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SCHEDULE OF INVESTMENTS (Unaudited) Dunham Corporate/Government Bond Fund July 31, 2020 Variable Principal Interest Maturity Security Rate Amount Rate % Date Value CORPORATE BONDS & NOTES - 63.9 % AEROSPACE / DEFENSE - 0.6 % Boeing Co. $ 50,000 5.150 5/1/2030 $ 54,656 Boeing Co. 33,000 5.805 5/1/2050 38,849 Boeing Co. 33,000 5.930 5/1/2060 39,771 Howmet Aerospace, Inc. 50,000 6.875 5/1/2025 56,840 Signature Aviation US Holdings, Inc. - 144A 105,000 4.000 3/1/2028 99,402 TransDigm, Inc. 90,000 5.500 11/15/2027 85,563 375,081 AGRICULTURE - 0.3 % BAT Capital Corp. 170,000 4.906 4/2/2030 205,475 APPAREL - 0.4 % Hanesbrands, Inc. - 144A 100,000 5.375 5/15/2025 107,625 Under Armour, Inc. ^ 75,000 3.250 6/15/2026 70,266 VF Corp. 74,000 2.400 4/23/2025 78,777 256,668 AUTO MANUFACTURERS - 0.4 % Ford Motor Co. 103,000 9.000 4/22/2025 121,490 General Motors Co. 95,000 6.800 10/1/2027 115,847 237,337 AUTO PARTS & EQUIPMENT - 0.6 % American Axle & Manufacturing, Inc. 80,000 6.500 4/1/2027 82,150 Dana, Inc. 105,000 5.375 11/15/2027 110,933 Lear Corp. 165,000 3.800 9/15/2027 173,365 366,448 AUTOMOBILE ABS - 4.5 % American Credit Acceptance Receivables Trust 2018-3 - 144A 121,332 3.750 10/15/2024 121,228 American Credit Acceptance Receivables Trust 2019-2 - 144A 125,000 3.170 6/12/2025 127,075 Americredit Automobile Receivables Trust 2018-1 135,000 3.820 3/18/2024 140,201 Avid Automobile Receivables Trust 2018-1 - 144A 19,146 2.840 8/15/2023 19,196 Avis Budget Rental Car Funding AESOP LLC - 144A 150,000 3.070 9/20/2023 151,187 Avis Budget Rental Car Funding AESOP LLC - 144A 155,000 2.360 3/20/2026 155,698 Capital Auto Receivables Asset Trust 2017-1 - 144A 160,000 2.700 9/20/2022 161,323 Carmax Auto Owner Trust 2019-1 140,000 3.740 1/15/2025 144,700 Carvana Auto Receivables Trust 2019-1 - 144A 145,000 3.880 10/15/2024 148,467 Carvana Auto Receivables Trust 2019-3 - 144A 185,000 2.710 10/15/2024 188,735 Drive Auto Receivables Trust 2019-4 135,000 2.510 11/17/2025 137,584 DT Auto Owner Trust 2018-1 - 144A 113,559 3.470 12/15/2023 113,998 DT Auto Owner Trust 2019-1 - 144A 120,000 3.610 11/15/2024 122,683 First Investors Auto Owner Trust 2019-1 - 144A 150,000 3.260 3/17/2025 154,344 GLS Auto Receivables Issuer Trust 2020-1 - 144A 190,000 2.430 11/15/2024 192,548 Hertz Vehicle Financing II LP - 144A 91,509 2.670 9/25/2021 91,613 OneMain Direct Auto Receivables Trust 2018-1 - 144A 125,000 3.850 10/14/2025 126,213 Santander Drive Auto Receivables Trust 2017-1 100,000 2.150 2/10/2025 100,987 United Auto Credit Securitization Trust 2020-1 - 144A 155,000 2.190 6/16/2025 154,484 Westlake Automobile Receivables Trust 2018-3 - 144A 150,000 3.610 10/16/2023 152,621 2,704,885 BANKS - 6.9 % Bank of America Corp. 211,000 4.200 8/26/2024 236,611 Bank of America Corp. 3 Month LIBOR + 0.770 % 160,000 1.311 + 2/5/2026 159,108 Bank of Montreal ^ 5 Year Swap Rate US + 1.432% 234,000 3.803 + 12/15/2032 260,525 Bank of New York Mellon Corp. 5 Year Treasury Note + 4.358% 115,000 4.700 + Perpetual 124,807 BBVA Bancomer SA - 144A 5 Year Treasury Note + 2.650% 200,000 5.125 + 1/18/2033 188,502 Citigroup, Inc. 300,000 4.050 7/30/2022 319,566 Citigroup, Inc. ^ 50,000 3.200 10/21/2026 55,564 Fifth Third Bancorp 5 Year Treasury Note + 4.215% 124,000 4.500 + 9/30/2168 126,480 Goldman Sachs Group, Inc. 230,000 4.250 10/21/2025 262,780 JPMorgan Chase & Co. SOFRRATE 2.515% 370,000 2.956 + 5/13/2031 403,861 JPMorgan Chase & Co. SOFRRATE 3.125% 47,000 4.600 + 8/1/2168 45,536 Morgan Stanley 175,000 6.375 7/24/2042 292,018 PNC Financial Services Group, Inc. 3 Month LIBOR + 3.300% 170,000 5.000 + 12/29/2049 177,813 Santander Holdings USA, Inc. 133,000 3.700 3/28/2022 138,170 Santander Holdings USA, Inc. 105,000 3.500 6/7/2024 112,607 Santander Holdings USA, Inc. 65,000 4.400 7/13/2027 72,582 Synovus Financial Corp. 5 Year Swap Rate US + 3.379% 70,000 5.900 + 2/7/2029 71,704 Toronto-Dominion Bank 5 Year Swap Rate US + 2.205% 195,000 3.625 + 9/15/2031 222,471 Truist Financial Corp. 10 Year Treasury Note + 4.349% 125,000 5.100 + 3/1/2069 135,938 UBS AG 250,000 7.625 8/17/2022 280,104 Wells Fargo & Co. SOFRRATE 2.10% 305,000 2.393 + 6/2/2028 319,820 Wells Fargo & Co. 3 Month LIBOR + 3.110% 115,000 5.900 + Perpetual 117,388 4,123,955 SCHEDULE OF INVESTMENTS (Unaudited) Dunham Corporate/Government Bond Fund (Continued) July 31, 2020 Variable Principal Interest Maturity Security Rate Amount Rate % Date Value CORPORATE BONDS & NOTES - 63.9 % (Continued) BEVERAGES - 0.6 % Anheuser-Busch InBev Worldwide, Inc. $ 105,000 4.000 4/13/2028 $ 122,995 Anheuser-Busch InBev Worldwide, Inc. ^ 40,000 4.750 1/23/2029 49,263 Bacardi Ltd. - 144A 100,000 4.700 5/15/2028 117,477 289,735 BUILDING MATERIALS - 0.2 % Standard Industries, Inc. - 144A 130,000 4.375 7/15/2030 140,600 CHEMICALS - 0.4 % Avient Corp. - 144A 100,000 5.750 5/15/2025 108,674 Olin Corp. 120,000 5.625 8/1/2029 114,873 223,547 COAL - 0.1 % Alliance Resource Operating Partners LP - 144A 70,000 7.500 5/1/2025 49,000 COMMERCIAL MBS - 3.0 % BX Trust 2019-OC11 - 144A 130,000 4.075 ++ 12/9/2041 124,424 CHC Commercial Mortgage Trust 2019 - CHC - 144A 1 Month LIBOR + 1.120 % 233,990 1.295 + 6/15/2034 222,469 Citigroup Commercial Mortgage Trust 2015-GC27 130,000 2.878 2/10/2048 136,560 Citigroup Commercial Mortgage Trust 2019-SST2 - 144A 1 Month LIBOR + 0.920 % 145,000 1.095 + 12/15/2036 142,418 Credit Suisse Mortgage Capital Certificates 2019-ICE4 - 144A 1 Month LIBOR + 0.980 % 205,000 1.155 + 5/15/2036 204,743 Exantas Capital Corp. - 144A 1 Month LIBOR + 1.150 % 160,000 1.331 + 3/15/2035 157,623 GS Mortgage Securities Corp. Trust 2012-ALOHA - 144A 252,000 3.551 4/10/2022 254,800 GS Mortgage Securities Trust 2020-GC45 135,000 3.173 ++ 2/13/2053 148,260 Hilton USA Trust 2016-SFP - 144A 185,000 3.323 11/5/2035 185,607 JP Morgan Chase Commercial Mortgage Securities Trust 2011-C4 - 144A 28,649 4.388 5/15/2021 29,055 JPMBB Commercial Mortgage Securities Trust 2015-C31 125,000 4.106 8/15/2048 137,565 WFRBS Commercial Mortgage Trust 2014-C24 62,000 3.931 11/15/2047 66,893 1,810,417 COMMERCIAL SERVICES - 0.8 % ASGN, Inc. - 144A 55,000 4.625 5/15/2028 56,330 Ashtead Capital, Inc. - 144A 200,000 4.375 8/15/2027 209,000 DP World PLC - 144A 100,000 6.850 7/2/2037 133,519 Garda World Security Corp. - 144A 55,000 4.625 2/15/2027 56,680 Jaguar Holding Co. II / PPD Development LP -144A 40,000 5.000 6/15/2028 42,638 498,167 COMPUTERS - 0.8 % Dell International LLC / EMC Corp. - 144A 75,000 8.100 7/15/2036 101,891 Hewlett Packard Enterprise Co. 160,000 4.900 10/15/2025 185,086 HP, Inc. 150,000 3.400 6/17/2030 161,963 448,940 CREDIT CARD ABS - 0.7 % Fair Square Issuance Trust - 144A 305,000 2.900 9/20/2024 307,233 Genesis Private Label Amortizing Trust 2020-1 - 144A 100,000 2.830 7/20/2030 100,092 407,325 DISTRIBUTION / WHOLESALE - 0.2 % American Builders & Contractors Supply Co., Inc. - 144A 100,000 4.000 1/15/2028 104,169 DIVERSIFIED FINANCIAL SERVICES - 2.6 % AerCap Ireland Capital DAC / AerCap Global Aviation Trust 150,000 3.650 7/21/2027 136,457 Avolon Holdings Funding Ltd. - 144A 125,000 4.375 5/1/2026 110,725 Brightsphere Investment Group, Inc. 165,000 4.800 7/27/2026 170,373 Brookfield Finance LLC 174,000 4.000 4/1/2024 190,483 Capital One Financial Corp. ^ 120,000 4.200 10/29/2025 134,982 Capital One Financial Corp. 165,000 3.750 7/28/2026 182,527 Charles Schwab Corp. 5 Year Treasury Note + 4.971% 112,000 5.375 + 9/1/2168 122,920 Citadel LP - 144A 105,000 4.875 1/15/2027 112,114 Jefferies Group LLC / Jefferies Group Capital Finance, Inc. 90,000 4.850 1/15/2027 102,749 OneMain Finance Corp. 70,000 6.875 3/15/2025 78,387 OneMain Finance Corp. 25,000 7.125 3/15/2026 29,340 OneMain Finance Corp. 10,000 5.375 11/15/2029 10,613 Synchrony Financial 135,000 3.950 12/1/2027 142,559 1,524,229 ELECTRIC - 1.8 % American Electric Power Co, Inc.
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    JSMDID Janus Index & Calculation Services LLC announces the quarterly rebalancing of the Janus Small/Mid Cap Growth Alpha Index (JSMDID). The rebalancing will become effective at the close on December 14, 2020. The following weights are computed as of the open on December 07, 2020: ABCB UW Equity AMERIS BANCORP 0.00080013 ABTX UQ Equity ALLEGIANCE BANCSHARES INC 0.00022218 AGR UN Equity AVANGRID INC 0.0055378 AJRD UN Equity AEROJET ROCKETDYNE HOLDINGS INC 0.0026259 ALGT UW Equity ALLEGIANT TRAVEL CO 0.002522 ALRM UW Equity ALARM.COM HOLDINGS INC 0.0095819 ALSN UN Equity ALLISON TRANSMISSION HOLDING 0.003937 ALTA UR Equity ALTABANCORP 0.0001678 AMED UW Equity AMEDISYS INC 0.019354 AMN UN Equity AMN HEALTHCARE SERVICES INC 0.0071816 AMWD UW Equity AMERICAN WOODMARK CORP 0.0012677 APPF UQ Equity APPFOLIO INC - A 0.007247 ASGN UN Equity ASGN INC 0.0037157 ATH UN Equity ATHENE HOLDING LTD - CLASS A 0.0027894 AVO UW Equity MISSION PRODUCE INC 0.0026621 AX UN Equity AXOS FINANCIAL INC 0.00065715 AYX UN Equity ALTERYX INC 0.015624 AZPN UW Equity ASPEN TECHNOLOGY INC 0.022467 BANF UW Equity BANCFIRST CORP 0.00059838 BEAT UW Equity BIOTELEMETRY INC 0.0047153 BERY UN Equity BERRY GLOBAL GROUP INC 0.020102 BFST UW Equity BUSINESS FIRST BANCSHARES 0.00013387 BGSF UN Equity BG STAFFING INC 0.00012217 Janus Index & Calculation Services, LLC BLBD UQ Equity BLUE BIRD CORP 0.0003894 BLD UN Equity TOPBUILD CORP 0.0043497 BLDR UW Equity BUILDERS FIRSTSOURCE INC 0.0035128 BMCH UW Equity BMC STOCK HOLDINGS INC 0.0026463 BOOT UN Equity BOOT BARN HOLDINGS INC
  • League Tables Q1 2020 Q1 2020

    League Tables Q1 2020 Q1 2020

    KOREA CAPITAL MARKETS LEAGUE TABLES Q1 2020 Q1 2020 MANAGER RANKINGS KOREA CAPITAL MARKETS The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards. LEAG<GO> for a full range of league tables MA<GO> for a full range of merger & acquisition tables NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email Equities Joo Jeon +82 2 6360 1773 [email protected] Fixed Income Jin Ye Kim +82 2 6360 1763 [email protected] Seongji Ko +82 2 6360 1754 [email protected] Loans Soomi Oh +65 6231 3428 [email protected] © 2020 Bloomberg Finance L.P. All rights reserved. Bloomberg South Korea Capital Markets | Q1 2020 South Korea Bonds: Industry Breakdown South Korea Bonds 19% Q1 2020 Q1 2019 42% Mkt Volume (KRW Deal Prev Prev Mkt Mkt Share Firm Rank Share(%) Mln) Count Rank Share(%) Chg(%) KB Financial Group Inc 1 21.529 4,369,972 109 1 25.150 -3.621 39% NH Investment & Securities Co Ltd 2 18.937 3,843,787 76 2 22.397 -3.460 Korea Investment & Securities Co 3 13.741 2,789,058 80 3 10.509 3.232 SK Securities 4 10.251 2,080,772 78 4 8.581 1.670 Mirae Asset Daewoo Co Ltd 5 9.241 1,875,813 53 6 6.681 2.560 Government 42% Shinhan Financial
  • Page 1 of 375 6/16/2021 File:///C:/Users/Rtroche

    Page 1 of 375 6/16/2021 File:///C:/Users/Rtroche

    Page 1 of 375 :: Access Flex Bear High Yield ProFund :: Schedule of Portfolio Investments :: April 30, 2021 (unaudited) Repurchase Agreements(a) (27.5%) Principal Amount Value Repurchase Agreements with various counterparties, 0.00%, dated 4/30/21, due 5/3/21, total to be received $129,000. $ 129,000 $ 129,000 TOTAL REPURCHASE AGREEMENTS (Cost $129,000) 129,000 TOTAL INVESTMENT SECURITIES 129,000 (Cost $129,000) - 27.5% Net other assets (liabilities) - 72.5% 340,579 NET ASSETS - (100.0%) $ 469,579 (a) The ProFund invests in Repurchase Agreements jointly with other funds in the Trust. See "Repurchase Agreements" in the Appendix to view the details of each individual agreement and counterparty as well as a description of the securities subject to repurchase. Futures Contracts Sold Number Value and Unrealized of Expiration Appreciation/ Contracts Date Notional Amount (Depreciation) 5-Year U.S. Treasury Note Futures Contracts 3 7/1/21 $ (371,977) $ 2,973 Centrally Cleared Swap Agreements Credit Default Swap Agreements - Buy Protection (1) Implied Credit Spread at Notional Premiums Unrealized Underlying Payment Fixed Deal Maturity April 30, Amount Paid Appreciation/ Variation Instrument Frequency Pay Rate Date 2021(2) (3) Value (Received) (Depreciation) Margin CDX North America High Yield Index Swap Agreement; Series 36 Daily 5 .00% 6/20/26 2.89% $ 450,000 $ (44,254) $ (38,009) $ (6,245) $ 689 (1) When a credit event occurs as defined under the terms of the swap agreement, the Fund as a buyer of credit protection will either (i) receive from the seller of protection an amount equal to the par value of the defaulted reference entity and deliver the reference entity or (ii) receive a net amount equal to the par value of the defaulted reference entity less its recovery value.