The Ontario Securities Commission
OSC Bulletin
January 14, 2011
Volume 34, Issue 2
(2011), 34 OSCB
The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Carswell, a Thomson Reuters business Suite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
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© Copyright 2011 Ontario Securities Commission ISSN 0226-9325 Except Chapter 7 ©CDS INC.
One Corporate Plaza Customer Relations 2075 Kennedy Road Toronto 1-416-609-3800 Toronto, Ontario Elsewhere in Canada/U.S. 1-800-387-5164 M1T 3V4 Fax 1-416-298-5082 www.carswell.com Email www.carswell.com/email Table of Contents
Chapter 1 Notices / News Releases ...... 397 Chapter 6 Request for Comments ...... (nil) 1.1 Notices ...... 397 1.1.1 Current Proceedings before the Chapter 7 Insider Reporting...... 465 Ontario Securities Commission ...... 397 1.1.2 Peak Energy Services Trust – Chapter 8 Notice of Exempt Financings...... 683 Notice of Correction...... 403 Reports of Trades Submitted on 1.1.3 OSC Staff Notice 54-701 – Forms 45-106F1 and 45-501F1...... 683 Regulatory Developments Regarding Shareholder Democracy Issues ...... 404 Chapter 9 Legislation...... (nil) 1.2 Notices of Hearing...... (nil) 1.3 News Releases ...... 406 Chapter 11 IPOs, New Issues and Secondary 1.3.1 OSC Commissioner Appointment: Financings...... 691 Edward Kerwin ...... 406 1.3.2 OSC Issues Update on Regulatory Chapter 12 Registrations...... 695 Proposals Related to Shareholder 12.1.1 Registrants...... 695 Democracy ...... 407 1.3.3 OSC Announces Continuous Disclosure Chapter 13 SROs, Marketplaces and Advisory Committee Members Clearing Agencies ...... 699 for 2011-2013 ...... 409 13.1 SROs...... (nil) 1.4 Notices from the Office 13.2 Marketplaces ...... 699 of the Secretary ...... 410 13.2.1 CNSX Markets Inc. – s. 15.1 of 1.4.1 North American Financial Group Inc. NI 21-101 Marketplace Operation...... 699 et al...... 410 13.3 Clearing Agencies ...... (nil) 1.4.2 Al-tar Energy Corp. et al...... 410 Chapter 25 Other Information ...... (nil) Chapter 2 Decisions, Orders and Rulings ...... 411 2.1 Decisions ...... 411 Index...... 701 2.1.1 Mulvihill Pro-AMS RSP Split Share Corp...... 411 2.1.2 Catapult Financial Management Inc...... 412 2.1.3 Encana Corporation ...... 415 2.1.4 Bell Aliant Regional Communications, Limited Partnership ...... 418 2.1.5 PIMCO Canada Corp. et al...... 427 2.1.6 Baytex Energy Trust ...... 438 2.1.7 GMIncome & Growth Fund...... 441 2.2 Orders...... 444 2.2.1 North American Financial Group Inc. et al. - ss. 127(7), 127(8) ...... 444 2.2.2 Al-tar Energy Corp. et al. – ss. 127, 127.1...... 445 2.3 Rulings ...... (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings...... 447 3.1 OSC Decisions, Orders and Rulings ...... 447 3.1.1 Al-tar Energy Corp. et al...... 447 3.2 Court Decisions, Order and Rulings...... (nil)
Chapter 4 Cease Trading Orders...... 463 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ...... 463 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ...... 463 4.2.2 Outstanding Management & Insider Cease Trading Orders...... 463
Chapter 5 Rules and Policies...... (nil)
January 14, 2011 (2011) 34 OSCB
Chapter 1 Notices / News Releases
1.1 Notices SCHEDULED OSC HEARINGS
1.1.1 Current Proceedings Before The Ontario January 17-21, Carlton Ivanhoe Lewis, Mark Securities Commission 2011 Anthony Scott, Sedwick Hill, Leverage Pro Inc., Prosporex January 14, 2011 10:00 a.m. Investment Club Inc., Prosporex Investments Inc., Prosporex Ltd., CURRENT PROCEEDINGS Prosporex Inc., Prosporex Forex SPV Trust, Networth Financial BEFORE Group Inc., and Networth Marketing Solutions ONTARIO SECURITIES COMMISSION s. 127 and 127.1 ------H. Daley in attendance for Staff Unless otherwise indicated in the date column, all hearings will take place at the following location: Panel: JDC/MCH
The Harry S. Bray Hearing Room January 17-21, Maple Leaf Investment Fund Corp., Ontario Securities Commission January 26- Joe Henry Chau (aka: Henry Joe Cadillac Fairview Tower February 1, Chau, Shung Kai Chow and Henry Suite 1700, Box 55 2011 Shung Kai Chow), Tulsiani 20 Queen Street West Investments Inc., Sunil Tulsiani Toronto, Ontario 10:00 a.m. and Ravinder Tulsiani M5H 3S8 s. 127 Telephone: 416-597-0681 Telecopier: 416-593-8348 A. Perschy/C. Rossi in attendance for CDS TDX 76 Staff
Late Mail depository on the 19th Floor until 6:00 p.m. Panel: CP/PLK
------January 17-19 Merax Resource Management Ltd. and 21, 2011 carrying on business as Crown THE COMMISSIONERS Capital Partners, Richard Mellon and 10:00 a.m. Alex Elin Howard I. Wetston, Chair — HIW James E. A. Turner, Vice Chair — JEAT January 20, s. 127 2011 Lawrence E. Ritchie, Vice Chair — LER H. Craig in attendance for Staff Sinan O. Akdeniz — SOA 9:00 a.m. James D. Carnwath — JDC Panel: PJL/SA Mary G. Condon — MGC January 24, Shaun Gerard McErlean and Margot C. Howard — MCH 2011 Securus Capital Inc. Kevin J. Kelly — KJK 10:00 a.m. s. 127 Paulette L. Kennedy — PLK Edward P. Kerwin — EPK M. Britton in attendance for Staff Vern Krishna __ VK Panel: TBA Patrick J. LeSage — PJL Carol S. Perry — CSP Christopher Portner — CP Charles Wesley Moore (Wes) Scott — CWMS
January 14, 2011 (2011) 34 OSCB 397 Notices / News Releases
January 25, Ciccone Group, Medra Corporation, January 26, QuantFX Asset Management Inc., 2011 990509 Ontario Inc., Tadd Financial 2011 Vadim Tsatskin, Lucien Inc., Cachet Wealth Management Shtromvaser and Rostislav 2:00 p.m. Inc., Vince Ciccone, Darryl 12:00 p.m. Zemlinsky Brubacher, Andrew J. Martin., Steve Haney, Klaudiusz Malinowski s. 127 and Ben Giangrosso H. Craig in attendance for Staff s. 127 Panel: CSP P. Foy in attendance for Staff January 27, Irwin Boock, Stanton Defreitas, Panel: CSP 2011 Jason Wong, Saudia Allie, Alena Dubinsky, Alex Khodjiaints January 25, Majestic Supply Co. Inc., Suncastle 2:00 p.m. Select American Transfer Co., 2011 Developments Corporation, Herbert Leasesmart, Inc., Advanced Growing Adams, Steve Bishop, Mary Systems, Inc., International Energy 3:00 p.m. Kricfalusi, Kevin Loman and CBK Ltd., Nutrione Corporation, Pocketop Enterprises Inc. Corporation, Asia Telecom Ltd., Pharm Control Ltd., Cambridge s. 37, 127 and 127.1 Resources Corporation, Compushare Transfer Corporation, D. Ferris in attendance for Staff Federated Purchaser, Inc., TCC Industries, Inc., First National Panel: CSP Entertainment Corporation, WGI Holdings, Inc. and Enerbrite January 26, Rezwealth Financial Services Inc., Technologies Group 2011 Pamela Ramoutar, Chris Ramoutar, Justin Ramoutar, Tiffin Financial s. 127 and 127.1 10:00 a.m. Corporation, Daniel Tiffin, 2150129 Ontario Inc. and Sylvan Blackett H. Craig in attendance for Staff
s. 127(1) and (5) Panel: MGC
A. Heydon in attendance for Staff January 27, Helen Kuszper and Paul Kuszper 2011 Panel: CSP s. 127 and 127.1 2:30 p.m. January 26, Global Consulting and Financial U. Sheikh in attendance for Staff 2011 Services, Crown Capital Management Corporation, Canadian Panel: MGC 11:00 a.m. Private Audit Service, Executive Asset Management, Michael January 31 – Anthony Ianno and Saverio Manzo Chomica, Peter Siklos (Also Known February 7, As Peter Kuti), Jan Chomica, and February 9-18, s. 127 and 127.1 Lorne Banks February 23, 2011 A. Clark in attendance for Staff s. 127 10:00 a.m. Panel: EPK/SA M. Boswell in attendance for Staff January 31, Nest Acquisitions and Mergers, Panel: CSP February 1-7, IMG International Inc., Caroline February 9-11, Myriam Frayssignes, David 2011 Pelcowitz, Michael Smith, and Robert Patrick Zuk 10:00 a.m. s. 37, 127 and 127.1
C. Price in attendance for Staff
Panel: TBA
January 14, 2011 (2011) 34 OSCB 398 Notices / News Releases
February 8, Ameron Oil and Gas Ltd. and MX-IV, February 16, Global Energy Group, Ltd., New 2011 Ltd. 2011 Gold Limited Partnerships, Christina Harper, Vadim Tsatskin, Michael 2:30 p.m. s. 127 2:00 p.m. Schaumer, Elliot Feder, Oded Pasternak, Alan Silverstein, Herbert M. Boswell in attendance for Staff Groberman, Allan Walker, Peter Robinson, Vyacheslav Brikman, Panel: TBA Nikola Bajovski, Bruce Cohen and Andrew Shiff February 11, Shallow Oil & Gas Inc., Eric O’Brien, 2011 Abel Da Silva, Gurdip Singh s. 37, 127 and 127.1 Gahunia aka Michael Gahunia and 10:00 a.m. Abraham Herbert Grossman aka H. Craig in attendance for Staff Allen Grossman Panel: TBA s. 127(7) and 127(8) February 25, Hillcorp International Services, M. Boswell in attendance for Staff 2011 Hillcorp Wealth Management, Suncorp Holdings, 1621852 Ontario Panel: TBA 10:00 a.m. Limited, Steven John Hill, and Danny De Melo February 14-18, Nelson Financial Group Ltd., Nelson February 23 – Investment Group Ltd., Marc D. s. 127 March 1, 2011 Boutet, Stephanie Lockman Sobol, Paul Manuel Torres, H.W. Peter A. Clark in attendance for Staff 10:00 a.m. Knoll Panel: TBA s. 127 February 28, North American Financial Group P. Foy in attendance for Staff 2011 Inc., North American Capital Inc., Alexander Flavio Arconti, and Panel: TBA 11:00 a.m. Luigino Arconti
February 16, Global Energy Group, Ltd., New s. 127 2011 Gold Limited Partnerships, Christina Harper, Howard Rash, Michael M. Britton in attendance for Staff 2:00 p.m. Schaumer, Elliot Feder, Vadim Tsatskin, Oded Pasternak, Panel: TBA Alan Silverstein, Herbert Groberman, Allan Walker, March 1-7, Paul Donald Peter Robinson, Vyacheslav March 9-11, Brikman, Nikola Bajovski, March 21 and s. 127 Bruce Cohen and Andrew Shiff March 23-31, 2011 C. Price in attendance for Staff s. 127 10:00 a.m. Panel: TBA H. Craig in attendance for Staff March 7, 2011 Firestar Capital Management Corp., Panel: TBA Kamposse Financial Corp., Firestar 10:00 a.m. Investment Management Group, Michael Ciavarella and Michael Mitton
s. 127
H. Craig in attendance for Staff
Panel: TBA
January 14, 2011 (2011) 34 OSCB 399 Notices / News Releases
March 21 and York Rio Resources Inc., Brilliante April 5, 2011 Lehman Brothers & Associates March 23-31, Brasilcan Resources Corp., Victor Corp., Greg Marks, Kent Emerson 2011 York, Robert Runic, George 2:30 p.m. Lounds and Gregory William Schwartz, Peter Robinson, Adam Higgins May 2 and May Sherman, Ryan Demchuk, Matthew 4-16, 2011 Oliver, Gordon Valde and Scott s. 127 Bassingdale 10:00 a.m. H. Craig in attendance for Staff s. 127 Panel: TBA H. Craig in attendance for Staff April 11-18, April Axcess Automation LLC, Panel: TBA 20-21 and April Axcess Fund Management, LLC, 26-29, 2011 Axcess Fund, L.P., Gordon Alan March 30, 2011 Oversea Chinese Fund Limited Driver, David Rutledge, 6845941 Partnership, Weizhen Tang and 10:00 a.m. Canada Inc. carrying on business as 10:00 a.m. Associates Inc., Weizhen Tang Anesis Investments, Steven M. Corp., and Weizhen Tang Taylor, Berkshire Management Services Inc. carrying on business s. 127 and 127.1 as International Communication Strategies, 1303066 Ontario Ltd. M. Britton in attendance for Staff carrying on business as ACG Graphic Communications, Panel: TBA Montecassino Management Corporation, Reynold Mainse, World April 4 and Uranium308 Resources Inc., Class Communications Inc. April 6-7, 2011 Michael Friedman, George and Ronald Mainse Schwartz, Peter Robinson, and April 11-18 and Shafi Khan s. 127 April 20, 2011 s. 127 Y. Chisholm in attendance for Staff 10:00 a.m. M. Boswell in attendance for Staff Panel: TBA
Panel: TBA April 26-27, Biovail Corporation, Eugene N. 2011 Melnyk, Brian H. Crombie, John R. April 4 and L. Jeffrey Pogachar, Paola Miszuk and Kenneth G. Howling April 6-15, 2011 Lombardi, Alan S. Price, New Life 10:00 a.m. Capital Corp., New Life Capital s. 127(1) and 127.1 10:00 a.m. Investments Inc., New Life Capital Advantage Inc., New Life Capital J. Superina, A. Clark in attendance for Strategies Inc., 1660690 Ontario Ltd., Staff 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., Panel: JEAT/PLK/MGC 2152042 Ontario Inc., 2100228 Ontario Inc., and 2173817 Ontario May 2, May 4-16, Innovative Gifting Inc., Terence Inc. 2011 Lushington, Z2A Corp., and Christine Hewitt s. 127 10:00 a.m. s. 127 M. Britton in attendance for Staff M. Boswell in attendance for Staff Panel: TBA Panel: TBA
January 14, 2011 (2011) 34 OSCB 400 Notices / News Releases
May 24-30, Sunil Tulsiani, Tulsiani Investments TBA MRS Sciences Inc. (formerly 2011 Inc., Private Investment Club Inc., Morningside Capital Corp.), Americo and Gulfland Holdings LLC DeRosa, Ronald Sherman, Edward 10:00 a.m. Emmons and Ivan Cavric s. 127 s. 127 and 127(1) J. Feasby/C. Rossi in attendance for Staff D. Ferris in attendance for Staff
Panel: TBA Panel: TBA
June 6-8, 2011 Lehman Brothers & Associates TBA Goldpoint Resources Corporation, Corp., Greg Marks, Kent Emerson Lino Novielli, Brian Moloney, Evanna 10:00 a.m. Lounds and Gregory William Tomeli, Robert Black, Richard Wylie Higgins and Jack Anderson
s. 127 s. 127(1) and 127(5)
H. Craig in attendance for Staff M. Boswell in attendance for Staff
Panel: TBA Panel: TBA
September 12-19 FactorCorp Inc., FactorCorp TBA Goldbridge Financial Inc., Wesley and September Financial Inc. and Mark Twerdun Wayne Weber and Shawn C. 21-30, 2011 Lesperance s. 127 10:00 a.m. s. 127 C. Price in attendance for Staff C. Johnson in attendance for Staff Panel: TBA Panel: TBA TBA Yama Abdullah Yaqeen TBA Borealis International Inc., Synergy s. 8(2) Group (2000) Inc., Integrated Business Concepts Inc., Canavista J. Superina in attendance for Staff Corporate Services Inc., Canavista Financial Center Inc., Shane Smith, Panel: TBA Andrew Lloyd, Paul Lloyd, Vince Villanti, Larry Haliday, Jean Breau, TBA Microsourceonline Inc., Michael Joy Statham, David Prentice, Len Peter Anzelmo, Vito Curalli, Jaime S. Zielke, John Stephan, Ray Murphy, Lobo, Sumit Majumdar and Jeffrey Alexander Poole, Derek Grigor and David Mandell Earl Switenky
s. 127 s. 127 and 127.1
J. Waechter in attendance for Staff Y. Chisholm in attendance for Staff
Panel: TBA Panel: TBA
TBA Frank Dunn, Douglas Beatty, TBA Gold-Quest International, 1725587 Michael Gollogly Ontario Inc. carrying on business as Health and s. 127 Harmoney, Harmoney Club Inc., Donald Iain Buchanan, Lisa K. Daniels in attendance for Staff Buchanan and Sandra Gale
Panel: TBA s. 127
H. Craig in attendance for Staff
Panel: TBA
January 14, 2011 (2011) 34 OSCB 401 Notices / News Releases
TBA Lyndz Pharmaceuticals Inc., James TBA Juniper Fund Management Marketing Ltd., Michael Eatch and Corporation, Juniper Income Fund, Rickey McKenzie Juniper Equity Growth Fund and Roy Brown (a.k.a. Roy Brown- s. 127(1) and (5) Rodrigues)
J. Feasby in attendance for Staff s. 127 and 127.1
Panel: TBA D. Ferris in attendance for Staff
TBA M P Global Financial Ltd., and Panel: TBA Joe Feng Deng TBA Abel Da Silva s. 127 (1) s. 127 M. Britton in attendance for Staff M. Boswell in attendance for Staff Panel: TBA Panel: TBA TBA Shane Suman and Monie Rahman TBA Richvale Resource Corp., Marvin s. 127 and 127(1) Winick, Howard Blumenfeld, John Colonna, Pasquale Schiavone, and C. Price in attendance for Staff Shafi Khan
Panel: JEAT/PLK s. 127(7) and 127(8)
TBA Gold-Quest International, Health and H. Craig in attendance for Staff Harmoney, Iain Buchanan and Lisa Buchanan Panel: TBA
s. 127 TBA Sextant Capital Management Inc., Sextant Capital GP Inc., Otto Spork, H. Craig in attendance for Staff Robert Levack and Natalie Spork
Panel: JEAT/CSP/SA s. 127
TBA TBS New Media Ltd., TBS New T. Center in attendance for Staff Media PLC, CNF Food Corp., CNF Candy Corp., Ari Jonathan Panel: TBA Firestone and Mark Green TBA Ameron Oil and Gas Ltd., MX-IV Ltd., s. 127 Gaye Knowles, Giorgio Knowles, Anthony Howorth, Vadim Tsatskin, H. Craig in attendance for Staff Mark Grinshpun, Oded Pasternak, and Allan Walker Panel: TBA s. 37, 127 and 127.1 TBA Brilliante Brasilcan Resources Corp., York Rio Resources Inc., M. Boswell in attendance for Staff Brian W. Aidelman, Jason Georgiadis, Richard Taylor and Panel: TBA Victor York TBA David M. O’Brien s. 127 s. 37, 127 and 127.1 H. Craig in attendance for Staff M. Boswell in attendance for Staff Panel: TBA Panel: TBA
January 14, 2011 (2011) 34 OSCB 402 Notices / News Releases
TBA Paul Azeff, Korin Bobrow, Mitchell 1.1.2 Peak Energy Services Trust – Notice of Finkelstein, Howard Jeffrey Miller Correction and Man Kin Cheng (a.k.a. Francis Cheng) In Peak Energy Services Trust (2010), 33 OSCB 10664, published November 19, 2010, an incorrect date s. 127 “November 2, 2011” appears. This decision should be dated “November 2, 2010”. T. Center/D. Campbell in attendance for Staff
Panel: TBA
TBA Paladin Capital Markets Inc., John David Culp and Claudio Fernando Maya
s. 127
C. Price in attendance for Staff
Panel: TBA
ADJOURNED SINE DIE
Global Privacy Management Trust and Robert Cranston
Livent Inc., Garth H. Drabinsky, Myron I. Gottlieb, Gordon Eckstein, Robert Topol
Portus Alternative Asset Management Inc., Portus Asset Management Inc., Boaz Manor, Michael Mendelson, Michael Labanowich and John Ogg
Maitland Capital Ltd., Allen Grossman, Hanouch Ulfan, Leonard Waddingham, Ron Garner, Gord Valde, Marianne Hyacinthe, Diana Cassidy, Ron Catone, Steven Lanys, Roger McKenzie, Tom Mezinski, William Rouse and Jason Snow
LandBankers International MX, S.A. De C.V.; Sierra Madre Holdings MX, S.A. De C.V.; L&B LandBanking Trust S.A. De C.V.; Brian J. Wolf Zacarias; Roger Fernando Ayuso Loyo, Alan Hemingway, Kelly Friesen, Sonja A. McAdam, Ed Moore, Kim Moore, Jason Rogers and Dave Urrutia
Hollinger Inc., Conrad M. Black, F. David Radler, John A. Boultbee and Peter Y. Atkinson
January 14, 2011 (2011) 34 OSCB 403 Notices / News Releases
1.1.3 OSC Staff Notice 54-701 – Regulatory Developments Regarding Shareholder Democracy Issues
OSC STAFF NOTICE 54-701 REGULATORY DEVELOPMENTS REGARDING SHAREHOLDER DEMOCRACY ISSUES
The Ontario Securities Commission’s 2010-2011 Statement of Priorities included a commitment to review protections for shareholders’ rights and corporate governance. In addition, the Standing Committee on Government Agencies (SCOGA) March 2010 report on the Ontario Securities Commission (the OSC) recommended that the province of Ontario institute a formal review of democracy in corporate governance in Ontario. The OSC’s submissions to SCOGA noted that the OSC was in the process of a significant review of shareholder democracy.
This Notice provides an update from OSC staff on the current status of our work in the area of shareholder democracy issues. We have identified the following issues as requiring additional review at this time and, potentially, the development of regulatory proposals for reporting issuers:
• slate voting and majority voting for uncontested director elections,
• shareholder advisory votes on executive compensation, and
• the effectiveness of the proxy voting system.
We may identify additional issues as a result of our continued review and developments in the capital markets.
Slate voting and majority voting for uncontested director elections
Slate voting refers to a voting practice by which shareholders are able only to vote in respect of the entire slate of director nominees presented by management. Slate voting is in contrast to individual director voting, where shareholders are able to vote in respect of individual director nominees. Ontario securities legislation does not currently prohibit or restrict slate voting at shareholder meetings, through proxy requirements or otherwise. The dominant voting standard in Ontario is plurality voting, which permits directors to be elected without receiving a majority of votes in their favour.
We are assessing whether reforms to securities law are appropriate to facilitate individual director voting and majority voting for director elections of reporting issuers.
Mandated shareholder advisory votes on executive compensation
The issue of whether shareholders should have a separate advisory vote on executive compensation and “golden parachute” payments (Say-on-Pay) has recently been receiving increased attention from various stakeholders.
Legislation in the United Kingdom, Australia and some European countries already requires public companies to give shareholders a Say-on-Pay, and the United States is expected to impose a similar obligation. In particular, the Dodd-Frank Act requires every public company in the United States to include in the proxy for its first shareholder meeting held on or after January 21, 2011 an advisory Say-on-Pay vote on executive compensation, as well as a separate vote to determine whether subsequent Say-on-Pay votes will be held annually, or at intervals of two or three years. The Dodd-Frank Act also requires any public company seeking shareholder approval of a merger or acquisition at a meeting held on or after January 21, 2011 to include in its proxy an advisory vote on certain “golden parachute” payments to its executive officers in accordance with SEC regulations. On October 18, 2010, the SEC proposed rules to implement the various Say-on-Pay votes required by the Dodd- Frank Act.
While a number of large public companies are voluntarily giving their shareholders a Say-on-Pay, there is no current initiative to implement a mandatory Say-on-Pay regime for all reporting issuers.
Over the past few years, securities regulators have focused on improving executive compensation disclosure to provide shareholders with meaningful information to exercise their voting rights. However, we have also been monitoring international developments in respect of Say-on-Pay and are considering whether securities regulators should consider introducing mandatory Say-on-Pay.
Effectiveness of proxy voting system
We recognize the need for an effective proxy voting system that allows shareholders to make informed voting decisions and ensures that their votes are counted at shareholder meetings. In addition to the issues being considered by the Canadian Securities Administrators (CSA) in relation to its proposed amendments to National Instrument 54-101 Communications with
January 14, 2011 (2011) 34 OSCB 404 Notices / News Releases
Beneficial Owners of Securities of a Reporting Issuer, OSC staff are generally reviewing the proxy voting system to determine whether there is a need for additional reforms and to what extent securities law should address these matters.
Next steps
We intend to coordinate our review and the development of regulatory proposals relating to this review with other members of the CSA.
We also anticipate additional consultations with interested stakeholders on the appropriate scope of any regulatory proposals, their impact on investor protection and the implications for the role of the board of directors.
At this time, we would be pleased to receive any comments on whether it is desirable that staff develop proposals in these areas and the appropriate scope of such proposals. Please send your comments to the address below by March 31, 2011. If you are sending your comments by email, you should also send an electronic file containing the submissions (in Windows format, Microsoft Word).
John Stevenson Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto, Ontario M5H 3S8 Fax: 416-593-2318 Email: [email protected]
Questions:
Please refer your questions to any of:
Naizam Kanji, Deputy Director Corporate Finance, Mergers & Acquisitions 416-593-8060 [email protected]
Winnie Sanjoto, Senior Legal Counsel Corporate Finance 416-593-8119 [email protected]
Frédéric Duguay, Legal Counsel Corporate Finance 416-593-3677 [email protected]
Stephanie Tjon, Legal Counsel Corporate Finance, Mergers & Acquisitions 416-593-3655 [email protected]
January 10, 2011
January 14, 2011 (2011) 34 OSCB 405 Notices / News Releases
1.3 News Releases
1.3.1 OSC Commissioner Appointment: Edward Kerwin
FOR IMMEDIATE RELEASE January 6, 2011
OSC COMMISSIONER APPOINTMENT: EDWARD KERWIN
TORONTO – Ontario Securities Commission (OSC) Chair Howard Wetston, Q.C., today announced the appointment of Edward Kerwin as a Commissioner for a two-year term, effective January 4, 2011. Mr. Kerwin was a partner of McCarthy Tétrault from 1979 until his retirement at the end of 2009.
“Edward Kerwin’s tremendous legal expertise, knowledge of the capital markets and experience as a director will serve the Commission well in carrying out its regulatory, adjudicative and operational responsibilities,” said Mr. Wetston.
Mr. Kerwin has more than 35 years of experience in securities, mergers and acquisitions, and corporate governance law. He has advised major investment dealers on securities offerings by reporting issuers, and has advised the senior management of issuers. Mr. Kerwin has also served on the boards of TMX-listed corporations.
Mr. Kerwin is a graduate of the University of Toronto (B.Sc.) and Osgoode Hall Law School at York University (LLB). He was called to the Ontario bar in 1973 and the Alberta bar in 1981. He completed the Directors Education Program at the Rotman School of Management at the University of Toronto in 2005 and has also attained the ICD.D designation from the Institute of Corporate Directors. Mr. Kerwin has served as a board member for a number of arts organizations and community groups.
As the regulatory body responsible for overseeing the capital markets in Ontario, the OSC administers and enforces securities legislation in the province of Ontario. The OSC’s statutory mandate is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair and efficient capital markets and confidence in capital markets.
For media inquiries:
Wendy Dey Director, Communications & Public Affairs 416-593-8120
Dylan Rae Media Relations Specialist 416-595-8934
Theresa Ebden Senior Communications Specialist 416-593-8307
For investor inquiries:
OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
January 14, 2011 (2011) 34 OSCB 406 Notices / News Releases
1.3.2 OSC Issues Update on Regulatory Proposals Related to Shareholder Democracy
FOR IMMEDIATE RELEASE January 10, 2011
OSC ISSUES UPDATE ON REGULATORY PROPOSALS RELATED TO SHAREHOLDER DEMOCRACY
TORONTO – The Ontario Securities Commission (OSC) is considering regulatory proposals for issuers in Ontario to address certain shareholder democracy issues and is seeking public comment on this initiative.
The OSC today published Staff Notice 54-701 Regulatory Developments Regarding Shareholder Democracy Issues, which updates the status of staff’s review in the following three areas of shareholder democracy:
• Slate voting and majority voting for uncontested director elections: OSC staff are assessing the appropriateness of regulatory requirements that would facilitate individual director voting and majority voting for director elections in Ontario;
• Shareholder advisory votes on executive compensation: OSC staff are reviewing whether securities regulators should consider introducing mandatory say-on-pay requirements for reporting issuers in Ontario; and
• The effectiveness of the proxy voting system: OSC staff are looking at whether additional reforms are needed to the proxy voting system and to what extent securities regulators should address these matters.
“Shareholder democracy has attracted considerable public attention in Canada and other countries, and OSC staff are reviewing our regime to identify the need for reform in this area,” said Leslie Byberg, Director, Corporate Finance at the OSC. “I look forward to consulting with our stakeholders and hearing their comments about potential regulatory proposals.”
Interested parties may comment on Staff Notice 54-701 Regulatory Developments Regarding Shareholder Democracy Issues by March 31, 2011. The notice is available on the OSC website.
Related regulatory initiatives on corporate governance for issuers:
Corporate Governance Disclosure: Published in December 2010, CSA Staff Notice 58-306 2010 Corporate Governance Disclosure Compliance Review1 sets out the results of the review and provides further guidance to issuers on complying with existing requirements.
Executive Compensation: On November 19, 2010, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 51-102F6 Statement of Executive Compensation2.
Environmental Disclosure: The CSA published CSA Staff Notice 51-333 Environmental Reporting Guidance3 for reporting issuers on October 27, 2010.
Certification Requirements: CSA Staff Notice 52-327 Certification Compliance Update4 summarizes issuer compliance with the requirements of National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings.
Issuer Communications with Investors: Proposed amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer5, the related companion policy and related instruments aim to improve procedures for issuer communications with investors who hold securities through intermediaries.
1 http://www.osc.gov.on.ca/en/NewsEvents_nr_20101202_csa-corp-gov-disclosure.htm 2 http://www.osc.gov.on.ca/en/NewsEvents_nr_20101119_csa-amd-disclosure-requirements.htm 3 http://www.osc.gov.on.ca/en/NewsEvents_nr_20101027_csa-guidance-environ-disc.htm 4 http://www.osc.gov.on.ca/en/NewsEvents_nr_20101015_csa-improvement-issuers-cert-req.htm 5 http://www.osc.gov.on.ca/en/NewsEvents_nr_20100409_csa-issuer-comm.htm
January 14, 2011 (2011) 34 OSCB 407 Notices / News Releases
For media inquiries:
Wendy Dey Director, Communications & Public Affairs 416-593-8120
Dylan Rae Media Relations Specialist 416-595-8934
Theresa Ebden Senior Communications Specialist 416-593-8307
January 14, 2011 (2011) 34 OSCB 408 Notices / News Releases
1.3.3 OSC Announces Continuous Disclosure Advisory Committee Members for 2011-2013
January 13, 2011
OSC ANNOUNCES CONTINUOUS DISCLOSURE ADVISORY COMMITTEE MEMBERS FOR 2011-2013
TORONTO – The Ontario Securities Commission (OSC) announced today the new membership of the Continuous Disclosure Advisory Committee (CDAC).
OSC staff recognize the critical importance of consulting with market participants and other stakeholders in carrying out its mandate. The CDAC advises staff on a range of projects, including the planning, implementation and communication of the OSC’s review program, as well as policy and rule-making initiatives.
Effective immediately, the committee members are:
Abbas Ali Khan Fraser Milner Casgrain LLP Ivan Chittenden Ernst & Young LLP Judy Cotte Canadian Coalition for Good Governance Tom Enright Canadian Investor Relations Institute Eleanor Fritz TMX Group Marc Gold Thomson Reuters Kelly Gorman (Chair) Ontario Securities Commission Andrew Grossman Ogilvy Renault LLP Paul Guthrie Royal Bank of Canada Kathryn Jenkins Fairmont Raffles Hotels International Gale Kelly KPMG LLP A. Dimitri Lascaris Siskinds LLP Philip Maguire Glenidan Consultancy Ltd. Bruce M. Mann Rogers Communications Inc. Anthony Scilipoti Veritas Investment Research Bassem A. Shakeel Magna International Inc. Debra Sisti Institutional Shareholder Services Bob Tait IAMGOLD Corporation
Established in 2002, the CDAC meets on average five times a year. Additional details on consultative committees are available on the OSC website (www.osc.gov.on.ca).
For Media Inquiries: Wendy Dey Director, Communications & Public Affairs 416-593-8120
Theresa Ebden Senior Communications Specialist 416-593-8307
Dylan Rae Media Relations Specialist 416-595-8934
For Investor Inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)
January 14, 2011 (2011) 34 OSCB 409 Notices / News Releases
1.4 Notices from the Office of the Secretary 1.4.2 Al-tar Energy Corp. et al.
1.4.1 North American Financial Group Inc. et al. FOR IMMEDIATE RELEASE January 7, 2011 FOR IMMEDIATE RELEASE January 6, 2011 IN THE MATTER OF THE SECURITIES ACT, IN THE MATTER OF R.S.O. 1990, c. S.5, AS AMENDED THE SECURITIES ACT R.S.O. 1990, c. S.5, AS AMENDED AND
AND IN THE MATTER OF AL-TAR ENERGY CORP., IN THE MATTER OF ALBERTA ENERGY CORP., NORTH AMERICAN FINANCIAL GROUP INC., DRAGO GOLD CORP., DAVID C. CAMPBELL, NORTH AMERICAN CAPITAL INC., ALEXANDER ABEL DA SILVA, ERIC F. O’BRIEN AND FLAVIO ARCONTI, AND LUIGINO ARCONTI JULIAN M. SYLVESTER
TORONTO – The Commission issued an Order in the TORONTO – The Commission issued its Reasons and above named matter which provides that the Temporary Decision on Sanctions and Costs and an Order in the Order be extended to March 1, 2011 and the hearing in this above noted matter. matter be adjourned to Monday February 28, 2011 at 11:00 a.m. A copy of the Reasons and Decision on Sanctions and Costs and the Order dated January 6, 2011 are available at A copy of the Order dated January 6, 2011 is available at www.osc.gov.on.ca. www.osc.gov.on.ca. OFFICE OF THE SECRETARY OFFICE OF THE SECRETARY JOHN P. STEVENSON JOHN P. STEVENSON SECRETARY SECRETARY For media inquiries: For media inquiries: Wendy Dey Wendy Dey Director, Communications & Public Affairs Director, Communications & Public Affairs 416-593-8120 416-593-8120 Dylan Rae Dylan Rae Media Relations Specialist Media Relations Specialist 416-595-8934 416-595-8934 Theresa Ebden Theresa Ebden Senior Communications Specialist Senior Communications Specialist 416-593-8307 416-593-8307 For investor inquiries: For investor inquiries: OSC Contact Centre OSC Contact Centre 416-593-8314 416-593-8314 1-877-785-1555 (Toll Free) 1-877-785-1555 (Toll Free)
January 14, 2011 (2011) 34 OSCB 410 Chapter 2 Decisions, Orders and Rulings
2.1 Decisions (c) the Applicant is applying for a decision that it is not a reporting issuer in all of the 2.1.1 Mulvihill Pro-AMS RSP Split Share Corp. jurisdictions in Canada, in which it is currently a reporting issuer; and Headnote (d) the Applicant is not in default of any of its National Policy 11-203 Process for Exemptive Relief obligations under the Legislation as a Applications in Multiple Jurisdictions – Fund deemed to reporting issuer, have ceased to be a reporting issuer – Fund meets requirements set out in CSA Staff Notice 12-307. each of the Decision Makers is satisfied that the test contained in the Legislation that provides the Decision Applicable Legislative Provisions Maker with the jurisdiction to make the decision has been met and orders that the Applicant is not a reporting issuer. Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10). CSA Staff Notice 12-307 – Applications for a Decision that “Darren McKall” an Issuer is not a Reporting Issuer Assistant Manager, Investment Funds Branch Ontario Securities Commission January 5, 2011
MULVIHILL PRO-AMS RSP SPLIT SHARE CORP. 121 King Street West, Suite 2600 Standard Life Centre Toronto, Ontario M5H 3T9
Dear Sirs/Mesdames:
Re: Mulvihill Pro-AMS RSP Split Share Corp. (the “Applicant”) – Application for a decision under the securities legislation of Ontario, Alberta, Saskatchewan, Manitoba, Quebec, New Bruns- wick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador (the “Jurisdic- tions”) that the Applicant is not a reporting issuer
The Applicant has applied to the local securities regulatory authority or regulator (the “Decision Maker”) in each of the Jurisdictions for a decision under the securities legislation (the “Legislation”) of the Jurisdictions that the Applicant is not a reporting issuer.
As the Applicant has represented to the Decision Maker that:
(a) the outstanding securities of the Applicant, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 security holders in each of the Jurisdictions in Canada and fewer than 51 security holders in total in Canada;
(b) no securities of the Applicant are traded on a marketplace as defined in National Instrument 21-101 – Marketplace Operation;
January 14, 2011 (2011) 34 OSCB 411 Decisions, Orders and Rulings
2.1.2 Catapult Financial Management Inc. for which the Filer acts as portfolio adviser to each (the Roll-over Transaction). Headnote Under the Process for Exemptive Relief Applications in One time trade of securities between non-redeeemable Multiple Jurisdictions (for a passport application): investment fund to mutual fund in connection with rollover of flow-through LP – funds managed by unrelated fund (a) the Alberta Securities Commission is the principal managers, but both advised by the same portfolio manager regulator (the Principal Regulator) for this – rollover transaction exempt from the self–dealing application; and prohibitions in paragraph s.13.5(2)(b)(iii), National Instrument 31–103 – Registration Requirements and (b) the Filer has provided notice that section 4.7(1) of Exemptions. Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each Applicable Legislative Provisions of the provinces of Canada, other than the province of Ontario (the Non-Principal Jurisdic- National Instrument 31-103 Registration Requirements and tions). Exemptions, ss. 13.5(2)(b)(iii),15.1. Interpretation December 14, 2010 Terms defined in MI 11-102 and National Instrument 14- IN THE MATTER OF 101 - Definitions have the same meaning if used in this THE SECURITIES LEGISLATION OF decision, unless otherwise defined. ALBERTA (THE JURISDICTION) Representations
AND This decision is based on the following facts represented by the Filer: IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF 1. The Partnership is a limited partnership APPLICATIONS IN MULTIPLE JURISDICTIONS established under the laws of the Province of Alberta and governed by an amended and AND restated partnership agreement dated October 29, 2008, as amended (the Partnership Agreement). IN THE MATTER OF In November, 2008, units of the Partnership were CATAPULT FINANCIAL MANAGEMENT INC. issued pursuant to a prospectus dated October (THE FILER) 29, 2008. The proceeds raised by the Partnership pursuant to the prospectus offering were used DECISION principally to subscribe for flow-through shares of resource issuers in accordance with the Background investment criteria and restrictions set out in the Partnership Agreement. As disclosed in its The principal regulator in the Jurisdiction has received an prospectus, the Partnership intends on or before application from the Filer for a decision under the securities December 31, 2010 to transfer its assets to a legislation of the jurisdiction of the principal regulator (the mutual fund in exchange for shares of the mutual Legislation) for exemptive relief (the Requested Relief) fund to be distributed to the investors in the from Section 13.5(2)(b)(iii) of National Instrument 31-103 – Partnership. Registration Requirements and Exemptions (NI 31-103), which prohibits a registered adviser from knowingly causing 2. The Partnership is a “non-redeemable investment an investment portfolio managed by it, including an fund” as defined under applicable securities laws. investment fund for which it acts as an adviser, to purchase Catapult Energy 2008 Inc. (the General Partner), or sell a security from or to the investment portfolio of an a corporation incorporated under the Business investment fund for which a responsible person acts as an Corporations Act (Alberta), is the general partner adviser, in order to effect the transfer of the investment of the Partnership and, pursuant to the portfolio of Catapult Energy 2008 FTS Limited Partnership Partnership Agreement, has the exclusive (the Partnership) to Ark Resource Corp. (the Mutual Fund authority to manage and operate the business and Corp.) in consideration for the issue to the Partnership of affairs of the Partnership. The Filer was retained series A shares of Ark Catapult Energy Class Fund (the by the General Partner on behalf of the Fund), a class of shares of the Mutual Fund Corp., on a Partnership to manage the investment portfolio of tax-deferred basis followed by the dissolution and winding- the Partnership. up of the Partnership, and in order to effect the transfer of the investment portfolio as part of any future roll-over 3. The Fund is a class of shares of Ark Resource transaction between a limited partnership and mutual fund Corp., a mutual fund corporation incorporated under the Business Corporations Act (Ontario).
January 14, 2011 (2011) 34 OSCB 412 Decisions, Orders and Rulings
Shares of the Fund are currently offered under a 11. No sales charges, redemption fees or other fees combined simplified prospectus and annual or commissions will be payable by unitholders of information form each dated November 5, 2010. the Partnership in connection with the Roll-over As disclosed in its simplified prospectus, the Fund Transaction. was established, in part, to facilitate exchange transactions pursuant to which the assets of one 12. In connection with the Meeting, the General or more limited partnerships are transferred into Partner on behalf of the Partnership has sent to the Fund on a mutual fund rollover transaction. the unitholders of the Partnership a notice of special meeting of unitholders and management 4. The Fund is a “mutual fund” as defined under information circular each dated October 27, 2010 applicable securities laws. Redwood Asset and a related form of proxy (collectively, the Management Inc. (Redwood) is the manager of Meeting Materials). The Meeting Materials have the Fund. The Filer was retained by Redwood on been filed on SEDAR and were mailed to behalf of the Fund to manage the investment unitholders of the Partnership on November 1, portfolio of the Fund. Redwood is not affiliated 2010. with the Filer, the Partnership or the General Partner. 13. Following completion of the Roll-over Transaction, Fund will continue as a publicly offered open-end 5. The Filer is registered as a portfolio manager in mutual fund and the Partnership will be wound up the Provinces of Alberta and Ontario. The Filer is and terminated. not currently in default of any requirements of applicable securities legislation. 14. The Roll-over Transaction will be completed on a tax-deferred basis. 6. The Partnership is a reporting issuer under the applicable securities legislation of each of the 15. The transfer of the investment portfolio of the Provinces of British Columbia, Alberta, Saskatch- Partnership to the Fund (and the corresponding ewan, Manitoba, Ontario and Quebec and is not purchase of such investment portfolio by the on the list of defaulting reporting issuers Fund) as a step in the Roll-over Transaction may maintained under such securities legislation. be considered a purchase or sale of securities, knowingly caused by a registered adviser that 7. The Fund is a reporting issuer under the manages the investment portfolios of both the applicable securities legislation of each of the Partnership and the Fund, from the Partnership to, Provinces of Canada and is not on the list of or by the Fund from, an investment fund for which defaulting reporting issuers maintained under a “responsible person” acts as an adviser, such securities legislation. contrary to NI 31-103.
8. The General Partner, on behalf of the Partnership, 16. Completion of the Roll-over Transaction will and Redwood, on behalf of the Fund, intend to involve two principal steps as follows: effect the Roll-over Transaction on or about December 15, 2010 (the Effective Date), subject (a) on the Effective Date, the Partnership to regulatory approval and approval by the will, on a tax-deferred basis, transfer its unitholders of the Partnership and the satisfaction assets to the Mutual Fund Corp. in of all other conditions precedent to the proposed exchange for series A shares of the Fund transaction. having a value equal to the Partnership’s aggregate net asset value on the 9. As required by National Instrument 81-107 – Effective Date; and Independent Review Committee for Investment Funds (NI 81-107), an independent review (b) within 60 days of the Effective Date, the committee (each an IRC) has been appointed for series A shares of the Fund that the the Partnership, and the Roll-over Transaction has Partnership received as consideration for been presented to the IRC for a recommendation. the transfer of its assets will be The IRC considered the proposed Roll-over distributed to the unitholders of the Transaction and provided a positive Partnership on a pro rata basis on the recommendation on the basis that the Roll-over dissolution and winding up of the Transaction would achieve a fair and reasonable Partnership. result for the Partnership. 17. The transfer of assets from the Partnership to the 10. Unitholders of the Partnership will be asked to Fund will take place at a value determined by approve the Roll-over Transaction at a special common valuation procedures and unitholders of meeting of unitholders scheduled to be held on the Partnership will receive series A shares of the November 26, 2010 (the Meeting). The Roll-over Fund, the value of which are equal to the net Transaction is not a matter that requires approval asset value of the units held by such unitholder in by the shareholders of the Fund. the Partnership.
January 14, 2011 (2011) 34 OSCB 413 Decisions, Orders and Rulings
18. Unitholders of the Partnership will not be required which are equal to the net asset value of the units to take any action in order to be recognized as held by such unitholder in the Partnership, it is the shareholders of the Fund or to be in a position to General Partner’s and Redwood’s opinion that redeem the shares of the Fund following there will be no conflict of interest for the Roll-over completion of the Roll-over Transaction. Transaction to be effected.
19. In the absence of this order, the Filer would be 23. The General Partner and Redwood believe that prohibited from purchasing and selling the the Roll-over Transaction will not adversely affect securities of the Partnership (and thereby unitholders of the Partnership or shareholders of transferring its investment portfolio to the Fund) in the Fund and will in fact be in the best interests of connection with the Roll-over Transaction. such unitholders and shareholdes. The IRC for the Partnership has considered the proposed Roll- 20. The effect of the Roll-over Transaction is that unit- over Transaction and has provided a positive holders of the Partnership will become share- recommendation on the basis that the Roll-over holders of the Fund and the Fund would then own Transaction would achieve a fair and reasonable directly all of the assets previously owned by the result for the Partnership. Partnership. The assets of the Partnership to be transferred on the Effective Date will be accep- 24. Unitholders of the Partnership will be asked to table to the portfolio adviser of the Fund and will approve the Roll-over Transaction at the Meeting conform with the investment objectives the Fund. and it is expected that such unitholders will vote The General Partner believes that the Roll-over overwhelmingly in favour of the Roll-over Transaction will be beneficial to unitholders of the Transaction as the benefits of a roll-over Partnership because: transaction are precisely what the unitholders had bargained to receive when they made their (i) the Roll-over Transaction will provide for investment decision in November 2008 to invest in liquidity because the shares of the Fund the Partnership, as disclosed extensively in the distributed to unitholders will be redeem- prospectus of the Partnership. able; 25. Shareholders of the Fund are also expecting to (ii) the Roll-over Transaction will provide for receive the benefits of roll-over transactions into a tax-deferral should a unitholder wish to the Fund when they made their investment maintain his or her investment until a decision to invest in the Fund, as disclosed future date; and extensively in the simplified prospectus of the Fund. (iii) the alternative of liquidating the assets of the Partnership in a short period of time 26. The Roll-over Transaction would comply with may have a larger negative impact on the subsection 6.1(2) of NI 81-107 and the Requested Partnership’s net asset value, in Relief would not be necessary, but for the comparison to liquidating the correspond- requirement in subsection 6.1(2) that the ing assets of the Fund to fund Partnership and the Fund be managed by the redemption requests on a shareholder by same manager or affiliated managers. shareholder basis. Decision 21. Redwood believes that the Roll-over Transaction will be beneficial to shareholders of the Fund The Principal Regulator is satisfied that the decision meets because: the test set out in the Legislation for the principal regulator to make the decision. (i) the Roll-over Transaction will result in the Fund having a larger portfolio and so The decision of the Principal Regulator under the should offer improved portfolio diversi- Legislation is that the Requested Relief is granted. fication to shareholders of the Fund; and “David McKeller” (ii) shareholders of the Fund should benefit Director, Market Regulation from increased economies of scale and Alberta Securities Commission lower proportionate fund operating expenses.
22. The assets of the Partnership will be transferred to the Fund in accordance with the steps described above. Because the transfer of assets will take place at a value determined by common valuation procedures and unitholders of the Partnership will receive series A shares of the Fund, the value of
January 14, 2011 (2011) 34 OSCB 414 Decisions, Orders and Rulings
2.1.3 Encana Corporation
Headnote
Multilateral Instrument 11-102 Passport Systemand National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Issuer allowed to make disclosure of reserves and future net revenue based on US disclosure requirements, at its option – the Issuer’s US disclosure would not meet certain requirements in NI 51-101 – the Issuer is subject to the requirements of NI 51-101 and will provide disclosure compliant with that instrument.
Applicable Legislative Provisions
National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities.
Citation: Encana Corporation, Re, 2011 ABASC 4
January 4, 2011
IN THE MATTER OF THE SECURITIES LEGISLATION OF ALBERTA AND ONTARIO (THE JURISDICTIONS)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF ENCANA CORPORATION (THE FILER)
DECISION
Background
The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that the Filer be exempted from the following (collectively, the Exemptions Sought):
(a) sections 5.2 and 5.3 of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) (the COGEH Relief);
(b) section 5.15(b)(iii) of NI 51-101 (the Transitional F&D Comparative Relief);
(c) item 4.1 of Form 51-101F1 Statement of Reserves Data and Other Information (Form 51-101F1) (the Transitional Reconciliation Relief);
(d) item 5.1 of Form 51-101F1 (the Transitional 2010 PUD Relief); and
(e) paragraphs 5.1(1)(a) and 5.1(2)(a) of Form 51-101F1 (the Transitional 2011/2012 PUD Relief).
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):
(a) the Alberta Securities Commission is the principal regulator for this application;
(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each of the provinces and territories in Canada other than Alberta and Ontario; and
(c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.
January 14, 2011 (2011) 34 OSCB 415 Decisions, Orders and Rulings
Interpretation
Terms defined in National Instrument 14-101 Definitions, MI 11-102, NI 51-101 or CSA Staff Notice 51-324 Glossary To NI 51- 101 Standards of Disclosure for Oil and Gas Activities have the same meaning if used in this decision, unless otherwise defined herein.
Representations
The Filer represents to the Commission that:
1. The head office of the Filer is located in Calgary, Alberta.
2. The Filer is a reporting issuer or equivalent in each of the provinces and territories of Canada and is not in default of securities legislation in any of the provinces or territories of Canada.
3. The Filer has securities registered under the 1934 Act.
4. The Filer is active in capital markets outside Canada where it competes for capital with foreign issuers, and has offered and intends to continue to offer securities in the United States of America (the US).
5. A significant portion of the Filer’s securities are held, or a significant portion of its security holders are located, outside Canada.
6. Differences between the requirements and restrictions under US securities laws and guidance applied by the SEC, as they relate to disclosure concerning reserves and future net revenue, in material required to be filed with the SEC (collectively, the US Disclosure Requirements), and the requirements and restrictions under NI 51-101 are such that, absent relief, some disclosure made in accordance with US Disclosure Requirements would contravene NI 51-101, Form 51-101F1 or both (together, the Instrument).
7. For purposes of making an investment decision or providing investment analysis or advice, a significant portion of the Filer’s investors, lenders and investment analysts in both Canada and the US routinely compare the Filer to issuers engaged in oil and gas activities that are based in the US or other foreign countries, such that comparability of the Filer’s disclosure to that of such foreign-based issuers is of primary relevance to those market participants.
8. Pursuant to a decision dated 29 September 2008 issued in respect of the Filer, the Filer has been permitted to make certain disclosure in accordance with US Disclosure Requirements (the 2008 Relief).
9. Under its terms, the Filer will cease to be able to rely on the 2008 Relief after 1 January 2011 and will become subject to all of the requirements of the Instrument. Temporary transitional relief would facilitate convergence of certain of the Filer’s reserves and future net revenue disclosure practices with the Instrument, without detriment to market participants.
10. The Filer may wish to include, in its disclosure that is subject to Part 5 of NI 51-101, disclosure of reserves and future net revenue prepared in accordance with US Disclosure Requirements (the Filer’s US Disclosure).
Decision
Each of the Decision Makers is satisfied that the decision satisfies the test set out in the Legislation for the Decision Maker to make the decision.
Pursuant to section 8.1 of NI 51-101:
(a) the COGEH Relief is granted with respect to the Filer’s US Disclosure (if any), and with respect to the Filer’s disclosure of finding and development costs based on reserves determined in accordance with US Disclosure Requirements (the Filer’s US F&D Disclosure)(if any), as the case may be, provided that:
(i) the Filer describes any material differences between such disclosure and the corresponding disclosure it also makes, as required, under Canadian securities laws (its Required Canadian Disclosure), within or proximate to its Required Canadian Disclosure;
January 14, 2011 (2011) 34 OSCB 416 Decisions, Orders and Rulings
(ii) in the case of the Filer’s US Disclosure (if any), it:
A. complies with the US Disclosure Requirements;
B. is identified as having been prepared in accordance with US Disclosure Requirements;
C. discloses the effective date of the estimates disclosed therein; and
D. is based on reserves estimates which have been prepared or audited by a qualified reserves evaluator or auditor; and
(iii) in the case of the Filer’s US F&D Disclosure (if any):
A. all proved reserves, and any probable reserves, are determined in accordance with US Disclosure Requirements and are accompanied by a statement to the effect that the proved reserves, and any probable reserves, have been determined in accordance with US Disclosure Requirements; and
B. the Filer provides disclosure in accordance with section 5.15 of NI 51-101 and this disclosure is publicly available to investors;
(b) the Transitional F&D Comparative Relief is granted for the Filer’s disclosure of finding and development costs for the Filer’s financial years ending in 2010, 2011 and 2012, in each case only to the extent that the requisite comparative information for the most recent financial year, the second most recent financial year and the averages for the three most recent financial years is not available to the Filer;
(c) the Transitional Reconciliation Relief is granted for the Required Canadian Disclosure for the Filer’s financial year ending in 2010;
(d) the Transitional 2010 PUD Relief is granted for the Required Canadian Disclosure for the Filer’s financial year ending in 2010, only to the extent that the requisite information about volumes of proved undeveloped reserves or probable undeveloped reserves that were first attributed in each of the most recent three financial years, and the aggregate attributed before that time, is not available to the Filer, provided that the Filer includes in its annual filing under section 2.1 of NI 51-101 an explanation of why this information is omitted; and
(e) the Transitional 2011/2012 PUD Relief is granted for the Required Canadian Disclosure for the Filer’s financial years ending in 2011 and 2012, only to the extent that information about volumes of proved undeveloped reserves or probable undeveloped reserves that were first attributed in each of the most recent three financial years, and the aggregate attributed before that time, is not available to the Filer, provided that the Filer includes in its annual filing under section 2.1 of NI 51-101 an explanation of why this information is omitted.
This decision, as it relates to paragraph (a) above, will terminate on the effective date of any amendment to the Legislation that permits disclosure of the nature contemplated by that paragraph.
For the Commission:
“Glenda A. Campbell, QC” Vice-Chair
“Stephen Murison” Vice-Chair
January 14, 2011 (2011) 34 OSCB 417 Decisions, Orders and Rulings
2.1.4 Bell Aliant Regional Communications, Limited Partnership
Headnote
National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – application from credit support issuer for a decision exempting issuer from certain continuous disclosure, certification, audit committee, corporate governance, and short form and shelf prospectus qualification requirements – relief granted subject to conditions.
Applicable Legislative Provisions
National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4. National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6. National Instrument 52-110 Audit Committees and National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 5.1, 8.1. National Instrument 44-101 Short form Prospectus Distributions, ss.2.1, 8.1. National Instrument 44-102 Shelf Distributions, ss. 2.1, 11.1.
December 24, 2010
IN THE MATTER OF THE SECURITIES LEGISLATION OF NOVA SCOTIA AND ONTARIO (the “Jurisdictions”)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF BELL ALIANT REGIONAL COMMUNICATIONS, LIMITED PARTNERSHIP (the “Filer”)
DECISION
Background
The securities regulatory authority or regulator in each of the Jurisdictions (collectively, the “Decision Makers”) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the “Legislation”) for:
(a) a decision (the “Continuous Disclosure Relief”) pursuant to Section 13.1 of National Instrument 51-102 – Continuous Disclosure Obligations (“NI 51-102”) that the requirements of NI 51-102 as well as any comparable continuous disclosure requirements under the Legislation that have not yet been repealed or otherwise rendered ineffective as a consequence of the adoption of NI 51-102 (collectively, the “Continuous Disclosure Requirements”) may be satisfied by the Filer by filing the continuous disclosure documents required to be filed by Bell Aliant Amalco (as defined below) and Bell Aliant Inc. (as defined below) under the Continuous Disclosure Requirements;
(b) in the event that the Continuous Disclosure Relief is granted, in order to relieve the Filer from certain additional continuous disclosure obligations, a decision (the “Consequential Disclosure Relief”):
(i) pursuant to Section 8.6 of National Instrument 52-109 – Certification of Disclosure in Issuers' Annual and Interim Filings (“NI 52-109”) that the requirements of NI 52-109 shall not apply to the Filer;
(ii) pursuant to Section 8.1 of National Instrument 52-110 – Audit Committees (“NI 52-110”) that the requirements of Section 5.1 of NI 52-110 shall not apply to the Filer; and
(iii) pursuant to Section 3.1 of National Instrument 58-101 – Disclosure of Corporate Governance Practices (“NI 58-101”) that the requirements of Part 2 of NI 58-101 shall not apply to the Filer;
January 14, 2011 (2011) 34 OSCB 418 Decisions, Orders and Rulings
(c) a decision (the “Short Form Eligibility Relief”) pursuant to Section 8.1 of National Instrument 44-101 – Short Form Prospectus Distributions (“NI 44-101”) exempting the Filer from the requirement set out in Section 2.1 of NI 44-101 that an issuer shall not file a prospectus in the form of Form 44-101F1 – Short Form Prospectus unless the issuer is qualified under any of Sections 2.2 to 2.6 of NI 44-101 (the “Short Form Eligibility Requirements”); and
(d) in the event that the Short Form Eligibility Relief is granted, a decision (the “Shelf Eligibility Relief”) pursuant to Section 11.1 of National Instrument 44-102 – Shelf Distributions (“NI 44-102”) exempting the Filer from the requirements set out in Section 2.1 of NI 44-102 that an issuer shall not file a short form prospectus that is a base shelf prospectus unless the issuer is qualified to do so under NI 44-102 (the “Shelf Eligibility Requirements”).
(together, the “Exemption Sought”)
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual review application):
(a) the Nova Scotia Securities Commission is the principal regulator for this application,
(b) the Filer has provided notice that Section 4.7(1) of Multilateral Instrument 11-102 Passport System (“MI 11-102”) is intended to be relied upon in the provinces of British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Newfoundland and Labrador and Prince Edward Island, and
(c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory authority or regulator in Ontario.
Interpretation
Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined.
Representations
This decision is based on the following facts represented by the Filer:
1. On July 7, 2006, the former Aliant Inc. (“Old Aliant”), BCE Inc. (“BCE”) and Bell Canada completed the implementation of a plan of arrangement (the “2006 Arrangement”), which involved an exchange of certain business operations between Bell Canada and Old Aliant and the conversion of Old Aliant to an income trust.
2. The 2006 Arrangement resulted in
(i) the combination of Old Aliant’s wireline telecommunications operation in Atlantic Canada, information technology operation and other operations with Bell Canada’s wireline telecommunications operation in certain of its regional territories in Ontario and Québec, now carried on by the Filer (such businesses, the “Bell Aliant Business”);
(ii) the transfer of Bell Canada’s 63.4% indirect interest in NorthernTel, Limited Partnership and Télébec, Limited Partnership (collectively the “Bell Nordiq Partnerships”) to Bell Aliant Holdings LP (as defined below);
(iii) the transfer of Old Aliant’s wireless operations and its interest in DownEast Ltd. to Bell Canada; and
(iv) the conversion of Old Aliant to an income trust, Bell Aliant Regional Communications Income Fund (the “Fund”), with the outstanding common shares of Old Aliant (other than a number of shares held by BCE) being exchanged for units of the Fund on a one for one basis.
3. Subsequently, in January 2007, the Fund acquired the remaining indirect interest in the Bell Nordiq Partnerships from the public. All but a nominal interest in the Bell Nordiq Partnerships is now held by Bell Aliant Regional Communications Holdings, Limited Partnership (“Bell Aliant Holdings LP”).
4. The foregoing transactions resulted in the creation of a number of entities held directly and indirectly, in whole or in part by the Fund, each of which is a general partner or other holding entity created to facilitate the operation of the Bell Aliant Business by the Filer and the distribution of cash derived from the operations and activities of the Filer and the Bell Nordiq Partnerships to Fund unitholders.
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5. The Fund is an unincorporated, open-ended trust governed by the laws of the Province of Ontario. The Fund was established on March 30, 2006 under a declaration of trust, as amended and restated on July 6, 2006 (the “Declaration of Trust”), in connection with the 2006 Arrangement.
6. The beneficial interests in the Fund are divided into interests of two classes, designated as “Units” and “Special Voting Units”. An unlimited number of Units and Special Voting Units are issuable pursuant to the Declaration of Trust.
7. Each Unit is transferable and represents an equal undivided beneficial interest in any distributions from the Fund and in the net assets of the Fund in the event of a termination or winding up of the Fund. Each Unit entitles the holder thereof to one vote at all meetings of holders of Units and Special Voting Units (collectively, “Voting Unitholders”).
8. Special Voting Units are not entitled to any beneficial interest in any distribution from the Fund or in the net assets of the Fund in the event of a termination or winding up of the Fund. Each Special Voting Unit entitles the holder thereof to one vote at any meeting of Voting Unitholders (subject to customary anti-dilution adjustments).
9. The Units of the Fund are listed on the Toronto Stock Exchange under the symbol “BA.UN”. As of September 30, 2010, 127,384,917 Units were issued and outstanding representing a 55.93% voting interest in the Fund.
10. Pursuant to undertakings provided to the Decision Makers and other Canadian securities regulatory authorities, the Fund files on SEDAR and provides to holders of Units separate annual audited and interim unaudited financial statements and MD&A of Bell Aliant Holdings LP so long as generally accepted accounting principles prohibit the consolidation of financial information of Bell Aliant Holdings LP and the Fund and Bell Aliant Holdings LP (and any of its significant business interests) represents a significant asset of the Fund.
11. Bell Aliant Holdings LP is a limited partnership established under the laws of the Province of Québec on June 29, 2006. The head office of Bell Aliant Holdings LP is located at 6 South Maritime Centre, 1505 Barrington Street, P.O. Box 880 Central, Halifax, Nova Scotia.
12. Bell Aliant Holdings LP is a reporting issuer or the equivalent under the securities legislation of each of the provinces of Canada, either as a successor issuer to Old Aliant or by virtue of having been deemed or declared to be a reporting issuer under an order dated November 24, 2006 granted by the securities regulatory authorities in the provinces of Saskatchewan, Ontario, New Brunswick and Newfoundland and Labrador.
13. The partnership interests in Bell Aliant Holdings LP include a nominal value general partnership interest (the “Holdings GP Interest”), Class 1 exchangeable limited partnership units (the “Holdings Class 1 Exchangeable LP Units”) and Class 2 limited partnership units (the “Holdings Class 2 LP Units”). The Holdings Class 1 Exchangeable LP Units are exchangeable on a one-for-one basis for Units of the Fund.
14. Bell Aliant Regional Communications Holdings Inc. (“Bell Aliant Holdings GP”) is the general partner of Bell Aliant Holdings LP and holds the Holdings GP Interest.
15. As at September 30, 2010, there were 28,168,803 Holdings Class 1 Exchangeable LP Units and 132,367,606 Holdings Class 2 LP Units outstanding. To the knowledge of the Filer, BCE directly or indirectly holds all of the Holdings Class 1 Exchangeable LP Units. The Fund holds, indirectly, all of the Holdings Class 2 LP Units through Bell Aliant Holdings Trust and Bell Nordiq Trust, each a wholly-owned subsidiary of the Fund.
16. As at September 30, 2010, there were 152,292,479 common shares of Bell Aliant Holdings GP outstanding. To the knowledge of the Filer, BCE directly or indirectly holds 28,168,803 common shares of Bell Aliant Holdings GP. The Fund holds 124,123,676 common shares of Bell Aliant Holdings GP.
17. The Filer is a limited partnership established in connection with the 2006 Arrangement under the laws of the Province of Manitoba on July 5, 2006. The head office of the Filer is located at 6 South Maritime Centre, 1505 Barrington Street, P.O. Box 880 Central, Halifax, Nova Scotia.
18. The partnership interests in the Filer include a nominal value general partnership interest (the “Wireline GP Interest”), Class A limited partnership units (“Wireline Class A Units”) and Class B exchangeable limited partnership units (“Wireline Exchangeable LP Units”). The Wireline Exchangeable LP Units are exchangeable on a one-for-one basis for Units of the Fund.
19. Bell Aliant Regional Communications Inc. (“Bell Aliant GP”) is the general partner of the Filer and holds the Wireline GP Interest. Bell Aliant GP is a wholly-owned subsidiary of Bell Aliant Holdings LP.
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20. As at September 30, 2010, there were 118,526,408 Wireline Class A Units outstanding. Bell Aliant GP and 6583458 Canada Inc., each indirect subsidiaries of the Fund, together hold all outstanding Wireline Class A Units, representing a 62.14% interest in the Filer.
21. As at September 30, 2010, there were 72,205,024 Wireline Exchangeable LP Units outstanding, representing a 37.86% interest in the Filer. To the knowledge of the Filer, BCE, indirectly through its affiliates, holds all of the issued and outstanding Wireline Exchangeable LP Units.
22. The Filer is a reporting issuer or equivalent under the securities legislation of each of the provinces of Canada. To the knowledge of the Filer, the Filer is not in default of securities legislation in any of the jurisdictions of Canada.
23. In aggregate, to the knowledge of the Filer, BCE and Bell Canada beneficially own and control a 43.94% interest in the Fund on a fully diluted basis, almost entirely in the form of Holdings Class 1 Exchangeable LP Units and Wireline Exchangeable LP Units.
24. BCE has been granted certain governance rights in respect of the boards of directors and trustees of the Fund and its related entities (together, the “Fund Entities”). In connection with the 2006 Arrangement, BCE, Bell Canada, Bell Aliant GP and Bell Aliant Holdings GP, among others, entered into a securityholders’ agreement (the “Securityholders’ Agreement”) as a result of which BCE was given the right to appoint or nominate, as applicable, a majority of the directors of Bell Aliant Holdings GP and Bell Aliant GP, and the trustees of the Fund (and a majority of the directors and trustees of certain underlying entities of the Fund), subject to certain conditions, for so long as BCE has not less than a 30% interest in the Fund (on a fully-diluted basis) and certain commercial agreements between the parties are in place. The written consent of BCE is also required, along with a majority vote from the board, prior to undertaking certain matters or transactions for so long as BCE and Bell Canada, directly or indirectly, hold not less than 20% of the Fund Units (on a fully diluted basis). It is expected that BCE and Bell Canada will retain this level of voting ownership and their contractual rights under an amended and restated Securityholders’ Agreement immediately following the Conversion Transaction (as defined below). BCE and Bell Canada do not guarantee any of the obligations of the Fund, Bell Aliant Holdings LP, the Filer or the Bell Nordiq Partnerships.
25. On October 31, 2006 the Minister of Finance (Canada) announced proposals to change the Canadian federal income tax rules governing “specified investment flow-through” entities, including income trusts such as the Fund, which changes would become effective beginning in 2011. Under these proposed rules, which have now been enacted, income trusts and their taxable unitholders will generally be subject to taxation as if such income trusts were corporations.
26. As a result, the Fund, Bell Aliant Holdings LP and the Filer, and certain other Fund Entities, are planning to implement a conversion of the Fund from an income trust structure to a corporate structure by way of a court-approved plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act (the “Conversion Transaction”). The Conversion Transaction was approved by the unitholders of the Fund at an annual and special meeting held on June 16, 2010 (the “Meeting”) and by a final order granted by the Supreme Court of Nova Scotia on June 24, 2010. The Conversion Transaction remains subject to the satisfaction or waiver of a number of conditions, including the obtaining of certain regulatory consents, approvals and exemptions, satisfaction or waiver of the conditions to the effectiveness of the consent given by BCE and Bell Canada and certain other conditions. Assuming the conditions are satisfied or waived, the Conversion Transaction is expected to be implemented on January 1, 2011.
27. Under the Conversion Transaction, the holders of Fund Units will exchange their Fund Units for common shares of a new corporation established by the Fund and named Bell Aliant Inc. (“Bell Aliant Inc.”).
28. Similarly, under the Conversion Transaction, BCE and its affiliates will, indirectly, exchange their Holdings Class 1 Exchangeable LP Units and Wireline Exchangeable LP Units, and the accompanying Special Voting Units (collectively, the “Exchangeable LP Units”) and common shares of Bell Aliant Holdings GP (other than one share to which BCE is entitled pursuant to the Securityholders’ Agreement), for common shares of Bell Aliant Inc.
29. Following the above exchanges, it is intended that certain Fund Entities, including the Fund, Bell Aliant Holdings Trust and Bell Aliant Holdings LP will be wound up to simplify Bell Aliant’s corporate structure. The Filer will remain in existence as the principal operating entity of the Bell Aliant Business. The assets currently held by Bell Aliant Holdings LP will be transferred to a new subsidiary corporation (“LP Subco”) before it is wound up. Bell Aliant Holdings GP will amalgamate with Bell Aliant GP and LP Subco, with the amalgamated corporation (“Bell Aliant Amalco”) continuing as the general partner of the Filer. All of the shares of Bell Aliant Amalco, other than one common share retained by BCE or an affiliate of BCE pursuant to the Securityholders’ Agreement, will be held by Bell Aliant Inc.
30. In connection with the Meeting and the Conversion Transaction, the Fund delivered to unitholders a management information circular dated May 7, 2010 (the “2010 Management Information Circular”). As the Conversion
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Transaction will be a “restructuring transaction” in respect of the Fund, Bell Aliant Holdings LP and the Filer, the 2010 Management Information Circular was prepared in compliance with section 14.2 of Form 51-102F5 Information Circular as applicable to those entities and contained, among other things, a detailed description of the Conversion Transaction and prospectus-level disclosure, including pro forma financial statements reflecting the Conversion Transaction, regarding each of Bell Aliant Inc. and Bell Aliant Amalco.
31. Upon completion of the Conversion Transaction, Bell Aliant Inc. will become the successor reporting issuer to the Fund, and it is intended that the common shares of Bell Aliant Inc. will be listed on the Toronto Stock Exchange (the “TSX”). The TSX has conditionally approved the listing of the common shares of Bell Aliant Inc.
32. Bell Aliant Inc., as successor corporation to the Fund, and Bell Aliant Amalco, as successor corporation to Bell Aliant Holdings GP, Bell Aliant Holdings LP and Bell Aliant GP, will become a party to the Securityholders’ Agreement as a result of the Conversion Transaction. It is intended that the Securityholders’ Agreement will be amended and restated in connection with the Conversion Transaction to reflect the conversion and the continuation of BCE’s and Bell Canada’s rights, including the succession of Bell Aliant Inc. to the Securityholders’ Agreement, the termination and winding up of the Fund and certain of the Fund Entities under the Conversion Transaction, and the exchange of outstanding Fund Units and Exchangeable LP Units for common shares of Bell Aliant Inc.
33. Immediately after the implementation of the Conversion Transaction, it is possible that all or substantially all of the assets of the Bell Nordiq Partnerships, or either of them, (the “Bell Nordiq Business”) may be transferred to the Filer. Such transactions are not part of the Conversion Transaction, would be subject to certain conditions, and may or may not occur.
34. Because BCE is entitled to elect a majority of the board of Bell Aliant GP and Bell Aliant Holdings GP, generally accepted accounting principles do not permit consolidation of the financial information regarding the Filer or Bell Aliant Holdings LP in the Fund’s financial statements. Financial information concerning the Filer is consolidated with that of the Bell Nordiq Partnerships in the financial statements of Bell Aliant Holdings LP. Similarly, it is expected that, following completion of the Conversion Transaction, Bell Aliant Inc. will not be able to consolidate the financial information of Bell Aliant Amalco and the Filer due to BCE’s continuing governance rights.
35. Pursuant to an MRRS Decision Document dated November 10, 2006 (the “Initial CD Relief”), the Filer was granted an exemption from the financial statement and other continuous disclosure requirements of NI 51-102 and certain related requirements of securities laws on the basis set out therein, including that the Filer files (i) continuous disclosure documents (including an annual information form, financial statements and MD&A) of Bell Aliant Holdings LP on its own SEDAR profile, and (ii) selected consolidating summary financial information for Bell Aliant Holdings LP, the Filer and other subsidiaries of Bell Aliant Holdings LP, on its own SEDAR profile.
36. Following completion of the Conversion Transaction, the Filer will continue to exist and to carry on its business activities. Bell Aliant Inc. will be the successor public corporation to the Fund, Bell Aliant Holdings Trust and Bell Nordiq Trust, and will assume and succeed to the obligations of those predecessor entities as guarantors of the indebtedness of the Filer.
37. Following completion of the Conversion Transaction, Bell Aliant Amalco will be the successor corporation to Bell Aliant Holdings GP, Bell Aliant Holdings LP and Bell Aliant GP, and will assume and succeed to the obligations of those predecessor entities as guarantors of the indebtedness of the Filer.
38. The assets and liabilities of the Filer’s enterprise, from both an accounting perspective and economic perspective, are not changing based on the Conversion Transaction. While changes to the consolidated financial statements of Bell Aliant Inc., as successor to the Fund, and Bell Aliant Amalco, as successor to Bell Aliant Holdings LP, will be required to reflect the organizational structure following the Conversion Transaction, primarily to reflect the loss of the tax advantages of the income trust structure and to reflect the exchange by BCE and Bell Canada of their partnership interests in Bell Aliant Holdings LP and Bell Aliant LP for common shares of Bell Aliant Inc., the financial position of each of Bell Aliant Inc. and Bell Aliant Amalco will otherwise be substantially the same as reflected in the Fund and Bell Aliant Holdings LP audited annual consolidated financial statements most recently filed or required to have been filed under Part 4 of NI 51-102 prior to the date of the 2010 Management Information Circular and the Fund and Bell Aliant Holding LP's unaudited interim consolidated financial statements most recently filed or required to have been filed under Part 4 of NI 51-102 prior to the date of the 2010 Management Information Circular.
39. While BCE and its affiliates will exchange their interests in Bell Aliant Holdings LP and the Filer for common shares of Bell Aliant Inc., the Conversion Transaction will not result in a change in the ultimate beneficial ownership of the assets and liabilities of the Filer, from both an accounting perspective and an economic perspective. The Conversion Transaction does not contemplate the acquisition of any additional operating assets or the disposition of any existing
January 14, 2011 (2011) 34 OSCB 422 Decisions, Orders and Rulings
operating assets and will be an internal reorganization undertaken without economic or voting dilution to the Fund unitholders or additional debt or interest expense.
40. On September 15, 2006, a receipt was issued by the securities regulatory authorities in each province of Canada for a base shelf prospectus (the “2006 Shelf Prospectus”) of the Filer qualifying the distribution of medium term notes (the “Notes”) by the Filer. The 2006 Shelf Prospectus incorporated by reference the historical and pro forma financial statements relating to Bell Aliant Holdings LP and the predecessor entities or businesses of the Filer that were included in the management information circular sent to holders of shares of Old Aliant in connection with their approval of the 2006 Arrangement.
41. Pursuant to an MRRS Decision Document dated November 6, 2008 (the “2008 Prospectus Relief”), the Filer was granted an exemption from the short form and shelf prospectus eligibility requirements in respect of any base shelf prospectus filed by the Filer so long as, among other things, the Filer incorporates by reference in such base shelf prospectus the annual information form and annual and interim financial statements and MD&A of Bell Aliant Holdings LP.
42. On April 28, 2009 a receipt was issued by the securities regulatory authorities in each province of Canada for a renewal base shelf prospectus (as it may be amended, the “2009 Shelf Prospectus”) of the Filer qualifying the distribution of Notes by the Filer through subsequent prospectus or pricing supplements to be filed in connection with the distribution thereof. The 2009 Shelf Prospectus, and the two pricing supplements that have been filed thereunder, incorporated by reference the annual information form and annual and interim financial statements and MD&A of Bell Aliant Holdings LP, and the consolidating summary financial information for Bell Aliant Holdings LP, the Filer and other subsidiaries of Bell Aliant Holdings LP, filed on SEDAR by the Filer, as required by item 12.1(1) of Form 44-101F1 – Short Form Prospectus and the 2008 Prospectus Relief.
43. The Notes are unsecured debt obligations of the Filer ranking pari passu with all other unsecured and unsubordinated indebtedness incurred by the Filer, and are fully and unconditionally guaranteed by Bell Aliant Holdings LP, Bell Aliant Holdings GP, 6583458 Canada Inc., Bell Aliant GP and Bell Aliant Holdings Trust, but not by the Fund.
44. The Filer currently has approximately $2.6 billion aggregate principal amount of Notes outstanding, issued in seven tranches. Following completion of the Conversion Transaction, it is anticipated that the currently outstanding Notes, and those subsequently issued by the Filer under the 2009 Shelf Prospectus and/or subsequent prospectuses, will be guaranteed by Bell Aliant Inc., Bell Aliant Amalco and 6583458 Canada Inc. The Notes will continue to be guaranteed by Bell Aliant Inc. and Bell Aliant Amalco (or their applicable successors under the trust indenture pursuant to which the Notes are issued) for so long as the Notes remain outstanding. The Notes may also from time to time be guaranteed by other affiliates of the Filer (together with 6583458 Canada Inc., the “Designated Affiliates”).
45. Both the Filer and Bell Aliant Holdings LP are reporting issuers under applicable securities laws. Bell Aliant Holdings LP is subject to the continuous disclosure requirements of NI 51-102 and has a “current AIF” (the “Bell Aliant Holdings AIF”) and “current annual financial statements” (the “Bell Aliant Holdings Financial Statements”) (as such terms are defined in NI 44-101). Pursuant to the Initial CD Relief, the Filer has been granted an exemption from the continuous disclosure requirements of NI 51-102, and is instead permitted to file and rely on the continuous disclosure documents filed by Bell Aliant Holdings LP. Likewise, pursuant to the 2008 Prospectus Relief, the Filer has been granted an exemption from the short form and shelf prospectus eligibility requirements and is permitted to rely on the Bell Aliant Holdings AIF and Bell Aliant Holdings Financial Statements for the purposes thereof.
46. Following completion of the Conversion Transaction, Bell Aliant Amalco will be successor to Bell Aliant Holdings LP. The annual information form (the “Bell Aliant Amalco AIF”) and annual and interim financial statements and MD&A (the "Bell Aliant Amalco Financial Statements") of Bell Aliant Amalco, prepared and filed in accordance with NI 51- 102 (including on a continuity of interest basis from Bell Aliant Holdings LP) and the consolidating summary financial information for Bell Aliant Amalco, the Filer and other subsidiaries of Bell Aliant Amalco, will be filed on SEDAR by the Filer and incorporated by reference in any subsequent prospectus or pricing supplements filed by the Filer under the 2009 Shelf Prospectus and subsequent prospectuses as required by item 12.1(1) of Form 44-101F1 – Short Form Prospectus.
47. In connection with the implementation of the Conversion Transaction, it is expected that Bell Aliant Amalco will succeed Bell Aliant Holdings LP as a guarantor of the Notes. As is currently the case with Bell Aliant Holdings LP under the Initial CD Relief, the public disclosure of Bell Aliant Amalco will
(i) include all relevant information concerning the operations of the Filer;
(ii) consolidate the financial position and results of operations of the Filer within the Bell Aliant Amalco Financial Statements with respect to the business and affairs of Bell Aliant Amalco; and
January 14, 2011 (2011) 34 OSCB 423 Decisions, Orders and Rulings
(iii) provide all relevant information to a potential investor concerning the Filer’s ability to pay interest and repay the principal on the Notes, given that repayment of the Notes will be guaranteed by Bell Aliant Amalco.
48. Following completion of the Conversion Transaction, the annual information form (the “Bell Aliant Inc. AIF”) and annual and interim financial statements and MD&A (the "Bell Aliant Inc. Financial Statements") of Bell Aliant Inc., prepared and filed in accordance with NI 51-102 (including on a continuity of interest basis from the Fund) will be filed on SEDAR by the Filer and incorporated by reference in any subsequent prospectus or pricing supplements filed by the Filer under the 2009 Shelf Prospectus and subsequent prospectuses as required by item 12.1(1) of Form 44-101F1 – Short Form Prospectus.
49. The Bell Aliant Amalco Financial Statements and the Bell Aliant Inc. Financial Statements, together with the additional consolidating summary financial information filed by the Filer, will provide investors and potential investors in the Notes with sufficient information to make an informed investment decision concerning the Filer’s ability to pay interest and repay the principal on the Notes when due, given that the Filer’s financial results will be consolidated into the Bell Aliant Amalco Financial Statements and that repayment of the Notes will be guaranteed by Bell Aliant Amalco. The Decision Makers have previously recognized this (with respect to Bell Aliant Holdings LP in the current structure) in granting the Initial CD Relief and 2008 Prospectus Relief.
50. For the purposes of Section 2.3(d) of NI 44-101 the Filer should be permitted to file subsequent prospectus or pricing supplements to the 2009 Shelf Prospectus and (i) until such time as Bell Aliant Amalco files the first Bell Aliant Amalco AIF and Bell Aliant Amalco Financial Statements, to continue to rely on the Bell Aliant Holdings AIF and Bell Aliant Holdings Financial Statements, and (ii) thereafter, to rely on the Bell Aliant Amalco AIF and the Bell Aliant Amalco Financial Statements, each to be filed by the Filer on its SEDAR profile, as if they were the Filer’s “current AIF” and “current annual financial statements”. This would be consistent with the 2009 Shelf Prospectus and the basis on which the Initial CD Relief and 2008 Prospectus Relief were granted to the Filer.
Decision
Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.
The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted provided that:
1. in respect of the Continuous Disclosure Relief and the Consequential Disclosure Relief:
(i) Bell Aliant Amalco and Bell Aliant Inc. are each reporting issuers in at least one of the jurisdictions listed in Appendix B of National Instrument 45-102 – Resale of Securities (“NI 45-102”) and are each electronic filers under National Instrument 13-101 – System for Electronic Document Analysis and Retrieval (SEDAR);
(ii) all outstanding voting securities of the Filer are held directly or indirectly by Bell Aliant Amalco or its affiliates;
(iii) Bell Aliant Amalco and Bell Aliant Inc. have each filed all documents they are required to file under NI 51–102;
(iv) the Filer does not issue any securities, and does not have any securities outstanding, other than
(1) debt securities that are guaranteed by Bell Aliant Amalco or one of its affiliates;
(2) securities issued to and held by Bell Aliant Inc., Bell Aliant Amalco, or their respective affiliates;
(3) debt securities issued to and held by banks, loan corporations, loan and investment corporations, savings companies, trust corporations, treasury branches, savings or credit unions, financial services cooperatives, insurance companies or other financial institutions; or
(4) securities issued under exemptions from the prospectus requirement in Section 2.35 of National Instrument 45–106 – Prospectus and Registration Exemptions;
(v) the Filer files in electronic format,
(1) a notice indicating that the Filer is relying on the continuous disclosure documents filed by Bell Aliant Amalco and Bell Aliant Inc. and setting out where those documents can be found for viewing in electronic format, if Bell Aliant Amalco is a reporting issuer in the local jurisdiction; or
January 14, 2011 (2011) 34 OSCB 424 Decisions, Orders and Rulings
(2) copies of all documents Bell Aliant Amalco and Bell Aliant Inc. are required to file under securities legislation, other than in connection with a distribution, at the same time as the filing by Bell Aliant Amalco or Bell Aliant Inc., as applicable, of those documents with a securities regulatory authority or regulator;
(vi) the Filer issues in Canada a news release and files a material change report for all material changes in respect of the affairs of the Filer that are not also material changes in the affairs of Bell Aliant Amalco;
(vii) the Filer files, in electronic format, in the notice referred to in (v)(1) above or in or with the copy of the Bell Aliant Amalco Financial Statements filed under clause (v)(2) above, either
(1) a statement that the financial results of the Filer are included in the consolidated financial results of Bell Aliant Amalco, if at that time,
(A) the Filer has minimal assets, operations, revenues or cash flows other than those related to the issuance, administration and repayment of the securities described in paragraph (iv), and
(B) each item of the summary financial information of the subsidiaries of Bell Aliant Amalco on a combined basis, other than the Filer, represents less than 3% of the corresponding items on the Bell Aliant Amalco Financial Statements being filed or referred to under paragraph (v), or
(2) for the periods covered by the Bell Aliant Amalco Financial Statements filed, consolidating summary financial information for Bell Aliant Amalco presented with a separate column for each of the following:
(A) Bell Aliant Amalco;
(B) the Filer;
(C) any other subsidiaries of Bell Aliant Amalco on a combined basis;
(D) consolidating adjustments; and
(E) the total consolidated amounts;
such information, the “Bell Aliant Amalco Consolidating Information”;
(viii) the Filer files a corrected notice under (v)(1) above if the Filer filed the notice with the statement contemplated in (vii)(1) above and the Filer can no longer rely on (vii)(1) above;
(ix) in the case of securities that are “designated credit support securities” as defined under section 13.4(1) of NI 51-102, the Filer concurrently sends to all holders of such securities all disclosure materials that are sent to holders of similar debt of Bell Aliant Amalco in the manner and at the time required by the Legislation;
(x) the Notes will continue to be guaranteed by Bell Aliant Inc. and Bell Aliant Amalco for so long as the Notes remain outstanding;
(xi) no person or company other than Bell Aliant Amalco, Bell Aliant Inc. or any Designated Affiliates has provided a guarantee or alternative credit support for the payments to be made under any issued and outstanding securities of the Filer;
(xii) if a Designated Affiliate becomes a guarantor of the Filer’s indebtedness under the Notes, and if the financial results of such Designated Affiliate are included in the consolidated financial results of Bell Aliant Inc., but not in the consolidated financial results of Bell Aliant Amalco, the Filer files, in electronic format, with the copy of the Bell Aliant Inc. Financial Statements filed under clause (v)(2) above,
(1) for the periods covered by the Bell Aliant Inc. Financial Statements filed, consolidating summary financial information for Bell Aliant Inc. presented with a separate column for each of the following:
(A) Bell Aliant Inc.;
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(B) the Designated Affiliates whose financial results are included in the consolidated financial results of Bell Aliant Inc., but not in the consolidated financial results of Bell Aliant Amalco, on a combined basis;
(C) any other subsidiaries of Bell Aliant Inc. whose financial results are included in the consolidated financial results of Bell Aliant Inc., on a combined basis;
(D) consolidating adjustments; and
(E) the total consolidated amounts;
such information, the “Bell Aliant Inc. Consolidating Information”; and
(xiii) the financial results of any Designated Affiliate which becomes a guarantor of the Filer’s indebtedness under the Notes shall be included in the consolidated financial results of either Bell Aliant Inc. or Bell Aliant Amalco, as applicable.
2. in respect of the Short Form Eligibility Relief and the Shelf Eligibility Relief:
(i) at the time the Filer files a prospectus or pricing supplement to the 2009 Shelf Prospectus or any other shelf prospectus or supplement thereto filed by the Filer, the Filer satisfies every qualification criteria set out in Section 2.3 of NI 44-101 and Section 2.3(1)(b) of NI 44-102, other than the qualification criteria set out in paragraph 2.3(d) of NI 44-101;
(ii) any filed prospectus or pricing supplement to the 2009 Shelf Prospectus or any other shelf prospectus or supplement thereto filed by the Filer incorporates by reference:
(1) (a) the Bell Aliant Amalco AIF, the Bell Aliant Amalco Financial Statements and the Bell Aliant Amalco Consolidating Information, or (b) prior to the filing by the Filer thereof, the Bell Aliant Holdings AIF, the Bell Aliant Holdings Financial Statements and the equivalent consolidating summary financial information for Bell Aliant Holdings LP and the 2010 Management Information Circular;
(2) any other document of Bell Aliant Amalco that would be required to be incorporated by reference into a short form prospectus or a prospectus or pricing supplement to the 2009 Shelf Prospectus or another shelf prospectus under Section 11.1 of Form 44-101F1 if Bell Aliant Amalco were the issuer under the 2009 Shelf Prospectus or another short form prospectus, as required by item 12.1(1) of Form 44-101F1 – Short Form Prospectus;
(3) (a) the Bell Aliant Inc. AIF, the Bell Aliant Inc. Financial Statements and the Bell Aliant Inc. Consolidating Information (if applicable), or (b) prior to the filing by the Filer thereof, the most recent annual and interim financial statements and annual information form of the Fund, and the 2010 Management Information Circular,
(4) any other document of Bell Aliant Inc. that would be required to be incorporated by reference into a short form prospectus or a prospectus or pricing supplement to the 2009 Shelf Prospectus or another shelf prospectus under Section 11.1 of Form 44-101F1 if Bell Aliant Inc. were the issuer under the 2009 Shelf Prospectus or another short form prospectus, as required by item 12.1(1) of Form 44- 101F1 – Short Form Prospectus;
(iii) the Filer complies with all the conditions of the Continuous Disclosure Relief and the Consequential Disclosure Relief.
“Kevin G. Redden” Director, Corporate Finance Nova Scotia Securities Commission
January 14, 2011 (2011) 34 OSCB 426 Decisions, Orders and Rulings
2.1.5 PIMCO Canada Corp. et al.
Headnote
National Policy 11-203 Process For Exemptive Relief Applications in Multiple Jurisdictions – exemption from section 2.7(1)(a) of NI 81-102 to permit interest rate and credit derivative swaps and currency forwards with a remaining term to maturity of greater than 3 years – exemption from section 2.8(1) of NI 81-102 to the extent that cash cover is required in respect of specified derivatives to permit the funds to cover specified derivative positions with: certain bonds, debentures, notes or other evidences of indebtedness – exemption from sections 2.8(1)(d) and (f)(i) NI 81-102 to permit the funds when they open or maintain a long position in a standardized future or forward contract or when they enter into or maintain an interest rate swap position and during the periods when the Funds are entitled to receive payments under the swap, to use as cover, an option to sell an equivalent quantity of the underlying interest of the standardized future, forward or swap – relief granted from section 2.6 of NI 81-102 to allow mutual fund to short sell up to 20% of net assets, subject to certain conditions – exemption from section 2.1(1) of NI 81- 102 to permit global bond mutual funds to investment more than 10 percent of net assets in debt securities issued by a foreign government or supranational agency.
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 2.1(1), 2.6(a), 2.6(c), 2.7(1), 2.8(1), 6.1(1).
January 7, 2011
IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (THE JURISDICTION)
AND
IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS
AND
IN THE MATTER OF PIMCO CANADA CORP. (PIMCO CANADA)
AND
THE FUNDS LISTED IN SCHEDULE A (COLLECTIVELY THE FILERS)
DECISION
Background
The principal regulator in the Jurisdiction has received an application from the Filers for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) for an exemption relieving the funds set out in Schedule A (the New Funds) and future mutual funds managed by PIMCO Canada and sub-advised by an affiliate of PIMCO Canada that are subject to National Instrument 81-102 Mutual Funds (NI 81-102) (the Future Funds) (the New Funds and the Future Funds, respectively, together, the Funds and individually, a Fund) from the following sections of National Instrument 81-102 (NI 81-102):
(a) the requirement in section 2.7(1)(a) of NI 81-102, in order to permit the Funds to enter into interest rate swaps or credit default swaps and, if the transaction is for hedging purposes, currency swaps and forwards, in all cases with a remaining term to maturity of greater than three years;
(b) the requirement in section 2.8(1) of NI 81-102 in order to permit each of the Funds to cover specified derivative positions with:
January 14, 2011 (2011) 34 OSCB 427 Decisions, Orders and Rulings
(i) any bonds, debentures, notes or other evidence of indebtedness that are liquid (collectively, Fixed Income Securities) provided they have a remaining term to maturity of 365 days or less and have approved credit rating; or
(ii) floating rates evidences of indebtedness;
(c) the requirement in sections 2.8(1)(d) and 2.8(1)(f)(i) of NI 81-102 in order to permit each of the Funds when it
(i) opens or maintains a long position in a debt-like security that has a component that is a long position in a forward contract or in a standardized future or forward contract, or
(ii) enters into or maintains a swap position and during the periods when the Fund is entitled to receive payments under the swap,
to use as cover, a right or obligation to sell an equivalent quantity of the underlying interest of the standardized future, forward or swap;
(d) the requirement in sections 2.6(a), 2.6(c) and 6.1(1) of NI 81-102 in order to permit each of the Funds to:
(i) sell securities short;
(ii) provide a security interest over a Fund’s assets; and
(iii) deposit any part of a mutual fund’s assets with an entity other than the mutual fund’s custodian;
(e) the requirement in section 2.1(1) in order to permit PIMCO Global Advantage Strategy Bond Fund (Canada) to invest:
(A) up to 20% of its net assets in securities issued or guaranteed as to principal and interest by any government or agency thereof (other than a government or agency of Canada or a province thereof or of the United States, in which investment by all of the Funds is unrestricted) or any permitted supranational agency (as defined in NI 81-102), provided that the securities have a minimum AA rating by Standard & Poor’s Rating Service or the equivalent rating by any other rating agency listed in NI 81-102;
(B) up to 35% of its net assets in securities issued or guaranteed as to principal and interest by any government or agency thereof (other than a government or agency of Canada or a province thereof or of the United States, in which investment by all of the Funds is unrestricted) or by any permitted supranational agency (as defined in NI 81-102), provided that the securities have a minimum AAA rating by Standard & Poor’s Rating Service or the equivalent rating by any other rating agency listed in NI 81-102;
provided that sub-paragraphs (A), (B) and (C) of this paragraph (e) cannot be combined for any one issuer.
Paragraph (a) is referred to as the Swap and Currency Derivatives Requested Relief, paragraph (b) is referred to as the Fixed Income and FRN Cover Requested Relief, paragraph (c) is referred to as the Put Option Cover Requested Relief, paragraph (d) is referred to as the Short Selling Requested Relief, and paragraph (e) is referred to as the Sovereign Government and Supranational Entity Concentration Requested Relief, and collectively, the Swap and Currency Derivatives Requested Relief, Cover Requested Relief, Short Selling Requested Relief and Sovereign Government and Supranational Entity Concentration Requested Relief shall be referred to as the Requested Relief.
Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):
(a) the Ontario Securities Commission is the principal regulator for this application, and
(b) the Filers have provided notice that section 4.7 of Multilateral Instrument 11-102 Passport System (NI 11-102) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Yukon, Northwest Territories and Nunavut.
Interpretation
Defined terms contained in National Instrument 14-101 Definitions and MI 11-102 have the same meaning in this decisions unless otherwise defined.
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Representations
This decision is based on the following facts represented by the Filers:
PIMCO Canada
1. PIMCO Canada is registered in the Province of Ontario as an investment fund manager (Manager), adviser in the category of portfolio manager, a commodity manager and an exempt market dealer. PIMCO Canada is an indirect, wholly owned subsidiary of Pacific Investment Management Company LLC (PIMCO). PIMCO is an adviser registered under the Investment Advisers Act in the US. PIMCO Canada’s head office is in Toronto, Ontario.
2. PIMCO Canada is the Manager and the portfolio manager of the Funds. Under its agreement with the Funds, PIMCO Canada is authorized to, and will, appoint PIMCO as sub-adviser to the Funds in accordance with OSC Rule 35-502 Non-Resident Advisors, section 7.3.
3. PIMCO is one of the world's largest fixed income managers. Organized in 1971, PIMCO provides investment management and advisory services to private accounts of institutional and individual clients and to mutual funds around the world.
4. The Filers are not in default of securities legislation in any jurisdiction.
The Funds
5. The New Funds are mutual fund trusts being established under the laws of Ontario and any future Funds will be mutual fund trusts. The New Funds will be offered by an initial simplified prospectus in all the Jurisdictions, with the preliminary prospectus expected to be filed in November 2010 and future funds will also be offered by prospectus. As a result, all of the Funds will become reporting issuers and will be subject to the requirements of NI 81-102.
6. The investment objective and strategies of each Fund will be set out in the Fund's simplified prospectus. In most cases, the primary investment objective is to invest in, or gain exposure to, fixed income securities, such as bonds and debentures issued by governments, supranational entities and corporations, or a combination of fixed income and equities. In other cases, the investment objective is focused primarily on equities but the Fund retains the right to include a portion in fixed income either routinely or under conditions determined by PIMCO Canada.
7. In all cases, the Funds will be permitted to use specified derivatives to hedge against losses caused by changes in securities prices, interest rates, exchange rates and/or other risks. The Funds may also use specified derivatives for non-hedging purposes under their investment strategies in order to invest indirectly in securities or financial markets or to gain exposure to other currencies, provided the use of specified derivatives is consistent with the particular Fund’s investment objective. When specified derivatives are used for non-hedging purposes, the Funds are subject to the cover requirements of NI 81-102.
Extended Term to Maturity for Interest Rate Swaps, Credit Default Swaps and currency Swaps or Forwards
8. Paragraph 2.7(1)(a) of NI 81-102 prohibits mutual funds from entering into swaps or currency forwards with terms to maturity of greater than three years, or greater than five years if the contract provides the fund with a right to eliminate its exposure within three years. PIMCO Canada seeks the ability to enter into interest rate swaps and credit default swaps for the Funds or, if the transaction is for hedging purposes, currency forwards on behalf of the Funds without a restriction as to term of the swap or forward.
9. In order to achieve adequate diversification at a reasonable cost while the Funds remain small, PIMCO Canada anticipates utilizing credit default swaps (CDS) on indexes of credit default swaps (CDX). CDX indexes are linked to the number of the most highly liquid CDS, and therefore permit quick and cost effective diversification to high yield and emerging market issuers.
10. Fixed income investments have risks which include (but are not limited to) interest rate risk, credit risk and currency risk. These risks can be controlled or mitigated through the use of over-the-counter (OTC) derivatives. Interest rate risk may be managed by interest rate swaps, credit risk is managed by credit default swaps and currency risk by currency swaps or forwards.
11. The term of a swap equals the maturity of its exposure, in contrast to other OTC derivatives transactions, such as options and certain other types of forwards, where the contract term and maturity of the underlying security are not related. As a result, there is no restriction under NI 81-102, for example, on a forward referencing an underlying interest having a term of 10 years whereas there is a restriction if the derivative is in the form of a swap.
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12. Credit default swaps have a similar risk profile to their reference entity (corporate or sovereign bonds), or in the case of a CDX, to an average of all the reference entities in the CDX index. The term of a CDS imparts credit risk similar to that of a bond of the reference entity with the same term. The Funds will not be able to achieve the same sensitivity to credit risk as their underlying benchmarks by using CDSs with a maximum term of 3 years because their underlying benchmarks may have an average term of greater than 3 years. There is no term restriction in NI 81-102 when investing directly in the reference entities (corporate or sovereign bonds).
13. The term of a swap equals the maturity of its exposure, in contrast to other over-the-counter transactions, such as options and forwards, where the contract term and maturity of the underlying security are not related. There is no restriction under NI 81-102, for example, on a forward with an underlying interest having a term of 10 years whereas there is a restriction if the derivative is in the form of a swap.
14. The interest rate swap market, CDS market and currency forward and swap markets are very large and liquid.
15. With respect to foreign exchange, the Bank for International Settlements reported that the notional amount of outright forwards and foreign exchange swaps outstanding was U.S. $23 trillion as at December, 2009. For comparative purposes, the S&P 500 had an estimated market capitalization of U.S. $10.3 trillion on such date. The Bank for International Settlements also reported that the average daily turnover of OTC foreign exchange was U.S. $4 trillion during April 2010. The average daily turnover of outright forwards and foreign exchange swaps totaled U.S. $2 trillion during such period. For comparative purposes, the daily trading during April, 2010 was, in the case of the New York Stock Exchange, approximately U.S. $75 billion. In the case of the Toronto Stock Exchange, the most recent data shows average daily turnover of approximately CAD $5 billion. Daily trading is many times larger for currencies and currency forwards than for well-known equity exchanges.
16. It is also not market convention to have a transaction with a 5 year term (subject to a right to eliminate the exposure within 3 years) as required by NI 81-102 and, as a result, from time to time, this off-market feature may subject a fund to less efficient pricing.
17. The interest rate swap market, CDS markets and currency forward and swap markets are very large and liquid.
18. Although there is no exchange through which swap and forward contracts are traded, there is a very active OTC market in these contracts. In order to unwind a position, a counterparty could find a new counterparty willing to take over its contract at a fair market price and get the other counterparty to approve the new counterparty. Market participants can also unwind their positions in interest rate swaps and currency swaps or forwards by simply closing out the swap or forward with the counterparty at market value. In the case of CDS, the counterparty can either close out the CDS with the counterparty at market value or it can trade with another counterparty by assigning the swap to the other counterparty (with the consent of the original counterparty).
19. Credit risk exposure to a counterparty on an interest rate swap transaction is generally a small fraction of the underlying notional exposure, equal to the cumulative price change since the inception of the swap. Even that small risk will be mitigated because the counterparty will be required to have an approved credit rating prescribed by NI 81- 102 and PIMCO Canada requires collateral transfer. In addition, in situations where the counterparty does not meet PIMCO Canada’s own internal criteria, PIMCO Canada requires that credit support be provided by an entity meeting such criteria.
20. Potential credit exposure to a counterparty on a CDS or a CDX is equal to the notional exposure to any issuer in the index who has defaulted, or in the case of a single name CDS, equal to the full notional exposure. As is the case with interest rate swaps, this exposure is mitigated because the counterparty will be required to have an approved credit rating prescribed by NI 81-102, exposure to any individual counterparty is limited by NI 81-102 and PIMCO Canada requires collateral transfer. In addition, in situations where the counterparty does not meet PIMCO Canada’s own internal criteria, PIMCO Canada requires that credit support be provided by an entity meeting such criteria.
21. By permitting the Funds to enter into swaps and forwards that have terms beyond 3 years they will have a broader set of investment, it increases the possibility for the Funds to (i) increase returns, due to the fact that the opportunities and (ii) to target exposures that might not otherwise be available in the cash bond markets or could not be achieved as efficiently as in the cash bond markets. Further, the use of swaps and forwards with terms beyond 3 years enables the Funds to effect hedging transactions that are more tailored which should help mitigate underlying investment risks associated with investing in fixed income investments, it enables the Funds to effect hedging transactions that are more efficient and tailored.
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Using Fixed Incomes Securities and Floating Rate Debt as Cover
Cash Cover
22. The purpose of the cash cover requirement in NI 81-102 is to prohibit a mutual fund from leveraging its assets when using certain specified derivatives and to ensure that the mutual fund is in a position to meet its obligations on the settlement date. This is evident from the definition of “cash cover”, which is defined as certain specific portfolio assets of the mutual fund that have not been allocated for specific purposes and that are available to satisfy all or part of the obligations arising from a position in specified derivatives held by the mutual fund. Currently, the definition of “cash cover” includes six different categories of securities, including certain evidences of indebtedness (cash equivalents and commercial paper) that generally have a remaining term to maturity of 365 days or less and that have an approved credit rating or are issued or guaranteed by an entity with an approved credit rating (collectively, short-term debt).
23. In addition to the securities currently included in the definition of cash cover, the Funds would also like to invest in Fixed Income Securities and/or floating rate evidences of indebtedness for purposes of satisfying their cash cover requirements.
Fixed Income Securities
24. While the money market instruments that are currently permitted as cash cover are highly liquid, these instruments typically generate very low yields relative to longer dated instruments and similar risk alternatives.
25. Other fixed income securities with remaining terms to maturity of less than 365 days and approved credit ratings are also highly liquid but provide the potential for higher yields.
26. The definition of cash cover addresses regulatory concerns of interest rate risk and credit risk by limiting the terms of the instruments and requiring the instruments to have an approved credit rating. It is submitted that by permitting the Funds to use for cash cover purposes Fixed Income Securities with a remaining term to maturity of 365 days or less and an approved credit rating, the regulatory concerns are met, since the term and credit rating will be the same as other short-term debt instruments currently permitted to be used as cash cover.
Floating Rate Evidences of Indebtedness
27. Floating rate evidences of indebtedness, also known as floating rate notes (FRNs), are debt securities issued by the federal or provincial governments, the Crown or other corporations and other entities with floating interest rates that reset periodically, usually every 30 to 90 days. Although the term to maturity of FRNs can be more than 365 days, the Funds propose to limit their investment in FRNs used for cash cover purposes to those that have interest rates that reset at least every 185 days.
28. Allowing the Funds to use FRNs for cash cover purposes could increase the rate of return earned by each of the Fund's investors without reducing the credit quality of the instruments held as cash cover. The frequent interest rate resets mitigate the risk of investing in FRNs as cash cover. For the purposes of money market funds under NI 81-102 meeting the 90 days dollar-weighted average term to maturity, the term of a floating rate evidence of indebtedness is the period remaining to the date of the next rate setting. If a FRN resets every 365 days, then the interest rate risk of the FRN is about the same as a fixed rate instrument with a term to maturity of 365 days.
29. Financial instruments that meet the current cash cover requirements have low credit risk. The current cash cover requirements provide that evidences of indebtedness of issuers, other than government agencies, must have approved credit ratings. As a result, if the issuer of FRNs is an entity other than a government agency, the FRNs used by the Funds for cash cover purposes will have an approved credit rating as required by NI 81-102.
30. Given the frequent interest rate resets, the nature of the issuer and the adequate liquidity of FRNs, the risk profile and the other characteristics of FRNs are similar to those of short-term debt, which constitute cash cover under NI 81-102.
Using Put Options as Cover for Long Positions in Futures, Forwards and Swaps
31. Sections 2.8(1)(d) and 2.8(1)(f)(i) of NI 81-102 do not permit covering the position in long positions in futures and forwards and long positions in swaps for a period when a fund is entitled to receive payments under the swap, in whole or in part with a right or obligation to sell an equivalent quantity of the underlying interest of the future, forward or swap. In other words, those sections of NI 81-102 do not permit the use of put options or short future positions to cover long future, forward or swap positions.
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32. Regulatory regimes in other countries recognize the hedging properties of options for all categories of derivatives, including long positions evidenced by standardized futures or forwards or in respect of swaps where a fund is entitled to receive payments from the counterparty, provided they are covered by an amount equal to the difference between the market price of a holding and the strike price of the option that was bought or sold to hedge it. NI 81-102 effectively imposes the requirement to overcollateralize, since the maximum liability to the fund under the scenario described is equal to the difference between the market value of the long and the exercise price of the option. Overcollateralization imposes a cost on a fund.
33. Section 2.8(1)(c) of NI 81-102 permits a mutual fund to write a put option and cover it with buying a put option on an equivalent quantity of the underlying interest of the written put option. This position has similar risks as a long position in a future, forward or swap and therefore, PIMCO Canada submits that the Funds should be permitted to cover a long position in a future, forward or swap with a put option or short future position.
Derivative Policies and Risk Management
34. PIMCO Canada sets and reviews the investment objectives and overall investment policies of the Funds, which will allow for trading in derivatives. The derivative contracts entered into by or on behalf of the Funds must be in accordance with the investment objectives and strategies of each of the Funds and in compliance with NI 81-102.
35. Pursuant to its agreement with PIMCO appointing it as the portfolio adviser to the Funds, PIMCO Canada will permit PIMCO to use derivatives for the Funds under certain conditions and limitations in order to gain exposure to financial markets or to invest indirectly in securities or other assets. Such agreement will also require PIMCO to use risk management processes to monitor and measure the risks of all portfolio holdings within the Funds, including derivatives positions.
36. As manager of the Funds, PIMCO Canada will supervise and oversee PIMCO in the use of derivatives as investments within the Funds and PIMCO Canada will put in place policies and procedures which will set out supervision and oversight processes to ensure that the use of derivatives is adequately monitored and derivatives risk is appropriately managed.
37. The simplified prospectus and annual information form of the Funds will include disclosure of the nature of the exemptions granted in respect of the Funds.
38. Without these exemptions, the Funds will not have the flexibility to enhance yield and to manage more effectively the exposures under specified derivatives.
Short Selling
39. PIMCO Canada proposes that each Fund be authorized to engage in a limited, prudent and disciplined amount of short selling. PIMCO Canada is of the view that the Funds could benefit from the implementation and execution of a controlled and limited short selling strategy. This strategy would operate as a complement to the Funds’ current primary discipline of buying securities with the expectation that they will appreciate in market value.
40. Short sales will be made only if they are consistent with each Fund’s investment objectives.
41. In order to effect a short sale, a Fund will borrow securities from either its custodian or a dealer (in either case, a Borrowing Agent), which Borrowing Agent may be acting either as principal for its own account or as agent for other lenders of securities.
42. The Fund will be required to deposit Fund assets with the Borrowing Agent as security in connection with the short sale transaction in accordance with usual industry practice.
43. All short sales will be effected through market facilities through which the securities sold short are normally bought and sold and will be sold short within normal trade settlement periods for the market in which the short sale is effected. Securities will be sold short for cash only.
44. The securities sold short will not be “illiquid assets” as such term is defined in NI 81-102, and will be securities that are either:
(a) listed and posted for trading on a stock exchange; and
(i) the issuer of the security has a market capitalization of not less than CDN $100 million, or the equivalent thereof, at the time the short sale is effected; or
January 14, 2011 (2011) 34 OSCB 432 Decisions, Orders and Rulings
(ii) the Fund’s portfolio advisor has pre-arranged to borrow the securities for the purpose of such sale; or
(b) bonds, debentures or other evidences of indebtedness of, or guaranteed by, any issuer.
45. Each Fund will hold cash cover (as defined in NI 81-102) to cover its obligations in relation to the short sale.
46. Each Fund will maintain appropriate internal controls regarding its short sales including written policies and procedures, risk management controls and proper books and records of all short sales and Fund assets deposited with Borrowing Agents as security.
Sovereign and Supranational Debt
47. The investment objective of PIMCO Global Advantage Strategy Bond Fund (Canada) (Global Advantage Fund) is to seek a total return which exceeds that of its benchmark consistent with prudent investment management.
48. Global Advantage Fund will invest primarily in non-Canadian fixed income securities, such as bonds and debentures issued by governments and corporations, mortgage and other asset-backed securities, obligations of international and supranational entities or by obtaining exposure to such securities.
49. The Concentration Restriction prevents Global Advantage Fund from purchasing a security of an issuer or entering into a specified derivatives transaction, if immediately after the transaction, more than 10 percent of the net assets of Global Advantage Fund would be invested in securities of any issuer.
50. The Concentration Restriction does not apply to a purchase of a "government security", which, under NI 81-102, means an evidence of indebtedness issued, or fully and unconditionally guaranteed as to principal and interest, by any of the government of Canada, the government of a jurisdiction or the government of the United States of America.
51. Prior to the adoption of the Euro, there were greater diversification opportunities as the European debt markets comprised several currency-denominated issuers (including well developed and liquid markets for Lira, Franc, and Mark issued debt securities), each impacted by national government monetary policies. In contrast, today the European debt markets are dominated by Euro-currency denominated debt which comprises approximately 40% of the world government bond market and the coordinated monetary policy followed by the members of the European Union has effectively reduced diversification opportunities.
52. PIMCO Canada believes that the exemption sought will be in the best interests of Global Advantage Fund for the following reasons:
(a) it will provide more flexibility and more favourable prospects for Global Advantage Fund because Global Advantage Fund will be better able to compose a global fixed income portfolio that will best achieve its investment objectives;
(b) in certain jurisdictions, the securities of supranational agencies or governments may be the only liquid or rated debts available for investment; and
(c) higher concentration limits may allow Global Advantage Fund to benefit from investment efficiencies and reduced transaction costs as certain foreign government treasury offerings are more readily available for investment and trades can be completed faster in certain markets that are more readily accessible to foreign investment.
Decision
The principal regulator is satisfied that the decision meets the test contained in the Legislation for the principal regulator to make the decision.
The decision of the principal regulator under the Legislation is that the Requested Relief is granted provided that:
1. in the case of the Fixed Income and FRN Cover Requested Relief:
(a) the Fixed Income Securities have a remaining term to maturity of 365 days or less and have an “approved credit rating” as defined in NI 81-102;
(b) the FRNs meet the following requirements:
January 14, 2011 (2011) 34 OSCB 433 Decisions, Orders and Rulings
(i) the floating interest rates of the FRNs reset no later than every 185 days;
(ii) the FRNs are floating rate evidences of indebtedness with the principal amounts of the obligations that will continue to have a market value of approximately par at the time of each change in the rate to be paid to the holders of the evidences of indebtedness;
(iii) if the FRNs are issued by a person or company other than a government or “permitted supranational agency” as defined in NI 81-102, the FRNs must have an “approved credit rating” as defined in NI 81-102;
(iv) if the FRNs are issued by a government or permitted supranational agency, the FRNs have their principal and interest fully and unconditionally guaranteed by (I) the government of Canada or the government of a jurisdiction in Canada; or (II) the government of the United States of America, the government of one of the states of the United States of America, the government of another sovereign state or a “permitted supranational agency” as defined in NI 81-102, if, in each case, the FRN has an “approved credit rating” as defined in NI 81-102; and
(v) the FRNs meet the definition of “conventional floating rate debt instrument” in section 1.1 of NI 81- 102;
2. in the case of the Put Option Cover Requested Relief:
(a) when a Fund enters into or maintains a swap position for periods when the Fund would be entitled to receive fixed payments under the swap, the Fund holds:
(i) cash cover, Fixed Income Securities or FRNs (collectively, Cover), in an amount that, together with margin on account for the swap and the market value of the swap, is not less than, on a daily mark- to-market basis, the underlying market exposure of the swap;
(ii) a right or obligation to enter into an offsetting swap on an equivalent quantity and with an equivalent term and Cover that together with margin on account for the position is not less than the aggregate amount, if any, of the obligations of the Fund under the swap less the obligations of the Fund under such offsetting swap; or
(iii) a combination of the positions referred to in clauses (a) and (b) that is sufficient, without recourse to other assets of the Funds, to enable the Funds to satisfy its obligations under the swap; and
(b) when a Fund opens or maintains a long position in a debt-like security that has a component that is a long position in a forward contract, or in a standardized future or forward contract, the Fund holds:
(i) cash cover, Fixed Income Securities or FRNs (collectively, Cover), in an amount that, together with margin on account for the specified derivative and the market value of the specified derivative, is not less than, on a daily mark-to-market basis, the underlying market exposure of the specified derivative;
(ii) a right or obligation to sell an equivalent quantity of the underlying interest of the future or forward contract, and Cover that together with margin on account for the position, is not less than the amount, if any, by which the price of the future or forward contract exceeds the strike price of the right or obligation to sell the underlying interest; or
(iii) a combination of the positions referred to in subparagraphs a) and b) that is sufficient, without recourse to other assets of the Fund, to enable the Fund to acquire the underlying interest of the future or forward contract;
(c) a Fund will not (i) purchase a debt-like security that has an option component or an option, or (ii) purchase or write an option to cover any positions under section 2.8(1)(b), (c), (d), (e) and (f) of NI 81-102, if immediately after the purchase or writing of such option, more than 10% of the net assets of the Fund, taken at market value at the time of the transaction, would be in the form of (1) purchased debt-like securities that have an option component or purchased options, in each case, held by the Fund for purposes other than hedging, or (2) options used to cover any positions under section 2.8(1)(b), (c), (d), (e) and (f) of NI 81-102;
3. in the case of the Swap and Currency Derivatives Requested Relief, Fixed Income and FRN Cover Requested Relief, and the Put Option Cover Requested Relief, each of the Funds shall disclose the nature and terms of the Cover
January 14, 2011 (2011) 34 OSCB 434 Decisions, Orders and Rulings
Requested Relief in the Fund's prospectus under the Investment Strategies section and in the Fund's annual information form;
4. in the case of the Short Selling Requested Relief:
(a) any short sales made by the Fund will be subject to compliance with the investment objectives of the Fund;
(b) any short sales will be effected through market facilities through which the securities sold short are normally bought and sold;
(c) the security sold short is sold for cash;
(d) no proceeds from short sales by the Fund will be used by the Fund to purchase long positions in securities other than cash cover;
(e) the Short Selling Requested Relief will not apply to a Fund that is classified as a money market fund;
(f) the aggregate market value of all securities sold short by the Fund does not exceed 20% of the total net assets of the Fund on a daily marked-to-market basis;
(g) the aggregate market value of all securities of an issuer that are sold short by the Fund shall not exceed 5% of the total net assets of the Fund on a daily marked-to-market basis;
(h) the Fund will hold “cash cover” (as defined in NI 81-102) in an amount, including the Fund assets deposited with Borrowing Agents as security in connection with short sale transactions, that is at least 150% of the aggregate market value of all securities sold short by the Fund on a daily marked-to-market basis;
(i) except where the Borrowing Agent is the Fund’s custodian, where the Fund deposits Fund assets with a Borrowing Agent as security in connection with a short sale transaction, the amount of Fund assets deposited with the Borrowing Agent does not, when aggregated with the amount of the Fund assets already held by the Borrowing Agent as security for outstanding short sale transactions of the Fund, exceed 10% of the total net assets of the Fund, taken at market value as at the time of the deposit;
(j) for short sale transactions in Canada, every dealer that holds Fund assets as security in connection with short-sale transactions by the Fund shall be a registered dealer in Canada and a member of a self-regulatory organization that is a participating member of the Canadian Investment Protection Fund;
(k) for short sale transactions outside of Canada, every dealer that holds Fund assets as security in connection with short sale transactions by the Fund shall:
(i) be a member of a stock exchange, and, as a result, is subject to a regulatory audit; and
(ii) have a net worth in excess of the equivalent of $50 million determined from its most recent audited financial statements that have been made public;
(l) the security interest provided by a Fund over any of its assets that is required to enable the Fund to effect short sale transactions, is made in accordance with industry practice for that type of transaction and relates only to obligations arising under such short sale transactions;
(m) the Fund will maintain appropriate internal controls regarding its short sales including written policies and procedures, risk management controls and proper books and records;
(n) prior to conducting any short sales, the Fund discloses in its simplified prospectus a description of: (i) short selling, (ii) how the Fund intends to engage in short selling, (iii) the risks associated with short selling, and (iv) in the Investment Strategy section of the simplified prospectus, the Fund’s strategy and this exemptive relief;
(o) prior to conducting any short sales, the Fund discloses in its annual information form the following information:
(i) that there are written policies and procedures in place that set out the objectives and goals for short selling and the risk management procedures applicable to short selling;
January 14, 2011 (2011) 34 OSCB 435 Decisions, Orders and Rulings
(ii) who is responsible for setting and reviewing the policies and procedures referred to in the preceding paragraph, how often the policies and procedures are reviewed, and the extent and nature of the involvement of the board of directors of PIMCO Canada in the risk management process;
(iii) whether there are trading limits or other controls on short selling in place and who is responsible for authorizing the trading and placing of limits or other controls on the trading;
(iv) whether there are individuals or groups that monitor the risks independent of those who trade; and
(v) whether risk measurement procedures or simulations are used to test the portfolio under stress conditions;
(p) prior to conducting any short sales, either the Fund’s initial simplified prospectus and annual information form and each renewal thereof has included the disclosure in the Fund’s simplified prospectus and annual information form as outlined in paragraphs (n) and (o) above or the Fund has provided to its securityholders not less than 60 days’ written notice that discloses the Fund’s intent to begin short selling transactions and such disclosure in the Fund’s simplified prospectus and annual information form;
5. in the case of the Sovereign Government and Supranational Entity Debt Concentration Requested Relief:
(a) the securities that are purchased pursuant to this Relief are traded on a mature and liquid market;
(b) the acquisition of the securities purchased pursuant to this Relief is consistent with the fundamental investment objective of each Fund;
(c) the simplified prospectus of the Fund discloses the additional risks associated with the concentration of net assets of the Funds in securities of fewer issuers, such as the potential additional exposure to the risk of default of the issuer in which the Fund has so invested and the risks, including foreign exchange risks, of investing in the country in which that issuer is located; and
(d) the simplified prospectus of the Funds discloses, in the investment strategy section, the details of the Sovereign Government and Supranational Entity Debt Concentration Requested Relief along with the conditions imposed and the type of securities covered by this Relief.
“Darren McKall” Assistant Manager, Investment Funds Branch Ontario Securities Commission
January 14, 2011 (2011) 34 OSCB 436 Decisions, Orders and Rulings
SCHEDULE A
PIMCO Canadian Total Return Bond Fund PIMCO Canadian Real Return Bond Fund PIMCO Canadian Short-Term Bond Fund PIMCO Canadian Long-Term Bond Fund PIMCO Monthly Income Fund (Canada) PIMCO Global Advantage Strategy Bond Fund (Canada) PIMCO Global Balanced Fund (Canada) PIMCO EqS Pathfinder Fund™ (Canada)
January 14, 2011 (2011) 34 OSCB 437 Decisions, Orders and Rulings
2.1.6 Baytex Energy Trust Business Corporations Act (Alberta) (the ABCA), from the requirement applicable to New Baytex Headnote contained in section 2.8 of National Instrument 44- 101 Short Form Prospectus (NI 44-101) to file a Multilateral Instrument 11-102 Passport System and notice declaring its intention to be qualified to file a National Policy 11-203 Process for Exemptive Relief short form prospectus at least 10 business days Applications in Multiple Jurisdictions – exemption granted prior to the filing of its first preliminary short form from the requirement to file a notice declaring its intention prospectus after the notice (the Prospectus to be qualified to file a short form prospectus at least 10 Relief); and business days prior to the filing of a preliminary short form prospectus – exemption granted to a successor issuer from (b) exempting New Baytex from the requirement the requirement to deliver personal information forms for under subsection 4.1(b) of NI 44-101 for New individuals for whom the trust previously delivered personal Baytex to file a Personal Information Form and information form – exemptions granted in connection with a Authorization to Collect, Use and Disclose proposed internal reorganization pursuant to which its Personal Information in the form attached as business operations will be conducted through a corporate Appendix A to National Instrument 41-101 entity – the arrangement does not contemplate the General Prospectus Requirements (NI 41-101) for acquisition of any additional interest in any operating each director and executive officer of New Baytex assets or the disposition of any of the trust’s existing at the time of filing a preliminary short form interests in operating assets. prospectus for whom the Filer has previously delivered any of the documents described in Applicable Legislative Provisions paragraphs 4.1(b)(i)(E) through (G) of NI 44-101 at the time of filing such preliminary short-form National Instrument 44-101 Short Form Prospectus prospectus (the PIF Relief). Distributions, s. 8.1. Under the Process for Exemptive Relief Applications in Citation: Baytex Energy Trust, Re, 2010 ABASC 596 Multiple Jurisdictions (for a dual application):
December 23, 2010 (a) the Alberta Securities Commission is the principal regulator for this Application; IN THE MATTER OF THE SECURITIES LEGISLATION OF (b) the Filer has provided notice that subsection ALBERTA AND ONTARIO 4.7(1) of Multilateral Instrument 11-102 Passport (the Jurisdictions) System (MI 11-102) is intended to be relied upon in British Columbia, Saskatchewan, Manitoba, AND Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, and Prince Edward IN THE MATTER OF Island; and THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS (c) the decision is the decision of the principal regulator and evidences the decision of the AND securities regulatory authority or regulator in Ontario. IN THE MATTER OF BAYTEX ENERGY TRUST Interpretation (the Filer) Terms defined in National Instrument 14-101 Definitions DECISION and MI 11-102 have the same meaning if used in this decision, unless otherwise defined. Background Representations The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an This decision is based on the following facts represented application from the Filer for a decision under the securities by the Filer: legislation of the Jurisdictions (the Legislation): The Filer, the Corporation, and New Baytex (a) exempting Baytex Energy Corp. (New Baytex), which will be the successor issuer to the Filer as a The Filer result of the exchange of common shares of New Baytex (New Baytex Shares) for the units of the 1. The Filer is open-ended investment trust Filer (Trust Units), and the dissolution of the Filer established under the laws of Alberta pursuant to into New Baytex pursuant to the terms of a plan of the third amended and restated trust indenture arrangement (the Arrangement) under the dated May 20, 2008, as amended from time to
January 14, 2011 (2011) 34 OSCB 438 Decisions, Orders and Rulings
time. The principal office of the Filer is located in 13. None of the New Baytex Shares will be listed or Calgary, Alberta. posted for trading on any exchange or quotation system and trade reporting system. Applications 2. The Filer is a reporting issuer or the equivalent will be made to have New Baytex Shares to be under the securities legislation of each of the issued in connection with the Arrangement listed provinces of Canada. The Filer is not in default of on the TSX and the NYSE. securities legislation in any jurisdiction of Canada. Arrangement 3. The authorized capital of the Filer includes an unlimited number of Trust Units. As at December 14. As part of the Arrangement, (i) the Trust Units will 10, 2010, there were 113,273,987 Trust Units be exchanged for New Baytex Shares on a one issued and outstanding. for one basis; (ii) the Filer will be dissolved into New Baytex; and (iii) New Baytex will own all of 4. The Trust Units are listed on the Toronto Stock the assets of the Filer and assume all of the Exchange (TSX) and the New York Stock existing liabilities of the Filer. Exchange (NYSE). 15. Following the completion of the Arrangement: (i) 5. The Filer has filed a “current AIF” and “current the sole business of New Baytex will be the annual financial statements” (as such terms are current business of the Filer; (ii) New Baytex will defined in NI 44-101) for the financial year ended be a reporting issuer or the equivalent under the December 31, 2009. securities legislation in each of the provinces of Canada; and (iii) the New Baytex Shares will, The Corporation subject to approval by the TSX and NYSE, be listed on the TSX and NYSE, respectively. 6. Baytex Energy Ltd. (the Corporation) is a corporation amalgamated under the laws of 16. The Arrangement does not contemplate the Alberta. The principal office of the Corporation is acquisition of any additional operating assets or located in Calgary, Alberta. the disposition of any existing operating assets and will not result in a change in the ultimate 7. The Corporation is a reporting issuer or the beneficial ownership of the assets and liabilities of equivalent under the securities legislation of each the Filer. The Arrangement will be an internal of the provinces of Canada and is not in default of reorganization undertaken without dilution to the applicable securities legislation in any jurisdiction holders of Trust Units (Unitholders) or additional of Canada. debt or interest expense.
8. The authorized capital of the Corporation includes 17. Pursuant to the interim order of the Court of an unlimited number of common shares. All Queen's Bench of Alberta (the Interim Order) common shares of the Corporation are held by the dated October 26, 2010 issued under subsection Filer. 193(4) of the ABCA, the Unitholders were required to approve the Arrangement at a special meeting 9. The common shares of the Corporation are not of the Unitholders (the Meeting). The Arrange- listed or posted for trading on any exchange or ment was required to be approved by not less quotation and trade reporting system. than two-thirds of the votes cast by Unitholders at the Meeting. The Meeting took place December 9, New Baytex 2010 and the Arrangement was approved by the requisite majority of Unitholders pursuant to the 10. New Baytex is a corporation incorporated under Interim Order. the laws of Alberta. The principal office of New Baytex is located in Calgary, Alberta. 18. The Arrangement is being undertaken to reorganize the Filer following the enactment by 11. New Baytex is not a reporting issuer in any the federal government of rules in respect of the jurisdiction and is not in default of applicable tax treatment of specified investment flow-through securities legislation in any jurisdiction of Canada. trusts. Pursuant to the Arrangement, the Filer will Following completion of the Arrangement, New be reorganized into New Baytex, a public Baytex, as the successor issuer to the Filer, will be company, which together with its subsidiaries, will a reporting issuer in each of the provinces of carry on the business presently carried on by the Canada. Filer through its subsidiaries, and will own, directly or indirectly, all of the existing assets and assume 12. New Baytex is authorized to issue an unlimited all of the existing liabilities of the Filer. number of New Baytex Shares. The Corporation is the sole holder of all the issued and outstanding 19. The rights of the Unitholders in respect of New New Baytex Shares. Baytex following the Arrangement will be substantively equivalent to the rights the Unit-
January 14, 2011 (2011) 34 OSCB 439 Decisions, Orders and Rulings
holders currently have in respect of the Filer and individual acting in the capacity of director or their relative interest in and to the business carried executive officer of the Corporation, the on by New Baytex will not be affected by the administrator of the Filer, at such time (each a Arrangement. Filer PIF).
20. The only securities that will be distributed to the Decision Unitholders pursuant to the Arrangement will be New Baytex Shares. Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Prospectus Relief Maker to make the decision.
21. The Filer is qualified to file a prospectus in the The decision of the Decision Makers under the Legislation form of a short form prospectus pursuant to is that: subsection 2.2 of NI 44-101 and is deemed to have filed a notice of intention to be qualified to (a) the Prospectus Relief is granted, provided file a short form prospectus under subsection that at the time New Baytex files its Notice of 2.8(4) of NI 44-101. Intention, New Baytex meets the require- ments of section 2.2 of NI 44-101; and 22. The Filer anticipates that New Baytex may wish to file a preliminary short form prospectus following (b) the PIF Relief is granted, provided that: the completion of the Arrangement, relating to the offering or potential offering of securities (including (i) each individual who is a director or New Baytex Shares or other securities) of New executive officer of New Baytex at Baytex. the time of a prospectus filing by New Baytex and for whom the Filer 23. Pursuant to the qualification criteria set forth in has previously delivered a Filer PIF section 2.2 of NI 44-101, following the authorizes the Decision Makers, in Arrangement, New Baytex will be qualified to file a respect of a prospectus filing by New short form prospectus pursuant to NI 44-101. Baytex, to collect, use and disclose the personal information that was 24. Notwithstanding section 2.2 of NI 44-101, previously provided in the Filer PIF; subsection 2.8(1) of NI 44-101 provides that an issuer is not qualified to file a short form (ii) New Baytex, if requested by the prospectus unless it has filed a notice declaring its Decision Maker, promptly delivers intention to be qualified to file a short form such further information from each prospectus at least 10 business days prior to the individual referred to in paragraph (i) issuer filing its first preliminary short form above as the Decision Maker may prospectus. require; and
25. In anticipation of the filing of a preliminary short (iii) the PIF Relief will terminate in any form prospectus, and assuming the Arrangement jurisdiction in which the decision is in has been completed, New Baytex intends to file a effect on the effective date of any notice of intention to be qualified to file a short change to subsection 4.1(b)(i) of NI form prospectus (the Notice of Intention) 44-101. following completion of the Arrangement. In the absence of the Prospectus Relief, New Baytex will “Cheryl McGillivray” not be qualified to file a preliminary short form Manager, Corporate Finance prospectus until ten business days from the date upon which the Notice of Intention is filed.
26. The short form prospectus of New Baytex will incorporate by reference the documents that would be required to be incorporated by reference under item 11 of Form 44-101F1 in a short form prospectus of New Baytex.
PIF Relief
27. Prior to July 28, 2009, the date of the most recently filed preliminary short form prospectus by the Filer, the Filer had previously delivered the documents described in subparagraphs 4.1(b)(i)(E) through (G) of NI 44-101 for each
January 14, 2011 (2011) 34 OSCB 440 Decisions, Orders and Rulings
2.1.7 GMIncome & Growth Fund (b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System Headnote (MI 11-102) is intended to be relied upon in British Columbia, Saskatchewan, Manitoba, New Multilateral Instrument 11-102 Passport System and Brunswick, Newfoundland and Labrador, Nova National Policy 11-203 Process for Exemptive Relief Scotia, Prince Edward Island, Northwest Applications in Multiple Jurisdictions – Closed-end Territories, Nunavut and Yukon; and investment fund exempt from prospectus requirements in connection with the sale of units repurchased from existing (c) the decision is the decision of the principal security holders pursuant to market purchase programs regulator and evidences the decision of the and by way of redemption of units by security holder securities regulatory authority or regulator in subject to conditions. Ontario.
Ontario Statues Cited Interpretation
Securities Act, R.S.O. 1990, c. S.5, as am., ss. 53 and Terms defined in National Instrument 14-101 Definitions 74(1). and MI 11-102 have the same meaning if used in this decision, unless otherwise defined in this decision. National Instruments Cited Representations National Instrument 45-102 Resale of Securities, s. 2.8(2). This decision is based on the following facts represented Citation: GMIncome & Growth Fund, Re, 2011 ABASC 14 by the Filer:
January 10, 2011 1. The Filer is an unincorporated closed-end investment trust established under the laws of the IN THE MATTER OF Alberta by a declaration of trust made as of THE SECURITIES LEGISLATION OF September 29, 2010 (as amended from time to ALBERTA AND ONTARIO time, the Declaration of Trust). (the Jurisdictions) 2. The Filer is not a “mutual fund” as defined in the AND Legislation because the holders of the Units (Unitholders) are not entitled to receive on IN THE MATTER OF demand an amount computed by reference to the THE PROCESS FOR EXEMPTIVE RELIEF value of a proportionate interest in the whole or in APPLICATIONS IN MULTIPLE JURISDICTIONS part of the net assets of the Filer as contemplated by the definition of “mutual fund” in the Legislation. AND 3. The Filer is a reporting issuer or equivalent in IN THE MATTER OF each of the provinces and territories of Canada GMINCOME & GROWTH FUND and is not in default of any of the requirements of (the Filer) securities legislation applicable to it.
DECISION 4. The Units are listed and posted for trading on the Toronto Stock Exchange (the TSX). As of Background November 16, 2010, there were 2,595,000 Units issued and outstanding. The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an 5. Each whole Unit carries entitlements to one vote application from the Filer for a decision under the securities at all meetings of Unitholders and to participate legislation of the Jurisdictions (the Legislation) that the equally with all other Units with respect to any and Filer be exempted from the requirement contained in the all distributions made by the Filer. Legislation to file a prospectus (the Prospectus Requirement) in connection with the distribution of units of 6. Middlefield Limited (the Manager), which was the Filer (Units) that have been repurchased by the Filer incorporated pursuant to the Business pursuant to the Programs (as that term is defined below) Corporations Act (Alberta), is the manager and the (the Exemption Sought). trustee of the Filer.
Under the Process for Exemptive Relief Applications in 7. In order to enhance liquidity and to provide market Multiple Jurisdictions (for a dual application): support for the Units, pursuant to the Declaration of Trust and the terms and conditions that attach (a) the Alberta Securities Commission is the principal to the Units and subject to compliance with any regulator for this application; applicable regulatory requirements, the Filer is
January 14, 2011 (2011) 34 OSCB 441 Decisions, Orders and Rulings
obligated to purchase (the Mandatory Purchase preceding the Monthly Redemp- Program) any Units offered on the TSX (or any tion Date; and successor thereto) if, at any time after the closing of the Filer’s initial public offering, the price at (ii) the “closing market price” of the which Units are then offered for sale on the TSX Units (generally determined as (or any successor thereto) is less than 95% of the the closing market price of the net asset value of the Filer (Net Asset Value) per Units on the principal market on Unit as at the close of business in Toronto, which the Units are quoted for Ontario on the immediately preceding business trading on the Monthly Redemp- day, provided that the maximum number of Units tion Date); and that the Filer is required to purchase pursuant to the Mandatory Purchase Program in any calendar (b) on May 31 of each year commencing in quarter is 1.25% of the number of Units 2012, to the principal office of the outstanding at the beginning of each such period. Transfer Agent in Toronto, Ontario on a date that is at least 20 business days 8. The Filer is not required to purchase Units prior to the last day of May of such year pursuant to the Mandatory Purchase Program if: at a redemption price per Unit equal to the Redemption Price per Unit (as (a) the Manager reasonably believes that the defined in the Prospectus). Filer would be required to make an additional distribution in respect of the 11. At the sole discretion of the Manager and subject year to Unitholders of record on to the receipt of any necessary regulatory December 31 of such year in order that approvals, the Manager may allow additional the Filer will generally not be liable to pay redemptions from time to time of Units (Additional income tax under the Income Tax Act Redemptions), provided that the holder thereof (Canada) after the making of such shall be required to use the full amount received purchase; on such redemption to purchase treasury securities of a new or existing fund promoted by (b) in the opinion of the Manager, the Filer Middlefield Limited or an affiliate thereof then lacks the cash, debt capacity or other being offered to the public by prospectus. resources to make such purchases; or 12. Purchases of Units made by the Filer under the (c) in the opinion of the Manager, such Mandatory Purchase Program, Discretionary purchases would adversely affect the Purchase Program, Redemption Program, and ongoing activities of the Filer or the Additional Redemptions (collectively, the remaining Unitholders. Programs) are exempt from the issuer bid requirements of the Legislation pursuant to 9. The Declaration of Trust provides that, subject to exemptions contained therein. applicable regulatory requirements and limitations, the Filer shall have the right, but not the 13. On the Filer redeeming or otherwise acquiring any obligation, exercisable in its sole discretion, at any Units pursuant to the Programs the Filer shall not time, to purchase outstanding Units in the market be considered to be a Unitholder and, pending the at prevailing market prices (the Discretionary sale of such Units, the rights, privileges and Purchase Program). obligations attached to issued and outstanding Units shall be suspended and such Units shall not 10. Subject to the Filer’s right to suspend be considered to be issued and outstanding Units. redemptions, Units may be surrendered for Upon the sale of one or more Units that have redemption (the Redemption Program): been so previously redeemed or otherwise acquired by the Filer, such Units shall then bear (a) on the last business day of each month the rights and privileges and be subject to the (a Monthly Redemption Date) to the obligations of the Declaration of Trust and shall be principal office of the Filer’s registrar and considered to be issued and outstanding for the transfer agent (the Transfer Agent) in purposes of the Declaration of Trust. Toronto, Ontario by no later than 5:00 p.m. (Toronto time) on a date which is at 14. The Filer desires to, and the Declaration of Trust least 20 business days prior to the provides that the Filer shall have the ability to, sell Monthly Redemption Date, in order to be through one or more securities dealers, Units that redeemed at a redemption price per Unit have been repurchased by the Filer pursuant to equal to the lesser of: the Programs (Repurchased Units), subject to obtaining all necessary regulatory approvals. (i) 94% of the weighted average trading price of the Units on the 15. In order to effect sales of Repurchased Units by TSX during the 15 trading days the Filer, the Filer intends to sell, in its sole
January 14, 2011 (2011) 34 OSCB 442 Decisions, Orders and Rulings
discretion and at its option, any Repurchased For the Commission: Units purchased by it under the Programs primarily through one or more securities dealers “William Rice, QC” and through the facilities of the TSX (or such other Chair exchange on which the Units are then listed). “Stephen Murison” 16. All Repurchased Units will be held by the Filer for Vice-Chair at least 4 months after the repurchase thereof by the Filer (the Hold Period), prior to the resale thereof.
17. The sale of Repurchased Units will not have a significant adverse impact on the market price of the Units.
18. Repurchased Units that the Filer does not resell within 12 months after the Hold Period (or 16 months after the date of repurchase) will be cancelled by the Filer.
19. Prospective purchasers of Repurchased Units will have access to the Filer’s continuous disclosure, which will be filed on SEDAR.
20. The Legislation provides that a trade by or on behalf of an issuer in previously issued securities of that issuer have been purchased by that issuer is a distribution and, as such, is subject to the Prospectus Requirement. In the absence of the Exemption Sought, any sale by the Filer of Repurchased Units is a distribution that is subject to the Prospectus Requirement.
Decision
Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision.
The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted provided that:
(a) the Repurchased Units are sold by the Filer through the facilities of and in accordance with the regulations and policies of the TSX or of any other exchange on which the Units are then listed;
(b) the Filer complies with the insider trading restrictions imposed by securities legisla- tion with respect to the trades of Repur- chased Units; and
(c) the Filer complies with the conditions of paragraphs 1 through 5 of subsection 2.8(2) of National Instrument 45-102 Resale of Securities with respect to the sale of the Repurchased Units.
January 14, 2011 (2011) 34 OSCB 443 Decisions, Orders and Rulings
2.2 Orders AND WHEREAS the Commission is of the opinion that it is in the public interest to make the following order; 2.2.1 North American Financial Group Inc. et al. – ss. 127(7), 127(8) AND WHEREAS the parties to this proceeding consent to the making of this order; IN THE MATTER OF THE SECURITIES ACT, IT IS ORDERED that the Temporary Order be R.S.O. 1990, c. S.5, AS AMENDED extended to March 1, 2011 and the hearing in this matter be adjourned to Monday February 28, 2011 at 11:00 a.m. AND DATED at Toronto this 6th day of January, 2011. NORTH AMERICAN FINANCIAL GROUP INC., NORTH AMERICAN CAPITAL INC., ALEXANDER “Carol S. Perry” FLAVIO ARCONTI, AND LUIGINO ARCONTI
ORDER Sections 127(7) & 127(8)
WHEREAS on the 10th day of November, 2010, pursuant to subsections 127(1) and 127(5) of the Securities Act, RSO 1990, c S.5, as amended (the “Act”), the Ontario Securities Commission (the “Commission”) made an order against North American Financial Group Inc. (“NAFG”), North American Capital Inc. (“NAC”), Alexander Flavio Arconti (“Flavio”) and Luigino Arconti (“Gino”);
AND WHEREAS on the 10th day of November, 2010, pursuant to subsection 127(6) of the Act, the Commission ordered that the following Temporary Order shall expire on the 15th day after its making unless extended by order of the Commission;
AND WHEREAS by Commission Order dated November 10, 2010, the Commission made the following temporary order (the “Temporary Order”);
1. pursuant to clause 2 of subsection 127(1) of the Act, that trading in the securities of NAFG and NAC shall cease;
2. pursuant to clause 2 of subsection 127(1) of the Act, that NAFG, NAC, Flavio and Gino cease trading in all securities; and
3. that pursuant to clause 3 of subsection 127(1) of the Act, that the exemptions contained in Ontario securities law do not apply to NAFG, NAC, Flavio or Gino.
AND WHEREAS by Commission Order dated November 23, 2010, the Temporary Order was amended such that Flavio and Gino may trade in securities for their own accounts or their parents’ accounts or for the accounts of their registered retirement savings plan or registered income fund (as defined in the Income Tax Act (Canada)) provided that they trade through accounts opened in their parents’ names or either of their names only;
AND WHEREAS the Temporary Order as amended was extended to December 3, 2010;
AND WHEREAS the Temporary Order was extended to January 10, 2011;
January 14, 2011 (2011) 34 OSCB 444 Decisions, Orders and Rulings
2.2.2 Al-tar Energy Corp. et al. – ss. 127, 127.1
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF AL-TAR ENERGY CORP., ALBERTA ENERGY CORP., DRAGO GOLD CORP., DAVID C. CAMPBELL, ABEL DA SILVA, ERIC F. O’BRIEN AND JULIAN M. SYLVESTER
ORDER (Sections 127 and 127.1 of the Securities Act)
WHEREAS on February 14, 2008, a Statement of Allegations and a Notice of Hearing were issued pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), in respect of Al-tar Energy Corp. (“Al- tar”), Alberta Energy Corp. (“Alberta Energy”), Drago Gold Corp. (“Drago”), David C. Campbell (“Campbell”), Abel Da Silva (“Da Silva”), Eric F. O’Brien (“O’Brien”) and Julian M. Sylvester (“Sylvester”) (such persons are referred to as the “Respondents”);
AND WHEREAS the Commission conducted the hearing on the merits in this matter on April 20, 21, 22, 23 and 27, 2009;
AND WHEREAS the Commission issued its Reasons and Decision on the merits in this matter on June 11, 2010 (the “Merits Decision”);
AND WHEREAS the Commission is satisfied that the Respondents carried out a fraudulent investment scheme, have not complied with Ontario securities law and have acted contrary to the public interest, as described in the Merits Decision;
AND WHEREAS the Commission conducted a hearing with respect to the sanctions and costs to be imposed in this matter on September 13, 2010;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;
IT IS HEREBY ORDERED THAT:
(a) pursuant to clause 2 of subsection 127(1) of the Act, each of the Respondents shall cease trading in any securities permanently;
(b) pursuant to clause 2.1 of subsection 127(1) of the Act, the acquisition of any securities by any of the Respondents is prohibited permanently;
(c) pursuant to clause 3 of subsection 127(1) of the Act, any exemptions in Ontario securities law do not apply permanently to any of the Respondents;
(d) pursuant to clause 6 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are reprimanded;
(e) pursuant to clause 7 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien, and Sylvester shall immediately resign all positions they may hold as a director or officer of any issuer;
(f) pursuant to clause 8 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are prohibited permanently from becoming or acting as a director or officer of any issuer;
(g) pursuant to clause 8.1 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are prohibited permanently from becoming or acting as a director or officer of any registrant;
(h) pursuant to clause 9 of subsection 127(1) each of the individual respondents shall pay an administrative penalty in the following amount:
January 14, 2011 (2011) 34 OSCB 445 Decisions, Orders and Rulings
(i) Sylvester shall pay an administrative penalty of $200,000;
(ii) O’Brien shall pay an administrative penalty of $500,000;
(iii) Da Silva shall pay an administrative penalty of $650,000; and
(iv) Campbell shall pay an administrative penalty of $750,000;
(i) pursuant to clause 10 of subsection 127(1) of the Act, the Respondents shall disgorge to the Commission, the following amounts:
(i) Al-tar, O’Brien, Campbell and Da Silva shall jointly and severally disgorge to the Commission $615,199.50; and
(ii) Alberta Energy, Drago, Campbell and Sylvester shall jointly and severally disgorge to the Commission $42,909.53;
(j) the amounts referred to in paragraphs (h) and (i) of this Order shall be allocated by the Commission to or for the benefit of third parties, including investors who lost money as a result of investing in the investment scheme that was the subject matter of this proceeding, in accordance with subsection 3.4(2)(b) of the Act; and
(k) pursuant to section 127.1 of the Act, the Respondents shall jointly and severally pay $133,865.00 in costs to the Commission.
Dated at Toronto, Ontario this 6th day of January 2011.
“James E. A. Turner”
“Carol S. Perry”
January 14, 2011 (2011) 34 OSCB 446 Chapter 3 Reasons: Decisions, Orders and Rulings
3.1 OSC Decisions, Orders and Rulings
3.1.1 Al-tar Energy Corp. et al.
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF AL-TAR ENERGY CORP., ALBERTA ENERGY CORP., DRAGO GOLD CORP., DAVID C. CAMPBELL, ABEL DA SILVA, ERIC F. O’BRIEN AND JULIAN M. SYLVESTER
REASONS AND DECISION ON SANCTIONS AND COSTS
Hearing: September 13, 2010
Decision: January 6, 2011
Panel: James E. A. Turner – Vice-Chair and Chair of the Panel Carol S. Perry – Commissioner
Appearances: Sean Horgan – For the Ontario Securities Commission Carlo Rossi
David C. Campbell – For himself
Abel Da Silva – For himself
No one appeared for Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., Eric F. O’Brien or Julian M. Sylvester
TABLE OF CONTENTS
I. OVERVIEW 1. HISTORY OF THE PROCEEDING 2. THE NON-ATTENDANCE OF SOME OF THE RESPONDENTS AT THE SANCTIONS HEARING
II. THE MERITS DECISION
III. SANCTIONS AND COSTS REQUESTED BY STAFF
IV. THE LAW ON SANCTIONS
V. APPROPRIATE SANCTIONS IN THIS MATTER 1. RELEVANT FACTORS IN THE CIRCUMSTANCES 2. TRADING AND OTHER PROHIBITIONS 3. ADMINISTRATIVE PENALTIES 4. DISGORGEMENT 5. ALLOCATION OF AMOUNTS FOR THE BENEFIT OF THIRD PARTIES
VI. COSTS
VII. DECISION ON SANCTIONS AND COSTS
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REASONS AND DECISION ON SANCTIONS AND COSTS
I. Overview
1. History of the Proceeding
[1] This was a bifurcated hearing before the Ontario Securities Commission (the “Commission”) pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), to consider whether it is in the public interest to make an order with respect to sanctions and costs against Al-tar Energy Corp. (“Al-tar”), Alberta Energy Corp. (“Alberta Energy”), Drago Gold Corp. (“Drago”), David C. Campbell (“Campbell”), Abel Da Silva (“Da Silva”), Eric F. O’Brien (“O’Brien”) and Julian M. Sylvester (“Sylvester”) (collectively, the “Respondents”).
[2] The hearing on the merits took place on April 20, 21, 22, 23 and 27, 2009. None of the Respondents were present or represented by legal counsel at the merits hearing. The decision on the merits was issued on June 11, 2010 (Re Al-tar et al. (2010), 33 O.S.C.B. 5535 (the “Merits Decision”)).
[3] Following the release of the Merits Decision, we held a hearing on September 13, 2010, to consider sanctions and costs (the “Sanctions Hearing”). Staff of the Commission (“Staff”) appeared at the Sanctions Hearing and made oral and written submissions and filed a Bill of Costs. Campbell and Da Silva were the only respondents who appeared at the Sanctions Hearing. They were self-represented and made oral submissions.
[4] Following the Sanctions Hearing, we requested by letter dated September 15, 2010, that Staff provide the Panel with a corrected version of the Bill of Costs, supported by time dockets setting out the hourly rates of the various individuals and a description of the work performed. On September 21, 2010, we received from Staff an Amended Bill of Costs, an Affidavit of Alice Hewitt dated September 21, 2010 and a detailed docket summary.
[5] In a letter dated September 15, 2010, we invited the parties to provide additional written submissions concerning the appropriate amount of administrative penalties. That letter stated that:
Specifically, the Panel is considering whether to order administrative penalties against the Respondents that would exceed the amounts requested by Staff in light of the findings of the Merits Decision.
[6] On October 1, 2010 we received written submissions from Staff and Da Silva with respect to this issue. None of the other respondents provided further written submissions.
[7] These are our reasons and decision as to the appropriate sanctions and costs to be ordered against the Respondents.
2. The Non-attendance of Some of the Respondents at the Sanctions Hearing
[8] O’Brien, Sylvester, Al-tar, Alberta Energy and Drago were not present or represented by legal counsel at the Sanctions Hearing. Staff provided an Affidavit of Service of Charlene Rochman dated September 13, 2010 describing the steps that Staff took to serve all of the Respondents.
[9] Subsection 7(1) of the Statutory Powers Procedure Act, R.S.O. 1990, c. S.22, as amended (the “SPPA”) provides that a tribunal may proceed in the absence of a party when that party has been given adequate notice. We are satisfied that Staff gave adequate notice of this hearing to the respondents referred to in paragraph 8 of these reasons, and that we are entitled to proceed in their absence in accordance with subsection 7(1) of the SPPA.
II. The Merits Decision
[10] The Panel concluded in the Merits Decision that:
(a) all of the Respondents traded in securities in breach of subsection 25(1)(a) of the Act;
(b) Da Silva traded in securities in breach of the Commission’s order dated May 10, 2006 issued in Re Allen (2006), 29 O.S.C.B. 3944 (“Allen Sanctions”) and Campbell traded in securities in breach of the Commission’s temporary cease trade order dated April 13, 2006 issued in Re Limelight (2006), 29 O.S.C.B. 3362;
(c) all of the Respondents engaged in a distribution of securities in breach of subsection 53(1) of the Act;
(d) there were no registration or prospectus exemptions available to the Respondents;
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(e) none of the Respondents breached subsection 38(2) of the Act;
(f) none of the Respondents breached subsection 38(3) of the Act;
(g) all of the Respondents engaged or participated in an act, practice or course of conduct relating to securities that perpetrated a fraud on a person in breach of section 126.1(b) of the Act;
(h) pursuant to section 129.2 of the Act, O’Brien is deemed not to have complied with Ontario securities law as a result of Al-tar’s non-compliance and Sylvester is deemed not to have complied with Ontario securities law as a result of Alberta Energy and Drago’s non-compliance; and
(i) all of the Respondents acted contrary to the public interest.
(See Merits Decision, supra at paras. 53 and 349)
[11] The merits Panel found that the investment scheme described in the Merits Decision “as a whole was fraudulent” (Merits Decision, supra at para. 343) and that “[it] was a continuous scheme that took place over an 18 month period from spring of 2006 until fall of 2007” (Merits Decision, supra at para. 63).
[12] During this time period, a total of $658,109.03 was raised from investors from the sale of shares of Al-tar, Alberta Energy and Drago (collectively, the “Corporate Respondents”) (Merits Decision, supra at para. 73). Members of the public were cold-called by sales representatives (some of whom used aliases) using high pressure sales tactics to persuade them to invest. The specific amounts raised from investors by each of the Corporate Respondents is as follows:
(a) 120 investors invested a total of $615,199.50 in Al-tar (Merits Decision, supra at para. 116);
(b) two investors invested a total of $33,909.53 in Alberta Energy (Merits Decision, supra at para. 120); and
(c) three investors invested a total of $9,000 in Drago (Merits Decision, supra at para. 123).
[13] Funds received from investors by the Corporate Respondents were immediately transferred to bank accounts controlled by Campbell, Da Silva, O’Brien or Sylvester (collectively, the “Individual Respondents”) and others (Merits Decision, supra at paras. 76 to 79). The evidence shows that:
… the majority of the total funds of $658,109.03 raised from Al-tar, Alberta Energy and Drago investors was immediately distributed to individuals and other related entities as described below:
• Canadian Oil Riggers, controlled by Campbell, received in total $217,195.93. Most of these funds were subsequently distributed out as follows:
o Carlos Da Silva and/or companies controlled by him who were not named as respondents received a total $112,201 from Canadian Oil Riggers. We have no evidence as to what these payments were for.
o A deposit of $24,000 was made to a Swiss bank account. We were not provided with any details regarding who controlled this account.
o Zap, which was controlled by Campbell, received $57,000.
• O’Brien received a total of $147,791.50 directly and through Sterling.
• Da Silva received a total of $207,030 through Premium Resource.
(Merits Decision, supra at para. 78)
[14] Paragraph 13 of these reasons makes reference to a number of persons who were not respondents in this matter such as Zap, Carlos Da Silva, Sterling, Premium Resource and Canadian Oil Riggers. A full description of these third parties and their relationship to the Respondents and the investment scheme is provided at paragraph 75 of the Merits Decision.
[15] The merits Panel found that the Corporate Respondents did not engage in any legitimate business activities and that O’Brien, Campbell, Da Silva and Sylvester were aware of this. Specifically, it was held in the Merits Decision that:
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… the Corporate Respondents did not carry on any business other than raising funds from investors. Their promotional materials, websites and press releases contained false and misleading information about fictitious activities. The Corporate Respondents were purportedly involved in the oil and gas and mineral mining industries, however, the evidence revealed that none of them were involved in any legitimate business in any industry.
The whole investment scheme involving the three Corporate Respondents raised $658,109.03. Once funds were raised from investors, the majority of these funds were deposited into the bank accounts of the Corporate Respondents and then immediately transferred to other accounts controlled by some of the respondents or related individuals and entities. The Individual Respondents used investor funds for personal use. The only business-related expenditures were to facilitate raising funds from investors.
This matter dealt with egregious conduct involving significant contraventions of the Act including fraud. The fraudulent activities of the Respondents caused significant harm to investors and investors were deprived of their funds. Investors of Al-tar, Alberta Energy and Drago lost their entire investments totaling $658,109.03.
(Merits Decision, supra at paras. 344 to 346)
III. Sanctions and Costs Requested by Staff
[16] Staff requested that the following order be made against the Respondents:
(a) an order that the Corporate Respondents cease trading in securities permanently, pursuant to subsection 127(1)2 of the Act;
(b) an order that the Individual Respondents cease trading in securities permanently, pursuant to subsection 127(1)2 of the Act;
(c) an order that the acquisition of any securities by the Respondents is prohibited permanently, pursuant to subsection 127(1)2.1 of the Act;
(d) an order that any exemptions contained in Ontario securities law do not apply to the Respondents permanently, pursuant to subsection 127(1)3 of the Act;
(e) an order reprimanding the Individual Respondents pursuant to subsection 127(1)6 of the Act;
(f) an order that the Individual Respondents resign all positions that they may hold as a director or officer of an issuer, pursuant to subsection 127(1)7 of the Act;
(g) an order that the Individual Respondents be prohibited permanently from becoming or acting as a director or officer of any issuer pursuant to clause 8 of subsection 127(1) of the Act;
(h) an order that the Individual Respondents be prohibited permanently from becoming or acting as a director or officer of any registrant pursuant to clause 8.1 of subsection 127(1) of the Act;
(i) an order that Al-tar, O’Brien, Campbell and Da Silva jointly and severally disgorge to the Commission $615,199.50 obtained as a result of their non-compliance with Ontario securities law, pursuant to subsection 127(1)10 of the Act, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of the Respondent’s breaches of Ontario securities law;
(j) an order that Alberta Energy, Drago, Campbell and Sylvester jointly and severally disgorge to the Commission $42,909.53 obtained as a result of their non-compliance with Ontario securities law, pursuant to subsection 127(1)10 of the Act, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of the Respondent’s breaches of Ontario securities law;
(k) an order requiring Sylvester to pay an administrative penalty of $100,000, pursuant to subsection 127(1)9 of the Act;
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(l) an order requiring O’Brien to pay an administrative penalty of $175,000, pursuant to subsection 127(1)9 of the Act;
(m) an order requiring Da Silva to pay an administrative penalty of $250,000, pursuant to subsection 127(1)9 of the Act;
(n) an order requiring Campbell to pay an administrative penalty of $350,000, pursuant to subsection 127(1)9 of the Act; and
(o) an order requiring payment by the Respondents, on a joint and several basis, of $253,916.25 representing a portion of the costs incurred by the Commission in this matter, pursuant to section 127.1 of the Act.
[17] With respect to the amount of costs requested, Staff provided an Amended Bill of Costs which clarified that Staff is seeking $133,865.00 in costs which represents the costs incurred only during the litigation phase of this proceeding (from March to April 2009, as set out in Appendices A, B and C to Staff’s Amended Bill of Costs).
[18] With respect to administrative penalties and disgorgement, Staff requested that:
… any amounts paid to the Commission in compliance with the disgorgement and administrative penalty orders shall be allocated to or for the benefit of third parties, including investors who lost money as a result of investing in the investment schemes, in accordance with subsection 3.4(2)(b) of the Act and that such amounts are to be distributed to investors who lost money as a result of investing in the fraudulent investment schemes on such basis, on such terms and to such investors as Staff in its discretion determines to be appropriate in the circumstances.
[19] In Staff’s submission, the sanctions and costs requested are appropriate in light of the Respondents’ serious breaches of the Act and conduct contrary to the public interest.
IV. The Law on Sanctions
[20] Pursuant to section 1.1 of the Act, the Commission has the mandate to: (i) provide protection to investors from unfair, improper or fraudulent practices; and (ii) foster fair and efficient capital markets and confidence in capital markets. The Supreme Court of Canada has held that the Commission’s public interest mandate is neither remedial nor punitive; it is protective and preventative, and it is intended to prevent future harm to Ontario’s capital markets. The Supreme Court stated that:
… pursuant to s. 127(1), the OSC has the jurisdiction and a broad discretion to intervene in Ontario capital markets if it is in the public interest to do so. … In exercising its discretion, the OSC should consider the protection of investors and the efficiency of, and public confidence in, capital markets generally. In addition, s. 127(1) is a regulatory provision. The sanctions under the section are preventative in nature and prospective in orientation.
(Committee for Equal Treatment of Asbestos Minority Shareholders v. Ontario Securities Commission, [2001] 2 S.C.R. 132, at para. 45)
[21] The Commission has stated:
[…] the role of this Commission is to protect the public interest by removing from the capital markets – wholly or partially, permanently or temporarily, as the circumstances may warrant – those whose conduct in the past leads us to conclude that their conduct in the future may well be detrimental to the integrity of those capital markets. We are not here to punish past conduct; that is the role of the courts, particularly under section 118 [now 122] of the Act. We are here to restrain, as best we can, future conduct that is likely to be prejudicial to the public interest in having capital markets that are both fair and efficient. In so doing we must, of necessity, look to past conduct as a guide to what we believe a person’s future conduct might reasonably be expected to be; we are not prescient, after all.
(Re Mithras Management Inc. (1990), 13 O.S.C.B. 1600 (“Mithras”) at 1610 and 1611)
[22] General deterrence is also an important factor that the Commission should consider when determining sanctions. In Re Cartaway Resources Corp., [2004] 1 S.C.R. 672, the Supreme Court of Canada stated that “[…] it is reasonable to view general deterrence as an appropriate, and perhaps necessary, consideration in making orders that are both protective and preventative” (at para. 60).
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[23] In determining the appropriate sanctions in this matter, we must consider the specific circumstances and ensure that the sanctions imposed are proportionate to those circumstances (Re M.C.J.C. Holdings (2002), 25 O.S.C.B. 1133 at 1134).
[24] The Commission has identified the following factors as important when determining sanctions:
(a) the seriousness of the allegations;
(b) the respondent’s experience in the marketplace;
(c) the level of a respondent’s activity in the marketplace;
(d) whether or not there has been a recognition of the seriousness of the improprieties;
(e) the need to deter a respondent, and other like-minded individuals from engaging in similar abuses of the capital markets in the future;
(f) whether the violations are isolated or recurrent;
(g) the size of any profit or loss avoided from the illegal conduct;
(h) any mitigating factors, including the remorse of the respondent;
(i) the effect any sanction might have on the livelihood of the respondent;
(j) the effect any sanction might have on the ability of a respondent to participate without check in the capital markets;
(k) the reputation and prestige of the respondent;
(l) the size of any other financial sanctions imposed or any voluntary payment made by the respondent; and
(m) the shame or financial pain that any sanction would reasonably cause to the respondent.
(See: Re M.C.J.C. Holdings, supra at 1136 and Re Belteco Holdings Inc. (1998), 21 O.S.C.B. 7743 at 7746)
[25] The foregoing list of factors is not exhaustive. The applicability and importance of each factor will vary according to the facts and circumstances of each case.
V. Appropriate Sanctions in this Matter
1. Relevant Factors in the Circumstances
[26] Overall, the sanctions we impose must protect investors and Ontario capital markets by barring or restricting the Respondents from participating in those markets in the future and by sending a clear message to the Respondents and others participating in our capital markets that the type of misconduct identified in this matter will not be tolerated.
[27] In considering the factors set out above, we find the following specific factors and circumstances to be most relevant, based on the findings in the Merits Decision:
(a) The offences in this matter are very serious and include fraud. As stated in paragraph 317 of the Merits Decision:
We find that the Corporate Respondents were solely created to defraud investors and engaged in fraudulent activity. We also find that the Individual Respondents were aware of this for the most part, or they ought to have been aware given the nature of their role as integral players in this fraudulent investment scheme. They were also aware of the scale and magnitude of the impact on investors.
(b) As a result of the Respondents’ misconduct, the following funds were misappropriated from investors:
• $615,199.50 was obtained by Al-tar;
• $33,909.53 was obtained by Alberta Energy; and
• $9,000 was obtained by Drago.
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(c) Many of the investors (there were a total of at least 125 investors involved) lost all of their investment in Al-tar, Alberta Energy and Drago. As stated in the Merits Decision at paragraph 318:
The Respondents were perpetrating a fraud on investors across Canada and the U.K. A total of $658,109.03 was raised from the sale of shares of Al-tar, Alberta Energy and Drago. We note that these investor lost all their funds and were not paid back.
(d) In carrying out their illegal activities in this matter, Campbell and Da Silva breached Commission cease trade orders previously issued against them (Merits Decision, supra at paras. 126 to 133).
(e) Campbell, Da Silva and Sylvester were uncooperative and lied to Staff during the investigation (Merits Decision, supra at paras. 243, 250, 256 to 260 and 267).
(f) Campbell and Da Silva have both previously engaged in the unregistered sale and illegal distribution of securities to the public and both have been previously sanctioned by the Commission (see Re Limelight Entertainment Inc. et al. (2008), 31 O.S.C.B. 1727 (“Limelight Merits”) and Re Allen et al. (2005), 28 O.S.C.B. 8541 (“Allen Merits”)). We note that Campbell and Da Silva have not complied with the sanctions orders in those cases. At the Sanctions Hearing, Da Silva acknowledged that he has not paid the outstanding administrative penalty ordered against him in the Allen matter. We also note that Campbell has not paid the $175,000 administrative penalty ordered against him in the Limelight matter.
(g) The Respondents breached multiple sections of the Act and acted contrary to the public interest (see Merits Decision, supra at para. 349). This conduct took place over a prolonged period of time from April 2006 to September 2007 and was structured in a “rolling nature” to avoid detection. As stated in the Merits Decision:
The investment scheme that the Corporate Respondents were involved in was of a rolling nature. The activities surrounding each of the Corporate Respondents was short lived, once one company was being wound up (i.e. Al-tar), another was getting off the ground (i.e. Alberta Energy and/or Drago). In our view, this conduct was designed so that the Respondents would avoid detection.
(Merits Decision, supra at para. 315)
(h) The Respondents did not acknowledge the seriousness of their illegal activities or accept responsibility for their actions.
2. Trading and Other Prohibitions
Trading and Market Prohibitions
[28] Staff submits that in the circumstances of this case, it would be appropriate to order that all of the Respondents cease trading securities permanently, be subject to a permanent prohibition from acquiring any securities and that exemptions contained in Ontario securities law not apply to the Respondents permanently.
[29] During the hearing, Da Silva submitted that he “would like to resolve this by taking a permanent cease trade, [and] stay out of the business forever” (Hearing Transcript, September 13, 2010, at page 60 lines 2 to 4). Campbell also submitted at the hearing that he had no intention of working in the securities industry in the future. Specifically he stated:
Now I understand that I’m a lot younger than Abel [Da Silva], I have a better chance of turning my life around, which I am. And I’m looking for jobs. And, as I said, before, I would never get back into the business.
(Hearing Transcript, September 13, 2010, at page 79 at lines 12 to 15)
[30] Accordingly, Da Silva and Campbell did not contest any sanctions that would restrict their future participation in the capital markets.
[31] We find that the public interest requires that the Respondents be restrained permanently from any future participation in the capital markets. Participation in the capital markets is a privilege, not a right (Erikson v. Ontario (Securities Commission), [2003] O.J. No. 593 (Sup. Ct.) at para. 56). The Commission has stated that:
There is no right of any individual to participate in the capital markets in Ontario. […] the Act provides certain exemptions which allow individuals to make certain trades without being
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registered, however, the OSC has explicit jurisdiction to remove the exemptions if an individual engages in conduct contrary to the letter or spirit of the Act, whether such conduct causes damage to investors or is detrimental to the integrity of the capital markets.
(Manning v. Ontario (Securities Commission), [1996] O.J. No. 3414 (Gen. Div.) at para. 6)
[32] The Respondents in this matter cannot be trusted to participate in the capital markets in the future. The following comments made by the Commission in another matter could be applied to the Respondents:
[the respondent’s] conduct involved no mere technical violation of the Act. Section 25 of the Act, requiring the registration of market intermediaries, is a key element of the scheme of the Act in protecting investors and the capital markets, and maintaining public confidence in those markets. [The respondent] knowingly ignored the requirements of the section and circumvented those requirements. Nor are the violation of the cease trade order and undertaking light matters. Nor is lying to investigating staff.
In our view [the respondent] is not a person whom we can safely trust to participate in the capital markets in any way. We have no confidence whatsoever that if she is permitted to participate as an investor for her own account, [the respondent] will not once again push the envelope by engaging in conduct which is detrimental to others and abusive to our capital markets. Accordingly we order that trading in any securities by [the respondent] cease permanently.
(Re St. John (1998), 21 O.S.C.B. 3851 at page 3867)
[33] We conclude that it is appropriate to order that all of the Respondents shall cease trading securities permanently, the acquisition of any securities by the Respondents shall be prohibited permanently, and any exemptions in Ontario securities law shall not apply permanently to the Respondents. In our view, given their egregious conduct, it is not appropriate, nor in the public interest, to provide any exception or “carve out” to permit the Individual Respondents to trade in a registered retirement savings plan. As the Commission stated in Re Lech, (2010), 33 O.S.C.B. 4795 at paragraph 66:
Submissions were not made requesting a carve-out from the order proposed by Staff, to allow for restricted trading by Lech. In the present case, the conduct at issue is criminal fraud related to securities. Lech’s conduct was egregious and demonstrates a serious risk to the public. In this case, it is better to err on the side of caution. We therefore find that it is neither appropriate nor in the public interest to provide such a carve-out.
Director and Officer Bans
[34] Staff also requested that all of the Individual Respondents resign all positions that they may hold as a director or officer of any issuer, and that they be prohibited permanently from becoming or acting as a director or officer of any issuer or registrant.
[35] Campbell and Da Silva did not make any specific submissions with respect to director and officer bans.
[36] The misconduct in this matter was facilitated by or through companies controlled by certain of the Individual Respondents. O’Brien was the sole director and controlled Al-tar (Merits Decision, supra at paras. 324 to 327) and Sylvester was the sole director and controlled Alberta Energy and Drago (Merits Decision, supra at paras. 328 to 332). While Campbell and Da Silva were not directors of any of the three Corporate Respondents, they were both intimately involved in the investment scheme and investor funds were distributed to companies that they controlled (which were not respondents in this matter). Accordingly, we find that it is appropriate that all the Individual Respondents resign from all positions they may hold as a director or officer of any issuer and that they be prohibited permanently from acting as a director or officer of any issuer or registrant.
[37] Together, the permanent trading bans and permanent prohibitions on acting as a director or officer of any issuer will prevent the Respondents from participating in the capital markets and will provide general and specific deterrence to discourage others from similar conduct.
3. Administrative Penalties
[38] Staff requested that the following administrative penalties be imposed upon the Respondents:
(a) Sylvester pay an administrative penalty of $100,000;
(b) O’Brien pay an administrative penalty of $175,000;
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(c) Da Silva pay an administrative penalty of $250,000; and
(d) Campbell pay an administrative penalty of $350,000.
[39] In Staff’s submission, the administrative penalties imposed should reflect the egregious conduct of the Respondents referred to in paragraph 27 of these reasons and the multiple breaches of the Act perpetrated by the Respondents. As stated in Re Sabourin (2010), 33 O.S.C.B. 5299 (“Sabourin Sanctions”) at para. 75:
In our view, as a matter of principle, a respondent who commits multiple breaches of the Act should know that continuing breaches of the Act will have consequences in terms of the sanctions ultimately imposed. At the same time, however, in imposing administrative penalties we must consider the specific conduct of each Respondent and the level of administrative penalties imposed in other similar cases.
[40] Staff refers us to a number of Commission decisions that dealt with sanctions ordered in the context of boiler room operations (see for example: Re Limelight (2008), 31 O.S.C.B. 12080 (“Limelight Sanctions”); Allen Sanctions, supra; and Sabourin Sanctions, supra). In addition, Staff referred us to sanctions decisions of other securities commissions in Canada where fraud was involved (see for example: Re Anderson (2003), BCSECOM 184 and Re Thow (2007), BCSECOM 758). This matter is one of the first cases where the Commission is considering imposing sanctions where there has been a finding of fraud.
[41] Campbell submits that the decisions referred to us by Staff were on the high side of the spectrum and dealt with circumstances that were much more serious than this matter. Specifically, Campbell submitted at the hearing that:
[…] $600,000/700,000 is still missing from investors. You’re comparing it to $41 million cases. Like it’s almost like comparing it to Nortel or something. I’m not that person, okay. I don’t know how to express it enough. I’m not that person. I’m not this person that is raising $41 million or even coming close to that.
(Hearing Transcript, September 13, 2010, at page 70 at lines 13 to 19)
[42] In response to the Panel’s letter dated September 15, 2010 requesting submissions on whether the Commission should impose higher sanctions than requested by Staff, Staff submits that:
In making an order under subsection 127(1) the Commission is not bound by the submissions of any party to the proceeding. In contested hearings, the Commission is regularly asked to determine sanctions in the face of conflicting submissions by Staff and the respondent(s) and, in the past, the Commission has not viewed Staff’s submissions as imposing an upward limit on sanctions, including the quantum of administrative penalties.
[43] We agree with that submission. A Commission Panel must make the orders under subsection 127(1) of the Act that it determines to be in the public interest. Sometimes this may require a Panel to order more severe sanctions than requested by Staff. At the same time, we concluded that it was appropriate to give the Respondents an opportunity to make submissions on that question.
[44] With respect to the quantum of any administrative penalty imposed, Campbell made the following statements:
I don't have a job. I applied for social assistance. I'm actually going for bankruptcy. I'm talking to a trustee right now.
(Hearing Transcript, September 13, 2010, at page 65 lines 16 to 19)
And for the fine, I can’t pay it, I’m not even sure how that would work. I really am lost here. There is no way of me actually paying that money. And I just hope you – I don’t expect you to have sympathy for me because you weren’t involved and you’re only reading what they wrote and hearing me now for the very first time, but I just hope something could be worked out where the fine is either reduced or completely forgotten.
(Hearing Transcript, September 13, 2010, at page 78 lines 14 to 21)
[45] At the hearing, Da Silva stated that he didn’t have the ability to pay an administrative penalty. He said:
So simply, I do not have the funds to – or I don't have the funds to pay any administrative costs. My credit cards are maxed out. And if not for my dad's generosity, I'm getting free rent and stuff
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like that for looking after my dad, so I don't have to worry about rent or mortgages or anything like that.
(Hearing Transcript, September 13, 2010, at page 59 lines 18 to 24)
[46] We give no weight to these statements. Campbell and Da Silva have lied to Staff and the Commission in the past and are not to be believed. Even if those statements are true (which we have no way of knowing), they are only one factor to be weighed in imposing sanctions.
[47] The Individual Respondents engaged in fraudulent conduct that warrants the imposition of substantial administrative penalties. We do not consider the amount of the administrative penalties requested by Staff to be sufficient to deter similar conduct in the future. In our view, to be a deterrent, the amount of an administrative penalty must bear some reference to the amount raised from investors through the investment scheme. In addition, in cases where fraud and repetitive conduct over an extended period is involved, higher administrative penalties are necessary. In order to deter, an administrative penalty must be more than a fee for or cost of carrying out a fraudulent scheme.
[48] We find that it is in the public interest to impose a $750,000 administrative penalty on Campbell because:
(a) Campbell knowingly committed fraud in connection with the investment scheme that defrauded investors. Through his company, Canadian Oil Riggers, he misappropriated at least $217,195.93 of investor funds (Merits Decision, supra at paras. 77 and 78);
(b) Campbell played an integral and leading role in orchestrating and perpetrating that fraud. He was responsible for setting up the business arrangements for the Corporate Respondents and he contacted investors using an alias (Merits Decision, supra at paras. 238 to 253);
(c) Campbell has been sanctioned by the Commission in the past for similar illegal conduct that caused harm and financial losses to investors (see Limelight Sanctions, supra);
(d) Campbell’s fraudulent activities occurred over an extended period of time and involved multiple and numerous breaches of the Act;
(e) Campbell blatantly and knowingly breached an outstanding Commission cease trading order in carrying out the fraudulent scheme.
[49] While we considered Campbell’s submissions regarding his financial situation and ability to pay an administrative penalty, we find that the imposition of a substantial administrative penalty is required. Campbell was involved in fraudulent conduct involving all three of the Corporate Respondents. In our view, an administrative penalty of this magnitude is necessary to deter Campbell and others in the capital markets from engaging in fraudulent conduct and multiple breaches of the Act.
[50] We find that it is in the public interest to impose a $650,000 administrative penalty on Da Silva because:
(a) Da Silva knowingly committed fraud in connection with the Al-tar investment scheme that defrauded investors. He misappropriated at least $207,030 of investor funds (Merits Decision, supra at para. 78);
(b) Da Silva played an integral and leading role in perpetrating the Al-tar fraud (Merits Decision, supra at paras. 254 to 265);
(c) Da Silva’s fraudulent activities occurred over an extended period of time and involved multiple and numerous breaches of the Act;
(d) Da Silva has been sanctioned by the Commission in the past for similar illegal conduct that caused harm and financial losses to investors (see Allen Sanctions, supra);
(e) Da Silva blatantly and knowingly breached an outstanding Commission cease trade order in carrying out the fraudulent scheme (see: Allen Sanctions, supra).
[51] There was no evidence that Da Silva had any involvement with the illegal activities of Alberta Energy or Drago. Accordingly, we find it appropriate to order an administrative penalty against him lower than the administrative penalty we impose on Campbell.
[52] While we considered Da Silva’s submissions regarding his financial situation and ability to pay an administrative penalty, we concluded that the imposition of a substantial administrative penalty is required given his fraudulent conduct.
January 14, 2011 (2011) 34 OSCB 456 Reasons: Decisions, Orders and Rulings
[53] We find that it is in the public interest to impose a $500,000 administrative penalty on O’Brien because:
(a) O’Brien committed fraud through Al-tar which misappropriated at least $615,199.50 from Al-tar investors and he received a total of approximately $147,000 (Merits Decision, supra at para. 76);
(b) O’Brien played an integral and leading role in perpetrating the Al-tar fraud (Merits Decision, supra at paras. 222 to 237);
(c) O’Brien’s fraudulent activities occurred over an extended period of time and involved multiple and numerous breaches of the Act.
[54] We note that O’Brien was not involved with the activities of Alberta Energy or Drago.
[55] We find that it is in the public interest to impose a $200,000 administrative penalty on Sylvester because:
(a) Sylvester knowingly committed fraud through Alberta Energy and Drago (Merits Decision, supra at paras. 266 to 278). He was the sole director of both Alberta Energy and Drago, together these two companies misappropriated $42,909.53 from investors;
(b) Sylvester opened bank accounts for those companies and provided access to those accounts to Campbell (Merits Decision at paragraphs 110 to 113);
(c) Completely fabricated and false information with respect to Sylvester’s experience as a senior executive and his background was included on the Alberta Energy website. In his compelled testimony, Sylvester admitted he knew nothing of the mining industry and that the only reason he got involved in the scheme was because Campbell was going to show him how to make money.
[56] We note that Sylvester did not make cold calls to investors to solicit funds and that he did not retain any investor funds that were raised by Alberta Energy and Drago. All of those funds were immediately transferred to Campbell’s company, Canadian Oil Riggers. Sylvester had no involvement with the activities of Al-tar. For these reasons, we are imposing a lower administrative penalty on Sylvester.
[57] In our view, the administrative penalties imposed on the Individual Respondents are proportionate to the specific misconduct of each of those Respondents, and will deter the Individual Respondents in this matter, and other like minded persons, from engaging in similar conduct in the future.
[58] Staff did not request that an administrative penalty be imposed on any of the Corporate Respondents. As a result, we have not done so.
4. Disgorgement
[59] The Commission has stated that the following factors are relevant considerations when contemplating a disgorgement order:
(a) whether an amount was obtained by a respondent as a result of non-compliance with the Act;
(b) whether the amount that a respondent obtained as a result of non-compliance with the Act is reasonably ascertainable;
(c) the seriousness of the misconduct and the breaches of the Act and whether investors were seriously harmed;
(d) whether the individuals who suffered losses are likely to be able to obtain redress by other means; and
(e) the deterrent effect of a disgorgement order on the respondents and other market participants.
(Limelight Sanctions, supra at para. 52)
[60] The burden is on Staff to prove, on a balance of probabilities, the amount obtained by a respondent as a result of that respondent’s non-compliance with the Act. The Commission has commented on determining that amount as follows:
… paragraph 10 of subsection 127(1) of the Act provides that disgorgement can be ordered with respect to “any amounts obtained” as a result of non-compliance with the Act. Thus, the legal question is not whether a respondent “profited” from the illegal activity but whether the respondent
January 14, 2011 (2011) 34 OSCB 457 Reasons: Decisions, Orders and Rulings
“obtained amounts” as a result of that activity. In our view, this distinction is made in the Act to make clear that all money illegally obtained from investors can be ordered to be disgorged, not just the “profit” made as a result of the activity. This approach also avoids the Commission having to determine how “profit” should be calculated in any particular circumstance. Establishing how much a respondent obtained as a result of his or her misconduct is a much more straightforward test. In our view, where there is a breach of Ontario securities law that involves the widespread and illegal distribution of securities to members of the public, it is appropriate that a respondent disgorge all the funds that were obtained from investors as a result of that illegal activity. In our view, such a disgorgement order is authorized under paragraph 10 of subsection 127(1) of the Act.
(Limelight Sanctions, supra at para. 49)
[61] In this case, the Respondents fraudulently obtained funds from investors in breach of Ontario securities law. The amount of the funds obtained by the Respondents from investors is ascertainable (see paras. 69 to 79 of the Merits Decision).
[62] The Commission found that the Respondents obtained a total of $658,109.03 as a result of their illegal conduct (Merits Decision, supra at para. 73). Al-tar obtained $615,199.50, Alberta Energy obtained $33,909.53 and Drago obtained $9,000 (Merits Decision, supra at paras. 69 to 72).
[63] Staff is seeking that the full amount of investor funds obtained by the three Corporate Respondents be disgorged. Staff is also requesting that the Individual Respondents involved in the fraud committed by the respective Corporate Respondents be required to disgorge on a joint and several basis the amounts obtained by the relevant Corporate Respondent. Specifically, Staff requests:
(a) an order that Al-tar, O’Brien, Campbell and Da Silva jointly and severally disgorge to the Commission $615,199.50 obtained as a result of their non-compliance with Ontario securities law, pursuant to subsection 127(1)10 of the Act, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of the Respondents’ breaches of Ontario securities law; and
(b) an order that Alberta Energy, Drago, Campbell and Sylvester jointly and severally disgorge to the Commission $42,909.53 obtained as a result of their non-compliance with Ontario securities law, pursuant to subsection 127(1)10 of the Act, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of the Respondents’ breaches of Ontario securities law.
[64] Investor funds were deposited into four bank accounts, two of which were controlled by Da Silva and two of which were controlled by Campbell. Those accounts are subject to freeze orders:
With respect to the accounts controlled by Da Silva, a total of approximately $155,000 is frozen and remains subject to the directions until further notice by the Ontario Superior Court.
With respect to the two accounts controlled by Campbell, a total of approximately $35,000 is frozen and remains subject to the directions until further notice by the Ontario Superior Court.
(Merits Decision, supra at paras. 6 and 7)
[65] Staff submits that these funds should be applied to satisfy any disgorgement orders made by the Commission against Da Silva and Campbell.
[66] Staff submits that investor funds obtained as a result of the Respondents’ contraventions of the Act, as determined in the Merits Decision, can be traced directly to the frozen accounts and Staff requests an order of the Commission that the funds in the accounts controlled by Da Silva and Campbell were obtained as a result of the Respondents’ contraventions of the Act.
[67] At the hearing, Da Silva admitted that investor funds were deposited in the accounts controlled by him. As a mitigating factor, Da Silva submits that he did not hide the money he obtained from investors. Campbell also made submissions about the funds frozen in the bank accounts which he controlled. According to Campbell, some of those funds were from his internet café company, Zap, and from the sale of his condominium.
[68] Campbell also submits that he should not be required to disgorge the full amount that Staff requests because half of the money he received was paid to Carlos Da Silva (who was not a respondent in this matter) and funds were also paid to other third parties.
January 14, 2011 (2011) 34 OSCB 458 Reasons: Decisions, Orders and Rulings
[69] In response to Campbell’s submissions, Staff agrees that other persons who are not respondents received investor funds and were involved in the fraudulent scheme. However, Staff submits that due to the refusal of Campbell and the other Respondents’ to cooperate, Staff was unable to obtain sufficient information about the involvement of others.
[70] The amounts credited to the accounts controlled by Campbell and Da Silva consist mostly of funds that were obtained by Campbell and Da Silva from investors as a result of their non-compliance with Ontario securities law.
[71] In our view, a disgorgement order is appropriate in this case because it ensures that none of the Respondents will benefit from their breaches of the Act and because such an order will deter them and others from similar misconduct. We find that it is appropriate to order that the Corporate Respondents disgorge the total amount of investor funds that they obtained as determined in the Merits Decision. The Individual Respondents made use of the Corporate Respondents to obtain investor funds and they immediately diverted those funds for their own purposes. Accordingly, we will order that the Individual Respondents involved in the fraudulent scheme with a particular Corporate Respondent, disgorge on a joint and several basis, the amounts to be disgorged by that Corporate Respondent. That appears to us to be the appropriate approach in the circumstances before us and was requested by Staff. Therefore we order that:
(i) Al-tar, O’Brien, Campbell and Da Silva shall jointly and severally disgorge to the Commission $615,199.50, being the amount obtained by them as a result of their non-compliance with Ontario securities law, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of such Respondents’ breaches of Ontario securities law; and
(ii) Alberta Energy, Drago, Campbell and Sylvester shall jointly and severally disgorge to the Commission $42,909.53, being the amount obtained by them as a result of their non-compliance with Ontario securities law, such amount to be allocated to or for the benefit of third parties pursuant to subsection 3.4(2)(b) of the Act, including investors who lost money as a result of such Respondents’ breaches of Ontario securities law.
[72] We note in this respect that O’Brien was the directing mind of Al-tar and Sylvester was the directing mind of Alberta Energy and Drago.
[73] As noted in paragraph 64 of these reasons, investor funds are frozen in four bank accounts (two of which are controlled by Campbell and two of which are controlled by Da Silva). We authorize and direct Staff to take appropriate steps to obtain the funds frozen (together with interest). The funds obtained from the accounts controlled by Campbell shall be applied to the payment of the disgorgement orders made against him, and the funds obtained from the accounts controlled by Da Silva shall be applied to the payment of the disgorgement order made against him.
5. Allocation of Amounts for the Benefit of Third Parties
[74] Any amounts paid to the Commission in compliance with our administrative penalty and disgorgement orders shall be allocated to or for the benefit of third parties, including investors who lost money as a result of investing in the investment scheme, in accordance with subsection 3.4(2)(b) of the Act. These amounts are to be distributed to investors who lost money as a result of investing in the investment scheme on such basis, on such terms and to such investors as Staff in its discretion determines to be appropriate in the circumstances. A distribution to investors shall be made only if Staff is satisfied that doing so is reasonably practicable in the circumstances and only if Staff concludes that there are sufficient funds available to justify doing so. If for any reason, Staff decides at any time or from time to time not to distribute any such amounts to investors, such amounts may, by further Commission order, be allocated to or for the benefit of other third parties. Any panel of the Commission may, on the application of Staff, make any order it considers expedient with respect to the matters addressed by this paragraph.
[75] The terms of paragraph 74 of these reasons shall not give rise to or confer upon any person, including any investor (i) any legal right or entitlement to receive, or any interest in, amounts received by the Commission under our orders for administrative penalties and disgorgement, or (ii) any right to receive notice of any application by Staff to the Commission made in connection with that paragraph or of any exercise by the Commission of any discretion granted to it under that paragraph.
VI. Costs
[76] Pursuant to section 127.1 of the Act, the Commission has the discretion to order a person or company to pay the costs of an investigation (127.1(1)) and hearing (127.1(2)) if the Commission is satisfied that the person or company has not complied with the Act or has not acted in the public interest.
[77] Staff requests in their Amended Bill of Costs that the Respondents be ordered to pay, jointly and severally, a total of $133,865.00 to cover the costs incurred during the litigation phase of the hearing from March to April 2009. These costs are as follows:
January 14, 2011 (2011) 34 OSCB 459 Reasons: Decisions, Orders and Rulings
(a) Senior Litigation Counsel – 417.50 hours at $205 per hour for a total of $85,587.50;
(b) Investigator – 133 hours at $185 per hour for a total of $24,605.00; and
(c) Law Clerk – 278.50 hours at $ 85 per hour for a total of $ 23,672.50.
[78] Staff states that its costs were calculated in accordance with Staff’s schedule of hourly rates for various members of Staff of the Enforcement Branch. In support of this request and in response to our letter dated September 15, 2010, Staff provided us with an Amended Bill of Costs, which corrected discrepancies in their original Bill of Costs. Staff also provided detailed dockets (as required by Subrule Rule 18.1(2)(b) of the Commission’s Rules of Procedure) supporting the figures claimed. These timesheets provided dates, numbers of hours worked and details of the tasks performed by each of the individuals listed in the Amended Bill of Costs.
[79] Staff is requesting costs relating to only one senior litigation counsel, one investigator and one law clerk. In addition, Staff’s Bill of Costs excludes any time spent by students-at-law and assistants. The costs sought by Staff do not include the costs of the investigation stage of this matter and do not include the time spent preparing for and attending the Sanctions Hearing.
[80] According to Staff’s Amended Bill of Costs, Staff’s total costs for this proceeding were significantly higher and amounted to $657,582.50. Staff requests costs of only $133,865.00. In our view, that amount is reasonable.
[81] Accordingly, we order that the Respondents pay costs, jointly and severally, in the amount of $133,865.00. We find it appropriate to order that costs be paid by the Respondents on a joint and several basis because all of the Respondents were knowingly involved in the fraudulent investment scheme that was the subject matter of this proceeding. For greater certainty, our order for the payment of costs shall not be satisfied in whole or in part from the banks accounts referred to in paragraph 64 of these reasons.
VII. Decision on Sanctions and Costs
[82] We will issue an order substantially in the form of Schedule “A” to these reasons, giving effect to this decision. In our view, the sanctions and costs ordered are proportionate to the activities of the various Respondents in this matter and ordering such sanctions and costs is in the public interest.
Dated at Toronto this 6th day of January, 2011.
“James E. A. Turner” “Carol S. Perry” James E. A. Turner Carol S. Perry
January 14, 2011 (2011) 34 OSCB 460 Reasons: Decisions, Orders and Rulings
Schedule “A”
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF AL-TAR ENERGY CORP., ALBERTA ENERGY CORP., DRAGO GOLD CORP., DAVID C. CAMPBELL, ABEL DA SILVA, ERIC F. O’BRIEN AND JULIAN M. SYLVESTER
ORDER (Sections 127 and 127.1 of the Securities Act)
WHEREAS on February 14, 2008, a Statement of Allegations and a Notice of Hearing were issued pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), in respect of Al-tar Energy Corp. (“Al- tar”), Alberta Energy Corp. (“Alberta Energy”), Drago Gold Corp. (“Drago”), David C. Campbell (“Campbell”), Abel Da Silva (“Da Silva”), Eric F. O’Brien (“O’Brien”) and Julian M. Sylvester (“Sylvester”) (such persons are referred to as the “Respondents”);
AND WHEREAS the Commission conducted the hearing on the merits in this matter on April 20, 21, 22, 23 and 27, 2009;
AND WHEREAS the Commission issued its Reasons and Decision on the merits in this matter on June 11, 2010 (the “Merits Decision”);
AND WHEREAS the Commission is satisfied that the Respondents carried out a fraudulent investment scheme, have not complied with Ontario securities law and have acted contrary to the public interest, as described in the Merits Decision;
AND WHEREAS the Commission conducted a hearing with respect to the sanctions and costs to be imposed in this matter on September 13, 2010;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;
IT IS HEREBY ORDERED THAT:
(a) pursuant to clause 2 of subsection 127(1) of the Act, each of the Respondents shall cease trading in any securities permanently;
(b) pursuant to clause 2.1 of subsection 127(1) of the Act, the acquisition of any securities by any of the Respondents is prohibited permanently;
(c) pursuant to clause 3 of subsection 127(1) of the Act, any exemptions in Ontario securities law do not apply permanently to any of the Respondents;
(d) pursuant to clause 6 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are reprimanded;
(e) pursuant to clause 7 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien, and Sylvester shall immediately resign all positions they may hold as a director or officer of any issuer;
(f) pursuant to clause 8 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are prohibited permanently from becoming or acting as a director or officer of any issuer;
(g) pursuant to clause 8.1 of subsection 127(1) of the Act, each of Campbell, Da Silva, O’Brien and Sylvester are prohibited permanently from becoming or acting as a director or officer of any registrant;
(h) pursuant to clause 9 of subsection 127(1) each of the individual respondents shall pay an administrative penalty in the following amount:
(i) Sylvester shall pay an administrative penalty of $200,000;
January 14, 2011 (2011) 34 OSCB 461 Reasons: Decisions, Orders and Rulings
(ii) O’Brien shall pay an administrative penalty of $500,000;
(iii) Da Silva shall pay an administrative penalty of $650,000; and
(iv) Campbell shall pay an administrative penalty of $750,000;
(i) pursuant to clause 10 of subsection 127(1) of the Act, the Respondents shall disgorge to the Commission, the following amounts:
(i) Al-tar, O’Brien, Campbell and Da Silva shall jointly and severally disgorge to the Commission $615,199.50; and
(ii) Alberta Energy, Drago, Campbell and Sylvester shall jointly and severally disgorge to the Commission $42,909.53;
(j) the amounts referred to in paragraphs (h) and (i) of this Order shall be allocated by the Commission to or for the benefit of third parties, including investors who lost money as a result of investing in the investment scheme that was the subject matter of this proceeding, in accordance with subsection 3.4(2)(b) of the Act; and
(k) pursuant to section 127.1 of the Act, the Respondents shall jointly and severally pay $133,865.00 in costs to the Commission.
Dated at Toronto, Ontario this 6th day of January 2011.
James E. A. Turner
Carol S. Perry
January 14, 2011 (2011) 34 OSCB 462 Chapter 4 Cease Trading Orders
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders
Company Name Date of Date of Date of Date of Temporary Hearing Permanent Lapse/Revoke Order Order
American Bonanza Gold Corp. 24 Dec 10 05 Jan 11 07 Jan 11
Mahdia Gold Corp. 10 Jan 11 21 Jan 11
Greengreen Capital Corp. 10 Jan 11 21 Jan 11
Rain Resources Inc. 12 Jan 11 24 Jan 11
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders
Company Name Date of Date of Date of Date of Date of Order or Hearing Permanent Lapse/ Issuer Temporary Order Expire Temporary Order Order
Mint Technology Corp. 07 Jan 11 19 Jan 11
Pure Energy Visions Corporation 06 Dec 10 17 Dec 10 17 Dec 10 12 Jan 11
4.2.2 Outstanding Management & Insider Cease Trading Orders
Company Name Date of Date of Date of Date of Date of Issuer Order or Hearing Permanent Lapse/ Temporary Temporary Order Expire Order Order
Pure Energy Visions Corporation 06 Dec 10 17 Dec 10 17 Dec 10 12 Jan 11
Cathay Forest Products Corp. 08 Dec 10 20 Dec 10 20 Dec 10
Seprotech Systems Incorporated 04 Jan 11 17 Jan 11 Mint Technology Corp. 07 Jan 11 19 Jan 11
January 14, 2011 (2011) 34 OSCB 463 Cease Trading Orders
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January 14, 2011 (2011) 34 OSCB 464 Chapter 7 Insider Reporting
The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2
Guide to Codes Relationship of Insider to Issuer (Rel=n)
1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider
Nature of Transaction (T/O)
00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information
Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.
1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.
January 14, 2011 (2011) 34 OSCB 465 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
20-20 Technologies Inc. Common Shares Grou, Jean-François 5 05/01/2011 30 3.3 74,996 364 20-20 Technologies Inc. Common Shares Perrone, Steve 5 05/01/2011 30 3.3 3,755 136 49 North 2010 Resource Units MacNeill, Tom 4 22/10/2010 00 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 01/12/2010 00 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 22/10/2010 00 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 22/10/2010 11 10 1 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 01/12/2010 00 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 01/12/2010 00 1 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 01/12/2010 11 10 1 Flow-Through Limited Partnership 49 North 2010 Resource Units MacNeill, Tom 4 01/12/2010 11 10 1 Flow-Through Limited Partnership A&W Revenue Royalties Exchangeable Shares A&W Food Services of 3 22/12/2010 15 20 3,968,528 -2,414,373 Income Fund Canada Inc. A&W Revenue Royalties Exchangeable Shares A&W Food Services of 3 05/01/2011 11 4,247,346 278,818 Income Fund Canada Inc. Aberdeen International Inc. Options Hoffman, Michael 4 29/12/2010 10 0.81 261,500 -38,500 Aberdeen International Inc. Options Hoffman, Michael 4 30/12/2010 10 0.81 220,000 -41,500 Aberdeen International Inc. Options Hoffman, Michael 4 31/12/2010 51 0.12 300,000 80,000 Absolute Software Common Shares Absolute Software 1 01/12/2010 10 3.68 5,832,850 8,800 Corporation Corporation Absolute Software Common Shares Absolute Software 1 02/12/2010 10 3.7297 5,844,350 11,500 Corporation Corporation Absolute Software Common Shares Absolute Software 1 03/12/2010 10 3.6 5,857,450 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 06/12/2010 10 3.59 5,869,450 12,000 Corporation Corporation Absolute Software Common Shares Absolute Software 1 07/12/2010 10 3.6 5,882,450 13,000 Corporation Corporation Absolute Software Common Shares Absolute Software 1 08/12/2010 10 3.55 5,895,550 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 09/12/2010 10 3.6 5,908,650 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 10/12/2010 10 3.57 5,921,750 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 13/12/2010 10 3.66 5,934,850 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 14/12/2010 10 3.7 5,947,950 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 15/12/2010 10 3.65 5,961,050 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 16/12/2010 10 3.61 5,974,150 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 17/12/2010 10 3.54 5,987,250 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 20/12/2010 10 3.47 6,000,350 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 21/12/2010 10 3.43 6,000,850 500 Corporation Corporation Absolute Software Common Shares Absolute Software 1 22/12/2010 10 3.54 6,013,950 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 23/12/2010 10 3.67 6,027,050 13,100 Corporation Corporation Absolute Software Common Shares Absolute Software 1 29/12/2010 10 3.56 6,028,450 1,400 Corporation Corporation Absolute Software Common Shares Absolute Software 1 30/12/2010 10 3.6073 6,039,750 11,300 Corporation Corporation Absolute Software Common Shares Absolute Software 1 31/12/2010 10 3.6362 6,044,950 5,200 Corporation Corporation
January 14, 2011 (2011) 34 OSCB 466 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Accord Financial Corp. Common Shares Accord Financial Corp. 1 20/07/2009 38 7.47 500 Accord Financial Corp. Common Shares Accord Financial Corp. 1 01/12/2010 38 7.48 28,500 22,400 Accord Financial Corp. Common Shares Accord Financial Corp. 1 03/12/2010 38 7.48 23,400 1,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 07/12/2010 38 7.48 128,400 105,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 08/12/2010 38 7.47 129,400 1,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 13/12/2010 38 7.47 331,600 202,200 Accord Financial Corp. Common Shares Accord Financial Corp. 1 15/12/2010 38 7.47 332,600 1,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 16/12/2010 38 7.47 333,600 1,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 17/12/2010 38 7.47 334,600 1,000 Accord Financial Corp. Common Shares Accord Financial Corp. 1 20/12/2010 38 7.47 335,100 500 Accord Financial Corp. Common Shares Accord Financial Corp. 1 21/12/2010 38 7.48 335,600 500 Accord Financial Corp. Common Shares Accord Financial Corp. 1 04/01/2011 38 0 -335,600 Acorn Income Corp. Common Shares Class A STEWART, LEIGH 4 30/03/2009 37 6,000 -294,000 Voting DUNCAN ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 31/12/2010 38 8.6 20,814,704 2,700
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 04/01/2011 38 8.62 20,816,504 1,800
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 05/01/2011 38 8.52 20,818,104 1,600
ACTIVEnergy Income Fund Trust Units Activenergy Income Fund 1 06/01/2011 38 8.55 20,818,804 700
Aeroquest International Common Shares Praetorian Capital 3 31/12/2010 38 3,507,889 -1,172,111 Limited Management LLC AEterna Zentaris Inc. Common Shares Günther, Eckhard 5 04/12/2009 00 AEterna Zentaris Inc. Common Shares Günther, Eckhard 5 04/01/2011 51 0.95 13,333 13,333 AEterna Zentaris Inc. Common Shares Günther, Eckhard 5 05/01/2011 10 1.69 0 -13,333 AEterna Zentaris Inc. Options Günther, Eckhard 5 04/01/2011 51 0.95 165,567 -13,333 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 01/12/2010 38 0.5 143,504 14,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 02/12/2010 38 0.495 144,504 1,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 02/12/2010 38 52,000 -92,504 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 03/12/2010 38 0.5 59,500 7,500 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 06/12/2010 38 0.5 73,626 14,126 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 07/12/2010 38 0.5 87,752 14,126 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 08/12/2010 38 0.51 101,878 14,126 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 10/12/2010 38 0.51 116,004 14,126 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 13/12/2010 38 0.5 127,004 11,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 14/12/2010 38 0.5 139,004 12,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 15/12/2010 38 0.5 153,004 14,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 16/12/2010 38 0.5 167,004 14,000 Afexa Life Sciences Inc. Common Shares Afexa Life Sciences Inc. 1 21/12/2010 38 0 -167,004 Afexa Life Sciences Inc. Rights Deferred Share Bilyea, Maurice Edward 4 31/12/2010 56 0.51 124,506 19,608 Unit Plan Afexa Life Sciences Inc. Rights Deferred Share Church, Robert Bertram 4 31/12/2010 56 0.51 45,105 4,902 Unit Plan Afexa Life Sciences Inc. Common Shares Cleiren, Allan John 5 05/10/2010 30 0.55 11,996 Afexa Life Sciences Inc. Common Shares Cleiren, Allan John 5 05/10/2010 30 0.55 33,311 8,179 Afexa Life Sciences Inc. Common Shares Cleiren, Allan John 5 06/01/2011 30 0.5 19,213 Afexa Life Sciences Inc. Common Shares Cleiren, Allan John 5 06/01/2011 30 0.5 41,581 8,270 Afexa Life Sciences Inc. Rights Deferred Share Gilpin, John Douglas 4 31/12/2010 56 0.51 88,452 15,931 Unit Plan Afexa Life Sciences Inc. Common Shares Ling, Lei 5 06/01/2011 30 0.5 102,430 6,522 Afexa Life Sciences Inc. Common Shares Michaels, Gary Warren 5 06/01/2011 30 0.5 15,749 5,657 Afexa Life Sciences Inc. Common Shares Moffatt, John Douglas 4 05/10/2010 30 0.55 14,395 (Jack) Afexa Life Sciences Inc. Common Shares Moffatt, John Douglas 4 05/10/2010 30 0.55 165,973 9,815 (Jack) Afexa Life Sciences Inc. Common Shares Moffatt, John Douglas 4 06/01/2011 30 0.5 22,772 (Jack) Afexa Life Sciences Inc. Common Shares Moffatt, John Douglas 4 06/01/2011 30 0.5 175,613 9,640 (Jack) Afexa Life Sciences Inc. Common Shares Obert, Michael David 5 06/01/2011 30 0.5 23,249 12,287 Afexa Life Sciences Inc. Common Shares Pittman, Frederick James 5 06/01/2011 30 0.5 31,915 6,262 Joseph Afexa Life Sciences Inc. Rights deferred share unit Rogers, John A. 4 31/12/2010 56 0.51 86,946 20,833 plan Afexa Life Sciences Inc. Common Shares Shan, Jacqueline Jie 4, 5 06/01/2011 30 0.5 6,119,694 14,374 Afexa Life Sciences Inc. Common Shares Sutherland, Sharla Kae 5 06/01/2011 30 0.5 11,694 6,213 Afexa Life Sciences Inc. Common Shares Tulloch, Jane Hill 5 06/01/2011 30 0.5 25,505 5,180 Afexa Life Sciences Inc. Common Shares Wallace, Steve 5 06/01/2011 30 0.5 11,624 6,143 Afexa Life Sciences Inc. Rights Deferred Share Weyant, David Thomas 4 31/12/2010 56 0.51 141,214 17,157 Unit Plan
January 14, 2011 (2011) 34 OSCB 467 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Afexa Life Sciences Inc. Rights deferred share unit White, William Baxter 4 31/12/2010 56 0.51 20,027 4,902 plan African Gold Group, Inc. Options Brown, David 4 30/12/2010 52 375,000 -50,000 Ag Growth International Inc. Common Shares Anderson, Gary Keith 4, 5 04/01/2011 57 18,091
Ag Growth International Inc. Common Shares Anderson, Gary Keith 4, 5 04/01/2011 57 18,091
Ag Growth International Inc. Common Shares Anderson, Gary Keith 4, 5 04/01/2011 57 65,775 18,091
Ag Growth International Inc. Rights Long Term Anderson, Gary Keith 4, 5 01/06/2010 56 43,904 37,526 Incentive Plan Ag Growth International Inc. Rights Long Term Anderson, Gary Keith 4, 5 04/01/2011 56 37,526 Incentive Plan Ag Growth International Inc. Rights Long Term Anderson, Gary Keith 4, 5 04/01/2011 57 25,813 -18,091 Incentive Plan Ag Growth International Inc. Rights Share Award Anderson, Gary Keith 4, 5 04/01/2011 57 0.1 26,666 -26,667 Incentive Plan Ag Growth International Inc. Rights Long Term Braun, Ronald Edwin 5 01/01/2011 57 49.08 23,271 6,834 Incentive Plan Ag Growth International Inc. Rights Deferred Brodie, Derek John Robert 4 01/01/2011 56 2,225 235 Compensation Plan Ag Growth International Inc. Common Shares Daniel, Donner 5 03/01/2011 57 11,973 6,107
Ag Growth International Inc. Rights Long Term Daniel, Donner 5 03/01/2011 57 8,147 -6,107 Incentive Plan Ag Growth International Inc. Common Shares Franzmann, Paul Edmund 5 03/01/2011 57 11,263 5,687
Ag Growth International Inc. Rights Long Term Franzmann, Paul Edmund 5 03/01/2011 57 7,308 -5,687 Incentive Plan Ag Growth International Inc. Rights Deferred Lambert, William Allen 4 03/01/2011 56 413 Compensation Plan Ag Growth International Inc. Rights Deferred Lambert, William Allen 4 03/01/2011 56 4,534 470 Compensation Plan Ag Growth International Inc. Common Shares Sommerfeld, Steven Robert 5 03/01/2011 58 - Expiration 38,972 14,978 of rights Ag Growth International Inc. Rights Long Term Sommerfeld, Steven Robert 5 03/01/2011 57 21,314 -14,978 Incentive Plan Ag Growth International Inc. Rights Share Award Sommerfeld, Steven Robert 5 03/01/2011 57 0.1 13,334 -13,333 Incentive Plan Ag Growth International Inc. Common Shares Weinbender, Douglas 5 04/01/2011 57 7,956 3,645 Frazer Ag Growth International Inc. Rights Long Term Weinbender, Douglas 5 04/01/2011 57 7,142 -3,645 Incentive Plan Frazer Ag Growth International Inc. Rights Deferred White, David 4 03/01/2011 56 2,989 166 Compensation Plan Agnico-Eagle Mines Limited Options Al-Joundi, Ammar 5 04/01/2011 50 76.6 135,000 60,000
Agnico-Eagle Mines Limited Options Allan, Don 5 04/01/2011 50 76.6 315,000 60,000
Agnico-Eagle Mines Limited Options Baker, Leanne Marie 4 04/01/2011 50 76.7 55,944 5,824
Agnico-Eagle Mines Limited Options Beaumont, Doug 4 04/01/2011 50 76.6 75,944 5,824
Agnico-Eagle Mines Limited Options Blackburn, Alain 5 04/01/2011 50 76.6 299,750 60,000
Agnico-Eagle Mines Limited Options Boyd, Sean 4, 5 04/01/2011 50 76.6 1,090,000 240,000
Agnico-Eagle Mines Limited Options Cafazzo, Lino 5 01/01/2011 00 32,500
Agnico-Eagle Mines Limited Options Cafazzo, Lino 5 04/01/2011 50 76.6 72,500 40,000
Agnico-Eagle Mines Limited Common Shares Cousin, Paul 5 01/01/2011 00 4,184
Agnico-Eagle Mines Limited Options Cousin, Paul 5 01/01/2011 00 85,000
Agnico-Eagle Mines Limited Options Cousin, Paul 5 04/01/2011 50 76.6 125,000 40,000
Agnico-Eagle Mines Limited Options Datta, Picklu 5 04/01/2011 50 76.6 190,000 50,000
Agnico-Eagle Mines Limited Options Davis, Clifford John 4 04/01/2011 50 76.6 17,744 5,824
January 14, 2011 (2011) 34 OSCB 468 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Agnico-Eagle Mines Limited Common Shares Gemmell, Robert 4 01/01/2011 00 5,000
Agnico-Eagle Mines Limited Options Gemmell, Robert 4 15/12/2010 00
Agnico-Eagle Mines Limited Options Gemmell, Robert 4 01/01/2011 00
Agnico-Eagle Mines Limited Options Gemmell, Robert 4 04/01/2011 50 76.6 5,824 5,824
Agnico-Eagle Mines Limited Options Gilbert, Patrice 5 04/01/2011 50 76.6 230,000 50,000
Agnico-Eagle Mines Limited Options Girard, Paul-Henri 5 04/01/2011 50 76.6 235,000 50,000
Agnico-Eagle Mines Limited Common Shares Gosselin, Guy 5 01/01/2011 00
Agnico-Eagle Mines Limited Common Shares Gosselin, Guy 5 01/01/2011 00 2,078
Agnico-Eagle Mines Limited Options Gosselin, Guy 5 01/01/2011 00 75,000
Agnico-Eagle Mines Limited Options Gosselin, Guy 5 04/01/2011 50 76.6 115,000 40,000
Agnico-Eagle Mines Limited Options Grondin, Louise 5 04/01/2011 50 76.6 189,250 60,000
Agnico-Eagle Mines Limited Options Haga, Ingmar Erik Johan 5 04/01/2011 50 76.6 260,000 50,000
Agnico-Eagle Mines Limited Options Haldane, Timothy Quentin 5 04/01/2011 50 76.7 200,000 60,000
Agnico-Eagle Mines Limited Options Kraft, Bernie 4 04/01/2011 50 76.6 24,694 5,824
Agnico-Eagle Mines Limited Options Laing, R. Gregory 5 04/01/2011 50 76.6 320,000 60,000
Agnico-Eagle Mines Limited Options Legault, Marc 5 04/01/2011 50 76.6 277,500 50,000
Agnico-Eagle Mines Limited Options Leiderman, Mel 4 04/01/2011 50 76.6 45,944 5,824
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 51 56.92 13,130 12,500
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 51 62.77 25,630 12,500
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 51 54.42 33,130 7,500
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 10 71.348 20,630 -12,500
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 10 71.655 8,130 -12,500
Agnico-Eagle Mines Limited Common Shares Mancuso, Claudio 5 04/01/2011 10 71.811 630 -7,500
Agnico-Eagle Mines Limited Options Mancuso, Claudio 5 04/01/2011 50 76.6 50,000
Agnico-Eagle Mines Limited Options Mancuso, Claudio 5 04/01/2011 50 76.6 50,000
Agnico-Eagle Mines Limited Options Mancuso, Claudio 5 04/01/2011 51 56.92 57,500 -12,500
Agnico-Eagle Mines Limited Options Mancuso, Claudio 5 04/01/2011 51 12500 45,000 -12,500
Agnico-Eagle Mines Limited Options Mancuso, Claudio 5 04/01/2011 51 54.42 37,500 -7,500
Agnico-Eagle Mines Limited Common Shares Medina, Luis Felipe 5 01/01/2011 00 620
Agnico-Eagle Mines Limited Options Medina, Luis Felipe 5 01/01/2011 00 45,000
Agnico-Eagle Mines Limited Options Medina, Luis Felipe 5 04/01/2011 50 76.6 85,000 40,000
Agnico-Eagle Mines Limited Options Nasso, James D. 4 04/01/2011 50 76.6 68,944 5,824
Agnico-Eagle Mines Limited Options Racine, Daniel 5 04/01/2011 50 76.6 305,000 60,000
Agnico-Eagle Mines Limited Options Riley, Sean 4 01/01/2011 00
Agnico-Eagle Mines Limited Options Riley, Sean 4 04/01/2011 50 76.6 5,824 5,824
Agnico-Eagle Mines Limited Options Roberts, John Merfyn 4 04/01/2011 50 76.6 23,144 5,824
January 14, 2011 (2011) 34 OSCB 469 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Agnico-Eagle Mines Limited Options Robitaille, Jean 5 04/01/2011 50 76.6 310,000 60,000
Agnico-Eagle Mines Limited Options Scherkus, Ebe 4, 6, 5 04/01/2011 50 76.6 690,000 140,000
Agnico-Eagle Mines Limited Options Smith, David 5 04/01/2011 50 76.6 205,000 60,000
Agnico-Eagle Mines Limited Options Stockford, Howard Roger 4 04/01/2011 50 76.6 44,694 5,824
Agnico-Eagle Mines Limited Common Shares Sylvestre, Yvon 5 01/01/2011 00 14
Agnico-Eagle Mines Limited Options Sylvestre, Yvon 5 01/01/2011 00 85,000
Agnico-Eagle Mines Limited Options Sylvestre, Yvon 5 04/01/2011 50 76.6 125,000 40,000
Agnico-Eagle Mines Limited Common Shares Voutilainen, Pertti 4 05/01/2011 10 77.11 12,000 -7,000
Agnico-Eagle Mines Limited Options Voutilainen, Pertti 4 04/01/2011 50 76.6 65,944 5,824
Agrium Inc. Rights Deferred Share Girling, Russell 4 31/12/2010 56 85.55 16,781 314 Units Agrium Inc. Rights Deferred Share Henry, Susan A. 4 31/12/2010 56 85.55 48,061 322 Units Agrium Inc. Rights Deferred Share Lesar, David John 4 31/12/2010 56 85.55 2,240 326 Units Agrium Inc. Rights Deferred Share Lowe, John Edward 4 31/12/2010 56 85.55 2,306 326 Units Agrium Inc. Rights Deferred Share McLellan, A. Anne 4 31/12/2010 56 85.55 12,751 157 Units Agrium Inc. Rights Deferred Share Pannell, Derek George 4 31/12/2010 56 85.55 8,469 332 Units Agrium Inc. Common Shares Warner, Thomas E. 5 04/01/2011 51 90.14 1,500 Agrium Inc. Common Shares Warner, Thomas E. 5 04/01/2011 51 20.52 2,600 1,500 Agrium Inc. Common Shares Warner, Thomas E. 5 04/01/2011 10 90.14 1,100 -1,500 Agrium Inc. Common Shares Warner, Thomas E. 5 05/01/2011 51 20.52 2,600 1,500 Agrium Inc. Common Shares Warner, Thomas E. 5 05/01/2011 10 91.99 1,100 -1,500 Agrium Inc. Common Shares Warner, Thomas E. 5 06/01/2011 51 20.52 4,100 3,000 Agrium Inc. Common Shares Warner, Thomas E. 5 06/01/2011 10 91.58 1,100 -3,000 Agrium Inc. Options Warner, Thomas E. 5 04/01/2011 51 20.52 20,400 -1,500 Agrium Inc. Options Warner, Thomas E. 5 05/01/2011 51 20.52 18,900 -1,500 Agrium Inc. Options Warner, Thomas E. 5 06/01/2011 51 20.52 15,900 -3,000 Agrium Inc. Rights Deferred Share Zaleschuk, Victor Jack 4 31/12/2010 56 85.55 25,475 366 Units Ainsworth Lumber Co. Ltd. Notes 11% Senior Brookfield Special 3 28/07/2010 11 $97,872,118 -$2,000,000 Unsecured Notes due Situations II (OSB) L.P. 2015 Ainsworth Lumber Co. Ltd. Notes 11% Senior Brookfield Special 3 21/10/2010 11 $97,122,118 -$750,000 Unsecured Notes due Situations II (OSB) L.P. 2015 Ainsworth Lumber Co. Ltd. Notes 11% Senior Brookfield Special 3 30/12/2010 97 $99,550,169 $2,428,051 Unsecured Notes due Situations II (OSB) L.P. 2015 Air Canada Deferred Share Units Huot, Jean Marc 4 04/01/2011 56 3.44 72,759 4,905 Air Canada Deferred Share Units Johnson, Pierre Marc 4 04/01/2011 56 3.44 8,727 1,635 Air Canada Deferred Share Units Porter, Arthur T., MD 4 04/01/2011 56 3.44 12,822 5,450 Air Canada Class B Voting Shares Richardson, David I. 4, 6, 7 11/12/2007 10 12.5 10,000 2,500 Air Canada Deferred Share Units Sorensen, Vagn 4 04/01/2011 56 3.44 14,067 1,090 Akita Drilling Ltd. Non-Voting Shares Charlton, Loraine 4 31/12/2010 30 9.483 5,789 184 Akita Drilling Ltd. Non-Voting Shares Charlton, Loraine 4 31/12/2010 30 5,605 -184 Akita Drilling Ltd. Non-Voting Shares Charlton, Loraine 4 31/12/2010 30 8.8559 5,606 1 Akita Drilling Ltd. Non-Voting Shares Charlton, Loraine 4 31/12/2010 30 5,605 -1 Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 31/12/2010 30 9.483 596 263 Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 31/12/2010 30 333 -263 Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 31/12/2010 30 8.8559 336 3 Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 31/12/2010 30 333 -3 Akita Drilling Ltd. Non-Voting Shares Eastly, Arthur 4 31/12/2010 30 9.483 3,639 184 Akita Drilling Ltd. Non-Voting Shares Eastly, Arthur 4 31/12/2010 30 3,455 -184 Akita Drilling Ltd. Non-Voting Shares Eastly, Arthur 4 31/12/2010 30 8.8559 3,456 1 Akita Drilling Ltd. Non-Voting Shares Eastly, Arthur 4 31/12/2010 30 3,455 -1 Akita Drilling Ltd. Non-Voting Shares Heathcott, Linda A. 4, 6 31/12/2010 30 9.483 9,854 184 Akita Drilling Ltd. Non-Voting Shares Heathcott, Linda A. 4, 6 31/12/2010 30 9,670 -184 Akita Drilling Ltd. Non-Voting Shares Heathcott, Linda A. 4, 6 31/12/2010 30 8.8559 9,671 1 Akita Drilling Ltd. Non-Voting Shares Heathcott, Linda A. 4, 6 31/12/2010 30 9,670 -1 Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 31/12/2010 30 9.483 4,307 263
January 14, 2011 (2011) 34 OSCB 470 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 31/12/2010 30 4,044 -263 Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 31/12/2010 30 8.8559 4,047 3 Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 31/12/2010 30 4,044 -3 Akita Drilling Ltd. Non-Voting Shares Kushner, Craig 5 31/12/2010 30 9.483 7,058 263 Akita Drilling Ltd. Non-Voting Shares Kushner, Craig 5 31/12/2010 30 6,795 -263 Akita Drilling Ltd. Non-Voting Shares Kushner, Craig 5 31/12/2010 30 8.8559 6,798 3 Akita Drilling Ltd. Non-Voting Shares Kushner, Craig 5 31/12/2010 30 6,795 -3 Akita Drilling Ltd. Non-Voting Shares Pahl, John 5 31/12/2010 30 9.483 5,444 263 Akita Drilling Ltd. Non-Voting Shares Pahl, John 5 31/12/2010 30 5,181 -263 Akita Drilling Ltd. Non-Voting Shares Pahl, John 5 31/12/2010 30 8.8559 5,184 3 Akita Drilling Ltd. Non-Voting Shares Pahl, John 5 31/12/2010 30 5,181 -3 Akita Drilling Ltd. Non-Voting Shares RICHARDSON, DALE 4 31/12/2010 30 9.483 23,398 184 Akita Drilling Ltd. Non-Voting Shares RICHARDSON, DALE 4 31/12/2010 30 23,214 -184 Akita Drilling Ltd. Non-Voting Shares RICHARDSON, DALE 4 31/12/2010 30 8.8559 23,215 1 Akita Drilling Ltd. Non-Voting Shares RICHARDSON, DALE 4 31/12/2010 30 23,214 -1 Akita Drilling Ltd. Non-Voting Shares Roth, Murray 5 31/12/2010 30 9.483 45,064 263 Akita Drilling Ltd. Non-Voting Shares Roth, Murray 5 31/12/2010 30 44,801 -263 Akita Drilling Ltd. Non-Voting Shares Roth, Murray 5 31/12/2010 30 8.8559 44,804 3 Akita Drilling Ltd. Non-Voting Shares Roth, Murray 5 31/12/2010 30 44,801 -3 Akita Drilling Ltd. Non-Voting Shares Ruud, Karl 5 31/12/2010 30 9.483 35,274 263 Akita Drilling Ltd. Non-Voting Shares Ruud, Karl 5 31/12/2010 30 35,011 -263 Akita Drilling Ltd. Non-Voting Shares Ruud, Karl 5 31/12/2010 30 8.8559 35,014 3 Akita Drilling Ltd. Non-Voting Shares Ruud, Karl 5 31/12/2010 30 35,011 -3 Akita Drilling Ltd. Non-Voting Shares Southern, Nancy C. 4, 6 31/12/2010 30 9.483 13,754 184 Akita Drilling Ltd. Non-Voting Shares Southern, Nancy C. 4, 6 31/12/2010 30 13,570 -184 Akita Drilling Ltd. Non-Voting Shares Southern, Nancy C. 4, 6 31/12/2010 30 8.8559 13,571 1 Akita Drilling Ltd. Non-Voting Shares Southern, Nancy C. 4, 6 31/12/2010 30 13,570 -1 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 9.483 184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 9.483 184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 -184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 -184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 9.483 23,754 184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 23,570 -184 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 8.8559 23,571 1 Akita Drilling Ltd. Non-Voting Shares Southern, Ronald D. 3, 4, 6, 5 31/12/2010 30 23,570 -1 Akita Drilling Ltd. Non-Voting Shares Spitznagel, Curt Perry 4 31/12/2010 30 9.483 10,354 184 Akita Drilling Ltd. Non-Voting Shares Spitznagel, Curt Perry 4 31/12/2010 30 10,170 -184 Akita Drilling Ltd. Non-Voting Shares Spitznagel, Curt Perry 4 31/12/2010 30 8.8559 10,171 1 Akita Drilling Ltd. Non-Voting Shares Spitznagel, Curt Perry 4 31/12/2010 30 10,170 -1 Akita Drilling Ltd. Non-Voting Shares WILSON, Charles W. 4 31/12/2010 30 9.483 4,854 184 Akita Drilling Ltd. Non-Voting Shares WILSON, Charles W. 4 31/12/2010 30 4,670 -184 Akita Drilling Ltd. Non-Voting Shares WILSON, Charles W. 4 31/12/2010 30 8.8559 4,671 1 Akita Drilling Ltd. Non-Voting Shares WILSON, Charles W. 4 31/12/2010 30 4,670 -1 ALAMOS GOLD INC Common Shares McCluskey, John 4, 5 30/12/2010 10 19.04 349,200 -13,800 ALAMOS GOLD INC Common Shares McCluskey, John 4, 5 31/12/2010 10 19.031 313,000 -36,200 ALAMOS GOLD INC Common Shares Murphy, Paul 4 07/01/2011 10 18 3,000 1,500 ALAMOS GOLD INC Common Shares Swendseid, Tim Joseph 7 01/03/2010 00 ALAMOS GOLD INC Common Shares Swendseid, Tim Joseph 7 29/12/2010 10 19.55 -20,000 -20,000 ALAMOS GOLD INC Common Shares Swendseid, Tim Joseph 7 04/01/2011 51 14.05 0 20,000 ALAMOS GOLD INC Options Swendseid, Tim Joseph 7 04/01/2011 51 19.55 155,000 -20,000 ALAMOS GOLD INC Options Tarnocai, Charles 5 24/12/2010 51 6 295,000 -5,000 ALAMOS GOLD INC Options Tarnocai, Charles 5 04/01/2011 51 6 275,000 -20,000 AlarmForce Industries Inc. Common Shares Christopoulos, George 3 05/01/2011 10 8.25 1,590,800 -300 Alimentation Couche-Tard Options Bartolomeo, William (Bill) 5 03/01/2011 00 1,600 Inc. Alimentation Couche-Tard Unité d'action fictive Bartolomeo, William (Bill) 5 03/01/2011 00 Inc. Alimentation Couche-Tard Unité d'action fictive Bartolomeo, William (Bill) 5 03/01/2011 46 27.13 680 680 Inc. Alimentation Couche-Tard Options Cunnington, Kathy 5 03/01/2011 00 1,550 Inc. Alimentation Couche-Tard Unité d'action fictive Cunnington, Kathy 5 03/01/2011 00 Inc. Alimentation Couche-Tard Unité d'action fictive Cunnington, Kathy 5 03/01/2011 46 27.13 583 583 Inc. Alimentation Couche-Tard Subordinate Voting Fortin, Richard 4, 6, 7, 5 06/01/2011 47 152,200 -500,000 Inc. Shares Catégorie B Alimentation Couche-Tard Unité d'action fictive Haxel, Geoffrey 5 03/01/2011 46 27.13 11,874 1,099 Inc. Alimentation Couche-Tard Unité d'action fictive Rodriguez, Paul 7, 5 03/01/2011 46 27.13 9,326 149 Inc. Alimentation Couche-Tard Unité d'action fictive Tewell, Dennis 5 03/01/2011 00 Inc.
January 14, 2011 (2011) 34 OSCB 471 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Alimentation Couche-Tard Unité d'action fictive Tewell, Dennis 5 03/01/2011 46 27.13 700 700 Inc. Alimentation Couche-Tard Options Valdes, Lou 5 05/01/2011 51 25.09 23,000 -1,300 Inc. Alimentation Couche-Tard Options Valdes, Lou 5 05/01/2011 51 23.39 21,400 -1,600 Inc. Alimentation Couche-Tard Options Valdes, Lou 5 05/01/2011 51 17.74 16,300 -5,100 Inc. Alimentation Couche-Tard Options Valdes, Lou 5 06/01/2011 51 17.74 15,400 -900 Inc. Alimentation Couche-Tard Options Valdes, Lou 5 06/01/2011 51 13.76 12,400 -3,000 Inc. Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 05/01/2011 51 25.09 1,300 1,300 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 05/01/2011 51 23.39 2,900 1,600 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 05/01/2011 51 17.74 8,000 5,100 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 05/01/2011 10 26.86 0 -8,000 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 06/01/2011 51 17.74 900 900 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 06/01/2011 51 13.76 3,900 3,000 Inc. Shares Catégorie B Alimentation Couche-Tard Subordinate Voting Valdes, Lou 5 06/01/2011 10 26.6 0 -3,900 Inc. Shares Catégorie B Alliance Mining Corp. Common Shares Claydon, Antony John 4 31/12/2010 00 Alliance Mining Corp. Common Shares Claydon, Antony John 4 05/01/2011 10 0.11 100,000 100,000 Alliance Mining Corp. Common Shares Claydon, Antony John 4 07/01/2011 11 0.05 300,000 200,000 Alliance Mining Corp. Options Claydon, Antony John 4 31/12/2010 00 Alliance Mining Corp. Options Claydon, Antony John 4 31/12/2010 00 200,000 Alliance Mining Corp. Warrants Claydon, Antony John 4 31/12/2010 00 Alliance Mining Corp. Warrants Claydon, Antony John 4 07/01/2011 11 0.08 200,000 200,000 Alliance Mining Corp. Common Shares Ross, Jan 4 13/09/2007 00 Alliance Mining Corp. Common Shares Ross, Jan 4 13/09/2007 00 175,000 Alliance Mining Corp. Common Shares Ross, Jan 4 07/01/2011 10 1,801,584 -100,000 Alliance Mining Corp. Common Shares Ross, Jan 4 07/01/2011 10 1,781,584 -20,000 Alliance Mining Corp. Options Ross, Jan 4 31/12/2010 50 0.05 300,000 Alliance Mining Corp. Options Ross, Jan 4 31/12/2010 50 0.1 600,000 300,000 Alliance Mining Corp. Warrants Ross, Jan 4 13/09/2007 00 Alliance Mining Corp. Warrants Ross, Jan 4 13/09/2007 00 Alliance Mining Corp. Warrants Ross, Jan 4 07/01/2011 53 0.08 175,000 175,000 Alliance Mining Corp. Options Snider, Travis 4 31/12/2010 50 0.1 200,000 100,000 Alliance Mining Corp. Options WILSON, WILLIAM 4 31/12/2010 50 0.1 250,000 150,000 ROBERT Allied Nevada Gold Corp. Common Shares Anderson, Scott 5 03/01/2011 00 Allied Nevada Gold Corp. Common Shares Anderson, Scott 5 03/01/2011 54 5,000 5,000 Allied Nevada Gold Corp. Common Shares Anderson, Scott 5 03/01/2011 10 26.9 4,000 -1,000 Allied Nevada Gold Corp. Warrants Anderson, Scott 5 03/01/2011 00 15,000 Allied Nevada Gold Corp. Warrants Anderson, Scott 5 03/01/2011 54 10,000 -5,000 AltaGas Ltd. Common Shares Cornhill, David Wallace 4, 5 05/01/2011 10 21.469 1,074,709 5,000 AltaGas Ltd. Common Shares Cornhill, David Wallace 4, 5 06/01/2011 10 21.609 1,084,709 10,000 AltaGas Ltd. Common Shares Cornhill, David Wallace 4, 5 07/01/2011 10 21.679 1,094,709 10,000 Alter NRG Corp. Common Shares Heier, Michael Erskine 4 23/12/2010 10 1.4 -200,000 Alter NRG Corp. Common Shares Heier, Michael Erskine 4 23/12/2010 47 1.4 6,308,233 -200,000 Alter NRG Corp. Common Shares Heier, Michael Erskine 4 04/01/2011 47 1.43 5,918,233 -390,000 Amazon Mining Holding Plc Common Shares Sampaio, Maurício Ferreira 5 04/01/2011 10 7.3292 0 -7,200 da Rosa Amazon Mining Holding Plc Common Shares Sampaio, Maurício Ferreira 5 04/01/2011 10 7.3292 0 -10,000 da Rosa American Creek Resources Common Shares Blaney, Darren 3, 4, 5 29/12/2010 10 0.06 738,400 -100,000 Ltd. American Creek Resources Common Shares Blaney, Darren 3, 4, 5 30/12/2010 10 0.06 688,400 -50,000 Ltd. American Creek Resources Common Shares Blaney, Darren 3, 4, 5 31/12/2010 10 0.06 588,400 -100,000 Ltd. American Creek Resources Common Shares Burton, Allan 3, 4, 5 29/12/2010 11 0.065 530,100 -4,000,000 Ltd. American Creek Resources Common Shares Burton, Allan 3, 4, 5 31/12/2010 10 0.06 492,100 -38,000 Ltd. American Manganese Inc. Common Shares Reaugh, Larry 4 31/12/2010 10 0.37 3,761,675 -1,000 American Manganese Inc. Common Shares Reaugh, Larry 4 31/12/2010 10 0.32 3,751,675 -10,000 American Manganese Inc. Common Shares Reaugh, Larry 4 04/01/2011 10 0.37 3,742,675 -9,000
January 14, 2011 (2011) 34 OSCB 472 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
American Natural Energy Options Ensz, Steven Paul 4, 5 30/11/2010 50 0.3 2,160,000 660,000 Corporation American Vanadium Corp. Options Miller, K. Peter 5 29/12/2010 50 1.05 47,500 7,500 Amerix Precious Metals Common Shares Reeder, Jeffrey 4 04/01/2011 10 0.08 5,510,500 -125,000 Corporation Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 22/12/2010 00 2,046,800 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 23/12/2010 10 0.41 2,066,800 20,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 24/12/2010 10 0.43 2,076,800 10,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 03/01/2011 10 0.464 2,141,800 65,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 22/12/2010 00 2,819,700 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 22/12/2010 10 0.422 2,829,700 10,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 23/12/2010 10 0.407 10,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 23/12/2010 10 0.407 2,839,700 10,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 29/12/2010 10 0.428 2,853,700 14,000 Amorfix Life Sciences Ltd. Common Shares Interinvest Corporation 3 30/12/2010 10 0.442 2,859,700 6,000 Anatolia Minerals DSU Calik, Ahmet 4 05/01/2011 56 14,938 2,771 Development Limited Anatolia Minerals DSU Castro, Jan Alex 7 05/01/2011 56 7.72 50,938 2,771 Development Limited Anatolia Minerals Common Shares Davidson, James Dale 4, 7 30/12/2010 51 2 80,100 10,000 Development Limited Anatolia Minerals DSU Davidson, James Dale 4, 7 05/01/2011 56 14,938 2,771 Development Limited Anatolia Minerals Options Davidson, James Dale 4, 7 30/12/2010 51 2 120,000 -10,000 Development Limited Anatolia Minerals DSU Graff, Richard P 4 05/01/2011 56 14,938 2,771 Development Limited Anatolia Minerals DSU Haddon, Timothy John 4, 7, 5 05/01/2011 56 7.72 16,927 3,240 Development Limited Anatolia Minerals Common Shares Lister, Richard L. 4 29/12/2010 51 5.67 41,051 37,051 Development Limited Anatolia Minerals Common Shares Lister, Richard L. 4 29/12/2010 51 5.1 57,186 16,135 Development Limited Anatolia Minerals Common Shares Lister, Richard L. 4 29/12/2010 51 2 130,625 73,439 Development Limited Anatolia Minerals DSU Lister, Richard L. 4 05/01/2011 56 14,938 2,771 Development Limited Anatolia Minerals Options Lister, Richard L. 4 29/12/2010 51 150,000 -150,000 Development Limited Anatolia Minerals Options Lister, Richard L. 4 29/12/2010 51 100,000 -50,000 Development Limited Anatolia Minerals Options Lister, Richard L. 4 29/12/2010 51 0 -100,000 Development Limited Andean Resources Limited Common Shares Bolitho, Barry Colin 4 30/12/2010 36 0 -1,030,514
Andean Resources Limited Common Shares Bolitho, Barry Colin 4 30/12/2010 36 0 -68,339
Andean Resources Limited Common Shares Hubert, wayne 5 30/12/2010 36 0 -2,288,110
Andean Resources Limited Options Hubert, wayne 5 30/12/2010 38 0 -106,260
Andean Resources Limited Common Shares Hume, Vincent Ian 4 30/12/2010 36 -185,250
Andean Resources Limited Common Shares Hume, Vincent Ian 4 30/12/2010 36 -185,250
Andean Resources Limited Common Shares Lorson, Richard Carl 4 30/12/2010 36 0 -105,250
Andean Resources Limited Common Shares Lorson, Richard Carl 4 30/12/2010 36 0 -737,089
Andean Resources Limited Common Shares Winograd, Charles 4 30/12/2010 36 0 -187,089
Anderson Energy Ltd. Convertible Debentures Anderson, James C 4 01/09/2005 00 7.50% Convertible Unsecured Subordinated Debentures
Anderson Energy Ltd. Convertible Debentures Anderson, James C 4 31/12/2010 15 $1,000,000 $1,000,000 7.50% Convertible Unsecured Subordinated Debentures
Ansil Resources Ltd. Common Shares Micon Gold Inc. 3 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 473 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Ansil Resources Ltd. Common Shares Micon Gold Inc. 3 05/01/2011 36 602,744 602,744 Aqua-Pure Ventures Inc. Common Shares Hallman, Alan 4 29/12/2010 10 0.26 436,500 2,000 Arbor Memorial Services Inc. Common Shares Class B Rogerson, Gary Daniel 5 07/01/2011 30 26 745 59 - Non-Voting ARC Energy Trust PTU (cash based only) Anderson, Terry Michael 5 01/01/2011 22 0 -54,570 ARC Energy Trust RTU (cash based only) Anderson, Terry Michael 5 01/01/2011 22 0 -11,410 ARC Energy Trust Trust Units Anderson, Terry Michael 5 01/01/2011 22 0 -17,566 ARC Energy Trust Trust Units Anderson, Terry Michael 5 01/01/2011 22 0 -4,913 ARC Energy Trust Trust Units Anderson, Terry Michael 5 01/01/2011 22 0 -3,688 ARC Energy Trust PTU (cash based only) Carey, David Paul 5 01/01/2011 22 0 -53,530 ARC Energy Trust RTU (cash based only) Carey, David Paul 5 01/01/2011 22 0 -12,352 ARC Energy Trust Trust Units Carey, David Paul 5 01/01/2011 22 0 -66,388 ARC Energy Trust PTU (cash based only) Dafoe, P. Van R. 5 01/01/2011 22 0 -42,980 ARC Energy Trust RTU (cash based only) Dafoe, P. Van R. 5 01/01/2011 22 0 -9,760 ARC Energy Trust Trust Units Dafoe, P. Van R. 5 01/01/2011 22 0 -22,892 ARC Energy Trust RTU (cash based only) Deboni, Walter 4 01/01/2011 22 0 -14,637 ARC Energy Trust Trust Units Deboni, Walter 4 01/01/2011 22 0 -92,300 ARC Energy Trust PTU (cash based only) Dielwart, John Patrick 4, 5 01/01/2011 22 0 -175,353 ARC Energy Trust RTU (cash based only) Dielwart, John Patrick 4, 5 01/01/2011 22 0 -8,733 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 30/12/2010 36 1,440 1,440 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 30/12/2010 10 25.36 1 -1,439 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 01/01/2011 22 0 -1 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 01/01/2011 22 0 -14,412 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 01/01/2011 22 0 -17,363 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 01/01/2011 22 0 -83,675 ARC Energy Trust Trust Units Dielwart, John Patrick 4, 5 01/01/2011 22 0 -1,551 ARC Energy Trust RTU (cash based only) Dyment, Fred J. 4 01/01/2011 22 0 -12,295 ARC Energy Trust Trust Units Dyment, Fred J. 4 01/01/2011 22 0 -57,187 ARC Energy Trust PTU (cash based only) Gervais, George Edward 5 01/01/2011 22 0 -29,437 ARC Energy Trust RTU (cash based only) Gervais, George Edward 5 01/01/2011 22 0 -8,818 ARC Energy Trust PTU (cash based only) Gill, Terrence Nigel 5 01/01/2011 22 0 -53,530 ARC Energy Trust RTU (cash based only) Gill, Terrence Nigel 5 01/01/2011 22 0 -12,352 ARC Energy Trust Trust Units Gill, Terrence Nigel 5 01/01/2011 22 0 -14,375 ARC Energy Trust PTU (cash based only) Groeneveld, Neil Adrian 5 01/01/2011 22 0 -34,779 ARC Energy Trust RTU (cash based only) Groeneveld, Neil Adrian 5 01/01/2011 22 0 -7,462 ARC Energy Trust Trust Units Groeneveld, Neil Adrian 5 01/01/2011 22 0 -13,800 ARC Energy Trust RTU (cash based only) Houck, James Curtis 4 01/01/2011 22 0 -9,832 ARC Energy Trust Trust Units Houck, James Curtis 4 01/01/2011 22 0 -10,698 ARC Energy Trust Trust Units Houck, James Curtis 4 14/02/2008 00 ARC Energy Trust Trust Units Houck, James Curtis 4 22/12/2010 99 910 910 ARC Energy Trust Trust Units Houck, James Curtis 4 01/01/2011 22 0 -910 ARC Energy Trust RTU (cash based only) Kanovsky, Michael Manuel 4 01/01/2011 22 0 -9,760
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -70,000
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -17,886
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -4,120
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -92,000
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -30,000
ARC Energy Trust Trust Units Kanovsky, Michael Manuel 4 01/01/2011 22 0 -11,100
ARC Energy Trust RTU (cash based only) Kvisle, Harold N. 4 01/01/2011 22 0 -5,681 ARC Energy Trust Trust Units Kvisle, Harold N. 4 01/01/2011 22 0 -20,000 ARC Energy Trust RTU (cash based only) O'Neill, Kathleen M. 4 01/01/2011 22 0 -5,497 ARC Energy Trust Trust Units O'Neill, Kathleen M. 4 01/01/2011 22 0 -10,599 ARC Energy Trust RTU (cash based only) Pinder, Herbert 4 01/01/2011 22 0 -11,097 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2006 00 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2006 00 476 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2011 22 0 -18,990 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2011 22 0 -459 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2011 22 0 -19,000 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2011 22 0 -330 ARC Energy Trust Trust Units Pinder, Herbert 4 01/01/2011 22 0 -476 ARC Energy Trust PTU (cash based only) Roberts, Allan Ross 5 01/01/2011 22 0 -27,438 ARC Energy Trust RTU (cash based only) Roberts, Allan Ross 5 01/01/2011 22 0 -8,309 ARC Energy Trust PTU (cash based only) Sinclair, Steven William 5 01/01/2011 22 0 -77,344 ARC Energy Trust RTU (cash based only) Sinclair, Steven William 5 01/01/2011 22 0 -8,887 ARC Energy Trust Trust Units Sinclair, Steven William 5 01/01/2011 22 0 -230 ARC Energy Trust PTU (cash based only) Stadnyk, Myron Maurice 5 01/01/2011 22 0 -114,354
January 14, 2011 (2011) 34 OSCB 474 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARC Energy Trust RTU (cash based only) Stadnyk, Myron Maurice 5 01/01/2011 22 0 -12,154 ARC Energy Trust Trust Units Stadnyk, Myron Maurice 5 01/01/2011 22 0 -168,652 ARC Energy Trust RTU (cash based only) Van Wielingen, Mac 4 01/01/2011 22 0 -22,391 Howard ARC Energy Trust Trust Units Van Wielingen, Mac 4 01/01/2011 22 0 -14,821 Howard ARC Energy Trust Trust Units Van Wielingen, Mac 4 01/01/2011 22 0 -50,965 Howard ARC Resources Ltd. Exchangeable Shares Anderson, Terry Michael 5 01/01/2011 22 0 -1,088 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 00 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 22 17,566 17,566 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 22 20,712 3,146 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 00 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 22 4,913 4,913 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 00 ARC Resources Ltd. Common Shares Anderson, Terry Michael 5 01/01/2011 22 3,688 3,688 ARC Resources Ltd. Performance Share Units Anderson, Terry Michael 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Anderson, Terry Michael 5 01/01/2011 22 54,570 54,570 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Anderson, Terry Michael 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Anderson, Terry Michael 5 01/01/2011 22 11,410 11,410 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Carey, David Paul 5 01/01/2011 22 0 -26,736 ARC Resources Ltd. Common Shares Carey, David Paul 5 01/01/2011 00 ARC Resources Ltd. Common Shares Carey, David Paul 5 01/01/2011 22 66,388 66,388 ARC Resources Ltd. Common Shares Carey, David Paul 5 01/01/2011 22 143,698 77,310 ARC Resources Ltd. Performance Share Units Carey, David Paul 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Carey, David Paul 5 01/01/2011 22 53,530 53,530 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Carey, David Paul 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Carey, David Paul 5 01/01/2011 22 12,352 12,352 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Dafoe, P. Van R. 5 01/01/2011 22 0 -3,841 ARC Resources Ltd. Common Shares Dafoe, P. Van R. 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dafoe, P. Van R. 5 01/01/2011 22 22,892 22,892 ARC Resources Ltd. Common Shares Dafoe, P. Van R. 5 01/01/2011 22 33,999 11,107 ARC Resources Ltd. Performance Share Units Dafoe, P. Van R. 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Dafoe, P. Van R. 5 01/01/2011 22 42,980 42,980 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Dafoe, P. Van R. 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Dafoe, P. Van R. 5 01/01/2011 22 9,760 9,760 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Deboni, Walter 4 01/01/2011 00 ARC Resources Ltd. Common Shares Deboni, Walter 4 01/01/2011 22 92,300 92,300 ARC Resources Ltd. Restricted Share Units Deboni, Walter 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Deboni, Walter 4 01/01/2011 22 14,639 14,639 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Dielwart, John Patrick 4, 5 01/01/2011 22 0 -59,384 ARC Resources Ltd. Exchangeable Shares Dielwart, John Patrick 4, 5 30/12/2010 36 19,875 -500 ARC Resources Ltd. Exchangeable Shares Dielwart, John Patrick 4, 5 31/12/2010 36 -500 ARC Resources Ltd. Exchangeable Shares Dielwart, John Patrick 4, 5 01/01/2011 22 0 -19,875 ARC Resources Ltd. Exchangeable Shares Dielwart, John Patrick 4, 5 01/01/2011 22 0 -17,144
January 14, 2011 (2011) 34 OSCB 475 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 1 1 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 57,472 57,471 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 14,412 14,412 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 1,551 1,551 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 17,363 17,363 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 189,079 171,716 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 00 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 83,675 83,675 ARC Resources Ltd. Common Shares Dielwart, John Patrick 5 01/01/2011 22 133,249 49,574 ARC Resources Ltd. Performance Share Units Dielwart, John Patrick 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Dielwart, John Patrick 5 01/01/2011 22 175,353 175,353 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Dielwart, John Patrick 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Dielwart, John Patrick 5 01/01/2011 22 8,733 8,733 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Dyment, Fred J. 4 01/01/2011 00 ARC Resources Ltd. Common Shares Dyment, Fred J. 4 01/01/2011 22 57,187 57,187 ARC Resources Ltd. Restricted Share Units Dyment, Fred J. 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Dyment, Fred J. 4 01/01/2011 22 12,296 12,296 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Gervais, George Edward 5 01/01/2011 22 0 -1,780 ARC Resources Ltd. Common Shares Gervais, George Edward 5 01/01/2011 00 ARC Resources Ltd. Common Shares Gervais, George Edward 5 01/01/2011 22 5,147 5,147 ARC Resources Ltd. Performance Share Units Gervais, George Edward 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Gervais, George Edward 5 01/01/2011 22 29,437 29,437 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Gervais, George Edward 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Gervais, George Edward 5 01/01/2011 22 8,819 8,819 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Gill, Terrence Nigel 5 01/01/2011 00 ARC Resources Ltd. Common Shares Gill, Terrence Nigel 5 01/01/2011 22 14,375 14,375 ARC Resources Ltd. Performance Share Units Gill, Terrence Nigel 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Gill, Terrence Nigel 5 01/01/2011 22 53,530 53,530 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Gill, Terrence Nigel 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Gill, Terrence Nigel 5 01/01/2011 22 12,352 12,352 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Groeneveld, Neil Adrian 5 01/01/2011 00 ARC Resources Ltd. Common Shares Groeneveld, Neil Adrian 5 01/01/2011 22 13,800 13,800 ARC Resources Ltd. Performance Share Units Groeneveld, Neil Adrian 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Groeneveld, Neil Adrian 5 01/01/2011 22 34,779 34,779 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Groeneveld, Neil Adrian 5 01/01/2011 00 (RSU) (Cash based only)
January 14, 2011 (2011) 34 OSCB 476 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARC Resources Ltd. Restricted Share Units Groeneveld, Neil Adrian 5 01/01/2011 22 7,462 7,462 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Houck, James Curtis 4 01/01/2011 00 ARC Resources Ltd. Common Shares Houck, James Curtis 4 01/01/2011 22 10,698 10,698 ARC Resources Ltd. Common Shares Houck, James Curtis 4 01/01/2011 00 ARC Resources Ltd. Common Shares Houck, James Curtis 4 01/01/2011 22 910 910 ARC Resources Ltd. Restricted Share Units Houck, James Curtis 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Houck, James Curtis 4 01/01/2011 22 9,832 9,832 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 70,000 70,000
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 17,886 17,886
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2010 22 4,120
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 4,120 4,120
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 3,000
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 30,000 30,000
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 92,000 92,000
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 00
ARC Resources Ltd. Common Shares Kanovsky, Michael Manuel 4 01/01/2011 22 11,100 11,100
ARC Resources Ltd. Restricted Share Units Kanovsky, Michael Manuel 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Kanovsky, Michael Manuel 4 01/01/2011 22 9,760 9,760 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Kvisle, Harold N. 4 01/01/2011 00 ARC Resources Ltd. Common Shares Kvisle, Harold N. 4 01/01/2011 22 20,000 20,000 ARC Resources Ltd. Restricted Share Units Kvisle, Harold N. 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Kvisle, Harold N. 4 01/01/2011 22 5,681 5,681 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares O'Neill, Kathleen M. 4 01/01/2011 00 ARC Resources Ltd. Common Shares O'Neill, Kathleen M. 4 01/01/2011 22 10,599 10,599 ARC Resources Ltd. Restricted Share Units O'Neill, Kathleen M. 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units O'Neill, Kathleen M. 4 01/01/2011 22 5,497 5,497 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 00 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 22 459 459 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 00 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 22 330 330 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 00 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 22 37,990 37,990 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 00 ARC Resources Ltd. Common Shares Pinder, Herbert 4 01/01/2011 22 476 476
January 14, 2011 (2011) 34 OSCB 477 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARC Resources Ltd. Restricted Share Units Pinder, Herbert 4 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Pinder, Herbert 4 01/01/2011 22 11,097 11,097 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Roberts, Allan Ross 5 01/01/2011 00 ARC Resources Ltd. Performance Share Units Roberts, Allan Ross 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Roberts, Allan Ross 5 01/01/2011 22 27,438 27,438 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Roberts, Allan Ross 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Roberts, Allan Ross 5 01/01/2011 22 8,290 8,290 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Sinclair, Steven William 5 01/01/2011 22 0 -44,910 ARC Resources Ltd. Exchangeable Shares Sinclair, Steven William 5 01/01/2011 22 0 -5,950 ARC Resources Ltd. Common Shares Sinclair, Steven William 5 01/01/2011 00 ARC Resources Ltd. Common Shares Sinclair, Steven William 5 01/01/2011 22 230 230 ARC Resources Ltd. Common Shares Sinclair, Steven William 5 01/01/2011 22 130,093 129,863 ARC Resources Ltd. Common Shares Sinclair, Steven William 5 01/01/2011 00 ARC Resources Ltd. Common Shares Sinclair, Steven William 5 01/01/2011 22 17,205 17,205 ARC Resources Ltd. Performance Share Units Sinclair, Steven William 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Sinclair, Steven William 5 01/01/2011 22 77,344 77,344 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Sinclair, Steven William 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Sinclair, Steven William 5 01/01/2011 22 8,887 8,887 (RSU) (Cash based only)
ARC Resources Ltd. Common Shares Stadnyk, Myron Maurice 5 01/01/2011 00 ARC Resources Ltd. Common Shares Stadnyk, Myron Maurice 5 01/01/2011 22 3,149 3,149 ARC Resources Ltd. Common Shares Stadnyk, Myron Maurice 5 01/01/2011 00 ARC Resources Ltd. Common Shares Stadnyk, Myron Maurice 5 01/01/2011 22 165,503 165,503 ARC Resources Ltd. Performance Share Units Stadnyk, Myron Maurice 5 01/01/2011 00 (PSU) (Cash based only)
ARC Resources Ltd. Performance Share Units Stadnyk, Myron Maurice 5 01/01/2011 22 114,354 114,354 (PSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Stadnyk, Myron Maurice 5 01/01/2011 00 (RSU) (Cash based only)
ARC Resources Ltd. Restricted Share Units Stadnyk, Myron Maurice 5 01/01/2011 22 12,154 12,154 (RSU) (Cash based only)
ARC Resources Ltd. Exchangeable Shares Van Wielingen, Mac 4 01/01/2011 22 0 -256,788 Howard ARC Resources Ltd. Exchangeable Shares Van Wielingen, Mac 4 01/01/2011 22 0 -3,500 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 00 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 22 14,821 14,821 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 22 757,354 742,533 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 00 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 22 50,965 50,965 Howard ARC Resources Ltd. Common Shares Van Wielingen, Mac 4 01/01/2011 22 61,086 10,121 Howard ARC Resources Ltd. Restricted Share Units Van Wielingen, Mac 4 01/01/2011 00 (RSU) (Cash based only) Howard
January 14, 2011 (2011) 34 OSCB 478 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARC Resources Ltd. Restricted Share Units Van Wielingen, Mac 4 01/01/2011 22 22,393 22,393 (RSU) (Cash based only) Howard
Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 04/01/2011 51 1 721,887 117,500 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 04/01/2011 51 1.6 928,887 207,000 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 04/01/2011 51 2.5 995,887 67,000 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 04/01/2011 51 3.05 1,004,387 8,500 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 04/01/2011 10 5.47 604,387 -400,000 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 07/01/2011 51 1.6 207,000 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 07/01/2011 51 2.5 67,000 Arcan Resources Ltd. Common Shares Gilmet, Edward John 5 07/01/2011 51 3.05 8,500 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 1 1,342,500 -117,500 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 1.6 1,135,500 -207,000 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 2.5 1,068,500 -67,000 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 3.05 1,060,000 -8,500 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 1 117,500 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 51 1 117,500 Arcan Resources Ltd. Options Gilmet, Edward John 5 04/01/2011 50 5.5 1,460,000 400,000 Arctic Hunter Uranium Inc. Common Shares Hall, Robert 4, 5 31/12/2010 10 0.19 338,000 1,000 Arctic Hunter Uranium Inc. Common Shares Hall, Robert 4, 5 31/12/2010 10 0.17 338,500 500 Arctic Hunter Uranium Inc. Common Shares Hall, Robert 4, 5 04/01/2011 10 0.2 339,500 1,000 Arcus Development Group Common Shares Blythe, Marc Girthon 4 05/01/2011 10 0.23 13,500 9,500 Inc. Arcus Development Group Common Shares Joe Dwek Management 3 29/12/2010 10 0.25 3,424,112 -131,000 Inc. Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 24/12/2010 10 0.35 218,500 -40,500 Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 31/12/2010 10 0.3882 68,500 -150,000 Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.4118 0 -68,500 Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 25/11/2010 10 0.36 3,213,500 -15,000 Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 29/12/2010 10 0.34 3,163,500 -50,000 Consultants 2007 Inc. Argex Mining Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.42 3,083,500 -80,000 Consultants 2007 Inc. Argonaut Gold Inc. Common Shares Libra Advisors, LLC 3 30/12/2010 10 4.4422 6,489,301 -38,000 Argonaut Gold Inc. Common Shares Libra Advisors, LLC 3 31/12/2010 10 4.6069 6,464,101 -25,200 Argonaut Gold Inc. Common Shares Libra Advisors, LLC 3 31/12/2010 10 4.1265 6,445,801 -18,300 Argonaut Gold Inc. Common Shares Libra Advisors, LLC 3 04/01/2011 10 4.8087 6,436,801 -9,000 Argonaut Gold Inc. Common Shares Libra Advisors, LLC 3 05/01/2011 10 4.705 6,429,801 -7,000 Argosy Energy Inc. Common Shares George, Norm 5 29/12/2009 10 2.25 279,003 11,500 Argosy Energy Inc. Common Shares George, Norm 5 23/11/2010 10 2.09 135,709 200 Argosy Energy Inc. Common Shares George, Norm 5 23/12/2010 10 2.14 139,507 1,100 Argosy Energy Inc. Common Shares George, Norm 5 23/12/2010 10 2.12 139,707 200 Argosy Energy Inc. Common Shares George, Norm 5 24/12/2010 10 2.14 140,207 500 Argosy Energy Inc. Common Shares George, Norm 5 29/12/2010 10 2.2 143,907 3,700 Argosy Energy Inc. Common Shares George, Norm 5 29/12/2010 10 2.24 145,407 1,500 Argosy Energy Inc. Common Shares George, Norm 5 29/12/2010 10 2.35 153,407 8,000 Argosy Energy Inc. Common Shares George, Norm 5 30/12/2010 10 2.35 156,407 3,000 Argosy Energy Inc. Common Shares George, Norm 5 06/01/2011 10 2.49 166,407 10,000 ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 05/01/2011 10 0.44 0 -1,500,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 1,130,000 1,130,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 270,000 270,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 550,000 550,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 300,000 300,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc.
January 14, 2011 (2011) 34 OSCB 479 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 800,000 800,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 23/08/2010 00 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Common Shares Joe Dwek Management 3 30/12/2010 11 0.5 750,000 750,000 CORP. Consultants 2007 Inc. ARMISTICE RESOURCES Warrants Common Share Joe Dwek Management 3 23/08/2010 00 CORP. Purchase Warrants Consultants 2007 Inc.
ARMISTICE RESOURCES Warrants Common Share Joe Dwek Management 3 30/12/2010 11 0.45 247,000 247,000 CORP. Purchase Warrants Consultants 2007 Inc.
ARMISTICE RESOURCES Common Shares O'Donnell, James Francis 4 30/12/2010 16 0.5 3,530,000 400,000 CORP. Armtec Infrastructure Inc. Common Shares Adams, Ronald 4 01/01/2011 00 105,587 Armtec Infrastructure Inc. Common Shares Boutcher, Carrie 5 01/01/2011 00 3,747 Armtec Infrastructure Inc. Common Shares Caron, Eric 5 01/01/2011 00 3,221 Armtec Infrastructure Inc. Common Shares Carter, Douglas Owen Boyd 5 01/01/2011 00
Armtec Infrastructure Inc. Common Shares Carter, Douglas Owen Boyd 5 01/01/2011 00 425
Armtec Infrastructure Inc. Common Shares Dowd, Nicholas 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Finlay, Shane 5 01/01/2011 00 417 Armtec Infrastructure Inc. Common Shares Finlay, Shane 5 01/01/2011 00 18,204 Armtec Infrastructure Inc. Common Shares Finlay, Shane 5 01/01/2011 00 717 Armtec Infrastructure Inc. Common Shares Jamieson, Brian W. 4 01/01/2011 00 1,426 Armtec Infrastructure Inc. Common Shares Jamieson, Brian W. 4 01/01/2011 00 574 Armtec Infrastructure Inc. Common Shares Johnson, David 5 01/01/2011 00 279 Armtec Infrastructure Inc. Common Shares Johnson, David 5 01/01/2011 00 279 Armtec Infrastructure Inc. Common Shares Kissick, Lisa 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Kissick, Lisa 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Kissick, Lisa 5 01/01/2011 00 1,000 Armtec Infrastructure Inc. Common Shares Kissick, Lisa 5 01/01/2011 36 1,396 396 Armtec Infrastructure Inc. Common Shares Lespérance, Yvon Joseph 5 01/01/2011 00 2,952 Maurice Gérard Armtec Infrastructure Inc. Common Shares MacPherson, David Brian 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Newell, James 5 01/01/2011 00 4,904 Armtec Infrastructure Inc. Common Shares Phillips, Charles Martin 4, 5 01/01/2011 00 100 Armtec Infrastructure Inc. Common Shares Phillips, Charles Martin 4, 5 01/01/2011 00 126,747 Armtec Infrastructure Inc. Common Shares Pinks, Gregory 5 01/01/2011 00 1,760 Armtec Infrastructure Inc. Common Shares Quail, Peter Richard 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Quail, Peter Richard 5 01/01/2011 00 Armtec Infrastructure Inc. Common Shares Quail, Peter Richard 5 01/01/2011 00 260 Armtec Infrastructure Inc. Common Shares Richardson, John Everett 4 01/01/2011 00 5,200 Armtec Infrastructure Inc. Common Shares Richardson, John Everett 4 01/01/2011 00 2,600 Armtec Infrastructure Inc. Common Shares Richardson, John Everett 4 01/01/2011 00 230 Armtec Infrastructure Inc. Common Shares Skea, Michael 4 01/01/2011 00 10,000 Armtec Infrastructure Inc. Common Shares Walton, Anthony 5 01/01/2011 00 2,109 Armtec Infrastructure Inc. Common Shares Wright, Robert James 4 01/01/2011 00 15,000 Armtec Infrastructure Inc. Common Shares Wright, Robert James 4 01/01/2011 00 15,000 Armtec Infrastructure Inc. Common Shares Young, Kevin 5 01/01/2011 00 4,745 Armtec Infrastructure Income Trust Units Adams, Ronald 4, 7 31/12/2010 36 0 -105,587 Fund Armtec Infrastructure Income Trust Units Boutcher, Carrie 7 31/12/2010 97 15.78 3,747 1,763 Fund Armtec Infrastructure Income Trust Units Boutcher, Carrie 7 31/12/2010 36 0 -3,747 Fund Armtec Infrastructure Income Trust Units Caron, Eric 5 31/12/2010 97 15.78 3,221 280 Fund Armtec Infrastructure Income Trust Units Caron, Eric 5 01/01/2011 36 0 -3,221 Fund Armtec Infrastructure Income Trust Units Carter, Douglas Owen Boyd 7 31/12/2010 36 0 -300 Fund Armtec Infrastructure Income Trust Units Carter, Douglas Owen Boyd 7 31/12/2010 97 125 125 Fund Armtec Infrastructure Income Trust Units Carter, Douglas Owen Boyd 7 31/12/2010 36 0 -125 Fund Armtec Infrastructure Income Trust Units Finlay, Shane 7 31/12/2010 36 0 -417 Fund Armtec Infrastructure Income Trust Units Finlay, Shane 7 31/12/2010 36 0 -18,204 Fund Armtec Infrastructure Income Trust Units Finlay, Shane 7 31/12/2010 36 0 -717 Fund
January 14, 2011 (2011) 34 OSCB 480 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Armtec Infrastructure Income Trust Units Jamieson, Brian W. 4 31/12/2010 36 0 -1,426 Fund Armtec Infrastructure Income Trust Units Jamieson, Brian W. 4 31/12/2010 36 0 -574 Fund Armtec Infrastructure Income Trust Units Johnson, David 7 31/12/2010 97 279 29 Fund Armtec Infrastructure Income Trust Units Johnson, David 7 31/12/2010 36 0 -279 Fund Armtec Infrastructure Income Trust Units Johnson, David 7 31/12/2010 97 279 29 Fund Armtec Infrastructure Income Trust Units Johnson, David 7 31/12/2010 36 0 -279 Fund Armtec Infrastructure Income Trust Units Kissick, Lisa 7 31/12/2010 36 0 -1,000 Fund Armtec Infrastructure Income Trust Units Kissick, Lisa 7 31/12/2010 97 15.78 396 396 Fund Armtec Infrastructure Income Trust Units Kissick, Lisa 7 31/12/2010 36 0 -396 Fund Armtec Infrastructure Income Trust Units Lespérance, Yvon Joseph 7 31/12/2010 36 0 -1,433 Fund Maurice Gérard Armtec Infrastructure Income Trust Units Lespérance, Yvon Joseph 7 31/12/2010 97 15.78 1,519 1,519 Fund Maurice Gérard Armtec Infrastructure Income Trust Units Lespérance, Yvon Joseph 7 31/12/2010 36 0 -1,519 Fund Maurice Gérard Armtec Infrastructure Income Trust Units Newell, James 7 31/12/2010 73 15.78 1,956 Fund Armtec Infrastructure Income Trust Units Newell, James 7 31/12/2010 73 15.78 1,956 Fund Armtec Infrastructure Income Trust Units Newell, James 7 31/12/2010 97 15.78 4,904 1,956 Fund Armtec Infrastructure Income Trust Units Newell, James 7 31/12/2010 36 0 -4,904 Fund Armtec Infrastructure Income Trust Units Phillips, Charles Martin 7 31/12/2010 36 0 -100 Fund Armtec Infrastructure Income Trust Units Phillips, Charles Martin 7 31/12/2010 97 15.78 126,747 6,710 Fund Armtec Infrastructure Income Trust Units Phillips, Charles Martin 7 31/12/2010 36 0 -126,747 Fund Armtec Infrastructure Income Trust Units Pinks, Gregory 7 31/12/2010 97 15.78 1,760 1,091 Fund Armtec Infrastructure Income Trust Units Pinks, Gregory 7 31/12/2010 36 0 -1,760 Fund Armtec Infrastructure Income Trust Units Quail, Peter Richard 7 30/06/2009 00 Fund Armtec Infrastructure Income Trust Units Quail, Peter Richard 7 31/12/2010 97 15.9 396 Fund Armtec Infrastructure Income Trust Units Quail, Peter Richard 7 31/12/2010 97 15.9 260 260 Fund Armtec Infrastructure Income Trust Units Quail, Peter Richard 7 31/12/2010 36 -136 -396 Fund Armtec Infrastructure Income Armtec Exchangeable Rerup, Hans J. 7 31/12/2010 36 0 -208,855 Fund Partnership Class B Units
Armtec Infrastructure Income Trust Units Richardson, John Everett 4 31/12/2010 36 0 -5,200 Fund Armtec Infrastructure Income Trust Units Richardson, John Everett 4 31/12/2010 36 0 -2,600 Fund Armtec Infrastructure Income Trust Units Richardson, John Everett 4 31/12/2010 36 0 -2,300 Fund Armtec Infrastructure Income Trust Units Skea, Michael 4 31/12/2010 36 0 -10,000 Fund Armtec Infrastructure Income Trust Units Walton, Anthony 7 31/12/2010 97 15.78 2,109 1,229 Fund Armtec Infrastructure Income Trust Units Walton, Anthony 7 31/12/2010 36 0 -2,109 Fund Armtec Infrastructure Income Trust Units Wright, Robert James 4, 5 31/12/2010 36 0 -15,000 Fund Armtec Infrastructure Income Trust Units Wright, Robert James 4, 5 31/12/2010 36 0 -15,000 Fund Armtec Infrastructure Income Trust Units Young, Kevin 7 03/12/2008 10 12.26 1,800 Fund
January 14, 2011 (2011) 34 OSCB 481 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Armtec Infrastructure Income Trust Units Young, Kevin 7 03/12/2008 10 12.26 1,800 1,800 Fund Armtec Infrastructure Income Trust Units Young, Kevin 7 31/12/2010 97 15.78 4,745 1,942 Fund Armtec Infrastructure Income Trust Units Young, Kevin 7 31/12/2010 36 0 -4,745 Fund Artek Exploration Ltd. Common Shares Anderson, Darcy Ray 5 31/12/2010 30 1.23 149,625 12,625 Artek Exploration Ltd. Common Shares Andrews, Peter 5 31/12/2010 30 1.23 118,301 12,471 Artek Exploration Ltd. Common Shares Frolek, Gregory Todd 5 31/12/2010 30 1.23 114,548 12,107 Artek Exploration Ltd. Common Shares Metcalfe, Darryl Francis 5 31/12/2010 30 1.23 4,167,137 13,623 Hugh Artek Exploration Ltd. Common Shares Nociar, Bruce Allan 5 31/12/2010 30 1.23 27,471 12,471 Artek Exploration Ltd. Common Shares Sacheli, Anthony 5 31/12/2010 30 1.23 299,659 12,183 Artek Exploration Ltd. Common Shares Swertz, Jennifer Marie 5 31/12/2010 30 1.23 636,171 12,625 Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 02/12/2010 38 41.58 6,830,139 6,000 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 03/12/2010 38 41.5 6,919,639 89,500 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 06/12/2010 38 41.96 6,921,539 1,900 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 07/12/2010 38 41.99 6,922,439 900 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 08/12/2010 38 41.99 6,932,439 10,000 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 09/12/2010 38 41.961 6,938,639 6,200 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 10/12/2010 38 42 7,062,239 123,600 A Astral Media Inc. Non-Voting Shares Class Astral Media Inc. 1 14/12/2010 38 41.956 7,096,439 34,200 A Astral Media Inc. Unités d'actions Beutel, Austin Cecil 4 04/01/2011 56 42 6,241 774 différées/Deferred Share Units Astral Media Inc. Unités d'actions Bronfman, Paul Arthur 4 04/01/2011 56 42 8,357 595 différées/Deferred Share Units Astral Media Inc. Unités d'actions Cockwell, Jack Lynn 4 04/01/2011 56 42 4,977 595 différées/Deferred Share Units Astral Media Inc. Unités d'actions Cohon, George Alan 4 04/01/2011 56 42 10,129 684 différées/Deferred Share Units Astral Media Inc. Unités d'actions Godfrey, Paul Victor 4 04/01/2011 56 42 8,887 595 différées/Deferred Share Units Astral Media Inc. Unités d'actions Greenberg, Stephen 4 04/01/2011 56 42 7,355 596 différées/Deferred Share Units Astral Media Inc. Unités d'actions Horn, Sidney M. 4, 6 04/01/2011 56 42 9,062 596 différées/Deferred Share Units Astral Media Inc. Unités d'actions Jérôme-Forget, Monique 4 04/01/2011 56 42 595 595 différées/Deferred Share Units Astral Media Inc. Unités d'actions Mulroney, Mila 4 04/01/2011 56 42 8,357 595 différées/Deferred Share Units Astral Media Inc. Unités d'actions Price, Timothy Robert 4 04/01/2011 56 42 8,925 863 différées/Deferred Share Units Astral Media Inc. Unités d'actions Yaffe, Phyllis 4 04/01/2011 56 42 2,057 595 différées/Deferred Share Units ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 01/12/2010 38 57.89 3,200 3,200 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 01/12/2010 38 0 -3,200 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 02/12/2010 38 58.1 6,400 6,400 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 02/12/2010 38 0 -6,400 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 03/12/2010 38 57.8 8,600 8,600 I
January 14, 2011 (2011) 34 OSCB 482 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 03/12/2010 38 0 -8,600 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 06/12/2010 38 57.76 1,100 1,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 06/12/2010 38 0 -1,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 07/12/2010 38 58.36 12,400 12,400 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 07/12/2010 38 0 -12,400 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 08/12/2010 38 58.01 8,700 8,700 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 08/12/2010 38 0 -8,700 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 09/12/2010 38 57.28 8,000 8,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 09/12/2010 38 0 -8,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 10/12/2010 38 57.17 7,300 7,300 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 10/12/2010 38 0 -7,300 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 13/12/2010 38 57.93 8,000 8,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 13/12/2010 38 0 -8,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 14/12/2010 38 58.29 3,100 3,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 14/12/2010 38 0 -3,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 15/12/2010 38 59.74 1,100 1,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 15/12/2010 38 0 -1,100 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 16/12/2010 38 60.41 12,000 12,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 16/12/2010 38 0 -12,000 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 17/12/2010 38 60.6 13,300 13,300 I ATCO LTD. Non-Voting Shares Class ATCO Ltd. 1 17/12/2010 38 0 -13,300 I ATCO LTD. Common Shares Class II Ellard, Denis M. 7 17/04/2002 00
ATCO LTD. Common Shares Class II Ellard, Denis M. 7 15/12/2010 10 60.1 100 100
ATCO LTD. Non-Voting Shares Class Ellard, Denis M. 7 15/12/2010 10 60.1 100 I ATCO LTD. Rights 40.34 (SAR) Wilmot, Harry G. 5 06/01/2011 59 0 -5,000 Athabasca Minerals Inc. Common Shares Athabasca Minerals Inc 1 31/12/2010 38 0.25 869,000 20,000 Athabasca Minerals Inc. Common Shares Athabasca Minerals Inc 1 06/01/2011 38 0.25 871,000 2,000 Athabasca Minerals Inc. Common Shares Athabasca Minerals Inc 1 07/01/2011 38 0.25 874,000 3,000 Athabasca Oil Sands Corp. Common Shares Atkinson, Ian Kenneth 5 31/12/2010 90 2,277,150 20,000 Athabasca Oil Sands Corp. Common Shares Atkinson, Ian Kenneth 5 31/12/2010 90 200,000 -20,000 Athabasca Oil Sands Corp. Common Shares Bruce, Robert Thomas 5 31/12/2010 90 140,953 15,000 Athabasca Oil Sands Corp. Common Shares Bruce, Robert Thomas 5 31/12/2010 90 256,667 -15,000 Athabasca Oil Sands Corp. Common Shares Harding, Jason Robert 5 31/12/2010 90 108,417 6,250 Athabasca Oil Sands Corp. Common Shares Harding, Jason Robert 5 31/12/2010 90 202,083 -6,250 Athabasca Oil Sands Corp. Common Shares Schenkenberger, Anne 5 31/12/2010 90 51,258 3,125 Terese Athabasca Oil Sands Corp. Common Shares Schenkenberger, Anne 5 31/12/2010 90 96,042 -3,125 Terese Athabasca Oil Sands Corp. Common Shares Sullivan, Laura Alice 5 31/12/2010 90 87,900 10,000 Athabasca Oil Sands Corp. Common Shares Sullivan, Laura Alice 5 31/12/2010 90 165,000 -10,000 Athabasca Oil Sands Corp. Common Shares Svarte, Sveinung 4 01/01/2011 90 13,475,000 150,000 Athabasca Oil Sands Corp. Common Shares Svarte, Sveinung 4 01/01/2011 90 150,000 -150,000 Athabasca Oil Sands Corp. Common Shares Verdonck, Donald Bruce 5 31/12/2010 90 168,600 20,000 Athabasca Oil Sands Corp. Common Shares Verdonck, Donald Bruce 5 31/12/2010 90 340,000 -20,000 Atlantic Power Corporation Deferred Share Units HARTWICK, KENNETH 4 31/12/2010 56 50,805 2,397
Atlantic Power Corporation Deferred Share Units Nichols, Holli 4 31/12/2010 56 1,180 571
January 14, 2011 (2011) 34 OSCB 483 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Atlas Financial Holdings, Inc. Common Shares DiMaggio, Leslie Patterson 7 31/12/2010 00 116,495
Atlas Financial Holdings, Inc. Warrants 144a sub DiMaggio, Leslie Patterson 7 31/12/2010 00 116,495 receipt Atlas Financial Holdings, Inc. Common Shares Giles, Bruce Wayne 7 31/12/2010 00 101,300
Atlas Financial Holdings, Inc. Warrants 144a sub Giles, Bruce Wayne 7 31/12/2010 00 101,300 receipt Atlas Financial Holdings, Inc. Common Shares Kupinsky, Jordan 4 29/12/2010 11 1,100,000 1,000,000
Atlas Financial Holdings, Inc. Common Shares Kupinsky, Jordan 4 29/12/2010 37 110,000 -990,000
Atlas Financial Holdings, Inc. Options Kupinsky, Jordan 4 29/12/2010 37 32,100 -288,900
Atlas Financial Holdings, Inc. Common Shares Pratt, Gordon Graham 4 31/12/2010 00 1,144,650
Atlas Financial Holdings, Inc. Warrants 144a sub Pratt, Gordon Graham 4 31/12/2010 00 1,144,650 receipts Atlas Financial Holdings, Inc. Common Shares Romano, Paul 5 31/12/2010 00 101,300
Atlas Financial Holdings, Inc. Warrants 144a sub Romano, Paul 5 31/12/2010 00 101,300 receipt Atlas Financial Holdings, Inc. Common Shares Shugrue, Joseph Raymond 7 31/12/2010 00 126,625
Atlas Financial Holdings, Inc. Warrants 144a sub Shugrue, Joseph Raymond 7 31/12/2010 00 126,625 receipt Atlas Financial Holdings, Inc. Common Shares Wollney, Scott David 5 31/12/2010 00 471,045
Atlas Financial Holdings, Inc. Warrants 144a sub Wollney, Scott David 5 31/12/2010 00 471,045 receipt Atrium Innovations Inc. OTC Calls (including Fonds de solidarité FTQ 3 06/01/2011 70 -150,000 Private Options to Purchase) Put (2010-01- 05) Atrium Innovations Inc. OTC Calls (including Fonds de solidarité FTQ 3 06/01/2011 73 0 -150,000 Private Options to Purchase) Put (2010-01- 05) Atrium Innovations Inc. OTC Puts (including Fonds de solidarité FTQ 3 06/01/2011 70 150,000 Private Options to Sell) Call (2010-01-05) Atrium Innovations Inc. OTC Puts (including Fonds de solidarité FTQ 3 06/01/2011 73 0 150,000 Private Options to Sell) Call (2010-01-05) Atrium Innovations Inc. OTC Puts (including Fonds de solidarité FTQ 3 06/01/2011 70 150,000 Private Options to Sell) Put (2010-01-05) Atrium Innovations Inc. OTC Puts (including Fonds de solidarité FTQ 3 06/01/2011 73 0 150,000 Private Options to Sell) Put (2010-01-05) Augen Gold Corp. Common Shares Joe Dwek Management 3 05/01/2011 10 0.42 1,023,635 -110,000 Consultants 2007 Inc. Aura Silver Resources Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.5 600,000 -150,000 Consultants 2007 Inc. Aurcana Corporation Common Shares Netolitzky, Ronald Kort 4 31/12/2010 10 0.76 3,993,540 -118,500 Aurcana Corporation Common Shares Netolitzky, Ronald Kort 4 31/12/2010 10 0.76 3,912,040 -81,500 Aurcana Corporation Common Shares Netolitzky, Ronald Kort 4 04/01/2011 10 0.8 3,812,040 -100,000 Aurcana Corporation Common Shares Netolitzky, Ronald Kort 4 04/01/2011 10 0.7 3,712,040 -100,000 Aurcana Corporation Common Shares Netolitzky, Ronald Kort 4 06/01/2011 10 0.8 3,612,040 -100,000 Aurcana Corporation Warrants Thiessen, Tim 5 31/12/2010 10 0.4 150,000 -50,000 AurCrest Gold Inc. Options Farr, J. Errol 5 03/12/2010 37 190,000 -760,000 Auric Development Options Findlay, Robert Menzies 4, 5 04/01/2011 50 400,000 400,000 Corporation Auric Development Common Shares Roberts, Gregory 4 07/01/2011 00 1,687,142 Corporation Auric Development Options Roberts, Gregory 4 07/01/2011 00 500,000 Corporation Auric Development Warrants Roberts, Gregory 4 07/01/2011 00 57,142 Corporation Auric Development Common Shares Roy, Michel 1 04/01/2010 00 80,000 Corporation
January 14, 2011 (2011) 34 OSCB 484 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Auric Development Options Roy, Michel 1 04/01/2010 00 Corporation Auric Development Options Roy, Michel 1 04/01/2011 50 0.4 200,000 200,000 Corporation Auric Development Common Shares Voisin, James Arthur 4 31/12/2010 00 1,500,000 Corporation Robert Auric Development Common Shares Voisin, James Arthur 4 04/01/2011 10 0.45 1,510,000 10,000 Corporation Robert Auric Development Options Voisin, James Arthur 4 31/12/2010 00 Corporation Robert Auric Development Options Voisin, James Arthur 4 04/01/2011 50 700,000 700,000 Corporation Robert Auric Development Common Shares Wood, Nicole Anne 5 15/12/2010 00 110,000 Corporation Auric Development Options Wood, Nicole Anne 5 15/12/2010 00 Corporation Auric Development Options Wood, Nicole Anne 5 04/01/2011 50 150,000 150,000 Corporation Auriga Gold Corp. (formerly, Common Shares BARRICK GOLD 3 23/12/2010 00 Ursa Major International Inc.) CORPORATION
Auriga Gold Corp. (formerly, Common Shares BARRICK GOLD 3 23/12/2010 45 0.25 4,000,000 4,000,000 Ursa Major International Inc.) CORPORATION
Automodular Corporation Common Shares Dell, Christopher 5 04/01/2011 97 0.81 24,813 12,407 (formerly Algonquin Mercantile) Automodular Corporation Common Shares Doyle, Travis 5 08/05/2008 00 (formerly Algonquin Mercantile) Automodular Corporation Common Shares Doyle, Travis 5 04/01/2011 97 0.81 12,407 12,407 (formerly Algonquin Mercantile) Automodular Corporation Common Shares Doyle, Travis 5 04/01/2011 97 0.81 12,407 (formerly Algonquin Mercantile) Automodular Corporation Common Shares Gazo, James 5 04/01/2011 97 0.81 31,813 12,407 (formerly Algonquin Mercantile) Automodular Corporation Common Shares Nutt, Christopher Stephen 5 04/01/2011 97 0.81 268,813 12,407 (formerly Algonquin Mercantile) Avala Resources Ltd. Warrants Dundee Precious Metals 3 21/12/2010 54 34,290,179 -607,125 Inc. Avala Resources Ltd. Common Shares Fennell, David 4, 5 30/12/2010 10 1.35 1,417,375 10,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 04/01/2011 90 8 450,000 150,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 04/01/2011 90 8 300,000 -150,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 04/01/2011 90 8 350,000 150,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 6.95 349,600 -400 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 6.96 337,600 -12,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 6.97 326,000 -11,600 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 6.98 316,700 -9,300 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 6.99 314,700 -2,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 7 310,000 -4,700 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 06/01/2011 10 7.15 300,000 -10,000 Avalon Rare Metals Inc. Common Shares Andersen, Robert James 5 04/01/2011 90 8 0 -150,000 Avalon Rare Metals Inc. Common Shares Bubar, Donald Stephen 4, 5 05/01/2011 10 7.48 1,222,000 -30,000 Avalon Rare Metals Inc. Common Shares Bubar, Donald Stephen 4, 5 05/01/2011 10 7.4 1,202,000 -20,000 Avalon Rare Metals Inc. Common Shares Bubar, Donald Stephen 4, 5 06/01/2011 10 6.69 1,152,000 -50,000 Avalon Rare Metals Inc. Common Shares Bubar, Donald Stephen 4, 5 06/01/2011 10 6.45 1,102,000 -50,000 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 05/01/2011 51 2.35 12,000 12,000 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 07/01/2011 10 6.52 9,700 -2,300 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 07/01/2011 10 6.51 7,100 -2,600 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 07/01/2011 10 6.5 3,500 -3,600 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 07/01/2011 10 6.49 900 -2,600 Avalon Rare Metals Inc. Common Shares Hu, Xi Hong 5 07/01/2011 10 6.48 0 -900 Avalon Rare Metals Inc. Options Hu, Xi Hong 5 05/01/2011 51 2.35 113,000 -12,000 Avalon Rare Metals Inc. Common Shares May, Charlotte Mary-Anne 5 01/11/2009 00
Avalon Rare Metals Inc. Common Shares May, Charlotte Mary-Anne 5 04/01/2011 51 2.35 25,000 25,000
Avalon Rare Metals Inc. Common Shares May, Charlotte Mary-Anne 5 04/01/2011 10 7.54 0 -25,000
January 14, 2011 (2011) 34 OSCB 485 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Avalon Rare Metals Inc. Options May, Charlotte Mary-Anne 5 04/01/2011 51 2.35 75,000 -25,000
Avanti Mining Inc. Common Shares SeAH Holdings Corp. 3 30/12/2010 00 53,803,078 Avcorp Industries Inc. Common Shares Scholz, Michael Curt 3 31/12/2010 10 0.115 27,073,698 -100,000 AvenEx Energy Corp. Options Balderston, Dennis Blair 4 01/01/2011 00 AvenEx Energy Corp. Options Balderston, Dennis Blair 4 01/01/2011 00 AvenEx Energy Corp. Options Balderston, Dennis Blair 4 01/01/2011 22 36,000 36,000 AvenEx Energy Corp. Common Shares Butler, David Earl 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Butler, David Earl 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Butler, David Earl 4 01/01/2011 22 88,666 88,666 AvenEx Energy Corp. Options Butler, David Earl 4 01/01/2011 00 AvenEx Energy Corp. Options Butler, David Earl 4 01/01/2011 00 AvenEx Energy Corp. Options Butler, David Earl 4 01/01/2011 22 141,600 141,600 AvenEx Energy Corp. Common Shares Chow, Stuart Yiu Foon 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Chow, Stuart Yiu Foon 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Chow, Stuart Yiu Foon 4 01/01/2011 22 58,981 58,981 AvenEx Energy Corp. Options Chow, Stuart Yiu Foon 4 01/01/2011 00 AvenEx Energy Corp. Options Chow, Stuart Yiu Foon 4 01/01/2011 00 AvenEx Energy Corp. Options Chow, Stuart Yiu Foon 4 01/01/2011 22 141,600 141,600 AvenEx Energy Corp. Common Shares Clarke Inc. 3 01/01/2011 00 AvenEx Energy Corp. Common Shares Clarke Inc. 3 01/01/2011 36 6,036,300 6,036,300 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 22 46,745 46,745 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Dundas, Gary 4, 5 31/12/2010 22 244,871 244,871 AvenEx Energy Corp. Options Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Options Dundas, Gary 4, 5 31/12/2010 00 AvenEx Energy Corp. Options Dundas, Gary 4, 5 31/12/2010 22 468,800 468,800 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 22 239,450 239,450 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 22 46,745 46,745 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Gallacher, William 4, 5 31/12/2010 22 306,017 306,017 AvenEx Energy Corp. Options Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Options Gallacher, William 4, 5 31/12/2010 00 AvenEx Energy Corp. Options Gallacher, William 4, 5 31/12/2010 22 468,800 468,800 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 22 35,000 35,000 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 22 35,000 35,000 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Common Shares Kohn, Jeff 4 01/01/2011 22 77,050 77,050 AvenEx Energy Corp. Options Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Options Kohn, Jeff 4 01/01/2011 00 AvenEx Energy Corp. Options Kohn, Jeff 4 01/01/2011 22 141,600 141,600 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 22 37,098 37,098 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Koskimaki, Jill 5 31/12/2010 22 12,793 12,793 AvenEx Energy Corp. Options Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Options Koskimaki, Jill 5 31/12/2010 00 AvenEx Energy Corp. Options Koskimaki, Jill 5 31/12/2010 22 59,000 59,000 AvenEx Energy Corp. Common Shares Leslie, Grant 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Leslie, Grant 5 31/12/2010 00 AvenEx Energy Corp. Common Shares Leslie, Grant 5 31/12/2010 22 14,968 14,968 AvenEx Energy Corp. Options Leslie, Grant 5 31/12/2010 00 AvenEx Energy Corp. Options Leslie, Grant 5 31/12/2010 00 AvenEx Energy Corp. Options Leslie, Grant 5 31/12/2010 22 274,000 274,000 AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 486 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 22 36,500 36,500
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 22 10,000 10,000
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Common Shares MOON, ALAN CLIFFORD 4 01/01/2011 22 1,540 1,540
AvenEx Energy Corp. Options MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Options MOON, ALAN CLIFFORD 4 01/01/2011 00
AvenEx Energy Corp. Options MOON, ALAN CLIFFORD 4 01/01/2011 22 141,600 141,600
AvenEx Energy Corp. Common Shares Normandeau, Robert 6 01/01/2011 00 AvenEx Energy Corp. Common Shares Normandeau, Robert 6 01/01/2011 36 4,000 4,000 AvenEx Energy Corp. Common Shares Normandeau, Robert 6 01/01/2011 00 AvenEx Energy Corp. Common Shares Normandeau, Robert 6 01/01/2011 36 7,300 7,300 AvenEx Energy Corp. Common Shares O'Grady, Michelle 5 31/12/2010 00 AvenEx Energy Corp. Common Shares O'Grady, Michelle 5 31/12/2010 00 AvenEx Energy Corp. Common Shares O'Grady, Michelle 5 31/12/2010 22 31,942 31,942 AvenEx Energy Corp. Options O'Grady, Michelle 5 31/12/2010 00 AvenEx Energy Corp. Options O'Grady, Michelle 5 31/12/2010 00 AvenEx Energy Corp. Options O'Grady, Michelle 5 31/12/2010 22 130,800 130,800 AvenEx Energy Corp. Common Shares PELLERIN, CHARLES 6 01/01/2011 00 AvenEx Energy Corp. Common Shares PELLERIN, CHARLES 6 01/01/2011 36 1,700 1,700 AvenEx Energy Corp. Common Shares PELLERIN, CHARLES 6 01/01/2011 00 AvenEx Energy Corp. Common Shares PELLERIN, CHARLES 6 01/01/2011 36 2,700 2,700 AvenEx Energy Corp. Common Shares Rorabeck, Tim 6 01/01/2011 00 AvenEx Energy Corp. Common Shares Rorabeck, Tim 6 01/01/2011 36 10,464 10,464 Avenir Diversified Income Options Balderston, Dennis Blair 4 31/12/2010 22 0 -36,000 Trust Avenir Diversified Income Options Butler, David Earl 4 31/12/2010 22 0 -141,600 Trust Avenir Diversified Income Trust Units Butler, David Earl 4 31/12/2010 22 0 -88,666 Trust Avenir Diversified Income Options Chow, Stuart Yiu Foon 4 31/12/2010 22 0 -141,600 Trust Avenir Diversified Income Trust Units Chow, Stuart Yiu Foon 4 31/12/2010 22 0 -58,981 Trust Avenir Diversified Income Trust Units Clarke Inc. 3 01/01/2011 36 0 -6,036,300 Trust Avenir Diversified Income Exchangeable Shares Dundas, Gary 4, 5 31/12/2010 22 0 -19,187 Trust Avenir Diversified Income Options Dundas, Gary 4, 5 31/12/2010 22 0 -468,800 Trust Avenir Diversified Income Trust Units Dundas, Gary 4, 5 31/12/2010 22 0 -46,745 Trust Avenir Diversified Income Trust Units Dundas, Gary 4, 5 31/12/2010 22 0 -225,501 Trust Avenir Diversified Income Exchangeable Shares Gallacher, William 4 31/12/2010 22 0 -50,486 Trust Avenir Diversified Income Exchangeable Shares Gallacher, William 4 31/12/2010 22 0 -112,747 Trust Avenir Diversified Income Options Gallacher, William 4 31/12/2010 22 0 -468,800 Trust Avenir Diversified Income Trust Units Gallacher, William 4 31/12/2010 22 0 -188,481 Trust Avenir Diversified Income Trust Units Gallacher, William 4 31/12/2010 22 0 -46,745 Trust Avenir Diversified Income Options Kohn, Jeff 4 31/12/2010 22 0 -141,600 Trust
January 14, 2011 (2011) 34 OSCB 487 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Avenir Diversified Income Trust Units Kohn, Jeff 4 31/12/2010 22 0 -77,050 Trust Avenir Diversified Income Trust Units Kohn, Jeff 4 31/12/2010 22 0 -35,000 Trust Avenir Diversified Income Trust Units Kohn, Jeff 4 31/12/2010 22 0 -35,000 Trust Avenir Diversified Income Exchangeable Shares Koskimaki, Jill 5 31/12/2010 22 0 -12,672 Trust Avenir Diversified Income Options Koskimaki, Jill 5 31/12/2010 22 0 -59,000 Trust Avenir Diversified Income Trust Units Koskimaki, Jill 5 31/12/2010 22 0 -37,098 Trust Avenir Diversified Income Options Leslie, Grant 5 31/12/2010 22 0 -274,000 Trust Avenir Diversified Income Trust Units Leslie, Grant 5 31/12/2010 22 0 -14,968 Trust Avenir Diversified Income Options MOON, ALAN CLIFFORD 4 31/12/2010 22 0 -141,600 Trust Avenir Diversified Income Trust Units MOON, ALAN CLIFFORD 4 31/12/2010 22 0 -36,500 Trust Avenir Diversified Income Trust Units MOON, ALAN CLIFFORD 4 31/12/2010 22 0 -10,000 Trust Avenir Diversified Income Trust Units MOON, ALAN CLIFFORD 4 31/12/2010 22 0 -1,540 Trust Avenir Diversified Income Trust Units Normandeau, Robert 6 01/01/2011 36 0 -4,000 Trust Avenir Diversified Income Trust Units Normandeau, Robert 6 01/01/2011 36 0 -7,300 Trust Avenir Diversified Income Exchangeable Shares O'Grady, Michelle 5 31/12/2010 22 0 -3,575 Trust Avenir Diversified Income Options O'Grady, Michelle 5 31/12/2010 22 0 -130,800 Trust Avenir Diversified Income Trust Units O'Grady, Michelle 5 31/12/2010 22 0 -28,333 Trust Avenir Diversified Income Trust Units PELLERIN, CHARLES 6 01/01/2011 36 0 -1,700 Trust Avenir Diversified Income Trust Units PELLERIN, CHARLES 6 01/01/2011 36 0 -2,700 Trust Avenir Diversified Income Exchangeable Shares Rorabeck, Tim 6 01/01/2011 36 0 -2,240 Trust Avenir Diversified Income Trust Units Rorabeck, Tim 6 01/01/2011 36 0 -8,000 Trust Avion Gold Corporation Common Shares Humphrey, Raymond Bruce 4 27/05/2008 00
Avion Gold Corporation Common Shares Humphrey, Raymond Bruce 4 31/12/2010 51 0.29 300,000 300,000
Avion Gold Corporation Common Shares Humphrey, Raymond Bruce 4 31/12/2010 51 0.2 400,000 100,000
Avion Gold Corporation Options Humphrey, Raymond Bruce 4 31/12/2010 51 1,150,000 -300,000
Avion Gold Corporation Options Humphrey, Raymond Bruce 4 31/12/2010 51 1,050,000 -100,000
Aztech Innovations Inc. Common Shares Notman, William Hugh 4 29/12/2010 10 0.015 287,000 6,000 Azure Dynamics Corporation Options Brigstocke, Nicholas 4 01/01/2008 52 0.5 415,698 75,000
Azure Dynamics Corporation Rights Deferred Share Brigstocke, Nicholas 4 31/12/2010 56 176,301 16,129 Units Azure Dynamics Corporation Rights Deferred Share Colburn, John Brian 4 31/12/2010 56 160,838 18,145 Units Azure Dynamics Corporation Options Deacon, Donald Campbell 4 26/09/2008 52 0.48 2,345,000 235,000
Azure Dynamics Corporation Rights Deferred Share Deacon, Donald Campbell 4 31/12/2010 56 2,474,463 56,452 Units Azure Dynamics Corporation Rights Deferred Share Formisano, John Edward 4 12/10/2010 00 Units Azure Dynamics Corporation Rights Deferred Share Formisano, John Edward 4 31/12/2010 56 16,042 16,042 Units Azure Dynamics Corporation Rights Deferred Share Gouin, James Christopher 4 31/12/2010 56 213,084 20,161 Units Azure Dynamics Corporation Options Padilla, James Jerome 4 21/01/2009 50 225,000 75,000
January 14, 2011 (2011) 34 OSCB 488 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Azure Dynamics Corporation Rights Deferred Share Padilla, James Jerome 4 01/07/2008 56 363,016 121,393 Units Azure Dynamics Corporation Rights Deferred Share Padilla, James Jerome 4 31/12/2008 56 738,383 203,000 Units Azure Dynamics Corporation Rights Deferred Share Padilla, James Jerome 4 31/03/2009 56 890,790 152,407 Units Azure Dynamics Corporation Rights Deferred Share Padilla, James Jerome 4 31/12/2010 56 1,440,870 58,152 Units Azure Dynamics Corporation Options Sharp, Dennis Ambrose 4 01/01/2008 52 0.5 415,698 75,000
Azure Dynamics Corporation Options Sharp, Dennis Ambrose 4 01/01/2009 52 0.65 565,698 75,000
Azure Dynamics Corporation Rights Deferred Share Sharp, Dennis Ambrose 4 30/09/2008 56 0.15 66,667 Units Azure Dynamics Corporation Rights Deferred Share Sharp, Dennis Ambrose 4 30/09/2008 56 0.15 90,477 66,667 Units Azure Dynamics Corporation Rights Deferred Share Sharp, Dennis Ambrose 4 31/12/2010 56 306,172 16,129 Units BacTech Environmental Options Nagy, Louis Robert 5 02/12/2010 00 Corporation BacTech Environmental Options Nagy, Louis Robert 5 07/12/2010 50 0.15 300,000 300,000 Corporation BacTech Environmental Options Naster, Jay Lawrence 4 02/12/2010 00 150,000 Corporation BacTech Environmental Options Naster, Jay Lawrence 4 07/12/2010 22 151,200 1,200 Corporation BacTech Environmental Common Shares Orr, Murray Ross 7 31/12/2010 10 0.1 556,000 10,000 Corporation Baffinland Iron Mines Options stock McCloskey, Richard 4 03/01/2011 52 606,000 -27,000 Corporation Duncan Banff Rocky Mountain Limited Partnership Units Global Equity Corporation 3 31/12/2010 11 56 0 -1,920 Resort Limited Partnership Banff Rocky Mountain Limited Partnership Units Phoenix Capital Inc. 3 31/12/2010 11 56 4,505 1,920 Resort Limited Partnership Bank of Montreal Deferred Share Units Ares, Jean-Michel 5 01/12/2010 00 Bank of Montreal Deferred Share Units Ares, Jean-Michel 5 31/12/2010 56 57.28 4,806 4,806 Bank of Montreal Deferred Share Units Costello, Ellen Marie 5 09/01/2003 00 45,726 Bank of Montreal Deferred Share Units Costello, Ellen Marie 5 31/12/2010 56 57.28 6,915 Bank of Montreal Deferred Share Units Costello, Ellen Marie 5 31/12/2010 56 57.28 52,825 7,099 Bank of Montreal Deferred Share Units Downe, William 5 20/12/2002 00 130,431 Bank of Montreal Deferred Share Units Downe, William 5 31/12/2010 56 57.28 155,309 24,878 Bank of Montreal Deferred Share Units Fish, Simon Adrian 5 26/05/2008 00 Bank of Montreal Deferred Share Units Fish, Simon Adrian 5 26/05/2008 00 5,717 Bank of Montreal Deferred Share Units Fish, Simon Adrian 5 31/12/2010 56 57.28 8,729 3,012 Bank of Montreal Deferred Share Units Milroy, Thomas 5 09/09/1998 00 163,965 Bank of Montreal Deferred Share Units Milroy, Thomas 5 31/12/2010 56 57.28 177,931 13,966 Bank of Montreal Common Shares Patten, Rose 5 06/01/2011 47 58.2 29,842 -1,310 Bank of Montreal Deferred Share Units Patten, Rose 5 24/03/2002 00 93,182 Bank of Montreal Deferred Share Units Patten, Rose 5 31/12/2010 56 57.28 102,697 9,515 Bank of Montreal Common Shares Roger, Lynn 5 02/06/2009 30 41.97 98 Bank of Montreal Common Shares Roger, Lynn 5 31/12/2009 30 41.97 98 Bank of Montreal Common Shares Roger, Lynn 5 31/12/2009 30 41.97 678 98 Bank of Montreal Deferred Share Units Techar, Frank J. 5 20/12/2002 00 57,324 Bank of Montreal Deferred Share Units Techar, Frank J. 5 31/12/2010 56 57.28 62,941 5,617 Bank of Nova Scotia, The Options Cruells, Ricardo Andres 5 07/01/2011 50 55.63 21,568 5,564 Bank of Nova Scotia, The Common Shares ESOP Hung, Annie 5 31/12/2010 30 3,028 372 Bank of Nova Scotia, The Options Hung, Annie 5 06/12/2010 50 31,248 2,484 Bank of Nova Scotia, The Options mcneil, linda doris 5 06/12/2010 50 55.63 2,224 Bank of Nova Scotia, The Options mcneil, linda doris 5 06/12/2010 50 55.63 2,224 Bankers Petroleum Ltd. Common Shares Gupta, Suneel Krishan 7, 5 31/12/2010 51 3.03 186,767 16,600 Bankers Petroleum Ltd. Common Shares Gupta, Suneel Krishan 7, 5 31/12/2010 10 7.65 170,167 -16,600 Bankers Petroleum Ltd. Options Gupta, Suneel Krishan 7, 5 31/12/2010 51 869,000 -16,600 Barrick Gold Corporation Rights Restricted Share Atkinson, Kevin Matthew 7 31/12/2010 59 53.03 9,330 -1,057 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Beck, Howard Leighton 4 31/12/2010 56 53.15 27,325 61 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Beck, Howard Leighton 4 31/12/2010 56 52.68 28,108 783 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Birchall, Charles William 4, 5 31/12/2010 56 53.15 3,962 9 Units (cash settled) David Barrick Gold Corporation Rights Restricted Share Blasutti, Darren John 5 31/12/2010 59 53.03 13,129 -3,770 Units (cash settled)
January 14, 2011 (2011) 34 OSCB 489 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Barrick Gold Corporation Rights Restricted Share Buchanan, Paul Andrew 7 31/12/2010 59 53.03 3,627 -830 Units (cash settled) Barrick Gold Corporation Rights Deferred Share CARTY, DONALD 4 31/12/2010 56 53.15 19,237 43 Units (cash settled) Barrick Gold Corporation Rights Deferred Share CARTY, DONALD 4 31/12/2010 56 52.68 20,020 783 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Cisneros, Gustavo Alfredo 4 31/12/2010 56 53.15 26,973 60 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Cisneros, Gustavo Alfredo 4 31/12/2010 56 52.68 27,756 783 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Cohen, Marshall Albert 4 31/12/2010 56 53.15 27,325 61 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Cohen, Marshall Albert 4 31/12/2010 56 52.68 28,108 783 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Crossgrove, Peter 4 31/12/2010 56 53.15 16,304 36 Units (cash settled) Alexander Barrick Gold Corporation Rights Deferred Share Crossgrove, Peter 4 31/12/2010 56 52.68 17,087 783 Units (cash settled) Alexander Barrick Gold Corporation Common Shares Dushnisky, Kelvin Paul 5 31/12/2010 51 27.25 5,000 5,000 Michael Barrick Gold Corporation Common Shares Dushnisky, Kelvin Paul 5 31/12/2010 10 53.222 2,200 -2,800 Michael Barrick Gold Corporation Common Shares Dushnisky, Kelvin Paul 5 31/12/2010 10 53.23 1,900 -300 Michael Barrick Gold Corporation Common Shares Dushnisky, Kelvin Paul 5 31/12/2010 10 53.22 0 -1,900 Michael Barrick Gold Corporation Options Stock Option Dushnisky, Kelvin Paul 5 31/12/2010 51 27.25 351,917 -5,000 Plan (2004) Michael Barrick Gold Corporation Rights Restricted Share Dushnisky, Kelvin Paul 5 31/12/2010 59 53.03 61,095 -22,795 Units (cash settled) Michael Barrick Gold Corporation Rights Deferred Share Franklin, Robert 4 31/12/2010 56 53.15 10,466 23 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Franklin, Robert 4 31/12/2010 56 52.68 10,896 430 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Galbraith, Stephen Robin 7 31/12/2010 59 53.03 8,590 -2,828 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Gonzales, Igor 5 31/12/2010 59 53.03 10,316 -10,180 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Halverson, Gary Bernard 5 31/12/2010 59 53.03 25,292 -7,076 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Harvey, Joseph Brett 4 31/12/2010 56 53.15 10,725 24 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Harvey, Joseph Brett 4 31/12/2010 56 52.68 11,155 430 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Kinver, Peter James Vivian 5 31/12/2010 59 53.03 53,456 -28,635 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Krcmarov, Robert Ljubomir 5 31/12/2010 59 53.03 12,122 -3,770 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Lang, Gregory Anthony 5 31/12/2010 59 53.03 9,978 -9,237 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Mavor, James Whyte 5 31/12/2010 59 53.03 9,001 -3,079 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Measom, Blake Lawrence 7 31/12/2010 59 53.03 11,546 -5,430 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Munk, Anthony 4 31/12/2010 56 53.15 16,304 36 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Munk, Anthony 4 31/12/2010 56 52.68 17,087 783 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Pon, Calvin Francis 5 31/12/2010 59 53.03 10,050 -3,267 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Potter, George Maurice 5 31/12/2010 59 53.03 13,885 -7,551 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Ritz, Donald David 5 31/12/2010 59 53.03 10,763 -2,554 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Rothschild, Nathaniel Phillip 4 31/12/2010 56 53.15 1,531 3 Units (cash settled) Victor James Barrick Gold Corporation Rights Deferred Share Rothschild, Nathaniel Phillip 4 31/12/2010 56 52.68 2,314 783 Units (cash settled) Victor James Barrick Gold Corporation Rights Deferred Share Shapiro, Steven J. 4 31/12/2010 56 53.15 12,764 29 Units (cash settled) Barrick Gold Corporation Rights Deferred Share Shapiro, Steven J. 4 31/12/2010 56 52.68 13,194 430 Units (cash settled)
January 14, 2011 (2011) 34 OSCB 490 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Barrick Gold Corporation Rights Restricted Share Sokalsky, Jamie Calvin 5 31/12/2010 59 53.03 52,333 -20,871 Units (cash settled) Barrick Gold Corporation Rights Restricted Share Veenman, Sybil Elsa 5 31/12/2010 59 53.03 20,127 -3,267 Units (cash settled) Baytex Energy Corp. Common Shares Aylesworth, William Derek 5 31/12/2010 00 Baytex Energy Corp. Common Shares Aylesworth, William Derek 5 31/12/2010 22 77,000 77,000 Baytex Energy Corp. Incentive Rights Aylesworth, William Derek 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Aylesworth, William Derek 5 31/12/2010 22 280,000 280,000 Baytex Energy Corp. Common Shares Best, Randal John 5 31/12/2010 00 Baytex Energy Corp. Common Shares Best, Randal John 5 31/12/2010 22 63,100 63,100 Baytex Energy Corp. Incentive Rights Best, Randal John 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Best, Randal John 5 31/12/2010 22 255,000 255,000 Baytex Energy Corp. Common Shares Brownridge, Stephen 5 31/12/2010 00 Baytex Energy Corp. Common Shares Brownridge, Stephen 5 31/12/2010 22 11,200 11,200 Baytex Energy Corp. Incentive Rights Brownridge, Stephen 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Brownridge, Stephen 5 31/12/2010 22 220,000 220,000 Baytex Energy Corp. Common Shares Brussa, John Albert 4 01/01/2011 00 Baytex Energy Corp. Common Shares Brussa, John Albert 4 01/01/2011 22 188,320 188,320 Baytex Energy Corp. Incentive Rights Brussa, John Albert 4 01/01/2011 00 Baytex Energy Corp. Incentive Rights Brussa, John Albert 4 01/01/2011 22 57,000 57,000 Baytex Energy Corp. Common Shares Chan, Raymond Tatsun 4 31/12/2010 00 Baytex Energy Corp. Common Shares Chan, Raymond Tatsun 4 31/12/2010 22 170,000 170,000 Baytex Energy Corp. Common Shares Chan, Raymond Tatsun 4 31/12/2010 00 Baytex Energy Corp. Common Shares Chan, Raymond Tatsun 4 31/12/2010 22 310,997 310,997 Baytex Energy Corp. Incentive Rights Chan, Raymond Tatsun 4 31/12/2010 00 Baytex Energy Corp. Incentive Rights Chan, Raymond Tatsun 4 31/12/2010 22 375,000 375,000 Baytex Energy Corp. Common Shares CHWYL, EDWARD 4 31/12/2010 00 Baytex Energy Corp. Common Shares CHWYL, EDWARD 4 31/12/2010 22 145,900 145,900 Baytex Energy Corp. Incentive Rights CHWYL, EDWARD 4 31/12/2010 00 Baytex Energy Corp. Incentive Rights CHWYL, EDWARD 4 31/12/2010 22 41,000 41,000 Baytex Energy Corp. Common Shares Dargan, Naveen 4 31/12/2010 00 Baytex Energy Corp. Common Shares Dargan, Naveen 4 31/12/2010 22 100,000 100,000 Baytex Energy Corp. Common Shares Dargan, Naveen 4 31/12/2010 00 Baytex Energy Corp. Common Shares Dargan, Naveen 4 31/12/2010 22 15,000 15,000 Baytex Energy Corp. Incentive Rights Dargan, Naveen 4 31/12/2010 00 Baytex Energy Corp. Incentive Rights Dargan, Naveen 4 31/12/2010 22 35,000 35,000 Baytex Energy Corp. Common Shares Desrosiers, Murray Joseph 5 31/12/2010 00
Baytex Energy Corp. Common Shares Desrosiers, Murray Joseph 5 31/12/2010 22 1,546 1,546
Baytex Energy Corp. Common Shares Desrosiers, Murray Joseph 5 31/12/2010 00
Baytex Energy Corp. Common Shares Desrosiers, Murray Joseph 5 31/12/2010 22 473 473
Baytex Energy Corp. Incentive Rights Desrosiers, Murray Joseph 5 31/12/2010 00
Baytex Energy Corp. Incentive Rights Desrosiers, Murray Joseph 5 31/12/2010 22 139,000 139,000
Baytex Energy Corp. Common Shares GOEPEL, RUSTON 4 31/12/2010 00 ERNEST TREMAYNE Baytex Energy Corp. Common Shares GOEPEL, RUSTON 4 31/12/2010 22 10,000 10,000 ERNEST TREMAYNE Baytex Energy Corp. Common Shares GOEPEL, RUSTON 4 31/12/2010 00 ERNEST TREMAYNE Baytex Energy Corp. Common Shares GOEPEL, RUSTON 4 31/12/2010 22 13,000 13,000 ERNEST TREMAYNE Baytex Energy Corp. Incentive Rights GOEPEL, RUSTON 4 31/12/2010 00 ERNEST TREMAYNE Baytex Energy Corp. Incentive Rights GOEPEL, RUSTON 4 31/12/2010 22 35,000 35,000 ERNEST TREMAYNE Baytex Energy Corp. Common Shares Marino, Anthony William 5 31/12/2010 00 Baytex Energy Corp. Common Shares Marino, Anthony William 5 31/12/2010 22 270,071 270,071 Baytex Energy Corp. Incentive Rights Marino, Anthony William 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Marino, Anthony William 5 31/12/2010 22 255,000 255,000 Baytex Energy Corp. Common Shares McDonald, Brett James 5 31/12/2010 00 Baytex Energy Corp. Common Shares McDonald, Brett James 5 31/12/2010 22 16,012 16,012 Baytex Energy Corp. Incentive Rights McDonald, Brett James 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights McDonald, Brett James 5 31/12/2010 22 100,000 100,000 Baytex Energy Corp. Common Shares Melchin, Gregory Knowles 4 31/12/2010 00 Baytex Energy Corp. Common Shares Melchin, Gregory Knowles 4 31/12/2010 22 3,457 3,457 Baytex Energy Corp. Incentive Rights Melchin, Gregory Knowles 4 31/12/2010 00 Baytex Energy Corp. Incentive Rights Melchin, Gregory Knowles 4 31/12/2010 22 53,000 53,000
January 14, 2011 (2011) 34 OSCB 491 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Baytex Energy Corp. Common Shares Morris, Timothy Randolph 5 31/12/2010 00
Baytex Energy Corp. Common Shares Morris, Timothy Randolph 5 31/12/2010 22 14,000 14,000
Baytex Energy Corp. Incentive Rights Morris, Timothy Randolph 5 31/12/2010 00
Baytex Energy Corp. Incentive Rights Morris, Timothy Randolph 5 31/12/2010 22 56,000 56,000
Baytex Energy Corp. Common Shares Paterson, Richard Shaun 5 31/12/2010 00 Baytex Energy Corp. Common Shares Paterson, Richard Shaun 5 31/12/2010 22 13,534 13,534 Baytex Energy Corp. Incentive Rights Paterson, Richard Shaun 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Paterson, Richard Shaun 5 31/12/2010 22 330,000 330,000 Baytex Energy Corp. Common Shares Proctor, Marty Leigh 5 31/12/2010 00 Baytex Energy Corp. Common Shares Proctor, Marty Leigh 5 31/12/2010 22 27,500 27,500 Baytex Energy Corp. Incentive Rights Proctor, Marty Leigh 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Proctor, Marty Leigh 5 31/12/2010 22 170,000 170,000 Baytex Energy Corp. Common Shares Ramsay, Richard 5 31/12/2010 00 Baytex Energy Corp. Common Shares Ramsay, Richard 5 31/12/2010 22 5,587 5,587 Baytex Energy Corp. Incentive Rights Ramsay, Richard 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Ramsay, Richard 5 31/12/2010 22 75,000 75,000 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 00 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 22 11,000 11,000 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 00 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 22 602 602 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 00 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 22 11,000 11,000 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 00 Baytex Energy Corp. Common Shares Shwed, Dale Orest 4 01/01/2011 22 10,000 10,000 Baytex Energy Corp. Incentive Rights Shwed, Dale Orest 4 01/01/2011 00 Baytex Energy Corp. Incentive Rights Shwed, Dale Orest 4 01/01/2011 22 67,000 67,000 Baytex Energy Corp. Common Shares Smith, Mark Fraser 5 31/12/2010 00 Baytex Energy Corp. Common Shares Smith, Mark Fraser 5 31/12/2010 22 8,385 8,385 Baytex Energy Corp. Common Shares Smith, Mark Fraser 5 31/12/2010 00 Baytex Energy Corp. Common Shares Smith, Mark Fraser 5 31/12/2010 22 400 400 Baytex Energy Corp. Incentive Rights Smith, Mark Fraser 5 31/12/2010 00 Baytex Energy Corp. Incentive Rights Smith, Mark Fraser 5 31/12/2010 22 217,000 217,000 Baytex Energy Trust Rights Aylesworth, William Derek 5 31/12/2010 22 0 -280,000 Baytex Energy Trust Trust Units Aylesworth, William Derek 5 31/12/2010 22 0 -77,000 Baytex Energy Trust Rights Best, Randal John 5 31/12/2010 22 0 -255,000 Baytex Energy Trust Trust Units Best, Randal John 5 31/12/2010 22 0 -63,100 Baytex Energy Trust Rights Brownridge, Stephen 5 31/12/2010 22 0 -220,000 Baytex Energy Trust Trust Units Brownridge, Stephen 5 31/12/2010 22 0 -11,200 Baytex Energy Trust Rights Brussa, John Albert 4 31/12/2010 22 0 -57,000 Baytex Energy Trust Trust Units Brussa, John Albert 4 31/12/2010 22 0 -188,320 Baytex Energy Trust Rights Chan, Raymond Tatsun 4 31/12/2010 22 0 -375,000 Baytex Energy Trust Trust Units Chan, Raymond Tatsun 4 31/12/2010 22 0 -170,000 Baytex Energy Trust Trust Units Chan, Raymond Tatsun 4 31/12/2010 22 0 -310,997 Baytex Energy Trust Rights CHWYL, EDWARD 4 31/12/2010 22 0 -41,000 Baytex Energy Trust Trust Units CHWYL, EDWARD 4 31/12/2010 22 0 -145,900 Baytex Energy Trust Rights Dargan, Naveen 4 31/12/2010 22 0 -35,000 Baytex Energy Trust Trust Units Dargan, Naveen 4 31/12/2010 22 0 -100,000 Baytex Energy Trust Trust Units Dargan, Naveen 4 31/12/2010 22 0 -15,000 Baytex Energy Trust Rights Desrosiers, Murray Joseph 5 31/12/2010 22 0 -139,000
Baytex Energy Trust Trust Units Desrosiers, Murray Joseph 5 31/12/2010 30 33.17 1,546 30
Baytex Energy Trust Trust Units Desrosiers, Murray Joseph 5 31/12/2010 22 0 -1,546
Baytex Energy Trust Trust Units Desrosiers, Murray Joseph 5 31/12/2010 30 32.58 473 23
Baytex Energy Trust Trust Units Desrosiers, Murray Joseph 5 31/12/2010 22 0 -473
Baytex Energy Trust Rights GOEPEL, RUSTON 4 31/12/2010 22 0 -35,000 ERNEST TREMAYNE Baytex Energy Trust Trust Units GOEPEL, RUSTON 4 31/12/2010 22 0 -13,000 ERNEST TREMAYNE Baytex Energy Trust Trust Units GOEPEL, RUSTON 4 31/12/2010 22 0 -10,000 ERNEST TREMAYNE Baytex Energy Trust Rights Marino, Anthony William 5 31/12/2010 22 0 -255,000 Baytex Energy Trust Trust Units Marino, Anthony William 5 31/12/2010 30 32.67 270,071 17,243 Baytex Energy Trust Trust Units Marino, Anthony William 5 31/12/2010 22 0 -270,071 Baytex Energy Trust Rights McDonald, Brett James 5 31/12/2010 22 0 -100,000 Baytex Energy Trust Trust Units McDonald, Brett James 5 31/12/2010 22 0 -16,012
January 14, 2011 (2011) 34 OSCB 492 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Baytex Energy Trust Rights Melchin, Gregory Knowles 4 31/12/2010 22 0 -53,000 Baytex Energy Trust Trust Units Melchin, Gregory Knowles 4 31/12/2010 30 32.64 3,457 217 Baytex Energy Trust Trust Units Melchin, Gregory Knowles 4 31/12/2010 22 0 -3,457 Baytex Energy Trust Rights Morris, Timothy Randolph 5 31/12/2010 22 0 -56,000
Baytex Energy Trust Trust Units Morris, Timothy Randolph 5 31/12/2010 22 0 -14,000
Baytex Energy Trust Rights Paterson, Richard Shaun 5 31/12/2010 22 0 -330,000 Baytex Energy Trust Trust Units Paterson, Richard Shaun 5 31/12/2010 30 33.93 13,534 558 Baytex Energy Trust Trust Units Paterson, Richard Shaun 5 31/12/2010 22 0 -13,534 Baytex Energy Trust Rights Proctor, Marty Leigh 5 31/12/2010 22 0 -170,000 Baytex Energy Trust Trust Units Proctor, Marty Leigh 5 31/12/2010 22 0 -27,500 Baytex Energy Trust Rights Ramsay, Richard 5 31/12/2010 22 0 -75,000 Baytex Energy Trust Trust Units Ramsay, Richard 5 31/12/2010 30 33.66 4,181 181 Baytex Energy Trust Trust Units Ramsay, Richard 5 31/12/2010 30 34.88 5,587 1,406 Baytex Energy Trust Trust Units Ramsay, Richard 5 31/12/2010 22 0 -5,587 Baytex Energy Trust Rights Shwed, Dale Orest 7 31/12/2010 22 0 -67,000 Baytex Energy Trust Trust Units Shwed, Dale Orest 7 31/12/2010 22 0 -151,089 Baytex Energy Trust Trust Units Shwed, Dale Orest 7 31/12/2010 22 0 -11,000 Baytex Energy Trust Trust Units Shwed, Dale Orest 7 31/12/2010 22 0 -602 Baytex Energy Trust Trust Units Shwed, Dale Orest 7 31/12/2010 22 0 -11,000 Baytex Energy Trust Trust Units Shwed, Dale Orest 7 31/12/2010 22 0 -10,000 Baytex Energy Trust Rights Smith, Mark Fraser 5 31/12/2010 22 0 -217,000 Baytex Energy Trust Trust Units Smith, Mark Fraser 5 31/12/2010 30 36.44 8,385 385 Baytex Energy Trust Trust Units Smith, Mark Fraser 5 31/12/2010 22 0 -8,385 Baytex Energy Trust Trust Units Smith, Mark Fraser 5 31/12/2010 22 0 -400 BCE Inc. Share Units Allen, Barry Keith 4 31/12/2010 56 35.34 3,919 619 BCE Inc. Share Units Allen, Barry Keith 4 31/12/2010 30 30.83 4,012 93 BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 31/12/2008 70 1 1 Position BCE Inc. Equity Swap - Long BCE Inc. 1 07/01/2011 70 2 -1 Position BCE Inc. Share Units Bérard, André 4 31/12/2010 56 35.34 39,420 1,238 BCE Inc. Share Units Bérard, André 4 31/12/2010 30 30.83 41,416 1,996 BCE Inc. Share Units Brenneman, Ron A. 4 31/12/2010 56 35.34 32,507 707 BCE Inc. Share Units Brenneman, Ron A. 4 31/12/2010 30 30.83 34,221 1,714 BCE Inc. Share Units Brochu, Sophie 4 31/12/2010 56 35.34 3,409 1,237 BCE Inc. Share Units Brochu, Sophie 4 31/12/2010 30 30.83 3,421 12 BCE Inc. Share Units Brown, Robert Ellis 4 31/12/2010 56 35.34 3,094 707 BCE Inc. Share Units Brown, Robert Ellis 4 31/12/2010 30 30.83 3,128 34 BCE Inc. Share Units Fell, Anthony S. 4 31/12/2010 56 35.34 39,370 1,238 BCE Inc. Share Units Fell, Anthony S. 4 31/12/2010 30 30.83 41,416 2,046 BCE Inc. Share Units HOWE, STEPHEN GUY 7 31/12/2009 30 25.05 481 BCE Inc. Share Units HOWE, STEPHEN GUY 7 31/12/2009 30 25.05 481 BCE Inc. Share Units HOWE, STEPHEN GUY 7 31/12/2009 30 25.05 454 BCE Inc. Share Units HOWE, STEPHEN GUY 7 31/12/2009 30 25.05 9,623 454 BCE Inc. Share Units Kaufman, Donna Soble 4 31/12/2010 56 35.34 33,053 566 BCE Inc. Share Units Kaufman, Donna Soble 4 31/12/2010 30 30.83 34,830 1,777 BCE Inc. Share Units Levitt, Brian 4 31/12/2010 56 35.34 54,725 796 BCE Inc. Share Units Levitt, Brian 4 31/12/2010 30 30.83 57,712 2,987 BCE Inc. Share Units Lumley, Edward C. 4 31/12/2010 56 35.34 25,308 1,132 BCE Inc. Share Units Lumley, Edward C. 4 31/12/2010 30 30.83 26,574 1,266 BCE Inc. Share Units O'Neill, Thomas Charles 4 31/12/2010 56 35.34 19,447 1,238 BCE Inc. Share Units O'Neill, Thomas Charles 4 31/12/2010 30 30.83 20,304 857 BCE Inc. Share Units Taylor, Carole S. 4 31/12/2010 56 35.34 1,030 619 BCE Inc. Share Units Weiss, Paul Raymond 4 31/12/2010 56 35.34 12,476 1,592 BCE Inc. Share Units Weiss, Paul Raymond 4 31/12/2010 30 30.83 12,840 364 BCGold Corp. Common Shares Joe Dwek Management 3 31/12/2010 10 0.108 0 -300,000 Consultants 2007 Inc. BCGold Corp. Common Shares Joe Dwek Management 3 30/12/2010 10 0.11 4,770,000 -100,000 Consultants 2007 Inc.
January 14, 2011 (2011) 34 OSCB 493 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bell Aliant Inc. Common Shares Allen, Barry Keith 7 01/01/2011 00 Bell Aliant Inc. Common Shares BCE Inc. 3 01/01/2011 00 Bell Aliant Inc. Common Shares BCE Inc. 3 01/01/2011 36 15,607,323 15,607,323 Bell Aliant Inc. Common Shares BCE Inc. 3 01/01/2011 00 Bell Aliant Inc. Common Shares BCE Inc. 3 01/01/2011 36 84,768,947 84,768,947 Bell Aliant Inc. Common Shares Bell, Mary-Ann 5 01/01/2011 00 809 Bell Aliant Inc. Common Shares Bell, Mary-Ann 5 01/01/2011 00 184 Bell Aliant Inc. Rights Deferred Share Bell, Mary-Ann 5 01/01/2011 00 50,052 Units (Employee) Bell Aliant Inc. Rights Deferred Share Bell, Mary-Ann 5 01/01/2011 56 26.49 60,056 10,004 Units (Employee) Bell Aliant Inc. Common Shares Bérard, André 7 01/01/2011 00 88 Bell Aliant Inc. Common Shares Boisvert, Stéphane 7 01/01/2011 00 Bell Aliant Inc. Common Shares Brenneman, Ron A. 7 01/01/2011 00 13,820 Bell Aliant Inc. Common Shares Brochu, Sophie 7 01/01/2011 00 Bell Aliant Inc. Common Shares Brochu, Sophie 7 01/01/2011 00 25,000 Bell Aliant Inc. Common Shares Brown, Charles 7 01/01/2011 00 16 Bell Aliant Inc. Common Shares Brown, Robert Ellis 7 01/01/2011 00 5,608 Bell Aliant Inc. Common Shares Cole, Michael 7 01/01/2011 00 47 Bell Aliant Inc. Common Shares Cope, George 7 01/01/2011 00 11,232 Bell Aliant Inc. Common Shares Cope, George 7 01/01/2011 00 31 Bell Aliant Inc. Common Shares Crooks, Frederick 5 01/01/2011 00 14,784 Bell Aliant Inc. Rights Deferred Share Crooks, Frederick 5 01/01/2011 00 62,136 Units (Employee) Bell Aliant Inc. Rights Deferred Share Crooks, Frederick 5 01/01/2011 56 26.49 76,104 13,968 Units (Employee) Bell Aliant Inc. Common Shares Crull, Kevin W. 7 01/01/2011 00 220 Bell Aliant Inc. Common Shares Dexter, Robert P. 4 01/01/2011 00 11,814 Bell Aliant Inc. Common Shares Fell, Anthony S. 7 01/01/2011 00 16 Bell Aliant Inc. Common Shares Fell, Anthony S. 7 01/01/2011 00 7,250 Bell Aliant Inc. Common Shares Hartlen, Charles 5 01/01/2011 00 940 Bell Aliant Inc. Rights Deferred Share Hartlen, Charles 5 01/01/2011 00 50,281 Units (Employee) Bell Aliant Inc. Rights Deferred Share Hartlen, Charles 5 01/01/2011 56 26.49 61,606 11,325 Units (Employee) Bell Aliant Inc. Common Shares HOWE, STEPHEN GUY 7 01/01/2011 00 Bell Aliant Inc. Common Shares Kaufman, Donna Soble 7 01/01/2011 00 241 Bell Aliant Inc. Common Shares LeBlanc, Glen 5 01/01/2011 00 919 Bell Aliant Inc. Common Shares LeBlanc, Glen 5 01/01/2011 00 2,869 Bell Aliant Inc. Common Shares LeBlanc, Glen 5 01/01/2011 00 191 Bell Aliant Inc. Rights Deferred Share LeBlanc, Glen 5 01/01/2011 00 100,180 Units (Employee) Bell Aliant Inc. Rights Deferred Share LeBlanc, Glen 5 01/01/2011 56 26.49 119,999 19,819 Units (Employee) Bell Aliant Inc. Common Shares Levitt, Brian 7 01/01/2011 00 2,000 Bell Aliant Inc. Common Shares Little, Thomas (Tom) 7 01/01/2011 00 Bell Aliant Inc. Common Shares Lumley, Edward C. 7 01/01/2011 00 652 Bell Aliant Inc. Common Shares Lumley, Edward C. 7 01/01/2011 00 72 Bell Aliant Inc. Common Shares MacGregor, Roderick 5 01/01/2011 00 9,287 Bell Aliant Inc. Rights Deferred Share MacGregor, Roderick 5 01/01/2011 00 29,512 Units (Employee) Bell Aliant Inc. Rights Deferred Share MacGregor, Roderick 5 01/01/2011 56 26.49 36,760 7,248 Units (Employee) Bell Aliant Inc. Common Shares McKeen, Daniel 5 01/01/2011 00 178 Bell Aliant Inc. Common Shares McKeen, Daniel 5 01/01/2011 00 1,900 Bell Aliant Inc. Rights Deferred Share McKeen, Daniel 5 01/01/2011 00 13,795 Units (Employee) Bell Aliant Inc. Rights Deferred Share McKeen, Daniel 5 01/01/2011 56 26.49 26,064 12,269 Units (Employee) Bell Aliant Inc. Common Shares O'Neill, Thomas Charles 7 01/01/2011 00 217 Bell Aliant Inc. Common Shares Oosterman, Wade 7 01/01/2011 00 7,250 Bell Aliant Inc. Common Shares Reevey, Edward 4 01/01/2011 00 15,000 Bell Aliant Inc. Common Shares Reevey, Edward 4 01/01/2011 00 25,000 Bell Aliant Inc. Common Shares Reevey, Edward 4 01/01/2011 00 1,898 Bell Aliant Inc. Common Shares Sheriff, Karen 5 01/01/2011 00 540 Bell Aliant Inc. Rights Deferred Share Sheriff, Karen 5 01/01/2011 00 140,420 Units (Employee) Bell Aliant Inc. Rights Deferred Share Sheriff, Karen 5 01/01/2011 56 26.49 193,270 52,850 Units (Employee) Bell Aliant Inc. Common Shares Tanguay, Louis A. 4 01/01/2011 00 16,581 Bell Aliant Inc. Common Shares Tanguay, Louis A. 4 01/01/2011 00 6,500 Bell Aliant Inc. Common Shares Taylor, Carole S. 7 01/01/2011 00 Bell Aliant Inc. Common Shares Turcke, Mary Ann 7 01/01/2011 00 40
January 14, 2011 (2011) 34 OSCB 494 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bell Aliant Inc. Common Shares Turcotte, Martine 7 01/01/2011 00 1,048 Bell Aliant Inc. Common Shares Vanaselja, Siim A. 7 01/01/2011 00 613 Bell Aliant Inc. Common Shares Watson, John 7 01/01/2011 00 61 Bell Aliant Inc. Common Shares Weiss, Paul Raymond 7 01/01/2011 00 Bell Aliant Inc. Common Shares Wells, David 7 01/01/2011 00 Bell Aliant Regional Limited Partnership Units 6583458 Canada Inc. 2 01/01/2010 00 10 Communications, Limited Class A Partnership Bell Aliant Regional Limited Partnership Units Bell Aliant Regional 2 01/01/2011 00 118,526,398 Communications, Limited Class A Communications Inc. Partnership Bell Aliant Regional Limited Partnership Units Bell Aliant Regional 2 01/01/2011 00 72,205,024 Communications, Limited Class B Exchangeable Communications Inc. Partnership Bell Aliant Regional Units General Partnership Bell Aliant Regional 2 01/01/2011 00 67,500 Communications, Limited Communications Inc. Partnership Bell Aliant Regional Bonds Series 6 Brochu, Sophie 7 06/05/2010 00 Communications, Limited Partnership Bell Aliant Regional Bonds Series 6 Brochu, Sophie 7 06/05/2010 00 Communications, Limited Partnership Bellamont Exploration Ltd. Common Shares Class A Moran, Stephen John 5 30/11/2006 00
Bellamont Exploration Ltd. Common Shares Class A Moran, Stephen John 5 31/12/2010 10 0.59 16,500 16,500
Bellamont Exploration Ltd. Common Shares Class A Moran, Stephen John 5 30/11/2006 00
Bellamont Exploration Ltd. Common Shares Class A Moran, Stephen John 5 31/12/2010 10 0.59 16,500 16,500
Bengal Energy Ltd. Options Allford, Richard Bruce 5 31/12/2010 50 1.39 65,000 25,000 Bengal Energy Ltd. Options Bonnycastle, Richard Arthur 3, 4 27/08/2010 00 Northwood Bengal Energy Ltd. Options Bonnycastle, Richard Arthur 3, 4 31/12/2010 50 40,000 40,000 Northwood Bengal Energy Ltd. Options Chakrabarty, Chayan 4, 5 31/12/2010 50 350,000 125,000 Bengal Energy Ltd. Options Edgar, Richard Norman 4 31/12/2010 50 245,000 40,000 Bengal Energy Ltd. Options Goudie, Bryan 5 31/12/2010 50 340,000 75,000 Bengal Energy Ltd. Options Howe, James Brian 4 31/12/2010 50 180,000 45,000 Bengal Energy Ltd. Options Mott, James Alwin 5 31/12/2010 50 250,000 75,000 Bengal Energy Ltd. Options Steele, Robert David 4 27/08/2010 00 Bengal Energy Ltd. Options Steele, Robert David 4 31/12/2010 50 40,000 40,000 Bengal Energy Ltd. Options Towers, Ian James 4 31/12/2010 50 1.39 210,000 40,000 Benton Resources Corp. Common Shares Inwentash, Sheldon 3 05/01/2011 10 1.15 3,678,000 -322,000 Big Rock Brewery Inc. Options Dubois, Dwayne David 5 01/01/2011 00 14,000 Big Rock Brewery Inc. Common Shares Gautreau, Paul Henry 5 01/01/2011 00 436 Big Rock Brewery Inc. Options Gautreau, Paul Henry 5 01/01/2011 00 34,000 Big Rock Brewery Inc. Common Shares Hartley, John 4 01/01/2011 00 Big Rock Brewery Inc. Common Shares Hartley, John 4 01/01/2011 00 251,252 Big Rock Brewery Inc. Common Shares Hartley, John 4 01/01/2011 00 113,648 Big Rock Brewery Inc. Options Hartley, John 4 01/01/2011 00 Big Rock Brewery Inc. Options Hartley, John 4 01/01/2011 00 4,000 Big Rock Brewery Inc. Common Shares Jackson, James Meadow 4 01/01/2011 00 317,200 Big Rock Brewery Inc. Options Jackson, James Meadow 4 01/01/2011 00 9,000 Big Rock Brewery Inc. Common Shares McKenzie, William Walter 5 01/01/2011 00 5,900 Big Rock Brewery Inc. Options McKenzie, William Walter 5 01/01/2011 00 18,000 Big Rock Brewery Inc. Common Shares McNally-Leitch, Kathleen 4 01/01/2011 00 216,898 Margaret Big Rock Brewery Inc. Options McNally-Leitch, Kathleen 4 01/01/2011 00 9,000 Margaret Big Rock Brewery Inc. Common Shares Millikin, Cameron 4 01/01/2011 00 33,000 Big Rock Brewery Inc. Options Millikin, Cameron 4 01/01/2011 00 9,000 Big Rock Brewery Inc. Common Shares Peters, Robert George 4 01/01/2011 00 Big Rock Brewery Inc. Common Shares Peters, Robert George 4 01/01/2011 36 220,000 220,000 Big Rock Brewery Inc. Options Peters, Robert George 4 01/01/2011 00 Big Rock Brewery Inc. Options Peters, Robert George 4 01/01/2011 36 5,000 5,000 Big Rock Brewery Inc. Options Peters, Robert George 4 01/01/2011 36 9,000 4,000 Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 01/01/2011 00 120,800 Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 01/01/2011 00 95,000 Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 01/01/2011 00 202,500 Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 01/01/2011 00 174,600 Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 01/01/2011 00 163,800
January 14, 2011 (2011) 34 OSCB 495 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Big Rock Brewery Inc. Common Shares Riddell, James H. T. 4 01/01/2011 00 1,800 Big Rock Brewery Inc. Common Shares Riddell, James H. T. 4 01/01/2011 00 2,600 Big Rock Brewery Inc. Common Shares Riddell, James H. T. 4 01/01/2011 00 300 Big Rock Brewery Inc. Options Riddell, James H. T. 4 01/01/2011 00 9,000 Big Rock Brewery Inc. Common Shares Rowland, Brian Todd 5 01/01/2011 00 33,184 Big Rock Brewery Inc. Options Rowland, Brian Todd 5 01/01/2011 00 29,000 Big Rock Brewery Inc. Common Shares Tallman, Gordon G. 4 01/09/2001 00 8,000 Big Rock Brewery Inc. Options Tallman, Gordon G. 4 01/09/2001 00 9,000 Big Rock Brewery Inc. Options Wilson, Charles William 4 01/01/2011 00 9,000 Big Rock Brewery Income Options Dubois, Dwayne David 5 01/01/2011 36 17 0 -14,000 Trust Big Rock Brewery Income Options Gautreau, Paul Henry 5 01/01/2011 36 17.72 14,000 -20,000 Trust Big Rock Brewery Income Options Gautreau, Paul Henry 5 01/01/2011 36 17 0 -14,000 Trust Big Rock Brewery Income Trust Units Gautreau, Paul Henry 5 01/01/2011 36 0 -436 Trust Big Rock Brewery Income Options Hartley, John 4 01/01/2011 36 0 -4,000 Trust Big Rock Brewery Income Trust Units Hartley, John 4 01/01/2011 36 0 -113,648 Trust Big Rock Brewery Income Trust Units Hartley, John 4 01/01/2011 36 0 -251,252 Trust Big Rock Brewery Income Options Jackson, James Meadow 4 01/01/2011 36 15.26 4,000 -5,000 Trust Big Rock Brewery Income Options Jackson, James Meadow 4 01/01/2011 36 17 0 -4,000 Trust Big Rock Brewery Income Trust Units Jackson, James Meadow 4 01/01/2011 36 0 -317,200 Trust Big Rock Brewery Income Options McKenzie, William Walter 5 01/01/2011 36 17 0 -18,000 Trust Big Rock Brewery Income Trust Units McKenzie, William Walter 5 01/07/2008 10 3,000 3,000 Trust Big Rock Brewery Income Trust Units McKenzie, William Walter 5 01/01/2011 36 0 -5,900 Trust Big Rock Brewery Income Options McNally-Leitch, Kathleen 4 01/01/2011 36 15.26 4,000 -5,000 Trust Margaret Big Rock Brewery Income Options McNally-Leitch, Kathleen 4 01/01/2011 36 17 0 -4,000 Trust Margaret Big Rock Brewery Income Trust Units McNally-Leitch, Kathleen 4 31/12/2009 00 Trust Margaret Big Rock Brewery Income Trust Units McNally-Leitch, Kathleen 4 31/12/2009 00 216,898 Trust Margaret Big Rock Brewery Income Trust Units McNally-Leitch, Kathleen 4 01/01/2011 36 0 -216,898 Trust Margaret Big Rock Brewery Income Options Millikin, Cameron 4 01/01/2011 36 15.26 4,000 -5,000 Trust Big Rock Brewery Income Options Millikin, Cameron 4 01/01/2011 36 17 0 -4,000 Trust Big Rock Brewery Income Trust Units Millikin, Cameron 4 01/01/2011 36 0 -33,000 Trust Big Rock Brewery Income Options Peters, Robert George 4 01/01/2011 36 0 -9,000 Trust Big Rock Brewery Income Trust Units Peters, Robert George 4 01/01/2011 36 0 -220,000 Trust Big Rock Brewery Income Trust Units Riddell, Clayton H. 3 01/01/2011 36 0 -120,800 Trust Big Rock Brewery Income Trust Units Riddell, Clayton H. 3 01/01/2011 36 0 -95,000 Trust Big Rock Brewery Income Trust Units Riddell, Clayton H. 3 01/01/2011 36 0 -202,500 Trust Big Rock Brewery Income Trust Units Riddell, Clayton H. 3 01/01/2011 36 0 -174,600 Trust Big Rock Brewery Income Options Riddell, James H. T. 4 01/01/2011 36 17 0 -4,000 Trust Big Rock Brewery Income Trust Units Riddell, James H. T. 4 01/01/2011 36 0 -1,800 Trust Big Rock Brewery Income Trust Units Riddell, James H. T. 4 01/01/2011 36 0 -2,600 Trust Big Rock Brewery Income Trust Units Riddell, James H. T. 4 01/01/2011 36 0 -300 Trust
January 14, 2011 (2011) 34 OSCB 496 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Big Rock Brewery Income Options Rowland, Brian Todd 5 01/01/2011 36 15.26 14,000 -15,000 Trust Big Rock Brewery Income Options Rowland, Brian Todd 5 01/01/2011 36 17 0 -14,000 Trust Big Rock Brewery Income Trust Units Rowland, Brian Todd 5 01/01/2011 36 0 -33,184 Trust Big Rock Brewery Income Options Tallman, Gordon G. 4 01/01/2011 15 0 -9,000 Trust Big Rock Brewery Income Trust Units Tallman, Gordon G. 4 01/01/2011 15 0 -8,000 Trust Big Rock Brewery Income Options Wilson, Charles William 4 01/01/2011 36 15.26 4,000 -5,000 Trust Big Rock Brewery Income Options Wilson, Charles William 4 01/01/2011 36 17 0 -4,000 Trust BioExx Specialty Proteins Common Shares MacDonald, John Bradford 4 04/01/2011 47 2.17 -12,000 -23,000 Ltd. Bioniche Life Sciences Inc. Common Shares Benning, Cindy Lu 5 31/12/2010 30 1.1 71,225 8,840 Bioniche Life Sciences Inc. Common Shares Benning, Cindy Lu 5 31/12/2010 30 1.1 110,350 12,815 Bioniche Life Sciences Inc. Common Shares Butler, Deborah Iris 5 31/12/2010 30 1.1 71,484 10,214 Bioniche Life Sciences Inc. Common Shares Champagne, Monique 5 31/12/2010 30 1.57 70,168 2,046 Bioniche Life Sciences Inc. Common Shares Culbert, Charles Richard 5 31/12/2010 30 1.1 113,916 8,043 Bioniche Life Sciences Inc. Common Shares Culbert, Charles Richard 5 31/12/2010 30 1.1 48,610 2,867 Bioniche Life Sciences Inc. Common Shares Culbert, Charles Richard 5 31/12/2010 30 1.1 105,873 8,038 Bioniche Life Sciences Inc. Common Shares Elrafih, Mohamed 5 31/12/2010 30 1.1 91,637 5,855 Bioniche Life Sciences Inc. Common Shares Elrafih, Mohamed 5 31/12/2010 30 1.1 98,142 14,716 Bioniche Life Sciences Inc. Common Shares Ford, Brian Douglas 5 31/12/2010 30 1.1 24,027 19,973 Bioniche Life Sciences Inc. Common Shares Grant, Andrew Gerard 5 31/12/2010 30 1.1 41,914 6,281 Bioniche Life Sciences Inc. Common Shares Grant, Andrew Gerard 5 31/12/2010 30 1.1 49,406 12,668 Bioniche Life Sciences Inc. Common Shares Groome, Cameron Lionel 5 31/12/2010 30 1.1 91,446 16,477 Bioniche Life Sciences Inc. Common Shares Groome, Cameron Lionel 5 26/06/2006 00 Bioniche Life Sciences Inc. Common Shares Groome, Cameron Lionel 5 31/12/2010 30 1.1 10,907 10,907 Bioniche Life Sciences Inc. Common Shares McLeod, Bruce James 5 31/12/2010 30 1.1 6,601 1,301 Bioniche Life Sciences Inc. Common Shares McLeod, Bruce James 5 31/12/2010 30 1.1 48,146 14,467 Bioniche Life Sciences Inc. Common Shares McRae, Graeme Kenneth 4, 5 31/12/2010 30 1.1 143,409 23,940 Mead Bioniche Life Sciences Inc. Common Shares Phillips, James 5 31/12/2010 30 1.1 95,809 16,364 Bioniche Life Sciences Inc. Common Shares Phillips, Mairi Elizabeth 5 31/12/2010 30 1.42 54,063 669 Bioniche Life Sciences Inc. Common Shares Phillips, Nigel Charles 5 31/12/2010 30 1.1 66,220 5,145 Bioniche Life Sciences Inc. Common Shares Rogan, Dragan Radovan 5 31/12/2010 30 1.1 150,989 5,058 Bioniche Life Sciences Inc. Common Shares Rogan, Dragan Radovan 5 31/12/2010 30 1.1 145,931 4,433 Bioniche Life Sciences Inc. Common Shares Shea, Jennifer Louise 5 31/12/2010 30 1.1 42,251 14,705 Biorem Inc. Common Shares Bruijns, Peter 5 30/12/2010 10 47,200 13,000 Biorem Inc. Common Shares Herner, Brian 4, 5 31/12/2010 10 0.5 411,500 -1,000 BioSyent Inc. Common Shares D'Souza, Alfred 5 05/01/2011 10 0.14 850,500 25,000 Birchcliff Energy Ltd. Common Shares Tonken, Aaron Jeffery 4, 5 05/01/2011 10 9.5 979,140 2,300 Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 00 Ltd. Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 36 60,300 60,300 Ltd. Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 00 Ltd. Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 36 45,000 45,000 Ltd. Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 00 Ltd. Bird Construction Inc. Common Shares Bird Investment Holdings III 3 01/01/2011 36 168,363 168,363 Ltd. Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 5 01/01/2011 00 Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 5 04/01/2011 22 27,793 27,793 Bird Construction Inc. Common Shares Brennan, James Joseph 5 01/01/2011 00 Bird Construction Inc. Common Shares Brennan, James Joseph 5 04/01/2011 22 91,988 91,988 Bird Construction Inc. Common Shares Buchanan, Julian Judd 4 01/01/2011 00 Bird Construction Inc. Common Shares Buchanan, Julian Judd 4 04/01/2011 22 8,033 8,033 Bird Construction Inc. Common Shares Buchanan, Julian Judd 4 01/01/2011 00 Bird Construction Inc. Common Shares Buchanan, Julian Judd 4 04/01/2011 22 7,260 7,260 Bird Construction Inc. Common Shares Charette, Paul Alphonse 4 01/01/2011 00 Bird Construction Inc. Common Shares Charette, Paul Alphonse 4 04/01/2011 22 50,000 50,000 Bird Construction Inc. Common Shares Doyle, Donald Gregory 4 01/01/2011 00 Bird Construction Inc. Common Shares Doyle, Donald Gregory 4 01/01/2011 22 4,500 4,500 Bird Construction Inc. Common Shares Doyle, Donald Gregory 4 01/01/2011 00 Bird Construction Inc. Common Shares Doyle, Donald Gregory 4 01/01/2011 22 14,000 14,000 Bird Construction Inc. Common Shares JOSEPH, JAMES URBAN 4 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 497 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bird Construction Inc. Common Shares JOSEPH, JAMES URBAN 4 04/01/2011 22 22,340 22,340
Bird Construction Inc. Common Shares MORROW, CHARMANE 5 01/01/2011 00 LOUISE ADELE Bird Construction Inc. Common Shares MORROW, CHARMANE 5 04/01/2011 22 885 885 LOUISE ADELE Bird Construction Inc. Common Shares MORROW, CHARMANE 5 01/01/2011 00 LOUISE ADELE Bird Construction Inc. Common Shares MORROW, CHARMANE 5 04/01/2011 22 6,079 6,079 LOUISE ADELE Bird Construction Inc. Common Shares MORROW, CHARMANE 5 01/01/2011 00 LOUISE ADELE Bird Construction Inc. Common Shares MORROW, CHARMANE 5 04/01/2011 22 485 485 LOUISE ADELE Bird Construction Inc. Common Shares Nakagawa, Kenneth John 5 01/01/2011 00 Makoto Bird Construction Inc. Common Shares Nakagawa, Kenneth John 5 04/01/2011 22 29,784 29,784 Makoto Bird Construction Inc. Common Shares Raboud, Paul Robert 4 01/01/2011 00 Bird Construction Inc. Common Shares Raboud, Paul Robert 4 04/01/2011 22 70,216 70,216 Bird Construction Inc. Common Shares Talbott, Timothy James 4 04/01/2011 00 Bird Construction Inc. Common Shares Talbott, Timothy James 4 04/01/2011 22 225,222 225,222 Bird Construction Inc. Common Shares Thorsteinson, Arni Clayton 4 01/01/2011 00
Bird Construction Inc. Common Shares Thorsteinson, Arni Clayton 4 04/01/2011 22 34,500 34,500
Bird Construction Inc. Common Shares Toronchuk, David 5 01/01/2011 00 Bird Construction Inc. Common Shares Toronchuk, David 5 04/01/2011 22 88,817 88,817 Bison Gold Resources Inc. Common Shares Dunlop, William Dale 4 14/12/2010 10 0.23 934,250 -50,000 Black Diamond Group Common Shares Attrell, James Douglas 7 07/01/2011 10 22 23,014 -103,600 Limited BNP Resources Inc. Common Shares Class A Doody, James Evans 3 04/01/2011 10 0.08 3,798,000 7,000
BNP Resources Inc. Common Shares Class A Doody, James Evans 3 06/01/2011 10 0.08 3,799,000 1,000
Boardwalk Real Estate Trust Units Boardwalk Real Estate 1 31/12/2010 30 40.47 207,300 Investment Trust Investment Trust Boardwalk Real Estate Trust Units Boardwalk Real Estate 1 31/12/2010 38 40.47 207,300 207,300 Investment Trust Investment Trust Boardwalk Real Estate Trust Units Boardwalk Real Estate 1 31/12/2010 38 0 -207,300 Investment Trust Investment Trust Bold Ventures Inc. Common Shares Glover, James 4 04/08/2010 00 Bold Ventures Inc. Common Shares Glover, James 4 30/12/2010 16 0.3 30,000 30,000 Bold Ventures Inc. Warrants Glover, James 4 04/08/2010 00 Bold Ventures Inc. Warrants Glover, James 4 30/12/2010 16 30,000 30,000 Bold Ventures Inc. Common Shares Nemis, Richard 4 04/08/2010 00 Bold Ventures Inc. Common Shares Nemis, Richard 4 30/12/2010 16 0.3 70,000 70,000 Bold Ventures Inc. Warrants Nemis, Richard 4 04/08/2010 00 Bold Ventures Inc. Warrants Nemis, Richard 4 30/12/2010 16 70,000 70,000 Bolero Resources Corp. Common Shares Joe Dwek Management 3 29/12/2010 10 0.47 340,736 -50,000 Consultants 2007 Inc. Bolero Resources Corp. Common Shares Joe Dwek Management 3 04/01/2011 10 0.5 296,236 -44,500 Consultants 2007 Inc. Bonaparte Resources Inc. Common Shares Saunders, Thomas Randall 3, 4, 5 30/12/2010 11 0.4 1,223,334 90,000
Bonaparte Resources Inc. Warrants Saunders, Thomas Randall 3, 4, 5 14/11/2007 00 45,000
Bonavista Energy Common Shares Brown, Ian Stephen 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Brown, Ian Stephen 4 31/12/2010 22 21,960 21,960 Corporation Bonavista Energy Common Shares Brown, Ian Stephen 4 04/01/2011 51 29.11 22,349 389 Corporation Bonavista Energy Restricted Share Units Brown, Ian Stephen 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Brown, Ian Stephen 4 31/12/2010 22 3,600 3,600 Corporation (RSU) Bonavista Energy Restricted Share Units Brown, Ian Stephen 4 04/01/2011 51 3,000 -600 Corporation (RSU) Bonavista Energy Common Share Rights Hamilton, Glenn A. 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Hamilton, Glenn A. 5 31/12/2010 22 189,500 189,500 Corporation (TURIPS)
January 14, 2011 (2011) 34 OSCB 498 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 22 56,445 56,445 Corporation Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 22 90,863 90,863 Corporation Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Hamilton, Glenn A. 5 31/12/2010 22 46,672 46,672 Corporation Bonavista Energy Exchangeable Shares Hamilton, Glenn A. 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Hamilton, Glenn A. 5 31/12/2010 22 478,319 478,319 Corporation Bonavista Energy Common Share Rights Humeniuk, Orest 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Humeniuk, Orest 5 31/12/2010 22 82,000 82,000 Corporation (TURIPS) Bonavista Energy Common Shares Humeniuk, Orest 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Humeniuk, Orest 5 31/12/2010 22 77,317 77,317 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 22 8,219 8,219 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 04/01/2011 58 - Expiration 8,608 389 Corporation of rights
Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 22 12,800 12,800 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 22 30,000 30,000 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 22 19,928 19,928 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Kanovsky, Michael Manuel 4 31/12/2010 22 874,121 874,121 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 15,927 15,927 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 305,779 305,779 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 51,354 51,354 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 1,516,553 1,516,553 Corporation Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 600 600 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 1,200 600 Corporation (RSU)
January 14, 2011 (2011) 34 OSCB 499 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 1,800 600 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 2,400 600 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 3,000 600 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 31/12/2010 22 3,600 600 Corporation (RSU) Bonavista Energy Restricted Share Units Kanovsky, Michael Manuel 4 01/01/2011 58 - Expiration 3,000 -600 Corporation (RSU) of rights
Bonavista Energy Common Shares Knutson, Harry Louis 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Knutson, Harry Louis 4 31/12/2010 22 11,250 11,250 Corporation Bonavista Energy Common Shares Knutson, Harry Louis 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Knutson, Harry Louis 4 31/12/2010 22 33,483 33,483 Corporation Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 3,600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 3,600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 600 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 1,200 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 1,800 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 2,400 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 3,000 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 31/12/2010 22 3,600 600 Corporation (RSU) Bonavista Energy Restricted Share Units Knutson, Harry Louis 4 01/01/2011 58 - Expiration 3,000 -600 Corporation (RSU) of rights Bonavista Energy Common Share Rights Kobelka, Dean Mark 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Kobelka, Dean Mark 5 31/12/2010 22 133,500 133,500 Corporation (TURIPS) Bonavista Energy Common Share Rights Kobelka, Dean Mark 5 04/01/2011 51 12.19 131,700 -1,800 Corporation (TURIPS) Bonavista Energy Common Shares Kobelka, Dean Mark 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Kobelka, Dean Mark 5 31/12/2010 22 31,441 31,441 Corporation Bonavista Energy Common Shares Kobelka, Dean Mark 5 04/01/2011 51 12.19 33,241 1,800 Corporation Bonavista Energy Common Shares Kobelka, Dean Mark 5 04/01/2011 10 29.47 31,441 -1,800 Corporation Bonavista Energy Common Share Rights MacPhail, Keith A.J. 4, 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights MacPhail, Keith A.J. 4, 5 31/12/2010 22 105,500 105,500 Corporation (TURIPS) Bonavista Energy Common Shares MacPhail, Keith A.J. 4, 5 31/12/2010 00 Corporation Bonavista Energy Common Shares MacPhail, Keith A.J. 4, 5 31/12/2010 22 2,131,456 2,131,456 Corporation Bonavista Energy Common Shares MacPhail, Keith A.J. 4, 5 04/01/2011 10 29.39 2,111,456 -20,000 Corporation Bonavista Energy Common Shares MacPhail, Keith A.J. 4, 5 05/01/2011 10 29 2,061,456 -50,000 Corporation Bonavista Energy Exchangeable Shares MacPhail, Keith A.J. 4, 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares MacPhail, Keith A.J. 4, 5 31/12/2010 22 8,149,588 8,149,588 Corporation
January 14, 2011 (2011) 34 OSCB 500 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bonavista Energy Common Shares McKenzie, Margaret Anne 4 31/12/2010 00 Corporation Bonavista Energy Common Shares McKenzie, Margaret Anne 4 31/12/2010 22 5,000 5,000 Corporation Bonavista Energy Common Shares McKenzie, Margaret Anne 4 31/12/2010 00 Corporation Bonavista Energy Common Shares McKenzie, Margaret Anne 4 31/12/2010 22 10,280 10,280 Corporation Bonavista Energy Restricted Share Units McKenzie, Margaret Anne 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units McKenzie, Margaret Anne 4 31/12/2010 22 3,600 3,600 Corporation (RSU) Bonavista Energy Common Share Rights Mullane, Tom 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Mullane, Tom 5 31/12/2010 22 160,000 160,000 Corporation (TURIPS) Bonavista Energy Common Share Rights Mullane, Tom 5 05/01/2011 51 12.19 142,500 -17,500 Corporation (TURIPS) Bonavista Energy Common Shares Mullane, Tom 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Mullane, Tom 5 31/12/2010 22 70,406 70,406 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 51 12.19 87,906 17,500 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29.09 87,306 -600 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29.08 87,106 -200 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29.07 86,706 -400 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29.06 86,406 -300 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29.05 80,406 -6,000 Corporation Bonavista Energy Common Shares Mullane, Tom 5 05/01/2011 10 29 70,406 -10,000 Corporation Bonavista Energy Common Share Rights Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Poelzer, Ronald J.M. 4, 5 31/12/2010 22 165,500 165,500 Corporation (TURIPS) Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 39,837 39,837 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 526,863 526,863 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 725,969 725,969 Corporation Bonavista Energy Common Shares Poelzer, Ronald J.M. 4, 5 05/01/2011 10 29.22 698,269 -27,700 Corporation Bonavista Energy Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 107,249 107,249 Corporation Bonavista Energy Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 7,591,608 7,591,608 Corporation Bonavista Energy Common Share Rights Robinson, Lynda Julie 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Robinson, Lynda Julie 5 31/12/2010 22 104,000 104,000 Corporation (TURIPS) Bonavista Energy Common Shares Robinson, Lynda Julie 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Robinson, Lynda Julie 5 31/12/2010 22 14,980 14,980 Corporation Bonavista Energy Common Share Rights Skehar, Jason Edward 5 31/12/2010 00 Corporation (TURIPS)
January 14, 2011 (2011) 34 OSCB 501 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bonavista Energy Common Share Rights Skehar, Jason Edward 5 31/12/2010 22 229,500 229,500 Corporation (TURIPS) Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 22 60,893 60,893 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 22 114 114 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 22 100 100 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 22 182 182 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Skehar, Jason Edward 5 31/12/2010 22 181 181 Corporation Bonavista Energy Exchangeable Shares Skehar, Jason Edward 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Skehar, Jason Edward 5 31/12/2010 22 272 272 Corporation Bonavista Energy Common Share Rights Slubicki, Christopher Paul 4 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Slubicki, Christopher Paul 4 31/12/2010 22 6,000 6,000 Corporation (TURIPS) Bonavista Energy Common Shares Slubicki, Christopher Paul 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Slubicki, Christopher Paul 4 31/12/2010 22 16,695 16,695 Corporation Bonavista Energy Common Shares Slubicki, Christopher Paul 4 04/01/2011 51 29.11 17,084 389 Corporation Bonavista Energy Restricted Share Units Slubicki, Christopher Paul 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Slubicki, Christopher Paul 4 31/12/2010 22 3,600 3,600 Corporation (RSU) Bonavista Energy Restricted Share Units Slubicki, Christopher Paul 4 04/01/2011 51 3,000 -600 Corporation (RSU) Bonavista Energy Common Share Rights Spence, Harold R. 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Spence, Harold R. 5 31/12/2010 22 122,500 122,500 Corporation (TURIPS) Bonavista Energy Common Shares Spence, Harold R. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Spence, Harold R. 5 31/12/2010 22 193,792 193,792 Corporation Bonavista Energy Exchangeable Shares Spence, Harold R. 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Spence, Harold R. 5 31/12/2010 22 254,683 254,683 Corporation Bonavista Energy Common Share Rights Thiessen, Johannes H. 5 31/12/2010 00 Corporation (TURIPS) Bonavista Energy Common Share Rights Thiessen, Johannes H. 5 31/12/2010 22 168,625 168,625 Corporation (TURIPS) Bonavista Energy Common Shares Thiessen, Johannes H. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Thiessen, Johannes H. 5 31/12/2010 22 66,480 66,480 Corporation Bonavista Energy Common Shares Thiessen, Johannes H. 5 05/01/2011 10 29.04 54,480 -12,000 Corporation Bonavista Energy Exchangeable Shares Thiessen, Johannes H. 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Thiessen, Johannes H. 5 31/12/2010 22 6,796 6,796 Corporation Bonavista Energy Common Shares Yeates, Walter Charles 4 31/12/2010 00 Corporation Bonavista Energy Common Shares Yeates, Walter Charles 4 31/12/2010 22 11,000 11,000 Corporation
January 14, 2011 (2011) 34 OSCB 502 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Bonavista Energy Common Shares Yeates, Walter Charles 4 04/01/2011 51 29.11 11,389 389 Corporation Bonavista Energy Restricted Share Units Yeates, Walter Charles 4 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Yeates, Walter Charles 4 31/12/2010 22 3,600 3,600 Corporation (RSU) Bonavista Energy Restricted Share Units Yeates, Walter Charles 4 04/01/2011 51 3,000 -600 Corporation (RSU) Bonavista Energy Common Shares Zawalsky, Grant A. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Zawalsky, Grant A. 5 31/12/2010 22 19,646 19,646 Corporation Bonavista Energy Common Shares Zawalsky, Grant A. 5 31/12/2010 00 Corporation Bonavista Energy Common Shares Zawalsky, Grant A. 5 31/12/2010 22 16,000 16,000 Corporation Bonavista Energy Exchangeable Shares Zawalsky, Grant A. 5 31/12/2010 00 Corporation Bonavista Energy Exchangeable Shares Zawalsky, Grant A. 5 31/12/2010 22 46,340 46,340 Corporation Bonavista Energy Restricted Share Units Zawalsky, Grant A. 5 31/12/2010 00 Corporation (RSU) Bonavista Energy Restricted Share Units Zawalsky, Grant A. 5 31/12/2010 22 3,600 3,600 Corporation (RSU) BONAVISTA ENERGY Restricted Trust Units Brown, Ian Stephen 4 31/12/2010 22 0 -1,800 TRUST BONAVISTA ENERGY Rights Brown, Ian Stephen 4 06/03/2009 57 4.74 -3,000 TRUST BONAVISTA ENERGY Rights Brown, Ian Stephen 4 06/03/2009 57 4.74 -3,000 TRUST BONAVISTA ENERGY Trust Units Brown, Ian Stephen 4 31/12/2010 22 0 -21,960 TRUST BONAVISTA ENERGY Exchangeable Shares Hamilton, Glenn A. 5 31/12/2010 22 0 -198,541 TRUST BONAVISTA ENERGY Rights Hamilton, Glenn A. 5 31/12/2010 22 0 -183,500 TRUST BONAVISTA ENERGY Trust Units Hamilton, Glenn A. 5 31/12/2010 10 28.654 56,445 293 TRUST BONAVISTA ENERGY Trust Units Hamilton, Glenn A. 5 31/12/2010 22 0 -56,445 TRUST BONAVISTA ENERGY Trust Units Hamilton, Glenn A. 5 31/12/2010 22 0 -90,863 TRUST BONAVISTA ENERGY Trust Units Hamilton, Glenn A. 5 31/12/2010 22 0 -46,672 TRUST BONAVISTA ENERGY Restricted Trust Units Hanson, Scott Harlan 5 31/12/2010 22 0 -3,150 TRUST BONAVISTA ENERGY Rights Hanson, Scott Harlan 5 31/12/2010 22 0 -92,000 TRUST BONAVISTA ENERGY Trust Units Hanson, Scott Harlan 5 31/12/2010 10 28.654 10,185 253 TRUST BONAVISTA ENERGY Trust Units Hanson, Scott Harlan 5 31/12/2010 22 0 -10,185 TRUST BONAVISTA ENERGY Rights Humeniuk, Orest 5 31/12/2010 22 0 -82,000 TRUST BONAVISTA ENERGY Trust Units Humeniuk, Orest 5 31/12/2010 10 28.654 77,317 262 TRUST BONAVISTA ENERGY Trust Units Humeniuk, Orest 5 31/12/2010 22 0 -77,317 TRUST BONAVISTA ENERGY Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 0 -6,611 TRUST BONAVISTA ENERGY Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 0 -126,923 TRUST BONAVISTA ENERGY Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 0 -21,316 TRUST BONAVISTA ENERGY Exchangeable Shares Kanovsky, Michael Manuel 4 31/12/2010 22 0 -629,492 TRUST BONAVISTA ENERGY Restricted Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -3,600 TRUST BONAVISTA ENERGY Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -8,219 TRUST BONAVISTA ENERGY Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -12,800 TRUST
January 14, 2011 (2011) 34 OSCB 503 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
BONAVISTA ENERGY Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -30,000 TRUST BONAVISTA ENERGY Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -19,928 TRUST BONAVISTA ENERGY Trust Units Kanovsky, Michael Manuel 4 31/12/2010 22 0 -874,121 TRUST BONAVISTA ENERGY Exchangeable Shares Knutson, Harry Louis 4 06/01/2011 99 0 -9,697 TRUST BONAVISTA ENERGY Restricted Trust Units Knutson, Harry Louis 4 31/12/2010 22 0 -3,600 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 31/12/2010 99 11,250 1,250 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 31/12/2010 22 0 -11,250 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 03/07/2003 00 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 30/12/2010 99 33,483 33,483 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 31/12/2010 22 0 -33,483 TRUST BONAVISTA ENERGY Trust Units Knutson, Harry Louis 4 30/12/2010 99 0 -20,804 TRUST BONAVISTA ENERGY Rights Kobelka, Dean Mark 5 31/12/2010 22 0 -133,500 TRUST BONAVISTA ENERGY Trust Units Kobelka, Dean Mark 5 31/12/2010 10 28.654 31,441 248 TRUST BONAVISTA ENERGY Trust Units Kobelka, Dean Mark 5 31/12/2010 22 0 -31,441 TRUST BONAVISTA ENERGY Exchangeable Shares MacPhail, Keith A.J. 4, 5 31/12/2010 22 0 -3,382,737 TRUST BONAVISTA ENERGY Rights MacPhail, Keith A.J. 4, 5 31/12/2010 22 0 -105,500 TRUST BONAVISTA ENERGY Trust Units MacPhail, Keith A.J. 4, 5 31/12/2010 10 28.654 2,131,456 241 TRUST BONAVISTA ENERGY Trust Units MacPhail, Keith A.J. 4, 5 31/12/2010 22 0 -2,131,456 TRUST BONAVISTA ENERGY Restricted Trust Units McKenzie, Margaret Anne 7 31/12/2010 22 0 -3,600 TRUST BONAVISTA ENERGY Rights McKenzie, Margaret Anne 7 31/12/2010 22 0 -6,000 TRUST BONAVISTA ENERGY Trust Units McKenzie, Margaret Anne 7 31/12/2010 22 0 -5,000 TRUST BONAVISTA ENERGY Trust Units McKenzie, Margaret Anne 7 31/12/2010 22 0 -10,280 TRUST BONAVISTA ENERGY Rights Mullane, Tom 5 31/12/2010 22 0 -160,000 TRUST BONAVISTA ENERGY Trust Units Mullane, Tom 5 31/12/2010 10 28.654 70,406 307 TRUST BONAVISTA ENERGY Trust Units Mullane, Tom 5 31/12/2010 22 0 -70,406 TRUST BONAVISTA ENERGY Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -44,517 TRUST BONAVISTA ENERGY Exchangeable Shares Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -3,151,130 TRUST BONAVISTA ENERGY Rights Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -165,500 TRUST BONAVISTA ENERGY Trust Units Poelzer, Ronald J.M. 4, 5 31/12/2010 10 28.654 39,837 240 TRUST BONAVISTA ENERGY Trust Units Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -39,837 TRUST BONAVISTA ENERGY Trust Units Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -526,863 TRUST BONAVISTA ENERGY Trust Units Poelzer, Ronald J.M. 4, 5 31/12/2010 22 0 -725,969 TRUST BONAVISTA ENERGY Rights Robinson, Lynda Julie 5 31/12/2010 22 0 -104,000 TRUST BONAVISTA ENERGY Trust Units Robinson, Lynda Julie 5 31/12/2010 10 28.654 14,980 242 TRUST BONAVISTA ENERGY Trust Units Robinson, Lynda Julie 5 31/12/2010 22 0 -14,980 TRUST BONAVISTA ENERGY Exchangeable Shares Skehar, Jason Edward 5 31/12/2010 22 0 -113 TRUST
January 14, 2011 (2011) 34 OSCB 504 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
BONAVISTA ENERGY Rights Skehar, Jason Edward 5 31/12/2010 22 0 -229,500 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 10 28.654 60,893 358 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 22 0 -60,893 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 22 0 -114 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 22 0 -100 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 22 0 -182 TRUST BONAVISTA ENERGY Trust Units Skehar, Jason Edward 5 31/12/2010 22 0 -181 TRUST BONAVISTA ENERGY Restricted Trust Units Slubicki, Christopher Paul 4 31/12/2010 22 0 -1,800 TRUST BONAVISTA ENERGY Rights Slubicki, Christopher Paul 4 31/12/2010 22 0 -12,000 TRUST BONAVISTA ENERGY Trust Units Slubicki, Christopher Paul 4 31/12/2010 22 0 -8,000 TRUST BONAVISTA ENERGY Exchangeable Shares Spence, Harold R. 5 31/12/2010 22 0 -105,714 TRUST BONAVISTA ENERGY Rights Spence, Harold R. 5 31/12/2010 22 0 -118,500 TRUST BONAVISTA ENERGY Trust Units Spence, Harold R. 5 31/12/2010 10 28.654 193,792 287 TRUST BONAVISTA ENERGY Trust Units Spence, Harold R. 5 31/12/2010 22 0 -193,792 TRUST BONAVISTA ENERGY Exchangeable Shares Thiessen, Johannes H. 5 31/12/2010 22 0 -2,821 TRUST BONAVISTA ENERGY Rights Thiessen, Johannes H. 5 31/12/2010 22 0 -168,625 TRUST BONAVISTA ENERGY Trust Units Thiessen, Johannes H. 5 31/12/2010 10 28.654 66,480 333 TRUST BONAVISTA ENERGY Trust Units Thiessen, Johannes H. 5 31/12/2010 22 0 -66,480 TRUST BONAVISTA ENERGY Restricted Trust Units Yeates, Walter Charles 4 31/12/2010 22 0 -3,600 TRUST BONAVISTA ENERGY Rights Yeates, Walter Charles 4 31/12/2010 22 0 -12,000 TRUST BONAVISTA ENERGY Trust Units Yeates, Walter Charles 4 31/12/2010 22 0 -11,000 TRUST BONAVISTA ENERGY Exchangeable Shares Zawalsky, Grant A. 5 31/12/2010 22 0 -19,235 TRUST BONAVISTA ENERGY Restricted Trust Units Zawalsky, Grant A. 5 31/12/2010 22 0 -3,600 TRUST BONAVISTA ENERGY Trust Units Zawalsky, Grant A. 5 31/12/2010 22 0 -19,646 TRUST BONAVISTA ENERGY Trust Units Zawalsky, Grant A. 5 31/12/2010 22 0 -16,000 TRUST Bonavista Petroleum Ltd. Exchangeable Shares Hamilton, Glenn A. 5 31/12/2010 22 0 -198,541 Bonavista Petroleum Ltd. Exchangeable Shares Knutson, Harry Louis 4 06/01/2011 99 0 -9,697 Bonavista Petroleum Ltd. Exchangeable Shares Knutson, Harry Louis 4 06/01/2011 99 0 -3,415 Bonavista Petroleum Ltd. Exchangeable Shares MacPhail, Keith A.J. 3, 4, 5 31/12/2010 22 0 -3,382,737 Bonavista Petroleum Ltd. Exchangeable Shares Poelzer, Ronald J.M. 3, 4, 5 31/12/2010 22 0 -44,517 Bonavista Petroleum Ltd. Exchangeable Shares Poelzer, Ronald J.M. 3, 4, 5 31/12/2010 22 0 -3,151,130 Bonavista Petroleum Ltd. Exchangeable Shares Spence, Harold R. 5 31/12/2010 22 0 -105,714 Bonavista Petroleum Ltd. Exchangeable Shares Thiessen, Johannes H. 5 31/12/2010 22 0 -2,821 Bonavista Petroleum Ltd. Exchangeable Shares Zawalsky, Grant A. 5 31/12/2010 22 0 -19,235 Brazilian Gold Corporation Options Dickson, Glen Dale 4 31/12/2010 51 70,000 -300,000 Brazilian Gold Corporation Options Jackson, Alvin William 4, 5 31/12/2010 52 0.6 1,020,000 -1,000,000 Brazilian Gold Corporation Common Shares Yan, Joanne 4 30/12/2010 51 0.6 50,000 Brazilian Gold Corporation Common Shares Yan, Joanne 4 30/12/2010 51 0.6 2,176,254 150,000 Brazilian Gold Corporation Options Yan, Joanne 4 30/12/2010 51 0.6 -50,000 Brazilian Gold Corporation Options Yan, Joanne 4 30/12/2010 51 0.6 565,000 -150,000 Brazilian Gold Corporation Options Yan, Joanne 4 31/12/2010 52 0.6 215,000 -350,000 Breakwater Resources Ltd. Common Shares Boivin, Bertand 5 31/12/2010 30 4.0757 25,125 4,710
Breakwater Resources Ltd. Common Shares carreau, robert 5 06/10/2010 10 6.76 -15,000
Breakwater Resources Ltd. Common Shares carreau, robert 5 06/12/2010 10 6.76 22,181 -15,000
January 14, 2011 (2011) 34 OSCB 505 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Breakwater Resources Ltd. Common Shares carreau, robert 5 31/12/2010 30 5.83 23,725 1,544
Breakwater Resources Ltd. Common Shares Doucet, Mario 7 31/12/2010 30 5.83 21,108 815
Breakwater Resources Ltd. Common Shares Gridley, Norman Carl 7 31/12/2010 30 5.83 14,556 857
Breakwater Resources Ltd. Common Shares Hermann, Frederick William 5 31/12/2010 30 5.83 53,418 2,573
Breakwater Resources Ltd. Common Shares Laurie, John Veldon Earl 5 31/12/2010 30 5.83 18,639 1,544
Breakwater Resources Ltd. Common Shares Laurie, John Veldon Earl 5 06/01/2011 10 6.16 17,039 -1,600
Breakwater Resources Ltd. Common Shares Petroff, David Michael 4 31/12/2010 30 5.83 11,776 2,058
Bridgeport Ventures Inc. Common Shares Inwentash, Sheldon 3 30/12/2010 10 0.9 100,000 Bridgeport Ventures Inc. Common Shares Inwentash, Sheldon 3 30/12/2010 10 0.9 100,000 Brigus Gold Corp. (formerly Common Shares Timmons, Brent Edward 5 20/12/2010 51 0.8 10,000 Apollo Gold Corporation)
Brigus Gold Corp. (formerly Common Shares Timmons, Brent Edward 5 20/12/2010 51 0.8 10,000 Apollo Gold Corporation)
Brigus Gold Corp. (formerly Common Shares Timmons, Brent Edward 5 20/12/2010 10 1.918 -10,000 Apollo Gold Corporation)
Brigus Gold Corp. (formerly Common Shares Timmons, Brent Edward 5 20/12/2010 10 1.918 -10,000 Apollo Gold Corporation)
Brigus Gold Corp. (formerly Options Timmons, Brent Edward 5 20/12/2010 51 -10,000 Apollo Gold Corporation)
Brigus Gold Corp. (formerly Options Timmons, Brent Edward 5 20/12/2010 51 -10,000 Apollo Gold Corporation)
Brixton Metals Corporation Common Shares Thompson, Gary Robert 6 30/11/2010 00 3,021,867
Brixton Metals Corporation Common Shares Thompson, Gary Robert 6 09/12/2010 50 0.25 3,321,867 300,000
Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 13/12/2010 38 5.45 3,000 3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 13/12/2010 38 5.45 0 -3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 15/12/2010 38 5.55 3,000 3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 15/12/2010 38 5.55 0 -3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 20/12/2010 38 5.55 400 400 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 20/12/2010 38 5.55 0 -400 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 22/12/2010 38 5.65 3,000 3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 22/12/2010 38 5.65 0 -3,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 29/12/2010 38 5.7 200 200 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 29/12/2010 38 5.7 0 -200 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 30/12/2010 38 5.7 2,000 2,000 Gas Income Fund Gas Income Fund Brompton Advantaged Oil & Trust Units Brompton Advantaged Oil & 1 30/12/2010 38 5.7 0 -2,000 Gas Income Fund Gas Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 01/12/2010 38 10 2,600 2,600 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 01/12/2010 38 10 0 -2,600 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 02/12/2010 38 10 400 400 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 02/12/2010 38 10 0 -400 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 03/12/2010 38 10.05 1,800 1,800 Income Fund Income Fund
January 14, 2011 (2011) 34 OSCB 506 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Brompton Advantaged VIP Units Brompton Advantaged VIP 1 03/12/2010 38 10.05 0 -1,800 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 13/12/2010 38 10 1,000 1,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 13/12/2010 38 10 0 -1,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 14/12/2010 38 10 100 100 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 14/12/2010 38 10 0 -100 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 20/12/2010 38 10.1 3,000 3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 20/12/2010 38 10.1 0 -3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 21/12/2010 38 10.1 3,000 3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 21/12/2010 38 10.1 0 -3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 22/12/2010 38 10.15 2,000 2,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 22/12/2010 38 10.15 0 -2,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 22/12/2010 38 10.2 3,000 3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 22/12/2010 38 10.2 0 -3,000 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 24/12/2010 38 10.2 200 200 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 24/12/2010 38 10.2 0 -200 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 30/12/2010 38 10.21 600 600 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 30/12/2010 38 10.21 0 -600 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 31/12/2010 38 10.15 200 200 Income Fund Income Fund Brompton Advantaged VIP Units Brompton Advantaged VIP 1 31/12/2010 38 10.15 0 -200 Income Fund Income Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 21/12/2010 38 5.55 3,000 3,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 21/12/2010 38 5.55 0 -3,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.7 3,000 3,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.7 0 -3,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.65 1,000 1,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.65 0 -1,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.64 1,000 1,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 22/12/2010 38 5.64 0 -1,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 24/12/2010 38 5.65 1,000 1,000 Fund Fund Brompton Oil & Gas Income Trust Units Brompton Oil & Gas Income 1 24/12/2010 38 5.65 0 -1,000 Fund Fund Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 14/12/2010 38 9.25 3,000 3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 14/12/2010 38 9.25 0 -3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 15/12/2010 38 9.29 2,000 2,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 15/12/2010 38 9.29 0 -2,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 16/12/2010 38 9.35 3,000 3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 16/12/2010 38 9.35 0 -3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 20/12/2010 38 9.4 3,000 3,000
January 14, 2011 (2011) 34 OSCB 507 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 20/12/2010 38 9.4 0 -3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 21/12/2010 38 9.4 3,000 3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 21/12/2010 38 9.4 0 -3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 22/12/2010 38 9.45 2,300 2,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 22/12/2010 38 9.45 0 -2,300
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 30/12/2010 38 9.56 3,000 3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 30/12/2010 38 9.56 0 -3,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 31/12/2010 38 9.63 6,000 6,000
Brompton VIP Income Fund Trust Units Brompton VIP Income Fund 1 31/12/2010 38 9.63 0 -6,000
Brookfield Asset Common Shares Class A Blattman, Barry S. 7 04/01/2011 51 15.724 22,500 22,500 Management Inc. Limited Voting Brookfield Asset Common Shares Class A Blattman, Barry S. 7 04/01/2011 10 33.401 0 -22,500 Management Inc. Limited Voting Brookfield Asset Options Blattman, Barry S. 7 04/01/2011 51 15.724 1,495,000 -22,500 Management Inc. Brookfield Asset Deferred Share Units Coutu, Marcel R. 4 30/11/2010 30 30.03 12,405 54 Management Inc. Brookfield Asset Deferred Share Units Coutu, Marcel R. 4 31/12/2010 56 33.2 659 Management Inc. Brookfield Asset Deferred Share Units Coutu, Marcel R. 4 31/12/2010 56 33.2 13,064 659 Management Inc. Brookfield Asset Deferred Share Units Eyton, J. Trevor 4 30/11/2010 30 30.03 8,218 36 Management Inc. Brookfield Asset Deferred Share Units Eyton, J. Trevor 4 31/12/2010 56 33.2 8,783 565 Management Inc. Brookfield Asset Deferred Share Units Gray, James K. 4 30/11/2010 30 30.03 35,332 154 Management Inc. Brookfield Asset Deferred Share Units Gray, James K. 4 31/12/2010 56 33.2 35,897 565 Management Inc. Brookfield Asset Deferred Share Units Kempston Darkes, V. 4 30/11/2010 30 30.03 16,035 70 Management Inc. Maureen Brookfield Asset Deferred Share Units Kempston Darkes, V. 4 31/12/2010 56 33.2 17,165 1,130 Management Inc. Maureen Brookfield Asset Deferred Share Units Kerr, David Wylie 4 30/11/2010 30 30.03 7,384 32 Management Inc. Brookfield Asset Deferred Share Units Kerr, David Wylie 4 31/12/2010 56 33.2 7,949 565 Management Inc. Brookfield Asset Deferred Share Units Liebman, Lance Malcolm 4 30/11/2010 30 30.03 13,756 60 Management Inc. Brookfield Asset Deferred Share Units Liebman, Lance Malcolm 4 31/12/2010 56 33.2 14,377 621 Management Inc. Brookfield Asset Deferred Share Units Lind, Philip Bridgman 4 30/11/2010 30 30.03 50,585 221 Management Inc. Brookfield Asset Deferred Share Units Lind, Philip Bridgman 4 31/12/2010 56 33.2 51,714 1,129 Management Inc. Brookfield Asset Deferred Share Units McCain, George Wallace 4 30/11/2010 30 30.03 27,256 119 Management Inc. Ferguson Brookfield Asset Deferred Share Units McCain, George Wallace 4 31/12/2010 56 33.2 27,821 565 Management Inc. Ferguson Brookfield Asset Deferred Share Units McKenna, Frank 4 30/11/2010 30 30.03 19,050 83 Management Inc. Brookfield Asset Deferred Share Units McKenna, Frank 4 31/12/2010 56 33.2 21,686 2,636 Management Inc. Brookfield Asset Deferred Share Units MINTZ, JACK MAURICE 4 30/11/2010 30 30.03 31,573 138 Management Inc. Brookfield Asset Deferred Share Units MINTZ, JACK MAURICE 4 31/12/2010 56 33.2 32,138 565 Management Inc. Brookfield Asset Deferred Share Units Nasr, Youssef 8 21/09/2010 00 Management Inc. Brookfield Asset Deferred Share Units Nasr, Youssef 8 31/12/2010 56 33.2 377 377 Management Inc. Brookfield Asset Deferred Share Units Pattison, James A. 4 30/11/2010 30 30.03 21,848 95 Management Inc.
January 14, 2011 (2011) 34 OSCB 508 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Brookfield Asset Deferred Share Units Pattison, James A. 4 31/12/2010 56 33.2 22,978 1,130 Management Inc. Brookfield Asset Common Shares Class A Pollock, Sam JB 5 04/01/2011 51 7.7037 593,728 33,750 Management Inc. Limited Voting Brookfield Asset Common Shares Class A Pollock, Sam JB 5 04/01/2011 10 33.261 559,978 -33,750 Management Inc. Limited Voting Brookfield Asset Options Pollock, Sam JB 5 04/01/2011 51 7.7037 1,984,353 -33,750 Management Inc. Brookfield Asset Deferred Share Units Taylor, George Simpson 4 30/11/2010 30 30.03 45,246 198 Management Inc. Brookfield Asset Deferred Share Units Taylor, George Simpson 4 31/12/2010 56 33.2 45,811 565 Management Inc. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 29/12/2010 10 21.3 500 200 Partners L.P. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 29/12/2010 10 21.3 7,555 700 Partners L.P. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 29/12/2010 10 21.3 12,600 1,500 Partners L.P. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 26/02/2008 00 Partners L.P. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 29/12/2010 10 21.3 400 400 Partners L.P. Brookfield Infrastructure Limited Partnership Units Freedman, Joseph Stuart 7 31/12/2010 10 21.42 13,450 2,392 Partners L.P. Brookfield Infrastructure Limited Partnership Units Pannell, Derek George 7 04/01/2011 10 21.45 18,620 1,500 Partners L.P. Brookfield Real Estate Units Brookfield Real Estate 3 31/12/2010 00 Services Fund Services Inc. Brookfield Real Estate Units Brookfield Real Estate 3 31/12/2010 36 9,483,850 9,483,850 Services Fund Services Inc. Brookfield Real Estate Restricted Voting Shares Bell, Lorraine Diane 4 03/12/2010 36 3,500 Services Inc. Brookfield Real Estate Restricted Voting Shares Bell, Lorraine Diane 4 03/12/2010 36 3,500 Services Inc. Brookfield Real Estate Restricted Voting Shares Bell, Lorraine Diane 4 31/12/2010 00 Services Inc. Brookfield Real Estate Restricted Voting Shares Bell, Lorraine Diane 4 31/12/2010 36 3,500 3,500 Services Inc. Brookfield Real Estate Restricted Voting Shares Dean, Simon Paul 4 31/12/2010 00 Services Inc. Brookfield Real Estate Restricted Voting Shares Dean, Simon Paul 4 31/12/2010 36 10,000 10,000 Services Inc. Brookfield Real Estate Restricted Voting Shares Kilgour, Gail Susan 4 31/12/2010 00 Services Inc. Brookfield Real Estate Restricted Voting Shares Kilgour, Gail Susan 4 31/12/2010 36 5,000 5,000 Services Inc. Brownstone Ventures Inc. Options Inwentash, Sheldon 4, 5 02/01/2011 52 3,405,000 -50,000 Brownstone Ventures Inc. Options Mintz, Steven Michael 4 02/01/2011 52 225,000 -50,000 Brownstone Ventures Inc. Options Sweatman, Michael 4 02/01/2011 52 250,000 -50,000 Buhler Industries Inc. Common Shares Buhler, John 3, 4 04/01/2011 10 5.91 90,600 400 Buhler Industries Inc. Common Shares Buhler, John 3, 4 06/01/2011 10 6.03 92,400 1,800 Cache Exploration Inc. Common Shares Reeves, Asha 3, 4, 5 05/01/2011 54 0.1 1,580,000 400,000 Cache Exploration Inc. Warrants Reeves, Asha 3, 4, 5 05/01/2011 54 0.1 10,000 -400,000 CAE Inc. Deferred Share Units Barents, Brian 4 31/12/2010 56 44,186 2,129 CAE Inc. Options Employee Stock Cempellin, Peter 5 20/12/2010 50 11.15 40,800 Option Plan CAE Inc. Options Employee Stock Cempellin, Peter 5 20/12/2010 50 11.39 40,800 40,800 Option Plan CAE Inc. Common Shares Cormier, Bernard 5 05/07/2010 00 CAE Inc. Common Shares Cormier, Bernard 5 23/12/2010 30 11.51 1,372 1,372 CAE Inc. Deferred Share Units Craig, John A. 4 31/12/2010 56 47,892 1,593 CAE Inc. Deferred Share Units Emerson, Harry Garfield 4 31/12/2010 56 68,480 1,117 CAE Inc. Deferred Share Units Fell, Anthony S. 4 31/12/2010 56 73,631 2,561 CAE Inc. Deferred Share Units Fortier, Michael M 4 31/12/2010 56 3,146 1,985 CAE Inc. Deferred Share Units Gagne, Paul Ernest 4 31/12/2010 56 44,186 2,129 CAE Inc. Deferred Share Units Hankinson, James Floyd 4 31/12/2010 56 77,993 2,083 CAE Inc. Deferred Share Units Jayne II, E. Randolph 4 31/12/2010 56 67,992 2,212 CAE Inc. Deferred Share Units Lacroix, Robert 4 31/12/2010 56 40,053 2,114 CAE Inc. Deferred Share Units Manley, John Paul 4 31/12/2010 56 20,968 2,047 CAE Inc. Deferred Share Units Schoomaker, Peter J. 4 31/12/2010 56 18,924 2,040 CAE Inc. Deferred Share Units Stevenson, Katharine 4 31/12/2010 56 29,708 2,078 Berghuis
January 14, 2011 (2011) 34 OSCB 509 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
CAE Inc. Deferred Share Units STEVENSON, Lawrence N. 4 31/12/2010 56 52,131 1,937
CAE Inc. Deferred Share Units Wilson, Lynton Ronald 5 31/12/2010 56 23,060 81 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 06/01/2011 10 8.35 13,227 700 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 06/01/2011 10 31.661 12,527 -700 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 8.35 18,077 5,550 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 20.74 21,827 3,750 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 31.9 15,627 -6,200 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 31.92 15,127 -500 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 31.92 -500 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 31.92 -500 Calfrac Well Services Ltd. Common Shares Battenfelder, Donald 5 07/01/2011 10 32 12,527 -2,600 Calfrac Well Services Ltd. Options 2004 Stock Battenfelder, Donald 5 01/01/2011 50 34.4 71,584 12,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Battenfelder, Donald 5 06/01/2011 51 8.35 70,884 -700 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Battenfelder, Donald 5 07/01/2011 51 8.35 65,334 -5,550 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Battenfelder, Donald 5 07/01/2011 51 20.74 61,584 -3,750 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Bobier, Dwight Merton 5 01/01/2011 50 34.4 123,750 18,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Burleson, Larry Lee 5 01/01/2011 50 34.4 61,250 12,000 Option Plan Calfrac Well Services Ltd. Common Shares Cillis, Laura Ann 5 17/12/2010 56 12.85 2,334 Calfrac Well Services Ltd. Common Shares Cillis, Laura Ann 5 17/12/2010 56 12.85 2,334 Calfrac Well Services Ltd. Common Shares Cillis, Laura Ann 5 17/12/2010 56 33.46 6,759 2,334 Calfrac Well Services Ltd. Options 2004 Stock Cillis, Laura Ann 5 01/01/2011 50 34.4 130,000 25,000 Option Plan Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 20.74 5,864 5,000 Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 8.35 12,114 6,250 Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 31.5 8,114 -4,000 Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 31.75 6,114 -2,000 Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 31.9 3,464 -2,650 Calfrac Well Services Ltd. Common Shares Dadge, Stephen Terry 5 07/01/2011 10 32 864 -2,600 Calfrac Well Services Ltd. Options 2004 Stock Dadge, Stephen Terry 5 01/01/2011 50 34.4 101,750 18,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Dadge, Stephen Terry 5 07/01/2011 51 20.74 96,750 -5,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Dadge, Stephen Terry 5 07/01/2011 51 8.35 90,500 -6,250 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Grisdale, John Lindsay 5 01/01/2011 50 34.4 135,500 25,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Medvedic, Tom 5 01/01/2011 50 34.4 119,250 18,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Mignault, Matthew 5 01/01/2011 50 34.4 46,583 12,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Montgomery, Robert 5 01/01/2011 50 34.4 45,500 18,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Olinek, Michael Dean 5 01/01/2011 50 34.4 56,250 12,000 Option Plan Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 01/01/2008 00 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 04/01/2011 10 20.2 15,000 15,000 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 04/01/2011 10 33.23 14,700 -300 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 31.75 14,100 -600 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 31.9 13,400 -700 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 31.91 13,300 -100 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.2 13,100 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.2 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.2 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.29 12,600 -500 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.3 12,100 -500 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.31 11,900 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 05/01/2011 10 32.4 11,600 -300 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 20.2 15,000 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 30.86 11,200 -400 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 30.9 11,000 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 30.91 8,200 -2,800 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.13 5,700 -2,500 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.22 4,100 -1,600 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.27 3,100 -1,000 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.43 1,200 -1,900 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.44 900 -300
January 14, 2011 (2011) 34 OSCB 510 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.45 700 -200 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.66 200 -500 Calfrac Well Services Ltd. Common Shares Paslawski, Basil Mark 5 06/01/2011 10 31.67 0 -200 Calfrac Well Services Ltd. Options 2004 Stock Paslawski, Basil Mark 5 01/01/2011 50 34.4 115,000 25,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Paslawski, Basil Mark 5 04/01/2011 51 20.2 100,000 -15,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Paslawski, Basil Mark 5 06/01/2011 51 20.2 -15,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Payne, Frederick Bruce 5 01/01/2011 50 34.4 94,117 25,000 Option Plan Calfrac Well Services Ltd. Common Shares Ramsay, Douglas Robert 4, 5 04/01/2011 10 34.57 586,644 -300 Calfrac Well Services Ltd. Options 2004 Stock Rokosh, Gary John 5 01/01/2011 50 34.4 40,500 18,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Schneider, Patrick 5 01/01/2011 50 34.4 32,000 12,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Sutherland, Robert 5 01/01/2011 50 34.4 120,250 25,000 Option Plan Calfrac Well Services Ltd. Options 2004 Stock Tuttle, Andrew Scott 5 01/01/2011 50 34.4 82,500 18,000 Option Plan Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 24/12/2010 38 18.25 300 300 Calian Technologies Ltd. Common Shares Calian Technologies Ltd 1 24/12/2010 38 0 -300 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.61 40,363 -1,200 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.6 36,563 -3,800 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.59 36,163 -400 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.58 31,563 -4,600 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.57 30,663 -900 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.56 30,163 -500 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.55 19,563 -10,600 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.54 18,963 -600 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.53 16,363 -2,600 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.51 15,263 -1,100 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.5 10,250 -5,013 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.48 9,450 -800 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.47 9,250 -200 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.46 5,050 -4,200 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.45 4,550 -500 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.44 4,150 -400 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.43 2,950 -1,200 Cameco Corporation Common Shares Assie, George Bernard 5 04/01/2011 10 40.42 250 -2,700 Cameco Corporation Common Shares Gabruch, Timothy Stephen 5 01/01/2011 00
Cameco Corporation Common Shares Gabruch, Timothy Stephen 5 01/01/2011 00 1,265
Cameco Corporation Options Gabruch, Timothy Stephen 5 01/01/2011 00 36,408
Canada Lithium Corp. Common Shares Fairbairn, James Neville 5 05/01/2011 10 2.1523 126,000 -110,000 Canada Lithium Corp. Common Shares Pickens, Sheila Diane 4 30/12/2010 10 1.83 800,400 -20,000 Canada Lithium Corp. Common Shares Pickens, Sheila Diane 4 31/12/2010 10 2.19 790,400 -10,000 Canada Pacific Capital Corp. Options Ekstein, Mendel Israel 4 23/12/2010 00
Canada Pacific Capital Corp. Options Ekstein, Mendel Israel 4 31/12/2010 50 58,000 58,000
Canada Pacific Capital Corp. Options Lam, Michael 4, 5 23/12/2010 00
Canada Pacific Capital Corp. Options Lam, Michael 4, 5 31/12/2010 50 232,000 232,000
Canada Pacific Capital Corp. Options Li, Yan Gang 4 23/12/2010 00
Canada Pacific Capital Corp. Options Li, Yan Gang 4 31/12/2010 50 232,000 232,000
Canada Pacific Capital Corp. Options Lu, Rong Catherine 4, 5 23/12/2010 00
Canada Pacific Capital Corp. Options Lu, Rong Catherine 4, 5 31/12/2010 50 232,000 232,000
Canada Pacific Capital Corp. Options Noone, Daniel Joseph 4 23/12/2010 00
Canada Pacific Capital Corp. Options Noone, Daniel Joseph 4 31/12/2010 50 0.1 174,000 174,000
Canada Pacific Capital Corp. Options Szweras, Adam Kelley 4, 5 23/12/2010 00
Canada Pacific Capital Corp. Options Szweras, Adam Kelley 4, 5 31/12/2010 50 232,000 232,000
January 14, 2011 (2011) 34 OSCB 511 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Energy Services & Common Shares Zinger, Kenneth Earl 5 06/01/2011 10 27.6 550,968 -10,000 Technology Corp. Canadian Energy Services & Common Shares Zinger, Kenneth Earl 5 07/01/2011 10 28 550,468 -500 Technology Corp. Canadian Equipment Rental Options Mandin, Marc Philippe 5 01/04/2008 00 Fund Limited Partnership Roland
Canadian Equipment Rental Options Mandin, Marc Philippe 5 01/04/2008 00 20,000 Fund Limited Partnership Roland
Canadian Equipment Rental Units Mandin, Marc Philippe 5 24/12/2010 30 2.76 84,714 3,625 Fund Limited Partnership Roland
Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 36 28,346 28,346 Inc. Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Bergnach, Edward Peter 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares Blakely, Robert George 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Blakely, Robert George 7 31/12/2010 36 381 381 Inc. Canadian Helicopters Group Common Shares Blakely, Robert George 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Blakely, Robert George 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares Findlay, Randall J. 4, 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Findlay, Randall J. 4, 7 31/12/2010 36 20,000 20,000 Inc. Canadian Helicopters Group Common Shares Fonds de solidarité FTQ 3 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Fonds de solidarité FTQ 3 31/12/2010 36 2,642,323 2,642,323 Inc. Canadian Helicopters Group Common Shares Lafleur, Robert Jean 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Lafleur, Robert Jean 7 31/12/2010 36 13,583 13,583 Inc. Canadian Helicopters Group Common Shares Lafleur, Robert Jean 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Lafleur, Robert Jean 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares MacKay, Robert Ian 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares MacKay, Robert Ian 7 31/12/2010 36 14,043 14,043 Inc. Canadian Helicopters Group Common Shares Morton, Simon William 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Morton, Simon William 7 31/12/2010 36 19,334 19,334 Inc. Canadian Helicopters Group Common Shares Morton, Simon William 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Morton, Simon William 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares Olson, Mark Lewis 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Olson, Mark Lewis 7 31/12/2010 36 26,616 26,616 Inc. Canadian Helicopters Group Common Shares Olson, Mark Lewis 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Olson, Mark Lewis 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares Payette, Claude 7 31/12/2010 00 Inc.
January 14, 2011 (2011) 34 OSCB 512 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Helicopters Group Common Shares Payette, Claude 7 31/12/2010 36 7,599 7,599 Inc. Canadian Helicopters Group Common Shares Payette, Claude 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Payette, Claude 7 31/12/2010 36 32,072 32,072 Inc. Canadian Helicopters Group Common Shares Pollock, Laurence Malcolm 4, 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Pollock, Laurence Malcolm 4, 7 31/12/2010 36 20,000 20,000 Inc. Canadian Helicopters Group Common Shares Seguin, Sylvain 5 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Seguin, Sylvain 5 31/12/2010 36 2,406 2,406 Inc. Canadian Helicopters Group Common Shares Wall, Don Ed 4, 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Wall, Don Ed 4, 7 31/12/2010 36 258,323 258,323 Inc. Canadian Helicopters Group Common Shares Wall, Don Ed 4, 7 31/12/2010 00 Inc. Canadian Helicopters Group Common Shares Wall, Don Ed 4, 7 31/12/2010 36 96,219 96,219 Inc. Canadian Helicopters Trust Units Bergnach, Edward Peter 7 31/12/2010 36 0 -28,346 Income Fund Canadian Helicopters Trust Units Bergnach, Edward Peter 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units Blakely, Robert George 7 31/12/2010 36 0 -381 Income Fund Canadian Helicopters Trust Units Blakely, Robert George 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units Findlay, Randall J. 4, 7 31/12/2010 36 0 -20,000 Income Fund Canadian Helicopters Trust Units Fonds de solidarité FTQ 3 31/12/2010 36 0 -2,642,323 Income Fund Canadian Helicopters Trust Units Lafleur, Robert Jean 7 31/12/2010 36 0 -13,583 Income Fund Canadian Helicopters Trust Units Lafleur, Robert Jean 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units MacKay, Robert Ian 7 31/12/2010 36 0 -14,043 Income Fund Canadian Helicopters Trust Units Morton, Simon William 7 31/12/2010 36 0 -19,334 Income Fund Canadian Helicopters Trust Units Morton, Simon William 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units Olson, Mark Lewis 7 31/12/2010 36 0 -26,616 Income Fund Canadian Helicopters Trust Units Olson, Mark Lewis 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units Payette, Claude 7 31/12/2010 36 0 -7,599 Income Fund Canadian Helicopters Trust Units Payette, Claude 7 31/12/2010 36 0 -32,072 Income Fund Canadian Helicopters Trust Units Pollock, Laurence Malcolm 4, 7 31/12/2010 36 0 -20,000 Income Fund Canadian Helicopters Trust Units Seguin, Sylvain 5 31/12/2010 36 0 -2,406 Income Fund Canadian Helicopters Trust Units Wall, Don Ed 4, 7 31/12/2010 36 0 -258,323 Income Fund Canadian Helicopters Trust Units Wall, Don Ed 4, 7 31/12/2010 36 0 -96,219 Income Fund Canadian Imperial Bank of Common Shares McCaughey, Gerald T 4, 5 04/01/2011 51 49.75 94,358 50,000 Commerce Canadian Imperial Bank of Common Shares McCaughey, Gerald T 4, 5 04/01/2011 10 78.08 44,358 -50,000 Commerce Canadian Imperial Bank of Common Shares McCaughey, Gerald T 4, 5 04/01/2011 10 78.43 34,358 -10,000 Commerce Canadian Imperial Bank of Options McCaughey, Gerald T 4, 5 04/01/2011 51 629,828 -50,000 Commerce Canadian Imperial Bank of Common Shares Prentice, Peter Eric James 5 01/01/2011 00 1,270 Commerce Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 01/01/2011 00 Commerce Berghuis
January 14, 2011 (2011) 34 OSCB 513 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 04/01/2011 10 77.93 100 100 Commerce Berghuis Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 01/01/2011 00 Commerce Berghuis Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 04/01/2011 10 77.93 100 100 Commerce Berghuis Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 01/01/2011 00 Commerce Berghuis Canadian Imperial Bank of Common Shares Stevenson, Katharine 4 04/01/2011 10 77.93 1,000 1,000 Commerce Berghuis Canadian National Railway Common Shares Canadian National Railway 1 01/12/2010 38 65.347 335,000 85,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 02/12/2010 38 66.826 250,000 40,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 03/12/2010 38 66.6 250,000 125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 06/12/2010 38 165,000 -85,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 06/12/2010 38 66.415 290,000 125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 07/12/2010 38 250,000 -40,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 07/12/2010 38 67.065 375,000 125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 08/12/2010 38 250,000 -125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 08/12/2010 38 66.2 350,000 100,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 09/12/2010 38 225,000 -125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 09/12/2010 38 66.68 325,000 100,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 10/12/2010 38 200,000 -125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 10/12/2010 38 66.862 325,000 125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 13/12/2010 38 225,000 -100,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 13/12/2010 38 66.908 266,000 41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 14/12/2010 38 166,000 -100,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 14/12/2010 38 67.104 207,000 41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 15/12/2010 38 82,000 -125,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 15/12/2010 38 67.395 123,000 41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 16/12/2010 38 82,000 -41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 16/12/2010 38 67.182 123,000 41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 17/12/2010 38 82,000 -41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 17/12/2010 38 67.109 123,000 41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 20/12/2010 38 82,000 -41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 21/12/2010 38 41,000 -41,000 Company Company Canadian National Railway Common Shares Canadian National Railway 1 22/12/2010 38 0 -41,000 Company Company Canadian Natural Resources Common Shares Cusson, Réal, Michel 5 05/01/2011 10 43.8 3,100 1,100 Limited Canadian Natural Resources Common Shares Cusson, Réal, Michel 5 04/01/2011 10 44.05 1,400 Limited Canadian Natural Resources Common Shares Cusson, Réal, Michel 5 04/01/2011 10 44.05 4,400 1,400 Limited Canadian Natural Resources Common Shares Cusson, Réal, Michel 5 05/01/2011 10 43.72 3,500 700 Limited Canadian Natural Resources Common Shares Davis, Randall Scott 5 03/01/2011 90 76,340 47,940 Limited
January 14, 2011 (2011) 34 OSCB 514 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Natural Resources Common Shares Davis, Randall Scott 5 03/01/2011 30 40.84 52,619 2,139 Limited Canadian Natural Resources Common Shares Davis, Randall Scott 5 03/01/2011 90 4,679 -47,940 Limited Canadian Natural Resources Common Shares Gobert, Wilfred Arthur 4 05/01/2011 10 43.93 15,500 10,500 Limited Canadian Natural Resources Common Shares Gobert, Wilfred Arthur 4 01/11/2010 00 Limited Canadian Natural Resources Common Shares Gobert, Wilfred Arthur 4 04/01/2011 10 44.05 6,000 6,000 Limited Canadian Natural Resources Common Shares knight, allen matthew 5 06/01/2011 51 29.925 580,584 10,000 Limited Canadian Natural Resources Common Shares knight, allen matthew 5 06/01/2011 10 44.02 570,584 -10,000 Limited Canadian Natural Resources Options knight, allen matthew 5 06/01/2011 51 29.925 705,000 -10,000 Limited Canadian Natural Resources Options wilson, jeffrey warren 5 01/01/2011 50 42.24 410,976 150,000 Limited Canadian Natural Resources Options Zeidler, Lynn Marie 5 13/12/2010 50 42.24 182,400 50,000 Limited Canadian Oil Recovery & Common Shares Gress, Alexander Edward 4 31/12/2010 10 0.235 781,166 5,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 30/12/2010 10 0.219 1,244,929 5,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 30/12/2010 10 0.215 1,245,429 500 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 31/12/2010 10 0.225 1,250,429 5,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 31/12/2010 10 0.23 1,252,429 2,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 31/12/2010 10 0.22 1,253,929 1,500 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 04/01/2011 10 0.23 1,256,929 3,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.275 1,257,929 1,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.29 1,258,929 1,000 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.28 1,260,429 1,500 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.29 1,262,929 2,500 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.28 1,266,429 3,500 Remediation Enterprises Ltd.
Canadian Oil Recovery & Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.29 1,269,929 3,500 Remediation Enterprises Ltd.
Canadian Oil Sands Limited Common Shares Arnold, Scott 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Arnold, Scott 5 31/12/2010 36 1,015 1,015
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 00
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 36 24.12 3,735 3,735
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 36 26.54 7,925 4,190
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 36 37.74 16,810 8,885
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 36 17.6 21,557 4,747
January 14, 2011 (2011) 34 OSCB 515 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Options Arnold, Scott 5 31/12/2010 36 27.74 27,231 5,674
Canadian Oil Sands Limited Performance Units Arnold, Scott 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Arnold, Scott 5 31/12/2010 36 19.25 1,303 1,303
Canadian Oil Sands Limited Performance Units Arnold, Scott 5 31/12/2010 36 28.166 2,565 1,262
Canadian Oil Sands Limited Common Shares Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Common Shares Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Options Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Options Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Options Birkby, Philip 5 31/12/2010 36 28.2 17,458
Canadian Oil Sands Limited Options Birkby, Philip 5 31/12/2010 36 28.2 17,458
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 10/05/2010 00
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 31/12/2010 36 6,501
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 31/12/2010 36 6,501
Canadian Oil Sands Limited Common Shares Birkby, Philip 5 31/12/2010 00
Canadian Oil Sands Limited Options Birkby, Philip 5 31/12/2010 00
Canadian Oil Sands Limited Options Birkby, Philip 5 31/12/2010 36 28.2 17,458 17,458
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Birkby, Philip 5 31/12/2010 36 6,501 6,501
Canadian Oil Sands Limited Common Shares Bourne, Ian Alexander 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Bourne, Ian Alexander 4 31/12/2010 36 11,990 11,990
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 36 1,369,222 1,369,222
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 36 7,150 7,150
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 36 36,191 36,191
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 36 1,795 1,795
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Coutu, Marcel R. 4, 5 31/12/2010 36 500 500
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 24.12 78,925 78,925
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 26.54 163,440 84,515
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 37.74 287,525 124,085
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 43.26 407,955 120,430
January 14, 2011 (2011) 34 OSCB 516 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 17.6 661,120 253,165
Canadian Oil Sands Limited Options Coutu, Marcel R. 4, 5 31/12/2010 36 27.74 843,744 182,624
Canadian Oil Sands Limited Performance Units Coutu, Marcel R. 4, 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Coutu, Marcel R. 4, 5 31/12/2010 36 36.81 16,980 16,980
Canadian Oil Sands Limited Performance Units Coutu, Marcel R. 4, 5 31/12/2010 36 40.718 32,570 15,590
Canadian Oil Sands Limited Performance Units Coutu, Marcel R. 4, 5 31/12/2010 36 19.25 102,063 69,493
Canadian Oil Sands Limited Performance Units Coutu, Marcel R. 4, 5 31/12/2010 36 28.166 142,694 40,631
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 31/12/2010 36 77,507
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 31/12/2010 36 77,507
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 24.12 18,450
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 24.12 18,450
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 26.54 17,696
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 26.54 17,696
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 37.74 28,335
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 37.74 28,335
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 17.6 28,446
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 17.6 28,446
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 27.74 30,230
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 27.74 30,230
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 24/02/2003 00
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 36.81 3,658
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 36.81 3,658
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 19.25 7,808
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 19.25 7,808
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 28.166 6,726
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 28.166 6,726
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Curran, Trudy Marie 5 31/12/2010 36 77,507 77,507
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 00
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 24.12 18,450 18,450
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 26.54 36,146 17,696
January 14, 2011 (2011) 34 OSCB 517 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 37.74 64,481 28,335
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 17.6 92,927 28,446
Canadian Oil Sands Limited Options Curran, Trudy Marie 5 31/12/2010 36 27.74 123,157 30,230
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 36.81 3,658 3,658
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 19.25 11,466 7,808
Canadian Oil Sands Limited Performance Units Curran, Trudy Marie 5 31/12/2010 36 28.166 18,192 6,726
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 31/12/2010 36 2,010
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 31/12/2010 36 2,010
Canadian Oil Sands Limited Options Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Options Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 25.92 33,185
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 25.92 33,185
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 37.74 10,295
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 37.74 10,295
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 17.6 11,392
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 17.6 11,392
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 27.74 12,340
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 27.74 12,340
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 01/05/2007 00
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 36.81 1,410
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 36.81 1,410
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 19.25 3,127
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 19.25 3,127
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 28.166 2,746
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 28.166 2,746
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Dawson, Robert 5 31/12/2010 36 2,010 2,010
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 00
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 25.92 33,185 33,185
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 37.74 43,480 10,295
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 17.6 54,872 11,392
Canadian Oil Sands Limited Options Dawson, Robert 5 31/12/2010 36 27.74 67,212 12,340
January 14, 2011 (2011) 34 OSCB 518 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 36.81 1,410 1,410
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 19.25 4,537 3,127
Canadian Oil Sands Limited Performance Units Dawson, Robert 5 31/12/2010 36 28.166 7,283 2,746
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 41,460
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 41,460
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 299
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 299
Canadian Oil Sands Limited Options Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Options Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 24.12 9,845
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 24.12 9,845
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 26.54 5,340
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 26.54 5,340
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 37.74 9,805
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 37.74 9,805
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 17.6 10,633
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 17.6 10,633
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 27.74 12,021
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 27.74 12,021
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 25/04/2006 00
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 36.81 1,340
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 36.81 1,340
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 19.25 2,919
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 19.25 2,919
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 28.166 2,675
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 28.166 2,675
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 41460 41,460 41,460
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Fisekci, Siren 5 31/12/2010 36 299 299
January 14, 2011 (2011) 34 OSCB 519 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 00
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 24.12 9,845 9,845
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 26.54 15,185 5,340
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 37.74 24,990 9,805
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 17.6 35,623 10,633
Canadian Oil Sands Limited Options Fisekci, Siren 5 31/12/2010 36 27.74 47,644 12,021
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 36.81 1,340 1,340
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 19.25 4,259 2,919
Canadian Oil Sands Limited Performance Units Fisekci, Siren 5 31/12/2010 36 28.166 6,934 2,675
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 01/06/2003 00
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 31/12/2010 36 177,228
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 31/12/2010 36 177,228
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 01/06/2003 00
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 24.12 26,645
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 24.12 26,645
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 43.26 15,130
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 43.26 15,130
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 17.6 20,810
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 17.6 20,810
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 27.74 15,035
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 27.74 15,035
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 01/06/2003 00
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 02/06/2003 00
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 40.718 1,960
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 40.718 1,960
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 19.25 5,712
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 19.25 5,712
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 28.166 3,345
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 28.166 3,345
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 31/12/2010 00
January 14, 2011 (2011) 34 OSCB 520 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Common Shares Hagerman, Allen R. 5 31/12/2010 36 177,228 177,228
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 00
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 24.12 26,645 26,645
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 43.26 41,775 15,130
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 17.6 62,585 20,810
Canadian Oil Sands Limited Options Hagerman, Allen R. 5 31/12/2010 36 27.74 77,620 15,035
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 40.718 1,960 1,960
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 19.25 7,672 5,712
Canadian Oil Sands Limited Performance Units Hagerman, Allen R. 5 31/12/2010 36 28.166 11,017 3,345
Canadian Oil Sands Limited Common Shares Hardy, Darren 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Hardy, Darren 5 31/12/2010 36 2,593 2,593
Canadian Oil Sands Limited Options Hardy, Darren 5 31/12/2010 00
Canadian Oil Sands Limited Options Hardy, Darren 5 31/12/2010 36 37.81 8,290 8,290
Canadian Oil Sands Limited Options Hardy, Darren 5 31/12/2010 36 17.6 19,505 11,215
Canadian Oil Sands Limited Options Hardy, Darren 5 31/12/2010 36 27.74 31,845 12,340
Canadian Oil Sands Limited Performance Units Hardy, Darren 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Hardy, Darren 5 31/12/2010 36 39.415 425 425
Canadian Oil Sands Limited Performance Units Hardy, Darren 5 31/12/2010 36 19.25 3,504 3,079
Canadian Oil Sands Limited Performance Units Hardy, Darren 5 31/12/2010 36 28.166 6,250 2,746
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 31/12/2010 36 189,616
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 31/12/2010 36 189,616
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 24.12 9,885
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 24.12 9,885
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 26.54 9,616
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 26.54 9,616
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 25.92 6,850
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 25.92 6,850
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 37.74 32,355
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 37.74 32,355
January 14, 2011 (2011) 34 OSCB 521 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 17.6 44,304
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 17.6 44,304
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 27.74 43,440
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 27.74 43,440
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 24/02/2003 00
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 36.81 4,425
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 36.81 4,425
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 19.25 12,161
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 19.25 12,161
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 28.166 9,665
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 28.166 9,665
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares Kubik, Ryan Michael 5 31/12/2010 36 189,616 189,616
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 00
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 24.12 9,885 9,885
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 26.54 19,501 9,616
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 25.92 26,351 6,850
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 37.74 58,706 32,355
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 17.6 103,010 44,304
Canadian Oil Sands Limited Options Kubik, Ryan Michael 5 31/12/2010 36 27.74 146,450 43,440
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 36.81 4,425 4,425
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 19.25 16,586 12,161
Canadian Oil Sands Limited Performance Units Kubik, Ryan Michael 5 31/12/2010 36 28.166 26,251 9,665
Canadian Oil Sands Limited Common Shares LOWRY, Donald James 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares LOWRY, Donald James 4 31/12/2010 36 22,274 22,274
Canadian Oil Sands Limited Common Shares LOWRY, Donald James 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares LOWRY, Donald James 4 31/12/2010 36 63 63
Canadian Oil Sands Limited Common Shares Newhouse, Wayne M. 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Newhouse, Wayne M. 4 31/12/2010 36 35,506 35,506
Canadian Oil Sands Limited Common Shares Read, John K. 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Read, John K. 4 31/12/2010 36 2,322 2,322
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 1,000
January 14, 2011 (2011) 34 OSCB 522 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 1,000
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 2,315
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 2,315
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 465
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 465
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.94 15,000
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.94 15,000
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 24.12 17,130
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 24.12 17,130
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 26.54 16,695
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 26.54 16,695
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 37.74 16,375
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 37.74 16,375
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 43.26 490
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 43.26 490
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.6 20,127
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.6 20,127
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 27.74 11,560
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 27.74 11,560
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 01/09/2005 00
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 36.81 2,240
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 36.81 2,240
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 40.718 65
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 40.718 65
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 19.25 5,525
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 19.25 5,525
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 28.166 2,572
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 28.166 2,572
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 00
January 14, 2011 (2011) 34 OSCB 523 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 1,000 1,000
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 2,315 2,315
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 00
Canadian Oil Sands Limited Common Shares ROBERTS, TREVOR 5 31/12/2010 36 465 465
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 00
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.94 15,000 15,000
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 24.12 32,130 17,130
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 26.54 48,825 16,695
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 37.74 65,200 16,375
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 43.26 65,690 490
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 17.6 85,817 20,127
Canadian Oil Sands Limited Options ROBERTS, TREVOR 5 31/12/2010 36 27.74 97,377 11,560
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 00
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 36.81 2,240 2,240
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 40.718 2,305 65
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 19.25 7,830 5,525
Canadian Oil Sands Limited Performance Units ROBERTS, TREVOR 5 31/12/2010 36 28.166 10,402 2,572
Canadian Oil Sands Limited Common Shares Sangster, Brant G. 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Sangster, Brant G. 4 31/12/2010 36 16,900 16,900
Canadian Oil Sands Limited Common Shares Shultz, C.E. (Chuck) 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Shultz, C.E. (Chuck) 4 31/12/2010 36 108,290 108,290
Canadian Oil Sands Limited Common Shares Twiss, Wesley R. 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Twiss, Wesley R. 4 31/12/2010 36 46,292 46,292
Canadian Oil Sands Limited Common Shares Twiss, Wesley R. 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Twiss, Wesley R. 4 31/12/2010 36 5,470 5,470
Canadian Oil Sands Limited Common Shares Zaozirny, John Brian 4 31/12/2010 00
Canadian Oil Sands Limited Common Shares Zaozirny, John Brian 4 31/12/2010 36 46,167 46,167
Canadian Oil Sands Trust Options Arnold, Scott 5 31/12/2010 36 0 -27,231 Canadian Oil Sands Trust Performance Trust Units Arnold, Scott 5 31/12/2010 36 0 -2,565
Canadian Oil Sands Trust Trust Units Arnold, Scott 5 31/12/2010 36 0 -1,015 Canadian Oil Sands Trust Options Birkby, Philip 5 31/12/2010 36 28.2 0 -17,458 Canadian Oil Sands Trust Performance Trust Units Birkby, Philip 5 31/12/2010 36 0 -6,501
Canadian Oil Sands Trust Trust Units Birkby, Philip 5 10/05/2010 00 Canadian Oil Sands Trust Trust Units Bourne, Ian Alexander 4 31/12/2010 36 0 -11,990 Canadian Oil Sands Trust Options Coutu, Marcel R. 7 31/12/2010 36 0 -843,744 Canadian Oil Sands Trust Performance Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -142,694
Canadian Oil Sands Trust Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -1,369,222 Canadian Oil Sands Trust Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -7,150 Canadian Oil Sands Trust Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -36,191 Canadian Oil Sands Trust Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -1,795
January 14, 2011 (2011) 34 OSCB 524 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Oil Sands Trust Trust Units Coutu, Marcel R. 7 31/12/2010 36 0 -500 Canadian Oil Sands Trust Options Curran, Trudy Marie 7 31/12/2010 36 0 -123,157 Canadian Oil Sands Trust Performance Trust Units Curran, Trudy Marie 7 31/12/2010 36 0 -18,192
Canadian Oil Sands Trust Trust Units Curran, Trudy Marie 7 31/12/2010 36 0 -77,507 Canadian Oil Sands Trust Options Dawson, Robert 5 31/12/2010 36 0 -67,212 Canadian Oil Sands Trust Performance Trust Units Dawson, Robert 5 31/12/2010 36 0 -7,283
Canadian Oil Sands Trust Trust Units Dawson, Robert 5 31/12/2010 36 0 -2,010 Canadian Oil Sands Trust Options Fisekci, Siren 5 31/12/2010 36 0 -47,644 Canadian Oil Sands Trust Performance Trust Units Fisekci, Siren 5 31/12/2010 36 0 -6,934
Canadian Oil Sands Trust Trust Units Fisekci, Siren 5 31/12/2010 36 0 -41,460 Canadian Oil Sands Trust Trust Units Fisekci, Siren 5 31/12/2010 36 0 -299 Canadian Oil Sands Trust Options Hagerman, Allen R. 5 31/12/2010 36 0 -77,620 Canadian Oil Sands Trust Performance Trust Units Hagerman, Allen R. 5 31/12/2010 36 0 -11,017
Canadian Oil Sands Trust Trust Units Hagerman, Allen R. 5 31/12/2010 36 0 -177,228 Canadian Oil Sands Trust Options Hardy, Darren 5 31/12/2010 36 0 -31,845 Canadian Oil Sands Trust Performance Trust Units Hardy, Darren 5 31/12/2010 36 0 -6,250
Canadian Oil Sands Trust Trust Units Hardy, Darren 5 31/12/2010 36 0 -2,593 Canadian Oil Sands Trust Options Kubik, Ryan Michael 5 31/12/2010 36 0 -146,450 Canadian Oil Sands Trust Performance Trust Units Kubik, Ryan Michael 5 31/12/2010 36 0 -27,929
Canadian Oil Sands Trust Trust Units Kubik, Ryan Michael 5 31/12/2010 36 -189,616 Canadian Oil Sands Trust Trust Units Kubik, Ryan Michael 5 31/12/2010 36 -189,616 Canadian Oil Sands Trust Trust Units Kubik, Ryan Michael 5 31/12/2010 36 0 -189,616 Canadian Oil Sands Trust Trust Units LOWRY, Donald James 4 31/12/2010 36 0 -22,274 Canadian Oil Sands Trust Trust Units LOWRY, Donald James 4 31/12/2010 36 0 -63 Canadian Oil Sands Trust Trust Units Newhouse, Wayne M. 7 31/12/2010 36 0 -35,506 Canadian Oil Sands Trust Trust Units Read, John K. 4 31/12/2010 36 0 -2,322 Canadian Oil Sands Trust Trust Units ROBERTS, TREVOR 5 31/12/2010 36 0 -1,000 Canadian Oil Sands Trust Trust Units ROBERTS, TREVOR 5 31/12/2010 36 0 -2,315 Canadian Oil Sands Trust Trust Units ROBERTS, TREVOR 5 31/12/2010 36 0 -465 Canadian Oil Sands Trust Trust Units Sangster, Brant G. 4 31/12/2010 36 0 -16,900 Canadian Oil Sands Trust Trust Units Shultz, C.E. (Chuck) 7 31/12/2010 36 0 -108,290 Canadian Oil Sands Trust Trust Units Twiss, Wesley R. 7 31/12/2010 36 0 -46,292 Canadian Oil Sands Trust Trust Units Twiss, Wesley R. 7 31/12/2010 36 0 -5,470 Canadian Oil Sands Trust Trust Units Zaozirny, John Brian 4 31/12/2010 36 0 -46,167 Canadian Pacific Railway Rights DSU Allison, Marlowe Glen 5 23/11/2009 00 Limited Canadian Pacific Railway Rights DSU Allison, Marlowe Glen 5 05/01/2011 56 66.31 94 94 Limited Canadian Tire Corporation, Deferred Share Units Aitchison, Iain Cameron 4 31/12/2010 30 67.229 2,274 330 Limited Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 11 67.09 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.09 784,782 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.92 784,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.92 784,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.92 784,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.81 784,182 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.81 783,782 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.85 783,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.73 783,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.73 783,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.73 783,382 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 11 66.72 782,682 -700 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.85 782,282 -400 Limited A
January 14, 2011 (2011) 34 OSCB 525 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.85 781,882 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.85 781,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.9 781,282 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 66.953 780,782 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 779,782 -1,000 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.05 779,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.06 779,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.05 779,382 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.05 779,282 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 778,882 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 778,582 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 778,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 778,382 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 778,082 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 777,982 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 777,882 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 777,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67 777,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 06/01/2011 10 67.01 777,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Collver, Robyn Anne 3, 7, 5 07/01/2011 10 67 782,082 4,500 Limited A Canadian Tire Corporation, Deferred Share Units Currie, Peter William 4 31/12/2010 30 67.229 3,931 308 Limited Canadian Tire Corporation, Deferred Share Units Domelle, Brian 4 31/12/2010 30 67.229 6,072 446 Limited Canadian Tire Corporation, Deferred Share Units Franklin, Robert 4, 7 31/12/2010 10 67.229 3,933 223 Limited Canadian Tire Corporation, Deferred Share Units Gostlin, Keith 4, 6 31/12/2010 30 67.229 13,652 632 Limited Canadian Tire Corporation, Common Shares Lynar, Hugh 3 01/01/2011 00 419,280 Limited Canadian Tire Corporation, CTC Share Unit Fund Lynar, Hugh 3 01/01/2011 00 1,076 Limited (DPSP) Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 01/01/2011 00 784,982 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.09 784,782 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 11 66.92 784,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.92 784,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.92 784,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.81 784,182 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.81 783,782 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.85 783,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.73 783,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.73 783,482 -100 Limited A
January 14, 2011 (2011) 34 OSCB 526 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.73 783,382 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.72 782,682 -700 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.85 782,282 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.85 781,882 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.85 781,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.9 781,282 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 66.95 780,782 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 779,782 -1,000 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.05 779,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.06 779,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.05 779,382 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.05 779,282 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 778,882 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 778,582 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 778,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 778,382 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 778,082 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 777,982 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 777,882 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 777,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67 777,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 06/01/2011 10 67.01 777,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 07/01/2011 10 67 782,082 4,500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Lynar, Hugh 3 01/01/2011 00 273 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.09 784,782 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.92 784,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.92 784,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.92 784,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.81 784,182 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.81 783,782 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.85 783,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.73 783,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.73 783,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.72 782,782 -700 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.85 782,382 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.85 781,982 -400 Limited A
January 14, 2011 (2011) 34 OSCB 527 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.85 781,882 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.9 781,382 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 66.95 780,882 -500 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.05 780,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.06 780,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.05 780,482 -200 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.05 780,382 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,982 -400 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,682 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,482 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,182 -300 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 779,082 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 778,982 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 778,882 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 778,782 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67.01 778,682 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 11 67 777,682 -1,000 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 06/01/2011 10 67 777,582 -100 Limited A Canadian Tire Corporation, Non-Voting Shares Class Pasternak, Stanley William 3 07/01/2011 10 67 782,082 4,500 Limited A Canadian Tire Corporation, Common Shares Peters, William Lee 3 01/01/2011 90 0 -419,280 Limited Canadian Tire Corporation, Non-Voting Shares Class Peters, William Lee 3 01/01/2011 90 0 -784,982 Limited A Canadian Tire Corporation, Deferred Share Units Potter, Frank 4, 7 31/12/2010 30 67.229 7,980 223 Limited Canadian Tire Corporation, Deferred Share Units Price, Timothy Robert 4 31/12/2010 30 67.229 7,328 446 Limited Canadian Tire Corporation, Deferred Share Units Riley, James Albert 4 31/12/2010 30 67.229 13,695 665 Limited Canadian Tire Corporation, Non-Voting Shares Class Sabia, Maureen Joanne 4, 7 31/12/2010 30 68.35 82 47 Limited A Canadian Tire Corporation, Deferred Share Units Saunders, Peter Bryce 4 31/12/2010 30 67.229 2,232 330 Limited Canadian Tire Corporation, Deferred Share Units Savage, Graham William 4, 7 31/12/2010 30 67.229 5,144 223 Limited Canadian Utilities Limited Common Shares Class B ATCO Ltd. 3 16/07/2001 00 16,332,726
Canadian Utilities Limited Common Shares Class B ATCO Ltd. 3 29/08/2005 35 32,665,452 16,332,726
Canadian Utilities Limited Common Shares Class B ATCO Ltd. 3 01/01/2011 16 53.52 33,154,623 489,171
Canadian Utilities Limited Non-Voting Shares Class ATCO Ltd. 3 16/07/2001 00 16,529,928 A Canadian Utilities Limited Non-Voting Shares Class ATCO Ltd. 3 29/08/2005 35 33,059,856 16,529,928 A Canadian Utilities Limited Non-Voting Shares Class ATCO Ltd. 3 29/08/2005 16 53.15 1,059,658 A Canadian Utilities Limited Non-Voting Shares Class ATCO Ltd. 3 29/08/2005 16 53.15 1,059,658 A Canadian Utilities Limited Non-Voting Shares Class ATCO Ltd. 3 01/01/2011 16 53.15 34,119,514 1,059,658 A
January 14, 2011 (2011) 34 OSCB 528 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 01/12/2010 38 51.87 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 01/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 02/12/2010 38 51.72 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 02/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 03/12/2010 38 51.65 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 03/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 06/12/2010 38 51.62 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 06/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 07/12/2010 38 51.83 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 07/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 08/12/2010 38 51.81 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 08/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 09/12/2010 38 51.48 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 09/12/2010 38 0 -1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 10/12/2010 38 51.34 1,150 1,150 A Canadian Utilities Limited Non-Voting Shares Class Canadian Utilities Limited 1 10/12/2010 38 0 -1,150 A Canadian Utilities Limited Common Shares Class B Ellard, Denis M. 7 23/04/2003 00
Canadian Utilities Limited Common Shares Class B Ellard, Denis M. 7 16/12/2010 10 53.25 100 100
Canadian Utilities Limited Non-Voting Shares Class Ellard, Denis M. 7 16/12/2010 10 53.25 100 A Canadian Utilities Limited Non-Voting Shares Class Southern, Nancy C. 4, 6, 7, 5 04/01/2011 11 54.06 0 -20,000 A Canadian Utilities Limited Non-Voting Shares Class Southern, Nancy C. 4, 6, 7, 5 04/01/2011 11 54.06 42,000 20,000 A Canadian Western Bank Rights Deferred Share Bellstedt, Albrecht Wilhelm 4 31/12/2010 30 1,658 14 Units Albert Canadian Western Bank Options Gilpin, Richard Roy 5 15/12/2010 50 29.424 36,420 5,447 Canadian Western Bank Options Golick, Ricki 5 15/12/2010 50 47,265 5,705 Canadian Western Bank Rights Deferred Share Jackson, Allan William 4 31/12/2010 30 4,976 44 Units Canadian Western Bank Rights Deferred Share Leaney, Wendy Ann 4 31/12/2010 30 1,658 14 Units Canadian Western Bank Rights Deferred Share Manning, Robert Adrian 4 31/12/2010 30 2,488 22 Units Canadian Western Bank Rights Deferred Share McGavin, Gerald Allan Bell 4 31/12/2010 30 1,658 14 Units Canadian Western Bank Common Shares Morrison, Peter Kenneth 5 05/01/2011 47 11,909 -600 Canadian Western Bank Rights Deferred Share Pechet, Howard E. 4 31/12/2010 30 1,658 14 Units Canadian Western Bank Rights Deferred Share Phillips, Robert L. 4 31/12/2010 30 1,658 14 Units Canadian Western Bank Common Shares Protti, Raymond Joseph 4 31/12/2010 30 11,204 170 Canadian Western Bank Rights Deferred Share Protti, Raymond Joseph 4 31/12/2010 30 1,658 14 Units Canadian Western Bank Rights Deferred Share Rowe, Alan Macdonald 4 31/12/2010 30 3,317 29 Units Canadian Western Bank Rights Deferred Share Shell, Arnold Joseph 4 31/12/2010 30 3,317 29 Units Canadian Western Bank Options Wright, John Charles 5 04/01/2011 50 29.424 45,850 5,591 CanAlaska Uranium Ltd. Common Shares Schimann, Karl 5 05/01/2011 51 1 423,375 373,250 CanAlaska Uranium Ltd. Options Schimann, Karl 5 05/01/2011 51 1 26,750 -373,250 Canexus Income Fund Options Pettie, Diane Joan 5 04/01/2011 51 8.84 166,768 -13,232 Canexus Income Fund Options Pettie, Diane Joan 5 05/01/2011 51 8.84 165,148 -1,620 Canexus Income Fund Options Pettie, Diane Joan 5 06/01/2011 51 8.84 163,798 -1,350
January 14, 2011 (2011) 34 OSCB 529 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canexus Income Fund Options Pettie, Diane Joan 5 07/01/2011 51 8.84 155,000 -8,798 Canexus Income Fund Rights Option Bonus Pettie, Diane Joan 5 04/01/2011 57 168,732 -11,268 Rights Canexus Income Fund Rights Option Bonus Pettie, Diane Joan 5 05/01/2011 57 167,352 -1,380 Rights Canexus Income Fund Rights Option Bonus Pettie, Diane Joan 5 06/01/2011 57 166,202 -1,150 Rights Canexus Income Fund Rights Option Bonus Pettie, Diane Joan 5 07/01/2011 57 158,709 -7,493 Rights Canexus Income Fund Rights Option Bonus Pettie, Diane Joan 5 07/01/2011 58 - Expiration 155,000 -3,709 Rights of rights Canexus Income Fund Trust Units Pettie, Diane Joan 5 04/01/2011 51 8.84 46,731 13,232 Canexus Income Fund Trust Units Pettie, Diane Joan 5 04/01/2011 57 57,999 11,268 Canexus Income Fund Trust Units Pettie, Diane Joan 5 04/01/2011 10 7 33,499 -24,500 Canexus Income Fund Trust Units Pettie, Diane Joan 5 05/01/2011 51 8.84 35,119 1,620 Canexus Income Fund Trust Units Pettie, Diane Joan 5 05/01/2011 57 36,499 1,380 Canexus Income Fund Trust Units Pettie, Diane Joan 5 05/01/2011 10 7 33,499 -3,000 Canexus Income Fund Trust Units Pettie, Diane Joan 5 06/01/2011 51 8.84 34,849 1,350 Canexus Income Fund Trust Units Pettie, Diane Joan 5 06/01/2011 57 35,999 1,150 Canexus Income Fund Trust Units Pettie, Diane Joan 5 06/01/2011 10 7 33,499 -2,500 Canexus Income Fund Trust Units Pettie, Diane Joan 5 07/01/2011 51 8.84 42,297 8,798 Canexus Income Fund Trust Units Pettie, Diane Joan 5 07/01/2011 57 49,790 7,493 Canexus Income Fund Trust Units Pettie, Diane Joan 5 07/01/2011 10 6.9689 33,499 -16,291 Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2010 90 $6,000 -$4,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2011 90 $3,000 -$3,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2010 90 $6,000 -$4,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2011 90 $3,000 -$3,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 18/08/2005 00 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2010 90 $4,000 $4,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2011 90 $7,000 $3,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 18/08/2005 00 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2010 90 $4,000 $4,000 8% Convertible Unsecured Subordinate Debentures Canexus Income Fund Convertible Debentures Work, Lyall Campbell 4 05/01/2011 90 $7,000 $3,000 8% Convertible Unsecured Subordinate Debentures Canfor Pulp Income Fund Fund Units Bentley, Peter John Gerald 4, 6 31/12/2010 38 0 -10,000
Canfor Pulp Income Fund Fund Units Bentley, Peter John Gerald 4, 6 31/12/2010 38 0 -614,677
Canfor Pulp Income Fund Fund Units Bentley, Peter John Gerald 4, 6 31/12/2010 38 0 -243,269
Canfor Pulp Income Fund Fund Units Bracken-Horrocks, Stan 4 01/01/2011 38 0 -4,000 Canfor Pulp Income Fund Fund Units Bracken-Horrocks, Stan 4 01/01/2011 38 0 -1,000 Canfor Pulp Income Fund Fund Units Calabrigo, David M. 6 31/12/2010 38 0 -190
January 14, 2011 (2011) 34 OSCB 530 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Canfor Pulp Income Fund Fund Units Campbell, Donald W. 4 01/01/2011 38 0 -11,000 Canfor Pulp Income Fund Fund Units Canfor Corporation 3 01/01/2011 38 0 -198 Canfor Pulp Income Fund Fund Units Cliff, Ronald Laird 6 31/12/2010 38 0 -16,000 Canfor Pulp Income Fund Fund Units Cliff, Ronald Laird 6 31/12/2010 38 0 -9,307 Canfor Pulp Income Fund Fund Units Cliff, Ronald Laird 6 31/12/2010 38 0 -10,000 Canfor Pulp Income Fund Fund Units Cliff, Ronald Laird 6 31/12/2010 38 0 -2,539 Canfor Pulp Income Fund Fund Units Cliff, Ronald Laird 6 31/12/2010 38 0 -8,980 Canfor Pulp Income Fund Fund Units Curran, Sean Joseph 5 01/01/2011 38 0 -5,200 Canfor Pulp Income Fund Fund Units Higginbotham, Kenneth O. 6 11/01/2007 10 12.81 2,384 -1,500 Canfor Pulp Income Fund Fund Units Higginbotham, Kenneth O. 6 12/01/2007 10 12.81 1,384 -1,000 Canfor Pulp Income Fund Fund Units Higginbotham, Kenneth O. 6 15/01/2007 10 12.9 387 -997 Canfor Pulp Income Fund Fund Units Higginbotham, Kenneth O. 6 31/12/2010 38 0 -387 Canfor Pulp Income Fund Fund Units Hodgins, Terry Donald 5 01/01/2011 38 0 -19,677 Canfor Pulp Income Fund Fund Units Jago, Charles 4 01/01/2011 38 0 -2,000 Canfor Pulp Income Fund Fund Units Kayne, Don 6 31/12/2010 38 0 -6 Canfor Pulp Income Fund Fund Units Kayne, Don 6 31/12/2010 38 0 -1,560 Canfor Pulp Income Fund Fund Units Korenberg, Michael 6 31/12/2010 38 0 -893 Canfor Pulp Income Fund Fund Units Nemeth, Joe 5 01/01/2011 38 0 -53,017 Canfor Pulp Income Fund Fund Units Robinson, Brett Robert 5 01/01/2011 38 0 -16,531 Canfor Pulp Income Fund Fund Units Robinson, Brett Robert 5 01/01/2011 38 0 -31 Canfor Pulp Income Fund Fund Units Shepard, James F. 6, 7 31/12/2010 38 0 -5,000 Canfor Pulp Income Fund Fund Units Stinson, William W. 4 01/01/2011 38 0 -95,000 Canfor Pulp Products Inc. Common Shares Bentley, Peter John Gerald 4, 6 01/01/2011 00 10,000
Canfor Pulp Products Inc. Common Shares Bentley, Peter John Gerald 4, 6 01/01/2011 00 614,677
Canfor Pulp Products Inc. Common Shares Bentley, Peter John Gerald 4, 6 01/01/2011 00 243,269
Canfor Pulp Products Inc. Common Shares Bracken-Horrocks, Stan 4 04/01/2011 00 4,000 Canfor Pulp Products Inc. Common Shares Bracken-Horrocks, Stan 4 04/01/2011 00 1,000 Canfor Pulp Products Inc. Common Shares Calabrigo, David M. 6 01/01/2011 00 190 Canfor Pulp Products Inc. Common Shares Campbell, Donald W. 4 04/01/2011 00 11,000 Canfor Pulp Products Inc. Common Shares Canfor Corporation 3 01/01/2011 00 198 Canfor Pulp Products Inc. Common Shares Clark, Glen David 4 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 16,000 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 9,307 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 10,000 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 2,539 Canfor Pulp Products Inc. Common Shares Cliff, Ronald Laird 4, 6 01/01/2011 00 8,980 Canfor Pulp Products Inc. Common Shares Curran, Sean Joseph 5 04/01/2011 00 5,200 Canfor Pulp Products Inc. Common Shares Feldinger, Mark Andrew 6 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Higginbotham, Kenneth O. 6 01/01/2011 00 387 Canfor Pulp Products Inc. Common Shares Hodgins, Terry Donald 5 04/01/2011 00 19,677 Canfor Pulp Products Inc. Common Shares Jago, Charles 4 04/01/2011 00 2,000 Canfor Pulp Products Inc. Common Shares Kayne, Don 6 01/01/2011 00 6 Canfor Pulp Products Inc. Common Shares Kayne, Don 6 01/01/2011 00 1,560 Canfor Pulp Products Inc. Common Shares Korenberg, Michael 6 01/01/2011 00 893 Canfor Pulp Products Inc. Common Shares Nemeth, Joe 5 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Nemeth, Joe 5 04/01/2011 00 53,017 Canfor Pulp Products Inc. Common Shares Nicholl, Alan Robert 5 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Pattison, James A. 6 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Pinette, Conrad Alfred 4 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Robinson, Brett Robert 5 04/01/2011 00 16,531 Canfor Pulp Products Inc. Common Shares Robinson, Brett Robert 5 04/01/2011 00 31 Canfor Pulp Products Inc. Common Shares Shepard, James F. 4, 6 01/01/2010 00 Canfor Pulp Products Inc. Common Shares Shepard, James F. 4, 6 01/01/2010 00 Canfor Pulp Products Inc. Common Shares Shepard, James F. 4, 6 01/01/2011 00 5,000 Canfor Pulp Products Inc. Common Shares Sitar, Thomas 6 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Smith, Ross Siddall 4 01/01/2011 00 Canfor Pulp Products Inc. Common Shares Stinson, William W. 4 04/01/2011 00 95,000 Canuc Resources Common Shares Hinde Gold Fund 3 31/12/2010 10 0.16 5,191,500 75,000 Corporation Canuc Resources Common Shares Lohman, Gary Howard 5 05/01/2011 10 0.15 220,000 20,000 Corporation Tracy Canyon Services Group Inc. Stock Based Units Freel, Douglas Colin 4 17/11/2009 56 15,000 15,000
Capital Power Corporation Common Shares Oosterbaan, James 4, 5 05/01/2011 10 23.65 14,754 1,500 Nicholas Capstone Mining Corp. Common Shares Barnes, Robert 5 06/01/2011 10 80,750 -10,000 Capstone Mining Corp. Options Barnes, Robert 5 05/01/2011 50 4.48 760,000 150,000 Capstone Mining Corp. Options Bell, Larry I. 4 05/01/2011 50 4.48 417,450 100,000 Capstone Mining Corp. Options Benner, Colin Keith 4 05/01/2011 50 362,640 100,000
January 14, 2011 (2011) 34 OSCB 531 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Capstone Mining Corp. Options Brack, George Leslie 8 05/01/2011 50 250,000 100,000 Capstone Mining Corp. Options Bush, Gregg 5 05/01/2011 10 4.48 200,000 Capstone Mining Corp. Options Bush, Gregg 5 05/01/2011 50 4.48 500,000 200,000 Capstone Mining Corp. Common Shares Delgado, Jaime A. 7 06/01/2011 51 2.99 6,666 6,666 Capstone Mining Corp. Common Shares Delgado, Jaime A. 7 07/01/2011 10 0 -6,666 Capstone Mining Corp. Options Delgado, Jaime A. 7 06/01/2011 51 2.99 38,334 -6,666 Capstone Mining Corp. Options Godfrey, Richard 5 05/01/2011 50 4.48 1,208,850 200,000 Capstone Mining Corp. Options Gosselin, Chantal 4 05/01/2011 50 4.48 200,000 100,000 Capstone Mining Corp. Options Hemstead, Peter Timothy 5 05/01/2011 50 4.48 649,240 150,000 Capstone Mining Corp. Options Howe, Jason Paul 5 05/01/2011 50 4.48 680,000 150,000 Capstone Mining Corp. Options Kenny, Ted 7 05/01/2011 50 4.48 80,000 30,000 Capstone Mining Corp. Options Kim, John J. 5 05/01/2011 50 4.48 138,334 100,000 Capstone Mining Corp. Options McLeod, Donald Bruce 4 05/01/2011 50 4.48 771,250 100,000 Capstone Mining Corp. Options Mercer, Bradley 5 05/01/2011 50 4.48 414,810 150,000 Capstone Mining Corp. Options Peniuk, Dale Canfield 4 05/01/2011 50 4.48 300,000 100,000 Capstone Mining Corp. Options Pylot, Darren Murvin 4, 5 05/01/2011 50 4.48 1,210,000 300,000 Capstone Mining Corp. Options Quin, Stephen P. 4, 5 05/01/2011 50 4.48 1,138,883 100,000 Cardero Resource Corp. Common Shares Ripke, Stephen Jayson 2 05/01/2011 10 2.02 3,150 -250 Cardero Resource Corp. Common Shares Ripke, Stephen Jayson 2 05/01/2011 10 2 0 -3,150 CardioComm Solutions, Inc. Common Shares Levin, Yury 4 04/01/2011 10 0.045 140,000 4,000
Carfinco Income Fund Trust Units Anderson, Jacqueline 5 31/12/2010 35 263 6 Denise Carfinco Income Fund Trust Units Anderson, Jacqueline 5 31/12/2010 35 16,038 397 Denise Carfinco Income Fund Trust Units Channell, Brent Alexander 4 04/01/2011 35 7.454 41,263 1,025 Carfinco Income Fund Trust Units Channell, Brent Alexander 4 04/01/2011 35 7.454 70,683 1,756 Carfinco Income Fund Trust Units Dykau, Stephen Dennis 5 31/12/2010 35 256 6 Carfinco Income Fund Trust Units FROST, TRICIA 5 31/12/2010 35 518 12 Carfinco Income Fund Trust Units FROST, TRICIA 5 31/12/2010 35 10,459 259 Carfinco Income Fund Trust Units Graf, Tracy Alfred 4, 5 31/12/2010 35 107,232 2,665 Carfinco Income Fund Trust Units Graf, Tracy Alfred 4, 5 31/12/2010 35 833,436 20,715 Carfinco Income Fund Trust Units Graf, Tracy Alfred 4, 5 31/12/2010 35 86,209 2,142 Carfinco Income Fund Trust Units Graf, Tracy Alfred 4, 5 31/12/2010 35 624,493 15,521 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 31/12/2010 35 9,738 242 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 04/01/2011 90 242 -9,496 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 06/01/2011 90 0 -242 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 31/12/2010 35 565,668 14,060 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 04/01/2011 90 575,164 9,496 Carfinco Income Fund Trust Units Graf, Troy Steven Fritz 5 06/01/2011 90 575,406 242 Carfinco Income Fund Trust Units Kagan, Maurice 4 05/01/2011 35 7.25 105,243 2,350 Carfinco Income Fund Trust Units MacLellan, Joseph Daryl 4 31/12/2010 35 315,553 7,843 Carfinco Income Fund Trust Units Prussky, David Martin 4 05/01/2011 35 5,641 140 Carfinco Income Fund Trust Units Prussky, David Martin 4 05/01/2011 35 62,164 1,545 Carfinco Income Fund Trust Units Prussky, David Martin 4 05/01/2011 35 1,331,609 33,076 Carfinco Income Fund Trust Units Rosenkrantz, David Aubrey 4 05/01/2011 35 1,568,561 38,988
Cargojet Inc. Common Voting Shares Arbour, Roger Norman 5 01/01/2011 00 1,800 Cargojet Inc. Convertible Debentures Arbour, Roger Norman 5 01/01/2011 00 $5,000 Cargojet Inc. Common Voting Shares Godfrey, Paul Victor 4 01/01/2011 00 3,000 Cargojet Inc. Common Shares John, Kim 5 01/01/2011 00 Cargojet Inc. Common Voting Shares John, Kim 5 01/01/2011 00 12,174 Cargojet Inc. Convertible Debentures John, Kim 5 01/01/2011 00 $59,000 Cargojet Inc. Common Voting Shares Johnston, Gord 5 01/01/2011 00 2,500 Cargojet Inc. Common Voting Shares Rinaldo, Paul David 5 01/01/2011 00 1,000 Cargojet Inc. Common Voting Shares Sugar, George Stephen 5 01/01/2011 00 2,650 Cargojet Inc. Common Voting Shares Virmani, Ajay Kumar 5 01/01/2011 00 Cargojet Inc. Common Voting Shares Virmani, Ajay Kumar 5 01/01/2011 36 1,400,000 1,400,000 Cargojet Income Fund Trust Units Arbour, Roger Norman 8 01/01/2011 36 0 -1,800 Cargojet Income Fund Trust Units Godfrey, Paul Victor 4 06/01/2011 36 0 -3,000 Cargojet Income Fund Convertible Debentures John, Kim 5 01/01/2011 36 $0 -$59,000 Cargojet Income Fund Trust Units John, Kim 5 01/01/2011 36 0 -12,174 Cargojet Income Fund Trust Units Johnston, Gord 5 01/01/2011 36 0 -2,500 Cargojet Income Fund Trust Units Rinaldo, Paul David 5 01/01/2011 36 0 -1,000 Cargojet Income Fund Trust Units Sugar, George Stephen 5 01/01/2011 36 0 -2,350 Cargojet Income Fund Limited Partnership Units Virmani, Ajay Kumar 5 01/01/2011 36 0 -1,400,000 Exchangeable Limited Partnership Units
Carlisle Goldfields Limited Common Shares Sheldon, Donald A. 4 04/01/2011 11 2,875,000 1,000,000 Carlisle Goldfields Limited Common Shares Sheldon, Donald A. 4 04/01/2011 11 80,000 -1,000,000 Carmanah Technologies Common Shares Berrang, Peter Gottfried 4 31/12/2010 46 0.53 6,250 2,500 Corporation
January 14, 2011 (2011) 34 OSCB 532 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Carmanah Technologies Rights Restricted Stock Berrang, Peter Gottfried 4 20/05/2010 00 Corporation Units Carmanah Technologies Rights Restricted Stock Berrang, Peter Gottfried 4 20/05/2010 00 Corporation Units Carmanah Technologies Rights Rights Berrang, Peter Gottfried 4 31/12/2010 57 0.53 7,500 -2,500 Corporation Performance Stock Units
Carmanah Technologies Common Shares Cruickshank, Robert 4 31/12/2010 46 0.53 76,750 2,500 Corporation Carmanah Technologies Rights Rights Cruickshank, Robert 4 31/12/2010 57 0.53 3,750 -2,500 Corporation Performance Stock Units
Carmanah Technologies Common Shares Lattimore, Edward 5 04/01/2011 46 1,062,225 34,876 Corporation Carmanah Technologies Options Lattimore, Edward 5 21/05/2009 46 0.91 550,000 50,000 Corporation Carmanah Technologies Rights Restricted Stock Lattimore, Edward 5 04/01/2011 36 99,747 -34,876 Corporation Units Carmanah Technologies Common Shares Sartorius, Roland Carlos 5 04/01/2011 46 155,589 21,000 Corporation Cascadero Copper Common Shares McWilliam, William James 4, 5 06/01/2011 11 0.15 6,390,000 -100,000 Corporation Cascades Inc. Common Shares Lalonde, Lucie-Claude 7 31/12/2010 30 6.98 6,048 1,664 Castillian Resources Corp. Common Shares Argyle, David Anthony 4 30/12/2010 16 0.075 447,487 333,333 Castillian Resources Corp. Warrants Argyle, David Anthony 4 30/12/2010 16 166,666 166,666 Castillian Resources Corp. Common Shares Bharti, Stan 4 30/12/2010 16 0.1 25,179,725 3,500,000 Castillian Resources Corp. Common Shares Bharti, Stan 4 30/12/2010 16 0.075 25,513,058 333,333 Castillian Resources Corp. Warrants Bharti, Stan 4 30/12/2010 16 6,016,665 166,666 Castillian Resources Corp. Common Shares Duras, Greg 5 04/09/2007 00 Castillian Resources Corp. Common Shares Duras, Greg 5 30/12/2010 16 0.075 200,000 200,000 Castillian Resources Corp. Warrants Duras, Greg 5 04/09/2007 00 Castillian Resources Corp. Warrants Duras, Greg 5 30/12/2010 16 100,000 100,000 Castillian Resources Corp. Common Shares Gower, David Patrick 4, 5 19/12/2007 11 0.35 1,000,000 Castillian Resources Corp. Common Shares Gower, David Patrick 4, 5 19/12/2007 11 0.35 1,000,000 Castillian Resources Corp. Common Shares Gower, David Patrick 4, 5 30/12/2010 16 0.075 1,562,333 333,333 Castillian Resources Corp. Warrants Gower, David Patrick 4, 5 02/02/2007 00 Castillian Resources Corp. Warrants Gower, David Patrick 4, 5 30/12/2010 16 166,666 166,666 CB Gold Inc. Options Barnes, Peter Derek 4 22/12/2010 50 1.25 675,000 175,000 CB Gold Inc. Options Barnes, Peter Derek 4 29/12/2010 50 1.25 175,000 CB Gold Inc. Options Baynham, Giles Edward 4 22/12/2010 50 1.25 500,000 250,000 CB Gold Inc. Options Capponi, Fabio 4 22/12/2010 50 1.25 500,000 250,000 CB Gold Inc. Options Martinez, Hernan 4 22/12/2010 50 1.25 675,000 175,000 CB Gold Inc. Options Pelaez, Juan 5 22/12/2010 50 1.25 675,000 175,000 CB Gold Inc. Options RUBIN, SUSAN LEE 5 22/12/2010 50 1.25 375,000 125,000 CB Gold Inc. Options Vasquez, Ana Milena 5 22/12/2010 50 1.25 500,000 250,000 CCL Industries Inc. Rights Deferred Share Bayly, George Vail 4 31/12/2010 56 29.71 14 Units CCL Industries Inc. Rights Deferred Share Bayly, George Vail 4 31/12/2010 56 29.71 2,553 15 Units CCL Industries Inc. Rights Deferred Share Block, Paul J. 4 31/12/2010 56 29.71 362 Units CCL Industries Inc. Rights Deferred Share Block, Paul J. 4 31/12/2010 56 29.71 5,068 365 Units CCL Industries Inc. Rights Deferred Share GRANT, JON 4 31/12/2010 56 29.71 11 Units CCL Industries Inc. Rights Deferred Share GRANT, JON 4 31/12/2010 56 29.71 2,052 12 Units CCL Industries Inc. Rights Deferred Share Guillet, Edward 4 31/12/2010 56 29.71 31 Units CCL Industries Inc. Rights Deferred Share Guillet, Edward 4 31/12/2010 56 29.71 5,809 34 Units CCL Industries Inc. Rights Deferred Share Horn, Alan Douglas 4 31/12/2010 56 29.71 318 Units CCL Industries Inc. Rights Deferred Share Horn, Alan Douglas 4 31/12/2010 56 29.71 9,229 323 Units CCL Industries Inc. Rights Deferred Share Lang, Stuart W. 4 31/12/2010 56 29.71 11 Units CCL Industries Inc. Rights Deferred Share Lang, Stuart W. 4 31/12/2010 56 29.71 2,052 12 Units CCL Industries Inc. Rights Deferred Share Muzyka, Douglas W. 4 31/12/2010 56 29.71 54 Units CCL Industries Inc. Rights Deferred Share Muzyka, Douglas W. 4 31/12/2010 56 29.71 10,087 59 Units
January 14, 2011 (2011) 34 OSCB 533 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
CCL Industries Inc. Rights Deferred Share Peddie, Tom 4 31/12/2010 56 29.71 371 Units CCL Industries Inc. Rights Deferred Share Peddie, Tom 4 31/12/2010 56 29.71 18,971 380 Units Celestica Inc. Subordinate Voting Celestica Inc. 1 31/12/2010 10 9.3486 20,031,183 3,268,733 Shares Celestica Inc. Deferred Share Units Crandall, Robert 4 03/01/2011 56 9.7 293,482 10,052 Celestica Inc. Deferred Share Units DiMaggio, Dan 4 03/01/2011 56 9.7 33,527 5,799 Celestica Inc. Deferred Share Units Etherington, William 4 03/01/2011 56 9.7 160,932 6,314 Celestica Inc. Deferred Share Units Koellner, Laurette 4 03/01/2011 10 9.7 4,446 Celestica Inc. Deferred Share Units Koellner, Laurette 4 03/01/2011 56 9.7 64,877 4,446 Celestica Inc. Subordinate Voting Muhlhauser, Craig 4, 5 03/01/2011 10 10 319,382 -8,134 Shares Celestica Inc. Deferred Share Units Ryan, Eamon 4 03/01/2011 56 9.7 93,547 5,541 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 04/01/2011 10 18.09 1,033,198 -800 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.53 1,032,798 -400 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.54 1,032,598 -200 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.55 1,032,498 -100 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.64 1,030,998 -1,500 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.66 1,030,498 -500 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.69 1,029,998 -500 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.75 1,027,998 -2,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.8 1,026,998 -1,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 05/01/2011 10 17.85 1,025,998 -1,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 51 6.15 1,050,998 25,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.9 1,046,998 -4,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.9 1,021,998 -25,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.91 1,020,998 -1,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.95 1,019,498 -1,500 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.96 1,018,998 -500 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 06/01/2011 10 17.99 1,017,998 -1,000 Celtic Exploration Ltd. Common Shares Dales, Robert John 4 07/01/2011 51 6.15 1,020,998 3,000 Celtic Exploration Ltd. Stock Options Dales, Robert John 4 06/01/2011 51 6.15 103,000 -25,000 Celtic Exploration Ltd. Stock Options Dales, Robert John 4 07/01/2011 51 6.15 100,000 -3,000 Celtic Exploration Ltd. Common Shares Guinan, William Charles 4, 5 05/01/2011 51 6.15 528,334 53,000 Celtic Exploration Ltd. Common Shares Guinan, William Charles 4, 5 05/01/2011 10 17.7 488,334 -40,000 Celtic Exploration Ltd. Common Shares Guinan, William Charles 4, 5 05/01/2011 10 17.7 481,134 -7,200 Celtic Exploration Ltd. Common Shares Guinan, William Charles 4, 5 05/01/2011 10 17.76 480,634 -500 Celtic Exploration Ltd. Common Shares Guinan, William Charles 4, 5 05/01/2011 10 17.77 480,334 -300 Celtic Exploration Ltd. Stock Options Guinan, William Charles 4, 5 05/01/2011 51 6.15 100,000 -53,000 Celtic Exploration Ltd. Common Shares Lalani, Sadiq 5 04/01/2011 10 6.48 127,000 78,000 Celtic Exploration Ltd. Common Shares Lalani, Sadiq 5 04/01/2011 10 17.72 119,200 -7,800 Celtic Exploration Ltd. Common Shares Lalani, Sadiq 5 07/01/2011 51 6.15 189,200 70,000 Celtic Exploration Ltd. Stock Options Lalani, Sadiq 5 04/01/2011 51 6.48 450,000 -78,000 Celtic Exploration Ltd. Stock Options Lalani, Sadiq 5 07/01/2011 51 6.15 380,000 -70,000 Cenovus Energy Inc. Deferred Share Units Cunningham, Ralph 4 01/01/2011 56 33.28 111,204 7,500 Sanford Cenovus Energy Inc. Deferred Share Units Daniel, Patrick Darold 4 31/12/2010 56 32.95 100,415 341 Cenovus Energy Inc. Deferred Share Units Daniel, Patrick Darold 4 01/01/2011 56 33.28 107,915 7,500 Cenovus Energy Inc. Deferred Share Units Delaney, Ian William 4 31/12/2010 56 32.95 129,371 603 Cenovus Energy Inc. Deferred Share Units Delaney, Ian William 4 01/01/2011 56 33.28 136,871 7,500 Cenovus Energy Inc. Deferred Share Units Grandin, Michael Anthony 4 01/01/2011 56 33.28 105,760 7,500 Cenovus Energy Inc. Common Shares McIntosh, Sheila 5 04/01/2011 51 22.91 21,085 1,300 Cenovus Energy Inc. Common Shares McIntosh, Sheila 5 04/01/2011 10 33.8 19,785 -1,300 Cenovus Energy Inc. Common Shares McIntosh, Sheila 5 04/01/2011 51 22.91 20,485 700 Cenovus Energy Inc. Common Shares McIntosh, Sheila 5 04/01/2011 10 33.79 19,785 -700 Cenovus Energy Inc. Options McIntosh, Sheila 5 04/01/2011 51 22.91 255,638 -1,300 Cenovus Energy Inc. Options McIntosh, Sheila 5 04/01/2011 51 22.91 254,938 -700 Cenovus Energy Inc. Deferred Share Units Nielsen, Valerie Anne 4 31/12/2010 56 32.95 128,905 318 Abernethy Cenovus Energy Inc. Deferred Share Units Nielsen, Valerie Anne 4 01/01/2011 56 33.28 136,405 7,500 Abernethy Cenovus Energy Inc. Deferred Share Units Rampacek, Charles Max 4 01/01/2011 56 33.28 15,000 7,500 Cenovus Energy Inc. Options Swystun, Donald 5 05/01/2011 59 22.91 404,775 -60,000 Cenovus Energy Inc. Deferred Share Units Taylor, Colin 4 01/01/2011 56 33.28 15,000 7,500 Cenovus Energy Inc. Deferred Share Units Thomson, Wayne 4 01/01/2011 56 33.28 47,732 7,500 Centerra Gold Inc. Units Deferred Share Austin, Ian George 4 31/12/2010 46 20.27 54,253 1,029 Units Centerra Gold Inc. Units Deferred Share Girard, Raphael Arthur 4 31/12/2010 46 20.27 939 634 Units Centerra Gold Inc. Units Deferred Share Ibrayev, Karybek 4 31/12/2010 46 20.27 983 678 Units
January 14, 2011 (2011) 34 OSCB 534 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Centerra Gold Inc. Units Deferred Share James, Patrick Micheal 4 31/12/2010 46 20.27 153,794 4,069 Units Centerra Gold Inc. Units Deferred Share Lill, John W. 4 31/12/2010 46 20.27 3,547 743 Units Centerra Gold Inc. Units Deferred Share Muraliev, Amangeldy 4 31/12/2010 46 20.27 885 580 Units Centerra Gold Inc. Units Deferred Share Pressler, Sheryl 4 31/12/2010 46 20.27 27,784 950 Units Centerra Gold Inc. Units Deferred Share Rogers, Terry Vernon 6 31/12/2010 46 20.27 25,296 767 Units Centerra Gold Inc. Units Deferred Share Walter, Bruce V. 4 31/12/2010 46 20.27 23,417 863 Units Centerra Gold Inc. Units Deferred Share Webb, Anthony John 4 31/12/2010 46 20.27 53,830 940 Units Centric Health Corporation Common Shares Carriere, Daniel Pierre 5 30/12/2010 00 1,200,000 (formerly Alegro Health Corp.) Centric Health Corporation Options Carriere, Daniel Pierre 5 30/12/2010 00 1,400,000 (formerly Alegro Health Corp.) Ceres Global Ag Corp. Common Shares Parniak, Mary Frances 4 22/12/2010 10 7.96 10,600 600 Cervus Equipment Common Shares Higgins, John C. 5 31/12/2010 30 12.37 1,187 680 Corporation CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 01/12/2010 38 16.26 3,373,300 105,600 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 02/12/2010 38 16.308 3,563,800 190,500 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 03/12/2010 38 16.143 3,733,400 169,600 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 06/12/2010 38 16.503 4,030,300 296,900 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 07/12/2010 38 16.797 1,043,100 280,500 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 08/12/2010 38 16.584 1,302,900 259,800 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 09/12/2010 38 16.312 1,345,600 42,700 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 10/12/2010 38 16.311 1,359,600 14,000 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 13/12/2010 38 16.498 1,415,200 55,600 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 14/12/2010 38 16.538 1,443,600 28,400 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 15/12/2010 38 16.562 1,480,600 37,000 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 16/12/2010 38 16.601 1,514,600 34,000 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 17/12/2010 38 16.61 1,544,600 30,000 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 20/12/2010 38 16.702 1,619,000 74,400 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 21/12/2010 38 16.695 1,692,600 73,600 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 22/12/2010 38 16.8 1,707,800 15,200 Shares Classe A CGI Group Inc. Subordinate Voting Groupe CGI inc. 1 30/12/2010 38 0 -1,707,800 Shares Classe A Chartwell Seniors Housing Deferred Units Bastarache, Lise 4 31/12/2010 30 8.1416 12,402 1,919 Real Estate Investment Trust
Chartwell Seniors Housing Trust Units Boulakia, Jonathan 5 31/12/2010 30 7.58 6,722 458 Real Estate Investment Trust
Chartwell Seniors Housing Trust Units Boulakia, Jonathan 5 31/12/2010 30 7.58 6,212 423 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units Harris, Michael Deane 4 31/12/2010 30 8.1416 62,682 6,755 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units Kuzmicki, Andre 7 31/12/2010 30 8.1416 27,281 4,606 Real Estate Investment Trust
January 14, 2011 (2011) 34 OSCB 535 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Chartwell Seniors Housing Trust Units Kuzmicki, Andre 7 31/12/2010 30 7.58 7,733 527 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units moses, charles russell 4 31/12/2010 30 8.1416 8,928 4,606 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units Robinson, Sidney P H 4 31/12/2010 30 8.1416 49,703 4,974 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units Sallows, Sharon 4 31/12/2010 30 8.1416 5,547 3,838 Real Estate Investment Trust
Chartwell Seniors Housing Deferred Units Schwartz, Thomas 4 31/12/2010 30 8.1416 42,277 4,207 Real Estate Investment Trust
Chesswood Group Limited #NAME? Copeland, Clare Robert 4 01/01/2011 00 Chesswood Group Limited #NAME? Copeland, Clare Robert 4 04/01/2011 38 20,000 Chesswood Group Limited #NAME? Copeland, Clare Robert 4 04/01/2011 56 20,000 20,000 Chesswood Group Limited Common Shares Copeland, Clare Robert 4 01/01/2011 00 Chesswood Group Limited Common Shares Copeland, Clare Robert 4 01/01/2011 36 5,785 5,785 Chesswood Group Limited #NAME? Day, Robert 7 01/01/2011 00 Chesswood Group Limited #NAME? Day, Robert 7 04/01/2011 56 20,000 20,000 Chesswood Group Limited Common Shares Day, Robert 7 01/01/2011 00 Chesswood Group Limited Common Shares Day, Robert 7 01/01/2011 36 57,312 57,312 Chesswood Group Limited Special Voting Shares Day, Robert 7 01/01/2011 00 Chesswood Group Limited Special Voting Shares Day, Robert 7 01/01/2011 36 689,590 689,590 Chesswood Group Limited #NAME? Leeper, Samuel L. 4 01/01/2011 00 Chesswood Group Limited #NAME? Leeper, Samuel L. 4 04/01/2011 38 20,000 Chesswood Group Limited #NAME? Leeper, Samuel L. 4 04/01/2011 56 20,000 20,000 Chesswood Group Limited Common Shares Leeper, Samuel L. 4 01/01/2011 00 Chesswood Group Limited Common Shares Leeper, Samuel L. 4 01/01/2011 36 80,243 80,243 Chesswood Group Limited Special Voting Shares Leeper, Samuel L. 4 01/01/2011 00 Chesswood Group Limited Special Voting Shares Leeper, Samuel L. 4 01/01/2011 36 295,707 295,707 Chesswood Group Limited #NAME? Obront, David Mitchell 7 01/01/2011 00 Aaron Chesswood Group Limited #NAME? Obront, David Mitchell 7 04/01/2011 56 20,000 20,000 Aaron Chesswood Group Limited Common Shares Obront, David Mitchell 7 01/01/2011 00 Aaron Chesswood Group Limited Common Shares Obront, David Mitchell 7 01/01/2011 36 87,739 87,739 Aaron Chesswood Group Limited Common Shares Prenzlow, Michael Eric 7 01/01/2011 00 Chesswood Group Limited Common Shares Prenzlow, Michael Eric 7 01/01/2011 36 19,500 19,500 Chesswood Group Limited Common Shares Prenzlow, Michael Eric 7 01/01/2011 00 Chesswood Group Limited Common Shares Prenzlow, Michael Eric 7 01/01/2011 36 16,050 16,050 Chesswood Group Limited Options Prenzlow, Michael Eric 7 01/01/2011 00 Chesswood Group Limited Options Prenzlow, Michael Eric 7 01/01/2011 36 2.06 45,500 45,500 Chesswood Group Limited Options Prenzlow, Michael Eric 7 01/01/2011 36 4.49 70,500 25,000 Chesswood Group Limited #NAME? Rubinoff, Ronald 7 01/01/2011 00 Chesswood Group Limited #NAME? Rubinoff, Ronald 7 04/01/2011 56 20,000 20,000 Chesswood Group Limited #NAME? Shafran, Barry Wade 7 01/01/2011 00 Chesswood Group Limited #NAME? Shafran, Barry Wade 7 04/01/2011 56 25,000 25,000 Chesswood Group Limited Common Shares Shafran, Barry Wade 7 01/01/2011 00 Chesswood Group Limited Common Shares Shafran, Barry Wade 7 01/01/2011 36 46,241 46,241 Chesswood Group Limited Common Shares Shafran, Barry Wade 7 01/01/2011 00 Chesswood Group Limited Common Shares Shafran, Barry Wade 7 01/01/2011 36 32,617 32,617 Chesswood Group Limited Options Shafran, Barry Wade 7 01/01/2011 00 Chesswood Group Limited Options Shafran, Barry Wade 7 01/01/2011 36 10 65,000 65,000 Chesswood Group Limited Options Shafran, Barry Wade 7 01/01/2011 36 2.06 170,000 105,000 Chesswood Group Limited Options Shafran, Barry Wade 7 01/01/2011 36 4.49 245,000 75,000 Chesswood Group Limited #NAME? Sonshine, Edward 4 01/01/2011 00 Chesswood Group Limited #NAME? Sonshine, Edward 4 01/01/2011 38 30,000 Chesswood Group Limited #NAME? Sonshine, Edward 4 04/01/2011 38 30,000 Chesswood Group Limited #NAME? Sonshine, Edward 4 04/01/2011 56 30,000 30,000 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 00 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 36 25,000 25,000 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 00 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 36 124,454 124,454 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 00 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 36 1,100,587 1,100,587 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 00 Chesswood Group Limited Common Shares Sonshine, Edward 4 01/01/2011 36 68,571 68,571 Chesswood Group Limited Common Shares Souverein, Gary 7 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 536 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Chesswood Group Limited Common Shares Souverein, Gary 7 01/01/2011 36 107,677 107,677 Chesswood Group Limited Options Souverein, Gary 7 01/01/2011 00 Chesswood Group Limited Options Souverein, Gary 7 01/01/2011 36 2.06 70,000 70,000 Chesswood Group Limited Options Souverein, Gary 7 01/01/2011 36 4.49 120,000 50,000 Chesswood Group Limited #NAME? Steiner, Frederick William 7 01/01/2011 00 Chesswood Group Limited #NAME? Steiner, Frederick William 7 04/01/2011 38 20,000 Chesswood Group Limited #NAME? Steiner, Frederick William 7 04/01/2011 56 20,000 20,000 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 00 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 36 797,492 797,492 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 00 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 36 37,876 37,876 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 00 Chesswood Group Limited Common Shares Steiner, Frederick William 7 01/01/2011 36 134,024 134,024 Chesswood Group Limited Common Shares Stevenson, Lisa Ann 7 01/01/2011 00 Chesswood Group Limited Common Shares Stevenson, Lisa Ann 7 01/01/2011 36 15,170 15,170 Chesswood Group Limited Options Stevenson, Lisa Ann 7 01/01/2011 00 Chesswood Group Limited Options Stevenson, Lisa Ann 7 01/01/2011 36 10 35,000 35,000 Chesswood Group Limited Options Stevenson, Lisa Ann 7 01/01/2011 36 2.06 98,000 63,000 Chesswood Group Limited Options Stevenson, Lisa Ann 7 01/01/2011 36 4.49 128,000 30,000 Chesswood Group Limited #NAME? Wortsman, Jeffrey 4 01/01/2011 00 Chesswood Group Limited #NAME? Wortsman, Jeffrey 4 01/01/2011 00 Chesswood Group Limited #NAME? Wortsman, Jeffrey 4 04/01/2011 38 20,000 Chesswood Group Limited #NAME? Wortsman, Jeffrey 4 04/01/2011 38 20,000 Chesswood Group Limited #NAME? Wortsman, Jeffrey 4 04/01/2011 56 20,000 20,000 Chesswood Group Limited Common Shares Wortsman, Jeffrey 4 01/01/2011 00 Chesswood Group Limited Common Shares Wortsman, Jeffrey 4 01/01/2011 36 1,818 1,818 Chesswood Group Limited Common Shares Wortsman, Jeffrey 4 01/01/2011 00 Chesswood Group Limited Common Shares Wortsman, Jeffrey 4 01/01/2011 36 273 273 Chesswood Income Fund Rights Restricted Units Copeland, Clare Robert 4 01/01/2011 38 0 -20,000 Chesswood Income Fund Trust Units Copeland, Clare Robert 4 01/01/2011 36 0 -5,785 Chesswood Income Fund Rights Restricted Units Day, Robert 7 01/01/2011 38 0 -20,000 Chesswood Income Fund Special Voting Units Day, Robert 7 01/01/2011 36 0 -689,590 Chesswood Income Fund Trust Units Day, Robert 7 01/01/2011 36 0 -57,312 Chesswood Income Fund Rights Restricted Units Leeper, Samuel L. 4 01/01/2011 38 0 -20,000 Chesswood Income Fund Special Voting Units Leeper, Samuel L. 4 01/01/2011 36 0 -295,707 Chesswood Income Fund Trust Units Leeper, Samuel L. 4 01/01/2011 36 0 -80,243 Chesswood Income Fund Rights Restricted Units Obront, David Mitchell 7 01/01/2011 38 0 -20,000 Aaron Chesswood Income Fund Trust Units Obront, David Mitchell 7 01/01/2011 36 0 -87,739 Aaron Chesswood Income Fund Options Prenzlow, Michael Eric 7 01/01/2011 36 2.06 25,000 -45,500 Chesswood Income Fund Options Prenzlow, Michael Eric 7 01/01/2011 36 4.49 0 -25,000 Chesswood Income Fund Trust Units Prenzlow, Michael Eric 7 01/01/2011 36 6.24 0 -19,500 Chesswood Income Fund Trust Units Prenzlow, Michael Eric 7 01/01/2011 36 1.045 0 -16,050 Chesswood Income Fund Rights Restricted Units Rubinoff, Ronald 7 01/01/2011 38 0 -20,000 Chesswood Income Fund Options Shafran, Barry Wade 7 01/01/2011 36 10 180,000 -65,000 Chesswood Income Fund Options Shafran, Barry Wade 7 01/01/2011 36 2.06 75,000 -105,000 Chesswood Income Fund Options Shafran, Barry Wade 7 01/01/2011 36 4.49 0 -75,000 Chesswood Income Fund Rights Restricted Units Shafran, Barry Wade 7 01/01/2011 38 0 -25,000 Chesswood Income Fund Trust Units Shafran, Barry Wade 7 01/01/2011 36 0 -46,241 Chesswood Income Fund Trust Units Shafran, Barry Wade 7 01/01/2011 36 0 -32,617 Chesswood Income Fund Rights Restricted Units Sonshine, Edward 4 01/01/2011 38 -30,000 Chesswood Income Fund Rights Restricted Units Sonshine, Edward 4 01/01/2011 38 0 -30,000 Chesswood Income Fund Rights Restricted Units Sonshine, Edward 4 04/01/2011 38 -30,000 Chesswood Income Fund Rights Restricted Units Sonshine, Edward 4 04/01/2011 38 -30,000 Chesswood Income Fund Trust Units Sonshine, Edward 4 01/01/2011 36 0 -25,000 Chesswood Income Fund Trust Units Sonshine, Edward 4 01/01/2011 36 0 -124,454 Chesswood Income Fund Trust Units Sonshine, Edward 4 01/01/2011 36 0 -1,100,587 Chesswood Income Fund Trust Units Sonshine, Edward 4 01/01/2011 36 0 -68,571 Chesswood Income Fund Options Souverein, Gary 7 01/01/2011 36 2.06 50,000 -70,000 Chesswood Income Fund Options Souverein, Gary 7 01/01/2011 36 4.49 0 -50,000 Chesswood Income Fund Trust Units Souverein, Gary 7 01/01/2011 36 0 -107,677 Chesswood Income Fund Rights Restricted Units Steiner, Frederick William 7 01/01/2011 38 0 -20,000 Chesswood Income Fund Trust Units Steiner, Frederick William 7 01/01/2011 36 0 -797,492 Chesswood Income Fund Trust Units Steiner, Frederick William 7 01/01/2011 36 0 -37,876 Chesswood Income Fund Trust Units Steiner, Frederick William 7 01/01/2011 36 0 -134,024 Chesswood Income Fund Options Stevenson, Lisa Ann 7 01/01/2011 36 10 93,000 -35,000 Chesswood Income Fund Options Stevenson, Lisa Ann 7 01/01/2011 36 2.06 30,000 -63,000 Chesswood Income Fund Options Stevenson, Lisa Ann 7 01/01/2011 36 4.49 0 -30,000 Chesswood Income Fund Trust Units Stevenson, Lisa Ann 7 01/01/2011 36 0 -15,170 Chesswood Income Fund Rights Restricted Units Wortsman, Jeffrey 4 01/01/2011 38 0 -20,000 Chesswood Income Fund Trust Units Wortsman, Jeffrey 4 01/01/2011 36 0 -1,818 Chesswood Income Fund Trust Units Wortsman, Jeffrey 4 01/01/2011 36 0 -273
January 14, 2011 (2011) 34 OSCB 537 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Chieftain Metals Inc. Options Fontaine, Larry Philip 4 17/12/2010 00 45,000 Chieftain Metals Inc. Common Shares Mah, Raymond 4 17/12/2010 00 4,370 Chieftain Metals Inc. Options Mah, Raymond 4 17/12/2010 00 Chieftain Metals Inc. Options Mah, Raymond 4 17/12/2010 00 45,000 Chieftain Metals Inc. Common Shares Raleigh, Patrick J. 4 17/12/2010 00 28,800 Chieftain Metals Inc. Options Raleigh, Patrick J. 4 17/12/2010 00 45,000 China Gold International Promissory Notes China National Gold Group 3 20/12/2010 97 $0 -$7,500 Resources Corp. Ltd. Hong Kong Limited China Opportunity Inc. Common Shares Berger, Steven Carey 4 24/08/2010 00 150,000 China Opportunity Inc. Common Shares Berger, Steven Carey 4 17/12/2010 11 0.12 0 -150,000 Chorus Aviation Inc. Class B Voting Shares Collins, Gary 4 31/12/2010 00 5,000 Chorus Aviation Inc. Rights (Ongoing Long- Copp, Colin 5 31/12/2010 00 91,878 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares FLYNN, Rick 5 31/12/2010 00 22,448 Chorus Aviation Inc. Rights (Ongoing Long- FLYNN, Rick 5 31/12/2010 00 53,864 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares Isaacs, Sydney John 4, 7 31/12/2010 00 1,000 Chorus Aviation Inc. Rights (Ongoing Long- Linthwaite, Steven 5 31/12/2010 00 55,555 Term Incentive Plan) Chorus Aviation Inc. Class A Variable Voting MacCormack, G. Ross 4 31/12/2010 00 2,000 Shares Chorus Aviation Inc. Class B Voting Shares MAHODY, Jolene 5 31/12/2010 00 18,347 Chorus Aviation Inc. Rights (Ongoing Long- MAHODY, Jolene 5 31/12/2010 00 93,719 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares McCoy, Richard H. 4 31/12/2010 00 6,294 Chorus Aviation Inc. Class B Voting Shares McLennan, John T. 4 31/12/2010 00 13,238 Chorus Aviation Inc. Class B Voting Shares RANDELL, Joseph D. 4, 5 31/12/2010 00 221,800 Chorus Aviation Inc. Rights (Ongoing Long- RANDELL, Joseph D. 4, 5 31/12/2010 00 477,215 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares ROWE, Allan D. 5 31/12/2010 00 63,571 Chorus Aviation Inc. Rights (Ongoing Long- ROWE, Allan D. 5 31/12/2010 00 134,765 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares Snowdon, Barbara 5 31/12/2010 00 800 Chorus Aviation Inc. Rights (Ongoing Long- Snowdon, Barbara 5 31/12/2010 00 51,594 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares STEER, Richard A. 5 31/12/2010 00 39,118 Chorus Aviation Inc. Rights (Ongoing Long- STEER, Richard A. 5 31/12/2010 00 62,394 Term Incentive Plan) Chorus Aviation Inc. Class B Voting Shares TAPSON, Scott 5 31/12/2010 00 3,858 Chorus Aviation Inc. Rights (Ongoing Long- TAPSON, Scott 5 31/12/2010 00 57,106 Term Incentive Plan) CI Financial Corp. Common Shares Boyle, Christopher Wilson 7 04/01/2011 51 22.01 24,651 5,651 Jay Sr CI Financial Corp. Options Boyle, Christopher Wilson 7 04/01/2011 51 11.6 30,930 -15,557 Jay Sr CI Financial Corp. Common Shares Glaab, Peter W. 7 04/01/2011 51 22.01 4,844 4,844 CI Financial Corp. Options Glaab, Peter W. 7 04/01/2011 51 11.6 28,401 -13,333 CI Financial Corp. Common Shares Iannicca, Fabio 7 06/01/2011 51 21.49 23,928 3,928 CI Financial Corp. Options Iannicca, Fabio 7 06/01/2011 51 11.6 -11,333 CI Financial Corp. Options Iannicca, Fabio 7 06/01/2011 51 11.6 28,630 -11,113 CI Financial Corp. Common Shares Kerr, Neal A. 7 04/01/2011 51 22.01 77,758 11,200 CI Financial Corp. Common Shares Kerr, Neal A. 7 04/01/2011 10 22.47 66,758 -11,000 CI Financial Corp. Common Shares Kerr, Neal A. 7 06/01/2011 10 21.53 66,558 -200 CI Financial Corp. Options Kerr, Neal A. 7 04/01/2011 51 11.6 53,072 -30,833 CIBT Education Group Inc. Common Shares Chu, Toby 4, 5 30/12/2010 10 0.41 72,000 -25,000 (formerly Capital Alliance Group Inc.) CIBT Education Group Inc. Common Shares Kong, David TokPay 4 01/07/2010 00 (formerly Capital Alliance Group Inc.) CIBT Education Group Inc. Common Shares Kong, David TokPay 4 05/01/2011 10 0.4 29,500 29,500 (formerly Capital Alliance Group Inc.) Cirrus Energy Corporation Common Shares Disbrow, Robert 3 31/12/2010 10 0.8309 8,035,000 28,500 Citadel Income Fund Warrants to purchase Pushka, Wayne Lawrence 7 31/12/2010 10 0.06 500,000 -258,000 (formerly Crown Hill Fund) trust units Citadel Income Fund Warrants to purchase Pushka, Wayne Lawrence 7 04/01/2011 10 0.06 36,000 -464,000 (formerly Crown Hill Fund) trust units Citadel Income Fund Warrants to purchase Pushka, Wayne Lawrence 7 05/01/2011 10 0.06 34,000 -2,000 (formerly Crown Hill Fund) trust units Claim Post Resources Inc. Options Schneyer, Joel David 4 07/01/2011 00 Claim Post Resources Inc. Options Schneyer, Joel David 4 07/01/2011 50 0.25 100,000 100,000 Clarke Inc. Common Shares Clarke Inc. 1 01/12/2010 38 1,400 -1,400
January 14, 2011 (2011) 34 OSCB 538 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Clarke Inc. Common Shares Clarke Inc. 1 01/12/2010 38 4.11 2,800 1,400 Clarke Inc. Common Shares Clarke Inc. 1 02/12/2010 38 4.1 4,200 1,400 Clarke Inc. Common Shares Clarke Inc. 1 03/12/2010 38 4.1 5,600 1,400 Clarke Inc. Common Shares Clarke Inc. 1 06/12/2010 38 4.15 7,000 1,400 Clarke Inc. Common Shares Clarke Inc. 1 08/12/2010 38 1,400 -5,600 Clarke Inc. Common Shares Clarke Inc. 1 14/12/2010 38 4.21 1,800 400 Clarke Inc. Common Shares Clarke Inc. 1 15/12/2010 38 400 -1,400 Clarke Inc. Common Shares Clarke Inc. 1 20/12/2010 38 4.15 1,800 1,400 Clarke Inc. Common Shares Clarke Inc. 1 22/12/2010 38 4.15 3,200 1,400 Clarke Inc. Common Shares Clarke Inc. 1 22/12/2010 38 2,800 -400 Clarke Inc. Common Shares Clarke Inc. 1 23/12/2010 38 4.12 4,200 1,400 Clarke Inc. Common Shares Clarke Inc. 1 30/12/2010 38 4.12 5,100 900 Clarke Inc. Common Shares Clarke Inc. 1 31/12/2010 38 900 -4,200 Claude Resources Inc. Options Options Hicks, Ronald J. 4 01/01/2011 50 2.2 130,000 20,000 Claude Resources Inc. Options Options Kowalishin, John Robert 4 01/01/2011 50 2.2 120,000 20,000 Claude Resources Inc. Options Options McKay, Raymond A. 4 01/01/2011 50 2.2 110,000 20,000 Claude Resources Inc. Options Options Mirwald, Rita Mary 4 01/01/2011 00 Claude Resources Inc. Options Options Mirwald, Rita Mary 4 01/01/2011 50 2.2 20,000 20,000 Claude Resources Inc. Options Options Nieman, Ted John 4 01/01/2011 50 2.2 120,000 20,000 Claude Resources Inc. Options Options Spross, Josef 4 01/01/2011 50 2.2 100,000 20,000 Cline Mining Corporation Common Shares Cleave, Ernest Michael 5 29/12/2010 10 4.0457 4,800 -259,000 Cline Mining Corporation Common Shares Hendrick, Dale Michael 4 04/01/2011 10 4.385 0 -300,000 Cline Mining Corporation Common Shares McKnight, William Hunter 4 29/12/2010 10 4.25 445,000 -20,000 Cline Mining Corporation Common Shares McKnight, William Hunter 4 30/12/2010 10 4.08 435,000 -10,000 Cline Mining Corporation Common Shares McKnight, William Hunter 4 04/01/2011 10 4.4 425,000 -10,000 Cline Mining Corporation Common Shares McKnight, William Hunter 4 05/01/2011 10 4.4 415,000 -10,000 Cline Mining Corporation Common Shares McKnight, William Hunter 4 05/01/2011 10 4.5 405,000 -10,000 Cline Mining Corporation Common Shares Mraz, Dennis Zdenek 5 29/12/2010 10 4.036 109,000 -100,000 ClubLink Enterprises Limited Common Shares ClubLink Enterprises 1 05/01/2011 38 6.73 200 200 Limited ClubLink Enterprises Limited Common Shares ClubLink Enterprises 1 05/01/2011 38 6.73 0 -200 Limited ClubLink Enterprises Limited Common Shares ClubLink Enterprises 1 06/01/2011 38 6.6 1,000 1,000 Limited ClubLink Enterprises Limited Common Shares ClubLink Enterprises 1 06/01/2011 38 6.6 0 -1,000 Limited CML Healthcare Inc. Common Shares Bristow, Paul John 5 01/01/2011 00 301,678 CML Healthcare Inc. Common Shares Nicholson, Kent 5 01/01/2011 00 9,772 CML Healthcare Inc. Common Shares Weber, Thomas S. 5 01/01/2011 00 1,948 CML Healthcare Inc. Common Shares Wentzell, Kent 5 01/01/2011 00 3,220 CML HealthCare Inc. Units Bristow, Paul John 5 01/01/2011 36 0 -301,678 (formerly CML HealthCare Income Fund) CML HealthCare Inc. Units Nicholson, Kent 5 01/01/2011 36 0 -9,772 (formerly CML HealthCare Income Fund) CML HealthCare Inc. Units Weber, Thomas S. 5 01/01/2011 36 0 -1,948 (formerly CML HealthCare Income Fund) CML HealthCare Inc. Units Wentzell, Kent 5 01/01/2011 36 0 -3,220 (formerly CML HealthCare Income Fund) Coast Wholesale Appliances Common Shares Burrows, Harlow B. 5 01/01/2011 00 10,000 Inc. Coast Wholesale Appliances Common Shares Burrows, Harlow B. 5 01/01/2011 00 13,000 Inc. Coast Wholesale Appliances Common Shares Burrows, Harlow B. 5 01/01/2011 00 76,832 Inc. Coast Wholesale Appliances Common Shares Christoff, Gordon 6 01/01/2011 00 4,300 Inc. Coast Wholesale Appliances Common Shares CWAL Investments Ltd. 3 01/01/2011 00 3,532,999 Inc. Coast Wholesale Appliances Common Shares lawson, robert blain 5 01/01/2011 00 2,380 Inc. Coast Wholesale Appliances Common Shares Peck, Jack G. 5 01/01/2011 00 1,185 Inc. Coast Wholesale Appliances Common Shares Peck, Jack G. 5 01/01/2011 00 1,854 Inc. Coast Wholesale Appliances Common Shares Peck, Jack G. 5 01/01/2011 00 5,509 Inc. Coast Wholesale Appliances Common Shares Raben, Stephen John 5 01/01/2011 00 37,428 Inc.
January 14, 2011 (2011) 34 OSCB 539 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Coast Wholesale Appliances Common Shares RYZAK, RANDY 6 01/01/2011 00 8,500 Inc. CHRISTOPHER Coast Wholesale Appliances Common Shares Smith, Donald John Allan 4 01/01/2011 00 3,840 Inc. Coast Wholesale Appliances Common Shares Smith, Donald John Allan 4 01/01/2011 00 1,000 Inc. Coast Wholesale Appliances Common Shares Soda, Anthony L. 4 01/01/2011 00 144 Inc. Coast Wholesale Appliances Common Shares Soda, Anthony L. 4 01/01/2011 00 20,000 Inc. Coastal Contacts Inc. Common Shares Bochen, Steve 5 31/12/2010 30 1.425 725,230 10,099 Coastal Contacts Inc. Common Shares Hardy, Roger 3, 4, 5 04/01/2011 10 1.66 6,699,452 -69,300 Coastal Contacts Inc. Common Shares Kayll, Glen 5 31/12/2010 30 1.43 18,288 10,490 Coastal Contacts Inc. Options Mason, Jeffrey Robert 4 04/01/2011 50 1.62 30,500 10,000 Coastal Contacts Inc. Common Shares VANDERKRUYK, TERRY 5 31/12/2010 30 1.43 211,992 10,170 Coastal Energy Company Options Bartley, Randy Lynn 4, 5 28/12/2010 50 5.75 3,430,504 549,567 Coastal Energy Company Options Griffith, John Mark 5 28/12/2010 50 5.75 816,084 146,890 Coastal Energy Company Options Holder, Stephen M. 5 28/12/2010 50 5.75 486,973 28,346 Coastal Energy Company Options Moon, Jerry Alton Jr. 5 28/12/2010 50 5.75 409,279 94,488 Coastal Energy Company Options Phelps, William (Bill) 5 28/12/2010 50 5.75 1,421,578 187,047 Coastal Energy Company Options Wiese, Larry Clevenger 5 28/12/2010 50 5.75 52,650 7,874 Colorado Resources Ltd. Common Shares Gieselman, Terese 5 05/10/2010 00 Colorado Resources Ltd. Common Shares Gieselman, Terese 5 07/01/2011 11 0.9 11,990 11,990 Colorado Resources Ltd. Warrants Gieselman, Terese 5 05/10/2010 00 Colorado Resources Ltd. Warrants Gieselman, Terese 5 07/01/2011 11 1.25 5,995 5,995 Colorado Resources Ltd. Common Shares Travis, Adam Robert 4, 5 09/10/2009 00 Colorado Resources Ltd. Common Shares Travis, Adam Robert 4, 5 07/01/2011 11 0.9 111,111 111,111 Colorado Resources Ltd. Warrants Travis, Adam Robert 4, 5 09/10/2009 00 Colorado Resources Ltd. Warrants Travis, Adam Robert 4, 5 07/01/2011 11 1.25 55,556 55,556 Colossus Minerals Inc. Common Shares Kishida, Augusto 5 06/01/2011 10 8.4 830,000 -5,000 Colossus Minerals Inc. Common Shares Kishida, Augusto 5 06/01/2011 10 8.44 825,000 -5,000 Commercial Solutions Inc. Common Shares Kassam, Rozina 5 04/01/2011 10 0.7 27,000 3,000 Commercial Solutions Inc. Common Shares Kassam, Rozina 5 06/01/2011 10 0.7 30,000 3,000 Compass Petroleum Ltd. Options Fiell, Bruce 4 08/12/2010 00 80,000 Compton Petroleum Common Shares Cassidy, Christopher 5 31/12/2010 30 0.62 568,072 63,263 Corporation Wallace Leigh Compton Petroleum Common Shares CENTENNIAL ENERGY 3 31/12/2010 11 0.44 9,743,513 3,309,681 Corporation PARTNERS LLC Compton Petroleum Common Shares CENTENNIAL ENERGY 3 31/12/2010 11 0.44 16,157,147 -3,309,681 Corporation PARTNERS LLC Compton Petroleum Warrants CENTENNIAL ENERGY 3 31/12/2010 11 0.02 4,837,783 1,763,949 Corporation PARTNERS LLC Compton Petroleum Warrants CENTENNIAL ENERGY 3 31/12/2010 11 0.02 8,611,217 -1,763,949 Corporation PARTNERS LLC Compton Petroleum Common Shares Granger, Timothy S. 4, 5 31/12/2010 30 0.62 467,933 92,018 Corporation Compton Petroleum Common Shares HORN, DAVID B 5 31/12/2010 30 0.62 366,687 51,760 Corporation Compton Petroleum Common Shares Junghans, Marc 5 31/12/2010 30 0.63 186,249 59,316 Corporation Compton Petroleum Common Shares OUELLETTE, SHANNON L 5 31/12/2010 30 0.62 99,994 34,507 Corporation Connacher Oil and Gas Common Shares Bessell, Donald Hugh 4 06/01/2011 57 222,198 63,433 Limited Connacher Oil and Gas Common Shares Bessell, Donald Hugh 4 06/01/2011 97 1.36 196,723 -25,475 Limited Connacher Oil and Gas Share Award Units Bessell, Donald Hugh 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units Bessell, Donald Hugh 4 06/01/2011 56 62,500 62,500 Limited Connacher Oil and Gas Common Shares Evans, Colin Michael 4 06/01/2011 57 197,926 63,433 Limited Connacher Oil and Gas Common Shares Evans, Colin Michael 4 06/01/2011 97 1.36 173,187 -24,739 Limited Connacher Oil and Gas Share Award Units Evans, Colin Michael 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units Evans, Colin Michael 4 06/01/2011 56 62,500 62,500 Limited Connacher Oil and Gas Common Shares Kennedy, Jennifer Kathleen 4 06/01/2011 57 1.36 320,290 63,433 Limited Connacher Oil and Gas Common Shares Kennedy, Jennifer Kathleen 4 06/01/2011 97 1.36 295,551 -24,739 Limited
January 14, 2011 (2011) 34 OSCB 540 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Connacher Oil and Gas Share Award Units Kennedy, Jennifer Kathleen 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units Kennedy, Jennifer Kathleen 4 06/01/2011 56 62,500 62,500 Limited Connacher Oil and Gas Common Shares McGregor, Stewart Donald 4 06/01/2011 57 763,433 63,433 Limited Connacher Oil and Gas Share Award Units McGregor, Stewart Donald 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units McGregor, Stewart Donald 4 06/01/2011 56 62,500 62,500 Limited Connacher Oil and Gas Common Shares Ogle, Kelly James 4 06/01/2011 57 155,000 63,433 Limited Connacher Oil and Gas Common Shares Ogle, Kelly James 4 06/01/2011 97 1.36 130,261 -24,739 Limited Connacher Oil and Gas Share Award Units Ogle, Kelly James 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units Ogle, Kelly James 4 06/01/2011 56 62,500 62,500 Limited Connacher Oil and Gas Common Shares SETH, WAZIR, CHAND 4 06/01/2011 57 323,198 63,433 Limited Connacher Oil and Gas Common Shares SETH, WAZIR, CHAND 4 06/01/2011 97 1.36 298,459 -24,739 Limited Connacher Oil and Gas Share Award Units SETH, WAZIR, CHAND 4 06/01/2011 57 0 -63,433 Limited Connacher Oil and Gas Share Award Units SETH, WAZIR, CHAND 4 06/01/2011 56 62,500 62,500 Limited Constellation Software Inc. Common Shares Fendelet, Frances Mary 7 31/12/2010 30 50 45,445 -750 Louise Constellation Software Inc. Common Shares Judge, Melanie Daniels 7 17/09/2009 10 37.5 -300 Constellation Software Inc. Common Shares Judge, Melanie Daniels 7 17/09/2009 30 37.5 55,354 -300 Constellation Software Inc. Common Shares Judge, Melanie Daniels 7 31/12/2010 10 50 -700 Constellation Software Inc. Common Shares Judge, Melanie Daniels 7 31/12/2010 30 50 44,654 -700 Constellation Software Inc. Common Shares Keaveny, Ian 7 31/12/2010 38 50 74,513 -750 Constellation Software Inc. Common Shares Keaveny, Ian 7 04/01/2011 38 50 73,963 -550 Constellation Software Inc. Common Shares Keaveny, Ian 7 05/01/2011 38 50 73,063 -900 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 09/09/2009 90 -50,189 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 09/09/2009 90 -50,189 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 31/12/2010 97 0 -325,000 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 09/09/2009 90 50,189 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 09/09/2009 90 50,189 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 31/12/2010 10 43.01 83,189 -12,000 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 13/06/2006 00 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 31/12/2010 30 42.146 17,673 17,673 Constellation Software Inc. Common Shares Leonard, Mark Henri 3, 4, 7, 5 31/12/2010 97 342,673 325,000 Continental Minerals Preferred Shares Ross Smith Capital Group 3 30/12/2010 10 2.5 1,511,100 800 Corporation L.P. Continental Minerals Preferred Shares Ross Smith Capital Group 3 31/12/2010 10 2.5 1,519,600 8,500 Corporation L.P. Copper Ridge Explorations Common Shares Sheriff, William Morris 4 06/01/2011 10 0.26 712,836 60,000 Inc. Corby Distilleries Limited Common Shares Alexander, Andrew 5 17/12/2010 35 16.401 10,715 89 Corby Distilleries Limited Common Shares Alexander, Andrew 5 23/12/2010 30 16.817 10,906 191 Corby Distilleries Limited Common Shares Holub, Paul 5 17/12/2010 35 16.401 7,023 58 Corby Distilleries Limited Common Shares Holub, Paul 5 23/12/2010 30 16.817 7,175 152 Corby Distilleries Limited Common Shares Llewellyn, Robert 4 17/12/2010 35 16.401 3,112 22 Corby Distilleries Limited Common Shares Lussier, Donald Vincent 4 17/12/2010 35 16.401 419 3 Corby Distilleries Limited Common Shares Lussier, Donald Vincent 4 23/12/2010 30 16.817 452 33 Corby Distilleries Limited Common Shares McCarthy, George 4 17/12/2010 35 16.401 11,079 80 Corby Distilleries Limited Common Shares Nielsen, Patricia 4 17/12/2010 35 16.401 12,797 78 Corby Distilleries Limited Common Shares O'Driscoll, Roland Patrick 4, 5 17/12/2010 35 16.401 1,532 12 Corby Distilleries Limited Common Shares O'Driscoll, Roland Patrick 4, 5 23/12/2010 30 16.817 1,637 105 Corby Distilleries Limited Common Shares Pourchet, Thierry Roger 4, 5 17/12/2010 35 16.401 1,141 9 Jacques Marie Corby Distilleries Limited Common Shares Pourchet, Thierry Roger 4, 5 23/12/2010 30 16.817 1,216 75 Jacques Marie Corby Distilleries Limited Common Shares Valencia, Marc Andrew 5 17/12/2010 35 16.401 7,281 60 Corby Distilleries Limited Common Shares Valencia, Marc Andrew 5 23/12/2010 30 16.817 7,434 153 Coro Mining Corp. Common Shares Benton Resources Corp. 3 05/01/2011 57 0.2 55,373,954 16,672,727 Coro Mining Corp. Warrants Benton Resources Corp. 3 07/01/2011 54 0.2 2,437,500 -16,672,727 Corridor Resources Inc. Common Shares Desmarais, Achille Eugène 4 04/01/2011 51 4.4 52,000 50,000
Corridor Resources Inc. Options Desmarais, Achille Eugène 4 04/01/2011 51 4.4 430,000 -50,000
January 14, 2011 (2011) 34 OSCB 541 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Corridor Resources Inc. Common Shares Foster, John Douglas 4 04/01/2011 10 6.02 380,062 -40,000 Corridor Resources Inc. Common Shares Foster, John Douglas 4 05/01/2011 10 6.03 370,062 -10,000 Corridor Resources Inc. Common Shares Martel, Albert Thomas 5 04/01/2011 10 6 47,894 -50,000 Corridor Resources Inc. Common Shares Penner, Robert David 4 26/01/2006 00 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 51 4.4 100,000 100,000 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6 70,300 -29,700 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6.01 68,500 -1,800 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6.02 63,000 -5,500 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6.05 51,300 -11,700 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6.06 51,100 -200 Corridor Resources Inc. Common Shares Penner, Robert David 4 04/01/2011 10 6.07 50,000 -1,100 Corridor Resources Inc. Options Penner, Robert David 4 04/01/2011 51 4.4 395,000 -100,000 Cott Corporation Common Shares Rosenfeld, Eric Stuart 4 04/01/2011 97 0 -228,545 Crescent Point Energy Corp. Common Shares Balutis, David 7 01/01/2011 57 426,150 49,738
Crescent Point Energy Corp. Common Shares Balutis, David 7 01/01/2011 97 406,255 -19,895
Crescent Point Energy Corp. Restricted Share Units Balutis, David 7 01/01/2011 56 240,571 21,405
Crescent Point Energy Corp. Restricted Share Units Balutis, David 7 01/01/2011 57 190,833 -49,738
Crescent Point Energy Corp. Common Shares Bannister, Peter 4 01/01/2011 57 539,185 2,845
Crescent Point Energy Corp. Common Shares Bannister, Peter 4 01/01/2011 97 538,047 -1,138
Crescent Point Energy Corp. Restricted Share Units Bannister, Peter 4 01/01/2011 56 18,432 1,015
Crescent Point Energy Corp. Restricted Share Units Bannister, Peter 4 01/01/2011 57 15,587 -2,845
Crescent Point Energy Corp. Common Shares Borggard, Bradley Harlan 5 01/01/2010 00
Crescent Point Energy Corp. Common Shares Borggard, Bradley Harlan 5 01/01/2011 57 13,333 13,333
Crescent Point Energy Corp. Common Shares Borggard, Bradley Harlan 5 01/01/2011 97 8,000 -5,333
Crescent Point Energy Corp. Restricted Share Units Borggard, Bradley Harlan 5 01/01/2011 56 53,333 13,333
Crescent Point Energy Corp. Restricted Share Units Borggard, Bradley Harlan 5 01/01/2011 57 40,000 -13,333
Crescent Point Energy Corp. Common Shares Christie, Derek Wayne 5 01/01/2011 57 120,330 25,000
Crescent Point Energy Corp. Common Shares Christie, Derek Wayne 5 01/01/2011 97 110,330 -10,000
Crescent Point Energy Corp. Restricted Share Units Christie, Derek Wayne 5 01/01/2011 56 123,803 6,667
Crescent Point Energy Corp. Restricted Share Units Christie, Derek Wayne 5 01/01/2011 57 98,803 -25,000
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 01/01/2011 57 199,492 3,077
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 01/01/2011 97 198,261 -1,231
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 41.25 188,461 -9,800
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 43.86 188,261 -200
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44 184,561 -3,700
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.02 182,861 -1,700
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.03 182,061 -800
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.05 179,061 -3,000
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.07 178,861 -200
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.09 178,361 -500
Crescent Point Energy Corp. Common Shares Colborne, Paul 4 04/01/2011 10 44.198 88,330 -25,000
Crescent Point Energy Corp. Restricted Share Units Colborne, Paul 4 01/01/2011 56 17,459 1,015
Crescent Point Energy Corp. Restricted Share Units Colborne, Paul 4 01/01/2011 57 14,382 -3,077
January 14, 2011 (2011) 34 OSCB 542 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Crescent Point Energy Corp. Common Shares Cugnet, Kenney Frank 4 01/01/2011 57 422,583 2,846
Crescent Point Energy Corp. Restricted Share Units Cugnet, Kenney Frank 4 01/01/2011 56 17,515 1,015
Crescent Point Energy Corp. Restricted Share Units Cugnet, Kenney Frank 4 01/01/2011 57 14,669 -2,846
Crescent Point Energy Corp. Common Shares Gillard, D. Hugh 4 01/01/2011 57 32,402 2,846
Crescent Point Energy Corp. Common Shares Gillard, D. Hugh 4 01/01/2011 97 31,264 -1,138
Crescent Point Energy Corp. Restricted Share Units Gillard, D. Hugh 4 01/01/2011 56 18,515 1,015
Crescent Point Energy Corp. Restricted Share Units Gillard, D. Hugh 4 01/01/2011 58 - Expiration 15,669 -2,846 of rights Crescent Point Energy Corp. Common Shares Gritzfeldt, Ryan Chad 5 01/01/2011 57 87,074 27,716 Raymond Crescent Point Energy Corp. Common Shares Gritzfeldt, Ryan Chad 5 01/01/2011 97 75,988 -11,086 Raymond Crescent Point Energy Corp. Restricted Share Units Gritzfeldt, Ryan Chad 5 01/01/2011 56 131,050 7,716 Raymond Crescent Point Energy Corp. Restricted Share Units Gritzfeldt, Ryan Chad 5 01/01/2011 57 103,334 -27,716 Raymond Crescent Point Energy Corp. Common Shares LAMONT, KENNETH 5 01/01/2011 57 145,000 47,696
Crescent Point Energy Corp. Common Shares LAMONT, KENNETH 5 01/01/2011 97 125,922 -19,078
Crescent Point Energy Corp. Common Shares LAMONT, KENNETH 5 01/01/2011 10 44.41 125,122 -800
Crescent Point Energy Corp. Common Shares LAMONT, KENNETH 5 01/01/2011 10 44.4 100,922 -24,200
Crescent Point Energy Corp. Restricted Share Units LAMONT, KENNETH 5 01/01/2011 56 182,696 27,696
Crescent Point Energy Corp. Restricted Share Units LAMONT, KENNETH 5 01/01/2011 57 135,000 -47,696
Crescent Point Energy Corp. Common Shares MacDonald, Tamara 7 01/01/2011 57 211,062 44,822
Crescent Point Energy Corp. Common Shares MacDonald, Tamara 7 01/01/2011 97 193,133 -17,929
Crescent Point Energy Corp. Restricted Share Units MacDonald, Tamara 7 01/01/2011 56 229,823 16,489
Crescent Point Energy Corp. Restricted Share Units MacDonald, Tamara 7 01/01/2011 57 44,822
Crescent Point Energy Corp. Restricted Share Units MacDonald, Tamara 7 01/01/2011 57 185,001 -44,822
Crescent Point Energy Corp. Common Shares ROMANZIN, GERALD A. 4 01/01/2011 57 2,178 2,168
Crescent Point Energy Corp. Common Shares ROMANZIN, GERALD A. 4 01/01/2011 97 1,311 -867
Crescent Point Energy Corp. Common Shares ROMANZIN, GERALD A. 4 31/12/2010 30 37.32 9,069 639
Crescent Point Energy Corp. Restricted Share Units ROMANZIN, GERALD A. 4 01/01/2011 56 17,363 1,015
Crescent Point Energy Corp. Restricted Share Units ROMANZIN, GERALD A. 4 01/01/2011 57 15,195 -2,168
Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 01/01/2011 57 645,936 105,520
Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 01/01/2011 97 603,728 -42,208
Crescent Point Energy Corp. Restricted Share Units Saxberg, Scott 4 01/01/2011 56 471,853 38,853
Crescent Point Energy Corp. Restricted Share Units Saxberg, Scott 4 01/01/2011 57 366,333 -105,520
Crescent Point Energy Corp. Common Shares Smith, Clifford Neil 7 01/01/2011 57 307,166 54,741
Crescent Point Energy Corp. Common Shares Smith, Clifford Neil 7 01/01/2011 97 285,817 -21,349
Crescent Point Energy Corp. Restricted Share Units Smith, Clifford Neil 7 01/01/2011 56 255,574 21,408
Crescent Point Energy Corp. Restricted Share Units Smith, Clifford Neil 7 01/01/2011 57 200,833 -54,741
Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 01/01/2011 57 63,756 24,130
January 14, 2011 (2011) 34 OSCB 543 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 01/01/2011 97 54,104 -9,652
Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 01/01/2011 57 4,129 500
Crescent Point Energy Corp. Restricted Share Units Stangl, Trent Terry 5 01/01/2011 56 117,598 9,630
Crescent Point Energy Corp. Restricted Share Units Stangl, Trent Terry 5 01/01/2011 57 92,968 -24,630
Crescent Point Energy Corp. Common Shares TISDALE, GREGORY 5 01/01/2011 57 192,953 56,193
Crescent Point Energy Corp. Common Shares TISDALE, GREGORY 5 01/01/2011 97 170,476 -22,477
Crescent Point Energy Corp. Common Shares TISDALE, GREGORY 5 05/01/2011 10 43.509 160,476 -10,000
Crescent Point Energy Corp. Restricted Share Units TISDALE, GREGORY 5 01/01/2011 56 276,193 16,193
Crescent Point Energy Corp. Restricted Share Units TISDALE, GREGORY 5 01/01/2011 57 220,000 -56,193
Crescent Point Energy Corp. Common Shares Toews, Steven George 5 01/01/2011 57 84,086 24,156
Crescent Point Energy Corp. Common Shares Toews, Steven George 5 01/01/2011 97 74,424 -9,662
Crescent Point Energy Corp. Restricted Share Units Toews, Steven George 5 01/01/2011 56 108,156 9,156
Crescent Point Energy Corp. Restricted Share Units Toews, Steven George 5 01/01/2011 57 84,000 -24,156
Crescent Point Energy Corp. Common Shares Turnbull, Gregory George 4 01/01/2011 56 36,647 2,846
Crescent Point Energy Corp. Common Shares Turnbull, Gregory George 4 01/01/2011 97 35,509 -1,138
Crescent Point Energy Corp. Restricted Share Units Turnbull, Gregory George 4 01/01/2011 56 17,515 1,015
Crescent Point Energy Corp. Restricted Share Units Turnbull, Gregory George 4 01/01/2011 57 14,669 -2,846
CROSSHAIR Common Shares Collingwood, Chris 4 15/12/2010 37 81,325 -243,975 EXPLORATION & MINING CORP. CROSSHAIR Common Shares Collingwood, Chris 4 15/12/2010 37 15,500 -46,500 EXPLORATION & MINING CORP. CROSSHAIR Options Collingwood, Chris 4 15/12/2010 37 0 -540,000 EXPLORATION & MINING CORP. CROSSHAIR Options Collingwood, Chris 4 15/12/2010 37 35,000 35,000 EXPLORATION & MINING CORP. CROSSHAIR Options Collingwood, Chris 4 15/12/2010 37 85,000 50,000 EXPLORATION & MINING CORP. CROSSHAIR Options Collingwood, Chris 4 15/12/2010 37 135,000 50,000 EXPLORATION & MINING CORP. CROSSHAIR Warrants Collingwood, Chris 4 15/12/2010 37 0 -62,500 EXPLORATION & MINING CORP. CROSSHAIR Warrants Collingwood, Chris 4 15/12/2010 37 15,625 15,625 EXPLORATION & MINING CORP. CROSSHAIR Common Shares Gill, Derrick Edwin 4 15/12/2010 37 36,250 -108,750 EXPLORATION & MINING CORP. CROSSHAIR Options Gill, Derrick Edwin 4 15/12/2010 37 0 -740,000 EXPLORATION & MINING CORP. CROSSHAIR Options Gill, Derrick Edwin 4 15/12/2010 37 62,500 62,500 EXPLORATION & MINING CORP. CROSSHAIR Options Gill, Derrick Edwin 4 15/12/2010 37 122,500 60,000 EXPLORATION & MINING CORP. CROSSHAIR Options Gill, Derrick Edwin 4 15/12/2010 37 185,000 62,500 EXPLORATION & MINING CORP.
January 14, 2011 (2011) 34 OSCB 544 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
CROSSHAIR Warrants Gill, Derrick Edwin 4 15/12/2010 37 0 -62,500 EXPLORATION & MINING CORP. CROSSHAIR Warrants Gill, Derrick Edwin 4 15/12/2010 37 15,625 15,625 EXPLORATION & MINING CORP. CROSSHAIR Common Shares Johnston, Evelyn 5 15/12/2010 37 13,150 -39,450 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 0 -640,000 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 50,000 50,000 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 62,500 12,500 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 110,000 47,500 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 135,000 25,000 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 150,000 15,000 EXPLORATION & MINING CORP. CROSSHAIR Options Johnston, Evelyn 5 15/12/2010 37 160,000 10,000 EXPLORATION & MINING CORP. CROSSHAIR Warrants Johnston, Evelyn 5 15/12/2010 37 0 -12,500 EXPLORATION & MINING CORP. CROSSHAIR Warrants Johnston, Evelyn 5 15/12/2010 37 3,125 3,125 EXPLORATION & MINING CORP. CROSSHAIR Common Shares MILLER, JAMES JOSEPH 4 15/12/2010 37 21,250 -63,750 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Options MILLER, JAMES JOSEPH 4 15/12/2010 37 0 -441,667 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Options MILLER, JAMES JOSEPH 4 15/12/2010 37 37,500 37,500 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Options MILLER, JAMES JOSEPH 4 15/12/2010 37 79,166 41,666 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Options MILLER, JAMES JOSEPH 4 15/12/2010 37 110,416 31,250 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Warrants MILLER, JAMES JOSEPH 4 15/12/2010 37 0 -50,000 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Warrants MILLER, JAMES JOSEPH 4 15/12/2010 37 6,250 6,250 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Warrants MILLER, JAMES JOSEPH 4 15/12/2010 37 12,500 6,250 EXPLORATION & MINING (JOE) CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 -500,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 0 -500,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 25,000 25,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 30,000 5,000 EXPLORATION & MINING CORP.
January 14, 2011 (2011) 34 OSCB 545 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 37,500 7,500 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 50,000 12,500 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 100,000 50,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 15/12/2010 37 125,000 25,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 06/01/2011 52 -25,000 EXPLORATION & MINING CORP. CROSSHAIR Options Paine, Sheila Margaret 5 06/01/2011 38 200,000 -25,000 EXPLORATION & MINING CORP. CROSSHAIR Common Shares Smith, Ian Barrowman 4 15/12/2010 37 25,000 -75,000 EXPLORATION & MINING CORP. CROSSHAIR Options Smith, Ian Barrowman 4 15/12/2010 37 0 -450,000 EXPLORATION & MINING CORP. CROSSHAIR Options Smith, Ian Barrowman 4 15/12/2010 37 37,500 37,500 EXPLORATION & MINING CORP. CROSSHAIR Options Smith, Ian Barrowman 4 15/12/2010 37 75,000 37,500 EXPLORATION & MINING CORP. CROSSHAIR Options Smith, Ian Barrowman 4 15/12/2010 37 87,500 12,500 EXPLORATION & MINING CORP. CROSSHAIR Options Smith, Ian Barrowman 4 15/12/2010 37 112,500 25,000 EXPLORATION & MINING CORP. CROSSHAIR Warrants Smith, Ian Barrowman 4 15/12/2010 37 0 -50,000 EXPLORATION & MINING CORP. CROSSHAIR Warrants Smith, Ian Barrowman 4 15/12/2010 37 12,500 12,500 EXPLORATION & MINING CORP. Crown Gold Corporation Options Joe Dwek Management 3 30/12/2010 52 339,582 -235,000 Consultants 2007 Inc. Crown Gold Corporation Warrants Joe Dwek Management 3 30/12/2010 55 660,000 -4,700,000 Consultants 2007 Inc. Crown Gold Corporation Common Shares Sheldon, Donald A. 4 30/08/2010 00 Crown Gold Corporation Common Shares Sheldon, Donald A. 4 04/01/2011 11 1,660,000 1,660,000 Crown Gold Corporation Common Shares Sheldon, Donald A. 4 04/01/2011 11 0 -1,660,000 CVTech Group Inc. Common Shares Goulet, Eric 5 01/01/2011 00 CVTech Group Inc. Options Goulet, Eric 5 01/01/2011 00 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 01/12/2010 38 1.26 94,500 1,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 02/12/2010 38 1.27 96,500 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 02/12/2010 38 1.25 800 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 02/12/2010 38 1.25 800 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 02/12/2010 38 1.25 117,300 20,800 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 06/12/2010 38 1.22 118,300 1,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 07/12/2010 38 1.21 120,300 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 08/12/2010 38 42,500 -77,800 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 08/12/2010 38 1.2 43,500 1,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 09/12/2010 38 1.2 47,500 4,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 13/12/2010 38 1.3 49,700 2,200 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 13/12/2010 38 1.26 51,700 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 13/12/2010 38 1.27 52,200 500 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 14/12/2010 38 1.29 55,200 3,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 14/12/2010 38 1.27 55,800 600 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 15/12/2010 38 1.26 59,800 4,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 15/12/2010 38 1.21 61,800 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/12/2010 38 1.28 63,800 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/12/2010 38 1.26 64,800 1,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 17/12/2010 38 1.27 65,200 400 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 20/12/2010 38 1.3 67,100 1,900 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 20/12/2010 38 1.28 69,100 2,000
January 14, 2011 (2011) 34 OSCB 546 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
CVTech Group Inc. Common Shares Groupe CVTech inc. 1 21/12/2010 38 1.28 74,100 5,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 21/12/2010 38 1.3 75,500 1,400 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 22/12/2010 38 1.3 3,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 22/12/2010 38 1.3 77,100 1,600 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 22/12/2010 38 1.28 5,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 23/12/2010 38 1.32 79,100 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 24/12/2010 38 1.33 82,100 3,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 24/12/2010 38 1.31 84,100 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 24/12/2010 38 1.3 1,900 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 24/12/2010 38 1.28 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 29/12/2010 38 1.3 87,100 3,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 29/12/2010 38 1.29 89,100 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 30/12/2010 38 1.31 92,100 3,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 30/12/2010 38 1.29 94,100 2,000 CVTech Group Inc. Common Shares Groupe CVTech inc. 1 31/12/2010 38 1.3 96,400 2,300 Cymbria Corporation Non-Voting Shares Class Tang, Norman Chen-Yu 5 04/01/2011 10 13.3 5,325 365 A Shares D-Box Technologies Inc. Common Shares Class A Bouchard, Karine 5 01/03/2007 00
D-Box Technologies Inc. Common Shares Class A Bouchard, Karine 5 03/01/2011 51 0.2 15,000
D-Box Technologies Inc. Common Shares Class A Bouchard, Karine 5 03/01/2011 51 0.2 15,000 15,000
D-Box Technologies Inc. Common Shares Class A Bouchard, Karine 5 04/01/2011 51 0.2 15,000
D-Box Technologies Inc. Options Bouchard, Karine 5 03/01/2011 51 0.2 77,500 -15,000 D-Box Technologies Inc. Common Shares Class A Caisse de dépôt et 3 04/01/2011 54 0.55 17,142,857 5,714,286 placement du Québec D-Box Technologies Inc. Warrants Caisse de dépôt et 3 04/01/2011 54 0.55 0 -5,714,286 placement du Québec D-Box Technologies Inc. Common Shares Class A SIPAR Inc. 3 29/12/2010 54 0.55 18,592,788 714,300
D-Box Technologies Inc. Warrants SIPAR Inc. 3 29/12/2010 54 0.55 250,000 -714,300 Dejour Enterprises Ltd. Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.3 -23,500 Dejour Enterprises Ltd. Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.3 -23,500 Dia Bras Exploration Inc. Common Shares Arias Resource Capital 3 08/12/2010 37 39,650,690 -237,904,139 Fund L.P. Dia Bras Exploration Inc. Common Shares Arias Resource Capital 3 06/01/2011 54 0.7 49,079,261 9,428,571 Fund L.P. Dia Bras Exploration Inc. Warrants Arias Resource Capital 3 08/12/2010 37 12,528,000 -75,168,000 Fund L.P. Dia Bras Exploration Inc. Warrants Arias Resource Capital 3 06/01/2011 54 0.7 3,099,429 -9,428,571 Fund L.P. DiagnoCure Inc. Common Shares Zurawski, Vincent R. 4 16/04/2003 00 DiagnoCure Inc. Common Shares Zurawski, Vincent R. 4 29/12/2010 11 1.02 28,207 28,207 DiagnoCure Inc. Deffered Share Unit Zurawski, Vincent R. 4 29/12/2010 11 1.02 0 -28,207 Diagnos Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.3 736,500 -23,500 Diagnos Inc. Common Shares Inwentash, Sheldon 6 04/01/2011 10 0.3 710,000 -26,500 Dianor Resources Inc. Common Shares Joe Dwek Management 3 29/12/2010 10 0.06 4,200,070 -800,000 Consultants 2007 Inc. Diversinet Corp. Common Shares Chiruvolu, Ravi 4 31/12/2010 46 0.33 366,062 18,750 Diversinet Corp. Common Shares Eidinger, Richard Neil 4 01/09/2010 00 25,000 Diversinet Corp. Common Shares Milavsky, Gregory Allan 4 31/12/2010 46 293,145 18,750 Diversinet Corp. Common Shares Tardif, Philippe 4 31/12/2010 46 0.33 293,145 18,750 Diversinet Corp. Common Shares Wahbe, Albert Emile 4, 5 31/12/2010 46 0.33 8,775,000 75,000 Diversinet Corp. Common Shares Wigdale, James B., Jr. 3 31/12/2010 46 0.33 1,264,072 18,750 DNI Metals Inc. Common Shares MacNeill, Tom 3 29/12/2010 10 0.105 5,467,233 38,500 Dollarama Inc. Common Shares Robillard, Geoffrey Peter 5 04/01/2011 10 28.9 0 -47,700 Dollarama Inc. Options Swidler, John Joseph 4 05/01/2011 50 4,000 2,000 Dorel Industries Inc. Rights Executive Deferred Baird, Robert 5 06/01/2011 56 2,122 216 Share Units Dorel Industries Inc. Rights Deferred Share Benedetti, Alain 4 03/01/2011 56 12,942 59 Units Dorel Industries Inc. Rights Deferred Share Benedetti, Alain 4 03/01/2011 56 13,394 452 Units Dorel Industries Inc. Rights Deferred Share Cohen, Dian 4 03/01/2011 56 9,203 21 Units Dorel Industries Inc. Rights Deferred Share Cohen, Dian 4 03/01/2011 56 9,400 197 Units Dorel Industries Inc. Rights Deferred Share Cohen, Dian 4 03/01/2011 56 9,478 78 Units Dorel Industries Inc. Subordinate Voting Dorel Industries Inc. 1 01/12/2010 38 33.5 6,600 6,600 Shares Class B
January 14, 2011 (2011) 34 OSCB 547 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Dorel Industries Inc. Subordinate Voting Dorel Industries Inc. 1 01/12/2010 38 0 -6,600 Shares Class B Dorel Industries Inc. Rights Deferred Share Duchesne, Rupert 4 03/01/2011 56 2,580 12 Units Dorel Industries Inc. Rights Deferred Share Duchesne, Rupert 4 03/01/2011 56 2,915 335 Units Dorel Industries Inc. Rights Deferred Share Gordon, Harold P. 4 03/01/2011 56 15,376 70 Units Dorel Industries Inc. Rights Deferred Share Gordon, Harold P. 4 03/01/2011 56 15,857 481 Units Dorel Industries Inc. Rights Deferred Share Markee, Richard Lemoine 4 03/01/2011 56 3,655 17 Units Dorel Industries Inc. Rights Deferred Share Markee, Richard Lemoine 4 03/01/2011 56 3,990 335 Units Dorel Industries Inc. Rights Deferred Share Tousson, Maurice 4 03/01/2011 56 17,209 78 Units Dorel Industries Inc. Rights Deferred Share Tousson, Maurice 4 03/01/2011 56 17,813 604 Units DragonWave Inc. Common Shares Allen, Peter 4, 5 04/01/2011 30 8.29 445,171 435 DragonWave Inc. Common Shares Farrar, David Russell 7, 5 04/01/2011 30 8.29 236,229 290 DragonWave Inc. Common Shares LAWLOR, JOHN RICHARD 5 04/01/2011 30 8.29 2,267 162
DragonWave Inc. Common Shares Solheim, Alan, Glen 5 04/01/2011 30 8.29 56,997 290 Dundee Corporation Rights Deferred Share Beauchamp, Normand 4 31/12/2010 56 20.31 42,777 1,378 Units Dundee Corporation Rights Deferred Share Cooper, Michael 7 31/12/2010 56 20.31 3,474 670 Units Dundee Corporation Rights Deferred Share Goodman, David Jason 4, 7 31/12/2010 56 20.31 9,378 1,021 Units Dundee Corporation Rights Deferred Share Goodman, Jonathan Carter 4 31/12/2010 56 20.31 36,227 1,095 Units Dundee Corporation Rights Deferred Share Goodman, Ned 3, 4, 5 31/12/2010 56 20.31 262,875 1,095 Units Dundee Corporation Rights Deferred Share Gordon, Harold P. 4, 5 31/12/2010 56 20.31 270,626 5,379 Units Dundee Corporation Rights Deferred Share Jacob, Ellis 4 31/12/2010 56 20,605 1,304 Units Dundee Corporation Subordinate Voting John, William Murray 7 31/12/2010 30 14.23 24,333 4,333 Shares Class A Dundee Corporation Rights Deferred Share lowy, frederick hans 4 31/12/2010 56 20.31 44,969 1,218 Units Dundee Corporation Rights Deferred Share MacRae, Garth A. C. 4, 5 31/12/2010 56 20.31 44,499 246 Units Dundee Corporation Rights Deferred Share McLeish, Robert 4 31/12/2010 56 20.31 31,131 775 Units Dundee Corporation Rights Deferred Share Sparks, Kenneth Barry 4 31/12/2010 56 20.31 17,057 990 Units Dundee Corporation Rights Deferred Share STEELE, HARRY 4 31/12/2010 56 20.31 44,483 1,169 Units RAYMOND Dundee Precious Metals Inc. Rights Deferred Share Buntain, Derek Hedley 4 31/12/2010 56 9.38 13,791 240 Units Longworth Dundee Precious Metals Inc. Rights Deferred Share Gillin, Robert Peter Charles 4 31/12/2010 56 9.38 9,086 1,199 Units Dundee Precious Metals Inc. Rights Deferred Share Goodman, Ned 4, 6 31/12/2010 56 9.38 20,956 1,199 Units Dundee Precious Metals Inc. Rights Deferred Share John, William Murray 4 04/10/2010 56 1,736 Units Dundee Precious Metals Inc. Rights Deferred Share John, William Murray 4 04/10/2010 56 18,920 1,786 Units Dundee Precious Metals Inc. Rights Deferred Share John, William Murray 4 31/12/2010 46 9.38 20,119 1,199 Units Dundee Precious Metals Inc. Rights Deferred Share Kinsman, Jeremy 4 31/12/2010 56 9.38 9,877 599 Units Dundee Precious Metals Inc. Rights Deferred Share Nixon, Peter 4 31/12/2010 56 9.38 13,791 240 Units Dundee Precious Metals Inc. Rights Deferred Share Singer, Ronald 4 31/12/2010 56 9.38 16,477 599 Units Dundee Precious Metals Inc. Rights Deferred Share Wilson, William George 4 31/12/2010 56 9.38 20,956 1,199 Units Dundee Precious Metals Inc. Rights Deferred Share Young, Donald Walter 4 31/12/2010 30 9.38 2,259 599 Units
January 14, 2011 (2011) 34 OSCB 548 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
DundeeWealth Inc. (formerly Common Shares Astle, Thomas Blair 5 07/01/2011 57 36,048 36,048 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Astle, Thomas Blair 5 07/01/2011 57 0 -36,048 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Notes 5.10% Unsecured Bank of Nova Scotia, The 3 04/01/2011 10 104.3 $7,564,000 $5,000 Dundee Wealth Series 1 Notes due Management Inc.) September 25, 2014 DundeeWealth Inc. (formerly Notes 5.10% Unsecured Bank of Nova Scotia, The 3 04/01/2011 10 104.7 $7,559,000 -$5,000 Dundee Wealth Series 1 Notes due Management Inc.) September 25, 2014 DundeeWealth Inc. (formerly Rights Deferred Share Beallor, Morley 4 31/12/2010 56 21.44 27,759 2,751 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Brooks, Robert Leslie 4 31/12/2010 56 21.44 8,186 693 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Common Shares Cavalaris, Louis 7 17/12/2010 00 1,170 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Cavalaris, Louis 7 17/12/2010 00 5,159 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares Chilcott, Jordy Warren 5 04/01/2011 10 21.4 3,030 -7,572 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares Chilcott, Jordy Warren 5 04/01/2011 10 21.4 0 -1,010 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Dalphond, Claude 4, 6, 5 31/12/2010 56 21.44 33,982 1,862 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Common Shares Ferstman, Joanne Shari 5 04/01/2011 57 21.26 172,501 20,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Ferstman, Joanne Shari 5 04/01/2011 57 21.26 10,000 -20,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares Goodman, David Jason 4, 5 04/01/2011 57 21.26 744,617 100,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Goodman, David Jason 4, 5 04/01/2011 57 21.26 90,000 -100,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Goodman, Ned 4, 6, 5 31/12/2010 56 21.44 217,136 3,136 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Gordon, Harold P. 6 31/12/2010 56 21.44 84,639 804 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Common Shares John, William Murray 5 04/01/2011 10 50000 50,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares John, William Murray 5 04/01/2011 10 10.75 34,348 50,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Options John, William Murray 5 04/01/2011 51 10.75 15,000 -50,000 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Kavanagh, Judith 4 31/12/2010 56 21.44 35,044 2,599 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share McLeish, Robert 4 31/12/2010 56 21.44 59,301 1,492 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Molson, Andrew 4 31/12/2010 56 21.44 6,704 2,553 Dundee Wealth Units Management Inc.) DundeeWealth Inc. (formerly Rights Deferred Share Morgan, Russell Anthony 4 31/12/2010 56 21.44 4,439 865 Dundee Wealth Units Management Inc.)
January 14, 2011 (2011) 34 OSCB 549 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
DundeeWealth Inc. (formerly Common Shares Satov, Amy Joy 7 20/12/2010 57 15,078 7,539 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares Satov, Amy Joy 7 07/01/2011 57 30,157 15,079 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Satov, Amy Joy 7 20/12/2010 57 35,818 -7,539 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Satov, Amy Joy 7 07/01/2011 57 20,739 -15,079 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Common Shares Sellars, Robert 7 05/01/2011 57 200,131 38,182 Dundee Wealth Management Inc.) DundeeWealth Inc. (formerly Restricted Share Awards Sellars, Robert 7 05/01/2011 57 20,057 -38,182 Dundee Wealth Management Inc.) Duran Ventures Inc. Options Yuen, Carmen, Ga-Men 5 31/12/2010 52 1.5 395,000 -35,000 DXStorm.Com Inc. Common Shares Popovic, Zoran 4 30/12/2010 10 0.1 2,437,416 500 Dynasty Metals & Mining Inc. Common Shares Washer, Robert 3, 4, 5 06/01/2011 51 2.1 7,284,150 300,000
Dynasty Metals & Mining Inc. Options Washer, Robert 3, 4, 5 06/01/2011 51 2.1 1,000,000 -300,000
Dynetek Industries Ltd. Common Shares Turner, Bradley William 4 03/01/2011 10 0.26 24,000 5,000 Dynetek Industries Ltd. Common Shares Turner, Bradley William 4 05/01/2011 10 0.26 30,000 6,000 Eastern Platinum Limited Common Shares Andrews, John Edward 4 04/10/2007 00 Eastern Platinum Limited Common Shares Andrews, John Edward 4 04/01/2011 51 1.788 328,412 328,412 Eastern Platinum Limited Options Andrews, John Edward 4 04/01/2011 51 0.32 2,500,000 -400,000 Eastern Platinum Limited Common Shares Robinson, Wayne 5 04/01/2011 10 1.788 95,239 95,239 Eastern Platinum Limited Options Robinson, Wayne 5 04/01/2011 51 0.32 2,351,333 -116,000 Eastmain Resources Inc. Common Shares BEZEAU, JAMES 5 31/12/2010 16 2.75 179,300 4,000 LAWRENCE Eastmain Resources Inc. Common Shares BEZEAU, JAMES 5 05/01/2011 11 2.02 163,300 -16,000 LAWRENCE Eastmain Resources Inc. Common Shares BEZEAU, JAMES 5 05/01/2011 90 160,800 -2,500 LAWRENCE Eastmain Resources Inc. Common Shares BEZEAU, JAMES 5 05/01/2011 90 9,200 2,500 LAWRENCE Eastmain Resources Inc. Common Shares Bryans, Ian James 4 31/12/2010 16 2.75 190,000 15,000 Eastmain Resources Inc. Common Shares Hansuld, John Alexander 4 01/01/2011 11 2.75 20,000 5,000 Eastmain Resources Inc. Common Shares Hansuld, John Alexander 4 06/01/2011 10 2.15 5,000 -15,000 Eastmain Resources Inc. Common Shares KOYLE, WILLIAM L. 4 31/12/2010 16 2.75 270,800 10,000 Eastmain Resources Inc. Common Shares Robinson, Donald, James 4, 5 29/12/2010 51 0.72 2,307,125 300,000 Eastmain Resources Inc. Common Shares Robinson, Donald, James 4, 5 29/12/2010 47 2,227,125 -80,000 Eastmain Resources Inc. Common Shares Robinson, Donald, James 4, 5 31/12/2010 16 2.75 2,247,125 20,000 Eastmain Resources Inc. Common Shares Robinson, Donald, James 4, 5 31/12/2010 47 2,227,125 -20,000 Eastmain Resources Inc. Options Robinson, Donald, James 4, 5 29/12/2010 51 0.72 700,000 -300,000 easyhome Ltd. Performance Share Units Atkinson, Richard 5 05/01/2011 30 9.22 16,218 148 easyhome Ltd. Restricted Share Unit Atkinson, Richard 5 05/01/2011 30 9.2 13,620 62 easyhome Ltd. Restricted Share Unit Atkinson, Richard 5 05/01/2011 30 9.2 13,681 61 easyhome Ltd. Deferred Share Unit Plan Bowland, James Parkinson 4 05/01/2011 30 9.22 3,215 5 easyhome Ltd. Restricted Share Unit Degraaf, Loraine 5 05/01/2011 30 9.2 5,290 48 easyhome Ltd. Performance Share Units Goertz, Steve 5 05/01/2011 30 9.22 21,239 194 easyhome Ltd. Restricted Share Unit Goertz, Steve 5 05/01/2011 30 9.2 10,582 96 easyhome Ltd. Performance Share Units Ingram, David 4, 5 05/01/2011 30 9.22 99,433 908 easyhome Ltd. Restricted Share Unit Ingram, David 4, 5 05/01/2011 30 9.2 41,344 135 easyhome Ltd. Restricted Share Unit Ingram, David 4, 5 05/01/2011 30 9.2 41,609 265 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 -214,262 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 171,372 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 74,607 -214,262 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 15/12/2010 11 314,607 240,000 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 17/12/2010 11 328,607 14,000 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 214,262 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 -171,372 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 24/03/2010 11 385,634 214,262 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 15/12/2010 11 310,634 -75,000 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 15/12/2010 11 70,634 -240,000 easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 17/12/2010 11 56,634 -14,000
January 14, 2011 (2011) 34 OSCB 550 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed easyhome Ltd. Common Shares Johnson, Donald Kenneth 3, 4 15/12/2010 10 8.97 1,912,951 75,000 easyhome Ltd. Deferred Share Unit Plan Johnson, Donald Kenneth 3, 4 05/01/2011 30 9.22 36,257 314 easyhome Ltd. Deferred Share Unit Plan Lewis, David Andrew 4 05/01/2011 30 9.22 21,898 156 easyhome Ltd. Performance Share Units Lucie, Rivest 4 05/01/2011 30 9.22 8,753 79 easyhome Ltd. Performance Share Units Maries, David 5 05/01/2011 30 9.22 21,239 194 easyhome Ltd. Restricted Share Unit Maries, David 5 05/01/2011 30 9.2 18,230 62 easyhome Ltd. Restricted Share Unit Maries, David 5 05/01/2011 30 9.2 18,291 61 easyhome Ltd. Restricted Share Unit Maries, David 5 05/01/2011 30 9.2 18,391 100 Economic Investment Trust Common Shares Dondale Investments 3 01/01/2011 00 692,000 Limited Limited ECU Silver Mining Inc. Common Shares Roy, Michel 5 30/12/2010 10 1.27 340,133 -50,000 Edleun Group, Inc. Common Shares Vision Capital Corporation 3 31/12/2010 97 1.31 7,040,900 14,500
Edleun Group, Inc. Common Shares Vision Capital Corporation 3 04/01/2011 10 1.296 6,972,900 -68,000
Edleun Group, Inc. Common Shares Vision Capital Corporation 3 31/12/2010 97 1.31 2,172,100 4,500
Edleun Group, Inc. Common Shares Vision Capital Corporation 3 31/12/2010 97 1.31 2,581,000 -19,000
Eldorado Gold Corporation Common Shares Wright, Paul Nicholas 4, 5 04/01/2011 10 18 130,000 5,000
Electrovaya Inc. Options Das Gupta, Bejoy 4 31/12/2010 50 47,000 8,000 Electrovaya Inc. Options Fleet, Bernard 8 04/01/2011 50 2.78 16,000 8,000 Electrovaya Inc. Common Shares McLean, Alexander 4 18/02/2009 50 0.24 8,000 Electrovaya Inc. Common Shares McLean, Alexander 4 18/02/2009 50 0.24 8,000 Electrovaya Inc. Options McLean, Alexander 4 07/10/2006 00 Electrovaya Inc. Options McLean, Alexander 4 18/02/2009 50 8,000 8,000 Electrovaya Inc. Options McLean, Alexander 4 31/12/2010 50 16,000 8,000 Eloro Resources Ltd. Common Shares ANKCORN, PAUL 4 31/12/2010 16 0.08 839,000 150,000 RUSSELL Eloro Resources Ltd. Warrants ANKCORN, PAUL 4 31/12/2010 16 0.16 392,500 75,000 RUSSELL Eloro Resources Ltd. Common Shares NAGAMATSU, MILES 4, 5 31/12/2010 16 0.1 918,000 250,000 Eloro Resources Ltd. Warrants NAGAMATSU, MILES 4, 5 31/12/2010 16 0.2 192,500 125,000 EMED Mining Public Limited Common Shares Resource Capital Fund IV 3 20/12/2010 00 51,273,753 LP Emera Incorporated DSU Armour, Wesley Gordon 4 31/12/2010 30 16,334 173 Emera Incorporated DSU Armour, Wesley Gordon 4 31/12/2010 56 17,216 882 Emera Incorporated DSU Bragg, James Lee 4 31/12/2010 30 693 7 Emera Incorporated DSU Bragg, James Lee 4 31/12/2010 56 1,300 607 Emera Incorporated DSU Briggs, Robert Stearns 4 31/12/2010 30 759 8 Emera Incorporated DSU Briggs, Robert Stearns 4 31/12/2010 56 1,013 254 Emera Incorporated DSU Buchanan, Thomas William 4 31/12/2010 30 5,504 58
Emera Incorporated DSU Buchanan, Thomas William 4 31/12/2010 56 6,708 1,204
Emera Incorporated DSU Caines, George Augustus 7 31/12/2010 30 17,108 181 Emera Incorporated DSU Caines, George Augustus 7 31/12/2010 56 17,362 254 Emera Incorporated DSU Chrominska, Sylvia Dolores 4 31/12/2010 30 118 1
Emera Incorporated DSU Chrominska, Sylvia Dolores 4 31/12/2010 56 853 735
Emera Incorporated DSU Cook-Bennett, Gail 4 31/12/2010 30 16,857 179 Emera Incorporated DSU Cook-Bennett, Gail 4 31/12/2010 56 17,836 979 Emera Incorporated DSU Edgeworth, Allan Leslie 4 31/12/2010 30 17,688 188 Emera Incorporated DSU Edgeworth, Allan Leslie 4 31/12/2010 56 18,467 779 Emera Incorporated DSU Eisenhauer, James Daniel 7 31/12/2010 30 3,982 42 Emera Incorporated DSU Eisenhauer, James Daniel 7 31/12/2010 56 5,175 1,193 Emera Incorporated DSU McLennan, John T. 7 31/12/2010 30 28,606 304 Emera Incorporated DSU McLennan, John T. 7 31/12/2010 56 30,817 2,211 Emera Incorporated DSU McLennan, John T. 7 31/12/2010 30 30,819 2 Emera Incorporated DSU McLennan, John T. 7 31/12/2010 56 30,820 1 Emera Incorporated DSU Pether, Donald Allison 4 31/12/2010 30 5,003 53 Emera Incorporated DSU Pether, Donald Allison 4 31/12/2010 56 6,030 1,027 Emera Incorporated DSU Richard, Sergel 4 31/12/2010 56 270 251 Emera Incorporated DSU Rosen, Andrea Sarah 4 31/12/2010 30 13,117 139 Emera Incorporated DSU Rosen, Andrea Sarah 4 31/12/2010 56 14,167 1,050 Emera Incorporated DSU Rounding, Marie Catherine 7 31/12/2010 30 5,572 59
January 14, 2011 (2011) 34 OSCB 551 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Emera Incorporated DSU Rounding, Marie Catherine 7 31/12/2010 56 6,325 753
Emera Incorporated DSU SHEPPARD, Mary 4 31/12/2010 30 5,460 58 Jacqueline Emera Incorporated DSU SHEPPARD, Mary 4 31/12/2010 56 6,642 1,182 Jacqueline Emerge Oil & Gas Inc. Options Zakresky, Robert John 4 04/01/2011 50 3.49 215,000 25,000 Empire Capital Corp. Common Shares Farris, Marshall Limon 4 04/01/2011 10 1 302,500 -7,500 Empire Capital Corp. Common Shares MONACO, JASON 4 31/12/2010 10 0.9 289,000 2,000 Empire Capital Corp. Common Shares MONACO, JASON 4 31/12/2010 10 0.95 291,000 2,000 Enbridge Inc. Common Shares Holder, Janet Arlene 5 09/12/2010 30 55.66 152 1 Enbridge Inc. Rights - 2008 Restricted Kishinchandani, Narinder 6 01/11/2010 00 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2008 Restricted Kishinchandani, Narinder 6 01/11/2010 00 550 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2008 Restricted Kishinchandani, Narinder 6 01/12/2010 30 554 4 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2008 Restricted Kishinchandani, Narinder 6 31/12/2010 59 56.09 0 -554 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2009 Restricted Kishinchandani, Narinder 6 01/11/2010 00 639 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2009 Restricted Kishinchandani, Narinder 6 01/12/2010 30 644 5 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2010 Restricted Kishinchandani, Narinder 6 01/11/2010 00 513 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2010 Restricted Kishinchandani, Narinder 6 01/12/2010 30 517 4 Stock Units (RSUs) 35 Kewalram mos maturity period Enbridge Inc. Rights - 2008 Restricted Neyland, Stephen James 7 04/10/2010 00 1,107 Stock Units (RSUs) 35 mos maturity period Enbridge Inc. Rights - 2008 Restricted Neyland, Stephen James 7 31/12/2010 59 0 -1,107 Stock Units (RSUs) 35 mos maturity period Enbridge Inc. Rights - 2009 Restricted Neyland, Stephen James 7 04/10/2010 00 1,287 Stock Units (RSUs) 35 mos maturity period Enbridge Inc. Rights - 2010 Restricted Neyland, Stephen James 7 04/10/2010 00 931 Stock Units (RSUs) 35 mos maturity period Encana Corporation Options Ince, Gerald 7, 5 06/01/2011 59 25.34 53,121 -8,000 Encana Corporation Options Marsh, Eric Dean 7 06/01/2011 59 25.34 182,010 -30,000 Endeavour Silver Corp. Options Devlin, Barry 5 04/01/2011 51 6.86 -70,000 Endeavour Silver Corp. Options Devlin, Barry 5 04/01/2011 51 6.91 220,000 -70,000 Endurance Gold Corporation Common Shares Boyd, Robert T. 4, 5 30/12/2010 10 0.095 404,000 14,000
Endurance Gold Corporation Common Shares Boyd, Robert T. 4, 5 31/12/2010 10 0.095 420,000 16,000
EnerCare Inc. Common Shares Cawston, Christopher 5 01/01/2011 00 5,000 Robert EnerCare Inc. Common Shares de Wilde, Lisa 4 01/01/2011 00 4,250 EnerCare Inc. Common Shares Macdonald, John 5 01/01/2011 00 4,850 EnerCare Inc. Common Shares Macdonald, John 5 01/01/2011 00 3,260 EnerCare Inc. Common Shares Macdonald, John 5 01/01/2011 00 20,375 EnerCare Inc. Common Shares Pantelidis, James 4 01/01/2011 00 200 EnerCare Inc. Common Shares Pantelidis, James 4 01/01/2011 00 200 EnerCare Inc. Common Shares Pantelidis, James 4 01/01/2011 00 11,000 EnerCare Inc. Common Shares Pantelidis, James 4 01/01/2011 00 6,000 EnerCare Inc. Common Shares Pantelidis, James 4 01/01/2011 00 38,000 EnerCare Inc. Common Shares Patava, Miroslav Jerry 4 01/01/2011 00 15,000 EnerCare Inc. Common Shares Rousseau, Michael Stewart 4 01/01/2011 00 20,000
EnerCare Inc. Common Shares Ryan, Lawrence Joseph 7 01/01/2011 00 500 EnerCare Inc. Common Shares Ryan, Lawrence Joseph 7 01/01/2011 00 500 EnerCare Inc. Common Shares Ryan, Lawrence Joseph 7 01/01/2011 00 16,272 EnerCare Inc. Common Shares Toffoletto, John 5 01/01/2011 00 4,400
January 14, 2011 (2011) 34 OSCB 552 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
EnerCare Inc. Common Shares Wong-Shue, Ronald Mario 4 01/01/2011 00 1,704
EnerCare Inc. Common Shares Wong-Shue, Ronald Mario 4 01/01/2011 00 1,574
Enerplus Corporation Common Shares Dodge, Edwin V. 4 01/01/2011 00 12,770 Enerplus Corporation Common Shares Dodge, Edwin V. 4 06/01/2011 46 30.28 1,612 Enerplus Corporation Common Shares Dodge, Edwin V. 4 06/01/2011 46 31.454 14,382 1,612 Enerplus Corporation Common Shares Gray, Rodney 5 01/01/2011 00 15,073 Enerplus Corporation Common Shares Gray, Rodney 5 04/01/2011 51 28.82 17,053 1,980 Enerplus Corporation Common Shares Gray, Rodney 5 04/01/2011 10 31.57 15,073 -1,980 Enerplus Corporation Common Shares Gray, Rodney 5 06/01/2011 10 31.5 18,908 3,835 Enerplus Corporation Common Shares Gray, Rodney 5 01/01/2011 00 3,034 Enerplus Corporation Common Shares Gray, Rodney 5 01/01/2011 00 16,704 Restricted Share Unit Plan ("RSU") Enerplus Corporation Options Gray, Rodney 5 01/01/2011 00 135,167 Enerplus Corporation Options Gray, Rodney 5 04/01/2011 51 28.82 133,187 -1,980 Enerplus Corporation Common Shares Hodgins, Robert Bruce 4 01/01/2011 00 7,645 Enerplus Corporation Common Shares Hodgins, Robert Bruce 4 06/01/2011 46 31.454 10,288 2,643 Enerplus Corporation Common Shares Martin, Douglas R. 4 01/01/2011 00 7,849 Enerplus Corporation Common Shares Deferred Martin, Douglas R. 4 01/01/2011 00 Share Plan ("DSU")
Enerplus Corporation Common Shares Deferred Martin, Douglas R. 4 06/01/2011 46 30.28 3,028 3,028 Share Plan ("DSU")
Enerplus Corporation Common Shares O'Brien, David Peter 4 01/01/2011 00 8,444 Enerplus Corporation Common Shares O'Brien, David Peter 4 06/01/2011 46 31.454 10,056 1,612 Enerplus Corporation Common Shares SETH, WAZIR, CHAND 4 01/01/2011 00 11,770 Enerplus Corporation Common Shares Deferred SETH, WAZIR, CHAND 4 01/01/2011 00 Share Plan ("DSU")
Enerplus Corporation Common Shares Deferred SETH, WAZIR, CHAND 4 06/01/2011 46 30.28 2,643 2,643 Share Plan ("DSU")
Enerplus Corporation Common Shares West, Donald 4 01/01/2011 00 9,051 Enerplus Corporation Common Shares West, Donald 4 06/01/2011 46 31.454 10,663 1,612 Enerplus Corporation Common Shares Wheeler, Harry B. 4 01/01/2011 00 288,861 Enerplus Corporation Common Shares Deferred Wheeler, Harry B. 4 01/01/2011 00 Share Plan ("DSU")
Enerplus Corporation Common Shares Deferred Wheeler, Harry B. 4 06/01/2011 46 30.28 2,643 2,643 Share Plan ("DSU")
Enerplus Corporation Common Shares Woitas, Clayton 4 01/01/2011 00 887,835 Enerplus Corporation Common Shares Deferred Woitas, Clayton 4 01/01/2011 00 Share Plan ("DSU")
Enerplus Corporation Common Shares Deferred Woitas, Clayton 4 06/01/2011 46 30.28 2,643 2,643 Share Plan ("DSU")
Enerplus Corporation Common Shares Zorich, Robert L. 4 01/01/2011 00 20,471 Ensign Energy Services Inc. Options Edwards, Norman Murray 3, 4, 5 30/12/2010 59 15.34 -200,000
Ensign Energy Services Inc. Options Edwards, Norman Murray 3, 4, 5 30/12/2010 59 15.17 1,300,000 -200,000
Entourage Metals Ltd. Common Shares Elsdon, Sheryl 5 29/12/2010 00 50,000 Entourage Metals Ltd. Common Shares Fleming, Adrian Wallace 4, 5 29/12/2010 00 1,175,000 Entourage Metals Ltd. Common Shares Florek, John 4, 5 29/12/2010 00 1,175,000 Entourage Metals Ltd. Common Shares McLeod, Robert John 4 29/12/2010 00 1,250,000 Entourage Metals Ltd. Common Shares McLeod, Robert John 4 29/12/2010 00 50,000 Entourage Metals Ltd. Common Shares Moodie, Cale 5 31/12/2010 00 200,000 Entourage Metals Ltd. Common Shares Sundar, Jeffrey Rohit 4, 5 29/12/2010 00 1,175,001 Entourage Metals Ltd. Common Shares Williams, Michael Jeffrey 4 29/12/2010 00 1,250,000 Entourage Metals Ltd. Common Shares Williams, Michael Jeffrey 4 29/12/2010 00 50,000 Entree Gold Inc. Common Shares Bottomer, Lindsay Richard 4 04/01/2011 10 3.375 542,985 -5,000
Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 21/12/2010 10 3.2689 -16,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 21/12/2010 10 3.2689 -16,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 22/12/2010 10 3.2136 -11,400 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 22/12/2010 10 3.2136 -11,400 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 23/12/2010 10 3.1633 -12,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 23/12/2010 10 3.1633 -12,000
January 14, 2011 (2011) 34 OSCB 553 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 24/12/2010 10 3.17 -1,100 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 24/12/2010 10 3.17 -1,100 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 29/12/2010 10 3.355 1,323,320 -10,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 30/12/2010 10 3.2446 1,313,320 -10,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 30/12/2010 51 1.32 1,413,320 100,000 Entree Gold Inc. Common Shares Crowe, Gregory George 4, 5 31/12/2010 51 1.32 100,000 Entree Gold Inc. Options Crowe, Gregory George 4, 5 30/12/2010 51 1.32 910,000 -100,000 Entree Gold Inc. Options Crowe, Gregory George 4, 5 31/12/2010 51 1.32 -100,000 Envoy Capital Group Inc. Common Shares Patient, Andrew 5 04/01/2011 10 0.86 31,500 1,500 Envoy Capital Group Inc. Common Shares Patient, Andrew 5 05/01/2011 10 0.92 32,000 500 EnWave Corporation Common Shares Miranda, Salvador 4, 5 29/12/2010 10 1.75 669,250 -15,300 Equinox Minerals Limited Deferred Share Unit McAusland, David L. 4 01/01/2011 30 6.01 152,167 6,864 Equinox Minerals Limited Deferred Share Unit Mosher, David Vaughn 4 01/01/2011 30 6.01 156,613 6,864 Equinox Minerals Limited Deferred Share Unit Pantelidis, James 4 01/01/2011 30 6.01 82,666 6,864 Equinox Minerals Limited Deferred Share Unit Penny, Brian W. 4 01/01/2011 30 6.01 138,415 4,853 Equinox Minerals Limited Deferred Share Unit TOMSETT, PETER 4 01/01/2011 30 6.01 339,900 7,488 WILLIAM Equitable Group Inc. Common Shares Fryer, Scott Allan 5 31/12/2010 51 11.55 1,697 600 Equitable Group Inc. Options Options granted Fryer, Scott Allan 5 31/12/2010 51 11.55 17,800 -600
Erdene Resource Common Shares MacDonald, Kenneth 4 22/12/2010 90 234,999 -19,167 Development Corporation Erdene Resource Common Shares MacDonald, Kenneth 4 22/12/2010 90 138,451 19,167 Development Corporation Espial Group Inc. Options Donaldson, Pierre 4 21/12/2007 00 Espial Group Inc. Options Donaldson, Pierre 4 30/12/2010 53 823,529 823,529 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 03/12/2010 10 1.08 115,500 -5,000 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 06/01/2011 10 1.09 117,000 1,500 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 14/12/2010 10 0.97 1,002,000 5,000 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 15/12/2010 10 0.9 1,007,500 5,500 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 15/12/2010 10 0.95 1,009,000 1,500 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 16/12/2010 10 0.95 1,011,000 2,000 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 16/12/2010 10 0.91 1,013,000 2,000 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 17/12/2010 10 0.92 1,016,500 3,500 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 17/12/2010 10 0.9 1,018,500 2,000 Ethos Capital Corp. Common Shares Freeman, Gary Richard 4, 5 21/12/2010 10 0.95 1,020,000 1,500 European Goldfields Limited Common Shares Schofield, Sally Joy 5 31/12/2010 51 52,212 25,507
European Goldfields Limited Common Shares Schofield, Sally Joy 5 04/01/2011 10 9.05 26,705 -25,507
European Goldfields Limited Options Schofield, Sally Joy 5 31/12/2010 51 7 0 -50,000
Everett Resources Ltd. Common Shares brown, barry everett 4 07/01/2011 10 0.06 1,469,000 -40,000 Evertz Technologies Limited Common Shares Assalone, Antoniella 5 05/01/2011 10 17.29 16,118 -1,000
Evrim Resources Corp. Options Pirie, James 4, 5 06/01/2011 38 0 -50,000 Excalibur Resources Ltd. Common Shares Beaudry, Charles 4 03/12/2010 00 Excalibur Resources Ltd. Common Shares Beaudry, Charles 4 31/12/2010 16 0.15 60,000 60,000 Excalibur Resources Ltd. Options Beaudry, Charles 4 03/12/2010 00 Excalibur Resources Ltd. Options Beaudry, Charles 4 03/12/2010 50 0.16 300,000 300,000 Excalibur Resources Ltd. Warrants Beaudry, Charles 4 03/12/2010 00 Excalibur Resources Ltd. Warrants Beaudry, Charles 4 31/12/2010 16 0.25 60,000 60,000 Excalibur Resources Ltd. Common Shares Gallagher, Timothy David 4 31/12/2010 16 0.15 700,000 400,000 Excalibur Resources Ltd. Warrants Gallagher, Timothy David 4 31/12/2010 16 0.25 500,000 400,000 Excalibur Resources Ltd. Common Shares ROBERTSON, ANDREW 4 31/12/2010 16 0.15 210,000 60,000 Excalibur Resources Ltd. Warrants ROBERTSON, ANDREW 4 31/12/2010 16 210,000 60,000 Excalibur Resources Ltd. Common Shares SZIGETY, DIANNE MARIE 4, 5 31/12/2010 16 0.15 1,267,623 50,000
Excalibur Resources Ltd. Warrants SZIGETY, DIANNE MARIE 4, 5 31/12/2010 53 50,000 50,000
Excellon Resources Inc. Common Shares Moore, Robert Ronald 5 31/12/2010 51 0.266 50,000 50,000 Excellon Resources Inc. Common Shares Moore, Robert Ronald 5 31/12/2010 10 1.32 27,900 -22,100 Excellon Resources Inc. Common Shares Moore, Robert Ronald 5 31/12/2010 10 1.33 500 -27,400 Excellon Resources Inc. Common Shares Moore, Robert Ronald 5 31/12/2010 10 1.332 0 -500 Excellon Resources Inc. Options Moore, Robert Ronald 5 31/12/2010 51 0.266 502,752 -50,000 Exclamation Investments Common Shares Lavine, Marc 3, 4, 5 22/12/2010 11 0.15 0 -10,000,000 Corporation (formerly Chrysalis Capital VI Corporation) Exclamation Investments Common Shares Lavine, Marc 3, 4, 5 22/12/2010 11 0.15 15,240,000 10,000,000 Corporation (formerly Chrysalis Capital VI Corporation)
January 14, 2011 (2011) 34 OSCB 554 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Exco Technologies Limited Common Shares Riganelli, Paul 5 04/01/2011 51 1.52 124,300 7,000
Exco Technologies Limited Common Shares Riganelli, Paul 5 04/01/2011 51 1.92 131,300 7,000
Exco Technologies Limited Options Riganelli, Paul 5 04/01/2011 51 40,921 -7,000
Exco Technologies Limited Options Riganelli, Paul 5 04/01/2011 51 33,921 -7,000
Exeter Resource Options Grey, Robert 5 06/12/2010 50 270,000 50,000 Corporation Extorre Gold Mines Limited Options Grey, Robert 5 17/12/2010 50 267,500 37,500
Falcon Oil & Gas Ltd. Options Macaulay, Robert Cameron 4 24/12/2010 50 1,300,000 1,000,000
Farallon Mining Ltd. Common Shares Lyons, Terrence 4 18/04/2007 00 (formerly Farallon Resources Ltd.) Farallon Mining Ltd. Common Shares Lyons, Terrence 4 05/01/2011 22 750,000 750,000 (formerly Farallon Resources Ltd.) Farallon Mining Ltd. Common Shares Lyons, Terrence 4 05/01/2011 22 0.8 0 -750,000 (formerly Farallon Resources Ltd.) Farallon Mining Ltd. Options Lyons, Terrence 4 05/01/2011 51 0.8 0 -750,000 (formerly Farallon Resources Ltd.) Farallon Mining Ltd. Common Shares Nyrstar Canada (Holdings) 3 05/01/2011 00 462,400,996 (formerly Farallon Resources Ltd. Ltd.) Fiber Optic Systems Common Shares Inwentash, Sheldon 6 30/12/2010 10 0.95 382,000 Technology, Inc. Fiber Optic Systems Common Shares Inwentash, Sheldon 6 30/12/2010 10 0.095 13,175,223 382,000 Technology, Inc. Fiber Optic Systems Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.095 13,193,223 18,000 Technology, Inc. Fiber Optic Systems Common Shares Pinetree Capital Ltd. 3 30/12/2010 10 0.95 382,000 Technology, Inc. Fiber Optic Systems Common Shares Pinetree Capital Ltd. 3 30/12/2010 10 0.095 10,052,000 382,000 Technology, Inc. Fiber Optic Systems Common Shares Pinetree Capital Ltd. 3 31/12/2010 10 0.095 10,070,000 18,000 Technology, Inc. Fiera Sceptre Inc. Special Shares Class B FIERA CAPITAL S.E.C. 3 30/12/2010 36 21,207,964 -149,372 Voting Fiera Sceptre Inc. Subordinate Voting FIERA CAPITAL S.E.C. 3 01/09/2010 00 Shares Class A Fiera Sceptre Inc. Subordinate Voting FIERA CAPITAL S.E.C. 3 30/12/2010 36 149,372 149,372 Shares Class A Fiera Sceptre Inc. Subordinate Voting FIERA CAPITAL S.E.C. 3 30/12/2010 16 8 118,701 -30,671 Shares Class A Fiera Sceptre Inc. Subordinate Voting FIERA CAPITAL S.E.C. 3 30/12/2010 16 8 0 -118,701 Shares Class A Finning International Inc. Common Shares Patterson, Christopher 4 23/12/2010 10 27.09 375 William Finning International Inc. Common Shares Patterson, Christopher 4 23/12/2010 10 26.66 375 375 William Fire River Gold Corp. Common Shares Barr, Harry 4, 6, 5 30/12/2010 16 0.45 1,257,222 22,222 Fire River Gold Corp. Warrants Barr, Harry 4, 6, 5 30/12/2010 16 0.65 21,111 11,111 Fire River Gold Corp. Common Shares CACOS, SPIROS 4 30/12/2010 10 0.45 748,781 17,777 Fire River Gold Corp. Warrants CACOS, SPIROS 4 30/12/2010 10 0.65 74,392 8,888 Fire River Gold Corp. Common Shares Goodwin, Richard Mervin 5 30/12/2010 11 0.45 102,223 22,222 Fire River Gold Corp. Warrants Goodwin, Richard Mervin 5 30/12/2010 11 0.65 21,111 11,111 Fire River Gold Corp. Common Shares Lawrence, Kevin 4 30/12/2010 16 0.45 389,451 11,111 Fire River Gold Corp. Warrants Lawrence, Kevin 4 30/12/2010 16 0.65 32,226 5,556 First Asset CanBanc Split Class A Shares Ross Smith Capital Group 3 30/12/2010 10 23.134 97,100 -1,700 Corp. L.P. First Asset CanBanc Split Class A Shares Ross Smith Capital Group 3 31/12/2010 10 23.22 96,600 -500 Corp. L.P. First Asset CanBanc Split Preferred Shares Ross Smith Capital Group 3 30/12/2010 10 13.093 102,200 -5,600 Corp. L.P. First Asset CanBanc Split Preferred Shares Ross Smith Capital Group 3 31/12/2010 10 12.85 100,700 -1,500 Corp. L.P. First Asset CanBanc Split Preferred Shares Ross Smith Capital Group 3 04/01/2011 10 12.79 96,600 -4,100 Corp. L.P.
January 14, 2011 (2011) 34 OSCB 555 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 07/10/2002 00 5.50% Unsecured Subordinated Debentures Due Sept. 30, 2017
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 07/12/2010 38 1 $460,500 $460,500 5.50% Unsecured Subordinated Debentures Due Sept. 30, 2017
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 07/12/2010 38 1 $0 -$460,500 5.50% Unsecured Subordinated Debentures Due Sept. 30, 2017
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 23/12/2010 38 1 $482,000 $482,000 5.50% Unsecured Subordinated Debentures Due Sept. 30, 2017
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 23/12/2010 38 1 $0 -$482,000 5.50% Unsecured Subordinated Debentures Due Sept. 30, 2017
First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 08/12/2010 38 1.0899 $41,000 $41,000 6.25% Unsecured subordinated First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 08/12/2010 38 1.0899 $0 -$41,000 6.25% Unsecured subordinated First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 10/12/2010 38 1.08 $41,000 $41,000 6.25% Unsecured subordinated First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 10/12/2010 38 1.08 $0 -$41,000 6.25% Unsecured subordinated First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 13/12/2010 38 1.0799 $10,000 $10,000 6.25% Unsecured subordinated First Capital Realty Inc. Convertible Debentures First Capital Realty Inc. 1 13/12/2010 38 1.0799 $0 -$10,000 6.25% Unsecured subordinated First Capital Realty Inc. Common Shares Segal, Dori 4, 6, 7, 5 04/01/2011 10 15.12 2,979 100 First Capital Realty Inc. Common Shares Segal, Dori 4, 6, 7, 5 04/01/2011 10 15.11 3,279 300 First Capital Realty Inc. Common Shares Segal, Dori 4, 6, 7, 5 04/01/2011 10 14.92 782,000 3,000 First Capital Realty Inc. Common Shares Weaver, Karen H. 5 22/09/2010 51 10.569 20,000 First Capital Realty Inc. Common Shares Weaver, Karen H. 5 22/09/2010 51 10.569 26,832 20,000 Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 16/12/2010 38 10.15 400 400 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 16/12/2010 38 10.15 0 -400 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 22/12/2010 38 10.35 2,500 2,500 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 22/12/2010 38 10.35 0 -2,500 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 23/12/2010 38 10.35 3,000 3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 23/12/2010 38 10.15 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 23/12/2010 38 10.35 0 -3,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 30/12/2010 38 10.33 300 300 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund
January 14, 2011 (2011) 34 OSCB 556 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 30/12/2010 38 10.33 0 -300 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 31/12/2010 38 10.45 6,000 6,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Flaherty & Crumrine Trust Units Flaherty & Crumrine 1 31/12/2010 38 10.45 0 -6,000 Investment Grade Fixed Investment Grade Fixed Income Fund Income Fund Focus Metals Inc. Common Shares Everton Resources Inc. 3 04/01/2011 10 0.533 5,959,000 -41,000 Focus Metals Inc. Common Shares Everton Resources Inc. 3 04/01/2011 10 0.537 5,900,000 -59,000 Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 01/01/2011 36 0 -202,440 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 04/01/2011 10 12.177 -7,700 -7,700 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 04/01/2011 10 12.35 -12,700 -5,000 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 04/01/2011 10 12.134 -15,000 -2,300 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 05/01/2011 10 12.4 -20,000 -5,000 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 05/01/2011 10 12.36 -23,000 -3,000 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 05/01/2011 10 12.361 -24,700 -1,700 Partners L.P. Serafina Fort Chicago Energy Limited Partnership Units Ciccaglione Van Driel, Julia 5 05/01/2011 10 12.363 -25,000 -300 Partners L.P. Serafina Fort Chicago Energy Convertible Debentures Drybrough, David John 4 31/12/2010 36 $0 -$200 Partners L.P. Series C Fort Chicago Energy Convertible Debentures Drybrough, David John 4 31/12/2010 36 $0 -$100 Partners L.P. Series C Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/01/2010 97 9.53 10,008 83 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/02/2010 97 9.82 10,093 85 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/03/2010 97 10.02 10,177 84 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/04/2010 97 9.98 10,262 85 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 21/05/2010 97 9.63 10,347 85 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/06/2010 97 9.94 10,430 83 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/07/2010 97 10.03 10,513 83 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/08/2010 97 10.53 10,592 79 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/09/2010 97 10.84 10,670 78 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/10/2010 97 11.67 10,743 73 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/11/2010 97 11.92 10,815 72 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/12/2010 97 11.84 10,888 73 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 31/12/2010 36 0 -10,899 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/01/2010 97 9.51 15,641 130 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/02/2010 97 9.81 15,774 133 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/03/2010 97 9.97 15,906 132 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/04/2010 97 10.05 16,038 132 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 21/05/2010 97 9.55 16,178 140 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/06/2010 97 9.92 16,314 136 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/07/2010 97 9.93 16,451 137 Partners L.P.
January 14, 2011 (2011) 34 OSCB 557 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/08/2010 97 10.46 6,581 130 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/09/2010 97 10.99 6,631 50 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 22/10/2010 97 11.54 6,679 48 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/11/2010 97 11.87 6,726 47 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 23/12/2010 97 11.95 6,773 47 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 31/12/2010 36 0 -6,790 Partners L.P. Fort Chicago Energy Limited Partnership Units Drybrough, David John 4 31/12/2010 36 0 -3,266 Partners L.P. Fort Chicago Energy Limited Partnership Units Eastman, Paul 2 31/12/2010 36 0 -684 Partners L.P. Fort Chicago Energy Limited Partnership Units FEICK, JOHN EDWIN 4 01/01/2011 36 0 -25,000 Partners L.P. Fort Chicago Energy Limited Partnership Units FEICK, JOHN EDWIN 4 01/01/2011 36 -25,000 Partners L.P. Fort Chicago Energy Limited Partnership Units Iverach, Q.C., Robert John 4 01/01/2011 36 0 -600 Partners L.P. Fort Chicago Energy Limited Partnership Units Jang, Theresa 5 01/01/2011 36 0 -820 Partners L.P. Fort Chicago Energy Limited Partnership Units Jang, Theresa 5 01/01/2011 36 0 -8,535 Partners L.P. Fort Chicago Energy Limited Partnership Units Johnson, Verne G. 4 01/01/2011 36 0 -14,500 Partners L.P. Fort Chicago Energy Limited Partnership Units King, Kevan Scott 5 01/01/2011 36 0 -2,200 Partners L.P. Fort Chicago Energy Limited Partnership Units Wadey, Vern 5 01/01/2011 36 0 -6,757 Partners L.P. Fort Chicago Energy Limited Partnership Units White, Stephen 4, 5 01/01/2011 36 0 -30,791 Partners L.P. Fort Chicago Energy Limited Partnership Units White, Stephen 4, 5 01/01/2011 36 0 -30,791 Partners L.P. Fort Chicago Energy Limited Partnership Units Zawadzki, Alexi Illya 5 01/01/2011 36 0 -1,300 Partners L.P. Fortis Inc. Deferred Share Unit Case, Peter E 4 04/01/2011 30 33.986 8,145 1,766 Fortis Inc. Deferred Share Unit Crothers, Frank 4 04/01/2011 30 33.986 9,282 1,765 Fortis Inc. Deferred Share Unit Goodreau, Ida Jacqueline 4 04/01/2011 30 33.986 8,005 3,089 Fortis Inc. Deferred Share Unit Haughey, Douglas J. 4 04/01/2011 30 33.986 3,731 1,765 Fortis Inc. Preferred Shares Series McCabe, Ronald William 5 05/01/2011 10 23 0 -400 "F" - 4.9% Fortis Inc. Deferred Share Unit McCallum, John S. 4 04/01/2011 30 33.986 31,982 3,531 Fortis Inc. Deferred Share Unit McWatters, Ralph Henry 4 04/01/2011 30 33.986 14,268 3,089 Harry Fortis Inc. Deferred Share Unit Munkley, Ronald David 4 04/01/2011 30 13.986 3,731 1,765 Fortis Inc. Deferred Share Unit Norris, David 4 04/01/2011 30 33.986 25,874 6,767 Fortis Inc. Deferred Share Unit Pavey, Michael Arnold 4 04/01/2011 30 33.986 16,388 1,766 Fortis Inc. Deferred Share Unit Rideout, Roy P. 4 04/01/2011 30 33.986 21,065 1,766 Fortuna Silver Mines Inc. Common Shares Guerrero, Tomas 4 06/01/2011 51 1.66 15,000 15,000 Fortuna Silver Mines Inc. Common Shares Guerrero, Tomas 4 06/01/2011 10 4.51 8,800 -6,200 Fortuna Silver Mines Inc. Common Shares Guerrero, Tomas 4 06/01/2011 10 4.44 5,700 -3,100 Fortuna Silver Mines Inc. Common Shares Guerrero, Tomas 4 06/01/2011 10 4.43 0 -5,700 Fortuna Silver Mines Inc. Options Guerrero, Tomas 4 06/01/2011 51 75,000 -15,000 Fortuna Silver Mines Inc. Common Shares Iverson, Michael Alexander 4, 5 04/01/2011 10 4.76 -400
Fortuna Silver Mines Inc. Common Shares Iverson, Michael Alexander 4, 5 04/01/2011 10 4.76 3,700 -300
Fortuna Silver Mines Inc. Common Shares Iverson, Michael Alexander 4, 5 06/01/2011 51 0.85 13,700 10,000
Fortuna Silver Mines Inc. Options Iverson, Michael Alexander 4, 5 06/01/2011 51 150,000 -10,000
FP Newspapers Inc. Common Shares Cox, Bob 5 31/12/2010 00 1,140 FP Newspapers Inc. Common Shares Cox, Bob 5 31/12/2010 00 4,000 FP Newspapers Inc. Common Shares Dembroski, G. Stephen 4 31/12/2010 00 40,701 FP Newspapers Inc. Common Shares Koshowski, Daniel Myles 5 31/12/2010 00 9,043 FP Newspapers Inc. Common Shares Koshowski, Daniel Myles 5 31/12/2010 00 500 FP Newspapers Inc. Common Shares Secter, Harvey 4 31/12/2010 00 701 FP Newspapers Inc. Common Shares Secter, Harvey 4 31/12/2010 00 2,500 FP Newspapers Inc. Common Shares Silver, Robert Irwin 7 31/12/2010 00 701 FP Newspapers Inc. Common Shares Silver, Robert Irwin 7 31/12/2010 00 327,200
January 14, 2011 (2011) 34 OSCB 558 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
FP Newspapers Inc. Rights Exchange Rights Silver, Robert Irwin 7 31/12/2010 00 FP Newspapers Inc. Rights Exchange Rights Silver, Robert Irwin 7 31/12/2010 00 1,175,355 FP Newspapers Inc. Common Shares Stern, Ronald Norman 3, 4 31/12/2010 00 1,672,800 FP Newspapers Inc. Rights Exchange Rights Stern, Ronald Norman 3, 4 31/12/2010 00 6,008,966 FP Newspapers Income Trust Units Cox, Bob 5 31/12/2010 46 1,140 508 Fund FP Newspapers Income Trust Units Cox, Bob 5 31/12/2010 36 1,140 Fund FP Newspapers Income Trust Units Cox, Bob 5 31/12/2010 36 0 -1,140 Fund FP Newspapers Income Trust Units Cox, Bob 5 31/12/2010 36 0 -4,000 Fund FP Newspapers Income Trust Units Dembroski, G. Stephen 4 31/12/2010 36 0 -40,701 Fund FP Newspapers Income Trust Units Finley, Laurie 5 31/12/2010 36 0 -1,843 Fund FP Newspapers Income Trust Units Koshowski, Daniel Myles 5 31/12/2010 36 0 -9,043 Fund FP Newspapers Income Trust Units Koshowski, Daniel Myles 5 31/12/2010 36 0 -500 Fund FP Newspapers Income Trust Units Secter, Harvey 4 31/12/2010 36 0 -701 Fund FP Newspapers Income Trust Units Secter, Harvey 4 31/12/2010 36 0 -2,500 Fund FP Newspapers Income Exchange Rights Silver, Robert Irwin 7 31/12/2010 36 0 -1,175,355 Fund FP Newspapers Income Trust Units Silver, Robert Irwin 7 31/12/2010 36 0 -701 Fund FP Newspapers Income Trust Units Silver, Robert Irwin 7 31/12/2010 36 0 -327,200 Fund FP Newspapers Income Exchange Rights Stern, Ronald Norman 3, 5 31/12/2010 36 0 -6,008,966 Fund FP Newspapers Income Trust Units Stern, Ronald Norman 3, 5 31/12/2010 36 0 -1,672,800 Fund Freehold Royalties Ltd. Common Shares Bieber, Garry Wilfred 5 01/01/2011 00 Freehold Royalties Ltd. Long Term Incentive Plan Bieber, Garry Wilfred 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan Bieber, Garry Wilfred 5 01/01/2011 22 39,930 39,930 Awards Freehold Royalties Ltd. Common Shares blades, douglas nolan 4 01/01/2011 00 Freehold Royalties Ltd. Common Shares blades, douglas nolan 4 01/01/2011 00 Freehold Royalties Ltd. Common Shares blades, douglas nolan 4 01/01/2011 22 30,000 30,000 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 00 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 22 18,355 18,355 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 56 2,928 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 56 2,928 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 56 21,283 2,928 Freehold Royalties Ltd. Deferred Share Units blades, douglas nolan 4 01/01/2011 30 21,412 129 Freehold Royalties Ltd. Common Shares CAMPBELL, HARRY 4 01/01/2011 00 SINCLAIR Freehold Royalties Ltd. Common Shares CAMPBELL, HARRY 4 01/01/2011 22 2,300 2,300 SINCLAIR Freehold Royalties Ltd. Common Shares CAMPBELL, HARRY 4 01/01/2011 00 SINCLAIR Freehold Royalties Ltd. Common Shares CAMPBELL, HARRY 4 01/01/2011 22 2,800 SINCLAIR Freehold Royalties Ltd. Common Shares CAMPBELL, HARRY 4 01/01/2011 22 2,800 SINCLAIR Freehold Royalties Ltd. Deferred Share Units CAMPBELL, HARRY 4 01/01/2011 00 SINCLAIR Freehold Royalties Ltd. Deferred Share Units CAMPBELL, HARRY 4 01/01/2011 22 14,752 14,752 SINCLAIR Freehold Royalties Ltd. Deferred Share Units CAMPBELL, HARRY 4 01/01/2011 56 16,216 1,464 SINCLAIR Freehold Royalties Ltd. Deferred Share Units CAMPBELL, HARRY 4 01/01/2011 30 16,320 104 SINCLAIR Freehold Royalties Ltd. Common Shares Canadian National Railway 3 01/01/2011 00 12,077,774 Company, Administrator of the CN Trust Funds
January 14, 2011 (2011) 34 OSCB 559 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Freehold Royalties Ltd. Common Shares Canadian National Railway 3 01/01/2011 00 2,862,390 Company, Administrator of the CN Trust Funds
Freehold Royalties Ltd. Deferred Share Units CEDRASCHI, TULLIO 4 01/01/2011 00 Freehold Royalties Ltd. Deferred Share Units CEDRASCHI, TULLIO 4 01/01/2011 22 7,014 7,014 Freehold Royalties Ltd. Deferred Share Units CEDRASCHI, TULLIO 4 01/01/2011 56 8,478 1,464 Freehold Royalties Ltd. Deferred Share Units CEDRASCHI, TULLIO 4 01/01/2011 30 8,527 49 Freehold Royalties Ltd. Common Shares GEORGE, J FRANK 5 01/01/2011 00 Freehold Royalties Ltd. Long Term Incentive Plan GEORGE, J FRANK 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan GEORGE, J FRANK 5 01/01/2011 22 39,930 39,930 Awards Freehold Royalties Ltd. Common Shares GUNDERSON, DARREN 5 01/01/2011 00 GLENN Freehold Royalties Ltd. Long Term Incentive Plan GUNDERSON, DARREN 5 01/01/2011 00 Awards GLENN Freehold Royalties Ltd. Long Term Incentive Plan GUNDERSON, DARREN 5 01/01/2011 22 33,000 33,000 Awards GLENN Freehold Royalties Ltd. Common Shares HARRISON, PETER T 4 01/01/2011 00 Freehold Royalties Ltd. Common Shares HARRISON, PETER T 4 01/01/2011 22 22,000 22,000 Freehold Royalties Ltd. Deferred Share Units HARRISON, PETER T 4 01/01/2011 00 Freehold Royalties Ltd. Deferred Share Units HARRISON, PETER T 4 01/01/2011 22 12,594 12,594 Freehold Royalties Ltd. Deferred Share Units HARRISON, PETER T 4 01/01/2011 30 12,683 89 Freehold Royalties Ltd. Common Shares INGRAM, WILLIAM O 4, 5 01/01/2011 00 Freehold Royalties Ltd. Long Term Incentive Plan INGRAM, WILLIAM O 4, 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan INGRAM, WILLIAM O 4, 5 01/01/2011 22 56,100 56,100 Awards Freehold Royalties Ltd. Common Shares MAHER, P MICHAEL 4 01/01/2011 00 Freehold Royalties Ltd. Common Shares MAHER, P MICHAEL 4 01/01/2011 22 4,170 4,170 Freehold Royalties Ltd. Deferred Share Units MAHER, P MICHAEL 4 01/01/2011 00 Freehold Royalties Ltd. Deferred Share Units MAHER, P MICHAEL 4 01/01/2011 22 14,752 14,752 Freehold Royalties Ltd. Deferred Share Units MAHER, P MICHAEL 4 01/01/2011 56 16,216 1,464 Freehold Royalties Ltd. Deferred Share Units MAHER, P MICHAEL 4 01/01/2011 30 16,320 104 Freehold Royalties Ltd. Common Shares Mogan, Michael Joseph 5 01/01/2011 00 Freehold Royalties Ltd. Long Term Incentive Plan Mogan, Michael Joseph 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan Mogan, Michael Joseph 5 01/01/2011 22 12,210 12,210 Awards Freehold Royalties Ltd. Common Shares SANDMEYER, DAVID 4 01/01/2011 00 JAMES Freehold Royalties Ltd. Common Shares SANDMEYER, DAVID 4 01/01/2011 22 20,255 20,255 JAMES Freehold Royalties Ltd. Deferred Share Units SANDMEYER, DAVID 4 01/01/2011 00 JAMES Freehold Royalties Ltd. Deferred Share Units SANDMEYER, DAVID 4 01/01/2011 22 3,242 3,242 JAMES Freehold Royalties Ltd. Deferred Share Units SANDMEYER, DAVID 4 01/01/2011 56 4,706 1,464 JAMES Freehold Royalties Ltd. Deferred Share Units SANDMEYER, DAVID 4 01/01/2011 30 4,728 22 JAMES Freehold Royalties Ltd. Common Shares Stone, Michael John 5 01/01/2011 00 Freehold Royalties Ltd. Long Term Incentive Plan Stone, Michael John 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan Stone, Michael John 5 01/01/2011 22 39,930 39,930 Awards Freehold Royalties Ltd. Common Shares TAYLOR, KAREN C 5 01/01/2011 00 Freehold Royalties Ltd. Common Shares TAYLOR, KAREN C 5 01/01/2011 22 4,500 4,500 Freehold Royalties Ltd. Long Term Incentive Plan TAYLOR, KAREN C 5 01/01/2011 00 Awards Freehold Royalties Ltd. Long Term Incentive Plan TAYLOR, KAREN C 5 01/01/2011 22 13,200 13,200 Awards Freehold Royalties Ltd. Common Shares Tourigny, Rodger 4 01/01/2011 00 Freehold Royalties Ltd. Common Shares Tourigny, Rodger 4 01/01/2011 22 2,000 2,000 Freehold Royalties Ltd. Deferred Share Units Tourigny, Rodger 4 01/01/2011 00 Freehold Royalties Ltd. Deferred Share Units Tourigny, Rodger 4 01/01/2011 22 2,521 2,521 Freehold Royalties Ltd. Deferred Share Units Tourigny, Rodger 4 01/01/2011 56 3,985 1,464 Freehold Royalties Ltd. Deferred Share Units Tourigny, Rodger 4 01/01/2011 30 4,002 17 Fronteer Gold Inc. Common Shares Cunningham-Dunlop, Ian 5 31/12/2010 10 11.717 0 -24,750 Richard Fronteer Gold Inc. Common Shares Lincoln, James Bruce 5 24/12/2010 51 4.5 37,250 25,000 Fronteer Gold Inc. Common Shares Lincoln, James Bruce 5 24/12/2010 10 11.745 12,250 -25,000
January 14, 2011 (2011) 34 OSCB 560 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Fronteer Gold Inc. Options Lincoln, James Bruce 5 24/12/2010 51 4.5 407,501 -25,000 Fronteer Gold Inc. Common Shares McInnes, Donald Arthur 4, 5 31/12/2010 10 11.59 39,947 -3,700 Fronteer Gold Inc. Common Shares McInnes, Donald Arthur 4, 5 31/12/2010 10 11.75 39,147 -800 Fronteer Gold Inc. Common Shares McInnes, Donald Arthur 4, 5 31/12/2010 10 11.74 38,347 -800 Fronteer Gold Inc. Common Shares McInnes, Donald Arthur 4, 5 31/12/2010 10 11.73 33,947 -4,400 Fronteer Gold Inc. Common Shares McInnes, Donald Arthur 4, 5 31/12/2010 10 11.59 22,647 -11,300 Frontenac Mortgage Common Shares Bowick, Rosemarie 4 06/01/2011 15 30 1,363 161 Investment Corporation Frontenac Mortgage Common Shares Cruickshank, Kevin 5 06/01/2011 15 30 2,031 30 Investment Corporation Frontenac Mortgage Common Shares Neill, Barbara ann 5 06/01/2011 15 30 735 30 Investment Corporation Frontenac Mortgage Common Shares Robinson, David Wayne 7 06/01/2011 15 30 958 30 Investment Corporation Frontenac Mortgage Common Shares Robinson, Matthew James 7 06/01/2011 15 30 2,648 30 Investment Corporation Full Metal Minerals Ltd. Common Shares McLeod, Robert John 4, 5 07/01/2011 10 0.35 1,349,500 -50,000 Futuremed Healthcare Common Shares Cutler, David 4 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Cutler, David 4 31/12/2010 36 38,000 38,000 Products Corporation Futuremed Healthcare Common Shares Gibson, J. Duncan 4 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Gibson, J. Duncan 4 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Gibson, J. Duncan 4 31/12/2010 36 25,000 25,000 Products Corporation Futuremed Healthcare Common Shares McLaughlin, John Gordon 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares McLaughlin, John Gordon 5 31/12/2010 36 10,000 10,000 Products Corporation Futuremed Healthcare Common Shares Sacks, Daniel Zelig 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Sacks, Daniel Zelig 5 31/12/2010 36 14,655 14,655 Products Corporation Futuremed Healthcare Common Shares Seef, Errol Brian 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Seef, Errol Brian 5 31/12/2010 36 4,328 4,328 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 36 460 460 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 36 460 460 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 36 460 460 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 36 2,400 2,400 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares Stone, Raymond Howard 4, 5 31/12/2010 36 668,500 668,500 Products Corporation Futuremed Healthcare Common Shares White, Kenneth William 4 31/12/2010 00 Products Corporation Futuremed Healthcare Common Shares White, Kenneth William 4 31/12/2010 36 4,000 4,000 Products Corporation Galleon Energy Inc. Common Shares Class A CENTENNIAL ENERGY 3 31/12/2010 11 4.12 7,671,235 961,293 PARTNERS LLC Galleon Energy Inc. Common Shares Class A CENTENNIAL ENERGY 3 31/12/2010 11 4.12 4,692,823 -961,293 PARTNERS LLC Gammon Gold Inc. Deferred Share Units Benner, Colin Keith 4 04/01/2011 30 7.95 3,821 1,835 Gammon Gold Inc. Options bostwick, christopher john 5 04/01/2011 50 7.95 130,000 30,000
Gammon Gold Inc. Deferred Share Units Colterjohn, Richard Mark 4 04/01/2011 46 7.95 4,912 2,359
January 14, 2011 (2011) 34 OSCB 561 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Gammon Gold Inc. Deferred Share Units Cooper, Terrence Raeburn 4 04/01/2011 56 7.95 4,912 2,359 Owen Robert Gammon Gold Inc. Options Drobeck, Peter Alan 5 04/01/2010 50 7.95 130,000 30,000 Gammon Gold Inc. Deferred Share Units Edwards, Alan R. 4 04/01/2011 56 7.95 1,637 786 Gammon Gold Inc. Deferred Share Units Elliott, George Dickson 4 04/01/2011 56 7.95 1,637 786 Gammon Gold Inc. Deferred Share Units Smith, Ronald 4 04/01/2011 56 7.95 4,912 2,359 Gammon Gold Inc. Deferred Share Units Spiteri, Joseph George 4 04/01/2011 56 7.95 2,030 1,179 Gazit America Inc. Common Shares Gazit Canada Inc. 3 04/01/2011 11 5.38 0 -2,525,349 Gazit America Inc. Warrants Gazit Canada Inc. 3 04/01/2011 11 1.13 0 -420,892 GC-Global Capital Corp. Subordinate Voting GC-Global Capital Corp. 1 23/12/2010 38 0.485 1,398,300 78,000 Shares GDG ENVIRONMENT Common Shares BERGEVIN, Réjean 4, 5 04/01/2011 11 0.045 255,263 150,000 GROUP LTD. GDG ENVIRONMENT Common Shares BERGEVIN, Réjean 4, 5 04/01/2011 11 0.045 7,868,597 -150,000 GROUP LTD. GDG ENVIRONMENT Common Shares MARTIN, Isabelle 5 04/01/2011 11 0.05 800,000 286,364 GROUP LTD. GDG ENVIRONMENT Common Shares MARTIN, Isabelle 5 04/01/2011 11 0.05 423,285 -286,364 GROUP LTD. GeneNews Limited Options Auld, Leslie 5 31/12/2010 50 0.24 350,000 250,000 GeneNews Limited Options Dreismann, Heiner 4, 5 31/12/2010 50 0.24 1,224,500 80,000 GeneNews Limited Options Liew, Gailina Jia-Hsin 4, 5 31/12/2010 50 0.24 1,862,080 450,000 Genivar Inc. Common Shares Boucher, Marcel 5 01/01/2011 00 134,646 Genivar Inc. Common Shares Ettehadieh, Ali 5 01/01/2011 00 560,127 Genivar Inc. Common Shares L'Heureux, Alexandre 5 01/01/2011 00 10,772 Genivar Inc. Common Shares Laberge, Anne-Marie 5 01/01/2011 00 3,770 Genivar Inc. Common Shares Nielsen, John 5 01/01/2011 00 5,386 Genivar Inc. Common Shares Perreault, François 5 01/01/2011 00 269,292 Genivar Inc. Common Shares Richer, Louis-Martin 5 01/01/2011 00 5,386 Genivar Inc. Common Shares Rivard, marc 5 01/01/2011 00 10,050 Genivar Inc. Common Shares Shoiry, Pierre 4, 5 01/01/2011 00 793,972 Genivar Inc. Common Shares Tremblay, Éric 5 01/01/2011 00 502,514 Genivar Inc. Common Shares Veilleux, Tony 5 01/01/2011 00 48,473 GENIVAR Income Fund Trust Units Barber, Brian 7 01/01/2011 36 0 -200 GENIVAR Income Fund Trust Units Bélanger, Richard 4 01/01/2011 36 0 -3,000 GENIVAR Income Fund Trust Units Boucher, Marcel 5 01/01/2011 36 0 -9,698 GENIVAR Income Fund Trust Units Perreault, François 5 01/01/2011 36 0 -781 GENIVAR Income Fund Trust Units Richer, Louis-Martin 4 01/01/2011 36 0 -1,355 GENIVAR Income Fund Trust Units Veilleux, Tony 5 01/01/2011 36 0 -311 Genworth MI Canada Inc. Deferred Share Units Gillespie, Robert T.E 4 31/12/2010 46 27.61 3,277 498 Genworth MI Canada Inc. Deferred Share Units Horn, Sidney M. 4 31/12/2010 46 27.61 3,277 498 Genworth MI Canada Inc. Deferred Share Units Kelly, Brian Michael 4, 7 31/12/2010 46 27.61 3,277 498 Geomega Resources Inc. Options Potvin, Jean-Charles 4 24/11/2010 00 Geomega Resources Inc. Options Potvin, Jean-Charles 4 30/12/2010 50 0.9 100,000 100,000 George Weston Limited Rights -Deferred Share Bachand, Stephen Eugene 4 04/01/2011 56 6,175 26 Units George Weston Limited Rights -Deferred Share Baillie, A. Charles 4 04/01/2011 56 15,757 482 Units George Weston Limited Rights -Deferred Share Bryant, Warren 4 04/01/2011 56 1,165 297 Units George Weston Limited Rights -Deferred Share Dart, Robert John 6 04/01/2011 56 9,401 307 Units George Weston Limited Rights -Deferred Share Eby, Peter 4 04/01/2011 56 18,627 483 Units George Weston Limited Rights -Deferred Share Fraser, Anne Louise 4 04/01/2011 56 4,954 153 Units George Weston Limited Rights -Deferred Share Graham, Anthony R. 4 04/01/2011 56 14,721 347 Units George Weston Limited Rights -Deferred Share Lacey, John Stewart 7 04/01/2011 56 2,782 208 Units George Weston Limited Rights -Deferred Share Marcoux, Isabelle 4 04/01/2011 56 7,217 288 Units George Weston Limited Rights -Deferred Share Prichard, John Robert 4 04/01/2011 56 14,313 328 Units Stobo George Weston Limited Rights -Deferred Share Rahilly, Thomas Francis 4 04/01/2011 56 9,896 419 Units Geovic Mining Corp. Common Shares Sherborne, John Elliott 4, 5 30/12/2010 51 0.08 168,955 20,000 Geovic Mining Corp. Options Sherborne, John Elliott 4, 5 30/12/2010 51 0.08 300,600 -20,000 Gildan Activewear Inc. Deferred Share Units Anderson, William D. 4 04/01/2011 56 6,872 398 (DSUs) Gildan Activewear Inc. Deferred Share Units Baylis, Robert M. 4 04/01/2011 56 6,735 353 (DSUs) Gildan Activewear Inc. Common Shares Fraimund, Marc 5 31/12/2010 10 28.4 8,720 3,000
January 14, 2011 (2011) 34 OSCB 562 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Gildan Activewear Inc. Deferred Share Units Goodman, Russell Andrew 4 01/12/2010 00 (DSUs) Gildan Activewear Inc. Deferred Share Units Goodman, Russell Andrew 4 04/01/2011 56 353 353 (DSUs) Gildan Activewear Inc. Deferred Share Units Heller, George Jason 4 04/01/2011 56 4,593 840 (DSUs) Gildan Activewear Inc. Deferred Share Units O'Brien, Sheila 4 04/01/2011 56 13,540 619 (DSUs) Gildan Activewear Inc. Deferred Share Units Robitaille, Pierre 4 04/01/2011 56 6,954 354 (DSUs) Gildan Activewear Inc. Deferred Share Units Scarborough, James 4 04/01/2011 56 4,393 839 (DSUs) Gildan Activewear Inc. Deferred Share Units Strubel, Richard P. 4 04/01/2011 56 6,735 353 (DSUs) Gildan Activewear Inc. Deferred Share Units VALDES-FAULI, Gonzalo 4 04/01/2011 56 7,888 353 (DSUs) Glentel Inc. Common Shares Skidmore, Thomas 4, 6, 5 31/12/2010 10 24.8 619,721 -1,600 GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 06/12/2010 10 1,196,161 -7,425 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 06/12/2010 10 1,193,103 -3,058 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 06/12/2010 10 1,189,860 -3,243 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 06/12/2010 10 1,186,617 -3,243 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 06/12/2010 10 1,186,161 -456 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 28/12/2010 10 1,184,261 -1,900 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 28/12/2010 10 1,182,061 -2,200 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 28/12/2010 10 1,179,861 -2,200 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 28/12/2010 10 1,177,661 -2,200 CORPORATION GLG LIFE TECH Common Shares Palmieri, Brian Andrew 3, 4, 5 28/12/2010 10 1,175,461 -2,200 CORPORATION Global Key Investment Common Shares Yang, Fuguang 4 22/12/2010 00 500,000 Limited Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 09/12/2010 38 3.85 3,000 3,000 Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 09/12/2010 38 3.85 0 -3,000 Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 10/12/2010 38 3.8 3,000 3,000 Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 10/12/2010 38 3.8 0 -3,000 Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 31/12/2010 38 4.01 300 300 Global Uranium Fund Inc. Equity Share Global Uranium Fund Inc. 1 31/12/2010 38 4.01 0 -300 GLR Resources Inc. Common Shares Kasner, Robert J. 3, 4, 6, 5 07/01/2011 10 0.04 2,233,939 1,000,000 Gluskin Sheff + Associates Deferred Share Units Beeston, Paul 5 20/10/2010 56 1,526 74 Inc. Gluskin Sheff + Associates Deferred Share Units CARTY, DONALD 4 20/10/2010 56 3,794 184 Inc. Gluskin Sheff + Associates Subordinate Voting Freedman, Jeremy Mark 4, 5 31/12/2010 30 18.95 25,079 79 Inc. Shares Gluskin Sheff + Associates Subordinate Voting Ginsler, Brian Leslie 5 31/12/2010 30 18.95 13,954 79 Inc. Shares Gluskin Sheff + Associates Deferred Share Units Gobert, Wilfred Arthur 4 20/10/2010 56 5,738 278 Inc. Gluskin Sheff + Associates Subordinate Voting Leboff, Bruce 5 31/12/2010 30 18.3 40 40 Inc. Shares Gluskin Sheff + Associates Deferred Share Units Solway, Herbert 4 20/10/2010 56 7,349 356 Inc. Gluskin Sheff + Associates Deferred Share Units Themens, Pierre-Andre 4 20/10/2010 56 5,895 285 Inc. Gluskin Sheff + Associates Deferred Share Units Wallin, Pamela 4 20/10/2010 56 5,757 279 Inc. Gluskin Sheff + Associates Deferred Share Units Weiss, Robert Samson 4 20/10/2010 56 8,373 405 Inc. GMIncome & Growth Fund Units Brasseur, Murray 3 30/12/2010 10 11.85 107,000 2,000 GMIncome & Growth Fund Units Brasseur, Murray 3 04/01/2011 10 11.843 108,000 1,000 Gold Canyon Resources Inc. Common Shares Christopherson, Douglas 4 04/01/2011 51 0.31 990,000 100,000 Gene Gold Canyon Resources Inc. Common Shares Christopherson, Douglas 4 04/01/2011 51 0.24 1,190,000 200,000 Gene
January 14, 2011 (2011) 34 OSCB 563 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Gold Canyon Resources Inc. Options Christopherson, Douglas 4 04/01/2011 51 0.31 400,000 -100,000 Gene Gold Canyon Resources Inc. Options Christopherson, Douglas 4 04/01/2011 51 0.24 200,000 -200,000 Gene Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 30/12/2010 10 2.2411 455,000 53,800
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.27 468,500 13,500
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.23 482,000 13,500
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.23 483,400 1,400
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.27 495,500 12,100
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.27 496,800 1,300
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.27 498,400 1,600
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.25 513,400 15,000
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 2.269 528,400 15,000
Gold Canyon Resources Inc. Common Shares Inwentash, Sheldon 6 04/01/2011 10 2.2562 565,000 36,600
Gold Reserve Inc. Options Stock Options Belanger, A. Douglas 4, 5 03/01/2011 50 1.82 1,029,169 455,000 Gold Reserve Inc. Options Stock Options Geyer, James 4 03/01/2011 50 1.82 449,169 120,000 Gold Reserve Inc. Options Stock Options McChesney, Patrick 4 03/01/2011 50 1.82 271,669 120,000 Gold Reserve Inc. Options Stock Options McGuinness, Robert 5 03/01/2011 50 1.82 427,084 190,000 Gold Reserve Inc. Options Stock Options Mikkelsen, Chris 4 03/01/2011 50 1.82 271,669 120,000 Gold Reserve Inc. Options Stock Options Potvin, Jean-Charles 4 03/01/2011 50 1.82 271,669 120,000 Gold Reserve Inc. Options Stock Options Smith, Mary 5 03/01/2011 50 1.82 340,500 168,000 Gold Reserve Inc. Options Stock Options Timm, Rockne 4, 5 03/01/2011 50 1.82 1,091,000 480,000 Gold Wheaton Gold Corp. Common Shares Franco-Nevada Corporation 3 05/01/2011 90 3,889,000 -56,464,126
Gold Wheaton Gold Corp. Common Shares Franco-Nevada Corporation 3 05/01/2011 11 4.65 60,353,126 56,464,126
Gold Wheaton Gold Corp. Options Giustra, Frank 4 12/02/2010 50 487,500 150,000 Gold Wheaton Gold Corp. Common Shares Quadra FNX Mining Ltd. 3 05/01/2011 11 4.65 0 -56,464,126 Gold-Ore Resources Ltd. Common Shares Alvarado, Maricruz 5 31/12/2010 10 1.14 59,472 -6,200 Gold-Ore Resources Ltd. Common Shares Alvarado, Maricruz 5 31/12/2010 10 1.11 40,672 -18,800 Gold-Ore Resources Ltd. Common Shares Jackson, Alvin William 4 31/12/2010 51 0.34 1,252,500 170,000 Gold-Ore Resources Ltd. Options Jackson, Alvin William 4 31/12/2010 51 0.34 240,000 -170,000 Goldcorp Inc. Common Shares Allan, John Grant 5 31/12/2010 30 43.03 1,991 586 Goldcorp Inc. Common Shares Aloi, Dina 5 31/12/2010 30 43.03 735 466 Goldcorp Inc. Common Shares ATKINSON, GERARD 5 31/12/2010 30 43.11 4,276 541 WILLIAM Goldcorp Inc. Common Shares Burns, George Raymond 5 31/12/2010 30 43.07 18,585 1,025 Goldcorp Inc. Common Shares Chan, Kathy 5 19/05/2010 00 Goldcorp Inc. Common Shares Chan, Kathy 5 31/12/2010 30 44.38 208 208 Goldcorp Inc. Common Shares Crema, Frank 5 31/12/2010 30 43.11 416 Goldcorp Inc. Common Shares Crema, Frank 5 31/12/2010 30 43.11 2,103 277 Goldcorp Inc. Common Shares FARROW, PAUL 5 31/12/2010 30 43.03 1,977 549 Goldcorp Inc. Common Shares Hall, Lindsay Albert 5 31/12/2010 30 43.06 91,554 1,735 Goldcorp Inc. Common Shares Hazelton, Rohan 5 31/12/2010 30 43.03 2,168 612 Goldcorp Inc. Common Shares Jauristo, Timo 5 31/12/2010 30 43.17 3,666 928 Goldcorp Inc. Common Shares Jeannes, Charles A. 5 31/12/2010 30 43.07 124,640 2,736 Goldcorp Inc. Common Shares Louie, Wendy 8 31/12/2010 30 43.03 3,954 454 Goldcorp Inc. Common Shares OLSON, STANLEY MARK 5 31/12/2010 30 43.03 2,630 517
Goldcorp Inc. Common Shares Parsons, David 5 31/12/2010 30 43.1 398 Goldcorp Inc. Common Shares Parsons, David 5 31/12/2010 30 43.1 1,438 1,405 Goldcorp Inc. Common Shares Reid, Steven Paul 5 31/12/2010 30 43.07 111,071 1,752 Goldcorp Inc. OTC Calls (including Reifel, P. Randy 4 31/12/2010 70 0.4 1,000 1,000 Private Options to Purchase) Goldcorp Inc. OTC Calls (including Reifel, P. Randy 4 31/12/2010 70 0.6 2,000 1,000 Private Options to Purchase) Goldcorp Inc. OTC Calls (including Reifel, P. Randy 4 31/12/2010 70 0.85 3,000 1,000 Private Options to Purchase) Goldcorp Inc. Common Shares Rustad, Colette 5 31/12/2010 30 43.11 4,000 574 Goldcorp Inc. Common Shares Ruus, Mark Adrian 5 31/12/2010 30 43.11 37,023 567
January 14, 2011 (2011) 34 OSCB 564 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Goldcorp Inc. Common Shares Tudela, Anna Maria 5 31/12/2010 30 43.02 4,000 418 Goldcorp Inc. Common Shares Wilhoit, Jeffrey 5 31/12/2010 30 43.03 1,655 475 Golden Dawn Minerals Inc. Common Shares See, Josephine 5 06/01/2011 00 40,000 Golden Dawn Minerals Inc. Options See, Josephine 5 06/01/2011 00 Golden Dawn Minerals Inc. Options See, Josephine 5 06/01/2011 50 0.1 50,000 50,000 GOLDEN HOPE MINES Common Shares Joe Dwek Management 3 04/01/2011 10 0.4 2,785,000 -281,000 LIMITED Consultants 2007 Inc. GOLDEN HOPE MINES Common Shares Needham, William Cort Jr 4 29/12/2010 51 30000 30,000 30,000 LIMITED GOLDEN HOPE MINES Options Needham, William Cort Jr 4 29/12/2010 51 0.12 570,000 -30,000 LIMITED Golden Queen Mining Co. Common Shares Shynkaryk, Chester 4 31/12/2010 10 2.79 30,000 -5,000 Ltd. Golden Queen Mining Co. Common Shares Shynkaryk, Chester 4 31/12/2010 10 2.8 25,000 -5,000 Ltd. GOLDEYE EXPLORATIONS Common Shares Joe Dwek Management 3 31/12/2010 10 0.075 0 -374,999 LIMITED Consultants 2007 Inc.
GOLDEYE EXPLORATIONS Common Shares Joe Dwek Management 3 29/12/2010 10 0.08 268,176 -732,000 LIMITED Consultants 2007 Inc.
GOLDEYE EXPLORATIONS Common Shares Joe Dwek Management 3 30/12/2010 11 0.08 0 -268,176 LIMITED Consultants 2007 Inc.
GoldQuest Mining Corp. Common Shares Warrender, Anthony 4 21/12/2010 54 0.2 340,000 80,000 Michael GoldQuest Mining Corp. Warrants Warrender, Anthony 4 21/12/2010 54 0.2 0 -80,000 Michael Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.94 14,346 1,000 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.95 18,506 4,160 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.95 274,770 5,160 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.93 15,258 1,000 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.94 17,258 2,000 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 07/01/2011 10 0.95 19,528 2,270 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 06/01/2011 10 0.96 11,868,855 1,000 Goldstone Resources Inc. Common Shares Cunningham, Philip 6 06/01/2011 10 0.97 11,872,905 4,050 Gowest Amalgamated Common Shares Joe Dwek Management 3 29/12/2010 10 0.31 2,863,861 -158,000 Resources Ltd. Consultants 2007 Inc. Gowest Amalgamated Common Shares Joe Dwek Management 3 30/12/2010 10 0.3 2,813,861 -50,000 Resources Ltd. Consultants 2007 Inc. Gowest Amalgamated Common Shares Mason, Ewan 4 18/06/2009 00 1,632,045 Resources Ltd. Gowest Amalgamated Common Shares Mason, Ewan 4 06/01/2011 10 0.33 1,682,045 50,000 Resources Ltd. Gran Tierra Energy Inc. Common Shares KIRTON, Nicholas Grenville 4 09/12/2010 90 1,671
Gran Tierra Energy Inc. Common Shares KIRTON, Nicholas Grenville 4 27/03/2008 00
Gran Tierra Energy Inc. Common Shares KIRTON, Nicholas Grenville 4 09/12/2010 90 1,671 1,671
Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 333,333 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.065 0 -333,333 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 11 0.075 3,133,333 3,133,333 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 11 0.075 4,933,333 4,933,333 Consultants 2007 Inc. Grandview Gold Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 4,000,333 Consultants 2007 Inc. Grandview Gold Inc. Options Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Grandview Gold Inc. Options Joe Dwek Management 3 30/12/2010 11 0.075 604,999 604,999 Consultants 2007 Inc. Grandview Gold Inc. Warrants Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Grandview Gold Inc. Warrants Joe Dwek Management 3 30/12/2010 11 0.15 1,566,666 1,566,666 Consultants 2007 Inc.
January 14, 2011 (2011) 34 OSCB 565 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Grandview Gold Inc. Warrants Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Grandview Gold Inc. Warrants Joe Dwek Management 3 30/12/2010 11 0.15 2,466,667 2,466,667 Consultants 2007 Inc. Gravis Energy Corp. Common Shares Schmidt, David 3 31/12/2010 00 3,025,000 Great Basin Gold Ltd. Options Beckmann, Willem 5 05/01/2011 51 2.7039 313,334 -113,320 Johannes Petrus Great Basin Gold Ltd. Options Mostert, Jacob Dawid 2 04/01/2011 51 2.8042 260,000 -97,740 Great Basin Gold Ltd. Options Oelofse, Johannes 5 20/12/2010 51 2.955 323,333 -197,073 Gerhardus Great Canadian Gaming Common Shares Beaudin, Earnest Charles 4 30/12/2010 10 7.35 21,100 1,000 Corporation Great Canadian Gaming Common Shares Beaudin, Earnest Charles 4 05/01/2011 10 7.25 26,100 5,000 Corporation Great Canadian Gaming Common Shares Buski, Richard Stanley 4 05/01/2011 10 7.14 5,850 850 Corporation Great Canadian Gaming Common Shares Buski, Richard Stanley 4 05/01/2011 10 7.15 5,900 50 Corporation Great Canadian Gaming Common Shares Buski, Richard Stanley 4 05/01/2011 10 7.13 7,800 800 Corporation Great Canadian Gaming Common Shares Buski, Richard Stanley 4 05/01/2011 10 7.14 7,900 100 Corporation Great Pacific International Options Bobowski, Ronald Clarence 4, 5 30/12/2010 50 0.1 175,000 100,000 Inc. Great Pacific International Options Bobowski, Ronald Clarence 4, 5 04/01/2011 52 0.18 125,000 -50,000 Inc. Great Pacific International Options Cruise, John 5 01/04/2010 00 20,000 Inc. Great Pacific International Options Cruise, John 5 31/12/2010 50 0.1 120,000 100,000 Inc. Great Pacific International Options Robichaud, Mike 5 31/12/2010 50 0.1 175,000 100,000 Inc. Great Western Minerals Options Allan, J. Rupert 4 31/12/2010 50 0.5 700,000 350,000 Group Ltd. Great Western Minerals Common Shares Engdahl, James Bruce 4, 5 04/01/2011 10 0.67 103,750 -15,713 Group Ltd. Great Western Minerals Common Shares Engdahl, James Bruce 4, 5 04/01/2011 10 0.67 120,000 16,250 Group Ltd. Great Western Minerals Options McKnight, William Hunter 4 29/12/2010 50 0.5 750,000 350,000 Group Ltd. Greenfields Petroleum Common Shares Greenfields Petroleum 1 05/11/2010 00 3,306 Corporation Corporation Greenfields Petroleum Common Shares Greenfields Petroleum 1 30/12/2010 10 9 0 -3,306 Corporation Corporation Greenscape Capital Group Common Shares Scharfe, Bradley Nixon 3 06/01/2011 10 0.265 5,637,161 5,000 Inc. Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 -18,000 -515,000 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 6 2,000 20,000 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 6 5,500 3,500 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 3 23,500 18,000 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 1 41,500 18,000 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 1 51,500 10,000 Option Plan Grenville Gold Corp. Options 2006 Stock Rokosh, Melvin 4 24/12/2010 37 1 59,000 7,500 Option Plan GRENVILLE GOLD Options 2006 Stock Rokosh, Melvin 4 14/06/2007 50 0.6 20,000 CORPORATION Option Plan GRENVILLE GOLD Options 2006 Stock Rokosh, Melvin 4 14/06/2007 50 0.6 2,000 2,000 CORPORATION Option Plan Groupe Aeroplan Inc. Deferred Share Units Adams, David L. 5 31/12/2010 30 6,246 57 Groupe Aeroplan Inc. Deferred Share Units Brown, Robert Ellis 4 31/12/2010 30 11,192 102 Groupe Aeroplan Inc. Deferred Share Units Brown, Robert Ellis 4 01/01/2011 56 13,192 2,000 Groupe Aeroplan Inc. Deferred Share Units Doroniuk, Roman 4 31/12/2010 30 4,820 44 Groupe Aeroplan Inc. Deferred Share Units Doroniuk, Roman 4 01/01/2011 30 44 Groupe Aeroplan Inc. Deferred Share Units Doroniuk, Roman 4 01/01/2011 30 44 Groupe Aeroplan Inc. Deferred Share Units Doroniuk, Roman 4 01/01/2011 56 5,195 375 Groupe Aeroplan Inc. Common Shares Duchesne, Rupert 4, 5 31/12/2010 57 71,916 839
January 14, 2011 (2011) 34 OSCB 566 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Groupe Aeroplan Inc. Common Shares Duchesne, Rupert 4, 5 31/12/2010 10 13.6 71,741 -175 Groupe Aeroplan Inc. Common Shares Duchesne, Rupert 4, 5 31/12/2010 10 13.62 71,450 -291 Groupe Aeroplan Inc. Deferred Share Units Duchesne, Rupert 4, 5 31/12/2010 30 68,855 628 Groupe Aeroplan Inc. Rights Duchesne, Rupert 4, 5 31/12/2010 30 13.61 252,627 839 Groupe Aeroplan Inc. Rights Duchesne, Rupert 4, 5 31/12/2010 57 251,788 -839 Groupe Aeroplan Inc. Deferred Share Units Ferstman, Joanne Shari 4 31/12/2010 30 8,246 75 Groupe Aeroplan Inc. Deferred Share Units Ferstman, Joanne Shari 4 01/01/2011 56 9,034 788 Groupe Aeroplan Inc. Deferred Share Units Fortier, Michael M 4 31/12/2010 30 3,076 28 Groupe Aeroplan Inc. Deferred Share Units Fortier, Michael M 4 01/01/2011 56 3,451 375 Groupe Aeroplan Inc. Deferred Share Units Forzani, John 5 31/12/2010 30 8,829 80 Groupe Aeroplan Inc. Deferred Share Units Forzani, John 5 01/01/2011 56 9,663 834 Groupe Aeroplan Inc. Deferred Share Units Graham, Elizabeth 5 31/12/2010 30 30,030 274 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 01/12/2010 38 13.052 40,000 40,000 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 01/12/2010 38 0 -40,000 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 03/12/2010 38 12.971 40,000 40,000 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 03/12/2010 38 0 -40,000 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 07/12/2010 38 13.313 40,000 40,000 Groupe Aeroplan Inc. Common Shares Groupe Aeroplan Inc. 1 07/12/2010 38 0 -40,000 Groupe Aeroplan Inc. Deferred Share Units Hounsell, Mark 5 31/12/2010 30 2,797 25 Groupe Aeroplan Inc. Deferred Share Units Laidley, David Howard 4 31/12/2010 30 20,602 188 Groupe Aeroplan Inc. Deferred Share Units Laidley, David Howard 4 01/01/2011 56 22,382 1,780 Groupe Aeroplan Inc. Deferred Share Units Port, Douglas D. 4 31/12/2010 30 7,890 72 Groupe Aeroplan Inc. Deferred Share Units Port, Douglas D. 4 01/01/2011 56 8,265 375 Groupe Aeroplan Inc. Deferred Share Units Rossy, Alan 4 31/12/2010 30 3,163 29 Groupe Aeroplan Inc. Deferred Share Units Rossy, Alan 4 01/01/2011 56 3,538 375 Groupe Aeroplan Inc. Deferred Share Units SONBERG, Melissa 5 31/12/2010 30 8,213 75 Groupe Aeroplan Inc. Deferred Share Units Timpano, Vincent Robert 5 31/12/2010 30 3,867 35 Groupworks Financial Corp. Common Shares Anderson, Scott Cameron 4 29/12/2010 10 0.1821 83,000 50,500
GT Canada Medical Trust Units Nakamoto, Sean 5 24/12/2010 15 2 14,273 10,000 Properties Real Estate Investment Trust GT Canada Medical Warrants Nakamoto, Sean 5 24/12/2010 00 Properties Real Estate Investment Trust GT Canada Medical Warrants Nakamoto, Sean 5 24/12/2010 15 5,000 5,000 Properties Real Estate Investment Trust GT Canada Medical Trust Units Shapack, Andrew I. 5 24/12/2010 15 2 78,144 2,921 Properties Real Estate Investment Trust GT Canada Medical Warrants Shapack, Andrew I. 5 24/12/2010 00 Properties Real Estate Investment Trust GT Canada Medical Warrants Shapack, Andrew I. 5 24/12/2010 15 1,461 1,461 Properties Real Estate Investment Trust GT Canada Medical Trust Units Wells, Victor 4 24/12/2010 15 2 3,000 1,000 Properties Real Estate Investment Trust GT Canada Medical Warrants Wells, Victor 4 24/12/2010 00 Properties Real Estate Investment Trust GT Canada Medical Warrants Wells, Victor 4 24/12/2010 15 500 500 Properties Real Estate Investment Trust H.Paulin & Co. Limited Common Shares Class A Jonsohn, Jeffrey 5 24/12/2010 10 9.75 28,230 -400
H.Paulin & Co. Limited Common Shares Class A Jonsohn, Jeffrey 5 29/12/2010 10 9.75 27,530 -700
H.Paulin & Co. Limited Common Shares Class A Jonsohn, Jeffrey 5 30/12/2010 10 9.85 27,230 -300
H.Paulin & Co. Limited Common Shares Class A Jonsohn, Jeffrey 5 04/01/2011 10 9.85 22,530 -4,700
H.Paulin & Co. Limited Common Shares Class A Krause, Carl 5 17/12/2010 10 9.49 950 -1,300
H.Paulin & Co. Limited Common Shares Class A Krause, Carl 5 20/12/2010 10 9.49 550 -400
H.Paulin & Co. Limited Common Shares Class A Krause, Carl 5 20/12/2010 10 9.52 500 -50
Halo Resources Ltd. Common Shares Inwentash, Sheldon 3, 6 30/12/2010 10 0.5 1,000,000 Halo Resources Ltd. Common Shares Inwentash, Sheldon 3, 6 30/12/2010 11 0.5 3,300,000 1,000,000 Halo Resources Ltd. Warrants Inwentash, Sheldon 3, 6 30/12/2010 11 2,100,000 500,000
January 14, 2011 (2011) 34 OSCB 567 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Halo Resources Ltd. Common Shares Joe Dwek Management 3 08/09/2010 37 40,060 -360,547 Consultants 2007 Inc. Halo Resources Ltd. Common Shares Joe Dwek Management 3 31/12/2010 10 0.6 20,060 -20,000 Consultants 2007 Inc. Halo Resources Ltd. Common Shares Joe Dwek Management 3 10/11/2010 10 0.5 862,014 -50,000 Consultants 2007 Inc. Halo Resources Ltd. Common Shares Pinetree Capital Ltd. 3 30/12/2010 11 0.5 3,300,000 1,000,000 Halo Resources Ltd. Warrants Pinetree Capital Ltd. 3 30/12/2010 11 0.6 2,100,000 500,000 HANWEI ENERGY Deferred Share Units Clay, Malcolm Frank 4 31/12/2010 56 9,994 7,440 SERVICES CORP. HANWEI ENERGY Deferred Share Units Paine, William George 4 31/12/2010 56 47,015 7,440 SERVICES CORP. HANWEI ENERGY Deferred Share Units Smallbone, Sidney Randall 4 31/12/2010 56 47,015 7,440 SERVICES CORP. HANWEI ENERGY Deferred Share Units Yan, Joanne 6 31/12/2010 56 47,015 7,440 SERVICES CORP. Hardwoods Distribution Restricted Unit Besen, Daniel A. 5 31/12/2010 57 22,263 -11,131 Income Fund Hardwoods Distribution Trust Units Besen, Daniel A. 5 31/12/2010 57 24,781 11,131 Income Fund Hardwoods Distribution Restricted Unit Blanco, Lance Richard 5 31/12/2010 57 35,701 -17,850 Income Fund Hardwoods Distribution Trust Units Blanco, Lance Richard 5 05/07/2010 00 Income Fund Hardwoods Distribution Trust Units Blanco, Lance Richard 5 31/12/2010 57 17,850 17,850 Income Fund Hardwoods Distribution Restricted Unit Brown, Robert James 5 31/12/2010 57 22,263 -11,131 Income Fund Hardwoods Distribution Trust Units Brown, Robert James 5 01/08/2004 00 Income Fund Hardwoods Distribution Trust Units Brown, Robert James 5 31/12/2010 57 11,131 11,131 Income Fund Hardwoods Distribution Restricted Unit Warner, Garry W. 5 31/12/2010 57 22,263 -11,131 Income Fund Hardwoods Distribution Trust Units Warner, Garry W. 5 31/12/2010 57 11131 31,611 11,131 Income Fund Hartco Inc. Common Shares Gauvreau, Carl 5 23/12/2010 30 2.18 3,594 Hartco Inc. Common Shares Gauvreau, Carl 5 23/12/2010 51 2.18 60,816 3,594 Hartco Inc. Common Shares Hartco Inc. 1 01/12/2010 38 3,500 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 01/12/2010 38 1,800 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 02/12/2010 38 3.23 3,500 1,700 Hartco Inc. Common Shares Hartco Inc. 1 03/12/2010 38 3.22 3,600 100 Hartco Inc. Common Shares Hartco Inc. 1 03/12/2010 38 1,900 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 03/12/2010 38 1,800 -100 Hartco Inc. Common Shares Hartco Inc. 1 06/12/2010 38 3.22 3,500 1,700 Hartco Inc. Common Shares Hartco Inc. 1 08/12/2010 38 3.19 3,700 200 Hartco Inc. Common Shares Hartco Inc. 1 08/12/2010 38 2,000 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 08/12/2010 38 1,900 -100 Hartco Inc. Common Shares Hartco Inc. 1 10/12/2010 38 3.18 3,600 1,700 Hartco Inc. Common Shares Hartco Inc. 1 15/12/2010 38 3.15 3,700 100 Hartco Inc. Common Shares Hartco Inc. 1 15/12/2010 38 2,000 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 15/12/2010 38 1,800 -200 Hartco Inc. Common Shares Hartco Inc. 1 15/12/2010 38 100 -1,700 Hartco Inc. Common Shares Hartco Inc. 1 22/12/2010 38 0 -100 Hartco Inc. Common Shares Hartco Inc. 1 29/12/2010 38 3.2 300 300 Hartco Inc. Common Shares Hartco Inc. 1 30/12/2010 38 3.24 1,400 1,100 Hartco Inc. Common Shares Hartco Inc. 1 31/12/2010 38 3.25 1,700 300 Harvest Canadian Income & Trust Units Harvest Canadian Income 1 04/01/2011 10 1,900 1,900 Growth Fund & Growth Fund Harvest Canadian Income & Trust Units Harvest Canadian Income 1 04/01/2011 38 0 -1,900 Growth Fund & Growth Fund Hawk Exploration Ltd. Common Shares Class A DeWiel, Erik Alexis 5 30/12/2010 10 0.78 670,000 20,000
Hawk Exploration Ltd. Common Shares Class A Fitzmaurice, Stephen 4, 5 30/12/2010 10 0.9 835,000 10,000 Joseph Holloway Lodging Real Convertible Debentures Armoyan, George 4 24/12/2010 00 $4,265,000 Estate Investment Trust 8% Holloway Lodging Real Convertible Debentures Armoyan, George 4 24/12/2010 00 $1,959,500 Estate Investment Trust Series A Holloway Lodging Real Convertible Debentures Armoyan, George 4 29/12/2010 10 60 $0 -$1,959,500 Estate Investment Trust Series A Homburg Canada Real Rights Deferred Trust Limoges, Gérard A. 4 30/03/2010 00 Estate Investment Trust Units
January 14, 2011 (2011) 34 OSCB 568 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Homburg Canada Real Rights Deferred Trust Limoges, Gérard A. 4 31/12/2010 56 11.04 1,898 1,898 Estate Investment Trust Units Homburg Invest Inc. Multiple Voting Shares Homburg Invest Inc. 1 31/12/2010 38 0 -12,300 HII.B Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 29/12/2010 38 4.034 25,400 1,000 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 30/12/2010 38 4.1 25,600 200 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 31/12/2010 38 4.1 26,100 500 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 31/12/2010 38 1,700 -24,400 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 04/01/2011 38 4.13 2,700 1,000 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 05/01/2011 38 4.1 3,700 1,000 Shares HII.A Homburg Invest Inc. Subordinate Voting Homburg Invest Inc. 1 06/01/2011 38 4.02 4,700 1,000 Shares HII.A Home Capital Group Inc. Common Shares Decina, Pino 5 24/12/2010 30 51.643 455 2 Home Capital Group Inc. Common Shares Decina, Pino 5 24/12/2010 30 51.643 195 1 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 31/12/2010 38 51.7 5,000 5,000 Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 31/12/2010 38 51.7 0 -5,000 Home Capital Group Inc. Common Shares Mosko, Brian Robert 5 24/12/2010 30 51.643 3,688 45 Home Capital Group Inc. Common Shares Reid, Martin 5 24/12/2010 30 51.643 3,288 34 Home Capital Group Inc. Common Shares Soloway, Gerald M. 4, 5 24/12/2010 30 51.643 313,411 56 Home Capital Group Inc. Common Shares Sutherland, Cathy A. 5 24/12/2010 30 51.643 39,077 23 HOMEQ Corporation Common Shares Dryden, Wendy 5 31/12/2010 90 48,167 -2,033 HOMEQ Corporation Common Shares Dryden, Wendy 5 30/06/2009 00 11,145 HOMEQ Corporation Common Shares Dryden, Wendy 5 31/12/2010 90 13,178 2,033 HOUSTON LAKE MINING Common Shares Joe Dwek Management 3 29/12/2010 10 0.13 2,600,000 -200,000 INC. Consultants 2007 Inc. HOUSTON LAKE MINING Options Joe Dwek Management 3 30/12/2010 52 570,000 -133,333 INC. Consultants 2007 Inc. HOUSTON LAKE MINING Warrants Joe Dwek Management 3 30/12/2010 55 1,500,000 -833,333 INC. Consultants 2007 Inc. HSE Integrated Ltd. Common Shares Yager, David Lenard 4, 5 05/01/2011 10 0.5 940,658 4,500 HSE Integrated Ltd. Common Shares Yager, David Lenard 4, 5 06/01/2011 10 0.52 965,658 25,000 HSE Integrated Ltd. Common Shares Yager, David Lenard 4, 5 06/01/2011 10 0.53 970,158 4,500 HudBay Minerals Inc. Common Shares Garofalo, David 7, 5 20/12/2010 30 18.2 157,315 78,788 HUMBOLDT CAPITAL Common Shares Humboldt Capital 1 31/12/2010 38 2.49 9,700 9,700 CORPORATION Corporation HUMBOLDT CAPITAL Common Shares Humboldt Capital 1 31/12/2010 38 2.49 0 -9,700 CORPORATION Corporation Huntingdon Real Estate Units Huntingdon Real Estate 1 01/11/2010 38 6.8 9,825 9,825 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 01/12/2010 38 6.8 0 -9,825 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 02/12/2010 38 6.65 2,500 2,500 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 02/12/2010 38 6.65 0 -2,500 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 03/12/2010 38 6.685 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 03/12/2010 38 6.685 0 -5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 06/12/2010 38 6.7 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 06/12/2010 38 6.7 0 -5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 07/12/2010 38 6.7499 130,000 130,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 07/12/2010 38 6.7499 0 -130,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 08/12/2010 38 6.71 200 200 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 08/12/2010 38 6.71 0 -200 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 09/12/2010 38 6.78 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 09/12/2010 38 6.78 0 -5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 10/12/2010 38 6.69 400 400 Investment Trust Investment Trust
January 14, 2011 (2011) 34 OSCB 569 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Huntingdon Real Estate Units Huntingdon Real Estate 1 10/12/2010 38 6.69 0 -400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 14/12/2010 38 6.72 400 400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 14/12/2010 38 6.72 0 -400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 16/12/2010 38 6.77 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 16/12/2010 38 6.77 0 -5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 17/12/2010 38 6.7404 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 17/12/2010 38 6.7404 0 -5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 20/12/2010 38 6.74 800 800 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 20/12/2010 38 6.74 0 -800 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 21/12/2010 38 6.7179 1,400 1,400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 21/12/2010 38 6.7179 0 -1,400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 22/12/2010 38 6.73 200 200 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 22/12/2010 38 6.73 0 -200 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 23/12/2010 38 6.72 1,400 1,400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 23/12/2010 38 6.72 0 -1,400 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 29/12/2010 38 6.7929 700 700 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 29/12/2010 38 6.7929 0 -700 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 30/12/2010 38 6.8942 3,800 3,800 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 30/12/2010 38 6.8942 0 -3,800 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 31/12/2010 38 7.02 5,000 5,000 Investment Trust Investment Trust Huntingdon Real Estate Units Huntingdon Real Estate 1 31/12/2010 38 7.02 0 -5,000 Investment Trust Investment Trust HUSKY ENERGY INC. Common Shares Warnock, Roy Clifford 2 04/01/2011 35 26.08 18,560 211 HUSKY ENERGY INC. Common Shares Warnock, Roy Clifford 2 04/01/2011 35 26.08 67,086 762 Hy Lake Gold Inc. Common Shares Joe Dwek Management 3 29/12/2010 10 0.56 1,030,000 -320,000 Consultants 2007 Inc. Hy Lake Gold Inc. Common Shares Joe Dwek Management 3 04/01/2011 10 0.58 1,029,000 -1,000 Consultants 2007 Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 17/12/2010 10 1.539 2,161,920 19,980 Advisors Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 20/12/2010 10 1.5044 2,232,420 70,500 Advisors Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 22/12/2010 10 1.504 2,274,960 42,540 Advisors Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 04/01/2011 10 1.554 2,280,960 6,000 Advisors Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 05/01/2011 10 1.554 2,281,080 120 Advisors Inc. Hyperion Exploration Corp. Common Shares Elliott International Capital 3 06/01/2011 10 1.5431 2,371,080 90,000 Advisors Inc. Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 17/12/2010 10 1.539 19,980 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 17/12/2010 10 1.539 19,980 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 17/12/2010 10 1.539 1,441,280 13,320 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 20/12/2010 10 1.5044 47,000 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 20/12/2010 10 1.5044 47,000 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 20/12/2010 10 1.5044 1,488,280 47,000 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 22/12/2010 10 1.504 1,516,640 28,360 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 04/01/2011 10 1.554 1,520,640 4,000 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 05/01/2011 10 1.554 1,520,720 80 Hyperion Exploration Corp. Common Shares Singer, Paul Elliott 3 06/01/2011 10 1.5431 1,580,720 60,000 IAMGOLD Corporation Common Shares Bullock, Derek 4 31/12/2010 46 17.75 22,000 500 IAMGOLD Corporation Common Shares Caldwell, John Edward 4 31/12/2010 46 17.75 9,220 500 IAMGOLD Corporation Common Shares Charter, Donald Kinloch 4 31/12/2010 46 17.75 142,300 500
January 14, 2011 (2011) 34 OSCB 570 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
IAMGOLD Corporation Common Shares Dengler, W. Robert 4 31/12/2010 46 17.75 11,500 500 IAMGOLD Corporation Common Shares Dufresne, Guy 4 31/12/2010 46 17.75 33,500 500 IAMGOLD Corporation Common Shares Pelletier, Pierre 5 31/12/2010 30 17.28 2,901 996 IAMGOLD Corporation Common Shares Pelletier, Pierre 5 07/01/2011 30 18.21 1,905 -996 IAMGOLD Corporation Common Shares Shaw, John Thomas 4 31/12/2010 46 17.75 9,500 500 ICS COPPER SYSTEMS Common Shares Class A Chisholm, Graham Alistair 3, 4, 5 06/01/2011 10 0.09 5,016,070 1,000 LTD. voting IESI-BFC Ltd. (formerly BFI Common Shares Flood, Charles F. 7 29/12/2010 10 24.5 119,295 -1,099 Canada Ltd.) IGM Financial Inc. Common Shares IGM Financial Inc. 1 01/12/2010 38 42.84 50,000 50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 01/12/2010 38 42.84 0 -50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 02/12/2010 38 42.742 11,600 11,600 IGM Financial Inc. Common Shares IGM Financial Inc. 1 02/12/2010 38 0 -11,600 IGM Financial Inc. Common Shares IGM Financial Inc. 1 02/12/2010 38 43.08 500,000 500,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 02/12/2010 38 0 -500,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 03/12/2010 38 42.986 40,000 40,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 03/12/2010 38 0 -40,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 08/12/2010 38 43.229 50,000 50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 08/12/2010 38 0 -50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 09/12/2010 38 43.403 50,000 50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 09/12/2010 38 0 -50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 10/12/2010 38 43.22 150,000 150,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 10/12/2010 38 0 -150,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 13/12/2010 38 43.246 50,000 50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 13/12/2010 38 0 -50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 14/12/2010 38 43.448 50,000 50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 14/12/2010 38 0 -50,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 16/12/2010 38 39.99 500,000 500,000 IGM Financial Inc. Common Shares IGM Financial Inc. 1 16/12/2010 38 0 -500,000 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 25.66 19,690 1,590 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 43.031 18,100 -1,590 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 25.66 20,486 2,386 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 43.031 18,100 -2,386 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 33.52 23,700 5,600 IGM Financial Inc. Common Shares Regan, Kevin Ernest 7 04/01/2011 51 43.031 18,100 -5,600 IGM Financial Inc. Options Regan, Kevin Ernest 7 04/01/2011 51 129,192 -1,590 IGM Financial Inc. Options Regan, Kevin Ernest 7 04/01/2011 51 126,806 -2,386 IGM Financial Inc. Options Regan, Kevin Ernest 7 04/01/2011 51 121,206 -5,600 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.34 307,684 -13,100 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.606 303,184 -4,500 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.615 301,984 -1,200 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.263 301,184 -800 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.326 300,684 -500 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 04/01/2011 10 43.3 300,484 -200 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.863 296,484 -4,000 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.587 288,584 -7,900 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.523 250,284 -38,300 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.647 245,784 -4,500 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.537 243,884 -1,900 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.613 243,284 -600 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.622 242,284 -1,000 IGM Financial Inc. Common Shares Taylor, Murray John 4, 5 05/01/2011 10 42.609 240,784 -1,500 Imaging Dynamics Company Options Kakumanu, Swapan 5 31/12/2010 50 0.06 1,550,000 1,000,000 Ltd. Imaging Dynamics Company Common Shares McNeill, Wayne Duncan 3 05/01/2011 10 0.06 18,550,000 -250,000 Ltd. IMAX Corporation Options 1:1 Gelfond, Richard L. 4, 5 31/12/2010 50 28.19 1,990,000 800,000 IMAX Corporation Common Shares Keighley, David B. 5 31/12/2010 51 6.86 6,200 6,000 IMAX Corporation Common Shares Keighley, David B. 5 31/12/2010 10 32.28 200 -6,000 IMAX Corporation Options 1:1 Keighley, David B. 5 31/12/2010 51 6.86 70,750 -6,000 ImmunoVaccine Inc. Options Stephens, Kimberly 5 01/01/2011 00 55,000 Imperial Metals Corporation Common Shares Imperial Metals Corporation 1 02/12/2010 38 24.756 1,235 1,000
Imperial Oil Limited Rights Deferred Share Hoeg, Krystyna Theresa 4 31/12/2010 56 8,373 824 Units Imperial Oil Limited Rights Deferred Share MINTZ, JACK MAURICE 4 31/12/2010 56 7,870 422 Units Imperial Oil Limited Rights Deferred Share Sutherland, David Stewart 4 31/12/2010 56 2,219 808 Units Imperial Oil Limited Rights Deferred Share Whittaker, Sheelagh 4 31/12/2010 56 37,198 101 Units Imperial Oil Limited Rights Deferred Share Young, Victor Leyland 4 31/12/2010 56 7,766 221 Units
January 14, 2011 (2011) 34 OSCB 571 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Indigo Exploration Inc. Warrants Smale, Thomas Roy 4 29/12/2010 54 0.35 0 -40,000 Industrial Alliance Insurance unités d'actions différées Belec, Anne 4 31/12/2010 56 31.88 2,595 446 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Gadbois, L.G. Serge 4 31/12/2010 56 31.88 3,809 166 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Lachapelle, Lise 4 31/12/2010 56 31.88 8,127 227 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Lamoureux, Claude 4 31/12/2010 56 31.88 1,071 506 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées LeBoutillier, John 4 31/12/2010 56 31.88 15,017 764 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées McGuire, Francis Phillip 4 31/12/2010 56 31.88 18,807 603 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Pantelidis, James 4 31/12/2010 56 31.88 13,609 696 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Peterson, David Robert 4 31/12/2010 56 31.88 17,251 538 and Financial Services Inc. (uda)-differed shared units (dsa) Industrial Alliance Insurance unités d'actions différées Ritchie, Mary 4 31/12/2010 56 31.88 2,080 326 and Financial Services Inc. (uda)-differed shared units (dsa) Industrialex Manufacturing Common Shares Industrialex Manufacturing 1 30/12/2010 38 0.05 505,000 308,000 Corp. Corp. InnVest Operations Trust Trust Units Non-Voting Gibson, Kenneth 4 31/12/2010 00 72,546 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Gross, Morton 7 31/12/2010 00 28,353 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Voting InnVest Master LP 3 31/12/2010 00 1,362,559 InnVest Operations Trust Trust Units Voting INNVEST REAL ESTATE 3 31/12/2010 00 1,362,559 INVESTMENT TRUST InnVest Operations Trust Trust Units Non-Voting Kitt, Michael 7 31/12/2010 00 41,706 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Kosziwka, George 4 31/12/2010 00 930 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Lawson, Tamara 4 31/12/2010 00 40,753 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Fereed Sadrudin 7 31/12/2010 00 4,564,632 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Fereed Sadrudin 7 31/12/2010 00 1,022,824 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Fereed Sadrudin 7 31/12/2010 00 2,285,978 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Majid 7 31/12/2010 00 4,564,632 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Majid 7 31/12/2010 00 1,022,824 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Majid 7 31/12/2010 00 2,285,978 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mangalji, Majid 7 31/12/2010 00 29,275 (Traded as Stapled Units)
InnVest Operations Trust Trust Units Non-Voting Mohamed, Minhas 7 31/12/2010 00 31,360 (Traded as Stapled Units)
January 14, 2011 (2011) 34 OSCB 572 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
InnVest Real Estate Trust Units INNVEST REAL ESTATE 1 31/12/2010 38 6.71 362,869 362,869 Investment Trust INVESTMENT TRUST InnVest Real Estate Trust Units INNVEST REAL ESTATE 1 31/12/2010 38 6.71 0 -362,869 Investment Trust INVESTMENT TRUST InnVest Real Estate Trust Units (Traded as Kosziwka, George 5 31/12/2010 00 930 Investment Trust Stapled Units) INSCAPE Corporation Subordinate Voting Dunlop, Craig 5 20/12/2010 10 3.04 71,600 1,800 Shares CLASS B Intact Financial Corporation Common Shares Intact Financial Corporation 1 01/12/2010 38 50.403 21,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 02/12/2010 38 50.09 25,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 03/12/2010 38 50.007 29,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 06/12/2010 38 50.261 33,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 07/12/2010 38 50.176 37,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 08/12/2010 38 49.741 41,900 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 09/12/2010 38 50.317 45,800 3,900
Intact Financial Corporation Common Shares Intact Financial Corporation 1 10/12/2010 38 50.894 49,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 13/12/2010 38 50.96 53,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 14/12/2010 38 51.277 57,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 15/12/2010 38 50.962 61,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 16/12/2010 38 50.622 65,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 17/12/2010 38 50.592 69,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 20/12/2010 38 50.484 73,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 21/12/2010 38 50.605 77,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 22/12/2010 38 50.653 81,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 23/12/2010 38 50.522 85,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 23/12/2010 38 12,000 -73,800
Intact Financial Corporation Common Shares Intact Financial Corporation 1 24/12/2010 38 50.796 15,800 3,800
Intact Financial Corporation Common Shares Intact Financial Corporation 1 24/12/2010 38 3,800 -12,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 29/12/2010 38 50.583 7,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 30/12/2010 38 50.758 11,800 4,000
Intact Financial Corporation Common Shares Intact Financial Corporation 1 31/12/2010 38 50.852 15,800 4,000
INTEGRATED ASSET Common Shares Atkins, David Hedley 4 04/01/2011 10 0.83 87,000 15,000 MANAGEMENT CORP. Inter Pipeline Fund Deferred Unit Right Arsenych, Stephen James 5 31/12/2010 57 14.904 66,207 -10,277 Inter Pipeline Fund Deferred Unit Right Arsenych, Stephen James 5 01/01/2011 56 89,691 23,484 Inter Pipeline Fund Deferred Unit Right Bayle, Christian 5 31/12/2010 57 14.904 132,413 -14,735 Inter Pipeline Fund Deferred Unit Right Bayle, Christian 5 01/01/2011 56 179,381 46,968 Inter Pipeline Fund Deferred Unit Right Brigstocke, Nicholas 4 31/12/2010 57 14.904 6,867 -5,320 Inter Pipeline Fund Deferred Unit Right Brigstocke, Nicholas 4 01/01/2011 56 11,900 5,033 Inter Pipeline Fund Deferred Unit Right Brown, Lorne Easton 4 31/12/2010 57 14.904 11,867 -5,320 Inter Pipeline Fund Deferred Unit Right Brown, Lorne Easton 4 01/01/2011 56 16,900 5,033 Inter Pipeline Fund Deferred Unit Right Dusevic Oliva, Anita 5 31/12/2010 57 14.904 23,733 -2,660 Elizabeth Inter Pipeline Fund Deferred Unit Right Dusevic Oliva, Anita 5 01/01/2011 56 30,443 6,710 Elizabeth Inter Pipeline Fund Deferred Unit Right Errico, Jeffery Ernest 4 31/12/2010 57 14.904 17,987 -5,320 Inter Pipeline Fund Deferred Unit Right Errico, Jeffery Ernest 4 01/01/2011 56 14.904 23,020 5,033 Inter Pipeline Fund Deferred Unit Right Fesyk, David William 4, 5 31/12/2010 57 14.904 350,180 -36,383 Inter Pipeline Fund Deferred Unit Right Fesyk, David William 4, 5 01/01/2011 56 484,373 134,193 Inter Pipeline Fund Deferred Unit Right Keinick, Duane 4 31/12/2010 57 14.904 11,867 -5,107
January 14, 2011 (2011) 34 OSCB 573 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Inter Pipeline Fund Deferred Unit Right Keinick, Duane 4 01/01/2011 56 16,900 5,033 Inter Pipeline Fund Deferred Unit Right Madro, James Joseph 5 31/12/2010 57 14.904 54,341 -3,546 Inter Pipeline Fund Deferred Unit Right Madro, James Joseph 5 01/01/2011 56 74,470 20,129 Inter Pipeline Fund Deferred Unit Right Marchant, Jeffrey David 5 31/12/2010 57 14.904 54,341 -5,319 Inter Pipeline Fund Deferred Unit Right Marchant, Jeffrey David 5 01/01/2011 56 74,470 20,129 Inter Pipeline Fund Deferred Unit Right Murphy, Paul John 5 31/12/2010 57 14.904 54,069 -7,092 Inter Pipeline Fund Deferred Unit Right Murphy, Paul John 5 01/01/2011 56 77,553 23,484 Inter Pipeline Fund Deferred Unit Right Roberge, Jeremy Allan 5 31/12/2010 57 14.904 52,049 -5,319 Inter Pipeline Fund Deferred Unit Right Roberge, Jeremy Allan 5 01/01/2011 56 70,501 18,452 Inter Pipeline Fund Deferred Unit Right Robertson, William David 4 31/12/2010 57 14.904 11,867 -5,320 Inter Pipeline Fund Deferred Unit Right Robertson, William David 4 01/01/2011 56 16,900 5,033 Inter Pipeline Fund Deferred Unit Right Sangster, Brant G. 4 01/01/2011 56 15,805 5,033 Inter Pipeline Fund Deferred Unit Right Shaw, Richard A. 4 01/01/2011 56 14.904 15,805 5,033 Inter Pipeline Fund Deferred Unit Right van Yzerloo, William Arnold 5 31/12/2010 57 14.904 169,354 -21,277
Inter Pipeline Fund Deferred Unit Right van Yzerloo, William Arnold 5 01/01/2011 56 241,483 72,129
International Datacasting Options Kokaska, Frederick Joseph 5 04/01/2011 00 60,000 Corporation International Forest Products Rights DSUs Bell, Larry I. 4 31/12/2010 56 22,126 1,673 Limited International Forest Products Rights DSUs Kalke, Harold 4 31/12/2010 56 36,256 1,673 Limited International Forest Products Rights DSUs Lynch, Peter Matthew 4 31/12/2010 56 30,256 1,673 Limited International Forest Products Rights DSUs MacDougall, Gordon H 4 31/12/2010 56 30,256 1,673 Limited International Minerals Common Shares Brunsdon, Scott Murdo 5 03/01/2011 00 Corporation International Minerals Options Brunsdon, Scott Murdo 5 03/01/2011 00 Corporation InterOil Corporation Common Shares BYKER, GAYLEN J 4 23/12/2010 47 72.69 375,613 -10,000 InterRent Real Estate Deferred Units Amirault, Paul 4 31/12/2010 56 1.46 24,428 9,710 Investment Trust InterRent Real Estate Deferred Units Bouzanis, Paul 4 31/12/2010 56 1.46 58,269 9,983 Investment Trust InterRent Real Estate Deferred Units Levinson, Jacie Sydney 4 31/12/2010 56 1.46 49,178 10,393 Investment Trust InterRent Real Estate Deferred Units Nicholds, David Leonard 4 31/12/2010 56 1.46 107,399 21,744 Investment Trust InterRent Real Estate Deferred Units Stone, Victor Reginald 4 31/12/2010 56 1.46 51,120 8,957 Investment Trust Intertainment Media Inc. Common Shares Penney, Brian Kenneth 4 04/01/2011 10 0.105 425,000 -25,000 Intertape Polymer Group Inc. Common Shares Carpenter, Jim Bob 5 31/12/2010 30 26,204 13
Intertape Polymer Group Inc. Common Shares Hildreth, Burgess 5 31/12/2010 30 32,658 94
Intertape Polymer Group Inc. Common Shares Yull, Gregory 5 31/12/2010 30 130,409 280
Intrepid Mines Limited Options Chidrawi, Vanessa Mary 5 05/01/2011 59 0.35 1,662,085 -129,970 Intrepid Mines Limited Ordinary Shares Jackson, Colin George 4 22/12/2010 30 120,811 8,427 Intrepid Mines Limited Ordinary Shares Jackson, Colin George 4 04/07/2006 00 8,427 Intrepid Mines Limited Ordinary Shares McDonald, Robert John 4 22/12/2010 30 67,622 8,427 Intrepid Mines Limited Ordinary Shares McDonald, Robert John 4 22/12/2010 30 835,486 8,427 Intrepid Mines Limited Ordinary Shares McDonald, Robert John 4 04/01/2011 10 596,662 -238,824 Intrepid Mines Limited Ordinary Shares McMaster, Ian Melville 4 22/12/2010 30 518,210 8,427 IROC Energy Services Corp. Rights Restricted Share Alford, Thomas Malcolm 3, 4, 5 12/01/2003 00 Units IROC Energy Services Corp. Rights Restricted Share Alford, Thomas Malcolm 3, 4, 5 04/01/2011 56 126,050 126,050 Units IROC Energy Services Corp. Options Austin, William Michael 4 04/01/2011 50 150,000 100,000
IROC Energy Services Corp. Options Copeland, Donald Darrell 4 04/01/2011 50 1.2 100,000 25,000
IROC Energy Services Corp. Options Fedora, Bradley P. D. 4 04/01/2011 50 1.2 100,000 25,000
IROC Energy Services Corp. Common Shares IROC Energy Services 1 10/12/2010 38 1.05 567,200 69,200 Corp. IROC Energy Services Corp. Common Shares IROC Energy Services 1 04/01/2011 38 0 -567,200 Corp. IROC Energy Services Corp. Rights Restricted Share Michaluk, Ryan Allen 5 01/02/2010 00 Units
January 14, 2011 (2011) 34 OSCB 574 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
IROC Energy Services Corp. Rights Restricted Share Michaluk, Ryan Allen 5 04/01/2011 56 63,025 63,025 Units IROC Energy Services Corp. Options Neeland, Brian Dennis 4 04/01/2011 50 175,000 25,000
IROC Energy Services Corp. Rights Restricted Share Sebastian, Timothy John 5 04/01/2011 56 63,025 63,025 Units Isotechnika Pharma Inc. Options Aspeslet, Launa 5 04/01/2011 52 375,000 -50,000 Isotechnika Pharma Inc. Options Bourgeault, Dennis 5 04/01/2011 52 375,000 -50,000 Isotechnika Pharma Inc. Options Foster, Robert Thomas 4, 5 04/01/2011 52 1,175,000 -50,000 Isotechnika Pharma Inc. Options Freitag, Derrick 5 04/01/2011 52 225,000 -50,000 Isotechnika Pharma Inc. Common Shares Paladin Labs Inc. 3 05/01/2011 10 0.2527 23,320,212 -125,500 Isotechnika Pharma Inc. Common Shares Paladin Labs Inc. 3 06/01/2011 10 0.2503 23,283,712 -36,500 Isotechnika Pharma Inc. Common Shares Paladin Labs Inc. 3 07/01/2011 10 0.255 23,273,712 -10,000 Ithaca Energy Inc. Common Shares Zammit, Jay 4 04/01/2011 51 0.25 516,666 66,666 Ithaca Energy Inc. Common Shares Zammit, Jay 4 04/01/2011 51 0.87 549,999 33,333 Ithaca Energy Inc. Common Shares Zammit, Jay 4 04/01/2011 51 1.54 583,332 33,333 Ithaca Energy Inc. Common Shares Zammit, Jay 4 04/01/2011 10 2.8 448,332 -135,000 Ithaca Energy Inc. Options Expiry August 20, Zammit, Jay 4 26/05/2006 00 433,334 2013 Ithaca Energy Inc. Options Expiry August 20, Zammit, Jay 4 04/01/2011 51 0.87 400,001 -33,333 2013 Ithaca Energy Inc. Options Expiry date Zammit, Jay 4 26/05/2006 00 400,001 January 6, 2014 Ithaca Energy Inc. Options Expiry date Zammit, Jay 4 04/01/2011 51 1.54 366,668 -33,333 January 6, 2014 Ithaca Energy Inc. Stock Options Exercise Zammit, Jay 4 26/05/2006 00 500,000 Price CAD$0.25 Expiry 8 December 2013 Ithaca Energy Inc. Stock Options Exercise Zammit, Jay 4 04/01/2011 51 0.25 433,334 -66,666 Price CAD$0.25 Expiry 8 December 2013 Ivanhoe Mines Ltd. Common Shares Bartel, Dave 7 03/08/2009 00 Ivanhoe Mines Ltd. Options Bartel, Dave 7 03/08/2009 00 Ivanhoe Mines Ltd. Common Shares Deepwell, Andre 7 14/08/2003 00 Ivanhoe Mines Ltd. Options Deepwell, Andre 7 14/08/2003 00 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 18/01/2008 97 7,534 -75,000 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.422 308,184 -1,600 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.43 302,184 -6,000 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.44 298,784 -3,400 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.45 297,484 -1,300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.46 291,184 -6,300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 04/01/2011 10 23.47 289,784 -1,400 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 05/01/2011 10 23.65 280,484 -9,300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 05/01/2011 10 23.66 279,784 -700 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 06/01/2011 10 23.62 260,184 -19,600 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 06/01/2011 10 23.628 259,884 -300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 06/01/2011 10 23.63 259,784 -100 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.82 258,884 -900 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.83 255,384 -3,500 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.835 255,284 -100 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.84 254,384 -900 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.9 253,084 -1,300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.97 234,784 -18,300 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.974 234,584 -200 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.98 230,084 -4,500 Ivanhoe Mines Ltd. Common Shares Flood, Raymond Edward 4 07/01/2011 10 23.984 229,784 -300 Ivanhoe Mines Ltd. Common Shares Lancaster, Gordon 7 11/05/2010 00 Ivanhoe Mines Ltd. Options Lancaster, Gordon 7 11/05/2010 00 Ivernia Inc. Common Shares Ingalls & Snyder, LLC 3 03/01/2011 90 87,360,456 -6,500,000 Jaguar Financial Corporation Common Shares Jaguar Financial 1 29/12/2010 38 0 -16,000 Corporation James Bay Resources Common Shares Shefsky, Stephen 3, 4, 5 04/01/2011 90 1,184,200 -23,700 Limited James Bay Resources Common Shares Shefsky, Stephen 3, 4, 5 04/01/2011 90 53,600 7,900 Limited James Bay Resources Common Shares Shefsky, Stephen 3, 4, 5 04/01/2011 90 53,600 7,900 Limited James Bay Resources Common Shares Shefsky, Stephen 3, 4, 5 04/01/2011 90 53,600 7,900 Limited Jazz Air Income Fund Units Collins, Gary 4 31/12/2010 36 0 -5,000 Jazz Air Income Fund Units FLYNN, Rick 5 31/12/2010 36 0 -22,448 Jazz Air Income Fund Units Isaacs, Sydney John 4, 7 31/12/2010 36 0 -1,000 Jazz Air Income Fund Units MacCormack, G. Ross 4 31/12/2010 36 0 -2,000
January 14, 2011 (2011) 34 OSCB 575 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Jazz Air Income Fund Units MAHODY, Jolene 5 31/12/2010 36 0 -18,347 Jazz Air Income Fund Units McCoy, Richard H. 4 31/12/2010 36 0 -6,294 Jazz Air Income Fund Units McLennan, John T. 4 31/12/2010 36 0 -13,238 Jazz Air Income Fund Units RANDELL, Joseph D. 4, 5 31/12/2010 36 0 -221,800 Jazz Air Income Fund Units ROWE, Allan D. 5 31/12/2010 36 0 -63,571 Jazz Air Income Fund Units Snowdon, Barbara 5 31/12/2010 36 0 -800 Jazz Air Income Fund Units STEER, Richard A. 5 31/12/2010 36 0 -39,118 Jazz Air Income Fund Units TAPSON, Scott 5 31/12/2010 36 0 -3,858 Jiminex Inc. Common Shares Joe Dwek Management 3 29/12/2010 10 0.21 750,166 -150,000 Consultants 2007 Inc. Jiminex Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.21 650,166 -100,000 Consultants 2007 Inc. Jite Technologies Inc. Common Shares Jite Technologies Inc. 1 29/12/2010 38 0.59 363,500 15,500 Jite Technologies Inc. Common Shares Jite Technologies Inc. 1 30/12/2010 38 0.59 394,000 30,500 Jite Technologies Inc. Common Shares Jite Technologies Inc. 1 04/01/2011 38 0.59 398,000 4,000 Jite Technologies Inc. Common Shares Jite Technologies Inc. 1 06/01/2011 38 0.59 437,500 39,500 Jite Technologies Inc. Common Shares Jite Technologies Inc. 1 07/01/2011 38 0.59 461,000 23,500 JJR VI Acquisition Corp. Common Shares Schmeichel, Ronald Dale 3, 4, 5 29/12/2010 11 7,000,000 -1,000,000 JJR VI Acquisition Corp. Common Shares Schmeichel, Ronald Dale 3, 4, 5 29/12/2010 37 700,000 -6,300,000 JJR VI Acquisition Corp. Common Shares Schmeichel, Ronald Dale 3, 4, 5 30/12/2010 11 0.1 200,000 -500,000 JJR VI Acquisition Corp. Common Shares Schmeichel, Ronald Dale 3, 4, 5 29/06/2010 11 0.05 0 -100,000 JJR VI Acquisition Corp. Options Schmeichel, Ronald Dale 3, 4, 5 29/12/2010 37 53,500 -481,500 Jubilee Gold Inc. Common Shares Micon Gold Inc. 3 01/01/2011 00 Jubilee Gold Inc. Common Shares Micon Gold Inc. 3 05/01/2011 36 3,410,633 3,410,633 Just Energy Group Inc. Common Shares BIRD, STEPHANIE 5 01/01/2011 00 2,858 Just Energy Group Inc. Options 2010 Share BIRD, STEPHANIE 5 01/01/2011 00 5,000 Option Plan Just Energy Group Inc. Rights 2010 Restricted BIRD, STEPHANIE 5 01/01/2011 00 9,000 Share Grant Plan Just Energy Group Inc. Common Shares Brussa, John Albert 4 01/01/2011 00 Just Energy Group Inc. Common Shares Brussa, John Albert 4 01/01/2011 00 Just Energy Group Inc. Common Shares Brussa, John Albert 4 01/01/2011 00 77,000 Just Energy Group Inc. Rights 2010 Restricted Brussa, John Albert 4 01/01/2011 00 Share Grant Plan Just Energy Group Inc. Rights 2010 Restricted Brussa, John Albert 4 01/01/2011 00 Share Grant Plan Just Energy Group Inc. Rights Directors Brussa, John Albert 4 01/01/2011 00 7,957 Compensation Plan Just Energy Group Inc. Common Shares DAVIDS, JONAH 5 01/01/2011 00 58 Just Energy Group Inc. Rights 2010 Restricted DAVIDS, JONAH 5 01/01/2011 00 5,500 Share Grant Plan Just Energy Group Inc. Rights 2010 Restricted DOMHOFF, CHRIS 5 01/01/2011 00 20,000 Share Grant Plan Just Energy Group Inc. Common Shares GAHN, ROBERT SCOTT 5 01/01/2011 00 235,539 Just Energy Group Inc. Rights 2010 Restricted GAHN, ROBERT SCOTT 5 01/01/2011 00 Share Grant Plan Just Energy Group Inc. Rights 2010 Restricted GAHN, ROBERT SCOTT 5 01/01/2011 00 340,710 Share Grant Plan Just Energy Group Inc. Rights Directors GIBSON, BRUCE 4 01/01/2011 00 836 Compensation Plan Just Energy Group Inc. Options 2010 Share Giffin, Gordon D. 4 01/01/2011 00 50,000 Option Plan Just Energy Group Inc. Rights Directors Giffin, Gordon D. 4 01/01/2011 00 32,441 Compensation Plan Just Energy Group Inc. Common Shares HARTWICK, KENNETH 4 01/01/2011 00 23,282 Just Energy Group Inc. Rights 2010 Restricted HARTWICK, KENNETH 4 01/01/2011 00 824,369 Share Grant Plan Just Energy Group Inc. Common Shares KIRBY, MICHAEL 4 01/01/2011 00 25,776 Just Energy Group Inc. Rights Directors KIRBY, MICHAEL 4 01/01/2011 00 8,289 Compensation Plan Just Energy Group Inc. Common Shares LEWIS, JAMES 5 01/01/2011 00 149,072 Just Energy Group Inc. Rights 2010 Restricted LEWIS, JAMES 5 01/01/2011 00 13,853 Share Grant Plan Just Energy Group Inc. Common Shares MACDONALD, REBECCA 4 01/01/2011 00 5,846,120
Just Energy Group Inc. Rights 2010 Restricted MACDONALD, REBECCA 4 01/01/2011 00 376,931 Share Grant Plan Just Energy Group Inc. Common Shares MCARTHUR, CHRISTIAN 5 02/01/2011 00 2,932
Just Energy Group Inc. Options 2010 Share MCARTHUR, CHRISTIAN 5 02/01/2011 00 5,000 Option Plan Just Energy Group Inc. Rights 2010 Restricted MCARTHUR, CHRISTIAN 5 02/01/2011 00 19,433 Share Grant Plan
January 14, 2011 (2011) 34 OSCB 576 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Just Energy Group Inc. Common Shares McMurtry, Roy 4 01/01/2011 00 6,535 Just Energy Group Inc. Options 2010 Share McMurtry, Roy 4 01/01/2011 00 50,000 Option Plan Just Energy Group Inc. Rights Directors McMurtry, Roy 4 01/01/2011 00 4,489 Compensation Plan Just Energy Group Inc. Common Shares MERRIL, DEBORAH 5 01/01/2011 00 106,558 Just Energy Group Inc. Rights 2010 Restricted MERRIL, DEBORAH 5 01/01/2011 00 18,758 Share Grant Plan Just Energy Group Inc. Common Shares POTTER, GORD 5 01/01/2011 00 3,697 Just Energy Group Inc. Rights 2010 Restricted POTTER, GORD 5 01/01/2011 00 78,000 Share Grant Plan Just Energy Group Inc. Common Shares Pritchett, Darren 5 01/01/2011 00 73,139 Just Energy Group Inc. Rights 2010 Restricted Pritchett, Darren 5 01/01/2011 00 127,775 Share Grant Plan Just Energy Group Inc. Common Shares Segal, Hugh David 5 01/01/2011 00 11,760 Just Energy Group Inc. Rights Directors Segal, Hugh David 5 01/01/2011 00 8,250 Compensation Plan Just Energy Group Inc. Common Shares Sheppard, Shelley 5 01/01/2011 00 2,225 Just Energy Group Inc. Rights 2010 Restricted Sheppard, Shelley 5 01/01/2011 00 14,499 Share Grant Plan Just Energy Group Inc. Common Shares SILVER, MARK 5 01/01/2011 00 788,474 Just Energy Group Inc. Rights 2010 Restricted SILVER, MARK 5 01/01/2011 00 131,104 Share Grant Plan Just Energy Group Inc. Rights 2010 Restricted SILVER, MARK 5 01/01/2011 00 Share Grant Plan Just Energy Group Inc. Rights 2010 Restricted SILVER, MARK 5 01/01/2011 00 Share Grant Plan Just Energy Group Inc. Common Shares SMITH, BRIAN 4 01/01/2011 00 9,097 Just Energy Group Inc. Rights Directors SMITH, BRIAN 4 01/01/2011 00 33,928 Compensation Plan Just Energy Group Inc. Common Shares Summers, Elizabeth 5 01/01/2011 00 1,352 Just Energy Group Inc. Rights 2010 Restricted Summers, Elizabeth 5 01/01/2011 00 112,676 Share Grant Plan Just Energy Income Fund Rights Deferred Units Brussa, John Albert 4 01/01/2011 22 0 -7,957 (formerly Energy Savings Income Fund) Just Energy Income Fund Trust Units Brussa, John Albert 4 01/01/2011 22 0 -77,000 (formerly Energy Savings Income Fund) K-Bro Linen Inc. Common Shares Curtis, Sean Philip 5 01/01/2011 00 K-Bro Linen Inc. Common Shares Curtis, Sean Philip 5 01/01/2011 36 20,553 20,553 K-Bro Linen Inc. Common Shares Gannon, Jeffrey Ronald 5 01/01/2011 00 K-Bro Linen Inc. Common Shares Gannon, Jeffrey Ronald 5 01/01/2011 36 7,938 7,938 K-Bro Linen Inc. Common Shares Graham, Ronald James 5 01/01/2011 00 K-Bro Linen Inc. Common Shares Graham, Ronald James 5 01/01/2011 36 13,088 13,088 K-Bro Linen Inc. Common Shares Hills, Matthew Bruce 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Hills, Matthew Bruce 4 01/01/2011 36 5,000 5,000 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 36 5,700 5,700 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 36 5,000 5,000 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 36 2,000 2,000 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 36 5,000 5,000 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Matyas, Steven Emanuel 4 01/01/2011 36 6,000 6,000 K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 01/01/2011 00 K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 01/01/2011 36 100 100 K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 01/01/2011 00 K-Bro Linen Inc. Common Shares McCurdy, Linda Jane 4, 5 01/01/2011 36 40,075 40,075 K-Bro Linen Inc. Common Shares Ostrzyzek, Jerzy Marek 5 01/01/2011 00 K-Bro Linen Inc. Common Shares Ostrzyzek, Jerzy Marek 5 01/01/2011 36 6,378 6,378 K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 01/01/2011 36 2,790 2,790 K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 01/01/2011 00 K-Bro Linen Inc. Common Shares Smith, Ross Siddall 4 01/01/2011 36 1,000 1,000 Kallisto Energy Corp. Common Shares Lore, Robyn Henry 3, 4, 5 07/01/2011 11 0.72 1,620,126 1,597 Kallisto Energy Corp. Common Shares Lore, Robyn Henry 3, 4, 5 07/01/2011 11 0.72 1,621,723 1,597 Kallisto Energy Corp. Common Shares Lore, Robyn Henry 3, 4, 5 07/01/2011 11 0.72 1,623,320 1,597 Kensington II Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 53 Partnership
January 14, 2011 (2011) 34 OSCB 577 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Kensington II Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 5 Partnership Kensington II Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 11 800 283 278 Partnership Kensington II Partnership Limited Partnership Units PF Limited Partnership 3 04/01/2011 11 0 -132
Kensington II Partnership Limited Partnership Units SF Limited Partnership 3 04/01/2011 11 0 -132
Keyera Corp. Common Shares Balzun, Graham Charles 5 01/01/2011 00 12,404 Keyera Corp. Rights Performance Balzun, Graham Charles 5 01/01/2011 00 32,237 Share Awards Keyera Corp. Rights Restricted Share Balzun, Graham Charles 5 01/01/2011 00 Awards Keyera Corp. Rights Restricted Share Balzun, Graham Charles 5 01/01/2011 00 Awards Keyera Corp. Common Shares Bertram, James Vance 4, 5 01/01/2011 00 263,204 Keyera Corp. Rights Performance Bertram, James Vance 4, 5 01/01/2011 00 93,988 Share Awards Keyera Corp. Common Shares Catell, Robert B. 4 01/01/2011 00 25,539 Keyera Corp. Common Shares Davies, Michael Bruce 4 01/01/2011 00 14,254 Cook Keyera Corp. Common Shares Davies, Michael Bruce 4 01/01/2011 00 6,245 Cook Keyera Corp. Common Shares Freeman, Michael Andrew 5 01/01/2011 00 15,892 Keyera Corp. Rights Performance Freeman, Michael Andrew 5 01/01/2011 00 23,969 Share Awards Keyera Corp. Rights Restricted Share Freeman, Michael Andrew 5 01/01/2011 00 Awards Keyera Corp. Common Shares Hunter, James Richard 5 01/01/2011 00 14,166 Keyera Corp. Rights Performance Hunter, James Richard 5 01/01/2011 00 18,159 Share Awards Keyera Corp. Rights Restricted Share Hunter, James Richard 5 01/01/2011 00 Awards Keyera Corp. Common Shares Isotti, Marzio 5 01/01/2011 00 31,095 Keyera Corp. Rights Performance Isotti, Marzio 5 01/01/2011 00 44,198 Share Awards Keyera Corp. Rights Restricted Share Isotti, Marzio 5 01/01/2011 00 Awards Keyera Corp. Rights Restricted Share Isotti, Marzio 5 01/01/2011 00 Awards Keyera Corp. Common Shares Kroeker, Steven Barney 5 01/01/2011 00 11,209 Keyera Corp. Rights Performance Kroeker, Steven Barney 5 01/01/2011 00 35,491 Share Awards Keyera Corp. Rights Restricted Share Kroeker, Steven Barney 5 01/01/2011 00 Awards Keyera Corp. Common Shares Laird, Nancy M. 4 01/01/2011 00 23,456 Keyera Corp. Common Shares Lock, Bradley Wayne 5 01/01/2011 00 24,763 Keyera Corp. Rights Performance Lock, Bradley Wayne 5 01/01/2011 00 44,197 Share Awards Keyera Corp. Rights Restricted Share Lock, Bradley Wayne 5 01/01/2011 00 Awards Keyera Corp. Common Shares Lougheed, Edgar Peter 4 01/01/2011 00 14,567 Keyera Corp. Common Shares Nelson, Donald J. 4 01/01/2011 00 32,869 Keyera Corp. Common Shares Nelson, Donald J. 4 01/01/2011 00 2,137 Keyera Corp. Common Shares Nichols, H. Neil 4 01/01/2011 00 28,222 Keyera Corp. Common Shares Sentes, David A. 5 01/01/2011 00 10,835 Keyera Corp. Common Shares Sentes, David A. 5 01/01/2011 00 504 Keyera Corp. Rights Performance Sentes, David A. 5 01/01/2011 00 Share Awards Keyera Corp. Rights Performance Sentes, David A. 5 01/01/2011 00 36,825 Share Awards Keyera Corp. Rights Restricted Share Sentes, David A. 5 01/01/2011 00 Awards Keyera Corp. Common Shares Setoguchi, Curtis Dean 5 01/01/2011 00 50,494 Keyera Corp. Rights Performance Setoguchi, Curtis Dean 5 01/01/2011 00 45,000 Share Awards Keyera Corp. Common Shares Smith, David G. 5 01/01/2011 00 179,334 Keyera Corp. Rights Performance Smith, David G. 5 01/01/2011 00 73,782 Share Awards Keyera Corp. Common Shares Stedman, William Richard 4 01/01/2011 00 45,782 Keyera Facilities Income Long Term Incentive Plan Balzun, Graham Charles 5 01/01/2011 36 0 -32,237 Fund Unit Awards
January 14, 2011 (2011) 34 OSCB 578 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Keyera Facilities Income Trust Units Balzun, Graham Charles 5 01/01/2011 36 0 -12,404 Fund Keyera Facilities Income Convertible Debentures Bertram, James Vance 4, 5 01/01/2011 36 $0 -$20 Fund 8.25% due December 31, 2013 Keyera Facilities Income Convertible Debentures Bertram, James Vance 4, 5 01/01/2011 36 $0 -$20 Fund 8.25% due December 31, 2013 Keyera Facilities Income Long Term Incentive Plan Bertram, James Vance 4, 5 01/01/2011 36 0 -93,988 Fund Unit Awards Keyera Facilities Income Trust Units Bertram, James Vance 4, 5 01/01/2011 36 0 -263,204 Fund Keyera Facilities Income Trust Units Bertram, James Vance 4, 5 01/01/2011 36 0 -11,635 Fund Keyera Facilities Income Trust Units Bertram, James Vance 4, 5 01/01/2011 36 0 -11,635 Fund Keyera Facilities Income Trust Units Catell, Robert B. 4 01/01/2011 36 0 -25,539 Fund Keyera Facilities Income Trust Units Davies, Michael Bruce 4 03/11/2010 90 15.65 13,838 6,214 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 15/12/2010 30 27.96 14,225 387 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 29/12/2010 90 35.45 14,254 29 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 01/01/2011 36 0 -14,254 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 15/10/2010 30 27.96 12,429 543 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 03/11/2010 90 15.65 0 -12,429 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 15/12/2010 30 31.52 59 59 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 29/12/2010 90 35.45 0 -59 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 26/05/2003 00 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 03/11/2010 90 15.65 6,215 6,215 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 29/12/2010 90 35.45 6,245 30 Fund Cook Keyera Facilities Income Trust Units Davies, Michael Bruce 4 01/01/2011 36 0 -6,245 Fund Cook Keyera Facilities Income Long Term Incentive Plan Freeman, Michael Andrew 7 01/01/2011 36 0 -23,969 Fund Unit Awards Keyera Facilities Income Trust Units Freeman, Michael Andrew 7 01/01/2011 36 0 -15,892 Fund Keyera Facilities Income Long Term Incentive Plan Hunter, James Richard 5 01/01/2011 36 0 -18,159 Fund Unit Awards Keyera Facilities Income Trust Units Hunter, James Richard 5 01/01/2011 36 0 -14,166 Fund Keyera Facilities Income Long Term Incentive Plan Isotti, Marzio 5 01/01/2011 36 0 -44,198 Fund Unit Awards Keyera Facilities Income Trust Units Isotti, Marzio 5 01/01/2011 36 0 -31,095 Fund Keyera Facilities Income Trust Units Keyera Corp. 3 01/01/2011 00 69,891,237 Fund Keyera Facilities Income Long Term Incentive Plan Kroeker, Steven Barney 5 01/01/2011 36 0 -35,491 Fund Unit Awards Keyera Facilities Income Trust Units Kroeker, Steven Barney 5 01/01/2011 36 0 -11,209 Fund Keyera Facilities Income Trust Units Laird, Nancy M. 4 01/01/2011 36 0 -23,456 Fund Keyera Facilities Income Long Term Incentive Plan Lock, Bradley Wayne 5 01/01/2011 36 0 -44,197 Fund Unit Awards Keyera Facilities Income Trust Units Lock, Bradley Wayne 5 01/01/2011 36 0 -24,763 Fund Keyera Facilities Income Trust Units Lougheed, Edgar Peter 4 01/01/2011 36 0 -14,567 Fund Keyera Facilities Income Trust Units Nelson, Donald J. 4 01/01/2011 36 0 -32,869 Fund Keyera Facilities Income Trust Units Nelson, Donald J. 4 01/01/2011 36 0 -2,137 Fund
January 14, 2011 (2011) 34 OSCB 579 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Keyera Facilities Income Trust Units Nichols, H. Neil 4 01/01/2011 36 0 -28,222 Fund Keyera Facilities Income Long Term Incentive Plan Sentes, David A. 5 01/01/2011 36 0 -36,825 Fund Unit Awards Keyera Facilities Income Trust Units Sentes, David A. 5 01/01/2011 36 0 -10,835 Fund Keyera Facilities Income Trust Units Sentes, David A. 5 01/01/2011 36 0 -504 Fund Keyera Facilities Income Long Term Incentive Plan Setoguchi, Curtis Dean 5 01/01/2011 36 0 -45,000 Fund Unit Awards Keyera Facilities Income Trust Units Setoguchi, Curtis Dean 5 01/01/2011 36 0 -50,494 Fund Keyera Facilities Income Long Term Incentive Plan Smith, David G. 5 01/01/2011 36 0 -73,782 Fund Unit Awards Keyera Facilities Income Trust Units Smith, David G. 5 01/01/2011 36 0 -179,334 Fund Keyera Facilities Income Trust Units Stedman, William Richard 4 01/01/2011 36 0 -45,782 Fund KHAN RESOURCES INC. Common Shares Quick, Martin 4 04/01/2011 10 0.4535 0 -50,000 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 28,167 -2,083 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 27,078 -1,089 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 25,500 -1,578 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 107,828 1,578 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 155,296 2,083 Killam Properties Inc. Common Shares Fraser, Philip 4, 5 05/01/2011 90 61,686 1,089 Kingsway International Rights Deferred Share Scandrett, Terence Parry 4 06/01/2011 56 0.721 71,261 10,795 Holdings Limited Units Kingsway International Rights Deferred Share Squibb, Geoffrey Wayne 4 06/01/2011 46 0.721 283,047 8,321 Holdings Limited Units Kinross Gold Corporation Common Shares Baker, Rick Allen 5 31/12/2010 51 12.73 29,741 5,000 Kinross Gold Corporation Common Shares Baker, Rick Allen 5 31/12/2010 10 12.73 24,741 -5,000 Kinross Gold Corporation Options Baker, Rick Allen 5 31/12/2010 51 12.73 61,435 -5,000 Kinross Gold Corporation Rights Deferred Share Carrington, John Kemp 4 31/12/2010 46 18.91 21,586 1,507 Units Kinross Gold Corporation Rights Deferred Share Huxley, John M.H. 4 31/12/2010 46 18.91 37,730 1,289 Units Kinross Gold Corporation Rights Deferred Share Keyes, John A. 4 31/12/2010 46 18.91 31,785 677 Units Kinross Gold Corporation Rights Deferred Share Lundin, Lukas Henrik 4 03/11/2010 00 Units Kinross Gold Corporation Rights Deferred Share Lundin, Lukas Henrik 4 31/12/2010 46 18.91 1,410 1,410 Units Kinross Gold Corporation Rights Deferred Share McLeod-Seltzer, Catherine 4 31/12/2010 46 18.91 19,309 1,256 Units Kinross Gold Corporation Options Naidoo, Erwyn Mark 5 08/11/2010 50 18.82 11,628 Kinross Gold Corporation Options Naidoo, Erwyn Mark 5 08/11/2010 50 18.82 11,628 Kinross Gold Corporation Restricted Shares Naidoo, Erwyn Mark 5 08/11/2010 56 118.82 6,377 Kinross Gold Corporation Restricted Shares Naidoo, Erwyn Mark 5 08/11/2010 56 118.82 6,377 Kinross Gold Corporation Rights Deferred Share Oliver, John Edwin 4, 5 31/12/2010 46 18.91 66,879 1,305 Units Kinross Gold Corporation Rights Deferred Share Reid, Terence C. W. 4 31/12/2010 46 18.91 39,158 2,578 Units Klondex Mines Ltd. Options Avelino, Jorge 5 05/01/2011 50 304,000 100,000 Klondex Mines Ltd. Options Solloway, William Jean 4, 5 05/01/2011 50 2,236,000 100,000 Klondex Mines Ltd. Common Shares Wilson, Blane 4, 5 06/07/2010 00 Klondex Mines Ltd. Options Wilson, Blane 4, 5 06/07/2010 00 304,000 Klondex Mines Ltd. Options Wilson, Blane 4, 5 05/01/2011 50 504,000 200,000 KWG Resources Inc. Common Shares Galipeau, René Réal 4 31/12/2010 11 0.13 180,000 80,000 KWG Resources Inc. Common Shares Lavigne, Maurice Jean 5 21/12/2010 50 0.1 500,000 KWG Resources Inc. Common Shares Lavigne, Maurice Jean 5 21/12/2010 50 0.1 500,000 KWG Resources Inc. Options Lavigne, Maurice Jean 5 11/08/2009 00 KWG Resources Inc. Options Lavigne, Maurice Jean 5 15/10/2009 50 400,000 400,000 KWG Resources Inc. Options Lavigne, Maurice Jean 5 06/05/2010 50 1,800,000 1,400,000 KWG Resources Inc. Options Lavigne, Maurice Jean 5 21/12/2010 50 2,300,000 500,000 KWG Resources Inc. Warrants Lavigne, Maurice Jean 5 20/08/2009 16 1,000,000 KWG Resources Inc. Warrants Lavigne, Maurice Jean 5 20/08/2009 16 500,000 500,000 Lanesborough Real Estate Convertible Debentures Lanesborough Real Estate 1 06/01/2011 38 98 $3,000 $3,000 Investment Trust Series F Convertible Investment Trust Debentures Lanesborough Real Estate Convertible Debentures Lanesborough Real Estate 1 05/01/2011 38 78 $20,000 $4,000 Investment Trust Series G Investment Trust Lanesborough Real Estate Convertible Debentures Lanesborough Real Estate 1 06/01/2011 38 $4,000 -$16,000 Investment Trust Series G Investment Trust
January 14, 2011 (2011) 34 OSCB 580 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Lanesborough Real Estate Convertible Debentures Lanesborough Real Estate 1 06/01/2011 38 78 $8,000 $4,000 Investment Trust Series G Investment Trust Laurion Gold Inc. Options Burkes, David 4 02/04/2004 50 0.205 250,000 Laurion Gold Inc. Options Burkes, David 4 02/04/2004 50 0.205 250,000 Laurion Mineral Exploration Options Bourassa, Michael J. 4 31/12/2010 50 950,000 300,000 Inc. Laurion Mineral Exploration Options Burkes, David 4 31/12/2010 50 0.12 300,000 Inc. Laurion Mineral Exploration Options Burkes, David 4 31/12/2010 50 700,000 300,000 Inc. Laurion Mineral Exploration Options Lanthier, Gerard 4 31/12/2010 50 0.12 700,000 300,000 Inc. Laurion Mineral Exploration Options Le Sueur - Aquin, Cynthia 4, 5 31/12/2010 50 0.12 1,630,000 600,000 Inc. Elaine Laurion Mineral Exploration Options Westoll, Neil David Stanley 4 02/04/2009 52 0.2 80,000 -250,000 Inc. Laurion Mineral Exploration Options Westoll, Neil David Stanley 4 31/12/2010 50 0.12 700,000 300,000 Inc. LE CHATEAU INC. Subordinate Voting Silverstone, Jane 3, 4, 5 29/12/2010 10 11.48 4,608,400 4,000 Shares Class A shares LE CHATEAU INC. Subordinate Voting Silverstone, Jane 3, 4, 5 30/12/2010 10 11.467 4,616,800 8,400 Shares Class A shares LE CHATEAU INC. Subordinate Voting Silverstone, Jane 3, 4, 5 31/12/2010 10 11.478 4,621,800 5,000 Shares Class A shares LE CHATEAU INC. Subordinate Voting Silverstone, Jane 3, 4, 5 04/01/2011 10 11.297 4,648,400 26,600 Shares Class A shares Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 30/12/2010 10 15.49 64,700 -1,100 Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 30/12/2010 10 15.48 61,600 -3,100 Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 30/12/2010 10 15.46 61,500 -100 Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 30/12/2010 10 15.45 59,700 -1,800 Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 30/12/2010 10 15.44 58,700 -1,000 Legacy Oil + Gas Inc. Common Shares Oliver, Mark Thomas 5 31/12/2010 10 15.52 55,800 -2,900 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 01/12/2010 38 13.646 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 01/12/2010 38 13.646 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 02/12/2010 38 13.8 60,000 60,000 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 02/12/2010 38 13.8 0 -60,000 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 03/12/2010 38 13.995 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 03/12/2010 38 13.995 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 06/12/2010 38 14 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 06/12/2010 38 14 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 07/12/2010 38 14.677 3,248 3,248 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 07/12/2010 38 14.677 0 -3,248 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 08/12/2010 38 14.77 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 08/12/2010 38 14.77 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 09/12/2010 38 14.75 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 09/12/2010 38 14.75 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 10/12/2010 38 14.75 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 10/12/2010 38 14.75 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 13/12/2010 38 14.7 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 13/12/2010 38 14.7 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 14/12/2010 38 14.757 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 14/12/2010 38 14.757 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 15/12/2010 38 14.799 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 15/12/2010 38 14.799 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 16/12/2010 38 14.654 3,200 3,200 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 16/12/2010 38 14.654 0 -3,200 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 17/12/2010 38 14.65 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 17/12/2010 38 14.65 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 20/12/2010 38 14.517 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 20/12/2010 38 14.517 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 21/12/2010 38 14.4 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 21/12/2010 38 14.4 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 22/12/2010 38 14.29 7,200 7,200 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 22/12/2010 38 14.29 0 -7,200 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 22/12/2010 38 14.38 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 22/12/2010 38 14.38 0 -3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 23/12/2010 38 14.6 3,241 3,241 Leon's Furniture Limited Common Shares Leon's Furniture Limited 1 23/12/2010 38 14.6 0 -3,241 Liquor Stores Income Fund Rights 2007 Incentive Bereznicki, Henry Andrew 4 31/12/2010 22 0 -9,232 Plan Liquor Stores Income Fund Rights Long-Term Bereznicki, Henry Andrew 4 31/12/2010 22 0 -6,182 Incentive Plan
January 14, 2011 (2011) 34 OSCB 581 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Liquor Stores Income Fund Trust Units Bereznicki, Henry Andrew 4 31/12/2010 22 0 -133,850
Liquor Stores Income Fund Trust Units Bereznicki, Henry Andrew 4 31/12/2010 22 0 -42,600
Liquor Stores Income Fund Annual Deferred Units Butler, Ronald John 4 31/12/2010 22 0 -3,266
Liquor Stores Income Fund Trust Units Butler, Ronald John 4 31/12/2010 22 0 -20,000
Liquor Stores Income Fund Annual Deferred Units Collins, Gary 4 31/12/2010 22 0 -4,234
Liquor Stores Income Fund Deferred Share Units Collins, Gary 4 31/12/2010 22 0 -4,712
Liquor Stores Income Fund Trust Units Collins, Gary 4 31/12/2010 22 0 -2,300
Liquor Stores Income Fund Exchange Rights Crook, Richard John 5 31/12/2010 22 0 -151,449
Liquor Stores Income Fund Rights 2007 Incentive Crook, Richard John 5 31/12/2010 22 0 -9,232 Plan Liquor Stores Income Fund Rights Long-Term Crook, Richard John 5 31/12/2010 22 0 -6,182 Incentive Plan Liquor Stores Income Fund Trust Units Crook, Richard John 5 31/12/2010 22 0 -5,000
Liquor Stores Income Fund Rights 2007 Incentive de Grace, Patrick John 5 31/12/2010 22 0 -2,211 Plan Liquor Stores Income Fund Rights 2007 Incentive de Grace, Patrick John 5 31/12/2010 22 0 -1,481 Plan Liquor Stores Income Fund Rights 2007 Incentive de Grace, Patrick John 5 31/12/2010 22 0 -1,846 Plan Liquor Stores Income Fund Rights Long-Term de Grace, Patrick John 5 31/12/2010 22 0 -840 Incentive Plan Liquor Stores Income Fund Rights Long-Term de Grace, Patrick John 5 31/12/2010 22 0 -300 Incentive Plan Liquor Stores Income Fund Rights Long-Term de Grace, Patrick John 5 31/12/2010 22 0 -300 Incentive Plan Liquor Stores Income Fund Rights Long-Term de Grace, Patrick John 5 31/12/2010 22 0 -415 Incentive Plan Liquor Stores Income Fund Rights Long-Term de Grace, Patrick John 5 31/12/2010 22 0 -1,855 Incentive Plan Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -604
Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -1,800
Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -330
Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -440
Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -330
Liquor Stores Income Fund Trust Units de Grace, Patrick John 5 31/12/2010 22 0 -3,996
Liquor Stores Income Fund Annual Deferred Units Dinning, James Francis 4 31/12/2010 22 0 -3,266
Liquor Stores Income Fund Trust Units Dinning, James Francis 4 31/12/2010 22 0 -6,000
Liquor Stores Income Fund Annual Deferred Units Green, Robert Steven 4 31/12/2010 22 0 -3,065
Liquor Stores Income Fund Deferred Share Units Green, Robert Steven 4 31/12/2010 22 0 -2,323
Liquor Stores Income Fund Annual Deferred Units Heximer, Glen Harold 4 31/12/2010 22 0 -3,914
Liquor Stores Income Fund Deferred Share Units Heximer, Glen Harold 4 31/12/2010 22 0 -2,821
Liquor Stores Income Fund Trust Units Heximer, Glen Harold 4 31/12/2010 22 0 -2,500
Liquor Stores Income Fund Exchange Rights Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -933,598
Liquor Stores Income Fund Exchange Rights Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -2,018,644
Liquor Stores Income Fund Rights 2007 Incentive Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -9,232 Plan Liquor Stores Income Fund Rights Long-Term Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -6,182 Incentive Plan
January 14, 2011 (2011) 34 OSCB 582 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Liquor Stores Income Fund Special Voting Unit Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -933,598
Liquor Stores Income Fund Special Voting Unit Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -2,018,644
Liquor Stores Income Fund Trust Units Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -2,400
Liquor Stores Income Fund Trust Units Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -3,800
Liquor Stores Income Fund Trust Units Kipnes, Irv 3, 6, 7 31/12/2010 22 0 -377,600
Liquor Stores Income Fund Annual Deferred Units Margolus, David Benjamin 4 31/12/2010 22 0 -2,868
Liquor Stores Income Fund Deferred Share Units Margolus, David Benjamin 4 31/12/2010 22 0 -1,601
Liquor Stores Income Fund Exchange Rights Margolus, David Benjamin 4 31/12/2010 22 0 -287,299
Liquor Stores Income Fund Special Voting Unit Margolus, David Benjamin 4 31/12/2010 22 0 -287,299
Liquor Stores Income Fund Trust Units Margolus, David Benjamin 4 31/12/2010 22 0 -40,000
Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 31/12/2010 22 133,850 133,850 Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Bereznicki, Henry Andrew 4 31/12/2010 22 58,014 58,014 Liquor Stores N.A. Ltd. Rights Long Term Bereznicki, Henry Andrew 4 31/12/2010 00 Incentive Plan Liquor Stores N.A. Ltd. Rights Long Term Bereznicki, Henry Andrew 4 31/12/2010 22 3,090 3,090 Incentive Plan Liquor Stores N.A. Ltd. Annual Deferred Shares Butler, Ronald John 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Butler, Ronald John 4 31/12/2010 22 3,635 3,635 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Butler, Ronald John 4 04/01/2011 59 2,251 -1,384 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Butler, Ronald John 4 04/01/2011 56 3,251 1,000 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Butler, Ronald John 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Butler, Ronald John 4 31/12/2010 22 3,635 Liquor Stores N.A. Ltd. Common Shares Butler, Ronald John 4 31/12/2010 22 3,635 Liquor Stores N.A. Ltd. Common Shares Butler, Ronald John 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Butler, Ronald John 4 31/12/2010 22 20,000 20,000 Liquor Stores N.A. Ltd. Annual Deferred Shares Collins, Gary 4 31/12/2010 22 3,635 3,635 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Collins, Gary 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Collins, Gary 4 04/01/2011 59 2,251 -1,384 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Collins, Gary 4 04/01/2011 56 3,251 1,000 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Collins, Gary 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Collins, Gary 4 31/12/2010 22 10,473 Liquor Stores N.A. Ltd. Common Shares Collins, Gary 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Collins, Gary 4 31/12/2010 22 2,300 2,300 Liquor Stores N.A. Ltd. Deferred Shares Collins, Gary 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Deferred Shares Collins, Gary 4 31/12/2010 22 6,838 6,838 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Corbett, Craig David 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 22 5,000 5,000 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 22 151,449 151,449 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Crook, Richard John 5 31/12/2010 22 15,414 15,414 Liquor Stores N.A. Ltd. Rights Long Term Crook, Richard John 5 31/12/2010 00 Incentive Plan Liquor Stores N.A. Ltd. Rights Long Term Crook, Richard John 5 31/12/2010 22 3,090 3,090 Incentive Plan Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 5,892 5,892 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 604 604 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00
January 14, 2011 (2011) 34 OSCB 583 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 2,640 2,640 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 630 630 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 6,352 6,352 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares de Grace, Patrick John 5 31/12/2010 22 630 630 Liquor Stores N.A. Ltd. Rights Long Term de Grace, Patrick John 5 31/12/2010 00 Incentive Plan Liquor Stores N.A. Ltd. Rights Long Term de Grace, Patrick John 5 31/12/2010 22 1,854 1,854 Incentive Plan Liquor Stores N.A. Ltd. Annual Deferred Shares Dinning, James Francis 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Dinning, James Francis 4 31/12/2010 22 3,635 3,635 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Dinning, James Francis 4 04/01/2011 59 2,251 -1,384 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Dinning, James Francis 4 04/01/2011 56 3,251 1,000 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Dinning, James Francis 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Dinning, James Francis 4 31/12/2010 22 9,635 Liquor Stores N.A. Ltd. Common Shares Dinning, James Francis 4 31/12/2010 22 6,000 6,000 Liquor Stores N.A. Ltd. Annual Deferred Shares Green, Robert Steven 4 31/12/2010 22 2,734 2,734 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Green, Robert Steven 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Green, Robert Steven 4 04/01/2011 59 2,042 -692 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Green, Robert Steven 4 04/01/2011 56 3,042 1,000 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Green, Robert Steven 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Green, Robert Steven 4 31/12/2010 22 6,108 Liquor Stores N.A. Ltd. Deferred Shares Green, Robert Steven 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Deferred Shares Green, Robert Steven 4 31/12/2010 22 3,374 3,374 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Heximer, Glen Harold 4 31/12/2010 22 3,635 3,635 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Heximer, Glen Harold 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Heximer, Glen Harold 4 04/01/2011 59 2,251 -1,384 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Heximer, Glen Harold 4 04/01/2011 56 3,251 1,000 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Heximer, Glen Harold 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Heximer, Glen Harold 4 31/12/2010 22 2,500 2,500 Liquor Stores N.A. Ltd. Common Shares Heximer, Glen Harold 4 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Heximer, Glen Harold 4 31/12/2010 22 7,535 Liquor Stores N.A. Ltd. Deferred Shares Heximer, Glen Harold 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Deferred Shares Heximer, Glen Harold 4 31/12/2010 22 3,900 3,900 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 22 358,999 358,999 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 22 936,198 936,198 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 22 3,800 3,800 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 00 Liquor Stores N.A. Ltd. Common Shares Kipnes, Irv 3, 6, 7 31/12/2010 22 392,814 392,814 Liquor Stores N.A. Ltd. Rights Long Term Kipnes, Irv 3, 6, 7 31/12/2010 00 Incentive Plan Liquor Stores N.A. Ltd. Rights Long Term Kipnes, Irv 3, 6, 7 31/12/2010 22 3,090 3,090 Incentive Plan Liquor Stores N.A. Ltd. Annual Deferred Shares Margolus, David Benjamin 4 31/12/2010 22 2,734 2,734 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Margolus, David Benjamin 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Margolus, David Benjamin 4 04/01/2011 59 2,042 -692 (Common Shares) Liquor Stores N.A. Ltd. Annual Deferred Shares Margolus, David Benjamin 4 04/01/2011 56 3,042 1,000 (Common Shares)
January 14, 2011 (2011) 34 OSCB 584 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Liquor Stores N.A. Ltd. Common Shares Margolus, David Benjamin 4 31/12/2010 00
Liquor Stores N.A. Ltd. Common Shares Margolus, David Benjamin 4 31/12/2010 22 327,299 327,299
Liquor Stores N.A. Ltd. Common Shares Margolus, David Benjamin 4 31/12/2010 00
Liquor Stores N.A. Ltd. Common Shares Margolus, David Benjamin 4 31/12/2010 22 4,821
Liquor Stores N.A. Ltd. Deferred Shares Margolus, David Benjamin 4 31/12/2010 00 (Common Shares) Liquor Stores N.A. Ltd. Deferred Shares Margolus, David Benjamin 4 31/12/2010 22 2,087 2,087 (Common Shares) Liquor Stores N.A. Ltd. Common Shares Morrow, Scott 5 02/02/2010 00 Lithium Americas Corp. Common Shares Inwentash, Sheldon 3 30/12/2010 10 1.83 4,700,000 100,000 Lithium Americas Corp. Common Shares Inwentash, Sheldon 3 04/01/2011 10 1.9807 2,850,900 75,300 Lithium Americas Corp. Common Shares Inwentash, Sheldon 3 05/01/2011 10 2.0508 2,875,900 25,000 Loblaw Companies Limited Rights - Deferred Share Bachand, Stephen Eugene 6 04/01/2011 56 5,569 559 Units Loblaw Companies Limited Rights - Deferred Share Beeston, Paul 4 04/01/2011 56 18,511 753 Units Loblaw Companies Limited Rights - Deferred Share Binning, Paviter Singh 6 04/01/2011 56 2,740 14 Units Loblaw Companies Limited Rights - Deferred Share Dalglish, Camilla H. 4 04/01/2011 56 16,604 85 Units Loblaw Companies Limited Rights - Deferred Share Fell, Anthony S. 4 04/01/2011 56 23,926 892 Units Loblaw Companies Limited Rights - Deferred Share Graham, Anthony R. 4 04/01/2011 56 21,455 713 Units Loblaw Companies Limited Rights - Deferred Share Lacey, John Stewart 4 04/01/2011 56 10,924 462 Units Loblaw Companies Limited Rights - Deferred Share Lockhart, Nancy 4 04/01/2011 56 18,406 765 Units Loblaw Companies Limited Rights - Deferred Share Michaud, Pierre 4 04/01/2011 56 1,192 6 Units Loblaw Companies Limited Rights - Deferred Share O'Neill, Thomas Charles 4 04/01/2011 56 11,328 403 Units Loblaw Companies Limited Rights - Deferred Share Radford, Karen 4 04/01/2011 56 9,079 527 Units Loblaw Companies Limited Rights - Deferred Share Wetmore, John Donald 4 04/01/2011 56 7,619 344 Units Logistec Corporation Subordinate Voting LOGISTEC 1 31/12/2010 38 0 -400 Shares Class B CORPORATION Logistec Corporation Subordinate Voting LOGISTEC 1 06/01/2011 38 19.873 1,000 1,000 Shares Class B CORPORATION Long Harbour Capital Corp. Common Shares Lee, Geoffrey Michael 4 04/01/2011 10 0.22 1,157,000 7,000
Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 16 0.15 166,667 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 16 0.15 2,458,550 166,667 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 53 0.225 166,667 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 53 0.225 2,625,217 166,667 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 16 0.15 133,333 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 16 0.15 2,758,550 133,333 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 53 0.225 133,333 Loyalist Group Limited Common Shares Coons, Donald Wallace 6 21/12/2010 53 0.225 2,891,883 133,333 Loyalist Group Limited Common Shares Ryu, Andrew Jong Soo 4, 5 20/12/2010 00 14,492,754 Loyalist Group Limited Common Shares Scheetz, Walter Edward 4 21/12/2010 16 0.15 895,238 466,667 Loyalist Group Limited Common Shares Scheetz, Walter Edward 4 21/12/2010 53 0.225 1,361,905 466,667 Lynden Energy Corp. Common Shares Bereskin, Robert 4 05/01/2011 51 0.3 33,333 33,333 Lynden Energy Corp. Common Shares Bereskin, Robert 4 05/01/2011 10 0.3 0 -33,333 Lynden Energy Corp. Options Bereskin, Robert 4 05/01/2011 51 0.3 458,333 -33,333 MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Bentz, Brian C. 4 31/12/2010 46 4,035 178 Associates Ltd. MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Chambers, Thomas S. 4 31/12/2010 46 9,361 398 Associates Ltd. MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Chookaszian, Dennis 4 31/12/2010 46 9,353 411 Associates Ltd. MacDonald, Dettwiler and Common Shares Friedmann, Daniel 5 07/01/2011 30 37.37 66,169 268 Associates Ltd. MacDonald, Dettwiler and Common Shares Iskander, Magued 7 07/01/2011 30 37.37 14,149 141 Associates Ltd. MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Jebson, Alan W. 4 31/12/2010 46 5,928 398 Associates Ltd.
January 14, 2011 (2011) 34 OSCB 585 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Kenning, Brian Graham 4 31/12/2010 46 6,297 178 Associates Ltd. MacDonald, Dettwiler and Common Shares Louis, Peter 5 07/01/2011 30 37.37 17,919 268 Associates Ltd. MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Phillips, Robert L. 4 31/12/2010 46 13,277 357 Associates Ltd. MacDonald, Dettwiler and Common Shares Piche, Terrence 5 07/01/2011 30 37.37 31,181 268 Associates Ltd. MacDonald, Dettwiler and (DSUs, DRSUs, SARs) Salloum, Fares Fouad 4 31/12/2010 46 7,288 184 Associates Ltd. MacDonald, Dettwiler and Common Shares Wirasekara, Anil 5 07/01/2011 30 37.37 27,424 268 Associates Ltd. Macquarie Power & Trust Units Bernstein, Michael 5 01/01/2011 36 0 -25,000 Infrastructure Income Fund Macquarie Power & Trust Units Brown, Derek 4, 5 31/12/2010 10 8.1305 65,351 3,220 Infrastructure Income Fund Macquarie Power & Trust Units Brown, Derek 4, 5 01/01/2011 36 3,220 -62,131 Infrastructure Income Fund Macquarie Power & Trust Units Dmytrow, Dennis 5 01/01/2011 36 0 -1,000 Infrastructure Income Fund Macquarie Power & Trust Units Lavelle, Patrick Joseph 4 01/01/2011 36 0 -3,493 Infrastructure Income Fund Macquarie Power & Trust Units Roberti, Roberto Agusto 7 31/12/2010 30 7.13 1,733 154 Infrastructure Income Fund Macquarie Power & Trust Units Roberti, Roberto Agusto 7 01/01/2011 36 0 -1,733 Infrastructure Income Fund Macquarie Power & Trust Units Sardo, Vincent James 4 01/01/2011 36 0 -7,500 Infrastructure Income Fund Macquarie Power & Trust Units Smerdon, Michael David 5 01/01/2011 36 0 -15,500 Infrastructure Income Fund Macquarie Power and Common Shares Bernstein, Michael 5 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Bernstein, Michael 5 01/01/2011 36 25,000 25,000 Infrastructure Corporation Macquarie Power and Common Shares Brown, Derek 4, 5 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Brown, Derek 4, 5 01/01/2011 36 62,131 62,131 Infrastructure Corporation Macquarie Power and Common Shares Dmytrow, Dennis 5 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Dmytrow, Dennis 5 01/01/2011 36 1,000 1,000 Infrastructure Corporation Macquarie Power and Common Shares Lavelle, Patrick Joseph 4 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Lavelle, Patrick Joseph 4 01/01/2011 36 3,493 3,493 Infrastructure Corporation Macquarie Power and Common Shares Roberti, Roberto Agusto 7 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Roberti, Roberto Agusto 7 01/01/2011 36 1,733 1,733 Infrastructure Corporation Macquarie Power and Common Shares Sardo, Vincent James 4 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Sardo, Vincent James 4 01/01/2011 36 7,500 7,500 Infrastructure Corporation Macquarie Power and Common Shares Smerdon, Michael David 5 01/01/2011 00 Infrastructure Corporation Macquarie Power and Common Shares Smerdon, Michael David 5 01/01/2011 36 15,500 15,500 Infrastructure Corporation Macusani Yellowcake Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.6 1,832,000 150,000 MAG Silver Corp. Common Shares MacInnis, Daniel Thomas 4, 5 29/12/2010 10 12.45 267,500 -1,800 MAG Silver Corp. Common Shares MacInnis, Daniel Thomas 4, 5 29/12/2010 10 12.4 262,600 -4,900 MAG Silver Corp. Common Shares MacInnis, Daniel Thomas 4, 5 29/12/2010 10 12.42 261,300 -1,300 MAG Silver Corp. Common Shares Megaw, Peter 4 30/12/2010 51 5.36 50,600 50,000 MAG Silver Corp. Common Shares Megaw, Peter 4 29/12/2010 10 12.34 511,136 -50,000 MAG Silver Corp. Options Megaw, Peter 4 30/12/2010 51 5.36 115,391 -50,000 Magellan Aerospace Options Ball, Jo-Ann Constance 5 31/12/2010 52 13.25 12,600 -4,200 Corporation Magellan Aerospace Options Butyniec, James 5 31/12/2010 52 13.25 53,800 -14,200 Corporation Magellan Aerospace Options Davis, William Grenville 4 31/12/2010 52 13.25 0 -3,000 Corporation
January 14, 2011 (2011) 34 OSCB 586 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Magellan Aerospace Options Dekker, John Bernhard 5 31/12/2010 52 21,000 -7,000 Corporation Magellan Aerospace Options Dimma, William Andrew 4 31/12/2010 52 13.25 0 -3,000 Corporation Magellan Aerospace Options Edwards, Norman Murray 3, 4, 5 31/12/2010 52 13.25 54,000 -14,000 Corporation Magellan Aerospace Options Gowan, Bruce William 4 31/12/2010 52 13.25 0 -3,000 Corporation Magellan Aerospace Options Hahnelt, Konrad 5 31/12/2010 52 13.25 8,200 -2,800 Corporation Magellan Aerospace Options Lowe, Donald Cameron 4 31/12/2010 52 13.25 0 -3,000 Corporation Magellan Aerospace Options Matthews, William Arthur 5 31/12/2010 52 13.25 5,400 -2,800 Corporation Magellan Aerospace Options Moeller, Larry G. 4 31/12/2010 52 13.25 1,400 -3,500 Corporation Magellan Aerospace Options Neill, Richard Andrew 5 31/12/2010 52 13.25 36,000 -21,000 Corporation Magellan Aerospace Options Palmer, James Simpson 4 31/12/2010 52 0 -3,000 Corporation Magellan Aerospace Options Underwood, Phillip 5 31/12/2010 52 13.25 11,000 -4,000 Corporation Campion Magellan Aerospace Options Winegarden, Larry Anson 5 31/12/2010 52 13.25 17,000 -4,200 Corporation Magellan Aerospace Options Zanatta, Daniel 5 31/12/2010 52 13.25 12,400 -2,800 Corporation Magna International Inc. Units Deferred Share Eyton, J. Trevor 4 31/12/2010 56 52 2,180 535 Units Magna International Inc. Common Shares Galifi, Vincent Joseph 5 01/01/2011 57 103,388 14,038 Magna International Inc. Rights Restricted Shares Galifi, Vincent Joseph 5 01/01/2011 57 81,294 -14,038
Magna International Inc. Units Deferred Share Harris, Michael Deane 4 31/12/2010 56 52 104,537 855 Units Magna International Inc. Units Deferred Share Judge, Barbara Thomas 4 31/12/2010 56 52 25,701 952 Units Magna International Inc. Units Deferred Share Lataif, Louis Edward 4 31/12/2010 56 52 12,270 433 Units Magna International Inc. Common Shares Magna International Inc. 1 10/12/2010 38 50.932 93,800 93,800 Magna International Inc. Common Shares Magna International Inc. 1 10/12/2010 38 0 -93,800 Magna International Inc. Common Shares Magna International Inc. 1 13/12/2010 38 50.691 136,800 136,800 Magna International Inc. Common Shares Magna International Inc. 1 13/12/2010 38 0 -136,800 Magna International Inc. Common Shares Magna International Inc. 1 14/12/2010 38 50.842 185,000 185,000 Magna International Inc. Common Shares Magna International Inc. 1 14/12/2010 38 0 -185,000 Magna International Inc. Common Shares Magna International Inc. 1 15/12/2010 38 50.14 37,900 37,900 Magna International Inc. Common Shares Magna International Inc. 1 15/12/2010 38 0 -37,900 Magna International Inc. Units Deferred Share Resnick, Donald 4 31/12/2010 56 52 15,682 433 Units Magna International Inc. Options Skudutis, Tommy Joseph 7, 5 31/12/2010 52 52.53 466,668 -50,000 Magna International Inc. Common Shares Stronach, Frank 4, 5 31/12/2010 10 52.001 11,346,216 -335,702 Magna International Inc. Units Deferred Share Vranitzky, Franz 4 31/12/2010 56 52 15,016 433 Units Magna International Inc. Common Shares Walker, Donald James 4, 5 01/01/2011 57 95,550 29,208 Magna International Inc. Rights Restricted Shares Walker, Donald James 4, 5 01/01/2011 57 204,450 -29,208
Magna International Inc. Units Deferred Share Worrall, Lawrence 4 31/12/2010 56 52 14,379 433 Units Major Drilling Group Common Shares Tennant, David Buchanan 4 05/01/2011 10 41.8 32,200 -8,000 International Inc. Major Drilling Group Common Shares Tennant, David Buchanan 4 05/01/2011 51 41.8 40,200 8,000 International Inc. Major Drilling Group Options Tennant, David Buchanan 4 05/01/2011 51 1.86 8,200 -8,000 International Inc. Mandalay Resources Common Shares Sander, Mark VanDyke 5 02/12/2010 11 0.31 1,797,200 640,000 Corporation Manitoba Telecom Services Common Shares Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 13,940 1,865 Inc. Manitoba Telecom Services Common Shares Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 21,038 7,098 Inc. Manitoba Telecom Services Common Shares Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 24,410 3,372 Inc. Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 56 28.61 21,694 443 Inc. Units
January 14, 2011 (2011) 34 OSCB 587 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 20,079 -1,615 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 18,214 -1,865 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 56 28.61 19,182 968 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 13,038 -6,144 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 5,940 -7,098 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 56 28.61 6,291 351 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 3,372 -2,919 Inc. Units Manitoba Telecom Services Rights Restricted Share Blouin, Pierre J. 4, 5 31/12/2010 57 28.61 0 -3,372 Inc. Units Manitok Energy Inc. Options Dales, Robert John 4 03/01/2011 50 78,000 33,000 Manitok Energy Inc. Options de Freitas, Timothy 5 03/01/2011 50 1.23 420,000 180,000 Manitok Energy Inc. Options Dion, Robert George 5 03/01/2011 50 1.23 210,000 90,000 Manitok Energy Inc. Options Else, Dorothy Joan 5 03/01/2011 50 1.23 210,000 90,000 Manitok Energy Inc. Options Geremia, Bruno P. 4 03/01/2011 50 1.23 78,000 33,000 Manitok Energy Inc. Options Geremia, Massimo Mario 5 03/01/2011 50 1.23 420,000 180,000 Manitok Energy Inc. Options Gobert, Wilfred Arthur 4 03/01/2011 50 1.23 78,000 33,000 Manitok Energy Inc. Options Peterson, Greg 4 03/01/2011 50 1.23 78,000 33,000 Manitok Energy Inc. Options Spoletini, Tumasino 4 03/01/2011 50 1.23 88,000 33,000 Manitok Energy Inc. Options Vouri, Cameron Grant 4 03/01/2011 50 1.23 78,000 33,000 Manulife Brompton Class A Units Manulife Brompton 1 30/12/2010 38 11.8 2,300 2,300 Advantaged Bond Fund Advantaged Bond Fund Manulife Brompton Class A Units Manulife Brompton 1 30/12/2010 38 11.8 0 -2,300 Advantaged Bond Fund Advantaged Bond Fund Manulife Brompton Class A Units Manulife Brompton 1 31/12/2010 38 11.8 2,000 2,000 Advantaged Bond Fund Advantaged Bond Fund Manulife Brompton Class A Units Manulife Brompton 1 31/12/2010 38 11.8 0 -2,000 Advantaged Bond Fund Advantaged Bond Fund Manulife Financial Deferred Share Units Bammann, Linda Beth 4 31/12/2010 46 17.14 7,534 1,394 Corporation Manulife Financial Deferred Share Units Caron, Joseph Peter 4 10/10/2010 00 Corporation Manulife Financial Deferred Share Units Caron, Joseph Peter 4 31/12/2010 46 17.4 1,276 1,276 Corporation Manulife Financial Deferred Share Units Cassaday, John M. 4 31/12/2010 46 17.14 55,799 2,654 Corporation Manulife Financial Deferred Share Units DeWolfe, Richard B. 4 31/12/2010 46 17.14 52,354 1,686 Corporation Manulife Financial Deferred Share Units Ducros, Pierre 4 31/12/2010 46 17.14 42,350 1,232 Corporation Manulife Financial Deferred Share Units Hand, Scott McKee 4 31/12/2010 46 17.14 13,840 1,349 Corporation Manulife Financial Deferred Share Units Harding, Robert J 4 31/12/2010 46 17.14 21,931 2,771 Corporation Manulife Financial Deferred Share Units Helms, Luther Sherman 4 31/12/2010 46 17.14 31,318 2,627 Corporation Manulife Financial Deferred Share Units Lindsay, Donald Richard 4 31/12/2010 46 17.14 2,475 1,312 Corporation Manulife Financial Deferred Share Units Palmer, John Ralph Vernon 4 31/12/2010 46 17.14 14,357 3,208 Corporation Manulife Financial Deferred Share Units Sloan, Hugh W. 4 31/12/2010 46 17.14 37,643 1,255 Corporation Manulife Financial Deferred Share Units Thiessen, Gordon George 4 31/12/2010 46 17.14 39,878 1,677 Corporation March Networks Corporation Common Shares Graham, Eric 5 07/01/2011 10 4.1 0 -10,000
Markland AGF Precious Non-Voting Shares Parker Equity Trading Inc. 3 22/12/2010 10 15.52 187,000 -10,000 Metals Corp. Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 8.87 800 800
Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 0 -800
Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 8.89 2,100 2,100
Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 0 -2,100
January 14, 2011 (2011) 34 OSCB 588 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 8.9 10,000 10,000
Martinrea International Inc. Common Shares Martinrea International Inc. 1 30/12/2010 38 0 -10,000
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 8.91 500 500
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 0 -500
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 8.93 400 400
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 0 -400
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 8.95 11,500 11,500
Martinrea International Inc. Common Shares Martinrea International Inc. 1 31/12/2010 38 0 -11,500
Matachewan Consolidated Common Shares McCloskey, Richard 4, 5 04/01/2011 10 0.31 3,358,500 5,000 Mines, Limited Duncan Matrix Asset Management Common Shares Barrie, Brent William 8, 4, 7 31/12/2010 30 1.01 36,676 3,932 Inc. Matrix Asset Management Deferred Stock Units Barrie, Brent William 8, 4, 7 31/12/2010 30 9,895 -7,352 Inc. Matrix Asset Management Common Shares Bell, Larry I. 4, 7 31/12/2010 30 1.01 114,836 9,644 Inc. Matrix Asset Management Deferred Stock Units Bell, Larry I. 4, 7 31/12/2010 30 68,264 18,981 Inc. Matrix Asset Management Deferred Stock Units Bell, Larry I. 4, 7 31/12/2010 30 51,837 -16,427 Inc. Matrix Asset Management Common Shares Fifield, Anita 8, 7 31/12/2010 30 1.01 2,547 1,498 Inc. Matrix Asset Management Deferred Stock Units Fifield, Anita 8, 7 31/12/2010 30 5,602 -2,801 Inc. Matrix Asset Management Common Shares Kosack, Darren William 8, 7 31/12/2010 30 1.01 30,123 1,908 Inc. Matrix Asset Management Deferred Stock Units Kosack, Darren William 8, 7 31/12/2010 30 1,401 -3,190 Inc. Matrix Asset Management Common Shares McKim, Jill Susanne 8, 7, 5 31/12/2010 30 1.01 1,976 1,737 Inc. Matrix Asset Management Deferred Stock Units McKim, Jill Susanne 8, 7, 5 31/12/2010 30 6,050 -3,248 Inc. Maudore Minerals Ltd Common Shares Anglo Pacific Group Plc 3 31/12/2010 11 4.57 2,606,093 93,393 Maudore Minerals Ltd Common Shares Shorr, Ronald 5 04/01/2011 51 0.35 1,018,709 62,000 Maudore Minerals Ltd Options Shorr, Ronald 5 04/01/2011 51 0.35 895,000 -62,000 Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 04/01/2011 51 1.25 100,000 100,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 06/01/2011 10 2.04 95,000 -5,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 06/01/2011 10 2.02 90,000 -5,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 06/01/2011 10 1.99 85,000 -5,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 06/01/2011 10 1.95 75,000 -10,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 07/01/2011 10 1.86 72,300 -2,700 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 07/01/2011 10 1.84 69,300 -3,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 07/01/2011 10 1.83 66,300 -3,000 James Mawson Resources Limited Common Shares Leathley, Gillyeard(Gil) 4 07/01/2011 10 1.82 62,600 -3,700 James Mawson Resources Limited Options Leathley, Gillyeard(Gil) 4 04/01/2011 51 165,000 -100,000 James Mazorro Resources Inc. Common Shares Audet, André 4 30/12/2010 10 0.15 1,566,167 166,667 Mazorro Resources Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Mazorro Resources Inc. Common Shares Joe Dwek Management 3 30/12/2010 11 0.15 2,333,334 2,333,334 Consultants 2007 Inc. Mazorro Resources Inc. Common Shares Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Mazorro Resources Inc. Common Shares Joe Dwek Management 3 30/12/2010 11 0.15 666,666 666,666 Consultants 2007 Inc.
January 14, 2011 (2011) 34 OSCB 589 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Mazorro Resources Inc. Warrants Joe Dwek Management 3 30/12/2010 00 Consultants 2007 Inc. Mazorro Resources Inc. Warrants Joe Dwek Management 3 30/12/2010 11 0.15 210,000 210,000 Consultants 2007 Inc. Mazorro Resources Inc. Options L'Heureux, Marc 4 04/01/2011 50 0.16 175,000 100,000 Mazorro Resources Inc. Options McNeice, John Darin 5 04/01/2011 50 0.16 650,000 500,000 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 30/12/2010 10 2.48 7,944,204 -8,000 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 31/12/2010 10 2.48 7,937,504 -6,700 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 05/01/2011 10 2.48 7,923,704 -13,800 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 05/01/2011 10 2.5271 7,700,000 -223,704 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 05/01/2011 10 2.5833 7,580,000 -120,000 MBAC Fertilizer Corp. Common Shares da Silva, Leonardo 4 05/01/2011 10 2.6 7,500,000 -80,000 MCAN Mortgage Common Shares Doré, Susan 4 31/12/2010 10 14.05 93,265 -1,600 Corporation MCAN Mortgage Common Shares Doré, Susan 4 05/01/2011 10 14 92,265 -1,000 Corporation MCAN Mortgage Common Shares Doré, Susan 4 06/01/2011 10 14.15 91,765 -500 Corporation MCAN Mortgage Common Shares Doré, Susan 4 06/01/2011 10 14.01 90,465 -1,300 Corporation MCAN Mortgage Common Shares Doré, Susan 4 06/01/2011 10 14 89,965 -500 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 90 13.81 -392 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 90 13.81 8,761 -362 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 90 13.81 8,037 -724 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 11 13.81 7,675 -362 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 90 13.81 1,132 724 Corporation MCAN Mortgage Common Shares Pinto, Sylvia 5 05/01/2011 90 13.81 1,144 362 Corporation McChip Resources Inc Common Shares McCloskey, Richard 4, 5 30/12/2010 10 1.8 120,800 500 Duncan McCoy Corporation Common Shares McDonald, Ian Cody 5 05/11/2010 00 McCoy Corporation Common Shares McDonald, Ian Cody 5 05/11/2010 00 530 McLaren Resources Inc. Common Shares Meredith, Michael 4, 5 06/01/2011 10 0.15 504,384 9,500 Mediagrif Interactive Common Shares Anglaret, Stéphane 5 04/01/2011 30 10,003 62 Technologies Inc. Mediagrif Interactive Common Shares Hallak, Hélène 5 04/01/2011 30 13,157 187 Technologies Inc. Mediagrif Interactive Common Shares Lampron, Richard 5 04/01/2011 30 25,015 279 Technologies Inc. Mediagrif Interactive Common Shares Mercier, Suzanne 5 04/01/2011 30 10,133 186 Technologies Inc. Mediagrif Interactive Common Shares Roy, Claude 4, 5 29/12/2010 10 10.25 16,300 Technologies Inc. Mediagrif Interactive Common Shares Roy, Claude 4, 5 29/12/2010 10 10.25 16,300 Technologies Inc. Mediagrif Interactive Common Shares Roy, Claude 4, 5 29/12/2010 10 11 20,000 Technologies Inc. Mediagrif Interactive Common Shares Roy, Claude 4, 5 29/12/2010 10 10.35 2,470,200 20,000 Technologies Inc. Mediagrif Interactive Common Shares Saunders, Paul 7 04/01/2011 30 30,269 186 Technologies Inc. Mediagrif Interactive Common Shares Simon, Andréanne 5 04/01/2011 30 7,669 70 Technologies Inc. Medoro Resources Ltd. Common Shares Front Street Investment 3 06/01/2011 10 2.3158 41,780,567 -248,333 Management Inc. Medoro Resources Ltd. Common Shares Iacono, Serafino 4, 5 04/01/2011 10 2.26 760,476 45,000 Medoro Resources Ltd. Common Shares Iacono, Serafino 4, 5 04/01/2011 10 2.25 795,476 35,000 Medoro Resources Ltd. Common Shares Iacono, Serafino 4, 5 04/01/2011 10 2.24 805,476 10,000 Medwell Capital Corp. Options Incentive Stock Brown, Richard William 5 04/01/2011 50 0.295 357,500 75,000 Medwell Capital Corp. Options Incentive Stock Giese, Clifford Duncan 4, 5 04/01/2011 50 0.295 1,925,000 235,000 Medwell Capital Corp. Options Incentive Stock Giese, Kevin Arnold 4, 5 04/01/2011 50 0.295 847,500 250,000 Medwell Capital Corp. Options Incentive Stock Giese, Ryan 5 04/01/2011 50 0.295 357,500 75,000 Medwell Capital Corp. Options Incentive Stock Grace, William 4 04/01/2011 50 247,750 50,000 Medwell Capital Corp. Options Incentive Stock Hesby, Anton Samuel 5 04/01/2011 50 0.295 733,750 250,000 Medwell Capital Corp. Options Incentive Stock Johnston, Brent Douglas 5 04/01/2011 50 0.295 182,500 100,000 Medwell Capital Corp. Options Incentive Stock KAUSHAL, NITIN 5 30/04/2010 00 Medwell Capital Corp. Options Incentive Stock KAUSHAL, NITIN 5 04/01/2011 50 0.5 500,000 500,000
January 14, 2011 (2011) 34 OSCB 590 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Medwell Capital Corp. Options Incentive Stock KAUSHAL, NITIN 5 04/01/2011 50 0.295 750,000 250,000 Medwell Capital Corp. Options Incentive Stock Kennedy, Michael Patrick 5 04/01/2011 50 0.295 106,250 10,000 Medwell Capital Corp. Options Incentive Stock Politeski, Gordon John 5 04/01/2011 50 0.295 242,500 50,000 Medwell Capital Corp. Options Incentive Stock Sherburne, Craig 5 04/01/2011 50 0.295 218,125 100,000 Medwell Capital Corp. Options Incentive Stock Stroud, Randy Robert 5 04/01/2011 50 0.295 413,750 75,000 Steven Medwell Capital Corp. Options Incentive Stock Verco, Antony Matthew 5 04/01/2011 50 0.295 320,000 37,500 Medwell Capital Corp. Options Incentive Stock Wetherell Jr., John 4 04/01/2011 50 0.295 336,250 50,000 Raymond Medwell Capital Corp. Options Incentive Stock Woollard, Laine Munroe 4 04/01/2011 50 0.295 437,500 50,000 MEGA Brands Inc. DSU Bowland, James Parkinson 4 31/12/2010 56 150,766 19,278
MEGA Brands Inc. DSU Di Iorio, Nicola 4 31/12/2010 56 282,475 12,531 MEGA Brands Inc. DSU Marsilii, Joe 4 31/12/2010 56 150,016 12,531 MEGA Brands Inc. DSU Mikula, Benn Ashelm 4 31/12/2010 56 178,392 12,049 MEGA Brands Inc. DSU Muir, Thomas Pinaud 4 31/12/2010 56 186,591 26,025 MEGA Brands Inc. DSU Rivett, Paul 4 31/12/2010 56 230,748 11,567 Mega Precious Metals Inc. Options Patricio, Richard J 4 02/01/2011 52 450,000 -50,000 (formerly Mega Silver Inc.) Mega Uranium Ltd. Options Grey, Anthony 4 02/01/2011 52 400,000 -50,000 Mega Uranium Ltd. Options Johannson, Arni Thomas 4 02/01/2011 52 295,000 -50,000 Mega Uranium Ltd. Options Reeson, Douglas 4 02/01/2011 52 300,000 -50,000 Mega Uranium Ltd. Options Sweatman, Michael 4 02/01/2011 52 2.5 300,000 -8,400 Mercator Minerals Ltd. Common Shares Iorich, Vladimir 3 30/12/2010 00 20,483,300 Mercator Minerals Ltd. Options Keane, Joseph 4 04/01/2011 50 3.97 243,750 100,000 Mercator Minerals Ltd. Options Lindeman, Michael D. 4 04/01/2011 50 3.97 450,000 100,000 Mercator Minerals Ltd. Options Quin, Stephen P. 4 04/01/2011 50 425,000 100,000 Mercator Minerals Ltd. Options Quinn, Robert Joseph 4 04/01/2011 50 3.97 450,000 100,000 Mercator Minerals Ltd. Options Thomas, Gavin 4 04/01/2011 50 3.97 450,000 100,000 Mercator Minerals Ltd. Options Vankoughnett, Ronald Earl 4 04/01/2011 50 3.97 450,000 100,000
Methanex Corporation Common Shares Choquette, Pierre 4 31/12/2010 30 30.51 14,756 73 Methanex Corporation Common Shares Choquette, Pierre 4 31/12/2010 30 30.51 13,445 66 Metro inc. Subordinate Voting Metro inc. 1 30/11/2010 38 219,400 -18,900 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 02/12/2010 38 69,400 -150,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 03/12/2010 38 40,800 -28,600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 150,000 -40,800 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46 150,500 500 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.04 156,700 6,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.15 156,800 100 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.22 157,500 700 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.25 160,700 3,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.28 163,300 2,600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.3 165,500 2,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.32 165,800 300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.34 167,500 1,700 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.36 168,700 1,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.38 170,000 1,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 06/12/2010 38 46.4 176,300 6,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 08/12/2010 38 46.79 176,900 600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 08/12/2010 38 46.86 181,900 5,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 08/12/2010 38 46.88 182,500 600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 08/12/2010 38 46.9 191,900 9,400 Shares catégorie A
January 14, 2011 (2011) 34 OSCB 591 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 41,900 -150,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.64 51,500 9,600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.66 55,500 4,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.71 56,100 600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.75 57,400 1,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.76 57,500 100 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.77 58,800 1,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.788 58,900 100 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.79 67,100 8,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.8 77,100 10,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.85 90,900 13,800 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 09/12/2010 38 45.86 95,900 5,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 46 500 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.34 143,100 47,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.53 144,100 1,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.55 145,800 1,700 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.6 148,100 2,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.65 153,100 5,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.68 153,500 400 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.69 153,600 100 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 45.7 154,800 1,200 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 10/12/2010 38 128,500 -26,300 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 13/12/2010 38 45.18 153,500 25,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 13/12/2010 38 45.39 178,500 25,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 14/12/2010 38 162,900 -15,600 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 15/12/2010 38 108,900 -54,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 16/12/2010 38 50,000 -58,900 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 17/12/2010 38 150,000 -50,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 22/12/2010 38 150,000 -150,000 Shares catégorie A Metro inc. Subordinate Voting Metro inc. 1 05/01/2011 38 42.089 300,000 150,000 Shares catégorie A Mexivada Mining Corp. Options Ambrose, Allen Vernon 4 04/01/2011 50 0.16 375,000 150,000 MI Developments Inc. Deferred Share Units Deutsch, Franz 4 03/01/2011 56 27.1 52,729 1,033 MI Developments Inc. Deferred Share Units Hutzel, Benjamin John 4 03/01/2011 56 27.1 17,471 664 MI Developments Inc. Deferred Share Units Polzl, Heribert 4 03/01/2011 56 27.1 12,389 258 MI Developments Inc. Deferred Share Units Weiss, Lorne 4 03/01/2011 56 27.1 13,450 369 MI Developments Inc. Deferred Share Units Zimmer, Rod A.A. 4 03/01/2011 56 27.1 31,612 822 Micon Gold Inc. Common Shares Class A Becker, Jeffrey Jonathan 3 01/01/2011 00
Micon Gold Inc. Common Shares Class A Becker, Jeffrey Jonathan 3 05/01/2011 36 1,063,405 1,063,405
Micon Gold Inc. Common Shares Class A Becker, Jeffrey Jonathan 3 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 592 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Micon Gold Inc. Common Shares Class A Becker, Jeffrey Jonathan 3 05/01/2011 36 716,845 716,845
Microbix Biosystems Inc. Common Shares Gastle, William John 3, 4, 5 29/12/2010 10 0.405 5,319,619 -250,700 Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 01/12/2010 38 1.2 1,000 1,000
Middlefield Bancorp Limited Common Shares Middlefield Bancorp Limited 1 01/12/2010 38 0 -1,000
Middlefield Tactical Energy Units OilSands Canada 1 31/12/2010 38 5.58 900 900 Corporation Middlefield Tactical Energy Units OilSands Canada 1 31/12/2010 38 0 -900 Corporation Middlefield Tactical Energy Units OilSands Canada 1 04/01/2011 38 5.6 200 200 Corporation Middlefield Tactical Energy Units OilSands Canada 1 04/01/2011 38 0 -200 Corporation Millrock Resources Inc. Options Hawley, Charles Caldwell 4 04/11/2010 50 0.75 200,000 50,000 MINCO SILVER Common Shares IDG-Accel China Growth 3 04/01/2011 10 6.1816 7,507,332 -11,960 CORPORATION Fund II L.P. MINCO SILVER Common Shares IDG-Accel China Growth 3 04/01/2011 10 6.1816 609,768 -1,040 CORPORATION Fund II L.P. MINCO SILVER Common Shares Lee, Chan-Seng 4 29/12/2010 10 6.42 50,000 -25,000 CORPORATION MINCO SILVER Common Shares Lee, Chan-Seng 4 30/12/2010 10 6.37 47,200 -2,800 CORPORATION MINCO SILVER Common Shares Melrose, Dwayne Larry 5 29/12/2010 10 6.5 14,166 -2,500 CORPORATION Minera Andes Inc. Common Shares ING, PERRY Y. 5 05/01/2011 10 2.72 20,000 10,000 Minera Andes Inc. Common Shares Quick, Donald Roy M. 4 07/01/2011 10 2.49 125,000 25,000 Mineral Mountain Resources Common Shares Bond, James Richard 4 04/01/2011 10 0.63 120,000 50,000 Ltd. Mineral Mountain Resources Common Shares RIEDER, RONALD 5 31/12/2010 51 0.38 851,605 50,000 Ltd. Mineral Mountain Resources Options RIEDER, RONALD 5 31/12/2010 51 0.38 0 -50,000 Ltd. MINT Income Fund Trust Units MINT Income Fund 1 31/12/2010 38 10.18 18,354,018 8,500 MINT Income Fund Trust Units MINT Income Fund 1 31/12/2010 38 10.38 30,409,573 12,055,555 MINT Income Fund Trust Units MINT Income Fund 1 04/01/2011 38 10.18 30,411,573 2,000 Mirabela Nickel Limited Common Shares Ordinary Handley, Geoffrey Arthur 4 01/01/2011 00 Shares Mirabela Nickel Limited Common Shares Ordinary McCubbing, Ian James 4 01/01/2011 00 Shares Moira Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 53 Partnership Moira Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 5 Partnership Moira Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 11 1 283 278 Partnership Moira Partnership Limited Partnership Units PF Limited Partnership 3 04/01/2011 11 0 -132
Moira Partnership Limited Partnership Units SF Limited Partnership 3 04/01/2011 11 0 -132
Mooncor Oil & Gas Corp. Options (Incentive Stock Cohen, Richard Alan 4, 5 19/11/2010 50 892,375 142,375 (formerly DVD Investments Options) Limited) Morguard Real Estate Units Collins, James Robertson 4 31/12/2010 30 13.73 1,141 Investment Trust Morguard Real Estate Units Collins, James Robertson 4 31/12/2010 30 13.73 1,141 Investment Trust Morguard Real Estate Units Collins, James Robertson 4 31/12/2010 30 13.73 9,068 1,141 Investment Trust Morneau Sobeco Income Trust Units Korbak, Lynn Margaret 5 15/12/2010 90 10.05 6,914 574 Fund Morneau Sobeco Income Trust Units Korbak, Lynn Margaret 5 15/12/2010 90 10.05 860 -574 Fund NAL Energy Corporation Common Shares Johnston, Kelvin 4 31/12/2010 00 78,359 Natcore Technology Inc. Common Shares Lundin, Brien 4 04/01/2011 16 0.75 1,358,723 40,000 Natcore Technology Inc. Warrants Lundin, Brien 4 04/01/2011 16 1 567,500 20,000 National Bank of Canada Common Shares Laflamme, Louise 4 04/01/2011 10 68.41 5,389 600 National Bank of Canada Common Shares Laflamme, Louise 4 04/01/2011 10 68.4 5,989 600 National Bank of Canada Common Shares Laflamme, Louise 4 04/01/2011 10 68.34 6,089 100 National Bank of Canada Common Shares Laflamme, Louise 4 04/01/2011 10 68.4 6,789 700 NEMASKA EXPLORATION Options achat d'actions Baker, Judith Catharine 4 24/12/2010 50 0.53 400,000 250,000 INC.
January 14, 2011 (2011) 34 OSCB 593 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
NEMASKA EXPLORATION Common Shares Joe Dwek Management 3 04/01/2011 10 0.59 1,328,500 -135,500 INC. Consultants 2007 Inc. NEMASKA EXPLORATION Common Shares Joe Dwek Management 3 05/01/2011 10 0.57 1,278,500 -50,000 INC. Consultants 2007 Inc. Neo Material Technologies Common Shares Bedford, Geoffrey Ralph 5 03/11/2010 51 1.63 66,000 Inc. Neo Material Technologies Common Shares Bedford, Geoffrey Ralph 5 03/12/2010 51 1.63 172,374 66,000 Inc. Neo Material Technologies Common Shares Iorich, Vladimir 3 30/12/2010 10 7.87 19,154,400 -435,000 Inc. Neo Material Technologies Common Shares Iorich, Vladimir 3 31/12/2010 10 7.89 19,100,600 -53,800 Inc. Neo Material Technologies Common Shares Iorich, Vladimir 3 04/01/2011 10 8.11 18,835,900 -264,700 Inc. Neo Material Technologies Common Shares Iorich, Vladimir 3 05/01/2011 10 8.14 18,742,800 -93,100 Inc. Neo Material Technologies Common Shares Varah, Jeffrey Howard 5 29/12/2010 10 7.69 39,900 9,900 Inc. Neo Material Technologies Common Shares Varah, Jeffrey Howard 5 29/12/2010 10 7.7 41,000 1,100 Inc. Neo Material Technologies Common Shares Varah, Jeffrey Howard 5 29/12/2010 10 7.71 32,900 -8,100 Inc. Neo Material Technologies Common Shares Varah, Jeffrey Howard 5 29/12/2010 10 7.72 30,000 -2,900 Inc. Nevada Exploration Inc. Options Buskard, James 5 31/12/2010 50 0.1 1,000,000 650,000 Livingstone Nevada Exploration Inc. Options Driver, Cyrus 4, 5 31/12/2010 50 0.1 950,000 350,000 Nevada Exploration Inc. Options Hodges, Wade 4 31/12/2010 50 0.1 1,500,000 900,000 Nevada Exploration Inc. Options Tullar, Kenneth 4 31/12/2010 50 0.1 1,200,000 600,000 Nevado Resources Common Shares curtis, Michael Charles 5 05/01/2011 00 100,000 Corporation Peter Nevado Resources Options curtis, Michael Charles 5 05/01/2011 00 Corporation Peter Nevado Resources Warrants curtis, Michael Charles 5 05/01/2011 00 50,000 Corporation Peter Nevado Resources Common Shares Joe Dwek Management 3 22/12/2010 10 0.45 2,787,125 -44,500 Corporation Consultants 2007 Inc. Nevado Resources Common Shares Joe Dwek Management 3 23/12/2010 10 0.45 2,737,125 -50,000 Corporation Consultants 2007 Inc. Nevado Resources Common Shares Joe Dwek Management 3 29/12/2010 10 0.45 2,687,125 -50,000 Corporation Consultants 2007 Inc. Nevado Resources Common Shares Joe Dwek Management 3 04/01/2011 10 0.46 2,651,125 -36,000 Corporation Consultants 2007 Inc. NEW DAWN MINING Options Common Shares Fort, Bryce Louis 4 20/09/2010 00 CORP. NEW DAWN MINING Options Common Shares Fort, Bryce Louis 4 30/12/2010 50 75,000 75,000 CORP. New Dimension Resources Common Shares Hewett, Frederic George 4, 5 31/12/2010 16 0.24 590,000 30,000 Ltd. New Dimension Resources Warrants Hewett, Frederic George 4, 5 31/12/2010 16 0.4 15,000 15,000 Ltd. New Dimension Resources Common Shares McLeod, Donald Bruce 4, 5 31/12/2010 16 0.24 400,500 100,000 Ltd. New Dimension Resources Warrants McLeod, Donald Bruce 4, 5 31/12/2010 16 0.4 50,000 50,000 Ltd. New Dimension Resources Common Shares Zacharias, Bernie 5 29/12/2010 16 0.24 162,500 62,500 Ltd. New Dimension Resources Warrants Zacharias, Bernie 5 29/12/2010 16 181,250 31,250 Ltd. New Flyer Industries Canada Performance Units Asham, Carl Glenn 5 15/08/2005 00 125,984 ULC New Flyer Industries Canada Performance Units Asham, Carl Glenn 5 01/01/2011 56 143,166 17,182 ULC New Flyer Industries Canada Performance Units Harper, Janice 5 05/10/2009 00 28,251 ULC New Flyer Industries Canada Performance Units Harper, Janice 5 01/01/2011 56 36,974 8,723 ULC New Flyer Industries Canada Performance Units Joseph, Wayne Ray 5 21/07/2008 00 135,702 ULC New Flyer Industries Canada Performance Units Joseph, Wayne Ray 5 01/01/2011 56 165,836 30,134 ULC
January 14, 2011 (2011) 34 OSCB 594 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
New Flyer Industries Canada Performance Units Lewis, Margaret Ann 5 19/10/2009 00 32,653 ULC New Flyer Industries Canada Performance Units Lewis, Margaret Ann 5 01/01/2011 56 42,169 9,516 ULC New Flyer Industries Canada Performance Units Marinucci, Giovanni (John) 4 19/08/2005 00 59,404 ULC New Flyer Industries Canada Performance Units Peper, Johannes (Hans) 5 19/08/2005 00 138,729 ULC New Flyer Industries Canada Performance Units Peper, Johannes (Hans) 5 01/01/2011 56 154,589 15,860 ULC New Flyer Industries Canada Performance Units Pewarchuk, Colin Michael 5 27/02/2006 00 125,984 ULC New Flyer Industries Canada Performance Units Pewarchuk, Colin Michael 5 01/01/2011 56 136,690 10,706 ULC New Flyer Industries Canada Performance Units Smith, Paul Warren Dennis 5 15/08/2005 00 138,729 ULC New Flyer Industries Canada Performance Units Smith, Paul Warren Dennis 5 01/01/2011 56 154,589 15,860 ULC New Flyer Industries Canada Performance Units Soubry, Paul 5 19/01/2009 00 234,936 ULC New Flyer Industries Canada Performance Units Soubry, Paul 5 01/01/2011 56 329,436 94,500 ULC New Flyer Industries Canada Performance Units Stoddart, Christopher 5 03/12/2007 00 97,012 ULC James New Flyer Industries Canada Performance Units Stoddart, Christopher 5 01/01/2011 56 107,321 10,309 ULC James New Flyer Industries Canada Performance Units White, David Michael 5 15/08/2005 00 125,984 ULC New Flyer Industries Canada Performance Units White, David Michael 5 01/01/2011 56 136,690 10,706 ULC New Flyer Industries Canada Performance Units Wood, Kevin Gerard 5 19/01/2009 00 66,831 ULC New Flyer Industries Canada Performance Units Wood, Kevin Gerard 5 01/01/2011 56 77,140 10,309 ULC New Flyer Industries Inc. Performance Units Asham, Carl Glenn 5 15/08/2005 00 125,984 New Flyer Industries Inc. Performance Units Asham, Carl Glenn 5 01/01/2011 56 143,166 17,182 New Flyer Industries Inc. Performance Units Harper, Janice 5 05/10/2009 00 28,251 New Flyer Industries Inc. Performance Units Harper, Janice 5 01/01/2011 56 36,974 8,723 New Flyer Industries Inc. Performance Units Joseph, Wayne Ray 5 21/07/2008 00 135,702 New Flyer Industries Inc. Performance Units Joseph, Wayne Ray 5 01/01/2011 56 165,836 30,134 New Flyer Industries Inc. Performance Units Lewis, Margaret Ann 5 19/10/2009 00 32,653 New Flyer Industries Inc. Performance Units Lewis, Margaret Ann 5 01/01/2011 56 42,169 9,516 New Flyer Industries Inc. Performance Units Marinucci, Giovanni (John) 4 19/08/2005 00 59,404
New Flyer Industries Inc. Performance Units Peper, Johannes (Hans) 5 19/08/2005 00 138,729 New Flyer Industries Inc. Performance Units Peper, Johannes (Hans) 5 01/01/2011 56 154,589 15,860 New Flyer Industries Inc. Performance Units Pewarchuk, Colin Michael 5 27/02/2006 00 125,984 New Flyer Industries Inc. Performance Units Pewarchuk, Colin Michael 5 01/01/2011 56 136,690 10,706 New Flyer Industries Inc. Performance Units Smith, Paul Warren Dennis 5 15/08/2005 00 138,729
New Flyer Industries Inc. Performance Units Smith, Paul Warren Dennis 5 01/01/2011 56 154,589 15,860
New Flyer Industries Inc. Performance Units Soubry, Paul 5 19/01/2009 00 234,936 New Flyer Industries Inc. Performance Units Soubry, Paul 5 01/01/2011 56 329,436 94,500 New Flyer Industries Inc. Performance Units Stoddart, Christopher 5 03/12/2007 00 97,012 James New Flyer Industries Inc. Performance Units Stoddart, Christopher 5 01/01/2011 56 107,321 10,309 James New Flyer Industries Inc. Performance Units White, David Michael 5 15/08/2005 00 125,984 New Flyer Industries Inc. Performance Units White, David Michael 5 01/01/2011 56 136,690 10,706 New Flyer Industries Inc. Performance Units Wood, Kevin Gerard 5 19/01/2009 00 66,831 New Flyer Industries Inc. Performance Units Wood, Kevin Gerard 5 01/01/2011 56 77,140 10,309 New High Ridge Resources Options Foreman, Ian James 4 04/01/2011 00 400,000 Inc. New High Ridge Resources Options McLeary, Mark 4, 5 04/01/2011 00 400,000 Inc. Newalta Corporation Options Borys, Michael 5 04/01/2011 50 11.93 240,000 55,000 Newalta Corporation Options Cadotte, Alan Paul 4, 5 04/01/2011 50 11.93 640,000 140,000 Newalta Corporation Options Donaleshen, Terry Peter 5 04/01/2011 50 11.93 236,200 55,000 Newalta Corporation Options Dugandzic, Peter Anthony 5 04/01/2011 50 11.93 268,000 65,000 Newalta Corporation Options MacDonald, Bob 4 04/01/2011 50 11.93 48,875 12,500 Newalta Corporation Options McClimans, James Lynn 5 04/01/2011 50 11.93 96,000 20,000 Newalta Corporation Options Milligan, R. Vance 4 04/01/2011 50 11.93 50,000 12,500
January 14, 2011 (2011) 34 OSCB 595 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Newalta Corporation Options Pecharsky, Douglas Allen 5 04/01/2011 50 11.93 201,200 55,000 Newalta Corporation Options Pinder, Richard Hughes 4 04/01/2011 50 11.93 51,000 12,500 Newalta Corporation Options Pridham, Gordon E. 4 04/01/2011 50 11.93 64,500 12,500 Newalta Corporation Options Riddell Rose, Susan 4 04/01/2011 50 11.93 37,500 12,500 Newalta Corporation Options Ryley, Thomas Lovett 4 04/01/2011 50 11.93 37,500 12,500 Newalta Corporation Options Stewart, Barry D. 4 04/01/2011 50 11.93 50,500 12,500 Newalta Corporation Options Wells, Harry Allan 5 04/01/2011 50 11.93 100,000 20,000 Newalta Corporation Options Whiteley, Took 5 04/01/2011 50 11.93 260,000 55,000 Newalta Corporation Options Wilkie, James Craig 5 04/01/2011 50 11.93 267,000 65,000 Newport Partners Income Options Baillie, Aubrey 6 20/10/2005 00 Fund Newport Partners Income Options Baillie, Aubrey 6 14/12/2010 50 100,000 100,000 Fund Newport Partners Income Options Bell, John K. 4 18/10/2005 00 Fund Newport Partners Income Options Bell, John K. 4 14/12/2010 50 50,000 50,000 Fund Newport Partners Income Options Bell, John K. 4 14/12/2010 50 100,000 50,000 Fund Newport Partners Income Options Brown, Douglas 6 14/12/2010 50 500,000 200,000 Fund Newport Partners Income Options Edwards, Kenneth Michael 4 08/08/2005 00 Fund Newport Partners Income Options Edwards, Kenneth Michael 4 14/12/2010 50 50,000 50,000 Fund Newport Partners Income Options Halbert, Keith 5 14/12/2010 50 1,800,000 900,000 Fund Newport Partners Income Options Hatcher, Christopher Paul 5 14/12/2010 50 2,200,000 1,100,000 Fund Newport Partners Income Options Hutchings, Charles Pius 5 14/12/2010 50 1,500,000 750,000 Fund Newport Partners Income Options Ivey, Richard 4 08/08/2005 00 Fund Newport Partners Income Options Ivey, Richard 4 14/12/2010 50 50,000 50,000 Fund Newport Partners Income Options Kinney, Mark Andrew 6 14/12/2010 50 500,000 200,000 Fund Newport Partners Income Options Lloyd, David 6 14/12/2010 50 500,000 200,000 Fund Newport Partners Income Options MacDonald, Dean 5 14/12/2010 50 5,000,000 2,350,000 Fund Newport Partners Income Options Montgomery, Adrian Taylor 5 14/12/2010 50 1,500,000 1,000,000 Fund Newport Partners Income Options SMITH, GERRY H. 4 08/08/2005 00 Fund Newport Partners Income Options SMITH, GERRY H. 4 14/12/2010 50 50,000 50,000 Fund Nexen Inc. Rights Deferred Share Berry, William Baine 4 01/01/2011 56 22.9 15,165 33 Units Nexen Inc. Rights Deferred Share Bertram, Robert Gordon 4 31/12/2010 56 22.8 732 Units Nexen Inc. Rights Deferred Share Bertram, Robert Gordon 4 31/12/2010 56 22.8 732 Units Nexen Inc. Rights Deferred Share Bertram, Robert Gordon 4 01/01/2011 56 22.8 23,109 732 Units Nexen Inc. Rights Deferred Share Flanagan, Dennis Graham 4 01/01/2011 56 22.8 46,433 101 Units Nexen Inc. Rights Deferred Share Jackson, Steven Barry 4 01/01/2011 56 22.8 69,884 992 Units Nexen Inc. Rights Deferred Share Jenkins, Kevin John 4 05/01/2011 56 22.8 59,823 131 Units Nexen Inc. Rights Deferred Share McLellan, A. Anne 4 01/01/2011 56 22.8 44,456 496 Units Nexen Inc. Rights Deferred Share Newell, Eric P. 4 01/01/2011 56 22.8 79,817 1,014 Units Nexen Inc. Rights Deferred Share O'Neill, Thomas Charles 4 01/01/2011 56 22.8 56,589 124 Units Nexen Inc. Rights Deferred Share Saville, Q.C., Francis 4 01/01/2011 56 22.8 66,144 145 Units McLean Nexen Inc. Rights Deferred Share Willson, John Michael 4 01/01/2011 56 22.8 67,338 447 Units
January 14, 2011 (2011) 34 OSCB 596 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Nexen Inc. Rights Deferred Share Zaleschuk, Victor Jack 4 01/01/2011 56 22.8 48,238 106 Units Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.44 274,379 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.62 274,279 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.05 274,079 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.74 273,879 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.45 273,779 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.63 273,679 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.16 273,479 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.61 273,379 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.44 273,179 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.53 272,979 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.5 272,579 -400 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.54 272,179 -400 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.6 271,479 -700 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.4 270,679 -800 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.6 269,779 -900 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.61 269,679 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.62 269,579 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.63 269,479 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.66 269,179 -300 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.73 268,879 -300 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.74 268,379 -500 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.98 267,779 -600 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 103.65 267,079 -700 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104 266,979 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.22 266,779 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.32 266,579 -200 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.21 266,279 -300 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.1 265,879 -400 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.25 265,479 -400 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.48 265,079 -400 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 30/12/2010 10 104.31 264,479 -600 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 04/01/2011 51 53.7 276,979 12,500 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 04/01/2011 10 102.46 276,879 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 04/01/2011 10 102.45 276,779 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 04/01/2011 10 102.4 276,679 -100 Niko Resources Ltd. Common Shares Kathol, Conrad P. 4 04/01/2011 10 102.37 275,979 -700 Niko Resources Ltd. Options Kathol, Conrad P. 4 04/01/2011 51 53.7 87,500 -12,500 Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.5 1,067,524 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 104.75 1,066,524 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.75 1,064,524 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 104.71 1,064,224 -300 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.8 1,063,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.9 1,062,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 104.05 1,061,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.65 1,060,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 103.68 1,059,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 30/12/2010 10 104.35 1,058,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 51 53.7 1,133,224 75,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 103.8 1,132,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 103.85 1,131,224 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 104 1,131,024 -200 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 104.18 1,130,324 -700 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 104.06 1,130,224 -100 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 104.1 1,130,024 -200 STANLEY
January 14, 2011 (2011) 34 OSCB 597 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 103.9 1,129,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 31/12/2010 10 103.95 1,128,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.55 1,127,624 -400 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.5 1,126,424 -1,200 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.45 1,123,424 -3,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.4 1,122,424 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.25 1,121,024 -1,400 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103.05 1,120,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 103 1,118,024 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 102.9 1,117,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 102.85 1,116,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 102.8 1,115,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 102.75 1,113,024 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 04/01/2011 10 102.6 1,112,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.1 1,111,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.45 1,109,924 -1,100 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.5 1,108,924 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 100.85 1,107,924 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.47 1,107,224 -700 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.48 1,107,124 -100 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.49 1,107,024 -100 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 100.9 1,106,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 100.95 1,105,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101 1,103,024 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.05 1,101,024 -2,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.2 1,100,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.15 1,099,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 05/01/2011 10 101.4 1,098,024 -1,000 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 06/01/2011 10 100.25 1,097,824 -200 STANLEY Niko Resources Ltd. Common Shares SAMPSON, EDWARD 4 07/01/2011 51 53.7 1,200,949 103,125 STANLEY Niko Resources Ltd. Options SAMPSON, EDWARD 4 31/12/2010 51 53.7 1,362,500 -75,000 STANLEY Niko Resources Ltd. Options SAMPSON, EDWARD 4 07/01/2011 51 53.7 1,259,375 -103,125 STANLEY Nord Resources Corporation Units Deferred Stock Cook, John Francis 4 03/01/2011 46 320,988 58,036 Units Nord Resources Corporation Units Deferred Stock Hamilton, Douglas Post 4 31/12/2010 46 0.14 633,478 71,429 Units Nord Resources Corporation Common Shares Hirsch, Ronald Allen 4, 5 05/01/2011 46 0.14 8,625,905 82,418
Nord Resources Corporation Units Deferred Stock Seymour, Stephen Dana 4 31/12/2010 46 0.14 501,065 58,036 Units
January 14, 2011 (2011) 34 OSCB 598 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Norsemont Mining Inc. Rights Restricted Share Reynolds, Christopher 5 09/10/2007 00 Units (RSUs) Justin Norsemont Mining Inc. Rights Restricted Share Reynolds, Christopher 5 20/12/2010 97 81,967 81,967 Units (RSUs) Justin Norstar Securities Trust Trust Units 1470693 ONTARIO INC 3 31/12/2010 10 0.1 0 -566,400 Norstar Securities Trust Trust Units Sheridan, Michael 3, 4, 5 31/12/2010 10 0.1 2,010,612 566,400 North American Energy Deferred Share Unit Brokaw, George R. 4 31/12/2010 56 33,276 1,270 Partners Inc. (Common Shares) North American Energy Deferred Share Unit Brussa, John Albert 4 31/12/2010 56 12.01 26,178 1,332 Partners Inc. (Common Shares) North American Energy Deferred Share Unit Dodd, Peter 5 31/12/2010 56 17,633 1,270 Partners Inc. (Common Shares) North American Energy Deferred Share Unit Hawkins, John D. 4 31/12/2010 56 36,229 1,197 Partners Inc. (Common Shares) North American Energy Deferred Share Unit McIntosh, Ronald A 4 31/12/2010 56 48,179 763 Partners Inc. (Common Shares) North American Energy Deferred Share Unit Oehmig, William C. 4 31/12/2010 56 49,576 1,384 Partners Inc. (Common Shares) North American Energy Deferred Share Unit Sello, Allen 4 31/12/2010 56 26,127 1,520 Partners Inc. (Common Shares) North American Energy Deferred Share Unit TOMSETT, PETER 4 31/12/2010 56 59,141 2,852 Partners Inc. (Common Shares) WILLIAM North American Energy Deferred Share Unit Turner, K. Rick 4 31/12/2010 56 25,220 1,270 Partners Inc. (Common Shares) North American Palladium Common Shares Berlin, Steven Ritt 4 13/12/2010 10 4.25 2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 13/12/2010 10 4.25 2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 13/12/2010 10 6.41 -2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 13/12/2010 10 6.41 -2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 31/12/2010 10 6.95 -2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 31/12/2010 10 6.95 51,500 -2,500 Ltd. North American Palladium Common Shares Berlin, Steven Ritt 4 03/01/2011 10 7.05 49,000 -2,500 Ltd. North American Palladium Warrants Berlin, Steven Ritt 4 13/12/2010 54 4.25 -2,500 Ltd. North American Palladium Warrants Berlin, Steven Ritt 4 13/12/2010 54 4.25 -2,500 Ltd. North American Palladium Warrants Berlin, Steven Ritt 4 13/12/2010 10 2.16 1,500 -2,500 Ltd. North American Palladium Common Shares Mell, Trent Charles Arthur 5 04/01/2011 54 4.25 28,000 5,000 Ltd. North American Palladium Warrants Mell, Trent Charles Arthur 5 04/01/2011 54 4.25 5,000 -5,000 Ltd. North American Palladium Options Passfield, David 5 31/12/2010 38 133,333 -30,000 Ltd. North American Palladium Options Passfield, David 5 31/12/2010 38 103,333 -30,000 Ltd. North American Palladium Options Passfield, David 5 31/12/2010 38 100,000 -3,333 Ltd. North American Palladium Options Passfield, David 5 31/12/2010 38 0 -100,000 Ltd. North Atlantic Resources Common Shares Kovacevic, John Gianni 4 04/01/2011 10 0.67 2,125,000 10,000 Ltd. North Atlantic Resources Common Shares Kovacevic, John Gianni 4 04/01/2011 10 0.62 2,175,000 50,000 Ltd. North Atlantic Resources Common Shares Kovacevic, John Gianni 4 05/01/2011 10 0.61 2,205,000 30,000 Ltd. North West Company Fund Trust Units The North West Company 3 01/01/2011 00 Inc. North West Company Fund Trust Units The North West Company 3 01/01/2011 36 48,378,000 48,378,000 Inc. North West Company Fund Trust Units Zmavc, Natalija 4 01/01/2011 00
North West Company Fund Trust Units Zmavc, Natalija 4 01/01/2011 00
North West Company Fund Trust Units Zmavc, Natalija 4 01/01/2011 36 48,378,000
January 14, 2011 (2011) 34 OSCB 599 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
North West Company Fund Trust Units Zmavc, Natalija 4 01/01/2011 36 48,378,000
Northern Gold Mining Inc. Options Culhane, Patrick Albert 4 29/12/2010 50 0.32 550,000 150,000 Northern Gold Mining Inc. Options Gervais, James Cyrille 5 29/12/2010 50 0.32 550,000 150,000 Northern Gold Mining Inc. Options Moeller, Eric M. 4 29/12/2010 50 0.32 550,000 150,000 Northern Gold Mining Inc. Options Shefsky, Martin 4, 5 29/12/2010 50 0.32 1,650,000 250,000 Northern Gold Mining Inc. Options Szustak, Eric 5 29/12/2010 50 0.32 780,000 150,000 Northern Gold Mining Inc. Options Waddington, Dennis 4 29/12/2010 50 550,000 150,000 Howson Northern Superior Common Shares Morris, Thomas, Findlay 5 06/01/2011 51 0.105 471,666 66,666 Resources Inc. Northern Superior Common Shares Morris, Thomas, Findlay 5 06/01/2011 51 0.12 704,999 233,333 Resources Inc. Northern Superior Options Morris, Thomas, Findlay 5 06/01/2011 51 0.105 2,258,334 -66,666 Resources Inc. Northern Superior Options Morris, Thomas, Findlay 5 06/01/2011 51 0.12 2,025,001 -233,333 Resources Inc. Northgate Minerals Common Shares MacPhail, Peter 5 21/12/2010 10 58,864 30,000 Corporation Northgate Minerals Common Shares MacPhail, Peter 5 21/12/2010 10 28,864 -30,000 Corporation Northgate Minerals Options MacPhail, Peter 5 21/12/2010 10 2.21 680,000 -30,000 Corporation Northland Power Inc. Common Shares Gloutney, Pierre 4 01/01/2011 00 948 Northland Power Inc. Common Shares Gloutney, Pierre 4 01/01/2011 00 15,236 Northland Power Inc. Common Shares Gloutney, Pierre 4 07/01/2011 10 16.13 15,536 300 Northland Power Inc. Common Shares Gloutney, Pierre 4 01/01/2011 00 1,334 Northland Power Inc. Common Shares Gloutney, Pierre 4 06/01/2011 10 15.8 2,334 1,000 Northland Power Inc. Common Shares Gloutney, Pierre 4 01/01/2011 00 21,278 Northquest Ltd. Common Shares BEACH, WAYNE 3 23/12/2010 10 0.75 40,000 Northquest Ltd. Common Shares BEACH, WAYNE 3 23/12/2010 10 0.75 2,337,285 4,000 Northstar Healthcare Inc. Common Shares Richardson, David Paul 5 30/12/2010 10 0.44 25,375 2,000 Northstar Healthcare Inc. Common Shares Richardson, David Paul 5 05/01/2011 10 0.45 27,750 2,375 NorthWest Healthcare deferred units Barkin, Martin 4 05/01/2011 30 11.5 2,480 782 Properties Real Estate Investment Trust NorthWest Healthcare deferred units Baron, Robert 4 05/01/2011 30 11.5 4,136 1,304 Properties Real Estate Investment Trust NorthWest Healthcare deferred units Crotty, Bernard W. 4 05/01/2011 30 11.5 4,136 1,304 Properties Real Estate Investment Trust NovaGold Resources Inc. Common Shares Francis, Kevin Albert 5 04/01/2011 30 20,514 46 Noveko International Inc. Common Shares Class A Falardeau, Alain 5 06/01/2011 10 0.47 25,000 10,000
NuLegacy Gold Corporation Options Matter, Albert 4, 5 12/11/2010 00
NuLegacy Gold Corporation Options Matter, Albert 4, 5 12/11/2010 00 750,000
NuLegacy Gold Corporation Options Steininger, Roger Claude 4, 5 12/11/2010 00
NuLegacy Gold Corporation Options Steininger, Roger Claude 4, 5 12/11/2010 00 750,000
NuLegacy Gold Corporation Options Tymkiw, Dmitri Waysl 4 12/11/2010 00
NuLegacy Gold Corporation Options Tymkiw, Dmitri Waysl 4 12/11/2010 00 300,000
NUVISTA ENERGY LTD. Options Dalman, Steven Jon 5 31/12/2010 52 10.6 250,350 -5,000 NUVISTA ENERGY LTD. Options Dalman, Steven Jon 5 31/12/2010 52 18.05 242,850 -7,500 NUVISTA ENERGY LTD. Options McDavid, Douglas 5 31/12/2010 52 10.6 264,000 -4,000 Christopher NUVISTA ENERGY LTD. Options McDavid, Douglas 5 31/12/2010 52 18.05 258,000 -6,000 Christopher NUVISTA ENERGY LTD. Options McKinnon, Daniel Bert 5 31/12/2010 52 10.6 254,500 -4,000 NUVISTA ENERGY LTD. Options McKinnon, Daniel Bert 5 31/12/2010 52 18.05 249,500 -5,000 NUVISTA ENERGY LTD. Options Truba, Joshua Thomas 5 31/12/2010 52 18.05 193,850 -2,500 NWT Uranium Corp. Options Danon, Raphael Yitzhak 5 29/12/2010 50 1,760,000 600,000 NWT Uranium Corp. Common Shares Esterhuizen, Anton Gabriel 4 25/05/2006 00
NWT Uranium Corp. Common Shares Esterhuizen, Anton Gabriel 4 05/01/2011 51 0.1 600,000 600,000
NWT Uranium Corp. Options Esterhuizen, Anton Gabriel 4 05/01/2011 51 0.1 300,000 -600,000
January 14, 2011 (2011) 34 OSCB 600 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Oceanus Resources Common Shares Gordon, Richard Basil 4, 5 04/01/2011 10 0.3 1,011,000 5,000 Corporation Oceanus Resources Common Shares Gordon, Richard Basil 4, 5 05/01/2011 10 0.3 1,013,000 2,000 Corporation Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/12/2010 38 6.17 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 01/12/2010 38 6.17 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 02/12/2010 38 6.2 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 02/12/2010 38 6.2 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 03/12/2010 38 6.15 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 03/12/2010 38 6.15 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 06/12/2010 38 6.27 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 06/12/2010 38 6.27 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 14/12/2010 38 6.31 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 14/12/2010 38 6.31 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 15/12/2010 38 6.31 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 15/12/2010 38 6.31 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 16/12/2010 38 6.32 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 16/12/2010 38 6.32 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 22/12/2010 38 6.5 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 22/12/2010 38 6.5 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 23/12/2010 38 6.434 500 500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 23/12/2010 38 6.434 0 -500 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 30/12/2010 38 6.55 200 200 Oil Sands Sector Fund Trust Units Oil Sands Sector Fund 1 30/12/2010 38 6.55 0 -200 Olympus Pacific Minerals Options Barclay, Charles Alexander 5 07/01/2011 50 0.72 2,223,791 257,440 Inc. Fordyce Olympus Pacific Minerals Options Bell, Sarah Jane 5 07/01/2011 50 0.72 441,221 128,720 Inc. Olympus Pacific Minerals Options Graham, Russell John 5 06/08/2007 00 Inc. Olympus Pacific Minerals Options Graham, Russell John 5 07/01/2011 50 0.72 102,976 102,976 Inc. Olympus Pacific Minerals Options SETON, DAVID 4 04/02/2003 00 Inc. ALEXANDER Olympus Pacific Minerals Options SETON, DAVID 4 07/01/2011 50 0.72 810,938 810,938 Inc. ALEXANDER Olympus Pacific Minerals Options SETON, JOHN ANDREW 4 07/01/2011 50 0.72 1,537,877 540,625 Inc. GOWANS Olympus Pacific Minerals Options SETON, PAUL 6 20/04/2005 00 Inc. FREDERICK Olympus Pacific Minerals Options SETON, PAUL 6 07/01/2011 50 0.72 270,313 270,313 Inc. FREDERICK Olympus Pacific Minerals Options Tiedemann, Peter 5 25/07/2006 00 Inc. Olympus Pacific Minerals Options Tiedemann, Peter 5 07/01/2011 50 0.72 257,440 257,440 Inc. Oncolytics Biotech Inc. Common Shares Gill, George McClung 5 15/12/2010 47 6.62 0 -5,000 ONEX CORPORATION Options Gilis, Konstantin 5 01/01/2011 00 140,000 OPAWICA EXPLORATIONS Warrants Antoniazzi, Paul Francis 4 30/12/2010 55 187,500 -50,000 INC. OPEL Solar International Common Shares Inwentash, Sheldon 6 29/12/2010 10 0.3326 8,600,000 100,000 Inc. OPEL Solar International Common Shares Inwentash, Sheldon 6 05/01/2011 10 0.3 8,700,000 100,000 Inc. OPEL Solar International Common Shares Pierhal, Leon M. 4, 5 05/01/2011 10 0.328 79,000 -46,000 Inc. OPEL Solar International Common Shares Pinetree Capital Ltd. 3 29/12/2010 10 0.3326 8,600,000 100,000 Inc. OPEL Solar International Common Shares Pinetree Capital Ltd. 3 05/01/2011 10 0.3 8,700,000 100,000 Inc. Open Range Energy Corp. Common Shares Griffith, David Mark 5 04/01/2011 10 1.87 46,347 -16,664 Open Range Energy Corp. Common Shares Winger, Harley Lewis 4 06/01/2011 10 1.81 72,658 10,000 Osisko Mining Corporation Common Shares Burzynski, John Feliks 5 07/01/2011 10 13.5 140,000 10,000
PACIFIC & WESTERN Common Shares 340268 Ontario Limited 3 31/12/2010 35 1,668,842 33,235 CREDIT CORP. PACIFIC & WESTERN Common Shares Asma, John William 7, 5 31/12/2010 35 24 5 CREDIT CORP. PACIFIC & WESTERN Common Shares Bratton, David A. 4, 7 31/12/2010 35 5,875 113 CREDIT CORP. PACIFIC & WESTERN Common Shares Hillier, Arnold Edward 4, 7 31/12/2010 35 28,972 304 CREDIT CORP.
January 14, 2011 (2011) 34 OSCB 601 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
PACIFIC & WESTERN Common Shares Litton, Colin Edward 4 31/12/2010 35 3,090 90 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 04/01/2011 10 3.21 13,427 4,600 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 05/01/2011 10 3.38 14,327 900 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 05/01/2011 10 3.39 14,627 300 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 05/01/2011 10 3.4 15,227 600 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 04/01/2011 10 3.39 2,700 400 CREDIT CORP. PACIFIC & WESTERN Common Shares Matrundola, Telemaco (Tel) 7, 5 04/01/2011 10 3.4 3,036 336 CREDIT CORP. PACIFIC & WESTERN Common Shares Ritchie, Charles Scott 4 31/12/2010 35 73,135 136 CREDIT CORP. PACIFIC & WESTERN Common Shares Taylor, Jonathan Francis 7, 5 31/12/2010 35 20,802 227 CREDIT CORP. Patrick Pacific Northern Gas Ltd. Rights DSU's Bingham, Wayne Mitchell 4 31/12/2010 56 29.305 1,589 16 Pacific Northern Gas Ltd. Rights DSU's Chase, Robert 4 31/12/2010 56 8,939 360 Pacific Northern Gas Ltd. Rights DSU's Fulton, Diane Margaret 4 31/12/2010 56 29.305 3,760 38 Pacific Northern Gas Ltd. Rights DSU's Fulton, Diane Margaret 4 31/12/2010 56 29.625 3,948 188 Pacific Northern Gas Ltd. Rights DSU's Johnston, Robert Bruce 4 31/12/2010 56 29.305 3,719 38 Pacific Northern Gas Ltd. Rights DSU's Johnston, Robert Bruce 4 31/12/2010 56 29.625 4,044 325 Pacific Northern Gas Ltd. Rights DSU's Unruh, David Gerard 4 31/12/2010 56 29.305 4,823 49 Pacific Northern Gas Ltd. Rights DSU's Unruh, David Gerard 4 31/12/2010 56 29.625 4,998 175 Pacific Northern Gas Ltd. Rights DSU's Willms, Arthur Henry 4 31/12/2010 56 29.305 3,895 39 Pacific Northern Gas Ltd. Rights DSU's Willms, Arthur Henry 4 31/12/2010 56 29.625 4,091 196 Pacific Northern Gas Ltd. Rights DSU's Woodruff, Janet Patricia 4 31/12/2010 56 29.305 3,314 34 Pacific Northern Gas Ltd. Rights DSU's Woodruff, Janet Patricia 4 31/12/2010 56 29.625 3,540 226 Painted Pony Petroleum Ltd. Common Shares Class A Slater, Donald James 5 29/12/2010 10 8.85 390,600 -20,000
Painted Pony Petroleum Ltd. Common Shares Class A Slater, Donald James 5 04/01/2011 10 8.78 370,600 -20,000
Paladin Labs Inc. Common Shares Walewicz, Joseph Andrew 5 15/12/2010 30 32.61 1,135 18 Palliser Oil & Gas DSU (cash-based only) Crowther, Kenneth 4 31/12/2010 56 40,488 2,155 Corporation Palliser Oil & Gas DSU (cash-based only) Fridhandler, Daryl Steven 4 31/12/2010 56 1.45 53,443 2,672 Corporation Palliser Oil & Gas DSU (cash-based only) Hayden, Stephen Cyril 4 31/12/2010 56 38,581 2,155 Corporation Palliser Oil & Gas DSU (cash-based only) Toole, Wayne Richard 4 31/12/2010 56 27,345 1,206 Corporation Paragon Minerals Common Shares Joe Dwek Management 3 05/01/2011 10 0.21 9,000 -151,333 Corporation Consultants 2007 Inc. Paragon Minerals Common Shares Joe Dwek Management 3 29/12/2010 10 0.24 2,754,999 -100,000 Corporation Consultants 2007 Inc. Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 51 13.2 2,800 2,000
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 51 21.55 8,800 6,000
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.49 8,600 -200
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.53 8,200 -400
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.54 8,100 -100
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.48 7,500 -600
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.52 2,300 -5,200
Paramount Resources Ltd. Common Shares Class A Bunio, Gary 5 04/01/2011 10 31.57 2,000 -300
Paramount Resources Ltd. Options Bunio, Gary 5 04/01/2011 51 13.2 53,000 -2,000
Paramount Resources Ltd. Options Bunio, Gary 5 04/01/2011 51 21.55 47,000 -6,000
Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 3, 4 04/01/2011 10 31.58 211,100 -800
Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 3, 4 04/01/2011 10 31.58 1,656,800 -6,500
Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 3, 4 04/01/2011 10 31.58 1,924,600 -7,500
January 14, 2011 (2011) 34 OSCB 602 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 3, 4 04/01/2011 10 31.58 4,615,400 -18,000
Paramount Resources Ltd. Common Shares Class A Claugus, Thomas Eugene 3, 4 04/01/2011 10 31.58 450,700 -1,800
Paramount Resources Ltd. Common Shares Class A Doyle, Lloyd M. 5 04/01/2011 51 7.34 23,500 21,000
Paramount Resources Ltd. Options Doyle, Lloyd M. 5 04/01/2011 51 7.34 46,000 -21,000
Paramount Resources Ltd. Common Shares Class A Knott, David M. 4 07/01/2011 10 30.508 331,150 -101,700
Paramount Resources Ltd. Common Shares Class A Knott, David M. 4 07/01/2011 10 30.508 574,600 -68,900
Paramount Resources Ltd. Common Shares Class A Knott, David M. 4 07/01/2011 10 30.508 46,400 -9,400
Paramount Resources Ltd. Common Shares Class A Knott, David M. 4 07/01/2011 10 30.508 175,500 -38,700
Paramount Resources Ltd. Common Shares Class A Wylie, Bernhard M. 4 05/01/2011 51 7.34 28,889 3,500
Paramount Resources Ltd. Common Shares Class A Wylie, Bernhard M. 4 05/01/2011 51 13.2 29,889 1,000
Paramount Resources Ltd. Common Shares Class A Wylie, Bernhard M. 4 05/01/2011 10 31.2 26,489 -3,400
Paramount Resources Ltd. Common Shares Class A Wylie, Bernhard M. 4 05/01/2011 10 31.04 25,389 -1,100
Paramount Resources Ltd. Options Wylie, Bernhard M. 4 05/01/2011 51 7.34 20,500 -3,500
Paramount Resources Ltd. Options Wylie, Bernhard M. 4 05/01/2011 10 13.2 -1,000
Paramount Resources Ltd. Options Wylie, Bernhard M. 4 05/01/2011 51 13.2 19,500 -1,000
Park Lawn Corporation Common Shares Boland, Lawrence Allan 3, 4, 5 31/12/2010 00 31,042 Park Lawn Corporation Common Shares Boland, Lawrence Allan 3, 4, 5 31/12/2010 00 360,076 Park Lawn Corporation Common Shares Falus, Thomas 4 31/12/2010 00 134,622 Park Lawn Corporation Common Shares Falus, Thomas 4 31/12/2010 00 32,367 Park Lawn Corporation Common Shares Mills, Franklin Andrew 3, 4, 5 31/12/2010 00 359,669 Park Lawn Corporation Common Shares Mills, Franklin Andrew 3, 4, 5 31/12/2010 00 378,080 Park Lawn Corporation Common Shares Mills, John Franklin 4 31/12/2010 00 58,318 Park Lawn Corporation Common Shares Mills, Patricia Jean Kenyon 3, 4, 5 31/12/2010 00 432,721
Park Lawn Corporation Common Shares Mills, Patricia Jean Kenyon 3, 4, 5 31/12/2010 00 378,080
Park Lawn Corporation Common Shares Rodrigue, Yvon 4 31/12/2010 00 19,801 Parkland Fuel Corporation Common Shares Ashacker, Kenneth Stewart 5 01/01/2011 00 1,243
Parkland Fuel Corporation Common Shares Bechtold, John Frederick 4 01/01/2011 00 32,358 Parkland Fuel Corporation Common Shares Bechtold, John Frederick 4 04/01/2011 90 11.43 37,694 5,336 Parkland Fuel Corporation Restricted Common Bechtold, John Frederick 4 01/01/2011 00 13,503 Shares Parkland Fuel Corporation Restricted Common Bechtold, John Frederick 4 04/01/2011 73 11.43 -5,336 Shares Parkland Fuel Corporation Restricted Common Bechtold, John Frederick 4 04/01/2011 90 11.43 8,167 -5,336 Shares Parkland Fuel Corporation Common Shares Chorlton, Michael William 4, 5 01/01/2011 00 162,547 Parkland Fuel Corporation Common Shares Chorlton, Michael William 4, 5 05/01/2011 90 11.43 206,935 44,388 Parkland Fuel Corporation Restricted Common Chorlton, Michael William 4, 5 01/01/2011 00 104,081 Shares Parkland Fuel Corporation Restricted Common Chorlton, Michael William 4, 5 05/01/2011 90 11.43 59,693 -44,388 Shares Parkland Fuel Corporation Share Options Chorlton, Michael William 4, 5 01/01/2011 00 120,000 Parkland Fuel Corporation Common Shares Cruickshank, Andrew Stuart 5 01/01/2011 00 1,022
Parkland Fuel Corporation Common Shares Dinning, James Francis 4 01/01/2011 00 30,154 Parkland Fuel Corporation Common Shares Dinning, James Francis 4 05/01/2011 90 11.43 36,117 5,963 Parkland Fuel Corporation Restricted Common Dinning, James Francis 4 01/01/2011 00 14,130 Shares Parkland Fuel Corporation Restricted Common Dinning, James Francis 4 05/01/2011 90 11.43 8,167 -5,963 Shares Parkland Fuel Corporation Share Options Dinning, James Francis 4 01/01/2011 00 45,000 Parkland Fuel Corporation Common Shares Espey, Robert Berthold 5 01/01/2011 00 3,000 Parkland Fuel Corporation Common Shares Espey, Robert Berthold 5 01/01/2011 00 2,000 Parkland Fuel Corporation Common Shares Espey, Robert Berthold 5 01/01/2011 00 16,402 Parkland Fuel Corporation Common Shares Espey, Robert Berthold 5 05/01/2011 90 11.43 28,464 12,062
January 14, 2011 (2011) 34 OSCB 603 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Parkland Fuel Corporation Restricted Common Espey, Robert Berthold 5 01/01/2011 00 36,185 Shares Parkland Fuel Corporation Restricted Common Espey, Robert Berthold 5 05/01/2011 90 11.43 24,123 -12,062 Shares Parkland Fuel Corporation Common Shares Ferland, Alain 4 01/01/2011 00 163,286 Parkland Fuel Corporation Common Shares Ferland, Alain 4 05/01/2011 90 11.43 169,564 6,278 Parkland Fuel Corporation Restricted Common Ferland, Alain 4 01/01/2011 00 14,445 Shares Parkland Fuel Corporation Restricted Common Ferland, Alain 4 05/01/2011 90 11.43 8,167 -6,278 Shares Parkland Fuel Corporation Share Options Ferland, Alain 4 01/01/2011 00 25,000 Parkland Fuel Corporation Common Shares Fink, Bob 5 01/01/2011 00 912 Parkland Fuel Corporation Common Shares Grondin, Kenneth Joseph 5 01/01/2011 00 10,730 Parkland Fuel Corporation Common Shares Grondin, Kenneth Joseph 5 05/01/2011 90 11.43 20,007 9,277 Parkland Fuel Corporation Restricted Common Grondin, Kenneth Joseph 5 01/01/2011 00 27,830 Shares Parkland Fuel Corporation Restricted Common Grondin, Kenneth Joseph 5 05/01/2011 90 11.43 18,553 -9,277 Shares Parkland Fuel Corporation Common Shares Mackey, Robert Gerard 5 01/01/2011 00 2,117 Dean Parkland Fuel Corporation Common Shares Mackey, Robert Gerard 5 05/01/2011 90 11.43 7,564 5,447 Dean Parkland Fuel Corporation Restricted Common Mackey, Robert Gerard 5 01/01/2011 00 16,341 Shares Dean Parkland Fuel Corporation Restricted Common Mackey, Robert Gerard 5 05/01/2011 90 11.43 10,894 -5,447 Shares Dean Parkland Fuel Corporation Common Shares MacPhail, Stewart 5 01/01/2011 00 5,065 Parkland Fuel Corporation Common Shares MacPhail, Stewart 5 05/01/2011 90 11.43 19,139 14,074 Parkland Fuel Corporation Restricted Common MacPhail, Stewart 5 01/01/2011 00 32,627 Shares Parkland Fuel Corporation Restricted Common MacPhail, Stewart 5 05/01/2011 90 11.43 18,553 -14,074 Shares Parkland Fuel Corporation Common Shares Pantelidis, James 4 01/01/2011 00 43,942 Parkland Fuel Corporation Common Shares Pantelidis, James 4 01/01/2011 00 5,643 Parkland Fuel Corporation Common Shares Pantelidis, James 4 01/01/2011 00 130,088 Parkland Fuel Corporation Common Shares Pantelidis, James 4 05/01/2011 90 11.43 142,328 12,240 Parkland Fuel Corporation Restricted Common Pantelidis, James 4 01/01/2011 00 Shares Parkland Fuel Corporation Restricted Common Pantelidis, James 4 01/01/2011 00 28,571 Shares Parkland Fuel Corporation Restricted Common Pantelidis, James 4 05/01/2011 90 11.43 16,331 -12,240 Shares Parkland Fuel Corporation Share Options Pantelidis, James 4 01/01/2011 00 7,311 Parkland Fuel Corporation Share Options Pantelidis, James 4 06/01/2011 52 7.27 0 -7,311 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 06/01/2011 30 868 68 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 01/01/2011 00 5,646 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 05/01/2011 30 6,288 642 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 05/01/2011 90 11.43 10,295 4,007 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 01/01/2011 00 800 Parkland Fuel Corporation Common Shares PEESKER, Shaun Marvin 5 01/01/2011 00 800 Parkland Fuel Corporation Restricted Common PEESKER, Shaun Marvin 5 01/01/2011 00 11,676 Shares Parkland Fuel Corporation Restricted Common PEESKER, Shaun Marvin 5 05/01/2011 90 11.43 7,669 -4,007 Shares Parkland Fuel Corporation Common Shares Putnam, Karen 5 01/01/2011 00 60,558 Parkland Fuel Corporation Common Shares Putnam, Karen 5 05/01/2011 90 11.43 62,711 2,153 Parkland Fuel Corporation Restricted Common Putnam, Karen 5 01/01/2011 00 6,460 Shares Parkland Fuel Corporation Restricted Common Putnam, Karen 5 05/01/2011 90 11.43 4,307 -2,153 Shares Parkland Fuel Corporation Common Shares ROGERS, Ronald D. 4 01/01/2011 00 19,810 Parkland Fuel Corporation Common Shares ROGERS, Ronald D. 4 05/01/2011 90 11.43 25,146 5,336 Parkland Fuel Corporation Restricted Common ROGERS, Ronald D. 4 01/01/2011 00 16,713 Shares Parkland Fuel Corporation Restricted Common ROGERS, Ronald D. 4 05/01/2011 90 11.43 11,377 -5,336 Shares Parkland Fuel Corporation Common Shares Sanford, William Stuart 5 01/01/2011 00 11,547 Parkland Fuel Corporation Common Shares Sanford, William Stuart 5 01/01/2011 00 53,752 Parkland Fuel Corporation Common Shares Sanford, William Stuart 5 01/01/2011 00 3,500 Parkland Fuel Corporation Common Shares Sanford, William Stuart 5 01/01/2011 00 56,914 Parkland Fuel Corporation Common Shares Sanford, William Stuart 5 05/01/2011 90 11.43 60,621 3,707 Parkland Fuel Corporation Restricted Common Sanford, William Stuart 5 01/01/2011 00 11,120 Shares
January 14, 2011 (2011) 34 OSCB 604 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Parkland Fuel Corporation Restricted Common Sanford, William Stuart 5 05/01/2011 90 11.43 7,413 -3,707 Shares Parkland Fuel Corporation Common Shares Spencer, David 4 01/01/2011 00 15,296 Parkland Fuel Corporation Restricted Common Spencer, David 4 01/01/2011 00 Shares Parkland Fuel Corporation Restricted Common Spencer, David 4 01/01/2011 00 Shares Parkland Fuel Corporation Share Options Spencer, David 4 01/01/2011 00 40,000 Parkland Fuel Corporation Common Shares Strating, Donna Jeanne 5 01/01/2011 00 1,609 Parkland Fuel Corporation Common Shares Szabo, Philip L 5 01/01/2011 00 2,535 Parkland Fuel Corporation Common Shares Szabo, Philip L 5 05/01/2011 90 11.43 3,942 1,407 Parkland Fuel Corporation Restricted Common Szabo, Philip L 5 01/01/2011 00 4,220 Shares Parkland Fuel Corporation Restricted Common Szabo, Philip L 5 05/01/2011 90 11.43 2,813 -1,407 Shares Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 107 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 218 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 05/01/2011 30 224 6 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 107 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 2,364 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 05/01/2011 30 2,401 37 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 12,385 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 05/01/2011 30 12,525 140 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 01/01/2011 00 88,076 Parkland Fuel Corporation Common Shares Williams, Bradley D. 5 05/01/2011 90 11.43 103,563 15,487 Parkland Fuel Corporation Restricted Common Williams, Bradley D. 5 01/01/2011 00 35,453 Shares Parkland Fuel Corporation Restricted Common Williams, Bradley D. 5 05/01/2011 90 11.43 19,966 -15,487 Shares Parkland Fuel Corporation Share Options Williams, Bradley D. 5 01/01/2011 00 46,500 Parkland Income Fund Trust Units Ashacker, Kenneth Stewart 5 10/12/2010 30 10.74 1,243 10
Parkland Income Fund Trust Units Bechtold, John Frederick 4 17/12/2010 30 10.74 32,358 2 Parkland Income Fund Restricted Units Brawn, Robert Gerald 4 01/01/2011 97 0 -14,130 Mamini Parkland Income Fund Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -32,463 Mamini Parkland Income Fund Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -9,521 Mamini Parkland Income Fund Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -45,829 Mamini Parkland Income Fund Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -62,032 Mamini Parkland Income Fund Trust Units Chorlton, Michael William 4, 5 17/12/2010 30 10.74 162,547 894 Parkland Income Fund Trust Units Cruickshank, Andrew Stuart 5 17/12/2010 30 10.74 1,022 8
Parkland Income Fund Trust Units Dinning, James Francis 4 17/12/2010 30 10.74 30,154 145 Parkland Income Fund Trust Units Espey, Robert Berthold 5 17/12/2010 30 10.74 16,402 156 Parkland Income Fund Trust Units Ferland, Alain 4 17/12/2010 30 10.74 130,280 1 Parkland Income Fund Trust Units Fink, Bob 5 17/12/2010 30 10.74 912 7 Parkland Income Fund Trust Units Grondin, Kenneth Joseph 5 17/12/2010 30 10.74 10,730 101 Parkland Income Fund Trust Units Mackey, Robert Gerard 5 17/12/2010 30 10.74 2,117 17 Dean Parkland Income Fund Trust Units MacPhail, Stewart 5 17/12/2010 30 10.74 5,065 26 Parkland Income Fund Trust Units Pantelidis, James 4 17/12/2010 30 10.74 113,792 158 Parkland Income Fund Trust Units PEESKER, Shaun Marvin 5 17/12/2010 30 10.74 5,646 59 Parkland Income Fund Trust Units ROGERS, Ronald D. 4 17/12/2010 30 10.74 19,810 191 Parkland Income Fund Trust Units Spencer, David 4 17/12/2010 30 10.74 15,296 33 Parkland Income Fund Trust Units Strating, Donna Jeanne 5 17/12/2010 30 10.74 1,609 14 Parkland Income Fund Trust Units Szabo, Philip L 5 17/12/2010 30 10.74 2,535 23 Parkland Income Fund Trust Units Williams, Bradley D. 5 17/12/2010 30 10.74 88,076 95 Parta Sustainable Solutions Common Shares Teuscher, Adrian A. 4 04/01/2011 10 0.05 5,526,304 12,000 Inc. Partner Jet Corp. Common Shares Herman, Michael William 3 06/01/2011 10 0.14 948,334 4,000 Pason Systems Inc. Common Shares Caisse de dépôt et 3 05/01/2011 10 14.19 8,233,236 -1,364 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 05/01/2011 10 14.19 8,232,100 -1,136 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 06/01/2011 10 14.2 8,228,827 -3,273 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 06/01/2011 10 14.2 8,226,100 -2,727 placement du Québec
January 14, 2011 (2011) 34 OSCB 605 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pason Systems Inc. Common Shares Caisse de dépôt et 3 07/01/2011 10 14 8,201,609 -24,491 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 07/01/2011 10 14 8,181,200 -20,409 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 07/01/2011 10 14.01 8,180,600 -600 placement du Québec Pason Systems Inc. Common Shares Caisse de dépôt et 3 07/01/2011 10 14.01 8,180,100 -500 placement du Québec Pason Systems Inc. Common Shares Rodda, Robert Alexander 5 25/11/2010 51 14.2 7,075 2,700 Pason Systems Inc. Common Shares Rodda, Robert Alexander 5 25/11/2010 10 14.2 4,375 -2,700 Pason Systems Inc. Common Shares Rodda, Robert Alexander 5 10/12/2010 51 14.2 31,675 27,300 Pason Systems Inc. Common Shares Rodda, Robert Alexander 5 10/12/2010 10 14.2 4,375 -27,300 Pason Systems Inc. Options Rodda, Robert Alexander 5 25/11/2010 51 14.2 217,300 -2,700 Pason Systems Inc. Options Rodda, Robert Alexander 5 10/12/2010 51 14.2 250,000 -27,300 Passport Energy Ltd. Common Shares Gulka, Christopher David 4, 5 04/01/2011 10 0.3 2,543,000 -35,500 Passport Energy Ltd. Common Shares Tkachuk, David George 4 03/11/2010 00 Passport Energy Ltd. Common Shares Tkachuk, David George 4 03/12/2010 00 Passport Energy Ltd. Options Tkachuk, David George 4 03/11/2010 00 Passport Energy Ltd. Options Tkachuk, David George 4 03/12/2010 00 100,000 Passport Potash Inc. Common Shares SHAFFER, LAARA 4 04/01/2011 51 0.1 450,500 300,000 Passport Potash Inc. Options SHAFFER, LAARA 4 04/01/2011 50 0.1 -300,000 Passport Potash Inc. Options SHAFFER, LAARA 4 04/01/2011 51 0.1 67,500 -300,000 Peak Energy Services Ltd. Common Shares Balderston, Monty Robert 5 31/12/2010 00
Peak Energy Services Ltd. Common Shares Balderston, Monty Robert 5 31/12/2010 97 172,622 172,622
Peak Energy Services Ltd. Options Balderston, Monty Robert 5 31/12/2010 00
Peak Energy Services Ltd. Options Balderston, Monty Robert 5 31/12/2010 97 342,501 342,501
Peak Energy Services Ltd. Common Shares Grafton, Richard Alfred 4 01/01/2011 00 1,250,000 Peak Energy Services Ltd. Common Shares Grafton, Richard Alfred 4 01/01/2011 00 1,350,000 Peak Energy Services Ltd. Common Shares Haslam, Christopher 4 01/01/2011 00 500,000 Peak Energy Services Ltd. Common Shares Haslam, Christopher 4 01/01/2011 00 2,350 Peak Energy Services Ltd. Common Shares Herbert, Dean 5 01/01/2011 00 87,767 Peak Energy Services Ltd. Options Herbert, Dean 5 01/01/2011 00 269,168 Peak Energy Services Ltd. Common Shares Huber, Matthew 5 01/01/2011 00 58,990 Peak Energy Services Ltd. Common Shares Huber, Matthew 5 01/01/2011 00 41,500 Peak Energy Services Ltd. Common Shares Huber, Matthew 5 01/01/2011 00 48,000 Peak Energy Services Ltd. Common Shares Huber, Matthew 5 01/01/2011 00 252,752 Peak Energy Services Ltd. Options Huber, Matthew 5 01/01/2011 00 489,168 Peak Energy Services Ltd. Common Shares Hudson, John E. 5 01/01/2011 00 86,897 Peak Energy Services Ltd. Options Hudson, John E. 5 01/01/2011 00 269,168 Peak Energy Services Ltd. Common Shares Jerome, Marion Marlene 5 01/01/2011 00 13,846 Peak Energy Services Ltd. Options Jerome, Marion Marlene 5 01/01/2011 00 60,139 Peak Energy Services Ltd. Common Shares Kaufmann, Dale 5 01/01/2011 00 30,055 Peak Energy Services Ltd. Options Kaufmann, Dale 5 01/01/2011 00 376,668 Peak Energy Services Ltd. Common Shares Kernaghan, Edward Hume 4 31/12/2010 00 103,513 Peak Energy Services Ltd. Common Shares Kernaghan, Edward Hume 4 31/12/2010 00 346,790 Peak Energy Services Ltd. Common Shares Kernaghan, Edward Hume 4 31/12/2010 00 1,606,320 Peak Energy Services Ltd. Common Shares Kernaghan, Edward Hume 4 31/12/2010 00 59,500 Peak Energy Services Ltd. Common Shares McFarlane, Geoffrey 5 01/01/2011 00 2,714 Peak Energy Services Ltd. Options McFarlane, Geoffrey 5 01/01/2011 00 65,000 Peak Energy Services Ltd. Common Shares Moore, Frederick 4 01/01/2011 00 130,000 Peak Energy Services Ltd. Common Shares Moore, Frederick 4 01/01/2011 00 135,000 Peak Energy Services Ltd. Common Shares Moore, Frederick 4 01/01/2011 00 235,000 Peak Energy Services Ltd. Common Shares Robinson, Douglas F. 4 01/01/2011 00 16,256 Peak Energy Services Ltd. Common Shares Robinson, Douglas F. 4 01/01/2011 00 500,000 Peak Energy Services Ltd. Common Shares Whitteron, Curt 4, 5 01/01/2011 00 254,143 Peak Energy Services Ltd. Common Shares Whitteron, Curt 4, 5 01/01/2011 00 219,193 Peak Energy Services Ltd. Common Shares Whitteron, Curt 4, 5 01/01/2011 00 8,959 Peak Energy Services Ltd. Common Shares Whitteron, Curt 4, 5 01/01/2011 00 333,141 Peak Energy Services Ltd. Common Shares Whitteron, Curt 4, 5 01/01/2011 00 60,000 Peak Energy Services Ltd. Options Whitteron, Curt 4, 5 01/01/2011 00 686,114 PEAK ENERGY SERVICES Options Balderston, Monty Robert 5 31/12/2010 97 0 -342,501 TRUST PEAK ENERGY SERVICES Trust Units Balderston, Monty Robert 5 31/12/2010 97 0 -172,622 TRUST PEAK ENERGY SERVICES Trust Units Grafton, Richard Alfred 4 01/01/2011 36 0 -1,250,000 TRUST PEAK ENERGY SERVICES Trust Units Grafton, Richard Alfred 4 01/01/2011 36 0 -1,350,000 TRUST
January 14, 2011 (2011) 34 OSCB 606 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
PEAK ENERGY SERVICES Trust Units Haslam, Christopher 4, 5 01/01/2011 36 0 -500,000 TRUST PEAK ENERGY SERVICES Trust Units Haslam, Christopher 4, 5 01/01/2011 36 0 -2,350 TRUST PEAK ENERGY SERVICES Options Herbert, Dean 5 01/01/2011 36 0 -269,168 TRUST PEAK ENERGY SERVICES Trust Units Herbert, Dean 5 01/01/2011 36 0 -87,767 TRUST PEAK ENERGY SERVICES Options Huber, Matthew 5 01/01/2011 36 0 -489,168 TRUST PEAK ENERGY SERVICES Trust Units Huber, Matthew 5 01/01/2011 36 0 -58,990 TRUST PEAK ENERGY SERVICES Trust Units Huber, Matthew 5 01/01/2011 36 0 -41,500 TRUST PEAK ENERGY SERVICES Trust Units Huber, Matthew 5 01/01/2011 36 0 -48,000 TRUST PEAK ENERGY SERVICES Trust Units Huber, Matthew 5 01/01/2011 36 0 -252,752 TRUST PEAK ENERGY SERVICES Options Hudson, John E. 5 01/01/2011 36 0 -269,168 TRUST PEAK ENERGY SERVICES Trust Units Hudson, John E. 5 01/01/2011 36 0 -86,897 TRUST PEAK ENERGY SERVICES Options Jerome, Marion Marlene 5 01/01/2011 36 0 -60,139 TRUST PEAK ENERGY SERVICES Trust Units Jerome, Marion Marlene 5 01/01/2011 36 0 -13,846 TRUST PEAK ENERGY SERVICES Options Kaufmann, Dale 5 01/01/2011 36 0 -376,668 TRUST PEAK ENERGY SERVICES Trust Units Kaufmann, Dale 5 01/01/2011 36 0 -30,055 TRUST PEAK ENERGY SERVICES Trust Units Kernaghan, Edward Hume 4 31/12/2010 22 0 -103,513 TRUST PEAK ENERGY SERVICES Trust Units Kernaghan, Edward Hume 4 31/12/2010 22 0 -346,790 TRUST PEAK ENERGY SERVICES Trust Units Kernaghan, Edward Hume 4 31/12/2010 22 0 -1,606,320 TRUST PEAK ENERGY SERVICES Trust Units Kernaghan, Edward Hume 4 31/12/2010 22 0 -59,500 TRUST PEAK ENERGY SERVICES Options McFarlane, Geoffrey 5 01/01/2011 36 0 -65,000 TRUST PEAK ENERGY SERVICES Trust Units McFarlane, Geoffrey 5 01/01/2011 36 0 -2,714 TRUST PEAK ENERGY SERVICES Trust Units Moore, Frederick 4 01/01/2011 36 0 -130,000 TRUST PEAK ENERGY SERVICES Trust Units Moore, Frederick 4 01/01/2011 36 0 -135,000 TRUST PEAK ENERGY SERVICES Trust Units Moore, Frederick 4 01/01/2011 36 0 -235,000 TRUST PEAK ENERGY SERVICES Trust Units Robinson, Douglas F. 4 01/01/2011 36 0 -16,256 TRUST PEAK ENERGY SERVICES Trust Units Robinson, Douglas F. 4 01/01/2011 36 0 -500,000 TRUST PEAK ENERGY SERVICES Options Whitteron, Curt 5 01/01/2011 36 350,114 -336,000 TRUST PEAK ENERGY SERVICES Options Whitteron, Curt 5 01/01/2011 36 0 -350,114 TRUST PEAK ENERGY SERVICES Trust Units Whitteron, Curt 5 01/01/2011 36 0 -254,143 TRUST PEAK ENERGY SERVICES Trust Units Whitteron, Curt 5 01/01/2011 36 0 -219,193 TRUST PEAK ENERGY SERVICES Trust Units Whitteron, Curt 5 01/01/2011 36 0 -8,959 TRUST PEAK ENERGY SERVICES Trust Units Whitteron, Curt 5 01/01/2011 36 0 -333,141 TRUST PEAK ENERGY SERVICES Trust Units Whitteron, Curt 5 01/01/2011 36 0 -60,000 TRUST Peer 1 Network Enterprises, Common Shares Banducci, Fabio Massimo 5 04/01/2011 10 1.59 663,333 -215,000 Inc. Peer 1 Network Enterprises, Common Shares Banducci, Fabio Massimo 5 06/01/2011 54 0.4 1,496,666 833,333 Inc. Peer 1 Network Enterprises, Common Shares Banducci, Fabio Massimo 5 04/01/2011 10 1.59 352,200 215,000 Inc.
January 14, 2011 (2011) 34 OSCB 607 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Peer 1 Network Enterprises, Common Shares Banducci, Fabio Massimo 5 04/01/2011 10 1.59 -215,000 Inc. Peer 1 Network Enterprises, Warrants Banducci, Fabio Massimo 5 05/01/2011 54 0.4 0 -833,333 Inc. Peer 1 Network Enterprises, Warrants Banducci, Fabio Massimo 5 05/01/2011 54 0.4 -833,333 Inc. Pele Mountain Resources Common Shares Inwentash, Sheldon 3 30/12/2010 10 0.2988 9,250,000 250,000 Inc. Pele Mountain Resources Common Shares Inwentash, Sheldon 3 31/12/2010 54 0.25 10,250,000 1,000,000 Inc. Pele Mountain Resources Common Shares Inwentash, Sheldon 3 31/12/2010 10 0.3 10,485,500 235,500 Inc. Pele Mountain Resources Common Shares Inwentash, Sheldon 3 04/01/2011 10 0.3738 11,098,500 613,000 Inc. Pele Mountain Resources Common Shares Inwentash, Sheldon 3 05/01/2011 10 0.5341 11,485,500 387,000 Inc. Pele Mountain Resources Warrants Inwentash, Sheldon 3 31/12/2010 54 0 -1,000,000 Inc. Pele Mountain Resources Options Shefsky, Alan Lawrence 4, 5 01/01/2011 50 4,650,000 300,000 Inc. Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 22 684 684 Corporation Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 22 2,156 2,156 Corporation Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Bowles, Douglas Currie 5 31/12/2010 22 38,940 38,940 Corporation Pengrowth Energy Deferred Entitlement Bowles, Douglas Currie 5 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Bowles, Douglas Currie 5 31/12/2010 22 13,611 13,611 Corporation Shares Pengrowth Energy PSU Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy PSU Bowles, Douglas Currie 5 31/12/2010 22 7,754 7,754 Corporation Pengrowth Energy Rights Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy Rights Bowles, Douglas Currie 5 31/12/2010 22 97,205 97,205 Corporation Pengrowth Energy RSU Bowles, Douglas Currie 5 31/12/2010 00 Corporation Pengrowth Energy RSU Bowles, Douglas Currie 5 31/12/2010 22 7,753 7,753 Corporation Pengrowth Energy Common Shares Causgrove, James Edward 5 31/12/2010 00 Corporation Arthur Pengrowth Energy Common Shares Causgrove, James Edward 5 31/12/2010 22 85,532 85,532 Corporation Arthur Pengrowth Energy Deferred Entitlement Causgrove, James Edward 5 31/12/2010 00 Corporation Shares Arthur Pengrowth Energy Deferred Entitlement Causgrove, James Edward 5 31/12/2010 22 29,127 29,127 Corporation Shares Arthur Pengrowth Energy PSU Causgrove, James Edward 5 31/12/2010 00 Corporation Arthur Pengrowth Energy PSU Causgrove, James Edward 5 31/12/2010 22 16,429 16,429 Corporation Arthur Pengrowth Energy Rights Causgrove, James Edward 5 31/12/2010 00 Corporation Arthur Pengrowth Energy Rights Causgrove, James Edward 5 31/12/2010 22 219,009 219,009 Corporation Arthur Pengrowth Energy RSU Causgrove, James Edward 5 31/12/2010 00 Corporation Arthur Pengrowth Energy RSU Causgrove, James Edward 5 31/12/2010 22 16,430 16,430 Corporation Arthur Pengrowth Energy Common Shares CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation GEORGE Pengrowth Energy Common Shares CHRISTENSEN, WILLIAM 5 31/12/2010 22 8,355 8,355 Corporation GEORGE
January 14, 2011 (2011) 34 OSCB 608 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pengrowth Energy Common Shares CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation GEORGE Pengrowth Energy Common Shares CHRISTENSEN, WILLIAM 5 31/12/2010 22 59,277 59,277 Corporation GEORGE Pengrowth Energy Deferred Entitlement CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation Shares GEORGE Pengrowth Energy Deferred Entitlement CHRISTENSEN, WILLIAM 5 31/12/2010 22 26,526 26,526 Corporation Shares GEORGE Pengrowth Energy PSU CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation GEORGE Pengrowth Energy PSU CHRISTENSEN, WILLIAM 5 31/12/2010 22 14,260 14,260 Corporation GEORGE Pengrowth Energy Rights CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation GEORGE Pengrowth Energy Rights CHRISTENSEN, WILLIAM 5 31/12/2010 22 183,912 183,912 Corporation GEORGE Pengrowth Energy RSU CHRISTENSEN, WILLIAM 5 31/12/2010 00 Corporation GEORGE Pengrowth Energy RSU CHRISTENSEN, WILLIAM 5 31/12/2010 22 14,261 14,261 Corporation GEORGE Pengrowth Energy Common Shares De Maio, Stephen Joseph 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares De Maio, Stephen Joseph 5 31/12/2010 22 28,207 28,207 Corporation Pengrowth Energy PSU De Maio, Stephen Joseph 5 31/12/2010 00 Corporation Pengrowth Energy PSU De Maio, Stephen Joseph 5 31/12/2010 22 2,536 2,536 Corporation Pengrowth Energy RSU De Maio, Stephen Joseph 5 31/12/2010 00 Corporation Pengrowth Energy RSU De Maio, Stephen Joseph 5 31/12/2010 22 2,536 2,536 Corporation Pengrowth Energy Common Shares Defosse, Brent Dale 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Defosse, Brent Dale 5 31/12/2010 22 6,143 6,143 Corporation Pengrowth Energy PSU Defosse, Brent Dale 5 31/12/2010 00 Corporation Pengrowth Energy PSU Defosse, Brent Dale 5 31/12/2010 22 8,580 8,580 Corporation Pengrowth Energy RSU Defosse, Brent Dale 5 31/12/2010 00 Corporation Pengrowth Energy RSU Defosse, Brent Dale 5 31/12/2010 22 8,580 8,580 Corporation Pengrowth Energy Common Shares EVANS, DAVID DEAN 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares EVANS, DAVID DEAN 5 31/12/2010 22 2,060 2,060 Corporation Pengrowth Energy Deferred Entitlement EVANS, DAVID DEAN 5 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement EVANS, DAVID DEAN 5 31/12/2010 22 5,112 5,112 Corporation Shares Pengrowth Energy PSU EVANS, DAVID DEAN 5 31/12/2010 00 Corporation Pengrowth Energy PSU EVANS, DAVID DEAN 5 31/12/2010 22 5,600 5,600 Corporation Pengrowth Energy Rights EVANS, DAVID DEAN 5 31/12/2010 00 Corporation Pengrowth Energy Rights EVANS, DAVID DEAN 5 31/12/2010 22 25,560 25,560 Corporation Pengrowth Energy RSU EVANS, DAVID DEAN 5 31/12/2010 00 Corporation Pengrowth Energy RSU EVANS, DAVID DEAN 5 31/12/2010 22 5,600 5,600 Corporation Pengrowth Energy Common Shares Evans, Derek Watson 4, 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Evans, Derek Watson 4, 5 31/12/2010 22 167,501 167,501 Corporation Pengrowth Energy Deferred Entitlement Evans, Derek Watson 4, 5 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Evans, Derek Watson 4, 5 31/12/2010 22 56,553 56,553 Corporation Shares
January 14, 2011 (2011) 34 OSCB 609 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pengrowth Energy PSU Evans, Derek Watson 4, 5 31/12/2010 00 Corporation Pengrowth Energy PSU Evans, Derek Watson 4, 5 31/12/2010 22 42,037 42,037 Corporation Pengrowth Energy Rights Evans, Derek Watson 4, 5 31/12/2010 00 Corporation Pengrowth Energy Rights Evans, Derek Watson 4, 5 31/12/2010 22 189,093 189,093 Corporation Pengrowth Energy RSU Evans, Derek Watson 4, 5 31/12/2010 00 Corporation Pengrowth Energy RSU Evans, Derek Watson 4, 5 31/12/2010 22 42,038 42,038 Corporation Pengrowth Energy Common Shares Foo, Wayne Kim 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares Foo, Wayne Kim 4 31/12/2010 22 5,273 5,273 Corporation Pengrowth Energy Deferred Entitlement Foo, Wayne Kim 4 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Foo, Wayne Kim 4 31/12/2010 22 24,064 24,064 Corporation Shares Pengrowth Energy DSU Foo, Wayne Kim 4 31/12/2010 00 Corporation Pengrowth Energy DSU Foo, Wayne Kim 4 31/12/2010 22 7,557 7,557 Corporation Pengrowth Energy Rights Foo, Wayne Kim 4 31/12/2010 00 Corporation Pengrowth Energy Rights Foo, Wayne Kim 4 31/12/2010 22 7,500 7,500 Corporation Pengrowth Energy Common Shares Grasby, Andrew David 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Grasby, Andrew David 5 31/12/2010 22 2,500 2,500 Corporation Pengrowth Energy Common Shares Grasby, Andrew David 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Grasby, Andrew David 5 31/12/2010 22 1,944 1,944 Corporation Pengrowth Energy PSU Grasby, Andrew David 5 31/12/2010 00 Corporation Pengrowth Energy PSU Grasby, Andrew David 5 31/12/2010 22 13,539 13,539 Corporation Pengrowth Energy RSU Grasby, Andrew David 5 31/12/2010 00 Corporation Pengrowth Energy RSU Grasby, Andrew David 5 31/12/2010 22 13,539 13,539 Corporation Pengrowth Energy Common Shares McFarland, James D. 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares McFarland, James D. 4 31/12/2010 22 9,483 9,483 Corporation Pengrowth Energy Common Shares McFarland, James D. 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares McFarland, James D. 4 31/12/2010 22 6,308 6,308 Corporation Pengrowth Energy Deferred Entitlement McFarland, James D. 4 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement McFarland, James D. 4 31/12/2010 22 2,648 2,648 Corporation Shares Pengrowth Energy DSU McFarland, James D. 4 31/12/2010 00 Corporation Pengrowth Energy DSU McFarland, James D. 4 31/12/2010 22 7,557 7,557 Corporation Pengrowth Energy Common Shares Parrett, Michael S. 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares Parrett, Michael S. 4 31/12/2010 22 4,000 4,000 Corporation Pengrowth Energy Deferred Entitlement Parrett, Michael S. 4 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Parrett, Michael S. 4 31/12/2010 22 29,934 29,934 Corporation Shares Pengrowth Energy DSU Parrett, Michael S. 4 31/12/2010 00 Corporation Pengrowth Energy DSU Parrett, Michael S. 4 31/12/2010 22 7,557 7,557 Corporation
January 14, 2011 (2011) 34 OSCB 610 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pengrowth Energy Common Shares Poole, Albert Terence 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares Poole, Albert Terence 4 31/12/2010 22 40,000 40,000 Corporation Pengrowth Energy Common Shares Poole, Albert Terence 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares Poole, Albert Terence 4 31/12/2010 22 50,000 50,000 Corporation Pengrowth Energy Deferred Entitlement Poole, Albert Terence 4 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Poole, Albert Terence 4 31/12/2010 22 25,606 25,606 Corporation Shares Pengrowth Energy DSU Poole, Albert Terence 4 31/12/2010 00 Corporation Pengrowth Energy DSU Poole, Albert Terence 4 31/12/2010 22 7,557 7,557 Corporation Pengrowth Energy Common Shares Rosine, Bob 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Rosine, Bob 5 31/12/2010 22 14,901 14,901 Corporation Pengrowth Energy PSU Rosine, Bob 5 31/12/2010 00 Corporation Pengrowth Energy PSU Rosine, Bob 5 31/12/2010 22 17,835 17,835 Corporation Pengrowth Energy RSU Rosine, Bob 5 31/12/2010 00 Corporation Pengrowth Energy RSU Rosine, Bob 5 31/12/2010 22 17,836 17,836 Corporation Pengrowth Energy Common Shares Shirra, Diane Jacqueline 5 31/12/2010 00 Corporation Pengrowth Energy Common Shares Shirra, Diane Jacqueline 5 31/12/2010 22 12,773 12,773 Corporation Pengrowth Energy PSU Shirra, Diane Jacqueline 5 31/12/2010 00 Corporation Pengrowth Energy PSU Shirra, Diane Jacqueline 5 31/12/2010 22 8,066 8,066 Corporation Pengrowth Energy RSU Shirra, Diane Jacqueline 5 31/12/2010 00 Corporation Pengrowth Energy RSU Shirra, Diane Jacqueline 5 31/12/2010 22 8,066 8,066 Corporation Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 00 Corporation Godfrey Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 22 9,027 9,027 Corporation Godfrey Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 00 Corporation Godfrey Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 22 2,898 2,898 Corporation Godfrey Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 00 Corporation Godfrey Pengrowth Energy Common Shares Stewart, Donald Michael 4 31/12/2010 22 11,080 11,080 Corporation Godfrey Pengrowth Energy Deferred Entitlement Stewart, Donald Michael 4 31/12/2010 00 Corporation Shares Godfrey Pengrowth Energy Deferred Entitlement Stewart, Donald Michael 4 31/12/2010 22 26,067 26,067 Corporation Shares Godfrey Pengrowth Energy DSU Stewart, Donald Michael 4 31/12/2010 00 Corporation Godfrey Pengrowth Energy DSU Stewart, Donald Michael 4 31/12/2010 22 7,557 7,557 Corporation Godfrey Pengrowth Energy Common Shares Webster, Christopher 5 31/12/2010 00 Corporation Geoffrey Pengrowth Energy Common Shares Webster, Christopher 5 31/12/2010 22 19,102 19,102 Corporation Geoffrey Pengrowth Energy Common Shares Webster, Christopher 5 31/12/2010 00 Corporation Geoffrey Pengrowth Energy Common Shares Webster, Christopher 5 31/12/2010 22 185,745 185,745 Corporation Geoffrey Pengrowth Energy Deferred Entitlement Webster, Christopher 5 31/12/2010 00 Corporation Shares Geoffrey Pengrowth Energy Deferred Entitlement Webster, Christopher 5 31/12/2010 22 35,902 35,902 Corporation Shares Geoffrey
January 14, 2011 (2011) 34 OSCB 611 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pengrowth Energy PSU Webster, Christopher 5 31/12/2010 00 Corporation Geoffrey Pengrowth Energy PSU Webster, Christopher 5 31/12/2010 22 26,224 26,224 Corporation Geoffrey Pengrowth Energy Rights Webster, Christopher 5 31/12/2010 00 Corporation Geoffrey Pengrowth Energy Rights Webster, Christopher 5 31/12/2010 22 301,554 301,554 Corporation Geoffrey Pengrowth Energy RSU Webster, Christopher 5 31/12/2010 00 Corporation Geoffrey Pengrowth Energy RSU Webster, Christopher 5 31/12/2010 22 26,224 26,224 Corporation Geoffrey Pengrowth Energy Common Shares Zaozirny, John Brian 4 31/12/2010 00 Corporation Pengrowth Energy Common Shares Zaozirny, John Brian 4 31/12/2010 22 35,100 35,100 Corporation Pengrowth Energy Deferred Entitlement Zaozirny, John Brian 4 31/12/2010 00 Corporation Shares Pengrowth Energy Deferred Entitlement Zaozirny, John Brian 4 31/12/2010 22 51,749 51,749 Corporation Shares Pengrowth Energy DSU Zaozirny, John Brian 4 31/12/2010 00 Corporation Pengrowth Energy DSU Zaozirny, John Brian 4 31/12/2010 22 15,115 15,115 Corporation Pengrowth Energy Trust Rights Bowles, Douglas Currie 5 07/07/2010 58 - Expiration 102,205 -4,214 of rights
Pengrowth Energy Trust Trust Units Bowles, Douglas Currie 5 31/12/2010 30 10.39 2,156 160 Pengrowth Energy Trust Trust Units Bowles, Douglas Currie 5 31/12/2010 30 11.11 38,940 2,979 Pengrowth Energy Trust Rights Causgrove, James Edward 5 21/11/2010 58 - Expiration 219,009 -15,916 Arthur of rights
Pengrowth Energy Trust Trust Units Causgrove, James Edward 5 31/12/2010 30 1332 85,532 6,508 Arthur Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM 5 31/12/2010 30 10.54 8,578 223 GEORGE Pengrowth Energy Trust Trust Units CHRISTENSEN, WILLIAM 5 31/12/2010 30 11 59,277 7,350 GEORGE Pengrowth Energy Trust DSU Cumming, Thomas 4 31/12/2010 30 10.82 7,557 333 Alexander Pengrowth Energy Trust Trust Units Deferred Cumming, Thomas 4 31/12/2010 30 10.95 25,606 1,886 Entitlement Trust Units Alexander Class B Pengrowth Energy Trust PSU De Maio, Stephen Joseph 5 31/12/2010 22 0 -2,536 Pengrowth Energy Trust RSU De Maio, Stephen Joseph 5 31/12/2010 22 0 -2,536 Pengrowth Energy Trust Trust Units De Maio, Stephen Joseph 5 31/12/2010 22 12.9 27,256 438 Pengrowth Energy Trust Trust Units De Maio, Stephen Joseph 5 31/12/2010 22 12.5 28,207 951 Pengrowth Energy Trust Trust Units De Maio, Stephen Joseph 5 31/12/2010 22 0 -28,207 Pengrowth Energy Trust Trust Units Defosse, Brent Dale 5 03/05/2010 00 Pengrowth Energy Trust Trust Units Defosse, Brent Dale 5 31/12/2010 30 10.9 3,377 3,377 Pengrowth Energy Trust Trust Units EVANS, DAVID DEAN 5 31/12/2010 30 11.21 1,471 34 Pengrowth Energy Trust Trust Units EVANS, DAVID DEAN 5 31/12/2010 30 11.88 2,060 589 Pengrowth Energy Trust Deferred Entitlement Evans, Derek Watson 4, 5 31/12/2010 22 0 -56,553 Units Pengrowth Energy Trust PSU Evans, Derek Watson 4, 5 31/12/2010 22 0 -42,037 Pengrowth Energy Trust Rights Evans, Derek Watson 4, 5 31/12/2010 22 0 -189,093 Pengrowth Energy Trust RSU Evans, Derek Watson 4, 5 31/12/2010 22 0 -42,038 Pengrowth Energy Trust Trust Units Evans, Derek Watson 4, 5 31/12/2010 30 10.49 156,535 908 Pengrowth Energy Trust Trust Units Evans, Derek Watson 4, 5 31/12/2010 30 10.96 167,501 10,966 Pengrowth Energy Trust Trust Units Evans, Derek Watson 4, 5 31/12/2010 22 0 -167,501 Pengrowth Energy Trust Deferred Entitlement Foo, Wayne Kim 4 31/12/2010 30 10.95 24,064 1,772 Units Pengrowth Energy Trust Deferred Entitlement Foo, Wayne Kim 4 31/12/2010 22 0 -24,064 Units Pengrowth Energy Trust DSU Foo, Wayne Kim 4 31/12/2010 30 10.82 7,557 333 Pengrowth Energy Trust DSU Foo, Wayne Kim 4 31/12/2010 22 0 -7,557 Pengrowth Energy Trust Rights Foo, Wayne Kim 4 31/12/2010 22 0 -7,500
January 14, 2011 (2011) 34 OSCB 612 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pengrowth Energy Trust Trust Units Foo, Wayne Kim 4 31/12/2010 22 0 -5,273 Pengrowth Energy Trust Deferred Entitlement McFarland, James D. 4 31/12/2010 30 10.96 2,648 148 Units Pengrowth Energy Trust Deferred Entitlement McFarland, James D. 4 31/12/2010 22 0 -2,648 Units Pengrowth Energy Trust DSU McFarland, James D. 4 31/12/2010 30 10.82 7,557 333 Pengrowth Energy Trust DSU McFarland, James D. 4 31/12/2010 22 0 -7,557 Pengrowth Energy Trust Trust Units McFarland, James D. 4 31/12/2010 30 10.33 9,483 483 Pengrowth Energy Trust Trust Units McFarland, James D. 4 31/12/2010 22 0 -9,483 Pengrowth Energy Trust Trust Units McFarland, James D. 4 31/12/2010 30 10.33 6,308 308 Pengrowth Energy Trust Trust Units McFarland, James D. 4 31/12/2010 22 0 -6,308 Pengrowth Energy Trust Deferred Entitlement Parrett, Michael S. 4 31/12/2010 30 10.95 29,934 2,206 Units Pengrowth Energy Trust DSU Parrett, Michael S. 4 31/12/2010 30 10.82 7,557 333 Pengrowth Energy Trust Rights Parrett, Michael S. 4 28/07/2009 58 - Expiration 0 -15,000 of rights
Pengrowth Energy Trust Deferred Entitlement Poole, Albert Terence 4 31/12/2010 30 10.95 25,606 1,886 Units Pengrowth Energy Trust DSU Poole, Albert Terence 4 31/12/2010 30 10.82 7,557 333 Pengrowth Energy Trust Rights Poole, Albert Terence 4 07/07/2010 58 - Expiration 0 -15,000 of rights
Pengrowth Energy Trust Trust Units Rosine, Bob 5 31/12/2010 22 12.16 9,299 365 Pengrowth Energy Trust Trust Units Rosine, Bob 5 31/12/2010 22 11.03 14,742 5,443 Pengrowth Energy Trust Trust Units Rosine, Bob 5 31/12/2010 22 10.69 14,901 159 Pengrowth Energy Trust PSU Shirra, Diane Jacqueline 5 16/08/2010 46 11.21 3,151 3,151 Pengrowth Energy Trust RSU Shirra, Diane Jacqueline 5 16/08/2010 46 11.21 3,152 3,152 Pengrowth Energy Trust Trust Units Shirra, Diane Jacqueline 5 31/12/2010 22 11.07 11,696 4,441 Pengrowth Energy Trust Trust Units Shirra, Diane Jacqueline 5 31/12/2010 22 13.37 12,243 547 Pengrowth Energy Trust Trust Units Shirra, Diane Jacqueline 5 31/12/2010 22 10.15 12,773 530 Pengrowth Energy Trust Deferred Entitlement Stewart, Donald Michael 4 31/12/2010 30 10.95 26,067 1,921 Units Godfrey Pengrowth Energy Trust DSU Stewart, Donald Michael 4 31/12/2010 30 10.82 7,557 333 Godfrey Pengrowth Energy Trust Trust Units Stewart, Donald Michael 4 31/12/2010 30 10.41 9,027 732 Godfrey Pengrowth Energy Trust Trust Units Stewart, Donald Michael 4 31/12/2010 30 10.41 2,898 88 Godfrey Pengrowth Energy Trust Trust Units Stewart, Donald Michael 4 31/12/2010 30 10.41 11,080 934 Godfrey Pengrowth Energy Trust Trust Units Webster, Christopher 5 31/12/2010 36 12.78 19,102 431 Geoffrey Pengrowth Energy Trust Trust Units Webster, Christopher 5 31/12/2010 30 11.64 184,606 2,852 Geoffrey Pengrowth Energy Trust Trust Units Webster, Christopher 5 31/12/2010 36 12.78 185,745 1,139 Geoffrey Pengrowth Energy Trust Deferred Entitlement Zaozirny, John Brian 4 31/12/2010 30 10.95 51,749 3,811 Units Pengrowth Energy Trust DSU Zaozirny, John Brian 4 31/12/2010 30 10.85 15,115 666 Pengrowth Energy Trust Rights Zaozirny, John Brian 4 03/03/2010 58 - Expiration 0 -12,000 of rights
Penn West Energy Trust Rights Allard, James Edward 4 03/01/2011 22 0 -60,200 Penn West Energy Trust Trust Units Allard, James Edward 4 03/01/2011 22 0 -9,040 Penn West Energy Trust Trust Units Allard, James Edward 4 03/01/2011 22 0 -3,000 Penn West Energy Trust Rights ANDREW, WILLIAM E. 7 01/01/2011 22 0 -875,000 Penn West Energy Trust Trust Units ANDREW, WILLIAM E. 7 01/01/2011 22 0 -1,700 Penn West Energy Trust Trust Units ANDREW, WILLIAM E. 7 01/01/2011 22 0 -110,013 Penn West Energy Trust Trust Units ANDREW, WILLIAM E. 7 01/01/2011 22 0 -522 Penn West Energy Trust Trust Units ANDREW, WILLIAM E. 7 01/01/2011 22 0 -77,466 Penn West Energy Trust Trust Units ANDREW, WILLIAM E. 7 01/01/2011 22 0 -426
January 14, 2011 (2011) 34 OSCB 613 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Penn West Energy Trust 6.5% Convertible Brawn, Robert Gerald 4 01/01/2011 97 0 -450,000 Debentures, December Mamini 31, 2011 Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -87,071 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -10,013 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -15,504 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -7,398 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -61,286 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -31 Mamini Penn West Energy Trust Trust Units Brawn, Robert Gerald 4 01/01/2011 97 0 -7,268 Mamini Penn West Energy Trust Trust Units Brookman, George Homer 7 01/01/2011 22 0 -11,000
Penn West Energy Trust Trust Units Brookman, George Homer 7 01/01/2011 22 0 -4,000
Penn West Energy Trust Rights Brussa, John Albert 7 01/01/2011 22 0 -143,900 Penn West Energy Trust Trust Units Brussa, John Albert 7 01/01/2011 22 0 -389,410 Penn West Energy Trust Rights Burns, James 7 01/01/2011 22 0 -105,000 Penn West Energy Trust Trust Units Burns, James 7 01/01/2011 22 0 -1,146 Penn West Energy Trust Trust Units Burns, James 7 01/01/2011 22 0 -2,447 Penn West Energy Trust Rights Curran, Jeffery Alexander 7 01/01/2011 22 0 -245,000 Penn West Energy Trust Trust Units Curran, Jeffery Alexander 7 01/01/2011 22 0 -8,448 Penn West Energy Trust Rights Fitzgerald, Mark 7 01/01/2011 22 0 -358,333 Penn West Energy Trust Trust Units Fitzgerald, Mark 7 01/01/2011 22 0 -37,220 Penn West Energy Trust Trust Units Fitzgerald, Mark 7 01/01/2011 22 0 -771 Penn West Energy Trust Trust Units Fitzgerald, Mark 7 01/01/2011 22 0 -6,575 Penn West Energy Trust Rights Foulkes, Hilary, Amber 7 01/01/2011 22 0 -525,000 Penn West Energy Trust Trust Units Foulkes, Hilary, Amber 7 01/01/2011 22 0 -11,912 Penn West Energy Trust Rights Gegunde, Gregg 7 01/01/2011 22 0 -297,500 Penn West Energy Trust Trust Units Gegunde, Gregg 7 01/01/2011 22 0 -22,201 Penn West Energy Trust Trust Units Gilbert, Daryl Harvey 7 31/12/2010 30 19.33 5,264 222 Penn West Energy Trust Trust Units Gilbert, Daryl Harvey 7 01/01/2011 22 0 -5,264 Penn West Energy Trust Rights Henkelman, Wendy 7 01/01/2011 22 0 -126,666 Penn West Energy Trust Trust Units Henkelman, Wendy 7 01/01/2011 22 0 -6,818 Penn West Energy Trust Rights Hodge, Philip Blake 5 01/01/2011 22 0 -125,000 Penn West Energy Trust Trust Units Hodge, Philip Blake 5 01/01/2011 22 0 -4,384 Penn West Energy Trust Rights Jensen, Thane 7 01/01/2011 22 0 -465,000 Penn West Energy Trust Trust Units Jensen, Thane 7 01/01/2011 22 0 -1,915 Penn West Energy Trust Trust Units Jensen, Thane 7 01/01/2011 22 0 -21,633 Penn West Energy Trust Rights Keller, Brian 7 01/01/2011 22 0 -290,000 Penn West Energy Trust Trust Units Keller, Brian 7 01/01/2011 22 0 -39,930 Penn West Energy Trust Trust Units Keller, Brian 7 01/01/2011 22 0 -2,085 Penn West Energy Trust Rights Law, Lucas Kwang Tai 7 01/01/2011 22 0 -255,000 Penn West Energy Trust Trust Units Law, Lucas Kwang Tai 7 01/01/2011 22 0 -19,129 Penn West Energy Trust Trust Units Law, Lucas Kwang Tai 7 01/01/2011 22 0 -180 Penn West Energy Trust Rights Luft, Keith 7 01/01/2011 22 0 -453,333 Penn West Energy Trust Trust Units Luft, Keith 7 01/01/2011 22 0 -5,314 Penn West Energy Trust Trust Units Luft, Keith 7 01/01/2011 22 0 -4,835 Penn West Energy Trust Trust Units Luft, Keith 7 01/01/2011 22 0 -490 Penn West Energy Trust Trust Units Luft, Keith 7 01/01/2011 22 0 -777 Penn West Energy Trust Rights McClellan, Shirley Anne 7 01/01/2011 22 0 -50,000 Margaret Penn West Energy Trust Trust Units McClellan, Shirley Anne 7 01/01/2011 22 0 -6,370 Margaret Penn West Energy Trust Rights MIDDLETON, DAVID 7 01/01/2011 22 0 -790,000 WILLIAM Penn West Energy Trust Trust Units MIDDLETON, DAVID 7 01/01/2011 22 0 -58,566 WILLIAM Penn West Energy Trust Trust Units MIDDLETON, DAVID 7 01/01/2011 22 0 -51,958 WILLIAM Penn West Energy Trust Rights Nunns, Murray R. 7 01/01/2011 22 0 -910,000 Penn West Energy Trust Trust Units Nunns, Murray R. 7 01/01/2011 22 0 -13,500 Penn West Energy Trust Trust Units Nunns, Murray R. 7 01/01/2011 22 0 -77,590 Penn West Energy Trust Rights Potter, Frank 7 01/01/2011 22 0 -60,200 Penn West Energy Trust Trust Units Potter, Frank 7 01/01/2011 22 0 -4,970 Penn West Energy Trust Trust Units Potter, Frank 7 01/01/2011 22 0 -3,707 Penn West Energy Trust Trust Units Rich, R. Gregory 7 01/01/2011 22 0 -14,000
January 14, 2011 (2011) 34 OSCB 614 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Penn West Energy Trust Rights Robson, Don W. 7 01/01/2011 22 0 -270,000 Penn West Energy Trust Trust Units Robson, Don W. 7 01/01/2011 22 0 -9,709 Penn West Energy Trust Trust Units Robson, Don W. 7 01/01/2011 22 0 -15,135 Penn West Energy Trust Rights Rockley, Keith S 7 01/01/2011 22 0 -255,000 Penn West Energy Trust Trust Units Rockley, Keith S 7 01/01/2011 22 0 -3,596 Penn West Energy Trust Trust Units Rockley, Keith S 7 01/01/2011 22 0 -3,596 Penn West Energy Trust Trust Units Rockley, Keith S 7 01/01/2011 22 0 -31,965 Penn West Energy Trust Trust Units Schanck, Jack 7 01/01/2011 22 0 -5,000 Penn West Energy Trust Trust Units Schanck, Jack 7 01/01/2011 22 0 -5,000 Penn West Energy Trust Rights Shepherd, Robert Louis 7 01/01/2011 22 0 -275,000 Penn West Energy Trust Trust Units Shepherd, Robert Louis 7 01/01/2011 22 0 -2,266 Penn West Energy Trust Trust Units Shepherd, Robert Louis 7 01/01/2011 22 0 -5,802 Penn West Energy Trust 6.5% Convertible Smith, James Cameron 7 01/01/2011 22 0 -100,000 Debentures, December 31, 2011 Penn West Energy Trust Trust Units Smith, James Cameron 7 01/01/2011 22 0 -8,000 Penn West Energy Trust Trust Units Smith, James Cameron 7 01/01/2011 22 0 -32,000 Penn West Energy Trust Rights Sterna, David 7 01/01/2011 22 0 -270,000 Penn West Energy Trust Trust Units Sterna, David 7 01/01/2011 22 0 -41,489 Penn West Energy Trust Trust Units Sterna, David 7 01/01/2011 22 0 -1,872 Penn West Energy Trust Rights Takeyasu, Todd 7 01/01/2011 22 0 -530,833 Penn West Energy Trust Trust Units Takeyasu, Todd 7 01/01/2011 22 0 -49,829 Penn West Energy Trust Trust Units Takeyasu, Todd 7 01/01/2011 22 0 -1,200 Penn West Energy Trust Trust Units Takeyasu, Todd 7 01/01/2011 22 0 -509 Penn West Energy Trust Rights Tange, Kristian 7 01/01/2011 22 0 -97,500 Penn West Energy Trust Trust Units Tange, Kristian 7 01/01/2011 22 0 -20,551 Penn West Energy Trust Rights Wendt, Sherry Ann 7 01/01/2011 22 0 -53,840 Penn West Energy Trust Trust Units Wendt, Sherry Ann 7 01/01/2011 22 0 -4 Penn West Energy Trust Trust Units Wendt, Sherry Ann 7 01/01/2011 22 0 -3,500 Penn West Energy Trust Rights Wood, Donald Stuart 7 01/01/2011 22 0 -304,910 Penn West Energy Trust Trust Units Wood, Donald Stuart 7 01/01/2011 22 0 -11,587 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 22 1,700 1,700 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 22 110,013 110,013 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 22 522 522 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 22 77,466 77,466 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares ANDREW, WILLIAM E. 7 01/01/2011 22 426 426 Penn West Petroleum Ltd. Options ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Options ANDREW, WILLIAM E. 7 01/01/2011 22 875,000 875,000 Penn West Petroleum Ltd. Restricted Share Rights ANDREW, WILLIAM E. 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights ANDREW, WILLIAM E. 7 01/01/2011 22 875,000 875,000 Penn West Petroleum Ltd. 6.5% Convertable Brawn, Robert Gerald 4 01/01/2011 00 450,000 Debentures December Mamini 31, 2011 Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 15,504 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 10,013 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 7,398 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 61,286 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 87,071 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 31 Mamini Penn West Petroleum Ltd. Common Shares Brawn, Robert Gerald 4 01/01/2011 00 7,268 Mamini Penn West Petroleum Ltd. Common Shares Brookman, George Homer 7 01/01/2011 00
Penn West Petroleum Ltd. Common Shares Brookman, George Homer 7 01/01/2011 22 11,000 11,000
Penn West Petroleum Ltd. Common Shares Brookman, George Homer 7 01/01/2011 00
Penn West Petroleum Ltd. Common Shares Brookman, George Homer 7 01/01/2011 22 4,000 4,000
Penn West Petroleum Ltd. Common Shares Broos, Laurence 7 01/01/2011 00 1,421 Penn West Petroleum Ltd. Common Shares Broos, Laurence 7 01/01/2011 00 1,364 Penn West Petroleum Ltd. Options Broos, Laurence 7 01/01/2011 00 56,820
January 14, 2011 (2011) 34 OSCB 615 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Penn West Petroleum Ltd. Restricted Share Rights Broos, Laurence 7 01/01/2011 00 56,820 Penn West Petroleum Ltd. Common Shares Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Brussa, John Albert 4 01/01/2011 22 389,410 389,410 Penn West Petroleum Ltd. Rights (CSRIP) Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Brussa, John Albert 4 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Brussa, John Albert 4 01/01/2011 22 143,900 143,900 Penn West Petroleum Ltd. Common Shares Burns, James 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Burns, James 7 01/01/2011 22 1,146 1,146 Penn West Petroleum Ltd. Common Shares Burns, James 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Burns, James 7 01/01/2011 22 2,447 2,447 Penn West Petroleum Ltd. Options Burns, James 7 01/01/2011 00 Penn West Petroleum Ltd. Options Burns, James 7 01/01/2011 22 105,000 105,000 Penn West Petroleum Ltd. Restricted Share Rights Burns, James 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Burns, James 7 01/01/2011 22 105,000 105,000 Penn West Petroleum Ltd. Common Shares Curran, Jeffery Alexander 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Curran, Jeffery Alexander 7 01/01/2011 22 8,448 8,448 Penn West Petroleum Ltd. Options Curran, Jeffery Alexander 7 01/01/2011 00 Penn West Petroleum Ltd. Options Curran, Jeffery Alexander 7 01/01/2011 22 245,000 245,000 Penn West Petroleum Ltd. Restricted Share Rights Curran, Jeffery Alexander 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Curran, Jeffery Alexander 7 01/01/2011 22 245,000 245,000 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2010 00 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2011 22 771 771 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2010 00 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2011 22 37,220 37,220 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2010 00 Penn West Petroleum Ltd. Common Shares Fitzgerald, Mark 7 01/01/2011 22 6,575 6,575 Penn West Petroleum Ltd. Options Fitzgerald, Mark 7 01/01/2010 00 Penn West Petroleum Ltd. Options Fitzgerald, Mark 7 01/01/2011 22 358,333 358,333 Penn West Petroleum Ltd. Restricted Share Rights Fitzgerald, Mark 7 01/01/2010 00 Penn West Petroleum Ltd. Restricted Share Rights Fitzgerald, Mark 7 01/01/2011 22 358,333 358,333 Penn West Petroleum Ltd. Common Shares Foulkes, Hilary, Amber 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Foulkes, Hilary, Amber 7 01/01/2011 22 11,912 11,912 Penn West Petroleum Ltd. Options Foulkes, Hilary, Amber 7 01/01/2011 00 Penn West Petroleum Ltd. Options Foulkes, Hilary, Amber 7 01/01/2011 22 325,000 325,000 Penn West Petroleum Ltd. Restricted Share Rights Foulkes, Hilary, Amber 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Foulkes, Hilary, Amber 7 01/01/2011 22 325,000 325,000 Penn West Petroleum Ltd. Rights (CSRIP) Foulkes, Hilary, Amber 7 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Foulkes, Hilary, Amber 7 01/01/2011 22 200,000 200,000 Penn West Petroleum Ltd. Common Shares Gegunde, Gregg 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Gegunde, Gregg 7 01/01/2011 22 22,201 22,201 Penn West Petroleum Ltd. Options Gegunde, Gregg 7 01/01/2011 00 Penn West Petroleum Ltd. Options Gegunde, Gregg 7 01/01/2011 22 297,500 297,500 Penn West Petroleum Ltd. Restricted Share Rights Gegunde, Gregg 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Gegunde, Gregg 7 01/01/2011 22 297,500 297,500 Penn West Petroleum Ltd. Common Shares Gilbert, Daryl Harvey 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Gilbert, Daryl Harvey 7 01/01/2011 22 5,264 5,264 Penn West Petroleum Ltd. Common Shares Henkelman, Wendy 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Henkelman, Wendy 7 01/01/2011 22 6,818 6,818 Penn West Petroleum Ltd. Options Henkelman, Wendy 7 01/01/2011 00 Penn West Petroleum Ltd. Options Henkelman, Wendy 7 01/01/2011 22 126,666 126,666 Penn West Petroleum Ltd. Restricted Share Rights Henkelman, Wendy 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Henkelman, Wendy 7 01/01/2011 22 126,666 126,666 Penn West Petroleum Ltd. Common Shares Hodge, Philip Blake 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Hodge, Philip Blake 7 01/01/2011 22 4,384 4,384 Penn West Petroleum Ltd. Options Hodge, Philip Blake 7 01/01/2011 00 Penn West Petroleum Ltd. Options Hodge, Philip Blake 7 01/01/2011 22 125,000 125,000 Penn West Petroleum Ltd. Restricted Share Rights Hodge, Philip Blake 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Hodge, Philip Blake 7 01/01/2011 22 125,000 125,000 Penn West Petroleum Ltd. Common Shares Jensen, Thane 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Jensen, Thane 7 01/01/2011 22 1,915 1,915 Penn West Petroleum Ltd. Common Shares Jensen, Thane 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Jensen, Thane 7 01/01/2011 22 21,633 21,633 Penn West Petroleum Ltd. Options Jensen, Thane 7 01/01/2011 00 Penn West Petroleum Ltd. Options Jensen, Thane 7 01/01/2011 22 465,000 465,000 Penn West Petroleum Ltd. Restricted Share Rights Jensen, Thane 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Jensen, Thane 7 01/01/2011 22 465,000 465,000 Penn West Petroleum Ltd. Common Shares Keller, Brian 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Keller, Brian 7 01/01/2011 22 39,930 39,930 Penn West Petroleum Ltd. Common Shares Keller, Brian 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Keller, Brian 7 01/01/2011 22 2,085 2,085
January 14, 2011 (2011) 34 OSCB 616 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Penn West Petroleum Ltd. Options Keller, Brian 7 01/01/2011 00 Penn West Petroleum Ltd. Options Keller, Brian 7 01/01/2011 22 290,000 290,000 Penn West Petroleum Ltd. Restricted Share Rights Keller, Brian 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Keller, Brian 7 01/01/2011 22 290,000 290,000 Penn West Petroleum Ltd. Common Shares Law, Lucas Kwang Tai 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Law, Lucas Kwang Tai 7 01/01/2011 22 19,129 19,129 Penn West Petroleum Ltd. Common Shares Law, Lucas Kwang Tai 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Law, Lucas Kwang Tai 7 01/01/2011 22 180 180 Penn West Petroleum Ltd. Options Law, Lucas Kwang Tai 7 01/01/2011 00 Penn West Petroleum Ltd. Options Law, Lucas Kwang Tai 7 01/01/2011 22 255,000 255,000 Penn West Petroleum Ltd. Restricted Share Rights Law, Lucas Kwang Tai 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Law, Lucas Kwang Tai 7 01/01/2011 22 255,000 255,000 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 22 5,314 5,314 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 22 4,835 4,835 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 22 490 490 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Luft, Keith 7 01/01/2011 22 777 777 Penn West Petroleum Ltd. Options Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Options Luft, Keith 7 01/01/2011 22 453,333 453,333 Penn West Petroleum Ltd. Restricted Share Rights Luft, Keith 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Luft, Keith 7 01/01/2011 22 453,333 453,333 Penn West Petroleum Ltd. Common Shares McClellan, Shirley Anne 7 01/01/2011 00 Margaret Penn West Petroleum Ltd. Common Shares McClellan, Shirley Anne 7 01/01/2011 22 6,370 6,370 Margaret Penn West Petroleum Ltd. Rights (CSRIP) McClellan, Shirley Anne 7 01/01/2011 00 Margaret Penn West Petroleum Ltd. Rights (CSRIP) McClellan, Shirley Anne 7 01/01/2011 22 50,000 50,000 Margaret Penn West Petroleum Ltd. Common Shares MIDDLETON, DAVID 7 01/01/2011 00 WILLIAM Penn West Petroleum Ltd. Common Shares MIDDLETON, DAVID 7 01/01/2011 22 58,566 58,566 WILLIAM Penn West Petroleum Ltd. Common Shares MIDDLETON, DAVID 7 01/01/2011 00 WILLIAM Penn West Petroleum Ltd. Common Shares MIDDLETON, DAVID 7 01/01/2011 22 51,958 51,958 WILLIAM Penn West Petroleum Ltd. Options MIDDLETON, DAVID 7 01/01/2011 00 WILLIAM Penn West Petroleum Ltd. Options MIDDLETON, DAVID 7 01/01/2011 22 790,000 790,000 WILLIAM Penn West Petroleum Ltd. Restricted Share Rights MIDDLETON, DAVID 7 01/01/2011 00 WILLIAM Penn West Petroleum Ltd. Restricted Share Rights MIDDLETON, DAVID 7 01/01/2011 22 790,000 790,000 WILLIAM Penn West Petroleum Ltd. Common Shares Nunns, Murray R. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Nunns, Murray R. 7 01/01/2011 22 13,500 13,500 Penn West Petroleum Ltd. Common Shares Nunns, Murray R. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Nunns, Murray R. 7 01/01/2011 22 77,590 77,590 Penn West Petroleum Ltd. Options Nunns, Murray R. 7 01/01/2011 00 Penn West Petroleum Ltd. Options Nunns, Murray R. 7 01/01/2011 22 910,000 910,000 Penn West Petroleum Ltd. Restricted Share Rights Nunns, Murray R. 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Nunns, Murray R. 7 01/01/2011 22 910,000 910,000 Penn West Petroleum Ltd. Common Shares Potter, Frank 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Potter, Frank 7 01/01/2011 22 4,970 4,970 Penn West Petroleum Ltd. Common Shares Potter, Frank 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Potter, Frank 7 01/01/2011 22 3,707 3,707 Penn West Petroleum Ltd. Rights (CSRIP) Potter, Frank 7 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Potter, Frank 7 01/01/2011 22 60,200 60,200 Penn West Petroleum Ltd. Common Shares Rich, R. Gregory 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Rich, R. Gregory 7 01/01/2011 22 14,000 14,000 Penn West Petroleum Ltd. Common Shares Robson, Don W. 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Robson, Don W. 7 01/01/2011 22 24,844 24,844 Penn West Petroleum Ltd. Options Robson, Don W. 7 01/01/2011 00 Penn West Petroleum Ltd. Options Robson, Don W. 7 01/01/2011 22 270,000 270,000 Penn West Petroleum Ltd. Restricted Share Rights Robson, Don W. 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Robson, Don W. 7 01/01/2011 22 270,000 270,000 Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 22 3,596 3,596 Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 617 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 22 3,596 3,596 Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Rockley, Keith S 7 01/01/2011 22 31,965 31,965 Penn West Petroleum Ltd. Options Rockley, Keith S 7 01/01/2011 00 Penn West Petroleum Ltd. Options Rockley, Keith S 7 01/01/2011 22 255,000 255,000 Penn West Petroleum Ltd. Restricted Share Rights Rockley, Keith S 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Rockley, Keith S 7 01/01/2011 22 255,000 255,000 Penn West Petroleum Ltd. Common Shares Schanck, Jack 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Schanck, Jack 7 01/01/2011 22 5,000 5,000 Penn West Petroleum Ltd. Common Shares Schanck, Jack 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Schanck, Jack 7 01/01/2011 22 5,000 5,000 Penn West Petroleum Ltd. Common Shares Shepherd, Robert Louis 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Shepherd, Robert Louis 7 01/01/2011 22 2,266 2,266 Penn West Petroleum Ltd. Common Shares Shepherd, Robert Louis 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Shepherd, Robert Louis 7 01/01/2011 22 5,802 5,802 Penn West Petroleum Ltd. Options Shepherd, Robert Louis 7 01/01/2011 00 Penn West Petroleum Ltd. Options Shepherd, Robert Louis 7 01/01/2011 22 275,000 275,000 Penn West Petroleum Ltd. Restricted Share Rights Shepherd, Robert Louis 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Shepherd, Robert Louis 7 01/01/2011 22 275,000 275,000 Penn West Petroleum Ltd. 6.5% Convertable Smith, James Cameron 4 01/01/2011 00 100,000 Debentures December 31, 2011 Penn West Petroleum Ltd. Common Shares Smith, James Cameron 4 01/01/2011 00 8,000 Penn West Petroleum Ltd. Common Shares Smith, James Cameron 4 01/01/2011 00 32,000 Penn West Petroleum Ltd. Common Shares Sterna, David 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Sterna, David 7 01/01/2011 22 41,489 41,489 Penn West Petroleum Ltd. Common Shares Sterna, David 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Sterna, David 7 01/01/2011 22 1,872 1,872 Penn West Petroleum Ltd. Options Sterna, David 7 01/01/2011 00 Penn West Petroleum Ltd. Options Sterna, David 7 01/01/2011 22 270,000 270,000 Penn West Petroleum Ltd. Restricted Share Rights Sterna, David 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Sterna, David 7 01/01/2011 22 270,000 270,000 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 22 49,829 49,829 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 22 1,200 1,200 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Takeyasu, Todd 7 01/01/2011 22 509 509 Penn West Petroleum Ltd. Options Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Options Takeyasu, Todd 7 01/01/2011 22 480,833 480,833 Penn West Petroleum Ltd. Restricted Share Rights Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Takeyasu, Todd 7 01/01/2011 22 480,833 480,833 Penn West Petroleum Ltd. Rights (CSRIP) Takeyasu, Todd 7 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Takeyasu, Todd 7 01/01/2011 22 50,000 50,000 Penn West Petroleum Ltd. Common Shares Tange, Kristian 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Tange, Kristian 7 01/01/2011 22 20,551 20,551 Penn West Petroleum Ltd. Options Tange, Kristian 7 01/01/2011 00 Penn West Petroleum Ltd. Options Tange, Kristian 7 01/01/2011 22 97,500 97,500 Penn West Petroleum Ltd. Restricted Share Rights Tange, Kristian 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Tange, Kristian 7 01/01/2011 22 97,500 97,500 Penn West Petroleum Ltd. Common Shares Wendt, Sherry Ann 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Wendt, Sherry Ann 7 01/01/2011 22 4 4 Penn West Petroleum Ltd. Common Shares Wendt, Sherry Ann 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Wendt, Sherry Ann 7 01/01/2011 22 3,500 3,500 Penn West Petroleum Ltd. Options Wendt, Sherry Ann 7 01/01/2011 00 Penn West Petroleum Ltd. Options Wendt, Sherry Ann 7 01/01/2011 22 32,840 32,840 Penn West Petroleum Ltd. Restricted Share Rights Wendt, Sherry Ann 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Wendt, Sherry Ann 7 01/01/2011 22 32,840 32,840 Penn West Petroleum Ltd. Rights (CSRIP) Wendt, Sherry Ann 7 01/01/2011 00 Penn West Petroleum Ltd. Rights (CSRIP) Wendt, Sherry Ann 7 01/01/2011 22 21,000 21,000 Penn West Petroleum Ltd. Common Shares Wood, Donald Stuart 7 01/01/2011 00 Penn West Petroleum Ltd. Common Shares Wood, Donald Stuart 7 01/01/2011 22 11,587 11,587 Penn West Petroleum Ltd. Options Wood, Donald Stuart 7 01/01/2011 00 Penn West Petroleum Ltd. Options Wood, Donald Stuart 7 01/01/2011 22 304,910 304,910 Penn West Petroleum Ltd. Restricted Share Rights Wood, Donald Stuart 7 01/01/2011 00 Penn West Petroleum Ltd. Restricted Share Rights Wood, Donald Stuart 7 01/01/2011 22 304,910 304,910 Pennine Petroleum Common Shares wunderlich, Lyle 3 30/12/2010 10 0.035 6,511,000 43,000 Corporation Petroamerica Oil Corp. Common Shares Front Street Investment 3 06/01/2011 10 0.6916 25,196,100 -1,152,300 Management Inc. Petroamerica Oil Corp. Common Shares Keep, Gordon 5 05/01/2011 51 0.25 25,000 25,000 Petroamerica Oil Corp. Common Shares Keep, Gordon 5 05/01/2011 10 0.65 0 -25,000 Petroamerica Oil Corp. Options Keep, Gordon 5 05/01/2011 51 225,000 -25,000
January 14, 2011 (2011) 34 OSCB 618 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
PetroBakken Energy Ltd. Common Shares PetroBakken Energy Ltd. 1 24/12/2010 38 22.416 44,100 2,500 PetroBakken Energy Ltd. Common Shares PetroBakken Energy Ltd. 1 29/12/2010 38 22.088 48,400 4,300 PetroBakken Energy Ltd. Common Shares PetroBakken Energy Ltd. 1 30/12/2010 38 22.204 52,700 4,300 PetroBakken Energy Ltd. Common Shares PetroBakken Energy Ltd. 1 31/12/2010 38 21.996 57,000 4,300 Petrobank Energy and Common Shares Cheung, Peter 5 31/12/2010 30 40.96 4,194 194 Resources Ltd. Petrolympic Ltd. Common Shares Ekstein, Brocha 3 30/12/2010 10 0.165 12,199,357 3,500 Petrolympic Ltd. Common Shares Ekstein, Brocha 3 31/12/2010 10 0.18 12,202,357 3,000 Petrolympic Ltd. Common Shares Ekstein, Brocha 3 04/01/2011 10 0.19 12,205,857 3,500 Petrominerales Bermuda Common Shares CANO, RUBEN 5 01/01/2011 36 0 -1,576 Ltd. Petrominerales Bermuda Options CANO, RUBEN 5 01/01/2011 36 0 -108,000 Ltd. Petrominerales Bermuda Rights Incentives CANO, RUBEN 5 01/01/2011 36 0 -9,040 Ltd. Petrominerales Bermuda Common Shares Chant, Jeffrey MacIntosh 5 01/01/2011 36 0 -500 Ltd. Petrominerales Bermuda Options Chant, Jeffrey MacIntosh 5 01/01/2011 36 0 -84,000 Ltd. Petrominerales Bermuda Options Chant, Jeffrey MacIntosh 5 01/01/2011 36 0 -40,000 Ltd. Petrominerales Bermuda Rights Incentives Chant, Jeffrey MacIntosh 5 01/01/2011 36 0 -3,616 Ltd. Petrominerales Bermuda Rights Incentives Chant, Jeffrey MacIntosh 5 01/01/2011 36 0 -2,000 Ltd. Petrominerales Bermuda Common Shares Deferred Hatzinikolas, Andrea 5 01/01/2011 36 0 -3,894 Ltd. Petrominerales Bermuda Common Shares Deferred Knight, Allen Edward Albert 5 01/01/2011 36 0 -2,336 Ltd. Petrominerales Bermuda Options Knight, Allen Edward Albert 5 01/01/2011 36 0 -150,800 Ltd. Petrominerales Bermuda Rights Incentives Knight, Allen Edward Albert 5 01/01/2011 36 0 -92,592 Ltd. Petrominerales Bermuda Common Shares Lyngberg, J. Erik 5 01/01/2011 36 0 -3,311 Ltd. Petrominerales Bermuda Common Shares Deferred Lyngberg, J. Erik 5 01/01/2011 36 0 -21,543 Ltd. Petrominerales Bermuda Options Lyngberg, J. Erik 5 01/01/2011 36 0 -237,500 Ltd. Petrominerales Bermuda Rights Incentives Lyngberg, J. Erik 5 01/01/2011 36 0 -119,671 Ltd. Petrominerales Bermuda Common Shares Macdonald, Alastair Brodie 4 01/01/2011 36 0 -50,000 Ltd. Petrominerales Bermuda Common Shares Deferred Macdonald, Alastair Brodie 4 01/01/2011 36 0 -4,892 Ltd. Petrominerales Bermuda Options Macdonald, Alastair Brodie 4 01/01/2011 36 0 -80,000 Ltd. Petrominerales Bermuda Common Shares McKINNON, KENNETH 4 01/01/2011 36 0 -80,000 Ltd. RICHARD Petrominerales Bermuda Common Shares Deferred McKINNON, KENNETH 4 01/01/2011 36 0 -14,643 Ltd. RICHARD Petrominerales Bermuda Options McKINNON, KENNETH 4 01/01/2011 36 0 -160,000 Ltd. RICHARD Petrominerales Bermuda Common Shares Morales, Tannya Erika 5 01/01/2011 36 0 -69,803 Ltd. Petrominerales Bermuda Common Shares Deferred Morales, Tannya Erika 5 01/01/2011 36 0 -13,325 Ltd. Petrominerales Bermuda Options Morales, Tannya Erika 5 01/01/2011 36 0 -213,125 Ltd. Petrominerales Bermuda Rights Incentives Morales, Tannya Erika 5 01/01/2011 36 0 -2,420 Ltd. Petrominerales Bermuda Common Shares Oaks, Jerald Lindsay 4 01/01/2011 36 0 -120,000 Ltd. Petrominerales Bermuda Options Oaks, Jerald Lindsay 4 01/01/2011 36 0 -80,000 Ltd. Petrominerales Bermuda Common Shares Petro International Ltd. 3 01/01/2011 35 0 -65,254,127 Ltd. Petrominerales Bermuda Common Shares Petrobank Energy and 3, 2 01/01/2011 35 0 -65,254,127 Ltd. Resources Ltd. Petrominerales Bermuda Common Shares Ruttan, Corey Christopher 5 01/01/2011 36 0 -218,800 Ltd.
January 14, 2011 (2011) 34 OSCB 619 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Petrominerales Bermuda Common Shares Ruttan, Corey Christopher 5 01/01/2011 36 0 -21,000 Ltd. Petrominerales Bermuda Common Shares Deferred Ruttan, Corey Christopher 5 01/01/2011 36 0 -8,178 Ltd. Petrominerales Bermuda Options Ruttan, Corey Christopher 5 01/01/2011 36 0 -336,000 Ltd. Petrominerales Bermuda Rights Incentives Ruttan, Corey Christopher 5 01/01/2011 36 0 -64,976 Ltd. Petrominerales Bermuda Options Saina, Lorne Nicholas 5 01/01/2011 36 0 -210,000 Ltd. Petrominerales Bermuda Rights Incentives Saina, Lorne Nicholas 5 01/01/2011 36 0 -9,040 Ltd. Petrominerales Bermuda Common Shares Sarpi, Ernesto 4 01/01/2011 36 0 -61,500 Ltd. Petrominerales Bermuda Common Shares Deferred Sarpi, Ernesto 4 01/01/2011 36 0 -4,892 Ltd. Petrominerales Bermuda Options Sarpi, Ernesto 4 01/01/2011 36 0 -80,000 Ltd. Petrominerales Bermuda Common Shares Scott, John Francis 5 01/01/2011 36 0 -3,392 Ltd. Petrominerales Bermuda Common Shares Deferred Scott, John Francis 5 01/01/2011 36 0 -25,653 Ltd. Petrominerales Bermuda Options Scott, John Francis 5 01/01/2011 36 0 -352,500 Ltd. Petrominerales Bermuda Rights Incentives Scott, John Francis 5 01/01/2011 36 0 -4,520 Ltd. Petrominerales Bermuda Common Shares Sledz, Kelly 5 01/01/2011 36 0 -569 Ltd. Petrominerales Bermuda Options Sledz, Kelly 5 01/01/2011 36 0 -150,800 Ltd. Petrominerales Bermuda Rights Incentives Sledz, Kelly 5 01/01/2011 36 0 -9,040 Ltd. Petrominerales Bermuda Common Shares UMAÑA-VALENZUELA, 4 01/01/2011 36 0 -40,000 Ltd. ENRIQUE Petrominerales Bermuda Common Shares Deferred UMAÑA-VALENZUELA, 4 01/01/2011 36 0 -5,336 Ltd. ENRIQUE Petrominerales Bermuda Options UMAÑA-VALENZUELA, 4 01/01/2011 36 0 -80,000 Ltd. ENRIQUE Petrominerales Bermuda Common Shares WRIGHT, JOHN DAVID 4, 7 01/01/2011 36 0 -251,000 Ltd. Petrominerales Bermuda Common Shares Deferred WRIGHT, JOHN DAVID 4, 7 01/01/2011 36 0 -10,709 Ltd. Petrominerales Bermuda Options WRIGHT, JOHN DAVID 4, 7 01/01/2011 36 0 -80,000 Ltd. Petrominerales Bermuda Common Shares Ytreland, Geir Kristian 4 01/01/2011 36 0 -40,000 Ltd. Petrominerales Bermuda Common Shares Deferred Ytreland, Geir Kristian 4 01/01/2011 36 0 -6,004 Ltd. Petrominerales Bermuda Options Ytreland, Geir Kristian 4 01/01/2011 36 0 -100,000 Ltd. Petrominerales Ltd. Common Shares CANO, RUBEN 5 01/01/2011 00 1,576 Petrominerales Ltd. Options CANO, RUBEN 5 01/01/2011 00 108,000 Petrominerales Ltd. Rights Incentives CANO, RUBEN 5 01/01/2011 00 9,040 Petrominerales Ltd. Common Shares Chant, Jeffrey MacIntosh 5 01/01/2011 00 500 Petrominerales Ltd. Options Chant, Jeffrey MacIntosh 5 01/01/2011 00 84,000 Petrominerales Ltd. Options Chant, Jeffrey MacIntosh 5 01/01/2011 00 40,000 Petrominerales Ltd. Rights Incentives Chant, Jeffrey MacIntosh 5 01/01/2011 00 3,616 Petrominerales Ltd. Rights Incentives Chant, Jeffrey MacIntosh 5 01/01/2011 00 2,000 Petrominerales Ltd. Common Shares Deferred Hatzinikolas, Andrea 5 01/01/2011 00 3,894
Petrominerales Ltd. Common Shares Deferred Knight, Allen Edward Albert 5 01/01/2011 00 2,336
Petrominerales Ltd. Options Knight, Allen Edward Albert 5 01/01/2011 00 150,800
Petrominerales Ltd. Rights Incentives Knight, Allen Edward Albert 5 01/01/2011 00 92,592
Petrominerales Ltd. Common Shares Lyngberg, J. Erik 5 01/01/2011 00 3,311 Petrominerales Ltd. Common Shares Deferred Lyngberg, J. Erik 5 01/01/2011 00 21,543
Petrominerales Ltd. Options Lyngberg, J. Erik 5 01/01/2011 00 237,500 Petrominerales Ltd. Rights Incentives Lyngberg, J. Erik 5 01/01/2011 00 119,671
January 14, 2011 (2011) 34 OSCB 620 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Petrominerales Ltd. Common Shares Macdonald, Alastair Brodie 4 01/01/2011 00 50,000
Petrominerales Ltd. Common Shares Deferred Macdonald, Alastair Brodie 4 01/01/2011 00 4,892
Petrominerales Ltd. Options Macdonald, Alastair Brodie 4 01/01/2011 00 80,000
Petrominerales Ltd. Common Shares McKINNON, KENNETH 4 01/01/2011 00 80,000 RICHARD Petrominerales Ltd. Common Shares Deferred McKINNON, KENNETH 4 01/01/2011 00 14,643 RICHARD Petrominerales Ltd. Options McKINNON, KENNETH 4 01/01/2011 00 160,000 RICHARD Petrominerales Ltd. Common Shares Morales, Tannya Erika 5 01/01/2011 00 69,803 Petrominerales Ltd. Common Shares Deferred Morales, Tannya Erika 5 01/01/2011 00 13,325
Petrominerales Ltd. Options Morales, Tannya Erika 5 01/01/2011 00 213,125 Petrominerales Ltd. Rights Incentives Morales, Tannya Erika 5 01/01/2011 00 2,420 Petrominerales Ltd. Common Shares Oaks, Jerald Lindsay 4 01/01/2011 00 120,000 Petrominerales Ltd. Options Oaks, Jerald Lindsay 4 01/01/2011 00 80,000 Petrominerales Ltd. Common Shares Ruttan, Corey Christopher 5 01/01/2011 00 218,800
Petrominerales Ltd. Common Shares Ruttan, Corey Christopher 5 07/01/2011 10 35.37 168,800 -50,000
Petrominerales Ltd. Common Shares Ruttan, Corey Christopher 5 01/01/2011 00 21,000
Petrominerales Ltd. Common Shares Deferred Ruttan, Corey Christopher 5 01/01/2011 00 8,178
Petrominerales Ltd. Options Ruttan, Corey Christopher 5 01/01/2011 00 336,000
Petrominerales Ltd. Rights Incentives Ruttan, Corey Christopher 5 01/01/2011 00 64,976
Petrominerales Ltd. Options Saina, Lorne Nicholas 5 01/01/2011 00 210,000 Petrominerales Ltd. Rights Incentives Saina, Lorne Nicholas 5 01/01/2011 00 9,040 Petrominerales Ltd. Common Shares Sarpi, Ernesto 4 01/01/2011 00 61,500 Petrominerales Ltd. Common Shares Deferred Sarpi, Ernesto 4 01/01/2011 00 4,892
Petrominerales Ltd. Options Sarpi, Ernesto 4 01/01/2011 00 80,000 Petrominerales Ltd. Common Shares Scott, John Francis 5 01/01/2011 00 3,392 Petrominerales Ltd. Common Shares Deferred Scott, John Francis 5 01/01/2011 00 25,653
Petrominerales Ltd. Options Scott, John Francis 5 01/01/2011 00 352,500 Petrominerales Ltd. Rights Incentives Scott, John Francis 5 01/01/2011 00 4,520 Petrominerales Ltd. Common Shares Sledz, Kelly 5 01/01/2011 00 569 Petrominerales Ltd. Options Sledz, Kelly 5 01/01/2011 00 150,800 Petrominerales Ltd. Rights Incentives Sledz, Kelly 5 01/01/2011 00 9,040 Petrominerales Ltd. Common Shares UMAÑA-VALENZUELA, 4 01/01/2011 00 40,000 ENRIQUE Petrominerales Ltd. Common Shares Deferred UMAÑA-VALENZUELA, 4 01/01/2011 00 5,336 ENRIQUE Petrominerales Ltd. Options UMAÑA-VALENZUELA, 4 01/01/2011 00 80,000 ENRIQUE Petrominerales Ltd. Common Shares WRIGHT, JOHN DAVID 4 01/01/2011 00 251,000 Petrominerales Ltd. Common Shares WRIGHT, JOHN DAVID 4 07/01/2011 35 2,526,078 2,275,078 Petrominerales Ltd. Common Shares Deferred WRIGHT, JOHN DAVID 4 01/01/2011 00 10,709
Petrominerales Ltd. Options WRIGHT, JOHN DAVID 4 01/01/2011 00 80,000 Petrominerales Ltd. Common Shares Ytreland, Geir Kristian 4 01/01/2011 00 40,000 Petrominerales Ltd. Common Shares Ytreland, Geir Kristian 4 07/01/2011 51 3.75 60,000 20,000 Petrominerales Ltd. Common Shares Ytreland, Geir Kristian 4 07/01/2011 10 35.31 40,000 -20,000 Petrominerales Ltd. Common Shares Deferred Ytreland, Geir Kristian 4 01/01/2011 00 6,004
Petrominerales Ltd. Options Ytreland, Geir Kristian 4 01/01/2011 00 100,000 Petrominerales Ltd. Options Ytreland, Geir Kristian 4 07/01/2011 51 80,000 -20,000 PEYTO Energy Trust Trust Units Booth, Glenn 5 31/12/2010 22 0 -70,260 PEYTO Energy Trust Trust Units Booth, Glenn 5 31/12/2010 22 0 -1,000 PEYTO Energy Trust Trust Units Braund, Rick 4 31/12/2010 22 0 -1,195,126 PEYTO Energy Trust Trust Units Chetner, Stephen Jonathan 5 31/12/2010 22 0 -513,570
PEYTO Energy Trust Trust Units Chetner, Stephen Jonathan 5 31/12/2010 22 0 -34,771
PEYTO Energy Trust Trust Units Davis, Brian 4 31/12/2010 22 0 -201,740 PEYTO Energy Trust Trust Units Fletcher, Gregory Scott 4 31/12/2010 22 0 -10,000 PEYTO Energy Trust Trust Units Gee, Darren 5 15/11/2010 30 14.75 1,539,321 3,795
January 14, 2011 (2011) 34 OSCB 621 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
PEYTO Energy Trust Trust Units Gee, Darren 5 15/12/2010 30 16.23 1,542,798 3,477 PEYTO Energy Trust Trust Units Gee, Darren 5 31/12/2010 22 0 -1,542,798 PEYTO Energy Trust Trust Units Gee, Darren 5 31/12/2010 22 0 -3,030 PEYTO Energy Trust Trust Units Gee, Darren 5 31/12/2010 22 0 -37,090 PEYTO Energy Trust Trust Units Gee, Darren 5 31/12/2010 22 0 -3,230 PEYTO Energy Trust Trust Units Gee, Darren 5 31/12/2010 22 0 -2,030 PEYTO Energy Trust Trust Units Gray, Don 5 31/12/2010 22 0 -3,456,809 PEYTO Energy Trust Trust Units Gray, Don 5 31/12/2010 22 0 -39,950 PEYTO Energy Trust Trust Units Gray, Don 5 31/12/2010 22 0 96,600 PEYTO Energy Trust Trust Units MacBean, Micheal 4 31/12/2010 22 0 -149,500 PEYTO Energy Trust Trust Units MacBean, Micheal 4 31/12/2010 22 0 -62,000 PEYTO Energy Trust Trust Units Robinson, Scott 5 31/12/2010 22 0 -441,629 PEYTO Energy Trust Trust Units Thomas, David Alan 5 31/12/2010 22 0 -39,940 PEYTO Energy Trust Trust Units Turgeon, Kathy 5 31/12/2010 22 0 -51,600 Peyto Exploration & Common Shares Booth, Glenn 5 01/01/2011 00 70,260 Development Corp. Peyto Exploration & Common Shares Booth, Glenn 5 06/01/2011 30 18.95 53,330 Development Corp. Peyto Exploration & Common Shares Booth, Glenn 5 06/01/2011 30 18.95 53,330 Development Corp. Peyto Exploration & Common Shares Booth, Glenn 5 06/01/2011 11 18.95 123,590 53,330 Development Corp. Peyto Exploration & Common Shares Booth, Glenn 5 01/01/2011 00 1,000 Development Corp. Peyto Exploration & Share Appreciation Rights Booth, Glenn 5 01/01/2011 00 151,667 Development Corp. (cash-based only)
Peyto Exploration & Common Shares Braund, Rick 4 31/12/2010 22 -1,195,126 Development Corp. Peyto Exploration & Common Shares Braund, Rick 4 31/12/2010 22 -1,195,126 Development Corp. Peyto Exploration & Common Shares Braund, Rick 4 01/01/2011 00 1,195,126 Development Corp. Peyto Exploration & Common Shares Braund, Rick 4 06/01/2011 10 18.91 1,197,126 2,000 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 01/01/2011 00 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 01/01/2011 22 513,570 513,570 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 01/01/2011 00 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 01/01/2011 22 34,771 34,771 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 05/01/2011 10 18.83 35,571 800 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 05/01/2011 10 18.84 36,071 500 Development Corp. Peyto Exploration & Common Shares Chetner, Stephen Jonathan 4 05/01/2011 10 18.85 37,771 1,700 Development Corp. Peyto Exploration & Share Appreciation Rights Chetner, Stephen Jonathan 4 01/01/2011 00 Development Corp. (cash-based only)
Peyto Exploration & Share Appreciation Rights Chetner, Stephen Jonathan 4 01/01/2011 56 6,667 6,667 Development Corp. (cash-based only)
Peyto Exploration & Common Shares Davis, Brian 4 01/01/2011 00 201,740 Development Corp. Peyto Exploration & Common Shares Fletcher, Gregory Scott 4 01/01/2011 00 10,000 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 01/01/2011 00 1,542,798 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 06/01/2011 30 18.95 88,770 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 06/01/2011 11 18.95 1,631,568 88,770 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 01/01/2011 00 3,030 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 01/01/2011 00 37,090 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 01/01/2011 00 3,230 Development Corp. Peyto Exploration & Common Shares Gee, Darren 5 01/01/2011 00 2,030 Development Corp.
January 14, 2011 (2011) 34 OSCB 622 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Peyto Exploration & Share Appreciation Rights Gee, Darren 5 01/01/2011 00 275,000 Development Corp. (cash-based only)
Peyto Exploration & Common Shares Gray, Don 4 01/01/2011 00 3,360,209 Development Corp. Peyto Exploration & Common Shares Gray, Don 4 05/01/2011 10 18.87 3,363,209 3,000 Development Corp. Peyto Exploration & Common Shares Gray, Don 4 01/01/2011 00 39,950 Development Corp. Peyto Exploration & Common Shares MacBean, Micheal 4 01/01/2011 00 149,500 Development Corp. Peyto Exploration & Common Shares MacBean, Micheal 4 01/01/2011 00 62,000 Development Corp. Peyto Exploration & Common Shares MacBean, Micheal 4 07/01/2011 10 18.65 64,010 2,010 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 01/01/2011 00 441,629 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 06/01/2011 30 18.95 82,730 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 06/01/2011 11 18.95 524,359 82,730 Development Corp. Peyto Exploration & Share Appreciation Rights Robinson, Scott 5 01/01/2011 00 253,333 Development Corp. (cash-based only)
Peyto Exploration & Common Shares Thomas, David Alan 5 01/01/2011 00 39,940 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 06/01/2011 30 18.95 37,610 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 06/01/2011 11 18.95 37,610 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 06/01/2011 11 18.95 77,550 37,610 Development Corp. Peyto Exploration & Share Appreciation Rights Thomas, David Alan 5 01/01/2011 00 158,333 Development Corp. (cash-based only)
Peyto Exploration & Common Shares Turgeon, Kathy 5 01/01/2011 00 51,600 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 06/01/2011 30 18.95 49,880 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 06/01/2011 11 18.95 101,480 49,880 Development Corp. Peyto Exploration & Share Appreciation Rights Turgeon, Kathy 5 01/01/2011 00 151,667 Development Corp. (cash-based only)
PFB Corporation Common Shares PFB Corporation 1 16/12/2010 38 5.6 3,300 100 Phoenix Technology Income DSU (cash-based only) Athaide, Judith 4 31/12/2010 57 13.32 0 -4,918 Fund Phoenix Technology Income Retention Awards (Cash- Athaide, Judith 4 31/12/2010 56 5,899 375 Fund based only) Phoenix Technology Income Retention Awards (Cash- Athaide, Judith 4 31/12/2010 22 0 -5,899 Fund based only) Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -2,300 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -2,223 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -233 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -228 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -695 Fund Phoenix Technology Income trust units Athaide, Judith 4 30/12/2010 10 13.12 3,278 778 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -3,278 Fund Phoenix Technology Income trust units Athaide, Judith 4 31/12/2010 22 0 -126 Fund Phoenix Technology Income trust units Athaide, Judith 4 03/12/2010 22 0 -156 Fund Phoenix Technology Income DSU (cash-based only) Bailey, James Cameron 4 31/12/2010 57 13.32 0 -18,237 Fund
January 14, 2011 (2011) 34 OSCB 623 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Phoenix Technology Income Retention Awards (Cash- Bailey, James Cameron 4 31/12/2010 56 9,590 281 Fund based only) Phoenix Technology Income Retention Awards (Cash- Bailey, James Cameron 4 31/12/2010 22 0 -9,590 Fund based only) Phoenix Technology Income trust units Bailey, James Cameron 4 08/11/2005 50 2.05 1,667 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 08/11/2005 51 2.05 23,334 1,667 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.9 11,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.9 -11,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.9 -11,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.8 -9,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.8 -9,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 31/12/2010 22 0 -23,334 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 28/02/2007 10 7.26 52,103 2,103 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 06/09/2008 10 14.012 -3,700 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 06/09/2008 10 14.012 -3,700 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.9 -11,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.9 32,403 -11,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.8 -9,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 11/11/2008 10 11.8 23,403 -9,000 Fund Phoenix Technology Income trust units Bailey, James Cameron 4 31/12/2010 22 0 -11,403 Fund Phoenix Technology Income Options Blanchard, Daniel Asa 5 31/12/2010 30 0 -50,500 Fund Phoenix Technology Income Retention Awards (Cash- Blanchard, Daniel Asa 5 31/12/2010 22 0 -10,000 Fund based only) Phoenix Technology Income trust units Blanchard, Daniel Asa 5 31/12/2010 22 0 -20,000 Fund Phoenix Technology Income trust units Blanchard, Daniel Asa 5 31/12/2010 22 0 -82,800 Fund Phoenix Technology Income Options Buker, Michael Leslie 5 25/05/2007 51 4.25 100,000 -5,000 Fund Phoenix Technology Income Options Buker, Michael Leslie 5 31/12/2010 22 0 -192,500 Fund Phoenix Technology Income Retention Awards (Cash- Buker, Michael Leslie 5 31/12/2010 22 0 -16,679 Fund based only) Phoenix Technology Income trust units Buker, Michael Leslie 5 31/12/2010 22 0 -27,288 Fund Phoenix Technology Income trust units Buker, Michael Leslie 5 31/12/2010 22 0 -1,775 Fund Phoenix Technology Income trust units Buker, Michael Leslie 5 31/12/2010 22 0 -20,158 Fund Phoenix Technology Income DSU (cash-based only) Charron, Randolph M 4 31/12/2010 57 13.32 0 -10,280 Fund Phoenix Technology Income Retention Awards (Cash- Charron, Randolph M 4 31/12/2010 22 0 -6,000 Fund based only) Phoenix Technology Income trust units Charron, Randolph M 4 31/12/2010 22 0 -57,792 Fund Phoenix Technology Income DSU (cash-based only) Gray, James K. 4 31/12/2010 57 13.32 0 -17,006 Fund Phoenix Technology Income Retention Awards (Cash- Gray, James K. 4 31/12/2010 56 8,580 187 Fund based only) Phoenix Technology Income Retention Awards (Cash- Gray, James K. 4 31/12/2010 22 0 -8,580 Fund based only) Phoenix Technology Income trust units Gray, James K. 4 31/12/2010 22 0 -84,249 Fund Phoenix Technology Income trust units Gray, James K. 4 31/12/2010 22 0 -3,000 Fund
January 14, 2011 (2011) 34 OSCB 624 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Phoenix Technology Income Options Hooks, John Michael 6 31/12/2010 22 0 -192,500 Fund Phoenix Technology Income Retention Awards (Cash- Hooks, John Michael 6 31/12/2010 22 0 -17,861 Fund based only) Phoenix Technology Income trust units Hooks, John Michael 6 31/12/2010 22 0 -320,850 Fund Phoenix Technology Income trust units Hooks, John Michael 6 31/12/2010 22 0 -5,380,418 Fund Phoenix Technology Income trust units Hooks, John Michael 6 31/12/2010 22 0 -10,900 Fund Phoenix Technology Income Options Lonardelli, Carrie 5 31/12/2010 22 0 -28,334 Fund Phoenix Technology Income Retention Awards (Cash- Lonardelli, Carrie 5 31/12/2010 22 0 -5,479 Fund based only) Phoenix Technology Income trust units Lonardelli, Carrie 5 31/12/2010 22 0 -15,113 Fund Phoenix Technology Income Options Ritchie, Cameron Michael 5 31/12/2010 22 0 -152,500 Fund Phoenix Technology Income Retention Awards (Cash- Ritchie, Cameron Michael 5 31/12/2010 22 0 -16,879 Fund based only) Phoenix Technology Income trust units Ritchie, Cameron Michael 5 31/12/2010 22 0 -92,291 Fund Phoenix Technology Income trust units Ritchie, Cameron Michael 5 31/12/2010 22 0 -14,969 Fund Phoenix Technology Income trust units Ritchie, Cameron Michael 5 31/12/2010 22 0 -3,053 Fund Phoenix Technology Income Options Shafer, Jeffery John 5 22/12/2010 22 0 -101,500 Fund Phoenix Technology Income Retention Awards (Cash- Shafer, Jeffery John 5 31/12/2010 22 0 -10,000 Fund based only) Phoenix Technology Income trust units Shafer, Jeffery John 5 31/12/2010 22 0 -27,467 Fund Phoenix Technology Income DSU (cash-based only) Tetreault, Myron Arthur 4 31/12/2010 57 13.32 0 -20,661 Fund Phoenix Technology Income Retention Awards (Cash- Tetreault, Myron Arthur 4 31/12/2010 56 10,450 375 Fund based only) Phoenix Technology Income Retention Awards (Cash- Tetreault, Myron Arthur 4 31/12/2010 22 0 -10,450 Fund based only) Phoenix Technology Income trust units Tetreault, Myron Arthur 4 31/12/2010 22 0 -25,500 Fund Phoenix Technology Income trust units Tetreault, Myron Arthur 4 31/12/2010 22 0 -15,000 Fund Phoenix Technology Income trust units Tetreault, Myron Arthur 4 31/12/2010 22 0 -900 Fund Phoenix Technology Income trust units Tetreault, Myron Arthur 4 31/12/2010 22 0 -39,800 Fund PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 2,223
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 233
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 228
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 3,278
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 126
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 156
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 2,300
PHX Energy Services Corp. Common Shares Athaide, Judith 4 31/12/2010 00 695
PHX Energy Services Corp. Retention Awards (Cash- Athaide, Judith 4 31/12/2010 00 5,899 based Only) PHX Energy Services Corp. Common Shares Bailey, James Cameron 4 31/12/2010 00 11,403
PHX Energy Services Corp. Retention Awards (Cash- Bailey, James Cameron 4 31/12/2010 00 9,578 based Only) PHX Energy Services Corp. Common Shares Blanchard, Daniel Asa 5 31/12/2010 00 20,000
PHX Energy Services Corp. Common Shares Blanchard, Daniel Asa 5 31/12/2010 00 82,800
January 14, 2011 (2011) 34 OSCB 625 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
PHX Energy Services Corp. Options Blanchard, Daniel Asa 5 31/12/2010 00 50,500
PHX Energy Services Corp. Retention Awards (Cash- Blanchard, Daniel Asa 5 31/12/2010 00 10,000 based Only) PHX Energy Services Corp. Common Shares Buker, Michael Leslie 5 31/12/2010 00 5,123
PHX Energy Services Corp. Common Shares Buker, Michael Leslie 5 31/12/2010 00 1,650
PHX Energy Services Corp. Common Shares Buker, Michael Leslie 5 31/12/2010 00 27,948
PHX Energy Services Corp. Options Buker, Michael Leslie 5 31/12/2010 00 192,500
PHX Energy Services Corp. Retention Awards (Cash- Buker, Michael Leslie 5 31/12/2010 00 16,879 based Only) PHX Energy Services Corp. Common Shares Charron, Randolph M 4 31/12/2010 00 57,792
PHX Energy Services Corp. Retention Awards (Cash- Charron, Randolph M 4 31/12/2010 00 6,000 based Only) PHX Energy Services Corp. Common Shares Gray, James K. 4 31/12/2010 00 84,249
PHX Energy Services Corp. Common Shares Gray, James K. 4 31/12/2010 00 3,000
PHX Energy Services Corp. Retention Awards (Cash- Gray, James K. 4 31/12/2010 00 8,580 based Only) PHX Energy Services Corp. Common Shares Hooks, John Michael 5 31/12/2010 00
PHX Energy Services Corp. Common Shares Hooks, John Michael 5 31/12/2010 00
PHX Energy Services Corp. Common Shares Hooks, John Michael 5 31/12/2010 00 320,850
PHX Energy Services Corp. Common Shares Hooks, John Michael 5 31/12/2010 00 5,380,418
PHX Energy Services Corp. Common Shares Hooks, John Michael 5 31/12/2010 00 10,900
PHX Energy Services Corp. Options Hooks, John Michael 5 31/12/2010 00 192,500
PHX Energy Services Corp. Retention Awards (Cash- Hooks, John Michael 5 31/12/2010 00 17,861 based Only) PHX Energy Services Corp. Common Shares Lonardelli, Carrie 5 31/12/2010 00 15,113
PHX Energy Services Corp. Options Lonardelli, Carrie 5 31/12/2010 00 28,334
PHX Energy Services Corp. Retention Awards (Cash- Lonardelli, Carrie 5 31/12/2010 00 5,479 based Only) PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 31/12/2010 00 92,291
PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 31/12/2010 00 14,969
PHX Energy Services Corp. Common Shares Ritchie, Cameron Michael 5 31/12/2010 00 3,053
PHX Energy Services Corp. Options Ritchie, Cameron Michael 5 31/12/2010 00 152,500
PHX Energy Services Corp. Retention Awards (Cash- Ritchie, Cameron Michael 5 31/12/2010 00 16,879 based Only) PHX Energy Services Corp. Common Shares Shafer, Jeffery John 5 31/12/2010 00 27,467
PHX Energy Services Corp. Options Shafer, Jeffery John 5 31/12/2010 00 101,500
PHX Energy Services Corp. Retention Awards (Cash- Shafer, Jeffery John 5 31/12/2010 00 10,000 based Only) PHX Energy Services Corp. Common Shares Tetreault, Myron Arthur 4 31/12/2010 00 25,500
PHX Energy Services Corp. Common Shares Tetreault, Myron Arthur 4 31/12/2010 00 15,000
PHX Energy Services Corp. Common Shares Tetreault, Myron Arthur 4 31/12/2010 00 900
PHX Energy Services Corp. Common Shares Tetreault, Myron Arthur 4 31/12/2010 00 39,800
PHX Energy Services Corp. Retention Awards (Cash- Tetreault, Myron Arthur 4 31/12/2010 00 10,450 based Only) Pinecrest Energy Inc. Common Shares Becker, Leonard Wade 4, 5 31/12/2010 30 1.59 2,177,849 7,849 Pinecrest Energy Inc. Common Shares Gough, Michael 5 07/05/2010 00
January 14, 2011 (2011) 34 OSCB 626 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Pinecrest Energy Inc. Common Shares Gough, Michael 5 31/12/2010 30 1.59 7,849 7,849 Pinecrest Energy Inc. Common Shares Sobochan, Joseph John 5 31/12/2010 30 1.59 1,135,848 7,849 Pinecrest Energy Inc. Common Shares TOEWS, DANIEL 5 31/12/2010 30 1.59 3,438,949 7,849 Pinecrest Energy Inc. Common Shares Turko, William Blaine 5 31/12/2010 30 1.68 4,004,460 4,460 Pinecrest Energy Inc. Common Shares Turko, William Blaine 5 07/05/2010 00 Pinecrest Energy Inc. Common Shares Turko, William Blaine 5 31/12/2010 30 1.48 3,388 3,388 Pinecrest Energy Inc. Common Shares Zimmerman, Korby D. 4, 5 31/12/2010 30 1.59 2,053,924 3,924 Pinecrest Energy Inc. Common Shares Zimmerman, Korby D. 4, 5 07/05/2010 00 Pinecrest Energy Inc. Common Shares Zimmerman, Korby D. 4, 5 31/12/2010 30 1.59 3,924 3,924 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 30/12/2010 10 3.9843 10,468,544 50,000 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 30/12/2010 10 4.055 10,475,544 7,000 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 30/12/2010 10 4.054 10,494,044 18,500 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 30/12/2010 10 3.998 10,510,244 16,200 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 30/12/2010 10 3.989 10,518,544 8,300 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.12 10,520,244 1,700 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.121 10,562,944 42,700 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.123 10,568,544 5,600 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.148 10,569,044 500 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.15 10,592,344 23,300 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.15 10,592,844 500 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.15 10,593,044 200 Pinetree Capital Ltd. Common Shares Inwentash, Sheldon 4, 5 31/12/2010 10 4.15 10,593,544 500 Pitchstone Exploration Ltd. Options Blower, Steve 5 29/12/2010 51 0.23 777,500 7,500
Pitchstone Exploration Ltd. Options Blower, Steve 5 29/12/2010 10 0.42 770,000 -7,500
Platinum Group Metals Ltd. Common Shares Jones, R. Michael 4, 5 05/01/2011 10 2.49 1,304,890 4,000
Platinum Group Metals Ltd. Common Shares Jones, R. Michael 4, 5 06/01/2011 10 2.3 1,309,890 5,000
Plazacorp Retail Properties Common Shares Brewer, Earl 3, 4, 5 06/01/2011 36 3.8 653,168 92,105 Ltd. Plazacorp Retail Properties Common Shares Brewer, Earl 3, 4, 5 04/01/2011 36 3.4 5,013,862 32,352 Ltd. Plazacorp Retail Properties Convertible Debentures Brewer, Earl 3, 4, 5 06/01/2011 36 $0 -$350,000 Ltd. 7.5%, Series # 6 Plazacorp Retail Properties Convertible Debentures Brewer, Earl 3, 4, 5 04/01/2011 36 3.4 $0 -$110,000 Ltd. 8%, Series # 5 Polar Star Mining Options Bottomley, Herbert Stuart 4 04/01/2011 50 2.47 800,783 50,783 Corporation Polar Star Mining Options Kroontje, Al 4 04/01/2011 50 2.47 800,000 50,000 Corporation Polar Star Mining Options Rochacewich, Adam 5 04/01/2011 50 2.47 914,263 114,263 Corporation Timothy Polar Star Mining Options SETON, DAVID 4 04/01/2011 50 2.47 800,783 50,783 Corporation ALEXANDER Polar Star Mining Options Speck, David Gregory 4, 5 04/01/2011 50 2.47 914,263 114,263 Corporation Polar Star Mining Options Walker, Terence 5 04/01/2011 50 2.47 899,968 159,968 Corporation Polar Star Mining Options Willock, Thomas Douglas 3, 4, 5 04/01/2011 50 2.47 1,746,394 171,394 Corporation Polymet Mining Corp. Common Shares Murray, William 4 18/03/2003 00 1,120,100 Polymet Mining Corp. Common Shares Murray, William 4 18/03/2003 00 987,176 Polymet Mining Corp. Options Murray, William 4 18/03/2003 00 1,050,000 Portage Minerals Inc. Common Shares Hight, Ken C. 4, 5 07/01/2011 10 0.1 822,142 4,000 Potash Corporation of Rights Deferred Share Burley, Christopher Michael 4 31/12/2010 56 141.86 969 1 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Burley, Christopher Michael 4 31/12/2010 56 154.45 1,104 135 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Estey, John W. 4 31/12/2010 56 140.84 22,366 15 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Hoffman, C. Steven 4 31/12/2010 56 140.84 3,228 2 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Hoffman, C. Steven 4 31/12/2010 56 154.83 3,494 266 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Howe, Dallas J. 4 31/12/2010 56 141.86 36,852 26 Saskatchewan Inc. Units Potash Corporation of Common Shares Johnson, Brian 7 31/12/2010 51 29.41 302 200 Saskatchewan Inc. Potash Corporation of Common Shares Johnson, Brian 7 31/12/2010 10 154.17 102 -200 Saskatchewan Inc.
January 14, 2011 (2011) 34 OSCB 627 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Potash Corporation of Options Employee Stock Johnson, Brian 7 31/12/2010 51 29.41 26,650 -200 Saskatchewan Inc. Options Potash Corporation of Rights Deferred Share Laberge, Alice D. 4 31/12/2010 56 141.86 17,002 12 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Laberge, Alice D. 4 31/12/2010 56 154.45 17,102 100 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Martell, Keith 4 31/12/2010 56 141.86 4,506 3 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Martell, Keith 4 31/12/2010 56 154.45 4,784 278 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share McCaig, Jeffrey James 4 31/12/2010 56 141.86 28,395 20 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share McCaig, Jeffrey James 4 31/12/2010 56 154.45 28,673 278 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Mogford, Mary 4 31/12/2010 56 141.86 26,072 18 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Mogford, Mary 4 31/12/2010 56 154.45 26,215 143 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Schoenhals, Paul J. 4 31/12/2010 56 141.86 18,698 13 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Stromberg, Edward Robert 4 31/12/2010 56 141.86 16,922 12 Saskatchewan Inc. Units Potash Corporation of Rights Deferred Share Viyella de Paliza, Elena 4 31/12/2010 56 140.84 14,867 10 Saskatchewan Inc. Units Power Corporation of Equity Forward Contract Power Corporation of 1 31/12/2010 70 27.656 13 1 Canada Canada Precious Metals Bullion Units Precious Metals Bullion 1 23/12/2010 38 15.95 3,000 3,000 Trust Trust Precious Metals Bullion Units Precious Metals Bullion 1 23/12/2010 38 15.95 0 -3,000 Trust Trust Precision Drilling Deferred Share Units Donovan, William T. 4 31/12/2010 56 18,913 1,547 Corporation Precision Drilling Deferred Share Units Donovan, William T. 4 31/12/2010 97 18,916 3 Corporation Precision Drilling Deferred Share Units Dunn, William Carmichael 4 31/12/2010 56 24,677 1,547 Corporation Precision Drilling Deferred Share Units Dunn, William Carmichael 4 31/12/2010 97 24,681 4 Corporation Precision Drilling Deferred Share Units Felesky, Brian Arthur 4 31/12/2010 56 55,423 3,321 Corporation Precision Drilling Deferred Share Units Felesky, Brian Arthur 4 31/12/2010 97 55,426 3 Corporation Precision Drilling Deferred Share Units Gibson, Robert James 4 31/12/2010 56 41,132 2,579 Corporation Sinclair Precision Drilling Deferred Share Units Gibson, Robert James 4 31/12/2010 97 41,136 4 Corporation Sinclair Precision Drilling Deferred Share Units Hagerman, Allen R. 4 31/12/2010 56 48,316 2,773 Corporation Precision Drilling Deferred Share Units Hagerman, Allen R. 4 31/12/2010 97 48,319 3 Corporation Precision Drilling Deferred Share Units Letwin, Stephen Joseph 4 31/12/2010 56 50,160 3,321 Corporation James Precision Drilling Deferred Share Units Letwin, Stephen Joseph 4 31/12/2010 97 50,163 3 Corporation James Precision Drilling Deferred Share Units Marks, Roland H. 7 31/12/2010 97 1,194 1 Corporation Precision Drilling Deferred Share Units Marks, Roland H. 7 31/12/2010 59 0 -1,194 Corporation Precision Drilling Deferred Share Units Murray, Patrick M. 4 31/12/2010 56 27,821 2,579 Corporation Precision Drilling Deferred Share Units Murray, Patrick M. 4 31/12/2010 97 27,824 3 Corporation Precision Drilling Deferred Share Units Pheasey, Frederick W. 4 31/12/2010 56 58,115 3,289 Corporation Precision Drilling Deferred Share Units Pheasey, Frederick W. 4 31/12/2010 97 58,119 4 Corporation Precision Drilling Deferred Share Units Phillips, Robert L. 4 31/12/2010 56 26,738 1,547 Corporation Precision Drilling Deferred Share Units Phillips, Robert L. 4 31/12/2010 97 26,742 4 Corporation Precision Drilling Deferred Share Units Sakamoto, Terry 7 30/12/2010 59 0 -1,115 Corporation
January 14, 2011 (2011) 34 OSCB 628 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Precision Drilling Deferred Share Units Stahl, Gene 5 31/12/2010 59 0 -1,535 Corporation Precision Drilling Deferred Share Units Turbidy, Trevor Martin 4 31/12/2010 56 42,388 3,676 Corporation Precision Drilling Deferred Share Units Turbidy, Trevor Martin 4 31/12/2010 97 42,391 3 Corporation Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 20/09/2010 10 5.7 10,000 -15,000
Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 20/09/2010 10 5.71 0 -10,000
Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 04/01/2011 10 7.15 9,900 -100
Premier Gold Mines Limited Common Shares Pollock, John Arthur 4 04/01/2011 10 7.14 0 -9,900
Premier Gold Mines Limited Common Shares Seaman, John 4, 5 04/01/2011 10 7.2 158,205 -19,200
Preo Software Inc. Common Shares Brown, Kerry William 6 04/01/2011 10 0.33 44,000 5,000 Preo Software Inc. Common Shares Brown, Kerry William 6 30/12/2010 10 0.29 272,500 5,000 Preo Software Inc. Common Shares Brown, Kerry William 6 05/01/2011 10 0.33 282,000 9,500 Preo Software Inc. Common Shares Brown, Kerry William 6 07/01/2011 10 0.33 282,500 500 Primaris Retail Real Estate Rights Restricted Share Adams, Kerry Dawn 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primaris Retail Real Estate Rights Restricted Share Biggar, William John 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primaris Retail Real Estate Rights Restricted Share Cardy, Roland 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primaris Retail Real Estate Rights Restricted Share Collier, Ian Douglas 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primaris Retail Real Estate Rights Restricted Share Field, Kenneth 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primaris Retail Real Estate Options Forbes, Louis 5 04/01/2011 51 208,206 -11,000 Investment Trust Primaris Retail Real Estate Trust Units Forbes, Louis 5 04/01/2011 51 10.7 22,346 11,000 Investment Trust Primaris Retail Real Estate Trust Units Forbes, Louis 5 04/01/2011 10 19.64 21,946 -400 Investment Trust Primaris Retail Real Estate Trust Units Forbes, Louis 5 04/01/2011 10 19.62 21,646 -300 Investment Trust Primaris Retail Real Estate Trust Units Forbes, Louis 5 04/01/2011 10 19.6 13,346 -8,300 Investment Trust Primaris Retail Real Estate Rights Restricted Share Hollister, Brenton Vaughn 4 01/01/2011 56 31,874 30,006 Investment Trust Award Primary Petroleum Common Shares Inwentash, Sheldon 6 04/01/2011 10 0.95 14,744,500 62,700 Corporation Primary Petroleum Common Shares Pinetree Capital Ltd. 3 04/01/2011 10 0.95 14,744,500 62,700 Corporation Prince William Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 53 Partnership Prince William Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 00 5 Partnership Prince William Partnership Limited Partnership Units Highfield Limited 3 04/01/2011 11 8799 283 278 Partnership Prince William Partnership Limited Partnership Units PF Limited Partnership 3 04/01/2011 11 0 -132
Prince William Partnership Limited Partnership Units SF Limited Partnership 3 04/01/2011 11 0 -132
Probe Mines Limited Common Shares Inwentash, Sheldon 6 30/12/2010 10 1.9 4,430,500 -19,900 Probe Mines Limited Common Shares Palmer, David Alexander 4, 5 31/12/2010 51 1,100,000 100,000 Stephen Probe Mines Limited Options Palmer, David Alexander 4, 5 31/12/2010 51 0.75 750,000 -100,000 Stephen Probe Mines Limited Common Shares Pinetree Capital Ltd. 3 30/12/2010 10 1.9 4,367,500 -19,900 Prodigy Gold Inc. Options Wood, Antony 5 23/12/2010 50 0.355 600,000 300,000 Pulse Seismic Inc. Common Shares Weir, J. Graham 4 05/01/2011 10 1.6995 728,715 10,000 Puma Exploration Inc. Common Shares Robillard, Marcel 5 05/01/2011 10 0.294 445,000 5,000 Puma Exploration Inc. Common Shares Robillard, Marcel 5 06/01/2011 10 0.291 450,000 5,000 Pure Energy Services Ltd. Common Shares Delaney, James Kevin 4, 7, 5 31/12/2010 30 3.18 47,821 902 Pure Energy Services Ltd. Common Shares Martin, Christopher Neill 5 05/01/2011 10 6 0 -18,102 Pure Energy Services Ltd. Common Shares Niers, Rutger Carel 5 31/12/2010 30 2.78 21,781 636 Lodewijk QLT Inc. Common Shares QLT Inc. 1 16/12/2010 10 6.778 21,600 21,600 QLT Inc. Common Shares QLT Inc. 1 16/12/2010 38 0 -21,600 QLT Inc. Common Shares QLT Inc. 1 17/12/2010 10 6.7814 700 700
January 14, 2011 (2011) 34 OSCB 629 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
QLT Inc. Common Shares QLT Inc. 1 17/12/2010 38 0 -700 Quest Rare Minerals Ltd. Common Shares Cashin, Peter John 4 04/01/2011 10 6.109 202,885 -10,300 Quest Rare Minerals Ltd. Common Shares Cashin, Peter John 4 04/01/2011 10 6.12 201,785 -1,100 Quest Rare Minerals Ltd. Common Shares Cashin, Peter John 4 04/01/2011 10 6.2 198,185 -3,600 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 30/12/2010 10 5.65 730,392 -3,000 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 31/12/2010 10 5.57 728,392 -2,000 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 31/12/2010 10 5.55 725,892 -2,500 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 31/12/2010 10 5.62 721,892 -4,000 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 31/12/2010 10 5.55 716,892 -5,000 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 04/01/2011 10 5.75 715,792 -1,100 Quest Rare Minerals Ltd. Common Shares Kay, Ronald 4, 5 04/01/2011 10 5.91 708,392 -7,400 Quest Rare Minerals Ltd. Common Shares Panneton, John 4 06/01/2010 00 17,300 Quest Rare Minerals Ltd. Options Panneton, John 4 06/01/2010 00 Quest Rare Minerals Ltd. Options Panneton, John 4 06/01/2011 50 250,000 250,000 Quest Rare Minerals Ltd. Common Shares Pesner, Michael 4 31/12/2010 10 5.58 44,000 -4,000 Quest Rare Minerals Ltd. Common Shares Pesner, Michael 4 04/01/2011 90 5.52 4,000 -40,000 Quest Rare Minerals Ltd. Common Shares Pesner, Michael 4 04/01/2011 90 5.52 40,000 40,000 Quia Resources Inc. Common Shares Brown, William Richard 4, 5 30/12/2010 00 Quia Resources Inc. Common Shares Brown, William Richard 4, 5 30/12/2010 97 2,719,998 2,719,998 Quia Resources Inc. Common Shares Davie, Christopher 4, 5 30/12/2010 00 Quia Resources Inc. Common Shares Davie, Christopher 4, 5 30/12/2010 97 60,000 60,000 Quia Resources Inc. Options Davie, Christopher 4, 5 30/12/2010 00 Quia Resources Inc. Options Davie, Christopher 4, 5 30/12/2010 97 200,000 200,000 Quia Resources Inc. Options Davie, Christopher 4, 5 30/12/2010 97 400,000 200,000 Quia Resources Inc. Common Shares Kelso, Iain 5 30/12/2010 00 Quia Resources Inc. Common Shares Kelso, Iain 5 30/12/2010 97 460,000 460,000 Quia Resources Inc. Options Kelso, Iain 5 30/12/2010 00 Quia Resources Inc. Options Kelso, Iain 5 30/12/2010 50 400,000 400,000 Quia Resources Inc. Common Shares Manning, Robert A. 4, 5 30/12/2010 00 Quia Resources Inc. Common Shares Manning, Robert A. 4, 5 30/12/2010 97 1,973,225 1,973,225 Quia Resources Inc. Common Shares Noone, Daniel Joseph 4, 5 30/12/2010 00 Quia Resources Inc. Common Shares Noone, Daniel Joseph 4, 5 30/12/2010 97 918,666 918,666 Quia Resources Inc. Common Shares Szweras, Adam Kelley 4, 5 30/12/2010 00 Quia Resources Inc. Common Shares Szweras, Adam Kelley 4, 5 30/12/2010 97 25,000 25,000 Quia Resources Inc. Common Shares Tinajero, Andres 5 30/12/2010 00 130,000 Quia Resources Inc. Options Tinajero, Andres 5 30/12/2010 00 40,000 Rainy Mountain Royalty Common Shares Mason, Douglas Lawrence 4, 5 04/01/2011 10 0.115 270,000 -29,000 Corp. (formerly East West Resource Corporation) Rainy River Resources Ltd. Common Shares Caridi, Elizabeth 5 04/01/2011 51 2 1,000 1,000
Rainy River Resources Ltd. Common Shares Caridi, Elizabeth 5 04/01/2011 10 2 0 -1,000
Rainy River Resources Ltd. Stock Options Caridi, Elizabeth 5 04/01/2011 51 2 39,500 -1,000
Rainy River Resources Ltd. Common Shares Pettit, Richard Craig 4 04/01/2011 10 12.34 4,300 1,500
Range Energy Resources Common Shares sheldon, donald r. 4, 5 04/01/2011 10 0.15 9,666,511 20,000 Inc. Ratel Gold Limited Common Shares Hains, Richard Charles 3 07/09/2010 51 2,500,000 Ratel Gold Limited Common Shares Hains, Richard Charles 3 06/08/2010 00 Ratel Gold Limited Common Shares Hains, Richard Charles 3 07/09/2010 51 2,500,000 Ratel Gold Limited Common Shares Hains, Richard Charles 3 07/09/2010 51 0.275 2,500,000 2,500,000 RDM Corporation Common Shares RDM Corporation 1 02/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 02/12/2010 38 1.17 4,000 2,000 RDM Corporation Common Shares RDM Corporation 1 02/12/2010 38 1.15 2,000 -2,000 RDM Corporation Common Shares RDM Corporation 1 02/12/2010 38 1.17 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 03/12/2010 38 1.18 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 03/12/2010 38 1.18 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 06/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 06/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 07/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 07/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 07/12/2010 38 1.15 -2,000 RDM Corporation Common Shares RDM Corporation 1 07/12/2010 38 1.15 -2,000 RDM Corporation Common Shares RDM Corporation 1 08/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 08/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 09/12/2010 38 1.115 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 09/12/2010 38 1.115 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 10/12/2010 38 1.17 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 10/12/2010 38 1.17 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 15/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 15/12/2010 38 1.15 0 -2,000
January 14, 2011 (2011) 34 OSCB 630 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
RDM Corporation Common Shares RDM Corporation 1 16/12/2010 38 1.15 1,700 1,700 RDM Corporation Common Shares RDM Corporation 1 16/12/2010 38 1.15 0 -1,700 RDM Corporation Common Shares RDM Corporation 1 17/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 17/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 20/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 20/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 21/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 21/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 30/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 30/12/2010 38 1.15 0 -2,000 RDM Corporation Common Shares RDM Corporation 1 31/12/2010 38 1.15 2,000 2,000 RDM Corporation Common Shares RDM Corporation 1 31/12/2010 38 1.15 0 -2,000 Remington Resources Inc. Common Shares ANKCORN, PAUL 4 05/01/2011 10 0.06 1,025,000 50,000 RUSSELL Remington Resources Inc. Common Shares ANKCORN, PAUL 4 05/01/2011 10 0.04 1,035,000 10,000 RUSSELL Resverlogix Corp. Options JOHANSSON, DR. JAN 5 22/12/2010 52 560,000 -200,000 OVE Resverlogix Corp. Options Lebioda, Kenneth Eugene 5 22/12/2010 52 145,000 -30,000 Resverlogix Corp. Options MCCAFFREY, DONALD J. 3, 4, 5 22/12/2010 52 570,000 -150,000
Richards Packaging Income Trust Units Glynn, Gerard Walter 3, 4, 7 31/12/2010 10 8.55 64,419 100 Fund RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 2,100 11 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 2,463 13 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 2,147 11 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 1,708 9 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 1,708 9 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 26,301 141 INVESTMENT TRUST RIOCAN REAL ESTATE Trust Units Waks, Frederic Allen 5 07/12/2010 30 21.2 202,471 52 INVESTMENT TRUST Riverside Resources Inc. Options Lee, William 4 09/12/2010 00 Riverside Resources Inc. Options Lee, William 4 06/01/2011 50 0.98 75,000 75,000 RJK Explorations Ltd. Options Plan Kasner, Amanda Jeanne 5 01/01/2011 00 RJK Explorations Ltd. Options Plan Kasner, Amanda Jeanne 5 04/01/2011 50 0.12 350,000 350,000 RJK Explorations Ltd. Options Plan Kasner, Glenn Charles 4, 5 04/01/2011 50 0.12 1,425,000 525,000 RJK Explorations Ltd. Options Plan Layman, David J 4 04/01/2011 50 500,000 250,000 RJK Explorations Ltd. Options Plan McKean, Diane D. 5 04/01/2011 50 0.12 375,000 250,000 RJK Explorations Ltd. Options Plan Milne, Barry 4 04/01/2011 50 0.12 700,000 300,000 Rockcliff Resources Inc. Common Shares Joe Dwek Management 3 29/12/2010 10 0.19 170,000 -230,000 Consultants 2007 Inc. Rockgate Capital Corp. Options Wild, Christopher James 4 04/11/2010 50 475,000 50,000 Rockhaven Resources Ltd. Common Shares Turner, Matthew Arthur 5 31/12/2010 54 195,500 38,500 Thomas Rockhaven Resources Ltd. Warrants Turner, Matthew Arthur 5 31/12/2010 54 35,000 -38,500 Thomas Rocky Mountain Dealerships Common Shares Ganden, Garrett Andrew 5 20/12/2007 00 Inc. Wyatt Rocky Mountain Dealerships Common Shares Ganden, Garrett Andrew 5 31/12/2010 11 2,550 2,550 Inc. Wyatt Rocky Mountain Dealerships Common Shares Taschuk, Brian Edward 5 31/12/2010 11 175,078 10,690 Inc. Rodinia Oil Corp. Options Bennett, Paul Joesph 4, 5 01/01/2011 50 1,350,000 300,000 Rodinia Oil Corp. Options Buckee, James William 4 01/01/2011 50 970,000 120,000 Rodinia Oil Corp. Options Iverach, Q.C., Robert John 4 01/01/2011 50 1,100,000 200,000
Rodinia Oil Corp. Options Jespersen, Kent 4 01/01/2011 50 820,000 120,000 Rodinia Oil Corp. Options Kozak, Shane James 5 01/01/2011 50 1,025,000 225,000 Rodinia Oil Corp. Options McGoldrick, Martin 4 01/01/2011 50 670,000 120,000 Rodinia Oil Corp. Options Philipchuk, Matthew Peter 5 01/01/2011 50 1,250,000 250,000
Rodinia Oil Corp. Options Philipchuk, Peter Andrew 4 01/01/2011 50 770,000 120,000 Rogers Sugar Inc. Common Shares Authier, Richard 5 01/01/2011 00 Rogers Sugar Inc. Common Shares Authier, Richard 5 01/01/2011 36 10,000 10,000 Rogers Sugar Inc. Convertible Debentures Authier, Richard 5 01/01/2011 00 5.9% Third Series (RSI.DB.B)
January 14, 2011 (2011) 34 OSCB 631 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Rogers Sugar Inc. Convertible Debentures Authier, Richard 5 01/01/2011 36 $12,000 $12,000 5.9% Third Series (RSI.DB.B) Rogers Sugar Inc. Common Shares Belkin Enterprises Ltd. 3 01/01/2011 00 Rogers Sugar Inc. Common Shares Belkin Enterprises Ltd. 3 01/01/2011 36 10,734,100 10,734,100 Rogers Sugar Inc. Common Shares Belkin, Alton Stuart 3, 4 01/01/2011 00 Rogers Sugar Inc. Common Shares Belkin, Alton Stuart 3, 4 01/01/2011 36 134,894 134,894 Rogers Sugar Inc. Common Shares Belkin, Alton Stuart 3, 4 07/01/2011 10 5.65 135,723 829 Rogers Sugar Inc. Common Shares BERGMAME, Dean 4 01/01/2011 00 Rogers Sugar Inc. Common Shares BERGMAME, Dean 4 01/01/2011 36 17,280 17,280 Rogers Sugar Inc. Common Shares Collins, Gary 7 01/01/2011 00 Rogers Sugar Inc. Common Shares Collins, Gary 7 01/01/2011 36 6,883 6,883 Rogers Sugar Inc. Common Shares Collins, Gary 7 07/01/2011 10 5.64 7,326 443 Rogers Sugar Inc. Common Shares DESBIENS, MICHEL 4 01/01/2011 00 Rogers Sugar Inc. Common Shares DESBIENS, MICHEL 4 01/01/2011 36 22,602 22,602 Rogers Sugar Inc. Common Shares DESBIENS, MICHEL 4 07/01/2011 10 5.5975 23,728 1,126 Rogers Sugar Inc. Common Shares DUSSAULT, JACQUES 5 01/01/2011 00 Rogers Sugar Inc. Common Shares DUSSAULT, JACQUES 5 01/01/2011 36 3,505 3,505 Rogers Sugar Inc. Common Shares Emek, Douglas John 5 01/01/2011 00 Rogers Sugar Inc. Common Shares Emek, Douglas John 5 01/01/2011 36 100 100 Rogers Sugar Inc. Common Shares Heskin, Michael Andrew 7 01/01/2011 00 Rogers Sugar Inc. Common Shares Heskin, Michael Andrew 7 01/01/2011 36 7,847 7,847 Rogers Sugar Inc. Common Shares Heskin, Michael Andrew 7 07/01/2011 10 5.64 8,444 597 Rogers Sugar Inc. Common Shares Jewell, Donald 7 01/01/2011 00 Rogers Sugar Inc. Common Shares Jewell, Donald 7 01/01/2011 36 66,609 66,609 Rogers Sugar Inc. Common Shares Jewell, Donald 7 07/01/2011 10 5.61 67,389 780 Rogers Sugar Inc. Common Shares Lafrance, Daniel 5 01/01/2011 00 Rogers Sugar Inc. Common Shares Lafrance, Daniel 5 01/01/2011 36 32,000 32,000 Rogers Sugar Inc. Convertible Debentures Lafrance, Daniel 5 01/01/2011 00 5.7% Fourth Series (RSI.DB.C) Rogers Sugar Inc. Convertible Debentures Lafrance, Daniel 5 01/01/2011 36 $750 $750 5.7% Fourth Series (RSI.DB.C) Rogers Sugar Inc. Common Shares Lindsay, Thomas Douglas 6 01/01/2011 00 Rogers Sugar Inc. Common Shares Lindsay, Thomas Douglas 6 01/01/2011 36 21,600 21,600 Rogers Sugar Inc. Common Shares Makin, Edward 5 01/01/2011 00 Rogers Sugar Inc. Common Shares Makin, Edward 5 01/01/2011 36 112,100 112,100 Rogers Sugar Inc. Options Makin, Edward 5 01/01/2011 00 Rogers Sugar Inc. Options Makin, Edward 5 01/01/2011 36 200,000 200,000 Rogers Sugar Inc. Common Shares Maslechko, William S. 4 01/01/2011 00 Rogers Sugar Inc. Common Shares Maslechko, William S. 4 01/01/2011 36 10,218 10,218 Rogers Sugar Inc. Common Shares Maslechko, William S. 4 07/01/2011 10 5.61 10,663 445 Rogers Sugar Inc. Common Shares Ross, M. Dallas H. 4 01/01/2011 00 Rogers Sugar Inc. Common Shares Ross, M. Dallas H. 4 01/01/2011 36 18,814 18,814 Rogers Sugar Inc. Common Shares Ross, M. Dallas H. 4 07/01/2011 10 5.65 19,477 663 Rogers Sugar Inc. Common Shares Ross, M. Dallas H. 4 07/01/2011 10 5.64 19,478 1 Rogers Sugar Inc. Common Shares Walton, Michael 5 01/01/2011 00 Rogers Sugar Inc. Common Shares Walton, Michael 5 01/01/2011 36 500 500 Rogers Sugar Income Fund Convertible Debentures Authier, Richard 5 06/04/2009 00 $12,000 5.9% third series (RSI.DB.B) Rogers Sugar Income Fund Convertible Debentures Authier, Richard 5 01/01/2011 36 $0 -$12,000 5.9% third series (RSI.DB.B) Rogers Sugar Income Fund Trust Units Authier, Richard 5 01/01/2011 36 0 -10,000
Rogers Sugar Income Fund Trust Units Belkin Enterprises Ltd. 3 01/01/2011 36 0 -10,734,100
Rogers Sugar Income Fund Trust Units Belkin, Alton Stuart 3, 4 01/01/2011 36 0 -134,894
Rogers Sugar Income Fund Trust Units BERGMAME, Dean 4 01/01/2011 36 0 -17,280
Rogers Sugar Income Fund Trust Units Collins, Gary 4 01/01/2011 36 0 -6,883
Rogers Sugar Income Fund Trust Units DESBIENS, MICHEL 4 01/01/2011 36 0 -22,602
Rogers Sugar Income Fund Trust Units DUSSAULT, JACQUES 5 01/01/2011 36 0 -3,505
Rogers Sugar Income Fund Trust Units Emek, Douglas John 5 31/12/2010 00 100
Rogers Sugar Income Fund Trust Units Emek, Douglas John 5 01/01/2011 36 0 -100
January 14, 2011 (2011) 34 OSCB 632 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Rogers Sugar Income Fund Trust Units Heskin, Michael Andrew 6 01/01/2011 36 0 -7,847
Rogers Sugar Income Fund Trust Units Jewell, Donald 6 01/01/2011 36 0 -66,609
Rogers Sugar Income Fund Convertible Debentures Lafrance, Daniel 5 08/10/1997 00 fourth series 5.7% (RSI.DB.C) Rogers Sugar Income Fund Convertible Debentures Lafrance, Daniel 5 08/04/2010 10 100 $750 $750 fourth series 5.7% (RSI.DB.C) Rogers Sugar Income Fund Convertible Debentures Lafrance, Daniel 5 01/01/2011 36 $0 -$750 fourth series 5.7% (RSI.DB.C) Rogers Sugar Income Fund Trust Units Lafrance, Daniel 5 01/01/2011 36 0 -32,000
Rogers Sugar Income Fund Trust Units Lindsay, Thomas Douglas 6 06/07/2009 10 3.75 21,600 6,600
Rogers Sugar Income Fund Trust Units Lindsay, Thomas Douglas 6 01/01/2011 36 0 -21,600
Rogers Sugar Income Fund Options Trust units Makin, Edward 5 01/01/2011 36 0 -200,000
Rogers Sugar Income Fund Trust Units Makin, Edward 5 01/01/2011 36 0 -112,100
Rogers Sugar Income Fund Trust Units Maslechko, William S. 4 01/01/2011 36 0 -10,218
Rogers Sugar Income Fund Trust Units Ross, M. Dallas H. 4 01/01/2011 36 0 -18,814
Rogers Sugar Income Fund Trust Units Walton, Michael 7 01/01/2011 36 0 -500
Rolling Rock Resources Options Incentive Stock Brosseau, Dwane 4 14/12/2010 22 0 -475,000 Corporation Options Rolling Rock Resources Common Shares Bullock, Kevin 4 14/12/2010 22 0 -25,000 Corporation Rolling Rock Resources Options Incentive Stock Bullock, Kevin 4 14/12/2010 22 0 -415,000 Corporation Options Rolling Rock Resources Options Incentive Stock Meyer, Doris 5 14/12/2010 22 0 -500,000 Corporation Options Royal Bank of Canada Common Shares Elix, Douglas Thorne 4 05/01/2011 51 23.21 8,000 8,000 Royal Bank of Canada Common Shares Elix, Douglas Thorne 4 05/01/2011 10 52.033 0 -8,000 Royal Bank of Canada Options Elix, Douglas Thorne 4 05/01/2011 51 23.21 8,000 -8,000 Royal Host Inc. Common Shares Clarke Inc. 3 01/01/2011 00 Royal Host Inc. Common Shares Clarke Inc. 3 01/01/2011 36 5,293,568 5,293,568 Royal Host Inc. Convertible Debentures Cook, Blair 4 01/01/2011 00 $9,000 6.00% unsecured subordinated, Series B, due October 31, 2015 Royal Host Inc. Convertible Debentures Cook, Blair 4 01/01/2011 00 $16,000 6.00% unsecured subordinated, Series B, due October 31, 2015 Royal Host Inc. Common Shares Lee, Melinda 4 01/01/2011 00 Royal Host Inc. Common Shares Lee, Melinda 4 01/01/2011 36 2,390 2,390 Royal Host Inc. Common Shares Royal Host Inc. 1 01/01/2011 00 71,300 Royal Host Inc. Convertible Debentures Royal Host Inc. 1 01/01/2011 00 5.90% unsecured subordinated, Series D, due June 30, 2014 Royal Host Inc. Convertible Debentures Royal Host Inc. 1 01/01/2011 00 6.00% unsecured subordinated, Series B, due October 31, 2015 Royal Host Inc. Convertible Debentures Royal Host Inc. 1 01/01/2011 00 6.25% unsecured subordinated, Series C, due Sept 30, 2013 Royal Host Real Estate Trust Units Clarke Inc. 3 01/01/2011 36 0 -5,293,568 Investment Trust Royal Host Real Estate Trust Units Lee, Melinda 4 01/01/2011 36 0 -2,390 Investment Trust Royal Host Real Estate Trust Units ROYAL HOST REAL 1 01/12/2010 38 2.24 20,700 1,000 Investment Trust ESTATE INVESTMENT TRUST
January 14, 2011 (2011) 34 OSCB 633 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Royal Host Real Estate Trust Units ROYAL HOST REAL 1 01/12/2010 38 2.26 26,500 5,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 01/12/2010 38 20,400 -6,100 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 02/12/2010 38 2.19 27,200 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 03/12/2010 38 2.15 34,000 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 06/12/2010 38 2.04 40,800 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 07/12/2010 38 2.1 42,400 1,600 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 07/12/2010 38 2.13 44,300 1,900 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 07/12/2010 38 2.13 45,300 1,000 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 07/12/2010 38 2.14 46,700 1,400 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 07/12/2010 38 2.14 47,600 900 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 2.07 54,400 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 47,600 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 40,800 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 39,800 -1,000 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 34,000 -5,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 27,200 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 08/12/2010 38 20,400 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 09/12/2010 38 2.06 27,200 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 10/12/2010 38 2.07 28,000 800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 10/12/2010 38 2.07 32,000 4,000 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 10/12/2010 38 2.07 33,400 1,400 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 13/12/2010 38 2.07 40,200 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 14/12/2010 38 2.05 47,000 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 2.05 53,800 6,800 Investment Trust ESTATE INVESTMENT TRUST
January 14, 2011 (2011) 34 OSCB 634 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 47,000 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 45,400 -1,600 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 43,500 -1,900 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 42,500 -1,000 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 41,100 -1,400 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 40,200 -900 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 33,400 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 26,600 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 25,800 -800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 21,800 -4,000 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 15/12/2010 38 20,400 -1,400 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 16/12/2010 38 1.99 27,200 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 17/12/2010 38 1.98 34,000 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 20/12/2010 38 1.9 84,900 50,900 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 20/12/2010 38 1.94 91,700 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 20/12/2010 97 98,090 6,390 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 20/12/2010 38 91,700 -6,390 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 21/12/2010 38 1.99 98,500 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 1.99 105,300 6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 98,500 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 91,700 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 84,900 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 78,100 -6,800 Investment Trust ESTATE INVESTMENT TRUST Royal Host Real Estate Trust Units ROYAL HOST REAL 1 22/12/2010 38 71,300 -6,800 Investment Trust ESTATE INVESTMENT TRUST RS Technologies Inc. Rights DSU Felesky, Brian Arthur 4 31/12/2010 56 1,596,593 17,232
January 14, 2011 (2011) 34 OSCB 635 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
RS Technologies Inc. Rights DSU Gray, James K. 4 31/12/2010 56 1,419,603 16,172 RS Technologies Inc. Rights DSU Hunka, Dwayne 4 31/12/2010 56 1,484,523 16,172 RS Technologies Inc. Rights DSU Matthews, Wilmot Leslie 4 31/12/2010 56 1,909,921 20,679 RT Minerals Corp. Common Shares Lake Shore Gold Corp. 3 31/12/2010 16 0.16 9,000,000 1,500,000 RT Minerals Corp. Common Shares Lake Shore Gold Corp. 3 31/12/2010 16 0.16 19,000,000 10,000,000 RT Minerals Corp. Warrants Lake Shore Gold Corp. 3 31/12/2010 16 8,250,000 750,000 Russel Metals Inc. Rights Deferred Share Benedetti, Alain 4 31/12/2010 56 7,958 400 Units (cash settled) Russel Metals Inc. Rights Deferred Share Benedetti, Alain 4 31/12/2010 56 8,282 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Dinning, James Francis 4 31/12/2010 56 9,954 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Fiora, Carl 4 31/12/2010 56 9,954 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Griffiths, Anthony Frear 4 31/12/2010 56 9,954 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Laberge, Alice D. 4 31/12/2010 56 5,072 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Lachapelle, Lise 4 31/12/2010 56 9,954 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share O'Reilly, William Michael 5 31/12/2010 56 2,701 324 Units (cash settled) Russel Metals Inc. Rights Deferred Share Robinson, John Wayne 4 31/12/2010 56 9,954 324 Units (cash settled) Ryan Gold Corp. Common Shares Bradley, Victor 6 24/12/2010 00 Ryan Gold Corp. Common Shares Côté, Marcel 6 24/12/2010 00 Ryan Gold Corp. Common Shares John, William Murray 4 24/12/2010 37 114,285 -285,715 Ryan Gold Corp. Common Shares Leavenworth Bakali, 6 24/12/2010 00 Mustapha Ryan Gold Corp. Common Shares MacKinnon, William 6 24/12/2010 00 Sabina Gold & Silver Corp. Options Bennett, Elaine 5 06/01/2011 50 5.37 790,000 120,000 Sabina Gold & Silver Corp. Options Eyton, Terrence Edwin 4 06/01/2011 50 5.37 575,000 100,000 Sabina Gold & Silver Corp. Options Fennell, David 4 06/01/2011 50 100,000 Sabina Gold & Silver Corp. Options Fennell, David 4 06/01/2011 50 300,000 100,000 Sabina Gold & Silver Corp. Options Goodman, Jonathan Carter 4 06/01/2011 50 5.37 300,000 100,000
Sabina Gold & Silver Corp. Options Hean, Scott Bradbury 4 06/01/2011 50 5.37 614,000 100,000 Sabina Gold & Silver Corp. Options Hoeller, Nicole Raymonde 5 06/01/2011 50 5.37 580,000 120,000
Sabina Gold & Silver Corp. Options Wakeford, John 5 06/01/2011 50 5.37 897,500 150,000 Sabina Gold & Silver Corp. Options Walsh, Anthony P. 5 06/01/2011 50 5.37 1,050,000 200,000 Sabina Gold & Silver Corp. Options Whitton, John Francis 4 06/01/2011 50 5.37 120,000 Sabina Gold & Silver Corp. Options Whitton, John Francis 4 06/01/2011 50 5.37 550,000 100,000 Sabina Gold & Silver Corp. Options Wilkes, LeRoy Ellsworth 4 06/01/2011 50 5.37 557,000 120,000 San Gold Corporation Common Shares Power, Michael 4 31/12/2010 10 1.43 219,000 200,000 San Gold Corporation Common Shares Power, Michael 4 31/12/2010 10 3.95 19,000 -200,000 San Gold Corporation Options Power, Michael 4 31/12/2010 51 1.43 516,667 -200,000 San Gold Corporation Options Power, Michael 4 31/12/2010 51 1.43 716,667 200,000 San Gold Corporation Options Power, Michael 4 31/12/2010 51 1.43 516,667 -200,000 Sandspring Resources Ltd. Common Shares Constable, David Wayne 4 06/01/2011 00 Sandspring Resources Ltd. Options Constable, David Wayne 4 06/01/2011 00 Sandspring Resources Ltd. Options Constable, David Wayne 4 06/01/2011 50 3.54 125,000 125,000 Sandvine Corporation Common Shares Bowman, Don 5 04/01/2011 10 2.85 3,357,100 -2,000 Sandvine Corporation Common Shares Bowman, Don 5 05/01/2011 10 2.85 3,355,100 -2,000 Sandvine Corporation Common Shares Bowman, Don 5 06/01/2011 10 3 3,352,800 -2,300 Sandvine Corporation Common Shares Bowman, Don 5 07/01/2011 10 2.95 3,349,200 -3,600 Sandvine Corporation Common Shares Caputo, David 4 04/01/2011 10 2.85 3,342,100 -2,000 Sandvine Corporation Common Shares Caputo, David 4 05/01/2011 10 2.84 3,340,100 -2,000 Sandvine Corporation Common Shares Caputo, David 4 06/01/2011 10 3 3,337,800 -2,300 Sandvine Corporation Common Shares Caputo, David 4 07/01/2011 10 2.95 3,334,200 -3,600 Sandvine Corporation Common Shares Donnelly, Tom 5 04/01/2011 10 2.84 3,125,930 -2,000 Sandvine Corporation Common Shares Donnelly, Tom 5 05/01/2011 10 2.85 3,123,930 -2,000 Sandvine Corporation Common Shares Donnelly, Tom 5 06/01/2011 10 3 3,121,630 -2,300 Sandvine Corporation Common Shares Donnelly, Tom 5 07/01/2011 10 2.96 3,118,030 -3,600 Sandvine Corporation Common Shares Siim, Brad 5 04/01/2011 10 2.84 3,332,100 -2,000 Sandvine Corporation Common Shares Siim, Brad 5 05/01/2011 10 2.85 3,330,100 -2,000 Sandvine Corporation Common Shares Siim, Brad 5 06/01/2011 10 3 3,327,800 -2,300 Sandvine Corporation Common Shares Siim, Brad 5 07/01/2011 10 2.95 3,324,200 -3,600 Saputo Inc. Common Shares Saputo inc. 1 01/12/2010 38 37.845 143,300 50,000 Saputo Inc. Common Shares Saputo inc. 1 01/12/2010 38 135,400 -7,900 Saputo Inc. Common Shares Saputo inc. 1 02/12/2010 38 37.866 190,400 55,000 Saputo Inc. Common Shares Saputo inc. 1 02/12/2010 38 163,300 -27,100 Saputo Inc. Common Shares Saputo inc. 1 03/12/2010 38 37.065 256,600 93,300
January 14, 2011 (2011) 34 OSCB 636 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Saputo Inc. Common Shares Saputo inc. 1 03/12/2010 38 230,000 -26,600 Saputo Inc. Common Shares Saputo inc. 1 06/12/2010 38 36.413 284,600 54,600 Saputo Inc. Common Shares Saputo inc. 1 06/12/2010 38 252,900 -31,700 Saputo Inc. Common Shares Saputo inc. 1 07/12/2010 38 36.428 321,300 68,400 Saputo Inc. Common Shares Saputo inc. 1 07/12/2010 38 271,300 -50,000 Saputo Inc. Common Shares Saputo inc. 1 08/12/2010 38 36.415 325,700 54,400 Saputo Inc. Common Shares Saputo inc. 1 08/12/2010 38 270,700 -55,000 Saputo Inc. Common Shares Saputo inc. 1 09/12/2010 38 36.578 390,400 119,700 Saputo Inc. Common Shares Saputo inc. 1 09/12/2010 38 297,100 -93,300 Saputo Inc. Common Shares Saputo inc. 1 10/12/2010 38 36.659 317,200 20,100 Saputo Inc. Common Shares Saputo inc. 1 10/12/2010 38 262,600 -54,600 Saputo Inc. Common Shares Saputo inc. 1 13/12/2010 38 37.931 321,100 58,500 Saputo Inc. Common Shares Saputo inc. 1 13/12/2010 38 252,700 -68,400 Saputo Inc. Common Shares Saputo inc. 1 14/12/2010 38 38.286 302,700 50,000 Saputo Inc. Common Shares Saputo inc. 1 14/12/2010 38 248,300 -54,400 Saputo Inc. Common Shares Saputo inc. 1 15/12/2010 38 38.517 413,300 165,000 Saputo Inc. Common Shares Saputo inc. 1 15/12/2010 38 293,600 -119,700 Saputo Inc. Common Shares Saputo inc. 1 16/12/2010 38 38.491 340,800 47,200 Saputo Inc. Common Shares Saputo inc. 1 16/12/2010 38 320,700 -20,100 Saputo Inc. Common Shares Saputo inc. 1 17/12/2010 38 38.296 373,800 53,100 Saputo Inc. Common Shares Saputo inc. 1 17/12/2010 38 315,300 -58,500 Saputo Inc. Common Shares Saputo inc. 1 20/12/2010 38 38.625 365,300 50,000 Saputo Inc. Common Shares Saputo inc. 1 20/12/2010 38 315,300 -50,000 Saputo Inc. Common Shares Saputo inc. 1 21/12/2010 38 39.182 352,500 37,200 Saputo Inc. Common Shares Saputo inc. 1 21/12/2010 38 187,500 -165,000 Saputo Inc. Common Shares Saputo inc. 1 22/12/2010 38 39.143 315,500 128,000 Saputo Inc. Common Shares Saputo inc. 1 22/12/2010 38 268,300 -47,200 Saputo Inc. Common Shares Saputo inc. 1 23/12/2010 38 38.8 336,700 68,400 Saputo Inc. Common Shares Saputo inc. 1 23/12/2010 38 283,600 -53,100 Saputo Inc. Common Shares Saputo inc. 1 24/12/2010 38 39.232 288,900 5,300 Saputo Inc. Common Shares Saputo inc. 1 24/12/2010 38 238,900 -50,000 Saputo Inc. Common Shares Saputo inc. 1 29/12/2010 38 39.631 269,400 30,500 Saputo Inc. Common Shares Saputo inc. 1 29/12/2010 38 232,200 -37,200 Saputo Inc. Common Shares Saputo inc. 1 30/12/2010 38 40.01 332,200 100,000 Saputo Inc. Common Shares Saputo inc. 1 30/12/2010 38 204,200 -128,000 Saputo Inc. Common Shares Saputo inc. 1 31/12/2010 38 39.783 231,200 27,000 Saputo Inc. Common Shares Saputo inc. 1 31/12/2010 38 162,800 -68,400 Savanna Energy Services Deferred Share Units Hooks, John Michael 4 31/12/2010 56 7.09 68,328 1,445 Corp. (Directors) (cash based only) Savanna Energy Services Deferred Share Units SAUNDERS, JAMES 4 31/12/2010 56 7.09 73,121 2,362 Corp. (Directors) (cash based MACLEO only) Savaria Corporation Common Shares Bourassa, Marcel 5 16/12/2010 47 1.55 -20,000 Savaria Corporation Common Shares Bourassa, Marcel 5 16/12/2010 47 1.55 290,900 -20,000 Scorpio Mining Corporation Common Shares Bryce, Robert 5 04/01/2011 10 207,500 -10,000
Scorpio Mining Corporation Common Shares Bryce, Robert 5 06/01/2011 10 197,500 -10,000
Scorpio Mining Corporation Common Shares Riley, Lisa Kathleen 4 18/05/2005 00
Scorpio Mining Corporation Common Shares Riley, Lisa Kathleen 4 04/01/2011 10 1 50,000 50,000
Seabridge Gold Inc. Common Shares Fronk, Rudi P. 4, 1 04/01/2011 51 10.56 1,150,000 250,000 Seabridge Gold Inc. Options Fronk, Rudi P. 4, 1 04/01/2011 51 10.56 350,000 -250,000 SEAFIELD RESOURCES Common Shares McGuinty, William John 4 13/06/2007 00 LTD. SEAFIELD RESOURCES Common Shares McGuinty, William John 4 06/01/2011 30 0.1 100,000 100,000 LTD. SEAFIELD RESOURCES Common Shares McGuinty, William John 4 06/01/2011 30 0.25 140,000 40,000 LTD. SEAFIELD RESOURCES Options McGuinty, William John 4 04/01/2011 50 0.59 140,000 LTD. SEAFIELD RESOURCES Options McGuinty, William John 4 04/01/2011 50 0.59 140,000 LTD. SEAFIELD RESOURCES Options McGuinty, William John 4 06/01/2011 51 0.1 775,000 -100,000 LTD. SEAFIELD RESOURCES Options McGuinty, William John 4 06/01/2011 51 0.25 735,000 -40,000 LTD. SEAFIELD RESOURCES Common Shares Paterson, James 4 30/12/2010 51 0.175 200,000 200,000 LTD. SEAFIELD RESOURCES Options Paterson, James 4 30/12/2010 51 50,000 -200,000 LTD.
January 14, 2011 (2011) 34 OSCB 637 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
SEAFIELD RESOURCES Options Paterson, James 4 30/12/2010 50 200,000 150,000 LTD. Search Minerals Inc. Options Anderson, Matthew James 5 06/01/2011 50 0.55 80,000 10,000
Sears Canada Inc. Common Shares Bird, Ephraim John 4 31/12/2010 10 19.257 1,000 -500 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 06/01/2011 10 0.08 3,333,000 -5,000 Senator Minerals Inc. Common Shares SIMON, Donald Antony 3, 4, 5 07/01/2011 10 0.08 3,340,000 7,000 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 16/12/2010 38 70 100 100 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 29/12/2010 38 72 300 200 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 31/12/2010 38 0 -300 ShaMaran Petroleum Corp. Common Shares Kabra, Pradeep 5 30/12/2010 10 1.39 524,300 50,000 (formerly Bayou Bend Petroleum Ltd.) ShaMaran Petroleum Corp. Common Shares Lorito Holdings S.à.r.l. 3 05/01/2011 10 1.2933 23,994,000 2,000,000 (formerly Bayou Bend Petroleum Ltd.) ShaMaran Petroleum Corp. Common Shares Lorito Holdings S.à.r.l. 3 06/01/2011 10 1.25 26,494,000 2,500,000 (formerly Bayou Bend Petroleum Ltd.) SHAW COMMUNICATIONS Directors' Deferred Share BURNS, ADRIAN 4 31/12/2010 30 21.63 22,063 143 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Green, Richard R. 4 31/12/2010 30 21.45 1,721 258 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Haverstock, Lynda 4 31/12/2010 30 21.63 2,890 48 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Keating, Gregory John 4 31/12/2010 30 21.63 12,190 302 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share O'Brien, Michael Wilfrid 4 31/12/2010 30 21.43 25,677 87 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Pew, Paul Kenneth 4 31/12/2010 30 21.63 14,441 452 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Royer, Jeffrey 4 31/12/2010 30 21.63 23,826 342 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Shaw, Bradley 4, 5 31/12/2010 30 21.43 5,378 18 INC. Units (DDSU) SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Bradley 4, 5 30/12/2010 10 21.6 1,100 17 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Jim 4, 5 30/12/2010 30 21.6 1,233 11 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Jim 4, 5 30/12/2010 30 21.6 59,596 15,028 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Jim 4, 5 30/12/2010 30 21.6 4,367,825 14,779 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 862,106 2,917 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 3,040,819 10,289 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 30,989 196 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 137,135 43 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 10 21.6 27,098 92 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 773 36 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 773 36 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 350 18 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 350 18 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 773 36 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 10 21.6 672 169 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, JR 3, 4, 5 30/12/2010 30 21.6 11,965,454 40,486 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Julie 5 30/12/2010 30 21.6 832 11 INC. "B" SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Julie 5 30/12/2010 30 21.6 29,343 99 INC. "B"
January 14, 2011 (2011) 34 OSCB 638 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
SHAW COMMUNICATIONS Non-Voting Shares Class Shaw, Julie 5 30/12/2010 10 21.6 8,506 29 INC. "B" SHAW COMMUNICATIONS Directors' Deferred Share Sparkman, JC 4 31/12/2010 30 21.45 18,996 202 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Weatherill, Sheila Christine 4 31/12/2010 30 21.63 1,907 71 INC. Units (DDSU) SHAW COMMUNICATIONS Directors' Deferred Share Yuill, Willard 4 31/12/2010 30 21.43 3,584 12 INC. Units (DDSU) ShawCor Ltd. Subordinate Voting Dunn, Ronald Joseph 5 29/12/2010 10 34.5 15,013 -800 Shares Class A ShawCor Ltd. Deferred Share Unit Robinson, Paul Geoffrey 4 31/12/2010 56 2,263 1,140 Sheltered Oak Resources Common Shares Elkin, Barbara Jeanine 6 29/12/2010 16 0.09 8,350,000 2,100,000 Corp. Lisser Sheltered Oak Resources Warrants Elkin, Barbara Jeanine 6 29/12/2010 16 8,550,000 1,050,000 Corp. Lisser Sheltered Oak Resources Common Shares Elkin, Jacob Joseph 4, 5 29/12/2010 16 0.09 7,100,000 2,100,000 Corp. Sheltered Oak Resources Warrants Elkin, Jacob Joseph 4, 5 29/12/2010 16 3,550,000 1,050,000 Corp. Sheltered Oak Resources Common Shares Richbert Agencies S.A. 3 29/12/2010 16 0.09 8,350,000 2,100,000 Corp. Sheltered Oak Resources Warrants Richbert Agencies S.A. 3 29/12/2010 16 8,550,000 1,050,000 Corp. Sienna Gold Inc. Common Shares Forbes, Gordon Archie 5 21/05/2009 00 Sienna Gold Inc. Common Shares Forbes, Gordon Archie 5 04/01/2011 90 0.265 40,000 40,000 Sienna Gold Inc. Common Shares Forbes, Gordon Archie 5 04/01/2011 90 0.265 32,370 -40,000 Sienna Gold Inc. Common Shares Rucci, John Maria 4 06/01/2011 10 0.33 1,055,572 -15,000 Silver Shield Resources Common Shares Joe Dwek Management 3 04/01/2011 10 0.08 977,777 -1,500,000 Corp. Consultants 2007 Inc. Silver Standard Resources Deferred Share Unit ANGLIN, Mike Arthur E. 4 02/01/2011 30 27.97 14,024 983 Inc. Silver Standard Resources Deferred Share Unit Brodie, Derek John Robert 4 02/01/2011 56 10,216 682 Inc. Silver Standard Resources Deferred Share Unit Campbell, Richard 4 02/01/2011 30 27.97 11,509 536 Inc. Cunningham Silver Standard Resources Deferred Share Unit Johnston, David L. 4 02/01/2011 30 27.97 12,476 782 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 21.3 4,800 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 51 21.3 4,800 4,800 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 28 3,000 -1,800 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 28.15 2,200 -800 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 28.152 2,000 -200 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 28.2 1,000 -1,000 Inc. Silver Standard Resources Common Shares Ovsenek, Joseph J. 5 30/12/2010 10 28.3 0 -1,000 Inc. Silver Standard Resources Options Ovsenek, Joseph J. 5 30/12/2010 10 21.3 -4,800 Inc. Silver Standard Resources Options Ovsenek, Joseph J. 5 30/12/2010 51 21.3 507,700 -4,800 Inc. Silver Standard Resources Deferred Share Unit Paterson, Richard 4 02/01/2011 30 27.97 15,525 1,073 Inc. Silver Standard Resources Deferred Share Unit TOMSETT, PETER 4 02/01/2011 30 27.97 31,735 1,073 Inc. WILLIAM Silver Wheaton Corp. Common Shares Bernardi, Curzio Domenico 5 02/01/2011 57 15.89 5,900 5,900
Silver Wheaton Corp. Subscription Rights Bernardi, Curzio Domenico 5 02/01/2011 57 15.89 11,800 -5,900
Silver Wheaton Corp. Common Shares Tatarkin, Nikola 5 31/12/2010 51 7.24 6,500 5,000 Silver Wheaton Corp. Common Shares Tatarkin, Nikola 5 31/12/2010 10 39.16 6,100 -400 Silver Wheaton Corp. Common Shares Tatarkin, Nikola 5 31/12/2010 10 39.17 1,500 -4,600 Silver Wheaton Corp. Options Tatarkin, Nikola 5 31/12/2010 51 7.24 138,500 -5,000 SilverBirch Energy Common Shares Watson, Bill 4 30/12/2010 00 Corporation SilverBirch Energy Options Watson, Bill 4 30/12/2010 00 Corporation
January 14, 2011 (2011) 34 OSCB 639 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
SilverBirch Energy Options Watson, Bill 4 30/12/2010 50 7.07 45,000 45,000 Corporation Slam Exploration Ltd. Common Shares Hansuld, John Alexander 4, 5 06/01/2011 11 0.125 331,000 -20,000 Slam Exploration Ltd. Common Shares Joe Dwek Management 3 31/12/2010 10 0.2256 1,480,285 -520,000 Consultants 2007 Inc. SMC Ventures Inc Common Shares Notman, William Hugh 4, 5 06/01/2011 10 0.125 117,500 1,500 SNC-Lavalin Group Inc. Unités d'actions différées Bourne, Ian Alexander 4 31/12/2010 56 59.29 1,995 354 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées Goldman, David 4 31/12/2010 56 59.29 10,581 322 (administrateurs)
SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 01/12/2010 38 55.131 10,000 10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 01/12/2010 38 55.131 0 -10,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 03/12/2010 38 56.452 15,000 15,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 03/12/2010 38 56.452 0 -15,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 06/12/2010 38 56.202 10,400 10,400 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 06/12/2010 38 56.202 0 -10,400 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 07/12/2010 38 57.068 7,500 7,500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 07/12/2010 38 57.068 0 -7,500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 08/12/2010 38 56.95 16,000 16,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 08/12/2010 38 56.95 0 -16,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 09/12/2010 38 56.238 34,800 34,800 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 09/12/2010 38 56.238 0 -34,800 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 10/12/2010 38 56.579 26,500 26,500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 10/12/2010 38 56.579 0 -26,500 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 13/12/2010 38 56.659 35,000 35,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 13/12/2010 38 56.659 0 -35,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 14/12/2010 38 56.623 25,000 25,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 14/12/2010 38 56.623 0 -25,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 15/12/2010 38 56.282 25,000 25,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 15/12/2010 38 56.282 0 -25,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 16/12/2010 38 56.38 22,300 22,300 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 16/12/2010 38 56.38 0 -22,300 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 17/12/2010 38 55.949 26,700 26,700 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 17/12/2010 38 55.949 0 -26,700 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 20/12/2010 38 57.148 34,700 34,700 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 20/12/2010 38 57.148 0 -34,700 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 21/12/2010 38 57.89 7,000 7,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 21/12/2010 38 57.89 0 -7,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 22/12/2010 38 58.481 30,000 30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 22/12/2010 38 58.481 0 -30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 23/12/2010 38 58.788 26,200 26,200 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 23/12/2010 38 58.788 0 -26,200 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 29/12/2010 38 59.61 30,000 30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 29/12/2010 38 59.61 0 -30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 30/12/2010 38 59.909 30,000 30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 30/12/2010 38 59.909 0 -30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 31/12/2010 38 59.649 30,000 30,000 SNC-Lavalin Group Inc. Common Shares Groupe SNC-Lavalin inc. 1 31/12/2010 38 59.649 0 -30,000 SNC-Lavalin Group Inc. Unités d'actions différées HAMMICK, Patricia A. 4 31/12/2010 56 59.29 4,571 361 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées LESSARD, Pierre H. 4 31/12/2010 56 59.29 12,883 387 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées Marcoux, Edythe Alexia 4 31/12/2010 56 59.29 8,357 315 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées Marsden, Lorna Ruth 4 31/12/2010 56 59.29 7,419 370 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées Mongeau, Claude 4 31/12/2010 56 59.29 18,054 518 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées Morgan, Gwyn 4 31/12/2010 56 59.29 26,423 1,259 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées PARKER, Michael D. 4 31/12/2010 56 59.29 972 466 (administrateurs)
January 14, 2011 (2011) 34 OSCB 640 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
SNC-Lavalin Group Inc. Unités d'actions différées Segal, Hugh David 4 31/12/2010 56 59.29 6,235 309 (administrateurs)
SNC-Lavalin Group Inc. Unités d'actions différées STEVENSON, Lawrence N. 4 31/12/2010 56 59.29 8,615 316 (administrateurs)
Softchoice Corporation Rights Deferred Share Francis, Allan Kevin 4 01/01/2011 56 19,729 952 Units Softchoice Corporation Rights Deferred Share Lamoureux, Gilles 4 01/01/2011 56 14,970 952 Units Softchoice Corporation Rights Deferred Share Linton, William 4 01/01/2011 56 19,729 952 Units Softchoice Corporation Rights Deferred Share Luba, Robert Walter 4 01/01/2011 56 19,729 952 Units Softchoice Corporation Rights Deferred Share Reesor, Allan James 4 01/01/2011 56 19,729 952 Units Softchoice Corporation Rights Deferred Share Robinson, William Peter 4 01/01/2011 56 19,729 952 Units Softchoice Corporation Rights Deferred Share Tapp, Lawrence G. 4 01/01/2011 56 32,884 1,587 Units Solara Exploration Ltd Class A Common Shares Fischer, Alfred Franz 4 31/12/2010 36 76,000 40,000
Solara Exploration Ltd Class B Common Shares Fischer, Alfred Franz 4 31/12/2010 36 0 -4,000
Solara Exploration Ltd Class A Common Shares Holding, Donald Roy 5 05/01/2011 10 0.63 1,455,911 -10,000
Solara Exploration Ltd Class A Common Shares Skinner, Brian Arthur 5 31/12/2010 36 101,500 60,000
Solara Exploration Ltd Class A Common Shares Skinner, Brian Arthur 5 05/01/2011 36 280
Solara Exploration Ltd Class A Common Shares Skinner, Brian Arthur 5 05/01/2011 36 280
Solara Exploration Ltd Class A Common Shares Skinner, Brian Arthur 5 31/12/2010 36 28,000
Solara Exploration Ltd Class A Common Shares Skinner, Brian Arthur 5 31/12/2010 36 28,000
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 12/02/2007 10 3.15 6,000 3,200
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 31/12/2010 36 -2,800
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 31/12/2010 36 -2,800
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 31/12/2010 36 0 -6,000
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 05/01/2011 36 -2,800
Solara Exploration Ltd Class B Common Shares Skinner, Brian Arthur 5 05/01/2011 36 -2,800
Solium Capital Inc. Common Shares Deleray, Michael Howard 4 30/12/2010 10 1.51 8,500 700 Soltoro Ltd. Options McGuinty, William John 4 04/01/2011 50 0.59 350,000 140,000 Soltoro Ltd. Common Shares Reeson, Douglas 4, 5 21/12/2010 16 0.45 435,000 50,000 Soltoro Ltd. Warrants Issued Reeson, Douglas 4, 5 31/08/2006 00 50,000 December 21, 2010 Soltoro Ltd. Common Shares Walford, Phillip Charles 4 30/12/2010 54 0.3 337,500 25,000 Soltoro Ltd. Warrants Issued July 3, Walford, Phillip Charles 4 30/12/2010 54 0 -25,000 2009 Source Exploration Corp. Common Shares Filipovic, Steven John 5 24/12/2010 10 0.57 117,500 17,500 Source Exploration Corp. Common Shares Filipovic, Steven John 5 05/01/2011 10 0.55 127,500 10,000 South American Gold and Common Shares Hernandez, Mario 3, 4, 5 18/12/2010 54 0.045 39,482,219 2,142,510 Copper Company Limited South American Gold and Warrants Hernandez, Mario 3, 4, 5 18/12/2010 54 0.045 16,172,129 -2,142,510 Copper Company Limited Southern Andes Energy Inc. Common Shares KAWAR, HATEM 5 14/05/2010 00 (formerly Solex Resources Corp.) Southern Andes Energy Inc. Common Shares KAWAR, HATEM 5 06/01/2011 35 0.195 362,151 362,151 (formerly Solex Resources Corp.) Southern Pacific Resource Convertible Debentures Barefoot, Jeffrey Arthur 5 09/11/2009 00 $25,000 Corp. January 2011 Southern Pacific Resource Convertible Debentures Fekete, Tibor 4 23/03/2006 00 Corp. January 2011
January 14, 2011 (2011) 34 OSCB 641 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Southern Pacific Resource Convertible Debentures Fekete, Tibor 4 07/01/2011 15 $100,000 $100,000 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2008 00 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2011 15 1000 $36 $36 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2008 00 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2011 15 1000 $34 $34 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2008 00 Corp. January 2011 Southern Pacific Resource Convertible Debentures Lutes, Byron 5 07/01/2011 15 1000 $5 $5 Corp. January 2011 Southern Pacific Resource Convertible Debentures Miller, Glenn D. 5 29/05/2009 00 Corp. January 2011 Southern Pacific Resource Convertible Debentures Miller, Glenn D. 5 07/01/2011 15 $40,000 $40,000 Corp. January 2011 SouthGobi Resources Ltd. Common Shares Gordon, Michael 6 16/09/2010 00 SouthGobi Resources Ltd. Options Gordon, Michael 6 16/09/2010 00 SouthGobi Resources Ltd. Common Shares Holland III, Bob 6 05/11/2010 00 SouthGobi Resources Ltd. Options Holland III, Bob 6 05/11/2010 00 SouthGobi Resources Ltd. Common Shares Mahler, Livia 6 10/03/2009 00 SouthGobi Resources Ltd. Options Mahler, Livia 6 10/03/2009 00 SouthGobi Resources Ltd. Common Shares Stevenson, Tracy 6 07/05/2010 00 SouthGobi Resources Ltd. Options Stevenson, Tracy 6 07/05/2010 00 SouthGobi Resources Ltd. Common Shares Westbrook, Dan Allen 6 16/09/2010 00 SouthGobi Resources Ltd. Options Westbrook, Dan Allen 6 16/09/2010 00 Spectral Diagnostics Inc. Common Shares Growth Works Capital Ltd. 3 31/12/2010 36 0.29 12,449,501 3,999,884 & Affiliates (venture capital unit) Spectral Diagnostics Inc. Notes Growth Works Capital Ltd. 3 31/12/2010 36 0.29 $0 -$1,156,250 & Affiliates (venture capital unit) Spectral Diagnostics Inc. Common Shares GrowthWorks Canadian 3 31/12/2010 36 0.29 12,449,501 3,999,884 Fund Ltd. Spectral Diagnostics Inc. Notes GrowthWorks Canadian 3 31/12/2010 36 0.29 $0 -$1,156,250 Fund Ltd. Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 31/12/2010 10 0.08 1,966,646 4,000 Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 05/01/2011 10 0.06 1,976,646 10,000 Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 06/01/2011 10 0.065 1,979,146 2,500 Spruce Ridge Resources Common Shares Ryan, John 6 30/12/2010 54 0.25 3,072,722 300,000 Ltd. Spruce Ridge Resources Common Shares Ryan, John 6 30/12/2010 11 0.25 3,372,722 300,000 Ltd. Spruce Ridge Resources Warrants Ryan, John 6 30/12/2010 54 0.25 600,000 300,000 Ltd. ST ANDREW GOLDFIELDS Common Shares Abramson, Randall 3 04/01/2011 54 26,381,953 49,500 LTD. ST ANDREW GOLDFIELDS Common Shares Abramson, Randall 3 06/01/2011 97 26,332,453 -49,500 LTD. ST ANDREW GOLDFIELDS Common Shares Abramson, Randall 3 06/01/2011 97 26,268,553 -63,900 LTD. ST ANDREW GOLDFIELDS Common Shares Abramson, Randall 3 06/01/2011 97 11,614,858 4,650 LTD. ST ANDREW GOLDFIELDS Warrants Abramson, Randall 3 04/01/2011 54 760,000 -49,500 LTD. St-Georges Platinum & Base Common Shares Billings, Mark Anthony 4 31/12/2010 11 0.2 475,000 250,000 Metals Ltd. St-Georges Platinum & Base Warrants Billings, Mark Anthony 4 30/12/2009 00 Metals Ltd. St-Georges Platinum & Base Warrants Billings, Mark Anthony 4 31/12/2010 11 0.5 250,000 250,000 Metals Ltd. St-Georges Platinum & Base Common Shares Dumas, Francois 3, 4, 5 31/12/2010 11 0.2 575,000 250,000 Metals Ltd. St-Georges Platinum & Base Common Shares Dumas, Francois 3, 4, 5 05/01/2011 10 0.22 584,500 9,500 Metals Ltd. St-Georges Platinum & Base Common Shares Dumas, Francois 3, 4, 5 29/12/2010 10 0.22 1,471,000 15,000 Metals Ltd. St-Georges Platinum & Base Common Shares Dumas, Francois 3, 4, 5 05/01/2011 10 0.22 1,481,000 10,000 Metals Ltd. St-Georges Platinum & Base Warrants Dumas, Francois 3, 4, 5 30/12/2009 00 Metals Ltd.
January 14, 2011 (2011) 34 OSCB 642 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
St-Georges Platinum & Base Warrants Dumas, Francois 3, 4, 5 31/12/2010 11 250,000 250,000 Metals Ltd. St-Georges Platinum & Base Warrants Garson, Anthony 4 03/03/2010 00 Metals Ltd. St-Georges Platinum & Base Warrants Garson, Anthony 4 31/12/2010 11 0.2 25,000 25,000 Metals Ltd. St-Georges Platinum & Base Common Shares Grand, David J. 4 22/10/2010 00 75,000 Metals Ltd. St-Georges Platinum & Base Warrants Grand, David J. 4 22/10/2010 00 75,000 Metals Ltd. St. Eugene Mining Common Shares Boyle, Jennifer L 4, 5 29/12/2010 10 0.31 1,188,818 -30,000 Corporation Limited St. Eugene Mining Common Shares Boyle, Jennifer L 4, 5 29/12/2010 10 0.34 1,161,818 -27,000 Corporation Limited St. Eugene Mining Common Shares Boyle, Jennifer L 4, 5 31/12/2010 10 0.25 1,301,818 140,000 Corporation Limited St. Eugene Mining Options Weston, Kevin 5 14/12/2010 52 0.1 50,000 -950,000 Corporation Limited Starcore International Mines Common Shares Kleine, Ralf M. 5 31/12/2010 10 0.11 350,000 50,000 Ltd. STEALTH MINERALS Common Shares McWilliam, William James 4, 5 29/12/2010 10 0.025 11,657,000 24,000 LIMITED STEALTH MINERALS Common Shares McWilliam, William James 4, 5 04/01/2011 10 0.025 11,662,000 5,000 LIMITED STEALTH MINERALS Common Shares McWilliam, William James 4, 5 06/01/2011 10 0.03 11,963,000 301,000 LIMITED Stella-Jones Inc. Common Shares Jones, Ian 7 07/01/2011 51 20.55 6,000 6,000 Stella-Jones Inc. Options Jones, Ian 7 07/01/2011 51 20.55 3,000 -6,000 Stella-Jones Inc. Common Shares Poirier, Martin 5 05/01/2011 10 33.08 740 -400 Stella-Jones Inc. Common Shares Poirier, Martin 5 06/01/2011 10 33.08 -400 Stella-Jones Inc. Common Shares Poirier, Martin 5 06/01/2011 10 33 180 -560 Stella-Jones Inc. Common Shares Poirier, Martin 5 07/01/2011 51 13 3,000 3,000 Stella-Jones Inc. Options Poirier, Martin 5 07/01/2011 51 13 3,000 -3,000 Stone Investment Group Common Shares Grimble, Suzanne 7 31/12/2010 30 0.5557 72,404 17,993 Limited Stone Investment Group Common Shares Kim, Wan 5 31/12/2010 30 0.5557 526,189 19,973 Limited Stornoway Diamond Options Boldt, Zara Elizabeth 5 30/12/2010 52 1.05 670,000 -20,000 Corporation Stornoway Diamond Options Hopkins, Robin Torrey 5 30/12/2010 52 1.05 800,000 -100,000 Corporation Stornoway Diamond Common Shares Manson, Matthew Lamont 5 06/01/2011 15 0.61 1,419,919 164,000 Corporation Strateco Resources Inc. Common Shares Sentient Executive GP III, 3 23/12/2010 16 0.83 2,689,474 1,800,000 122695906 en circulation Ltd. (for the GP of Sentient au 8 décembre 2009 Global Resources Fund III, L.P. and SGRF III Parallel I, L.P.)
Strateco Resources Inc. Warrants 8289474 bons Sentient Executive GP III, 3 23/12/2010 16 9,189,474 900,000 Prix exercice :1,00$-24 Ltd. (for the GP of Sentient mois, 1,05$ 24-36 mois. Global Resources Fund III, L.P. and SGRF III Parallel I, L.P.)
Strateco Resources Inc. Common Shares Terreault, Pierre H. 5 06/01/2011 10 0.93 8,000 5,000 Strategic Oil & Gas Ltd. Options Driver, Mahrookh 5 05/01/2011 50 1.1 225,000 100,000 Strategic Oil & Gas Ltd. Options McNeil, Colin Stuart 4 05/01/2011 50 325,000 100,000 Strategic Oil & Gas Ltd. Options Sawhney, Gurpreet 5 05/01/2011 50 1.1 700,000 300,000 Strategic Oil & Gas Ltd. Options Schoch, Arn 4 05/01/2011 50 1.1 1,445,000 650,000 Strategic Oil & Gas Ltd. Warrants Schoch, Arn 4 16/12/2010 54 0.7 0 -35,000 Strategic Oil & Gas Ltd. Options Skeith, Donald Richard 4 05/01/2011 50 300,000 100,000 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 28/04/2010 00 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 30/09/2010 51 137500 137,500 137,500 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 30/09/2010 10 1.45 121,600 -15,900 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 30/09/2010 10 1.46 119,300 -2,300 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 30/09/2010 10 1.47 34,000 -85,300 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 30/09/2010 10 1.48 0 -34,000 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 16/11/2010 51 137500 137,500 137,500 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 16/11/2010 10 1.97 48,700 -88,800 Stream Oil & Gas Ltd. Common Shares Hodgson, James Robert 4 16/11/2010 10 2 0 -48,700 Stream Oil & Gas Ltd. Options Hodgson, James Robert 4 30/09/2010 51 412,500 -137,500 Stream Oil & Gas Ltd. Options Hodgson, James Robert 4 16/11/2010 51 275,000 -137,500
January 14, 2011 (2011) 34 OSCB 643 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Stream Oil & Gas Ltd. Common Shares Kapotas, Sotirios 4, 5 30/12/2010 10 6,182,859 -20,000 Stream Oil & Gas Ltd. Common Shares Kapotas, Sotirios 4, 5 05/01/2011 10 6,162,859 -20,000 Stream Oil & Gas Ltd. Common Shares Mortakis-Martakis, 4 31/12/2010 10 2.95 603,500 -40,000 Georgios-Antonios Strike Minerals Inc. Warrants Joe Dwek Management 3 31/12/2010 55 0 -6,000,000 Consultants 2007 Inc. Sun Gro Horticulture Inc. Common Shares ALLEN, DOUGLAS D. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares ALLEN, DOUGLAS D. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares ALLEN, DOUGLAS D. 4 04/01/2011 11 180,900 Sun Gro Horticulture Inc. Common Shares ALLEN, DOUGLAS D. 4 04/01/2011 11 180,900 Sun Gro Horticulture Inc. Common Shares BÉLANGER, BERNARD 3 31/12/2010 00 Sun Gro Horticulture Inc. Common Shares BÉLANGER, BERNARD 3 31/12/2010 36 10 10 Sun Gro Horticulture Inc. Common Shares BÉLANGER, BERNARD 3 31/12/2010 00 Sun Gro Horticulture Inc. Common Shares BÉLANGER, BERNARD 3 31/12/2010 36 5,459,790 5,459,790 Sun Gro Horticulture Inc. Common Shares Breau, Clarence 7 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Breau, Clarence 7 04/01/2011 11 14,158 14,158 Sun Gro Horticulture Inc. Common Shares Breau, Clarence 7 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Breau, Clarence 7 04/01/2011 11 2,000 2,000 Sun Gro Horticulture Inc. Common Shares Edwards, Jack Patrick 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Edwards, Jack Patrick 4 04/01/2011 11 42,808 42,808 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 11 31,062 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 11 31,062 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 11 29,800 Sun Gro Horticulture Inc. Common Shares Goldsmith, John T. 4 04/01/2011 11 29,800 Sun Gro Horticulture Inc. Common Shares McLaughlin, John James 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares McLaughlin, John James 4 04/01/2011 11 10,000 10,000 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 8,400 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 8,400 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 50,700 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 50,700 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 800 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 800 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 900 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 900 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 206,900 Sun Gro Horticulture Inc. Common Shares Senft, Roderick Raymond 4 04/01/2011 11 206,900 Sun Gro Horticulture Inc. Common Shares SPONG, MARK 7 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares SPONG, MARK 7 04/01/2011 11 13,734 13,734 Sun Gro Horticulture Inc. Common Shares sutin, david earl 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares sutin, david earl 4 04/01/2011 11 10,000 10,000 Sun Gro Horticulture Inc. Common Shares Sytsma, Robert 7 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Sytsma, Robert 7 04/01/2011 11 6,334 6,334 Sun Gro Horticulture Inc. Common Shares WEAVER, MITCHELL J. 5 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares WEAVER, MITCHELL J. 5 04/01/2011 11 90,393 90,393 Sun Gro Horticulture Inc. Common Shares Wiens, Bradley A. 5 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Wiens, Bradley A. 5 04/01/2011 11 47,011 47,011 Sun Gro Horticulture Inc. Common Shares Zaplatynsky, John 4 04/01/2011 00 Sun Gro Horticulture Inc. Common Shares Zaplatynsky, John 4 04/01/2011 11 19,608 19,608 Sun Gro Horticulture Income Trust Units ALLEN, DOUGLAS D. 4 09/11/2005 99 180,900 Fund Sun Gro Horticulture Income Trust Units ALLEN, DOUGLAS D. 4 09/11/2005 99 180,900 Fund Sun Gro Horticulture Income Trust Units ALLEN, DOUGLAS D. 4 04/01/2010 11 -180,900 Fund Sun Gro Horticulture Income Trust Units ALLEN, DOUGLAS D. 4 04/01/2010 11 -180,900 Fund Sun Gro Horticulture Income Trust Units BÉLANGER, BERNARD 3 31/12/2010 36 0 -10 Fund
January 14, 2011 (2011) 34 OSCB 644 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Sun Gro Horticulture Income Trust Units BÉLANGER, BERNARD 3 31/12/2010 36 0 -5,459,790 Fund Sun Gro Horticulture Income Trust Units Breau, Clarence 7 04/01/2011 11 0 -14,158 Fund Sun Gro Horticulture Income Trust Units Breau, Clarence 7 04/01/2011 11 0 -2,000 Fund Sun Gro Horticulture Income Trust Units Edwards, Jack Patrick 4 04/01/2011 11 0 -42,808 Fund Sun Gro Horticulture Income Trust Units Goldsmith, John T. 4 04/01/2011 11 0 -31,062 Fund Sun Gro Horticulture Income Trust Units Goldsmith, John T. 4 04/01/2011 11 0 -29,800 Fund Sun Gro Horticulture Income Trust Units McLaughlin, John James 4 04/01/2011 11 0 -10,000 Fund Sun Gro Horticulture Income Trust Units Senft, Roderick Raymond 4 04/01/2011 11 0 -8,400 Fund Sun Gro Horticulture Income Trust Units Senft, Roderick Raymond 4 04/01/2011 11 0 -50,700 Fund Sun Gro Horticulture Income Trust Units Senft, Roderick Raymond 4 04/01/2011 11 0 -800 Fund Sun Gro Horticulture Income Trust Units Senft, Roderick Raymond 4 04/01/2011 11 0 -900 Fund Sun Gro Horticulture Income Trust Units Senft, Roderick Raymond 4 04/01/2011 11 0 -206,900 Fund Sun Gro Horticulture Income Trust Units SPONG, MARK 7 04/01/2011 11 0 -13,734 Fund Sun Gro Horticulture Income Trust Units sutin, david earl 4 04/01/2011 11 0 -10,000 Fund Sun Gro Horticulture Income Trust Units Sytsma, Robert 7 04/01/2011 11 0 -6,334 Fund Sun Gro Horticulture Income Trust Units Turner, Dan 7 04/01/2011 11 0 -14,125 Fund Sun Gro Horticulture Income Trust Units Turner, Dan 7 04/01/2011 11 0 -4,000 Fund Sun Gro Horticulture Income Trust Units Turner, Dan 7 04/01/2011 11 0 -5,000 Fund Sun Gro Horticulture Income Trust Units Turner, Dan 7 04/01/2011 11 0 -3,000 Fund Sun Gro Horticulture Income Trust Units WEAVER, MITCHELL J. 5 04/01/2011 11 0 -90,393 Fund Sun Gro Horticulture Income Trust Units Wiens, Bradley A. 5 04/01/2011 11 0 -47,011 Fund Sun Gro Horticulture Income Trust Units Zaplatynsky, John 4 04/01/2011 11 0 -19,608 Fund Sun Life Financial Inc. Deferred Share Units Accum, Claude 5 31/12/2010 30 30.12 8,566 101 Sun Life Financial Inc. Units Performance Share Accum, Claude 5 31/12/2010 30 30.31 22,745 267 Units Sun Life Financial Inc. Units Restricted Share Accum, Claude 5 31/12/2010 30 30.31 10,815 127 Units Sun Life Financial Inc. Common Shares Bogart, Thomas A. 5 31/12/2010 30 29.778 10,069 120 Sun Life Financial Inc. Deferred Share Units Bogart, Thomas A. 5 31/12/2010 30 30.12 31,162 368 Sun Life Financial Inc. Units Performance Share Bogart, Thomas A. 5 31/12/2010 30 30.31 45,035 529 Units Sun Life Financial Inc. Deferred Share Units Connor, Dean 5 31/12/2010 30 30.12 14,556 172 Sun Life Financial Inc. Units Performance Share Connor, Dean 5 31/12/2010 30 30.31 84,535 993 Units Sun Life Financial Inc. Deferred Share Units Dougherty, Kevin 5 31/12/2010 30 30.12 12,640 149 Sun Life Financial Inc. Units Performance Share Dougherty, Kevin 5 31/12/2010 30 30.31 80,430 944 Units Sun Life Financial Inc. Deferred Share Units Freyne, Colm Joseph 5 31/12/2010 30 30.12 12,377 146 Sun Life Financial Inc. Units Performance Share Freyne, Colm Joseph 5 31/12/2010 30 30.31 21,358 251 Units Sun Life Financial Inc. Units Restricted Share Freyne, Colm Joseph 5 31/12/2010 30 30.31 14,464 170 Units Sun Life Financial Inc. Deferred Share Units Gubbay, Keith 5 31/12/2010 30 30.12 7,015 83 Sun Life Financial Inc. Units Performance Share Gubbay, Keith 5 31/12/2010 30 30.31 10,716 126 Units Sun Life Financial Inc. Units Restricted Share Gubbay, Keith 5 31/12/2010 30 30.31 10,716 126 Units Sun Life Financial Inc. Units Performance Share Kicinski, Stephen 5 31/12/2010 30 30.31 5,674 66 Units
January 14, 2011 (2011) 34 OSCB 645 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Sun Life Financial Inc. Units Restricted Share Kicinski, Stephen 5 31/12/2010 30 30.31 8,418 99 Units Sun Life Financial Inc. Deferred Share Units Ohannessian, Dikran 5 31/12/2010 30 30.12 10,860 128 Sun Life Financial Inc. Units Performance Share Ohannessian, Dikran 5 31/12/2010 30 30.31 8,922 105 Units Sun Life Financial Inc. Units Restricted Share Ohannessian, Dikran 5 31/12/2010 30 30.31 8,922 105 Units Sun Life Financial Inc. Deferred Share Units Peacher, Stephen 5 31/12/2010 30 30.12 19,744 233 Sun Life Financial Inc. Units Performance Share Peacher, Stephen 5 31/12/2010 30 30.31 26,633 313 Units Sun Life Financial Inc. Units Restricted Share Peacher, Stephen 5 31/12/2010 30 30.31 17,104 200 Units Sun Life Financial Inc. Units Performance Share Saunders, Mark 5 31/12/2010 30 30.31 9,342 110 Units Sun Life Financial Inc. Units Restricted Share Saunders, Mark 5 31/12/2010 30 30.31 8,230 97 Units Sun Life Financial Inc. Deferred Share Units Stewart, Donald A. 4, 5 31/12/2010 30 30.12 227,417 2,686 Sun Life Financial Inc. Units Incentive Share Stewart, Donald A. 4, 5 31/12/2010 30 30.31 93,412 1,096 Units Sun Life Financial Inc. Units Performance Share Stewart, Donald A. 4, 5 31/12/2010 30 30.31 79,589 934 Units Sun Life Financial Inc. Units Performance Share Stramaglia, Michael 5 31/12/2010 30 30.31 35,678 419 Units Sun Life Financial Inc. Deferred Share Units Thompson, Westley 5 31/12/2010 30 30.12 58,675 693 Sun Life Financial Inc. Units Incentive Share Thompson, Westley 5 31/12/2010 30 30.31 36,767 431 Units Sun Life Financial Inc. Units Performance Share Thompson, Westley 5 31/12/2010 30 30.31 117,447 1,378 Units Sun Life Financial Inc. Units Restricted Share Thompson, Westley 5 31/12/2010 30 30.31 46,238 543 Units Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 51 8.72 60,000 60,000 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38 59,000 -1,000 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.01 53,100 -5,900 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.02 43,500 -9,600 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.03 39,000 -4,500 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.04 37,100 -1,900 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.05 33,300 -3,800 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.06 30,000 -3,300 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.12 28,800 -1,200 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.13 25,100 -3,700 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.14 23,500 -1,600 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.15 16,500 -7,000 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.16 11,700 -4,800 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.18 9,700 -2,000 Suncor Energy Inc. Common Shares George, Richard Lee 4, 5 29/12/2010 10 38.19 0 -9,700 Suncor Energy Inc. Options Key George, Richard Lee 4, 5 29/12/2010 51 8.72 1,780,000 -60,000 Contributor/Executive Stock Options Suncor Energy Inc. Common Shares Jackman, Boris 5 21/12/2010 51 14.38 53,100 Suncor Energy Inc. Common Shares Jackman, Boris 5 21/12/2010 51 14.38 59,070 53,120 Suncor Energy Inc. Common Shares Jackman, Boris 5 21/12/2010 10 36.99 -23,100 Suncor Energy Inc. Common Shares Jackman, Boris 5 21/12/2010 10 36.99 5,950 -23,120 Suncor Energy Inc. Common Shares Jackman, Boris 5 29/12/2010 51 14.38 15,000 Suncor Energy Inc. Common Shares Jackman, Boris 5 29/12/2010 51 14.38 15,000 Suncor Energy Inc. Common Shares Jackman, Boris 5 29/12/2010 10 38.15 -15,000 Suncor Energy Inc. Common Shares Jackman, Boris 5 29/12/2010 10 38.15 -15,000 Suncor Energy Inc. Common Shares Jackman, Boris 5 31/12/2010 51 14.38 20,950 15,000 Suncor Energy Inc. Common Shares Jackman, Boris 5 31/12/2010 10 38.15 5,950 -15,000 Suncor Energy Inc. Options - PC Jackman, Boris 5 21/12/2010 51 14.38 -53,100 Options/SARS Suncor Energy Inc. Options - PC Jackman, Boris 5 21/12/2010 51 14.38 880,000 -53,120 Options/SARS Suncor Energy Inc. Options - PC Jackman, Boris 5 29/12/2010 51 14.38 -15,000 Options/SARS Suncor Energy Inc. Options - PC Jackman, Boris 5 29/12/2010 51 14.38 -15,000 Options/SARS Suncor Energy Inc. Options - PC Jackman, Boris 5 31/12/2010 51 14.38 800,000 -15,000 Options/SARS Suncor Energy Inc. Common Shares Nabholz, Kevin Drew 5 29/12/2010 51 13.82 59,444 59,444 Suncor Energy Inc. Common Shares Nabholz, Kevin Drew 5 29/12/2010 10 38 34,444 -25,000 Suncor Energy Inc. Common Shares Nabholz, Kevin Drew 5 29/12/2010 10 38.03 0 -34,444 Suncor Energy Inc. Options SunShare Nabholz, Kevin Drew 5 29/12/2010 51 13.82 51,000 -59,444 SunOpta Inc. Options Bromley, Steven 5 03/01/2011 50 7.72 410,000 200,000
January 14, 2011 (2011) 34 OSCB 646 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Supremex Inc. Common Shares Cenveo Corporation 3 01/01/2011 00 Supremex Inc. Common Shares Cenveo Corporation 3 01/01/2011 00 Supremex Inc. Common Shares Clarke Inc. 3 01/01/2011 00 Supremex Inc. Common Shares Clarke Inc. 3 01/01/2011 00 Supremex Inc. Common Shares Clarke Inc. 3 01/01/2011 36 7,814,700 7,814,700 Supremex Inc. Common Shares Cloutier, Manon 5 01/01/2011 00 56,959 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 29,500 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 2,000 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 345,000 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 2,200 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 4,000 Supremex Inc. Common Shares Cyr, Gilles 4, 5 01/01/2011 00 32,500 Supremex Inc. Common Shares Emerson, Steward J. 5 01/01/2010 00 Supremex Inc. Common Shares Emerson, Steward J. 5 01/01/2011 00 210,000 Supremex Inc. Common Shares Gadbois, L.G. Serge 4 01/01/2011 00 6,000 Supremex Inc. Common Shares Gadbois, L.G. Serge 4 01/01/2011 00 6,000 Supremex Inc. Common Shares Gauer, Edward Alexander 5 01/01/2011 00 17,500 Supremex Inc. Common Shares Hill, Lorne 5 01/01/2011 00 98,073 Supremex Inc. Common Shares Kobrynsky, Georges 4 01/01/2011 00 1,900 Supremex Inc. Common Shares Lavigne, Stéphane 5 01/01/2011 00 263,000 Supremex Inc. Common Shares Lavigne, Stéphane 5 01/01/2011 00 11,000 Supremex Inc. Common Shares Lavigne, Stéphane 5 01/01/2011 00 16,000 Supremex Inc. Common Shares Lavigne, Stéphane 5 01/01/2011 00 10,700 Supremex Inc. Common Shares PELLERIN, CHARLES 6 01/01/2011 00 Supremex Inc. Common Shares PELLERIN, CHARLES 6 01/01/2011 00 Supremex Inc. Common Shares PELLERIN, CHARLES 6 01/01/2011 36 27,400 27,400 Supremex Inc. Common Shares Savoy, Harolde 4 01/01/2011 00 10,000 Supremex Income Fund Trust Units Cenveo Corporation 3 01/01/2011 36 -8,947,439 Supremex Income Fund Trust Units Cenveo Corporation 3 01/01/2011 36 -8,947,439 Supremex Income Fund Trust Units Clarke Inc. 3 01/01/2011 36 0 -7,814,700 Supremex Income Fund Trust Units Cloutier, Manon 5 01/01/2011 36 0 -56,959 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -29,500 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -2,000 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -345,000 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -2,200 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -4,000 Supremex Income Fund Trust Units Cyr, Gilles 4, 5 01/01/2011 36 0 -32,500 Supremex Income Fund Trust Units Emerson, Steward J. 5 01/01/2011 36 0 -210,000 Supremex Income Fund Trust Units Francis, Edward G. 5 01/01/2011 36 -42,671 Supremex Income Fund Trust Units Francis, Edward G. 5 01/01/2011 36 -42,671 Supremex Income Fund Trust Units Gadbois, L.G. Serge 4 01/01/2011 36 0 -6,000 Supremex Income Fund Trust Units Gadbois, L.G. Serge 4 01/01/2011 36 0 -6,000 Supremex Income Fund Trust Units Gauer, Edward Alexander 5 01/01/2011 36 0 -17,500 Supremex Income Fund Trust Units Hill, Lorne 5 01/01/2011 36 0 -98,073 Supremex Income Fund Trust Units Kobrynsky, Georges 4 01/01/2011 36 0 -1,900 Supremex Income Fund Trust Units Lavigne, Stéphane 5 01/01/2011 36 0 -263,000 Supremex Income Fund Trust Units Lavigne, Stéphane 5 01/01/2011 36 0 -11,000 Supremex Income Fund Trust Units Lavigne, Stéphane 5 01/01/2011 36 0 -16,000 Supremex Income Fund Trust Units Lavigne, Stéphane 5 01/01/2011 36 0 -10,700 Supremex Income Fund Trust Units Leonhardt, Gordon Ronald 5 01/01/2011 36 -27,765
Supremex Income Fund Trust Units Leonhardt, Gordon Ronald 5 01/01/2011 36 -27,765
Supremex Income Fund Trust Units PELLERIN, CHARLES 6 01/01/2011 36 0 -27,400 Supremex Income Fund Trust Units Savoy, Harolde 4 01/01/2011 36 0 -10,000 Synodon Inc. Common Shares Class Rodrigo, Nimal Rohit 5 04/01/2011 51 0.3 350,000 100,000 "A" Synodon Inc. Options Rodrigo, Nimal Rohit 5 04/01/2011 51 200,000 -100,000 TAG Oil Ltd Common Shares BERTUZZI, RONALD 4 07/01/2011 10 6.52 513,156 -200 TAG Oil Ltd Common Shares BERTUZZI, RONALD 4 07/01/2011 10 6.53 510,556 -2,600 TAG Oil Ltd Common Shares BERTUZZI, RONALD 4 07/01/2011 10 6.53 510,356 -200 TAG Oil Ltd Common Shares BERTUZZI, RONALD 4 07/01/2011 10 6.5 509,456 -900 TAG Oil Ltd Common Shares BERTUZZI, RONALD 4 07/01/2011 10 6.51 493,356 -16,100 TAG Oil Ltd Common Shares Cadenhead, Drew 5 02/12/2009 00 TAG Oil Ltd Common Shares Cadenhead, Drew 5 06/01/2011 00 TAG Oil Ltd Common Shares Cadenhead, Drew 5 06/01/2011 00 100,000 TAG Oil Ltd Options Cadenhead, Drew 5 02/12/2009 00 TAG Oil Ltd Options Cadenhead, Drew 5 02/12/2009 00 TAG Oil Ltd Options Cadenhead, Drew 5 06/01/2011 00 378,571 TAG Oil Ltd Options Cadenhead, Drew 5 06/01/2011 36 1.25 428,571 -100,000 TAG Oil Ltd Common Shares Perone, Giuseppe (Pino) 5 16/12/2009 00 TAG Oil Ltd Common Shares Perone, Giuseppe (Pino) 5 06/01/2011 00 TAG Oil Ltd Common Shares Perone, Giuseppe (Pino) 5 06/01/2011 00 20,000
January 14, 2011 (2011) 34 OSCB 647 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
TAG Oil Ltd Options Perone, Giuseppe (Pino) 5 16/12/2009 00 TAG Oil Ltd Options Perone, Giuseppe (Pino) 5 06/01/2011 00 76,786 TAG Oil Ltd Options Perone, Giuseppe (Pino) 5 06/01/2011 36 1.25 106,786 -20,000 TAG Oil Ltd Common Shares Vaccaro, John 4 06/01/2011 36 1.25 52,400 25,000 TAG Oil Ltd Options Vaccaro, John 4 06/01/2011 36 1.25 75,000 -25,000 Taiga Building Products Ltd. Common Shares Bradshaw, Jimmie 4, 5 20/12/2010 10 1.08 61,792 -20,000
Taiga Building Products Ltd. Common Shares Bradshaw, Jimmie 4, 5 21/12/2010 10 1.08 52,792 -9,000
Taiga Building Products Ltd. Common Shares Bradshaw, Jimmie 4, 5 22/12/2010 10 1.08 43,892 -8,900
Taiga Building Products Ltd. Common Shares Morris, Doug 4, 5 29/12/2010 10 1.08 413,416 -600
Taiga Building Products Ltd. Common Shares Morris, Doug 4, 5 29/12/2010 10 1.06 411,916 -1,500
Taiga Building Products Ltd. Common Shares Morris, Doug 4, 5 29/12/2010 10 1.07 403,716 -8,200
Talisman Energy Inc. Performance Share Units ADAMS, David Michael 5 31/12/2010 35 33,176 186
Talisman Energy Inc. Deferred Share Units BERGEVIN, Christiane 4 31/12/2010 35 9,854 55 Talisman Energy Inc. Deferred Share Units BERGEVIN, Christiane 4 31/12/2010 56 10,676 822 Talisman Energy Inc. Performance Share Units BLAKELEY, Alexander Paul 5 31/12/2010 35 126,270 710
Talisman Energy Inc. Performance Share Units BOOHER, Rodney Dale 7 31/12/2010 35 9,381 53
Talisman Energy Inc. Deferred Share Units CARTY, DONALD 4 31/12/2010 35 10,694 60 Talisman Energy Inc. Deferred Share Units CARTY, DONALD 4 31/12/2010 56 11,713 1,019 Talisman Energy Inc. Deferred Share Units Dalton, William Robert 4 31/12/2010 35 24,108 136 Patrick Talisman Energy Inc. Deferred Share Units Dalton, William Robert 4 31/12/2010 56 24,787 679 Patrick Talisman Energy Inc. Performance Share Units DOLAN, Philip David 5 31/12/2010 35 58,601 329
Talisman Energy Inc. Deferred Share Units DUNNE, Kevin Stephen 4 31/12/2010 35 32,043 180 Talisman Energy Inc. Deferred Share Units DUNNE, Kevin Stephen 4 31/12/2010 56 32,586 543 Talisman Energy Inc. Performance Share Units FORREST, John Eason 7 31/12/2010 35 23,885 134
Talisman Energy Inc. Performance Share Units Herbert, Richard 5 31/12/2010 35 55,097 310
Talisman Energy Inc. Restricted Share Units Herbert, Richard 5 31/12/2010 35 46,287 260 Talisman Energy Inc. Deferred Share Units Kvisle, Harold N. 4 31/12/2010 35 4,212 24 Talisman Energy Inc. Deferred Share Units Kvisle, Harold N. 4 31/12/2010 56 6,510 2,298 Talisman Energy Inc. Performance Share Units MANDERSON, Michael 7 31/12/2010 35 5,963 34 Lindsay Talisman Energy Inc. Performance Share Units Manzoni, John Alexander 4, 7, 5 31/12/2010 35 379,371 2,132
Talisman Energy Inc. Performance Share Units McLeod, Lyle Theodore 5 31/12/2010 35 28,021 157
Talisman Energy Inc. Performance Share Units ROONEY, ROBERT ROSS 5 31/12/2010 35 123,749 695
Talisman Energy Inc. Restricted Share Units ROONEY, ROBERT ROSS 5 31/12/2010 35 23,502 132
Talisman Energy Inc. Performance Share Units Smith, Paul Robert 5 31/12/2010 35 56,812 319
Talisman Energy Inc. Restricted Share Units Smith, Paul Robert 5 31/12/2010 35 46,286 260 Talisman Energy Inc. Deferred Share Units STEWART, Lisa Anne 4 31/12/2010 35 10,015 56 Talisman Energy Inc. Deferred Share Units STEWART, Lisa Anne 4 31/12/2010 56 11,853 1,838 Talisman Energy Inc. Performance Share Units Thomson, Scott 5 31/12/2010 35 136,776 769
Talisman Energy Inc. Restricted Share Units Thomson, Scott 5 31/12/2010 35 46,406 261 Talisman Energy Inc. Deferred Share Units TOMSETT, PETER 4 31/12/2010 35 9,771 55 WILLIAM Talisman Energy Inc. Deferred Share Units TOMSETT, PETER 4 31/12/2010 56 11,829 2,058 WILLIAM Talisman Energy Inc. Performance Share Units Walker, Nicholas John 5 31/12/2010 35 103,507 582 Robert Talisman Energy Inc. Deferred Share Units Watson, John David 4 31/12/2010 35 34,720 195 Talisman Energy Inc. Deferred Share Units Watson, John David 4 31/12/2010 56 36,885 2,165 Talisman Energy Inc. Performance Share Units WESLEY, HELEN JUNE 5 31/12/2010 35 75,969 427
Talisman Energy Inc. Restricted Share Units WESLEY, HELEN JUNE 5 31/12/2010 35 7,995 45 Talisman Energy Inc. Deferred Share Units Williamson, Charles Ross 4 31/12/2010 35 79,368 446 Talisman Energy Inc. Deferred Share Units Williamson, Charles Ross 4 31/12/2010 56 83,330 3,962
January 14, 2011 (2011) 34 OSCB 648 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Talisman Energy Inc. Deferred Share Units Winograd, Charles 4 31/12/2010 35 12,863 72 Talisman Energy Inc. Deferred Share Units Winograd, Charles 4 31/12/2010 56 14,220 1,357 Talon Metals Corp. Common Shares Crothers, Frank 4 29/12/2010 10 1.259 4,762,909 72,700 Talon Metals Corp. Common Shares Crothers, Frank 4 30/12/2010 10 1.362 4,846,309 83,400 Tanzanian Royalty Exchange Traded Call Harvey, William 4 03/01/2011 70 2.3 80 -135 Exploration Corporation Options Tanzanian Royalty Exchange Traded Call Harvey, William 4 03/01/2011 70 0.55 185 105 Exploration Corporation Options Tanzanian Royalty Exchange Traded Call SINCLAIR, JAMES E. 4, 5 03/01/2011 70 1.1 3,463 -181 Exploration Corporation Options Tanzanian Royalty Exchange Traded Call SINCLAIR, JAMES E. 4, 5 03/01/2011 70 2.1 3,348 -115 Exploration Corporation Options Tanzanian Royalty Exchange Traded Call SINCLAIR, JAMES E. 4, 5 03/01/2011 70 0.525 3,448 100 Exploration Corporation Options Tanzanian Royalty Exchange Traded Call SINCLAIR, JAMES E. 4, 5 04/01/2011 70 0.425 3,848 400 Exploration Corporation Options Taranis Resources Inc. Options Gardiner, John James 3, 4, 5 30/12/2010 50 402,000 100,000 Taranis Resources Inc. Options Helgeson, James Maynard 4 30/12/2010 50 382,000 100,000
Taranis Resources Inc. Common Shares Kent, George Robert 4, 5 31/12/2010 51 0.2 2,237,370 100,000 Taranis Resources Inc. Common Shares Kent, George Robert 4, 5 31/12/2010 51 100000 2,337,370 100,000 Taranis Resources Inc. Common Shares Kent, George Robert 4, 5 30/12/2010 10 0.2955 2,440,000 10,000 Taranis Resources Inc. Options Kent, George Robert 4, 5 30/12/2010 50 382,000 100,000 Taranis Resources Inc. Options Kent, George Robert 4, 5 31/12/2010 51 0.2 282,000 -100,000 Taranis Resources Inc. Options Kent, George Robert 4, 5 31/12/2010 54 0.21 182,000 -100,000 Taranis Resources Inc. Options McDonald, Gary Ralph 4 30/12/2010 50 361,000 100,000 Taranis Resources Inc. Options Yeadon, Glenn Robert 4, 5 30/12/2010 50 341,000 100,000 Taseko Mines Limited Common Shares Hallbauer, Russell Edward 4, 5 03/01/2011 10 5.2 90,000 10,000 Teck Resources Limited Deferred Share Units Agg, Michael E 5 04/01/2011 56 62.84 93,271 440 Teck Resources Limited Deferred Share Units Ashar, Mayank Mulraj 4 30/09/2010 56 42.32 12,773 354 Teck Resources Limited Deferred Share Units Ashar, Mayank Mulraj 4 31/12/2010 56 61.79 13,015 242 Teck Resources Limited Deferred Share Units Ashar, Mayank Mulraj 4 04/01/2011 56 62.84 13,074 59 Teck Resources Limited Restricted Share Units Ashar, Mayank Mulraj 4 04/01/2011 56 62.84 2,325 11 Teck Resources Limited Deferred Share Units AUNE, Jon Brian 4 04/01/2011 56 62.84 26,038 121 Teck Resources Limited Restricted Share Units Bell, Robert Whinham 7 04/01/2011 56 62.84 41,150 194 Teck Resources Limited Deferred Share Units Bennett, Jalynn H. 4 30/09/2010 56 42.32 20,107 177 Teck Resources Limited Deferred Share Units Bennett, Jalynn H. 4 31/12/2010 56 62.84 121 Teck Resources Limited Deferred Share Units Bennett, Jalynn H. 4 31/12/2010 56 61.79 20,228 121 Teck Resources Limited Deferred Share Units Bennett, Jalynn H. 4 04/01/2011 56 62.84 20,320 92 Teck Resources Limited Restricted Share Units Bennett, Jalynn H. 4 04/01/2011 56 62.84 7,380 35 Teck Resources Limited Deferred Share Units Bolton, Hugh John 4 04/01/2011 56 62.84 26,038 121 Teck Resources Limited Deferred Share Units Chee, Felix 4 30/08/2010 56 42.32 2,668 354 Teck Resources Limited Deferred Share Units Chee, Felix 4 31/12/2010 56 61.79 2,910 242 Teck Resources Limited Deferred Share Units Chee, Felix 4 04/01/2011 56 62.84 2,922 12 Teck Resources Limited Restricted Share Units Clements, Paul Carson 7 04/01/2011 56 62.84 7,277 33 Teck Resources Limited Restricted Share Units Daley, Fred S 5 04/01/2011 56 62.84 64,307 305 Teck Resources Limited Restricted Share Units Fleming, William Alexander 7 04/01/2011 56 62.84 41,150 194
Teck Resources Limited Restricted Share Units Foley, Real 7 04/01/2011 56 62.84 22,141 104 Teck Resources Limited Restricted Share Units Higgins, Roger 5 04/01/2011 56 62.84 82,810 393 Teck Resources Limited Deferred Share Units Horswill, Douglas Hugh 5 04/01/2011 56 62.84 154,366 730 Teck Resources Limited Deferred Share Units Keevil III, Norman 4 04/01/2011 56 62.84 8,702 39 Teck Resources Limited Restricted Share Units Keevil III, Norman 4 04/01/2011 56 62.84 7,380 35 Teck Resources Limited Restricted Share Units Keevil, Norman Bell 3, 4 04/01/2011 56 62.84 22,041 104 Teck Resources Limited Deferred Share Units Kuriyama, Takashi 4 30/08/2010 56 42.32 18,538 354 Teck Resources Limited Deferred Share Units Kuriyama, Takashi 4 31/12/2010 56 61.79 18,780 242 Teck Resources Limited Deferred Share Units Kuriyama, Takashi 4 04/01/2011 56 62.84 18,866 86 Teck Resources Limited Deferred Share Units Lindsay, Donald Richard 5 04/01/2011 56 62.84 165,209 782 Teck Resources Limited Restricted Share Units Lindsay, Donald Richard 5 04/01/2011 56 62.84 379,173 1,801 Teck Resources Limited Deferred Share Units Millos, Ronald Allen 7 04/01/2011 56 62.84 102,060 482 Teck Resources Limited Restricted Share Units Millos, Ronald Allen 7 04/01/2011 56 62.84 24,467 115 Teck Resources Limited Deferred Share Units Mochihara, Takuro 4 04/01/2011 56 62.84 26,959 125 Teck Resources Limited Deferred Share Units Payne, Boyd 5 04/01/2011 56 62.84 94,842 450 Teck Resources Limited Deferred Share Units Reipas, Ray 5 04/01/2011 56 62.84 64,307 305 Teck Resources Limited Deferred Share Units Rennie, Janice Gaye 4 04/01/2011 56 62.84 15,944 74 Teck Resources Limited Restricted Share Units Rennie, Janice Gaye 4 04/01/2011 56 62.84 2,325 11 Teck Resources Limited Deferred Share Units Rozee, Peter Charles 5 04/01/2011 56 62.84 137,851 652 Teck Resources Limited Restricted Share Units Rozee, Peter Charles 5 04/01/2011 56 62.84 36,981 175 Teck Resources Limited Deferred Share Units Seyffert, Warren S. R. 4 04/01/2011 56 62.84 29,644 137 Teck Resources Limited Deferred Share Units Thompson, Chris M 4 30/09/2010 56 42.32 24,453 354 Teck Resources Limited Deferred Share Units Thompson, Chris M 4 31/12/2010 56 61.79 24,695 242 Teck Resources Limited Deferred Share Units Thompson, Chris M 4 04/01/2011 56 62.84 24,809 114 Teck Resources Limited Deferred Share Units Vance, Ron J 5 04/01/2011 56 62.84 8,663 41
January 14, 2011 (2011) 34 OSCB 649 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Teck Resources Limited Restricted Share Units Vance, Ron J 5 04/01/2011 56 62.84 132,760 630 Teck Resources Limited Restricted Share Units Watson, Tim 5 04/01/2011 56 62.84 82,810 393 TECSYS Inc. Common Shares TECSYS 1 01/12/2010 38 1.85 5,000 1,000 TECSYS Inc. Common Shares TECSYS 1 13/12/2010 38 1.72 5,500 500 TECSYS Inc. Common Shares TECSYS 1 20/12/2010 38 1.78 6,500 1,000 TECSYS Inc. Common Shares TECSYS 1 22/12/2010 38 1.86 7,500 1,000 TECSYS Inc. Common Shares TECSYS 1 22/12/2010 38 1.8 57,500 50,000 TECSYS Inc. Common Shares TECSYS 1 23/12/2010 38 1.8 58,000 500 TECSYS Inc. Common Shares TECSYS 1 23/12/2010 38 52,500 -5,500 TECSYS Inc. Common Shares TECSYS 1 30/12/2010 38 1.8 53,500 1,000 TELUS Corporation Deferred Share Units Auchinleck, Richard H. 4 31/12/2010 30 39,906 449 (Dick) TELUS Corporation Deferred Share Units Auchinleck, Richard H. 4 31/12/2010 30 43.68 40,358 452 (Dick) TELUS Corporation Deferred Share Units Baillie, A. Charles 4 31/12/2010 30 37,837 424 TELUS Corporation Deferred Share Units Baillie, A. Charles 4 31/12/2010 30 43.68 38,255 418 TELUS Corporation Deferred Share Units Ducros, Pierre 4 31/12/2010 30 25,659 286 TELUS Corporation Deferred Share Units Ducros, Pierre 4 31/12/2010 30 43.68 26,060 401 TELUS Corporation Deferred Share Units MacKinnon, William 4 31/12/2010 30 6,242 65 TELUS Corporation Deferred Share Units MacKinnon, William 4 31/12/2010 30 43.68 6,643 401 TELUS Corporation Deferred Share Units MacNeill, Brian F. 4 31/12/2010 30 55,176 624 TELUS Corporation Deferred Share Units MacNeill, Brian F. 4 31/12/2010 30 43.68 55,662 486 TELUS Corporation Non-Voting Shares McFarlane, Robert Gordon 5 31/12/2010 51 34.88 158,057 43,609
TELUS Corporation Non-Voting Shares McFarlane, Robert Gordon 5 31/12/2010 10 43.275 114,448 -43,609
TELUS Corporation Options McFarlane, Robert Gordon 5 31/12/2010 51 34.88 294,190 -43,609
TELUS Corporation Non-Voting Shares Spadotto, Eros 7 23/12/2010 51 44.4 6,289 5,522 TELUS Corporation Options Spadotto, Eros 7 23/12/2010 51 24.79 292,730 -12,500 Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 17/12/2010 10 3.85 $5,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 17/12/2010 10 3.85 $5,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 23/12/2010 10 3.9059 $10,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 23/12/2010 10 3.9059 $10,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 29/12/2010 10 3.9848 $5,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 29/12/2010 10 3.9848 $5,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 30/12/2010 10 4 $3,800 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 30/12/2010 10 4 $3,800 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 30/12/2010 10 3.9245 $6,000 Investment Trust Series S Temple Real Estate Convertible Debentures Thorsteinson, Arni Clayton 4 30/12/2010 10 3.9245 $6,000 Investment Trust Series S Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 23/12/2010 10 3.9059 363,050 10,000 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 29/12/2010 10 3.9848 368,050 5,000 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 30/12/2010 10 3.9245 374,050 6,000 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 05/01/2011 10 4 375,050 1,000 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 06/01/2011 10 4 377,250 2,200 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 07/01/2011 10 4.05 384,250 7,000 Investment Trust Temple Real Estate Trust Units Thorsteinson, Arni Clayton 4 30/12/2010 10 4 800,533 3,800 Investment Trust Ten Peaks Coffee Company Common Shares Dennis, Frank Anthony 4, 5 01/01/2011 36 -69,800 Inc. Ten Peaks Coffee Company Common Shares Dennis, Frank Anthony 4, 5 01/01/2011 36 0 -69,800 Inc. Ten Peaks Coffee Company Common Shares Dennis, Frank Anthony 4, 5 01/01/2011 36 69,800 Inc. Ten Peaks Coffee Company Common Shares Dennis, Frank Anthony 4, 5 01/01/2011 36 69,800 69,800 Inc.
January 14, 2011 (2011) 34 OSCB 650 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Ten Peaks Coffee Company Common Shares Dyck, Hans Kurt 5 01/01/2011 36 -4,000 Inc. Ten Peaks Coffee Company Common Shares Dyck, Hans Kurt 5 01/01/2011 36 0 -4,000 Inc. Ten Peaks Coffee Company Common Shares Dyck, Hans Kurt 5 01/01/2011 36 4,000 Inc. Ten Peaks Coffee Company Common Shares Dyck, Hans Kurt 5 01/01/2011 36 4,000 4,000 Inc. Ten Peaks Coffee Company Common Shares Mahler, Richard T. 4 01/01/2011 36 -11,500 Inc. Ten Peaks Coffee Company Common Shares Mahler, Richard T. 4 01/01/2011 36 0 -11,500 Inc. Ten Peaks Coffee Company Common Shares Mahler, Richard T. 4 01/01/2011 36 11,500 Inc. Ten Peaks Coffee Company Common Shares Mahler, Richard T. 4 01/01/2011 36 11,500 11,500 Inc. Ten Peaks Coffee Company Common Shares McEwen, Alton 4 01/01/2011 36 -2,165 Inc. Ten Peaks Coffee Company Common Shares McEwen, Alton 4 01/01/2011 36 0 -2,165 Inc. Ten Peaks Coffee Company Common Shares McEwen, Alton 4 01/01/2011 36 2,165 Inc. Ten Peaks Coffee Company Common Shares McEwen, Alton 4 01/01/2011 36 2,165 2,165 Inc. Ten Peaks Coffee Company Common Shares Rowntree, David James 4 01/01/2011 36 -8,150 Inc. Ten Peaks Coffee Company Common Shares Rowntree, David James 4 01/01/2011 36 0 -8,150 Inc. Ten Peaks Coffee Company Common Shares Rowntree, David James 4 01/01/2011 36 8,150 Inc. Ten Peaks Coffee Company Common Shares Rowntree, David James 4 01/01/2011 36 8,150 8,150 Inc. Ten Peaks Coffee Company Common Shares Tryssenaar, Sherry Diane 5 01/01/2011 36 0 -25,000 Inc. Ten Peaks Coffee Company Common Shares Tryssenaar, Sherry Diane 5 01/01/2011 36 25,000 25,000 Inc. Ten Peaks Coffee Company Common Shares Veit, Roland 4 01/01/2011 36 -30,000 Inc. Ten Peaks Coffee Company Common Shares Veit, Roland 4 01/01/2011 36 0 -30,000 Inc. Ten Peaks Coffee Company Common Shares Veit, Roland 4 01/01/2011 36 30,000 Inc. Ten Peaks Coffee Company Common Shares Veit, Roland 4 01/01/2011 36 30,000 30,000 Inc. Ten Peaks Coffee Company Common Shares Wong, Dave Arthur 5 01/01/2011 36 -4,500 Inc. Ten Peaks Coffee Company Common Shares Wong, Dave Arthur 5 01/01/2011 36 0 -4,500 Inc. Ten Peaks Coffee Company Common Shares Wong, Dave Arthur 5 01/01/2011 36 4,500 Inc. Ten Peaks Coffee Company Common Shares Wong, Dave Arthur 5 01/01/2011 36 4,500 4,500 Inc. The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 36 34,000 34,000 The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 36 47,000 47,000 The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Common Shares Barbaro, Rinaldo D 4, 7 30/12/2010 36 189,200 189,200 The Brick Ltd. Deferred Shares Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Deferred Shares Barbaro, Rinaldo D 4, 7 30/12/2010 36 42,403 42,403 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.6 50,000 50,000 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.59 20,000 20,000 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 00 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.457 125,000 125,000 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.5 165,000 40,000 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.59 173,000 8,000 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.5 175,500 2,500 The Brick Ltd. Warrants Barbaro, Rinaldo D 4, 7 30/12/2010 36 0.5 188,000 12,500 The Brick Ltd. Options Burns, Ian 7 30/12/2010 00 The Brick Ltd. Options Burns, Ian 7 30/12/2010 36 15,659 15,659 The Brick Ltd. Performance Shares Burns, Ian 7 30/12/2010 00
January 14, 2011 (2011) 34 OSCB 651 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
The Brick Ltd. Performance Shares Burns, Ian 7 30/12/2010 36 20,625 20,625 The Brick Ltd. Options Caldwell, Jim 5 30/12/2010 00 The Brick Ltd. Options Caldwell, Jim 5 30/12/2010 36 22,665 22,665 The Brick Ltd. Performance Shares Caldwell, Jim 5 30/12/2010 00 The Brick Ltd. Performance Shares Caldwell, Jim 5 30/12/2010 36 29,852 29,852 The Brick Ltd. Options Comrie, Paul Gordon 5 30/12/2010 00 The Brick Ltd. Options Comrie, Paul Gordon 5 30/12/2010 36 30,220 30,220 The Brick Ltd. Options Comrie, Paul Gordon 5 30/12/2010 36 80,220 50,000 The Brick Ltd. Performance Shares Comrie, Paul Gordon 5 30/12/2010 00 The Brick Ltd. Performance Shares Comrie, Paul Gordon 5 30/12/2010 36 189,803 189,803 The Brick Ltd. Common Shares Geisbauer, John-Paul 4 30/12/2010 00 The Brick Ltd. Common Shares Geisbauer, John-Paul 4 30/12/2010 36 2,000 2,000 The Brick Ltd. Common Shares Geisbauer, John-Paul 4 30/12/2010 00 The Brick Ltd. Common Shares Geisbauer, John-Paul 4 30/12/2010 36 4,000 4,000 The Brick Ltd. Deferred Shares Geisbauer, John-Paul 4 30/12/2010 00 The Brick Ltd. Deferred Shares Geisbauer, John-Paul 4 30/12/2010 36 16,908 16,908 The Brick Ltd. Options Gregson, William 5 30/12/2010 36 6,000,000 6,000,000 The Brick Ltd. Options Gregson, William 5 01/01/2011 00 The Brick Ltd. Common Shares Griffiths, Anthony Frear 4 30/12/2010 00 The Brick Ltd. Common Shares Griffiths, Anthony Frear 4 30/12/2010 36 60,000 60,000 The Brick Ltd. Deferred Shares Griffiths, Anthony Frear 4 30/12/2010 00 The Brick Ltd. Deferred Shares Griffiths, Anthony Frear 4 30/12/2010 36 25,264 25,264 The Brick Ltd. Options Hannah, Richard Stephen 5 30/12/2010 00 The Brick Ltd. Options Hannah, Richard Stephen 5 30/12/2010 36 20,625 20,625 The Brick Ltd. Performance Shares Hannah, Richard Stephen 5 30/12/2010 00 The Brick Ltd. Performance Shares Hannah, Richard Stephen 5 30/12/2010 36 24,750 24,750 The Brick Ltd. Deferred Shares Hodgson, Christopher 4 30/12/2010 00 Douglas The Brick Ltd. Deferred Shares Hodgson, Christopher 4 30/12/2010 36 27,964 27,964 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 00 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 36 8,200 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 36 8,200 8,200 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 00 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 36 5,200 Douglas The Brick Ltd. Warrants Hodgson, Christopher 4 30/12/2010 36 5,200 5,200 Douglas The Brick Ltd. Deferred Shares Ieraci, Domenic 4, 7 30/12/2010 00 The Brick Ltd. Deferred Shares Ieraci, Domenic 4, 7 30/12/2010 36 21,049 21,049 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 00 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 36 10,950 10,950 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 00 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 36 3,620 3,620 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 00 The Brick Ltd. Common Shares Konkle, Violet 5 30/12/2010 36 3,635 3,635 The Brick Ltd. Options Konkle, Violet 5 30/12/2010 00 The Brick Ltd. Options Konkle, Violet 5 30/12/2010 36 82,418 82,418 The Brick Ltd. Options Merkley, David B. 4 30/12/2010 00 The Brick Ltd. Options Merkley, David B. 4 30/12/2010 36 30,000 The Brick Ltd. Options Merkley, David B. 4 30/12/2010 36 30,000 30,000 The Brick Ltd. Performance Shares Merkley, David B. 4 30/12/2010 00 The Brick Ltd. Performance Shares Merkley, David B. 4 30/12/2010 36 36,000 36,000 The Brick Ltd. Options Nakonechny, Gregory Paul 5 30/12/2010 00
The Brick Ltd. Options Nakonechny, Gregory Paul 5 30/12/2010 00
The Brick Ltd. Options Nakonechny, Gregory Paul 5 30/12/2010 36 9,066
The Brick Ltd. Options Nakonechny, Gregory Paul 5 30/12/2010 36 9,066 9,066
The Brick Ltd. Performance Shares Nakonechny, Gregory Paul 5 30/12/2010 00
The Brick Ltd. Performance Shares Nakonechny, Gregory Paul 5 30/12/2010 00
The Brick Ltd. Performance Shares Nakonechny, Gregory Paul 5 30/12/2010 36 11,941 11,941
The Brick Ltd. Common Shares Pyshniak, Orest 5 30/12/2010 00 The Brick Ltd. Common Shares Pyshniak, Orest 5 30/12/2010 36 6,300 6,300
January 14, 2011 (2011) 34 OSCB 652 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
The Brick Ltd. Options Pyshniak, Orest 5 30/12/2010 00 The Brick Ltd. Options Pyshniak, Orest 5 30/12/2010 36 9,341 9,341 The Brick Ltd. Performance Shares Pyshniak, Orest 5 30/12/2010 00 The Brick Ltd. Performance Shares Pyshniak, Orest 5 30/12/2010 36 12,303 12,303 The Brick Ltd. Deferred Shares Rivett, Paul 4 30/12/2010 00 The Brick Ltd. Deferred Shares Rivett, Paul 4 30/12/2010 36 21,205 The Brick Ltd. Deferred Shares Rivett, Paul 4 30/12/2010 36 25,264 25,264 The Brick Ltd. Options Sabatino, Shane Joseph 5 30/12/2010 00 The Brick Ltd. Options Sabatino, Shane Joseph 5 30/12/2010 36 12,637 12,637 The Brick Ltd. Performance Shares Sabatino, Shane Joseph 5 30/12/2010 00 The Brick Ltd. Performance Shares Sabatino, Shane Joseph 5 30/12/2010 36 16,645 16,645 The Brick Ltd. Common Shares Talarico, Franco 7 30/12/2010 00 The Brick Ltd. Common Shares Talarico, Franco 7 30/12/2010 00 The Brick Ltd. Common Shares Talarico, Franco 7 30/12/2010 36 3,262 3,262 The Brick Ltd. Options Talarico, Franco 7 30/12/2010 00 The Brick Ltd. Options Talarico, Franco 7 30/12/2010 36 21,429 21,429 The Brick Ltd. Performance Shares Talarico, Franco 7 30/12/2010 00 The Brick Ltd. Performance Shares Talarico, Franco 7 30/12/2010 36 28,224 28,224 The Brick Ltd. Common Shares The Brick Ltd. 3 30/12/2010 00 The Brick Ltd. Common Shares The Brick Ltd. 3 30/12/2010 38 2.73 3,600 3,600 The Brick Ltd. Common Shares The Brick Ltd. 3 31/12/2010 38 2.75 3,700 100 The Brick Ltd. Common Shares The Brick Ltd. 3 04/01/2011 38 2.73 100 -3,600 The Brick Ltd. Common Shares The Brick Ltd. 3 04/01/2011 38 2.75 0 -100 The Brick Ltd. Warrants The Brick Ltd. 3 30/12/2010 00 The Brick Ltd. Warrants The Brick Ltd. 3 31/12/2010 38 25,800 25,800 The Brick Ltd. Warrants The Brick Ltd. 3 04/01/2011 38 1.8 0 -25,800 The Business, Engineering, Class L shares, Series I BEST Funds 5 17/12/2010 10 1.47 112,373 500 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 20/12/2010 10 1.47 112,673 300 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 21/12/2010 10 1.47 113,173 500 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 21/12/2010 10 1.47 114,673 1,500 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 22/12/2010 10 1.47 114,973 300 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 23/12/2010 10 1.47 115,073 100 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 24/12/2010 10 1.47 115,473 400 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 04/01/2011 10 1.5 115,673 200 Science & Technology Discoveries Fund Inc. The Business, Engineering, Class L shares, Series I BEST Funds 5 05/01/2011 10 1.5 116,173 500 Science & Technology Discoveries Fund Inc. The Churchill Corporation Rights Deferred Share Bellstedt, Albrecht Wilhelm 4 03/01/2011 56 18.04 10,281 1,386 Units (DSUs) Albert The Churchill Corporation Rights Deferred Share Hanrahan, Wendy 4 03/01/2011 56 18.04 6,040 1,559 Units (DSUs) The Churchill Corporation Rights Deferred Share Houck, James Curtis 5 03/01/2011 56 18.04 8,488 720 Units (DSUs) The Churchill Corporation Rights Deferred Share King, Harry 4 03/01/2011 56 18.04 8,226 1,109 Units (DSUs) The Churchill Corporation Rights Deferred Share LeMay, David 5 03/01/2011 56 18.04 555 72 Units (DSUs) The Churchill Corporation Rights Deferred Share Loberg, Carmen Richard 4 03/01/2011 56 18.04 9,814 1,525 Units (DSUs) The Churchill Corporation Rights Deferred Share mcpherson, allister john 4 03/01/2011 46 8,226 1,109 Units (DSUs) The Churchill Corporation Rights Deferred Share REID, HENRY ROBERT 4 03/01/2011 56 18.04 9,019 1,317 Units (DSUs) The Churchill Corporation Rights Deferred Share Reid, Ian MacNevin 4 03/01/2011 56 18.04 13,452 2,426 Units (DSUs) The Churchill Corporation Rights Deferred Share Sands, Daryl 5 03/01/2011 56 18.04 1,406 221 Units (DSUs)
January 14, 2011 (2011) 34 OSCB 653 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
The Churchill Corporation Rights Deferred Share Schneider, George Michael 4 03/01/2011 56 18.04 8,226 1,109 Units (DSUs) The Churchill Corporation Rights Deferred Share Tod, Brian William Leslie 4 03/01/2011 56 18.04 8,226 1,109 Units (DSUs) The Consumers' Units Cawston, Christopher 5 01/01/2011 36 0 -5,000 Waterheater Income Fund Robert The Consumers' Units de Wilde, Lisa 4 01/01/2011 36 0 -4,250 Waterheater Income Fund The Consumers' Units Macdonald, John 5 01/01/2011 36 0 -4,850 Waterheater Income Fund The Consumers' Units Macdonald, John 5 01/01/2011 36 0 -3,260 Waterheater Income Fund The Consumers' Units Macdonald, John 5 01/01/2011 36 0 -20,375 Waterheater Income Fund The Consumers' Units Pantelidis, James 4 01/01/2011 36 0 -200 Waterheater Income Fund The Consumers' Units Pantelidis, James 4 01/01/2011 36 0 -200 Waterheater Income Fund The Consumers' Units Pantelidis, James 4 01/01/2011 36 0 -11,000 Waterheater Income Fund The Consumers' Units Pantelidis, James 4 01/01/2011 36 0 -6,000 Waterheater Income Fund The Consumers' Units Pantelidis, James 4 01/01/2011 36 0 -38,000 Waterheater Income Fund The Consumers' Units Patava, Miroslav Jerry 4 01/01/2011 36 0 -15,000 Waterheater Income Fund The Consumers' Units Rousseau, Michael Stewart 4 01/01/2011 36 0 -20,000 Waterheater Income Fund The Consumers' Units Ryan, Lawrence Joseph 7 01/01/2011 36 0 -500 Waterheater Income Fund The Consumers' Units Ryan, Lawrence Joseph 7 01/01/2011 36 0 -500 Waterheater Income Fund The Consumers' Units Ryan, Lawrence Joseph 7 01/01/2011 36 0 -16,272 Waterheater Income Fund The Consumers' Units Toffoletto, John 5 01/01/2011 36 0 -4,400 Waterheater Income Fund The Consumers' Units Wong-Shue, Ronald Mario 4 01/01/2011 36 0 -1,704 Waterheater Income Fund The Consumers' Units Wong-Shue, Ronald Mario 4 01/01/2011 36 0 -1,574 Waterheater Income Fund The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 00 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.34 -400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.34 -400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.3 -600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.3 -600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 400 400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.34 0 -400 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 600 600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.3 0 -600 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 51 15.98 1,000 1,000 The Forzani Group Ltd. Common Shares Appelman, Melody Joy 5 06/01/2011 10 19.4 0 -1,000 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 00 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 00 9,794 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -400 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -400 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -600 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -600 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -1,000 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 -1,000 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 9,394 -400 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 8,794 -600 The Forzani Group Ltd. Options Appelman, Melody Joy 5 06/01/2011 51 15.98 7,794 -1,000 The Forzani Group Ltd. Units Performance Stock Appelman, Melody Joy 5 06/01/2011 00 2,310 Units The Forzani Group Ltd. Units Restricted Stock Appelman, Melody Joy 5 06/01/2011 00 2,371 Units The Forzani Group Ltd. Common Shares Handford, Matthew Robert 5 29/01/2007 00
January 14, 2011 (2011) 34 OSCB 654 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
The Forzani Group Ltd. Common Shares Handford, Matthew Robert 5 06/01/2011 51 9.89 1,700 1,700
The Forzani Group Ltd. Common Shares Handford, Matthew Robert 5 06/01/2011 10 19.3 0 -1,700
The Forzani Group Ltd. Options Handford, Matthew Robert 5 06/01/2011 51 9.89 138,770 -1,700
The Forzani Group Ltd. Common Shares lambert, keith 7 05/01/2011 51 16 3,500 3,500 The Forzani Group Ltd. Common Shares lambert, keith 7 05/01/2011 10 18.45 0 -3,500 The Forzani Group Ltd. Options lambert, keith 7 05/01/2011 51 16 80,607 -3,500 The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/06/2007 00 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 400 400 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 10 19.19 0 -400 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 900 900 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 10 19.14 0 -900 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 100 100 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 10 19.12 0 -100 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 1,386 1,386 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 10 19.1 0 -1,386 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 600 600 Margaret The Forzani Group Ltd. Common Shares Rolston, Heidi Jeanne 5 06/01/2011 10 19.11 0 -600 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 42,950 -400 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 42,050 -900 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 41,950 -100 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 -13,836 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 40,564 -1,386 Margaret The Forzani Group Ltd. Options Rolston, Heidi Jeanne 5 06/01/2011 51 9.89 39,964 -600 Margaret The Jean Coutu Group Subordinate Voting Le Groupe Jean Coutu 1 01/12/2010 38 29,300 -47,100 (PJC) Inc. Shares Catégorie A (PJC) Inc. The Jean Coutu Group Subordinate Voting Le Groupe Jean Coutu 1 02/12/2010 38 0 -29,300 (PJC) Inc. Shares Catégorie A (PJC) Inc. The Second Cup Ltd. Common Shares Guyatt, Raymond 4 01/01/2011 00 The Second Cup Ltd. Common Shares Guyatt, Raymond 4 01/01/2011 36 12,000 12,000 The Second Cup Ltd. Common Shares Masson, Robert 5 01/01/2011 00 The Second Cup Ltd. Common Shares Masson, Robert 5 01/01/2011 36 4,250 4,250 The Second Cup Ltd. Common Shares Rosicki, Michael 4 01/01/2011 00 The Second Cup Ltd. Common Shares Rosicki, Michael 4 01/01/2011 36 25,610 25,610 The Skor Food Group Inc. Options Capobianco, Vince 3, 4, 5 30/12/2010 50 100,000 25,000 The Skor Food Group Inc. Options Corvese, Steve 3, 4, 5 30/12/2010 50 100,000 25,000 The Skor Food Group Inc. Options Knebel, Bryan John 5 30/12/2010 50 50,000 25,000 The Toronto-Dominion Bank Options Sarangi, Minaz 5 14/12/2009 50 65.98 3,956
The Toronto-Dominion Bank Options Sarangi, Minaz 5 14/12/2009 50 65.98 12,024 3,956
The Westaim Corporation Deferred Share Units Delaney, Ian William 4, 5 31/12/2010 56 0.55 1,048,015 50,000 The Westaim Corporation Deferred Share Units Gildner, John William 4 31/12/2010 56 403,179 49,545 The Westaim Corporation Deferred Share Units Owen, Daniel 4 31/12/2010 56 0.55 628,056 19,545 Thompson Creek Metals Common Shares Cassity, Wendy Jean 5 30/12/2010 51 9.43 7,500 7,000 Company Inc. Thompson Creek Metals Common Shares Cassity, Wendy Jean 5 30/12/2010 10 14.7 1,300 -6,200 Company Inc. Thompson Creek Metals Common Shares Cassity, Wendy Jean 5 30/12/2010 10 14.704 500 -800 Company Inc. Thompson Creek Metals Options Cassity, Wendy Jean 5 30/12/2010 51 9.43 43,000 -7,000 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 51 7.42 121,000 100,000 Company Inc.
January 14, 2011 (2011) 34 OSCB 655 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.58 116,800 -4,200 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.6 87,000 -29,800 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.61 49,500 -37,500 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.62 45,400 -4,100 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.63 43,000 -2,400 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.65 41,900 -1,100 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.66 31,900 -10,000 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.67 30,900 -1,000 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.68 24,600 -6,300 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.69 22,100 -2,500 Company Inc. Thompson Creek Metals Common Shares Loughrey, Kevin 4, 7, 5 30/12/2010 10 14.72 21,000 -1,100 Company Inc. Thompson Creek Metals Options Loughrey, Kevin 4, 7, 5 30/12/2010 51 7.42 390,000 -100,000 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 10/08/2009 00 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 51 12.14 30,000 30,000 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 10 15.631 19,531 -10,469 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 10 15.64 11,781 -7,750 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 10 15.66 9,981 -1,800 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 10 15.693 2,900 -7,081 Company Inc. Thompson Creek Metals Common Shares Shellhaas, Scott 5 04/01/2011 10 15.7 0 -2,900 Company Inc. Thompson Creek Metals Options Shellhaas, Scott 5 04/01/2011 51 12.14 235,000 -30,000 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 51 7.42 24,400 20,000 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 10 14.77 13,100 -11,300 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 10 14.78 10,300 -2,800 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 10 14.79 7,700 -2,600 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 10 14.8 4,900 -2,800 Company Inc. Thompson Creek Metals Common Shares Wilson, Mark 5 30/12/2010 10 14.81 4,400 -500 Company Inc. Thompson Creek Metals Options Wilson, Mark 5 30/12/2010 51 7.42 185,000 -20,000 Company Inc. Thomson Reuters Common Shares Bello, Stephane 5 31/12/2010 57 10,810 647 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 26/03/2010 30 35.98 87,865 222 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 15/06/2010 30 38.79 88,101 236 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 15/09/2010 30 37.59 88,352 251 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 15/12/2010 30 36.84 133 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 15/12/2010 30 36.84 133 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 15/12/2010 30 36.84 88,485 133 Corporation Thomson Reuters Restricted Share Units Bello, Stephane 5 30/12/2010 57 87,519 -966 Corporation Thomson Reuters Options Daleo, Robert 5 19/12/2010 52 57.4 1,084,940 -110,000 Corporation
January 14, 2011 (2011) 34 OSCB 656 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Thomson Reuters Common Shares Smith, James Clifton 5 31/12/2010 57 15,229 1,102 Corporation Thomson Reuters Options Smith, James Clifton 5 19/12/2010 52 57.4 897,045 -17,500 Corporation Thomson Reuters Restricted Share Units Smith, James Clifton 5 26/03/2010 30 35.98 288,707 443 Corporation Thomson Reuters Restricted Share Units Smith, James Clifton 5 15/06/2010 30 38.79 285,338 472 Corporation Thomson Reuters Restricted Share Units Smith, James Clifton 5 15/09/2010 30 37.59 285,839 501 Corporation Thomson Reuters Restricted Share Units Smith, James Clifton 5 15/12/2010 30 36.84 286,105 266 Corporation Thomson Reuters Restricted Share Units Smith, James Clifton 5 30/12/2010 57 284,173 -1,932 Corporation Thomson Reuters Common Shares Turner, David Harold 5 31/12/2010 57 624 624 Corporation William Thomson Reuters Restricted Share Units Turner, David Harold 5 26/03/2010 30 35.98 88,091 222 Corporation William Thomson Reuters Restricted Share Units Turner, David Harold 5 15/06/2010 30 38.79 88,327 236 Corporation William Thomson Reuters Restricted Share Units Turner, David Harold 5 15/09/2010 30 37.59 88,578 251 Corporation William Thomson Reuters Restricted Share Units Turner, David Harold 5 15/12/2010 30 36.84 88,711 133 Corporation William Thomson Reuters Restricted Share Units Turner, David Harold 5 30/12/2010 57 87,745 -966 Corporation William Thomson Reuters Options Walker, Linda 7, 5 19/12/2010 52 57.4 78,185 -6,000 Corporation Tigris Uranium Corp. Common Shares Lee, Janet 5 31/12/2010 16 0.4 175,000 60,000 Tigris Uranium Corp. Warrants Lee, Janet 5 17/06/2010 00 Tigris Uranium Corp. Warrants Lee, Janet 5 31/12/2010 16 30,000 30,000 Tigris Uranium Corp. Common Shares Sheriff, William Morris 4 31/12/2010 16 0.4 1,147,500 67,500 Tigris Uranium Corp. Warrants Sheriff, William Morris 4 30/10/2009 00 Tigris Uranium Corp. Warrants Sheriff, William Morris 4 31/12/2010 16 33,750 33,750 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 01/12/2010 38 40.626 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 01/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 02/12/2010 38 41.153 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 02/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 03/12/2010 38 41.018 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 03/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 06/12/2010 38 40.964 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 06/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 07/12/2010 38 41.71 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 07/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 08/12/2010 38 41.984 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 08/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 09/12/2010 38 41.811 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 09/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 10/12/2010 38 41.576 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 10/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 13/12/2010 38 41.608 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 13/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 14/12/2010 38 40.926 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 14/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 15/12/2010 38 40.594 25,400 25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 15/12/2010 38 0 -25,400 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 16/12/2010 38 40.902 23,694 23,694 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 16/12/2010 38 0 -23,694 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 17/12/2010 38 41.08 125,025 125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 17/12/2010 38 0 -125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 20/12/2010 38 40.987 125,025 125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 20/12/2010 38 0 -125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 21/12/2010 38 41.17 125,025 125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 21/12/2010 38 0 -125,025 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 22/12/2010 38 41.345 110,500 110,500 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 22/12/2010 38 0 -110,500 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 23/12/2010 38 41.264 75,000 75,000 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 23/12/2010 38 0 -75,000 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 24/12/2010 38 41.262 7,800 7,800 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 24/12/2010 38 0 -7,800 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 29/12/2010 38 40.947 39,500 39,500 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 29/12/2010 38 0 -39,500 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 30/12/2010 38 41.266 44,800 44,800
January 14, 2011 (2011) 34 OSCB 657 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 30/12/2010 38 0 -44,800 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 31/12/2010 38 41.318 44,100 44,100 Tim Hortons Inc. Common Shares Tim Hortons Inc. 1 31/12/2010 38 0 -44,100 Tim Hortons Inc. Common Shares Toop, R. Scott 5 17/12/2010 30 41.03 118 Tim Hortons Inc. Common Shares Toop, R. Scott 5 17/12/2010 30 41.03 1,170 118 Tirex Resources Ltd. Convertible Debentures European Bank for 3 30/12/2010 00 $9,960,000 Reconstruction and Development Tirex Resources Ltd. Common Shares Slusarchuk, Bryan James 4 31/12/2010 10 0.59 300,500 -20,000 Rees Tirex Resources Ltd. Common Shares Slusarchuk, Bryan James 4 31/12/2010 10 0.58 695,000 -40,000 Rees Titan Uranium Inc. Common Shares ching, donald reed 4 30/12/2010 10 0.44 100,000 -100,000 Titan Uranium Inc. Common Shares ching, donald reed 4 31/12/2010 10 0.5 0 -100,000 Titan Uranium Inc. Common Shares Inwentash, Sheldon 6 30/12/2010 10 0.455 3,644,000 5,000 Titan Uranium Inc. Common Shares Inwentash, Sheldon 6 30/12/2010 10 0.447 3,889,000 245,000 Titan Uranium Inc. Common Shares Inwentash, Sheldon 6 31/12/2010 10 0.4995 4,039,000 150,000 Titan Uranium Inc. Common Shares Inwentash, Sheldon 6 04/01/2011 10 0.538 4,189,000 150,000 Titan Uranium Inc. Common Shares McShane, Kelly 5 04/01/2011 51 0.155 83,333 50,000 Titan Uranium Inc. Common Shares McShane, Kelly 5 04/01/2011 51 0.265 133,333 50,000 Titan Uranium Inc. Common Shares McShane, Kelly 5 04/01/2011 10 0.523 33,333 -100,000 Titan Uranium Inc. Options McShane, Kelly 5 04/01/2011 51 0.155 250,000 -50,000 Titan Uranium Inc. Options McShane, Kelly 5 04/01/2011 51 0.265 200,000 -50,000 Toromont Industries Ltd. Rights Deferred Share Casson, Randall 7, 2 04/01/2011 30 31.23 4,107 21 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share Cuddy, Mike 7 04/01/2011 30 31.23 2,679 14 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share Franklin, Robert 4 31/12/2010 56 31.26 8,207 436 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share Franklin, Robert 4 04/01/2011 30 31.23 8,247 40 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share GALLOWAY, DAVID 4 31/12/2010 56 31.26 14,709 904 Units (cash settled) ALEXANDER Toromont Industries Ltd. Rights Deferred Share GALLOWAY, DAVID 4 04/01/2011 30 31.23 14,780 71 Units (cash settled) ALEXANDER Toromont Industries Ltd. Rights Deferred Share Jewer, Paul Randolph 5 04/01/2011 30 31.23 11,126 57 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share McLeod, Steven Douglas 5 04/01/2011 30 31.23 1,623 8 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share Medhurst, Scott 7 04/01/2011 30 31.23 4,096 21 Units (cash settled) Toromont Industries Ltd. Rights Deferred Share Wetherald, David 5 04/01/2011 30 31.23 6,704 34 Units (cash settled) Torstar Corporation Rights Deferred Share Armstrong, Peter Alan 4 31/12/2010 56 12,705 1,076 Units Torstar Corporation Rights Deferred Share Babick, Donald 4 31/12/2010 56 16,185 1,102 Units Torstar Corporation Rights Deferred Share Berger, Elaine Margaret 4 31/12/2010 56 12,705 1,076 Units Ellen Torstar Corporation Options Class B non- Beyette, Marie Elizabeth 5 02/01/2011 50 12.21 107,531 12,656 voting shares Torstar Corporation Rights Restricted Share Beyette, Marie Elizabeth 5 02/01/2011 56 23,779 4,096 Units Torstar Corporation Rights Restricted Share Beyette, Marie Elizabeth 5 02/01/2011 59 21,110 -2,669 Units Torstar Corporation Options Class B non- Bishop, Peter George 7 02/01/2011 50 12.21 49,604 10,625 voting shares Torstar Corporation Rights Restricted Share Bishop, Peter George 7 02/01/2011 56 17,691 3,439 Units Torstar Corporation Rights Restricted Share Bishop, Peter George 7 02/01/2011 59 16,349 -1,342 Units Torstar Corporation Options Class B non- Cruickshank, John Douglas 5 02/01/2011 50 12.21 154,688 42,188 voting shares Torstar Corporation Rights Restricted Share Cruickshank, John Douglas 5 02/01/2011 56 64,063 13,653 Units Torstar Corporation Rights Deferred Share Dea, Joan 4 31/12/2010 56 13,091 1,487 Units Torstar Corporation Options Class B non- DeMarchi, Lorenzo John 5 02/01/2011 50 12.21 241,562 45,000 voting shares David Torstar Corporation Rights Restricted Share DeMarchi, Lorenzo John 5 02/01/2011 56 14,563 Units David Torstar Corporation Rights Restricted Share DeMarchi, Lorenzo John 5 02/01/2011 56 54,058 14,563 Units David
January 14, 2011 (2011) 34 OSCB 658 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Torstar Corporation Rights Restricted Share DeMarchi, Lorenzo John 5 02/01/2011 59 51,389 -2,669 Units David Torstar Corporation Rights Deferred Share Harvey, Campbell Russell 3, 4 31/12/2010 56 18,816 1,122 Units Torstar Corporation Options Class B non- Hayes, Donna Marie 7 02/01/2011 50 12.21 480,783 37,969 voting shares Torstar Corporation Rights Restricted Share Hayes, Donna Marie 7 02/01/2011 56 71,334 12,288 Units Torstar Corporation Rights Restricted Share Hayes, Donna Marie 7 02/01/2011 59 63,328 -8,006 Units Torstar Corporation Options Class B non- Hewitt, Patricia Louise 5 02/01/2011 50 12.21 81,500 4,375 voting shares Torstar Corporation Options Class B non- Holland, David Patrick 4, 5 02/01/2011 50 12.21 782,250 131,250 voting shares Torstar Corporation Rights Deferred Share Holland, David Patrick 4, 5 31/12/2010 56 2,595 19 Units Torstar Corporation Rights Restricted Share Holland, David Patrick 4, 5 02/01/2011 56 196,851 42,476 Units Torstar Corporation Rights Restricted Share Holland, David Patrick 4, 5 02/01/2011 59 183,672 -13,179 Units Torstar Corporation Rights Deferred Share Honderich, John Allen 3, 4 31/12/2010 56 16,502 1,104 Units Torstar Corporation Rights Deferred Share Hughes, Linda 4 03/11/2010 00 Units Torstar Corporation Rights Deferred Share Hughes, Linda 4 31/12/2010 56 607 607 Units Torstar Corporation Rights Deferred Share Jauernig, Daniel 4 31/12/2010 56 18,484 2,166 Units Torstar Corporation Options Class B non- Martin, Gail 5 02/01/2011 50 12.21 156,381 12,656 voting shares Torstar Corporation Rights Restricted Share Martin, Gail 5 02/01/2011 56 23,779 4,096 Units Torstar Corporation Rights Restricted Share Martin, Gail 5 02/01/2011 59 21,110 -2,669 Units Torstar Corporation Options Class B non- McLeod, Ian Alexander 7 02/01/2011 50 12.21 20,846 3,550 voting shares Torstar Corporation Rights Restricted Share McLeod, Ian Alexander 7 02/01/2011 56 6,317 1,149 Units Torstar Corporation Rights Restricted Share McLeod, Ian Alexander 7 02/01/2011 59 5,922 -395 Units Torstar Corporation Options Class B non- Oliver, Ian Alan 7 02/01/2011 50 12.21 126,736 21,094 voting shares Torstar Corporation Rights Deferred Share Oliver, Ian Alan 7 31/12/2010 56 12,067 90 Units Torstar Corporation Rights Restricted Share Oliver, Ian Alan 7 02/01/2011 56 37,817 6,826 Units Torstar Corporation Rights Restricted Share Oliver, Ian Alan 7 02/01/2011 59 35,181 -2,636 Units Torstar Corporation Rights Deferred Share Romanow, Roy 4 31/12/2010 56 17,012 1,108 Units Torstar Corporation Rights Deferred Share Samji, Alnasir Hussein 4 31/12/2010 56 20,051 2,401 Units Habib Torstar Corporation Options Class B non- Smith, David Todd 5 02/01/2011 50 12.21 138,046 12,656 voting shares Torstar Corporation Rights Restricted Share Smith, David Todd 5 02/01/2011 56 23,334 4,096 Units Torstar Corporation Rights Restricted Share Smith, David Todd 5 02/01/2011 59 21,110 -2,224 Units Torstar Corporation Options Class B non- Strolight, Tomer 7 02/01/2011 50 12.21 153,249 28,125 voting shares Torstar Corporation Rights Deferred Share Strolight, Tomer 7 31/12/2010 56 3,398 25 Units Torstar Corporation Rights Restricted Share Strolight, Tomer 7 02/01/2011 57 9,102 Units Torstar Corporation Rights Restricted Share Strolight, Tomer 7 02/01/2011 56 33,164 9,102 Units Torstar Corporation Rights Restricted Share Strolight, Tomer 7 02/01/2011 59 31,207 -1,957 Units Torstar Corporation Rights Deferred Share Thall, Martin 4 31/12/2010 56 18,816 1,122 Units Torstar Corporation Rights Deferred Share Weiss, Paul Raymond 4 31/12/2010 56 10,964 1,468 Units
January 14, 2011 (2011) 34 OSCB 659 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Torstar Corporation Options Class B non- Wright, Andrew 7 02/01/2011 50 12.21 53,750 8,750 voting shares Torstar Corporation Rights Deferred Share Yaffe, Phyllis 4 31/12/2010 56 10,964 1,468 Units Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 35,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 23/11/2010 10 20.802 39,000 4,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 24/11/2010 10 20.55 39,500 500 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 10,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 10,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 10,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 35,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 23/11/2010 10 20.87 39,000 4,000 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 24/11/2010 10 20.56 39,500 500 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 25/11/2010 10 20.5 40,000 500 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 22/11/2010 00 Tourmaline Oil Corp. Common Shares Blakely, Robert William 4 05/01/2011 10 21.45 10,000 10,000 Tournigan Energy Ltd. Common Shares Inwentash, Sheldon 3 15/09/2010 00 13,750,000 Tournigan Energy Ltd. Common Shares Inwentash, Sheldon 3 30/12/2010 10 0.3 2,500,000 Tournigan Energy Ltd. Common Shares Inwentash, Sheldon 3 30/12/2010 11 0.3 17,500,000 2,500,000 Tournigan Energy Ltd. Warrants Inwentash, Sheldon 3 15/09/2010 00 5,000,000 Tournigan Energy Ltd. Warrants Inwentash, Sheldon 3 15/09/2010 00 Tournigan Energy Ltd. Warrants Inwentash, Sheldon 3 15/09/2010 00 500,000 Tournigan Energy Ltd. Warrants Inwentash, Sheldon 3 30/12/2010 11 0.4 1,750,000 1,250,000 Tournigan Energy Ltd. Common Shares Mega Uranium Ltd. 3 04/01/2011 00 13,750,000 Tournigan Energy Ltd. Warrants Mega Uranium Ltd. 3 04/01/2011 00 5,000,000 Transat A.T. inc. Action à droit de vote de Lemay, Michel 5 31/12/2010 10 18.65 11,449 500 catégorie B TransCanada Corporation Common Shares Cowling, Robert Dean 5 01/01/2011 00 4,636 TransCanada Corporation Executive Share Units Cowling, Robert Dean 5 01/01/2011 00 10,472 TransCanada Corporation Options Granted Feb. 23, Cowling, Robert Dean 5 01/01/2011 00 5,000 2004 @ $26.85 CDN Expiry Feb. 23, 2011 TransCanada Corporation Options Options granted Cowling, Robert Dean 5 01/01/2011 00 1,600 Feb. 25, 2002 @ $21.430 CDN Transcontinental Inc. Options d'achat d'actions Denault, Jean 5 06/01/2011 50 54,904 5,504
Transcontinental Inc. Participation Units Denault, Jean 5 06/01/2011 56 16.2 11,826 3,067 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Desaulniers, Christine 7, 5 06/01/2011 50 51,660 8,360
Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 06/01/2011 56 16.2 19,327 3,086 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 06/01/2011 56 16.2 19,237 4,658 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Huard, Benoît 7, 5 06/01/2011 50 107,344 14,044
Transcontinental Inc. Participation Units Huard, Benoît 7, 5 06/01/2011 56 16.2 25,621 6,173 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Huard, Benoît 7, 5 06/01/2011 56 16.2 32,871 7,824 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Larivière, Natalie 7, 5 06/01/2011 50 143,216 16,916
Transcontinental Inc. Participation Units Larivière, Natalie 7, 5 06/01/2011 56 16.2 36,342 9,424 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Longchamps, Martin 5 06/01/2011 50 1,932 1,932
January 14, 2011 (2011) 34 OSCB 660 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Transcontinental Inc. Participation Units Longchamps, Martin 5 06/01/2011 56 16.2 1,077 1,077 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Marcoux, Isabelle 4, 7, 5 06/01/2011 50 60,020 7,220
Transcontinental Inc. Participation Units Marcoux, Isabelle 4, 7, 5 06/01/2011 56 16.2 16,494 4,022 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Marcoux, Pierre 4, 7 06/01/2011 56 16.2 16,506 6,080 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Morissette, Sylvain 5 06/01/2011 50 8,668 3,968
Transcontinental Inc. Participation Units Morissette, Sylvain 5 06/01/2011 56 16.2 4,817 2,211 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Olivier, François 4, 7, 5 06/01/2011 50 350,492 74,192
Transcontinental Inc. Participation Units Olivier, François 4, 7, 5 06/01/2011 56 16.2 23,648 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Olivier, François 4, 7, 5 06/01/2011 56 16.2 23,648 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Olivier, François 4, 7, 5 06/01/2011 56 16.2 120,265 30,864 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Olivier, François 4, 7, 5 06/01/2011 56 16.2 23,648 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Olivier, François 4, 7, 5 06/01/2011 56 16.2 136,281 47,296 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Reid, Brian 7, 5 06/01/2011 50 86,844 19,444
Transcontinental Inc. Participation Units Reid, Brian 7, 5 06/01/2011 56 16.2 35,862 10,834 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Options d'achat d'actions Trudeau, Christian 7, 5 06/01/2011 50 21,092 13,092
Transcontinental Inc. Participation Units Trudeau, Christian 7, 5 06/01/2011 56 16.2 16,233 7,295 d'actions restreintes (UAR) / Restricted share unit (RSU) TransForce Inc. Deferred Share Units Bédard, Alain 4 31/12/2010 56 7,393 578 TransForce Inc. Deferred Share Units Bérard, André 4 31/12/2010 56 32,119 2,654 TransForce Inc. Deferred Share Units Bouchard, Lucien 4 31/12/2010 56 19,363 1,739 TransForce Inc. Deferred Share Units Guay, Richard 4, 5 31/12/2010 56 18,226 952 TransForce Inc. Deferred Share Units ROGERS, Ronald D. 4 31/12/2010 56 11,296 1,050 TransForce Inc. Deferred Share Units Saputo, Emanuele 6 31/12/2010 56 12.85 14,783 1,157 TransForce Inc. Deferred Share Units Saputo, Joey 4 31/12/2010 56 12.85 11,214 1,380 TransForce Inc. Deferred Share Units Stollery, John 4 31/12/2010 56 9,919 1,379 TransGlobe Apartment Real Trust Units Brough, John A. 4 31/12/2010 30 10.414 511 255 Estate Investment Trust
TransGlobe Apartment Real Trust Units Cooper, Michael 4 31/12/2010 30 10.414 20,511 255 Estate Investment Trust
TransGlobe Apartment Real Trust Units Leith, David Gordon 4 31/12/2010 30 10.414 5,511 255 Estate Investment Trust
January 14, 2011 (2011) 34 OSCB 661 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
TransGlobe Apartment Real Trust Units Ossip, Alon Samuel 4 31/12/2010 30 10.414 5,541 255 Estate Investment Trust
TransGlobe Apartment Real Trust Units Rosenberg, Graham 4 31/12/2010 30 10.414 511 255 Estate Investment Trust Lawrence
TransGlobe Apartment Real Trust Units Slavens, Eric W. 4 31/12/2010 30 10.414 553 276 Estate Investment Trust
TransGlobe Energy Common Shares Clarkson, Ross Gordon 4, 5 03/01/2011 10 16.08 2,102,154 -32,186 Corporation TransGlobe Energy Common Shares Clarkson, Ross Gordon 4, 5 05/01/2011 10 15.69 1,902,154 -200,000 Corporation TransGlobe Energy Common Shares Ferguson, David Charles 5 05/01/2011 51 4.27 319,500 63,000 Corporation TransGlobe Energy Common Shares Ferguson, David Charles 5 05/01/2011 51 2.78 372,800 53,300 Corporation TransGlobe Energy Common Shares Ferguson, David Charles 5 05/01/2011 10 15.73 252,800 -120,000 Corporation TransGlobe Energy Options Ferguson, David Charles 5 05/01/2011 51 4.27 425,700 -63,000 Corporation TransGlobe Energy Options Ferguson, David Charles 5 05/01/2011 51 2.78 372,400 -53,300 Corporation TransGlobe Energy Common Shares Guidry, Gary Stephen 4 05/10/2009 00 Corporation TransGlobe Energy Common Shares Guidry, Gary Stephen 4 05/01/2011 51 3.77 40,000 40,000 Corporation TransGlobe Energy Options Guidry, Gary Stephen 4 05/01/2011 51 3.77 95,000 -40,000 Corporation TransGlobe Energy Common Shares NOYES, Erwin Lewis 4 04/01/2011 51 2.78 81,947 24,800 Corporation TransGlobe Energy Common Shares NOYES, Erwin Lewis 4 04/01/2011 51 3.4 101,947 20,000 Corporation TransGlobe Energy Common Shares NOYES, Erwin Lewis 4 06/01/2011 10 15.55 76,847 -25,100 Corporation TransGlobe Energy Options NOYES, Erwin Lewis 4 04/01/2011 51 2.78 105,800 -24,800 Corporation TransGlobe Energy Options NOYES, Erwin Lewis 4 04/01/2011 51 3.4 85,800 -20,000 Corporation Transition Therapeutics Inc. Options Ashton, Michael R. D. 4 04/01/2006 50 0.69 30,000
Transition Therapeutics Inc. Options Ashton, Michael R. D. 4 04/01/2006 50 0.69 95,000 30,000
Transition Therapeutics Inc. Options Baehr, Paul 4 08/02/2006 50 0.69 30,000
Transition Therapeutics Inc. Options Baehr, Paul 4 08/02/2006 50 0.69 100,000 30,000
Transition Therapeutics Inc. Options Henley, Christopher 4 04/01/2006 50 0.69 30,000
Transition Therapeutics Inc. Options Henley, Christopher 4 04/01/2006 50 0.69 110,000 30,000
Transition Therapeutics Inc. Options Pace, Gary W. 4 04/01/2006 50 0.69 30,000
Transition Therapeutics Inc. Options Pace, Gary W. 4 04/01/2006 50 0.69 428,332 30,000
Transition Therapeutics Inc. Options Pace, Gary W. 4 20/03/2006 50 0.69 30,000
Transition Therapeutics Inc. Options Rusaw-George, Norla 5 03/07/2008 00 Nicole Transition Therapeutics Inc. Options Rusaw-George, Norla 5 03/07/2008 00 75,856 Nicole Treasury Metals Inc. Options Cheatle, Andrew Mark 5 01/01/2011 00 Treasury Metals Inc. Options Cheatle, Andrew Mark 5 01/01/2011 50 150,000 150,000 Trimac Income Fund Exchange Rights re: TTSI Davy, Barry W. 7 01/01/2011 36 0 -69,060 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Davy, Barry W. 7 01/01/2011 36 0 -6,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Davy, Barry W. 7 01/01/2011 38 0 -75,060 Voting Rights Trimac Income Fund Trust Units Davy, Barry W. 7 01/01/2011 36 0 -3,002
January 14, 2011 (2011) 34 OSCB 662 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Trimac Income Fund Exchange Rights re: TTSI Eyton, Rhys 4 01/01/2011 36 0 -5,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Eyton, Rhys 4 01/01/2011 38 0 -5,000 Voting Rights Trimac Income Fund Trust Units Eyton, Rhys 4 01/01/2011 36 0 -10,000 Trimac Income Fund Exchange Rights re: TTSI Gatti, David 7 01/01/2011 36 0 -26,843 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Gatti, David 7 01/01/2011 36 0 -10,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Gatti, David 7 01/01/2011 38 0 -36,843 Voting Rights Trimac Income Fund Trust Units Gatti, David 7 01/01/2011 36 0 -1,500 Trimac Income Fund Trust Units Grierson, Colin Sean 6 01/01/2011 36 0 -1,500 Trimac Income Fund Exchange Rights re: TTSI Hamel, Willie C. J. 7 01/01/2011 36 0 -32,212 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Hamel, Willie C. J. 7 01/01/2011 36 0 -10,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Hamel, Willie C. J. 7 01/01/2011 38 0 -42,212 Voting Rights Trimac Income Fund Trust Units Hamel, Willie C. J. 7 01/01/2011 36 0 -2,500 Trimac Income Fund Exchange Rights re: TTSI Malysa, Edward V. 6, 5 01/01/2011 36 0 -55,161 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Malysa, Edward V. 6, 5 01/01/2011 36 0 -26,700 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Malysa, Edward V. 6, 5 01/01/2011 38 0 -81,861 Voting Rights Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -350 Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -1,000 Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -2,500 Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -54 Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -150 Trimac Income Fund Trust Units Malysa, Edward V. 6, 5 01/01/2011 36 0 -500 Trimac Income Fund Exchange Rights re: TTSI McCAIG HOLDINGS 3 01/01/2011 38 0 -2,153,458 Exchangeable Shares, LIMITED Series 1 Trimac Income Fund Exchange Rights re: TTSI McCAIG HOLDINGS 3 01/01/2011 36 0 -646,166 Exchangeable Shares, LIMITED Series 3 Trimac Income Fund Exchange Rights re: TTSI McCAIG HOLDINGS 3 01/01/2011 36 0 -5,067,197 Exchangeable Shares, LIMITED Series 4 Trimac Income Fund Exchangeable Security McCAIG HOLDINGS 3 01/01/2011 38 0 -7,866,821 Voting Rights LIMITED Trimac Income Fund Trust Units McCAIG HOLDINGS 3 01/01/2011 36 0 -2,264,344 LIMITED Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -2,147,058 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -646,166 Exchangeable Shares, Series 3 Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -580,110 Exchangeable Shares, Series 4 Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -633,413 Exchangeable Shares, Series 4 Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -5,067,197 Exchangeable Shares, Series 4 Trimac Income Fund Exchange Rights re: TTSI McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -6,400 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security McCaig, Jeffrey James 4, 6 01/01/2011 38 0 -633,413 Voting Rights
January 14, 2011 (2011) 34 OSCB 663 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Trimac Income Fund Exchangeable Security McCaig, Jeffrey James 4, 6 01/01/2011 38 0 -7,866,821 Voting Rights Trimac Income Fund Trust Units McCaig, Jeffrey James 4, 6 01/01/2011 36 0 -2,264,344 Trimac Income Fund Exchange Rights re: TTSI McCaig, Maurice Wayne 4, 6 01/01/2011 36 0 -421,941 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI McCaig, Maurice Wayne 4, 6 01/01/2011 36 0 -92,878 Exchangeable Shares, Series 2 Trimac Income Fund Exchange Rights re: TTSI McCaig, Maurice Wayne 4, 6 01/01/2011 36 0 -898,006 Exchangeable Shares, Series 4 Trimac Income Fund Exchangeable Security McCaig, Maurice Wayne 4, 6 01/01/2011 38 0 -1,400,454 Voting Rights Trimac Income Fund Trust Units McCaig, Maurice Wayne 4, 6 01/01/2011 36 0 -252,126 Trimac Income Fund Exchange Rights re: TTSI Patava, Miroslav Jerry 4 01/01/2011 36 0 -5,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Patava, Miroslav Jerry 4 01/01/2011 38 0 -5,000 Voting Rights Trimac Income Fund Trust Units Patava, Miroslav Jerry 4 01/01/2011 36 0 -10,000 Trimac Income Fund Exchange Rights re: TTSI Pouliot, Marcel 7 01/01/2011 36 0 -13,057 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Pouliot, Marcel 7 01/01/2011 36 0 -4,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Pouliot, Marcel 7 01/01/2011 38 0 -17,057 Voting Rights Trimac Income Fund Exchange Rights re: TTSI ROMANZIN, GERALD A. 4 01/01/2011 36 0 -5,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security ROMANZIN, GERALD A. 4 01/01/2011 38 0 -5,000 Voting Rights Trimac Income Fund Trust Units ROMANZIN, GERALD A. 4 01/01/2011 36 0 -10,000 Trimac Income Fund Exchange Rights re: TTSI Topic, Janet L. 7 01/01/2011 36 0 -6,529 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Topic, Janet L. 7 01/01/2011 36 0 -4,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Topic, Janet L. 7 01/01/2011 38 0 -10,529 Voting Rights Trimac Income Fund Trust Units Topic, Janet L. 7 01/01/2011 36 0 -1,600 Trimac Income Fund Exchange Rights re: TTSI TRIMAC HOLDINGS LTD. 3 01/01/2011 36 0 -4,207,030 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI TRIMAC HOLDINGS LTD. 3 01/01/2011 36 0 -92,878 Exchangeable Shares, Series 2 Trimac Income Fund Exchange Rights re: TTSI TRIMAC HOLDINGS LTD. 3 01/01/2011 36 0 -1,649,002 Exchangeable Shares, Series 3 Trimac Income Fund Exchange Rights re: TTSI TRIMAC HOLDINGS LTD. 3 01/01/2011 36 0 -7,786,581 Exchangeable Shares, Series 4 Trimac Income Fund Exchangeable Security TRIMAC HOLDINGS LTD. 3 01/01/2011 38 0 -13,735,491 Voting Rights Trimac Income Fund Exchange Rights re: TTSI Zaleski, Andrew 4 01/01/2011 36 0 -21,474 Exchangeable Shares, Series 1 Trimac Income Fund Exchange Rights re: TTSI Zaleski, Andrew 4 01/01/2011 36 0 -5,000 Exchangeable Shares, Series 5 Trimac Income Fund Exchangeable Security Zaleski, Andrew 4 01/01/2011 38 0 -26,474 Voting Rights Trimac Income Fund Trust Units Zaleski, Andrew 4 01/01/2011 36 0 -10,000 Trimac Transportation Ltd. Common Shares Class A Davy, Barry W. 7 01/01/2011 00 75,060
Trimac Transportation Ltd. Common Shares Class A Davy, Barry W. 7 01/01/2011 00 3,002
Trimac Transportation Ltd. Common Shares Class A Eyton, Rhys 4 01/01/2011 00 5,000
January 14, 2011 (2011) 34 OSCB 664 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Trimac Transportation Ltd. Common Shares Class A Eyton, Rhys 4 01/01/2011 00 10,000
Trimac Transportation Ltd. Common Shares Class A Gatti, David 7 01/01/2011 00 36,843
Trimac Transportation Ltd. Common Shares Class A Gatti, David 7 01/01/2011 00 1,500
Trimac Transportation Ltd. Common Shares Class A Grierson, Colin Sean 5 01/01/2011 00 1,500
Trimac Transportation Ltd. Common Shares Class A Hamel, Willie C. J. 7 01/01/2011 00 42,212
Trimac Transportation Ltd. Common Shares Class A Hamel, Willie C. J. 7 01/01/2011 00 2,500
Trimac Transportation Ltd. Common Shares Class A Malysa, Edward V. 5 01/01/2011 00 81,861
Trimac Transportation Ltd. Common Shares Class A Malysa, Edward V. 5 01/01/2011 00 4,554
Trimac Transportation Ltd. Class B Convertible McCaig, Jeffrey James 4 01/01/2011 00 1,186,358 Voting Shares Trimac Transportation Ltd. Class B Convertible McCaig, Jeffrey James 4 01/01/2011 00 Voting Shares Trimac Transportation Ltd. Class B Convertible McCaig, Jeffrey James 4 01/01/2011 00 Voting Shares Trimac Transportation Ltd. Class B Convertible McCaig, Jeffrey James 4 01/01/2011 00 6,336,168 Voting Shares Trimac Transportation Ltd. Common Shares Class A McCaig, Jeffrey James 4 01/01/2011 00 2,264,344
Trimac Transportation Ltd. Common Shares Class A McCaig, Jeffrey James 4 01/01/2011 00 3,675,589
Trimac Transportation Ltd. Common Shares Class A McCaig, Jeffrey James 4 01/01/2011 00
Trimac Transportation Ltd. Common Shares Class A McCaig, Jeffrey James 4 01/01/2011 00
Trimac Transportation Ltd. Common Shares Class A McCaig, Jeffrey James 4 01/01/2011 00 2,807,206
Trimac Transportation Ltd. Class B Convertible McCaig, Maurice Wayne 4 01/01/2011 00 Voting Shares Trimac Transportation Ltd. Class B Convertible McCaig, Maurice Wayne 4 01/01/2011 00 999,632 Voting Shares Trimac Transportation Ltd. Common Shares Class A McCaig, Maurice Wayne 4 01/01/2011 00 12,371
Trimac Transportation Ltd. Common Shares Class A McCaig, Maurice Wayne 4 01/01/2011 00 409,570
Trimac Transportation Ltd. Common Shares Class A McCaig, Maurice Wayne 4 01/01/2011 00 252,126
Trimac Transportation Ltd. Common Shares Class A Patava, Miroslav Jerry 4 01/01/2011 00 5,000
Trimac Transportation Ltd. Common Shares Class A Patava, Miroslav Jerry 4 01/01/2011 00 10,000
Trimac Transportation Ltd. Common Shares Class A Pouliot, Marcel 7 01/01/2011 00 17,057
Trimac Transportation Ltd. Common Shares Class A ROMANZIN, GERALD A. 4 01/01/2011 00 5,000
Trimac Transportation Ltd. Common Shares Class A ROMANZIN, GERALD A. 4 01/01/2011 00 10,000
Trimac Transportation Ltd. Common Shares Class A Topic, Janet L. 7 01/01/2011 00 10,529
Trimac Transportation Ltd. Common Shares Class A Topic, Janet L. 7 01/01/2011 00 1,600
Trimac Transportation Ltd. Class B Convertible TRIMAC HOLDINGS LTD. 3 01/01/2011 00 Voting Shares Trimac Transportation Ltd. Class B Convertible TRIMAC HOLDINGS LTD. 3 01/01/2011 00 93,698 Voting Shares Trimac Transportation Ltd. Class B Convertible TRIMAC HOLDINGS LTD. 3 01/01/2011 00 Voting Shares Trimac Transportation Ltd. Class B Convertible TRIMAC HOLDINGS LTD. 3 01/01/2011 00 7,428,828 Voting Shares Trimac Transportation Ltd. Common Shares Class A TRIMAC HOLDINGS LTD. 3 01/01/2011 00
Trimac Transportation Ltd. Common Shares Class A TRIMAC HOLDINGS LTD. 3 01/01/2011 00 4,411,030
Trimac Transportation Ltd. Common Shares Class A TRIMAC HOLDINGS LTD. 3 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 665 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Trimac Transportation Ltd. Common Shares Class A TRIMAC HOLDINGS LTD. 3 01/01/2011 00 2,071,765
Trimac Transportation Ltd. Common Shares Class A Zaleski, Andrew 4 01/01/2011 00 26,474
Trimac Transportation Ltd. Common Shares Class A Zaleski, Andrew 4 01/01/2011 00 10,000
Trinidad Drilling Ltd. Rights Performance Clemett, Jason John 5 05/01/2011 35 47,257 362 Share Units Trinidad Drilling Ltd. Rights Performance Conway, Brent John 5 05/01/2011 59 119,492 -106,442 Share Units Trinidad Drilling Ltd. Rights Performance Conway, Brent John 5 05/01/2011 35 120,414 922 Share Units Trinidad Drilling Ltd. Rights Deferred Share Dargan, Naveen 4 05/01/2011 35 40,296 309 Units Trinidad Drilling Ltd. Rights Deferred Share Gibson, Brock William 4 05/01/2011 35 11,007 84 Units Trinidad Drilling Ltd. Rights Deferred Share Heier, Michael Erskine 4 05/01/2011 35 40,296 309 Units Trinidad Drilling Ltd. Rights Performance Lachance, Adrian Victor 5 05/01/2011 59 108,376 -86,484 Share Units Trinidad Drilling Ltd. Rights Performance Lachance, Adrian Victor 5 05/01/2011 35 109,212 836 Share Units Trinidad Drilling Ltd. Rights Performance Morin, Robert Leon 5 05/01/2011 35 21,157 162 Share Units Trinidad Drilling Ltd. Rights Performance Oke, Edward Langdon 5 05/01/2011 35 26,331 202 Share Units Trinidad Drilling Ltd. Rights Deferred Share Powers, Lewis Wetzel Jody 4 05/01/2011 35 40,296 309 Units Trinidad Drilling Ltd. Rights Performance Russell, Robert Lee 5 05/01/2011 59 108,376 -86,484 Share Units Trinidad Drilling Ltd. Rights Performance Russell, Robert Lee 5 05/01/2011 35 109,212 836 Share Units Trinidad Drilling Ltd. Rights Deferred Share Stickland, Ken Stanley 4 05/01/2011 35 40,296 309 Units Trinidad Drilling Ltd. Rights Performance Whitmarsh, Lyle Clarence 4 05/01/2011 35 373,708 1,715 Share Units Trinidad Drilling Ltd. Rights Performance Whitmarsh, Lyle Clarence 4 05/01/2011 59 224,024 -149,684 Share Units TriOil Resources Ltd. Common Shares Class A Haavardsrud, Craig Donald 5 31/12/2010 30 4.74 70,875 3,192 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Johnson, Cheryne 5 31/12/2010 30 4.88 62,025 3,201 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Mychaluk, Keith Allen 5 31/12/2010 30 4.89 73,552 2,963 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Tripp, Russell J. 4, 5 31/12/2010 30 4.86 124,282 3,984 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Wiacek, Andrew Zbigniew 5 31/12/2010 30 4.87 121,241 3,593 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Wyzykoski, Shaun Larry 5 13/01/2010 00 (formerly, One Exploration Inc.) TriOil Resources Ltd. Common Shares Class A Wyzykoski, Shaun Larry 5 31/12/2010 30 4.83 2,923 2,923 (formerly, One Exploration Inc.) TriStar Gold Inc. Common Shares Segner, John S 4 29/12/2010 10 0.574 43,000 TriStar Gold Inc. Common Shares Segner, John S 4 29/12/2010 10 0.574 1,431,333 43,000 TriStar Gold Inc. Common Shares Segner, John S 4 30/12/2010 10 0.58 1,449,333 18,000 TriStar Gold Inc. Common Shares Segner, John S 4 31/12/2010 10 0.6071 1,450,002 669 TriStar Gold Inc. Common Shares Segner, John S 4 04/01/2011 10 0.574 1,500,002 50,000 Troy Resources NL Common Shares JONES, JOHN LOAD 4 31/12/2010 11 13,095 6,288 CECIL Troy Resources NL Common Shares JONES, JOHN LOAD 4 31/12/2010 11 13,095 6,289 CECIL Troy Resources NL Common Shares JONES, JOHN LOAD 4 31/12/2010 11 13,095 6,289 CECIL Troy Resources NL Common Shares JONES, JOHN LOAD 4 31/12/2010 10 8,269,097 -120,000 CECIL TSO3 inc. Common Shares Robitaille, Simon 4, 5 05/01/2011 30 1.3405 64,496 1,149
January 14, 2011 (2011) 34 OSCB 666 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
TSO3 inc. Common Shares Tremblay, France 5 05/01/2011 30 1.3405 2,388 167 Tsodilo Resources Limited Options Bojes, Gary 5 03/01/2011 50 1.25 350,000 50,000
Tsodilo Resources Limited Options Bruchs, James 3, 4, 5 03/01/2011 50 1.25 1,050,000 100,000
Tsodilo Resources Limited Options de Wit, Michiel Cornelis Jan 4 03/01/2011 50 1.25 350,000 100,000
TTM Resources Inc. Common Shares Clarke, Warring Kennedy 4 07/01/2011 11 0.34 4,528,758 82,058 Crichton TTM Resources Inc. Common Shares Clarke, Warring Kennedy 4 07/01/2011 11 0.28 4,630,543 101,785 Crichton TTM Resources Inc. Warrants Clarke, Warring Kennedy 4 07/01/2011 11 412,843 183,843 Crichton TTM Resources Inc. Common Shares Joe Dwek Management 3 05/01/2011 10 0.3 554,035 -60,000 Consultants 2007 Inc. TTM Resources Inc. Common Shares Jordens, Richard 4 07/01/2011 11 0.34 3,049,000 100,000 TTM Resources Inc. Common Shares Jordens, Richard 4 07/01/2011 11 0.28 3,149,000 100,000 TTM Resources Inc. Warrants Jordens, Richard 4 07/01/2011 11 415,000 200,000 TTM Resources Inc. Common Shares Lyons, Terrence 4 03/12/2009 16 0.4 725,000 125,000 TTM Resources Inc. Common Shares Lyons, Terrence 4 06/01/2011 16 0.28 765,000 40,000 TTM Resources Inc. Common Shares Lyons, Terrence 4 06/01/2011 16 0.34 805,000 40,000 TTM Resources Inc. Warrants Lyons, Terrence 4 06/09/2005 00 TTM Resources Inc. Warrants Lyons, Terrence 4 03/12/2009 16 0.5 125,000 125,000 TTM Resources Inc. Warrants Lyons, Terrence 4 06/01/2011 16 0.4 205,000 80,000 TTM Resources Inc. Common Shares Neff, Jill 5 07/01/2011 11 0.34 34,558 9,558 TTM Resources Inc. Common Shares Neff, Jill 5 07/01/2011 11 0.28 46,165 11,607 TTM Resources Inc. Warrants Neff, Jill 5 07/01/2011 11 46,165 21,165 TTM Resources Inc. Common Shares Pillon, Michele 5 07/01/2011 11 0.34 192,205 14,705 TTM Resources Inc. Common Shares Pillon, Michele 5 07/01/2011 11 0.28 210,062 17,857 TTM Resources Inc. Warrants Pillon, Michele 5 07/01/2011 11 45,062 32,562 TTM Resources Inc. Common Shares Raven, Wesley Donald 5 07/01/2011 11 0.34 102,647 17,647 Thomas TTM Resources Inc. Common Shares Raven, Wesley Donald 5 07/01/2011 11 0.28 124,075 21,428 Thomas TTM Resources Inc. Warrants Raven, Wesley Donald 5 07/01/2011 11 64,075 39,075 Thomas TTM Resources Inc. Common Shares Robb, Warren 4 07/01/2011 11 0.34 173,347 17,647 TTM Resources Inc. Common Shares Robb, Warren 4 07/01/2011 11 0.28 194,775 21,428 TTM Resources Inc. Warrants Robb, Warren 4 07/01/2011 11 67,425 39,075 Twoco Petroleums Ltd. Options Bashforth, Timothy 4, 5 31/12/2010 50 0.35 1,180,000 1,180,000 Twoco Petroleums Ltd. Options Malinowski, Wayne Andrew 3, 4, 5 31/12/2010 50 0.35 1,180,000 1,180,000
U3O8 Corp. Common Shares Inwentash, Sheldon 4 30/12/2010 10 0.94 8,351,271 100,000 U3O8 Corp. Common Shares Inwentash, Sheldon 4 31/12/2010 10 0.9957 8,401,271 50,000 U3O8 Corp. Common Shares Pinetree Capital Ltd. 3 30/12/2010 10 0.94 8,351,271 100,000 U3O8 Corp. Common Shares Pinetree Capital Ltd. 3 31/12/2010 10 0.9957 8,401,271 50,000 Unigold Inc. Options Danis, Daniel 5 02/12/2010 50 2,000,000 1,000,000 Unigold Inc. Options Hamilton, Joseph Andrew 4 03/12/2010 50 0.18 900,000 600,000 United Mining Group, Inc. Common Shares Black, Wade Newton 4 07/05/2010 00 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Common Shares Black, Wade Newton 4 27/12/2010 16 0.9 50,000 50,000 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Common Shares Black, Wade Newton 4 27/12/2010 16 0.9 448,514 50,000 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Warrants Black, Wade Newton 4 07/05/2010 00 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Warrants Black, Wade Newton 4 27/12/2010 16 25,000 25,000 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Warrants Black, Wade Newton 4 07/05/2010 00 (formerly Scarlet Resources Ltd.) United Mining Group, Inc. Warrants Black, Wade Newton 4 27/12/2010 16 25,000 25,000 (formerly Scarlet Resources Ltd.) Upper Canada Gold Common Shares CLARK, DONALD M. 4 06/01/2011 47 0.31 0 -37,500 Corporation Ur-Energy Inc. Common Shares Klenda, Jeffrey T. 5 16/12/2010 10 2.2139 -100,000 Ur-Energy Inc. Common Shares Klenda, Jeffrey T. 5 16/12/2010 10 2.2139 -100,000
January 14, 2011 (2011) 34 OSCB 667 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Ur-Energy Inc. Common Shares Klenda, Jeffrey T. 5 16/12/2010 10 2.2139 1,539,900 -80,000 Uranium Focused Energy Trust Units Uranium Focused Energy 1 31/12/2010 38 5.35 17,075,678 2,200 Fund Fund Uranium Focused Energy Trust Units Uranium Focused Energy 1 04/01/2011 38 5.31 17,077,878 2,200 Fund Fund Uranium Focused Energy Trust Units Uranium Focused Energy 1 04/01/2011 38 5.3 17,079,878 2,000 Fund Fund Uranium One Inc. Options Adams, Andrew Bell 4 27/12/2010 50 4.71 250,000 Uranium One Inc. Options Adams, Andrew Bell 4 27/12/2010 50 4.71 525,000 250,000 Uranium One Inc. Options Hong, Lloyd Hyunsoo 5 27/12/2010 50 233,000 215,000 Uranium One Inc. Options Nortier, Daniel Jean 4, 7 27/12/2010 50 368,164 250,000 Uranium One Inc. Options Rosenberg, Terrence 4 27/12/2010 50 442,000 250,000 Uranium One Inc. Options Shirvington, Phillip 4 27/12/2010 50 1,521,875 250,000 Uranium One Inc. Options Sibley, John MacKenzie 7, 5 27/12/2010 50 466,099 300,000 Uranium One Inc. Options Telfer, Ian William 4, 5 27/12/2010 50 4.71 1,020,000 500,000 Uranium One Inc. Options Williamson, Kenneth Frank 4 27/12/2010 50 4.71 525,000 250,000
URSA MAJOR MINERALS Common Shares Anderson, Trevor 4 19/06/2008 00 INCORPORATED
URSA MAJOR MINERALS Common Shares Anderson, Trevor 4 07/01/2011 10 0.2 30,000 30,000 INCORPORATED
Valterra Resource Common Shares Joe Dwek Management 3 05/01/2011 10 0.045 250,000 -281,250 Corporation Consultants 2007 Inc. Velan Inc. Subordinate Voting Velan Inc. 1 16/12/2010 38 13.1 1,000 1,000 Shares Velan Inc. Subordinate Voting Velan Inc. 1 30/12/2010 38 13.2 2,000 1,000 Shares VentriPoint Diagnostics Ltd. Common Shares Garth, Edward 5 05/01/2011 46 0.1 964,006 579,347 (formerly Luca Capital Inc.)
VentriPoint Diagnostics Ltd. Common Shares Waiss, Mary 5 07/01/2011 46 272,236 191,994 (formerly Luca Capital Inc.)
Veresen Inc. Common Shares Ciccaglione Van Driel, Julia 5 01/01/2011 00 202,440 Serafina Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 00 Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 36 10,899 10,899 Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 00 Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 36 6,790 6,790 Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 00 Veresen Inc. Common Shares Drybrough, David John 4 01/01/2011 36 3,266 3,266 Veresen Inc. Convertible Debentures Drybrough, David John 4 01/01/2011 00 Series C Veresen Inc. Convertible Debentures Drybrough, David John 4 01/01/2011 36 $200 $200 Series C Veresen Inc. Convertible Debentures Drybrough, David John 4 01/01/2011 00 Series C Veresen Inc. Convertible Debentures Drybrough, David John 4 01/01/2011 36 $100 $100 Series C Veresen Inc. Common Shares Eastman, Paul 5 01/01/2011 00 684 Veresen Inc. Common Shares FEICK, JOHN EDWIN 4 01/01/2011 00 Veresen Inc. Common Shares FEICK, JOHN EDWIN 4 01/01/2011 36 25,000 25,000 Veresen Inc. Common Shares Iverach, Q.C., Robert John 4 01/01/2011 00 600
Veresen Inc. Common Shares Jang, Theresa 5 01/01/2011 00 Veresen Inc. Common Shares Jang, Theresa 5 01/01/2011 36 820 820 Veresen Inc. Common Shares Jang, Theresa 5 01/01/2011 00 Veresen Inc. Common Shares Jang, Theresa 5 01/01/2011 36 8,535 8,535 Veresen Inc. Common Shares Johnson, Verne G. 4 01/01/2011 00 14,500 Veresen Inc. Common Shares King, Kevan Scott 5 01/01/2011 00 Veresen Inc. Common Shares King, Kevan Scott 5 01/01/2011 36 2,200 2,200 Veresen Inc. Common Shares Menendez, Jose 5 01/01/2011 00 2,700 Veresen Inc. Common Shares Menendez, Jose 5 01/01/2011 00 1,400 Veresen Inc. Common Shares Menendez, Jose 5 01/01/2011 00 2,700 Veresen Inc. Common Shares Reid, Robert Thomas 4 01/01/2011 00 7,460 Franklin Veresen Inc. Common Shares Wadey, Vern 5 01/01/2011 00 Veresen Inc. Common Shares Wadey, Vern 5 01/01/2011 36 6,757 6,757 Veresen Inc. Common Shares White, Stephen 4, 5 01/01/2011 00 Veresen Inc. Common Shares White, Stephen 4, 5 01/01/2011 36 30,791 30,791 Veresen Inc. Common Shares White, Stephen 4, 5 01/01/2011 00
January 14, 2011 (2011) 34 OSCB 668 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Veresen Inc. Common Shares White, Stephen 4, 5 01/01/2011 36 30,791 30,791 Veresen Inc. Common Shares Zawadzki, Alexi Illya 5 01/01/2011 00 1,300 Victoria Gold Corp. (formerly Common Shares Rendall, Marty 5 04/01/2011 10 1.02 310,000 10,000 Victoria Resource Corporation) Vicwest Inc. Common Shares Berrill, Fraser Reeve 4 01/01/2011 00 Vicwest Inc. Common Shares Berrill, Fraser Reeve 4 01/01/2011 36 12,000 12,000 Vicwest Inc. Deferred Share Units Berrill, Fraser Reeve 4 01/01/2011 00 37,586 Vicwest Inc. Deferred Share Units Berrill, Fraser Reeve 4 01/01/2011 56 40,067 2,481 Vicwest Inc. Common Shares Gillam, Keith 4 01/01/2011 00 Vicwest Inc. Common Shares Gillam, Keith 4 01/01/2011 36 36,700 36,700 Vicwest Inc. Deferred Share Units Gillam, Keith 4 01/01/2011 00 25,484 Vicwest Inc. Deferred Share Units Gillam, Keith 4 01/01/2011 56 26,814 1,330 Vicwest Inc. Common Shares Granger, Andre Denis 4 01/01/2011 00 Vicwest Inc. Common Shares Granger, Andre Denis 4 01/01/2011 36 3,075 3,075 Vicwest Inc. Performance Share Units Granger, Andre Denis 4 01/01/2011 00 2,085
Vicwest Inc. Performance Share Units Granger, Andre Denis 4 01/01/2011 56 6,556 4,471
Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 00 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 36 21,100 21,100 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 00 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 36 7,500 7,500 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 00 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 36 187,400 187,400 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 00 Vicwest Inc. Common Shares Hampson, Philip R.O. 4 01/01/2011 36 359,400 359,400 Vicwest Inc. Deferred Share Units Hampson, Philip R.O. 4 01/01/2011 00 30,013 Vicwest Inc. Deferred Share Units Hampson, Philip R.O. 4 01/01/2011 56 31,764 1,751 Vicwest Inc. Common Shares Hughes, Gwendolyn, Faye 5 01/01/2011 00 Vicwest Inc. Common Shares Hughes, Gwendolyn, Faye 5 01/01/2011 36 3,127 3,127 Vicwest Inc. Performance Share Units Hughes, Gwendolyn, Faye 5 01/01/2011 00 9,991
Vicwest Inc. Performance Share Units Hughes, Gwendolyn, Faye 5 01/01/2011 56 10,945 954
Vicwest Inc. Performance Share Units Mabro, Emile 4 01/01/2011 00 27,833
Vicwest Inc. Performance Share Units Mabro, Emile 4 01/01/2011 56 33,385 5,552
Vicwest Inc. Common Shares Mang, Wayne Paul Elton 4 01/01/2011 00 Vicwest Inc. Common Shares Mang, Wayne Paul Elton 4 01/01/2011 36 7,000 7,000 Vicwest Inc. Deferred Share Units Mang, Wayne Paul Elton 4 01/01/2011 00 18,686 Vicwest Inc. Deferred Share Units Mang, Wayne Paul Elton 4 01/01/2011 56 19,643 957 Vicwest Inc. Common Shares McIntyre, Andrew Bruce 5 01/01/2010 00 Vicwest Inc. Common Shares McIntyre, Andrew Bruce 5 01/01/2011 00 Vicwest Inc. Common Shares McIntyre, Andrew Bruce 5 01/01/2011 36 3,600 3,600 Vicwest Inc. Performance Share Units McIntyre, Andrew Bruce 5 01/01/2010 00
Vicwest Inc. Performance Share Units McIntyre, Andrew Bruce 5 01/01/2010 00
Vicwest Inc. Performance Share Units McIntyre, Andrew Bruce 5 01/01/2010 00
Vicwest Inc. Performance Share Units McIntyre, Andrew Bruce 5 01/01/2011 00 3,976
Vicwest Inc. Performance Share Units McIntyre, Andrew Bruce 5 01/01/2011 56 5,011 1,035
Vicwest Inc. Common Shares Osborne, Colin 5 01/01/2011 00 Vicwest Inc. Common Shares Osborne, Colin 5 01/01/2011 36 50,000 50,000 Vicwest Inc. Options Osborne, Colin 5 01/01/2011 00 Vicwest Inc. Options Osborne, Colin 5 01/01/2011 36 350,000 350,000 Vicwest Inc. Performance Share Units Osborne, Colin 5 01/01/2011 00 115,949
Vicwest Inc. Performance Share Units Osborne, Colin 5 01/01/2011 56 130,407 14,458
Vicwest Inc. Common Shares Raposo, Joseph C. 5 01/01/2011 00 Vicwest Inc. Common Shares Raposo, Joseph C. 5 01/01/2011 36 2,505 2,505 Vicwest Inc. Common Shares Raposo, Joseph C. 5 01/01/2011 00 Vicwest Inc. Common Shares Raposo, Joseph C. 5 01/01/2011 36 7,485 7,485 Vicwest Inc. Performance Share Units Raposo, Joseph C. 5 01/01/2011 00 3,546
Vicwest Inc. Common Shares Slattery, Ralph John 5 01/01/2011 00 Vicwest Inc. Common Shares Slattery, Ralph John 5 01/01/2011 36 4,000 4,000
January 14, 2011 (2011) 34 OSCB 669 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Vicwest Inc. Performance Share Units Slattery, Ralph John 5 01/01/2011 00 31,984
Vicwest Inc. Performance Share Units Slattery, Ralph John 5 01/01/2011 56 37,721 5,737
Vicwest Income Fund Trust Units Berrill, Fraser Reeve 4 01/01/2011 36 0 -12,000 Vicwest Income Fund Trust Units Gillam, Keith 4 01/01/2011 36 0 -36,700 Vicwest Income Fund Trust Units Granger, Andre Denis 7 01/01/2011 36 0 -3,075 Vicwest Income Fund Trust Units Hampson, Philip R.O. 4 01/01/2011 36 0 -21,100 Vicwest Income Fund Trust Units Hampson, Philip R.O. 4 01/01/2011 36 0 -7,500 Vicwest Income Fund Trust Units Hampson, Philip R.O. 4 01/01/2011 36 0 -187,400 Vicwest Income Fund Trust Units Hampson, Philip R.O. 4 01/01/2011 36 0 -359,400 Vicwest Income Fund Trust Units Hughes, Gwendolyn, Faye 5 01/01/2011 36 0 -3,127 Vicwest Income Fund Trust Units Mang, Wayne Paul Elton 4 01/01/2011 36 0 -7,000 Vicwest Income Fund Trust Units McIntyre, Andrew Bruce 5 01/01/2011 36 0 -3,600 Vicwest Income Fund Options Osborne, Colin 5 01/01/2011 36 0 -350,000 Vicwest Income Fund Trust Units Osborne, Colin 5 01/01/2011 36 0 -50,000 Vicwest Income Fund Trust Units Raposo, Joseph C. 5 01/01/2011 36 0 -2,505 Vicwest Income Fund Trust Units Raposo, Joseph C. 5 01/01/2011 36 0 -7,485 Vicwest Income Fund Trust Units Slattery, Ralph John 5 01/01/2011 36 0 -4,000 Viking Gold Exploration Inc. Common Shares Smith, Lawrence Devon 4 10/12/2010 51 0.15 202,000 50,000
Viking Gold Exploration Inc. Common Shares Smith, Lawrence Devon 4 10/12/2010 51 0.13 302,000 100,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 07/10/2010 46 0.125 100,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 07/10/2010 51 0.125 400,000 100,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 10/12/2010 51 0.15 50,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 10/12/2010 51 0.15 350,000 -50,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 10/12/2010 51 0.13 100,000
Viking Gold Exploration Inc. Options Smith, Lawrence Devon 4 10/12/2010 51 0.13 250,000 -100,000
Viterra Inc. Common Shares Berger, Steven 5 31/12/2010 30 9.2851 15,518 119 Viterra Inc. Common Shares Brooks, Mike A. 5 31/12/2010 30 9.2851 9,717 87 Viterra Inc. Common Shares Cameron, Ronald Gordon 5 31/12/2010 30 9.2851 31,357 114 Viterra Inc. Common Shares Gerrand, Karl 5 31/12/2010 30 9.2851 24,750 129 Viterra Inc. Common Shares Miller, Robert Dana 5 31/12/2010 30 9.2851 29,980 164 Viterra Inc. Common Shares Theaker, Grant 5 31/12/2010 30 9.2851 12,721 100 Viterra Inc. Common Shares Wonnacott, Doug 5 31/12/2010 30 9.2851 14,854 94 Vitran Corporation Inc. Deferred Share Unit Deluce, William 4 31/12/2010 97 4,189 194 Vitran Corporation Inc. Deferred Share Unit Gaetz, Richard 4, 7, 5 31/12/2010 97 4,189 194 Vitran Corporation Inc. Deferred Share Unit[B] Gaetz, Richard 4, 7, 5 31/12/2010 97 8,184 395 Vitran Corporation Inc. Deferred Share Unit Gossling, John Richard 4 31/12/2010 97 3,938 194 Vitran Corporation Inc. Deferred Share Unit Griffiths, Anthony Frear 4 31/12/2010 97 4,189 194 Vitran Corporation Inc. Deferred Share Unit Hébert, Georges 4 31/12/2010 97 4,189 194 Vitran Corporation Inc. Deferred Share Units LUTES, James Donald 4 31/12/2010 97 418 194 Vitran Corporation Inc. Deferred Share Unit[B] Washchuk, Sean 5 31/12/2010 97 6,200 365 Volcanic Metals Corp. Common Shares Freeman, Gary Richard 4 04/01/2011 10 0.24 155,000 5,000 Volcanic Metals Corp. Common Shares Freeman, Gary Richard 4 04/01/2011 10 0.245 158,500 3,500 Volcanic Metals Corp. Common Shares Freeman, Gary Richard 4 04/01/2011 10 0.245 170,000 11,500 Volta Resources Inc. Common Shares Bullock, Kevin 4, 5 07/01/2011 10 2.15 160,333 7,000 Vuzix Corporation Convertible Loan Conway, Richard F. 6 23/12/2010 00 Vuzix Corporation Convertible Loan Conway, Richard F. 6 23/12/2010 97 4E+06 1 1 Vuzix Corporation Warrants Conway, Richard F. 6 23/12/2010 00 Vuzix Corporation Warrants Conway, Richard F. 6 23/12/2010 53 1 1 Vuzix Corporation Convertible Loan Lampe, Conway & Co. LLC 3 23/12/2010 00
Vuzix Corporation Convertible Loan Lampe, Conway & Co. LLC 3 23/12/2010 97 4E+06 1
Vuzix Corporation Convertible Loan Lampe, Conway & Co. LLC 3 23/12/2010 97 4E+06 1
Vuzix Corporation Convertible Loan Lampe, Conway & Co. LLC 3 23/12/2010 97 4E+06 1 1
Vuzix Corporation Warrants Lampe, Conway & Co. LLC 3 23/12/2010 00
Vuzix Corporation Warrants Lampe, Conway & Co. LLC 3 23/12/2010 53 1
Vuzix Corporation Warrants Lampe, Conway & Co. LLC 3 23/12/2010 53 1
January 14, 2011 (2011) 34 OSCB 670 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Vuzix Corporation Warrants Lampe, Conway & Co. LLC 3 23/12/2010 53 1 1
Vuzix Corporation Convertible Loan Lampe, Steven G. 6 23/12/2010 00 Vuzix Corporation Convertible Loan Lampe, Steven G. 6 23/12/2010 97 4E+06 1 1 Vuzix Corporation Warrants Lampe, Steven G. 6 23/12/2010 00 Vuzix Corporation Warrants Lampe, Steven G. 6 23/12/2010 53 1 1 Wajax Corporation Rights Directors' Deferred Barrett, Edward Malcolm 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Barrett, Edward Malcolm 4 01/01/2011 56 15,946 15,946 Share Unit Plan
Wajax Corporation Common Shares Bourne, Ian Alexander 4 01/01/2011 00 Wajax Corporation Common Shares Bourne, Ian Alexander 4 01/01/2011 56 2,700 2,700 Wajax Corporation Rights Directors' Deferred Bourne, Ian Alexander 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Bourne, Ian Alexander 4 01/01/2011 56 7,157 7,157 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Carty, Douglas 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Carty, Douglas 4 01/01/2011 56 2,205 2,205 Share Unit Plan
Wajax Corporation Common Shares Dexter, Robert P. 4 01/01/2011 00 Wajax Corporation Common Shares Dexter, Robert P. 4 01/01/2011 56 86,100 86,100 Wajax Corporation Rights Directors' Deferred Dexter, Robert P. 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Dexter, Robert P. 4 01/01/2011 56 34,597 34,597 Share Unit Plan
Wajax Corporation Common Shares Duvar, Ivan E. H. 4 01/01/2011 00 Wajax Corporation Common Shares Duvar, Ivan E. H. 4 01/01/2011 56 4,000 4,000 Wajax Corporation Rights Directors' Deferred Duvar, Ivan E. H. 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Duvar, Ivan E. H. 4 01/01/2011 56 13,101 13,101 Share Unit Plan
Wajax Corporation Common Shares Eby, John Clifford 4 01/01/2011 00 Wajax Corporation Common Shares Eby, John Clifford 4 01/01/2011 56 3,000 3,000 Wajax Corporation Common Shares Eby, John Clifford 4 01/01/2011 00 Wajax Corporation Common Shares Eby, John Clifford 4 01/01/2011 56 4,000 4,000 Wajax Corporation Rights Directors' Deferred Eby, John Clifford 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Eby, John Clifford 4 01/01/2011 56 7,495 7,495 Share Unit Plan
Wajax Corporation Common Shares Gagne, Paul Ernest 4 01/01/2011 00 Wajax Corporation Common Shares Gagne, Paul Ernest 4 01/01/2011 56 7,300 7,300 Wajax Corporation Rights Directors' Deferred Gagne, Paul Ernest 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Gagne, Paul Ernest 4 01/01/2011 56 21,650 21,650 Share Unit Plan
Wajax Corporation Common Shares Hole, James Douglas 4 01/01/2011 00 Wajax Corporation Common Shares Hole, James Douglas 4 01/01/2011 56 5,400 5,400 Wajax Corporation Rights Directors' Deferred Hole, James Douglas 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Hole, James Douglas 4 01/01/2011 56 13,233 13,233 Share Unit Plan
Wajax Corporation Common Shares Manning, Neil Donald 4 01/01/2011 00 Wajax Corporation Common Shares Manning, Neil Donald 4 01/01/2011 56 115,000 115,000 Wajax Corporation Rights Deferred Share Manning, Neil Donald 4 01/01/2011 00 Program
January 14, 2011 (2011) 34 OSCB 671 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Wajax Corporation Rights Deferred Share Manning, Neil Donald 4 01/01/2011 56 24,164 24,164 Program Wajax Corporation Rights Deferred Share Manning, Neil Donald 4 01/01/2011 56 37.6 28,153 3,989 Program Wajax Corporation Rights Share Ownership Manning, Neil Donald 4 01/01/2011 00 Plan Wajax Corporation Rights Share Ownership Manning, Neil Donald 4 01/01/2011 56 50,601 50,601 Plan Wajax Corporation Common Shares Nielsen, Valerie Anne 4 01/01/2011 00 Abernethy Wajax Corporation Common Shares Nielsen, Valerie Anne 4 01/01/2011 56 10,110 10,110 Abernethy Wajax Corporation Rights Directors' Deferred Nielsen, Valerie Anne 4 01/01/2011 00 Share Unit Plan Abernethy
Wajax Corporation Rights Directors' Deferred Nielsen, Valerie Anne 4 01/01/2011 56 29,935 29,935 Share Unit Plan Abernethy
Wajax Corporation Rights Directors' Deferred Taylor, Alelxander S. 4 01/01/2011 00 Share Unit Plan
Wajax Corporation Rights Directors' Deferred Taylor, Alelxander S. 4 01/01/2011 56 2,477 2,477 Share Unit Plan
Wajax Income Fund Rights TDUP Rights Barrett, Edward Malcolm 4 31/12/2010 56 37.75 15,946 284 Wajax Income Fund Rights TDUP Rights Bourne, Ian Alexander 4 31/12/2010 56 37.75 7,157 249 Wajax Income Fund Rights TDUP Rights Carty, Douglas 4 31/12/2010 56 37.75 2,205 235 Wajax Income Fund Rights TDUP Rights Dexter, Robert P. 4 31/12/2010 56 37.75 34,597 569 Wajax Income Fund Rights TDUP Rights Duvar, Ivan E. H. 4 31/12/2010 56 37.75 13,101 273 Wajax Income Fund Rights TDUP Rights Eby, John Clifford 4 31/12/2010 56 37.75 7,495 207 Wajax Income Fund Rights TDUP Rights Gagne, Paul Ernest 4 31/12/2010 56 37.75 21,650 480 Wajax Income Fund Rights TDUP Rights Hole, James Douglas 4 31/12/2010 56 37.75 13,233 570 Wajax Income Fund Rights TDUP Rights Nielsen, Valerie Anne 4 31/12/2010 56 37.75 29,935 368 Abernethy Wajax Income Fund Rights TDUP Rights Taylor, Alelxander S. 4 31/12/2010 56 37.75 2,477 304 WaterFurnace Renewable Common Shares Shields, James 3, 4 04/01/2011 47 1,111,434 -45,721 Energy, Inc. (formerly WFI Industries Ltd.) WaterFurnace Renewable Common Shares Shields, Timothy E. 4 28/12/2010 97 320,638 -60,000 Energy, Inc. (formerly WFI Industries Ltd.) WaterFurnace Renewable Common Shares Shields, Timothy E. 4 04/01/2011 97 343,498 22,860 Energy, Inc. (formerly WFI Industries Ltd.) Wedge Energy International Common Shares Padgett, Donald G. 4 09/11/2010 00 Inc. Wedge Energy International Common Shares Padgett, Donald G. 4 04/01/2011 11 624,311 624,311 Inc. Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 04/01/2011 10 1.99 6,592,573 -6,600
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 05/01/2011 10 1.96 6,592,473 -100
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 05/01/2011 10 1.95 6,592,373 -100
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 05/01/2011 10 1.94 6,589,073 -3,300
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 06/01/2011 10 2 6,588,673 -400
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 06/01/2011 10 1.95 6,578,573 -10,100
Wenzel Downhole Tools Ltd. Common Shares Boychuk, Henry Ronald 3 06/01/2011 10 1.96 6,574,073 -4,500
Wescast Industries Inc. Common Shares Class A LeVan, Richard Bruce 7 27/08/2010 10 4,800 1,000 Voting Shares West Fraser Timber Co. Ltd. Deferred Share Unit Binkley, Clark 4 31/12/2010 56 10,946 426
West Fraser Timber Co. Ltd. Common Shares Clogg, Wayne 5 31/12/2010 30 584 34
West Fraser Timber Co. Ltd. Common Shares Ferris, Raymond William 5 31/12/2010 30 379 66
West Fraser Timber Co. Ltd. Common Shares Lehane, David Patrick 5 15/09/2007 00
January 14, 2011 (2011) 34 OSCB 672 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
West Fraser Timber Co. Ltd. Common Shares Lehane, David Patrick 5 31/12/2010 30 5 5
West Fraser Timber Co. Ltd. Deferred Share Unit Ludwig, Harald Horst 4 31/12/2010 56 12,626 175
West Fraser Timber Co. Ltd. Deferred Share Unit MacNeill, Brian F. 4 31/12/2010 56 15,089 309
Western Coal Corp. Common Shares Audley European 3 05/01/2011 11 40,130,189 449,478 Opportunities Master Fund Limited Western Coal Corp. Common Shares Treger, Julian A. 6 14/12/2007 00 Western Coal Corp. Common Shares Treger, Julian A. 6 05/01/2011 51 3.37 290,000 290,000 Western Coal Corp. Common Shares Treger, Julian A. 6 05/01/2011 51 1.95 440,000 150,000 Western Coal Corp. Common Shares Treger, Julian A. 6 05/01/2011 51 4.16 449,478 9,478 Western Coal Corp. Common Shares Treger, Julian A. 6 05/01/2011 11 0 -449,478 Western Coal Corp. Options Treger, Julian A. 6 05/01/2011 51 168,956 -290,000 Western Coal Corp. Options Treger, Julian A. 6 05/01/2011 51 18,956 -150,000 Western Coal Corp. Options Treger, Julian A. 6 05/01/2011 51 9,478 -9,478 Western Coal Corp. Options Treger, Julian A. 6 05/01/2011 52 0 -9,478 Western Financial Group Common Shares Tannas, Scott 4, 5 05/01/2011 10 4.11 416,210 -50,000 Inc. Western Financial Group Common Shares Tannas, Scott 4, 5 07/01/2011 10 4.12 447,126 30,916 Inc. Western Plains Petroleum Common Shares Joe Dwek Management 3 29/12/2010 10 0.21 5,101,293 -30,000 Ltd. Consultants 2007 Inc. Western Plains Petroleum Common Shares Joe Dwek Management 3 04/01/2011 10 0.21 5,001,293 -100,000 Ltd. Consultants 2007 Inc. Western Potash Corp. Options Costigan, John 5 31/12/2010 50 1.1 405,000 125,000 Western Potash Corp. Options Doyle, Buddy James 4 31/12/2010 50 1.1 1,150,000 200,000 Western Potash Corp. Options Hodge, David 4, 5 29/12/2010 50 1.1 1,700,000 200,000 Western Potash Corp. Common Shares Inwentash, Sheldon 3 30/12/2010 10 1.15 5,434,500 50,000 Western Potash Corp. Common Shares Inwentash, Sheldon 3 31/12/2010 10 1.15 5,464,600 30,100 Western Potash Corp. Common Shares Inwentash, Sheldon 3 31/12/2010 10 1.163 5,584,500 119,900 Western Potash Corp. Common Shares Inwentash, Sheldon 3 31/12/2010 10 1.17 5,634,500 50,000 Western Potash Corp. Common Shares Inwentash, Sheldon 3 31/12/2010 10 1.17 5,684,500 50,000 Western Potash Corp. Common Shares Inwentash, Sheldon 3 04/01/2011 10 1.173 5,804,500 120,000 Western Potash Corp. Common Shares Inwentash, Sheldon 3 04/01/2011 10 1.176 5,873,200 68,700 Western Potash Corp. Common Shares Inwentash, Sheldon 3 05/01/2011 10 1.164 5,966,900 93,700 Western Potash Corp. Common Shares Inwentash, Sheldon 3 05/01/2011 10 1.166 6,073,200 106,300 Western Potash Corp. Common Shares Inwentash, Sheldon 3 05/01/2011 10 1.165 6,173,200 100,000 Western Potash Corp. Options Nikolai, Troy Douglas 4 31/12/2010 50 1.1 980,000 300,000 Western Potash Corp. Options Power, Patrick Edward 4 31/12/2010 50 1.1 1,900,000 400,000 Western Potash Corp. Options Thornley-Hall, David 5 29/12/2010 50 1.1 275,000 125,000 Western Troy Capital Common Shares Joe Dwek Management 3 29/12/2010 10 0.68 2,629,500 -100,000 Resources Inc. Consultants 2007 Inc. Western Troy Capital Common Shares Mourin, Stanley 3, 4, 5 05/01/2011 10 0.65 1,827,639 25,000 Resources Inc. Westshore Terminals Notes Gibson, Gordon 7 01/01/2011 00 $61,000 Holdings Ltd. Westshore Terminals Notes Gibson, Gordon 7 01/01/2011 00 $7,500 Holdings Ltd. Westshore Terminals Notes Gibson, Gordon 7 01/01/2011 00 $10,000 Holdings Ltd. Westshore Terminals Notes Gibson, Gordon 7 01/01/2011 00 $22,875 Holdings Ltd. Westshore Terminals Notes Pattison, James A. 3 01/01/2011 00 $10,513,750 Holdings Ltd. Westshore Terminals Notes Pattison, James A. 3 01/01/2011 00 $41,408,365 Holdings Ltd. Westshore Terminals Notes Ross, M. Dallas H. 4 01/01/2011 00 Holdings Ltd. Westshore Terminals Notes Ross, M. Dallas H. 4 01/01/2011 38 $30,000 $30,000 Holdings Ltd. Westshore Terminals Notes Stinson, William W. 7 01/01/2011 00 $76,390 Holdings Ltd. Westshore Terminals Trust Units Gibson, Gordon 4 01/01/2011 38 0 -4,575 Income Fund Westshore Terminals Trust Units Gibson, Gordon 4 01/01/2011 38 0 -2,000 Income Fund Westshore Terminals Trust Units Gibson, Gordon 4 01/01/2011 38 0 -12,200 Income Fund Westshore Terminals Trust Units Gibson, Gordon 4 01/01/2011 38 0 -1,500 Income Fund
January 14, 2011 (2011) 34 OSCB 673 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Westshore Terminals Trust Units Pattison, James A. 3 01/01/2011 38 0 -8,281,673 Income Fund Westshore Terminals Trust Units Pattison, James A. 3 01/01/2011 38 0 -2,102,750 Income Fund Westshore Terminals Trust Units Ross, M. Dallas H. 4 01/01/2011 38 0 -6,000 Income Fund Westshore Terminals Trust Units Stinson, William W. 4, 5 01/01/2011 38 0 -15,278 Income Fund Westshore Terminals Common Shares Gibson, Gordon 4 01/01/2011 00 12,200 Investment Corporation Westshore Terminals Common Shares Gibson, Gordon 4 01/01/2011 00 1,500 Investment Corporation Westshore Terminals Common Shares Gibson, Gordon 4 01/01/2011 00 2,000 Investment Corporation Westshore Terminals Common Shares Gibson, Gordon 4 01/01/2011 00 4,575 Investment Corporation Westshore Terminals Common Shares Pattison, James A. 3 01/01/2011 00 2,102,750 Investment Corporation Westshore Terminals Common Shares Pattison, James A. 3 01/01/2011 00 8,281,673 Investment Corporation Westshore Terminals Common Shares Ross, M. Dallas H. 4 01/01/2011 00 Investment Corporation Westshore Terminals Common Shares Ross, M. Dallas H. 4 01/01/2011 00 Investment Corporation Westshore Terminals Common Shares Ross, M. Dallas H. 4 01/01/2011 38 6,000 6,000 Investment Corporation Westshore Terminals Common Shares Stinson, William W. 4, 5 01/01/2011 00 15,278 Investment Corporation WGI Heavy Minerals, Options Emerson, Greg S. 4, 5 21/02/2003 00 Incorporated WGI Heavy Minerals, Options Emerson, Greg S. 4, 5 21/02/2003 00 Incorporated WGI Heavy Minerals, Options Meyerholtz, William 5 12/08/2005 50 0.42 101,000 50,000 Incorporated White Pine Resources Inc. Common Shares Cudney, Robert Douglas 3 15/12/2010 10 0.33 2,324,722 20,500 White Pine Resources Inc. Common Shares Cudney, Robert Douglas 3 17/12/2010 10 0.325 2,340,222 15,500 White Pine Resources Inc. Common Shares Cudney, Robert Douglas 3 17/12/2010 10 0.33 2,344,722 4,500 White Tiger Gold Ltd. Common Shares DZM Gold Mining Ltd. 3 29/12/2010 00 85,000,000 White Tiger Gold Ltd. Common Shares Finskiy, Maxim Valerievich 4, 6, 5 17/12/2010 00 85,000,000
White Tiger Gold Ltd. Common Shares Finskiy, Maxim Valerievich 4, 6, 5 29/12/2010 90 0 -85,000,000
White Tiger Gold Ltd. Common Shares LLC UK Dalsvetmet 3 29/12/2010 90 0 -85,000,000 Whiterock Real Estate Trust Units Bucys, Frank 5 31/12/2010 30 19.136 50,009 42 Investment Trust Whiterock Real Estate Trust Units Kanji, Nizar Esmail 4 31/12/2010 30 19.136 7,286 40 Investment Trust Whiterock Real Estate Trust Units Kanji, Nizar Esmail 4 31/12/2010 30 19.136 13,694 99 Investment Trust Whiterock Real Estate Trust Units Pedde, Oswald 4 31/12/2010 30 19.136 46,010 20 Investment Trust Whiterock Real Estate Trust Units Pedde, Oswald 4 31/12/2010 30 19.136 4,437 29 Investment Trust Wi-LAN Inc. Restricted Share Unit McEwan, Michael Shaun 5 01/01/2011 57 30,666 -15,334 Wi-LAN Inc. Restricted Share Unit McEwan, Michael Shaun 5 01/01/2011 56 50,666 20,000 Wi-LAN Inc. Restricted Share Unit Middleton, William 5 01/01/2011 57 30,666 -15,334 Wi-LAN Inc. Restricted Share Unit Middleton, William 5 01/01/2011 56 42,666 12,000 Wi-LAN Inc. Restricted Share Unit Skippen, James 4, 5 01/01/2011 57 65,833 -26,667 Wi-LAN Inc. Restricted Share Unit Skippen, James 4, 5 01/01/2011 56 105,833 40,000 Wi-LAN Inc. Restricted Share Unit Watchmaker, Prashant 5 01/01/2011 57 22,000 -11,000 Wi-LAN Inc. Restricted Share Unit Watchmaker, Prashant 5 01/01/2011 56 34,000 12,000 Wild Stream Exploration Inc. Common Shares Jaskela, Jason Jowill 5 31/12/2010 10 9.6 210,083 -21,400
Wild Stream Exploration Inc. Common Shares Jaskela, Jason Jowill 5 05/01/2011 10 9.45 195,083 -15,000
Wilmington Capital Common Shares Class A Cockwell, Ian G. 4, 5 02/02/2001 00 Management Inc. Wilmington Capital Common Shares Class A Cockwell, Ian G. 4, 5 21/12/2010 90 1,074,400 1,074,400 Management Inc. Wilmington Capital Common Shares Class A Cockwell, Ian G. 4, 5 21/12/2010 22 2.52 1,193,400 119,000 Management Inc. Wilmington Capital Common Shares Class B Cockwell, Ian G. 4, 5 21/12/2010 90 300,000 300,000 Management Inc.
January 14, 2011 (2011) 34 OSCB 674 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Wilmington Capital Common Shares Class A Westcliff Management 3 21/12/2010 90 0 -1,074,400 Management Inc. Services Inc. Wilmington Capital Common Shares Class B Westcliff Management 3 21/12/2010 90 0 -300,000 Management Inc. Services Inc. Windarra Minerals Ltd. Options Fraser, Robert 4 29/12/2010 50 0.18 300,000 100,000 Windarra Minerals Ltd. Options Greig, Charles 4 29/12/2010 50 0.18 350,000 100,000 Windarra Minerals Ltd. Options McDonald, Gary Ralph 4, 5 29/12/2010 50 0.18 350,000 300,000 Windarra Minerals Ltd. Options Pallot, John Laurie 4, 5 29/12/2010 50 0.18 700,000 700,000 Windarra Minerals Ltd. Options Tessman, Susan Marie 5 29/12/2010 50 0.18 250,000 250,000 Wireless Matrix Corporation Common Shares Christofilis, Constantinos 3 04/01/2011 10 0.98 9,238,000 -241,000
Wireless Matrix Corporation Common Shares Christofilis, Constantinos 3 04/01/2011 10 0.98 6,615,200 241,000
World Energy Solutions, Inc. Common Shares Adams, Philip 5 03/01/2011 10 3.3451 214,000 -3,000
World Energy Solutions, Inc. Common Shares Adams, Philip 5 04/01/2011 10 3.2507 213,000 -1,000
World Energy Solutions, Inc. Common Shares Bischoff, Patrick 4 03/01/2011 10 3.3451 74,433 -3,000
World Energy Solutions, Inc. Common Shares Bischoff, Patrick 4 04/01/2011 10 3.2507 73,163 -1,270
World Energy Solutions, Inc. Common Shares Domaleski, Richard 4 03/01/2011 10 3.3451 445,161 -5,239
World Energy Solutions, Inc. Common Shares Hartwell, Robert 5 03/01/2011 10 3.3451 20,000 -5,000
World Energy Solutions, Inc. Common Shares Hartwell, Robert 5 03/01/2011 51 0.25 25,000 5,000
World Energy Solutions, Inc. Options Hartwell, Robert 5 03/01/2011 51 0.25 59,000 -5,000
World Energy Solutions, Inc. Common Shares Oldenburg, Carolyn 5 03/01/2011 10 3.3451 5,918 -500
Xcite Energy Limited Options Cochlan, Scott Robert 5 31/12/2010 50 5.95 490,000 90,000 Xcite Energy Limited Options Cole, Rupert Ellison 4 31/12/2010 50 5.95 2,421,000 90,000 Xcite Energy Limited Options Jones, Timothy Stephen 4 31/12/2010 50 5.95 490,000 90,000 Xcite Energy Limited Options Kew, Stephen Anthony 4 31/12/2010 50 5.95 2,421,000 90,000 Xcite Energy Limited Options Moroney, Gregory Justin 4 31/12/2010 50 5.95 490,000 90,000 Xcite Energy Limited Options Ramshaw, Roger Stephen 4 31/12/2010 50 5.95 590,000 90,000 Xcite Energy Limited Options Smith, Richard Ernest 4, 5 31/12/2010 50 5.95 2,421,000 90,000 Xinergy Ltd. Common Shares Kite, Charles Wayne 5 07/01/2011 10 4 644,562 -9,800 Xinergy Ltd. Common Shares Kite, Charles Wayne 5 07/01/2011 10 3.96 644,362 -200 Xinergy Ltd. Common Shares Nix, Jon Eric 3, 4, 5 05/01/2011 90 3.59 0 -40,000 Xinergy Ltd. Common Shares Nix, Jon Eric 3, 4, 5 05/01/2011 90 3.59 574,472 40,000 Xtreme Coil Drilling Corp. Common Shares Swingle, Kyle Wayne 4 07/01/2011 10 4.745 513,174 -50,000 Xtreme Coil Drilling Corp. Common Shares Swingle, Kyle Wayne 4 07/01/2011 10 4.691 363,174 -150,000 Xtreme Coil Drilling Corp. Options Uchytil, Rodney J. 5 31/12/2010 97 7.83 618,334 -16,667 Yamana Gold Inc. Common Shares Cintra, Evandro 5 30/12/2010 57 12.76 91,637 3,451 Yamana Gold Inc. Restricted Shares Cintra, Evandro 5 30/12/2010 57 12.76 84,030 -3,451 Yamana Gold Inc. Common Shares Costa, Ludovico Sebastiao 5 30/12/2010 57 12.76 34,168 4,467
Yamana Gold Inc. Restricted Shares Costa, Ludovico Sebastiao 5 30/12/2010 57 12.76 228,755 -4,467
Yamana Gold Inc. Common Shares LeBlanc, Jason 5 30/12/2010 57 12.76 8,212 1,518 Yamana Gold Inc. Restricted Shares LeBlanc, Jason 5 30/12/2010 57 12.76 42,198 -1,518 Yamana Gold Inc. Common Shares Main, Charles 5 30/12/2010 57 12.76 152,225 6,270 Yamana Gold Inc. Restricted Shares Main, Charles 5 30/12/2010 57 12.76 213,684 -6,270 Yamana Gold Inc. Common Shares Martins, Ana Lucia 5 30/12/2010 57 12.76 17,835 2,758 Yamana Gold Inc. Restricted Shares Martins, Ana Lucia 5 30/12/2010 57 12.76 53,545 -2,758 Yamana Gold Inc. Common Shares Marud, Darcy Edward 5 30/12/2010 57 12.76 126,519 4,671 Yamana Gold Inc. Restricted Shares Marud, Darcy Edward 5 30/12/2010 57 12.76 170,540 -4,671 Yamana Gold Inc. Common Shares McKnight, Greg 5 30/12/2010 57 12.76 88,621 5,486 Yamana Gold Inc. Restricted Shares McKnight, Greg 5 30/12/2010 57 12.76 168,990 -5,486 Yamana Gold Inc. Common Shares Munhoz, Nelson 5 30/12/2010 57 12.76 12,655 3,223 Yamana Gold Inc. Restricted Shares Munhoz, Nelson 5 30/12/2010 57 12.76 54,167 -3,223 Yamana Gold Inc. Common Shares Palma Contesse, Ricardo 5 30/12/2010 57 12.76 10,404 3,509 Yamana Gold Inc. Restricted Shares Palma Contesse, Ricardo 5 30/12/2010 57 12.76 59,414 -3,509 Yamana Gold Inc. Common Shares Portugal, Arao 5 30/12/2010 57 12.76 19,955 3,105 Yamana Gold Inc. Restricted Shares Portugal, Arao 5 30/12/2010 57 12.76 57,568 -3,105 Yamana Gold Inc. Common Shares Silva, Antenor 5 30/12/2010 57 12.76 310,562 8,817 Yamana Gold Inc. Restricted Shares Silva, Antenor 5 30/12/2010 57 12.76 153,934 -8,817 Yamana Gold Inc. Common Shares Soares, Betty 5 30/12/2010 57 12.76 8,309 2,033 Yamana Gold Inc. Restricted Shares Soares, Betty 5 30/12/2010 57 12.76 53,891 -2,033 Yamana Gold Inc. Common Shares Tsakos, Sofia 5 30/12/2010 57 12.76 21,556 3,331 Yamana Gold Inc. Restricted Shares Tsakos, Sofia 5 30/12/2010 57 12.76 60,333 -3,331
January 14, 2011 (2011) 34 OSCB 675 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Yangarra Resources Ltd. Common Shares Bowerman, Gordon 4 24/12/2010 10 0.75 4,785,131 40,000 Yangarra Resources Ltd. Common Shares Bowerman, Gordon 4 29/12/2010 10 0.74 4,794,131 9,000 Yangarra Resources Ltd. Common Shares Bowerman, Gordon 4 07/01/2011 10 0.73 4,844,131 50,000 Yangarra Resources Ltd. Common Shares Evaskevich, James Grant 4, 5 31/12/2010 10 0.75 2,811,213 20,000 ZARGON ENERGY TRUST Trust Units Baird, Henry Jacob 5 15/12/2010 30 20.003 18,043 89
ZARGON ENERGY TRUST Trust Units Baird, Henry Jacob 5 16/12/2010 30 18.734 18,062 19
ZARGON ENERGY TRUST Trust Units Baird, Henry Jacob 5 31/12/2010 30 21.91 18,143 81
ZARGON ENERGY TRUST Trust Units Baird, Henry Jacob 5 31/12/2010 22 0 -18,143
ZARGON ENERGY TRUST Unit Options Baird, Henry Jacob 5 31/12/2010 22 0 -85,800
ZARGON ENERGY TRUST Trust Units Buckley, Charles Laurence 5 15/12/2010 30 20.003 1,248 88
ZARGON ENERGY TRUST Trust Units Buckley, Charles Laurence 5 16/12/2010 30 18.734 1,258 10
ZARGON ENERGY TRUST Trust Units Buckley, Charles Laurence 5 31/12/2010 30 21.91 1,339 81
ZARGON ENERGY TRUST Trust Units Buckley, Charles Laurence 5 31/12/2010 22 0 -1,339
ZARGON ENERGY TRUST Unit Options Buckley, Charles Laurence 5 31/12/2010 22 0 -14,000
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 15/12/2010 30 20.003 6,595 89
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 15/12/2010 30 18.734 8
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 16/12/2010 30 18.734 6,603 8
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 22 97 -6,506
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 30 21.91 178 81
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 22 0 -178
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 22 0 -3,948
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 16/12/2010 30 18.734 936 8
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 22 8 -928
ZARGON ENERGY TRUST Trust Units Dranchuk, Jason Brent 5 31/12/2010 22 0 -8
ZARGON ENERGY TRUST Unit Options Dranchuk, Jason Brent 5 31/12/2010 22 0 -66,000
ZARGON ENERGY TRUST Exchangeable Shares, Hansen, Craig Henry 4, 5 31/12/2010 22 0 -41,860 Series A ZARGON ENERGY TRUST Exchangeable Shares, Hansen, Craig Henry 4, 5 31/12/2010 22 0 -165,000 Series A ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -6,344
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 15/12/2010 30 20.003 3,997 83
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 16/12/2010 30 18.734 4,015 18
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 30 21.91 4,091 76
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -4,091
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -419,372
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 15/12/2010 30 20.003 1,118 45
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 16/12/2010 30 18.734 1,128 10
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 30 21.91 1,168 40
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -1,168
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -50,000
January 14, 2011 (2011) 34 OSCB 676 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ZARGON ENERGY TRUST Trust Units Hansen, Craig Henry 4, 5 31/12/2010 22 0 -123,000
ZARGON ENERGY TRUST Unit Options Hansen, Craig Henry 4, 5 31/12/2010 22 0 -206,000
ZARGON ENERGY TRUST Exchangeable Shares, Harrison, K. James 4 31/12/2010 22 0 -24,327 Series A ZARGON ENERGY TRUST Trust Units Harrison, K. James 4 31/12/2010 22 0 -8,947
ZARGON ENERGY TRUST Unit Options Harrison, K. James 4 31/12/2010 22 0 -46,000
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 16/11/2010 30 19.026 9
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 16/11/2010 30 19.026 9
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 15/12/2010 30 20.003 2,175 59
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 16/12/2010 30 18.734 2,177 2
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 31/12/2010 30 21.91 2,231 54
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 31/12/2010 22 0 -2,231
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 16/11/2010 30 19.026 5,486 9
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 16/12/2010 30 18.734 5,550 9
ZARGON ENERGY TRUST Trust Units Howard, Tracy Leigh 7 31/12/2010 22 0 -5,550
ZARGON ENERGY TRUST Unit Options Howard, Tracy Leigh 7 31/12/2010 22 0 -52,000
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 15/12/2010 30 20.003 8,830 59
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 16/12/2010 30 18.734 8,842 12
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 31/12/2010 30 21.91 8,896 54
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 31/12/2010 22 0 -8,896
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 15/12/2010 30 20.003 11,081 39
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 16/12/2010 30 18.734 11,089 8
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 31/12/2010 30 21.91 11,125 36
ZARGON ENERGY TRUST Trust Units Kergan, Brian 5 31/12/2010 22 0 -11,125
ZARGON ENERGY TRUST Unit Options Kergan, Brian 5 31/12/2010 22 0 -77,000
ZARGON ENERGY TRUST Exchangeable Shares, Kitagawa, Kyle 4 31/12/2010 22 0 -15,656 Series A ZARGON ENERGY TRUST Exchangeable Shares, Kitagawa, Kyle 4 31/12/2010 22 0 -7,819 Series A ZARGON ENERGY TRUST Trust Units Kitagawa, Kyle 4 31/12/2010 22 0 -19,970
ZARGON ENERGY TRUST Trust Units Kitagawa, Kyle 4 31/12/2010 22 0 -3,281
ZARGON ENERGY TRUST Trust Units Kitagawa, Kyle 4 31/12/2010 22 0 -12,308
ZARGON ENERGY TRUST Unit Options Kitagawa, Kyle 4 31/12/2010 22 0 -16,000
ZARGON ENERGY TRUST Trust Units Lee, Kevin Chin Yu 5 15/12/2010 30 20.003 2,702 82
ZARGON ENERGY TRUST Trust Units Lee, Kevin Chin Yu 5 16/12/2010 30 18.734 2,726 24
ZARGON ENERGY TRUST Trust Units Lee, Kevin Chin Yu 5 31/12/2010 30 21.91 2,800 74
ZARGON ENERGY TRUST Trust Units Lee, Kevin Chin Yu 5 31/12/2010 22 0 -2,800
ZARGON ENERGY TRUST Unit Options Lee, Kevin Chin Yu 5 31/12/2010 22 0 -26,000
ZARGON ENERGY TRUST Trust Units McKenzie, Margaret Anne 4 31/12/2010 22 0 -4,000
January 14, 2011 (2011) 34 OSCB 677 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ZARGON ENERGY TRUST Trust Units McKenzie, Margaret Anne 4 31/12/2010 22 0 -2,600
ZARGON ENERGY TRUST Unit Options McKenzie, Margaret Anne 4 31/12/2010 22 0 -36,000
ZARGON ENERGY TRUST Trust Units Merritt, Geoffrey Craig 4 31/12/2010 22 0 -1,200
ZARGON ENERGY TRUST Trust Units Merritt, Geoffrey Craig 4 31/12/2010 22 0 -48,561
ZARGON ENERGY TRUST Trust Units Merritt, Geoffrey Craig 4 31/12/2010 22 0 -1,994
ZARGON ENERGY TRUST Trust Units Merritt, Geoffrey Craig 4 31/12/2010 22 -1,200
ZARGON ENERGY TRUST Unit Options Merritt, Geoffrey Craig 4 31/12/2010 22 0 -16,000
ZARGON ENERGY TRUST Exchangeable Shares, Peplinski, James 4 31/12/2010 22 0 -16,764 Series A ZARGON ENERGY TRUST Exchangeable Shares, Peplinski, James 4 31/12/2010 22 0 -42,262 Series A ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -3,400
ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -2,000
ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -2,500
ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -2,000
ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -22,398
ZARGON ENERGY TRUST Trust Units Peplinski, James 4 31/12/2010 22 0 -13,500
ZARGON ENERGY TRUST Unit Options Peplinski, James 4 31/12/2010 22 0 -16,000
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 15/12/2010 30 20.003 1,684 76
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 16/12/2010 30 18.734 1,697 13
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 31/12/2010 30 21.91 1,766 69
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 31/12/2010 22 0 -1,766
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 16/12/2010 30 18.734 5,847 4
ZARGON ENERGY TRUST Trust Units Schwetz, Lorne Douglas 5 31/12/2010 22 0 -5,847
ZARGON ENERGY TRUST Unit Options Schwetz, Lorne Douglas 5 31/12/2010 22 0 -57,500
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 15/12/2010 30 20.003 720 90
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 16/12/2010 30 18.734 725 5
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 31/12/2010 22 95 -630
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 31/12/2010 30 21.91 177 82
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 31/12/2010 22 0 -177
ZARGON ENERGY TRUST Trust Units Thorsen, Allen Dale 5 31/12/2010 22 0 -2,304
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -4,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -4,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 37,000 -4,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -4,700
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 32,300 -4,700
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -4,700
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 27,600 -4,700
January 14, 2011 (2011) 34 OSCB 678 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -4,600
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 23,000 -4,600
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -9,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 14,000 -9,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 -14,000
ZARGON ENERGY TRUST Unit Options Thorsen, Allen Dale 5 31/12/2010 22 0 -14,000
ZARGON ENERGY TRUST Exchangeable Shares, Weir, J. Graham 4 31/12/2010 22 0 -23,737 Series A ZARGON ENERGY TRUST Exchangeable Shares, Weir, J. Graham 4 31/12/2010 22 0 -135,592 Series A ZARGON ENERGY TRUST Trust Units Weir, J. Graham 4 31/12/2010 22 0 -23,262
ZARGON ENERGY TRUST Trust Units Weir, J. Graham 4 31/12/2010 22 0 -2,200
ZARGON ENERGY TRUST Trust Units Weir, J. Graham 4 31/12/2010 22 0 -1,700
ZARGON ENERGY TRUST Trust Units Weir, J. Graham 4 31/12/2010 22 0 -56,907
ZARGON ENERGY TRUST Trust Units Weir, J. Graham 4 31/12/2010 22 0 -1,800
ZARGON ENERGY TRUST Unit Options Weir, J. Graham 4 31/12/2010 22 8,000 -8,000
ZARGON ENERGY TRUST Unit Options Weir, J. Graham 4 31/12/2010 22 0 -8,000
ZARGON ENERGY TRUST Trust Units Zawalsky, Grant A. 4 31/12/2010 22 0 -28,400
ZARGON ENERGY TRUST Unit Options Zawalsky, Grant A. 4 31/12/2010 22 0 -16,000
Zargon Oil & Gas Ltd. Common Shares Baird, Henry Jacob 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Baird, Henry Jacob 5 31/12/2010 22 18,143 18,143 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 22 19,000 19,000 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 22 39,800 20,800 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 22 57,800 18,000 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 22 71,800 14,000 Zargon Oil & Gas Ltd. Rights Baird, Henry Jacob 5 31/12/2010 22 85,800 14,000 Zargon Oil & Gas Ltd. Common Shares Buckley, Charles Laurence 5 31/12/2010 00
Zargon Oil & Gas Ltd. Common Shares Buckley, Charles Laurence 5 31/12/2010 22 1,339 1,339
Zargon Oil & Gas Ltd. Rights Buckley, Charles Laurence 5 31/12/2010 00
Zargon Oil & Gas Ltd. Rights Buckley, Charles Laurence 5 31/12/2010 22 14,000 14,000
Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 22 936 936 Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 22 6,684 6,684 Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Dranchuk, Jason Brent 5 31/12/2010 22 3,948 3,948 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 3,500 3,500 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 7,000 3,500 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 10,500 3,500 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 14,000 3,500 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 29,000 15,000 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 42,000 13,000 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 53,500 11,500 Zargon Oil & Gas Ltd. Rights Dranchuk, Jason Brent 5 31/12/2010 22 66,000 12,500 Zargon Oil & Gas Ltd. Exchangeable Shares , Hansen, Craig Henry 4, 5 31/12/2010 22 0 -41,860 Series A Zargon Oil & Gas Ltd. Exchangeable Shares , Hansen, Craig Henry 4, 5 31/12/2010 22 0 -165,000 Series A Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 22 311,125 311,125 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 22 50,000 50,000
January 14, 2011 (2011) 34 OSCB 679 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 22 123,000 123,000 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 22 81,413 81,413 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 31/12/2010 22 420,540 420,540 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 25,000 25,000 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 50,000 25,000 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 65,000 15,000 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 110,000 45,000 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 170,000 60,000 Zargon Oil & Gas Ltd. Rights Hansen, Craig Henry 4, 5 31/12/2010 22 206,000 36,000 Zargon Oil & Gas Ltd. Exchangeable Shares , Harrison, K. James 4 31/12/2010 22 0 -24,327 Series A Zargon Oil & Gas Ltd. Common Shares Harrison, K. James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Harrison, K. James 4 31/12/2010 22 53,883 53,883 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 8,000 8,000 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 16,000 8,000 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 22,000 6,000 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 30,000 8,000 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 38,000 8,000 Zargon Oil & Gas Ltd. Rights Harrison, K. James 4 31/12/2010 22 46,000 8,000 Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 31/12/2010 22 2,231 2,231 Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Howard, Tracy Leigh 5 31/12/2010 22 5,550 5,550 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 2,500 2,500 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 10,000 7,500 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 22,500 12,500 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 32,000 9,500 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 42,000 10,000 Zargon Oil & Gas Ltd. Rights Howard, Tracy Leigh 5 31/12/2010 22 52,000 10,000 Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/12/2010 22 8,896 8,896 Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Kergan, Brian 5 31/12/2010 22 11,125 11,125 Zargon Oil & Gas Ltd. Rights Kergan, Brian 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Kergan, Brian 5 31/12/2010 22 17,000 17,000 Zargon Oil & Gas Ltd. Rights Kergan, Brian 5 31/12/2010 22 34,000 17,000 Zargon Oil & Gas Ltd. Rights Kergan, Brian 5 31/12/2010 22 59,000 25,000 Zargon Oil & Gas Ltd. Rights Kergan, Brian 5 31/12/2010 22 77,000 18,000 Zargon Oil & Gas Ltd. Exchangeable Shares , Kitagawa, Kyle 4 31/12/2010 22 0 -15,656 Series A Zargon Oil & Gas Ltd. Exchangeable Shares , Kitagawa, Kyle 4 31/12/2010 22 0 -7,819 Series A Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 22 48,889 48,889 Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 22 17,724 17,724 Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 31/12/2010 22 12,308 12,308 Zargon Oil & Gas Ltd. Rights Kitagawa, Kyle 4 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Kitagawa, Kyle 4 31/12/2010 22 8,000 8,000 Zargon Oil & Gas Ltd. Rights Kitagawa, Kyle 4 31/12/2010 22 16,000 8,000 Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Lee, Kevin Chin Yu 5 31/12/2010 22 2,800 2,800 Zargon Oil & Gas Ltd. Rights Lee, Kevin Chin Yu 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Lee, Kevin Chin Yu 5 31/12/2010 22 13,000 13,000 Zargon Oil & Gas Ltd. Rights Lee, Kevin Chin Yu 5 31/12/2010 22 26,000 13,000 Zargon Oil & Gas Ltd. Common Shares McKenzie, Margaret Anne 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares McKenzie, Margaret Anne 4 31/12/2010 22 4,000 4,000 Zargon Oil & Gas Ltd. Common Shares McKenzie, Margaret Anne 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares McKenzie, Margaret Anne 4 31/12/2010 22 2,600 2,600 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 22 1,200 1,200 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 22 48,561 48,561 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 31/12/2010 22 1,994 1,994
January 14, 2011 (2011) 34 OSCB 680 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Zargon Oil & Gas Ltd. Rights Merritt, Geoffrey Craig 4 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Merritt, Geoffrey Craig 4 31/12/2010 22 8,000 8,000 Zargon Oil & Gas Ltd. Rights Merritt, Geoffrey Craig 4 31/12/2010 22 16,000 8,000 Zargon Oil & Gas Ltd. Exchangeable Shares , Peplinski, James 4 31/12/2010 22 0 -16,764 Series A Zargon Oil & Gas Ltd. Exchangeable Shares , Peplinski, James 4 31/12/2010 22 0 -42,262 Series A Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 3,400 3,400 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 44,466 44,466 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 2,000 2,000 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 2,500 2,500 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 78,065 78,065 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 2,000 2,000 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Peplinski, James 4 31/12/2010 22 22,398 22,398 Zargon Oil & Gas Ltd. Rights Peplinski, James 4 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Peplinski, James 4 31/12/2010 22 8,000 8,000 Zargon Oil & Gas Ltd. Rights Peplinski, James 4 31/12/2010 22 16,000 8,000 Zargon Oil & Gas Ltd. Common Shares Schwetz, Lorne Douglas 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Schwetz, Lorne Douglas 5 31/12/2010 22 1,766 1,766 Zargon Oil & Gas Ltd. Common Shares Schwetz, Lorne Douglas 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Schwetz, Lorne Douglas 5 31/12/2010 22 5,847 5,847 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 7,500 7,500 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 19,000 11,500 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 22,000 3,000 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 31,000 9,000 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 43,500 12,500 Zargon Oil & Gas Ltd. Rights Schwetz, Lorne Douglas 5 31/12/2010 22 57,500 14,000 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 31/12/2010 22 630 630 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 31/12/2010 22 807 177 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 04/01/2011 57 12.08 5,307 4,500 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 04/01/2011 10 22.288 807 -4,500 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Thorsen, Allen Dale 5 31/12/2010 22 2,304 2,304 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 00 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 4,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 4,000 4,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 8,700 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 13,400 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 18,000 4,600 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 27,000 9,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 31/12/2010 22 41,000 14,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,700 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,600 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 4,600 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 9,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 01/01/2011 22 14,000 Zargon Oil & Gas Ltd. Rights Thorsen, Allen Dale 5 04/01/2011 57 36,500 -4,500 Zargon Oil & Gas Ltd. Exchangeable Shares , Weir, J. Graham 4 31/12/2010 22 0 -23,737 Series A Zargon Oil & Gas Ltd. Exchangeable Shares , Weir, J. Graham 4 31/12/2010 22 0 -135,592 Series A Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 22 307,367 307,367 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 22 1,800 1,800 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 22 67,108 67,108 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 22 2,200 2,200 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 00 Zargon Oil & Gas Ltd. Common Shares Weir, J. Graham 4 31/12/2010 22 1,700 1,700
January 14, 2011 (2011) 34 OSCB 681 Insider Reporting
Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month End Acquired/ Date Price Holdings Disposed
Zargon Oil & Gas Ltd. Rights Weir, J. Graham 4 31/12/2010 00
Zargon Oil & Gas Ltd. Rights Weir, J. Graham 4 31/12/2010 22 8,000 8,000
Zargon Oil & Gas Ltd. Rights Weir, J. Graham 4 31/12/2010 22 16,000 8,000
Zargon Oil & Gas Ltd. Common Shares Zawalsky, Grant A. 4 31/12/2010 00
Zargon Oil & Gas Ltd. Common Shares Zawalsky, Grant A. 4 31/12/2010 22 28,400 28,400
Zargon Oil & Gas Ltd. Rights Zawalsky, Grant A. 4 31/12/2010 00
Zargon Oil & Gas Ltd. Rights Zawalsky, Grant A. 4 31/12/2010 22 8,000 8,000
Zargon Oil & Gas Ltd. Rights Zawalsky, Grant A. 4 31/12/2010 22 16,000 8,000
Zarlink Semiconductor Inc. Common Shares Zarlink Semiconductor 1 04/01/2011 38 1.89 291,500 291,500
Zarlink Semiconductor Inc. Common Shares Zarlink Semiconductor 1 04/01/2011 38 0 -291,500
January 14, 2011 (2011) 34 OSCB 682 Chapter 8 Notice of Exempt Financings
REPORTS OF TRADES SUBMITTED ON FORMS 45-106F1 AND 45-501F1
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/23/2010 87 49 North 2010 Resource Flow-Through 3,980,210.00 398,021.00 Limited Partnership - Limited Partnership Units 12/03/2010 13 African Queen Mines Ltd. - Units 1,242,505.55 1,911,547.00 12/14/2010 1 Argonaut Exploration Inc. - Flow-Through 240,000.00 1,200,000.00 Units 12/15/2010 to 103 Assiniboia Farmland Limited Partnership - 10,183,883.2 341,358.00 12/21/2010 Limited Partnership Units 6 12/14/2010 to 79 Aston Hill Energy 2010 Short Term FT Limited 3,852,500.00 154,100.00 12/20/2010 Partnership - Limited Partnership Units 12/30/2010 29 Augen Capital Corp. - Units 1,109,091.00 15,844,155.00 12/20/2010 1 Australia and New Zealand Banking Group 30,534,000.0 30,534,000.00 Limited - Notes 0 12/22/2010 72 Australia Energy Corp. - Common Shares 6,500,000.00 3,250,000.00 12/22/2010 5 B4Checkin Limited - Common Shares 196,000.00 196,000.00 12/22/2010 11 BacTech Environmental Corporation - Units 303,200.00 2,526,666.00 12/10/2010 2 Bayfield Mill Woods Limited Partnership - 5,300,000.00 5,300,000.00 Units 12/10/2010 2 Bayfield Retail (2009) LP - Units 3,740,000.00 3,740,000.00 12/21/2010 1 Birch Hill Equity Partners IV, LP - Limited 10,000,000.0 10,000,000.00 Partnership Interest 0 11/02/2010 18 Bombardier Inc. - Notes 1,094,210,30 18.00 2.22 12/10/2010 17 Brant County Riverbend Development 558,200.00 55,820.00 Investment Corporation - Common Shares 12/17/2010 12 Brant County Riverbend Development 229,670.00 22,967.00 Investment Corporation - Common Shares 12/22/2010 20 Brant County Riverbend Development 468,600.00 46,860.00 Investment Corporation - Common Shares 12/10/2010 6 Brant County Riverbend Development LP - 914,400.00 91,440.00 Limited Partnership Units 12/03/2010 8 Brant County Riverbend Development LP - 1,484,913.00 161,525.00 Limited Partnership Units
January 14, 2011 (2011) 34 OSCB 683 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/17/2010 5 Brant County Riverbend Development LP - 477,940.00 47,794.00 Limited Partnership Units 11/12/2010 66 Brigadier Gold Limited - Units 1,497,929.00 8,321,828.00 12/21/2010 4 Broadsoft Inc. - Common Shares 16,792,500.0 750,000.00 0 12/17/2010 52 Calgary Capital Investment Trust - Units 31,208.32 70,928.00 12/17/2010 52 Calgary Capital Investment Trust - Units 31,208.32 70,928.00 12/09/2010 to 12 Canadian Horizons First Mortgage Investment 662,594.00 662,594.00 12/13/2010 Corporation - Preferred Shares 12/23/2010 61 Canadian Horizons First Mortgage Investment 2,204,282.00 2,204,282.00 Corporation - Preferred Shares 12/09/2010 25 CareVest Blended Mortgage Investment 985,010.00 985,010.00 Corporation - Preferred Shares 12/23/2010 19 CareVest Blended Mortgage Investment 708,304.00 708,304.00 Corporation - Preferred Shares 12/23/2010 17 CareVest Capital Blended Mortgage 1,405,380.00 1,405,380.00 Investment Corp. - Preferred Shares 12/23/2010 3 CareVest Capital First Mortgage Investment 43,600.00 43,600.00 Corp. - Preferred Shares 12/15/2010 6 CGS Flow-Through 2010 LP - Limited 315,000.00 12,600.00 Partnership Units 11/25/2010 14 Chemaphor Inc. - Common Shares 192,000.00 1,920,000.00 12/23/2010 1 Clairvest Equity Partners IV Limited 25,000,000.0 25,000.00 Partnership - Limited Partnership Units 0 12/17/2010 2 CNH Capital Canada Warehouse Trust I - 123,556,643. 2.00 Notes 31 12/03/2010 62 Colonial Coal International Corporation - Units 4,002,500.00 5,198,052.00 12/09/2010 1 Concho Resources, Inc. - Notes 252,450.00 250,000.00 12/10/2010 5 Conundrum Residential Property Income Fund 24,000,001.0 24,010,000.00 III - Units 0 10/15/2010 2 Corsa Capital Ltd. - Common Shares 5,000,000.00 1,000,000.00 11/30/2010 48 Corvus Gold Inc. - Common Shares 7,040,000.00 8,000,000.00 10/08/2010 3 CRESO Exploration Inc. - Units 3,440,000.00 3,822,222.00 11/24/2010 1 Cynapsus Therapeutics Inc. - Common 18,400.00 368,000.00 Shares 11/24/2010 1 Cynapsus Therapeutics Inc. - Debenture 100,000.00 1.00
January 14, 2011 (2011) 34 OSCB 684 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/03/2010 104 Detour Gold Corporation - Notes 503,000,000. 500,000,000.00 00 12/23/2010 1 Duncan Park Holdings Corporation - Common 0.00 2,000,000.00 Shares 12/23/2010 49 Duran Ventures Inc. - Units 6,441,890.00 49,553,000.00 12/23/2010 50 Easyhome Ltd. - Common Shares 11,499,990.0 1,352,940.00 0 12/08/2010 1 Emerging Markets Value Portfolio of DFA 26,299,178.0 712,328.77 Investment Dimensions Group Inc. - Common 0 Shares 12/22/2010 13 EquiGenesis 2003-II Preferred Investment LP 12,324,316.0 716.53 - Units 0 12/22/2010 27 EquiGenesis 2004-II Preferred Investment LP 30,759,104.0 1,788.32 - Units 0 12/31/2010 1 Exile Resources Inc. - Common Shares 1,800,000.00 9,000,000.00 12/09/2010 1 Fengate Greenfield Feeder 2 L.P. - Limited 30,000,000.0 30,000,000.00 Partnership Interest 0 12/09/2010 2 Fengate Greenfield Feeder L.P. - Limited 30,000,000.0 30,000,000.00 Partnership Interest 0 12/13/2010 1 First Leaside Expansion Limited Partnership - 45,490.00 45,490.00 Limited Partnership Interest 12/15/2010 to 4 First Leaside Expansion Limited Partnership - 85,000.00 85,000.00 12/21/2010 Limited Partnership Units 12/10/2010 to 2 First Leaside Mortgage Fund - Trust Units 24,000.00 24,000.00 12/14/2010 12/16/2010 1 First Leaside Mortgage Fund - Trust Units 500,000.00 500,000.00 12/09/2010 to 4 First Leaside Ultimate Limited Partnership - 166,437.50 164,277.00 12/14/2010 Limited Partnership Interest 12/21/2010 2 First Leaside Ultimate Limited Partnership - 250,875.00 245,121.00 Limited Partnership Interest 12/14/2010 1 First Leaside Universal Limited Partnership - 50,000.00 50,000.00 Limited Partnership Interest 12/15/2010 to 9 First Leaside Universal Limited Partnership - 794,000.00 794,000.00 12/21/2010 Limited Partnership Units 12/09/2010 to 15 First Leaside Wealth Management Fund - 736,134.00 736,134.00 12/14/2010 Trust Units 12/15/2010 to 25 First Leaside Wealth Management Fund - 2,076,763.00 2,076,763.00 12/21/2010 Trust Units 12/15/2010 105 FlatWorld Acquisition Corp. - Units 22,204,600.0 2,200,000.00 0
January 14, 2011 (2011) 34 OSCB 685 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 11/03/2010 1 Foran Mining Corporation - Common Shares 0.00 4,000,000.00 11/25/2010 3 Gold World Resources Inc. - Units 70,000.00 1,400,000.00 12/09/2010 17 Golden Dawn Minerals Inc. - Units 309,000.00 3,862,500.00 12/17/2010 7 Golden Hope Mines Limited - Flow-Through 3,700,000.00 6,037,735.00 Shares 12/13/2010 2 Green Dot Corporation - Common Shares 22,980,225.0 4,269,051.00 0 11/12/2010 5 Greenock Resources Inc - Common Shares 437,531.99 6,250,457.00 11/05/2010 to 15 Greenscape Capital Group Inc. - Special 703,432.41 2,557,936.00 11/15/2010 Warrants 12/06/2010 8 Guelph Hydro Electric Systems Inc. - 65,000,000.0 65,000.00 Debentures 0 12/20/2010 59 Hard Creek Nickel Corporation - Units 2,500,000.00 10,000,000.00 12/17/2010 14 Huntington Bancshares Incorporated - 12,760,000.0 2,000,000.00 Common Shares 0 12/13/2010 to 28 IGW Real Estate Investment Trust - Units 957,707.90 957,707.90 12/17/2010 12/17/2010 to 40 IGW Real Estate Investment Trust - Units 2,496,325.67 1,158,746.00 12/23/2010 12/16/2010 38 JOG Limited Partnership No. V - Limited 89,600,000.0 8,960,000.00 Partnership Units 0 05/01/2010 to 12 Kassirer Opportunities Limited Partnership - 1,325,899.97 137.58 10/01/2010 Limited Partnership Units 12/16/2010 40 KDC Energy Ltd. - Common Shares 2,590,000.00 857,615,863.00 12/15/2010 1 Kingwest Avenue Portfolio - Units 18,383.81 607.86 12/15/2010 1 Kingwest U.S. Equity Portfolio - Units 501,675.42 34,332.17 11/25/2010 to 16 Knick Exploration Inc. - Common Shares 337,500.00 1,355,000.00 11/26/2010 12/07/2010 17 KWG Resources Inc. - Flow-Through Shares 1,601,460.00 12,318,923.00 11/09/2010 15 La Quinta Resources Corporation - Units 400,000.00 8,000,000.00 12/22/2010 to 31 Manitok Energy Inc. - Common Shares 10,356,900.0 10,356,900.00 12/30/2010 0 12/22/2010 to 52 Manitok Energy Inc. - Flow-Through Shares 7,737,992.35 4,141,989.00 12/30/2010 06/02/2010 2 Manitou Gold Inc. - Common Shares 0.00 200,000.00 12/30/2010 2 Matamec Explorations Inc. - Common Shares 160,000.00 200,000.00
January 14, 2011 (2011) 34 OSCB 686 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 11/30/2010 15 Maya Gold & Silver Inc. - Units 1,525,000.00 5,446,427.00 11/09/2010 4 MedAssets Inc. - Notes 2,868,525.00 4.00 11/17/2010 7 Mercer International Inc. - Notes 34,704,501.3 7.00 8 12/30/2010 16 Mines Abcourt Inc. - Units 339,600.00 2,515,787.00 12/30/2010 17 Mines Abcourt Inc.. - Flow-Through Units 1,156,100.00 7,973,641.00 12/13/2010 3 MMS Investment Inc. - Units 18,000,000.0 18,000,000.00 0 12/16/2010 35 Morrison Laurier Mortgage Corporation - 1,156,180.00 115,618.00 Preferred Shares 12/21/2010 7 Nalco Company - Notes 7,503,045.00 7,503,045.00 11/30/2010 to 7 Newport Canadian Equity Fund - Trust Units 108,500.00 829.65 12/06/2010 11/26/2010 to 4 Newport Fixed Income Fund - Trust Units 810,000.00 7,564.31 12/06/2010 11/26/2010 to 13 Newport Global Equity Fund - Trust Units 307,542.19 5,104.12 12/06/2010 11/26/2010 to 18 Newport Strategic Yield Fund LP - Trust Units 1,032,913.32 92,323.30 12/06/2010 11/26/2010 to 25 Newport Yield Fund - Trust Units 1,562,889.86 13,400.33 12/06/2010 12/29/2010 to 19 Nuinsco Resources Limited - Units 410,981.04 2,433,228.00 12/30/2010 12/13/2010 to 4 Otis Gold Corp. - Common Shares 1,424,000.00 2,100,000.00 01/14/2011 12/03/2010 54 Paragon Minerals Corporation - Units 3,054,400.80 19,363,740.00 11/03/2010 35 Peregrine Diamonds Ltd. - Units 12,000,000.0 4,800,000.00 0 12/10/2010 32 Placencia Capital Trust I - Trust Units 741,245.00 741,245.00 11/17/2010 11 Precision Drilling Corporation - Notes 663,004,774. 11.00 00 12/29/2010 3 Proforma Capital Bond Corporation - Bonds 424,800.00 4,248.00 11/30/2010 46 Ratel Gold Limited - Receipts 25,000,001.0 83,333,334.00 0 11/23/2010 4 Rencore Resources Ltd. - Common Shares 915,000.00 3,050,000.00 12/21/2010 23 Royal Bank of Canada - Notes 3,114,567.50 3,061.00 12/16/2010 1 Royal Bank of Canada - Notes 301,680.00 300.00
January 14, 2011 (2011) 34 OSCB 687 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/17/2010 2 Royal Bank of Canada - Notes 1,791,948.00 1,770.00 11/30/2010 22 Royal Bank of Canada - Notes 2,800,000.00 28,000.00 12/21/2010 1 Royal Bank of Canada - Notes 1,017,500.00 1,000.00 12/03/2010 10 Russell Breweries Inc. - Debentures 158,000.00 0.00 11/05/2010 35 Sabina Gold & Silver Corp. - Flow-Through 16,000,031.0 2,990,660.00 Shares 0 11/05/2010 8 Sabina Gold & Silver Corp. - Flow-Through 640,828.35 119,781.00 Shares 11/12/2010 10 Sea Green Capital Corp. - Common Shares 0.00 8,275,000.00 12/17/2010 53 Sea Green Capital Corp. - Units 696,500.00 13,930,000.00 12/16/2010 14 Shamrock Israel Growth Fund II, L.P. - Limited 21,727,440.0 21,727,440.00 Partnership Interest 0 11/18/2010 2 Solid Gold Resources Corp. - Units 264,999.90 933,333.00 11/08/2010 1 Solium Capital Inc. - Common Shares 11,662,500.0 7,775,000.00 0 11/15/2010 3 Solium Capital Inc. - Common Shares 3,282,309.00 2,188,206.00 11/30/2010 33 South American Silver Corp. - Common 31,899,278.4 27,499,378.00 Shares 8 12/03/2010 2 Texada Software Inc. - Common Shares 235,000.00 2,350,000.00 11/30/2010 to 11 The Absolute Resource Fund L.P. - Limited 2,977,754.00 2,977,754.00 12/15/2010 Partnership Interest 12/10/2010 34 TinyMassive Technologies Inc. - Units 251,000.00 1,950,000.00 11/30/2010 88 Titan Uranium Inc. - Units 6,940,713.90 20,949,352.00 12/15/2010 137 Titanium Corporation Inc. - Units 14,231,000.0 7,115,500.00 0 12/02/2010 50 Treasury Metals Inc. - Units 3,478,395.65 N/A 12/06/2010 2 Trelawney Mining and Exploration Inc. - 0.00 300,000.00 Common Shares 12/06/2010 2 Trelawney Mining and Exploration Inc. - 0.00 500,000.00 Common Shares 03/30/2010 203 Trelawney Mining and Exploration Inc. - 57,134,400.0 N/A Common Shares 0 12/16/2010 9 Tres-or Resources Ltd. - Units 550,000.00 3,666,666.00 12/16/2010 89 Trinidad Drilling Ltd. - Notes 464,035,162. 89.00 50
January 14, 2011 (2011) 34 OSCB 688 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/22/2010 4 Two Harbors Investment Corp. - Common 1,652,000.00 175,000.00 Shares 12/20/2010 1 Tyco Electronics Group S.A. - Notes 1,011,917.11 1,011,917.11 11/15/2010 46 Tyhee Development Corp. - Units 2,376,440.08 21,687,000.00 12/06/2010 1 UBS AG, Jersey Branch - Notes 996,567.00 1,000,000.00 12/07/2010 1 UBS AG, Jersey Branch - Notes 98,548.38 98,548.38 12/21/2010 9 VersaPay Corporation - Units 900,000.00 900,000.00 12/01/2010 14 Virgin Megals Inc. - Units 687,825.80 3,439,129.00 11/12/2010 9 Virgin Metals Inc. - Units 320,500.00 1,602,500.00 12/10/2010 9 Walton AZ Vista Bonita Investment 190,400.00 19,040.00 Corporation - Common Shares 12/23/2010 16 Walton AZ Vista Bonita Investment 497,260.00 49,726.00 Corporation - Common Shares 12/17/2010 6 Walton AZ Vista Bonita Investment 202,070.00 20,207.00 Corporation - Common Shares 12/10/2010 9 Walton AZ Vista Bonita LP - Limited 387,074.21 38,256.00 Partnership Units 12/21/2010 145 Walton Big Lake Development L.P. - Limited 4,644,060.00 464,406.00 Partnership Units 12/17/2010 158 Walton DC Region Land 1 Investment 3,019,470.00 301,947.00 Corporation - Common Shares 12/23/2010 34 Walton DC Region Land 1 Investment 813,360.00 81,336.00 Corporation - Common Shares 12/10/2010 20 Walton DC Region Land LP 1 - Limited 1,004,939.82 99,568.00 Partnership Units 12/23/2010 15 Walton DC Region Land LP 1 - Limited 1,289,004.40 126,883.00 Partnership Units 12/17/2010 12 Walton DC Region Land LP 1 - Limited 2,966,579.81 295,329.00 Partnership Units 12/10/2010 19 Walton Southern U.S. Land 2 Investment 447,780.00 44,778.00 Corporation - Common Shares 12/17/2010 13 Walton Southern U.S. Land 2 Investment 494,280.00 49,428.00 Corporation - Common Shares 12/23/2010 12 Walton Southern U.S. Land 2 Investment 314,310.00 31,431.00 Corporation - Common Shares 12/23/2010 4 Walton Southern U.S. Land LP 2 - Limited 450,653.24 44,360.00 Partnership Units
January 14, 2011 (2011) 34 OSCB 689 Notice of Exempt Financings
Transaction No. of Issuer/Security Total No. of Date Purchasers Purchase Securities Price ($) Distributed 12/10/2010 2 Wesbrooke Retirement Limited Partnership - 60,000.00 60,000.00 Units 12/17/2010 56 Westcan Investment Trust - Units 56,013.89 47,712.00 12/17/2010 to 5 Wimberly Apartments Limited Partnership - 155,344.68 238,738.00 12/21/2010 Limited Partnership Units 12/10/2010 to 3 Wimberly Fund - Trust Units 97,407.00 97,407.00 12/13/2010 12/09/2010 1 Wimberly Fund - Trust Units 14,894.00 14,894.00 12/15/2010 1 Wimberly Fund - Trust Units 28,794.00 28,794.00
January 14, 2011 (2011) 34 OSCB 690 Chapter 11
IPOs, New Issues and Secondary Financings
Issuer Name: Issuer Name: AlphaNorth 2011 Flow-Through Limited Partnership Compass Petroleum Ltd. Principal Regulator - Ontario Principal Regulator - Alberta Type and Date: Type and Date: Preliminary Long Form Prospectus dated January 4, 2011 Preliminary Short Form Prospectus dated January 10, 2011 NP 11-202 Receipt dated January 5, 2011 NP 11-202 Receipt dated January 10, 2011 Offering Price and Description: Offering Price and Description: Maximum Offering: $25,000,000 - 2,500,000 Units; $15,000,000 - Common Shares Minimum Offering: $5,000,000 - 500,000 Units Price: $ * per Offered Share Price: $10.00 per Unit - Minimum Subscription: $2,500 (250 Underwriter(s) or Distributor(s): Units) Raymond James Ltd. Underwriter(s) or Distributor(s): Wellington West Capital Markets Inc. Canaccord Genuity Corp. Canaccord Genuity Corp. GMP Securities L.P. Promoter(s): National Bank Financial Inc. - Scotia Capital Inc. Project #1685266 Wellington West Capital Markets Inc. Mackie Research Capital Corporation ______Macquarie Capital Markets Canada Ltd. Issuer Name: Desjardins Securities Inc. First National Financial Corporation Dundee Securities Corporation Principal Regulator - Ontario Raymond James Ltd. Type and Date: MGI Securities Inc. Preliminary Short Form Prospectus dated January 11, 2011 Queensbury Securities Inc. NP 11-202 Receipt dated January 11, 2011 Union Securities Ltd. Offering Price and Description: Promoter(s): $100,000,000 - 4,000,000 Class A Preference Shares, AlphaNorth Asset Management Series 1 Pinetree Capital Ltd. Price: $25.00 per Series 1 Share to yield initially 4.65% per PowerOne Asset Management Limited annum Project #1683315 Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. ______Scotia Capital Inc. Issuer Name: BMO Nesbitt Burns Inc. Blue Ribbon Income Fund (formerly Citadel Diversified TD Securities Inc. Investment Trust) CIBC World Markets Inc. Principal Regulator - Ontario National Bank Financial Inc. Type and Date: Jennings Capital Inc. Preliminary Short Form Prospectus dated January 7, 2011 Promoter(s): NP 11-202 Receipt dated January 10, 2011 - Offering Price and Description: Project #1685640 Warrants to Subscribe for up to * Units Subscription Price of $* per Unit ______Underwriter(s) or Distributor(s): - Promoter(s): Blue Ribbon Fund Management Ltd. Project #1684669
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January 14, 2011 (2011) 34 OSCB 691 IPOs, New Issues and Secondary Financings
Issuer Name: Issuer Name: Palos Equity Income Fund Covington Fund II Inc. Principal Regulator - Quebec Type and Date: Type and Date: Final Long Form Prospectus dated December 23, 2010 Preliminary Simplified Prospectus and Annual Information Receipted on December 24, 2010 Form dated January 7, 2011 Offering Price and Description: NP 11-202 Receipt dated January 10, 2011 Class A Shares Offering Price and Description: Underwriter(s) or Distributor(s): - - Underwriter(s) or Distributor(s): Promoter(s): - Covington Capital Corporation Promoter(s): Project #1667183 - Project #1670096 ______Issuer Name: ______Fidelity Canadian Asset Allocation Class Issuer Name: Principal Regulator - Ontario SMC 2011-1 Charity Flow-Through Limited Partnership Type and Date: Principal Regulator - Ontario Amendment #2 dated December 22, 2010 to Final Type and Date: Simplified Prospectus and Annual Information Form dated Preliminary Long Form Prospectus dated January 4, 2011 March 22, 2010 NP 11-202 Receipt dated January 5, 2011 NP 11-202 Receipt dated January 6, 2011 Offering Price and Description: Offering Price and Description: $100,000,000 -1,000,000 Limited Partnership Units Series A, B, F, T5, T8, S5, S8, F5 and F8 shares (Maximum Offering) Underwriter(s) or Distributor(s): $* - * Limited Partnership Units (Minimum Offering) - Price: $100.00 Per Unit - Minimum Purchase: $500.00 (5 Promoter(s): Units) Fidelity Investments Canada ULC Underwriter(s) or Distributor(s): Project #1533221 Scotia Capital Inc. Promoter(s): ______SMC Charity Flow-Through GP, Inc Issuer Name: Scotia Managed Companies Administration Inc. Invesco Emerging Markets Class Project #1683258 Invesco Emerging Markets Debt Fund Trimark Energy Class ______Principal Regulator - Ontario Issuer Name: Type and Date: CC&L Balanced Growth Portfolio Final Simplified Prospectuses dated January 7, 2011 CC&L Balanced Income Portfolio NP 11-202 Receipt dated January 7, 2011 CC&L Balanced Portfolio Offering Price and Description: CC&L Growth Portfolio Series A, Series F and Series I shares CC&L Money Market Fund Underwriter(s) or Distributor(s): Principal Regulator - Ontario - Type and Date: Promoter(s): Final Simplified Prospectuses dated January 7, 2011 Invesco Trimark Ltd. NP 11-202 Receipt dated January 11, 2011 Project #1666128 Offering Price and Description: Serues A, Series F, Series I, Series O, Arbour Series, PI ______Financial Series, Canadian First Series and Reserve Series Units @ Net Asset Value Underwriter(s) or Distributor(s): - Promoter(s): Connor Clark & Lunn Managed Portfolios Inc. Project #1674430
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January 14, 2011 (2011) 34 OSCB 692 IPOs, New Issues and Secondary Financings
Issuer Name: Issuer Name: PIMCO Canadian Long Term Bond Fund TransGlobe Apartment Real Estate Investment Trust PIMCO Canadian Real Return Bond Fund Principal Regulator - Ontario PIMCO Canadian Short Term Bond Fund Type and Date: PIMCO Canadian Total Return Bond Fund Final Short Form Prospectus dated January 6, 2011 PIMCO Global Advantage Strategy Bond Fund (Canada) NP 11-202 Receipt dated January 6, 2011 PIMCO Global Balanced Fund (Canada) Offering Price and Description: PIMCO Monthly Income Fund (Canada) $95,499,540.00 - 9,271,800 Subscription Receipts each PIMCO EqS Pathfinder Fund (Canada) representing the right to receive one Unit Principal Regulator - Ontario Price: $10.30 per Subscription Receipt Type and Date: Underwriter(s) or Distributor(s): Final Simplified Prospectuses dated January 10, 2011 CIBC World Markets Inc. NP 11-202 Receipt dated January 10, 2011 RBC Dominion Securities Inc. Offering Price and Description: TD Securities Inc. Class A, Class F, Class I and Class O units Canaccord Genuity Corp. Underwriter(s) or Distributor(s): Scotia Capital Inc. - BMO Nesbitt Burns Inc. Promoter(s): Dundee Securities Corporation PIMCO Canada Corp. Promoter(s): Project #1660628 - Project #1679594 ______Issuer Name: ______Premium Brands Holdings Corporation Principal Regulator - British Columbia Type and Date: Final Short Form Prospectus dated January 6, 2011 NP 11-202 Receipt dated January 6, 2011 Offering Price and Description: $50,000,000.00 - 5.75% Convertible Unsecured Subordinated Debentures Price: Per Debenture $1,000 Underwriter(s) or Distributor(s): National Bank Financial Inc. Scotia Capital Inc. BMO Nesbitt Burns Inc. CIBC World Markets Inc. TD Securities Inc. Canaccord Genuity Corp. Industrial Alliance Securities Inc. Laurentian Bank Securities Inc. PI Financial Corp. Promoter(s): - Project #1675573
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January 14, 2011 (2011) 34 OSCB 693 IPOs, New Issues and Secondary Financings
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January 14, 2011 (2011) 34 OSCB 694 Chapter 12 Registrations
12.1.1 Registrants
Type Company Category of Registration Effective Date
From: Hartford Investments Canada Corp. Exempt Market Dealer and December 17, Name Change Portfolio Manager 2010 To: CI HICC Corp.
GWL Investment Management Ltd. And London Capital Management Ltd. And Amalgamation Laketon Investment Management Portfolio Manager January 1, 2011 Ltd.
To Form: GWL Investment Management Ltd.
From: GWL Investment Management Ltd. Name Change Portfolio Manager January 1, 2011 To: GLC Asset Management Group Ltd.
From: Investment Dealer Change in Registration Dundee Securities Corporation January 5, 2011 Category To: Investment Dealer and Investment Fund Manager
Consent to Suspension Oxbridge Private Wealth Exempt Market Dealer January 5, 2011 (Pending Surrender) Management (Canada) Inc.
Consent to Suspension Pine Point Capital Advisors Inc. Exempt Market Dealer January 5, 2011 (Pending Surrender)
From: Portfolio Manager, Commodity Trading Manager Change in Registration Creststreet Asset Management January 6, 2011 Category Limited To: Portfolio Manager, Commodity Trading Manager and Investment Fund Manager
January 14, 2011 (2011) 34 OSCB 695 Registrations
Type Company Category of Registration Effective Date
From: Exempt Market Dealer and Portfolio Manager Change in Registration Broadview Capital Management January 6, 2011 Category Inc. To: Exempt Market Dealer, Portfolio Manager and Investment Fund Manager
From: Exempt Market Dealer and Portfolio Manager Change in Registration Navina Asset Management Inc. January 6, 2011 Category To: Exempt Market Dealer, Portfolio Manager and Investment Fund Manager
Consent to Suspension Agellan Capital Markets Inc. Exempt Market Dealer January 6, 2011 (Pending Surrender)
From: CI HICC Corp. Exempt Market Dealer and Name Change January 7, 2011 Portfolio Manager To: Castlerock Investments Corp
New Registration WealthSpark Inc. Exempt Market Dealer January 7, 2011
New Registration OLOS Capital Inc. Exempt Market Dealer January 7, 2011
From: Mutual Fund Dealer Change in Registration Qtrade Asset Management Inc. January 7, 2011 Category To: Mutual Fund Dealer and Exempt Market Dealer
From: Portfolio Manager Change in Registration January 10, Camlin Asset Management Ltd. Category To: Exempt Market Dealer and 2011 Portfolio Manager
From: Exempt Market Dealer and Portfolio Manager Change in Registration January 11, Salida Capital LP Category To: Exempt Market Dealer, 2011 Portfolio Manager and Investment Fund Manager
January 14, 2011 (2011) 34 OSCB 696 Registrations
Type Company Category of Registration Effective Date
January 11, Voluntary Surrender Equity Securities Inc. Exempt Market Dealer 2011
From: Exempt Market Dealer and Portfolio Manager Change in Registration January 11, Sevenoaks Capital Inc. Category To: Exempt Market Dealer, 2011 Portfolio Manager and Investment Fund Manager
From: Exempt Market Dealer and Portfolio Manager Change in Registration January 12, Faircourt Asset Management Inc. Category To: Exempt Market Dealer, 2011 Portfolio Manager and Investment Fund Manager
January 14, 2011 (2011) 34 OSCB 697 Registrations
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January 14, 2011 (2011) 34 OSCB 698 Chapter 13 SROs, Marketplaces and Clearing Agencies
13.2 Marketplaces
13.2.1 CNSX Markets Inc. – s. 15.1 of NI 21-101 Marketplace Operation
Section 15.1 of NI 21-101 – exemption granted for 2010 from the requirement in section 12.2 of NI 21-101 to annually cause to be performed an independent systems review and report.
Rules Cited
National Instrument 21-101 Marketplace Operation, ss. 12.2, 15.1.
IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED
AND
IN THE MATTER OF CNSX MARKETS INC.
ORDER (Section 15.1 of National Instrument 21-101 Marketplace Operation (NI 21-101))
UPON the application (the “Application”) of CNSX Markets Inc. (the “Applicant”) to the Director for an order pursuant to section 15.1 of NI 21-101 exempting the Applicant in 2010 from the requirement in section 12.2 of NI 21-101 to annually cause to be performed an independent review and report (“ISR”) on the capacity, integrity and security of the Applicant’s systems that support order entry, order routing, execution, trade reporting, trade comparison, data feeds, market surveillance and trade clearing, as applicable (“ISR Requirement”);
AND UPON considering the Application and the recommendation of staff of the Commission;
AND UPON the Applicant having represented to the Director as follows:
1. The Applicant is a recognized stock exchange in Ontario with its head office in Toronto,
2. An ISR is a lengthy and expensive process,
3. The Applicant has planned significant system changes for 2010-11 in addition to improvements to system performance and capacity, including changes to accommodate the new order protection rule and the migration of the regulatory feed from STAMP to FIX, and a review would be more appropriate following the conclusion of these projects, and
4. The Applicant complies with the other requirements in Part 12 of NI 21-101;
AND UPON the Director being satisfied to do so would not be prejudicial to the public interest;
IT IS ORDERED by the Director pursuant to section 15.1 of NI 21-101 that for 2010 the Applicant is exempted from the ISR Requirement.
DATED this 21st day of December, 2010
“Susan Greenglass” Director, Market Regulation Ontario Securities Commission
January 14, 2011 (2011) 34 OSCB 699 SROs, Marketplaces and Clearing Agencies
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January 14, 2011 (2011) 34 OSCB 700 Index
Agellan Capital Markets Inc. Continuous Disclosure Advisory Committee Members Consent to Suspension (Pending Surrender)...... 695 for 2011-2013 News Release ...... 409 Alberta Energy Corp., Notice from the Office of the Secretary ...... 410 Creststreet Asset Management Limited Order – ss. 127, 127.1 ...... 445 Change in Registration Category ...... 695 OSC Reasons...... 447 Da Silva, Abel Al-tar Energy Corp. Notice from the Office of the Secretary ...... 410 Notice from the Office of the Secretary ...... 410 Order – ss. 127, 127.1...... 445 Order – ss. 127, 127.1 ...... 445 OSC Reasons ...... 447 OSC Reasons...... 447 Drago Gold Corp. American Bonanza Gold Corp. Notice from the Office of the Secretary ...... 410 Cease Trading Order ...... 463 Order – ss. 127, 127.1...... 445 OSC Reasons ...... 447 Arconti, Alexander Flavio Notice from the Office of the Secretary ...... 410 Dundee Securities Corporation Order - ss. 127(7), 127(8) ...... 444 Change in Registration Category ...... 695
Arconti, Luigino Encana Corporation Notice from the Office of the Secretary ...... 410 Decision...... 415 Order - ss. 127(7), 127(8) ...... 444 Equity Securities Inc. Baytex Energy Trust Voluntary Surrender ...... 695 Decision ...... 438 Faircourt Asset Management Inc. Bell Aliant Regional Communications, Limited Change in Registration Category ...... 695 Partnership Decision ...... 418 GLC Asset Management Group Ltd. Name Change ...... 695 Broadview Capital Management Inc. Change in Registration Category...... 695 GMIncome & Growth Fund Decision...... 441 Camlin Asset Management Ltd. Change in Registration Category...... 695 Greengreen Capital Corp. Cease Trading Order...... 463 Campbell, David C. Notice from the Office of the Secretary ...... 410 GWL Investment Management Ltd. Order – ss. 127, 127.1 ...... 445 Amalgamation ...... 695 OSC Reasons...... 447 Name Change ...... 695
Castlerock Investments Corp. Hartford Investments Canada Corp. Name Change...... 695 Name Change ...... 695
Catapult Financial Management Inc. Kerwin, Edward Decision ...... 412 New Release ...... 406
Cathay Forest Products Corp. Laketon Investment Management Ltd. Cease Trading Order ...... 463 Amalgamation ...... 695
CI HICC Corp. London Capital Management Ltd. Name Change...... 695 Amalgamation ...... 695
CNSX Markets Inc. Mahdia Gold Corp. Marketplaces – s. 15.1 of NI 21-101 Cease Trading Order...... 463 Marketplace Operation...... 699
January 14, 2011 (2011) 34 OSCB 701 Index
Mint Technology Corp. Pine Point Capital Advisors Inc. Cease Trading Order ...... 463 Consent to Suspension (Pending Surrender)...... 695
Mulvihill Pro-AMS RSP Split Share Corp. Pure Energy Visions Corporation Decision ...... 411 Cease Trading Order...... 463
Navina Asset Management Inc. Qtrade Asset Management Inc. Change in Registration Category...... 695 Change in Registration Category ...... 695
North American Capital Inc. Rain Resources Inc. Notice from the Office of the Secretary ...... 410 Cease Trading Order...... 463 Order - ss. 127(7), 127(8) ...... 444 Salida Capital LP North American Financial Group Inc. Change in Registration Category ...... 695 Notice from the Office of the Secretary ...... 410 Order - ss. 127(7), 127(8) ...... 444 Seprotech Systems Incorporated Cease Trading Order...... 463 O’Brien, Eric F. Notice from the Office of the Secretary ...... 410 Sevenoaks Capital Inc. Order – ss. 127, 127.1 ...... 445 Change in Registration Category ...... 695 OSC Reasons...... 447 Sylvester, Julian M. OLOS Capital Inc. Notice from the Office of the Secretary ...... 410 New Registration...... 695 Order – ss. 127, 127.1...... 445 OSC Reasons ...... 447 OSC Staff Notice 54-701 Regulatory Developments Regarding Shareholder Democracy Issues WealthSpark Inc. Notice...... 404 New Registration ...... 695 News Release...... 407
Oxbridge Private Wealth Management (Canada) Inc. Consent to Suspension (Pending Surrender)...... 695
Peak Energy Services Trust Notice of Correction ...... 403
PIMCO Canada Corp. Decision ...... 427
PIMCO Canadian Long-Term Bond Fund Decision ...... 427
PIMCO Canadian Real Return Bond Fund Decision ...... 427
PIMCO Canadian Short-Term Bond Fund Decision ...... 427
PIMCO Canadian Total Return Bond Fund Decision ...... 427
PIMCO EqS Pathfinder Fund™ (Canada) Decision ...... 427
PIMCO Global Advantage Strategy Bond Fund (Canada) Decision ...... 427
PIMCO Global Balanced Fund (Canada) Decision ...... 427
PIMCO Monthly Income Fund (Canada) Decision ...... 427
January 14, 2011 (2011) 34 OSCB 702