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Qualified Foreign Institutional Investors(Qfiis) with Investment Quotas Granted by the SAFE by March 31, 2020 Unit: 100 Million USD Latest Investment No

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Qualified Foreign Institutional Investors(Qfiis) with Investment Quotas Granted by the SAFE by March 31, 2020 Unit: 100 Million USD Latest Investment No Qualified Foreign Institutional Investors(QFIIs) with Investment Quotas Granted by the SAFE By March 31, 2020 Unit: 100 million USD Latest Investment No. Name of QFII Registered Address Custodian Bank Approval Quota Date 1 UBS AG Switzerland Citibank 2016.11.28 21.90 UBS Asset Management 2 Singapore Citibank 2014.08.26 7.50 (Singapore)Limited UBS Asset Management (Hong 3 Hong Kong, China Citibank 2013.06.24 1.00 Kong) Limited Agricultural Bank 4 Nomura Securities Co.,Ltd. Japan 2006.11.07 3.50 of China Industrial and 5 Nomura Asset Management CO., LTD Japan Commercial Bank 2019.04.29 5.50 of China 6 Nomura Singapore Limited Singapore HSBC Bank 2019.04.29 5.00 7 Citigroup Global Markets Limited U.K. Deutsche Bank 2005.11.24 5.50 Citigroup First Investment 8 Hong Kong, China Deutsche Bank 2016.04.28 1.60 Management Limited Morgan Stanley & Co. International 9 U.K. HSBC Bank 2012.12.24 6.00 PLC. Morgan Stanley Investment 10 U.S.A HSBC Bank 2016.06.29 3.38 Management Inc. Mitsubishi UFJ Morgan Stanley 11 Japan Bank of China 2009.03.25 1.00 Securities Co., Ltd. 12 Goldman, Sachs & Co. LLC U.S.A HSBC Bank 2017.02.24 9.00 Goldman Sachs Asset Management 13 U.K. HSBC Bank 2016.11.28 3.02 International 14 Goldman Sachs International U.K. HSBC Bank 2019.07.30 12.00 The Hongkong and Shanghai Banking China 15 Hong Kong, China 2012.11.21 6.00 Corporation Limited Construction Bank HSBC Global Asset Management Bank of 16 Hong Kong, China 2016.04.28 3.00 (Hong Kong) Limited Communications HSBC Global Asset Management Bank of 17 Taiwan, China 2015.12.25 3.00 (Taiwan) Limited Communications 18 Deutsche Bank Aktiengesellschaft Germany Citibank 2019.04.18 10.00 Standard 19 ING Bank N.V. Netherlands 2015.04.28 0.70 Chartered JPMorgan Chase Bank, National 20 U.S.A HSBC Bank 2014.10.30 6.00 Association China 21 JF Asset Management Limited Hong Kong, China 2016.07.27 15.25 Construction Bank China 22 JPMorgan Asset Management Taiwan Taiwan, China 2015.06.29 2.90 Construction Bank 23 J.P.Morgan Securities Plc U.K. HSBC Bank 2017.02.24 10.00 24 Credit Suisse (Hong Kong) Limited Hong Kong, China HSBC Bank 2013.05.03 6.00 Industrial and 25 Credit Suisse AG Switzerland Commercial Bank 2012.03.09 3.00 of China Bank of 26 Nikko Asset Management Co.,Ltd. Japan 2019.04.29 6.50 Communications Standard Chartered Bank (Hong 27 Hong Kong, China Bank of China 2012.09.19 1.75 Kong) Limited China 28 Hang Seng Bank Limited Hong Kong, China 2012.11.21 1.50 Construction Bank Industrial and Daiwa Securities Capital Market Co., 29 Japan Commercial Bank 2004.07.05 0.50 Ltd. of China 30 DAIWA Asset Management Co. Japan Bank of China 2010.11.26 2.00 31 Merrill Lynch International U.K. HSBC Bank 2019.04.29 19.40 Bill & Melinda Gates Foundation 32 U.S.A HSBC Bank 2014.02.25 4.00 Trust 33 Cascade Investment, L.L.C. U.S.A Deutsche Bank 2014.05.30 2.00 34 Société Générale France HSBC Bank 2019.04.29 27.00 Standard 35 Barclays Bank PLC U.K. 2019.08.08 26.52 Chartered Industrial and 36 BNP Paribas France Commercial Bank 2013.07.26 3.50 of China BNP Paribas Investment Partners 37 Hong Kong, China Bank of China 2015.05.29 5.70 Asia Limited Shinhan BNP Paribas Asset 38 Korea HSBC Bank 2014.10.30 1.50 Management Co., Ltd. Industrial and 39 Commerzbank AG Germany Commercial Bank 2016.03.30 0.20 of China China 40 Power Corporation of Canada Canada 2004.11.21 0.50 Construction Bank Credit Agrigole Corporate and 41 France HSBC Bank 2005.01.10 0.75 Investment Bank China 42 Amundi Hong Kong Limited Hong Kong, China 2012.01.20 1.00 Construction Bank INVESCO Asset Management 43 U.K. Bank of China 2015.04.28 1.25 Limited Standard 44 GIC Private Limited Singapore 2014.03.28 15.00 Chartered Martin Currie Investment 45 U.K. Citibank 2016.08.30 0.76 Management Ltd 46 Temasek Fullerton Alpha Pte Ltd Singapore HSBC Bank 2013.10.30 15.00 Industrial and Fullerton Fund Management 47 Singapore Commercial Bank 2012.10.30 2.50 Company Ltd of China 48 PineBridge Investment LLC U.S.A Bank of China 2015.09.28 2.92 PineBridge Investments Management 49 Taiwan, China Citibank 2018.09.29 1.00 Taiwan Limited The Dai-ichi Life Insurance 50 Japan Bank of China 2012.05.04 2.50 Company，Limited Agricultural Bank 51 DBS Bank Ltd Singapore 2013.09.26 2.00 of China 52 KBC Financial Products UK Limited U.K. Citibank 2011.01.07 0.20 Industrial and 53 KBC Asset Management N.V. Belgium Commercial Bank 2011.01.07 2.10 of China 54 The Bank of Nova Scotia Canada Bank of China 2015.11.27 0.85 La Compagnie Financierr Edmond de 55 France Bank of China 2012.01.20 2.00 Rothschild Banque 56 Yale University U.S.A HSBC Bank 2008.05.19 1.50 China 57 AMP Capital Investors Limited Australia 2012.10.30 5.00 Construction Bank Eastspring Investment(Hong Kong) Agricultural Bank 58 Hong Kong, China 2013.08.28 3.50 Limited of China Eastspring Securities Investment 59 Taiwan, China HSBC Bank 2016.11.28 0.20 Trust Co.Ltd. 60 Stanford University U.S.A HSBC Bank 2018.10.31 1.77 Industrial and 61 United Overseas Bank Limited Singapore Commercial Bank 2006.11.07 0.50 of China Schroder Investment Mangement Bank of 62 U.K. 2012.11.21 4.25 Limited Communications 63 Mizuho Securities Co.,Ltd Japan China 2007.02.13 0.50 Construction Bank Sumitomo Mitsui Asset Management 64 Japan Citibank 2016.08.30 2.79 Company, Limited Sumitomo Mitsui Banking 65 Japan Bank of China 2012.05.04 1.00 Corporation 66 Norges Bank Norway Citibank 2015.02.13 25.00 67 Pictet Asset Management Limited U.K. HSBC Bank 2015.11.27 1.08 The Trustees of Columbia University 68 U.S.A HSBC Bank 2015.09.28 0.20 in the City of New York Prudential Financial Securities 69 Taiwan, China HSBC Bank 2014.06.30 1.20 Investment Trust Enterprise Robeco Institutional Asset 70 Netherlands Citibank 2015.11.27 1.26 management B.V. Industrial and Mirae Asset Global Investments Co., 71 Korea Commercial Bank 2013.05.03 3.50 Ltd. of China Platinum Investment Company 72 Australia HSBC Bank 2014.06.30 3.00 Limited State Street Global Advisors Asia Standard 73 Hong Kong, China 2008.11.03 0.50 Limited Chartered Caisse de dépot et placement du Qué 74 Canada HSBC Bank 2016.04.28 6.50 bec Samsung Investment Trust 75 Korea Bank of China 2015.04.28 6.50 Management Co., Ltd. Oversea-Chinese Banking China 76 Singapore 2016.09.29 0.78 Corporation Limited Construction Bank 77 AllianceBernstein Limited U.K. HSBC Bank 2010.05.31 1.50 Industrial and Chubb INA International Holdings 78 U.S.A Commercial Bank 2008.11.13 1.50 Ltd. of China Industrial and President and Fellows of Harvard 79 U.S.A Commercial Bank 2016.03.30 0.50 College of China 80 T. Rowe Price Associates, Inc. U.S.A HSBC Bank 2015.11.27 1.60 The United Arab 81 ABU Dhabi Investment Authority HSBC Bank 2019.06.24 35.00 Emirates Industrial and 82 Allianz Global Investors GmbH Germany Commercial Bank 2012.08.16 2.00 of China Allianz Global Investors Taiwan 83 Taiwan, China Deutsche Bank 2015.07.29 0.62 Limited 84 Capital International, Inc. U.S.A HSBC Bank 2009.03.31 1.00 Ashmore Equities Investment 85 U.S.A HSBC Bank 2013.05.31 0.25 Management(US) LLC Industrial and Ashmore Investment Management 86 U.K. Commercial Bank 2012.08.21 3.50 Limited of China First State Investment Management 87 U.K. Citibank 2015.01.30 6.30 (UK) Limited Hanwha Investment Trust 88 Korea Citibank 2012.09.19 2.38 Management Co., Ltd. Industrial and 89 UOB Asset Management Ltd Singapore Commercial Bank 2009.08.25 0.50 of China 90 Bank Negara Malaysia Malaysia HSBC Bank 2014.07.30 15.00 Lloyd George Management (Hong 91 Hong Kong, China HSBC Bank 2009.11.06 0.50 Kong) Limited China 92 The Korea Development Bank Korea 2016.09.29 1.40 Construction Bank 93 Templeton Investment Counsel, LLC U.S.A HSBC Bank 2012.07.17 3.00 Industrial and BEA Union Investment Management 94 Hong Kong, China Commercial Bank 2009.12.08 1.00 Limited of China Industrial and 95 Woori Bank Co., Ltd Korea Commercial Bank 2009.12.30 0.50 of China Industrial and Korea Investment Trust Management 96 Korea Commercial Bank 2014.10.30 3.00 Co., Ltd of China The Sumitomo Trust & Banking Co., 97 Japan Citibank 2009.12.31 0.50 Ltd. 98 Baring Asset Management Limited U.K. HSBC Bank 2010.02.10 2.00 Industrial and Manulife Asset Management (Hong 99 Hong Kong, China Commercial Bank 2012.07.17 3.00 Kong) Limited of China 100 Tongyang Asset Management Corp. Korea Citibank 2012.05.17 0.70 Industrial and 101 Royal Bank of Canada Canada Commercial Bank 2010.08.19 1.00 of China Ivy Investment Management 102 U.S.A HSBC Bank 2010.09.01 1.00 Company 103 OFI Asset Management France Standard 2010.10.24 1.50 Aberdeen Standard Investments Chartered 104 Singapore Citibank 2016.01.27 0.77 (Asia) Limited Fidelity Investments Management 105 Hong Kong, China HSBC Bank 2015.03.26 12.00 (Hong Kong) Limited Legg Mason Investements (Europe) 106 U.K.
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