Asia's Premier Trading Strategy and Technology Conference

11th Annual

Book by 30th August 2014 to

save up to USD 900 19 - 20 November 2014 Marina Bay Sands, Singapore

Co-located with:

Asia’s premier trading strategy and technology conference

Gain insights from:

Christophe Roupie, Christoph Mast, Magnus Böcker, Ronan Ryan, Global Head of Trading and Managing director and global Chief Executive Officer, Chief Strategy Officer, Securities Financing, AXA head of trading, SGX IEX Investment Managers Allianz Global Investors

Ray Kan, Rob Scott, Kent Rossiter, Sanjay Aswathi, Head of Information Head of Operations & Technology, Head of Asia Pacific Trading, Director, Technology, Nikko Asset Management Allianz Global Investors Eastspring Investments Allianz Global Investors Asia Limited

Global heads of Asian heads of Shangai - Hong Kong Trading Architecture trading forum trading forum Connect Project Innovative trading technologies Asia’s role in a global portfolio Sourcing liquidity in Asia Access to China made easier? for better execution

LEAD SPONSOR PRINCIPAL SPONSORS SPONSORS AND EXHIBITORS

KEYNOTES

Christophe Christoph Mast, Roupie, Global Managing director Magnus Böcker, Ronan Ryan, Head of Trading and global Chief Executive Chief Strategy and Securities head of trading, Officer, Officer, Financing, AXA Allianz Global SGX IEX Investment Investors Managers

David Bridge, Alfred Sam Hou, Founding Member, Trading experts Associate Director, Managing Member, President, PAAMCO True Arrow Capital Management Kent Rossiter, Jason Chin, Head of Asia Pacific Trading, Technology experts Allianz Global Investors Parter, Garlic Capital Corporation Sanjay Aswathi, Ray Kan, Director, Stephen Fisher, Head of Information Technology, Eastspring Investments Chairman, Principal and Chief Allianz Global Investors Investment Officer, James Levy, First Degree Global Asset Victor Ekong, Head of Dealing, Asia-Pacific, Management Pte Ltd SVP, Head of Market Data Services Asia HSBC Global Asset Management Pacific, Ee-Han Toh, Citi Chi Lo, CIO, Portfolio Manager, Ian Cohen, Senior Strategist, GM Capital Management BNP Paribas Investment Partners Asia Managing director, COO Equities Asia, Tanmai Sharma, Chief Strategy Officer Global Equities, Giovanni Beliossi, Founder and Chief Executive Officer, HSBC Managing Partner, Mesitis FGS Capital Allan Reyes, Catalin Burlacu, Head of Investments Technology, Vishtaspa Rana, Fund Manager, MetLife Alico Life Insurance K.K. Manager - Investment Operations, Maiora Asset management Tata Asset Management Rob Scott, Gaurik Shah, T Head of Operations & Technology, Andy Maynard, Nikko Asset Management Asia Trader and Senior Analyst, Global Head of Trading and Execution, Limited Monsoon Capital Pte Ltd CLSA Richard Waddington, Saurabh Singal, Ian Smith, CEO, Managing Partner, Managing Director – Head of Electronic Sherpa Funds Trading Asia, Goldman Sachs Ankam Partners Ashok Kalyanswamy, Luke Lim, Damian Hoult, Global head of equities and futures Global Head of Execution Services, Head, Corporate Development (B2B), technology, Macquarie Phillip capital Macquarie

Andy Cheung, Hugh Spencer, Vinay Pampapathi, AES Head of Sales, Regional Head of Trading (Asia), Equities Technology, Credit Suisse Janus Capital Daiwa Capital Markets

Michael Mollemans, Jeffrey Lee, Hai Tran, Head of Sales Trading APAC, MD & CIO, Head of Equities IT, Pavilion Global Markets Phillip Capital Management TZE San Investment

Jonathan Green, Zhijian Wu, Stuart Gurr, Director, Head of Electronic & Program CEO, Head of Global Trading Technology, Distribution, Equities, Barclays Capital Woodsford Capital Management RBS

Arthur Tricoire, Director, Business Umesh Jain, Nick Ronalds, Managing Director – Head Development APAC, S&P Capital IQ – Chief Technology Officer,National of Equities, Asia Securities Industry & Real-Time Solutions Stock Exchange of India Limited Financial Markets Association Glenn Wasserman, SVP and Global Edward Stockreisser, Head of Product Management, Trading Jenny Chiam, Chairman, Asian Association of Solutions, Interactive Data Senior Vice President, Head of Indepdent Research Providers Securities, Singapore Exchange Louis Lovas, Director of Solutions, Philip York, One Market Data Industry experts Chief Executive Officer, Alt 224 Group Cedric Roll, Zennon Kapron, CTO, Paul Schulte, 8securities Managing Director, CEO, Kapron Asia Schulte Research Exchanges Ned Philips, Peter Elston, Keith Van Niekerk, Director, Investment strategist, multi-asset fund Manager - Securities and Clearing Alt Advisory manager, and asset allocator Systems, New Zealand Exchange Tony Mckay, Chuck Chon, Tobias Preis, Associate Professor of Chief Executive Officer, Chairman and CEO, Behavioural Science and Finance, SBI Japannext Tmackay Warwick Business School

Heads of Trading (buyside) special add on Champagne Roundtable (invitation only)

One of the highlights of TradeTech is our heads of trading buy side roundtable. If you are a head of trading then please join your peers for an honest and strictly confidential discussion. If you’d like apply for a pass please contact Mitha Srinivasan at [email protected]

Hosted by: Participants Include:

Kent Rossiter, Head of Asia Pacific Trading, Christine To, Vice President - Head Of Asian Trading, Equity, Trowe Price Allianz Global Investors Todd Prado, Global Head of Equity Dealing, First State Investments Gregory D. Atkinson, Global Head of Trading, Nikko Asset Management Stephen Mantle, Head of trading – Asia, State Street Global Advisors James Levy, Director, Head of Dealing, Asia-Pacific,H SBC Global Asset Management Sanjay Aswathi, Director, Eastspring Investments Marie Lim, Senior Director and Head of Central Dealing, UOB Asset Management Mark Biallas, Head of Trading, Portland Investments Steven McCole, Head of dealing, Asia, Martin Currie Investment Management Kendall Tse, Senior Equity Trader, Robeco Asset Manager Hugh Spencer, Regional Head of Trading (Asia), Janus Capital Saurab Singal, Managing Partner, Ankam Partners Hai-Tao Fuan, Senior Trader, Marshall Wace Tim Bruenjes, Head of Asian Trading, PIMCO Asia Vishtaspa Rana, Manager - Investment Operations, Tata Asset Management

Dear colleague, Kent Rossiter, We have spent the last four months discussing and creating Head of Asia Pacific Trading, the agenda for the 11th Annual TradeTech Asia conference Allianz Global Investors co-located with Trading Architecture. Join us this November in Singapore to share your insights as well.

Address your critical challenges

Sanjay Aswathi, Marina Bay Sands is the perfect place to enjoy the richly Director, rewarding learning and networking experience that is TradeTech Eastspring Asia 2014. The conference will cover: Investments

• Market update: Hear from leading buy-side firms in Asia, Europe and the US about their trading preferences, strategies and requirements. Vinay Pampapathi, • Regulation: With an increasing pressure from regulators to Executive Director, Head of Equities Technology, Asia, track and report all trades, how can your firm best prepare for Daiwa Capital Markets 2015?

• China: Can investors effectively access China through the Shanghai-Hong Kong Stock Connect project?

• Dark pools: Discussions that will shed light on its structure Philip York, Chief Executive Officer, and associated regulatory requirements Alt 224 Group

• Multi-asset: What do you need to know while building a multi- asset trading system?

• International vs. Regional broker: How can your regional broker help you while entering emerging markets? Ashok Kalyanswamy, Global Head of Equities and Futures Technology, • Exchanges: How are Asia’s leading exchanges updating their Macquarie systems to remain competitive?

• HFT: Examining Asia’s market structure and its impact on HFT

We look forward to seeing you this November.

Yours sincerely,

TradeTech Asia Advisory Board

Register Now! www.tradetechasia.com [email protected] +65 6722 9455 Engage Innovative formats that deliver a captivating, interactive experience

Design the conference agenda yourself and bring to These informal subject-specific roundtables give you a light the next big opportunity or challenge that you’ll be unique opportunity to drill down into the details of an issue facing in your organisation. At the end of Day 1, reflect on the that is really important to you by probing the knowledge and next big thing you’re facing that hasn’t yet been addressed expertise of industry market leaders. Each roundtable is limited and put your suggestion into the Unconference Box. The next to 10 people for maximum interaction and is designed for day, the most popular topics will be chosen for our interactive you to meet like-minded peers and source practical solutions roundtables. A unique opportunity to prepare for the next big collaboratively. An exceptional way to genuinely get to grips step-changes in your industry. with your key challenges.

These bespoke sessions, run by proven leaders on key In this innovative and interactive format, spend 20 min- subject matters, provide you with the opportunity to address utes listening to a best-practice case study before the speak- your specific concerns in the privacy of a 1-2-1 meeting. Book er challenges you as an audience to find a solution to one of your clinic in advance on the topic that features highest on his key unsolved challenges. You’ll then engage in a small your priority list, prepare your questions for the clinic leader interactive roundtable discussion before each group presents and then benefit from your exclusive 1-2-1 time. You’ll leave its conclusions to the audience. Take away different approach- your personalised session armed with fresh inspiration, advice es to the same challenge from your fellow industry peers! and a bespoke, practical toolkit.

Over the years, TradeTech Asia has become the premier industry even in the region. It is good to hear from the regulators and exchange professionals, meet old colleagues and fellow professionals, and the parties were great as well. Overall, an extremely beneficial and enjoyable event.

Saurabh Singal, Managing Director, Ankam Partners

Register Now! www.tradetechasia.com [email protected] +65 6722 9455 Key Benefits Why Attending TradeTech Asia 2014 Delivers A Demonstrable ROI

CUTTING-EDGE CONTENT TO ADDRESS YOUR TOP CHALLENGES

❱❱ Global heads of trading forum: Hear global heads from leading buy side institutions on what role Asia plays in their global portfolio ❱❱ Asian heads of trading forum: How are the top regional players sourcing for liquidity and complying to increasingly tough regional regulations? ❱❱ SGX: Hear an update from Magnus Bocker, CEO of SGX on the journey of an exchange over the next 20 years ❱❱ Hear from Ronan Ryan, Chief Strategy Officer of IEX on the impact of HFT in Asia after the release of ‘Flash Boys ❱❱ Shangai-Hong Kong Connect Project: Understand its’ implications for investors in Asia ❱❱ Dark pools: Will the structure and participants change given increasing regulations? ❱❱ Trading Architecture: A focused stream on technology dedicated to heads of technology

UN-MATCHED NETWORKING TO ENSURE YOU MEET THE RIGHT PEOPLE

Online At the event

❱❱ Parallel streams with different themes ensure that you attend the sessions of most relevance to you and network with like-minded people Trade Tech Pan-Asia Network ❱❱ Join us at a drinks reception at the end of day one to recap and discuss the day’s topics in an informal enviroment

❱❱ Interactive roundtables: Profiled delegates ensure you meet with @TradeTechAsia like minded trading professionals to solve the same challenges together

❱❱ Create a personal connection in a social context over multiple www.thetradetechblog.com breakfast, coffee and lunch breaks as well as drinks and dinner

www.tradetechasia.com

Register Now! www.tradetechasia.com [email protected] +65 6722 9455 Who Attends Asia’s premier trading strategy and technology conference

senior level Buyside and Sellside Companies n Buy side - Trader ...... 38% Who attended in 2013 included n Buy side - Other ...... 11% n Sell side - Trader ...... 14% Fusion Systems Japan Co., Ltd. • Sapient Consulting Pte Ltd • Flextrade n Technology experts ...... 10% • Solace Systems • Futures Business n Sell side - Other ...... 3% Development • Otkritie Capital • J.P. n Exchange ...... 4% Morgan Securities (Asia Pacific) Limited n Vendor ...... 13% • DEVnet Holding GmbH • JP Morgan • Fidessa • 360T • Deutsche Bank n Others ...... 5% • NYSE Euronext • Liquidnet Asia n Press ...... 2% Limited • Merril Lynch (Singapore) Pte Ltd. • BNP Paribas • JSE Limited • BNP Paribas Hong Kong Branch • Merrill Lynch (Asia Pacific) Ltd • Bank From Asia and around the world of America Merrill Lynch • HSBC • Hatstand • Hatstand Consulting • n Singapore ...... 62% Mint Partners (Singapore) • PT Mandiri n Hong Kong ...... 17% Sekuritas • Morgan Stanley • OCBC n UK & Europe ...... 4% Securities • ABN AMRO Clearing • Citi • Jefferies • Societe Generale • Moscow n Europe ...... 4% Exchange • InfoTrie Financial Solutions • n US & Canada ...... 4% National Stock Exchange of India Limited n Australia ...... 3% n Japan ...... 2% n India ...... 2% Want the entire n Others (Malaysia, Indonesia, list of attendees? China, Philippines, South Korea, Email us at South Africa, Thailand, Russia, Saudi) ...... 2% [email protected]

“As a head of buy-side operations and “TradeTech Asia is a must technology, this conference provides a attend event for those traders great yearly opportunity to interact with wanting to stay atop best and hear from the industry’s buy-side practice, tools and technology traders, and end-to-end technology for their desk” providers”

Rob Scott, John Tompkins, Director, Head of Asset Management Operations, Asia Pacific Ex-Japan, Head of Trading, Deutsche Asset Management Senrigan Capital Group

08.00 Registration, coffee & opportunity to view exhibition Kent is the Head of Regional Asia Pacific Trading for Allianz Global Investors which have assets under management in excess of EUR 291billion. He has over twenty years investment experience and is best suited to lead a roundtable discussion exclusive to 08.45 Conference opening remarks heads of trading from the buy side to discuss day to day challenges and solutions. He will Mitha Srinivasan, also be presenting a summary of the discussions on the morning of day two. Conference Director, TradeTech Asia 10.20 SGX: The journey of an exchange over the next 20 years Magnus Böcker, NAVIGATING ASIA’S MARKETS Chief Executive Officer, SGX

08.50 Chairman’s opening remarks 10.40 Networking morning refreshments & opportunity to view Ned Philips, exhibition Director, Alt Advisory Ned specializes in electronic and alternative trading in Asian Equity markets. He has vast 11.20 Guest keynote speech: Can Google predict the stock experience in equity trading and will be chairing TradeTech Asia. He is best suited to start market? the conference with an industry summary and concluding the conference by leading an »» Can big data resources provide insights into crises in financial markets? informal session on the future of equity trading in Asia. »» Providing insight into international differences in economic wellbeing by comparing patterns of interaction with the Internet 09.00 Global Heads of Trading Forum: How crucial is and what »» How to combine extensive behavioural data sets offers for a better understanding of role does Asia play in your portfolio? large scale human economic behavior »» How are global trading strategies being tailored for Asia and with what success? Tobias Preis, Associate Professor of Behavioral Science and Finance, »» How to best source liquidity on a global basis: which asset classes provide the best Warwick Business School returns and which regions show the most promise? Tobias Preis is an Associate Professor of Behavioural Science and Finance at Warwick »» To what extend is the role of the trader evolving? Are traders having more control over Business School. His recent research has aimed to carry out large scale experiments on stock selections and do they want more control? complex social and economic systems by exploiting the volumes of data being generated »» How will regulatory change in the US and Europe affect global trading and to what by our interactions with technology. He will be presenting on the topic “Can Google predict extent will Asia be affected? the stock market?” »» Are we seeing low touch trading growing in market share globally or are we reaching a plateau? 11.40 A spot light on dark pools: Are dark pools providing Christophe Roupie, Global Head of Trading and Securities Financing, liquidity that lit markets are not AXA Investment Managers »» Detecting toxic liquidity in dark pools: How can it be identified and avoided? Christoph Mast, Managing director and global head of trading, »» What should dark pools operators monitor to prohibit fraudulent activity and market Allianz Global Investors manipulation? Andy Maynard, »» Midpoint price matching: Is it a fair reflection of the current overall market price? Global Head of Trading and Execution, CLSA »» Are the rules governing dark pools fair to every type of investor? Will there be more need for public disclosure? As the Global Head of Trading and Securities Financing (TSF) for AXA Investment »» Are you getting best execution while trading in dark pools? Managers, Christophe oversees equity, fixed-income, forex and derivatives trading activity, »» Looking beyond 2014: Will dark pools flourish in Asia? as well as securities lending and repo on desks located in Paris, London and Greenwich. He is best suited to be part of the global heads of trading forum to discuss the importance Sanjay Aswathi, Asia plays within AXA’s global portfolio. Director, Eastspring Investments As the managing director and global head of trading at Allianz Global Investors, Christopher Michael Mollemans, oversees trading teams in the US, Asia and Europe. Having spent almost 10 years as an Head of Sales Trading APAC, Pavilion Global Markets emerging markets specialist, Christoph is best suited to join the discussion on how global trading strategies are being tailored for Asia and with what success. Sanjay has been working with Eastspring Investments for close to seven years, and has been with the dealing desk for around four years now, looking at India and derivatives. India is his main market and has extensive knowledge in its regulatory environment and market structure. 09.40 Asian Heads of Trading Forum: How to navigate the He will be taking part in a discussion that focuses on the structure and usage of dark pools. quickly developing markets of Asia »» How are you best managing to source liquidity today in Asia? 12.20 Networking lunch & opportunity to view exhibition »» Which markets are attracting your interest? 1-2-1 Drop in clinics »» What effects are fragmentation, prevalence of dark pools and potential regulation having on your bottom line?

»» Asia as a unified block: Can standardization be achieved across the different regions in CHOOSE YOUR TRACK Asia? »» What unique challenges do the Asian markets pose making your job difficult? 4A, 4B or 4C Kent Rossiter, Head of Asia Pacific Trading, Allianz Global Investors James Levy, Director, Head of Dealing, Asia-Pacific, 4 TRACK A HSBC Global Asset Management TradeTech Asia Ian Smith, Managing Director – Head of Electronic Trading Asia, NEW TRADING TOOLS & STRATEGIES Goldman Sachs Chair: Ned Phillips, CEO, Altex Advisory

13.30 How can you successfully gauge opportunities for order Edward has 15 years of experience in Independent Research in Asia, New York and London, and is the chairman and co-founder of the Asian Association of Independent Research matching through the usage of IOIs? Providers. The AsiaIRP is the trade body for the Asian independent investment research »» How can you effectively determine the legitimacy of IOIs? industry. He is best suited to lead a panel discussion on how the buy side can effectively access independent research and also discuss the impact of the FCA initiative on »» Executable IOIs: Can IOIs be recast as firm quotes? commission unbundling in Asia. »» Discussing the concept of “you see what you show”: How fair is this? Paul Schulte has had a career in equity research which spans 22 years on both the buy and »» Usage of IOIs in dark pools: What should investors be aware of? sell sides covering the Asian and emerging markets. He also has 5 years of government »» How will IOIs be used in 2015 and beyond? policy experience in emerging markets. He is best suited to discuss the impacts of the FCA Kendall Tse, initiative in Asia and how firms can best access independent research. Senior Equity Trader, Robeco Asset Manager

13.50 How to structure your quantitative trading strategy to 4 TRACK B effectively overcome the implementation gap challenge TradeTech Asia »» What are the main challenges in quantitative trading and how can you overcome them? RE-THINKING ALGOS »» How have approaches in quantitative equity trading changed? »» How does applying QET to systematic and traditional portfolios differ from one and Chair: other? Jordan Iordanov, Vice President, Mocho Trading »» Discussing the differences between high frequency and traditional quantitative strategies 13.30 From customized to commoditized: Redefining how »» How have changing investment ideas and the growth of risk management impacted the QET marketplace? traders are using algorithms to outperform »» The next generation of algorithms: How are players differentiating themselves from one Giovanni Beliossi, and other? Managing Partner, FGS Capital »» What is the impact of algo commoditization? How can traders take advantage of the Saurabh Singal, change? Managing Partner, Ankam Partners »» The bespoke approach of customising algorithms to reflect individual trading styles: How cost effective is this approach? With over 20 years of experience in managing equity-market-neutral portfolios, Giovanni »» Keeping pace with evolving algos: How can you ensure your algos are still best is responsible for portfolio management since co-founding the firm in 2002. He also has performing? experience in setting up and managing Pan European long/short equity market neutral portfolios. He will be presenting on how one can create a successful quant strategy and the »» Will there be gravitation back to algo customization? impact of HFT in Asia’s markets. Vishtaspa Rana, Manager - Investment Operations, Tata Asset Management Saurabh has over 16 years of experience in working for leading Investment banks and hedge funds and manages two business ventures - Ankam Partners and also Sankhyaa Catalin Burlacu, Research. The quantitative models he designed were utilized to manage portfolios Fund Manager, Maiora Asset management aggregating over USD 250 million. He has vast experience in quantitative modelling and will be presenting on how to create a robust quantitative trading strategy. Hugh Spencer, Regional Head of Trading (Asia), Janus Capital 14.30 What are the critical success factors for an efficient Raphael Bizeau, Systematic Trade Execution, Bluecrest Capital Management multi-asset class trading desk and how can you Vishtaspa is in charge of the investment operations at Tata Mutal Fund for over 10 years implement one now. His responsibilities include managing the equity cash market, derivatives and algo Peter Elston, trading. Given his expertise in the Indian market, Vishtaspa will be leading a roundtable Investment strategist, multi-asset fund manager, and asset allocator discussion on the Indian equity trading market. Peter has experience in building systematic framework for generating medium-term Catalin has vast experience in managing funds using proprietary and systematic models asset class expected returns. His passion is seeking out non-randomness in markets and in intraday/high-frequency space and long-short market neutral. Having worked with building asset allocation strategies and believes that much of the non-randomness can be numerous high profile institutions such as Millennium Partners, Morgan Stanley, and found is the result of behavioral herding. He is best suited to present on how to create an Barclays Global Investors, he is an expert at managing the investment process and effective multi-asset allocation strategy. managing the product development, risk & strategy of the business. He is best suited to be a part of a discussion on HFT. 14.50 FCA & Paper PS14/7: Implications for a brave new world Hugh has spent the last three years with Janus Capital in Singapore primarily trading Asian equities and derivatives. He also has vast sell side experience having worked with of pricing research and it’s implications in Asia large firms such as NewEdge and UBS Securities. He is best suited to join the Asia heads »» How do you differentiate between permissible and non-permissible research? of trading forum to provide his perspective on how and where Asia’s equity markets are »» How can you overcome the monetary and regional challenges of building an in-house moving towards. research team? »» Assessing the most effective criteria for measuring the quality of research 14.20 Case study: How to completely understand, develop and »» Linking research rankings to commissions: Exploring incentive mechanisms that could use an algo that best suits your business needs drive higher standards of research from brokers Jason Chin, Edward Stockreisser, Chairman, Partner, Garlic Capital Corporation Asian Association of Independent Research Providers Jason has co-founded and engaged in several startup businesses spanning across Paul Schulte, technology, consumer and media sectors. Currently, he is a partner with a hedge fund CEO, Schulte Research that specializes in generating alpha returns through proprietary trading using quantitative James Levy, Director, Head of Dealing, Asia-Pacific, algorithms and extraordinary market events. He is best suited to present on how to HSBC Global Asset Management effectively create and use an algorithm that best suits your business needs.

14.40 How to strengthen the buy-side/broker relationships by »» How to integrate different business cylos for a more consolidated trading strategy rethinking communication channels »» Understanding the importance and building a nimble back end for effective trade execution Soenke Steinert, Allan Reyes, Head of Investments Technology, Senior Manager, Equities Trading, Quoniam Asset Management MetLife Alico Life Insurance Jonathan Green, Director, Head of Electronic & Program Distribution, Equities, Barclays Capital As the Head of Investments IT, Allan’s current mission is to lead technological initiatives for revamping the technological platform and systems to support the Japan Investments unit of Andy Cheung, MetLife Alico. He has extensive work experience in the Financial IT industry encompassing AES Head of Sales, Credit Suisse the Front office, Middle office and Back office units as a manager, developer and solutions architect/solutions provider. He will be presenting on the topic ‘creating an efficient multi- asset trading system’.

4 TRACK c 14.40 What are the latest and cost effective latency Trading Architecture Asia infrastructures available and how can you best measure CONNECTING REGULATION & TECHNOLOGY their Return on Investment? »» How to effectively evaluate changing latency requirements and modify current systems Chair: accordingly Philip M York, CEO, Alt 224 Group »» How to source appropriate latency providers given different latency efficiency requirements (propagation latency, transmission latency and processing latency) 13.30 How can your technology solutions meet the stringent »» Latency vs. Cost: Developing a clear criteria for investment demands of the increasingly tough international and »» Establishing latency monitoring and audit procedures to ensure constant performance and to identify future areas for improvement domestic regulatory environment? Stuart Gurr, »» How to effectively meet regulatory deadlines by fully understanding the impact of Head of Global Trading Technology, RBS regulations on technology Glenn Wasserman, SVP and Global Head of Product Management, »» Examining the differences amongst local regulators in their interpretations and timelines for international legislation Trading Solutions, Interactive Data »» How to set up a practical framework for open communication between your technology, Arthur Tricoire, Director, Business Development APAC, compliance and legal teams to meet regulatory requirements S&P Capital IQ – Real-Time Solutions »» Discussing possible future regulations and the impact they might have on your Stuart is responsible for the Infrastructure change agenda within region, via the provision technology of Project Management and PMO governance services while running a diverse portfolio Ian Cohen, Managing director, COO Equities Asia, Chief Strategy of work spanning Data Centre build outs, application deployments, Risk and Compliance Officer Global Equities, HSBC initiatives right through to significant new Property initiatives. He is best suited to give a futuristic view on the novel technologies the market is adopting and carefully evaluate Rob Scott, Head of Operations & Technology, them. Nikko Asset Management Vinay Pampapathi, Executive Director, Head of Equities Technology, Asia, 15.30 Networking afternoon refreshments & opportunity to view Daiwa Capital Markets exhibition At HSBC, Ian is responsible for the development and operation of HSBC’s Asian equities business and for the global strategy of HSBC’s equities franchise. As the chairman of the Equities Committee of ASIFMA, Ian represents and advises the regions Stock Exchanges CHOOSE YOUR TRACK and Regulators on behalf of the international broker dealer community. He is best suited to be a part of a discussion focusing on the differences in regulation one must be aware of 4A, 4B or 4C while trading across Asia. Over 25 years, Rob has performed a range of roles throughout the global finance industry value chain; buy and sell-side; retail and institutional; front, middle and back office, 4 TRACK A finance, project/change management, and 3rd-party service provision. He is best suited to be part of a discussion on what technology upgrades are needed for effective regulatory TradeTech Asia compliance. BUY-SIDE EXCLUSIVE ROUNDTABLE DISCUSSION As the Regional Equity Business Manager, Vinay manages the operational and infrastructure side of the Equities business. He has several years of experience in building 16.10 Heads of Trading Champagne Buy Side Roundtable and integrating applications, reference data systems and data warehouses as well as (invitation only) implementing workflow and process management systems. He is best suited to be a part of discussions that focus on the impact of the SFC electronic trading regulations and the One of the highlights of TradeTech is our heads of trading buy side roundtable. If you are a challenges in creating a multi-asset trading platform. head of trading then please join your peers for an honest and strictly confidential discussion. If you’d like apply for a pass please contact Mitha Srinivasan at [email protected] 14.20 What are the challenges and opportunities in integrating Hosted by: Kent Rossiter, multiple asset classes into one trading platform? Head of Asia Pacific Trading, Allianz Global Investors »» How to build a multi asset trading platform for seamless trade execution and cost Featuring: efficiencies Christine To, »» What are the data needs for a viable cross-asset trading strategy? Vice President - Head Of Asian Trading, Equity, Trowe Price »» How to overcome the challenges of combining OTC clearing and exchange-traded clearing in one system Todd Prado, Global Head of Equity Dealing, First State Investments

Sanjay Aswathi, India: How are regulators planning to create a safe Director, Eastspring Investments trading environment? Gregory D. Atkinson, Vishtaspa Rana, Manager - Investment Operations, Global Head of Trading, Nikko Asset Management Tata Asset Management Marie Lim, Senior Director and Head of Central Dealing, UOB Asset Management Asia’s HFT markets: How can we prevent a flash crash? Mark Biallas, Head of Trading, Portland Investments Access to China: How can investors take advantage of Steven McCole, China opening its gates? Head of dealing, Asia, Martin Currie Investment Management David Bridge, Kendall Tse, Associate Director, PAAMCO Senior Equity Trader, Robeco Asset Manager As the Associate Director of PAAMCO’s Singapore office, David is responsible for hedge Hugh Spencer, fund manager evaluation and due diligence for the firm’s Asian focused investments. The Regional Head of Trading (Asia), Janus Capital firm has a high focus on the Chinese market and David has extensive experience working in Stephen Mantle, the market, Given, his vast experience, David is best suited to lead a roundtable discussion Head of trading – Asia, State Street Global Advisors on what is the most effective China market access strategy. Saurab Singal, Managing Partner, Ankam Partners 4 TRACK c Hai-Tao Fuan, Trading Architecture Asia Senior Trader, Marshall Wace RE-ASSESSING DATA & SYSTEM NEEDS Tim Bruenjes, Head of Asian Trading, PIMCO Asia Chair: Vishtaspa Rana, Philip M York, CEO, Alt 224 Group Manager - Investment Operations, Tata Asset Management James Levy, Director, Head of Dealing, Asia-Pacific, 16.10 How can you ensure that your platform can handle large HSBC Global Asset Management bursts of orders and trades while maintaining low and predictable latency? 4 TRACK B »» How to build/invest in a platform that can handle both sophisticated high touch trades TradeTech Asia and smart order routers? »» Integrating order and execution management systems to streamline the trading DRILL DOWN ROUNDTABLES experience while significantly reducing the amount of resources needed to support a robust EMS/OMS solution »» How to gain a competitive advantage by taking greater ownership of your execution 16.10 Understanding start up needs: How can you access a management technology sophisticated and cost effective trading settlement and »» How to effectively consolidate global trading activity across all asset classes into a custody solution? single EMS to achieve standardization of technology, workflows and processes »» How to use configurable pre-and post-trade compliance alerts and reports to meet Stephen Fisher, Chairman, Principal and Chief Investment Officer, varying investor requirements First Degree Global Asset Management Ashok Kalyanswamy, Tanmai Sharma, Global head of equities and futures technology, Macquarie Founder and Chief Executive Officer, Mesitis Vinay Pampapathi, Executive Director, Head of Equities Technology, Asia, Stephen has had twenty years experience as an investment professional with leading Daiwa Capital Markets investment management groups in the United States, Asia and Australia. His particular areas of expertise have been in quantitative analysis and in Central Bank reserves Luke Lim, Head, Corporate Development (B2B), management. His research on reserves management issues has been widely published Phillip Capital Management in academic and industry journals. He will be leading a roundtable that discusses the With over 20 years of industry experience, Ashok has a holistic view of technology across challenge of accessing a sophisticated and cost effective trading settlement solution. extranets, pre-trade, trading and post-trade systems, infrastructure and middleware. With Tanmai is the founder and Chief Executive Officer of Mesitis, a low-cost asset management high specialization in equities & futures and technologies from the front to back office, and investment platform for Accredited Investors. He will be leading a roundtable that Ashok is a perfect participant of a discussion that will focus on building a scalable multi- focuses on the importance of having a cost effective trading settlement solution. asset trading platform. As the Regional Equity Business Manager, Vinay manages the operational and How to achieve greater growth and higher profits by infrastructure side of the Equities business. He has several years of experience in building and integrating applications, reference data systems and data warehouses as well as effectively trading mid to small cap stocks implementing workflow and process management systems. He is best suited to be a part Ee-Han Toh, of discussions that focus on the impact of the SFC electronic trading regulations and the CIO, Portfolio Manager, GM Capital Management challenges in creating a multi-asset trading platform. Ee-Han Toh has vast experience in equity research, covering a broad range of sectors Luke heads Corporate Development (B2B) and Information Technology. He took up before moving onto portfolio management, where he held several senior positions development roles in Contracts for Difference, Exchange Traded Funds and Securities as managing equity funds, including mutual, sovereign wealth, proprietary and hedge funds, choice investment for investors. With over 10 years of working in both the buy and sell primarily within Asia ex-Japan. He is best suited to lead a roundtable discussion on how to side, Luke is best suited to be a part of a discussion on how your platform can handle large achieve greater growth and higher profits by effectively trading mid to small cap stocks. bursts of order while maintaining predictable latency.

16.50 Stand Out from The Crowd: Using technology to Hai Tran is in charge of trading system design and implementation at Tze San Investment, a small boutique fund in Singapore. He has experiences with electronic trading over many differentiate yourself from other Fund Managers asset classes, including forex, futures and equity. He is best suited to be a part of a panel Richard Waddington, discussion on how to create a user intuitive trading system. CEO, Sherpa Funds As CTO of 8 Securities, Cedric brings 14 years of experience in building technical Richard is a trader, technology entrepreneur and business builder with 20 years’ experience solutions for the financial industry. Having worked for online retail brokerages as well in Financial Markets. He manages Sherpa Funds, a hedge fund based in Singapore as institutional trading firms, Cedric brings with him a vast amount of knowledge on the and more recently Sherpa Technology that focuses on maintaining excellent investor trading technology universe. With a liking for innovation with a goal of creating simple relations through technology. He is best suited to present on how technology can help you solutions to complex problems, Cedric will be presenting on creating intuitive platforms to differentiate from your competitors. achieve higher performance standards. With over 15 years of industry experience, Puneet has vast experience in building large 17.20 How to build systems that are intuitive to user needs and scale global technology and product development teams. Previously, he has led product development, management and operations teams at number of early to mid-stage habits while maintaining high performance standards? companies growing product revenues from zero to $60MM. He is best suited to a be a part »» How to create highly interactive systems given increased interactions and consolidation of a discussion on the growing usage of data centres, proximity hosting and co-location. across systems »» How to build advanced visualization and reporting software to enhance user experience? 17.50 Cocktail drinks reception »» How to build a system that not only reports but predicts errors effectively? Unwind with your peers and discuss the key talking points from the conference over a drink Hai Tran, at our networking drinks reception Head of Equities IT, TZE San Investment Cedric Roll, 19.30 End of day one of TradeTech Asia 2014 CTO, 8securities Puneet Rakheja, Chief Operating Officer, Estee Advisors

08.30 Registration, coffee & opportunity to view exhibition technology, consumer and media sectors. Currently, he a partner with a hedge fund that specializes in generating alpha returns through proprietary trading using quantitative algorithms and extraordinary market events. He is best suited to present on how to 08.50 Chairman’s opening remarks effectively create and use an algorithm that best suits your business needs. Ned Philips, Director, Alt Advisory 10.30 Networking morning refreshments & opportunity to view exhibition RE-DEFINING THE BUY-SELL-EXCHANGE RELATIONSHIP 11.10 Expanding the pie: How to best manage Asia’s growing wealth & fund management industry 09.00 In conversation with the IEX: Understanding the IEX Jenny Chiam, business model and the impact of ‘flash boys’ on its Senior Vice President, Head of Securities, Singapore Exchange business Jeffrey Lee, Managing Director & Chief Investment Officer, »» How is the IEX looking to create a fair market place? Phillip Capital Management »» How does the IEX attract clients and how has the book impacted that process? »» How does the IEX ensure all traders receive the most relevant price information? 11.50 Shanghai-Hong Kong Connect project: Can investors »» What would be the impact of removing HFT on the cost of executing institutional block orders? finally access China? »» What role will the IEX be playing in 2015 and beyond? »» How is the mutual market access between China and Hong Kong set up and how can Interviewee: investors effectively use it? Ronan Ryan, Chief Strategy Officer, IEX »» What are the new rules governing over RQFII and how do they impact your business? »» What are the challenges of being a part of an aggregate market limit? How can investors Ronan has over 9 years of experience in the financial services industry and over 17 years overcome these challenges? of experience in networking infrastructure. Ronan previously was the Head of Electronic Trading Strategy at RBC Capital Markets, where he used his prior experience in network, »» Repatriation risk: How can investors overcome FX trade issues? hardware, and co-location technology to generate client-facing solutions. He will be joining Alfred Samson Hou, Founding Member, Managing Member, President, us for an online interview to discuss IEX’s incredible story. True Arrow Capital Management Interviewer: Zennon Kapron, Tony Mckay, Chairman and CEO, Tmackay Managing Director, Kapron Asia Tony Mackay has been at the forefront of electronic trading in Asia and Europe over the Nick Ronalds, Managing Director – Head of Equities, past 17 years. Tony is currently working on a global ‘FaceBourse’ product which is a Asia Securities Industry & Financial Markets Association financial multi asset market which uses the social networking principles of choosing who you interact with. Tony will be interviewing Ronan Ryan, Chief Strategy Officer, IEX to Sam is an expert at forging new strategic directions in high-frequency trading and global understand the IEX business model. macro. With 14 years of experience in portfolio management and quantitative trading, Sam successfully founded and is managing True arrow Capital. He is best suited to provide an insight on the market developments in quantitative trading in China and how investors can 09.30 Feedback from the buy-side exclusive roundtable gain maximum value. discussion An author and industry expert, Zennon’s expertise lies in providing independent research, Kent Rossiter, custom consulting, and advisory services focusing on the financial industry and financial Head of Asia Pacific Trading, Allianz Global Investors technology. With over 15 years of industry experience and immense local knowledge, Zennon is best suited to lead a discussion on the growing importance of incorporating Kent is the Head of Regional Asia Pacific Trading for Allianz Global Investors which Chinese products into existing systems. have assets under management in excess of EUR 291billion. He has over twenty years investment experience and is best suited to lead a roundtable discussion exclusive to As the Managing Director of ASIFMA’s Equity division, Nick works closely with ASIFMA’s heads of trading from the buy side to discuss day to day challenges and solutions. He will Equity Committee to address all ASIFMA initiatives involving equity markets and products also be presenting a summary of the discussions on the morning of day two. in Asia. Given his current role as the voice of the broker community in Asia, Nick is best suited to be part of a discussion focusing on the new SFC electronic trading regulations. 09.50 High touch vs. low touch: What is the future of the broker service model and how does it impact the buy side? 12.30 View the exhibition & Networking Lunch »» How to merge and manage multi-asset trading desks? »» Integrating high & low-touch services: Is a one-stop shop the future of the broker CHOOSE YOUR TRACK service model? »» How to improve communication channels with your broker to ensure best execution? 4A or 4B »» Repackaging liquidity: What can brokers do to help the buy-side access liquidity more profitably? »» How can brokers help the buy side in preparing and complying with the increasing 4 TRACK A international and regional regulations? TradeTech Asia Ian Smith, Managing Director – Head of Electronic Trading Asia, ACCESSING ASIA’S MARKETS Goldman Sachs Damian Hoult, Chair: Global Head of Execution Services, Macquarie Ned Philips, Director, Alt Advisory Jason Chin, Partner, Garlic Capital Corporation 13.30 China Outlook: From Financial Repression to Jason has co-founded and engaged in several startup businesses spanning across Liberalization

»» How will Chinese interest rates and bond yields behave under financial liberalization? »» Will the “golden rule” for interest rate crush China’s economy and its asset market? 4 TRACK B »» How is stealth liberalization, via shadow banking and internet finance, shaking up China’s financial landscape? Trading Architecture Asia »» How will the Chinese market behave in 2015 and beyond? NEW TECHNOLOGIES Chi Lo, Senior Strategist, BNP Paribas Investment Partners Asia Chair: Philip M York, CEO, Alt 224 Group Chi is the author of eight books on Chinese and Asian economic development and markets, his latest book being “The Renminbi Rises: Myths, Hypes and Realities of RMB Internationalisation and Reforms in the Post-Crisis World”. With exceptional knowledge on 13.30 How can you build a data architecture that supports China, Chi will be providing a macro-economic perspective on the country. increasing inflows of real time data while remaining compliant and cost effective? 14.00 What are the new market developments impacting »» Overcoming the logistical complexities of administering increased inflows of real time Quantitative Trading in China and how can investors gain data maximum return? »» How to modify existing data architecture to effectively track & report, usage, movement and storage of data? Alfred Samson Hou, Founding Member, Managing Member, President, True Arrow Capital Management »» How to build a relationship between reference and market data through technology »» Vendor management: Creating a long term relationship with your vendors for flexible & Sam is an expert at forging new strategic directions in high-frequency trading and global cost effective solutions macro. With 14 years of experience in portfolio management and quantitative trading, Sam successfully founded and is managing True arrow Capital. He is best suited to provide an Stuart Gurr, insight on the market developments in quantitative trading in China and how investors can Head of Global Trading Technology, Royal Bank of Scotland gain maximum value. Victor Ekong, SVP, Head of Market Data Services Asia Pacific, Citi 14.20 An overview of China’s asset management industry and Arthur Tricoire, Director, Business Development APAC, the changing attitudes of Chinese investors towards S&P Capital IQ – Real-Time Solutions hedge funds Stuart is responsible for the Infrastructure change agenda within region, via the provision Zhijian Wu, of Project Management and PMO governance services while running a diverse portfolio CEO, Woodsford Capital Management of work spanning Data Centre build outs, application deployments, Risk and Compliance initiatives right through to significant new Property initiatives. He is best suited to give a futuristic view on the novel technologies the market is adopting and carefully evaluate 14.40 Reviving the debate: Is HFT vital for providing liquidity? them. »» Defining the value of HFT through its intent and behavior: How can market participants As the Head of Market Data Services, Victor is managing platform solutions for real-time achieve this? financial data in a complex environment. With over 16 years of industry experience, he is »» Discussing beyond “not all HFT is bad”: How can investors use HFT to their advantage? best suited to be part of a discussion that will focus on the intricacies of building a robust »» Is Asia turning away a much-needed source of liquidity through the regulations and data architecture that will allow easy access and transmission of market data. market structure in place? »» What is the impact of “flash boys” on the market? Are market participants influenced 14.10 How to use the cloud to effectively reduce costs and positively or negatively? increase agility »» Will Asia see an increase in HFT in 2015 and beyond? »» Understanding the structure, use, opportunities and challenges of the cloud Catalin Burlacu, »» Agility play vs. Cost play: How can you effectively use the cloud? Fund Manager, Maiora Asset management »» What are the criteria to be considered while adopting the cloud? Gaurik Shah, »» Overcoming concerns over data security and regulatory requirements Trader and Senior Analyst , Monsoon Capital Naikuan Huang, Giovanni Beliossi, Senior Executive Vice President, Taiwan Stock Exchange Managing Partner, FGS Capital Ray Kan, Catalin has vast experience in managing funds using proprietary and systematic models Head of Information Technology, Allianz Global Investors in intraday/high-frequency space and long-short market neutral. Having worked with numerous high profile institutions such as Millennium Partners, Morgan Stanley, and Louis Lovas, Barclays Global Investors, he is an expert at managing the investment process and Director of Solutions, One Market Data managing the product development, risk & strategy of the business. He is best suited to be As the Senior Executive Vice President of the Taiwan Stock Exchange Corporation (TWSE) a part of a discussion on HFT. and Chairman of the Taiwan Ratings Corporation, Naikuan manages several TWSE operating Gaurik has 6 years of experience in Quantitative Research & Trading, and a primary focus at units, including systems, market data, corporate strategy and global market development. Monsoon of researching medium frequency and high frequency systematic strategies and He will be facilitating a synergy workshop on the usage of the cloud and providing trading models for possible inclusion in the absolute return portfolio models. He is also perspectives from an exchange’s point of view. responsible for using his programming skills combined with quantitative knowledge to test As the Head of Information Technology, Ray is responsible for all regional business and implement algorithmic trading and DMA in the Asian markets for the firm’s absolute applications, from front to back office. With over 15 years of experience within all return strategies. spectrums of the industry, Ray is best suited to be a part of a discussion on the challenges With over 20 years of experience in managing equity-market-neutral portfolios, Giovanni firms face while trading across assets and borders and how they can be overcome. is responsible for portfolio management since co-founding the firm in 2002. He also has experience in setting up and managing Pan European long/short equity market neutral 14.50 How are exchanges delivering new products, enhancing portfolios. He will be presenting on how one can create a successful quant strategy and the impact of HFT in Asia’s markets. surveillance and post trade services?

»» What are the key technological updates that your exchange is undergoing and how will »» What will be the role of the sales trader in Asia in 2020? it benefit the market? »» Algos, dark pools - What will be the next game-changer in electronic trading »» How are you ensuring your exchange is staying competitive? technology? »» How are you reducing latency in your exchange and how will this benefit the market? »» How will investment banks be making money from equity trading in 2020? »» What are the market surveillance systems in place to improve integrity and detect »» What other issues will be on people’s agendas at TradeTech Asia 2015? discrepancies early and effectively? Vinay Pampapathi, Executive Director, Head of Equities Technology, Asia, »» What are your 2015 plans and how do you plan to implement them? Daiwa Capital Markets Chuck Chon, Nick Ronalds, Managing Director – Head of Equities, Chief Executive Officer, SBI Japannext Asia Securities Industry & Financial Markets Association Umesh Jain, Chief Technology Officer, Tony Mckay, National Stock Exchange of India Limited Chairman and CEO, Tmackay Keith van Niekerk, Manager - Securities and Clearing Systems, Ned Phillips, New Zealand Exchange CEO, Altex Advisory As the Chief Executive Officer of SBI Japannext, Chuck spearheads the setup of exchange As the Regional Equity Business Manager, Vinay manages the operational and systems from scratch as well as spearheading the business development efforts. infrastructure side of the Equities business. He has several years of experience in building Previously, he was also responsible for building a profitable HFT trading desk at BNPP. He and integrating applications, reference data systems and data warehouses as well as will be joining an exchanges interview session and give insights into Japannext’s 5 years implementing workflow and process management systems. He is best suited to be a part technology plans. of discussions that focus on the impact of the SFC electronic trading regulations and the challenges in creating a multi-asset trading platform. Umesh as the Head of Technology for the National Stock Exchange of India is responsible for IT Infrastructure, IT Operations, Strategy, Governance, Risk, Architecture, Business As the Managing Director of ASIFMA’s Equity division, Nick works closely with ASIFMA’s Technology Relationship management, Project Management, Budgets and Innovation. Equity Committee to address all ASIFMA initiatives involving equity markets and products With over 19 years of industry experience, Umesh is best suited to give an update of the in Asia. Given his current role as the voice of the broker community in Asia, Nick is best technology upgrades that are due to take place and have taken place at the National Stock suited to be part of a discussion focusing on the new SFC electronic trading regulations. Exchange of India. Tony Mackay has been at the forefront of electronic trading in Asia and Europe over the At NZX, Keith and his team are responsible for day-to-day system operations as well as past 17 years. Tony is currently working on a global ‘FaceBourse’ product which is a project implementation across trading, clearing, settlement and related systems. Keith financial multi asset market which uses the social networking principles of choosing who has managed implementations of front and back office solutions for exchanges, asset you interact with. Tony will be interviewing Ronan Ryan, Chief Strategy Officer, IEX to managers, institutional banks, stockbrokers and financial advisory firms. With over 15 understand the IEX business model. years of industry knowledge, Keith is best suited to provide an overview of the technology upgrades taking place at the NZX. Ned specializes in electronic and alternative trading in Asian Equity markets. He has vast experience in equity trading and will be chairing TradeTech Asia. He is best suited to start the conference with an industry summary and concluding the conference by leading an 15.30 Networking afternoon refreshments informal session on the future of equity trading in Asia.

16.00 What has changed in equities trading and what will the 16.30 Chairman’s closing remarks next 5 years bring? To round off our 11th Annual TradeTech Asia we take a light-hearted look at how trading in 16.40 End of TradeTech Asia 2014 Asia has changed since our first event and look forward to the next 5 years. Grab a beer and discuss how you think the trading ecosystem will evolve in Asia.

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Singapore Exchange (SGX) is the Asian Gateway, connecting investors in search of Asian growth to corporate issuers in search of global capital. SGX represents the premier access point for managing Asian capital and investment exposure, and is Asia’s most international exchange with more than 40% of companies listed on SGX originating outside of Singapore. SGX offers its clients the world’s biggest offshore market for Asian equity futures, centred on Asia’s three largest economies - China, India and Japan. In addition to offering a fully integrated value chain from trading and clearing, to settlement and depository services, SGX is also Asia’s pioneering central clearing house. Headquartered in Asia’s most globalised city, and centred within the AAA strength and stability of Singapore’s island nation, SGX is a leading Asian counterparty for the clearing of financial and commodity products. Principal Sponsor

Website: http://www.gs.com Goldman Sachs Electronic Trading provides clients with the necessary tools to manage their trades from start to finish, from pre-trade analytics to post-trade analysis. We offer our clients access to global equity and derivatives (futures and options) markets, as well as foreign exchange, commodities, European ETFs, rates and credit across the Americas, Europe and Asia. For equities and derivatives, clients access our products via FIX or any EMS/OMS. Customers can seek liquidity using our suite of multi-asset algorithms, route to optimal destinations using our smart router, and take advantage of non-displayed liquidity through our SIGMA X™ non-displayed liquidity suite. For foreign exchange, ETFs and commodities, our fixed income electronic trading platform offers superior execution solutions for navigating the evolving landscape. With our advanced technology, global reach, and access to liquidity from Goldman Sachs, we provide a single platform for a variety of trading styles. For rates and credit, clients can leverage GSET’s depth of liquidity among a variety of global products. GSET provides top-tier electronic execution for rates and credit and offers a full suite of electronic trading platforms, as well as pre- and post- trade solutions. Our offering combines our experience and commitment to client service with a sophisticated electronic platform to deliver a number of important benefits. To learn more, visit gset.gs.com. The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world. To learn more, visit: gs.com.

Website: http://www.macquarie.sg Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. Macquarie’s main business focus is making returns by providing a diversified range of services to clients. Macquarie acts on behalf of institutional, corporate and retail clients and counterparties around the world. We have expertise in specific industries, including resources and commodities, energy, financial institutions, infrastructure and real estate. Macquarie Group Limited is listed in Australia (ASX:MQG; ADR:MQBKY) and is regulated by APRA, the Australian banking regulator, as the owner of Macquarie Bank Limited, an authorised deposit taker. Macquarie also owns a bank in the UK, Macquarie Bank International Limited, which is regulated by the FSA. Macquarie’s activities are subject to scrutiny by other regulatory agencies around the world. Macquarie’s management approach fosters an entrepreneurial culture among staff. Strong prudential management is fundamental to this approach. Robust risk management practices are embedded in business unit management with central oversight of credit, market, funding, compliance and operational risk. These, together with a strong and committed team, are key drivers of Macquarie’s success. Founded in 1969, Macquarie now employs more than 14,200 people in 28 countries. At 31 March 2012, Macquarie had assets under management of $US339 billion.

Website: http://www.pavilioncorp.com Pavilion Global Markets provides agency-only, top-ranked, state-of-the-art global trading and transition services across more than 50 markets, with execution costs consistently lower than other brokers. Pavilion’s global macro research focuses on the impact of macro events on equities, fixed income, commodities and currencies. We also provide tactical and structural views on the global economy that are distinctly independent and original.

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