricity throughout the year and especially in the dry season when the hydro plants do not generate much of their maximum capacity. The Mong Duong Thermal Generation Plant complex needs a large amount of fresh water from Quarter Four, 2013. It is calculated that, the combined Plant needs 15.000 m3 of fresh water per day. A fresh water supply system therefore must be constructed to serve the project. The system consists of the reservoir, the pumping station, the 10 KV power supply to serve for the pumping station, the water pipe line, and the access road. Of which, only the Reservoir area and the Water Pineline area relate to land acquisition and resettlement.

2. Objectives of Income and Livelihood Restoration Planning The IRP focuses on the APs as a result of involuntary acquisition of land for the Project. The land acquisition process is considered as involuntary when project affected people (APs) or communities do not have the right to refuse land acquisition resulting in displacement. Land acquisition in a project might lead to displacement for the local communities. For the ADB, there are two types of displacements: physical and economic. Physical displacement is defined as the actual physical of the people leading to relocation, loss of residential land, or loss of shelter, whereas the economic displacement refers to loss of reproductive land or assets, access to reproductive assets, income sources, or means of livelihoods (Source: SPS, 2009). This project requires moving both physically and economically. Therefore, Income Restoration Plan (IRP) was prepared in order to (i) ensure entitlements for Project affected persons (APs) are prepared in a transparent, consistent and equitable manner;(ii) identify severe APs that require assistance other than cash compensation to restore their livelihoods; (iii) design and implement the measures for income and livelihood restoration; and (iv) establish monitoring and evaluation mechanisms on IRP implementation. The aim of this IRP is to minimize the adverse impacts of the Project and to ensure that income and livelihoods of AHs will be restored and improved better or at least equal pre- project levels.

Page 6 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

3. Entitled People to participation the IRP People who are entitled to participate in the IRP are the severely affected households due to loss from 10% or more of productive land (such as agricultural and, aquaculture ponds, gardens, etc) or loss from 10% or more of income source from livelihood activities, relocated households and the vulnerable households (such as poor HHs, HHs with heroic Vietnamese mothers, invalids or martyrs families, HHs with disabled persons, single woman headed- household, ethnic minorities who are specified in the 2003 Land Law, Decree 197/2004/ND- CP of the Government of Vietnam and the compensation, assistances and resettlement policies of Quang Ninh Province(refer to entitlement matrix table in the RAP 2012). In the scope of the IRP, a fund for the development and implementation of specific programs is established based on the need assessment to participate in the economic development models of the affected households or group of affected households. In the meantime, the Program also takes into account the priority on programs to improve income and livelihood for the vulnerable households. The survey result showed that, of total affected households, there are 186 households are entitled to participate in the income restoration program. These are the households whom losing 10% or more of productive land, of which, 37 resettled households and 20 households belong to vulnerable group ( include: the household who lose 10% or more income source, and relocation, the ethinic group, the poor household, the woman lead of affected households impacted by the project)

Table 1 People who are entitled to participate in the IRP

Lose from 10% or more of Lose from Vulnerable TOTAL agricultural land without relocating 10% or groups 10%-30% 30%- 70%- more of Lose from 70% 100% agricultural 10% or more Project land and commune or of income relocating source, ward and/or relocation

Reservoir 20 20 23 37 20 120 Component

Mong Duong 18 10 13 37 120 20 Pipeline 51 15 0 0 0 66 Component Cong Hoa 29 9 0 0 0 38

Cam Hai 22 6 0 0 0 28

Total 69 25 13 37 20 186

Page 7 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

4. Policy Framework This section outlines the principal policy and legislative framework that pertains to land acquisition and involuntary resettlement in Viet Nam. It provides a summary of the relevant ADB policies and Viet Nam Government policy. The ADB policies facilitate the resettlement of property owners without the undesirable conditions imposed upon them by local legislation. Both the local and international legal frameworks provide adequate compensation, support to affected private and public parties in a transparent manner even when expropriation procedures are used and the land is acquired through public interest. In other words, the international and national policy/legal frameworks complement each other in providing residents of affected settlements resettlement options. They also ensure that those who opt against resettlement benefits would receive compensation at replacement cost.

4.1 National Policy Framework The current documents directly related to the policy of livelihood support policies and income restoration due to land acquisition and resettlement include:  Decree No.197/2004/ND-CP, on compensation, rehabilitation and resettlement in the event of land recovery by the State.  Circular No.14/2009/TT-BTNMT dated 1/10/2009, guiding to implement Decree 197/2004/NĐ-CP.  Decree 69/2009/ND-CP of 13/8/2009 regulated on Land Use Planning, Land Pricing, Land Acquisition, Compensation, Assistance and Resettlement.  Decree No.84/2007/ND-CP, which stipulates issue of LURC, land acquisition, land use right implementation, procedure of compensation, and assistance in the event of land recovery by the state and grievance redress.  Circular No.14/2008/TTLT/BTC-BTNMT guiding to implement some articles in the Decree No. 84/2007/NĐ-CP  Construction Law 16/2003/QH11 on compensation and relocation of people affected by ground clearance for investment projects.  Decision No. 1956/QD-TTg 27/11/2009, the Prime Minister approved "Vocational training project for rural labors til 2020".  Joint Circular No 112/2010/TTLT-BTC-BLĐTBXH dated 30/7/2010 of the Ministry of Finance and the Ministry of Labor-Invalids and Social Affairs guiding the issuance, management and use of agricultural vocation training pilot cards fromthe budget of national target Program of Employment and Vocational training and Circular No. 128/2012/TTLT-BTC-BLDTBXH on amending and supplementing Circular No. 112/2010/ TTLT-BTC-BLĐTBXH. (There are three types of cards: red card for rural workers to be eligible for preferential policies, people contribute to the

Page 8 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

revolution, the poors, ethnic minorities, the disabled, people who are recovered their cultivation land are supported for short-term vocational training (vocational elementary level and vocational training less than 3 months) with maximum support level is 3 million dong per person per one training course  Decision 52/2012/QD-TTg dated 16/11/2012 issued by the Prime Minister, which regulated on policies of vocational training and job creation support for labors who are acquired their agricultural land. Accordingly, supported objects the labors who directly participate in agricultural production which their agricultural land is recovered by the State without compensation land to satisfy the conditions: permanent residence at households with agricultural land recovered; people at working-age; there is a need for vocational training, job change, job search, job creation loans. Employees are entitled to support policies in a period of 3 years after the land acquisition decision. The forms of support include support training (short-term, intermediate, advanced levels); support the domestic job as well as foreign one. This Decision takes effect on 1/1/ 2013.

4.2 Province Policy Framework Quang Ninh Province People’s Committee Decision 499/2010/QD-UBND of 11/2/2010 (decision regarding compensation, support and resettlement when the state acquires land in Quang Ninh Province) provides details for the application of compensation, assistance and eligibility regimes set out in Decree 69/2009/ND-CP. Decision 1221/QĐ-UBND dated 29/05/2013 issued by the PPC, approved the budget allocationto implement the pilot project of agriculturally vocational cards providing for rural laborers in Quang Ninh province in 2013.

4.3 ADB Policy Framework The ADB Safeguard Policies applying to solve the negative impacts of the CSEDP consolidates three existing safeguard policies: (i) involuntary resettlement policy (IR, 1995), and guideline for implementation F2/BP (9/2006), (ii) Safeguard Policy Statement (2009). Closely associated with two social safeguard policies is the Policy on Gender and Development (1998), Ethnic Minorities Policy (EMP, 1999). The population of the commune mostly affected by the project, Ward No. 10, is inhabited predominantly by members of the two ethnic minorities living in this area, Dao and Tay, while in the area affected by the pipeline, the majority is Kinh. It is evident that project impacts affect mainly representatives of ethnic minority groups. Therefore it is justified - or required - to put emphasis on this aspect in the entire implementation process of restoration programs

Page 9 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

The objective of ADB Policy on IR is to avoid or minimize the impacts on people, households, businesses and others affected by the acquisition of land and other assets, including livelihood and income. Where resettlement is unavoidable, the overall goal of the ADB policy is to help restore the living standards of the affected people to at least their pre-project level by compensating for lost assets at replacement costs and by providing, as necessary, various forms of support and assistance. Following are the key principles in the Bank’s policy on involuntary resettlement: a. Involuntary resettlement should be avoided where feasible. b. Where population displacement is unavoidable, it should be minimized by exploring all viable project options. c. Preference will be given to land-based resettlement strategies when affected livelihoods are land based d. All compensation is based on the principle of replacement cost. e. Each involuntary resettlement is conceived and executed as part of a development project or program f. Affected people should be fully informed and consulted on compensation and/or resettlement options. g. Institutions of the affected people, and, where relevant, of their hosts, are to be protected and supported. Affected people are to be assisted to integrate economically and socially into host communities so that adverse impacts on the host communities are minimized and social harmony is promoted. h. The absence of a formal legal title to land is not a bar to ADB’s policy entitlements. i. Affected people are to be identified and recorded as early as possible in order to establish their eligibility through a population record or census that serves as an eligibility cut-off date, preferably at the project identification stage, to prevent a subsequent influx of encroachers of others who wish to take advance of such benefits. j. Particular attention must be paid to the needs of the poorest affected households and other vulnerable groups that may be at high risk of impoverishment. This may include affected households without legal title to land or other assets, households headed by women, the elderly or disabled, and ethnic minority peoples. Appropriate assistance must be provided to help them improve their socio-economic status. k. The full costs of resettlement and compensation should be included in the presentation of project costs and benefits. l. Budget for relocation and rehabilitation comes from ADB loan financing for the project, to assure timely availability of the required resources and ensure compliance with involuntary resettlement procedures during implementation.

Page 10 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Other policies of the ADB should be applied in making and implementing resettlement plan and income restoration program are (i) public information policy (3/2005) and implementation guideline L3/BP (9/2005), and (ii) explanation mechanism (as showed in the implementation guideline L1/BP guide, issued on 29th October, 2003).

5. Socio- Economic Profile of the affected households

5.1 Labor and employment structure Surveyed AHs in Mong Duong commune have a combined total of 224 members. Of these, nearly 108 people are employment from 15 to 60 years old, and 10 People is unemployed and 2 others people are seeking empoyment. In Cong Hoa, among140 members who have employment belong to the 15 to 60 age group. Surveyed AHs in Cam Hai commune has 71 members. Of the total, 24 people are employment between 15 to 60 years old. Around 6 people are unemployed, while 1 person is seeking the job. Most of the labors in the project areas are working for as farming workers for large farming owner, working in coal mining , storage and trading, wood processing company etc. (see the table below).

Table 2 Situation of Employment of Affected Households

Mong Duong Cong Hoa Cam Hai Commune Ward Commune Total No. of No Employment No. of APs No. of No. of No. of No. of No. of No. of AHs AHs APs AHs APs AHs APs (HH) (perso (HH) (person) (HH) (person) (HH) (person) n)

1 Employment 108 202 36 140 24 71 168 413

2 Unemployed 10 21 2 3 3 6 15 30

Seeking 0 3 1 1 0 1 1 2 2 employment

5.2 Income Sources The below table shows the structure of income sources of the afffected households (include the primary income income sources of the household head and the other members of the households. From this it is quite clear that the main income of the Mong Duong is from forest plantation and agriculture (with 96 households get primary income from agriculture (30 hhs) and acaciaplanting (66 hhs). Each AP household has 4.5 ha of Acacia on average (from 2.0 to 8.0 ha, depending on the number of family members), and one ha of Acacia trees can be sold at a price of 30.000.000 VND after six years of growth. Beside the primary income, the affected household in Mong duong ward add secondary income from other activities such as acaciaplanting (25 hhs) agriculture (10 hhs) and also from the coal mining and business In Cong Hoa commune, the most important primary income of the household is from business (10 hhs among 38 households) meanwhile the highest secondary income is from acacia Planting (7 hhs among 22 interviewed hhs). All the affected households are trying to restore

Page 11 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

their production capacity to creatjobs for their family member’s. However, both of their primary and secondary income are considereably affected Cam Hai comune has higher main income sources from Acacia Planting/Forest (16 among 28 affected households). The fishing households who are affected by the project are trying to keep their fishing activities in other sections of the Mong Duong river and other places. And they have also trying co get income from the secondary income such as from agriculture (5 hhs), acaciaplanting (5hhs) and other source of income (5hhs). In general, the main income of the Cam Hai local will be decrease by the project impact.Structure of household income is shown in the table below. Table 3 The primary and secondary income sources of Household’s head (HHs)

Cong Hoa Commune Mong Duong Ward (hhs) Cam Hai Commune (hhs) (hhs) Categories No of Income source Primary Secondary Primary Secondar Primary Secondary Income Income Income y Income Income Income

1 Agriculture 30 10 8 5 3 5

Acacia 2 Planting/ 66 25 9 7 16 5 Forest

3 Aquaculture 2 0 4 5 2 0

4 Coal Mining 5 1 2 1 2 0

5 Business 5 1 10 2 2 2

6 Other source 12 3 5 1 3 5

Total 120 40 38 22 28 17 Source: SES

5.3 Monthly Income of Affected Households On average, each AP household has an income of 4.050.000 VND/month (3.8 family members/ a household). In which, 40% of the surveyed household is average income per capita per month form 651.000 VND-1000.000VND, 16.4% of the surveyed households is average income per capita per month is from 1.000.000VND-2.000.000VND. Income less than 500.000 per capita per month is 8.5% in N010 Mong duong ward, 10% in Cam Hai and6.4% in Cong hoa Commune. The income level more than 2.000.000VND per capita per month focus in Cam Hai with 10% and Cong Hoa8.5%

Table 4 Income Bracket of Households (Unit: VNĐ)

Project Less than 501.-650 651-1000 1.000-2.000 More than (thousand 500 2.000

Page 12 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

VND/ per

% % % % %

capital)

Quantity Quantity Quantity Quantity Quantity 10 9.1 45 40.9 40 36.4 10 9.1 5 4.5 Ward 10 2 10.0 3 6.4 10 50.0 4 20.0 2 10.0 Cam Hai 3 6.4 5 10.6 20 42.6 15 31.9 4 8.5 Cong Hoa 15 8.5 53 29.9 70 40 29 16.4 11 6.2 Total Source: SES

5.4 Vulnerable Groups There are 20 households belonging to vulnerable groups, they are the poor, disabled persons, single woman headed households with dependant, revolution or invalids person or loneliness elderly, etc. These households will be entiled to join the IRP. Most of the APs belong to an ethnic minority.

5.5 Gender During the Individual Interview, 90% the affected household still not get their Land use rights certificates (LURC). However, the household said that Land use rights certificates (LURC) for residential plots will be registered under the namesof both husband and wife. LURCs for plots at the resettlement site will also be registered under the names of both husband and wife. However, with regard to agricultural lands LURCs in the area are usually issued to women as they directly involved in agricultural production activities.

During group discussions, DPs mentioned that household members rely on men’s decision with regard to business decisions while women are responsible for household chores. Men are more likely affected because they are the primary income-earners in the households. In Mong duong commune, when we asked about shifting to a new job most of the interviewed said that they are old and cannot work as hired labour. They are relying on their children for support. Younger male said they will shift to seasonal construction work. Women have to take care of their families, look after their children, etc.

6. Results of Consultation with Affected Households and Stakeholders

6.1 Identify Stakeholders

The potential stakeholders of the project include local affected people and organisation or agencies, local authorities, none-government, and other representatives of the affected people. Consultation and information disclosure is implemented in transperence which can not be absent during preparing and implementing the IRP.

Page 13 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

TPMB1 together with Cam Pha RC implemented public information by providing the project information to local authorities and affected people. The community meetings for information disclosure to local authorities, consultations with the stakeholders and the interviews were organized during this process.

6.2 Consultation with Affected Households, Vulnerable Groups  Propagate the awareness of the importance of livelihood restoration and opportunities to participate in livelihood restoration programs designed for the Project;

 Keep up the economic capacity and economic development after the land acquisition;

 Finding out about the needs and expectations of affected households in participating the IRP

6.3 Consultation with local authorities and mass organizations  Update socio-economic policies including basic guidelines and instructions at the province, city, ward or commune levels, and their implementation process;  Update the local status of socio-economic development and opportunities/challenges for the development of livelihood restoration models, especially for affected households and vulnerable groups;  Existing social support programs in ward or commune level  Assimilate experiences and guidance for building contents of livelihood restoration programs in the project area.

6.4 Consultation with Relevant Partners (DOLISA, Department of Economics, Agricultural Promotion Center, Provincial WU, Women Union Vocational Schools, etc)  Learn experiences in the implementation of livelihood restoration models suitable for those whose land are acquired;

 Learn about the market demand for skills, careers and other agricultural products and handicrafts;

 Identify potential partners in the implementation of livelihood restoration programs in detail.

6.5 Results of Community and Other Stakeholders Consultations The consultation is deployed at various levels: municipal, city, commune and affected household. The accessibility to affected households faced difficulties due to the fairly large number of households (total of affected households who are entitled from the IRP is 186 HHs);

Page 14 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project of which, some of them are working far from home or moved to another place for living, these households do not directly do farming therefore it cause the difficulties to access them. This also affects on registration to take part in the IRP of the AHs. Survey result of need of participate in the IRP also showed that many AHs don’t aware the important role of these activities and therefore they do not register to participate in the IRP as well as not propose other options at individual level. Therefore, during the survey, the Project has been continuous communicating to aware the necessary of the IRP. The Project considered these communication activities as a part of income restoration activities. The households who meet the conditions to join the IRP and have not been registered yet, can register if they will be in-need later. The consultation result showed that, the project area have advantage conditions to conduct the productive activities such as cow rearing, Acacia cultivating, cow raising, pig breeding, forestry trees, etc…In addition, the none-agricultural activities such as sewing embroidery, handicraft production are also advantages inthe project area. The households affected by the Project have been consulted and assessed on needs of livelihood restoration. Their views and opinions about the restoration of livelihood after resettlement are shown as follows:  Of 186 households who are the beneficiaries of income restoration program, there are 95 households (51.0%) responded to registration for income restoration models, 39 households (20.9%) are elderly households and 32 other households (17.2%) are no in- need of participate-in the Program. 20 remaining households (10.75%) have not made up their minds so they could not answer, these households will register in the future if they will be in-need  Of 95 above-mentioned registered households, most of them are agricultural households (breeding, growing), 30 households registered to rear cattle; 30 households registered to Acacia cultivating, 35 households registered to join in “other activities”. All these households look forward to join production technique training courses.  Of 95 above registered households, there are 40 members of households who are in-need of vocational training courses such as driving, information-technology, mechanic, tailoring, textile industry, electricity, electronic, welding, medical, house-working, cooking). After receiving the listof the affected households whom are in-need of vocational training, TPMB1will support to contact with local institutions to facilitate the training for the in-need affected households if neccessary.

7. Income Restoration Program The Income Restoration Program includes many different activities as the follows:

1. Income restoration models:focus on the activities which help to recover the AHs’ income to be equal or better than pre-project.

Page 15 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

2. Allowance for Living and Production Rehabilitation:Focus on support for livelihood and production stablization assistances during the transition period to help the affected people stabilize their lives after land acquisition.

3. Communications/capacity building:The consultation process showed that many affected households are still not aware of the importance of the IRP. Therefore, awareness- raising activities for the affected households have been implemented to help affected households to aware of the importance of the program and the use of compensation, assistance for the right purpose, help ensure sustainable livelihoods for the affected households.

Specific description of each income restoration activity is showed at the belows:

7.1 Income restoration models Income restoration activities aim to restore livelihoods for the affected households who are lost their income sources due to project implementation, including the households with severely affected agricultural land and the households who are affected their income source from business or production. All in-working-age membersof the severely affected household, if they are in-need of vocaltional training, will be funded for vocational training as specified below. At the same time, the households those are recovered less than 50% of agricultural land are entitled to join one model of production, the households those are recovered from 50% or more of productive land are entitled to participate in the models of agricultural/forestry production suggested below (Acacia cultivating, livestock). The activities/models are applied in this Project include: 7.1.1. Organizing vocational training courses and job recommendations for members of the AHs in the working age; 7.1.2.Develop models of Acacia Cultivating to strengthen productive capacity in the remaining land; 7.1.3. Develop the breeding models those are applied new breed and new technique to rear the cattle.) Details as the follows:

7.1.1 Organizing vocational training courses and job recommendations for members in the working age of the AHs Along with policies to attract employees to work for long-term in the facilities or works under the Project, the Project support for basically vocational training (short term training courses less than 6 months )will be given priority) and occupation recommendation for the members of the APs. Through discussions with the leaders of theDepartment of Labor, Invalids and Social Affairs of Quang Ninh Province on the issues of human resources and solutions for the unemployment situation, the results showed that the vocational school or training centers of the province are

Page 16 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project focusing on training for the workers for some sectors which attract a lot of labors in the locality such as coal and miningsector, civil electricity, electronic, driving, welding,mechanic, cooking, tourism, hairdresser, etc. Members in working-age of the affected households who are in need of vocational training shall be admitted into the vocational training institutions in the province with free fee for one training course (including the level of preliminary training , intermediate and vocational colleges) (not applicable to the applicants want to learn at the vocational training centers out of the province). At the same time, after completion, the project will coordinate with vocational schools to introduce students to enterprises or companies which are in-need of recruitment. The Program also consulted with the AHs to identify the needs of them. From the result of consultation with the AHs, the Project identified some occupations which are suitable for the members of the AHs and the trend of labor market, such as driving, welding, mecahnic, civil electricity, electronic, cooking, hairdresser, etc. Vocational training model is specified as the follows: a. Object: Members of AHs at appropriate age (from 18 to 35) b. Entitlements:support the school fee, transport and mealyassistance and job introduction after completing the course. c. Activities: Coordinate with the Vocational Schools or TrainingCenter in QuangNinh province for the implementation ofvocational trainingsfromtheir member'sexpectation: tailoring, engineering (agricultural machinery repairand construction), motorcyclerepair, driving,electro mechanics, refrigeration, cooking, and bodyguard, etc. The Vocational Schools/Training Centers is tent to sign contract of vocational traing coorperation includes: Industrial and Construction Vocation College of Quang Ninh Province , Mining College Hữu Nghị, Industrial College of Cam Pha, Vocational Center of Cam Pha City,Provincial Women Union, Vocational College belong to Mining Company on the basis of contract principles between the project, the Vocational Schools or Training Centers will directly organize propaganda and training in the communes.  Coordinatewith enterprisesandcoal mining companies in Quang Ninh Province and the surrounding area for recruitment and training such as Mong Duong Coal Mining Company, Cam Pha Mining Company, Hong Cam and Huu Nghi Mining Company, etc to recommend the job opportunities to the labors.  Establish database of households who are in need of job training, education level, experience, skills and profession they want to follow.  Create and maintain relationships with Project Management Unit of construction project, the business establishments, industrial parks and factories, enterprises in the region to determine the employment needs of the

Page 17 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

mentioned organizations(such as: number of people for recruitment, required qualifications and recruitment plans) and reached an agreement to provide personnel to these enterprises.  Design a program to provide information about available jobs they are recruiting by posting recruitment ads in the affected communes as well as job vacancies notified by local speaker in the commune.  Coordinate and establish relationships with contractors who build the reservoir and pipeline to give priority in recruiting labors of AHs. The labor standards and labor safety laws need to be guaranteed. There is no discrimination in remuneration for men and womenof the same type of work, at the same time, do not use child labor for the construction and maintenance of the construction  Build and maintain relationships with the vocational training center to organize training courses in accordance with the preferences of the affected households. d. Economic Benefits: After participating in vocational training and job stability, the member of the affected household will have a stable income (expected income is around 2.5 million - 5 million VND/month) to cover for their life and support their family. e. Social benefits / social impacts: Creating jobs for the main labor of the household, focusing on those who have good health and education level, ability to acquire knowledge. f. Theconditionsfor the development of local models: Locality with training centers or vocational school is capable of providing training and job placement. There are several industrial parks, export processing zones in neiboring areas with high labor demand, capable of receiving the objects who have completed vocational training programs. g. Model replication and guide for implementation. This modelis supportedby TPMB1, the Vocational Training Centers or schools in Cam Pha City, business establishments, industrial parks, factories and enterprises in the region. Along with vocational training and job recommendation for the members of AHs, the Project conducts the activities/models of productions or business for the members of AHs in the aging from 30 or more. Details as the follows:

7.1.2 Develop the models of Acacia cultivating to strengthen productive capacity in the remaining land. These are the closed models, ensuring from production stage to consumption stage, help the people feel safe of the output and help to bring sustainable income for them. These models is applied for the communes Cong Hoa Comune, Cam Hai Comune and Mong Duong Ward, etc

Page 18 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project wherereas the conditions on productive land are available and the AHs are in-need of participate in the models. The Project with coorperate with the Agricultural Extension Centers and Department of Economics to implement the training courses on application of technics and the guidelines on capacity and productivity improving, using the high quality Acacia trees a. Objects: Members of AHs at the age from 30 to 60 b. Benefits: Communication program about the program on the basis of Agricultural Extension information. Enrolling in model introduction course and model implementation skills. These households will be supported the Acacia cultivating experience from the Service Centers c. Activities:  Organization programs to introduce the models and techniques of Acacia cultivating or high quality growing support to provide seeds/ new breed;  Coordinate with Agricultural extension center of the Province and city, Agricultural extension associations and another organization that have been successful in their model and get experience sharing.  Technical Support for AHs during production: IRP Implementing Unit establishing by Quang Ninh PPC will sign a Contract of Technical Support with the Economic Department and the Center of Agricultural Extension whom will be in charge of technical supports to the AHs. Technical supports include the guidebook, technical training of growing and taking care of vegetables or rice and pilot growing, monitoring the progress of pilot growing and technical support during whole the production process. d. Economic benefits:  Low fixed costs (AHs normally have available land for production development in their home);  Low operation costs due to taking advantage of labor power of the member in the family;  Big and stable consumption market in the locality and neigboring regions.  The estimately expected income 400,000 – 700,000 dong per person per month. This meant they could have better income comparing to Pre-project. e. Social benefits/ impacts:  Create jobs for unemployed labors. Old people may join this program to improve their income;  This model does not require much time, and farmers might undertake other jobs at the same time;

Page 19 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

f. Conditions for the localities to develop the models:  Suitable climatic conditions and soil  Have little environmental impacts compared to other models; g. Model replication  For the new models, they will be chosen from a number of projects and Provincial Farmers Association at the localities and be able to replicate to about 30% of households who have little remaining land area in Cam pha city; through learning experiences from Agricultural Extension Centers and Agriculture and Department of Economics in Campha city, these models have been applied in the locality which appropriate with land condition and bringing a high effectiveness;  Farmers Association and City and Provincial Extension Centers to encourage farmers to adopt the models and encourage farmers to implement the model.

7.1.3 Develop the breeding models training those are applied new breed, new technique (to rear the cattle such as cows) Breeding households will be join the breeding technic training courses to learn how to get a high economy effectiveness, ensure hygiene and food safety. These households will get the experience by specialist. With this assistance and job transition support which they had received earlier, they will have the basic knowledge to implement the model and restore income lost by the project. Thus, with this model, households can fully restore their income lost by the project, even higher than Pre-project. The Project with coorperate with the Agricultural Extension Centers and Department of Economics of Cam Pha to implement the training courses on application of breeding technics. a. Objects: Members of AHs at the age from 30 to 60 b. Benefits: Communication program about the program on the basis of Agricultural c. Extension information. Enrolling in model introduction course and model implementation skills. These households will be supported (new breeds or livestock supplies, etc.) from the Service Centers. d. Activities:  Organization programs to introduce the models and techniques of breeding, provide new breeds;  Coordinate with Agricultural extension center of the Province and city, Agricultural extension associations and another organization that have been successful in their model and participate in experience sharing. e. Economic benefits:

Page 20 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

 Low fixed costs (AHs normally have available land for making breeding facilities in their house);  Low operation costs due to taking advantage of available source of foods surrounding;  Big and stable consumption market in the locality and neiboring regions. The estimately expected income from this is around 300,000 – 400,000 dong per person per month. This meant they could restore their income lost by the Project and even have a better income comparing to Pre-project. f. Social benefits/impacts:  Create jobs for unemployed labors. Old people who afford to work may join this program to improve their income;  This model does not require much time, and farmers might undertake other jobs at the same time;  Take advantage of available field for growing and rearing; g. Conditions for the localities to develop the models:  Suitable climatic conditions and soil  Have little environmental impacts compared to other models;  Farmers can use natural grass growing under storey of perennial trees as animals’ food. They also can plant elephant grass along borders of industrial farms;  Available source of foods such as cassava, maize, sweet-potato are available to fatten animals. h. Model replication  For the new models, they will be chosen from a number of projects and Provincial/City Farmers Association at the localities and be able to replicate to about 30% of households who have little remaining land area in project areasthrough learning experiences from Agricultural Extension Centers and Agriculture and Department of Economics, these models have been applied effectively in the locality.  Farmers Association and City and Provincial/City Extension Centers to encourage farmers to adopt the models and encourage farmers to implement the model.

Page 21 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

7.2 Allowance for Living and Production Rehabilitation: This is a basic activity as the first condition to help the households to restore their income. The assistances for each specific beneficiary as the follows: a) Assistance for households with agricultural land

For households:

 Loss less than 10% of total production land householding: Cash compensation for agricultural land at 2,000,000 VND/ m2 in maximum; forest land at 500 VND/m2; annual crop land, perennial tree land, aquaculture land, and other production land: 1,500 VND/m2.  Loss from 10% - 30% of total production land holding: rice subsidy by 90 kg of rice/member for all members of household who will not have to relocate; 180 kg of rice/member for all family members in case where household who will have to move to areas with difficult socioeconomic conditions; 360 kg of rice/ member for all family members in case where household will have to move to areas with difficult socio-economic conditionsLoss more than 30% - 70% of total production land holding: rice subsidy by 180 kg of rice/member for all members of household who will not have to relocate; 360 kg of rice/member for all family members in case where household who will have to move to areas with difficult socio-economic conditions; 720 kg of rice/ member for all family members in case where household will have to move to areas with difficult socio-economic conditions  Loss more than 70% of total production land holding: rice subsidy by 360 kg of rice/member for all family members of household who will not have to relocate; 720 kg of rice/member for all family members in case where household who will have to move to areas with socio-economic conditions; 1080 kg of rice/ member for all family members in case where household will have to move to areas with difficult socio-economic conditionsAssistance for job change and job creation: for the Households who directly use the agricultural land: Annual crop land, salter land: cash compensation by 2.5 times of affected land value; Other types of agricultural land: cash compensation by 2.0 times of affected land value Assistance for vulnerable households: Women headed households, households under preferential social policies, poor households, elder and disabled headed households,… as per definition of vulnerable household as specified in this UREDMP: Vulnerable households shall be entitled to additional assistance in cash by VND 2,000,000 to VND 5,000,000 as stipulated in the Article 40 of the Decision No. 499/2010/QĐ-UBND of Quang Ninh PPC

Page 22 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

7.3 Communications/capacity building activities Communication for raising awareness will be implemented through many different forms aim to enhance awareness and orient a sustainable livelihood for the community in general and the AHs in particular.

Table 5 Training for Communications/capacity building awareness

No. Activities Unit Quantity Descriptions

1 Communications and Times 05 Communicate about effective dissemination of (of economic models in the region, effective economic News) in the country and other areas; models provide technical guidance and production outputs communications through the Cam Pha radio and Quang ninh province Television (each news from 15’- 20)’

2 Training on Day 1 Strengthen awareness for the management and affected communities on the implementation of the policies and orienting of income IRP (for leader of restoration; enhance the skills on villages/commune, management, monitoring and women union, TPPMU report of implementing the IRP officials; officials from in the area including the City economic knowledge and skills on department; City managing funds DOLISA

3 Capacity Buiding times 3 Focus on the group discussion training for through IRP consultant and Vulnerable group and commune officials meeting such Severely affected as Women Union Meeting, household Farmer Union meeting every 3 months. The contents of group discussions are about: (i) the situation of affected household at the new relocation place; (ii) their challenges in restoration stratergies and their recommendation to improve and restore their income and living standards.

4 The training on time 1 Support by training for women to managing finances for improve women's access to credit

Page 23 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

women/ ethnic women and financial services; and Women Union strengthening the women in members planning and managing their own development activities; development of household financial institutions including the savings and loans and improvement of women capacity to promote agricultural productivity and off-farm business enterprises.

5 Support the severely time 1 Step 1: Households will send affected household in their purchase to commune / Resevoir (Mong duong ward committee ward) to purchase or Step 2: TPMB1 will have term land lease some meeting with local authorities to agricultural lands from consider the application and the Cam Pha forestry approve according to the legal state-owned company framework of the project Step 3: Commune / Ward will send the recommendation document to the Cam Pha town (attack the list of households purchasing forest land) Step 4: Cam Pha City will have meeting with Campha Forestry Company and consider the supporting area for farmers Step 5: Cam Pha City Committee will send a letter to the Department of Environmental Resources Quang Ninh to revise the Land Using of Cam Pha Forestry Company Step 6: People's Committee of Quang Ninh Province give the temporary land Use Right Certificate for the affected household

8. Cost estimation Total estimated budget for the IRP is VND 356,785,000. Detailed cost estimation is showed at the tables belows:

Page 24 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Table 6 Summary of Cost Estimation for the IRP

No Activity Unit Q’tity Unit Amount /Contract I Capacity and Awareness Acitivities Communications and dissemination of 60,000,000 effective economic models on the Quang Ninh radio and television channels. The cost includes the cost of hiring the journalism of the radio and television channels Cam Pha town collect the information from affected households and write articles about the IRP implementation to improve understanding of local people about the income restoration program of the project. The provisional budget is 60 million VNĐ (the details will be estimated and ask the provincial approval) II Training on management and implementation of the IRP (for leader of 3,200,000 villages/commune, women union, TPPMU officials; officials from City economic department; City DOLISA 3 Youth Union members; 3 Farmer Union members; 3 Women Union members; 3 Red Cross members. Total: 12 members Hiring the Conference Hole Day 1 500,000 500,000 Market Pcs 1 500,000 500,000 Fee for the teacher(2 persons x 1 days, Person 2 500.000 dong per person per day) x day 500,000 1,000,000 Tea-break Person 12 x day 30,000 360,000 Document Pcs 12 20,000 240,000 Allowance for participants Person 12 x day 50,000 600,000 III Budget for Support for Vocational Training 230,400,000 Support for training for members of the AHs to work in the Project's facilities 230,400,000 IV Budget for Support to Implement the 12,750,000

Page 25 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Models Acacia Cultivating Model Estimation 4,250,000 (Details in the Table 8) Budget for supporting livestock model 8,500,000 (Details in the Table 9) V Allowance for facilitors or motivators Tháng 12 in the ward or communte to deploy the 1,500,000 18,000,000 IRP (1 persons per each commune, 500.000 per each x 3 communes/ward= 1500.000đ/month) Sub-total (1) 324,350,000 VI Contract management + Sub-total (3) administrative activities fee (10%) 32,435,000 TOTAL (1+3) 356,785,000

Page 26 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Table 7 Vocational Training for the member of affected households

No Training sector Training Q'tity Fee/month Amount time (VNĐ)

(month) (person) (VNĐ) 1 Mechanics, welding 6 8 1,200,000 57,600,000 2 Car/Motobyte Repair 6 8 1,200,000 57,600,000 3 Consumer electronics/ water 6 8 1,200,000 57,600,000 conduiter 4 Garment Industry worker 6 8 1,200,000 57,600,000 5 Cooking 6 8 1,200,000 57,600,000 TOTAL 40 230,400,000

Page 27 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Table 8 Cost estimation for supporting the Acacia Cultivating model

No Item Unit Q'tity Support Amount Value 1 Training for Acacia Cultivating techniques (2courses x 15 persons/course = 30 persons, 2 courses) 4,250,000 Hiring conference hole Day 2 500,000 1,000,000 Market Pcs 1 500,000 500,000 Fee for teachers: 500.000 dong/day x 2 Day persons x 2 days 2 1,000,000 2,000,000 Tea-break Time 15 30,000 450,000 Document book 15 20,000 300,000

Table 9 Cost estimation for supporting the livestock model (to rear the cattle)

No Item Unit Q'tity Support Amount Value 1 Livestock training (to rear the cattle): 2 courses x 15 persons / Course = 30 persons, 2 days /per course 8,500,000 Hiring conference hole day 4 500,000 2,000,000 Market pcs 2 500,000 1,000,000 Fee for teachers: 500.000 VNĐ/perday x 2 day persons / course x 2 days x 3 courses 4 1,000,000 4,000,000 Tea - break time 30 30,000 900,000 Document book 30 20,000 600,000 Total 8,500,000

Page 28 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

9. Implementation Arrangement

9.1 The principles for the implementation a.Clearness and transparence • The policies and entitlements of livelihood restoration programs should be publicized widely for affected people through the local media, the local administrative system and the local seminars; • The self-governing boards of the livelihood restoration programs elected by the community must provide beneficiaries with related documentation and information, funding and spending for livelihood restoration programs in full as well as provide to those who carry out coordination and assessments as required. b. Community consultation • The livelihood restoration programs proposed in this report are mainly resulted in the consultation with the organizations and agencies in Cam Pha city. However, household consultations continue during the project implementation to ensure the compliance with the requirements, conditions and current conditions of people. • In addition, the consultation will continue in the mid-term review of livelihood restoration activities to understand people’s feedback and demand for support as well as for the adjustment of the project management in a more effective way. c.The priorities (i)At first, priorities are deemed that in addition to the benefits and entitlements from the RPs was approved by ADB and the City PC, affected households are given with preferences (but not limited to) the participation in the following cases: • Access to assistance funds from the project (such as sanitation revolving fund, v.v.); • Join the livelihood restoration models sponsored by the Project; • Participate in capacity building programs, visiting models and priorities in the training and recruitment; • Other cases. (ii) Secondly, priorities will be given to affected household upon their degree of impact on the production land and houses (i) vulnerable levels of affected households (ii) and affected households with highly feasible livelihood restoration models which have positive impact to other affected households.

9.2 Implementing Arrangement

9.2.1 GENCO 3 Genco 3 is the Executing Agency, responsible for approving project documents, providing funds and guidance to TPMB1 and for overall implementation and coordination of the project, including IRP, land acquisition and resettlement and UREMDP activities.

Page 29 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

9.2.2 Thermal Power Project Management Board 1 (TPMB1) Thermal Power Project Management Board 1 (TPMB1)(Client) prepares and implement the IRP with support from the consultant and City PC. Institutional arrangement for implementation IRP as the follows:

9.2.3 Assigned Compositions of the parties involved  TPMB1: (i) responsible for prepare IRP and estimate costs for it to submit to the ADB and PPC for approval; (ii) reponsible for implementing the IRP; (iii) internal monitoring and reportregularly of the results and progress to the ADB.  Cam Pha City PC: Cam Pha City PC is responsible for support to implement income restoration program.  A "Steering Committee of IRP Implementation” will be establishedafter being approved under TPMB1. This Steering Commiteeincludes: - Representatives from TPMB1 - At level city: Representative of the City’s leadership, City RC, the related agencies (Farmer’s Association, Women’s Union, Agriculture Expansion Station,Economic Department); - At ward or commune level: Representative of ward or commune, Farmer’s Association, Women’s Union, Land Officials, village leaders.  The Steering Committee is resposible for inspecting, supervising, monitoring: (i) to implement the IRP, (ii) to quarterly report on the IRP implementation and (iii) to participate in solving the issues of implementation process.

9.2.4 Responsibilities  TPMB1plays a key role in the program implementation, TPMB1 is responsible for: (i) survey, colect data and making the list of participant meeting the criteria and the real conditions, making the detailed cost estimate and submitting it to the ADB for approval to implement; (ii) prepare the estential procedures to choose and sign contract with the organizations/agencies/individuals with expertise in the delivery of input services such as vocational training, technical training for production (plants, crop, animals, breeding construction in accordance with the current regulations and forms of the Laws; (iv) take a final account of IRP implementation cost and site clearance cost; (v) quartely report on implementation to the ADB.  Steering Committee members at the ward/commune level: shall be responsible for coordinating with the TPMB1 with support from the consultant in survey, data collection and make a list of participants in the program according to each model and checking, monitoring the implementation of the program in the location.

Page 30 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

9.3 Implementation Procedures - Step 1: Preparation. (within 20 days since the ADB approved the IRP)

 TPMB1 consults with the City PC to set a Steering Commitee of IRP implementation;  TPMB1 held a meeting of Steering Commitee of IRP, to disseminate the content of IRP of the Project and assign specific tasks for the members; conduct community meetings to disseminate, instruct the affected households to regist the Program and make the list of participant by each model in the location. - Step 2: Submit cost estimation for approval

 Based on the surveyed list and the support level for each household by each model in the location, TPMB1 make a detailed cost estimation to implement; - Step 3: Implementation.

 Based on cost estimation, the TPMB1 conduct selecting and sign contract with the service providers of vocational training, technical training of prodution, materials and breeding, food, etc according to the national criteria.  Implement the contracts of service providing meet the objectives and progress of the Program  The Steering Commitee conduct checking, supervising, monitoring and supporting based on its functions and responsibilities to the model implementation. - Step 4: Acception and Final accoument .

 The TPMB1 will host the acceptance of training result, service providing for the model, completing by each contract; payment and final account of the contracts in accordance with the regulations.  Gather documents for transfering the budget, payment and final account of IRP implementaion budget.

9.4 Activity mechanism of the Steering Committee of the IRP  The Steering Committee members participate in the IRP implementation on a part and dissolve upon completion of the Program Implementation. Allowances of members and stationeries of the Steering Committee are included in the cost estimate.  Starting time of the Steering Commitee is from the first quarter 2014 until completing the Progam.

Page 31 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Structure of IRP implementing arrangement

PPC

Implementing Partners TPMB1 Implementation Management and Support Consultation Implementation ISC (Poyry) (3)

Unit of the IRP (1) City Cam Pha WU

City DED City Cam Pha RC

City DOLISA

Vocational Schools or Ward/ Commune PC Center

Affected households participating the IRP

Responsibilities of the organizations or agencies in the structure of IRP implementation

(1) PPC: Responsible for leading, review and approve the IRP after ADB’s approval;

(2) TPMB1: complete the IRP report with the support from Implementation Support Consultation (Poyry) and submit to ADB and PPC for approval, monitor and submit the internal monitoring and periodic reports of results and implementation progress to ADB;

(3) Implementation Support Consultation (Poyry): support PPMU in develop the content and detailed cost estimation of the IRP, support to implement and internal monitoring of IRP implementation;

(4) City PC, City RC: Responsible for implementing IRP and report to the PPC and PPMU, leading project ward or commune in implementing;

Page 32 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

(5) Implementing partners (including Provincial Women Union, Vocational Schools, DOLISA, City DED etc) are responsible for technical assistances, professional consultation, vocational training, loans for production or business of AHs;

(6) Monitoring Consultant: Responsible for supporting, monitoring and proposal of adjustment measures for inappropriate contents of the IRP during implementatioon process

Page 33 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

10. Implementation Schedule The activities in this plan are designed for the 12 months, projected from the first quarter in 2014 to the end of 2014.

Table 10 Implementation Plan for livelihood restoration activities

No Description Year 2014/Quarter Unit/staff responsible I II III IV I Preparation of activities 1 Establishment of self- x TPMB1 governing boards / administrators/accountants 2 Provide equipments and x TPMB1 stationeries for IRP Management implementation and Implementation Unit of the IRP 3 Disclosure of information on x City Cam Pha policies and livelihood Women Union, restoration programs TPMB1, (through workshops and ward/commune local information channels) PC 4 Transfer of activities x TPMB1 between the consulting units Management and Implementation Unit of the IRP 5 Consultations and x City Cam Pha registration of livelihood Women Union, restoration model TPMB1 (continuous development) 6 Negotiations and signing x x TPMB1, contracts of cooperation Vocational agreement with vocational Training schools Center, Cam Pha City DED 7 Set up database for the x TPMB1 management of livelihood restoration households and sample for specific management models

Page 34 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No Description Year 2014/Quarter Unit/staff responsible I II III IV II Propaganda activities Information about effective x x TPMB1 programs and organization of sightseeing III Implementation of specific livelihood restoration programs 1 Collection of registration x TPMB1, forms for the agriculture Ward/Comune model (including the support PC in building the model) 2 Assessment of the feasibility x TPMB1, and implementation of Implementation models Support Consultation (Poyry) 3 Signing agreements on the x TPMB1, services support for the Vocational veterinary extension (based Training on the registration demand) Center, 4 Collection of the additional x TPMB1 registration forms of IRP 5 Assessment of the x TPMB1, feasibility/additional Implementation consultation and Support implementation of the Consultation models (Poyry) 6 Collection of registration x x TPMB1 forms for vocational and skill training 7 Contact with partners and x TPMB1 organization of vocational and skill training 8 Contact with employers x TPMB1 (cum training)/for agreement and negotiations and labor supply III Reviews/coordination x TPMB1, (monitoring and report on Implementation

Page 35 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No Description Year 2014/Quarter Unit/staff responsible I II III IV implementation of the IRP Support will be conducted and Consultation submitted to the ADB every (Poyry) quarter)

Page 36 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

11. Monitoring and Evaluation The coordination and evaluation of livelihood restoration programs may be in the qualitative and quantitative forms of the reporting system or independent evaluation programs. The assessment can be done by the self-management boards under the assistance of the supervision consultants and by the external monitoring agency. Monitoring and report on implementation of the IRP will be conducted and submitted to the ADB every quarter. To ensure the objectivity in evaluating impacts of programs while respect the feedback from households in the programs, the participatory evaluation method by in-depth interviews and group discussions will be applied; The assessment and evaluation indicators maybe (but are not limited to) the following:  The outputs of types of crop and livestock before and after participating in a program;  Total number of persons who have been trained and had jobs;  The percentage of people who have job stability in the total number of trained people;  The number of sessions of propaganda/training and impact assessment;  The number of employees recruited by contractors;  Economic models (new sectors, types of new production and business) to be introduced compared to previous models;  Testimonials of people about program impacts;  Changes of scale, output for each specific program (shrimp, catfish, livestock, poultry, other farming);  Participation rate of poor/vulnerable households in the complex/cooperation models  The percentage of the poor/vulnerable households approaching project loans  The poverty rate of poor/vulnerable households compared to the previous indicators (updatedsurvey data in 2012).  Assessment of income restoration extent of affected households after benefiting from the program compared to the baseline;

Page 37 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Appendix

Appendix 1 List of the affected Households

Cộng Hòa commune

Family member

Job situation of the hhs Name of Male Female members Primary Secondary No Ethnic household head Income Income Under Above Under Above 18 18 18 18 Employment Unempoyment years years years years old old old old

Bàng Phương Forestry 1 Hùng Kinh 2 1 2 3 Worker planting Forestry

2 Bế Văn Mít Tày 1 1 1 1 2 planting Trader

Forestry 3 Bế Văn Viện Tày 1 1 2 1 2 Farmer planting

Forestry 4 Bùi Hữu Đài Kinh 2 1 1 2 Farmer planting

Forestry 5 Bùi Hữu Luân Kinh 2 1 1 3 Farmer planting

Forestry 6 Bùi Đức Chinh Kinh 1 1 Trader planting

Forestry 7 Đào Xuân Tuy Kinh 1 1 3 1 Trader planting

8 Đỗ Thành Minh Kinh 1 1 Worker Trader

9 Đỗ Thị Bảy Kinh 1 3 1 Farmer Worker

Forestry 10 Hà Thị Thuỷ Tày 3 1 1 Farmer planting

Forestry 11 Hà Văn Chung Kinh 1 1 1 1 1 Farmer planting Forestry

12 Hà Văn Lường Tày 1 1 planting Forestry

13 Hà Văn Lưu Kinh 1 planting

Forestry 14 Hà Văn Mùi Kinh 2 1 1 2 Trader planting

Forestry 15 Hà Văn Năm Kinh 1 1 2 Farmer Planting

Forestry 16 Hà Văn Tần Kinh 1 3 4 Farmer Planting

Forestry 17 Hà Văn Thuỵ Kinh 1 3 2 3 Farmer Planting

18 Hoàng Minh Thắng Kinh 1 1 Soldier Trader Forestry Forestry 19 Hoàng Thị Minh Tày 1 1 1 1 2 planting Planting

Page 38 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 20 Hoàng Văn Toàn Tày 3 2 5 Farmer Planting

Forestry 21 Lại Văn Tòng Kinh 3 1 4 Worker Planting

Forestry 22 Mã Văn Sáng Tày 1 2 1 1 3 Farmer Planting

Forestry 23 Ngô Thị Vân Kinh 1 1 3 4 Trader Planting

Nguyễn Đức Forestry 24 Nhuần Kinh 3 2 5 Trader Planting

Nguyễn Đức Forestry 25 Thành Kinh 1 1 Worker Planting

Forestry 26 Nguyễn Đức Tốt Kinh 1 1 Soldier Planting

Nguyễn Hữu Forestry 27 Nhuyên Kinh 2 3 5 Farmer Planting

Forestry 28 Nguyễn Ngọc Hiến Kinh 1 1 Soldier Planting Forestry Forestry 29 Nguyễn Thị Thuỷ Kinh 1 2 2 2 planting Planting

Forestry 30 Nguyễn Thị Tình Kinh 1 1 1 1 2 Trader Planting

Forestry 31 Nguyễn Văn Huế Kinh 1 1 Soldier Planting

Nguyễn Văn Forestry 32 Phượng Kinh 2 2 4 Farmer Planting

Nguyễn Văn Forestry 33 Thành Kinh 1 2 1 2 Farmer Planting

Forestry 34 Nguyễn Văn Tới Kinh 1 1 Soldier Planting Forestry Forestry 35 Nông Văn Lan Tày 2 1 1 3 planting Planting

Forestry 36 Phạm Nam Hương Kinh 1 1 Soldier Planting

Forestry 37 Phan Thị Nhật Kinh 1 1 1 1 2 Trader Planting Forestry Sán Forestry 38 Tô Văn Nà Dìu 1 1 1 2 3 planting Planting

Cam hai:

Family member Job situation of the hhs Name of Primary Secondary No Ethnic Male Female members household head Income Income Under Above Under Above 18 18 18 18 Employment Unempoyment years years years years old old old old

Page 39 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 1 Bùi Văn Tay Kinh 3 1 2 Planting Forestry 2 Đào Xuân Quang Kinh 1 1 2 2 Planting

3 Hà Văn Dương Kinh 1 1 Trader

Forestry 4 Hà Văn Tình Kinh 1 1 Worker planting Forestry 5 Hoàng Văn Ngọc Kinh 1 1 1 1 2 Farmer planting

6 Lê Đức Tính Kinh 1 Trader

Forestry 7 Lưu Đức Oanh Kinh 1 1 1 1 2 Worker planting Forestry 8 Đỗ Văn Lỳ Kinh 2 1 1 3 Planting

9 Mai Thị Việt Kinh 1 1 2 1 3 Worker

Forestry 10 Hoàng Văn Ngọc Kinh 1 1 1 1 2 Farmer planting Farmer 11 Nguyễn Văn Việt Kinh 1 1

Farmer Forestry 12 Nguyễn Văn Tần Kinh 3 2 5 planting

13 Nông Thị Vấn Tày 1 Trader

14 Phạm Bá Quyết Kinh 1 1 2 Worker

Aquaculture Forestry 15 Phạm Thị Gái Kinh 2 2 3 2 planting Worker Forestry 16 Trần Thị Thúy Nga Kinh 3 1 3 planting Worker Forestry 17 Phạm Thị Thu Ánh Kinh 1 1 2 planting

18 Trương Thị Dịu Kinh 1 1 1 2 Worker

19 Trương Văn Trò Kinh 2 1 Aquaculture

Forestry 20 Trần Thị Bùng Kinh 1 1 1 1 Aquaculture planting

21 Trần Thị Châu Kinh 1 1 Trader Forestry 22 Sán Từ Minh Ngọc Dìu 1 2 1 2 Farrmer planting Hoàng Văn Forestry 23 Kinh 1 1 1 1 2 Aquaculture Nghiên planting

24 Nguyễn Văn Vi Kinh 1 1 Worker

25 Vũ Thị Chạp Kinh 4 3 7 Aquaculture

Worker Forestry 26 Hà Mạnh Hùng Kinh 1 2 1 2 planting Nguyễn Văn Worker Forestry 27 Kinh 1 1 1 1 2 Thắng planting

28 Lý Văn Quân Kinh 1 1 1 2 Worker

Page 40 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No10.ward

Sexual Job situation of the hhs Name of Male Female members Primary Secondary No Ethnic household head Under Above Under Above income income 18 18 18 18 Employment Unempoyment years years years years old old old old

2 1 Bàn Văn Năm Dao 1 1 1 Farmer

2 Bùi Quang Chiến Kinh 1 3 1 2 Farmer

3 Bùi Quang Chính Kinh 1 Farmer

4 Bùi Quang Cường Kinh 1 1 1 1 Farmer

5 Đàm Văn Ắm Tày 1 2 1 2 Farmer

6 Đặng A Sắt Dao 1 1 2 2 Farmer

7 Đặng A Ửng Dao 3 1 3 2 Worker

8 Đặng Phúc Tiến Dao 2 1 1 3 Farmer

9 Đặng Thị Loan Kinh 1 1 3 Worker

10 Đặng Văn Ba Dao 2 1 3 2 2 Worker

11 Đặng Văn Nguyên Dao 1 1 2 1 1 Worker

12 Đặng Văn Tư Dao 3 1 2 1 5 Farmer

13 Đặng Xuân Ba Dao 1 1 1 1 Farmer

14 Đặng Xuân Cường Dao 2 1 1 1 2 Farmer

15 Đặng Xuân Lương Dao 1 1 1 2 Farmer

16 Đặng Xuân Minh Dao 1 3 Farmer

17 Đào Đức Thọ Kinh 1 1 1 2 Farmer

18 Đào Văn Chuỳ Kinh 1 1 1 2 Worker

19 Đỗ Thị Hồng Kinh 2 1 1 Retirement

20 Đỗ Văn Biên Kinh 1 1 1 1 1 Farmer Forestry 21 Hà Văn Hầu Tày 1 1 1 3 1 planting

22 Hồ Quay Phương Dao 1 1 1 1 2 2 Farmer

23 Hồ Văn Đức Dao 2 1 2 1 2 Farmer

24 Hồ Văn Phúc Dao 1 1 1 1 Worker

25 Hồ Văn Thanh 1 2 2 1 7 Worker

26 Hoàng Thị Bé Tày 1 1 1 2 Farmer

27 Hoàng Thị Kim Dao 2 1 2 1 2 Farmer Forestry 28 Hoàng Thị Liên Tày 1 3 2 2 planting

Page 41 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 29 Hoàng Văn Anh Kinh 1 1 1 planting Tày, 30 Hoàng Văn Khoa Dao 1 1 1 1 1 Farmer Forestry 31 Hoàng Xuân Đoàn Tày 1 1 1 1 planting Forestry 32 La Văn Bộ Tày 2 1 1 1 planting

33 La Văn Huấn Tày 1 2 Farmer

34 Lê Văn Nam Kinh 1 2 2 2 Farmer

35 Lê Văn Nhất Kinh 1 2 3 2 Worker Forestry 36 Loan Văn Phổ Tày 1 planting Forestry 37 Loan Văn Quang Tày 2 1 planting

38 Loan Văn Tô Tày 1 1 Worker Tày, 39 Loan Văn Tường Nùng 1 2 2 Worker Forestry 40 Loan Văn Việt Tày 1 2 planting Tày, Forestry 41 Lộc Văn Vương Kinh 2 1 1 planting Forestry 42 Lục Văn Hùng Tày 1 1 planting Forestry 43 Lương Văn Cò Tày 1 1 planting Tày, Forestry 44 Lương Văn Yên Dao 1 1 planting

45 Lý Minh Trọng Dao 1 1 1 Farmer

46 Lý Minh Tuấn Dao 1 1 Farmer

47 Lý Thị Hai Dao 2 2 Farmer

48 Lý Thị Tư Dao 1 Farmer

49 Lý Văn Hai Dao 2 1 2 1 Farmer Forestry 50 Lý Văn Năm Dao 2 1 2 1 2 planting Forestry 51 Lý Văn Phúc Dao 2 1 2 planting Forestry 52 Lý Văn Sáu Dao 2 1 2 1 Farmer planting Forestry 53 Lý Văn Tư Dao 2 2 1 1 2 Farmer planting Forestry 54 Lý Văn Việt Dao 2 2 1 1 Farmer planting Forestry 55 Lý Xuân Cảnh Dao 3 1 1 1 Farmer planting Forestry 56 Lý Xuân Minh Dao 2 1 3 1 1 Farmer planting Lý Xuân Thắng Forestry 57 (Lý Xuân Hồng) Dao 1 1 2 1 3 planting Forestry 58 Ngọc Văn Bẩy Tày 1 1 1 1 2 planting

Page 42 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 59 Ngọc Văn Chiều Tày 4 1 1 planting Forestry 60 Ngọc Văn Miêu Tày 1 1 1 1 Farmer planting Kinh, Forestry 61 Nguyễn Bảo Long Dao 1 1 1 1 Farmer planting Forestry 62 Nguyễn Đức Thức Kinh 1 1 2 1 Farmer planting Forestry 63 Nguyễn Như Đạo Kinh 2 1 1 2 Retirement planting Forestry 64 Nguyễn Quốc Đệ Kinh 1 1 2 1 Retirement planting

65 Nguyễn Sỹ Nam Kinh 1 Worker Nguyễn Thanh Forestry 66 Cảnh Tày 1 planting Forestry 67 Nguyễn Thị Hoa Kinh 2 2 planting Forestry 68 Nguyễn Thị Linh Kinh 1 1 2 planting

69 Nguyễn Văn Long Kinh 1 1 1 1 1 Worker

70 Nguyễn Văn Luân Kinh 1 1 Farmer

71 Nguyễn Văn Nức Kinh 1 2 Farmer Kinh, 72 Nguyễn Văn Sỹ Tày 1 2 1 Farmer

73 Nguyễn Văn Tá Tày 1 1 1 1 2 Farmer Nguyễn Văn 74 Thanh Kinh 1 1 1 1 1 Worker

75 Nguyễn Văn Thụy Kinh 1 2 1 2 1 Worker Nguyễn Xuân Qúy 76 (Qúy Ngà) Kinh 1 1 1 1 Trader

77 Nông Quốc Khánh Tày 2 4 1 Worker Forestry 78 Nông Văn Toản Tày 1 planting Forestry 79 Phạm Huy Cường Kinh 1 1 planting Forestry 80 Phạm Thị Giang Kinh 1 1 planting Phoòng Cắm Forestry 81 Công Dao 1 1 planting Forestry 82 Phoòng Cắm Tắc Dao 2 1 1 1 planting Phoòng Cắm Forestry 83 Thành Dao 1 1 1 1 1 planting

84 Phoòng Đình Huy Dao 1 2 1 1 Farmer

85 Phoòng Đình Phú Dao 1 2 Farmer Phoòng Đình 86 Thống Dao 3 1 1 1 Farmer Forestry 87 Phoòng Đình Dao 1 2 1 2 1 planting Worker Forestry 88 Phoòng Tắc Qúy Dao 1 2 1 3 1 planting Worker

Page 43 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 89 Phoòng Tài Múi Dao 1 1 planting Dao, 90 Phoòng Thị Mai Kinh 1 1 1 1 Farmer Forestry 91 Phoòng Văn Sinh Dao 3 1 1 2 1 Farmer planting Forestry 92 Phoòng Văn Tư Dao 2 2 1 Farmer planting

93 Phùn A Hải Dao 1 1 1 Farmer Forestry 94 Phùn A Phúc Dao 1 1 3 1 1 planting Forestry 95 Phùn A Sơn Dao 1 3 planting Phùn Văn Tư 96 (Phoòng Thị Mai) Dao 1 1 1 1 Farmer

97 Tạ Hữu Hợi Kinh 1 1 1 1 Farmer Worker

98 Triệu Chăn Thống Dao 1 1 1 1 Trader Worker Forestry 99 Triệu Kim Tề Dao 5 4 1 planting Worker Forestry 100 Triệu Quý Bình Dao 2 1 1 planting Worker Forestry 101 Triệu Quý Dếnh Dao 2 1 2 1 planting Forestry 102 Triệu Quý Quân Dao 3 2 1 1 2 planting

103 Triệu Qúy Sáng Dao 3 1 4 1 1 Worker Dao, 104 Triệu Xuân Lợi Chiêm 1 1 4 Worker Tày, Forestry 105 Vi Văn Đăng kinh 1 1 1 1 Farmer planting Forestry 106 Vi Xuân Lộc Tày 1 1 3 1 Farmer planting Forestry 107 Vũ Văn Tơn Kinh 1 1 Trader planting

108 Phùn Thị Minh Dao 1 1 2 1 Aquaculture

109 Vi Thị Hồng Tày 1 3 2 Farmer

110 Vi Thị Huệ Tày 1 3 Farmer Forestry 111 Vi Văn Muội Tày 1 3 Farmer planting Forestry 112 Triệu Quang Sáu Farmer planting Tày, Forestry 113 Vi Văn Đăng kinh 1 1 1 1 planting Forestry 114 Vi Xuân Lộc Tày 1 1 3 1 planting Trader Forestry 115 Vũ Văn Tơn Kinh 1 1 planting

116 Đỗ Thị Hồng Kinh 2 1 Trader

117 Đỗ Văn Biên Kinh 1 1 1 Trader

118 Triệu Chăn Thống Dao 1 1 1 1 Worker

Page 44 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Forestry 119 Lý Văn Việt Dao 2 2 1 1 Farmer planting

120 Triệu Kim Tề Dao 5 4 1 Farmer

Appendix 2 List of vocational training centers in Quang Ninh province.

No. Names of the Locations & Management Vocation & scale of training vocational training Phone numbers agency centers I Vocational School

Vocational School- No 78, Nguyễn Industrial Computer Network Administration, Belong the Văn Trỗi, Cẩm College Cam Technical repairs, computer Industrial College Thuỷ, Cẩm Phả, Pha assembly, Civil power, Electricity Cam Pha Quảng Ninh industry, South, Processing plants ĐT: (033) 3862 and product design, Textile- fashion, 091 Business accounting http://www.cdcnc p.edu.vn Vocational School- 767 Nguyễn văn Department of Industry Training: South, Computer Belong the Cừ, TP. Hạ Long, Trade and network administration, Sewing Industrial and Quảng Ninh Industry fashion, Business accounting, Construction ĐT: 033.835272 Quang Ninh_ Electricity industry College Quang ninh Vocational School No.58, Nguyễn Thanh Hoa Food processing techniques, - Tourist of Commerce – Văn Cừ, Hồng Department of Guide, Restaurant Service, Tourism Quang Hải, TP Hạ Long, Trade and Travel Management - restaurants – ninh Quảng Ninh Industry hotels, Electronics, Automotive ĐT: (033) 3854 technology, South, Metal cutting, 497 Techniques refrigeration and air http://www.halon conditioning, Devices, Repair gact.edu.vn techniques and computer assembly, Information Technology, Business accounting,

Vocational School Cam Son ward, People’s Exploiting radio equipment, Mining Cam Pha city Cam Pha city committee of TV equipment, Electronics, Industrial Cam Pha electronics, Civil power, Information technology, Computer network administration, Reporters and editors base station, Business accounting; The school enrollment 200students in 2011.

Vocational School - No2, Bạch Long, Hong Cam Training human resources for the Belong to the P. Bạch Đằng, mining sector of mining include: Electricity Mining College of TP. Hạ Long, company industry, Electronics, Automotive Hong Cam mining Quảng Ninh. technology, South, Metal cutting, company ĐT: 033.626306 – Techniques refrigeration and air

Page 45 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No. Names of the Locations & Management Vocation & scale of training vocational training Phone numbers agency centers Fax: 033.62630 conditioning, Devices, Repair techniques and computer assembly, Information Technology

Vocational School - Thanh Sơn ward, Huu Nghi Training human resources for the Belong to the Uông Bí, Quảng Mining sector of mining include: Electricity Mining College of Ninh company industry, Electronics, Automotive Huu Nghi mining ĐT: 033.54467 – technology, South, Metal cutting, company Fax: 033.584306 Techniques refrigeration and air conditioning, Devices, Repair techniques and computer assembly, Information Technology

II Colleges, Intermediate-level professional have vocational training

Industrial No 78, Nguyễn Minister of Industry Training: Industrial Vocational College Văn Trỗi, Cẩm Labor Invalids Electronics, Automotive technology, Cam Pha city Thuỷ, Cẩm Phả, and Social South, Metal cutting, Techniques Quảng Ninh Affairs refrigeration and air conditioning, ĐT: (033) 3862 Devices, Repair techniques and 091 computer assembly, Information http://www.cdcnc Technology, Business accounting, p.edu.vn Sewing and fashion design;

Industrial and Phương Đông, , Department Colleges level : including 200 Constructional Uông Bí, Quảng of Labor, training target 36 months: Vocational College Ninh Invalids and - Business Accounting Uong Bi city ĐT: (033) 3854 Social affairs - Corporate Governance 497 Quang ninh - Food province - Hotel Management Electronics Industry, Civil power, Sewing Machine Repair, Technical refrigeration and air conditioning, Food processing techniquesIntermediate level: 120 training target 24 months include: - Business Accounting - Corporate Governance - Food Processing 40 Primary system: 7 trades with 1795 targets school from 3 to 6 months (according to the scheme of the Prime Minister 1956) - Growing of crops - Information Technology - Tourist Guide - Automotive Technology - Restaurant Service - Techniques for sugar cane

Page 46 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No. Names of the Locations & Management Vocation & scale of training vocational training Phone numbers agency centers - Mushroom cultivation techniques

Vocational training center III

Center of Informal No.11 Cam Son, Department of Short-term vocational training: Education and Campha City Education and mechanic, technique of processing Vocational Training Training food and tourism services, of Cam Pha City application computer, vocational training for the farmers whose land is recovered.

Center for Hon Gai, Halong, Ministry of Organize of training and licensing Vocational and Quang ninh Public drivers driver training- Security People’s police Academy Bãi Cháy ward, General Labor The array of activities: Consulting Quảng ninh Hạ Long city, Confederation job training, job placement, and Centers for Quảng Ninh of Vietnam. policies related to labor relations, Vocational training Tel: 033.3846.182 provide information on the labor Thanh Hoa union market, About jobs in countries and to work in labor-exporting. The Center has allowed eight vocational training and vocational elementary level include: Sewing Industry, Mechanics (mound-welding) , Information Technology Office,

Page 47 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No. Names of the Locations & Management Vocation & scale of training vocational training Phone numbers agency centers Electronics Industry, Civil power, Sewing Machine Repair, Technical refrigeration and air conditioning, Food processing techniques; and Link training on the needs of learners.

Centers for Đầm Hà Town, Department of Vocational training: Motorcycles Vocational training Quảng ninh Education and repair and paint refurbish, Car repair, Đầm Hà Training Civil power repair, utilities, Electronic repair, Refrigeration, Engineering(weldingmound), Accounting , Driving

Page 48 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Appendix 3 Comparison between pre-project income and expected incomes gained from proposed income restoration programs mentioned above

To illustrate better the possibility to restore the income of affected households who have the remaining land which is still viable to cultivate, it is assumed that the household has the income from 2,000 m2 of paddy planting, they will be acquired the land in different scenarios like 10%, 30%, 50% and 70%, their expected income correspondingly after successfully participating in the income restoration programs will be presented in two tables below. According to results of income restoration assessment, almost all severely affected households registered to participate in high yield paddy cultivate program, husbandry program, and one young member of their family participating in vocational training. Therefore, in general they can have three income sources from Income Restoration Programs as the follows: Comparison between pre-project income of AH and expected incomes of AH gained from the proposed income restoration programs

Annual Incomes of AH from agriculture land Expected Annual Income of AH from Proposed pre-project and after land acquisition Income restoration programs corresponding with scenario of land acquired Hygiene Poultry Income Income vegetable Pig raising Rate of Loss of raising pre- from growing on increase land income increase Total project remaining remaining after attend acquired from land after attend from land land land training training

10% of agriculture 12,000,00 10,800,00 land 0 0 (1,200,000) 18,360,000 7,000,000 8,500,000 50,060,000 30% of agriculture 12,000,00 land 0 8,400,000 (3,600,000) 14,280,000 7,000,000 8,500,000 42,380,000 50% of agriculture 12,000,00 land 0 6,000,000 (6,000,000) 10,200,000 7,000,000 8,500,000 34,700,000 70% of agriculture 12,000,00 land 0 3,600,000 (8,400,000) 6,120,000 7,000,000 8,500,000 27,020,000

Page 49 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Annual Income from agriculture land pre-project and Income after land acquisition corresponding with scenario of land acquired

Rate of Income Income Loss of Acacia Rear the Total land pre-project from income Cultivating cattle (Percent) acquired from land remaining from land remaining (cows) land land (Percent) (Percent) 10% of agriculture land/Fores tryland 12,000,000 10,800,000 (1,200,000) 1.53 0.58 4.17 30% of agriculture land/Fores try land 12,000,000 8,400,000 (3,600,000) 1.19 0.58 3.53 50% of agriculture land/forest ry land 12,000,000 6,000,000 (6,000,000) 0.85 0.58 2.89 70% of agriculture land/forest ry land 12,000,000 3,600,000 (8,400,000) 0.51 0.58 2.25

Page 50 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

Appendix 4 Registration forms for Income Restoration

MONG DUONG THERMAL POWER PROJECT – SOCIO ECONOMIC SURVEY FOR IRP

REGISTRATION OF ASPIRATION

PARTICIPATION IN ECONOMIC RECOVERY PROGRAMS Only applied to households moved houses or acquired with 10% agricultural land and/or affected income source from production/business/service and/or the vulnerable household)

Component: ………………………………………………………..…………….. Ward/commune: ………………...... Hamlet/quarter: …………………………..……. Date/month/year:...... /...... /2013

I. GENERAL INFORMATION: C1. Name of affected householder (land owner):………….…………….. Address: ………………………………………………………….………. Telephone: ………………………………………………………….……

C2. Main occupation: 1.Farmer 7.Handicraft 2.Worker 8. Unemployment 3.State officials 9. Housemaid 4. Businessman 10. Retirement 5. Soldier/security 11. Pupils/student 6. Free occupation 12. Other (Detail): …………………………….. C3. Gender: 1. Male 2. Family

C4. Age: ……………………...

C5. Group: ………………………...

C6. Education: 0. Iliteracy 3. High School 1. Primary School 4. College/University 2. Secondary School 5. Post Graduate

C7. Status of acquired agricultural land 1. No acquired productive land 2. 10% - 30% production land 3. 30% - 70% production land 4. > 70% production land

Page 51 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

C8. Aeffected business? 1. Yes 2. No

C9. New residence ? 1. No resettlement 2. Will move to resettlement site 3. Self-arrange resettlement 4. Self-arrange resettlement elsewhere

C10. Vulnerable household: 1. No vulnerable household 6. Disable 2. Poor (with certificate) 7. Revolution household 3. Invalid/martyr 8. Loneliness household 4. Loneliness Elderly 9. Other:...... 5. Female-headed household (with dependant)

C11. Information of member in the households (in the household book): Total of members:…...... person No Full name Relationship Gender Age Education Main Total of to householder (b) (c) occupation average (a) (d) income per month (dong/month/ person) 1 2 3 4 5 6 7

Code:(a): Relationship to householder: 1.Householder; 2.Spouse ; 3.Children; 4.Parents; 5.Grandfather/mother; 6.Niece/ Nephew; 7.Brother/sister; 8.Relatives (b):Gender: 1.Male; 2. Female (c): Education:1.Illiteracy; 2.Primary; 3. Secondary; 4. High school; 5. Colleague/ University; 6. Master (d): Occupation: 1.Farmer; 2.Worker; 3. State Officials; 4. Businessman; 5. Soldier/security; 6. Free occupation; 7.Handicraft; 8. Unemployment;9. Housemaid; 10. Retirement; 11.Pupils/student; 12. Other (Detail): ……………………..

Page 52 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

C12. Income source of household:

No Income (estimate) Amount (dong/hh/month) 1 From salary 2 From agriculture/forest/aquaculture 3 From business/service 4 From giving/policy allowance 5 From other: free occupations 6 Total

C13. Living standard classification: 1. Poor 2. Near poor 3. Average 4. Fair 5. Rich

C14. Average expenditure per month (dong/month):

No Detailed expenditure (estimate) Amount (dong/hh/month) 1 Food 2 Education (school fee, books, etc.) 3 Health 4 Electricity 5 Water 6 Environment and security fee 7 Cost for production/business/trade/service 8 Traveling, clothing, shopping, wedding, etc 9 Other costs 10 Total expenditure

C15. In 12 months ago, did Household obtain loans? 1. Yes 2. No

C16. If so, Purpose of loan?

1 Husbandry/Farming Amount: ……………………………… 2 Family expense Amount: ……………………………… 3 School fee Amount: ……………………………… 4 Business Amount: ………………………………

Page 53 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

5 Housing Amount: ……………………………… 6 Other (detailed):……………… Amount: ……………………………… Monthly interest? …………………………………………………………………

II. FOR HOUSEHOLDS WHO ARE IN NEED OF PRODUCTION, CULTIVATION AND HUSBANDARY C17. At present what are your main types of cultivation/husbandry…………………

C18. Do you plan to continue or expand these types of cultivation/husbandry? 1. Yes 2. No

C19.If yes, what do you want the Project to support to continue developing cultivation/husbandry? 1.Support for more capital 3.Introduction output 5. Other (detail) 2.Visiting model 4. Technical training

C20. Do you plan to change to any new types of cultivation/husbandry? 1. Yes 2. No (If yes, what type of models …………………….…………………………………) Estimated capital: (if possible)…………………………………………………

C21. What do you want the Project to support to Pilot or change to new types of cultivation/husbandry: 1.Support for more capital 3.Introduction output 5. Other (detail) 2.Visiting model 4. Technical training

III. FOR HOUSEHOLDS WHO ARE IN NEED OF VOCATIONAL TRAINING AND JOB CREATION (for members who participated in job training may enroll in advanced training)

C22. In your family, are there any members attending a vocational training organized in your locality? 1.Yes 2. No

C23. If yes, please inform the table below (list all training sessions, short-term and long-term, including production and business skills)

Page 54 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

No Full name Age Gender Names of Time Training Job after Funds any (month) venue training (If the State’s attended (Name of funds, make job school/vocatio lear what training nal training kind of the courses center programs) /agricultural extension center, ...) 1 2 3 4 5

C24. Please register specific names of family members who wish to participate in vocational training: No Full name Age Gender Expected Expected Expected Expected salary time for Education job workplace (VNĐ/month) learning (months 1 2 3 4 5

IV. FOR HOUSEHOLDS WHO ARE IN NEED OF SUPPORT TO CONTINUE OR CHANGE TO PRODUCTION - BUSINESS

C25. What are your types of production and business?

......

C26.What do you want the Project to support to continue or expand your production and business? 1. Yes 2.No

C27. If yes, what kind of support:

1.Allowance for more capital 3. Introduction of output

2.Technical training 4. Touring patterns

5. Touring patterns……………………………

C28.Do you plan to change to new types of production and business? 1.Yes: 2.No:

Page 55 of 56

Income and Livelihood Restoration Programme Report Mong Duong (2 x 500MW) Thermal Power Plant Project

C29. What do you want the Project to support tochange to new types of production and business?

Yes:  No:

C30. If yes, what kind of support:

1.Allowance for more capital 3. Introduction of output

2.Technical training 4. Touring patterns

5. Touring patterns……………………………

C31. Do you want to establish a consortium/joint venture or other partnerships or not? 1. Yes:  2. No: 

V. ADDITIONAL INFORMATION

If you have any suggestions or desire, please write in the space below.

……………………………………………………………………………………………… ………………………………………………………………………………………………

THANK YOU VERY MUCH!

Certification of household Certification of consultant Certification of local authority

Page 56 of 56