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DOCUMENT RESUME IR 057 346 ED 429 620 Ed.; Sabnis, Shona, Ed.; AUTHOR Barrett, Jaia, Ed.; Rounds, Laura, Wetzel, Karen A., Ed. Proceedings of the Annual TITLE Leading the Agile Organization. Meeting of the Association of ResearchLibraries (128th, Vancouver, BC, May 15-17, 1996). Washington, DC. INSTITUTION Association of Research Libraries, ISSN ISSN-1075-0886 PUB DATE 1999-00-00 NOTE 214p. Distribution Center, P.O. AVAILABLE FROM Association of Research Libraries Box 531, Annapolis Junction, MD20701-0531; Tel: 301-362-8196; Fax: 301-206-9789;e-mail: [email protected]; Web site: http;//www/arl.org/arl/proceedings/index.html($25 members; $35 non-members; $45standing order price for semiannual minutes for members; $70standing order price for semiannual minutes for non-members). PUB TYPE Collected Works Proceedings (021) EDRS PRICE MF01/PC09 Plus Postage. Proceedings; Higher DESCRIPTORS *Academic Libraries; Conference Education; Information Technology;Institutional Advancement; *Leadership; *LibraryAdministration; Library Associations; *Library Development;Meetings; *Research Libraries IDENTIFIERS *Association of Research Libraries ABSTRACT The program of the 128th meetingof the Association of Research Libraries (ARL) is designedaround the notion of examiningrapid changes taking place in individualinstitutions and becoming agile enough to adapt, to manage change, and tolearn how to effectively leadlibraries three main through these turbulent periods.The program is divided into (2) Perspectives on Leadership in Sessions:(1) Thriving Amid Uncertainty; Changing Times; and (3) ScholarlyCommunication and Technology. In addition "Universities to the panel discussions,the following papers are presented: Uncertainty" (Jim as Agents of Change"(David W. Strangway); "Thriving Amid Harris); "The Facts and Issues in theMichigan Document Services Case"(Susan Kornfield); "Amending Canada's CopyrightLaw While Renegotiating the Cancopy (Charles Manz); License" (Graham Hill) ;"Leading Teams To Lead Themselves" "Profiting from Those We Underestimate:Dissent and Innovation" (Charlan How Nemeth); "The Critical Features ofInnovation" (Andre Delbecq); "Learning To Learn" (Jim Harris); "ColumbiaUniversity's Online Books Evaluation Project" (Carol Mandel) ;"Project Muse" (James G. Neal) ;and "The Scan Project" (Susan F. Rosenblatt) .Appendices include reports on the ARL business meeting, electronic scholarlypublishing, global resources program, for 1995, ARL activities from October1995-April 1996, financial statements and an ARL attendance list.(AEF) ******************************************************************************** * * Reproductions supplied by EDRS are thebest that can be made * * from the original document. ******************************************************************************** A A A ; A A : I/ ..: I - - -.'4111_ \ r ________/ "PERMISSION TO REPRODUCETHIS MATERIAL HAS BEEN U S DEPARTMENT OF EDUCATION GRANTED BY Office of Educational Research and Improvement EDUCATIONAL RESOURCES INFORMATION C.A. Mandel CENTER (ERIC) O This document has been reproduced as received from the person or organization originating it O Minor changes have been made to improve reproduction quality TO THE EDUCATIONAL BEST COPY AVAIL E RESOURCES INFORMATION CENTER(ERIC) o Points of view or opinions stated in this document do not necessarily represent official OERI position or policy. 2 LEADINGTHEAGILE ORGANIZATION ASSOCIATION OF RESEARCH LIBRARIES PROCEEDINGS OF THE 128TH MEETING VANCOUVER, BRITISH COLUMBIA MAY 15-17, 1996 NANCY CLINE, PRESIDING COPYRIGHT 1999 ASSOCIATION OF RESEARCH LIBRARIES ISSN 1075-0886 3 Proceedings of the Membership Meeting are published biannually by the ASSOCIATION OF RESEARCH LIBRARIES 21 Dupont Circle Washington, DC 20036 (ph) 202-296-2296 (fax) 202-872-0884 email: <[email protected]> <http:/ /www.arl.org/arl/proceedings/index.html> Edited by Jaia Barrett Laura Rounds Shona Sabnis Karen A. Wetzel Price: ARL Members: $45.00 per year $25.00 per individual copy Nonmembers:$70.00 per year $35.00 per individual copy Printed in USA ISSN 1075-0886 Copyright Notice The papers in this compilation are copyrighted by their authors. The authors have granted permission to reproduce and distribute copies of these works for nonprofit educational or library purposes, provided that copies are distributed ator below cost, and that the author, source, and copyright notice are included on each copy. This permission is in addition to rights of reproduction granted under Sections 107, 108, and other provisions of the U.S. Copyright Act. ® The paper used in this publication meets the minimum requirement of American National Standard for Information Sciences Permanence of paper for Printed Library Materials, ANSI Z39.48-1992. 4 BEST COPY AVAILABLE TABLE OF CONTENTS FOREWORD 7 OPENING & WELCOME Nancy Cline, ARL Presiding President 9 KEYNOTE ADDRESS UNIVERSITIES AS AGENTS OF CHANGE INTRODUCTION 13 Ruth Patrick, University Librarian, University of British Columbia UNIVERSITIES AS AGENTS OF CHANGE 15 David W. Strangway, President, University of British Columbia QUESTION AND ANSWER SESSION 19 PROGRAM SESSION I THRIVING AMID UNCERTAINTY INTRODUCTION 25 Convened by Carolynne Presser, President, Canadian Association of Research Libraries THRIVING AMID UNCERTAINTY 27 Jim Harris, Management Consultant, Strategic Advantage, Inc. QUESTION AND ANSWER SESSION 33 LUNCHEON SESSION GOVERNMENT RELATIONS UPDATE INTRODUCTION 35 Convened by James G. Neal, Eisenhower Library Director, Johns Hopkins University THE FACTS AND ISSUES IN THE MICHIGAN DOCUMENT SERVICES CASE 37 Susan Kornfield, J.D., Bodman, Long ley, and Dahling QUESTION AND ANSWER SESSION: MS. KORNFIELD 43 ADDENDUM A: KORNFIELD MEMO RE: PUBLISHERS' MISSTATEMENTS REGARDING CLASSROOM GUIDELINES; RESPONSE OF MICHIGAN DOCUMENT SERVICES, INC. 47 ADDENDUM B: THE MDS DECISION AND FAIR USE FOR COURSEPACKS(1996) 59 Kenneth D. Crews, Associate Professor of Law and Library and Information Science, Director, Copyright Management Center, Indiana University Purdue University at Indianapolis ADDENDUM C: UPDATE ON THE STATUS OF THE MDS CASE [1997] 65 5 ASSOCIATION OF RESEARCH LIBRARIES BEST COPY MAME AMENDING CANADA'S COPYRIGHT LAW WHILE RENEGOTIATING THE CANCOPY LICENSE 67 Graham Hill, University Librarian, McMaster University QUESTION AND ANSWER SESSION: MR. HILL 77 PROGRAM SESSION II PERSPECTIVES ON LEADERSHIP IN CHANGING TIMES INTRODUCTION 79 Nancy Cline, Presiding President, ARL Cardynne Presser, President, Canadian Association of Research Libraries (CARL) LEADING TEAMS TO LEAD THEMSELVES 81 Charles Manz, Professor, Arizona State University PROFITING FROM THOSE WE UNDERESTIMATE: DISSENT AND INNOVATION 85 Char Ian Nemeth, Professor, University of California at Berkeley THE CRITICAL FEATURES OF INNOVATION 89 André Delbecq, Professor, Santa Clara University LEARNING HOW TO LEARN 93 Jim Harris, Management Consultant, Strategic Advantage, Inc. PROGRAM SESSION III SCHOLARLY COMMUNICATION AND TECHNOLOGY INTRODUCTION 95 Richard Ekman, Secretary, The Andrew W. Mellon Foundation COLUMBIA UNIVERSITY'S ONLINE BOOKS EVALUATION PROJECT 97 Carol Mandel, Deputy Director, Columbia University Libraries PROJECT MUSE 101 James G. Neal, Eisenhower Library Director, Johns Hopkins University THE SCAN PROJECT 107 Susan F. Rosenblatt, Deputy Director, University of California at Berkeley Libraries QUESTION AND ANSWER SESSION 113 APPENDICES I. ASSOCIATION BUSINESS MEETING 115 PRESIDENT'S REPORT 117 Nancy Cline, Penn State University, ARL Presiding President REPORT OF THE AD HOC MEMBERSHIP COMMITTEE ON OHIO UNIVERSITY 118 Gloria Werner, University of California-Los Angeles, Committee Chair REPORT OF THE AAU/ARL STEERING COMMITTEE ON RESEARCH LIBRARIES 119 Jerry Campbell, University of Southern California, Steering Committee Co-Chair Nancy Eaton, Iowa State University, ARL Board Subcommittee on Proposal to Coordinate E-Publishing Dale Cane las, University of Florida, Chair, ARL Research Collections Committee Member Comments 6 PROCEEDINGS OF THE 128TH MEETING BEST COPYAVAIMLE REPORT OF THE MINORITY RECRUITMENT AND RETENTION COMMITTEE 123 Nancy Baker, Washington State University, Committee Chair REPORT OF THE INFORMATION POLICIES COMMITTEE 124 James Neal, Johns Hopkins University, Committee Chair REPORT OF THE COPYRIGHT ISSUES WORKING GROUP 124 James Neal, Johns Hopkins University, Committee Chair Motion and Discussion on MDS Case REPORT OF THE EXECUTIVE DIRECTOR 127 Duane Webster, Executive Director, ARL II. ELECTRONIC SCHOLARLY PUBLISHING 131 Memo from Duane Webster, ARL Executive Director, June 6, 1996 III. GLOBAL RESOURCES PROGRAM 137 Memo from Duane Webster, ARL Executive Director, April 10, 1996 IV. REPORT ON ASSOCIATION ACTIVITIES, OCTOBER 1995APRIL 1996 153 V. AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 1995 193 VI. ATTENDANCE LIST 215 7 ASSOCIATION OF RESEARCH LIBRARIES 5 FOREWORD LEADING THE AGILE ORGANIZATION Research library leaders are not strangers to large-scale, paradigm-shifting change.Each generation has been energized and invigorated by challenges that they felt were critical to the long- term success of their enterprises. From the expansion of higher education in the 1960s through the technological innovations of the 1990s, libraries have kept pace and flourished through their ability to use resources effectively to anticipate, meet, and often exceed the expectations and needs of their users. What research libraries are experiencing today that is different from the past is a level of complexity and a rate of change that