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2–4–00 Friday Vol. 65 No. 24 Feb. 4, 2000 Pages 5407–5732

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1 II Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000

The FEDERAL REGISTER is published daily, Monday through SUBSCRIPTIONS AND COPIES Friday, except official holidays, by the Office of the Federal Register, National Archives and Records Administration, PUBLIC Washington, DC 20408, under the Federal Register Act (44 U.S.C. Subscriptions: Ch. 15) and the regulations of the Administrative Committee of Paper or fiche 202–512–1800 the Federal Register (1 CFR Ch. I). The Superintendent of Assistance with public subscriptions 512–1806 Documents, U.S. Government Printing Office, Washington, DC 20402 is the exclusive distributor of the official edition. General online information 202–512–1530; 1–888–293–6498 Single copies/back copies: The Federal Register provides a uniform system for making available to the public regulations and legal notices issued by Paper or fiche 512–1800 Federal agencies. These include Presidential proclamations and Assistance with public single copies 512–1803 Executive Orders, Federal agency documents having general FEDERAL AGENCIES applicability and legal effect, documents required to be published Subscriptions: by act of Congress, and other Federal agency documents of public interest. Paper or fiche 523–5243 Assistance with Federal agency subscriptions 523–5243 Documents are on for public inspection in the Office of the Federal Register the day before they are published, unless the issuing agency requests earlier filing. For a list of documents currently on file for public inspection, see http://www.nara.gov/ fedreg. The seal of the National Archives and Records Administration authenticates the Federal Register as the official serial publication established under the Federal Register Act. Under 44 U.S.C. 1507, the contents of the Federal Register shall be judicially noticed. The Federal Register is published in paper and on 24x microfiche. It is also available online at no charge as one of the databases on GPO Access, a service of the U.S. Government Printing Office. The online edition of the Federal Register is issued under the authority of the Administrative Committee of the Federal Register as the official legal equivalent of the paper and microfiche editions (44 U.S.C. 4101 and 1 CFR 5.10). It is updated by 6 a.m. each day the Federal Register is published and it includes both text and graphics from Volume 59, Number 1 (January 2, 1994) forward. GPO Access users can choose to retrieve online Federal Register documents as TEXT (ASCII text, graphics omitted), PDF (Adobe Portable Document Format, including full text and all graphics), or SUMMARY (abbreviated text) files. Users should carefully check retrieved material to ensure that documents were properly downloaded. On the World Wide Web, connect to the Federal Register at http:/ /www.access.gpo.gov/nara. Those without World Wide Web access can also connect with a local WAIS client, by Telnet to swais.access.gpo.gov, or by dialing (202) 512-1661 with a computer and modem. When using Telnet or modem, type swais, then log in as guest with no password. For more information about GPO Access, contact the GPO Access User Support Team by E-mail at [email protected]; by fax at (202) 512–1262; or call (202) 512–1530 or 1–888–293–6498 (toll free) between 7 a.m. and 5 p.m. Eastern time, Monday–Friday, except Federal holidays. The annual subscription price for the Federal Register paper edition is $555, or $607 for a combined Federal Register, Federal Register Index and List of CFR Sections Affected (LSA) subscription; the microfiche edition of the Federal Register including the Federal Register Index and LSA is $220. Six month subscriptions are available for one-half the annual rate. The charge for individual copies in paper form is $8.00 for each issue, or $8.00 for each group of pages as actually bound; or $1.50 for each issue in microfiche form. All prices include regular domestic postage and handling. International customers please add 25% for foreign handling. Remit check or money order, made payable to the Superintendent of Documents, or charge to your GPO Deposit Account, VISA, MasterCard or Discover. Mail to: New Orders, Superintendent of Documents, P.O. Box 371954, Pittsburgh, PA 15250–7954. There are no restrictions on the republication of material appearing in the Federal Register. How To Cite This Publication: Use the volume number and the page number. Example: 65 FR 12345.

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2 III

Contents Federal Register Vol. 65, No. 24

Friday, February 4, 2000

Agricultural Research Service Defense Department NOTICES See Engineers Corps Committees; establishment, renewal, termination, etc.: See Navy Department Agricultural Biotechnology Advisory Committee, 5490– NOTICES 5492 Agency information collection activities: Submission for OMB review; comment request, 5617– Agriculture Department 5618 See Agricultural Research Service Arms sales notification; transmittal letter, etc., 5618–5622 See Farm Service Agency Grants and cooperative agreements; availability, etc.: See Forest Service National Security Education Program; institutional grants, RULES 5622 Organization, functions, and authority delegations: Agency Administrators, 5414–5418 NOTICES Drug Enforcement Administration Meetings: NOTICES National Agricultural Research, Extension, Education, Applications, hearings, determinations, etc.: and Economics Advisory Board, 5490 Cavanagh, James Garvey, M.D., 5661 Dolin, Michael G., M.D., 5661–5662 Army Department Golden, Robert M., M.D., 5663–5665 See Engineers Corps Harline, Wesley G., M.D., 5665–5672 Henderson, Judy L., D.V.M., 5672–5675 Blind or Severely Disabled, Committee for Purchase From Hutchinson, Archibald W., M.D., 5675–5676 People Who Are Jones, Kenneth Leroy, M.D., 5676–5677 See Committee for Purchase From People Who Are Blind or Leach, Richard Eaton, M.D., 5677–5678 Severely Disabled Lusskin, Brett L., M.D., 5678 Marshall, Charles W., D.P.M., 5678–5679 Chemical Safety and Hazard Investigation Board Miller, Melvin John, M.D., 5679 NOTICES Neujahr, Theodore A., D.V.M., 5680–5682 Meetings; Sunshine Act, 5494 Patterson, Michael Alan, M.D., 5682–5686 Saxton, Paul W., D.O., 5686–5688 Civil Rights Commission Van Nostrand-Perkins, C., M.D., 5689 NOTICES Meetings; State advisory committees: Economic Development Administration Arizona, 5494 NOTICES New Hampshire, 5494 Trade adjustment assistance eligibility determination petitions: Commerce Department Sunshine Cap Co. et al., 5494–5495 See Economic Development Administration See Foreign-Trade Zones Board See International Trade Administration Employment and Training Administration See National Oceanic and Atmospheric Administration NOTICES Adjustment assistance: Commission of Fine Arts Burlen Corp., 5692 NOTICES Chester County Sportswear, 5692 Meetings, 5616 Foster Wheeler et al., 5692–5693 Fox Point Sportswear et al., 5693–5694 Committee for Purchase From People Who Are Blind or Guidant Intermedics, 5694 Severely Disabled Motorola, Inc., et al., 5694–5695 NOTICES Sony Magnetic Products Inc. of America, 5695 Procurement list; additions and deletions, 5492–5493 Whistler Corp. of Massachusetts, 5695 Procurement list; additions and deletions; correction, 5494 Adjustment assistance and NAFTA transitional adjustment assistance: Consumer Product Safety Commission Barry Callebaut USA, Inc., 5690 NOTICES Cooper Energy Service et al., 5690–5692 Agency information collection activities: Alien temporary employment labor certification process: Submission for OMB review; comment request, 5616– Agriculture and logging; adverse effect wage rates, meal 5617 charges, and maximum travel subsistence reimbursement, 5696–5697 Customs Service NAFTA transitional adjustment assistance: RULES Philips Electronics North America Corp., 5697–5698 Tariff-rate quotas: Tultex Corp. et al., 5698–5699 Sugar-containing products; export certificates, 5430–5431 Whistler Corp. of Massachusetts, 5699

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Employment Standards Administration Export-Import Bank NOTICES NOTICES Minimum wages for Federal and federally-assisted Agency information collection activities: construction; general wage determination decisions, Proposed collection; comment request, 5644 5699–5700 Farm Service Agency Energy Department PROPOSED RULES See Federal Energy Regulatory Commission Farm marketing quotas, acreage allotments, and production NOTICES adjustments: Meetings: Commodity programs; farm reconstitutions, 5444–5447 Secretary of Energy Advisory Board, 5624–5625 Federal Aviation Administration Engineers Corps RULES NOTICES Airworthiness directives: Environmental statements; notice of intent: AeroSpace Technologies of Australia Pty Ltd., 5421–5422 Eastern Arkansas Region Comprehensive Study, AK, Empresa Brasileira de Aeronautica S.A., 5425–5427 5622–5623 Harbin Aircraft Manufacturing Corp., 5419–5421 Logan County, WV; Hobert Mining, Inc.’s mining Mitsubishi, 5422–5424 activities, 5623–5624 Pilatus Aircraft Ltd, 5428–5429 SOCATA—Groupe AEROSPATIALE, 5427–5428 Environmental Protection Agency Twin Commander Aircraft Corp., 5424–5425 PROPOSED RULES RULES Airworthiness directives: Air quality implementation plans; approval and Boeing, 5455–5456, 5459–5465 promulgation; various States: Eurocopter Deutschland GMBH, 5453–5455 California, 5433–5435 Fokker, 5456–5458 Superfund program: NOTICES National oil and hazardous substances contingency Airport noise compatibility program: plan— Noise exposure map— National priorities list update, 5435–5442 Post Columbus International Airport, OH, 5718–5719 Toxic substances: Passenger facility charges; applications, etc.: Polychlorinated biphenyls (PCBs)— McAllen International, TX, 5719 Authorizations; CFR correction, 5442 Technical standard orders: PROPOSED RULES Gas turbine auxiliary power units, 5720 Air quality implementation plans; approval and promulgation; various States: Federal Energy Regulatory Commission California, 5465–5468 NOTICES Superfund program: Electric rate and corporate regulation filings: National oil and hazardous substances contingency Panda Gila River, L.P., et al., 5625–5629 plan— Wisconsin Electric Power Co. et al., 5629–5633 National priorities list update, 5468–5474 Meetings: NOTICES Regional transmission organizations; regional Agency information collection activities: collaborative workshops, 5633 Proposed collection; comment request, 5633–5634 Applications, hearings, determinations, etc.: Environmental statements; availability, etc.: Florida Gas Transmission Co., 5625 Agency statements— Natural Gas Pipeline Co. of America, 5625 Comment availability, 5634–5635 Weekly receipts, 5635 Federal Highway Administration Meetings: NOTICES Environmental Laboratory Advisory Board, 5635–5636 Environmental statements; notice of intent: FIFRA Scientific Advisory Panel, 5636–5637 Washington and Benton Counties, AR, 5720 Science Advisory Board, 5637–5639 Pesticide, food, and feed additive petitions: Federal Housing Finance Board Novartis Crop Protection, Inc., 5639–5643 RULES Reports and guidance documents; availability, etc.: Affordable housing program operation: QTRACER Program for tracer-breakthrough curve analysis Reporting and recordkeeping requirements, 5418–5419 for karst and fractured-rock aquifers; and lexicon of PROPOSED RULES cave and karst terminology, 5643–5644 Federal home loan bank system: Superfund; response and remedial actions, proposed Appropriate present-value factors associated with settlements, etc.: payments made to Resolution Funding Corporation, Lakewood Battery Site, GA, 5644 5447–5453

Equal Employment Opportunity Commission Federal Railroad Administration NOTICES NOTICES Meetings; Sunshine Act, 5644 Agency information collection activities: Proposed collection; comment request, 5721–5723 Executive Office of the President Exemption petitions, etc.: See Presidential Documents National Railroad Passenger Corp. (Amtrak), 5723

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Federal Reserve System Housing and Urban Development Department NOTICES NOTICES Banks and bank holding companies: Grants and cooperative agreements; availability, etc.: Formations, acquisitions, and mergers, 5644–5645 Facilities to assist homeless— Permissible nonbanking activities, 5645 Excess and surplus Federal property, 5651–5653 Meetings; Sunshine Act, 5645 Interior Department Federal Retirement Thrift Investment Board See Fish and Wildlife Service NOTICES See Land Management Bureau Meetings; Sunshine Act, 5645 Internal Revenue Service Fine Arts Commission RULES See Commission of Fine Arts Income taxes: Qualified retirement plans; remedial amendment period, Fish and Wildlife Service 5432–5433 PROPOSED RULES Endangered and threatened species: International Trade Administration Findings on petitions, etc.— NOTICES Black-tailed prairie dog, 5476–5488 Antidumping: NOTICES Axes and adzes and picks and mattocks from— Environmental statements; availability, etc.: China, 5497–5499 Incidental take permits— Cold-rolled flat-rolled carbon-quality steel products Bastrop County, TX; Houston toad, 5653–5655 from— San Dieguito Lagoon Restoration Plan, CA, 5655–5656 Brazil, 5536–5583 Russian Federation, 5500-5520 Food and Drug Administration South Africa, 5529–5536 NOTICES Various countries, 5520–5529 Reports and guidance documents; availability, etc.: Venezuela, 5499-5500 Investigational new drug meetings for human drugs and Creatine monohydrate from— biologics; chemistry, manufacturing, and controls China, 5583–5584 information; industry guidance, 5645–5646 Fresh and chilled Atlantic salmon from— Norway, 5584–5587 Foreign-Trade Zones Board Large diameter carbon and alloy seamless standard, line, NOTICES and pressure pipe from— Applications, hearings, determinations, etc.: Mexico, 5587–5591 California, 5495–5496 Pasta from— Indiana Italy and Turkey, 5591–5592 Alfa Laval Distribution, Inc.; separator and decanter Polyethylene terephthalate film from— centrifuge equipment/parts warehousing/ Korea, 5592–5594 distribution facility, 5496 Small diameter carbon and alloy seamless standard, line, Puerto Rico and pressure pipe from— Mani Can Corp.; steel can processing facilities, 5496 Czech Republic, 5599–5604 Romania, 5594–5599 Forest Service Stainless steel butt-weld pipe and tube fittings from— PROPOSED RULES Various countries, 5604–5607 National Forest System land and resource management Welded stainless steel pipes from— planning, 5465 Korea and Taiwan, 5607–5611 Countervailing duties: Health and Human Services Department Iron-metal from— See Food and Drug Administration India, 5611–5612 See Health Resources and Services Administration Export trade certificates of review, 5612–5613 See Substance Abuse and Mental Health Services Administration International Trade Commission PROPOSED RULES NOTICES Grants and cooperative agreements; availability, etc.: Import investigations: Substance Abuse Prevention and Treatment (SAPT) block Bulk acetylsalicylic acid (aspirin) from— grant program— China, 5659–5660 Application deadline, 5474–5476 Internal combustion industrial forklift trucks from— Japan, 5660–5661 Health Resources and Services Administration NOTICES Justice Department Agency information collection activities: See Drug Enforcement Administration Proposed collection; comment request, 5646–5647 See National Institute of Corrections Grants and cooperative agreements; availability, etc.: Community Access Program, 5647–5649 Labor Department Meetings: See Employment and Training Administration Migrant Health National Advisory Council; correction, See Employment Standards Administration 5649–5650 See Mine Safety and Health Administration

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NOTICES IES Utilities Inc., 5703–5704 Agency information collection activities: Rio Algom Mining Corp., 5704–5705 Submission for OMB review; comment request, 5689– Wisconsin Electric Power Co., 5705–5706 5690 Wisconsin Public Service Corp. et al., 5706–5707 Land Management Bureau Occupational Safety and Health Review Commission NOTICES NOTICES Closure of public lands: Meetings; Sunshine Act, 5707 California, 5656–5657 Environmental statements; availability, etc.: Presidential Documents Naval Air Station Fallon, NV; Fallon Range Training ADMINISTRATIVE ORDERS Complex requirements, 5657 International entities; certification against withholding Motor vehicle use restrictions: funds (Memorandum of January 31, 2000), 5407 Oregon, 5657–5658 Puerto Rico, range facilities on Vieques, community Oil and gas leases: assistance (Directive of January 31, 2000), 5731 Wyoming, 5658 Puerto Rico, range facilities on Vieques, referendum Realty actions; sales, leases, etc.: (Directive of January 31, 2000), 5727–5730 Arizona, 5658 Nevada, 5658–5659 Public Health Service See Food and Drug Administration Merit Systems Protection Board See Health Resources and Services Administration RULES See Substance Abuse and Mental Health Services Practice and procedure: Administration Uniformed Services Employment and Reemployment Rights Act and Veterans Employment Opportunities Railroad Retirement Board Act; implementation— NOTICES Appeals, 5410–5414 Meetings: Appeals; cross-references, 5409 Actuarial Advisory Committee, 5707 Mine Safety and Health Administration Securities and Exchange Commission NOTICES NOTICES Safety standard petitions: Investment Company Act of 1940: CONSOL of Kentucky, Inc., et al., 5700–5702 Deregistration applications— Sefton Funds Trust et al., 5707–5709 National Institute of Corrections Exemption applications— NOTICES HT Insight Funds, Inc., et al., 5709–5711 Meetings: Salomon Smith Barney Inc. et al., 5711–5713 Advisory Board, 5689 Meetings; Sunshine Act, 5714 Self-regulatory organizations; proposed rule changes: National Oceanic and Atmospheric Administration Depository Trust Co., 5714–5715 RULES National Association of Securities Dealers, Inc., 5715– Fishery conservation and management: 5717 Alaska; fisheries of Exclusive Economic Zone— Bering Sea and Aleutian Islands groundfish; correction, State Department 5442–5443 NOTICES PROPOSED RULES Agency information collection activities: Fishery conservation and management: Submission for OMB review; comment request, 5717 Northeastern United States fisheries— Meetings: Atlantic sea scallop, 5488–5489 Private International Law Advisory Committee, 5717– NOTICES 5718 Agency information collection activities: Proposed collection; comment request, 5613–5615 Substance Abuse and Mental Health Services Meetings: Administration Pacific Fishery Management Council, 5615–5616 NOTICES National Weather Service; modernization and restructuring: Federal agency urine drug testing; certified laboratories Weather Service offices— meeting minimum standards, list, 5650–5651 Consolidation, automation, and closure certification, 5616 Surface Transportation Board NOTICES Navy Department Railroad operation, acquisition, construction, etc.: NOTICES Union Pacific Railroad Co., 5724 Environmental statements; availability, etc.: Naval Air Station Fallon, NV; Fallon Range Training Thrift Supervision Office Complex requirements, 5657 NOTICES Agency information collection activities: Nuclear Regulatory Commission Proposed collection; comment request, 5724–5725 NOTICES Applications, hearings, determinations, etc.: Transportation Department Commonwealth Edison Co. et al., 5702–5703 See Federal Aviation Administration

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See Federal Highway Administration Separate Parts In This Issue See Federal Railroad Administration See Surface Transportation Board Part II The President, 5727–5731 Treasury Department See Customs Service Reader Aids See Internal Revenue Service Consult the Reader Aids section at the end of this issue for See Thrift Supervision Office phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.

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CFR PARTS AFFECTED IN THIS ISSUE

A cumulative list of the parts affected this month can be found in the Reader Aids section at the end of this issue.

3 CFR Administrative Orders: Directive of January 31, 2000 ...... 5727 Directive of January 31, 2000 ...... 5727 Presidential Determinations: No. 2000-10 of January 31, 2000 ...... 5407 5 CFR 1201...... 5409 1208...... 5410 7 CFR 2...... 5414 Proposed Rules: 718...... 5444 12 CFR 960...... 5418 Proposed Rules: 951...... 5447 997...... 5447 14 CFR 39 (7 documents) ...... 5419, 5421, 5422, 5424, 5425, 5427, 5428 Proposed Rules: 39 (4 documents) ...... 5453, 5455, 5456, 5459 19 CFR 132...... 5430 163...... 5430 26 CFR 1...... 5432 36 CFR Proposed Rules: 217...... 5462 219...... 5462 40 CFR 52...... 5433 300...... 5435 761...... 5442 Proposed Rules: 52 (2 documents) ...... 5462, 5463 300...... 5465 45 CFR Proposed Rules: 96...... 5471 50 CFR 679...... 5442 Proposed Rules: 17...... 5474 648...... 5486

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Federal Register Presidential Documents Vol. 65, No. 24

Friday, February 4, 2000

Title 3— Presidential Determination No. 2000–10 of January 31, 2000

The President Determination Pursuant to Section 523 of the Foreign Operations, Export Financing, and Related Programs Appropriations Act, 2000, as Contained in the Consolidated Appropriations Act for FY 2000 (Public Law 106–113)

Memorandum for the Secretary of State

Pursuant to section 523 of the Foreign Operations, Export Financing, and Related Programs Appropriations Act, 2000, as Contained in the Consolidated Appropriations Act for FY 2000 (Public Law 106–113), I hereby certify that withholding from international financial institutions and other inter- national organizations and programs funds appropriated or otherwise made available pursuant to that Act is contrary to the national interest. You are authorized and directed to publish this determination in the Federal Register. œ–

THE WHITE HOUSE, Washington, January 31, 2000.

[FR Doc. 00–2684 Filed 2–3–00; 8:45 am] Billing code 4710–10–M

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Rules and Regulations Federal Register Vol. 65, No. 24

Friday, February 4, 2000

This section of the FEDERAL REGISTER references to the new part 1208 and to appeals under the Uniformed Services contains regulatory documents having general remove provisions that have been Employment and Reemployment Rights applicability and legal effect, most of which incorporated into the new part 1208. Act (Public Law 103–353), as amended; are keyed to and codified in the Code of The Board is publishing this rule as see part 1208 of this title. See part 1208 Federal Regulations, which is published under a final rule pursuant to 5 U.S.C. 1204(h). 50 titles pursuant to 44 U.S.C. 1510. of this title for the statutory filing time List of Subjects in 5 CFR Part 1201 limits applicable to appeals under the The Code of Federal Regulations is sold by Veterans Employment Opportunities Administrative practice and the Superintendent of Documents. Prices of Act (Public Law 105–339). See part 1209 procedure, Civil rights, Government new books are listed in the first FEDERAL of this title for the statutory filing time REGISTER issue of each week. employees, Lawyers. limits applicable to whistleblower Accordingly, the Board amends 5 CFR appeals and stay requests. part 1201 as follows: MERIT SYSTEMS PROTECTION 1. The authority citation for part 1201 § 1201.31 [Amended] BOARD is revised to read as follows: 4. Section 1201.31 is amended by 5 CFR Part 1201 Authority: 5 U.S.C. 1204 and 7701, unless removing paragraph (e) in its entirety. otherwise noted. Practices and Procedures 2. Section 1201.3 is amended by § 1201.121 [Amended] adding ‘‘and’’ at the end of paragraph AGENCY: Merit Systems Protection 5. Section 1201.121 is amended by Board. (a)(20), by removing ‘‘; and’’ at the end of paragraph (a)(21) and adding a period revising the last sentence of paragraph ACTION: Final rule. in its place, by removing paragraph (c) to read as follows: ‘‘Such appeals are SUMMARY: The Merit Systems Protection (a)(22) in its entirety, by redesignating governed by part 1208 of this title.’’ Board (MSPB or the Board) is amending paragraph (b) as paragraph (b)(2), and by 6. Section 1201.202 is amended by its rules of practice and procedure in adding a new paragraph (b)(1) to read as removing ‘‘and’’ at the end of paragraph this part to conform certain provisions follows: (a)(6), by removing the period at the end to the new part 1208 of the Board’s § 1201.3 Appellate jurisdiction. of paragraph (a)(7) and adding in its regulations that is being issued place ‘‘; and’’, by adding a new simultaneously with this amendment. (a) * * * (b)(1) Appeals under the Uniformed paragraph (a)(8), and by revising The new part 1208 describes the Board’s Services Employment and paragraph (d)(1) to read as follows: practices and procedures with respect to Reemployment Rights Act and the appeals filed under the Uniformed § 1201.202 Authority for awards. Veterans Employment Opportunities Services Employment and Act. Appeals filed under the Uniformed (a) * * * Reemployment Rights Act of 1994, as Services Employment and amended, and the Veterans Employment (8) Attorney fees, expert witness fees, Reemployment Rights Act (Public Law Opportunities Act of 1998. This part is and other litigation expenses, as 103–353), as amended, and the Veterans being amended to provide appropriate authorized by the Veterans Employment Employment Opportunities Act (Public cross-references to the new part 1208 Opportunities Act; 5 U.S.C. 3330c(b). Law 105–339) are governed by part 1208 and to remove provisions that have been of this title. The provisions of subparts * * * * * incorporated into the new part 1208. A, B, C, and F of part 1201 apply to (d)(1) A proceeding on the merits is a EFFECTIVE DATE: February 4, 2000. appeals governed by part 1208 unless proceeding to decide an appeal of an FOR FURTHER INFORMATION CONTACT: other specific provisions are made in agency action under 5 U.S.C. 1221 or Robert E. Taylor, Clerk of the Board, that part. The provisions of subpart H of 7701, an appeal under 38 U.S.C. 4324, (202) 653–7200. this part regarding awards of attorney an appeal under 5 U.S.C. 3330a, a SUPPLEMENTARY INFORMATION: The Board fees apply to appeals governed by part request to review an arbitration decision is publishing separately a new part 1208 1208 of this title. under 5 U.S.C. 7121(d), a Special of its rules of practice and procedure to (2) * * * Counsel complaint under 5 U.S.C. 1214 cover appeals filed under the Uniformed * * * * * or 1215, or an agency action against an Services Employment and 3. Section 1201.22 is amended by administrative law judge under 5 U.S.C. Reemployment Rights Act of 1994 revising paragraph (b)(2) to read as 7521. (USERRA) (Public Law 103–353), as follows: amended, and the Veterans Employment * * * * * Opportunities Act of 1998 (VEOA) § 1201.22 Filing an appeal and responses Dated: January 28, 2000. to appeals. (Public Law 105–339). Because certain Robert E. Taylor, provisions regarding USERRA appeals (a) * * * have been included previously in part (b) Time of filing. (1) * * * Clerk of the Board. 1201 (interim rule at 62 FR 66813, (2) The time limit prescribed by [FR Doc. 00–2338 Filed 2–3–00; 8:45 am] December 22, 1997; final rule at 64 FR paragraph (b)(1) for filing an appeal BILLING CODE 7400±01±U 54507, October 7, 1999), certain changes does not apply where a law or are necessary to conform that part to the regulation establishes a different time new part 1208. Part 1201 is being limit or where there is no applicable amended to provide appropriate cross- time limit. No time limit applies to

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MERIT SYSTEMS PROTECTION Reemployment Rights Act of 1994 to try to resolve the matter. (In the BOARD (USERRA), Public Law 103–353, as Department of Labor, both USERRA and amended, and the Veterans Employment VEOA complaints are processed by the 5 CFR Part 1208 Opportunities Act of 1998 (VEOA), Veterans Employment and Training Public Law 105–339, extend the Service.) Despite these similarities, Practices and Procedures for Appeals jurisdiction of the Merit Systems there are significant differences between Under the Uniformed Services Protection Board to include complaints USERRA and VEOA, as summarized Employment and Reemployment filed by covered persons, principally below. Rights Act and the Veterans veterans, under each of these laws. Employment Opportunities Act The Board has previously issued Violations Covered AGENCY: Merit Systems Protection regulations to implement provisions of USERRA: The provisions of USERRA Board. USERRA in an amendment to its rules (codified at chapter 43 of title 38, at 5 CFR part 1201 (interim rule at 62 ACTION: Interim rule; request for United States Code) covering Federal comments. FR 66813, December 22, 1997; final rule employees apply to claims that a at 64 FR 54507, October 7, 1999). Federal agency employer or the Office of SUMMARY: The Merit Systems Protection Various provisions of VEOA require or Personnel Management has failed or Board (MSPB or the Board) is permit the Board to issue regulations to refused to provide an employment or publishing a new part 1208 of its implement particular procedural reemployment right or benefit to which regulations to describe its practices and requirements of that law (5 U.S.C. a person is entitled after service in a procedures with respect to appeals filed 3330a(d)(1), 5 U.S.C. 3330a(d)(2)(B), and uniformed service (other than claims under the Uniformed Services 5 U.S.C. 3330b(c)). relating to benefits under the Thrift Employment and Reemployment Rights The Board believes that persons who Savings Plan for Federal employees). Act of 1994, as amended, and the file appeals under USERRA or VEOA, USERRA also applies to claims of Veterans Employment Opportunities their representatives, and the agency discrimination based on uniformed Act of 1998. The Uniformed Services parties to such appeals will best be service in connection with initial Employment and Reemployment Rights served by combining the regulations employment, reemployment, retention Act permits a person covered by that that apply only to USERRA and VEOA in employment, promotion, or any law to appeal to the Board if a Federal appeals in a single place in the Board’s benefit of employment (38 U.S.C. agency employer or the Office of rules. Therefore, the Board is issuing a 4311(a)) and claims of reprisal (38 Personnel Management fails or refuses new 5 CFR part 1208, titled ‘‘Practices U.S.C. 4311(b)). and Procedures for Appeals under the to provide an employment or VEOA: The redress mechanism Uniformed Services Employment and reemployment right or benefit to which established by VEOA (section 3 of the the person is entitled after service in a Reemployment Rights Act and the Veterans Employment Opportunities Act, codified at 5 U.S.C. 3330a through uniformed service. The Veterans 3330c) applies to claims that a Federal Employment Opportunities Act permits Act.’’ The Board is publishing simultaneouly a rule making agency has violated a preference a person entitled to veterans’ preference eligible’s rights under any statute or to appeal to the Board if a Federal conforming amendments to part 1201. To the extent consistent with the regulation relating to veterans’ agency violates the person’s rights preference. under any statute or regulation relating statutory requirements of USERRA and to veterans’ preference. While both of VEOA, the Board is processing appeals Persons Covered these laws are intended to provide under these laws in the same manner as it processes other appeals under the USERRA: The reemployment protections for veterans, and while there provisions of USERRA apply to persons are similarities in the procedures and Board’s appellate jurisdiction regulations, subparts B and C of 5 CFR who have left their employment for remedies under each of the laws, there service in a uniformed service, provided are significant differences as well. The part 1201. Therefore, the new part 1208 contains only provisions that are unique they satisfy the Act’s requirements purpose of this new part is to provide relating to such matters as advance guidance to parties and their to USERRA and VEOA, and parties should refer to the appellate jurisdiction notice to the employer, cumulative representatives on how to proceed in length of absence, character of service, cases filed under these laws. procedures of part 1201 for other applicable requirements. and the time limits for reporting back to The Board is simultaneously work. publishing an amendment to its rules at The Board’s approach in the new part The USERRA anti-discrimination 5 CFR part 1201 to conform certain 1208, generally, is to include only provision is broader; it applies to provisions in that part to the new part provisions that restate or implement anyone who has served, applied to 1208. specific statutory requirements of USERRA and VEOA. For both USERRA serve, or has an obligation to serve in a DATES: Effective February 4, 2000. and VEOA appeals, the new part 1208 uniformed service. (It applies only to Submit written comments on or before includes additional requirements for the such a person; there is no derived right April 4, 2000. content of an appeal to ensure that for a parent or spouse to claim ADDRESSES: Send comments to Robert E. information the Board needs to discrimination based on a person’s Taylor, Clerk of the Board, Merit determine whether it has jurisdiction uniformed service; see Lourens v. Systems Protection Board, 1120 over an appeal under USERRA or VEOA MSPB, Fed. Cir. No. 99–3153, October Vermont Avenue, NW, Washington, DC is provided when the appeal is filed. 13, 1999.) The prohibition against 20419. Comments may be sent via e- USERRA and VEOA are similar in reprisal in USERRA applies to anyone mail to [email protected]. that both provide new redress who exercises a right under the Act, FOR FURTHER INFORMATION CONTACT: mechanisms for the protection of certain assists someone else to exercise such a Robert E. Taylor, Clerk of the Board, veterans’ rights. They are also similar in right, or testifies in a proceeding under (202) 653–7200. that an appeal under each law may be the Act, regardless of whether the SUPPLEMENTARY INFORMATION: The filed with the Board after an appellant person alleging reprisal has served in a Uniformed Services Employment and has first asked the Department of Labor uniformed service.

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VEOA: The VEOA redress mechanism Such representation is available only reasonable attorney fees, expert witness applies to preference eligibles. The where the person has filed a USERRA fees, and other litigation expenses. requirements a veteran (and, in certain complaint with the Secretary of Labor, Judicial Review instances, a mother or spouse of a the Secretary has notified the person veteran) must satisfy for preference that the Department of Labor cannot USERRA: USERRA explicitly eligible status are set forth at 5 U.S.C. resolve the complaint, and the person provides that a final Board decision on 2108. asks the Secretary to refer the complaint a USERRA appeal is subject to judicial to the Special Counsel. There is no review in accordance with 5 U.S.C. Choice of Procedure and Exhaustion provision for representation by the 7703, which provides for judicial review Requirements Special Counsel where a person files a by the United States Court of Appeals USERRA: USERRA permits a covered USERRA appeal directly with the Board. for the Federal Circuit. person to initiate a proceeding under Regardless of whether a USERRA VEOA: VEOA does not include a the Act either by filing with the appellant files with the Board directly, judicial review provision comparable to Secretary of Labor or by filing directly after exhausting the procedures of the that in USERRA. It does, however, with the Board. The Board has ruled Department of Labor, or after the Special implicitly acknowledge that a final that a person who files a formal Counsel has declined to represent the Board decision on a VEOA appeal is complaint with the Secretary of Labor appellant, he may choose a subject to judicial review by referring to must exhaust the procedures of the representative in accordance with the the Board’s issuance of a ‘‘judicially Department of Labor before an appeal Board’s regulations at 5 CFR 1201.31. reviewable decision.’’ In the absence of may be filed with the Board. Petersen v. VEOA: VEOA contains no provisions an explicit judicial review provision, Department of the Interior, 71 M.S.P.R. regarding representation of a VEOA the Board relies on precedent construing 227 (1996). If the person simply seeks appellant. The appellant may choose a the applicability of 5 U.S.C. 7703 to assistance from the Department of representative in accordance with the final Board decisions in cases other than Labor, however, and does not file a Board’s regulations at 5 CFR 1201.31. those decided under chapter 77 of title formal complaint, the exhaustion 5, United States Code (See, e.g., Frazier, requirement does not apply. Termination of Proceeding et al., v. MSPB, 672 F.2d 150, 160 (D.C. VEOA: VEOA requires a preference USERRA: There is no provision in Cir. 1982)). Therefore, the Board’s eligible who alleges a violation of USERRA for a person who has filed a decisions on VEOA appeals will provide veterans’ preference to file first with the USERRA appeal with the Board to notice that judicial review is available Secretary of Labor. The Board has no terminate the Board proceeding before it in the United States Court of Appeals jurisdiction over a VEOA appeal until has concluded with the issuance of a for the Federal Circuit. the Department of Labor procedures decision. Appeals Under Another Law, Rule, or VEOA: VEOA permits a person who have been exhausted. Regulation. has filed a VEOA appeal to elect to Filing Time Limits terminate the Board proceeding and file USERRA: Nothing in USERRA USERRA: USERRA contains no a civil action in district court if the prevents an appellant who may appeal statutory time limit for filing a Board has not issued a judicially an agency action to the Board under any complaint either with the Secretary of reviewable decision within 120 days other law, rule, or regulation from Labor or with the Board. The Board has after the appeal was filed. The Board raising a claim of a USERRA violation determined that it would be proceeding must terminate immediately in that appeal. The Board has ruled that inconsistent with the Congressional upon the Board’s receipt of the it will treat such a claim as an intent in enacting USERRA and its appellant’s election. affirmative defense that the agency predecessor laws for the Board to action was not in accordance with law. establish a filing time limit by Remedies See Morgan v. United States Postal regulation. Therefore, there is no time USERRA and VEOA: Both laws Service, 82 M.S.P.R. 1 (1999). limit for filing a USERRA appeal. provide that if the Board determines VEOA: VEOA provides that a VEOA: VEOA establishes statutory that the agency has committed a preference eligible who may appeal filing time limits for each stage of the violation, the Board must order the directly to the Board from an agency redress procedure. Unless the Secretary agency to comply with the provision(s) action that is appealable under any of Labor has notified the appellant that violated and award compensation for other law, rule, or regulation, may do so the Department of Labor has been any loss of wages or benefits suffered by in lieu of administrative redress under unable to resolve the appellant’s VEOA the appellant because of the violation. VEOA (emphasis added) (5 U.S.C. complaint, a VEOA appeal may not be USERRA: USERRA provides that any 3330a(e)(1)). Such an appellant, filed with the Board before the 61st day compensation received by the appellant however, may not pursue redress for an after the complaint was filed with the pursuant to the Board’s order shall be in alleged violation of veterans’ preference Secretary. If the Secretary notifies the addition to any other right or benefit under VEOA at the same time he appellant that the Department of Labor provided for by chapter 43 of title 38, pursues redress for the violation under has been unable to resolve the United States Code, and shall not any other law, rule, or regulation (5 complaint, any VEOA appeal to the diminish any such right or benefit. U.S.C. 3330a(e)(2)). An appellant who Board must be filed within 15 days of USERRA also permits the Board, when elects to appeal to the Board under the date of receipt of the Secretary’s it orders an agency to comply, to award another law, rule, or regulation must notice. VEOA does not provide for reasonable attorney fees, expert witness comply with the provisions of subparts waiver of any of its statutory filing time fees, and other litigation expenses. B and C of 5 CFR part 1201, including limits for good cause. VEOA: VEOA provides that where the the time of filing requirement of 5 CFR Board finds that the agency’s violation § 1201.22(b)(1). Representation was willful, it must award an amount The Board is publishing this rule as USERRA: USERRA authorizes the equal to backpay as liquidated damages. an interim rule pursuant to 5 U.S.C. Special Counsel to represent a person in VEOA also requires the Board, when it 1204(h), 5 U.S.C. 3330a, 5 U.S.C. 3330b, a USERRA appeal before the Board. orders an agency to comply, to award and 38 U.S.C. 4331.

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List of Subjects in 5 CFR Part 1208 § 1208.2 Jurisdiction. (c) USERRA appeal. ‘‘USERRA (a) USERRA. Under 38 U.S.C. 4324, a appeal’’ means an appeal filed under 38 Administrative practice and person entitled to the rights and benefits U.S.C. 4324, as enacted by the procedure, Government employees, provided by chapter 43 of title 38, Uniformed Services Employment and Veterans. United States Code, may file an appeal Reemployment Rights Act of 1994 Accordingly, the Board amends 5 CFR with the Board alleging that a Federal (Public Law 103–353), as amended. The chapter II, subchapter A, by adding part agency employer or the Office of term includes an appeal that alleges a 1208 reading as follows: Personnel Management has failed or violation of a predecessor statutory refused, or is about to fail or refuse, to provision of chapter 43 of title 38, PART 1208ÐPRACTICES AND comply with a provision of that chapter United States Code. PROCEDURES FOR APPEALS UNDER (other than a provision relating to (d) VEOA appeal. ‘‘VEOA appeal’’ THE UNIFORMED SERVICES benefits under the Thrift Savings Plan means an appeal filed under 5 U.S.C. EMPLOYMENT AND REEMPLOYMENT for Federal employees). In general, the 3330a, as enacted by the Veterans RIGHTS ACT AND THE VETERANS provisions of chapter 43 of title 38 that Employment Opportunities Act of 1998 EMPLOYMENT OPPORTUNITIES ACT apply to Federal employees guarantee (Public Law 105–339). various reemployment rights following a Subpart AÐJurisdiction and Definitions Subpart BÐUSERRA Appeals period of service in a uniformed service, Sec. provided the employee satisfies the § 1208.11 Choice of procedure under 1208.1 Scope. requirements for coverage under that USERRA; exhaustion requirement. 1208.2 Jurisdiction. 1208.3 Application of 5 CFR part 1201. chapter. In addition, chapter 43 of title (a) Choice of procedure. An appellant 1208.4 Definitions. 38 prohibits discrimination based on a may file a USERRA appeal directly with person’s service—or application or Subpart BÐUSERRA Appeals the Board under this subpart or may file obligation for service—in a uniformed a complaint with the Secretary of Labor 1208.11 Choice of procedure under service (38 U.S.C. 4311). This under 38 U.S.C. 4322. USERRA; exhaustion requirement. prohibition applies with respect to (b) Exhaustion requirement. If an 1208.12 Time of filing. initial employment, reemployment, appellant files a complaint with the 1208.13 Content of appeal; request for retention in employment, promotion, or hearing. Secretary of Labor under 38 U.S.C. 4322, 1208.14 Representation by Special Counsel. any benefit of employment. the appellant may not file a USERRA 1208.15 Remedies. (b) VEOA. Under 5 U.S.C. 3330a, a appeal with the Board until the 1208.16 Appeals under another law, rule, or preference eligible who alleges that a Secretary notifies the appellant in regulation. Federal agency has violated his rights accordance with 38 U.S.C. 4322(e) that Subpart CÐVEOA Appeals under any statute or regulation relating the Secretary has been unable to resolve to veterans’ preference may file an the complaint. An appellant who seeks 1208.21 VEOA exhaustion requirement. appeal with the Board, provided that he 1208.22 Time of filing. assistance from the Secretary of Labor 1208.23 Content of appeal; request for has satisfied the statutory requirements under 38 U.S.C. 4321 but does not file hearing. for first filing a complaint with the a complaint with the Secretary under 38 1208.24 Election to terminate MSPB Secretary of Labor and allowing the U.S.C. 4322 is not subject to the proceeding. Secretary at least 60 days to attempt to exhaustion requirement of this 1208.25 Remedies. resolve the complaint. paragraph. 1208.26 Appeals under another law, rule, or (c) Appeals after exhaustion of § 1208.3 Application of 5 CFR part 1201. regulation. Department of Labor procedure. When Authority: 5 U.S.C. 1204(h), 3330a, 3330b; Except as expressly provided in this an appellant receives notice from the 38 U.S.C. 4331. part, the Board will apply subparts A Secretary of Labor in accordance with (Jurisdiction and Definitions), B 38 U.S.C. 4322(e) that the Secretary has Subpart AÐJurisdiction and (Procedures for Appellate Cases), C been unable to resolve the complaint, Definitions (Petitions for Review of Initial the appellant may file a USERRA appeal Decisions), and F (Enforcement of Final § 1208.1 Scope. directly with the Board or may ask the Decisions and Orders) of 5 CFR part Secretary to refer the complaint to the This part governs appeals filed with 1201 to appeals governed by this part. Special Counsel. If the Special Counsel the Board under the provisions of 38 The Board will apply the provisions of agrees to represent the appellant, the U.S.C. 4324, as enacted by the subpart H (Attorney Fees, and Litigation Special Counsel may file a USERRA Uniformed Services Employment and Expenses, Where Applicable), appeal directly with the Board. If the Reemployment Rights Act of 1994 Consequential Damages, and Special Counsel does not agree to (USERRA), Public Law 103–353, as Compensatory Damages) of 5 CFR part represent the appellant, the appellant amended, or under the provisions of 5 1201 regarding awards of attorney fees may file a USERRA appeal directly with U.S.C. 3330a, as enacted by the Veterans to appeals governed by this part. the Board. Employment Opportunities Act of 1998 (VEOA), Public Law 105–339. With § 1208.4 Definitions. § 1208.12 Time of filing. respect to USERRA appeals, this part (a) Appeal. ‘‘Appeal’’ means a request Under chapter 43 of title 38, United applies to any appeal filed with the for review of an agency action (the same States Code, there is no time limit for Board on or after October 13, 1994, meaning as in 5 CFR § 1201.4(f)) and filing a USERRA appeal with the Board. without regard as to whether the alleged includes a ‘‘complaint’’ or ‘‘action’’ as However, the Board encourages violation occurred before, on, or after those terms are used in USERRA (38 appellants to file a USERRA appeal as October 13, 1994. With respect to VEOA U.S.C. 4324) and a ‘‘complaint’’ or soon as possible after the date of the appeals, this part applies to any appeal ‘‘appeal’’ as those terms are used in alleged violation or, if a complaint is filed with the Board which alleges that VEOA (5 U.S.C. 3330a). filed with the Secretary of Labor, as a violation occurred on or after October (b) Preference eligible. ‘‘Preference soon as possible after receiving notice 31, 1998. eligible’’ is defined in 5 U.S.C. 2108. from the Secretary in accordance with

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38 U.S.C. 4322(e) that the Secretary has written designation of representative has been unable to resolve the been unable to resolve the complaint, required by 5 CFR 1201.31(a). appellant’s VEOA complaint, a VEOA or, if the Secretary has referred the appeal may not be filed with the Board complaint to the Special Counsel and § 1208.15 Remedies. before the 61st day after the date on the Special Counsel does not agree to (a) Order for compliance. If the Board which the appellant filed the complaint represent the appellant, as soon as determines that a Federal agency under 5 U.S.C. 3330a(a) with the possible after receiving the Special employer or the Office of Personnel Secretary. Counsel’s notice. Management has not complied with a provision or provisions of chapter 43 of (b) If the Secretary of Labor notifies § 1208.13 Content of appeal; request for title 38, United States Code (other than the appellant that the Secretary has been hearing. a provision relating to benefits under unable to resolve the appellant’s VEOA (a) Content. A USERRA appeal may be the Thrift Savings Plan for Federal complaint and the appellant elects to in any format, including letter form, but employees), the decision of the Board appeal to the Board under 5 U.S.C. must contain the following: (either an initial decision of a judge 3330a(d), the appellant must file the (1) The nine (9) items or types of under 5 CFR 1201.111 or a final Board VEOA appeal with the Board within 15 information required in 5 CFR decision under 5 CFR 1201.117) will days after the date of receipt of the 1201.24(a)(1) through (a)(9); order the Federal agency employer or Secretary’s notice. A copy of the (2) Evidence or argument that the the Office of Personnel Management, as Secretary’s notice must be submitted appellant has performed service in a applicable, to comply with such with the appeal. uniformed service, including the dates provision(s) and to compensate the § 1208.23 Content of appeal; request for of such service (or, where applicable, appellant for any loss of wages or hearing. has applied for or has an obligation to benefits suffered by the appellant perform such service), and that the because of such lack of compliance. (a) Content. A VEOA appeal may be appellant otherwise satisfies the Under 38 U.S.C. 4324(c)(3), any in any format, including letter form, but requirements for coverage under chapter compensation received by the appellant must contain the following: 43 of title 38, United States Code; pursuant to the Board’s order shall be in (1) The nine (9) items or types of (3) A statement identifying the addition to any other right or benefit information required in 5 CFR provision of chapter 43 of title 38, provided for by chapter 43 of title 38, 1201.24(a)(1) through (a)(9); United States Code, that was allegedly United States Code, and shall not (2) Evidence or argument that the violated and an explanation of how the diminish any such right or benefit. appellant is a preference eligible; provision was violated; (b) Attorney fees and expenses. If the (3) A statement identifying the statute (4) If the appellant filed a complaint Board issues a decision ordering or regulation relating to veterans’ with the Secretary of Labor under 38 compliance under paragraph (a) of this preference that was allegedly violated, U.S.C. 4322(a), evidence of notice under section, the Board has discretion to an explanation of how the provision 38 U.S.C. 4322(e) that the Secretary has order payment of reasonable attorney was violated, and the date of the been unable to resolve the complaint (a fees, expert witness fees, and other violation; copy of the Secretary’s notice satisfies litigation expenses under 38 U.S.C. this requirement); and 4324(c)(4). The provisions of subpart H (4) Evidence that a complaint under 5 (5) If the appellant’s complaint was of part 1201 shall govern any U.S.C. 3330a(a) was filed with the referred to the Special Counsel and the proceeding for attorney fees and Secretary of Labor, including the date appellant has received notice that the expenses. the complaint was filed; and Special Counsel will not represent the § 1208.16 Appeals under another law, rule, (5)(i) Evidence that the Secretary has appellant before the Board, evidence of or regulation. notified the appellant in accordance the Special Counsel’s notice (a copy of Nothing in USERRA prevents an with 5 U.S.C. 3330a(c)(2) that the the Special Counsel’s notice satisfies appellant who may appeal an agency Secretary has been unable to resolve the this requirement). action to the Board under any other law, complaint (a copy of the Secretary’s (b) Request for hearing. An appellant rule, or regulation from raising a claim notice satisfies this requirement); or must submit any request for a hearing of a USERRA violation in that appeal. (ii) Evidence that the appellant has with the USERRA appeal, or within any The Board will treat such a claim as an provided written notice to the Secretary other time period the judge sets. A affirmative defense that the agency of the appellant’s intent to appeal to the hearing may be provided to the action was not in accordance with law Board, as required by 5 U.S.C. appellant once the Board’s jurisdiction (5 CFR 1201.56(b)(3)). 3330a(d)(2) (a copy of the appellant’s over the appeal is established. The judge written notice to the Secretary satisfies may also order a hearing if necessary to Subpart CÐVEOA Appeals this requirement). resolve issues of jurisdiction. The appellant has the burden of proof with § 1208.21 VEOA exhaustion requirement. (b) Request for hearing. An appellant respect to issues of jurisdiction (5 CFR Before an appellant may file a VEOA must submit any request for a hearing 1201.56(a)(2)(i)). appeal with the Board, the appellant with the VEOA appeal, or within any must first file a complaint under 5 other time period the judge sets. A § 1208.14 Representation by Special U.S.C. 3330a(a) with the Secretary of hearing may be provided to the Counsel. Labor within 60 days after the date of appellant once the Board’s jurisdiction The Special Counsel may represent an the alleged violation and allow the over the appeal is established and it has appellant in a USERRA appeal before Secretary at least 60 days from the date been determined that the appeal is the Board. A copy of any written request the complaint is filed to attempt to timely. The judge may also order a by the appellant to the Secretary of resolve the complaint. hearing if necessary to resolve issues of Labor that the appellant’s complaint jurisdiction or timeliness. The appellant under 38 U.S.C. 4322(a) be referred to § 1208.22 Time of filing. has the burden of proof with respect to the Special Counsel for litigation before (a) Unless the Secretary of Labor has issues of jurisdiction and timeliness (5 the Board will be accepted as the notified the appellant that the Secretary CFR 1201.56(a)(2)(i) and (ii)).

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§ 1208.24 Election to terminate MSPB that is appealable under any other law, pursuant to 5 U.S.C. 553, notice of proceeding. rule, or regulation, in lieu of proposed rulemaking and opportunity (a) Election to terminate. At any time administrative redress under VEOA (5 for comment are not required, and this beginning on the 121st day after an U.S.C. 3330a(e)(1)). An appellant may rule may be made effective less than 30 appellant files a VEOA appeal with the not pursue redress for an alleged days after publication in the Federal Board, if a judicially reviewable Board violation of veterans’ preference under Register. decision on the appeal has not been VEOA at the same time he pursues Further, since this rule relates to issued, the appellant may elect to redress for such violation under any internal agency management, it is terminate the Board proceeding as other law, rule, or regulation (5 U.S.C. exempt from the provisions of Executive provided under 5 U.S.C. 3330b and file 3330a(e)(2)). Orders 12866 and 12988. Finally, this a civil action with an appropriate (b) An appellant who elects to appeal action is not a rule as defined by Pub. United States district court. Such to the Board under another law, rule, or L. 96–354, the Regulatory Flexibility election must be in writing, filed with regulation must comply with the Act, and the Small Business Regulatory the Board office where the appeal is provisions of subparts B and C of 5 CFR Fairness Enforcement Act, 5 U.S.C. 801 being processed, and served on the part 1201, including the time of filing et seq., and, thus, is exempt from their parties. The election is effective requirement of 5 CFR 1201.22(b)(1). provisions. immediately on the date of receipt by Dated: January 24, 2000. List of Subjects in 7 CFR Part 2 the Board office where the appeal is Robert E. Taylor, being processed. Authority Delegations (Government (b) Termination order. Following Clerk of the Board. agencies). receipt by the Board of an appellant’s [FR Doc. 00–2339 Filed 2–3–00; 8:45 am] Accordingly, 7 CFR Part 2 is amended written election to terminate the Board BILLING CODE 7400±01±U as set forth below. proceeding, a termination order will be issued to document the termination of PART 2ÐDELEGATIONS OF the proceeding. The termination order DEPARTMENT OF AGRICULTURE AUTHORITY BY THE SECRETARY OF will state that the proceeding was AGRICULTURE AND GENERAL terminated as of the date of receipt of Office of the Secretary OFFICERS OF THE DEPARTMENT the appellant’s written election. Such an 7 CFR Part 2 1. The authority for Part 2 continues order is neither an initial decision under to read as follows: 5 CFR 1201.111 nor a final Board Revision of Delegations of Authority decision and is not subject to a petition Authority: Sec. 212(a), Pub. L. 103–354, for review in accordance with subpart C AGENCY: Office of the Secretary, USDA. 108 Stat. 3210, 7 U.S.C. 6912(a)(1); 5 U.S.C. 301; Reorganization Plan No. 2 of 1953; 3 of part 1201, a petition for enforcement ACTION: Final rule. CFR 1949–1953 Comp., p. 1024. in accordance with subpart F of part SUMMARY: 1201, or a petition for judicial review. This document revises the Subpart CÐDelegations of Authority to delegations of authority from the § 1208.25 Remedies. the Deputy Secretary, the Under Secretary of Agriculture and general Secretaries and Assistant Secretaries (a) Order for compliance. If the Board officers of the Department due to determines that a Federal agency has passage of the Agricultural Research, 2. Amend § 2.21 as follows: violated the appellant’s VEOA rights, Extension, and Education Reform Act of a. Redesignate paragraphs (a)(1)(cxl) the decision of the Board (either an 1998. through (a)(1)(cxlix) as paragraphs initial decision of a judge under 5 CFR EFFECTIVE DATE: Effective February 4, (a)(1)(cxli) through (a)(1)(cl); 1201.111 or a final Board decision 2000. b. Add new paragraphs (a)(1)(cxl), and under 5 CFR 1201.117) will order the FOR FURTHER INFORMATION CONTACT: (a)(1)(cli) through (a)(1)(clxxi); agency to comply with the statute or Philip Schwab, Science Advisor and c. Remove and reserve paragraphs regulation violated and to compensate Legislative Affairs, Cooperative State (a)(1)(lxxviii), (a)(1)(lxxxiii), the appellant for any loss of wages or Research, Education, and Extension (a)(1)(lxxxiv), (a)(1)(lxxxv), benefits suffered by the appellant Service, USDA, Room 305–A, Jamie L. (a)(1)(lxxxvi), and (a)(1)(xc); and because of the violation. If the Board Whitten Federal Bldg., Washington, DC d. Revise paragraphs (a)(1)(x), determines that the violation was 20250, telephone 202–720–4423. (a)(1)(xliv), (a)(1)(l), (a)(1)(liii), willful, it will order the agency to pay (a)(1)(lvii), (a)(1)(lix), (a)(1)(lxxix), and SUPPLEMENTARY INFORMATION: the appellant an amount equal to back On June (b)(1)(i) and to add paragraphs pay as liquidated damages. 23, 1998, the Agricultural Research, (a)(1)(1iv), (a)(1)(lxxx), (a)(1)(lxxxi), and (b) Attorney fees and expenses. If the Extension, and Education Reform Act of (a)(1)(lxxxvii) to read as follows: Board issues a decision ordering 1998, Pub. L. 105–185, was signed into compliance under paragraph (a) of this law. With the enactment of this new law § 2.21 Under Secretary for Research, section, the Board will order payment of many existing authorities were either Education, and Economics. reasonable attorney fees, expert witness modified or extended and some new (a) * * * fees, and other litigation expenses. The ones added. It is necessary for these (1) * * * provisions of subpart H of part 1201 authorities to be delegated to Agency (x) Evaluate, assess, and report to shall govern any proceeding for attorney Administrators. This document also congressional agriculture committees on fees and expenses. delegates authority for the Census of the merits of proposals for agricultural Agriculture as provided for in the research facilities in the States; establish § 1208.26 Appeals under another law, rule, Census of Agriculture Act of 1997, Pub. a task force on a 10-year strategic plan or regulation. L. 105–113 (7 U.S.C. 2204g). This for agricultural research facilities; (a) The VEOA provides that 5 U.S.C. document lays out these delegations of ensure that each research activity 3330a shall not be construed to prohibit authority as they have been modified conducted by an Agricultural Research a preference eligible from appealing and expanded. This rule relates to Service facility serves a national or directly to the Board from any action internal agency management. Therefore, multistate need; and review periodically

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Service, and agricultural research, corporations, and individuals, and of extension, or education activities facilities grants to State agricultural * * * * * (lvii) Enter into cost-reimbursable administered by the Cooperative State experiment stations and other Research, Education, and Extension designated colleges and universities, to agreements with State cooperative Service on a competitive basis address promote research, extension, or institutions or other colleges and a concern that is a priority and has education, in food, agriculture and universities for the acquisition of goods national, multistate, or regional related areas (7 U.S.C. 450i). or services in support of research, extension, or teaching activities in the significance (7 U.S.C. 7611). * * * * * (clii) Solicit and consider input and (xliv) Formulate and administer food and agricultural sciences, including the furtherance of library and recommendations from persons who programs to strengthen secondary conduct or use agricultural research, education and two-year post secondary related information programs (7 U.S.C. 3319a). extension, or education and, after teaching programs; promote linkages consultation with appropriate * * * * * between secondary, two-year post subcabinet officials, establish priorities secondary, and higher education (lix) Administer an Aquaculture for agricultural research, extension, and programs in the food and agricultural Assistance Program, involving centers, education activities conducted or sciences; administer grants to secondary by making grants to eligible institutions funded by the Department; promulgate education and two-year post secondary for research and extension to facilitate regulations concerning implementation teaching programs, and to colleges and or expand production and marketing of of a process for obtaining stakeholder universities; maintain a national food aquacultural food species and products; input at 1862, 1890, and 1994 and agricultural education information making grants to States to formulate Institutions; and ensure that federally system (7 U.S.C. 3152). Aquaculture development plans for the supported and conducted agricultural * * * * * production and marketing of research, extension, and education (l) Support continuing agricultural aquacultural species and products; and activities are accomplished in accord and forestry extension and research, at conducting a program of research, with identified management principles 1890 land-grant colleges, including extension and demonstration at (7 U.S.C. 7612). Tuskegee University, and administer a aquacultural demonstration centers (7 (cliii) Establish procedures that grant program for five National Research U.S.C. 3321–22). provide for scientific peer review of and Training Centers (7 U.S.C. 3221, * * * * * each agricultural research grant 3222, 3222c, 3222d). (lxxviii) [Removed and reserved] administered on a competitive basis, * * * * * * * * * * and for merit review of each agricultural (liii) Provide policy direction and (lxxix) Conduct a research initiative extension or education grant coordinate the Department’s work with known as the Agricultural Genome administered, on a competitive basis, by national and international institutions Initiative, and make grants or enter into the Cooperative State Research, and other persons throughout the world cooperative agreements on a Education, and Extension Service (7 in the performance of agricultural competitive basis to carry out the U.S.C. 7613(a)). research, extension, teaching, and Initiative (7 U.S.C. 5924). (cliv) Consider the results of the development activities; administer a annual review performed by the (lxxx) Administer a competitive high program of competitive grants for Agricultural Research, Extension, priority research and extension grants collaborative projects involving Federal Education, and Economics Advisory program in specified subject areas (7 scientists or scientists from colleges and Board regarding the relevance to U.S.C. 5925). universities working with scientists at priorities of the funding of all international agricultural research (lxxxi) Administer a program of agricultural research, extension, or centers in other nations focusing either competitive grants to support research education activities conducted or on new technologies and programs for and extension activities in Nutrient funded by the Department and the increasing the production of food and Management Research and Extension (7 adequacy of funding, when formulating fiber or training scientists and a program U.S.C. 5925a). each request for proposals, and of competitive grants to colleges and * * * * * evaluating proposals, involving an universities to strengthen United States (lxxxiii)—(lxxxvi) [Removed and agricultural research, extension, or economic competitiveness and to reserved] education activity funded, on a promote international market (lxxxvii) Administer competitive competitive basis, by the Department; development; and provide a biennial grants to support research and extension and solicit and consider input from report to the Committee on Agriculture activities regarding organically grown persons who conduct or use agricultural

VerDate 272000 12:20 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00007 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm01 PsN: 04FER1 5416 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations research, extension, or education (clxiv) Administer a grant to a Subpart KÐDelegations of Authority regarding the prior year’s request for consortium of land-grant colleges and by the Under Secretary for Research, proposals for each activity funded on a universities to enhance the ability of the Education, and Economics competitive basis (7 U.S.C. 7613(c)). consortium to carry out a multi-State (clv) Establish, in consultation with research project aimed at understanding 3. Amend § 2.65 to add new appropriate subcabinet officials, and combating diseases of wheat and paragraphs (a)(28), (a)(99) through (a)(107), to remove and reserve procedures to ensure scientific peer barley caused by Fusarium paragraphs (a)(41), (a)(42), and (a)(43), review of all research activities graminearum and related fungi (7 U.S.C. conducted by the Department (7 U.S.C. and to revise paragraphs (a)(23), (a)(39), 7628). 7613(d)). and (a)(71), to read as follows: (clvi) Require a procedure to be (clxv) Operate and administer the Food Animal Residue Avoidance § 2.65 Administrator, Agricultural established by each 1862, 1890, and Research Service. 1994 Institution, for merit review of Database through contracts, grants, or each agricultural research and extension cooperative agreements with (a) * * * (23) Enter into cost-reimbursable activity funded and review of the appropriate colleges or universities (7 agreements with State cooperative activity in accordance with the U.S.C. 7642). institutions or other colleges and procedure (7 U.S.C. 7613(e)). (clxvi) Update on a periodic basis, (clvii) Administer an Initiative for universities for the acquisition of goods nutrient composition data and report to or services in support of research, Future Agriculture and Food Systems extension, or teaching activities in the (except with respect to funds provided Congress the method that will be used food and agricultural sciences, by the Secretary to the Alternative to update the data and the timing of the including the furtherance of library and Agricultural Research and update (7 U.S.C. 7651). related information programs (7 U.S.C. Commercialization Corporation) (7 (clxvii) Establish and maintain a Food 3319a). U.S.C. 7621). Safety Research Information Office at (clviii) Administer a program of the National Agricultural Library to * * * * * (28) Provide a biennial report to the competitive grants to eligible provide to the research community and Committee on Agriculture of the House partnerships to coordinate and manage the general public information on of Representatives and the Committee research and extension activities to publicly and privately funded food enhance the quality of high-value on Agriculture, Nutrition, and Forestry safety research initiatives (7 U.S.C. of the Senate on efforts of the Federal agricultural products (7 U.S.C. 7622). 7654(a)). (clix) Administer a program of Government to coordinate international competitive grants to eligible entities to (clxviii) Develop a national program agricultural research within the Federal conduct research, education, or of safe food handling education for Government, and to more effectively information dissemination projects for adults and young people to reduce the link the activities of domestic and the development and advancement of risk of food-borne illness (7 U.S.C. international agricultural researchers, precision agriculture (7 U.S.C. 7623). 7655). particularly researchers of the Agricultural Research Service (7 U.S.C. (clx) Coordinate the resources of the (clxix) Conduct a performance 3291(d)(2)). Department to develop, commercialize, evaluation to determine whether and promote the use of biobased federally funded agricultural research, * * * * * (39) Conduct a research initiative products, and enter into cooperative extension, and education programs known as the Agricultural Genome agreements with private entities to result in public goods that have national operate pilot plants and other large- Initiative, and make grants or enter into or multistate significance, including cooperative agreements on a scale preparation facilities under which through a contract with one or more the facilities and technical expertise of competitive basis to carry out the entities to provide input and Initiative (7 U.S.C. 5924). the Agricultural Research Service may recommendations with respect to be made available (7 U.S.C. 7624). * * * * * federally funded agricultural research, (clxi) Administer the Thomas (41)—(43) [Removed and reserved] extension, and education programs (7 Jefferson Initiative for Crop * * * * * Diversification program of competitive U.S.C. 7671). (71) Establish and maintain a Food grants and contracts for the purpose of (clxx) Request the National Academy Safety Research Information Office at conducting research and development, of Sciences to conduct a study of the the National Agricultural Library to in cooperation with other public and role and mission of federally funded provide to the research community and private entities, on the production and agricultural research, extension, and the general public information on marketing of new and nontraditional education (7 U.S.C. 7672). publicly and privately funded food crops needed to strengthen and (clxxi) Take a census of agriculture in safety research initiatives (7 U.S.C. diversify the agricultural production 1998 and every fifth year thereafter 7654(a)). base of the United States (7 U.S.C. pursuant to the Census of Agriculture * * * * * 7625). Act of 1997, Pub. L. No. 105–113 (7 (99) Ensure that agricultural research (clxii) Administer competitive grants U.S.C. 2204g). conducted by the Agricultural Research for integrated, multifunctional Service (ARS) addresses a concern that agricultural research, education, and (b) * * * is a priority and has national, multistate, extension activities (7 U.S.C. 7626). (1) * * * or regional significance (7 U.S.C. 7611). (clxiii) Administer a coordinated (100) Solicit and consider input and (i) Withhold funds from States in program of research, extension, and recommendations from persons who accordance with section 1436 of the education to improve the conduct or use agricultural research, competitiveness, viability, and National Agricultural Research, extension, or education (7 U.S.C. sustainability of small and medium size Extension, and Teaching Policy Act of 7612(b)). dairy, livestock, and poultry operations 1977, as amended (7 U.S.C. 3198). (101) Consider the results of the (7 U.S.C. 7627). * * * * * annual review performed by the

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Agricultural Research, Extension, § 2.66 Administrator, Cooperative State institutions or other colleges and Education, and Economics Advisory Research, Education, and Extension universities for the acquisition of goods Board regarding the relevance to Service. or services in support of research, priorities of the funding of all (a) * * * extension, or teaching activities in the agricultural research, extension, or (5) Administer an agricultural food and agricultural sciences, education activities conducted or research facilities proposal review including the furtherance of library and funded by the Department and the process for submission to Congress (7 related information programs (7 U.S.C. adequacy of funding when formulating U.S.C. 390, 390a(a)–(d)). 3319a). each request for proposals, and * * * * * * * * * * evaluating proposals, involving an (8) Administer a program of special (26) Administer an Aquaculture agricultural research, extension, or grants to carry out research, extension, Assistance Program, involving centers, education activity funded, on a or education activities to facilitate or by making grants to eligible institutions competitive basis, by the Department; expand promising breakthroughs in for research and extension to facilitate and solicit and consider input from areas of food and agricultural sciences or expand production and marketing of persons who conduct or use agricultural and to facilitate or expand ongoing aquacultural food species and products; research, extension, or education State-Federal food and agricultural making grants to States to formulate regarding the prior year’s request for research, extension, or education aquaculture development plans for the proposals for each activity funded on a programs; and administer a program of production and marketing of competitive basis (7 U.S.C. 7613(c)). facilities grants to renovate and aquacultural species and products; (102) Establish procedures that ensure refurbish research spaces (7 U.S.C. 450i conducting a program of research, scientific peer review of all research (c) and (d)). extension and demonstration at activities conducted by the Agricultural * * * * * aquacultural demonstration centers (7 Research Service (7 U.S.C. 7613(d)). (13) Formulate and administer U.S.C. 3321–3322). (103) Coordinate the resources of the programs to strengthen secondary (27) [Removed and reserved] education and two-year post secondary Department to develop, commercialize, * * * * * and promote the use of biobased teaching programs; promote linkages (38) [Removed and reserved] products, and enter into cooperative between secondary, two-year post- (39) Conduct a research initiative agreements with private entities to secondary, and higher education known as the Agricultural Genome operate pilot plants and other large- programs in the food and agricultural Initiative; and make grants or enter into scale preparation facilities under which sciences; administer grants to secondary cooperative agreements on a the facilities and technical expertise of education and two-year post secondary competitive basis with individuals and the Agricultural Research Service may teaching programs, and to colleges and organizations to carry out the Initiative be made available (7 U.S.C. 7624). universities; and maintain a national (7 U.S.C. 5924). (104) Administer a grant to a food and agricultural education * * * * * consortium of land-grant colleges and information system (7 U.S.C. 3152). (41) [Removed and reserved] universities to enhance the ability of the * * * * * (42) Administer a competitive high consortium to carry out a multi-State (18) Support continuing agricultural priority research and extension grants research project aimed at understanding and forestry extension and research, at program in specified subject areas (7 and combating diseases of wheat and 1890 land-grant colleges, including U.S.C. 5925). barley caused by Fusarium Tuskegee University, and administer a (43) Administer a program of graminearum and related fungi (7 U.S.C. grant program for five National Research competitive grants to support research 7628). and Training Centennial Centers (7 and extension activities in Nutrient (105) Administer a program of fees to U.S.C. 3221, 3222, 3222c, 3222d). Management Research and Extension (7 support the Patent Culture Collection * * * * * U.S.C. 5925a). maintained and operated by the (20) Provide policy direction and (44) Administer competitive grants to Agricultural Research Service (7 U.S.C. coordinate the Department’s work with support research and extension 7641). national and international institutions activities regarding organically grown (106) Update on a periodic basis, and other persons throughout the world and processed agricultural commodities nutrient composition data, and report to in the performance of agricultural (7 U.S.C. 5925b). Congress the method that will be used research, extension, and teaching, and * * * * * to update the data and the timing of the development activities; administer a (47) [Removed and reserved] update (7 U.S.C. 7651). program of competitive grants for (107) Ensure that each research collaborative projects involving Federal * * * * * activity conducted by an Agricultural scientists or scientists from colleges and (101) Make competitive grants to 1994 Research Service facility serves a universities working with scientists at Land-Grant Institutions to conduct national or multistate need (7 U.S.C. international agricultural research agricultural research that addresses high 390a(e)). centers in other nations focusing on new priority concerns of tribal, national, or * * * * * technologies and programs for multistate significance (Section 536 of 4. Amend § 2.66 to remove and increasing the production of food and the Equity in Educational Land-Grant reserve paragraphs (a)(27), (a)(38), fiber or training scientists and a program Status Act of 1994, 7 U.S.C. 301 note). (a)(41), (a)(47), and (a)(107), to revise of competitive grants to colleges and * * * * * paragraphs (a)(5), (a)(8), (a)(13), (a)(18), universities to strengthen United States (108) [Removed and reserved] (a)(20), (a)(24), (a)(26), (a)(39), (a)(42), economic competitiveness and to * * * * * (a)(43), to redesignate paragraphs promote international market (119) Ensure that agricultural (a)(101) through (a)(117) as (a)(102) development (7 U.S.C. 3291, 3292b). research, extension, or education through (a)(118), and to add new * * * * * activities administered, on a paragraphs (a)(44), (a)(101) and (a)(119) (24) Enter into cost-reimbursable competitive basis, by the Cooperative through (a)(130), to read as follows: agreements with State cooperative State Research, Education, and

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Extension Service address a concern (126) Administer a program of activities conducted by the Economic that is a priority and has national, competitive grants to eligible entities to Research Service (7 U.S.C. 7613(d)). multistate, or regional significance (7 conduct research, education, or * * * * * U.S.C. 7611). information dissemination projects for 6. Amend § 2.68 to add a new (120) Solicit and consider input and the development and advancement of paragraph (a)(9), to read as follows: recommendations from persons who precision agriculture (7 U.S.C. 7623). conduct or use agricultural research, (127) Administer the Thomas § 2.68 Administrator, National Agricultural extension, or education; ensure that Jefferson Initiative for Crop Statistics Service. Federally supported and conducted Diversification program of competitive (a) * * * agricultural research, extension, and grants and contracts for the purpose of (9) Take a census of agriculture in education activities are accomplished in conducting research and development, 1998 and every fifth year thereafter accord with identified management in cooperation with other public and pursuant to the Census of Agriculture principles; and promulgate regulations private entities, on the production and Act of 1997, Pub. L. 105–113 (7 U.S.C. concerning implementation of a process marketing of new and nontraditional 2204g). for obtaining stakeholder input at 1862, crops needed to strengthen and * * * * * 1890, and 1994 Institutions (7 U.S.C. diversify the agricultural production Done at Washington, DC. 7612 (b), (c)and (d)). base of the United States (7 U.S.C. (121) Establish procedures that 7625). For subpart C: Dated: January 20, 2000. provide for scientific peer review of (128) Administer competitive grants Dan Glickman, each agricultural research grant for integrated, multifunctional administered, on a competitive basis, agricultural research, education, and Secretary of Agriculture. and for merit review of each agricultural extension activities (7 U.S.C. 7626). For Subpart K: extension or education grant (129) Operate and administer the Dated: January 21, 2000. administered, on a competitive basis, by Food Animal Residue Avoidance Eileen Kennedy, the Cooperative State Research, Database through contracts, grants, or Acting Under Secretary for Research, Education, and Extension Service (7 cooperative agreements with Education, and Economics. U.S.C. 7613(a)). appropriate colleges or universities (7 [FR Doc. 00–2396 Filed 2–3–00; 8:45 am] (122) Consider the results of the U.S.C. 7642). BILLING CODE 3410±01±P annual review performed by the (130) Develop a national program of Agricultural Research, Extension, safe food handling education for adults Education, and Economics Advisory and young people to reduce the risk of FEDERAL HOUSING FINANCE BOARD Board regarding the relevance to food-borne illness (7 U.S.C. 7655). priorities of the funding of all 12 CFR Part 960 agricultural research, extension, or * * * * * education activities conducted or 5. Amend § 2.67 to add new [No. 2000±05] funded by the Department and the paragraphs (a)(15), (a)(16), and (a)(17), RIN 3069±AA93 adequacy of funding, when formulating to read as follows: each request for proposals, and § 2.67 Administrator, Economic Research Information Collection Approval; evaluating proposals, involving an Service. Technical Amendment to the agricultural research, extension, or Affordable Housing Program Rule education activity funded, on a (a) * * * competitive basis, by the Department; (15) Solicit and consider input and AGENCY: Federal Housing Finance and solicit and consider input from recommendations from persons who Board. persons who conduct or use agricultural conduct or use agricultural research, ACTION: Final Rule. research, extension, or education extension, or education (7 U.S.C. regarding the prior year’s request for 7612(b)). SUMMARY: Under the Paperwork proposals for each activity funded on a (16) Consider the results of the annual Reduction Act of 1995 (Act), the Office competitive basis (7 U.S.C. 7613(c)). review performed by the Agricultural of Management and Budget (OMB) has (123) Require a procedure to be Research, Extension, Education, and approved a three-year extension of the established by each 1862, 1890, and Economics Advisory Board regarding information collection contained in the 1994 Institution, for merit review of the relevance to priorities of the funding Federal Housing Finance Board each agricultural research and extension of all agricultural research, extension, or (Finance Board) rule governing the activity funded and review of the education activities conducted or Affordable Housing Program (AHP). The activity in accordance with the funded by the Department and the OMB control number approving the procedure (7 U.S.C. 7613(e)). adequacy of funding, when formulating information collection now expires on (124) Administer an Initiative for each request for proposals, and January 31, 2003. In accordance with Future Agriculture and Food Systems evaluating proposals, involving an the requirements of the Act, the Finance (except with respect to funds provided agricultural research, extension, or Board is amending the AHP rule to by the Secretary to the Alternative education activity funded, on a reflect this new expiration date. Agricultural Research and competitive basis, by the Department; EFFECTIVE DATE: The final rule will Commercialization Corporation) (7 and solicit and consider input from become effective on February 4, 2000. U.S.C. 7621). persons who conduct or use agricultural FOR FURTHER INFORMATION CONTACT: (125) Administer a program of research, extension, or education Janet M. Fronckowiak, Acting Deputy competitive grants to eligible regarding the prior year’s request for Director, Program Assistance Division, partnerships to coordinate and manage proposals for each activity funded on a Office of Policy, Research and Analysis, research and extension activities to competitive basis (7 U.S.C. 7613(c)). by telephone at 202/408–2575 or by enhance the quality of high-value (17) Establish procedures that ensure electronic mail at agricultural products (7 U.S.C. 7622). scientific peer review of all research [email protected], or Melissa L.

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Allen, Program Analyst, Program V. Paperwork Reduction Act Flight Manual (AFM) to include Assistance Division, Office of Policy, The rule does not contain any requirements for activating the airframe Research and Analysis, by telephone at collections of information pursuant to pneumatic deicing boots. This AD is the 202/408–2524 or by electronic mail at the Paperwork Reduction Act of 1995. result of reports of in-flight incidents [email protected], or by regular mail at See 44 U.S.C. 3501 et seq. Consequently, and an accident that occurred in icing the Federal Housing Finance Board, the Finance Board has not submitted conditions where the airframe pneumatic deicing boots were not 1777 F Street, N.W., Washington, D.C. any information to the Office of activated. The actions specified by this 20006. A telecommunications device for Management and Budget for review. deaf persons (TDD) is available at 202/ AD are intended to assure that 408–2579. List of Subjects in 12 CFR Part 960 flightcrews have the information SUPPLEMENTARY INFORMATION: Credit, Federal home loan banks, necessary to activate the pneumatic wing and tail deicing boots at the first I. Background Housing, Reporting and recordkeeping requirements. signs of ice accumulation. Without this In order to extend the expiration date information, flightcrews could of the OMB control number approving For the reasons stated in the experience reduced controllability of the information collection contained in preamble, the Finance Board hereby the aircraft due to adverse aerodynamic its AHP regulation, the Finance Board amends 12 CFR part 960 as follows: effects of ice adhering to the airplane published requests for public comments PART 960ÐAFFORDABLE HOUSING prior to the first deicing cycle. regarding the information collection in PROGRAM DATES: Effective March 27, 2000. the Federal Register on June 30 and ADDRESSES: You may examine related October 28, 1999. See 64 FR 35158 (June 1. The authority citation for part 960 information at the Federal Aviation 30, 1999) and 64 FR 58063 (Oct. 28, continues to read as follows: Administration (FAA), Central Region, 1999). The Finance Board also Authority: 12 U.S.C. 1430(j). Office of the Regional Counsel, submitted an analysis of the information Attention: Rules Docket No. 99–CE–41– collection, entitled ‘‘Affordable Housing §§ 960.1, 960.3, 960.4, 960.6Ð960.11, 960.13, AD, 901 Locust, Room 506, Kansas City, Program,’’ to the OMB for review and 960.15 [Amended] Missouri 64106. approval. The OMB has approved a 2. Add a parenthetical statement FOR FURTHER INFORMATION CONTACT: Mr. three-year extension of the information immediately after §§ 960.1, 960.3, 960.4, John P. Dow, Sr., Aerospace Engineer, collection under OMB control number 960.6 through 960.11, 960.13, and FAA, Small Airplane Directorate, 901 3069–0006. The OMB control number 960.15 to read as follows: Locust, Room 301, Kansas City, now expires on January 31, 2003. Missouri 64106; telephone: (816) 329– Under the Act and the OMB’s (The Office of Management and Budget has approved the information collection 4121; facsimile: (816) 329–4090. implementing regulation, 44 U.S.C. contained in this section and assigned SUPPLEMENTARY INFORMATION: 3507 and 5 CFR 1320.5, an agency may control number 3069–0006 with an not sponsor or conduct, and a person is expiration date of January 31, 2003.) Events Leading to the Issuance of This not required to respond to, an AD By the Board of Directors of the Federal information collection unless the Housing Finance Board. What Caused This AD? regulation collecting the information displays a currently valid OMB control Dated: January 27, 2000. This AD is the result of reports of in- number. Accordingly, the Finance Bruce A. Morrison, flight incidents and an accident that Board is amending the AHP rule to Chairman. occurred in icing conditions where the reflect the new expiration date of the [FR Doc. 00–2543 Filed 2–3–00; 8:45 am] airframe pneumatic deicing boots were OMB control number. BILLING CODE 6725±01±P not activated. II. Notice and Public Participation What Is the Potential Impact If the FAA Took No Action? Because the effectiveness of the DEPARTMENT OF TRANSPORTATION information collection contained in the The information necessary to activate AHP rule must be maintained, the Federal Aviation Administration the pneumatic wing and tail deicing Finance Board for good cause finds that boots at the first signs of ice the notice and public procedure 14 CFR Part 39 accumulation is critical for flight in requirements of the Administrative icing conditions. If we did not take Procedures Act are impracticable, [Docket No. 99±CE±41±AD; Amendment 39± action to include this information, flight unnecessary, or contrary to the public 11544; AD 2000±02±26] crews could experience reduced controllability of the aircraft due to interest. See 5 U.S.C. 553(b)(3)(B). RIN 2120±AA64 adverse aerodynamic effects of ice III. Effective Date Airworthiness Directives; Harbin adhering to the airplane prior to the first For the reasons stated in part II above, Aircraft Manufacturing Corporation deicing cycle. the Finance Board for good cause finds Model Y12 IV Airplanes Has the FAA Taken Any Action to This that the final rule should become Point? effective on February 4, 2000. See 5 AGENCY: Federal Aviation U.S.C. 553(d)(3). Administration, DOT. Yes. We issued a proposal to amend ACTION: Final rule. part 39 of the Federal Aviation IV. Regulatory Flexibility Act Regulations (14 CFR part 39) to include The provisions of the Regulatory SUMMARY: This document adopts a new an AD that would apply to all Harbin Flexibility Act do not apply since this airworthiness directive (AD) that Model Y12 IV airplanes. This proposal technical amendment to the AHP rule applies to all Harbin Aircraft was published in the Federal Register does not require publication of a notice Manufacturing Corporation (Harbin) as a notice of proposed rulemaking of proposed rulemaking. See 5 U.S.C. Model Y12 IV airplanes. This AD (NPRM) on October 8, 1999 (64 FR 601(2) and 603(a). requires you to revise the Airplane 54826). The NPRM proposed to require

VerDate 272000 12:20 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00011 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm01 PsN: 04FER1 5420 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations revising the Limitations Section of the the States, on the relationship between aerodynamic effects of ice adhering to the AFM to include requirements for the national government and the States, airplane prior to the first deicing cycle. activating the pneumatic deicing boots or on the distribution of power and (d) What must I do to address this at the first indication of ice responsibilities among the various problem? To address this problem, you must revise the Limitations Section of the FAA- accumulation on the airplane. levels of government. Therefore, it is approved Airplane Flight Manual (AFM) to determined that this final rule does not Was the Public Invited To Comment? include the following requirements for have federalism implications under activation of the ice protection systems. You Yes. Interested persons were afforded Executive Order 13132. must accomplish this action within the next an opportunity to participate in the For the reasons discussed above, I 10 calendar days after the effective date of making of this amendment. No certify that this action (1) is not a this AD, unless already accomplished. You comments were received on the ‘‘significant regulatory action’’ under may insert a copy of this AD in the AFM to accomplish this action: proposed rule or the FAA’s Executive Order 12866; (2) is not a • determination of the cost to the public. Except for certain phases of flight where ‘‘significant rule’’ under DOT the AFM specifies that deicing boots should What Is the FAA’s Final Determination Regulatory Policies and Procedures (44 not be used (e.g., takeoff, final approach, and on This Issue? FR 11034, February 26, 1979); and (3) landing), compliance with the following is will not have a significant economic required. We carefully reviewed all available impact, positive or negative, on a • Wing and Tail Leading Edge Pneumatic information related to the subject substantial number of small entities Deicing Boot System, if installed, must be presented above and determined that air under the criteria of the Regulatory activated: safety and the public interest require the Flexibility Act. The FAA has prepared —At the first sign of ice formation anywhere adoption of the rule as proposed except a final evaluation and placed it in the on the aircraft, or upon annunciation from for minor editorial corrections. We Rules Docket. You can get a copy of this an ice detector system, whichever occurs first; and determined that these minor evaluation at the location listed under corrections: —The system must either be continued to be the caption ADDRESSES. operated in the automatic cycling mode, if —Will not change the meaning of the List of Subjects in 14 CFR Part 39 available; or the system must be manually AD; and cycled as needed to minimize the ice —Will not add any additional burden Air transportation, Aircraft, Aviation accretions on the airframe. upon the public than was already safety, Safety. • The wing and tail leading edge proposed. pneumatic deicing boot system may be Adoption of the Amendment deactivated only after leaving icing Cost Impact Accordingly, pursuant to the conditions and after the airplane is determined to be clear of ice.’’ How Many Airplanes Does This AD authority delegated to me by the (e) Can the pilot accomplish the action? Impact? Administrator, the Federal Aviation Yes. Anyone who holds at least a private None of the Harbin Y12 IV airplanes Administration amends part 39 of the pilot certificate, as authorized by section 43.7 affected by this action are on the U.S. Federal Aviation Regulations (14 CFR of the Federal Aviation Regulations (14 CFR Register. All airplanes included in the part 39) as follows: 43.7), may incorporate the AFM revisions required by this AD. You must make an entry applicability of this rule currently are PART 39ÐAIRWORTHINESS into the aircraft records that shows operated by non-U.S. operators under DIRECTIVES compliance with this AD, in accordance with foreign registry, and are not directly section 43.9 of the Federal Aviation affected by this AD action. However, the 1. The authority citation for part 39 Regulations (14 CFR 43.9). FAA considers this rule necessary to continues to read as follows: (f) Can I comply with this AD in any other way? Yes. ensure that the unsafe condition is Authority: 49 U.S.C. 106(g), 40113, 44701. addressed in the event that any of these (1) You may use an alternative method of subject airplanes are imported and § 39.13 [Amended] compliance or adjust the compliance time if: (i) Your alternative method of compliance placed on the U.S. Register. 2. Section 39.13 is amended by provides an equivalent level of safety; and What Is the Cost Impact If an Affected adding a new airworthiness directive (ii) The Manager, Small Airplane Airplane Is Imported and Placed on the (AD) to read as follows: Directorate, approves your alternative. Submit your request through an FAA U.S. Register? 2000–02–26 Harbin Aircraft Manufacturing Principal Maintenance Inspector, who may There is no dollar cost impact. We Corporation: Amendment 39–11544; add comments and then send it to the estimate that to accomplish the AFM Docket No. 99–CE–41–AD. Manager. revision it will take you less than 1 (a) What airplanes are affected by this AD? (2) This AD applies to each airplane workhour. You can accomplish this Model Y12 IV airplanes, all serial numbers, identified in the preceding applicability that are: provision, regardless of whether it has been action if you hold at least a private pilot (1) Equipped with pneumatic deicing modified, altered, or repaired in the area certificate as authorized by section 43.7 boots; and subject to the requirements of this AD. For of the Federal Aviation Regulations (14 (2) Certificated in any category. airplanes that have been modified, altered, or CFR 43.7). You must make an entry into (b) Who must comply with this AD? repaired so that the performance of the the aircraft records that shows Anyone who wishes to operate any of the requirements of this AD is affected, the compliance with this AD, in accordance above airplanes on the U.S. Register. The AD owner/operator must request approval for an with section 43.9 of the Federal does not apply to your airplane if it is not alternative method of compliance in Aviation Regulations (14 CFR 43.9). The equipped with pneumatic deicing boots. accordance with paragraph (f)(1) of this AD. only cost impact of this AD is the time (c) What problem does this AD address? The request should include an assessment of The information necessary to activate the the effect of the modification, alteration, or it will take you to insert the information pneumatic wing and tail deicing boots at the repair on the unsafe condition addressed by into the AFM. first signs of ice accumulation is critical for this AD; and, if you have not eliminated the Regulatory Impact flight in icing conditions. If we did not take unsafe condition, specific actions you action to include this information, flight propose to address it. The regulations adopted herein will crews could experience reduced (g) Where can I get information about any not have a substantial direct effect on controllability of the aircraft due to adverse already approved alternative methods of

VerDate 272000 12:20 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00012 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm01 PsN: 04FER1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations 5421 compliance? Contact the Small Airplane Administration (FAA), Central Region, adoption of the rule as proposed except Directorate, 901 Locust, Room 301, Kansas Office of the Regional Counsel, for minor editorial corrections. We City, Missouri 64106; telephone: (816) 329– Attention: Rules Docket No. 99–CE–47– determined that these minor 4121; facsimile: (816) 329–4091. AD, 901 Locust, Room 506, Kansas City, corrections: (h) What if I need to fly the airplane to another location to comply with this AD? The Missouri 64106. —Will not change the meaning of the FAA can issue a special flight permit under FOR FURTHER INFORMATION CONTACT: Mr. AD; and sections 21.197 and 21.199 of the Federal John P. Dow, Sr., Aerospace Engineer, —Will not add any additional burden Aviation Regulations (14 CFR 21.197 and FAA, Small Airplane Directorate, 901 upon the public than was already 21.199) to operate your airplane to a location Locust, Room 301, Kansas City, proposed. where you can accomplish the requirements Missouri 64106; telephone: (816) 329– Cost Impact of this AD. 4121; facsimile: (816) 329–4090. (i) When does this amendment become SUPPLEMENTARY INFORMATION: How Many Airplanes Does This AD effective? This amendment becomes effective Impact? on March 27, 2000. Events Leading to the Issuance of This We estimate that 10 airplanes in the Issued in Kansas City, Missouri, on January AD U.S. registry will be affected. 27, 2000. What Caused This AD? Terry L. Chasteen, What Is the Cost Impact of the Affected Acting Manager, Small Airplane Directorate, This AD is the result of reports of in- Airplanes on the U.S. Register? Aircraft Certification Service. flight incidents and an accident that There is no dollar cost impact. We [FR Doc. 00–2391 Filed 2–3–00; 8:45 am] occurred in icing conditions where the estimate that to accomplish the AFM BILLING CODE 4910±13±P airframe pneumatic deicing boots were revision it will take you less than 1 not activated. workhour. You can accomplish this What Is the Potential Impact If the FAA action if you hold at least a private pilot DEPARTMENT OF TRANSPORTATION Took no Action? certificate as authorized by section 43.7 of the Federal Aviation Regulations (14 Federal Aviation Administration The information necessary to activate CFR 43.7). You must make an entry into the pneumatic wing and tail deicing the aircraft records that shows 14 CFR Part 39 boots at the first signs of ice compliance with this AD, in accordance accumulation is critical for flight in [Docket No. 99±CE±47±AD; Amendment 39± with section 43.9 of the Federal 11546; AD 2000±02±28] icing conditions. If we did not take Aviation Regulations (14 CFR 43.9). The action to include this information, flight only cost impact of this AD is the time RIN 2120±AA64 crews could experience reduced it will take you to insert the information controllability of the aircraft due to into the AFM. Airworthiness Directives; AeroSpace adverse aerodynamic effects of ice Technologies of Australia Pty Ltd. adhering to the airplane prior to the first Regulatory Impact Models N22B and N24A Airplanes deicing cycle. The regulations adopted herein will AGENCY: Federal Aviation Has the FAA Taken Any Action to This not have a substantial direct effect on Administration, DOT. Point? the States, on the relationship between the national government and the States, ACTION: Final rule. Yes. We issued a proposal to amend or on the distribution of power and SUMMARY: This document adopts a new part 39 of the Federal Aviation responsibilities among the various airworthiness directive (AD) that Regulations (14 CFR part 39) to include levels of government. Therefore, it is applies to all AeroSpace Technologies an AD that would apply to all determined that this final rule does not of Australia Pty Ltd. (AeroSpace AeroSpace Technologies Models N22B have federalism implications under Technologies) Models N22B and N24A and N24A airplanes. This proposal was Executive Order 13132. airplanes. This AD requires you to published in the Federal Register as a For the reasons discussed above, I revise the Airplane Flight Manual notice of proposed rulemaking (NPRM) certify that this action (1) is not a (AFM) to include requirements for on October 12, 1999 (64 FR 55208). The ‘‘significant regulatory action’’ under activating the airframe pneumatic NPRM proposed to require revising the Executive Order 12866; (2) is not a deicing boots. This AD is the result of Limitations Section of the AFM to ‘‘significant rule’’ under DOT reports of in-flight incidents and an include requirements for activating the Regulatory Policies and Procedures (44 accident that occurred in icing pneumatic deicing boots at the first FR 11034, February 26, 1979); and (3) conditions where the airframe indication of ice accumulation on the will not have a significant economic pneumatic deicing boots were not airplane. impact, positive or negative, on a substantial number of small entities activated. The actions specified by this Was the Public Invited To Comment? AD are intended to assure that under the criteria of the Regulatory Yes. Interested persons were afforded flightcrews have the information Flexibility Act. The FAA has prepared an opportunity to participate in the necessary to activate the pneumatic a final evaluation and placed it in the making of this amendment. No wing and tail deicing boots at the first Rules Docket. You can get a copy of this comments were received on the signs of ice accumulation. Without this evaluation at the location listed under proposed rule or the FAA’s information, flightcrews could the caption ADDRESSES. determination of the cost to the public. experience reduced controllability of List of Subjects in 14 CFR Part 39 the aircraft due to adverse aerodynamic What Is the FAA’s Final Determination Air transportation, Aircraft, Aviation effects of ice adhering to the airplane on This Issue? safety, Safety. prior to the first deicing cycle. We carefully reviewed all available Adoption of the Amendment DATE: Effective March 27, 2000. information related to the subject ADDRESSES: You may examine related presented above and determined that air Accordingly, pursuant to the information at the Federal Aviation safety and the public interest require the authority delegated to me by the

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Administrator, the Federal Aviation pilot certificate, as authorized by section 43.7 DEPARTMENT OF TRANSPORTATION Administration amends part 39 of the of the Federal Aviation Regulations (14 CFR Federal Aviation Regulations (14 CFR 43.7), may incorporate the AFM revisions Federal Aviation Administration part 39) as follows: required by this AD. You must make an entry into the aircraft records that shows 14 CFR Part 39 PART 39ÐAIRWORTHINESS compliance with this AD, in accordance with DIRECTIVES section 43.9 of the Federal Aviation [Docket No. 99±CE±38±AD; Amendment 39± Regulations (14 CFR 43.9). 1. The authority citation for part 39 11543; AD 2000±02±25] (f) Can I comply with this AD in any other continues to read as follows: way? Yes. RIN 2120±AA64 Authority: 49 U.S.C. 106(g), 40113, 44701. (1) You may use an alternative method of compliance or adjust the compliance time if: § 39.13 [Amended] Airworthiness Directives; Mitsubishi (i) Your alternative method of compliance 2. Section 39.13 is amended by Heavy Industries, Ltd. Model MU±2B provides an equivalent level of safety; and Series Airplanes adding a new airworthiness directive (ii) The Manager, Small Airplane (AD) to read as follows: Directorate, approves your alternative. AGENCY: Federal Aviation 2000–02–28 Aerospace Technologies of Submit your request through an FAA Administration, DOT. Principal Maintenance Inspector, who may Australia PTY LTD.: Amendment 39– ACTION: Final rule. 11546; Docket No. 99–CE–47–AD. add comments and then send it to the (a) What airplanes are affected by this AD? Manager. SUMMARY: This document adopts a new Models N22B and N24A airplanes, all serial (2) This AD applies to each airplane airworthiness directive (AD) that numbers, that are: identified in the preceding applicability (1) Equipped with pneumatic deicing applies to all Mitsubishi Heavy provision, regardless of whether it has been boots; and Industries, Ltd. (Mitsubishi) Model MU– (2) Certificated in any category. modified, altered, or repaired in the area 2B series airplanes. This AD requires (b) Who must comply with this AD? subject to the requirements of this AD. For you to revise the Airplane Flight Anyone who wishes to operate any of the airplanes that have been modified, altered, or Manual (AFM) to include requirements above airplanes on the U.S. Register. The AD repaired so that the performance of the for activating the airframe pneumatic does not apply to your airplane if it is not requirements of this AD is affected, the deicing boots. This AD is the result of equipped with pneumatic deicing boots. owner/operator must request approval for an (c) What problem does this AD address? reports of in-flight incidents and an alternative method of compliance in accident that occurred in icing The information necessary to activate the accordance with paragraph (f)(1) of this AD. pneumatic wing and tail deicing boots at the conditions where the airframe The request should include an assessment of first signs of ice accumulation is critical for pneumatic deicing boots were not the effect of the modification, alteration, or flight in icing conditions. If we did not take activated. The actions specified by this repair on the unsafe condition addressed by action to include this information, flight AD are intended to assure that this AD; and, if you have not eliminated the crews could experience reduced flightcrews have the information controllability of the aircraft due to adverse unsafe condition, specific actions you aerodynamic effects of ice adhering to the propose to address it. necessary to activate the pneumatic airplane prior to the first deicing cycle. (g) Where can I get information about any wing and tail deicing boots at the first (d) What must I do to address this already-approved alternative methods of signs of ice accumulation. Without this problem? To address this problem, you must compliance? Contact the Small Airplane information, flightcrews could revise the Limitations Section of the FAA- Directorate, 901 Locust, Room 301, Kansas experience reduced controllability of approved Airplane Flight Manual (AFM) to City, Missouri 64106; telephone: (816) 329– the aircraft due to adverse aerodynamic include the following requirements for effects of ice adhering to the airplane activation of the ice protection systems. You 4121; facsimile: (816) 329–4091. must accomplish this action within the next (h) What if I need to fly the airplane to prior to the first deicing cycle. 10 calendar days after the effective date of another location to comply with this AD? The DATE: Effective March 24, 2000. this AD, unless already accomplished. You FAA can issue a special flight permit under ADDRESSES: You may examine related may insert a copy of this AD in the AFM to sections 21.197 and 21.199 of the Federal accomplish this action: information at the Federal Aviation • Aviation Regulations (14 CFR 21.197 and Administration (FAA), Central Region, Except for certain phases of flight where 21.199) to operate your airplane to a location the AFM specifies that deicing boots should Office of the Regional Counsel, not be used (e.g., take-off, final approach, and where you can accomplish the requirements Attention: Rules Docket No. 99–CE–38– landing), compliance with the following is of this AD. AD, 901 Locust, Room 506, Kansas City, required. (i) When does this amendment become Missouri 64106. • Wing and Tail Leading Edge Pneumatic effective? This amendment becomes effective Deicing Boot System, if installed, must be on March 27, 2000. FOR FURTHER INFORMATION CONTACT: Mr. activated: John P. Dow, Sr., Aerospace Engineer, Issued in Kansas City, Missouri, on January —At the first sign of ice formation anywhere FAA, Small Airplane Directorate, 901 27, 2000. on the aircraft, or upon annunciation from Locust, Room 506, Kansas City, an ice detector system, whichever occurs Terry L. Chasteen, Missouri 64106; telephone: (816) 329– first; and Acting Manager, Small Airplane Directorate, 4121; facsimile: (816) 329–4090. —The system must either be continued to be Aircraft Certification Service. SUPPLEMENTARY INFORMATION: operated in the automatic cycling mode, if [FR Doc. 00–2390 Filed 2–3–00; 8:45 am] available; or the system must be manually Events Leading to the Issuance of This cycled as needed to minimize the ice BILLING CODE 4910±13±P AD accretions on the airframe. ∑ The wing and tail leading edge What Caused This AD? pneumatic deicing boot system may be This AD is the result of reports of in- deactivated only after leaving icing conditions and after the airplane is flight incidents and an accident that determined to be clear of ice.’’ occurred in icing conditions where the (e) Can the pilot accomplish the action? airframe pneumatic deicing boots were Yes. Anyone who holds at least a private not activated.

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What Is the Potential Impact If the FAA action if you hold at least a private pilot (1) Equipped with pneumatic deicing Took No Action? certificate as authorized by section 43.7 boots; and (2) Certificated in any category. The information necessary to activate of the Federal Aviation Regulations (14 the pneumatic wing and tail deicing CFR 43.7). You must make an entry into Models boots at the first signs of ice the aircraft records that shows MU–2B–10, MU–2B–15, MU–2B–20, MU– accumulation is critical for flight in compliance with this AD, in accordance 2B–25, MU–2B–26, MU–2B–30, MU–2B– icing conditions. If we did not take with section 43.9 of the Federal 35, MU–2B–36, MU–2B–26A, MU–2B– action to include this information, Aviation Regulations (14 CFR 43.9). The 36A, MU–2B–40, MU–2B–60 flightcrews could experience reduced only cost impact of this AD is the time (b) Who must comply with this AD? controllability of the aircraft due to it will take you to insert the information Anyone who wishes to operate any of the into the AFM. above airplanes on the U.S. Register. The AD adverse aerodynamic effects of ice does not apply to your airplane if it is not adhering to the airplane prior to the first Regulatory Impact equipped with pneumatic deicing boots. deicing cycle. The regulations adopted herein will (c) What problem does this AD address? The information necessary to activate the Has the FAA Taken Any Action to This not have a substantial direct effect on pneumatic wing and tail deicing boots at the Point? the States, on the relationship between first signs of ice accumulation is critical for Yes. We issued a proposal to amend the national government and the States, flight in icing conditions. If we did not take part 39 of the Federal Aviation or on the distribution of power and action to include this information, flight Regulations (14 CFR part 39) to include responsibilities among the various crews could experience reduced controllability of the aircraft due to adverse an AD that would apply to all levels of government. Therefore, it is determined that this final rule does not aerodynamic effects of ice adhering to the Mitsubishi Model MU–2B series airplane prior to the first deicing cycle. airplanes. This proposal was published have federalism implications under Executive Order 13132. (d) What must I do to address this in the Federal Register as a notice of problem? To address this problem, you must For the reasons discussed above, I proposed rulemaking (NPRM) on revise the Limitations Section of the FAA- October 8, 1999 (64 FR 54822). The certify that this action (1) is not a approved Airplane Flight Manual (AFM) to NPRM proposed to require revising the ‘‘significant regulatory action’’ under include the following requirements for Limitations Section of the AFM to Executive Order 12866; (2) is not a activation of the ice protection systems. You must accomplish this action within the next include requirements for activating the ‘‘significant rule’’ under DOT Regulatory Policies and Procedures (44 10 calendar days after the effective date of pneumatic deicing boots at the first this AD, unless already accomplished. You indication of ice accumulation on the FR 11034, February 26, 1979); and (3) will not have a significant economic may insert a copy of this AD in the AFM to airplane. accomplish this action: impact, positive or negative, on a ‘‘• Except for certain phases of flight Was the Public Invited to Comment? substantial number of small entities where the AFM specifies that deicing boots Yes. Interested persons were afforded under the criteria of the Regulatory should not be used (e.g., takeoff, final an opportunity to participate in the Flexibility Act. The FAA has prepared approach, and landing), compliance with the a final evaluation and placed it in the following is required. making of this amendment. No • comments were received on the Rules Docket. You can get a copy of this Wing and Tail Leading Edge Pneumatic evaluation at the location listed under Deicing Boot System, if installed, must be proposed rule or the FAA’s activated: determination of the cost to the public. the caption ADDRESSES. —At the first sign of ice formation anywhere What Is the FAA’s Final Determination List of Subjects in 14 CFR Part 39 on the aircraft, or upon annunciation from on This Issue? Air transportation, Aircraft, Aviation an ice detector system, whichever occurs safety, Safety. first; and We carefully reviewed all available —The system must either be continued to be information related to the subject Adoption of the Amendment operated in the automatic cycling mode, if presented above and determined that air available; or the system must be manually safety and the public interest require the Accordingly, pursuant to the cycled as needed to minimize the ice adoption of the rule as proposed except authority delegated to me by the accretions on the airframe. for minor editorial corrections. We Administrator, the Federal Aviation • The wing and tail leading edge determined that these minor Administration amends part 39 of the pneumatic deicing boot system may be corrections: Federal Aviation Regulations (14 CFR deactivated only after leaving icing part 39) as follows: conditions and after the airplane is —Will not change the meaning of the determined to be clear of ice.’’ AD; and PART 39ÐAIRWORTHINESS (e) Can the pilot accomplish the action? —Will not add any additional burden DIRECTIVES Yes. Anyone who holds at least a private upon the public than was already pilot certificate, as authorized by section 43.7 proposed. 1. The authority citation for part 39 of the Federal Aviation Regulations (14 CFR continues to read as follows: 43.7), may incorporate the AFM revisions Cost Impact required by this AD. You must make an entry Authority: 49 U.S.C. 106(g), 40113, 44701. into the aircraft records that shows How Many Airplanes Does This AD compliance with this AD, in accordance with § 39.13 [Amended] Impact? section 43.9 of the Federal Aviation We estimate that 415 airplanes in the 2. Section 39.13 is amended by Regulations (14 CFR 43.9). U.S. registry will be affected. adding a new airworthiness directive (f) Can I comply with this AD in any other (AD) to read as follows: way? Yes. What Is the Cost Impact of the Affected (1) You may use an alternative method of Airplanes on the U.S. Register? 2000–02–25 Mitsubishi Heavy Industries, compliance or adjust the compliance time if: LTD.: Amendment 39–11543; Docket No. (i) Your alternative method of compliance There is no dollar cost impact. We 99–CE–38–AD. provides an equivalent level of safety; and estimate that to accomplish the AFM (a) What airplanes are affected by this AD? (ii) The Manager, Small Airplane revision it will take you less than 1 The following Model MU–2B series Directorate, approves your alternative. workhour. You can accomplish this airplanes, all serial numbers, that are: Submit your request through an FAA

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Principal Maintenance Inspector, who may reports of in-flight incidents and an at the first indication of ice add comments and then send it to the accident that occurred in icing accumulation on the airplane. Manager. conditions where the airframe Was the Public Invited To Comment? (2) This AD applies to each airplane pneumatic deicing boots were not identified in the preceding applicability Yes. Interested persons were afforded provision, regardless of whether it has been activated. The actions specified by this modified, altered, or repaired in the area AD are intended to assure that an opportunity to participate in the subject to the requirements of this AD. For flightcrews have the information making of this amendment. No airplanes that have been modified, altered, or necessary to activate the pneumatic comments were received on the repaired so that the performance of the wing and tail deicing boots at the first proposed rule or the FAA’s requirements of this AD is affected, the signs of ice accumulation. Without this determination of the cost to the public. owner/operator must request approval for an information, flightcrews could What Is the FAA’s Final Determination alternative method of compliance in experience reduced controllability of on This Issue? accordance with paragraph (f)(1) of this AD. the aircraft due to adverse aerodynamic The request should include an assessment of effects of ice adhering to the airplane We carefully reviewed all available the effect of the modification, alteration, or repair on the unsafe condition addressed by prior to the first deicing cycle. information related to the subject this AD; and, if you have not eliminated the DATES: Effective March 24, 2000. presented above and determined that air unsafe condition, specific actions you ADDRESSES: You may examine related safety and the public interest require the propose to address it. information at the Federal Aviation adoption of the rule as proposed except (g) Where can I get information about any Administration (FAA), Central Region, for minor editorial corrections. We already-approved alternative methods of Office of the Regional Counsel, determined that these minor compliance? Contact the Small Airplane corrections: Directorate, 901 Locust, Room 301, Kansas Attention: Rules Docket No. 99–CE–51– City, Missouri 64106; telephone: (816) 329– AD, 901 Locust, Room 506, Kansas City, —Will not change the meaning of the 4121; facsimile: (816) 329–4091. Missouri 64106. AD; and (h) What if I need to fly the airplane to FOR FURTHER INFORMATION CONTACT: Mr. —Will not add any additional burden another location to comply with this AD? The John P. Dow, Sr., Aerospace Engineer, upon the public than was already FAA can issue a special flight permit under FAA, Small Airplane Directorate, 901 proposed. sections 21.197 and 21.199 of the Federal Locust, Room 506, Kansas City, Cost Impact Aviation Regulations (14 CFR 21.197 and Missouri 64106; telephone: (816) 329– 21.199) to operate your airplane to a location 4121; facsimile: (816) 329–4090. How Many Airplanes Does This AD where you can accomplish the requirements Impact? of this AD. SUPPLEMENTARY INFORMATION: (i) When does this amendment become Events Leading to the Issuance of This We estimate that 988 airplanes in the effective? This amendment becomes effective U.S. registry will be affected. on March 24, 2000. AD What Caused This AD? What Is the Cost Impact of the Affected Issued in Kansas City, Missouri, on January Airplanes on the U.S. Register? 25, 2000. This AD is the result of reports of in- Michael Gallagher, flight incidents and an accident that There is no dollar cost impact. We Manager, Small Airplane Directorate, Aircraft occurred in icing conditions where the estimate that to accomplish the AFM Certification Service. airframe pneumatic deicing boots were revision it will take you less than 1 [FR Doc. 00–2392 Filed 2–3–00; 8:45 am] not activated. workhour. You can accomplish this BILLING CODE 4910±13±P action if you hold at least a private pilot What is the Potential Impact if the FAA certificate as authorized by section 43.7 Took No Action? of the Federal Aviation Regulations (14 DEPARTMENT OF TRANSPORTATION The information necessary to activate CFR 43.7). You must make an entry into the pneumatic wing and tail deicing the aircraft records that shows Federal Aviation Administration boots at the first signs of ice compliance with this AD, in accordance accumulation is critical for flight in with section 43.9 of the Federal 14 CFR Part 39 icing conditions. If we did not take Aviation Regulations (14 CFR 43.9). The only cost impact of this AD is the time [Docket No. 99±CE±51±AD; Amendment 39± action to include this information, flight 11548; AD 2000±0230] crews could experience reduced it will take you to insert the information controllability of the aircraft due to into the AFM. RIN 2120±AA64 adverse aerodynamic effects of ice Regulatory Impact adhering to the airplane prior to the first Airworthiness Directives; Twin deicing cycle. The regulations adopted herein will Commander Aircraft Corporation 600 not have a substantial direct effect on Series Airplanes Has the FAA Taken Any Action to This the States, on the relationship between Point? AGENCY: Federal Aviation the national government and the States, Administration, DOT. Yes. We issued a proposal to amend or on the distribution of power and ACTION: Final rule. part 39 of the Federal Aviation responsibilities among the various Regulations (14 CFR part 39) to include levels of government. Therefore, it is SUMMARY: This document adopts a new an AD that would apply to all Twin determined that this final rule does not airworthiness directive (AD) that Commander 600 series airplanes. This have federalism implications under applies to all Twin Commander Aircraft proposal was published in the Federal Executive Order 13132. Corporation (Twin Commander) 600 Register as a notice of proposed For the reasons discussed above, I series airplanes. This AD requires you to rulemaking (NPRM) on October 8, 1999 certify that this action (1) is not a revise the Airplane Flight Manual (64 FR 55191). The NPRM proposed to ‘‘significant regulatory action’’ under (AFM) to include requirements for require revising the Limitations Section Executive Order 12866; (2) is not a activating the airframe pneumatic of the AFM to include requirements for ‘‘significant rule’’ under DOT deicing boots. This AD is the result of activating the pneumatic deicing boots Regulatory Policies and Procedures (44

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FR 11034, February 26, 1979); and (3) may insert a copy of this AD in the AFM to (i) When does this amendment become will not have a significant economic accomplish this action: effective? This amendment becomes effective • impact, positive or negative, on a ’’ Except for certain phases of flight on March 24, 2000. where the AFM specifies that deicing boots Issued in Kansas City, Missouri, on January substantial number of small entities should not be used (e.g., take-off, final under the criteria of the Regulatory approach, and landing), compliance with the 25, 2000. Flexibility Act. The FAA has prepared following is required. Michael Gallagher, a final evaluation and placed it in the • Wing and Tail Leading Edge Pneumatic Manager, Small Airplane Directorate, Aircraft Rules Docket. You can get a copy of this Deicing Boot System, if installed, must be Certification Service. evaluation at the location listed under activated: [FR Doc. 00–2393 Filed 2–3–00; 8:45 am] the caption ADDRESSES. —At the first sign of ice formation anywhere BILLING CODE 4910±13±P on the aircraft, or upon annunciation from List of Subjects in 14 CFR Part 39 an ice detector system, whichever occurs Air transportation, Aircraft, Aviation first; and DEPARTMENT OF TRANSPORTATION safety, Safety. —The system must either be continued to be operated in the automatic cycling mode, if Federal Aviation Administration Adoption of the Amendment available; or the system must be manually cycled as needed to minimize the ice Accordingly, pursuant to the accretions on the airframe. 14 CFR Part 39 • authority delegated to me by the The wing and tail leading edge [Docket No. 99±CE±42±AD; Amendment 39± Administrator, the Federal Aviation pneumatic deicing boot system may be 11545; 2000±02±27] Administration amends part 39 of the deactivated only after leaving icing Federal Aviation Regulations (14 CFR conditions and after the airplane is RIN 2120±AA64 part 39) as follows: determined to be clear of ice.’’ (e) Can the pilot accomplish the action? Airworthiness Directives; Empresa PART 39ÐAIRWORTHINESS Yes. Anyone who holds at least a private Brasileira de Aeronautica S.A. Models DIRECTIVES pilot certificate, as authorized by section 43.7 EMB±110P1 and EMB±110P2 Airplanes of the Federal Aviation Regulations (14 CFR 1. The authority citation for part 39 43.7), may incorporate the AFM revisions AGENCY: Federal Aviation continues to read as follows: required by this AD. You must make an entry Administration, DOT. into the aircraft records that shows ACTION: Final rule. Authority: 49 U.S.C. 106(g), 40113, 44701. compliance with this AD, in accordance with section 43.9 of the Federal Aviation § 39.13 [Amended] SUMMARY: This document adopts a new Regulations (14 CFR 43.9). airworthiness directive (AD) that 2. Section 39.13 is amended by (f) Can I comply with this AD in any other way? Yes. applies to all Empresa Brasileira de adding a new airworthiness directive Aeronautica S.A. (Embraer) Models (AD) to read as follows: (1) You may use an alternative method of compliance or adjust the compliance time if: EMB–110P1 and EMB–110P2 airplanes. 2000–02–30 Twin Commander Aircraft (i) Your alternative method of compliance This AD requires you to revise the Corporation: Amendment 39–11548; provides an equivalent level of safety; and Airplane Flight Manual (AFM) to Docket No. 99–CE–51–AD. (ii) The Manager, Small Airplane include requirements for activating the (a) What airplanes are affected by this AD? Directorate, approves your alternative. airframe pneumatic deicing boots. This The following Model 600 series airplanes, all Submit your request through an FAA AD is the result of reports of in-flight Principal Maintenance Inspector, who may serial numbers, that are: incidents and an accident that occurred (1) Equipped with pneumatic deicing add comments and then send it to the boots; and Manager. in icing conditions where the airframe (2) Certificated in any category. (2) This AD applies to each airplane pneumatic deicing boots were not identified in the preceding applicability activated. The actions specified by this Models provision, regardless of whether it has been AD are intended to assure that 680, 680E, 680F, 680FL, 680FL(P), 680T, modified, altered, or repaired in the area flightcrews have the information 680V, 680W, 681, 690, 685, 690A, 690B, subject to the requirements of this AD. For necessary to activate the pneumatic 690C, 690D, 695, 695A, and 695B airplanes that have been modified, altered, or repaired so that the performance of the wing and tail deicing boots at the first (b) Who must comply with this AD? requirements of this AD is affected, the signs of ice accumulation. Without this Anyone who wishes to operate any of the owner/operator must request approval for an information, flightcrews could above airplanes on the U.S. Register. The AD alternative method of compliance in experience reduced controllability of does not apply to your airplane if it is not accordance with paragraph (f)(1) of this AD. the aircraft due to adverse aerodynamic equipped with pneumatic deicing boots. The request should include an assessment of (c) What problem does this AD address? effects of ice adhering to the airplane the effect of the modification, alteration, or prior to the first deicing cycle. The information necessary to activate the repair on the unsafe condition addressed by pneumatic wing and tail deicing boots at the this AD; and, if you have not eliminated the DATES: Effective March 24, 2000. first signs of ice accumulation is critical for unsafe condition, specific actions you ADDRESSES: You may examine related flight in icing conditions. If we did not take propose to address it. information at the Federal Aviation action to include this information, flight (g) Where can I get information about any Administration (FAA), Central Region, crews could experience reduced already approved alternative methods of controllability of the aircraft due to adverse Office of the Regional Counsel, compliance? Contact the Small Airplane Attention: Rules Docket No. 99–CE–42– aerodynamic effects of ice adhering to the Directorate, 901 Locust, Room 301, Kansas airplane prior to the first deicing cycle. City, Missouri 64106; telephone: (816) 329– AD, 901 Locust, Room 506, Kansas City, (d) What must I do to address this 4121; facsimile: (816) 329–4091. Missouri 64106. problem? To address this problem, you must (h) What if I need to fly the airplane to FOR FURTHER INFORMATION CONTACT: Mr. revise the Limitations Section of the FAA- another location to comply with this AD? The John P. Dow, Sr., Aerospace Engineer, approved Airplane Flight Manual (AFM) to FAA can issue a special flight permit under FAA, Small Airplane Directorate, 901 include the following requirements for sections 21.197 and 21.199 of the Federal Locust, Room 506, Kansas City, activation of the ice protection systems. You Aviation Regulations (14 CFR 21.197 and must accomplish this action within the next 21.199) to operate your airplane to a location Missouri 64106; telephone: (816) 329– 10 calendar days after the effective date of where you can accomplish the requirements 4121; facsimile: (816) 329–4090. this AD, unless already accomplished. You of this AD. SUPPLEMENTARY INFORMATION:

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Events Leading to the Issuance of This Cost Impact Authority: 49 U.S.C. 106(g), 40113, 44701. AD How Many Airplanes Does This AD § 39.13 [Amended] What Caused This AD? Impact? 2. Section 39.13 is amended by We estimate that 42 airplanes in the adding a new airworthiness directive This AD is the result of reports of in- U.S. registry will be affected. (AD) to read as follows: flight incidents and an accident that occurred in icing conditions where the What Is the Cost Impact of the Affected 2000–02–27 Empresa Brasileira de Airplanes on the U.S. Register? Aeronautica S.A.: Amendment 39– airframe pneumatic deicing boots were 11545; Docket No. 99–CE–42–AD. not activated. There is no dollar cost impact. We (a) What airplanes are affected by this AD? What Is the Potential Impact if the FAA estimate that to accomplish the AFM Models EMB–110P1 and EMB–110P2 revision it will take you less than 1 airplanes, all serial numbers, that are: Took No Action? workhour. You can accomplish this (1) Equipped with pneumatic deicing The information necessary to activate action if you hold at least a private pilot boots; and (2) Certificated in any category. the pneumatic wing and tail deicing certificate as authorized by section 43.7 of the Federal Aviation Regulations (14 (b) Who must comply with this AD? boots at the first signs of ice Anyone who wishes to operate any of the accumulation is critical for flight in CFR 43.7). You must make an entry into above airplanes on the U.S. Register. The AD icing conditions. If we did not take the aircraft records that shows does not apply to your airplane if it is not action to include this information, flight compliance with this AD, in accordance equipped with pneumatic deicing boots. crews could experience reduced with section 43.9 of the Federal (c) What problem does this AD address? controllability of the aircraft due to Aviation Regulations (14 CFR 43.9). The The information necessary to activate the pneumatic wing and tail deicing boots at the adverse aerodynamic effects of ice only cost impact of this AD is the time it will take you to insert the information first signs of ice accumulation is critical for adhering to the airplane prior to the first into the AFM. flight in icing conditions. If we did not take deicing cycle. action to include this information, flight Regulatory Impact crews could experience reduced Has the FAA Taken Any Action to This The regulations adopted herein will controllability of the aircraft due to adverse Point? aerodynamic effects of ice adhering to the not have a substantial direct effect on airplane prior to the first deicing cycle. Yes. We issued a proposal to amend the States, on the relationship between (d) What must I do to address this part 39 of the Federal Aviation the national government and the States, problem? To address this problem, you must Regulations (14 CFR part 39) to include or on the distribution of power and revise the Limitations Section of the FAA- an AD that would apply to all Embraer responsibilities among the various approved Airplane Flight Manual (AFM) to Models EMB–110P1 and EMB–110P2 levels of government. Therefore, it is include the following requirements for airplanes. This proposal was published determined that this final rule does not activation of the ice protection systems. You have federalism implications under must accomplish this action within the next in the Federal Register as a notice of 10 calendar days after the effective date of proposed rulemaking (NPRM) on Executive Order 13132. this AD, unless already accomplished. You October 8, 1999 (64 FR 54804). The For the reasons discussed above, I may insert a copy of this AD in the AFM to NPRM proposed to require revising the certify that this action (1) is not a accomplish this action: Limitations Section of the AFM to ‘‘significant regulatory action’’ under • ‘‘Except for certain phases of flight include requirements for activating the Executive Order 12866; (2) is not a where the AFM specifies that deicing boots pneumatic deicing boots at the first ‘‘significant rule’’ under DOT should not be used (e.g., take-off, final Regulatory Policies and Procedures (44 approach, and landing), compliance with the indication of ice accumulation on the following is required. airplane. FR 11034, February 26, 1979); and (3) • will not have a significant economic Wing and Tail Leading Edge Pneumatic Deicing Boot System, if installed, must be Was the Public Invited To Comment? impact, positive or negative, on a activated: substantial number of small entities —At the first sign of ice formation Yes. Interested persons were afforded under the criteria of the Regulatory an opportunity to participate in the anywhere on the aircraft, or upon Flexibility Act. The FAA has prepared annunciation from an ice detector system, making of this amendment. No a final evaluation and placed it in the whichever occurs first; and comments were received on the Rules Docket. You can get a copy of this —The system must either be continued to proposed rule or the FAA’s evaluation at the location listed under be operated in the automatic cycling mode, determination of the cost to the public. the caption ADDRESSES. if available; or the system must be manually cycled as needed to minimize the What Is the FAA’s Final Determination List of Subjects in 14 CFR Part 39 ice accretions on the airframe. on This Issue? Air transportation, Aircraft, Aviation • The wing and tail leading edge safety, Safety. pneumatic deicing boot system may be We carefully reviewed all available deactivated only after leaving icing information related to the subject Adoption of the Amendment conditions and after the airplane is presented above and determined that air determined to be clear of ice.’’ safety and the public interest require the Accordingly, pursuant to the (e) Can the pilot accomplish the action? adoption of the rule as proposed except authority delegated to me by the Yes. Anyone who holds at least a private for minor editorial corrections. We Administrator, the Federal Aviation pilot certificate, as authorized by section 43.7 determined that these minor Administration amends part 39 of the of the Federal Aviation Regulations (14 CFR corrections: Federal Aviation Regulations (14 CFR 43.7), may incorporate the AFM revisions part 39) as follows: required by this AD. You must make an entry —Will not change the meaning of the into the aircraft records that shows AD; and PART 39ÐAIRWORTHINESS compliance with this AD, in accordance with DIRECTIVES section 43.9 of the Federal Aviation —Will not add any additional burden Regulations (14 CFR 43.9). upon the public than was already 1. The authority citation for part 39 (f) Can I comply with this AD in any other proposed. continues to read as follows: way? Yes.

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(1) You may use an alternative method of AEROSPATIALE (SOCATA) Model Register as a notice of proposed compliance or adjust the compliance time if: TBM 700 airplanes. This AD requires rulemaking (NPRM) on October 12, 1999 (i) Your alternative method of compliance you to revise the Airplane Flight (64 FR 55211). The NPRM proposed to provides an equivalent level of safety; and Manual (AFM) to include requirements require revising the Limitations Section (ii) The Manager, Small Airplane Directorate, approves your alternative. for activating the airframe pneumatic of the AFM to include requirements for Submit your request through an FAA deicing boots. This AD is the result of activating the pneumatic deicing boots Principal Maintenance Inspector, who may reports of in-flight incidents and an at the first indication of ice add comments and then send it to the accident that occurred in icing accumulation on the airplane. Manager. conditions where the airframe (2) This AD applies to each airplane pneumatic deicing boots were not Was the Public Invited To Comment? identified in the preceding applicability activated. The actions specified by this Yes. Interested persons were afforded provision, regardless of whether it has been AD are intended to assure that an opportunity to participate in the modified, altered, or repaired in the area flightcrews have the information making of this amendment. No subject to the requirements of this AD. For airplanes that have been modified, altered, or necessary to activate the pneumatic comments were received on the repaired so that the performance of the wing and tail deicing boots at the first proposed rule or the FAA’s requirements of this AD is affected, the signs of ice accumulation. Without this determination of the cost to the public. owner/operator must request approval for an information, flightcrews could What Is the FAA’s Final Determination alternative method of compliance in experience reduced controllability of accordance with paragraph (f)(1) of this AD. the aircraft due to adverse aerodynamic on This Issue? The request should include an assessment of effects of ice adhering to the airplane We carefully reviewed all available the effect of the modification, alteration, or prior to the first deicing cycle. information related to the subject repair on the unsafe condition addressed by presented above and determined that air this AD; and, if you have not eliminated the DATES: Effective March 27, 2000. unsafe condition, specific actions you ADDRESSES: You may examine related safety and the public interest require the propose to address it. information at the Federal Aviation adoption of the rule as proposed except (g) Where can I get information about any Administration (FAA), Central Region, for minor editorial corrections. We already-approved alternative methods of Office of the Regional Counsel, determined that these minor compliance? Contact the Small Airplane Attention: Rules Docket No. 99–CE–50– corrections: Directorate, 901 Locust, Room 301, Kansas —Will not change the meaning of the City, Missouri 64106; telephone: (816) 329– AD, 901 Locust, Room 506, Kansas City, 4121; facsimile: (816) 329–4091. Missouri 64106. AD; and (h) What if I need to fly the airplane to FOR FURTHER INFORMATION CONTACT: Mr. —Will not add any additional burden another location to comply with this AD? The John P. Dow, Sr., Aerospace Engineer, upon the public than was already FAA can issue a special flight permit under FAA, Small Airplane Directorate, 901 proposed. sections 21.197 and 21.199 of the Federal Locust, Room 301, Kansas City, Cost Impact Aviation Regulations (14 CFR 21.197 and Missouri 64106; telephone: (816) 329– 21.199) to operate your airplane to a location 4121; facsimile: (816) 329–4090. How Many Airplanes Does This AD where you can accomplish the requirements Impact? of this AD. SUPPLEMENTARY INFORMATION: (i) When does this amendment become Events Leading to the Issuance of This We estimate that 72 airplanes in the effective? This amendment becomes effective U.S. registry will be affected. on March 24, 2000. AD What Caused This AD? What Is the Cost Impact of the Affected Issued in Kansas City, Missouri, on January Airplanes on the U.S. Register? 25, 2000. This AD is the result of reports of in- Michael Gallagher, flight incidents and an accident that There is no dollar cost impact. We Manager, Small Airplane Directorate, Aircraft occurred in icing conditions where the estimate that to accomplish the AFM Certification Service. airframe pneumatic deicing boots were revision it will take you less than 1 [FR Doc. 00–2394 Filed 2–3–00; 8:45 am] not activated. workhour. You can accomplish this BILLING CODE 4910±13±P action if you hold at least a private pilot What Is the Potential Impact if the FAA certificate as authorized by section 43.7 Took No Action? of the Federal Aviation Regulations (14 DEPARTMENT OF TRANSPORTATION The information necessary to activate CFR 43.7). You must make an entry into the pneumatic wing and tail deicing the aircraft records that shows Federal Aviation Administration boots at the first signs of ice compliance with this AD, in accordance accumulation is critical for flight in with section 43.9 of the Federal 14 CFR Part 39 icing conditions. If we did not take Aviation Regulations (14 CFR 43.9). The only cost impact of this AD is the time [Docket No. 99±CE±50±AD; Amendment 39± action to include this information, flight 11547; AD 2000±02±29] crews could experience reduced it will take you to insert the information controllability of the aircraft due to into the AFM. RIN 2120±AA64 adverse aerodynamic effects of ice Regulatory Impact adhering to the airplane prior to the first Airworthiness Directives; SOCATAÐ deicing cycle. The regulations adopted herein will Groupe AEROSPATIALE Model TBM not have a substantial direct effect on 700 Airplanes Has the FAA Taken Any Action to This the States, on the relationship between Point? AGENCY: Federal Aviation the national government and the States, Administration, DOT. Yes. We issued a proposal to amend or on the distribution of power and ACTION: Final rule. part 39 of the Federal Aviation responsibilities among the various Regulations (14 CFR part 39) to include levels of government. Therefore, it is SUMMARY: This document adopts a new an AD that would apply to all SOCATA determined that this final rule does not airworthiness directive (AD) that Model TBM 700 airplanes. This have federalism implications under applies to all SOCATA—Groupe proposal was published in the Federal Executive Order 13132.

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For the reasons discussed above, I 10 calendar days after the effective date of 21.199) to operate your airplane to a location certify that this action (1) Is not a this AD, unless already accomplished. You where you can accomplish the requirements ‘‘significant regulatory action’’ under may insert a copy of this AD in the AFM to of this AD. Executive Order 12866; (2) is not a accomplish this action: (i) When does this amendment become ‘‘• Except for certain phases of flight effective? This amendment becomes effective ‘‘significant rule’’ under DOT where the AFM specifies that deicing boots on March 27, 2000. Regulatory Policies and Procedures (44 should not be used (e.g., take-off, final Issued in Kansas City, Missouri, on January FR 11034, February 26, 1979); and (3) approach, and landing), compliance with the 27, 2000. will not have a significant economic following is required. impact, positive or negative, on a •Wing and Tail Leading Edge Pneumatic Terry L. Chasteen, substantial number of small entities Deicing Boot System, if installed, must be Acting Manager, Small Airplane Directorate, under the criteria of the Regulatory activated: Aircraft Certification Service. Flexibility Act. The FAA has prepared At the first sign of ice formation anywhere [FR Doc. 00–2395 Filed 2–3–00; 8:45 am] a final evaluation and placed it in the on the aircraft, or upon annunciation from BILLING CODE 4910±13±P Rules Docket. You can get a copy of this an ice detector system, whichever occurs first; and evaluation at the location listed under The system must either be continued to be DEPARTMENT OF TRANSPORTATION the caption ADDRESSES. operated in the automatic cycling mode, if List of Subjects in 14 CFR Part 39 available; or the system must be manually Federal Aviation Administration cycled as needed to minimize the ice Air transportation, Aircraft, Aviation accretions on the airframe. 14 CFR Part 39 safety, Safety. • The wing and tail leading edge pneumatic deicing boot system may be Adoption of the Amendment [Docket No. 99±CE±64±AD; Amendment 39± deactivated only after leaving icing 11549; AD 2000±02±31] conditions and after the airplane is Accordingly, pursuant to the RIN 2120±AA64 authority delegated to me by the determined to be clear of ice.’’ (e) Can the pilot accomplish the action? Administrator, the Federal Aviation Yes. Anyone who holds at least a private Airworthiness Directives; Pilatus Administration amends part 39 of the pilot certificate, as authorized by section 43.7 Aircraft Ltd. Models PC±12 and PC±12/ Federal Aviation Regulations (14 CFR of the Federal Aviation Regulations (14 CFR 45 Airplanes part 39) as follows: 43.7), may incorporate the AFM revisions required by this AD. You must make an entry AGENCY: Federal Aviation PART 39ÐAIRWORTHINESS into the aircraft records that shows Administration, DOT. DIRECTIVES compliance with this AD, in accordance with ACTION: Final rule. section 43.9 of the Federal Aviation 1. The authority citation for part 39 Regulations (14 CFR 43.9). SUMMARY: This amendment adopts a continues to read as follows: (f) Can I comply with this AD in any other new airworthiness directive (AD) that way? Yes. Authority: 49 U.S.C. 106(g), 40113, 44701. applies to certain Pilatus Aircraft Ltd. (1) You may use an alternative method of (Pilatus) Models PC–12 and PC–12/45 § 39.13 [Amended] compliance or adjust the compliance time if: (i) Your alternative method of compliance airplanes. This AD requires replacing 2. Section 39.13 is amended by provides an equivalent level of safety; and the stick pusher capstan and the stick adding a new airworthiness directive (ii) The Manager, Small Airplane pusher servo with parts of improved (AD) to read as follows: Directorate, approves your alternative. design. The AD is the result of Submit your request through an FAA mandatory continuing airworthiness 2000–02–29 Socata—Groupe Aerospatiale: Principal Maintenance Inspector, who may Amendment 39–1547; Docket No. 99– information (MCAI) issued by the add comments and then send it to the airworthiness authority for Switzerland. CE–50–AD. Manager. (a) What airplanes are affected by this AD? (2) This AD applies to each airplane The actions specified by this AD are TBM 700 airplanes, all serial numbers, that identified in the preceding applicability intended to prevent improper operation are: provision, regardless of whether it has been of the stick pusher system caused by the (1) Equipped with pneumatic deicing modified, altered, or repaired in the area existing design configuration, which boots; and subject to the requirements of this AD. For could result in loss of control of the (2) Certificated in any category. airplanes that have been modified, altered, or airplane during a stall. (b) Who must comply with this AD? repaired so that the performance of the DATES: Effective March 27, 2000. Anyone who wishes to operate any of the requirements of this AD is affected, the above airplanes on the U.S. Register. The AD owner/operator must request approval for an ADDRESSES: Service information that does not apply to your airplane if it is not alternative method of compliance in applies to this AD may be obtained from equipped with pneumatic de-icing boots. accordance with paragraph (f)(1) of this AD. Pilatus Aircraft Ltd., Customer Liaison (c) What problem does this AD address? The request should include an assessment of Manager, CH–6371 Stans, Switzerland; The information necessary to activate the the effect of the modification, alteration, or telephone: +41 41 619 63 19; facsimile: pneumatic wing and tail deicing boots at the repair on the unsafe condition addressed by +41 41 610 33 51. This information may first signs of ice accumulation is critical for this AD; and, if you have not eliminated the flight in icing conditions. If we did not take unsafe condition, specific actions you also be examined at the Federal action to include this information, flight propose to address it. Aviation Administration (FAA), Central crews could experience reduced (g) Where can I get information about any Region, Office of the Regional Counsel, controllability of the aircraft due to adverse already-approved alternative methods of Attention: Rules Docket No. 99–CE–64– aerodynamic effects of ice adhering to the compliance? Contact the Small Airplane AD, 901 Locust, Room 506, Kansas City, airplane prior to the first deicing cycle. Directorate, 901 Locust, Room 301, Kansas Missouri 64106. (d) What must I do to address this City, Missouri 64106; telephone: (816) 329– FOR FURTHER INFORMATION CONTACT: Mr. problem? To address this problem, you must 4121; facsimile: (816) 329–4091. revise the Limitations Section of the FAA- (h) What if I need to fly the airplane to Roman T. Gabrys, Aerospace Engineer, approved Airplane Flight Manual (AFM) to another location to comply with this AD? The FAA, Small Airplane Directorate, 901 include the following requirements for FAA can issue a special flight permit under Locust, Room 301, Kansas City, activation of the ice protection systems. You sections 21.197 and 21.199 of the Federal Missouri 64106; telephone: (816) 329– must accomplish this action within the next Aviation Regulations (14 CFR 21.197 and 4141; facsimile: (816) 329–4090.

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SUPPLEMENTARY INFORMATION: does not have federalism implications To prevent improper operation of the stick under Executive Order 13132. pusher system caused by the existing design Events Leading to the Issuance of This For the reasons discussed above, I configuration, which could result in the loss AD certify that this action (1) is not a of control of the airplane during a stall, A proposal to amend part 39 of the ‘‘significant regulatory action’’ under accomplish the following: Federal Aviation Regulations (14 CFR Executive Order 12866; (2) is not a (a) Within the next 50 hours time-in- part 39) to include an AD that would ‘‘significant rule’’ under DOT service (TIS) after the effective date of this apply to certain Pilatus Models PC–12 Regulatory Policies and Procedures (44 AD, replace the stick pusher capstan and and PC12/45 airplanes was published in FR 11034, February 26, 1979); and (3) stick pusher servo with parts of improved the Federal Register as a notice of will not have a significant economic design, in accordance with the applicable proposed rulemaking (NPRM) on impact, positive or negative, on a maintenance manual, as specified in Pilatus November 23, 1999 (64 FR 65666). The substantial number of small entities Service Bulletin No. 22–003, dated June 24, NPRM proposed to require replacing the under the criteria of the Regulatory 1999. The new part numbers (P/N) are as stick pusher capstan and the stick Flexibility Act. A copy of the final follows: pusher servo with parts of improved evaluation prepared for this action is (1) Stick Pusher Capstan: P/N design. Accomplishment of the contained in the Rules Docket. A copy 978.61.11.124 (or FAA-approved equivalent proposed action as specified in the of it may be obtained by contacting the part number); and (2) Stick Pusher Servo: P/N 978.61.11.103 NPRM would be required in accordance Rules Docket at the location provided (or FAA-approved equivalent part number). with the applicable maintenance under the caption ADDRESSES. manual, as specified in Pilatus Service (b) As of the effective date of this AD, no Bulletin No. 22–003, dated June 24, List of Subjects in 14 CFR Part 39 person may install, on any of the affected airplanes, a stick pusher capstan or stick 1999. Air transportation, Aircraft, Aviation pusher servo that is not of the part number The NPRM was the result of safety, Safety. mandatory continuing airworthiness specified in paragraphs (a)(1) and (a)(2) of information (MCAI) issued by the Adoption of the Amendment this AD, respectively. airworthiness authority for Switzerland. (c) Special flight permits may be issued in Accordingly, pursuant to the accordance with sections 21.197 and 21.199 Interested persons have been afforded authority delegated to me by the an opportunity to participate in the of the Federal Aviation Regulations (14 CFR Administrator, the Federal Aviation 21.197 and 21.199) to operate the airplane to making of this amendment. No Administration amends part 39 of the comments were received on the a location where the requirements of this AD Federal Aviation Regulations (14 CFR can be accomplished. proposed rule or the FAA’s part 39) as follows: determination of the cost to the public. (d) An alternative method of compliance or adjustment of the compliance time that The FAA’s Determination PART 39ÐAIRWORTHINESS provides an equivalent level of safety may be DIRECTIVES After careful review of all available approved by the Manager, Small Airplane information related to the subject 1. The authority citation for part 39 Directorate, 901 Locust, Room 301, Kansas presented above, the FAA has continues to read as follows: City, Missouri 64106. The request shall be forwarded through an appropriate FAA determined that air safety and the Authority: 49 U.S.C. 106(g), 40113, 44701. public interest require the adoption of Maintenance Inspector, who may add the rule as proposed except for minor § 39.13 [Amended] comments and then send it to the Manager, Small Airplane Directorate. editorial corrections. The FAA has 2. Section 39.13 is amended by determined that these minor corrections Note 2: Information concerning the adding a new airworthiness directive existence of approved alternative methods of will not change the meaning of the AD (AD) to read as follows: and will not add any additional burden compliance with this AD, if any, may be upon the public than was already 2000–02–31 Pilatus Aircraft Ltd.: obtained from the Small Airplane proposed. Amendment 39–11549; Docket No. 99– Directorate. CE–64–AD. (e) Questions or technical information Cost Impact Applicability: Models PC–12 and PC–12/45 related to Pilatus Service Bulletin No. 22– The FAA estimates that 69 airplanes airplanes, all manufacturer serial numbers 003, dated June 24, 1999, should be directed in the U.S. registry will be affected by (MSN) up to and including MSN 180, to Pilatus Aircraft Ltd., Customer Liaison certificated in any category. this AD, that it will take approximately Manager, CH–6371 Stans, Switzerland; 8 workhours per airplane to accomplish Note 1: This AD applies to each airplane telephone: +41 41 619 63 19; facsimile: +41 identified in the preceding applicability 41 610 33 51. This service information may this action, and that the average labor provision, regardless of whether it has been be examined at the FAA, Central Region, rate is approximately $60 an hour. modified, altered, or repaired in the area Pilatus will provide parts free of charge subject to the requirements of this AD. For Office of the Regional Counsel, 901 Locust, until March 2000. Based on these airplanes that have been modified, altered, or Room 506, Kansas City, Missouri 64106. figures, the total cost impact of this AD repaired so that the performance of the Note 3: The subject of this AD is addressed on U.S. operators is estimated to be requirements of this AD is affected, the in Swiss AD HB 99–406, dated August 16, $33,120, or $480 per airplane. owner/operator must request approval for an 1999. alternative method of compliance in (f) This amendment becomes effective on Regulatory Impact accordance with paragraph (d) of this AD. March 27, 2000. These regulations will not have a The request should include an assessment of the effect of the modification, alteration, or Issued in Kansas City, Missouri, on January substantial direct effect on the States, on repair on the unsafe condition addressed by 27, 2000. the relationship between the national this AD; and, if the unsafe condition has not Terry L. Chasteen, Government and the States, or on the been eliminated, the request should include distribution of power and specific proposed actions to address it. Acting Manager, Small Airplane Directorate, Aircraft Certification Service. responsibilities among the various Compliance: Required as indicated in the levels of government. Therefore, the body of this AD, unless already [FR Doc. 00–2399 Filed 2–3–00; 8:45 am] FAA has determined that this final rule accomplished. BILLING CODE 4910±13±P

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DEPARTMENT OF THE TREASURY excess of the given amount. The 1704.90.74, 1806.20.75, 1806.20.95, preferential, in-quota tariff rate would 1806.90.55, 1901.90.56, 2101.12.54, Customs Service be applicable only to the extent that the 2101.20.54, 2106.90.78, or 2106.90.95. aggregate in-quota quantity of a product While a country does not need to 19 CFR Parts 132 and 163 allocated to a country had not been participate in the export-certificate exceeded. program in order to receive the in-quota [T.D. 00±7] Under Presidential Proclamation No. tariff rate for its share of the in-quota RIN 1515±AC55 7235, dated October 7, 1999, the United quantity, using export certificates States Trade Representative (USTR) was assures the exporting country that only Export Certificates for Sugar- given authority under section 404(a) of those exported sugar-containing Containing Products Subject to Tariff- the URAA to implement the tariff-rate products that it intends for the United Rate Quota quota for sugar-containing products to States market are counted against its in- ensure that they do not disrupt the quota allocation. As already noted, this AGENCY: U.S. Customs Service, orderly marketing of such products in helps ensure that such products do not Department of the Treasury. the United States. The USTR has disrupt the orderly marketing of sugar- ACTION: Interim rule; solicitation of already assigned Canada an in-quota containing products in the United comments. allocation of the sugar-containing States. products (64 FR 54719; October 7, On December 4, 1998, the SUMMARY: This document amends the 1999). Governments of the United States and Customs Regulations on an interim basis As part of the implementation of this Canada entered into a Record of to set forth the form and manner by tariff-rate quota, the USTR has Understanding regarding Areas of which an importer establishes that a established an export-certificate Agricultural Trade. In Annex 17 of this valid export certificate is in effect for program under which exporting Record of Understanding, the United certain sugar-containing products countries that have an allocation of the States agreed to require an export permit subject to a tariff-rate quota, that are in-quota quantity and that wish to issued by the Government of Canada in products of a participating country, as participate in the program may use order to enable an importer to claim the defined in an interim rule of the United export certificates for their sugar- in-quota tariff rate for those sugar- States Trade Representative (USTR). containing products that are exported to containing products of Canadian origin The export certificate is necessary to the United States. The USTR has issued described in additional U.S. Note 8 to enable the importer to claim the in- an interim rule establishing regulations chapter 17, HTSUS. Canada will thus be quota rate of duty on the sugar- for this export-certificate program (15 a participating country in this export- containing products. CFR part 2015) (64 FR 67152; December certificate program as of January 31, DATES: Interim rule effective on 1, 1999). The USTR interim rule has an 2000, the effective date of the USTR February 4, 2000. The interim rule is effective date of January 31, 2000. interim rule, as indicated above. applicable to products of a participating An exporting country wishing to In accordance with the interim country as described in the USTR participate in the export-certificate rulemaking of the USTR, Customs is interim rule that are entered or program must notify the USTR and issuing this interim rule in order to set withdrawn from warehouse for provide the necessary supporting forth a new § 132.17, Customs consumption on or after February 4, information. As defined in the USTR Regulations (19 CFR 132.17), that 2000. Comments must be received on or interim regulations (15 CFR 2015.2(e)), prescribes the form and manner by before April 4, 2000. a participating country is a country that which an importer establishes that a ADDRESS: Written comments may be has received an allocation of the in- valid export certificate exists, including addressed to and inspected at the quota quantity of the tariff-rate quota, a unique number for the certificate that Regulations Branch, U.S. Customs and that the USTR has determined, and must be referenced on the entry or Service, 1300 Pennsylvania Avenue, has so informed Customs, is eligible to withdrawal from warehouse for NW., 3rd Floor, Washington, D.C. use export certificates for their sugar- consumption, whether filed in paper 20229. containing products exported to the form or electronically. This will ensure United States. The USTR has stated that that no imports of the specified sugar- FOR FURTHER INFORMATION CONTACT: it intends to publish a notice in the containing products of a participating Leon Hayward, Office of Field Federal Register whenever a country country are counted against the Operations, (202–927–9704). becomes, or ceases to be, a participating country’s in-quota allocation unless the SUPPLEMENTARY INFORMATION: country. products are covered by a proper export The particular sugar-containing certificate. The export certificate is Background products subject to a tariff-rate quota for necessary in this regard in order to As a result of the Uruguay Round which the USTR has established the enable the importer to claim the in- Agreements, approved by Congress in export-certificate program are described quota rate of duty on the sugar- section 101 of the Uruguay Round in additional U.S. Note 8 to chapter 17 containing products. Agreements Act (URAA) (Pub. L. 103– of the Harmonized Tariff Schedule of In addition, the Interim (a)(1)(A) List 465), the President, by Presidential the United States (HTSUS). Specifically, set forth as an Appendix to part 163, Proclamation No. 6763, established a unless excepted as provided in Customs Regulations (19 CFR part 163, tariff-rate quota for imported sugar- additional U.S. Note 3 to chapter 17, Appendix), that lists the records containing products. HTSUS, the imported sugar-containing required for the entry of merchandise, is Under a tariff-rate quota, the United products covered by the export- revised to add a reference to the States applies one tariff rate, known as certificate program contain over 10 requirement in new § 132.17 that an the in-quota tariff rate, to imports of a percent by dry weight of sugars derived importer possess a valid export product up to a particular amount, from cane or sugar beets, whether or not certificate for sugar-containing products known as the in-quota quantity, and mixed with other ingredients, and they that are subject to a tariff-rate quota and another, higher rate, known as the over- are classified under one of the following that are products of a participating quota rate, to imports of a product in HTSUS subheadings: 1701.91.54, country, in order for the importer to be

VerDate 272000 16:56 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00022 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm03 PsN: 04FER1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations 5431 able to claim the applicable in-quota An agency may not conduct or 2101.12.54, 2101.20.54, 2106.90.78, or rate of duty. sponsor, and a person is not required to 2106.90.95, and that are products of a Also, § 132.15, Customs Regulations respond to, a collection of information participating country, as defined in 15 (19 CFR 132.15), is revised to make unless the collection of information CFR 2015.2(e), the importer must provision for electronic entry filing in displays a valid control number possess a valid export certificate in the case of beef subject to a tariff-rate assigned by OMB. order to claim the in-quota tariff rate of duty on the products at the time they quota, for which the importer must List of Subjects similarly possess a valid export are entered or withdrawn from certificate in order to claim the in-quota 19 CFR Part 132 warehouse for consumption. The rate of duty. Agriculture and agricultural products, importer must record the unique identifier of the export certificate for Comments Customs duties and inspection, Quotas, Reporting and recordkeeping these products on the entry summary or Before adopting this interim requirements. warehouse withdrawal for consumption regulation as a final rule, consideration (Customs Form 7501, column 34), or its will be given to any written comments 19 CFR Part 163 electronic equivalent. that are timely submitted to Customs. Administrative practice and (b) Validity of export certificate. To be Customs specifically requests comments procedure, Customs duties and valid, the export certificate must meet on the clarity of this interim rule and inspection, Imports, Reporting and the requirements of 15 CFR 2015.3(b), how it may be made easier to recordkeeping requirements. and with respect to the requirement of understand. Comments submitted will Amendment to the Regulations 15 CFR 2015.3(b)(3) that the certificate be available for public inspection in have a distinct and uniquely identifiable accordance with the Freedom of Accordingly, parts 132 and 163, number, this unique identifier must Information Act (5 U.S.C. 552), § 1.4, Customs Regulations (19 CFR parts 132 consist of 8 characters in any alpha/ Treasury Department Regulations (31 and 163), are amended as set forth numeric combination. CFR 1.4), and § 103.11(b), Customs below. (c) Retention and production of Regulations (19 CFR 103.11(b)), on certificate to Customs. The export regular business days between the hours PART 132ÐQUOTAS certificate is subject to the of 9:00 a.m. and 4:30 p.m. at the 1. The general authority citation for recordkeeping requirements of part 163 Regulations Branch, U.S. Customs part 132 continues to read as follows, of this chapter (19 CFR part 163). Service, 1300 Pennsylvania Avenue, and the specific sectional authority Specifically, the certificate must be NW., 3rd Floor, Washington D.C. under this part is revised to read as retained for a period of 5 years in Inapplicability of Notice and Delayed follows : accordance with § 163.4(a) of this Effective Date Requirements, the Authority: 19 U.S.C. 66, 1202 (General chapter, and must be made available to Regulatory Flexibility Act, and Note 20, Harmonized Tariff Schedule of the Customs upon request in accordance Executive Order 12866 United States (HTSUS)), 1623, 1624. with § 163.6(a) of this chapter. § 132.15 through 132.17 also issued under Pursuant to the provisions of 5 U.S.C. 19 U.S.C. 1202 (additional U.S. Note 3 to PART 163ÐRECORDKEEPING 553(a), public notice is inapplicable to Chapter 2, HTSUS; subchapter III of Chapter this interim rule because it is within the 99, HTSUS; and additional U.S. Note 8 to 1. The authority citation for part 163 foreign affairs function of the United Chapter 17, HTSUS, respectively), 1484, continues to read as follows: States. Also, for the above reason, there 1508. is no need for a delayed effective date Authority: 5 U.S.C. 301; 19 U.S.C. 66, 2. Section 132.15 is amended by under 5 U.S.C. 553(d). Because no 1484, 1508, 1509, 1510, 1624. revising the second sentence of notice of proposed rulemaking is paragraph (a) to read as follows: Appendix to Part 163 [Amended] required for interim regulations, the provisions of the Regulatory Flexibility § 132.15 Export certificate for beef subject 2. In the Appendix to part 163, under Act (5 U.S.C. 601 et seq.) do not apply; to tariff-rate quota. heading ‘‘IV.’’, the list of documents/ and because this document involves a (a) Requirement. * * * The importer records or information required for foreign affairs function of the United must record the unique identifying entry of special categories of States and implements an international number of the export certificate for the merchandise is amended by removing agreement, it is not subject to the beef on the entry summary or the listing, ‘‘§ 132.15, 132.16 Export provisions of E.O. 12866. warehouse withdrawal for consumption certificates, respectively, for beef or Paperwork Reduction Act (Customs Form 7501, Column 34), or its lamb meat subject to tariff-rate quota’’, electronic equivalent. and by adding the following listing in The collections of information * * * * * its place: involved in this interim rule have 3. Part 132 is amended by adding a already been approved by the Office of ``§§ 132.15 through 132.17 Export new § 132.17 to subpart B to read as Management and Budget (OMB) in certificates, respectively, for beef, lamb follows: accordance with the Paperwork meat, or sugar-containing products subject to tariff-rate quota''. Reduction Act of 1995 (44 U.S.C. 3507) § 132.17 Export certificate for sugar- and assigned OMB Control Numbers containing products subject to tariff-rate Raymond W. Kelly, quota. 1515–0065 (Entry summary and Commissioner of Customs. continuation sheet) and 1515–0214 (a) Requirement. For sugar-containing (General recordkeeping and record products described in additional U.S. Approved: January 19, 2000. production requirements). This rule Note 8 to chapter 17, HTSUS, that are John P. Simpson, does not propose any substantive classified in HTSUS subheading Deputy Assistant Secretary of the Treasury. changes to the existing approved 1701.91.54, 1704.90.74, 1806.20.75, [FR Doc. 00–2518 Filed 2–1–00; 3:31 Pm] information collections. 1806.20.95, 1806.90.55, 1901.90.56, BILLING CODE 4820±02±P

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DEPARTMENT OF THE TREASURY be needed as a result of future changes listed in §§ 1.401(b)–(1)(b)(1) and to the Internal Revenue Code (Code). 1.401(b)–1(b)(2)(i) and (ii). Internal Revenue Service No written comments responding to The final regulations retain the rules the notice of proposed rulemaking were set forth in the temporary regulations to 26 CFR Part 1 received. No public hearing was clarify the scope of the Commissioner’s [TD 8871] requested or held. The proposed authority to provide relief from plan regulations under section 401(b) are disqualification under section 401(b). RIN 1545±AV22 adopted by this Treasury decision, and These changes are needed to clarify the the corresponding temporary rules relating to the plan provisions that Remedial Amendment Period regulations are removed. may be designated by the Commissioner as disqualifying provisions based on AGENCY: Internal Revenue Service (IRS), Explanation of Provisions Treasury. amendments to the plan qualification Section 401(b) provides that a plan is requirements of the Internal Revenue ACTION: Final and temporary considered to satisfy the qualification Code. Section 1.401(b)–1(b)(3) retains regulations. requirements of section 401(a) for the the rule set forth in the temporary SUMMARY: This document contains period beginning with the date on regulations to provide that a regulations relating to the remedial which it was put into effect, or for the disqualifying provision includes a plan amendment period, during which a period beginning with the earlier of the provision designated by the sponsor of a qualified retirement plan or date on which any amendment that Commissioner, at the Commissioner’s an employer that maintains a qualified caused the plan to fail to satisfy those discretion, as a disqualifying provision retirement plan can make retroactive requirements was adopted or put into that either (1) results in the failure of the amendments to the plan to eliminate effect, and ending with the time plan to satisfy the qualification certain qualification defects for the prescribed by law for filing the requirements of the Code by reason of entire period. These final regulations employer’s return for the taxable year in a change in those requirements; or (2) is clarify the scope of the Commissioner’s which that plan or amendment was integral to a qualification requirement of authority to provide relief from plan adopted (including extensions) or such the Code that has been changed. Section disqualification under the regulations. later time as the Secretary may 1.401(b)–1(c)(2) retains the rule set forth These clarifications confirm the designate, if all provisions of the plan in the temporary regulations to provide needed to satisfy the qualification Commissioner’s authority to provide the Commissioner with explicit requirements are in effect by the end of appropriate relief for plan amendments authority to impose limits and provide the specified period and have been relating to changes to the plan additional rules regarding the made effective for all purposes for the qualification rules made in recent amendments that may be made with entire period. legislation. These final regulations affect respect to disqualifying provisions Section 1.401(b)–1(b) lists the plan during the remedial amendment period. sponsors of qualified retirement plans, provisions that may be amended employers that maintain qualified Section 1.401(b)–1(d)(1)(iv) and (v) retroactively pursuant to the rules of provide conforming rules, as previously retirement plans, and qualified section 401(b). These plan provisions, retirement plan participants. provided in the temporary regulations, termed disqualifying provisions, include regarding the beginning of the remedial EFFECTIVE DATES: These regulations are the plan provisions described in section amendment period for disqualifying effective February 4, 2000. 401(b), as well as plan provisions that provisions described in § 1.401(b)– FOR FURTHER INFORMATION CONTACT: result in failure of a plan to satisfy the 1(b)(3). Linda S.F. Marshall at (202) 622–6030 qualification requirements of the Code or Lisa A. Tavares at (202) 622–6090 by reason of a change in those Special Analyses (not a toll-free number). requirements effected by the legislation It has been determined that this SUPPLEMENTARY INFORMATION: listed in § 1.401(b)–1(b)(2)(i) and (ii). Treasury decision is not a significant Under § 1.401(b)–1(b)(2)(ii), a regulatory action as defined in Background disqualifying provision also includes a Executive Order 12866. Therefore, a This document contains amendments plan provision that is integral to a regulatory assessment is not required. It to the Income Tax Regulations (26 CFR qualification requirement changed by also has been determined that section part 1) under section 401(b). These specified legislation. As in effect prior 553(b) of the Administrative Procedure regulations provide guidance to clarify to the previously issued final and Act (5 U.S.C. chapter 5) does not apply the scope of the Commissioner’s temporary regulations, § 1.401(b)– to these regulations, and because the authority to provide relief from plan 1(b)(2)(iii) provided that a disqualifying regulation does not impose a collection disqualification under section 401(b) provision includes a plan provision that of information on small entities, the and the regulations. On August 1, 1997, results in failure of the plan to satisfy Regulatory Flexibility Act (5 U.S.C. temporary regulations (TD 8727) under the Code’s qualification requirements by chapter 6) does not apply. Pursuant to section 401(b) were published in the reason of a change in those section 7805(f) of the Internal Revenue Federal Register (62 FR 41272). A requirements effected by amendments to Code, the notice of proposed rulemaking notice of proposed rulemaking (REG– the Code, that is designated by the preceding these regulations was 106043–97), cross-referencing the Commissioner, at the Commissioner’s submitted to the Small Business temporary regulations, was published in discretion, as a disqualifying provision. Administration for comment on its the Federal Register (62 FR 41322) on Section 1.401(b)–1(d) provides rules impact on small businesses. the same day. The temporary for determining the period for which the regulations enabled the Commissioner relief provided under section 401(b) Drafting Information to provide appropriate relief concerning applies (the ‘‘remedial amendment The principal authors of these the timing of plan amendments relating period’’). regulations are Linda S. F. Marshall and to changes to the plan qualification Section 1.401(b)–1(d)(1) defines the Lisa A. Tavares, Office of the Associate rules made in recent legislation, as well beginning of the remedial amendment Chief Counsel (Employee Benefits and as for other plan amendments that may period for the disqualifying provisions Exempt Organizations). However, other

VerDate 272000 12:20 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00024 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm01 PsN: 04FER1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations 5433 personnel from the IRS and Treasury respect to that disqualifying provision revised rule into the federally approved Department participated in their during the remedial amendment period. SIP. The intended effect of approving development. The Commissioner may provide this rule is to regulate emissions from guidance in revenue rulings, notices, stationary sources of air pollution List of Subjects in 26 CFR Part 1 and other guidance published in the subject to District new source review Income taxes, Reporting and Internal Revenue Bulletin. See (NSR) regulation in accordance with the recordkeeping requirements. § 601.601(d)(2) of this chapter. requirements of the Clean Air Act, as Adoption of Amendments to the (d) * * * amended in 1990 (CAA or the Act). EPA (1) * * * Regulations is finalizing the approval of these (iv) In the case of a disqualifying revisions into the California SIP under Accordingly, 26 CFR part 1 is provision described in paragraph provisions of the CAA regarding EPA amended as follows: (b)(3)(i) of this section, the date on action on SIP submittals, SIPs for which the change effected by an national primary and secondary ambient PART 1ÐINCOME TAXES amendment to the Internal Revenue air quality standards and plan Code became effective with respect to Paragraph 1. The authority citation requirements for nonattainment areas. for part 1 continues to read in part as the plan; or (v) In the case of a disqualifying DATES: follows: This rule is effective on April 4, provision described in paragraph 2000 without further notice, unless EPA Authority: 26 U.S.C. 7805 * * * (b)(3)(ii) of this section, the first day on receives adverse comments by March 6, Par. 2. Section 1.401(b)–1 is amended which the plan was operated in 2000. If EPA receives such comment, it by: accordance with such provision, as will publish a timely withdrawal in the 1. Revising paragraphs (b)(3), (c), and amended, unless another time is Federal Register informing the public (d)(1)(iv). specified by the Commissioner in that this rule will not take effect. 2. Adding paragraph (d)(1)(v). revenue rulings, notices, and other The addition and revisions read as ADDRESSES: guidance published in the Internal Written comments must be follows: Revenue Bulletin. See § 601.601(d)(2) of submitted to Roger Kohn at the Region IX office listed below. Copies of the rule § 1.401(b)±1 Certain retroactive changes in this chapter. plan. revision and EPA’s Technical Support § 1.401(b)±1T [Removed] Document (TSD) with the Agency’s * * * * * (b) * * * Par. 3. Section 1.401(b)–1T is evaluation of the rule are available for (3) A plan provision designated by the removed. public inspection at EPA’s Region 9 Commissioner, at the Commissioner’s office during normal business hours. John M. Dalrymple, discretion, as a disqualifying provision Copies of the submitted rule revisions that either— Acting Deputy Commissioner of Internal are also available for inspection at the (i) Results in the failure of the plan to Revenue. following locations: satisfy the qualification requirements of Approved: January 19, 2000. Permits Office (AIR–3), Air Division, the Internal Revenue Code by reason of Jonathan Talisman, U.S. Environmental Protection a change in those requirements; or Acting Assistant Secretary of the Treasury. Agency, Region IX, 75 Hawthorne (ii) Is integral to a qualification [FR Doc. 00–1893 Filed 2–3–00; 8:45 am] Street, San Francisco, CA 94105. requirement of the Internal Revenue Code that has been changed. BILLING CODE 4830±01±4 California Air Resources Board, (c) Special rules applicable to Stationary Source Division, Rule disqualifying provisions—(1) Absence of Evaluation Section, 2020 ‘‘L’’ Street, plan provision. For purposes of ENVIRONMENTAL PROTECTION Sacramento, CA 95812. AGENCY paragraphs (b)(2) and (3) of this section, Monterey Bay Unified Air Pollution a disqualifying provision includes the 40 CFR Part 52 Control District, 24580 Silver Cloud absence from a plan of a provision Court, Monterey, CA 93940. required by, or, if applicable, integral to [CA236±0204; FRL±6528±5] FOR FURTHER INFORMATION CONTACT: the applicable change to the Approval and Promulgation of qualification requirements of the Roger Kohn, Permits Office (AIR–3), Air Implementation Plans; California State Internal Revenue Code, if the plan was Division, U.S. Environmental Protection Implementation Plan Revision; in effect on the date the change became Agency, Region IX, 75 Hawthorne Monterey Bay Unified Air Pollution effective with respect to the plan. Street, San Francisco, CA 94105–3901, (2) Method of designating Control District Telephone: (415) 744–1238, E-mail: disqualifying provisions. The AGENCY: Environmental Protection [email protected]. Commissioner may designate a plan Agency (EPA). SUPPLEMENTARY INFORMATION: provision as a disqualifying provision ACTION: Direct final rule. pursuant to paragraph (b)(3) of this I. Applicability section only in revenue rulings, notices, SUMMARY: EPA is taking direct final and other guidance published in the action to approve revisions to the The rule being approved into the Internal Revenue Bulletin. See California State Implementation Plan California SIP is MBUAPCD Rule 207, § 601.601(d)(2) of this chapter. (SIP). The revisions concern Rule 207 Review of New or Modified Sources. (3) Authority to impose limitations. In (Review of New or Modified Sources) II. Background the case of a provision that has been from the Monterey Bay Unified Air designated as a disqualifying provision Pollution Control District (MBUAPCD), The CAA requires States to observe by the Commissioner pursuant to which is being revised to add an certain procedural requirements in paragraph (b)(3) of this section, the emission offsets exemption for pollution developing implementation plans and Commissioner may impose limits and control projects that are mandated by plan revisions for submission to EPA. provide additional rules regarding the District, state, or federal regulation. This Section 110(a)(2) and section 110(l) of amendments that may be made with approval action will incorporate the the Act provide that each

VerDate 272000 16:45 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00025 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm03 PsN: 04FER1 5434 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations implementation plan or revision to an and replaces Executive Orders 12612, decisions intended to mitigate implementation plan submitted by a Federalism and 12875, Enhancing the environmental health or safety risks. State must be adopted after reasonable Intergovernmental Partnership. D. Executive Order 13084 notice and public hearing. Section Executive Order 13132 requires EPA to 172(c)(7) of the Act provides that plan develop an accountable process to Under Executive Order 13084, provisions for nonattainment areas shall ensure ‘‘meaningful and timely input by Consultation and Coordination with meet the applicable provisions of State and local officials in the Indian Tribal Governments, EPA may section 110(a)(2). development of regulatory policies that not issue a regulation that is not The rule was adopted by the District have federalism implications.’’ ‘‘Policies required by statute, that significantly Board of Directors on September 15, that have federalism implications’’ is affects or uniquely affects the 1999. The rule was subsequently defined in the Executive Order to communities of Indian tribal submitted to EPA by the California Air include regulations that have governments, and that imposes Resources Board to EPA as a proposed ‘‘substantial direct effects on the States, substantial direct compliance costs on revision to the California SIP on October on the relationship between the national those communities, unless the Federal 29, 1999. government and the States, or on the government provides the funds distribution of power and necessary to pay the direct compliance III. EPA Evaluation and Action responsibilities among the various costs incurred by the tribal MBUAPCD submitted Rule 207 for levels of government.’’ Under Executive governments. If the mandate is adoption into the applicable SIP. This Order 13132, EPA may not issue a unfunded, EPA must provide to the rule is intended to replace the existing regulation that has federalism Office of Management and Budget, in a SIP rule of the same number and title. implications, that imposes substantial separately identified section of the MBUAPCD’s most recent submittal of direct compliance costs, and that is not preamble to the rule, a description of Rule 207 contains the following changes required by statute, unless the Federal the extent of EPA’s prior consultation from the current SIP: government provides the funds with representatives of affected tribal • A new provision has been added necessary to pay the direct compliance governments, a summary of the nature that provides an exemption from the costs incurred by State and local of their concerns, and a statement offset provisions of the rule for projects governments, or EPA consults with supporting the need to issue the in which an emission increase results State and local officials early in the regulation. from the installation of control process of developing the proposed In addition, Executive Order 13084 equipment pursuant to District, state, or regulation. EPA also may not issue a requires EPA to develop an effective federal regulations. regulation that has federalism process permitting elected and other • The rule has been modified to implications and that preempts State representatives of Indian tribal require an opportunity for public law unless the Agency consults with governments ‘‘to provide meaningful comment on projects using the new State and local officials early in the and timely input in the development of exemption. process of developing the proposed regulatory policies on matters that EPA has evaluated the submitted rule regulation. significantly or uniquely affect their and has determined that it is consistent This final rule will not have communities.’’ Today’s rule does not with the CAA, EPA regulations, and substantial direct effects on the States, significantly or uniquely affect the EPA policy. In correspondence with the on the relationship between the national communities of Indian tribal District, EPA informed MBUAPCD that government and the States, or on the governments. Accordingly, the this rule change would be an acceptable distribution of power and requirements of section 3(b) of SIP revision, provided that the District responsibilities among the various Executive Order 13084 do not apply to made a commitment to revise its levels of government, as specified in this rule. Executive Order 13132. Thus, the Maintenance Plan if new air quality data E. Regulatory Flexibility Act requirements of section 6 of the indicates that the District has violated or The Regulatory Flexibility Act (RFA) may violate the National Ambient Air Executive Order do not apply to this rule. generally requires an agency to conduct Quality Standard (NAAQS). This a regulatory flexibility analysis of any correspondence, along with the rule C. Executive Order 13045 rule subject to notice and comment adoption resolution in which the Protection of Children from rulemaking requirements unless the MBUAPCD board of directors makes Environmental Health Risks and Safety agency certifies that the rule will not this commitment, can be found in the Risks (62 FR 19885, April 23, 1997), have a significant economic impact on docket for this rulemaking. Therefore, applies to any rule that: (1) Is a substantial number of small entities. MBUAPCD Rule 207 is being approved determined to be ‘‘economically Small entities include small businesses, under section 110(k)(3) of the CAA as significant’’ as defined under Executive small not-for-profit enterprises, and meeting the requirements of section Order 12866, and (2) concerns an small governmental jurisdictions. 110(a) and parts C and D. environmental health or safety risk that This final rule will not have a IV. Administrative Requirements EPA has reason to believe may have a significant impact on a substantial disproportionate effect on children. If number of small entities because SIP A. Executive Order 12866 the regulatory action meets both criteria, approvals under section 110 and The Office of Management and Budget the Agency must evaluate the subchapter I, part D of the Clean Air Act (OMB) has exempted this regulatory environmental health or safety effects of do not create any new requirements but action from Executive Order 12866, the planned rule on children, and simply approve requirements that the entitled ‘‘Regulatory Planning and explain why the planned regulation is State is already imposing. Therefore, Review.’’ preferable to other potentially effective because the Federal SIP approval does and reasonably feasible alternatives not create any new requirements, I B. Executive Order 13132 considered by the Agency. certify that this action will not have a Executive Order 13132, Federalism This rule is not subject to Executive significant economic impact on a (64 FR 43255, August 10, 1999) revokes Order 13045 because it does not involve substantial number of small entities.

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Moreover, due to the nature of the H. National Technology Transfer and (270) * * * Federal-State relationship under the Advancement Act (i) * * * (B) Monterey Bay Unified Air Clean Air Act, preparation of flexibility Section 12 of the National Technology Pollution Control District. analysis would constitute Federal Transfer and Advancement Act (1) Rule 207, amended on September inquiry into the economic (NTTAA) of 1995 requires Federal 15, 1999. reasonableness of state action. The agencies to evaluate existing technical Clean Air Act forbids EPA to base its standards when developing a new * * * * * actions concerning SIPs on such regulation. To comply with NTTAA, [FR Doc. 00–2183 Filed 2–3–00; 8:45 am] grounds. Union Electric Co., v. U.S. EPA must consider and use ‘‘voluntary BILLING CODE 6560±50±P EPA, 427 U.S. 246, 255–66 (1976); 42 consensus standards’’ (VCS) if available U.S.C. 7410(a)(2). and applicable when developing F. Unfunded Mandates programs and policies unless doing so ENVIRONMENTAL PROTECTION AGENCY Under section 202 of the Unfunded would be inconsistent with applicable Mandates Reform Act of 1995 law or otherwise impractical. 40 CFR Part 300 (‘‘Unfunded Mandates Act’’), signed The EPA believes that VCS are into law on March 22, 1995, EPA must inapplicable to this action. Today’s [FRL±6532±7] prepare a budgetary impact statement to action does not require the public to perform activities conducive to the use National Priorities List for Uncontrolled accompany any proposed or final rule Hazardous Waste Sites that includes a Federal mandate that of VCS. may result in estimated annual costs to I. Petitions for Judicial Review AGENCY: Environmental Protection State, local, or tribal governments in the Agency. Under section 307(b)(1) of the Clean aggregate; or to private sector, of $100 ACTION: Final rule. million or more. Under section 205, Air Act, petitions for judicial review of EPA must select the most cost-effective this action must be filed in the United SUMMARY: The Comprehensive and least burdensome alternative that States Court of Appeals for the Environmental Response, achieves the objectives of the rule and appropriate circuit by April 4, 2000. Compensation, and Liability Act of 1980 is consistent with statutory Filing a petition for reconsideration by (‘‘CERCLA’’ or ‘‘the Act’’), as amended, requirements. Section 203 requires EPA the Administrator of this final rule does requires that the National Oil and to establish a plan for informing and not affect the finality of this rule for the Hazardous Substances Pollution advising any small governments that purposes of judicial review nor does it Contingency Plan (‘‘NCP’’) include a list may be significantly or uniquely extend the time within which a petition of national priorities among the known impacted by the rule. for judicial review may be filed, and releases or threatened releases of EPA has determined that the approval shall not postpone the effectiveness of hazardous substances, pollutants, or action promulgated does not include a such rule or action. This action may not contaminants throughout the United Federal mandate that may result in be challenged later in proceedings to States. The National Priorities List estimated annual costs of $100 million enforce its requirements. (See section (‘‘NPL’’) constitutes this list. The NPL is or more to either State, local, or tribal 307(b)(2).) intended primarily to guide the governments in the aggregate, or to the List of Subjects in 40 CFR Part 52 Environmental Protection Agency private sector. This Federal action (‘‘EPA’’ or ‘‘the Agency’’) in determining approves pre-existing requirements Environmental protection, Air which sites warrant further under State or local law, and imposes pollution control, Hydrocarbons, investigation to assess the nature and no new requirements. Accordingly, no Incorporation by reference, extent of public health and additional costs to State, local, or tribal Intergovernmental relations, Nitrogen environmental risks associated with the governments, or to the private sector, dioxide, Ozone, Reporting and site and to determine what CERCLA- result from this action. recordkeeping requirements, Volatile financed remedial action(s), if any, may organic compound. G. Submission to Congress and the be appropriate. This rule adds 10 new Comptroller General Dated: January 7, 2000. sites to the NPL; all to the General Felicia Marcus, Superfund Section of the NPL. The Congressional Review Act, 5 Regional Administrator, Region IX. EFFECTIVE DATE: The effective date for U.S.C. 801 et seq., as added by the Small this amendment to the NCP March 6, Business Regulatory Enforcement Part 52, chapter I, title 40 of the Code 2000. Fairness Act of 1996, generally provides of Federal Regulations is amended as that before a rule may take effect, the follows: ADDRESSES: For addresses for the agency promulgating the rule must Headquarters and Regional dockets, as submit a rule report, which includes a PART 52Ð[AMENDED] well as further details on what these copy of the rule, to each House of the dockets contain, see Section II, 1. The authority citation for part 52 Congress and to the Comptroller General ‘‘Availability of Information to the continues to read as follows: of the United States. EPA will submit a Public’’ in the SUPPLEMENTARY report containing this rule and other Authority: 42 U.S.C. 7401 et seq. INFORMATION portion of this preamble. required information to the U.S. Senate, FOR FURTHER INFORMATION CONTACT: the U.S. House of Representatives, and Subpart FÐCalifornia Yolanda Singer, phone (703) 603–8835, the Comptroller General of the United 2. Section 52.220 is amended by State, Tribal and Site Identification States prior to publication of the rule in adding paragraph (270)(i)(B) to read as Center, Office of Emergency and the Federal Register. A major rule follows: Remedial Response (mail code 5204G), cannot take effect until 60 days after it U.S. Environmental Protection Agency; is published in the Federal Register. § 52.220 Identification of plan. Ariel Rios Building; 1200 Pennsylvania This rule is not a ‘‘major’’ rule as * * * * * Avenue NW; Washington, DC 20460, or defined by 5 U.S.C. 804(2). (c) * * * the Superfund Hotline, phone (800)

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424–9346 or (703) 412–9810 in the XIII. Executive Order 13084 environmental risks associated with a Washington, DC, metropolitan area. What is Executive Order 13084 and is it release of hazardous substances. The Applicable to this Final Rule? SUPPLEMENTARY INFORMATION: NPL is only of limited significance, I. Background however, as it does not assign liability Table of Contents to any party or to the owner of any I. Background A. What Are CERCLA and SARA? specific property. Neither does placing A. What are CERCLA and SARA? In 1980, Congress enacted the a site on the NPL mean that any B. What is the NCP? C. What is the National Priorities List Comprehensive Environmental remedial or removal action necessarily (NPL)? Response, Compensation, and Liability need be taken. D. How are Sites Listed on the NPL? Act, 42 U.S.C. 9601–9675 (‘‘CERCLA’’ or For purposes of listing, the NPL E. What Happens to Sites on the NPL? ‘‘the Act’’), in response to the dangers of includes two sections, one of sites that F. How are Site Boundaries Defined? uncontrolled releases of hazardous are generally evaluated and cleaned up G. How are Sites Removed from the NPL? substances. CERCLA was amended on by EPA (the ‘‘General Superfund H. Can Portions of Sites be Deleted from October 17, 1986, by the Superfund Section’’), and one of sites that are the NPL as They Are Cleaned Up? Amendments and Reauthorization Act owned or operated by other Federal I. What is the Construction Completion List agencies (the ‘‘Federal Facilities (CCL)? (‘‘SARA’’), Public Law 99–499, 100 Stat. II. Availability of Information to the Public 1613 et seq. Section’’). With respect to sites in the Federal Facilities Section, these sites are A. Can I Review the Documents Relevant B. What Is the NCP? to this Final Rule? generally being addressed by other B. What Documents are Available for To implement CERCLA, EPA Federal agencies. Under Executive Review at the Headquarters Docket? promulgated the revised National Oil Order 12580 (52 FR 2923, January 29, C. What Documents are Available for and Hazardous Substances Pollution 1987) and CERCLA section 120, each Review at the Regional Docket? Contingency Plan (‘‘NCP’’), 40 CFR part Federal agency is responsible for D. How Do I Access the Documents? 300, on July 16, 1982 (47 FR 31180), carrying out most response actions at E. How Can I Obtain a Current List of NPL pursuant to CERCLA section 105 and Sites? facilities under its own jurisdiction, III. Contents of This Final Rule Executive Order 12316 (46 FR 42237, custody, or control, although EPA is A. Additions to the NPL August 20, 1981). The NCP sets responsible for preparing an HRS score B. Status of NPL guidelines and procedures for and determining whether the facility is C. What did EPA Do with the Public responding to releases and threatened placed on the NPL. EPA generally is not Comments It Received? releases of hazardous substances, the lead agency at Federal Facilities IV. Executive Order 12866 pollutants, or contaminants under Section sites, and its role at such sites A. What is Executive Order 12866? CERCLA. EPA has revised the NCP on is accordingly less extensive than at B. Is this Final Rule Subject to Executive several occasions. The most recent Order 12866 Review? other sites. comprehensive revision was on March V. Unfunded Mandates D. How Are Sites Listed on the NPL? A. What is the Unfunded Mandates Reform 8, 1990 (55 FR 8666). Act (UMRA)? As required under section There are three mechanisms for B. Does UMRA Apply to This Final Rule? 105(a)(8)(A) of CERCLA, the NCP also placing sites on the NPL for possible VI. Effects on Small Businesses includes ‘‘criteria for determining remedial action (see 40 CFR § 300.425(c) A. What is the Regulatory Flexibility Act? priorities among releases or threatened of the NCP): (1) A site may be included B. Does the Regulatory Flexibility Act releases throughout the United States on the NPL if it scores sufficiently high Apply to this Final Rule? for the purpose of taking remedial on the Hazard Ranking System (‘‘HRS’’), VII. Possible Changes to the Effective Date of the Rule action and, to the extent practicable, which EPA promulgated as appendix A A. Has This Rule Been Submitted to taking into account the potential of the NCP (40 CFR part 300). The HRS Congress and the General Accounting urgency of such action for the purpose serves as a screening device to evaluate Office? of taking removal action.’’ (‘‘Removal’’ the relative potential of uncontrolled B. Could the Effective Date of This Final actions are defined broadly and include hazardous substances to pose a threat to Rule Change? a wide range of actions taken to study, human health or the environment. On C. What Could Cause the Effective Date of clean up, prevent or otherwise address December 14, 1990 (55 FR 51532), EPA This Rule to Change? promulgated revisions to the HRS partly VIII. National Technology Transfer and releases and threatened releases 42 Advancement Act U.S.C. § 9601(23).) in response to CERCLA section 105(c), A. What is the National Technology added by SARA. The revised HRS C. What Is the National Priorities List evaluates four pathways: ground water, Transfer and Advancement Act? (NPL)? B. Does the National Technology Transfer surface water, soil exposure, and air. As and Advancement Act Apply to this The NPL is a list of national priorities a matter of Agency policy, those sites Final Rule? among the known or threatened releases that score 28.50 or greater on the HRS IX. Executive Order 12898 of hazardous substances, pollutants, or are eligible for the NPL; (2) Each State A. What is Executive Order 12898? contaminants throughout the United may designate a single site as its top B. Does Executive Order 12898 Apply to This Final Rule? States. The list, which is appendix B of priority to be listed on the NPL, X. Executive Order 13045 the NCP (40 CFR part 300), was required regardless of the HRS score. This A. What is Executive Order 13045? under section 105(a)(8)(B) of CERCLA, mechanism, provided by the NCP at 40 B. Does Executive Order 13045 Apply to as amended by SARA. Section CFR § 300.425(c)(2) requires that, to the This Final Rule? 105(a)(8)(B) defines the NPL as a list of extent practicable, the NPL include XI. Paperwork Reduction Act ‘‘releases’’ and the highest priority within the 100 highest priorities, one A. What is the Paperwork Reduction Act? ‘‘facilities’’ and requires that the NPL be facility designated by each State B. Does the Paperwork Reduction Act revised at least annually. The NPL is representing the greatest danger to Apply to This Final Rule? XII. Executive Orders on Federalism intended primarily to guide EPA in public health, welfare, or the What Are The Executive Orders on determining which sites warrant further environment among known facilities in Federalism and Are They Applicable to investigation to assess the nature and the State (see 42 U.S.C. § 9605(a)(8)(B)); This Final Rule? extent of public health and (3) The third mechanism for listing,

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As a legal matter, the site is not liable for releases on discrete parcels of § 300.425(c)(3), allows certain sites to be coextensive with that area, and the property, supporting information can be listed regardless of their HRS score, if boundaries of the installation or plant submitted to the Agency at any time all of the following conditions are met: are not the ‘‘boundaries’’ of the site. after a party receives notice it is a • The Agency for Toxic Substances Rather, the site consists of all potentially responsible party. and Disease Registry (ATSDR) of the contaminated areas within the area used For these reasons, the NPL need not U.S. Public Health Service has issued a to identify the site, as well as any other be amended as further research reveals health advisory that recommends location to which that contamination more information about the location of dissociation of individuals from the has come to be located, or from which the contamination or release. release. that contamination came. • EPA determines that the release In other words, while geographic G. How Are Sites Removed From the poses a significant threat to public terms are often used to designate the site NPL? health. (e.g., the ‘‘Jones Co. plant site’’) in terms EPA may delete sites from the NPL • EPA anticipates that it will be more of the property owned by a particular where no further response is cost-effective to use its remedial party, the site properly understood is appropriate under Superfund, as authority than to use its removal not limited to that property (e.g., it may explained in the NCP at 40 CFR authority to respond to the release. extend beyond the property due to § 300.425(e). This section also provides EPA promulgated an original NPL of contaminant migration), and conversely that EPA shall consult with states on 406 sites on September 8, 1983 (48 FR may not occupy the full extent of the proposed deletions and shall consider 40658). The NPL has been expanded property (e.g., where there are whether any of the following criteria since then, most recently on October 22, uncontaminated parts of the identified have been met: 1999 (64 FR 56966). property, they may not be, strictly (i) Responsible parties or other speaking, part of the ‘‘site’’). The ‘‘site’’ E. What Happens to Sites on the NPL? persons have implemented all is thus neither equal to nor confined by A site may undergo remedial action appropriate response actions required; the boundaries of any specific property (ii) All appropriate Superfund- financed by the Trust Fund established that may give the site its name, and the financed response has been under CERCLA (commonly referred to name itself should not be read to imply implemented and no further response as the ‘‘Superfund’’) only after it is that this site is coextensive with the action is required; or placed on the NPL, as provided in the entire area within the property NCP at 40 CFR § 300.425(b)(1). boundary of the installation or plant. (iii) The remedial investigation has (‘‘Remedial actions’’ are those The precise nature and extent of the site shown the release poses no significant ‘‘consistent with permanent remedy, are typically not known at the time of threat to public health or the taken instead of or in addition to listing. Also, the site name is merely environment, and taking of remedial removal actions ***.’’ 42 U.S.C. used to help identify the geographic measures is not appropriate. § 9601(24).) However, under 40 CFR location of the contamination. For As of January 19, 2000, the Agency § 300.425(b)(2) placing a site on the NPL example, the name ‘‘Jones Co. plant has deleted 206 sites from the NPL. ‘‘does not imply that monies will be site,’’ does not imply that the Jones H. Can Portions of Sites be Deleted expended.’’ EPA may pursue other company is responsible for the From the NPL as They Are Cleaned Up? appropriate authorities to respond to the contamination located on the plant site. releases, including enforcement action EPA regulations provide that the In November 1995, EPA initiated a under CERCLA and other laws. ‘‘nature and extent of the problem new policy to delete portions of NPL presented by the release’’ will be sites where cleanup is complete (60 FR F. How Are Site Boundaries Defined? determined by a remedial investigation/ 55465, November 1, 1995). Total site The NPL does not describe releases in feasibility study (RI/FS) as more cleanup may take many years, while precise geographical terms; it would be information is developed on site portions of the site may have been neither feasible nor consistent with the contamination (40 CFR § 300.5). During cleaned up and available for productive limited purpose of the NPL (to identify the RI/FS process, the release may be use. As of January 19, 2000, EPA has releases that are priorities for further found to be larger or smaller than was deleted portions of 18 sites. evaluation), for it to do so. originally thought, as more is learned I. What Is the Construction Completion Although a CERCLA ‘‘facility’’ is about the source(s) and the migration of List (CCL)? broadly defined to include any area the contamination. However, this where a hazardous substance release has inquiry focuses on an evaluation of the EPA also has developed an NPL ‘‘come to be located’’ (CERCLA section threat posed; the boundaries of the construction completion list (‘‘CCL’’) to 101(9)), the listing process itself is not release need not be exactly defined. simplify its system of categorizing sites intended to define or reflect the Moreover, it generally is impossible to and to better communicate the boundaries of such facilities or releases. discover the full extent of where the successful completion of cleanup Of course, HRS data (if the HRS is used contamination ‘‘has come to be located’’ activities (58 FR 12142, March 2, 1993). to list a site) upon which the NPL before all necessary studies and Inclusion of a site on the CCL has no placement was based will, to some remedial work are completed at a site. legal significance. extent, describe the release(s) at issue. Indeed, the known boundaries of the Sites qualify for the CCL when: (1) That is, the NPL site would include all contamination can be expected to any necessary physical construction is releases evaluated as part of that HRS change over time. Thus, in most cases, complete, whether or not final cleanup analysis. it may be impossible to describe the levels or other requirements have been When a site is listed, the approach boundaries of a release with absolute achieved; (2) EPA has determined that generally used to describe the relevant certainty. the response action should be limited to release(s) is to delineate a geographical Further, as noted above, NPL listing measures that do not involve area (usually the area within an does not assign liability to any party or construction (e.g., institutional installation or plant boundaries) and to the owner of any specific property. controls); or (3) the site qualifies for identify the site by reference to that Thus, if a party does not believe it is deletion from the NPL.

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Of the 206 sites that have been The contact information for the TABLE 1.ÐNATIONAL PRIORITIES LIST deleted from the NPL, 197 sites were Regional dockets is as follows: FINAL RULE, GENERAL SUPERFUND deleted because they have been cleaned SECTION up (the other 9 sites were deleted based Barbara Callahan, Region 1 (CT, ME, MA, NH, RI, VT), U.S. EPA, Records on deferral to other authorities and are City/ not considered cleaned up). As of Center, Mailcode HSC, One Congress State Site name county January 19, 2000, there are a total of 676 Street, Suite 1100, Boston, MA sites on the CCL. This total includes the 02114–2023; 617/918–1356 FL ...... Trans Circuit, Inc ..... Lake Park 197 deleted sites. For the most up-to- Ben Conetta, Region 2 (NJ, NY, PR, VI), LA ...... Marion Pressure Marion date information on the CCL, see EPA’s Treating. U.S. EPA, 290 Broadway, New York, NY ...... Jackson Steel ...... Mineola/ Internet site at http://www.epa.gov/ NY 10007–1866; 212/637–4435 North superfund. Dawn Shellenberger (GCI), Region 3 Hemp- II. Availability of Information to the (DE, DC, MD, PA, VA, WV), U.S. EPA, stead Public Library, 1650 Arch Street, Mailcode NY ...... Lawrence Aviation Port Jef- Industries, Inc. ferson 3PM52, Philadelphia, PA 19103; 215/ A. Can I Review the Documents Station 814–5364. Relevant to This Final Rule? NY ...... Peter Cooper Cor- Dayton Joellen O’Neill, Region 4 (AL, FL, GA, poration Yes, documents relating to the (Markhams). evaluation and scoring of the sites in KY, MS, NC, SC, TN), U.S. EPA, 61 Forsyth Street, SW, 9th floor, Atlanta, PA ...... Old Wilmington Sadsbury- this final rule are contained in dockets Road Ground ville located both at EPA Headquarters and in GA 30303; 404/562–8127. Water Contamina- the Regional offices. Region 5 (IL, IN, MI, MN, OH, WI), U.S. tion. EPA, Records Center, Waste PR ...... Scorpio Recycling, Candeleri- B. What Documents Are Available for Management Division 7-J, Metcalfe Inc. a Ward Review at the Headquarters Docket? Federal Building, 77 West Jackson RI ...... Centredale Manor North The Headquarters docket for this rule Boulevard, Chicago, IL 60604; 312/ Restoration Provi- Project. dence contains, for each proposed site, the 886–7570. HRS score sheets, the Documentation SC ...... Macalloy Corpora- North tion. Charle- Record describing the information used Brenda Cook, Region 6 (AR, LA, NM, OK, TX), U.S. EPA, 1445 Ross ston to compute the score, pertinent UT ...... Jacobs Smelter ...... Stockton information regarding statutory Avenue, Mailcode 6SF–RA, Dallas, TX 75202–2733; 214/665–7436. requirements or EPA listing policies that Number of Sites Added to the General affect the site, and a list of documents Carole Long, Region 7 (IA, KS, MO, NE), Superfund Section: 10. referenced in the Documentation U.S. EPA, 901 North 5th Street, Record. The Headquarters docket also Kansas City, KS 66101; 913/551–7224. B. Status of NPL contains comments received, and the David Williams, Region 8 (CO, MT, ND, With the 10 new sites added to the Agency’s responses to those comments. SD, UT, WY), U.S. EPA, 999 18th NPL in today’s final rule; the NPL now The Agency’s responses are contained Street, Suite 500, Mailcode 8EPR–SA, contains 1,226 final sites; 1,067 in the in the ‘‘Support Document for the Denver, CO 80202–2466; 303/312– General Superfund Section and 159 in Revised National Priorities List Final 6757. the Federal Facilities Section. With a Rule—January 2000.’’ Carolyn Douglas, Region 9 (AZ, CA, HI, separate rule (published elsewhere in C. What Documents Are Available for NV, AS, GU), U.S. EPA, 75 Hawthorne today’s Federal Register) proposing to Review at the Regional Dockets? Street, San Francisco, CA 94105; 415/ add 8 new sites to the NPL, there are The Regional dockets contain all the 744–2343. now 55 sites proposed and awaiting information in the Headquarters docket, final agency action, 48 in the General David Bennett, Region 10 (AK, ID, OR, Superfund Section and 7 in the Federal plus the actual reference documents WA), U.S. EPA, 11th Floor, 1200 6th containing the data principally relied Facilities Section. Final and proposed Avenue, Mail Stop ECL–115, Seattle, sites now total 1,281. (These numbers upon by EPA in calculating or WA 98101; 206/553–2103. evaluating the HRS score for the sites reflect the status of sites as of January located in their Region. These reference E. How Can I Obtain a Current List of 19, 2000. Sites deletions may affect documents are available only in the NPL Sites? these numbers at time of publication in Regional dockets. the Federal Register.) You may obtain a current list of NPL C. What Did EPA Do With the Public D. How Do I Access the Documents? sites via the Internet at http:// Comments It Received? You may view the documents, by www.epa.gov/superfund/ (look under appointment only, after the publication site information category) or by EPA reviewed all comments received of this document. The hours of contacting the Superfund Docket (see on the sites in this rule. The following operation for the Headquarters docket contact information above). sites were proposed on October 22, 1999 are from 9 a.m. to 4 p.m., Monday (64 FR 56992): Trans Circuit, Inc., through Friday, excluding Federal III. Contents of This Final Rule Marion Pressure Treating, Jackson Steel, holidays. Please contact the Regional A. Addition to the NPL Lawrence Aviation Industries, Scorpio dockets for hours. Recycling, Inc., Centredale Manor Following is the contact information This final rule adds 10 sites to the Restoration Project, and Macalloy for the EPA Headquarters: Docket NPL; all to the General Superfund Corporation. The Old Wilmington Road Coordinator, Headquarters, U.S. EPA Section of the NPL. Table 1 presents the Ground Water Contamination site and CERCLA Docket Office, Crystal Gateway 10 sites in the General Superfund the Jacobs Smelter site were proposed #1, 1st Floor, 1235 Jefferson Davis Section. Sites in the table are arranged on July 22, 1999 (64 FR 39886). The Highway, Arlington, VA, 703/603–8917. alphabetically by State. Peter Cooper Corporation (Markhams)

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What Is the Regulatory Flexibility affecting the HRS scoring of these sites UMRA generally requires EPA to Act? identify and consider a reasonable and therefore, EPA is placing them on Pursuant to the Regulatory Flexibility number of regulatory alternatives and the final NPL at this time. Act (5 U.S.C. 601 et seq., as amended by EPA responded to all relevant adopt the least costly, most cost- the Small Business Regulatory comments received on the other sites. effective, or least burdensome Enforcement Fairness Act (SBREFA) of EPA’s responses to site-specific public alternative that achieves the objectives 1996) whenever an agency is required to comments are addressed in the of the rule. The provisions of section publish a notice of rulemaking for any ‘‘Support Document for the Revised 205 do not apply when they are proposed or final rule, it must prepare National Priorities List Final Rule— inconsistent with applicable law. and make available for public comment January 2000.’’ Moreover, section 205 allows EPA to a regulatory flexibility analysis that adopt an alternative other than the least IV. Executive Order 12866 costly, most cost-effective, or least describes the effect of the rule on small A. What Is Executive Order 12866? burdensome alternative if the entities (i.e., small businesses, small Administrator publishes with the final organizations, and small governmental Under Executive Order 12866 (58 FR jurisdictions). However, no regulatory 51735 (October 4, 1993)), the Agency rule an explanation why that alternative was not adopted. Before EPA establishes flexibility analysis is required if the must determine whether a regulatory head of an agency certifies the rule will action is ‘‘significant’’ and therefore any regulatory requirements that may significantly or uniquely affect small not have a significant economic impact subject to OMB review and the on a substantial number of small requirements of the Executive Order. governments, including tribal governments, it must have developed entities. SBREFA amended the The Order defines ‘‘significant Regulatory Flexibility Act to require regulatory action’’ as one that is likely under section 203 of the UMRA a small government agency plan. The plan must Federal agencies to provide a statement to result in a rule that may: (1) Have an of the factual basis for certifying that a annual effect on the economy of $100 provide for notifying potentially affected small governments, enabling rule will not have a significant million or more or adversely affect in a economic impact on a substantial material way the economy, a sector of officials of affected small governments to have meaningful and timely input in number of small entities. the economy, productivity, competition, the development of EPA regulatory jobs, the environment, public health or B. Does the Regulatory Flexibility Act proposals with significant Federal safety, or State, local, or tribal Apply to This Final Rule? intergovernmental mandates, and governments or communities; (2) create informing, educating, and advising No. While this rule revises the NPL, a serious inconsistency or otherwise small governments on compliance with an NPL revision is not a typical interfere with an action taken or the regulatory requirements. regulatory change since it does not planned by another agency; (3) automatically impose costs. As stated materially alter the budgetary impact of B. Does UMRA Apply to This Final above, adding sites to the NPL does not entitlements, grants, user fees, or loan Rule? in itself require any action by any party, programs or the rights and obligations of No, EPA has determined that this rule nor does it determine the liability of any recipients thereof; or (4) raise novel does not contain a Federal mandate that party for the cost of cleanup at the site. legal or policy issues arising out of legal may result in expenditures of $100 Further, no identifiable groups are mandates, the President’s priorities, or million or more for State, local, and affected as a whole. As a consequence, the principles set forth in the Executive tribal governments in the aggregate, or impacts on any group are hard to Order. by the private sector in any one year. predict. A site’s inclusion on the NPL B. Is This Final Rule Subject to This rule will not impose any federal could increase the likelihood of adverse Executive Order 12866 Review? intergovernmental mandate because it impacts on responsible parties (in the imposes no enforceable duty upon State, form of cleanup costs), but at this time No, the Office of Management and tribal or local governments. Listing a EPA cannot identify the potentially Budget (OMB) has exempted this site on the NPL does not itself impose affected businesses or estimate the regulatory action from Executive Order any costs. Listing does not mean that number of small businesses that might 12866 review. EPA necessarily will undertake also be affected. V. Unfunded Mandates remedial action. Nor does listing require The Agency does expect that placing any action by a private party or the sites in this rule on the NPL could A. What Is the Unfunded Mandates determine liability for response costs. significantly affect certain industries, or Reform Act (UMRA)? Costs that arise out of site responses firms within industries, that have Title II of the Unfunded Mandates result from site-specific decisions caused a proportionately high Reform Act of 1995 (UMRA), Public regarding what actions to take, not percentage of waste site problems. Law 104–4, establishes requirements for directly from the act of listing a site on However, EPA does not expect the Federal Agencies to assess the effects of the NPL. listing of these sites to have a significant their regulatory actions on State, local, For the same reasons, EPA also has economic impact on a substantial and tribal governments and the private determined that this rule contains no number of small businesses. sector. Under section 202 of the UMRA, regulatory requirements that might In any case, economic impacts would EPA generally must prepare a written significantly or uniquely affect small occur only through enforcement and statement, including a cost-benefit governments. In addition, as discussed cost-recovery actions, which EPA takes

VerDate 272000 12:20 Feb 03, 2000 Jkt 190000 PO 00000 Frm 00031 Fmt 4700 Sfmt 4700 E:\FR\FM\04FER1.SGM pfrm01 PsN: 04FER1 5440 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Rules and Regulations at its discretion on a site-by-site basis. requirements and any relevant VIII. National Technology Transfer and EPA considers many factors when Executive Orders. Advancement Act determining enforcement actions, EPA has submitted a report under the A. What Is the National Technology including not only a firm’s contribution CRA for this rule. The rule will take Transfer and Advancement Act? to the problem, but also its ability to effect, as provided by law, within 30 Section 12(d) of the National pay. The impacts (from cost recovery) days of publication of this document, Technology Transfer and Advancement on small governments and nonprofit since it is not a major rule. Section Act of 1995 (NTTAA), Public Law 104– organizations would be determined on a 804(2) defines a major rule as any rule similar case-by-case basis. 113, section 12(d) (15 U.S.C. § 272 note), that the Administrator of the Office of For the foregoing reasons, I hereby directs EPA to use voluntary consensus Information and Regulatory Affairs certify that this rule, if promulgated, standards in its regulatory activities (OIRA) of the Office of Management and will not have a significant economic unless to do so would be inconsistent Budget (OMB) finds has resulted in or impact on a substantial number of small with applicable law or otherwise entities. Therefore, this regulation does is likely to result in: an annual effect on impractical. Voluntary consensus not require a regulatory flexibility the economy of $100,000,000 or more; a standards are technical standards (e.g., analysis. major increase in costs or prices for materials specifications, test methods, consumers, individual industries, sampling procedures, and business VII. Possible Changes to the Effective Federal, State, or local government practices) that are developed or adopted Date of the Rule agencies, or geographic regions; or by voluntary consensus standards A. Has This Rule Been Submitted to significant adverse effects on bodies. The NTTAA directs EPA to Congress and the General Accounting competition, employment, investment, provide Congress, through OMB, Office? productivity, innovation, or on the explanations when the Agency decides ability of United States-based The Congressional Review Act, 5 not to use available and applicable enterprises to compete with foreign- voluntary consensus standards. U.S.C. section 801 et seq., as added by based enterprises in domestic and the Small Business Regulatory export markets. NPL listing is not a B. Does the National Technology Enforcement Fairness Act of 1996, major rule because, as explained above, Transfer and Advancement Act Apply generally provides that before a rule the listing, itself, imposes no monetary to This Final Rule? may take effect, the agency costs on any person. It establishes no No. This rulemaking does not involve promulgating the rule must submit a enforceable duties, does not establish technical standards. Therefore, EPA did rule report, which includes a copy of that EPA necessarily will undertake not consider the use of any voluntary the rule, to each House of the Congress consensus standards. and to the Comptroller General of the remedial action, nor does it require any United States. EPA has submitted a action by any party or determine its IX. Executive Order 12898 report containing this rule and other liability for site response costs. Costs A. What is Executive Order 12898? required information to the U.S. Senate, that arise out of site responses result the U.S. House of Representatives, and from site-by-site decisions about what Under Executive Order 12898, the Comptroller General of the United actions to take, not directly from the act ‘‘Federal Actions to Address States prior to publication of the rule in of listing itself. Section 801(a)(3) Environmental Justice in Minority the Federal Register. A ‘‘major rule’’ provides for a delay in the effective date Populations and Low-Income cannot take effect until 60 days after it of major rules after this report is Populations,’’ as well as through EPA’s is published in the Federal Register. submitted. April 1995, ‘‘Environmental Justice This rule is not a ‘‘major rule’’ as C. What Could Cause the Effective Date Strategy, OSWER Environmental Justice defined by 5 U.S.C. § 804(2). of This Rule to Change? Task Force Action Agenda Report,’’ and National Environmental Justice B. Could the Effective Date of This Final Under 5 U.S.C. 801(b)(1) a rule shall Advisory Council, EPA has undertaken Rule Change? not take effect, or continue in effect, if to incorporate environmental justice Provisions of the Congressional Congress enacts (and the President into its policies and programs. EPA is Review Act (CRA) or section 305 of signs) a joint resolution of disapproval, committed to addressing environmental CERCLA may alter the effective date of described under section 802. justice concerns, and is assuming a this regulation. Another statutory provision that may leadership role in environmental justice Under the CRA, 5 U.S.C. § 801(a), initiatives to enhance environmental affect this rule is CERCLA section 305, before a rule can take effect the federal quality for all residents of the United which provides for a legislative veto of agency promulgating the rule must States. The Agency’s goals are to ensure regulations promulgated under submit a report to each House of the that no segment of the population, CERCLA. Although INS v. Chadha, 462 Congress and to the Comptroller regardless of race, color, national origin, U.S. 919,103 S. Ct. 2764 (1983) and Bd. General. This report must contain a or income, bears disproportionately of Regents of the University of copy of the rule, a concise general high and adverse human health and Washington v. EPA, 86 F.3d 1214,1222 statement relating to the rule (including environmental effects as a result of (D.C. Cir. 1996) cast the validity of the whether it is a major rule), a copy of the EPA’s policies, programs, and activities, legislative veto into question, EPA has cost-benefit analysis of the rule (if any), and all people live in clean and transmitted a copy of this regulation to the agency’s actions relevant to sustainable communities. provisions of the Regulatory Flexibility the Secretary of the Senate and the Clerk Act (affecting small businesses) and the of the House of Representatives. B. Does Executive Order 12898 Apply to Unfunded Mandates Reform Act of 1995 If action by Congress under either the this Final Rule? (describing unfunded federal CRA or CERCLA section 305 calls the No. While this rule revises the NPL, requirements imposed on state and local effective date of this regulation into no action will result from this rule that governments and the private sector), question, EPA will publish a document will have disproportionately high and and any other relevant information or of clarification in the Federal Register. adverse human health and

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Under Executive Order 13084, EPA Under Executive Order 12875, EPA may not issue a regulation that is not Executive Order 13045: ‘‘Protection of required by statute, that significantly or may not issue a regulation that is not Children from Environmental Health uniquely affects the communities of required by statute and that creates a Risks and Safety Risks’’ (62 FR 19885, Indian tribal governments, and that mandate upon a State, local or tribal April 23, 1997) applies to any rule that: imposes substantial direct compliance (1) is determined to be ‘‘economically government, unless the Federal costs on those communities, unless the significant’’ as defined under E.O. government provides the funds Federal government provides the funds 12866, and (2) concerns an necessary to pay the direct compliance necessary to pay the direct compliance environmental health or safety risk that costs incurred by those governments, or costs incurred by the tribal EPA has reason to believe may have a EPA consults with those governments. If governments, or EPA consults with disproportionate effect on children. If EPA complies by consulting, Executive those governments. If EPA complies by the regulatory action meets both criteria, Order 12875 requires EPA to provide to consulting, Executive Order 13084 the Agency must evaluate the the Office of Management and Budget a requires EPA to provide to the Office of environmental health or safety effects of description of the extent of EPA’s prior Management and Budget, in a separately the planned rule on children, and consultation with representatives of identified section of the preamble to the explain why the planned regulation is affected State, local and tribal rule, a description of the extent of EPA’s preferable to other potentially effective governments, the nature of their prior consultation with representatives and reasonably feasible alternatives concerns, any written communications of affected tribal governments, a considered by the Agency. from the governments, and a statement summary of the nature of their concerns, supporting the need to issue the and a statement supporting the need to B. Does Executive Order 13045 Apply to regulation. In addition, Executive Order issue the regulation. In addition, This Final Rule? 12875 requires EPA to develop an Executive Order 13084 requires EPA to effective process permitting elected develop an effective process permitting This rule is not subject to E.O. 13045 elected officials and other because it is not an economically officials and other representatives of State, local and tribal governments ‘‘to representatives of Indian tribal significant rule as defined by E.O. governments ‘‘to provide meaningful 12866, and because the Agency does not provide meaningful and timely input in the development of regulatory proposals and timely input in the development of have reason to believe the regulatory policies on matters that containing significant unfunded environmental health or safety risks significantly or uniquely affect their mandates.’’ addressed by this section present a communities.’’ disproportionate risk to children. This rule does not create a mandate This rule does not significantly or on State, local or tribal governments. XI. Paperwork Reduction Act uniquely affect the communities of The rule does not impose any Indian tribal governments because it A. What Is the Paperwork Reduction enforceable duties on these entities. does not significantly or uniquely affect Act? Accordingly, the requirements of their communities. Accordingly, the section 1(a) of Executive Order 12875 do requirements of section 3(b) of According to the Paperwork not apply to this rule. Executive Order 13084 do not apply to Reduction Act (PRA), 44 U.S.C. § 3501 this rule. et seq., an agency may not conduct or On August 4, 1999, President Clinton sponsor, and a person is not required to issued a new executive order on List of Subjects in 40 CFR Part 300 federalism, Executive Order 13132, [64 respond to a collection of information Environmental protection, Air FR 43255 (August 10, 1999),] which will that requires OMB approval under the pollution control, Chemicals, Hazardous take effect on November 2, 1999. In the PRA, unless it has been approved by substances, hazardous waste, OMB and displays a currently valid interim, the current Executive Order Intergovernmental relations, Natural OMB control number. The OMB control 12612 [52 FR 41685 (October 30, 1987),] resources, Oil pollution, penalties, numbers for EPA’s regulations, after on federalism still applies. This rule Reporting and record keeping initial display in the preamble of the will not have a substantial direct effect requirements, Superfund, Water final rules, are listed in 40 CFR part 9. on States, on the relationship between pollution control, Water supply. The information collection requirements the national government and the States, Dated: January 28, 2000. related to this action have already been or on the distribution of power and approved by OMB pursuant to the PRA responsibilities among the various Timothy Fields, Jr., under OMB control number 2070–0012 levels of government, as specified in Assistant Administrator, Office of Solid Waste and Emergency Response. (EPA ICR No. 574). Executive Order 12612. This rule will not result in the imposition of any 40 CFR part 300 is amended as B. Does the Paperwork Reduction Act additional requirements on any State, follows: Apply to This Final Rule? local governments or other political PART 300Ð[AMENDED] No. EPA has determined that the PRA subdivisions within any State. does not apply because this rule does Accordingly, the requirements of 1. The authority citation for part 300 not contain any information collection section 6(c) of Executive Order 12612 do continues to read as follows: requirements that require approval of not apply to this rule. Authority: 33 U.S.C. 1321(c)(2); 42 U.S.C. the OMB. 9601–9657; E.O. 12777, 56 FR 54757, 3 CFR,

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1991 Comp., p. 351; E.O. 12580, 52 FR 2923, sites in alphabetical order to read as Appendix B to Part 300—National 3 CFR, 1987 Comp., p. 193. follows: Priorities List 2. Table 1 of Appendix B to Part 300 is amended by adding the following

TABLE 1.ÐGENERAL SUPERFUND SECTION

State Site name City/County Notes(a)

***** FL ...... Trans Circuit, Inc...... Lake Park.

***** LA ...... Marion Pressure Treating ...... Marion.

***** NY ...... Jackson Steel ...... Mineola/North Hempstead.

***** NY ...... Lawrence Aviation Industries, Inc...... Port Jefferson Station.

***** NY ...... Peter Cooper Corporation (Markhams) ..... Winslow Township.

***** PA ...... Old Wilmington Road Ground Water Con- Sadsburyville. tamination.

***** PR ...... Scorpio Recycling, Inc...... Candeleria Ward.

***** RI ...... Centredale Manor Restoration Project ...... North Providence.

**** SC ...... Macalloy Corporation ...... North Charleston.

***** UT ...... Jacobs Smelter ...... Stockton.

***** (a) A = Based on issuance of health advisory by Agency for Toxic Substance and Disease Registry (if scored, HRS score need not be ≤ 28.50). C = Sites on Construction Completion list. S = State top priority (included among the 100 top priority sites regardless of score). P = Sites with partial deletion(s).

[FR Doc. 00–2474 Filed 2–3–00; 8:45 am] (4) No person may manufacture, DEPARTMENT OF COMMERCE BILLING CODE 6560±50±P process, or distribute in commerce PCBs for research and development unless National Oceanic and Atmospheric they have been granted an exemption to Administration ENVIRONMENTAL PROTECTION do so under TSCA section 6(e)(3)(B). AGENCY 50 CFR Part 679 * * * * * 40 CFR Part 761 [FR Doc. 00–55501 Filed 2–3–00; 8:45 am] [Docket No. 991223349±9349±01; I.D. 122199A] BILLING CODE 1505±01±D Polychlorinated Biphenyls (PCBs), Manufacturing, Processing, Fisheries of the Exclusive Economic Distribution in Commerce, and Use Zone Off Alaska; Bering Sea and Prohibitions Aleutian Islands Area; Interim Harvest Specifications for Groundfish; CFR Correction Correction In Title 40 of the Code of Federal AGENCY: National Marine Fisheries Regulations, parts 700 to 789, revised as Service (NMFS), National Oceanic and of July 1, 1999, page 537, part 761, Atmospheric Administration (NOAA), § 761.30 is corrected by reinstating Commerce. paragraph (j)(4) to read as follows: ACTION: Correction. § 761.30 Authorizations. SUMMARY: NMFS is correcting the * * * * * Interim 2000 Harvest Specifications for (j) * * * groundfish of the Bering Sea and

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Aleutian Islands management area Fishery Conservation and Management add the figure ‘‘7,153’’ in its place, and (BSAI). Act. Regulations governing fishing by (2) under 3rd column ‘‘Interim TAC’’ at DATES: Effective 0001 hrs, Alaska local U.S. vessels in accordance with the FMP the stub entry ‘‘Total interim TAC,’’ time, January 1, 2000, until the effective at subpart H of 50 CFR part 600 and CFR remove the figure ‘‘635,888’’ and add date of final 2000 harvest specifications part 679. the figure ‘‘628,735’’ in its place. for groundfish, which will be published Correction Classification in the Federal Register. In the rule, Interim 2000 Harvest FOR FURTHER INFORMATION CONTACT: Specifications for Groundfish of the This action is required by § 679.20 Mary Furuness, 907–586–7228. BSAI, published on January 3, 2000 (65 and is exempt from review under E.O. SUPPLEMENTARY INFORMATION: NMFS FR 60) FR DOC 99–34030, page 62, 12866. manages the groundfish fishery in the under Table 1 INTERIM 2000 TAC Authority: 16 U.S.C. 1801 et seq. BSAI exclusive economic zone AMOUNTS FOR GROUNDFISH AND Dated: January 31, 2000. according to the Fishery Management APPORTIONMENTS THEREOF FOR Plan for the Groundfish Fishery of the THE BERING SEA AND ALEUTIAN Bruce C. Morehead, Bering Sea and Aleutian Islands Area ISLANDS MANAGEMENT AREA, 3rd Acting Director, Office of Sustainable (FMP) prepared by the North Pacific column ‘‘Interim TAC,’’ at the stub entry Fisheries, National Marine Fisheries Service. Fishery Management Council under ‘‘Atka mackerel,’’ (1) remove the figure [FR Doc. 00–2455 Filed 2–3–00; 8:45 am] authority of the Magnuson-Stevens ‘‘14,306’’ assigned to Other gear, and BILLING CODE 3510±22±F

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Proposed Rules Federal Register Vol. 65, No. 24

Friday, February 4, 2000

This section of the FEDERAL REGISTER applicable to this proposed rule because provisions contained in this rule will contains notices to the public of the proposed FSA is not required by 5 U.S.C. 533 or not have a substantial direct effect on issuance of rules and regulations. The any other provision of the law to States or their political subdivisions, or purpose of these notices is to give interested publish a notice of proposed rulemaking on the distribution of power and persons an opportunity to participate in the with respect to the subject matter of this responsibilities among the various rule making prior to the adoption of the final rules. rule. levels of Government. Environmental Evaluation Discussion of the Proposed Rule DEPARTMENT OF AGRICULTURE It has been determined by an A number of commodity programs are environmental evaluation that this administered on a farm-by-farm basis. Farm Service Agency action will have no significant impact Rules in 7 CFR part 718 govern what is on the quality of the human considered to be a ‘‘farm’’ for certain 7 CFR Part 718 environment. Therefore, neither an commodity programs and sets out other environmental assessment nor an RIN 0560±AF36 generic definitions and rules for those Environmental Impact Statement is programs. This proposed rule would Amendment to the Farm needed. amend part 718 in several respects. Reconstitution Regulations for Executive Order 12988 First, a number of definitions found at Acreages, Allotments, and Quotas § 718.2 would be amended. Among This proposed rule has been reviewed these, the ‘‘agricultural use’’ definition AGENCY: Farm Service Agency, USDA. in accordance with Executive Order in that section would be revised in its ACTION: Proposed rule with requests for 12988. The provisions of this proposed entirety. Under the rules in part 718 in comments. rule preempt State laws to the extent certain instances the division of a farm’s such laws are inconsistent with the ‘‘contract acreage’’ (acreage enrolled in SUMMARY: This proposed rule would provisions of this rule. The provisions the Production Flexibility Contract amend regulations that are used to of this rule are not retroactive. Before program administered under 7 CFR part determine whether separate tracts of any judicial action may be brought 1412) will be made on the basis of each land will be considered separate farms concerning the provisions of this rule, separate tract’s agricultural use acreage. for certain commodity programs. The the administrative remedies must be Currently, the § 718.2 ‘‘agricultural use’’ regulations also set generic terms and exhausted. definition refers to certain specific crop, definitions for those programs. This forage and conserving uses. To avoid rule, if adopted, would modify several Executive Order 12372 being unduly restrictive, the definition definitions, change the effective date for This program/activity is not subject to would, by this rule, be modified to more certain farm reconstitutions, and add the provisions of Executive Order generally provide that it includes any new provisions governing farm 12372, which requires agricultural activity. Also, § 718.2 divisions. These changes are expected to intergovernmental consultation with would be amended to add a definition improve the administration of farm State and local officials. See the Notice for ‘‘common ownership unit’’. That programs. related to 7 CFR part 3015, subpart V, term and concept is used in connection published at 48 FR 29115 (June 24, DATES: Comments must be received on with tobacco farm divisions under 7 1983). or before March 6, 2000 to be assured CFR part 723 in which production of consideration. Unfunded Mandates Reform Act of histories may be assigned to those units. ADDRESSES: Submit comments to: 1995 The added definition follows that which Loretta Baxa, Production, Emergencies This rule contains no Federal already appears in part 723. Further, the and Compliance Division (PECD), Farm mandates under the regulatory ‘‘cropland’’ definition in § 718.2 is Service Agency (FSA), USDA, STOP provisions of Title II of the Unfunded important for a number of program 0517, 1400 Independence Avenue, SW, Mandates Reform Act of 1995 (UMRA) matters including the establishment of Washington, D.C. 20250–0517, for State, local, and tribal governments how much land on the farm can be telephone (202) 720–7602, e-mail enrolled in the Production Flexibility l or the private sector. Thus, this rule is loretta [email protected]. not subject to the requirements of Contract program and the Conservation FOR FURTHER INFORMATION CONTACT: sections 202 and 205 of UMRA. Reserve Program. This rule would Loretta Baxa at (202) 720–7602. clarify the definition to specify that: (1) Paperwork Reduction Act SUPPLEMENTARY INFORMATION: newly broken out land will be Information collected in this rule has considered ‘‘cropland’’ for part 718 Executive Order 12866 been approved by OMB and assigned purposes so long as the land is capable This rule has been determined to be OMB Control Number 0560–0025. This of, and is intended to be harvested using not significant for purposes of Executive rule does not contain any new normal harvesting and production Order 12866 and therefore has not been collection information requirements. techniques and (2) land devoted to reviewed by the Office of Management ponds, tanks, or trees will not generally Executive Order 12612 and Budget (OMB). be considered ‘‘cropland’’ for part 718 It has been determined that this rule purposes. In addition, the ‘‘farm’’ Regulatory Flexibility Act does not have significant Federalism definition contained in § 718.2 will be It has been determined that the implications to warrant the preparation modified. Currently, that term is defined Regulatory Flexibility Act is not of a Federalism Assessment. The to mean a unit operated by one producer

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To improve program definition would be clarified to specify June 1 of the fiscal year or the date on performance, amendments are proposed that a farm must (in addition to meeting which PFC payments for the farm for here to § 718.205. The current priority other requirements) consist of tracts that year are issued. This will help list calls for using the following division that: (1) Have both the same owner and avoid having a change in farm and reconstitution methods in the operator or (2) have the same operator organization that may raise a dispute following order or priority as applicable: but have multiple owners who have over the proper distribution of current (1) Estate method; (2) designation by owner method; (3) contribution method; agreed in writing to have the tracts PFC monies. Also, under the current (4) agricultural use method; (5) cropland treated as one farm. Also, as indicated, provisions of § 718.204, the county FSA method and (6) history method. This in the current definition it is provided committee, with the concurrence of the rule would add a new method which is that the farm’s equipment, labor, State FSA committee, can allow accounting system and management to be called the ‘‘default method’’ and extension of the deadlines otherwise which will, as a matter of priority, be must be separate from that of other provided for in § 718.204 so long as the units. That provision would, in the added between the ‘‘agricultural use’’ extension would not serve to foster a and ‘‘cropland’’ methods. Under the proposed rule be moved to § 718.201. scheme to avoid substantive program Further, the current ‘‘farmland’’ ‘‘default’’ method the tracts would be requirements. In this rule that allowance divided away from the parent farm definition specifies that ‘‘farmland’’ would no longer apply to the special includes cropland, forest, and other based on the attributes of the individual deadline that applies to PFC contracts. land on the farm. That which is tracts at the time of the division. Also, This change would be made to further ‘‘farmland’’ and which is not because of the addition of this new assure that there is no interference and ‘‘farmland’’, can be important for some method, other technical revisions have confusion over the making of current program determinations. In this rule, the been needed so as to reorganize PFC payments and to assure uniformity. part 718 ‘‘farmland’’ definition will be § 718.205. In addition, § 718.205 has clarified to match other definition That section also contains a provision been further revised to specify that the changes proposed in this rule. Finally, with a special rule for farms with agency can adjust the results of any with respect to the definitions, the term tobacco or peanuts which provides that reconstitution when it believes that to ‘‘operator’’ is currently defined in the farm reconstitutions for those farms do so would be more equitable or would § 718.2 to mean the person who is will be effective for the current year further the purposes of the program determinated by the local Farm Service only if the reconstitution is initiated which are impacted by decisions made Agency (FSA) county committee to be before the crop is planted or would have under part 718. Still further, a provision the person in charge of the farm for the been planted. To assure clarity in the is added to § 718.205 to specify that current year. Since those determinations application of the rules, § 718.204 where the division of the farm is going to be made using the landowner (of who is the ‘‘operator’’ on the farm) would be amended to add an additional designation method, those persons with are sometimes on-going determinations provision which addresses the situation a security interest in the land itself must rather than determinations that are where the reconstitution involves both: agree to the disposition. This is made every year, the new definition (1) a PFC and (2) tobacco or peanut designed to insure fairness and thus, in would remove the reference to the farms. In such case, the earlier of the addition, avoid having the ‘‘current year.’’ two deadlines (the one for PFC farms and the one for tobacco and peanut reconstitution regulations serve as an Also, this rule would amend impediment to the ability of farmers to provisions of § 710.201 relating to those farms) would establish the last date by which a farm reconstitution could be obtain financing. Also, the provision in instances in which the combination of § 718.205 regarding the contribution effective for the current year. Finally, farms is prohibited. Under the current method have been changed as they there would be one additional provision regulations, a PFC farm and non-PFC regard the current provisions which added to § 718.204(e) to specify that the farm cannot be combined because to do provide that this method will be used to so could unduly expand the eligibility division of or combination of farm separate farms only if the contribution of the producer for certain commodity acreage would also include the division took place within the last 6 years or if loans which are, by statute, intended to or combination of any potential PFC there are adequate records to allow the be limited to PFC farms only. However, eligibility that may be associated with a determination to be made. In the end, that concern may not come into play current CRP contract. That is, when the that provision merely establishes that when the non-PFC farm has potential PFC was initiated, farms with certain which would be implied anyway; PFC eligibility because of an existing preexisting ‘‘crop acreage bases’’ were namely, that the contribution method CRP contract and the entirety of that given a one-time opportunity to enroll will only be used to the extent that the farm is enrolled in the CRP. in the PFC. Eligible farms had to have contribution can actually be Accordingly, the rule would allow such a ‘‘crop acreage base’’ under a determined. Even with the 6 year period combinations to occur in those limited preexisting program. Producers had to mentioned in the current rule, the circumstances despite the fact that one enroll their acreage in the program by a contribution method could not be used farm is a PFC farm and the other is not. set date in 1996, the only exception effectively unless there were sufficient The rule contemplates, however, that if being that a later sign-up was allowed records available to allow the on the termination of the CRP contract for farms that had a crop acreage base determination to be made. Hence, that the new PFC eligibility is not exercised, in suspension under a CRP contract. provision, in this rule, would be the two farms would have to be divided Those farms, on a one-time only basis, eliminated. back into separate farms. Further, the can enroll acreage into the PFC upon

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Further, the provisions dealing with Agricultural use land means land that control of the farming operations on the the ‘‘agricultural use’’ method would be was devoted to cropland at the time it farm. amended. Currently the regulations call was enrolled in a production flexibility * * * * * for, when using that method, dividing contract in accordance with part 1412 of 3. Amend § 718.201 by revising the tract based on land involved in this title and continues to be used for paragraphs (a)(1) and (a)(2) to read as ‘‘agricultural and related activity.’’ agricultural purposes or land that met follows: Because of the expansive new definition the definition of cropland on or after of ‘‘agricultural use’’ which would be April 4, 1996, and continues to be used § 718.201 Farm constitution. adopted in this rule, those references in for agricultural purposes but not for (a) * * * this rule would be changed to references nonagricultural commercial or (1) After August 1, 1996, land subject, to land in ‘‘agricultural use.’’ That industrial use. under 7 CFR part 1412, to a production change would not be expected to change * * * * * flexibility contract with land not subject in a material way the application of the Common ownership unit means a to a production flexibility contract agricultural use method of proration. In distinguishable parcel of land, unless the farm not subject to a addition, this part of the regulations is consisting of one or more tracts of land production flexibility contract is a farm modified to make another clarifying with the same owners, as determined by on which the entirety of the cropland is change in its text. FSA. enrolled in the CRP and on which the Finally, it is proposed that the * * * * * cropland can, and will, become contract authority citation for part 718 be Cropland. (1) * * * acreage for purposes of the production amended to add references to 7 U.S.C. (v) Is in sod waterways or filter strips flexibility contract program upon the 1375, 1378, and 1379. These are generic planted to a perennial cover; termination of the CRP contract; provisions of the Agricultural (vi) Is preserved as cropland in (2) Land under separate ownership Adjustment Act of 1938 which generally accordance with 1410 of this title; or unless the owners agree in writing and provide for the Secretary to issue (vii) Is land that has newly been the labor, equipment, accounting regulations governing the making broken out for purposes of being planted system, and management are operated available of quotas and allotments under to a crop that the producer intends to, in common by the operator but separate that Act and other matters relating to and is capable of, carrying through to from that of any other tracts; that Act. Also those provisions deal harvest, using tillage and cultural with the disposition of allotments when practices that are consistent with * * * * * there is an exercise of eminent domain normal practices in the area; provided 4. Amend § 718.204 by revising over a farm and, 7 U.S.C. 1379 further that, in the event that such paragraphs (b) and (d) and adding specifically provides the Secretary with practices are not utilized other than for paragraph (e) to read as follows: the authority to undertake farm reasons beyond the producer’s control, § 718.204 Reconstitution of allotments, reconstitutions. Further, this rule would the cropland determination shall be quotas, and acreage. add a section that would set out in part void retroactive to the time at which the * * * * * 718 the control numbers assigned by the land was broken out. Office of Management and Budget for (2) * * * (b) Reconstitutions of farms subject to Paperwork Reduction Act purposes. (v) Converted to ponds, tanks or trees a production flexibility contract under Comments are requested on all of (other than those trees planted in part 1412 of this title will be effective these matters. compliance with a Conservation Reserve for the current year only if initiated Program contract executed pursuant to before the earlier of June 1 of the fiscal List of Subjects in 7 CFR Part 718 parts 704 or 1410 of this title, or trees year or prior to the issuance of Acreage allotments, marketing quotas. which are used in one- or two-row production flexibility contract payments Accordingly, 7 CFR part 718 is shelterbelt plantings, or are part of an for the farm or farms being proposed to be amended as follows: orchard or vineyard). reconstituted. * * * * * * * * * * PART 718ÐPROVISIONS APPLICABLE Farm shall generally mean a tract, or (d) Notwithstanding the provisions of TO MULTIPLE PROGRAMS tracts, of land which are considered to paragraph (c) of this section, a 1. Revise the authority citation for be a separate operation under the terms reconstitution may be effective for the part 718 to read as follows: of this part provided further that where current year if the county committee, multiple tracts are to be treated as one with the concurrence of the State Authority: 7 U.S.C. 1373, 1374, 1375, farm, the tracts must have the same committee, determines that the purpose 1378, 1379, and 7201 et seq.; 15 U.S.C. 714a operator and must also have the same et seq; and 21 U.S.C. 889. of the request for reconstitution is not to owner, or, if not the same owner, all perpetrate a scheme or device the effect 2. Amend § 718.2 by: owners must agree to the treatment of of which is to avoid the statutes and a. Removing the definition of the multiple tracts as one farm for these regulations governing commodity ‘‘Agricultural use’’; purposes. programs impacted by this part. Further, b. Adding new definitions of however, in the event that a farm is ‘‘Agricultural use land’’ and ‘‘Common * * * * * Farmland means the sum of the subject to both paragraphs (b) and (c) ownership unit’’ in alphabetical order; agricultural use land, forest, acreage then the farm reconstitution will be c. Revising paragraphs (1)(v), (1)(vi) planted to an eligible crop acreage as effective for the current year only if the and (2)(v) and adding paragraph (1)(vii) specified in 7 CFR 1437.3 (noninsured conditions of both paragraphs are met. in the definition of ‘‘Cropland’’; and d. Revising the definitions of ‘‘Farm’’, crop disaster assistance program) and (e) Throughout this subpart, when ‘‘Farmland’’ and ‘‘Operator’’. other land on the farm. referring to combining or dividing The additions and revisions read as * * * * * acreage, such acreages will include follows: Operator means an individual, entity, production flexibility contract acres and or joint operation who is determined by any conditional production flexibility § 718.2 Definitions. the county committee, or considered by contract eligibility that may be held * * * * * the county committee, to be in general under an existing CRP contract.

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5. Amend § 718.205 by: acreages in accordance with paragraphs attributed to the tract when the a. Revising paragraph (a); (d) through (h) of this section. reconstitution is initiated. b. Revising paragraph (b)(1); to (3) If a parent farm is composed of * * * * * c. Revising paragraphs (b)(4), (c)(2), tracts, under separate ownership, each (i) (1) Allotments, quotas, and and (c)(3); separately owned tract being transferred acreages apportioned among the divided d. Redesignating paragraph (c)(4)(ii) in part shall be considered a separate tracts pursuant to paragraphs (d) as paragraph (c)(4)(iii); farm and shall be constituted separately through (h) of this section may be e. Adding a new paragraph (c)(4)(ii); from the parent farm using the rules in increased or decreased with respect to a f. Revising newly redesignated paragraphs (d) through (h) of this tract by as much as 10 percent of the paragraph (c)(4)(iii); section, as applicable, prior to allotment, quota, or acreage determined g. Revising paragraph (d)(1); under such subsections for the parent h. Revising paragraph (e); application of the provisions of this farm if: i. Redesignating paragraphs (f) paragraph. through (i) as paragraphs (g) through (j); (4) * * * * * * * * j. Adding a new paragraph (f); (ii) Where the land of the parent farm (2) Farm program payment yields k. Revising newly redesignated is subject to deed of trust, lien, or calculated for the resulting farms of a paragraph (i)(1) introductory text; and mortgage, the holder of the deed of trust, division may be increased or decreased l. Revising newly redesignated lien, or mortgage must agree to the if the county committee determines the paragraph (i)(2). division of allotments, quotas, or method used did not provide an The revisions and additions read as acreage. equitable distribution considering follows: available land, cultural operations, and (iii) Where the part of the farm from changes in the type of farming § 718.205 Rules for determining farms, which the ownership is being conducted on the farm. Any increase in allotments, quotas, and acreage when transferred was owned for a period of a farm program payment yield on a reconstitution is made by division. less than 3 years, the designation by resulting farm shall be offset by a (a) The methods for dividing farms, landowner method shall not be corresponding decrease on another allotments, quotas, and acreages in available with respect to the transfer resulting farm of the division. order of precedence, when applicable, unless the county committee determines * * * * * are estate, designation by landowner, that the primary purpose of the 6. Add a new § 718.210, to read as contribution, agricultural use, default, ownership transfer was other than to follows: cropland, and history. The proper retain or sell allotments, quotas, or method shall be determined on a crop- acreages. In the absence of such a § 718.210 OMB control numbers assigned by-crop basis. determination, and if the farm contains pursuant to the Paperwork Reduction Act. (b)(1) The estate method is the land which has been owned for less The information collection proration of allotments, quotas, and than 3 years, that part of the farm which requirements contained in this part have acreages for a parent farm among the has been owned for less than 3 years been approved by the Office of heirs in settling an estate. If the estate shall be considered as a separate farm Management and Budget (OMB) under sells a tract of land before the farm is and the allotments, quotas or acreages the provisions of 44 U.S.C. Chapter 35 divided among the heirs, the allotments, shall be assigned to that part of the farm and have been assigned OMB control quotas, and acreages for that tract shall in accordance with paragraphs (d) numbers 0560–0025. be determined by using one of the through (h) of this section. Such apportionment shall be made prior to Signed at Washington, DC, on January 19, methods provided in paragraphs (c) 2000. through (h) of this section. any designation of allotments, quotas or acreages with respect to the part of the Keith Kelly, * * * * * Administrator, Farm Service Agency. (4) If allotments, quotas, and acreages farm which has been owned for 3 years are not apportioned in accordance with or more. [FR Doc. 00–1967 Filed 2–3–00; 8:45 am] the provisions of paragraph (b)(2) or (3) * * * * * BILLING CODE 3410±05±P of this section, the allotments, quotas, (d) (1) The contribution method is the and acreages shall be divided pursuant proration of a parent farm’s allotments FEDERAL HOUSING FINANCE BOARD to paragraphs (d) through (h) of this or quotas to each tract as the tract section, as applicable. contributed to the allotments or quotas 12 CFR Parts 951 and 997 (c)(1) * * * at the time of combination. The (2) If the county committee contribution method may be used when [No. 2000±03] determines that allotments, quotas, and the provisions of paragraphs (b) and (c) RIN 3069±AA92 acreages cannot be divided in the of this section do not apply. manner designated by the owner * * * * * Determination of Appropriate Present- because of the conditions set forth in (e) The agricultural use method is the Value Factors Associated with paragraph (c)(4) of this section, the Payments Made by the Federal Home owner shall be notified and permitted to proration of the acreage to the resulting tracts in the same proportion that the Loan Banks to the Resolution Funding revise the designation so as to meet the Corporation conditions in paragraph (c)(4) of this agricultural use land for each resulting section. If the owner does not furnish a tract relates to the agricultural use land AGENCY: Federal Housing Finance revised designation of allotments, for the parent tract. This method of Board. division shall be used if the provisions quotas, and acreages within a reasonable ACTION: Proposed rule. time after such notification, or if the of paragraphs (b) and (c) of this section revised designation does not meet the do not apply. SUMMARY: The Federal Housing Finance conditions of paragraph (c)(4) of this (f) The default method is the Board (Finance Board) is proposing to section, the county committee will separation of tracts from a farm with amend its regulations by adding a new prorate the allotments, quotas, and each tract maintaining the acreage part to implement provisions of the

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Gramm-Leach-Bliley Act (Gramm- Housing Finance Board, 1777 F Street, Gramm-Leach-Bliley, Public Law 106– Leach-Bliley) related to the aggregate N.W., Washington, D.C. 20006. A 102, 113 Stat. 1338 (Nov. 12, 1999), the value of, and end date for, payments telecommunication device for deaf Banks’ obligation to pay interest on the made by the Federal Home Loan Banks persons (TDD) is available at (202) 408– REFCORP bonds would have terminated (Banks) to the Resolution Funding 2579. upon payment of the $75 million due Corporation (REFCORP). These SUPPLEMENTARY INFORMATION: for the first quarter of 2030, which payments are used to pay a portion of would have been paid on April 15, the interest owed on bonds issued by I. Statutory Background 2030, the final maturity date for the last REFCORP. Gramm-Leach-Bliley A. FIRREA REFCORP bond. changed the method of assessing the As previously noted, the Banks’ Banks for mandated annual payments to The Financial Institutions Reform, REFCORP obligation prior to the REFCORP from a fixed payment of $300 Recovery, and Enforcement Act of 1989 enactment of Gramm-Leach-Bliley was a million to a payment of 20 percent of (FIRREA), Public Law 101–73, 103 Stat. fixed dollar amount that bore no the net earnings of the Banks. Gramm- 183 (Aug. 9, 1989), established relationship to the net income of any Leach-Bliley also requires the Finance REFCORP to provide funds for the Bank. As a result, in the years that the Board to adjust the final payment date Resolution Trust Corporation (RTC). 12 Banks experience reduced income, as for the Banks’ obligation so that the U.S.C. 1441b. REFCORP was authorized occurred in the early 1990’s, each value of the actual payments made to issue up to $30 billion in debt Bank’s REFCORP obligation, as a under the new methodology will be obligations; as of September 20, 1999, percent of its income, increases equivalent to the value of a benchmark REFCORP had $29.9 billion in non- significantly. This historically has annuity, which corresponds to the callable bonds outstanding with caused the Banks to seek ways to payments that would have been made maturities ranging from October 15, generate higher earnings to meet the under the prior law. The relevant values 2019, to April 15, 2030. The RTC used statutorily mandated REFCORP and are required to be discounted to reflect the proceeds from the sale of these Affordable Housing Program 2 the time value of money, using bonds to pay the costs of liquidating obligations and to continue to pay a appropriate present-value factors failed savings associations. FIRREA dividend sufficient to retain members. selected by the Finance Board in amended the Federal Home Loan Bank The Banks’ historical solution to the consultation with the Secretary of the Act (Bank Act) to require the Banks to dilemma has been to amass large Treasury. pay $300 million annually toward the portfolios of investment securities and The proposed rule establishes a interest on those bonds if REFCORP’s generate arbitrage earnings. While this method for making the required present income from other sources specified in strategy has been profitable and has value calculations and for adjusting the the Bank Act was insufficient to pay the posed no safety and soundness threat to termination date for the Banks’ interest on the REFCORP bonds. Income the Bank System, the Finance Board, payments to REFCORP. As described from these other sources has always Congress, and the Treasury have noted more completely in the Supplementary been insufficient to pay the interest on and criticized the strategy because the Information, when 20 percent of the the REFCORP bonds, and the Banks investments do not advance the mission Banks’ quarterly net earnings exceeds or have paid $300 million annually to of the Banks, which are government falls short of a specified benchmark REFCORP. To the extent amounts sponsored enterprises with a public annuity, the excess or shortage will be available from the other statutorily purpose. The fixed-dollar nature of the ‘‘used’’ to defease or to extend the specified sources and the Banks’ $300 REFCORP obligation has been cited by Banks’ future obligations by simulating million are insufficient to pay the critics as part of the cause of the the purchase or sale of zero-coupon interest on the REFCORP bonds, the problem. Bank Act directs the United States Treasury securities. The Banks’ B. Gramm-Leach-Bliley REFCORP obligation would cease when Department of the Treasury (Treasury) Gramm-Leach-Bliley changed the their payments equal the value of the to pay to REFCORP additional amounts Banks’ REFCORP assessment from a benchmark annuity. that will be used by REFCORP to pay the interest. 12 U.S.C. 1441b(f)(2)(E). fixed-dollar $300 million annual DATES: The Finance Board will accept It has been the practice of the Banks payment to an annual payment of 20 comments on the proposed rule in to make payments to REFCORP on a percent of each Bank’s net earnings. See writing on or before March 6, 2000. quarterly basis, typically on January 15, Public Law 106–102, sec. 607, 133 Stat. ADDRESSES: Send comments to Elaine L. April 15, July 15, and October 15 of 1455–56 (amending 12 U.S.C. Baker, Secretary to the Board, by each year. These dates correspond to the 1441b(f)(2)(C)). Gramm-Leach-Bliley electronic mail at [email protected], or by dates on which REFCORP makes also contains provisions intended to regular mail to the Federal Housing coupon payments on the outstanding assure that the change in the method of Finance Board, 1777 F Street, N.W., bonds. The aggregate amount of the assessing the Banks’ REFCORP Washington, D.C. 20006. Comments will Banks’ quarterly interest payments has obligation does not increase or decrease be available for public inspection at this been $75 million, which the Banks have address. accrued during the calendar-year offset through January 1991 the Banks’ annual FOR FURTHER INFORMATION CONTACT: obligations to pay a portion of the interest on the quarter immediately preceding the REFCORP bonds. The first Bank payment used Joseph A. McKenzie, Deputy Chief payment. To date, the Banks have made exclusively to cover interest on the REFCORP bonds Economist, Office of Policy, Research, all required REFCORP interest was that made for the first quarter of 1991, which and Analysis, (202) 408–2845, payments.1 Prior to the enactment of was made on April 15, 1991. [email protected]; Austin J. Kelly, 2 The Bank Act also requires each Bank to establish an Affordable Housing Program (AHP). Senior Financial Economist, Office of 1 REFCORP was capitalized through statutorily See 12 U.S.C. 1430(j). In 1995 and subsequent years, Policy, Research, and Analysis, (202) mandated contributions from the Banks that are each Bank annually must contribute 10 percent of 408–2541, [email protected]; or Thomas held in the REFCORP principal fund. See 12 U.S.C. its preceding year’s net earnings (i.e., after E. Joseph, Attorney-Advisor, (202) 408– 1441b(g)(2). Those contributions, which the Bank REFCORP) to its AHP, subject to a Bank System- Act required to be subtracted from the Banks’ gross wide minimum contribution of $100 million. Id. 2512, [email protected]. Staff also can be annual REFCORP interest obligation, ended in The actual aggregate Bank-System AHP reached by regular mail at the Federal January 1991, and were sufficiently large so as to contribution in 1999 exceeded $190 million.

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00005 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5449 the burden of paying interest on the of the zero-coupon bonds will be to current interest rates.) At current REFCORP bonds either for the Banks or defease the most distant outstanding interest rates, the (estimated) cost of a the Treasury. To accomplish this goal, quarterly benchmark annuity payment zero-coupon Treasury bond that matures the Gramm-Leach-Bliley amendments or, in the case of a sale, to extend the on April 15, 2030, has a par amount of require the value of payments actually benchmark annuity payment schedule $75 million, and is purchased on April made by the Banks to REFCORP to equal in quarterly increments. When all 15, 2000, would be approximately $11.3 the value of a $300 million annual quarterly annuity payments have million. The available excess, therefore, annuity that commences on the issuance actually been covered through payment could completely defease the date of the first REFCORP bond (October or defeasance, the Banks’ REFCORP benchmark annuity payment of $75 15, 1989) and ends on the maturity date obligation would cease. While this million due on April 15, 2030. of the last REFCORP bond (April 15, explanation discusses benchmark If 20 percent of net earnings for the 2030), where the relevant values are annuity ‘‘payments’’ and the ‘‘purchase’’ first quarter of 2000 were greater than properly discounted to account for the and ‘‘sale’’ of zero coupon bonds, we $86.3 million, then all or part of the time value of money. This annuity emphasize that these payments, penultimate benchmark annuity exactly mimics the amounts that had purchases, and sales are simulated and payment of $75 million due on January been due from the Banks for interest on do not actually occur. They are used as 15, 2030 also could be defeased. In this REFCORP bonds under the prior law. a device to equate the cash flows, on a case, the ‘‘cost’ of the relevant 29-year, Gramm-Leach-Bliley specifically present-value basis, of the amounts paid 9-month zero-coupon Treasury bond requires the Finance Board to make an by the Banks under the Gramm-Leach- with a par amount of $75 million and annual determination of the extent to Bliley provisions with the payments maturity date of January 15, 2030 would which the value of the aggregate that would have been made under the be approximately $11.5 million. Thus, if amounts paid by the Banks exceeds or prior law. 20 percent of net earnings for the first falls short of the value of an annuity of In theory, when an assessment of 20 quarter of 2000 were $97.8 million, the $300 million per year that commences percent of the Banks’ net earnings $75 million payment due on January 15, on the issuance date and ends on the exceeds the benchmark annuity value of 2030, could also be fully defeased. (A final scheduled maturity date of the $75 million, the excess amount would payment of $97.8 million on April 15, obligations and to select appropriate be used to simulate the purchase of 2000 would be sufficient to cover the present-value factors for making such zero-coupon Treasury bonds, the current $75 million quarterly determinations, in consultation with the maturity dates of which correspond to benchmark annuity plus the $11.3 Secretary of the Treasury. See Public the payment dates for the most-distant, million required to defease the April 15, Law 106–102, sec. 607, 113 Stat. 1455– non-defeased quarterly benchmark 2030 annuity payment plus the $11.5 56 (amending 12 U.S.C. annuity and the par amount of which million needed to defease the quarterly 1441b(f)(2)(C)(ii)). The Finance Board corresponds to the benchmark annuity annuity payment for January 15, 2030.) also is required to shorten or extend the payment due in that specific quarter. The reported net income for the Banks term of the Banks’ REFCORP obligation Because the purchased bonds ‘‘mature’’ as necessary to ensure that the value of on the ‘‘payment’’ date for the was $496 million in the second quarter all payments made by the Banks is benchmark annuity and have a par of 1999 and $556 million in the third equivalent to the value of the referenced amount equal to the benchmark amount, quarter of 1999. Twenty percent of these annuity. See id. (amending 12 U.S.C. the amount ‘‘received’’ upon maturity of amounts would be $99.2 million and 1441b(f)(2)(C)(iii)). The Finance Board the bonds can be used to ‘‘pay’’ the $111.2 million, respectively, which may, if required, extend the term of the benchmark annuity payment. The would have produced an available payment obligation beyond the final simulated purchase of the zero-coupon quarterly excess much larger than was scheduled maturity date for the bonds will defease the future used in the above examples if the new REFCORP bonds. Id. (amending 12 benchmark annuity obligations. The assessment methodology had been in U.S.C. 1441b(f)(2)(C)(iii) and (iv)). estimates for the applicable interest effect in 1999. rates on zero-coupon Treasury bonds The Finance Board is proposing that II. Analysis of the Proposed Rule maturing on specific dates in the future fractional parts of future payments can A. Overview of the Proposed Present- are available from, and will be provided be defeased if the excess quarterly Value Calculation to, the Finance Board by the Treasury’s payment would defease less than a full payment. Using the previous example, if In order to implement the provisions Office of Market Finance. For example, assume that on April 15, 20 percent of quarterly net income for of Gramm-Leach-Bliley discussed above, the first quarter of 2000 were $80 the Finance Board is proposing a 2000, the date of the first REFCORP million, only $5 million would be methodology for adjusting the date of payment under the Gramm-Leach-Bliley available to simulate the purchase of a the final REFCORP payment due from provisions, 20 percent of the Banks’ zero-coupon Treasury bond. This excess the Banks. The methodology entails the quarterly net earnings equals $86.3 would go towards defeasing about 44 simulated purchase or sale each quarter million. Of that $86.3 million, $75 percent of the April 15, 2030 payment of zero-coupon Treasury bonds.3 The million would be used to ‘‘cover’’ the (i.e., $5.0 million divided by $11.3 effect of the simulated purchase or sale quarterly benchmark annuity due on April 15, 2000 and the amount in excess million). Any ‘‘excess’’ above $75 million from the Banks REFCORP 3 The use of zero-coupon Treasury bonds is of $75 million, or $11.3 million, would consistent with Office of Management and Budget be used to simulate the purchase of a payment due on July 15, 2000, would (OMB) Circular A–11, which implements the 30-year zero-coupon Treasury bond then be put toward defeasing the Federal Credit Reform Act of 1990 (FCRA). Under with a par amount of $75 million and remainder of the April 15, 2030, the FCRA, cash flows stemming from direct government loans and government loan guarantees a maturity date of April 15, 2030, the benchmark annuity payment. are discounted by the interest rate nor zero-coupon date of the final benchmark annuity Specifically, the July excess payment Treasury securities with the same maturity as each payment. (The cost of the purchase of a would be first used to simulate the quarter’s projected cash . Thus, the zero-coupon bond can be found by purchase of a 29-year and 9-month zero- recommended approach is consistent with the budgetary treatment of other government loan taking the present value of the par coupon Treasury bond that matures on activities. amount of the bond, discounted at April 15, 2030.

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If 20 percent of quarterly net income B. Definitions—Section 997.1. The only exception may occur for the were less than $75 million, the Section 997.1 of the proposed rule final remaining benchmark quarterly defeasance scheme would work in sets forth the definitions for a number payment if that payment is less than $75 reverse. Instead of simulating the of terms used in new part 997. million because of adjustments made purchase of zero-coupon Treasury The term ‘‘actual quarterly payment’’ under § 997.2 or § 997.3. bonds, the calculation would simulate is defined as the amounts that the Banks The terms ‘‘excess quarterly payment’’ the sale of zero-coupon bonds with a actually pay to REFCORP in accordance and ‘‘deficit quarterly payments’’ are maturity corresponding to the last non- with a calendar-year quarterly defined in the proposed rule as the defeased quarterly annuity payment or assessment equal to 20 percent of each amounts by which the payments to the first quarter thereafter if the last Bank’s quarterly net earnings. The actually assessed and made by the non-defeased annuity payment already Finance Board understands from equaled $75 million. The interest rate Banks to REFCORP either exceed or fall discussions with REFCORP that the short of the current quarterly benchmark would be the same as that for a zero- Banks will continue to make quarterly coupon Treasury bond with the same annuity, respectively. These will be the payments to REFCORP as set forth in amounts used to simulate the purchase maturity date. In effect, the Banks are the now-existing payment schedule. of the zero-coupon Treasury bonds agreeing to pay back the deficit still Specifically, quarterly payments are needed to defease future benchmark owed on the quarterly benchmark proposed to be made, as they are now, quarterly payments or used to simulate annuity at a future date, and are being on January 15, April 15, July 15, and charged interest at the zero-coupon October 15 of each year (or on the next the sale of the zero-coupon bonds which Treasury rate. business day if those dates fall on will effectively extend the term of the Because no quarterly benchmark weekends or holidays). Banks’ REFCORP obligation. annuity payment will be more than $75 The term ‘‘benchmark quarterly The term ‘‘quarterly present value million, if a payment deficit has a future payment’’ is defined as $75 million, determination’’ is defined by the value of more than $75 million (or raises which equals one-quarter’s payment on proposed rule to mean the calculation the value of a partially defeased the benchmark annuity of $300 million that will be performed under either quarterly benchmark annuity payment per year prescribed in Gramm-Leach- § 997.2 or § 997.3. More importantly, the to more than $75 million), another Bliley, or such amounts that may result definition is designed to provide the quarter will be added at the end of the from adjustments required by the method whereby the Finance Board can annuity schedule and the amount in calculations made in accordance with fulfill the requirement in Gramm-Leach- excess of $75 million will be owed in part 997. The definition, therefore, Bliley that ‘‘the [Finance] Board that newly added quarter. The interest recognizes that the value of certain annually shall determine the extent to rate for a zero-coupon Treasury benchmark quarterly payments will be which the value of the aggregate maturing in the newly added quarter adjusted in line with the calculations set amounts paid by the Federal home loan will be used to calculate the future forth in proposed §§ 997.2 and 997.3. banks exceeds or falls short of the value value of such excess amount. The result Initially, the end date for all benchmark of [the benchmark] annuity.’’ Public of these calculations would be to quarterly payments will be April 15, Law 106–102, sec. 607 113 Stat. 1456 2030, although that date will be lengthen the end date of the quarterly (amending 12 U.S.C. 1441b(f)(2)(C)(ii)). benchmark annuity payments and adjusted by the calculations made under effectively extend the Banks’ REFCORP the proposed rule. The implicit The proposed quarterly determination obligation. To the extent that the Banks assumption in the proposed rule is that reflects the longstanding practice that must make any payments beyond the the benchmark quarterly payments are the Banks pay REFCORP quarterly. final maturity date of the REFCORP due on the same date that the Banks’ More importantly, a calculation on other bonds, those payments would be made actual quarterly payments are due. than a quarterly basis, for example on an to the Treasury. By dividing the annual annuity into annual basis, would not give the Banks The Finance Board believes the quarterly payments, the annuity credit for the time value of money proposed methodology will be simple to schedule exactly corresponds to the associated with excess quarterly implement. The only information payment schedule of $75 million per payments. Conversely, an annual needed to calculate the date of the quarter that existed prior to the calculation would not charge the Banks Banks’ last REFCORP payment is enactment of Gramm-Leach-Bliley. any interest during a year for a deficit quarterly net income and the interest Using a quarterly benchmark annuity quarterly payment. The Finance Board rate on zero-coupon Treasury bonds the payment, therefore, best assures that the believes its proposal is consistent with maturities of which coincide with and Banks’ RECORP payments made under the requirements of Gramm-Leach- bracket the date of the last non-defeased Gramm-Leach-Bliley will be compared Bliley. Further, the Finance Board benchmark quarterly payment. The exactly to the payments that would have believes that making its determination Treasury’s Office of Market Finance has been made under the prior law. quarterly and at the same time when the The term ‘‘current benchmark indicated that it will provide and certify Banks make their actual REFCORP quarterly payment’’ is defined in the these rates to the Finance Board, as it payments will best serve Gramm-Leach- proposed rule as the benchmark does for a number of other agencies. The Bliley’s goal of assuring that the change Treasury uses information from market quarterly payment that corresponds to the actual quarterly payment. The in the method of assessing the Banks’ transactions when it estimates the obligation will not increase or decrease interest rates on zero-coupon Treasury current benchmark quarterly payment will almost always equal $75 million. the burden of paying interest on the bonds. REFCORP bonds either for the Banks or The Finance Board solicits comments the Treasury. The Finance Board on all aspects of the proposed in ‘‘consultation with the Secretary of the 4 Treasury.’’ Pub. L. 106–102, sec. 607,113 Stat. recognizes that, if the quarterly payment methodology. 1455–56 (amending 12 U.S.C. 1441b(f)(2)(C)(ii). schedule for the Banks’ REFCORP Finance Board staff has met with staff from OMB obligations changes, corresponding 1 Gramm-Leach-Bliley provides that the Finance and Treasury, and will provide a copy of the Board shall select appropriate present-value factors proposed rule to the Secretary of the Treasury for modifications to these rules may be for making the statutorily required determinations comment. necessary.

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C. Reduction of the Payment Term— D. Extension of the Payment Term— to perform the calculations required Section 997.2. Section 997.3 under this part. Allowing REFCORP Section 997.3 of the proposed rules both to estimate the Banks’ quarterly Section 997.2 sets forth the payment assessment and to calculate the calculation that the Finance Board sets forth the calculation that the Finance Board proposes to use to quarterly present-value determination proposes to use to determine the determine the amount by which the would also centralize the relevant amount by which the term of the Banks’ term of the Banks’ REFCORP obligation calculations in one entity, and thus REFCORP obligation will be reduced will be extended if the Banks actual facilitate the supervision and auditing of when the Banks actual quarterly quarterly payment results in a deficit the process set forth in this rule. payment results in an excess quarterly quarterly payment. The future value As proposed, § 997.4 requires the payment. Under § 997.2 of the proposed calculation under this section is Finance Board to obtain from Treasury rule, the future value of any excess proposed to be the same as the one the zero-coupon Treasury bond interest quarterly payment would be calculated described for proposed § 997.2, except rates needed to complete the using the interest rate on a zero-coupon that the amount resulting from the calculations and provide those rates to Treasury bond rate that matures on the calculation will be added to the last REFCORP. REFCORP, itself, will know date of the last outstanding benchmark outstanding partial quarterly benchmark the value of the Banks’ actual quarterly quarterly payment. The interest rate will payment. Where the last outstanding payments since REFCORP collects those be obtained from the Treasury and will quarterly benchmark payment is $75 payments from the Banks. The Finance be the spot interest rate for the relevant million, the future value of the deficit Board would maintain the official Treasury zero-coupon bond as of the quarterly payment would be applied to record of the results of the calculations. day of the Banks’ actual quarterly a new quarterly payment extending the Section 997.4 of the proposed rule also payment. The future value calculation annuity schedule. In no case would a makes clear that the Finance Board will set forth in § 997.2 of the proposed rule benchmark quarterly payment exceed perform the calculations required under is the mathematical equivalent of the $75 million. this part if the Banks’ payment calculations discussed in the The zero-coupon interest rate used in obligations extend beyond April 15, 2030 or if REFCORP is for any reason explanation in Part I above. Specifically, the proposed calculation would always unable to perform the calculations or the calculation described in the correspond to a zero-coupon Treasury bond maturing in the quarter for which make the results known to the Finance proposed rule is equivalent to Board. With respect to the date of April calculating the present value, or ‘‘cost,’’ a new benchmark quarterly payment is being adjusted upward or which is 15, 2030, REFCORP is to be dissolved of a zero-coupon Treasury bond with a being added to the annuity schedule. ‘‘as soon as practicable, after the par amount and maturity date that are Given the proposed calculation, a deficit maturity and full payment of all the same as the amount and due date for quarterly payment would always result obligations issued by [it],’’ 12 U.S.C. the last non-defeased benchmark in removing from the benchmark 1441b(j), which occurs on April 15, quarterly payment. annuity schedule the current benchmark 2030, when the last REFCORP bond The applicable interest rate would quarterly payment but adding amounts matures, and this contingency provision always be for a zero-coupon Treasury to the last outstanding benchmark has been included in case the term of bond maturing on the due date of the quarterly payment or adding new the Banks’ payment obligation has been benchmark quarterly payment that is benchmark quarterly payments to the extended beyond that date. affected by the defeasance calculation. schedule. The proposed rule makes F. Termination of the Obligation— Therefore, where an excess quarterly clear that the Finance Board would act Section 997.5. payment is sufficiently large so that on its authority to extend the Banks more than one benchmark quarterly REFCORP payment obligation beyond Section 997.5 of the proposed rules payment can be defeased, additional April 15, 2030, if required to do so establishes a method for determining calculations would be made with based upon the calculations made under when the Banks’ obligation to pay REFCORP will terminate. Gramm- respect to the future value amount this section. See Public Law 106–102, Leach-Bliley provides that the Finance remaining after the last outstanding sec. 607, 113 Stat. 1455–56 (amending 12 U.S.C. 1441b(f)(2)(C)(iii) and (iv)). Board must extend or shorten the Banks’ benchmark quarterly payment has been payment obligation to REFCORP until defeased. First, the future value E. Calculation of the Quarterly Present- such time as ‘‘the value of all payments calculation for this residual amount Value Determination—Section 997.4 made by the Banks is equivalent to the would be reversed. Then, a new future Section 997.4 of the proposed rule is value of [the benchmark] annuity value for the resulting residual excess based upon the assumption that [described therein].’’ Public Law 106– quarterly payment would be calculated REFCORP will make the calculations 102, sec. 607, 113 Stat. 1455–56 using the interest rate for a zero-coupon required under §§ 997.2 and 997.3, and (amending 12 U.S.C. 1441b(f)(2)(C)(iii)). Treasury bond maturing in the quarter provide the results of the calculations to This will occur when the actual immediately prior to the one for which the Finance Board. The Finance Board quarterly payment, after performing any the benchmark quarterly payment had understands that REFCORP is willing calculation required by proposed just been defeased. and able to perform this task. Moreover, § 997.2, equals the last outstanding Given the proposed calculation, an the Finance Board believes that quarterly benchmark payment(s). It excess quarterly payment would always REFCORP is the best entity to calculate should be noted that if the sole result in removing from the benchmark the quarterly present-value remaining outstanding quarterly annuity schedule both the current determination. A REFCORP model is benchmark payment is less than $75 benchmark quarterly payment and all or currently used both to assess the Banks’ million because of adjustments made actual quarterly payments and to under proposed §§ 997.2 and 997.3, the part of the most-distant, outstanding calculate the Banks’ required AHP Banks will terminate their obligation as quarterly benchmark payment(s) still payments. It would be relatively simple long as 20 percent of net earnings at remaining on the schedule. to adjust the existing REFCORP model least equals that outstanding amount,

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00008 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5452 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules even if 20 percent of net earnings is less III. Regulatory Flexibility Act Actual quarterly payment means the than $75 million. The proposed rule applies only to the quarterly amount paid by the Banks to Gramm-Leach-Bliley requires the Finance Board and to the Banks, which fulfill the Banks’ obligation to pay Banks’ REFCORP obligation to terminate do not come within the meaning of toward interest owed on bonds issued when the aggregate value of their small entities as defined in the by the REFCORP. The amount will payments equals the value of the Regulatory Flexibility Act (RFA). See 5 equal 20 percent of the quarterly net benchmark annuity. To ensure that U.S.C. 601(6). Therefore, in accordance earnings of the Banks, or such other these values are equal, the final actual with section 605(b) of the RFA, 5 U.S.C. amount assessed in accordance with the quarterly payment (after making any 605(b), the Finance Board hereby Act and the regulations adopted calculation required by proposed certifies that this proposed rule, if thereunder. § 997.2) made by the Banks must not be promulgated as a final rule, will not Benchmark quarterly payment means more than any outstanding benchmark have a significant economic effect on a $75 million, or such amount that may quarterly payment(s). This would substantial number of small entities. result from adjustments required by require the final actual quarterly calculations made in accordance with payment to be reduced if 20 percent of IV. Paperwork Reduction Act §§ 997.2 and 997.3. the Banks’ quarterly net earnings The proposed rule does not contain Current benchmark quarterly exceeds the amounts needed to cover any collections of information pursuant payment means the benchmark the outstanding benchmark quarterly to the Paperwork Reduction Act of 1995. quarterly payment that corresponds to payment(s). In fact, Gramm-Leach-Bliley See 33 U.S.C. 3501 et seq. Therefore, the the date of the actual quarterly payment. specifically directs the Finance Board to Finance Board has not submitted any Deficit quarterly payment means the pro rate the final REFCORP payment to information to the Office of amount by which the actual quarterly assure the equivalence in the value of Management and Budget for review. payment falls short of the current the Banks’ aggregate payments and the benchmark quarterly payment. List of Subjects benchmark annuity, if the final payment Excess quarterly payment means the occurs after April 15, 2030. See Public 12 CFR Part 951 amount by which the actual quarterly payment exceeds the current benchmark Law 106–102, sec. 607, 113 Stat. 1455– Credit, Federal home loan banks, 56 (amending 12 U.S.C. quarterly payment. Housing, Reporting and recordkeeping Quarterly present-value 1441b(f)(2)(C)(iv)). However, if the requirements. Banks’ final payment occurs before determination means the quarterly April 15, 2030, the authority to assess 12 CFR Part 997 calculation that will determine the extent to which an excess quarterly the Banks’ quarterly payments will Federal home loan banks, Resolution continue to rest with REFCORP, acting payment or deficit quarterly payment funding corporation. alters the term of the Banks’ obligation under the supervision of Treasury, see For the reasons set forth in the to the REFCORP. This determination 12 U.S.C. 1441b and 12 CFR part 1510, preamble, the Finance Board proposes will fulfill the requirements of 12 U.S.C and REFCORP would need to make any to amend 12 CFR chapter IX as follows: required adjustments. 1441b(f)(2)(C)(ii), as amended by section 607, Public Law 106–102, 113 Stat. The wording of § 997.5 also reflects PART 951ÐAFFORDABLE HOUSING PROGRAM 1455–1456. the fact that Gramm-Leach-Bliley REFCORP means the Resolution requires the Banks to make their 1. The authority citation for part 951, Funding Corporation established in 12 payments to REFCORP until April 15, as proposed to be redesignated at 64 FR U.S.C. 1441b. 2030 and directly to Treasury after that 52150, continues to read as follows: date. Public Law 106–102, sec. 607, 113 § 997.2 Reduction of the payment term. Authority: 12 U.S.C. 1430(j). Stat. 1455–56 (amending 12 U.S.C. (a) Generally. The Finance Board shall 1441b(f)(2)(C)(i) and (iv)). § 951.1 [Amended] shorten the term of the obligation of the G. Technical Amendment—Section 2. Amend § 951.1, as proposed to be Banks to make payments toward the 951.1. redesignated at 64 FR 52150, by interest owed on bonds issued by the removing the words ‘‘pro rata share of REFCORP each quarter in which there is The Finance Board is also proposing the’’ from the definition ‘‘Net earnings an excess quarterly payment. to amend the definition of the term ‘‘net of a Bank’’. (b) Excess quarterly payment. Where earnings of a Bank’’ as used in the 3. Add part 997 to subchapter L, as there is an excess quarterly payment, Finance Board’s Affordable Housing proposed to be added at 64 FR 52150, the quarterly present-value Program regulation and set forth in to read as follows: determination shall be as follows: recently proposed redesignated 12 CFR (1) The future value of the excess 951.1 (formerly 12 CFR 960.1) (64 FR PART 997ÐRESOLUTION FUNDING quarterly payment shall be calculated 52148, September 27, 1999). The CORPORATION OBLIGATIONS OF THE using the estimated interest rate, as amendment is technical in nature and BANKS provided to the Finance Board by the reflects the fact that under the Gramm- Department of the Treasury, on a zero- Leach-Bliley amendments, each Bank Sec. coupon Treasury bond the maturity of will pay to REFCORP an amount equal 997.1 Definitions. 997.2 Reduction of the payment term. which is the payment date of the last to 20 percent of its net earnings rather 997.3 Extension of the payment term. non-defeased benchmark quarterly than a pro rata amount of the Bank 997.4 Calculation of the quarterly present- payment. System’s fixed annual contribution of value determination. (2) The future value calculated in $300 million, as required under the 997.5 Termination of the obligation. paragraph (b)(1) of this section shall be prior law. Accordingly, the Finance Authority: 12 U.S.C. 1422b(a) and subtracted from the amount of the last Board is proposing to delete the words 1441b(f). non-defeased quarterly benchmark ‘‘pro rata share of the’’ from the payment. definition of ‘‘net earnings of a Bank’’ in § 997.1 Definitions. (3) If the difference resulting from the § 951.1. As used in this part: calculation in paragraph (b)(2) of this

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The DEPARTMENT OF TRANSPORTATION non-defeased quarterly benchmark benchmark quarterly payment term may payment is reduced by the future value be extended beyond April 15, 2030, if Federal Aviation Administration of the excess quarterly payment. such extension is necessary to ensure (4) If the difference resulting from the that the value of the aggregate amounts 14 CFR Part 39 calculation in paragraph (b)(2) of this paid by the Banks exactly equals the [Docket No. 99±SW±73±AD] section is less than zero, then the last present value of an annuity of $300 non-defeased quarterly benchmark million per year that commences on the Airworthiness Directives; Eurocopter payment shall be defeased and the date on which the first obligation of the Deutschland GMBH Model MBB-BK payment term shall be shortened. REFCORP was issued and ends on April 117 A±1, A±3, A±4, B±1, B±2, and C± (5) The amount of the excess quarterly 15, 2030. 1 Helicopters payment that is not already applied to § 997.4 Calculation of the quarterly AGENCY: defeasing the payment under paragraph Federal Aviation present-value determination. Administration, DOT. (b)(4) of this section shall be applied (a) Applicable interest rates. The toward defeasing the last non-defeased ACTION: Notice of proposed rulemaking Finance Board shall obtain from the (NPRM). quarterly benchmark payment using the Department of the Treasury the estimated interest rate, as provided to applicable estimated zero-coupon bond SUMMARY: This document proposes the the Finance Board by the Department of interest rates and provide those rates to adoption of a new airworthiness the Treasury, on a zero-coupon Treasury the REFCORP so that the REFCORP can directive (AD) applicable to Eurocopter bond the maturity of which is the date perform the calculations required under Deutschland GMBH (ECD) Model MBB- of the payment to be defeased. §§ 997.2 and 997.3. BK 117 A–1, A–3, A–4, B–1, B–2, and § 997.3 Extension of the payment term. (b) Calculation by the Finance Board. C–1 helicopters. This proposal would If § 997.3 requires that the term for the require modifying the engine and (a) Generally. The Finance Board will Banks’ actual quarterly payments extend transmission cowling doors (cowling extend the term of the obligation of the beyond April 15, 2030 or if, for any doors). This proposal is prompted by an Banks to make payments toward interest reason, the REFCORP is unable to emergency landing of an ECD Model owed on bonds issued by the REFCORP perform the calculations or provide to MBB-BK 117 helicopter after the No. 1 each calendar quarter in which there is the Finance Board the results of the engine cowling opened, separated from a deficit quarterly payment. calculations, the Finance Board shall the helicopter, and struck the main and (b) Deficit quarterly payment. Where make all calculations required under tail rotor blades resulting in a tail rotor there is a deficit quarterly payment, the this part. imbalance and subsequent departure of quarterly present-value determination (c) Records. The Finance Board will the tail rotor gear box from the shall be as follows: maintain the official record of the helicopter. The actions specified by the (1) The future value of the deficit results of all quarterly present-value proposed AD are intended to prevent quarterly payment shall be calculated determinations made under this part by the cowling doors opening during flight, using the estimated interest rate, as either the REFCORP or the Finance separating from the helicopter and provided to the Finance Board by the Board. impacting the main or tail rotor blades, Department of the Treasury, on a zero- § 997.5 Termination of the obligation. and subsequent loss of control of the coupon Treasury bond the maturity of helicopter. which is the payment date of the last (a) Generally. The Banks’ obligation to non-defeased benchmark quarterly the REFCORP, or to the Department of DATES: Comments must be received on payment, or the first quarter thereafter if the Treasury if the term of that or before April 4, 2000. the last non-defeased benchmark obligation extends beyond April 15, ADDRESSES: Submit comments in quarterly payment already equals $75 2030, will terminate when the aggregate triplicate to the Federal Aviation million. actual quarterly payments made by the Administration (FAA), Office of the (2) The future value calculated in Banks exactly equal the present value of Regional Counsel, Southwest Region, paragraph (b)(1) of this section shall be an annuity that commences on the date Attention: Rules Docket No. 99–SW–73– added to the amount of the last non- on which the first obligation of the AD, 2601 Meacham Blvd., Room 663, defeased quarterly benchmark payment REFCORP was issued and ends on April Fort Worth, Texas. Comments may be if that sum is $75 million or less. 15, 2030. inspected at this location between 9 (b) Date of the final payment. The (3) If the sum calculated in paragraph a.m. and 3 p.m., Monday through aggregate actual quarterly payments (b)(2) of this section exceeds $75 Friday, except Federal holidays. made by the Banks exactly equal the million, the last non-defeased quarterly The service information referenced in present value of the annuity described benchmark payment will become $75 the proposed rule may be obtained from in paragraph (a) of this section when the million, and the quarterly benchmark American Eurocopter Corporation, 2701 value of any remaining benchmark payment term will be extended. Forum Drive, Grand Prairie, Texas quarterly payment(s), after the (4) The extended payment will equal 75053–4005, telephone (972) 641–3460, benchmark quarterly payments have fax (972) 641–3527. This information the future value of the amount of the been adjusted as required by §§ 997.2 deficit quarterly payment that has not may be examined at the FAA, Office of and 997.3, exactly equals the actual the Regional Counsel, Southwest already been applied to raising the quarterly payment. quarterly benchmark payment to $75 Region, Room 663, Fort Worth, Texas. million under paragraph (b)(3) of this Dated: January 19, 2000. FOR FURTHER INFORMATION CONTACT: section, using the estimated interest By the Board of Directors of the Federal Richard A. Monschke, Aerospace rate, as provided to the Finance Board Housing Finance Board. Engineer, FAA, Rotorcraft Directorate, by the Department of the Treasury, on Bruce A. Morrison, Rotorcraft Standards Staff, Fort Worth, a zero-coupon Treasury bond whose Chairman. Texas 76193–0110, telephone (817) maturity is the date of the extended [FR Doc. 00–1852 Filed 2–3–00; 8:45 am] 222–5116, fax (817) 222–5961. payment. BILLING CODE 6725±01±P SUPPLEMENTARY INFORMATION:

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Comments Invited classified the ECD SB as mandatory and Flexibility Act. A copy of the Interested persons are invited to issued AD No. 1999–302, dated regulatory evaluation prepared for this participate in the making of the September 23, 1999, to ensure the action is contained in the Rules Docket. proposed rule by submitting such continued airworthiness of these A copy of it may be obtained by written data, views, or arguments as helicopters in the Federal Republic of contacting the Rules Docket at the Germany. they may desire. Communications location provided under the caption These helicopter models are should identify the Rules Docket ADDRESSES. manufactured in the Federal Republic of number and be submitted in triplicate to Germany and are type certificated for List of Subjects in 14 CFR Part 39 the address specified above. All operation in the United States under the Air transportation, Aircraft, Aviation communications received on or before provisions of section 21.29 of the safety, Safety. the closing date for comments, specified Federal Aviation Regulations (14 CFR above, will be considered before taking 21.29) and the applicable bilateral The Proposed Amendment action on the proposed rule. The airworthiness agreement. Pursuant to Accordingly, pursuant to the proposals contained in this notice may this bilateral airworthiness agreement, authority delegated to me by the be changed in light of the comments the Federal Republic of Germany has Administrator, the Federal Aviation received. kept the FAA informed of the situation Administration proposes to amend part Comments are specifically invited on described above. The FAA has 39 of the Federal Aviation Regulations the overall regulatory, economic, examined the findings of the Federal (14 CFR part 39) as follows: environmental, and energy aspects of Republic of Germany, reviewed all the proposed rule. All comments available information, and determined PART 39ÐAIRWORTHINESS submitted will be available, both before that AD action is necessary for products DIRECTIVES and after the closing date for comments, of this type design that are certificated in the Rules Docket for examination by for operation in the United States. 1. The authority citation for part 39 interested persons. A report Since an unsafe condition has been continues to read as follows: summarizing each FAA-public contact identified that is likely to exist or Authority: 49 U.S.C. 106(g), 40113, 44701. concerned with the substance of this develop on other ECD Model MBB–BK proposal will be filed in the Rules 117 A–1, A–3, A–4, B–1, B–2, and C– § 39.13 [Amended] Docket. 1 of the same type designs registered in 2. Section 39.13 is amended by Commenters wishing the FAA to the United States, the proposed AD adding a new airworthiness directive to acknowledge receipt of their comments would require modifying the cowling read as follows: submitted in response to this notice doors to prevent the cowling doors from Eurocopter Deutschland GMBH: Docket No. must submit a self-addressed, stamped opening during flight. The actions 99–SW–73–AD. postcard on which the following would be required to be accomplished Applicability: Model MBB–BK 117 A–1, A– statement is made: ‘‘Comments to in accordance with the SB described 3, A–4, B–1, B–2, and C–1 helicopters, serial Docket No. 99–SW–73–AD.’’ The previously. numbers 7001 through 7253 and 7500 postcard will be date stamped and The FAA estimates that 140 through 7523, with transmission door returned to the commenter. helicopters of U.S. registry would be cowling, left hand, part number (P/N) 117– affected by this proposed AD, that it 23206–51 or 117–233731, right hand, P/N Availability of NPRMs would take approximately 28 work 117–23206–52 or 117–233741, and engine Any person may obtain a copy of this hours per helicopter to accomplish the door cowling left hand, P/N 117–23303–51 or NPRM by submitting a request to the 117–23303–53, right hand, P/N 117–23303– proposed actions, and that the average 52 or 117–23303–54, installed, certificated in FAA, Office of the Regional Counsel, labor rate is $60 per work hour. any category. Southwest Region, Attention: Rules Required parts would cost Docket No. 99–SW–73–AD, 2601 approximately $1620 per helicopter. Note 1: This AD applies to each helicopter Meacham Blvd., Room 663, Fort Worth, Based on these figures, the total cost identified in the preceding applicability provision, regardless of whether it has been Texas 76137. impact of the proposed AD on U.S. otherwise modified, altered, or repaired in Discussion operators is estimated to be $462,000. the area subject to the requirements of this The regulations proposed herein AD. For helicopters that have been modified, Luftfahrt-Bundesamt (LBA), the would not have a substantial direct altered, or repaired so that the performance airworthiness authority for the Federal effect on the States, on the relationship of the requirements of this AD is affected, the Republic of Germany, notified the FAA between the national Government and owner/operator must request approval for an that an unsafe condition may exist on the States, or on the distribution of alternative method of compliance in ECD Model MBB–BK 117 A–1, A–3, A– power and responsibilities among the accordance with paragraph (b) of this AD. 4, B–1, B–2, and C–1 helicopters. The various levels of government. Therefore, The request should include an assessment of LBA advises that the cowling doors the effect of the modification, alteration, or it is determined that this proposal repair on the unsafe condition addressed by should be modified to install a hook on would not have federalism implications this AD; and if the unsafe condition has not each cowling door and install the under Executive Order 13132. been eliminated, the request should include respective hook retainers on the engine For the reasons discussed above, I specific proposed actions to address it. floor and on the transmission floor. certify that this proposed regulation (1) ECD has issued Service Bulletin No. is not a ‘‘significant regulatory action’’ Compliance: Required within 6 calendar months, unless accomplished previously. MBB–BK 117–20–109, Revision 2, dated under Executive Order 12866; (2) is not April 30, 1999 (SB), which specifies a ‘‘significant rule’’ under the DOT To prevent the engine and transmission modifying the cowling doors by Regulatory Policies and Procedures (44 cowling doors (cowling doors) opening during flight, separating from the helicopter installing a hook on each cowling door FR 11034, February 26, 1979); and (3) if and impacting the main or tail rotor blades, and installing the respective hook promulgated, will not have a significant and subsequent loss of control of the retainers on the engine and transmission economic impact, positive or negative, helicopter, accomplish the following: floor to prevent cowling doors opening on a substantial number of small entities (a) Modify the cowling doors in accordance fully during flight. The LBA has under the criteria of the Regulatory with paragraph 2.B., Work Procedure, and

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2.C., Conclusions, of Eurocopter Deutschland into the MLG wheel well, and freezing. submitted in response to this notice GMBH Service Bulletin SB–MBB–BK 117– The actions specified by the proposed must submit a self-addressed, stamped 20–109, Revision 2, dated April 30, 1999 AD are intended to prevent such ice postcard on which the following (SB). accumulation, which could render one statement is made: ‘‘Comments to Note 2: Adjustment and functional testing of the aileron control systems and/or the Docket Number 99–NM–374–AD.’’ The of the hook system in accordance with MLG doors inoperative, resulting in postcard will be date stamped and paragraph 2.B.8 of the SB is critical after reduced controllability of the airplane. returned to the commenter. installation. DATES: Comments must be received by Availability of NPRMs (b) An alternative method of compliance or March 20, 2000. adjustment of the compliance time that Any person may obtain a copy of this ADDRESSES: Submit comments in provides an acceptable level of safety may be NPRM by submitting a request to the triplicate to the Federal Aviation used if approved by the Manager, Regulations FAA, Transport Airplane Directorate, Administration (FAA), Transport Group, Rotorcraft Directorate, FAA. ANM–114, Attention: Rules Docket No. Operators shall submit their requests through Airplane Directorate, ANM–114, 99–NM–374–AD, 1601 Lind Avenue, an FAA Principal Maintenance Inspector, Attention: Rules Docket No. 99–NM– SW., Renton, Washington 98055–4056. who may concur or comment and then send 374–AD, 1601 Lind Avenue, SW., it to the Manager, Regulations Group. Renton, Washington 98055–4056. Discussion Note 3: Information concerning the Comments may be inspected at this The FAA has received several reports existence of approved alternative methods of location between 9:00 a.m. and 3:00 indicating ice accumulation on the compliance with this AD, if any, may be p.m., Monday through Friday, except obtained from the Regulations Group. aileron control cables in the wheel well Federal holidays. of the main landing gear (MLG) during (c) Special flight permits may be issued in The service information referenced in flight on certain Model 767 series accordance with §§ 21.197 and 21.199 of the the proposed rule may be obtained from airplanes. The ice build-up was Federal Aviation Regulations (14 CFR 21.197 Boeing Commercial Airplane Group, and 21.199) to operate the helicopter to a attributed to fluid from the sloping P.O. Box 3707, Seattle, Washington pressure deck leaking into the wheel location where the requirements of this AD 98124–2207. can be accomplished. well and freezing. One operator reported This information may be examined at a large volume of fluid had leaked into Note 4: The subject of this AD is addressed the FAA, Transport Airplane the canted pressure deck area and ice in Luftfahrt-Bundesamt (the Federal Republic Directorate, 1601 Lind Avenue, SW., had accumulated on the MLG door and of Germany) AD No. 1999–302, dated Renton, Washington. September 23, 1999. door seal inside and outside the MLG FOR FURTHER INFORMATION CONTACT: wheel well. The ice caused the MLG Issued in Fort Worth, Texas, on January 26, James G. Rehrl, Aerospace Engineer, door to jam and prevented extension of 2000. Airframe Branch, ANM–120S, FAA, the MLG. Investigation revealed that Henry A. Armstrong, Transport Airplane Directorate, Seattle fluid entered the canted pressure deck Manager, Rotorcraft Directorate, Aircraft Aircraft Certification Office, 1601 Lind area through the sloping pressure deck Certification Service. Avenue, SW., Renton, Washington seals and subsequently leaked into the [FR Doc. 00–2402 Filed 2–3–00; 8:45 am] 98055–4056; telephone (425) 227–2783; wheel well and solidified. Such ice BILLING CODE 4910±13±U fax (425) 227–1181. accumulation could render one of the SUPPLEMENTARY INFORMATION: aileron control systems and/or the MLG Comments Invited doors inoperative, resulting in reduced DEPARTMENT OF TRANSPORTATION controllability of the airplane. Interested persons are invited to Federal Aviation Administration participate in the making of the Explanation of Relevant Service proposed rule by submitting such Information 14 CFR Part 39 written data, views, or arguments as The FAA has reviewed and approved [Docket No. 99±NM±374±AD] they may desire. Communications shall Boeing Service Bulletin 767–51A0020, identify the Rules Docket number and Revision 1, dated July 22, 1999, which RIN 2120±AA64 be submitted in triplicate to the address describes procedures for modification of specified above. All communications the canted pressure deck drain system Airworthiness Directives; Boeing received on or before the closing date Model 767 Series Airplanes in the wheel well of the MLG. The for comments, specified above, will be modification includes, among other AGENCY: Federal Aviation considered before taking action on the things, installation of canisters on the Administration, DOT. proposed rule. The proposals contained outboard pressure activated drain lines, ACTION: Notice of proposed rulemaking in this notice may be changed in light re-routing of the existing drain lines, (NPRM). of the comments received. and installation of larger diameter drain Comments are specifically invited on lines to drain the water out through the SUMMARY: This document proposes the the overall regulatory, economic, underwing fairing thermal panel into adoption of a new airworthiness environmental, and energy aspects of the hot air stream from the ram outlets. directive (AD) that is applicable to the proposed rule. All comments Accomplishment of the actions certain Boeing Model 767 series submitted will be available, both before specified in the service bulletin airplanes. This proposal would require and after the closing date for comments, described previously is intended to modification of the canted pressure in the Rules Docket for examination by adequately address the identified unsafe deck drain system in the wheel well of interested persons. A report condition. the main landing gear (MLG). This summarizing each FAA-public contact proposal is prompted by reports of ice concerned with the substance of this Explanation of Requirements of accumulation on the aileron control proposal will be filed in the Rules Proposed Rule cables and on the MLG door and door Docket. Since an unsafe condition has been seal, during flight, due to fluid entering Commenters wishing the FAA to identified that is likely to exist or the canted pressure deck area, leaking acknowledge receipt of their comments develop on other products of this same

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00012 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5456 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules type design, the proposed AD would it is determined that this proposal (MLG) door and door seal during flight, require modification of the canted would not have federalism implications which could render one of the aileron control pressure deck drain system in the wheel under Executive Order 13132. systems and/or the MLG doors inoperative, well of the MLG. The actions would be For the reasons discussed above, I resulting in reduced controllability of the required to be accomplished in airplane, accomplish the following: certify that this proposed regulation (1) (a) Within 24 months after the effective accordance with the service bulletin is not a ‘‘significant regulatory action’’ date of this AD: Modify the canted pressure described previously, except as under Executive Order 12866; (2) is not deck drain system in the wheel well of the discussed below. a ‘‘significant rule’’ under the DOT MLG in accordance with the Difference Between Service Bulletin Regulatory Policies and Procedures (44 Accomplishment Instructions of Boeing Service Bulletin 767–51A0020, Revision 1, and This Proposed AD FR 11034, February 26, 1979); and (3) if promulgated, will not have a significant dated July 22, 1999. Operators should note that, although economic impact, positive or negative, Note 2: Modification of the canted pressure the service bulletin recommends on a substantial number of small entities deck drain system accomplished prior to the accomplishment of the modification at under the criteria of the Regulatory effective date of this AD in accordance with the first available maintenance period as Flexibility Act. A copy of the draft Boeing Alert Service Bulletin 767–51A0020, soon as parts, manpower, and facilities regulatory evaluation prepared for this dated November 19, 1998, is considered are available, the FAA has determined action is contained in the Rules Docket. acceptable for compliance with the modification specified in this AD. that a 24-month compliance time would A copy of it may be obtained by address the identified unsafe condition contacting the Rules Docket at the Alternative Methods of Compliance in a timely manner. In developing an location provided under the caption (b) An alternative method of compliance or appropriate compliance time for this ADDRESSES. AD, the FAA considered not only the adjustment of the compliance time that manufacturer’s recommendation, but List of Subjects in 14 CFR Part 39 provides an acceptable level of safety may be used if approved by the Manager, Seattle the degree of urgency associated with Air transportation, Aircraft, Aviation Aircraft Certification Office (ACO), FAA, addressing the subject unsafe condition, safety, Safety. Transport Airplane Directorate. Operators the average utilization of the affected shall submit their requests through an fleet, and the time necessary to perform The Proposed Amendment appropriate FAA Principal Maintenance the modification. In light of all of these Accordingly, pursuant to the Inspector, who may add comments and then factors, the FAA finds a 24-month authority delegated to me by the send it to the Manager, Seattle ACO. compliance time for completion of the Administrator, the Federal Aviation Note 3: Information concerning the proposed modification to be warranted, Administration proposes to amend part existence of approved alternative methods of in that it represents an appropriate 39 of the Federal Aviation Regulations compliance with this AD, if any, may be interval of time allowable for affected (14 CFR part 39) as follows: obtained from the Seattle ACO. airplanes to continue to operate without Special Flight Permit compromising safety. PART 39ÐAIRWORTHINESS DIRECTIVES (c) Special flight permits may be issued in Cost Impact accordance with sections 21.197 and 21.199 of the Federal Aviation Regulations (14 CFR There are approximately 716 Model 1. The authority citation for part 39 continues to read as follows: 21.197 and 21.199) to operate the airplane to 767 series airplanes of the affected a location where the requirements of this AD design in the worldwide fleet. The FAA Authority: 49 U.S.C. 106(g), 40113, 44701. can be accomplished. estimates that 278 airplanes of U.S. § 39.13 [Amended] Issued in Renton, Washington, on January registry would be affected by this 28, 2000. proposed AD, that it would take 2. Section 39.13 is amended by Donald L. Riggin, approximately 15 work hours per adding the following new airworthiness airplane to accomplish the proposed directive: Acting Manager, Transport Airplane Directorate, Aircraft Certification Service. modification, and that the average labor Boeing: Docket 99–NM–374–AD. [FR Doc. 00–2414 Filed 2–3–00; 8:45 am] rate is $60 per work hour. Required Applicability: Model 767 series airplanes, parts would cost approximately $6,623 line numbers 1 through 723 inclusive; BILLING CODE 4910±13±U per airplane. Based on these figures, the certificated in any category. cost impact of the modification Note 1: This AD applies to each airplane DEPARTMENT OF TRANSPORTATION proposed by this AD on U.S. operators identified in the preceding applicability is estimated to be $2,091,394, or $7,523 provision, regardless of whether it has been Federal Aviation Administration per airplane. modified, altered, or repaired in the area The cost impact figure discussed subject to the requirements of this AD. For 14 CFR Part 39 above is based on assumptions that no airplanes that have been modified, altered, or operator has yet accomplished any of repaired so that the performance of the [Docket No. 99±NM±369±AD] the proposed requirements of this AD requirements of this AD is affected, the RIN 2120±AA64 action, and that no operator would owner/operator must request approval for an alternative method of compliance in accomplish those actions in the future if accordance with paragraph (b) of this AD. Airworthiness Directives; Fokker this AD were not adopted. The request should include an assessment of Model F.28 Mark 0070 and 0100 Series Regulatory Impact the effect of the modification, alteration, or Airplanes repair on the unsafe condition addressed by The regulations proposed herein this AD; and, if the unsafe condition has not AGENCY: Federal Aviation would not have a substantial direct been eliminated, the request should include Administration, DOT. effect on the States, on the relationship specific proposed actions to address it. ACTION: Notice of proposed rulemaking between the national Government and Compliance: Required as indicated, unless (NPRM). the States, or on the distribution of accomplished previously. power and responsibilities among the To prevent ice accumulation on the aileron SUMMARY: This document proposes the various levels of government. Therefore, control cables and/or main landing gear adoption of a new airworthiness

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00013 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5457 directive (AD) that is applicable to all submitted will be available, both before Further investigation revealed that the Fokker Model F.28 Mark 0070 and 0100 and after the closing date for comments, existing bonding jumper installation is series airplanes. This proposal would in the Rules Docket for examination by not adequate to meet certain require installation of new, improved interested persons. A report requirements, and the RLD advises that bonding jumpers on the horizontal summarizing each FAA-public contact it is necessary to improve the electrical stabilizer. This proposal is prompted by concerned with the substance of this bonding of the horizontal stabilizer. issuance of mandatory continuing proposal will be filed in the Rules Inadequate electrical bonding between airworthiness information by a foreign Docket. the horizontal and vertical stabilizers, in civil airworthiness authority. The Commenters wishing the FAA to the event of a strike, could actions specified by the proposed AD acknowledge receipt of their comments cause electrical arcing, and result in are intended to ensure adequate submitted in response to this notice damage to the hydraulic lines and electrical bonding between the must submit a self-addressed, stamped consequent failure of the hydraulic horizontal and vertical stabilizers. postcard on which the following systems. Inadequate electrical bonding, in the statement is made: ‘‘Comments to Explanation of Relevant Service event of a lightning strike, could cause Docket Number 99–NM–369–AD.’’ The Information electrical arcing, and result in damage to postcard will be date stamped and Fokker has issued Service Bulletin the hydraulic lines and consequent returned to the commenter. failure of the hydraulic systems. SBF100–23–032, dated September 22, Availability of NPRMs 1999, which describes procedures for DATES: Comments must be received by installing new, improved bonding March 6, 2000. Any person may obtain a copy of this jumpers on the horizontal stabilizer. On NPRM by submitting a request to the ADDRESSES: Submit comments in the left-hand side of the horizontal triplicate to the Federal Aviation FAA, Transport Airplane Directorate, stabilizer, installation procedures Administration (FAA), Transport ANM–114, Attention: Rules Docket No. include removing the existing bonding Airplane Directorate, ANM–114, 99–NM–369–AD, 1601 Lind Avenue, jumper of the horizontal stabilizer Attention: Rules Docket No. 99–NM– SW., Renton, Washington 98055–4056. torsion box and replacing it with a new, 369–AD, 1601 Lind Avenue, SW., Discussion improved bonding jumper; removing Renton, Washington 98055–4056. and discarding the existing fasteners; Comments may be inspected at this The Rijksluchtvaartdienst (RLD), and ensuring that the fastener holes are location between 9:00 a.m. and 3:00 which is the airworthiness authority for in proper condition. On the right-hand p.m., Monday through Friday, except the Netherlands, notified the FAA that side of the horizontal stabilizer, Federal holidays. an unsafe condition may exist on all installation procedures include The service information referenced in Fokker Model F.28 Mark 0070 and 0100 new fastener holes in the horizontal the proposed rule may be obtained from series airplanes. The RLD advises that in stabilizer hinge fitting and in the lower Fokker Services B.V., P.O. Box 231, February 1988, during a routine skin of the horizontal stabilizer torsion 2150 AE Nieuw-Vennep, the scheduled flight, a Fokker Model F.28 box; deburring all drilled holes; and Netherlands. This information may be Mark 0100 series airplane was struck by installing a new, improved bonding examined at the FAA, Transport lightning. The report indicated that the jumper. The Fokker service bulletin Airplane Directorate, 1601 Lind No. 2 hydraulic system’s ‘‘Low Quantity references Fokker 70/100 Aircraft Avenue, SW., Renton, Washington. Warning’’ occurred; shortly thereafter, Maintenance Manual (AMM), Chapter FOR FURTHER INFORMATION CONTACT: the same warning occurred on the No. 20–13–05, as an additional source of Norman B. Martenson, Manager, 1 hydraulic system. Although only the service information to accomplish the International Branch, ANM–116, FAA, hydraulic accumulator-driven systems installation of the new bonding jumpers. Transport Airplane Directorate, 1601 remained available after the ‘‘Total Accomplishment of the actions Lind Avenue, SW., Renton, Washington Hydraulic Failure’’ procedure was specified in the service bulletin is 98055–4056; telephone (425) 227–2110; accomplished, the flight crew was able intended to adequately address the fax (425) 227–1149. to land the airplane safely. Investigation identified unsafe condition. The RLD SUPPLEMENTARY INFORMATION: revealed that the lightning current classified this service bulletin as penetrated the vertical stabilizer and mandatory and issued Dutch Comments Invited bonding jumper of the horizontal airworthiness directive 1999–128(A), Interested persons are invited to stabilizer. dated October 29, 1999, in order to participate in the making of the Bonding Jumper Design assure the continued airworthiness of proposed rule by submitting such these airplanes in the Netherlands. written data, views, or arguments as At present, on Fokker Model F.28 they may desire. Communications shall Mark 0070 and 0100 series airplanes, FAA’s Conclusions identify the Rules Docket number and only a single bonding jumper is This airplane model is manufactured be submitted in triplicate to the address installed between the vertical and in the Netherlands and is type specified above. All communications horizontal stabilizer on the left-hand certificated for operation in the United received on or before the closing date side. (Currently, no bonding jumper is States under the provisions of section for comments, specified above, will be installed on the right-hand side.) 21.29 of the Federal Aviation considered before taking action on the Reports indicate that a bonding jumper Regulations (14 CFR 21.29) and the proposed rule. had melted, although it is unclear applicable bilateral airworthiness The proposals contained in this notice whether this was due to the lightning agreement. Pursuant to this bilateral may be changed in light of the strike event preceding the hydraulic airworthiness agreement, the RLD has comments received. systems failure, or due to an earlier kept the FAA informed of the situation Comments are specifically invited on event. In either case, because the described above. The FAA has the overall regulatory, economic, bonding jumper failed, the electrical examined the findings of the RLD, environmental, and energy aspects of arcing that resulted from the lightning reviewed all available information, and the proposed rule. All comments strike damaged the hydraulic lines. determined that AD action is necessary

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00014 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5458 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules for products of this type design that are the States, or on the distribution of the effect of the modification, alteration, or certificated for operation in the United power and responsibilities among the repair on the unsafe condition addressed by States. various levels of government. Therefore, this AD; and, if the unsafe condition has not it is determined that this proposal been eliminated, the request should include Explanation of Requirements of would not have federalism implications specific proposed actions to address it. Proposed Rule under Executive Order 13132. Compliance: Required as indicated, unless Since an unsafe condition has been For the reasons discussed above, I accomplished previously. identified that is likely to exist or certify that this proposed regulation (1) To ensure adequate electrical bonding develop on other airplanes of the same is not a ‘‘significant regulatory action’’ between the horizontal and vertical stabilizers, accomplish the following: type design registered in the United under Executive Order 12866; (2) is not (a) Within 18 months after the effective States, the proposed AD would require a ‘‘significant rule’’ under the DOT the accomplishment of the actions date of this AD, accomplish the actions Regulatory Policies and Procedures (44 required by paragraphs (a)(1) and (a)(2) of specified in accordance with the service FR 11034, February 26, 1979); and (3) if bulletin described previously, except as this AD, in accordance with the promulgated, will not have a significant Accomplishment Instructions of Fokker discussed below. economic impact, positive or negative, Service Bulletin SBF100–23–032, dated Differences Between Proposed Rule and on a substantial number of small entities September 22, 1999. Service Bulletin under the criteria of the Regulatory (1) On the left-hand side of the horizontal Flexibility Act. A copy of the draft stabilizer, replace the existing bonding Operators should note that, although regulatory evaluation prepared for this jumper on the horizontal stabilizer torsion the service bulletin recommends a action is contained in the Rules Docket. box with a new, improved bonding jumper. compliance time of 24 months for A copy of it may be obtained by (2) On the right-hand side of the horizontal accomplishment of the actions specified contacting the Rules Docket at the stabilizer, install a new, improved bonding in the service bulletin, the RLD has location provided under the caption jumper. mandated a compliance time of 18 ADDRESSES. Note 2: Fokker Service Bulletin SBF100– months. The FAA concurs with the RLD 23–032, dated September 22, 1999, references and has determined that an 18-month List of Subjects in 14 CFR Part 39 Fokker 70/100 Aircraft Maintenance Manual compliance time would have a limited Air transportation, Aircraft, Aviation (AMM), Chapter 20–13–05, as an additional impact on the operators while ensuring safety, Safety. source of service information to accomplish the continued safety of the fleet. In the installation of the new bonding jumpers. determining the proposed compliance The Proposed Amendment time, the FAA considered the safety Alternative Methods of Compliance Accordingly, pursuant to the implications, average utilization rate of (b) An alternative method of compliance or authority delegated to me by the the affected fleet, and availability of adjustment of the compliance time that Administrator, the Federal Aviation required modification parts. In light of provides an acceptable level of safety may be Administration proposes to amend part this, the FAA considers that the used if approved by the Manager, 39 of the Federal Aviation Regulations proposed compliance time of 18 months International Branch, ANM–116, FAA, (14 CFR part 39) as follows: is appropriate. Transport Airplane Directorate. Operators shall submit their requests through an Cost Impact PART 39ÐAIRWORTHINESS appropriate FAA Principal Maintenance DIRECTIVES The FAA estimates that 129 Fokker Inspector, who may add comments and then send it to the Manager, International Branch, Model F.28 Mark 0070 and 0100 series 1. The authority citation for part 39 ANM–116. airplanes of U.S. registry would be continues to read as follows: affected by this proposed AD, that it Note 3: Information concerning the Authority: 49 U.S.C. 106(g), 40113, 44701. would take approximately 2 work hours existence of approved alternative methods of compliance with this AD, if any, may be per airplane to accomplish the proposed § 39.13 [Amended] actions, and that the average labor rate obtained from the International Branch, 2. Section 39.13 is amended by ANM–116. is $60 per work hour. Required parts adding the following new airworthiness would cost approximately $69 per directive: Special Flight Permits airplane. Based on these figures, the cost (c) Special flight permits may be issued in impact of the proposed AD on U.S. Fokker Services B.V.: Docket 99–NM–369– AD. accordance with sections 21.197 and 21.199 operators is estimated to be $24,381, or of the Federal Aviation Regulations (14 CFR Applicability: All Model F.28 Mark 0070 $189 per airplane. 21.197 and 21.199) to operate the airplane to and 0100 series airplanes, certificated in any The cost impact figure discussed a location where the requirements of this AD category. above is based on assumptions that no can be accomplished. Note 1: This AD applies to each airplane operator has yet accomplished any of Note 4: The subject of this AD is addressed identified in the preceding applicability the proposed requirements of this AD in Dutch airworthiness directive 1999– provision, regardless of whether it has been action, and that no operator would 128(A), dated October 29, 1999. modified, altered, or repaired in the area accomplish those actions in the future if subject to the requirements of this AD. For this AD were not adopted. Issued in Renton, Washington, on January airplanes that have been modified, altered, or 31, 2000. Regulatory Impact repaired so that the performance of the Donald L. Riggin, requirements of this AD is affected, the The regulations proposed herein owner/operator must request approval for an Acting Manager, Transport Airplane would not have a substantial direct alternative method of compliance in Directorate, Aircraft Certification Service. effect on the States, on the relationship accordance with paragraph (b) of this AD. [FR Doc. 00–2470 Filed 2–3–00; 8:45 am] between the national Government and The request should include an assessment of BILLING CODE 4910±13±P

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DEPARTMENT OF TRANSPORTATION FOR FURTHER INFORMATION CONTACT: the evaluation indicated that, in the Larry Reising, Aerospace Engineer, event of thrust reverser deployment Federal Aviation Administration Propulsion Branch, ANM–140S, FAA, during high-speed climb using high Transport Airplane Directorate, Seattle engine power, these airplanes also could 14 CFR Part 39 Aircraft Certification Office, 1601 Lind experience control problems. This Avenue, SW., Renton, Washington condition, if not corrected, could result [Docket No. 99±NM±65±AD] 98055–4056; telephone (425) 227–2683; in possible failure modes in the thrust fax (425) 227–1181. reverser control system, inadvertent RIN 2120±AA64 SUPPLEMENTARY INFORMATION: deployment of a thrust reverser during flight, and consequent reduced Airworthiness Directives; Boeing Comments Invited Model 747 Series Airplanes Equipped controllability of the airplane. With Pratt & Whitney JT9D±70 Series Interested persons are invited to The FAA has prioritized the issuance Engines participate in the making of the of AD’s for corrective actions for the proposed rule by submitting such thrust reverser system on Boeing AGENCY: Federal Aviation written data, views, or arguments as airplane models following the 1991 Administration, DOT. they may desire. Communications shall accident. Based on service experience, ACTION: Notice of proposed rulemaking identify the Rules Docket number and analyses, and flight simulator studies, it (NPRM). be submitted in triplicate to the address was determined that an in-flight specified above. All communications deployment of a thrust reverser has SUMMARY: This document proposes the received on or before the closing date more effect on controllability of twin- adoption of a new airworthiness for comments, specified above, will be engine airplane models than of Model directive (AD) that is applicable to considered before taking action on the 747 series airplanes, which have four certain Boeing Model 747 series proposed rule. The proposals contained engines. For this reason, the highest airplanes. This proposal would require in this notice may be changed in light priority was given to rulemaking that inspections, tests, and certain of the comments received. required corrective actions for the twin- modifications of the thrust reverser Comments are specifically invited on engine airplane models. AD’s correcting control and indication system and the overall regulatory, economic, the same type of unsafe condition wiring on each engine, and corrective environmental, and energy aspects of addressed by this AD have been action, if necessary. the proposed rule. All comments previously issued for specific airplanes This proposal also would require submitted will be available, both before within the Boeing Model 737, 757 and installation of a terminating and after the closing date for comments, 767 series. modification, and repetitive functional in the Rules Docket for examination by Service experience has shown that in- tests of that installation to detect interested persons. A report flight thrust reverser deployments have discrepancies, and repair, if necessary. summarizing each FAA-public contact occurred on Model 747 airplanes during This proposal is prompted by the results concerned with the substance of this certain flight conditions with no of a safety review, which revealed that proposal will be filed in the Rules significant airplane controllability in-flight deployment of a thrust reverser Docket. problems being reported. However, the could result in significant reduction in Commenters wishing the FAA to manufacturer has been unable to airplane controllability. The actions acknowledge receipt of their comments establish that acceptable airplane specified by the proposed AD are submitted in response to this notice controllability would be achieved intended to ensure the integrity of the must submit a self-addressed, stamped following these deployments throughout fail-safe features of the thrust reverser postcard on which the following the operating envelope of the airplane. system by preventing possible failure statement is made: ‘‘Comments to Additionally, safety analyses performed modes, which could result in Docket Number 99–NM–65–AD.’’ The by the manufacturer and reviewed by inadvertent deployment of a thrust postcard will be date stamped and the FAA, has been unable to establish reverser during flight, and consequent returned to the commenter. that the risks for uncommanded thrust reverser deployment during critical reduced controllability of the airplane. Availability of NPRMs flight conditions is acceptably low. DATES: Comments must be received by Any person may obtain a copy of this March 20, 2000. NPRM by submitting a request to the Explanation of Relevant Service ADDRESSES: Submit comments in FAA, Transport Airplane Directorate, Information triplicate to the Federal Aviation ANM–114, Attention: Rules Docket No. The FAA has reviewed and approved Administration (FAA), Transport 99–NM–65–AD, 1601 Lind Avenue, the following Boeing Service Bulletins: Airplane Directorate, ANM–114, SW., Renton, Washington 98055–4056. • 747–78A2159, dated May 18, 1995, Attention: Rules Docket No. 99–NM– which describes procedures for 65–AD, 1601 Lind Avenue, SW., Discussion repetitive inspections and tests of the Renton, Washington 98055–4056. On May 26, 1991, a Boeing Model thrust reverser control and indication Comments may be inspected at this 767–300ER series airplane was involved system to detect discrepancies, and location between 9:00 a.m. and 3:00 in an accident as a result of an corrective action, if necessary. The p.m., Monday through Friday, except uncommanded in-flight deployment of a corrective action includes, among other Federal holidays. thrust reverser. Following that accident, things, repair or replacement of any The service information referenced in a study was conducted to evaluate the discrepant parts with new parts. the proposed rule may be obtained from potential effects of an uncommanded • 747–78–2153, Revision 1, dated Boeing Commercial Airplane Group, thrust reverser deployment throughout November 27, 1996, which describes P.O. Box 3707, Seattle, Washington the flight regime of the Boeing Model procedures for installation of an 98124–2207. This information may be 747 series airplane. The study included additional locking system on the thrust examined at the FAA, Transport a re-evaluation of the thrust reverser reversers. This service bulletin Airplane Directorate, 1601 Lind control system fault analysis and references the following service Avenue, SW., Renton, Washington. airplane controllability. The results of bulletins:

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1. Boeing Service Bulletin 747–78– action, if necessary; and eventual It would take approximately 32 work 2135, dated August 31, 1995, which modification of the wiring. This hours (8 work hours per engine) per describes procedures for the installation proposal also would require installation airplane, to accomplish the proposed of provisional wiring for an additional of a terminating modification and thrust reverser inspection, modification, thrust reverser locking device. repetitive functional tests of that and test, described in 747–78A2149, 2. Boeing Service Bulletin 747– installation to detect discrepancies, and Revision 1, or Revision 2, at an average 78A2149, Revision 1, dated May 9, repair, if necessary. The actions would labor rate of $60 per work hour. Based 1996, and Revision 2, dated August 29, be required to be accomplished in on these figures, the cost impact of the 1996, which describe procedures for accordance with the service bulletins proposed AD on U.S. operators is inspection of the thrust reverser control described previously, except as estimated to be $11,520, or $1,920 per system wiring to detect damaged wires; discussed below. airplane. modification of certain wiring, and an Repetitive functional tests to detect It would take approximately 8 work operational test of the thrust reverser. discrepancies of the actuation system hours (2 work hours per engine) per This service bulletin references Boeing lock on each thrust reverser would be airplane, to accomplish the proposed Standard Wiring Practices Manual, required to be accomplished in 1,000-flight-hour inspections described which describes procedures for repair or accordance with the procedure included in Boeing Service Bulletin 747– replacement of certain wire bundles, if in Appendix 1 of this AD. Correction of 78A2159, at an average labor rate of $60 necessary. any discrepancy detected would be per work hour. Based on these figures, 3. Rohr Service Bulletin TBC–CNS required to be accomplished in the cost impact of the inspection 78–33, Revision 1, dated August 20, accordance with the procedures proposed by this AD on U.S. operators 1996, which describes additional described in the Boeing 747 Airplane is estimated to be $2,880, or $480 per procedures for installation of an Maintenance Manual. airplane, per inspection cycle. additional locking system on the thrust It would take approximately 20 work Differences Between Service Bulletin reversers. hours (5 work hours per engine) per Accomplishment of Boeing Service and This Proposed AD airplane, to accomplish the proposed Bulletin 747–78–2153, Revision 1, Operators should note that, although 18-month thrust reverser system checks requires prior or concurrent Boeing Service Bulletin 747–78–2153, described in Boeing Service Bulletin accomplishment of Boeing Service Revision 1, does not recommend a 747–78A2159, at an average labor rate of Bulletins 747–78–2135 and 747– specific compliance time for $60 per work hour. Based on these 78A2149, Revision 1 or Revision 2; and accomplishment of the actuation system figures, the cost impact of the test concurrent accomplishment of Rohr lock installation, the FAA has proposed by this AD on U.S. operators Service Bulletin TBC–CNS 78–33, determined that an unspecified is estimated to be $7,200, or $1,200 per Revision 1. Accomplishment of these compliance time would not address the airplane, per test cycle. actions would eliminate the need for identified unsafe condition in a timely It would take approximately 544 work certain repetitive inspections and tests. The FAA also has reviewed and manner. In developing an appropriate hours per airplane, to accomplish the approved Rohr Service Bulletin TBC– compliance time for this AD, the FAA proposed provisional wiring, at an CNS 78–32, Revision 1, dated August considered not only the manufacturer’s average labor rate of $60 per work hour. 20, 1996, which describes procedures recommendation, but the degree of Required parts would be provided by for modification of the thrust reverser urgency associated with addressing the the manufacturer at no cost to the control system wiring concurrent with subject unsafe condition, the average operators. Based on these figures, the accomplishment of Boeing Service utilization of the affected fleet, and the cost impact of the proposed AD on U.S. Bulletin 747–78A2149, Revision 1 or time necessary to perform the operators is estimated to be $195,840, or Revision 2. installation. In light of all of these $32,640 per airplane. The modification procedures factors, the FAA finds a 36-month It would take approximately 593 work described by Boeing Service Bulletins compliance time for completing the hours per airplane, to accomplish the 747–78–2153, and 747–78–2135 were required actions to be warranted, in that proposed sync lock installation, at an previously validated by the it represents an appropriate interval of average labor rate of $60 per work hour. manufacturer, and the necessary time allowable for affected airplanes to Required parts would be provided by changes have been incorporated into the continue to operate without the manufacturer at no cost to the latest revisions of the service bulletins. compromising safety. operators. Based on these figures, the The FAA has determined that the Operators also should note that, cost impact of the installation proposed procedures specified in Boeing Service although the service bulletin does not by this AD on U.S. operators is Bulletins 747–78–2153, Revision 1, and specify repetitive functional testing of estimated to be $213,480, or $35,580 per 747–78–2135, as well as the other the actuation system lock installation airplane. service bulletins referenced in this following accomplishment of that It would take approximately 4 work proposed AD, have been effectively installation, the FAA has determined hours per airplane, to accomplish the validated and therefore proposes that that repetitive functional tests of the proposed functional test of the this modification be required. actuation system lock on each thrust additional locking system, at an average reverser will support continued labor rate of $60 per work hour. Based Explanation of Requirements of operational safety of thrust reversers on these figures, the cost impact of the Proposed Rule with actuation system locks. test proposed by this AD on U.S. Since an unsafe condition has been operators is estimated to be $1,680, or Cost Impact identified that is likely to exist or $240 per airplane, per test cycle. develop on other products of this same There are approximately 7 Model 747 The cost impact figures discussed type design, this proposed AD would series airplanes of the affected design in above are based on assumptions that no require inspection of the thrust reverser the worldwide fleet. The FAA estimates operator has yet accomplished any of control and indication system and that 6 airplanes of U.S. registry would the proposed requirements of this AD wiring on each engine, and corrective be affected by this proposed AD. action, and that no operator would

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Regulatory Impact The request should include an assessment of Corrective Actions The regulations proposed herein the effect of the modification, alteration, or would not have substantial direct effects repair on the unsafe condition addressed by (d) If any inspection or test required by this AD; and, if the unsafe condition has not paragraph (c) of this AD cannot be on the States, on the relationship been eliminated, the request should include successfully performed as specified in the between the national government and specific proposed actions to address it. referenced service bulletin, or if any the States, or on the distribution of Compliance: Required as indicated, unless discrepancy is detected during any power and responsibilities among the accomplished previously. inspection or test, prior to further flight, various levels of government. Therefore, To prevent inadvertent deployment of a repair in accordance with Boeing Alert in accordance with Executive Order thrust reverser during flight and consequent Service Bulletin 747–78A2159, dated May 12612, it is determined that this reduced controllability of the airplane, 18, 1995. proposal would not have sufficient accomplish the following: Additionally, prior to further flight, any failed inspection or test required by federalism implications to warrant the Inspection/Repair preparation of a Federalism Assessment. paragraph (c) of this AD must be repeated (a) Within 200 flight hours or 50 flight and successfully accomplished. For the reasons discussed above, I cycles after the effective date of this AD, certify that this proposed regulation (1) whichever occurs later: Inspect the thrust Terminating Action is not a ‘‘significant regulatory action’’ reverser wiring on each engine to detect (e) Accomplish the requirements of under Executive Order 12866; (2) is not discrepancies, in accordance with Boeing paragraphs (e)(1) and (e)(2) of this AD at the a ‘‘significant rule’’ under the DOT Service Bulletin 747–78A2149, Revision 1, times specified in those paragraphs. Regulatory Policies and Procedures (44 dated May 9, 1996, or Revision 2, dated Accomplishment of these actions constitutes FR 11034, February 26, 1979); and (3) if August 29, 1996. Prior to further flight, repair terminating action for the repetitive promulgated, will not have a significant any discrepancy, in accordance with the inspections and tests required by paragraph economic impact, positive or negative, service bulletin. (c) of this AD. (1) Within 36 months after the effective Modification and Tests on a substantial number of small entities date of this AD: Install an additional locking under the criteria of the Regulatory (b) Within 5,000 flight hours or 500 flight system on each engine thrust reverser in Flexibility Act. A copy of the draft cycles after the effective date of this AD, accordance with the Accomplishment regulatory evaluation prepared for this whichever occurs later: Accomplish the Instructions of Boeing Service Bulletin 747– action is contained in the Rules Docket. thrust reverser wiring modification on each 78–2153, Revision 1, dated November 27, A copy of it may be obtained by engine in accordance with Boeing Service 1996. contacting the Rules Docket at the Bulletin 747–78A2149, Revision 1, dated (2) Prior to or concurrent with location provided under the caption May 9, 1996, or Revision 2 dated August 29, accomplishment of Boeing Service Bulletin 1996. ADDRESSES. 747–78–2153, Revision 1: Accomplish the (1) Concurrent with accomplishment of installation of provisional wiring for the List of Subjects in 14 CFR Part 39 Boeing Service Bulletin 747–78A2149, locking system on the thrust reversers in Revision 1 or Revision 2: Accomplish the accordance with Boeing Service Bulletins Air transportation, Aircraft, Aviation modification of the thrust reverser control 747–78–2135, dated August 31, 1995; and safety, Safety. system wiring specified in Rohr Service 747–78A2149, Revision 1, dated May 9, 1996, The Proposed Amendment Bulletin TBC–CNS 78–32, Revision 1, dated or Revision 2, dated August 29, 1996. August 20, 1996. Additionally, concurrent with Accordingly, pursuant to the (2) Prior to further flight following accomplishment of Boeing Service Bulletin authority delegated to me by the accomplishment of the modification 747–78–2153, Revision 1, accomplish the Administrator, the Federal Aviation specified in paragraphs (b) and (b)(1): installation of the provisional wiring Administration proposes to amend part Perform an operational test of the thrust described previously in accordance with 39 of the Federal Aviation Regulations reverser wiring on each engine to detect Rohr Service Bulletin TBC–CNS 78–33, (14 CFR part 39) as follows: discrepancies in accordance with Boeing Revision 1, dated August 20, 1996. Service Bulletin 747–78A2149, Revision 1, Repetitive Functional Tests PART 39ÐAIRWORTHINESS dated May 9, 1996, or Revision 2 dated August 29, 1996. Prior to further flight, (f) Within 4,000 hours time-in-service after DIRECTIVES correct any discrepancy detected, in accomplishment of paragraph (e) of this AD: 1. The authority citation for part 39 accordance with the service bulletin. Perform a functional test to detect discrepancies of the additional locking continues to read as follows: Repetitive Inspections and Tests system on each thrust reverser, in accordance Authority: 49 U.S.C. 106(g), 40113, 44701. (c) Perform the inspections and tests of the with Appendix 1 (including Figures 1 and 2) thrust reverser control and indication system of this AD. Prior to further flight, correct any § 39.13 [Amended] to detect discrepancies at the times specified discrepancy detected, in accordance with the 2. Section 39.13 is amended by in paragraphs (c)(1) and (c)(2) of this AD, in procedures described in the Boeing 747 adding the following new airworthiness accordance with Boeing Alert Service Airplane Maintenance Manual. Repeat the directive: Bulletin 747–78A2159, dated May 18, 1995. functional test thereafter at intervals not to (1) Within 90 days after the effective date exceed 4,000 hours time-in-service. Boeing: Docket 99–NM–65–AD. of this AD, inspect in accordance with Part Applicability: Model 747 series airplanes III, ‘‘1,000 Flight Hour Inspections’’ of the Alternative Methods of Compliance equipped with Pratt & Whitney JT9D–70 Accomplishment Instructions of the alert (g) An alternative method of compliance or series engines; certificated in any category. service bulletin. Repeat at intervals not to adjustment of the compliance time that Note 1: This AD applies to each airplane exceed 1,000 flight hours until provides an acceptable level of safety may be identified in the preceding applicability accomplishment of paragraph (f) of this AD. used if approved by the Manager, Seattle provision, regardless of whether it has been (2) Within 1,500 flight hours or 4 months Aircraft Certification Office (ACO), FAA, modified, altered, or repaired in the area after the effective date of this AD, whichever Transport Airplane Directorate. Operators subject to the requirements of this AD. For occurs later, inspect and test in accordance shall submit their requests through an airplanes that have been modified, altered, or with Part III, ‘‘18 Month Thrust Reverser appropriate FAA Principal Maintenance repaired so that the performance of the System Checks’’ of the Accomplishment Inspector, who may add comments and then requirements of this AD is affected, the Instructions of the alert service bulletin. send it to the Manager, Seattle ACO.

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Note 2: Information concerning the (4) Depress drive unit latch operating arm (15) Rotate actuator gearshaft to fully stow existence of approved alternative methods of and retain by engaging latch arm (detail the sleeves. compliance with this AD, if any, may be C). (16) When translating sleeves reach stowed obtained from the Seattle ACO. (5) Disengage stow latch hook on left and position, check that stow latch hooks right thrust reversers (detail D). have engaged fixed hooks on both sides Special Flight Permit (6) On either lower slave actuator (detail B), (detail D). (h) Special flight permits may be issued in either remove coverplate from forward (17) Depress latch operating arm and accordance with sections 21.197 and 21.199 drive pad or remove locking plug from disengage latch arm (detail C); allow of the Federal Aviation Regulations (14 CFR lower drive pad. latch arm to raise. 21.197 and 21.199) to operate the airplane to (7) Move left-hand sync-lock lever to the (18) After releasing arm, verify latch a location where the requirements of this AD unlocked position. engagement by attempting to rotate can be accomplished. (8) Using appropriate drive adapter feedback gear on drive unit using 1/4- Appendix 1 (196K8004–1 at forward drive pad or inch square drive; gear shall not rotate in 196K8004–3 at lower drive pad), attempt excess of 0.1 of a turn. Thrust Reverser Sync-Lock Integrity Test to manually deploy sleeves. CAUTION: DO NOT APPLY A TORQUE 1. General CAUTION: DO NOT APPLY A TORQUE LOAD OF MORE THAN 25 POUND-INCHES ON FEEDBACK GEAR; A GREATER A. Equipment and Materials LOAD OF MORE THAN 75 TORQUE LOAD CAN CAUSE DAMAGE TO (1) Thrust reverser flex drive adapter— POUND-INCHES TO THE THE MECHANISM. 196K8004–1 or 196K8004–3; Rohr ACTUATOR; A GREATER TORQUE (19) As applicable, install locking plug (with Industries, Inc., Chula Vista, California LOAD CAN CAUSE DAMAGE TO THE square section away from drive 92012. MECHANISM. pad) or coverplate on actuator drive pad. 2. Thrust Reverser Sync-Lock Integrity Test (9) If sleeves move, replace the right-hand Secure plug or plate with bolts tightened B. Prepare for the Thrust Reverser Sync Lock sync-lock. to 50–70 pound-inches. Test (10) Move left-hand sync-lock lever to the (20) Move both left-and right-hand sync-lock levers to the locked position. (1) Open applicable T/R CONT & BLEED SYS locked position. (21) Close fan cowl doors (Ref 71–11–02, circuit breaker on P12 circuit breaker (11) Move right-hand sync-lock lever to the Maintenance Practices). panel. unlocked position. (22) Close T/R CONT & BLEED SYS circuit (2) Open fan cowl doors (Ref 71–11–02, (12) Repeat step (8) above. breaker. Maintenance Practices). (13) If sleeves move, replace the left-hand (23) Repeat the sync-lock integrity test on all (3) Check that forward and aft sync-lock. remaining thrust reversers. circumferential latches and all tension (14) Move left-hand sync-lock lever to the latches are engaged and locked. unlocked position. BILLING CODE 4910±13±P

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Issued in Renton, Washington, on January ENVIRONMENTAL PROTECTION FOR FURTHER INFORMATION CONTACT: 28, 2000. AGENCY Roger Kohn, Permits Office (AIR–3), Air Donald L. Riggin, Division, U.S. Environmental Protection Acting Manager Transport Airplane 40 CFR Part 52 Agency, Region 9, 75 Hawthorne Street, Directorate, Aircraft Certification Service. [CA236±0204b; FRL±6533±7] San Francisco, CA 94105–3901, [FR Doc. 00–2415 Filed 2–3–00; 8:45 am] Telephone: (415) 744–1238). BILLING CODE 4910±13±C Approval and Promulgation of State SUPPLEMENTARY INFORMATION: This Implementation Plans; California State document concerns Monterey Bay Implementation Plan Revision, Unified Air Pollution Control District Monterey Bay Unified Air Pollution Rule 207, Review of New or Modified DEPARTMENT OF AGRICULTURE Control District Sources, submitted to EPA on October 29, 1999 by the California Air Resources Forest Service AGENCY: Environmental Protection Board. For further information, please Agency (EPA). 36 CFR Parts 217 and 219 see the information provided in the ACTION: Proposed rule. direct final action that is located in the National Forest System Land and SUMMARY: EPA is proposing revisions to rules section of this Federal Register. Resource Management Planning the California State Implementation Dated: January 21, 2000. Plan (SIP) which concern an emission Laura Yoshii, AGENCY: Forest Service, USDA. offsets exemption for pollution control Acting Regional Administrator, Region IX. ACTION: Proposed rule; extension of projects that are mandated by District, [FR Doc. 00–2471 Filed 2–3–00; 8:45 am] public comment period. state, or federal regulation. BILLING CODE 6560±50±P The intended effect of this action is to SUMMARY: On October 5, 1999, the regulate emissions from stationary Forest Service published a proposed sources of air pollution subject to rule to guide land and resource ENVIRONMENTAL PROTECTION District new source review (NSR) AGENCY management planning on national regulation in accordance with the forests and grasslands (64 FR 54074). requirements of the Clean Air Act, as 40 CFR Part 52 The agency extended the public amended in 1990 (CAA or the Act). In comment period for this proposed rule, the Final Rules section of this Federal [CA 105±0201 FRL±6532±9] which is scheduled to end on February Register, the EPA is approving the 3, 2000 (64 FR 70204). In response to Approval and Promulgation of state’s SIP submittal as a direct final Implementation Plans; California State Congressional requests and the need to rule without prior proposal because the provide the public more time to review Implementation Plan Revision; Kern Agency views this as a noncontroversial County Air Pollution Control District and evaluate the proposed regulations, revision and anticipates no adverse the Forest Service is extending the comments. A detailed rationale for this AGENCY: Environmental Protection public comment period until February approval is set forth in the direct final Agency (EPA). 10, 2000. rule. If no adverse comments are ACTION: Proposed rule. DATES: Comments must be submitted in received, no further activity is writing and must be received by contemplated. If EPA receives adverse SUMMARY: EPA is proposing to approve February 10, 2000. comments, the direct final rule will be a revision to the California State ADDRESSES: Send written comments on withdrawn and all public comments Implementation Plan (SIP) for ozone. the proposed planning rule to the received will be addressed in a The revision concerns the control of CAET-USDA Team, Attn. Planning subsequent final rule based on this oxides of nitrogen (NOX) for the Kern Rule, Forest Service, USDA, 200 East proposed rule. The EPA will not County Air Pollution Control District Broadway, Room 103, Post Office Box institute a second comment period. Any (KCAPCD). The revision concerns 7669, Missoula, MT 59807; or via email parties interested in commenting should KCAPCD Rule 425.1 for the control of to planreg/[email protected]; or via do so at this time. oxides of nitrogen (NOX) emissions from hot mix asphalt paving plants. The facsimile to (406) 329–3021. DATES: Written comments must be intended effect of proposing approval of Comments, including names and received by March 6, 2000. this rule is to regulate emissions of addresses when provided, are subject to ADDRESSES: Comments should be public inspection and copying. The (NOX) in accordance with the addressed to: Roger Kohn, Permits requirements of the Clean Air Act, as public may inspect comments received Office (AIR–3), Air Division, U.S. on this proposed rule in the Office of amended in 1990 (CAA or the Act). Environmental Protection Agency, EPA’s final action on this proposed rule Deputy Chief, National Forest Systems, Region IX, 75 Hawthorne Street, San Third Floor, Southwest Wing, Yates will incorporate this rule into the Francisco, CA 94105–3901. Federally approved SIP. EPA has Building, 14th and Independence Ave., Copies of the rule revisions and EPA’s evaluated this rule and is proposing to SW, Washington, DC between the hours evaluation report of each rule are approve it under provisions of the CAA of 8:30 AM and 4:00 PM. available for public inspection at EPA’s regarding EPA actions on SIP FOR FURTHER INFORMATION CONTACT: Bob Region 9 office during normal business submittals, SIPs for national primary Cunningham, Ecosystem Management hours. Copies of the submitted rule and secondary ambient air quality Coordination Staff, telephone: (202) revisions are also available for standards (NAAQS), and plan 205–7820. inspection at the following locations: requirements for nonattainment areas. Dated: February 1, 2000. California Air Resources Board, Stationary DATES: Comments must be received on Barbara C. Weber, Source Division, Rule Evaluation Section, or before March 6, 2000. 2020 ‘‘L’’ Street, Sacramento, CA 95812. Acting Associate Chief for Natural Resources. Monterey Bay Unified Air Pollution ADDRESSES: Comments may be mailed [FR Doc. 00–2597 Field 2–3–00; 8:45 am] Control District, 24580 Silver Cloud Court, to: Andrew Steckel, Rulemaking Office, BILLING CODE 3410±11±M Monterey CA 93940. AIR–4, Air Division, U.S.

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Environmental Protection Agency, areas. KCAPCD is classified as serious; 1 requirements, which forms the basis for Region IX, 75 Hawthorne Street, San therefore this area is subject to the today’s action, appears in the NOX Francisco, CA 94105–3901. RACT requirements of section 182(b)(2) Supplement (57 FR 55620) and various Copies of the rule and EPA’s and the November 15, 1992 deadline other EPA policy guidance documents.3 evaluation report of the rule is available cited below. For the purpose of assisting State and for public inspection at EPA’s Region IX Section 182(b)(2) requires submittal of local agencies in developing NOX RACT office during normal business hours. RACT rules for major stationary sources rules, EPA prepared the NOX Copies of the submitted rule are also of VOC (and NOX) emissions (not Supplement to the General Preamble. In available for inspection at the following covered by a pre-enactment control the NOX Supplement, EPA provides locations: technologies guidelines (CTG) preliminary guidance on how RACT Environmental Protection Agency, Air document or a post-enactment CTG will be determined for stationary Docket (6102) 401 ‘‘M’’, Street, SW, document) by November 15, 1992. sources of NOX emissions. While most Washington, DC 20460 There were no NOX CTGs issued before of the guidance issued by EPA on what California Air Resources Board, enactment and EPA has not issued a constitutes RACT for stationary sources Stationary Source Division, Rule CTG document for any NOX sources has been directed towards application Evaluation Section, 2020 ‘L’ Street, since enactment of the CAA. The RACT for VOC sources, much of the guidance Sacramento, CA 95812 rule covering NOX sources and is also applicable to RACT for stationary Kern County Air Pollution Control submitted as a SIP revision requires sources for NOX (see section 4.5 of the District, 2700 ‘‘M’’ Street, Suite 302, final installation of the actual NOX NOX Supplement). In addition, pursuant Bakersfield, CA 93301 controls as expeditiously as practicable, to section 183(c), EPA is issuing but no later than May 31, 1995. FOR FURTHER INFORMATION CONTACT: Ed alternative control technique documents This document addresses EPA’s Addison, Rulemaking Office, AIR–4, Air (ACTs), that identify alternative controls proposed action for Kern County Air Division, U.S. Environmental Protection for all categories of stationary sources of Pollution Control District (KCAPCD) Agency, Region IX, 75 Hawthorne NOX. The ACT documents will provide Rule 425.1, Hot Mix Asphalt Paving Street, San Francisco, CA 94105–3901, information on control technology for Plants (Oxides of Nitrogen), adopted by Telephone: (415) 744–1160. stationary sources that emit or have the the KCAPCD on October 13, 1994. The potential to emit 25 tons per year or SUPPLEMENTARY INFORMATION: State of California submitted Rule 425.1 more of NOX. However, the ACTs will I. Applicability to EPA October 19, 1994. Rule 425.1 not establish a presumptive norm for was found to be complete on October The rule being proposed for approval what is considered RACT for stationary 21, 1994, pursuant to EPA’s into the California SIP is Kern County sources of NOX. completeness criteria that are set forth Air Pollution Control District (KCAPCD) In addition, the California Air in 40 CFR Part 51, Appendix V. 2 Rule 425.1, Hot Mix Asphalt Paving Resources Board (CARB) is developing a NO emissions contribute to the Plants (Oxides of Nitrogen). Rule 425.1 X guidance document entitled, ‘‘California production of ground level ozone and was submitted by the State of California Clean Air Act Guidance, Determination smog. KCAPCD Rule 425.1 specified to EPA on October 19, 1994. of Reasonably Available Control exhaust emission standards for NOX, Technology and Best Available Retrofit II. Background and was originally adopted as part of Control Technology for Institutional, On November 15, 1990, the Clean Air KCAPCD’s effort to achieve the National Industrial and Commercial Boilers, Act Amendments of 1990 were enacted. Ambient Air Quality Standard (NAAQS) Steam Generators and Process Heaters,’’ Pub. L. 101–549, 104 Stat. 2399, for ozone, and in response to the CAA July 18, 1991. EPA has used CARB’s codified at 42 U.S.C. 7401–7671q. The requirements cited above. The following RACT Determination, dated July 18, air quality planning requirements for is EPA’s evaluation and proposed action 1991, in evaluating Rule 425.1 for for the rule. the reduction of NOX emissions through consistency with the CAA’s RACT reasonably available control technology III. EPA Evaluation and Proposed requirements. In general, EPA uses the (RACT) are set out in section 182 (f) of Action guidance documents cited above, as the Clean Air Act. well as other relevant and applicable In determining the approvability of a On November 25, 1992, EPA guidance documents, to ensure that NO rule, EPA must evaluate the rule published a proposed rule entitled, X submitted NOX RACT rules meet for consistency with the requirements of ‘‘State Implementation Plans; Nitrogen Federal RACT requirements and are the CAA and EPA regulations, as found Oxides Supplement to the General fully enforceable and strengthen or in section 110 and Part D of the CAA Preamble; Clean Air Act Amendments maintain the SIP. and 40 CFR Part 51 (Requirements for of 1990 Implementation of Title I; There is currently no version of Kern Preparation, Adoption, and Submittal of Proposed Rule,’’ (the NO supplement) County Air Pollution Control District X Implementation Plans). Among those which describes and provides Rule 425.1, Hot Mix Asphalt Paving provisions is the requirement that a preliminary guidance on the Plants (Oxides of Nitrogen), in the SIP. NO rule must, at a minimum, provide requirements of section 182(f). The NO X Submitted Rule 425 includes the X for the implementation of RACT for Supplement should be referred to for following provisions: stationary sources of NOX emissions. • further information on the NO General provisions including X The EPA interpretation of these requirements. applicability, exemptions, and Section 182 (f) of the Clean Air Act definitions. 1 KCAPCD retained its designation of • Exhaust emmissions standards for requires States to apply the same nonattainment and was classified by operation of requirements to major stationary sources law pursuant to sections 107(d) and 181(a) upon the oxides of nitrogen (NOX). of NOX (‘‘major’’ as defined in section date of enactment of the CAA. See 55 FR 56694 302 and sections 182(c), (d), and (e)) as (November 6, 1991). 3 ‘‘Issues Relating to VOC regulation Cutpoints, 2 EPA adopted the completeness criteria on Deficiencies, and Deviation, Clarification to are applied to major stationary sources February 16, 1990 (55 FR 5830) and, Pursuant to Appendix D of November 24, 1987 Federal Register of volatile organic compound (VOCs), in section 110(k)(1)(A) of the CAA, revised the criteria Notice’’ (Blue Book) (notice of availability was moderate or above ozone nonattainment on August 26, 1991 (56 FR 42216). published in the Federal Register on May 25, 1988).

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• Compliance and monitoring between the national government and uniquely affects the communities of requirements including compliance the States, or on the distribution of Indian tribal governments, and that schedule, reporting requirements, power and responsibilities among the imposes substantial direct compliance monitoring and record keeping, and test various levels of government.’’ Under costs on those communities, unless the methods. Executive Order 13132, EPA may not Federal government provides the funds Rules submitted to EPA for approval issue a regulation that has federalism necessary to pay the direct compliance as revisions to the SIP must be fully implications, that imposes substantial costs incurred by the tribal enforceable, must maintain or direct compliance costs, and that is not governments, or EPA consults with strengthen the SIP and must conform required by statute, unless the Federal those governments. If EPA complies by with EPA policy in order to be approved government provides the funds consulting, Executive Order 13084 by EPA. When reviewing rules for SIP necessary to pay the direct compliance requires EPA to provide to the Office of approvability, EPA evaluates costs incurred by State and local Management and Budget, in a separately enforceability elements such as test governments, or EPA consults with identified section of the preamble to the methods, record keeping, and State and local officials early in the rule, a description of the extent of EPA’s compliance testing in addition to RACT process of developing the proposed prior consultation with representatives guidance regarding emission limits. regulation. EPA also may not issue a of affected tribal governments, a Rule 425.1 strengthens the SIP through regulation that has federalism summary of the nature of their concerns, the addition of enforceable measures implications and that preempts State and a statement supporting the need to such as emissions limits, record law unless the Agency consults with issue the regulation. In addition, keeping, test methods, definitions, and State and local officials early in the Executive Order 13084 requires EPA to more stringent compliance testing. process of developing the proposed develop an effective process permitting Because there is no existing rule in the regulation. elected officials and other SIP, the incorporation of Rule 425.1 into This proposed rule will not have representatives of Indian tribal the SIP would decrease the NOX substantial direct effects on the States, governments ‘‘to provide meaningful emissions allowed by the SIP. A more on the relationship between the national and timely input in the development of detailed discussion of the sources government and the States, or on the regulatory policies and matters that controlled, the controls required, and distribution of power and significantly or uniquely affect their justification for why these controls responsibilities among the various communities.’’ Today’s rule does not represent RACT can be found in the levels of government, as specified in significantly or uniquely affect the Technical Support Document (TSD), Executive Order 13132 (64 FR 43255, communities of Indian tribal dated December 1, 1999, which is August 10, 1999), because it merely governments. Accordingly, the available from the U.S. EPA, Region IX approves a state rule implementing a requirements of section 3(b) of E.O. office. federal standard, and does not alter the 13084 do not apply to this rule. relationship or the distribution of power EPA has evaluated the submitted rule E. Regulatory Flexibility Act and has determined that it is consistent and responsibilities established in the The Regulatory Flexibility Act (FRA) with the CAA, EPA regulations and EPA Clean Air Act. Thus, the requirements of generally requires an agency to conduct policy. Therefore, Kern County Air section 6 of the Executive Order do not a regulatory flexibility analysis of any Pollution Control District Rule 425.1 is apply to this rule. rule subject to notice and comment being proposed for approval under C. Executive Order 13045 rulemaking requirements unless the section 110(k)(3) of the CAA is meeting Protection of Children from agency certifies that the rule will not the requirements of section 110(a), Environmental Health Risks and Safety have a significant economic impact on section 182(b)(2), section 182(f) and the Risks (62 FR 19885, April 23, 1997), a substantial number of small entities. NO Supplement to the General X applies to any rule that: (1) Is Small entities include small businesses, Preamble. determined to be ‘‘economically small not-for-profit enterprises, and IV. Administrative Requirements significant’’ as defined under E.O. small governmental jurisdictions. This 12866, and (2) concerns an final rule will not have a significant A. Executive Order 12866 environmental health or safety risk that impact on a substantial number of small The Office of Management and Budget EPA has reason to believe may have a entities because SIP approvals under (OMB) has exempted this regulatory disproportionate effect on children. If section 110 and subchapter I, part D of action from Executive Order (E.O.) the regulatory action meets both criteria, the Clean Air Act do not create any new 12866, Regulatory Planning and Review. the Agency must evaluate the requirements but simply approve requirements that the State is already B. Executive Order 13132 environmental health or safety effects of the planned rule on children, and imposing. Therefore, because the Federalism (64 FR 43255, August 10, explain why the planned regulation is Federal SIP approval does not create 1999) revokes and replaces Executive preferable to other potentially effective any new requirements, I certify that this Orders 12612, Federalism and 12875, and reasonably feasible alternatives action will not have a significant Enhancing the Intergovernmental considered by the Agency. This rule is economic impact on a substantial Partnership. Executive Order 13132 not subject to E.O. 13045 because it does number of small entities. Moreover, due requires EPA to develop an accountable not involve decisions intended to to the nature of the Federal-State process to ensure ‘‘meaningful and mitigate environmental health or safety relationship under the Clean Air Act, timely input by State and local officials risks. preparation of flexibility analysis would in the development of regulatory constitute Federal inquiry into the policies that have federalism D. Executive Order 13084 economic reasonableness of state action. implications.’’ ‘‘Policies that have Under Executive Order 13084, The Clean Air Act forbids EPA to base federalism implications’’ is defined in Consultation and Coordination with its actions concerning SIPs on such the Executive Order to include Indian Tribal Governments, EPA may grounds. Union Electric Co., v. U.S. regulations that have ‘‘substantial direct not issue a regulation that is not EPA, 427 U.S. 246, 255–66 (1976); 42 effects on the States, on the relationship required by statute, that significantly or U.S.C. 7410(a)(2).

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F. Unfunded Mandates (‘‘CERCLA’’ or ‘‘the Act’’), requires that Table of Contents Under Section 202 of the Unfunded the National Oil and Hazardous I. Background Mandates Reform Act of 1995 Substances Pollution Contingency Plan A. What are CERCLA and SARA? (‘‘Unfunded Mandates Act’’), signed (‘‘NCP’’) include a list of national B. What is the NCP? into law on March 22, 1995, EPA must priorities among the known releases or C. What is the National Priorities List prepare a budgetary impact statement to threatened releases of hazardous (NPL)? accompany any proposed or final rule substances, pollutants, or contaminants D. How are Sites Listed on the NPL? that includes a Federal mandate that throughout the United States. The E. What Happens to Sites on the NPL? National Priorities List (‘‘NPL’’) F. How Are Site Boundaries Defined? may result in estimated annual costss to G. How Are Sites Removed From the NPL? State, local, or tribal governments in the constitutes this list. The NPL is intended primarily to guide the H. Can Portions of Sites Be Deleted from aggregate; or to private sector, of $100 the NPL as They Are Cleaned Up? million or more. Under Section 205, Environmental Protection Agency I. What is the Construction Completion List EPA must select the most cost-effective (‘‘EPA’’ or ‘‘the Agency’’) in determining (CCL)? and least burdensome alternative that which sites warrant further II. Public Review/Public Comment achieves the objectives of the rule and investigation to assess the nature and A. Can I Review the Documents Relevant is consistent with statutory extent of public health and to This Proposed Rule? requirements. Section 203 requires EPA environmental risks associated with the B. How do I Access the Documents? site and to determine what CERCLA- C. What Documents Are Available for to establish a plan for informing and Public Review at the Headquarters advising any small governments that financed remedial action(s), if any, may be appropriate. This proposed rule Docket? may be significantly or uniquely D. What Documents Are Available for impacted by the rule. proposes to add 8 new sites to the NPL. Public Review at the Regional Dockets? EPA has determined that the approval Six of the sites are being proposed to the E. How Do I Submit My Comments? action promulgated does not include a General Superfund Section of the NPL F. What Happens to My Comments? Federal mandate that may result in and 2 of the sites are being proposed to G. What Should I Consider When estimated annual costs of $100 million the Federal Facilities Section. Preparing My Comments? H. Can I Submit Comments After the or more to either State, local, or tribal DATES: Comments regarding any of these governments in the aggregate, or to the Public Comment Period Is Over? proposed listings must be submitted I. Can I View Public Comments Submitted private sector. This Federal action (postmarked) on or before April 4, 2000. by Others? approves pre-existing requirements ADDRESSES: J. Can I Submit Comments Regarding Sites under State or local law, and imposes By Postal Mail: Mail original and three copies of comments Not Currently Proposed to the NPL? no new requirements. Accordingly, no III. Contents of This Proposed Rule (no facsimiles or tapes) to Docket additional costs to State, local, or tribal A. Proposed Additions to the NPL governments, or to the private sector, Coordinator, Headquarters; U.S. EPA; B. Status of NPL result from this action. CERCLA Docket Office; (Mail Code IV. Executive Order 12866 5201G); Ariel Rios Building; 1200 A. What is Executive Order 12866? List of Subjects in 40 CFR Part 52 Pennsylvania Avenue NW; Washington, B. Is This Proposed Rule Subject to Environmental protection, Air DC 20460. Executive Order 12866 Review? pollution control, Hydrocarbons, By Express Mail: Send original and V. Unfunded Mandates A. What is the Unfunded Mandates Reform Incorporation by reference, three copies of comments (no facsimiles Act (UMRA)? Intergovernmental relations, Oxides of or tapes) to Docket Coordinator, B. Does UMRA Apply to This Proposed nitrogen ozone, Reporting and record Headquarters; U.S. EPA; CERCLA Rule? keeping requirements, Volatile organic Docket Office; 1235 Jefferson Davis VI. Effect on Small Businesses compounds. Highway; Crystal Gateway #1, First A. What is the Regulatory Flexibility Act? B. Has EPA Conducted a Regulatory Authority: 42 U.S.C. 7401 et seq. Floor; Arlington, VA 22202. By E-Mail: Comments in ASCII format Flexibility Analysis for This Rule? Dated: January 21, 2000. VII. National Technology Transfer and only may be mailed directly to Advancement Act Laura Yoshii, [email protected]. E-mailed Deputy Regional Administrator, Region IX. A. What is the National Technology comments must be followed up by an Transfer and Advancement Act? [FR Doc. 00–02476 Filed 2–3–00; 8:45 am] original and three copies sent by mail or B. Does the National Technology Transfer BILLING CODE 6560±50±M express mail. and Advancement Act Apply to This For additional Docket addresses and Proposed Rule? further details on their contents, see VIII. Executive Order 12898 ENVIRONMENTAL PROTECTION A. What is Executive Order 12898? section II, ‘‘Public Review/Public AGENCY B. Does Executive Order 12898 Apply to Comment,’’ of the Supplementary this Proposed Rule? 40 CFR Part 300 Information portion of this preamble. IX. Executive Order 13045 A. What is Executive Order 13045? [FRL±6532±6] FOR FURTHER INFORMATION CONTACT: Yolanda Singer, phone (703) 603–8835, B. Does Executive Order 13045 Apply to this Proposed Rule? National Priorities List for Uncontrolled State, Tribal and Site Identification X. Paperwork Reduction Act Hazardous Waste Sites, Proposed Rule Center, Office of Emergency and A. What is the Paperwork Reduction Act? No. 31 Remedial Response (Mail Code 5204G), B. Does the Paperwork Reduction Act U.S. Environmental Protection Agency; Apply to this Proposed Rule? AGENCY: Environmental Protection Ariel Rios Building; 1200 Pennsylvania XI. Executive Orders on Federalism Agency. Avenue NW; Washington, DC 20460, or What Are The Executive Orders on ACTION: Proposed rule. the Superfund Hotline, Phone (800) Federalism and Are They Applicable to This Proposed Rule? SUMMARY: The Comprehensive 424–9346 or (703) 412–9810 in the Washington, DC, metropolitan area. XII. Executive Order 13084 Environmental Response, What is Executive Order 13084 and Is It Compensation, and Liability Act SUPPLEMENTARY INFORMATION: Applicable to this Proposed Rule?

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I. Background however, as it does not assign liability (3) The third mechanism for listing, to any party or to the owner of any included in the NCP at 40 CFR A. What Are CERCLA and SARA? specific property. Neither does placing 300.425(c)(3), allows certain sites to be In 1980, Congress enacted the a site on the NPL mean that any listed regardless of their HRS score, if Comprehensive Environmental remedial or removal action necessarily all of the following conditions are met: Response, Compensation, and Liability need be taken. See Report of the Senate • The Agency for Toxic Substances Act, 42 U.S.C. 9601–9675 (‘‘CERCLA’’ or Committee on Environment and Public and Disease Registry (ATSDR) of the ‘‘the Act’’), in response to the dangers of Works, Senate Rep. No. 96–848, 96th U.S. Public Health Service has issued a uncontrolled releases of hazardous Cong., 2d Sess. 60 (1980), 48 FR 40659 health advisory that recommends substances. CERCLA was amended on (September 8, 1983). dissociation of individuals from the October 17, 1986, by the Superfund For purposes of listing, the NPL release. Amendments and Reauthorization Act includes two sections, one of sites that • EPA determines that the release (‘‘SARA’’), Pub. L. 99–499, 100 Stat. are generally evaluated and cleaned up poses a significant threat to public 1613 et seq. by EPA (the ‘‘General Superfund health. • EPA anticipates that it will be more B. What Is the NCP? Section’’), and one of sites that are owned or operated by other Federal cost-effective to use its remedial To implement CERCLA, EPA agencies (the ‘‘Federal Facilities authority than to use its removal promulgated the revised National Oil Section’’). With respect to sites in the authority to respond to the release. and Hazardous Substances Pollution Federal Facilities section, these sites are EPA promulgated an original NPL of Contingency Plan (‘‘NCP’’), 40 CFR part generally being addressed by other 406 sites on September 8, 1983 (48 FR 300, on July 16, 1982 (47 FR 31180), Federal agencies. Under Executive 40658). The NPL has been expanded pursuant to CERCLA section 105 and Order 12580 (52 FR 2923, January 29, since then, most recently on October 22, Executive Order 12316 (46 FR 42237, 1987) and CERCLA section 120, each 1999 (64 FR 56966). August 20, 1981). The NCP sets Federal agency is responsible for E. What Happens to Sites on the NPL? guidelines and procedures for carrying out most response actions at responding to releases and threatened facilities under its own jurisdiction, A site may undergo remedial action releases of hazardous substances, custody, or control, although EPA is financed by the Trust Fund established pollutants, or contaminants under responsible for preparing an HRS score under CERCLA (commonly referred to CERCLA. EPA has revised the NCP on and determining whether the facility is as the ‘‘Superfund’’) only after it is several occasions. The most recent placed on the NPL. EPA generally is not placed on the NPL, as provided in the comprehensive revision was on March the lead agency at Federal Facilities NCP at 40 CFR 300.425(b)(1). 8, 1990 (55 FR 8666). Section sites, and its role at such sites (‘‘Remedial actions’’ are those As required under section is accordingly less extensive than at ‘‘consistent with permanent remedy, 105(a)(8)(A) of CERCLA, the NCP also other sites. taken instead of or in addition to includes ‘‘criteria for determining removal actions. * * *’’ 42 U.S.C. D. How Are Sites Listed on the NPL? priorities among releases or threatened 9601(24).) However, under 40 CFR releases throughout the United States There are three mechanisms for 300.425(b)(2) placing a site on the NPL for the purpose of taking remedial placing sites on the NPL for possible ‘‘does not imply that monies will be action and, to the extent practicable, remedial action (see 40 CFR 300.425(c) expended.’’ EPA may pursue other taking into account the potential of the NCP): (1) A site may be included appropriate authorities to remedy the urgency of such action for the purpose on the NPL if it scores sufficiently high releases, including enforcement action of taking removal action.’’ ‘‘Removal’’ on the Hazard Ranking System (‘‘HRS’’), under CERCLA and other laws. actions are defined broadly and include which EPA promulgated as an appendix a wide range of actions taken to study, A of the NCP (40 CFR part 300). The F. How Are Site Boundaries Defined? clean up, prevent or otherwise address HRS serves as a screening device to The NPL does not describe releases in releases and threatened releases (42 evaluate the relative potential of precise geographical terms; it would be U.S.C. 9601(23)). uncontrolled hazardous substances to neither feasible nor consistent with the pose a threat to human health or the limited purpose of the NPL (to identify C. What Is the National Priorities List environment. On December 14, 1990 (55 releases that are priorities for further (NPL)? FR 51532), EPA promulgated revisions evaluation), for it to do so. The NPL is a list of national priorities to the HRS partly in response to Although a CERCLA ‘‘facility’’ is among the known or threatened releases CERCLA section 105(c), added by broadly defined to include any area of hazardous substances, pollutants, or SARA. The revised HRS evaluates four where a hazardous substance release has contaminants throughout the United pathways: Ground water, surface water, ‘‘come to be located’’ (CERCLA section States. The list, which is appendix B of soil exposure, and air. As a matter of 101(9)), the listing process itself is not the NCP (40 CFR part 300), was required Agency policy, those sites that score intended to define or reflect the under section 105(a)(8)(B) of CERCLA, 28.50 or greater on the HRS are eligible boundaries of such facilities or releases. as amended by SARA. Section for the NPL; (2) Each State may Of course, HRS data (if the HRS is used 105(a)(8)(B) defines the NPL as a list of designate a single site as its top priority to list a site) upon which the NPL ‘‘releases’’ and the highest priority to be listed on the NPL, regardless of the placement was based will, to some ‘‘facilities’’ and requires that the NPL be HRS score. This mechanism, provided extent, describe the release(s) at issue. revised at least annually. The NPL is by the NCP at 40 CFR 300.425(c)(2) That is, the NPL site would include all intended primarily to guide EPA in requires that, to the extent practicable, releases evaluated as part of that HRS determining which sites warrant further the NPL include within the 100 highest analysis. investigation to assess the nature and priorities, one facility designated by When a site is listed, the approach extent of public health and each State representing the greatest generally used to describe the relevant environmental risks associated with a danger to public health, welfare, or the release(s) is to delineate a geographical release of hazardous substances. The environment among known facilities in area (usually the area within an NPL is only of limited significance, the State (see 42 U.S.C. 9605(a)(8)(B)); installation or plant boundaries) and

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For the most up-to- to identify the site, as well as any other be amended as further research reveals date information on the CCL, see EPA’s location to which contamination from more information about the location of Internet site at http://www.epa.gov/ that area has come to be located, or from the contamination or release. superfund. which that contamination came. In other words, while geographic G. How Are Sites Removed From the II. Public Review/Public Comment NPL? terms are often used to designate the site A. Can I Review the Documents (e.g., the ‘‘Jones Co. plant site’’) in terms EPA may delete sites from the NPL Relevant to This Proposed Rule? of the property owned by a particular where no further response is party, the site properly understood is appropriate under Superfund, as Yes, documents that form the basis for not limited to that property (e.g., it may explained in the NCP at 40 CFR EPA’s evaluation and scoring of the sites extend beyond the property due to 300.425(e). This section also provides in this rule are contained in dockets contaminant migration), and conversely that EPA shall consult with states on located both at EPA Headquarters in may not occupy the full extent of the proposed deletions and shall consider Washington, DC and in the Regional property (e.g., where there are whether any of the following criteria offices. uncontaminated parts of the identified have been met: (i) Responsible parties or B. How Do I Access the Documents? property, they may not be, strictly other persons have implemented all You may view the documents, by speaking, part of the ‘‘site’’). The ‘‘site’’ appropriate response actions required; appointment only, in the Headquarters is thus neither equal to nor confined by (ii) All appropriate Superfund-financed or the Regional dockets after the the boundaries of any specific property response has been implemented and no appearance of this proposed rule. The that may give the site its name, and the further response action is required; or hours of operation for the Headquarters name itself should not be read to imply (iii) The remedial investigation has docket are from 9 a.m. to 4 p.m., that this site is coextensive with the shown the release poses no significant Monday through Friday excluding entire area within the property threat to public health or the Federal holidays. Please contact the boundary of the installation or plant. environment, and taking of remedial Regional dockets for hours. The precise nature and extent of the site measures is not appropriate. As of Following is the contact information are typically not known at the time of January 19, 2000, the Agency has for the EPA Headquarters docket: listing. Also, the site name is merely deleted 206 sites from the NPL. used to help identify the geographic Docket Coordinator, Headquarters, U.S. location of the contamination. For H. Can Portions of Sites Be Deleted EPA CERCLA Docket Office, Crystal example, the ‘‘Jones Co. plant site,’’ From the NPL as They Are Cleaned Up? Gateway #1, 1st Floor, 1235 Jefferson does not imply that the Jones company In November 1995, EPA initiated a Davis Highway, Arlington, VA 22202, is responsible for the contamination new policy to delete portions of NPL 703/603–9232. (Please note this is a located on the plant site. sites where cleanup is complete (60 FR visiting address only. Mail comments to EPA regulations provide that the 55465, November 1, 1995). Total site EPA Headquarters as detailed at the ‘‘nature and extent of the problem cleanup may take many years, while beginning of this preamble.) presented by the release’’ will be portions of the site may have been The contact information for the determined by a Remedial Investigation/ cleaned up and available for productive Regional dockets is as follows: Feasibility Study (‘‘RI/FS’’) as more use. As of January 19, 2000, EPA has Barbara Callahan, Region 1 (CT, ME, information is developed on site deleted portions of 18 sites. MA, NH, RI, VT), U.S. EPA, Records contamination (40 CFR 300.5). During Center, Mailcode HSC, One Congress the RI/FS process, the release may be I. What Is the Construction Completion Street, Suite 1100, Boston, MA found to be larger or smaller than was List (CCL)? 02114–2023; 617/918–1356 originally thought, as more is learned EPA also has developed an NPL Ben Conetta, Region 2 (NJ, NY, PR, VI), about the source(s) and the migration of construction completion list (‘‘CCL’’) to U.S. EPA, 290 Broadway, New York, the contamination. However, this simplify its system of categorizing sites NY 10007–1866; 212/637–4435 inquiry focuses on an evaluation of the and to better communicate the Dawn Shellenberger (GCI), Region 3 threat posed; the boundaries of the successful completion of cleanup (DE, DC, MD, PA, VA, WV), U.S. EPA, release need not be exactly defined. activities (58 FR 12142, March 2, 1993). Library, 1650 Arch Street, Mailcode Moreover, it generally is impossible to Inclusion of a site on the CCL has no 3PM52, Philadelphia, PA 19103; 215/ discover the full extent of where the legal significance. 814–5364. contamination ‘‘has come to be located’’ Sites qualify for the CCL when: (1) Joellen O’Neill, Region 4 (AL, FL, GA, before all necessary studies and Any necessary physical construction is KY, MS, NC, SC, TN), U.S. EPA, 61 remedial work are completed at a site. complete, whether or not final cleanup Forsyth Street, SW, 9th floor, Atlanta, Indeed, the boundaries of the levels or other requirements have been GA 30303; 404/562–8127. contamination can be expected to achieved; (2) EPA has determined that Region 5 (IL, IN, MI, MN, OH, WI), U.S. change over time. Thus, in most cases, the response action should be limited to EPA, Records Center, Waste it may be impossible to describe the measures that do not involve Management Division 7-J, Metcalfe boundaries of a release with absolute construction (e.g., institutional Federal Building, 77 West Jackson certainty. controls); or (3) The site qualifies for Boulevard, Chicago, IL 60604; 312/ Further, as noted above, NPL listing deletion from the NPL. 886–7570. does not assign liability to any party or Of the 206 sites that have been Brenda Cook, Region 6 (AR, LA, NM, to the owner of any specific property. deleted from the NPL, 197 sites were OK, TX), U.S. EPA, 1445 Ross

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Avenue, Mailcode 6SF-RA, Dallas, TX document if, and when, the site is listed Facilities Section. The sites are being 75202–2733; 214/665–7436. on the NPL. proposed based on HRS scores of 28.50 Carole Long, Region 7 (IA, KS, MO, NE), or above. The sites being proposed in G. What Should I Consider When U.S. EPA, 901 North 5th Street, this rule are presented in Table 1 and Preparing My Comments? Kansas City, KS 66101; 913/551–7224. Table 2 which both follow this David Williams, Region 8 (CO, MT, ND, Comments that include complex or preamble. SD, UT, WY), U.S. EPA, 999 18th voluminous reports, or materials Street, Suite 500, Mailcode 8EPR-SA, prepared for purposes other than HRS B. Status of NPL Denver, CO 80202–2466; 303/312– scoring, should point out the specific A final rule published elsewhere in 6757. information that EPA should consider today’s Federal Register finalizes 10 Carolyn Douglas, Region 9 (AZ, CA, HI, and how it affects individual HRS factor sites to the NPL; resulting in an NPL of NV, AS, GU), U.S. EPA, 75 Hawthorne values or other listing criteria 1,226 final sites; 1,067 in the General Street, San Francisco, CA 94105; 415/ (Northside Sanitary Landfill v. Thomas, Superfund Section and 159 in the 744–2343. 849 F.2d 1516 (D.C. Cir. 1988)). EPA Federal Facilities Section. With this David Bennett, Region 10 (AK, ID, OR, will not address voluminous comments proposal of 8 new sites, there are now WA), U.S. EPA, 11th Floor, 1200 6th that are not specifically cited by page 55 sites proposed and awaiting final Avenue, Mail Stop ECL–115, Seattle, number and referenced to the HRS or agency action, 48 in the General WA 98101; 206/553–2103. other listing criteria. EPA will not Superfund Section and 7 in the Federal You may also request copies from address comments unless they indicate Facilities Section. Final and proposed EPA Headquarters or the Regional which component of the HRS sites now total 1,281. (These numbers dockets. An informal request, rather documentation record or what reflect the status of sites as of January than a formal written request under the particular point in EPA’s stated 19, 2000. Sites deletions may affect Freedom of Information Act, should be eligibility criteria is at issue. these numbers at time of publication in the ordinary procedure for obtaining H. Can I Submit Comments After the the Federal Register.) copies of any of these documents. Public Comment Period Is Over? IV. Executive Order 12866 C. What Documents Are Available for Generally, EPA will not respond to A. What Is Executive Order 12866? Public Review at the Headquarters late comments. EPA can only guarantee Docket? that it will consider those comments Under Executive Order 12866, (58 FR postmarked by the close of the formal 51735 (October 4, 1993)) the Agency The Headquarters docket for this rule must determine whether a regulatory contains: HRS score sheets for the comment period. EPA has a policy of not delaying a final listing decision action is ‘‘significant’’ and therefore proposed site; a Documentation Record subject to OMB review and the for the site describing the information solely to accommodate consideration of late comments. requirements of the Executive Order. used to compute the score; information The Order defines ‘‘significant for any site affected by particular I. Can I View Public Comments regulatory action’’ as one that is likely statutory requirements or EPA listing Submitted by Others? to result in a rule that may: (1) Have an policies; and a list of documents During the comment period, annual effect on the economy of $100 referenced in the Documentation comments are placed in the million or more or adversely affect in a Record. Headquarters docket and are available to material way the economy, a sector of D. What Documents Are Available for the public on an ‘‘as received’’ basis. A the economy, productivity, competition, Public Review at the Regional Dockets? complete set of comments will be jobs, the environment, public health or The Regional dockets for this rule available for viewing in the Regional safety, or State, local, or tribal contain all of the information in the docket approximately one week after the governments or communities; (2) create Headquarters docket, plus, the actual formal comment period closes. a serious inconsistency or otherwise interfere with an action taken or reference documents containing the data J. Can I Submit Comments Regarding planned by another agency; (3) principally relied upon and cited by Sites Not Currently Proposed to the materially alter the budgetary impact of EPA in calculating or evaluating the NPL? HRS score for the sites. These reference entitlements, grants, user fees, or loan In certain instances, interested parties programs or the rights and obligations of documents are available only in the have written to EPA concerning sites Regional dockets. recipients thereof; or (4) raise novel which were not at that time proposed to legal or policy issues arising out of legal E. How Do I Submit My Comments? the NPL. If those sites are later proposed mandates, the President’s priorities, or Comments must be submitted to EPA to the NPL, parties should review their the principles set forth in the Executive Headquarters as detailed at the earlier concerns and, if still appropriate, Order. beginning of this preamble in the resubmit those concerns for consideration during the formal B. Is This Proposed Rule Subject to ‘‘Addresses’’ section. Please note that Executive Order 12866 Review? the addresses differ according to method comment period. Site-specific No, the Office of Management and of delivery. There are two different correspondence received prior to the Budget (OMB) has exempted this addresses that depend on whether period of formal proposal and comment regulatory action from Executive Order comments are sent by express mail or by will not generally be included in the 12866 review. postal mail. docket. III. Contents of This Proposed Rule V. Unfunded Mandates F. What Happens to My Comments? EPA considers all comments received A. Proposed Additions to the NPL A. What Is the Unfunded Mandates during the comment period. Significant With today’s proposed rule, EPA is Reform Act (UMRA)? comments will be addressed in a proposing to add 8 new sites to the NPL; Title II of the Unfunded Mandates support document that EPA will publish 6 sites to the General Superfund Section Reform Act of 1995 (UMRA), Public concurrently with the Federal Register of the NPL and 2 sites to the Federal Law 104–4, establishes requirements for

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Federal Agencies to assess the effects of directly from the act of listing a site on percentage of waste site problems. their regulatory actions on State, local, the NPL. However, EPA does not expect the and tribal governments and the private For the same reasons, EPA also has listing of these sites to have a significant sector. Under section 202 of the UMRA, determined that this rule contains no economic impact on a substantial EPA generally must prepare a written regulatory requirements that might number of small businesses. statement, including a cost-benefit significantly or uniquely affect small In any case, economic impacts would analysis, for proposed and final rules governments. In addition, as discussed occur only through enforcement and with ‘‘Federal mandates’’ that may above, the private sector is not expected cost-recovery actions, which EPA takes result in expenditures by State, local, to incur costs exceeding $100 million. at its discretion on a site-by-site basis. and tribal governments, in the aggregate, EPA has fulfilled the requirement for EPA considers many factors when or by the private sector, of $100 million analysis under the Unfunded Mandates determining enforcement actions, or more in any one year. Before EPA Reform Act. including not only a firm’s contribution promulgates a rule for which a written to the problem, but also its ability to VI. Effect on Small Businesses statement is needed, section 205 of the pay. The impacts (from cost recovery) UMRA generally requires EPA to A. What Is the Regulatory Flexibility on small governments and nonprofit identify and consider a reasonable Act? organizations would be determined on a number of regulatory alternatives and Pursuant to the Regulatory Flexibility similar case-by-case basis. For the foregoing reasons, I hereby adopt the least costly, most cost- Act (5 U.S.C. 601 et seq., as amended by certify that this proposed rule, if effective, or least burdensome the Small Business Regulatory promulgated, will not have a significant alternative that achieves the objectives Enforcement Fairness Act (SBREFA) of economic impact on a substantial of the rule. The provisions of section 1996) whenever an agency is required to number of small entities. Therefore, this 205 do not apply when they are publish a notice of rulemaking for any proposed regulation does not require a inconsistent with applicable law. proposed or final rule, it must prepare regulatory flexibility analysis. Moreover, section 205 allows EPA to and make available for public comment adopt an alternative other than the least a regulatory flexibility analysis that VII. National Technology Transfer and costly, most cost-effective, or least describes the effect of the rule on small Advancement Act burdensome alternative if the entities (i.e., small businesses, small A. What Is the National Technology Administrator publishes with the final organizations, and small governmental Transfer and Advancement Act? rule an explanation why that alternative jurisdictions). However, no regulatory was not adopted. Before EPA establishes flexibility analysis is required if the Section 12(d) of the National any regulatory requirements that may head of an agency certifies the rule will Technology Transfer and Advancement significantly or uniquely affect small not have a significant economic impact Act of 1995 (NTTAA), Public Law 104– governments, including tribal on a substantial number of small 113, section 12(d) (15 U.S.C. 272 note), governments, it must have developed entities. SBREFA amended the directs EPA to use voluntary consensus under section 203 of the UMRA a small Regulatory Flexibility Act to require standards in its regulatory activities government agency plan. The plan must Federal agencies to provide a statement unless to do so would be inconsistent provide for notifying potentially of the factual basis for certifying that a with applicable law or otherwise affected small governments, enabling rule will not have a significant impractical. Voluntary consensus officials of affected small governments economic impact on a substantial standards are technical standards (e.g., to have meaningful and timely input in number of small entities. materials specifications, test methods, the development of EPA regulatory sampling procedures, and business proposals with significant Federal B. Has EPA Conducted a Regulatory practices) that are developed or adopted intergovernmental mandates, and Flexibility Analysis for This Rule? by voluntary consensus standards informing, educating, and advising No. While this rule proposes to revise bodies. The NTTAA directs EPA to small governments on compliance with the NPL, an NPL revision is not a provide Congress, through OMB, the regulatory requirements. typical regulatory change since it does explanations when the Agency decides B. Does UMRA Apply to This Proposed not automatically impose costs. As not to use available and applicable Rule? stated above, adding sites to the NPL voluntary consensus standards. does not in itself require any action by B. Does the National Technology No, EPA has determined that this rule any party, nor does it determine the Transfer and Advancement Act Apply does not contain a Federal mandate that liability of any party for the cost of to This Proposed Rule? may result in expenditures of $100 cleanup at the site. Further, no million or more for State, local, and identifiable groups are affected as a No. This proposed rulemaking does tribal governments in the aggregate, or whole. As a consequence, impacts on not involve technical standards. by the private sector in any one year. any group are hard to predict. A site’s Therefore, EPA did not consider the use This rule will not impose any federal inclusion on the NPL could increase the of any voluntary consensus standards. intergovernmental mandate because it likelihood of adverse impacts on VIII. Executive Order 12898 imposes no enforceable duty upon State, responsible parties (in the form of tribal or local governments. Listing a cleanup costs), but at this time EPA A. What Is Executive Order 12898? site on the NPL does not itself impose cannot identify the potentially affected Under Executive Order 12898, any costs. Listing does not mean that businesses or estimate the number of ‘‘Federal Actions to Address EPA necessarily will undertake small businesses that might also be Environmental Justice in Minority remedial action. Nor does listing require affected. Populations and Low-Income any action by a private party or The Agency does expect that placing Populations,’’ as well as through EPA’s determine liability for response costs. the sites in this proposed rule on the April 1995, ‘‘Environmental Justice Costs that arise out of site responses NPL could significantly affect certain Strategy, OSWER Environmental Justice result from site-specific decisions industries, or firms within industries, Task Force Action Agenda Report,’’ and regarding what actions to take, not that have caused a proportionately high National Environmental Justice

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Advisory Council, EPA has undertaken respond to a collection of information interim, the current Executive Order to incorporate environmental justice that requires OMB approval under the 12612 [52 FR 41685 (October 30, 1987),] into its policies and programs. EPA is PRA, unless it has been approved by on federalism still applies. This committed to addressing environmental OMB and displays a currently valid proposed rule will not have a justice concerns, and is assuming a OMB control number. The OMB control substantial direct effect on States, on the leadership role in environmental justice numbers for EPA’s regulations, after relationship between the national initiatives to enhance environmental initial display in the preamble of the government and the States, or on the quality for all residents of the United final rules, are listed in 40 CFR part 9. distribution of power and States. The Agency’s goals are to ensure The information collection requirements responsibilities among the various that no segment of the population, related to this action have already been levels of government, as specified in approved by OMB pursuant to the PRA regardless of race, color, national origin, Executive Order 12612. This proposed under OMB control number 2070–0012 or income, bears disproportionately rule will not result in the imposition of high and adverse human health and (EPA ICR No. 574). any additional requirements on any environmental effects as a result of B. Does the Paperwork Reduction Act State, local governments or other EPA’s policies, programs, and activities, Apply to This Proposed Rule? political subdivisions within any State. and all people live in clean and sustainable communities. No. EPA has determined that the PRA Accordingly, the requirements of does not apply because this rule does section 6(c) of Executive Order 12612 do B. Does Executive Order 12898 Apply to not contain any information collection not apply to this proposed rule. this Proposed Rule? requirements that require approval of XII. Executive Order 13084 No. While this rule proposes to revise the OMB. the NPL, no action will result from this XI. Executive Orders on Federalism What is Executive Order 13084 and Is It proposal that will have Applicable to this Proposed Rule? disproportionately high and adverse What Are The Executive Orders on human health and environmental effects Federalism and Are They Applicable to Under Executive Order 13084, EPA on any segment of the population. This Proposed Rule? may not issue a regulation that is not Under Executive Order 12875, EPA required by statute, that significantly or IX. Executive Order 13045 may not issue a regulation that is not uniquely affects the communities of A. What Is Executive Order 13045? required by statute and that creates a Indian tribal governments, and that mandate upon a State, local or tribal imposes substantial direct compliance Executive Order 13045: ‘‘Protection of government, unless the Federal costs on those communities, unless the Children from Environmental Health government provides the funds Federal government provides the funds Risks and Safety Risks’’ (62 FR 19885, necessary to pay the direct compliance necessary to pay the direct compliance April 23, 1997) applies to any rule that: costs incurred by those governments, or costs incurred by the tribal (1) is determined to be ‘‘economically EPA consults with those governments. If significant’’ as defined under E.O. governments, or EPA consults with EPA complies by consulting, Executive 12866, and (2) concerns an those governments. If EPA complies by Order 12875 requires EPA to provide to environmental health or safety risk that consulting, Executive Order 13084 the Office of Management and Budget a EPA has reason to believe may have a requires EPA to provide to the Office of description of the extent of EPA’s prior disproportionate effect on children. If Management and Budget, in a separately consultation with representatives of the regulatory action meets both criteria, identified section of the preamble to the affected State, local and tribal the Agency must evaluate the rule, a description of the extent of EPA’s governments, the nature of their environmental health or safety effects of prior consultation with representatives concerns, any written communications the planned rule on children, and of affected tribal governments, a from the governments, and a statement explain why the planned regulation is summary of the nature of their concerns, supporting the need to issue the preferable to other potentially effective and a statement supporting the need to regulation. In addition, Executive Order and reasonably feasible alternatives issue the regulation. In addition, 12875 requires EPA to develop an considered by the Agency. effective process permitting elected Executive Order 13084 requires EPA to B. Does Executive Order 13045 Apply to officials and other representatives of develop an effective process permitting This Proposed Rule? State, local and tribal governments ‘‘to elected officials and other provide meaningful and timely input in representatives of Indian tribal This proposed rule is not subject to the development of regulatory proposals governments ‘‘to provide meaningful E.O. 13045 because it is not an containing significant unfunded and timely input in the development of economically significant rule as defined mandates.’’ regulatory policies on matters that by E.O. 12866, and because the Agency This proposed rule does not create a significantly or uniquely affect their does not have reason to believe the mandate on State, local or tribal communities.’’ environmental health or safety risks governments. The proposed rule does addressed by this proposed rule present This proposed rule does not not impose any enforceable duties on a disproportionate risk to children. significantly or uniquely affect the these entities. Accordingly, the communities of Indian tribal X. Paperwork Reduction Act requirements of section 1(a) of governments because it does not Executive Order 12875 do not apply to A. What Is the Paperwork Reduction significantly or uniquely affect their this proposed rule. Act? communities. Accordingly, the On August 4, 1999, President Clinton requirements of section 3(b) of According to the Paperwork issued a new executive order on Reduction Act (PRA), 44 U.S.C. 3501 et federalism, Executive Order 13132, [64 Executive Order 13084 do not apply to seq., an agency may not conduct or FR 43255 (August 10, 1999),] which will this proposed rule. sponsor, and a person is not required to take effect on November 2, 1999. In the

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TABLE 1.ÐNATIONAL PRIORITIES LIST PROPOSED RULE NO. 31, GENERAL SUPERFUND SECTION

State Site name City/county

AR ...... Ouachita Nevada Wood Treater ...... Reader. FL ...... Alaric Area Ground Water Plume ...... Tampa. FL ...... Callaway & Son Drum Service ...... Lake Alfred. FL ...... Landia Chemical Company ...... Lakeland. NY ...... Old Roosevelt Field Contaminated Ground Water Area ...... Garden City. WV ...... Big John SalvageÐHoult Road ...... Fairmont.

Number of Sites Proposed to General Superfund Section: 6.

TABLE 2.ÐNATIONAL PRIORITIES LIST PROPOSED RULE NO. 31, FEDERAL FACILITIES SECTION

State Site name City/county

VA ...... St. Juliens Creek Annex (U.S. Navy) ...... Chesapeake. VA ...... Naval Weapons Station YorktownÐCheatham Annex ...... Williamsburg.

Number of Sites Proposed to Federal Facilities Section: 2.

List of Subjects in 40 CFR Part 300 proposing a new date for receipt of the Block Grant program in accordance with Environmental protection, Air applications for SAPT Block Grants of all the governing provisions of law. This pollution control, Chemicals, Hazardous October 1 of the fiscal year for which is most noted under circumstances substances, hazardous waste, Block Grant funding is being requested. calling for the clarification of Intergovernmental relations, Natural However, the deadline for two application data and, if necessary, the application components required to be resources, Oil pollution, penalties, conduct of hearings related to certain submitted by that due date may be Reporting and recordkeeping adverse decisions needing resolution by extended for a limited period, not to requirements, Superfund, Water the end of the fiscal year. A tentative extend beyond December 31 of the same pollution control, Water supply. adverse decision requires that the fiscal year when good cause is applicant be provided an opportunity Authority: 33 U.S.C. 1321(c)(2); 42 U.S.C. demonstrated. for a hearing consistent with section 9601–9657; E.O. 12777, 56 FR 54757, 3 CFR, 1945(e) of the Public Health Service 1991 Comp., p. 351; E.O. 12580, 52 FR 2923, DATES: Written comments must be 3 CFR, 1987 Comp., p. 193. received on or before March 20, 2000. (PHS) Act, and there remains, as a practical matter, insufficient time in the Dated: January 28, 2000. ADDRESSES: Written comments on the proposed rule must be sent to Thomas fiscal year to provide a hearing, reach a Timothy Fields, Jr., M. Reynolds, Room 13C–20, Parklawn final decision, and possibly redistribute Assistant Administrator, Office of Solid Waste Bldg., 5600 Fishers Lane, Rockville, MD withheld funds to the remaining and Emergency Response. 20857. applicants as provided by law (see [FR Doc. 00–2475 Filed 2–3–00; 8:45 am] section 1944 of the PHS Act). FOR FURTHER INFORMATION CONTACT: BILLING CODE 6560±50±P States are now fully aware of the Thomas M. Reynolds. (301) 443–0179. application requirements and can SUPPLEMENTARY INFORMATION: When reasonably be expected to respond to an SAMHSA first implemented the SAPT earlier submission date. However, if a DEPARTMENT OF HEALTH AND Block Grant program, a primary concern HUMAN SERVICES State determines that it will not be able was affording States sufficient time to to submit by October 1 either the report 45 CFR Part 96 develop the increased information as required at 45 CFR 96.130(e) on required to apply for a grant under this Synar enforcement efforts and State RIN 0930±AA04 program as compared to the generally success in reducing youth access to less detailed application required under Application Deadline for SAPT Block tobacco products during the preceding the predecessor ADMS Block Grant fiscal year, or the information on State Grant Program 1 program administered by ADAMHA . expenditures during the preceding year This was accomplished by affording AGENCY: HHS. as required at 45 CFR 96.134(d), the States the opportunity to delay State may request an extension of the ACTION: Notice of proposed rule submitting their applications to as late making. due date(s) for a limited period, not to as March 31, fully six months into the extend past December 31 of the fiscal SUMMARY: The Substance Abuse and fiscal year for which funding is year for which application is made. The Mental Health Services Administration requested (See 45 CFR 96.122(d). This request for the extension must be signed (SAMHSA) (formerly, the Alcohol, Drug relatively late receipt date results in by the official with the authority to Abuse and Mental Health insufficient time to administer the SAPT apply for the grant or the Governor, and Administration (ADAMHA)) has must be submitted no later than 1 The ADAMHA Reorganization Act, Pub. L. 102– permitted applicants for its Substance 321 (July 10, 1992), established SAMHSA as a September 1 of the prior fiscal year. The Abuse Prevention and Treatment successor-in-interest to ADAMHA for the purpose, extension request must state for which (SAPT) Block Grant program to submit inter alia, of administering the services oriented requirement the extension is requested; an application for a grant as late as functions previously the responsibility of include an explanation of why the State ADAMHA and created two block grant programs March 31 of the fiscal year for which it including the SAPT program (now administered by is unable to comply with the due date is applying. Starting with the fiscal year SAMHSA) to replace the ADMS Block Grant of October 1; state the date of 2001 applications, SAMHSA is program. submission the State is requesting; and

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Information collection language for the The Department considered several Regulatory Evaluation current rule is approved by OMB under alternatives for addressing the issue of control number 0930–0165 (Synar timely application submission including This proposal is not a significant reporting requirements on youth access an inflexible deadline without provision regulatory action under Section 3(f) of to tobacco) and control number 0930– for extension, and no change in the the Executive Order 12866 and does not 0162 (for all other aspects of the annual current due date in recognition of State require an assessment of the potential application). The Substance Abuse indications that timely submission of costs and benefits under Section 6(a)(3) Prevention and Treatment Block Grant these reports can be more difficult for of that Order and so has been exempted uniform application format for FY some States than others. It is SAMHSA’s from review by the Office of 2000–FY 2002 is approved by OMB intent to move the application date to Management and Budget under that under control number 0930–0080. None October 1 as proposed by this notice Order. of the specifics of these reporting unless comments provide compelling Paperwork Reduction Act of 1995 requirements are being changed. Only reasons to do otherwise. Therefore, the due date of the uniform application States should be preparing to submit This proposed rule contains information collections which are is impacted by this proposed rule. their applications by October 1, 2000 for At present, approximately half of all fiscal year 2001 funding. subject to review by the Office of Management and Budget (OMB) under eligible block grant applicants routinely Economic Impact the Paperwork Reduction Act of 1995 submit their uniform application for This rule does not have cost (the PRA)(44 U.S.C. 3507(d)). The title, block grant funds on or before implications for the economy of $100 description and respondent description September 30 of the fiscal year million or otherwise meet the criteria of the information collections are shown preceding the fiscal year for which they for a major rule under Executive Order in the following paragraphs with an are applying for funds. Approximately 12291, and therefore does not require a estimate of the annual reporting and one half of all eligible applicants submit regulation impact analysis. Further, this recordkeeping burden. Included in the their uniform applications between regulation will not have a significant estimate is the time for reviewing October 1 and March 31 of the fiscal impact on a substantial number of small instructions, searching existing data year for which block grant funds are entities, and therefore does not require sources, gathering and maintaining the being made available. a regulatory flexibility analysis under data needed, and completing and SAMHSA recognizes that the earlier the Regulatory Flexibility Act of 1980. reviewing the collection of information. receipt date will have an impact on the Title: Application Deadline for SAPT applicants, particularly those that have Federalism Impact Block Grant Program typically submitted their uniform This regulation would require States Description: The Secretary is application after September 30. Since to submit their applications for proposing to issue regulations to change the contents of the uniform application Substance Abuse Prevention and the receipt date of SAPT Block Grant are not changing, it is difficult to Treatment Block Grant funds by October applications starting with the Federal estimate the additional response burden 1 of the fiscal year for which they are Fiscal Year (FY) 2001 from March 31 to and associated costs for the first year of seeking funds. States in the past have October 1. All elements of the this change of receipt date (no had until March 31 to submit the application reporting requirements additional burden is estimated for this application. This late due date (March would be due October 1. However, change for future years). Therefore, a 31) does not give the agency sufficient States may request an extension of time nominal response burden for each time to carry out its responsibilities for reporting State expenditures applicant of one hour is provided. In under the law. necessary to determine compliance with addition, it is conservatively assumed SAMHSA consulted with the State the Maintenance of Effort (MOE) that all applicants will request an organizations in the development of requirement and/or to submit required extension of the MOE and Synar legislative proposals concerning the Synar information for a period up to reporting, and one hour is estimated for application due date and in the crafting December 31. This change will allow preparation of such a request. of this NPRM. Most States indicated that HHS to review grant applications and Thus, for the first year of they have become familiar with the make grant awards to all States earlier implementation, total response burden application and that it would not be an in the fiscal year. It will also provide is estimated at 120 hours. For undue hardship on them to meet this additional time for sufficient planning subsequent years, the burden estimate is new requirement if there can be an in the event of any penalty actions that 60 hours. Comments on these estimates extension until December 31 with may be required, while recognizing the are invited.

ANNUAL REPORTING BURDEN

Responses 45 CFR Citation and Purpose No. of per Hours per Total hours respondents respondent response

96.122(d) Due date for annual report ...... 60 1 1 60 96.122(d) Extension requests associated with MOE and Synar ...... 60 1 1 60 Total ...... 60 ...... 120

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As required by section 3507(d) of the § 96.122 Application content and DEPARTMENT OF THE INTERIOR PRA, the Secretary has submitted a copy procedure. of this proposed rule to OMB for its * * * * * Fish and Wildlife Service review. Comments on the information (d) The application (in substantial collection requirements are specifically 50 CFR Part 17 compliance with the statutory and solicited in order to: (1) Evaluate regulatory provisions for the Block whether the proposed collection of Endangered and Threatened Wildlife information is necessary for the proper Grant) shall for fiscal years through and Plants; 12-Month Finding for a performance of HHS functions, fiscal year 2000, be submitted no later Petition To List the Black-Tailed Prairie including whether the information will than March 31 of the fiscal year for Dog as Threatened have practical utility; (2) evaluate the which the State is applying. Beginning with the fiscal year 2001 application, all AGENCY: Fish and Wildlife Service, accuracy of the HHS estimate of the Interior. burden of the proposed collection of required components for a complete information, including the validity of application must be submitted no later ACTION: Notice of 12-month petition the methodology and assumptions used; than October 1 of the fiscal year for finding. (3) enhance the quality, utility, and which Block Grant funding is being SUMMARY: We, the Fish and Wildlife clarity of the information to be requested. The submission date for the Service, announce a 12-month finding collected; and (4) minimize the burden report required by § 96.130(e) to be for a petition to list the black-tailed of the collection of information on those submitted with the application and/or prairie dog (Cynomys ludovicianus) as who are to respond, including the use the information required by § 96.134(b) threatened throughout its range under of appropriate automated, electronic, may be extended for good cause shown the Endangered Species Act of 1973, as mechanical, or other technological in a request signed by the official amended (Act). After reviewing all collection techniques or other forms of authorized to apply for the Block Grant available scientific and commercial information technology. funding on behalf of the State, or the information, we have determined that OMB is required to make a decision Governor. The State should request an listing this species is warranted but concerning the collection of information extension for only the amount of time precluded by other higher priority contained in these proposed regulations necessary. In no event will an extension actions to amend the Lists of between 30 and 60 days after be granted past December 31 of the Endangered and Threatened Wildlife publication of this document in the fiscal year for which application is and Plants. Upon publication of this Federal Register. Therefore, a comment made. All requests to extend the due notice of 12-month petition finding, the to OMB is best assured of having its full date must be submitted no later than black-tailed prairie dog will be added to effect if OMB receives it within 30 days September 1 of the prior fiscal year and our candidate species list. of publication. This does not affect the addressed to the same address as This decision is based on—the deadline for the public to comment to specified for the grant application. number, variety, and significance of HHS on the proposed regulations. Extension requests must state for which threats affecting the species, especially Organizations and individuals requirement an extension is sought, the sylvatic plague (an exotic disease to desiring to submit comments on the date of submission sought, why the which the species has no resistance) and information collection requirements State is unable to meet the October 1 inadequate regulatory mechanisms should direct them to the Office of due date, and discuss if there are steps (some areas mandate eradication); Information and Regulatory Affairs, the State will be able to take to avoid evidence of recent general population OMB. (address above). requiring an extension in future years, declines in a significant portion of the List of Subjects in 45 CFR Part 96 or if not, why not. Extension requests species’ range; and cumulative complying with these requirements will rangewide population data indicating Administrative practice and be acted upon no later than September overall population declines since 1980. procedure, Grant programs—health, 20 of the fiscal year prior to the year for DATES: The finding announced in this Health care. which application is to be made. Due document was made on February 4, Dated: January 31, 2000. date extensions regarding the § 96.130(e) 2000. Donna E. Shalala, report and regarding the § 96.134(d) ADDRESSES: You may submit data, Secretary. information shall only be granted in information, comments, or questions writing. In order for an applicant to concerning this finding to the Field For the reasons set forth in the have complied with the requirements of Supervisor, U.S. Fish and Wildlife preamble, the Department proposes to section 1932(a)(1) of the Public Health Service, 420 South Garfield, Suite 400, amend Subpart L of Part 96 of Title 45 Service Act (42 U.S.C. 300x-32(a)(2)), it Pierre, South Dakota 57501. You may of the Code of Federal Regulations as is necessary that the components of the inspect the petition finding, supporting follows: application have been submitted by the data, and comments by appointment PART 96ÐBLOCK GRANTS date indicated or as extended pursuant during normal business hours at the to the above. above address. The petition finding also Subpart LÐSubstance Abuse * * * * * will be available at the Service’s Region Prevention and Treatment Block Grant 6 website at . 1. The authority citation for Subpart BILLING CODE 4162±20±P FOR FURTHER INFORMATION CONTACT: L of Part 96 continues to read as follows: Pete Gober, Field Supervisor, South Dakota Authority: 42 U.S.C. 300x–21 to 300x–35 Field Office (see ADDRESSES section), and 300x–51 to 300x–64. telephone (605) 224–8693, extension 24, 2. Section 96.122 (d) is revised to read or facsimile (605) 224–9974. as follows: SUPPLEMENTARY INFORMATION:

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Background black-tailed prairie dog. This collection period closed November 3, On July 31, 1998, we received a information included a description of 1999. petition dated July 30, 1998, from the the species and its range, as well as We received approximately 14,500 comment letters during the National Wildlife Federation (National comments related to its population development of this finding. The Wildlife Federation 1998). The biology and trend. The Petitioner noted following summarizes the sources and Petitioner requested that we list the that the species still occurs general content of information we black-tailed prairie dog as threatened intermittently throughout most of its received. throughout its range. The Petitioner also historic range, although much reduced in numbers and in the amount of habitat All State wildlife agencies within the requested that the species be afforded historic range of the black-tailed prairie emergency listing. Section 4 of the Act that it occupies. The Petitioner contrasted reports that the black-tailed dog provided written comments on the and regulations at 50 CFR 424 do not prairie dog once occupied as much as petition. Two State agriculture provide for petitions to request the 100–200 million acres (ac) (40–80 departments (New Mexico and listing of species on an emergency basis. million hectares (ha)) of the western Wyoming) and two State Legislatures However, section (4)(b)(7) of the Act and North American prairie with current (North Dakota and Wyoming) also the Service’s Listing Priority Guidance estimates of occupied habitat and provided comments. In general, the (63 FR 25502) direct that all petitions concluded that the species’ habitat has States opposed listing the black-tailed are to be reviewed to determine if an been reduced by at least 99 percent. The prairie dog but supported the emergency listing is appropriate. We Petitioner attributed reductions in development of conservation measures determined and advised the Petitioner occupied habitat to habitat loss and for the species. Most information by letter dated August 27, 1998, that it degradation related to the conversion of provided by the States focused on would be inappropriate to list this prairie grasslands to farmland, extensive policy and jurisdictional concerns species on an emergency basis given its control, disease, urban development, rather than on information related to the then known status. On September 16, unregulated shooting, and other factors. biological status of the species. 1999, the Petitioner requested that we On August 26, 1998, we received State wildlife agencies and other readdress this issue based on reports of another petition regarding the black- interested parties also developed a increased control efforts (Graber, tailed prairie dog from the Biodiversity Strategy for conservation of the black- National Wildlife Federation, in litt. Legal Foundation, the Predator Project, tailed prairie dog (Van Pelt in prep.). 1999). We have reevaluated information and Jon C. Sharps (Biodiversity Legal The actions identified in the current available regarding this subject and Foundation et al. 1998). They requested draft of this Strategy remain tentative determined that emergency listing of the that we list the black-tailed prairie dog and do not at this time confer any species is not appropriate at this time. as threatened throughout its known improved status for the species. Eight of Section 4(b)(3)(A) of the Act requires historic range in the contiguous United the 11 participating State wildlife that, for any petition to revise the List States. We accepted this second request agencies have signed a Memorandum of of Threatened and Endangered Species as supplemental information to the Understanding for the purpose of containing substantial scientific and National Wildlife Federation petition. implementing the States’ Strategy for commercial information that listing may The Biodiversity Legal Foundation et al. the black-tailed prairie dog. At this time, be warranted, we make a positive 90- (1998) provided estimates of historic the strategy does not include day finding and initiate a status review and current distribution of the black- participation by the States of New of the species. We published a notice of tailed prairie dog, both regionally and Mexico, North Dakota, and Colorado, a positive 90-day finding on the subject by State. They noted that the species’ other State (non-wildlife) agencies, petition in the Federal Register on populations are impacted by eradication Federal agencies, Tribal agencies, or any March 25, 1999 (64 CFR 14425). programs, sylvatic plague, recreational private interests. We recognize the Accordingly, the subject petition shooting, land conversion, and natural significant effort that went into the requires a 12-month administrative predation. The Biodiversity Legal development of this strategy, and we finding pursuant to section 4(b)(3)(B) on Foundation (1999) also developed and believe that the strategy is a positive whether the petitioned action is—(I) not submitted a potential plan for black- step in addressing the conservation warranted, (ii) warranted, or (iii) tailed prairie dog conservation. needs of the black-tailed prairie dog. At warranted but precluded from The notice of a 90-day finding that a this early stage in development of the immediate proposal by other higher petition to list the black-tailed prairie strategy, the document lacks priority efforts to revise the List of dog presented substantial information commitments to specific immediate Threatened and Endangered Species. that appeared in the Federal Register on actions that would affect the status of When we find a petition to list a species March 25, 1999 (64 FR 14424). In this the species. We will continue working is warranted but precluded, the species notice, we requested that any additional with the States and other interested is designated a candidate species. scientific information relevant to a parties to support the coordinated We believe that sufficient information proposed 12-month administrative conservation efforts of the States. is currently available to support a finding be submitted to us by May 24, Three Tribes in South Dakota finding that listing the black-tailed 1999. We published a notice in the provided written comments on the prairie dog as threatened is warranted, Federal Register on June 4, 1999 (64 FR petition—the Cheyenne River Sioux but that a proposed rule at this time is 29983), that reopened this period for an Tribe, the Crow Creek Sioux Tribe, and precluded by work on other higher additional 45 days, through July 19, the Rosebud Sioux Tribe. Information priority listing actions. We will 1999. On October 4, 1999, we again was provided by these Tribes regarding reevaluate the status of the species in 1 published a notice that we would accept distribution and abundance and existing year. The information contained in this additional information, especially regulatory mechanisms on and notice is a summary of the information pertaining to a draft black-tailed prairie adjoining their respective Tribal lands. in the 12-month finding. dog Conservation Assessment and Several Federal agencies provided The National Wildlife Federation Strategy (Strategy) developed by various written comments on the petition. The petition presented extensive States and its effect on the status of the Bureau of Indian Affairs (BIA) information regarding the biology of the species (64 FR 53655). This information supported conservation measures and

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00034 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5478 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules acknowledged a possible need to list the Strategy, most expressing the view that individual ranges from 1 to 3 pounds. species. The U.S. Forest Service the proposed measures were sufficient Individual appearances within the provided supplemental information to avoid listing and that State species vary in mixed colors of brown, regarding the current status of black- management was preferable to Federal black, gray, and white. The black-tipped tailed prairie dogs on National management. The remaining 3 of the 84 tail is characteristic (Hoogland 1995). Grasslands (Sidle, U.S. Forest Service, commenters did not express a position. Black-tailed prairie dogs are diurnal, in litt. 1999). The National Park Service burrowing animals and spend most of Taxonomy provided information on its control the day above ground. They do not efforts and noted its preference for the Five species of prairie dogs occur in hibernate as do white-tailed, development and implementation of North America. Prairie dogs are rodents Gunnison’s, and Utah prairie dogs cooperative management strategies within the squirrel family (Sciuridae) (Hoogland 1995, Tileston and among State, Tribal, and Federal and include the black-tailed prairie dog, Lechleitner 1966). The species is very agencies rather than a listing of the the white-tailed prairie dog (Cynomys social, living in population aggregations species. The Corps of Engineers Omaha leucurus), the Gunnison’s prairie dog (C. called colonies, towns, or villages (King District also reviewed information gunnisoni), the Utah prairie dog (C. 1955). Groups of colonies comprise a provided in the petition, but had no parvidens), and the Mexican prairie dog complex. Historically, they generally specific comments. (C. mexicanus) (Pizzimenti 1975). The occurred in large colonies that Twenty-three county agencies (county Utah and Mexican prairie dogs are contained thousands of individuals, commissions and weed/pest councils) currently listed as threatened (49 FR covered hundreds of thousands of acres, in Colorado, Montana, Nebraska, South 22339) and endangered (35 FR 8495), and extended for miles (Bailey 1905). Dakota, and Wyoming provided written respectively. Generally the black-tailed This description is no longer accurate comments on the petition. All county prairie dog occurs east and north of the for existing black-tailed prairie dog agencies were opposed to listing the other four species in less arid habitat. populations; most colonies are now species. Economic considerations were Some scientific literature describes a much smaller. a common concern in these comment subspecies (Cynomys ludovicianus The colonial behavior of prairie dogs, letters. Because the Act directs that only arizonensis) of the black-tailed prairie especially the black-tailed prairie dog, is biological considerations are to be dog. This subspecies, found in a significant characteristic of the addressed in the listing process, we northeastern Mexico (Ceballos et al. species. Colonial behavior offers an cannot address economic considerations 1993), is extirpated in Arizona effective defense mechanism by aiding in review of this petition. (Alexander 1932; Bureau of Sport in the detection of predators and One hundred forty-four organizations Fisheries and Wildlife 1961; Van Pelt, deterring predators through mobbing (wildlife/conservation or livestock/land Arizona Game and Fish Department, in behavior. It increases reproductive management organizations) provided litt. 1998) and has a remnant population success through cooperative rearing of written comments on the petition. in southwestern New Mexico (Hall and juveniles and aids parasite removal via Forty-two wildlife/conservation Kelson 1959) and in the Trans-Pecos shared grooming. However, it also has organizations supported listing of the region of Texas (Davis 1974, Hall and been noted that this behavior promotes black-tailed prairie dogs. Eighty-seven Kelson 1959). A complex of this the transmission of disease, which can livestock/land management subspecies in Chihuahua, Mexico, significantly suppress populations organizations were opposed to listing comprises the largest remaining prairie (Olsen 1981, Hoogland 1995). the species. Fifteen organizations dog complex of any prairie dog species Several biological factors determine provided recommendations but did not (Ceballos and Pacheco 1997). the reproductive potential of the black- indicate a position. The remainder of the species is found tailed prairie dog. Females usually do Over 14,300 individuals provided in eastern Montana, eastern Wyoming, not breed until their second year and written comments on the petition. eastern Colorado, eastern New Mexico, live 3–4 years (Hoogland 1995, King Approximately 90 percent of all southwestern North Dakota, western 1955, Knowles and Knowles 1994). individuals supported listing the black- and central South Dakota, western and Females of the species produce a single tailed prairie dog as threatened. The central Nebraska, western and central litter, usually 4–5 pups, annually issues most frequently noted in these Kansas, western and central Oklahoma, (Hoogland 1995, Knowles and Knowles letters were impacts from the loss of 99 northwestern Texas, and southwestern 1994). Prairie dog dispersal is usually percent of the species’ habitat, Canada. Although some literature limited to approximately 3 miles (5 recreational shooting, control, and describes a subspecies, the research that kilometers) or less, and individuals disease. Individuals opposed to listing has focused on evolutionary divergence dispersing from home colonies generally the species most frequently expressed (genetic segregation and differentiation move into an established colony rather the view that adequate numbers of the within a taxon) supports categorizing than attempting to initiate a new colony species exist, the species is able to the black-tailed prairie dog as a (Garrett and Franklin 1988, Hoogland reproduce rapidly in response to monotypic species. Based on this 1995). These limitations could restrict adverse impacts, sport shooting does not research we do not consider this recruitment of animals into small and impact the species, and adverse subspecies separation to be valid. We declining isolated populations and favor economic impacts can occur if the consider the species as being the reestablishment of individuals in species is not controlled. monotypic. For the remainder of this nearby, recently abandoned colonies We received approximately 9,000 notice, the use of the common name over the establishment of new, more letters during the third comment period ‘‘black-tailed prairie dog’’ includes both distantly located colonies. (October 4 to November 3, 1999). Of varieties discussed above. these, 84 mentioned the States’ Strategy, Ecology 25 of which opposed the States’ Biology The extent to which the black-tailed Strategy, mostly due to a perceived lack Prairie dogs are small, stout ground prairie dog is affected by other species, of specific conservation measures and squirrels. The total length of an adult particularly ungulates, is largely reliance on future, voluntary actions. black-tailed prairie dog is approximately unknown. The black-footed ferret Fifty-six letters supported the States’ 14–17 inches. The weight of an (Mustela nigripes), swift fox (Vulpes

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00035 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5479 velox), mountain plover (Charadrius United States. Seton (1953) estimated cost involved. We believe that a review montanus), ferruginous hawk (Buteo that, in the late 1800s, 5 billion black- of various estimates of occupied habitat regalis), burrowing owl (Athene tailed prairie dogs existed over their area provides the best available and cunicularia), and numerous other entire range of 600,000 square miles most reasonable means of determining species are dependent upon prairie dogs (384 million ac or 155.5 million ha). population trends for the species. to varying degrees. Although reports Miller et al. (1996) and Mulhern and The U.S. Geological Survey estimated vary as to those species that require Knowles (1995) provided a range for that the black-tailed prairie dog may prairie dogs for their survival, at least 9 historic occupied habitat by all species occupy less than 0.5 percent of its species depend directly on prairie dogs of prairie dogs of 99 million-247 million original range and has experienced an or their activities to some extent, and ac (40 million-100 million ha). estimated 98 percent decline in another 137 species are associated Anderson et al. (1986) noted that, as a population abundance throughout North opportunistically (Kotliar et al. 1999). conservative estimate for the early America (Mac et al. 1998). It notes that The most obligatory species of this 1900s, 104 million ac (42 million ha) of the amount of occupied habitat has group is the endangered black-footed rangeland may have been occupied by declined from approximately 100 ferret. Probably no other species has a all species of prairie dogs. Black-tailed million ac (40.5 million ha) in the late more clearly documented dependence prairie dogs had the most extensive 1800s to less than 1 million ac (0.4 on another species than does the black- range of all the species of prairie dogs million ha) at present; a decline of over footed ferret on the prairie dog and probably occupied more area than 99 percent. Barko (1997), Fagerstone (Anderson et al. 1986, Biggins et al. all other species combined (Hoogland and Ramey (1996), Knowles (1998), 1986, Clark 1989, Forrest et al. 1988, 1995). Estimates of historic black-tailed Mulhern and Knowles (1995), and Henderson et al. 1974, Hillman 1968, prairie dog occupied habitat of Wuerthner (1997) concluded that a Miller et al. 1996). approximately 79 million ac (32 million reduction of approximately 94–99 ha) in the United States by the Black- percent in the amount of occupied Rangewide Distribution footed Ferret Recovery Foundation (in habitat within this range has occurred The historic range of the black-tailed litt. 1999) and of approximately 111 since about 1900. State wildlife agencies prairie dog included portions of 11 million ac (45 million ha ) by Knowles generally confirm this decline, but some States, Canada, and Mexico. Today it (1998) provide a reasonable historic point out that disproportionately more occurs from extreme southern Canada to range for black-tailed prairie dog occupied habitat remains in some areas northeastern Mexico and from occupied habitat. It is apparent that than in others. approximately the 100th meridian west regardless of which estimate is Some increases in the amount of to the Rocky Mountains. The species is considered, tens of millions of acres of occupied habitat in some areas occurred currently present in 10 States including occupied habitat once existed in the subsequent to the Executive Order Colorado, Kansas, Montana, Nebraska, United States. banning the use of compound 1080 (a New Mexico, North Dakota, Oklahoma, At present, the black-tailed prairie toxicant) in 1972. These increases South Dakota, Texas, and Wyoming. It dog may be found scattered in remnant appear to have been limited in later has been extirpated in Arizona since as populations throughout much of the years by the use of other toxicants such early as 1932 (Alexander 1932). We range that it once occupied. A as zinc phosphide, the continuing believe that significant range significant portion of existing occupied spread of sylvatic plague, and other contractions have occurred in the habitat rangewide occurs in a few large factors (Knowles 1998). Moreover, the southwestern portion of the species’ complexes. Approximately 36 percent of majority of these increases historic range in Arizona, western New the remaining occupied habitat for the (approximately 85 percent) occurred in Mexico and western Texas, and in the species in North America occurs in areas (Montana, South Dakota, and eastern portion of the species’ historic seven complexes, each larger than Wyoming) where significant impacts range in Kansas, Nebraska, Oklahoma, 10,000 ac (4,000 ha). We believe that due to disease had not yet occurred. South Dakota, and Texas. These range approximately 768,000 ac (311,000 ha) Survey efforts in some areas have contractions represent approximately 20 of occupied habitat currently exists noted significant declines in the amount percent of the species’ original range. rangewide. This estimate is based on the of black-tailed prairie dog occupied Only a few individuals or none remain sum of Service estimates from various habitat over the last few decades. For in these areas. Approximately 37 States, from Canada, and from Mexico, example, the U.S. Forest Service has percent of the species’ potential habitat as discussed under the ‘‘Statewide mapped black-tailed prairie dog in the United States has been converted Distribution, Trends, and Abundance’’ colonies within the Northern Great to cropland (Black-footed Ferret section of this document. Plains National Grasslands in North Recovery Foundation, in litt. 1999). This Dakota, South Dakota, Wyoming, and Rangewide Trends habitat loss is essentially permanent and Nebraska. These grasslands, covering not considered a range contraction in Most estimates of prairie dog approximately 3.7 million ac (1.5 the usual sense occurring at the population trends are not based on million ha), included a maximum of periphery of a species’ range. Although numbers of individuals, but on the 86,220 ac (34,890 ha) of black-tailed the species will occupy abandoned amount of occupied habitat for the prairie dog occupied habitat in the tilled ground, these lands are generally species. The actual number of animals 1970s to the 1990s. In 1997, the U.S. unavailable for use by the species present depends upon the density of Forest Service mapped 39,420 ac because the land is continuously animals in that locality. Estimates of (15,965 ha) of occupied habitat in the disturbed and thus the habitat is lost black-tailed prairie dog density across same areas, indicating a 54 percent permanently. the species’ range vary seasonally, but decline (U.S. Forest Service 1998). Data range from 2 to 18 individuals per ac (5 provided by the U.S. Forest Service in Rangewide Abundance to 45 individuals per ha) (Fagerstone 1999 confirmed losses in occupied Historically, black-tailed prairie dogs and Ramey 1996, Hoogland 1995, King habitat for the National Grasslands with were one of the most conspicuous and 1955, Koford 1958, Miller 1996). Most a 58 percent decline from the 1970s to characteristic residents of the short- prairie dog surveys do not estimate the present (Sidle, U.S. Forest Service, grass and mixed-grass prairies of the density because of the high effort and in litt. 1999).

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Lockhart (U.S. Fish and Wildlife noted after 1972. However, in most of remnant occupied habitat. However, Service, in litt. 1998) reported that the western States, populations have we believe that trends at specific recovery program for the black-footed declined since the 1980s, most likely locations within the State (a 50 percent ferret has identified large prairie dog due to sylvatic plague. In the eastern decline in Denver Metropolitan Area complexes potentially useful for part of the range, where plague has not from 1994 to 1998 (Seery, U.S. Fish and reintroduction of the ferret. Both black- yet occurred, similar declines have not Wildlife Service, pers. comm. 1998), a tailed and other prairie dog species are been observed. These trends are 70 percent decline at Rocky Mountain considered. One necessary criteria for discussed below by State. We have Arsenal National Wildlife Refuge from these sites is that they contain evaluated all historic and current data 1988–1999 (Seery and Matiatos, in approximately 10,000 ac (4,000 ha) of and information available on the press), and a 90 percent decline at occupied habitat. In the late 1980s, the species’ abundance and trends. Several Comanche National Grasslands from Black-footed Ferret Interstate estimates of black-tailed prairie dog 1995 to 1998 (Cully 1998), indicate that Coordinating Committee identified occupied habitat were available for each there has likely been a statewide decline dozens of potential sites that may have State. The dates, methodologies, and in recent years (despite periodic limited qualified as suitable for ferret recovery. ultimately the reliability of these recovery) and that these declines may Black-tailed prairie dog populations at estimates varied. Generally, our estimate continue. These declines have largely these sites appear to have been reduced of current occupied habitat for each been attributed to sylvatic plague. We by as much as 90 percent within the last State is the most recently reported estimate that 93,000 ac (43,000 ha) of 15 years. By 1994 only 16 sites were estimate with the most reliable black-tailed prairie dog occupied habitat identified, and by 1998 this number was methodology (Arizona, Montana, currently exist statewide. reduced to 10 sites (7 being black-tailed Nebraska, North Dakota, Oklahoma, In Kansas, black-tailed prairie dogs prairie dog sites). Although the overall South Dakota, Canada, and Mexico). For historically occurred on suitable habitat trend is a large-scale reduction, States where a range (Wyoming) or two throughout the western two-thirds of the population increases have been reliable estimates were available State (Hall and Kelson 1959, Smith observed at some locales. These (Kansas), we used the midpoint. For 1958). Presently, the species appears to declines have occurred largely in the States where no recent estimate with be scattered throughout generally the western portion of the species’ range adequate methodology was available same area, except that the eastern limit and are generally attributed to sylvatic (Colorado, New Mexico, and Texas), we of the range appears to have shifted plague. These declines may be extrapolated from older estimates. We westward approximately 30–50 miles representative of the overall population rounded all our estimates to the nearest (50–80 kilometers) (Vanderhoof and dynamics of the species in many areas. 1,000 ac. Robel 1992). Statewide estimates of However, populations in some other In Arizona, black-tailed prairie dogs occupied habitat for Kansas range from areas in the eastern portion of the existed in the southeastern portion of 2.5 million ac (1 million ha) historically species’ range where plague is mostly the State prior to eradication efforts to 36,000 ac (15,000 ha) in 1998 absent have increased marginally or (Hall and Kelson 1959). The species is (Knowles 1998). We estimate that remained generally constant during the extirpated at present in the State. 42,000 ac (17,000 ha) of black-tailed same period. Approximately 2 percent of occupied prairie dog occupied habitat currently Approximately 66 percent, or 300 habitat in the United States may have exist statewide. million ac (122 million ha), of the black- existed in Arizona historically. We We believe that occupied habitat in tailed prairie dog range in the United believe that intensive grazing at the turn Kansas has declined significantly from States is affected by sylvatic plague of the last century may have caused historic estimates, but has likely been (Black-footed Ferret Recovery occupied habitat to expand in Arizona stable to slightly declining in recent Foundation, in litt. 1999). This area and that control may have been the years. The most recent statewide survey includes the western portions of the principal factor that subsequently is from 1992 (Vanderhoof and Robel species’ range. Another important factor suppressed populations. Shrub invasion 1992). However, in 1996 sylvatic plague that has affected the species is the also may have limited recovery. The was documented in Kansas on the conversion of rangeland to cropland, species largely disappeared from the Cimarron National Grasslands (Cully, especially in the eastern portion of the State prior to the documented U.S. Geological Survey, Biological species’ range. Conversion of native occurrence of sylvatic plague in the Resources Division, pers. comm. 1998). prairie to cropland has largely State (Shroufe, Arizona Game and Fish Therefore, occupied habitat may decline progressed across the species’ range Department, in litt. 1999). However, if sylvatic plague impacts continue and/ from east to west with more cropland plague is an additional factor that could or spread to other areas of the State. occurring in the eastern portion of the affect the future viability of the species In Montana, black-tailed prairie dogs species’ range. In the plague-free portion in Arizona. historically occurred on suitable habitat of the species’ range, less than 33 In Colorado, black-tailed prairie dogs in the eastern two-thirds of the State percent of the species’ historic range is historically occurred on suitable habitat (Flath and Clark 1986), with the available to the species (Black-footed east of the Rocky Mountain foothills exception of the northeastern corner of Ferret Recovery Foundation, in litt. (Hall and Kelson 1959, Torres 1973). the State (Hall and Kelson 1959). One of 1999). Therefore, only approximately 10 Presently, the species appears to be the seven large remaining black-tailed percent of the black-tailed prairie dog scattered in remnant populations prairie dog complexes occurs in historic range is both plague-free and throughout the same area. Statewide Montana. Statewide estimates of available (not cropland) to the species. estimates of occupied habitat noted for occupied habitat for Montana range The majority of plague-free, suitable Colorado range from 7 million ac (2.8 from 6 million ac (2.4 million ha) range occurs in South Dakota. million ha) historically to 44,000 ac historically (Knowles 1998) to 28,286 ac (18,000 ha) in 1998 (Knowles 1998). (11,456 ha) in 1961 (Bureau of Sport Statewide Distribution, Abundance, We believe that occupied habitat in Fisheries and Wildlife 1961). The and Trends Colorado has declined significantly Montana Department of Fish, Wildlife, In some parts of the species’ range, from historic estimates. There is a large and Parks believes that historic statewide population increases were disparity in recent statewide estimates estimates are inaccurate (Graham,

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Montana Department of Fish, Wildlife, prairie dog occupied habitat currently the State has experienced a slow, steady and Parks, in litt. 1998). The most recent exist statewide. decline (Shackford et al. 1990). estimate of occupied habitat is 66,000 ac We believe that occupied habitat in Statewide, populations have been (26,000 ha) (Montana Department of New Mexico has declined significantly reduced by 50 percent in the last 10 Fish, Wildlife and Parks in prep.). We from historic estimates. Following the years (Lomolino, in litt. 1999). estimate that 65,000 ac (26,000 ha) of toxicant ban in 1972, increases in In South Dakota, black-tailed prairie black-tailed prairie dog occupied habitat occupied habitat appear to have dogs historically were found throughout currently exist statewide. occurred. However, declines in all but the eastern one-fourth of the We believe that occupied habitat in occupied habitat have likely occurred in State (Hall and Kelson 1959, Linder et Montana has declined significantly from more recent years (Maracchini, New al. 1972). Presently the species appears historic estimates. Following a major Mexico Department of Game and Fish, to be scattered throughout the same reduction in occupied habitat from in litt. 1998). area, with the majority of occupied approximately 1900 to 1961, black- In North Dakota, black-tailed prairie habitat on Tribal or Federal lands west tailed prairie dog populations in the dogs historically occurred on suitable of the Missouri River and small State apparently expanded from 1961 to habitat in the southwestern third of the scattered populations elsewhere. Four of 1986 and then experienced significant State, west of the Missouri River (Hall the seven remaining large black-tailed declines due to sylvatic plague. The and Kelson 1959). Presently, the species prairie dog complexes occur in South Montana Department of Fish, Wildlife, appears to be scattered throughout the Dakota. Statewide estimates of occupied and Parks (1998) noted that occupied same area. Statewide estimates of habitat for South Dakota range from habitat declined by approximately 50 occupied habitat for North Dakota range more than 1,757,000 ac (712,000 ha) percent from the estimates of the late from 2 million ac (810,000 ha) historically, following the initiation of 1980s, largely due to sylvatic plague. historically (Knowles 1998) to intensive control efforts in 1918 (Linder In Nebraska, black-tailed prairie dogs approximately 7,000 ac (2,800 ha) as a et al. 1972), to 33,000 ac (13,000 ha) in historically occurred on suitable habitat conservative estimate in 1973 (Grondahl 1961 (Bureau of Sport Fisheries and throughout most of the State west of the 1973). The most recent estimate of Wildlife 1961). The most recent estimate 97th meridian (Hall and Kelson 1959, occupied habitat is a preliminary of occupied habitat in the State is a Knowles 1995). Presently, the species estimate of approximately 25,000 ac preliminary estimate of 147,000 ac appears to be scattered throughout the (10,000 ha), based on aerial surveys (60,000 ha), based on aerial surveys same area, but at much reduced (Sidle, U.S. Forest Service, pers. comm. (Sidle, U.S. Forest Service, pers. comm. numbers, especially east of the 99th 1999). We estimate that 25,000 ac 1999). We estimate that 147,000 ac meridian. Statewide estimates of (10,000 ha) of black-tailed prairie dog (60,000 ha) of black-tailed prairie dog occupied habitat noted for Nebraska occupied habitat currently exist occupied habitat currently exist range from 6 million ac (2.4 million ha) Statewide. Statewide. historically (Knowles 1998) to 30,000 ac We believe that occupied habitat in We believe that occupied habitat in (12,000 ha) in 1961 (Bureau of Sport North Dakota has declined significantly South Dakota has declined significantly Fisheries and Wildlife 1961). The most from historic estimates, but has likely from historic estimates, with notable recent estimate of occupied habitat is been fairly stable to increasing recovery from 1961–1980 (Bureau of 60,000 ac (24,000 ha) (Knowles 1998). (McKenna, North Dakota Game and Fish Sport Fisheries and Wildlife 1961, We estimate that 60,000 ac (24,000 ha) Department, in litt. 1999) in recent Tschetter 1988). Thereafter, extensive of black-tailed prairie dog occupied years. The amount of occupied habitat control efforts at Pine Ridge Reservation habitat currently exist statewide. in North Dakota is relatively small and elsewhere in the 1980s resulted in We believe that occupied habitat in compared to other States in the northern a significant decline in occupied Nebraska has declined significantly Great Plains. habitat. Subsequently, occupied habitat from historic estimates and has likely In Oklahoma, black-tailed prairie dogs has remained fairly stable. More been stable to slightly declining in historically occurred on suitable habitat unoccupied, but available, habitat recent years (Amack, Nebraska Game in the western two-thirds of the State appears to remain in South Dakota than and Parks Commission, in litt. 1999). (Hall and Kelson 1959). Presently, the in other States. This stability may be due to the fact that species is largely limited to the In Texas, black-tailed prairie dogs sylvatic plague does not appear to be panhandle (Shaw et al. 1993, Tyler historically occurred on suitable habitat widespread in the State, although it has 1968, Wuerthner 1997), although throughout the northwestern one-third been documented in the northwestern scattered remnant populations occur in of the State (Bailey 1905, Hall and portion of the State where it has the western half of the State outside of Kelson 1959). Presently, the species impacted some black-tailed prairie dog the panhandle (Shackford et al. 1990). occurs largely in the western portion of populations (Virchow et al. 1992). Statewide estimates of occupied habitat the panhandle. Some scattered remnant In New Mexico, black-tailed prairie noted for Oklahoma range from 950,000 populations exist in the Trans-Pecos dogs historically occurred on suitable ac (385,000 ha) historically (Knowles Region of western Texas. Statewide habitat throughout the southern and 1998) to less than 8,600 ac (3,500 ha) in estimates of occupied habitat range from eastern two-thirds of the State (Bailey 1998 (Lomolino, University of 58 million ac (23 million ha) historically 1932, Hall and Kelson 1959). Presently, Oklahoma, in litt. 1999). We estimate to 23,000 ac (9,000 ha ) in 1998 the species appears to exist in remnant that 9,000 ac (3,600 ha) of black-tailed (Knowles 1998). We estimate that populations in scattered locations, prairie dog occupied habitat currently 71,000 ac (29,000 ha) of black-tailed generally east of the Pecos River exist Statewide. prairie dog occupied habitat currently (Findley et al. 1975). Statewide Populations in the panhandle have exist Statewide. estimates of occupied habitat noted for experienced significant declines in the We believe that occupied habitat in New Mexico range from over 6,640,000 past 10 years, although with limited Texas has declined significantly from ac (2,690,000 ha) historically (Bailey recovery (Lomolino, University of historic estimates. However, based upon 1932) to 15,000 ac (6,000 ha) in 1998 Oklahoma, in litt. 1999). These declines the limited amount of information (Knowles 1998). We estimate that were likely due to plague. The amount available, we believe that occupied 39,000 ac (16,000 ha) of black-tailed of occupied habitat in the remainder of habitat increased following the toxicant

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00038 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5482 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules ban in 1972 and that populations may small region in northern Chihuahua. Montana (Knowles et al. 1996, Lessica have remained fairly stable since the The largest remaining black-tailed 1995) and irrigated croplands in Mexico late 1970s (Cheatheam 1977, Lair and prairie dog complex occurs in Mexico. (List et al. 1997). List et al. (1997) Mecham 1991). Estimates of occupied habitat in Mexico reported that occupied habitat in In Wyoming, black-tailed prairie dogs range from 1,384,000 ac (560,000 ha) Mexico declined by 34 percent between historically occurred on suitable habitat historically (Mearns 1907 as cited in 1988 and 1996, in part due to east of the Rocky Mountain foothills Ceballos et al. 1993) to 90,000 ac conversion to cropland. (Clark 1973, Hall and Kelson 1959) (36,000 ha) in 1996 (List et al. 1997). We Habitat loss also has occurred due to below approximately 5,500 feet (1,676 believe that the List et al. (1997) urbanization. One example of the meters) elevation (Van Pelt in prep.). estimate of 90,000 ac (36,000 ha) of present and threatened destruction of Presently, the species appears to be currently existing black-tailed prairie black-tailed prairie dog occupied habitat scattered throughout the same area. One dog occupied habitat in Mexico is due to urban development is apparent of the seven remaining large black-tailed accurate. along the Front Range of Colorado near prairie dog complexes occurs in We believe that occupied habitat in Denver. In 1994, 42,500 ac (17,200 ha) Wyoming. Statewide estimates of Mexico has declined significantly from of occupied habitat were mapped in the occupied habitat for Wyoming range historic estimates and that this decline Denver/Boulder/Fort Collins from 16 million ac (6.5 million ha) continues. Decline appears to be due metropolitan area (Skiba, Colorado historically (Knowles 1998) to 49,000 ac primarily to cropland conversion. From Division of Wildlife, pers. comm. 1999). (20,000 ha) in 1961 (Bureau of Sport 1988 to 1996, the geographic range of Knowles (1998) estimated that occupied Fisheries and Wildlife 1961). The most the species in Mexico contracted 80 habitat has declined by approximately recent estimate is 70,000–180,000 ac percent and the amount of occupied 8,000 ac (3,200 ha) since the initial (28,000–73,000 ha) in 1998 (Knowles habitat decreased by 34 percent (List et mapping effort, due to urbanization. An 1998). We estimate that 125,000 ac al. 1997). Colony fragmentation has evaluation of the specific impact of (51,000 ha) of black-tailed prairie dog occurred in previously surveyed black- urbanization is difficult because sylvatic occupied habitat currently exist tailed prairie dog colonies, reducing the plague also has significantly affected Statewide. size of towns and increasing their populations in this area in recent years We believe that occupied habitat in isolation. (Weber, Colorado Division of Wildlife, Wyoming has declined significantly pers. comm. 1998). Summary of Factors Affecting the from historic estimates. Increases in Habitat modification and loss due to Species occupied habitat occurred following the the absence of black-tailed prairie dogs toxicant ban in 1972. However, we Section 4 of the Act and regulations can be anticipated in the prairie believe that recent declines, largely due (50 CFR part 424) promulgated to ecosystem where populations have been to impacts from sylvatic plague, are implement the listing provisions of the extirpated or significantly reduced in likely to continue. Act set forth the procedures for adding number. Weltzin et al. (1997) species to the Federal lists. A species determined that black-tailed prairie Canada Distribution, Abundance, and may be determined to be an endangered dogs, and the herbivores and granivores Trends or threatened species due to one or more associated with their colonies, probably Historically, black-tailed prairie dogs of the five factors described in section maintained grassland and savanna occurred on suitable habitat in 4(a)(1). These factors and their historically by preventing woody southernmost Saskatchewan (Hall and application to the black-tailed prairie species such as mesquite from Kelson 1959). Presently the species is dog are as follows: establishing or attaining dominance. found in a small area along the List et al. (1997) reported that control of A. The Present or Threatened Frenchman River Valley. Many of these black-tailed prairie dogs in Mexico Destruction, Modification, or colonies are in Canada’s Grasslands resulted in the invasion of mesquite Curtailment of the Species’ Habitat or National Park (Laing 1986). Canada shrubs that rendered the landscape Range represents a very small percentage unsuitable for reoccupation by the (approximately 0.3 percent) of the We believe that habitat loss due to species. Davis (1974) also noted that the rangewide population. Estimates of cropland conversion, urbanization, removal of the species from some sites occupied habitat in Canada range from habitat modification, and fragmentation in Texas resulted in the invasion of 1,244 ac (503 ha) in 1970 (Millson 1976) is a factor adversely affecting black- brush. The fragmented nature of to 2,318 ac (938 ha) in 1996 (Fargey, tailed prairie dog populations remaining prairie dog colonies, barriers Grasslands National Park, pers. comm. rangewide. to immigration and emigration, and the 1998). We estimate that 2,000 ac (800 In the United States, approximately lack of fire and native ungulate herds ha) of black-tailed prairie dog occupied 37 percent of the suitable habitat within that historically denuded the landscape habitat currently exists in Canada. the range of the black-tailed prairie dog and provided opportunities for prairie We believe that occupied habitat in has been converted to cropland (Black- dog colonies to expand (Miller et al. Canada has remained at approximately footed Ferret Recovery Foundation, in 1994) accentuate habitat loss due to 2,000 ac (800 ha) and, in the absence of litt. 1999). This land use change resulted vegetative succession. The degree to sylvatic plague, will likely remain in significant destruction of black-tailed which this type of grassland change and stable. prairie dog habitat, particularly in other landscape alterations affect black- eastern portions of the species’ range tailed prairie dog populations across Mexico Distribution, Abundance, and where adequate precipitation favors their range is unknown. Nevertheless, Trends farming. Cropland conversion these subtle habitat changes may be a Historically, black-tailed prairie dogs continues, but the amount of occupied major factor in precluding the occurred on suitable habitat throughout habitat converted annually is unknown. utilization of habitat or recolonization of the northern portion of the Mexican In some areas cropland conversion former habitat by the species. States of Chihuahua and Sonora (Hall occurs due to continuing improvements North American grasslands have and Kelson 1959). Presently, most in intensive agricultural techniques, for suffered among the most extensive individuals appear to be limited to a example, dryland wheat farming in fragmentation and transformation of any

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00039 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5483 biome on the continent (Groombridge reported that shooting on two black- (Gage, Center for Disease Control, pers. 1992). More fragmented, more isolated, tailed prairie dog colonies removed 69 comm. 1999, Miles et al. 1952). Black- and less connected populations usually percent of the adults. He thought that tailed prairie dogs show neither have higher extinction rates (Clark 1989, the reduction of prairie dog populations effective antibodies nor immunity to the Gilpin and Soule 1986, MacArthur and below a certain threshold number might disease. This disease is caused by the Wilson 1967, Shaffer 1981, Wilcove et have a further negative consequence bacterium Yersinia pestis, which fleas al. 1986, Wilcox and Murphy 1985). List because fewer prairie dogs were acquire from biting infected rodents and et al. (1997) suggested that fragmented available to watch for predators and other species and then transmit via a black-tailed prairie dog colonies in keep the vegetation clipped around bite. Plague also can be transmitted Mexico were prone to extirpation. burrows to improve detection of directly between animals. Cully (1989) Miller et al. (1996) described existing predators. Vosburgh (1996) reported that summarized plague reports in 76 prairie dog populations as small, intensive shooting can have a species of 5 mammalian orders in the disjunct, and geographically isolated. statistically significant impact on the United States, although plague is Dispersal has been limited by barriers density of local black-tailed prairie dog primarily a rodent disease. It can created by human development that colonies. He observed that during the seriously affect humans, although it preclude immigration or emigration. summer, species density declined 33 responds well to modern treatment Fragmentation and extirpation of small, percent on colonies with shooting and (Center for Disease Control 1997). isolated colonies will result in the loss 15 percent on colonies without Rodent species vary in their of additional genotypes, as occurred shooting. Prairie dogs also spent more susceptibility to plague, with some with the complete extirpation of the time in alert postures and less time species acting as hosts or carriers of the species in portions of the eastern and foraging on colonies where shooting disease or infected fleas and showing southwestern areas of its historic range. occurred. little or no symptoms. Black-tailed and Lost genetic diversity will inherently be Large, healthy populations appear to Gunnison’s prairie dog populations detrimental to the long-term survival of be able to withstand considerable demonstrate nearly 100 percent the species. removal by shooting and remain viable mortality when exposed to plague (Bourland and Dupris, Cheyenne River (Barnes 1993, Cully 1993) and cannot be B. Overutilization for Commercial, Sioux Tribe, in litt. 1998; Finnegan et considered carriers. Recreational, Scientific, or Educational al., Rosebud Sioux Tribe, in litt. 1998). Plague, once established in an area, Purposes Accordingly, the shooting of hundreds becomes persistent and periodically We believe that overutilization of the of thousands of individuals across the erupts, with the potential to extirpate black-tailed prairie dog via the pet trade extensive range of the black-tailed local black-tailed prairie dog is not a significant factor affecting black- prairie dog where millions of populations. After several epizootics (an tailed prairie dog populations individuals occur will not likely eruption of the disease that attacks a rangewide. Herron (Texas Parks and adversely impact the overall population large number of animals at the same Wildlife Department, pers. comm. 1999) of a species where each female can time), black-tailed prairie dogs at the and others have reported that black- produce an average of four young Rocky Mountain Arsenal National tailed prairie dogs are removed from the annually. Conversely, small local Wildlife Refuge have neared extirpation wild for sale as pets. Herron was aware populations already depressed by (Seery, U.S. Fish and Wildlife Service, of 3 commercial operators who disease and other adverse influences pers. comm. 1998). This phenomenon collectively removed approximately may suffer additive losses from shooting may be occurring at other formerly large 5,000 individuals from the Texas impacts. Shooting impacts also may black-tailed prairie dog complexes panhandle and other States annually in contribute to population fragmentation across much of the western portion of recent years. Miscellaneous reports and preclude or delay recovery of the species’ range. At Northern indicate that this practice occurs colonies reduced by other factors, such Cheyenne Reservation in southeastern elsewhere in the species’ range, but the as sylvatic plague. Montana, a plague epizootic started in extent of removal of individuals from 1991 and continued through 1996 C. Disease or Predation the wild for use as pets is unknown. (Young 1997), removing 97 percent of Recreational (sport or varmint) We believe that sylvatic plague is the black-tailed prairie dog population shooting is impacting black-tailed likely the most important factor in (Fourstar, Bureau of Indian Affairs, pers. prairie dog populations in some local recent reductions of many black-tailed comm. 1998). The population has begun areas. At present, we do not believe that prairie dog populations throughout a to recover and has increased from a low this factor is responsible for significant significant portion of the range of the of 378 ac (153 ha) of occupied habitat rangewide declines in the species’ species. Approximately 66 percent of to 963 ac (390 ha). However, Young population; however, it may be the species’ range has been affected by (University of Arizona, pers. comm. important locally. The popularity of plague (Black-footed Ferret Recovery 1998) does not believe that this complex shooting has increased appreciably in Foundation, in litt. 1999). Plague is an will recover to its former status. The recent years. Many States do not require exotic disease foreign to the effects of plague on prairie dogs may be hunting licenses and have no bag limits evolutionary history of North American exacerbated in smaller, isolated colonies or seasonal restrictions for taking prairie species (Gage, Center for Disease where populations are not buffered by dogs. Some areas administered by the Control, pers. comm. 1999). Plague was large numbers (where some individuals Bureau of Land Management and the U. first observed in wild rodents in North may escape infection by chance) and S. Forest Service have been closed to America near San Francisco, California, where recovery may be hampered by recreational shooting over the past two in 1908 (Eskey and Haas 1940). It spread limited immigration from other years, but recreational shooting is still eastward across the continent in colonies. allowed on other areas administered by subsequent years and still appears to be We believe that predation is not likely these agencies. Recreational shooting is expanding its range, although not as a major factor affecting overall black- not allowed on on lands administered rapidly as in its early years. The first tailed prairie dog populations, but it by the National Park Service or the Fish reported incidences of plague in black- may be important locally or contribute and Wildlife Service. Knowles (1988) tailed prairie dogs occurred in the 1940s to the effects of other factors. Little

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00040 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 5484 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules information is available to quantify the a resident or nonresident hunting to aid prairie dog shooters in finding impact of predators on prairie dog license is required and established colonies (North Dakota Game and Fish populations. methods of take are listed (Williams, Department undated). The State of Kansas Department of Wildlife and North Dakota considers the black-tailed D. The Inadequacy of Existing Parks, in litt. 1998). prairie dog a pest, although the Game Regulatory Mechanisms In Montana, the Department of Fish, and Fish Department considers it a We believe that inadequate regulatory Wildlife, and Parks requires no license nongame species. The North Dakota mechanisms are a contributing factor to shoot prairie dogs, and no limits on Department of Agriculture and the affecting overall black-tailed prairie dog take or season exist. Prairie dogs are county weed boards have regulatory populations. Many States, Tribes, and protected on two State parks as authority over control efforts (Van Pelt Federal agencies recognize the historic important features of those parks in prep.). decline and ecological significance of (Graham, Montana Department of Fish, In Oklahoma, the Department of the black-tailed prairie dog, but few use Wildlife and Parks, in litt. 1998). The Wildlife Conservation classifies the available regulatory mechanisms to Department of Fish, Wildlife, and Parks black-tailed prairie dog as a Category II conserve the species. At least one identifies the black-tailed prairie dog as Mammal Species of Special Concern. government entity in most States a State ‘‘species of special concern’’ Prairie dog eradication is no longer promotes their reduction. However, (Flath 1998). The Department of Fish, mandatory in Oklahoma but is assisted some limited regulatory mechanisms Wildlife, and Parks is developing a by some State agencies and local exist for conservation of the species. species conservation plan for black- and governments. Control and recreational States white-tailed prairie dogs in Montana shooting of the species can occur on (Montana Department of Fish, Wildlife private land, but the Department of In Arizona, the Game and Fish and Parks in prep.). However, the Wildlife Conservation does not promote Department classifies all prairie dogs Montana Department of Agriculture either activity (Duffy, Oklahoma native to the State as nongame classifies prairie dogs as ‘‘rodents’’ and Department of Wildlife Conservation, in mammals. Although the species has ‘‘vertebrate pests.’’ The Montana litt. 1998). A license for recreational been extirpated in Arizona, a hunting Department of Agriculture assists shooting is required by residents and season was open until 1999, when it landowners in control of prairie dogs if nonresidents. The Department of was closed (Shroufe, Arizona Game and requested, but such assistance is not Wildlife Conservation requires that a Fish Department, in litt. 1999). Arizona mandated (Sullins, Montana permit be obtained prior to any control. does not require the eradication of Department of Agriculture, pers. comm. Prairie dogs cannot be reduced in any prairie dogs for agricultural purposes or 1999). county to fewer than 1,000 individuals, promote recreational shooting of prairie In Nebraska, the Game and Parks and control is not permitted on public dogs (Shroufe, Arizona Game and Fish Commission currently considers the lands (Van Pelt in prep.). Department, in litt. 1998). The black- black-tailed prairie dog an unprotected In South Dakota, the Department of tailed prairie dog is listed as endangered nongame species that can be taken in Game, Fish, and Parks classifies the on the Arizona Game and Fish any manner, without restrictions on black-tailed prairie dog as a predator/ Department ‘‘Threatened Native shooting or control activities. Permits varmint and requires that a resident or Wildlife’’ list (Arizona Game and Fish are not required for residents; nonresident acquire a license to shoot Department 1988). nonresidents must have a small-game prairie dogs. No seasons or bag limits In Colorado, the Division of Wildlife hunting permit. The Game and Parks have been established. The South requires a resident or nonresident Commission recognizes prairie dog Dakota Weed and Pest Control Statute hunting license for prairie dog shooting shooting as an acceptable recreational designates the species as a statewide unless the animals are on land owned activity, but suggests that shooting be declared pest. Therefore, the existence by the shooter. The season is year- avoided when prairie dogs have of prairie dogs constitutes an round, with no bag or possession limit. dependent young and that shooters take infestation, giving the State authority to However, for hunt contests, no responsible measures to avoid enter private land and exterminate the participant may take more than five disturbance of other wildlife species animals. If a county declares an prairie dogs during the contest. In 1999, that use prairie dog colonies (Amack, infestation, landowners are responsible the Colorado State Legislature passed a Nebraska Game and Parks Commission, for the costs to control prairie dogs on bill prohibiting the translocation of in litt. 1998). their land whether they want control or prairie dogs and other species into a In New Mexico, the Department of not (Van Pelt in prep.). county without the consent of the Game and Fish requires a license to In Texas, the Parks and Wildlife county’s commissioners (Van Pelt in shoot prairie dogs, but there are no bag Department designates black-tailed prep.). limits or restrictions (Knowles 1998). prairie dogs as a nongame species and The State of Kansas considers black- The Petitioner reports that New Mexico is prohibited by State statute from tailed prairie dogs as agricultural pests considers the prairie dog as a ‘‘rodent listing them as a State endangered and mandates control if an adjoining pest’’ and mandates that landowners species. A license is required to hunt landowner files a complaint (Knowles destroy prairie dogs on notice (National prairie dogs, but no season or bag limits 1995). In recent years, some counties Wildlife Federation 1998). have been established. In 1999, the State have invoked ‘‘Home Rule’’ to take over In North Dakota, the Game and Fish established a regulation that requires a authority for prairie dog control from Department classifies the black-tailed nongame collection or dealer’s permit to the townships and impose mandatory prairie dog as a nongame wildlife possess more than 10 live prairie dogs control requirements on landowners. species. A resident is not required to or to sell prairie dogs (Van Pelt in The landowner is given the opportunity purchase a hunting license to shoot prep.). This law does not regulate the to control prairie dogs on his land and prairie dogs; however, nonresidents are killing of prairie dogs for recreational, if he fails to do so it is done by the required to purchase one. The State sets agricultural, or nuisance purposes county at the landowner’s expense (Van no bag limits or seasons for prairie dogs. (Sansom, Texas Parks and Wildlife Pelt in prep.). Shooting of prairie dogs The North Dakota Game and Fish Department, in litt. 1998). The Texas in Kansas is somewhat restricted since Department has published a guidebook Health and Safety Code authorizes

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00041 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5485 counties to control prairie dogs and 2,000 licenses in 1998 (Finnegan, refuges, primarily as a measure to gives the Texas Department of Rosebud Sioux Tribe, pers. comm. prevent the spread of prairie dogs onto Agriculture responsibility for providing 1999). adjacent private lands. At this time, all information regarding control to control efforts regarding the species Federal Agencies requesting counties (Van Pelt in prep.). have been suspended on Service lands The Wyoming Game and Fish The BIA has a trust responsibility to (Clark, U.S. Fish and Wildlife Service, Department regards the black-tailed oversee management of Tribal lands. in litt. 1999). prairie dog as a nongame wildlife The BIA’s involvement in prairie dog The U.S. Forest Service manages species and has listed it as a Species of control efforts has been principally approximately 3.7 million ac (1.5 Special Concern. No license is required through management of funding for million ha) of National Grasslands, to hunt prairie dogs, and no seasons, bag prairie dog control programs on Tribal which support approximately 42,460 ac limits, or restrictions on method of take lands. In the northern Great Plains, from (17,200 ha) of black-tailed prairie dog have been established (Van Pelt in 1978–1992, BIA funding was occupied habitat, approximately 1.1 prep.). The Game and Fish Department responsible for the control of more percent of the National Grasslands supports development of seasons and prairie dog habitat than any other (Sidle, U.S. Forest Service, in litt. 1999). bag limits for the black-tailed prairie Federal agency in the country (Roemer In response to a request from the dog (Wichers, Wyoming Game and Fish and Forrest 1996). National Wildlife Federation and the The Bureau of Land Management Department, in litt. 1998). The Wyoming positive 90-day finding, the U.S. Forest (BLM) manages prairie dogs to meet Department of Agriculture lists the Service issued a moratorium on control multiple-use resource objectives species as a pest. The Wyoming Weed of black-tailed prairie dogs during the including production of livestock forage and Pest Control Act of 1973 authorizes current status review period on all lands and preventing prairie dog movement to counties to enter private property to administered by the U.S. Forest Service. adjacent State or private lands. control prairie dogs if damage has been The U.S. Forest Service also noted their Although BLM no longer actively documented to neighboring landowners intention to manage for larger prairie (Knowles 1995). conducts control, it still allows control to occur by other agencies on its lands dog populations via new planning Tribal and it still allows significant levels of efforts subject to completion and Mulhern and Knowles (1995) unregulated sport shooting (Knowles approval (Manning, U.S. Forest Service, estimated that 30 percent of black-tailed 1995). In a memorandum dated June 23, in litt. 1999). prairie dog colonies occur on Tribal 1999, and expiring September 30, 2000, The National Park Service is involved lands. Four of the seven remaining large the BLM instructed all of its State with prairie dog control programs complexes (those with 10,000 acres or Directors within the range of the black- through integrated pest management more) (Cheyenne River, Fort Belknap, tailed prairie dog to ‘‘ensure that all guidelines. During 1982–1992, four Pine Ridge, and Rosebud) occur on actions authorized, funded or carried National Parks in the northern Great Tribal lands. Two Tribes (Cheyenne out by their respective field offices do Plains were involved in prairie dog River Sioux Tribe in South Dakota and not contribute to the need to list this control—Badlands National Park, South Fort Belknap in Montana) have prairie species’’ (Colby, Bureau of Land Dakota; Wind Cave National Park, South dog management plans in place Management, in litt. 1999). The BLM Dakota; Theodore Roosevelt National (Knowles 1995). No extensive control of also anticipates implementing a Park, North Dakota; and Devils Tower prairie dogs has occurred on Cheyenne mandatory restriction on prairie dog National Monument, Wyoming (Roemer River Sioux Tribe, Fort Belknap, or hunting in portions of south Phillips and Forrest 1996). In a memorandum Rosebud Sioux Tribe (in South Dakota) County, Montana, due to the lack of dated January 14, 1999, the National in recent years due to concerns related success of current voluntary closures in Park Service instructed Superintendents to the conservation of black-footed the area (October 18, 1999; 64 FR of National Parks within the Midwest ferrets. However, active recreational 56213). Region where prairie dogs occur shooting programs on these and other We manage over 500 National (Badlands, Fort Larned, Scotts Bluff, Tribal lands exist. The Cheyenne River Wildlife Refuges and their satellites, but Theodore Roosevelt, and Wind Cave Sioux Tribe does not classify the prairie only about 15 refuges, satellites, or units) to suspend further treatment of dog as a pest and does not require or Waterfowl Production Areas have black- prairie dog colonies (with few encourage their eradication; however, tailed prairie dogs. Only two refuges exceptions) until a final determination shooting of black-tailed prairie dogs have any significant amount of occupied is made on their status (Schenk, occurs year-round and without limits habitat. On the Charles M. Russell and National Park Service, in litt. 1999). (Bourland and Dupris, Cheyenne River UL Bend National Wildlife Refuges in The U.S. Department of Agriculture’s Sioux Tribe, in litt. 1998). Recreational Montana, we manage 5,150 ac (2,090 ha) Animal and Plant Health Inspection shooting is also allowed on the Crow of black-tailed prairie dog occupied Service-Wildlife Services influences Creek Sioux Tribe in South Dakota, but habitat. We have treated burrows with prairie dog control programs through its chemical control is not allowed. The insecticide in an attempt to reduce fleas grant-in-aid program to States, which Tribe states that shooting appears to and disease transmission, and we have provides technical assistance to other have no effect on black-tailed prairie moved prairie dogs to recolonize vacant State, Tribal, and Federal agencies, and dog numbers, and they report the or low-density towns (Matchett 1997). private landowners, and its distribution species as abundant (Miller, Crow Creek The Rocky Mountain Arsenal National of prairie dog toxicants. Roemer (1997) Sioux Tribe, in litt. 1998). In 1998, the Wildlife Refuge in Colorado is reported that during 1990–1994, the Rosebud Sioux Tribe Department of attempting to recover its populations Animal and Plant Health Inspection Natural Resources implemented a new subsequent to repeated plague Service-Wildlife Services was involved licensing system for black-tailed prairie epizootics (U.S. Fish and Wildlife in control of prairie dogs over 101,660 dogs in an attempt to reduce the number Service 1998). Shooting of prairie dogs ac (41,140 ha). Additionally, they were of shooters. License sales were reduced is currently prohibited on all National involved in control programs in the by approximately 50 percent from Wildlife Refuges and satellites. Limited early 1980s at the Pine Ridge Indian approximately 4,000 licenses in 1997 to control has occurred on a few wildlife Reservation (Oglala Sioux Tribe), South

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Dakota. The Animal and Plant Health Prairie dog control occurred Belknap Reservation in Montana were Inspection Service-Wildlife Services has repeatedly in most areas, and figures halted due to concerns regarding the directed and conducted research related cited for acreage controlled may include lack of available black-footed ferret to the efficiency of prairie dog and other retreatment of the same areas in reintroduction sites. rodent control. subsequent years. Therefore, annual Vulnerability of the Species in The Environmental Protection Agency estimates of lands treated do not always Perspective deals indirectly with prairie dog control equate to total loss of habitat. However, through pesticide labeling programs control (usually in conjunction with Three major impacts have had a including restrictions to protect other factors) has led to the complete substantial influence on black-tailed wildlife. Presently, labeling does not loss of occupied habitat in many areas. prairie dog populations. The first major restrict prairie dog control, but does Organized prairie dog control gained impact on the species was the initial address concerns for the endangered momentum from 1916 to 1920 when conversion of prairie grasslands to black-footed ferret. prairie dogs were controlled on tens of cropland in the eastern portion of its In Canada, the black-tailed prairie dog millions of acres of western rangeland range from approximately the 1880s– is designated as vulnerable by the (Bell 1921). Federal programs were 1920s. The conversion of native prairie Committee on the Status of Endangered responsible for much of this effort (Cain to cropland likely reduced black-tailed Wildlife in Canada. Control is et al. 1972). From 1937 to 1968, prairie dog occupied habitat in the prohibited, and only private landowners 30,447,355 ac (12,331,178 ha) of prairie United States from about 80 million ac are permitted to shoot prairie dogs dog occupied habitat were controlled (32 million ha) to about 50 million ac (Fargey, Grasslands National Park, pers. (Cain et al. 1972). In the 1960s, several (20 million ha) or less. The second comm. 1998). States reached their lowest estimates of major impact on the species was large- In Mexico, the black-tailed prairie dog occupied habitat (Bureau of Sport scale control efforts conducted from is listed as threatened by the Lista de las Fisheries and Wildlife 1961). In 1972, approximately 1918–1972 in efforts to Especies Amerzadas, the official Compound 1080, which was used reduce competition between prairie threatened and endangered species list extensively in prairie dog control dogs and domestic livestock. Repeated of the Mexican Government efforts, was banned by Presidential control efforts likely reduced black- (SEMARNAP 1994). List et al. (1997) Executive Order II 11643. Although tailed prairie dog occupied habitat in reported that in Mexico, laws exist to prairie dog control continued via other the United States from about 50 million ac (20 million ha) to approximately stop control, but are often not enforced, toxicants, it was at a reduced rate. 364,000 ac (147,000 ha) by 1961 (Bureau and extensive control occurs. There are The most extensive control efforts in no protected areas for the black-tailed of Sport Fisheries and Wildlife 1961). recent years have been conducted in the Some limited recovery and subsequent prairie dog in Mexico (Ceballos et al. Northern Great Plains (U.S. Forest 1993). declines have since occurred in these Service 1998). Roemer and Forrest remnant populations. The third major E. Other Natural or Manmade Factors (1996) summarized recent Federal and impact on the species was the Affecting the Species’ Continued State control efforts on approximately inadvertent introduction of an exotic Existence 1,045,524 ac (423,437 ha) in South disease from the Old World, sylvatic Dakota, Montana, and Wyoming. From Control Effort plague, into North American ecosystems 1978 to 1992, an average of 69,701 ac in 1908, with the first recorded impacts We believe that control efforts have (28,229 ha) were treated annually in on the black-tailed prairie dog in the limited black-tailed prairie dog these three States. These estimates did 1940s. These three factors, as well as populations, especially large-scale, well- not include estimates for private control other additional factors impacting the organized efforts conducted early in the or control involving indirect State or species, are discussed below. century. These control programs were Federal assistance. Forrest and Proctor We believe that many factors, alone, conducted in response to concerns (in prep.) estimated that in recent years in combination with each other, and regarding potential forage competition control conducted at the local level synergistically, have influenced and with domestic livestock. Current control probably affected ‘‘tens of thousands’’ of continue to influence black-tailed efforts are limited compared to historic black-tailed prairie dog occupied habitat prairie dog populations. Historically, efforts, but still impact a significant on an annual basis. The BIA large black-tailed prairie dog portion of occupied habitat annually. A administered the last large-scale control populations successfully coped with well-documented control effort has effort for black-tailed prairie dogs on the various depressant factors, except occurred over most of the range of the Pine Ridge Reservation in South Dakota plague, on a different scale; populations black-tailed prairie dog (Anderson et al. in the early 1980s. This effort resulted were large and robust, while threats 1986, Bell 1921, Cain et al. 1972, Forrest in the eradication of most prairie dogs were few with only short-term effects. and Proctor in prep., Hanson 1993, on approximately 458,618 ac (185,740 Presently, most populations are Hubbard and Schmitt 1983, Lantz 1903, ha) from 1980 to 1984. From 1985 to significantly reduced and must cope Lewis and Hassien 1973, Linder et al. 1986, 240,000 ac (97,000 ha) were with many persistent influences that 1972, Merriam 1902, Roemer and retreated (Roemer and Forrest 1996). In depress populations, both temporally Forrest 1996, Shriver 1965). Control 1987, after these efforts, 57,281 ac and permanently. Based upon our efforts resulted in extirpation of the (23,199 ha) of occupied habitat review of the available information, we black-tailed prairie dog in Arizona remained (Tschetter 1988). Current conclude that a general long-term, (Alexander 1932). Similar control efforts estimates of occupied habitat range from rangewide decline has occurred, in in Texas resulted in the persistence of 20,000 to 30,000 ac (8,000 to 12,000 ha) addition to more recent population only remnant populations in areas (Yellowhair, Pine Ridge Sioux Tribe, declines in some areas. where, historically, the largest known pers. comm. 1999). Following control The persistence of the black-tailed populations of the species occurred efforts on Pine Ridge, three additional prairie dog as a species may appear (Bureau of Sport Fisheries and Wildlife extensive control efforts targeted for the secure to some observers because it is 1961, Cheatheam 1977, Cottam and Cheyenne River and Rosebud relatively abundant in absolute numbers Caroline 1965). Reservations in South Dakota and Fort when compared with many other

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00043 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5487 species with smaller populations that to the number of colonies in which it appear to be indicative of a general are not thought to be vulnerable. Many exists, their size, their geospatial population decline. The overall decline wildlife species in North America that relationship, existing barriers to may be similar to the specific decline have experienced significant population immigration and emigration, and observed across the State of Montana declines remain viable (e.g., various ultimately the number and nature of the from 1986 to 1998 when approximately game species such as the pronghorn remaining direct threats to the species. 50 percent of all occupied habitat was (Antilocapra americana)). However, the lost, largely due to plague (Montana Finding black-tailed prairie dog is a highly social Department of Fish, Wildlife, and Parks species that, for the most part, responds After a thorough review of the best 1998). Plague has incrementally to major factors causing population available scientific and commercial extended its range and impacts on reductions (e.g., plague and control) on information, we find that sufficient black-tailed prairie dogs since it was the basis of entire colonies rather than information is currently available to first documented in the species. It may on an individual basis. Additionally, support a determination that listing the likely continue to expand into the adequate regulatory mechanisms are not black-tailed prairie dog as threatened is eastern portions of the species’ range in in place to protect or manage warranted. This action is appropriate the immediate future, as evidenced by populations of the black-tailed prairie because of the number and variety of recent reports of predator species’ dog, as they are with most game species. threats that act in concert to adversely exposure to plague in previously Therefore, populations are likely not as affect the species. A significant recent unaffected portions of the black-tailed viable as their absolute numbers might decline in occupied habitat has prairie dog range. A decline of similar suggest. occurred due to several factors, the most magnitude has occurred with A significant portion of existing black- influential of which is the widespread populations in Mexico (12 percent of tailed prairie dog occupied habitat occurrence of plague, an exotic and current occupied habitat); however, the rangewide occurs in a few large lethal disease to the species. In concert decline in Mexico is due to cropland complexes. Approximately 36 percent of with plague, the loss of suitable habitat conversion, not plague. the remaining occupied habitat for the and inadequate regulatory mechanisms At present, occupied habitat has species in North America occurs in have adversely affected remnant decreased over the past century by two seven complexes, each larger than fragmented populations. The available orders of magnitude (or 99 percent, from 10,000 ac (4,000 ha). These complexes information indicates that the species is approximately 100 million ac to less include—Buffalo Gap National likely to become endangered throughout than 1 million ac). If the magnitude of Grassland/Conata Basin, South Dakota; all or a significant portion of its range decline that we have observed due to Cheyenne River Reservation, South in the foreseeable future. plague or cropland conversion persists Dakota; Fort Belknap Reservation, A major decline in historic black- in western portions of the species’ Montana; Janos Nuevo Casas Grandes, tailed prairie dog occupied habitat has range, and manifests itself in eastern Mexico; Pine Ridge Reservation, South occurred (perhaps as much as 99 portions of the species’ range, over the Dakota; Rosebud Reservation, South percent). Sixty percent of the species’ next 30 years existing occupied habitat Dakota; and Thunder Basin National remnant occupied habitat is vulnerable could decline another order of Grassland, Wyoming. These complexes or very vulnerable to the effects of magnitude to as low as approximately are potentially vulnerable to control habitat loss or modification, disease, 10 percent of current estimates, or efforts or plague. inadequate regulatory mechanisms, and approximately 0.1 percent of historic Extant populations of black-tailed other factors (Black-footed Ferret estimates. prairie dogs may or may not be large Recovery Foundation, in litt. 1999). We have evaluated the magnitude and enough to be resilient to ongoing or Based on our review of the available immediacy of threats to the black-tailed future environmental challenges and distribution data, we estimate that prairie dog. The following provides a related potential declines. Quammen approximately 30 percent of the historic summary of these evaluations. (1996) provided examples of species range no longer supports any Habitat loss and fragmentation are that were abundant, but suddenly appreciable number of black-tailed considered a threat of moderate became very rare. For example, he prairie dogs, and that these reductions magnitude. The species has lost an reported that the passenger pigeon occurred at the periphery of the historic estimated 99 percent of its historic (Ectopistes migratorius) numbered in range. However, reductions in occupied occupied habitat, much of it through the billions around 1810 and in the low habitat have also occurred throughout cropland conversion, largely in the millions by the 1880s, yet was extinct in the historic range; approximately 37 eastern portion of the species’ range. the wild by 1900. Habitat destruction percent of the suitable habitat within However, a considerable amount of and over-harvesting depressed the historic range in the United States potential unoccupied habitat remains, passenger pigeon numbers to a few has been fundamentally modified via especially in the western portion of the million, a level too low for a highly conversion to cropland and is not species’ range. This unoccupied habitat social and colonial species to function available for use by the species (Black- could be utilized if other factors such as (Halliday 1980). The black-tailed prairie footed Ferret Recovery Foundation, in disease and control efforts were not dog numbered in the billions around litt. 1999). Additionally, habitat in present or were carefully managed via 1900, exists as a few million at present, approximately 66 percent of the historic adequate regulatory mechanisms. This and appears to be declining in a range of the species has been degraded threat is considered imminent because significant portion of its range. The by the occurrence of plague (Black- habitat loss continues at present in advantages of sociality (e.g., breeding, footed Ferret Recovery Foundation, in various parts of the species’ range from feeding, predator defense) may no litt. 1999). These estimates are not a variety of activities, including longer offset its modern disadvantages additive inasmuch as several factors can cropland conversion, urbanization, (e.g., vulnerability to an exotic disease affect any given portion of the range. change in vegetative communities, and and control efforts). Accordingly, the Recent, widely separated, site-specific fragmentation. vulnerability of the black-tailed prairie declines across the area where 60 Overutilization via commercial use of dog to population reductions is likely percent of the current occupied black- the species as a pet is not considered a related less to its absolute numbers than tailed prairie dog habitat now exists threat because of the apparent low

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This threat is magnitude of threats to the black-tailed Amendment 10 to the Atlantic Sea considered imminent because it is prairie dog throughout its range is Scallop Fishery Management Plan ongoing. moderate and the overall immediacy of (FMP) to develop an area based Disease is considered a threat of these threats is imminent. The black- management system that would, among moderate magnitude. Plague has tailed prairie dog is considered a species other things, close areas with high markedly reduced some populations, without subspecies classification. concentrations of small scallops and but has not affected all populations at Pursuant to the Service’s Listing Priority open them later when the scallops are once. Some population recovery may Guidance (48 FR 43098), a species for bigger. The Council also announces its occur, largely via unaffected adjacent which threats are moderate and intent to prepare an SEIS for the populations, before plague imminent is assigned a Listing Priority Atlantic Sea Scallop FMP in accordance reoccurrence. Plague has impacted the Number of 8. Region 6 currently has with the National Environmental Policy species and its conspecifics throughout nine Candidate species or subspecies Act of 1969 to analyze the impacts of a significant portion of their ranges. that have lower Listing Priority any management alternatives. The Black-tailed prairie dog populations Numbers and, therefore, are in more Council will hold public scoping demonstrate nearly 100 percent immediate need of protection. Region 6 meetings in Fairhaven, MA; Virginia mortality when exposed to plague. An also has four species proposed as Beach, VA; and Cape May, NJ; to epizootic may affect an entire complex endangered or threatened, and two determine the scope of issues to be similar to a pathogen affecting an species for which proposed rules are addressed and for identifying the individual animal. The spread of plague under review. Therefore, while we have significant issues related to the in black-tailed prairie dog populations concluded that the listing of the black- management alternatives. underscores the likelihood that areas as tailed prairie dog as threatened is DATES: Written comments on the intent yet unaffected may experience warranted, an immediate proposal to list to prepare the SEIS must be received on outbreaks in the future. This threat is is precluded by other, higher priority or before 5:00 p.m., local time, March 1, considered imminent because it is actions to amend the Lists of 2000. The meetings will held between ongoing. Predation is not considered a Endangered and Threatened Wildlife Tuesday, February 15, 2000, and threat. and Plants. Thursday, February 18, 2000. See Existing regulatory mechanisms are SUPPLEMENTARY INFORMATION for specific inadequate and considered a threat of References Cited dates and times. moderate magnitude. All States within A complete list of references cited in ADDRESSES: Written comments should the current range of the black-tailed this notice is available upon request be sent to Paul J. Howard, Executive prairie dog classify the species as a pest from the South Dakota Field Office (see Director, New England Fishery for agricultural purposes and either ADDRESSES section). Management Council, 50 Water Street, allow or require its eradication Author: The primary author of this Mill 2, Newburyport, MA 01950. (Mulhern and Knowles 1995). Few document is Pete Gober (see ADDRESSES Comments may also be sent via fax to regulatory mechanisms exist to aid in section). (978) 465–0492. The meetings will be conserving the species. This threat is held in Fairhaven, MA; Virginia Beach, considered imminent because it is Authority: The authority for this action is VA; and Cape May, NJ. See ongoing. State wildlife agencies and the Endangered Species Act of 1973 as amended (16 U.S.C. 1532 et seq.). SUPPLEMENTARY INFORMATION for specific other interested parties are developing a locations. Comments will not be conservation plan for the species. While Dated: February 1, 2000. accepted if submitted via e-mail or we support the States’ efforts and will Jamie Rappaport Clark, Internet. cooperate in conservation actions for the Director, Fish and Wildlife Service. black-tailed prairie dog, at this early [FR Doc. 00–2593 Filed 2–3–00; 8:45 am] FOR FURTHER INFORMATION CONTACT: Paul stage of development, the conservation BILLING CODE 4310±55±U J. Howard, Executive Director, New assessment and strategy document lacks England Fishery Management Council commitments to specific immediate (978) 465–0492. Requests for special actions that would affect the status of DEPARTMENT OF COMMERCE accommodations should be addressed to the species. the New England Fishery Management Control programs conducted largely National Oceanic and Atmospheric Council, 50 Water St., Mill 2, in response to concerns related to Administration Newburyport, MA 01950; telephone: potential forage competition with (978) 465–0492. domestic livestock are considered a 50 CFR Part 648 SUPPLEMENTARY INFORMATION: threat of moderate magnitude. Control [I.D. 012400B] programs have had significant impacts Background on population levels in the past. Control Fisheries of the Northeastern United Amendment 4 to the Atlantic Sea efforts resulted in extirpation of the States; Atlantic Sea Scallop Fishery Scallop FMP established a limited black-tailed prairie dog from Arizona access program and a schedule of and significant reductions in other AGENCY: National Marine Fisheries annual day-at-sea (DAS) allocations for States. Current control efforts may Service (NMFS), National Oceanic and full-time, part-time, and occasional impact 10–20 percent of the species’ Atmospheric Administration (NOAA), vessels with limited access permits. overall population annually (Forrest and Commerce. Although Amendment 4 changed the Proctor, in prep.). This threat is ACTION: Notice of intent to prepare a restrictions on fishing gear and limited considered imminent because it is Supplemental Environmental Impact the number of crew aboard limited

VerDate 272000 00:38 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00045 Fmt 4702 Sfmt 4702 E:\FR\FM\04FEP1.SGM pfrm12 PsN: 04FEP1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Proposed Rules 5489 access vessels, the primary management full-time vessels, 48 days for part-time 10 in place of or in addition to DAS measure to control fishing mortality was vessels, and 10 days for occasional allocations and area based management. the annual DAS allocation. The initial vessels. According to Amendment 7, the More details of the issues and problems annual allocations in 1994 were 201 DAS allocations in 2000 would be to be addressed by Amendment 10 are days for full-time vessels, 81 days for reduced to 51 days for full-time vessels, available in a document from the part-time vessels, and 17 days for 20 days for part-time vessels, and 4 days Council office. See ADDRESSES for occasional vessels. Amendment 4 for occasional vessels and would remain details. furthermore established a schedule to below these levels until 2007 when the Public Meeting Schedule reduce by 2000 the annual DAS FMP met the biomass rebuilding targets. allocations and fishing mortality. The SEIS for Amendment 7 indicated Tuesday, February 15, 2000, at 7:30 Overfishing was then defined to occur that the 2000 DAS allocations would p.m. whenever fishing mortality exceeded have negative impacts on the economic Location: Seaport Inn, 110 Middle 0.97. Amendment 4 also established the viability of the vessels and the scallop Street, Fairhaven, MA 02719; telephone fishing year, when vessels receive new fleet. Amendment 7 also modified the (508) 997–1281. DAS allocations, as March 1 through framework adjustment process to allow Wednesday, February 16, 2000, at February 28/29, and established the the Council to consider closing and re- 7:30 p.m. annual framework adjustment opening areas as well as closing two Location: Holiday Inn, Executive procedure. areas in the Mid-Atlantic to protect Since 1994, NMFS has implemented Center, 5655 Greenwich Road, Virginia small scallops that were prevalent there Beach, VA 23462; telephone (757) 499– several framework adjustments which, and promote rebuilding. among other actions, reduced the crew 4400. limit from 9 to 7 persons and adjusted The Council is considering Thursday, February 17, 2000, at 7:30 the annual DAS allocations. Closed Area development of Amendment 10 to p.m. I, Closed Area II, and the Nantucket develop an area based management Location: Grand Hotel, 1045 Beach Lightship Area were closed for scallop system that would, among other things, Drive, Cape May, NJ 08204; telephone fishing through an action promulgated close areas with high concentrations of (609) 884–5611. small scallops and open them later under the Northeast Multispecies FMP Special Accommodations to protect groundfish and reduce when the scallops are bigger. The groundfish bycatch. Council believes that shifting fishing These meetings are physically Amendment 7 to the Atlantic Sea effort in this manner could promote accessible to people with disabilities. Scallop FMP changed the overfishing rebuilding, improve yield, and reduce Requests for sign language definition to comply with new the economic impacts of the low DAS interpretation or other auxiliary aids mandates of the Sustainable Fisheries allocations. Another purpose of should be directed to Paul J. Howard Act and extended the DAS reduction Amendment 10 would be to change the (see ADDRESSES) at least 5 days prior to schedule through 2008 to achieve a 10- fishing year to allow timelier use of the the meeting dates. year biomass rebuilding objective. To adjustment mechanism, taking into Authority: 16 U.S.C. 1801 et seq. comply with the new overfishing account when the results of the annual definition and implement the rebuilding resource abundance survey and other Dated: January 31, 2000. schedule, Amendment 7 revised the data become available. Other Bruce C. Morehead, DAS schedule beginning March 1, 1999. management measures, including Acting Director, Office of Sustainable To allow time for industry adjustment to individual fishery quotas and Fisheries, National Marine Fisheries Service. the new regulations, the initial DAS transferability, could be considered [FR Doc. 00–2573 Filed 2–3–00; 8:45 am] allocations in 1999 were 120 days for during the development of Amendment BILLING CODE 3510±22±F

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Notices Federal Register Vol. 65, No. 24

Friday, February 4, 2000

This section of the FEDERAL REGISTER be reviewed and selections will be made DEPARTMENT OF AGRICULTURE contains documents other than rules or by the Advisory Board and its Executive proposed rules that are applicable to the Committee. The general Advisory Board Agricultural Research Service public. Notices of hearings and investigations, meeting will begin at 9 a.m. on Tuesday, committee meetings, agency decisions and March 14, and continue until Notice of Appointment of the Advisory rulings, delegations of authority, filing of approximately noon on Wednesday, Committee on Agricultural petitions and applications and agency Biotechnology statements of organization and functions are March 15. During this time, the Advisory Board will (1) incorporate examples of documents appearing in this AGENCY: Office of the Under Secretary, input of stakeholders for use in section. Research, Education, and Economics, recommendations for the FY 2002 USDA. priorities and the integrated authority; DEPARTMENT OF AGRICULTURE (2) hear a report on the progress of REE ACTION: Notification of Appointment of programs and projects with regard to the Advisory Committee on Agricultural Office of the Secretary relevance to research priorities and Biotechnology. adequacy of funding; (3) hear progress Notice of the National Agricultural reports on Advisory Board working SUMMARY: The Office of the Under Research, Extension, Education, and group activities; (4) conduct a focus Secretary, Research, Education, and Economics Advisory Board Meeting session on ‘‘Changing Pricing and Economics of the Department of Agriculture, in accordance with the AGENCY: Marketing Structures in the Food and Research, Education, and Federal Advisory Committee Act, 5 Economics, USDA. Fiber System;’’ (5) discuss plans for a summer regional listening session; (6) U.S.C. App. 2, announces members ACTION: Notice of meeting. and conduct other business as needed. appointed to the Advisory Committee SUMMARY: In accordance with the Dates: March 13—9:00 a.m. to 5:00 on Agricultural Biotechnology. Thirty- Federal Advisory Committee Act, 5 p.m. 4th National Stakeholder eight members were appointed from U.S.C. App., the United States Symposium; March 14—9:00 a.m. to nominations of more than 220 well- Department of Agriculture announces a 5:00 p.m.; March—15 9:00 a.m. to Noon. qualified individuals, representing the meeting of the National Agricultural Place: Crown Plaza Hotel (Crystal biotechnology industry, conventional, Research, Extension, Education, and City), Grand Ballroom, 1489 Jefferson sustainable, and organic farmers, food Economics Advisory Board. Davis Highway, Arlington, VA 22202. manufacturers, commodity processors Type of Meeting: Open to the public. and shippers, environmental and SUPPLEMENTARY INFORMATION: The Comments: The public may file consumer groups, along with academic National Agricultural Research, written comments before or after the researchers as well as experts on Extension, Education, and Economics meeting with the contact person. All consumer attitudes, bioethics, and legal Advisory Board, which represents 30 statements will become a part of the issues. Equal opportunity practices were constituent categories, as specified in official records of the National followed in appointing committee section 802 of the Federal Agriculture Agricultural Research, Extension, members. To assure that Improvement and Reform Act of 1996 Education, and Economics Advisory recommendations of the advisory (Pub. L. 104–127), has scheduled a Board and will be kept on file for public committee take into account the needs National Agricultural Research, review in the Office of the Advisory of diverse groups served by the Extension, Education, and Economics Board; Research, Education, and Department, membership includes, to Advisory Board Meeting, March 13–15, Economics; U.S. Department of the extent practicable, individuals with 2000. Agriculture; Washington, DC 20250– demonstrated ability to represent On Monday, March 13, the Advisory 2255. Board will sponsor its 4th National minorities, women, and persons with Stakeholder Symposium, focusing on FOR FURTHER INFORMATION CONTACT: disabilities. the Integrated Authority for Research, Deborah Hanfman, Executive Director, The following appointments to the Education, and Extension, as announced National Agricultural Research, Advisory Committee on Agricultural in Press Release No. 7.99, Secretary of Extension, Education, and Economics Biotechnology have been made: Agriculture, USDA. The Symposium Advisory Board, Research, Education, Dennis E. Eckart will serve as Chair of will begin promptly at 9 a.m. and use and Economics Advisory Board Office, the Committee. He is an attorney at a panel format as in previous years. Room 344A Jamie L. Whitten Building, Baker and Hostetler, LLP, in Each panelist will be permitted to make U.S. Department of Agriculture, STOP: Washington, DC, and a former member a presentation, with time limits to be 2255, 1400 Independence Avenue, SW, of Congress from Ohio; announced, and will receive questions Washington, DC 20250–2255. Dale E. Bauman, Liberty Hyde Bailey from the Advisory Board members. If Telephone: 202–720–3684. Fax: 202– Professor and Professor of Nutritional you wish to be considered as a panelist 720–6199, or e-mail: [email protected]. Biochemistry in the Department of or would like to nominate a panelist, Done at Washington, DC this 20th day of Animal Science and the Division of please forward speaker names, phone January 2000. Nutritional Sciences at Cornell numbers, and a brief summary, outline, I. Miley Gonzalez, University in Ithaca, New York; or similar indication of the intended Under Secretary, Research, Education, and Daniel R. Botkin, Research Professor, remarks regarding the topic area to the Economics. Department of Ecology, Evolution and contact person below for Board [FR Doc. 00–2571 Filed 2–3–00; 8:45 am] Marine Biology, University of consideration. Names for panelists will BILLING CODE 3410 22 P California, in Santa Barbara, California;

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Carolyn Brickey, Executive Director, member, California Department of Food Minnesota, and Chairman, National Campaign for Pesticide Policy and Agriculture Organic Food Act Biotechnology Task Force, Grocery Reform, in San Francisco, California, Advisory Committee, in Salinas, Manufacturers of America; and member, National Organic California; Virginia V. Weldon, Physician and Standards Board; Mark Lipson, Organic Farmer and Director, Center for the Study of R. Jeffrey Burkhardt, Professor of Food Policy Program Director, Organic American Business, Washington and Resource Economics, Food and Farming Research Foundation, in University, in St. Louis, Missouri, and Resource Economics Department, Davenport, California; member, President’s Committee of University of Florida in Gainesville, Marshall A. Martin, Professor, Advisors on Science and Technology; Florida, and member, US/EU Committee Department of Agricultural Economics, David M. Winkles, Jr., Farmer and on Ethics and Food Biotechnology; Purdue University, in West Lafayette, President, South Carolina Farm Bureau, R. James Cook, R. James Cook Indiana, and member, National in Sumter, South Carolina, and member, Endowed Chair in Wheat Research, Agricultural Biotechnology Council; United Soybean Board; Department of Plant Pathology, Mary-Howell Martens, Organic Margaret M. Wittenberg, Vice- Washington State University, in Farmer and Adjunct Biology Instructor, President of Government and Public Pullman, Washington; Finger Lakes Community College, in Affairs, Whole Foods Market, Inc., in James F. Dodson, Farmer and seed Penn Yan, New York; Dripping Springs, Texas, and member, sales representative for Pioneer Hi-Bred J. Calman McCastlain, Attorney at National Organic Standards Board; International, Inc., in Robstown, Texas Pender, McCastlain, and Ptak, P.A., Michael W. Yost, Farmer and and Chairman, Environmental Task Farmer and Grain Elevator Operator, President, American Soybean Force, National Cotton Council; and Director, Arkansas Wheat Association, in Murdock, Minnesota. Linda J. Fisher, Vice President for Promotion Board, in Little Rock, Committee members will serve two- Government and Public Affairs, Arkansas; year terms. In the event of a vacancy, Monsanto Company, in Washington, E. Bruce McEvoy, Chief Executive the Secretary will appoint a new DC; Officer, Seald Sweet Growers, Inc., in member as appropriate and subject to Carol T. Foreman, Distinguished Vero Beach, Florida; the provisions of the Federal Advisory Margaret G. Mellon, Director, Fellow and Director, the Food Policy Committee Act. The duties of the Agriculture and Biotechnology Program, Institute, Consumer Federation of Committee are solely advisory. The Union of Concerned Scientists, in America, in Chevy Chase, Maryland, Committee will advise the Secretary of Washington, DC; and member, USDA Meat and Poultry Agriculture on a broad array of issues Lorraine D. Nakai, Entomologist and Inspection Advisory Committee; related to the expanding dimensions of David J. Frederickson, President, Farmer, Navajo Agricultural Products agricultural biotechnology. These issues Minnesota Farmers Union, in St. Paul, Industry, in Farmington, New Mexico; may include: effects of industry Minnesota; Philip T. Nelson, Farmer, Chairman, concentration and consolidation on Rebecca J. Goldburg, Senior Scientist, Livestock and Dairy GRITS Committee, farmers and consumers; effects of Environmental Defense Fund, in New Illinois Farm Bureau, and Chairman, changing intellectual property right York, New York; American Farm Bureau Federation Michael K. Hansen, Research Swine Advisory Committee, in Seneca, status of agricultural materials on Associate, Consumer Policy Institute, Illinois; farmers; ways to maximize or encourage Consumers Union, in Yonkers, New Carol Nottenburg, Attorney and potential benefits of biotechnology and York; Director of Intellectual Property and minimize potential adverse effects in Neil E. Harl, Professor of Economics Principal Scientist, Center for the different sectors of the agricultural and Charles F. Curtiss Distinguished Application of Molecular Biology to economy; guidance on priorities and Professor in Agriculture, Iowa State International Agriculture, in Red Hill, resource allocations for research, and for University, in Ames, Iowa; Australia; other activities to help the functioning Thomas J. Hoban, Professor, Roger C. Pine, Farmer and President, of the agricultural marketplace; Department of Sociology and National Corn Growers Association, in recommendations for scientific studies Anthropology, North Carolina State Lawrence, Kansas; that might be conducted by the new University, in Raleigh, North Carolina; Channapatna S. Prakash, Professor of USDA-sponsored Standing Committee Marjorie A. Hoy, Eminent Scholar and Plant Molecular Genetics, College of on Biotechnology at the National Davies, Fischer, and Eckes Professor of Agriculture, Tuskegee University, in Research Council; ways to improve Biological Control, Department of Auburn, Alabama, and member of the public understanding and input into Entomology and Nematology, University U.S. Sweetpotato Crop Advisory USDA’s regulatory process; and USDA’s of Florida, in Gainesville, Florida; Committee; role in assuring that farmers have an Charles S. Johnson, Chairman, Frank L. Sims, President, North array of choices for future agricultural President and Chief Executive Officer, American Grain, Cargill, Inc., in technology and practices. Pioneer Hi-Bred International, Inc., and Minnetonka, Minnesota, and member, The Committee will advise the member, USDA-Foreign Agricultural Chicago Board of Trade; Secretary through an annual report and Service Emerging Market Committee, in J. Michael Sligh, Director for other means as necessary and Des Moines, Iowa; Sustainable Agriculture, Rural appropriate. Anne R. Kapuscinski, Professor and Advancement Foundation The Committee will meet in Extension Specialist, Department of International—U.S.A., in Chapel Hill, Washington, DC, up to four (4) times per Fisheries and Wildlife, University of North Carolina; year. Minnesota, in St. Paul, Minnesota; Jerome B. Slocum, Farmer and Committee members will serve Edward L. Korwek, Attorney at Hogan President, North Mississippi Grain without pay. Reimbursement of travel and Hartson, LLP, in Washington, DC; Company, in Biloxi, Mississippi; expenses and per diem costs shall be Sharan A. Lanini, Farmer and Sales/ Austin P. Sullivan, Jr., Senior Vice made to Committee members who Marketing Manager for Growers President for Corporate Relations, would be unable to attend Committee Transplanting, Inc./Rocket Farms, and General Mills, Inc., in Plymouth, meetings without such reimbursement.

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FOR FURTHER INFORMATION CONTACT: a significant impact on a substantial Janitorial/Custodial, U.S. Army Reserve Questions should be e-mailed to number of small entities. The major Center, OMS, Kittanning, Kittanning, [email protected], faxed factors considered for this certification Pennsylvania to 202–690–4265, or telephoned to were: NPA: ICW Vocational Services, Inc., Michael Schechtman, 202–720–3817; all 1. The action will not result in any Indiana, Pennsylvania additional reporting, recordkeeping or Office Supply Store, Main Interior Building, mailed correspondence should be sent 1849 C Street, NW, Washington, DC to Michael Schechtman, Designated other compliance requirements for small NPA: Blind Industries & Services of Federal Official, Office of the Deputy entities other than the small Maryland, Baltimore, Maryland Secretary, USDA, 202B Jamie L. Whitten organizations that will furnish the Operation of Individual Equipment Element Federal Building, 14th and commodities and services to the Store, Eielson Air Force Base, Alaska Independence Avenue, SW, Government. NPA: Raleigh Lions Clinic for the Blind, Washington, DC 20250. 2. The action will result in Inc., Raleigh, North Carolina authorizing small entities to furnish the Operation of Individual Equipment Element Dated: January 21, 2000. commodities and services to the Store, Youngstown Air Reserve Station, I. Miley Gonzalez, Government. 910th Air Lift Wing, Vienna, Ohio Under Secretary, Reserach, Education, and 3. There are no known regulatory NPA: North Central Sight Services, Inc., Economics. alternatives which would accomplish Williamsport, Pennsylvania [FR Doc. 00–2570 Filed 2–3–00; 8:45 am] the objectives of the Javits-Wagner- Telephone Switchboard Operations, Dyess BILLING CODE 3410±01±P Air Force Base, Texas O’Day Act (41 U.S.C. 46–48c) in NPA: San Antonio Lighthouse, San connection with the commodities and Antonio, Texas services proposed for addition to the COMMITTEE FOR PURCHASE FROM Procurement List. Comments on this Deletions PEOPLE WHO ARE BLIND OR certification are invited. Commenters I certify that the following action will SEVERELY DISABLED should identify the statement(s) not have a significant impact on a underlying the certification on which substantial number of small entities. Procurement List; Proposed Additions they are providing additional The major factors considered for this and Deletions information. certification were: AGENCY: Committee for Purchase From The following commodities and People Who Are Blind or Severely services have been proposed for 1. The action will not result in any Disabled. addition to Procurement List for additional reporting, recordkeeping or production by the nonprofit agencies other compliance requirements for small ACTION: Proposed Additions to and listed: entities. Deletions from Procurement List. Commodities 2. The action will result in SUMMARY: The Committee has received Line, Multi-Loop authorizing small entities to furnish the proposals to add to the Procurement List 1670–01–062–6305 commodities and services to the commodities and services to be NPA: Industrial Opportunities, Inc., Government. furnished by nonprofit agencies Marble, North Carolina 3. There are no known regulatory employing persons who are blind or Thumbtacks, Maptacks and Pushpins alternatives which would accomplish have other severe disabilities, and to 7510–00–272–6886 (Thumbtacks) the objectives of the Javits-Wagner- delete commodities and services 7510–00–272–6887 (Thumbtacks) O’Day Act (41 U.S.C. 46–48c) in previously furnished by such agencies. 7510–00–272–3099 (Maptacks) 7510–00–285–5844 (Maptacks) connection with the commodities and COMMENTS MUST BE RECEIVED ON OR 7510–00–940–0935 (Pushpins) services proposed for deletion from the BEFORE: March 6, 2000. NPA: Delaware County Chapter, NYSARC, Procurement List. ADDRESSES: Committee for Purchase Walton, New York The following commodities and From People Who Are Blind or Severely Services services have been proposed for Disabled, Crystal Gateway 3, Suite 310, deletion from the Procurement List: 1215 Jefferson Davis Highway, Base Supply Center, Operation of Individual Equipment Element Store and Commodities Arlington, Virginia 22202–4302. HAZMART, McConnell Air Force Base, FOR FURTHER INFORMATION CONTACT: Kansas Amplifier Subassembly Leon A. Wilson, Jr. (703) 603–7740. NPA: Envision, Inc.,Wichita, Kansas 5831–00–087–3408 SUPPLEMENTARY INFORMATION: This Commissary Shelf Stocking, Custodial and Kit, Shaving, Surgical Preparation notice is published pursuant to 41 Warehousing, Fort Hamilton 6530–00–676–7372 Specimen Kit, Urine U.S.C. 47(a)(2) and 41 CFR 51–2.3. Its Commissary, Brooklyn, New York NPA: Goodwill Industries of Greater New 6530–00–075–6636 purpose is to provide interested persons York, Astoria, New York Pillowcase, Disposable an opportunity to submit comments on Food Service Attendant, Air National Guard 6532–01–125–3269 the possible impact of the proposed Base, 50 Sabre Street, Battle Creek, Aerosol Paint, Lacquer actions. Michigan 8010–00–721–9483 NPA: Calhoun County Community Mental Enamel, Lacquer Additions Health Services Board, Battle Creek, 8010–00–852–9034 If the Committee approves the Michigan 8010–00–616–9144 proposed additions, all entities of the Grounds Maintenance, U.S. Army Reserve 8010–00–878–5761 Federal Government (except as Center, Worcester, Massachusetts 8010–00–764–8434 otherwise indicated) will be required to NPA: Seven Hills Occupational & 8010–00–782–9356 Rehabilitation Services, Inc., Worcester, procure the commodities and services Enamel, Aerosol, Waterbase Massachusetts 8010–01–363–1632 listed below from nonprofit agencies Janitorial/Custodial, 126th Air Refueling employing persons who are blind or Wing, Scott Air Force Base, Illinois Services have other severe disabilities. I certify NPA: St. Clair Associated Vocational Commissary Shelf Stocking, Naval Training that the following action will not have Enterprises, Inc., Belleville, Illinois Center, San Diego, California

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Commissary Shelf Stocking & Custodial, Purchase From People Who Are Blind Store, Altus Air Force Base, Oklahoma Oakland Army Base, Oakland, California or Severely Disabled published notices Operation of Individual Equipment Element Food Service, McClellan Air Force Base, (64 F.R. 58378, 60407, 69225, 70694 and Store, Goodfellow Air Force Base, Texas California 72312) of proposed additions to and Grounds Maintenance, Oakland Fleet deletions from the Procurement List: This action does not affect current Industrial Supply Center, Oakland, contracts awarded prior to the effective California Additions date of this addition or options that may Grounds Maintenance, Naval Station, be exercised under those contracts. Treasure Island, California After consideration of the material Grounds Maintenance, Mare Island Naval presented to it concerning capability of Deletions Complex and Roosevelt Terrence, qualified nonprofit agencies to provide (except the Combat Systems Technical the services and impact of the additions I certify that the following action will School Command), Mare Island Naval on the current or most recent not have a significant impact on a Shipyard, Vallejo, California contractors, the Committee has substantial number of small entities. Janitorial/Custodial, Naval Supply Center, for determined that the services listed The major factors considered for this the following locations in Alameda, below are suitable for procurement by certification were: California: DRMO Bldgs 4 & 5 (Floor 1), the Federal Government under 41 U.S.C. Defense Subsistence Region Pacific, 1. The action may not result in any Warehouse 1, Building 6 (Floors 1 & 2), 46–48c and 41 CFR 51–2.4.I certify that additional reporting, recordkeeping or Building 7 the following action will not have a other compliance requirements for small Naval Regional Contracting Center, Building significant impact on a substantial entities. 6 (Floor 2) number of small entities. The major Janitorial/Custodial, Naval Air Reserve, factors considered for this certification 2. The action will not have a severe Moffett Field, California were: economic impact on future contractors Janitorial/Grounds Maintenance, U.S. Federal 1. The action will not result in any for the commodities and service. Building, 823 Marin Street, Vallejo, additional reporting, recordkeeping or 3. The action may result in California other compliance requirements for small authorizing small entities to furnish the Painting Service, McClellan Air Force Base, entities other than the small California commodities and service to the Vehicle Maintenance, McClellan Air Force organizations that will furnish the Government. services to the Government. Base, California 4. There are no known regulatory 2. The action will not have a severe Louis R. Bartalot, alternatives which would accomplish economic impact on current contractors the objectives of the Javits-Wagner- Deputy Director (Operations). for the services. O’Day Act (41 U.S.C. 46–48c) in [FR Doc. 00–2490 Filed 2–3–00; 8:45 am] 3. The action will result in connection with the commodities and BILLING CODE 6353±01±P authorizing small entities to furnish the service deleted from the Procurement services to the Government. List. 4. There are no known regulatory COMMITTEE FOR PURCHASE FROM alternatives which would accomplish After consideration of the relevant PEOPLE WHO ARE BLIND OR the objectives of the Javits-Wagner- matter presented, the Committee has SEVERELY DISABLED O’Day Act (41 U.S.C. 46–48c) in determined that the commodities and connection with the services proposed service listed below are no longer Procurement List; Additions and for addition to the Procurement List. suitable for procurement by the Deletions FederalGovernment under 41 U.S.C. 46– Accordingly, the following services 48c and 41 CFR 51–2.4. AGENCY: Committee for Purchase From are hereby added to the Procurement People Who Are Blind or Severely List: Accordingly, the following Disabled. commodities and service are hereby Base Supply Center and Operation of deleted from the Procurement List: ACTION: Additions to and Deletions Individual Equipment Element from the Procurement List. StoreLangley Air Force Base, Virginia Commodities Grounds Maintenance, U.S. Dept. of the SUMMARY: This action adds to the Penetrating Fluid 6850–00–985–7180 Interior, National Park Service, Golden 6850–00–508–0076 Procurement List services to be Gate National Recreation Area, Fort Water-Displacing Compound furnished by nonprofit agencies Mason, San Francisco, California 6850–00–142–9389 employing persons who are blind or Janitorial/Custodial, U.S. Coast Guard, Vessel 6850–00–142–9409 have other severe disabilities, and Traffic Service San Francisco, Yerba Cleaning Compound, Rug and Upholstery deletes from the Procurement List Buena Island, Building 278, San Francisco, California 7930–01–393–6760 commodities and a service previously Detergent, General Purpose furnished by such agencies. Janitorial/Custodial for the following locations in Washington, DC:U.S. 7930–00–531–9715 EFFECTIVE DATE: March 6, 2000. Customs Service, 1301 Constitution 7930–00–531–9716 ADDRESS: Committee for Purchase From Avenue, NW; Interstate Commerce Dishwashing Compound, Hand People Who Are Blind or Severely Commission, 12th & Constitution 7930–01–055–6136 Disabled, Crystal Gateway 3, Suite 310, Avenue, NW; Departmental Auditorium Service 1215 Jefferson Davis Highway, & Connecting Wing, 1201 Constitution Base Supply Center, Fort McClellan, Arlington, Virginia 22202–4302. Avenue, NW Janitorial/Custodial, U.S. Merchant Marine Alabama FOR FURTHER INFORMATION CONTACT: Academy, Kings Point, New York Louis R. Bartalot, Leon A. Wilson, Jr. (703) 603–7740. Mailing Services, Centers for Disease Control SUPPLEMENTARY INFORMATION: On and Prevention, National Center for Deputy Director (Operations). October 29, November 5, and December Infectious Diseases, Atlanta, Georgia [FR Doc. 00–2491 Filed 2–3–00; 8:45 am] 10, 17, and 27, 1999, the Committee for Operation of Individual Equipment Element BILLING CODE 6353±01±P

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COMMITTEE FOR PURCHASE FROM Investigation Board’s Office of External regulations of the U.S. Commission on PEOPLE WHO ARE BLIND OR Relations, (202)–261–7600, or visit our Civil Rights, that a meeting of the New SEVERELY DISABLED website at: www.csb.gov. Hampshire Advisory Committee to the Commission will convene at 1:30 p.m. Christopher W. Warner, Addition to Procurement List: and adjourn at 5:30 p.m. on February Correction General Counsel. 24, 2000, at the Four Points Hotel [FR Doc. 00–2681 Filed 2–2–00; 1:37 pm] In the document appearing on page Manchester, 55 John E. Divine Drive, BILLING CODE 6350±01±P 58379, FR document 99–28359, in the Manchester, New Hampshire 03103. issue of October 29, 1999, in the first The Committee will discuss plans for their next briefing to be held in column, the listing for Food Service, COMMISSION ON CIVIL RIGHTS Marine Corps, Mess Hall #569 and 1620, Manchester on the status of civil rights in New Hampshire as part of its project, San Diego, California should have been Agenda and Notice of Public Meeting A Biennial Report on the Status of Civil listed as Food Service, Marine Corps, of the Arizona Advisory Committee Mess Halls #569 and 620, San Diego, Rights in New Hampshire. The California. Notice is hereby given, pursuant to Committee will also be briefed on the provisions of the rules and current civil rights issues by invited Louis R. Bartalot, regulations of the U.S. Commission on guests. Deputy Director (Operations). Civil Rights, that a meeting of the Persons desiring additional [FR Doc. 00–2492 Filed 2–3–00; 8:45 am] Arizona Advisory Committee to the information, or planning a presentation BILLING CODE 6353±01±P Commission will convene at 10:00 a.m. to the Committee, should contact Ki- and adjourn at 4:00 p.m. on Friday, Taek Chun, Director of the Eastern February 18, 2000, at the Ramada Hotel, Regional Office, 202–376–7533 (TDD CHEMICAL SAFETY AND HAZARD Meeting Room Maricopa C, 401 North 202–376–8116). Hearing-impaired INVESTIGATION BOARD First Street, Phoenix, Arizona 85004. persons who will attend the meeting The purpose of the meeting is to discuss and require the services of a sign Sunshine Act Meeting current projects and plan future language interpreter should contact the The United States Chemical Safety projects. Regional Office at least ten (10) working and Hazard Investigation Board Persons desiring additional days before the scheduled date of the announces that it will convene a Public information, or planning a presentation meeting. Meeting beginning at 10:00 a.m. local to the Committee, should contact Philip The meeting will be conducted time on February 10, 2000, at the Montez, Director of the Western pursuant to the provisions of the rules Defense Nuclear Facilities Safety Board Regional Office, 213–894–3437 (TDD and regulations of the Commission. (DNFSB), Suite 300, 625 Indiana Ave. 213–894–3435). Hearing-impaired Dated at Washington, DC, January 27, 2000. persons who will attend the meeting NW, Washington, DC. This Carol-Lee Hurley, announcement replaces the incorrect and require the services of a sign language interpreter should contact the Chief, Regional Programs Coordination Unit. announcement published on February 2, [FR Doc. 00–2509 Filed 2–3–00; 8:45 am] 2000 (65 FR 4945). Topics to be Regional Office at least ten (10) working BILLING CODE 6335±01±P discussed at the meeting will include: days before the scheduled date of the 1. Resignation of the Board meeting. The meeting will be conducted Chairperson. pursuant to the provisions of the rules 2. Interim Board Governance. DEPARTMENT OF COMMERCE 3. Proposed Federal Regulations and regulations of the Commission. regarding CSB Quorum, Voting Dated at Washington, DC, January 27, 2000. Economic Development Administration Procedures and compliance with the Carol-Lee Hurley, Government Under the Sunshine Act. Chief, Regional Programs Coordination Unit. Notice of Petitions by Producing Firms 4. Review and Adoption of CSB [FR Doc. 00–2508 Filed 2–3–00; 8:45 am] for Determination of Eligibility To Mission Statement. Apply for Trade Adjustment BILLING CODE 6335±01±P 5. Major CSB Initiatives for remainder Assistance of FY 2000. 6. Review and Discussion of FY 2001 AGENCY: Economic Development Budget Proposal. COMMISSION ON CIVIL RIGHTS Administration (EDA), Commerce. The meeting will be open to the Agenda and Notice of Public Meeting ACTION: To give firms an opportunity to public. The DNFSB office is a secure of the New Hampshire Advisory comment. federal building and photo Committee identification may be required for Petitions have been accepted for filing admission. For more information, please Notice is hereby given, pursuant to on the dates indicated from the firms contact the Chemical Safety and Hazard the provisions of the rules and listed below.

LIST OF PETITION ACTION BY TRADE ADJUSTMENT ASSISTANCE FOR PERIOD 11/30/99±01/19/00

Date/Peti- Firm name Address tion Product accepted

Sunshine Cap Company...... 1142 W. Main Street, Lake- 12/01/99 Caps, visors, and hats of cotton. land, FL 33815. Pinnacle Plastics, Inc ...... 2301 West 21st St., Erie, PA 12/09/99 Plastic injection molds. 16506. Craig Blanchard d.b.a., 4404 Menaul, Albuquerque, 12/09/99 Silver jewelry. Biagaanas Jewelers. NM 87110.

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LIST OF PETITION ACTION BY TRADE ADJUSTMENT ASSISTANCE FOR PERIOD 11/30/99±01/19/00ÐContinued

Date/Peti- Firm name Address tion Product accepted

Fabricated Plastics, Inc., d.b.a., 178 Hanover Avenue, Morris- 12/09/99 Plastic injection molds. FPI Thermoplastic Tech- town, NJ 07962. nologies. Felley, Inc ...... 2400 Washington St. NE, Albu- 12/10/99 Silver and gold jewelry. querque, NM 87110. Custom Tool & , LLC ...... 240 Corporate Drive, Sibley, 12/10/99 Injection molds for rubber or plastic. LA 71073. Contrax Technology, Inc ...... 7509 Connelly Drive, Hanover, 12/13/99 Printed circuit boards. MD 21076. Dexall Biomedical Labs., Inc .... 18904 Bonanza Way, Gai- 12/13/99 Diagnostic medical kits for human infectious diseases and thersburg, MD 20879. autoimmune diseases. Altek, Inc ...... 22819 E. Appleway Ave., Lib- 12/15/99 Injection molded temperature sensor parts. erty Lake, WA 99019. Mathews Wire, Inc ...... 654 West Morrison St., Frank- 12/20/99 Metal candle holders. fort, IN 46041. Sturdy Oak Wood Crafts ...... 213 S. Jefferson, Elk City, OK 12/20/99 Tableware and kitchenware of wood. 73648. Kirks Folly, Inc...... 236 Chapman Street, Provi- 12/20/99 Theme oriented fashion jewelry, watches, and picture frames. dence, RI 02905. Robinson Foundry, Inc...... 505 Robinson Court, Alex- 12/21/99 Motors and generator housings of cast iron and tractor parts ander City, AL 35011. for agricultural use. DSA Precision , Inc .. 5845 Big Tree Road, Lakeville, 01/03/00 Metal gears for the transportation industry. NY 14480. Best Carbide Cutting Tools, Inc 1454 West 135th Street, Gar- 01/03/00 Carbide cutting tools for industrial machinery and semicon- dena, CA 90249. ductor manufacturing equipment. Model Die , Inc ...... 5070 Sigstrom Drive, Carson 01/03/00 Model trains. City, NV 89706. Douglas Snyder d.b.a., Snyder 6006 Egret Court, Benicia, CA 01/03/00 Precision machined parts and metal stamped parts of semi- Systems. 94510. conductor manufacturing equipment. Tops Malibu, Inc ...... 5555 West 11th Avenue, Eu- 01/03/00 Candles and other gift items including soaps, games, and gene, OR 97402. party favors. OK Corp. 708 North 29th Street, 01/03/00 Couplings for hoses, and production tools and chemical static d.b.a., N. American Precision Blackwell, OK 74631. mixers. Casting Co. Kelson Precision Machine, Inc 808 S. 8th Street, Broken 01/05/00 Valve parts. Arrow, OK 74012. Dexter Research Center, Inc .... 7300 Huron River Drive, Dex- 01/05/00 Metal thermal analysis detectors using optical radiation. ter, MI 48130. William Ellyn Douglas, L.L.C. 6401 Falco Road, Rockford, IL 01/05/00 Thread machinery. d.b.a., Warren Industries, 61109. L.L.C. BBC Industries, Inc...... 1526 Fenpark Drive, Fenton, 01/19/00 Industrial ovens, screen printing dryers, heaters, and shrink- MO 63026. wrap packaging equipment. Ro-An Jewelry, Inc ...... 1 Industrial Lane, Johnston, RI 01/19/00 Jewelry. 01919. Micro Industries, Inc ...... 200 West Second St., Rock 01/19/00 Die cast zinc components. Falls, IL 61071.

The petitions were submitted by Trade Adjustment Assistance, Room DEPARTMENT OF COMMERCE pursuant to Section 251 of the Trade Act 7315, Economic Development of 1974 (19 U.S.C. 2341). Consequently, Administration, U.S. Department of Foreign-Trade Zones Board the United States Department of Commerce, Washington, DC 20230, no [Order No. 1074] Commerce has initiated separate later than the close of business of the investigations to determine whether tenth calendar day following the Expansion of Foreign-Trade Zone 143, increased imports into the United States publication of this notice. Sacramento, California of articles like or directly competitive (The Catalog of Federal Domestic Assistance with those produced by each firm Pursuant to its authority under the Foreign- official program number and title of the Trade Zones Act of June 18, 1934, as contributed importantly to total or program under which these petitions are amended (19 U.S.C. 81a–81u), the Foreign- partial separation of the firm’s workers, submitted is 11.313, Trade Adjustment Trade Zones Board (the Board) adopts the or threat thereof, and to a decrease in Assistance.) following Order: sales or production of each petitioning Dated: January 21, 2000. Whereas, Sacramento-Yolo Port firm. Anthony J. Meyer, District, grantee of Foreign-Trade Zone Any party having a substantial Coordinator, Trade Adjustment and 143, submitted an application to the interest in the proceedings may request Technical Assistance. Board for authority to expand FTZ 143 a public hearing on the matter. A [FR Doc. 00–2460 Filed 2–3–00; 8:45 am] to include a new site, located at the request for a hearing must be received BILLING CODE 3510±24±P Chico Municipal Airport, in Chico,

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California, some 90 miles north of the Whereas, the Board’s regulations (15 amended (19 U.S.C. 81a–81u), the Foreign- San Francisco Consolidated Customs CFR part 400) provide for the Trade Zones Board (the Board) adopts the port of entry limits (FTZ Docket 37–99; establishment of special-purpose following Order: filed July 16, 1999); subzones when existing zone facilities Whereas, the Foreign-Trade Zones Act Whereas, Section 2422 of the cannot serve the specific use involved, Miscellaneous Trade and Technical and when the activity results in a provides for ‘‘the establishment * * * Corrections Act of 1999 (Pub.L. 106–36) significant public benefit and is in the of * * * foreign-trade zones in ports of directs the Foreign-Trade Zones Board public interest; entry of the United States, to expedite to approve the expansion of FTZ 143 to Whereas, the Indianapolis Airport and encourage foreign commerce, and include the proposed site in Chico, Authority, grantee of Foreign-Trade for other purposes,’’ and authorizes the California; Zone 72, has made application to the Foreign-Trade Zones Board (the Board) Whereas, notice inviting public Board for authority to establish special- to grant to qualified corporations the comment was given in the Federal purpose subzone status at the separator privilege of establishing foreign-trade Register (64 FR 41374, July 30, 1999) and decanter centrifuge equipment parts zones in or adjacent to U.S. Customs and the application has been processed warehousing/distribution (non- ports of entry; pursuant to the FTZ Act and the Board’s manufacturing) facility of Alfa Laval Whereas, the Board’s regulations (15 Distribution, Inc., located in regulations; and, CFR part 400) provide for the Indianapolis, Indiana (FTZ Docket 50– Whereas, the Board adopts the establishment of special-purpose findings and recommendations of the 98, filed November 5, 1998); subzones when existing zone facilities examiner’s report, and finds that the Whereas, notice inviting public cannot serve the specific use involved, requirements of the FTZ Act and the comment has been given in the Federal Board’s regulations are satisfied; Register (63 FR 63451, November 13, and when the activity results in a Now, therefore, the Board hereby 1998); and, significant public benefit and is in the orders: Whereas, the Board adopts the public interest; The application to expand FTZ 143 is findings and recommendations of the Whereas, the Puerto Rico Industrial approved, subject to the Act and the examiner’s report, and finds that the Development Company, grantee of Board’s regulations, including § 400.28 requirements of the FTZ Act and Foreign-Trade Zone 7, has made Board’s regulations are satisfied, and and further subject to the Board’s application for authority to establish standard 2,000 acre activation limit. that approval of the application is in the public interest; special-purpose subzone status at the Signed at Washington, DC, this 18th day of Now, Therefore, the Board hereby steel can processing facilities of Mani January, 2000. grants authority for subzone status at the Can Corporation (Inc.), located in Robert S. LaRussa, separator and decanter centrifuge Mayaguez, Puerto Rico (FTZ Docket 36– Assistant Secretary of Commerce for Import equipment parts warehousing/ 96, filed May 7, 1996); Administration, Alternate Chairman, Foreign- distribution facility of Alfa Laval Whereas, notice inviting public Trade Zones Board. Distribution, Inc., located in comment was given in the Federal Attest: Indianapolis, Indiana (Subzone 72N), at Register (61 FR 24271, May 14, 1996); Dennis Puccinelli, the location described in the and, Acting Executive Secretary. application, and subject to the FTZ Act Whereas, the Board adopts the [FR Doc. 00–2589 Filed 2–3–00; 8:45 am] and the Board’s regulations, including findings and recommendations of the BILLING CODE 3510±DS±P § 400.28. The scope of authority does not include activity conducted under examiner’s report, and finds that the FTZ procedures that would result in a requirements of the FTZ Act and DEPARTMENT OF COMMERCE change in tariff classification. Board’s regulations have not been satisfied, and that approval of the Signed at Washington, DC, this 18th day of Foreign-Trade Zones Board January 2000 . application is not in the public interest; [Order No. 1072] Robert S. LaRussa, Now, therefore, the Board hereby Assistant Secretary of Commerce for Import disapproves the application for subzone Grant of Authority for Subzone Status, Administration, Alternate Chairman, Foreign- status at the easy-open steel can Alfa Laval Distribution, Inc., (Separator Trade Zones Board. processing facilities of Mani Can and Decanter Centrifuge Equipment/ Attest: Corporation (Inc.), located in Mayaguez, Parts), Indianapolis, IN Dennis Puccinelli, Puerto Rico. Pursuant to its authority under the Foreign- Acting Executive Secretary. Signed at Washington, DC, this 18th day of Trade Zones Act of June 18, 1934, as [FR Doc. 00–2587 Filed 2–3–00; 8:45 am] January 2000. amended (19 U.S.C. 81a–81u), the Foreign- BILLING CODE 3510±DS±P Robert S. LaRussa, Trade Zones Board (the Board) adopts the following Order: Assistant Secretary of Commerce for Import DEPARTMENT OF COMMERCE Administration, Alternate Chairman, Foreign- Whereas, the Foreign-Trade Zones Act Trade Zones Board. provides for ‘‘ * * * the establishment Foreign Trade Zones Board Attest: * * * of foreign-trade zones in ports of Dennis Puccinelli, entry of the United States, to expedite [Order No. 1073] and encourage foreign commerce, and Acting Executive Secretary. Disapproval of Subzone Status, Mani for other purposes,’’ and authorizes the [FR Doc. 00–2588 Filed 2–3–00; 8:45 am] Can Corp. (Steel Cans), Mayaguez, Foreign-Trade Zones Board to grant to BILLING CODE 3510±DS±P Puerto Rico qualified corporations the privilege of establishing foreign-trade zones in or Pursuant to its authority under the Foreign- adjacent to U.S. Customs ports of entry; Trade Zones Act of June 18, 1934, as

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DEPARTMENT OF COMMERCE Antidumping and Countervailing Duty Department subsequently issued the Orders; Policy Bulletin, 63 FR 18871 antidumping duty orders on HFHTs International Trade Administration (April 16, 1998) (‘‘Sunset Policy from the PRC on February 19, 1991 (56 [A±570±803, A±570±803] Bulletin’’). FR 6622). Since the imposition of the orders, the Department has conducted Scope Final Results of Expedited Sunset several administrative reviews.1 The Reviews: Axes and Adzes and Picks Although we provide the full scope orders remain in effect for all and Mattocks From the People's language for the order on heavy forged manufacturers and exporters of the Republic of China hand tools (‘‘HFHTs’’) below, this subject merchandise from the PRC. determination applies only to the types To date, the Department has not AGENCY: Import Administration, of HFHTs which fall under the orders issued any duty absorption findings in International Trade Administration, (A–570–803) on axes and adzes and these cases. Department of Commerce. picks and mattocks from the PRC. Background ACTION: Notice of final results of HFHTs include heads for drilling, expedited sunset reviews: Axes and , sledges, axes, mauls, picks, On July 1, 1999, the Department adzes and picks and mattocks from the and mattocks, which may or may not be initiated sunset reviews of the People’s Republic of China. painted, which may or may not be antidumping duty orders on axes and finished, or which may or may not be adzes and picks and mattocks from the SUMMARY: On July 1, 1999, the imported with handles; assorted bar PRC (64 FR 35588), pursuant to section Department of Commerce (‘‘the products and track tools including 751(c) of the Act. For both of the Department’’) initiated sunset reviews of wrecking bars, digging bars and reviews, the Department received the antidumping duty orders on axes tampers; and steel wool splitting notices of intent to participate on behalf and adzes and on picks and mattocks wedges. HFHTs are manufactured of O. Ames Co. and its division, from the People’s Republic of China through a hot operation in which Woodings-Verona (collectively, (‘‘PRC’’) (64 FR 35588) pursuant to steel is sheared to the required length, ‘‘domestic interested parties’’) on July section 751(c) of the Tariff Act of 1930, heated to temperature, and 16, 1999, within the deadline specified as amended (‘‘the Act’’). On the basis of formed to final shape on forging in section 351.218(d)(1)(i) of the Sunset notices of intent to participate and equipment using dies specific to the Regulations. Pursuant to section adequate substantive comments filed on desired product shape and size. 771(9)(C) of the Act, the domestic behalf of domestic interested parties and Depending on the product, finishing interested parties claimed interested inadequate responses from respondent operations may include shot-blasting, interested parties, the Department grinding, polishing, and painting, and 1 See Heavy Forged Hand Tools, Finished and the insertion of handles for handled Unfinished, With or Without Handles, from the determined to conduct expedited People’s Republic of China; Final Results of reviews. As a result of these reviews, the products. HFHTs are currently Antidumping Duty Administrative Reviews, 60 FR Department finds that revocation of the classifiable under the following 49251 (September 22, 1995); Heavy Forged Hand antidumping orders would likely lead to Harmonized Tariff Schedule (‘‘HTS’’) Tools, Finished and Unfinished, With or Without item numbers 8205.20.60, 8205.59.30, Handles, from the People’s Republic of China; Final continuation or recurrence of dumping Results of Antidumping Duty Administrative at the levels indicated in the Final 8201.30.00, and 8201.40.60. Specifically Review, 61 FR 15028 (April 4, 1996); as amended, Results of Reviews section of this excluded are hammers and sledges with Heavy Forged Hand Tools, Finished and notice. heads 1.5 kilograms (3.33 pounds) in Unfinished, With or Without Handles, from the weight and under, and hoes and rakes, People’s Republic of China; Amendment of Final EFFECTIVE DATE: February 4, 2000. Results of Antidumping Duty Administrative and bars 18 inches in length and under. Review, 61 FR 24285 (May 14, 1996); Heavy Forged FOR FURTHER INFORMATION CONTACT: The HTS item numbers are provided for Hand Tools, Finished and Unfinished, With or Darla D. Brown or Melissa G. Skinner, convenience and customs purposes Without Handles, from the People’s Republic of Office of Policy for Import only. The written description of the China; Final Results of Antidumping Duty Administration, International Trade Administrative Review, 61 FR 51269 (October 1, scope remains dispositive. 1996); as amended, Heavy Forged Hand Tools from Administration, U.S. Department of There has been one scope ruling with the People’s Republic of China; Notice of Commerce, 14th Street and Constitution respect to the order on HFHTs from the Amendment of Final Results of Antidumping Duty Avenue, NW, Washington, DC 20230; PRC in which the Forrest Tool Administrative Review, 62 FR 24416 (May 5, 1997); telephone: (202) 482–3207 or (202) 482– Heavy Forged Hand Tools from the People’s Company’s Max Multipurpose Tool was Republic of China; Final Results of Antidumping 1560, respectively. determined to be within the scope of the Duty Administrative Reviews, 62 FR 11813 (March Statute and Regulations order (58 FR 59991; November 12, 13, 1997); Heavy Forged Hand Tools, Finished and 1993). Unfinished, With or Without Handles, from the These reviews were conducted People’s Republic of China; Final Results of These reviews cover imports from all Antidumping Duty Administrative Reviews, 63 FR pursuant to sections 751(c) and 752 of manufacturers and exporters of axes and 16758 (April 6, 1998); as amended, Amended Final the Act. The Department’s procedures adzes and picks and mattocks from the Results of Antidumping Duty Administrative for the conduct of sunset reviews are set PRC. Reviews Pursuant to Remand from the Court of forth in Procedures for Conducting Five- International Trade: Heavy Forged Hand Tools, History of the Orders Finished and Unfinished, With or Without Handles, year (‘‘Sunset’’) Reviews of from the People’s Republic of China, 63 FR 55577 Antidumping and Countervailing Duty The Department published its final (October 16, 1998) and Amended Final Results of Orders, 63 FR 13516 (March 20, 1998) affirmative determination of sales at less Antidumping Duty Administrative Reviews (‘‘Sunset Regulations’’) and 19 CFR Part than fair value (‘‘LTFV’’) with respect to Pursuant to Remand from the Court of International Trade: Heavy Forged Hand Tools, Finished and 351 (1999) in general. Guidance on imports of HFHTs from the PRC on Unfinished, With or Without Handles, from the methodological or analytical issues January 3, 1991 (56 FR 241). In this People’s Republic of China: Correction, 64 FR 851 relevant to the Department’s conduct of determination, the Department (January 6, 1999); Heavy Forged Hand Tools, sunset reviews is set forth in the published four country-wide weighted- Finished and Unfinished, With or Without Handles, from the People’s Republic of China; Final Results Department’s Policy Bulletin 98:3— average dumping margins, one each for and Partial Recission of Antidumping Duty Policies Regarding the Conduct of Five- hammers/sledges, bars/wedges, picks/ Administrative Reviews, 64 FR 43659 (August 11, year (‘‘Sunset’’) Reviews of mattocks and axes/adzes. The 1999).

VerDate 272000 05:00 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00008 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5498 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices party status as domestic manufacturers these reviews to determine whether levels well above de minimis and that of the subject merchandise. The revocation of the antidumping duty import volumes, in the case of axes/ Department received complete order would be likely to lead to adzes, declined significantly after the substantive responses from the domestic continuation or recurrence of dumping. issuance of the orders. The domestic interested parties on August 2, 1999, Section 752(c) of the Act provides that, interested parties maintain that imports within the 30-day deadline specified in in making these determinations, the of axes/adzes from the PRC declined the Sunset Regulations under section Department shall consider the weighted- significantly from approximately $1.9 351.218(d)(3)(i). In addition, we average dumping margins determined in million worth of subject merchandise in received substantive responses on the investigation and subsequent 1989 to approximately $1.5 million behalf of Fujian Machinery and reviews and the volume of imports of worth of merchandise in 1997 and to Equipment Import and Export Corp., the subject merchandise for the period roughly $1.2 million in 1998. They Shandong Huarong General Group before and the period after the issuance argue that although import quantities Corp., Shandong Machinery Import and of the antidumping order, and shall are not publicly available, the decline in Export Corp., and Tianjin Machinery provide to the International Trade total value of imports indicates that Import and Export Corp. (collectively, Commission (‘‘the Commission’’) the volume also declined substantially. The ‘‘respondents’’). The respondents magnitude of the margins of dumping domestic interested parties, however, do claimed interested party status under likely to prevail if the order were not discuss import volumes for picks/ section 771(9)(A) as exporters of the revoked. mattocks in their substantive response. subject merchandise. The Department’s determinations They conclude that it is reasonable to Using information on the value of concerning continuation or recurrence assume that the PRC exporters could not exports submitted by the respondents of dumping and the magnitude of the sell in the United States without and the value of imports as reported in margins are discussed below. In dumping and that, to reenter to U.S. U.S. Census Bureau IM146 Reports, the addition, domestic interested parties’ market, they would have to increase or Department determined that and respondents’ comments with continue dumping (see August 2, 1999, respondents’ exports to the United respect to continuation or recurrence of substantive response of the domestic States accounted for significantly less dumping and the magnitude of the interested parties at 3–4). than fifty percent of the total volume of margins are addressed within the The respondents argue that if the subject merchandise to the U.S. over the respective sections below. orders were revoked, shipments would five calendar years preceeding the likely continue at average levels as seen Continuation or Recurrence of initiation of these sunset reviews. in 1996 through 1998. They maintain Dumping Therefore, respondents provided that there is greater competition from inadequate response to the notice of on the guidance provided in other supplying countries and that initiation and, pursuant to 19 CFR the legislative history accompanying the demand in the U.S. is fairly inelastic, 351.218(e)(1)(ii)(C), the Department Uruguay Round Agreements Act indicating that even with lower prices determined to conduct expedited, 120- (‘‘URAA’’), specifically the Statement of (without dumping duties), demand for day reviews of the orders.2 Administrative Action (‘‘the SAA’’), imports of the subject merchandise from In accordance with section H.R. Doc. No. 103–316, vol. 1 (1994), the the PRC is not likely to change much 751(c)(5)(C)(v) of the Act, the House Report, H.R. Rep. No. 103–826, (see July 30, 1999, substantive response Department may treat a review as pt. 1 (1994), and the Senate Report, S. of the respondents at 2). extraordinarily complicated if it is a Rep. No. 103–412 (1994), the As discussed in section II.A.3 of the review of a transition order (i.e., an Department issued its Sunset Policy Sunset Policy Bulletin, the SAA at 890, order in effect on January 1, 1995). On Bulletin providing guidance on and the House Report at 63–64, if November 16, 1999, the Department methodological and analytical issues, companies continue to dump with the determined that the sunset reviews of including the bases for likelihood discipline of an order in place, the the antidumping duty orders on axes/ determinations. In its Sunset Policy Department may reasonably infer that adzes and picks/mattocks from the PRC Bulletin, the Department indicated that dumping would continue if the are extraordinarily complicated and determinations of likelihood will be discipline were removed. As pointed extended the time limit for completion made on an order-wide basis (see out above, dumping margins above de of the final results of these reviews until section II.A.2). In addition, the minimis continue to exist for shipments not later than January 27, 2000, in Department indicated that it normally of the subject merchandise from China. accordance with section 751(c)(5)(B) of will determine that revocation of an Consistent with section 752(c) of the the Act.3 antidumping duty order is likely to lead Act, the Department also considers the Although the deadline for this to continuation or recurrence of volume of imports before and after determination was originally January dumping where (a) dumping continued issuance of the order. As mentioned 27, 2000, due to the Federal at any level above de minimis after the before, the domestic interested parties Government shutdown on January 25 issuance of the order, (b) imports of the maintain that imports of axes/adzes and 26, 2000, resulting from inclement subject merchandise ceased after the from the PRC declined significantly weather, the time-frame for issuing this issuance of the order, or (c) dumping from approximately $1.9 million worth determination has been extended by one was eliminated after the issuance of the of subject merchandise in 1989 to day. order and import volumes for the approximately $1.5 million worth of Determination subject merchandise declined merchandise in 1997 and roughly $1.2 significantly (see section II.A.3). million in 1998. In accordance with section 751(c)(1) In their substantive responses, the Using the Department’s statistics, of the Act, the Department conducted domestic interested parties argue that including IM146 reports, on imports of revocation of the orders would likely the subject merchandise from the PRC, 2 See memoranda concerning adequacy of lead to continuation or recurrence of the Department concludes that imports respondent response dated October 19, 1999. dumping. They base their conclusion on of axes/adzes and picks/mattocks from 3 See Extension of Time Limit for Final Results of Five-Year Reviews, 64 FR 62167 (November 16, the combined facts that dumping has the PRC have fluctuated over the life of 1999). continued over the life of the orders at the orders, showing no overall trend.

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As noted above, in conducting its Corp., as calculated in the fourth Final Results of Reviews sunset reviews, the Department administrative review; and 50.81 As a result of these reviews, the considers the weighted-average percent for Tianjin Machinery Import & Department finds that revocation of the dumping margins and volume of Export Corp., Liaoning Machinery antidumping orders would likely lead to imports when determining whether Import & Export Corp. and Shandong continuation or recurrence of dumping revocation of an antidumping duty Huarong General Group Corp., as at the margins listed below: order would lead to the continuation or calculated in the original investigation. recurrence of dumping. Based on this The domestic interested parties argue Margin analysis, the Department finds that the further that, in the case of picks/ PRC-wide (percent) existence of dumping margins above de mattocks, while the dumping margins minimis levels is highly probative of the calculated by the Department have Axes/adzes ...... 15.02 likelihood of continuation or recurrence fluctuated, the margins have increased Picks/mattocks ...... 50.81 of dumping. A deposit rate above a de for most of the PRC producers. minimis level continues in effect for The respondents argue that the This notice serves as the only exports of the subject merchandise by at dumping margin likely to prevail if the reminder to parties subject to least one Chinese manufacturer/ orders were revoked would be zero, but administrative protective order (‘‘APO’’) exporter. Therefore, given that dumping no higher than the average margin for of their responsibility concerning the has continued over the life of the orders, the latest reviews. disposition of proprietary information the Department determines that The Department disagrees with both disclosed under APO in accordance dumping is likely to continue if the domestic and respondent interested with 19 CFR 351.305 of the orders were revoked. Because we are parties. As noted in the Sunset Department’s regulations. Timely basing our determination on the fact Regulations and Sunset Policy Bulletin, notification of return/destruction of that dumping has continued throughout the Department may provide to the APO materials or conversion to judicial the life of the orders, it is not necessary Commission a more recently calculated protective order is hereby requested. to address respondent’s arguments margin for a particular company where Failure to comply with the regulations concerning demand. dumping margins increased after the and the terms of an APO is a issuance of the order where that sanctionable violation. Magnitude of the Margin particular company increased dumping These five-year (‘‘sunset’’) reviews In the Sunset Policy Bulletin, the to maintain or increase market share. In and notices are in accordance with Department stated that it normally will these cases, the domestic interested sections 751(c), 752, and 777(i)(1) of the provide to the Commission the margin parties do not provide any company- Act. that was determined in the final specific argument or evidence that any Dated: January 28, 2000. determination in the original Chinese companies have increased Holly A. Kuga, investigation. Further, for companies dumping in order to maintain or gain not specifically investigated or for market share or increase import Acting Assistant Secretary for Import Administration. companies that did not begin shipping volumes. Moreover, while it is true that until after the order was issued, the dumping margins have increased for [FR Doc. 00–2581 Filed 2–3–00; 8:45 am] Department normally will provide a some Chinese companies, we have no BILLING CODE 3510±DS±P margin based on the ‘‘all others’’ rate company-specific information from the investigation. (See section demonstrating that imports of the DEPARTMENT OF COMMERCE II.B.1 of the Sunset Policy Bulletin.) subject merchandise have increased Exceptions to this policy include the over the life of the orders. Since we International Trade Administration use of a more recently calculated have no company-specific information margin, where appropriate, and correlating an increase in exports for [A±307±815] consideration of duty absorption one company with an increase in the determinations. (See sections II.B.2 and dumping margin for that particular Postponement of Final Determination 3 of the Sunset Policy Bulletin.) We note company, we cannot conclude that the of Antidumping Duty Investigation of that, to date, the Department has not use of more recently calculated margins Cold-Rolled Flat-Rolled Carbon-Quality issued any duty absorption findings in is warranted in this case. Further, we do Steel From Venezuela either of these cases. not agree with the respondents that a AGENCY: Import Administration, In their substantive responses, the more recently calculated margin is International Trade Administration, domestic interested parties recommend appropriate, because we have no Department of Commerce. that the Department deviate from its company-specific information ACTION: Notice of postponement of final normal practice of using margins from demonstrating that the lower, more determination of antidumping the original investigation and instead recent rates are associated with steady use margins from a more recent or increasing imports. investigation of cold-rolled steel from administrative review. In the case of Therefore, consistent with the Sunset Venezuela. axes/adzes, the domestic interested Policy Bulletin, the Department finds SUMMARY: The Department of Commerce parties recommend using the PRC-wide that the margins calculated in the (the Department) is extending the time margin of 21.92 calculated in the fourth original investigation are probative of limit of the final determination of the administrative review. For picks/ the behavior of Chinese producers/ antidumping investigation of cold-rolled mattocks, the domestic interested exporters if the orders were revoked as flat-rolled carbon-quality steel from parties argue that the dumping margins they are the only margins which reflect Venezuela. likely to prevail if the orders were their behavior absent the discipline of revoked would be 98.77 percent for the orders. As such, the Department will EFFECTIVE DATE: February 4, 2000. Fujian Machinery & Equipment Import report to the Commission the PRC-wide FOR FURTHER INFORMATION CONTACT: & Export Corp., as calculated in the fifth rates from the original investigations as Maureen McPhillips or Linda Ludwig, administrative review; 70.31 percent for contained in the Final Results of Office of AD/CVD Enforcement, Group Shandong Machinery Import & Export Reviews section of this notice. III, Import Administration, International

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Trade Administration, U.S. Department DEPARTMENT OF COMMERCE to provide written comments on the of Commerce, 14th Street and agreement. We received comments from Constitution Avenue, NW, Washington, International Trade Administration petitioners (Bethlehem Steel Corp., Gulf DC 20230; telephone (202) 482–0193 or A±821±810 States Steel Inc., Ispat Inland Inc., LTV (202) 482–3833, respectively. Steel Company, Inc., National Steel Suspension of Antidumping Duty Corp., Steel Dynamics Inc., U.S. Steel The Applicable Statute Investigation: Cold-Rolled Flat-Rolled Group (a Unit of USX Corp.), Weirton Steel Corporation, and Independent Unless otherwise indicated, all Carbon-Quality Steel Products From Steelworkers Union) on December 29, citations to the Tariff Act of 1930 (the the Russian Federation 1999. We have taken these comments Act), as amended, are references to the AGENCY: Import Administration, into account in the final version of the provisions effective January 1, 1995, the International Trade Administration, suspension agreement. effective date of the amendments made Department of Commerce. to the Act by the Uruguay Round The Department and MOT signed the SUMMARY: The Department of Commerce final suspension agreement on January Agreements Act (URAA). In addition, all (‘‘the Department’’) has suspended the 13, 2000. citations to the Department’s regulations antidumping duty investigation are to the regulations at 19 CFR Part 351 involving cold-rolled flat-rolled carbon- Scope of Investigation (April 1999). quality steel products (‘‘cold-rolled For a complete description of the steel’’) from the Russian Federation Postponement of Final Determinations scope of the investigation, see (‘‘Russia’’). The basis for this action is Agreement Suspending the and Extension of Provisional Measures an agreement between the Department Antidumping Investigation on Cold- and the Ministry of Trade of the Russian Pursuant to Section 735(a)(2) of the Rolled Flat-Rolled Carbon Quality Steel Federation (‘‘MOT’’) accounting for Tariff Act, on January 6, 2000, Products from the Russian Federation, substantially all imports of cold-rolled Siderurgica del Orinoco, C.A. (Sidor) Appendix III, signed January 13, 2000, steel from Russia, wherein the MOT has requested that the Department postpone attached hereto. agreed to restrict exports of cold-rolled the final determination in this case for steel from all Russian producers/ Suspension of Investigation the full sixty days permitted by the exporters to the United States and to statute. Sidor’s request meets the ensure that such exports are sold at or The Department consulted with the requirements of section 735(a)(2)(A) above the agreed reference price. parties to the proceeding and has because Sidor is the only Venezuelan considered the comments submitted EFFECTIVE DATE: January 13, 2000. exporter of the subject merchandise to with respect to the proposed suspension the United States, and the preliminary FOR FURTHER INFORMATION CONTACT: Jean agreement. In accordance with section determination in this investigation was Kemp or Maria Dybczak at (202) 482– 734(l) of the Act, we have determined 4037 and (202) 482–5811, respectively, affirmative. Further, pursuant to section that the agreement will prevent the Antidumping and Countervailing Duty 733(d) and 19 CFR 351.210(e)(2), Sidor suppression or undercutting of price Enforcement Group III, Import requested that the Department extend levels of domestic products by imports Administration, International Trade of the merchandise under investigation the period that provisional measures Administration, U.S. Department of may remain in effect from four months (see Price Suppression Memorandum, Commerce, 14th Street and Constitution dated January 13, 2000), that the to not more than six months (i.e., Avenue, NW, Washington, DC 20230. suspension of liquidation). This notice agreement is in the public interest, and SUPPLEMENTARY INFORMATION: serves to postpone this final that the agreement can be monitored effectively (see Public Interest determination for 60 days (i.e., until no Background Memorandum, dated January 13, 2000). later than 135 days after the date of On June 21, 1999, the Department We find, therefore, that the criteria for publication of the preliminary initiated an antidumping duty suspension of an investigation pursuant determination). Suspension of investigation under section 732 of the to section 734(l) of the Act have been liquidation will be extended Tariff Act of 1930 (‘‘the Act’’), as met. The terms and conditions of this accordingly. amended, to determine whether imports agreement, signed January 13, 2000, are This notice of postponement is of cold-rolled steel from Russia are set forth in Appendix 1 to this notice. being, or are likely to be, sold in the published pursuant to 19 CFR Pursuant to section 734(f)(2)(A) of the United States at less than fair value (64 351.210(g). Act, the suspension of liquidation of all FR 34194). On July 16, 1999, the United entries of cold-rolled steel from Russia Dated: January 18, 2000. States International Trade Commission entered, or withdrawn from warehouse, Robert S. LaRussa, (‘‘ITC’’) notified the Department of its for consumption, as directed in our affirmative preliminary finding of threat Assistant Secretary for Import notice of Preliminary Determination of Administration. of material injury in this case (see ITC Sales at Less than Fair Value: Cold- Investigation Nos. 701–TA–393–396 and [FR Doc. 00–1844 Filed 2–3–00; 8:45 am] Rolled Flat-Rolled Carbon Quality Steel 731–TA–829–840). On November 10, BILLING CODE 3510±DS±P Products from the Russian Federation 1999, the Department published its (64 FR 61261 (November 10, 1999)), is preliminary determination that cold- hereby terminated. rolled steel is being, or is likely to be, sold in the United States at less than fair Any cash deposits on entries of cold- value (‘‘LTFV’’), as provided in section rolled steel from Russia pursuant to that 733 of the Act (64 FR 61261). suspension of liquidation shall be The Department and MOT initialed a refunded and any bonds shall be proposed agreement suspending this released. investigation on December 10, 1999, at This notice is published pursuant to which time we invited interested parties section 734(f)(1)(A) of the Act.

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Dated: January 18, 2000. H. ‘‘Party to the Proceeding’’ means any B. When Cold-Rolled Steel is imported into Robert S. LaRussa, producer, exporter, or importer of Cold- the United States and is subsequently re- Rolled Steel, union of workers engaged in the Assistant Secretary for Import exported, or re-packaged and re-exported, or production of Cold-Rolled Steel, association further processed (but still covered by this Administration. of such parties, or the government of any Agreement) and re-exported, the amount re- Appendix 1—Agreement Suspending country from which such merchandise is exported shall be deducted from the amounts the Antidumping Investigation on Cold- exported, that actively participated in the of exports that have been counted against the Rolled Flat-Rolled Carbon-Quality Steel antidumping investigation, through written export limit for the Export Limit Period in submission of factual information or written which the re-export takes place. The Products From the Russian Federation argument, as described in more detail in deduction will be applied only after DOC has For the purpose of encouraging free and Appendix II. received, and has had the opportunity to fair trade in certain Cold-Rolled Flat-Rolled I. ‘‘Export Limit Period’’ means one of the verify, evidence demonstrating the original Carbon Quality Steel Products (‘‘Cold-Rolled following periods: importation, any repackaging or further Steel’’) from the Russian Federation Initial Export Limit Period—The Initial processing, and subsequent exportation. (‘‘Russia’’), establishing more normal market Export Limit Period shall begin on January 1, C. MOT will not issue Export Licenses relations, and preventing the suppression or 2000, and end on December 31, 2000. authorizing the exportation to the United undercutting of price levels of the like Subsequent Export Limit Periods—The States of Cold-Rolled Steel covered by this product in the United States, the United Subsequent Export Limit Periods shall Agreement in any half of any Export Limit States Department of Commerce (‘‘DOC’’) and consist of each subsequent one-year period, Period that exceeds 60 percent of the export the Ministry of Trade of the Russian the first of which will begin the day after the limit for that Export Limit Period. Federation (‘‘MOT’’) of Russia enter into this Initial Export Limit Period ends and end one D. Notwithstanding any other provision of suspension agreement (‘‘the Agreement’’). year later. this Agreement, except Paragraph IV.B., up to MOT will restrict exports of Cold-Rolled J. ‘‘Reference Price’’ means the floor price 15 per cent of the export limit for any Export Steel from all Russian producers and calculated by DOC for sales of Cold-Rolled Limit Period may be carried over to the exporters to the United States, as provided Steel for export to the United States, as Subsequent Export Limit Period and up to 15 below. DOC, pursuant to the U.S. described in Article III. per cent of the export limit for any Export antidumping law (see Appendix II), on the K. ‘‘United States’’ means the customs Limit Period may be carried back to the last Effective Date of this Agreement, will territory of the United States of America (the 60 days of the previous Export Limit Period. suspend its antidumping investigation of 50 States, the District of Columbia and Puerto Any carried over or carried back allowance Cold-Rolled Steel from Russia and instruct Rico) and foreign trade zones located within shall be counted against the export limit for the U.S. Customs Service (‘‘Customs’’) the territory of the United States. the previous or subsequent Export Limit immediately to terminate the suspension of L. ‘‘U.S. Purchaser’’ means the first Period, respectively. liquidation and release any cash deposit or purchaser in the United States that is not E. If DOC receives information indicating bond posted for entries of Cold-Rolled Steel affiliated with the Russian producer or that Cold-Rolled Steel from Russia may have covered by this Agreement. exporter and all subsequent purchasers, from entered into the United States in excess of Accordingly, DOC and MOT agree as trading companies to consumers. the export limits established in Paragraph follows: M. ‘‘Violation’’ means noncompliance with II.A or below the reference price established the terms of this Agreement, whether through in Paragraph III.C, DOC shall notify MOT of I. Definitions an act or omission, except for noncompliance those entries and provide to MOT all of the For purposes of this Agreement, the that is inconsequential, inadvertent, or does information concerning those entries that following definitions apply: not substantially frustrate the purposes of DOC is able to disclose consistent with U.S. A. ‘‘Apparent U.S. Domestic this Agreement. law. MOT shall respond within 15 days. If Consumption’’ means apparent U.S. domestic the information continues to indicate that consumption determined using official II. Export Limits these entries were in excess of the export statistics of the U.S. Bureau of the Census A. No Cold-Rolled Steel covered by this limits or below the reference price, DOC shall regarding imports and exports, and data from Agreement, whether exported directly or provide MOT with an opportunity for prompt the American Iron and Steel Institute indirectly from Russia, shall be entered into consultations, which shall be completed regarding domestic shipments, based on the the United States unless, when cumulated within 60 days after DOC’s initial methodology described in Appendix IV of with all prior entries of Cold-Rolled Steel notification. Once the consultations have this Agreement. exported from Russia during the Export Limit been completed, unless DOC concludes that B. ‘‘Date of Export’’ of Cold-Rolled Steel Period in which that Cold-Rolled Steel was the entries were not in excess of the export into the United States shall be the date on exported, it does not exceed the export limits limits or below the reference price, DOC shall which MOT issued the Export License. set forth below. count against the export limit for either the C. ‘‘Date of Sale’’ means the date on which 1. The export limit for the Initial Export current or subsequent Export Limit Period, as price and quantity become firm, e.g., the date Limit Period (January 1, 2000, to December appropriate, 125 percent of the volume of the the contract is signed or the specification 31, 2000) shall be 340,000 metric tons of entries in excess of the export limits or below date if the price and quantity become firm on Cold-Rolled Steel. the reference price. When a Russian producer that date, as reflected in Russian producers’ 2. The export limit for each subsequent or exporter was responsible for the entries in records kept in the ordinary course of Export Limit Period will be adjusted by: excess of the export limits or below the business. (a) First, the export limit for the previous reference price, MOT shall deny that D. ‘‘Effective Date’’ of this Agreement Export Limit Period shall be increased by producer or exporter Export Licenses for six means [Signature Date]. three per cent of that export limit; months following the last date of entry. E. ‘‘Export License’’ is the document issued (b) Second, the number obtained under When any other entity was involved with the by MOT that serves as both an export limit paragraph (a) shall be increased or decreased entries in excess of the export limits or below certificate and a certificate of origin. by the result of multiplying the export limit the reference price, MOT shall, for one year F. ‘‘Cold-Rolled Steel’’ means the certain for the previous Export Limit Period by the after the last date of entry, deny Export cold-rolled, flat-rolled, carbon quality steel percent change (up to three percent) in Licenses for the distribution of any Cold- products from Russia described in Appendix apparent U.S. domestic consumption of Cold- Rolled Steel involving that entity. The III. Rolled Steel during the most recent 12 provisions of this section do not supercede G. ‘‘Indirect Exports’’ means exports of months for which data are available at the the provisions of Article IX of this Agreement Cold-Rolled Steel from Russia to the United time the DOC makes this calculation, if DOC determines that the entries were in States through one or more third countries, compared to the previous 12 months (as excess of the export limits or below the whether or not such exports are further described in Appendix IV). reference price. processed, provided that the further 3. DOC shall determine export limits for processing does not result in a substantial each Subsequent Export Limit Period no later III. Reference Price transformation or a change in the country of than 60 days prior to the beginning of that A. MOT will ensure that Cold-Rolled Steel origin. Export Limit Period. covered by this Agreement will not be sold

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The Reference Prices for the first quarter grade of Cold-Rolled Steel covered by the may agree to an extension of the validity of of the Initial Export Limit Period shall be as license, the quantity in metric tons, the Export License in extraordinary follows: dimensions (, width, and length (in the circumstances. case of coils, length, if appropriate)) unit 6. Issue Export Licenses in the English price, and F.O.B. sales value. If necessary, language and, at the discretion of MOT, also Grade(s) Price per metric ton additional information may be included on in the Russian language. the Export License or, if necessary, a separate 7. Issue Export Licenses no earlier than 90 A611 (full-hard material only) 1 $340 page attached to the Export License. DOC days before the day on which the Cold-Rolled A366, A691 ...... 345 will deduct the quantity listed on each Steel is accepted by a transportation A619, A620 ...... 352 Export License from the export limit for the company, as indicated in the bill of lading or Export Limit Period in which the Date of a comparable transportation document, for 1 The Reference Price for A611 material is Export falls. However, if the bills of lading for Grade E full-hard carbon cold-rolled sheet export. for all of the shipments under an Export 8. Collect all existing information from all meeting this specification. All other Cold- License establish that the actual imports into Rolled Steel meeting this specification may not Russian producers, exporters, brokers, if be exported until such time as DOC and MOT the United States under that license were less applicable, traders of Cold-Rolled Steel, and agree, after consultations, upon a Reference than the total volume listed on the license, their relevant affiliated parties, as well as Price for such material. DOC will reflect the actual amount as having relevant trading companies/resellers utilized been deducted from the volume listed on the D. Until such time as DOC and MOT agree, by Russian producers, on the sale of Cold- export license, but, notwithstanding the Rolled Steel, and report such information after consultations, upon Reference Prices for carry-over and carry-back limitations in other grades of Cold-Rolled Steel, only the pursuant to Article VI of this Agreement. Paragraph II.D, will authorize MOT to issue 9. Permit full verification of all information above grades may be exported to the United a new Export License in the same or related to the administration of this States. Consultations regarding Reference Subsequent Export Licensing Period Agreement on an annual basis or more Prices for other grades of Cold-Rolled Steel authorizing additional exports equal in frequently, as DOC deems necessary, to shall be held within 30 days of a request and volume to the volume of the undershipment. ensure that MOT is in full compliance with shall be completed within 15 days. Exports under such additional licenses will E. Thirty days before the start of each be counted against the export limit for the this Agreement and that all Russian quarter of each Export Limit Period Export Limit Period containing the Date of producers and exporters are in compliance (beginning with the second quarter of 2000) Export of the undershipment. Prior to with the requirements that MOT has placed the Reference Price will be increased or utilizing any such undershipment, MOT upon them under this Agreement. This decreased to reflect the change in the shall notify DOC of the Export License(s) requirement applies to both Russian State weighted-average unit import values for under which the undershipment occurred, documents and non-State documents, such as Cold-Rolled Steel from all countries not the Date of Export recorded on the License(s), sales contracts. In the course of verification, subject to antidumping duty orders or the amount of the undershipment, and DOC will examine documents that record the investigations over the most recent three provide DOC with no less than 30 days to description of products exported to the months for which data is available, as confirm the undershipment volume. The United States, including dimensions (gauge, compared to the previous three months. If the United States will prohibit the entry of any width, and length) and heat numbers. Such weighted-average unit import value for such Cold-Rolled Steel from Russia not verifications will take place in association Cold-Rolled Steel during the last of those accompanied by an original stamped Export with scheduled consultations whenever three months has risen or fallen by more than License, except as provided in Paragraph possible. six percent from the average of the first two IV.A.2 10. Ensure compliance with all procedures of those months, the Reference Price will be C. MOT will ensure compliance with all of established in order to effectuate this adjusted on the basis of the last month, but the provisions of this Agreement. In order to Agreement by any official Russian that adjustment may not raise or lower the ensure such compliance, MOT will take at institution, chamber, or other authorized Reference Price by more than 10 percent. The least the following measures: Russian entity, and any Russian producer, source of the unit import values will be 1. Ensure that no steel subject to this exporter, broker, and trader of Cold-Rolled publicly available import statistics from the Agreement is exported from Russia for entry Steel, their relevant affiliated parties, and any U.S. Bureau of the Census. DOC will provide into the United States during any Export relevant trading company or reseller utilized MOT with the worksheets supporting its Limit Period that exceeds the export limit for by a Russian producer to make sales to the calculation of each quarterly Reference Price that Export Limit Period or that is priced United States. at the time it provides the Reference Price to below the Reference Price in effect on the 11. Impose strict measures, such as MOT. date of sale. prohibition from participation in the export F. Reference Prices are F.O.B. port of 2. Establish an export limit licensing and limits allowed by the Agreement, in the event export. If the sale for export is on terms other enforcement program for all direct and that any Russian entity does not comply in than F.O.B. port of export, MOT will ensure indirect exports of Cold-Rolled Steel to the full with the requirements established by that the F.O.B. port of export price is not United States no later than 30 days after the MOT pursuant to this Agreement. lower than the Reference Price. Effective Date. 3. Require that applications for Export V. Anticircumvention IV. Implementation Licenses be accompanied by a report A. MOT will take all necessary measures A. The United States shall require containing all of the information listed in to prevent circumvention of this Agreement, presentation of an original stamped Export part A of Appendix I (Exports to the United including at least the following: License as a condition for entry into the States). 1. Require that all Russian exporters of United States of Cold-Rolled Steel covered by 4. Refuse to issue an Export License to any Cold-Rolled Steel agree, as a condition of this Agreement, except where there are applicant that does not permit full being permitted to export any Cold-Rolled multiple shipments under a single license. verification and reporting under this Steel, regardless of destination, not to engage For multiple shipments at multiple ports or Agreement of all of the information in the in any of the following activities: multiple entries at one port, the original application. a. Exporting to the United States Cold- license shall be presented with the first entry 5. Issue Export Licenses sequentially, Rolled Steel subject to this Agreement that is and the volume entered at that time will be endorsed against the export limit for the not accompanied by an Export License issued noted on the original license. Customs will pursuant to this Agreement. provide the importer with a certified copy for 2 The validity of an Export License will not be b. Transshipping Cold-Rolled Steel that is presentation to Customs with the importer’s affected by a subsequent change of an HTS number. subject to this Agreement to the United States

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If sufficient tonnage is not of sharing evidence regarding such to the United States not accompanied by an available in the current Export Limit Period, circumvention and reaching mutual Export License, but only if such processing then the remaining amount shall be deducted agreement on an appropriate resolution of the is covered by the definition of ‘‘indirect from the subsequent Export Limit Period or problem. If DOC and MOT are unable to exports’’ in Paragraph I.G. Periods. reach mutual agreement within 60 days, DOC d. Exchanging (‘‘swapping’’) Cold-Rolled 6. If MOT determines that a company from may take appropriate measures, such as Steel subject to this Agreement for non- a third country has circumvented the deducting the amount of Cold-Rolled Steel subject Cold-Rolled Steel, so as to cause the Agreement and DOC and MOT agree that no involved in such circumvention from the non-subject steel to be entered into the Russian entity participated in or had export limit for the current Export Limit United States in place of the subject Cold- knowledge of such activities, then the Parties Period (or, if necessary, the Subsequent Rolled Steel, thereby evading the export shall hold consultations for the purpose of Export Limit Period) or instructing the U.S. limits under this Agreement. ‘‘Swaps’’ sharing information regarding such Customs Service to deny entry to any Russian include, but are not limited to: circumvention and reaching mutual Cold-Rolled Steel sold by the entity found to i. Ownership swaps—involve the exchange agreement on the appropriate measures to be be circumventing the Agreement. Before of ownership of Cold-Rolled Steel without taken to eliminate such circumvention. If the taking such measures, DOC will notify MOT physical transfer. These may include Parties are unable to reach mutual agreement of the basis for DOC’s intended action and exchange of ownership of Cold-Rolled Steel within 45 days, then DOC may take will afford MOT 30 days in which to in different countries, so that the parties appropriate measures, such as deducting the comment. DOC will enter its determinations obtain ownership of products located in amount of Cold-Rolled Steel involved in such regarding circumvention into the record of different countries, or exchange of ownership circumvention from the export limit for the the Agreement. MOT may request an of Cold-Rolled Steel produced in different then-current Export Limit Period or a extension of up to15 days for any of the countries, so that the parties obtain subsequent Period. Before taking such deadlines mentioned in this Article. ownership of products of different national measures, DOC will notify MOT of the facts origin. and reasons constituting the basis for DOC’s VI. Monitoring and Notifications ii. Flag swaps—involve the exchange of intended action and will afford MOT 15 days A. MOT will collect and provide to DOC indicia of national origin of Cold-Rolled in which to comment. such information as is necessary and Steel, without any exchange of ownership. B. DOC will direct the U.S. Customs appropriate to monitor the implementation Service to require all importers of Cold- iii. Displacement Swaps—involve the sale of, and compliance with, this Agreement, Rolled Steel into the United States, regardless or delivery of Cold-Rolled Steel from Russia including the following: of the stated country of origin of those to an intermediary country (or countries) 1. Thirty days following the allocation of imports, to submit a written statement, on the which, regardless of the sequence of events, export rights for any Export Limit Period, last day of every quarter, listing all entries of results in the ultimate sale or delivery into MOT shall notify DOC of each allocation such merchandise and certifying that the the United States of displaced cold-rolled Cold-Rolled Steel imported during that recipient and the volume granted to each steel, where the Russian exporter knew or quarter was not obtained under any recipient. MOT also shall inform DOC of any had reason to know that the export sale arrangement in circumvention of this changes in the volume allocated to would have that result. Agreement. Where DOC has reason to believe individual quota recipients within 60 days of 2. Require that all Russian exporters of that such a certification has been made the date on which such changes become Cold-Rolled Steel agree, as a condition of falsely, DOC will refer the matter to the U.S. effective. being permitted to export any Cold-Rolled Customs Service or U.S. Department of 2. MOT shall collect and provide to DOC Steel, regardless of destination, to require all Justice for further action. information on exports to the United States of their customers to agree, as part of the C. DOC will investigate any allegations of in the format in Appendix I to this contract for sale: circumvention which are brought to its Agreement, and on the aggregate quantity a. Not to engage in any of the activities attention, both by asking MOT to investigate and value of exports of Cold-Rolled Steel to listed in Paragraph V.A.1 of this Agreement. such allegations and by itself gathering all other countries. In addition to this This requirement does not apply to exports relevant information. MOT will respond to information, upon request by DOC, MOT will to the United States that are accompanied by requests from DOC for information relating to also provide a list of heat numbers for each a valid Export License. the allegations under Paragraph VI.A.4. In shipment to the United States. This b. To include that same requirement in any distinguishing normal arrangements, swaps, information will be subject to verification. subsequent contracts for the sale or transfer or other exchanges in the Cold-Rolled Steel This information will be based on semi- of such steel, and to report to MOT market from arrangements, swaps, or other annual periods (January 1 through June 30 subsequent arrangements entered into for the exchanges which would result in the and July 1 through December 31), and will sale, transfer exchange, or loan to the United circumvention of the export limits be provided no later than 90 days following States of Cold-Rolled Steel covered by this established by this Agreement, DOC will take the end of each half-year period, beginning Agreement. the following factors into account: on September 30, 2000. 3. When MOT has received an allegation 1. Existence of any verbal or written 3. Upon request by DOC, and subject to the that circumvention has occurred, including arrangement leading to circumvention of this provisions of Paragraph VII.A, MOT shall an allegation from DOC, MOT shall promptly Agreement; also collect and provide to DOC, within 45 initiate an inquiry, normally complete the 2. Existence and function of any days of the request, transaction-specific data inquiry within 45 days and notify DOC of the subsidiaries or affiliates of the parties for sales of Cold-Rolled Steel within the results of the inquiry within 15 days after the involved; Russian home market or to any third country conclusion of the inquiry. 3. Existence and function of any historical or countries, in the format provided in 4. If MOT determines that a Russian entity and traditional patterns of production and Appendix I. has participated in a transaction trade among the parties involved, and any 4. Within 15 days of a request from DOC circumventing this Agreement, MOT shall deviation from such patterns; for information concerning alleged impose penalties upon such company 4. Existence of any payments unaccounted circumvention or other violation of this including, but not limited to, denial of access for by previous or subsequent deliveries, or Agreement, MOT shall share with DOC all to export certificates for Cold-Rolled Steel any payments to one party for Cold-Rolled information received or collected by MOT under this Agreement. Steel delivered or swapped by another party; regarding its inquiries, its analysis of such 5. If MOT determines that a Russian entity 5. Sequence and timing of the information, and the results of such has participated in the circumvention of this arrangements; and inquiries. Agreement, MOT shall count against the 6. Any other information relevant to the 5. MOT will inform DOC of any violations export limit for the Export Limit Period in transaction or circumstances. of any provisions of this Agreement that

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If, in response to a request by MOT at Accordingly, after consulting with MOT, effective 60 days after the written notice of any time, DOC determines that the Reference DOC may establish additional reporting MOT’s withdrawal. requirements consistent with the U.S. Price calculated under Article III prevents antidumping law, as appropriate, during the Russian producers from participating in the XI. Other Provisions U.S. market, MOT and DOC will promptly course of this Agreement. MOT shall also A. DOC finds that this Agreement is in the collect and provide to DOC, within 45 days enter into consultations in order to review public interest, that effective monitoring of of the request, any such additional the market situation and the appropriateness information requested by DOC. of the Reference Price level. this Agreement by the United States is B. MOT may request an extension of up to B. MOT and DOC shall hold consultations practicable, and that this Agreement will 30 days of any deadline in this Article. concerning the implementation, operation prevent the suppression or undercutting of C. DOC may disregard any information (including the calculation of Reference price levels of United States domestic Cold- submitted after the deadlines set forth in this Prices) and enforcement of this Agreement Rolled Steel products by imports of the Cold- Article or any information which it is unable each year during the anniversary month of Rolled Steel subject to this Agreement. to verify to its satisfaction. this Agreement. B. DOC does not consider any of the D. DOC shall provide MOT with the C. Additional consultations on any aspect obligations concerning exports of Cold- following information relating to of this Agreement shall be held as soon as Rolled Steel to the United States undertaken implementation and enforcement of this possible, but no later than 30 days, after a by MOT pursuant to this Agreement relevant Agreement. request by either MOT or DOC. to the question of whether firms in the 1. Semi-annual reports indicating the D. If DOC receives information indicating underlying investigation would be entitled to volume of U.S. imports of Cold-Rolled Steel that there has been a violation of this separate rates, should the investigation be subject to this Agreement, together with such Agreement, DOC shall promptly request resumed for any reason. additional information as is necessary and special consultations with MOT. Such C. The English and Russian language appropriate to monitor compliance with the consultations shall begin no later than 21 versions of this Agreement shall be authentic, export limits. Such reports and information days after the day of DOC’s request, and must with the English version being controlling for shall be provided within 120 days after the be completed within 40 days after purposes of interpreting and implementing end of the last semi-annual period. commencement. After completion of the the terms and conditions of this Agreement. 2. Notice of any violations of any term of consultations, DOC will provide MOT 20 D. All provisions of this Agreement, this Agreement. days within which to provide comments. including the provisions of the Preamble, E. DOC will also monitor the following E. Two years after the effective date of this shall have equal force. information relevant to this Agreement, and Agreement, DOC and MOT shall enter into provide such information that is public to additional consultations to review the extent E. For all purposes hereunder, the MOT upon request. to which this Agreement is accomplishing signatory Parties shall be represented by, and 1. Publicly available data as well as U.S. the purposes set forth in the preamble and all communications and notices shall be Customs entry summaries and other official make any revisions consistent with U.S. law given and addressed to: import data from the U.S. Bureau of the that are appropriate in light of their mutual DOC: U.S. Department of Commerce, Census, on a monthly basis, to determine conclusions. Assistant Secretary for Import whether there have been imports that are Administration, International Trade inconsistent with the provisions of this IX. Violations Administration, Washington, D.C. 20230 Agreement. A. DOC will investigate any information MOT: Department for State Regulation of 2. U.S. Bureau of the Census computerized relating to circumvention or other violations External Economic Activities, Ministry of records, which include the quantity and of this Agreement which is brought to its Trade of the Russian Federation, 18/1 value of each entry. Because these records do attention, both by asking MOT to investigate Ovchinnikovskaya naberezhnaya, Moscow, not provide other specific entry information, such allegations and by itself gathering 1 13324, Russia such as the identity of the producer/exporter relevant information. Prior to making a Signed on this 13th day of January, 2000. which may be responsible for such sales, determination that a violation has occurred, DOC may request the U.S. Customs Service DOC will engage in consultations with MOT, For DOC: to provide such information. DOC may pursuant to Paragraphs V.D or VIII.D. of this Robert S. LaRussa, request other additional documentation from Agreement. Assistant Secretary for Import the U.S. Customs Service. B. DOC will determine whether a violation Administration. F. DOC may also request the U.S. Customs has occurred within 30 days after the date for Service to direct ports of entry to forward an submission of comments by MOT upon the For MOT: Antidumping Report of Importations for allegation under Paragraph VIII.D. Yuri V. Akhremenko, entries of Cold-Rolled Steel during the period C. If DOC determines that this Agreement Trade Representative of the Russian this Agreement is in effect. is being or has been violated, DOC will take Federation to the United States,Minister- such action as it determines is appropriate Counsellor Commercial. VII. Disclosure and Comment under U.S. law and regulations. A. DOC shall make available to Appendix I representatives of each Party to the X. Duration In accordance with the established format, Proceeding, under appropriately-drawn A. This Agreement will remain in force MOT shall collect and provide to DOC all administrative protective orders consistent until the underlying antidumping proceeding with U.S. laws and regulations, business is terminated in accordance with U.S. information necessary to ensure compliance proprietary information submitted to DOC antidumping law. with this Agreement. This information will semi-annually or upon request pursuant to B. DOC will, upon receiving a proper be provided to DOC on a semi-annual basis. this Agreement, and in any administrative request made by MOT, conduct an MOT will collect and maintain data on review of this Agreement. administrative review of this Agreement exports to the United States on a continuous B. Not later than 45 days after the date of under U.S. laws and regulations. basis. Sales data for the home market, and disclosure under Paragraph VII.A, the Parties C. MOT or DOC may terminate this data for exports to countries other than the to the Proceeding may submit written Agreement at any time upon written notice United States, will be reported upon request. comments to DOC, not to exceed 30 pages. to the other party. Termination shall be MOT will provide a narrative explanation C. At the end of each Export Limit Period, effective 60 days after such notice is given. to substantiate all data collected in each Party to the Proceeding may request a Upon termination of this Agreement, the accordance with the following formats:

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A. Exports to the United States 5. Date of Export: Date Export License/ (B) The government of a country in which MOT will provide all Export Licenses Temporary Document is issued, if any. such merchandise is produced or issued to Russian entities, which shall 6. Date of Entry: Date the merchandise manufactured or from which such contain the following information with the entered the third country or the date a book merchandise is exported, exception that information requested in item transfer took place. (C) A manufacturer, producer, or #9, date of entry, item #10, importer of 7. Importer of Record: Name and address. wholesaler in the United States of a domestic record, item #16, final destination, and item 8. Customer: Name and address of the first like product, #17, other, may be omitted if unknown to unaffiliated party purchasing from the (D) A certified union or recognized union MOT and the licensee. Russian exporter. or group of workers which is representative 1. Export License/Temporary Document: 9. Customer Relationship: Indicate whether of an industry engaged in the manufacture, Indicate the number(s) relating to each sale the customer is affiliated or unaffiliated. production, or wholesale in the United States and or entry. 10. Other: The identity of any party(ies) in of a domestic like product, 2. Description of Merchandise: Include the the transaction chain between the customer (E) A trade or business association a 10 digit HTS category, the ASTM or and the final destination. majority of whose members manufacture, produce, or wholesale a domestic like equivalent grade, and the width and C. Home Market Sales thickness of merchandise. product in the United States, Pursuant to Paragraph VII.A, the MOT will 3. Quantity: Indicate in metric tons. (F) An association, a majority of whose provide home market volume and value 4. F.O.B. Sales Value: Indicate value and members is composed of interested parties information for sales of Cold-Rolled Steel, currency used. described in subparagraph (C), (D), or (E) upon request. The following information 5. Unit Price: Indicate unit price per metric with respect to a domestic like product. shall be provided with the exception of item ton and currency used. #6, other, if unknown to MOT and the Appendix III 6. Date of Sale: The date all essential terms Russian producer/exporter. of the order (i.e, price and quantity) become For purposes of this Agreement, Certain 1. Quantity: Indicate in original units of fixed. Cold-Rolled Flat-Rolled Carbon Quality Steel measure sold and/or entered in metric tons. 7. Sales Order Number(s): Indicate the Products are defined as the following: 2. Date of Sale: The date all essential terms number(s) relating to each sale and/or entry. Certain cold-rolled (cold-reduced) flat- of order (i.e., price and quantity) become 8. Date of Export: Date the Export License/ rolled carbon-quality steel products, neither fixed. Temporary Document is Issued. clad, plated, nor coated with metal, but 3. Sales Order Number(s): Indicate the 9. Date of Entry: Date the merchandise whether or not annealed, painted, varnished, number(s) relating to each sale and/or entry. entered the United States or the date book or coated with plastics or other non-metallic 4. Customer: Name and address of the first transfer took place. substances, both in coils, 0.5 inch wide or unaffiliated party purchasing from the 10. Importer of Record: Name and address. wider, (whether or not in successively Russian exporter. 11. Trading Company: Name and address superimposed layers and/or otherwise coiled, 5. Customer Relationship: Indicate whether of trading company involved in sale. such as spirally oscillated coils), and also in the customer is affiliated or unaffiliated. 12. Customer: Name and address of the straight lengths, which, if less than 4.75 mm 6. Other: The identity of any party(ies) in first unaffiliated party purchasing from the in thickness having a width that is 0.5 inch the transaction chain between the customer Russian exporter. or greater and that measures at least 10 times and the final destination. 13. Customer Relationship: Indicate the thickness; or, if of a thickness of 4.75 mm whether the customer is affiliated or Appendix II or more, having a width exceeding 150 mm unaffiliated to the Russian exporter. and measuring at least twice the thickness. Section 734 (1) of the Tariff Act of 1930 as The products described above may be 14. Allocation to Exporter: Indicate the amended, provides, in part, as follows: total amount of quota allocated to the rectangular, square, circular or other shape individual exporter during the Relevant (1) Special Rule for Non-Market Economy and include products of either rectangular or Period. Countries. non-rectangular cross-section where such 15. Allocation Remaining: Indicate the cross-section is achieved subsequent to the (I) In General.—The administering rolling process (i.e., products which have remaining export limit allocation available to authority may suspend an investigation been ‘‘worked after rolling’’) ‘‘ for example, the individual exporter during the export under this subtitle upon acceptance of an products which have been beveled or limit period. agreement with a non-market economy rounded at the edges. 16. Final Destination: The complete name country to restrict the volume of imports into Specifically included in this scope are and address of the U.S. purchaser. the United States of the merchandise under vacuum degassed, fully stabilized (commonly 17. Other: The identity of any party(ies) in investigation only if the administering referred to as interstitial-free (‘‘IF’’)) steels, the transaction chain between the customer authority determines that high strength low alloy (‘‘HSLA’’) steels, and and the final destination/U.S. purchaser. (A)—Such agreement satisfies the motor lamination steels. IF steels are requirements of subsection (d), and B. Exports Other Than to the United States recognized as low carbon steels with micro- (B)—Will prevent the suppression or Pursuant to Paragraph VI.A, MOT will undercutting of price levels of domestic alloying levels of elements such as titanium provide country-specific volume and value products by imports of the merchandise and/or niobium added to stabilize carbon and information for exports of Cold-Rolled Steel under investigation. nitrogen elements. HSLA steels are to third countries, upon request, regardless of (2) Failure of Agreements—If the recognized as steels with micro-alloying whether MOT licenses exports of Cold-Rolled administering authority determines that the levels of elements such as chromium, copper, Steel to such country(ies). The following agreement accepted under this subsection no niobium, titanium, vanadium, and information shall be provided except that longer prevents the suppression or molybdenum. Motor lamination steels information requested in item #6, date of undercutting of domestic prices of contain micro-alloying levels of elements entry, #7, importer of record, and item #10, merchandise manufactured in the United such as silicon and aluminum. other, may be omitted if unknown to MOT States, the provisions of subsection (I) shall Steel products included in the scope of this and the Russian licensee. apply. Agreement, regardless of definitions in the 1. Export License/Temporary Document: Section 771(9) of the Tariff Act of 1930, as Harmonized Tariff Schedules of the United Indicate the number(s) relating to each sale amended, provides in part, as follows: States (‘‘HTSUS’’), are products in which: (1) and/or entry, if any. (9) Interested Party—The term ‘‘interested Iron predominates, by weight, over each of 2. Quantity: Indicate in original units of party’’ means— the other contained elements; (2) the carbon measure sold and/or entered in metric tons. (A) A foreign manufacturer, producer, or content is 2 percent or less, by weight, and; 3. Date of Sale: The date all essential terms exporter, or the United States importer, of (3) none of the elements listed below exceeds of the order (i.e., price and quantity) become subject merchandise under this title or a the quantity, by weight, respectively fixed. trade or business association a majority of the indicated: 4. Sales Order Number(s): Indicate the members of which are producers, exporters, 1.80 percent of manganese, or number(s) relating to each sale and/or entry. or importers of such merchandise, 2.25 percent of silicon, or

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1.00 percent of copper, or • Ball bearing steels, as defined in the (b) semi-processed, with loss of less 0.50 percent of aluminum, or HTSUS; than 0.085 watts/pound per mil (.001 1.25 percent of chromium, or • Tool steels, as defined in the HTSUS; inches); • 0.30 percent of cobalt, or • Silico-manganese steel, as defined in the Certain shadow mask steel, which is 0.40 percent of lead, or HTSUS; aluminum killed cold-rolled steel coil that is 1.25 percent of nickel, or open coil annealed, has an ultra-flat, • Silicon-electrical steels, as defined in the 0.30 percent of tungsten, or isotropic surface, and which meets the 0.10 percent of molybdenum, or HTSUS, that are grain-oriented; • following characteristics: 0.10 percent of niobium (also called Silicon-electrical steels, as defined in the Thickness: 0.001 to 0.010 inches. columbium), or HTSUS, that are not grain-oriented and that Width: 15 to 32 inches. 0.15 percent of vanadium, or have a silicon level exceeding 2.25 percent; • 0.15 percent of zirconium. All products (proprietary or otherwise) CHEMICAL COMPOSITION All products that meet the written physical based on an alloy ASTM specification description, and in which the chemistry (sample specifications: ASTM A506, A507); Element ...... C quantities do not exceed any one of the noted • Silicon-electrical steels, as defined in the Weight % ...... <0.002% element levels listed above, are within the HTSUS, that are not grain-oriented and that scope of this Agreement unless specifically have a silicon level less than 2.25 percent, • Certain flapper valve steel, which is excluded. The following products, by way of and hardened and tempered, surface polished, example, are outside and/or specifically (a) fully-processed, with a core loss of less and which meets the following excluded from the scope of this Agreement: than 0.14 watts/pound per mil (.001 characteristics: • ≤ SAE grades (formerly also called AISI inches), or Thickness: 1.0 mm grades) above 2300; Width: ≤152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight ...... 0.90±1.05 0.15±0.35 0.30±0.50 ≤ 0.03 ≤ 0.006

MECHANICAL PROPERTIES

Tensile Strength ...... ≥ 162 Kgf/mm2 Hardness ...... ≥ 475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... < 0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percentage) and are undissolved in the uniform tempered martensite.

NON-METALLIC INCLUSION

Area percentage

Sulfide Inclusion ...... ≤ 0.04% Oxide Inclusion ...... ≤ 0.05%

Compressive Stress: 10 to 40 Kgf/mm2

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SURFACE ROUGHNESS

Thickness (mm) ...... Roughness (µm) t ≤ 0.209 ...... Rz ≤ 0.5 0.209 < t ≤ 0.310 ...... Rz ≤ 0.6 0.310 < t ≤ 0.440 ...... Rz ≤ 0.7 0.440 < t ≤ 0.560 ...... Rz ≤ 0.8 0.560 < t ...... Rz ≤ 1.0

• Certain ultra thin gauge steel strip, which meets the following characteristics: Thickness: ≤ 0.100 mm ±7% Width: 100 to 600 mm

CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤ 0.07 0.2±0.5 ≤ 0.05 ≤ 0.05 ≤ 0.07 Balance

MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... <3% Tensile Strength ...... 600 to 850 N/mm2

PHYSICAL PROPERTIES

Surface Finish ...... ≤0.3 micron Camber (in 2.0 m) ...... <3.0 mm Flatness (in 2.0 m) ...... ≤0.5 mm Edge ...... <0.01 mm greater than thickness Coil Set (in 1.0 m) ...... <75.0 mm

• Certain silicon steel, which meets the following characteristics: Thickness: 0.024 inches ± .0015 inches Width: 33 to 45.5 inches

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... 0.65 Max. Weight % ...... 0.004 0.4 0.09 0.009 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in 5 inches) ...... 0.0005 inches, start measuring 1¤4 inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) NAAS ...... 3.8 Watts/Pound max. Permeability (1.5T/60 Hz) NAAS ...... 1700 gauss/oersted typical 1500 minimum

• Certain aperture mask steel, which has an ultra-flat surface flatness and which meets the following characteristics: Thickness: 0.025 to 0.245 mm Width: 381–1000 mm

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CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... <0.01 0.004 to 0.007 <0.007

• Certain tin mill black plate, annealed and temper-rolled, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 0.03 0.08 (Aiming 0.02 0.08 0.008 (Aiming (Aim- 0.05) 0.005) ing 0.018 Max.)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides > 1 micron (0.000039 inches) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inches) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel .

SURFACE FINISH

Roughness, RA Microinches () Aim Min. Max.

Extra Bright ...... 5 (0.1) 0 (0) 7 (0.2)

Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 0.03 0.08 0.02 0.08 0.008 (Aim- (Aiming (Aiming ing 0.005) 0.018 0.05) Max.)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides > 1 micron (0.000039 inches) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inches) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

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SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16 (0.4) 8 (0.2) 24 (0.6)

Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness and size of 0.38 mm × 940 mm × coil, and with a bright finish; Certain cold-rolled steel sheet, which meets the following characteristics: Thickness (nominal): ≤ 0.019 inches Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 ...... Min. Weight % ...... 0.010 0.012

Certain band saw steel, which meets the following characteristics:Thickness: ≤ 1.31 mmWidth: ≤ 80 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight % ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≤ 0.03 ≤ 0.007 0.3 to 0.5 ≤ 0.25

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Other properties: Canada and Petrosul International should have had knowledge that the sulphur Carbide: fully spheroidized having > 80% (‘‘Petrosul’’). We have reviewed Petrosul’s was exported to the United States. For the of carbides, which are ≤ 0.003 mm and March 10, 1999, response letter to the Husky-produced sulphur that you bought uniformly dispersed Department’s original questionnaire, and and then resold to other parties in Canada, Surface finish: bright finish free from pits, have identified certain areas which require please provide the U.S. customer name(s) scratches, rust, cracks, or seams additional information (see enclosure). and address(es). Smooth edges Enclosed is a supplemental questionnaire 2. Also, please state whether you Edge camber (in each 300 mm of length): addressing certain deficiencies in your purchased sulphur from other Canadian ≤ 7 mm arc heightCross bow (per inch of response letter (See Attachment I). Please producers for which either you or another width): 0.015 mm max. submit your response to: The Department of reseller had knowledge or should have had The merchandise subject to this Agreement Commerce, International Trade knowledge that it was exported to the United is typically classified in the HTSUS at Administration, Central Records Room B– States. If yes, please provide the name(s), subheadings: 7209.15.0000, 7209.16.0030, 099, Washington, D.C. 20230, Attn: Brandon address(es), and the contract(s) in effect 7209.16.0060, 7209.16.0090, 7209.17.0030, Farlander, AD/CVD Enforcement, Office 9. during the POR, for all parties involved (i.e., 7209.17.0060, 7209.17.0090, 7209.18.1530, In responding to this supplemental Canadian sulphur producers, Canadian 7209.18.1560, 7209.18.2550, 7209.18.6000. questionnaire, please follow the ‘‘Instructions resellers, and U.S. customers). Please state 7209.25.0000, 7209.26.0000, 7209.27.0000, for Filing the Response’’ and ‘‘Instructions whether, for each party you sold sulphur to 7209.28.0000, 7209.90.0000, 7210.70.3000, for Preparing the Response’’ sections of the for which you knew or should have known 7210.90.9000, 7211.23.1500, 7211.23.2000, antidumping questionnaire. that this sulphur was destined for the United 7211.23.3000, 7211.23.4500, 7211.23.6030, Please submit your response no later than States, the party knew who produced the 7211.23.6060, 7211.23.6085, 7211.29.2030, February 2, 2000. This investigation is on a sulphur. Finally, please explain your sulphur 7211.29.2090, 7211.29.4500, 7211.29.6030, schedule dictated by law. If you fail to selling activities, including the shipment 7211.29.6080, 7211.90.0000, 7212.40.1000, provide accurately the information requested process and the substance of your oral and 7212.40.5000, 7212.50.0000, 7225.19.0000, within the time provided, the Department written communications, with respect to 7225.50.6000, 7225.50.7000, 7225.50.8010, may be required to base its findings on the these parties. facts available. Upon receipt of a response 7225.50.8085, 7225.99.0090, 7226.19.1000, [FR Doc. 00–1845 Filed 2–3–00; 8:45 am] 7226.19.9000, 7226.92.5000, 7226.92.7050, that is incomplete or deficient to the extent 7226.92.8050, and 7226.99.0000. the Department considers it non-responsive, BILLING CODE 3510±DS±P Although the HTSUS subheadings are the Department will not issue additional provided for convenience and U.S. Customs supplemental questionnaires, but will use Service (‘‘U.S. Customs’’) purposes, the facts available. If you fail to cooperate with DEPARTMENT OF COMMERCE written description of the merchandise under the Department by not acting to the best of this Agreement is dispositive. your ability to comply with a request for International Trade Administration information, the Department may use Appendix IV information that is adverse to your interest in [A±821±810] conducting its analysis. For purposes of this Agreement, Apparent Notice of Final Determination of Sales U.S. Domestic Consumption will be The information which you submit is estimated as follows, using data provided by subject to verification. Failure to allow at Less Than Fair Value: Certain Cold- the American Iron and Steel Institute and the verification of any item may affect the Rolled Flat-Rolled Carbon-Quality Steel U.S. Bureau of the Census in the following consideration which we will accord to that Products From the Russian Federation manner: item or to any other material, whether or not AGENCY: Import Administration, Apparent Consumption = we verify the latter. 3 If you have any questions on this matter, International Trade Administration, Domestic Shipments of Cold-Rolled Steel Department of Commerce. + Imports of Cold-Rolled Steel 4 please contact Brandon Farlander at (202) ¥ Exports of Cold-Rolled Steel 5 482–0182. EFFECTIVE DATE: February 4, 2000. The definition of shipments used here, Sincerely, FOR FURTHER INFORMATION CONTACT: while as close as practically possible, is not Rick Johnson, Michael Panfeld or Rick Johnson, identical to the imports as defined in Program Manager, AD/CVD Enforcement, Import Administration, International Paragraph I.F and Appendix III of this Office 9. Trade Administration, U.S. Department Agreement. Enclosure. of Commerce, 14th Street and A–122–047 Constitution Avenue, NW, Washington, ARP: 12/01/97–11/30/98 Attachment I—Elemental Sulphur From DC 20230; telephone: (202) 482–0172 Public Document Canada; Supplemental Questionnaire and (202) 482–3818, respectively. IA/III/IX: BF Petrosul International (‘‘Petrosul’’) Petrosul International, c/o Bill Turner, 3380 In your March 10, 1999, letter response to The Applicable Statute 150 6th Avenue, S.W., Calgary, Alberta, the Department, you stated that Petrosul did Unless otherwise indicated, all Canada T2P 3Y7 not ship any sulphur to the United States citations to the statute are references to during the period of review (‘‘POR’’). Re: Antidumping Duty Review of Elemental the provisions effective January 1, 1995, Sulphur from Canada However, you stated that Petrosul did Dear Mr. Turner: This concerns the purchase sulphur from Husky Oil, Ltd. the effective date of the amendments antidumping review Elemental Sulphur from (‘‘Husky’’), which was resold to other parties made to the Tariff Act of 1930 (‘‘the in Canada, some of which was exported by Act’’) by the Uruguay Round 3 Cold-Rolled Steel = Black Plate (AISI Data) + other parties to the United States. Based on Agreements Act (‘‘URAA’’). In addition, Cold-Rolled Sheets (AISI Data) + Cold-Rolled Strip this information, please answer the following unless otherwise indicated, all (AISI Data). questions. references to the Department’s 4 Imports of Cold-Rolled Steel = Black Plates 1. As noted above, you state that you regulations are to the provisions (AISI Data) + Cold-Rolled Sheets (AISI Data) + Cold- purchased suplhur from Husky, some of codified at 19 CFR Part 351 (1998). Rolled Strip (AISI Data) + Imports of HTS Numbers which was eventually exported to the United 7210.90.9000, 7212.50.0000, 7225.19.0000, States by other parties. Please provide your Final Determination 7225.50.6000, 7226.19.1000, and 7226.19.9000 sulphur contract(s) with Husky in effect (Data from the U.S. Bureau of the Census on during the POR for these transactions, We determine that certain cold-rolled Imports for Consumption, as reported by the flat-rolled carbon-quality steel products International Trade Commission’s Trade DataWeb). including an explanation of your shipment 5 Exports of Cold-Rolled Steel = Black Plates (AISI process. Also, please provide the name and (‘‘cold-rolled steel products’’) from the Data) + Cold-Rolled Sheets (AISI Data) + Cold- address to whom you sold Husky-produced Russian Federation (‘‘Russia’’) are being, Rolled Strip (AISI Data). sulfur to and identify who had knowledge or or are likely to be, sold in the United

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States at less than fair value (‘‘LTFV’’), International Trade Commission (‘‘ITC’’) listed below exceeds the quantity, by as provided in section 735 of the Act. determines that material injury exists, weight, respectively indicated: The estimated margins of sales at LTFV the Suspension Agreement shall remain 1.80 percent of manganese, or are shown in the ‘‘Final LTFV Margin’’ in force but the Department shall not 2.25 percent of silicon, or section of this notice. issue an antidumping order so long as 1.00 percent of copper, or the Suspension Agreement remains in Case History 0.50 percent of aluminum, or force, the Suspension Agreement Petitioners in this investigation are 1.25 percent of chromium, or continues to meet the requirements of 0.30 percent of cobalt, or Bethlehem Steel Corporation, Gulf subsections (d) and (l) of section 734 of 0.40 percent of lead, or States Steel, Ispat Inland Steel, LTV the Act, and the parties to the 1.25 percent of nickel, or Steel Company Inc., National Steel Suspension Agreement carry out their Corporation, Steel Dynamics, U.S. Steel obligations under the Suspension 0.30 percent of tungsten, or Group (a unit of USX Corporation), Agreement in accordance with its terms. 0.10 percent of molybdenum, or Weirton Steel Corporation, United 0.10 percent of niobium (also called Steelworkers of America, and the Scope of Investigation columbium), or Independent Steelworkers Union For purposes of this investigation, the 0.15 percent of vanadium, or (collectively ‘‘petitioners’’). products covered are certain cold-rolled 0.15 percent of zirconium. Respondents in this investigation are (cold-reduced) flat-rolled carbon-quality All products that meet the written JSC Severstal (‘‘Severstal’’) and steel products, neither clad, plated, nor physical description, and in which the Novolipetsk Iron & Steel Corporation coated with metal, but whether or not chemistry quantities do not exceed any (‘‘NISCO’’). annealed, painted, varnished, or coated one of the noted element levels listed The preliminary determination in this with plastics or other non-metallic above, are within the scope of this investigation was published on substances, both in coils, 0.5 inch wide investigation unless specifically November 10, 1999. See Notice of or wider, (whether or not in excluded. The following products, by Preliminary Determination of Sales at successively superimposed layers and/ way of example, are outside and/or Less Than Fair Value: Certain Cold- or otherwise coiled, such as spirally specifically excluded from the scope of Rolled Flat-Rolled Carbon-Quality Steel oscillated coils), and also in straight this investigation: Products From the Russian Federation, lengths, which, if less than 4.75 mm in ∑ SAE grades (formerly also called 64 FR 61261 (November 10, 1999) thickness having a width that is 0.5 inch AISI grades) above 2300; (‘‘Preliminary Determination’’). or greater and that measures at least 10 ∑ Ball bearing steels, as defined in the The Department received comments times the thickness; or, if of a thickness HTSUS; from a number of parties including of 4.75 mm or more, having a width ∑ Tool steels, as defined in the importers, respondents, consumers, and exceeding 150 mm and measuring at HTSUS; the petitioners, aimed at clarifying the least twice the thickness. The products ∑ scope of these investigations. See Silico-manganese steel, as defined described above may be rectangular, in the HTSUS; Memorandum to Joseph A. Spetrini square, circular or other shape and ∑ Silicon-electrical steels, as defined (‘‘Scope Memorandum’’), January 18, include products of either rectangular or in the HTSUS, that are grain-oriented; 2000, for a list of all persons submitting non-rectangular cross-section where ∑ Silicon-electrical steels, as defined comments and a discussion of all scope such cross-section is achieved comments including those exclusion subsequent to the rolling process (i.e., in the HTSUS, that are not grain- requests under consideration at the time products which have been ‘‘worked oriented and that have a silicon level exceeding 2.25 percent; of the preliminary determination in after rolling’’)—for example, products ∑ these investigations. which have been beveled or rounded at All products (proprietary or On November 12 and December 1, the edges. otherwise) based on an alloy ASTM 1999, respectively, respondents NISCO Specifically included in this scope are specification (sample specifications: and Severstal submitted letters vacuum degassed, fully stabilized ASTM A506, A507); ∑ informing the Department of their (commonly referred to as interstitial-free Non-rectangular shapes, not in withdrawal from further participation in (‘‘IF’’)) steels, high strength low alloy coils, which are the result of having the proceeding. On December 29, 1999, (‘‘HSLA’’) steels, and motor lamination been processed by cutting or stamping petitioners filed their case brief in this steels. IF steels are recognized as low and which have assumed the character investigation. No further comments carbon steels with micro-alloying levels of articles or products classified outside were received by any party. On of elements such as titanium and/or chapter 72 of the HTSUS. November 29, 1999 petitioners niobium added to stabilize carbon and ∑ Silicon-electrical steels, as defined requested a hearing. However, on nitrogen elements. HSLA steels are in the HTSUS, that are not grain- January 5, 2000, petitioners withdrew recognized as steels with micro-alloying oriented and that have a silicon level their hearing request. levels of elements such as chromium, less than 2.25 percent, and On January 13, 2000, the Department copper, niobium, titanium, vanadium, (a) fully-processed, with a core loss of signed an agreement suspending this and molybdenum. Motor lamination less than 0.14 watts/pound per mil (.001 antidumping investigation (‘‘the steels contain micro-alloying levels of inch), or Suspension Agreement’’) with the elements such as silicon and aluminum. (b) semi-processed, with core loss of Ministry of Trade of the Russian Steel products included in the scope less than 0.085 watts/pound per mil Federation. On December 22, 1999, we of this investigation, regardless of (.001 inch); received a request from petitioners that, definitions in the Harmonized Tariff ∑ Certain shadow mask steel, which if we concluded a suspension agreement Schedules of the United States is aluminum killed cold-rolled steel coil in this case, we continue the (‘‘HTSUS’’), are products in which: (1) that is open coil annealed, has an ultra- investigation. Pursuant to this request, iron predominates, by weight, over each flat, isotropic surface, and which meets we have continued and completed the of the other contained elements; (2) the the following characteristics: investigation in accordance with section carbon content is 2 percent or less, by Thickness: 0.001 to 0.010 inch 734(g) of the Act. If the United States weight, and; (3) none of the elements Width: 15 to 32 inches

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CHEMICAL COMPOSITION

Element ...... C Weight % ...... < 0.002%

∑ Certain flapper valve steel, which is hardened and tempered, surface polished, and which meets the following characteristics: Thickness: ≤1.0 mm Width: ≤152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight % ...... 0.90±1.05 0.15±0.35 0.30±0.50 ≤0.03 ≤0.006

MECHANICAL PROPERTIES

Tensile Strength ...... ´162 Kgf/mm2 Hardness ...... ´475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... less than 0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percent- age) and are undissolved in the uniform tempered martensite.

NON-METALLIC INCLUSION

Area percentage

Sulfide Inclusion ...... ™0.04% Oxide Inclusion ...... ™0.05%

Compressive Stress: 10 to 40 Kgf/mm2.

SURFACE ROUGHNESS

Roughness Thickness (mm) (µm) t≤ 0.209 ...... Rz0.5 0.209t less than 0.310 ...... Rz≤0.6 0.310t less than 0.440 ...... Rz≤0.7 0.440t less than 0.560 ...... Rz≤0.8 0.560 less than ...... Rz≤1.0

∑ Certain ultra thin gauge steel strip, which meets the following characteristics: Thickness: ≤ 0.100 mm ±7% Width: 100 to 600 mm

CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤0.07 0.2±0.5 ≤0.05 ≤0.05 ≤0.07 Balance

MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... less than 3% Tensile Strength ...... 600 to 850 N/mm2

PHYSICAL PROPERTIES

Surface Finish ...... ≤0.3 micron Camber (in 2.0 m) ...... less than 3.0 mm Flatness (in 2.0 m) ...... ≤0.5 mm Edge Burr ...... less than 0.01 mm greater than thickness Coil Set (in 1.0 m) ...... less than 75.0 mm

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∑ Certain silicon steel, which meets the following characteristics: ∑ Thickness: 0.024 inch ±.0015 inch ∑ Width: 33 to 45.5 inches

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... 0.65 Max. Weight % ...... 0.004 0.4 0.09 0.009 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in 5 inches) ...... 0.0005 inch, start measuring 1¤4 inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) NAAS ...... 3.8 Watts/Pound max. Permeability (1.5T/60 Hz) NAAS ...... 1700 gauss/oersted typical 1500 minimum

∑ Certain aperture mask steel, which has an ultra-flat surface flatness and which meets the following characteristics: Thickness: 0.025 to 0.245 mm Width: 381–1000 mm

CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... less than 0.004 to less than 0.01 0.007 0.007

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % 0.02 0.20 0.03 0.003 Max. Weight % 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 0.008 (Aiming 0.018 Max.) 0.05) 0.005)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Extra Bright ...... 5(0.1) 0(0) 7(0.2)

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Al N Weight % ...... 0.08 0.04 0.40 0.03 0.03 0.010Ð0.025 0.0025

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PHYSICAL AND MECHANICAL PROPERTIES

Thickness Tolerance: Guaranteed inside of 15 mm from mill edges ...... +5 percent (aim ±4 percent) Width Tolerance ...... ¥0/+7 mm Hardness (Hv) ...... Hv 85±110 Annealing ...... Annealed Surface ...... Matte Tensile Strength ...... >275N/mm2 Elongation ...... >36%

• Certain annealed and temper-rolled cold-rolled continuously cast steel, in coils, with a certificate of analysis per Cable System International (‘‘CSI’’) Specification 96012, with the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Base Weight ...... 55 pounds Theoretical Thickness ...... 0.0061 inch (+10 percent of theoretical thickness) Width ...... 31 inches Tensile Strength ...... 45,000Ð55,000 psi Elongation ...... minimum of 15 percent in 2 inches

• Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % 0.02 0.20 0.03 0.003 Max. Weight % 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 0.008 (Aiming 0.018 Max.) 0.05) 0.005)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides > micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16 (0.4) 8 (0.2) 24 (0.6)

• Certain ultra-bright tin mill black plate meeting ASTM 7A specifications for surface finish and RA of seven micro- inches or lower. • Concast cold-rolled drawing quality sheet steel, ASTM a–620–97, Type B, or single reduced black plate, ASTM A–625–92, Type D, T–1, ASTM A–625–76 and ASTM A–366–96, T1–T2–T3 Commercial bright/luster 7a both sides, RMS 12 maximum. Thickness range of 0.0088 to 0.038 inches, width of 23.0 inches to 36.875 inches. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 53 pound base weight (0.0058 inch thick) with a Temper classification of T–2 (49–57 hardness using the Rockwell 30 T scale). • Certain single reduced black plate, meeting ASTM A–625–76 specifications, 55 pound base weight, MR type matte finish, TH basic tolerance as per A263 trimmed. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 65 pound base weight (0.0072 inch thick) with a Temper classification of T–3 (53–61 hardness using the Rockwell 30 T scale). • Certain cold-rolled black plate bare steel strip, meeting ASTM A–625 specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0058 inch ±0.0003 inch

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Hardness ...... T2/HR 30T 50±60 aiming Elongation ...... ≥15% Tensile Strength ...... 51,000 psi ±4.0 aiming

• Certain cold-rolled black plate bare steel strip, in coils, meeting ASTM A–623, Table II, Type MR specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.04 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0060 inch (±0.0005 inch) Width ...... ≤10 inches (+1/4 to 3/8 inch/¥0) Tensile strength ...... 55,000 psi max. Elongation ...... minimum of 15 percent in 2 inches

• Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness of 0.30 mm to 0.42 mm and width of 609 mm to 1219 mm, in coil form; • Certain cold-rolled steel sheet, whether coated or not coated with porcelain enameling prior to importation, which meets the following characteristics: Thickness (nominal): ≤0.019 inch Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 Min. Weight % ...... 0.010 0.012

• Certain cold-rolled steel, which meets the following characteristics: Width: >66 inches

CHEMICAL COMPOSITION

Element ...... C Mn P Si Max. Weight % ...... 0.07 0.67 0.14 0.03

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±2.000 Min. Yield Point (MPa) ...... 265 Max. Yield Point (MPa) ...... 365 Min. Tensile Strength (MPa) ...... 440 Min. Elongation % ...... 26

• Certain band saw steel, which meets the following characteristics: Thickness: ≤1.31 mm Width: ≤80 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight% ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≤0.03 ≤0.007 0.3 to 0.5 ≤0.25

Other properties: Carbide: fully spheroidized having > 80% of carbides, which are ≤ 0.003 mm and uniformly dispersed Surface finish: bright finish free from pits, scratches, rust, cracks, or seams Smooth edges Edge camber (in each 300 mm of length): ≤ 7 mm arc height Cross bow (per inch of width): 0.015 mm max. • Certain transformation-induced plasticity (TRIP) steel, which meets the following characteristics:

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Variety 1

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.09 1.0 0.90 Max. Weight % ...... 0.13 2.1 1.7

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 320 Max Yield Point (MPa) ...... 480 Min. Tensile Strength (MPa) ...... 590 Min. Elongation % ...... 24 (if 1.000±1.199 thickness range) 25 (if 1.200±1.599 thickness range) 26 (if 1.600±1.999 thickness range) 27 (if 2.000±2.300 thickness range)

Variety 2

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.12 1.5 1.1 Max. Weight % ...... 0.16 2.1 1.9

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 340 Max Yield Point (MPa) ...... 520 Min. Tensile Strength (MPa) ...... 690 Min. Elongation % ...... 21 (if 1.000±1.199 thickness range) 22 (if 1.200±1.599 thickness range) 23 (if 1.600±1.999 thickness range) 24 (if 2.000±2.300 thickness range)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.13 1.3 1.5 Max. Weight % ...... 0.21 2.0 2.0

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.200±2.300 (inclusive) Min. Yield Point (MPa) ...... 370 Max Yield Point (MPa) ...... 570 Min. Tensile Strength (MPa) ...... 780 Min. Elongation % ...... 18 (if 1.200±1.599 thickness range) 19 (if 1.600±1.999 thickness range) 20 (if 2.000±2.300 thickness range)

• Certain corrosion-resistant cold-rolled steel, which meets the following characteristics: Variety 1

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.10 0.40 0.10 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.600±0.800

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Min. Yield Point (MPa) ...... 185 Max Yield Point (MPa) ...... 285 Min. Tensile Strength (MPa) ...... 340 Min. Elongation % ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 2

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.05 0.40 0.08 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±1.000 Min. Yield Point (MPa) ...... 145 Max Yield Point (MPa) ...... 245 Min. Tensile Strength (MPa) ...... 295 Min. Elongation % ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cu Ni Al Nb, Ti, Mo V, B Max. Weight % ...... 0.01 0.05 0.40 0.10 0.023 0.15± 0.35 0.10 0.10 0.30 .35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness (mm) ...... 0.7 Elongation % ...... ≥35

• Porcelain enameling sheet, drawing quality, in coils, 0.014 inch in thickness, +0.002, ¥0.000, meeting ASTM A–424–96 Type 1 specifications, and suitable for two coats.

The merchandise subject to this Although the HTSUS subheadings are Fair Value: Certain Cut-to-Length investigation is typically classified in provided for convenience and U.S. Carbon Steel Plate from the Russian the HTSUS at subheadings: Customs Service (‘‘U.S. Customs’’) Federation, 62 FR 61787 (November 19, 7209.15.0000, 7209.16.0030, purposes, the written description of the 1997); and Notice of Final 7209.16.0060, 7209.16.0090, merchandise under investigation is Determination of Sale at Less Than Fair 7209.17.0030, 7209.17.0060, dispositive. Value: Pure Magnesium and Alloy 7209.17.0090, 7209.18.1530, Magnesium from the Russian Period of Investigation 7209.18.1560, 7209.18.2550, Federation, 60 FR 16440 (March 30, 7209.18.6000. 7209.25.0000, The period of investigation is October 1995)). A designation as an NME 7209.26.0000, 7209.27.0000, 1, 1998 through March 31, 1999. country remains in effect until it is 7209.28.0000, 7209.90.0000, Nonmarket Economy Country Status revoked by the Department (see section 7210.70.3000, 7210.90.9000, The Department has treated Russia as 771(18)(C) of the Act). Therefore, for 7211.23.1500, 7211.23.2000, a nonmarket economy (‘‘NME’’) country this final determination, the Department 7211.23.3000, 7211.23.4500, in all past antidumping duty is continuing to treat Russia as an NME 7211.23.6030, 7211.23.6060, investigations and administrative country. 7211.23.6085, 7211.29.2030, reviews (see, e.g., Notice of Final 7211.29.2090, 7211.29.4500, Determination of Sales at Less Than Separate Rates 7211.29.6030, 7211.29.6080, Fair Value: Hot-Rolled Flat-Rolled The Department presumes that a 7211.90.0000, 7212.40.1000, Carbon-Quality Steel Products From the single dumping margin is appropriate 7212.40.5000, 7212.50.0000, Russian Federation, 64 FR 38626 (July for all exporters in an NME country. See 7225.19.0000, 7225.50.6000, 19, 1999) (‘‘Hot-Rolled Steel’’); Titanium Final Determination of Sales at Less 7225.50.7000, 7225.50.8010, Sponge from the Russian Federation: Than Fair Value: Silicon Carbide from 7225.50.8085, 7225.99.0090, Final Results of Antidumping the People’s Republic of China, 59 FR 7226.19.1000, 7226.19.9000, Administrative Review, 64 FR 1599 22585 (May 2, 1994). The Department 7226.92.5000, 7226.92.7050, (January 11, 1999); Notice of Final may, however, consider requests for a 7226.92.8050, and 7226.99.0000. Determination of Sales at Less Than separate rate from individual exporters.

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Severstal and NISCO have each acted to the best of its ability; and (5) determined that, in selecting from requested a separate, company-specific the information can be used without among the facts available, an adverse rate. However, because NISCO and undue difficulties. inference is appropriate. Consistent Severstal withdrew from this with Department practice in cases in Russia-Wide Rate proceeding, we were not able to verify which a respondent has been information provided by these Section 776(a)(2)(A) of the Act uncooperative, as adverse facts respondents and thus, as adverse facts requires the Department to use facts available, we have applied a margin available, we have not granted available when a party withholds based on information in the petition (see Severstal’s or NISCO’s request for a information which has been requested Comment below and Initiation separate rate for this final by the Department. Additionally, Checklist: Certain Cold-Rolled Flat- determination. See ‘‘Application of section 782(i)(1) of the Act provides that Rolled Carbon-Quality Steel Products Facts Available’’ below. the Department must rely on verified from Argentina, Brazil, the People’s information for making a final Republic of China (‘‘China’’), Indonesia, Russia-Wide Rate determination in an antidumping duty Japan, the Russian Federation After sending questionnaires to the investigation. In this case, some (‘‘Russia’’), Slovakia, South Africa, nine companies identified as potential exporters of the single enterprise failed Taiwan, Thailand, Turkey, and respondents in the petition, we received to respond to the Department’s request Venezuela, Attachment: Revised NVs complete Section A responses from two for information and Severstal and and Margins for Russia (July 21, 1999) producers—Severstal and NISCO. NISCO withdrew from the investigation (‘‘Initiation Checklist’’)). However, as noted above in the ‘‘Case prior to verification of their Section 776(c) of the Act provides History’’ section, these two companies questionnaire responses. Thus, that, when the Department relies on (Severstal and NISCO) subsequently consistent with section 782(e)(2) of the secondary information, such as the withdrew from the investigation. Act, we have declined to consider petition, as facts available, it must, to Accordingly, we are applying a single information submitted by either the extent practicable, corroborate that antidumping rate—the Russia-wide Severstal or NISCO (including information from independent sources rate—to all exporters in Russia based on information regarding their eligibility that are reasonably at its disposal. The our presumption that those respondents for separate rates) because it could not SAA clarifies that ‘‘corroborate’’ means who failed to respond to the initial be verified. As a result, pursuant to that the Department will satisfy itself questionnaire or withdrew from the section 776(a) of the Act, in reaching that the secondary information to be investigation (i.e., Severstal and NISCO) our final determination, we have used used has probative value (see SAA at constitute a single enterprise under total facts available for the Russia-wide 870). The SAA also states that common control by the Russian rate because certain entities did not independent sources used for government. See, e.g., Final respond and we could not verify corroboration may include, for example, Determination of Sales at Less Than Severstal’s and NISCO’s questionnaire published price lists, official import Fair Value: Bicycles from the People’s responses. statistics and customs data, and Republic of China, 61 FR 19026 (April Section 776(b) of the Act provides information obtained from interested 30, 1996). As discussed below, the that, in selecting from among the facts parties during the particular Russia-wide rate is based on adverse available, the Department may employ investigation (see id.). facts available, and applies to all entries adverse inferences when an interested In order to determine the probative of subject merchandise. party fails to cooperate by not acting to value of the petition margins for use as the best of its ability to comply with adverse facts available for the purposes Application of Facts Available requests for information. See also of this determination, we have Section 776(a) of the Act provides ‘‘Statement of Administrative Action’’ examined evidence supporting the that, if an interested party withholds accompanying the URAA, H.R. Rep. No. petition calculations. In accordance information that has been requested by 103–316, 870 (‘‘SAA’’). The statute and with section 776(c) of the Act, to the the Department, fails to provide such SAA provide that such an adverse extent practicable, we examined the key information in a timely manner or in the inference may be based on secondary elements of the U.S. price and normal form or manner requested, significantly information, including information value (‘‘NV’’) calculations on which the impedes a proceeding under the drawn from the petition. petition margin was based. In antidumping statute, or provides Because certain exporters in the single corroborating U.S. price, we compared information which cannot be verified, entity did not respond to our the data used in the petition and found the Department shall use, subject to questionnaire and others (i.e., Severstal that the price quote used in calculating sections 782(d) and (e) of the Act, facts and NISCO) withdrew from this the highest margin in the petition is otherwise available in reaching the proceeding, we consider the single within the range of the U.S. Customs’ applicable determination. Thus, entity to be uncooperative. In this average unit value data for imports of pursuant to section 776(a) of the Act, regard, we note that while Severstal and cold-rolled steel from Russia. For NV the Department is required to apply, NISCO did submit responses to the information, we note that the surrogate subject to section 782(d), facts otherwise Department’s information requests, their value information used in the petition is available. Pursuant to section 782(e), the withdrawal from this investigation public information, and therefore does Department shall not decline to rendered the submitted information not require further corroboration. With consider such information if all of the unverifiable and, hence, unusable in regard to the factor utilizations used in following requirements are met: (1) The determining a final Russia-wide rate. the petition, which were based on information is submitted by the Therefore, we also conclude that petitioner’s own production experience established deadline; (2) the information Severstal and NISCO (which, as noted (adjusted for known differences), the can be verified; (3) the information is above in the ‘‘Russia-wide Rate’’ section Department is aware of no other not so incomplete that it cannot serve as of this notice, are part of the single independent sources of information that a reliable basis for reaching the enterprise) have not cooperated to the would enable us to further corroborate applicable determination; (4) the best of their ability in this investigation. this information. However, we note that interested party has demonstrated that it Therefore, the Department has the SAA (at 870) specifically states that

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While it is true that the on this analysis, and mindful of the withdrawn from participation in the highest petition margin is lower than legislative history discussing facts investigation subsequent to the the margin calculated for Severstal in available and corroboration, we preliminary determination and the data the preliminary determination, we note consider the highest petition margin to is therefore unverified. Petitioners argue that Severstal in fact submitted a revised be corroborated to the extent practicable that in the instant case, as was the case database which the Department was not and are assigning it to the single in Foam and Cattle, the respondent able to use in issuing its preliminary enterprise as adverse facts available. See Severstal voluntarily submitted data and determination due to time constraints. Facts Available Corroboration certified to its accuracy, and there is no Thus, it would be premature to Memorandum, dated January 18, 2000. evidence on the record to suggest that conclude that Severstal benefitted The revised highest petition rate, which the data is aberrational. through its withdrawal from this we have used as the Russia-wide rate, is Department’s Position: As discussed investigation, relative to what its final 73.98 percent. in the ‘‘Application of Facts Available’’ calculated margin may have been. As we stated in Hot-Rolled Steel at 38630, Interested Party Comment section, we agree that respondents should be assigned a margin based on use of a company’s ‘‘unverified Comment: Petitioners contend that, adverse facts available. However, we information as the basis for the final since both Severstal and NISCO have disagree with petitioners that we should margin could potentially benefit [it] by withdrawn their participation in this select the margin calculated for assigning a margin lower than what investigation, the Department is Severstal in the preliminary would have been calculated using prevented from verifying their data. determination. verified information.’’ Petitioners argue that the statute For these reasons, we find that it is The Act and the SAA allow for wide provides for application of total facts appropriate to apply, as adverse facts latitude in choosing among the facts available under such circumstances. available, the highest margin alleged in available. Moreover, we make the Moreover, because respondents have not the petition. fully cooperated with the Department, determination of the most appropriate petitioners assert that they should be facts available on a case-by-case basis. Final LTFV Margin assigned a margin based on an adverse Here, we are following our recent As stated above, the Department inference, citing Notice of Final practice as articulated in Notice of Final entered into a Suspension Agreement in Determination of Sales at Less Than Determination of Sales at Less Than this case on January 13, 2000. Pursuant Fair Value: Steel Wire Rod from Fair Value: Hot-Rolled Flat-Rolled to that Suspension Agreement, we have Venezuela, 63 FR 8946, 8947 (February Carbon-Quality Steel Products From the instructed Customs to terminate the 23, 1998). Russian Federation, 64 FR 38626 (July suspension of liquidation of all entries In selecting an adverse inference, 19, 1999) (‘‘Hot-Rolled Steel’’). In that of cold-rolled steel from Russia. Any petitioners argue that the Department’s case, as here, respondents withdrew cash deposits of entries of cold-rolled practice is to use the highest of: The from the investigation after the steel from Russia shall be refunded and highest margin in the petition (or preliminary determination, precluding any bonds shall be released. initiation); the highest margin verification of their submitted data As noted above, we received a request calculated for any other respondent; or pursuant to section 782(i)(1) of the Act. from petitioners to continue the the estimated margin found in the We stated: investigation. Pursuant to this request, preliminary determination. Petitioners Under section 782(i)(1) of the Act, the we have continued and completed the contend that respondents withdrew Department must rely on verified information investigation in accordance with section from further participation after realizing for making a final determination in an 734(g) of the Act. We have found the that the results of the investigation antidumping duty investigation. MMK’s and following weighted-average dumping would be more favorable to them if NISCO’s withdrawal prior to verification of margin: based on something other than their questionnaire responses prevents the verification results. Therefore, Department from using their information to Margin calculate a weighted-average margin for our Exporter/manufacturer percentage petitioners argue, the Department final determination. should select the margin calculated for Russia-Wide Rate ...... 73.98 the Preliminary Determination to Id. at 38630. prevent respondents from benefitting We acknowledge our decisions in from their own lack of cooperation. Foam and in Cattle to use, as adverse ITC Notification Petitioners contend that the facts available, information submitted In accordance with section 735(d) of Department has the ability to use, as by respondents that subsequently the Act, we have notified the ITC of our facts otherwise available, a margin withdrew from the proceedings and determination. Because our final based on respondent’s data even though refused to authorize on-site verification. determination is affirmative, the ITC that data is unverified. Petitioners cite However, the facts of Cattle differ from will, within 45 days, determine whether to Notice of Final Determination of the present case to the extent that the these imports are materially injuring, or Sales at Less Than Fair Value: Foam information of the respondents who threatening material injury to, the U.S. Extruded PVC and Polystyrene Framing withdrew was found to be consistent industry. If the ITC determines that Stock from the United Kingdom, 61 FR with verified information otherwise on material injury, or threat of material 51411 (October 2, 1996) (‘‘Foam’’) and the record. Moreover, we disagree with injury, does not exist, the Agreement Notice of Final Determination of Sales petitioners that this indicates that our will have no force or effect, and the at Less Than Fair Value: Live Cattle policy is to select unverified investigation shall be terminated. See from Canada, 64 FR 56738 (October 21, information for purposes of facts section 734(f)(3)(A) of the Act. If the ITC 1999) (‘‘Cattle’’) as examples of the available simply because it is the determines that such injury does exist, Department using a respondent’s highest rate on the record. the Agreement shall remain in force but

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IF steels are recognized as low accordance with its terms. See section Products From Argentina, Japan and carbon steels with micro-alloying levels 734(f)(3)(B) of the Act. Thailand, 64 FR 60410 (November 5, of elements such as titanium and/or This determination is issued and 1999) (‘‘Preliminary Determinations’’). niobium added to stabilize carbon and 1 published in accordance with sections On December 23, the petitioners nitrogen elements. HSLA steels are 735(d) and 777(i)(1) of the Act. submitted a case brief regarding the recognized as steels with micro-alloying Thailand investigation in which they Dated: January 18, 2000. levels of elements such as chromium, stated that they agreed fully with the Robert S. LaRussa, copper, niobium, titanium, vanadium, Department’s use of the highest margin and molybdenum. Motor lamination Assistant Secretary for Import from the petition as adverse facts Administration. steels contain micro-alloying levels of available for that final determination. elements such as silicon and aluminum. [FR Doc. 00–1846 Filed 2–3–00; 8:45 am] An analysis of the other comment made BILLING CODE 3510±DS±P Steel products included in the scope by the petitioners in their Thailand case of this investigation, regardless of brief is set forth in the Interested Parties definitions in the Harmonized Tariff Comments section below. NKK DEPARTMENT OF COMMERCE Schedules of the United States Corporation (‘‘NKK’’) filed a case brief (‘‘HTSUS’’), are products in which: (1) International Trade Administration with the Department regarding the Japan Iron predominates, by weight, over each investigation on December 27, 1999. No [A±357±811, A±588±849, A±549±814] of the other contained elements; (2) the case briefs were filed in the Argentina carbon content is 2 percent or less, by investigation, no rebuttal briefs were Notice of Final Determinations of Sales weight, and; (3) none of the elements filed in any of the investigations, and no at Less Than Fair Value: Certain Cold- listed below exceeds the quantity, by requests for a hearing in any of the Rolled Flat-Rolled Carbon-Quality Steel weight, respectively indicated: investigations were received by the Products From Argentina, Japan and Department. 1.80 percent of manganese, or Thailand 2.25 percent of silicon, or Scope of Investigations 1.00 percent of copper, or AGENCY: Import Administration, 0.50 percent of aluminum, or International Trade Administration, For purposes of these investigations, 1.25 percent of chromium, or Department of Commerce. the products covered are certain cold- 0.30 percent of cobalt, or EFFECTIVE DATE: February 4, 2000. rolled (cold-reduced) flat-rolled carbon- 0.40 percent of lead, or FOR FURTHER INFORMATION CONTACT: quality steel products, neither clad, 1.25 percent of nickel, or Abdelali Elouaradia at (202) 482–0498 plated, nor coated with metal, but 0.30 percent of tungsten, or or Gabriel Adler at (202) 482–1442, whether or not annealed, painted, 0.10 percent of molybdenum, or Import Administration, Room 1870, varnished, or coated with plastics or 0.10 percent of niobium (also called International Trade Administration, other non-metallic substances, both in columbium), or U.S. Department of Commerce, 14th coils, 0.5 inch wide or wider, (whether 0.15 percent of vanadium, or Street and Constitution Avenue, NW, or not in successively superimposed 0.15 percent of zirconium. Washington, DC 20230. layers and/or otherwise coiled, such as All products that meet the written spirally oscillated coils), and also in The Applicable Statute and Regulations physical description, and in which the straight lengths, which, if less than 4.75 chemistry quantities do not exceed any Unless otherwise indicated, all mm in thickness having a width that is one of the noted element levels listed citations to the statute are references to 0.5 inch or greater and that measures at above, are within the scope of this the provisions effective January 1, 1995, least 10 times the thickness; or, if of a investigation unless specifically the effective date of the amendments thickness of 4.75 mm or more, having a excluded. The following products, by made to the Tariff Act of 1930 (‘‘the width exceeding 150 mm and measuring way of example, are outside and/or Act’’) by the Uruguay Round at least twice the thickness. The specifically excluded from the scope of Agreements Act (‘‘URAA’’). In addition, products described above may be this investigation: unless otherwise indicated, all citations rectangular, square, circular or other • SAE grades (formerly also called AISI to the Department of Commerce (‘‘ the shape and include products of either grades) above 2300; Department’’) regulations refer to the rectangular or non-rectangular cross- • Ball bearing steels, as defined in the regulations codified at 19 CFR Part 351 section where such cross-section is HTSUS; (April 1999). achieved subsequent to the rolling • Tool steels, as defined in the HTSUS; process (i.e., products which have been Final Determinations • Silico-manganese steel, as defined in ‘‘worked after rolling’’) ‘‘ for example, We determine that cold-rolled flat- the HTSUS; rolled carbon-quality steel products • Silicon-electrical steels, as defined in 1 (‘‘cold-rolled steel products’’) from The petitioners include Bethlehem Steel the HTSUS, that are grain-oriented; Corporation, Gulf States Steel, Inc., The • Argentina, Japan and Thailand are being Independent Steelworkers Union, Ispat Inland Inc., Silicon-electrical steels, as defined in sold in the United States at less than fair LTV Steel Company, Inc., National Steel the HTSUS, that are not grain- value (‘‘LTFV’’), as provided in section Corporation, Steel Dynamics, Inc., U.S. Steel Group, oriented and that have a silicon 735 of the Act. The estimated margins a unit of USX Corporation, United Steelworkers of level exceeding 2.25 percent; America, and Weirton Steel Corporation. National • are shown in the Suspension of Steel Corporation is not a petitioner in the case All products (proprietary or Liquidation section of this notice. regarding Japan. otherwise) based on an alloy ASTM

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specification (sample specifications: • Silicon-electrical steels, as defined in • Certain shadow mask steel, which is ASTM A506, A507); the HTSUS, that are not grain- aluminum killed cold-rolled steel • Non-rectangular shapes, not in coils, oriented and that have a silicon coil that is open coil annealed, has which are the result of having been level less than 2.25 percent, and an ultra-flat, isotropic surface, and • (a) fully-processed, with a core loss of processed by cutting or stamping which meets the following less than 0.14 watts/pound per mil characteristics: and which have assumed the (.001 inch), or character of articles or products • (b) semi-processed, with core loss of Thickness: 0.001 to 0.010 inch classified outside chapter 72 of the less than 0.085 watts/pound per mil Width: 15 to 32 inches HTSUS. (.001 inch);

CHEMICAL COMPOSITION

Element ...... C Weight % ...... <0.002

• Certain flapper valve steel, which is hardened and tempered, surface polished, and which meets the following characteristics:

Thickness: ≤1.0 mm Width: ≤152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight % ...... 0.90±1.05 0.15±0.35 0.30±0.50 ≤0.03 ≤0.006

MECHANICAL PROPERTIES

Tensile Strength ...... ´162 Kgf/mm 2 Hardness ...... ´475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... <0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percentage) and are undissolved in the uniform tempered martensite.

NON-METALLIC INCLUSION

Area percent- age

Sulfide Inclusion ...... ≤0.04 Oxide Inclusion ...... ≤0.05

Compressive Stress: 10 to 40 Kgf/mm2

SURFACE ROUGHNESS

Roughness Thickness (mm) (µm) t≤0.209 ...... Rz≤0.5 0.209

• Certain ultra thin gauge steel strip, which meets the following characteristics:

Thickness: ≤0.100 7% Width: 100 to 600 mm

CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤0.07 0.2±0.5 ≤0.05 ≤0.05 ≤0.07 Balance

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MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... <3% Tensile Strength ...... 600 to 850 N/mm 2

PHYSICAL PROPERTIES

Surface Finish ...... ≤0.3 micron Camber (in 2.0 m) ...... <3.0 mm Flatness (in 2.0 m) ...... ≤0.5 mm Edge Burr ...... <0.01 mm greater than thickness Coil Set (in 1.0 m) ...... <75.0 mm

• Certain silicon steel, which meets the following characteristics: Thickness: 0.024 inch +.0015 inch Width: 33 to 45.5 inches

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... Max. Weight % ...... 0.004 0.4 0.09 0.009 0.65 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in 5 inches) ...... 0.0005 inch, start measuring 1¤4 inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) NAAS ...... 3.8 Watts/Pound max. Permeability (1.5T/60 Hz) NAAS ...... 1700 gauss/oersted typical 1500 minimum.

• Certain aperture mask steel, which has an ultra-flat surface flatness and which meets the following characteristics: Thickness: 0.025 to 0.245 mm Width: 381–1000 mm

CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... <0.01 0.004 to <0.007 0.007

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 0.008 0.018 Max.) 0.05) (Aiming 0.005)

Non-Metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

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SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Extra Bright ...... 5 (0.1) 0 (0) 7 (0.2)

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Al N Weight % ...... <0.08 <0.04 <0.40 <0.03 <0.03 0.010±0.025 <0.0025

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Tolerance: Guaranteed inside of 15 mm from mill edges ...... +/¥5 percent (aim +/¥4 percent) Width Tolerance: ...... ¥0/+7 mm Hardness (Hv): ...... Hv 85±110 Annealing: ...... Annealed Surface: ...... Matte Tensile Strength: ...... >275N/mm 2 Elongation: ...... >36%

• Certain annealed and temper-rolled cold-rolled continuously cast steel, in coils, with a certificate of analysis per Cable System International (‘‘CSI’’) Specification 96012, with the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Base Weight ...... 55 pounds Theoretical Thickness: ...... 0.0061 inch (+/¥10 percent of theoretical thickness) Width: ...... 31 inches Tensile Strength: ...... 45,000±55,000 psi Elongation: ...... minimum of 15 percent in 2 inches

• Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 (Aim- 0.03 0.08 (Aim- 0.02 0.08 0.008 (Aim- ing 0.018 ing 0.05) ing 0.005) Max.)

Non-Metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16 (0.4) 8 (0.2) 24 (0.6)

• Certain ultra-bright tin mill black plate meeting ASTM 7A specifications for surface finish and RA of seven micro-inches or lower. • Concast cold-rolled drawing quality sheet steel, ASTM a–620–97, Type B, or single reduced black plate, ASTM A–625–92, Type D, T–1, ASTM A–625–76 and ASTM A–366–96, T1–T2–T3 Commercial bright/luster 7a both sides, RMS 12 maximum. Thickness range of 0.0088 to 0.038 inches, width of 23.0 inches to 36.875 inches.

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• Certain single reduced black plate, meeting ASTM A–625–98 specifications, 53 pound base weight (0.0058 inch thick) with a Temper classification of T–2 (49–57 hardness using the Rockwell 30 T scale). • Certain single reduced black plate, meeting ASTM A–625–76 specifications, 55 pound base weight, MR type matte finish, TH basic tolerance as per A263 trimmed. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 65 pound base weight (0.0072 inch thick) with a Temper classification of T–3 (53–61 hardness using the Rockwell 30 T scale). • Certain cold-rolled black plate bare steel strip, meeting ASTM A–625 specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness: ...... 0.0058 inch +/¥0.0003 inch Hardness ...... T2/HR 30T 50±60 aiming Elongation ...... ≥ 15% Tensile Strength ...... 51,000 psi +/¥4.0 aiming

• Certain cold-rolled black plate bare steel strip, in coils, meeting ASTM A–623, Table II, Type MR specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.04 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0060 inch (+/¥0.0005 inch) Width ...... ≥ 10 inches (+ 1¤4 to 3¤8 inch/¥0) Tensile strength ...... 55,000 psi max. Elongation ...... minimum of 15 percent in 2 inches

• Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness of 0.30 mm to 0.42 mm and width of 609 mm to 1219 mm, in coil form; • Certain cold-rolled steel sheet, whether coated or not coated with porcelain enameling prior to importation, which meets the following characteristics: Thickness (nominal): ≥ 0.019 inch Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 Min. Weight % ...... 0.010 0.012

• Certain cold-rolled steel, which meets the following characteristics: Width: >66 inches

CHEMICAL COMPOSITION

Element ...... C Mn P Si Max. Weight % ...... 0.07 0.67 0.14 0.03

PHYSICAL AND MECHANICAL PHYSICAL AND MECHANICAL PHYSICAL AND MECHANICAL PROPERTIES PROPERTIESÐContinued PROPERTIESÐContinued

Thickness Range (mm): ...... 0.800±2.000 Max Yield Point (MPa): ...... 365 Min. Elongation %: ...... 26 Min. Yield Point (MPa): ...... 265 Min. Tensile Strength (MPa): 440

• Certain band saw steel, which meets the following characteristics: Thickness: ≥1.31 mm Width: ≥80 mm

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CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight % ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≤ 0.03 ≤ 0.007 0.3 to 0.5 ≤ 0.25

Other properties: Carbide: fully spheroidized having >80% of carbides, which are ≤0.003 mm and uniformly dispersed Surface finish: bright finish free from pits, scratches, rust, cracks, or seams Smooth edges Edge camber (in each 300 mm of length): ≤7 mm arc height Cross bow (per inch of width): 0.015 mm max. • Certain transformation-induced plasticity (TRIP) steel, which meets the following characteristics:

Variety 1:

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.09 1.0 0.90 Max. Weight % ...... 0.13 2.1 1.7

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 320 Max Yield Point (MPa) ...... 480 Min. Tensile Strength (MPa) ...... 590 Min. Elongation % ...... 24 (if 1.000±1.199 thickness range) 25 (if 1.200±1.599 thickness range) 26 (if 1.600±1.999 thickness range) 27 (if 2.000±2.300 thickness range)

Variety 2:

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.12 1.5 1.1 Max. Weight % ...... 0.16 2.1 1.9

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm): ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa): ...... 340 Max Yield Point (MPa): ...... 520 Min. Tensile Strength (MPa): ...... 690 Min. Elongation %: ...... 21 (if 1.000±1.199 thickness range) 22 (if 1.200±1.599 thickness range) 23 (if 1.600±1.999 thickness range) 24 (if 2.000±2.300 thickness range)

Variety 3:

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.13 1.3 1.5 Max. Weight % ...... 0.21 2.0 2.0

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm): ...... 1.200±2.300 (inclusive) Min. Yield Point (MPa): ...... 370 Max Yield Point (MPa): ...... 570 Min. Tensile Strength (MPa): ...... 780

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Min. Elongation %: ...... 18 (if 1.200±1.599 thickness range) 19 (if 1.600±1.999 thickness range) 20 (if 2.000±2.300 thickness range)

• Certain corrosion-resistant cold-rolled steel, which meets the following characteristics:

Variety 1:

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.10 0.40 0.10 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm): ...... 0.600±0.800 Min. Yield Point (MPa): ...... 185 Max Yield Point (MPa): ...... 285 Min. Tensile Strength (MPa): ...... 340 Min. Elongation %: ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 2:

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.05 0.40 0.08 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm): ...... 0.800±1.000 Min. Yield Point (MPa): ...... 145 Max Yield Point (MPa): ...... 245 Min. Tensile Strength (MPa): ...... 295 Min. Elongation %: ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 3:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cu Ni Al Nb, Ti, Mo V, B Max. Weight % ...... 0.01 0.05 0.40 0.10 0.023 0.15±.35 0.35 0.10 0.10 0.30

PHYSICAL AND MECHANICAL PROPERTIES

Thickness (mm) ...... 0.7 Elongation % ...... ≥35

• Porcelain enameling sheet, drawing 7210.70.3000, 7210.90.9000, Although the HTSUS subheadings are quality, in coils, 0.014 inch in thickness, 7211.23.1500, 7211.23.2000, provided for convenience and U.S. +0.002, -0.000, meeting ASTM A–424– 7211.23.3000, 7211.23.4500, Customs Service (‘‘U.S. Customs’’) 96 Type 1 specifications, and suitable 7211.23.6030, 7211.23.6060, purposes, the written description of the for two coats. 7211.23.6085, 7211.29.2030, merchandise under investigation is The merchandise subject to this 7211.29.2090, 7211.29.4500, dispositive. investigation is typically classified in 7211.29.6030, 7211.29.6080, The Department received comments the HTSUS at subheadings: 7211.90.0000, 7212.40.1000, from a number of parties including 7209.15.0000, 7209.16.0030, 7212.40.5000, 7212.50.0000, importers, respondents, consumers, and 7209.16.0060, 7209.16.0090, 7225.19.0000, 7225.50.6000, the petitioners, aimed at clarifying the 7209.17.0030, 7209.17.0060, 7225.50.7000, 7225.50.8010, scope of these investigations. See 7209.17.0090, 7209.18.1530, 7225.50.8085, 7225.99.0090, Memorandum to Joseph A. Spetrini 7209.18.1560, 7209.18.2550, 7226.19.1000, 7226.19.9000, (‘‘Scope Memorandum’’), January 18, 7209.18.6000. 7209.25.0000, 7226.92.5000, 7226.92.7050, 2000, for a list of all persons submitting 7209.26.0000, 7209.27.0000, 7226.92.8050, and 7226.99.0000. comments and a discussion of all scope 7209.28.0000, 7209.90.0000, comments including those exclusion

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For the reasons NKK asserts that the Department (‘‘POI’’) is April 1, 1998, through March given in the preliminary determinations, 31, 1999. effectively applied adverse facts the Department continues to find that available to the ‘‘all others’’ companies Facts Available critical circumstances exist with respect by calculating an ‘‘all others’’ rate based to cold-rolled steel products imported on the simple average of all of the In the preliminary determinations, the from NSC, KSC, Kobe, and Nisshin, in dumping margins in the petition, Department based the dumping margins accordance with section 733(e)(1) of the including margins based on constructed for the mandatory respondents, Siderar Act. value. NKK states that the Department’s Limited, in the Argentina investigation, As set forth in our preliminary calculated margin of 39.28 percent was Nippon Steel Corporation (‘‘NSC’’), determinations, because the massive significantly more adverse than a Kawasaki Steel Corporation (‘‘KSC’’), imports criterion necessary to find margin calculated based on the simple Kobe Steel Ltd. (‘‘Kobe’’), and Nisshin critical circumstances has not been met average of only the price-to-price Steel Co., Ltd. (‘‘Nisshin’’), in the Japan with respect to firms other than NSC, comparisons contained within the investigation, and Thai Cold Rolled KSC, Kobe, and Nisshin, the Department petition (28.09 percent). By basing the Steel and Sheet Company (‘‘TCRSSC’’), continues to find, for the purposes of preliminary margin calculation applied an affiliate of Sahaviriya Steel Industries these final determinations, that critical to NKK’s entries in part on the Public Co., Ltd., collectively ‘‘TCRSSC/ circumstances do not exist for imports constructed value comparisons from the Sahaviriya,’’ in the Thailand of cold-rolled steel products from petition, NKK argues, the Department investigation, on facts otherwise Thailand imported from TCRSSC/ effectively assumed that NKK made available pursuant to section Sahaviriya or for the ‘‘all others’’ home market sales of the subject 776(a)(2)(A) of the Act. The use of facts category in both the Japan and Thailand merchandise at prices below cost of otherwise available is necessary because investigations. production. NKK argues that the the record does not contain company- There was no allegation of critical Department had no basis to assume that specific information due to the fact that circumstances in the Argentina case. its home market sales of the subject each of these respondents failed to merchandise were made at prices below respond to the Department’s Interested Party Comments the cost of production, and that the questionnaire, nor did they provide any Comment 1: Calculation of the ‘‘All Department needs specific evidence to indication that they were unable to do Others’’ Antidumping Duty Margin in justify a finding of below cost sales. so. Therefore, the Department found the Case of Thailand NKK states that no such NKK-specific that they failed to cooperate by not evidence exists and that the facts used acting to the best of their ability. As a The petitioners assert that the to support the below cost allegation in result, pursuant to section 776(b), the Department, in its simple average the petition were not specific to NKK. Department used an adverse inference calculation of the ‘‘all others’’ NKK also argues that the Department in selecting from the facts available. antidumping duty margin, incorrectly had no reason to apply adverse facts Specifically, the Department assigned to included two figures that were available to it, because NKK fully the Argentine and Thai mandatory themselves averages of the minimum cooperated with all of the Department’s respondents the highest margins alleged and maximum dumping margins requests for information. In support of in the amendments to the respective presented in the amended petition. The this argument, NKK states that it is the petitions. Similarly, the Japanese petitioners allege that using the simple Department’s long-standing policy not mandatory respondents were assigned average of the minimum and maximum to apply the same harsh adverse the highest margin alleged in the margins presented in the amended inferences it may have applied to petition. We continue to find these petition should have yielded a margin of mandatory respondents to other margins corroborated, pursuant to 69.17 percent. producers who did not respond. NKK section 776(c) of the Act, for the reasons DOC Position: We disagree with the argues that this practice is evident in the discussed in the Preliminary petitioners. The dumping margin for the Department’s decision to not adversely Determinations. No interested parties ‘‘all others’’ category assigned by the assume that NKK’s shipments were have objected to the use of adverse facts Department in our preliminary massive, when making its preliminary available for the mandatory respondents determination was based on the simple critical circumstances determination for in these investigations, nor to the average of all five of the margins 2 the ‘‘all others’’ group. Because the Department’s choice of facts available. presented in the amended petition. Department did not apply adverse Furthermore, no request for a hearing in Contrary to the petitioners’ allegation, inferences in regard to critical any of these investigations was received we did not include any figures in our circumstances, NKK concludes that the by the Department. For its final calculation that were averages of the Department should not apply adverse determinations, the Department is minimum and maximum alleged inferences when calculating the continuing to use the highest margins dumping margins. Therefore, we have antidumping margin for NKK. alleged by the petitioners for all non- not changed the dumping margin for the Finally, NKK asserts that, because the responding mandatory respondents in Department expressly excluded NKK these proceedings. See Preliminary 2 Of the five margins presented in the amended from participating as a voluntary Determinations. In addition, the petition and used in the Department’s simple respondent, company specific prices Department has left unchanged from the average calculation, three of the margins were based and costs are not available on the on a comparison of import average unit values preliminary determinations the ‘‘All (‘‘AUV’’) to constructed value while the remaining record. As a result, the Department must Others Rate’’ in each investigation. See two margins were based on comparisons of price operate under section 776(a)(1) of the Comments 1 and 2. quotes to constructed values. Act and apply facts available in a

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NKK’s company- set forth in the petition when deriving argument that record evidence in the specific data was not placed on the an antidumping duty rate for NKK. NKK hot-rolled steel case supports the record. Nonetheless, the Department further suggests that data in the hot- conclusion that NKK did not sell cold- recognizes the fact that NKK did fully rolled steel investigation 3 is evidence rolled steel below cost in the home cooperate with its requests prior to the that NKK did not sell cold-rolled steel market, we note that the hot-rolled respondent selection in this below cost. information is not on the record of this investigation. As a result, we are not DOC Position: Section 735(c)(5)(B) of proceeding. applying the adverse 53.04 percent rate the Act provides that, where the Furthermore, contrary to NKK’s to NKK’s entries, but rather are applying estimated weighted-averaged dumping assertions, the fact that the Department the ‘‘all others’’ rate of 39.28 percent. margins established for all exporters and declined to make the adverse The Department has acted in accordance producers individually investigated are assumption that the ‘‘all others’’ with section 776(a)(1) of the Act by zero or de minimis or are determined companies had ‘‘massive imports’’ for applying facts available in a manner that entirely under section 776 of the Act, purposes of its critical circumstances recognizes the fact that the the Department may use any reasonable determination does not require the nonparticipating parties have no method to establish the estimated ‘‘all Department to exclude the constructed culpability for the absence of their others’’ rate for exporters and producers value margins from the ‘‘all others’’ rate company-specific information on the not individually investigated. Our calculation. As explained above, the use record. Based on the above reasons, we recent practice under these of a simple average of all petition have not changed the dumping margin circumstances has been to assign, as the margins involves no assumptions for the ‘‘all others’’ category in the case ‘‘all others’’ rate, the simple average of (adverse or favorable) with respect to of Japan. the margins in the petition. See Notice whether a given company or the ‘‘all of Final Determination of Sales at Less others’’ group as a whole makes sales Continuation of Suspension of Than Fair Value and Affirmative below cost. Thus there is no conflict Liquidation Finding of Critical Circumstances: between this position and the In accordance with section Elastic Rubber Tape From India, 64 FR Department’s decision not to make an 735(c)(1)(B) of the Act, we are directing 19123 (April 19, 1999); Notice of Final adverse assumption with regard to the Customs Service to continue to Determination of Sales at Less Than massive imports. Had the Department suspend liquidation of all entries of Fair Value: Stainless Steel Plate in Coil wished to apply an adverse inference, it cold-rolled steel products exported from from Italy, 64 FR 15458, 15459 (March would have selected the highest margin Japan by KSC, NSC, Kobe and Nisshin 21, 1999). The Department, in following in the petition, as it did for the that are entered, or withdrawn from its recent practice, did not assume that uncooperative mandatory respondents. warehouse, for consumption on or after NKK made sales below cost and did not Instead, as stated previously, the August 7, 1999 (90 days prior to the date apply ‘‘adverse’’ facts available to NKK Department used non-adverse facts of publication of the preliminary in calculating the ‘‘all others’’ rate in available to determine the ‘‘all others’’ determinations in the Federal Register). this case. In fact, lacking data for these rate for all companies not fully In addition, we will direct the Customs companies, the Department made no investigated by calculating the margin Service to continue to suspend assumptions with respect to whether based on a simple average of all of the liquidation of cold-rolled steel products individual companies within the ‘‘all margins contained within the petition. exported from Argentina, Japan (by others’’ group made sales below cost,4 The Department also disagrees with companies other than those specifically for this very reason it considered both NKK’s allegation that it expressly mentioned above) and Thailand that are price-to-price and constructed value excluded NKK from participating as a entered, or withdrawn from warehouse, margins from the petition. This voluntary respondent. In the for consumption on or after November methodology allows the Department to Department’s July 9, 1999, respondent 5, 1999, the date of publication of our calculate a margin based on facts selection memo, the Department stated preliminary determinations in the available. The use of constructed value that voluntary respondents would not Federal Register. The Customs Service in the petition was, in this case, an be investigated unless mandatory shall require a cash or bond deposit appropriate means of estimating normal respondents failed to cooperate or equal to the dumping margin, as value based on sales in the ordinary unless additional resources became indicated in the chart below. These course of trade. There is no reason to available. The Department further noted instructions suspending liquidation will assume that NKK’s normal values—and that, should some mandatory remain in effect until further notice. margins—would be lower even if it did respondents fail to respond, resources The dumping margins are provided would be reallocated to voluntary below: 3 Notice of Final Determination of Sales at Less respondents on a first-come, first-served Than Fair Value: Hot-Rolled Flat-Rolled Carbon- basis. Thus, the Department expressly Margin Quality Steel Products from Japan, 64 FR 24329 indicated that, although it was unable to Manufacturer/exporter (percent) (May 6, 1999) accept voluntary respondents at that 4 We note, in addition, that the Department does Argentina: not use constructed value only when there are sales time, it would be willing to do so at a later date if, as happened in these cases, Siderar Limited ...... 24.53 below cost. For example, constructed value margins All others ...... 24.53 are utilized whenever there are insufficient matches the voluntary respondents’ company- Japan: for price-to-price comparisons, for whatever specific data had already been placed on reasons. Furthermore, the Department also Nippon Steel Corporation .. 53.04 routinely includes constructed value margins in the the record and some mandatory Kawasaki Steel Corpora- all-others rate when it uses margins calculated respondents did not respond to the tion ...... 53.04 during an investigation for such purposes. questionnaires. See Notice of Kobe Steel, Ltd ...... 53.04

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Margin FOR FURTHER INFORMATION CONTACT: or wider, (whether or not in Manufacturer/exporter (percent) Carrie Blozy, Import Administration, successively superimposed layers and/ International Trade Administration, or otherwise coiled, such as spirally Nisshin Steel Co., Ltd ...... 53.04 U.S. Department of Commerce, 14th oscillated coils), and also in straight All others ...... 39.28 Street and Constitution Avenue, NW, lengths, which, if less than 4.75 mm in Thailand: Washington, DC 20230; telephone: (202) TCRSSC/Sahaviriya ...... 80.67 thickness having a width that is 0.5 inch All others ...... 67.97 482–0165. or greater and that measures at least 10 The Applicable Statute times the thickness; or, if of a thickness ITC Notification of 4.75 mm or more, having a width Unless otherwise indicated, all exceeding 150 mm and measuring at In accordance with section 735(d) of citations to the statute are references to least twice the thickness. The products the Act, we have notified the the provisions effective January 1, 1995, described above may be rectangular, International Trade Commission (ITC) of the effective date of the amendments square, circular or other shape and our determinations. As our final made to the Tariff Act of 1930 (‘‘the include products of either rectangular or determinations are affirmative, the ITC Act’’) by the Uruguay Round non-rectangular cross-section where will, within 45 days, determine whether Agreements Act (‘‘URAA’’). In addition, such cross-section is achieved these imports are materially injuring, or unless otherwise indicated, all subsequent to the rolling process (i.e., threaten material injury to, the U.S. references to the Department’s products which have been ‘‘worked industry. If the ITC determines that regulations are to the provisions after rolling’’) for example, products material injury or threat of material codified at 19 CFR Part 351 (1998). which have been beveled or rounded at injury does not exist, the proceeding Final Determination the edges. will be terminated and all securities Specifically included in this scope are posted will be refunded or canceled. If We determine that certain cold-rolled flat-rolled carbon-quality steel products vacuum degassed, fully stabilized the ITC determines that such injury (commonly referred to as interstitial-free does exist, the Department will issue an (‘‘cold-rolled steel products’’) from South Africa are being, or are likely to (‘‘IF’’)) steels, high strength low alloy antidumping duty order directing the (‘‘HSLA’’) steels, and motor lamination Customs Service to assess antidumping be, sold in the United States at less than fair value (‘‘LTFV’’), as provided in steels. IF steels are recognized as low duties on all imports of the subject carbon steels with micro-alloying levels merchandise entered, or withdrawn section 735 of the Act. The estimated margins of sales at LTFV are shown in of elements such as titanium and/or from warehouse, for consumption on or niobium added to stabilize carbon and after the effective date of the suspension the ‘‘Continuation of Suspension of Liquidation’’ section of this notice. nitrogen elements. HSLA steels are of liquidation. recognized as steels with micro-alloying These determinations are published Case History levels of elements such as chromium, pursuant to sections 735(d) and 777(i)(1) The preliminary determination in this copper, niobium, titanium, vanadium, of the Act. investigation was published on and molybdenum. Motor lamination Dated: January 18, 2000. November 10, 1999. See Notice of steels contain micro-alloying levels of Robert S. LaRussa, Preliminary Determination of Sales at elements such as silicon and aluminum. Assistant Secretary for Import Less Than Fair Value: Certain Cold- Steel products included in the scope Administration. Rolled Flat-Rolled Carbon-Quality Steel of this investigation, regardless of [FR Doc. 00–1847 Filed 2–3–00; 8:45 am] Products From South Africa, 64 FR definitions in the Harmonized Tariff BILLING CODE 3510±DS±P 61270 (November 10, 1999) Schedules of the United States (‘‘Preliminary Determination’’). No (‘‘HTSUS’’), are products in which: (1) interested parties have provided Iron predominates, by weight, over each DEPARTMENT OF COMMERCE comments on the Preliminary of the other contained elements; (2) the Determination and no request for a carbon content is 2 percent or less, by International Trade Administration hearing has been received by the weight, and; (3) none of the elements [A±791±807] Department. listed below exceeds the quantity, by Scope of Investigation weight, respectively indicated: Notice of Final Determination of Sales 1.80 percent of manganese, or at Less Than Fair Value: Certain Cold- For purposes of this investigation, the products covered are certain cold-rolled 2.25 percent of silicon, or Rolled Flat-Rolled Carbon-Quality Steel 1.00 percent of copper, or Products From South Africa (cold-reduced) flat-rolled carbon-quality steel products, neither clad, plated, nor 0.50 percent of aluminum, or AGENCY: Import Administration, coated with metal, but whether or not 1.25 percent of chromium, or International Trade Administration, annealed, painted, varnished, or coated 0.30 percent of cobalt, or Department of Commerce. with plastics or other non-metallic 0.40 percent of lead, or EFFECTIVE DATE: February 4, 2000. substances, both in coils, 0.5 inch wide 1.25 percent of nickel, or

0.30 percent of tungsten, or 0.10 percent of molybdenum, or 0.10 percent of niobium (also called columbium), or 0.15 percent of vanadium, or 0.15 percent of zirconium. All products that meet the written physical description, and in which the chemistry quantities do not exceed any one of the noted element levels listed above, are within the scope of this investigation unless specifically excluded. The following products, by way of example, are outside and/or specifically excluded from the scope of this investigation: • SAE grades (formerly also called AISI grades) above 2300; • Ball bearing steels, as defined in the HTSUS; • Tool steels, as defined in the HTSUS;

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• Silico-manganese steel, as defined in the HTSUS; • Silicon-electrical steels, as defined in the HTSUS, that are grain-oriented; • Silicon-electrical steels, as defined in the HTSUS, that are not grain-oriented and that have a silicon level exceeding 2.25 percent; • All products (proprietary or otherwise) based on an alloy ASTM specification (sample specifications: ASTM A506, A507); • Non-rectangular shapes, not in coils, which are the result of having been processed by cutting or stamping and which have assumed the character of articles or products classified outside chapter 72 of the HTSUS. • Silicon-electrical steels, as defined in the HTSUS, that are not grain-oriented and that have a silicon level less than 2.25 percent, and (a) fully-processed, with a core loss of less than 0.14 watts/pound per mil (.001 inch), or (b) semi-processed, with core loss of less than 0.085 watts/pound per mil (.001 inch); • Certain shadow mask steel, which is aluminum killed cold-rolled steel coil that is open coil annealed, has an ultra-flat, isotropic surface, and which meets the following characteristics: Thickness: 0.001 to 0.010 inch Width: 15 to 32 inches

CHEMICAL COMPOSITION

Element ...... C Weight % ...... < 0.002%

• Certain flapper valve steel, which is hardened and tempered, surface polished, and which meets the following characteristics: Thickness: ≤1.0 mm Width: ≤152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight % ...... 0.90±1.05 0.15±0.35 0.30±0.50 ≤0.03 ≤0.006

MECHANICAL PROPERTIES

Tensile Strength ...... ≥162 Kgf/mm 2 Hardness ...... ≥475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... <0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percent- age) and are undissolved in the uniform tempered martensite.

NON-METALLIC INCLUSION

Area percent- age

Sulfide Inclusion ...... ≤ 0.04% Oxide Inclusion ...... ≤0.05%

Compressive Stress: 10 to 40 Kgf/mm 2

SURFACE ROUGHNESS

Roughness Thickness (mm) (µm) t ≤ 0.209 ...... Rz ≤ 0.50 0.209 < t ≤0.310 ...... Rz ≤ 0.6 0.310 < t ≤0.440 ...... Rz ≤ 0.7 0.440 < t ≤ 0.560 ...... Rz ≤ 0.8 0.560 < t ...... Rz ≤ 1.0

• Certain ultra thin gauge steel strip, which meets the following characteristics: Thickness: ≤ 0.100 mm ±7% Width: 100 to 600 mm

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CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤ 0.07 0.2±0.5 ≤ 0.05 ≤ 0.05 ≤ 0.07 Balance

MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... < 3% Tensile Strength ...... 600 to 850 N/mm 2

PHYSICAL PROPERTIES

Surface Finish ...... ≤ 0.3 micron Camber (in 2.0 m) ...... < 3.0 mm Flatness (in 2.0 m) ...... ≤ 0.5 mm Edge Burr ...... < 0.01 mm greater than thickness Coil Set (in 1.0 m) ...... < 75.0 mm

• Certain silicon steel, which meets Width: 33 to 45.5 inches the following characteristics: Thickness: 0.024 inch ± .0015 inch

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... 0.65 Max. Weight % ...... 0.004 0.4 0.09 0.009 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in five inches) ...... 0.0005 inch, start measuring 1¤4 inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) NAAS ...... 3.8 Watts/Pound max. Permeability (1.5T/60 Hz) NAAS ...... 1700 gauss/oersted typical 1500 minimum

• Certain aperture mask steel, which which meets the following Thickness: 0.025 to 0.245 mm has an ultra-flat surface flatness and characteristics: Width: 381–1000 mm

CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... < 0.01 0.004 to < 0.007 0.007

• Certain annealed and temper-rolled which meets the following cold-rolled continuously cast steel, characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N

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CHEMICAL COMPOSITIONÐContinued Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 (Aim- 0.03 0.08 (Aim- 0.02 0.08 0.008 (Aim- ing 0.018 ing 0.05) ing 0.005) Max.)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides > 1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Extra Bright ...... 5 (0.1) 0 (0) 7 (0.2)

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Al N Weight % ...... less than less than less than less than less than 0.010±0.025 less than 0.08 0.04 0.40 0.03 0.03 0.0025

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Tolerance: Guaranteed inside of 15 mm from mill edges ...... ±5 percent (aim ±4 percent) Width Tolerance ...... -0/+7 mm Hardness (Hv) ...... Hv 85±110 Annealing ...... Annealed Surface ...... Matte Tensile Strength ...... >275N/mm 2 Elongation ...... > 36%

• Certain annealed and temper-rolled cold-rolled continuously cast steel, in coils, with a certificate of analysis per Cable System International (‘‘CSI’’) Specification 96012, with the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Base Weight ...... 55 pounds Theoretical Thickness ...... 0.0061 inch (±10 percent of theoretical thickness) Width ...... 31 inches Tensile Strength ...... 45,000±55,000 psi Elongation ...... minimum of 15 percent in 2 inches

• Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight 0.02 0.20 0.03 0.003 %. Max. Weight 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 Ð 0.008 (Aiming %. 0.018 Max.) 0.05) 0.005)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides > 1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

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SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16 (0.4) 8 (0.2) 24 (0.6)

• Certain ultra-bright tin mill black 0.0088 to 0.038 inches, width of 23.0 MR type matte finish, TH basic plate meeting ASTM 7A specifications inches to 36.875 inches. tolerance as per A263 trimmed. • for surface finish and RA of seven • Certain single reduced black plate, Certain single reduced black plate, micro-inches or lower. meeting ASTM A–625–98 meeting ASTM A–625–98 • Concast cold-rolled drawing quality specifications, 53 pound base weight specifications, 65 pound base weight (0.0072 inch thick) with a Temper sheet steel, ASTM a–620–97, Type B, or (0.0058 inch thick) with a Temper classification of T–3 (53–61 hardness single reduced black plate, ASTM A– classification of T–2 (49–57 hardness using the Rockwell 30 T scale). 625–92, Type D, T–1, ASTM A–625–76 using the Rockwell 30 T scale). • Certain cold-rolled black plate bare and ASTM A–366–96, T1–T2–T3 • Certain single reduced black plate, steel strip, meeting ASTM A–625 Commercial bright/luster 7a both sides, meeting ASTM A–625–76 specifications, which meet the following RMS 12 maximum. Thickness range of specifications, 55 pound base weight, characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness: ...... 0.0058 inch +/¥0.0003 inch Hardness ...... T2/HR 30T 50±60 aiming Elongation ...... ≥ 15% Tensile Strength ...... 51,000 psi +/¥4.0 aiming

• Certain cold-rolled black plate bare steel strip, in coils, meeting ASTM A–623, Table II, Type MR specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.04 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness: ...... 0.0060 inch (+/¥0.0005 inch). Width: ...... ≥10 inches (+1¤4 to 3¤8 inch/¥0). Tensile strength: ...... 55,000 psi max. Elongation: ...... minimum of 15 percent in 2 inches.

• Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness of 0.30 mm to 0.42 mm and width of 609 mm to 1219 mm, in coil form; • Certain cold-rolled steel sheet, whether coated or not coated with porcelain enameling prior to importation, which meets the following characteristics: Thickness (nominal): ≥0.019 inch Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 Min. Weight % ...... 0.010 0.012

• Certain cold-rolled steel, which meets the following characteristics: Width:> 66 inches

CHEMICAL COMPOSITION

Element ...... C Mn P Si Max. Weight % ...... 0.07 0.67 0.14 0.03

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PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm): ...... 0.800±2.000 Min. Yield Point (MPa): ...... 265 Max Yield Point (MPa): ...... 365 Min. Tensile Strength (MPa): ...... 440 Min. Elongation %: ...... 26

• Certain band saw steel, which meets the following characteristics: Thickness: ≥ 1.31 mm Width: ≥ 80 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight % ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≥ 0.03 ≥ 0.007 0.3 to 0.5 ≥ 0.25

Other properties: pits, scratches, rust, cracks, or mm max. Carbide: fully spheroidized having > seams • Certain transformation-induced 80% of carbides, which are ≥ 0.003 Smooth edges plasticity (TRIP) steel, which meets the Edge camber (in each 300 mm of following characteristics: mm and uniformly dispersed length): ≤7 mm arc height Surface finish: bright finish free from Cross bow (per inch of width): 0.015 Variety 1

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.09 1.0 0.90 Max. Weight % ...... 0.13 2.1 1.7

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 320 Max Yield Point (MPa) ...... 480 Min. Tensile Strength (MPa) ...... 590 Min. Elongation %: ...... 24 (if 1.000±1.199 thickness range) 25 (if 1.200±1.599 thickness range) 26 (if 1.600±1.999 thickness range) 27 (if 2.000±2.300 thick- ness range)

Variety 2

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.12 1.5 1.1 Max. Weight % ...... 0.16 2.1 1.9

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 340 Max Yield Point (MPa) ...... 520 Min. Tensile Strength (MPa) ...... 690 Min. Elongation % ...... 21 (if 1.000±1.199 thickness range) 22 (if 1.200±1.599 thickness range) 23 (if 1.600±1.999 thickness range)24 (if 2.000±2.300 thick- ness range)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.13 1.3 1.5 Max. Weight % ...... 0.21 2.0 2.0

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PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.200±2.300 (inclusive) Min. Yield Point (MPa) ...... 370 Max Yield Point (MPa) ...... 570 Min. Tensile Strength (MPa) ...... 780 Min. Elongation % ...... 18 (if 1.200±1.599 thickness range) 19 (if 1.600±1.999 thickness range)20 (if 2.000±2.300 thickness range)

• Certain corrosion-resistant cold- Variety 1 rolled steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.10 0.40 0.10 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.600±0.800. Min. Yield Point (MPa) ...... 185. Max Yield Point (MPa) ...... 285. Min. Tensile Strength (MPa) ...... 340. Min. Elongation % ...... 31(ASTM standard 31% = JIS standard 35%).

Variety 2

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.05 0.40 0.08 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±1.000 Min. Yield Point (MPa) ...... 145 Max Yield Point (MPa) ...... 245 Min. Tensile Strength (MPa) ...... 295 Min. Elongation % ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cu Ni Al Nb, Ti, V, B Mo Max. Weight % ...... 0.01 0.05 0.40 0.10 0.023 0.15±.35 0.35 0.10 0.10 0.30

PHYSICAL AND MECHANICAL PROPERTIES

Thickness (mm) ...... 0.7 Elongation % ...... ≥35

• Porcelain enameling sheet, drawing 7209.15.0000, 7209.16.0030, 7210.70.3000, 7210.90.9000, quality, in coils, 0.014 inch in thickness, 7209.16.0060, 7209.16.0090, 7211.23.1500, 7211.23.2000, +0.002, ¥0.000, meeting ASTM A–424– 7209.17.0030, 7209.17.0060, 7211.23.3000, 7211.23.4500, 96 Type 1 specifications, and suitable 7209.17.0090, 7209.18.1530, 7211.23.6030, 7211.23.6060, for two coats. 7209.18.1560, 7209.18.2550, 7211.23.6085, 7211.29.2030, The merchandise subject to this 7209.18.6000, 7209.25.0000, 7211.29.2090, 7211.29.4500, investigation is typically classified in 7209.26.0000, 7209.27.0000, 7211.29.6030, 7211.29.6080, the HTSUS at subheadings: 7209.28.0000, 7209.90.0000, 7211.90.0000, 7212.40.1000,

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7212.40.5000, 7212.50.0000, available. Since then, no interested of our determination. As our final 7225.19.0000, 7225.50.6000, parties have provided comments on the determination is affirmative, the ITC 7225.50.7000, 7225.50.8010, Preliminary Determination and no will, within 45 days, determine whether 7225.50.8085, 7225.99.0090, request for a hearing has been received these imports are materially injuring, or 7226.19.1000, 7226.19.9000, by the Department. Therefore, we are threaten material injury to, the U.S. 7226.92.5000, 7226.92.7050, continuing to use as adverse facts industry. If the ITC determines that 7226.92.8050, and 7226.99.0000. available the rate alleged by petitioners. material injury, or threat of material Although the HTSUS subheadings are The All-Others Rate injury does not exist, the proceeding provided for convenience and U.S. will be terminated and all securities Customs Service (‘‘U.S. Customs’’) All foreign manufacturers/exporters posted will be refunded or canceled. If purposes, the written description of the in this investigation are being assigned the ITC determines that such injury merchandise under investigation is dumping margins on the basis of facts does exist, the Department will issue an dispositive. otherwise available. Section 735(c)(5)(B) antidumping duty order directing The Department received comments of the Act provides that, where the Customs officials to assess antidumping from a number of parties including dumping margins established for all duties on all imports of the subject importers, respondents, consumers, and exporters and producers individually merchandise entered for consumption the petitioners, aimed at clarifying the investigated are determined entirely on or after the effective date of the scope of these investigations. See under section 776 of the Act, the suspension of liquidation. Memorandum to Joseph A. Spetrini Department may use any reasonable This determination is issued and (‘‘Scope Memorandum’’), January 18, method to establish the estimated all- published in accordance with sections 2000, for a list of all persons submitting others rate for exporters and producers 735(d) and 777(i)(1) of the Act. comments and a discussion of all scope not individually investigated, including Dated: January 18, 2000. comments including those exclusion weight-averaging the facts available requests under consideration at the time margins. In this case, the margin Robert S. LaRussa, of the preliminary determination in assigned to the only company Assistant Secretary for Import these investigations. investigated is based on adverse facts Administration. [FR Doc. 00–1848 Filed 2–3–00; 8:45 am] Period of Investigation available. Therefore, consistent with the statute and the SAA at 873, we are using BILLING CODE 3510±DS±P The period of investigation is April 1, an alternative method. In the 1998 through March 31, 1999. Preliminary Determination, as an DEPARTMENT OF COMMERCE Facts Available alternative, we based the all-others rate on the margin alleged in the petition. In the Preliminary Determination, the International Trade Administration We received no comments on this issue, Department based the margin on facts and therefore continue to use this basis [C±351±831] otherwise available under sections for the final determination. As a result, 776(a)(2)(A) and (C) because Iscor the all-others rate is 16.65 percent. Final Affirmative Countervailing Duty Limited (‘‘Iscor’’), the only known South Determination: Certain Cold Rolled African exporter of subject merchandise, Continuation of Suspension of Flat-Rolled Carbon-Quality Steel failed to respond to our questionnaire Liquidation Products From Brazil and significantly impeded the In accordance with section AGENCY: Import Administration, investigation, and because the relevant 735(c)(1)(B) of the Act, we are directing subsections of section 782 of the Act International Trade Administration, the Customs Service to continue to Department of Commerce. therefore do not apply. suspend liquidation of all entries of EFFECTIVE DATE: February 4, 2000. Section 776(b) of the Act provides subject merchandise from South Africa, that, in selecting from among the facts that are entered, or withdrawn from FOR FURTHER INFORMATION CONTACT: available, the Department may employ warehouse, for consumption on or after Dana Mermelstein or Javier Barrientos, adverse inferences when an interested November 10, 1999 (the date of Office of CVD/AD Enforcement VII, party has failed to cooperate by not publication of the Preliminary Import Administration, U.S. Department acting to the best of its ability to comply Determination in the Federal Register). of Commerce, Room 7866, 14th Street with requests for information. See also The Customs Service shall continue to and Constitution Avenue, N.W., ‘‘Statement of Administrative Action’’ require a cash deposit or posting of a Washington, D.C. 20230; telephone accompanying the URAA, H.R. Rep. No. bond equal to the estimated amount by (202) 482–3208 and (202) 482–2243, 103–316, 870 (1994) (‘‘SAA’’). Based on which the normal value exceeds the respectively. Iscor’s failure to respond to the U.S. price as shown below. These FINAL DETERMINATION: The Department’s antidumping suspension of liquidation instructions Department of Commerce (the questionnaire, we have determined that will remain in effect until further notice. Department) determines that Iscor has not acted to the best of its The weighted-average dumping margins countervailable subsidies are being ability to comply with the Department’s are as follows: provided to producers and/or exporters information requests. Therefore, of certain cold-rolled flat-rolled carbon- pursuant to 776(b) of the Act, we used quality steel products from Brazil. For Exporter/manufacturer Margin per- an adverse inference in selecting a centage information on the estimated margin from the facts available. As facts countervailing duty rates, please see the available, the Department applied a Iscor ...... 16.65 ‘‘Suspension of Liquidation’’ section of All Others ...... 16.65 margin of 16.65 percent, the only this notice. alleged margin in the petition. As SUPPLEMENTARY INFORMATION: discussed in the Preliminary ITC Notification Determination, the Department has, to In accordance with section 735(d) of Petitioners the extent practicable, corroborated the the Act, we have notified the The petition in this investigation was information used as adverse facts International Trade Commission (‘‘ITC’’) filed by Bethlehem Steel Corporation,

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Gulf States Steel Inc., Ispat Inland, Inc., times the thickness; or, if of a thickness 0.15 percent of zirconium. LTV Steel Company, Inc., National Steel of 4.75 mm or more, having a width All products that meet the written Corporation, Steel Dynamics Inc., U.S. exceeding 150 mm and measuring at physical description, and in which the Steel Group (a unit of USX Corporation), least twice the thickness. The products chemistry quantities do not exceed any Weirton Steel Corporation, the described above may be rectangular, one of the noted element levels listed Independent Steelworkers of America square, circular or other shape and above, are within the scope of this and the United Steelworkers of America include products of either rectangular or investigation unless specifically (collectively, ‘‘the petitioners’’). non-rectangular cross-section where excluded. The following products, by Case History such cross-section is achieved way of example, are outside and/or subsequent to the rolling process (i.e., specifically excluded from the scope of Since the publication of our products which have been ‘‘worked this investigation: preliminary determination in this after rolling’’)—for example, products • investigation on October 1, 1999 SAE grades (formerly also called which have been beveled or rounded at AISI grades) above 2300; (Preliminary Affirmative Countervailing the edges. • Ball bearing steels, as defined in the Duty Determination and Alignment of Specifically included in this scope are Final Countervailing Duty HTSUS; vacuum degassed, fully stabilized • Determination With Final Antidumping (commonly referred to as interstitial-free Tool steels, as defined in the Duty Determination: Certain Cold Rolled (‘‘IF’’)) steels, high strength low alloy HTSUS; • Flat-Rolled Carbon-Quality Steel (‘‘HSLA’’) steels, and motor lamination Silico-manganese steel, as defined Products from Brazil, 64 FR 53332) steels. IF steels are recognized as low in the HTSUS; • (Preliminary Determination), the carbon steels with micro-alloying levels Silicon-electrical steels, as defined following events have occurred: of elements such as titanium and/or in the HTSUS, that are grain-oriented; We conducted verification of the niobium added to stabilize carbon and • Silicon-electrical steels, as defined countervailing duty questionnaire nitrogen elements. HSLA steels are in the HTSUS, that are not grain- responses from October 21 through recognized as steels with micro-alloying oriented and that have a silicon level October 26, 1999. The final levels of elements such as chromium, exceeding 2.25 percent; determination of this countervailing copper, niobium, titanium, vanadium, • All products (proprietary or duty investigation was aligned with the and molybdenum. Motor lamination otherwise) based on an alloy ASTM final antidumping duty determination steels contain micro-alloying levels of specification (sample specifications: (see 64 FR at 53334). On December 2, elements such as silicon and aluminum. ASTM A506, A507); 1999, and December 7, 1999, the Steel products included in the scope • Non-rectangular shapes, not in Department released its verification of this investigation, regardless of coils, which are the result of having reports to all interested parties. definitions in the Harmonized Tariff been processed by cutting or stamping Respondents submitted a case brief on Schedules of the United States and which have assumed the character December 15, 1999; petitioners (‘‘HTSUS’’), are products in which: (1) of articles or products classified outside submitted a rebuttal brief on December Iron predominates, by weight, over each chapter 72 of the HTSUS. 21, 1999. of the other contained elements; (2) the • Silicon-electrical steels, as defined Scope of Investigations carbon content is 2 percent or less, by in the HTSUS, that are not grain- weight, and; (3) none of the elements For purposes of this investigation, the oriented and that have a silicon level listed below exceeds the quantity, by less than 2.25 percent, and (a) fully- products covered are certain cold-rolled weight, respectively indicated: (cold-reduced) flat-rolled carbon-quality processed, with a core loss of less than steel products, neither clad, plated, nor 1.80 percent of manganese, or 0.14 watts/pound per mil (.001 inch), or 2.25 percent of silicon, or (b) semi-processed, with core loss of less coated with metal, but whether or not 1.00 percent of copper, or annealed, painted, varnished, or coated than 0.085 watts/pound per mil (.001 0.50 percent of aluminum, or inch); with plastics or other non-metallic 1.25 percent of chromium, or • substances, both in coils, 0.5 inch wide Certain shadow mask steel, which is 0.30 percent of cobalt, or aluminum killed cold-rolled steel or wider, (whether or not in 0.40 percent of lead, or successively superimposed layers and/ coil that is open coil annealed, has 1.25 percent of nickel, or an ultra-flat, isotropic surface, and or otherwise coiled, such as spirally 0.30 percent of tungsten, or which meets the following oscillated coils), and also in straight 0.10 percent of molybdenum, or lengths, which, if less than 4.75 mm in 0.10 percent of niobium (also called characteristics: thickness having a width that is 0.5 inch columbium), or Thickness: 0.001 to 0.010 inch or greater and that measures at least 10 0.15 percent of vanadium, or Width: 15 to 32 inches

CHEMICAL COMPOSITION

Element ...... C Weight % ...... < 0.002%

• Certain flapper valve steel, which is hardened and tempered, surface polished, and which meets the following characteristics: Thickness: 1.0 mm Width: 152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight % ...... 0.90±1.05 0.15±0.35 0.30±0.50 0.03 0.006

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MECHANICAL PROPERTIES

Tensile Strength ...... 162 Kgf/mm2 Hardness ...... 475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... 0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percentage) and are undissolved in the uniform tempered martensite.

NON-METALLIC INCLUSION

Area percent- age

Sulfide Inclusion ...... ≤0.04% Oxide Inclusion ...... ≤0.05%

Compressive Stress: 10 to 40 Kgf/mm 2

SURFACE ROUGHNESS

Roughness Thickness (mm) (µm) t≤0.209 ...... Rz≤0.5 0.209

• Certain ultra thin gauge steel strip, which meets the following characteristics: Thickness: ≤0.100 mm ±7% Width: 100 to 600 mm

CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤0.07 0.2±0.5 ≤0.05 ≤0.05 ≤0.07 Balance

MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... <3% Tensile Strength ...... 600 to 850 N/mm2

PHYSICAL PROPERTIES

Surface Finish ...... ≤0.3 micron Camber (in 2.0 m) ...... <3.0 mm Flatness (in 2.0 m) ...... ≤0.5 mm Edge Burr ...... <0.01 mm greater than thickness Coil Set (in 1.0 m) ...... <75.0 mm

• Certain silicon steel, which meets the following characteristics: Thickness: 0.024 inch ±.0015 inch Width: 33 to 45.5 inches

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... 0.65 Max. Weight % ...... 0.004 0.4 0.09 0.009 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

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PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in 5 inches) ...... 0.0005 inch, start measuring inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) NAAS ...... 3.8 Watts/Pound max. Permeability (1.5T/60 Hz) NAAS ...... 1700 gauss/oersted typical. 1500 minimum.

• Certain aperture mask steel, which has an ultra-flat surface flatness and which meets the following characteristics: Thickness: 0.025 to 0.245 mm Width: 381–1000 mm

CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... < 0.01 0.004 to 0.007 < 0.007

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 0.03 0.08 0.02 0.08 0.008 (Aiming (Aiming (Aiming 0.018 0.05) 0.005) Max.)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Extra Bright ...... 5 (0.1) 0 (0) 7 (0.2)

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Al N Weight % ...... <0.08 <0.04 <0.40 <0.03 <0.030.0 0.010±0.025 <0.0025

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Tolerance ...... ±5 percent Guaranteed inside of 15 mm from mill edges ...... (aim ±4 percent) Width Tolerance ...... -0/+7 mm Hardness (Hv) ...... Hv 85±110 Annealing ...... Annealed Surface ...... Matte Tensile Strength ...... <275N/mm2 Elongation ...... <36%

• Certain annealed and temper-rolled cold-rolled continuously cast steel, in coils, with a certificate of analysis per Cable System International (‘‘CSI’’) Specification 96012, with the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S

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CHEMICAL COMPOSITIONÐContinued Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Base Weight ...... 55 pounds Theoretical Thickness ...... 0.0061 inch (+/¥10 percent of theoretical thickness) Width ...... 31 inches Tensile Strength ...... 45,000±55,000 psi Elongation ...... minimum of 15 percent in 2 inches

• Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % 0.02 0.20 0.03 0.003 Max. Weight % 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 0.008 (Aiming 0.018 Max.) 0.05) 0.005)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16 (0.4) 8 (0.2) 24 (0.6)

• Certain ultra-bright tin mill black plate meeting ASTM 7A specifications for surface finish and RA of seven micro-inches or lower. • Concast cold-rolled drawing quality sheet steel, ASTM a–620–97, Type B, or single reduced black plate, ASTM A–625–92, Type D, T–1, ASTM A–625–76 and ASTM A–366–96, T1–T2–T3 Commercial bright/luster 7a both sides, RMS 12 maximum. Thickness range of 0.0088 to 0.038 inches, width of 23.0 inches to 36.875 inches. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 53 pound base weight (0.0058 inch thick) with a Temper classification of T–2 (49–57 hardness using the Rockwell 30 T scale). • Certain single reduced black plate, meeting ASTM A–625–76 specifications, 55 pound base weight, MR type matte finish, TH basic tolerance as per A263 trimmed. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 65 pound base weight (0.0072 inch thick) with a Temper classification of T–3 (53–61 hardness using the Rockwell 30 T scale). • Certain cold-rolled black plate bare steel strip, meeting ASTM A–625 specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0058 inch ±0.0003 inch Hardness ...... T2/HR 30T 50±60 aiming Elongation ...... ≥15% Tensile Strength ...... 51,000.0 psi ±4.0 aiming

• Certain cold-rolled black plate bare steel strip, in coils, meeting ASTM A–623, Table II, Type MR specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.04 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0060 inch (±0.0005 inch)

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued

Width ...... ≤10 inches (+ 1¤4 to 3¤8 inch/-0) Tensile strength ...... 55,000 psi max. Elongation ...... Minimum of 15 percent in 2 inches

• Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness of 0.30 mm to 0.42 mm and width of 609 mm to 1219 mm, in coil form; • Certain cold-rolled steel sheet, whether coated or not coated with porcelain enameling prior to importation, which meets the following characteristics: Thickness (nominal): ™0.019 inch Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 ...... Min. Weight % ...... 0.010 0.012

• Certain cold-rolled steel, which meets the following characteristics: • Width: >66 inches

CHEMICAL COMPOSITION

Element ...... C Mn P Si Max. Weight % ...... 0.07 0.67 0.14 0.03

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±2.000 Min. Yield Point (MPa) ...... 265 Max Yield Point (MPa) ...... 365 Min. Tensile Strength (MPa) ...... 440 Min. Elongation % ...... 26

• Certain band saw steel, which meets the following characteristics:

Thickness: ≤ 1.31 mm Width: ≤ 80 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight % ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≤ 0.03 0.007 0.3 to 0.5 ≤ 0.25

Other properties: Carbide: Fully spheroidized having > 80% of carbides, which are ≤ 0.003 mm and uniformly dispersed Surface finish: Bright finish free from pits, scratches, rust, cracks, or seams Smooth edges. Edge camber (in each 300 mm of length): ≤ 7 mm arc height Cross bow (per inch of width): 0.015 mm max. • Certain transformation-induced plasticity (TRIP) steel, which meets the following characteristics:

Variety 1:

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.09 1.0 0.90 Max. Weight % ...... 0.13 2.1 1.7

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 320 Max Yield Point (MPa) ...... 480 Min. Tensile Strength (MPa) ...... 590

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Min. Elongation % ...... 24 (if 1.000±1.199 thickness range) 25 (if 1.200±1.599 thickness range) 26 (if 1.600±1.999 thickness range) 27 (if 2.000±2.300 thickness range)

Variety 2

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.12 1.5 1.1 Max. Weight % ...... 0.16 2.1 1.9

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 340 Max Yield Point (MPa) ...... 520 Min. Tensile Strength (MPa) ...... 690 Min. Elongation % ...... 21 (if 1.000±1.199 thickness range) 22 (if 1.200±1.599 thickness range) 23 (if 1.600±1.999 thickness range) 24 (if 2.000±2.300 thickness range)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.13 1.3 1.5 Max. Weight % ...... 0.21 2.0 2.0

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.200±2.300 (inclusive) Min. Yield Point (MPa) ...... 370 Max Yield Point (MPa) ...... 570 Min. Tensile Strength (MPa) ...... 780 Min. Elongation % ...... 18 (if 1.200±1.599 thickness range) 19 (if 1.600±1.999 thickness range) 20 (if 2.000±2.300 thickness range)

∑ Certain corrosion-resistant cold-rolled steel, which meets the following characteristics:

Variety 1

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight% ...... 0.15 Max. Weight % ...... 0.10 0.40 0.10 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.600±0.800 Min. Yield Point (MPa) ...... 185 Max Yield Point (MPa) ...... 285 Min. Tensile Strength (MPa) ...... 340 Min. Elongation ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 2

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CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.05 0.40 0.08 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±1.000 Min. Yield Point (MPa) ...... 145 Max Yield Point (MPa) ...... 245 Min. Tensile Strength (MPa) ...... 295 Min. Elongation % ...... 31 (ASTM standard 31%=JIS standard 35%)

Variety 3

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cu Ni Al Nb, Ti, Mo V, B Max. Weight % .... 0.01 0.05 0.40 0.10 0.023 0.15±.35 0.35 0.10 0.10 0.30

PHYSICAL AND MECHANICAL PROPERTIES

Thickness (mm): ...... 0.7 Elongation %:≥ ...... 35

• Porcelain enameling sheet, drawing The Department received comments 1999, the ITC published its preliminary quality, in coils, 0.014 inch in from a number of parties including determination that there is a reasonable thickness, +0.002, ¥0.000, meeting importers, respondents, consumers, and indication that an industry in the ASTM A–424–96 Type 1 the petitioners, aimed at clarifying the United States is being materially specifications, and suitable for two scope of these investigations. See injured, or threatened with material coats. Memorandum to Joseph A. Spetrini injury, by reason of imports from Brazil The merchandise subject to this (‘‘Scope Memorandum’’), January 18, of the subject merchandise (64 FR investigation is typically classified in 2000, for a list of all persons submitting 41458). The Commission transmitted its the HTSUS at subheadings: comments and a discussion of all scope determination in this investigation to 7209.15.0000, 7209.16.0030, comments including those exclusion the Secretary of Commerce on July 19, 7209.16.0060, 7209.16.0090, requests under consideration at the time 1999. The views of the Commission are of the preliminary determination in contained in USITC Publication 3214 7209.17.0030, 7209.17.0060, these investigations. (July 1999), entitled Certain Cold-Rolled 7209.17.0090, 7209.18.1530, Steel Products from Argentina, Brazil, 7209.18.1560, 7209.18.2550, The Applicable Statute and Regulations China, Indonesia, Japan, Russia, 7209.18.6000, 7209.25.0000, Unless otherwise indicated, all Slovakia, South Africa, Taiwan, 7209.26.0000, 7209.27.0000, citations to the statute are references to Thailand, Turkey, and Venezuela: 7209.28.0000, 7209.90.0000, the provisions of the Tariff Act of 1930, Investigations Nos. 701–TA–393–396 7210.70.3000, 7210.90.9000, as amended by the Uruguay Round and 731–TA–829–840 (Preliminary). 7211.23.1500, 7211.23.2000, Agreements Act (URAA) effective 7211.23.3000, 7211.23.4500, January 1, 1995 (the Act). In addition, Period of Investigation 7211.23.6030, 7211.23.6060, unless otherwise indicated, all citations The period of investigation (the POI) 7211.23.6085, 7211.29.2030, to the Department’s regulations are to for which we are measuring subsidies is 7211.29.2090, 7211.29.4500, the current regulations as codified at 19 calendar year 1998. 7211.29.6030, 7211.29.6080, CFR Part 351 (1999) and to the Company Histories 7211.90.0000, 7212.40.1000, substantive countervailing duty 7212.40.5000, 7212.50.0000, regulations published in the Federal USIMINAS was founded in 1956 as a 7225.19.0000, 7225.50.6000, Register on November 25, 1998 (63 FR venture between the Brazilian 7225.50.7000, 7225.50.8010, 65348)(CVD Regulations). Government, various stockholders and 7225.50.8085, 7225.99.0090, Nippon Usiminas. In 1974, the majority 7226.19.1000, 7226.19.9000, Injury Test interest in USIMINAS was transferred to 7226.92.5000, 7226.92.7050, Because Brazil is a ‘‘Subsidies SIDERBRAS, the government holding 7226.92.8050, and 7226.99.0000. Agreement Country’’ within the company for steel interests. The Although the HTSUS subheadings are meaning of section 701(b) of the Act, the company underwent several expansions provided for convenience and U.S. International Trade Commission (ITC) is of capacity throughout the 1980s. In Customs Service (‘‘U.S. Customs’’) required to determine whether imports 1990, SIDERBRAS was put into purposes, the written description of the of the subject merchandise from Brazil liquidation and the Government of merchandise under investigation is materially injure, or threaten material Brazil (GOB) decided to include its dispositive. injury to, a U.S. industry. On July 30, operating companies, including

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USIMINAS, in its National Privatization Attribution of Subsidies We have also examined the Program (NPP). In 1991, USIMINAS was There are three producers/exporters of ownership of CSN. We note that during partially privatized; as a result of the the subject merchandise in this the POI, two entities, CVRD and Previ initial auction, Companhia do Vale do investigation: USIMINAS, COSIPA, and (the pension fund of the Bank of Brasil), Rio Doce (CVRD), a majority CSN. As discussed above, USIMINAS had meaningful holdings in both government-owned iron ore producer, owns 49.8 percent of COSIPA. The CVD USIMINAS and CSN. As these entities acquired 15 percent of USIMINAS’s Regulations, at section 351.525(b)(6)(ii), both have ownership interests in and common shares. In 1994, the provide guidance with respect to the elect members to the Boards of Directors Government disposed of additional attribution of subsidies between or of both companies, we examined holdings, amounting to 16.2 percent of among companies which have cross- whether CSN and USIMINAS could, the company’s equity. USIMINAS is ownership. Specifically, with respect to notwithstanding the absence of direct now owned by CVRD and a consortium two or more corporations producing the cross-ownership between them, have of private investors, including Nippon subject merchandise which have cross- cross-ownership such that their interests Usiminas, Caixa de Previdencia dos ownership, the regulations direct us to are merged, and one company could Funcionarios do Banco do Brasil (Previ) attribute the subsidies received by either have the ability to use or direct the and the USIMINAS Employee or both corporations to the products assets of the other through their Investment Club. CVRD was partially produced by both corporations. Further, common investors. CVRD holds 15.48 percent of USIMINAS and 10.3 percent privatized in 1997, when 31 percent of section 351.525(b)(6)(vi) defines cross- of CSN (through Docenave); Previ holds the company’s shares were sold. ownership as existing ‘‘between two or 15 percent of the common shares of more corporations where one COSIPA was established in 1953 as a USIMINAS and 13 percent of CSN. Both corporation can use or direct the government-owned steel production USIMINAS and CSN are controlled individual assets of the other company. In 1974, COSIPA was through shareholders’ agreements, corporation(s) in essentially the same transferred to SIDERBRAS. Like which require that the participating ways it can use its own assets. USIMINAS, COSIPA was included in shareholders (who together account for Normally, this standard will be met the NPP after SIDERBRAS was put into more than 50 percent of the shares of where there is a majority voting liquidation. In 1993, COSIPA was the company) pre-vote issues before the partially privatized, with the GOB ownership interest between two Board of Directors and vote as a block. retaining a minority of the preferred corporations through common While CVRD and Previ both participate shares. Control of the company was ownership of two (or more) in the CSN shareholders’ agreement, acquired by a consortium of investors corporations.’’ The preamble to the CVD and thus exercise considerable led by USIMINAS. In 1994, additional Regulations identifies situations where influence over the use of CSN’s assets, government-held shares were sold, but cross-ownership may exist even though neither CVRD nor Previ participates in the GOB still maintained approximately there is less than a majority voting the USIMINAS shareholders’ agreement 25 percent of COSIPA’s preferred interest between two corporations: ‘‘In and neither CVRD nor Previ has any shares. During the POI, USIMINAS certain circumstances, a large minority appreciable influence (beyond their owned 49.8 percent of the voting capital interest (for example, 40 percent) or a respective 15.48 and 15 percent stock of the company. Other principal ‘golden share’ may also result in cross- USIMINAS shareholdings) over the use owners include Bozano Simonsen Asset ownership’’ (63 FR at 65401). of USIMINAS’s assets. Therefore, In this investigation, we preliminarily Management Ltd., the COSIPA CVRD’s and Previ’s shareholdings in determined that USIMINAS’s 49.8 Employee Investment Club, and both USIMINAS and CSN are not percent ownership interest in COSIPA is COSIPA’s Pension Fund (FEMCO). sufficient to establish cross-ownership sufficient to establish cross-ownership between those two companies under our CSN was established in 1941 and between the two companies because regulatory standard. This absence of commenced operations in 1946 as a USIMINAS is capable of using or common majority or significant government-owned steel company. In directing the individual assets of minority shareholders led us to 1974, CSN was transferred to COSIPA in essentially the same ways it preliminarily determine that SIDERBRAS. In 1990, when can use its own assets. We based this USIMINAS’s and CSN’s interests have SIDERBRAS was put into liquidation, determination on the following: (1) not merged, i.e., one company is not the GOB included CSN in its NPP. In USIMINAS has virtually a majority able to use or direct the individual 1991, 12 percent of the equity of the share in COSIPA; and (2) the remaining assets of the other as though the assets company was transferred to the CSN shareholdings are divided among were their own. Moreover, we found no employee pension fund. In 1993, CSN numerous shareholders (more than ten), other evidence such as golden shares or was partially privatized; CVRD, through with no one shareholder controlling close supplier relationships to lead us to its subsidiary Vale do Rio Doce even one-quarter of the shares which conclude that there is indirect cross- Navegacao S.A. (Docenave), acquired USIMINAS controls. See Preliminary ownership. See Preliminary 9.4 percent of the common shares. The Determination, 64 FR 53332, 53334–35. Determination at 53335. We did not GOB’s remaining share of the firm was We did not learn anything at learn anything at verification which sold in 1994. CSN is now owned by verification which would lead us to would lead us to change our Docenave/CVRD and a consortium of change our preliminary determination preliminary determination nor did we private investors, including Uniao nor did we receive any comments on receive any comments on this issue. Comercio e Partipacoes Ltda., Textilia this issue. Thus, for purposes of this Thus, for the purposes of this final S.A., Previ, the CSN Employee final determination, we have continued determination, we have calculated a Investment Club, and the CSN employee to calculate one subsidy rate for separate countervailing duty rate for pension fund. As discussed above, USIMINAS/COSIPA, by adding together CSN. CVRD was partially privatized in 1997; their countervailable subsidies during CSN was part of the consortium that the POI and dividing that amount by the Changes in Ownership acquired control of CVRD through this sum of the two companies’ sales during In the General Issues Appendix (GIA), partial privatization. the POI. attached to the Final Affirmative

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Countervailing Duty Determination; certificates and frozen currencies, and investigation which would enable us to Certain Steel Products from Austria, 58 examined them in the context of our refine or otherwise cause us to change FR 37217, 37226 (July 9, 1993), we privatization methodology. We obtained the approach we developed in the hot- applied a new methodology with information about the use and valuation rolled investigation. Thus, we have respect to the treatment of subsidies of the privatization currencies that were followed the same approach and have received prior to the sale of the used in the NPP, and we learned about applied a 30 percent discount to the company (privatization). how privatization currencies were MYDFAs. In addition, as we did in the Under this methodology, we estimate valued in the context of the hot-rolled investigation, we have the portion of the company’s purchase privatization auctions. Specifically, we applied a 60 percent discount to the price which is attributable to prior found that the GOB accepted most of CPs. See Id. For the remaining subsidies. We compute this estimate by these currencies at their full redeemable privatization currencies, in the Brazil first dividing the face value of the value (face value discounted according Hot-Rolled Final, we applied a 50 company’s subsidies by the company’s to the time remaining until maturity). percent discount as facts available, net worth for each of the years Additionally, foreign debt and which reflected an average of the range corresponding to the company’s restructuring bonds (MYDFAs) were of discounts estimated. Because no allocation period, ending one year prior accepted at 75 percent of their information has been provided in this to the privatization. We then take the redeemable value. Many of the investigation which accurately indicates simple average of these ratios, which government bonds that were accepted as the relevant secondary market discounts serves as a reasonable surrogate for the privatization currencies were routinely for these instruments, and in accordance percentage that subsidies constitute of trading at a discount on secondary with section 776(a) of the Act, we are the overall value, i.e., net worth, of the markets. However, no data or estimation again applying, as facts available, the 50 company. Next, we multiply the of the applicable discounts was percent discount to the remaining purchase price of the company by this provided for the record in that privatization currencies. average ratio to derive the portion of the investigation. See Brazil Hot-Rolled Subsidies Valuation Information purchase price that we estimate to Final at 38745. Further, it was common reflect the repayment of prior subsidies. knowledge that these bonds traded at a Allocation Period Then, we reduce the benefit streams of significant discount in these markets, Section 351.524(d)(2) of the CVD the prior subsidies by the ratio of the and that investors actively traded to repayment/reallocation amount to the Regulations states that we will presume obtain the cheapest bonds in order to the allocation period for non-recurring net present value of all remaining maximize their positions in the benefits at the time of the change in subsidies to be the average useful life privatization auctions. The value of the (AUL) of renewable physical assets for ownership. For this final determination, bonds varied depending on the we have conformed our net present the industry concerned, as listed in the instrument’s yield and length to Internal Revenue Service’s (IRS) 1977 value calculation with the methodology maturity and traded within a range of 40 outlined in the GIA. See GIA 58 FR at Class Life Asset Depreciation Range percent to 90 percent of the redeemable System and updated by the Department 37263. value, i.e., with a discount ranging from In the current investigation, we are of Treasury. The presumption will 10 percent to 60 percent. Because analyzing the privatizations of apply unless a party claims and various issues of bonds were accepted USIMINAS, COSIPA and CSN, establishes that these tables do not as privatization currencies, with including the various partial reasonably reflect the AUL of the different yields and terms, precise privatizations. In conducting these renewable physical assets for the valuation data was not available. analyses, to the extent that government- company or industry under owned or controlled companies However, public information from the investigation, and the party can purchased shares, we have not applied record of the hot-rolled investigation, establish that the difference between the our methodology to that percentage of subsequently placed on the record of company-specific or country-wide AUL the acquired shares equal to the this investigation, indicates that during for the industry under investigation is percentage of government ownership in the period 1991 through 1994 most significant. the partially government-owned bonds traded with discounts ranging In this investigation, no party to the purchaser (notwithstanding from 40 to 60 percent on average. proceeding has claimed that the AUL respondents’ arguments on this issue Privatization Certificates (CPs), which listed in the IRS tables does not which are discussed below in Comment banks were forced to purchase and reasonably reflect the AUL of the 6). We have also adjusted certain figures could only be used in the privatization renewable physical assets for the firm or included in the privatization auctions, traded at a discount of industry under investigation. Therefore, calculations to account for inflationary approximately 60 percent on average; in accordance with section accounting practices. Further, we MYDFAs traded at 30 percent of their 351.524(d)(2) of the CVD Regulations, accounted for CVRD’s 1997 partial face value, i.e., at a discount of 70 and for the purposes of this final privatization by making the same percent. See Brazil Hot-Rolled Final, 64 determination, we are using the 15-year adjustments to USIMINAS and CSN’s FR at 38745. AUL as reported for the steel industry calculations described in Final In the hot-rolled investigation, we in the IRS tables to allocate the non- Affirmative Countervailing Duty concluded that some adjustment to the recurring subsidies under investigation. Determination: Certain Hot-Rolled Flat- purchase price of the companies was Equityworthiness Rolled Carbon-Quality Steel Products warranted because of the use of from Brazil (Brazil Hot-Rolled Final) 64 privatization currencies in the auctions. In accordance with section 351.507 FR 38742, 38745, 38752 (Department’s See Brazil Hot-Rolled Final, at 38745, (a)(1) of the Department’s CVD Position on Comment 3). 38752 (the Department’s Position on Regulations, a government-provided In Brazil Hot-Rolled Final, we also Comment 3). Although this issue is equity infusion confers a benefit to the noted the use of privatization discussed further in Comments 6 and 7 extent that the investment decision is currencies, i.e., certain existing below, no further information has been inconsistent with the usual investment government bonds, privatization provided in the record of this practice of private investors, including

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00056 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5546 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices the practice regarding the provision of section 351.505(a)(2)(ii) of the CVD Moody’s Investors Service, ‘‘Historical risk capital, in the country in which the Regulations. Default Rates of Corporate Bond Issuers, equity infusion is made. See also section The Department has previously 1920–1997’’ (February 1998).1 See 19 771(5)(E)(i) of the Act. In Preliminary determined that respondents were CFR 351.505(a)(3)(iii). For the Determination, we determined that uncreditworthy in the following years: probability of default by a creditworthy there was no reason to change our USIMINAS, 1984–1988; COSIPA, 1984– company, we used the cumulative findings from prior investigations, i.e., 1989 and 1991–1993; and CSN 1984- default rates for Investment Grade bonds that the respondent companies were 1992. See Certain Steel from Brazil, 58 as reported by Moody’s. We established unequityworthy (in the relevant years) FR at 37297; Brazil Hot-Rolled Final, 64 that this figure represents a weighted as follows: (1) COSIPA was FR at 38746–38747. The parties have average of the cumulative default rates unequityworthy from 1977 through not presented any new information or for Aaa to Baa-rated companies. See 1989, and 1992 through 1993; (2) arguments that would lead us to September 24, 1999, Memorandum to USIMINAS was unequityworthy from reconsider these findings. the File, ‘‘Conversations and 1980 through 1988; and (3) CSN was Discount Rates correspondence regarding the weighted unequityworthy from 1977 through average default rates of corporate bond 1992. Final Affirmative Countervailing From 1984 through 1994, Brazil issuers as published by Moody’s,’’ on Duty Determinations: Certain Steel experienced persistent high inflation. file in the Central Records Unit, Room Products from Brazil, 58 FR 37295, There were no long-term fixed-rate B–099 of the main Commerce building 37297 (July 9, 1993) (1993 Certain Steel commercial loans made in domestic (CRU). The use of the weighted average Final; Brazil Hot-Rolled Final, 64 FR at currencies during those years that could is appropriate because the data reported 38746. We note that because the be used as discount rates. As in the by Moody’s for the Caa to C-rated Certain Steel Final (58 FR at 37298) and Department determined that it is companies are also weighted averages. the Brazil Hot-Rolled Final (64 FR appropriate to use a 15-year allocation See Id. For non-recurring subsidies, we 38745–38746), we have determined that period for non-recurring subsidies, used the average cumulative default the most reasonable way to account for equity infusions provided prior to 1984 rates for both uncreditworthy and the high inflation in the Brazilian no longer provide benefits in the POI. creditworthy companies based on a 15- economy through 1994, and the lack of None of the parties has submitted year term, since all of the non-recurring an appropriate Brazilian discount rate, information or argument, nor is there subsidies examined were allocated over is to convert the non-recurring subsidies evidence of changed circumstances a 15-year period. into U.S. dollars. If available, we which would cause us to reconsider applied the exchange rate applicable on I. Programs Determined To Be these determinations. the day the subsidies were received, or, Countervailable Equity Methodology if unavailable, the average exchange rate A. Pre-1992 Equity Infusions in the month the subsidies were Section 351.507(a)(3) of the received. Then we applied, as the The GOB, through SIDERBRAS, Department’s CVD Regulations provides discount rate, a long-term dollar lending provided equity infusions to USIMINAS that a determination that a firm is rate. Therefore, for our discount rate, we (1984 through 1988), COSIPA (198 unequityworthy constitutes a used data for U.S. dollar lending in through 1989 and 1991) and CSN (1984 determination that the equity infusion Brazil for long-term non-guaranteed through 1991) that have previously been was inconsistent with usual investment loans from private lenders, as published investigated by the Department. See practices of private investors. The in the World Bank Debt Tables: External Certain Steel from Brazil, 58 FR at applicable methodology is described in Finance for Developing Countries. This 37298; Brazil Hot-Rolled Final, 64 FR at section 351.507(a)(6) of the regulations, conforms with our practice in Certain 38747–38748. For the reasons discussed above, we which provides that the Department Steel Final (58 FR at 37298); Brazil Hot- preliminarily determined that under will treat the equity infusion as a grant. Rolled Final (64 FR at 38746); and, Final section 771(5)(E)(i) of the Act, the equity Use of the grant methodology for equity Affirmative Countervailing Duty infusions into USIMINAS, COSIPA and infusions into an unequityworthy Determination: Steel Wire Rod from CSN were not consistent with the usual company is based on the premise that Venezuela, 62 FR 55014, 55019, 55023 investment practices of private investors an unequityworthiness finding by the (October 21, 1997). Department is tantamount to saying that As discussed above, we have (see ‘‘Equityworthiness’’ section above). the company could not have attracted determined that USIMINAS, COSIPA, Thus, these infusions constitute investment capital from a reasonable and CSN were uncreditworthy in the financial contributions within the meaning of section 771(5)(D) of the Act investor in the infusion year based on years in which they received equity and confer a benefit in the amount of the available information. infusions. Section 351.505 (a)(3)(iii) of each infusion. These equity infusions the CVD Regulations directs us Creditworthiness are specific within the meaning of regarding the calculation of the section 771(5A)(D) of the Act because To determine whether a company is benchmark interest rate for purposes of they were limited to each of the uncreditworthy, the Department must calculating the benefits for companies. Accordingly, we examine whether the firm could have uncreditworthy companies: To calculate preliminarily determined that the pre- obtained long-term loans from the appropriate rate for uncreditworthy 1992 equity infusions are conventional commercial sources based companies, the Department must countervailable subsidies within the on information available at the time of identify values for the probability of the government-provided loan. See default by uncreditworthy and 1 We note that since publication of the CVD section 351.505(a)(4) of the CVD creditworthy companies. For the Regulations, Moody’s Investors Service no longer Regulations. In this context, the term probability of default by an reports default rates for Caa to C-rated category of ‘‘commercial’’ refers to loans taken out uncreditworthy company, we normally companies. Therefore for the calculation of uncreditworthy interest rates, we will continue to by the firm from a commercial lending rely on the average cumulative default rely on the default rates as reported in Moody institution or debt instruments issued rates reported for the Caa to C-rated Investor Service’s publication dated February 1998 by the firm in a commercial market. See category of companies as published in (at Exhibit 28).

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00057 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5547 meaning of section 771(5) of the Act. COSIPA in 1992 and 1993 are meaning of section 771(5) of the Act. See Preliminary Determination, 64 FR at countervailable subsidies within the See Preliminary Determination, 64 FR at 53337. No parties have provided any meaning of section 771(5) of the Act. 53337. No parties have provided any new information or argument which See Preliminary Determination, 64 FR at new information or argument which would lead us to reconsider this 53337. No party has provided any new would lead us to reconsider this determination. information or argument which would determination. As explained in the ‘‘Equity lead us to reconsider this determination. This debt-for-equity swap constitutes Methodology’’ section above, we treat Each debt-for-equity swap constitutes an equity infusion in the year in which equity infusions into unequityworthy an equity infusion in the year in which the swap was made. As such, we have companies as grants given in the year the swap was made. As such, we have treated this debt-for-equity swap as a the infusion was received. These treated each debt-for-equity swap as a grant given in the year the swap was infusions are non-recurring subsidies in grant given in the year the swap was made in accordance with section accordance with section 351.524(c)(1) of made in accordance with section 351.507(b) of the CVD Regulations. the CVD Regulations. Consistent with 351.507(b) of the CVD Regulations. Further this swap, as an equity infusion, section 351.524(d)(3)(ii) of the CVD Further, these swaps, as equity is non-recurring in accordance with Regulations, because USIMINAS, infusions, are non-recurring in section 351.524(c)(1) of the CVD COSIPA and CSN were uncreditworthy accordance with section 351.524(c)(1) of Regulations. Because CSN was in the relevant years (the years the the CVD Regulations. Because COSIPA uncreditworthy in the years of receipt, equity infusions were received), we was uncreditworthy in the years of we applied a discount rate consistent applied a discount rate that takes into receipt, we applied a discount rate with section 351.524(d)(3)(ii) of the CVD account the differences between the consistent with section 351.524(d)(3)(ii) Regulations as discussed in the probabilities of default of creditworthy of the CVD Regulations as discussed in ‘‘Uncreditworthy Rate’’ section above. and uncreditworthy borrowers. From the ‘‘Discount Rates’’ section above. Since CSN has been privatized, we the time USIMINAS, COSIPA and CSN Since COSIPA has been privatized, we followed the methodology outlined in were privatized, we have been following followed the methodology outlined in the ‘‘Changes in Ownership’’ section the methodology outlined in the the ‘‘Changes in Ownership’’ section above to determine the amount of the ‘‘Changes in Ownership’’ section above above to determine the amount of each debt-for-equity swap attributable to the to determine the amount of each equity debt-for-equity swap attributable to the company after privatization. We divided infusion attributable to the companies company after privatization. We divided the benefit allocable to the POI from the after privatization. We continue to rely the benefit allocable to the POI from equity infusion by CSN’s total sales on this methodology except for the these debt-for-equity swaps by the during the POI. On this basis, we selection of the discount rate as combined total sales of USIMINAS/ determine the net subsidy to be 1.39 discussed above. COSIPA. On this basis, we determine percent ad valorem for CSN. For CSN, we summed the benefits the net subsidy to be 4.44 percent ad II. Program for Which the Investigation allocable to the POI from all equity valorem for USIMINAS/COSIPA. infusions and divided by CSN’s total Was Rescinded C. GOB Debt-for-Equity Swaps Provided sales during the POI. For USIMINAS/ Negotiated Deferrals of Tax Liabilities to CSN in 1992 COSIPA, we summed the benefits In Preliminary Determination (64 FR Prior to CSN’s privatization, and on allocable to the POI from all of the at 53338), we rescinded our the recommendation of a consultant equity infusions and divided this investigation of tax deferrals negotiated amount by the combined total sales of who examined CSN, in 1992, the GOB by COSIPA and CSN which petitioners USIMINAS/COSIPA during the POI. On converted some CSN debt into GOB had alleged provided them with this basis, we determine the net subsidy equity in CSN. In this investigation, we countervailable subsidies. Our to be 5.75 percent ad valorem for CSN initiated on this debt-for-equity swap as rescission was based on the and 6.16 percent ad valorem for a straight equity infusion (see Initiation Department’s then-recent final USIMINAS/COSIPA. Notice 64 FR 34204), but subsequent to our initiation, in the Brazil Hot-Rolled determination that this program is not B. GOB Debt-for-Equity Swaps Provided Final, we determined that it constituted countervailable. See Brazil Hot-Rolled to COSIPA in 1992 and 1993 a debt-for-equity swap (64 FR at 38748). Final, 64 FR at 38748–38749; Prior to COSIPA’s privatization, and In the Brazil Hot-Rolled Final , we Memorandum to the File, on the recommendation of a consultant determined that this swap was not Countervailing Duty Investigation of who examined COSIPA, the GOB made consistent with the usual investment Certain Cold-Rolled Flat-Rolled Carbon- two debt-for-equity swaps in 1992 and practices of private investors and Quality Steel Products from Brazil, 1993. We previously examined these therefore conferred countervailable August 2, 1999, on file in CRU. swaps and determined that they were benefits on CSN in the amount of the Interested Party Comments not consistent with the usual swap. See Id. Thus, we preliminarily investment practices of private determined that, pursuant to sections Comment 1: Privatization investors; constituted a financial 771(5)(D) and (E)(i) of the Act, this debt- Respondents argue that 19 U.S.C. contribution within the meaning of for-equity swap constitutes a financial 1677(5)(B) and Article 1.1. of the WTO section 771(5)(D) of the Act; and, contribution which confers a benefit in Agreement on Subsidies and therefore conferred benefits on COSIPA the amount of the swap (see Countervailing Measures (SCM) require in the amount of each conversion. See ‘‘Equityworthiness’’ section above). This the Department to find that there is a Brazil Hot-Rolled Final, 64 FR at 38747. debt-for-equity swap is specific within financial contribution which confers a These debt-for-equity swaps are specific the meaning of section 771(5A)(D) of the benefit before concluding that there is a within the meaning of section Act because it is limited to CSN. countervailable subsidy. Because, 771(5A)(D)(i) of the Act because they Accordingly, we preliminarily according to respondents, the statute were limited to COSIPA. Accordingly, determined that the GOB debt-for-equity plainly requires the Department to we preliminarily determined that the swap provided to CSN in 1992 is a examine, on a continuing basis, the GOB debt-for-equity swaps provided to countervailable subsidy within the contribution, the benefit and the causal

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00058 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5548 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices connection between the two, Respondents rely on the example of warrant a change in the Department’s respondents argue that it is insufficient Company A which purchases a machine response to these arguments. to identify a financial contribution, with government assistance and then Department’s Position: We disagree made in the past, to a company owned sells the machine to Company B at with respondents. In accordance with by the government, and then presume market price to illustrate that the benefit the statute (sections 771(5)(B) and irrebuttably that this contribution of the government assistance remains 771(5)(E) of the Act), the Department confers a benefit to the company after it with Company A; there is no pass- has found that COSIPA, CSN and has changed ownership. Rather, the through of advantage or benefit to USIMINAS continue to benefit from pre- Department must analyze all subsequent Company B or the products it may privatization equity infusions. We have events (including changes in ownership, produce with the machine. The same examined the facts of this case in light dividends received, and corporate conclusion is necessary when Company of the above-cited provisions and find restructurings) in order to determine B purchases all of the assets and that the methodology we follow is in how and whether prior financial liabilities of (government-owned) accordance with the Act. As petitioners contributions could benefit the Company A. The new owner does not noted, the Departments’ privatization/ companies and products under enjoy any advantage. Respondents change-in-ownership methodology has investigation. purport that the owners of a company been upheld by the Courts regardless of Respondents cite the Department’s and their relationship with the assets of the amendments to the Act by the practice of recognizing the cessation of the company are critical to any analysis URAA. See Saarstahl AG v. United subsidies when a countervailable grant of whether a company has received any States, 78 F.3d 1539 (Fed. Cir. 1996) is subsequently returned to the benefit from some past financial (Saarstahl II); Inland Steel Bar Co. v. government or a countervailable loan is contribution; when the owners change United States, 86 F.3d 1174 (Fed. Cir. fully repaid, both ‘‘subsequent events’’ in an arm’s-length privatization, an 1996) (Inland II); and, Delverde SrL v. which extinguish the subsidy. important dynamic within the company United States, 24 F. Supp. 2d 314 (Ct. Respondents characterize privatization is altered and the entire company Int’l Trade 1998) (Delverde II). as another such ‘‘subsequent event’’ changes. Because the Department has The Department has satisfied both 19 which must be considered in examining overlooked the relevance of the new U.S.C. 1677(5)(B) (section 771(5)(B) of whether a privatized company benefits post-privatization owners, respondents the Act) and Article 1.1. of the SCM in from pre-privatization subsidies. conclude that the analysis is necessarily this investigation. We found that the Respondents argue that the preliminary incomplete. GOB provided financial contributions to respondents, in the form of equity determination itself, with its ‘‘payback’’ Respondents further note the changes infusions and debt-for-equity analysis, concedes that privatization in ownership and control which conversions in the above-mentioned disrupts the required causal connection resulted from the privatizations of all between the financial contribution and years which conferred countervailable three companies, and argue that the the benefit. Furthermore, respondents benefits through the POI. In accordance manner in which the new controlling claim that the Department cannot use with the Department’s standard owners acquired their interests in the the stated lack of an obligation to methodology, the benefits from these companies (arm’s-length transactions) consider the effect of every subsidy in subsidies were allocated over time. preclude the new owners from enjoying determining whether a countervailable Neither of the above-mentioned any benefit or unfair advantage. benefit exists (i.e., to conduct an ‘‘effects provisions requires the Department to Respondents cite the preamble of the test’’) as an excuse for failing to consider revisit these determinations. CVD Regulations which state that the subsequent events in these Under both the SCM and the Act, the ‘‘where a firm does not pay less for its circumstances. Respondents state that Department has the discretion to their position is not premised on inputs than it would have to pay * * * determine the impact of a change in requiring an analysis of the effects of all as a result of a government financial ownership on the countervailability of subsidies in all circumstances, but contribution, it would be very difficult past subsidies. The Department has rather on a less burdensome reading of to contend that a benefit exists’’ (63 FR consistently applied its privatization/ the statute and the SCM that requires at 65361) and argue that because the change-in-ownership methodology to consideration of whether a certain new owners did not pay less when they determine the impact that a limited universe of ‘‘significant events’’ acquired the companies, it is ‘‘difficult privatization/change in ownership has subsequent to a subsidy may eliminate to contend that a benefit exists.’’ on pre-privatization subsidies. However, the benefits of that subsidy (consistent Finally, respondents note that the fact we have not done this by re-identifying with long-standing practice as discussed the GOB retained some residual or or re-valuing the benefit of the subsidy above). Any other reading of the statute, indirect interest in the privatized based on events as of the time when the according to respondents, renders 19 companies does not preserve prior ownership of the subsidized company U.S.C. 1677(5)(F) an unnecessary subsidies or convey new subsidies to changed. The Department identifies and amendment of the law. the respondent companies. Nor does it values the subsidy as of the time of the Respondents further argue that the undermine respondents’ conclusion that subsidy bestowal and does not revisit proper consideration of a ‘‘subsequent the new owners and companies did not this determination. As petitioners event’’ in this case, the arm’s-length enjoy any advantage or benefit from pre- correctly note, the Department is not privatization of the companies, would privatization subsidies during the POI. required to examine the effects of necessarily lead to the conclusion that Petitioners note that respondents’ subsidies, i.e., trace how benefits are pre-privatization subsides were arguments are identical to those used by companies and whether they eliminated. Without an analytical basis respondents made, and the Department provide competitive advantages. to believe or presume that subsidies rejected, in the Brazil Hot-Rolled Final. Instead, the Department’s methodology have been passed through after an arm’s According to petitioners, respondents addresses the impact of the change in length transaction, respondents believe have neither addressed the bases for the ownership on the allocation of pre- the Department must conclude that the Department’s previous rejection of these privatization subsidies. The post-privatization owners do not benefit arguments nor provided any new Department’s methodology accounts for from pre-privatization subsidies. argument or information which would the impact that the change in ownership

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00059 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5549 has on the measurement of the benefit at whether the firm paid what the input inconsistency between the practice of a from pre-privatization subsidies, by was worth, but the more fundamental WTO Member and a WTO Agreement, allocating, or apportioning, subsidies point is that this method of identifying the report informs the Member how it between the buyer and the seller, as the benefit is based solely on events as must adjust its practice to conform with reflected by the purchase price. As the of the time of the subsidy bestowal. It its existing international obligations Department said in Stainless Steel Plate is not based in any way on an analysis under the agreement. Respondents argue in Coils from Italy, ‘‘[o]ur methodology of post-subsidy bestowal events or how that to the extent the panel report recognizes that a change in ownership the market value of the subsidy may identifies inconsistencies between U.S. has some impact on the allocation of have changed in the years following the practice and the SCM, the United States previously-bestowed subsidies and, subsidy bestowal. is obligated to address those through an analysis based on the facts Finally, we note that we have inconsistencies in general; any of each transaction, determines the properly analyzed the GOB’s residual Department decision subsequent to the extent to which the subsidies pass and indirect interests in companies panel report that does not reflect the through to the buyer.’’ 64 FR at 15518. during the POI in the context of our panel’s interpretations of the SCM will Thus, our methodology is wholly standard privatization methodology. We be inconsistent with U.S. obligations consistent with 19 U.S.C. 1677(5)(F) have not considered shares bought by under the SCM. A failure to comport (section 771 (5)(F) of the Act) and, government-owned companies in Department actions with the panel contrary to respondent’s argument, privatization auctions as privatizations; report, according to respondents, would provides the analytical basis for these transactions do not reflect the certainly result in a remand by a determining whether and to what extent change in ownership of the shares from reviewing court. subsidies have passed through to the government to private ownership, but Respondents note that, in response to privatized company or remain, in whole rather a transfer from one government the adverse panel report, as an or in part, with the seller. holding to another. However, when alternative to incorporating the In addition, we remind respondents such companies were themselves principles of the report in its practice, that section 701(a)(1) of the Act directs privatized, we have made adjustments the United States may, under WTO the Department to determine whether a to reflect the changes in ownership at procedures, elect to compensate the countervailable subsidy is being that time. European Union for the nullification provided ‘‘with respect to the and impairment of its rights under the Comment 2: Impact of WTO Panel manufacture, production, or export of a SCM. However, respondents urge the Decision on Privatization class or kind of merchandise.’’ We note Department not to take this course of that the same terminology is also Respondents argue that U.S. law and action, arguing that the WTO panel’s reflected in the SCM (Article 10, international obligations require the clarification of the rights and obligations footnote 36). Given this focus on the Department to incorporate the holdings of Members under the SCM will remain, manufacture, production, and/or of the recent WTO panel report on i.e., the U.S. will remain obligated to exportation of merchandise, the focus of privatization in all subsequent render its decisions under the the inquiry here should not be on the proceedings involving privatization countervailing duty law in accordance new owners of the company and how issues. The WTO panel reviewing three with the panel report. Should the they may or may not have benefitted recent administrative reviews of the Department continue to issue decisions from the privatization transaction. countervailing duty order on hot-rolled that conflict with the panel report, Instead, as provided for in section lead and bismuth carbon steel products respondents argue that the United States 701(a)(1) of the Act and in Article 10, from the United Kingdom issued a will remain vulnerable to a series of footnote 36 of the SCM, we have preliminary report (which was not challenges that it has nullified and focused on the activities of the public) attacking the Department’s impaired the rights of WTO Members. company, rather than its ownership determination that subsidies bestowed Finally, respondents note that the structure. Our privatization prior to the privatization of a failure to implement the WTO report methodology has accounted for the government-owned company pass will be directly contrary to the United change in the ownership of the through to the privatized company. States’ strong position that the integrity company conducting these activities. Essentially, according to respondents, of the WTO dispute resolution process Thus, we have measured the amount of the WTO panel concluded that all prior can only be preserved by members’ the benefit that passes through this subsidies are extinguished by a compliance with panel rulings, however transaction as respondent companies privatization achieved through an arm’s adverse. continued to manufacture, produce and length transaction. Further, according to Petitioners argue that the Department export subject merchandise. respondents, the panel decision should disregard respondents’ In addition, respondents’ reliance on indicates that the Department’s long- arguments as they are predicated on an the discussion of inputs in the preamble standing approach to privatization is interim and confidential panel report. of the CVD Regulations is misplaced. inconsistent with the principles and Petitioners cite the Final Affirmative Contrary to the suggestion in obligations of the SCM. Respondents Countervailing Duty Determination; respondents’ argument here, the cite the Charming Betsy doctrine (see Certain Cut-to-Length Carbon-Quality regulations’ discussion of inputs does Murray Schooner v. Charming Betsy, 6 Steel Plate from France, 64 FR 73277 not reflect any change in the U.S. (2 Cranch) 64, 118 (1804)), for the (December 29, 1999) and Final Department’s approach to the proposition that an act of Congress Affirmative Countervailing Duty identification of a ‘‘benefit’’ under should not be construed to violate Determination; Certain Cut-to-Length Section 771(5)(B). Rather, it simply international obligations if any other Carbon-Quality Steel Plate from Italy, 64 reflects the Department’s longstanding possible construction remains. FR 73244 (December 29, 1999), wherein practice of identifying the ‘‘benefit’’ as Respondents further note that under the the Department stated ‘‘this was an of the time of the subsidy bestowal, WTO, a panel report is a ‘‘clarification’’ interim (i.e., preliminary) confidential which, in the input context, is when the of the principles embodied in a WTO report. As such, it is inappropriate for input was provided by the government. Agreement, and therefore, to the extent the parties or the Department to It is true that the Department will look a WTO panel report identifies an comment on it.’’ Id. at 73271. Petitioners

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00060 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5550 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices further argue that even if the panel will give deference to those Respondents concede that it may be report were relevant to the current determinations, regardless of GATT or reasonable to treat the equity infusions investigation, respondents’ arguments WTO panel reports to the contrary. as grants in a case in which there were about the legal significance of the report Department’s Position: As a threshold demonstrably no costs to the company are mistaken. First, petitioners argue matter, we disagree with respondents receiving the equity, but argue that there that it is premature to discuss any that our international obligations under is no basis in law or fact for the implementation of the panel report, the SCM require a change in our Department’s irrebuttable presumption which has not yet been circulated approach to privatization in the instant that unequityworthy companies incur among WTO members (and which case. Although the panel report has now absolutely no costs in connection with cannot be considered for adoption until been circulated to all WTO Members government investments. 20 days thereafter). Furthermore, and is no longer confidential, If the Department persists in treating petitioners note that the United States petitioners are correct in noting that equity infusions like grants, respondents has the right to request that the report unless and until the panel report is argue for a change in methodology in be reviewed by the Appellate Body, and adopted by the membership, the United which the Department recognizes all argue that the report itself may be States has no obligation with respect to post-equity infusion events, including riddled with errors and the Department the report. As of now, the report has not privatization; increases in net worth; should not implement erroneous been adopted. It is therefore premature and, the payment of dividends to the findings that remain subject to reversal to consider what obligations, if any, the investor prior to the end of the POI. on appeal. report may impose on the United States. Only by ‘‘netting out’’ these identifiable Second, petitioners note that U.S. law Even if it were not premature for the and related costs, respondents argue, expressly prohibits the implementation Department to reconsider our approach can the Department comply with its of the panel report in the instant to privatization in light of the adverse statutory mandate not to countervail investigation. According to petitioners, panel report, and it were otherwise more than the net benefit. the relevant statutory provision appropriate to do so, we agree with Petitioners again note that prohibits the amendment, rescission, or petitioners that, under 19 U.S.C. respondents’ arguments with respect to modification of regulations or practices 3533(g)(1), a ‘‘regulation or practice may equity methodology are identical to found by a panel or Appellate Body to not be amended, rescinded, or otherwise those considered and rejected by the be inconsistent with any of the Uruguay modified in the implementation of such Department in the Hot-Rolled Steel Round Agreements unless and until the report unless and until’’ the very Final. Petitioners maintain that appropriate congressional committees specific statutory obligations therein respondents have ignored the have been consulted; the Trade provided are fulfilled. Department’s reasoning in the Hot- Representative has sought advice from Thus, we continue to determine that Rolled Steel Final and, thus, have relevant private sector advisory a portion of subsidies bestowed on a presented no reason for the Department committees; the agency or department government-owned company prior to change that reasoning. head has provided an opportunity for privatization continues to benefit the Department’s Position: As they did in public comment on a proposed production of the privatized company. the Hot-Rolled Steel Final, respondents modification through its publication in Comment 3: Valuation of Equity are once again basically arguing a return the Federal Register; the Trade Infusion Benefits to the ‘‘rate of return shortfall’’ Representative has submitted a report to methodology (RORS), which the Respondents argue that the the appropriate congressional Department rejected in 1993 because it committees regarding the proposed Department’s practice of treating equity infusions into unequityworthy relied on an ex post facto analysis of modification; the Trade Representative events and represented a cost-to- and the agency head have consulted companies like grants necessarily overstates the benefits of such infusions government analysis of the benefit. The with the appropriate congressional Department instead determined that the committees on the proposed contents of and, contrary to 19 U.S.C. 1671(a), results in the Department countervailing grant methodology was the most the final rule; and, the final rule or other appropriate for analyzing the benefit modification had been published in the more than the net benefits actually received by the company. Respondents from an equity infusion into an Federal Register. See 19 U.S.C. unequityworthy company. As the 3533(g)(1). Thus, petitioners conclude maintain that the Department’s methodology fails to recognize the basic Department said in the GIA, 58 FR at that it would be unlawful for the 37239: Department to change its practice with differences between equity investments regard to privatization until the and grants: Grants are unaccompanied [u]sing the grant methodology for equity statutorily mandated actions have been by financial obligations; equity infusions into unequityworthy companies is fulfilled. investments are accompanied by the based on the premise that an Finally, petitioners argue that the obligations to generate a return (i.e., to unequityworthiness finding by the panel report has no binding effect in pay dividends) and to cede a claim on Department is tantamount to saying that the U.S. law, dismissing respondents’ the company’s assets to the investor. company could not have attracted investment interpretation of the Charming Betsy Respondents argue that, in examining capital from a reasonable investor in the government equity investments, the infusion year based on the available doctrine. Petitioners state that information. Thus, neither the benefit nor the respondents are mistaken in assuming Department must measure the degree to equityworthiness determination should be the WTO panel report would provide which the firm is relieved of these two reexamined post hoc since such information the basis for the Court of International obligations. Respondents note that in could not have been known to the investor Trade (CIT) to overturn a final examining other forms of subsidization, at the time of the investment. Therefore, the determination in this investigation that the Department recognizes the ability of grant methodology, when used for equity subsidies persist after privatization a company to offset completely the infusions into unequityworthy companies because case law shows that the benefits of the subsidy, for example, by * * * should not be adjusted based on Department may make its own adjusting the interest rate upward on a subsequent events (e.g., dividends, profits). determination regarding U.S. loan at a preferential interest rate until The Department has consistently international obligations, and the CIT it reaches parity with market rates. applied the grant methodology to

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Department’s Position: As we did in Italy, 59 FR 18357 (March 18, 1994); Department’s Position: For the the Brazil Hot-Rolled Steel Final and for Final Affirmative Countervailing Duty calculations for the preliminary this final determination, we have Determination: Steel Wire Rod from determination, we used the monthly continued to calculate gamma using Venezuela, 62 FR 55014 (October 22, average exchange rates provided in the historical subsidy and net worth data. 1997); and Final Affirmative questionnaire responses, published in The gamma calculation serves as a Countervailing Duty Determination; the Suma Economica, and sourced from reasonable estimate of the percent that Stainless Steel Plate in Coils from the Central Bank of Brazil. Where we subsidies constitute of the overall value Belgium, 64 FR 15567, 15569 (March 31, used daily exchange rates, the data of the company. This methodology has 1999). This methodology has been provided by respondents did not meet been upheld by the courts in Saarstahl upheld by the Court. See British Steel our needs: although it came from the II, Delverde II, and British Steel plc v. plc v. United States, 879 F. Supp. 1254 same source, it was not clear whether United States, 929 F. Supp. 426, 439 (CIT 1995) (British Steel I). the exchange rates provided were ‘‘buy’’ (CIT 1996). Respondents’ criticism of Respondents’ argument that equity or ‘‘sell’’ rates, or an average of the two. the Department’s current methodology investments impose additional costs on Since the Department uses an average of centers on their belief that the average companies is not relevant and has been the ‘‘buy’’ and ‘‘sell’’ rates, we sought of subsidies to net worth does not take rejected by the Court. We have found and used another source for that data, into account the timing of the receipt of respondents to be unequityworthy as the exchange rates maintained on subsidies and the corresponding net discussed in the ‘‘Equityworthiness’’ Import Administration’s web site. For present value of the subsidies. We note section above. This finding has not been this final determination, we have now that while gamma itself does not factor disputed by respondents. Our finding of identified and used another public in the net present value of the subsidies, unequityworthiness is akin to saying source of the appropriate exchange rate the results of the gamma calculation are that private investors would not have data: the Central Bank of Brazil’s web applied to the present value of the invested capital in the firm. Therefore, site. As indicated in the calculation remaining benefit streams at the time of we have continued to use the grant memorandum for these final results (on privatization. Thus, our current methodology to measure the benefit of file in CRU), daily exchange rate data is calculations, as a whole, do account for equity infusions (and debt-for-equity available from the Central Bank of Brazil the present value of the remaining conversions), as discussed in the back to 1985. We used this data to benefits at the time of privatization. calculate the average of the ‘‘buy’’ and ‘‘Equity Methodology’’ section above. Comment 6: Adjustments to Purchase ‘‘sell’’ rates, and also to calculate the Prices in Privatizations Comment 4: Exchange Rate Issues monthly average exchange rates we Respondents take issue with the used. Exchange rate data for 1984 was Respondents argue that the exchange rates the Department used in unavailable from the Central Bank’s web Department incorrectly adjusted the the calculations for the preliminary site; for 1984 we used the exchange rate purchase prices downward to account determination. While the Department data reported by respondents, which is for both the use of privatization used official monthly average exchange published in the Suma Economica and currencies and the acquisition of shares rates from the Central Bank of Brazil to sourced from the Central Bank of Brazil. by CVRD. Respondents argue that the convert to dollars most of the equity relevant value of the currencies, in infusions examined, the Department Comment 5: Repayment Calculations identifying the purchase price of the used daily exchange rates from the Dow Respondents argue that the gamma companies, is the present value of the Jones Business Information Service to ratio used in the Department’s currencies, the amount at which the convert to dollars four of the equity privatization methodology does not currencies were accepted by the GOB. infusions examined. Respondents argue properly reflect the proportion of the Respondents hold that this value is that the Department’s use of the Dow purchase price that represents correct because it represents the value of Jones rates is both inaccurate and repayment of prior subsidies; they the debt that the GOB retired through inconsistent and the Department should maintain that an average of infusion the sales. Further, the GOB had a real use the official Central Bank of Brazil values to net worth ratios over time does liability equal to the present value of the exchange rates (which respondents have not provide a meaningful ratio. instrument and the value of this provided in their questionnaire Respondents instead suggest comparing liability, retired through the transaction, responses) for all currency conversions. the present value of the unamortized must be used in the calculation as it Respondents cite an example of a daily pre-privatization infusions (at the time attempts to identify the amount of exchange rate for which the Dow Jones of the infusion) to the total net worth of subsidy ‘‘paid back’’ to the government rate differs by nearly twenty percent the company at the time of in the privatization. Respondents state from the Central Bank rate, resulting in privatization. They hold that this that the value of the privatization overstating the dollar value of the approach more properly accounts for currencies to the purchasers of the relevant equity infusion. Furthermore, the difference between a company that shares is irrelevant. They provide respondents note that an official Central received an infusion ten years prior to examples of different currency exchange Bank rate is intrinsically superior for the subsidization from a company that rates and different bond values to purposes of a countervailing duty receives the same infusion the year illustrate the point that the value to the proceeding, and is more consistent in before privatization. GOB remains the same in each scenario. that the Department is using Central Once again, petitioners note that In short, respondents note that when Bank monthly average rates for most of respondents have forwarded the same measuring the value of subsidies, the the currency conversions in the arguments considered and rejected by Department focuses exclusively on the calculations. the Department in Brazil Hot-Rolled value of the subsidy to the recipient, at

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Since the Currencies Used in Privatizations Were currencies used to purchase privatized purchase price was partially accounted Acquired at Discounted Prices companies; it is the perspective of the for by privatization currencies and those recipient that is consistently relevant. currencies were discounted on Respondents argue that the In addition, respondents note that in secondary markets, the market selling Department’s valuation of the Certain Steel from Brazil, the price of the company is partially privatization currencies mistakenly Department examined the privatization composed of the market value of the assumes that all currencies were of USIMINAS, was aware of the privatization currencies. As we stated in acquired by the users on the secondary secondary market trading of the the Brazil Hot-Rolled Final, to use the market at a discount. They point to the privatization currencies, and did not present value of the currencies when Privatization Certificates (CPs), which adjust USIMINAS’s purchase price. determining the purchase price would banks were forced to purchase under the Therefore, respondents argue, the hot- be to overstate the cash, market value of Collar Plan for 100 percent of their rolled steel investigation represented a the purchase price. As petitioners value, and SIDERBRAS debentures departure from the Department’s earlier correctly point out, it is the which SIDERBRAS creditors were given approach, a departure which was not Department’s preference to use market in lieu of receiving debt payment. adequately explained and which does values in calculations where possible. Respondents state that many banks not now provide the basis for the The discounted value accurately chose to use the CPs in privatization adjustment to purchase price. represents the market value of the auctions, as holders of other Finally, respondents disagree with the currencies, and therefore the price paid privatization currencies also did, treatment of shares purchased by CVRD by participants in the privatization exchanging one-to-one for shares, rather in the privatizations. Respondents state auctions. That the GOB accepted those than trade them on the secondary that CVRD’s share purchases were made currencies at present value is irrelevant market. They maintain that if on commercial terms, a fact which is to our analysis of the purchase price. instruments used in privatization supported by the participation of other With respect to respondents’ argument auctions were not actually acquired on the secondary market, a secondary private investors in those privatization about our examination of the currencies market discount cannot be applied. auctions, and thus the purchase price in Certain Steel from Brazil, we reiterate Similarly, even if the instruments were should not be discounted for CVRD’s the point articulated in the Brazil Hot- trading in a secondary market at a participation. Respondents note that the Rolled Final (64 FR at 38751). While the verification reports reinforce this premium, respondents argue, no fact that privatization currencies were conclusion and state they cannot be adjustment for market value would be used to acquire USIMINAS shares was penalized for a GOB investment made appropriate. Thus, respondents argue, documented in the record of that case, on terms consistent with commercial there is no basis for the Department to the parties did not have the opportunity considerations. assume that all currencies used in the to comment on the final privatization Petitioners support the Department’s privatization auctions were acquired at preliminary adjustments to account for methodology applied and the discounts on the secondary market and the market value of privatization implications that various facts in information in the record indicates that currencies. Petitioners state that record evidence may have had on this some of the currencies were either used evidence demonstrates that the methodology. Furthermore, in Certain by their original owners who had come currencies traded at deep discounts Steel from Brazil, and the companion by them as a result of the GOB’s debt from their face values on secondary cases, the Department developed its restructuring plan or borrowed on markets. Petitioners state that the statute privatization methodology, and applied commercial terms from BNDES (the and practice reveal a strong preference it for the first time in the final GOB development bank); to continue to for using market-determined prices to determinations. We have gained adjust the purchase price for the make valuation decisions. They hold experience with the methodology since secondary market discounts is to apply that because the GOB could purchase that time. In this investigation, we have an adverse inference without the securities on the secondary market, properly determined that privatization justification. just like any private investors, the value currencies were overvalued by the GOB Petitioners believe that to focus on the to the GOB was exactly the same as the and that the discounted, market value acquisition price of the privatization market value. should be used in the privatization currencies is to focus on the wrong Department’s Position: As a threshold calculation as discussed above. We have moment in time. The relevant question, matter, respondents’ arguments are used the discounted value best according to petitioners, is not what identical to those considered and supported by record evidence. price was paid in the past to acquire the rejected by the Department in the Brazil Finally, we disagree with respondents currencies, but what were the currencies Hot-Rolled Final (64 FR at 38751). With with respect to the treatment of CVRD worth at the time they were used to no new arguments to consider (and no share purchases. Government purchases make purchases in the GOB new information developed in the of government assets cannot be seen privatization auctions. course of this investigation), we properly as a ‘‘privatization’’ or ‘‘change Department’s Position: As discussed continue to view respondents’ in ownership’’ that would give rise to a in the previous comment, the arguments regarding the valuation of reallocation of subsidies between buyer appropriate measure of the value of the privatization currencies as flawed. and seller. Instead, these transactions privatization currencies is not their cost Respondents are correct in noting that represent a transfer of government funds to their holders at the time of the GOB retired debts equal to the from one account to another. Thus, we acquisition (be that at the time the present value of the currencies accepted have continued to remove the CVRD original instruments were issued, when in exchange for shares. However, that purchases from the calculation as they were acquired on the secondary fact is not relevant to our analysis of the discussed above. In addition, we note market, or when they were borrowed

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Since the verification results are outlined in detail transaction at the time of the preliminary determination, we have in the public versions of the verification privatization auctions. The secondary reexamined the financial statements on reports, which are on file in the CRU. market provides the commercial the record, and have found that for a ‘‘benchmark’’ for evaluating whether the number of additional years, the Suspension of Liquidation value the GOB attributed to the financial statements do provide an In accordance with section currencies was appropriate, and inflation-adjusted subsidies value. 703(d)(1)(A)(i) of the Act, we calculated whether the purchase price represents Therefore, we have been able to a combined ad valorem rate for something with a comparable market calculate a symmetrical comparison for USIMINAS and COSIPA and an value. The secondary market discounts the following years: for USIMINAS and individual rate for CSN. The total which are supported on the record COSIPA for the relevant years from 1988 estimated net countervailable subsidy indicate that the GOB overvalued the (except 1992 for COSIPA) forward and rates are stated below. currencies in the privatization auctions for CSN from 1987 forward (except and that the purchase price is tainted by 1992). For all other years, we have Company Net subsidy rate the GOB’s overvaluation. We agree with continued to calculate the gamma ratios petitioners that the statute expresses a as we did in the preliminary IMINAS/COSIPA ...... 10.60% ad valorem. preference for using market-determined determination. We agree with CSN ...... 7.14% ad valorem. prices when examining government petitioners that respondents have not All Others ...... 9.21% ad valorem. actions, and we have appropriately demonstrated that their proposed examined the respondents’ purchase modification yields a more symmetrical In accordance with our preliminary prices through the lens of the or accurate comparison in the gamma affirmative determination, we instructed discounted secondary market trading in ratios than the ratios we calculated for the U.S. Customs Service to suspend privatization currencies. the preliminary determination. liquidation of all entries of cold-rolled However, we disagree with petitioners Comment 8: Asymmetrical Comparisons flat-rolled carbon-quality steel products that we should adversely assume that in the Gamma Calculations from Brazil which were entered, or the ratio is zero since for all of the years, withdrawn from warehouse, for Respondents urge the Department to we have information on either historical consumption on or after October 1, correct the gamma calculation to or indexed subsidy values and net 1999, the date of the publication of our overcome the asymmetry inherent in worth. preliminary determination in the ratios which mix the use of historical Federal Register. In accordance with figures and figures corrected for Comment 9: Corrections Made at Verification section 703(d) of the Act, which inflation, i.e., the numerators and provides that suspension ordered after denominators should be expressed in Respondents contend that the the preliminary determination may not the same terms. They argue that the Department’s calculations for this final remain in effect for more than four Department can correct this inaccuracy determination should include the months, we will instruct the U.S. by ensuring that the ratios are expressed corrected POI sales figures which were Customs Service to discontinue the in the same terms, and recommend presented and verified at verification. suspension of liquidation for accomplishing this by converting to The figures which were corrected were: merchandise entered on or after January dollars the numerators and the USIMINAS total sales value; the 29, 2000 but to continue the suspension denominators. volume and value of COSIPA exports of of liquidation of entries made between Petitioners argue that the asymmetry subject merchandise to the United October 1, 1999 and January 29, 2000. results from respondents having States; and, the volume and value of We will reinstate suspension of reported unusable data. Petitioners note CSN total sales and the value of CSN liquidation under section 706(a) of the that respondents’ proposed correction exports of the subject merchandise to Act if the ITC issues a final affirmative works entirely to respondents’ the United States. advantage by resulting in a higher Department’s Position: We agree with injury determination, and will require a repayment ratio. Petitioners note that in respondents and have used the cash deposit of estimated countervailing accordance with CIT rulings, corrected figures in our calculations for duties for such entries of merchandise respondents are not entitled to benefit this final determination. The in the amounts indicated above. from their failure to satisfy the Department normally accepts minor ITC Notification Department’s requests for information; corrections to submitted information at thus for any year in which the verification, and the opportunity to In accordance with section 705(d) of Department does not have the make minor corrections was included in the Act, we will notify the ITC of our appropriate information, petitioners the verification outlines that were used determination. In addition, we are urge the Department to assume the ratio to prepare for verification. The corrected making available to the ITC all non- is zero. figures were verified in accordance with privileged and non-proprietary Department’s Position: We agree, in our standard verification procedures; information related to this investigation. part, with respondents and petitioners. thus, we have used them in the We will allow the ITC access to all In calculating the gamma ratio, we calculations. privileged and business proprietary would prefer to compare historical information in our files provided the subsidies with historical net worth, or Verification ITC confirms that it will not disclose indexed subsidies with indexed net In accordance with section 782(i) of such information, either publicly or worth. For purposes of the preliminary the Act, we verified the information under an administrative protective determination, we used the same used in making our final determination. order, without the written consent of the

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Assistant Secretary for Import Applicable Statute and Regulations from November 15 through November Administration. Unless otherwise indicated, all 20, 1999, at COSIPA’s production If the ITC determines that material citations to the Tariff Act of 1930, as facility in Cubatao, Brazil. See injury, or threat of material injury, does amended (the Act), are references to the Memorandum For the File; ‘‘Sales not exist, this proceeding will be provisions effective January 1, 1995, the Verification of Sections A–C Questionnaire Responses Submitted by terminated and all estimated duties effective date of the amendments made ´ Companhia Siderurgica Paulista deposited or securities posted as a result to the Act by the Uruguay Round (COSIPA),’’ December 17, 1999 of the suspension of liquidation will be Agreements Act (URAA). In addition, (COSIPA’s Sales Verification Report) refunded or canceled. If, however, the unless otherwise indicated, all citations and Memorandum to Neal Halper, ITC determines that such injury does to the Department’s regulations are to Acting Director, Office of Accounting; exist, we will issue a countervailing the regulations codified at 19 CFR Part ‘‘Verification of the Cost of Production duty order. 351 (April 1999). and Constructed Value Submissions of ´ Destruction of Proprietary Information Final Determination Companhia Siderurgica Paulista,’’ In the event that the ITC issues a final We determine that certain cold-rolled December 23, 1999 (COSIPA’s Cost Verification Report). negative injury determination, this flat-rolled carbon-quality steel products The Department verified sections A notice will serve as the only reminder (cold-rolled steel) from Brazil are being, (General Information) and B (Home to parties subject to Administrative or are likely to be, sold in the United Market Sales) responses of Rio Negro Protective Order (APO) of their States at less than fair value (LTFV), as Industria e Comercio de Aco S.A. (Rio responsibility concerning the provided in section 735 of the Act. The Negro) (an affiliated distributor of destruction of proprietary information estimated margins of sales at LTFV are USIMINAS) on November 4 and disclosed under APO in accordance shown in the Suspension of Liquidation November 5, 1999. The verification was with 19 CFR 351.305(a)(3). Failure to section of this notice. performed at Rio Negro’s sales branch comply is a violation of the APO. Case History and administrative headquarters in This determination is published Guarulhos, Brazil. See Memorandum to We published in the Federal Register pursuant to sections 705(d) and 777(i) of the File; ‘‘Sales Verification Report of the Preliminary Determination in this the Act. Rio Negro Industria e Comercio de Aco investigation on November 10, 1999. Dated: January 18, 2000. S.A.,’’ December 27, 1999, (Rio Negro’s See Notice of Preliminary Determination Robert S. LaRussa, Sales Verification Report). Public of Sales at Less Than Fair Value: Cold- versions of these, and all other Assistant Secretary for Import Rolled Flat-Rolled Carbon-Quality Steel Administration. Departmental memoranda referred to Products from Brazil, 64 FR 61249 herein, are on file in room B–099 of the [FR Doc. 00–1849 Filed 2–3–00; 8:45 am] (November 10, 1999) (Preliminary BILLING CODE 3510±DS±P main Commerce building. Determination). Since the publication of On November 29, 1999, Bethlehem the PreliminaryDetermination the Steel Corporation, Gulf States Steel, following events have occurred. Inc., Ispat Inland Steel, LTV Steel DEPARTMENT OF COMMERCE One of the respondents in this ´ Company, Inc., National Steel International Trade Administration investigation, Companhia Siderurgica Corporation, Steel Dynamics, Inc.,U.S. Nacional (CSN) refused verification. The Steel Group, a unit of USX Corporation, Department verified sections A–C of [A±351±830] ´ Weirton Steel Corporation, Independent Usinas Siderugicas de Minas Gerais Steelworkers Union, and United Notice of Final Determination of Sales (USIMINAS’) responses from November Steelworkers of America (petitioners) at Less Than Fair Value: Certain Cold- 15 through November 19, 1999, at requested a public hearing. On January Rolled Flat-Rolled Carbon-Quality Steel USIMINAS’ administrative headquarters 6, 1999, the petitioners withdrew Products From Brazil in Belo Horizonte, Brazil. The requests for a hearing, and therefore, Department verified section D of there was no hearing for this AGENCY: Import Administration, USIMINAS’ response from November 8 investigation. On December 30, 1999, International Trade Administration, through November 12, 1999, at petitioners and USIMINAS/COSIPA Department of Commerce. USIMINAS’ production facility in filed case briefs. We received rebuttal Ipatinga, Brazil. See Memorandum For ACTION: Notice of final determination of briefs from petitioners, USIMINAS/ the File; ‘‘Sales Verification of Sections COSIPA and CSN on January 5, 2000. sales at less than fair value. A–C Questionnaire Responses ´ On December 23, 1999, the Department Submitted by Usinas Siderurgicas de sent a request to USIMINAS to submit EFFECTIVE DATE: February 4, 2000. Minas Gerais, S.A., December 23, 1999 a new home market sales listing as a FOR FURTHER INFORMATION CONTACT: (USIMINAS’ Sales Verification Report) ´ result of minor corrections identified at Phyllis Hall (Companhia Siderurgica and Memorandum to Neal Halper, verification. The Department received Nacional or CSN), Martin Odenyo Acting Director, Office of Accounting; ´ this information on December 30, 1999. (Usinas Siderurgicas de Minas Gerais ‘‘Verification of the Cost of Production and Companhia Siderπrgica Paulista or and Constructed Value Data— Scope of the Investigation USIMINAS/COSIPA), Nancy Decker, or USIMINAS,’’ December 20, 1999 For purposes of this investigation, the Robert M. James, Import (USIMINAS’ Cost Verification Report). products covered are certain cold-rolled Administration, International Trade The Department verified sections A– (cold-reduced) flat-rolled carbon-quality ´ Administration, U.S. Department of C of Companhia Siderurgica Paulista steel products, neither clad, plated, nor Commerce, 14th Street and Constitution (COSIPA’s) responses from November 8 coated with metal, but whether or not Avenue, N.W. Washington, DC 20230; through November 12, 1999, at annealed, painted, varnished, or coated telephone: (202) 482–1398, (202) 482– COSIPA’s production facility in with plastics or other non-metallic 5254, (202) 482–0196 and (202) 482– Cubatao, Brazil. The Department substances, both in coils, 0.5 inch wide 5222, respectively. verified section D of COSIPA’s response or wider, (whether or not in

VerDate 272000 06:48 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00065 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5555 successively superimposed layers and/ definitions in the Harmonized Tariff • Silico-manganese steel, as defined in or otherwise coiled, such as spirally Schedules of the United States the HTSUS; oscillated coils), and also in straight (HTSUS), are products in which: (1) • Silicon-electrical steels, as defined in lengths, which, if less than 4.75 mm in iron predominates, by weight, over each the HTSUS, that are grain-oriented; thickness having a width that is 0.5 inch of the other contained elements; (2) the • Silicon-electrical steels, as defined in or greater and that measures at least 10 carbon content is 2 percent or less, by the HTSUS, that are not grain- times the thickness; or, if of a thickness weight, and; (3) none of the elements oriented and that have a silicon of 4.75 mm or more, having a width listed below exceeds the quantity, by level exceeding 2.25 percent; exceeding 150 mm and measuring at weight, respectively indicated: • All products (proprietary or least twice the thickness. The products 1.80 percent of manganese, or otherwise) based on an alloy ASTM described above may be rectangular, 2.25 percent of silicon, or specification (sample specifications: square, circular or other shape and 1.00 percent of copper, or ASTM A506, A507); include products of either rectangular or 0.50 percent of aluminum, or • Non-rectangular shapes, not in coils, non-rectangular cross-section where 1.25 percent of chromium, or which are the result of having been such cross-section is achieved 0.30 percent of cobalt, or processed by cutting or stamping 0.40 percent of lead, or subsequent to the rolling process (i.e., and which have assumed the 1.25 percent of nickel, or products which have been ‘‘worked character of articles or products 0.30 percent of tungsten, or after rolling’’)—for example, products classified outside chapter 72 of the which have been beveled or rounded at 0.10 percent of molybdenum, or 0.10 percent of niobium (also called HTSUS. the edges. • Silicon-electrical steels, as defined in Specifically included in this scope are columbium), or the HTSUS, that are not grain- vacuum degassed, fully stabilized 0.15 percent of vanadium, or oriented and that have a silicon (commonly referred to as interstitial-free 0.15 percent of zirconium. level less than 2.25 percent, and (IF)) steels, high strength low alloy All products that meet the written (HSLA) steels, and motor lamination physical description, and in which the (a) fully-processed, with a core loss of steels. IF steels are recognized as low chemistry quantities do not exceed any less than 0.14 watts/pound per mil carbon steels with micro-alloying levels one of the noted element levels listed (.001 inch), or of elements such as titanium and/or above, are within the scope of this (b) semi-processed, with core loss of less niobium added to stabilize carbon and investigation unless specifically than 0.085 watts/pound per mil nitrogen elements. HSLA steels are excluded. The following products, by (.001 inch); • recognized as steels with micro-alloying way of example, are outside and/or Certain shadow mask steel, which is levels of elements such as chromium, specifically excluded from the scope of aluminum killed cold-rolled steel copper, niobium, titanium, vanadium, this investigation: coil that is open coil annealed, has and molybdenum. Motor lamination • SAE grades (formerly also called AISI an ultra-flat, isotropic surface, and steels contain micro-alloying levels of grades) above 2300; which meets the following elements such as silicon and aluminum. • Ball bearing steels, as defined in the characteristics: Steel products included in the scope HTSUS; Thickness: 0.001 to 0.010 inch of this investigation, regardless of • Tool steels, as defined in the HTSUS; Width: 15 to 32 inches

CHEMICAL COMPOSITION

Element ...... C Weight % ...... <0.002%

• Certain flapper valve steel, which is polished, and which meets the Thickness: ≤1.0 mm hardened and tempered, surface following characteristics: Width: ≤ 152.4 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Weight % ...... 0.90±1.05 0.15±0.35 0.30±0.50 ≤0.03 ≤0.006

MECHANICAL PROPERTIES

Tensile Strength ...... ≥162 Kgf/mm 2 Hardness ...... ≥475 Vickers hardness number

PHYSICAL PROPERTIES

Flatness ...... <0.2% of nominal strip width

Microstructure: Completely free from decarburization. Carbides are spheroidal and fine within 1% to 4% (area percentage) and are undissolved in the uniform tempered martensite.

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NON-METALLIC INCLUSION

Area Percentage

Sulfide Inclusion % ...... ≤0.04 Oxide Inclusion % ...... ≤0.05

Compressive Stress: 10 to 40 Kgf/mm 2

SURFACE ROUGHNESS

Thickness (mm) Roughness (µ) t ≤0.209 ...... Rz ≤0.5 0.209

• Certain ultra thin gauge steel strip, Thickness: ≤0.100 mm ±7% which meets the following Width: 100 to 600 mm characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Al Fe Weight % ...... ≤0.07 0.2±0.5 ≤0.05 ≤0.05 ≤0.07 Balance

MECHANICAL PROPERTIES

Hardness ...... Full Hard (Hv 180 minimum) Total Elongation ...... <3% Tensile Strength ...... 600 to 850 N/mm 2

PHYSICAL PROPERTIES

Surface Finish ...... ≤0.3 micron. Camber (in 2.0 m) ...... <3.0 mm. Flatness (in 2.0 m) ...... ≤0.5 mm. Edge Burr ...... <0.01 mm greater than thickness. Coil Set (in 1.0 m) ...... <75.0 mm.

• Certain silicon steel, which meets Width: 33 to 45.5 inches the following characteristics: Thickness: 0.024 inch +/¥.0015 inch

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al Min. Weight % ...... 0.65 Max. Weight % ...... 0.004 0.4 0.09 0.009 0.4

MECHANICAL PROPERTIES

Hardness ...... B 60±75 (AIM 65)

PHYSICAL PROPERTIES

Finish ...... Smooth (30±60 microinches) Gamma Crown (in 5 inches) ...... 0.0005 inch, start measuring 1¤4 inch from slit edge Flatness ...... 20 I±UNIT max. Coating ...... C3A±.08A max. (A2 coating acceptable) Camber (in any 10 feet) ...... 1¤16 inch Coil Size I.D...... 20 inches

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MAGNETIC PROPERTIES

Core Loss (1.5T/60 Hz) ...... 3.8 Watts/Pound max. NAAS ...... Permeability (1.5T/60 Hz) ...... 1700 gauss/oersted typical NAAS ...... 1500 minimum

• Certain aperture mask steel, which has an ultra-flat surface flatness and which meets the following characteristics: Thickness: 0.025 to 0.245 mm Width: 381–1000 mm

CHEMICAL COMPOSITION

Element ...... C N Al Weight % ...... <0.01 0.004 to <0.007 0.007

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Si Al As Cu B N Min. Weight % ...... 0.02 0.20 0.03 Ð 0.003 Max. Weight % ...... 0.06 0.40 0.02 0.023 0.03 0.08 0.02 0.08 Ð 0.008 (Aiming (Aiming (Aiming 0.005) 0.018 0.05) Max.)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides >1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Extra Bright ...... 5 (0.1) 0 (0) 7 (0.2)

• Certain annealed and temper-rolled cold-rolled continuously cast steel, which meets the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Al N Weight % ...... <0.08 <0.04 <0.40 <0.03 <0.03 0.010±0.025 <0.0025

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Tolerance: Guaranteed inside of 15 mm from mill edges ...... ±5 percent (aim ±4 percent) Width Tolerance ...... ¥0/+7 mm Hardness (Hv) ...... Hv 85±110 Annealing ...... Annealed Surface ...... Matte Tensile Strength ...... >275N/mm 2 Elongation ...... >36%

• Certain annealed and temper-rolled cold-rolled continuously cast steel, in coils, with a certificate of analysis per Cable System International (‘‘CSI’’) Specification 96012, with the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Base Weight ...... 55 pounds Theoretical Thickness ...... 0.0061 inch (+/¥10 percent of theoretical thickness) Width ...... 31 inches Tensile Strength ...... 45,000±55,000 psi

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Elongation ...... minimum of 15 percent in 2 inches

• Certain full hard tin mill black plate, continuously cast, which meets the following characteristics:

CHEMICAL COMPOSITION:

Element ...... C Mn P S Si Al As Cu B N Min. Weight % .... 0.02 0.20 0.03 0.003 Max. Weight % ... 0.06 0.40 0.02 0.023 (Aiming 0.03 0.08 (Aiming 0.02 0.08 0.008 (Aiming 0.018 Max.) 0.05) 0.005)

Non-metallic Inclusions: Examination with the S.E.M. shall not reveal individual oxides 1 micron (0.000039 inch) and inclusion groups or clusters shall not exceed 5 microns (0.000197 inch) in length. Surface Treatment as follows: The surface finish shall be free of defects (digs, scratches, pits, gouges, slivers, etc.) and suitable for nickel plating.

SURFACE FINISH

Roughness, RA Microinches (Micrometers) Aim Min. Max.

Stone Finish ...... 16(0.4) 8(0.2) 24(0.6)

• Certain ultra-bright tin mill black plate meeting ASTM 7A specifications for surface finish and RA of seven micro-inches or lower. • Concast cold-rolled drawing quality sheet steel, ASTM A–620–97, Type B, or single reduced black plate, ASTM A–625–92, Type D, T–1, ASTM A–625–76 and ASTM A–366–96, T1–T2–T3 Commercial bright/luster 7a both sides, RMS 12 maximum. Thickness range of 0.0088 to 0.038 inches, width of 23.0 inches to 36.875 inches. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 53 pound base weight (0.0058 inch thick) with a Temper classification of T–2 (49–57 hardness using the Rockwell 30 T scale). • Certain single reduced black plate, meeting ASTM A–625–76 specifications, 55 pound base weight, MR type matte finish, TH basic tolerance as per A263 trimmed. • Certain single reduced black plate, meeting ASTM A–625–98 specifications, 65 pound base weight (0.0072 inch thick) with a Temper classification of T–3 (53–61 hardness using the Rockwell 30 T scale). • Certain cold-rolled black plate bare steel strip, meeting ASTM A–625 specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.02 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0058 inch ±0.0003 inch Hardness ...... T2/HR 30T 50±60 aiming Elongation ...... ≥ 15% Tensile Strength ...... 51,000 psi ±4.0 aiming

• Certain cold-rolled black plate bare steel strip, in coils, meeting ASTM A–623, Table II, Type MR specifications, which meet the following characteristics:

CHEMICAL COMPOSITION

Element ...... C Mn P S Max. Weight % ...... 0.13 0.60 0.04 0.05

PHYSICAL AND MECHANICAL PROPERTIES

Thickness ...... 0.0060 inch (±0.0005 inch) Width ...... ≤10 inches (+1¤4 to 3¤8 inch/±0) Tensile strength ...... 55,000 psi max. Elongation: ...... minimum of 15 percent in 2 inches

• Certain ‘‘blued steel’’ coil (also know as ‘‘steamed blue steel’’ or ‘‘blue oxide’’) with a thickness of 0.30 mm to 0.42 mm and width of 609 mm to 1219 mm, in coil form; • Certain cold-rolled steel sheet, whether coated or not coated with porcelain enameling prior to importation, which meets the following characteristics: • Thickness (nominal): ≤ 0.019 inch

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• Width: 35 to 60 inches

CHEMICAL COMPOSITION

Element ...... C O B Max. Weight % ...... 0.004 Min. Weight % ...... 0.010 0.012

• Certain cold-rolled steel, which meets the following characteristics: • Width: > 66 inches

CHEMICAL COMPOSITION

Element ...... C Mn P Si Max. Weight % ...... 0.07 0.67 0.14 0.03

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±2.000 Min. Yield Point (MPa) ...... 265 Max Yield Point (MPa) ...... 365 Min. Tensile Strength (MPa) ...... 440 Min. Elongation % ...... 26

• Certain band saw steel, which meets the following characteristics: Thickness: ≤ 1.31 mm Width: ≤ 80 mm

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cr Ni Weight % ...... 1.2 to 1.3 0.15 to 0.35 0.20 to 0.35 ≤ 0.03 ≤ 0.007 0.3 to 0.5 ≤ 0.25

Other properties: Carbide: fully spheroidized having > 80% of carbides, which are ≤ 0.003 mm and uniformly dispersed Surface finish: bright finish free from pits, scratches, rust, cracks, or seams, smooth edges Edge camber (in each 300 mm of length): ≤ 7 mm arc height Cross bow (per inch of width): 0.015 mm max. • Certain transformation-induced plasticity (TRIP) steel, which meets the following characteristics: Variety 1

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.09 1.0 0.90 Max. Weight % ...... 0.13 2.1 1.7

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive) Min. Yield Point (MPa) ...... 320 Max Yield Point (MPa) ...... 480 Min. Tensile Strength (MPa) ...... 590 Min. Elongation % ...... 24 (if 1.000±1.199 thickness range) 25 (if 1.200±1.599 thickness range) 26 (if 1.600±1.999 thickness range) 27 (if 2.000±2.300 thickness range)

Variety 2

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.12 1.5 1.1 Max. Weight % ...... 0.16 2.1 1.9

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.000±2.300 (inclusive)

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PHYSICAL AND MECHANICAL PROPERTIESÐContinued Min. Yield Point (MPa) ...... 340 Max Yield Point (MPa) ...... 520 Min. Tensile Strength (MPa) ...... 690 Min. Elongation % ...... 21 (if 1.000±1.199 thickness range) 22 (if 1.200±1.599 thickness range) 23 (if 1.600±1.999 thickness range) 24 (if 2.000±2.300 thickness range)

Variety 3:

CHEMICAL COMPOSITION

Element ...... C Si Mn Min. Weight % ...... 0.13 1.3 1.5 Max. Weight % ...... 0.21 2.0 2.0

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 1.200±2.300 (inclusive) Min. Yield Point (MPa) ...... 370 Max Yield Point (MPa) ...... 570 Min. Tensile Strength (MPa) ...... 780 Min. Elongation % ...... 18 (if 1.200±1.599 thickness range) 19 (if 1.600±1.999 thickness range) 20 (if 2.000±2.300 thickness range)

• Certain corrosion-resistant cold-rolled steel, which meets the following characteristics: Variety 1:

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.15 0.40 0.08 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.600±0.800 Min. Yield Point (MPa) ...... 185 Max Yield Point (MPa) ...... 285 Min. Tensile Strength (MPa) ...... 340 Min. Elongation % ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 2:

CHEMICAL COMPOSITION

Element ...... C Mn P Cu Min. Weight % ...... 0.15 Max. Weight % ...... 0.10 0.40 0.10 0.35

PHYSICAL AND MECHANICAL PROPERTIES

Thickness Range (mm) ...... 0.800±1.000 Min. Yield Point (MPa) ...... 145 Max Yield Point (MPa) ...... 245 Min. Tensile Strength (MPa) ...... 295 Min. Elongation % ...... 31 (ASTM standard 31% = JIS standard 35%)

Variety 3:

CHEMICAL COMPOSITION

Element ...... C Si Mn P S Cu Ni Al Nb, Ti, V, B Mo Max. Weight % ... 0.01 0.05 0.40 0.10 0.023 0.15±.35 0.35 0.10 0.10 0.30

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PHYSICAL AND MECHANICAL PROPERTIES

Thickness (mm): ...... 0.7 Elongation %: ...... ≥35

• Porcelain enameling sheet, drawing available in reaching the applicable administrative review conducted under quality, in coils, 0.014 inch in thickness, determination under this title.’’ The section 751 (or section 753 for +0.002, ¥0.000, meeting ASTM A–424– statute requires that certain conditions countervailing duty cases), or any other 96 Type 1 specifications, and suitable be met before the Department may resort information on the record. for two coats. to the facts available. Where the CSN The merchandise subject to this Department determines that a response investigation is typically classified in to a request for information does not We have determined that, in light of the HTSUS at subheadings: comply with the request, section 782(d) CSN’s refusal to continue it’s 7209.15.0000, 7209.16.0030, 7209.16.0060, of the Act provides that the Department participation in this investigation, facts 7209.16.0090, 7209.17.0030, 7209.17.0060, available are warranted with respect to 7209.17.0090, 7209.18.1530, 7209.18.1560, will so inform the party submitting the response and will, to the extent CSN for the final determination. 7209.18.2550, 7209.18.6000. 7209.25.0000, Further, as a result of CSN’s refusal to 7209.26.0000, 7209.27.0000, 7209.28.0000, practicable, provide that party the 7209.90.0000, 7210.70.3000, 7210.90.9000, opportunity to remedy or explain the permit verification, adverse inferences 7211.23.1500, 7211.23.2000, 7211.23.3000, deficiency. If the party fails to remedy are appropriate, pursuant to section 7211.23.4500, 7211.23.6030, 7211.23.6060, the deficiency within the applicable 776(b). The Department, for this final 7211.23.6085, 7211.29.2030, 7211.29.2090, time limits, the Department may, subject determination, has selected as the facts 7211.29.4500, 7211.29.6030, 7211.29.6080, to section 782(e), disregard all or part of otherwise available with respect to CSN, 7211.90.0000, 7212.40.1000, 7212.40.5000, the highest margin in the petition of 7212.50.0000, 7225.19.0000, 7225.50.6000, the original and subsequent responses, as appropriate. Briefly, section 782(e) 63.32 percent. Please see Comment 3 7225.50.7000, 7225.50.8010, 7225.50.8085, below for a more detailed explanation of 7225.99.0090, 7226.19.1000, 7226.19.9000, provides that the Department ‘‘shall not 7226.92.5000, 7226.92.7050, 7226.92.8050, decline to consider information that is this issue. and 7226.99.0000. submitted by an interested party and is USIMINAS/COSIPA Although the HTSUS subheadings are necessary to the determination but does Please see comment section below. provided for convenience and U.S. not meet all the applicable requirements Customs Service (‘‘U.S. Customs’’) established by [the Department]’’ if the Critical Circumstances purposes, the written description of the information is timely, can be verified, is As in the Preliminary Determination, merchandise under investigation is not so incomplete that it cannot be used, 64 FR 61249, 61261 (November 10, dispositive. and if the interested party acted to the The Department received comments 1999), we continue to find critical best of its ability in providing the from a number of parties including circumstances for respondents information. Where all of these importers, respondents, consumers, and USIMINAS/COSIPA as well as for ‘‘all conditions are met, and the Department the petitioners, aimed at clarifying the others.’’ As for CSN, due to its refusal can use the information without undue scope of these investigations. See to permit verification of its company- difficulties, the statute requires it to do Memorandum to Joseph A. Spetrini specific shipment data for the base and so. In addition, section 776(b) of the Act (Scope Memorandum), January 18, comparison periods, we no longer have provides that, if the Department finds 2000, for a list of all persons submitting reliable data upon which to base a that an interested party ‘‘has failed to comments and a discussion of all scope critical circumstances determination for cooperate by not acting to the best of its comments including those exclusion this respondent. Therefore, we must use ability to comply with a request for requests under consideration at the time facts available in accordance with information,’’ the Department may use of the preliminary determination in section 776(a) of the Act. Accordingly, information that is adverse to the these investigations. we examined whether U.S. Customs interests of the party as the facts data reasonably preclude an increase in Period of Investigation otherwise available. Adverse inferences shipments of fifteen percent or more The period of the investigation (POI) are appropriate ‘‘to ensure that the party within a relatively short period for CSN. is April 1, 1998, through March 31, does not obtain a more favorable result However, these data include products 1999. by failing to cooperate than if it had not subject to this investigation and, cooperated fully.’’ See Statement of therefore, we cannot rely on these data Facts Available Administrative Action (SAA) in determining whether there were Section 776(a)(2) of the Act provides accompanying the URAA, H.R. Doc. No. massive shipments of subject that ‘‘if an interested party or any other 316, 103d Cong. 2nd Sess. (1994), at merchandise over a relatively short person—(A) withholds information that 870. Furthermore, ‘‘an affirmative period. Moreover, these data do not has been requested by the administering finding of bad faith on the part of the permit the Department to ascertain the authority * * *; (B) fails to provide respondent is not required before the import volumes for any individual such information by the deadlines for Department may make an adverse company, including CSN. As a result, in the submission of the information or in inference.’’ Final Rule: Antidumping accordance with section 776(b) of the the form and manner requested subject Duties; Countervailing Duties:, 62 FR Act, we have used an adverse inference to subsections (c)(1) and (e) of section 27296, 27340 (May 19, 1997). The in applying facts available and 782; (C) significantly impedes a statute notes, in addition, that in determine that there were massive proceeding under this title; or (D) selecting from among the facts available imports from CSN over a relatively short provides such information but the the Department may, subject to the period. information cannot be verified as corroboration requirements of section With respect to companies in the ‘‘all provided in section 782(i), the 776(c), rely upon information drawn others’’ category, it is the Department’s administering authority shall, subject to from the petition, a final determination normal practice to base its section 782(d), use the facts otherwise in the investigation, any previous determination on the experience of

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Determination of Sales at Less Than Fair in the antidumping questionnaire and As in the Preliminary Determination, Value: Certain Steel Concrete reporting instructions. the Department finds U.S. sales to be at Reinforcing Bars from Turkey , 62 FR the same LOT as home market mill Affiliated Respondents 9737, 9741 (March 4, 1997). However, direct sales. Therefore, U.S. sales were for companies in the ‘‘all others’’ In our preliminary determination, we only compared to home market mill category we do not use adverse facts determined that USIMINAS and direct sales, and no LOT adjustment was available. Accordingly, we considered COSIPA were affiliated parties, and we necessary. the verified shipping data of the other collapsed these entities. See Collapsing mandatory respondents (USIMINAS/ Memorandum to Joseph A. Spetrini Export Price COSIPA). In this case, we found massive from Richard Weible, October 12, 1999 The Department based its calculations imports for USIMINAS/COSIPA, based (Collapsing Memo). For the purpose of on EP in accordance with section 772(a) on an increase in imports of more than this investigation, we continue to of the Act, because the subject 100 percent. We also considered consider these two respondents as a merchandise was sold by the producer whether U.S. customs data would single entity. Petitioners also argue that or exporter directly to the first permit the Department to analyze all three respondents are affiliated and unaffiliated purchaser in the United imports of subject merchandise by other should be collapsed. For this final States prior to importation. The producers (by, for example, backing out determination, the Department Department calculated EP based on shipments by USIMINAS/COSIPA). determined that there is insufficient packed prices charged to the first However, these data include products evidence on the record to warrant a unaffiliated customer in the United not subject to this investigation. collapsing of all three respondents. See States. Therefore, it is not appropriate to base Comment 1 below for a further We calculated EP for USIMINAS/ our critical circumstances determination discussion of this issue. COSIPA based on the same on these data. (See Final Determination methodology employed in the Level of Trade of Sales at Less Than Fair Value: Preliminary Determination, except as Stainless Steel Sheet and Strip in Coils USIMINAS/COSIPA noted in the comment section below, From Germany, 64 FR 30710, 30728 In our preliminary determination, the and in addition, amounts reported as (June 8, 1999)). We considered that the Department found that in the home warranty for U.S. sales are treated as sole respondent with verified scope- market USIMINAS/COSIPA made sales movement expenses in the final specific shipment data for the base and to end-users, affiliated distributors, and determination (see Final Analysis comparison periods demonstrated unaffiliated distributors. USIMINAS/ Memorandum dated January 18, 2000). massive imports. See Preliminary COSIPA claims seven ‘‘channels of Determination, 64 FR 61249,61261 Normal Value distribution’’ with respect to home (November 10, 1999) Based on these market sales: (1) Mill to original Home Market Viability facts, we find that there were massive equipment manufacturer (OEMs); (2) imports from the uninvestigated As discussed in the Preliminary mill to affiliated distributor; (3) mill to companies. Determination, we determined that the Accordingly, for this final unaffiliated distributor; (4) affiliated home market was viable for USIMINAS/ determination we find that critical distributor to affiliated distributor; (5) COSIPA. Therefore, we based NV on circumstances exist for USIMINAS/ affiliated distributor to OEM; (6) home market sales in the usual COSIPA, CSN and for the ‘‘all others’’ affiliated distributor to non-affiliated commercial quantities and in the category. distributor; and (7) affiliated distributor ordinary course of trade. to retailer. As in the Preliminary Fair Value Comparisons Determination, we determine that the Affiliated-Party Transactions and Arm’s Length Test To determine whether sales of cold- selling functions of the affiliates for rolled steel products from Brazil were downstream sales were significantly Sales to affiliated customers in the made at less than fair value, we different than those for mill direct sales, home market not made at arm’s length compared the export price (EP) to the and therefore, we determine that prices (if any) were excluded from our normal value (NV), as described in the downstream sales by affiliates were analysis because we consider them to be Export Price and Normal Value sections made at a different level of trade (LOT) outside the ordinary course of trade. See of this notice below. In accordance with than other HM sales. 19 CFR 351.102. To test whether these section 777A(d)(1)(A)(i) of the Act, we In addition, while USIMINAS/ sales were made at arm’s length prices, calculated weighted-average EPs for COSIPA mill direct sales to end-users we compared, on a model-specific basis, comparison to weighted-average NVs. (whether or not further processed) and the prices of sales to affiliated and mill direct sales to unaffiliated unaffiliated customers, net of all Product Comparisons distributors involve different channels movement charges, direct selling In accordance with section 771(16) of of distribution, these sales do not expenses, and packing. Where, for the the Act, all products produced by involve significant differences in selling tested models of subject merchandise, respondents covered by the description functions. Therefore, we do not consider prices to the affiliated party were on in the Scope of Investigation section these channels to represent different average 99.5% or more of the price to above and sold in Brazil during the POI levels of trade. Thus, we determine that unaffiliated parties, we determined that are considered to be foreign like downstream sales and mill direct sales sales made to the affiliated party were products for purposes of determining represent two different home market at arm’s length. See 19 CFR 351.403(c) appropriate product comparisons to LOTs. and Preamble to 19 CFR 351.403(c). In

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We length prices and, therefore, we prices below the COP, we examined made adjustments, where appropriate, excluded them from our LTFV analysis. whether such sales were made (1) for physical differences in the merchandise in accordance with section See, e.g., Final Determination of Sales at within an extended period of time in 773(a)(6)(C)(ii) of the Act, as well as for Less Than Fair Value: Certain Cold- substantial quantities, and (2) at prices differences in circumstances of sale Rolled Carbon Steel Flat Products from which permitted the recovery of all (COS) in accordance with section Argentina, 58 FR 37062, 37077 (July 9, costs within a reasonable period of time 773(a)(6)(C)(iii) of the Act and 19 CFR 1993). in the normal course of trade, in 351.410 of the Department’s regulations. Where the exclusion of such sales accordance with sections 773(b)(1)(A) In accordance with section 773(a)(6) of eliminated all sales of the most and (B) of the Act. On a product-specific the Act, we deducted home market appropriate comparison product, we basis, we compared the COP to home packing costs and added U.S. packing made a comparison to the next most market prices (including billing costs (see Comment 8). similar model. adjustments), less any applicable As in the Preliminary Determination, Cost of Production Analysis movement charges, discounts and rebates, and vat taxes (ICMS and IPI). we find it is appropriate to use two Petitioners provided reasonable averaging periods to avoid the grounds to believe or suspect that Results of the COP Test possibility of a distortion in the USIMINAS/COSIPA’s sales of the dumping calculation. This methodology foreign like product under consideration Pursuant to section 773(b)(2)(C) of the is consistent with our policy adopted in for determining NV may have been at Act, where less than 20 percent of the Stainless Steel Plate in Coils from prices below the cost of production respondent’s sales of a given product Korea, 64 FR 15444, 15452 (March 31, (COP), as provided in section were at prices less than the COP, we did 1999) (SSPC from Korea) and Stainless 773(b)(2)(A)(ii) of the Act. Therefore, not disregard any below-cost sales of Steel Sheet and Strip from Korea, 64 FR pursuant to section 773(b)(1) of the Act, that product because we determined 30664, 30676 (June 8, 1999) (Stainless we initiated a COP investigation of sales that the below-cost sales were not made Sheet from Korea). Therefore, for all by the respondents in this investigation. in substantial quantities. Where 20 respondents, we have used two In accordance with section 773(b)(3) percent or more of the respondent’s averaging periods for this final of the Act, we calculated the weighted- sales of a given product during the POI determination, the beginning of the POI average COP based on the sum of were at prices less than the COP, we through January 12, 1999, and January respondents’ cost of materials, determined such sales to have been 13, 1999, through the end of the POI. made in substantial quantities within an fabrication, general expenses, and We calculated NV for USIMINAS/ extended period of time, in accordance packing costs. We relied on USIMINAS/ COSIPA based on the same COSIPA’s submitted COP, except in the with section 773(b)(2)(B) of the Act. methodology employed in the following specific instances: Because we compared prices to POI or Preliminary Determination except as 1. For USIMINAS we adjusted the fiscal year average costs, we also noted in the comment section below, in transfer price for iron ore obtained from determined that such sales were not addition to minor changes noted in the an affiliated supplier in accordance with made at prices which would permit Final Analysis Memorandum as a result the major input rule. See Comment 20. recovery of all costs within a reasonable of verification. 2. Consistent with the preliminary period of time, in accordance with determination we revised its submitted section 773(b)(2)(D) of the Act. Currency Conversion G&A expense ratio to exclude packing Therefore, we disregarded the below- As in the Preliminary Determination, expenses from the cost of goods sold cost sales. used as the denominator in the our analysis of dollar-real exchange calculation of the ratio. In addition, for Calculation of CV rates show that the real declined rapidly the final determination we revised the in early 1999, losing over 40 percent of In accordance with section 773(e)(1) G&A expense ratio to include employee its value in January 1999, when the of the Act, we calculated CV based on profit sharing expenses and write-offs of Brazilian government ended its the sum of each respondent’s cost of idled-assets. See Comments 22 and 24. exchange rate restrictions. The decline 3. We revised the reported cost of materials, fabrication, general expenses, was, in both speed and magnitude, manufacturing (COM) to include idled- U.S. packing costs, and profit. We made many times more severe than any asset depreciation expense in COSIPA’s adjustments to each respondent’s change in the dollar-real exchange rate costs. See Comment 23. reported cost as indicated above in the during recent years, and it did not 4. Consistent with the preliminary COP section. In accordance with section rebound significantly in a short time. As determination we revised respondents 773(e)(2)(A) of the Act, we based selling, such, we determine that the decline in submitted financial expense ratio to general and administrative expenses the real during January 1999 was of include expenses for export financing and profit on the amounts incurred and such magnitude that the dollar-real and exclude foreign exchange losses realized by each respondent in exchange rate cannot reasonably be related to accounts receivable. See connection with the production and sale viewed as having simply fluctuated at Comment 21. of the foreign like product in the that time, i.e., as having experienced ordinary course of trade, for only a momentary drop in value relative Test of Home Market Prices consumption in Brazil. For selling to the normal benchmark. We find that We compared the weighted-average expenses, we used the actual weighted- there was a large, precipitous drop in COP for each respondent, adjusted average home market direct and indirect the value of the real in relation to the where appropriate (see above), to home selling expenses. U.S. dollar in January 1999.

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We used daily rates from January 13, producers will be collapsed where According to petitioners, CSN’s 1999 through March 4, 1999 based on producers have production facilities for refusal to cooperate in this investigation the analysis discussed in the similar and identical products that or to permit verification at its facilities preliminary determination. We then would not require substantial retooling casts doubts on CSN’s assertion that it resumed the use of our normal of either facility in order to restructure operates independently. Furthermore, methodology through the end of the manufacturing priorities, and the petitioners claim that the factors in this period of investigation (March 31, Secretary concludes there is significant investigation are similar to those relied 1999), starting with a benchmark based potential for manipulation of price or upon in prior determinations such as on the average of the 20 reported daily production. Referring to this same Final Results of Antidumping Duty rates on March 5, 1999. See Comment 3 section, which explains that the Administrative Review: Certain Fresh below for further discussion of our Department examines the following Cut Flowers from Columbia, 61 FR methodology. factors, among others: (i) The level of 42833, 42853 (August 19, 1996) (Fresh Analysis of Interested Party Comments common ownership; (ii) overlapping Cut Flowers); Final Results of board of directors; and (iii) whether Antidumping Duty Administrative I. Issues Pertaining to All Three operations are intertwined, such as Review: Gray Portland Cement and Respondents through involvement in production and Clinker from Mexico, 64 FR 13148, Comment 1: Whether To Collapse pricing decisions, petitioners claim that 13151 (March 17, 1999); Final USIMINAS/COSIPA With CSN there is a potential for CSN and Determination of Sales at Less than Fair USIMINAS/COSIPA to manipulate price Value: Stainless Steel Wire Rod from Petitioners assert that in addition to and production. According to Sweden, 63 FR 40449, 40453–54 (July collapsing USIMINAS/COSIPA, all of petitioners, CSN and USIMINAS/ 29, 1998); and Final Results of the respondents should be collapsed COSIPA are capable of easily shifting Antidumping Duty Administrative into a single entity for purposes of this production among themselves, as Review and Partial Termination of investigation. They argue that CSN and evidenced by similar production Administrative Review: Circular USIMINAS/COSIPA produce the same facilities and similar products. Welded Non-Alloy Steel Pipe from the products, share common directors, and Additionally, petitioners point out that Republic of Korea, 62 FR 55574, 55587– have intertwined operations, all of the Brazilian government determined 88 (October 27, 1997), in which the which create the potential for the that CVRD, the biggest shareholder in Department collapsed respondents. manipulation of price or production. USIMINAS and a major shareholder in Petitioners argue that the record in the Referring to the Letter from Dewey CSN, should sell off some or all of its instant case is even more compelling Ballantine LLP to the U.S. Department steel assets on the basis of because of the findings of the Brazilian of Commerce, Case No. A–351–828 ‘‘unacceptable concentration of interests government. Petitioners concluded that (March 11, 1999) (Collapsing and abuse of economic power.’’ See the three companies should be assigned Comments) and the November 8, 1999, Petitioners’ November 8, 1999 a single rate in this investigation based submission by petitioners in the instant submission at 2–3 and Attachment 1 on the companies meeting the statutory case, petitioners argue that the linkages (‘‘CVRD Told to Sell Steel Interests,’’ standard for affiliation and collapsing, between all three respondents clearly Metal Bulletin, August 19, 1999, at 19). the documentation of collusive practices satisfy the affiliation and collapsing criteria set out in the Department’s Petitioners also point out that the by the Brazilian government, CSN’s regulations. Brazilian government has been refusal to cooperate, and the Petitioners cite to the definition of investigating, and recently fined, CSN, Department’s previous decisions. affiliated parties and what constitutes USIMINAS, and COSIPA for price-fixing CSN counters that petitioners have ‘‘control’’ of one entity over another in and allegedly operating a cartel. See not provided any new or convincing section 771(33)(E) and (G) of the Act Petitioners’ November 8, 1999 arguments or information to support and in the Statement of Administrative submission at 2–3 and Attachment 2 collapsing. CSN stresses that two Action, H.R. Doc. No. 103–316, at 838– (‘‘Brazilian Mills Deny Price-Fixing, criteria in section 351.401(f)(1) of the 30 (1994) (SAA). Petitioners maintain Face Large Fines,’’ Metal Bulletin, Department’s regulations must be met that CSN, in conjunction with November 1, 1999, at 3). with respect to collapsing: (1) The Companhia Vale do Rio Doce (CVRD) Petitioners cite cases (see FAG companies are affiliated, and (2) the and other affiliated companies, or the Kugelfischer v. United States, 932 F. companies have similar production ‘‘CSN/CVRD group,’’ is affiliated with Supp. 315 (CIT 1996); Nihon Cement facilities that could be used to USIMINAS/COSIPA as evidenced by (1) Co., Ltd. v. United States, 17 CIT 400 restructure manufacturing priorities and the CSN/CVRD group sharing equity (1993); Queen’s Flowers de Colombia, et there is a significant potential for and managerial relationships, thereby al., v. United States, 981 F. Supp. 617 manipulation of price or production. establishing a single business unity (CIT 1997)) in which the U.S. Court of Regarding criterion one, CSN argues that under the control of Benjamin International Trade (the Court) upheld shareholdings and board memberships Steinbruch, the chairman of the board of the Department’s articulation of these have not changed since the Hot-Rolled CSN and CVRD; (2) the CSN/CVRD collapsing criteria. Petitioners state that Steel from Brazil investigation, where group being the largest single the central issue according to the Court the Department found an absence of shareholder in USIMINAS. See is ‘‘whether parties are sufficiently affiliation (see Notice of Final Memorandum from Case Analysts to the related to present the possibility of price Determination of Sales at Less Than Fair File, Case No. A–351–830 at Exhibit 2, manipulation.’’ Petitioners stress that Value; Certain Hot-Rolled Flat-Rolled page 1 (December 23, 1999) (USIMINAS there is more than a ‘‘possibility’’ of Carbon Quality Steel Products from Sales Verification Report); and (3) the price manipulation in the instant Brazil, 64 FR 38756, 38762–63 (July 19, ‘‘CSN/CVRD group’’ sharing board investigation, and that evidence 1999) (Hot-Rolled Steel from Brazil)) nor members with USIMINAS. confirms that the three companies are have they changed since the cold-rolled Petitioners note that the Department’s extensively intertwined and act countervailing verification of CSN and regulations at section 351.401(f)(2) collectively to manipulate prices and CVRD (CVD Verification Report of provide that two or more affiliated production. CVRD at 1–2 (December 1, 1999); and

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CVD Verification Report of CSN at 2 support their claim that they have a statute, the Department’s regulations, (December 1, 1999). competitive relationship with CSN and and the Department’s practice (see CSN points out that the Brazilian that the companies are not affiliated. Section 773e(b) of the Act). Respondents government findings, which it claims is Referring to Milton Handler et Al., emphasize that they fully cooperated the only new information proffered by Trade Regulation ch. 4 (3d ed. 1990) with the Department on the collapsing petitioners, does not meet criterion two: (discussing ‘‘Competitor Collaboration issue; therefore the Department cannot the potential for the manipulation of on Price Fixing and Division of render its collapsing decision on the price or production. CSN states that the Markets,’’) respondents argue that price- basis of facts available (see 19 U.S.C. Brazilian government was merely fixing arises when competitors share section 1677e). Furthermore, recommending CVRD sell some or all of price information, not when different respondents contend that applying its steel assets, and that the government arms of the same company share it. adverse facts available in the collapsing observed the ‘‘possibility’’ of limited Respondents also agree with CSN that issue would reward CSN for its non- competition. CSN claims that this does the Brazilian government’s participation, while penalizing not mean that CVRD controls either CSN recommendation that CVRD divest itself USIMINAS/COSIPA for their full or USIMINAS/COSIPA, or that of certain investments was merely an cooperation, because this would result petitioners have produced any new unenforceable policy recommendation. in lower weighted-average rate for CSN facts. Regarding the charges of price- Respondents follow up by stressing that and a higher rate for USIMINAS/ fixing between CSN and USIMINAS/ CVRD does not face any sanctions or COSIPA than the rates calculated in the COSIPA, CSN maintains that these penalties if it does not act on the Preliminary Determination. charges are not true. Nonetheless, CSN Brazilian government’s Respondents conclude that the cases claims that the Brazilian government’s recommendation. See CVD Verification petitioners discussed with respect to the investigation proves that CSN and Report of CVRD at 2. Additionally, collapsing issue are based on factors USIMINAS/COSIPA are not affiliated, respondents agree with CSN that this that are completely absent from the since affiliated companies are permitted information does not prove that CVRD instant investigation. USIMINAS/ to discuss and set prices. Furthermore, actually controls both CSN and COSIPA and CSN should not be CSN emphasizes that the Brazilian USIMINAS. collapsed because they are not mutually government claimed that the companies Respondents argue that petitioners controlled by a third party, and do not were resembling a cartel not a documented links between CVRD and control each other. In addition, monopoly; but, in any case, the CSN, not between CSN and USIMINAS respondents note that petitioners have government has not brought up charges. or even CVRD and USIMINAS. In any abandoned their argument in the CSN concludes that the second case, respondents emphasize that parallel countervailing duty criterion of the law cannot be used to neither CSN nor CVRD controls investigation. prove the first criterion, and that USIMINAS, as noted in the Hot-Rolled petitioners have failed to present Steel From Brazil, 64 FR 38756, 38763 Department’s Position anything new on the issue of affiliation. and the CVD Verification Report of We disagree with petitioners. The Although petitioners presented new CVRD at 2, or COSIPA. Furthermore, Department has determined that information on the issue of price respondents claim that CVRD almost USIMINAS and COSIPA should be manipulation, CSN states that this sued USIMINAS to withdraw its collapsed for margin calculation information, which is being appealed, investment, the two companies are purposes. To collapse CSN with does not prove that the companies are moving toward a more distant USIMINAS/COSIPA, as petitioners affiliated. relationship, and CVRD refused to assist suggest, requires that we first find that USIMINAS/COSIPA (hereinafter, USIMINAS in responding to the CSN and USIMINAS/COSIPA are referred to as respondents) agree with Department’s requests for information. affiliated parties within the meaning of CSN that the collapsing argument is See USIMINAS and COSIPA’s Section A section 771(33) of the Act. Because we moot because the Department has Response, July 20, 1999, at Exhibit. 9; find that USIMINAS/COSIPA is not already rejected it six times in four USIMINAS Verification Report at 7 and affiliated with CSN, we have not consecutive investigations. Respondents 8; CVD Verification Report of CVRD at collapsed these entities for purposes of assert that, in the Hot-Rolled Steel from 2, and Respondents Rebuttal Brief, this investigation. Brazil investigation, the Department had January 5, 2000 at Exhibit 3. The issue of whether CSN is affiliated rejected the significance of USIMINAS As to petitioners comments regarding with USIMINAS/COSIPA is governed by and CSN sharing a board member and CSN’s refusal to cooperate in section 771(33) of the Act, which deems the allegations of price fixing. See Hot- verification, respondents counter that the following persons to be affiliated: Rolled Steel From Brazil, 64 FR 38756, the Department did verify CSN (A) Members of a family; (B) any officer 38762–38763. Additionally, extensively in the CVD proceeding, but or director of an organization and such respondents point out that Mr. Gabriel have no opinion as to whether the organization; (C) partners; (D) employer Stoliar, who petitioners claim was a Department should apply adverse facts and employees; (E) any person directly member of the board for both available against CSN for not or indirectly owning, controlling, or USIMINAS and CSN during the POI, has participating further in the instant holding with power to vote, 5% or more not served on the USIMINAS board investigation (see Comment 2). of the outstanding voting stock or shares since June 1999. See USIMINAS Sales However, respondents strongly disagree of any organization and such Verification Report at 9–10. with petitioners’ argument that the organization; (F) two or more persons On the subject of price-fixing, Department apply adverse facts directly or indirectly controlling, respondents state that USIMINAS/ available against USIMINAS/COSIPA controlled by, or under common control COSIPA and CSN are fierce competitors. because of CSN’s withdrawal from the with, any person; and (G) any person See CVD Verification Report of CSN at case. Respondents state that applying who controls any other person and such 3 (December 1, 1999). Respondents adverse facts available on one company other person. For purposes of this argue that the Brazilian authorities’ based on the actions of another provision, a person controls another price-fixing allegations, which unaffiliated company is against WTO person if the person is in a position to USIMINAS/COSIPA have denied, agreements, the U.S. ‘‘facts available’’ exercise restraint or direction over the

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The Department created new ‘‘control groups.’’ With interest, direct or indirect, in finds that, under the circumstances of respect to USIMINAS and CSN, there is USIMINAS (USIMINAS/COSIPA does this case, CVRD is not in a position to no such of common control. We not own or control any shares in CSN). control USIMINAS within the meaning do not find any definable corporate CSN owns a 31% equity interest in of section 771(33) of the Act. Because group that controls both CSN and Valepar, which owns 27% of CVRD. CVRD does not control USIMINAS, it USIMINAS. Thus, we do not have a Throughout the POI, CVRD, in turn, had cannot exercise common control over basis in the record to find affiliation a 15.48%, 23.14%, or 22.99% interest in both CSN and USIMINAS within the under section 771(33)(F) of the Act. USIMINAS, with changes in equity meaning of subsection (F). Therefore, With respect to section 771(33)(G) of interest taking place in July 1998 and the issue of whether CVRD controls CSN the Act, petitioners have again failed to January 1999. Even assuming the is moot for purposes of this analysis. clearly identify a basis for finding that highest possible percentages of equity Previ, like CVRD, is affiliated with CSN controls USIMINAS (or ownership by CSN in Valepar, by both CSN and USIMINAS through USIMINAS/COSIPA), or vice versa. Valepar in CVRD, and by CVRD in equity ownership. However, subsection Petitioners appear to argue that CSN and USIMINAS, CSN would own well under (F) requires a finding of common CVRD are a ‘‘corporate group’’ for 5% of USIMINAS. Based on this control, not merely of common purposes of the affiliation analysis. evidence, CSN and USIMINAS/COSIPA affiliation. Previ is not a member of the While we agree that CSN and CVRD are are not affiliated within the meaning of USIMINAS shareholders’ agreement, affiliated, that by itself is not sufficient section 771(33)(E) of the Act. which controls 50.52% of the voting to consider them a ‘‘corporate group’’ With respect to affiliation based on stock of that company. Nor is there for purposes of an affiliation analysis. control, petitioners have not clearly other evidence that Previ is in a position Moreover, even if the Department were identified which entities they believe to control USIMINAS. Because the to treat CSN and CVRD as a corporate are in a position to exercise control over record evidence does not establish that group, there is no evidence that the CSN and USIMINAS (or USIMINAS/ Previ is in a position to control alleged ‘‘CSN/CVRD group’’ controls COSIPA) or on which specific USIMINAS, we find that CSN and USIMINAS within the meaning of subparagraph (F or G) of section 771(33) USIMINAS are not affiliated by virtue of section 771(33)(G) of the Act. More to they are relying in their analysis. common control by Previ. the point, we do not find a sufficient Therefore, we have analyzed petitioners The SAA recognizes that, even in the basis in the record to treat CSN, CVRD comments under both section 771(33)(F) absence of an equity relationship, and (G). control may be established ‘‘through and Previ as a corporate group for In accordance with section 771(33)(F), corporate or family groupings’’ (see SAA purposes of the affiliation analysis. See we first examined whether the record at 838), i.e., a corporate or family group Hot-Rolled Steel From Brazil, 64 FR establishes common control over these may constitute a ‘‘person’’ within the 38756, 38762. entities by Mr. Steinbruch, CVRD, or meaning of section 771(33) of the Act. Although petitioners have submitted Previ pension fund (which itself holds See Ferro Union v. United States, Slip new information since the Hot-Rolled significant ownership interests in CSN, Op. 99–27 (CIT, March 23, 1999). In Steel From Brazil on the investigation CVRD, and USIMINAS) as separate such a case, the control factors of by the Brazilian Ministry of Justice of entities. Assuming arguendo that we individual members of the group (e.g., these companies, there is not sufficient were to conclude that Mr. Steinbruch, as stock ownership, management evidence on the record to determine that chairman of CSN’s board of directors, positions, board membership) are USIMINAS/COSIPA and CSN should be controls CSN, the record contains no considered in the aggregate. collapsed. As noted by respondents, evidence that he controls USIMINAS. Accordingly, the Department considered section 351.401(f)(1) of the Department’s CVRD is affiliated with both CSN and whether USIMINAS and CSN are regulations indicates that the two USIMINAS under section 771(33)(E). affiliated by virtue of common control criteria must be met with respect to CVRD directly owns more than 5% of by a corporate or family group. collapsing: (1) the companies are USIMINAS (22.99% of the voting shares What constitutes a ‘‘corporate group’’ affiliated, and (2) the companies have at the end of the POI) and indirectly for purposes of the affiliation analysis is similar production facilities that could owns, through its holdings in Docenave, not defined; the Department must be used to restructure manufacturing more than 5% of CSN (10.3% of the address the issue on a case-by-case priorities and there is a significant voting shares). However, CVRD does not basis. The cases in which the potential for manipulation of price or control both CSN and USIMINAS. Mr. Department has recognized that production. While the Brazilian Gabriel Stoliar, the CEO of CVRD, serves affiliation exists by virtue of Ministry of Justice investigation may on the eight-to-ten-member boards of participation in the same corporate or relate to the second criterion, the first both CSN and USIMINAS. However, family group involved common control threshold requirement, affiliation, has Brazilian law prohibits board members of the firms at issue by members of the not been met. from representing any other company’s same family, the same group of Because the record evidence does not interests while serving on the board of investors, or the same group of support a finding that USIMINAS (or a different company. See COSIPA’s corporations. In other words, the USIMINAS/COSIPA) and CSN are Sales Verification Report at 4. In ‘‘control group’’ language in the SAA affiliated under any provision of section addition, the record indicates that the does not add a new criterion to the 771(33), there is no basis to apply the USIMINAS board of directors (the statutory definition of ‘‘affiliation.’’ It collapsing criteria in section 351.401(f). ‘‘administrative council’’) is responsible merely acknowledges that the Therefore, the Department has for macroeconomic issues such as controlling entity of the ‘‘common continued to treat CSN and USIMINAS/

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COSIPA as separate entities for the Value of Foam Extruded PVC and Commerce from Counsel for CSN’’, purposes of this investigation. Polystyrene Framing Stock from the November 2, 1999. In addition, CSN United Kingdom, 61 FR at 51411, 51412 failed to respond to a second II. Company Specific Sales Comments (October 2, 1996), where the respondent supplemental questionnaire of October CSN withdrew from the proceeding and the 15, 1999. Therefore, under sections 776 Comment 2: Use of Total Facts Department used the respondent’s own (a)(2)(B), (C), and (D) of the Act, the Available for CSN information to calculate the margin Department must use facts otherwise because it was higher than the highest available in making its determination. Petitioners state that CSN’s abrupt margin alleged in the petition or the In addition, as required by section refusal to cooperate in this investigation highest calculated rate of any 782(d), CSN was warned that failure to warrants the use of total adverse facts respondent in the investigation. participate in the investigation or permit available. Petitioners specifically Petitioners conclude that the instant verification constituted a deficiency reference CSN’s failure to provide a investigation requires the Department to which could result in the use of the reconciliation of its submitted costs to use a margin of 63.32 percent, which is facts available. Moreover, section 782(e) the amounts in its cost of manufacturing the highest margin provided in the is not applicable as CSN did not permit statement. In addition, petitioners point Petition, as adverse facts available. verification, the information CSN out that CSN refused to provide CSN responds by referring to its submitted cannot serve as a reliable information regarding its reported November 2, 1999 letter to the basis for making the final determination, commission payments, and on the eve Department, where it announced that it and CSN has not demonstrated that it of verification, refused to respond to any was pulling out of the investigation has acted to the best of its ability to requests for further information, and because any results of the investigation provide the information requested and would not permit the Department to ‘‘would have no basis in reality.’’ CSN to meet other requirements (e.g. verify any information. states that the verified dumping margin verification) established by the Citing section 782(i)(1) of the Act, would have been close to, and just as Department with respect to the petitioners state that the Department commercially prohibitive as, the facts information. Thus, the use of facts must verify information before making a available rate. While CSN expected to be available is also warranted under final determination or must use facts painted as uncooperative, CSN claims it section 782. available if the information cannot be did not want the Department to invest Section 776(b) provides that, where verified. Petitioners further assert that it its resources in verifying data that facts available are otherwise is the Department’s longstanding would have still resulted in a market- appropriate, an adverse inference may practice, which the courts have upheld, prohibitive rate reflective of a time be used when a party has failed to to use total facts available, including when the Brazilian real was overvalued. cooperate by not acting to the best of its information and comments on the In sum, CSN expects the Department ability to comply with requests for record, when a party prevents the to use facts available to determine CSN’s information. (See also SAA at 198.) Department from verifying its data and deposit rate, and denies that it has ever Such adverse inference may include withdraws from participation in an ‘‘frustrated the Department’s inquiry.’’ reliance on information derived from investigation. Petitioners maintain that CSN claims that it submitted the cost the petition. To determine whether the CSN stands to benefit from its lack of reconciliations cited by petitioners. respondent cooperated by acting to the cooperation and its withdrawal from Additionally, CSN stresses that it has best of its ability under 776(b), the this proceeding; therefore, using total not prevented the Department from Department considers, among other adverse facts available is justified. investigating the affiliation issue. facts, the accuracy and completeness of Petitioners note that the statute According to CSN, these issues were submitted information and whether the permits the Department, in relying on verified in the instant countervailing respondent has hindered the calculation facts available, to draw an adverse duty investigation, as well as in the hot- of accurate dumping margins. See, e.g, inference where a respondent has failed rolled steel investigation. Final Results of Antidumping Duty to cooperate by not acting to the best of Administrative Review: Certain Welded Department’s Position its ability. Petitioners argue that this is Carbon Steel Pipes and Tubes from the case here, since CSN has withdrawn We agree with petitioners that the Thailand;, 62 FR 53808, 53819–53820, from the proceeding, refuses further application of adverse facts available is (October 16, 1997) (Certain Welded participation, and would not permit warranted. Section 776(a)(2) of the Act Carbon Steel from Thailand); Final verification of its information. provides that if an interested party Results of Antidumping Duty Petitioners note that the Department’s withholds information that has been Administrative Review: Brass Sheet and well-established practice in such cases requested by the Department, fails to Strip from Germany; 63 FR 42823, is to employ total adverse facts provide such information by the 42824 (August 11, 1998). available. Petitioners further note that deadlines for the submission of CSN’s failure to participate following when a company refuses to cooperate or information or in the form and manner the Preliminary Determination and otherwise significantly impedes an requested, significantly impedes a refusal to permit verification of its investigation, the Department uses as proceeding under the antidumping information on the record demonstrate adverse facts available the highest of: (1) statute, or provides such information the CSN has failed to cooperate to the The highest margin in the petition (or but the information cannot be verified, best of its ability in this investigation. initiation); (2) the highest margin the Department shall, subject to Thus, the Department has determined calculated for another respondent subsections 782 (c)(1) and (e) of the Act, that, in selecting among the facts within the same country for the same use facts otherwise available in reaching otherwise available, an adverse class or kind of merchandise, or (3) the the applicable determination. Because inference is warranted with regard to estimated margin found in the the respondent CSN withdrew from the CSN. The Department’s well-established Preliminary Determination. proceeding following the Preliminary practice in such cases is to employ total With respect to adverse facts Determination, CSN’s questionnaire adverse facts available. Consistent with available, petitioners cite Notice of Final response on the record is unverifiable. Department practice in cases in which Determination of Sales at Less Than Fair See ‘‘Letter to the Secretary of a respondent fails to cooperate to the

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Petitioners do acknowledge that 776(b)(1) of the Act, we have applied, as margin was calculated by reviewing all the Change in Policy Regarding facts available, a margin based on the of the data presented and by requesting Currency Conversion, 61 FR 9434 highest margin alleged in the petition. clarification and confirmation from (March 8, 1996) (Policy Bulletin 96–1) See, e.g., Notice of Final Determination petitioners and their sources as needed. calls for the use of actual daily rates of Sales at Less Than Fair Value: Certain See Attachment B to the Initiation when declines in the value of foreign Steel Concrete Reinforcing Bars From Checklist and Memorandum to the File: currency are so ‘‘precipitous and large’’ Turkey, 62 FR 9737–9738 (March 4, Telephone Conversation with Market as to reasonably preclude the possibility 1997). Research Firm Regarding the Petition for that it is only fluctuating. However, they Section 776(c) of the Act requires the the Imposition of Antidumping Duties argue that while the Department has the Department to corroborate, to the extent (June 21, 1999). discretion to establish the definition practicable, secondary information used We noted that the U.S. price quote of ‘‘fluctuation in exchange rates,’’ that as facts available. Secondary the per unit values of the subject definition must be reasonable. See information is described in the SAA at merchandise derived by petitioners Chevron U.S.A., Inc. v. Natural 870 as ‘‘[i]nformation derived from the were well within the range of the Resources Defense Council, Inc., 467 petition that gave rise to the average unit values reported by U.S. U.S. 837, 842–43 (1984) (Chevron). investigation or review, the final Customs. U.S. official import statistics Petitioners assert that the Department’s determination concerning the subject are sources which we consider to exception to its stated definition is merchandise, or any previous review require no further corroboration by the unreasonably pro-respondent and has under section 751 concerning the Department. See Notice of Final no basis in law or logic. Petitioners subject merchandise.’’ Determination of Sales at Less Than Fair further argue that Policy Bulletin 96–1, The SAA further provides that Value: Collated Roofing Nails From the in effect, allows countries to dump ‘‘corroborate’’ means simply that the People’s Republic of China, 62 FR 5140, during times of financial crisis. Department will satisfy itself that the 51412 (October 1, 1997). To further In conclusion, petitioners state that in secondary information to be used has corroborate the home market prices in accordance with the statute, the probative value. See SAA at 870. Thus, the petition, for the final determination, Department must ignore fluctuations in to corroborate secondary information, to we reexamined the highest margin in all exchange rates, regardless of their the extent practicable, the Department the petition in light of information size or speed. Moreover, petitioners will examine the reliability and obtained during the investigation to the emphasize that the Department should relevance of the information used. extent it is practicable, and determined apply the normal 40-day benchmark During the Department’s pre-initiation it has probative value. Specifically, we standard in this investigation. analysis of the petition, we reviewed the compared the ex works home market Otherwise, petitioners recommend that adequacy and accuracy of the prices in the petition to the verified if the Department should persist in information in the petition, to the extent home market prices for similar steel adhering to its policy in dealing with appropriate information was available products (i.e., of the same quality, large and precipitous declines, certain for this purpose (e.g., import statistics, dimensions, etc.) reported by legal and methodological defects must foreign market research reports, and USIMINAS/COSIPA, net of all be rectified. Petitioners note the data from U.S. producers). See Initiation movement expenses, discounts and Department’s methodology does not of Antidumping Duty Investigations; billing adjustments, and direct selling adequately indicate when a precipitous Certain Cold-Rolled Flat-Rolled Carbon- expenses. We found that the petition decline occurs, and the methodology Quality Steel Products from Argentina, prices were well within the range of fails to adhere to the underlying Brazil, the People’s Republic of China, prices reported by respondents for rationale as to why currency Indonesia, Japan, the Russian similar products; in fact, these prices fluctuations are ignored, namely Federation, Slovakia, South Africa, were quite conservative compared to the because they provide an inaccurate Taiwan, Thailand, Turkey and actual prices reported by respondents. representation of reality. Therefore, Venezuela, 64 FR 34194 (June 25, 1999) Based on the above, we find that the petitioners recommend the Department (Notice of Initiation) and ‘‘Import estimated margins set forth in the find that a ‘‘precipitous decline’’ occurs Administration AD Investigation petition have probative value. whenever the daily exchange rate is Initiation Checklist,’’ (June 21, 1999). Therefore, we are assigning to CSN the more than 25 percent below the The estimated dumping margins of the highest margin in the petition of 63.32 preceding 40-day average. In addition, petitioners were based on two different percent. petitioners suggest that if the methods. First, EP was determined Department finds a 40-day benchmark is Comment 3: Currency Conversion based on the import average unit value too long to reflect the volatility of Methodology (AUV) for the three ten-digit categories exchange rates in a period of decline, of the HTSUS accounting for 90 percent Petitioners do not agree with how the then it could instead use a 10-day of in-scope imports from Brazil during Department handled its currency benchmark during periods when daily the fourth quarter of 1998. Petitioners conversion methodology for the exchange rates deviated from the 40-day presumed that the customs values used Preliminary Determination. Citing benchmark figure by more than 25 to calculate the AUV for each HTSUS sections 773A(a) of the Act and percent. category reflect the actual ‘‘transaction 351.415(c) of the Department’s Respondents disagree with petitioners value’’ of the merchandise being regulations, petitioners stress that the and request that the Department shipped by Brazilian mills. Second, EP Department is to employ daily exchange continue applying its well-established was determined based on Brazilian rates for currency conversion purposes, currency conversion methodology. producers’ offers for sale of CR flat but that fluctuations in exchange rates Respondents maintain that 773A(a) of products in the United States. shall be ignored. Petitioners note that the Act ‘‘ensure[s] that the process of Petitioners obtained this information this language is mandatory and provides currency conversion does not distort

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See SAA at Respondents argue that the Department proposed alternative to the 842. has applied this aspect of its currency- Department’s established methodology In adopting its currency conversion conversion methodology in other cases would produce inaccurate results. policy, the Department recognized that involving precipitous currency changes. Respondents further assert that a sudden large decrease in the value of (See Preliminary Determination 64 FR petitioners did not provide any a currency without any significant 61249, 61258 (November 10, 1999). evidence or support for their rebound could meet the technical Respondents argue that the currency proposition. In addition, respondents definition of a fluctuation. To avoid this conversion methodology employed by point out that petitioners’ proposed unintended result, in Policy Bulletin the Department is necessary to ensure methodology would overstate the actual 96.1 the Department explained that we its calculations are consistent with the exchange rate, causing unjustifiable would apply the average benchmark rate objectives of the antidumping law. rises and falls during particular periods. in the case of an exchange rate Respondents point out that the Respondents conclude that the ‘‘fluctuation’’ but also stated that we Department has the discretion to Department should continue to use the would use daily rates when ‘‘the decline interpret antidumping laws. currency-conversion methodology it has in the value of a foreign currency is so Furthermore, respondents argue that used for almost four years. precipitous and large as to reasonably cases that petitioners cite do not support preclude the possibility that it is merely their proposition that the Department’s Department’s Position fluctuating.’’ We recognize the Policy currency conversion methodology We disagree with petitioners that our Bulletin did not define a ‘‘precipitous should be changed. To ensure a fair exchange rate methodology has no basis and large’’ decline in the value of a comparison, respondents state that the in law or logic. As stated in the foreign currency, because the Department must ensure that its preliminary results, we made currency Department had not yet faced the calculation methodology continually conversions into U.S. dollars in situation, but properly left this reflects all changes in the commercial accordance with section 773A of the determination to be made in future circumstances of a particular producer Act. Section 773A(a) of the Act directs cases. In Notice of Final Determination that effect the analysis of comparative the Department to use a daily exchange of Sales at Less Than Fair Value: revenue, such as dramatic declines in rate in order to convert foreign Emulsion Styrene-Butadiene Rubber the exchange rate. Citing Stainless Steel currencies into U.S. dollars unless the From The Republic of Korea, 64 FR Plate in Coils from the Republic of daily rate involves a fluctuation. It is the 14865,14867 (March 29, 1999) (Rubber Korea, 64 FR 15444, 15451 (March 31, Department’s practice to find that a from Korea) and other Korean cases, the 1999). Respondents argue that fluctuation exists when the daily Department found that a decline of more ‘‘[d]umping margins should not be exchange rate differs from the than 40 percent within a two-month ‘artificially’ created simply due to benchmark rate by 2.25 percent. The period was sufficiently large and unforeseen changes in the exchange benchmark is defined as the moving precipitous that use of daily rates was rate.’’ average of rates for the past 40 business warranted during this two-month Respondents further assert that the days. When we determine a fluctuation period. In contrast, in Notice of Final Department’s currency conversion to have existed, we substitute the Determination of Sales at Less Than Fair methodology ensures that calculations benchmark rate for the daily rate, in Value: Extruded Rubber Thread from accurately measure the existence or accordance with established practice. Indonesia, 64 FR 14690, 14693 (March absence of dumping on a sale-by-sale See Policy Bulletin 96.1; see also 26, 1999) (Extruded Rubber Thread from basis. Respondents claim that U.S. law Preliminary Results of Antidumping Indonesia), the Department found that a and the WTO Antidumping Agreement Duty Administrative Review; Aramid decline of some 50 percent spread over mandate that the Department focus on Fiber Formed of Poly Para-Phenylene five months was not precipitous and whether calculations accurately Terephthalamide From the Netherlands, large and continued to employ its compare the per unit revenue received 64 FR 36841, 36843 (July 8, 1999); normal exchange rate methodology. See by a producer for a particular export Notice of Preliminary Results and 64 FR 14690, 14693 (March 26, 1999). sale with the per unit revenue received Partial Rescission of Antidumping Duty See Notice of Final Results of for a contemporaneous home market Administrative Review: Canned Antidumping Duty Administrative sale, rather than the results of the Pineapple Fruit From Thailand, 64 FR Review: Certain Welded Carbon Steel calculations. Respondents maintain that 30476, 30480 (June 8, 1999). (An Pipes and Tubes from Thailand, 64 FR the purpose of the trade laws is not to exception to this rule is described 56759, 56763 (October 21, 1999) (Pipe punish companies for whom dramatic below.) and Tube from Thailand). See also, currency drops in short periods of Further, section 773A(b) of the Act DRAMS from Korea: Final Results of time—which are utterly beyond their directs the Department to allow a 60-day Antidumping Duty Administrative control—distort their home market sales adjustment period when a currency has Review, 64 FR 69694, 69703–04 prices once they are converted to U.S. undergone a sustained movement. A (December 14, 1999). dollars. sustained movement occurs when the Our analysis of dollar-real exchange Respondents cite Stainless Sheet from weekly average of actual daily rates rates show that the real declined rapidly Korea, SSPC from Korea and Certain exceeds the weekly average of in early 1999, losing over 40 percent of Welded Carbon Steel from Thailand, benchmark rates by more than five its value in January 1999, when the stating that the Department’s percent for eight consecutive weeks. Brazilian government ended its methodology is not ‘‘pro-respondent’’ (For an explanation of this method see exchange rate restrictions. The decline because it often leads to a more Policy Bulletin 96–1: such an was, in both speed and magnitude, favorable result for petitioners. adjustment period is required only many times more severe than any

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While petitioners have suggested a 10- business, that some customers will Indeed, the decline in value of the real day benchmark (instead of a 20 or 40- claim, after receipt of the product, that was as large and more rapid than the day benchmark), they have not the product does not meet its decline in the value of the Korean won submitted any information to indicate expectations, due to defects, shipping in 1997, which we have found to be that a 10-day average would be any damages or a number of other reasons. precipitous and large in numerous more appropriate or produce more Respondents note that in all of these recent cases. As such, we continue to accurate results than a 20-day average, circumstances, the underlying determine that the decline in the real which day-by-day builds back up to a ‘‘problem’’ with the steel occurs after during January 1999 was of such 40-day benchmark. the sale. Respondents explain that when a magnitude that the dollar-real exchange Comment 4: Home Market Sales With company reimburses the customer for a rate cannot reasonably be viewed as Warranty Expenses having simply fluctuated at that time, warranty claim, because it warrants that i.e., as having experienced only a Petitioners request that the its products will always meet the momentary drop in value relative to the Department reclassify all of USIMINAS’ customer’s expectations, the company normal benchmark. We find that there home market sales with home market incurs a warranty cost. Respondents was a large, precipitous drop in the warranty (WARRH) amounts as sales of state that the entire purpose of the value of the real in relation to the U.S. non-prime merchandise, and exclude all Department’s field is to isolate these dollar in January 1999, warranting of these particular sales from the costs either on a sale-specific or a application of daily exchange rates. calculation of normal values. Petitioners product line-specific basis. Respondents note that WARRH equals the amount of continue to state that there is no We recognize that, following a large credit notes provided to customers for and precipitous decline in the value of Department practice whereby sale- product quality problems, and that specific warranty expenses are used as a currency, a period may exist during warranty expenses are sale-specific. which exchange rate expectations are a key to then reclassify all sales for Respondents counter that petitioners’ which warranty expenses were incurred revised and thus it is unclear whether request must be rejected for several further declines are a continuation of from prime to non-prime sales. reasons. First, early in this investigation, Respondents, citing Notice of Final the large and precipitous decline or respondents note that the Department Determination of Sales at Less Than Fair merely fluctuations. Under the rejected the petitioners’ request for Value: Stainless Steel Sheet and Strip in circumstances of this case, such blanket reclassification of respondent’s Coils from Italy, 64 FR 30750, 30753 uncertainty may have existed following sales of prime product into non-prime (June 8, 1999), also noted that for most the large, precipitous drop in January product; in its supplemental companies, there are never any warranty 1999. Thus, we devised a methodology questionnaire, the Department costs for non-prime sales, which are for identifying the point following a redirected respondents to classify all sales where a buyer forfeits his right to precipitous drop at which it is sales as prime or non-prime on a ‘‘sold a warranty claim. Therefore, reasonable to presume the rates were as’’ basis. Second, respondents state that respondents maintain that all sales with merely fluctuating. Beginning on there have been no developments since warranty claims should not be January 13, 1999, we used only actual the Department originally rejected the reclassified as non-prime merchandise daily rates until the daily rates were not petitioners’ identical request. Although because it would make the Department’s more than 2.25 percent below the the petitioners cite the Department’s warranty field meaningless. average of the 20 previous daily rates for verification report finding that Respondents conclude that the warranty five consecutive days. At that point, we USIMINAS’ warranties relate to quality expense field presumes that the product determined that the pattern of daily problems, respondents argue that this was purchased and sold as a prime rates no longer reasonably precluded the statement only confirms that the product. possibility that they were merely Department verified that respondents’ ‘‘fluctuating.’’ Using a 20-day average warranty expenses are based on Department’s Position for this purpose provides a reasonable customer claims of product quality We agree with the petitioners in part indication that it is no longer necessary problems after a sale is made. Third, and with respondents in part. The to refrain from using the normal respondents state that warranty Department has reclassified USIMINAS’ methodology, while avoiding the use of expenses are based on customer claims home market sales as non-prime sales daily rates exclusively for an excessive of product quality problems, and are in when no quantity adjustment was period of time. Accordingly, from the a separate field from the prime/non- reported but there is a warranty claim. first of these five days, we resumed prime field. Respondents argue that the When the Department examined two classifying daily rates as ‘‘fluctuating’’ significance of this designation at the invoices from a list of invoices with or ‘‘normal’’ in accordance with our time of sale is important because it is warranty reported during verification, standard practice, except that we began fair to assume that a seller will price the company noted that the material with a 20-day benchmark and on each prime products differently than non- was not returned, but was reclassified as succeeding day added a daily rate to the prime products. Respondents further scrap or irregular blank scrap. Since all average until the normal 40-day average state that the prime/non-prime fields sales examined with warranties (and no was restored as the benchmark. See Pipe allows the Department to segregate sales returned quantity) were for sales of and Tube from Thailand. based on information that was known to merchandise that ended up being non- Applying this methodology in the the buyer and seller at the time of sale. prime, we have assumed all sales with instant case, we used daily rates from Respondents argue that the objective warranties (and no returned quantities) January 13, 1999, through March 4, of the warranty field is entirely are non-prime. This is appropriate since 1999. We then resumed the use of our different. Respondents state that all the net price reported (gross unit price normal methodology through the end of purchasers of prime material assume less warranties) is representative of non- the period of investigation (March 31, that they are in fact buying a prime prime merchandise, which is what the 1999), starting with a benchmark based product that meets the specifications customer ended up receiving.

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In addition, as noted on page 39 of the provide a requested document because vast majority of this expense). In USIMINAS’ Sales Verification Report, of the many demands placed on it addition, the allocation on this expense we have found (and at verification during verification, this single omission was done in the aggregate, for various USIMINAS agreed) that where a cannot serve as a reasonable basis to types of discounts. In other words, warranty adjustment was reported and a deny USIMINAS’ home market discount several discounts were lumped together partial quantity adjustment was also adjustment as requested by petitioners. for sales of all products to all customers; reported, these sales are actually partial thus, the allocation was not customer-, Department’s Position returns and warranty is not applicable. product-, or even discount-specific. Therefore, we have set the warranty We agree in part with both petitioners Therefore, we are not satisfied that field (WARRH) to zero where there was and respondents. Two types of USIMINAS submitted this adjustment in a partial return of merchandise. discounts were reported by USIMINAS: the most specific basis that is feasible. (1) Quantity discounts, which were Therefore, we are disallowing the Comment 5: Home Market Discounts reported on a customer specific basis; adjustment to NV for other discounts. Petitioners argue that the Department and (2) other discounts, which were should deny adjustments for reported based on an aggregate amount Comment 6: Home Market Interest USIMINAS’ reported home market for the POI. Both types of discounts Revenue discounts. Petitioners state that the involved dividing all discounts granted Petitioners point out that USIMINAS’ Court of Appeals for the Federal Circuit in the period (by customer in the case late payment interest plus fines charges (Federal Circuit) recently held that price of quantity discounts) for subject and (INTREVH) are applied to all sales on a adjustments must relate exclusively to non-subject merchandise, by the total global basis rather than to specific sales. merchandise within the scope of the sales in the period (by customer in the Referring to SKF, petitioners argue that proceeding, unless the same rebate case of quantity discounts) for subject the interest revenue is not uniformly percentage is uniformly applied to both and non-subject merchandise. applied. Furthermore, they contend that subject and non-subject merchandise. Section 351.401(g) of the the interest revenue adjustment for See SKF USA Inc. v. United States, 180 Department’s regulations state that the USIMINAS’ home market sales is F.3d 1370 (Fed. Cir. 1999) (SKF) and Secretary may consider allocated calculated based on both subject and SKF, 180 F.3d 1376, citing Smith- expenses when transaction-specific non-subject merchandise. In the instant Corona Group, Consumer Products Div. reporting is not feasible, provided the investigation, according to petitioners, v. United States, 713 F.2d 1568, 1580– Secretary is satisfied that the allocation the amount of interest revenue that 81 (Fed. Cir. 1983). Petitioners argue method used does not cause USIMINAS receives from the customer that USIMINAS used both subject and inaccuracies or distortions. In addition, is not the same for each sale let alone non-subject merchandise to calculate any party seeking to report an expense for each product, as it depends on the rebate percentage for discounts, and or price adjustment on an allocated factors that vary from sale-to-sale, such did not provide the Department with basis must demonstrate to the as the number of days after the due date documentation regarding the Secretary’s satisfaction that the that interest is charged. Petitioners ‘‘unusually high’’ discount in the other allocation is calculated on as specific a request the Department to deny discount category, reported in the field basis as is feasible. Also, the Secretary USIMINAS’ calculation of the OTHDISH. Therefore, petitioners will not reject an allocation method adjustment for home market interest conclude that the Department should solely because the method includes revenue, and, as facts available, instead deny USIMINAS’ claimed home market expenses incurred, or price adjustments add the highest reported amount for discounts (quantity discounts made, with respect to sales of INTREVH to the price of all home (QTYDISH) and OTHDISH) to merchandise that does not constitute market sales. customers. subject merchandise or a foreign like Respondents argue that it is well Respondents counter that the product (whichever is applicable). We established that a company may allocate Department should allow this note that the cases cited by petitioner price adjustments when transaction- adjustment to NV. Respondents explain relate to the Department’s practice prior specific reporting is not feasible. that USIMINAS was not able to report to changes made by the URAA and Respondents indicate that the discounts on a sale-by-sale basis given adoption of the Department’s new Department allowed USIMINAS to the difficulties in tracing these regulations. report home market interest revenue in adjustments to the actual sale. For quantity discounts, we find that this manner in Hot-Rolled Steel From Respondents note the allocation USIMINAS has reported this discount in Brazil investigation, and granted the methodology used by USIMINAS is the the most specific basis that is feasible. same adjustment. Respondents state that same as the Department accepted in Moreover, having examined the petitioners miss the point with their Hot-Rolled Steel from Brazil which was information provided by USIMINAS argument in that of course, the amount based on the same facts. Respondents regarding the products it manufactures, that USIMINAS receives in interest will further state that USIMINAS’ allocation we find no reason to conclude that vary from sale to sale, because there is methodology is consistent with the discounts would be granted no reasonable basis for the Department Department’s regulations and the SAA. disproportionately on its out-of-scope to expect every delinquent customer to Respondents note that while petitioners steel products as opposed to its in-scope withhold payment the exact same imply SKF breaks new ground, the steel products as this merchandise is number of days. Moreover, respondents Federal Circuit emphasized its decision broadly similar in value, physical note, when the customer has an was consistent with its past decisions characteristics and the manner in which acceptable reason for late payment then and those of the Court that accepted it is sold. Therefore, this adjustment USIMINAS may decide to extend the reasonable apportionment of meets the criteria of section 351.401(g) due date without charging interest adjustments. Respondents note that the of the Department’s regulations, and we revenue as stated in the Section B Department was able to verify all are continuing to allow an adjustment to response. Respondents maintain that information from USIMINAS, with a NV for quantity discounts. USIMINAS reported interest revenue single exception. Respondent argue that For other discounts, we were unable amounts to the best of its ability, and although USIMINAS was unable to to verify one large item (composing the that its methodology was reasonable and

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Respondents note that COSIPA reasonable for USIMINAS to allocate aggregated with other fixed selling used the same methodology for the price adjustments when transaction- expenses in USIMINAS’ accounting packing adjustment for home market specific reporting is not feasible, and system. Respondents argue that the sales and export sales, so the that the price adjustment methodology Department has consistently accepted methodology was market-neutral. used was appropriate. In Hot-Rolled USIMINAS’s treatment of its port Respondents point out that the Steel from Brazil, 64 FR 38756, 38790– expenses as indirect selling expenses, 38791 (July 19, 1999) we accepted a Department verified that the material including in Hot-Rolled Steel from cost valuations were based on its similar allocation methodology for Brazil and the facts surrounding these September 1998 inventory values after USIMINAS’ interest revenue. Section expenses have not changed. It is further viewing similar records for purchases 351.401(g) of the Department’s claimed that there is nothing inequitable from other months to see if September regulations state that the Secretary may in USIMINAS’ treatment of its was distortive. consider allocated expenses when warehouse expense as indirect selling transaction-specific reporting is not expenses, because USIMINAS treated all According to respondents, although feasible, provided the Secretary is warehouse expenses the same, there were minor variations in per unit satisfied that the allocation method used regardless of whether they were related packing for some other packing does not cause inaccuracies or to home market sales, export sales, or materials, the variations did not distortions. In addition, any party both. undermine COSIPA’s methodology of seeking to report an expense or price using prevailing inventory valuations in adjustment on an allocated basis must Department’s Position September as a surrogate for per unit demonstrate to the Secretary’s We disagree with petitioners. values during the POI. Respondents satisfaction that the allocation is Respondents consistently informed the point out that there was a decision to calculated on as specific a basis as is Department that USIMINAS was unable defer additional verification of the feasible. Also, the Secretary will not to segregate warehousing expenses from packing adjustment to the cost reject an allocation method solely its indirect selling expenses and that it verification to give COSIPA time to because the method includes expenses had reported all warehousing as part of prepare similar documents for incurred, or price adjustments made, these expenses. See respondents’ additional months. Respondents note with respect to sales of merchandise Section B response at B–50 (August 30, that during the cost verification, that does not constitute subject 1999). The Department did not uncover COSIPA presented the additional merchandise or a foreign like product any information at verification to information requested at the sales (whichever is applicable). Therefore, indicate that USIMINAS was able to verification but the cost verifiers did not this adjustment meets the criteria of segregate warehousing from indirect dedicate time in the cost verification to section 351.401(g) of the Department’s expense. Therefore, we have accepted COSIPA’s packing adjustment. regulations, and we are continuing to USIMINAS’ data, as reported, and are Respondents note that the Department accept USIMINAS’ calculation of the not reclassifying USIMINAS’ indirect will accept a Respondent’s packing adjustment for home market interest selling expenses as movement expenses adjustment if reasonable and not revenue. for this final determination. distortive. Respondents state the Comment 7: Indirect Selling Expenses/ Comment 8: Home Market Packing Department should reject the Warehousing Expenses Petitioners request that the petitioners’ request to apply adverse Petitioners argue that the Department Department exclude COSIPA’s home inferences and to reject the petitioners should reclassify all of USIMINAS’ U.S. market packing expenses from its home home market packing costs, and that indirect selling expenses as movement market sales analysis because the COSIPA provided details of its packing expenses. Petitioners point out that Department was unable to examine and adjustment in its Section B/C responses, USIMINAS includes warehousing confirm these costs during verification. as well as explained and prepared expenses incurred at the port of export Petitioners assert that at verification, additional documentation of all aspects in its indirect selling expenses. COSIPA explained it had selected a of packing adjustment at verification. Petitioners note that at verification, month as representative of POI-wide Department’s Position when asked to break out warehousing packing costs, but that the Department expenses from its indirect selling was unable to examine and confirm the We agree with petitioners that expenses, USIMINAS stated it had no validity of the underlying presumption COSIPA’s home market packing means of precisely ascertaining these that one month was, in fact, expenses should be excluded from the costs. Petitioners insist that the representative. final determination. The COSIPA Department has established a clear Respondents state that the verification report notes that COSIPA practice of treating post-shipment Department should deny the petitioners’ based its packing costs solely on warehousing expenses as movement request. Respondents note that Section company records for September 1998. expenses, as prescribed in section B of COSIPA’s response made it clear While the verification team attempted to 351.401(e)(2) of the Department’s that the adjustment for packing establish that these mid-POI costs were Regulations. Respondents state that materials was based on two representative by comparing the USIMINAS’ warehousing expenses are components: valuation of per unit cost reported figures to those for other properly treated as indirect selling and a quantification of types of periods at the beginning and end of the expenses based on verification and the materials used for each packing type. POI, we were unable to do so, because Department’s determination in past Respondents argue that with respect to COSIPA did not provide the appropriate

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The Department reviewed the per-ton only produced worksheets purporting to Respondents state the Department calculation of COSIPA’s billing reflect packing material costs should reject petitioners’ argument and adjustments at verification and, minor throughout the POI at the very end of continue to grant COSIPA’s home mathematical corrections aside, had no verification. These data, however, were market billing adjustment, as corrected. reason to question the underlying untimely and, in any case, unverifiable, Respondents state the billing adjustment methodology. The correct adjustment given that they arrived when there was for the first home-market sales trace was was calculated on a transaction-specific no longer time to look into their properly verified. Respondents argue basis as the adjustment’s total value, accuracy. Thus, we have not reviewed that the petitioners base their claim on inclusive of taxes, divided by the this data for the final determination. a corrected billing adjustment and an applicable tonnage. After reviewing the We also note that COSIPA used the ambiguous sentence in the verification respondents’ clarifications on the proper same methodology for its U.S. packing report regarding an apparent treatment of these billing adjustments expense which, as on the home market overstatement of the billing adjustment the Department does not find error with side, could not be verified. Because of because the supplemental nota fiscal on the methodology used for calculating this verification failure for U.S. and its face indicated a different corrected the corrected billing adjustment for this home market packing expenses, we are, billing adjustment than that presented sale. Therefore, we agree with the as an adverse inference, using the by COSIPA. Respondents note that the respondents that billing adjustment values were properly calculated. reported packing figures for export sales ‘‘difference’’ identified on the We also agree with the argument while denying them for normal value as supplementary nota fiscal does not the facts otherwise available, in raised by petitioners in their rebuttal reflect the Department’s prescribed brief. After careful analysis of the accordance with sections 776(a) and (b) calculation (total credit divided by tons of the Act. Section 776 (a)(2)(D) requires information on the record, we agree that shipped) but the calculator tape (in COSIPA’s billing adjustments represent the use of facts available where COSIPA Sales Verification Exhibit 26) information can not be verified. Section increases to gross unit price, rather than divides the value of the supplemental deductions from gross unit price. See 776(b) calls for the Department to use an nota fiscal by the total quantity shipped adverse inference where it finds, as Memorandum to the File, dated January to arrive at the corrected billing 7, 2000. The Department has corrected here, that a party failed to act to the best adjustment. of its ability to respond to the this error in the final determination by Respondents point out that on all Department’s requests for information. employing GRSUPRH2, which other home market pre-select and As was made abundantly clear at represents the fully-adjusted gross unit surprise sales traces, the Department verification, the necessary price amounts (i.e., the prices after all documentation to calculate accurate noted no discrepancies. Therefore, billing adjustments have been taken into packing costs for both markets based on respondents see no reason to reject all account). a POI-wide sampling of costs, was home market billing adjustments, as petitioners suggest. Comment 10: COSIPA’s Home Market readily at hand for COSIPA. In spite of Resales this, COSIPA elected to base its claim In their rebuttal briefs, petitioners for adjustments for packing costs solely state that the Department should treat Petitioners point out that COSIPA has on a single month’s inventory cost billing adjustments (BILLADJH) not as a certain resales that were not linked to reports, without making any effort to deduction to gross unit price their original production records. establish the validity of this assumption. (GRSUPRH), but as an addition to the Instead, petitioners state, COSIPA relied Accordingly, we find that COSIPA did gross unit price. Petitioners state that a on product characteristics as described not act to the best of its ability to report careful analysis of COSIPA’s data on the billing invoice to generate these costs, indeed, disregarding indicates that the company’s reported CONNUMs, making COSIPA’s reported readily-available cost data for this billing adjustments represent increases material specifications questionable. adjustment. Therefore, as an adverse to gross unit price (as opposed to Petitioners note that the specifications inference, we are denying the home deductions). Petitioners state that in the reported by COSIPA for such resales are market packing adjustment, while using Preliminary Determination, the not specifications of the material the reported U.S. packing costs, based Department subtracted billing actually sold, since the material was on verified data for September, for adjustments (BILLADJH) from gross unit originally produced to a different order. calculating EP. This approach is fully price (GRSUPRH) for all of COSIPA’s Petitioners further assert that COSIPA consistent with the intent of section home market sales. Petitioners urge the made no attempt to link the material 776(b) of the Act, as well as the Court’s Department to correct this alleged error involved in such resales to production holding in Timken Company v. United by adding billing adjustments to gross records even though it said it was States, 673 F. Supp. 495, 512 (CIT unit price, or alternatively, by possible to do so. Petitioners 1987). employing a second variable recommend that the Department (GRSUPRH2) which represents the exclude all sales of such resales, but Comment 9: COSIPA’s Home Market fully-adjusted gross unit price amounts since the resales cannot be separately Billing Adjustments (i.e., the prices after all billing identified, as facts available, the Petitioners request that the adjustments have been taken into Department should exclude all home Department deny COSIPA’s claimed account). Also in their rebuttal, market sales below a specific price. home market billing adjustments in petitioners withdraw their original Respondents state that the their entirety because those adjustments argument that these adjustments were Department should use COSIPA’s could not be verified or, alternatively, improperly reported as they believe it databases as submitted and verified by revise the adjustments to the amounts would be inappropriate for the the Department. Respondents stress that that the Department identified during Department to reward COSIPA for any petitioners argument that the

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Department should exclude all of Respondents argue that petitioners the not a fiscal date, as the date of sale, COSIPA’s home market sales with no wrongly claim that COSIPA ‘‘made no not the petitioner’s proposed use of a production records from its home attempt’’ to link the material invoiced surrogate export contract date as the market database demonstrates a and sold to underlying production date of sale. Respondents note that the wholesale misunderstanding of the records. Respondents note that COSIPA Department presumptively used the products sold. explored several methods to attempt to invoice date as date of sale, although it Respondents point out that COSIPA’s correlate production records with may use another date only if satisfied initial Section B response indicated that invoices for resales; however, at that a different date better reflects the for some isolated product characteristic verification, for any given resale date on which the exporter or producer fields, in limited circumstances, COSIPA was not always able to find the established the material terms of sales. COSIPA believed it was helpful to production records, invoice or order Respondents argue that use of the reference its production records to related to the original sale. Respondents export contract date would be unlawful confirm the correct product note that this is not the same as COSIPA and unreasonable. Respondents point characteristic code. Respondents note not attempting to make the link at all. out the export contract date does not that for a limited category of grades, establish the critical term of sale: actual COSIPA referenced production records Department’s Position quantity produced and sold. According if there was differing yield strength We agree with respondents that sales to respondents, quantity is not known information (i.e., whereas some grades with no production records should not until, at the earliest, the steel is actually specified a minimum yield strength, be excluded. Respondents have produced and leaves the factory. some grades only identified a consistently acknowledged COSIPA’s Respondents further note that COSIPA’s maximum.) In addition, respondents inability to link production records to a date of sale methodology was based on note that reference to production limited amount of sales. However, its entire universe of sales during the records and customer orders was also COSIPA used alternative methodologies, POI, not a limited sample of 4 or 5 sales. helpful in coding the thickness such as referencing the invoice and Therefore, that the Department’s sales tolerance field. Respondents state that customer order, to confirm the product traces at verification found no instance reference to production records was characteristics of the products sold. At of the price or quantity changing is of entirely unnecessary as COSIPA’s verification, for each home market and little moment. Additionally, the invoices provided all of the necessary U.S. sales traced, we compared product Department addressed this very issue in information. characteristics as recorded on COSIPA’s Hot-Rolled Steel from Brazil, rejecting Respondents note that in the event nota fiscal with underlying production petitioners’ arguments regarding COSIPA was unable to link a particular records and did not find a single COSIPA’s date of sale. invoice with a particular production instance where these characteristics Further, respondents state that record, COSIPA used alternative differed between the two sources. petitioners’ allegations are untimely methodology for these sales for certain Therefore, we conclude that the nota- since the Department’s practice is to product characteristic fields. fiscal is a valid substitute for the address the date of sale issue in the Respondents point out that in the case missing production records in this case, early stages of an investigation in the of a customer returning and COSIPA and we find no evidence which would Section A response. Respondents argue then reselling this product to another cast doubt on the reported specifications that during this proceeding neither the customer, COSIPA would lose the link and characteristics of COSIPA’s sales. petitioners nor the Department ever between the final sale and the original Accordingly, we have accepted the suggested COSIPA’s export contract date production records. Respondents note reported product specifications and would be a more appropriate date of that COSIPA used the information in the characteristics for this group of sales. sale at the supplemental Section A or C invoice or customer order or other stages nor at verification, nor did the Comment 11: Date of Sale for COSIPA’s resource as a basis to decide the product Department request that COSIPA alter U.S. Sales characteristic of the product sold. its date of sale methodology. This Respondents claim that the use of According to petitioners, per section eleventh-hour challenge must be alternative information such as the 351.401(i) of the Department’s rejected, COSIPA insists, as it raised at invoice is not distortive, and that it is regulations, the essential terms of a stage in the proceeding which fair to presume a company would not COSIPA’s U.S. sales were established by precludes any correction. mischaracterize its product export contract before the commercial Department’s Position characteristics on an invoice. invoice was issued because sales price Respondents claim that petitioners did not change after the export contract We agree with the respondents that logic is twisted because they assert date. Petitioners urge the Department to the evidence on the record does not affirmatively that the specifications use COSIPA’s contract date in lieu of establish that the contract date best reported by COSIPA for resales are not the commercial invoice date as the represents the date of sale for COSIPA’s the specifications of the material official U.S. date of sale. Since contract U.S. sales. Thus, for date of sale, we actually sold. Respondents point out dates are not reported, petitioners have continued to use the earlier of the that at the time of invoicing when the suggest that, as facts available, the commercial invoice date or the nota product is resold, COSIPA is able to Department revise sales dates by fiscal date. Petitioners make reference to ascertain the product characteristics of subtracting an average number of days page 9 of the COSIPA verification the product to be sold. Respondents between the export contract and report, which states that the export note that in rare cases, COSIPA was not commercial invoice from the reported contract ‘‘for U.S. sales shows the total in a position to confirm the product sale dates, excluding any sales whose tonnage, price and product quality. It characteristic on the invoice with the revised dates of sales fall outside of the also specifies the estimated delivery information for a particular production POI. time, sales conditions, payment terms, run. Respondents state that in many Respondents state that the and has the date of issuance.’’ This dumping investigations, respondents are Department should continue to use the statement is accurate; however, this not able to access production date of sale as identified by COSIPA i.e., statement only relates to the tiny information for each individual invoice. the earlier of the commercial invoice or number of COSIPA’s sales examines,

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We agree with the Rolled Steel from Brazil 64 FR 38756, never been paid and therefore never general principle of the petitioners’ 38780 (July 19, 1996). collected such revenue. Respondents argument that it is not the normal note that for COSIPA’s home market practice for a company operating within Comment 12: Direct Selling Expense sales that remained unpaid as of a market economy to continue operating Related to U.S. Sales October 1, 1999 (the date of its first for any length of time under conditions Petitioners point out that COSIPA supplemental response), the Department of non-payment for a significant portion sells to the United States via COSIPA selected October 1, 1999, as a surrogate of its invoices. At minimum, if a Overseas, located in the Cayman payment date and used that date to company over time does not receive a Islands. Petitioners argue that activities calculate an imputed interest revenue. significant portion of payments, the conducted on behalf of COSIPA Respondents state that in the company would certainly try to Overseas’ and the expenditures Preliminary Determination, the minimize this loss by discontinuing associated with them relate exclusively Department’s decision to impute selling to, or altering the level of to export transactions. (The precise interest revenue is based upon an business conducted with these nature of these expenses necessitates incorrect assumption that COSIPA will customers. Although COSIPA may extensive reference to business inevitably be paid for these sales and indeed not receive full payment (with proprietary information. For a complete will collect interest and penalties. interest and penalties) for a certain discussion of this issue, and our Respondents acknowledge that it number of sales, the Department cannot position thereon, please see the Final receives interest revenue from assume non-payment for all sales with Analysis Memorandum, January 18, customers who pay late, but states it has missing payments reported to the 2000, a public version of which is on reported these receipts appropriately. Department. Without any additional file in room B–099 of the main However, respondents state that the evidence supporting the respondent’s Commerce building.) Petitioners go on record does not support the claim on this matter, the Department is to indicate that COSIPA funds these Department’s decision to impute not in a position to assume non- expenditures by paying an amount to interest revenue receipts on sales for payment of interest revenue for all of COSIPA Overseas on sales from COSIPA which no payment at all has been these sales. Stating this, the Department to COSIPA Overseas. Petitioners assert received, and that COSIPA cannot likewise cannot assume the petitioners’ that the Department found this should predict with certainty when, or if, argument that these sales are sales have been a direct expense. Therefore, certain customers will pay the invoiced outside the ordinary course of trade is petitioners state that the Department amount (including late payment accurate, absent additional record should deduct this amount from the charges). Respondents state that the evidence. Therefore, for sales with U.S. price. Department’s reference in the unreported payment dates, we are Respondents assert that while Preliminary Determination to Section continuing as we did in the Preliminary COSIPA’s accounting books refer to 776(b) of the Act, which authorizes the Determination, 64 FR 61249, 61259 these amounts as a specific type of use of adverse inferences against parties (November 10, 1999) to calculate an expense, this label is not entirely who fail to cooperate, is unwarranted imputed interest revenue expense for accurate, thus explaining the with regard to home market interest COSIPA. See Final Analysis ‘‘confusion’’ engendered by statements revenue on unpaid sales. Respondents Memorandum. referenced in the Department’s COSIPA reference Olympic Adhesives Inc. v. Comment 14: Home Market Freight Sales Verification Report. In fact, United States, 899 F2nd 1565, 1573 Adjusted by ICMS Tax respondents conclude, there is no basis (Fed. Cir. 1990) and state that a in fact or law for concluding that these company’s inability to provide Respondents argue that the amounts represent direct selling information is not the same as a refusal Department should not make a expenses or for deducting these to provide that information. downward adjustment to the reported amounts from COSIPA’s U.S. sales Petitioners state that if it is in fact the home market freight adjustments for prices. case, as respondents claim, that there is ICMS. Respondents note that in the ample reason to believe that the sales Preliminary Determination, the Department’s Position with missing payments within Department excluded from home market We disagree with petitioners. After COSIPA’s home market dataset are sales inland freight costs the associate ICMS careful review of the record, the for which full payment is not expected taxes. Respondents state that the Department has determined that the by COSIPA, then the Department should Department is obligated to make foreign sales expense identified by classify all of those sales as being made deductions from normal value for all petitioners cannot be considered a outside of the ordinary course of inland freight expenses associated with direct expense, since the accounting business, and should exclude those home market sales. See 19 U.S.C. entries do not represent an ‘‘expense’’ at sales from its margin analysis. 1677b(a)(6)(B). Respondents state that all. Therefore, despite the ambiguity Petitioners state that companies such as neither the Department is obligated to engendered by statements recounted in COSIPA will not ordinarily sell make deductions from normal value for the COSIPA verification report on this merchandise to customers from whom all inland freight expenses associated subject, the Department cannot treat they do not expect payment in full for with home market sales. See 19 U.S.C. these accounting entries between the merchandise. Petitioners emphasize 1677b(a)(6)(B). Respondents state that COSIPA Overseas and COSIPA as direct that while non-payment of some portion neither the Department nor the selling expenses because they do not of bills is a possibility, it is not the petitioners have suggested that the

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Respondents conclude that taxes are paid on home market sales and Comment 15: Non-Rectangular Blanks the Department should find that taxes not on U.S. sales; we deduct ICMS taxes paid on freight expenses are part of from reported gross unit price). If ICMS Respondents argue that the movement expenses, and deduct the taxes are included within movement Department should exclude all non- ICMS incurred on freight from normal expenses, which are deducted from the rectangular blanks from the scope of the value (in addition to the expense for the gross unit price, and we calculate gross investigation. Respondents submit a freight service itself), as it has done in unit price net of ICMS taxes, then the brief historical overview:(1) all previous investigations and movement expenses should similarly be Respondents submitted on July 12, 1999 administrative reviews involving a net of the ICMS taxes. ICMS taxes a letter requesting the Department to Respondents. See Final Results of must be concurrently deducted from exclude all non-rectangular blanks from Antidumping Duty Administrative movement expenses, as well as gross the scope of the investigation; (2) the Review: Silicon Metal from Brazil, 63 unit price to make the entire calculation Department’s November 1, 1999, FR 6899, 6908 (February 11, 1998). tax-neutral. Memorandum from Case Analyst to Joseph A. Spetrini (Scope Petitioners argue that the Department In the Second Supplemental correctly subtracted ICMS taxes from Memorandum) did not identify or Questionnaire, we asked respondents to the respondents’ home market inland address the respondent’s scope request; report, for each individual sale, the freight amounts. Petitioners state that and (3) since the Preliminary ICMS taxes paid on inland freight on the the ICMS tax is unquestionably a VAT Determination, petitioners have sales tape. Respondents replied: tax and that the Department’s requested the Department to exclude ‘‘[w]hether or not the ICMS is included adjustment is consistent with its current most non-rectangular blanks from the in the transport expense paid by methodology (petitioners cite to Hot scope of the investigation. Respondents depends on the destination Rolled Steel from Brazil). Petitioners Respondents emphasize that there is a of the shipment. For example, for claim that the respondents’ assertion subset of non-rectangular blanks that is shipments by COSIPA to destinations that the Department has included ICMS covered by the respondents exclusion taxes in home market freight expenses within the state of Sao Paulo, COSIPA request which is not covered by in ‘‘all previous investigations and pays the transporter its fee for the petitioners’ request. The petitioners’ administrative reviews’’ involving transport services, and then COSIPA exclusion request proposes to limit the respondents is not accurate, and that pays the ICMS directly to the state. For exclusion only to non-rectangular there is no basis on the record in this shipments outside the state of Sao blanks that are in the ‘‘approximate investigation to deviate from the Paulo, it is the transporter’s shape or outline of a finished article.’’ Department’s stated practice. responsibility to pay ICMS.’’ See Respondents argue that the Respondents’ Supplemental Response at Department should revise petitioners’ Department’s Position 9 (October 29, 1999). Respondents proposed exclusion definition for We agree with petitioners. For stated that the Department should several reasons: (1) It would be difficult USIMINAS’ U.S. sales examined at deduct any ICMS paid by respondents for U.S. Customs officials to determine, verification, respondents did not directly to the state, but if they could on an entry-by-entry basis, whether a include ICMS tax within home market not identify these ICMS taxes, it would particular non-rectangular blank inland freight for U.S. sales, but did only prejudice them. Respondents approximates the shape or outline of a include ICMS taxes in inland freight for claimed that they were unable to finished article; (2) the petitioners’ home market sales. Likewise, COSIPA perfectly isolate ICMS related to freight exclusion request does not consider the did not include ICMS taxes within in the time permitted (see Id. at 10). fact that consumers of non-rectangular home market inland freight for U.S. Therefore, they did not report it blanks normally require the sales. For COSIPA’s home market sales, separately. Printouts in USIMINAS’’ manufacturer to stamp the product into the evidence is unclear. The vast sales verification exhibits indicate that a shape that is similar to the shape of majority of sales examined at they are indeed able to break out ICMS the final finished product; for the verification were within Sao Paulo state paid to the freight provider. Because customer to do otherwise would not be and, thus, freight charges would not be respondents have failed to provide economical; (3) an application of the subject to ICMS taxes; the freight information by the deadline for Diversified Products criteria invoice for one remaining home market submission, the Department is required demonstrates that all non-rectangular observation indicated no ICMS taxes to apply facts available under section blanks should be excluded. In were included. However, COSIPA has 776(a)(2)(A). Moreover, because particular, there are significant and stated affirmatively that ‘‘freight charges respondents has not acted to the best of meaningful differences in the physical are based on the services plus any its ability to identify the amount ICMS characteristics of the product, the applicable taxes (i.e., ICMS tax). In this an adverse inference is appropriate expectations of the ultimate purchasers, scenario, the freight provider then under 776(b). Consequently, as facts the ultimate use of the product, and the remits the taxes collected from * * * available, we have deducted ICMS tax channels of trade in which the product COSIPA and USIMINAS to the state.’’ from movement expenses (for all home is sold, from the primary cold-rolled USIMINAS/COSIPA Case Brief at 5 market sales with inland freight steel products subject to this (original emphasis); see also reported, by USIMINAS/COSIPA and investigation. See Diversified Products Respondents’ Supplemental their affiliated resellers) based on the v. United States, 572 F. Supp 883 (CIT Questionnaire Response, October 29, highest rate applicable to respondents, 1983). Respondents refer to their July 1999, at 9. Thus, we conclude that the 18 percent. See Respondents’ Section B 12, 1999, analysis of the Diversified preponderance of record evidence Response at B–42 (August 30, 1999). Products criteria and state that the indicates that for USIMINAS/COSIPA, While COSIPA may not have paid taxes application of the Diversified Products

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Petitioners make ‘‘blanks,’’ petitioners did not exclude all character of articles or products reference to respondents’ August 30, cold-rolled steel of non-rectangular classified outside chapter 72 of the 1999, questionnaire response, which shape. See Scope Exclusion Letter at 2. HTSUS.’’ See Petitioners’ Draft of Scope states that sales are categorized as Petitioners maintain that if cold-rolled Exclusion/Clarification Letter (January standard tolerance sales which meet the steel imports are within the scope 12, 2000). Petitioners emphasize that following conditions: (1) Customer did definition, then they are covered by the any product that does not meet these not specify a thickness tolerance; (2) investigation, regardless of their shape. specifications is included within the sales which cannot be linked to a Referring to Chapter 72, Note 1.(k) of the scope of the investigation. customer order; (3) sales from inventory. HTSUS (already set up), petitioners state that non-rectangular shapes are Department’s Position Petitioners state that the burden is on properly classified as ‘‘flat-rolled We agree with petitioners, who have the respondents to justify the need for products.’’ Petitioners stress that revised the scope, carefully articulating an additional tolerance category, and products that should not be classified as the ‘‘non-rectangular’’ products that are that the respondents’ case brief has ‘‘flat-rolled products’’ are those that excluded. It has been determined that offered nothing more than the assume the character of products of the HTSUS will be the governing factor unsupported assertion that the 3⁄4 mil other headings. for classifying these products. In this thickness tolerance is a ‘‘fairly common Petitioners argue that if the case, products that are no longer customer specification’’ for COSIPA Department were to revise the scope of commercially recognized as basic steel sales. Petitioners believe that the the investigation, it would be an mill products—i.e., advanced products Department’s decision to place these 3⁄4 invitation to circumvent this which have assumed the character of mil tolerance sales into the standard mil proceeding, an abuse of its discretion, articles or products classified outside category is consistent with respondents’ and a direct contradiction to recent Chapter 72 of the HTSUS—will not be own practice of assigning various pronouncements by the Administration included in the scope. See ‘‘Scope of the categories of sales to the standard that the law will be vigorously enforced. Investigation,’’ above. category, which in effect uses that According to petitioners, respondents’ Comment 16: Thickness Tolerance category as a ‘‘catchall’’. argument that there is ‘‘no commercial incentive’’ for a customer to insert an The respondents contend that the Department’s Position Department should recognize COSIPA’s additional step into its production We agree with petitioners. The 3⁄4 mill thickness tolerance code process is false. Petitioners maintain respondents were given every that if respondents can avoid a duty cost distinctions. Respondents note that the opportunity to propose a 3⁄4 mil with a less expensive change—i.e., Department’s antidumping thickness tolerance in their response to cutting a corner of a steel sheet—then questionnaire identifies codes for the Department’s model-match criteria, there is, in fact, a ‘‘commercial thickness tolerance to include 1⁄4 mil and did not. In fact, the antidumping incentive,’’ and such imported products tolerance, 1⁄2 mil tolerance, and standard questionnaire explicitly states that if the would compete for sales with products mil tolerance. Respondents further state respondents need to add subcategories made by the domestic industry. that the questionnaire also allows With regard to respondents’ argument respondents to specify and explain any to the thickness tolerances, the that the definition provided in other codes for thickness tolerances respondents should contact the Petitioners’ Scope Clarification Letter which they consider applicable to the Department immediately and describe would be ‘‘unmanageable’’ by the U.S. subject merchandise. In response to the why the Department should use this Customs Service, petitioners maintain questionnaire, respondents note that information to define identical and that the letter makes clear that products they provided a code which represents similar merchandise. Respondents did that assume the character and parts or subject merchandise with a 3⁄4 mil not contact the Department as finished articles are not intended to be thickness tolerance. requested, nor did the Respondents covered. Petitioners also disagree with Respondents note that in the place any information on the record to respondents’ contention that application Preliminary Determination, the indicate that 3⁄4 mil tolerance is a of Diversified Products criteria suggests Department treated 3⁄4 mil tolerance as industry-wide recognized mil tolerance that all non-rectangular blanks should standard mill tolerance. The category. In their questionnaire be excluded. According to petitioners, respondents state that the Department response, the respondents simply stated their letter reveals that the products not has not provided an explanation why it that they were adding this additional included are those that are actually recognized some tolerance distinctions thickness tolerance to the mil thickness dedicated components of other items or while at the same time it has ignored tolerances categories provided by the complete articles themselves. other tolerance distinctions of the same Department. However, respondents Petitioners note that there is a real magnitude. Respondents believe that the failed to submit any information or difference between a steel sheet that has Department should revise its computer documentation which would indicate 3 been cut to a shape that is technically programs so that 3⁄4 mil thickness that the steel industry recognizes ‘‘ ⁄4 non-rectangular and a piece of steel that tolerance sales are kept distinct from mil’’ tolerances as a production can only be used as part of some other standard tolerance sales. standard, as it does 1⁄4 mil and mil article. Petitioners disagree with the tolerances. Therefore, for the Final Petitioners submitted a clarification to respondents’ argument that 3⁄4 mil Determination, we continued to treat the the scope exclusion, which replaces thickness tolerance sales should be kept limited number of 3⁄4 mil tolerance sales petitioners’ November 3, 1999 distinct from standard tolerance sales. as standard mil tolerance.

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Comment 17: Credit Cost Calculations are invoiced by freight providers on a to theoretical weight (including The respondents note that in the gross weight basis. Respondents note conversion of all prices and Preliminary Determination the this also applies to packing costs which adjustments, excepting packing). We Department adjusted the credit cost were calculated on an actual weight then converted the U.S. and home calculation for USIMINAS because basis. market theoretical weight to actual Petitioners argue that Department weight (including conversion of all USIMINAS had calculated credit costs should reject the conversion factor prices and adjustments, excepting based on a gross price. The Department provided by USIMINAS, and as facts packing) using the factor used in the adjusted the credit cost calculation by available, continue to convert all of Preliminary Determination 64 FR 61249, deducting taxes from gross price. USIMINAS’ home market theoretical 61259 (November 10, 1999). Respondents state that in the event the weight sales to an actual weight basis by Department continues to deduct taxes multiplying the reported quantities for Comment 19: PIS/COFINS Taxes from gross price prior to calculating these sales by 0.96 and dividing the Respondents argue that the credit costs, the Department may now reported prices for these sales by that Department incorrectly declined to use USIMINAS’ reported credit costs, factor. deduct PIS and COFINS taxes from since the adjustment was already made Petitioners state that the conversion home market prices. Respondents note to the respondent’s data in the October factor provided by USIMINAS at that the tax adjustment provision of 29, 1999, submission. verification relates exclusively to section 773(a)(6)(B)(iii) of the Act Petitioners do not address this issue conversions from a theoretical weight ensures that the Department makes a in their rebuttal briefs. basis to an adjusted theoretical weight tax-neutral comparison when comparing Department’s Position basis, meaning that the company still normal value to export price by has never provided a conversion factor requiring the Department to adjust The Department concludes that it is that might be used to convert actual normal value by the amount of any appropriate to deduct taxes from gross weight to a theoretical weight basis (or indirect taxes imposed on home market unit price for the calculation of credit vice versa). Petitioners argue that the sales, but not on export sales. costs in the Final Determination. We conversion factor provided by Respondents state that, until recently, accept the respondents’ adjusted credit USIMINAS is suspect, and state that the the Department considered Brazil’s costs, which were calculated using respondents have not put forward any Programa de Integracao Social (PIS) and prices net of taxes. arguments which provides the Contribuicao do FinSocial (COFINS) Comment 18: Theoretical Weight Sales Department with any reason to alter its taxes to be indirect taxes that fall within use of facts available for the final the meaning of the tax adjustment Respondents state that the determination. Petitioners also refer to provision. The Department’s change in Department adjusted all home market the verification report which states that its treatment of these taxes, according to sales with a conversion factor, which the USIMINAS conversion factor was respondents, is based on a factually was used by the Department in a recent based on a study done a long time ago. incorrect assumption that these taxes administrative review involving cold- Petitioners argue that this statement apply to total gross revenues and on a rolled steel. Respondents note that on provides reason to doubt whether the legally improper understanding of what October 29, 1999, USIMINAS provided figure provided by USIMINAS indirect taxes are. the Department with a conversion factor represents the relationship between the Respondents point out that the statute based on its historical sales experience. company’s theoretical weight quantities and prior case law make clear that three Respondents assert that the Department and adjusted theoretical weight sales circumstances must exist for the tax verified the conversion factor and that quantities during the period of adjustment provision to apply to a the Department verified that USIMINAS investigation. particular tax. First, the tax must be sells sheet in the home market based on ‘‘directly’’ imposed on the home market both theoretical weight and adjusted Department’s Position product. Second, it must be rebated or theoretical weight. Respondents note In the Preliminary Determination we not collected on export sales. Third, it that all USIMINAS’’ U.S. sheet sales are treated all USIMINAS’ U.S. sales as must be added to or included in the on adjusted theoretical basis. Therefore, actual weight sales, and we treated all price of the home market sale. respondents contend that in matching USIMINAS’ home market sales of sheet Respondents argue that the fact that these U.S. sales of sheet to home market as theoretical weight sales. USIMINAS these taxes are not imposed on exports sales, it is necessary to adjust the home later clarified that its U.S. sales of sheet has never been an issue. Thus, market sheet sales sold on a theoretical are in adjusted theoretical weight and respondents state that the only weight basis to an adjusted theoretical its home market sales are in adjusted requirements of significance in this weight basis. theoretical and theoretical weight, and it review are the first and third Respondents contend that in light of provided a conversion factor between requirements. USIMINAS’ submissions, the theoretical and adjusted theoretical With the Department failing to adjust Department can now adjust price and weight.USIMINAS claimed that respondents’ home market price for charges for USIMINAS’ home market adjusted theoretical weight Brazil’s PIS/COFINS taxes in the theoretical weight sales. They note that approximates actual weight. Preliminary Determination, respondents the adjusted theoretical weight is always While we verified the relationship argue that the Department incorrectly greater than the theoretical weight. between theoretical and adjusted determined that ‘‘these taxes are levied Respondents note that when the theoretical weight using this factor, we on total revenues.’’ Respondents state Department adjusts prices and charges, find that USIMINAS did not submit that until recently, the Department the Department must divide by the convincing evidence that adjusted consistently held that PIS/COFINS fall conversion factor. Respondents note theoretical weight approximates actual. within the meaning of the tax that this applies to all adjustments Therefore, for the final determination, adjustment provision. Respondents cite except freight and other adjustments not we are using the factor submitted by numerous antidumping cases from dependent on invoice weight. USIMINAS to convert its U.S. and home Brazil in support of their position that Respondents contend that freight costs market adjusted theoretical weight sales PIS and COFINS should be deducted

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Respondents comparisons are tax neutral, as Respondents contend that in the Final note that in the Final Administrative contemplated by the U.S. dumping law Administrative Review of Silicon Metal Review of Color Television Receivers and Article 2.4 of the WTO from Brazil, 62 FR 1970 (January 14, from Korea, 49 FR 50420 (December 28, Antidumping Agreement. 1997) (Silicon Metal from Brazil, 1997), 1984), the Department made an Petitioners argue that PIS/COFINS the Department erroneously determined adjustment for home market taxes based taxes should not be deducted from that PIS/COFINS are analogous to two on the conclusion that the taxes were normal value. Petitioners state that the Argentine taxes previously determined fully passed through to the home market statute and the SAA clearly state that not to be indirect taxes within the customers. Respondents assert that the downward adjustments to normal value meaning of the tax adjustment Department determined that it was may only be made for tax amounts provision. Respondents state that in the authorized to make an adjustment under directly imposed upon sales of the Final Determination of the Less-Than- section 772(d)(1)(C) of the Act. foreign like product. See section Fair Value Investigation of Silicon Metal Therefore, respondents urge the 773(a)(6)(B)(iii) of the Act and SAA at from Argentina, 56 FR 37891 (August 9, Department to determine that PIS and 827 and 828. Petitioners refer to the 1991) (Silicon Metal from Argentina), COFINS are included in the home COSIPA verification report at 22, which the Department refused to make an market price, and passed through to states that PIS and COFINS taxes use the upward adjustment to U.S. price for two home market customers. In addition, same base of calculation. Petitioners Argentine taxes because these taxes respondents assert that in the claim that the base of calculation is the were based on non-sales revenue as well Preliminary Determination, the total gross revenue of the corporation, as sales revenue. Respondents argue that Department did not cite to any record and that neither the PIS nor the COFINS the Department concluded that these evidence that there is no pass-through, tax is directly imposed on sales of the taxes were not ‘‘directly’’ imposed on nor did it prepare any questions related foreign like product. Petitioners Argentine sales within the meaning of to the pass-through aspect of these taxes maintain that these taxes are imposed section 773(a)(6)(B)(iii) of the Act. in its questionnaires or at verification. on all of the company’s domestic sales According to respondents, petitioners Since the Department never asked revenue, including service revenue, on in Silicon Metal from Brazil, 1997 respondents to rebut any newfound an aggregate basis. Accordingly, glossed over the fact that Brazilian and presumption that these taxes were not petitioners argue, these taxes are not Argentine taxes are, in fact, vastly included in the home market price to imposed directly upon the foreign like different by asserting that PIS/COFINS the customers, respondents believe the product or components thereof, and are ‘‘almost identical’’ to the two Department is not justified in finding no there is no statutory basis for their Argentine taxes. Respondents state that, pass-through in this investigation. deduction from normal value. contrary to the Argentine taxes, PIS/ If the Department were to argue that Contrary to respondents’ suggestion COFINS are imposed only on a PIS and COFINS are not included in the that the Department lacks an company’s sales revenue. price because they are not itemized on understanding of indirect taxes, In addition, respondents claim that the invoice (like the IPI and ICMS petitioners state that the Department is the Department’s decision not to make taxes), respondents maintain that it intimately familiar with the way the an adjustment for PIS and COFINS is would be wrong for two reasons: (1) PIS PIS/COFINS taxes are imposed and unsupported by any accounting or and COFINS were not itemized on the collected, and the Department has economic analysis. Respondents Brazilian invoices in all the painstakingly reviewed this issue in contend that the fact that PIS and Department’s previous investigations several recent cases. Petitioners make COFINS sales taxes are calculated on an which allowed adjustments to normal special note of the Final Results of aggregate basis as opposed to an value for these taxes, yet it always found Antidumping Duty Administrative invoice-specific basis is irrelevant—the that these taxes were included in the review of Certain Cut-to-Length Carbon tax liability is the same. In respondents’ home market price, and qualified for an Steel Plate from Brazil, 63 FR 6889, view, no basis exists to conclude that adjustment; (2) whether or not the tax is 6911 (February 11, 1998) and add that the manner of calculating a tax itemized on the invoice is irrelevant to the respondents simply seek to overturn disqualifies a tax from an adjustment a pass-through finding. Respondents the Department’s practice based on no under section 773(a)(6)(B)(iii) of the Act. note that if the tax is not itemized, it is new facts or new arguments. Respondents state that the simply included in the gross unit price. Department’s Position Department has not, in any of its According to respondents, itemization decisions relating to this issue, on the invoice only indicates how the Since 1997, the Department has identified any support for its tax is calculated in the accounting consistently disallowed claimed classification of a sales tax as a ‘‘gross records of the company. adjustments to normal value for PIS/ revenue tax’’ simply because it is Respondents conclude that there is no COFINS taxes. According to section calculated on an aggregate basis. As a justification for the Department’s 773(a)(6)(B)(iii) of the Act, normal value result, respondents reiterate that the preliminary decision to ignore the of the merchandise will be reduced by taxes are based exclusively on home necessary deduction for PIS and the amount of any taxes imposed market sales and for this reason the COFINS. Respondents argue that the directly upon the foreign-like product or Department for almost two decades PIS/COFINS adjustment is consistent components thereof which have been found these taxes to qualify for a with Department findings (except for rebated, or which have not been circumstance of sale adjustment. recent ‘‘erroneous’’ decisions), and collected, on the subject merchandise, Respondents state that the third decisions by the Courts. Moreover, but only to the extent that such taxes are prong, inclusion of the taxes in the according to respondents, there is no added to or included in the price of the home market price, is satisfied in the evidence on the record to support a foreign-like product. instant case; the Department has never Department presumption that PIS/ PIS/COFINS taxes do not appear to be based its denial of the PIS/COFINS COFINS are not included in the home imposed on subject merchandise or adjustment on a specific or explained market price. Respondents state that the components thereof, leading to no finding that the taxes were not included PIS/COFINS adjustment is required to statutory basis to deduct them from NV.

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See page 29 of USIMINAS’ Sales Additionally, COSIPA asserts that in represents a significant percentage of Verification Report and Verification the preliminary determination the the total cost of manufacturing and that Exhibit 24. Citing to Silicon Metal from Department violated the statute by using USIMINAS receives a significant Brazil: Notice of Final Results of adverse inferences (i.e., petition rate) in portion of its iron ore from its affiliate Antidumping Duty Administrative the application of facts available relating CVRD. The combination of the Review, 64 FR 6305, 6318 (February 9, to the major input rule. Both significant amounts of the inputs 1999) (Silicon Metal from Brazil), the USIMINAS/COSIPA note that they were obtained from CVRD and the relatively Department determined that ‘‘a unable to compel CVRD to provide cost large percentage the iron ore represents deduction of the PIS and COFINS taxes of production information. However, of the product’s COM increases the risk is not correct in the calculation of NV they maintain that under section 776(b) of misstatement of the subject because these taxes are levied on total of the Act, the Department must find merchandise’s costs to such a degree revenues (except for export revenues), that ‘‘the respondent failed to cooperate that we have determined that section and thus the taxes are direct, similar to to the best of its ability,’’ in order to 773(f)(3) of the Act applies to this input. taxes on profit or wages.’’ See Hot- resort to adverse inferences in applying Section 773(f)(2) allows the Rolled Steel from Brazil at 38765. facts available. Respondents state that Department to test whether transactions Therefore, the Department will not the record shows that they attempted in between affiliated parties involving any deduct the PIS/COFINS taxes from the every way to obtain the cost of element of value (i.e., major or minor NV in the Final Determination. production from CVRD, but CVRD inputs) are at prices that ‘‘fairly reflect refused. Thus, if the Department decides the market under consideration.’’ III. Cost Issues to use information other than the Section 773(f)(3) allows the Department Comment 20: Major Inputs invoice price from CVRD to determine to test whether, for transactions between iron ore costs, it should use affiliated parties involving a major USIMINAS and COSIPA argue that corroborated information from input, the value of the major input is the Department does not have evidence independent sources. less than the affiliated supplier’s COP on the record to support disregarding Petitioners contend that the where there is reasonable cause to the transfer price of iron ore from its Department’s use of adverse facts believe or suspect the price of iron ore affiliate CVRD or demonstrating that the available in valuing the iron ore is below COP. In other words, if an transfer price is below CVRD’s cost of acquired by respondents’ from CVRD is understatement in the value of an input production. Respondents assert that the appropriate. According to petitioners, would have a significant impact on the Department has confirmed that the iron the record clearly indicates that (1) iron reported cost of the subject ore prices charged by CVRD are above ore is a major input to the production merchandise, the law allows the the prices charged by unaffiliated of subject merchandise, (2) CVRD is Department to ensure that the transfer suppliers. Further, respondents affiliated with both USIMINAS and price or market price is not below cost. maintain that, even though they could COSIPA, (3) respondents refused to We consider the initiation of a sales- not compel CVRD to provide its COP for provide the Department with CVRD’s below-cost investigation reasonable iron ore, the evidence on the record cost of producing iron ore, thereby grounds to believe or suspect that major shows that CVRD made a profit during failing to act to the best of their ability inputs to the foreign like product may the POI in its ore and metals division; to provide requisite information, and (4) also have been sold at prices below the therefore, the Department has no the statute mandates valuing the COP within the meaning of section reasonable grounds to believe that iron purchase of a major input from an 773(f)(3) of the Act. See, e.g., Final ore was being supplied at less than its affiliated party at the highest of the Results of Antidumping Administrative COP and the use of facts available for transfer price, the market price, or the Review: Silicomanganese from Brazil, this issue is not warranted. As support cost of production. Thus, in lieu of 62 FR 37871 (July 15, 1997). Because we have determined that iron respondents cite article 2.2.1.1 of the CVRD’s actual production cost ore purchased from an affiliate is a international antidumping agreement information, the Department had no major input in production of cold-rolled which states that ‘‘costs shall normally choice but to resort to facts available. steel, the statute requires that, for the be calculated on the basis of records Departments Position dumping analysis, the major input kept by the exporter or producer under We have applied the major input rule should be valued at the higher of investigation, provided that such in accordance with section 773(f)(3) of transfer price, market price or COP. See records are in accordance with generally the Act in valuing the iron ore received Notice of Final Determination of Sales at accepted accounting principles of the from CVRD. In doing so, we have used, Less Than Fair Value: Stainless Steel exporting country and reasonably reflect as non-adverse facts available, the COP Round Wire from Canada, 64 FR 17324, the costs associated with the production information provided in the June 2, 17335 (April 9, 1999). In accordance and sale of the product under 1999 petition as the COP of iron ore with sections 773(f)(2) and (3) of the consideration.’’ from CVRD since respondents’ did not Act, we attempted to compare the Moreover, respondents claim that the provide the COP information as transfer price for iron ore purchased cost of iron ore does not represent a requested by the Department. from USIMINAS/COISPA’s affiliated significant portion of the cost of the We consider iron ore to be a major supplier to the supplier’s COP and a merchandise under investigation as the input in accordance with section market price. As noted above, even regulations suggest. COSIPA argues that 773(f)(3) of the Act. In determining though the Department requested that not only is iron ore a minor input, but whether an input is considered major, USIMINAS/COSIPA provide its its relationship with CVRD is indirect among other factors, the Department affiliated supplier’s actual COP for iron and does not permit influence or control considers both the percentage of the ore in the original section D over the company, and thus does not input obtained from affiliated suppliers questionnaire, the supplemental constitute affiliation. COSIPA points to (versus unaffiliated suppliers) and the questionnaires and at verification, the fact that the relationship exists percentage the individual element USIMINAS failed to do so. Contrary to strictly because of CVRD’s minority represents of the product’s COM. We USIMINAS/COSIPA’s assertion, the fact stock ownership in USIMINAS. determined in this case that iron ore that CVRD’s metals division may be

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As a result of USIMINAS’ receivable has been excluded. typically includes in its calculation of and COSIPA’s failure to provide the Petitioners contend that the COP and CV foreign exchange gains and requested information, we have used Department properly included the losses resulting from transactions partial facts available to ensure the COP financing costs under the fungibility related to a company’s manufacturing of the major input is taken into principle. Petitioners claim that it’s the activities (e.g., purchases of inputs). See consideration in applying the major Department’s longstanding policy to Notice of Final Determination of Sales at input rule. As a gap filling facts treat interest expense as financial available, we included the iron ore cost expenses not selling expenses. Less Than Fair Value: Steel Wire Rod from the petition as the COP of iron ore Petitioners assert that funds obtained from Trinidad and Tobago, 63 FR 9177, to preform the major input rule test. We from export sales financing could be 9181 (February 24, 1998). We do not note that we have not made an adverse used in producing the merchandise sold consider exchange gains and losses inference in selecting the facts available in the home market. Therefore, the resulting from sales transactions to be as respondents claim. Rather, it is a gap Department appropriately included related to the manufacturing activities of filling facts available based on the only these costs in the calculation of COP the company. Thus, for the final information on the record related to the and CV because they do relate to determination we have disallowed COP of iron ore. production of merchandise for all foreign exchange gains related to markets. accounts receivable as an offset to Comment 21: Financial Expense Further, petitioners argue that the financial expenses. USIMINAS/COSIPA argue that in the Department properly excluded foreign Comment 22: Including Employee Profit Preliminary Determination the exchange gains related to accounts Department improperly included receivable from the calculation of the Sharing Expenses in the G&A Expense interest expenses and foreign exchange financial expense ratio. According to Ratio losses related to export sale-specific petitioners, only foreign exchange gains For the final determination, financing and improperly excluded and losses related to debt are relevant to petitioners assert that the Department foreign exchange gains related to the financial expense calculation. Thus, should recalculate USIMINAS/ accounts receivable. According to the foreign exchange gains generated COSIPA’s combined G&A expense ratio respondents, Brazilian law permits from accounts receivable relate to sales to include employee profit-sharing banks to provide advance financing to transactions and were properly expenses. According to petitioners, the companies, based on a letter of credit excluded from the financial expense Department typically includes these obtained from customers for export ratio calculation. sales. Respondents state that under the expenses in the calculation of the COP. financing agreement they pay the bank Department’s Position For example, petitioners cite the Final interest and assume the risk of exchange We agree with petitioners that interest Determination of Sales at Less Than Fair rate gains or losses until the expense and foreign exchange losses Value: Certain Stainless Steel Sheet and merchandise is shipped. The bank incurred on advance financing for Strip in Coils from France, 64 FR 30820, assumes the risk of the exchange rate export sales should be included in the 30823 (June 8, 1999), in which the gains or losses from the date of financial expense ratio calculation. The Department included similar profit- shipment to the date of payment from Department’s longstanding practice sharing costs in the calculation of COP. the customer. Because the financing recognizes the fungible nature of a USIMINAS/COSIPA did not comment costs are incurred exclusively on export company’s invested capital resources on this issue. sales, the respondent asserts that the (i.e., debt and equity). This practice was costs should not be included in the COP upheld in Camargo Correa Meais, S.A. Department’s Position calculation. As support respondents cite v. United States, 17 C.I.T. 897, 902 We agree with petitioners that AK Steel Corp. v. United States, Slip (August 13, 1993), where the court Op. 97–152, at 12 n. 2 (CIT November approved the Department’s policy of respondents’ employee profit sharing 14, 1997) which states ‘‘when referring recognizing the fungible nature of expense should be included in the to the cost of producing the invested capital resources. In this case, calculation of COP and CV. It is the merchandise the statute plainly means we determined that the interest expense Department’s established practice to the merchandise in question sold in the and foreign exchange losses incurred on include this type of expense in the home market.’’ the export financing represent financing calculation of COP and CV. Because Further, respondents contend that the activities of the entity. As noted by the employee profit sharing is a cost of labor petitioners argument that money is petitioners, the funds received from and it is an expense recognized within fungible does not justify the inclusion of using the accounts receivable as the POI it should be included in the these expenses in the COP and CV collateral may be used in any capacity reported cost in accordance with full calculations. According to respondents, the company decides, such as, in absorption costing principle. See, e.g., the Department does not recognize that producing subject merchandise. Final Results and Partial Rescission of all money is fungible, because it does Accordingly, the interest expense and Antidumping Duty Administrative not permit income from long-term assets foreign exchange losses incurred on Review: Certain Pasta from Turkey, 63 or non-operating income to reduce these types of agreements are related to FR 68429 (December 11, 1998). For the financial costs. If all money was the companies’ debt. Therefore, we have final determination we included fungible such income would be used to included both the expense and losses in USIMINAS’ employee profit sharing reduce financial costs of production. In the calculation of the financial expense expenses in the combined G&A expense addition, respondents argue that if ratio. rate calculation.

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Comment 23: Idled-Assets Administrative Review: Extruded The loss realized from the assets written Petitioners argue that COSIPA did not Rubber Thread From Malaysia, 61 FR off is an actual expense to the company. include idled-asset depreciation 54767, 54772 (October 22, 1996) Accordingly, the Department normally expense as an element of its production (Extruded Rubber Thread). Accordingly, includes this type of equipment write- costs. Petitioners assert that the Petitioners contend that in the final off in the calculation of COP and CV. determination the Department should See Extruded Rubber Thread., Final Department has a longstanding practice include the costs related to COSIPA’s Determination of Sales at Less Than Fair of including depreciation on idled- write-offs of production assets in the Value: Small Diameter Circular assets in the reported costs, citing Final reported costs. Seamless Carbon and Alloy Steel, Results of Antidumping Duty COSIPA argues that the Department Standard, Line and Pressure Pipe from Administrative Reviews; Tapered Roller should not include the costs related to Italy, 60 FR 31981, 31990 (June 19, Bearings and Parts Thereof, Finished write-offs of production assets in the 1995); Final Results of Antidumping and Unfinished, From Japan, and reported costs because these assets were Duty Administrative Review: Certain Tapered Roller Bearings, Four Inches or idled before and after the POI and are Cut-To-Length Carbon Steel Plate from Less in Outside Diameter, and classified as ‘‘non-operating costs’’ Germany, 61 FR 13834, 13836 (March Components Thereof, From Japan, 63 FR under Brazilian GAAP. Respondent 28, 1996); and Final Results of 20585, 20609 (April 27, 1998) (TRBs maintains that in Final Determination of Antidumping Duty Administrative from Japan). As further support, Sales at Less Than Fair Value; Small Review: High-Tenacity Rayon Filament petitioners cite, Final Results of Diameter Circular Seamless Carbon and Yarn from Germany, 59 FR 15897, Antidumping Duty Administrative Alloy Steel, Standard, Line and Pressure 15899 (March 28, 1995). Review and Determination Not to Pipe From Italy, 60 FR 31981, 31990 The Small Diameter Circular Seamless Revoke in Part; Silicon Metal From (June 19, 1995), the Department refused Carbon and Alloy Steel, Standard, Line Brazil, 62 FR 1954, 1958 (January 14, to include as a cost of production the and Pressure Pipe case cited by the 1997) where the Department adjusted cost of idled assets which ‘‘relate clearly respondent is not controlling because the respondents depreciation expense to discontinued operations from a prior during that investigation a gain or loss stating ‘‘fully absorbed costs, including period and are no longer productive on the discontinued operations had yet idle-equipment depreciation expense for assets.’’ According to the respondent, to be recognized in the company’s producing the subject merchandise the Department normally uses the last normal books and records. However, the should be included in the COP and CV.’’ completed fiscal year of the POI to notice did state that ‘‘upon disposal of Thus, petitioners contend that in the calculate the G&A expense ratio. the assets, the gain or loss on the sales final determination the Department Therefore, since a large portion of the will be included on the respondent’s should include the depreciation written-off assets were idled before the income statement and we will include expense related to COSIPA’s idled- POI and the remaining amount relates to the gain or loss in COP/CV.’’ In this assets in the reported costs. assets idled in the first two months of case, we are including write-offs of COSIPA did not comment on this the 1999 fiscal year these costs should equipment which were being recognized issue. not be included in the G&A expense by the company during the POI. Department’s Position ratio, which is calculated based on the Regarding respondent’s argument 1998 fiscal year. As support, respondent concerning including the write-offs in We agree with the petitioners that cites the Final Determination of Sales at both the numerator and denominator in depreciation expense of idled-assets Less Than Fair Value: Furfuryl Alcohol calculating the G&A rate, we disagree. If should be included in the COP and CV. From Thailand, 60 FR 22557, 22560 the Department calculated the G&A It is the Department’s practice to (May 8, 1995). Further, the respondent expense ratio as respondent suggest, the include in fully absorbed factory asserts that if the Department decides to result would distort the dumping overhead the depreciation of equipment include the expense for the assets analysis because we would be applying not in use or temporarily idled, written-off in the numerator for a ratio which includes write-offs in the notwithstanding home market calculating the G&A expense rate, then denominator to a base (i.e., COM) which accounting standards which may allow the Department should also include this does not include write-offs. In order to companies to refrain from doing so. See, amount in the denominator. correctly reflect the G&A expenses TRBs from Japan. See also NTN Bearing incurred by respondents, the G&A ratio Department’s Position Corp. of America, et al., plaintiffs, v. must be calculated using a COS figure United States, Slip Op. 93–129 (CIT We disagree with the respondent. In that excludes write-offs and applied to August 4, 1993), where the court upheld accordance with past practice, the a COM that excludes write-offs. This is the Department’s decision to include Department has included write-offs of consistent with the methodology used depreciation expenses for idled the permanently idled assets in COP in the Notice of Final Results of equipment. Accordingly, in the final and CV. See, e.g., Final Determination of Antidumping Duty Administrative determination we included the idled- Sales at Less Than Fair Value: Stainless Review: Circular Welded Non-Alloy asset depreciation expense in COSIPA’s Steel Wire Rod From Spain, 63 FR Steel Pipe from the Republic of Korea, costs. 40391, 40403 (July 29, 1998), wherein 63 FR 32833, 32837 (June 16, 1998) and the Department included write-offs of Comment 24: Write-Offs of Idled-Assets the Final Determination of Sales at Less permanently idled assets and related Than Fair Value: Static Random Access During the POI, COSIPA wrote off spare parts in the COP and CV. We do Memory Semiconductors from Taiwan, certain production assets, but excluded not consider write-offs of idled assets to 63 FR 8910, 8933 (February 23, 1998). the loss from write-offs from the be the type of expense we would reported COP and CV. Petitioners exclude from the COP and CV. This Comment 25: Weighted-Average Cost by maintain that it is the Department’s equipment was related to the CONNUM standard practice to include the costs production operations of the company, USIMINAS and COSIPA contend that related to write-offs of production assets the undepreciated value has never been for collapsing purposes the Department in the reported costs, citing Final charged against income, and it was should use a single cost of manufacture Results of Antidumping Duty expensed during the period of review. and general expense ratio for each

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See, e.g., Final date of the suspension of liquidation. this assertion because the two Results and Partial Rescission of This determination is issued and companies: (1) Have separate Antidumping Duty Administrative published in accordance with sections production facilities, (2) are located in Review: Certain Pasta From Italy, 64 FR 735(d) and 777(i)(1) of the Act. two different regions of Brazil, (3) are 6615, 6622 (February 10, 1999). See also Dated: January 18, 2000. separately run on a day-to-day basis, (4) Final Results of Antidumping Duty Robert S. LaRussa, have different production costs, (5) Administrative Reviews: Certain Cold- possess different machinery and Assistant Secretary for Import Rolled and Corrosion-Resistant Carbon Administration. processes, and (6) maintain different Steel Flat Products From Korea, 63 FR [FR Doc. 00–1850 Filed 2–3–00; 8:45 am] cost accounting systems. Thus, given 13170, 13185 (March 18, 1998), wherein these differences it is unreasonable for the Department weight-averaged the BILLING CODE 3510±DS±P the Department to expect either cost across all collapsed entities. company to price its products above the Accordingly, in the final determination DEPARTMENT OF COMMERCE other company’s COP. we calculated a combined cost of Further, respondents claim that the manufacture and a combined G&A rate International Trade Administration first court decision approving the for USIMINAS and COSIPA. Department’s collapsing policy makes [A±570±852] clear that it is limited to ‘‘calculating a Suspension of Liquidation Notice of Antidumping Duty Order: single dumping margin.’’ According to Pursuant to section 735(c)(1)(B) of the Creatine Monohydrate From the respondents, the purpose for the policy Act, we are instructing Customs to People's Republic of China was to protect against price continue to suspend liquidation of all manipulation. However, in the present entries of cold-rolled flat-rolled, carbon- AGENCY: Import Administration, case, the Department has allegedly quality steel products from Brazil that International Trade Administration, extended the collapsing policy beyond are entered, or withdrawn from Department of Commerce. the intended purpose of the policy for warehouse, for consumption on or after EFFECTIVE DATE: February 4, 2000. no reason. August 12, 1999 (90 days prior to the FOR FURTHER INFORMATION CONTACT: Petitioners maintain that the date of publication of the Preliminary Blanche Ziv, Rosa Jeong, or Ryan Department has properly calculated a Determination in the Federal Register). Langan, Import Administration, combined cost of manufacture and a The Customs Service shall continue to International Trade Administration, combined G&A rate for USIMINAS and require a cash deposit or the posting of U.S. Department of Commerce, 14th COSIPA. Petitioners contend that it is a bond equal to the estimated amount by Street and Constitution Avenue, NW, the Department’s stated policy to treat which the normal value exceeds the Washington, DC 20230; telephone: (202) collapsed companies as divisions of the U.S. price shown below. The 482–4207, (202) 482–3853, and (202) same corporate entity, rather than as suspension of liquidation instructions 482–1279, respectively. affiliated parties, for cost reporting will remain in effect until further notice. purposes. See Final Results of The weighted-average dumping margins The Applicable Statute Antidumping Duty Administrative are as follows: Reviews: Certain Cold-Rolled and Unless otherwise indicated, all Corrosion-Resistant Carbon Steel Flat Weighted- citations to the Tariff Act of 1930, as Products From Korea, 63 FR 13170, amended (‘‘the Act’’), are references to Exporter manufacturer average 13185 (March 18, 1998). Petitioners margin the provisions effective January 1, 1995, counter respondent’s argument against (percent) the effective date of the amendments the use of a combined cost of made to the Act by the Uruguay Round CSN ...... 63.32 Agreements Act (‘‘URAA’’). In addition, manufacture by stating that USIMINAS USIMINAS/COSIPA ...... 46.68 is COSIPA’s parent company and that All Others ...... 46.68 all citations to the regulations of the the costs of the two companies are Department of Commerce (‘‘the Department’’) are to 19 CFR part 351 combined in the preparation of ITC Notification USIMINAS’ consolidated financial (1998). In accordance with section 735(d) of statements. USIMINAS and COSIPA Scope of the Order also produce essentially the same the Act, we have notified the products and therefore the potential for International Trade Commission (ITC) of For purposes of this investigation, the cost and price manipulation exists. our determination. As our final product covered is creatine determination is affirmative, the ITC monohydrate, which is commonly Department’s Position will determine, within 45 days, whether referred to as ‘‘creatine.’’ The chemical We agree with the petitioners that it these imports are causing material name for creatine monohydrate is N- is the Department’s standard practice to injury, or threat of material injury, to an (aminoiminomethyl)-N-methylglycine weight-average the collapsed entity’s industry in the United States. If the ITC monohydrate. The Chemical Abstracts separate costs into a single COP. Section determines that material injury, or Service (‘‘CAS’’) registry number for this 351.401(f) of the regulations provides threat of injury does not exist, the product is 6020–87–7. Creatine for special treatment of affiliated proceeding will be terminated and all monohydrate in its pure form is a white, producers where the potential for securities posted will be refunded or tasteless, odorless powder, that is a manipulation of prices or production in canceled. If the ITC determines that naturally occurring metabolite found in an effort to evade antidumping duties such injury does exist, the Department muscle tissue. Creatine monohydrate is imposed on the sale of subject will issue in antidumping order provided for in subheading 2925.20.90 merchandise exists. In accordance with directing Customs officials to assess of the Harmonized Tariff Schedule of this section of the regulations, we antidumping duties on all imports of the the United States (‘‘HTSUS’’). Although

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5584 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices the HTSUS subheading and the CAS for the subject merchandise equal to the a notice of intent to participate and registry number are provided for weighted-average antidumping duty adequate substantive comments filed on convenience and customs purposes, the margins as noted below: behalf of domestic interested parties, written description of the merchandise and inadequate response (in this case, under investigation is dispositive. Weighted- no response) from respondent interested average parties, the Department determined to Antidumping Duty Order Exporter/manufacturer margin percentage conduct an expedited (120 day) review. On January 28, 2000, in accordance As a result of this review, the with section 735(d) of the Act, the U.S. Blue Science International Department finds that revocation of the International Trade Commission (‘‘ITC’’) Trading (Shanghai) Co., Ltd. 58.10 antidumping duty order would be likely notified the Department that a U.S. Nantong Medicines and Health to lead to continuation or recurrence of industry is ‘‘materially injured,’’ within Products Import and Export dumping at the levels indicated in the the meaning of section 735(b)(1)(A) of Co., Ltd...... 0.00 Final Results of Review section of this Shanghai Desano International the Act, by reason of less-than-fair-value notice. imports of creatine monohydrate from Trading Co., Ltd...... 24.84 FOR FURTHER INFORMATION CONTACT: the PRC. Therefore, the Department will Shanghai Freemen Inter- national Trading Co., Ltd. Kathryn B. McCormick or Melissa G. direct the United States Customs and Shanghai Greenmen Skinner, Office of Policy for Import Service to assess, upon further advice by International Trading Co., Administration, International Trade the Department, antidumping duties Ltd...... 44.43 equal to the amount by which the Administration, U.S. Department of Suzhou Sanjian Fine Chemical Commerce, 14th Street and Constitution normal value of the subject merchandise Co., Ltd...... 50.32 exceeds the export price of the subject Tianjin Tiancheng Pharma- Avenue, NW, Washington, D.C. 20230; merchandise for all relevant entries of ceutical Co., Ltd...... 0.00 telephone: (202) 482–1930 or (202) 482– creatine monohydrate from the PRC, PRC-wide rate ...... 153.70 1560, respectively. except for subject merchandise EFFECTIVE DATE: February 4, 2000. This notice constitutes the imported from Tianjin Tiancheng Statute and Regulations Pharmaceutical Co., Ltd. (‘‘Tiancheng’’) antidumping duty order with respect to and Nantong Medicines and Health creatine monohydrate from the PRC, This review was conducted pursuant Products Import and Export Co., Ltd. pursuant to section 735(a) of the Act. to sections 751(c) and 752 of the Act. (‘‘Nantong’’), which both received a zero Interested parties may contact the The Department’s procedures for the final margin. Antidumping duties will Central Records Unit, Room B–099 of conduct of sunset reviews are set forth be assessed on all unliquidated entries the Main Commerce Building for copies in Procedures for Conducting Five-year of creatine monohydrate from the of an updated list of antidumping duty (‘‘Sunset’’) Reviews of Antidumping and People’s Republic of China (‘‘PRC’’) orders currently in effect. Countervailing Duty Orders, 63 FR (except entries from Tiancheng and This order is published in accordance 13516 (March 20, 1998) (‘‘Sunset Nantong) entered, or withdrawn from with sections 736(a) and 19 CFR Regulations’’), and in 19 CFR Part 351 warehouse, for consumption on or after 351.211. (1999) in general. Guidance on July 30, 1999, the date of publication of Dated: January 31, 2000. methodological or analytical issues the Department’s preliminary Holly A. Kuga, relevant to the Department’s conduct of sunset reviews is set forth in the determination in the Federal Register Acting Assistant Secretary for Import (64 FR 41375). Furthermore, we will Administration. Department’s Policy Bulletin 98:3— Policies Regarding the Conduct of Five- instruct Customs to refund all cash [FR Doc. 00–2582 Filed 2–3–00; 8:45 am] deposits, or bonds posted, for entries of year (‘‘Sunset’’) Reviews of BILLING CODE 3510±DS±P subject merchandise from Tiancheng Antidumping and Countervailing Duty and Nantong. Orders; Policy Bulletin, 63 FR 18871 The ITC further found that critical DEPARTMENT OF COMMERCE (April 16, 1998) (‘‘Sunset Policy circumstances do not exist with respect Bulletin’’). to imports of the subject merchandise International Trade Administration Scope from the PRC. As a result, the Department will direct Customs officers [A±403±801] The product covered by this order is the species Atlantic salmon (Salmon to refund any cash deposits made, or Final Results of Expedited Sunset Salar) marketed as specified herein; the bonds posted, pursuant to the Review: Fresh and Chilled Atlantic order excludes all other species of Department’s affirmative determination Salmon From Norway of critical circumstances on salmon: Danube salmon, Chinook (also merchandise produced/exported by AGENCY: Import Administration, called ‘‘king’’ or ‘‘quinnat’’), Coho Shanghai Freemen International Trading International Trade Administration, (‘‘silver’’), Sockeye (‘‘redfish’’ or Co., Ltd., Shanghai Greenmen Department of Commerce. ‘‘blueback’’), Humpback (‘‘pink’’) and International Trading Co., Ltd. and by ACTION: Notice of Final Results of Chum (‘‘dog’’). Atlantic salmon is a any companies subject to the PRC-wide Expedited Sunset Review: Fresh and whole or nearly-whole fish, typically rate which were entered on or after May Chilled Atlantic Salmon from Norway. (but not necessarily) marketed gutted, 1, 1999 (which is 90 days prior to the and cleaned, with the head on. The Department’s preliminary determination SUMMARY: On July 1, 1999, the subject merchandise is typically packed publication date of July 30, 1999) and Department of Commerce (‘‘the in fresh-water ice (‘‘chilled’’). Excluded before July 30, 1999. Department‘‘) initiated a sunset review from the subject merchandise are fillets, On or after the date of publication of of the antidumping duty order on fresh steaks and other cuts of Atlantic salmon. this notice in the Federal Register, and chilled Atlantic salmon from Also excluded are frozen, canned, Customs officers must require, at the Norway (64 FR 35588) pursuant to smoked or otherwise processed Atlantic same time as importers would normally section 751(c) of the Tariff Act of 1930, salmon. Atlantic salmon was classifiable deposit estimated duties, cash deposits as amended (‘‘the Act’’). On the basis of under item number 110.2045 of the

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Tariff Schedules of the United States had not been previously reviewed, and Maine Aqua Foods, Inc., Maine Coast Annotated (‘‘TSUSA’’). Prior to January the Department assigned to them the Nordic, Inc., Treats Island Fisheries, and 1, 1990, Atlantic salmon was provided original ‘‘all others’’ rate of 23.80 Trumpet Island Salmon Farm, Inc. for under item numbers 0302.0060.8 percent. The Department assigned the (collectively, ‘‘domestic interested and 0302.12.0065.3 of the Harmonized remaining three non-shipper parties’’). As U.S. producers of the Tariff Schedule of the United States respondents—Domstein Salmon A/S, subject merchandise and a business (‘‘HTSUS’’) (56 FR 7678, February 25, Hallvard Leroy A/S and Saga A/S—their association whose members are U.S. 1991). Currently, it is provided for rates from the original investigation. producers of the subject merchandise, under HTSUS item number The 52 respondent companies that the domestic interested parties claim 0302.12.00.02.09. The subheadings failed to respond were assigned a interested-party status under sections above are provided for convenience and margin of 31.91 percent.3 771(9)(C) and (F) of the Act. Without a customs purposes. The written In the third administrative review, substantive response from respondent description remains dispositive. covering the period April 1, 1993, interested parties, the Department, There have been no scope rulings for through March 31, 1994, where the pursuant to 19 CFR 351.218(e)(1)(ii)(C), the subject order. There was one Department reviewed 24 exporters, the determined to conduct an expedited, changed circumstances determination in dumping margin changed for two 120-day review of this order. which the Department affirmed that exporters, Skaarfish and Norwegian In accordance with 751(c)(5)(C)(v) of Kinn Salmon AS was the successor-in- Salmon A/S (‘‘Norwegian Salmon’’), to the Act, the Department may treat a interest to Skaarfish Group A/S.1 2.28 percent and 13.88 percent, review as extraordinarily complicated if 4 History of the Order respectively. it is a review of a transition order (i.e., In the fourth administrative review, an order in effect on January 1, 1995). In the February 25, 1991, final covering the period April 1, 1997, On October 18, 1999, the Department determination in the antidumping duty through March 31, 1998, the Department determined that the sunset review of the investigation, covering the period reviewed one exporter, Nornir Group A/ antidumping duty order on fresh and September 1, 1989, through February S, to which it assigned a margin of 31.81 chilled Atlantic salmon from Norway is 28, 1990, the Department determined percent.5 extraordinarily complicated, and, the following weighted-average Additionally, the Department therefore, we extended the time limit for dumping margins for respondent completed one new shipper review, completion of the final results of this companies (56 FR 7661): covering Nordic Group A/L (‘‘Nordic’’), review until not later than January 27, from May 1, 1995, through October 31, 2000, in accordance with section Salmonor A/S ...... 18.39 1995.6 7 Sea Star International A/S ...... 24.61 751(c)(5)(B) of the Act. Skaarfish Mowi A/S ...... 15.65 Background Although the deadline for this Fremstad Group A/S ...... 21.51 determination was originally January Domstein and Co...... 31.81 On July 1, 1999, the Department 27, 2000, due to the Federal Saga A/S ...... 26.55 initiated a sunset review of the Government shutdown on January 25 Chr. Bjelland Seafoods A/S ...... 19.96 antidumping duty order on fresh and and 26, 2000, resulting from inclement Hallvard Leroy A/S ...... 31.81 chilled Atlantic salmon from Norway weather, the timeframe for issuing this All others ...... 23.80 (64 FR 35588), pursuant to section determination has been extended by one 751(c) of the Act. The Department day. Since the April 12, 1991, issuance of received a Notice of Intent to Participate the antidumping duty order, the on behalf of domestic interested parties Determination Department has completed four within the deadline (July 15, 1999) In accordance with section 751(c)(1) administrative reviews on imports of the specified in section 351.218(d)(1)(i) of of the Act, the Department conducted subject merchandise from Norway (56 the Sunset Regulations. Subsequently, the review to determine whether FR 14920). In the first administrative we received a complete substantive revocation of the antidumping duty review, covering the period October 3, response to the notice of initiation on order would be likely to lead to 1990, through March 31, 1992, Skaarfish August 2, 1999, on behalf of the continuation or recurrence of dumping. A/S (‘‘Skaarfish’’) and ‘‘all others’’ were Coalition for Fair Atlantic Salmon Trade Section 752(c) of the Act provides that, assigned margins of 2.15 percent and (‘‘FAST’’) and the following individual 2 in making this determination, the 23.80 percent, respectively. members of FAST: Atlantic Salmon of Department shall consider the weighted- The second administrative review, Maine, Connors Aquaculture, Inc., DE average dumping margins determined in conducted at the request of the Coalition Salmon, Inc., Island Aquaculture Corp., the investigation and subsequent for Fair Atlantic Salmon Trade, covered administrative reviews, and the volume 85 exporters during the period April 1, 3 See Fresh and Chilled Atlantic Salmon From 1992, through March 31, 1993, and the of imports of the subject merchandise Norway; Final Results of Antidumping Duty for the period before and the period Department found that 31 of the 85 Administrative Review, 59 FR 12242 (March 16, reviewed firms did not ship subject 1994). after the issuance of the antidumping merchandise during the period of 4 See Fresh and Chilled Atlantic Salmon From duty order, and shall provide to the Norway; Final Results of Antidumping Duty review (‘‘POR’’). Of those 31 firms, 28 Commission the magnitude of the Administrative Review, 61 FR 65522 (December 13, margin of dumping likely to prevail if 1996); and Fresh and Chilled Atlantic Salmon From 1 See Fresh and Chilled Atlantic Salmon From Norway; Amended Final Results of Antidumping the order is revoked. Norway; Final Results of Changed Circumstance Duty Administrative Review, 62 FR 44255 (August The Department discusses below its Antidumping Duty Administrative Review, 64 FR 20, 1995). determinations concerning continuation 9979 (March 1, 1999). 5 See Fresh and Chilled Atlantic Salmon From or recurrence of dumping and the 2 See Fresh and Chilled Atlantic Salmon From Norway; Final Results of Antidumping Duty magnitude of the margin likely to Norway; Final Results of Antidumping Duty Administrative Review, 64 FR 17616 (April 12, Administrative Review, 58 FR 37912 (July 14, 1993), 1999). prevail were the antidumping duty and Fresh and Chilled Atlantic Salmon From 6 See Fresh and Chilled Atlantic Salmon From Norway; Amended Final Results of Antidumping Norway; Final results of New Shipper Antidumping 7 See Extension of Time Limit for Final Results of Duty Administrative Review, 60 FR 11070 (March Duty Administrative Review, 62 FR 1430 (January Five-Year Reviews, 64 FR 62167 (November 16, 1, 1995). 10, 1997). 1999).

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5586 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices order revoked. In addition, the domestic average import volume from Norway in margin, where appropriate, and interested parties’ comments on each of the three years following the imposition consideration of duty absorption these issues are addressed within the of the order was 95.7 percent lower than determinations (see sections II.B.2 and 3 respective sections below. average import volumes in the three of the Sunset Policy Bulletin). years prior to the order. Id. The domestic interested parties assert Continuation or Recurrence of As discussed in section II.A.3 of the that the Department should provide to Dumping Sunset Policy Bulletin, the SAA at 890, the Commission the margins from the Drawing on the guidance provided in and the House Report at 63–64, if original investigation for Skaarfish the legislative history accompanying the companies continue dumping with the Mowi A/S (now Kinn Salmon A/S), Uruguay Round Agreements Act discipline of an order in place, the Domstein, Saga, Hallvard Leroy A/S as (‘‘URAA’’), specifically the Statement of Department may reasonably infer that the rates likely to prevail if the order Administrative Action (‘‘the SAA’’), dumping would continue if the were revoked (see August 2, 1999, H.R. Doc. No. 103–316, vol. 1 (1994), the discipline were removed. With the Substantive Response of domestic House Report, H.R. Rep. No. 103–826, exception of Nordic, which received a interested parties at 23). Further, pt. 1 (1994), and the Senate Report, S. 0.00 percent margin in a new shipper domestic interested parties identify Sea Rep. No. 103–412 (1994), the review (62 FR 1430; January 10, 1997), Star International, Fremstad Group, Chr. Department issued its Sunset Policy dumping margins above de minimis Bjelland, Salmonor A/S and Nornir Bulletin providing guidance on have existed throughout the life of the Group A/S as companies from the methodological and analytical issues, order, and continue to exist, for original investigation that have chosen including the bases for likelihood shipments of subject merchandise from to increase dumping. Domestic determinations. In its Sunset Policy all other Norwegian producers/exporters interested parties recommend that the Bulletin, the Department indicated that investigated by the Department. Department assign to these companies a determinations of likelihood will be Consistent with section 752(c) of the margin of 31.81 percent from the 1992/ made on an order-wide basis (see Act, the Department also considered the 93 review because these companies section II.A.2 of the Sunset Policy volume of imports before and after would be likely to dump at least to the Bulletin). In addition, the Department issuance of the 1991 order. By same degree without the discipline of indicated that normally it will examining U.S. Census Bureau IM146 the order. Id. at 24. For Norwegian determine that revocation of an reports, the Department finds that, producers/exporters that were not antidumping duty order is likely to lead consistent with import statistics parties to the original investigation, but to continuation or recurrence of provided by domestic interested parties, were assigned margins in the dumping where (a) dumping continued imports of the subject merchandise from Department’s second and third at any level above de minimis after the Norway declined significantly following administrative reviews, the domestic issuance of the order, (b) imports of the the issuance of the antidumping duty interested parties assert that the subject merchandise ceased after the order, and continue to remain at very Department should assign to these issuance of the order, or (c) dumping low levels. companies the margins from those was eliminated after the issuance of the Based on this analysis, the reviews. Id. at 25. order and import volumes for the Department finds that the existence of According to the Sunset Policy subject merchandise declined dumping margins after the issuance of Bulletin, a company may choose to significantly (see section II.A.3 of the the order is highly probative of the increase dumping in order to maintain Sunset Policy Bulletin). likelihood of continuation or recurrence or increase market share. As a result, In addition to consideration of the of dumping. Given that dumping has increasing margins may be more guidance on likelihood cited above, continued at levels above de minimis representative of a company’s behavior section 751(c)(4)(B) of the Act provides after the issuance of the order, import in the absence of an order (see section that the Department shall determine that volumes for subject merchandise have II.B.2 of the Sunset Policy Bulletin). The revocation of an order is likely to lead significantly declined, respondent Sunset Policy Bulletin notes that the to continuation or recurrence of interested parties have waived their Department will normally consider dumping where a respondent interested right to participate in this review before market share; however, absent party waives its participation in the the Department, and absent argument information on relative market share, sunset review. In the instant review, the and evidence to the contrary, the and absent argument to the contrary, we Department did not receive a response Department determines that dumping is have looked at import volumes in the from any respondent interested party. likely to continue if the order were present case. Pursuant to section 351.218(d)(2)(iii) of revoked. As discussed in the Sunset Policy the Sunset Regulations, this constitutes Bulletin, a more recent rate may be a waiver of participation. Magnitude of the Margin appropriate where a company chooses The domestic interested parties argue In the Sunset Policy Bulletin, the to increase dumping in order to increase that revocation of the antidumping duty Department stated that it will normally or maintain market share. According to order would result in continued provide to the Commission the margin the U.S. Census Bureau IM146 reports, dumping by Norwegian producers/ that was determined in the final however, overall imports have exporters and material injury to the U.S. determination in the original decreased. Without company-specific industry (see August 2, 1999, investigation. Further, for companies information or argument related to Substantive Response of domestic not specifically investigated or for increasing exports corresponding to interested parties at 16). With respect to companies that did not begin shipping increased dumping, we have no basis to declining import volumes, the domestic until after the order was issued, the determine that a more recent rate is interested parties assert that the Department normally will provide a more probative. Therefore, we will imposition of antidumping duties has margin based on the ‘‘all others’’ rate report to the Commission the company- significantly reduced the volume of U.S. from the investigation (see section II.B.1 specific and ‘‘all others’’ rates as imports of subject merchandise from of the Sunset Policy Bulletin). contained in the Final Results of Review Norway. Id. at 18. Citing U.S. Census Exceptions to this policy include the section of this notice, because these Bureau statistics, they note that the use of a more recently calculated rates reflect the behavior of producers/

VerDate 272000 07:08 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00097 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5587 exporters without the discipline of the respectively; AD/CVD Enforcement II, Steel Standard, Line, and Pressure Pipe order. Office VI, Group II, Import from the Czech Republic, Japan, Mexico, Administration, Room 1870, Romania, and South Africa, 64 FR Final Results of Review International Trade Administration, 46953 (August 27, 1999). As a result of the review, the U.S. Department of Commerce, 14th We issued supplemental Department finds that revocation of the Street and Constitution Avenue, NW, questionnaires where appropriate. antidumping duty order would likely Washington, DC 20230. Responses to those supplemental lead to continuation or recurrence of questionnaires were timely filed dumping at the margins listed below: The Applicable Statute and Regulations between November 1, 1999 and Unless otherwise indicated, all November 16, 1999, and we have Margin of citations to the statute are references to incorporated the information provided Manufacturer/exporter dumping in those responses into this preliminary (percent) the provisions effective January 1, 1995, the effective date of the amendments determination. Salmonar A/S ...... 18.39 made to the Tariff Act of 1930 (the Act) On November 17, 1999, the Sea Start International ...... 24.61 by the Uruguay Round Agreements Act Department concluded, consistent with Kinn Salmon A/S (formerly, (URAA). In addition, unless otherwise section 733(c)(1)(B) of the Act, that the Skaarfish) ...... 15.65 indicated, all citations to the Mexican investigation of large diameter Fremstad Group (A/S) ...... 21.51 Department of Commerce’s (the pipe is extraordinarily complicated, and Domstein and Co ...... 31.81 Department’s) regulations refer to the that additional time was necessary to Saga A/S ...... 26.55 regulations codified at 19 CFR part 351 issue the preliminary determination. Chr. Bjelland ...... 19.96 (April 1999). Consequently, we extended the deadline Hallvard Leroy (A/S) ...... 31.81 for the preliminary determination to All others ...... 23.80 Preliminary Determination January 26, 2000. See Notice of This notice serves as the only We preliminarily determine that Postponement of Preliminary reminder to parties subject to certain large diameter carbon and alloy Antidumping Duty Determinations: administrative protective order (‘‘APO’’) seamless standard, line, and pressure Certain Small and Large Diameter of their responsibility concerning the pipe (seamless pipe) from Mexico are Carbon and Alloy Seamless Standard, disposition of proprietary information being sold, or are likely to be sold, in Line and Pressure Pipe From the Czech disclosed under APO in accordance the United States at less than fair value Republic, Romania and Mexico, 64 FR with 19 CFR 351.305 of the (LTFV), as provided in section 733 of 66168 (November 24, 1999). Although the deadline for this Department’s regulations. Timely the Act. The estimated margins of sales determination was originally January notification of return/destruction of at LTFV are shown in the Suspension of 26, 2000, due to the Federal APO materials or conversion to judicial Liquidation section of this notice. Government shutdown on January 25 protective order is hereby requested. Case History and 26, 2000, resulting from inclement Failure to comply with the regulations This investigation was initiated on weather, the time frame for issuing this and the terms of an APO is a July 20, 1999.1 See Initiation of determination has been extended by two sanctionable violation. days. These five-year (‘‘sunset’’) reviews Antidumping Duty Investigations: and notice are in accordance with Certain Large Diameter Carbon and Postponement of Final Determination sections 751(c), 752, and 777(i)(1) of the Alloy Seamless Standard, Line and and Extension of Provisional Measures Act. Pressure Pipe from Japan and Mexico and Certain Small Diameter Carbon and Section 735(a)(2) of the Act provides Dated: January 28, 2000. Alloy Seamless Standard, Line and that a final determination may be Holly A. Kuga, Pressure Pipe from the Czech Republic, postponed until not later than 135 days Acting Assistant Secretary for Import Japan, the Republic of South Africa and after the date of the publication of the Administration. Romania, 64 FR 40825 (July 28, 1999) preliminary determination if, in the [FR Doc. 00–2591 Filed 2–3–00; 8:45 am] (Initiation Notice). Since the initiation event of an affirmative preliminary BILLING CODE 3510±DS±P of the investigation, the following determination, a request for such events occurred: postponement is made by exporters who On August 12, 1999, the Department account for a significant proportion of DEPARTMENT OF COMMERCE issued its antidumping questionnaire to exports of the subject merchandise, or in Tubos de Acero de Mexico, S.A. the event of a negative preliminary International Trade Administration (TAMSA), the sole Mexican producer of determination, a request for such [A±201±827] the subject merchandise. postponement is made by the On August 23, 1999, the United States petitioners. The Department’s Notice of Preliminary Determination of International Trade Commission (ITC) regulations, at 19 CFR 351.210(e)(2), Sales at Less Than Fair Value and preliminarily determined that there is a require that requests by respondents for Postponement of Final Determination: reasonable indication that imports of the postponement of a final determination Certain Large Diameter Carbon and products subject to each of these be accompanied by a request for Alloy Seamless Standard, Line and antidumping investigations are extension of provisional measures from Pressure Pipe From Mexico materially injuring the U.S. industry. a four-month period to not more than See Certain Seamless Carbon and Alloy six months. AGENCY: Import Administration, On January 14, 2000, TAMSA International Trade Administration, 1 The petitioners in this investigation are Gulf requested that, in the event of an Department of Commerce. States Tube, a division of Vision Metals, Inc.; affirmative preliminary determination EFFECTIVE DATE: February 4, 2000. Koppel Steel Corporation; Sharon Tube in this investigation, the Department FOR FURTHER INFORMATION CONTACT: Corporation; USS/Kobe Steel Corporation; United Steel Workers of America; and U.S. Steel Group, a postpone its final determination until Russell Morris or John R. Brinkmann, at unit of USX Corporation, hereinafter referred to as not later than 135 days after the date of (202) 482–1775 or (202) 482–4126, Petitioners. the publication of the affirmative

VerDate 272000 07:08 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00098 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 5588 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices preliminary determination in the 7304.39.00.62, 7304.39.00.68, typically triple or quadruple certify the Federal Register. TAMSA also included 7304.39.00.72, 7304.51.50.60, pipes by meeting the metallurgical a request to extend the provisional 7304.59.60.00, 7304.59.80.30, requirements and performing the measures to not more than six months. 7304.59.80.35, 7304.59.80.40, required tests pursuant to the respective Therefore, in accordance with 19 CFR 7304.59.80.45, 7304.59.80.50, specifications. Since distributors sell the 351.210(b), because (1) our 7304.59.80.55, 7304.59.80.60, vast majority of this product, they can determination is affirmative; (2) the 7304.59.80.65, and 7304.59.80.70 of the thereby maintain a single inventory to requesting exporter accounts for a Harmonized Tariff Schedule of the service all customers. significant portion of exports of the United States (HTSUS). The primary application of ASTM A– subject merchandise; and (3) no Specifications, Characteristics, and 106 pressure pipes and triple or compelling reason for denial exists, we Uses: Large diameter seamless pipe is quadruple certified pipes in large are granting the respondent’s request used primarily for line applications diameters is for use as oil and gas and are postponing the final such as oil, gas, or water pipeline, or distribution lines for commercial determination until not later than 135 utility distribution systems. Seamless applications. A more minor application days after the date of the publication of pressure pipes are intended for the for large diameter seamless pipes is for the preliminary determination. conveyance of water, steam, use in pressure piping systems by Suspension of liquidation will be petrochemicals, chemicals, oil products, refineries, petrochemical plants, and extended accordingly. natural gas and other liquids and gasses chemical plants, as well as in power in industrial piping systems. They may generation plants and in some oil field Period of Investigation carry these substances at elevated uses (on shore and off shore) such as for The period of this investigation (POI) pressures and temperatures and may be separator lines, gathering lines and comprises TAMSA’s four most recent subject to the application of external metering runs. These applications fiscal quarters prior to the filing of the heat. Seamless carbon steel pressure constitute the majority of the market for petition, (i.e., April 1, 1998, through pipe meeting the ASTM A–106 standard the subject seamless pipes. However, March 31, 1999). may be used in temperatures of up to ASTM A–106 pipes may be used in Scope of Investigation 2 1000 degrees Fahrenheit, at various some boiler applications. American Society of Mechanical The scope of this investigation For purposes of this investigation, the Engineers (ASME) code stress levels. includes all seamless pipe meeting the products covered are large diameter Alloy pipes made to ASTM A–335 physical parameters described above seamless carbon and alloy (other than standard must be used if temperatures and produced to one of the stainless) steel standard, line, and and stress levels exceed those allowed specifications listed above, regardless of pressure pipes produced, or equivalent, for ASTM A–106. Seamless pressure application, and whether or not also to the American Society for Testing and pipes sold in the United States are certified to a non-covered specification. Materials (ASTM) A–53, ASTM A–106, commonly produced to the ASTM A– Standard, line, and pressure ASTM A–333, ASTM A–334, ASTM A– 106 standard. applications and the above-listed 335 (grades P1, P2, P11, P12, P21 and Seamless standard pipes are most specifications are defining P22 only), ASTM A–589, ASTM A–795, commonly produced to the ASTM A–53 characteristics of the scope of this and the American Petroleum Institute specification and generally are not investigation. Therefore, seamless pipes (API) 5L specifications and meeting the intended for high temperature service. meeting the physical description above, physical parameters described below, They are intended for the low but not produced to the ASTM A–53, regardless of application. The scope of temperature and pressure conveyance of ASTM A–106, ASTM A–333, ASTM A– this investigation also includes all water, steam, natural gas, air and other 334, ASTM A–335 (grades P1, P2, P11, products used in standard, line, or liquids and gasses in plumbing and P12, P21 and P22 only), ASTM A–589, pressure pipe applications and meeting heating systems, air conditioning units, ASTM A–795, and API 5L specifications the physical parameters described automatic sprinkler systems, and other shall be covered if used in a standard, below, regardless of specification. related uses. Standard pipes (depending line, or pressure application. Specifically included within the scope on type and code) may carry liquids at For example, there are certain other of this investigation are seamless pipes elevated temperatures but must not ASTM specifications of pipe which, greater than 4.5 inches (114.3 mm) up exceed relevant ASME code because of overlapping characteristics, to and including 16 inches (406.4 mm) requirements. If exceptionally low could potentially be used in ASTM A– in outside diameter, regardless of wall- temperature uses or conditions are 106 applications. These specifications thickness, manufacturing process (hot anticipated, standard pipe may be generally include ASTM A–161, ASTM finished or cold-drawn), end finish manufactured to ASTM A–333 or ASTM A–192, ASTM A–210, ASTM A–252, (plain end, beveled end, upset end, A–334 specifications. ASTM A–501, ASTM A–523, ASTM A– threaded, or threaded and coupled), or Seamless line pipes are intended for 524, and ASTM A–618. When such surface finish. the conveyance of oil and natural gas or pipes are used in a standard, line, or The seamless pipes subject to this other fluids in pipe lines. Seamless line pressure pipe application, such investigation are currently classifiable pipes are produced to the API 5L products are covered by the scope of under the subheadings 7304.10.10.30, specification. this investigation. 7304.10.10.45, 7304.10.10.60, Seamless water well pipe (ASTM A– Specifically excluded from the scope 7304.10.50.50, 7304.31.60.50, 589) and seamless galvanized pipe for of this investigation are boiler tubing 7304.39.00.36, 7304.39.00.40, fire protection uses (ASTM A–795) are and mechanical tubing, if such products 7304.39.00.44, 7304.39.00.48, used for the conveyance of water. are not produced to ASTM A–53, ASTM 7304.39.00.52, 7304.39.00.56, Seamless pipes are commonly A–106, ASTM A–333, ASTM A–334, produced and certified to meet ASTM ASTM A–335 (grades P1, P2, P11, P12, 2 On September 3, 1999, the petitioners requested A–106, ASTM A–53, API 5L–B, and API P21 and P22 only), ASTM A–589, that the scope of the investigations be amended to exclude certain products made to the A–335 5L–X42 specifications. To avoid ASTM A–795, and API 5L specifications specification. This change is reflected in the current maintaining separate production runs and are not used in standard, line, or scope. and separate inventories, manufacturers pressure pipe applications. In addition,

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00099 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5589 finished and unfinished oil country These characteristics have been the sale (e.g., arranging transportation or tubular goods (OCTG) are excluded from weighted by the Department, where customs clearance, invoicing), we treat the the scope of this investigation, if appropriate. Where there were no sales transactions as EP sales. Where the U.S. covered by the scope of another of identical merchandise in the home affiliate has more than an incidental antidumping duty order from the same market to compare to U.S. sales, we involvement in making sales (e.g., solicits sales, negotiates contracts or prices) or country. If not covered by such an compared U.S. sales to the next most providing customer support, we treat the OCTG order, finished and unfinished similar foreign like product on the basis transactions as CEP sales. OCTG are included in this scope when of the characteristics as listed above. Canadian Steel, 63 FR at 12738. used in standard, line or pressure Fair Value Comparisons For sales of seamless pipe products applications. Although the HTSUS subheadings are To determine whether sales of during the POI, TAMSA utilizes the provided for convenience and customs seamless pipe products from Mexico services of two affiliated selling agents purposes, our written description of the were made in the United States at LTFV, in the United States, Siderca merchandise under investigation is we compared the constructed export Corporation (Siderca) and another dispositive. price (CEP) to the normal value (NV), as affiliate, hereinafter referred to as described in the Constructed Export Company A (the name of Company A is Class or Kind Price and Normal Value sections of this business proprietary information). From August through November 1999, notice, below. In accordance with TAMSA reported, as EP transactions, its the Department received submissions section 777A(d)(1)(A)(i) of the Act, we seamless pipe sales for which Siderca from importers, respondents, and calculated weighted-average CEPs for and Company A served as the importers consumers in the companion comparison to weighted-average NVs. of record and which were shipped investigations involving small and large directly from Mexico to the unaffiliated diameter seamless pipe from Japan, Constructed Export Price U.S. customer. Conversely, TAMSA requesting that the subject merchandise In accordance with section 772 of the reported as CEP transactions the subject be considered more than one class or Act, we calculated a CEP for each sale. merchandise that was stored in kind. Specifically, those parties Section 772(b) of the Act defines CEP as Company A’s warehouse and later sold requested that the Department the price at which the subject out of Company A’s inventory. After subdivide each of these investigations merchandise is first sold (or agreed to be careful examination of the record, the into the following separate classes or sold) in the United States before or after Department has preliminarily kinds of merchandise: (1) Commodity the date of importation by or for the determined that both selling agents, grade carbon seamless standard, line account of the producer or exporter of Siderca and Company A, act as more and pressure pipe; (2) alloy seamless such merchandise or by a seller than simply a ‘‘processor of sales-related pipe; and (3) high-strength seamless line affiliated with the producer or exporter, documentation’’ or ‘‘a communication pipe. On November 8, 1999, the to a purchaser not affiliated with the link.’’ As a result of our analysis, we are petitioners rebutted these arguments. producer or exporter, as adjusted. reclassifying TAMSA’s reported EP We have preliminarily determined that When sales are made prior to sales as CEP sales, as defined in section there is a single class or kind of importation through an affiliated U.S. 772(b) of the Act. Specifically, both merchandise for small diameter pipe sales agent to an unaffiliated customer Siderca and Company A solicit sales, and another distinct single class or kind in the United States, it is the negotiate the price, obtain customer of merchandise for large diameter pipe. Department’s practice to examine approval, prepare sales documentation (i.e., For further discussion on this topic, several criteria in order to determine invoices), receive payment and forward including the comments received, see whether or not the sales are CEP or payment to TAMSA. For a further the Notice of Preliminary export price (EP) sales. Those criteria discussion, see Memorandum Whether Determinations of Sales at Less Than are: (1) Whether the merchandise was to Reclassify Certain EP Sales by Tubos Fair Value: Certain Large Diameter shipped directly from the manufacturer de Acero de Mexico, S.A in the U.S. Carbon and Alloy Seamless Standard, to the unaffiliated U.S. customer; (2) Market as CEP Sales, dated January 28, Line and Pressure Pipe from Japan and whether this was the customary 2000, public version, on file in the Certain Small Diameter Carbon and commercial channel between the parties Central Record Unit (CRU), Room B– Alloy Seamless Standard, Line and involved; and (3) whether the function 099, of the Main Commerce Building. Pressure Pipe from Japan and the of the U.S. selling agent was limited to We based CEP on the packed, cost- Republic of South Africa, 64 FR 69721 that of a ‘‘processor of sales-related insurance-freight (CIF), ex-factory, free- (December 14, 1999). documentation’’ and a on-board (FOB), or delivered prices to ‘‘communications link’’ between the the first unaffiliated customer in the Product Comparisons exporter and the unaffiliated U.S. buyer. United States, as appropriate. We In accordance with section 771(16) of See, e.g., Porcelain-on-Steel Cookware reduced these prices for discounts and the Act, all products produced by from Mexico: Final Results of rebates, where appropriate. TAMSA covered by the description in Antidumping Duty Administrative In accordance with section 772(c)(2) the Scope of Investigation section, Review, 64 FR 26934, 26941 (May 18, of the Act, we made deductions, where above, and sold in Mexico during the 1999); and Certain Corrosion-Resistant appropriate, for movement expenses POI, are considered to be foreign like Carbon Steel Flat Products and Certain including inland freight from the plant products for purposes of determining Cut-to-Length Carbon Steel Plate From or warehouse to the port of exportation, appropriate product comparisons to Canada: Final Results of Antidumping foreign brokerage, handling and loading U.S. sales. We have relied on six criteria Duty Administrative Reviews (Canadian charges, international freight, marine to match U.S. sales of subject Steel), 63 FR 12725, 12738 (March 16, insurance, U.S. duties and U.S. inland merchandise to comparison-market 1998). In the Canadian Steel case, the freight expenses (from port to the sales of the foreign like product: Department clarified its interpretation of customer). specification/grade, manufacturing the third prong of this test, as follows: In accordance with section 772(d)(1) process, outside diameter, wall Where the factors indicate that the of the Act, where appropriate, we thickness, surface finish, and end-finish. activities of the U.S. affiliate are ancillary to deducted from the starting price those

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For a detailed amount for profit in accordance with Administrative Action (SAA) description of our LOT analysis and sections 772(d)(3) and (f) of the Act. See accompanying the Uruguay Round adjustment methodology for these Preliminary Calculation Memorandum, Agreements Act, H.R. Doc. No. 103–316, preliminary results, see the January 28, dated January 28, 2000, public version at 829–831 (1994), to the extent 2000, Antidumping Investigation of on file in the CRU. practicable, the Department will Certain Large Diameter Carbon and calculate NV based on sales at the same Alloy Seamless Standard, Line and Normal Value level of trade (LOT) as the U.S. sales. Pressure Pipe from Mexico: Preliminary A. Selection of Comparison Markets To determine whether comparison Level of Trade Findings Memorandum, market sales were at different LOTs we on file in the CRU. Section 773(a)(1) of the Act directs examined stages in the marketing We note that the U.S. Court of that NV be based on the price at which process and selling functions along the International Trade (CIT) has held that the foreign like product is sold in the chain of distribution between the the Department’s practice of home market, provided that the producer and the unaffiliated (or arm’s determining LOTs for CEP transactions merchandise is sold in sufficient length) customers. If the comparison- after CEP deductions is an quantities, and that there is no market sales were at a different LOT and impermissible interpretation of section particular market situation that prevents the differences affected price 772(d) of the Act. See Borden, Inc., v. a proper comparison with the U.S. comparability, as manifested in a United States, 4 F. Supp. 2d 1221, price. The statute contemplates that pattern of consistent price differences 1241–42 (CIT 1998) (Borden). The quantities normally will be considered between the sales on which NV is based Department believes, however, that its insufficient if they are less than five and comparison-market sales at the LOT practice is in full compliance with the percent of the aggregate quantity of sales of the export transaction, we made a statute. On June 4, 1999, the CIT entered of the subject merchandise to the United LOT adjustment under section final judgment in Borden on the LOT States. 773(a)(7)(A) of the Act, where issue. See Borden, Inc., v. United States, TAMSA had a viable home market for appropriate. Court No. 96–08–01970, Slip Op. 99–50 seamless pipe products, and reported In accordance with the Act, we (CIT June 4, 1999). The government has home market sales data for purposes of examined the chain of distribution and filed an appeal of Borden which is the calculation of NV. the selling activities associated with pending before the U.S. Court of In deriving NV, we made certain sales reported by TAMSA to its two Appeals for the Federal Circuit. adjustments to price as detailed in the customer categories in the home market. Consequently, the Department has Calculation of Normal Value Based on TAMSA reported three distinct continued to follow its normal practice Home-Market Prices section of this channels of distribution in the home of adjusting CEP under section 772(d) notice, below. market: (1) Sales to end users; (2) sales prior to starting a LOT analysis, as to distributors; and (3) sales to one B. Arm’s Length Test articulated in the Department’s specific end user which received regulations at § 351.412. Sales to affiliated customers for additional services pursuant to a just-in- consumption in the home market which time agreement. We found that the D. Calculation of Normal Value Based were determined not to be at arm’s channels of distribution through the on Home-Market Prices length were excluded from our analysis. distributors and the first referenced end We calculated NV based on ex-factory To test whether these sales were made users differed significantly from the or delivered prices. Pursuant to 19 CFR at arm’s length, we compared the prices channel to the end user that received 351.401(c), we adjusted the gross unit of sales of comparison products to additional services as enumerated in the price for discounts and rebates to arrive affiliated and unaffiliated customers, net just-in-time agreement. Based on our at the ‘‘starting price’’ for NV. We made of all movement charges, direct selling overall analysis, we found that the home deductions from the starting price for expenses, discounts, and packing. market sales constituted two LOTs: (1) inland freight, warehousing, and inland Pursuant to 19 CFR 351.403 and in Distributors and end users (LOT 1), and insurance. In addition, we made accordance with our practice, where the (2) the end user that received additional circumstance-of-sale (COS) adjustments prices to the affiliated party were on services pursuant to the just-in-time for direct expenses, where appropriate, average less than 99.5 percent of the agreement (LOT 2). in accordance with section prices to unaffiliated parties, we We examined the sales from TAMSA 773(a)(6)(C)(iii) of the Act. These determined that the sales made to the to the two affiliated resellers (i.e., at the included imputed credit expenses, affiliated party were not at arm’s length. constructed, or CEP LOT) and found warranty expenses, commissions, See Notice of Final Results and Partial only one LOT in the U.S. market. This interest revenue, and performance bond Recission of Antidumping Duty CEP LOT was comparable to the home fees. In accordance with sections Administrative Review: Roller Chain, market LOT 1. For the vast majority of 773(a)(6)(A) and (B) of the Act, we Other Than Bicycle, From Japan, 62 FR comparisons, we were able to determine deducted home market packing costs 60472, 60478 (November 10, 1997) and NV based on sales of identical and added U.S. packing costs. See Antidumping Duties; Countervailing merchandise made at the same LOT as Preliminary Calculation Memorandum, Duties: Final Rule (Antidumping the U.S. CEP sales. Accordingly, dated January 28, 2000, public version Duties), 62 FR 27295, 27355–56 (May because we compared U.S. to home on file in the CRU. 19, 1997). We included in our NV market sales at the same LOT, no LOT In accordance with § 351.410(e) of the calculations those sales to affiliated adjustment was warranted under section Department’s regulations, where customers that passed the arm’s-length 773(a)(7)(A) of the Act. Where there commissions are incurred in one market

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(in this case the home market), but not would be the later of 120 days after the DEPARTMENT OF COMMERCE in the other, we make an allowance for date of this preliminary determination indirect selling expenses in the other or 45 days after the date of our final International Trade Administration market up to the amount of the determination. [A±475±818, A±489±805] commissions granted. In this case, because commissions were paid in the Public Comment Certain Pasta From Italy and Turkey: home market, but not in the United Case briefs for this investigation must Extension of Preliminary Results of States, and thus were deducted from the be submitted no later than March 16, Antidumping Duty Administrative home market price, we made an 2000. Rebuttal briefs must be filed Reviews adjustment for U.S. indirect selling within five days after the deadline for expenses incurred in Mexico which AGENCY: Import Administration, were associated with sales of the subject submission of case briefs. A list of International Trade Administration, merchandise. We made such an authorities used, a table of contents, and Department of Commerce. adjustment by adding the U.S. indirect an executive summary of issues should EFFECTIVE DATE: February 4, 2000. selling expenses, up to the amount of accompany any briefs submitted to the FOR FURTHER INFORMATION CONTACT: the home market commissions, to home Department. Executive summaries Jarrod Goldfeder at (202) 482–2305, market price rather than subtracting should be limited to five pages total, Office of AD/CVD Enforcement VI, them from the CEP. including footnotes. Group II, Import Administration, Currency Conversion Section 774 of the Act provides that International Trade Administration, the Department will hold a hearing to U.S. Department of Commerce, 14th We made currency conversions into afford interested parties an opportunity Street and Constitution Ave, NW, U.S. dollars, in accordance with section to comment on arguments raised in case Washington, DC 20230. 773(A) of the Act, based on the or rebuttal briefs, provided that such a exchange rates in effect on the dates of Time Limits hearing is requested by any interested the U.S. sales as certified by the Federal Statutory Time Limits Reserve Bank. party. If a request for a hearing is made in an investigation, the hearing will Section 751(a)(3)(A) of the Tariff Act Verification tentatively be held two days after the of 1930, as amended (the Act), requires In accordance with section 782(i) of deadline for submission of the rebuttal the Department to issue the preliminary the Act, we intend to verify all briefs, at the U.S. Department of results within 245 days after the last day information relied upon in making our Commerce, 14th Street and Constitution of the anniversary month of an order/ final determination. Avenue, NW, Washington, DC 20230. finding for which a review is requested Parties should confirm by telephone the and the final results within 120 days Suspension of Liquidation time, date, and place of the hearing 48 after the date on which the preliminary In accordance with section 733(d) of hours before the scheduled time. results are published. However, if it is the Act, we are directing Customs to not practicable to complete the review suspend liquidation of all entries of Interested parties who wish to request within the time period, section large diameter seamless pipe products a hearing, or to participate if one is 751(a)(3)(A) of the Act allows the from Mexico, that are entered, or requested, must submit a written Department to extend the time limit for withdrawn from warehouse, for request within 30 days of the the preliminary results to a maximum of consumption on or after the date of publication of this notice. Requests 365 days and for the final results to 180 publication of this notice in the Federal should specify the number of days (or 300 days if the Department Register. We are also instructing participants and provide a list of the does not extend the time limit for the Customs to require a cash deposit or the issues to be discussed. Oral preliminary results) from the date of the posting of a bond equal to the weighted- presentations will be limited to issues publication of the preliminary results. average amount by which the NV raised in the briefs. Background exceeds the CEP, as indicated in the If this investigation proceeds On August 30, 1999, the Department chart below. These instructions normally, we will make our final published a notice of initiation of the suspending liquidation will remain in determination no later than 135 days administrative reviews of the effect until further notice. The after the date of publication of this antidumping duty orders on certain weighted-average dumping margins are notice in the Federal Register. provided below. pasta from Italy and Turkey, covering This determination is issued and the period July 1, 1998 to June 30, 1999 published pursuant to sections 733(f) Manufacturer/exporter Margin (64 FR 47167). The preliminary results (percent) and 777(i)(1) of the Act. are currently due no later than April 3, 2000. TAMSA ...... 4.60 Dated: January 28, 2000. All others ...... 4.60 Holly A. Kuga, Extension of Preliminary Results of Acting Assistant Secretary for Import Reviews ITC Notification Administration. We determine that it is not practicable In accordance with section 733(f) of [FR Doc. 00–2580 Filed 2–3–00; 8:45 am] to complete the preliminary results of the Act, we have notified the ITC of our BILLING CODE 3510±DS±P these reviews within the original time determination. If our final antidumping limits. Therefore, we are extending the determination is affirmative, the ITC time limits for completion of the will determine whether the imports preliminary results until no later than covered by this determination are June 30, 2000. See Decision materially injuring, or threaten material Memorandum from John Brinkmann to injury to, the United States industry. Holly A. Kuga, dated January 31, 2000, The deadline for that ITC determination which is on file in the Central Records

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Unit, B–099 of the main Commerce in Procedures for Conducting Five-year a margin of 36.33 percent ad valorem, Building. We intend to issue the final (‘‘Sunset’’) Reviews of Antidumping and and the ‘‘all others’’ margin was 21.5 results no later than 120 days after the Countervailing Duty Orders, 63 FR percent. publication of the notice of preliminary 13516 (March 20, 1998) (‘‘Sunset The Department has completed six results of these reviews. Regulations’’) and 19 CFR part 351 administrative reviews of PET film since This extension is in accordance with (1999) in general. Guidance on the issuance of the antidumping duty section 751(a)(3)(A) of the Act. methodological or analytical issues order.1 On September 26, 1997, the Dated: January 31, 2000. relevant to the Department’s conduct of Department issued the Final Results of Changed Circumstances Antidumping Holly A. Kuga, sunset reviews is set forth in the Department’s Policy Bulletin 98:3— Duty Administration Review, 63 FR Acting Deputy Assistant Secretary, Import Policies Regarding the Conduct of Five- 3703 (January 26, 1998), in which the Administration. year (‘‘Sunset’’) Reviews of Department determined that Saehan [FR Doc. 00–2586 Filed 2–3–00; 8:45 am] Antidumping and Countervailing Duty Industries, Inc. (‘‘Saehan’’) was the BILLING CODE 3510±DS±P Orders; Policy Bulletin, 63 FR 18871 successor firm to Cheil. The Department (April 16, 1998) (‘‘Sunset Policy has not found duty absorption with Bulletin’’). respect to this order. DEPARTMENT OF COMMERCE The order remains in effect for all Scope International Trade Administration producers and exporters of PET film The merchandise covered by this from Korea, except for Cheil and Kolon, [A±580±807] antidumping duty order includes all for which the Department revoked the gauges of raw pre-treated, or primed antidumping duty order.2 Final Results of Expedited Sunset polythylene terephthalate film, sheet, Background Review: Polyethylene Terephthalate and strip, whether extruded or co- Film From Korea extruded. The films excluded from this On July 1, 1999, the Department initiated a sunset review of the AGENCY: Import Administration, antidumping duty order are metallized antidumping duty order on PET film International Trade Administration, films and other finished films that have from Korea (64 FR 35588) pursuant to U.S. Department of Commerce. had at least one of their surfaces modified by the application of a section 751(c) of the Act. On July 15, ACTION: Notice of Final Result of performance-enhancing resinous or 1999, the Department received a Notice Expedited Sunset Review: Polyethylene inorganic layer of more than 0.00001 Terephthalate Film from Korea. 1 inches (0.254 micrometers) thick. Roller See 1.a. Polyethylene Terephthalate Film, Sheet, transport cleaning film which has at and Strip From the Republic of Korea; Final Results SUMMARY: On July 1, 1999, the of Antidumping Duty Administrative Review, 60 FR Department of Commerce (‘‘the least one of its surfaces modified by the 42835 (August 17, 1995), as amended Polyethylene Department’’) initiated a sunset review application of 0.5 micrometers of SBR Terephthalate Film, Sheet, and Strip From the latex has also been ruled as not within Republic of Korea; Amended Final Results of of the antidumping duty order on Antidumping Duty Administrative Review, 61 FR polethylene terephthalate (‘‘PET’’) film the scope of the order. PET film is 53997 (February 12, 1996). from Korea pursuant to section 751(c) of currently classifiable under Harmonized 2.b. Polyethylene Terephthalate Film, Sheet, and the Tariff Act of 1930, as amended (‘‘the Tariff Schedule (‘‘HTS’’) item number Strip From the Republic of Korea; Final Results of Act’’). On the basis of a notice of intent 3920.62.00.00. The HTS item number is Antidumping Duty Administrative Reviews and provided for convenience and U.S. Notice of Revocation in Part, 61 FR 35177 (July 5, to participate and adequate substantive 1996). response filed on behalf of a domestic Customs purposes. The written 3.c. Polyethylene Terephthalate Film, Sheet, and interested party, and inadequate description remains dispositive. Strip From the Republic of Korea; Final Results of response from respondent interested Antidumping Duty Administrative Review and History of the Order Notice of Revocation in Part, 61 FR 58374 parties, the Department determined to On June 5, 1991, the Department (November 14, 1996), as amended 62 FR 1735 conduct an expedited sunset review. As (January 13, 1997). published the antidumping duty order a result of this review, the Department 4.d. Polyethylene Terephthalate Film, Sheet, and and amended final determination of finds that revocation of the antidumping Strip From the Republic of Korea; Final Results of sales at less than fair value (‘‘LTFV’’) on Antidumping Duty Administrative Review, 62 FR duty order would be likely to lead to PET film from Korea. See Antidumping 38064 (July 16, 1997), as amended 62 FR 45222 continuation or recurrence of dumping Duty Order and Amendment to Final (August 26, 1997). at the levels indicated in the Final 5.e. Polyethylene Terephthalate Film, Sheet, and Determination of Sales at Less Than Results of Review section of this notice. Strip From the Republic of Korea; Final Results of Fair Value: Polyethylene Terephthalate Antidumping Duty Administrative Review, 63 FR FOR FURTHER INFORMATION CONTACT: Film, Sheet, and Strip from the Republic 37334 (July 10, 1998), and Polyethylene Martha V. Douthit or Melissa G. of Korea as amended (56 FR 25669, June Terephthalate Film, Sheet, and Strip From the Skinner, Office of Policy for Import Republic of Korea; Notice of Final Court Decision 5, 1991). On September 26, 1997 (62 FR and Amended Final Results of Antidumping Duty Administration, International Trade 50557) the Department published Administrative Review, 63 FR 52241 (September 30, Administration, U.S. Department of Polyethylene Terephthalate Film, Sheet, 1998). Commerce, 14th St. & Constitution Ave., and Strip from the Republic of Korea; 6.f. Polyethylene Terephthalate Film, Sheet, and NW, Washington, DC 20230; telephone Notice of Final Court Decision and Strip From the Republic of Korea; Final Results of (202) 482–5050 or (202) 482–1560, Antidumping Duty Administrative Review: Final Amended Final Determination of Results of Antidumping Duty Administrative respectively. Antidumping Duty Investigation. In the Review and Notice of Intent Not To Revoke in Part; EFFECTIVE DATE: February 4, 2000. notice of final court decision and 64 FR 62648 (November 17, 1999). 2 See Polyethylene Terephthalate Film, Sheet, and SUPPLEMENTARY INFORMATION: amended final determination of the Strip from the Republic of Korea; Final Results of antidumping duty LTFV investigation, Antidumping Duty Administrative Reviews and Statute and Regulations based on our determination on remand, Notice of Revocation in Part, 61 FR 35177 (July 5, This review was conducted pursuant SKC Limited and SKC America, Inc. 1996), and Polyethylene Terephthalate Film, Sheet, and Strip from the Republic of Korea; Final Results to sections 751(c) and 752 of the Act. (collectively ‘‘SKC’’) was assigned a of Antidumping Duty Administrative Review and The Department’s procedures for the margin of 13.92 percent ad valorem, Notice of Revocation in Part, 61 FR 58374 conduct of sunset reviews are set forth Cheil Synthetics Incorporated (‘‘Cheil’’), (November 14, 1996).

VerDate 272000 07:13 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00103 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5593 of Intent to Participate on behalf of E.I. revocation of the antidumping order party waives its participation in the Dupont de Nemours & Company would be likely to lead to continuation sunset review. The Department received (‘‘DuPont’’), and Mitsubishi Polyester or recurrence of dumping. Section a waiver of participation from SKC. In Film, LLC (‘‘MFA’’), (collectively ‘‘the 752(c)(1) of the Act provides that, in addition, the Department did not domestic interested parties’’), within the making this determination, the receive a substantive response from any deadline specified in § 351.218(d)(1)(i) Department shall consider the weighted- respondent interested party. Pursuant to of the Sunset Regulations. On August 2, average dumping margins determined in § 351.218(d)(2)(iii) of the Sunset 1999, we received a complete the investigation and subsequent Regulations, lack of substantive substantive response to the notice of reviews and the volume of imports of response from respondent interested initiation from the domestic interested the subject merchandise for the period parties also constitutes a waiver of parties within the deadline specified in before and the period after the issuance participation. § 351.218(d)(3)(i) of the Sunset of the antidumping order. Pursuant to The petitioners argue that revocation Regulations. The domestic interested section 752(c)(3) of the Act, the of the antidumping duty order would parties claimed interested party status Department shall provide to the likely lead to continuation of dumping under section 771(9)(C) of the Act as International Trade Commission (‘‘the by producers and exporters of PET film U.S. producers of a domestic like Commission’’) the magnitude of the from Korea based on the continuation of product. Dupont states that it was the margin of dumping likely to prevail if dumping since the original petitioner in the original investigation the order is revoked. investigation. The petitioners assert that and has been a participant in all The Department’s determinations from 1990 to 1995 dumping margins completed administrative reviews of concerning continuation or recurrence remained above de minimis (see the this antidumping duty order. MFA of dumping and the magnitude of the petitioners August 2, 1999, Substantive states that it purchased U.S. PET film margin are discussed below. In addition, Response at 6). Additionally, although operations from the Hoechst Celanese the petitioners’ comments with respect in some instances (between 1996 and Corporation. Hoechst Celanese to the continuation or recurrence of 1998) dumping margins fell below de Corporation was also a petitioner in the dumping and the magnitude of the minimis, these de minimis dumping original investigation and an active margin are addressed within the margins do not establish that producers participant in prior administrative respective sections below. and exporters of the subject merchandise have ceased dumping. reviews. Continuation or Recurrence of Instead, petitioners argue that the most Although we did not receive a Dumping substantive response from any recent preliminary results of Drawing on the guidance provided in respondent interested party, on August administrative review provide a strong the legislative history accompanying the 2, 1999, we received a waiver of indication that one producer, has Uruguay Round Agreements Act participation from SKC. Co., Ltd. and resumed dumping (FR 41380 (July 30, (‘‘URAA’’), specifically the Statement of SKC America, Inc. (collectively ‘‘SKC’’). 1999)). Further petitioners assert that Administrative Action (‘‘the SAA’’), Pursuant to 19 CFR 351.218(e)(1)(ii)(C), the other producer that was assessed de H.R. Doc. No. 103–316, vol. 1 (1994), the we determined to conduct an expedited minimis dumping margins in the past, House Report, H.R. Rep. No. 103–826, sunset review of this order. STC, did not make any sales or In accordance with section pt. 1 (1994), and the Senate Report, S. shipments during the subsequent two Rep. No. 103–412 (1994), the 751(c)(5)(C)(v) of the Act, the reviews. Petitioners argue that this Department issued its Sunset Policy Department may treat a review as suggests that STC is unable to remain Bulletin providing guidance on extraordinarily complicated if it is a competitive in the U.S. market with the methodological and analytical issues, review of a transition order (i.e., an discipline of the order in place. including the basis for likelihood order in effect on January 1, 1995). With respect to import volume, the determinations. The Department Therefore, on November 16, 1999, the domestic interested parties assert that, clarified that determinations of Department determined that the sunset based on the Department’s Sunset Policy likelihood will be made on an order- review of the antidumping duty order Bulletin, an examination of import wide basis (see section II.A.2 of the on PET film from Korea is volumes by the Department is not Sunset Policy Bulletin). Additionally, extraordinarily complicated and necessary to make a likelihood the Department normally will determine determination given that dumping extended the time limit for completion that revocation of an antidumping order continues. However, the petitioners of the final results of this review until is likely to lead to continuation or state that should the Department not later than January 27, 2000, in recurrence of dumping where (a) examine import statistics, the accordance with section 751(c)(5)(B) of dumping continued at any level above Department will find that import the Act.3 Although the deadline for this de minimis after the issuance of the volumes are highly inconclusive. Using determination was originally January order, (b) imports of the subject official import statistics for HTS 27, 2000, due to the Federal merchandise ceased after the issuance of subheading 3920.62.00.00, the Government shutdown on January 25 the order, or (c) dumping was petitioners argue that prior to the and 26, 2000, resulting from inclement eliminated after the issuance of the issuance of the antidumping duty order weather, the time-frame for issuing this order and import volumes for the (between 1989 and 1990) the quantity of determination has been extended by two subject merchandise declined imports of the subject merchandise to days. significantly (see section II.A.3 of the the United States grew by 1,265.15 Determination Sunset Policy Bulletin). percent (see the petitioners August 2, In addition to consideration of the In accordance with section 751(c)(1) 1999, Substantive Response at 7, and guidance on likelihood cited above, of the Act, the Department conducted Exhibit 2). The petitioners note that section 751(c)(4)(B) of the Act provides this review to determine whether after the imposition of the antidumping that the Department shall determine that duty order, the level of import growth 3 See Extension of Time Limit for Final Results of revocation of an order is likely to lead dropped. The petitioners maintain that, Five-Year Reviews, 64 FR 62167 (November 16, to continuation or recurrence of although between 1991 and 1992 import 1999). dumping where a respondent interested volume increased, the increase was only

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00104 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5594 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices by 62.93 percent, compared to the that is the only calculated rate that notification of return/destruction of 1,265.15 percent increase between 1989 reflects the behavior of exporters APO materials or conversion to judicial and 1990. In addition, by 1998, imports without the discipline of an order. protective order is hereby requested. declined by 5.57 percent. Further, the Further, for companies not specifically Failure to comply with the regulations petitioners assert that over the history of investigated, or for companies that did and the terms of an APO is a the order, absolute import volumes have not begin shipping until after the order sanctionable violation. fluctuated significantly. See the was issued, the Department normally This five-year (‘‘sunset’’) review and petitioners August 2, 1999 Substantive will provide a margin based on the all notice are in accordance with sections Response at 7 & 8, and Exhibit 1. others rate from the investigation. (See 751(c), 752, and 777(i)(1) of the Act. The petitioners, also argue that the section II.B.1 of the Sunset Policy Dated: January 31, 2000. exchange rate movements (won/$) can Bulletin.) Exceptions to this policy be relevant to a determination of include the use of a more recently Holly Kuga, likelihood of future dumping because calculated margin, where appropriate, Acting Assistant Secretary for Import the movement in the exchange rate can and consideration of duty absorption Administration. mask the extent of dumping and affect determinations. (See sections II.B.2 and [FR Doc. 00–2590 Filed 2–3–00; 8:45 am] the Department’s dumping margin 3 of the Sunset Policy Bulletin.) BILLING CODE 3510±DS±P calculations. See the domestic The petitioners argue that, consistent interested parties Substantive Response with the SAA, the Department should at 8. Moreover, petitioners argue that the report to the Commission the rates from DEPARTMENT OF COMMERCE Department should consider the change the original investigation as the International Trade Administration in producer and importers behavior magnitude of the margin likely to when making its likelihood prevail if the antidumping duty order is determination. Petitioners assert that a revoked, because they are the only [A±485±805] major portion of the margins calculated calculated rates that reflect the behavior Notice of Preliminary Determination of in the original investigation was of exporters without the discipline of Sales at Less Than Fair Value and attributable to certain types of PET film the order in place. In addition, for Postponement of Final Determination: products, such as off-grade film. companies that did not participate in Certain Small Diameter Carbon and Petitioners contend that producers and the investigation, or for companies that Alloy Seamless Standard, Line and importers decreased their shipments of did not begin shipping until after the Pressure Pipe From Romania off-grade material in order to obtain order was issued, the petitioners argue lower dumping margins. Once the order that the Department should use the ‘‘all AGENCY: Import Administration, is removed petitioners argue that others’’ rate from the investigation. International Trade Administration, producers and importers can resume We agree with the petitioners that the Department of Commerce. easily their shipment of off-grade dumping margins from the original EFFECTIVE DATE: February 4, 2000. material which would result in investigation are representative of dumping at a significant level. Korean producers and exporters FOR FURTHER INFORMATION CONTACT: As discussed above in section II.A.3 behavior should the order be revoked Magd Zalok or Charles Riggle, Group II, of the Sunset Policy Bulletin, the SAA because they reflect the behavior of Office 5, Import Administration, at 890, and the House Report at 63–64, producers and exporters without the International Trade Administration, if companies continue dumping with discipline of the order. Therefore, U.S. Department of Commerce, 14th the discipline of an order in place, the absent argument or evidence to the Street and Constitution Avenue, NW, Department may reasonably infer that contrary, we will report to the Washington, DC 20230; telephone: (202) dumping would continue if the Commission margins contained in the 482–4162, (202) 482–0650, respectively. discipline were removed. Final Results of Review of this notice. The Applicable Statute After examining the history of this antidumping duty order, we find that Final Results of Review Unless otherwise indicated, all dumping margins above de minimis As a result of this review, the citations to the Tariff Act of 1930, as levels continue to exist for at least some Department finds that revocation of the amended (the Act), are references to the producers. Given that dumping margins antidumping duty order would be likely provisions effective January 1, 1995, the continue to exist, respondent interested to lead to continuation or recurrence of effective date of the amendments made parties waived their right to participate dumping at the levels indicated below. to the Act by the Uruguay Round in the instant review, and absent Agreements Act (URAA). In addition, argument and evidence to the contrary, Manufacturer/exporter Margin unless otherwise indicated, all citations the Department determines that (percent) to the Department of Commerce (the Department) regulations are to the dumping would likely continue or recur SKC Limited and SKC 13.92. if the order on PET film from Korea America, Inc.(SKC). regulations at 19 CFR part 351 (April 1, were revoked. Because we based our Saehan (formerly Cheil Revoked. 1999). determination on continuation of Synthetics, Inc.). Preliminary Determination dumping margins above de minimis, we Kohn Industries. (Kohn) ... Revoked. did not consider import volumes and All others ...... 21.50. We preliminarily determine that the other factors cited by the petitioners. certain small diameter carbon and alloy This notice serves as the only seamless standard, line and pressure Magnitude of the Margin reminder to parties subject to pipe (seamless pipe) from Romania is In the Sunset Policy Bulletin, the administrative protective order (‘‘APO’’) being, or is likely to be, sold in the Department stated that, consistent with of their responsibility concerning the United States at less than fair value the SAA and House Report, the disposition of proprietary information (LTFV), as provided in section 733 of Department will provide to the disclosed under APO in accordance the Act. The estimated margins of sales Commission the company-specific with 19 CFR 351.305 of the at LTFV are shown in the Suspension of margins from the investigation because Department’s regulations. Timely Liquidation section of this notice.

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Case History valuing the factors of production. We compelling reasons for denial exist, we This investigation was initiated on received comments from the are granting the respondents’ request July 20, 1999, based on a petition filed respondents on October 15 and and are postponing the final by the Koppel Steel Corporation, Gulf November 17, 1999. determination until no later than 135 On October 7, and November 19, States Tube (a division of Vision days after the publication of this notice 1999, the respondents and their Metals), Sharon Tube, U.S. Steel Group in the Federal Register. Suspension of respective producers requested that the (a unit of USX Corporation), and the liquidation will be extended Department find the seamless pipe United Steelworkers of America accordingly. industry in Romania to be a market- (collectively, petitioners). See Initiation oriented industry (MOI). Subsequently, Scope of Investigation of Antidumping Duty Investigations: the Department issued a letter to the The scope of this investigation Certain Large Diameter Carbon and Romanian embassy on October 14, 1999, includes small diameter seamless Alloy Seamless Standard, Line and requesting any additional information carbon and alloy (other than stainless) Pressure Pipe From Japan and Mexico; relevant to the MOI request. On October steel standard, line, and pressure pipes and Certain Small Diameter Carbon and 22, 1999, we received comments from and redraw hollows produced, or Alloy Seamless Standard, Line and the Romanian Ministry of Industry and equivalent, to the American Society for Pressure Pipe From the Czech Republic, Commerce in support of the MOI claim. Testing and Materials (ASTM) A–53, Japan, the Republic of South Africa and The petitioners submitted comments to ASTM A–106, ASTM A–333, ASTM A– Romania, 64 FR 40825 (July 28, 1999). the Department on November 2, 1999, 334, ASTM A–335, ASTM A–589, Since the initiation of this investigation, objecting to the MOI claim made by the ASTM A–795, and the American the following events have occurred: responding companies and the Petroleum Institute (API) 5L On August 12 and 17, 1999, we issued Romanian Ministry of Industry and specifications and meeting the physical antidumping questionnaires to the Commerce. parameters described below, regardless Romanian embassy with instructions to Based on a request made by the of application. The scope of this identify any additional producers/ petitioners on November 10, 1999, we investigation also includes all products exporters of the subject merchandise postponed the preliminary used in standard, line, or pressure pipe who had not contacted the Department, determination until January 26, 1999. applications and meeting the physical and to forward the questionnaire to all See Notice of Postponement of parameters described below, regardless producers/exporters of the subject Preliminary Antidumping Duty of specification. Specifically included merchandise. On August 31, 1999, we Determinations: Certain Small and within the scope of this investigation received a response from the Romanian Large Diameter Carbon and Alloy are seamless pipes and redraw hollows, embassy. Seamless Standard, Line and Pressure less than or equal to 4.5 inches (114.3 On August 16, 1999, the United States Pipe From the Czech Republic, Romania mm) in outside diameter, regardless of International Trade Commission (the and Mexico, 64 FR 66168 (November 24, wall-thickness, manufacturing process ITC) preliminarily determined that there 1999). (hot finished or cold-drawn), end finish is a reasonable indication that imports Between January 6 and January 12, (plain end, beveled end, upset end, of the products under investigation are 2000, the petitioners and the threaded, or threaded and coupled), or materially injuring the United States respondents submitted additional surface finish. industry. See 64 FR 46953 (August 27, comments regarding the preliminary The seamless pipes subject to this 1999) (ITC Report Publication No. determination. investigation are currently classifiable 3321). Although the deadline for this under the subheadings 7304.10.10.20, On September 9, 1999, we received a determination was originally January 7304.10.50.20, 7304.31.30.00, letter from S.C. Republica S.A. 26, 2000, due to the Federal 7304.31.60.50, 7304.39.00.16, (Republica), a producer of the subject Government shutdown on January 25 7304.39.00.20, 7304.39.00.24, merchandise in Romania, stating that it and 26, 2000, resulting from inclement 7304.39.00.28, 7304.39.00.32, did not sell the subject merchandise to weather, the timeframe for issuing this 7304.51.50.05, 7304.51.50.60, the United States during the period of determination has been extended by two 7304.59.60.00, 7304.59.80.10, investigation (POI) and, therefore, will days. 7304.59.80.15, 7304.59.80.20, and not file a response to the Department’s 7304.59.80.25 of the Harmonized Tariff questionnaire. Postponement of Final Determination Schedule of the United States (HTSUS). On September 13 and October 7, and Extension of Provisional Measures Specifications, Characteristics, and 1999, we received questionnaire Pursuant to section 735(a)(2) of the Uses: Seamless pressure pipes are responses from Sota Communication Act, on November 5, 1999, the intended for the conveyance of water, Company (Sota) and Metal Business respondents requested that, in the event steam, petrochemicals, chemicals, oil International S.R.L. (MBI) (collectively, of an affirmative preliminary products, natural gas and other liquids respondents), the trading companies determination in this investigation, the and gasses in industrial piping systems. exporting the subject merchandise Department postpone its final They may carry these substances at during the POI, and their respective determination. Further to that request, elevated pressures and temperatures producers S.C. Silcotub S.A. (Silcotub) on November 12, 1999, the respondents and may be subject to the application of and S.C. Petrotub S.A.(Petrotub). We requested that the Department extend by external heat. Seamless carbon steel issued supplemental questionnaires on 60 days the application of the pressure pipe meeting the ASTM A–106 September 24 and October 18, 1999, to provisional measures prescribed under standard may be used in temperatures of which we received responses on paragraphs (1) and (2) of section 773(d) up to 1000 degrees Fahrenheit, at October 14, November 1, and November of the Act. In accordance with 19 CFR various American Society of Mechanical 5, 1999. 351.210(b), because (1) our preliminary Engineers (ASME) code stress levels. On September 15, 1999, we invited determination is affirmative, (2) the Alloy pipes made to ASTM A–335 interested parties to provide comments requesting exporters account for a standard must be used if temperatures on the surrogate country selection and significant proportion of exports of the and stress levels exceed those allowed publicly available information for subject merchandise, and (3) no for ASTM A–106. Seamless pressure

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00106 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5596 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices pipes sold in the United States are 106, ASTM A–333, ASTM A–334, requested that the Department commonly produced to the ASTM A– ASTM A–335, ASTM A–589, ASTM A– subdivide each of these investigations 106 standard. 795, and API 5L specifications. into the following separate classes or Seamless standard pipes are most The scope of this investigation kinds of merchandise: (1) Commodity commonly produced to the ASTM A–53 includes all seamless pipes meeting the grade carbon seamless standard, line specification and generally are not physical parameters described above and pressure pipe; (2) alloy seamless intended for high temperature service. and produced to one of the pipe; and (3) high-strength seamless line They are intended for the low specifications listed above, regardless of pipe. On November 8, 1999, the temperature and pressure conveyance of application, and whether or not also petitioners rebutted these arguments. water, steam, natural gas, air and other certified to a non-covered specification. We have preliminarily determined that liquids and gasses in plumbing and Standard, line, and pressure there is a single class or kind of heating systems, air conditioning units, applications and the above-listed merchandise for small diameter pipe automatic sprinkler systems, and other specifications are defining and another distinct single class or kind related uses. Standard pipes (depending characteristics of the scope of this of merchandise for large diameter pipe. on type and code) may carry liquids at investigation. Therefore, seamless pipes For further discussion on this topic see elevated temperatures but must not meeting the physical description above, the Notice of Preliminary exceed relevant ASME code but not produced to the ASTM A–53, Determinations of Sales at Less Than requirements. If exceptionally low ASTM A–106, ASTM A–333, ASTM A– Fair Value: Certain Large Diameter temperature uses or conditions are 334, ASTM A–335, ASTM A–589, Carbon and Alloy Seamless Standard, anticipated, standard pipe may be ASTM A–795, and API 5L specifications Line and Pressure Pipe from Japan and manufactured to ASTM A–333 or ASTM shall be covered if used in a standard, Certain Small Diameter Carbon and A–334 specifications. line, or pressure application. Alloy Seamless Standard, Line and Seamless line pipes are intended for For example, there are certain other Pressure Pipe from Japan and the the conveyance of oil and natural gas or ASTM specifications of pipe which, Republic of South Africa, FR 64 69721 other fluids in pipe lines. Seamless line because of overlapping characteristics, (December 14, 1999). pipes are produced to the API 5L could potentially be used in ASTM A– specification. 106 applications. These specifications Period of Investigation Seamless water well pipe (ASTM A– generally include ASTM A–161, ASTM The period of this investigation (POI) 589) and seamless galvanized pipe for A–192, ASTM A–210, ASTM A–252, comprises each exporter’s two most fire protection uses (ASTM A–795) are ASTM A–501, ASTM A–523, ASTM A– recent fiscal quarters prior to the filing used for the conveyance of water. 524, and ASTM A–618. When such of the petition (i.e., October 1, 1998, Seamless pipes are commonly pipes are used in a standard, line, or through March 31, 1999). produced and certified to meet ASTM pressure pipe application, such A–106, ASTM A–53, API 5L–B, and API products are covered by the scope of Nonmarket Economy Status 5L–X42 specifications. To avoid this investigation. The Department has treated Romania maintaining separate production runs Specifically excluded from the scope as a non-market-economy (NME) and separate inventories, manufacturers of this investigation are boiler tubing country in all past antidumping typically triple or quadruple certify the and mechanical tubing, if such products investigations (see, e.g., Final pipes by meeting the metallurgical are not produced to ASTM A–53, ASTM Determination of Sales at Less Than requirements and performing the A–106, ASTM A–333, ASTM A–334, Fair Value: Circular Welded Non-Alloy required tests pursuant to the respective ASTM A–335, ASTM A–589, ASTM A– Steel Pipe From Romania, 61 FR 24274 specifications. Since distributors sell the 795, and API 5L specifications and are (May 14, 1996)). A designation as a vast majority of this product, they can not used in standard, line, or pressure NME remains in effect until it is thereby maintain a single inventory to pipe applications. In addition, finished revoked by the Department (see section service all customers. and unfinished OCTG are excluded 771(18)(C) of the Act). The primary application of ASTM A– from the scope of this investigation, if The respondents in this investigation 106 pressure pipes and triple- or covered by the scope of another have not requested a revocation of quadruple-certified pipes is in pressure antidumping duty order from the same Romania’s NME status. We have, piping systems by refineries, country. If not covered by such an therefore, preliminarily determined to petrochemical plants, and chemical OCTG order, finished and unfinished continue to treat Romania as a NME. plants. Other applications are in power OCTG are included in this scope when When the Department is investigating generation plants (electrical-fossil fuel used in standard, line or pressure imports from a NME, section 773(c)(1) or nuclear), and in some oil field uses applications. of the Act directs us to base normal (on shore and off shore) such as for Although the HTSUS subheadings are value (NV) on the NME producer’s separator lines, gathering lines and provided for convenience and customs factors of production, valued in a metering runs. A minor application of purposes, our written description of the comparable market economy that is a this product is for use as oil and gas merchandise under investigation is significant producer of comparable distribution lines for commercial dispositive. merchandise. The sources of individual applications. These applications factor prices are discussed under the Class or Kind constitute the majority of the market for Normal Value section, below. the subject seamless pipes. However, From August through November 1999, ASTM A–106 pipes may be used in the Department received submissions Market-Oriented Industry some boiler applications. from importers, respondents, and As indicated above, the two Redraw hollows are any unfinished consumers in the companion Romanian producers and their pipe or ‘‘hollow profiles’’ of carbon or investigations involving small and large respective trading companies, as well as alloy steel transformed by hot rolling or diameter seamless pipe from Japan, the Romanian Ministry of Industry and cold drawing/hydrostatic testing or requesting that the subject merchandise Commerce, requested that the other methods to enable the material to be considered more than one class or Department find the seamless pipe be sold under ASTM A–53, ASTM A– kind. Specifically, those parties industry in Romania to be a MOI.

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The criteria for determining whether 1999, memorandum, Whether the privatization program in 1990; neither a MOI exists are: (1) There must be Seamless Pipe Industry in Romania company has been state-owned nor virtually no government involvement in Should Be Treated as a Market-Oriented controlled by provincial or local setting prices or amounts to be Industry, which is on file in the Central governments. These companies are only produced; (2) the industry producing Records Unit (CRU) (room B–099 of the limited by their respective articles of the merchandise under review should main Commerce Building). incorporation and bylaws and are not subject to legislative enactments be characterized by private or collective Separate Rates ownership; and (3) market determined decentralizing the companies’ control. prices must be paid for all significant It is the Department’s policy to assign Specifically, the information on the inputs, whether material or non- all exporters of subject merchandise record shows that these companies are material, and for all but an insignificant subject to investigation in a non-market- autonomous in selecting their portion of all inputs accounting for the economy (NME) country a single rate management, negotiating and signing total value of the merchandise. See unless an exporter can demonstrate that contracts, setting their own export Chrome-Plated Lug Nuts from the it is sufficiently independent so as to be prices and retaining their own profits. People’s Republic of China; Final entitled to a separate rate. For purposes For a complete discussion of the Results of Administrative Review, 61 FR of this ‘‘separate rates’’ inquiry, the Department’s preliminary determination 58514, 58516 (November 15, 1996) (Lug Department analyzes each exporting that Sota and MBI are entitled to Nuts). In addition, in order to make an entity under the test established in the separate rates, see the January 28, 2000, affirmative determination that an Final Determination of Sales at Less memorandum, Assignment of Separate industry in a NME country is a MOI, the Than Fair Value: Sparklers from the Rates for Respondents in the Department requires information on People’s Republic of China, 56 FR 20588 Antidumping Duty Investigation of virtually the entire industry. A MOI (May 6, 1991) (Sparklers), as amplified Certain Small Diameter Carbon and claim, and supporting evidence, must in Final Determination of Sales at Less Alloy Seamless Standard, Line and cover producers that collectively Than Fair Value: Silicon Carbide from Pressure Pipe from Romania, which is constitute the industry in question; the People’s Republic of China, 59 FR on file in the CRU. 22585 (May 2, 1994) (Silicon Carbide). otherwise, the MOI claim is dismissed. Romania-Wide Rate (See, e.g., Freshwater Crawfish Tailmeat Under this test, exporters in NME from the People’s Republic of China, countries are entitled to separate, As in all NME cases, the Department company-specific margins when they implements a policy whereby there is a Final Determination of Sales at Less can demonstrate an absence of rebuttable presumption that all than Fair Value, 62 FR 41347, 41353 government control over exports, both exporters or producers comprise a single (August 1, 1997) (Crawfish).) in law (de jure) and in fact (de facto). exporter under common government We find preliminarily in this Evidence supporting, though not control, the ‘‘NME entity.’’ The investigation that the Romanian requiring, a finding of de jure absence Department assigns a single NME rate to seamless pipe industry does not meet of government control includes the the NME entity, unless an exporter can the Department’s criteria for an following: (1) An absence of restrictive demonstrate eligibility for a separate affirmative MOI finding because the stipulations associated with an rate. Information on the record of this respondents have placed information on individual exporter’s business and investigation indicates that Sota and the record showing that all of the known export licenses; (2) any legislative MBI are the only Romanian exporters to seamless pipe producers were primarily enactments decentralizing control of the United States of the subject owned by the government during companies; and (3) any other formal merchandise produced by Silcotub and virtually the entire POI. Specifically, in measures by the government Petrotub. Further, as noted above, prior cases, even where we have found decentralizing control of companies. although Republica produces the subject some degree of private and collective De facto absence of government merchandise, we have confirmed with ownership in the industry in question, control with respect to exports is based U.S. Customs that no subject we determined that the second prong of on the following four criteria: (1) merchandise produced by Republica the MOI test was not met because the Whether the export prices are set by or was sold to the United States during the share of total production capacity subject to the approval of a government POI, either directly by Republica or accounted for by private enterprises or authority; (2) whether each exporter through trading companies in Romania. collectives was small. See Notice of retains the proceeds from its sales and Since all exporters/producers of the Final Determination of Sales at Less makes independent decisions regarding subject merchandise sold to the United Than Fair Value: Certain Preserved the disposition of profits or financing of States during the POI responded to the Mushrooms from the People’s Republic losses; (3) whether each exporter has Department’s questionnaire, and we of China 63 FR 251, 72261 (December autonomy in making decisions have no reason to believe that there are 31, 1998). Furthermore, notwithstanding regarding the selection of management; other non-responding exporters/ the issue of ownership, we do not have and (4) whether each exporter has the producers of the subject merchandise sufficient information with respect to authority to negotiate and sign during the POI, we calculated a approximately 20 percent of the contracts. (See Silicon Carbide, 59 FR at Romania-wide rate based on the seamless pipe industry in Romania and, 22587.) weighted-average margins determined therefore, are unable to determine We have determined, according to the for Sota and MBI. whether the Romanian government is criteria identified in Sparklers and involved in setting prices or amounts to Silicon Carbide, that the evidence of Fair Value Comparisons be produced for a significant portion of record demonstrates an absence of To determine whether sales of the the industry for which we have no government control, both in law and in subject merchandise by Sota and MBI to information on the record. For a fact, with respect to exports by Sota and the United States were made at LTFV, complete discussion of the Department’s MBI. Both Sota and MBI were we compared the export price (EP) to preliminary determination that the established as privately-owned limited- the NV, as described in the Export Price seamless pipe industry does not liability trading companies after and Normal Value sections of this constitute a MOI, see the December 15, Romania began its extensive notice, below. In accordance with

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Export Price economic development are also similar We valued material inputs and We used EP methodology in to those of the above-referenced packing material (i.e., where applicable, accordance with section 772(a) of the countries. steel billet, lacquer, plastic caps, ink, Act, because Sota and MBI sold the Because of a lack of the necessary paint, strap, clips, steel scrap, and foil) subject merchandise directly to factor price information from the other by Harmonized Tariff Schedule (HTS) unaffiliated customers in the United potential surrogate countries that are number, using imports statistics from States prior to importation, and CEP significant producers of comparable the UN Commodity Trade Statistics for methodology was not otherwise products to the subject merchandise, we 1998. Where a material input was appropriate. have relied, where possible, on purchased in a market-economy 1. Sota information from Indonesia, the source currency from a market-economy of the most complete information from supplier, we valued such a material We calculated EP based on packed among the potential surrogate countries. input at the actual purchase price in C&F prices to the first unaffiliated Accordingly, we have calculated NV by accordance with § 351.408 (c)(1) of the purchaser in the United States. Where applying Indonesian values to the Department’s regulations. For a appropriate, we made deductions from Romanian producers’ factors of complete analysis of surrogate values, the starting price (gross unit price) for production for virtually all factors. see the January 28, 2000, memorandum, inland freight from the plant/warehouse Where we were unable to obtain Factors of Production Valuation for to the port of embarkation, brokerage Indonesian values, we used values for Preliminary Determination Valuation and handling in Romania, and ocean inputs from Egypt, which also produces Memorandum), on file in the CRU. freight. Because certain domestic products comparable to the subject We valued labor using the method brokerage and handling and inland merchandise. For a complete analysis of described in 19 CFR 351.408(c)(3). freight were provided by NME the selection of the surrogate country, To value electricity, we used the 1997 companies, we based those charges on see the January 28, 2000, memorandum, electricity rates, as adjusted, for surrogate rates from Indonesia and Selection of the Surrogate Country in Indonesia reported in the publication Egypt. (See the Normal Value section for the Antidumping Duty Investigation of Energy Prices and Taxes, 2nd quarter further discussion.) Certain Small Diameter Carbon and 1999. We based the value of natural gas 2. MBI Alloy Seamless Standard, Line and on 1998 Indonesian prices reported in Pressure Pipe from Romania on file in Energy Prices and Taxes, 2nd quarter We calculated EP based on packed the CRU. 1999. FOB Romanian-port prices to the first We based our calculation of factory unaffiliated purchaser in the United B. Factors of Production overhead and selling, general and States. Where appropriate, we made In accordance with section 773(c) of administrative (SG&A) expenses on deductions from the starting price (gross the Act, we calculated NV based on 1997 financial statements of three unit price) for inland freight from the factors of production reported by the Indonesian producers (i.e., PT Jakarta plant/warehouse to the port of companies in Romania which produced Kyoei, PT Jaya Pari, and PT Krakatau) of embarkation, and brokerage and seamless pipes for the exporters that products comparable to the subject handling in Romania. As with Sota, sold seamless pipes to the United States merchandise. In order to calculate a because certain domestic brokerage and during the POI. To calculate NV, the positive amount for profit consistent handling and inland freight were reported unit factor quantities were with Certain Fresh Cut Flowers From provided by NME companies, we based multiplied by publicly available Ecuador: Preliminary Results and those charges on surrogate rates from Indonesian and, where necessary, Partial Rescission of Antidumping Duty Indonesia and Egypt. (See the Normal Egyptian values. Administrative Review, 64 FR 18878 Value section for further discussion.) In selecting the surrogate values, we (April 16, 1999), we calculated profit Normal Value considered the quality, specificity, and based only on PT Krakatau’s financial contemporaneity of the data. As statement because the financial A. Surrogate Country appropriate, we adjusted input prices to statements for PT Jakarta Kyoei and PT Section 773(c)(4) of the Act requires make them delivered prices. We added Jaya Pari indicate that those companies the Department to value the NME to Indonesian surrogate values a incurred losses. Disregarding those producer’s factors of production, to the surrogate freight cost using the reported financial statements enabled us to extent possible, in one or more market distance from the domestic supplier to derive an ‘‘element of profit’’ as economy countries that: (1) Are at a the factory because this distance was intended by the SAA. See SAA at 839. level of economic development shorter than the distance from the To value truck freight rates, we used comparable to that of the NME country; nearest seaport to the factory. This a 1999 rate provided by a trucking and (2) are significant producers of adjustment is in accordance with the company located in Indonesia. For rail comparable merchandise. The Court of Appeals for the Federal transportation, we valued rail rates Department initially determined that Circuit’s decision in Sigma Corp. v. using information found in a December, Egypt, the Philippines, Morocco, United States, 117 F. 3d 1401 (Fed. Cir. 1994 cable from the U.S. Embassy in Algeria, Jamaica, and Ecuador are the 1997). Where a producer did not report Jakarta, Indonesia, as adjusted for countries most comparable to Romania the distance between the material inflation. in terms of overall economic supplier and the factory, we used as For brokerage and handling, because development (see the August 24, 1999, facts available the longest distance an Indonesian value was unavailable, memorandum, Certain Small Diameter reported, i.e., the distance between the we used a 1999 rate provided by a Pipe (‘‘S–D Pipe’’) from Romania: Romanian seaport and the producer’s trucking and shipping company located Nonmarket Economy Status and location. For those values not in Alexandria, Egypt. For further details, Surrogate Country Selection). We contemporaneous with the POI, we see Valuation Memorandum.

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Verification DC 20230. Parties should confirm by indicated, all citations to the As provided in section 782(i) of the telephone the time, date, and place of Department of Commerce’s (the Act, we will verify all information relied the hearing 48 hours before the Department’s) regulations refer to the upon in making our final determination. scheduled time. regulations codified at 19 CFR part 351 Interested parties who wish to request (April 1999). Suspension of Liquidation a hearing, or to participate if one is Preliminary Determination In accordance with section 733(d) of requested, must submit a written the Act, we are directing the Customs request to the Assistant Secretary for We preliminarily determine that Service to suspend liquidation of all Import Administration, U.S. Department certain small diameter carbon and alloy imports of subject merchandise from of Commerce, Room 1870, within 30 seamless standard, line, and pressure Romania entered, or withdrawn from days of the publication of this notice. pipe (seamless pipe) from the Czech warehouse, for consumption on or after Requests should contain: (1) The party’s Republic are being sold, or are likely to the date of publication of this notice in name, address, and telephone number; be sold, in the United States at less than the Federal Register. We will instruct (2) the number of participants; and (3) fair value (LTFV), as provided in section the Customs Service to require a cash a list of the issues to be discussed. Oral 733 of the Act. The estimated margins deposit or the posting of a bond equal presentations will be limited to issues of sales at LTFV are shown in the to the weighted-average amount by raised in the briefs. If this investigation Suspension of Liquidation section of which the NV exceeds the EP, as proceeds normally, we will make our this notice. indicated in the chart below. These final determination not later then 135 Case History suspension of liquidation instructions days after the publication of this notice will remain in effect until further notice. in the Federal Register. This investigation was initiated on This determination is issued and July 20, 1999.1 See Initiation of Weighted- published in accordance with sections Antidumping Duty Investigations: Exporter/manufacturer average 733(d) and 777(i)(1) of the Act. Certain Large Diameter Carbon and margin Alloy Seamless Standard, Line and percentage Dated: January 28, 2000. Pressure Pipe From Japan and Mexico; Holly A. Kuga, Sota Communication Company 13.75 and Certain Small Diameter Carbon and Acting Assistant Secretary for Import Metal Business International Alloy Seamless Standard, Line and Administration. S.R.L...... 10.99 Pressure Pipe From the Czech Republic, Romania-wide rate ...... 12.34 [FR Doc. 00–2577 Filed 2–3–00; 8:45 am] Japan, the Republic of South Africa and BILLING CODE 3510±DS±P Romania, 64 FR 40825 (July 28, 1999) The Romania-wide rate applies to all (Initiation Notice). Since the initiation entries of the subject merchandise of the investigation, the following DEPARTMENT OF COMMERCE except for entries from exporters/ events have occurred: producers that are identified International Trade Administration As of the date of initiation of this individually above. investigation, the Czech Republic was ITC Notification [A±851±802] still considered a non-market economy (NME) country. On July 23, 1999, the In accordance with section 733(f) of Notice of Preliminary Determination of Department received a letter from the the Act, we have notified the ITC of our Sales at Less Than Fair Value and Czech Ambassador, on behalf of the determination. If our final Postponement of Final Determination: Government of the Czech Republic, determination is affirmative, the ITC Certain Small Diameter Carbon and requesting revocation of the Czech will determine by the later of 120 days Alloy Seamless Standard, Line, and Republic’s NME status, under section after the date of this preliminary Pressure Pipe From the Czech 771(18)(A) of the Act, in the context of determination or 45 days after our final Republic this investigation. On August 5, 1999, determination whether these imports AGENCY: Import Administration, the Department initiated a formal are materially injuring, or threaten inquiry into the Czech Republic’s status material injury to, the U.S. industry. International Trade Administration, Department of Commerce. as a NME. On August 12, 1999, the Public Comment EFFECTIVE DATE: February 4, 2000. Department selected Nova Hut, a.s. (Nova Hut), the sole producer of the Case briefs in six copies must be FOR FURTHER INFORMATION CONTACT: subject merchandise in the Czech submitted to the Assistant Secretary for Dennis McClure or John Brinkmann, at Republic, as a mandatory respondent, Import Administration no later than (202) 482–0984 or (202) 482–4126, and issued section A of the NME and March 20, 2000, and rebuttal briefs no respectively; AD/CVD Enforcement, market economy 2 antidumping later than March 27, 2000. A list of Office VI, Group II, Import questionnaires to Nova Hut. On August authorities used and an executive Administration, Room 1870, 16, 1999, the Department received summary of issues should accompany International Trade Administration, comments from the Czech Government any briefs submitted to the Department. U.S. Department of Commerce, 14th and petitioners addressing the criteria Such summary should be limited to five Street and Constitution Avenue, NW, necessary to revoke the Czech pages total, including footnotes. In Washington, DC 20230. accordance with section 774 of the Act, Republic’s NME status. we will hold a public hearing, if The Applicable Statute and Regulations 1 The petitioners in this investigation are Gulf requested, to afford interested parties an Unless otherwise indicated, all States Tube, a Division of Vision Metals, Inc.; opportunity to comment on arguments citations to the statute are references to Koppel Steel Corporation; Sharon Tube raised in case or rebuttal briefs. the provisions effective January 1, 1995, Corporation; USS/Kobe Steel Corporation; U.S. Tentatively, the hearing will be held on the effective date of the amendments Steel Group, a unit of USX Corporation; and the March 23, 2000, at the U.S. Department United Steelworkers of America. made to the Tariff Act of 1930 (the Act) 2 Both versions of the questionnaire were issued of Commerce, 14th Street and by the Uruguay Round Agreements Act because Nova Hut had requested that the NME Constitution Avenue, NW, Washington, (URAA). In addition, unless otherwise status of the Czech Republic be revoked.

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On August 23, 1999, the United States and Mexico, 64 FR 66168 (November 24, postponement is made by exporters who International Trade Commission (ITC) 1999). account for a significant proportion of preliminarily determined that there is a On December 10, 1999, the exports of the subject merchandise, or in reasonable indication that imports of the Department revoked the Czech the event of a negative preliminary products subject to this antidumping Republic’s NME status. See determination, a request for such investigation are materially injuring the Memorandum to Robert S. LaRussa, postponement is made by the U.S. industry. See Certain Seamless Antidumping Investigation of Certain petitioners. The Department’s Carbon and Alloy Steel Standard, Line, Small Diameter Carbon and Alloy regulations, at 19 CFR 351.210(e)(2), and Pressure Pipe from the Czech Seamless Standard Line and Pressure require that requests by respondents for Republic, Japan, Mexico, Romania, and Pipe from the Czech Republic: Non- postponement of a final determination South Africa, 64 FR 46953 (August 27, Market Economy (‘‘NME’’) Country be accompanied by a request for 1999). Status (Czech Republic: NME Status), extension of provisional measures from On August 17, 1999, we issued the dated November 29, 1999, on file in the a four-month period to not more than remainder of the NME and market CRU and the section on Revocation of six months. economy questionnaires to Nova Hut. the Czech Republic’s Non-Market On October 29, 1999, Nova Hut While Nova Hut responded to section Economy Status, below. Thereafter, this requested that, in the event of an A of the Department’s NME investigation continued under the affirmative preliminary determination questionnaire on September 9, 1999, no Department’s market economy in this investigation, the Department further NME responses were received. procedures. postpone its final determination until Nova Hut submitted its responses to On January 18, 2000, the petitioners not later than 135 days after the date of Department’s market economy submitted comments regarding Nova the publication of an affirmative questionnaire on September 9 and Hut’s response to the Department’s preliminary determination in the October 14, 1999. section D questionnaire. We note that Federal Register. Nova Hut also On November 2, 1999, the petitioners the petitioners’ submission was not included a request to extend the requested that the Department initiate a received in sufficient time to be provisional measures to not more than below-cost sales investigation. After considered for purposes of the six months. Therefore, in accordance examining the petitioners’ request, on Department’s preliminary with 19 CFR 351.210(b), because (1) our November 5, 1999, the Department determination.3 However, we intend to preliminary determination is initiated a below-cost sales investigation examine these comments in detail and, affirmative, (2) the requesting exporter and requested that Nova Hut respond to if necessary, we will issue an additional accounts for a significant portion of the Department’s cost of production questionnaire to clarify or supplement exports of the subject merchandise, and questionnaire. See Memorandum from information previously submitted by (3) no compelling reason for denial John Brinkmann to David Mueller, Nova Hut. exists, we are granting the respondent’s Allegation of Sales Below the Cost of On January 19 and 20, 2000, in request and are postponing the final Production for Nova Hut, a.s. (Cost response to the Department’s section D determination until not later than 135 Memo), dated November 5, 1999, on file supplemental questionnaire, Nova Hut days after the date of the publication of in the Central Records Unit (CRU), room provided additional information from the preliminary determination. B–099 of the Main Commerce its affiliated suppliers. On January 21, Period of Investigation Department Building. Nova Hut 2000, Nova Hut responded to the The period of this investigation (POI) submitted its response to the petitioners’ January 18, 2000, Department’s cost of production comprises Nova Hut’s four most recent comments. As explained above, we will questionnaire on December 13, 1999. fiscal quarters prior to the filing of the take these comments into consideration We issued supplemental petition (i.e., April 1, 1998, through questionnaires where appropriate. for the final determination. Although the deadline for this March 31, 1999). Responses to those supplemental determination was originally January questionnaires were timely filed Scope of Investigation 26, 2000, due to the Federal between November 12, 1999 and For purposes of this investigation, the Government shutdown on January 25 January 6, 2000 and we have products covered are small diameter and 26, 2000, resulting from inclement incorporated the information provided seamless carbon and alloy (other than weather, the time frame for issuing this in those responses into this preliminary stainless) steel standard, line, and determination has been extended by two determination. pressure pipes and redraw hollows On November 10, 1999, the days. produced, or equivalent, to the ASTM petitioners made a timely request that Postponement of Final Determination A–53, ASTM A–106, ASTM A–333, the Department postpone the and Extension of Provisional Measures ASTM A–334, ASTM A–335, ASTM A– preliminary determination in this 589, ASTM A–795, and the American Section 735(a)(2) of the Act provides investigation and the companion Petroleum Institute (API) 5L that a final determination may be investigations from Romania and specifications and meeting the physical postponed until not later than 135 days Mexico on the grounds that these parameters described below, regardless after the date of the publication of the investigations are extraordinarily of application. The scope of this preliminary determination if, in the complicated. On November 17, 1999, in investigation also includes all products event of an affirmative preliminary accordance with section 733(c)(1) of the used in standard, line, or pressure pipe determination, a request for such Act we extended the deadline for the applications and meeting the physical preliminary determination to January 3 Given that the Department did not revoke the parameters described below, regardless 28, 2000. See Notice of Postponement of Czech Republic’s NME status until December 10, of specification. Specifically included Preliminary Antidumping Duty 1999, Nova Hut did not respond to the within the scope of this investigation Determinations: Certain Small and Department’s December 22, 1999 supplemental are seamless pipes and redraw hollows, section D questionnaire until January 6, 2000. As Large Diameter Carbon and Alloy a result, the petitioners did not submit their less than or equal to 4.5 inches (114.3 Seamless Standard, Line and Pressure comments regarding this response until January 18, mm) in outside diameter, regardless of Pipe From the Czech Republic, Romania 2000. wall-thickness, manufacturing process

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(hot finished or cold-drawn), end finish typically triple or quadruple certify the and mechanical tubing, if such products (plain end, beveled end, upset end, pipes by meeting the metallurgical are not produced to ASTM A–53, ASTM threaded, or threaded and coupled), or requirements and performing the A–106, ASTM A–333, ASTM A–334, surface finish. required tests pursuant to the respective ASTM A–335, ASTM A–589, ASTM A– The seamless pipes subject to this specifications. Since distributors sell the 795, and API 5L specifications and are investigation are currently classifiable vast majority of this product, they can not used in standard, line, or pressure under the subheadings 7304.10.10.20, thereby maintain a single inventory to pipe applications. In addition, finished 7304.10.50.20, 7304.31.30.00, service all customers. and unfinished oil country tubular 7304.31.60.50, 7304.39.00.16, The primary application of ASTM A– goods (OCTG) are excluded from the 7304.39.00.20, 7304.39.00.24, 106 pressure pipes and triple or scope of this investigation, if covered by 7304.39.00.28, 7304.39.00.32, quadruple certified pipes is in pressure the scope of another antidumping duty 7304.51.50.05, 7304.51.50.60, piping systems by refineries, order from the same country. If not 7304.59.60.00, 7304.59.80.10, petrochemical plants, and chemical covered by such an OCTG order, 7304.59.80.15, 7304.59.80.20, and plants. Other applications are in power finished and unfinished OCTG are 7304.59.80.25 of the HTSUS. generation plants (electrical-fossil fuel included in this scope when used in Specifications, Characteristics, and or nuclear), and in some oil field uses standard, line or pressure applications. Uses: Seamless pressure pipes are (on shore and off shore) such as for Although the HTSUS subheadings are intended for the conveyance of water, separator lines, gathering lines and provided for convenience and customs steam, petrochemicals, chemicals, oil metering runs. A minor application of purposes, our written description of the products, natural gas and other liquids this product is for use as oil and gas merchandise under investigation is and gasses in industrial piping systems. distribution lines for commercial dispositive. They may carry these substances at applications. These applications Class or Kind elevated pressures and temperatures constitute the majority of the market for and may be subject to the application of the subject seamless pipes. However, From August through November 1999, external heat. Seamless carbon steel ASTM A–106 pipes may be used in the Department received submissions pressure pipe meeting the ASTM A–106 some boiler applications. from importers, respondents, and standard may be used in temperatures of Redraw hollows are any unfinished consumers in the companion up to 1000 degrees Fahrenheit, at pipe or ‘‘hollow profiles’’ of carbon or investigations involving small and large various ASME code stress levels. Alloy alloy steel transformed by hot rolling or diameter seamless pipe from Japan, pipes made to ASTM A–335 standard cold drawing/hydrostatic testing or requesting that the subject merchandise must be used if temperatures and stress other methods to enable the material to be considered more than one class or levels exceed those allowed for ASTM be sold under ASTM A–53, ASTM A– kind. Specifically, those parties A–106. Seamless pressure pipes sold in 106, ASTM A–333, ASTM A–334, requested that the Department the United States are commonly ASTM A–335, ASTM A–589, ASTM A– subdivide each of these investigations produced to the ASTM A–106 standard. 795, and API 5L specifications. into the following separate classes or Seamless standard pipes are most The scope of this investigation kinds of merchandise: (1) Commodity commonly produced to the ASTM A–53 includes all seamless pipe meeting the grade carbon seamless standard, line specification and generally are not physical parameters described above and pressure pipe; (2) alloy seamless intended for high temperature service. and produced to one of the pipe; and (3) high-strength seamless line They are intended for the low specifications listed above, regardless of pipe. On November 8, 1999, the temperature and pressure conveyance of application, and whether or not also petitioners rebutted these arguments. water, steam, natural gas, air and other certified to a non-covered specification. We have preliminarily determined that liquids and gasses in plumbing and Standard, line, and pressure there is a single class or kind of heating systems, air conditioning units, applications and the above-listed merchandise for small diameter pipe automatic sprinkler systems, and other specifications are defining and another distinct single class or kind related uses. Standard pipes (depending characteristics of the scope of this of merchandise for large diameter pipe. on type and code) may carry liquids at investigation. Therefore, seamless pipes For further discussion on this topic see elevated temperatures but must not meeting the physical description above, the Notice of Preliminary exceed relevant ASME code but not produced to the ASTM A–53, Determinations of Sales at Less Than requirements. If exceptionally low ASTM A–106, ASTM A–333, ASTM A– Fair Value: Certain Large Diameter temperature uses or conditions are 334, ASTM A–335, ASTM A–589, Carbon and Alloy Seamless Standard, anticipated, standard pipe may be ASTM A–795, and API 5L specifications Line and Pressure Pipe from Japan and manufactured to ASTM A–333 or ASTM shall be covered if used in a standard, Certain Small Diameter Carbon and A–334 specifications. line, or pressure application. Alloy Seamless Standard, Line and Seamless line pipes are intended for For example, there are certain other Pressure Pipe from Japan and the the conveyance of oil and natural gas or ASTM specifications of pipe which, Republic of South Africa, FR 64 69721 other fluids in pipe lines. Seamless line because of overlapping characteristics, (December 14, 1999). pipes are produced to the API 5L could potentially be used in ASTM A– Product Comparisons specification. 106 applications. These specifications Seamless water well pipe (ASTM A– generally include ASTM A–161, ASTM In accordance with section 771(16) of 589) and seamless galvanized pipe for A–192, ASTM A–210, ASTM A–252, the Act, all products produced by Nova fire protection uses (ASTM A–795) are ASTM A–501, ASTM A–523, ASTM A– Hut covered by the description in the used for the conveyance of water. 524, and ASTM A–618. When such Scope of Investigation section, above, Seamless pipes are commonly pipes are used in a standard, line, or and sold in the Czech Republic during produced and certified to meet ASTM pressure pipe application, such the POI, are considered to be foreign A–106, ASTM A–53, API 5L–B, and API products are covered by the scope of like products for purposes of 5L–X42 specifications. To avoid this investigation. determining appropriate product maintaining separate production runs Specifically excluded from the scope comparisons to U.S. sales. We have and separate inventories, manufacturers of this investigation are boiler tubing relied on six criteria to match U.S. sales

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In accordance with section 773(b)(3) of identical merchandise in the home of the Act, we calculated a weighted- market to compare to U.S. sales, we Export Price average COP based on the sum of Nova compared U.S. sales to the next most We used EP methodology in Hut’s costs of materials and fabrication similar foreign like product on the basis accordance with section 772 of the Act, for the foreign like product, plus of the characteristics as listed above. because Nova Hut sold the subject amounts for selling, general, and merchandise directly to an unaffiliated administrative expenses (SG&A) and Revocation of the Czech Republic’s Non- purchaser in the United States or to an packing. Market Economy Status unaffiliated purchaser for exportation to For the COP calculation, we relied on In determining whether to revoke the United States prior to the date of Nova Hut’s COP information from the NME-country status under section importation, and CEP methodology was company’s December 13, 1999, and 771(18)(A) of the Act, the Department not otherwise, appropriate. January 6, 2000 submissions, except in must take into account the following We calculated EP based on documents the following instances: factors under section 771(18)(B): (1) The alongside freight (DAF Polish border) (1) Nova Hut obtained iron, a major extent to which the currency of the packed prices charged to the first input, from an affiliate. For reporting foreign country is convertible into the purposes, Nova Hut valued this input at unaffiliated customer in the United 4 currency of other countries; (2) the States. In accordance with section the weighted-average transfer price. extent to which wage rates in the foreign 772(c)(2) of the Act, we made Based on the transfer price and market price information in Nova Hut’s country are determined by free deductions from the starting price, December 12, 1999, and January 6, 2000, bargaining between labor and where appropriate, for movement cost of production responses, for the management; (3) the extent to which expenses, including foreign inland preliminary determination, we joint ventures or other investments by freight and export license fees for compared the transfer price of iron to firms of other foreign countries are shipment. permitted in the foreign country; (4) the the market price of iron. Because the extent of government ownership or Normal Value market price was higher than the transfer price, we increased the transfer control of the means of production; (5) A. Selection of Comparison Markets the extent of government control over price to reflect the market price; the allocation of resources and over the Section 773(a)(1) of the Act directs (2) For the minor inputs purchased price and output decisions of that NV be based on the price at which from affiliated parties (i.e., oxygen and enterprises; and (6) such other factors as the foreign like product is sold in the iron ore), we increased the reported the administering authority considers home market, provided that the transfer prices to reflect the higher appropriate. merchandise is sold in sufficient market prices; Since its emergence as an quantities, and that there is no (3) We revised Nova Hut’s general and independent, democratic state, the particular market situation that prevents administrative (G&A) expense rate Czech Republic has made significant a proper comparison with the EP. The calculation; and progress in its transformation into a statute contemplates that quantities will (4) We revised the financial expense market economy country. The Czech normally be considered insufficient if ratio. currency is now fully convertible. they are less than five percent of the See Cost of Production and Wages in the Czech Republic are largely aggregate quantity of sales of the subject Constructed Value Calculation determined by free bargaining between merchandise to the United States. Adjustments for the Preliminary Determination for Nova Hut, dated labor and management. Trade has been Nova Hut had a viable home market January 28, 2000, on file in the CRU. liberalized and tariffs reduced, and the for seamless pipe products, and Czech government is actively promoting reported home market sales data for 4 Sections 773(f)(2) and (3) of the Act prescribe foreign investment and business purposes of the calculation of NV. how the Department is to treat affiliated-partly ventures. Industry, agriculture and In deriving NV, we made certain transactions in the calculation of cost of production services have all been privatized, and adjustments to price as detailed in the and constructed value. With respect to major inputs the power to make decisions related to Calculation of Normal Value Based on purchased from affiliated suppliers, the Department’s practice is that such imports will the allocation of resources, and over Home-Market Prices section of this normally be valued at the higher of the affiliated pricing and output decisions, now rests notice, below. party’s transfer price, the market price of the inputs, with the private sector. Based on the or the actual costs incurred by the affiliated B. Cost of Production Analysis supplier in producing the input. (See, e.g. Fresh preponderance of evidence related to Atlantic Salmon From Chile: Final Determination of economic reforms in the Czech Republic As noted above, on November 2, 1999, Sales at Less Than Fair Value, 63 FR 31426, 31427 required under section 771(18)(B) of the petitioners filed a below-cost sales June 9, 1998); Notice of Final Results and Partial Act, the Department revoked the Czech allegation against Nova Hut. Based on Rescission of Antidumping Duty Administrative our analysis of the allegation, and in Review: Certain Pasta from Italy, 64 FR 6615, 6621– Republic’s NME country status, effective 6623 (February 10, 1999). However, Nova Hut was January 1, 1998. See Czech Republic: accordance with section 773(b)(2)(A)(i) unable to provide the suppliers’ cost information in NME Status. of the Act, we found reasonable grounds time for consideration in this preliminary to believe or suspect that sales of determination (this information was provided on Fair Value Comparisons seamless pipe, manufactured in the January 19 and 20, 2000). Therefore, for this preliminary determination, we used the transfer To determine whether sales of Czech Republic, were made at prices prices or market prices, as appropriate. We will seamless pipe products from the Czech below the cost of production (COP). See consider the respondent’s suppliers’ cost data for Republic were made in the United Cost Memo. As a result, the Department the final determination.

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2. Test of Home-Market Sales Prices prices to unaffiliated parties, we We made the following adjustments to We compared the weighted-average determined that the sales made to the Nova Hut’s reported home market sales COP for Nova Hut to home market sales affiliated party were not at arm’s-length. data: (1) We recalculated the imputed of the foreign like product, as required See Notice of Final Results and Partial credit expenses by adding back to the under section 773(b) of the Act, in order Recission of Antidumping Duty gross price, on-invoice billing to determine whether these sales had Administrative Review: Roller Chain, adjustments made for orders that did been made at prices below the COP Other Than Bicycle, From Japan, 62 FR not meet a minimum quantity within an extended period of time (i.e., 60472, 60478 (November 10, 1997) and requirement; (2) for sales with missing a period of one year) in substantial Antidumping Duties; Countervailing payment dates, the Department set the quantities 5 and whether such prices Duties: Final Rule (Antidumping date of payment as the projected were sufficient to permit the recovery of Duties), 62 FR 27295, 27355–56 (May preliminary results date; (3) we deleted all costs within a reasonable period of 19, 1997). We included those sales to seamless pipe products that were sold time. affiliated customers that passed the as an overrun or non-prime product We used the revised COP data from arm’s-length test in our analysis. (see 19 since overrun and non-prime seamless the December 13, 1999, and January 6, CFR 351.403). pipe were not sold in the U.S. market; 2000, submissions, to compare to the D. Level of Trade and (4) we used the revised variable cost home market prices, less any applicable of manufacturing and total cost of billing adjustments, discounts, rebates, As set forth in section 773(a)(1)(B)(i) manufacturing reported in the COP and indirect selling expenses, on a of the Act and in the Statement of database and CV database to calculate model-specific basis. Administrative Action (SAA) our difference in merchandise accompanying the Uruguay Round adjustment, as noted above in the Cost 3. Results of the COP Test Agreements Act, H.R. Doc. 103–316 at of Production Analysis section. See Pursuant to section 773(b)(2)(B) of the 829–831 (1994), to the extent Preliminary Calculation Memorandum Act, since we found 20 percent or more practicable, the Department will for Nova Hut, a.s., dated January 28, of Nova Hut’s sales of certain products calculate NV based on sales at the same 2000, on file in the CRU. during the POI were at prices less than level of trade (LOT) as the U.S. sales. the weighted-average COP for the POI, We examined information on the Currency Conversions we preliminary determine such sales to selling activities associated with each We made currency conversions into have been made in ‘‘substantial channel of trade in each of Nova Hut’s United States dollars in accordance with quantities’’ within an extended period markets. Nova Hut’s home market sales section 773A(a) of the Act based on of time. We also preliminary determine were all exworks and its U.S. sales were exchange rates in effect on the dates of these sales below cost were not made at DAF Polish border. The EP LOT did not the United States sales, as provided by prices that would permit recovery of all differ considerably from the home the Dow Jones Business Information costs within a reasonable period of time, market LOT with respect to selling Services. in accordance with section 773(b)(2)(D) activities, although there were slight of the Act. Therefore, for purposes of differences with respect to advertising Verification these preliminary results, we have and warehousing. Therefore, we In accordance with section 782(i) of disregarded these below-cost sales and determine that there was a single LOT the Act, we intend to verify all used the remaining above-cost sales as in each market and that these LOTs information relied upon in making our the basis for determining NV, in were comparable. For a detailed final determination. accordance with section 773(b)(1) of the description of our level-of-trade Suspension of Liquidation Act. Although, some products had no methodology and findings for this above-cost sales, we did not need to use preliminary determination, see the In accordance with section 733(d) of constructed value (CV) as a basis for NV January 28, 2000, Antidumping the Act, we are directing Customs to in our comparisons to EP, because all EP Investigation of Certain Small Diameter suspend liquidation of all entries of sales were matched to similar models of Seamless Pipe from the Czech Republic: seamless pipe products from the Czech above-cost sales from the home market. Preliminary Level of Trade Findings Republic, that are entered or withdrawn Memorandum on file in the CRU. from warehouse, for consumption on or C. Arms-Length Test E. Calculation of Normal Value Based after the date of publication of this Sales to affiliated customers for on Home-Market Prices notice in the Federal Register. We are consumption in the home market which also instructing Customs to require a were determined not to be at arm’s- We performed price-to-price cash deposit or the posting of a bond length were excluded from our analysis. comparisons using sales of comparable equal to the weighted-average amount To test whether these sales were made merchandise in the home market that by which the NV exceeds the EP, as at arm’s-length, we compared the prices did not fail the cost test. We calculated indicated in the chart below. These of sales of comparison products to NV based on ‘‘exworks’’ prices. In instructions suspending liquidation will affiliated and unaffiliated customers, net addition, we made circumstance-of-sale remain in effect until further notice. of all movement charges, direct selling (COS) adjustments for direct expenses, The weighted-average dumping expenses, discounts, and packing. where appropriate, in accordance with margins are provided below. Pursuant to 19 CFR 351.403 and in section 773(a)(6)(C)(iii) of the Act. These included imputed credit expenses and accordance with our practice, where the Manufacturer/exporter Margin prices to the affiliated party were on billing adjustments. We made no (percent) average less than 99.5 percent of the adjustments for discounts or rebates since the invoice price is already net of Nova Hut ...... 12.55 All Others ...... 12.55 5 In accordance with section 773(b)(2)(C)(i) of the these discounts and rebates. In Act, we determined that sales made below the COP accordance with sections 773(a)(6)(A) were made in substantial quantities if the volume and (B) of the Act, we deducted home ITC Notification of such sales represented 20 percent or more of the volume of sales under consideration for the market packing costs and added U.S. In accordance with section 733(f) of determination of NV. packing costs. the Act, we have notified the ITC of our

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00114 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5604 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices determination. If our final antidumping Dated: January 28, 2000. Administration, International Trade determination is affirmative, the ITC Holly A. Kuga, Administration, U.S. Department of will determine whether these imports Acting Assistant Secretary for Import Commerce, 14th Street and Constitution are materially injuring, or threaten Administration. Avenue, NW, Washington, DC 20230; material injury to, the United States [FR Doc. 00–2583 Filed 2–3–00; 8:45 am] telephone: (202) 482–6397 or (202) 482– industry. The deadline for that ITC BILLING CODE 3510±DS±P 1560, respectively. determination would be the later of 120 days after the date of this preliminary EFFECTIVE DATE: February 4, 2000. determination or 45 days after the date DEPARTMENT OF COMMERCE Statute and Regulations of our final determination. International Trade Administration These reviews were conducted Public Comment [A±588±702, A±580±813, and A±583±816] pursuant to sections 751(c) and 752 of Case briefs for this investigation must the Act. The Department’s procedures be submitted no later March 16, 2000. Final Results of Expedited Sunset for conducting sunset reviews are set Rebuttal briefs must be filed within five Reviews: Certain Stainless Steel Butt- forth in Procedures for Conducting Five- days after the deadline for submission of Weld Pipe and Tube Fittings From year (‘‘Sunset’’) Reviews of case briefs. A list of authorities used, a Japan, South Korea, and Taiwan Antidumping and Countervailing Duty table of contents, and an executive Orders, 63 FR 13516 (March 20, 1998) summary of issues should accompany AGENCY: Import Administration, (‘‘Sunset Regulations’’), and 19 CFR part any briefs submitted to the Department. International Trade Administration, 351 (1999) in general. Guidance on Executive summaries should be limited Department of Commerce. methodological or analytical issues to five pages total, including footnotes. ACTION: Notice of Final Results of Section 774 of the Act provides that relevant to the Department’s conduct of Expedited Sunset Reviews: Certain sunset reviews is set forth in the the Department will hold a hearing to Stainless Steel Butt-Weld Pipe and Tube afford interested parties an opportunity Department’s Policy Bulletin 98:3— Fittings from Japan, South Korea and Policies Regarding the Conduct of Five- to comment on arguments raised in case Taiwan. or rebuttal briefs, provided that such a year (‘‘Sunset’’) Reviews of Antidumping and Countervailing Duty hearing is requested by any interested SUMMARY: On July 1, 1999, the party. If a request for a hearing is made Department of Commerce (‘‘the Orders; Policy Bulletin, 63 FR 18871 in an investigation, the hearing will Department’’) initiated sunset reviews of (April 16, 1998) (‘‘Sunset Policy tentatively be held two days after the the antidumping duty orders on certain Bulletin’’). deadline for submission of the rebuttal stainless steel butt-weld pipe and tube Scope briefs, at the U.S. Department of fittings (‘‘pipe and tube fittings’’) from Commerce, 14th Street and Constitution Japan, South Korea (‘‘Korea’’), and The products covered by these Avenue, NW, Washington, D.C. 20230. Taiwan (64 FR 35588) pursuant to reviews include certain stainless steel Parties should confirm by telephone the section 751(c) of the Tariff Act of 1930, butt-weld pipe and tube fittings. These time, date, and place of the hearing 48 as amended (‘‘the Act’’). On the basis of fittings are used in piping systems for hours before the scheduled time. a notice of intent to participate and an chemical plants, pharmaceutical plants, Interested parties who wish to request adequate response filed on behalf of a food processing facilities, waste a hearing, or to participate if one is domestic interested party and treatment facilities, semiconductor requested, must submit a written inadequate response (in these cases, no equipment applications, nuclear power request within 30 days of the response) from respondent interested plants and other areas. The subject publication of this notice. Requests parties in each of these reviews, the merchandise are currently classifiable should specify the number of Department decided to conduct under the Harmonized Tariff Schedule participants and provide a list of the expedited reviews. As a result of these of the United States (‘‘HTSUS’’) item issues to be discussed. Oral reviews, the Department finds that number 7307.23.00.00. The HTSUS item presentations will be limited to issues revocation of the antidumping duty number is provided for convenience and raised in the briefs. orders would be likely to lead to the customs purposes. The written If this investigation proceeds continuation or recurrence of dumping description remains dispositive. normally, we will make our final at the levels indicated in the Final determination no later than 135 days With respect to the order on subject Results of Reviews section of this after the date of publication of this imports from Japan and Taiwan, the notice. notice in the Federal Register. Department has made several scope This determination is issued and FOR FURTHER INFORMATION CONTACT: rulings. The following products were published pursuant to sections 733(d) Mark D. Young or Melissa G. Skinner, determined to be within the scope of the and 777(i)(1) of the Act. Office of Policy for Import order:

Product within scope Importer Citation

Superclean or ultraclean pipe fittings from Japan ... Benkan Corporation ...... 56 FR 1801 (January 17, 1991). A774 type stainless steel pipe fittings from Taiwan Tachia Yung Ho ...... 58 FR 28556 (May 14, 1993). Cast butt-weld pipe fittings from Taiwan ...... Eckstrom Industries ...... Eckstrom Ind. v. United States, Court No. 97±10± 01913, Slip. Op., 99±99 (Ct. Int'l Trade Sept. 20, 1999).

The following products were determined to be outside the scope of the order:

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Product outside scope Importer Citation

Certain gasket raised face seal sleeves and certain Fujikin of America, Inc ...... 60 FR 54212 (October 20, 1995). stainless steel ``Fine-fit'' tube fittings imported from Japan. Stainless steel tube fittings with non-welded end Top Line Process Equipment Cor- 60 FR 54213 (October 20, 1995). connection, and other products from Taiwan. poration. Primet joint metal seal fittings and primet joint weld Daido ...... 61 FR 5533 (February 13, 1996). fittings from Japan. Sleeves of clean vacuum couplings and super- Benkan ...... 61 FR 5533 (February 13, 1996). clean microfittings from Japan. Superclean fittings from Japan ...... Benkan UCT Corporation ...... 61 FR 40194 (August 1, 1996).

These reviews cover imports from all manufacturers and exporters of pipe and tube fittings from Japan, Korea, and Taiwan.

History of the Orders this order since its imposition. The party status as U.S. manufacturers order remains in effect for all whose workers are engaged in the Japan manufacturers and exporters of the production of domestic like products. The Department published its final subject merchandise from Korea. Moreover, the domestic interested affirmative determination of sales at less Taiwan parties stated that they have been than fair value (‘‘LTFV’’) with respect to involved in these proceedings since imports of pipe and tube fittings from On May 14, 1993, the Department their inception. The Department Japan on February 4, 1988 (53 FR 3227). issued its final affirmative received complete substantive responses In this determination, the Department determination of sales at LTFV from the domestic interested parties by published three weighted-average regarding pipe and tube fittings from August 2, 1999, within the 30-day dumping margins (which included a de Taiwan (58 FR 28556). In this deadline specified in the Sunset minimis margin 1) and an ‘‘all others’’ determination, the Department Regulations under § 351.218(d)(3)(i). We rate. The Department published its published weighted-average dumping did not receive a substantive response antidumping duty order on pipe and margins for three companies and an ‘‘all from any respondent interested party to tube fittings from Japan on March 25, others’’ rate. The Department these proceedings. As a result, pursuant 2 1988. The Department has conducted subsequently published an amended to 19 CFR 351.218(e)(1)(ii)(C), the four administrative reviews of this order final determination and antidumping Department determined to conduct 3 5 since its imposition. In each of the four duty order on June 16, 1993. Since the expedited, 120-day, reviews of these reviews we calculated one company- order was issued, the Department has orders. specific margin. The order remains in completed three administrative reviews In accordance with section effect for all manufacturers and with respect to pipe and tube fittings 751(c)(5)(C)(v) of the Act, the 6 exporters of the subject merchandise from Taiwan. The order remains in Department may treat a review as from Japan, other than Fuji who was effect for all manufacturers and extraordinarily complicated if it is a excluded from the antidumping duty exporters of the subject merchandise review of a transition order (i.e., an order. from Taiwan. order in effect on January 1, 1995). The Korea Background reviews at issue concern transition The Department published its final On July 1, 1999, the Department orders within the meaning of section affirmative determination of sales at initiated sunset reviews of the 751(c)(6)(C)(ii) of the Act. Therefore, the LTFV with respect to imports of pipe antidumping duty orders on pipe and Department determined that the sunset and tube fittings from Korea on tube fittings from Japan, Korea, and reviews of the antidumping duty orders December 29, 1992 (57 FR 61881). In Taiwan (64 FR 35588), pursuant to on pipe and tube fittings from Japan, this determination, the Department section 751(c) of the Act. We received Korea, and Taiwan are extraordinarily published weighted-average dumping Notices of Intent To Participate in each complicated and extended the time margins for one company and an ‘‘all of the three sunset reviews, on behalf of limit for completion of the final results others’’ rate. The Department published Alloy Piping Products, Inc. (‘‘Alloy’’), of these reviews until not later than its antidumping duty order on pipe and Flowline Division of Markovitz January 27, 2000, in accordance with 7 tube fittings from Korea on February 23, Enterprises, Inc. (‘‘Flowline’’), Gerlin, section 751(c)(5)(B) of the Act. 1993.4 The Department has not Inc. (‘‘Gerlin’’), and Taylor Forge Although the deadline for this conducted an administrative review of Stainless, Inc. (‘‘Taylor’’) (collectively determination was originally January ‘‘domestic interested parties’’), by July 27, 2000, due to the Federal 1 One of the three companies investigated, Fuji 16, 1999, within the deadline specified Government shutdown on January 25 Acetylene Industries Co., Ltd. (‘‘Fuji’’), was in § 351.218(d)(1)(i) of the Sunset and 26, 2000, resulting from inclement excluded from the antidumping duty order, since Regulations. Pursuant to section weather, the time frame for issuing this the Department found that it had a de minimis determination has been extended by one dumping margin. 771(9)(C) of the Act, the domestic 2 See Antidumping Duty Order: Certain Stainless interested parties claimed interested- day. Steel Butt-Weld Pipe and Tube Fittings from Japan, Determination 53 FR 9787 (March 25, 1988). 5 See Amended Final Determination and 3 See Stainless Steel Butt-Weld Pipe and Tube Antidumping Duty Order: Certain Stainless Steel In accordance with section 751(c)(1) Fittings from Japan; Final Results of Antidumping Butt-Weld Pipe and Tube Fittings from Taiwan, 58 of the Act, the Department conducted Duty Administrative Review, 56 FR 14922 (April FR 33250 (June 16, 1993). these reviews to determine whether 12, 1991); 56 FR 20592 (May 6, 1991); 57 FR 46372 6 See Certain Stainless Steel Butt-Weld Pipe (October 8, 1992); 59 FR 12240 (March 16, 1994). Fittings From Taiwan: Final Results of 4 See Antidumping Duty Order: Certain Stainless Antidumping Duty Administrative Review, 63 FR 7 See Extension of Time Limit for Final Results of Steel Butt-Weld Pipe and Tube Fittings from Korea, 67855 (December 9, 1998) ( 3rd review); 65 FR 2116 Five-Year Reviews, 64 FR 62167 (November 16, 58 FR 11029 (February 23, 1993). (January 13, 2000) (1st & 2nd review). 1999).

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00116 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5606 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices revocation of the antidumping duty sunset review. In these instant reviews, issuance of the order. Therefore, the orders would be likely to lead to the Department did not receive a domestic interested parties argue that continuation or recurrence of dumping. substantive response from any the near cessation of imports from Korea Section 752(c) of the Act provides that, respondent interested party. Pursuant to demonstrates that Korean manufacturers in making these determinations, the § 351.218(d)(2)(iii) of the Sunset need to dump pipe and tube fittings in Department shall consider the weighted- Regulations, this constitutes a waiver of the U.S. market in order to sell at pre- average dumping margins determined in participation. order volumes. To support this the investigation and subsequent In their substantive responses, the conclusion the domestic interested reviews and the volume of imports of domestic interested parties argue that parties assert that dumping margins for the subject merchandise for the period revocation of these antidumping duty all Korean manufacturers of pipe and before and the period after the issuance orders would likely lead to a tube fittings are extraordinarily high at of the antidumping duty order, and it continuation or recurrence of dumping 21.2 percent. Yet, they contend, Korean shall provide to the International Trade by Japanese, Korean, and Taiwanese, manufacturers never availed themselves Commission (‘‘the Commission’’) the producers/manufacturers. They argue of the administrative review process to magnitude of the margins of dumping further that since the imposition of the demonstrate that their dumping has likely to prevail if the order were antidumping duty orders, most ceased or abated.9 revoked. respondents have continued to dump in Taiwan The Department’s determinations the U.S. market and have reduce their concerning continuation or recurrence sales of pipe and tube fittings The domestic interested parties assert of dumping and the magnitude of the dramatically. The domestic interested that only one Taiwanese respondent has margins are discussed below. In parties argue that this demonstrates the had dumping margins below de minimis addition, parties’ comments with inability of the producers from subject levels since the issuance of the order. respect to continuation or recurrence of countries to sell in the United States at They argue that, following the issuance dumping and the magnitude of the any significant volume without of the order, imports from Taiwan margins are addressed within the dumping. Therefore, they assert, were dropped to a level far below their pre- respective sections below. the antidumping duty orders revoked, it order level and have never been more is likely that Japanese, Korean, and than 50 percent of their pre-order level. Continuation or Recurrence of The domestic interested parties Dumping Taiwanese producers would need to dump in order to sell their pipe and conclude that Taiwanese importers need Drawing on the guidance provided in tube fittings in any significant quantities to dump pipe and tube fittings in the the legislative history accompanying the in the United States. U.S. market in order to sell at pre-order Uruguay Round Agreements Act volumes. To corroborate this (‘‘URAA’’), specifically the Statement of Japan conclusion, the domestic interested Administrative Action (‘‘the SAA’’), The domestic interested parties argue parties note that the dumping margins H.R. Doc. No. 103–316, vol. 1 (1994), the that the imposition of the antidumping for all but one Taiwanese manufacturer House Report, H.R. Rep. No. 103–826, duty order had a dramatic effect on are extraordinarily high and yet, they pt.1 (1994), and the Senate Report, S. subject import volumes from Japan. have never availed themselves of the Rep. No. 103–412 (1994), the They indicate that in the years following administrative review process to Department issued its Sunset Policy the order, Japanese imports have demonstrate that their dumping has 10 Bulletin providing guidance on averaged 13 percent of their pre-order abated. methodological and analytical issues, levels. Moreover, they assert, the General Discussion including the bases for likelihood dumping margins for Japanese determinations. In its Sunset Policy If companies continue dumping with manufacturers continue at significant Bulletin, the Department indicated that the discipline of an order in place or levels. In sum, the domestic interested determinations of likelihood will be imports ceased after the issuance of the parties argue, the dramatic decline in made on an order-wide basis. See order, the Department may reasonably import volumes following the Sunset Policy Bulletin, 63 FR at 18872. infer that dumping would continue or imposition of the order in conjunction In addition, the Department indicated recur if the discipline were removed. with continued margins of dumping that normally it will determine that See section II.A.3 of the Sunset Policy indicates that dumping by Japanese pipe revocation of an antidumping duty Bulletin and the SAA at 890, and the and tube fitting producers is likely to order is likely to lead to continuation or House Report at 63–64. As pointed out continue or recur in the event of recurrence of dumping where (a) above, dumping margins at levels above revocation of the order.8 dumping continued at any level above de minimis continue to exist for de minimis after the issuance of the Korea shipments of the subject merchandise order, (b) imports of the subject With respect to subject merchandise from Japan, Korea, and Taiwan. Consistent with section 752(c) of the merchandise ceased after the issuance of from Korea, the domestic interested Act, the Department also considers the the order, or (c) dumping was parties maintain that, in the year the volume of imports before and after eliminated after the issuance of the order was imposed, imports from Korea issuance of the order. As outlined in order and import volumes for the fell to 4,228 pounds from approximately each respective section above, the subject merchandise declined 523,619 pounds the year before. They domestic interested parties argue that a significantly. See Id. argue further that, in the years following In addition to considering the significant decline in the volume of the imposition of the order, average guidance on likelihood cited above, imports of the subject merchandise from import volumes of the subject section 751(c)(4)(B) of the Act provides merchandise were more than 90 percent that the Department shall determine that 9 See August 2, 1999, Substantive Response of the lower than in the years preceeding the revocation of the order would be likely Domestic Interested Parties regarding pipe and tube fittings from Korea at 13. to lead to continuation or recurrence of 8 See August 2, 1999, Substantive Response of the 10 See August 2, 1999, Substantive Response of dumping where a respondent interested Domestic Interested Parties regarding pipe and tube the Domestic Interested Parties regarding pipe and party waives its participation in the fittings from Japan at 12. tube fittings from Taiwan at 14.

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Japan, Taiwan, and Korea since the appropriate, and consideration of duty- TAIWAN imposition of the orders provides absorption determinations. See id. at further evidence that dumping would 18873–74. To date, the Department has Manufacturer/exporter Margin continue if the orders were revoked. In not issued any duty-absorption findings (percent) their substantive responses, the in any of these three cases. Tachia Yung Ho Machine In- domestic interested parties provided In their substantive response, the dustry Co. Ltd...... 76.20 statistics demonstrating the decline in domestic interested parties Ta Chen Stainless Pipe Co. import volumes of pipe and tube fittings recommended that, consistent with the Ltd...... 0.64 from Japan, Korea, and Taiwan. The Sunset Policy Bulletin, the Department Tru-Flow Industrial Co., Ltd...... 76.20 Department agrees with the domestic provide to the Commission the All others ...... 51.01 interested parties’ arguments that company-specific margins from the This notice serves as the only imports of the subject merchandise fell original investigations. Moreover, reminder to parties subject to sharply after the orders were imposed regarding companies not reviewed in administrative protective order (‘‘APO’’) and never regained pre-order volumes. the original investigations, the domestic As noted above, in conducting its of their responsibility concerning the interested parties suggested that the sunset reviews, the Department disposition of proprietary information Department report the ‘‘all others’’ rates considered the weighted-average disclosed under APO in accordance dumping margins and volume of included in the original investigations. with 19 CFR 351.305 of the imports in determining whether The Department agrees with the Department’s regulations. Timely revocation of these antidumping duty domestic interested parties. The notification of return/destruction of orders would lead to the continuation or Department finds that the margins APO materials or conversion to judicial recurrence of dumping. Based on this calculated in the original investigations protective order is hereby requested. analysis, the Department finds that the are probative of the behavior of Failure to comply with the regulations existence of dumping margins at levels Japanese, Korean, and Taiwanese and the terms of an APO is a above de minimis and a reduction in manufacturers/exporters if the orders sanctionable violation. export volumes after the issuance of the were revoked as they are the only This five-year (‘‘sunset’’) review and orders is highly probative of the margins which reflect their actions notice are in accordance with sections likelihood of continuation or recurrence absent the discipline of the order. 751(c), 752, and 777(i)(1) of the Act. of dumping. A deposit rate above de Therefore, the Department will report Dated: January 28, 2000. minimis continues in effect for exports to the Commission the company- Holly A. Kuga, of the subject merchandise by all specific and all others rates from the Acting Assistant Secretary for Import (except as indicated in footnotes 11 & original investigations as contained in Administration. 11 12) known Japanese, Korean and the Final Results of Reviews section of [FR Doc. 00–2584 Filed 2–3–00; 8:45 am] Taiwanese,12 manufacturers/exporters this notice. BILLING CODE 3510±DS±P of the subject merchandise. Therefore, given that dumping has continued over Final Results of Reviews the life of the orders, import volumes DEPARTMENT OF COMMERCE have declined significantly after the As a result of these reviews, the imposition of the order, respondent Department finds that revocation of the International Trade Administration parties have waived participation in antidumping duty orders would likely [A±580±810, A±583±815] these reviews, and absent argument and lead to continuation or recurrence of dumping at the margins listed below: evidence to the contrary, the Final Results of Expedited Sunset Department determines that dumping is Reviews: Certain Welded Stainless JAPAN likely to continue or recur if the orders Steel Pipes From the Republic of were revoked. Margin Korea and Taiwan Manufacturer/exporter (percent) Magnitude of the Margin AGENCY: Import Administration, In the Sunset Policy Bulletin, the Mie Horo ...... 65.08 International Trade Administration, Department stated that normally it will Nippon Benkan Kogyo, K.K ...... 37.24 Department of Commerce. provide to the Commission the margin All others ...... 49.31 ACTION: Notice of Final Results of that was determined in the final Expedited Sunset Reviews: Certain determination in the original Welded Stainless Steel Pipes from the Fuji Acetylene Industries, Co., Ltd. investigation. Further, for companies Republic of Korea and Taiwan. not specifically investigated or for was excluded from the antidumping companies that did not begin shipping duty order based on a de minimis SUMMARY: On July 1, 1999, the until after the order was issued, the dumping margin calculated in the Final Department of Commerce (‘‘the Department normally will provide a Less Than Fair Value Determination. Department’’) initiated sunset reviews of margin based on the ‘‘all others’’ rate See Final Determination of Sales at Less the antidumping duty orders on certain from the investigation. See Sunset Than Fair Value: Certain Stainless Steel welded stainless steel pipes (‘‘pipes’’) Policy Bulletin 63 FR 18873. Exceptions Butt-Weld Pipe Fittings from Japan, 53 from the Republic of Korea (‘‘Korea’’) to this policy include the use of a more FR 3227 (February 4, 1988). and Taiwan (64 FR 35588) pursuant to recently calculated margin, where section 751(c) of the Tariff Act of 1930, KOREA as amended (‘‘the Act’’). On the basis of 11 One Japanese producer was excluded from the a notice of intent to participate and an antidumping duty order based on a de minimis Manufacturer/exporter Margin adequate response filed on behalf of a dumping margin calculated in the Final Less Than (percent) domestic interested party and Fair Value Determination. Supra at footnote 1. inadequate response (in these cases, no 12 As noted above, one Taiwanese producer/ The Asia Bend Co. Ltd...... 21.20 exporter currently has a de minimis dumping All others ...... 21.20 response) from respondent interested margin. parties in each of these reviews, the

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Department decided to conduct process machines. Imports of pipes are published four weighted-average expedited reviews. As a result of these currently classifiable under the dumping margins and an ‘‘all others’’ reviews, the Department finds that following Harmonized Tariff Schedule rate.5 These margins were later revocation of the antidumping duty of the United States (‘‘HTSUS’’) amended by the Department,6 pursuant orders would be likely to lead to the subheadings: 7306.40.5005, to a ruling by the Court of International continuation or recurrence of dumping 7306.40.5015, 7306.40.5040, Trade.7 Since the order was issued, the at the levels indicated in the Final 7306.40.5065, and 7306.40.5085. Department has completed four Results of Reviews section of this Although these subheadings include administrative reviews 8 and one notice. both pipes and tubes, the scope of this changed-circumstances review 9 with order is limited to welded austenitic respect to pipes from Taiwan. The order FOR FURTHER INFORMATION CONTACT: stainless steel pipes. Although the Mark D. Young or Melissa G. Skinner, remains in effect for all manufacturers HTSUS subheadings are provided for and exporters of the subject Office of Policy for Import convenience and United States Customs merchandise from Taiwan, other than Administration, International Trade purposes, our written description of the Chang Mien. Administration, U.S. Department of scope of these orders are dispositive. Commerce, 14th Street and Constitution Background Avenue, NW, Washington, DC 20230; History of the Orders On July 1, 1999, the Department telephone: (202) 482–6397 or (202) 482– Korea initiated sunset reviews of the 1560, respectively. antidumping duty orders on pipes from The Department published its final EFFECTIVE DATE: February 4, 2000. Korea and Taiwan (64 FR 35588), affirmative determination of sales at less pursuant to section 751(c) of the Act. Statute and Regulations than fair value (‘‘LTFV’’) with respect to We received Notices of Intent To imports of pipes from Korea on These reviews were conducted Participate, in each of the two sunset pursuant to sections 751(c) and 752 of November 12, 1992 (57 FR 53693). In this determination and subsequent reviews, on behalf of Avesta the Act. The Department’s procedures Pipe Co., Damascus Tubular Division of for conducting sunset reviews are set antidumping duty order, the Department published two weighted- Damascus-Bishop Tube Co., Davis Pipe forth in Procedures for Conducting Five- Inc., and the United Steel Workers of year (‘‘Sunset’’) Reviews of average dumping margins and an ‘‘all 1 America (AFL–CIO/CLC) (collectively Antidumping and Countervailing Duty others’’ rate. These margins were later amended by the Department pursuant to ‘‘domestic interested parties’’), by July Orders, 63 FR 13516 (March 20, 1998) 16, 1999, within the deadline specified (‘‘Sunset Regulations’’), and 19 CFR part a ruling by the Court of International Trade. 2 The Department has not in § 351.218(d)(1)(i) of the Sunset 351 (1999) in general. Guidance on Regulations. Pursuant to section methodological or analytical issues completed an administrative review of this order since its imposition; 3 771(9)(C) and (D) of the Act, the relevant to the Department’s conduct of domestic interested parties claimed sunset reviews is set forth in the however, there has been one changed- 4 interested-party status as U.S. Department’s Policy Bulletin 98:3 circumstance review. The order remains in effect for all Korean manufacturers and workers engaged in Policies Regarding the Conduct of Five- the production of domestic like year (‘‘Sunset’’) Reviews of manufacturers and exporters of the subject merchandise. products. Moreover, the domestic Antidumping and Countervailing Duty interested parties stated that they have Orders; Policy Bulletin, 63 FR 18871 Taiwan been involved in all segments of these (April 16, 1998) (‘‘Sunset Policy On November 12, 1992, the proceedings since their inception. The Bulletin’’). Department issued its final affirmative Department received complete Scope determination of sales at LTFV substantive responses from the domestic regarding pipes from Taiwan (Final The merchandise subject to these Determination of Sales at Less Than Fair 5 Chang Tieh Industry Co. Ltd. (‘‘Chang Tieh’’) reviews are certain welded austenitic Value: Certain Welded Stainless Steel currently Chang Mien was excluded from the stainless steel pipe that meets the Taiwanese antidumping duty order in light of the Pipes from Taiwan, 57 FR 53705 standards and specifications set forth by zero percent margin it received in the final (November 12, 1992). In this the American Society for Testing and determination of sales at LTFV. However, it was determination, the Department listed as one of the four respondent companies Materials (‘‘ASTM’’) for the welded originally investigated by the Department (57 FR form of chromium-nickel pipe 5370); see also Notice of Amended Final 1 See Antidumping Duty Order and Clarification; Determination and Antidumping Duty Order; designated ASTM A–312. The Certain Welded Stainless Steel Pipes from the Certain Welded Stainless Steel Pipes from Taiwan, Republic of Korea, 57 FR 62301 (December 30, merchandise covered by the scope of 59 FR 6619 (February 11, 1994) and Chang Tieh 1992) (clarifying HTSUS numbers). these orders also includes austenitic Industry Co. v. United States, 840 F.Supp. 141 (Ct. 2 See Avesta Sheffield, Inc. v. United States, 17 welded stainless steel pipes made Int’l Trade 1993) (regarding the Department’s error CIT 1212, 838 F.Supp. 608 (1993); see also Federal in imposing conditions upon Chang Tieh’s according to the standards of other Mogul Corp. and the Torrington Co. v. United exclusion from the antidumping duty order.) nations which are comparable to ASTM States, 17 CIT 1093, 834 F.Supp. 1391 (1993); and 6 Notice of Amended Final Determination, 59 FR A–312. Pipes are produced by forming Amended Final Determination and Antidumping Duty Order: Certain Welded Stainless Steel Pipe 6619. stainless steel flat-rolled products into a From Korea, 60 FR 10064 (February 23, 1995). 7 See Chang Tieh Industry Co. 840 F.Supp. at 141. tubular configuration and along 3 However, on December 28, 1999, the 8 See Welded Stainless Steel Pipes from Taiwan; the seam. Pipes are a commodity Department issued preliminary results of review in Final Results of Administrative Review, 64 FR product generally used as a conduit to this case. See Certain Welded ASTM A–312 33243 (June 22, 1999) (the first and second Stainless Steel Pipe from Korea: Preliminary Results administrative reviews were jointly published); 62 transmit liquids or gases. Major of Antidumping Duty Administrative Review, 64 FR FR 37543 (July 14, 1997); 63 FR 38382 (July 16, applications for pipes include, but are 72645 (December 28, 1999). 1998). not limited to, digester lines, blow lines, 4 See Certain Welded Stainless Steel Pipe From 9 See Certain Welded Stainless Steel Pipe From pharmaceutical lines, petrochemical Korea; Final Results of Changed-Circumstances Taiwan; Final Results of Changed-Circumstances stock lines, brewery process and Antidumping Duty Administrative Review, 63 FR Antidumping Duty Administrative Review, 63 FR 16979 (April 7, 1998) (determination that SeAH 34147 (June 23, 1998) (determination that Chang transport lines, general food processing Steel Corp. (‘‘SeAH’’) is the corporate successor to Mien Industries Co., Ltd (‘‘Chang Mien’’) is the lines, automotive paint lines, and paper Pusan Steel Pipe Co., Ltd. (‘‘Pusan’’)). corporate successor to Chang Tieh).

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In parties argue that the records in these certain welded stainless steel pipes from addition, the domestic interested proceedings demonstrate that Korea, on behalf of Korea Iron & Steel parties’ comments with respect to respondents reduced their sales to the continuation or recurrence of dumping Association (‘‘KOSA’’), SeAH Steel United States after the issuance of the and the magnitude of the margins are Corporation, Ltd. (‘‘SeAH’’), and orders and continued to dump at the Hyundai Pipe Co., Ltd. (‘‘Hyundai’’). We addressed within the respective sections below. same or at higher rates of dumping. did not receive a substantive response Further, they argue that the substantial from any respondent interested party to Continuation or Recurrence of decline in the volume of imports of these proceedings. As a result, pursuant Dumping pipes from Korea and Taiwan following to 19 CFR 351.218(e)(1)(ii)(C)(2), the Department determined to conduct Drawing on the guidance provided in the issuance of the orders demonstrates expedited, 120-day, reviews of these the legislative history accompanying the the inability of the producers from orders. Uruguay Round Agreements Act subject countries to sell in the United (‘‘URAA’’), specifically the Statement of States at any significant volume without In accordance with section Administrative Action (‘‘the SAA’’), dumping. They support this argument 751(c)(5)(C)(v) of the Act, the H.R. Doc. No. 103–316, vol. 1 (1994), the with statistics showing that, since the Department may treat a review as House Report, H.R. Rep. No. 103–826, extraordinarily complicated if it is a imposition of the orders, respondents pt. 1 (1994), and the Senate Report, S. have generally reduced their shipments review of a transition order (i.e., an Rep. No. 103–412 (1994), the order in effect on January 1, 1995). The to the United States. Therefore, they Department issued its Sunset Policy assert, were the antidumping duty reviews at issue concern transition Bulletin providing guidance on orders revoked, it is likely that Korean orders within the meaning of section methodological and analytical issues, and Taiwanese producers would need to 751(c)(6)(C)(ii) of the Act. Therefore, the including the bases for likelihood Department determined that the sunset determinations. In its Sunset Policy dump in order to sell their pipes in any reviews of the antidumping duty orders Bulletin, the Department indicated that significant quantities in the United on pipes from Korea and Taiwan are determinations of likelihood will be States. In conclusion, the domestic extraordinarily complicated and made on an order-wide basis (See interested parties state that whether extended the time limit for completion Sunset Policy Bulletin, 63 FR at 18872). comparing the level of imports during of the final results of these reviews until In addition, the Department indicated the calendar year encompassing the not later than January 27, 2000, in that normally it will determine that period of investigation or the calendar accordance with section 751(c)(5)(B) of revocation of an antidumping duty year most immediately preceding the the Act.10 order is likely to lead to continuation or order, the dramatic decrease in import Although the deadline for this recurrence of dumping where (a) levels underscores the importance of the determination was originally January dumping continued at any level above orders in the domestic market. 27, 2000, due to the Federal de minimis after the issuance of the Government shutdown on January 25 order, (b) imports of the subject Korea and 26, 2000, resulting from inclement merchandise ceased after the issuance of With respect to subject merchandise weather, the time frame for issuing this the order, or (c) dumping was from Korea, the domestic interested eliminated after the issuance of the determination has been extended by one parties maintain that Korean importers day. order and import volumes for the need to dump pipes in the U.S. market subject merchandise declined Determination in order to sell at pre-order volumes. significantly (see id). They state that the order’s extraordinary In accordance with section 751(c)(1) In addition to considering the impact on imports in the period of the Act, the Department conducted guidance on likelihood cited above, following the issuance of the order these reviews to determine whether section 751(c)(4)(B) of the Act provides revocation of the antidumping duty that the Department shall determine that demonstrates the inability of Korean orders would be likely to lead to revocation of the order would be likely producers to sell pipes in the United continuation or recurrence of dumping. to lead to continuation or recurrence of States without dumping. The domestic Section 752(c) of the Act provides that, dumping where a respondent interested interested parties also note that in 1998 in making these determinations, the party waives its participation in the Korean imports of the subject Department shall consider the weighted- sunset review. We received a waiver of merchandise jumped to 116 percent of average dumping margins determined in participation, in the sunset review of 1991 levels after Pusan purchased the investigation and subsequent certain stainless steel pipes from Korea, Sammi Metal Products Co., Ltd. reviews and the volume of imports of from KOSA, SeAH, and Hyundai on (‘‘Sammi’’) pipe division out of the subject merchandise for the period August 2, 1999. The Department did not bankruptcy. Apart from 1998’s before and the period after the issuance receive a substantive response from any unusually high level, they argue that of the antidumping duty order, and it respondent interested party. Pursuant to imports of the subject merchandise from shall provide to the International Trade § 351.218(d)(2)(iii) of the Sunset Korea following the issuance of the Commission (‘‘the Commission’’) the Regulations, lack of substantive order have never been more than 59 magnitude of the margins of dumping response from respondent interested percent of their 1991 level.11 parties constitutes a waiver of 10 See Extension of Time Limit for Final Results participation. 11 See August 2, 1999, Substantive Response of of Five-Year Reviews, 64 FR 62167 (November 16, In their substantive responses, the the Domestic Interested Parties regarding pipes 1999). domestic interested parties argue that from Korea at 16.

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Taiwan orders would lead to the continuation or Department report the ‘‘all others’’ rates The domestic interested parties argue recurrence of dumping. Based on this included in the original investigations. that the imposition of the antidumping analysis, the Department finds that the In the Sunset Policy Bulletin we duty order had a dramatic effect on existence of dumping margins at levels indicated that, consistent with the SAA subject import volumes from Taiwan. In above de minimis after the issuance of and the House Report, we may determine, in cases where declining (or addition, they note that post-order the orders is highly probative of the no) dumping margins are accompanied imports from Taiwan have, on average, likelihood of continuation or recurrence by steady or increasing imports, that a remained at 57 percent of the 1991 of dumping. A deposit rate above de more recently calculated rate reflects level. Even in 1998, the domestic minimis continues in effect for exports that companies do not have to dump to interested parties add, when of the subject merchandise by all known maintain market share in the United consumption of stainless steel products Korean and Taiwanese manufacturers/ 14 States and, therefore, that dumping is was at an all time high, imports from exporters of the subject merchandise. less likely to continue or recur if the Taiwan were only 80 percent of 1991 Therefore, given that dumping has order was revoked. Alternatively, if a imports. In conclusion they state that a continued over the life of the orders, import volumes have declined company chooses to increase dumping comparison of the pre- and post-order in order to increase or maintain market import levels supports a reasonable significantly after the imposition of the order, 15 respondent parties have waived share, the Department may provide the inference that dumping would continue Commission with a more recently absent the disciplinary influence of the participation, and absent argument and 12 evidence to the contrary, the calculated margin for that company. The order. Sunset Policy Bulletin provides that we If companies continue dumping with Department determines that dumping is will entertain such considerations in the discipline of an order in place or likely to continue or recur if the orders were revoked. response to argument from an interested imports ceased after the issuance of the party. Further, we noted that, in order, the Department may reasonably Magnitude of the Margin determining whether a more recently infer that dumping would continue or In the Sunset Policy Bulletin, the calculated margin is probative of an recur if the discipline were removed exporter’s behavior absent the discipline (see section II.A.3 of the Sunset Policy Department stated that normally it will provide to the Commission the margin of an order, the Department normally Bulletin, the SAA at 890, and the House will consider the company’s relative Report at 63–64). Dumping margins that was determined in the final determination in the original market share, with such information to above de minimis continue to exist for be provided by the parties. It is clear, all producers and exporters of pipes investigation. Further, for companies not specifically investigated or for therefore, that in determining whether a from Korea and Taiwan, other than more recently calculated margin is Chang Mien, which was excluded from companies that did not begin shipping until after the order was issued, the probative of the behavior of exporters the order on Taiwan. were the order revoked, the Department Department normally will provide a Consistent with section 752(c) of the considers company-specific exports and margin based on the ‘‘all others’’ rate Act, the Department also considers the company-specific margins. from the investigation. See Sunset volume of imports before and after Additionally, although we expressed a Policy Bulletin, 63 FR at 18873. issuance of the order. As outlined in clear preference for market-share Exceptions to this policy include the each respective section above, the information, in past sunset reviews, use of a more recently calculated domestic interested parties argue that a where market-share information was not margin, where appropriate, and significant decline in the volume of available, we relied on changes in consideration of duty-absorption imports of the subject merchandise from import volumes between the periods determinations. See id, 63 FR at 18873– Korea and Taiwan since the imposition before and after the issuance of the of the orders provides further evidence 74. To date, the Department has not order. See, e.g., Final Results of that dumping would continue if the issued any duty-absorption findings in Expedited Sunset Review: Stainless orders were revoked. In their any of these cases. Steel Plate from Sweden, 63 FR 67658 substantive responses, the domestic In their substantive response, the (December 8, 1998), and Final Results of interested parties provided statistics domestic interested parties Expedited Sunset Reviews: Certain Iron demonstrating the decline in import recommended that, consistent with the Construction Castings From Brazil, volumes of pipes from Korea and Sunset Policy Bulletin, the Department Canada, and the People’s Republic of Taiwan immediately following the provide to the Commission the China, 64 FR 30310 (June 7, 1999). issuance of the orders. The Department company-specific margins from the In sunset reviews, although we make agrees with the domestic interested original investigation, except that the likelihood determinations on an order- parties’ arguments that imports of the Department should use the 31.90 wide basis, we report company-specific subject merchandise fell after the orders percent margin assigned to Ta Chen margins to the Commission. Therefore, were imposed and never regained pre- Stainless Pipe Co., Ltd. (‘‘Ta Chen’’) in it is appropriate that our determinations order volumes.13 the first two annual administrative regarding the magnitude of the margin As noted above, in conducting its reviews, not the 3.27 percent found in likely to prevail be based on company- sunset reviews, the Department the original investigation. Moreover, specific information. Generic arguments considered the weighted-average regarding companies not reviewed in that margins decreased over the life of dumping margins and volume of the original investigations, the domestic the order while, at the same time, imports in determining whether interested parties suggested that the exporters’ share of the U.S. market revocation of these antidumping duty remained constant do not address the 14 With the exception of Chang Tieh, now Chang question of whether any particular 12 See August 2, 1999, Substantive Response of Mien, which was excluded from the Taiwanese company decreased its margin of the Domestic Interested Parties regarding pipes order. dumping while at the same time from Taiwan at 15. 15 Based on import data from the U.S. Department 13 With the exception of Korean imports of the of Commerce, the U.S. Treasury, the International maintaining or increasing market share. subject merchandise in 1998, which increased to Trade Commission, and the domestic interested In fact, such generic argument may 116 percent of 1991 pre-order level as noted above. parties. disguise company-specific behavior

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FOR FURTHER INFORMATION CONTACT: Ta Chen Stainless Pipe Co., Ltd. 3.27. and Taiwanese manufacturers/exporters Robert Copyak, Office 6, Group II, Yeun Chyang Industrial Co., Ltd. 31.90. Import Administration, International if the orders were revoked as they are All Others ...... 19.84. Trade Administration, U.S. Department the only margins which reflect their 1 of Commerce, 14th Street and actions absent the discipline of the For the purposes of antidumping duty law the Department concluded that Chang Mein is Constitution Avenue, NW Washington, order. However, with respect to Ta the successor firm to Chang Tieh, and, as DC 20230; telephone: (202) 482–2786. Chen, the Department disagrees with the such is excluded from the order. See Certain SUPPLEMENTARY INFORMATION: On domestic interested parties. Absent Welded Stainless Steel Pipe From Taiwan; Final Results of Changed-Circumstances Anti- January 18, 1991, the Department evidence that Ta Chen chose to increase dumping Duty Administrative Review, 63 FR published the final results of its dumping in order to maintain or 34147 (June 23, 1998). administrative review of the increase market share, the margin This notice serves as the only countervailing duty order on certain calculated in the original investigation reminder to parties subject to iron-metal castings from India for the is the margin the Department will administrative protective order (‘‘APO’’) period January 1, 1986 through provide to the Commission.16 of their responsibility concerning the December 31, 1986. See Final Results of Therefore, the Department will report disposition of proprietary information Countervailing Duty Administrative to the Commission the company- disclosed under APO in accordance Review: Certain Iron-Metal Castings specific and all others rates from the with 19 CFR 351.305 of the from India, 56 FR 1976. Subsequently, original investigations as contained in Department’s regulations. Timely respondents challenged the final results the Final Results of Reviews section of notification of return/destruction of before the Court of International Trade this notice. APO materials or conversion to judicial (CIT). The primary issue involved the protective order is hereby requested. calculation of the program rates for the Final Results of Reviews Failure to comply with the regulations subsidies provided under India’s and the terms of an APO is a International Price Reimbursement As a result of these reviews, the sanctionable violation. Scheme (IPRS). The IPRS is a program Department finds that revocation of the This five-year (‘‘sunset’’) review and through which the Government of India antidumping duty orders would likely notice are in accordance with sections (GOI) provided rebates to castings lead to continuation or recurrence of 751(c), 752, and 777(i)(1) of the Act. exporters that purchased domestically- dumping at the margins listed below: Dated: January 28, 2000. produced pig iron at prices set by the Holly A. Kuga, GOI. According to the GOI, these rebates KOREA were calculated to equal the differences Acting Assistant Secretary for Import Administration. between the higher domestic prices Margin actually paid and the lower alternative Manufacturer/exporter [FR Doc. 00–2585 Filed 2–3–00; 8:45 am] (percent) prices available from sources outside of BILLING CODE 3510±DS±P Pusan Steel Pipe Co., Ltd (now India. SeAH Steel Corp.)1 ...... 2.67 As the IPRS was also the subject of litigation for the review period 1985 in All manufacturers/producers/ex- DEPARTMENT OF COMMERCE porters ...... 7.00 Creswell v. United States, Consolidated International Trade Administration Court No. 91–01–00012 (Creswell), 1 SeAH is the corporate successor to Pusan, litigation for the review period 1986 was and Pusan had acquired certain of Sammi's [C±533±063] production assets. See Certain Welded Stain- stayed pending finalization of Creswell. After the CIT affirmed the Department’s less Steel Pipe from Korea; Final Results of Certain Iron-metal Castings From Changed-Circumstances Antidumping Duty remand determination for the 1985 India: Amended Final Results of Administrative Review, 63 FR 16979 (April 7, administrative review (see Creswell, slip Countervailing Duty Administrative 1998). op. 98–139 (CIT Sept. 29, 1998)), the Review Pursuant to Settlement Department published a notice of AGENCY: Import Administration, amended final results in accordance International Trade Administration, with that opinion. See Certain Iron- 16 The Department recently made a preliminary Department of Commerce. metal Castings from India: Amended determination to revoke the order, with respect to Final Results of Countervailing Duty Ta Chen, based on de minimis margins in the last ACTION: Notice of amendment to final three reviews. See Certain Welded Stainless Steel results of countervailing duty Administrative Review In Accordance Pipe from Taiwan Certain Welded: Preliminary administrative review. With Decision Upon Remand, 63 FR Results of Antidumping Administrative Review, 64 67858 (December 9, 1998). In lieu of FR 71728 (December 22, 1999). However, given that SUMMARY: On January 18, 1991, the pursuing further litigation with respect Ta Chen waived participation in this sunset Department of Commerce (‘‘the to the administrative review of the proceeding and did not provide any information Department’’) published in the Federal review period 1986, the parties have indicating that a more recently calculated margin Register its final results of entered into a settlement agreement. would be more appropriate, the Department determined that, consistent with the Sunset Policy administrative review of the The parties agreed to countervailing Bulletin, the margin calculated in the original countervailing duty order on certain duty rates that were calculated based on investigation is most likely to prevail if the order iron-metal castings from India for the the methodology approved by the CIT in were revoked. period 1986 (56 FR 1976). Pursuant to Creswell. On December 10, 1999, the

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CIT approved the settlement agreement iron-metal castings from India for the Creswell. On December 10, 1999, the and dismissed the lawsuit. See Southern period 1987 (56 FR 41658). Pursuant to CIT approved the settlement agreement Star, Inc., v. United States, Slip Op. 99– a settlement agreement, the Department and dismissed the lawsuit. See Super 130, Consol. Ct. No. 91–01–00060 (CIT has recalculated the countervailing duty Castings, v. United States, Slip Op. 99– December 10, 1999). rates. The final countervailing duty rates 131, Consol. Ct. No. 91–09–00659 (CIT for this review period are listed below December 10, 1999). Final Results of Review in the Final Results of Review section of Pursuant to the settlement agreement, this notice. Final Results of Review we recalculated the company-specific EFFECTIVE DATE: February 4, 2000. Pursuant to the settlement agreement, and all-other subsidy rates for the FOR FURTHER INFORMATION CONTACT: we recalculated the company-specific period January 1, 1986, through Robert Copyak, Office 6, Group II, and all-other subsidy rates for the December 31, 1986. The amended final Import Administration, International period January 1, 1987, through countervailing duty rates are: Trade Administration, U.S. Department December 31, 1987. The amended final of Commerce, 14th Street and countervailing duty rates are: Revised Constitution Avenue, NW Washington, Manufacturer/exporter rates (per- Revised cent) DC 20230; telephone: (202) 482–2786. Manufacturer/exporter rates (%) SUPPLEMENTARY INFORMATION: On August Crescent Foundry Co. Pvt. Ltd. .. 9.07 22, 1991, the Department published the Crescent Foundry Co. Pvt. Ltd. .. 8.25 Kejriwal Iron & Steel Works ...... 23.75 final results of its administrative review Kejriwal Iron & Steel Works ...... 7.18 Govind Steel ...... 128.60 of the countervailing duty order on RSI India Pvt. Ltd...... 9.42 Uma Iron & Steel Co./Commex Uma Iron & Steel Co...... 7.56 Corp...... 30.24 certain iron-metal castings from India for the period January 1, 1987 through Super Castings (India) ...... 37.96 All Others ...... 16.66 Select Steel ...... 37.17 December 31, 1987. See Final Results of Commex ...... 24.39 The Department will instruct the U.S. Countervailing Duty Administrative All Others ...... 18.62 Customs Service (Customs) to assess Review: Certain Iron-Metal Castings countervailing duties on all appropriate from India, 56 FR 41658. Subsequently, The Department will instruct the U.S. entries. The Department will issue respondents challenged the final results Customs Service (Customs) to assess liquidation instructions directly to before the Court of International Trade countervailing duties on all appropriate Customs. The above rates will not affect (CIT). The primary issue involved the entries. The Department will issue the cash deposit requirements currently calculation of the program rates for the liquidation instructions directly to in effect. subsidies provided under India’s Customs. The above rates will not affect This amendment to the final results of International Price Reimbursement the cash deposit requirements currently countervailing duty administrative Scheme (IPRS). The IPRS is a program in effect. review notice is in accordance with through which the Government of India This amendment to the final results of section 751(a)(1) of the Tariff Act, as (GOI) provided rebates to castings countervailing duty administrative amended (19 U.S.C. 1675(a)(1)), 19 CFR exporters that purchased domestically- review notice is in accordance with 351.213, and 19 CFR 351.221(b)(5). produced pig iron at prices set by the section 751(a)(1) of the Tariff Act, as Dated: January 24, 2000. GOI. According to the GOI, these rebates amended (19 U.S.C. 1675(a)(1)), 19 CFR were calculated to equal the differences Robert S. LaRussa, 351.213, and 19 CFR 351.221(b)(5). between the higher domestic prices Dated: January 24, 2000. Assistant Secretary for Import actually paid and the lower alternative Administration. prices available from sources outside of Robert S. LaRussa, [FR Doc. 00–2578 Filed 2–3–00; 8:45 am] India. Assistant Secretary for Import BILLING CODE 3510±DS±P As the IPRS was also the subject of Administration. litigation for the review period 1985 in [FR Doc. 00–2579 Filed 2–3–00; 8:45 am] Creswell v. United States, Consolidated BILLING CODE 3510±DS±P DEPARTMENT OF COMMERCE Court No. 91–01–00012 (Creswell), International Trade Administration litigation for the review period 1987 was stayed pending finalization of Creswell. DEPARTMENT OF COMMERCE [C±533±063] After the CIT affirmed the Department’s International Trade Administration remand determination for the 1985 Certain Iron-Metal Castings From administrative review (see Creswell, slip Export Trade Certificate of Review India: Amended Final Results of op. 98–139 (CIT Sept. 29, 1998)), the Countervailing Duty Administrative Department published a notice of ACTION: Notice of issuance of an Review Pursuant to Settlement amended final results in accordance amended export trade certificate of AGENCY: Import Administration, with that opinion. See Certain Iron- review, application No. 90–7A007. International Trade Administration, metal Castings from India: Amended Department of Commerce. Final Results of Countervailing Duty SUMMARY: The Department of Commerce has issued an amended Export Trade ACTION: Notice of amendment to final Administrative Review In Accordance Certificate of Review to The United results of countervailing duty With Decision Upon Remand, 63 FR States Surimi Commission (‘‘USSC’’) on administrative review. 67858 (December 9, 1998). In lieu of pursuing further litigation with respect January 28, 2000. Notice of issuance of SUMMARY: On August 22, 1991, the to the administrative review of the the original Certificate was published in Department of Commerce (‘‘the review period 1987, the parties have the Federal Register on August 30, 1990 Department’’) published in the Federal entered into a settlement agreement. (55 FR 35445). Register its final results of The parties agreed to countervailing FOR FURTHER INFORMATION CONTACT: administrative review of the duty rates that were calculated based on Morton Schnabel, Director, Office of countervailing duty order on certain the methodology approved by the CIT in Export Trading Company Affairs,

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International Trade Administration, DEPARTMENT OF COMMERCE Company (Didion International, Inc.); (202) 482–5131. This is not a toll-free and number. International Trade Administration 3. Delete the following companies as ‘‘Members’’ of the Certificate within the SUPPLEMENTARY INFORMATION: Title III of Export Trade Certificate of Review meaning of section 325.2 (1) of the the Export TradingCompany Act of 1982 Regulations (15 CFR 325.2 (1)): Georg ACTION: Notice of Issuance of an Export (15 U.S.C. 4001–21) authorizes the Trade Certificate of Review, Application Fischer Disa, Inc., Holly, MI; Hickman, Secretary of Commerce to issue Export No. 88–5A013. Williams & Company, Livonia, MI; Trade Certificates of Review. The Borden Chemical Company, Louisville, regulations implementing Title III are SUMMARY: The Department of Commerce KY; Delta Resins & Refractories, found at 15 CFR part 325 (1998). has issued an amended Export Trade Milwaukee, WI; Vulcan Engineering, The Office of Export Trading Certificate of Review (‘‘Certificate’’) to Helena, AL and Company Affairs (‘‘OETCA’’) is issuing the Construction Industry Suppliers 4. Add the following companies as this notice pursuant to 15 CFR 325.6(b), Association of America International new ‘‘Members’’ of the Certificate within the meaning of § 325.2 (1) of the which requires the Department of (‘‘CISAI’’) on January 13, 2000. Notice of regulations (15 CFR 325.2 (1)): ABB Commerce to publish a summary of a issuance of the original Certificate was published in the Federal Register on Industrial System Inc, Columbus, Ohio, Certificate in the Federal Register. October 26, 1988 (53 FR 43253). for the activities of its division ABB Under Section 305(a) of the Act and 15 FOR FURTHER INFORMATION CONTACT: , New Brunswick, NJ; CSI CFR 325.11(a), any person aggrieved by Morton Schnabel, Director, Office of Industrial Systems Corporation, the Secretary’s determination may, Export Trading Company Affairs, Grayling, MI; Fairmount Minerals, Ltd., within 30 days of the date of this notice, International Trade Administration, Chardon, OH; and Hamilton Technical bring an action in any appropriate 202–482–5131. This is not a toll-free Ceramics, Paris, ON Canada. district court of the United States to set number. A copy of the amended certificate will aside the determination on the ground be kept in the International Trade SUPPLEMENTARY INFORMATION: that the determination is erroneous. Title III of Administration’s Freedom of the Export Trading Company Act of Information Records Inspection Facility Description of Amended Certificate 1982 (15 U.S.C. 4001–21) authorizes the Room 4102, U.S. Department of Secretary of Commerce to issue Export Export Trade Certificate of Review Commerce, l4th Street and Constitution Trade Certificates of Review. The Avenue, NW, Washington, DC 20230. No. 90–7A007, was issued to The regulations implementing Title III are United States Surimi Commission found at 15 CFR part 325 (1997). Dated: January 13, 2000. (‘‘USSC’’) on August 22, 1990 (55 FR The Office of Export Trading Morton Schnabel, 35445, August 30, 1990), and lastly Company Affairs (‘‘OETCA’’) is issuing Director, Office of Export Trading Company amended on August 3, 1995 (60 FR this notice pursuant to 15 CFR 325.6(b), Affairs. 41879, August 14, 1995). which requires the Department of [FR Doc. 00–2569 Filed 2–3–00; 8:45 am] USSC’s Export Trade Certificate of Commerce to publish a summary of a BILLING CODE 3510±DR±P Review has been amended to: Certificate in the Federal Register. Under section 305 (a) of the Act and 15 1. Add the following companies as CFR 325.11(a), any person aggrieved by DEPARTMENT OF COMMERCE new ‘‘Members’’ of the Certificate the Secretary’s determination may, within the meaning of § 325.2(1) of the within 30 days of the date of this notice, National Oceanic and Atmospheric Regulations (15 CFR 325.2(1)): Highland bring an action in any appropriate Administration Light Seafoods, LLC, Seattle, WA district court of the United States to set [I.D. 020100B] (Controlling Entity: Highland Light, Inc., aside the determination on the ground Seattle, WA) and The Starbound that the determination is erroneous. Fishing Vessel Declaration For Limited Partnership, Seattle, WA Description of Amended Certificate Western Gulf of Maine Restricted (Controlling Entity: Aleutian Spray Fishery Program; Proposed Fisheries, Inc., Seattle, WA). Casting Industry Suppliers of America Information Collection; Comment International’s original Certificate was A copy of the amended certificate will Request issued on October 13, 1988 (53 FR be kept in the International Trade 43253, October 26, 1988), and AGENCY: National Marine Fisheries Administration’s Freedom of previously amended on March 2, 1990 Service (NMFS), National Oceanic and Information Records Inspection Facility, (55 FR 23123, June 6, 1990), December Atmospheric Administration (NOAA), Room 4102, U.S. Department of 16, 1991 (57 FR 883, January 9, 1992) Commerce. Commerce, 14th Street and Constitution and on October 9, 1997 (62 FR 54832, ACTION: Proposed collection; comment Avenue, NW., Washington, DC 20230. October 22, 1997). Casting Industry request. Dated: January 28, 2000. Suppliers of America International’s Morton Schnabel, Certificate has been amended to: SUMMARY: The Department of 1. Change the listing of the Certificate Commerce, as part of its continuing Director, Office of Export Trading Company holder cited in this paragraph to the effort to reduce paperwork and Affairs. new listing cited in this paragraph in respondent burden, invites the general [FR Doc. 00–2568 Filed 2–3–00; 8:45 am] parenthesis as follows: CISA Export public and other Federal agencies to BILLING CODE 3510±DR±P Trade Group, Inc. (Casting Industry take this opportunity to comment on Suppliers of America International); and proposed and/or continuing information 2. Change the listing of the ‘‘Member’’ collections, as required by the cited in this paragraph to the new listing Paperwork Reduction Act of 1995, cited in this paragraph in parenthesis as Public Law 104–13 (44 U.S.C. follows: Didion Manufacturing 3506(c)(2)(A)).

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DATES: Written comments must be a multispecies party/charter Federal Dated: January 28, 2000. submitted on or before April 4, 2000. permit, or operating a vessel as a party/ Linda Engelmeier, ADDRESSES: Direct all written comments charter vessel and fishing for Departmental Forms Clearance Officer, Office to Linda Engelmeier, Departmental multispecies, to obtain an exemption of Chief Information Officer. Forms Clearance Officer, Department of certificate to be allowed access to fish in [FR Doc. 00–2575 Filed 2–3–00; 8:45 am] Commerce, Room 5027, 14th and GOM closed areas. This exemption BILLING CODE 3510±22±F Constitution Avenue NW, Washington certificate would allow access to GOM DC 20230 (or via Internet at closed areas but would prohibit the [email protected]). vessel owner from utilizing multispecies DEPARTMENT OF COMMERCE days-at-sea while carrying passengers FOR FURTHER INFORMATION CONTACT: for hire on-board the vessel for the National Oceanic and Atmospheric Requests for additional information or duration of the exemption certificate. Administration copies of the information collection Three potential duration periods have instrument(s) and instructions should [I.D. 020100A] been proposed for the certificate, three be directed to Richard A. Pearson, One months, six months and 12 months. Marine Mammal Stranding Report; Blackburn Drive, Gloucester, MA 01930, Proposed Information Collection; II. Method of Collection 978–281–9279. Comment Request SUPPLEMENTARY INFORMATION: Vessel owners electing to enroll into AGENCY: National Marine Fisheries the WGOM Restricted Fishery Program I. Abstract Service (NMFS), National Oceanic and would be required to complete an The New England Fishery Atmospheric Administration (NOAA), application form. Vessel owners would Management Council (NEFMC) is Commerce. apply for the Multispecies Party/Charter currently considering management GOM Closed Area Exemption Certificate ACTION: Proposed collection; comment alternatives for the Gulf of Maine (GOM) by making a phone call. request. multispecies fishery for inclusion in Framework Adjustment 33 to the III. Data SUMMARY: The Department of Northeast Multispecies Fishery Commerce, as part of its continuing OMB Number: None. Management Plan (FMP). Two of the effort to reduce paperwork and potential management measures have Form Number: None. respondent burden, invites the general collection-of-information requirements Type of Review: Regular submission. public and other Federal agencies to associated with them. Affected Public: Business or other for- take this opportunity to comment on These are the Western Gulf of Maine profit. proposed and/or continuing information (WGOM) Restricted Fishery Program Estimated Number of Respondents: collections, as required by the and the Multispecies Party/Charter 1,003. Paperwork Reduction Act of 1995, Public Law 104–13 (44 U.S.C. Closed Area Exemption Certificate. Estimated Time Per Response: 5 3506(c)(2)(A)). These are described here. minutes for the Western GOM Restricted Western GOM Restricted Fishery Fishery Program and 2 minutes for the DATES: Written comments must be Program. Multispecies Party/Charter GOM Closed submitted on or before April 4, 2000. Area Exemption Certificate. ADDRESSES: Direct all written comments One of the management measures Estimated Total Annual Burden to Linda Engelmeier, Departmental proposes to establish a new declaration Hours: 57. Forms Clearance Officer, Department of that would allow vessel owners to Commerce, Room 5027, 14th and annually enroll into a program entitled Estimated Total Annual Cost to Public: $438. Constitution Avenue NW, Washington the Western Gulf of Maine (WGOM) DC 20230 (or via Internet at Restricted Fishery Program. Vessels IV. Request for Comments [email protected]). enrolled in this program would be allowed access to the area referred to as Comments are invited on: (a) Whether FOR FURTHER INFORMATION CONTACT: the WGOM Restricted Fishery Area, but the proposed collection of information Requests for additional information or would be limited to 25 Days-At-Sea or is necessary for the proper performance copies of the information collection 25 trips, whichever is less, during the of the functions of the agency, including instrument(s) and instructions should months of February, March, April and whether the information shall have be directed to Nicole R. Le Boeuf, Office May in any fishing year. Vessels not practical utility; (b) the accuracy of the of Protected Resources, F/PR2, National enrolled in the WGOM Restricted agency’s estimate of the burden Marine Fisheries Service, 1315 East- Fishery Program category would be (including hours and cost) of the West Highway, Silver Spring, MD prohibited from fishing in the WGOM proposed collection of information; (c) 20910. restricted fishery area during these ways to enhance the quality, utility, and SUPPLEMENTARY INFORMATION: months. clarity of the information to be The WGOM restricted fishery area has collected; and (d) ways to minimize the I. Abstract preliminarily been described as an area burden of the collection of information Section 402(b) of the Marine Mammal extending from 43°50’ N. Lat. and the on respondents, including through the Protection Act (MMPA) requires that Maine coast to 43°50’ N. Lat., 70°00’ W. use of automated collection techniques information on marine mammal Long. to 43°00’ N. Lat., 70°15’ W. Long. or other forms of information strandings be collected. The Marine to 42°00’ N. Lat., 70°15’ W. Long. to technology. Mammal Stranding Reports provide 42°00’ and the Massachusetts coast. Comments submitted in response to baseline information on marine this notice will be summarized and /or mammal mortalities, human Multispecies Party/Charter GOM Closed included in the request for OMB interactions with marine mammals, and Area Exemption Certificate approval of this information collection; marine mammal population dynamics. This proposed management measure they also will become a matter of public NMFS uses the information to fulfill would require vessel owners possessing record. management responsibilities under the

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MMPA. The Marine Mammal Stranding II. Method of Collection ACTION: Notice of public meeting. Reports are submitted by members of Stranding Network members submit the marine mammal stranding basic biological data contained on the SUMMARY: The Pacific Fishery network—the vast majority of whom are reporting forms to NMFS Regional Management Council (Council) will volunteers who have been authorized by Offices for compilation and analysis. hold a meeting to discuss stock NMFS to respond to strandings. assessment plans for 2000. The meeting There are three marine mammal III. Data will be open to the public. stranding data forms proposed for use. OMB Number: 0648–0178. All the forms are intended to accurately Form Number: NOAA Forms 89–864, DATES: The meeting will be held characterize marine mammal strandings 89–870, and 89–869. February 28–February 29, 2000. The data. The new Marine Mammal Human Type of Review: Regular submission. meeting will begin on Monday, Interaction and Marine Mammal Affected Public: Individuals, not-for- February 28, 2000 at 10:00 a.m., and Disposition Reports are designed to profit institutions, business or other for- reconvene February 29, 2000 at 8:00 supplement the existing main form, the profit, Federal government, and state a.m.; the meeting will run as late as Marine Mammal Stranding Report. and local government necessary each day to complete The Marine Mammal Stranding Estimated Number of Respondents: scheduled business. Report was designed to provide a basic 400 ADDRESSES: The meeting will be held at record of a marine mammal stranding Estimated Time Per Response: 20 the Pacific States Marine Fisheries event. The proposed Marine Mammal minutes Stranding Report contains minor Estimated Total Annual Burden Commission, 45 SE 82nd Drive, Suite modifications of the form currently in Hours: 2,240 100, Gladstone, OR 97027–2522. use by the stranding networks. The Estimated Total Annual Cost to Council address: Pacific Fishery modifications were made to increase Public: $2,200 Management Council, 2130 SW Fifth Avenue, Suite 224, Portland, OR 97201. consistency with data collected and IV. Request for Comments currently used databases, to clarify FOR FURTHER INFORMATION CONTACT: Dan meanings of data fields, and to improve Comments are invited on: (a) Whether Waldeck, Fishery Management Analyst; the overall readability and appearance the proposed collection of information telephone: (503) 326–6352. of the form. is necessary for the proper performance The Marine Mammal Human of the functions of the agency, including SUPPLEMENTARY INFORMATION: The Interaction Report is designed to whether the information shall have purpose of the meeting is to plan the provide stranding responders with a practical utility; (b) the accuracy of the stock assessment process for groundfish tool to objectively examine and collect agency’s estimate of the burden species in 2000. The meeting will data on marine mammal strandings (including hours and cost) of the consider revisions to the terms of specific to signs of human interaction. proposed collection of information; (c) reference used for 1999 stock The Report is intended to prompt the ways to enhance the quality, utility, and assessments, revise the goals and examiner to collect data that will lead clarity of the information to be objectives for the annual stock to a human interaction determination of collected; and (d) ways to minimize the assessment cycle, develop a calendar for ‘‘yes’’, ‘‘no’’, or ‘‘could not be burden of the collection of information 2000 stock assessment activities, determined’’. The determination is on respondents, including through the confirm the list of species to be assessed recorded on the Marine Mammal use of automated collection techniques in 2000, designate the resources and Stranding Report, but the detailed or other forms of information personnel for the assessments and the information supporting this technology. reviews, and discuss ways of improving determination is provided on the Comments submitted in response to coordination of the process. The Marine Mammal Human Interaction this notice will be summarized and /or meeting will also consider developing Report. The data collected on this form included in the request for OMB draft terms of reference for the process will help managers determine the approval of this information collection; to rebuild overfished stocks. frequency and type of human they also will become a matter of public interactions that occur with marine record. Although non-emergency issues not contained in this notice may be mammals. Dated: January 28, 2000. The Marine Mammal Disposition discussed at the meeting, those issues Linda Engelmeier, Report is designed to provide will not be the subject of formal action information regarding the treatment and Departmental Forms Clearance Officer, Office during this meeting. Actions will be of Chief Information Officer. disposition of a live marine mammal restricted to those issues specifically after initial examination and/or [FR Doc. 00–2576 Filed 2–3–00; 8:45 am] identified in this notice and any issues rehabilitation. Stranding network BILLING CODE 3510±22±F arising after publication of this notice participants submit the Marine Mammal that require emergency action under section 305(c) of the Magnuson-Stevens Stranding Report on a timely basis, but DEPARTMENT OF COMMERCE a live stranded animal may require Fishery Conservation and Management Act, provided the public has been longer care and/or may be deemed non- National Oceanic and Atmospheric notified of the intent to take final action releasable and may be permanently Administration retained in a captive display facility. to address the emergency. [I.D. 012800I] The Marine Mammal Disposition Report Special Accommodations allows the stranding network to provide Pacific Fishery Management Council; follow-up information on the care, Public Meeting The meeting is physically accessible release, tagging, and specimen to people with disabilities. Requests for collection of live stranded marine AGENCY: National Marine Fisheries sign language interpretation or other mammals. This information will help Service (NMFS), National Oceanic and auxiliary aids should be directed to Mr. managers track the final disposition of Atmospheric Administration (NOAA), John Rhoton at (503) 326–6352 at least marine mammals that strand alive. Commerce. 5 days prior to the meeting date.

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Dated: January 28, 2000. While we understand the effects of for projects affecting the appearance of Bruce C. Morehead, automation on our economy and the Washington, D.C., including buildings Acting Director, Office of Sustainable existing modernization process, we and parks. Fisheries, National Marine Fisheries Service. continue to recognize that weather Inquiries regarding the agenda and [FR Doc. 00–2574 Filed 2–3–00; 8:45 am] services available on a person to person requests to submit written or oral BILLING CODE 3510±22±F basis is becoming obsolete. statements should be addressed to Our Department supports your effort Charles H. Atherton, Secretary, to commission and certify an Commission of Fine Arts, at the above DEPARTMENT OF COMMERCE Automated Surface Observing System address or call 202–504–2200. (ASOS) at Concord. Thank you for the Individuals requiring sign language National Oceanic and Atmospheric opportunity to respond.’’ interpretation for the hearing impaired Administration (NOAA) NWS Response: Mr. John Jensenius, should contact the Secretary at least 10 [Docket No. 000131021±0021±01] Liaison Officer for WS Concord, spoke days before the meeting date. with Mr. Ferns to assure him of the Dated in Washington, D.C. January 28, National Weather Service (NWS) NWS commitment to provide continued 2000. Modernization and Associated support to the Concord area. Mr. Ferns Charles H. Atherton, Restructuring; Final Certification of No said he is disappointed he will no Secretary. Degradation of Service for the longer be able to walk to the Concord [FR Doc. 00–2510 Filed 2–3–00; 8:45 am] office and discuss the weather with Combined Consolidation and/or BILLING CODE 6330±01±M Automation and Closure of Eight NWS personnel. Mr. Jensenius told him Weather Service Offices (WSO) he could call the Portland forecast office, located in Gray, Maine, anytime CONSUMER PRODUCT SAFETY AGENCY: NWS, NOAA, Commerce. for a weather briefing and offered to COMMISSION ACTION: Notice. provide Mr. Ferns with a tour of the Portland office. Mr. Ferns stated he SUMMARY: On January 28, 2000, the Submission for OMB Review; would try to work a tour into his Under Secretary of Commerce for Comment RequestÐSafety schedule. Oceans and Atmosphere transmitted to At its June 25, 1999, meeting, the Standard for Cigarette Lighters Congress notice of Consolidation and/or Modernization Transition Committee Automation and Closure certification (MTC) endorsed these certifications as AGENCY: Consumer Product Safety approval for WSOs Hartford, not resulting in a degradation of service. Commission. Connecticut; Kahului, Hawaii; Portland, After consideration of the public ACTION: Notice. Maine; Boston and Worcester, comment received and the MTC Massachusetts; Concord, New SUMMARY: In the Federal Register of endorsements, the Under Secretary of Hampshire; Providence, Rhode Island; November 24, 1999 (64 FR 66171), the Commerce for Oceans and Atmosphere and Beckley, West Virginia. Pub. L. Consumer Product Safety Commission approved these eight combined 102–567 requires the final certifications published a notice in accordance with consolidation and/or automation and be published in the FR. This notice is provisions of the Paperwork Reduction closure certifications and transmitted intended to satisfy that requirement. Act of 1995 (44 U.S.C. Chapter 35) to notice of approval to Congress on EFFECTIVE DATE: February 4, 2000. announce the agency’s intention to seek January 28, 2000. Certification approval extension of approval of the collection ADDRESSES: Requests for copies of the authority was delegated from the of information required in the Safety final certification packages should be Secretary of Commerce to the Under Standard for Cigarette Lighters (16 CFR sent to Tom Beaver, Room 11426, 1325 Secretary in June 1996. The NWS is now Part 1210). No comments from members East-West Highway, Silver Spring, MD completing the certification of the public were received in response 20910–3283. requirements of Pub. L. 102–567 by to the Federal Register notice. By FOR FURTHER INFORMATION CONTACT: Tom publishing the final consolidation and/ publication of this notice, the Beaver at 301–713–0300 ext. 136. or automation and closure certification Commission announces that it has SUPPLEMENTARY INFORMATION: These notice in the FR. submitted to the Office of Management eight certifications were proposed in the Dated: February 1, 2000. and Budget (OMB) a request for March 26, 1999, FR for public comment. John E. Jones, Jr., extension of approval of that collection The 60-day public comment period Deputy Assistant Administrator for Weather of information without change for three closed on May 26, 1999. One public Services. years from the date of approval. comment was received from Mr. Jack W. [FR Doc. 00–2572 Filed 2–3–00; 8:45 am] The Safety Standard for Cigarette Ferns, Director, State of New Hampshire BILLING CODE 3510±DS±P Lighters requires disposable and novelty Department of Transportation, lighters to be manufactured with a pertaining to WSO Concord. The mechanism to resist operation by comment and the NWS response is set children younger than five years of age. COMMISSION OF FINE ARTS forth here for reference. Certification regulations implementing Comment on Concord: Mr. Ferns Notice of Meeting the standard require manufacturers and wrote, ‘‘A number of years ago our office importers to submit to the Commission opposed the consolidation of Flight The next meeting of the Commission a description of each model of lighter, Service Stations (FSS) and specifically of Fine Arts is scheduled for 17 results of prototype qualification tests the closure of the FSS at Concord. We February 2000 at 10:00 AM in the for compliance with the standard, and a felt strongly, at the time, that loosing Commission’s offices at the National physical specimen of the lighter before [sic] the FSS would compromise Building Museum (Pension Building), the introduction of each model of lighter aviation safety. Now with the proposed Suite 312, Judiciary Square, 441 F in commerce. closure of the NWS we feel that Concord Street, N.W., Washington, D.C. 20001. The Commission uses the records of has been dealt a second blow. Items of discussion will include designs testing and other information required

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The Comment RequestÐRequirements for Safety Commission, Washington, DC Commission also uses this information Electrically Operated Toys and 20207. to obtain corrective actions if disposable Children's Articles Title of information collection: or novelty lighters fail to comply with Requirements for Electrically Operated AGENCY: Consumer Product Safety the standard in a manner that creates a Toys or Other Electrically Operated Commission. substantial risk of injury to the public. Articles Intended for Use by Children, Additional Information About the ACTION: 16 CFR Part 1505. Request for Extension of Approval of a Type of request: Extension of approval Collection of Information SUMMARY: In the Federal Register of without change. November 24, 1999 (64 FR 66171), the General description of respondents: Agency address: Consumer Product Consumer Product Safety Commission Manufacturers and importers of Safety Commission, Washington, DC published a notice in accordance with electrically operated toys and children’s 20207. provisions of the Paperwork Reduction articles. Title of information collection: Safety Act of 1995 (44 U.S.C. Chapter 35) to Estimated number of respondents: 40. Standard for Cigarette Lighters, 16 CFR announce the agency’s intention to seek Estimated average number of hours Part 1210. extension of approval of the collection per respondent: 200 per year. Type of request: Extension of approval of information required in the Estimated number of hours for all without change. Requirements for Electrically Operated respondents: 8,000 per year. General description of respondents: Toys or Other Electrically Operated Comments: Comments on this request Manufacturers and importers of Articles Intended for Use by Children for extension of approval of information disposable and novelty cigarette (16 CFR Part 1505). No comments were collection requirements should be lighters. received in response to that notice. By submitted by [insert date that is 30 days Estimated number of respondents: 45. publication of this notice, the from publication of this notice in the Federal Register] to (1) the Office of Estimated average number of hours Commission announces that it has Information and Regulatory Affairs, per respondent: 175 per year. submitted to the Office of Management and Budget (OMB) a request for Attn: OMB Desk Officer for CPSC, Office Estimated number of hours for all extension of approval of that collection of Management and Budget, respondents: 7,875 per year. of information without change for three Washington, DC 20503; telephone: (202) Estimated cost of collection for all years from the date of approval by OMB. 395–7340, and (2) the Office of the respondents: $500,000 to $1,000,000 per Secretary, Consumer Product Safety The regulations in Part 1505 establish year. Commission, Washington, DC 20207. performance and labeling requirements Comments: Comments on this request Written comments may also be sent to for electrically operated toys and for extension of approval of information the Office of the Secretary by facsimile children’s articles to reduce collection requirements should be at (301) 504–0127 or by e-mail at cpsc- unreasonable risks of injury to children submitted by [insert date that is 30 days [email protected]. from electric shock, electrical burns, from publication of this notice in the Copies of this request for extension of and thermal burns associated with those Federal Register] to (1) the Office of the information collection requirements products. Section 1505.4(a)(3) of the Information and Regulatory Affairs, and supporting documentation are regulations requires manufacturers and Attn: OMB Desk Officer for CPSC, Office available for Linda Glatz, management importers of electrically operated toys of Management and Budget, Washington and program analyst, Office of Planning and children’s articles to maintain D.C. 20503; telephone: (202) 395–7340, and Evaluation, Consumer Product records for three years containing and (2) the Office of the Secretary, Safety Commission, Washington, DC information about: (1) Material and Consumer Product Safety Commission, 20207; telephone: (301) 504–0416, ext. production specifications; (2) the Washington, D.C. 20207. Written 2226. quality assurance program used; (3) comments may also be sent to the Office results of all tests and inspections Dated: January 3, 2000. of the Secretary by facsimile at (301) conducted; and (4) sales and Sadye E. Dunn, 504–0127 or by e-mail at cpsc- distribution of electrically operated toys Secretary, Consumer Product Safety [email protected]. and children’s articles. Commission. Copies of this request for extension of The records of testing and other [FR Doc. 00–2439 Filed 2–3–00; 8:45 am] the information collection requirements BILLING CODE 6355±01±M and supporting documentation are information required by the regulations available from Linda Glatz, management allow the Commission to determine if electrically operated toys and children’s and program analyst, Office of Planning DEPARTMENT OF DEFENSE and Evaluation, Consumer Product articles comply with the requirements of the regulations in Part 1505. If the Safety Commission, Washington, D.C. Office of the Secretary 20207; telephone: (301) 504–0416, ext. Commission determines that products 2226. fail to comply with the regulations, this Submission for OMB Review; information also enables the Comment Request Dated: January 31, 2000. Commission and the firm to: (i) identify Sadye E. Dunn, specific lots or production lines of ACTION: Notice. Secretary, Consumer Product Safety products which fail to comply with Commission. applicable requirements; and (ii) notify The Department of Defense has [FR Doc. 00–2438 Filed 2–3–00; 8:45 am] distributors and retailers in the event submitted to OMB for clearance, the BILLING CODE 6355±01±P those products are subject to recall. following proposal for collection of

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00128 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5618 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices information under the provisions of the to determine the eligibility of the DEPARTMENT OF DEFENSE Paperwork Act (44 U.S.C. Chapter 35). proposed project, begin the procurement Title, Form Number, and OMB process to obtain the requested products Office of the Secretary Number: Technical Assistance for or services, and determine the Public Participation (TAPP) satisfaction of community members of [Transmittal No. 00±12] Application; DD Form 2749; OMB restoration advisory boards and Number 0704–0392. technical review committees receiving 36(b)(1) Arms Sales Notification Type of Request: Extension. the products and services. Number of Respondents: 265. Affected Public: Not-For-Profit AGENCY: Defense Security Cooperation Responses per Respondent: 1. Institutions. Agency, Department of Defense Office of Annual Responses: 265. Frequency: On occasion. the Secretary. Respondent’s Obligation: Voluntary. Average Burden per Response: 4 ACTION: Notice. hours. OMB Desk Officer: Mr. Edward C. Springer. Annual Burden Hours: 1,060. Written comments and SUMMARY: The Department of Defense is Needs and Uses: The collection of recommendations on the proposed publishing the unclassified text of a information is necessary to identify information collection should be sent to section 36(b)(1) arms sales notification. products or services requested by Mr. Springer at the Office of This is published to fulfill the community members of restoration Management and Budget, Desk Officer requirements of section 155 of Public advisory boards or technical review for DoD, Room 10236, New Executive Law 104–164 dated 21 July 1996. committees to aid in their participation Office Building, Washington, DC 20503. in the Department of Defense’s FOR FURTHER INFORMATION CONTACT: Ms. DOD Clearance Officer: Mr. Robert environmental restoration program, and J. Hurd, DSCA/COMPT/RM, (703) 604– Cushing. 6575. to meet Congressional reporting Written requests for copies of the requirements. Respondents are information collection proposal should The following is a copy of a letter to community members of restoration be sent to Mr. Cushing, WHS/DIOR, the Speaker of the House of advisory boards or technical review 1215 Jefferson Davis Highway, Suite Representatives, Transmittal 00–12 with committees requesting technical 1204, Arlington, VA 22202–4302. attached transmittal, policy justification, assistance to interpret scientific and and Sensitivity of Technology. engineering issues regarding the nature Dated: November 22, 1999. Dated: November 22, 1999. of environmental hazards at an L.M. Bynum, installation. This assistance will aid Alternate OSD Federal Register Liaison L.M. Bynum, communities in participating in the Officer, Department of Defense. Alternate OSD Federal Register Liaison cleanup process. The information, [FR Doc. 00–2441 Filed 2–3–00; 8:45 am] Officer, Department of Defense. directed by 10 U.S.C. 2705, will be used BILLING CODE 5001±10±M BILLING CODE 5001±10±M

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[FR Doc. 00–2440 Filed 2–3–00; 8:45 am] ADDRESSES: Grants Solicitations Dated: November 22, 1999. BILLING CODE 5001±10±C (application and guidelines) will be L.M. Bynum, available and may be downloaded from Alternate OSD Federal Register Liaison the NSEP home page (http:// Officer, Department of Defense. DEPARTMENT OF DEFENSE www.ndu.edu/nsep) beginning Friday, [FR Doc. 00–2442 Filed 2–3–00; 8:45 am] February 4, 2000. As alternate methods, BILLING CODE 5001±10±M Office of the Secretary you may obtain copies of the solicitation Seventh Annual National Security package by: writing to NSEP, DEPARTMENT OF DEFENSE Education Program (NSEP) Institutional Grants, Rossyln P.O. Box Institutional Grants Competition 20010, 1101 Wilson Blvd., Suite 1210, Corps of Engineers, Department of the Arlington, VA 22209–2248; by facsimile Army AGENCY: Department of Defense, request [email protected] National Security Education Program Intent To Prepare a Draft (NSEP). FOR FURTHER INFORMATION CONTACT: Carol Anne Spreen, Institutional grants Environmental Impact Statement (DEIS) for the Eastern Arkansas ACTION: Notice. Director, National Security Education Region Comprehensive Study, Bayou Program, 1101 Wilson Boulevard, Suite SUMMARY: Meto Basin, AR, General Reevaluation The NSEP announces the 1210, Arlington, VA 22209–2248; (703) opening of its Seventh Annual 696–1991; Electronic mail address: Competition for Grants to U.S. AGENCY: U.S. Army Corps of Engineers, [email protected] Institutions of Higher Education. Department of Defense DATES: The 2000 NSEP Grants ACTION: Notice of intent. Competition begins on Friday, February 4, 2000. [Preliminary Proposals are due SUMMARY: The purpose of this general Monday, April 10, 2000. reevaluation is to develop a plan that

VerDate 272000 07:17 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00133 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5623 provides flood control, agricultural water and groundwater resources will DEPARTMENT OF DEFENSE water supply, groundwater protection be integral components of all alternative and conservation, waterfowl plans. The project area encompasses Department of the Army Corps of management, and environmental 779,109 acres between the Arkansas and Engineers enhancement and restoration. The White rivers in east central Arkansas; it Grand Prairie Region and Bayou Meto Intent To Prepare a Draft includes portions of Arkansas, Jefferson, Environmental Impact Statement Basin, Arkansas, flood-control project Lonoke, and Prairie counties. was authorized by the Flood Control Act (DEIS) for the Proposed Mining of 1950 and deauthorized by the Water 2. Alternatives Activities Associated With Hobet Resources Development Act (WRDA) of Mining, Inc.'s (Hobet) Spruce No. 1 Alternatives will be developed that 1986. This project was reauthorized by Surface Mine Located Near Blair, in Logan County, West Virginia the WRDA of 1996 with an expanded provide flood control, agricultural water supply, groundwater conservation and scope that includes groundwater AGENCY: U.S. Army Corps of Engineers, protection and conservation, protection, waterfowl management, and DoD. environmental enhancement and agricultural water supply, and ACTION: Notice of Intent. waterfowl management. Language in the restoration. Comparisons will be made Fiscal Year 1998 Appropriations Act among alternative plans, and alternative SUMMARY: Pursuant to Section 404 of the directed the U.S. Army Corps of plans will be compared to the ‘‘no Clean Water Act, the Huntington Engineers to initiate a reevaluation of action’’ alternative. District, U.S. Army Corps of Engineers (Corps), in cooperation with several the Bayou Meto Basin from within 3. Scoping Process available funds. The appropriations acts Federal and State cooperating agencies for fiscal year 1999 and 2000 provided An intensive public involvement will prepare (in accordance with funding to continue to reevaluation. program has been initiated and will be Section 102(2)(c) of the National Environmental Policy Act) an FOR FURTHER INFORMATION CONTACT: Mr. maintained throughout the study to (1) Environmental Impact Statement (EIS). Ken Bright, telephone (901) 544–0745, solicit input from individuals and The EIS will evaluate potentially CEMVM–PM, 167 North Main Street, interested parties so that problems, Room B–202, Memphis, TN 38103– significant impacts to the natural, needs, and opportunities within the physical, and human environment as a 1894. Questions regarding the DEIS may project area can be properly identified be directed to Mr. Edward Lambert, result of the proposed mining activities and addressed and (2) provide status associated with Hobet’s Spruce No. 1 telephone (901) 544–0707, CEMVM– updates to concerned organizations and PM–E. Surface Mine. the general public. Affected Federal, ADDRESSES: Send written comments and SUPPLEMENTARY INFORMATION: state, and local agencies; affected Indian suggestions concerning this proposal to 1. Proposed Action tribes; and other interested private Teresa Hughes, U.S. Army Corps of organizations and parties are The Eastern Arkansas Region Engineers, Huntington District, Attn: encouraged to participate in the scoping Comprehensive Study, completed in Regulatory Branch–OR–FS, 502 8th process. Significant issues to be 1990, indicated that a feasible plan of Street, Huntington, West Virginia, improvement for agricultural water analyzed include potential impacts 25701. Telephone (304) 529–5710 or supply and conservation exists for the (negative and positive) to groundwater electronic mail at Bayou Meto Basin, Arkansas. The Bayou and surface water resources, fisheries, [email protected]. Meto Basin Project general reevaluation water quality, wetlands, wildlife, Requests to be placed on the mailing list will focus on developing a plan of endangered species, cultural resources, should also be sent to this address. improvement that will meet the flood and agricultural lands. Two public FOR FURTHER INFORMATION CONTACT: control and water supply needs of the scoping meetings will be held within Michael D. Gheen, Chief of Regulatory project area while providing substantial the project area. The first scoping Branch, Attn: Regulatory Branch–OR–F, net environmental benefits. Preliminary meeting will be held on February 15, U.S. Army Corps of Engineers, studies indicate the a combination of 2000, 5:30 p.m., at the England Huntington district, 502 8th Street, measures of needed to meet the water Elementary School, 400 East DeWitt, Huntington, West Virginia 25701, supply needs of the project area. England, Arkansas. The second meeting Telephone (304) 529–5487 or electronic Identified water-supply components are is scheduled for February 16, 2000, 5:30 mail at Michael.D.Gheen@ (1) water conservation (increased p.m., at the Lonoke Primary School, 800 Lrh01.usace.army.mil irrigation efficiencies), (2) groundwater Lincoln Street, Lonoke, Arkansas. It is SUPPLEMENTARY INFORMATION: The Corps protection and conservation, (3) anticipated that the DEIS will be invites comments and suggestions additional on-farm storage, and (4) a available for public review during the regarding potential effects of the system to import surface water from the fall of 2002. A public meeting will be proposed action, including the Arkansas River. Irrigation and flood- held during the review period to receive regulatory issues and significant control features will be designed to comments and address questions environmental effects to be addressed in avoid or minimize adverse concerning the DEIS. the EIS, to promote open environmental impacts; alternative plan communication and better decision designs will include recommendations Dated: January 26, 2000. making. All persons and organizations from state and Federal natural resource Daniel W. Krueger, that have an interest in the proposed agencies. Moreover, a major emphasis Colonel, Corps of Engineers, District Engineer. project, including affected Federal, state will be placed on the formulation of [FR Doc. 00–2545 Filed 2–3–00; 8:45 am] and local agencies, affected Indian environmental project features. BILLING CODE 3710±KS±M tribes, and other interested private Measures to create and/or restore fish organizations and parties, are urged to and wildfish habitat (including participate in this NEPA environmental waterfowl habitat), improve water analysis process. Written comments quality, and protect existing surface from the public regarding the

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00134 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5624 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices environmental and regulatory issues restoration; the viability of reclaimed Advisory Board. The Federal Advisory and alternatives to be addressed in the streams compared to natural waters; the Committee Act (Public Law 92–463, 86 EIS will be accepted. The Corps will impact of valley fills on aquatic life, Stat. 770), requires that agencies publish hold public meetings to receive public wildlife and nearby residents; biological these notices in the Federal Register to input, either verbal or written, on and habitat analyses; and practicable allow for public participation. relevant environmental and regulatory alternatives for in-stream placement of DATES AND TIMES: Friday, February 11, issues that should be addressed in the excess overburden; measures to 2000, 9:00 am–3:00 pm. EIS. The locations and starting times of minimize stream filling to the maximum ADDRESSES: Conference Rooms A–106/ the public meetings will be announced. extent practicable; and the effectiveness A–107, U.S. Department of Energy, In accordance with 40 CFR 1506.5(c) of mitigation and reclamation measures. and 33 CFR Part 325, Appendix B, The activity is to remove overburden Nevada Operations Office, 232 Energy (8)(f)(2), it is our understanding that to expose coal seams in order conduct Way, North Las Vegas, Nevada 89030– Hobet will secure the services of a surface mining activities on the Spruce 4199. Note: Members of the public who contractor for the preparation of an EIS. No. 1 mining area. The proposed action plan to attend this open meeting are Hobet solicited bids for prospective is to issue a 404 permit to authorize the requested to contact Mr. Darwin contractors. Hobet will employ Michael discharge of overburden into the Morgan, Director of the Office of Public Baker, Jr., Inc. to prepare the EIS for the streams in the surrounding project area. Affairs, U.S. Department of Energy, proposed mining activities associated The scoping process (40 CFR 1501.7 Nevada Operations Office in advance of with the Spruce No. 1 Surface Mine. and 33 CFR Part 325, Appendix B) will the meeting in order to facilitate access The Corps and its cooperating consist of determining the extent to to the meeting site. Mr. Morgan may be agencies implement Federal and State which potentially significant issues reached at (702) 295–3521 or via e-mail laws with which mining operations and shall be analyzed. It shall define the at [email protected]. associated discharges to waters of the study area based on the resources FOR FURTHER INFORMATION CONTACT: United States must comply. The potentially affected, opportunities, and Betsy Mullins, Executive Director, or cooperating agencies involved in this geographic areas likely affected by Richard Burrow, Deputy Director, NEPA process are the Office of Surface alternative plans. It shall identify Secretary of Energy Advisory Board Mining (OSM), U.S. Environmental current and potential future planning (AB–1), U.S. Department of Energy, Protection Agency (EPA), U.S. Fish and related activities to and not part of the 1000 Independence Avenue, SW, Wildlife Service (FWS), and the West study under consideration. The process Washington, D.C. 20585, (202) 586–7092 Virginia Division of Environmental shall identity and review consultation or (202) 586–6279 (fax). Protection (WVDEP). Each of the requirements, so that cooperating SUPPLEMENTARY INFORMATION: The cooperating Federal and State agencies agencies (as defined in 40 CFR 15 CFR purpose of the Secretary of Energy will provide their expertise in 1508.12) may prepare required analyses Advisory Board (The Board) is to compiling information and evaluating and studies concurrently with the study provide the Secretary of Energy with potential impacts of the proposed under consideration. Coordination of essential independent advice and project. OSM is responsible for national such agencies will be in accordance recommendations on issues of national administration of the Surface Mining with Executive Order 12372 and 33 CFR importance. The Board and its Control and Reclamation Act (SMCRA); 384. The process shall also indicate subcommittees provide timely, it has delegated the authority for the tentative planning and a decision balanced, and authoritative advice to SMCRA programs for surface mining making schedule. the Secretary of Energy on the operations in West Virginia to the State Comments received in response to Department’s management reforms, of West Virginia DEP. Discharges of fill this solicitation, including names and research, development and technology material into waters of the United States address of those who comment, will be activities, energy and national security are regulated under Section 404 of the considered part of the public record on responsibilities, environmental cleanup this proposed action and will be Clean Water Act, administered by the activities, and economic issues relating available for public inspection. Corps and applicable 404 regulations to energy. issued by the Corps and EPA. Other Comments submitted anonymously will discharges to waters of the United States be accepted and considered. Tentative Agenda are subject Section 402 of the Clean To assist the Corps in identifying and Friday, February 11, 2000 Water Act, administered nationally by considering issues and concerns on the 9:00 am–9:15 am—Welcome & Opening the EPA with authority for the program proposed action, comments should be as Remarks—SEAB Chairman Andrew Athy delegated to the State of West Virginia specific as possible. These comments 9:15 am–9:35 am—Opening Remarks— (DEP). Coordination with the FWS will will assist in early scoping and later Energy Secretary Bill Richardson be accomplished in compliance with the development of alternatives for the 9:35 am–9:45 am—Introduction of New DEIS. Board Members Endangered Species Act (ESA) and the 9:45 am–10:15 am—Briefing on the DOE’s Fish and Wildlife Coordination Act Michael D. Gheen, Racial Profiling Task Force Report (FWCA). Coordination required by other Chief, Regulatory Branch. 10:15 am–11:00 am—Board Action on the laws and regulations will also be Laboratory Operations Board’s External [FR Doc. 00–2546 Filed 2–3–00; 8:45 am] conducted. Members’ Report on Laboratory Directed This EIS will evaluate potentially BILLING CODE 3710±GM±M Research and Development. significant environmental impacts 11:00 am–11:45 am—Updates on SEAB associated with Hobet’s proposed Subcommittees and Working Group Spruce No. 1 Surface mine on water DEPARTMENT OF ENERGY Activities: quality, streams, aquatic and terrestrial —Russia Task Force Secretary of Energy Advisory Board; —Education Working Group habitat, habitat fragmentation, the Notice of Open Meeting 11:45 am–1:00 pm—Lunch hydrological balance, and other 1:10 pm–1:30 pm—Updates on SEAB individual and cumulative effects. AGENCY: Department of Energy. Subcommittees and Working Group Cumulative environmental impacts may SUMMARY: This notice announces an Activities: include the efficacy of stream open meeting of the Secretary of Energy —Openness Advisory Panel

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—NIF Task Force DEPARTMENT OF ENERGY taken, but will not serve to make 1:30 pm–2:45 pm—Update on DOE protestants parties to the proceedings. Activities: Federal Energy Regulatory Any person wishing to become a party —National Nuclear Security Commission must file a motion to intervene. Copies Administration [Docket No. RP00±167±000] of this filing are on file with the —Energy Efficiency Commission and are available for public 2:45 pm–3:00 pm—Public Comment Period Florida Gas Transmission Company; inspection in the Public Reference 3:00 pm–Closing Remarks & Adjourn Notice of Proposed Changes in FERC Room. This filing may be viewed on the This tentative agenda may change. We will Gas Tariff web at http://www.ferc.fed.us/online/ have a final agenda available at the meeting. rims.htm (call 202–208–2222 for January 31, 2000. assistance). Public Participation Take notice that on January 27, 2000, David P. Boergers, Florida Gas Transmission Company The Chairman of the Secretary of Secretary. Energy Advisory Board is empowered to (FGT) tendered for filing to become part of its FERC Gas Tariff, Third Revised [FR Doc. 00–2459 Filed 2–3–00; 8:45 am] conduct the meeting in a way that will, BILLING CODE 6717±01±M in the Chairman’s judgment, facilitate Volume No. 1, effective February 1, 2000, the following tariff sheets: the orderly conduct of business. During its meeting in North Las Vegas, Nevada, Thirty-Seventh Revised Sheet No. 8A DEPARTMENT OF ENERGY the Board welcomes public comment. Twenty-Eighth Revised Sheet No. 8A.01 Twenty-Ninth Revised Sheet No. 8A.02 Members of the public will be heard in Federal Energy Regulatory Thirty-Third Revised Sheet No. 8B Commission the order in which they sign up at the Twenty-Sixth Revised Sheet No. 8B.01 beginning of the meeting. The Board [Docket No. RP97±431±000] will make every effort to hear the views FGT states that in Docket No. TM00– 1–34–000 filed on August 27, 1999, FGT of all interested parties. You may submit Natural Gas Pipeline Company of filed to establish a Base Fuel written comments to Betsy Mullins, America; Notice of Rescheduling of Reimbursement Charge Percentage (Base Executive Director, Secretary of Energy Conference FRCP) of 2.75% to become effective for Advisory Board, AB–1, US Department the six-month Winter Period beginning January 31, 2000. of Energy, 1000 Independence Avenue, October 1, 1999. In the instant filing, Take notice that due to closure of the SW, Washington, D.C. 20585. This FGT states that it is filing a flex Federal Government because of notice is being published less than 15 adjustment of 0.25% to be effective inclement weather, the conference in days before the date of the meeting due February 1, 2000, which, when the above-captioned proceeding to the programmatic issues that needed combined with the proposed Base FRCP originally scheduled for Tuesday, to be resolved prior to publication. of 2.75%, results in an Effective Fuel January 25, 2000, has been rescheduled for Thursday, February 10, 2000, Minutes Reimbursement Charge Percentage of 3.00%. beginning at 10:00 a.m., in Hearing We will make minutes and a FGT states that the tariff sheets listed Room No. 1, at the offices of the Federal transcript of the meeting available for above are being filed pursuant to Energy Regulatory Commission, 888 public review and copying Section 27.A.2.b of the General Terms First Street, NE., Washington, DC 20426. approximately 30 days following the and Conditions of FGT’s Tariff, which David P. Boergers, provides for flex adjustments to the Base meeting at the Freedom of Information Secretary. Public Reading Room, 1E–190 Forrestal FRCP. Pursuant to the terms of Section 27.A.2.b, a flex adjustment shall become [FR Doc. 00–2458 Filed 2–3–00; 8:45 am] Building, 1000 Independence Avenue, BILLING CODE 6717±01±M SW, Washington, D.C., between 9:00 am effective without prior FERC approval and 4:00 pm, Monday through Friday provided that such flex adjustment does not exceed 0.50%, is effective at the except Federal holidays. You can find DEPARTMENT OF ENERGY beginning of a month, is posted on more information on the Secretary of FGT’s EBB at least five working days Energy Advisory Board at the Board’s Federal Energy Regulatory prior to the nomination deadline, and is Commission web site, located at http:// filed no more than sixty and at least www.hr.doe.gov/seab seven days before the proposed effective [Docket No. EG00±84±000, et al.] Issued at Washington, D.C., on January 31, date. FGT states that the instant filing Panda Gila River, L.P., et al., Electric 2000. comports with these provisions and Rate and Corporate Regulation Filings Rachel M. Samuel, FGT has posted notice of the flex Deputy Advisory Committee Management adjustment prior to the instant filing. January 27, 2000. Officer. Any person desiring to be heard or to Take notice that the following filings [FR Doc. 00–2542 Filed 2–3–00; 8:45 am] protest said filing should file a motion have been made with the Commission: to intervene or a protest with the BILLING CODE 6450±01±P 1. Panda Gila River, L.P. Federal Energy Regulatory Commission, 888 First Street, NE, Washington, DC [Docket No. EG00–84–000] 20426, in accordance with Sections Take notice that on January 20, 2000, 385.214 or 385.211 of the Commission’s Panda Gila River, L.P. (Panda Gila Rules and Regulations. All such motions River), with its principal offices at 4100 or protests must be filed in accordance Spring Valley Road, Suite 1001, Dallas, with Section 154.210 of the Texas 75244, filed with the Federal Commission’s Regulations. Protests will Energy Regulatory Commission, an be considered by the Commission in application for determination of exempt determining the appropriate action to be wholesale generator status pursuant to

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Section 32 of the Public Utility Holding Comment date: February 16, 2000, in Comment date: February 16, 2000, in Company Act of 1935, as amended, and accordance with Standard Paragraph E accordance with Standard Paragraph E Part 365 of the Commission’s at the end of this notice. at the end of this notice. regulations. 6. PEI Power Corp.; Ameren Services 10. Consolidated Edison Company of Panda Gila River is a Delaware Company; Arizona Public Service New York, Inc. limited partnership, which will Company; CH Resources, Inc.; Central [Docket No. ES00–16–000] construct, own and operate a 2000 MW and South West Services, Inc.; Maine natural gas-fired generating facility Public Service Company Take notice that on January 21, 2000, within the region governed by the Consolidated Edison Company of New Western System Coordinating Council [Docket No. ER00–1173–000; Docket No. York, Inc. filed an application under (WSCC) and sell electricity at wholesale. ER00–1179–000; Docket No. ER00–1180–000; Section 204 of the Federal Power Act Comment date: February 17, 2000, in Docket No. ER00–1181–000; Docket No. seeking authorization to issue ER00–1189–000; Docket No. ER00–1190–000] accordance with Standard Paragraph E unsecured short-term debt until at the end of this notice. The Take notice that on January 20, 2000, December 31, 2001, in an amount not to Commission will limit its consideration the above-mentioned affiliated power exceed $800 million at any one time. of comments to those that concern the producers and/or public utilities filed Comment date: February 10, 2000, in adequacy or accuracy of the application. their quarterly reports for the quarter accordance with Standard Paragraph E ending December 31, 1999. at the end of this notice. 2. e prime, inc.; IEP Power Marketing, Comment date: February 16, 2000, in LLC; CNG Retail Services Corporation; accordance with Standard Paragraph E 11. Santa Rosa Energy LLC J. Anthony & Associates Ltd.; Energetix, at the end of this notice. [Docket No. QF97–138–001] Inc.; Environmental Resources Trust, 7. Puget Sound Energy, Inc. Take notice that on January 21, 2000, Inc.; Burlington Resources Trading Inc. [Docket No. ER00–1182–000] Santa Rosa Energy LLC, located at Edens [Docket No. ER95–1269–015; Docket No. Corporate Center, 650 Dundee Road, Take notice that on January 20, 2000, ER95–802–019; Docket No. ER97–1845–011; Suite 350, Northbrook, IL 60062, filed Puget Sound Energy, Inc. (PSE), as Docket No. ER95–784–017; Docket No. ER97– with the Federal Energy Regulatory Transmission Provider, tendered for 3556–010; Docket No. ER98–3233–006; Commission (Commission) an Docket No. ER96–3112–013] filing a Service Agreement for Firm application for certification of a Point-To-Point Transmission Service Take notice that on January 19, 2000, qualifying cogeneration facility (facility) (Firm Point-To-Point Service the above-mentioned power marketers pursuant to 292.207(b) of the Agreement) and a Service Agreement for filed quarterly reports with the Commission’s regulations. No Non-Firm Point-To-Point Transmission Commission in the above-mentioned determination has been made that the Service (Non-Firm Point-To-Point proceedings for information only. submittal constitutes a complete filing. Service Agreement) with PP&L The facility, located at the Santa Rosa 3. Union Electric Development Montana, LLC (PPLM), as Transmission Energy Center, is a gas turbine Corporation; Central Hudson Customer. combined cycle cogeneration facility Enterprises Corporation; PacifiCorp PSE requests that the Service that uses natural gas as its fuel source. Power Marketing, Inc. Agreements become effective as of January 17, 2000. The facility includes one combustion [Docket No. ER97–3663–010; Docket No. A copy of the filing was served upon turbine generator, with a rated capacity ER97–2869–010; Docket No. ER95–1096–021] PPLM. of approximately 168,300 kW at ISO Take notice that on January 20, 2000, Comment date: February 9, 2000, in conditions, a heat recovery steam the above-mentioned power marketers accordance with Standard Paragraph E generator, and a condensing steam filed quarterly reports with the at the end of this notice. turbine generator rated at approximately Commission in the above-mentioned 74,500 kW. The facility will be located proceedings for information only. 8. Central Vermont Public Service in Pace, Florida, in the county of Santa Corporation Rosa. 4. Bangor Energy Resale, Inc. [Docket No. ER00–1183–000] The facility will interconnect directly [Docket No. ER98–459–008] Take notice that on January 20, 2000, with the transmission system of Gulf Take notice that on January 18, 2000, Central Vermont Public Service Power Company, located in Pensacola, Bangor Energy Resale, Inc. filed their Corporation (Central Vermont) tendered Florida, and will sell its useful output quarterly report for the quarter ending for filing a Service Agreement with at wholesale to Gulf Power Company as December 31, 1999, for information TransCanda Power Marketing, Ltd. well as other various qualified buyers. only. under its FERC Second Revised Electric Gulf Power Company will provide Tariff Volume No. 8. supplementary, standby, back-up and 5. Central Maine Power Company; Lone Central Vermont requests waiver of maintenance power to the Santa Rosa Star Steel Sales Company; Northeast the Commission’s regulations to permit Energy Center. Empire Limited Partnership #1; the service agreement to become Comment date: February 22, 2000, in Northeast Empire Limited Partnership effective on January 10, 2000. accordance with Standard Paragraph E #2; Grayling Generation Station L.P. Comment date: February 9, 2000, in at the end of this notice. [Docket No. ER00–1161–000; Docket No. accordance with Standard Paragraph E 12. Portland General Electric Company ER00–1162–000; Docket No. ER00–1163–000; at the end of this notice. Docket No. ER00–1164–000; Docket No. [Docket No. ER98–1643–002] 9. Old Dominion Electric Cooperative ER00–1165–000] Take notice that Portland General Take notice that on January 19, 2000, [Docket No. ER00–1199–000] Electric Company (PGE), on January 19, the above-mentioned affiliated power Take notice that on January 21, 2000, 2000, tendered for filing proposed producers and/or public utilities filed Old Dominion Electric Cooperative filed changes in its FERC Electric Service their quarterly reports for the quarter their quarterly report for the quarter Tariff Rate schedule No. 11. The ending December 31, 1999. ending December 31, 1999. changes consist of restrictions on the

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Company (Northern Indiana), tendered (Ogden Union), tendered for filing a for filing a Service Agreement pursuant Copies of the filing were served upon Power Sales Agreement by and between to its Power Sales Tariff with Northern Sempra Energy Trading Corp. and PGE’s jurisdictional customers and the States Power Company (NSP). Oregon Public Utility Commission. Ogden Union as a service agreement Northern Indiana has requested an under Ogden Union’s Market Based Rate Comment date: February 9, 2000, in effective date of January 20, 2000. Tariff. accordance with Standard Paragraph E Copies of this filing have been sent to Comment date: February 8, 2000, in at the end of this notice. NSP, to the Indiana Utility Regulatory accordance with Standard Paragraph E 13. Detroit Edison Company Commission, and to the Indiana Office at the end of this notice. of Utility Consumer Counselor. [Docket No. ER00–459–001] Comment date: February 9, 2000, in 21. Duke Power a division of Duke Take notice that on January 29, 2000, accordance with Standard Paragraph E Energy Corporation Detroit Edison Company submitted a at the end of this notice. [Docket No. ER00–1156–000] compliance filing in the above- 18. Virginia Electric and Power Take notice that on January 19, 2000, referenced matter. Company Duke Power (Duke), a division of Duke Comment date: February 8, 2000, in [Docket No. ER00–1151–000] Energy Corporation, tendered for filing accordance with Standard Paragraph E a Service Agreement with PG&E Energy at the end of this notice. Take notice that on January 19, 2000, Virginia Electric and Power Company Trading-Power, L.P., for power sales at 14. Nordic Marketing, L.L.C. (Virginia Power), tendered for filing a market-based rates. Duke requests that the proposed Service Agreement be [Docket No. ER00–774–000] Letter of Termination of the Service Agreement between Virginia Electric permitted to become effective on Take notice that on December 21, and Power Company and Southern January 6, 2000. 1999, and January 6, 2000, Nordic Company Energy Marketing L.P. Duke states that this filing is in Marketing, L.L.C., tendered for filing (Southern) dated January 1, 1997 and accordance with Part 35 of the supplemental information to its approved by the FERC in a letter order Commission’s Regulations and a copy December 10, 1999, filing in the above- on June 11, 1997 under Docket No. has been served on the North Carolina referenced docket. ER97–2834–000. Utilities Commission. Comment date: February 7, 2000, in Virginia Power respectfully requests Comment date: February 8, 2000, in accordance with Standard Paragraph E an effective date of the termination of accordance with Standard Paragraph E at the end of this notice. February 12, 2000, as requested by at the end of this notice. Southern. 15. Louisville Gas and Electric 22. Duke Energy Corporation Company/Kentucky Utilities Company Copies of the filing were served upon Southern Company Energy Marketing [Docket No. ER00–1157–000] [Docket No. ER00–957–000] L.P., the Virginia State Corporation Take notice that on January 19, 2000, Take notice that on January 19, 2000, Commission and the North Carolina Duke Energy Corporation (Duke), Louisville Gas and Electric Company/ Utilities Commission. tendered for filing a Service Agreement Kentucky Utilities (LG&E/KU), tendered Comment date: February 8, 2000, in with Consumers Energy Corporation, for for filing an Amendment to its executed accordance with Standard Paragraph E Firm Transmission Service under Service Agreement for Network at the end of this notice. Duke’s Open Access Transmission Integration Transmission Service 19. Central Illinois Light Company Tariff. between LG&E/KU and East Kentucky Duke requests that the proposed [Docket No. ER00–1152–000] Power Cooperative, Inc., under LG&E/ Service Agreement be permitted to KU’s Open Access Transmission Tariff. Take notice that on January 19, 2000, become effective on May 7, 1999. Central Illinois Light Company (CILCO), Comment date: February 9, 2000, in Duke states that this filing is in 300 Liberty Street, Peoria, Illinois accordance with Standard Paragraph E accordance with Part 35 of the 61602, tendered for filing with the at the end of this notice. Commission’s Regulations and a copy Commission a substitute Index of Point- has been served on the North Carolina 16. Potomac Electric Power Company To-Point Transmission Service Utilities Commission. [Docket No. ER00–977–000] Customers under its Open Access Transmission Tariff and service Comment date: February 8, 2000, in Take notice that on January 19, 2000, agreements for one new customer, accordance with Standard Paragraph E Potomac Electric Power Company Powerex British Columbia Power at the end of this notice. submitted a correction to Amendment Exchange Corporation. 23. Duke Energy Corporation No. 1 to its electric service agreement CILCO requested an effective date of with Southern Maryland Electric January 11, 2000, for the service [Docket No. ER00–1158–000] Cooperative, Inc. The requested agreements. Take notice that on January 19, 2000, effective date of January 1, 2000 for Copies of the filing were served on the Duke Energy Corporation (Duke), Amendment No. 1, a rate reduction, was affected customer and the Illinois tendered for filing a Service Agreement not changed. Commerce Commission. with Consumers Energy Corporation, for Comment date: February 8, 2000, in Comment date: February 8, 2000, in Firm Transmission Service under accordance with Standard Paragraph E accordance with Standard Paragraph E Duke’s Open Access Transmission at the end of this notice. at the end of this notice. Tariff.

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Duke requests that the proposed Schedule No. 3 is filed in accordance 29. Williams Energy Marketing & Service Agreement be permitted to with the Commission’s order in Trading Company become effective on May 7, 1999. California Independent System Operator [Docket No. ER00–1172–000] Duke states that this filing is in Corporation, 89 FERC¶ 61,153 (1999). Take notice that on January 19, 2000, accordance with Part 35 of the This filing was sent to the California Williams Energy Marketing&Trading Commission’s Regulations and a copy Independent System Operator Company (Williams EM&T), tendered has been served on the North Carolina Corporation. for filing pursuant to Section 205 of the Utilities Commission. Comment date: February 8, 2000, in Comment date: February 9, 2000, in Federal Power Act (FPA), 16 U.S.C. accordance with Standard Paragraph E accordance with Standard Paragraph E § 824d (1994), and Part 35 of the at the end of this notice. at the end of this notice. Commission’s Regulations, 18 CFR 35, revised pages to the Reliability Must- 24. Duke Energy Corporation 27. Southwestern Public Service Run Service Agreements (RMR Company [Docket No. ER00–1159–000] Agreements) between Williams EM&T and the California Independent System Take notice that on January 19, 2000, [Docket No. ER00–1168–000] Operator Corporation (ISO) for certain Duke Energy Corporation (Duke), Take notice that on January 19, 2000, RMR units located at the Alamitos, tendered for filing a Service Agreement New Century Services, Inc. (NCS), on Huntington Beach, and Redondo Beach with Tenaska Power Service Co., for behalf of Southwestern Public Service Generating Stations. Firm Transmission Service under Company (SPS), tendered for filing The purpose of the filing is to update Duke’s Open Access Transmission pursuant to Section 205 of the Federal Williams EM&T’s existing RMR Tariff. Power Act and part 35 of the Agreements to reflect an extension of Duke requests that the proposed Commission’s regulations, an agreed- the existing RMR Agreements for a Service Agreement be permitted to upon rate reduction for full reduced number of RMR units for 2000, become effective on January 10, 2000. requirements service to Caprock Electric certain annual updates to Schedules A, Duke states that this filing is in Cooperative, Inc., Central Valley Electric B & D of the RMR Agreements, and accordance with Part 35 of the Cooperative, Inc., Farmers’ Electric changes to the personnel to receive Commission’s Regulations and a copy Cooperative, Inc., Lea County Electric notice pursuant to Schedule J of the has been served on the North Carolina Cooperative, Inc., Lyntegar Electric RMR Agreements. Utilities Commission. Williams EM&T requests waiver of the Comment date: February 8, 2000, in Cooperative, Inc., and Roosevelt Electric Cooperative, Inc. NCS also filed a prior notice requirements of Section accordance with Standard Paragraph E 35.3 of the Commission’s Regulations, at the end of this notice. Service Agreement for Network Transmission Service between SPS 18 CFR 35.3, to permit its revised RMR 25. Duke Energy Corporation Wholesale Merchant Function and SPS Agreements to become effective as of Transmission Function. January 1, 2000. [Docket No. ER00–1160–000] Copies of the filing were served upon Take notice that on January 19, 2000, NCS proposes that the filing become the ISO and Southern California Edison Duke Energy Corporation (Duke), effective January 14, 2000. Company. tendered for filing a Service Agreement Copies of this filing were served upon Comment date: February 9, 2000, in with PECO Energy Company (PECO), for the affected purchasers under the rate accordance with Standard Paragraph E Firm Transmission Service under schedules and the state commissions at the end of this notice. Duke’s Open Access Transmission within whose jurisdiction SPS sells Tariff. 30. Northern States Power Company electricity under the affected rate (Minnesota); Northern States Power Duke requests that the proposed schedules. Service Agreement be permitted to Company; (Wisconsin) become effective on January 1, 2000. Comment date: February 9, 2000, in [Docket No. ER00–1175–000] accordance with Standard Paragraph E Duke states that this filing is in Take notice that on January 20, 2000, accordance with Part 35 of the at the end of this notice. Northern States Power Company Commission’s Regulations and a copy 28. Tiverton Power Associates Limited (Minnesota) and Northern States Power has been served on the North Carolina Partnership Company (Wisconsin) (jointly NSP), Utilities Commission. tendered for filing a Network Operating Comment date: February 9, 2000, in [Docket No. ER00–1171–000] Agreement and a Network Integration accordance with Standard Paragraph E Take notice that on January 19, 2000, Transmission Service Agreement at the end of this notice. Tiverton Power Associates Limited between NSP and City of Medford, WI— 26. Enron Energy Services, Inc. Partnership (Tiverton), tendered for Medford Electric Utility. filing, under section 205 of the Federal NSP requests that the Commission [Docket No. ER00–1167–000] Power Act, a rate schedule under which accept the Agreements effective January Take notice that on January 19, 2000, Tiverton will sell energy, capacity and 1, 2000, and requests waiver of the Enron Energy Services, Inc. (EES), ancillary services at market-based rates Commission’s notice requirements in tendered for filing pursuant to Section and will reassign of transmission order for the agreements to be accepted 205 of the Federal Power Act, its FERC capacity. for filing on the date requested. Electric Rate Schedule No. 3 for the Comment date: February 9, 2000, in Sale, Assignment or Transfer of Firm Tiverton requests an effective date for accordance with Standard Paragraph E Transmission Rights (FTRs) to become the proposed rate schedule concurrent at the end of this notice. effective as of February 1, 2000, EES with the commencement of operations 31. AmerGen Energy Company, L.L.C. requests a waiver of the 60-day notice at its generating facilities. requirement. The Rate Schedule Comment date: February 9, 2000, in [Docket No. ER00–1177–000] authorizes EES to sell, assign or transfer accordance with Standard Paragraph E Take notice on January 20, 2000, FTRs in California. EES states that Rate at the end of this notice. AmerGen Energy Company, L.L.C.,

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00139 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5629 tendered for filing a Reactive Power DEPARTMENT OF ENERGY Comment date: February 9, 2000, in Compensation Agreement with GPU accordance with Standard Paragraph E Energy under its FERC Electric Tariff Federal Energy Regulatory at the end of this notice. Commission Original Volume No. 1. 5. Duke Power a Division of Duke AmerGen is requesting an effective [Docket No. ER00±1142±000, et al.] Energy Corporation date of December 21, 1999, for the [Docket No. ER00–1185–000] Reactive Power Compensation Wisconsin Electric Power Company, et al.; Electric Rate and Corporate Agreement. Take notice that on January 20, 2000, Regulation Filings Duke Power (Duke), a division of Duke Comment date: February 9, 2000, in January 28, 2000. Energy Corporation, tendered for filing accordance with Standard Paragraph E a Service Agreement with Statoil Energy Take notice that the following filings at the end of this notice. Services, Inc. for power sales at market- have been made with the Commission: 32. Tampa Electric Company based rates. Duke states that this filing 1. Wisconsin Electric Power Company is in accordance with Part 35 of the [Docket No. ER00–1178–000] [Docket No. ER00–1142–000] Federal Energy Regulatory Take notice that on January 20, 2000, Commission’s (Commission) Tampa Electric Company (Tampa Take notice that on January 19, 2000. Regulations (18 CFR Part 35). Electric), tendered for filing a service Wisconsin Electric Power Company Duke requests that the proposed Service Agreement be permitted to agreement with the City of Tallahassee, filed their quarterly report for the quarter ending December 31, 1999. become effective on January 14, 2000. Florida (Tallahassee) under Tampa Comment date: February 17, 2000, in Duke states that a copy of this filing Electric’s market-based sales tariff. accordance with Standard Paragraph E has been served on the North Carolina Tampa Electric requests that the at the end of this notice. Utilities Commission. service agreement be made effective on Comment date: February 9, 2000, in 2. Southern Indiana Gas and Electric December 26, 1999. accordance with Standard Paragraph E Company at the end of this notice. Copies of the filing have been served on Tallahassee and the Florida Public [Docket No. ER00–1154–000] 6. Carolina Power & Light Company Service Commission. Take notice that on January 19, 2000, [Docket No. ER00–1186–000] Comment date: February 9, 2000, in Southern Indiana Gas & Electric Company filed their quarterly report for Take notice that on January 20, 2000, accordance with Standard Paragraph E Carolina Power & Light Company at the end of this notice. the quarter ending December 31, 1999. Comment date: February 17, 2000, in (CP&L) tendered for filing an executed Standard Paragraphs accordance with Standard Paragraph E Service Agreement with Coral Power, at the end of this notice. L.L.C. under the provisions of CP&L’s E. Any person desiring to be heard or Market-Based Rates Tariff, FERC to protest such filing should file a 3. Minnesota Power, Inc.; Kansas City Electric Tariff No. 4. This Service motion to intervene or protest with the Power & Light Company Agreement supersedes the un-executed Federal Energy Regulatory Commission, [Docket Nos. ER00–1174–000, ER00–1176– Agreement originally filed in Docket No. 888 First Street, NE, Washington, DC 000] ER98–3385–000 and approved effective 20426, in accordance with rules 211 and May 18, 1998. Take notice that on January 20, 2000, 214 of the Commission’s rules of Copies of the filing were served upon the above-mentioned affiliated power the North Carolina Utilities Commission practice and procedure (18 CFR 385.211 producers and/or public utilities filed and 385.214). All such motions or and the South Carolina Public Service their quarterly reports for the quarter Commission. protests should be filed on or before the ending December 31, 1999. Comment date: February 9, 2000, in comment date. Protests will be Comment date: February 17, 2000, in accordance with Standard Paragraph E considered by the Commission in accordance with Standard Paragraph E at the end of this notice. determining the appropriate action to be at the end of this notice. taken, but will not serve to make 7. Southwest Power Pool, Inc. 4. Duke Power a Division of Duke protestants parties to the proceeding. Energy Corporation [Docket No. ER00–1187–000] Any person wishing to become a party must file a motion to intervene. Copies [Docket No. ER00–1184–000] Take notice that on January 20, 2000, Southwest Power Pool, Inc. (SPP) of these filings are on file with the Take notice that on January 20, 2000, tendered for filing executed service Commission and are available for public Duke Power (Duke), a division of Duke agreements for firm point-to-point inspection. This filing may also be Energy Corporation, tendered for filing transmission service and loss viewed on the Internet at http:// a Service Agreement with TXU Energy compensation service under the SPP www.ferc.fed.us/online/rims.htm (call Trading Company for power sales at Tariff with Southwestern Electric Power 202–208–2222 for assistance). market-based rates. Duke states that this Company as Designated Agent for Tex- David P. Boergers, filing is in accordance with Part 35 of La Electric Cooperative of Texas, Inc the Federal Energy Regulatory (Tex-La). Secretary. Commission’s (Commission) Copies of this filing were served on [FR Doc. 00–2456 Filed 2–3–00; 8:45 am] Regulations (18 CFR Part 35). Tex-La. BILLING CODE 6717±01±P Duke requests that the proposed SPP requests an effective date of Service Agreement be permitted to January 1, 2000 for each of these service become effective on November 2, 1999. agreements. Duke states that a copy of this filing Comment date: February 9, 2000, in has been served on the North Carolina accordance with Standard Paragraph E Utilities Commission. at the end of this notice.

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8. Potomac Electric Power Company 11. EnerZ Corporation Regulatory Commission by El Paso [Docket No. ER00–1188–000] [Docket No. ER00–1193–000] Power Services Company and Sonat Power Marketing L.P., effective Take notice that on January 29, 2000, Take notice that on January 21, 2000, December 31, 1999. Potomac Electric Power Company EnerZ Corporation (EnerZ) filed a El Paso Power Services Company— (Pepco) tendered for filing a service Notice of Cancellation of its Rate Rate Schedule FERC No. 1 (Market- agreement pursuant to Pepco FERC Schedule FERC No. 1, with a proposed Based Rate Schedule) Electric Tariff, Original Volume No. 4, effective date of January 31, 2000. EnerZ Sonat Power Marketing L.P.—Rate entered into between Pepco and Reliant is no longer engaged in the power Schedule FERC No. 1 (Market- Energy Services, Inc. marketing business, will not conduct BasedRate Schedule) An effective date of September 29, power marketing activities in the future, Comment date: February 10, 2000, in 1999 for these service agreements, with and has no outstanding power sales accordance with Standard Paragraph E waiver of notice, is requested. contracts; accordingly, no purchasers at the end of this notice. Comment date: February 9, 2000, in will be affected by this notice. accordance with Standard Paragraph E Comment date: February 10, 2000, in 15. El Paso SPM Company at the end of this notice. accordance with Standard Paragraph E [Docket No. ER00–1198–000] 9. Niagara Mohawk Power Corporation at the end of this notice. Take notice that on January 21, 2000, [Docket No. ER00–1191–000] 12. Pennsylvania Electric Company El Paso SPM Company, 1001 Louisiana Street, Houston, Texas 77002, filed a Take notice that on January 21, 2000, [Docket No. ER00–1194–000] Notice of Succession in Ownership or Niagara Mohawk Power Corporation Take notice that on January 21, 2000, Operation which hereby adopts, ratifies, tendered for filing an Interconnection and makes its own, in every respect all Agreement between Niagara Mohawk Pennsylvania Electric Company (doing business and hereinafter referred to as applicable rate schedules, and Power Corporation and PSEG Power supplements thereto, listed below, New York Inc. dated as of January 10, GPU Energy) submitted for filing amendments to the 115 kV Seward- heretofore filed with the Federal Energy 2000. Regulatory Commission by Sonat Power Niagara Mohawk Power Corporation Conemaugh Interconnection Agreement Between GPU Energy and Atlantic City Marketing Inc., effective December 31, requests an effective date of February 1999. 15, 2000 or, if later, the closing date of Electric Company, Baltimore Gas and Electric Company, Delmarva Power & Rate Schedule FERC No. 1 (Market- the sale of the Albany generating Based Rate Schedule) facility. To the extent necessary, Niagara Light Company, Metropolitan Edison Comment date: February 10, 2000, in Mohawk requests waiver of the Company, Pennsylvania Power and accordance with Standard Paragraph E Commission requirement that a rate Light Company, Philadelphia Electric at the end of this notice. schedule be filed not less than 60 days Company, Potomac Electric Power or more than 120 days from its effective Company, Public Service Electric and 16. Cinergy Services, Inc. Gas Company, and the United Gas date. [Docket No. ER00–1206–000] Comment date: February 10, 2000, in Improvement Company. The accordance with Standard Paragraph E amendments modify Schedule 1 and Take notice that on January 24, 2000, at the end of this notice. Schedule 2 of the Interconnection Cinergy Services, Inc., collectively as Agreement. agent for and on behalf of its utility 10. Cabrillo Power I LLC; Cabrillo Comment date: February 10, 2000, in operating company affiliates, The Power II LLC accordance with Standard Paragraph E Cincinnati Gas & Electric Company and [Docket No. ER00–1192–000] at the end of this notice. PSI Energy, Inc. (Cinergy), tendered for filing a service agreement under Take notice that on January 21, 2000, 13. Northern Indiana Public Service Cinergy’s Market-Based Power Sales Cabrillo Power I LLC and Cabrillo Company; Jersey Central Power & Light Standard Tariff-MB (the Tariff) entered Power II LLC (Cabrillo I & II) tendered Company into between Cinergy and Clinton for filing their annual update filing [Docket Nos. ER00–1195–000, ER00–1196– Energy Management, Inc. (3CEMS). governing Reliability Must Run (RMR) 000] Cinergy and CEMS are requesting an services provided by their power plants effective date of January 1, 2000. to the California Independent System Take notice that on January 21, 2000, Comment date: February 11, 2000, in Operator Corporation (ISO). Cabrillo I & the above-mentioned affiliated power accordance with Standard Paragraph E II’s filing includes an agreed upon one- producers and/or public utilities filed at the end of this notice. year extension of the RMR Agreements, their quarterly reports for the quarter and provides updates to various ending December 31, 1999. 17. Sunbury Generation, LLC Comment date: February 17, 2000, in Schedules appended to the RMR accordance with Standard Paragraph E [Docket No. ER00–1170–000] Agreements related to Contract Service at the end of this notice. Limits, Target Available Hours, and pre- Take notice that on January 19, 2000, paid Start-up Charges under the RMR 14. El Paso Merchant Energy, L.P. Sunbury Generation, LLC (Sunbury), Service Agreements. [Docket No. ER00–1197–000] tendered for filing a Power Purchase Cabrillo I & II have requested an Agreement between Sunbury and WPS effective date of January 1, 2000. Take notice that on January 21, 2000, Energy Services, Inc., (PPA). Copies of this filing have been served El Paso Merchant Energy, L.P. filed a Sunbury requests that the upon the ISO, the California Electricity Notice of Succession in Ownership or Commission waive its notice of filing Oversight Board, and the California Operation which hereby adopts, ratifies requirements to allow the PPA to Public Utilities Commission. and makes its own in every respect all become effective on January 20, 2000. Comment date: February 10, 2000, in applicable rate schedules, and Comment date: February 8, 2000, in accordance with Standard Paragraph E supplements thereto, listed below, accordance with Standard Paragraph E at the end of this notice. heretofore filed with the Federal Energy at the end of this notice.

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18. Soyland Power Cooperative, Inc. Williams Energy Marketing & Trading First Revised Volume No. 8, with NP [Docket No. ER00–1204–000] Company. Energy Inc. CLECO requests an effective date of A copy of the filing was served upon Take notice that on January 24, 2000, January 17, 2000. NP Energy Inc. Soyland Power Cooperative, Inc. Comment date: February 8, 2000, in Comment date: February 11, 2000, in (Soyland), tendered for filing with the accordance with Standard Paragraph E accordance with Standard Paragraph E Federal Energy Regulatory Commission at the end of this notice. at the end of this notice. a Service Agreement between Soyland 21. Southwestern Public Service 24. Puget Sound Energy, Inc. and Clinton Electric Cooperative, Inc., Company dated December 15, 1999, and [Docket No. ER00–1210–000] [Docket No. ER00–1168–000] Amendment No. 1 to such Service Take notice that on January 24, 2000, Agreement dated January 11, 2000. Take notice that on January 24, 2000, Puget Sound Energy, Inc. (PSE), During the terms of the Service New Century Services, Inc. (NCS), on tendered for filing a Service Agreement Agreement and Amendment No. 1, behalf of Southwestern Public Service under the provisions of PSE’s market- Soyland will provide firm short-term Company (SPS), tendered for filing based rates tariff, FERC Electric Tariff, power to Clinton. Clinton was formerly pursuant to Section 205 of the Federal First Revised Volume No. 8, with PECO a member of Soyland, but left Soyland Power Act and Part 35 of the Energy (PECO). as of December 31, 1997. The Service Commission’s Regulations, an A copy of the filing was served upon Agreement represents a decrease in rates amendment to it January 19, 2000, filing PECO. when compared to the rates paid by of an agreed-upon rate reduction for full Comment date: February 11, 2000, in Clinton as a Soyland member as of requirements service to Caprock Electric accordance with Standard Paragraph E December 31, 1997. Soyland seeks Cooperative, Inc., Central Valley Electric at the end of this notice. Commission authorization to provide Cooperative, Inc., Farmers’ Electric power according to the terms and rates Cooperative, Inc., Lea County Electric 25. Cinergy Services, Inc. of the Service Agreement and Cooperative, Inc., Lyntegar Electric [Docket No. ER00–1208–000] Amendment No. 1 to Clinton with an Cooperative, Inc., and Roosevelt Electric Take notice that on January 24, 2000, effective date of January 1, 2000. Cooperative, Inc., and Service Cinergy Services, Inc. (Cinergy), Soyland also seeks a waiver of the Agreement for Network Transmission tendered for filing a Non-Firm Point-To- commission 60 day prior notice Service between SPS Wholesale Point Service Agreement under requirements. The power sale will Merchant Function and SPS Cinergy’s Open Access Transmission provide Clinton with all of its Transmission Function. The Service Tariff (the Tariff) entered into requirements for the period January 1 amendment corrects one page of each between Cinergy and Consumers Energy through February 29, 2000. Clinton has rate schedule that was incorrectly Company (Consumers). submitted a Certificate of Concurrence redlined in the January 19, 2000 filing. Cinergy and Consumers are requesting indicating its acceptance of the rates NCS proposes that the amended filing an effective date of one date after this and terms of the Service Agreement and become effective January 14, 2000. filing. Amendment No. 1. Copies of this filing were served upon Comment date: February 11, 2000, in A copy of this filing was served on the affected purchasers under the rate accordance with Standard Paragraph E Clinton Electric Cooperative, Inc. schedules and the state commissions at the end of this notice. Comment date: February 11, 2000, in within whose jurisdiction SPS sells accordance with Standard Paragraph E electricity under the affected rate 26. Soyland Power Cooperative, Inc. at the end of this notice. schedules. [Docket No. ER00–1205–000] Comment date: February 11, 2000, in 19. WPS Energy Services, Inc. accordance with Standard Paragraph E Take notice that on January 24, 2000, [Docket No. ER00–1169–000] at the end of this notice. Soyland Power Cooperative, Inc. (Soyland), tendered for filing with the Take notice that on January 19, 2000, 22. Puget Sound Energy, Inc. Federal Energy Regulatory Commission WPS Energy Services, Inc. (ESI), [Docket No. ER00–1211–000] a Service Agreement between Soyland tendered for filing a Brokering and and Tri-County Electric Cooperative, Dispatch Agreement (Agreement) Take notice that on January 24, 2000, Inc., dated December 16, 1999, and between ESI and Sunbury Generation, Puget Sound Energy, Inc. (PSE), Amendment No. 1 to such Service LLC (Sunbury). tendered for filing a Service Agreement Agreement dated January 12, 2000. ESI requests that the Commission under the provisions of PSE’s market- During the terms of the Service waive its notice of filing requirements to based rates tariff, FERC Electric Tariff, Agreement and Amendment No. 1, allow the Agreement to become effective First Revised Volume No. 8, with QST Soyland will provide firm short-term on January 20, 2000. Energy Trading, Inc., (QST). power to Tri-County. Tri-County was Comment date: February 8, 2000, in A copy of the filing was served upon formerly a member of Soyland, but left accordance with Standard Paragraph E QST. Soyland as of December 31, 1997. The at the end of this notice. Comment date: February 11, 2000, in Service Agreement represents a decrease accordance with Standard Paragraph E 20. Cleco Utility Group Inc. in rates when compared to the rates at the end of this notice. paid by Tri-County as a Soyland [Docket No. ER00–1153–000] 23. Puget Sound Energy, Inc. member as of December 31, 1997. The Take notice that on January 19, 2000, power sale will provide Tri-County with [Docket No. ER00–1212–000] Cleco Utility Group Inc., Transmission all of its requirements for the period services (CLECO), tendered for filing Take notice that on January 24, 2000, January 1 through February 29, 2000. service agreements for non-firm and Puget Sound Energy, Inc. (PSE), Tri-County has submitted a Certificate short term firm point-to-point tendered for filing a Service Agreement of Concurrence indicating its acceptance transmission services under its Open under the provisions of PSE’s market- of the rates and terms of the Service Access Transmission Tariff with based rates tariff, FERC Electric Tariff, Agreement and Amendment No. 1.

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Soyland seeks Commission Indeck Pepperell requests that the Cincinnati Gas & Electric Company and authorization to provide power Service Agreement be made effective as PSI Energy, Inc. (Cinergy), tendered for according to the terms and rates of the of December 21, 1999. filing a service agreement under Service Agreement and Amendment No. Comment date: February 11, 2000, in Cinergy’s Market-Based Power Sales 1 to Tri-County with an effective date of accordance with Standard Paragraph E Standard Tariff-MB (the Tariff) entered January 1, 2000. Soyland also seeks a at the end of this notice. into between Cinergy and Allegheny waiver of the commission 60 day prior 30. FirstEnergy System Energy Supply Company, LLC (AESC). notice requirements. Cinergy and AESC are requesting an A copy of this filing was served on [Docket No. ER00–1200–000] effective date of January 13, 2000. Tri-County Electric Cooperative, Inc. Comment date: February 11, 2000, in Comment date: February 11, 2000, in Take notice that on January 24, 2000, FirstEnergy System filed a Service accordance with Standard Paragraph E accordance with Standard Paragraph E at the end of this notice. at the end of this notice. Agreement to provide Non-Firm Point- to-Point Transmission Service for: ACN 34. Cinergy Services, Inc. 27. Central Power and Light Company Power, Inc. , the Transmission [Docket No. ER00–1220–000] [Docket No. ER00–1203–000] Customer. Services are being provided under the FirstEnergy System Open Take notice that on January 24, 2000, Take notice that on January 24, 2000, Access Transmission Tariff submitted Central Power and Light Company Cinergy Services, Inc. (Cinergy), for filing by the Federal Energy tendered for filing a service agreement (CPL), tendered for filing an Regulatory Commission in Docket No. Interconnection Agreement between under Cinergy’s Open Access ER97–412–000. Transmission Service Tariff (the Tariff) CPL and Duke Energy Hidalgo, L.P., The proposed effective date under entered into between Cinergy and (Duke). this Service Agreement is January 07, Cinergy Services, Inc. (Cinergy, the CPL requests an effective date for the 2000 for the above mentioned Service Customer). Interconnection Agreement of Agreement in this filing.. November 12, 1999. Accordingly, CPL Comment date: February 11, 2000, in This service agreement has a yearly requests waiver of the Commission’s accordance with Standard Paragraph E firm transmission service with notice requirements. at the end of this notice. American Electric Power via the Gibson CPL states that a copy of the filing Generating Station Unit No’s. 1–5. was served on Duke and the Public 31. Cinergy Services, Inc. Cinergy and Cinergy, the Customer Utility Commission of Texas. [Docket No. ER00–1209–000] are requesting an effective date of Comment date: February 11, 2000, in January 1, 2000. accordance with Standard Paragraph E Take notice that on January 21, 2000, Comment date: February 11, 2000, in at the end of this notice. Cinergy Services, Inc. (Cinergy), accordance with Standard Paragraph E tendered for filing a Firm Point-To-Point at the end of this notice. 28. FirstEnergy System Service Agreement under Cinergy’s [Docket No. ER00–1201–000] Open Access Transmission Service 35. Cinergy Services, Inc. Tariff (the Tariff) entered into between Take notice that on January 24, 2000, [Docket No. ER00–1222–000] Cinergy and Consumers Energy FirstEnergy System filed a Service Company (Consumers). Take notice that on January 24, 2000, Agreement to provide Firm Point-to- Cinergy and Consumers are requesting Cinergy Services, Inc. (Cinergy), Point Transmission Service for ACN an effective date of one day after this tendered for filing a Non-Firm Point-To- Power, Inc., the Transmission Customer. filing. Point Service Agreement under Services are being provided under the Comment date: February 10, 2000, in Cinergy’s Open Access Transmission FirstEnergy System Open Access accordance with Standard Paragraph E Service Tariff (the Tariff) entered into Transmission Tariff submitted for filing at the end of this notice. between Cinergy and British Columbia by the Federal Energy Regulatory Power Exchange Corp., (British). Commission in Docket No. ER97–412– 32. Cinergy Services, Inc. Cinergy and British are requesting an 000. [Docket No. ER00–1221–000] The proposed effective date under effective date of December 31, 1999. this Service Agreement is January 7, Take notice that on January 24, 2000, Comment date: February 11, 2000, in 2000 for the above mentioned Service Cinergy Services, Inc. (Cinergy), accordance with Standard Paragraph E Agreement in this filing. tendered for filing a Firm Point-To-Point at the end of this notice. Comment date: February 11, 2000, in Service Agreement under Cinergy’s 36. Fitchburg Gas and Electric Light accordance with Standard Paragraph E Open Access Transmission Service Company at the end of this notice. Tariff (the Tariff) entered into between [Docket No. ER00–1215–000] 29. Indeck Pepperell Power Associates Cinergy and British Columbia Power Exchange Corp., (British). Take notice that on January 24, 2000, [Docket No. ER00–1202–000] Cinergy and British are requesting an Fitchburg Gas and Electric Light Take notice that on January 24, 2000, effective date of December 31,1999. Company (FG&E), tendered for filing Indeck Pepperell Power Associates, Inc. Comment date: February 11, 2000, in changes to the rate set forth in FG&E’s (Indeck Pepperell), tendered for filing accordance with Standard Paragraph E Open Access Transmission Tariff, FERC with the Federal Energy Regulatory at the end of this notice. Electric Tariff, First Revised Volume No. Commission a Power Purchase and Sale 33. Cinergy Services, Inc. 4. The changes reflect a decrease in Agreement (Service Agreement) FG&E’s Transmission Plant and [Docket No. ER00–1207–000] between Indeck Pepperell and Niagara corresponding decrease in FG&E’s rate Mohawk Energy Marketing, Inc. Take notice that on January 24, 2000, for transmission service. (NMEM), dated December 21, 1999, for Cinergy Services, Inc., collectively as Comment date: February 11, 2000, in service under Indeck Pepperell’s Rate agent for and on behalf of its utility accordance with Standard Paragraph E Schedule FERC No. 1. operating company affiliates, The at the end of this notice.

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37. Cinergy Services, Inc. Order No. 2000 announced the proposed information collection as [Docket No. ER00–1216–000] initiation of a regional collaborative described below. process 2 to aid in the formation of Take notice that on January 24, 2000, DATES: Comments must be submitted on RTOs. To initiate the collaborative Cinergy Services, Inc., on behalf of its or before April 4, 2000. process, the Commission is organizing a Operating Company affiliates, The ADDRESSES: To obtain a copy of the ICR series of regional workshops. The Cincinnati Gas & Electric Company and without charge, contact: Mr. Lee following five locations are designated PSI Energy, Inc. (COC), tendered for Salmon, Indoor Environments Division, for the Spring 2000 workshops and, as filing an executed service agreement Office of Radiation and Indoor Air, stated in order No. 2000, ‘‘* * * the between COC and Engage Energy US, L. U.S. Environmental Protection Agency, selection of locations for initial P. (Engage), replacing the unexecuted Ariel Rios Building, 1200 Pennsylvania workshops is not to indicate a service agreement filed in April 1999 Avenue, N.W., (6609J), Washington, preference for specific RTO boundaries, under Docket No. ER99–2511–000 per D.C. 20460. A copy of the ICR can also but to provide convenient workshop COC FERC Electric Market-Based Power be downloaded off the Internet at http:/ locations.’’ 3 The workshops are open to Sales Tariff, Original Volume No. 7–MB. /www.epa.gov/icr; refer to EPA ICR No. Cinergy is requesting an effective date all interested parties and attendance at 1917.01. of May 1, 1999 and the same Rate more than one workshop is permitted. FOR FURTHER INFORMATION CONTACT: Mr. Designation as per the original filing. The Commission expects that all Lee Salmon by telephone at (202) 564– Comment date: February 11, 2000, in transmission owners will attend at least 9451 or by e-mail at accordance with Standard Paragraph E one workshop. [email protected]. The dates and locations for the Spring at the end of this notice. SUPPLEMENTARY INFORMATION: Affected 2000 regional workshops are as follows: Standard Paragraphs entities: Entities potentially affected by March 1–2, 2000 in Cincinnati, OH this action are selected owners and E. Any person desiring to be heard or March 15–16, 2000 in Philadelphia, PA managers of office buildings over 50,000 to protest such filing should file a March 23–24, 2000 in Las Vegas, NV square feet. Survey recipients were motion to intervene or protest with the March 29–30, 2000 in Kansas City, MO selected from the membership lists of Federal Energy Regulatory Commission, April 5–6, 2000 in Atlanta, GA the Building Owners and Managers 888 First Street, N.E., Washington, D.C. Agendas, procedural rules and Association (BOMA) and the 20426, in accordance with Rules 211 specific meeting locations will be International Facilities Management and 214 of the Commission’s Rules of provided in advance of the workshops Association (IFMA), as well as a list of Practice and Procedure (18 CFR 385.211 on the Commission’s website (http:// commercial office buildings greater than and 385.214). All such motions or www.ferc.fed.us/). The Commission 50,000 square feet generated from protests should be filed on or before the contact person for these workshops is electronically-available tax records. comment date. Protests will be James Apperson, (202) 219–2962. Federally-owned properties were considered by the Commission in selected by EPA in consultation with David P. Boergers, determining the appropriate action to be the General Services Administration taken, but will not serve to make Secretary. (GSA). protestants parties to the proceeding. [FR Doc. 00–2488 Filed 2–3–00; 8:45 am] Title: IAQ Practices in Large Buildings Any person wishing to become a party BILLING CODE 6717±01±M Survey (EPA ICR No. 1917.01). must file a motion to intervene. Copies Abstract: EPA is currently working of these filings are on file with the with other Federal agencies and the Commission and are available for public ENVIRONMENTAL PROTECTION public, as well as with other nations, to inspection. This filing may also be AGENCY promote effective approaches for viewed on the Internet at http:// identifying and solving indoor air www.ferc.fed.us/online/rims.htm (call [FRL±6532±4] quality (IAQ) problems. As part of this 202–208–2222 for assistance). effort, EPA has developed a guide which Agency Information Collection addresses indoor air quality in large David P. Boergers, Activities: Proposed Collection; office buildings entitled ‘‘Building Air Secretary. Comment Request; IAQ Practices in Quality: A Guide for Building Owners [FR Doc. 00–2457 Filed 2–3–00; 8:45 am] Large Buildings Survey and Facility Managers’’ (BAQ). This BILLING CODE 6717±01±P AGENCY: Environmental Protection document provides an extensive Agency. discussion of a wide range of potential DEPARTMENT OF ENERGY ACTION: Notice. indoor air pollutants and suggests ways in which building owners and managers Federal Energy Regulatory SUMMARY: In compliance with the can improve the indoor air quality of Commission Paperwork Reduction Act (44 U.S.C. their buildings. As a complement to the 3501 et seq.), this notice announces that Guide, EPA has also developed a [Docket No. RM99±2±000] EPA is planning to submit the following comprehensive BAQ Action Plan, which Regional Transmission Organizations; proposed Information Collection describes an eight-step process for Notice of Dates and Locations for Request (ICR) to the Office of improving a building’s indoor air Regional Collaborative Workshops Management and Budget (OMB): IAQ quality. The BAQ Action Plan can be Practices in Large Buildings Survey, used to determine the current condition January 31, 2000. EPA ICR Number 1917.01. Before of an office building’s indoor air quality, On December 20, 1999, the submitting the ICR to OMB for review as well as to successfully implement Commission issued Order No. 2000 1 to and approval, EPA is soliciting good IAQ management practices. advance the formation of Regional comments on specific aspects of the Using a seven-page survey, EPA Transmission Organizations (RTOs). proposes to collect data from building 2 Id. at 942–43. owners and managers. This survey will 1 65 FR 809 (January 6, 2000). 3 Id. at 943. allow EPA to determine the extent to

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Comments measuring the effectiveness of EPA’s (iii) enhance the quality, utility, and Availability of EPA comments efforts to encourage good IAQ clarity of the information to be prepared January 17, 2000 Through management practices in large office collected. January 21, 2000 pursuant to the buildings against the Agency’s (iv) minimize the burden of the Environmental Review Process (ERP), established Government Performance collection of information on those who under Section 309 of the Clean Air Act and Results Act or 1993 (GPRA) goal. By are to respond, including through the and Section 102(2)(c) of the National the year 2005, EPA wishes to use of appropriate automated electronic, Environmental Policy Act as amended. demonstrate a five-percent increase in mechanical, or other technological Requests for copies of EPA comments the number of large office buildings (i.e., collection techniques or other forms of can be directed to the Office of Federal over 50,000 square feet) that use good information technology, e.g., permitting Activities at (202) 564–7167. An IAQ management practices. To determine its success in achieving electronic submission of responses. explanation of the ratings assigned to this goal, EPA intends to survey owners Burden Statement: EPA expects to draft environmental impact and managers of commercial and mail surveys to approximately 4,150 statements(EISs) was published in FR Federally-owned office buildings greater building owners and managers. EPA dated April 09, 1999 (63 FR 17856). than 50,000 square feet on a variety of expects approximately 43 percent of Draft EISs IAQ practices. The Agency will mail a those surveyed to respond to this ERP No. D–COE–E32079–SC Rating survey and instructions for completing information collection request. Over EO2, Daniel Island Marine Cargo it to approximately 4,150 building three years, EPA estimates that the Terminal Development, Permits and owners and managers. Building owners/ burden to building owners and Approvals, South Caroline State managers will be given up to 30 days to managers who respond to the survey respond. At the end of this period, a will be approximately 3,233 hours. PortsAuthority, (SCSPA), Charleston, follow-up letter will be sent to building Burden means the total time, effort, or Berkeley County, SC. owners/ managers to remind them of the financial resources expended by persons Summary: EPA expressed survey and to encourage them to to generate, maintain, retain, or disclose environmental objections due to respond. The initial survey will or provide information to or for a significant indirect and induced impacts establish a baseline for the use rate of Federal agency. This includes the time related to wetlands, environmental IAQ-related practices recommended in needed to review instructions; develop, justice, waste treatment, air quality, EPA’s guidance. After its completion, acquire, install, and utilize technology dredge material disposal and discharge EPA will continue efforts to encourage and systems for the purposes of permit issues. EPA requested additional large office building owners and collecting, validating, and verifying information and mitigation measures. managers to adopt the IAQ practices information, processing and ERP No. D–COE–E39049–FL Rating outlined in BAQ. EPA intends to maintaining information, and disclosing EC2, Southwest Florida Improvement to conduct another survey in 2005 to and providing information; adjust the the RegulatoryProcess for Rapid Growth assess changes in the use of these existing ways to comply with any and Development,Alternatives practices. previously applicable instructions and Development Group (ADG), Lee and EPA does not expect to receive requirements; train personnel to be able Collier Counties, FL. confidential information from the to respond to a collection of Summary: EPA expressed building owners and managers information; search data sources; environmental concerns about finalizing voluntarily participating in the IAQ complete and review the collection of this regulatory process given its scope/ Practices in Large Buildings Survey. information; and transmit or otherwise complexity.Additional information However, if a respondent does consider disclose the information. about future development trends will the information submitted to be of a This survey effort is expected to cost need to be evaluated in the context of proprietary nature, EPA will assure its the respondents approximately $67,890. an improved review process to avoid confidentiality based on the provisions Respondents will incur no capital or unacceptable losses to the natural of 40 CFR Part 2, Subpart B, start-up costs and the only operation environment. ‘‘Confidentiality of Business and maintenance component of the ERP No. D–FAA–G51015–TX Rating Information.’’ survey will be the cost to photocopy the EC2, George Bush Intercontinental A Federal agency may not conduct or survey once completed (if desired). Airport Houston,Construction and sponsor, and a person is not required to Burden and cost estimates for the future Operation, Runway 8L–26R and respond to, a collection of information administration of the IAQ Practices in Associated Near Term Master Plan unless it displays a currently valid OMB Large Buildings Survey will be provided Project,City of Houston, Harris County, control number. The OMB control at the time this ICR is renewed, but they TX. numbers for EPA’s regulations are listed are expected to be similar to those Summary: EPA expressed in 40 CFR Part 9 and 48 CFR Chapter provided in this Federal Register notice. environmental concerns due to potential 15. noise and air related impacts. The FEIS Dated: January 21, 2000. The EPA would like to solicit should clarify and demonstrate air comments to: Mary T. Smith, conformity requirements including (i) evaluate whether the proposed Director, Indoor Environments Division. implication to the State Implementation collection of information is necessary [FR Doc. 00–2481 Filed 2–3–00; 8:45 am] Plan and mitigation measures should be for the proper performance of the BILLING CODE 6560±50±U included in the ROD.

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ERP No. D–FHW–E40781–FL Rating ERP No. FS–UAF–C11011–NY Griffiss EIS No. 000025, Final EIS, FHW, AR, EC2, FL–423 (John Young Parking), Air Force Base (AFB) Disposal and MS, AR, Great River Bridge, Improvements from FL–50 to Fl–434, Reuse, Implementation, Oneida County, Construction, US 65 in Arkansas to MS– City of Orlando, Orange County,FL. NY. 8 in Mississippi, Funding, COE Section Summary: EPA expressed Summary: No formal comment letter 404 Permit and US Coast Guard Bridge environmental concern regarding was sent to the preparing agency. Permit, Desha and Arkansas Counties, relocation issues and potential noise Dated: February 1, 2000. AR and Bolivar County, MS, Due: March impacts. EPA requested additional B. Katherine Biggs, 6, 2000, Contact: Elizabeth A. Romero consideration of residential relocations (504) 324–5625. Associate Director, NEPA Compliance and noise mitigation. EPA also Division, Office of Federal Activities. EIS No. 000026, Final EIS, UAF, LA, suggested that the project design TX, NM, Realistic Bomber Training [FR Doc. 00–2594 Filed 2–3–00; 8:45 am] provide for future light rail and bike Initiative, Improve the B–52 and B–1 lanes. BILLING CODE 6560±50±P Aircrews Mission Training and ERP No. D–SFW–K99029–CA Rating Maximize Combat Training Time, EC2, San Joaquin County Multi-Species ENVIRONMENTAL PROTECTION Barksdale Air Force Base, LA, NM and HabitatConservation and Open Space AGENCY TX, Due: March 6, 2000, Contact: Plan, Issuance of Incidental Take Brenda Cook (757) 764–9339. Permit, San Joaquin County, CA. EIS No. 000027, Final EIS, FRC, FL, [ER±FRL±6250±7] Summary: EPA expressed MS, Florida Gas Transmission Phase IV environmental concerns about Environmental Impact Statements; Expansion Project (Docket No. CP99– compliance with EPA’s CWA Section Notice of Availability 94–000), To Deliver Natural Gas to 404(b)(1) guidelines. TheFinal EIS Electric Generator, FL and MS, Due: should clearly reflect the requirements RESPONSIBLE AGENCY: Office of Federal March 6, 2000, Contact: Paul McKee to avoid and minimize, to the fullest Activities, General Information (202) (202) 208–1088. extent practicable, the discharge of 564–7167 OR www.epa.gov/oeca/ofa Dated: February 1, 2000. dredged or fill material into waters of Weekly receipt of Environmental Impact B. Katherine Biggs, the United States. Statements Filed January 24, 2000 Associate Director, NEPA Compliance ERP No. D–USN–E11047–00 Rating Through January 28, 2000 Pursuant to Division, Office of Federal Activities. EC1, USS Winston S. Churchill (DDG 40 CFR 1506.9. [FR Doc. 00–2595 Filed 2–3–00; 8:45 am] 81), Conducting a Shock Trial, Offshore EIS No. 000020, Final EIS, COE, FL, BILLING CODE 6560±50±P of Naval Stations,Mayport, FL; Norfolk, Lake Okeechobee Regulation Schedule VA and/or Pascagoula, MS. Study, To Maintain or Improve Existing Summary: EPA expressed Water Storage, St. Lucie and ENVIRONMENTAL PROTECTION environmental concerns about the Caloosahatchee River Estuaries, FL , AGENCY proposed ship shock test, and Due: March 6, 2000, Contact: Elmar recommended post-monitoring results Kurzbach (904) 232–2325. [FRL±6533±6] be made available to assess mitigation EIS No. 000021, Final EIS, USN, NV, measures. Fallon Naval Air Station (NAS), Environmental Laboratory Advisory Board; Meeting Dates and Agenda Final EISs Proposal for the Fallon Range Complex Requirements, Federal and Private AGENCY: Environmental Protection ERP No. F–COE–G39031–ARGrand Lands, Churchill, Eureka, Lander, Agency (EPA). Prairie Area Demonstration Mineral, Nye and Washoe Counties, NV, ACTION: Notice of meeting. Project,Implementation, Water Due: March 6, 2000, Contact: Terri Conservation, GroundwaterManagement Knutson (775) 885–6156. SUMMARY: Pursuant to the Federal and Irrigation Water Supply,Prairie, EIS No. 000022, Final EIS, DOE, NM, Advisory Committee Act, Public Law Arkansas, Monroe and Lonoke Counties, The Conveyance and Transfer of Certain 92–463, as amended (5 U.S.C., App 2) AR. Land Tracts Administered by the US notification is hereby given of an open Summary: EPA continued to express DOE and Located at Los Alamos meeting of the Environmental concerns about the project and urged National Laboratory, Los Alamos and Laboratory Advisory Board (ELAB). the Corps to conduct a comprehensive, Santa Fe Counties, NM, Due: March 6, DATES: The meeting will be held on or cumulative impact study of the White 2000, Contact: Elizabeth Withers (505) February 15, 2000, from 1:30 p.m. to River basin in order to gain a better 667–8690. 4:00 p.m. (EST). understanding of the interaction of EIS No. 000023, Draft EIS, SFW, CA, implemented and planned projects. San Diequito Wetland Restoration ADDRESSES: While the meeting will be ERP No. F–FAA–C51019–NY Project, Implementation, conducted by teleconference, the public LaGuardia Airport East End Roadway Comprehensive Restoration Plan, COE is invited to participate by joining David Improvements Project, Four New Ramps Section 404 Permit, Cities of Del Mar Friedman in EPA Conference Room 2 on at the 102nd Street Bridge Construction, and San Diego, San Diego County, CA, the fourth floor of the Ronald Reagan Airport Layout Plan Approval and Due: March 20, 2000, Contact: Jack Building, 1300 Pennsylvania Avenue, Funding, Queens County, NY. Fancher (760) 431–9440. NW. Summary: No formal comment letter EIS No. 000024, Draft EIS, FHW, TX, SUPPLEMENTARY INFORMATION: Among was sent to the preparing agency. TX–130 Construction, I–35 of the items the Board will discuss are ERP No. F–USN–K11104–CA Marine Georgetown to I–10 near Seguin, updates from its subcommittees, Corp Air Station (MCAS) Tustin Funding, COE Section 404 Permit, laboratory performance testing, Disposal and Reuse Plan, Cities of Williamson, Travis, Caldwell, shipment of environmental samples, Tustin and Irvine, Orange County, CA. Guadalupe Counties, TX, Due: March and any public comments that the Board Summary: No formal comment letter 20, 2000, Contact: Walter Waidelich has received since their December 1999 was sent to the preparing agency. (512) 916–5988. meeting.

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The meeting is open to the public and March 3, 2000, from 8:30 a.m. to 5:30 action under docket control number time will be allotted for public p.m. OPP–00641. The official record consists comment. Written comments are ADDRESSES: Sheraton Crystal City Hotel, of the documents specifically referenced encouraged and should be directed to 1800 Jefferson Davis Highway, in this action, any public comments David Friedman; USEPA; 1200 Arlington, VA. The telephone number received during an applicable comment Pennsylvania Avenue, NW (8101R); for the Sheraton hotel is: (703) 486– period, and other information related to Washington, DC 20460. 1111. this action, including any information FOR FURTHER INFORMATION CONTACT: Comments may be submitted by mail, claimed as Confidential Business David Friedman; Designated Federal electronically, or in person. Please Information (CBI). This official record Officer; USEPA; 1300 Pennsylvania follow the detailed instructions for each includes the documents that are Avenue, NW; Washington, DC 20460. If method as provided in Unit I. of the physically located in the docket, as well questions arise, please contact Mr. SUPPLEMENTARY INFORMATION. To ensure as the documents that are referenced in Friedman by phone at (202) 564–6662, proper receipt by EPA, it is imperative those documents. The public version of by facsimile at (202) 565–2432 or by that you identify docket control number the official record does not include any email at [email protected]. OPP–00641 in the subject line on the information claimed as CBI. The public Dated: January 21, 2000. first page of your response. version of the official record, which FOR FURTHER INFORMATION CONTACT includes printed, paper versions of any Henry L. Longest II, : Laura Morris or Paul Lewis, Designated electronic comments submitted during Deputy Assistant Administrator for Management, Office of Research and Federal Officials, FIFRA SAP (7101C), an applicable comment period, is Development. Office of Science Coordination and available for inspection in the Public [FR Doc. 00–2478 Filed 2–3–00; 8:45 am] Policy, Environmental Protection Information and Records Integrity Agency, Ariel Rios Bldg., 1200 Branch (PIRIB), Rm. 119, Crystal Mall2 BILLING CODE 6560±50±P Pennsylvania Ave., NW., Washington, (CM2), 1921 Jefferson Davis Hwy., DC 20460; telephone number: (703) Arlington, VA, from 8:30 a.m. to 4 p.m., ENVIRONMENTAL PROTECTION 308–6212 or (703) 305–5369; fax Monday through Friday, excluding legal AGENCY number: (703) 605–0656; e-mail address: holidays. The PIRIB telephone number morris.laura or [email protected]. is (703) 305–5805. SUPPLEMENTARY INFORMATION: [OPP±00641; FRL±6490±6] C. How Can I Request to Participate in I. General Information this Meeting? FIFRA Scientific Advisory Panel; Open Meeting A. Does this Action Apply to Me? You may submit comments through This action is directed to the public the mail, in person, or electronically. To AGENCY: Environmental Protection in general. Since other entities may also ensure proper receipt by EPA, it is Agency (EPA). be interested, the Agency has not imperative that you identify docket ACTION: Notice. attempted to describe all the specific control number OPP–00641 in the entities that may be affected by this SUMMARY: There will be a 4–day meeting subject line on the first page of your of the Federal Insecticide, Fungicide, action. If you have any questions response.Members of the public wishing and Rodenticide Act (FIFRA) and Food regarding the applicability of this action to submit comments should contact the Quality Protection Act (FQPA) to a particular entity, consult the person persons listed under FOR FURTHER Scientific Advisory Panel (SAP) to listed under FOR FURTHER INFORMATION INFORMATION CONTACT to confirm that the review the following sets of scientific CONTACT meeting date and the agenda have not issues being considered by the Agency B. How Can I Get Additional been modified or changed. pertaining to: Food allergenicity of Information, Including Copies of this Interested persons are permitted to Cry9C endotoxin and other non- Document and Other Related file written statements before the digestible proteins; Dietary Exposure Documents? meeting. To the extent that time Evaluation Model (DEEM) 1. Electronically. You may obtain permits, and upon advanced written Decompositing procedure and software; electronic copies of this document, and request to the persons listed under FOR MaxLIP (Maximum Likelihood certain other related documents that FURTHER INFORMATION CONTACT, Imputation Procedure) Pesticide residue might be available electronically, from interested persons may be permitted by decompositing procedure and software; the EPA Internet Home Page at http:// the Chair of the FIFRA SAP to present Dietary Exposure Evaluation Model www.epa.gov/. To access this oral statements at the meeting. The (DEEM); and consultation on document, on the Home Page select request should identify the name of the development and use of distributions of ‘‘Laws and Regulations’’ and then look individual making the presentation, the pesticide concentrations in drinking up the entry for this document under organization (if any) the individual will water for FQPA assessments. the ‘‘Federal Register--Environmental represent, and any requirements for The meeting is open to the public. Documents.’’ You can also go directly to audiovisual equipment (e.g., overhead Seating at the meeting will be on a first- the Federal Register listings at http:// projector, 35 mm projector, chalkboard, come basis. Individuals requiring www.epa.gov/fedrgstr/. etc). There is no limit on the length of special accommodations at this meeting, A meeting agenda and copies of EPA written comments for consideration by including wheelchair access, should background documents for the meeting the Panel, but oral statements before the contact Laura Morris or Paul Lewis at will be available early February, 2000. Panel are limited to approximately 5 the address listed under FOR FURTHER The meeting agenda and EPA primary minutes. The Agency also urges the INFORMATION CONTACT at least 5 business background documents will be available public to submit written comments in days prior to the meeting so that on the FIFRA SAP web site at http:// lieu of oral presentations. Persons appropriate arrangements can be made. www.epa.gov/scipoly/sap. wishing to make oral and/or written DATES: The meeting will be held on 2. In person. The Agency has statements should notify the persons Tuesday, February 29, through Friday, established an official record for this listed under FOR

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FURTHER INFORMATION CONTACT and Exposure Evaluation Model (DEEM) The Agency will outline the basic submit 40 copies of the summary software. In estimating dietary exposure steps envisioned in developing national, information. The Agency encourages to pesticides, the Agency uses several population-weighted distributions of that written statements be submitted sources for monitoring data of pesticide pesticide residues in drinking water and before the meeting to provide Panel residues in foods. These monitoring aggregating them with distributions in Members the time necessary to consider data, however, are in the form of food. These steps include development and review the comments. pesticide residues on composited of distributions of pesticide drinking 1. By mail. Submit your comments to: samples and do not directly represent water concentration values across Public Information and Records concentrations of pesticide residues in surface water/drinking water intake Integrity Branch (PIRIB), Information single food items. For acute dietary locations, consideration of the impact of Resources and Services Division exposure estimation, it is the residues in treatment by a water utility, and (7502C), Office of Pesticide Programs single items of produce that are of development of methodologies to (OPP), Environmental Protection interest rather than ‘‘average’’ residues combine the adjusted distributions with Agency, Ariel Rios Bldg., 1200 measured in composited samples. The the distribution of pesticide residues on Pennsylvania Ave., NW., Washington, decomposition module in the DEEM food items. The presentation on DC 20460. software uses a statistical procedure in development of distributions of 2. In person or by courier. Deliver order to ‘‘decomposite’’ composited drinking water concentrations will your comments to: Public Information monitoring data to estimate residues in describe a process using measured data and Records Integrity Branch (PIRIB), single items. The purpose of this with a computer modeling/analysis Information Resources and Services presentation is to describe the overlay. The details of how the Agency Division (7502C), Office of Pesticide decomposition component of the will consider the effects of treatment Programs (OPP), Environmental software. will be largely addressed in a future Protection Agency, Rm. 119, CM2, 1921 The second session will also include FIFRA SAP meeting. a presentation of the MaxLIP (Maximum Jefferson Davis Hwy., Arlington, VA. B. Panel Report The PIRIB is open from 8:30 a.m. to 4 Likelihood Imputation Procedure) p.m., Monday through Friday, excluding Pesticide residue decompositing Copies of the Panel’s report of their legal holidays. The PIRIB telephone procedure and software. For acute recommendations will be available number is (703) 305–5805. dietary exposure estimation, it is the approximately 45 working days after the 3. Electronically. You may submit residues in single items of produce that meeting, and will be posted on the your comments electronically by e-mail are of interest rather than ‘‘average’’ FIFRA SAP web site or may be obtained to: ‘‘[email protected],’’ or you can residues measured in composited by contacting the Public Information submit a computer disk as described samples. The MaxLIP software uses a and Records Integrity Branch at the above. Do not submit any information maximum likelihood estimation address or telephone number listed in electronically that you consider to be procedure in order to ‘‘decomposite’’ Unit I.B. of this document. CBI. Avoid the use of special characters composited monitoring data to estimate List of Subjects residues in single items. and any form of encryption. Electronic Environmental protection. submissions will be accepted in The third session will focus on the WordPerfect 6.1/8.0 or ASCII file Dietary Exposure Evaluation Model Dated: January 27, 2000. format. All comments in electronic form (DEEM). A major component of Steven Galson, must be identified by docket control assessing the risks of pesticide Director, Office of Science Coordination and number OPP–00641. Electronic substances is the estimation of dietary Policy. comments may also be filed online at exposure to pesticide residues in foods. [FR Doc. 00–2483 Filed 2–3–00; 8:45 am] The Agency currently uses the DEEM many Federal Depository Libraries. BILLING CODE 6560±50±F exposure assessment software in II. Background conducting its dietary exposure and risk assessment. The purpose of this session A. Purpose of the Meeting? ENVIRONMENTAL PROTECTION is to describe the components and AGENCY This 4-day meeting concerns several methodologies used by the DEEM scientific issues undergoing software. [FRL±6533±4] consideration within the EPA/Office of The last session is to provide the Science Advisory Board; Notification Pesticide Programs (OPP). The four FIFRA SAP with a progress report on of Public Advisory Committee Meeting session topics to be addressed during the Agency’s efforts to implement the the 4-day meeting are indicated as drinking water component of the FQPA Pursuant to the Federal Advisory follows: aggregate exposure assessment. Committee Act, Public Law 92–463, The first session will focus on Aggregate exposure is defined to notice is hereby given that two assessing the potential allergenicity of encompass multiple potential sources of committees of the USEPA Science non-digestible proteins expressed as exposure to pesticides and includes Advisory Board (SAB) will meet on the plant-pesticides. The specific case in exposure from pesticide residues in dates and times noted below. All times question concerns the Cry9C food, in drinking water and in the home. noted are Eastern Time. All meetings are insecticidal protein derived from In order to combine the drinking water open to the public, however, seating is Bacillus thuringiensis and expressed in component with the population based limited and available on a first come field corn. The Agency is asking distribution of pesticide residues on basis. Important Notice: Documents that questions on the use of amino acid food items in a statistically rigorous are the subject of SAB reviews are homology, the brown Norway rat model manner, the data should be developed normally available from the originating for food allergenicity and other subjects with the same general structure. In this EPA office and are not available from with regards to the assessment for way, the Monte Carlo procedure used the SAB Office—information concerning potential allergenicity. for the risk assessment for food stuffs availability of documents from the The second session will address the can be extended to the drinking water relevant Program Office is included decomposition module in the Dietary component. below.

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1—Research Strategies Advisory 564–6951 or by e-mail at EEAC to obtain additional counsel on Committee (RSAC) and Mr. this subject. The Research Strategies Advisory Kadeli can be reached on (202) 564– The importance of these issues was Committee (RSAC) of the Science 6696 or via e-mail on articulated in a recently proposed Advisory Board (SAB), will meet on . regulation to reduce human health risks Wednesday, February 23, 2000 and Providing Oral or Written Comments from radon in drinking water. The Thursday, February 24, 2000 in the proposed rule estimated the number of Members of the public who wish to Madison Hotel, 15th and M Streets, NW, reduced fatal cancers resulting from make a brief oral presentation to the Washington, DC 20005; telephone different regulatory options. The Agency Committee must contact Dr. Fowle in number (202) 862–1600. The meeting presented information on the economic writing (by letter or by fax—see will be held in the Arlington-Monticello values for the reductions in fatal cancer previously stated information) no later Room and it will begin at 8:30 am and risks, along with other quantified than 12 noon Eastern Time, Thursday, end no later than 5:00 pm on both days. benefits. A brief discussion of some of February 17, 2000 in order to be the benefit transfer issues involved in Charge to the Committee included on the Agenda. The request this estimation was published in the The Science Advisory Board (SAB) should identify the name of the preamble to the proposed rule for has been asked to review and comment individual who will make the setting standards for exposure to radon on the FY2001 Presidential Budget presentation, the organization (if any) from drinking water sources (Federal proposed for EPA’s Office of Research they will represent, any requirements Register, November 2, 1999 volume 64, and Development (ORD) and the overall for audio visual equipment (e.g., Number 211, pages 59245–59378). Science and Technology (S&T) budget overhead projector, 35mm projector, In the process of responding to proposed for the EPA. The RSAC will chalkboard, etc), and at least 35 copies reviews prepared during deliberations consider how well the budget request: of an outline of the issues to be on the proposed radon rule, the Agency (a) Reflects priorities identified in the addressed or the presentation itself. found that the Guidelines lack sufficient EPA and ORD strategic plans; (b) 2—Environmental Economics Advisory detail on how to fully evaluate and supports a reasonable balance in terms Committee (EEAC) characterize the different risk attributes of attention to core research on that are central to a complete The Environmental Economics multimedia capabilities and issues and understanding of the benefit-cost Advisory Committee (EEAC) of the to media-specific problem-driven topics; implications of this rule. For example, Science Advisory Board (SAB) will meet and (c) balances attention to near-term time can pass between the point of on Friday, February 25, 2000, at the and to long-term research issues. In initial exposure to a carcinogen, the Madison Hotel, 15th and M Streets, NW, addition, the Committee will offer its biological manifestation or onset of Washington, DC 20005; telephone advice on: (d) whether the objectives of cancer in the body, the medical number (202) 862–1600. The meeting the research and development program diagnosis of cancer, and death caused will be held in the Arlington-Monticello in ORD and the broader science and by the cancer. During development of Room and it will begin at 9:00 am and technology programs in EPA can be policies affecting cancer risks, end no later than 4:00 pm. achieved at the resource levels suggestions have been made to discount requested; and (e) how can EPA use or Purpose of the Meeting the VSL estimate to account for improve upon the Government The EEAC is meeting to consider and latencies, or the delay in time between Performance and Results Act (GPRA) to provide advice and comment to EPA reduced exposure and when the cancer structure to communicate research on its white paper entitled, Valuing death would have occurred absent the plans, priorities, research requirements, Fatal Cancer Risk Reductions. exposure reduction (even though and planned outcomes. A portion of the latency periods may not be known or meeting will be devoted to development Background Information well-understood). of the Committee’s report. The draft EPA Guidelines for Others argued that a suitable FOR FURTHER INFORMATION: Members of Preparing Economic Analyses approach for valuing benefits from the public desiring additional (Guidelines) provide information and reduced cancer risks must consider information about the meeting should guidance on the valuation of reduced simultaneously all of the benefit transfer contact Dr. Jack Fowle, Designated mortality risks. They note that one factors related to valuing cancer risks to Federal Officer, Research Strategies practical means to value changes in ensure a careful and full treatment of Advisory Committee (RSAC), USEPA mortality risks is to use the Value of a benefits. There is evidence in the Science Advisory Board (1400A), Room Statistical Life (VSL) approach. The economics literature regarding many 6450, 1200 Pennsylvania Avenue, NW, Guidelines describe a number of such factors (e.g., potential premiums Washington, DC 20460; telephone/voice important factors to consider in ascribed to cancer risk reductions due to mail at (202) 564–4547; fax at (202) 501– applying benefit transfer approaches a higher willingness to pay to avoid the 0582; or via e-mail at using VSL estimates from the empirical dread, pain and suffering, morbidity For a copy of the literature on wage-risk tradeoffs. The effects, and other features of cancer draft meeting agenda, please contact Ms. Agency Guidelines, recognizing the endpoints) that may suggest introducing Wanda R. Fields, Management Assistant importance of this benefit category, upward adjustment factors which offset at (202) 564–4539 or by FAX at (202) noted EPA’s commitment to ‘‘continue any potential downward adjustments 501–0582 or via e-mail at to conduct annual reviews of the risk caused by accounting for cancer latency. . valuation literature’’ and ‘‘reconsider In addition, proponents argue that Materials that are the subject of this and revise the recommendations in adjustments for the age of population at review are available from Mr. Mike these guidelines accordingly.’’ Further, risk, income, altruism and other risk Feldman of the Office of the Chief EPA committed to ‘‘seek advice from the characteristics (e.g., controllability, Financial Officer or from Mr. Lek Kadeli Science Advisory Board as guidance voluntariness) can all have some Office of Research and Development. recommendations are revised.’’ The potential influence on the value of a Mr. Feldman can be reached on (202) Agency is now returning to the SAB– statistical cancer fatality (VSCF) and

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For example, would it ever be the public desiring additional committee or subcommittee; comments appropriate to adjust only for latency information about the meeting should received too close to the meeting date periods, and not other factors, in the contact Mr. Thomas Miller, Designated will normally be provided to the valuation of reduced cancer deaths? The Federal Officer, Environmental committee at its meeting, or mailed soon Agency is requesting the SAB’s counsel Economics Advisory Committee (EEAC), after receipt by the Agency. Written to help answer this and related USEPA Science Advisory Board comments may be provided to the questions regarding the valuation of (1400A), Room 6450, 1200 Pennsylvania relevant committee or subcommittee up cancer risks. Avenue, NW, Washington, DC 20460; until the time of the meeting. Additional information concerning Charge to the Committee telephone/voice mail at (202) 564–4558; the Science Advisory Board, its fax at (202) 501–0582; or via e-mail at The Agency has requested a review by structure, function, and composition, . For a copy of the the SAB–EEAC of its ‘‘white paper’’ on may be found on the SAB Website draft meeting agenda, please contact Ms. approaches to estimating the benefits of (http://www.epa.gov/sab) and in the Dorothy Clark, Management Assistant at reduced fatal cancer risks. The principal Annual Report of the Staff Director (202) 564–4537 or by FAX at (202) 501– questions for the Science Advisory which is available from the SAB 0582 or via e-mail at Board are: Publications Staff at (202) 564–4533 or . Single copies (a) Does the white paper accurately via fax at (202) 501–0256. describe the empirical economic of the background document, Valuing literature relevant to the benefit transfer Fatal Cancer Risk Reductions can be Meeting Access issues that ensue when using the VSL obtained by contacting Mr. Brett Snyder, Individuals requiring special literature to estimate the VSCF in a U.S. Environmental Protection Agency, accommodation at this meeting, benefit-cost analysis? Office of Policy and Reinvention (Mail including wheelchair access, should (b) Does the white paper present the Drop 2172), 1200 Pennsylvania Ave., contact the appropriate DFO at least five important risk and demographic factors NW, Washington, DC, 20460, (202) 260– business days prior to the meeting so that can affect benefit transfer 5610, FAX (202) 260–2685, or via email that appropriate arrangements can be approaches that use VSL estimates for at: . made. VSCF? Providing Oral or Written Comments (c) Does the white paper accurately Dated: January 28, 2000. describe attempts in the economic Members of the public who wish to Donald G. Barnes, literature to measure VSCF directly? make a brief oral presentation to the Staff Director, Science Advisory Board. (d) There are two numeric case Committee must contact Mr. Thomas [FR Doc. 00–2477 Filed 2–3–00; 8:45 am] studies of environmental cancer risks Miller, Designated Federal Officer for BILLING CODE 6560±50±P developed for the white paper. Each the Environmental Economics Advisory presents risk assessment information Committee, in writing (by letter or fax) that forms the basis for quantifying the no later than 4:00 pm Eastern Time, ENVIRONMENTAL PROTECTION number of statistical cancer fatalities Thursday, February 17, 2000, at the AGENCY that will be reduced as a consequence address noted above in order to be [PF±908; FRL±6398±9] of a hypothetical proposed included on the agenda. The request environmental policy. The case studies should identify the name of the Novartis Crop Protection; Notice of are used to illustrate the outcome of individual who will make the Filing a Pesticide Petition To Establish using direct measures of the VSCF and presentation, the organization (if any) a Tolerance for Certain Pesticide benefit transfer adjustments to VSL they will represent, any audio-visual Chemicals in or on Food estimates in order to calculate the VSCF. equipment (e.g., overhead projector, 35 (1) Which of the valuation approaches mm projector, chalkboard, etc.), and at AGENCY: Environmental Protection applied to the case study designated as least 35 copies of an outline of the Agency (EPA). ALPHA are valid to use? Does this case issues to be addressed or the ACTION: Notice. study omit any credible alternative presentation itself. To discuss technical SUMMARY: protocols for valuing reductions in fatal aspects of the meeting, please contact This notice announces the cancer risks for benefit-cost analyses of Mr. Miller by telephone at (202) 564– initial filing of a pesticide petition environmental programs? 4558. For a copy of the draft agenda proposing the establishment of (2) Which of the valuation approaches please contact Ms. Dorothy Clark, regulations for residues of certain applied to the case study designated as Management Assistant, at (202) 564– pesticide chemicals in or on various OMEGA are valid to use? Does this case 4537, or by FAX at (202) 501–0582 or food commodities. study omit any credible alternative via e-mail at . DATES: Comments, identified by docket protocols for valuing reductions in fatal control number PF–908, must be Providing Oral or Written Comments at cancer risks for benefit-cost analyses of received on or before March 6, 2000. SAB Meetings environmental programs? ADDRESSES: Comments may be (e) Which economic methods The Science Advisory Board expects submitted by mail, electronically, or in illustrated with the case studies, or that public statements presented at its person. Please follow the detailed additional methods identified by the meetings will not be repetitive of instructions for each method as Committee under charge question d), previously submitted oral or written provided in Unit I.C. of the serve as credible protocols for the statements. In general, each individual SUPPLEMENTARY INFORMATION.

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To ensure proper receipt by EPA, it is 2. In person. The Agency has Wordperfect 6.1/8.0 or ASCII file imperative that you identify docket established an official record for this format. All comments in electronic form control number PF–908 in the subject action under docket control number PF– must be identified by docket control line on the first page of your response. 908. The official record consists of the number PF–908. Electronic comments FOR FURTHER INFORMATION CONTACT: By documents specifically referenced in may also be filed online at many Federal mail: Cynthia Giles-Parker (PM 22), this action, any public comments Depository Libraries. Registration Division (7505C), Office of received during an applicable comment period, and other information related to D. How Should I Handle CBI That I Pesticide Programs, Environmental Want to Submit to the Agency? Protection Agency, Ariel Rios Bldg., this action, including any information 1200 Pennsylvania Ave., NW., claimed as confidential business Do not submit any information Washington, DC 20460; telephone information (CBI). This official record electronically that you consider to be number: (703) 305–7740; and e-mail includes the documents that are CBI. You may claim information that address: giles- physically located in the docket, as well you submit to EPA in response to this [email protected]. as the documents that are referenced in document as CBI by marking any part or those documents. The public version of all of that information as CBI. SUPPLEMENTARY INFORMATION: the official record does not include any Information so marked will not be I. General Information information claimed as CBI. The public disclosed except in accordance with version of the official record, which A. Does this Action Apply to Me? procedures set forth in 40 CFR part 2. includes printed, paper versions of any In addition to one complete version of You may be affected by this action if electronic comments submitted during the comment that includes any you are an agricultural producer, food an applicable comment period, is information claimed as CBI, a copy of manufacturer or pesticide manufacturer. available for inspection in the Public the comment that does not contain the Potentially affected categories and Information and Records Integrity information claimed as CBI must be entities may include, but are not limited Branch (PIRIB), Rm. 119, Crystal Mall submitted for inclusion in the public to: #2 (CM #2), 1921 Jefferson Davis version of the official record. Highway, Arlington, VA, from 8:30 a.m. Information not marked confidential to 4 p.m., Monday through Friday, will be included in the public version excluding legal holidays. The PIRIB of the official record without prior Cat- NAICS Examples of poten- telephone number is (703) 305–5805. egories codes tially affected entities notice. If you have any questions about C. How and to Whom Do I Submit CBI or the procedures for claiming CBI, Industry 111 Crop production Comments? please consult the person identified 112 Animal production under FOR FURTHER INFORMATION 311 Food manufacturing You may submit comments through CONTACT 32532 Pesticide manufac- the mail, in person, or electronically. To turing ensure proper receipt by EPA, it is E. What Should I Consider as I Prepare imperative that you identify docket My Comments for EPA? This listing is not intended to be control number PF–908 in the subject You may find the following exhaustive, but rather provides a guide line on the first page of your response. suggestions helpful for preparing your for readers regarding entities likely to be 1. By mail. Submit your comments to: comments: affected by this action. Other types of Public Information and Records 1. Explain your views as clearly as entities not listed in the table could also Integrity Branch (PIRIB), Information possible. be affected. The North American Resources and Services Division 2. Describe any assumptions that you Industrial Classification System (7502C), Office of Pesticide Programs used. (NAICS) codes have been provided to (OPP), Environmental Protection 3. Provide copies of any technical assist you and others in determining Agency, Ariel Rios Bldg., 1200 information and/or data you used that whether or not this action might apply Pennsylvania Ave., NW., Washington, support your views. to certain entities. If you have questions DC 20460. 4. If you estimate potential burden or regarding the applicability of this action 2. In person or by courier. Deliver costs, explain how you arrived at the to a particular entity, consult the person your comments to: Public Information estimate that you provide. listed under FOR FURTHER INFORMATION and Records Integrity Branch (PIRIB), 5. Provide specific examples to CONTACT Information Resources and Services illustrate your concerns. Division (7502C), Office of Pesticide B. How Can I Get Additional 6. Make sure to submit your Programs (OPP), Environmental comments by the deadline in this Information, Including Copies of this Protection Agency, Rm. 119, CM #2, Document and Other Related notice. 1921 Jefferson Davis Highway, 7. To ensure proper receipt by EPA, Documents? Arlington, VA. The PIRIB is open from be sure to identify the docket control 1. Electronically. You may obtain 8:30 a.m. to 4 p.m., Monday through number assigned to this action in the electronic copies of this document, and Friday, excluding legal holidays. The subject line on the first page of your certain other related documents that PIRIB telephone number is (703) 305– response. You may also provide the might be available electronically, from 5805. name, date, and Federal Register the EPA Internet Home Page at http:// 3. Electronically. You may submit citation. www.epa.gov/. To access this your comments electronically by e-mail document, on the Home Page select to: ‘‘[email protected],’’ or you can II. What Action is the Agency Taking? ‘‘Laws and Regulations’’ and then look submit a computer disk as described EPA has received a pesticide petition up the entry for this document under above. Do not submit any information as follows proposing the establishment the ‘‘Federal Register—Environmental electronically that you consider to be and/or amendment of regulations for Documents.’’ You can also go directly to CBI. Avoid the use of special characters residues of certain pesticide chemicals the Federal Register listings at http:// and any form of encryption. Electronic in or on various food commodities www.epa.gov/fedrgstr/. submissions will be accepted in under section 408 of the Federal Food,

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Drug, and Comestic Act (FFDCA), 21 residue (TRR) was non-extractable in found on representative commodities U.S.C. 346a. EPA has determined that lettuce at the recommended application were 0.63 ppm, 0.57 ppm, 0.31 ppm, this petition contains data or rate and three times the recommended 0.64 ppm, and 0.80 ppm, for broccoli information regarding the elements set application rate, respectively. Non- (flower, head and stem), cabbage head forth in section 408(d)(2); however, EPA extractables were also low in a tomato (with wrapper leaves), cabbage head has not fully evaluated the sufficiency metabolism study; 3.4% and 7.4% in (without wrapper leaves), cabbage of the submitted data at this time or tomatoes and foliage, respectively. The wrapper leaves, and mustard greens whether the data supports granting of metabolism in these crops proceeded leaves, respectively. A tolerance of 1.0 the petition. Additional data may be via hydrolysis of benzo [1,2,3] ppm for the brassica leafy vegetable needed before EPA rules on the petition. thiadiazole-7-carbothioic acid S-methyl crop group has been proposed. This ester to benzo [1,2,3] thiadiazole-7- petition is supported by 14 field trials List of Subjects carboxylic acid (BTCA), followed by conducted on bananas. Banana samples Environmental protection, conjugation as ester, glycoside and/or were analyzed for by the total residue Agricultural commodities, Feed other plant constituents. The method REM 17.11 to determine the additives, Food additives, Pesticides metabolism profile supports the use of combined residues of acibenzolar-S- and pests, Reporting and recordkeeping an analytical enforcement method that methyl and metabolites which contain requirements. accounts for acibenzolar-S-methyl and the benzo [1,2,3] thiadiazole-7- Dated: January 24, 2000. metabolites containing the benzo [1,2,3] carboxylic acid (BTCA) moiety. The James Jones, thiadiazole-7-carboxylic acid (BTCA) maximum residue found in bananas was moiety. 0.08 ppm. A tolerance of 0.1 ppm in Director, Registration Division, Office of 2. Analytical method. Novartis Pesticide Programs. bananas has been proposed. Analytical Method AG-671A is a Summary of Petition practical and valid method for the B. Toxicological Profile determination and confirmation of CGA- 9F6004 1. Acute toxicity. The risk from acute 245704 (acibenzolar-S-methyl) in raw dietary exposure to acibenzolar-S- The petitioner summary of the agricultural commodities (RAC) and methyl is considered to be very low. pesticide petition is printed below as processing substrates from the tobacco, CGA-245704 and the formulated 50 WG required by section 408(d)(3) of the leafy (including brassica) and fruiting product have low orders of acute FFDCA. The summary of the petition vegetable crop groups at a limit of toxicity by the oral, dermal and was prepared by the petitioner and quantitation (LOQ) of 0.02 ppm. The inhalation exposure routes. Results from represents the view of the petitioner. method involves extraction, solid phase acute studies all fall within toxicity EPA is publishing the petition summary cleanup of samples with analysis by rating categories of III or IV. CGA- verbatim without editing it in any way. high performance liquid 245704 technical has a low order of The petition summary announces the chromotography (HPLC) with ultraviolet acute toxicity, is only slightly irritating availability of a description of the (UV) detection or confirmatory LC/MS. to skin and eyes, but may cause analytical methods available to EPA for The validity is demonstrated by the sensitization by skin contact. An LD50 of the detection and measurement of the acceptable accuracy and precision greater than 5,000 milligrams/kilograms pesticide chemical residues or an obtained on numerous procedural (mg/kg) was observed for the acute oral explanation of why no such method is recovery samples (radiovalidation and toxicity study in rats. The lowest no needed. field trial sample sets), and by the observed adverse effect level (NOAEL) EPA has received a pesticide petition extractability and accountability in a short-term exposure scenario, (9F6004) from Novartis Crop Protection, obtained by the analysis of weathered identified as 50 mg/kg in the rabbit and P.O. Box 18300, Greensboro, NC 27419 radioactive substrates using Analytical rat teratology studies, is 10–fold higher proposing, pursuant to section 408(d) of Method AG-671A. Novartis Analytical than the chronic NOAEL. Based on the Federal Food, Drug, and Cosmetic Method REM 172.11 is a practical and worst case assumptions, the chronic Act (FFDCA), 21 U.S.C. 346a(d), to valid method for the determination and exposure assessments (see below) did amend 40 CFR part 180 by establishing confirmation of CGA-245704 in RAC of not result in any margin of exposure a tolerance for residues of 1,2,3- bananas at a LOQ of 0.02 ppm. The (MOE) less than 3,330 for even the most benzothiadiazole-7-carbothioic acid S- method involves hydrolytic extraction, impacted population subgroup. Novartis methyl ester (acibenzolar-S-methyl) in partitioning, and solid phase cleanup of believes the MOE is greater than 100 for or on the raw agricultural commodity samples with analysis by two-column any population subgroups; EPA brassica leafy vegetables crop group and HPLC switching with UV detection. The considers MOEs of 100 or more as bananas at 1.0 and 0.1 parts per million validity is demonstrated by the satisfactory. The following are results (ppm), respectively. EPA has acceptable accuracy and precision from the acute toxicity tests conducted determined that the petition contains obtained on numerous procedural on the technical material: data or information regarding the recovery samples (banana, tomatoes, i. Rat oral LD50 > 5,000 mg/kg/bwt elements set forth in section 408(d)(2) of cucumbers, and milk). male/female (M/F) toxicity Category IV. 3. Magnitude of residues. This the FFDCA; however, EPA has not fully ii. Rat dermal LD50 > 2,000 mg/kg/bwt evaluated the sufficiency of the petition is supported by 17 field trials (M/F) toxicity Category III. submitted data at this time or whether conducted on representative members of iii. Acute inhalation LC50 > 5,000 mg/ the data supports granting of the the brassica leafy vegetable crop L (M/F) toxicity Category IV. petition. Additional data may be needed groupings. All samples were analyzed iv. Rabbit eye irritation: Minimally before EPA rules on the petition. for by the total residue method (AG- irritating—toxicity Category III. 671A) to determine the combined v. Rabbit dermal irritation: Slightly A. Residue Chemistry residues of acibenzolar-S-methyl and irritating—toxicity Category IV. 1. Plant metabolism. Novartis believes metabolites which contain the benzo vi. Dermal sensitization: Sensitizer. the metabolism of acibenzolar-S-methyl [1,2,3] thiadiazole-7-carboxylic acid 2. Genotoxicty. CGA-245704 technical has been well characterized. Only 4.6% (BTCA) moiety. In brassica leafy was not mutagenic or clastogenic and and 14.9% of the total radioactive vegetables, the maximum residues did not provoke unscheduled DNA

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00152 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5642 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices synthesis when tested thoroughly in a reduced bwt development at higher aggregate from the previously requested battery of standard in vivo, and in vitro dose levels (4,000, and 8,000 ppm). tolerances for the raw agricultural independent assays, using both 5. Chronic toxicity. Based on the commodities: leafy vegetables eukaryotes and prokaryotes, and with or available chronic toxicity data, Novartis (excluding spinach) at 0.25 ppm; without metabolic activation. These Crop Protection, Inc. believes the spinach at 1.0 ppm; and fruiting tests are summarized below: Reference Dose (RfD) for acibenzolar-S- vegetables at 1.0 ppm (PP 8F4974); and i. Microbial/Microsome Mutagenicity methyl is 0.05 mg/kg/day. Acibenzolar- the requested tolerances for brassica Assay: Non-mutagenic. S-methyl is not oncogenic in rats or leafy vegetables at 1.0 ppm and bananas ii. Mammalian Cell Chinese Hampster mice and is not likely to be carcinogenic at 0.1 ppm (PP 9F6004). Maximum Ovary (CHO) Mutagenicity Assay: Non- in humans. No carcinogenic activity was expected chronic exposure to CGA- mutagenic; Non-clastogenic. detected in mice and rats at the 245704 in the diets of the most sensitive iii. Chinese Hampster (CH) Bone Maximum Tolerated Dose (MTD). There sub-population, children (1–6 years), marrow: Non-clastogenic; negative for was no evidence of carcinogenicity in was calculated to be 0.5% of the RfD. chromosome aberrations. an 18-month feeding study in mice and For the U.S. population (48 contiguous iv. Mouse Micronucleus Test: Non- a 24-month feeding study in rats. Dosage States) chronic exposure was 0.3% of clastogenic; negative for chromosome levels in both the mouse and the rat the RfD. Acute dietary exposure is also aberrations. studies were adequate for identifying a minimal. Exposure to the most sensitive v. DNA Damage and Repair Rat cancer risk. Novartis believes sub-population, children (1–6 years), hepatocyte: Negative. acibenzolar-S-methyl should be was 2.17% of the acute RfD (aRfD). 3. Reproductive and developmental classified as a ‘‘Not Likely’’ carcinogen Acute exposure to the U.S. population toxicity. Acibenzolar-S-methyl is not a based on the lack of carcinogenicity in was 1.2% of the aRfD. Dietary exposure teratogenic hazard except at, or close to, rats and mice. analyses for CGA-245704 (and CGA- 6. Animal metabolism. Metabolism the maximum tolerated dose. In the rat 210007) were conducted using proceeded primarily via hydrolysis to multigeneration study, CGA-245704 anticipated residues generated from form the corresponding carboxylic acid (acibenzolar-S-methyl) technical had no field trials conducted at the maximum (BTCA) which was subsequently effect on rat reproductive parameters use rate and minimum pre-harvest conjugated with several amino acids including gonadal function, estrus interval (PHI). In addition, actual including glycine, lysine and ornithine. cycles, mating behavior, conception, dietary exposure would be much less Elimination was rapid in all cases. parturition, lactation, weaning, and sex than the estimates made herein since Oxidation of the aromatic ring of the significant residue reduction often takes organ histopathology. At 4,000 ppm, acid was a very minor pathway parental body weights (bwt) were place in commerce and during food observed in goats. The metabolic fate of preparation and cooking. Projected reduced. This demonstrated by the CGA-245704 in plants paralleled that results of the following studies: market share was included on all observed in animals. The major commodities except bananas. One i. Rat oral teratology—Maternal metabolite in all test systems was the hundred percent market share was NOAEL of 200 mg/kg based on same hydrolysis product BTCA. Thus, assumed for bananas. These results embryotoxicity and teratogenic effects; the metabolism profile supports the use (minimal exposure) show more than a fetal NOAEL of 50 mg/kg. of an analytical enforcement method reasonable certainty of no harm. ii. Rabbit oral teratology study— that accounts principally for parent and ii. Drinking water. The potential for Maternal NOAEL of 50 mg/kg based on BTCA. exposure to CGA-245704 through maternal toxicity and slightly delayed 7. Metabolite toxicology. In short-term drinking water (surface or ground water) ossification; fetal NOAEL of 300 mg/kg toxicity studies in rats, CGA-210007 was is slight due to the minimal level of this based on changes in bwt. found to be of, at most, equal or less chemical anticipated to reach these iii. Rat 2-generation reproduction toxicity than the parent compound. As bodies of water. This expectation is study—NOAEL of 25 mg/kg based on with parent CGA-245704, the based on the rapid degradation of CGA- weight development in adults at 4,000 subchronic NOAEL for CGA-210007 was 245704 and the recommended low use ppm and pups during lactation at 2,000 100 mg/kg bwt. rates that will further restrict the ppm and above. No adverse effects on 8. Endocrine disruption. Acibenzolar- amount of chemical available for reproduction or fertility. S-methyl does not belong to a class of leaching or run-off. A Maximum 4. Subchronic toxicity. No signs of chemicals known or suspected of having Contaminant Level Goal (MCLG) of 350 neurotoxicity were noted with CGA- adverse effects on the endocrine system. parts per billion (ppb) has been 245704 in both acute and subchronic Developmental toxicity studies in rats calculated for CGA-245704. This studies even at the highest dose levels and rabbits and a reproduction study in calculated safe exposure value is of 800 mg/kg and 8,000 ppm, rats gave no indication that acibenzolar- substantially above the levels that are respectively. The evaluated parameters S-methyl might have any effects on likely to be found in the environment included functional observation battery, endocrine function related to under proposed conditions of use. motor activity measurement and development and reproduction. 2. Non-dietary exposure. Novartis neurohistopathologic assessment. These Acibenzolar-S-methyl is not a believes that the potential for non- tests are summarized below: teratogenic hazard except at, or close to, occupational exposure to the general i. Rat 28-day dermal study—NOAEL the maximum tolerated dose. The public is unlikely except for potential of 1,000 mg/kg/day. chronic studies also showed no residues in food crops discussed above. ii. Dog 90-day feeding study—NOAEL evidence of a long-term effect related to The proposed uses for acibenzolar-S- of 10 mg based on reduced bwt gain at the endocrine system. methyl are for agricultural crops and the 50 mg/kg/day. product is not used residentially in or C. Aggregate Exposure iii. Mouse 90-day feeding—NOAEL of around the home. < 30 mg/kg based on reduced bwt 1. Dietary exposure—i. Food. For the development at 1,000 ppm and above. purposes of assessing the potential D. Cumulative Effects iv. Rat 90-day feeding study—NOAEL dietary exposure under the proposed Consideration of a common of 25 mg/kg based on inappetence and tolerances, Novartis has estimated mechanism of toxicity is not appropriate

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00153 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5643 at this time since there is no information (minimal exposure) show more than a R–98/156a, February 1999) and CD– to indicate that toxic effects produced reasonable certainty of no harm. ROM (EPA/600/R–98/156b, February by acibenzolar-S-methyl would be 1999), and A Lexicon of Cave and Karst cumulative with those of any other Acute Dietary Exposure for the U.S. Terminology with Special Reference to chemicals. Acibenzolar-S-methyl is a Population and the Most Sensitive Environmental Karst Hydrology (EPA/ plant activator and no other compounds Population Sub-Groups at the 600/R–99/006, January 1999), prepared in this class are registered in the United 99.9th Percentile by the National Center for States. Consequently, Novartis is Environmental Assessment— considering only the potential exposure Washington Office (NCEA–W), within Population Sub-group % aRfD to acibenzolar-S-methyl in its aggregate (Diet Only) the Office of Research and risk assessment. Development. U.S. Population - 48 contig- 1.20% The QTRACER program was E. Safety Determination uous states - all seasons. developed to provide a fast and easy All infants (<1 year) ...... 1.54% 1. U.S. population. For the U.S. method for evaluating tracer- population (48 contiguous States) Nursing infants (<1year) ...... 0.41% Non-nursing infants (<1 year) .. 1.80% breakthrough curves generated from chronic exposure was 0.3% of the RfD. Children (1±6 years) ...... 2.17% tracing studies conducted in karst and Acute dietary exposure is also minimal. Children (7±12) ...... 1.37% fractured-rock aquifers. The results may Acute exposure to the U.S. population then be applied in solute-transport was 1.2% of the aRfD. EPA usually has Exposure to residues of CGA-245704 modeling and risk assessment studies. no concern for exposures below 100% and CGA-210007 in consumed food is The QTRACER document will serve as of the RfD because the RfD represents minimal. Both chronic and acute a technical guide to various groups who the level at or below which daily exposure estimates demonstrate the use must address potential and/or existing aggregate dietary exposure over a of CGA-245704 on crops results in more ground-water contamination problems lifetime will not pose appreciable risks than a reasonable certainty of no harm. in karst and fractured-rock terranes. to human health. Novartis concludes The results herein are conservative Tracing studies are always appropriate that there is a reasonable certainty that since field trial residues utilized in and probably necessary, but analyses no harm will result from aggregate these assessments were generated under can be difficult and tedious. This exposure to acibenzolar-S-methyl maximum label use rates and minimum document and associated computer residues. pre-harvest intervals. programs alleviate some of these 2. Infants and children. F. International Tolerances problems. Embryotoxicity and fetotoxicity were A Lexicon of Cave and Karst apparent at maternally toxic doses of Codex maximum residue levels Terminology with Special Reference to CGA-245704 technical in rats and (MRLs) have not been established for Environmental Karst Hydrology was rabbits. The lowest NOAEL for this residues of CGA-245704 in or on raw prepared to satisfy the need to effect was established in the 2- agricultural commodities from the understand the terminology common to generation reproduction study at 25 mg/ fruiting vegetable and leafy vegetable the field of karst. This document is a kg (200 ppm). crop groups. Maximum residue levels of glossary of most terms that have some Maximum expected chronic exposure 0.1 ppm have been established for CGA- relationship to the field of to CGA-245704 in the diets of the most 245704 on wheat in Switzerland and environmental karst, as well as specific sensitive sub-population, children (1–6 Hungary. Proposed CODEX MRLs of 1.0 karst terms. It includes many foreign years), was calculated to be 0.5% of the ppm on tomatoes and 0.1 ppm on terms because much karst research is RfD. Acute dietary exposure is also bananas, cereals, wheat, spring barley, conducted in foreign countries and minimal. Exposure to the most sensitive and rice have been proposed (Japan). published using local terminology. In sub-population, children (1–6 years), [FR Doc. 00–2484 Filed 2–3–00; 8:45 am] many instances common environmental was 2.17% of the aRfD. Additionally, CGA-245704 is not a BILLING CODE 6560±50±F terms are defined in such a way as to reproductive toxin. Some signs of specifically reference karstic teratogenicity were found at, or close to, phenomena. This document will serve ENVIRONMENTAL PROTECTION as a technical guide for those who must maternally toxic doses. No neurotoxic AGENCY effects or oncogenic activity has been read the karst literature or hold observed with CGA-245704. From these [FRL±6533±5] discussion with karst researchers. It is available toxicology data, no special intended to remove much of the susceptibility of infants or children is The QTRACER Program for Tracer- confusion surrounding many karst anticipated. Breakthrough Curve Analysis for Karst terms. Dietary exposure analyses for CGA- and Fractured-Rock Aquifers; and A ADDRESSES: These documents are being 245704 (and CGA-210007) were Lexicon of Cave and Karst made available electronically from the conducted using anticipated residues Terminology with Special Reference to NCEA web site at http://www.epa.gov/ generated from field trials conducted at Environmental Karst Hydrology ncea. A limited number of copies of the the maximum use rate and minimum AGENCY: Environmental Protection printed and CD–ROM version of the pre-harvest interval (PHI). In addition, Agency (EPA). QTRACER document is available from actual dietary exposure would be much ACTION: Notice of availability of two EPA’s National Service Center for less than the estimates made herein final documents and CD–ROM. Environmental Publications (NSCEP) in since significant residue reduction often Cincinnati, Ohio (telephone: 1–800– takes place in commerce and during SUMMARY: The U.S. Environmental 490–9198, or 513–489–8190; facsimile food preparation and cooking. Projected Protection Agency (EPA) announces the 513–489–8695). Please provide the title market share was included on all availability of two final documents, The and EPA number when ordering from commodities except bananas. One QTRACER Program for Tracer- NSCEP. Paper copies of both documents hundred percent market share was Breakthrough Curve Analysis for Karst also may be purchased from the assumed for bananas. These results and Fractured-Rock Aquifers (EPA/600/ National Technical Information Service

VerDate 272000 07:17 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00154 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 5644 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices

(NTIS) in Springfield, VA (1–800–553– Written comments may be submitted request to review and approve a revised NTIS[6847] or 703–605–6000; facsimile to Ms. Batchelor at the above address exporter and banker survey which 703–321–8547). Please provide the within 30 days of the date of expired on February 28, 1999. The following PB numbers when ordering publication. purpose of the survey is to fulfill a from NTIS: The QTRACER Program for Dated: January 20, 2000. statutory mandate (the Export-Import Tracer-Breakthrough Curve Analysis for Franklin E. Hill, Bank Act of 1945, as amended, 12 Karst and Fractured-Rock Aquifers U.S.C. 635) which directs Ex-Im Bank to Chief, CERCLA Program Services Branch, (PB99–151904), and A Lexicon of Cave Waste Management Division. report annually to the U.S. Congress any and Karst Terminology with Special action taken toward providing export [FR Doc. 00–2482 Filed 2–3–00; 8:45 am] Reference to Environmental Karst credit programs that are competitive Hydrology (PB2000–101071). BILLING CODE 6560±50±U with those offered by official foreign FOR FURTHER INFORMATION CONTACT: export credit agencies. The Act further Malcolm Field, NCEA–W (8623D), U.S. stipulates that the annual report on EQUAL EMPLOYMENT OPPORTUNITY Environmental Protection Agency, competitiveness should include the COMMISSION Washington, DC 20460; phone: 202– results of a survey of lending 564–3279; facsimile: 202–565–0079; Sunshine Act Meeting institutions to determine whether their e-mail: [email protected]. export financing is competitive with AGENCY HOLDING THE MEETING: that of their foreign counterparts. Dated: January 19, 2000. Equal Employment Opportunity Commission. Accordingly, Ex-Im Bank is requesting George W. Alapas, DATE AND TIME: Tuesday, February 29, that the proposed survey (EIB No. 00– Acting Director, National Center for 02) be sent to approximately 50 Environmental Assessment. 2000 at 2:00 P.M. (Eastern Time). (This Meeting was rescheduled from Tuesday, respondents, split equally between [FR Doc. 00–2480 Filed 2–3–00; 8:45 am] January 25, 2000) bankers and exporters. The new survey BILLING CODE 6560±50±P PLACE: Conference Room on the Ninth is the same as in previous years as it Floor of the EEOC Office Building, 1801 asks bankers and exporters to evaluate the competitiveness of Ex-Im Bank’s ‘‘L’’ Street, NW, Washington, DC 20507. ` ENVIRONMENTAL PROTECTION programs vis-a-vis foreign export credit STATUS: The meeting will be closed to AGENCY agencies. However, it has been modified the public. [FRL±6532±8] in order to account for newer policies MATTERS TO BE CONSIDERED: and to capture enough information to Lakewood Battery Superfund Site Closed Session provide a better analysis of our Notice of Proposed Settlement competitiveness. Review of Pending Litigation. AGENCY: DATES: Environmental Protection Note: Any matter not discussed or Written comments should be Agency. concluded may be carried over to a later received on or before March 6, 2000. ACTION: Notice of settlement. meeting. (In addition to publishing notices ADDRESSES: Direct all written comments on EEOC Commission meetings in the or requests for additional information to SUMMARY: In accordance with Section Federal Register, the Commission also David Rostker, Office of Management 122(i) of the Comprehensive provides a recorded announcement a full and Budget, Information and Regulatory Environmental Response, week in advance on future Commission Affairs, New Executive Office Building, Compensation, and Liability Act, as sessions). Please telephone (202) 663–7100 Washington, D.C. 20503, (202) 395– (voice) and (202) 663–4074 (TTD) at any time amended (‘‘CERCLA’’), 42 U.S.C. 3897. 9622(i), notice is hereby given of a for information on these meetings. proposed administrative settlement for CONTACT PERSON FOR FURTHER FOR FURTHER INFORMATION CONTACT: recovery of past response costs INFORMATION: Frances M. Hart, Executive Carlista Robinson (202) 565–3351 concerning the Lakewood Battery Site in Officer on (202) 663–4070. SUPPLEMENTARY INFORMATION: Type of Request: Revision. Atlanta, Fulton County, Georgia with Dated: February 2, 2000. the following Settling Parties: the 162 Annual Number of Respondents: 50. Frances M. Hart, Milton Avenue Trust and Doris V. Annual Burden Hours: 50. Henderson. The settlement requires the Executive Officer, Executive Secretariat. Frequency of Reporting or Use: Settling Parties to pay a total of $25,000 [FR Doc. 00–2682 Filed 2–2–00; 1:39 pm] Annual survey. to the Hazardous Substance Superfund. BILLING CODE 6750±06±M Dated: January 31, 2000. The settlement includes a covenant not Carlista Robinson, to sue the Settling Parties pursuant to 42 EXPORT-IMPORT BANK OF THE Agency Clearance Officer. U.S.C. 9607(a). EPA will consider public [FR Doc. 00–2507 Filed 2–3–00; 8:45 am] comments on the proposed settlement UNITED STATES for thirty days. EPA may withdraw from BILLING CODE 6690±01±M or modify the proposed settlement Agency Information Collection should such comments disclose facts or Activities; Proposed Collection; considerations which indicate the Comment Request FEDERAL RESERVE SYSTEM proposed settlement is inappropriate, AGENCY: Export-Import Bank of the Formations of, Acquisitions by, and improper, or inadequate. Copies of the United States. Mergers of Bank Holding Companies proposed settlement are available ACTION: Notice. from:Ms. Paula V. Batchelor,U.S. The companies listed in this notice Environmental Protection Agency, SUMMARY: Under the provisions of the have applied to the Board for approval, Region IV,CERCLA Program Services Paperwork Reduction Act of 1995 the pursuant to the Bank Holding Company Branch,Waste Management Division, 61 Export-Import Bank of the United States Act of 1956 (12 U.S.C. 1841 et seq.) Forsyth Street, S.W., Atlanta, Georgia is submitting to the Office of (BHC Act), Regulation Y (12 CFR Part 30303,404/562–8887. Management and Budget (OMB) a 225), and all other applicable statutes

VerDate 272000 07:17 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00155 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5645 and regulations to become a bank (12 CFR 225.28) or that the Board has SUPPLEMENTARY INFORMATION: You may holding company and/or to acquire the determined by Order to be closely call 202–452–3206 beginning at assets or the ownership of, control of, or related to banking and permissible for approximately 5 p.m. two business days the power to vote shares of a bank or bank holding companies. Unless before the meeting for a recorded bank holding company and all of the otherwise noted, these activities will be announcement of bank and bank banks and nonbanking companies conducted throughout the United States. holding company applications owned by the bank holding company, Each notice is available for inspection scheduled for the meeting; or you may including the companies listed below. at the Federal Reserve Bank indicated. contact the Board’s Web site at http:// The applications listed below, as well The notice also will be available for www.federalreserve.gov for an as other related filings required by the inspection at the offices of the Board of electronic announcement that not only Board, are available for immediate Governors. Interested persons may lists applications, but also indicates inspection at the Federal Reserve Bank express their views in writing on the procedural and other information about indicated. The application also will be question whether the proposal complies the meeting. available for inspection at the offices of with the standards of section 4 of the Dated: February 2, 2000. the Board of Governors. Interested BHC Act. persons may express their views in Unless otherwise noted, comments Robert deV. Frierson, writing on the standards enumerated in regarding the applications must be Associate Secretary of the Board. the BHC Act (12 U.S.C. 1842(c)). If the received at the Reserve Bank indicated [FR Doc. 00–2680 Filed 2–2–00; 1:19 pm] proposal also involves the acquisition of or the offices of the Board of Governors BILLING CODE 6210±01±P a nonbanking company, the review also not later than February 18, 2000. includes whether the acquisition of the A. Federal Reserve Bank of nonbanking company complies with the Minneapolis (JoAnne F. Lewellen, FEDERAL RETIREMENT THRIFT standards in section 4 of the BHC Act Assistant Vice President) 250 Marquette INVESTMENT BOARD (12 U.S.C. 1843). Unless otherwise Avenue, Minneapolis, Minnesota noted, nonbanking activities will be 55480–2171: Sunshine Act Meeting conducted throughout the United States. 1. Dakota Bancshares, Inc., Mendota Unless otherwise noted, comments Heights, Minnesota; and its subsidiary, TIME AND DATE: 10 a.m. (EST), February regarding each of these applications Olivia Bancorporation, Inc., Olivia, 14, 2000. must be received at the Reserve Bank Minnesota; to engage de novo through PLACE: 4th Floor, Conference Room indicated or the offices of the Board of their subsidiary, American State 4506, 1250 H Street, N.W., Washington, Governors not later than February 28, Insurance Agency, Inc., Olivia, D.C. 2000. Minnesota, in general insurance agency STATUS: Open. A. Federal Reserve Bank of Chicago activities in a place where the bank MATTERS TO BE CONSIDERED: (Phillip Jackson, Applications Officer) holding company has a lending office 230 South LaSalle Street, Chicago, 1. Approval of the minutes of the January and that has a population not exceeding 10, 2000, Board member meeting. Illinois 60690–1414: 5,000, pursuant to § 225.28(b)(11)(iii) of 2. Thrift Savings Plan activity report by the 1. Old Kent Financial Corporation, Regulation Y. Executive Director. Grand Rapids, Michigan; to merge with Board of Governors of the Federal Reserve 3. Labor Department audit briefing. Grand Premier Financial, Inc., System, January 31, 2000. 4. Investment policy review. Wauconda, Illinois, and thereby Robert deV. Frierson, CONTACT PERSON FOR MORE INFORMATION: indirectly acquire Grand National Bank, Thomas J. Trabucco, Director, Office of Wauconda, Illinois. Associate Secretary of the Board. [FR Doc. 00–2453 Filed 2–3–00; 8:45 am] External Affairs, (202) 942–1640. Board of Governors of the Federal Reserve Dated: February 1, 2000. System, January 31, 2000. BILLING CODE 6210±01±P Elizabeth S. Woodruff, Robert deV. Frierson, Secretary to the Board, Federal Retirement Associate Secretary of the Board. FEDERAL RESERVE SYSTEM Thrift Investment Board. [FR Doc. 00–2454 Filed 2–3–00; 8:45 am] [FR Doc. 00–2679 Filed 2–2–00; 1:19 pm] BILLING CODE 6210±01±P Sunshine Act Meeting BILLING CODE 6760±01±M AGENCY HOLDING THE MEETING: Board of FEDERAL RESERVE SYSTEM Governors of the Federal Reserve System . DEPARTMENT OF HEALTH AND Notice of Proposals To Engage in TIME AND DATE: 10:00 a.m., Wednesday, HUMAN SERVICES Permissible Nonbanking Activities or February 9, 2000. Food and Drug Administration To Acquire Companies That Are PLACE: Marriner S. Eccles Federal Engaged in Permissible Nonbanking Reserve Board Building, 20th and C [Docket No. 00D±0087] Activities Streets, N.W., Washington, D.C. 20551. Draft Guidance for Industry on IND STATUS: Closed. The companies listed in this notice Meetings for Human Drugs and have given notice under section 4 of the MATTERS TO BE CONSIDERED: Biologics; Chemistry, Manufacturing, Bank Holding Company Act (12 U.S.C. 1. Personnel actions (appointments, and Controls Information; Availability 1843) (BHC Act) and Regulation Y, (12 promotions, assignments, reassignments, and CFR Part 225) to engage de novo, or to salary actions) involving individual Federal AGENCY: Food and Drug Administration, acquire or control voting securities or Reserve System employees. HHS. assets of a company, including the 2. Any matters carried forward from a ACTION: Notice. companies listed below, that engages previously announced meeting. either directly or through a subsidiary or CONTACT PERSON FOR MORE INFORMATION: SUMMARY: The Food and Drug other company, in a nonbanking activity Lynn S. Fox, Assistant to the Board; Administration (FDA) is announcing the that is listed in § 225.28 of Regulation Y 202–452–3204. availability of a draft guidance for

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00156 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5646 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices industry entitled ‘‘IND Meetings for biologics license application. These Paperwork Reduction Act of 1995, Human Drugs and Biologics; Chemistry, meetings address questions and Public Law 104–13), the Health Manufacturing, and Controls scientific issues that arise during the Resources and Services Administration Information.’’ This draft guidance course of clinical investigations, aid in (HRSA) publishes periodic summaries provides recommendations to industry the resolution of problems, and facilitate of proposed projects being developed on formal meetings between sponsors of evaluation of the drug. The meetings for submission to OMB under the investigational new drug applications often coincide with critical points in the Paperwork Reduction Act of 1995. To (IND’s) and the Center for Drug drug development and/or regulatory request more information on the Evaluation and Research (CDER) or process. This draft guidance is intended proposed project or to obtain a copy of Center for Biologics Evaluation and to assist in making these meetings on the data collection plans and draft Research (CBER) on chemistry, CMC information more efficient and instruments, call the HRSA Reports manufacturing, and controls (CMC) effective by providing information on Clearance Officer on (301) 443–1129. information. the: (1) Purpose, (2) meeting request (3) Comments are invited on: (a) whether information package, (4) format, and (5) DATES: Submit written comments on the the proposed collection of information focus of the meeting. is necessary for the proper performance draft guidance by May 4, 2000. General This Level 1 draft guidance is being of the functions of the agency, including comments on agency guidance issued consistent with FDA’s good whether the information shall have documents are welcome at any time. guidance practices (62 FR 8961, practical utility; (b) the accuracy of the ADDRESSES: Copies of this draft February 27, 1997). The draft guidance agency’s estimate of the burden of the guidance for industry are available on represents the agency’s current thinking proposed collection of information; (c) the Internet at http://www.fda.gov/cder/ on ‘‘IND Meetings for Human Drugs and ways to enhance the quality, utility, and guidance/index.htm, or http:// Biologics; Chemistry, Manufacturing, clarity of the information to be www.fda.gov/cber/guidelines.htm. and Controls Information.’’ It does not Submit written requests for single create or confer any rights for or on any collected; and (d) ways to minimize the copies of the draft guidance to the Drug person and does not operate to bind burden of the collection of information Information Branch (HFD–210), Center FDA or the public. An alternative on respondents, including through the for Drug Evaluation and Research, Food approach may be used if such approach use of automated collection techniques and Drug Administration, 5600 Fishers satisfies the requirements of the or other forms of information Lane, Rockville, MD 20857; or to the applicable statutes, regulations, or both. technology. Office of Communication, Training, and Interested persons may submit to the Proposed Project: Loan Information Manufacturers Assistance (HFM–40), Dockets Management Branch (address System Records for the DHHS and Center for Biologics Evaluation and above) written comments on the draft DHUD Hospital Mortgage Insurance, Research, 1401 Rockville Pike, guidance. Two copies of any comments Guarantee, and Direct Loan Programs Rockville, MD 20852–1488, FAX: 888– are to be submitted, except that (OMB 0915–0174)—Extension CBERFAX or 301–827–3844. Send one individuals may submit one copy. self-addressed adhesive label to assist Comments are to be identified with the The Division of Facilities Loans the office in processing your requests. docket number found in brackets in the within the Health Resources and Submit written comments on the draft heading of this document. The draft Services Administration monitors guidance to the Dockets Management guidance and received comments are outstanding direct and guaranteed loans Branch (HFA–305), Food and Drug available for public examination in the made under Section 621 of Title VI and Administration, 5630 Fishers Lane, rm. Dockets Management Branch between 9 Section 1601 of Title XVI of the Public 1061, Rockville, MD 20852. a.m. and 4 p.m., Monday through Health Service Act, as well as loans FOR FURTHER INFORMATION CONTACT: Friday. insured under the Section 242 Hospital Stephen K. Moore, Center for Drug Dated: January 24, 2000. Mortgage Insurance Program of the Evaluation and Research (HFD– Margaret M. Dotzel, National Housing Act. These programs were designed to aid construction and 501), Food and Drug Acting Associate Commissioner for Policy. modernization of health care facilities Administration, 5600 Fishers Lane, [FR Doc. 00–2436 Filed 2–3–00; 8:45 am] Rockville, MD 20857, 301–827– by increasing the access of facilities to BILLING CODE 4160±01±F 6430; or capital through the assumption of the Robert A. Yetter, Center for Biologics mortgage credit risk by the Federal Evaluation and Research (HFM–10), DEPARTMENT OF HEALTH AND Government. Bldg. N29B, 8800 Rockville Pike, HUMAN SERVICES Operating statistics and financial Bethesda, MD 20892, 301–827– information are collected annually from 0373. Health Resources And Services hospitals with mortgages that are SUPPLEMENTARY INFORMATION: FDA is Administration insured under these programs. The information is used to monitor the announcing the availability of a draft Agency Information Collection guidance for industry entitled ‘‘IND financial stability of the hospitals to Activities: Proposed Collection: protect the Federal investment in these Meetings for Human Drugs and Comment Request Biologics; Chemistry, Manufacturing, facilities. The form used for the data and Controls Information.’’ This draft In compliance with the requirement collection is the Hospital Facility Data guidance covers three kinds of meetings for opportunity for public comment on Abstract. No changes in the form are held between sponsors and the agency: proposed data collection projects proposed. (1) Pre-IND, (2) end-of-phase 2, and (3) (section 3506(c)(2)(A) of Title 44, United The estimated response burden is as pre-new drug application or pre- States Code, as amended by the follows:

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Responses Form Number of per Hours per Total hour respondents respondent response burden

Hospital Facility Data Abstract ...... 150 1 1 150

Send comments to Susan G. Queen, may be eligible for available FY 2001 FOR FURTHER INFORMATION CONTACT: For Ph.D., HRSA Reports Clearance Officer, funding (assuming continued further information, contact the Room 14–33, Parklawn Building, 5600 appropriations) to support further Community Access Program Office: Fishers Lane, Rockville, MD 20857. infrastructure development and filling Community Access Program Office, Written comments should be received service gaps. In addition, using the Health Resources and Services within 60 days of this notice. experiences of the FY 2000 funded Administration, Parklawn Building, Dated: January 28, 2000. communities as potential models for Suite 9A–30, 5600 Fishers Lane, Jane Harrison, adaptation, FY 2001 funding is Rockville, MD 20857, Phone: (301) 443– anticipated for support of new 0536, Fax: (301) 443–0248. Director, Division of Policy Review and Coordination. communities for planning and system SUPPLEMENTARY INFORMATION: In 1998, development. Thus, communities that [FR Doc. 00–2433 Filed 2–3–00; 8:45 am] 44.5 million people in the United States have not yet begun the planning and did not have health insurance. Of these, BILLING CODE 4160±15±P development of necessary 24.6 million were employed—18.7 organizational structure should have an million worked full time and 5.9 million DEPARTMENT OF HEALTH AND opportunity to apply in FY 2001. worked part time. HUMAN SERVICES Over the years that the program is The uninsured and underinsured funded, funds are anticipated to be often have complex medical needs, Health Resources and Services available to fill service gaps within remain outside organized systems of Administration coordinated systems of care. care, and have insufficient resources to This program shares some of the same obtain care. They may defer care or not Availability of Funds for Grants for the goals of the W.K. Kellogg Foundation’s receive needed services, and they are Community Access Program Community Voices Program and the about half as likely to receive a routine Robert Wood Johnson Foundation’s check-up as insured adults. The AGENCY: Health Resources and Services uninsured and underinsured also rely Administration, HHS. Communities in Charge Program. Thus, CAP will take into account the heavily on expensive emergency rooms, ACTION: Notice of availability of funds. experiences of these foundations as well and because they lack a routine source SUMMARY: The Health Resources and as other programs that promote the of care, they often do not receive needed Services Administration (HRSA) integration of services to the uninsured follow-up services. announces the availability of $25 and underinsured. Many of the uninsured and million to assist communities and their DATES: The timeline for application underinsured rely on the nation’s safety net providers in developing submission, review, and award are as institutions, systems, and individual integrated health care delivery systems follows: health professionals that provide a significant volume of health care that serve the uninsured and February 10, 2000: Application kits services without regard for ability to underinsured with greater efficiency and additional guidance will be pay. In many communities, these and improved quality of care. The $25 available through the HRSA Grants providers are struggling to care for the million in available funding has been Application Center (GAC). increasing numbers of uninsured and appropriated under the FY 2000 HHS March 7–16, 2000: There will be a underinsured individuals. They face Appropriations Act. series of six pre-application workshops many challenges such as an uneven In FY 2000, HRSA will provide conducted across the country: Boston, distribution of the burden of funding for approximately 20 MA—March 7, 2000; Atlanta, GA— uncompensated care, the fragmentation communities to further their March 8, 2000; Chicago, IL—March 9, of services for the uninsured, development of integrated delivery 2000; Dallas, TX—March 14, 2000; Los insufficient numbers of certain types of systems for the uninsured and Angeles, CA—March 15, 2000; Seattle, providers, reduced Medicaid revenues, underinsured. Grants will vary in size, WA March 16, 2000. and a growing need for mental health based on the scope of the project and June 1, 2000: Applications due. the size of the service area. and substance abuse services. July 3–17, 2000: Applications While integration among these During the first year of funding for reviewed. this program, HRSA will support providers is critical to serve the August 2000: Site visits to selected uninsured and underinsured with infrastructure development in applicants. communities that have already begun to greater efficiency and to improve quality September 2000: Grant awards reorganize and integrate their health of care, many of these providers are so announced. care delivery systems. FY 2000 funding pressured by basic caregiving tasks, that is not intended to support those ADDRESSES: To receive a complete they need assistance to coordinate their communities that have not yet begun application kit (i.e., application efforts with other providers and to the planning and development of instructions, necessary forms, and develop integrated community-based necessary organizational structure. application review criteria), contact the systems of care. Up to 100 communities may HRSA GAC at: HRSA GAC, 1815 N. Fort The Community Access Program ultimately be funded as part of this Meyer Drive, Suite 300, Arlington, VA national program targeted by the 22209, Phone: 1–877-HRSA–123, Fax: Program Purpose Administration to spend $1 billion over 1–877-HRSA–345, E-Mail: The purpose of this program is to five years. FY 2000 funded communities [email protected] assist communities and consortia of

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00158 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5648 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices health care providers to develop the funding after these federal grants no identified specific organizational needs infrastructure necessary to fully develop longer exist. The successful applicant within existing delivery systems. A or strengthen integrated health systems will work with its county board, city ‘‘community’’ for the purpose of this of care that coordinate health services council, state legislature, and state program may be based on geography or for the uninsured and underinsured. health programs to assure the a population group (e.g., the homeless) as defined by the people in the Program Goal coordination and efficient use of all available resources to achieve program community. The coordination of services through goals. Collaboration Among Safety Net the CAP grant will allow the uninsured There is no one successful model that Providers: The proposed system should and underinsured to receive efficient we are trying to replicate. Rather, there build upon current investments in and higher quality care and gain entry are several models that already exist and communities for serving these into a comprehensive system of care. that each community may draw from in populations and include the safety net The system will be characterized by creating a program to address its own providers who have traditionally effective collaboration, information needs. provided services without regard to the sharing, and clinical and financial In surveying innovative community ability to pay. The coalition should be coordination among all levels of care in approaches to the provision of safety net built upon formal arrangements among the community network. The system services, we have come across the partners that define the extent of the will be committed to continuous communities that have: commitment and involvement in policy performance improvement, • combined the development of development and decision-making from implementation of best practices, staff managed care networks for the indigent each partner. development, and real-time feedback of funded through local tax increases and Comprehensive Services: The outcomes of care. Care management the redirection of funds towards the care proposed system will include all (e.g., case, disease) will be applied network and away from the support of partners necessary to assure access to a across the continuum for those with tertiary care at public hospitals; full range of services, including mental chronic illnesses, high-risk individuals, • Redistributed caseload to private health and substance abuse treatment. It and high utilizers. The system will also providers because of the forced closure is anticipated that the health services strive to provide universal access to the of public hospitals; (prevention, primary, and specialty) target population, and to improve the • Coordinated the provision of care provided by Federally-supported health status of the community through public hospitals, public health programs that are present in the population. departments, and community health community will be part of this coalition This vision requires a re-thinking of centers; of providers. the relationships, priorities, and desired • Linked hospital and clinic services Coordination with Public Insurance outcomes for local or regional care through state of the art data systems and Programs: The proposed system will delivery. It means adopting the are able to create seamless transitions demonstrate coordination with state philosophy that care for the ill and between Medicaid, uninsured, and (e.g., memorandum of agreements) injured occurs within the context of a insured status for low income programs to ensure that eligible comprehensive system design of populations; beneficiaries are enrolled in public population health improvement. • Linked behavioral and acute care insurance programs (e.g., S–CHIP, The community being served should service provision; and Medicaid). be actively involved in the system • Created networks to allocate Community Involvement: There is design. Broad understanding, two-way uncompensated ambulatory care loads strong community support for these learning between providers and among physicians. efforts that provide a broad foundation community, and participation in We are looking for applicants with of assistance to the provider community priority setting and governance by the clear goals, an operational plan for undertaking this project. Management community are essential components of meeting those goals, a history of and governance structures are in place this vision. This will reduce out commitment to serving indigent that assure accountability to funders migration for services in rural areas and populations, and enough of a track and define the community role in assure sustainability of the system. record to indicate a fair chance at being setting policy. The community successful. Innovative proposals for Program Description involvement in the development, sustaining the service delivery implementation, and governance of the In implementing a system of component of projects could include project will be evident. This should coordinated care for the uninsured and state redirection of DSH funds or include the leadership within the underinsured in a community, we are general assistance funds, creative use of appropriate legislative and executive seeking to fund a variety of program local or state taxing authorities, use of bodies, providers identified above, models in communities that have an tobacco settlement funds, and creative health plans and payers, and established track record for building partnerships with the provider and community leaders. partnerships and that have completed business communities. Applications Sustainability: A plan for long-term the basic planning necessary to will be judged from the perspective of sustainability is designed and has implement a system. The successful whether the financing proposed is community consensus. There is applicant will design a program that realistic—given state and community evidence that the program is capable of builds upon its current capacities and resources—and appropriate to the leveraging other sources of funds and strengths; brings the major players in project proposed. integrating current funding sources in a the political and health delivery systems way to assure long-term sustainability of Funded Projects Will Contain Several to the table; uses the federal funds the project. available to plan a transition to an Common Elements expanded and innovative approach that Community Need: Communities Eligible Applicants will ultimately be competitive within its funded through this program will have To encourage the development of own market; and, in any event, will high or increasing rates of uninsured various types of system integration sustain the delivery of services and and underinsured and will have models, this program seeks a variety of

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Applicants who receive partnerships among a broad-based • Consultant support funding may be large health care community consortium • Management information systems systems or small organizations. • Appropriateness and quality of (e.g., hardware and software) Applications are encouraged from large clinical services to be provided • Project-related travel urban areas, small rural communities, • Commitments from local • Other direct expenses necessary for and tribal organizations. government agencies, public and private the integration of administrative, Applications may be submitted by health care providers, community clinical, information system, or public, private, and non-profit entities leaders financial functions • that demonstrate a commitment to and Demonstration of existing and • Program evaluation activities experience with providing a continuum sustainable public and private funding With appropriate justification on why of care to uninsured individuals. Each sources • funds are needed to support the applicant must represent a community- Accountable management and following costs, up to 15 percent of wide coalition that is committed to the budget plan • grant funds may be used for: project and includes safety net Commitment to self evaluation and • Alteration or renovation of facilities providers (where they exist) who have participation in a national evaluation • Primary care site development traditionally provided care to the Program Expectations • Service expansions or direct patient community’s uninsured and Funding through this initiative may care underinsured regardless of ability to be used to support a variety of projects Grant funds may NOT be used for: pay. The community-wide coalition • that would improve access to all levels Construction must consist of partners from all levels • of care for the uninsured and Reserve requirements for state of care (i.e., primary, secondary, underinsured. While each community insurance licensure tertiary) and partners who represent a should design a program that best range of services (e.g., mental health and Expected Results addresses the needs of the uninsured substance abuse treatment, maternal and and underinsured, and the providers in The integration and coordination of child health care, oral health, HIV/ their community, funding is intended to services among a community’s safety AIDS). net providers are expected to result in: encourage safety net providers to • Examples of eligible applicants who develop coordinated care systems for A system of care that provides may apply on behalf of the community- the community’s uninsured and coordinated coverage to the target wide coalition include but are not underinsured. population. • limited to: Examples of activities that could be Increased access to primary care • A consortium or network of supported with this funding include: resulting in a reduction in hospital providers (e.g., public and charitable • Offering a comprehensive delivery admissions for ambulatory sensitive hospitals; community, migrant, system for the uninsured and conditions among the uninsured and homeless, public housing, and school- underinsured through a network of underinsured. based health centers; rural health safety net providers. [Single registration, • Elimination of unnecessary, clinics; free health clinics; teaching eligibility systems] duplicate functions in service delivery hospitals and health professions • Integrating preventive, mental and administrative functions, resulting education schools) health, substance abuse, HIV/AIDS, and in savings to reinvest in the system. • Local government agencies (e.g., maternal and child health services • Increased numbers of low-income local public health departments with within the system. [Block grant funded uninsured people with access to a full service delivery components) services, other DHHS programs, state range of health services. • Tribal governments and local programs] Dated: January 31, 2000. • • Managed care plans or other payers Developing a shared information Claude Earl Fox, (e.g., HMOs, insurance companies) system among the community’s safety Administrator. net providers. [Tracking, case Agencies of State governments, multi- [FR Doc. 00–2567 Filed 2–3–00; 8:45 am] state health systems, or special interest management, medical records, financial records] BILLING CODE 4160±15±U groups may submit applications on • behalf of multiple communities if they Developing and incorporating demonstrate the ability to coordinate shared clinical protocols, quality DEPARTMENT OF HEALTH AND community health care delivery systems improvement systems, utilization HUMAN SERVICES and bring resources to the community. management systems, and error prevention systems. Competing applications for the same Health Resources and Services • Sharing core management patient population will not be Administration functions. [Finance, purchasing, considered for funding; therefore, appointment systems] Advisory Council; Notice of Meeting; applicants from the same community • Coordinating and strengthening Correction are required to collaborate. priority services to specific targeted Funding Criteria patient groups. In Federal Register Document 00– • 1032 appearing on page 2634 in the • Developing affordable Review criteria that will be used to pharmaceutical services. issue for Tuesday, January 18, 2000, the evaluate applications include: February 10–11, 2000, meeting dates of • Evidence of progress towards Use of Grant Funds the ‘‘National Advisory Council on integration prior to application for Funding provided through this Migrant Health’’ are incorrect. The funding program may NOT be used to substitute meeting will be held on February 11–12, • Evidence that the target population for or duplicate funds currently 2000; 9:00 a.m.–5:00 p.m. has a high or increasing rate of supporting similar activities. Grant All other information is correct as it uninsurance funds may support costs such as: appears.

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Dated: January 28, 2000. 71. Subpart C of the Guidelines, DrugProof, Division of Dynacare/Laboratory Jane M. Harrison, ‘‘Certification of Laboratories Engaged of Pathology, LLC,1229 Madison St., Suite 500, Nordstrom Medical Tower,Seattle, Director, Division of Policy Review and in Urine Drug Testing for Federal WA 98104,206–386–2672/800–898– Coordination. Agencies,’’ sets strict standards which 0180,(Formerly: Laboratory of Pathology of [FR Doc. 00–2434 Filed 2–3–00; 8:45 am] laboratories must meet in order to Seattle, Inc., DrugProof,Division of BILLING CODE 4160±15±P conduct urine drug testing for Federal Laboratory of Pathology of Seattle, Inc.). agencies. To become certified an DrugScan, Inc.,P.O. Box 2969,1119 Mearns applicant laboratory must undergo three Rd.,Warminster, PA 18974,215–674–9310. DEPARTMENT OF HEALTH AND rounds of performance testing plus an Dynacare Kasper Medical HUMAN SERVICES on-site inspection. To maintain that Laboratories*,14940–123 Ave.,Edmonton, certification a laboratory must Alberta,Canada T5V 1B4,780–451–3702/ Substance Abuse and Mental Health participate in a quarterly performance 800–661–9876. Services Administration ElSohly Laboratories, Inc.,5 Industrial Park testing program plus periodic, on-site Dr.,Oxford, MS 38655,601–236–2609. inspections. Current List of Laboratories Which Gamma-Dynacare Medical Laboratories*,A Meet Minimum Standards To Engage in Laboratories which claim to be in the Division of the Gamma-Dynacare Laboratory Partnership,245 Pall Mall Urine Drug Testing for Federal applicant stage of certification are not to be considered as meeting the minimum St.,London, ON,Canada N6A 1P4,519–679– Agencies, and Laboratories That Have 1630. Withdrawn From the Program requirements expressed in the HHS Guidelines. A laboratory must have its General Medical Laboratories,36 South Brooks St.,Madison, WI 53715,608–267– AGENCY: Substance Abuse and Mental letter of certification from SAMHSA, 6267. Health Services Administration, HHS. HHS (formerly: HHS/NIDA) which Hartford Hospital Toxicology Laboratory,80 ACTION: Notice. attests that it has met minimum Seymour St.,Hartford, CT 06102–5037,860– standards. 545–6023. SUMMARY: The Department of Health and In accordance with Subpart C of the Info-Meth,112 Crescent Ave.,Peoria, IL Human Services notifies Federal Guidelines, the following laboratories 61636,309–671–5199/800–752– agencies of the laboratories currently meet the minimum standards set forth 1835,(Formerly: Methodist Medical Center Toxicology Laboratory). certified to meet standards of Subpart C in the Guidelines: of Mandatory Guidelines for Federal Integrated Regional Laboratories,5631 NW Workplace Drug Testing Programs (59 ACL Laboratories,8901 W. Lincoln Ave.,West 33rd Avenue,Fort Lauderdale, FL FR 29916, 29925). A similar notice Allis, WI 53227,414–328–7840/800–877– 33309,954–777–0018, 800–522– 7016,(Formerly: Bayshore Clinical 0232,(Formerly: Cedars Medical Center, listing all currently certified laboratories Laboratory). Department of Pathology). will be published during the first week Advanced Toxicology Network,3560 Air Kroll Laboratory Specialists, Inc.,1111 of each month, and updated to include Center Cove, Suite 101,Memphis, TN Newton St.,Gretna, LA 70053,504–361– laboratories which subsequently apply 38118,901–794–5770/888–290–1150. 8989/800–433–3823,(Formerly: Laboratory for and complete the certification Aegis Analytical Laboratories, Inc.,345 Hill Specialists, Inc.). process. If any listed laboratory’s Ave.,Nashville, TN 37210,615–255–2400. Laboratory Corporation of America certification is totally suspended or Alabama Reference Laboratories, Inc.,543 Holdings,1904 Alexander Drive,Research revoked, the laboratory will be omitted South Hull St.,Montgomery, AL Triangle Park, NC 27709,919–572–6900/ from updated lists until such time as it 36103,800–541–4931/334–263–5745. 800–833–3984,(Formerly: LabCorp Alliance Laboratory Services,3200 Burnet Occupational Testing Services, Inc., is restored to full certification under the Ave.,Cincinnati, OH 45229,513–585– CompuChem Laboratories, Inc.; Guidelines. 9000,(Formerly: Jewish Hospital of CompuChem Laboratories, Inc., A If any laboratory has withdrawn from Cincinnati, Inc.). Subsidiary of Roche Biomedical the National Laboratory Certification American Medical Laboratories, Inc.,14225 Laboratory; Roche CompuChem Program during the past month, it will Newbrook Dr.,Chantilly, VA 20151,703– Laboratories, Inc., A Member of the Roche be listed at the end, and will be omitted 802–6900. Group). from the monthly listing thereafter. Associated Pathologists Laboratories, Laboratory Corporation of America This Notice is available on the Inc.,4230 South Burnham Ave., Suite Holdings,4022 Willow Lake internet at the following website: http:/ 250,Las Vegas, NV 89119–5412,702–733– Blvd.,Memphis, TN 38118,901–795–1515/ /wmcare.samhsa.gov 7866/800–433–2750. 800–233–6339,(Formerly: LabCorp Baptist Medical Center—Toxicology Occupational Testing Services, FOR FURTHER INFORMATION CONTACT: Mrs. Laboratory,9601 I–630, Exit 7,Little Rock, Inc.,MedExpress/National Laboratory Giselle Hersh or Dr. Walter Vogl, AR 72205–7299,501–202–2783,(Formerly: Center). Division of Workplace Programs, 5600 Forensic Toxicology Laboratory Baptist LabOne, Inc.,10101 Renner Blvd.,Lenexa, KS Fishers Lane, Rockwall 2 Building, Medical Center). 66219,913–888–3927/800–728– Room 815, Rockville, Maryland 20857; Clinical Reference Lab,8433 Quivira 4064,(Formerly: Center for Laboratory Tel.: (301) 443–6014, Fax: (301) 443– Rd.,Lenexa, KS 66215–2802800–445–6917. Services, a Division of LabOne, Inc.) 3031. Cox Health Systems, Department of Laboratory Corporation of America Toxicology,1423 North Jefferson Holdings,69 First Ave.,Raritan, NJ SPECIAL NOTE: Please use the above Ave.,Springfield, MO 65802,800–876– 08869,908–526–2400/800–437– address for all surface mail and 3652/417–269–3093,(Formerly: Cox 4986,(Formerly: Roche Biomedical correspondence. For all overnight mail Medical Centers). Laboratories, Inc.) service use the following address: Dept. of the Navy, Navy Drug Screening Marshfield Laboratories,Forensic Toxicology Division of Workplace Programs, 5515 Laboratory,Great Lakes, IL,P.O. Box 88– Laboratory,1000 North Oak Security Lane, Room 815, Rockville, 6819,Great Lakes, IL 60088–6819,847–688– Ave.,Marshfield, WI 54449,715–389–3734/ Maryland 20852. 2045/847–688–4171. 800–331–3734 Diagnostic Services Inc., dba DSI,12700 MAXXAM Analytics Inc.*,5540 McAdam SUPPLEMENTARY INFORMATION: Westlinks Drive,Fort Myers, FL 33913,941– Rd.,Mississauga, ON,Canada L4Z 1P1,905– Mandatory Guidelines for Federal 561–8200/800–735–5416. 890–2555,(Formerly: NOVAMANN Workplace Drug Testing were developed Doctors Laboratory, Inc.,P.O. Box 2658,2906 (Ontario) Inc.) in accordance with Executive Order Julia Dr.,Valdosta, GA 31604,912–244– Medical College Hospitals Toxicology 12564 and section 503 of Pub. L. 100– 4468. Laboratory,Department of Pathology,3000

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Arlington Ave.,Toledo, OH 43614,419– Laboratories, Damon/MetPath, CORNING & Clinics,2703 Clark Lane, Suite B, Lower 383–5213 Clinical Laboratories) Level,Columbia, MO 65202,573–882–1273 MedTox Laboratories, Inc.,402 W. County Rd. Quest Diagnostics Incorporated,801 East Toxicology Testing Service, Inc.,5426 N.W. D,St. Paul, MN 55112,651–636–7466/800– Dixie Ave.,Leesburg, FL 34748,352–787– 79th Ave.,Miami, FL 33166,305–593–2260 832–3244 9006,(Formerly: SmithKline Beecham UNILAB,18408 Oxnard St.,Tarzana, CA MetroLab-Legacy Laboratory Services,1225 Clinical Laboratories, Doctors & Physicians 91356,818–996–7300/800–492– NE 2nd Ave.,Portland, OR 97232,503–413– Laboratory) 0800,(Formerly: MetWest-BPL Toxicology 5295/800–950–5295 Quest Diagnostics Incorporated,400 Egypt Laboratory) Minneapolis Veterans Affairs Medical Rd.,Norristown, PA 19403,610–631–4600/ Universal Toxicology Laboratories, Center,Forensic Toxicology Laboratory,1 800–877–7484,(Formerly: SmithKline LLC,10210 W. Highway 80,Midland, Texas Veterans Drive,Minneapolis, Minnesota Beecham Clinical Laboratories, SmithKline 79706,915–561–8851/888–953–8851 55417,612–725–2088 Bio-Science Laboratories) The following laboratory is voluntarily National Toxicology Laboratories, Inc.,1100 Quest Diagnostics Incorporated,875 withdrawing from the NLCP program, California Ave.,Bakersfield, CA 93304,661– Greentree Rd., 4 Parkway Ctr.,Pittsburgh, effective February 1, 2000: Quest Diagnostics 322–4250 PA 15220–3610,412–920–7733/800–574– LLC (IL), 1355 Mittel Blvd., Wood Dale, IL NWT Drug Testing,1141 E. 3900 South,Salt 2474,(Formerly: Med-Chek Laboratories, 60191, 630–595–3888, (Formerly: Quest Lake City, UT 84124,801–268–2431/800– Inc., Med-Chek/Damon, MetPath Diagnostics Incorporated, MetPath, Inc., 322–3361,(Formerly: NorthWest Laboratories, CORNING Clinical CORNING MetPath Clinical Laboratories, Toxicology, Inc.) Laboratories) CORNING Clinical Laboratories Inc.) One Source Toxicology Laboratory, Inc.,1705 Quest Diagnostics Incorporated,506 E. State Richard Kopanda, Center Street,Deer Park, TX 77536,713– Pkwy.,Schaumburg, IL 60173,800–669– 920–2559,(Formerly: University of Texas 6995/847–885–2010,(Formerly: SmithKline Executive Officer, Substance Abuse and Medical Branch, Clinical Chemistry Beecham Clinical Laboratories, Mental Health Services Administration. Division; UTMB Pathology-Toxicology International Toxicology Laboratories) [FR Doc. 00–2461 Filed 2–3–00; 8:45 am] Laboratory) Quest Diagnostics Incorporated,7470 Mission BILLING CODE 4160±20±U Oregon Medical Laboratories,P.O. Box Valley Rd.,San Diego, CA 92108–4406,619– 972,722 East 11th Ave.,Eugene, OR 97440– 686–3200/800–446–4728,(Formerly: 0972,541–687–2134 Nichols Institute, Nichols Institute Pacific Toxicology Laboratories,6160 Variel Substance Abuse Testing (NISAT), DEPARTMENT OF HOUSING AND Ave.,Woodland Hills, CA 91367,818–598– CORNING Nichols Institute, CORNING URBAN DEVELOPMENT 3110,(Formerly: Centinela Hospital Airport Clinical Laboratories) Toxicology Laboratory) Quest Diagnostics of Missouri LLC,2320 Pathology Associates Medical Schuetz Rd.,St. Louis, MO 63146,314–991– [Docket No. FR±4557±N±05] Laboratories,11604 E. Indiana,Spokane, 1311/800–288–7293,(Formerly: Quest WA 99206,509–926–2400/800–541–7891 Diagnostics Incorporated, Metropolitan Federal Property Suitable as Facilities PharmChem Laboratories, Inc.,1505–A Reference Laboratories, Inc., CORNING To Assist the Homeless O’Brien Dr.,Menlo Park, CA 94025,650– Clinical Laboratories, South Central 328–6200/800–446–5177 Division) AGENCY: Office of the Assistant PharmChem Laboratories, Inc., Texas Quest Diagnostics Incorporated,One Malcolm Secretary for Community Planning and Division,7606 Pebble Dr.,Fort Worth, TX Ave.,Teterboro, NJ 07608,201–393– Development, HUD. 76118,817–215–8800,(Formerly: Harris 5590,(Formerly: MetPath, Inc., CORNING ACTION: Medical Laboratory) MetPath Clinical Laboratories, CORNING Notice. Physicians Reference Laboratory,7800 West Clinical Laboratory) SUMMARY: 110th St.,Overland Park, KS 66210,913– Quest Diagnostics Incorporated,7600 Tyrone This Notice identifies 339–0372/800–821–3627 Ave.,Van Nuys, CA 91405,818–989–2520/ unutilized, underutilized, excess, and Poisonlab, Inc.,7272 Clairemont Mesa 800–877–2520,(Formerly: SmithKline surplus Federal property reviewed by Blvd.,San Diego, CA 92111,619–279–2600/ Beecham Clinical Laboratories) 800–882–7272 San Diego Reference Laboratory,6122 Nancy * The Standards Council of Canada (SCC) voted Quest Diagnostics Incorporated,3175 Ridge Dr.,San Diego, CA 92121,800–677– to end its Laboratory Accreditation Program for Presidential Dr.,Atlanta, GA 30340,770– 7995 Substance Abuse (LAPSA) effective May 12, 1998. 452–1590,(Formerly: SmithKline Beecham Scientific Testing Laboratories, Inc.,463 Laboratories certified through that program were Clinical Laboratories, SmithKline Bio- Southlake Blvd.,Richmond, VA 23236,804– accredited to conduct forensic urine drug testing as required by U.S. Department of Transportation Science Laboratories) 378–9130 (DOT) regulations. As of that date, the certification Quest Diagnostics Incorporated,4444 Scott & White Drug Testing Laboratory,600 S. of those accredited Canadian laboratories will Giddings Road,Auburn Hills, MI 25th St.,Temple, TX 76504,254–771–8379/ continue under DOT authority. The responsibility 48326,810–373–9120/800–444– 800–749–3788 for conducting quarterly performance testing plus 0106,(Formerly: HealthCare/Preferred S.E.D. Medical Laboratories,5601 Office periodic on-site inspections of those LAPSA- Laboratories, HealthCare/MetPath, Blvd.,Albuquerque, NM 87109,505–727– accredited laboratories was transferred to the U.S. CORNING Clinical Laboratories) 6300/800–999–5227 DHHS, with the DHHS’ National Laboratory Quest Diagnostics Incorporated, National South Bend Medical Foundation, Inc.,530 N. Certification Program (NLCP) contractor continuing to have an active role in the performance testing Center for Forensic Science,1901 Sulphur Lafayette Blvd.,South Bend, IN 46601,219– and laboratory inspection processes. Other Spring Rd.,Baltimore, MD 21227,410–536– 234–4176 Canadian laboratories wishing to be considered for 1485,(Formerly: Maryland Medical Southwest Laboratories,2727 W. Baseline the NLCP may apply directly to the NLCP Laboratory, Inc., National Center for Rd.,Tempe, AZ 85283,602–438–8507 contractor just as U.S. laboratories do. Forensic Science, CORNING National Sparrow Health System,Toxicology Testing Upon finding a Canadian laboratory to be Center for Forensic Science) Center,St. Lawrence Campus,1210 W. qualified, the DHHS will recommend that DOT Quest Diagnostics Incorporated,8000 Saginaw,Lansing, MI 48915,517–377– certify the laboratory (Federal Register, 16 July Sovereign Row,Dallas, TX 75247,214–638– 0520,(Formerly: St. Lawrence Hospital & 1996) as meeting the minimum standards of the 1301,(Formerly: SmithKline Beecham Healthcare System) ‘‘Mandatory Guidelines for Workplace Drug Testing’’ (59 Federal Register, 9 June 1994, Pages Clinical Laboratories, SmithKline Bio- St. Anthony Hospital Toxicology 29908–29931). After receiving the DOT Science Laboratories) Laboratory,1000 N. Lee St.,Oklahoma City, certification, the laboratory will be included in the Quest Diagnostics Incorporated,4770 Regent OK 73101,405–272–7052 monthly list of DHHS certified laboratories and Blvd.,Irving, TX 75063,972–916–3376/800– Toxicology & Drug Monitoring participate in the NLCP certification maintenance 526–0947,(Formerly: Damon Clinical Laboratory,University of Missouri Hospital program.

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HUD for suitability for possible use to as possible. For complete details Dated: January 28, 2000. assist the homeless. concerning the processing of Fred Karnas, Jr., FOR FURTHER INFORMATION CONTACT: applications, the reader is encouraged to Deputy Assistant Secretary for Special Needs Clifford Taffet, room 7266, Department refer to the interim rule governing this Assistance Programs. of Housing and Urban Development, program, 24 CFR part 581. Title V, Federal Surplus Property Program 451 Seventh Street SW, Washington, DC For properties listed as suitable/to be Federal Register Report for 2/4/00 20410; telephone (202) 708–1234; TTY excess, that property may, if Suitable/Available Properties number for the hearing- and speech- subsequently accepted as excess by Buildings (by State) impaired (202) 708–2565 (these GSA, be made available for use by the telephone numbers are not toll-free), or homeless in accordance with applicable Maryland call the toll-free Title V information line law, subject to screening for other Bldg. 139 at 1–800–927–7588. Naval Surface Warfare Center Federal use. At the appropriate time, SUPPLEMENTARY INFORMATION: In Carderock Division HUD will publish the property in a accordance with 24 CFR part 581 and West Bethesda Co: Montgomery MD 20817– Notice showing it as either suitable/ section 501 of the Stewart B. McKinney 5700 available or suitable/unavailable. Landholding Agency: Navy Homeless Assistance Act (42 U.S.C. Property Number: 77200010032 11411), as amended, HUD is publishing For properties listed as suitable/ Status: Utilized this Notice to identify Federal buildings unavailable, the landholding agency has Comment: 4950 sq. ft., possible asbestos/lead and other real property that HUD has decided that the property cannot be paint, most recent use—wind tunnel, off- reviewed for suitability for use to assist declared excess or made available for site use only. the homeless. The properties were use to assist the homeless, and the Washington reviewed using information provided to property will not be available. Moses Lake U.S. Army Rsv Ctr HUD by Federal landholding agencies Properties listed as unsuitable will Grant County Airport regarding unutilized and underutilized not be made available for any other Moses Lake Co: Grant WA 98837– buildings and real property controlled Landholding Agency: GSA purpose for 20 days from the date of this by such agencies or by GSA regarding Property Number: 21199630118 Notice. Homeless assistance providers its inventory of excess or surplus Status: Surplus interested in a review by HUD of the Comment: 4499 sq. ft./2.86 acres, most recent Federal property. This Notice is also use—admin., temporary permit from COE published in order to comply with the determination of unsuitability should call the toll free information line at 1– granted to an organization, FAA December 12, 1988 Court Order in recommended land not be used for National Coalition for the Homeless v. 800–927–7588 for detailed instructions residential use due to aircraft noise Veterans Administration, No. 88–2503– or write a letter to Clifford Taffet at the problem, restriction OG (D.D.C.). address listed at the beginning of this GSA Number: 9–D–WA–1141. Properties reviewed are listed in this Notice. Included in the request for Unsuitable Properties Notice according to the following review should be the property address categories: Suitable/available, suitable/ (including zip code), the date of Buildings (by State) unavailable, suitable/to be excess, and publication in the Federal Register, the Colorado unsuitable. The properties listed in the landholding agency, and the property Bldg. 776 three suitable categories have been number. Rocky Flats Environmental reviewed by the landholding agencies, Tech Site For more information regarding Golden Co: Jefferson CO 80020– and each agency has transmitted to particular properties identified in this HUD: (1) Its intention to make the Landholding Agency: Energy Notice (i.e., acreage, floor plan, existing Property Number: 41200010001 property available for use to assist the sanitary facilities, exact street address), Status: Excess homeless, (2) its intention to declare the providers should contact the Reasons: Within 2000 ft. of flammable or property excess to the agency’s needs, or explosive material, Secured Area. (3) a statement of the reasons that the appropriate landholding agencies at the following addresses: ENERGY: Mr. Tom Bldg. 777 property cannot be declared excess or Rocky Flats Environmental made available for use as facilities to Knox, Department of Energy, Office of Tech Site assist the homeless. Contract and Resource Management, Golden Co: Jefferson CO 80020– Properties listed as suitable/available MA–53, Washington, DC 20585; (202) Landholding Agency: Energy will be available exclusively for 586–8715; GSA: Mr. Brian K. Polly, Property Number: 41200010002 homeless use for a period of 60 days Assistant Commissioner, General Status: Excess Services Administration, Office of Reasons: Within 2000 ft. of flammable or from the date of this Notice. Homeless explosive material, Secured Area. assistance providers interested in any Property Disposal, 18th and F Streets, Bldg. 778 such property should send a written NW, Washington, DC 20405; (202) 501– Rocky Flats Environmental expression of interest to HHS, addressed 0052; NAVY: Mr. Charles C. Cocks, Tech Site to Brian Rooney, Division of Property Department of the Navy, Director, Real Golden Co: Jefferson CO 80020– Management, Program Support Center, Estate Policy Division, Naval Facilities Landholding Agency: Energy HHS, room 5B–41, 5600 Fishers Lane, Engineering Command, Washington Property Number: 41200010003 Rockville, MD 20857; (301) 443–2265. Navy Yard, 1322 Patterson Ave., SE, Status: Excess Reasons: Within 2000 ft. of flammable or (This is not a toll-free number.) HHS Suite 1000, Washington, DC 20374– will mail to the interested provider an explosive material, Secured Area. 5065; (202) 685–9200; (These are not Structure 712–712A application packet, which will include toll-free numbers). instructions for completing the Rocky Flats Environmental Tech Site application. In order to maximize the Golden Co: Jefferson CO 80020– opportunity to utilize a suitable Landholding Agency: Energy property, providers should submit their Property Number: 41200010004 written expressions of interest as soon Status: Excess

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Reasons: Within 2000 ft. of flammable or Bldg. 130 DEPARTMENT OF THE INTERIOR explosive material, Secured Area. CBC Gulfport Structure 713–713A Gulfport Co: Harrison MS 39501– FISH AND WILDLIFE SERVICE Rocky Flats Environmental Landholding Agency: Navy Tech Site Property Number: 77200010025 Notice of Availability of an Golden Co: Jefferson CO 80020– Status: Unutilized Environmental Assessment/Habitat Landholding Agency: Energy Reasons: Secured Area, Extensive Conservation Plan for Issuance of an Property Number: 41200010005 deterioration. Endangered Species Act Section Status: Excess Bldg. 368 10(a)(1)(B) Permit for the Incidental Reasons: Within 2000 ft. of flammable or CBC Gulfport Take of the Houston Toad During explosive material, Secured Area. Gulfport Co: Harrison MS 39501– Construction of a Single Family Structure 771 TUN Landholding Agency: Navy Residence on Two Lots in the Circle D Rocky Flats Environmental Property Number: 77200010026 Tech Site Country Acres Subdivision, Bastrop Status: Unutilized Golden Co: Jefferson CO 80020– County, Texas Landholding Agency: Energy Reasons: Secured Area, Extensive SUMMARY: Cornerstone Construction Property Number: 41200010006 deterioration. Status: Excess Bldg. 390 (Applicant) has applied to the U.S. Fish Reasons: Within 2000 ft. of flammable or CBC Gulfport and Wildlife Service (Service) for an explosive material, Secured Area. Gulfport Co: Harrison MS 39501– incidental take permit pursuant to Structure 776A–781 Landholding Agency: Navy Section 10(a) of the Endangered Species Rocky Flats Environmental Property Number: 77200010027 Act (Act). The Applicant has been Tech Site Status: Unutilized assigned permit number TE–021793. Golden Co: Jefferson CO 80020– Reasons: Secured Area, Extensive The requested permit, which is for a Landholding Agency: Energy deterioration. period of 5 years, would authorize the Property Number: 41200010007 Unsuitable Properties incidental take of the endangered Status: Excess Houston Toad (Bufo houstonensis). The Reasons: Within 2000 ft. of flammable or Land (by State) explosive material, Secured Area. proposed take would occur as a result Maryland of the construction and occupation of Florida Land—5000 sq. ft. one single family residence on Lot 17, Bldg. A–952 Naval Air Station Section 5 and Lot 21, Section 6 in the Naval Air Station Patuxent River Co: MD 20670–1603 Circle D Country Acres Subdivision, Boca Chica Landholding Agency: Navy Bastrop County, Texas. Key West Co: Monroe FL 33040– Property Number: 77200010023 The Service has prepared the Landholding Agency: Navy Status: Unutilized Property Number: 77200010034 Environmental Assessment/Habitat Reason: Secured Area. Status: Unutilized Conservation Plan (EA/HCP) for the Reason: Extensive deterioration. New Hampshire incidental take application. A Bldg. A–962 Parcel #4 determination of jeopardy to the species Naval Air Station Portsmouth Naval Shipyard or a Finding of No Significant Impact Boca Chica Portsmouth Co: NH 03804–5000 (FONSI) will not be made before 30 days Key West Co: Monroe FL 33040– Landholding Agency: Navy from the date of publication of this Landholding Agency: Navy Property Number: 77200010028 notice. This notice is provided pursuant Property Number: 77200010035 Status: Underutilized to Section 10(c) of the Act and National Status: Unutilized Reasons: Within 2000 ft. of flammable or Environmental Policy Act regulations Reason: Extensive deterioration. explosive material, Secured Area. (40 CFR 1506.6). Bldg. A–1105 Parcel #5 DATES: Written comments on the Naval Air Station Portsmouth Naval Shipyard Boca Chica application should be received on or Portsmouth Co: NH 03804–5000 before March 6, 2000. Key West Co: Monroe FL 33040– Landholding Agency: Navy ADDRESSES: Landholding Agency: Navy Property Number: 77200010029 Persons wishing to review Property Number: 77200010036 Status: Underutilized the application may obtain a copy by Status: Unutilized Reasons: Within 2000 ft. of flammable or writing to the Regional Director, US Reason: Extensive deterioration. explosive material, Secured Area. Fish and Wildlife Service, P.O. Box Maryland Parcel #6 1306, Albuquerque, New Mexico 87103. Bldg. 163 Portsmouth Naval Shipyard Persons wishing to review the EA/HCP Naval Surface Warfare Center Portsmouth Co: NH 03804–5000 may obtain a copy by contacting Carderock Division Landholding Agency: Navy Tannika Engelhard, Ecological Services West Bethesda Co: Montgomery MD 20817– Property Number: 77200010030 Field Office, 10711 Burnet Road, Suite 5700 Status: Underutilized 200, Austin, Texas 78758 (512/490– Landholding Agency: Navy Reasons: Within 2000 ft. of flammable or 0057). Documents will be available for Property Number: 77200010033 explosive material, Secured Area. Status: Unutilized public inspection by written request or Reason: Extensive deterioration. Parcel #7 by appointment only during normal Portsmouth Naval Shipyard business hours (8:00 to 4:30) at U.S. Mississippi Portsmouth Co: NH 03804–5000 Fish and Wildlife Service, Austin, Bldg. 49 Landholding Agency: Navy Texas. Written data or comments CBC Gulfport Property Number: 77200010031 concerning the application and EA/HCP Gulfport Co: Harrison MS 39501– Status: Underutilized Landholding Agency: Navy should be submitted to the Field Reasons: Within 2000 ft. of flammable or Supervisor, Ecological Services Field Property Number: 77200010024 explosive material, Secured Area. Status: Unutilized Office, Austin, Texas at the above Reasons: Secured Area, Extensive [FR Doc. 00–2314 Filed 2–3–00; 8:45 am] address. Please refer to permit number deterioration. BILLING CODE 4210±29±M TE–021793 when submitting comments.

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FOR FURTHER INFORMATION CONTACT: period of 5 years, would authorize the proposes to compensate for this Tannika Engelhard at the above Austin incidental take of the endangered incidental take of the Houston Toad by Ecological Service Field Office. Houston Toad (Bufo houstonensis). The contributing $1,500.00 to the National SUPPLEMENTARY INFORMATION: Section 9 proposed take would occur as a result Fish and Wildlife Foundation for the of the Act prohibits the ‘‘taking’’ of of the construction and occupation of specific purpose of land acquisition and endangered species such as the Houston one single family residence on Lot 141 management within Houston toad toad. However, the Service, under in the Pine View Estates Subdivision, habitat, as identified by the Service. limited circumstances, may issue Bastrop County, Texas. Alternatives to this action were permits to take endangered wildlife The Service has prepared the rejected because not developing the species incidental to, and not the Environmental Assessment/Habitat subject property with federally listed purpose of, otherwise lawful activities. Conservation Plan (EA/HCP) for the species present was not economically Regulations governing permits for incidental take application. A feasible and alteration of the project endangered species are at 50 CFR 17.22. determination of jeopardy to the species design would not alter the level of or a Finding of No Significant Impact impacts. Applicant (FONSI) will not be made before 30 days Thomas L. Bauer, Cornerstone Construction plans to from the date of publication of this construct one single family residence Acting Regional Director, Region 2, notice. This notice is provided pursuant Albuquerque, New Mexico. each on Lot 17, Section 5 and Lot 21, to Section 10(c) of the Act and National [FR Doc. 00–2463 Filed 2–3–00; 8:45 am] Section 6 in the Circle D Country Acres Environmental Policy Act regulations Subdivision, Bastrop County, Texas. (40 CFR 1506.6). BILLING CODE 4510±55±U This action will eliminate less than one DATES: Written comments on the acre of habitat and result in an application should be received on or DEPARTMENT OF THE INTERIOR unquantifiable amount of indirect before March 6, 2000. impact. The applicant proposes to ADDRESSES: Persons wishing to review Fish and Wildlife Service compensate for this incidental take of the application may obtain a copy by the Houston Toad by contributing writing to the Regional Director, U.S. Notice of Availability of an $3,000.00 ($1,500.00 for each homesite) Fish and Wildlife Service, P.O. Box Environmental Assessment/Habitat to the National Fish and Wildlife 1306, Albuquerque, New Mexico 87103. Conservation Plan and Receipt of an Foundation for the specific purpose of Persons wishing to review the EA/HCP Application for Incidental Take Permit land acquisition and management may obtain a copy by contacting for Houston Toad (Bufo houstonensis) During Construction of a Single Family within Houston toad habitat, as Tannika Engelhard, Ecological Services Residence on 5.0 acres on Lot 6 in the identified by the Service. Field Office, 10711 Burnet Road, Suite Alternatives to this action were Pine Ridge Farm Subdivision, Bastrop 200, Austin, Texas 78758 (512/490– rejected because not developing the County, TX 0057). Documents will be available for subject property with federally listed public inspection by written request or SUMMARY: species present was not economically Cory Ehrler (Applicant) has by appointment only during normal feasible and alteration of the project applied to the U.S. Fish and Wildlife business hours (8:00 to 4:30) at U.S. design would not alter the level of Service (Service) for an incidental take Fish and Wildlife Service, Austin, permit pursuant to Section 10(a) of the impacts. Texas. Written data or comments Endangered Species Act (Act). The Thomas L. Bauer, concerning the application and EA/HCP Applicant has been assigned permit Regional Director, Region 2, Albuquerque, should be submitted to the Field number TE–021561–0. The requested New Mexico. Supervisor, Ecological Services Field permit, which is for a period of 5 years, [FR Doc. 00–2462 Filed 2–3–00; 8:45 am] Office, Austin, Texas at the above would authorize the incidental take of BILLING CODE 4510±55±U address. Please refer to permit number the endangered Houston toad (Bufo TE–021792 when submitting comments. houstonensis). The proposed take would FOR FURTHER INFORMATION CONTACT: occur as a result of the construction of DEPARTMENT OF THE INTERIOR Tannika Engelhard at the above Austin a single family residence on Lot 6 in the Ecological Service Field Office. Pine Ridge Farm Subdivision, Bastrop Fish and Wildlife Service SUPPLEMENTARY INFORMATION: Section 9 County, Texas. of the Act prohibits the ‘‘taking’’ of The Service has prepared the Notice of Availability of an Environmental Assessment/Habitat Environmental Assessment/Habitat endangered species such as the Houston toad. However, the Service, under Conservation Plan (EA/HCP) for the Conservation Plan for Issuance of an incidental take application. A Endangered Species Act Section limited circumstances, may issue permits to take endangered wildlife determination of jeopardy to the species 10(a)(1)(B) Permit for the Incidental or a Finding of No Significant Impact Take of the Houston Toad During species incidental to, and not the purpose of, otherwise lawful activities. (FONSI) will not be made until at least Construction of a Single Family 30 days from the date of publication of Residence on 0.75-acre Lot 141 in the Regulations governing permits for endangered species are at 50 CFR 17.22. this notice. This notice is provided Pine View Estates Subdivision, pursuant to section 10(c), of the Act and Bastrop County, Texas Applicant National Environmental Policy Act SUMMARY: Miguel Sanchez (Applicant) Miguel Sanchez plans to construct regulations (40 CFR 1506.6). has applied to the U.S. Fish and one single family residence on 0.75 DATES: Written comments on the Wildlife Service (Service) for an acres platted as Lot 141 in the Pine application should be received on or incidental take permit pursuant to View Estates Subdivision, Bastrop before March 6, 2000. Section 10(a) of the Endangered Species County, Texas. This action will ADDRESSES: Persons wishing to review Act (Act). The Applicant has been eliminate less than one acre of habitat the application may obtain a copy by assigned permit number TE–021792. and result in an unquantifiable amount writing to the Regional Director, U.S. The requested permit, which is for a of indirect impact. The applicant Fish and Wildlife Service, P.O. Box

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1306, Albuquerque, New Mexico 87103. DEPARTMENT OF THE INTERIOR FOR FURTHER INFORMATION CONTACT: Persons wishing to review the EA/HCP Tannika Englehard at the above Austin may obtain a copy by contacting Fish and Wildlife Service Ecological Services Field Office. Tannika Englehard, Ecological Services SUPPLEMENTARY INFORMATION: Section 9 Notice of Availability of an of the Act prohibits the ‘‘taking’’ of Field Office, 10711 Burnet Road, Suite Environmental Assessment/Habitat endangered species such as the Houston 200, Austin, Texas 78758 (512/490– Conservation Plan and Receipt of an toad. However, the Service, under 0063). Documents will be available for Application for Incidental Take Permit limited circumstances, may issue public inspection by written request, by of the Houston Toad (Bufo permits to take endangered wildlife appointment only, during normal houstonensis) During Construction of species incidental to, and not the business hours (8:00 to 4:30) at the U.S. a Single Family Residence on 1.3 acres purpose of, otherwise lawful activities. Fish and Wildlife Service, Austin, on Lot 51, Section 5 in the Circle D Regulations governing permits for Texas. Written data or comments Country Acres Subdivision, Bastrop endangered species are at 50 CFR 17.22. concerning the application and EA/HCP County, TX should be submitted to the Field Applicant SUMMARY: Dorathy Walters (Applicant) Supervisor, Ecological Services Field has applied to the U.S. Fish and Dorathy Walters plans to construct a Office, Austin, Texas at the above Wildlife Service (Service) for an single family residence on 1.03 acres address. Please refer to permit number incidental take permit pursuant to platted as Lot 51, Section 5 in the Circle TE–021561–0 when submitting Section 10(a) of the Endangered Species D Country Acres Subdivision, Bastrop comments. Act (Act). The Applicant has been County, Texas. This action will assigned permit number TE–021659–0. eliminate less than one acre of habitat. FOR FURTHER INFORMATION CONTACT: The applicant proposes to mitigate for Tannika Englehard at the above Austin The requested permit, which is for a period of 5 years, would authorize the this incidental take of the Houston toad Ecological Services Field Office. incidental take of the endangered by donating $1,500 into the National SUPPLEMENTARY INFORMATION: Section 9 Houston toad (Bufo houstonensis). The Fish and Wildlife Foundation for the of the Act prohibits the ‘‘taking’’ of proposed take would occur as a result specific purpose of land acquisition and endangered species such as the Houston of the construction of a single family management within Houston toad habitat, as identified by the Service. toad. However, the Service, under residence on Lot 51, Section 5 in the Circle D Country Acres Subdivision, Alternatives to this action were limited circumstances, may issue rejected because not developing the permits to take endangered wildlife Bastrop County, Texas. The Service has prepared the subject property with federally listed species incidental to, and not the species present was not economically purpose of, otherwise lawful activities. Environmental Assessment/Habitat Conservation Plan (EA/HCP) for the feasible and alteration of the project Regulations governing permits for design would not alter the level of endangered species are at 50 CFR 17.22. incidental take application. A determination of jeopardy to the species impacts. Applicant or a Finding of No Significant Impact Thomas L. Bauer, (FONSI) will not be made until at least Regional Director, Region 2, Albuquerque, Cory Ehrler plans to construct a single 30 days from the date of publication of New Mexico. family residence on 5.0 acres platted as this notice. This notice is provided [FR Doc. 00–2465 Filed 2–3–00; 8:45 am] Lot 6 in the Pine Ridge Farm pursuant to section 10(c) of the Act and BILLING CODE 4510±55±U Subdivision, Bastrop County, Texas. National Environmental Policy Act This action will eliminate less than one regulations (40 CFR 1506.6). acre of habitat. The applicant proposes DATES: Written comments on the DEPARTMENT OF THE INTERIOR to mitigate for this incidental take of the application should be received on or Houston toad by donating $1,500 into before March 6, 2000. Fish and Wildlife Service the National Fish and Wildlife ADDRESSES: Persons wishing to review San Dieguito Lagoon Restoration Plan Foundation for the specific purpose of the application may obtain a copy by Draft Environmental Impact Statement/ land acquisition and management writing to the Regional Director, U.S. Report within Houston toad habitat, as Fish and Wildlife Service, P.O. Box identified by the Service. 1306, Albuquerque, New Mexico 87103. AGENCY: Fish and Wildlife Service, Alternatives to this action were Persons wishing to review the EA/HCP Department of the Interior. rejected because not developing the may obtain a copy by contacting ACTION: Notice of availability of Draft subject property with federally listed Tannika Englehard, Ecological Services Environmental Impact Statement/Report species present was not economically Field Office, 10711 Burnet Road, Suite for the San Dieguito Lagoon Restoration 200, Austin, Texas 78758 (512/490– feasible and alteration of the project Plan, San Diego County, California. 0063). Documents will be available for design would not alter the level of public inspection by written request, by SUMMARY: Pursuant to the National impacts. appointment only, during normal Environmental Policy Act of 1969, the Fish and Wildlife Service (FWS) Thomas L. Bauer, business hours (8:00 to 4:30) at the U.S. announces the availability of a draft Regional Director, Region 2, Albuquerque, Fish and Wildlife Service, Austin, Texas. Written data or comments environmental impact statement/report New Mexico. (DEIS/R) for the San Dieguito Lagoon [FR Doc. 00–2464 Filed 2–3–00; 8:45 am] concerning the application and EA/HCP should be submitted to the Field Restoration Plan, San Diego County, BILLING CODE 4510±55±U Supervisor, Ecological Services Field California. Office, Austin, Texas at the above DATES: A 45-day comment period will address. Please refer to permit number follow the Environmental Protection TE–021659–0 when submitting Agency’s notice of availability of the comments. DEIS/R on February 4, 2000. Comments

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00166 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5656 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices must be received no later than Monday, Maximum Intertidal, Hybrid, Reduced personnel cannot access and/or perform March 20, 2000. A Public Hearing to Berm, and No Action Alternatives. their duties in a given location; (3) receive comments on the DEIS/R will be Potentially significant environmental Roads or trails are saturated with held on Monday, February 28, 2000 at impacts have been identified in the moisture to the point where vehicle 7:00 PM in the City of Del Mar City Hall areas of land use, landform alteration/ traffic causes ruts or bogs leading to Annex, 235 11th St., Del Mar, visual quality, hydrology/water quality, increased erosion. See attached California. traffic circulation, noise, air quality, moisture criteria supplement sheet. ADDRESSES: Public reading copies of the geology and soils, public utilities, The above policy is intended to allow DEIS/R will be available for review at: biological resources, and natural the BLM flexibility in implementing Fish and Wildlife Service, 2730 Loker resources. The project includes emergency closure while also utilizing Ave. West, Carlsbad, California 92008 measures to mitigate some potential the most time-effective method of San Dieguito River Park, 18372 impacts, while other mitigation will be notifying the public. This will also Sycamore Creek Rd., Escondido, made conditions of subsequent permits. facilitate management to minimize California 92025 FOR FURTHER INFORMATION CONTACT: Jack threats to public health and safety, as Del Mar Library, 1309 del Mar, Fancher, Coastal Program Coordinator, well as the potential for resource Del Mar, California Fish and Wildlife Service, 2730 Loker damage. Any time the closure policy is Carmel Valley Library, 3919 Townsgate Ave. West, Carlsbad, California 92008, enacted, the following persons will be Drive, San Diego, California phone (760) 431–9440. exempt: Solana Beach Branch Library, 981 Dated: January 24, 2000. (1) Federal, State, or Local Law Lomas Santa Fe Drive, Suite F, Solana Elizabeth H. Stevens, Enforcement Officers, while engaged in Beach, California Acting Manager, California-Nevada Office, the execution of their official duties. SUPPLEMENTARY INFORMATION: This Fish and Wildlife Service. (2) BLM personnel or their DEIS/R has been prepared and is being [FR Doc. 00–2214 Filed 2–3–00; 8:45 am] representatives while engaged in the circulated in accordance with the BILLING CODE 4310±55±P execution of their official duties. California Environmental Quality Act (3) Any member of an organized (CEQA) and the National Environmental rescue, fire-fighting force, Emergency Policy Act (NEPA). This project DEPARTMENT OF THE INTERIOR Medical Services organization while in involves the proposal to implement a the performance and execution of an comprehensive habitat restoration plan Bureau of Land Management official duty. with a public access component for an (4) Any member of a federal, state, or approximately 400-acre area known as [CA±190±98±1610±AF±24±1A] local public works department while in the San Dieguito Lagoon. The project Notice of Emergency Closure Policy the performance of an official duty. site is in the western San Dieguito River and Procedures for Public Lands Valley under the influence of the Pacific (5) Any person in receipt of a written Managed by the Hollister Field Office, authorization of exemption obtained Ocean, within the northwestern-most California portions of the City of San Diego and the from the Hollister Field Office. City of Del Mar in San Diego County, AGENCY: Bureau of Land Management, (6) Local landowners, persons with CA. Department of the Interior. valid existing rights or lease operations, A major component of this planning ACTION: Notice of Proposed or representatives thereof, who have a effort is a tidal restoration proposal to 1) Implementation Policy for Emergency responsibility or need to access their restore the aquatic functions of the Closures on an As Needed Basis for property or to continue their operations lagoon through permanent inlet Public Lands Administered by the on public land. maintenance and expansion of the Hollister Field Office, California. EFFECTIVE DATE: This policy will become lagoon’s tidal prism and 2) create effective March 6, 2000, and shall subtidal and intertidal habitats on both SUMMARY: In order to facilitate remain in effect until rescinded or the east and west sides of Interstate 5, emergency operations and protect modified by the Authorized Officer. which bisects the project site. It is resources in the event of severe seasonal anticipated that tidal restoration would storms and/or natural disasters, the SUPPLEMENTARY INFORMATION: These be accomplished primarily by Southern Hollister Field Officer is hereby serving closures and restrictions are under the California Edison and partners (SCE), notice that it will be adopting an authority of 43 CFR 8364.1 and 43 CFR provided the restoration satisfies the emergency closure policy to be enacted 8341.2. Persons violating this closure conditions of the California Coastal on an as-needed basis when basic shall be subject to the penalties Commission (CCC) permit for the criteria are met. The closure will be provided in 43 CFR 8360.0–7 and construction and operation of the San invoked or lifted in public media such 8340.0–7, including a fine not to exceed Onofre Nuclear Generating Station as Information Hot Lines, Press $100,000 and/or imprisonment not to (SONGS) Units 2 and 3. Upland habitat Releases, and on-the-ground postings. exceed 12 months. Parties exempt from restoration, non-tidal wetland The lands covered by this emergency the closure action shall be responsible restoration, endangered species habitat closure policy include all public lands for mitigating any resource damage improvements, and public trails and administered by the Hollister Field caused by entering the closed area. interpretive facilities would be provided Office. Public notices in the media and Waivers can be granted for emergency by the San Dieguito River Park in on recording information will specify circumstances, however in the event an cooperation with other agencies and which public lands will be temporarily emergency is caused by a negligent organizations including the Fish and closed, and will reflect local conditions. action, the responsible party would then Wildlife Service, Coastal Conservancy, One of the following criteria shall be be responsible for the mitigation. Cities of Del Mar and San Diego, and met: (1) State, County or Federal road FOR FURTHER INFORMATION CONTACT: Area others. The draft EIS/R analyzes six access to the area is closed or restricted Manager, Hollister Field Office, 20 project alternatives including the Mixed to residents and emergency personnel; Hamilton Court, Hollister, CA 95024, Habitat, Maximum Tidal Basin, (2) BLM or emergency response (831) 630–5000.

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Dated: January 19, 2000. for the Naval Air Station Fallon’s John Smith, NAS Fallon, at (775) 426– Robert E. Beehler, proposed Fallon Range Training 2101. Hollister Field Manager. Complex Requirements. After the review period ends for the Final EIS, comments will be analyzed Supplemental Soil Moisture Closure SUMMARY: Pursuant to section 102(2)(C) and considered jointly by the BLM and Criteria of the National Environmental Policy the Navy in preparing the Record of Clear Creek Management Area Act (NEPA) and 40 CFR 1500–1508 Decision (ROD). Council on Environmental Quality No action would be taken until the Dated: January 25, 2000. Regulations (CEQ), notice is given that annual total precipitation exceeds 8 John Singlaub, the Bureau of Land Management (BLM) inches, the rain year would be the same Carson City and Battle Mountain, Manager, BLM Carson City. as that used by the national weather Nevada Field Offices and the service and rainfall data would be from Dated: January 24, 2000. Department of the Navy (Navy) Naval the California Water Resources Board, RADM T.R. Beard, Air Station Fallon have jointly prepared, nearest available rain gage. Once 8 Commander, Naval Strike and Air Warfare with the assistance of a third-party inches of precipitation has been Center Fallon. consultant, a Final EIS on the proposed exceeded, the following would apply. [FR Doc. 00–2223 Filed 2–3–00; 8:45 am] Fallon Range Training Complex Additional rainfall exceeding 1⁄2 inch BILLING CODE 4310±HC±P Requirements, and has made the within a 24 hour period, or 1 inch document available for public and within a 72 hour period would result in agency review. a 3 day closure. Once the area has been DEPARTMENT OF THE INTERIOR closed a field inspection will be DATES: Comments will be accepted until Bureau of Land Management completed prior to reopening, and daily March 6, 2000. thereafter to determine suitability of ADDRESSES: Comments should be sent [OR±030±00±2822±M948: GPO±0099] road conditions. When recorded field to: Bureau of Land Management, Carson observations show that road and trail City Field Office, 5665 Morgan Mill Emergency Motor Vehicle Use surfaces have not dried sufficiently to Road, Carson City, NV 89701, Attn: Limitations; Lincoln Fire; Oregon allow traffic without damage to the Terri Knutson, Project Manager. surface, the area shall remain closed. Comments may also be sent via AGENCY: Bureau of Land Management, Closure criteria may be amended or electronic mail to the following address: Vale District, Oregon, Department of the refined as results of area closures are [email protected] or via fax: (775) Interior. evaluated. Specific criteria may be 885–6147. A limited number of copies ACTION: A temporary closure to motor developed for other areas as needed. of the Draft EIS may be obtained at the vehicle use on public lands within the [FR Doc. 00–2513 Filed 2–3–00; 8:45 am] above BLM Field Office in Carson City, area of the Lincoln Fire (M948) administered by the Bureau of Land BILLING CODE 4310±40±U NV, as well as, BLM Battle Mountain Field Office, 50 Bastian Road, Battle Management (BLM), Malheur Resource Mountain, NV 89820. In addition, the Area, Vale District, Oregon. DEPARTMENT OF THE INTERIOR Final EIS is available on the internet via SUMMARY: One June 24, 1999 the Lincoln the Carson City Field Office Home Page Fire burned 1415 acres of public and Bureau of Land Management at: www.nv.blm.gov/carson. private land within T.19S., R.46E., [NV±030±1492±ER] Comments, including names and Williamette Meridian, Sections 28, 29, addresses of respondents, will be 30, 31, 32, and 33. Because of the DEPARTMENT OF DEFENSE available for public review at the above damage caused by the fire, this closure address during regular business hours Navy Department is necessary to prevent erosion and (7:30 a.m.—5:00 p.m.), Monday through enhance the fire rehabilitation efforts Friday, except holidays, and may be Notice of Availability for the Final within the burned area. The authorized published as part of the EIS. Individual Environmental Impact Statement, officer has determined that vehicle use respondents may request Bureau of Land Management Carson other than on designated routes will confidentiality. If you wish to withhold City and Battle Mountain, Nevada Field cause considerable adverse effects upon your name or street address from public Offices and Department of the Navy, recovering soil and vegetation resources review or from disclosure under the Naval Air Station Fallon, Nevada in the burned area and may also limit Freedom of Information Act, you must the successful establishment of AGENCY: Bureau of Land Management, state this prominently at the beginning desirable vegetation or other proposed Department of the Interior and Naval of your written comment. However, we rehabilitation actions. Air Station Fallon, Nevada, Department will not consider anonymous Open roads within the fire area will of the Navy. comments. Such requests will be be clearly identified. A map designating COOPERATING AGENCIES: Federal honored to the extent allowed by law. those routes which will remain open to Aviation Administration, U.S. Fish and All submissions from organizations or vehicle use is included in the Vale Wildlife Service, U.S. Forest Service, businesses, and from individuals District Bureau of Land Management, Bureau of Indian Affairs, Yomba identifying themselves as Lincoln Fire Rehabilitation Plan M948, Shoshone Tribe, Fallon Paiute- representatives or officials of Environmental Assessment (EA No. OR– Shoshone Tribe, Walker River Paiute organizations or businesses, will be 030–99–021). The map and plan can be Tribe, Nevada Division of Wildlife, made available for public inspection in reviewed at: Vale District Office, USDI Eureka, Lander, and Churchill County their entirety. Bureau of Land Management, 100 East Commissions, and Kingston Town FOR FURTHER INFORMATION CONTACT: Oregon Street, Vale, Oregon 97918. Board. Terri Knutson, Carson City BLM, at Prohibited Act: Pursuant to 43 CFR ACTION: Notice of availability of a final (775) 885–6156 or Gary Foulkes, Battle 8364.1, motorized vehicle use is environmental impact statement (EIS) Mountain BLM, at (775) 635–4060, or prohibited on public land within the

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00168 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5658 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices boundaries of the Lincoln Fire (M948), increased rental and royalty rates cited Office, 2015 W. Deer Valley Road, except on designated roads. above. Phoenix, Arizona 85027, (623) 580– 5638. Penalties: The authority for this Pamela J. Lewis, closure is found under section 303(a) of Chief, Leasable Minerals Section. SUPPLEMENTARY INFORMATION: Upon the Federal Land Policy and [FR Doc. 00–2512 Filed 2–3–00; 8:45 am] publication of this notice in the Federal Register, the lands will be segregated Management Act of 1976 (43 U.S.C. BILLING CODE 4310±22±M 1733 (a)) and 43 CFR 8360.0–7. Any from all other forms of appropriation person who knowingly and willfully under the public land laws, including violates this closure may be tried before DEPARTMENT OF THE INTERIOR the general mining laws, except for lease a United States Magistrate and fined no or conveyance under the Recreation and more than $1,000 or imprisoned no Bureau of Land Management Public Purposes Act. For a period of 45 days from the date of publication of this more than 12 months, or both. Such [AZ-020±00±1430±01; AZA±31150] violations may also be subject to the Notice, interested parties may submit enhanced fines provided for by Title 18 Notice of Realty Action; Recreation comments regarding the proposed lease, U.S.C. 3571. and Public Purposes (R&PP) conveyance or classification of the lands ActClassification; Arizona to the Field Office Manager, Phoenix DATES: This closure will take effect Field Office, 2015 W. Deer Valley Road, upon the published date of this notice AGENCY: Bureau of Land Management, Phoenix, Arizona 85027. and will continue for one year. Interior. Classification Comments: Interested FOR FURTHER INFORMATION CONTACT: Roy ACTION: Notice. parties may submit comments involving the suitability of the land for: A public L. Masinton, Field Office Manager, SUMMARY: The following public lands, Malheur Resource Area, Vale District school facility, for Globe Unified School are located in Gila County, Arizona, and District #1. Comments on the Office, 100 Oregon Street, Vale, OR found suitable for lease or conveyance 97914, Telephone—(541) 473–3144. classification are restricted to whether under the provisions of the Recreation the land is physically suited for the Dated: January 28, 2000. and Public Purposes Act, as amended proposals, whether the uses will Roy L. Masinton, (43 U.S.C. 869,et seq.). The lands are not maximize the future use or uses of the Field Office Manager, Malheur Resource Area. needed for federal purposes. Lease or land, whether the uses are consistent conveyance is consistent with current [FR Doc. 00–2514 Filed 2–3–00; 8:45 am] with local planning and zoning, or if the Bureau of Land Management (BLM) BILLING CODE 4310±33±M uses are consistent with state and land use planning and would be in the Federal programs. public interest. Application Comments: Interested DEPARTMENT OF THE INTERIOR AZA–31150 parties may submit comments regarding the specific uses proposed in the The following described lands, Bureau of Land Management applications and plans of development, located near the Town of Globe, Gila whether the BLM followed proper County, have been found suitable for [WY±920±1310±01; WYW 114773] administrative procedures in reaching lease or conveyance to the Globe the decision, or any other factor not Unified School District #1 for public directly related to the suitability of the Notice of Proposed Reinstatement of school buildings and supporting Terminated Oil and Gas Lease land for proposed uses. Any adverse facilities. comments will be reviewed by the State Pursuant to the provisions of 30 Gila and Salt River Meridian, Arizona Director. In the absence of any adverse U.S.C. 188(d) and (e), and 43 CFR comments, the classification will 3108.2–3(a) and (b)(1), a petition for T. 1 N., R. 151⁄2 E. become effective 60 days from the date reinstatement of oil and gas lease Sec. 26, W1⁄2NE1⁄4, NW1⁄4SE1⁄4, of publication in the Federal Register. 1 1 1 1 1 1 WYW114773 for lands in Sweetwater W ⁄2NE ⁄4SE ⁄4, W ⁄2SE ⁄4NE ⁄4. Dated: January 21, 2000. Containing approximately 159.06 acres. County, Wyoming, was timely filed and Margo E. Fitts, was accompanied by all the required The lease or conveyance would be Assistant Field Manager. rentals accruing from the date of subject to the following terms, [FR Doc. 00–2511 Filed 2–3–00; 8:45 am] termination. The lessee has agreed to conditions and reservations: BILLING CODE 4310±32±P the amended lease terms for rentals and 1. Provisions of the Recreation and royalties at rates of $5.00 per acre, or 2 Public Purposes Act and all applicable fraction thereof, per year and 16 ⁄3 regulations of the Secretary of the DEPARTMENT OF THE INTERIOR percent, respectively. Interior. Bureau of Land Management The lessee has paid the required $500 2. All minerals shall be reserved to administrative fee and $125 to the United States, together with the [NV±056±1430±ES; N±62870, N±62869] reimburse the Department for the cost of right to prospect for, mine and remove this Federal Register notice. The lessee the minerals. Notice of Realty Action: has met all the requirements for 3. A right-of-way for ditches and Segregation Termination, Lease/ reinstatement of the lease as set out in canals constructed by the authority of conveyance for Recreation and Public Section 31 (d) and (e) of the Mineral the United States. Purposes 4. Those rights as Donald H. Lands Leasing Act of 1920 (30 U.S.C. AGENCY: Bureau of Land Management, 188), and the Bureau of Land Harrington Estate, may have as to that DOI. Management is proposing to reinstate portion of the Buckeye Mountain ACTION: Segregation Termination, lease WYW114773 effective February 1, Grazing Allotment. Recreation and Public Purpose Lease/ 1999, subject to the original terms and FOR FURTHER INFORMATION CONTACT: Conveyance. conditions of the lease and the Angela Mogel at the PhoenixField

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SUMMARY: The following described number N–61855. The segregation on recreational or public purposes under public lands in Las Vegas, Clark County, the subject lands will be terminated the provisions of the Recreation and Nevada were segregated on August 21, upon publication of this notice in the Public Purposes Act, as amended (43 1995 for exchange purposes under serial Federal Register. U.S.C. 869 et seq.). The Clark County number N–60073, on December 01, 1996 The lands have been examined and School District proposes to use these for administrative purposes under serial found suitable for lease/conveyance for lands for two elementary school sites.

Mount Diablo Meridian, Nevada

Case file No. Legal description Acres

N–62870 ...... T. 22 S., R. 61 E., section 32: N1⁄2NW1⁄4SW1⁄4NW1⁄4, SW1⁄4NW1⁄4NW1⁄4 ...... 15 N–62869 ...... T. 22 S., R. 60 E., section 36: SE1⁄4NE1⁄4NW1⁄4SW1⁄4, 12.5 SW1⁄4NW1⁄4NE1⁄2SW1⁄4,NE1⁄4SE1⁄4NW1⁄4SW1⁄4, NW1⁄4SW1⁄4NE1⁄4SW1⁄4, N1⁄2SE1⁄4SE1⁄4NW1⁄4SW1⁄4,N1⁄2SW1⁄4SW1⁄4NE1⁄4SW1⁄4.

Containing a total of 27.5 acres, more 45 days from the date of publication of INTERNATIONAL TRADE or less. this notice in the Federal Register, COMMISSION The land is not required for any interested parties may submit comments [Investigation No. 731±TA±828 (Final)] federal purpose. The leases/ regarding the proposed lease/ conveyances are consistent with current conveyance for classification of the Bulk Acetylsalicylic Acid (Aspirin) Bureau planning for this area and would lands to the Field Manager, Las Vegas From China be in the public interest. The leases/ Field Office, 4765 Vegas Drive, Las AGENCY: United States International patents, when issued, will be subject to Vegas, Nevada 89108. the provisions of the Recreation and Trade Commission. Public Purposes Act and applicable Classification Comments ACTION: Scheduling of the final phase regulations of the Secretary of the of an antidumping investigation. Interior, and each will contain the Interested parties may submit following reservations to the United comments involving the suitability of SUMMARY: The Commission hereby gives States: the land for elementary school sites. notice of the scheduling of the final 1. A right-of-way thereon for ditches Comments on the classification are phase of antidumping investigation No. or canals constructed by the authority of restricted to whether the land is 731–TA–828 (Final) under section the United States, Act of August 30, physically suited for the proposal, 735(b) of the Tariff Act of 1930 (19 1890 (43 U.S.C. 945). whether the use will maximize the U.S.C. § 1673d(b)) (the Act) to determine 2. All minerals shall be reserved to future use or uses of the land, whether whether an industry in the United the United States, together with the the use is consistent with local planning States is materially injured or right to prospect for, mine and remove and zoning, or if the use is consistent threatened with material injury, or the such deposits from the same under with State and Federal programs. establishment of an industry in the applicable law and such regulations as United States is materially retarded, by the Secretary of the Interior may Application Comments reason of less-than-fair-value imports prescribe. from China of bulk acetylsalicylic acid Interested parties may submit And will be subject to: (aspirin), provided for in subheadings 1. Easements in favor of Clark County comments regarding the specific use 2918.22.10 and 3003.90.00 of the for roads, public utilities and flood proposed in the application and plan of Harmonized Tariff Schedule of the control purposes in accordance with the development, whether the BLM United States.1 Clark County Transportation Plan. followed proper administrative For further information concerning 2. All valid and existing rights, which procedures in reaching the decision, or the conduct of this phase of the are identified in the respective case file. any other factor not directly related to investigation, hearing procedures, and The lands have been segregated from the suitability of the lands for the rules of general application, consult the all forms of appropriation under the development of two elementary schools. Commission’s Rules of Practice and Southern Nevada Public Lands Any adverse comments will be Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, Management Act (P.L. 105–263). reviewed by the State Director. In the Detailed information concerning this subparts A and C (19 CFR part 207). absence of any adverse comments, the action is available for review at the EFFECTIVE DATE: classification of the land described in January 3, 2000. office of the Bureau of Land this Notice will become effective 60 FOR FURTHER INFORMATION CONTACT: Management, Las Vegas Field Office, Cynthia Trainor (202–205–3354), Office 4765 W. Vegas Drive, Las Vegas, days from the date of publication in the Federal Register. The lands will not be of Investigations, U.S. International Nevada. Trade Commission, 500 E Street SW, offered for lease/conveyance until after Upon publication of this notice in the Washington, DC 20436. Hearing- the classification becomes effective. Federal Register, the above described impaired persons can obtain land will be segregated from all other Dated: January 14, 2000. information on this matter by contacting forms of appropriation under the public Cheryl A. Ruffridge, land laws, including the general mining 1 Assistant Field Manager, Las Vegas, NV. For purposes of this investigation, Commerce laws, except for lease/conveyance under has defined the subject merchandise as ‘‘bulk the Recreation and Public Purposes Act, [FR Doc. 00–2228 Filed 2–3–00; 8:45 am] acetylsalicylic acid, commonly referred to as bulk BILLING CODE 1430±HC±P aspirin, whether or not in pharmaceutical or leasing under the mineral leasing laws compound form, not put up in dosage form (tablet, and disposals under the mineral capsule, powders or similar form for direct human material disposal laws. For a period of consumption).’’

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00170 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5660 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices the Commission’s TDD terminal on 202– parties authorized to receive BPI under but such final comments must not 205–1810. Persons with mobility the APO. contain new factual information and impairments who will need special must otherwise comply with section Staff Report assistance in gaining access to the 207.30 of the Commission’s rules. All Commission should contact the Office The prehearing staff report in the final written submissions must conform with of the Secretary at 202–205–2000. phase of this investigation will be the provisions of section 201.8 of the General information concerning the placed in the nonpublic record on May Commission’s rules; any submissions Commission may also be obtained by 5, 2000, and a public version will be that contain BPI must also conform with accessing its internet server (http:// issued thereafter, pursuant to section the requirements of sections 201.6, www.usitc.gov). 207.22 of the Commission’s rules. 207.3, and 207.7 of the Commission’s SUPPLEMENTARY INFORMATION: Hearing rules. The Commission’s rules do not authorize filing of submissions with the The Commission will hold a hearing Background Secretary by facsimile or electronic in connection with the final phase of The final phase of this investigation is means. this investigation beginning at 9:30 a.m. being scheduled as a result of an In accordance with sections 201.16(c) on May 18, 2000, at the U.S. affirmative preliminary determination and 207.3 of the Commission’s rules, International Trade Commission by the Department of Commerce that each document filed by a party to the Building. Requests to appear at the imports of bulk acetylsalicylic acid investigation must be served on all other hearing should be filed in writing with (aspirin) from China are being sold in parties to the investigation (as identified the Secretary to the Commission on or the United States at less than fair value by either the public or BPI service list), before May 10, 2000. A nonparty who within the meaning of section 733 of the and a certificate of service must be has testimony that may aid the Act (19 U.S.C. 1673b). The investigation timely filed. The Secretary will not Commission’s deliberations may request was requested in a petition filed on May accept a document for filing without a permission to present a short statement 28, 1999, by Rhodia, Inc., Cranbury, NJ. certificate of service. at the hearing. All parties and Participation in the Investigation and nonparties desiring to appear at the Authority: This investigation is being Public Service List hearing and make oral presentations conducted under authority of title VII of the should attend a prehearing conference Tariff Act of 1930; this notice is published Persons, including industrial users of pursuant to section 207.21 of the the subject merchandise and, if the to be held at 9:30 a.m. on May 15, 2000, Commission’s rules. at the U.S. International Trade merchandise is sold at the retail level, Issued: February 1, 2000. representative consumer organizations, Commission Building. Oral testimony By order of the Commission. wishing to participate in the final phase and written materials to be submitted at of this investigation as parties must file the public hearing are governed by Donna R. Koehnke, an entry of appearance with the sections 201.6(b)(2), 201.13(f), and Secretary. Secretary to the Commission, as 207.24 of the Commission’s rules. [FR Doc. 00–2525 Filed 2–3–00; 8:45 am] provided in section 201.11 of the Parties must submit any request to BILLING CODE 7020±02±U Commission’s rules, no later than 21 present a portion of their hearing days prior to the hearing date specified testimony in camera no later than 7 in this notice. A party that filed a notice days prior to the date of the hearing. INTERNATIONAL TRADE COMMISSION of appearance during the preliminary Written Submissions phase of the investigation need not file [Investigation No. 731±TA±377 (Review)] an additional notice of appearance Each party who is an interested party during this final phase. The Secretary shall submit a prehearing brief to the Internal Combustion Industrial Forklift will maintain a public service list Commission. Prehearing briefs must Trucks From Japan containing the names and addresses of conform with the provisions of section AGENCY: all persons, or their representatives, 207.23 of the Commission’s rules; the United States International who are parties to the investigation. deadline for filing is May 12, 2000. Trade Commission. Parties may also file written testimony ACTION: Cancellation of the hearing and Limited Disclosure of Business in connection with their presentation at revision of the schedule of a full five- Proprietary Information (BPI) Under an the hearing, as provided in section year review concerning the antidumping Administrative Protective Order (APO) 207.24 of the Commission’s rules, and duty order on internal combustion and BPI Service List posthearing briefs, which must conform industrial forklift trucks from Japan. Pursuant to section 207.7(a) of the with the provisions of section 207.25 of Commission’s rules, the Secretary will the Commission’s rules. The deadline EFFECTIVE DATE: January 28, 2000. make BPI gathered in the final phase of for filing posthearing briefs is May 25, FOR FURTHER INFORMATION CONTACT: this investigation available to 2000; witness testimony must be filed Christopher J. Cassise (202–708–5408), authorized applicants under the APO no later than three days before the Office of Investigations, U.S. issued in the investigation, provided hearing. In addition, any person who International Trade Commission, 500 E that the application is made no later has not entered an appearance as a party Street SW, Washington, DC 20436. than 21 days prior to the hearing date to the investigation may submit a Hearing-impaired persons can obtain specified in this notice. Authorized written statement of information information on this matter by contacting applicants must represent interested pertinent to the subject of the the Commission’s TDD terminal on 202– parties, as defined by 19 U.S.C. investigation on or before May 25, 2000. 205–1810. Persons with mobility § 1677(9), who are parties to the On June 15, 2000, the Commission will impairments who will need special investigation. A party granted access to make available to parties all information assistance in gaining access to the BPI in the preliminary phase of the on which they have not had an Commission should contact the Office investigation need not reapply for such opportunity to comment. Parties may of the Secretary at 202–205–2000. access. A separate service list will be submit final comments on this General information concerning the maintained by the Secretary for those information on or before June 19, 2000, Commission may also be obtained by

VerDate 272000 07:21 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00171 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5661 accessing its internet server (http:// DEPARTMENT OF JUSTICE or maintain a registration if the www.usitc.gov). applicant or registrant is without state Drug Enforcement Administration authority to handle controlled SUPPLEMENTARY INFORMATION: substances in the state in which he James Garvey Cavanagh, M.D.; Background conducts his business. See 21 U.S.C. Revocation of Registration 802(21), 823(f) and 824(a)(3). This On August 27, 1999 (64 FR 46952), On August 5, 1999, the Deputy prerequisite has been consistently the Commission published a notice in Assistant Administrator, Office of upheld. See Romeo J. Perez, M.D., 62 FR the Federal Register scheduling a full Diversion Control, Drug Enforcement 16,193 (1997); Demetris A. Green, M.D., five-year review concerning the Administration (DEA), issued an Order 61 FR 60,728 (1996); Dominick A. Ricci, antidumping duty order on internal to Show Cause to James Garvey M.D., 58 FR 51,104 (1993). combustion industrial forklift trucks Cavanagh, M.D., of Hawthorne, Nevada, Here it is clear that Dr. Cavanagh is from Japan. The schedule provided for notifying him of an opportunity to show not currently authorized to handle a public hearing on January 25, 2000. cause as to why DEA should not revoke controlled substances in the State of Requests to appear at the hearing were his DEA Certificate of Registration Nevada. As a result, Dr. Cavanagh is not filed with the Commission on behalf of AC9084485 pursuant to 21 U.S.C. entitled to a DEA registration in that state. NACCO Materials Handling Group and 824(a)(3), and deny any pending Accordingly, the Deputy on behalf of Clark Material Handling Co. applications for renewal of such Administrator of the Drug Enforcement However, the Federal Government was registration pursuant to 21 U.S.C. 823(f), for reason that he is not currently Administration, pursuant to the closed on January 25, 2000, because of authority vested in him by 21 USC 823 snow and so the Commission hearing authorized to handle controlled substances in the State of Nevada. The and 824 and 28 C.F.R. 0.100(b) and was not held as scheduled. 0.104, hereby orders that DEA Subsequently, each of the parties order also notified Dr. Cavanagh that should no request for a hearing be filed Certificate of Registration AC9084485, requesting to appear at the hearing within 30 days, his hearing right would previously issued to James Garvey withdrew their request. Since there are be deemed waived. Cavanagh, M.D., be, and it hereby is, no current requests by interested parties DEA received a signed receipt revoked. The Deputy Administrator to appear at a public hearing, the indicating that the Order to Show Cause further orders that any pending Commission determined to cancel, was received on August 21, 1999. No applications for the renewal of such instead of reschedule, the public request for a hearing or any other reply registration, be, and they hereby are, hearing on internal combustion was received by the DEA from Dr. denied. This order is effective March 6, industrial forklift trucks from Japan and Cavanagh or anyone purporting to 2000, and is considered the final agency provide those parties scheduled to represent him in this matter. Therefore action for appellate purposes pursuant appear an opportunity to present the Deputy Administrator, finding that to 21 U.S.C. 877. written testimony. The Commission (1) 30 days have passed since the receipt Dated: January 18, 2000. unanimously determined that no earlier of the Order to Show Cause, and (2) no Donnie R. Marshall, announcement of this cancellation was request for a hearing having been Deputy Administrator. possible. received, concludes that Dr. Cavanagh is [FR Doc. 00–2526 Filed 2–3–00; 8:45 am] deemed to have waived his hearing The Commission’s new schedule for BILLING CODE 4410±09±M the review is as follows: the deadline for right. After considering material from filing posthearing briefs is February 15, the investigative file in this matter, the Deputy Administrator now enters his 2000; the Commission will make its DEPARTMENT OF JUSTICE final order without a hearing pursuant final release of information on March 9, to 21 C.F.R. 1301.43(d) and (e) and Drug Enforcement Administration 2000; and final party comments are due 1301.46. This final order replaces and [Docket No. 99±9] on March 13, 2000. supersedes the final order issued on For further information concerning December 22, 1999, and published at 64 Michael G. Dolin, M.D., Denial of the review, see the Commission’s notice FR 73,586 (December 30, 1999). Request for Modification of cited above and the Commission’s Rules The Deputy Administrator finds that Registration of Practice and Procedure, part 201, Dr. Cavanagh currently possesses DEA subparts A through E (19 CFR part 201), Certificate of Registration AC9084485 On December 17, 1998, the Deputy and part 207, subparts A and F (19 CFR issued to him in Nevada. The Deputy Assistant Administrator, Office of part 207). Administrator further finds that on Diversion Control, Drug Enforcement March 18, 1999, the Board of Medical Administration (DEA) issued an Order Authority: This review is being conducted Examiners of the State of Nevada issued to Show Cause to Michael Glen Dolin, under authority of title VII of the Tariff Act its Findings of Fact, Conclusions of M.D. (Respondent) of Rockville Center, of 1930; this notice is published pursuant to Law, and Order revoking Dr. Cavanagh’s New York, notifying him of an sections 201.35 and 207.62 of the license to practice medicine in the State opportunity to show cause as to why Commission’s rules. of Nevada. DEA should not revoke his DEA Issued: January 31, 2000. The Deputy Administrator concludes Certificate of Registration AD4476378 By order of the Commission. that Dr. Cavanagh is not currently pursuant to 21 U.S.C. 824(a)(4), and Donna R. Koehnke, licensed to practice medicine in deny any pending applications for Secretary. Nevada, and therefore, it is reasonable modification or renewal of such to infer that he is not currently registration pursuant to 21 U.S.C. 823(f), [FR Doc. 00–2524 Filed 2–3–00; 8:45 am] authorized to handle controlled for reason that his registration would be BILLING CODE 7020±02±U substances in that state. The DEA does inconsistent with the public interest. not have the statutory authority under On January 4, 1999, Respondent, the Controlled Substances Act to issue through counsel, filed a request for a

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00172 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5662 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices hearing. Following prehearing proceedings to the Deputy handle controlled substances in the proceedings, a hearing was held in New Administrator. state in which he conducts his business. York City, New York on May 26, 1999, The Deputy Administrator has See 21 U.S.C. 802(21), 823(f) and and continued on July 13, 1999, before considered the record in its entirety, 824(a)(3). This prerequisite has been Administrative Law Judge Gail A. and pursuant to 21 CFR 1316.67, hereby consistently upheld. See Michael J. Randall. At the hearing, both parties issues his final order based upon Pine, D.D.S., 64 FR 33318 (1999); Eric called witnesses to testify and findings of fact and conclusions of law Jones, M.D., 63 FR 10042 (1998); Romeo introduced documentary evidence. as hereinafter set forth. The Deputy J. Perez, M.D., 62 FR 16193 (1997). On July 9, 1999, prior to the second Administrator adopts, in full, the Here, it is clear that Respondent is not hearing session, the Government filed a Opinion and Recommended Decision of authorized to practice medicine or Motion to Amend Prehearing Statement the Administrative Law Judge. handle controlled substances in New and to Reopen Record, which was The Deputy Administrator finds that York, and therefore, he is not eligible to granted at the hearing on July 13, 1999. Respondent was issued DEA Certificate possess a DEA registration in that state. The Government introduced evidence of Registration AD4476378 at an address As Judge Randall noted, ‘‘[a] pending that the New York Department of in North Carolina with an expiration judicial challenge to the Medical Health, State Board for Professional date of June 30, 1998. On June 14, 1998, Board’s decision does not alter Medical Conduct (Medical Board), had Respondent submitted an application to Respondent’s status in New York. The revoked Respondent’s license to modify his registration with DEA. On outcome of a potential judicial practice medicine in New York, and that the application, Respondent crossed out challenge to the Medical Board’s action the New York State Supreme Court, the registered address in North Carolina is speculative, and the decision of the Appellate Division, Third Judicial and hand wrote in an address in Medical Board is final until otherwise Department (Appellate Division), stayed Rockville, New York. Pursuant to 21 overturned.’’ Under these the revocation, but precluded CFR 1301.51, this request for circumstances, Judge Randall found that Respondent from prescribing controlled modification is treated like a new it would be inappropriate to stay or substances. Based upon this evidence, application for registration. adjourn these proceedings. The Deputy Administrator further the Government made an oral Motion In light of the above, Judge Randall finds that in a decision dated May 17, for Summary Disposition at the July 13, properly granted the Government’s 1999, the Hearing Committee of the 1999 hearing session. Motion for Summary Disposition. The Medical Board revoked Respondent’s After being given an opportunity to parties did not dispute the fact that license to practice medicine in the State Respondent is currently unauthorized to reply to the Government’s motion, on of New York. On June 10, 1999, the August 23, 1999, Respondent filed a handle controlled substances in New Appellate Division temporarily stayed York. Therefore, it is well-settled that motion requesting that Judge Randall the revocation, pending Respondent’s deny the Government’s motion and when no question of material fact is appeal of the Medical Board’s decision. involved, a plenary, adversary adjourn these proceedings until the Subsequently, in a decision dated Appellate Division renders its decision administrative proceeding involving August 6, 1999, the Appellate Division evidence and cross-examination of on the Respondent’s appeal of the lifted the temporary stay of the Medical Medical Board’s revocation of his witnesses is not obligatory. See Jesus R. Board’s revocation of Respondent’s Juarez, M.D., 62 FR 14945 (1997); Philip medical license. license to practice medicine in New On September 1, 1999, the E. Kirk, M.D., 48 FR 32887 (1983), aff’d York. sub nom Kirk v. Mullen, 749 F.2d 297 Government filed a Renewed Motion for In arguing against summary Summary Disposition, and sought to (6th Cir. 1984). disposition and for an adjournment of The Deputy Administrator agrees with reopen the record to introduce evidence these proceedings pending a ruling on Judge Randall’s conclusion that because of the Appellate Division’s decision his appeal, Respondent asserted that if Respondent lacks state authorization in lifting the temporary stay of the the Government’s motion is granted and New York, the state where he is seeking revocation of Respondent’s New York Respondent ultimately wins his appeal to be registered, it is unnecessary to medical license. The Government of the Medical Board’s revocation of his address the other allegations raised in asserted that since Respondent is no medical license, he would be without a the Order to Show Cause. longer authorized to handle controlled DEA registration to handle controlled Accordingly, the Deputy substances in New York, DEA cannot substances. Respondent further argued Administrator of the Drug Enforcement register him in that state. In a letter that the public interest would be Administration, pursuant to the dated September 8, 1999, Respondent protected by delaying a decision in this authority vested in him by 21 U.S.C. 823 replied to the Government’s Renewed matter pending the outcome of the and 824 and 28 CFR 0.100(b) and 0.104, Motion for Summary Disposition. appeal in the Appellate Division since hereby orders that the request of On September 28, 1999, Judge Randall he is currently without a medical Michael G. Dolin, M.D. to modify his issued her Opinion and Recommended license and he has not written a DEA Certificate of Registration Decision finding that Respondent lacks controlled substance prescription since AD4476378, dated June 14, 1998, be, authorization to handle controlled his DEA registration expired in 1998. and it hereby is, denied. The Deputy substances in the State of New York; The Deputy Administrator concludes Administrator notes that DEA Certificate denying Respondent’s Motion to that Respondent is not currently of Registration AD4476378 is no longer Adjourn; granting the Government’s authorized to practice medicine in the valid since it expired without being Motion for Summary Disposition; and State of New York and it is therefore renewed or modified. This order is recommending that Respondent’s reasonable to infer that he is also not effective March 6, 2000. request for modification of his DEA authorized to handle controlled registration be denied. Neither party substances in that state. The DEA does Dated: January 18, 2000. filed exceptions to her Opinion and not have statutory authority under the Donnie R. Marshall, Recommended Decision, and on Controlled Substances Act to issue or Deputy Administrator. November 4, 1999, Judge Randall maintain a registration if the applicant [FR Doc. 00–2537 Filed 2–3–00; 8:45 am] transmitted the record of these or registrant is without state authority to BILLING CODE 4410±09±M

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DEPARTMENT OF JUSTICE before Administrative Law Judge Paul Board wherein the Board contended that A. Tenney, the then-Deputy following the termination of Drug Enforcement Administration Administrator revoked Respondent’s Respondent’s earlier probation in 1991, [Docket No. 99±11] DEA registration effective June 17, 1996. he ‘‘prescribed and otherwise See Robert M. Golden, M.D., 61 FR distributed controlled and/or dangerous Robert M. Golden, M.D.; Grant of 24808 (May 16, 1996). substances without adequate medical Restricted Registration In that prior proceeding, the then- justification.’’ Respondent’s license was Deputy Administrator found that in placed on probation for a least four On January 22, 1999, the Deputy April 1987, Respondent entered into a years and he was required to relinquish Assistant Administrator, Office of Consent Order with the Georgia State his right to prescribe, administer, Diversion Control, Drug Enforcement Board of Medical Examiners (Board) dispense, order or possess Schedule I, II, Administration (DEA), issued an Order based upon allegations of recordkeeping IIN, III and IIIN controlled substances, to Show Cause to Robert M. Golden, violations, the prescribing or dispensing as well as specifically named drugs to M.D. (Respondent) of Alpharetta, GA, of controlled substances while not include the Schedule IV controlled notifying him of an opportunity to show acting in the usual course of substances Xanax and Stadol, and their cause as to why DEA should not deny professional practice, and the generic equivalents. In addition his application for registration as a prescribing or ordering of controlled pursuant to this Consent Order, practitioner under 21 U.S.C. 823(f), for substances for an illegitimate medical Respondent is required to utilize reason that this registration would be purpose, Respondent’s medical license triplicate prescriptions for all controlled inconsistent with the public interest. was placed on probation for four years, substances prescribed by him; to By letter dated February 2, 1999, and he was prohibited from prescribing, maintain a contemporaneous log of his Respondent requested a hearing, and administering or dispensing Schedule II handling of controlled substances; and following prehearing procedures, a and III controlled substances, except in to successfully complete a specific hearing was held in Atlanta, GA on June an institutional setting; required, for at continuing medical education course 9, 1999, before Administrative Law least one year, to personally maintain a regarding the appropriate prescribing of Judge Mary Ellen Bittner. At the log of all Schedule IV controlled controlled substances, as well as other hearing, both parties called witnesses to substances that he prescribed, continuing medical education. testify and introduced documentary administered or dispensed in his office; On June 15, 1997, Respondent evidence. After the hearing, both parties and required to attend at least 100 hours submitted an application for a new DEA submitted proposed finding of fact, of continuing medical education Certificate of Registration. On January 9, conclusions of law and argument. On focusing on drug abuse and/or 1998, DEA issued an Order to Show November 23, 1999, Judge Bittner issued pharmacology. The Consent Order Cause proposing to deny this her Opinion and Recommended Ruling, specified that it was ‘‘not an admission application and alleging that Findings, of Fact, Conclusions of Law of wrongdoing for any purpose other Respondent’s registration would be and Decision (Opinion), recommending than resolving the matters pending inconsistent with the public interest. that Respondent’s application for a DEA before the Board.’’ Respondent did not reply to the Order Certificate of Registration be granted in In addition in the prior proceeding, to Show Cause, and consequently the Schedules IV and V subject to several the then-Deputy Administrator found then-Acting Deputy Administrator conditions. Neither party filed that in 1992 a confidential informant deemed that Respondent had waived his exceptions to Judge Bittner’s Opinion received prescriptions for Xanax, a right to a hearing. On July 10, 1998, the and on December 23, 1999, she Schedule IV controlled substance, from then-Acting Deputy Administrator transmitted the record of these Respondent who issued the issued a final order denying proceedings to the Office of the Deputy prescriptions using names other than Respondent’s application for Administrator. that of the informant. Also, on two registration effective August 17, 1998. The Deputy Administrator has occasions in 1992, Respondent issued See 63 FR 38669 (July 17, 1998). considered the record in its entirety, prescriptions for Xanax to an In his final order denying and pursuant to 21 CFR 1316.67, hereby undercover police officer for no Respondent’s application, the then- issues his final order based upon legitimate medical purpose. Further, Acting Deputy Administrator found that finding of fact and conclusions of law as Respondent increased the dosage the circumstances had not changed hereinafter set forth. The Deputy strength of the controlled substances sufficiently from the revocation of Administrator adopts, the Opinion and prescribed based upon the patient’s Respondent’s previous DEA registration Recommended Ruling, Findings of Fact, demands rather than on his own to warrant granting Respondent’s Conclusions of Law and Decision of the medical judgment. application. Administrative Law Judge, with slight In his final order revoking On October 12, 1998, Respondent modifications to the recommended Respondent’s previous DEA Certificate submitted an application for a new DEA decision as noted below. His adoption is of Registration, the then-Deputy registration in Schedules II through V. in no manner diminished by any Administrator found that Respondent’s Subsequently, Respondent’s application recitation of facts, issues and conduct ‘‘demonstrate[s] a cavalier was amended to seek registration in conclusions herein, or of any failure to behavior regarding controlled Schedules IV and V only. That mention a matter of fact or law. substances’’; and that ‘‘Respondent did application is the subject of these The Deputy Administrator finds that not acknowledge any possibility of proceedings. Respondent previously possessed DEA questionable conduct in his prescribing The Deputy Administrator concludes Certificate of Registration AG6243125. practices.’’ The then-Deputy that the then-Deputy Administrator’s On May 25, 1994, an Order to Show Administrator found that he ‘‘was findings in the 1996 final order revoking Cause was issued proposing to revoke provided no basis to conclude that Respondent’s previous DEA Certificate that Certificate of Registration and Respondent would lawfully handle of Registration are res judicata since alleging that Respondent’s continued controlled substances in the future.’’ they were made following an registration would be inconsistent with On April 4, 1996, Respondent entered evidentiary hearing. See Stanley Alan the public interest. Following a hearing into another Consent Order with the Azen, M.D., 61 FR 57893 (1996).

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However, since the then-Acting Deputy Robert Golden is dead and buried as far Respondent has improperly handled Administrator’s findings in the 1998 as I’m concerned.’’ controlled substances since 1993. The final order denying Respondent’s Pursuant to 21 U.S.C. 823(f), the Consent Order with the Board dated previous application for registration Deputy Administrator may deny an April 4, 1996, alleges that Respondent were based on the investigative file and application for a DEA Certificate of prescribed and otherwise distributed following an evidentiary hearing, res Registration, if he determines that the controlled and/or dangerous substances judicata does not apply and therefore, registration would be inconsistent with without adequate medical justification. Respondent is not precluded from the public interest. Section 823(f) However, the Consent Order also litigating the matters at issue in the 1998 requires that the following factors be indicates that Respondent denies these proceeding. considered in determining the public allegations and no evidence of the Accordingly, the Deputy interest: underlying facts of these allegations was Administrator concludes that the (1) The recommendation of the introduced by the Government at this critical consideration in this proceeding appropriate State licensing board or hearing. is whether the circumstances, which professional disciplinary authority. As to factor three, there is no evidence existed at the time of the 1996 (2) The applicant’s experience in that Respondent has ever been revocation of Respondent’s previous dispensing, or conducting research with convicted under State or Federal laws DEA Certificate of Registration, have respect to controlled substances. relating to controlled substances. changed sufficiently to support a (3) The applicant’s conviction record Further, the record contains no evidence conclusion that Respondent’s under Federal or State laws relating to of other conduct that may threaten the registration with DEA would be in the the manufacture, distribution, or public health and safety that would be public interest. dispensing of controlled substances. considered under factor five. (4) Compliance with applicable State, As discussed previously, Respondent Judge Bittner noted that Respondent’s Federal, or local laws relating to is subject to a Consent Order with the last application for registration was controlled substances. denied because he had not presented Board until at least April 4, 2000. A (5) Such other conduct which may sufficient evidence to indicate that his DEA investigator testified at the hearing threaten the public health and safety. registration with DEA would be in the in this matter that Respondent has been These factors are to be considered in public interest. However, she concluded in compliance with the terms of this the disjunctive; the Deputy that Respondent has now presented Consent Order. Administrator may rely on any one or a such evidence. Judge Bittner noted that Respondent testified that he has been combination of factors and may give ‘‘Respondent has completed a six day practicing medicine for approximately each factor the weight he deems seminar in the appropriate prescribing 20 years, and for most of that time he appropriate in determining whether a of controlled substances, he is in practiced general or family medicine. In registration should be revoked or an compliance with the Board’s 1996 or about 1995, he realized that he was application for registration denied. See Consent Order, and he has changed his not suited for that type of medical Henry J. Schwarz, Jr., M.D., 54 FR 16422 practice to a specialty in which the use practice and changed his specialization (1989). of controlled substances is limited to to cosmetic surgery. Specifically, Regarding factor one, it is undisputed very specific purposes and for specific Respondent specializes in tumescent that until at least April 4, 2000, periods of time.’’ liposuction where the cosmetic surgeon Respondent is subject to the terms of a Judge Bittner found Respondent’s uses local rather than general anesthesia Consent Order entered into with the testimony to be credible and concluded during the procedure. Board. Pursuant to this Consent Order, that Respondent ‘‘now understands and Respondent testified that in his Respondent is limited to handling accepts the responsibility inherent in a current practice he needs to use Schedule IV and V controlled DEA registration.’’ Therefore, she Schedule IV and V controlled substances only and is further recommended that Respondent be substances to effectively treat his precluded from handling the Schedule issued a DEA registration limited to patients. According to Respondent and IV controlled substances Xanax and Schedule IV and V, with the exception his medical assistant, some patients Stadol, and their generic equivalents. of Xanax and Stadol, subject to the have a heightened sense of anxiety that As to factors two and four, the then- following conditions: is not relieved by non-controlled Deputy Administrator found in the 1996 1. Respondent shall maintain accurate sedatives. Respondent testified that if final order revoking Respondent’s records showing all purchases, needed, he prefers to use Valium to help previous DEA Certificate of Registration administering, and dispensing patients with anxiety pre-operatively, that prior to 1993 Respondent (including prescribing) of all controlled intra-operatively, and post-operatively. prescribed controlled substances substances; and According to Respondent and literature knowing that a person other than the 2. Respondent shall submit copies of in evidence, patients who undergo one named on the prescription was the all such records to the Special Agent in tumescent liposuction surgery intended recipient of the controlled Charge of the DEA’s Atlanta office, or experience minimal post-operative pain, substances in violation of 21 CFR his designee, quarterly, for two years and therefore do not need narcotic pain 1306.05, and that Respondent increased from the effective date of his relievers. In those situations where a the strength of the medication registration. patient has needed some type of pain prescribed based on the patient’s The Deputy Administrator finds that relief, Respondent has prescribed a non- request rather than using his the Government has established a prima controlled, non-sterodial, anti- professional medical judgment. The facie case for denial of Respondent’s inflammatory analgesic. then-Deputy Administrator concluded application for registration. However, Respondent introduced evidence of that these prescriptions were not issued like Judge Bittner, the Deputy his completion of a course in the proper for a legitimate medical purpose in Administrator concludes that it would handling of controlled substances. He violation of 21 CFR 1306.04. not be in public interest to deny testified that in the future, he is ‘‘going The Deputy Administrator finds that Respondent’s application, but rather to to practice very defensive medicine.’’ there was no evidence presented in this register him on a very limited a basis to According to Respondent, ‘‘[t]the old Dr. proceeding to warrant a finding that give him the opportunity to demonstrate

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As will be discussed more from the date of issuance of the DEA On October 27, 1995, the Deputy fully below, the Deputy Administrator Certificate of Registration: Assistant Administrator, Office of denies Respondent’s motion to reopen (1) While Respondent will be Diversion Control, Drug Enforcement the record and has not considered registered in Schedule IV, he shall not Administration (DEA) issued an Order Respondent’s letter dated November 4, prescribe, dispense, administer, order or to Show Cause to Wesley Harline, M.D. 1999, in rendering his decision in this (Respondent) of Ogden, Utah, notifying otherwise handle Xanax, Stadol, or their matter. him of an opportunity to show cause as generic equivalents. The Deputy Administrator has to why DEA should not revoke his DEA considered the record in its entirety, (2) Respondent shall send copies of Certificate of Registration AH1650248 and pursuant to 21 CFR 1316.67, hereby records documenting all of his and deny any pending applications for issues his final order based upon purchases of controlled substances to renewal of such registration as a findings of fact and conclusions of law the Special Agent in Charge of the DEA practitioner pursuant to 21 U.S.C. 823(f) as hereinafter set forth. This final order Atlanta office, or his designee, on a and 824(a)(4), for reason that his replaces and supersedes the final order quarterly basis. continued registration would be issued on December 9, 1999, and inconsistent with the public interest. (3) Respondent shall submit, on a published at 64 FR 72678 (December 28, By letter dated December 14, 1995, 1999). The Deputy Administrator quarterly basis, a log of all of the Respondent, through counsel, filed a controlled substances he has prescribed, adopts, except as specifically noted request for a hearing, and following below, the findings of fact set forth in administered, or dispensed during the prehearing procedures, a hearing was previous quarter, to the Special Agent in Judge Bittner’s Opinion, but does not held in Salt Lake City, Utah on April 1 adopt Judge Bittner’s recommended charge of the DEA Atlanta office, or his through 3 and May 6 through 8, 1997, designee. The log shall include: the conclusions of law and decision. and by telephone in Salt Lake City and The Deputy Administrator finds that patient’s name; the date that the Arlington, Virginia, on August 18 Respondent graduated from medical controlled substance was prescribed, through 21, 1997, before Administrative school in 1945. In or about 1953, administered or dispensed; and the Law Judge Mary Ellen Bittner. At the Respondent joined a general surgery name, dosage and quantity of the hearing both parties called witnesses to practice in Ogden, Utah. He has been a controlled substance prescribed, testify and introduced documentary licensed physician in Utah since 1953 administered or dispensed. If no evidence. After the hearing both parties and has held state and Federal controlled substances are prescribed, submitted proposed findings of fact, authorizations to handle controlled administered or dispensed during a conclusions of law and argument. substances since approximately the time given quarter, Respondent shall indicate In his brief, Respondent’s counsel he obtained his medical license. that fact in writing in lieu of submission included findings based upon evidence According to Respondent, sometime in of the log. that was not introduced at the hearing. the 1980s, he virtually terminated his On January 5, 1998, the Government general surgery practice to concentrate (4) Respondent shall consent to filed a Motion to Strike Post Record random, unannounced inspections by on cosmetic surgery. Respondent Evidence from Respondent’s Proposed testified that he considered weight DEA without requiring an Findings of Fact, Conclusions of Law Administrative Inspection Warrant. control to be a part of cosmetic surgery, and Argument. On January 21, 1998, and as of 1997, he saw 15 to 20 weight Accordingly, the Deputy Respondent filed his Opposition to control patients every weekday and a Administrator of the Drug Enforcement Government’s Motion to Strike Post few weight control patients on Administration, pursuant to the Record Evidence, and in the alternative, Saturdays. authority vested in him by 21 U.S.C. 823 Motion to Reopen the Record. Primarily at issue in this proceeding and 824 and 28 CFR 0.100(b) and 0.104, On April 2, 1999, Judge Bittner issued is whether Respondent properly hereby orders that the application for her Opinion and Recommended Ruling, prescribed controlled substances to his registration submitted Robert M. Findings of Fact, Conclusions of Law weight control patients. Therefore, Golden, M.D., be, and it hereby is, and Decision (Opinion), granting the provisions of Utah law relating to this Government’s motion to strike the granted in Schedules IV and V, subject issue were placed into evidence. As of additional evidence, denying to the above described restrictions. This 1987 1, the Utah Administrative Code Respondent’s motion to reopen the (Administrative Code) authorized the order is effective upon the issuance of record, and recommending that Utah Division of Occupational and the DEA Certificate of Registration, but Respondent’s DEA Certificate of Professional Licensing (DOPL) to revoke no later than March 6, 2000. Registration be revoked and any a State license to handle controlled Dated: January 18, 2000. pending applications be denied. On substances if the holder ‘‘[p]rescribes or June 14, 1999, Respondent filed Donnie R. Marshall, administers any controlled substance for exceptions to Judge Bittner’s Opinion Deputy Administrator. weight control for more than 30 days in and on August 2, 1999, the Government [FR Doc. 00–2539 Filed 2–3–00; 8:45 am] any 12 twelve-month period.’’ Utah filed its response to Respondent’s Admin. Code R153–38–8 (1987–1988). BILLING CODE 4410±09±M exceptions. Thereafter, on August 10, 1999, Judge Bittner transmitted the 1 The Government did not provide any evidence record of these proceedings to the of the statutory provisions relating to weight control Deputy Administrator. in existence prior to 1987.

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The Administrative Code also required On June 5, 1992, the DOPL issued an issue in this proceeding is whether that ‘‘each prescription for a controlled emergency order restricting Respondent properly prescribed substance and the number of refills Respondent’s authority to perform controlled substances to these patients authorized shall be documented in the certain types of surgery and ordering for weight control. As a result, there was patient records by the prescribing him to cease providing overnight patient evidence presented by both the practitioner.’’ Utah Admin. Code R153– care at his facility. On September 29, Government and Respondent regarding 37–10.D (1987–1988). 1993, a Third Amended Petition was when an individual is considered obese The 1989 Administrative Code filed in that proceeding alleging, among or overweight, when the use of generally provided that: other things, that Respondent prescribed controlled substances is appropriate for Prescribing practitioners shall keep a Schedule III anorectic controlled weight control, and when such accurate records reflecting the examination, substance beyond the period of time treatment is deemed effective. The evaluation and treatment of all patients. permitted by Utah regulation to at least Government offered the testimony of a Patient medical records shall accurately 13 patients and that the prescriptions physician who mainly treats chronic reflect the prescription or administration of did not bear the full names and pain patients, but who was qualified as controlled substances in the treatment of the addresses of the patients and the dates an expert in the legitimate use of patient, the purpose for which the controlled issued as required by law. substances is utilized and information upon anorectic controlled substances. which the diagnosis is based. On December 10, 1996, Respondent Respondent testified on his own behalf executed a Stipulation and Order in and also offered the testimony of a Utah Admin. Code R153–37–9.A (1989). which he denied all of the allegations of physician whose practice prior to 1991 Further, Utah Admin. Code R153–37– the Third Amended Petition but agreed consisted of some weight management 10.H (1989), provided that Schedule II to various terms and conditions. patients and since 1991 was solely controlled substances could not be Specifically, the Stipulation and Order weight management patients. Both prescribed, dispensed or administered suspended Respondent’s medical parties offered extensive documentary for weight reduction or control. In license for three months, but stayed addition, section 10.J essentially evidence. enforcement of the suspension and Evidence was presented that different provided that Schedule III and IV placed his license on a five-year methods are used to determine when a controlled substances could only be probation subject to various conditions patient is considered obese or used for weight reduction in the including that he provide adequate overweight. These include comparing treatment of obesity as an adjunct, in means to permit patients to exercise the patient’s height and weight to charts accordance with Food and Drug informed consent with respect to published by insurance companies, and Administration approved labeling for medical and surgical procedures, the product, and in a regimen of caloric calculating the individual’s body mass anesthesia, and medications to be index (BMI), which is the person’s restriction provided that among other administered or dispensed; meet with things the prescribing practitioner weight in kilograms divided by the the Physicians’ Licensing Board (Board) square of his/her height in meters. The determines that the patient has made quarterly for five years; allow a qualified good faith efforts to lose weight in a Government’s expert as well as most of physician to review records of 1.4 the documentary evidence regarding structured treatment program and the percent of his patients; and maintain program was ineffective, obtains a this issue cite BMI as the best general prescription records in accordance with guideline. Judge Bittner went into great thorough history; performs a thorough State and Federal law and make his physical examination; and rules out any detail, which will not be repeated here, prescription records available for summarizing the various opinions in contraindications to the use of inspection by the board and the DOPL controlled substances. This section evidence regarding at what BMI an upon request. individual is considered obese or precluded the prescribing of Schedule In the latter half of 1995, DEA overweight. After reviewing all of the III and IV controlled substances for conducted a pharmacy survey to evidence, the Deputy Administrator weight reduction for a period longer determine whether Respondent was finds that there seems to be than 12 weeks in any one year period. complying with various regulatory disagreement within the medical Also pursuant to this section, a requirements. The survey revealed that community as to when an individual is practitioner was required to discontinue Respondent had written prescriptions considered obese or overweight using prescribing controlled substances if the for anorectic controlled substances for BMI as a guideline. patient failed to lose weight while under more than 12 weeks in a year in Respondent testified that his standard treatment for a period of 28 days as violation of state law. The survey practice for weight control patients determined by weighings of the patient further revealed seven prescriptions that during the time period at issue was to at least every fourteenth day. Respondent issued between 1993 and use the life insurance tables, and that he In 1991, the provision was reworded 1995 and 202 prescriptions that he was not aware of BMI as a criterion until slightly but essentially was issued between 1990 and 1992 that did the 1990s. He further testified that substantively unchanged, and remained not bear the patient’s full name and/or although BMI is ‘‘helpful’’ in so until January 16, 1996. As of that date of issuance. date, Utah Admin. Code R156–37–604 Respondent testified that he had determining whether or not to prescribe (1996) provided that Schedule II and III written incomplete prescriptions, but weight control medication, he found it controlled substances shall not be that in discussions with other cumbersome to use. Judge Bittner concluded that: prescribed, dispensed, or administered physicians he had learned that such for purposes of weight reduction or prescriptions ‘‘are a quite frequent Based on my review of all the foregoing, control. Further, Schedule IV controlled occurrence.’’ According to Respondent, and recognizing that there is some substances can only be used in the he was told by a DOPL investigator that disagreement among the experts, I find that for purposes of this proceeding the [National treatment of excessive weight when no more than 50% of prescriptions for Institute of Health’s National Institute of certain conditions are met. However, Schedule III, IV and V controlled Diabetes and Digestive and Kidney Diseases this provision no longer imposed the 12 substances are properly filled out. (NIDDK)] definitions are the most week limitation on the use of Schedule On May 11, 1995, DOPL subpoenaed appropriate standards. I therefore find that a IV controlled substances. records for 43 Respondent’s patients. At person aged thirty-five or older is obese if he

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The but that there were few published four or younger should be considered obese Government’s expert further testified studies in which patients received these if he or she has a BMI of 25 [kilograms/ meters squared] or more, and that a BMI that the risks associated with the drugs for more than a year. greater than 30 [kilograms/meters squared] controlled substances at issue here are Consequently, the Deputy Administrator indicates moderate to severe obesity. low and that the medications are is reluctant to find that long-term use of reasonably safe drugs, but that they do anorectic controlled substances is The Deputy Administrator disagrees have side effects and there is some inappropriate. with Judge Bittner that the NIDDK potential for abuse, although low for definitions are the most appropriate Judge Bittner next addressed the Schedule IV substances. The standards. The Deputy Administrator criteria for an appropriate weight loss Government’s expert testified that the finds that given the disagreement within program utilizing controlled substances. potential benefit of using controlled the medical community, he is not The Government’s expert and the comfortable finding that one standard is substances must be balanced against the documentary evidence suggest that more appropriate than another. In fact potential risk. controlled substances should only be Judge Bittner went into great detail, the NIDDK standard that Judge Bittner used as part of an overall program which will not be reiterated here, cites also noted that while BMI ‘‘is the including dietary modification, regarding the documentary evidence measurement of choice for many behavioral instruction and exercise. The physicians and researchers studying regarding tolerance and the abuse Government’s expert emphasized that obesity,’’ it potential associated with anorectic the key determinant of a weight loss controlled substances and as to their program’s efficacy is whether the weight poses some of the same problems as the efficacy. After reviewing all of this loss improves the patient’s health. It height-for-weight tables. Doctors don’t agree evidence, the Deputy Administrator on the cutoff points for ‘‘healthy’’ versus was the opinion of the Government’s ‘‘unhealthy’’ BMI ranges. BMI does not concludes that there have been few if expert that it is not appropriate to use provide information on a person’s percentage any meaningful studies on the long-term controlled substances for weight loss in of body fat. However, like the height-for- use of anorectic controlled substances in order to enhance a patient’s self-image weight table, BMI is a useful general the treatment of weight control. or for prophylactic use, for instance if guideline. However, the Deputy Administrator other members of a patient’s family are finds it noteworthy that in the prologue overweight. According to the Understanding Adult Obesity, NIH to the Anorectic Usage Guidelines Government’s expert it is not Publication No. 94–3680, November adopted by the American Society of appropriate to prescribe controlled 1993 . 1990 (1990 ASBP Prologue) it was Therefore, the Deputy Administrator Respondent testified that in reported that the reported incidence of is reluctant to set an objective standard determining whether to prescribe serious side effects of Schedule III and to determine when an individual is medications for weight control he IV anorectics ‘‘is low indeed.’’ The 1990 considered obese or overweight which considered the patient’s feelings about ASBP Prologue also stated, among other might not necessarily be appropriate for him or herself, whether he or she things, that short and long term studies each patient. Rather it appears that there wanted to lose weight, how much the have not documented concerns about are a number of different criteria that patient wanted to lose, and whether it the abuse potential of anorectics, and may be considered by a physician in was feasible for the patient to do so. that a significant number of bariatric determining whether an individual The Government’s expert testified that physicians reported that they patient is obese or overweight. a weight loss of at least 10% is Next, Judge Bittner addressed when it maintained patients on anorectics for considered a good sustained weight is appropriate to use controlled long periods of time without significant loss. Other evidence in the record substances in a weight loss program. A ill effects. The 1990 ASBP Guidelines indicates that some believe that a weight consensus of the documentary evidence, stated that Schedule III and IV loss as low as 5% is considered good. as well as the testimony of both anorectics ‘‘can often be useful in The Government’s expert testified that Respondent and the Government’s helping patients to lose weight and to once a 10% weight loss has been expert, indicate that obesity is a chronic maintain a reduced weight,’’ and that achieved, that does not necessarily condition, and as such, using these medications ‘‘by definition have a mean that controlled substances should medication to treat it only for a short low level of risk and little potential for be discontinued because the medication time is not effective. However, by virtue addiction or psychologic dependence helps prevent regaining weight loss. But of the fact that the drugs at issue are when carefully used by a physician in the expert further testified that there controlled substances, it has already a properly supervised medical needs to be an ongoing review process been determined that these drugs have practice.’’ to assess the efficacy of the use of The Deputy Administrator also finds controlled substances. some potential for abuse and that abuse 2 would lead to some level of physical or it significant that in a 1996 article, the Judge Bittner went into great detail psychological dependence. National Task Force on the Prevention summarizing the documentary evidence The Physicians’ Desk Reference (PDR) and Treatment of Obesity (National Task relating to the criteria for determining advises that these drugs should only be Force) advised that obesity is likely to when controlled substances should be used for a few weeks. However, DEA require continued treatment, and that utilized in a weight control program. has previously held that the PDR is not therefore drug treatment for only weeks After considering all of the evidence the binding on a physician. See Paul W. or months is generally not warranted. Deputy Administrator concludes that Saxton, D.O., 64 FR 25073 (1999); The National Task Force warned that there appears to be a difference of Margaret E. Sarver, M.D., 61 FR 57896 drug treatment might need to continue opinion within the medical community (1996). Even the Government’s expert as to when it is appropriate to use 2 National Task Force on the Prevention and testified that research has found that the Treatment of Obesity, Long-term Pharmacotherapy controlled substances in a weight Food and Drug Administration in the Management of Obesity, 276 JAMA 1907 management program and when such recommendations on which the PDR is (1996). use is considered effective.

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The Deputy Administrator finds it As to the 42 patients at issue in this likely than not the patient was not significant that the 1990 ASBP proceeding, Judge Bittner went into following the diet. Respondent would Guidelines specify that the guidelines, great detail in her Opinion regarding remind the patient on follow-up visits of provide suggestions regarding the use of the their history of treatment with the importance of following the diet. anorectics but they are not intended to and Respondent. She discussed the patient Respondent testified that he used the indeed cannot, replace the individual charts and patient summaries in insurance company height and weight judgment of the treating bariatrician which evidence, the assessment of the tables to determine whether to use remains and must remain paramount. Thus, Government’s expert of each patient, controlled substances in the treatment the bariatrician must not rely on these Respondent’s testimony regarding each of a patient. However, he also testified guidelines, or on any other guidelines to patient, and the patient interviews that he is now stricter in his approach provide an infallible blueprint for patient conducted by DEA and/or the patients’ to weight control treatment. treatment. It is not the intent of these testimony. Since the Deputy Respondent’s office manager testified guidelines to limit the bariatricians’ right to that although a patient’s blood pressure adjust the therapy based on the patient’s Administrator is adopting Judge condition, medical problems or therapeutic Bittner’s findings of fact except as was taken at each visit, the result was response. specifically noted, there is no need for not always noted in the patient’s chart him to reiterate them. It should be noted unless it was abnormal. Respondent The Government’s expert testified that that based upon the Deputy testified that he might not always note this statement should be interpreted in Administrator’s rejection of certain of the responses to the medical/family the context of a clear-cut treatment Judge Bittner’s findings as noted above, history questions or the results of the program with established goals. the Deputy Administrator does not physical examination in the patient’s Judge Bittner concluded that adopt any of Judge Bittner’s findings chart if the responses and/or findings [i]n light of my findings above as to when a regarding specific patients that use her were normal. person should be considered obese, I further objective standard to conclude that For the most part, the charts for the find that anorectic controlled substances treatment with controlled substances patients at issue here do not indicate the should not be used in the treatment of a was inappropriate or to assess whether patient’s target weight, medical history, patient unless the individual is thirty-five or or not treatment was successful. or results of physical examinations, nor more years of age and has a BMI of at least The Deputy Administrator makes the do the charts indicate whether the 27 [kilograms/meters squared], or, if younger following general findings regarding patient previously saw another than thirty-five year of age, has a BMI of 25 physician for weight control or was ever [kilograms/meters squared] or more. I Respondent’s treatment of the patients especially note that the evidence establishes at issue. These patients were all being enrolled in a formal weight control that prescribing controlled substances to a treated by Respondent for weight loss or program. Also, for the most part, there patient for cosmetic purposes is not within management. There is no evidence that is no indication in the charts that the scope of legitimate medical practice. anorectic controlled substances were Respondent gave the patient diet or * * * Based on my review of the record prescribed for other purposes, or that exercise information on an initial or and for purposes of this proceeding, I find controlled substances received pursuant subsequent visit, or that Respondent that it is appropriate to continue prescribing to Respondent’s prescriptions were sold subsequently discussed these subjects anorectic controlled substances to those or in any other way diverted from the with the patient or modified the patients who initially are candidates for such patients’ use. recommended diet and exercise treatment only if (a) the patient achieves a regimes. Also there were several loss of five percent of body weight or a On the initial visit, the patient would reduction in BMI by one or more units and be weighed, his/her height would be instances where controlled substances maintains that loss for at least one year, or measured and blood pressure taken. A were prescribed by Respondent but not (b) if the patient achieves a significant family/medical history would be taken noted in the patient charts. In addition, clinical response as defined in the 1990 and Respondent would perform a a number of the patients were ASBP Guidelines, i.e., (1) a loss of at least physical examination. Respondent prescribed benzodiazepines for twelve pounds over the initial twelve weeks, would discuss goals and a target weight extended periods of time with no reason and (2) a loss of at least four pounds for each with the patient, give the patient a for these prescriptions noted in the additional four weeks of treatment, providing generalized diet, generally discuss charts. that if the patient has lost at least ten percent exercise, lifestyle changes, and possible The Government’s expert testified that of his or her initial body weight, he or she Respondent’s patient records did not may be considered to have reached [90% side effects of the controlled substances, Target Weight] and may appropriately and ask whether the patient had comply with Utah requirements continue to be prescribed anorectics if previously attempted to lose weight and regarding patient histories and physical needed. If the patient gains weight and by what methods. examinations, and characterized exceeds that benchmark, the physician Thereafter, Respondent would see the Respondent’s records as ‘‘grossly should cease prescribing the medications patient no more than once a month. In deficient * * * in terms of the unless the patient again achieves the [90% fact, several patients testified that they evaluation of the patients.’’ According Target Weight] benchmark in a period of time had tried to obtain their prescriptions to the Government’s expert, as far as the equaling one week for each pound above the earlier because they were going on patient records show, ‘‘the patients benchmark. (Footnotes omitted). vacation, but their requests were came in, were weighed, were given a The Deputy Administrator disagrees refused. At each visit the patient would prescription and left * * *. That’s all with these findings. There appears to be be weighed and his/her blood pressure you can tell from the records. This isn’t differing opinions within the medical taken. The patient would always be seen saying other things weren’t done, but community as to when it is appropriate by Respondent before any controlled certainly they weren’t documented if to use controlled substances in weight substances would be prescribed. they were.’’ management treatment and when such Respondent would admonish the Respondent testified that the medical use is considered effective. As a result, patient if he/she were not losing weight. records in evidence as Government the Deputy Administrator is not If the patient was not losing weight, exhibits were incomplete, and included comfortable setting objective standards Respondent would very rarely change only his handwritten notes, not all of which might not necessarily be the diet he had provided the patient the information in the patient charts, appropriate for each individual patient. because according to Respondent, more and that these notes were the only

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Also as of other documents at that time, and did several others as minimally effective. August 1997, he follows procedures not offer the complete charts as his own Respondent’s treatment of one patient specified in a document that was exhibits. Regarding the benzodiazepine is of particular concern. From January prepared with the assistance of counsel prescriptions, while the reasons for the 1993 to May 1995, the patient was which includes a checklist for the prescriptions were not noted in the prescribed Nardil, a non-controlled physician on the initial consult, a charts, Respondent and the patients antidepressant, as well as anorectic medical history form, an informed who testified were able to give controlled substances. The consent form, and a follow-up explanations for the prescriptions. Government’s expert characterized consultation questionnaire. These forms Nonetheless, Respondent admitted at Nardil as a ‘‘fairly dangerous all remain as part of each patient’s the hearing that his patient records were medication,’’ that is typically prescribed permanent record. Respondent’s office not as good as they could have been. by psychiatrists. According to the manager testified that weight control Respondent also admitted that with Government’s expert, even many patients are now given a handbook respect to all 42 patients at issue in this psychiatrists are reluctant to prescribe which includes information on diet, proceeding, he violated Utah law in Nardil because it interacts with a exercise, and medication. Respondent existence at the time that limited the number of other drugs, particularly testified that he is now complying with prescribing of Schedule III and IV anorectics, and some foods which can all State, Federal and local laws anorectic controlled substances to no lead to life threatening side effects. At pertaining to controlled substances and more than 12 weeks in a one-year period the hearing in this matter, Respondent would never violate a regulation in the (12-week rule). Respondent testified that conceded that he made a mistake and future. he did not agree with Utah’s pre-1996 should not have prescribed Nardil for In this brief filed after the conclusion restriction because a weight control this patient. of the hearing, Respondent’s counsel program for 12 weeks is not feasible and sought to introduce and rely upon At the hearing in this matter, that the rule was not in the mainstream evidence not admitted at the hearing. Respondent testified that he did not of medicine. According to Respondent, Respondent’s counsel attached and know when he became aware of the 12- ‘‘I thought I was still in the mainstream discussed in his brief a letter dated week rule. He further testified that he of medicine because most of my October 2, 1997, from a physician who was not aware of the change in Utah law colleagues were violating the 12-week stated that he had conducted a random effective January 16, 1996, which rule and certainly all of the drugstores sampling of Respondent’s charts for were.’’ Respondent asserted that ‘‘that prohibited the prescribing of Schedule weight control patients. In a motion doesn’t make me any less guilty, but it III controlled substances for weight filed on January 5, 1998, the explains why I did it.’’ Respondent control and which eliminated the 12- Government objected to consideration of testified that he should not have week rule for Schedule IV controlled this information arguing that disobeyed the law but he felt that it was substances, until he was personally Respondent did not move to reopen the in the best interest of his patients. He advised of this change by a DOPL record to receive additional evidence, further testified that his patients have inspector in February 1996. A pharmacy and even if he had, the record should been inconvenienced and embarrassed survey revealed that Respondent had not be reopened because Respondent by their involvement in these issued 16 prescriptions for Schedule III has not demonstrated that the evidence proceedings, and that his health has anorectics after the effective date of the was previously unavailable and is suffered and he has been financially law prohibiting such prescribing but material and relevant. See Robert M. burdened due to his violation of the before he was advised of the change in Golden, M.D., 61 FR 24808 (1996). law. the law by the DOPL inspector. Further the Government asserted that at In general, the Government’s expert There was also an allegation raised at most, the letter shows that Respondent opined that it did not appear that the hearing that Respondent authorized is complying with his probationary Respondent monitored the patients’ a pharmacy to change a prescription requirements with the Board, which is treatment; that the patient interviews that he had written on March 12, 1996 presumed, and that the letter raises failed to show that Respondent used any for a Schedule IV controlled substance issues of fact that would require further behavior therapy; that many of to a Schedule III controlled substance. A testimony and documentary evidence in Respondent’s patients did not qualify as DOPL investigator testified that a this proceeding. On January 21, 1998, candidates for treatment with anorectic pharmacy technician indicated that the Respondent filed his opposition to the controlled substances ‘‘under any patient requested the change and that Government’s motion in which he definition’’; and that it did not appear the pharmacy technician had gotten moved to reopen the record and argued that Respondent placed his patients on approval from someone at Respondent’s that the letter meets the standard for structured diet and exercise programs. office. Respondent testified that the reopening the record. The Government’s expert testified that individual at his office did not recall In her opinion, Judge Bittner granted the lack of documentation in the patient giving the pharmacy technician the Government’s motion to strike from charts raised questions about the quality authorization to change the Respondent’s brief the October 2, 1997 of care that Respondent provided these prescription. Respondent further letter and references to it. Judge Bittner patients. testified that ‘‘I’m not stupid. I have found that to appropriately evaluate the For the most part, the Government’s been notified months previous that this assertions in the October 2, 1997 letter expert concluded that Respondent’s was no longer a drug that we the record would have to be reopened treatment of the patients at issue with prescribed,’’ and that he would not have for additional testimony and controlled substances was not authorized such a change. documentary evidence. Judge Bittner

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DEA has previously 824(a)(4), the Deputy Administrator may at issue anorectic controlled substances held that it is not DEA’s role to resolve revoke a DEA Certificate of Registration for anywhere from a few months to this disagreement. In William F. and deny any pending application for twenty years, and that the vast majority Skinner, M.D., 60 FR 62887 (1995), the renewal of such registration, if he were prescribed Schedule III controlled then-Deputy Administrator found that, determines that the continued substances. Judge Bittner noted that ‘‘the conflicting expert opinion evidence registration would be inconsistent with ‘‘[a]lthough Respondent introduced presented leads to the conclusion that the public interest. Section 823(f) evidence on the long-term use of some the medical community has not reached requires that the following factors be Schedule IV medications, the record is a consensus as to the appropriate level considered in determining the public devoid of such evidence with respect to of prescribing of controlled substances interest: Schedule III anorectics.’’ Judge Bittner in the treatment of chronic pain (1) The recommendation of the evaluated the treatment of these 42 patients. * * * It remains the role of the appropriate State licensing board or patients and concluded that treating physician to make medical professional disciplinary authority. treatment decisions consistent with a Respondent’s treatment of all forty-two (2) The applicant’s experience in medical standard of care and the dispensing, or conducting research with patients whose records are in evidence was inappropriate because he did not provide the dictates of the Federal and State law.’’ respect to controlled substances. comprehensive program required by good As previously noted, the Deputy (3) The applicant’s conviction record medical practice. In addition, twenty-six of Administrator does not agree with Judge under federal or state laws relating to the patients were not sufficiently overweight Bittner’s conclusion that a person is the manufacture, distribution, or to justify treatment with controlled obese or overweight at a set BMI. While dispensing of controlled substances. substances at the outset and eight of these it is true that there is evidence in the (4) Compliance with applicable state, became obese while taking the medications. record that BMI is a good, if not the best, federal, or local laws relating to Of the sixteen patients who may initially measure of obesity, there are still other controlled substances. have been candidates for treatment with guidelines that may be considered. In anorectic controlled substances, ten did not (5) Such other conduct which may addition there is conflicting evidence in threaten the public health and safety. achieve a weight loss that met the standard of efficacy stated above. the record as to when it is appropriate These factors are to be considered in the to use controlled substances. disjunctive; the Deputy Administrator Judge Bittner also found it significant Consequently, the Deputy Administrator may rely on any one or a combination that Respondent prescribed finds that it is not DEA’s role to resolve of factors and may give each factor the benzodiazepines to 14 patients for these differences and set the standard weight he deems appropriate in substantial periods of time without for the medical community. This is not determining whether a registration documenting the reasons for the to say that physicians have free reign to should be revoked or an application for prescriptions in the patient charts. As a prescribe anorectic controlled registration denied. See Henry J. result, Judge Bittner ‘‘conclude[d] that substances for non-legitimate reasons. Schwarz, Jr., M.D., 54 FR 16422 (1989). this factor weighs strongly in favor of a But in this case, all of the patients at Regarding factor one, Judge Bittner finding that Respondent’s continued issue were seeking to control their noted that Respondent entered into a registration would not be in the public weight and there is no evidence in the Stipulation and Order with the DOPL in interest.’’ record that the controlled substances December 1996, but no restrictions were The Deputy Administrator finds that were diverted from this purpose. imposed on his state authorization to it does seem like Respondent issued a While one might argue that handle controlled substances. Judge large number of prescriptions for Respondent did not individualize the Bittner concluded however, that anorectic controlled substances to the treatment for these patients as the ‘‘inasmuch as State licensure is a majority of these patients. However, the evidence suggests is appropriate, necessary but not sufficient condition Deputy Administrator cannot find that Respondent did meet with the patients for DEA registration, this factor is not Respondent’s prescribing was before prescribing controlled substances dispositive.’’ In his exceptions to Judge inappropriate. While the record is and when necessary would discuss diet Bittner’s opinion, Respondent devoid of much evidence regarding the and exercise with the patients. On some contended that the state ‘‘is in the best long-term use of Schedule III anorectics, occasions, Respondent would cease position to judge Respondent’s fitness to the Deputy Administrator is reluctant to treatment when the patient failed to practice.’’ Respondent argued that it is find that such prescribing is follow Respondent’s weight control ‘‘unfair and excessively punitive’’ for inappropriate. In evaluating this case, it program. Judge Bittner took issue with DEA to seek to take action against is apparent that there is a variety of the amount of time Respondent spent Respondent above and beyond that opinions within the medical community with the patients saying that it was not taken by the state. The Deputy as to when a person is considered obese sufficient to provide individualized Administrator notes that the or overweight and when it is therapy. However, the Deputy recommendation of the appropriate state appropriate to use controlled substances Administrator is not in a position to licensing authority is but one factor to in the treatment of weight control. find whether the amount of time spent be considered in determining the public DEA has been faced with an with the patients was sufficient since no interest. However in this case, the analogous situation when it sought to evidence was presented as to what is Deputy Administrator does not find it determine whether physicians’ considered an appropriate amount of significant that Utah did not restrict prescribing for chronic pain patients time. Respondent’s ability to handle was appropriate. In one recent case, the As for Respondent’s prescribing of controlled substances after reviewing Deputy Administrator quoted the benzodiazepines for extended periods of

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The Deputy Administrator Respondent appears reluctant to physician and/or introduce rebuttal concludes that he cannot find that these individualize his weight loss treatment evidence. Clearly, this report was not prescriptions were inappropriate based programs as suggested by the medical available to Respondent until October 2, on the fact that the reasons for the literature, this does not warrant 1997, after the conclusion of the hearing prescriptions were not noted in the revocation of his DEA registration. in this matter. In addition, the Deputy patient charts. Judge Bittner concluded ‘‘that the Administrator finds that this report is The Deputy Administrator finds that record as a whole establishes that clearly material and relevant to the issue Respondent’s prescribing of Nardil Respondent is unwilling or unable to in this proceeding. Both Government along with anorectic controlled accept the responsibilities inherent in counsel and Judge Bittner state that the substances to one patient was holding a DEA registration.’’ As a result, report merely shows that Respondent is inappropriate. However, this is the only Judge Bittner concluded that complying with the state’s Stipulation example of Respondent prescribing Respondent’s continued registration and Order, which is presumed. contraindicated drugs, and Respondent would be inconsistent with the public However, the Deputy Administrator has admitted that he was wrong in so interest and recommended that finds that this report also shows the doing. Respondent’s DEA registration be extent of Respondent’s compliance. The Regarding factor three, there is no revoked. issue in this proceeding is whether evidence that Respondent has been Respondent filed exceptions to Judge Respondent’s continued registration is convicted of any criminal charges under Bittner’s Opinion and the Government inconsistent with the public interest. State or Federal laws relating to the filed a response to Respondent’s The state of Respondent’s current manufacture, distribution, or dispensing exceptions which have all been practice is clearly relevant and this of controlled substances. considered by the Deputy Administrator information was not available until after As to factor four, Respondent’s in rendering his decision in this matter. the conclusion of the hearing. compliance with applicable laws, Most of the arguments set forth in these Nonetheless, the Deputy Respondent has admitted that he filings have already been addressed in Administrator has decided not to violated Utah law with respect to the 42 this final order, or it is not necessary to remand this matter to the patients at issue in this proceeding by address them in light of the findings of Administrative Law Judge and has prescribing anorectic controlled the Deputy Administrator. However, further decided to deny Respondent’s substances to them for more than 12 Respondent does argue in his request to reopen the record dated weeks in one year period and by failing exceptions that Judge Bittner November 4, 1999, to introduce the to properly document his treatment of erroneously excluded the October 2, October 2, 1997 report of the reviewing these patients in their charts. The 1997 report of the physician who physician as well as six subsequent Deputy Administrator does not find that reviewed Respondent’s charts pursuant reports. As the Government has stated, Respondent violated 21 CFR 1306.04, to the terms of the Stipulation and in order to admit these reports for which states that controlled substances Order with the state. In its response to reconsideration, the Government would may only be prescribed for a legitimate Respondent’s exceptions, the need to be provided with an medical purpose. As discussed above, Government argues that Judge Bittner opportunity to cross-examine the given the difference of opinion in the properly excluded the report since it reviewing physician and to possibly medical community, the Deputy added nothing to the record in this introduce rebuttal evidence, which Administrator cannot find that matter and in order to properly assess would delay a final decision in this Respondent issued controlled substance the value of the report, the reviewing matter. In light of the findings and prescriptions to the patients at issue for physician would need to testify and be conclusions set forth in the final order, no legitimate medical purpose. subjected to cross-examination. This the Deputy Administrator does not As to factor five, Judge Bittner issue will be discussed below. believe that Respondent would want to concluded that Respondent did not On August 10, 1999, the record in this delay issuance of this decision. provide adequate assurances that he matter was transmitted to the Deputy Therefore, the seven reports of the would properly document the treatment Administrator. On November 4, 1999, reviewing physician attached to of his patients in their chards. However, Respondent sent a letter to the Deputy Respondent’s November 4, 1999 letter the Deputy Administrator finds that Administrator responding to the have not been considered by the Deputy pursuant to the Stipulation and Order Government’s response to his Administrator in rendering his decision with the state, Respondent’s patient exceptions and attaching seven reports in this matter. charts are currently reviewed on a from the physician who reviewed The Deputy Administrator has not periodic basis for completeness. As a Respondent’s patient charts pursuant to considered the other statements made result the Deputy Administrator finds the Stipulation and Order that were by Respondent in the November 4, 1999 that Respondent’s documentation will generated between October 2, 1997 and letter. First, such a filing is not be sufficiently monitored. Judge Bittner September 2, 1999. Respondent permitted by the regulations, and also concluded that Respondent showed recognized that such a filing is not second, they merely reiterate arguments no remorse for his violations of Utah provided for in the regulations, but already made by Respondent in his brief law and continued to assert that despite argued that consideration of it is and exceptions. the medical evidence to the contrary, necessary ‘‘to avoid a gross miscarriage After reviewing the entire record in there was no need to individualize the of justice.’’ In addition, Respondent this matter, the Deputy Administrator diet and exercise programs, and that filed a formal motion to reopen the concludes that revocation of behavioral counseling would be useless. record. Respondent’s DEA Certificate of

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Registration is not warranted. The DEPARTMENT OF JUSTICE from serious medical conditions which Deputy Administrator does not find that prevented her from practicing veterinary the patients at issue in this proceeding Drug Enforcement Administration medicine. were prescribed controlled substances [Docket No. 98±16] In March 1987, a local pharmacist for no legitimate medical purpose. advised the Mississippi Bureau of While Respondent may not have been as Judy L. Henderson, D.V.M.; Grant of Narcotics (MBN) that Respondent had careful in prescribing controlled Restricted Registration used prescriptions and DEA order forms substances and in documenting the to obtain a large amount of Demerol, a On February 3, 1998, the Deputy reasons for his prescribing, the Deputy Schedule II narcotic controlled Assistant Administrator, Office of Administrator does not believe that substance, from the pharmacy. A Diversion Control, Drug Enforcement revocation is appropriate given the subsequent pharmacy survey revealed a Administration (DEA), issued an Order dispute within the medical community total of six prescriptions and eight order to Show Cause to Judy L. Henderson, as to when it is proper to use controlled forms written by Respondent. The D.V.M. (Respondent) of Corinth, substances in weight control. prescriptions were for a total of 30 Mississippi, notifying her of an However, Respondent clearly violated dosage units of Ionamin, a Schedule IV opportunity to show cause as to why state law by ignoring the 12-week rule controlled substance, 30 dosage units of DEA should not deny her application and by failing to properly document the diazepam, a Schedule IV controlled for registration as a practitioner treatment of his patients. The Deputy substance, six ampules of Demerol, one pursuant to 21 U.S.C. 823(f), for reason Administrator does not condone ounce of liquid Demerol, and 20 dosage that her registration would be Respondent’s defiance of state law, but units of Mepergan Fortis, a Schedule II the Deputy Administrator finds it inconsistent with the public interest. By letter dated March 3, 1998, narcotic controlled substance. The noteworthy that the state is currently Ionamin and diazepam prescriptions monitoring Respondent’s treatment of Respondent requested a hearing on the issues raised by the Order to Show listed Respondent as the patient, the patients and documentation of this prescription for six ampules of Demerol treatment; that the state did not restrict Cause. Following prehearing procedures, a hearing was held in listed the clinic where Respondent Respondent’s ability to handle worked and had the notation ‘‘clinic use controlled substances based upon the Memphis, Tennessee on November 18, 1998, and April 20, 1999, before only,’’ the Mepergan Fortis prescription same patient charts in evidence in this was made out to Respondent’s then- proceeding; and that Respondent has Administrative Law Judge Mary Ellen Bittner. At the hearing, the Government husband, and the prescription for one taken remedial steps to ensure that he ounce of Demerol was made out in a practices in compliance with the law. called witnesses and introduced documentary evidence and Respondent dog’s name. Each of the order forms was But given Respondent’s admitted for one 30 cc. vial of Demerol. defiance of state law by ignoring the 12- testified on her own behalf. After the On March 26, 1987, MBN agents week limitation on prescribing hearing both parties submitted proposed interviewed Respondent who told the controlled substances for weight control findings of fact, conclusions of law and agents that she had obtained the various that was in effect at the time of the argument. narcotics for her own use because she events at issue, the Deputy On September 21, 1999, Judge Bittner suffered from extremely painful medical Administrator finds that some controls issued her Opinion and Recommended conditions. The agents subsequently are necessary to ensure that Respondent Ruling, Findings of Fact, Conclusions of confirmed with Respondent’s physician properly handles controlled substances Law and Decision (Opinion), that he was treating Respondent for the in the future. Therefore, for two years recommending that Respondent’s medical conditions. However, the from the effective date of this final order application for registration be granted physician indicated that he did not Respondent shall: (1) Forward to the limited to four specific substances and know that Respondent was self- DEA Salt Lake City office copies of the subject to two conditions. Neither party prescribing and that he would help her. reports of the physician reviewing his filed exceptions to Judge Bittner’s No charges were filed against charts pursuant to the Consent Order Opinion, and on October 25, 1999, Respondent as a result of this with the State of Utah; and (2) consent Judge Bittner transmitted the record of investigation. to unannounced inspections by DEA these proceedings to the Deputy Respondent testified at the hearing in personnel without requiring an Administrator. this matter that she was treated with administrative inspection warrant. The Deputy Administrator has Accordingly, the Deputy considered the record in its entirety, intravenous Demerol for a painful Administrator of the Drug Enforcement and pursuant to 21 CFR 1316.67, hereby kidney disorder. Following surgery for Administration, pursuant to the issues his final order based upon this disorder, Respondent experienced authority vested in him by 21 U.S.C. 823 findings of fact and conclusions of law withdrawal from the Demerol. and 824 and 28 CFR 0.100(b) and 0.104, as hereinafter set forth. The Deputy Respondent testified that she was hereby orders that DEA Certificate of Administrator adopts the findings of ashamed that she had become Registration AH1650248, previously fact and conclusions of law of the dependent on the Demerol and issued to Wesley G. Harline, M.D., be Administrative Law Judge in their attempted to wean herself off by taking and it hereby is continued, subject to entirety, and adopts with several oral Demerol intended for the animals the above described restrictions. This modifications, as noted below, the she treated. This attempt was order is effective March 6, 2000, and is conclusion and recommended decision unsuccessful and in fact Respondent the final agency action for appellate of the Administrative Law Judge. His was taking more Demerol than she had purposes pursuant to 21 U.S.C. 877. adoption is in no manner diminished by before her surgery. According to any recitation of facts, issues or Respondent she then began injecting Dated: January 18, 2000. conclusions herein, or of any failure to herself with Demerol. Finally, at or Donnie R. Marshall, mention a matter of fact or law. about the end of November 1997, Deputy Administrator. The Deputy Administrator finds that Respondent entered a 28-day treatment [FR Doc. 00–2536 Filed 2–3–00; 8:45 am] Respondent is a veterinarian. At various program and stopped using controlled BILLING CODE 4410±09±M times during her career she suffered substances.

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As to the other prescriptions Respondent told the agents that she had lidocaine (for local use), Torbutral, and discovered during this investigation, not been practicing veterinary medicine Sodium Pentothal as a pre-anesthetic. Respondent testified that she purchased for a period of time because she was ill. Rompun, acepromazine, and lidocaine Ionamin to treat an obese dog, and that She further told the agents that rather are not controlled substances. Ketamine the Valium was for use in a clinic where than filling the prescriptions that her was previously noncontrolled but was she worked. Respondent further physician issued to her, she was placed in Schedule III effective August testified that she did not prescribe ordering the drugs using her DEA 12, 1999. Torbutral is a controlled Mepergan Fortis for her then-husband, registration because it was less substance. but that the prescription was for her expensive to obtain the drugs that way. During the course of investigating then-mother-in-law’s dog, who At this meeting, Respondent Respondent’s application for a DEA Respondent was treating for cancer. surrendered her DEA Certificate of registration, DEA contacted the local The Government alleged that Registration, order forms, and controlled sheriff. The local sheriff indicated that Respondent surrendered her DEA substances in her possession. in 1993, Respondent was caught stealing Certificate of Registration in 1987. Respondent testified at the hearing ketamine from another veterinarian. However, the investigator who testified that in 1990 she developed an extremely In explaining why she stole the at the hearing indicated that she could painful medical condition that rendered ketamine, Respondent testified that after not locate a copy of the surrender form. her unable to work. She acknowledged her radical surgery, she went through a Respondent testified that at some point that she ordered controlled substances very bitter divorce and custody in 1987 the attorney for the Mississippi during this period, and that at one point proceeding, that she ‘‘lost everything,’’ State Board of Veterinary Medicine she bought Demerol from a hospital and that her ex-husband made (Veterinary Board) wrote to her pharmacy. Respondent further testified allegations about her to other recommending that she surrender her that her physician did not know that she veterinarians in the area that effectively DEA registration, but that she did not was ordering hydrocodone, and that prevented her from obtaining work. She respond to this letter since she was very although she know that ordering the further testified that her ex-husband was ill and not working at the time. It was drug for herself was an unethical use of physically abusive and had threatened Respondent’s recollection that she her DEA registration, she had not to kill her if she did not stop attempting simply let her DEA registration expire. thought that it was criminal conduct. to regain custody of their child. She testified that she still had the Respondent testified that she ultimately Respondent testified that upon the registration certificate in her possession recovered from this illness following recommendation of a local police the next time that she applied for a DEA radical surgery. officer, she obtained a gun to protect registration. Judge Bittner found On March 1, 1996, Respondent herself from her ex-husband. According Respondent’s testimony to be credible executed an application for a new DEA to Respondent, she ultimately realized and therefore found that the evidence Certificate of Registration. DEA sought a that she would not be able to shoot her does not support a finding that recommendation from the Veterinary ex-husband if threatened and instead Respondent’s surrendered her DEA Board as to whether this application decided to obtain ketamine to use as a Certificate of Registration in 1987. should be granted. On June 10, 1996, the chemical immobilizer. Respondent Respondent was issued DEA Veterinary Board responded, stating in testified that shortly before stealing the Certificate of Registration BE2196687 on pertinent part: ketamine, her ex-husband had attacked March 20, 1990. her with a , resulting in her In October 1992, DEA was advised by While the granting or denial of [a DEA being admitted to an emergency room. Respondent’s then-husband that registration] is a determination to be made by Respondent testified that she stole your agency, the Mississippi Board of Respondent was abusing controlled Veterinary Medicine cannot recommend ketamine from the other veterinarian substances. A subsequent pharmacy unrestricted approval by your agency. While twice. The first time, she took a total of survey did not reveal any controlled the Board is happy that [Respondent] has two cc. of ketamine, but then decided substance prescriptions issued by returned to practice, nevertheless, the Board that that would not be a sufficient Respondent. DEA then contacted feels that, at most, [Respondent’s] purchases quantity to subdue her ex-husband. Respondent’s drug distributor and of controlled drugs should be limited to the Respondent testified that she then took discovered that Respondent had ordered purchase of euthanasia solutions and a a bottle that had held 10 cc. of ketamine limited number of purchases for anesthetics. 500 dosage units of lorazepam 2 mg., a and had about one cc. of the drug left Schedule IV controlled substance, and As a result of this letter, Respondent in it, and she then added small 2200 dosage units of hydrocodone with wrote to the Veterinary Board asking for quantities of ketamine that she took APAP, a Schedule III controlled its approval for her to use ketamine, at from other bottles, substituting saline in substance, between March 4 and the time a non-controlled substance; those bottles. Respondent acknowledged October 19, 1992. Socumb, brand name for a product that what she did was wrong. A DEA investigator contacted two containing sodium pentobarbital, a The other veterinarian decided not to physician who had treated Respondent. Schedule II non-narcotic controlled press charges against Respondent One physician treated Respondent for substance; Valium, brand name for a provided that Respondent seek painful medical conditions from 1989 product containing diazepam; Sodium treatment. As a result, Respondent until June 1992, and prescribed her Pentothal, trade name for thiopental, a entered a treatment program to be Lortab 7.5 mg., a Schedule III controlled Schedule III non-narcotic controlled treated for depression and tested for substance. The other physician substance; phenobarbital, a Schedule IV ketamine. According to Respondent, she indicated that he treated Respondent controlled substance; testosterone, a stayed in that program for two weeks from February 1987 until March 1991, Schedule III controlled substance; and and then went to a program that treated also for painful medical conditions. Winstrol-V, Telazol, and Tussigon, all health care professionals where she There is no indication in the record controlled substances. By letter to stayed for three to four months. whether this physician prescribed Respondent dated October 28, 1996, the Thereafter she moved to an outpatient Respondent any controlled substances. Veterinary Board recommended that she facility. Respondent testified that she On October 21, 1992, DEA agents met use ketamine, Rompun, acepromazine spent a total of five months in treatment with Respondent at her home. (or other tranquilizers), gas anesthesia, for clinical depression and hydrocodone

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According to supports a finding that prior to 1987, On November 5, 1996, a DEA Respondent, she would be willing to Respondent abused her DEA registration investigator asked Respondent to send install security measures, maintain by issuing prescriptions and using DEA information regarding her rehabilitation whatever records are required, and be order forms to obtain controlled and aftercare treatment. According to subject to random drug testing. substances for her own use. In 1992, the investigator, Respondent did not Respondent has acknowledged her Respondent again used her DEA send any such information. Respondent mistakes. Respondent testified that she registration to obtain controlled acknowledged that the DEA investigator has ‘‘suffered greatly because of this. substances for her own use. Respondent had asked her to provide records of her And I expect to the rest of my life. This also handled sodium pentobarbital in treatment, but that she had substantial will be a great humiliation to me. But 1997, when she was not authorized to difficulty obtaining these records from I truly—I truly don’t believe it will ever do so. the facilities. happen again. I never have a desire to. As to factor three, there is no evidence Respondent testified that she I never had before these two instances that Respondent has been convicted of eventually started her own veterinary and I never have since.’’ any criminal charges relating to the practice, and that she was the only Pursuant to 21 U.S.C. 823(f), the manufacture, distribution or dispensing veterinarian in her town who was Deputy Administrator may deny an of controlled substances. always available. According to application for a DEA Certificate of Regarding factor four, Respondent’s Respondent, the majority of her practice Registration, if he determines that the compliance with applicable laws is trauma emergency medicine, unlike registration would be inconsistent with relating to controlled substances, it is other veterinarians. the public interest. Section 823(f) undisputed that Respondent used DEA In June 1997, Respondent contacted requires that the following factors be order forms in violation of 21 U.S.C. the DEA investigator and advised that considered in determining the public 828(e) to obtain controlled substances the only drug she was using at that time interest. for her own use. In addition, was Socumb. The investigator asked (1) The recommendation of the Respondent issued prescriptions to Respondent how she obtained the appropriate State licensing board or obtain Demerol for her own use in Socumb since she was not registered professional disciplinary authority. with DEA to handle controlled (2) The applicant’s experience in violation of 21 U.S.C. 829 and 21 CFR substances at that time. Respondent dispensing, or conducting research with 1306.04. The Deputy Administrator indicated that she received a partial respect to controlled substances. notes however that these violations bottle from another veterinarian. The (3) The applicant’s conviction record occurred when Respondent was DEA investigator contacted the other under Federal or State laws relating to suffering from painful medical veterinarian who indicated that he the manufacture, distribution, or conditions and had become addicted to provided the sodium pentobarbital to dispensing of controlled substances. narcotic controlled substances. Respondent after Respondent showed (4) Compliance with applicable State, According to Respondent, these him a letter from the Veterinary Board Federal, or local laws relating to conditions are now under control, she stating that she could use the drug. controlled substances. has undergone treatment for her Respondent told the other veterinarian (5) Such other conduct which may addiction, and she has not improperly that she had an animal in distress, so he threaten the public health and safety. obtained or personally used controlled gave her 10 to 20 cc. to euthanize the These factors are to be considered in the substances, except as a result of surgery, animal. disjunctive; the Deputy Administrator since October 1993. As recently as 1997, Respondent testified at the hearing may rely on any one or a combination Respondent handled sodium that the dog she was treating had been of factors and may give each factor the pentobarbital when she was not poisoned, that the incident occurred late weight he deems appropriate in registered with DEA to do so in at night on a weekend, and that the dog determining whether a registration violation of 21 U.S.C. 841(a). While not was in intense pain. She contacted the should be revoked or an application for condoning this violation, the Deputy other veterinarian who refused to put registration denied. See Henry J. Administrator does not find under the the dog to sleep himself, but offered to Schwarz, Jr., M.D., 54 FR 16422 (1989). circumstances that this isolated incident prescribe enough of the drug so As to factor one, the Veterinary Board warrants denying Respondent’s Respondent could euthanize the dog. recommended that Respondent not be application for registration. Respondent testified that because she given an unrestricted registration, As to factor five, the Deputy was working under the other however the Veterinary Board did Administrator is troubled by veterinarian she did not realize that she recommend that Respondent be Respondent’s theft of ketamine in 1993. had done anything wrong. It is authorized to handle thiopental and Although ketamine was not a controlled undisputed that after speaking to the ketamine, Schedule III controlled substance at the time, her stated DEA investigator, Respondent returned substances, and butorphanol, a purpose of immobilizing her ex- the remaining sodium pentobarbital to Schedule IV controlled substance. husband with the drug raises serious the other veterinarian. Although Respondent has indicated that concerns about her fitness to handle Respondent asserted that since she is she also needs to be able to use sodium controlled substances. However, the the only veterinarian in the area who pentobarbital for euthanasia, the Deputy Administrator notes that this handles emergencies after hours, she Veterinary Board did not mention this incident occurred in 1993, that needs a DEA registration in order to care substance in its June 10, 1996 letter. The Respondent has since undergone for her patients. Respondent testified Deputy Administrator agrees with Judge extensive treatment for depression and that she needs to use sodium Bittner that while the Veterinary Board’s drug addiction, that Respondent has pentobarbital, butorphanol, and Valium recommendations are not dispositive, acknowledged the wrongfulness of this in her practice. The sodium they certainly weigh in favor of at the behavior, and that there is no evidence

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However, the laboratory or hospital that will be Respondent has acknowledged her past Deputy Administrator is extremely conducting the random urinalysis. problems and appears to be remorseful. reluctant to grant Respondent the Reports documenting the results of However, while Respondent asserts that authority to handle ketamine, the very these tests shall be forwarded to the she has undergone treatment and that substance she admitted stealing in 1993 Special Agent in Charge of the DEA she has not improperly used controlled to potentially use to incapacitate her ex- New Orleans office, or his designee. substances since 1993, the Deputy husband. Nonetheless, the Deputy (5) Respondent shall consent to Administrator is troubled by the lack of Administrator will do so given that the random, unannounced inspections evidence in the record, other than Veterinary Board recommended that without the need for an Administrative Respondent’s own testimony, regarding Respondent be authorized to handle Inspection Warrant. Respondent’s treatment for her ketamine and the recommendation of Accordingly, the Deputy addiction. The record is also devoid of the appropriate state licensing authority Administrator of the Drug Enforcement evidence of any continued monitoring is one of the factors to be considered by Administration, pursuant to the of Respondent and any support network the Deputy Administrator in authority vested in him by 21 U.S.C. 823 in place to help prevent a relapse. determining the public interest. The and 824 and 28 CFR 0.100(b) and 0.104, The Deputy Administrator agrees with Deputy Administrator is also troubled hereby orders that the application for Judge Bittner that the Government has by the lack of evidence in the record, registration submitted by Judy L. presented a prima facie case for the other than Respondent’s own testimony, Henderson, D.V.M., be, and it hereby is, denial of Respondent’s application for regarding her treatment and granted in Schedules II non-narcotics, registration based upon Respondent’s rehabilitation. Consequently, the Deputy III and IV, subject to the above described use of her previous DEA registrations to Administrator finds it necessary to have restrictions. This order is effective upon obtain controlled substances for her safeguards in place to be certain that the issuance of the DEA Certificate of own use, her abuse of controlled Respondent does not abuse controlled Registration, but no later than March 6, substance, her violation of laws relating substances once she is issued a limited 2000. to controlled substances, her handling registration. Dated: January 18, 2000. of sodium pentobarbital in 1997 when Therefore, the Deputy Administrator Donnie R. Marshall, not authorized to do so, and her theft of concludes that Respondent should be a non-controlled substance in 1993 to be issued a DEA Certificate of Registration Deputy Administrator. used to temporarily immobilize her ex- in Schedules II non-narcotic, III and IV [FR Doc. 00–2540 Filed 2–3–00; 8:45 am] husband. However, Judge Bittner found subject to the following restrictions for BILLING CODE 4410±09±M credible Respondent’s testimony that three years from the date of issuance of she has not used controlled substances the DEA Certificate of Registration: since 1993 except as prescribed lawfully (1) While Respondent shall be DEPARTMENT OF JUSTICE by a physician. Judge Bittner also found registered in Schedules II non-narcotic, Drug Enforcement Administration credible Respondent’s testimony III and IV, she shall only handle sodium regarding the circumstances pentobarbital, ketamine, thiopental, and Archibald W. Hutchinson, M.D.; surrounding her theft to ketamine in butorphanol. Revocation of Registration 1993 and her 1997 handling of sodium (2) Respondent shall send copies of penotobarbital, and that she regrets her records documenting all of her On July 28, 1999, the Deputy misconduct, is willing to accept purchases of controlled substances to Assistant Administrator, Office of restrictions on her registration, and will the Special Agent in Charge of the DEA Diversion Control, Drug Enforcement not abuse her registration or controlled New Orleans office, or her designee, on Administration (DEA), issued an Order substances in the future. a quarterly basis. to Show Cause to Archibald W. Therefore, Judge Bittner concluded (3) Respondent shall submit, on a Hutchinson, M.D., of Marietta, Ohio, that it would not be inconsistent with quarterly basis, a log of all of the notifying him of an opportunity to show the public interest to grant Respondent controlled substances she has cause as to why DEA should not revoke a DEA Certificate of Registration limited prescribed, administered, or dispensed his DEA Certificate of Registration to the Schedule II controlled sodium during the previous quarter, to the BH2898053 pursuant to 21 U.S.C. pentobarbital, the Schedule III Special Agent in Charge of the DEA 824(a)(3), and deny any pending controlled substances ketamine and New Orleans office, or his designee. The applications for renewal of such thiopental, and the Schedule IV log shall include: the patient’s name; the registration pursuant to 21 U.S.C. 823(f), controlled substance butorphanol date that the controlled substance was for reason that he is not currently subject to the following conditions: prescribed, administered or dispensed; authorized to handle controlled (1) Respondent shall maintain and the name, dosage and quantity of substances in the State of Ohio. The accurate records showing all purchases, the controlled substance prescribed, order also notified Dr. Hutchinson that administering and dispensing administered or dispensed. If no should no request for a hearing be filed (including prescribing) of all controlled controlled substances are prescribed, within 30 days, his hearing right would substances; and administered or dispensed during a be deemed waived. (2) Respondent shall submit copies of given quarter, Respondent shall indicate The Order to Show Cause was sent to all such records to the Special Agent in that fact in writing, in lieu of Dr. Hutchinson at his registered Charge of DEA’s New Orleans Office, or submission of the log. location. DEA received a signed receipt his designees, quarterly, for five years (4) Respondent shall submit to indicating that it was received and from the effective date of her random urinalysis, at her own expense, signed for by an individual on registration. not less than one time per month. November 3, 1999. The Order to Show

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Cause was also sent to Dr. Hutchinson they hereby are, denied. This order is wished to pursue this matter and asking at his last known address in Illinois. effective March 6, 2000, and is that favorable consideration be given to The return receipt indicates that the considered the final agency action for any future applications for registration Order to Show Cause was forwarded to appellate purposes pursuant to 21 with DEA. On December 20, 1999, Judge another address in Illinois and was U.S.C. 877. Bittner transmitted the record of these signed for on or about August 20, 1999. Dated: January 18, 2000. proceedings to the Office of the Deputy No request for a hearing or any other Administrator. Donnie R. Marshall, reply was received by the DEA from Dr. The Deputy Administrator has Hutchinson or anyone purporting to Deputy Administrator. considered the record in its entirety, represent him in this matter. Therefore, [FR Doc. 00–2527 Filed 2–3–00; 8:45 am] and pursuant to 21 CFR 1316.67, hereby the Deputy Administrator, finding that BILLING CODE 4410±09±M issues his final order based upon (1) 30 days have passed since the receipt findings of fact and conclusions of law of the Order to Show Cause, and (2) no as hereinafter set forth. The Deputy request for a hearing having been DEPARTMENT OF JUSTICE Administrator adopts, in full, the Opinion and Recommended Decision of received concludes that Dr. Hutchinson Drug Enforcement Administration is deemed to have waived his hearing the Administrative Law Judge. right. After considering material from [Docket No. 99-36] As a preliminary matter, the Deputy the investigative file in this matter, the Administrator has not considered Deputy Administrator now enters his Kenneth Leroy Jones, M.D.; Respondent’s letter filed on November final order without a hearing pursuant Revocation of Registration 30, 1999, since it was not timely filed to 21 CFR 1301.43(d) and (e) 1301.46. and Respondent has not offered any On August 24, 1999, the Deputy explanation for the late filing. This final order replaces and supersedes Assistant Administrator, Office of the final order issued on January 3, The Deputy Administrator finds that Diversion Control, Drug Enforcement Respondent possesses DEA Certificate of 2000. Administration (DEA) issued an Order The Deputy Administrator finds that Registration AJ1551399, issued to him at to Show Cause to Kenneth Leroy Jones, Dr. Hutchinson currently possesses DEA an address in Paintsville, Kentucky. The M.D. (Respondent) of Paintsville, Certificate of Registration BH2898053 Deputy Administrator further finds that Kentucky, notifying him of an issued to him in Ohio. The Deputy on January 7, 1999, the Commonwealth opportunity to show cause as to why Administrator further finds that on July of Kentucky, State Board of Medical 8, 1998, the State Medical Board of Ohio DEA should not revoke his DEA Licensure ordered the revocation of permanently revoked his license to Certificate of Registration AJ1551399, Respondent’s Kentucky medical license. practice medicine in the State of Ohio. and deny any pending applications for Respondent did not dispute that he is Therefore, the Deputy Administrator renewal of such registration as a not currently authorized to practice concludes that Dr. Hutchinson is not practitioner pursuant to 21 U.S.C. 823(f) medicine in Kentucky. currently licensed to practice medicine and 824(a)(3). The Order to Show Cause Therefore, the Deputy Administrator in Ohio, and as a result, it is reasonable alleged that Respondent was not finds that Respondent is not currently to infer that he is not currently currently authorized to handle authorized to practice medicine in the authorized to handle controlled controlled substances in the Commonwealth of Kentucky. As a substances in that state. Commonwealth of Kentucky. result, it is reasonable to infer that he is The DEA does not have the statutory By letter dated September 17, 1999, also not authorized to handle controlled authority under the Controlled Respondent requested a hearing, and the substances in that state. Substances Act to issue or maintain a matter was docketed before DEA does not have statutory authority registration if the applicant or registrant Administrative Law Judge Mary Ellen under the Controlled Substances Act to is without state authority to handle Bittner. On October 20, 1999, the issue or maintain a registration if the controlled substances in the state in Government filed a Motion for applicant or registrant is without state which he conducts his business. See 21 Summary Disposition, alleging that authority to handle controlled U.S.C. 802(21), 823(f) and 824(a)(3). Respondent is currently registered with substances in the state in which he This prerequisite has been consistently DEA to handle controlled substances in conducts his business. See 21 U.S.C. upheld. See Romeo J. Perez, M.D., 62 FR Kentucky, however, he is not currently 802(21), 823(f) and 824(a)(3). This 16,193 (1997); Demetris A. Green, M.D., authorized by the Commonwealth of prerequisite has been consistently 61 FR 60,728 (1996); Dominick A. Ricci, Kentucky to handle controlled upheld. See Romeo J. Perez. M.D., 62 FR M.D., 58 FR 51,104 (1993). substances. Respondent was given until 16,193 (1997); Demetris A. Green, M.D., Here it is clear that Dr. Hutchinson is November 10, 1999, to file a response to 61 FR 60,728 (1996); Dominick A. Ricci, not currently authorized to handle the Government’s motion. Respondent M.D. 58 FR 51.104 (1993). controlled substances in the State of failed to file a timely response. Here it is clear that Respondent is not Ohio. As a result, he is not entitled to On November 18, 1999, Judge Bittner licensed to handle controlled substances a DEA registration in that state. issued her Opinion and Recommended in Kentucky. Since Respondent lacks Accordingly, the Deputy Decision finding that Respondent lacks this state authority, he is not entitled to Administrator of the Drug Enforcement authorization to handle controlled a DEA registration in that state. Administration, pursuant to the substances in the Commonwealth of In light of the above, Judge Bittner authority vested in him by 21 U.S.C. 823 Kentucky; granting the Government’s properly granted the Government’s and 824 and 28 CFR 0.100(b) and 0.104, Motion for Summary Disposition; and Motion for Summary Disposition. The hereby orders that DEA Certificate of recommending that Respondent’s DEA parties did not dispute the fact that Registration BH2898053, previously Certificate of Registration be revoked. Respondent is currently unauthorized to issued to Archibald W. Hutchinson, Neither party filed exceptions to her handle controlled substances in M.D., be, and it hereby is revoked. The Opinion and Recommended Decision, Kentucky. Therefore, it is well-settled Deputy Administrator further orders however on November 30, 1999, that when no question of material fact that any pending applications for the Respondent filed a letter with Judge is involved, a plenary, adversary renewal of such registration, be, and Bittner indicating that he no longer administrative proceeding involving

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In an order dated September 24, Respondent to dispute that he is not Association of Bridge, Structural and 1999, Judge Randall stayed the currently authorized to handle Ornamental Ironworkers, AFL–CIO, 549 proceedings pending her ruling on the controlled substances in the State of F.2d 634 (9th Cir. 1977). Government’s motion and gave the Louisiana. Therefore, the Deputy Accordingly, the Deputy Respondent an opportunity to file a Administrator finds that Respondent is Administrator of the Drug Enforcement response to the Government’s motion. not currently authorized to handle Administration, pursuant to the Both the Order for Prehearing controlled substances in Louisiana, the authority vested in him by 21 U.S.C. 823 Statements and the September 24, 1999 state in which he is registered with order were mailed to Respondent at the and 824 and 28 CFR 0.100(b) and 0.014, DEA. hereby orders that DEA Certificate of address listed on his request for a Registration AJ1551399, issued to hearing, however according to Judge The DEA does not have statutory Kenneth Leroy Jones, M.D. be, and it Randall, both were returned to DEA authority under the Controlled hereby is, revoked. The Deputy with the notation ‘‘moved left no Substances Act to issue or maintain a Administrator further orders that any address, unable to forward, return to registration if the applicant or registrant pending applications for renewal of sender.’’ Then, according to Judge is without state authority to handle such registration be, and they hereby Randall, the two orders were sent to controlled substances in the state in are, denied. This order is effective Respondent’s registered location in which he conducts his business. See 21 March 6, 2000. Jonesville, Louisiana. The Order for U.S.C. 802(21), 823(f) and 824(a)(3). Prehearing Statements was returned to This prerequisite has been consistently Dated: January 18, 2000. DEA with a notation ‘‘return to sender, upheld. See Romeo J. Perez, M.D., 62 FR Donnie R. Marshall, not at this address,’’ and the other order 16,193 (1997); Demetris A. Green, M.D., Deputy Administrator. has not been returned. 61 FR 60,728 (1996); Dominick A. Ricci, [FR Doc. 00–2528 Filed 2–3–00; 8:45 am] On October 22, 1999, Judge Randall M.D., 58 FR 51,104 (1993). BILLING CODE 4410±09±M issued her Opinion and Recommended Decision finding that Respondent has Here, it is clear that Respondent is not waived his opportunity to reply to the licensed to handle controlled substances DEPARTMENT OF JUSTICE Government’s Motion for Summary in Louisiana. Since Respondent lacks Disposition. He is no longer receiving this state authority, he is not entitled to Drug Enforcement Administration mail at his registered address nor at the a DEA registration in that state. [Docket No. 99±31] address listed in his request for a In light of the above, Judge Randall hearing. Further he has failed to inform properly granted the Government’s Richard Eaton Leach, M.D. Revocation Judge Randall of any viable address. In Motion for Summary Disposition. The of Registration her Opinion and Recommended parties did not dispute the fact that Decision, Judge Randall also found that Respondent is currently unauthorized to On August 5, 1999, the Deputy Respondent lacks authorization to handle controlled substances in Assistant Administrator, Office of handle controlled substances in the Louisiana. Therefore, it is well-settled Diversion Control, Drug Enforcement State of Louisiana; granted the that when no question of material fact Administration (DEA) issued an Order Government’s Motion for Summary is involved, a plenary, adversary to Show Cause to Richard Eaton Leach, Disposition; and recommended that administrative proceeding involving M.D. (Respondent) of Lake Charles, Respondent’s DEA Certificate of evidence and cross-examination of Louisiana, notifying him of an Registration be revoked. Neither party witnesses is not obligatory. See Philip E. opportunity to show cause as to why filed exceptions to her Opinion and Kirk, M.D. 48 FR 32,887 (1983), aff’d DEA should not revoke his DEA Recommended Decision, and on sub nom Kirk v. Mullen, 749 F.2d 297 Certificate of Registration AL8792106, November 22, 1999, Judge Randall (6th Cir. 1984); NLRB v. International and deny any pending applications for transmitted the record of these Association of Bridge, Structural and renewal of such registration as a proceedings to the Deputy Ornamental Ironworkers, AFL–CIO, 549 practitioner pursuant to 21 U.S.C. 823(f) Administrator. F.2d 634 (9th Cir. 1977). and 824(a)(3). The Order to Show Cause The Deputy Administrator has alleged that Respondent is not currently considered the record in its entirety, Accordingly, the Deputy authorized to handle controlled and pursuant to 21 CFR 1316.67, hereby Administrator of the Drug Enforcement substances in the State of Louisiana. issues his final order based upon Administration, pursuant to the By letter dated August 19, 1999, findings of fact and conclusions of law authority vested in him by 21 U.S.C. 823 Respondent filed a request for a hearing, as hereinafter set forth. This final order and 824 and 28 CFR 0.100(b) and 0.104, listing a Lake Charles, Louisiana replaces and supersedes the final order hereby orders that DEA Certificate of address. The matter was docketed before issued on January 3, 2000. The Deputy Registration AL8792106, previously Administrative Law Judge Gail A. Administrator adopts, in full, the issued to Richard Eaton Leach, M.D., be, Randall. On September 1, 1999, Judge Opinion and Recommended Decision of and it hereby is, revoked. The Deputy Randall issued an Order for Prehearing the Administrative Law Judge. Administrator further orders that any Statements. On September 23, 1999, the The Deputy Administrator finds based pending applications for renewal of Government filed a Motion for upon the evidence in the record that such registration be, and they hereby Summary Disposition, alleging that Respondent’s license to practice are, denied. This order is effective Respondent is currently registered with medicine in Louisiana was indefinitely March 6, 2000, and is the final agency DEA to handle controlled substances in suspended on February 27, 1998. action for appellate purposes pursuant Louisiana, however he is not currently Additionally, by a letter dated April 20, to 21 U.S.C. 877.

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Dated: January 18, 2000. issues his final order based upon Here, it is clear that Respondent is not Donnie R. Marshall, findings of fact and conclusions of law licensed to handle controlled substances Deputy Administrator. as hereinafter set forth. The Deputy in Florida. Since Respondent lacks this [FR Doc. 00–2529 Filed 2–4–00; 8:45 am] Administrator adopts, in full, the state authority, he is not entitled to a BILLING CODE 4410±09±M Opinion and Recommended Decision of DEA registration in that state. the Administrative Law Judge. In light of the above, Judge Randall The Deputy Administrator finds that properly granted the Government’s DEPARTMENT OF JUSTICE Respondent currently possesses DEA Motion for Summary Disposition. The Certificate of Registration AL0133102, parties did not dispute the fact that Drug Enforcement Administration issued to him at an address in Respondent is currently unauthorized to [Docket No. 99±33] Hallandale, Florida. The Deputy handle controlled substances in Florida. Administrator further finds that on May Therefore, it is well-settled that when Brett L. Lusskin, M.D.; Revocation of 7, 1998, the Medical Board of the State no question of material fact is involved, Registration of Florida (Medical Board) issued a final a plenary, adversary administrative order indefinitely suspending proceeding involving evidence and On August 10, 1999, the Deputy Respondent’s medical license. In an cross-examination of witnesses is not Assistant Administrator, Office of Opinion filed on March 31, 1999, the obligatory. See Gilbert Ross, M.D., 61 FR Diversion Control, Drug Enforcement District Court of Appeal of the State of 8664 (1996); Philip E. Kirk, M.D., 48 FR Administration (DEA) issued an Order Florida, Fourth District, granted 32,887 (1983), aff’d sub nom Kirk v. to Show Cause to Brett L. Lusskin, M.D. Respondent a new hearing before the Mullen, 749 F.2d 297 (6th Cir. 1984); (Respondent), of Hallandale, Florida, Medical Board but declined to stay the NLRB v. International Association of notifying him of an opportunity to show suspension of Respondent’s medical Bridge, Structural and Ornamental cause as to why DEA should not revoke Ironworkers, AFL–CIO, 549 F.2d 634 his DEA Certificate of Registration license. AL0133102, and deny any pending In his response to the Government’s (9th Cir. 1977). applications for renewal of such motion, Respondent argued that he is Accordingly, the Deputy registration as a practitioner pursuant to retired from the active practice of Administrator of the Drug Enforcement 21 U.S.C. 823(f) and 824(a)(3). The medicine, and therefore, his continued Administration, pursuant to the Order to Show Cause alleged that registration poses no risk to the public authority vested in him by 21 U.S.C. 823 Respondent is not currently authorized interest. Additionally, Respondent and 824 and 28 CFR 0.100(b) and 0.104, to handle controlled substances in the noted that he has filed an Amended hereby orders that DEA Certificates of State of Florida. Complaint with the Agency for Health Registration AL0133102, issued to Brett By letter dated September 8, 1999, Care Administration and expects a L. Lusskin, M.D., be, and it hereby is, Respondent, through counsel, filed a hearing in the near future. revoked. The Deputy Administrator request for a hearing, and the matter was In her Opinion and Recommended further orders that any pending docketed before Administrative Law Decision, Judge Randall found that the applications for renewal of such Judge Gail A. Randall. On October 7, Government presented credible registration be, and they hereby are, 1999, the Government filed a Motion for evidence that Respondent’s Florida denied. This order is effective March 6, Summary Disposition, alleging that medical license was indefinitely 2000. suspended, and the suspension has not Respondent is currently registered with Dated: January 18, 2000. DEA to handle controlled substances in been stayed. Respondent has presented Donnie R. Marshall, Florida, however he is not currently no evidence to the contrary. As Judge authorized by the State of Florida to Randall noted, ‘‘[a] pending rehearing of Deputy Administrator. handle controlled substances. On the Medical Board’s decision does not [FR Doc. 00–2530 Filed 2–3–00; 8:45 am] November 1, 1999, Respondent filed a alter the Respondent’s status in Florida. BILLING CODE 4410±09±M response to the Government’s motion The outcome of a rehearing of the arguing that Judge Randall does not Medical Board’s action is speculative, have sufficient evidence to support the and the decision of the Medical Board DEPARTMENT OF JUSTICE is final until otherwise overturned.’’ allegation that Respondent lacks Drug Enforcement Administration authorization to handle controlled Therefore, the Deputy Administrator substances in Florida. finds that Respondent is not currently Charles W. Marshall, D.P.M.; On November 15, 1999, Judge Randall authorized to practice medicine in the Revocation of Registration issued her Opinion and Recommended State of Florida and as a result, it is Decision finding that Respondent lacks reasonable to infer that he is also not On July 28, 1999, the Deputy authorization to handle controlled authorized to handle controlled Assistant Administrator, Office of substances in the State of Florida; substances in that state. Diversion Control, Drug Enforcement granting the Government’s Motion for DEA does not have statutory authority Administration (DEA), issued an Order Summary Disposition; and under the Controlled Substances Act to to Show Cause to Charles W. Marshall, recommending that Respondent’s DEA issue or maintain a registration if the D.P.M., of Chicago, Illinois, notifying Certificate of Registration be revoked. applicant or registrant is without state him of an opportunity to show cause as Neither party filed exceptions to her authority to handle controlled to why DEA should not revoke his DEA Opinion and Recommended Decision, substances in the state in which he Certificate of Registration BM2648472 and on December 14, 1999, Judge conducts his business. See 21 U.S.C. pursuant to 21 U.S.C. 824(a)(3), and Randall transmitted the record of these 802(21), 823(f) and 824(a)(3). This deny any pending applications for proceedings to the Office of the Deputy prerequisite has been consistently renewal of such registration pursuant to Administrator. upheld. See Romeo J. Perez, M.D., 62 FR 21 U.S.C. 8231(f), for reason that he is The Deputy Administrator has 16,193 (1997); Demetris A. Green, M.D., not currently authorized to handle considered the record in its entirety, 61 FR 60,728 (1996); Dominick A. Ricci, controlled substances in the State of and pursuant to 21 CFR 1316.67, hereby M.D., 58 FR 51,104 (1993). Illinois. The order also notified Dr.

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Marshall that should no request for a that any pending applications for the State of Georgia wherein Dr. Miller hearing be filed within 30 days, his renewal of such registration, be, and agreed to the indefinite suspension of hearing right would be deemed waived. they hereby are, denied. This order is his medical license because he had DEA received a signed receipt effective March 6, 2000, and is ‘‘relapsed and returned to the use of indicating that the Order to Show Cause considered the final agency action for chemicals for which he has no was received on August 23, 1999. No appellate purposes pursuant to 21 legitimate and/or medical need.’’ There request for a hearing or any other reply U.S.C. 877. is no evidence in the record to indicate was received by the DEA from Dr. Dated: January 18, 2000. that this indefinite suspension is no Marshall or anyone purporting to Donnie R. Marshall, longer in effect. represent him in this matter. Therefore, the Deputy Administrator, finding that Deputy Administrator. Therefore the Deputy Administrator (1) 30 days have passed since the receipt [FR Doc. 00–2531 Filed 2–3–00; 8:45 am] concludes that Dr. Miller is not of the Order to Show Cause, and (2) no BILLING CODE 4410±09±M currently licensed to practice medicine request for a hearing having been in Georgia, and as a result, it is received, concludes that Dr. Marshall is reasonable to infer that he is not DEPARTMENT OF JUSTICE deemed to have waived his hearing currently authorized to handle right. After considering material from Drug Enforcement Administration controlled substances in that state. The the investigative file in this matter, the DEA does not have the statutory Deputy Administrator now enters his Melvin John Miller, M.D.; Revocation of authority under the Controlled final order without a hearing pursuant Registration Substances Act to issue or maintain a to 21 CFR 1301.43(d) and (e) and registration if the applicant or registrant 1301.46. This final order replaces and On August 5, 1999, the Deputy Assistant Administrator, Office of is without state authority to handle supersedes the final order issued on controlled substances in the state in January 3, 2000. Diversion Control, Drug Enforcement which he conducts his business. See 21 The Deputy Administrator finds that Administration (DEA) issued an Order Dr. Marshall currently possesses DEA to Show Cause to Melvin John Miller, U.S.C. 802(21), 823(f) and 824(a)(3). Certificate of Registration BM2648472 M.D. of Ellijay, Georgia, notifying him of This prerequisite has been consistently issued to him in Illinois. The Deputy an opportunity to show cause as to why upheld. See Romeo J. Perez, M.D., 62 FR Administrator further finds that on DEA should not revoke his DEA 16,193 (1997); Demetris A. Green, M.D., August 19, 1997, the State of Illinois, Certificate of Registration BM1167077 61 FR 60,728 (1996); Dominick A. Ricci, Department of Professional Regulation pursuant to 21 U.S.C. 824(a)(3), and M.D., 58 FR 51,104 (1993). issued an order indefinitely suspending deny any pending applications for Here it is clear that Dr. Miller is not Dr. Marshall’s license to practice renewal of such registration pursuant to currently authorized to handle podiatric medicine. Additionally, Dr. 21 U.S.C. 823(f), for reason that he is not controlled substances in the State of currently authorized to handle Marshall’s state controlled substance Georgia. As a result, Dr. Miller is not controlled substances in the State of license expired on January 31, 1999. entitled to a DEA registration in that Georgia. The order also notified Dr. Therefore, the Deputy Administrator state. concludes that Dr. Marshall is not Miller that should no request for a currently licensed to handle controlled hearing be filed within 30 days, his Accordingly, the Deputy substances in Illinois. hearing right would be deemed waived. Administrator of the Drug Enforcement The DEA does not have the statutory DEA received a signed receipt Administration, pursuant to the authority under the Controlled indicating that the Order to Show Cause authority vested in him by 21 U.S.C. 823 Substances Act to issue or maintain a was received on August 16, 1999. No and 824 and 28 C.F.R. 0.100(b) and registration if the applicant or registrant request for a hearing or any other reply 0.104, hereby orders that DEA is without state authority to handle was received by the DEA from Dr. Miller Certificate of Registration BM1167077, controlled substances in the state in or anyone purporting to represent him previously issued to Melvin John Miller, which he conducts his business. See 21 in this matter. Therefore, the Deputy M.D., be, and it hereby is, revoked. The U.S.C. 802(21), 823(f) and 824(a)(3). Administrator, finding that (1) 30 days Deputy Administrator further orders This prerequisite has been consistently have passed since the receipt of the that any pending applications for the upheld. See Romeo J. Perez, M.D., 62 FR Order to Show Cause, and (2) no request renewal of such registration, be, and 16,193 (1997); Demetris A. Green, M.D., for a hearing having been received, they hereby are, denied. This order is concludes that Dr. Miller is deemed to 61 FR 60,728 (1996); Dominick A. Ricci, effective March 6, 2000, and is have waived his hearing right. After M.D., 58 FR 51,104 (1993). considered the final agency action for Here is clear that Dr. Marshall is not considering material from the currently authorized to handle investigative file in this matter, the appellate purposes pursuant to 21 controlled substances in the State of Deputy Administrator now enters his U.S.C. 877. Illinois. As a result, Dr. Marshall is not final order without a hearing pursuant Dated: January 18, 2000. entitled to a DEA registration in that to 21 C.F.R. 1301.43 (d) and (e) and Donnie R. Marshall, state. 1301.46. This final order replaces and Deputy Administrator. Accordingly, the Deputy supersedes the final order issued on [FR Doc. 00–2532 Filed 2–3–00; 8:45 am] Administrator of the Drug Enforcement January 3, 2000. Administration, pursuant to the The Deputy Administrator finds that BILLING CODE 4410±09±M authority vested in him by 21 U.S.C. 823 Dr. Miller currently possesses DEA and 824 and 28 CFR 0.100(b) and) 0.104, Certificate of Registration BM1167077 hereby orders that DEA Certificate of issued to him in Georgia. The Deputy Registration BM2648472, previously Administrator further finds that on July issued to Charles W. Marshall, D.P.M., 10, 1997, Dr. Miller entered into a be, and it hereby is, revoked. The Consent Order with the Composite State Deputy Administrator further orders Board of Medical Examiners for the

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DEPARTMENT OF JUSTICE Eatonville, Washington, where he Respondent testified that at the time continues to practice. that he surrendered his Schedule II Drug Enforcement Administration Respondent testified that he privileges, he was abstaining from [Docket No. 98±38] developed a chemical dependency controlled substances and alcohol, but problem in 1988 or 1989 while going that he felt threatened by the two Theodore Neujahr, D.V.M.; through a divorce. He further testified investigators and signed the voluntary Continuation of Registration that ‘‘I found that the pain relievers that surrender form out of fear. Judge Bittner I had purchased for animals helped to credited Respondent’s testimony on this On July 16, 1998, the Deputy relieve some of my pain, and I found point and found that Respondent Assistant Administrator, Office of that the amphetamines made me feel perceived that he was being threatened. Diversion Control, Drug Enforcement better too.’’ According to Respondent, On May 23, 1990, Respondent began Administration (DEA), issued an Order he took approximately three Dexedrine an outpatient treatment program which to Show Cause to Theodore A. Neujahr, 5 mg. tablets per week and two or three he completed on January 16, 1991. At D.V.M. (Respondent) of Eatonville, Percodan tablets per week for a period the time Respondent entered the Washington, notifying him of an of more than a year. Both of these drugs program, he had been drug-free for opportunity to show cause as to why are Schedule II controlled substances. several months. This program consisted DEA should not revoke his DEA Respondent testified that he became of random urinalysis which were all Certificate of Registration, AN1015331, concerned about his drug use and negative, and counseling sessions. pursuant to 21 U.S.C. 824(a)(4), and contacted a treatment program. On On January 7, 1991, the Washington deny any pending applications for February 23, 1990, Respondent and his State Veterinary Board of Governors renewal or modification of such receptionist, who was also a close (Veterinary Board) issued a Statement of registration as a practitioner under 21 personal friend, met with the doctor in Charges against Respondent seeking U.S.C. 823(f), for reason that his charge of the program. It was agreed that suspension or revocation of his license registration is inconsistent with the the doctor and Respondent’s to practice veterinary medicine on public interest. receptionist would monitor Respondent grounds that he had possessed Schedule By letter dated July 28, 1998, by requesting that Respondent submit to II controlled substances for other than Respondent filed a request for a hearing, a urinalysis if they suspected that he legitimate or therapeutic purposes by and following prehearing procedures, a had taken a mood altering substance. possessing them for his own use. It is hearing was held in Tacoma, In April 1990, a DEA investigator was unclear from the record, but it appears Washington on March 3, 1999, before reviewing DEA order forms used for that at some point Respondent entered Administrative Law Judge Mary Ellen purchasing Schedule II controlled into a stipulation with the Veterinary Bittner. At the hearing, both parties substances and noticed that Respondent Board admitting that he possessed called witnesses to testify and had purchased Dexedrine, which is not Schedule II controlled substances introduced documentary evidence. After commonly used in veterinary practice, including, but not limited to, Dexedrine, the hearing, both parties submitted and Percodan, which is occasionally Percodan, and oxycodone with aspirin proposed findings of fact, conclusions of used in veterinary practice. On April 6, for other than legitimate or therapeutic law, and argument. On July 19, 1999, 1990, the DEA investigator and an purposes. The Veterinary Board Judge Bittner issued her Opinion and investigator with the Washington Board suspended Respondent’s license to Recommended Ruling, Findings of Fact, of Pharmacy went to Respondent’s practice veterinary medicine for at least Conclusions of Law and Decision office where they discovered that 24 months, but stayed the suspension (Opinion), recommending that Respondent kept controlled substances subject to various terms of probation. Respondent’s registration be continued in an unlocked drawer in his office and Specifically, the Veterinary Board and any pending applications be at his residence, which is an required Respondent to submit quarterly granted. Neither party filed exceptions unregistered location. Initially, progress reports on his methods of to Judge Bittner’s Opinion, and on Respondent told the investigators that handling stress, his use of and handling August 19, 1999, the record was he was going to use the Dexedrine to of drugs, his mental and physical transmitted to the Deputy treat obese dogs, but ultimately health, his methods of dealing with Administrator. admitted that he had taken the legal charges, professional The Deputy Administrator has Dexedrine himself. Respondent also responsibilities and activities and considered the record in its entirety and said at some point that he had used the personal activities relating to his pursuant to 21 CFR 1316.67 hereby Percodan to treat dogs. However, the practice; to attend at least two Narcotics issues his final order based upon record does not indicate whether he Anonymous or Alcoholics Anonymous findings of fact and conclusions of law admitted to the investigators during this (12-step) meetings per week; to submit as hereinafter set forth. This final order meeting that he had taken the Percodan to random and observed biological fluid replaces and supersedes the final order himself. testing at least once per month; not to issued on December 14, 1999, and At the conclusion of this meeting, the possess a Schedule II or IIN registration published at 64 FR 72362 (December 27, DEA investigator gave Respondent the for two years; and not to submit a 1999). The Deputy Administrator opportunity to voluntarily surrender his request for reinstatement of his license adopts, with one noted exception, the Schedule II and IIN privileges. for at least two years. Opinion of the Administrative Law Respondent signed the voluntary On April 27, 1992, the Veterinary Judge. His adoption is in no manner surrender form and checked the box that Board accepted a stipulation between diminished by any recitation of facts, indicated that he was surrendering his Respondent and the State of Washington issues and conclusions herein, or of any DEA registration in Schedules II and IIN Department of Health which provided, failure to mention a matter of fact or ‘‘[i]n view of my alleged failure to among other things, that Respondent law. comply with the Federal requirements would sign a contract with the The Deputy Administrator finds that pertaining to controlled substances, and Washington Health Professional Respondent received his degree in as an indication of my good faith in Services (WHPS) program and comply veterinary medicine in 1979. In 1981, desiring to remedy any incorrect or with the terms and conditions of that Respondent started his own practice in unlawful practices on my part.’’ contract, and that if Respondent failed

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The question properly. On September 30, applications despite the fact that his WHPS referred Respondent to a 1995, Respondent executed another state veterinary license was placed on chemical dependency and family renewal application for his DEA probation and he had surrendered his therapist who reported to the WHPS registration and answered ‘‘No’’ to Schedule II and IIN privileges. monthly on Respondent’s progress. The essentially the same liability question. Respondent testified that he did not therapist testified that he did not recall Respondent testified that in executing know how to answer the question, since making any adverse reports regarding this application, he did not give the he did not think that he had Respondent; that he felt that question ‘‘any thought at all’’ because he surrendered his Schedule II privileges Respondent ‘‘was doing all of the things knew how he had answered the similar ‘‘for cause.’’ However, there is no that a person who is successful in question on the 1992 application and it indication that Respondent even recovery does;’’ that he did not violate had been granted with no difficulty. In attempted to contact the DEA any of the rules of the program; that he 1995, Respondent sought registration in investigator who obtained the surrender was convinced that Respondent was Schedules II, IIN, III, IIIN, IV and V. from Respondent for guidance. Yet, continuing his recovery and was stable On November 3, 1995, another DEA even if one were to accept Respondent’s in his lifestyle; and that he thought it investigator telephoned Respondent to explanation, it would not explain why would be in the public interest for verify information on his 1995 renewal Respondent did not disclose that his Respondent to have a DEA registration. application. The investigator testified state veterinary license was placed on that she read the liability question from Respondent’s case manager with probation. the 1995 application to Respondent and WHPS from December 1993 until The Deputy Administrator finds that that Respondent said that the answer to Respondent knew or should have November 1994 testified that the question was ‘‘No.’’ According to the known that his responses were false. Respondent complied with his contract investigator, she then asked Answers to the liability question are with the WHPS; that he consistently Respondent, ‘‘[Y]ou’ve never had any always material because DEA relies on attended more 12-step meetings than action taken?’’ and Respondent again the answers to these questions to required; and that all of his urinalyses stated ‘‘No.’’ were negative. Respondent testified that the determine whether it is necessary to On October 5, 1992, Respondent investigator caught him off guard and he conduct an investigation prior to executed a renewal application for his was convinced that he had answered the granting an application. See Bobby DEA registration, answering ‘‘No’’ to the liability question on the 1992 and 1995 Watts, M.D., 58 FR 46995 (1993); Ezzat question, hereinafter referred to as the renewal applications correctly. E. Majd Pour, M.D., 55 FR 47547 (1990). liability question, which asks, ‘‘Has the Respondent further testified that after he DEA has previously held that it is the applicant ever been convicted of a crime hung up with the investigator he registrant’s ‘‘responsibility to carefully in connection with controlled realized that he had made a mistake, but read the question and to honestly substances under State or Federal law, he did not know how to contact the answer all parts of the question.’’ or ever surrendered or had a Federal investigator. Respondent also testified Martha Hernandez, M.D., 62 FR 61147. controlled substance registration that if he remains registered with DEA, Therefore, grounds exist to revoke revoked, suspended, restricted or he would find someone to help him Respondent’s DEA Certificate of denied, or ever had a State professional answer the liability questions properly Registration pursuant to 21 U.S.C. license or controlled substance on his next renewal application. 824(a)(1). registration revoked, suspended, denied, At the hearing, Respondent testified Also, pursuant to 21 U.S.C. 823(f) and restricted or placed on probation?’’ that he has not had any relapses since 824(a)(4), the Deputy Administrator may Respondent testified while he knew that he stopped using controlled substances revoke a DEA Certificate of Registration he had surrendered a portion of his DEA in 1990, and that he has a good support and deny any pending applications, if registration in 1990, he did not know network in place. Respondent’s case he determines that the continued how to answer the liability question. manager with the WHPS testified that registration would be inconsistent with According to Respondent, he asked the completing an adequate number of years the public interest. Section 823(f) instructors at continuing education in a monitored recovery program greatly requires that the following factors be courses that, ‘‘if you voluntarily give up decreases the likelihood of a relapse, considered in determining the public a portion of your DEA registration is and that she was not aware of any interest: that for cause and does that mean that reason that Respondent should not be (1) The recommendation of the you have to answer that question ‘yes’ authorized to handle controlled appropriate State licensing board or and they told me that it was not true if substances. professional disciplinary authority. you voluntarily give it up.’’ Respondent Pursuant to 21 U.S.C. 824(a)(1), the (2) The applicant’s experience in also testified that he relied upon Deputy Administrator may revoke a dispensing, or conducting research with statements of the investigators that his DEA Certificate of Registration upon a respect to controlled substances. ‘‘license’’ would not be affected if he finding that the registrant has materially (3) The applicant’s conviction record signed a confession and if he did falsified an application for registration. under Federal or State laws relating to whatever the treatment program told DEA has previously held that in finding the manufacture, distribution, or him to do; that he tended to confuse his that there has been a material dispensing of controlled substances. license to practice veterinary medicine falsification of an application, it must be (4) Compliance with applicable State, that his DEA registration; and that the determined that the applicant knew or Federal, or local laws relating to investigators also told him that he could should have known that the response controlled substances.

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(5) Such other conduct which may from evidence in the record that and 824 and 28 CFR 0.100(b) and 0.104, threaten the public health and safety. Respondent violated various provisions hereby orders that DEA Certificate of These factors are to be considered in of Washington state law. Registration AN1015331, previously the disjunctive; the Deputy As to factor five, other than issued to Theodore Neujahr, D.V.M., be, Administrator may rely on any one or a Respondent’s material falsification of and it hereby is, continued and renewed combination of factors and may give his applications for registration, there is in Schedules II, IIN, IIIN, IV and V. This each factor the weight he deems no evidence that Respondent has final order is the final agency action for appropriate in determining whether a engaged in any other conduct that may appellant purposes pursuant to 21 registration should be revoked or an threaten the public health and safety. U.S.C. 877. application for registration be denied. The Deputy Administrator agrees with Dated: January 18, 2000. See Henry J. Schwarz, Jr., M.D., 54 FR Judge Bittner’s conclusion that the 16422 (1989). Government has made a prima facie Donnie R. Marshall, As to factor one, it is undisputed that case that Respondent’s continued Deputy Administrator. Respondent’s state veterinary license registration would be inconsistent with [FR Doc. 00–2534 Filed 2–3–00; 8:45 am] was suspended for 24 months, with the the public interest. Respondent used his BILLING CODE 4410±09±M suspension stayed and his license privileges as a DEA registrant to obtain placed on probation subject to various controlled substances to support his conditions. It is also undisputed that chemical dependency, and he materially DEPARTMENT OF JUSTICE Respondent entered into a Stipulation falsified his 1992 and 1995 renewal with the state whereby he agreed to applications. Drug Enforcement Administration enter into a contract with the WHPS. However, he has undergone treatment [Docket No. 99±1] However, his state license is now for his chemical dependency and has unrestricted and he is authorized to not abused controlled substances since Michael Alan Patterson, M.D.; Grant of handle controlled substances in the 1990. Further, evidence in the record Restricted Registration State of Washington. But as Judge suggests that there is little likelihood of Bittner noted, ‘‘inasmuch as State Respondent relapsing. The Deputy On September 23, 1998, the Deputy authorization is a necessary but not Administrator finds it noteworthy that Assistant Administrator, Office of sufficient condition for a DEA Respondent first sought treatment for Diversion Control Drug Enforcement registration, * * * this factor is not his chemical dependency on his own Administration (DEA), issued an Order determinative.’’ and not at the direction of another. to Show Cause to Michael Alan Regarding factor two, it is undisputed Judge Bittner also found it significant Patterson, M.D. (Respondent) of that Respondent used his DEA that ‘‘there is no evidence that Memphis, Tennessee, notifying him of Certificate of Registration and official [Respondent] improperly handled an opportunity to show causes as to order forms to obtain Schedule II controlled substances in any way since why DEA should not deny his controlled substances which he then 1992, when he regained a DEA application for registration as a abused himself for about a year in 1988 registration.’’ However, the Deputy practitioner pursuant to 21 U.S.C. or 1989. However, this behavior was a Administrator can find no evidence in 823(f), for reason that his registration result of Respondent’s chemical the record that Respondent ever would be inconsistent with the public dependency for which he has received completely lost his DEA privileges. But interest. treatment. He has not abused controlled it appears from the evidence in the By letter dated October 22, 1998, substances since 1990, and he has a record that Respondent has had a DEA Respondent, through counsel, requested good support network in place to help registration since 1981. Therefore, the a hearing on the issues raised by the prevent any relapse. There is no other Deputy Administrator finds it Order to Show Cause. Following evidence that Respondent has significant that there is no evidence that prehearing procedures, a hearing was improperly dispensed controlled Respondent has improperly handled held in Nashville, Tennessee on March substances. controlled substances in any way since 10, 1999, before Administrative Law As to factor three, there is no evidence 1990. Judge Gail A. Randall. At the hearing, that Respondent has ever been Regarding the material falsification of both parties called witnesses to testify convicted under State or Federal laws Respondent’s renewal applications, the and introduced documentary evidence. relating to the manufacture, Deputy Administrator agrees with Judge After the hearing, both parties submitted distribution, or dispensing of controlled Bittner who noted that ‘‘Respondent proposed findings of fact, conclusions of substances. acknowledged that he falsified his law and argument. On August 11, 1999, Regarding factor four, there is applications, he apparently regretted Judge Randall issued her Recommended evidence in the record that Respondent that conduct, and I believe that he will Rulings, Findings of Fact, Conclusions has failed to comply with applicable not repeat it.’’ of Law, and Decision (Opinion), laws relating to controlled substances. Judge Bittner concluded ‘‘that the recommending that Respondent’s By furnishing false information on his evidence that Respondent has remained application for registration be granted applications for DEA registration, drug free for more than eight years prior subject to various conditions. Neither Respondent violated 21 U.S.C. to the hearing and is remorseful about party filed exceptions to Judge Randall’s 843(a)(4)(A). By using DEA order forms his prior behavior weighs in favor of Opinion, and on September 15, 1999, to obtain controlled substances for his continuing his registration.’’ As a result, Judge Randall transmitted the record of own use, Respondent violated 21 U.S.C. Judge Bittner recommended that these proceedings to the Deputy 828(e), and by dispensing controlled Respondent’s DEA registration be Administrator. substances for other than legitimate continued. The Deputy Administrator The Deputy Administrator has medical purposes, Respondent violated agrees. considered the record in its entirety, 21 U.S.C. 841(a)(1). Further, Respondent Accordingly, the Deputy and pursuant to 21 CFR 1316.67, hereby violated 21 CFR 1301.75(b) by failing to Administrator of the Drug Enforcement issues his final order based upon maintain adequate physical security of Administration, pursuant to the findings of fact and conclusions of law controlled substances. It also appears authority vested in him by 21 U.S.C. 823 as hereinafter set forth. This final order

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00193 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5683 replaces and supersedes the final order treatment program in July or August An investigation of Respondent began issued on December 22, 1999, and 1990; however, he did not enter into an in 1992 based upon information from a published at 64 FR 73,587 (December ongoing contract with the treatment confidential informant that she received 30, 1999). The Deputy Administrator center at that time. controlled substance prescriptions from adopts, with specifically noted After his treatment, Respondent Respondent for no legitimate medical exceptions, the Recommended Rulings, returned to work part-time at the reason. On February 16, 1993, Findings of Fact, Conclusions of Law, freestanding urgent care center, and Respondent voluntarily met with law and Decision of the Administration Law later in 1990, he began a second job enforcement personnel. At this time, Judge. His adoption is in no manner working full-time at a 24-hour minor Respondent was currently undergoing diminished by any recitation of facts, medical emergency center. inpatient treatment at a halfway house issues or conclusions herein, or of any Additionally, in November or December for his addiction. Respondent failure to mention a matter of factor or 1991, Respondent began working at a cooperated and provided full disclosure law. hospital center. Respondent’s employers during this meeting, as well as The Deputy Administrator finds that were aware of his drug abuse problems subsequent meetings. Respondent admits to a history of drug and treatment. The investigation of Respondent, as and alcohol abuse, beginning with In the spring or summer of 1991, well as his own admissions, revealed marijuana and beer on the weekends as Respondent began drinking again, and that Respondent had written controlled a teenager. When Respondent entered allowed his DEA registrations to expire. substance prescriptions to a number of college in 1980, he used cocaine Although he had been sent notices to individuals for no legitimate medical sporadically after being introduced to renew his registrations, Respondent reason. He exchanged these the drug by one of his brothers. testified that he ‘‘avoid[ed] the mail’’ prescriptions for services to include Respondent received his medical during this time because he owed debts topless or private dances. He traded degree in 1983, and from July 1983 to several bill collectors. By January cocaine for sex and private dances, and through June 1986, Respondent was a 1992, Respondent began using cocaine he used cocaine and marijuana with resident in family practice in Florida. and crack cocaine again. As a result of these dancers. During his residency Respondent used a Respondent acknowledged his prior his relapse, Respondent was fired from DEA certificate of Registration issued to behavior, his activity regarding his the 24-hour minor medical emergency him in Florida that expired on March relationship with these individuals, and center in March 1992. 31, 1987. As a resident, his drug use his unlawful prescribing of controlled remained sporadic but became more Respondent was not aware that he substances. Respondent has accepted frequent. had let his DEA registrations lapse until responsibility for his actions. In 1986, Respondent moved to the hospital where he was working Subsequently, Respondent agreed to Mississippi to fulfill an obligation to the requested a copy of his current DEA cooperate with the local police National Health Service Corps. registration. Respondent attempted to department. He provided a list of people Respondent obtained medical licenses renew his registration in Tennessee, but that he had written controlled substance in both Mississippi and Tennessee. he inadvertently sent the wrong form to prescriptions to for no legitimate Ultimately, Respondent was issued DEA DEA with the fee. When the incorrect medical purpose. He also provided the Certificate of Registration in both states. form and money were returned to names of individuals from whom he had In order to earn additional income, Respondent, he spent the money on purchased drugs from in the past and Respondent also worked for an cocaine and failed to renew his indicated from whom he thought he emergency room service and for a registration. Since he still needed to could buy drugs from in the future. freestanding urgent care center from have a current registration to submit to Respondent agreed to work with the 1986 through 1989. During this time he the hospital, Respondent’s then- local police department to make worked approximately 80 to 100 hours girlfriend altered his expired DEA telephone calls and contacts in an effort per week. According to Respondent, in Certificate of Registration to reflect a to set up undercover buys for drugs. 1986 his drug use ‘‘progress[ed] to 1995 expiration date instead of the Respondent was not very successful in heavy,’’ and the use of cocaine helped actual 1991 expiration date. This forgery gaining evidence against others since it him stay awake so he could continue resulted in the hospital terminating was known that Respondent was in working. Respondent’s employment on trouble. Respondent’s cooperation with Respondent testified that financial, September 15, 1992. At the hearing the local police department continued marital, and work-related stress Respondent testified that he was until August 1993. contributed to his drug use. He further abusing drugs and alcohol at the time of Respondent entered treatment for a testified that he began staying out late the alteration of his Certificate of second time in November 1992, this at night, if he returned home at all, and Registration, and that ‘‘there’s no real time voluntarily. Respondent testified he frequented topless clubs. He failed to justification to give you, other than I that he realized that his first attempt at show up for work, and if he did show was sick and irresponsible.’’ treatment was ‘‘a half-hearted effort’’ up, he was too ‘‘crashed out’’ to be Respondent’s substance abuse and that at that time he was in denial productive. Eventually, Respondent’s worsened, and during this time he was of his addiction. By the time of his former wife notified his employer that arrested and charged with the second attempt at treatment he had Respondent had a cocaine problem. misdemeanors of drunk driving, essentially lost everything. He testified, As a result, the then-medical director reckless driving, public intoxication and ‘‘if I didn’t get into treatment at that the Tennessee Medical Foundation, possession of drug paraphernalia. time, I really didn’t think I would be Physicians Health Program (PHP), set up Respondent pled guilty to two of the here much longer.’’ Respondent was in an intervention with Respondent, and charges. In addition, from the summer inpatient treatment for three weeks and Respondent entered treatment on March of 1991 to November 1992, Respondent then continued to undergo inpatient 16, 19990. According to Respondent he prescribed controlled substances treatment at a halfway house for was very resistant to treatment at that without a valid registration and impaired professionals until June 1993. time and fought it ‘‘tooth and nail.’’ exchanged prescriptions for discounts While in treatment, Respondent’s Respondent completed the four-month on the cost of cocaine. Tennessee medical license expired on

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December 31, 1992. Respondent did not he dispensed controlled substances not his criminal probation is lifted, but for submit a renewal application for this in the course of professional practice. not less than two years. license until March 23, 1993 and did Respondent stopped practicing Respondent has been in compliance not pay the license fee until May 11, medicine when he received written with the Board’s restrictions. On 1993. Respondent continued to practice notification in July 1994 of the Board’s average, Respondent is tested for drugs medicine even though his license had action. eight to ten times per year. According to not been renewed. Respondent Based upon his conduct in 1991 and Respondent, he plans to maintain a explained that when he returned to 1992, Respondent was indicted on July lifetime relationship with the PHP, not work in 1993, he thought his medical 19, 1995, in the United States District just the five years imposed by the Board. license was in a ‘‘grace period.’’ Court for the Western District of The medical director of the PHP After completing his treatment in June Tennessee, and charged with 387 felony testified at the hearing that he has been 1993, Respondent returned to work at counts related to his handling of in frequent contact with Respondent for the 24-hour minor medical emergency controlled substances. On November 18, over three and a half years. He believes center and for the emergency room 1996, Respondent pled guilty to 17 that Respondent’s prognosis for service, both of which were aware of counts of the unlawful distribution of continued recovery from his drug Respondent’s prior drug treatments. On controlled substances in violation of 21 addiction is excellent. The medical his application for employment with the U.S.C. 841(a)(1). On March 27, 1997, director testified that he does not have emergency room service submitted on Respondent was sentenced to three any reservations concerning September 29, 1993, Respondent years probation, 2,000 hours of Respondent’s ability to handle indicated that his privileges or community service, and assessed a fine Schedules III, IV and V controlled professional services at any hospital had of $850. As conditions of his probation, substances and that he ‘‘fully never been revoked, even though his Respondent is required to submit a support[s]’’ the granting of Respondent’s privileges at the hospital center had random drug screens and to meet application. However, both Respondent been revoked in September 1992. At the monthly with his probation officer. As and the medical director testified that hearing, Respondent admitted that this of the date of the hearing Respondent Respondent may benefit from a course mistake was an oversight and that ‘‘[he] had completed 1,500 to 1,600 hours of on the proper handling of controlled substances. had no reason to intentionally try and his community service obligation and Respondent testified that he has been mislead or lie on that application.’’ had complied with all of the conditions Respondent has maintained a contract sober since November 6, 1992. He of his probation. with the PHP since March 3, 1993. After further testified that he would pay On July 1, 1995, Respondent began a treatment, the PHP coordinates and greater attention to detail about his three-year psychiatry residency program monitors physicians’ recovery process registration status, and the proper for a minimum of two years. As part of at the University of Tennessee. He was maintenance and renewal of his DEA this contract with the PHP physicians selected for the position of Chief and state registration ‘‘won’t be a agree to attend weekly peer group Resident in psychiatry by his fellow problem in the future at any time.’’ He meetings and monthly meetings with residents and faculty. During his feels that he is ‘‘much more PHP personnel, to undergo random drug residency, Respondent used the responsible’’ now. Respondent is testing, to attend Alcoholics institutional DEA numbers of the ashamed of his previous conduct. He Anonymous or Narcotics Anonymous institutions where he worked as a testified however that ‘‘today I know meetings, and to participate in resident. No questions were ever raised that I’m not the same person that I was individualized therapy. by any official or representative at the six, seven, eight years ago * * * who After fulfilling the terms of his initial University of Tennessee regarding was sick and addicted.’’ Respondent two-year contract with the PHP, Respondent’s handling of controlled testified that he understands the Respondent has continued to renew his substances. consequences of a relapse. contract. Respondent has complied with After his indictment and while in his Since 1998, Respondent has been the terms of his contract. residency program, Respondent assisted employed at a treatment facility where, As a result of Respondent’s past DEA in undercover activities for close to for the most part, he practices addiction behavior, the Tennessee Board of a year. Respondent’s assistance medicine. Presently, if Respondent’s Medical Examiners (Board) sought to produced four controlled substance treatment of a patient requires the use take action against Respondent’s buys, two of which resulted in of controlled substances, one of Tennessee medical license. Respondent convictions. Respondent’s supervisors writes the failed to appear for a scheduled hearing Effective October 6, 1997, the Board prescription. The Board has approved before the Board on June 21, 1994. reinstated Respondent’s medical Respondent’s employment at the According to Respondent he never license, finding that ‘‘[t]he [Respondent] treatment facility and any change in received notice from the Board that the has been monitored by the Tennessee employment would require additional hearing was going to take place. As a Medical Foundation’s Physician Health Board approval. result, on June 22, 1994, the board Program and is currently in good On October 28, 1997, Respondent entered a Default Order revoking standing with the program. He executed the application for registration Respondent’s Tennessee medical license presented evidence of five (5) years of that is the subject of these proceedings. and assessing a $4,300 civil penalty. sobriety.’’ The Board placed several Respondent applied to be registered in The Board found among other things restrictions on Respondent’s medical Schedules III, IV and V and provided that Respondent had lied on his license including that he maintain an his home address as his ‘‘Proposed Tennessee medical license renewal form affiliation with the PHP for five years to Business Address.’’ Respondent testified and on his employment application include at least five unannounced drug that he does not intend to handle dated September 29, 1993, that he screens per year; that he only apply for controlled substances at his residence engaged in unprofessional, dishonorable a DEA registration in Schedules III, IV and that the address on his application or unethical conduct, that he was and V; and that he only practice in a should be modified to reflect the habitually intoxicated which affected supervised setting under a licensed address at the treatment facility where his ability to practice medicine, and that physician acceptable to the Board until he is currently employed.

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Pursuant to 21 U.S.C. 823(f), the controlled substances may be behavior when he was addicted to drugs Deputy Administrator may deny an considered under factors two and four. and alcohol, and as has been previously application for a DEA Certificate of The Deputy Administrator finds that discussed, Respondent has been drug- Registration, if he determines that the Respondent’s handling of controlled free for seven years and his prognosis registration would be inconsistent with substances was abysmal during his for continued recovery is excellent. the public interest. Section 823(f) active drug abuse. Respondent violated As to factor five, other conduct which requires that the following factors be 21 U.S.C. 843(a)(2) by prescribing may threaten the public health and considered in determining the public controlled substances without a valid safety, it is undisputed that Respondent interest: DEA registration. He caused his expired was previously addicted to alcohol and (1) The recommendation of the DEA Certificate of Registration to be drugs, including marijuana, cocaine and appropriate State licensing board or altered. In addition, Respondent crack cocaine. According to professional disciplinary authority. violated 21 U.S.C. 841(a)(1) by Respondent, his conduct was (2) The applicant’s experience in prescribing controlled substances to ‘‘dangerous, illegal, [and] irresponsible’’ dispensing, or conducting research with individuals for no legitimate medical when he was addicted. However, respect to controlled substances. purpose. He wrote these prescriptions in Respondent has under gone intensive (3) The applicant’s conviction record exchange for discounts on his cocaine treatment for his substance abuse and under Federal or State laws relating to and crack purchases and in exchange for his treatment is ongoing. the manufacture, distribution, or topless dances from women. It is true that Respondent previously dispensing of controlled substances. The Deputy Administrator finds this had undergone treatment but had (4) Compliance with applicable State, conduct to be reprehensible, and relapsed. However, Respondent admits Federal, or local laws relating to certainly could justify denying that he was resistant to treatment at that controlled substances. Respondent’s application for time. The second time that Respondent (5) Such other conduct which may registration. However, all of this entered treatment, he did so voluntarily threaten the public health and safety. conduct occurred when Respondent was and is committed to such treatment. The These factors are to be considered in heavily involved in substance abuse. evidence suggests that his chances of the disjunctive; the Deputy Respondent has been drug-free since relapse are slight. He understands the Administrator may rely on any one or a November 1992. He underwent consequences of a relapse. He intends to combination of factors and may give intensive treatment and is still actively maintain a lifetime relationship with the each factor the weight he deems participating in aftercare treatment. PHP and he currently works with others appropriate in determining whether a Also of concern is that Respondent who are addicted to drugs and alcohol. registration should be revoked or an continued to practice medicine in 1993 Judge Randall also found it significant application for registration denied. See after he failed to timely renew his state under this factor that Respondent Henry J. Schwarz, Jr., M.D., 54 FR 16422 medical license. However, this occurred incorrectly listed his home address on (1989). when Respondent was undergoing his application for registration. As to factor one, the Board revoked substance abuse treatment and he However, she further found that it was Respondent’s Tennessee medical license thought his license was subject to a not so egregious as to warrant a denial in June of 1994. However, three years grace period. of Respondent’s application for later the Board reinstated Respondent’s Other than his practice of medicine registration. The Deputy Administrator license subject to various restrictions. In without a current state license, there is agrees that this incorrect listing of his reinstating Respondent’s license, the no evidence that Respondent business address does not warrant Board recognized that Respondent had improperly handled controlled denial of Respondent’s application. been drug-free for five years and was in substances after he entered treatment in Judge Randall concluded, and the good standing with the PHP. Therefore, November 1992. In fact, Respondent Deputy Administrator agrees, that the it is undisputed that Respondent is handled controlled substances without Government has made a prima facie currently authorized to handle question from July 1, 1995 to June 30, case for denial of Respondent’s controlled substances in Tennessee. 1998 when using institutional numbers application. Respondent unlawfully While state licensure is a prerequisite issued to him by the University of prescribed controlled substances, for a DEA registration, it is not Tennessee during his residency. altered his DEA Certificate of dispositive of whether Respondent’s Regarding factor three, it is Registration, abused alcohol and drugs, registration would be in the public undisputed that when Respondent was and was convicted of offenses relating to interest. However, it is noteworthy that abusing drugs and alcohol, he was controlled substances. However, it is not the Board stated that ‘‘[a]ny DEA arrested for drunk driving, reckless in the public interest to deny certificate that the [Respondent] shall driving, public intoxication and Respondent’s application. apply for shall be limited to Schedule possession of drug paraphernalia. He Respondent has acknowledged his III, IV and V.’’ The Deputy pled guilty to two of these charges. In past unlawful behavior and has Administrator agrees with Judge Randall addition, on November 18, 1996, accepted responsibility for his conduct. that, ‘‘[a]lthough this restriction is not Respondent pled guilty to 17 counts of Respondent had a serious addiction to an endorsement by the Board for issuing unlawful distribution of controlled drugs and alcohol during his unlawful a DEA registration to the Respondent, at substances. Respondent was sentenced conduct. He has been sober since a minimum, this statement expresses to three years probation and 2,000 hours November 1992 and his chances of the Board’s confidence in the of community service. Evidence in the continued recovery are excellent. He Respondent’s ability to handle the record indicates that Respondent has intends to maintain a lifetime responsibilities of a DEA registrant, complied with the terms of his relationship with the PHP and he is particularly regarding the Respondent’s probation. While such convictions currently still being monitored by the ability to handle Schedules III, IV and clearly could justify denying State of Tennessee. The evidence V controlled substances.’’ Respondent’s application for suggests that Respondent is clearly Respondent’s experience in registration, the Deputy Administrator committed to his recovery and is dispensing controlled substances and finds it significant that these seeking to help others with substance his compliance with laws related to convictions resulted from Respondent’s abuse problems by predominantly

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At Foundation’s Physicians’ Health information against others, and by the hearing in this matter, Respondent Program for at least three years from the assisting in undercover buys. requested that his application be issuance of the Certificate of Therefore, the Deputy Administrator modified to reflect the address of his Registration, regardless of whether such agrees with Judge Randall that it would current place of employment. The affiliation is required by the Tennessee not be in the public interest to deny Deputy Administrator finds that this Board of Medical Examiners. Respondent’s application. However request is sufficient to modify his Accordingly, the Deputy given the egregiousness of Respondent’s application and a new application for administrator of the Drug Enforcement past behavior, Judge Randall registration is not required. However, if Administration, pursuant to the recommended that restrictions be Respondent’s place of employment has authority vested in him by 21 U.S.C. 823 imposed on Respondent’s registration changed from that represented at the and 824 and 28 CFR 0.100(b) and 0.104, that would ‘‘add a measure of protection hearing, a new written request for hereby orders that the application for to the public interest, while affording modification of the address on his registration submitted by Michael Alan [Respondent] the opportunity to application must be submitted. Patterson, M.D., be, and it hereby is, demonstrate his ability and willingness In addition, the Deputy Administrator granted subject to the above described to handle controlled substances disagrees with Judge Randall’s restrictions. This order is effective upon responsibly in his medical practice.’’ recommendation that Respondent be the issuance of the DEA Certificate of Judge Randall recommended that given two years to present evidence of Registration, but no later than March 6, Respondent’s application for successful completion of formal training 2000, and is the final agency action for registration be granted subject to the in the proper handling or prescribing of appellate purposes pursuant to 21 following restrictions: controlled substances. Given the nature U.S.C. 877. (1) The Respondent must resubmit a of Respondent’s past conduct, the registration application reflecting his Deputy Administrator finds that it is in Dated: January 18, 2000. ‘‘Proposed Business Address’’ as the public interest for such training to Donnie R. Marshall, required by regulation; be completed within one year of being Deputy Administrator. (2) The Respondent be granted a issued his DEA registration. [FR Doc. 00–2541 Filed 2–3–00; 8:45 am] Certificate of Registration only for Finally, the Deputy Administrator BILLING CODE 4410±09±M Schedules III, IV and V; believes that it is prudent to require (3) By not later than two years after Respondent to continue his affiliation the date of the final order, the with the PHP for three years regardless DEPARTMENT OF JUSTICE Respondent shall submit to the local of whether such affiliation is required DEA office evidence of successful by the Board. Drug Enforcement Administration completion, after August of 1999, of Therefore, the Deputy Administrator [Docket No. 96±41] formal training in the proper handling concludes that Respondent should be or prescribing of controlled substances. granted a DEA Certificate of Registration Paul W. Saxton, D.O.; Denial of Such training should be provided by an in Schedules III, IV and V subject to the Application for Fees and Expenses accredited institution at the following restrictions: Under the Equal Access to Justice Act Respondent’s own expense; (1) By not later than one year after the (4) For three years after the effective Certificate of Registration is issued, On July 15, 1996, the Deputy date of the final order in this case, the Respondent shall submit to the DEA Assistant Administrator, Office of Respondent shall submit, on a quarterly office in Nashville, Tennessee evidence Diversion Control, Drug Enforcement basis, a log of all of the controlled of successful completion, after August Administration (DEA), issued an Order substances he has prescribed, of 1999, of formal training in the proper to Show Cause to Paul W. Saxton, D.O. administered or dispensed during the handling or prescribing of controlled (Respondent), proposing to revoke his previous quarter, to the Special Agent in substances. Such training should be DEA Certificate of Registration Charge of the nearest DEA office, or his provided by an accredited institution at AS9420059, and to deny any pending or her designee. The log should include: the Respondent’s own expense. application for renewal of such the patient’s name; the date that the (2) For three years after the issuance registration. The Order to Show Cause controlled substance was prescribed, of the Certificate of Registration, alleged that Respondent’s continued administered or dispensed; and the Respondent shall submit, on a quarterly registration would be inconsistent with name, dosage and quantity of the basis, a log of all of the controlled the public interest pursuant to 21 U.S.C. controlled substance prescribed, substances he has prescribed, 823(f) and 824(a)(4). administered or dispensed. If no administered, or dispensed during the Following a lengthy hearing and post- controlled substances are prescribed, previous quarter, to the Resident Agent hearing filings, Administrative Law administered or dispensed during a in Charge of the DEA office in Nashville, Judge Gail A. Randall issued her given quarter, the Respondent shall Tennessee, or his or her designee. The Recommended Rulings, Findings of indicate that fact in writing, in lieu of log should include: The patient’s name; Fact, Conclusions of Law and Decision submission of the log. Review of such a the date that the controlled substance on October 6, 1998, recommending that log should provide adequate assurances was prescribed, administered or no adverse action be taken against for his future responsible conduct as a dispensed; and the name, dosage and Respondent’s DEA registration. On registrant. quantity of the controlled substance November 5, 1998, Respondent’s The Deputy Administrator agrees with prescribed, administered, or dispensed. counsel filed an Application for Judge Randall that Respondent’s If no controlled substances are Attorney’s Fees and Expenses application for registration should be prescribed, administered or dispensed (Application), under the Equal Access to granted and that it is appropriate to during a given quarter, the Respondent Justice Act, 28 U.S.C. 2412.

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On November 19, 1998, Judge Randall December 22, 1999. The Deputy The Government does not dispute transmitted the record, including Administrator adopts, in full, the Respondent’s assertion. Therefore, the Respondent’s Application, to the then- Supplemental Decision: Recommended Deputy Administrator concludes that Acting Deputy Administrator for final Decision, Findings and Conclusions of Respondent has met the initial agency action. After a careful review of the Administrative Law Judge threshold that he is a prevailing party the entire record, the Deputy Concerning the Respondent’s eligible for attorney’s fees and other Administrator issued his final order in Application for Fees and Expenses expenses under the EAJA. this matter on May 3, 1999, adopting, in Under the Equal Access to Justice Act. Next, it must be determined whether full, the Administrative Law Judge’s His adoption is in no manner the position of the Government was findings of fact and conclusions of law, diminished by any recitation of facts, substantially justified. A presumption and continuing Respondent’s issues and conclusions herein, or of any exists that a prevailing party may registration without taking any adverse failure to mention a matter of fact or recover an EAJA award, unless the action. See Paul W. Saxton, D.O., 64 FR law. position of the Government was 25073 (May 10, 1999). In his final order, The Deputy Administrator finds that substantially justified. See 28 U.S.C. the Deputy Administrator denied a party may file a claim for attorney’s 2412(d)(1)(A); 28 CFR 24.106(a). Once Respondent’s application for attorney’s fees and other expenses under the Equal alleged by the claimant that the position fees finding that Respondent’s Access to Justice Act (EAJA), 28 U.S.C. of the Government was not substantially Application was premature because 2412. Pursuant to 5 U.S.C. 504(a)(1), justified, the burden of proof shifts to ‘‘such a request may only be filed after which incorporates the EAJA into the the Government to demonstrate by a a party has prevailed in an action Administrative Procedure Act, an preponderance of the evidence that its brought by DEA.’’ Id. at 25074. agency that conducts adversary position was substantially justified and On May 18, 1999, after issuance of the adjudications shall award fees and that attorney’s fees and other expenses final order, Respondent’s counsel filed a expenses if: (1) The claimant is a should not be awarded. See United letter requesting to renew his prevailing party in the underlying States v. One Parcel of Real Property, Application filed on November 5, 1998, action; (2) the position of the 960 F.2d 200, 208 (1st Cir. 1992). since the agency’s final order had now Government was not substantially The ‘‘position of the United States’’ is been entered. On June 17, 1999, the justified; and (3) there were no special defined as being that position ‘‘in Government filed an Answer in circumstances that would make an addition to the position taken by the Opposition to Respondent’s Application award against the Government unjust. United States in the civil action, the for Attorneys’ Fees and Expenses Under An administrative hearing to revoke a action or failure to act by the agency the Equal Access to Justice Act. Judge DEA Certificate of Registration to upon which the civil action is based.’’ Randall then provided Respondent an dispense controlled substances is 28 U.S.C. 2412(d)(2)(D). Although opportunity to respond to the considered an ‘‘adversary adjudication’’ ‘‘position’’ encompasses the Government’s submission, and on July covered by the EAJA. See 28 CFR Government’s prelitigation conduct and 19, 1999, Respondent filed a Response 24.103(a)(1). subsequent litigation position, only one to the Government’s Answer. The Deputy Administrator concludes determination of substantial On September 22, 1999, Judge Randall that Respondent is a prevailing party justification to the entire matter should issued her Supplemental Decision: and has therefore met the initial be made. See Commissioner, INS v. Recommended Decision, Findings and qualifying threshold for an award of fees Jean, 496 U.S. 154, 160–62 (1990) Conclusions of the Administrative Law and expenses under the EAJA. A (‘‘While the parties’ postures on Judge Concerning the Respondent’s ‘‘prevailing party’’ is one who can be individual matters may be more or less Application for Fees and Expenses found to have essentially succeeded on justified, the EAJA—like other fee- Under the Equal Access to Justice Act the claims for relief. See Brown v. shifting statutes—favors treating a case (Supplemental Decision), Secretary of Health and Human Servs. as an inclusive whole, rather than as recommending that Respondent’s 747 F.2d 878, 883 (3rd Cir. 1984). In the atomized line-items.’’) Therefore, the Application be denied. Neither party underlying matter upon which this Deputy Administrator concludes that filed exceptions to Judge Randall’s Application is based, Respondent the Government’s position as a whole Supplemental Decision and on October contended that his continued must be considered in determining 25, 1999, the record concerning registration would not be inconsistent whether there was substantial Respondent’s Application was with the public interest, and that his justification for that position. forwarded to the Deputy Administrator. DEA registration should not be revoked. The test for substantial justification is Pursuant to 28 CFR 24.307, the The Deputy Administrator agreed with whether a reasonable person would find ‘‘decision of the adjudicative officer will Respondent and ordered that no adverse that the Government’s position was be reviewed to the extent permitted by action be taken against Respondent’s reasonable in both fact and law. See law by the Department in accordance DEA registration. See Saxton, 64 FR at Derickson Co. v. NLRB, 774 F.2d 229, with the Department’s procedures for 25080. Therefore, the Deputy 232 (8th Cir. 1985); Enerhaul, Inc. v. the type of proceeding involved. The Administrator concludes that NLRB, 710 F.2d 748, 750, reh’g denied, Department will issue the final decision Respondent has succeeded on his 718 F.2d 1115 (11th Cir. 1983); see also on the application.’’ ‘‘Department’’ is claims for relief. H.R. Conf. Rep. No. 96–1434 at 22 defined as ‘‘the relevant departmental In addition, for a claimant to be (1980). To meet its burden of component which is conducting the considered a prevailing party eligible for demonstrating the substantial adversary adjudication (e.g., Drug an award of attorney’s fees and other justification for its position, the Enforcement Administration * * *.) ’’ expenses the claimant must be an Government must make a ‘‘strong See 28 CFR 24.102. Therefore, the individual whose net worth does not showing’’ and must demonstrate that it Deputy Administrator hereby issues his exceed $2,000,000 at the time the ‘‘had a reasonable basis for the facts final order based upon findings of fact adversary adjudication was initiated. alleged, that it had a reasonable basis in and conclusions of law as hereinafter set See 5 U.S.C. 504(b)(1)(B). In his law for the theories it advanced, and forth. This final order replaces and Application, Respondent asserts that he that the former supported the latter.’’ supersedes the final order issued on has a net worth of less than $2,000,000. One Parcel of Real Property, 960 F.2d at

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208 (quoting Sierra Club v. Secretary of found ‘‘consistent patterns supporting Administrator, in his discretionary the Army, 820 R.2d 513, 517 (1st Cir. the contention that [Respondent] has authority, to find for the Respondent.’’ 1987)). been inappropriately and excessively Regarding Respondent’s illegal Also, it is noteworthy that pursuant to prescribing controlled substances, prescribing of anabolic steroids, the 28 CFR 24.105(c), ‘‘[n]o presumption particularly opioids.’’ See Saxton, 64 FR Deputy Administrator agrees with Judge arises that the agency’s position was not at 25074. Also, Respondent failed to Randall that ‘‘Respondent ultimately substantially justified simply because inventory his controlled substances the agency did not prevail.’’ See also, properly and failed to retain the prevailed, not because the Government Griffon v. Department of Health and required records needed to ensure failed to prove its case, but because the Human Servs., 832 F.2d 51, 52 (5th Cir. accountability for the controlled Deputy Administrator, in his 1987). As Judge Randall noted, ‘‘the substances maintained and dispensed in discretionary authority, found government may demonstrate that its his medical practice. See id. at 25079. persuasive the Respondent’s position was substantially justified, Failure to maintain proper records has rehabilitation evidence that he had even though it was a losing one.’’ previously been a basis for revocation of ceased his unlawful prescribing of In this case, the Deputy Administrator a DEA Certificate of Registration. See anabolic steroids.’’ agrees with Judge Randall’s conclusion Farmacia Ortiz, 61 FR 726, 727–728 Therefore, Judge Randall found that that ‘‘an evaluation of the record as a (1996); Harlan J. Borcherding, D.O., 60 ‘‘the Government’s actions in preparing whole supports the position that the FR 28796, 28798 (1995). Finally, at the and pursuing the revocation of the Government was substantially justified time the Government initiated its action Respondent’s DEA Certificate of in initiating and pursuing the against Respondent, it had evidence that underlying cause of action.’’ As noted Registration were substantially Respondent had prescribed anabolic justified.’’ The Deputy Administrator by Judge Randall, ‘‘the final order steroids for muscle enhancement in agrees. While Respondent ultimately recognized, ‘[w]ithout a doubt, the violation of state and Federal law. See prevailed in the underlying matter, the Government had legitimate concerns as Saxton, 64 FR at 25074, 25079. a result of its initial investigation of the Government’s position was reasonable Thus, the Deputy Administrator finds and therefore substantially justified. Respondent and his prescribing that the Government was substantially practices‘ ’’ See Saxton, 64 FR at 25079. justified in pursuing the revocation of The Deputy Administrator finds that Judge Randall concluded that both the Respondent’s DEA Certificate of neither party alleged that special Government and Respondent incorrectly Registration. Respondent ultimately circumstances exist that would make an reargued the evidence regarding each of prevailed because of the evidence that award of attorney’s fees and other the five public interest factors in he presented at the hearing. expenses under the EAJA unjust. asserting whether the Government’s position was substantially justified. The Respondent presented evidence that Judge Randall noted that the parties test is not whether each individual the medical community was in argued about the appropriate amount of litigated claim was substantially disagreement over the use of controlled attorney’s fees to be awarded. However, justified, but rather oversell, whether substances in the treatment of chronic Judge Randall found it unnecessary to the Government’s litigation and pain patients. Respondent’s two experts decide this issue since she found that prelitigation position was substantially testified that Respondent’s method of the Government’s position was justified. See Jean, 496 U.S. at 160–62. pain management was a medically substantially justified and therefore recognized form of chronic pain As further support, the Government’s recommended that no fees be awarded. ‘‘position,’’ in the singular, suggests that treatment. See id. at 25075. As Judge only one finding concerning substantial Randall stated, ‘‘[t]he Respondent The Deputy Administrator agrees. justification need by made. See id. at prevailed only after exploring and While Respondent ultimately prevailed 159. After evaluating the record in this presenting evidence on the split in the and his registration was not revoked, the matter, Judge Randall concluded ‘‘that medical community concerning the Government’s position was substantially in the eyes of a reasonable person, the prescribing of controlled substances for justified. Therefore, Respondent’s Government’s position was reasonable chronic pain. The Respondent’s application for attorney’s fees and other both in fact and in law.’’ witnesses were found to be more expenses must be denied. persuasive than those of the The state agency responsible for Accordingly, the Deputy Government; yet, this does not mean regulating health-care professionals had Administrator of the Drug Enforcement that the Government was not received complaints over the years Administration, pursuant to the regarding Respondent’s prescribing substantially justified in its position or its case presentation.’’ authority vested in him by 28 U.S.C. practices. An initial evaluation of 2412, 5 U.S.C. 504, and 28 CFR 24.307, patient profiles showed that As to Respondent’s recordkeeping 0.100(b) and 0.104 hereby orders that Respondent’s prescribing practices violations, the Deputy Administrator the Application for Fees and Expenses exceeded the recognized prescribing concluded that revocation was not standards established by the Physician’s warranted not because the Government under the Equal Access to Justice Act Desk Reference (PDR). While the PDR failed to prove its case, but because submitted by Paul W. Saxton, D.O., be, does not establish binding standards on Respondent presented significant and it hereby is, denied. This final order physicians, exceeding those standards is evidence of rehabilitation and remedial is considered the final agency action for a sufficient indicator that further training. See id. at 25079. Judge Randall purposes of appellate review pursuant investigation into the physician’s noted that ‘‘this evidence does not to 5 U.S.C. 504(c)(2) and 21 U.S.C. 877. prescribing is warranted. See Saxton, 64 eradicate the Respondent’s prior Dated: January 18, 2000. FR at 25078; see also Margaret E. Sarver, wrongdoing, on which the Donnie R. Marshall, M.D., 61 FR 57896, 57900 (1996). An Government’s position was based; Deputy Administrator. expert in pain management reviewed rather, this evidence of remedial action Respondent’s prescribing patterns and merely added weight in favor of the [FR Doc. 00–2535 Filed 2–3–00; 8:45 am] patient charts for the Government and Respondent and enabled the Deputy BILLING CODE 4410±09±M

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DEPARTMENT OF JUSTICE The DEA does not have the statutory Recommendations; and FY 2002 Budget authority under the Controlled Recommendations. Drug Enforcement Administration Substances Act to issue or maintain a CONTACT PERSON FOR MORE INFORMATION: registration if the applicant or registrant Larry Solomon, Deputy Director, (202) C. Van Nostrand-Perkins, M.D.; is without state authority to handle 307–3106, ext. 155. Revocation of Registration controlled substances in the state in which she conducts her business. See Morris L. Thigpen, On August 5, 1999, the Deputy 21 U.S.C. 802(21), 823(f) and 824(a)(3). Director. Assistant Administrator, Office of This prerequisite has been consistently [FR Doc. 00–2515 Filed 2–3–00; 8:45 am] Diversion Control, Drug Enforcement upheld. See Romeo J. Perez, M.D., 62 FR BILLING CODE 4410±36±M Administration (DEA), issued an Order 16,193 (1997); Demetris A. Green, M.D., to Show Cause to C. Van Nostrand- 61 FR 60,728 (1996); Dominick A. Ricci, Perkins, M.D., of Huntington Beach, M.D., 58 FR 51, 104 (1993). DEPARTMENT OF LABOR California, notifying her of an Here it is clear that Dr. Van Nostrand- opportunity to show cause as to why Perkins is not currently authorized to Office of the Secretary DEA should not revoke her DEA handle controlled substances in the Certificate of Registration BP3939165 State of California. As a result, she is not Submission of OMB Review; Comment pursuant to 21 U.S.C. 824(a)(3), and entitled to a DEA registration in that Request deny any pending applications for state. February 2, 2000. renewal of such registration pursuant to Accordingly, the Deputy The Department of Labor (DOL) has 21 U.S.C. 823(f), for reason that she is Administrator of the Drug Enforcement submitted the following public not currently authorized to handle Administration, pursuant to the information collection requests (ICRs) to controlled substances in the State of authority vested in him by 21 U.S.C. 823 the Office of Management and Budget California. The order also notified Dr. and 824 C.F.R. 0.100(b) and 0.104, (OMB) for review and approval in Van Nostrand-Perkins that should no hereby orders that DEA Certificate of accordance with the Paperwork request for a hearing be filed within 30 Registration BP3939165, previously Reduction Act of 1995 (Pub. L. 104–13, days, her hearing right would be issued to C. Van Nostrand-Perkins, 44 U.S.C. Chapter 35). A copy of each deemed waived. M.D., be, and it hereby is, revoked. The individual ICR, with applicable Deputy Administrator further orders DEA received a signed receipt supporting documentation, may be that any pending applications for the indicating that the Order to Show Cause obtained by calling the Department of renewal of such registration, be, and was received on or about August 13, Labor. To obtain documentation for they hereby are, denied. This order is 1999. No request for a hearing or any BLS, ETA, PWBA, and OASAM contact effective March 6, 2000, and is other reply was received by the DEA Karin Kurz ((202) 219–5096 ext. 159 or considered the final agency action for from Dr. Van Nostrand-Perkins or by E-mail to [email protected]). To appellate purposes pursuant to 21 anyone purporting to represent her in obtain documentation for ESA, MSHA, U.S.C. 877. this matter. Therefore, the Deputy OSHA, and VETS contact Darrin King Administrator, finding that (1) 30 days Dated: January 18, 2000. ((202) 219–5096 ext. 151 or by E-Mail to have passed since the receipt of the Donnie R. Marshall, [email protected]). Order to Show Cause, and (2) no request Deputy Administrator. Comments should be sent to Office of for a hearing having been received, Information and Regulatory Affairs, concludes that Dr. Van Nostrand- [FR Doc. 00–2533 Filed 2–3–00; 8:45 am] BILLING CODE 4410±09±M Attn: OMB Desk Officer for BLS, DM, Perkins is deemed to have waived her ESA, ETA, MSHA, OSHA, PWBA, or hearing right. After considering material VETS, Office of Management and from the investigative file in this matter, DEPARTMENT OF JUSTICE Budget, Room 10235, Washington, DC the Deputy Administrator now enters 20503 ((202) 395–7316), within 30 days his final order without a hearing National Institute of Corrections from the date of this publication in the pursuant to 21 C.F.R. 1301.43(d) and (e) Federal Register. and 1301.46. This final order replaces Advisory Board Meeting The OMB is particularly interested in and supersedes the final order issued on comments which: TIME AND DATE: 7:30 a.m. to 5 p.m. on January 3, 2000. • evaluate whether the proposed Monday, March 6, 2000 and 8:30 a.m. to The Deputy Administrator finds that collection of information is necessary 12 noon to Tuesday, March 7, 2000. Dr. Van Nostrand-Perkins currently for the proper performance of the possesses DEA Certificate of PLACE: Westin Hotel—Seattle, 1900 functions of the agency, including Registration BP3939165 issued to her in Fifth Avenue, Seattle, Washington whether the information will have California. The Deputy Administrator 98101. practical utility; further finds that effective August 14, STATUS: Open. • evaluate the accuracy of the 1997, the Division of Medical Quality, MATTERS TO BE CONSIDERED: Tours/ agency’s estimate of the burden of the Medical Board of California, Department Presentations Concerning King County proposed collection of information, of Consumer Affairs, State of California Crisis Triage Unit/Pre-Booking including the validity of the revoked Dr. Van Nostrand-Perkins’ Diversion, Seattle Police Department methodology and assumptions used; license to practice medicine. The Crisis Intervention Team, King County • enhance the quality, utility, and Deputy Administrator concludes that Mental Health Court Proceedings and clarity of the information to be Dr. Van Nostrand-Perkins is not Post-Booking Diversion Proceedings; collected; and currently licensed to practice medicine Updates on Mentally Ill in Prisons and • minimize the burden of the in California, and therefore it is Jails, the NIC Strategic Plan, Interstate collection of information on those who reasonable to infer that she is not Compact Activities, Advisory Board are to respond, including through the currently authorized to handle Hearings; Reports by Program Divisions; use of appropriate automated, controlled substances in that state. FY 2001 Service Plan electronic, mechanical, or other

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00200 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5690 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices technological collection techniques or Conclusion TA–W–37,099; Schuylkill Haven Bleach other forms of information technology, & Dye Works, Inc., Schuylkill Haven After careful review of the e.g., permitting electronic submission of PA application, I conclude that the claim is responses. In the following cases, the Agency: Employment Standards of sufficient weight to justify investigation revealed that the criteria Agency (ESA). reconsideration of the Department of for eligibility have not been met for the Title: Equal Opportunity Survey. Labor’s prior decision. The application reasons specified. OMB Number: 1215–ONEW. is, therefore, granted. TA–W–37,074; American Frequency: Annually. Signed at Washington, DC this 24th day of Pharmaceutical Co., Fairfield, NJ Affected Public: Business or other for- January 2000. TA–W–37, 103 & A; Alaska , Inc., profit; Not-for-profit institutions; and Grant D. Beale, Consulting Engineers, Anchorage, State, Local or Tribal Government. Program Manager, Office of Trade AK and Kenai Office, Kenai, AK Number of Respondents: 60,000. Adjustment Assistance. The workers firm does not produce an Estimated Time Per respondent: 12 [FR Doc. 00–2497 Filed 2–3–00; 8:45 am] article as required for certification under hours. Section 222 of the Trade Act of 1974. Total Burden Hours: 720,000. BILLING CODE 4510±30±M Total Annualized capital/startup TA–W–36,909; Topcraft Precision costs: $0. Molders, Inc., Warminster, PA Total annual costs (operating/ DEPARTMENT OF LABOR TA–W–36,684; Pacific Scientific, HTL maintaining systems or purchasing Kin/Tech Facility, Yorba Linda, CA Employment and Training TA–W–37,035; Court Metal Finishing, services): $180,000. Administration Description: Government contractors Inc., Flint, MI TA–W–37,091; Morgan Adhesives Co. d/ provide information on their personnel Notice of Determinations Regarding activities and the results of their b/a Mactac, Stow, OH Eligibility To Apply for Worker TA–W–36,873; Hunting Oilfield Service, affirmative efforts to employ and Adjustment Assistance and NAFTA promote minorities and women. This Landell Div., Spring, TX Transitional Adjustment Assistance TA–W–36,776; Westwood LLC, information is used to select specifically Southridge, MA identified contractors for compliance In accordance with Section 223 of the TA–W–36,978; Curtis Wright Flight evaluations and technical assistance. Trade Act of 1974, as amended, the Systems, Inc., Fairfield, NJ Ira L. Mills, Department of Labor herein presents TA–W–37,145; HCC, Inc., Earlville, IL summaries of adjustment assistance for Department Clearance Officer. TA–W–37,188; Jet Sew Technologies, workers (TA–W) issued during the Barneveld, NY [FR Doc. 00–2654 Filed 2–3–00; 8:45 am] period of January, 2000. Increased imports did not contribute BILLING CODE 4510±45±M In order for an affirmative importantly to worker separations at the determination to be made and a firm. DEPARTMENT OF LABOR certification of eligibility to apply for TA–W–37,192; West Coast Forest worker adjustment assistance to be Products, Arlington, WA Employment and Training issued, each of the group eligibility The investigation revealed that Administration requirements of Section 222 of the Act criteria (2) has not been met. Sales or must be met. [TA±W±37,000 and NAFTA±3402] production did not decline during the (1) That a significant number or relevant period as required for Barry Callebaut, USA, Incorporated proportion of the workers in the certification. Van Leer Division Jersey City, New workers’ firm, or an appropriate Affirmative Determinations for Worker Jersey; Notice of Affirmative subdivision thereof, have become totally Adjustment Assistance Determination Regarding Application or partially separated, for Reconsideration (2) That sales or production, or both, The following certifications have been of the firm or subdivision have issued; the date following the company By letter of January 13, 2000, decreased absolutely, and name and location of each petitioners requested administrative (3) That increases of imports of determination references the impact reconsideration of the Department of articles like or directly competitive with date for all workers of such Labor’s Notice of Negative articles produced by the firm or determination. Determination Regarding Eligibility to appropriate subdivision have TA–W–36,915; Voith Sulzer Paper Apply for Worker Adjustment contributed importantly to the Technoligy, Monroe, OH: Assistance and North American Free separations, or threat thereof, and to the September 27, 1998. Trade Agreement, Transitional absolute decline in sales or production. TA–W–37,073; Fedders North America, Adjustment Assistance, applicable to Inc., Effingham, IL: November 1, workers and former workers of the Negative Determinations for Worker 1998. subject firm. The denial notices were Adjustment Assistance TA–W–37,020; Motorola Corp., Motorola signed on November 15, 1999. The In each of the following cases the Cable Products Div., Motorola ING, notice for TA–W–37,000 was published investigation revealed that criterion (3) Mansfield, MA: October 18, 1998. in the Federal Register on December 28, has not been met. A survey of customers TA–W–36,999; Drew Shoe Corp., 1999 (64 FR 72691). The notice for indicated that increased imports did not Lancaster, OH: October 14, 1998. NAFTA–3402 will soon be published in contribute importantly to worker TA–W–36,934; ColumbiaKnit, Portland, the Federal Register. separations at the firm. OR: September 23, 1998. The petitioners present information TA–W–37,084; The Stanley Works, regarding company imports of chocolate TA–W–37,011; Cooper Energy Service, Tools Div., Stanley Tools Plant, products and related ingredients and a Grove City, PA New Britain, CT: October 26, 1998. shift in production of certain articles TA–W–37,065; Svedala Grinding Hodge TA–W–37,037; Falk Corp., Milwaukee, from Jersey City, New Jersey to Canada. Foundry, Greenville, PA WI: November 8, 1998.

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TA–W–37,167; GL&V/Dorr Oliver, Inc., workers’ firm, or an appropriate Facility, Clearfield, PA, Hazleton, PA: November 23, 1998. subdivision thereof, (including workers Fletcherville Facility, Clearfield, TA–W–37,212; Young Generations, Inc., in any agricultural firm or appropriate PA, Hyde Facility, Hyde, PA and Hendersonville, NC: December 9, subdivision thereof) have become totally Kent Facility, Curwensville, PA 1998. or partially separated from employment NAFTA–TAA–03345; Pacific Scientific TA–W–37,193; Russell Corp, Russell and either— HTL Kin/Tech Facility, Yorba Athletic, Columbia, AL and (2) That sales or production, or both, Linda, CA Crestview, FL: December 10, 1998. of such firm or subdivision have The investigation revealed that the TA–W–37,150; SRC Vision, Medford, decreased absolutely, criteria for eligibility have not been met OR: November 22, 1998. (3) That imports from Mexico or for the reasons specified. TA–W–36,945; Moll Industries, Inc., Canada of articles like or directly NAFTA–TAA–3622; American Meter Anchor Advanced Products, competitive with articles produced by Co., Industrial Products Business Cosmetic Packaging Div., such firm or subdivision have increased, Unit, Erie, PA Morristown, TN: September 23, and that the increases imports 1998. contributed importantly to such The investigation revealed that TA–W–36,949; Spring Ford Industries, workers’ separations or threat of criteria (2) has not been met. Sales or Inc., Plant #1, and Plant #2, separation and to the decline in sales or Production, or both, of such firm or Chilhowie, VA: September 28, 1998. production of such firm or subdivision; subdivision did not decrease absolutely. TA–W–37,133; Fuchs Systems, Inc., or Affirmative Determinations NAFTA– Salisbury, NC: November 22, 1998. (4) That there has been a shift in TAA TA–W–37,213; U.S. Forest Industries, production by such workers’ firm or NAFTA–TAA–03610; GL&V/Dorr-Oliver, Inc., White City, OR: December 13, subdivision to Mexico or Canada of Inc., Hazleton, PA: November 23, 1998. articles like or directly competitive with TA–W–37,127; Carter Footwear, Inc., articles which are produced by the firm 1998. NAFTA–TAA–03583; Crown Cork & Wilkes Carre, PA: January 31, 2000. or subdivision. TA–W–37,111; Crown Cork & Seal Co., Seal Co., Inc., Closures Div., South Negative Determinations NAFTA–TAA Inc., Closures Div., South Connellsville, PA: November 12, Connellsville, PA: November 12, In each of the following cases the 1998. NAFTA–TAA–03585; AlliedSignal, Inc., 1998. investigation revealed that criteria (3) TA–W–37,207; Tultex Corp., Roanoke, and (4) were not met. Imports from Emlenton Refinery, Emlenton, PA: VA: December 9, 1998. Canada or Mexico did not contribute November 12, 1998. NAFTA–TAA–03596; Elinco, Inc., A Div. TA–W–37,208; Tultex Corp., South importantly to workers’ separations. of Eastern Air Devices, Waterbury, Boston, VA: December 16, 1998. There was no shift in production from TA–W–37,081; Joy Mining Machinery, A the subject firm to Canada or Mexico CT: November 22, 1998. NAFTA–TAA–03604; Elinco, Inc., A Div. Div. of Harnischfeger Industries, during the relevant period. of Eastern Air Devices, Stamford, Franklin, PA: November 3, 1998. NAFTA–TAA–03402; Barry Callebaut TA–W–36, 81; Temco Fireplace CT: November 30, 1998. USA, Inc., Van Leer Div., Jersey NAFTA–TAA–03590; U.S. Forest Products, A Div. of Temtex City, NJ Industries, Inc., White City, OR: Industries, Perris, CA: September 9, NAFTA–TAA–03549; Competitive Edge October 30, 1998. 1998. Sportswear, Fall River, MA NAFTA–TAA–03625; Master Form, Inc., TA–W–37,171; Sims Manufacturing Co., NAFTA–TAA–03551; Joy Mining North Hollywood, CA: November 9, Inc., Payne, OH: December 7, 1998. Machinery, A Div. of Harnischfeger 1998. TA–W–36,922; West Coast Circuits, Industries, Franklin, PA NAFTA–TAA–03456; TAB Products Co., Watsonville, CA: September 23, NAFTA–TAA–03617; Altec Turlock, CA: September 3, 1998. International, La Crosse, WI 1998. NAFTA–TAA–03518; Temco Fireplace TA–W–36,947; Smurfit-Stone Container NAFTA–TAA–03566; Morgan Adhesives Products, A Div. of Temtex Corp., El Paso, TX: September 27, Co., d/b/a Mactac, Stow, OH Industries, Perris, CA: October 6, 1998. NAFTA–TAA–03540; ColumbiaKnit, 1998. Also, pursuant to Title V of the North Portland OR NAFTA–TAA–03369; Superior-Essex, NAFTA–TAA–03627; Tultex Corp., American Free Trade Agreement South Boston, VA December 9, Implementation Act (P.L. 103–182) Pauline, KS NAFTA–TAA–03527; Cooper Energy 1998. concerning transitional adjustment Services, Grove City, PA NAFTA–TAA–03633; Tultex Corp., assistance hereinafter called (NAFTA– NAFTA–TAA–03560; Schuylkill Haven Roanoke, VA: December 15, 1998. TAA) and in accordance with Section Bleach & Dye Works, Inc., NAFTA–TAA–03629; Russell Corp., 205(a), Subchapter D, Chapter 2, Title II, Schuylkill Haven, PA Russell Athletic, Crestview, FL: of the Trade Act as amended, the NAFTA–TAA–03519; Piezo Crystal, December 10, 1998. Department of Labor presents Carlisle, PA NAFTA–TAA–03628; Russell Corp., summaries of determinations regarding NAFTA–TAA–03602; HCC, Inc., Russell Athletic, Columbia, AL: eligibility to apply for NAFTA–TAA Earlville, IL December 10, 1998. issued during the month of January NAFTA–TAA–03344; Flynt Fabrics, Inc., NAFTA–TAA–03451; NEC 2000. Wadesboro, NC Technologies, Inc., Georgia Plant, In order for an affirmative NAFTA–TAA–03647; Jet Sew McDonough, GA: September 17, determination to be made and a Technologies, Barneveld, NY 1998. certification of eligibility to apply for NAFTA–TAA–03562; Steeltech, NAFTA–TAA–03614; Sims NAFTA–TAA the following group Milwaukee, WI Manufacturing Co., Inc., Payne, OH: eligibility requirements of Section 250 NAFTA–TAA–03649; Fogel Neckwear December 1, 1998. of the Trade Act must be met: Corp., New York, NY NAFTA–TAA–03594; Workpros, Inc., (1) That a significant number or NAFTA–TAA–03515 A, B, C; Bayer Div. of Crystal Art, Maspeth, NY: proportion of the workers in the Clothing Group, Inc., Target Square November 3, 1998.

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NAFTA–TAA–3631; Rebound underwear and provide distribution and SkilStaf, Inc. employed at the Manufacturing, New London, NC: shipping services for the subject firms’ Henderson, Tennessee facility of the December 7, 1998. production facility in Fitzgerald, subject firm. NAFTA–TAA–03657; A & B; Third Georgia which closed in July, 1999. The intent of the Department’s Generation, Inc., Latta, SC, Ware Accordingly, the Department is certification is to include all workers of Shoals, SC and Honea Path, SC: amending the certification to cover the the subject firm adversely affected by January 4, 1999. workers of Burlen Corporation, Tifton increased imports. NAFTA–TAA–03623; & A; Tultex Corp., Plant, Tifton, Georgia. The amended notice applicable to Roxboro, NC and Longhurst, NC: The intent of the Department’s TA–W–37,004 is hereby issued as December 15, 1998. certification is to include all workers of follows: Burlen Corporation who were adversely NAFTA–TAA–03639; Dana Corp., All workers of Chester County Sportswear, Parish Light Vehicle Structures Div., affected by increased imports. including workers employed SkilStaf, Inc. Reading, PA: January 23, 2000. The amended notice applicable to employed at Chester County Sportswear, NAFTA–TAA–03476; Smurfit-Stone TA–W–36,258 is hereby issued as Henderson, Tennessee who became totally or Container Corp., El Paso, TX: follows: partially separated from employment on or September 27, 1998. ‘‘All workers of Burlen Corporation, after October 15, 1998 through November 10, I hereby certify that the Fitzgerald Plant, Fitzgerald, Georgia (TA–W– 2001 are eligible to apply for adjustment aforementioned determinations were 36,258) and Tifton Plant, Tifton, Georgia assistance under Section 223 of the Trade Act issued during the month of January (TA–W–36,258A) who became totally or of 1974. 2000. Copies of these determinations are partially separated from employment on or Signed at Washington, DC this 14th day of available for inspection in Room C– after May 14, 1998 through September 20, January, 2000. 4138, U.S. Department of Labor, 200 2001 are eligible to apply for adjustment Grant D. Beale, assistance under Section 223 of the Trade Act Constitution Avenue, NW, Washington, of 1974.’’ Program Manager, Office of Trade DC 20210 during normal business hours Adjustment Assistance. or will be mailed to persons who write Signed at Washington, DC this 19th day of [FR Doc. 00–2501 Filed 2–3–00; 8:45 am] January, 2000. to the above address. BILLING CODE 4510±30±M Grant D. Beale, Dated: January 28, 2000. Program Manager, Office of Trade Grant D. Beale, Adjustment Assistance. DEPARTMENT OF LABOR Program Manager, Division of Trade [FR Doc. 00–2504 Filed 2–3–00; 8:45 am] Adjustment Assistance. BILLING CODE 4510±30±M Employment and Training [FR Doc. 00–2493 Filed 2–3–00; 8:45 am] Administration BILLING CODE 4510±30±M DEPARTMENT OF LABOR Investigations Regarding Certifications of Eligibility To Apply for Worker DEPARTMENT OF LABOR Employment and Training Adjustment Assistance Administration Employment and Training Petitions have been filed with the Administration [TA±W±37,004] Secretary of Labor under Section 221(a) of the Trade Act of 1974 (‘‘the Act’’) and [TA±W±36,258 and TA±W±36,258A] Chester County Sportswear Including are identified in the Appendix to this Workers of SkilStaf, Inc., Henderson, notice. Upon receipt of these petitions, Burlen Corporation, Fitzgerald Plant, TN; Amended Certification Regarding Fitzgerald, Georgia and Burlen the Director of the Office of Trade Eligibility To Apply for Worker Adjustment Assistance, Employment Corporation, Tifton Plant, Tifton, Adjustment Assistance Georgia; Amended Certification and Training Administration, has Regarding Eligibility To Apply for In accordance with Section 223 of the instituted investigations pursuant to Worker Adjustment Assistance Trade Act of 1974 (19 U.S.C. 2273) the Section 221(a) of the Act. Department of Labor issued a The purpose of each of the In accordance with Section 223 of the Certification of Eligibility to Apply for investigations is to determine whether Trade Act of 1974 (19 U.S.C. 2273) the Worker Adjustment Assistance on the workers are eligible to apply for Department of Labor issued a Notice of November 10, 1999, applicable to adjustment assistance under Title II, Certification Regarding Eligibility to workers of Chester County Sportswear, Chapter 2, of the Act. The investigations Apply for Worker Adjustment located in Henderson, Tennessee. This will further relate, as appropriate, to the Assistance on September 20, 1999, notice was published in the Federal determination of the date on which total applicable to workers of Burlen Register on December 28, 1999 (64 FR or partial separations began or Corporation, Fitzgerald Plant, 72692). threatened to begin and the subdivision Fitzgerald, Georgia. The notice was At the request of the Company, the of the firm involved. published in the Federal Register on Department reviewed the certification The petitioners or any other persons October 14, 1999 (64 FR 55751). for workers of the subject firm. New showing a substantial interest in the At the request of the petitioners, the information shows that workers at subject matter of the investigations may Department reviewed the certification Chester County Sportswear are request a public hearing, provided such for workers of the subject firm. The considered to be employees of SkilStaf, request is filed in writing with the workers were engaged in the production Inc. The workers were engaged in Director, Office of Trade Adjustment of women’s underwear. New employment related to the production of Assistance, at the address shown below, information shows that workers were men’s casual slacks and various not later than February 14, 2000. separated in December, 1999 at the sportswear. Interested persons are invited to Tifton Plant, Tifton, Georgia location of Based on these findings, the submit written comments regarding the Burlen Corporation. The workers are Department is amending the subject matter of the investigations to engaged in the production of women’s certification to include workers of the Director, Office of Trade Adjustment

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Assistance, at the address shown below, Administration, U.S. Department of Signed at Washington, DC this 10th day of not later than February 14, 2000. Labor, 200 Constitution Avenue, NW, January, 2000. The petitions filed in this case are Washington, DC 20210. Grant D. Beale, available for inspection at the Office of Program Manager, Office of Trade Adjustment Assistance. the Director, Office of Trade Adjustment Assistance, Employment and Training Appendix

PETITIONS INSTITUTED ON JAN. 10, 2000

Date of TA±W Subject firm (petitioners) Location petition Product(s)

37,224 ...... Foster Wheeler (Wkrs) ...... Playas, NM ...... 01/03/2000 Copper. 37,225 ...... Middle Bay Oil (Co.) ...... Wichita, KS ...... 12/22/1999 Crude Oil. 37,226 ...... Burgett Geothernal (Co.) ...... Animas, NM ...... 12/01/1999 Cut Roses. 37,227 ...... Nobleville Casting (UAW) ...... Nobleville, IN ...... 12/29/1999 Iron Ductile Castings. 37,228 ...... Third Generation, Inc (Co.) ...... Latta, SC ...... 12/22/1999 Ladies' Apparel. 37,229 ...... L.G.&E. Natural Gatherin (Wkrs) ...... Hobbs, NM ...... 12/20/1999 Natural Gas (Methane). 37,230 ...... Elizabethtown Sportswear (UNITE) ...... Elizabethtown, KY ...... 12/21/1999 Men's Tailored Trousers. 37,231 ...... Laurel Mold (Wkrs) ...... Jeannette, PA ...... 12/15/1999 Glass Moulds. 37,232 ...... Thomas Bradford Shirt (UNITE) ...... Huntingdon, TN ...... 12/23/1999 Woven Shirts for Men, Women, Children. 37,233 ...... Dana Corporation (USWA) ...... Reading, PA ...... 12/14/1999 Light Duty Pick-Up Trucks. 37,234 ...... Seagate (Wkrs) ...... Oklahoma City, OK ...... 12/17/1999 Computer Hardare and Software. 37,235 ...... Angelica Image Apparel (Wkrs) ...... Ackerman, MS ...... 12/10/1999 Polo Shirts. 37,236 ...... Chicago Pneumatic Tool (Co.) ...... Rock Hill, SC ...... 12/15/1999 Air Powered Hand Tools. 37,237 ...... International Paper (Wkrs) ...... Natchez, MS ...... 12/13/1999 Dissolving Wood Pulp (DWP). 37,238 ...... Harborside Graphics (Co.) ...... Belfast, ME ...... 12/10/1999 Printed and Emboidered T-Shirts. 37,239 ...... Dezurik (Wkrs) ...... McMinnville, TN ...... 12/13/1999 Frame Fabs Super- structures. 37,240 ...... Chevron Products Co (Wkrs) ...... Roosevelt, UT ...... 01/04/2000 Pipeline Distsribution of Crude Oil. 37,241 ...... Contour Energy Co (Wkrs) ...... Houston, TX ...... 12/30/1999 Natural Gas. 37,242 ...... Wardson, Inc (Co.) ...... Adamsville, TN ...... 12/28/1999 Sewing Thread for Ap- parel. 37,243 ...... Whizard Protective Wear (Wkrs) ...... Birmingham, OH ...... 12/06/1999 Resistant Gloves.

[FR Doc. 00–2495 Filed 2–3–00; 8:45 am] instituted investigations pursuant to Interested persons are invited to BILLING CODE 4510±30±M Section 221(a) of the Act. submit written comments regarding the The purpose of each of the subject matter of the investigations to investigations is to determine whether the Director, Office of Trade Adjustment DEPARTMENT OF LABOR the workers are eligible to apply for Assistance, at the address shown below, adjustment assistance under Title II, not later than February 14, 2000. Employment and Training Chapter 2, of the Act. The investigations Administration will further relate, as appropriate, to the The petitions filed in this case are available for inspection at the Office of Investigations Regarding Certifications determination of the date on which total or partial separations began or the Director, Office of Trade Adjustment of Eligibility To Apply for Worker Assistance, Employment and Training Adjustment Assistance threatened to begin and the subdivision of the firm involved. Administration, U.S. Department of Petitions have been filed with the The petitioners or any other persons Labor, 200 Constitution Avenue, NW, Secretary of Labor under Section 221(a) showing a substantial interest in the Washington, DC 20210. of the Trade Act of 1974 (‘‘the Act’’) and subject matter of the investigations may Signed at Washington, DC this 3rd day of are identified in the Appendix to this request a public hearing, provided such January, 2000. notice. Upon receipt of these petitions, request is filed in writing with the Grant D. Beale, the Director of the Office of Trade Director, Office of Trade Adjustment Adjustment Assistance, Employment Assistance, at the address shown below, Program Manager, Office of Trade Adjustment Assistance. and Training Administration, has not later than February 14, 2000.

PETITIONS INSTITUTED ON 01/03/2000

Date of peti- TA±W Subject firm (petitioners) Location tion Product(s)

37,214 ...... Fox Point Sportswear (UNITE) ..... Merrill, WI ...... 12/20/1999 Sports Apparel. 37,215 ...... Item House (UFCW) ...... Tacoma, WA ...... 12/15/1999 Men's and Women's Outerwear. 37,216 ...... AK Steel Corp (Wrks) ...... Dover, OH ...... 12/20/1999 Galvanized Steel. 37,217 ...... Penguin Putnam Inc (Wrks) ...... Newbern, TN ...... 12/14/1999 Distribution Center. 37,218 ...... Bausch & Lomb (Wrks) ...... Rochester, NY ...... 12/09/1999 Contact Lens.

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PETITIONS INSTITUTED ON 01/03/2000ÐContinued

Date of peti- TA±W Subject firm (petitioners) Location tion Product(s)

37,219 ...... Boeing Co. (The) (UAW) ...... Melbourne, AR ...... 12/20/1999 Aircrafts. 37,220 ...... Owenby Co. (The) (Comp) ...... Tellico Plains, TN ...... 12/21/1999 T-Shirts and Polo Shirts. 37,221 ...... Weigh-Tronix, Inc (Comp) ...... Fairmont, MN ...... 12/22/1999 Postal Scale Systems. 37,222 ...... Wagener Mfg Co (Wrks) ...... Wagener, SC ...... 12/09/1999 Robes, Wraps, Beachwear. 37,223 ...... Linden Apparel (Comp) ...... Allentown, PA ...... 12/22/1999 Men's, Ladies' & Children's Knit- wear.

[FR Doc. 00–2500 Filed 2–3–00 8:45 am] The intent of the Department’s are identified in the Appendix to this BILLING CODE 4510±30±M certification is to include all workers of notice. Upon receipt of these petitions, Guidant Intermedics who were the Director of the Office of Trade adversely affected by increased imports. Adjustment Assistance, Employment DEPARTMENT OF LABOR Accordingly, the Department is and Training Administration, has amending the Notice of Determinations Employment and Training instituted investigations pursuant to to reflect this matter. Section 221(a) of the Act. Administration The amended notice applicable to The purpose of each of the [TA±W±36,592] TA–W–36,592 is hereby issued as follows: investigations is to determine whether the workers are eligible to apply for Guidant Intermedics, Cardiac ‘‘All workers of Guidant Intermedics, Pacemakers, Inc. (CPI), Angleton, Cardiac Pacemakers, Inc., (CPI), Angleton, adjustment assistance under Title II, Texas; Amended Notice of Texas engaged in employment related to the Chapter 2, of the Act. The investigations Determinations Regarding Eligibility production of pacemakers and defibrillators will further relate, as appropriate, to the To Apply for Worker Adjustment who became totally or partially separated determination of the date on which total Assistance from employment on or after July 13, 1998 or partial separations began or through August 4, 2001 are eligible to apply threatened to begin and the subdivision In accordance with Section 223 of the for adjustment assistance under Section 223 of the firm involved. Trade Act of 1974 (19 U.S.C. 2273) the of the Trade Act of 1974.’’ Department of Labor issued a Notice of ‘‘I further determine that all workers at The petitions or any other persons Determinations Regarding Eligibility to Guidant Intermedics, Cardiac Pacemakers, showing a substantial interest in the Apply for Worker Adjustment Inc., (CPI), Angleton, Texas engaged in subject matter of the investigations may Assistance on August 4, 1999, activities related to the production of leads, request a public hearing, provided such applicable to workers of Guidant hybrid circuits and PC’s for the programming of pacemakers are denied eligibility to apply request is filed in writing with the Intermedics, Angeleton, Texas. The for adjustment assistance under Section 223 Director, Office of Trade Adjustment notice was published in the Federal of the Trade Act of 1974.’’ Assistance, at the address show below, Register on September 29, 1999 (64 FR not later than February 14, 2000. 52540). Signed at Washington, DC this 19th day of At the request of the State agency, the January, 2000. Interested persons are invited to Department reviewed the certification Grant D. Beale, submit written comments regarding the for workers of the subject firm. The Program Manager, Office of Trade subject matter of the investigations to workers were engaged in the production Adjustment Assistance. the Director, Office of Trade Adjustment of pacemakers and defibrillators, [FR Doc. 00–2503 Filed 2–3–00; 8:45 am] Assistance, at the address shown below, associated leads for the pacemakers and BILLING CODE 4510±30±M not later than February 14, 2000. defibrillators and a personnel computer The petition filed in this case are specifically designed for the available for inspection at the Office of DEPARTMENT OF LABOR programming of the pacemakers and the Director, Office of Trade Adjustment defibrillators. Findings show that Employment and Training Assistance, Employment and Training Cardiac Pacemakers, Inc. (CPI) is a Administration Administration, U.S. Department of wholly owned subsidiary of Guidant Labor, 200 Constitution Avenue, NW, Intermedics. Findings also show that Investigations Regarding Certifications Washington, DC 20210. some workers separated from of Eligibility To Apply for Worker Signed at Washington, DC this 18th day of employment at the subject firm had Adjustment Assistance their wages reported under a separate January, 2000. unemployment insurance (UI) tax Petitions have been filed with the Grant D. Beale, account for Cardiac Pacemakers, Inc., Secretary of Labor under Section 221(a) Program Manager, Office of Trade Angleton, Texas. of the Trade Act of 1974 (‘‘the Act’’) and Adjustment Assistance.

APPENDIX [Petitions Instituted on 01/18/2000]

Date of pe- TA±W Subject firm (petitioners) Location tition Product(s)

37,244 ...... Motorola, Inc. (Wkrs) ...... Arlington, IL ...... 12/10/1999 Printed Circuit Boards. 37,245 ...... Pioneer Wear (Wkrs) ...... Albuquerque, NM ...... 12/30/1999 Westernwear. 37,246 ...... Epperheimer, Inc. (Wkrs) ...... Kenai, AK ...... 12/14/1999 Painters.

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APPENDIXÐContinued [Petitions Instituted on 01/18/2000]

Date of pe- TA±W Subject firm (petitioners) Location tition Product(s)

37,247 ...... ON Semiconductor (Co.) ...... Phoenix, AZ ...... 01/06/2000 Semiconductors. 37,248 ...... First Fleet (Wkrs) ...... Harlingen, TX ...... 01/01/2000 Provide Equipment for Distribution. 37,249 ...... Snap-On-Tool (Wkrs) ...... Ottawa, IL ...... 01/05/2000 Distribution Center. 37,250 ...... BP Amoco Refinery (Wkrs) ...... Texas City, TX ...... 12/29/1999 Gasoline. 37,251 ...... Beloit Mill Production (Wkrs) ...... Hattiesburg, MS ...... 12/02/1999 Paper Making Machinery. 37,252 ...... Hampton Industries (Wkrs) ...... Martinsville VA ...... 12/28/1999 Sleepwear and Bathrobes. 37,253 ...... Tab Products (Wkrs) ...... Turlock, CA ...... 12/16/1999 Business File Folders. 37,254 ...... Sony Electronics (Co.) ...... Frankville, PA ...... 01/06/2000 Audio Speakers. 37,255 ...... Otis Elevator (IUE) ...... Bloomington, IN ...... 01/07/2000 Elevator Fixtures, Finals Sheetmetal. 37,256 ...... ABB Automation (Wkrs) ...... Williamsport, PA ...... 01/07/2000 Cable Harnesses and Assembles. 37,257 ...... Great American Knitting (Co.) ...... Pottstown, PA ...... 01/07/2000 Men's Gold Toe Socks. 37,258 ...... IPM Service (Co.) ...... Dallas, TX ...... 12/20/1999 Testers for Alternator & Starters. 37,259 ...... ASC Automotive Specialist (Wkrs) ...... Raucho Dominque, CA 01/05/2000 Convertible Automobiles. 37,260 ...... L.P.F. Apparel Corp (Wkrs) ...... New York, NY ...... 01/06/2000 Ladies' Better Suits. 37,261 ...... Ithaca Industries (Co.) ...... Glennville, GA ...... 01/06/2000 Men's T-Shirts and Underwear.

[FR Doc. 00–2496 Filed 2–3–00; 8:45 am] production decreases at the Dothan, DEPARTMENT OF LABOR BILLING CODE 4510±30±M Alabama plant. Employment and Training Conclusion Administration DEPARTMENT OF LABOR After careful consideration of the new Employment and Training facts obtained on reopening, it is [TA±W±36,995] Administration concluded that increased imports of articles like or directly competitive with Whistler Corporation of [TA±W±36,841] VHS videocassettes produced by the Massachusetts, Whistler Auto-Mation Products, Novi Electronics Facility, Sony Magnetic Products Inc. of subject firm contributed importantly to the decline in sales and to the total or Novi, MI; Notice of Termination of America, Dothan, Alabama; Notice of Investigation Revised Determination on Reopening partial separation of workers of the subject firm. In accordance with the Pursuant to Section 221 of the Trade By letter postmarked January 5, 2000, provisions of the Trade Act of 1974, I Act of 1974, an investigation was a company official requested make the following revised initiated on October 25, 1999, in administrative reconsideration of the determination: Department’s notice of negative response to a worker petition which was determination regarding eligibility to ‘‘All workers of Sony Magnetic Products filed by the company on behalf of its apply for worker adjustment assistance Inc. of America, Dothan, Alabama, engaged workers at Whistler Corporation of applicable to workers of the subject in employment related to the production of Massachusetts, Whistler Auto-Mation VHS videocassettes, separated from firm. Products, Novi, Michigan, located in employment on or after September 2, 1998 On December 21, 1999, workers of Novi, Michigan. through two years from the issuance of this Sony Magnetic Products Inc. of America determination, are eligible to apply for The petitioner has requested that the producing VHS videocassettes were worker adjustment assistance under Section petition be withdrawn. Consequently denied TAA eligibility based on the 223 of the Trade Act of 1974.’’ further investigation in this case would finding that criterion (3) of Section 222 Signed at Washington, DC this 24th day of serve no purpose, and the investigation of the worker group eligibility has been terminated. requirements of the Trade Act of 1974 January, 2000. was not met. The notice was published Grant D. Beale, Signed in Washington, DC this 7th day of in the Federal Register on January 14, Program Manager, Office of Trade January, 2000. 2000 (65 FR 2432). A survey was Adjustment Assistance. Grant D. Beale, conducted by the Department of the [FR Doc. 00–2505 Filed 2–3–00; 8:45 am] Program Manager, Office of Trade subject firms’ major declining BILLING CODE 4510±30±M Adjustment Assistance. customers. None of the respondents [FR Doc. 00–2502 Filed 2–3–00; 8:45 am] increased import purchases while BILLING CODE 4510±30±M reducing business with Sony. Although Sony Magnetic Products Inc. of America was shifting production of VHS videocassettes from Dothan, Alabama to a foreign country, imports had not yet been returned to the U.S. The Department has obtained new information from the company documenting that the company has received VHS videocassette imports and the reliance on imports will continue as

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DEPARTMENT OF LABOR SUPPLEMENTARY INFORMATION: The field and livestock worker (combined) Attorney General may not approve an wage data as AEWRs in a Federal Employment and Training employer’s petition for admission of Register notice. Accordingly, the 2000 Administration temporary alien agricultural (H–2A) AEWRs for work performed on or after workers to perform agricultural labor or the effective date of this notice, are set Labor Certification Process for the services of a temporary or seasonal forth in the table below: Temporary Employment of Aliens in nature in the United States unless the Agriculture and Logging in the United petitioner has applied to the Department TABLE.Ð2000 ADVERSE EFFECT States: 2000 Adverse Effect Wage of Labor (DOL) for an H–2A labor WAGE RATES (AEWRS) Rates, Allowable Charges for certification. The labor certification Agricultural and Logging Workers' must show that: (1) There are not State 2000 Meals, and Maximum Travel sufficient U.S. workers who are able, AEWR Subsistence Reimbursement willing, and qualified and who will be available at the time and place needed Alabama ...... $6.72 AGENCY: U.S. Employment Service, Arizona ...... 6.74 to perform the labor or services involved Employment and Training Arkansas ...... 6.50 in the petition; and (2) the employment Administration, Labor. California ...... 7.27 of the alien in such labor or services Colorado ...... 7.04 ACTION: Notice of adverse effect wage will not adversely affect the wages and Connecticut ...... 7.68 rates (AEWRs), allowable charges for working conditions of workers in the Delaware ...... 7.04 meals, and maximum travel subsistence United States similarly employed. 8 Florida ...... 7.25 reimbursement for 2000. U.S.C. 1101(a)(15)(H)(ii)(a), 1184(c), and Georgia ...... 6.72 1188. Hawaii ...... 9.38 SUMMARY: The Administrator, Office of DOL’s regulations for the H–2A Idaho ...... 6.79 Workforce Security, announces 2000 program require that covered employers Illinois ...... 7.62 adverse effect wage rate (AEWRs) for offer and pay their U.S. and H–2A Indiana ...... 7.62 employers seeking nonimmigrant alien Iowa ...... 7.76 workers no less than the applicable Kansas ...... 7.49 (H–2A) workers for temporary or hourly adverse effect wage rate (AEWR). seasonal agricultural labor or services, Kentucky ...... 6.39 20 CFR 655.102(b)(9); see also 20 CFR Louisiana ...... 6.50 the allowable charges employers seeking 655.107. Reference should be made to Maine ...... 7.68 nonimmigrant alien workers for the preamble to the July 5, 1989, final Maryland ...... 7.04 temporary or seasonal agricultural labor rule (54 FR 28037), which explains in Massachusetts ...... 7.68 or services or logging work may levy great depth the purpose and history of Michigan ...... 7.65 upon their workers when they provide AEWRs, DOL’s discretion in setting Minnesota ...... 7.65 three meals per day, and the maximum AEWRs and the AEWR computation Mississippi ...... 6.50 travel subsistence reimbursement which methodology at 20 CFR 655.107(a). See Missouri ...... 7.76 Montana ...... 6.79 a worker with receipts may claim in also 52 FR 20496, 20502–20505 (June 1, 2000. Nebraska ...... 7.49 1987). Nevada ...... 7.04 AEWRs are the minimum wage rates A. Adverse Effect Wage Rates (AEWRs) New Hampshire ...... 7.68 which the Department of Labor has for 2000 New Jersey ...... 7.04 determined must be offered and paid to New Mexico ...... 6.74 U.S. and alien workers by employers of Adverse effect wage rates (AEWRs) New York ...... 7.68 nonimmigrant alien agricultural workers are the minimum wage rates which DOL North Carolina ...... 6.98 (H–2A visaholders). AEWRs are has determined must be offered and North Dakota ...... 7.49 established to prevent the employment paid to U.S. and alien workers by Ohio ...... 7.62 of these aliens from adversely affecting employers of nonimmigrant (H–2A) Oklahoma ...... 6.49 Oregon ...... 7.64 wages of similarly employed U.S. agricultural workers. DOL emphasizes, however, that such employers must pay Pennsylvania ...... 7.04 workers. Rhode Island ...... 7.68 The Administrator also announces the the highest of the AEWR, the applicable South Carolina ...... 6.72 new rates which covered agricultural prevailing wage or the statutory South Dakota ...... 7.49 and logging employers may charge their minimum wage, as specified in the Tennessee ...... 6.39 workers for three daily meals. regulations. 20 CFR 655.102(b)(9). Texas ...... 6.49 Under specified conditions, workers Except as otherwise provided in 20 CFR Utah ...... 7.04 Vermont ...... 7.68 are entitled to reimbursement for travel Part 655, Subpart B, the regionwide AEWR for all agricultural employment Virginia ...... 6.98 subsistence expense. The minimum Washington ...... 7.64 reimbursement is the charge for three (except those occupations deemed inappropriate under the special West Virginia ...... 6.39 daily meals as discussed above. The Wisconsin ...... 7.65 Administrator here announces the circumstances provisions of 20 CFR Wyoming ...... 6.79 current maximum reimbursement for 655.93) for which temporary alien agricultural labor (H–2A) certification is works with receipts. B. Allowable Meal Charges being sought, is equal to the annual EFFECTIVE DATE: February 4, 2000. weighted average hourly wage rate for Among the minimum benefits and FOR FURTHER INFORMATION CONTACT: Ms. field and livestock workers (combined) working conditions which DOL requires Grace A. Kilbane, Administrator, Office for the region as published annually by employers to offer their alien and U.S. of Workforce Security, U.S. Department the U.S. Department of Agriculture workers in their applications for of Labor, Room S–4231, 200 (USDA does not provide data on temporary logging and H–2A Constitution Avenue, N.W., Alaska). 20 CFR 655.107(a). agricultural labor certification is the Washington, D.C. 20210. Telephone: The regulation at 20 CFR 655.107(a) provision of three meals per day or free 202–219–7831 (this is not a toll-free requires the Administrator, Office of and convenient cooking and kitchen number). Workforce Security, to publish USDA facilities. 20 CFR 655.102(b)(4) and

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655.202(b)(4). Where the employer permit an employer to charge workers DEPARTMENT OF LABOR provides meals, the job offer must state up to $9.90 per day for providing them the charge, if any, to the worker for with three meals per day, if the Employment and Training meals. employer justifies the charge and Administration DOL has published at 20 CFR submits to the RA the documentation 655.102(b)(4) and 655.111(a) the required to support the higher charge. [NAFTA±03188] methodology for determining the maximum amounts covered H–2A C. Maximum Travel Subsistence Philips Electronics North America agricultural employers may charge their Expense Corporation Philips Components U.S. and foreign workers for meals. The Division Departments 133, 134, 136, same methodology is applied at 20 CFR The regulations at 20 CFR 655.102(b)(5) establish that the 400, 630, 420, 240, 261, 266 and 430 655.202(b)(4) and 655.211(a) to covered Saugerties, New York; Amended minimum daily subsistence expense H–2 logging employers. These rules Certification Regarding Eligibility To related to travel expenses, for which a provide for annual adjustments of the Apply for NAFTA-Transitional worker is entitled to reimbursement, is previous year’s allowable charges based Adjustment Assistance upon Consumer Price Index (CPI) data. the employer’s daily charge for three Each year the maximum charges meals or, if the employer makes no In accordance with Section 250(A), allowed by 20 CFR 655.102(b)(4) and charge, the amount permitted under 20 Subchapter D, Chapter 2, Title II, of the 655.202(b)(4) are changed by the same CFR 655.104(b)(4). The regulation is Trade Act of 1974 (19 U.S.C. 2273), the percentage as the twelve-month percent silent about the maximum amount to Department of Labor issued a change in the CPI for all Urban which a qualifying worker is entitled. Consumers for Food (CPI–U for Food) Certification for NAFTA Transitional between December of the year just past The Department, in Field Adjustment Assistance on June 25, and December of the year prior to that. Memorandum 42–94, established that 1999, applicable to workers of Philips Those regulations and 20 CFR the maximum is the meals component Electronics North America Corporation, 655.111(a) and 655.211(a) provide that of the standard CONUS (continental Philips Components Division, the appropriate Regional Administrator United States) per diem rate established Departments 133, 134, 136, 400, 630, (RA), Employment and Training by the General Services Administration 420, 240, 261 and 266, Saugerties, New Administration, may permit an (GSA) and published at 41 CFR Ch. 301. York. The notice was published in the employer to charge workers no more The CONUS meal component is now Federal Register on July 20, 1999 (64 FR than a higher maximum amount for $30.00 per day. 38922). providing them with three meals a day, Workers who qualify for travel At the request of the State agency, the if justified and sufficiently documented. reimbursement are entitled to Department reviewed the certification Each year, the higher maximum reimbursement up to the CONUS meal for workers of the subject firm. New amounts permitted by 20 CFR rate for related subsistence when they information shows that worker 655.111(a) and 655.211(a) are changed separations occurred at Philips by the same percentage as the twelve- provide receipts. In determining the appropriate amount of subsistence Components Division, Department 430 month percent change in the CPU–U for of Philips Electronics North America Food between December of the year just reimbursement, the employer may use the GSA system under which a traveler Corporation, Saugerties, New York. The past and December of the year prior to workers are engaged in the production that. The regulations require the qualifies for meal expense reimbursement per quarter of a day. of soft ferrites (‘‘back end’’—i.e. Administrator, Office of Workforce grinding, toroids and inspect and pack, Security, to make the annual Thus, a worker whose travel occurred and related support departments). adjustments and to cause a notice to be during two quarters of a day is entitled, published in the Federal Register each with receipts, to a maximum The intent of the Department’s calendar year, announcing annual reimbursement of $15.00. If a worker certification is to include all workers of adjustments in allowable charges that has no receipts, the employer is not Philips Electronics North America may be made by covered agricultural obligated to reimburse above the Corporation, Philips Components and logging employers for providing minimum stated at 20 CFR 655.102(b)(4) Division who were adversely affected by three meals daily to their U.S. and alien as specified above. the shift in production to Mexico. workers. The 1999 rates were published Accordingly, the Department is in a notice on February 10, 1999 at 64 Signed at Washington, DC, this 31st day of amending the certification to cover the FR 6689. January, 2000. workers of Philips Electronics North DOL has determined the percentage Grace A. Kilbane, America Corporation, Philips change between December of 1998 and Administrator, Office of Workforce Security. Components Division, Department 430, December of 1999 for the CPI–U for Saugerties, New York. Food was 2.1 percent. Timothy F. Sullivan Accordingly, the maximum allowable Chief, U.S. Employment Service/ALMIS. The amended notice applicable to charges under 20 CFR 655.102(b)(4), [FR Doc. 00–2547 Filed 2–3–00; 8:45 am] NAFTA–03188 is hereby issued as 655.202(b)(4), 655.111, and 655.211 BILLING CODE 4510±30±M follows: were adjusted using this percentage All workers of Philips Electronics North change, and the new permissible America Corporation, Philips Components charges for 2000 are as follows: (1) For Division, Departments 133, 134, 136, 400, 20 CFR 655.102(b)(4) and 655.202(b)(4), 630, 420, 240, 261, 266 and 430, Saugerties, the charge, if any, shall be no more than New York who became totally or partially $8.00 per day, unless the RA has separated from employment on or after May approved a higher charge pursuant to 20 19, 1998 through June 25, 2001 are eligible CFR 655.111 or 655.211(b); for 20 CFR to apply for NAFTA–TAA under Section 250 655.111 and 655.211, the RA may of the Trade Act of 1974.

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Signed at Washington, DC this 28th day of 250(b)(1) of Subchapter D, Chapter 2, subject matter of the investigations may January, 2000. Title II, of the Trade Act of 1974, as request a public hearing with the Grant D. Beale, amended, are identified in the Director of OTAA at the U.S. Program Manager, Office of Trade Appendix to this Notice. Upon notice Department of Labor (DOL) in Adjustment Assistance. from a Governor that a NAFTA–TAA Washington, DC provided such request [FR Doc. 00–2498 Filed 2–3–00; 8:45 am] petition has been received, the Director if filed in writing with the Director of BILLING CODE 4510±30±M of the Office of Trade Adjustment OTAA not later than February 14, 2000. Assistance (OTAA), Employment and Also, interested persons are invited to Training Administration (ETA), submit written comments regarding the DEPARTMENT OF LABOR Department of Labor (DOL), announces subject matter of the petitions to the the filing of the petition and takes action Director of OTAA at the address shown Employment and Training pursuant to paragraphs (c) and (e) of below not later than February 14, 2000. Administration section 250 of the Trade Act. The purpose of the Governor’s actions Petitions filed with the Governors are Investigations Regarding Certifications and the Labor Department’s available for inspection at the Office of of Eligibility To Apply for NAFTA investigations are to determine whether the Director, OTAA, ETA, DOL, Room Transitional Adjustment Assistance the workers separated from employment C–4318, 200 Constitution Avenue, NW., on or after December 8, 1993 (date of Washington, DC 20210. Petitions for transitional adjustment enactment of Public Law 103–182) are Signed at Washington, DC, this 28th day of assistance under the North American eligible to apply for NAFTA–TAA under January, 2000. Free Trade Agreement-Transitional Subchapter D of the Trade Act because Grant D. Beale, Adjustment Assistance Implementation of increased imports from or the shift in Act (Public Law 103–182), hereinafter Program Manager,Office of Trade Adjustment production to Mexico or Canada. Assistance. called (NAFTA–TAA), have been filed The petitioners or any other persons with State Governors under Section showing a substantial interest in the Appendix

Date received Subject firm Location at governor's Petition No. Articles produced office

Tultex Corporation (Co.) ...... Roxboro, NC ...... 12/15/1999 NAFTA±3,623 ... sweatshirts. Tultex Corporation (Co.) ...... Longhurst, NC ...... 12/15/1999 NAFTA±3,623 ... sweatshirts. Ritvik Holdings (Wkrs) ...... Lakeville, MA ...... 12/16/1999 NAFTA±3,624 ... plastic toy blocks. Master Foam (Co.) ...... North Hollywood, CA ...... 12/14/1999 NAFTA±3,625 ... foam for packaging. Russell ManufacturingÐMovie Lebanon, VA ...... 12/15/1999 NAFTA±3,626 ... ladies clothing. Star (Co.). Tultex Corporation (UNITE) ...... South Boston, VA ...... 12/15/1999 NAFTA±3,627 ... fleece activewear. Russell Corporation (Co.) ...... Columbia, AL ...... 12/15/1999 NAFTA±3,628 ... sweatshirts and t-shirts. Russell Corporation (Co.) ...... Crestview, FL ...... 12/16/1999 NAFTA±3,629 ... sweatshirts and t-shirts. Allied Signal (Co.) ...... Ocala, FL ...... 12/13/1999 NAFTA±3,630 ... heat transfer and fan aerospace hardware. Rebound Manufacturing (Co.) ...... New London, NC ...... 12/13/1999 NAFTA±3,631 ... t-shirts. Belmont Garment Dyers (Wkrs) .... Reading, PA ...... 12/17/1999 NAFTA±3,632 ... dyer of garments. Tultex Corporation (UNITE) ...... Roanoke, VA ...... 12/16/1999 NAFTA±3,633 ... fleece activewear. General Electric Capital (Wkrs) ..... Brookfield, WI ...... 12/10/1999 NAFTA±3,634 ... service collectors. Whistler Corporation of Massachu- Novi, MI ...... 10/01/1999 NAFTA±3,635 ... circuit boards. setts (Co.). Cooper Standard Automotive Gaylord, MI ...... 12/21/1999 NAFTA±3,636 ... seals for car windows. (Wkrs). Laurel Mold, Inc. (Wrks) ...... Jeannette, PA ...... 12/21/1999 NAFTA±3,637 ... Glass Molds. Fox Point Sportswear ( ) ...... Merrill, WI ...... 12/23/1999 NAFTA±3,638 ... Apparel. Dana Corporation (USWA) ...... Reading, PA ...... 12/23/1999 NAFTA±3,639 ... light duty pickup truck frames. Boeing Co. (The) ( ) ...... Melbourne, AR ...... 12/27/1999 NAFTA±3,640 ... Boeing Aircraft Assemblies. Thomas Bradford Shirt (UNITE) .... Huntington, TN ...... 12/27/1999 NAFTA±3,641 ... woven shirts. DezurikÐGeneral Signal (Wkr) ..... McMinnville, TN ...... 12/27/1999 NAFTA±3,642 ... eccentric gate and butterfly valves. Republic Builders Products (Wkrs) McKenzie, TN ...... 12/27/1999 NAFTA±3,643 ... frames for commercial doors. Penguin Putnam (Wkrs) ...... Newbern, TN ...... 12/28/1999 NAFTA±3,644 ... book distribution center. Yates IndustriesÐCircuit Foil Bordentown, NJ ...... 12/21/1999 NAFTA±3,645 ... electro deposited copper foil. (IUE). Seagull Lighting (Wkrs) ...... Philadelphia, PA ...... 12/29/1999 NAFTA±3,646 ... lighting fixtures. Jet Sew Technologies (Wkrs) ...... Barneveld, NY ...... 12/28/1999 NAFTA±3,647 ... industrial sewing machines. Wardson (Co.) ...... Adamsville, TN ...... 01/03/2000 NAFTA±3,648 ... sewing thread. Fogel Neckwear (Wkrs) ...... New York, NY ...... 12/28/1999 NAFTA±3,649 ... men's and boys' neckwear. Ball Foster Glass Container Marion, IN ...... 01/03/2000 NAFTA±3,650 ... glass containers for beverages. (GMPPA). IPM Service (Co.) ...... Dallas, TX ...... 01/07/2000 NAFTA±3,651 ... testers. ABB Automotive (Wkrs) ...... Williamsport, PA ...... 01/07/2000 NAFTA±3,652 ... cable, harnesses and assemblies. Goss Graphics Systems (Wkrs) .... Wyomissing, PA ...... 01/05/2000 NAFTA±3,653 ... printing presses. Porta SystemsÐNorth Hills Elec- Glen Cove, NY ...... 01/05/2000 NAFTA±3,654 ... transformers. tronics (Co.). Broan Nutone (Co.) ...... Coppell, TX ...... 01/05/2000 NAFTA±3,655 ... rangehood. Bailey Creation (Wkrs) ...... York, AL ...... 12/21/1999 NAFTA±3,656 ... baby clothes, children clothes. Third Generation (Co.) ...... Latta, SC ...... 01/04/2000 NAFTA±3,657 ... ladies apparel.

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Date received Subject firm Location at governor's Petition No. Articles produced office

Third Generation (Co.) ...... Ware Shoals, SC ...... 01/04/2000 NAFTA±3,657 ... ladies apparel. Third Generation (Co.) ...... Honea Path, SC ...... 01/04/2000 NAFTA±3,657 ... ladies apparel. Martin Mills (Fruit of the Loom) St. Martinville, LA ...... 01/06/2000 NAFTA±3,658 ... t-shirts and briefs. (Wkrs). First Fleet (Wkrs) ...... Murfreesboro, TN ...... 01/10/2000 NAFTA±3,659 ... trucking service. Sony Electronics (Co.) ...... Frackville, PA ...... 01/11/2000 NAFTA±3,660 ... audio speakers. Fasco Motors Group (Wrks) ...... Eldon, MO ...... 01/12/2000 NAFTA±3,661 ... Fractional Horsepower Motors. Gatesville Walls Industries (Comp) Gatesville, TX ...... 01/12/2000 NAFTA±3,662 ... Insulated Clothing. Walls Industries, Inc (Comp) ...... Carthage, MO ...... 01/12/2000 NAFTA±3,663 ... Insulated Clothing. Snap-On, Inc. (Wrks) ...... Ottawa, IL ...... 01/12/2000 NAFTA±3,664 ... Electrical Harnesses. Cooper Lighting ( ) ...... Elk Grove Village, IL ...... 01/12/2000 NAFTA±3,665 ... Lighting Fixtures. Otis Elevator ( ) ...... Bloomington, IN ...... 01/11/2000 NAFTA±3,666 ... Fixtures. Winpak Portion Packaging ( ) ...... Bristol, PA ...... 01/13/2000 NAFTA±3,667 ... Single Service Dairy Containers. Barrick Goldstrike (Wrks) ...... Elko, NV ...... 01/13/2000 NAFTA±3,668 ... Gold. Mineral Ridge Resources, Inc. Silver Peak, NV ...... 01/11/2000 NAFTA±3,669 ... Gold Mine. (Comp). PacifiCorp (Wrks) ...... Portland, OR ...... 01/14/2000 NAFTA±3,670 ... Power Electricity. Southeast Stevedoring Corp Ketchikan, AK ...... 01/13/2000 NAFTA±3,671 ... Hire Longshoremen. (Wrks). Miller International, Inc (Comp) ..... Rocky Ford, CO ...... 01/18/2000 NAFTA±3,672 ... Ladies' Jeans and Vests. Apparel Specialist (Co.) ...... Green Bay, WI ...... 01/21/2000 NAFTA±3,673 ... embroidered and screen print on clothes. Florence Eiseman (Wkrs) ...... Milwaukee, WI ...... 01/21/2000 NAFTA±3,674 ... girls dresses, coats and baby clothes. KTI Energy of Martinsville (Co.) .... Martinsville, VA ...... 01/18/2000 NAFTA±3,675 ... steam. BICC General (Wkrs) ...... Williamstown, MA ...... 01/13/2000 NAFTA±3,676 ... cord sets. American Timber (Wkrs) ...... Olney, MT ...... 01/14/2000 NAFTA±3,677 ... stud lumber and byproducts. John Plant Company (The) (Co.) .. Ramseur, NC ...... 01/14/2000 NAFTA±3,678 ... lightweight industrial gloves. Nordic Group (The) (Wkrs) ...... Hubbard, OR ...... 01/18/2000 NAFTA±3,679 ... outerwear. Sause Bros./Southern Oregon Coos Bay, OR ...... 01/14/2000 NAFTA±3,680 ... repair maintenance. Maine (Wkrs). Smiley ContainerÐRussell Stover Poplar Bluff, MO ...... 01/25/2000 NAFTA±3,681 ... boxes, bows and ribbons. Candies (PACE). Colorado Greenhouse (Co.) ...... Westminster, CO ...... 01/19/2000 NAFTA±3,682 ... tomatoes. Nova Bus (Wkrs) ...... Roswell, NM ...... 01/19/2000 NAFTA±3,683 ... large commercial buses. Allied SignalÐHoneywell (Wkrs) ... Torrance, CA ...... 01/18/2000 NAFTA±3,684 ... automotive turbo chargers. ASC (Wkrs) ...... Rancho Domingez, CA ...... 01/19/2000 NAFTA±3,685 ... convertible tops. General Electric (IUE) ...... Tell City, IN ...... 08/26/1999 NAFTA±3,686 ... industrial motors. Hewlett Packard (Wkrs) ...... Vancouver, WA ...... 01/24/2000 NAFTA±3,687 ... inkjet printers for computers Motor Coils (IUE) ...... Emporium, PA ...... 01/24/2000 NAFTA±3,688 ... rebuilt traction motor.

[FR Doc. 00–2499 Filed 2–3–00; 8:45 am] further investigation in this case would available from other sources. They BILLING CODE 4510±30±M serve no purpose, and the investigation specify the basic hourly wage rates and has been terminated. fringe benefits which are determined to Signed in Washington, DC this 24th day of be prevailing for the described classes of DEPARTMENT OF LABOR January, 2000. laborers and mechanics employed on Grant D. Beale, construction projects of a similar Employment and Training character and in the localities specified Administration Program Manager, Office of Trade Adjustment Assistance. therein. [NAFTA±3635] [FR Doc. 00–2494 Filed 2–3–00; 8:45 am] The determinations in these decisions BILLING CODE 4510±30±M of prevailing rates and fringe benefits Whistler Corporation of have been made in accordance with 29 Massachusetts, Whistler Auto-Mation CFR Part 1, by authority of the Secretary Products, Novi Electronics Facility, DEPARTMENT OF LABOR of Labor pursuant to the provisions of Novi, MI; Notice of Termination of the Davis-Bacon Act of March 3, 1931, Investigation Employment Standards Administration as amended (46 Stat. 1494, as amended, Pursuant to Section 221 of the Trade Wage and Hours Division 40 U.S.C. 276a) and of other Federal Act of 1974, an investigation was Minimum Wages for Federal and statutes referred to in 29 CFR Part 1, initiated on October 14, 1999, in Federally Assisted Construction; Appendix, as well as such additional response to a worker petition which was General Wage Determination Decisions statutes as may from time to time be filed by a company official on behalf of enacted containing provisions for the its workers at Whistler Corporation of General wage determination decisions payment of wages determined to be Massachusetts, Whistler Auto-Mation of the Secretary of Labor are issued in prevailing by the Secretary of Labor in Products, Novi Electrics Facility, accordance with applicable law and are accordance with the Davis-Bacon Act. located in Novi, Michigan. based on the information obtained by The prevailing rates and fringe benefits The petitioner has requested that the the Department of Labor from its study determined in these decisions shall, in petition be withdrawn. Consequently of local wage conditions and data made accordance with the provisions of the

VerDate 272000 07:21 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00210 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 5700 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices foregoing statutes, constitute the in parentheses following the decisions section 101(c) of the Federal Mine minimum wages payable on Federal and being modified. Safety and Health Act of 1977. federally assisted construction projects VOLUME I 1. CONSOL of Kentucky, Inc. to laborers and mechanics of the specified classes engaged on contract None. [Docket No. M–1999–143–C] work of the character and in the VOLUME II CONSOL of Kentucky, Inc., Consol localities described therein. None. Plaza, 1800 Washington Road, Good cause is hereby found for not Pittsburgh, Pennsylvania 15241–1421 VOLUME III utilizing notice and public comment has filed a petition to modify the procedure thereon prior to the issuance None. application of 30 CFR 75.701 (grounding of these determinations as prescribed in VOLUME IV metallic frames, casings, and other 5 U.S.C. 553 and not providing for delay None. enclosures of electric equipment) to its in the effective date as prescribed in that Rhoades Branch H–4 Mine (I.D. No. 15– section, because the necessity to issue VOLUME V 18212) located in Lechter County, current construction industry wage None. Kentucky. The petitioner proposes to determinations frequently and in large VOLUME VI use a diesel-generated source of low and volume causes procedures to be medium voltage, three-phase electrical None. impractical and contrary to the public power during transportation of certain interest. VOLUME VII mobile equipment underground. The General wage determination None. petitioner has listed in this petition decisions, and modifications and specific terms and conditions for using General Wage Determination Publication supersedes decisions thereto, contain no the generator system. The petitioner expiration dates and are effective from General wage determinations issued under asserts that the proposed alternative their date of notice in the Federal the Davis-Bacon and related Acts, including method would provide at least the same those noted above, may be found in the measure of protection as the mandatory Register, or on the date written notice Government Printing Office (GPO) document is received by the agency, whichever is entitled ‘‘General Wage Determinations standard. earlier. These decisions are to be used Issued Under The Davis-Bacon and Related 2. CONSOL of Kentucky, Inc. in accordance with the provisions of 29 Acts.’’ This publication is available at each CFR Parts 1 and 5. Accordingly, the of the 50 Regional Government Depository [Docket No. M–1999–144–C] applicable decision, together with any Libraries and many of the 1,400 Government CONSOL of Kentucky, Inc., Consol modifications issued, must be made a Depository Libraries across the country. Plaza, 1800 Washington Road, part of every contract for performance of The general wage determinations issued Pittsburgh, Pennsylvania 15241–1421 the described work within the under the Davis-Bacon and related Acts are has filed a petition to modify the available electronically by subscription to the geographic area indicated as required by FedWorld Bulletin Board System of the application of 30 CFR 75.901(a) an applicable Federal prevailing wage National Technical Information Service (protection of low- and medium-voltage law and 29 CFR Part 5. The wage rates (NTIS) of the U.S. Department of Commerce three-phase circuits used underground) and fringe benefits, notice of which is at 1–800–363–2068. to its Rhoades Branch H–4 Mine (I.D. published herein, and which are Hard-copy subscriptions may be purchased No. 15–18212) located in Lechter contained in the Government Printing from: Superintendent of Documents, U.S. County, Kentucky. The petitioner Office (GPO) document entitled Government Printing Office, Washington, DC proposes to use a diesel-generated ‘‘General Wage Determinations Issued 20402, (202) 512–1800. source of low- and medium-voltage, Under The Davis-Bacon And Related When ordering hard-copy subscription(s), three-phase electrical power during be sure to specify the State(s) of interest, Acts,’’ shall be the minimum paid by since subscriptions may be ordered for any transportation of certain mobile contractors and subcontractors to or all of the seven separate volumes, arranged equipment underground. The petitioner laborers and mechanics. by State. Subscriptions include an annual proposes to derive a low-and medium- Any person, organization, or edition (issued in January or February) which voltage, three-phase, alternating current governmental agency having an interest includes all current general wage for use underground from a portable, in the rates determined as prevailing is determinations for the States covered by each diesel-driven generator. The petitioner encouraged to submit wage rate and volume. Throughout the remainder of the asserts that the proposed alternative fringe benefit information and self- year, regular weekly updates are distributed method would provide at least the same to subscribers. explanatory forms for the purpose of measure of protection as the mandatory submitting this data may be obtained by Signed at Washington, DC this 27th day of standard. January 2000. writing to the U.S. Department of Labor, 3. CONSOL of Kentucky, Inc. Employment Standards Administration, Carl J. Poleskey, Wage and Hour Division, Division of Chief, Branch of Construction Wage [Docket No. M–1999–145–C] Wage Determinations, 200 Constitution Determinations. CONSOL of Kentucky, Inc., Consol Avenue, NW, Room S–3014, [FR Doc. 00–02053 Filed 2–3–00; 8:45 am] Plaza, 1800 Washington Road, Washington, DC 20210. BILLING CODE 4510±27±M Pittsburgh, Pennsylvania 15241–1421 has filed a petition to modify the Modifications to General Wage application of 30 CFR 75.1101–8 (water Determination Decisions DEPARTMENT OF LABOR sprinkler systems; arrangement of The number of decisions listed in the sprinklers) to its Rhoades Branch H–4 Government Printing Office document Mine Safety and Health Administration Mine (I.D. No. 15–18212) located in entitled ‘‘General Wage Determinations Petitions for Modification Lechter County, Kentucky. The Issued Under the Davis-Bacon and petitioner proposes to use a single line Related Acts’’ being modified are listed The following parties have filed of automatic sprinklers for its fire by Volume and State. Dates of petitions to modify the application of protection system on main and publication in the Federal Register are mandatory safety standards under secondary belt conveyors. The

VerDate 272000 07:57 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00211 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5701 petitioner asserts that the proposed safe condition at all times, and to have application of the existing standard will alternative method would provide at a certified person test for methane and result in a diminution of safety. least the same measure of protection as the quantity of air at both check points the mandatory standard. on a weekly basis. The petitioner asserts 10. The DOE Run Company that the proposed alternative method 4. Old Ben Coal Company [Docket No. M–1999–022–M] would provide at least the same [Docket No. M–1999–146–C] measure of protection as the mandatory The DOE Run Company, One Oxford Old Ben Coal Company, P.O. Box 397, standard. Centre, 301 Grant Street, 20th Floor, Pittsburgh, Pennsylvania 15219–1410 13101 Zeigler Road, Coulterville, 7. Fork Creek Mining Company Illinois 62237 has filed a petition to has filed a petition to modify the modify the application of 30 CFR 75.902 [Docket No. M–1999–149–C] application of 30 CFR 57.11052 (refuge (low- and medium-voltage ground check areas) to its Fletcher Mine and Mill (I.D. Fork Creek Mining Company, Fork No. 23–00409) located in Reynolds monitor circuits) to its Zeigler #11 Mine Creek Mine Road, P.O. Box 24, Alum (I.D. No. 11–02408) located in Randolph County, Missouri. The petitioner Creek, West Virginia 25003 has filed a requests a modification of the County, Illinois. The petitioner requests petition to modify the application of 30 mandatory safety standard to permit an a modification of the mandatory safety CFR 75.350 (air courses and belt haulage alternative method of compliance with standard to permit the use of an entries) to its Fork Creek No. 1 Mine the requirements for refuge chambers. alternative method for ground check (I.D. No. 48–08763) located in Kanawha monitoring. The petitioner proposes that County, West Virginia. The petitioner The petitioner asserts that the proposed the ground monitor would open a proposes to use air coursed through the alternative method would provide at vacuum contactor instead of a circuit belt haulage entry to ventilate active least the same measure of protection as breaker in all combination stationary working places. The petitioner proposes the mandatory standard and that belt starters at the Zeigler #11 Mine. The to install a carbon monoxide monitoring application of the existing standard will petitioner asserts that the proposed system as an early warning fire result in a diminution of safety. alternative method would provide at detection system in all belt entries used 11. The DOE Run Company least the same measure of protection as to carry intake air to a working place. the mandatory standard. The petitioner asserts that the proposed [Docket No. M–1999–023–M] 5. Old Ben Coal Company alternative method would provide at The DOE Run Company, One Oxford least the same measure of protection as Centre, 301 Grant Street, 20th Floor, [Docket No. M–1999–147–C] the mandatory standard. Old Ben Coal Company, P.O. Box 397, Pittsburgh, Pennsylvania 15219–1410 13101 Zeigler Road, Coulterville, 8. Perry County Mining Company has filed a petition to modify the application of 30 CFR 57.11052 (refuge Illinois 62237 has filed a petition to [Docket No. M–1999–150–C] modify the application of 30 CFR 75.900 areas) to its Brushy Creek Mine/Mill (low- and medium-voltage circuits Perry County Mining Company, P.O. (I.D. No. 23–00499) located in Reynolds serving three-phase alternating current Box 5002, Hazard, Kentucky 41701 has County, Missouri. The petitioner equipment; circuit breakers) to its filed a petition to modify the requests a modification of the Zeigler #11 Mine (I.D. No. 11–02408) application of 30 CFR 75.364(b)(1) mandatory safety standard to permit an located in Randolph County, Illinois. (weekly examination) to its Eas #1 Mine alternative method of compliance with The petitioner requests that Item #1 of (I.D. No. 15–02085) located in Perry the requirements for refuge chambers. its previous petition for modification, County, Kentucky. Due to deteriorating The petitioner asserts that the proposed docket number M–96–147–C, be roof conditions in certain areas of the alternative method would provide at amended to read as follows: The intake air course, the petitioner least the same measure of protection as petition for modification shall apply to proposes to establish four check points the mandatory standard and that the requirement for under-voltage as air measurement stations. The application of the existing standard will protection and grounded phase petitioner asserts that the proposed result in a diminution of safety. protection for three-phase circuits alternative method would provide at supplying stationary belt drive least the same measure of protection as 12. The DOE Run Company the mandatory standard. installations presently in use or [Docket No. M–1999–024–M] installed in the future. The petitioner 9. The DOE Run Company asserts that this amendment would The DOE Run Company, One Oxford provide at least the same measure of [Docket No. M–1999–021–M] Centre, 301 Grant Street, 20th Floor, protection as the previous petition. The DOE Run Company, One Oxford Pittsburgh, Pennsylvania 15219–1410 has filed a petition to modify the 6. Consolidation Coal Company Centre, 301 Grant Street, 20th Floor, Pittsburgh, Pennsylvania 15219–1410 application of 30 CFR 57.11052 (refuge [Docket No. M–1999–148–C] has filed a petition to modify the areas) to its Buick Mine/Mill (I.D. No. Consolidation Coal Company, Consol application of 30 CFR 57.11052 (refuge 23–00457) located in Reynolds County, Plaza, 1800 Washington Road, areas) to its West Fork Mine (I.D. No. Missouri. The petitioner requests a Pittsburgh, Pennsylvania 15241–1421 23–01787) located in Reynolds County, modification of the mandatory safety has filed a petition to modify the Missouri. The petitioner requests a standard to permit an alternative application of 30 CFR 75.364(b)(2) modification of the mandatory safety method of compliance with the (weekly examination) to its Shoemaker standard to permit an alternative requirements for refuge chambers. The Mine (I.D. No. 46–01436) located in method of compliance with the petitioner asserts that the proposed Marshall County, West Virginia. Due to requirements for refuge chambers. The alternative method would provide at deteroriating roof conditions in certain petitioner asserts that the proposed least the same measure of protection as areas of the return air course, the alternative method would provide at the mandatory standard and that petitioner proposes to establish two least the same measure of protection as application of the existing standard will check points that will be maintained in the mandatory standard and that result in a diminution of safety.

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13. The DOE Run Company has filed a petition to modify the and hydrostatic or leak rate testing [Docket No. M–1999–025–M] application of 30 CFR 57.11052 (refuge conditions. Specifically, 10 CFR Part 50, areas) to its No. 29 Mine (I.D. No. 23– Appendix G, states, ‘‘The appropriate The DOE Run Company, One Oxford 00495) located in Iron County, Missouri. requirements on both the pressure- Centre, 301 Grant Street, 20th Floor, The petitioner requests a modification temperature limits and the minimum Pittsburgh, Pennsylvania 15219–1410 of the mandatory safety standard to permissible temperature must be met for has filed a petition to modify the permit an alternative method of all conditions.’’ Appendix G of 10 CFR application of 30 CFR 57.11052 (refuge compliance with the requirements for Part 50 specifies that the requirements areas) to its Sweetwater Mine/Mill (I.D. refuge chambers. The petitioner asserts No. 23–00458) located in Reynolds for these limits are the American that the proposed alternative method County, Missouri. The petitioner Society of Mechanical Engineers would provide at least the same requests a modification of the (ASME) Boiler and Pressure Vessel Code measure of protection as the mandatory mandatory safety standard to permit an (Code), Section XI, Appendix G Limits. standard and that application of the alternative method of compliance with To address provisions of amendments existing standard will result in a the requirements for refuge chambers. to the technical specifications (TS) P–T diminution of safety. The petitioner asserts that the proposed limits, the licensee requested in its alternative method would provide at Request for Comments submittal dated November 12, 1999, that the staff exempt Quad Cities from least the same measure of protection as Persons interested in these petitions the mandatory standard and that application of specific requirements of are encouraged to submit comments via 10 CFR Part 50, Section 50.60(a) and application of the existing standard will e-mail to ‘‘[email protected],’’ or on Appendix G, and substitute use of result in a diminution of safety. a computer disk along with an original ASME Code Cases N–588 and N–640. hard copy to the Office of Standards, 14. The DOE Run Company Code Case N–588 permits the Regulations, and Variances, Mine Safety postulation of a circumferentially- [Docket No. M–1999–026–M] and Health Administration, 4015 oriented flaw (in lieu of an axially- The DOE Run Company, One Oxford Wilson Boulevard, Room 627, oriented flaw) for the evaluation of the Centre, 301 Grant Street, 20th Floor, Arlington, Virginia 22203. All circumferential welds in RPV P–T limit Pittsburgh, Pennsylvania 15219–1410 comments must be postmarked or curves. Code Case N–640 permits the has filed a petition to modify the received in that office on or before use of an alternate reference fracture application of 30 CFR 57.11052 (refuge March 6, 2000. Copies of these petitions toughness (K fracture toughness curve areas) to its No. 35 Mine (Casteel) (I.D. are available for inspection at that IC instead of K fracture toughness curve) No. 23–01800) located in Iron County, address. Ia Missouri. The petitioner requests a for reactor vessel materials in modification of the mandatory safety Dated: January 27, 2000. determining the P–T limits. Since the standard to permit an alternative Carol J. Jones, pressure stresses on a circumferentially- method of compliance with the Acting Director, Office of Standards, oriented flaw are lower than the requirements for refuge chambers. The Regulations, and Variances. pressure stresses on an axially-oriented petitioner asserts that the proposed [FR Doc. 00–2516 Filed 2–3–00; 8:45 am] flaw by a factor of 2, using Code Case alternative method would provide at BILLING CODE 4510±43±P N–588 for establishing the P–T limits least the same measure of protection as would be less conservative than the the mandatory standard and that methodology currently endorsed by 10 application of the existing standard will NUCLEAR REGULATORY CFR Part 50, Appendix G and, therefore, result in a diminution of safety. COMMISSION an exemption to apply the Code Case would be required by 10 CFR 50.60. 15. The DOE Run Company [Docket Nos. 50±254 and 50±265] Likewise, since the KIC fracture [Docket No. M–1999–027–M] Commonwealth Edison Company and toughness curve shown in ASME The DOE Run Company, One Oxford Midamerican Energy Company Quad Section XI, Appendix A, Figure A– Centre, 301 Grant Street, 20th Floor, Cities Nuclear Power Station, Units 1 2200–1 (the KIC fracture toughness Pittsburgh, Pennsylvania 15219–1410 and 2 Environmental Assessment and curve) provides greater allowable has filed a petition to modify the Finding of No Significant Impact fracture toughness than the application of 30 CFR 57.11052 (refuge corresponding KIa fracture toughness areas) to its No. 28 Mine/Mill (I.D. No. The U.S. Nuclear Regulatory curve of ASME Section XI, Appendix G, 23–00494) located in Iron County, Commission (NRC) is considering Figure G–2210–1 (the KIa fracture Missouri. The petitioner requests a issuance of an exemption from certain toughness curve), using Code Case N– modification of the mandatory safety requirements of Title 10 of the Code of 640 for establishing the P–T limits standard to permit an alternative Federal Regulations (10 CFR) Part 50, would be less conservative than the method of compliance with the Section 50.60(a) for Facility Operating methodology currently endorsed by 10 requirements for refuge chambers. The Licenses Nos. DPR–29 and DPR–30, CFR Part 50, Appendix G and, therefore, petitioner asserts that the proposed issued to Commonwealth Edison an exemption to apply the Code Case alternative method would provide at Company (ComEd, or the licensee) for would also be required by 10 CFR 50.60. least the same measure of protection as operation of the Quad Cities Nuclear It should be noted that, although Code the mandatory standard and that Power Station, Units 1 and 2 (Quad Case N–640 was incorporated into the application of the existing standard will Cities), located in Cordova, Illinois. ASME Code recently, an exemption is result in a diminution of safety. Environmental Assessment still needed because the proposed P–T limits (excluding Code Cases N–588 and 16. The DOE Run Company Identification of the Proposed Action N–640) are based on the 1989 edition of [Docket No. M–1999–028–M] 10 CFR Part 50, Appendix G, requires the ASME Code. The DOE Run Company, One Oxford that pressure-temperature (P–T) limits The proposed action is in accordance Centre, 301 Grant Street, 20th Floor, be established for reactor pressure with the licensee’s application for Pittsburgh, Pennsylvania 15219–1410 vessels (RPVs) during normal operating exemption dated November 12, 1999.

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The Need for the Proposed Action Alternatives to the Proposed Action NUCLEAR REGULATORY COMMISSION ASME Code Case N–588 and Code As an alternative to the proposed Case N–640 are needed to revise the action, the staff considered denial of the [Docket No. 50±331] method used to determine the RCS P– proposed action (i.e., the ‘‘no-action’’ T limits, since continued use of the alternative). Denial of the application IES Utilities Inc.; Duane Arnold Energy present curves unnecessarily restricts would result in no change in current Center; Notice of Consideration of the P–T operating window. Since the environmental impacts. The Approval of Transfer of Operating RCS P–T operating window is defined Authority Under Facility Operating by the P–T operating and test limit environmental impacts of the proposed action and the alternative action are License and Conforming Amendment, curves developed in accordance with and Opportunity for a Hearing the ASME Section XI, Appendix G similar. procedure, continued operation of Quad Alternative Use of Resources The U.S. Nuclear Regulatory Cities with these P–T curves without the Commission (the Commission) is relief provided by ASME Code Case N– This action does not involve the use considering the issuance of an order 640 would unnecessarily require the of any resources not previously under 10 CFR 50.80 approving the RPV to maintain a temperature considered in the Final Environmental transfer of operating authority under exceeding 212 degrees Fahrenheit in a Statement for the Quad Cities Nuclear Facility Operating License No. DPR–49 limited operating window during the Power Station, Units 1 and 2, dated for the Duane Arnold Energy Center pressure test. Consequently, steam September 1972. (DAEC), currently held by IES Utilities vapor hazards would continue to be one Inc. The transfer would be to a new of the safety concerns for personnel Agencies and Persons Consulted operating company called Nuclear conducting inspections in primary Management Company, LLC (NMC). The In accordance with its stated policy, containment. Implementation of the Commission is also considering on January 28, 2000, the staff consulted proposed P–T curves, as allowed by amending the license for administrative with the Illinois State official, Frank ASME Code Case N–640, does not purposes to reflect the proposed significantly reduce the margin of safety Niziolek of the Illinois Department of transfer. and would eliminate steam vapor Nuclear Safety, regarding the By application dated November 24, hazards by allowing inspections in environmental impact of the proposed 1999, seeking approval of the transfer, primary containment to be conducted at action. The State official had no the Commission was informed that IES lower coolant temperature. comments. Utilities Inc., has entered into a Nuclear Power Plant Operating Services In the associated exemption, the staff Finding of No Significant Impact has determined that, pursuant to 10 CFR Agreement with NMC. Under this 50.12(a)(2)(ii), the underlying purpose On the basis of the environmental Agreement, NMC would assume of the regulation will continue to be assessment, the Commission concludes exclusive responsibility for the served by the implementation of these that the proposed action will not have operation and maintenance of DAEC. Code Cases. a significant effect on the quality of the Ownership of DAEC will not be affected by the proposed transfer of operating Environmental Impacts of the Proposed human environment. Accordingly, the Commission has determined not to authority; IES Utilities Inc., the Central Action Iowa Power Cooperative, and the Corn prepare an environmental impact The Commission has completed its Belt Power Cooperative will retain their statement for the proposed action. evaluation of the proposed action and respective current ownership interests, concludes that the exemption described For further details with respect to the according to the application. Likewise, above would provide an adequate proposed action, see the licensee’s letter the three owners’ entitlement to margin of safety against brittle failure of dated November 12, 1999, which is capacity and energy from DAEC will not the Quad Cities reactor vessels. available for public inspection at the be affected by the proposed transfer of The proposed action will not increase Commission’s Public Document Room, operating authority. No physical the probability or consequences of The Gelman Building, 2120 L Street, changes to the facility or operational accidents, no changes are being made in NW., Washington, DC. Publicly changes are being proposed in the the types of any effluents that may be available records will be accessible application. released offsite, and there is no electronically from the ADAMS Public The proposed amendment would significant increase in occupational or Library component on the NRC Web reflect the transfer of authority under public radiation exposure. Therefore, site, http:www.nrc.gov (the Electronic the license to operate DAEC from IES there are no significant radiological Reading Room). Utilities Inc., to NMC. environmental impacts associated with Pursuant to 10 CFR 50.80, no license, the proposed action. Dated at Rockville, Maryland, this 31st day or any right thereunder, shall be With regard to potential of January 2000. transferred, directly or indirectly, nonradiological environmental impacts, For the Nuclear Regulatory Commission. through transfer of control of the the proposed action does not involve Anthony J. Mendiola, license, unless the Commission shall any historic sites. It does not affect Chief, Section 2, Project Directorate III, give its consent in writing. The nonradiological plant effluents and has Division of Licensing Project Management, Commission will approve an no other environmental impacts. Office of Nuclear Reactor Regulation. application for the transfer of a license, Therefore, there are no significant [FR Doc. 00–2522 Filed 2–3–00; 8:45 am] if the Commission determines that the nonradiological impacts associated with BILLING CODE 7590±01±P proposed transferee is qualified to hold the proposed action. the license, and that the transfer is Accordingly, the Commission otherwise consistent with applicable concludes that there are no significant provisions of law, regulations, and environmental impacts associated with orders issued by the Commission the proposed action. pursuant thereto.

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Before issuance of the proposed DC 20555 (e-mail address for filings Utah, facility and notice of opportunity conforming license amendment, the regarding license transfer cases only: for a hearing. Commission will have made findings [email protected]); and the Secretary of required by the Atomic Energy Act of the Commission, U.S. Nuclear SUMMARY: Notice is hereby given that 1954, as amended (the Act), and the Regulatory Commission, Washington, the U.S. Nuclear Regulatory Commission’s regulations. DC 20555–0001, Attention: Rulemakings Commission (NRC) has received, by As provided in 10 CFR 2.1315, unless and Adjudications Staff, in accordance letter dated October 23, 1998 and otherwise determined by the with 10 CFR 2.1313. subsequent telephone conversation, a Commission with regard to a specific The Commission will issue a notice or request from Rio Algom Mining application, the Commission has order granting or denying a hearing Corporation (Rio Algom) to amend determined that any amendment to the request or intervention petition, License Condition (LC) 55 A.(3) of license of a utilization facility which designating the issues for any hearing Source Material License SUA–1119 for does no more than conform the license that will be held and designating the the Lisbon, Utah, facility. The license to reflect the transfer action involves no Presiding Officer. A notice granting a amendment request proposes to modify significant hazards consideration. No hearing will be published in the Federal LC 55 A.(3) to change the completion date for placement of the final radon contrary determination has been made Register and served on the parties to the barrier on the pile to December 31, 2000 with respect to this specific license hearing. amendment application. In light of the As an alternative to requests for for the area not covered by the generic determination reflected in 10 hearing and petitions to intervene, by evaporation pond. Due to continuing use of the evaporation pond, the final CFR 2.1315, no public comments with March 6, 2000, persons may submit radon barrier at the pond location will respect to significant hazards written comments regarding the license be completed by 2014. considerations are being solicited, transfer application, as provided for in notwithstanding the general comment 10 CFR 2.1305. The Commission will FOR FURTHER INFORMATION CONTACT: Jill procedures contained in 10 CFR 50.91. consider and, if appropriate, respond to Caverly, Office of Nuclear Material The filing of requests for hearing and these comments, but such comments Safety and Safeguards, Washington, DC petitions for leave to intervene, and will not otherwise constitute part of the 20555. Telephone (301) 415–6699. written comments with regard to the decisional record. Comments should be SUPPLEMENTARY INFORMATION: The license transfer application, are submitted to the Secretary, U.S. Nuclear portion of LC 55 A.(3) with the discussed below. Regulatory Commission, Washington, proposed change would read as follows: By February 24, 2000, any person DC 20555–0001, Attention: Rulemakings A. To ensure timely compliance with whose interest may be affected by the and Adjudications Staff, and should cite target completion dates established in Commission’s action on the application the publication date and page number of the Memorandum of Understanding may request a hearing, and, if not the this Federal Register notice. with the Environmental Protection applicants, may petition for leave to For further details with respect to this Agency (56 FR 55432, October 25, intervene in a hearing proceeding on the action, see the application dated 1991), the licensee shall complete Commission’s action. Requests for a November 24, 1999, available for public reclamation to control radon emissions hearing and petitions for leave to inspection at the Commission’s Public as expeditiously as practicable, intervene should be filed in accordance Document Room, the Gelman Building, considering technological feasibility, in with the Commission’s rules of practice 2120 L Street, NW., Washington, DC, accordance with the following schedule: set forth in Subpart M, ‘‘Public (3) Placement of final radon barrier and accessible electronically through Notification, Availability of Documents designed and constructed to limit radon the ADAMS Public Electronic Reading and Records, Hearing Requests and emissions to an average flux of no more Room link at the NRC Web site (http:/ Procedures for Hearings on License than 20 pCi/m2 sec above background— /www.nrc.gov). Transfer Applications,’’ of 10 CFR Part December 31, 2000 for areas not covered 2. In particular, such requests and Dated at Rockville, Maryland, this 31st day by the evaporation ponds and by petitions must comply with the of January 2000. December 31, 2014 for the area under requirements set forth in 10 CFR 2.1306, For the Nuclear Regulatory Commission. the evaporation ponds. and should address the considerations Claudia M. Craig, Rio Algom’s request to amend LC 55 contained in 10 CFR 2.1308(a). Chief, Section 1, Project Directorate III, A.(3) of Source Material License SUA– Untimely requests and petitions may be Division of Licensing Project Management, 1119, which describes the proposed denied, as provided in 10 CFR Office of Nuclear Reactor Regulation. changes to the license condition and the 2.1308(b), unless good cause for failure [FR Doc. 00–2520 Filed 2–3–00; 8:45 am] reason for the request, is being made to file on time is established. In BILLING CODE 7590±01±P available for public inspection at the addition, an untimely request or NRC’s Public Document Room at 2120 petition should address the factors that L Street, NW (Lower Level), the Commission will also consider, in NUCLEAR REGULATORY Washington, DC 20555. reviewing untimely requests or COMMISSION The NRC hereby provides notice of an petitions, set forth in 10 CFR Docket No. 40±8084 opportunity for a hearing on the license 2.1308(b)(1)–(2). amendment under the provisions of 10 Requests for a hearing and petitions Rio Algom Mining Corporation; CFR Part 2, Subpart L, ‘‘Informal for leave to intervene should be served Request to Revise a Site-Reclamation Hearing Procedures for Adjudications in upon Alvin H. Gutterman, counsel for Milestone Materials and Operator Licensing IES Utilities Inc., at Morgan, Lewis & Proceedings.’’ Pursuant to § 2.1205(a), Bockius LLP, 1800 M Street, NW, AGENCY: Nuclear Regulatory any person whose interest may be Washington, DC 20036–5869 (tel: 202– Commission. affected by this proceeding may file a 467–7468; fax: 202–467–7176; e-mail: ACTION: Notice of receipt of a request request for a hearing. In accordance [email protected]); and the from Rio Algom Mining Corporation to with § 2.1205(c), a request for hearing General Counsel, U.S. Nuclear revise a site-reclamation milestone in must be filed within 30 days of the Regulatory Commission, Washington, License No. SUA–1119 for the Lisbon, publication of this notice in the Federal

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Register. The request for a hearing must For the U.S. Nuclear Regulatory the licenses to operate Point Beach, be filed with the Office of the Secretary, Commission. Units 1 and 2, from WEPCo to NMC. either: Thomas H. Essig, Pursuant to 10 CFR 50.80, no license, (1) By delivery to the Docketing and Chief, Uranium Recovery and Low Level or any right thereunder, shall be Service Branch of the Office of the Waste Branch, Division of Waste transferred, directly or indirectly, Management, Office of Nuclear Material through transfer of control of the Secretary at One White Flint North, Safety and Safeguards. 11555 Rockville Pike, Rockville, MD license, unless the Commission shall [FR Doc. 00–2523 Filed 2–3–00; 8:45 am] 20852; or give its consent in writing. The BILLING CODE 7590±01±U Commission will approve an (2) By mail or telegram addressed to application for the transfer of a license, the Secretary, U.S. Nuclear Regulatory if the Commission determines that the Commission, Washington, DC 20555, NUCLEAR REGULATORY proposed transferee is qualified to hold Attention: Docketing and Service COMMISSION the license, and that the transfer is Branch. [Docket Nos. 50±266 and 50±301] otherwise consistent with applicable In accordance with 10 CFR 2.1205(e), provisions of law, regulations, and each request for a hearing must also be Wisconsin Electric Power Company orders issued by the Commission served, by delivering it personally or by Point Beach Nuclear Plant, Units 1 and pursuant thereto. mail, to: 2; Notice of Consideration of Approval Before issuance of the proposed (1) The applicant, Rio Algom of Transfer of Operating Authority conforming license amendments, the Corporation, 6305 Waterford Blvd., Under Facility Operating Licenses and Commission will have made findings Suite 325, Oklahoma City, Oklahoma Conforming Amendments, and required by the Atomic Energy Act of 73118, Attention: William Paul Opportunity for a Hearing 1954, as amended (the Act), and the Goranson; and Commission’s regulations. The U.S. Nuclear Regulatory As provided in 10 CFR 2.1315, unless (2) The NRC staff, by delivery to the Commission (the Commission) is otherwise determined by the Executive Director for Operations, One considering the issuance of an order Commission with regard to a specific White Flint North, 11555 Rockville under 10 CFR 50.80 approving the application, the Commission has Pike, Rockville, MD 20852, or by mail transfer of operating authority under determined that any amendment to the addressed to the Executive Director for Facility Operating Licenses Nos. DPR– license of a utilization facility which Operations, U.S. Nuclear Regulatory 24 and DPR–27 for the Point Beach does no more than conform the license Commission, Washington, DC 20555. Nuclear Plant, Units 1 and 2, currently to reflect the transfer action involves no In addition to meeting other held by Wisconsin Electric Power significant hazards consideration. No applicable requirements of 10 CFR Part Company (WEPCo), as owner and contrary determination has been made 2 of the NRC’s regulations, a request for licensed operator of Point Beach, Units with respect to this specific license a hearing filed by a person other than 1 and 2. The transfer would be to a new amendment application. In light of the an applicant must describe in detail: operating company called Nuclear generic determination reflected in 10 (1) The interest of the requestor in the Management Company, LLC (NMC). The CFR 2.1315, no public comments with proceeding; Commission is also considering respect to significant hazards amending the licenses for considerations are being solicited, (2) How that interest may be affected administrative purposes to reflect the notwithstanding the general comment by the results of the proceeding, proposed transfer. If authorized to procedures contained in 10 CFR 50.91. including the reasons why the requestor operate the facility, NMC, according to The filing of requests for hearing and should be permitted a hearing, with the application, will also act as the petitions for leave to intervene, and particular reference to the factors set out general licensee for the Independent written comments with regard to the in § 2.1205(g); Spent Fuel Storage Installation at Point license transfer application, are (3) The requestor’s areas of concern Beach, Units 1 and 2, pursuant to 10 discussed below. about the licensing activity that is the CFR 72.210. By February 24, 2000, any person subject matter of the proceeding; and By application dated November 24, whose interest may be affected by the (4) The circumstances establishing 1999, seeking approval of the transfer, Commission’s action on the application that the request for a hearing is timely the Commission was informed that may request a hearing, and, if not the in accordance with § 2.1205(c). WEPCo has entered into a Nuclear applicants, may petition for leave to Power Plant Operating Services intervene in a hearing proceeding on the The request must also set forth the Agreement with NMC. Under this Commission’s action. Requests for a specific aspect or aspects of the subject Agreement, NMC is to assume exclusive hearing and petitions for leave to matter of the proceeding as to which responsibility for the operation and intervene should be filed in accordance petitioner wishes a hearing. maintenance of Point Beach, Units 1 with the Commission’s rules of practice In addition, members of the public and 2. WEPCo’s ownership of Point set forth in Subpart M, ‘‘Public may provide comments on the subject Beach, Units 1 and 2, will not be Notification, Availability of Documents application within 30 days of the affected by the proposed transfer of and Records, Hearing Requests and publication of this notice in the Federal operating authority, according to the Procedures for Hearings on License Register. The comments may be application. Likewise, WEPCo’s Transfer Applications,’’ of 10 CFR Part provided to David L. Meyer, Chief, entitlement to capacity and energy from 2. In particular, such requests and Rules Review and Directives Branch, Point Beach, Units 1 and 2, will not be petitions must comply with the Division of Freedom of Information and affected by the transfer of operating requirements set forth in 10 CFR 2.1306, Publications Services, Office of authority. No physical changes to the and should address the considerations Administration, U.S. Nuclear Regulatory facility or operational changes are being contained in 10 CFR 2.1308(a). Commission, Washington DC 20555. proposed in the application. Untimely requests and petitions may be Dated at Rockville, Maryland, this 28th day The proposed amendments would denied, as provided in 10 CFR of January 2000. reflect the transfer of authority under 2.1308(b), unless good cause for failure

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00216 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5706 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices to file on time is established. In For the Nuclear Regulatory Commission. Pursuant to 10 CFR 50.80, no license, addition, an untimely request or Claudia M. Craig, or any right thereunder, shall be petition should address the factors that Chief, Section 1, Project Directorate III, transferred, directly or indirectly, the Commission will also consider, in Division of Licensing Project Management, through transfer of control of the reviewing untimely requests or Office of Nuclear Reactor Regulation. license, unless the Commission shall petitions, set forth in 10 CFR [FR Doc. 00–2521 Filed 2–3–00; 8:45 am] give its consent in writing. The 2.1308(b)(1)–(2). BILLING CODE 7590±01±P Commission will approve an application for the transfer of a license, Requests for a hearing and petitions if the Commission determines that the for leave to intervene should be served NUCLEAR REGULATORY proposed transferee is qualified to hold upon John H. O’Neill, Jr., counsel for COMMISSION the license, and that the transfer is WEPCo, at Shaw, Pittman, Potts, and otherwise consistent with applicable Trowbridge, 2300 N Street, NW, [Docket No. 50±305] provisions of law, regulations, and Washington, DC 20037 (tel: 202–663– orders issued by the Commission 8148; fax: 202–663–8007; e-mail: Wisconsin Public Service Corporation, pursuant thereto. john.o’[email protected]); and the Wisconsin Power and Light Company, Before issuance of the proposed General Counsel, U.S. Nuclear Madison Gas and Electric Company, conforming license amendment, the Regulatory Commission, Washington, Kewaunee Nuclear Power Plant; Notice Commission will have made findings DC 20555 (e-mail address for filings of Consideration of Approval of required by the Atomic Energy Act of regarding license transfer cases only: Transfer of Operating Authority Under 1954, as amended (the Act), and the Facility Operating License and [email protected]); and the Secretary of Commission’s regulations. Conforming Amendment, and the Commission, U.S. Nuclear As provided in 10 CFR 2.1315, unless Opportunity for a Hearing otherwise determined by the Regulatory Commission, Washington, Commission with regard to a specific DC 20555–0001, Attention: Rulemakings The U.S. Nuclear Regulatory application, the Commission has and Adjudications Staff, in accordance Commission (the Commission) is determined that any amendment to the with 10 CFR 2.1313. considering the issuance of an order license of a utilization facility which The Commission will issue a notice or under 10 CFR 50.80 approving the does no more than conform the license order granting or denying a hearing transfer of operating authority under to reflect the transfer action involves no request or intervention petition, Facility Operating License No. DPR–43 significant hazards consideration. No for the Kewaunee Nuclear Power Plant, designating the issues for any hearing contrary determination has been made currently held by Wisconsin Public that will be held and designating the with respect to this specific license Service Corporation (WPSC), Wisconsin amendment application. In light of the Presiding Officer. A notice granting a Power and Light Company (WP&L), and hearing will be published in the Federal generic determination reflected in 10 Madison Gas and Electric Company CFR 2.1315, no public comments with Register and served on the parties to the (MGE), as owners and licensed hearing. respect to significant hazards operators of Kewaunee. The transfer considerations are being solicited, As an alternative to requests for would be to a new operating company notwithstanding the general comment hearing and petitions to intervene, by called Nuclear Management Company, procedures contained in 10 CFR 50.91. March 3, 2000, persons may submit LLC (NMC). The Commission is also The filing of requests for hearing and written comments regarding the license considering amending the license for petitions for leave to intervene, and transfer application, as provided for in administrative purposes to reflect the written comments with regard to the 10 CFR 2.1305. The Commission will proposed transfer. license transfer application, are consider and, if appropriate, respond to By application dated November 24, discussed below. these comments, but such comments 1999, as supplemented December 7, By February 24, 2000, any person will not otherwise constitute part of the 1999, seeking approval of the transfer, whose interest may be affected by the decisional record. Comments should be the Commission was informed that Commission’s action on the application submitted to the Secretary, U.S. Nuclear WPSC, on behalf of itself and WP&L and may request a hearing, and, if not the Regulatory Commission, Washington, MGE, has entered into a Nuclear Power applicants, may petition for leave to Plant Operating Services Agreement intervene in a hearing proceeding on the DC 20555–0001, Attention: Rulemakings with NMC. Under this Agreement, NMC Commission’s action. Requests for a and Adjudications Staff, and should cite would assume exclusive responsibility hearing and petitions for leave to the publication date and page number of for the operation and maintenance of intervene should be filed in accordance this Federal Register notice. Kewaunee. Ownership of Kewaunee by with the Commission’s rules of practice For further details with respect to this the current co-owners, WPSC, WP&L, set forth in Subpart M, ‘‘Public action, see the application dated and MGE, will not be affected by the Notification, Availability of Documents November 24, 1999, available for public proposed transfer of operating authority, and Records, Hearing Requests and inspection at the Commission’s Public according to the application. Likewise, Procedures for Hearings on License Document Room, the Gelman Building, the current owners’ entitlement to Transfer Applications,’’ of 10 CFR Part 2120 L Street, NW., Washington, DC, capacity and energy from Kewaunee 2. In particular, such requests and and accessible electronically through will not be affected by the transfer of petitions must comply with the the ADAMS Public Electronic Reading operating authority. No physical requirements set forth in 10 CFR 2.1306, Room link at the NRC Web site (http:/ changes to the facility or operational and should address the considerations /www.nrc.gov). changes are being proposed in the contained in 10 CFR 2.1308(a). application. Untimely requests and petitions may be Dated at Rockville, Maryland this 31st day The proposed amendment would denied, as provided in 10 CFR of January 2000. reflect the transfer of authority under 2.1308(b), unless good cause for failure the license to operate Kewaunee from to file on time is established. In the current licensees to NMC. addition, an untimely request or

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00217 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5707 petition should address the factors that For the Nuclear Regulatory Commission The meeting will be open to the the Commission will also consider, in Claudia M. Craig, public. Persons wishing to submit reviewing untimely requests or Chief, Section 1,Project Directorate written statements or make oral petitions, set forth in 10 CFR 2.1308(b) III,Division of Licensing Project presentations should address their (1)–(2). Management,Office of Nuclear Reactor communications or notices to the RRB Regulation. Actuarial Advisory Committee, c/o Requests for a hearing and petitions [FR Doc. 00–2519 Filed 2–3–00; 8:45 am] Chief Actuary, U.S. Railroad Retirement for leave to intervene should be served BILLING CODE 7590±01±P Board, 844 North Rush Street, Chicago, upon David J. Molzahn, licensing Illinois 60611–2092. representative for WPSC, at Wisconsin Public Service Corporation, 700 North Dated: January 28, 2000. Adams Street, P.O. Box 19001, Green OCCUPATIONAL SAFETY AND Beatrice Ezerski, HEALTH REVIEW COMMISSION Bay, WI 54307–9001 (tel: 920–433– Secretary to the Board. [FR Doc. 00–2466 Filed 2–3–00; 8:45 am] 1308; fax: 920–433–5544; e-mail: Sunshine Act Meeting [email protected]); and the General BILLING CODE 7905±01±M Counsel, U.S. Nuclear Regulatory TIME AND DATE: 10:00 a.m. on February Commission, Washington, DC 20555 (e- 10, 2000. SECURITIES AND EXCHANGE mail address for filings regarding license PLACE: The Commission’s National COMMISSION transfer cases only: [email protected]); Office at One Lafayette Centre, 1120 and the Secretary of the Commission, 20th St., N.W., 9th Floor, Washington, [Release No. IC±24268] U.S. Nuclear Regulatory Commission, DC 20036–3419. Notice of Applications for Washington, DC 20555–0001, Attention: STATUS: Pursuant to 29 CFR § 2203.3(a) Deregistration Under Section 8(f) of the Rulemakings and Adjudications Staff, in this meeting will be open to the public. Investment Company Act of 1940 accordance with 10 CFR 2.1313. MATTERS TO BE CONSIDERED: The meeting The Commission will issue a notice or previously scheduled for February 10, January 28, 2000. order granting or denying a hearing 2000 will be opened to allow the The following is a notice of request or intervention petition, Commission to discuss the evaluation of applications for deregistration under designating the issues for any hearing the Commission’s pilot program for the section 8(f) of the Investment Company that will be held and designating the Settlement Part (29 CFR § 2200.120) and Act of 1940 for the month of January, Presiding Officer. A notice granting a of E–Z Trial (29 CFR §§ 2200.200–211). 2000. A copy of each application may be hearing will be published in the Federal The Commission also will consider obtained for a fee at the SEC’s Public Register and served on the parties to the whether to extend the pilot program for Reference Branch, 450 Fifth St., NW, hearing. the Settlement Part in order to complete Washington, DC 20549–0102 (tel. 202– the evaluation. 942–8090). An order granting each As an alternative to requests for CONTACT PERSON FOR MORE INFORMATION: application will be issued unless the hearing and petitions to intervene, by Earl R. Ohman, Jr., General Counsel, SEC orders a hearing. Interested persons March 6, 2000, persons may submit (202) 606–5410. may request a hearing on any written comments regarding the license application by writing to the SEC’s transfer application, as provided for in Earl R. Ohman, Jr., Secretary at the address below and 10 CFR 2.1305. The Commission will General Counsel. serving the relevant applicant with a consider and, if appropriate, respond to [FR Doc. 00–2596 Filed 2–1–00; 4:18 pm] copy of the request, personally or by these comments, but such comments BILLING CODE 7600±01±M mail. Hearing requests should be will not otherwise constitute part of the received by the SEC by 5:30 p.m. on decisional record. Comments should be February 22, 2000, and should be submitted to the Secretary, U.S. Nuclear RAILROAD RETIREMENT BOARD accompanied by proof of service on the Regulatory Commission, Washington, applicant, in the form of an affidavit or, DC 20555–0001, Attention: Rulemakings Actuarial Advisory Committee With for lawyers, a certificate of service. and Adjudications Staff, and should cite Respect to the Railroad Retirement Hearing requests should state the nature the publication date and page number of Account; Notice of Public Meeting of the writer’s interest, the reason for the this Federal Register notice. request, and the issues contested. Notice is hereby given in accordance Persons who wish to be notified of a For further details with respect to this with Public Law 92–463 that the hearing may request notification by action, see the application dated Actuarial Advisory Committee will hold writing to the Secretary, SEC, 450 Fifth November 24, 1999, as supplemented a meeting on February 7, 2000, at 3:30 Street, NW, Washington, DC 20549– December 7, 1999, available for public p.m. at the office of the Chief Actuary 0609. For Further Information, Contact: inspection at the Commission’s Public of the U.S. Railroad Retirement Board, Diane L. Titus, at (202) 942–0564, SEC, Document Room, the Gelman Building, 844 North Rush Street, Chicago, Illinois, Division of Investment Management, 2120 L Street, NW., Washington, DC, on the conduct of the 21st Actuarial Office of Investment Company and accessible electronically through Valuation of the Railroad Retirement Regulation, 450 Fifth Street, NW, the ADAMS Public Electronic Reading System. The agenda for this meeting Washington, DC 20549–0506. Room link at the NRC Web site (http:/ will include a discussion of the Sefton Funds Trust [File No. 811–8948] /www.nrc.gov). assumptions to be used in the 21st Actuarial Valuation. A report containing Summary: Applicant seeks an order Dated at Rockville, Maryland, this 31st day recommended assumptions and the declaring that it has ceased to be an of January 2000. experience on which the investment company. On November 22, recommendations are based will have 1999, applicant transferred its assets to been sent by the Chief Actuary to the Kayne Anderson Mutual Funds based Committee before the meeting. on net asset value. Expenses of $119,500

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00218 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5708 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices incurred in connection with the all shareholders of applicant had intending to engage, in any business reorganization were paid by Kayne redeemed their shares at net asset value. activities other than those necessary for Anderson Investment Management, Expenses of $3,888 incurred in winding up its affairs. LLC, Investment adviser to the acquiring connection with the liquidation will be Filing Date: The application was filed fund. paid by applicant. on December 17, 1999. Filing Dates: The application was Filing Dates: The application was Applicant’s Address: 5000 Westown filed on January 3, 2000, and amended filed on November 24, 1999, and Parkway, Suite 440, West Des Moines, on January 20, 2000. amended on December 22, 1999. Iowa 50266. Applicants Address: 2550 Fifth Applicant’s Address: 905 Marconi Avenue, Suite 808, San Diego, Avenue, Ronkonkoma, New York 11779. Farm Bureau Life Annuity Account III California 92103. [File No. 811–8975] Latin America Smaller Companies State Street Research Portfolios, Inc. Fund, Inc. [File No. 811–7197] Summary: Applicant seeks an order [File No. 811–6375] declaring that it has ceased to be an Summary: Applicant seeks an order investment company. Applicant has not Summary: Applicant seeks an order declaring that it has ceased to be an made any public offering of its declaring that it has ceased to be an investment company. On August 24, securities, is not now engaged, or investment company. On October 1, 1999, applicant made a final liquidating intending to engage, in any business 1999, applicant transferred its assets to distribution to its shareholders based on activities other than those necessary for State Street Research International net asset value. Expenses of $111,388 winding up its affairs. Equity Fund, a series of State Street incurred in connection with the Filing Date: The application was filed Research Financial Trust, based on net liquidation were paid by applicant. on December 20, 1999. asset value. Expenses of $67,250 Filing Dates: The application was Applicant’s Address: 5400 University incurred in connection with the filed on November 23, 1999, and Avenue, West Des Moines, Iowa 50266. reorganization were paid by applicant. amended on January 7, 2000. Filing Date: The application was filed Applicant’s Address: 101 Federal General American Life Insurance on January 7, 2000. Street, 6th Floor, Boston, Massachusetts Company Separate Account Two [File Applicant’s Address: One Financial 02110. No. 811–9387] Center, Boston, Massachusetts 02111. Merrill Lynch Technology Fund, Inc. Summary: Applicant seeks an order The Universal Funds [File No. 811– [File No. 811–6407] declaring that it has ceased to be an investment company. Applicant has not 9627] Summary: Applicant seeks an order made any public offering of its Summary: Applicant seeks an order declaring that it has ceased to be an securities, is not now engaged, or declaring that it has ceased to be an investment company. On September 20, intending to engage, in any business investment company. Applicant has not 1999, applicant transferred its assets to activities other than those necessary for made public offering of its securities Merrill Lynch Global Technology Fund, winding up its affairs. and does not propose to make any Inc. based on net asset value. Expenses Filing Date: The application was filed public offering or engage in business of of $299,965 incurred in connection with on July 26, 1999. any kind. the reorganization were paid by the Filing Date: The application was filed surviving fund. Applicant’s Address: 700 Market on January 6, 2000. Filing Dates: The application was Street, St. Louis, Missouri 63101. Applicant’s Address: Via Mizner filed on December 22, 1999, and PFL Wright Variable Annuity Account Financial Plaza, 700 South Federal amended on January 19, 2000. [File No. 811–7688] Highway—Suite 300, Boca Raton, Applicant’s Address: 800 Scudders Florida 33432. Mill Road, Plainsboro, New Jersey Summary: Applicant seeks an order 08536. declaring that it has ceased to be an AIM Eastern Europe Fund [File No. investment company. There are no 811–5978] Trust for Return and Income [File No. remaining policyholders. Summary: Applicant seeks an order 811–6617] Filing Date: The application was filed declaring that it has ceased to be an Summary: Applicant seeks an order on September 2, 1999. investment company. On September 10, declaring that it has ceased to be an Applicant’s Address: 4333 Edgewood 1999, applicant transferred its assets to investment company. Applicant has Road, N.E., Cedar Rapids, IA 52499– AIM Developing Markets Fund, a series never made a public offering of its 0001. of AIM Investment Funds, based on net securities and does not propose to make Alexander Hamilton Variable asset value. Expenses of $125,730 a public offering on engage in business Insurance Trust [File No. 811–8682] incurred in connection with the of any kind. reorganization were paid by AIM Filing Dates: The application was Summary: Applicant seeks an order Advisors, Inc., applicant’s investment filed on December 6, 1999, and declaring that it has ceased to be an adviser. amended on January 10, 2000. investment company. On December 5, Filing Date: The application was filed Applicant’s Address: 125 Broad 1997 and December 12, 1997, applicant on December 29, 1999. Street, New York, New York 10004– made liquidating distributions to its Applicant’s Address: 11 Greenway 2708. shareholders based on net asset value Plaza, Suite 100, Houston, Texas 77046– per share. Applicant incurred $16,995 American Equity Life Variable Account 1173. in legal expenses regarding an order of [File No. 811–8643] substitution granted by the SEC that is Cadre Network Health Financial Summary: Applicant seeks an order connected to the liquidation. Services Trust [File No. 811–6567] declaring that it has ceased to be an Filing Date: The application was filed Summary: Applicant seeks an order investment company. Applicant has not on September 13, 1999. declaring that it has ceased to be an made any public offering of its Applicant’s Address: 100 North investment company. By May 1, 1999, securities, is not now engaged, or Greene Street, Greensboro, NC 27401.

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Astra Strategic Investment Series [File (‘‘Act’’) for an exemption from section Insight Government Money Market No. 811–0038], Astra Global Investment 17(a) of the Act. Fund, and Harris Insight Tax-Exempt Series [File No. 811–4468], Astra Money Market Fund (the ‘‘Acquired Institutional Securities Trust [File No. SUMMARY OF APPLICATION: Applicants Funds’’). 811–6408] and Astra Institutional Trust request an order to permit certain series 2. HIFT, a Massachusetts business [File No. 811–6518] of Harris Insight Funds Trust (‘‘HIFT’’) trust, is registered under the Act as an to acquire all of the assets and liabilities Summary: Each applicant seeks an open-end management investment of all of the series of HT Insight Funds order declaring that it has ceased to be company and is currently comprised of Inc. (‘‘HTIF’’) (the ‘‘Reorganization’’). an investment company. By December thirteen series. As part of the Because of certain affiliations, 29, 1997, each applicant had made a Reorganization, HIFT is organizing the applicants may not rely on rule 17a–8 final liquidating distribution to its following five new shell series: Harris under the Act. shareholders based on net asset value. Insight Equity Fund, Harris Insight Shareholder Communications APPLICANTS: HIFT, HTIF, and Harris Short/Intermediate Bond Fund, Harris Corporation, a professional pre-escheat Trust and Savings Bank (‘‘Harris Bank’’). Insight Money Market Fund, Harris service provider, has been retained to FILING DATES: The application was Insight Government Money Market search for shareholders whose filed on September 17, 1999, and Fund, and Harris Insight Tax-Exempt whereabouts could not be ascertained. amended and restated on January 18, Money Market Fund (the ‘‘Acquiring Astra Strategic Investment Series paid 2000. Funds,’’ collectively with the Acquired 1 approximately $90,271 in expenses in HEARING OR NOTIFICATION OF Fund, the ‘‘Funds’’). Applicants state connection with its liquidation. Each of HEARING: An order granting the that the investment objectives and the remaining applicants paid application will be issued unless the policies of the Acquiring funds are approximately $23,798 in expenses in SEC orders a hearing. Interested persons substantially similar to those of the connection with their liquidations. may request a hearing by writing to the corresponding Acquired Funds. Filing Dates: Each application was SEC’s Secretary and serving applicants 3. Harris Bank serves as investment filed on January 3, 2000, and amended with a copy of the request, personally or adviser to the Acquired Funds and is on January 21, 2000. by mail. Hearing requests should be exempt from registration under the Applicant’s Address: c/o PFPC, Inc., received by the SEC by 5:30 p.m. on Investment Advisers Act of 1940. Harris 103 Bellevue Parkway, Wilmington, February 22, 2000, and should be Bank will act as the investment adviser Delaware 19809. accompanied by proof of service on to the Acquiring Funds. Harris applicants, in the form of an affidavit, Investment Management, Inc. (‘‘HIM’’), American Skandia Life Assurance or, for lawyers, a certificate of service. an affiliate of Harris Bank, is registered Corporation Variable Account C [File Hearing requests should state the nature as an investment adviser under the No. 811–5676] of the writer’s interest, the reason for the Advisers Act, and serves as subadviser Summary: Applicant seeks an order request, and the issues contested. to four of the Acquired Funds and will declaring that it has ceased to be an Persons who wish to be notified of a serve as subadviser to the four investment company. Applicant has not hearing may request notification by corresponding Acquiring Funds. Harris made any public offering of its writing to the SEC’s Secretary. Bank and HIM are each wholly-owned subsidiaries of Harris Bankcorp, Inc. securities and does not propose to make ADDRESSES: Secretary, SEC, 450 Fifth Currently, Harris Bank, HIM and/or any public offering or engage in Street, N.W., Washington, D.C. 20549– certain of their affiliates that are under business of any kind. 0609. HIFT and HTIF, Four Falls common control (the ‘‘Harris Group’’) Filing Dates: The application was Corporate Center, 6th Floor, West hold of record, in their names or in the filed on January 4, 2000 and amended Conshohocken, Pennsylvania, 19428– names of their nominees, in excess of on January 18, 2000. 2961. Harris Bank, 111 West Monroe 25% of the outstanding voting securities Applicant’s Address: One Corporate Street/6W, Chicago, Illinois, 60603. Drive, Shelton, CT 06484. of each of the Acquired Funds. All of FOR FURTHER INFORMATION CONTACT: these securities are held for the benefit For the Commission, by the Division of Paula L. Kashtan, Senior Counsel, at of others in a trust, agency, custodial or Investment Management, pursuant to (202) 942–0615, or Mary Kay Frech, delegated authority. other fiduciary or representative Branch Chief, at (202) 942–0564 capacity. Margaret H. McFarland, (Division of Investment Management, 4. On July 29, 1999, the board of Deputy Secretary. Office of Investment Company directors of HTIF (the ‘‘Board’’ or [FR Doc. 00–02448 Filed 2–3–00; 8:45 am] Regulation). ‘‘HTIF’’) and the board of trustees of BILLING CODE 8010±01±M SUPPLEMENTARY INFORMATION: The HIFT, none of whom are ‘‘interested following is a summary of the persons’’ as defined in section 2(a)(19) of the Act (‘‘Disinterested Directors/ SECURITIES AND EXCHANGE application. The complete application Trustees’’), approved the Reorganization COMMISSION may be obtained for a fee at the SEC’s Public Reference Branch, 450 Fifth pursuant to which the assets and [Release No. IC±24270, 812±11778] Street, N.W., Washington, D.C. 20549– liabilities of each of the Acquired Funds 0102 (telephone (202) 942–8090). will be transferred to the corresponding HT Insight Funds, Inc., et al., Notice of Acquiring Fund in exchange for shares Application Applicants’ Representations of designated classes of the 1. HTIF, a Maryland corporation, is corresponding Acquiring Fund January 28, 2000. registered under the Act as an open-end AGENCY: Securities and Exchange management investment company and 1 A registration statement for the five shell Commission (‘‘SEC’’). is comprised of five series, Harris Acquiring Funds is expected to be filed in February, ACTION: 2000, and it is anticipated that it will be declared Notice of an application for an Insight Equity Fund, Harris Insight effective on or before May 1, 2000. The Acquiring order under section 17(b) of the Short/Intermediate Bond Fund, Harris funds are expected to commence operations upon Investment Company Act of 1940 Insight Money Market Fund, Harris the consummation of the Reorganization.

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(‘‘Reorganization Plan’’).2 Shareholders determined by the Board of each owned, controlled, or held with power of each of the Acquired Funds will Acquired Fund. to vote by the other person; (c) any receive shares of the corresponding 7. The Board of each Acquired Fund, person directly or indirectly controlling, Acquiring Fund having an aggregate net consisting solely of Disinterested controlled by, or under common control asset value equal to the aggregate net Directors, found that the Reorganization with the other person, and (d) if the asset value of the Acquired Fund’s is in the best interests of the Acquired other person is an investment company, shares held by each shareholder, as Fund, and that the interests of existing any investment adviser of that company. determined on the closing date of the shareholders of the Acquired Fund will Applicants state that the Funds may be Reorganization, currently anticipated to not be diluted as a result of the deemed affiliated persons and thus the occur on May 2, 2000. The value of the Reorganization. During its deliberations, Reorganization may be prohibited by assets of the Funds will be determined the Board reviewed, among other things: section 17(a). in the manner set forth in the Funds’ (a) the terms and conditions of the 2. Rule 17a–8 under the Act exempts then current prospectuses and Reorganization; (b) the investment from the prohibitions of section 17(a) statements of additional information. As advisory and other fees projected to be mergers, consolidations, or purchases or soon as practicable after the closing paid by the Acquiring Fund, and the sales of substantially all of the assets of date, the Acquiring Fund shares projected expense ratio of the Acquiring registered investment companies that received by each Acquired Fund will be Fund as compared to that of the are affiliated persons, or affiliated distributed pro rata to the shareholders Acquired Fund; (c) the investment persons of an affiliated person, solely by of the Acquired Fund and each objectives, strategies, investment risks, reason of having a common investment Acquired Fund will liquidate and policies and limitations of the Acquiring adviser, common directors, and/or dissolve. Fund and their compatibility with those common officers, provided that certain of the Acquired Fund; (d) the potential conditions set forth in the rule are 5. The Acquired Funds and the economies of scale to be gained from satisfied. Applicants believe that they Acquiring Funds fall into two combining the assets of the Acquired may not rely on rule 17a–8 in categories. First, there are two non- Fund into the Acquiring Fund; and (e) connection with the Reorganization money market funds that offer or, after the anticipated tax-free nature of the because the Funds may be deemed to be the Reorganization, will offer shares in Reorganization. affiliated for reasons other than those set three classes (a shares, N shares and 8. The Reorganization is subject to a forth in the rule. By virtue of the direct Institutional shares) (‘‘Non-Money number of conditions precedent, or indirect ownership by the Harris Market Funds’’). Second, there are three including that: (a) the shareholders of Group of more than 25% of the Money Market Funds that offer or, after each of the Acquired Funds will have outstanding voting securities of each of the Reorganization, will offer shares in approved the Reorganization Plan; (b) the Acquired Funds, each of the two classes (N shares and Institutional applicants will have received exemptive Acquired Funds may be deemed an shares) (‘‘Money Market Funds’’). relief from the SEC; (c) a registration affiliated person of an affiliated person 6. Class A shares of the Funds are statement under the Securities Act of of each of the corresponding Acquiring subject to a maximum front-end sales 1933 for the Acquiring Funds will have Fund. In addition, because of this load of 5.50%, a maximum contingent become effective; and (d) an opinion of ownership, the Funds may be deemed to deferred sales charge (‘‘CDSC’’) of counsel is received with respect to the be under common control, and thus 1.00%, and a maximum .35% rule 12b– tax-free nature of the Reorganization. affiliated persons under Section 1 fee. Class N shares of the Funds are The Reorganization Plan may be 2(a)(3)(C) of the Act. subject to a maximum .25% service fee, terminated by mutual written consent of 3. Section 17(b) of the Act provides and class N shares of the Money Market the Boards of HTIF and HIFT at any that the SEC may exempt a transaction Funds have a maximum .10% rule 12b– time prior to the closing. Applicants from the provisions of section 17(a) if 1 fee. None of the class N shares is agree not to make any material changes the evidence establishes that the terms subject to a front-end sales charge of to the Reorganization Plan without prior of the proposed transaction, including CDSC. Institutional shares are offered SEC approval. the consideration to be paid, are without service fees, front-end sales 9. The definitive proxy statement was reasonable and fair and do not involve charges, CDSCs or 12b–1 fees. For filed with the SEC on October 25, 1999. overreaching on the part of any person purposes of calculating the CDSCs on A special meeting of the shareholders of concerned, and that the proposed class A shares, shareholders of class A the Acquired Funds was held on transaction is consistent with the policy shares of each of the Non-Money Market November 29, 1999, at which the of each registered investment company Acquired Funds will be deemed to have shareholders approved the concerned and with the general Reorganization Plan. purposes of the Act. held the class A shares of the 4. Applicants request an order under corresponding Acquiring Fund since the Applicants’ Legal Analysis section 17(b) of the Act exempting them date the shareholders initially 1. Section 17(a) of the Act generally from section 17(a) of the Act to the purchased the Class A shares of the prohibits an affiliated person of a extent necessary to permit applicants to Acquired Fund. Shareholders of the registered investment company, or an consummate the Reorganization. Acquired Funds will not incur any sales affiliated person of such a person, acting Applicants submit that the charges in connection with the as principal, from selling any security Reorganization satisfies the standards of Reorganization. Harris Bank assumed to, or purchasing any security from, the section 17(b) of the Act. Applicants state approximately one half of the proxy company. Section 2(a)(3) of the Act that the Board of HTIF, including a costs, and the shareholders of the defines an ‘‘affiliated person’’ of another majority of its Disinterested Directors, Acquired Funds will pay the remainder person to include: (a) any person found that participation in the of the Reorganization expenses, as directly or indirectly owning, Reorganization is in the best interests of controlling, or holding with power to each of the Acquired Funds, and that 2 Prior to the implementation of the vote 5% or more of the outstanding the interests of the existing shareholders Reorganization Plan, the Acquired Funds intend to voting securities of the other person; (b) discharge substantially all of their liabilities. Each will not be diluted as a result of the Acquiring Fund will assume all remaining any person 5% or more of whose Reorganization. Applicants also note liabilities of the corresponding Acquired Fund. securities are directly or indirectly that the exchange of the Acquired

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Funds’ assets for shares in the Acquiring accompanied by proof of service on ‘‘Indexes’’), as the case may be, having Funds will be based on the Funds’ applicants in the form of an affidavit or, the highest dividend yields no more relative net asset values. for lawyers, a certificate of service. than three business days prior to the For the SEC, by the Division of Investment Hearing requests should state the nature Ten Series’ initial date of deposit. Management, under delegated authority. of the writer’s interest, the reason for the Certain other Index Series (each, a ‘‘Five Margaret H. McFarland, request, and the issues contested. Series’’) will invest approximately 20%, Deputy Secretary. Persons who wish to be notified of a but in no event more than 20.5%, of [FR Doc. 00–2449 Filed 2–3–00; 8:45 am] hearing may request notification by their total assets in each of the five writing to the SEC’s Secretary. BILLING CODE 8010±01±M lowest dollar price per share stocks of ADDRESSES: Secretary, SEC, 450 Fifth the ten common stocks in one of the Street, N.W., Washington, DC 20549– Indexes, as the case may be, having the SECURITIES AND EXCHANGE 0609. Applicants, 7 World Trade Center, highest dividend yields no more than COMMISSION 36th Floor, New York, NY 10048. three business days prior to the Five FOR FURTHER INFORMATION CONTACT: [Investment Company Act Release No. Series’ initial date of deposit. The other 24269; 812±11630] Michael W. Mundt, Branch Chief, at Index Series (each a ‘‘Ten/A+ Series’’) (202) 942–0564 (Office of Investment will invest approximately 50% of their Salomon Smith Barney Inc., et al.; Company Regulation, Division of total assets in the ten common stocks Notice of Application Investment Management). contained in the DJIA having the highest SUPPLEMENTARY INFORMATION: The dividend yields and 50% in the January 28, 2000. following is a summary of the common stocks contained in the DJIA AGENCY: Securities and Exchange application. The complete application having a quality ranking of A+ by Commission (‘‘SEC’’). may be obtained for a fee at the SEC’s Standard & Poor’s (‘‘S&P’’) no more than ACTION: Notice of an application under Public Reference Branch, 450 Fifth three business days prior to the Ten/A+ section 6(c) of the Investment Company Street, N.W., Washington, DC 20549– Series initial date of deposit.2 Act of 1940 (the ‘‘Act’’) for an 0102 (tel. 202–942–8090). exemption from section 12(d)(3) of the 4. Applicants state that each of the Act, and under sections 6(c) and 17(b) Applicants’ Representations Indexes is a recognized indicator of the of the Act for an exemption from section 1. Each Trust is a unit investment stock market in its respective country, 17(a) of the Act. trust registered under the Act with and that S&P has been ranking common 3 multiple series. Each Trust is created by stock for quality since 1956. The SUMMARY OF APPLICATION: Applicants a trust indenture between the Trust, the publishers of the Indexes and S&P are request an order that would permit (a) Sponsor, and the Chase Manhattan not affiliated with any Index Series or certain series of unit investment trusts Bank, which is a bank within the the Sponsor, and do not participate in to invest up to 10.5%, certain other meaning of section 2(a)(5) of the Act any way in the creation of any Index series to invest up to 15.5%, and certain that satisfies the criteria in section 26(a) Series or the selection of its stocks. The other series to invest up to 20.5% of of the Act and is unaffiliated with the common stocks included in the Indexes their respective total assets in securities Sponsor (the ‘‘Trustee’’). Applicants may include stocks of issuers that derive of issuers that derived more than 15% also request belief for any future Trust more than 15% of their gross revenues of their gross revenues in their most sponsored by the Sponsor.1 from securities related activities, as that recent fiscal year from securities related 2. Certain Series of the Trusts will term is defined in rule 12d3–1 under the activities; and (b) certain series to sell hold a portfolio of common stocks of Act, as discussed below (‘‘Securities portfolio securities to certain new series. growth companies (each such Series, a Related Issuers’’). APPLICANTS: Salomon Smith Barney Inc. ‘‘Growth Series’’). The investment 5. The securities deposited in each (the ‘‘Sponsor’’), The Uncommon Values objective of each Growth Series is to Index Series will be chosen solely Trust, Equity Focus Trusts, Angels with seek capital appreciation. Other Series according to the formulas described Dirty Faces Trust, The CountryFund (each an ‘‘Index Series’’) will hold a below, and will not necessarily reflect Opportunity Trust, Robinson-Humphrey portfolio of common stocks which the research opinions or buy or sell Annual Themes Series and certain other represent a portion of a specific index. future unit investment trusts sponsored recommendations of the Sponsor. The The investment objective of each Index Sponsor is authorized to determine the by the Sponsor (collectively, the Series is to seek a greater total return date of deposit, to purchase securities ‘‘Trusts’’ and the various series of the than that achieved by the stocks for deposit in the Index Series, and to Trusts, each a ‘‘Series’’). comprising the entire related index over FILING DATES: The application was filed the life of the Index Series. 2 Applicants state that the number of common on May 26, 1999. Applicants have 3. Certain of the Index Series (each, a stocks listed on the DJIA that have received S&P agreed to file an amendment to the ‘‘Ten Series’’) will invest approximately ratings of A+ has ranged from six to eleven stocks application during this notice period, 10%, but no more than 10.5% of their over the past 25 years. the substance of which is reflected in total assets in each of the ten common 3 The DJIA, which is owned by Dow Jones & this notice. stocks in the Dow Jones Industrial Company, Inc., comprises 30 widely-held common stocks listed on the New York Stock Exchange, HEARING OR NOTIFICATION OF HEARING: An Average (‘‘DJIA’’), the Financial Times which are chosen by the editors of The Wall Street order granting the requested relief will Industrial Ordinary Share Index (‘‘FT Journal. The FT Index comprises 30 widely-held be issued unless the SEC orders a Index’’), the Nikkei 225 Index (the common stocks listed on the London Stock ‘‘Nikkei Index’’), or the Hang Seng Index Exchange, which are chosen by the editors of The hearing. Interested persons may request Financial Times. The Nikkei Index comprises 225 a hearing by writing to the SEC’s (each an ‘‘Index,’’ and together the common stocks listed on the Tokyo Stock Secretary and serving applicants with a Exchange. The Hang Seng index comprises 33 copy of the request, personally or by 1 All existing Trusts that intend to rely on the common stocks listed on the Stock Exchange of order are named as applicants. Any existing of Kong, Ltd. ‘‘A+’’ is the highest S&P ranking for mail. Hearing requests should be future Trust that relies on the order in the future earning and dividends of common stock and is received by the SEC by 5:30 p.m. on will comply with the terms and conditions of the based on per-share earnings and dividend records February 22, 2000; and should be application. of the most recent ten years.

VerDate 272000 07:57 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00222 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 5712 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices supervise each Index Series’ portfolio. amendment to Rule 12d3–1(d)(6) under Related Issuers. Applicants assert that, The Sponsor will have no discretion as the Act as proposed by the SEC 4 and in order to comply with rule 12d3–1, to which securities are purchased. which releases daily closing prices or (c) absent the requested relief, each Index 6. The Index Series’ portfolios will the Nasdaq-National Market System Series may be precluded from most not be actively managed. Sales of (‘‘Nasdaq-NMS’’) (securities meeting the effectively implementing its investment portfolio securities will be made in preceding tests in (i) and (ii) above are objective. connection with redemptions of units, referred to as ‘‘Qualified Securities’’). 3. Under section 6(c), SEC may payment of expenses, and the 9. Applicants state that there is exempt classes of transactions, if and to termination of an Index Series. The normally some overlap form one year to the extent that such exemption is Sponsor has no discretion as to when the next in the stocks having the highest necessary or appropriate in the public securities will be sold except that it is dividend yields in each of the Indexes, interest and consistent with the authorized to sell securities in as well as the DJIA stocks rated A+ by protection of investors and the purposes extremely limited circumstances, such S&P. The Sponsor anticipates that there fairly intended by the policy and as when an issuer defaults on the will be some overlap from one year to provisions of the Act. payment of any outstanding obligations, the next in the stocks selected for the 4. Applicants request an exemption or when the price of a security has portfolios of a Growth Series that is a under section 6(c) from section 12(d)(3) declined to such an extent or other Rollover Series and a Growth Series that to permit a Ten Series to invest up to credit factors exist so that in the opinion is a New Series. Absent the requested approximately 10%, but in no event of the Sponsor, it would be detrimental relief, each Rollover Series would sell more than 10.5%, of the value of its to the Index Series to retain the all of its securities and each New Series total assets in securities of a Securities securities. The adverse financial investing in any of theses securities Related Issuer, to permit a Ten/A+ condition of an issuer will not would acquire them on the applicable series to invest up to 15%, but in no necessarily require the sale of its Qualified Exchange. This procedure event more than 15.5% of the value of securities from an Index Series’ would result in the unitholders of both its total assets in securities of a portfolio. the Rollover Series and the New Series Securities Related Issuer, and to permit 7. Certain Series have either (i) a incurring brokerage commissions on the a Five Series to invest up to contemplated date (‘‘Rollover Date’’)on same securities. approximately 20%, but in no event which unitholders in a terminating more than 20.5%, of the value of its Series (‘‘Terminating Series’’) may at Applicants’ Legal Analysis total assets in securities of a Securities their option redeem their units and A. Purchases of Stocks of Securities Related Issuer. 5. Applicants state that the proposed receive units of a subsequent Series of Related Issuers in Excess of Rule 12d3– transactions satisfy the requirements of the same type (‘‘New Series’’), which 1 Limits will be created on or about the Rollover section 6(c). Applicants state that Date or (ii) a contemplated date or dates 1. Section 12(d)(3) of the Act, with section 12(d)(3) was intended to prevent (an ‘‘Exchange Date’’) on which limited exceptions, prohibits an investment companies from exposing unitholders in an existing series (the investment company form acquiring any their assets to the entrepreneurial risks ‘‘Exchange Series’’) may at their option security issued by any person who is a of securities related businesses, to redeem their units and receive units of broker, dealer, underwriter, or prevent potential conflict so interest, a New Series which is created on or investment adviser. Rule 12d3–1 under and to eliminate certain reciprocal about the Exchange Date (the the Act exempts the purchase of practices between investment Terminating Series and Exchange Series securities of a Securities Related Issuer, companies and securities related collectively, the ‘‘Rollover Series’’). provided that, among other things, businesses. One potential conflict could 8. Certain Rollover Series may have a immediately after the acquisition, the occur if an investment company portfolio containing equity securities acquiring company has invested not purchased securities or other interests many, if not all, of which are either (i) more than five percent of the value of in a broker-dealer to reward that broker- listed by the Sponsor on a ‘‘top picks’’ its total assets in securities of the dealer for selling fund shares, rather list disseminated to customers and the Securities Related Issuer.5 than solely on investment merit. general public as securities 2. As noted above, applicants state Applicants state that this concern does recommended for purchase (‘‘Top Picks that some of the stocks comprising the not arise in connection with the Index Securities’’) and that have (a) a Indexes include securities of Securities Series because the selection of securities minimum market capitalization of U.S. is based on certain set formulas, and $1 billion and (b) had an average daily 4 Investment Company Act Release No. 17096 neither the Index Series nor the Sponsor trading volume in the preceding 60 (Aug. 3, 1989) (proposing amendments to rule has discretion in choosing the securities trading days of at least 50,000 shares 12d3–1). The proposed amended rule defined a ‘‘Qualified Foreign Exchange’’ to mean a stock of a Securities Related Issuer or the equal in value to at least U.S. $250,000 exchange in a country other than the United States amount purchased. on a Qualified Exchange (defined where (a) trading generally occurred at least four 6. Applicants also state that the effect below), or (ii) are not Top Picks days a week; (b) there were limited restrictions on of an Index Series’ purchase on the Securities and are actively traded (i.e., the ability of acquiring companies to trade their stock of a Securities Related Issuer holdings on the exchange; (c) the exchange had a have had an average daily trading trading volume in stocks for the previous year of at would be de minimis. Applicants assert volume in the preceding six months of least U.S. $7.5 billion; and (d) the exchange had a that the Securities Related Issuers at least 500 shares equal in value to at turnover ratio for the preceding year of least 20% represented in the Indexes are widely least U.S. $25,000) on an exchange (a of its market capitalization. The version of the held and have active markets, and that amended rule that was adopted did not include the ‘‘Qualified Exchange’’) which is either part of the proposed amendment defining the term potential purchases by any Index Series (a) a national securities exchange which ‘‘Qualified Foreign Exchange.’’ would represent an insignificant meets the qualifications of Section 6 of 5 Under rule 12d3–1, a Securities Related Issuer amount of the outstanding common the Securities Exchange Act of 1934, (b) is a person that derives more than 15% of its gross stock and trading volume of any of these revenues from activities as a broker, dealer, a foreign securities exchange (a underwriter, investment adviser registered under Securities Related Issuers. ‘‘Qualified Exchange’’) which meets the the Investment Advisers Act of 1940, or investment 7. Another potential conflict of qualifications set out in the proposed adviser to a registered investment company. interest could occur if an investment

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00223 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5713 company directed brokerage to a broker- request relief under sections 6(c) and sales prices for the date of the dealer in which the company has 17(b) to permit any Rollover Series to transaction, the Sponsor will ensure that invested to enhance the broker-dealer’s sell Qualified Securities to a New the price of the units of the New Series, profitability or to assist it during Series, and to permit the New Series to and distributions to holders of the financial difficulty, even though that purchase the Qualified Securities. Rollover Series with regard to broker-dealer may not offer the best 5. Applicants state that the proposed redemption of their units or termination price and execution. To preclude this transactions satisfy the standards of of the Rollover Series, accurately reflect type of conflict, applicants agree, as a sections 6(c) and 17(b). Applicants the corrected price. To the extent that represent that purchases and sales condition to the order, that no company the Sponsor disagrees with the Trustee’s between Series will be consistent with held in a portfolio of an Index Series, corrected price by reference to a nor any affiliated person of the the policy of each Series. Applicants mutually agreeable, independently company, will act as a broker for any state that the Qualified Securities to be Index Series in the purchase or sale of sold to a New Series will be Qualified published list of closing sales prices for any security for such Series’ portfolio. Securities that are available fro a the date of the transaction. Rollover Series by reason of units Applicants’ Conditions B. Purchases and Sales Between Series tendered for redemption that day or 1. Section 17(a) of the Act prohibits termination of the Rollover Series. Applicants agree that the order an affiliated person of a registered Applicants note that the Trustee will granting the requested relief will be investment company from selling continue its general practice of subject to the following conditions: securities to, or purchasing securities redeeming units of an Exchange Series from, the company. Section 2(a)(3) of by selling securities in a manner that A. Purchases of Stocks of Securities the Act defines an ‘affiliated person’’ of maintains the same portfolio Related Issuers in Excess of Rule 12d3– another person to include, in pertinent composition, and in the same 1 Limits part, any person directly or indirectly proportions, as prior to the sale. controlling, controlled by, or under Applicants further state that permitting No company held in a Ten Series common control with, the other person. the proposes transactions would result portfolio, a Five Series portfolio, or a Each Series will have a common in savings on brokerage fees for the Ten/A+Series portfolio, nor any sponsor. Since the Sponsor of a series Series. affiliated person of the company, will may be deemed to control the Series, all 6. Applicants state that the condition act as broker for any Ten Series, any of the series may be deemed to be under that the Qualified Securities must be Five Series or any Ten/A+Series in the common control and affiliated persons actively traded on a Qualified Exchange purchase or sale of any security for such of each other. protects against overreaching. In Series’ portfolio. 2. Rule 17a–7 under the Act permits addition, applicants state that the registered investment advisers, Sponsor will make an initial B. Purchases and Sales Between Series directors, and/or officers, to purchase determination that the Rollover Series 1. Each sale of Qualified Securities by securities from, or sell securities to, one and the New Series are on the opposite a Rollover to a New Series will be another at an independently determined side of a transaction in Qualified effected at the closing price of the price, provided certain conditions are Securities. The Sponsor then will certify Qualified Securities sold on a Qualified met. Applicants represent that they will to the Trustee, no later than the close of Exchange on the Sale Date, without any comply with all of the provisions of rule business on the business day following 17a–7, other than paragraph (e). each sale from a Rollover series to a brokerage charges or other remuneration 3. Paragraph (e) of the rule requires an New Series: (a) that the transaction is except customary transfer fees, if any. investment company’s board of consistent with the investment objective 2. The nature and conditions of such directors to adopt and monitor certain and policies of both the Rollover Series transactions will be fully disclosed to procedures to assure compliance with and the New Series, as recited in their investors in the prospectus of each the rule. Since a unit investment trust respective registration statements and Rollover Series and New Series. does not have a board of directors, the reports filed under the Act, (b) the 3. The Trustee of each Rollover Series Series would be unable to comply with reason that the Rollover Series is selling and New Series will review the this requirement. the Qualified Securities, (c) the date of procedures relating to the sale of 4. Section 17(b) of the Act provides the transaction, (d) how the securities that the SEC will exempt a proposed being sold meet the definition of securities from a Rollover Series and the transaction from section 17(a) if Qualified Securities set forth in the purchase of those securities for deposit evidence establishes that: (a) that terms requested order, and (e) the closing sale in a New Series, and make such changes of the proposed transaction are price of the Qualified Securities on the to the procedures as the Trustee deems reasonable and fair and do not involve Qualified Exchange for the date the necessary to ensure compliance with overreaching; (b) the proposed Qualified Securities are sold to the New paragraphs (s) through (d) of rule 17a– transaction is consistent with the Series (‘‘Sale Date’’). The Trustee will 7. policies of the registered investment then countersign the certificate, unless, 4. A written copy of these procedures company involved; and (c) the proposed in the event that the Trustee disagrees and a written record of each transaction transaction is consistent with the with the closing sales price listed on the effected pursuant to the order will be general purposes of the Act. As noted certificate, the Trustee immediately maintained as provided in rule 17a–7(f). above, section 6(c) of the Act provides informs the Sponsor orally of any such that the SEC may exempt classes of disagreement and returns the certificate For the SEC, by the Division of Investment transactions if the exemption is within five days to the Sponsor with Management, under delegated authority. necessary or appropriate in the public corrections duly noted. Upon the Margaret H. McFarland, interest, and consistent with the Sponsor’s receipt of a corrected protection of investors and the purposes certificate, if the Sponsor can verify the Deputy Secretary. fairly intended by the policy and corrected price by reference to an [FR Doc. 00–2450 Filed 2–3–00; 8:45 am] provisions of the Act. Applicants independently published list of closing BILLING CODE 8010±01±M

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SECURITIES AND EXCHANGE SECURITIES AND EXCHANGE Modification System (‘‘Profile’’), a COMMISSION COMMISSION specific feature of the DRS facility.3 Under DTC’s rule, only those DRS Sunshine Act Meeting [Release No. 34±42366; File No. SR±DTC± limited participants 4 who ‘‘implement 00±01] Profile’’ are allowed to make additional 5 Notice is hereby given, pursuant to Self-Regulatory Organizations; The securities eligible for inclusion in DRS. the provisions of the Government in the Depository Trust Company; Notice of With this filing, DTC is interpreting the Sunshine Act, Pub. L. 94–409, that the Filing and Immediate Effectiveness of phrase ‘‘implements Profile’’ to be Securities and Exchange Commission Proposed Rule Change Relating to an satisfied when a DRS limited participant will hold the following meeting during Interpretation of an Existing Rule enters into a written agreement with DTC stating that the DRS limited the week of February 7, 2000. Pertaining to the Direct Registration participant will continue to use DRS, System A closed meeting will be held on including Profile, when Profile becomes Wednesday, February 9, 2000 at 11:00 January 28, 2000. operational. DTC will make Profile a.m. Pursuant to Section 19(b)(1) of the operational using either an electronic Commissioner Unger, as duty officer, Securities Exchange Act of 1934 medallion program 6 or a screen-based determined that no earlier notice thereof (‘‘Act’’),1 notice is hereby given that on indemnity.7 was possible. January 20, 2000, The Depository Trust In the case of a screen-based indemnity, before an instruction relating Commissioners, Counsel to the Company (‘‘DTC’’) filed with the to a customer’s DRS position is Commissioners, the Secretary to the Securities and Exchange Commission (‘‘Commission’’) the proposed rule permitted to be sent via DRS to the DRS Commission, and recording secretaries limited participant, a DTC participant will attend the closed meeting. Certain change as described in Items I, II, and III below, which items have been would have to agree to a screen-based staff members who have an interest in indemnity in substantially the following the matters may also be present. prepared primarily by DTC. The Commission is publishing this notice to form: (1) Participant represents that it has The General Counsel of the solicit comments on the proposed rule customer authority for the request Commission, or his designee, has change from interest parties. certified that, in his opinion, one or appearing on the following screen and more of the exemptions set forth in 5 I. Self-Regulatory Organization’s that all information shown is accurate U.S.C. 552b(c)(4), (8), (9)(A) and (10) Statement of the Terms of substance of and complete, except that, with respect and 17 CFR 200.402(a)(4), (8), (9)(A) and the Proposed Rule Change to the taxpayer identification number included in such information, to the (10), permit consideration for the The proposed rule change provides an best knowledge of participant, such scheduled matters at the closed meeting. interpretation of DTC’s rule relating to information is accurate and complete; the Profile Modification System feature Commissioner Unger, as duty officer, and voted to consider the item listed for the of the Direct Registration System (2) Participant indemnifies the issuer facility. closed meeting in a closed session. and its transfer agent against any breach The subject matter of the closed II. Self-Regulatory Organization’s of such representations in connection meeting scheduled for Wednesday, Statement of the Purpose of, and with the transaction that is the subject of such request. February 9, 2000 is: amicus Statutory Basis for the Proposed Rule Change DTC believes that the proposed rule participation. change is consistent with the At times, changes in Commission In its filing with the Commission, requirements of Section 17A of the Act 8 priorities require alterations in the DTC included statements concerning scheduling of meeting items. For further the purpose of and basis for the 3 For a description of the DRS facility information and to ascertain what, if proposed rule change and discussed any administered by DTC, see Securities Exchange Act comments it received on the proposed Release No. 37931 (November 7, 1996), 61 FR 58600 any, matters have been added, deleted rule change. The text of these statements (November 15, 1996) [File No. SR–DTC–96–15] or postponed, please contact: The office (order relating to the establishment of DRS); may be examined at the places specified of the Secretary at (202) 942–7070. Securities Exchange Act Release No. 41862 in Item IV below. DTC has prepared (September 10, 1999), 64 FR 51162 (September 21, Dated: February 2, 2000. summaries, set forth in sections (A), (B), 1999) [file No. SR–DTC–99–16] (order relating to implementation of the Profile Modification System). Jonathan G. Katz, and (C) below, of the most significant 4 2 A DRS Limited Participant is a transfer agent Secretary. aspects of these statements. who is permitted under DTC rules to facilitate DRS [FR Doc. 00–2721 Filed 2–2–00; 4:02 pm] transactions. Securities Exchange Act Release No. (A) Self-Regulatory Organization’s 37931 (November 7, 1996), 61 FR 58600 (November BILLING CODE 8010±01±M Statement of the Purpose of, and 15, 1996) [File No. SR–DTC–96–15]. Statutory Basis for, the Proposed Rule 5 Id. Change 6 Representatives of the New York Stock Exchange, which operates the Medallion Stamp The purpose of the proposed rule Program (a signature guarantee program), the change is to provide an interpretation Securities Transfer Association, the Securities Industry Association, and issuers have been with respect to the meaning of DTC’s negotiating in order to implement an electronic current rule relating to the medallion program. Such an electronic medallion administration of the Direct Registration program would operate under a mutually agreed- System (‘‘DRS’’) facility and the Profile upon indemnification agreement that would address the risks undertaken by the respective parties participating in transferring customer positions in DRS. 7 DTC will be to submitting to the Commission in 1 15 U.S.C. 78s(b)(1). the near future a proposed rule change to 2 The Commission has modified the text of the implement Profile. summaries prepared by DTC. 8 15 U.S.C. 78q–1.

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00225 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices 5715 and the rules and regulations change that are filed with the solicit comments on the proposed rule thereunder applicable to DTC because it Commission, and all written change from interested persons. clarifies DTC’s interpretation of its rule, communications relating to the I. Self-Regulatory Organization’s thereby eliminating confusion in the proposed rule change between the Statement of the Terms of Substance of industry relating to the implementation Commission and any person, other than the Proposed Rule Change of the Profile feature and providing for those that may be withheld from the more expeditious implementation of public in accordance with the NASD Regulation is issuing a Notice Profile. The proposed rule change will provisions of 5 U.S.C. 552, will be of Members reminding members of their be implemented consistently with the available for inspection and copying in obligation under just and equitable safeguarding of securities and funds in the Commission’s Public Reference principles of trade and the advertising DTC’s custody or control or for which Section, 450 Fifth Street, N.W., rules to disclose to customers the it is responsible. Washington, D.C. 20549. Copies of such material risks of extended hours trading. filing also will be available for The text of the Notice to Members is (B) Self-Regulatory Organization’s inspection and copying at the principal provided below. Statement on Burden on Competition office of DTC. All submissions should * * * * * DTC perceives no impact on refer to File No. SR–DTC–00–01 and competition by reason of the proposed should be submitted by February 25, NASD Notice to Members rule change. 2000. Disclosure To Customers Engaging In For the Commission by the Division of Extended Hours Trading (C) Self-Regulatory Organization’s Suggested Routing Statement on Comments on the Market Regulation, pursuant to delegated 11 Legal & Compliance; Senior Proposed Rule Change Received From authority. Margaret H. McFarland, Management Members, Participants or Others Executive Summary Deputy Secretary. The proposed rule change has been [FR Doc. 00–2487 Filed 2–23–00; 8:45 am] NASD Regulation, Inc. (NASD developed through discussions with Regulation) reminds members of their BILLING CODE 8010±01±M several DTC participants and DRS obligation under just and equitable limited participants. Written comments principles of trade and the advertising relating to the proposed rule change SECURITIES AND EXCHANGE rule to disclose to customers the have not yet been solicited or received COMMISSION material risks of extended hours trading. on the proposed rule change. DTC will A model disclosure statement is notify the Commission of any written [Release No. 34±42363; File No. SR±NASD± included with this Notice in Attachment comments received by DTC. 00±01] A. Questions concerning this Notice may Self-Regulatory Organizations; Notice III. Date of Effectiveness of the be directed to Gary L. Goldsholle, of Filing and Immediate Effectiveness Proposed Rule Change and Timing for Assistant General Counsel, Office of of Proposed Rule Change by the Commission Action General Counsel, NASD Regulation, at National Association of Securities The foregoing rule change has become (202) 728–8104. Dealers, Inc. Relating to a Notice to effective pursuant to Section Members on Extended Hours Trading Background and Discussion 19(b)(3)(A)(i) 9 of the Act and Rule 19b– 4(f)(1) 10 promulgated thereunder January 28, 2000. A number of member firms recently because the proposal interprets the Pursuant to Section 19(b)(1) of the have started offering their retail meaning of an existing rule. At any time Securities Exchange Act of 1934 customers various opportunities to trade within sixty days of the filing of such (‘‘Act’’), 1 and Rule 19b–4 thereunder, 2 stocks after regular market hours in proposed rule change, the Commission notice is hereby given that on January what is known as ‘‘extended hours may summarily abrogate such rule 11, 2000, the National Association of trading.’’ An even greater number of change if it appears to the Commission Securities Dealers, Inc. (‘‘NASD’’ or member firms have announced plans to that such action is necessary or ‘‘Association’’), through its wholly offer extended hours trading in coming appropriate in the public interest, for owned subsidiary, NASD Regulation, months. the protection of investors, or otherwise Inc. (‘‘NASD Regulation’’), filed with the The growth of extended hours trading in furtherance of the purposes of the Securities and Exchange Commission provides retail customers with greater Act. (‘‘SEC’’ or ‘‘Commission’’) the proposed opportunities to trade securities and manage their portfolios, and in so doing, IV. Solicitation of Comments rule change as described in Items I, II, and III below, which Items have been provides access to markets that were Interested persons are invited to prepared by NASD Regulation. NASD previously limited to institutional submit written data, views,and Regulation has designated this proposal customers. Participation in extended arguments concerning the foregoing, as one constituting a stated policy and hours trading may offer certain benefits including whether the proposed rule interpretation with respect to the to retail customers, but entails several change is consistent with the Act. meaning of an existing rule under material risks. Depending on the Persons making written submissions Section 19(b)(3)(A)(i) of the Act 3 and particular extended hours trading should file six copies thereof with the Rule 19b–4(f)(1) 4 thereunder, which environment, these risks may include: • Secretary, Securities and Exchange renders the rule effective upon the lower liquidity Commission, 450 Fifth Street, N.W., • high volatility Commission’s receipt of this filing. The • Washington, D.C. 20549–0609. Copies of Commission is publishing this notice to changing prices the submission, all subsequent • unlinked markets • an exaggerated effect from news amendments, all written statements 11 17 CFR 200.30–3(a)(12). with respect to the proposed rule 1 announcements; and 15 U.S.C. 78s(b)(1). • 2 17 CFR 240.19b–4. wider spreads. 9 15 U.S.C. 78s(b)(3)(A)(i). 3 15 U.S.C. 78s(b)(3)(A)(i). In light of these risks, members have 10 17 CFR 240.19b–4(f)(1). 4 17 CFR 240.19b–4(f)(1). an obligation to their retail customers to

VerDate 272000 00:26 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00226 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm08 PsN: 04FEN1 5716 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices disclose the material risks of extended hours. As a result, your order may only summaries, set forth in Sections, A, B, hours trading to customers before be partially executed, or not at all. and C below, of the most significant permitting them to engage in extended • Risk of Higher Volatility. Volatility aspects of such statements. hours trading. NASD Regulation refers to the changes in price that commends the many members that have securities undergo when trading. A. Self-Regulatory Organization’s already provided detailed disclosures Generally, the higher the volatility of a Statement of the Purpose of, and about the risks of extended hours security, the greater its price swings. Statutory Basis for, the Proposed Rule trading. This Notice is a reminder that There may be greater volatility in Change these disclosures are not only a laudable extended hours trading than in regular 1. Purpose business practice, but are a regulatory market hours. As a result, your order requirement under just and equitable may only be partially executed, or not A number of member firms have principles of trade. at all, or you may receive an inferior recently started offering their retail To assist members with their price in extended hours trading than customers opportunities to trade stocks disclosure obligation, NASD Regulation you would during regular market hours. after traditional market hours in what is • has developed a series of model Risk of Changing Prices. The prices known as ‘‘extended hours trading.’’ An disclosures dealing with the risks of of securities traded in extended hours even greater number of member firms extended hours trading. Members are trading may not reflect the prices either have announced plans to offer extended free to develop their own disclosures or at the end of regular market hours, or hours trading in the next several modify these model disclosures to meet upon the opening the next morning. As months. their particular disclosure needs. In a result, you may receive an inferior price in extended hours trading than The growth of extended hours trading some cases, members may need to provides retail customers with greater develop additional disclosures to you would during regular market hours. • Risk of Unlinked Markets. opportunities to trade securities and address such issues as options trading, manage their portfolios, and in so doing, options exercises, the effect of stock Depending on the extended hours trading system or the time of day, the provides access to markets that were splits, dividend payments, as well as previously limited to institutional any additional risks that may arise in prices displayed on a particular extended hours trading system may not customers. Participation in extended the future. hours trading may offer certain benefits In addition, members are reminded reflect the prices in other concurrently to retail customers, but entails several that Rule 2210 requires that all operating extended hours trading material risks. Depending on the communications with the public shall systems dealing in the same securities. particular extended hours trading be based on principles of fair dealing Accordingly, you may receive an environment, these risks may include: and good faith, and that exaggerated, inferior price in one extended hours (1) lower liquidity; (2) higher volatility; unwarranted, or misleading statements trading system than you would in are prohibited. Members should use another extended hours trading system. (3) changing prices; (4) unlinked • Risk of News Announcements. caution in communications with the markets; (5) an exaggerated effect from Normally, issuers make news public about their extended hours news announcements; and (6) wider announcements that may affect the price trading systems to ensure that these spreads. In light of these risks, NASD of their securities after regular market Regulation believes that members have requirements are satisfied. Members hours. Similarly, important financial describing the benefits of extended an obligation to their retail customers to information is frequently announced disclose the material risks of extended hours trading must also describe the outside of regular market hours. In material risks. hours trading before permitting them to extended hours trading, these engage in extended hours trading. Finally, members are also reminded announcements may occur during that in Notice of Members 99–11, NASD trading, and if combined with lower The Notice to Members states that just Regulation described the types of liquidity and higher volatility, may and equitable principles of trade (NASD general disclosure that firms may use to cause an exaggerated and unsustainable Rule 2110) require members to disclose inform their customers about the risks effect on the price of a security. to customers the material risks of associated with stock volatility. In • Risk of Wider Spreads. The spread extended hours trading. The Notice to preparing disclosures regarding refers to the difference in price between Members also states that the advertising extended hours trading, members may what you can buy a security for and rule (NASD Rule 2210) requires that all wish to review the types of disclosure what you can sell it for. Lower liquidity communications with the public shall suggested in that Notice. and higher volatility in extended hours be based upon principles of fair dealing and good faith, and that members Attachment A trading may result in wider than normal spreads for a particular security. describing the benefits of extended Model Extended Hours Trading Risk hours trading must also describe the * * * * * Disclosure material risks. • Risk of Lower Liquidity. Liquidity II. Self-Regulatory Organization’s The Notice to Members does not refers to the ability of market Statement of the Purpose of, and require any standardized disclosure. participants to buy and sell securities. Statutory Basis for, the Proposed Rule However, to assist members with their Generally, the more orders that are Change disclosure obligations, NASD available in a market, the greater the In its filing with the Commission, Regulation staff has developed model liquidity. Liquidity is important because NASD Regulation included statements extended hours trading risk disclosures with greater liquidity it is easier for concerning the purpose of and basis for that address each of the six factors investors to buy or sell securities, and the proposed rule change and discussed identified above. The model disclosures as a result, investors are more likely to any comments it received on the are provided as guidance only. Members pay or receive a competitive price for proposed rule change. The text of these will be free to modify the model securities purchased or sold. There may statements may be examined at the disclosures or draft their own be lower liquidity in extended hours places specified in Item IV below. disclosures, so long as all of the material trading as compared to regular market NASD Regulation has prepared risk factors are addressed.

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2. Statutory Basis IV. Solicitation of Comments Title of Information Collection: Petition to ClassifySpecial Immigrants NASD Regulation believes that the Interested persons are invited to submit written data, views, and Under INA 203(b)(4) as an Employee or Notice to Members is consistent with Former Employee of the U.S. the provisions of Section 15A(b)(6) of arguments concerning the foregoing, including whether the purposed rule Government Abroad. the Act,5 which requires, among other Frequency: 500. things, that the Association’s rules be change is consistent with the Act. Form Number: DS–1884. designed to prevent fraudulent and Persons making written submissions Respondents: Foreign Applicants. manipulative acts and practices, to should file six copies thereof with the Estimated Number of Respondents: promote just and equitable principles of Secretary, Securities and Exchange 500. trade, and, in general, to protect Commission, 450 Fifth Street, N.W., Average Hours Per Response: .5 investors and the public interest. NASD Washington, D.C. 20549–0609. Copies of hours. Regulation believes that member firms the submission, all subsequent Total Estimated Burden: 250 hours. that permit customers to engage in amendments, all written statements Public comments are being solicited with respect to the proposed rule to permit the agency to: extended hours trading have an • obligation under just and equitable change that are filed with the Evaluate whether the proposed principles of trade to disclose to such Commission, and all written information collection is necessary for customers the material risks of extended communications relating to the the proper performance of the functions hours trading. Similarly, members that proposed rule change between the of the agency, including whether the advertise the opportunities and benefits Commission and any person, other than information will have practical utility. • Evaluate the accuracy of the of extended hours trading must also those that may be withheld from the agency’s estimate of the burden of the disclose the materials risks. NASD public in accordance with the proposed collection, including the Regulation believes that this Notice to provisions of 5 U.S.C. 552, will be validity of the methodology and Members is an important element to available for inspection and copying in the Commission’s Public Reference assumptions used. protect investors and the public interest • Enhance the quality, utility, and with respect to extended hours trading.6 Room. Copies of such filing will also be available for inspection and copying at clarity of the information to be B. Self-Regulatory Organization’s the principal office of the NASD. All collected. • Statement on Burden on Competition submissions should refer to file number Minimize the reporting burden on SR–NASD–00–01 and should be those who are to respond, including NASD Regulation does not believe submitted by February 25, 2000. through the use of automated collection that the proposed rule change will result techniques or other forms of technology. in any burden on competition that is not For the Commission, by the Division of FOR ADDITIONAL INFORMATION: Copies of necessary or appropriate in furtherance Market Regulation, pursuant to delegated the proposed information collection and authority.9 of the purposes of the Act, as amended. supporting documents may be obtained Margaret H. McFarland, from Daria Darnell, U.S. Department of C. Self-Regulatory Organization’s Deputy Secretary. Statement on Comments on the State, 2401E ST NW, RM L–703, [FR Doc. 00–2486 Filed 2–3–00; 8:45 am] Proposed Rule Change Received From Washington, DC 20520, Tel: 202–663– Members, Participants, or Others BILLING CODE 8010±01±M 1253.Public comments and questions should be directed to the State Written comments were neither Department Desk Officer, Office of solicited nor received. DEPARTMENT OF STATE Information and Regulatory Affairs, Office of Management and Budget Office of Visa Services III. Date of Effectiveness of the (OMB),Washington, DC 20530, (202) Proposed Rule Change and Timing for 395–5871. Commission Action [Public Notice 3211] Dated: January 12, 2000. The foregoing rule change has become 30-Day Notice of Information Nancy H. Sambaiew, effective pursuant to Section Collection; Petition to Classify Special Deputy Assistant Secretary of State for Visa 19(b)(3)(A)(i) of the Act 7 and Rule 19b– Immigrant Under INA 203(b)(4) as an Services. 4(f)(1) 8 in that it constitutes a stated Employee Or Former Employee of the [FR Doc. 00–2549 Filed 2–3–00; 8:45 am] policy and interpretation with respect to U.S. Government Abroad, Form DS± BILLING CODE 4710±06±U the meaning of an existing rule. 1884 At any time within 60 days of the SUMMARY: The Department of State has DEPARTMENT OF STATE filing of a rule change pursuant to submitted the following information to Section 19(b)(3)(A) of the Act, the the Office of Management and [Public Notice No. 3189] Commission may summarily abrogate Budget(OMB) in accordance with the the rule change if it appears to the Paperwork Reduction Act of 1995. Secretary of State's Advisory Commission that such action is Comments should be submitted to OMB Committee on Private International necessary or appropriate in the public within 30 days of the publication of this Law: Study Group Related to the interest, for the protection of investors, notice. Protection of Children Conventions and or otherwise in furtherance of the The following summarizes the Agreements; Meeting notice purposes of the Act. information collection proposal There will be a public meeting of a submitted to OMB: Study Group of the Secretary of State’s 5 15 U.S.C. 78o–3(b)(6). Type of Request: Reinstatement of Advisory Committee on Private 6 In reviewing this proposal, the Commission has Form. considered its impact on efficiency, competition, International Law on Saturday, February and capital formation. 15 U.S.C. 78c(f). Originating Office: CA/VO/F/P. 26, 2000, to discuss international 7 15 U.S.C. 78s(b)(3)(A). protection of children issues. The 8 17 CFR 240.196–4(f)(1). 9 17 CFR 200.30–3(a)(12). meeting will be held from 9:30 to 4:30

VerDate 272000 07:57 Feb 04, 2000 Jkt 190000 PO 00000 Frm 00228 Fmt 4703 Sfmt 4703 E:\FR\FM\04FEN1.SGM pfrm04 PsN: 04FEN1 5718 Federal Register / Vol. 65, No. 24 / Friday, February 4, 2000 / Notices p.m. in room 208 Vanderbilt Hall, New Hague Conference meeting on York University School of Law, 40 maintenance conventions. These FOR FURTHER INFORMATION CONTACT: Washington Square South, New York, documents may be requested from Ms. New York 10012. The meeting is Rosie Gonzales by fax at (202) 776– Mary Jagiello, Federal Aviation scheduled to follow the Sixth Annual 8482, by telephone at (202) 776–8420 Administration, Great Lakes Region, Herbert and Rose L. Rubin Symposium (you may leave your request, name, Detroit Airports District Office, DET on International Law taking place at the telephone number and mailing address ADO–670.1, Willow Run Airport, East, School of Law on Friday, February 25, on the answering machine) or by email 8820 Beck Road, Belleville, Michigan 2000, presented by the Journal of to [[email protected]]. 48111, (734) 487–7296. International Law and Politics: The Study Group meeting is open to SUPPLEMENTARY INFORMATION: This ‘‘Celebrating Twenty Years: The Past the public up to the capacity of the notice announces that the FAA finds and Promise of the 1980 Hague meeting room. Persons who wish to that the noise exposure maps submitted Convention on the Civil Aspects of attend the meeting should notify Ms. for the Port Columbus International International Child Abduction.’’ Gonzales no later than February 23, and Airport are in compliance with The purpose of the Study Group also provide their company or applicable requirements of Part 150, meeting is to assist the State Department organization affiliation, mailing and effective January 3, 2000. develop United States policy in regard email addresses and fax and telephone to existing and possible future numbers. Any person who is unable to Under Section 103 of the Aviation international arrangements governing attend, but wishes to have his or her Safety and Noise Abatement Act of 1979 the protection of children. Discussions views considered, may send comments (hereinafter referred to as the ‘‘Act’’), an will center on the 1980 Hague to Ms. Gonzales at the above fax number airport operator may submit to the FAA Convention on the Civil Aspects of or email address or may address them noise exposure maps which meet International Child Abduction; the 1996 to the office of the Assistant Legal applicable regulations and which depict Hague Convention on Jurisdiction, Adviser for Private International Law non-compatible land uses as of the date Applicable Law, Recognition, (L/PIL), Suite 203, South Building, 2430 of submission of such maps, a Enforcement and Cooperation in E Street, NW, Washington, DC 20037– description of projected aircraft Respect of Parental Responsibility and 2856. operations, and the ways in which such Measures for the Protection of Children; Persons who are also interested in and operations will affect such maps. The United States bilateral arrangements for want information about the symposium Act requires such maps to be developed the enforcement of family support on Friday, February 25 should contact in consultation with interested and obligations, state arrangements for the Ms. Karin Wolfe, Senior Symposium affected parties in the local community, enforcement of family support Editor, Journal of International Law and government agencies, and persons using obligations, the 1956 United Nations Politics, New York University School of the airport. Convention on the Recovery of Law, 110 West Third Street, New York, Maintenance Abroad, and the proposed An airport operator who has NY 10012–1074; phone: (212) 998–6520, submitted noise exposure maps that are development of a new Hague fax: (212) 995–4032. convention on the enforcement of found by the FAA to be in compliance maintenance obligations. Jeffrey D. Kovar, with the requirements of Federal Presentations by experts, both Assistant Legal Adviser for Private Aviation Regulations (FAR) Part 150, domestic and foreign, at the New York International Law. promulgated pursuant to title I of the University symposium on Friday will [FR Doc. 00–2548 Filed 2–3–00; 8:45 am] Act, may submit a noise compatibility provide a comprehensive background BILLING CODE 4710±08±U program for FAA approval which sets on the 1980 Abduction and 1996 forth the measures the operator has Protection Conventions. In particular, taken or proposes for the reduction of the Study Group will consider the DEPARTMENT OF TRANSPORTATION existing non-compatible uses and for the advisability of seeking signature and prevention of the introduction of ratification of the 1996 Convention. The Federal Aviation Administration additional non-compatible uses. issues covered by these conventions are Noise Exposure Map Notice; Port The FAA has completed its review of also related to the extent and Columbus International Airport, the noise exposure maps and related effectiveness of international Columbus, OH description submitted by the Columbus maintenance enforcement and the Municipal Airport Authority for Port feasibility of the United States AGENCY: Federal Aviation Columbus International Airport. The concluding bilateral arrangements. The Administration, DOT. specific maps under consideration are experience of the United States at the ACTION: Notice. the noise exposure maps: federal and state level with bilateral arrangements will affect the policy SUMMARY: The Federal Aviation Figure 3.4, ‘‘1998 Existing Condition positions to be taken by the United Administration (FAA) announces its Noise Exposure Map’’, and Figure 4.4, States in its continuing consideration of determination that the noise exposure ‘‘2003 Future Condition Noise Exposure such arrangements and in participating maps submitted by the Columbus Map’’ of the submission. The FAA has in the development of a new Municipal Airport Authority for Port determined that these maps for Port multilateral maintenance convention by Columbus International Airport under Columbus International Airport are in the Hague Conference on Private the provisions of Title I of the Aviation compliance with applicable International Law. Safety and Noise Abatement Act of 1979 requirements. This determination is Persons interested in the Study Group (Public Law 96–193) and 14 CFR Part effective on January 3, 2000. The FAA’s or in attending the February 26 meeting 150 are in compliance with applicable determination on an airport operator’s in New York may request copies of the requirements. noise exposure maps is limited to a conventions to be discussed, the United EFFECTIVE DATE: The effective date of the finding that the maps were developed in States legislation authorizing bilateral FAA’s determination on the noise accordance with the procedures arrangements and the report of the 1999 exposure maps is January 3, 2000. contained in Appendix A of FAR Part

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150. Such determination does not DEPARTMENT OF TRANSPORTATION 101–508) and Part 158 of the Federal constitute approval of the applicant’s Aviation Regulations (14 CFR Part 158). Federal Aviation Administration data, information or plans, or a On January 13, 2000 the FAA commitment to approve a noise Notice of Intent To Rule on Application determined that the application to compatibility program or to fund the impose and use the revenue from a PFC implementation of that program. To Impose and Use the Revenue From a Passenger Facility Charge (PFC) at submitted by the Airport was If questions arise concerning the McAllen International, McAllen, TX substantially complete within the precise relationship of specific requirements of Section 158.25 of Part properties to noise exposure contours AGENCY: Federal Aviation 158. The FAA will approve or depicted on a noise exposure map Administration (FAA), DOT. disapprove the application, in whole or submitted under Section 103 of the Act, ACTION: Notice of intent to rule on in part, no later than April 15, 2000. it should be noted that the FAA is not application. involved in any way in determining the The following is a brief overview of relative locations of specific properties SUMMARY: The FAA proposes to rule and the application. with regard to the depicted noise invites public comment on the Level of the proposed PFC: $3.00. application to impose and use the contours, or in interpreting the noise Proposed charge effective date: exposure maps to resolve questions revenue from a PFC at Miller January 1, 2002. concerning, for example, which International under the provisions of the properties should be covered by the Aviation Safety and Capacity Expansion Proposed charge expiration date: provisions of Section 107 of the Act. Act of 1990 (Title IX of the Omnibus September 1, 2004. These functions are inseparable from Budget Reconciliation Act of 1990) Total estimated PFC revenue: the ultimate land use control and (Public Law 101–508) and part 158 of $2,424,500. planning responsibilities of local the Federal Aviation Regulations (14 PFC application number: 00–02–C– government. These local responsibilities CFR Part 158). 00–MFE. are not changed in any way under Part DATE: Comments must be received on or 150 or through the FAA’s review of before March 6, 2000. Brief description of proposed project(s): noise exposure maps. Therefore, the ADDRESSES: Comments on this Projects To Impose and Use PFC’S responsibility for the detailed application may be mailed or delivered overlaying of noise exposure contours in triplicate copies to the FAA at the Improve Runway 31 Safety Area. onto the map depicting properties on following address: Mr. G. Thomas Acquire Passenger Lift Device. the surface rests exclusively with the Wade, Federal Aviation Administration, airport operator which submitted those Southwest Region, Airports Division, Acquire Aircraft Rescue and Fire maps, or with those public agencies and Planning and Programming Branch, Fighting Vehicle. planning agencies with which ASW–611, Fort Worth, Texas 76193– Construct Blast Pads for Runway 13/ consultation is required under Section 0610. 31. 103 of the Act. The FAA has relied on In addition, one copy of any Conduct Master Plan Update and the certification by the airport operator, comments submitted to the FAA must Terminal Area Study. under Section 150.21 of FAR Part 150, be mailed or delivered to Mr. Derald that the statutorily required consultation Lary of Miller International at the Passenger Facility Charge has been accomplished. following address: Mr. Derald Lary, Administrative Fees. Copies of the noise exposure maps Director of Aviation, Miller Proposed Class or Classes of Air Carriers and of the FAA’s evaluation of the maps International Airport, 2500 S. To Be Exempted From Collecting PFC’s: are available for examination at the Bicentenial Blvd., Suite 100, McAllen, following locations: TX 78503–3140. None. Air carriers and foreign air carriers Federal Aviation Administration, Great lakes Any person may inspect the may submit copies of the written Region, Airports Division Office, 2300 East application in person at the FAA office Devon Avenue, Room 269, Des Plaines, comments previously provided to the Illinois 60018 Airport under section 158.23 of part listed above under FOR FURTHER Federal Aviation Administration, Detroit 158. INFORMATION CONTACT and at the FAA Airports District Office, Willow Run regional Airports office located at: airport, East, 8820 Beck Road, Belleville, FOR FURTHER INFORMATION CONTACT: Mr. Federal Aviation Administration, Michigan 48111 G. Thomas Wade, Federal Aviation Southwest Region, Airports Division, Columbus Municipal Airport Authority, Port Administration, Southwest Region, Planning and Programming Branch, Columbus International Airport, 4600 Airports Division, Planning and 2601 Meacham Blvd., Fort Worth, Texas International Gateway, Columbus, Ohio Programming Branch, ASW–611, Fort 76137–4298. 43219 Worth, Texas 76193–0610, (817) 222– 5613. In addition, any person may, upon Questions may be directed to the The application may be reviewed in request, inspect the application, notice individual named above under the person at this same location. and other documents germane to the heading, FOR FURTHER INFORMATION SUPPLEMENTARY INFORMATION: The FAA application in person at Miller CONTACT. proposes to rule and invites public International. Issued in Belleville, Michigan, on January comment on the application to impose Issued in Fort Worth, Texas on January 13, 3, 2000. and use the revenue from a PFC at 2000. James M. Opatrny, Miller International under the Naomi L. Saunders, Acting Manager, Detroit Airports District provisions of the Aviation Safety and Manager, Airports Division. Office, Great Lakes Region. Capacity Expansion Act of 1990 (Title [FR Doc. 00–2565 Filed 2–3–00; 8:45 am] IX of the Omnibus Budget [FR Doc. 00–2563 Filed 2–3–00; 8:45 am] BILLING CODE 4910±13±M Reconciliation Act of 1990) (Public Law BILLING CODE 4910±13±M

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DEPARTMENT OF TRANSPORTATION their original approval. However, under intended that the access road be a toll § 21.611(b) of the Federal Aviation road. The proposed construction would Federal Aviation Administration Regulations, any major design change to involve a new intermodal toll road from an APU previously approved under either US 71 or US 412 on the existing TSO±C77b, Gas Turbine Auxiliary TSO–C77 or TSO–C77a would require a Federal Highway System and connect to Power Units new authorization under this TSO. The the Northwest Arkansas Regional AGENCY: Federal Aviation general layout of this document Airport, for a distance of approximately Administration, DOT. complies with the updated TSO format. eight to twelve miles (13 to 19 ACTION: Notice of availability of How To Obtain Copies kilometers). proposed Technical Standard Order and A copy of the proposed TSO–C77b The new access road is considered request for public comment. may be obtained via Internet (http:/ necessary to provide for existing and SUMMARY: This notice announces the www.faa.gov/avr/air/air100/ projected traffic demand to the airport. availability of draft Technical Standard 100home.htm) or on request from the Bridges and water crossings will be Order (TSO), C77b. This proposed TSO office listed under FOR FURTHER required, the number and location pertains to minimum performance INFORMATION CONTACT. depending upon the exact route. standards that gas turbine auxiliary Issued in Burlington, MA on January 7, Alternatives under consideration power units (APUs), commonly used in 2000. include (1) taking no action, (2) commercial aircraft, must meet in order Jay J. Pardee, improving the existing highways, and to be identified with the proposed TSO Manager, Engine and Propeller Directorate, (3) constructing a new access road at a marking. Aircraft Certification Service. new location. Several location DATES: Comments must identify the [FR Doc. 00–2564 Filed 2–3–00; 8:45 am] alternatives will be considered. TSO file number and be received on or BILLING CODE 4910±13±M Letters describing the proposed action before May 4, 2000. and soliciting comments will be sent to ADDRESSES: Send all comments on the appropriate Federal, State and local DEPARTMENT OF TRANSPORTATION proposed TSO to the Federal Aviation agencies, and to private organizations Administration, Attn: Engine and Federal Highway Administration and citizens who have previously Propeller Standards Staff, ANE–110, expressed or are known to have interest Engine and Propeller Directorate, Environmental Impact Statement: in the proposal. A formal public Aircraft Certification Service, 12 New Washington and Benton Counties, Scoping meeting will be held on March England Executive Park, Burlington, Arkansas 28, 2000, between the hours of 4:00 p.m. MA, 01803–5299. Comments must and 7:00 p.m. at the City Hall, Elm identify the TSO file number. AGENCY: Federal Highway Springs, Arkansas. A series of public FOR FURTHER INFORMATION CONTACT: Administration (FHWA), DOT. Mr. meetings will be held in the project area Mark A. Rumizen, Engine and Propeller ACTION: Notice of intent. during the course of the Study. In Standards Staff, ANE–110, Engine and SUMMARY: addition, a public hearing will be held. Propeller Directorate, Federal Aviation The FHWA is issuing this Administration, 12 New England notice to advise the public that an Public notice will be given of the time Executive Park, Burlington, MA 01803– environmental impact statement will be and place of the meetings and hearing. 5299, telephone (781) 238–7113, fax prepared for a proposed intermodal The draft EIS will be available for public (781) 238–7199. highway project in Washington and and agency review and comment prior Benton Counties, Arkansas. SUPPLEMENTARY INFORMATION: to the public hearing. FOR FURTHER INFORMATION CONTACT: To ensure that the full range of issues Comments Invited Elizabeth Romero, Environmental related to this proposed action are A copy of the draft TSO may be Specialist, Federal Highway addressed and all significant issues Administration, 3128 Federal Office obtained by contacting the person identified, comments, and suggestions Building, Little Rock, Arkansas 72201– named under FOR FURTHER INFORMATION are invited from all interested parties. CONTACT. Interested persons are invited 3298, Telephone: (501) 324–5625; or Brenda Price, Environmental Scientist, Comments or questions concerning this to comment on the proposed TSO, and proposed action and the EIS should be to submit such written data, views, or Environmental Division, Arkansas State Highway and Transportation directed to the FHWA at the address arguments as they desire. Commenters provided above. must identify the TSO file number, and Department, Post Office Box 2261, Little submit comments to the address Rock, Arkansas 72203, Telephone (501) (Catalog of Federal Domestic Assistance specified above. All communications 569–2281; or Uvalde Lindsey, Program Number 20.205, Highway Planning received on or before the closing date Northwest Arkansas Regional Airport and Construction. The regulations for comments will be considered by the Authority Staff Consultant, 100 West implementing Executive Order 12372 Engine and Propeller Directorate, Center Street, Suite 300, Fayetteville, regarding intergovernmental consultation on Aircraft Certification Service, before Arkansas 72701, Telephone (501) 582– Federal programs and activities apply to this issuance of the final TSO. 2100. program) SUPPLEMENTARY INFORMATION: The Background Issued on: January 24, 2000. FHWA, in cooperation with the Elizabeth Romero, The standards of this TSO would Arkansas Department of Transportation apply to all APUs used for any new and the Northwest Arkansas Regional Environmental Specialist,Federal Highway Administration,Little Rock, Arkansas. application submitted after the effective Airport Authority, will prepare an date of this TSO. APUs currently environmental impact statement (EIS) [FR Doc. 00–2517 Filed 2–3–00 8:45 am] approved under TSO–C77 or TSO–C77a on a proposal to construct a new BILLING CODE 4910±22±M authorization may continue to be intermodal access road to the Northwest manufactured under the provisions of Arkansas Regional Airport. It is

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DEPARTMENT OF TRANSPORTATION D.C. 20590 (telephone: (202) 493–6133). current method of calculating damages (These telephone numbers are not toll- yields accurate but widely varying Federal Railroad Administration free.) results for accidents of approximately SUPPLEMENTARY INFORMATION: equal severity. The information Proposed Agency Information The Paperwork Reduction Act of 1995 collected will be used for a one-time six- Collection Activities; Comment month study. Participation on the part Request (PRA), Pub. L. No. 104–13, § 2, 109 Stat. 163 (1995) (codified as revised at 44 of railroads is completely voluntary. If AGENCY: Federal Railroad U.S.C. §§ 3501–3520), and its the statistical analysis from this study Administration, DOT. implementing regulations, 5 C.F.R. Part provides valid results, then FRA will ACTION: Notice. 1320, require Federal agencies to produce an Notice of Proposed provide 60-days notice to the public for Rulemaking (NPRM) to modify the SUMMARY: In accordance with the comment on information collection current reporting system. Paperwork Reduction Act of 1995 and activities before seeking approval for Form Number(s): FRA F 6180.105. its implementing regulations, the reinstatement or renewal by OMB. 44 Affected Public: Businesses. Federal Railroad Administration (FRA) U.S.C. § 3506(c)(2)(A); 5 CFR Respondent Universe: 685 railroads. Frequency of Submission: On hereby announces that it is seeking §§ 1320.8(d)(1), 1320.10(e)(1), occasion. renewal of the following currently 1320.12(a). Specifically, FRA invites approved information collection Estimated Annual Burden: 1,150 interested respondents to comment on hours. activities. Before submitting these the following summary of proposed information collection requirements for Status: Regular Review. information collection activities Pursuant to 44 U.S.C. 3507(a) and 5 clearance by the Office of Management regarding (i) whether the information and Budget (OMB), FRA is soliciting CFR §§ 1320.5(b), 1320.8(b)(3)(vi), FRA collection activities are necessary for informs all interested parties that it may public comment on specific aspects of FRA to properly execute its functions, the activities identified below. not conduct or sponsor, and a including whether the activities will respondent is not required to respond DATES: Comments must be received no have practical utility; (ii) the accuracy of later than April 4, 2000. to, a collection of information unless it FRA’s estimates of the burden of the displays a currently valid OMB control ADDRESSES: Submit written comments information collection activities, number. on any or all of the following proposed including the validity of the activities by mail to either: Mr. Robert methodology and assumptions used to Authority: 44 U.S.C. §§ 3501–3520. Brogan, Office of Safety, Planning and determine the estimates; (iii) ways for Issued in Washington, D.C. on February 1, Evaluation Division, RRS–21, Federal FRA to enhance the quality, utility, and 2000. Railroad Administration, 1120 Vermont clarity of the information being Margaret B. Reid, Ave., N.W., Mail Stop 17, Washington, collected; and (iv) ways for FRA to Acting Director, Office of Information D.C. 20590, or Ms. Dian Deal, Office of minimize the burden of information Technology and Support Systems, Federal Information Technology and collection activities on the public by Railroad Administration. Productivity Improvement, RAD–20, automated, electronic, mechanical, or [FR Doc. 00–2552 Filed 2–3–00; 8:45 am] Federal Railroad Administration, 1120 other technological collection BILLING CODE 4910±06±P Vermont Ave., N.W., Mail Stop 35, techniques or other forms of information Washington, D.C. 20590. Commenters technology (e.g., permitting electronic requesting FRA to acknowledge receipt submission of responses). See 44 U.S.C. DEPARTMENT OF TRANSPORTATION of their respective comments must § 3506(c)(2)(A)(I)–(iv); 5 CFR include a self-addressed stamped § 1320.8(d)(1)(I)–(iv). FRA believes that Federal Railroad Administration postcard stating, ‘‘Comments on OMB soliciting public comment will promote Proposed Agency Information control number 2130—New. its efforts to reduce the administrative Alternatively, comments may be Collection Activities; Comment and paperwork burdens associated with Request transmitted via facsimile to (202) 493– the collection of information mandated 6265 or (202) 493–6170, or E-mail to Mr. by Federal regulations. In summary, AGENCY: Federal Railroad Brogan at [email protected], or FRA reasons that comments received Administration, DOT. to Ms. Deal at [email protected]. will advance three objectives: (i) Reduce ACTION: Notice. Please refer to the assigned OMB control reporting burdens; (ii) ensure that it number in any correspondence organizes information collection SUMMARY: In accordance with the submitted. FRA will summarize requirements in a ‘‘user friendly’’ format Paperwork Reduction Act of 1995 and comments received in response to this to improve the use of such information; its implementing regulations, the notice in a subsequent notice and and (iii) accurately assess the resources Federal Railroad Administration (FRA) include them in its information expended to retrieve and produce hereby announces that it is seeking collection submission to OMB for information requested. See 44 U.S.C. renewal of the following currently approval. § 3501. approved information collection FOR FURTHER INFORMATION CONTACT: Mr. Below is a brief summary of proposed activities. Before submitting these Robert Brogan, Office of Planning and new information collection activities information collection requirements for Evaluation Division, RRS–21, Federal that FRA will submit for clearance by clearance by the Office of Management Railroad Administration, 1120 Vermont OMB as required under the PRA: and Budget (OMB), FRA is soliciting Ave., N.W., Mail Stop 17, Washington, Title: Rail-Equipment Accident/ public comment on specific aspects of D.C. 20590 (telephone: (202) 493–6292) Incident Cost Analysis Study. the activities identified below. or Dian Deal, Office of Information OMB Control Number: 2130—New. DATES: Comments must be received no Technology and Productivity Abstract: The collection of later than April 4, 2000. Improvement, RAD–20, Federal information proposes a new method to ADDRESSES: Submit written comments Railroad Administration, 1120 Vermont calculate dollar damages in the event of on any or all of the following proposed Ave., N.W., Mail Stop 35, Washington, a railroad accident/incident. The activities by mail to either: Mr. Robert

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Brogan, Office of Safety, Planning and SUPPLEMENTARY INFORMATION: The by Federal regulations. In summary, Evaluation Division, RRS–21, Federal Paperwork Reduction Act of 1995 FRA reasons that comments received Railroad Administration, 1120 Vermont (PRA), Pub. L. No. 104–13, § 2, 109 Stat. will advance three objectives: (i) reduce Ave., NW, Mail Stop 17, Washington, 163 (1995) (codified as revised at 44 reporting burdens; (ii) ensure that it DC 20590, or Ms. Dian Deal, Office of U.S.C. §§ 3501–3520), and its organizes information collection Information Technology and implementing regulations,5 CFR Part requirements in a ‘‘user friendly’’ format Productivity Improvement, RAD–20, 1320, require Federal agencies to to improve the use of such information; Federal Railroad Administration, 1120 provide 60-days notice to the public for and (iii) accurately assess the resources Vermont Ave., NW, Mail Stop 35, comment on information collection expended to retrieve and produce Washington, DC 20590. Commenters activities before seeking approval for information requested. See 44 U.S.C. requesting FRA to acknowledge receipt reinstatement or renewal by OMB. 44 § 3501. of their respective comments must U.S.C. § 3506(c)(2)(A); 5 CFR Below is a brief summary of currently include a self-addressed stamped §§ 1320.8(d)(1), 1320.10(e)(1), approved information collection postcard stating, ‘‘Comments on OMB 1320.12(a). Specifically, FRA invites activities that FRA will submit for control number 2130–0500. interested respondents to comment on clearance by OMB as required under the Alternatively, comments may be the following summary of proposed PRA: transmitted via facsimile to (202) 493– information collection activities Title: Accident/Incident Reporting 6265 or (202) 493–6170, or E-mail to Mr. regarding (i) whether the information and Recordkeeping. Brogan at [email protected], or collection activities are necessary for OMB Control Number: 2130–0500. FRA to properly execute its functions, to Ms. Deal at [email protected]. Abstract: The collection of including whether the activities will Please refer to the assigned OMB control information is due to the railroad have practical utility; (ii) the accuracy of number in any correspondence accident reporting regulations set forth FRA’s estimates of the burden of the submitted. FRA will summarize in 49 CFR Part 225 which require information collection activities, comments received in response to this railroads to submit monthly reports including the validity of the notice in a subsequent notice and summarizing collisions, derailments, include them in its information methodology and assumptions used to determine the estimates; (iii) ways for and certain other accidents/incidents collection submission to OMB for involving damages above a periodically approval. FRA to enhance the quality, utility, and clarity of the information being revised dollar threshold, as well as FOR FURTHER INFORMATION CONTACT: Mr. collected; and (iv) ways for FRA to certain injuries to passengers, Robert Brogan, Office of Planning and minimize the burden of information employees, and other persons on Evaluation Division, RRS–21, Federal collection activities on the public by railroad property. Because the reporting Railroad Administration, 1120 Vermont automated, electronic, mechanical, or requirements and the information Ave., NW, Mail Stop 17, Washington, other technological collection needed regarding each category of DC 20590 (telephone: (202) 493–6292) techniques or other forms of information accident/incident are unique, a different or Dian Deal, Office of Information technology (e.g., permitting electronic form is used for each category. Technology and Productivity submission of responses). See 44 U.S.C. Form Number(s): FRA F 6180.33; 54; Improvement, RAD–20, Federal § 3506(c)(2)(A)(i)–(iv); 5 CFR 55; 55A; 56; 57; 78; 81; 97; and 98. Railroad Administration, 1120 Vermont § 1320.8(d)(1)(i)–(iv). FRA believes that Affected Public: Businesses. Ave., NW, Mail Stop 35, Washington, soliciting public comment will promote Respondent Universe: 685 railroads. DC 20590 (telephone: (202) 493–6133). its efforts to reduce the administrative Frequency of Submission: On (These telephone numbers are not toll- and paperwork burdens associated with occasion free.) the collection of information mandated Reporting Burden:

Respondent uni- Total annual re- Average time per Total annual burden Total annual CFR Section verse sponses responses hours burden cost

225.21ÐRailroad Injury and Illness 685 railroads ...... 8,148 forms ...... 45 minutes ...... 6,111 hours ...... $171,108 Summary (Form FRA F 6180.55. 225.19/21ÐForm FRA 6180.55AÐCon- 685 railroads ...... 12,000 forms ...... 30 minutes ...... 6,000 hours ...... 168,000 tinuation Sheet. 225.21ÐRail Equipment Accident/Inci- 685 railroads ...... 3,000 forms ...... 3 hours ...... 9,000 hours ...... 252,000 dent ReportÐForm FRA F 6180.54. 225.19/21ÐRail-Highway Grade Cross- 685 railroads ...... 3,500 forms ...... 3 hours ...... 10,500 hours ...... 294,000 ing Accident/Incident ReportÐForm FRA F 6180.57. 225.21ÐAnnual Railroad Report of Em- 685 railroads ...... 700 forms ...... 3 hours ...... 2,100 hours ...... 58,000 ployee Hours and Casualties, By StateÐForm FRA F 6180.56. 225.9ÐTelephone Reports of Certain 685 railroads ...... 300 phone reports 15 minutes ...... 75 hours ...... 2,100 Accidents/Incidents. 225.21/25ÐRailroad Employee Injury 246 railroads ...... 30,108 forms ...... 30 minutes ...... 15,054 hours ...... 466,674 and/or Illness RecordÐForm FRA F 6180.98. ÐCopies of Forms to Employees ... 246 railroads ...... 903 form copies ..... 2 minutes ...... 30 hours ...... 840 225.25(h)ÐPosting of Monthly Sum- 685 railroads ...... 8,220 lists ...... 16 minutes ...... 2,192 hours ...... 61,376 mary. 219.209(b)ÐDoubtful Cases & Refusal 685 railroads ...... 80 reports ...... 15 minutes ...... 20 hours ...... 560 to Be Tested; Alcohol or Drug In- volvement.

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Respondent uni- Total annual re- Average time per Total annual burden Total annual CFR Section verse sponses responses hours burden cost

225.21ÐEmployee Human Factor At- 685 railroads ...... 1,013 forms ...... 15 minutes ...... 253 hours ...... 7,084 tachmentÐForm FRA F 6180.81. 225.12/21ÐNotice to Railroad Em- 685 railroads ...... 1,013 notices ...... 30 minutes ...... 507 hurs ...... 14,196 ployee Involved in Rail Equipment Ac- cident/Incident Attributed to Employee Human FactorÐForm FRA F 6180.78 (Part I). ÐEmployee Statement Supple- 685 railroads ...... 101 statements ...... 2 hours ...... 202 hours ...... 6,262 mental Railroad Accident Re- portÐForm FRA F 6180.78 (Part II). 225.12(C)ÐRailroad Consultation in 685 railroads ...... 30 requests ...... 1 hour ...... 30 hours ...... 840 Joint Operations Accidents/Incidents. 225.12(g)(3)ÐEmployee Confidential 30 Employees ...... 30 letters ...... 2 hours ...... 60 hours ...... 1,860 Letter. 225.12ÐRailroad Review of Statement 685 railroads ...... 101 supplements/25 1.5 hours/4 hours ... 252 hours ...... 7,056 reports. 225.37ÐBatch Control FormÐFRA F 8 railroads ...... 96 forms ...... 10 minutes ...... 16 hours ...... 448 6180.99. 225.21ÐInitial Rail Equipment Accident/ 433 railroads ...... 12,095 forms ...... 30 minutes ...... 6,048 hours ...... 169,344 Incident RecordÐForm FRA F 6180.97. 225.33ÐInternal Control Plans ...... 246 railroads ...... 246 contrll plans .... Varies ...... 2,101 hours ...... 58,828 ÐIntimidation/Harrassment Poli- 433 railroads ...... 433 statements ...... 30 minutes ...... 217 hours ...... 6,076 ciesÐModel Statements. ÐSubsequent YearsÐInternal Con- 1 railroad ...... 1 control plan ...... 14 hours ...... 14 hours ...... 392 trol Plan. ÐAmendments to Internal Control 246 railroads ...... 50 amendments ..... 1 hour ...... 50 hours ...... 1,400 Plan. 225.25(h)(15)ÐWritten Request by Em- 685 railroads ...... 25 requests ...... 1 hour ...... 25 hour ...... 700 ployee Not to Post their Injury/Illness.

Total Responses: 82,218. (Amtrak) petitioned the Federal provided to the FOIA requester. FRA Estimated Total Annual Burden: Railroad Administration (FRA) for expects that further extensions of the 60,857 hours. grandfathering of non-compliant comment period will not be necessary. Status: Regular Review. passenger equipment manufactured by Pursuant to 44 U.S.C. 3507(a) and 5 Comments received after February 22, Renfe Talgo of America (Talgo) for use 2000, will be considered to the extent CFR 1320.5(b), 1320.8(b)(3)(vi), FRA on rail lines between Vancouver, British informs all interested parties that it may possible. Amtrak’s petition, documents Columbia and Eugene, Oregon; between not conduct or sponsor, and a inserted in the docket, and all written Las Vegas, Nevada and Los Angeles, respondent is not required to respond communications concerning this California; and between San Diego, to, a collection of information unless it California and San Luis Obispo, proceeding are available for displays a currently valid OMB control California. Notice of receipt of such examination during regular business number. petition was published in the Federal hours (9:00 a.m. to 5:00 p.m.) at DOT Authority: 44 U.S.C. § 3501–3520. Register on November 2, 1999, at 64 FR Central Docket Management Facility, Issued in Washington, D.C. on February 1, 59230. Interested parties were invited to Room PL–401 (Plaza Level), 400 2000. comment on the petition before the end Seventh, SW, Washington, DC 20590– Margaret B. Reid, of the comment period of December 2, 0001. All documents in the public Acting Director Office of Information 1999. docket are also available for inspection Technology and Support SystemsFederal Through published notice in the and copying on the Internet at the Railroad Administration. Federal Register, FRA has extended the docket facility’s Web site at http:// [FR Doc. 00–2553 Filed 2–3–00; 8:45 am] comment period in this proceeding and dms.dot.gov. BILLING CODE 4910±06±P explained the reasons therefor. FRA Issued in Washington, D. C. on January 28, most recently extended the comment 2000. period until January 31, 2000. See 65 FR Grady C. Cothen, Jr., DEPARTMENT OF TRANSPORTATION 2223; Jan. 13, 2000. By this notice, FRA Deputy Associate Administrator for Safety Federal Railroad Administration is further extending the comment period Standards and Program Development. until February 22, 2000. This extension [Docket No. FRA±1999±6404] will allow FRA to resolve an ongoing [FR Doc. 00–2551 Filed 2–3–00; 8:45 am] Freedom of Information Act (FOIA) BILLING CODE 4910±06±P Extension of Comment Period; Petition request for information related to this for Grandfathering of Non-Compliant proceeding, see 65 FR 2223, and permit Equipment; National Railroad the requester sufficient time in which to Passenger Corporation analyze any further documents that may On October 18, 1999, the National be released by FRA. FRA will place in Railroad Passenger Corporation the docket a copy of any documents

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DEPARTMENT OF TRANSPORTATION Board decisions and notices are Abstract: 12 CFR Part 557 relies on available on our website at the disclosure requirements applicable Surface Transportation Board ‘‘WWW.STB.DOT.GOV.’’ to savings associations under the [STB Finance Docket No. 33833 (Sub±No. Decided: January 28, 2000. Federal Reserve Board’s Regulation DD 1)] By the Board, Chairman Morgan, Vice (12 CFR Part 230). The information Chairman Burkes and Commissioner required by Regulation DD is needed by The Burlington Northern and Santa Fe Clyburn. OTS in order to supervise savings Railway CompanyÐTrackage Rights Vernon A. Williams, associations and develop regulatory ExemptionÐ Union Pacific Railroad Secretary. policy. Company Current Actions: OTS proposes to [FR Doc. 00–2566 Filed 2–3–00; 8:45 am] renew this information collection AGENCY: Surface Transportation Board. BILLING CODE 4915±00±P without revision. ACTION: Notice of exemption. Type of Review: Renewal. Affected Public: Business or For SUMMARY: The Board, under 49 U.S.C. DEPARTMENT OF THE TREASURY Profit. 10502, exempts the trackage rights Estimated Number of Respondents: described in STB Finance Docket No. Office of Thrift Supervision 1104. 33833 1 to permit the trackage rights to Estimated Time Per Respondent: expire on February 7, 2000, in Proposed Agency Information Collection Activities; Comment 1,484 hours. accordance with the agreement of the Estimated Total Annual Burden Request parties. Hours: 1,638,704 hours. DATES: This exemption is effective on ACTION: Notice and request for Request for Comments: The OTS will February 7, 2000. comments. summarize comments submitted in ADDRESSES: An original and 10 copies of response to this notice or will include all pleadings referring to STB Finance SUMMARY: The Department of the these comments in its request for OMB Docket No. 33833 (Sub-No. 1) must be Treasury, as part of its continuing effort approval. All comments will become a filed with the Office of the Secretary, to reduce paperwork and respondent matter of public record. The OTS invites Case Control Unit, Surface burden, invites the general public and comment on: (a) Whether the collection Transportation Board, 1925 K Street, other Federal agencies to comment on of information is necessary for the N.W., Washington, DC 20423–0001. In proposed and continuing information proper performance of the functions of addition, a copy of all pleadings must be collections, as required by the the agency, including whether the served on petitioners’ representatives (1) Paperwork Reduction Act of 1995, information shall have practical utility; Yolanda Grimes Brown, The Burlington Public Law 104–13. Today, the Office of (b) the accuracy of the agency’s estimate Northern and Santa Fe Railway Thrift Supervision within the of the burden of the collection of Company, 2500 Lou Menk Drive, P.O. Department of the Treasury solicits information; (c) ways to enhance the Box 961039, Fort Worth, TX 76161– comments on Deposits and Electronic quality; (d) ways to minimize the 0039, and (2) Robert Opal, Esq., Union Banking. burden of the collection of information Pacific Railroad Company, 1416 Dodge DATES: Submit written comments on or on respondents, including the use of Street, Room 830, Omaha, NE 68179. before April 4, 2000. automated collection techniques or other forms of information technology; FOR FURTHER INFORMATION CONTACT: ADDRESSES: Send comments to Manager, Joseph H. Dettmar (202) 565–1600. [TDD Dissemination Branch, Information and (e) estimates of capital or starting for the hearing impaired (202) 565– Management and Services Division, costs and costs of operation, 1695.] Office of Thrift Supervision, 1700 G maintenance, and purchase of services to provide information. SUPPLEMENTARY INFORMATION: Street, NW., Washington, DC 20552, Additional information is contained in Attention 1550–0092. Hand deliver Dated: January 31, 2000. the Board’s decision. To purchase a comments to the Public Reference John E. Werner, copy of the full decision, write to, call, Room, 1700 G Street, NW., lower level, Director, Information & Management Services ¯ ¯ or pick up in person from: Da-To-Da from 9:00 a.m. to 4:00 p.m. on business Division. Office Solutions, Suite 210, 1925 K days. Send facsimile transmissions to [FR Doc. 00–2446 Filed 2–3–00; 8:45 am] Street, N.W., Washington, DC 20006. FAX Number (202) 906–7755; or (202) BILLING CODE 6720±01±P Telephone: (202) 289–4357. [Assistance 906–6956 (if comments are over 25 for the hearing impaired is available pages). Send e-mails to through TDD services 1–800–877–8339.] ‘‘[email protected]’’, and include DEPARTMENT OF THE TREASURY your name and telephone number. Office of Thrift Supervision 1 On December 29, 1999, BNSF filed a notice of Interested persons may inspect exemption under the Board’s class exemption comments at the Public Reference procedures at 49 CFR 1180.2(d)(7). The notice Room, 1700 G St. N.W., from 9:00 a.m. Proposed Agency Information covered the agreement by Union Pacific Railroad until 4:00 p.m. on business days. Collection Activities; Comment Company (UP) to grant temporary overhead Request trackage rights to The Burlington Northern and FOR FURTHER INFORMATION CONTACT: Santa Fe Railway Company over UP’s rail line Mary Gottlieb, Regulations and ACTION: Notice and request for between Stockton, CA, in the vicinity of UP’s Legislation, Office of Thrift Supervision, milepost 82.3 (Fresno Subdivision), and Fresno, comments. CA, in the vicinity of UP’s milepost 207.0 (Fresno 1700 G Street, NW., Washington, DC Subdivision). See The Burlington Northern and 20552, (202) 906–7135. SUMMARY: The Department of the Santa Fe Railway Company—Trackage Rights SUPPLEMENTARY INFORMATION: Treasury, as part of its continuing effort Exemption—Union Pacific Railroad Company, STB Title: Deposits and Electronic to reduce paperwork and respondent Finance Docket No. 33833 (STB served Jan. 18, 2000). The trackage rights operations under the Banking. burden, invites the general public and exemption became effective and were scheduled to OMB Number: 1550–0092. other Federal agencies to comment on be consummated on January 15, 2000. Form Number: Not applicable. proposed and continuing information

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Part II

The President Directive of January 31, 2000—Resolution Regarding Use of Range Facilities on Vieques, Puerto Rico (Referendum) Directive of January 31, 2000—Resolution Regarding Use of Range Facilities on Vieques, Puerto Rico (Community Assistance)

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Federal Register Presidential Documents Vol. 65, No. 24

Friday, February 4, 2000

Title 3— Directive of January 31, 2000

The President Resolution Regarding Use of Range Facilities on Vieques, Puerto Rico (Referendum)

Directive to the Secretary of Defense [and] Director, Office of Manage- ment and Budget

By virtue of the authority vested in me and in order to further the interests of national security and to address the legitimate interests and concerns of the residents of Vieques and the people of Puerto Rico, I hereby direct the following: 1. The future of Navy training on Vieques will be determined by a referendum of the registered voters of Vieques, using Puerto Rico electoral laws and regulations as they exist as of the date of this directive. This referendum will occur on May 1, 2001, or 270 days prior to or following May 1, 2001, the exact date to be specified on the request of the Department of the Navy. (This specified date and the terms of the referendum must be requested at least 90 days in advance of the referendum.) It is understood that the full implementation of this directive is contingent upon the Govern- ment of Puerto Rico authorizing and supporting this referendum, and the cooperation of the Government of Puerto Rico as specified in paragraph 5(a). 2. This referendum will present two alternatives. The first shall be that the Navy will cease all training not later than May 1, 2003. The second will permit continued training, to include live fire training, on terms pro- posed by the Navy. Live fire training is critical to enhance combat readiness for all our military personnel and must occur in some location. 3. In the event the referendum selects the option of termination of Navy activities, then (a) Navy lands on the Eastern side of Vieques (including the Eastern Maneuver Area and the Live Impact Area) will be transferred within 1 year of the referendum to the General Services Administration (GSA) for disposal under the Federal Property and Administrative Services Act, except for conservation zones, which will be transferred to the Department of the Interior for contin- ued preservation. (b) The GSA will supervise restoration of the lands described in section 3(a) consistent with the Comprehensive Environmental Response, Compensa- tion, and Liability Act (CERCLA) before it is further transferred under the Federal Property and Administrative Services Act, except that the Live Impact Area will be swept for ordnance and fenced to meet the same range standards used after the closure of the live impact area used by Naval Air Station, South Weymouth, Massachusetts. The Government of Puerto Rico may re- quest transfer of the restored lands in accordance with the Federal Property and Administrative Services Act. (c) Under no conditions will the land described in this section be returned to the Department of Defense or used for military training. 4. In the event the referendum selects the option of continued training submitted by the Navy, the Office of Management and Budget will request congressional funding to further provide for the enhancement of infrastruc- ture and housing on the Western portions of Vieques in the amount of $50 million.

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5. Between the date of this directive and the referendum, the following will occur: (a) The Department of Defense and the Government of Puerto Rico will work in cooperation with relevant Federal authorities to ensure the integrity and accessibility of the range is uninterrupted and trespassing and other intrusions on the range cease entirely by providing complementary support among Federal and Puerto Rican jurisdictions. (b) Navy training on Vieques will recommence, but it shall not exceed 90 days per calendar year and will be limited to nonexplosive ordnance, which may include spotting devices. (c) The Navy will ensure procedures are in place that will enhance safety and will position ships to reduce noise in civilian areas whenever possible. (d) Before any major training occurs on the range, the Government of Puerto Rico, through its Secretary of State, will be given 15 days notification under the terms of the Memorandum of Understanding of 1983. (e) The Office of Management and Budget will initiate a funding request to the Congress: (1) to fund a Public Health Service study in coordination with appropriate agencies to review health concerns raised by the residents of Vieques. (2) to complete the conveyance of 110 acres of Navy property to extend the runway at the Vieques Municipal Airport to accommodate larger pas- senger aircraft; and for the Navy to provide training and supplemental equip- ment to bolster the airport fire, safety, and resource capability. (3) to maintain the ecosystem and conservation zones and implement the sea turtle, sea mammal, and Brown Pelican management plans as specified in the Memorandum of Understanding of 1983. (f) Within 30 days of this directive, the Navy will submit legislation to the Congress to transfer land on the Western side of Vieques surrounding the Naval Ammunition Facility (except 100 acres of land on which the ROTHR and Mount Pirata telecommunications sites are located). The legisla- tion submitted will provide for land transfer not later than December 31, 2000. This transfer will be to the Government of Puerto Rico for the benefit of the municipality of Vieques as determined by the Planning Board of the Government of Puerto Rico. This land shall be restored consistent with CERCLA standards prior to transfer. 6. The Director of OMB shall publish this directive in the Federal Register. œ–

THE WHITE HOUSE, Washington, January 31, 2000.

[FR Doc. 00–2750 Filed 2–3–00; 11:22 am] Billing code 3110–01–M

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Directive of January 31, 2000

Resolution Regarding Use of Range Facilities on Vieques, Puerto Rico (Community Assistance)

Directive to the Secretary of Defense [and] Director, Office of Manage- ment and Budget

By separate directive I have addressed the resumption of Navy and Marine Corps training on the island of Vieques. 1. Provided that training opportunity has resumed and is continuously avail- able on Vieques, then within 90 days of this directive, I direct the Office of Management and Budget (OMB) to request authority and funding (which with funding for projects described in paragraph 5(e) of the previously referenced directive will total $40 million) from the Congress for the fol- lowing projects: (a) To support the construction of a new commercial ferry pier and terminal by the Army Corps of Engineers. (b) To establish an artificial reef construction and fish aggregation program to create substantial new commercial fishing areas for Vieques fisherman. Until such time as these new fishing grounds are operational, this legislation will authorize direct payments of an amount (to be determined by the National Marine Fisheries Services) to be paid to registered Vieques commer- cial fishermen for each day they are unable to use existing waters because the Navy is training. (c) To support expanding or improving the major cross-island roadways and bridges on Vieques. (d) To establish an apprenticeship/training program for young people on Vieques to facilitate participation in small-scale civic construction projects. (e) To establish a program with the Government of Puerto Rico to preserve the Puerto Mosquito Vieques bioluminescent bay and to commit Federal resources to its preservation. (f) To establish a professional economic development office for Vieques for the purpose of promoting Vieques and attracting jobs to the island. 2. The Director of OMB shall publish this directive in the Federal Register. œ–

THE WHITE HOUSE, Washington, January 31, 2000.

[FR Doc. 00–2751 Filed 2–3–00; 11:22 am] Billing code 3110–01–M

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Reader Aids Federal Register Vol. 65, No. 24 Friday, February 4, 2000

CUSTOMER SERVICE AND INFORMATION CFR PARTS AFFECTED DURING FEBRUARY

Federal Register/Code of Federal Regulations At the end of each month, the Office of the Federal Register General Information, indexes and other finding 202±523±5227 publishes separately a List of CFR Sections Affected (LSA), which aids lists parts and sections affected by documents published since the revision date of each title. Laws 523±5227 3 CFR 129...... 4912 191...... 4912 Presidential Documents Proclamations: 18 CFR Executive orders and proclamations 523±5227 7270...... 5217 7271...... 5219 The United States Government Manual 523±5227 Proposed Rules: Administrative Orders: 382...... 5289 Directive of January Other Services 19 CFR 31, 2000 ...... 5727 Electronic and on-line services (voice) 523±4534 Directive of January 132...... 5430 Privacy Act Compilation 523±3187 31, 2000 ...... 5727 163...... 5430 Public Laws Update Service (numbers, dates, etc.) 523±6641 Presidential Determination: 21 CFR 523±5229 TTY for the deaf-and-hard-of-hearing No. 2000±10 of 876...... 4881 January 31, 2000 ...... 5407 1308...... 5024 ELECTRONIC RESEARCH 5 CFR Proposed Rules: 1310...... 4913 World Wide Web 581...... 4753 582...... 4753 24 CFR Full text of the daily Federal Register, CFR and other 1201...... 5409 206...... 5406 publications: 1208...... 5410 26 CFR http://www.access.gpo.gov/nara 7 CFR 1...... 5432 Federal Register information and research tools, including Public 1...... 5414 Inspection List, indexes, and links to GPO Access: 301...... 4865, 5221 29 CFR http://www.nara.gov/fedreg 981...... 4867 Proposed Rules: Proposed Rules: E-mail 1910...... 4795 54...... 4780 PENS (Public Law Electronic Notification Service) is an E-mail 718...... 5444 30 CFR 938...... 4882 service for notification of recently enacted Public Laws. To 12 CFR subscribe, send E-mail to 960...... 5418 34 CFR [email protected] Proposed Rules: 676...... 4886 with the text message: Ch. I ...... 4895 36 CFR subscribe PUBLAWS-L your name 611...... 5286 951...... 5447 Proposed Rules: Use [email protected] only to subscribe or unsubscribe to 997...... 5447 217...... 5462 PENS. We cannot respond to specific inquiries. 219...... 5462 14 CFR Reference questions. Send questions and comments about the 242...... 5196 Federal Register system to: 39...... 4754, 1234...... 5295 4755, 4757, 4760, 4761, 38 CFR [email protected] 4870, 5222, 5228, 5229, The Federal Register staff cannot interpret specific documents or 5235, 5238, 5241, 5243, Proposed Rules: regulations. 5419, 5421, 5422, 5425, 21...... 4914 5427, 5428 39 CFR 71 ...... 4871, 4872, 4873, 4874 FEDERAL REGISTER PAGES AND DATE, FEBRUARY 111...... 4864 91...... 5396 93...... 5396 Proposed Rules: 4753±4864...... 1 111...... 4918 4865±5218...... 2 97 ...... 4875, 4877, 4879 5219±5406...... 3 121...... 5396 40 CFR 135...... 5396 5407±5732...... 4 52 ...... 4887, 5245, 5252, 5259, Proposed Rules: 5262, 5264, 5433 21...... 5224 300...... 5435 25...... 5024 761...... 5442 39...... 4781, Proposed Rules: 4782, 4784, 4786, 4788, 52 ...... 5296, 5297, 5298, 5462, 4790, 4792, 4793, 4897, 5463 4900, 4902, 4904, 4906, 130...... 4919 5453, 5455, 5456, 5459 300...... 5465 71...... 4910, 4911 91...... 5024 42 CFR 108...... 4912 Proposed Rules: 109...... 4912 36...... 4797 111...... 4912 121...... 4912 45 CFR 125...... 5024 1303...... 4764

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Proposed Rules: 76...... 4927 Proposed Rules: 18...... 52750 96...... 5471 95...... 4935 30...... 4940 679 .....4891, 4892, 4893, 5278, 5283, 5284, 5285, 5442 47 CFR 49 CFR 48 CFR Proposed Rules: Ch. I ...... 5267 203...... 4864 195...... 4770 17 ...... 4940, 5298, 5474 1...... 4891 209...... 4864 100...... 5196 Proposed Rules: 225...... 4864 50 CFR 622...... 5299 73 ...... 4798, 4799, 4923 249...... 4864 17...... 4770, 52680 648...... 4941, 5486

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REMINDERS exposures; published 10- COMMERCE DEPARTMENT Stratospheric ozone The items in this list were 7-99 National Oceanic and protectionÐ editorially compiled as an aid TRANSPORTATION Atmospheric Administration Essential-use allowances; to Federal Register users. DEPARTMENT Fishery conservation and allocation; comments Inclusion or exclusion from Federal Aviation management: due by 2-7-00; this list has no legal Administration Alaska; fisheries of published 1-6-00 significance. Airworthiness directives: Exclusive Economic Air quality implementation ZoneÐ plans; approval and Eurocopter Deutschland promulgation; various Pollock; comments due by RULES GOING INTO GMBH; published 1-25-00 States: Rolladen Schneider 2-8-00; published 12-10- EFFECT FEBRUARY 4, 99 Kansas; comments due by Flugzeugbau GmbH; 2-10-00; published 1-11- 2000 Atlantic highly migratory published 1-12-00 00 speciesÐ AGRICULTURE Class E airspace; published 1- Missouri; comments due by 5-00 Atlantic pelagic longline 2-11-00; published 1-12- DEPARTMENT fishermen; time/area TREASURY DEPARTMENT 00 Organization, functions, and closures; hearings and Tennessee; comments due authority delegations: Internal Revenue Service Advisory Panel by 2-7-00; published 1-7- Agency Administrators; Income taxes: meetings; comments 00 published 2-4-00 Asset transfers to Regulated due by 2-11-00; Hazardous waste: COMMODITY FUTURES Investment Companies published 12-28-99 Identification and listingÐ TRADING COMMISSION (RICs) and Real Estate Caribbean, Gulf, and South Exclusions; comments due Commodty option transactions: Investment Trusts Atlantic fisheriesÐ by 2-7-00; published (REITs); published 2-7-00 Gulf of Mexico reef fish; Enumerated agricultural 12-9-99 Qualified retirement plans; comments due by 2-10- commodities; off-exchange Pesticides; tolerances in food, trade options; published remedial amendment 00; published 1-26-00 period; published 2-4-00¶ animal feeds, and raw 12-6-99 West Coast States and agricultural commodities: Western Pacific ENVIRONMENTAL Tebufenozide; comments fisheriesÐ PROTECTION AGENCY RULES GOING INTO due by 2-7-00; published Air quality implementation EFFECT FEBRUARY 6, Western Pacific Region 12-8-99 pelagic; comments due plans; approval and 2000 Solid wastes: promulgation; various by 2-10-00; published 12-27-99 Municipal solid waste landfill States: POSTAL SERVICE permit programs; Marine mammals: Montana; published 12-6-99 Domestic Mail Manual: adequacy Incidental takingÐ Utah; published 12-6-99 Experimental nonletter-size determinationsÐ FEDERAL business reply mail San Francisco-Oakland Kansas, Missouri, and COMMUNICATIONS categories and fees; Bay Bridge, CA; pile Nebraska; comments COMMISSION termination; published 1- installation due by 2-11-00; Organization, functions, and 28-00 demonstration project; published 1-12-00 authority delegations: comments due by 2-7- Kansas, Missouri, and 00; published 1-7-00 Nebraska; comments Wireless COMMENTS DUE NEXT COMMODITY FUTURES due by 2-11-00; Telecommunications WEEK Bureau Chief; published TRADING COMMISSION published 1-12-00 1-5-00 Commodity pool operators and Superfund program: AGRICULTURE commodity trading advisors: National oil and hazardous FEDERAL HOUSING DEPARTMENT FINANCE BOARD Advisors that provide advice substances contingency Agricultural Marketing by means of various planÐ Affordable housing program Service operation: media; registration National priorities list Avocados grown inÐ exemption; comments due update; comments due Reporting and recordkeeping by 2-7-00; published 12-7- by 2-7-00; published 1- requirements; published 2- Florida; comments due by 99 7-00 4-00 2-11-00; published 12-13- 99 EDUCATION DEPARTMENT National priorities list MERIT SYSTEMS Melons grown inÐ Postsecondary education: update; comments due PROTECTION BOARD by 2-7-00; published 1- Texas; comments due by 2- Practice and procedure: Gaining Early Awareness 7-00 9-00; published 1-10-00 and Readiness for Uniformed services Toxic chemical release Raisins produced from grapes Undergraduate Programs employment and reporting; community right- grown inÐ (GEAR UP); comments reemployment rights and to-knowÐ due by 2-10-00; published veterans employment California; comments due by 2-7-00 Phosphoric acid; opportunities; appeals; 2-8-00; published 12-10- comments due by 2-7- published 2-4-00 99 ENERGY DEPARTMENT 00; published 12-7-99 Uniformed services COMMERCE DEPARTMENT Energy Efficiency and FEDERAL employment and International Trade Renewable Energy Office COMMUNICATIONS reemployment rights and Administration Consumer products; energy COMMISSION veterans employment Watches, watch movements, conservation program: Radio stations; table of opportunities; appeals; and jewelry: Central air conditioners and assignments: cross-reference; published Duty-exemption allocationsÐ heat pumps; energy Illinois; comments due by 2- 2-4-00 conservation standards; Virgin Islands, Guam, 7-00; published 1-21-00 comments due by 2-7-00; NUCLEAR REGULATORY American Samoa, and Kansas; comments due by published 11-24-99 COMMISSION Northern Mariana 2-7-00; published 1-21-00 Radiation protection standards: Islands; comments due ENVIRONMENTAL Michigan; comments due by Respiratory protection and by 2-7-00; published 1- PROTECTION AGENCY 2-7-00; published 12-30- controls to restrict internal 6-00 Air programs: 99

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New York; comments due INTERIOR DEPARTMENT Circumvention of copyright McDonnell Douglas; by 2-7-00; published 1-4- Fish and Wildlife Service protection systems for comments due by 2-7-00; 00 Endangered and threatened access control published 12-22-99 Texas; comments due by 2- species: technologies; exemption to MD Helicopters Inc.; 7-00; published 12-30-99 Alabama sturgeon; prohibition; comments due comments due by 2-7-00; comments due by 2-10- by 2-10-00; published 11- Satellite Home Viiewer Act; published 12-8-99 network nonduplication, 00; published 1-11-00 24-99 syndicated exclusivity and INTERIOR DEPARTMENT MERIT SYSTEMS Pratt & Whitney; comments sports blackout rules to Watches, watch movements, PROTECTION BOARD due by 2-7-00; published satellite retransmissions; and jewelry: Practice and procedure: 12-8-99 comments due by 2-7-00; Duty-exemption allocationsÐ Attorney fees; Turbomeca; comments due published 2-2-00 Virgin Islands, Guam, reimbursement; comments by 2-7-00; published 12-8- Television broadcasting: American Samoa, and due by 2-7-00; published 99 Class A television service; Northern Mariana 12-23-99 establishment; comments Islands; comments due Airworthiness standards: RAILROAD RETIREMENT due by 2-10-00; published by 2-7-00; published 1- BOARD Special conditionsÐ 1-20-00 6-00 Railroad Retirement Act: Two way transmissions; INTERIOR DEPARTMENT Ayres Corp. Model LM- mutlipoint distribution Minerals Management Family relationships; 200 Loadmaster service and instructional Service inheritance rights; airplane; comments due television fixed service Outer Continental Shelf comments due by 2-7-00; by 2-11-00; published licenses participation; operations: published 12-8-99 1-12-00 comments due by 2-10- Minerals prospecting; SMALL BUSINESS Class E airspace; comments 00; published 1-26-00 comments due by 2-7-00; ADMINISTRATION due by 2-8-00; published HEALTH AND HUMAN published 12-8-99 Business loans: 12-29-99 SERVICES DEPARTMENT JUSTICE DEPARTMENT Liquidation of collateral and Food and Drug Immigration and sale of disaster assistance TREASURY DEPARTMENT Naturalization Service Administration loans; comments due by Balanced Budget Act of 1997; Human drugs and biological Immigration: 2-9-00; published 1-10-00 implementation: Extension of distance products: TRANSPORTATION Mexican nationals may District of Columbia Postmarketing studies; DEPARTMENT status reports; comments travel into U.S. without retirement plans; Federal obtaining additional Federal Aviation benefit payments; due by 2-9-00; published Administration 12-1-99 immigration documentation comments due by 2-11- at selected Arizona ports- Airworthiness directives: 00; published 12-13-99 HEALTH AND HUMAN of-entry; comments due Airbus; comments due by 2- SERVICES DEPARTMENT by 2-7-00; published 12-8- 7-00; published 1-6-00 Fellowships, internships, 99 Bell; comments due by 2-7- training: LIST OF PUBLIC LAWS Organization, functions, and 00; published 12-8-99 National Institutes of Health authority delegations: Boeing; comments due by Contraception and Note: The List of Public Laws Los Angeles and San 2-7-00; published 12-8-99 Infertility Research Loan Francisco Asylum Offices, for the first session of the Repayment Program; CA; jurisdictional change; Bombardier; comments due 106th Congress has been comments due by 2-8-00; comments due by 2-7-00; by 2-11-00; published 1- completed and will resume published 12-10-99 published 12-8-99 12-00 when bills are enacted into HEALTH AND HUMAN JUSTICE DEPARTMENT British Aerospace; law during the second session SERVICES DEPARTMENT Organization, functions, and comments due by 2-9-00; of the 106th Congress, which Inspector General Office, authority delegations: published 1-6-00 convenes on January 24, Health and Human Services United States Marshals Eurocopter Deutschland 2000. Department Service; fees for services; GMBH; comments due by Medicare and State health comments due by 2-7-00; 2-8-00; published 12-10- A Cumulative List of Public care programs: published 12-7-99 99 Laws for the first session of the 106th Congress will be LIBRARY OF CONGRESS Eurocopter France; Safe harbor provisions and published in the Federal Copyright Office, Library of comments due by 2-8-00; special fraud alerts; intent Register on December 30, Congress published 12-10-99 to develop regulations; 1999. comments due by 2-8-00; Digital Millennium Copyright Fokker; comments due by published 12-10-99 Act: 2-7-00; published 1-6-00 Last List December 21, 1999

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