NSDL UPDATE June 2018
Total Page:16
File Type:pdf, Size:1020Kb
NSDL UPDATE June 2018 News Articles Addition to demat rejection reason code for Issuers/ RTAs A new rejection reason has been added in the list of reasons for rejection of dematerialisation request by Issuers/ RTAs: Rejection Code Rejection Reason 47*(Refer note) Physical Shares transferred/transmitted to IEPF Demat Account *The demat rejection code ‘47 - cancelled by investor’ which was in use between October 23, 2009 and December 16, 2010 has been assigned a new code ‘98 - Cancelled by Investor’. Participants are advised to incorporate the new rejection code ‘98 - Cancelled by Investor’ in their back office system in place of ‘47 - cancelled by investor’ to ensure that SOT/ Demat rejection request reports generated from back office system shows the proper rejection reason for the cancellation done in past. Reference: Circular No. NSDL/POLICY/2018/0026 dated May 8, 2018, available on NSDL website www.nsdl.co.in Subscription to SPEED-e During May 2018, one more Participant has subscribed to the SPEED-e facility - Allahabad Bank (DP ID IN300853) Clients of the above mentioned Participant can now avail the facility of submitting various instructions through SPEED-e facility. This takes the total number of Participants which have subscribed to SPEED-e to 201. Training Programmes for Participants: NISM / NSDL-DO training / certification programme for Participants To facilitate officials of Participants to prepare and appear for NISM - Series VI Depository Operations Certification Examination (DOCE), NSDL conducted three training programmes at Hyderabad, Kolkata and Mumbai in May 2018. Take a look Performance Summary* Investor Accounts 1,72,42,181 News Articles Participants 277 Companies Name Change Participant Service Centres 30,563 Demat Custody 1,75,70,560 Crore Corporate Action Statistics ` Settlement ` 2,67,388 Crore Performance Summary Companies available for demat 20,246 Securities Admitted For Dematerialisation Instruments w Debentures/Bonds 15,105 Forthcoming Compliance w Securitised Instruments 2,196 w Commercial Papers 2,387 w Certificates of Deposit 411 * Information as on May 31, 2018 2 CPE Training Programme for Participants NSDL, a NISM Accredited Continuing Professional Education (CPE) Provider offers CPE training programmes in different modules like Depository Operations, Mutual Fund, Currency Derivatives, Equity Derivatives, Securities Operations and Risk Management, Registrars to an Issue and Share Transfer Agents - Corporate, Merchant Banking, Investment Advisor Level 1 and 2, etc. for eligible associated persons. In May 2018, NSDL conducted 11 such training programmes at Ahmedabad, Chennai, Kolkata, Mumbai and New Delhi. Investor Education initiatives undertaken by NSDL In order to reach out to investors that are spread across the country to apprise them about the facilities available in NSDL depository system and educate them about financial markets, NSDL conducts various Programmes with Participants, Housing Societies, Institutions like SEBI, NSE, corporates etc. and also participates in various events. During May 2018, NSDL conducted / participated in 32 such programmes / events which were attended by more than 2,300 participants. Details are mentioned below: Sr. No. Particulars 1 Joint Awareness Programmes with Participants No. of Programmes Kotak Securities Limited 7 Nirmal Bang Securities Private Limited 4 Sharekhan Limited 3 ICICI Bank Limited 2 Arihant Capital Markets Limited 1 Goldmine Stocks Private Limited 1 Patel Wealth Advisors Private Limited 1 YES Bank Limited 1 Total 20 2 Joint Awareness Programmes with other Institutions No. of Programmes Other Institutions 8 Total 8 3 Workshop for Colleges and Academic Institutions No. of Programmes Thakur Institute of Management Studies, Career Development and Research, Mumbai 1 WIRC - Institute of Chartered Accountants of India 1 Total 2 4 Participation at Events No. of Programmes Golden Jubilee Year National Conference of Practicing Company Secretaries (19th Edition) organised by The Institute of Company Secretaries of India at Mumbai, 1 Maharashtra Job Fair organised by Midday newspaper at Mumbai, Maharashtra 1 Total 2 3 List of Companies which have changed Name during May 2018 Sr. No. Old Name New Name 1 Acquire Services Private Limited Interglobe Enterprises Private Limited 2 Alstom Bharat Forge Power Private Limited GE Power Systems India Private Limited 3 Amazon Online Distribution Services Private Limited Amazon Pay (India) Private Limited 4 Ami Organics Private Limited Ami Organics Limited 5 Banik Rubber Industries (India) Private Limited Ajanta Shoes (India) Private Limited 6 Bayer Materialscience Private Limited Covestro (India) Private Limited 7 Chankya Investments Limited Antariksh Industries Limited 8 Cineom Broadcast India Private Limited Cineom Broadcast India Limited 9 Eisa Trading Private Limited Palava Dwellers Private Limited 10 Galaxy Commercial Limited Latent Light Finance Limited 11 Halcyon Finance & Capital Advisors Private Limited Radiant Life Care Private Limited 12 IFMR Mezzanine Finance Private Limited Arthimpact Digital Loans Private Limited 13 India Infoline Housing Finance Limited IIFL Home Finance Limited 14 India Infoline Limited IIFL Securities Limited 15 Janalakshmi Financial Services Limited Jana Small Finance Bank Limited 16 Kallam Spinning Mills Limited Kallam Textiles Limited 17 Kettlewell Bullen & Company Limited Gloster Limited 18 KLRF Limited Kovilpatti Lakshmi Roller Flour Mills Limited 19 Meenakshi Energy Private Limited Meenakshi Energy Limited 20 Mgage India Private Limited Karix Mobile Private Limited 21 Prism Cement Limited Prism Johnson Limited 22 Pudumjee Industries Limited 3P Land Holdings Limited 23 Pure Weblopment Limited Pure Ites Limited 24 Refex Refrigerants Limited Refex Industries Limited 25 Shreyas Relay Systems Limited Avana Logistek Limited 26 Smartlink Network Systems Limited Smartlink Holdings Limited 27 Sona Koyo Steering Systems Limited JTEKT India Limited 28 Vidhi Dyestuffs Manufacturing Limited Vidhi Specialty Food Ingredients Limited 29 Vikas Granaries Limited Vikas Proppant & Granite Limited Corporate Action Statistics During May 2018 For F.Y. 2018 - 19 (Upto May 2018) Sr. No. Description No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Bonds 9,691 203,579,778 19,586 430,250,697 2 Certificates of Deposit 195 4,136,900 340 7,348,400 3 Commercial Papers 943 3,976,565 1,638 7,011,752 4 Equity Shares 365,209 8,886,319,813 1,178,638 28,360,618,617 5 Government Securities 5,370 497,767 5,542 560,950 6 Infrastructure Investment Trust 13 368,407,592 15 382,006,792 7 Mutual Fund Units 99,036 548,016,595 138,495 1,054,834,331 8 Mutual Fund Units (Trase) 90,917 452,136,917 169,950 932,714,712 9 Preference Shares 44 43,212,798 235 373,797,881 10 Securitised Instruments 167 15,468,691,233 341 29,183,325,636 11 Warrants 58 93,320,967 67 112,360,967 Total 571,643 26,072,296,925 1,514,847 60,844,830,735 4 Performance Summary INVESTORS PARTICIPANTS Client Accounts Month -Year Month - No. of Participants Service Cities / No. of Accounts (lakhs) Year Centres Towns May-16 146.76 May-16 269 26,955 1,950 May-17 157.84 May-17 268 27,395 1,932 May-18 172.42 May-18 277 30,563 1,937 DEMATERIALISATION SETTLEMENT (LISTED EQUITY SHARES) Value of Quantity of shares Value of shares No. of Dematerialised Month - Dematerialised Month - settled in settled in Securities Year Securities Year dematerialised form dematerialised form (In Crore) (In ` Crore) (In Crore) (In ` Crore) May-16 1,11,258 1,21,76,277 May-16 751 1,67,187 May-17 1,34,982 1,51,39,574 May-17 1,006 2,46,945 May-18 1,54,922 1,75,70,560 May-18 1,024 2,67,388 (Single Side) EQUITY No. of Companies Month - Year Operational Companies May-16 15,982 May-17 18,190 May-18 20,246 DEBENTURES / BONDS SECURITISED INSTRUMENTS Month - No. of No. of active Demat Value Month - No. of No. of active Demat Value Year Issuers instruments (In ` Crore) Year Issuers instruments (In ` Crore) May-16 1,386 13,269 20,24,777 May-16 1,330 1,734 1,43,094 May-17 1,713 15,097 24,61,804 May-17 1,572 1,993 1,90,725 May-18 1,980 15,105 28,05,965 May-18 1,772 2,196 1,95,021 COMMERCIAL PAPERS CERTIFICATES OF DEPOSIT Month - No. of No. of active Demat Value Month - No. of No. of active Demat Value Year Issuers instruments (In ` Crore) Year Issuers instruments (In ` Crore) May-16 362 2,083 3,73,463 May-16 41 707 2,55,065 May-17 411 2,591 4,70,594 May-17 26 413 1,75,305 May-18 380 2,387 6,04,083 May-18 35 411 2,38,701 5 Securities admitted for Dematerialisation during May 2018 Sr. No. COMPANY ISIN Sr. No. COMPANY ISIN 1 ACB Mining Private Limited INE00J001012 35 Crop Life Science Limited INE00NH01017 2 Acme Guledagudda Solar Energy Private INE00OW01014 36 CTA Softech Private Limited INE00HA01014 Limited 37 Daps Advertising Private Limited INE975Z01012 3 Acme Hukkeri Solar Energy Private INE00OT01010 38 DBL Anandapuram Anakapalli Highways INE00NU01010 Limited Private Limited 4 Acme Kittur Solar Energy Private Limited INE00OU01018 39 DBL Bangalore Nidagatta Highways INE00L201014 5 Acme Sidlaghatta Solar Energy Private INE00OV01016 Private Limited Limited 40 DBL Borgaon Watambare Highways INE00OP01018 6 Aims Impex Private Limited INE00HF01013 Private Limited 7 Alfa Laval Support Services Private INE600X01011 41 DBL Byrapura Challakere Highways INE00NT01012 Limited Private Limited 8 Amplus KN One Power Private Limited INE00MB01012 42 DBL Chandikhole Bhadrak Highways INE00IB01010 9 Annapurna Finance Private Limited INE515Q01015 Private Limited 10 Apco Arasavalli Expressway