Chapter- 1 Introduction
Total Page:16
File Type:pdf, Size:1020Kb
Load more
Recommended publications
-
Seagate Crystal Reports Activex
Format of holding of specified securities 1.0 Name of Listed Entity: KRITI INDUSTRIES (INDIA) LIMITED 2.0 Scrip Code/Name of Scrip/Class of Security :- 526423 3.0 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending 31/12/2019 b. If under 31(1)(c) then indicate date of allotment/extinguishment 4.0 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? NO 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? NO 3 Whether the Listed Entity has any shares against which depository receipts are issued? NO 4 Whether the Listed Entity has any shares in locked-in? NO 5 Whether any shares held by promoters are pledge or otherwise encumbered? NO * If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities. 5.0 The tabular format for disclosure of holding of specified securities is as follows:- KRITI INDUSTRIES (INDIA) LIMITED Table I - Summary Statement holding of specified securities 31/12/2019 Categ Category of Nos. -
Unit 10 Capital Market and Its Regulations
Monetary and Fiscal Policies UNIT 10 CAPITAL MARKET AND ITS REGULATIONS Structure 10.0 Objectives 10.1 Introduction 10.2 Role, Significance and Function of Capital Market 10.3 Stock Market Development in India 10.4 Structure and Performance of Indian Stock Market 10.5 Equity Derivatives in India 10.5.1 Exchange-Traded and Over-the-Counter Derivative Instruments 10.6 Currency Derivative Market in India 10.7 Long-Term Government Bond and Corporate Debt Market in India 10.7.1 Outlook for Development of Corporate Debt Market 10.8 Let Us Sum Up 10.9 Term-End Exercises 10.10 Key Words 10.11 References 10.12 Answers or Hints to Check Your Progress Exercises 10.0 OBJECTIVES After going through this unit, you will be able to: develop an understanding of the organisational structure, role, function and performance of the Indian capital market; explain the radical restructuring of the Indian capital market in the wake of the new economic policy in 1991; and discuss the role, function and structure of Indian Equity Market, Currency Market, Derivative Market and Corporate Debt Market. 10.1 INTRODUCTION A dynamic and efficient financial system plays a pivotal role in any economy for efficient allocation of resources from the surplus segments to deficit segments. The financial system consists of financial markets, financial intermediation and financial products or instruments. A thriving and vibrant economic system requires a well developed financial structure with multiple intermediaries operating in the market with different risk profiles. Further, a financial system helps to increase output by moving the economic system towards the production frontier. -
Regulation of Securities Market
PART THREE: REGULATION OFPart SECURITIESThree: Regulation ofMARKET Securities Market This part of the Report delineates the functions of SEBI as specified in Section 11 of the SEBI Act, 1992 1. PRIMARY SECURITIES MARKET 2. SECONDARY SECURITIES The market intermediaries play an MARKET important role in the development of I. Registration of Stock Brokers securities market by providing different types of services. Major intermediaries in the During 2007-08, 218 new stock brokers securities market regulated by SEBI are registered with SEBI (Table 3.3). There were brokers, sub-brokers, portfolio managers, 174 cases of cancellation/ surrender of merchant bankers, depository participants, membership which was higher than 155 in bankers to an issue and share transfer agents. 2006-07. The total number of registered stock brokers as on March 31, 2008, was 9,487 as During 2007-08, there was an increase compared to 9,443 in 2006-07. The share of in the number of intermediaries registered. corporate brokers to the total stock brokers As on March 31, 2008, the highest increase increased marginally to 44.1 per cent in 2007- in absolute terms, was observed in case of 08 from 43.5 per cent in 2006-07 (Table 3.5). depository participants (DPs) of CDSL (52) followed by portfolio managers (47). A NSE had the highest number of 1,129 decline was witnessed, in the number of registered stock brokers, followed by the underwriters followed by registrar to an issue Calcutta Stock Exchange (957), Bombay Stock and share transfer agent and debenture Exchange Ltd. (946) and Inter-connected trustees as compared to 2006-07. -
VADODARA STOCK EXCHANGE LIMITED 3Rd Floor, Fortune Tower, Sayajigunj, Vadodara - 390 005
MIME, MI= UMW VADODARA STOCK EXCHANGE LIMITED 3rd Floor, Fortune Tower, Sayajigunj, Vadodara - 390 005. Tel. : (0265) 2361534 • Fax : (0265) 2361452 • E-mail : [email protected] • UID No. : 100009563 • Website : www.vselindia.com For Investor grievance : [email protected] Ref : VSE/MD/SEBI/LISTTING/SEBI/20 14 November 3, 2014 Securities & Exchange Board of India, SEBI Bhavan, Plot No. C-4A, G Block, Bandra Kuria Complex Bandra (East) MUMBAI - 400 051 Sub : Issuance of No Objection Certificate and No Complaint Report Ref : Application under clause 24(f) of the Listing Agreement for the proposed Composite Scheme of Amalgamation and Arrangement between GSPC Gas Company Limited("GSPC Gas"), Gujarat Gas Company Limited ("GGCL"), Gujarat Gas Financial Services Limited ("GFSL"), Gujarat Gas Trading Company Limited ("GTCL") and GSPC Distribution Networks Limited ("GDNL") and their respective shareholders (the "Scheme") Dear Sir, This has reference to the above cited subject. This is to certify that Gujarat Gas Company Ltd. having its Registered Office at Near Parimal Garden, Ellisbridge, Ahmedabad - 380 006 is going for Composite Scheme of Amalgamation and Arrangement between five companies as stated above. Vadodara Stock Exchange Limited has No Objection for the proposed amalgamation and the scheme. We also state that we have not received any compliant against Gujarat Gas Company Ltd. or the said scheme till date. The necessary approval may be kindly given to the applicant company. This certificate has been issued at the request of the company letter dated 24th April, 2014. Thanking you, Yours faithfully, For VADODARA STOC ANGE LTD., ----(/ 3\ A) lg G. SOMESWARA RAO ) MANAGING DIRECTOR -r3) GLUz-- ARp,--r CAs CdrAPANN-1 . -
Chapter 1 Introduction
Chapter 1 Introduction 1 Capital Markets In India An Introduction: Capital is often defined as “wealth used in the production of further wealth.” In simple words, it comprises the money value invested in a business unit. Market is that place where buyer and sellers are contact to each other and when these two words are merging together make capital market A business enterprise can raise capital from various sources long-term funds can be raised either through issue of securities or by borrowing from certain institutions. Short- term funds can also be borrowed from various agencies. Thus business units can raise capital from issue of securities or by borrowings (long-term and short-term).The borrowers and lenders are brought together through the financial markets. The term „financial market‟ collectively refers to all those organizations and institutions which lend funds to business enterprises and public authorities. It is composed of two constituents. (i) The money market, (ii) The capital market. While the money market deals with the provision of short-term credit, the capital market deals in the lending and borrowing of medium-term and long-term and long-term credit. Structure of the capital market------------ two constituents. Broadly describe, the capital market can be divided into two constituents. (1) The financial institution:- e.g., IFCI, IDBI, SFCs, LIC, UTI etc. provide long-term and medium-term loan facilities. (2) The Securities Market:- The securities market is divided into (A) the gilt edged market and (B) the corporate securities market. 2 A) Gilt-Edged Market The gilt edged market is the market in government securities or the securities guaranteed (as to both principle and interest) by the government. -
Elixir Journal
50958 Garima saxena and Rajeshwari kakkar / Elixir Inter. Law 119 (2018) 50958-50966 Available online at www.elixirpublishers.com (Elixir International Journal) International Law Elixir Inter. Law 119 (2018) 50958-50966 Performance of Stock Markets in the Last Three Decades and its Analysis Garima saxena and Rajeshwari kakkar Amity University, Noida. ARTICLE INFO ABSTRACT Article history: Stock market refers to the market where companies stocks are traded with both listed Received: 6 April 2018; and unlisted securities. Indian stock market is also called Indian equity market. Indian Received in revised form: equity market was not organized before independence due to the agricultural conditions, 25 May 2018; undeveloped industries and hampering by foreign business enterprises. It is one of the Accepted: 5 June 2018; oldest markets in India and started in 18th century when east India Company started trading in loan securities. During post-independence the capital market became more Keywords organized and RBI was nationalized. As we analyze the performance of stock markets Regulatory framework, in the last three decades, it comes near enough to a perfectly aggressive marketplace Reforms undertaken, permitting the forces of demand and delivers an inexpensive degree of freedom to Commodity, perform in comparison to other markets in particular the commodity markets. list of Deposit structure, reforms undertaken seeing the early nineteen nineties include control over problem of Net worth, investors. capital, status quo of regulator, screen primarily based buying and selling and threat management. Latest projects include the t+2 rolling settlement and the NSDL was given the obligation to assemble and preserve an important registry of securities marketplace participants and experts. -
An Observational Study on Financial Jungle with Sharekhan As Your Guide
SUMMER TRAINING PROJECT REPORT SHAREKHAN LTD. Submitted in partial fulfillment of the requirement of Bachelor of Business Administration (BBA) Guru Jambeshwar University, Hissar AN OBSERVATIONAL STUDY ON FINANCIAL JUNGLE WITH SHAREKHAN AS YOUR GUIDE Training Supervisor Submitted By: MR. RAVI VERMA ANUJ DIWAKAR (AREA ASSISTANT MANAGER) (2007-2010) ROLL NO: 07511242131 Session (2007-2010) GURU JAMBESHWAR UNIVERSITY HISSAR-125001 PREFACE No professional curriculum is considered complete without work experience. It is well evident that work experience is an indispensable part of every professional course. In the same manner practical work in any organization is must for each an every individual, who is undergoing management course. Without the practical exposure one cannot consider himself as a qualified capable manager. Entering in the organization is like stepping into altogether a new world. At first, everything seems strange and unheard but as the time passes one can understand the concept and working of the organization thereby develop professional relationship. Initially I felt that as if classroom study was irrelevant and it is useless in any working concern. But gradually I realized that all fundamental basic concepts studied are linked in one or in another way to the organization. But how and what can be done with fundamentals, depend upon the intellectual and applicability skills of an individual. During my summer training, a specific customer survey was assigned to me which helped me to have a full market exposure. This project helped me to understand and cope up with different types of people and there diversified opinions or needs. ACKNOWLEDGEMENT The completion of my summer training and project would not have been possible without the constant and timely encouragement of MR. -
A4 Application Form Resident.Pmd
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS THIS ABRIDGED PROSPECTUS CONSISTS OF 48 PAGES, PLEASE ENSURE THAT YOU GET ALL PAGES Please ensure that you read the Prospectus and the general instructions contained in this Memorandum before applying in the Issue. Unless otherwise specified, all capitalised terms used in this form shall have the meaning ascribed to such terms in the Prospectus. The investors are advised to retain a copy of Prospectus/Abridged Prospectus for their future reference. SHRIRAM TRANSPORT FINANCE COMPANY LIMITED A Public Limited Company Incorporated under the Companies Act, 1956 (Registered as a Non-Banking Financial Company within the meaning of the Reserve Bank of India Act, 1934 (2 of 1934)) Registered Office: Mookambika Complex, 3rd Floor, No. 4, Lady Desika Road, Mylapore, Chennai, Tamil Nadu- 600004 Tel No: +91 44 2499 0356 Fax: +91 44 2499 3272 Corporate Office: Wockhardt Towers, Level – 3, West Wing, C-2, G Block, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051 Tel No: +91 22 4095 9595 Fax: +91 22 4095 9596/97 Website: www.stfc.in Compliance Officer and Contact Person: Mr. Vivek Madhukar Achwal; E-mail: [email protected] Public Issue by Shriram Transport Finance Company Limited, (“Company” or “Issuer”) of Secured Redeemable Non- Convertible Debentures of face value of ` 1,000 each, (“NCDs”), aggregating upto ` 37,500 lacs with an option to retain over- subscription upto ` 37,500 lacs for issuance of additional NCDs aggregating to a total of upto ` 75,000 lacs, hereinafter referred to as the “Issue”. The Issue is being made pursuant to the provisions of Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008, as amended (the “Debt Regulations”). -
AXIS CAPITAL Axis Capital Limited Karvy Computershare Private Limited 1St Floor, Axis House, C-2, Wadia International Centre, Unit : – Coromandel - LPL Open Offer P.B
LETTER OF OFFER (“LETTER OF OFFER/LOF”) THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION This Letter of Offer is being sent to you as equity Shareholder(s) of Liberty Phosphate Limited (“Target Company”). If you require any clarifications about the action to be taken, you may consult your stock broker or an investment consultant or the Manager to the Offer (as defined herein below) or the Registrar to the Offer as defined herein below. In the event you have sold your Equity Shares in the Target Company, please hand over this Letter of Offer, the accompanying Form of Acceptance-cum-Acknowledgement, and the transfer deed to the purchaser of the Equity Shares or the member of the stock exchange through whom the said sale was effected. Coromandel International Limited (“Acquirer”), Registered Office: Coromandel House, 1-2-10 Sardar Patel Road, Secunderabad-500003, India. (Tel No.+91 40 2784 2034 Fax No. +91 40 2784 4117) makes a cash offer at Rs. 241/- (Rupees Two Hundred and Forty One Only) per fully paid up Equity Share to acquire 37,53,933 Equity Shares of Rs. 10/- each fully paid up representing 26 % of the Equity Share Capital of Liberty Phosphate Limited (“Target Company”) Registered Office: 74 / 75 GIDC, Nandesari, Vadodara, Gujarat 391340, India. (Tel No. + 91 265 2840 066; Fax No. + 91 265 2840 096) (the “Offer”) Note: • This Offer is being made pursuant to Regulation 3(1) and 4 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and subsequent amendments thereof (“SEBI (SAST) Regulations”). -
Final Dividend for the Year 2013-2014 As on 31-03-2021
Oriental Carbon & Chemicals Limited Unpaid Dividend Details for Final Dividend for the Year 2013-2014 As on 31-03-2021 -------------------------------------------------------------------------------------------------------- NAMES & ADDRESS OF THE SHARE NO. OF Amount HOLDER SHARES (RS.) SR NO FOLIO NO. WARRANTNO --------------------------------------------------------------------------------------------------------. 1 B090156 2 BANWARI LAL GOYAL 300 1500.00 C/O GOYAL OIL MILL IND. NEAR BUS STAND CHOMU DIST. JAIPUR 2 C000281 3 SURESH KUMAR PRABHUDAS 34 170.00 CHUDASAMA C/O P.N.CHUDASAMA DHANJI BLDG MANI BHAI CHOWK SAVARKUNDALA 3 G000163 5 RAM CHANDRA GAUR 8 40.00 GAYATRI NILAY 78-79,CHURCH ROAD VISHNUPURI,ALIGANJ LUCKNOW 4 M000426 6 MAHENDRA MANSUKHLAL MODY 10 50.00 B/61, GANGA NAGAR SOCIETY NR. TECKARAWALA SCHOOL PALANPUR PATIA, RANDER ROAD SURAT-9 5 M005151 7 MAFATLAL TRIBHOVANDAS PATEL 100 500.00 16A, TRIDEV PARK SOCIETY MADHEVNAGAR, TEKARA VASTRAL ROAD AHMEDABAD 6 M090099 8 JAGAT RAM MOTWANI 2000 10000.00 C/O SHARDA CYCLE AGENCY, CONGRESS COMPLEX, SHOP NO. 2, BUGHAR ROAD SHAHDOL 7 N000160 9 LALITA NATANI 4 20.00 C-56,PUNCH SHEEL COLONY BH.BAKE HOME NEAR OLD OCTROI NAKA AJMER ROAD JAIPUR 8 V000420 11 NEELU VARMA 4 20.00 C/O MR SURAJ PRAQSAD RASTOGI 2/419 KHATRANA FARURKHABAD U P 9 A000026 12 GULABCHAND AJMERA 52 260.00 RAJPATH CHHOTA BAZAR P O SAMBHAR LANE RAJASTHAN 10 A000120 13 RAVI KRISHANA AGARWAL 50 250.00 PREM KUNJ MAIN ROAD MOTIHARI CHAMPARAN 11 A000150 14 SUBASH CHANDER AGGARWAL 4 20.00 C/O KASHMIRI LALL AGGARWAL & BROS ENGINEERS -
Sks Microfinance Limited
Placement Document Not for Circulation and Strictly Confidential Serial Number: _____ SKS MICROFINANCE LIMITED Our Company was incorporated as SKS Microfinance Private Limited on September 22, 2003 under the Companies Act, 1956. Pursuant to a resolution of its shareholders passed on May 2, 2009, our Company was converted into a public limited company and the word “private” was deleted from its name on May 20, 2009. SKS Microfinance Limited (the “Company” or the “Issuer” or “SKS”) is issuing 17,777,777 equity shares of our Company of a face value of ` 10 each (the “Equity Shares”) at a price of ` 225 per Equity Share (the “Issue Price”), including a premium of ` 215 per Equity Share aggregating approximately ` 4,000 million (the “Issue”)*. ISSUE IN RELIANCE UPON CHAPTER VIII OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009, AS AMENDED (THE “SEBI REGULATIONS”) AND SECTION 42 OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER THE DISTRIBUTION OF THIS PLACEMENT DOCUMENT IS BEING MADE TO QUALIFIED INSTITUTIONAL BUYERS AS DEFINED UNDER THE SEBI REGULATIONS (“QIBS”) IN RELIANCE UPON CHAPTER VIII OF THE SEBI REGULATIONS AND SECTION 42 OF THE COMPANIES ACT, 2013 AND THE RULES MADE THEREUNDER. THIS PLACEMENT DOCUMENT IS PERSONAL TO EACH PROSPECTIVE INVESTOR AND DOES NOT CONSTITUTE AN OFFER OR INVITATION OR SOLICITATION OF AN OFFER TO THE PUBLIC OR TO ANY OTHER PERSON OR CLASS OF INVESTORS WITHIN OR OUTSIDE INDIA OTHER THAN TO QIBS. YOU ARE NOT AUTHORIZED TO AND MAY NOT (1) DELIVER THIS PLACEMENT DOCUMENT TO ANY OTHER PERSON; OR (2) REPRODUCE THIS PLACEMENT DOCUMENT IN ANY MANNER WHATSOEVER. -
Seagate Crystal Reports Activex
Format of holding of specified securities 1.0 Name of Listed Entity: SIGNET INDUSTRIES LTD 2.0 Scrip Code/Name of Scrip/Class of Security :- 512131 3.0 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending 30/03/2019 b. If under 31(1)(c) then indicate date of allotment/extinguishment 4.0 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? NO 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? NO 3 Whether the Listed Entity has any shares against which depository receipts are issued? NO 4 Whether the Listed Entity has any shares in locked-in? YES 5 Whether any shares held by promoters are pledge or otherwise encumbered? NO * If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities. 5.0 The tabular format for disclosure of holding of specified securities is as follows:- SIGNET INDUSTRIES LTD Table I - Summary Statement holding of specified securities 30/03/2019 Categ Category of Nos.