Itau Unibanco Holding SA
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SECURITIES AND EXCHANGE COMMISSION FORM 6-K Current report of foreign issuer pursuant to Rules 13a-16 and 15d-16 Amendments Filing Date: 2012-06-06 | Period of Report: 2012-06-06 SEC Accession No. 0001144204-12-033586 (HTML Version on secdatabase.com) FILER Itau Unibanco Holding S.A. Mailing Address Business Address PRA?A ALFREDO EGYDIO PRA?A ALFREDO EGYDIO CIK:1132597| IRS No.: 000000000 | State of Incorp.:D5 | Fiscal Year End: 1231 DE SOUZA ARANHA DE SOUZA ARANHA Type: 6-K | Act: 34 | File No.: 001-15276 | Film No.: 12892727 100 - TORRE CONCEICAO - 100 - TORRE CONCEICAO - SIC: 6022 State commercial banks CEP 04344-902 CEP 04344-902 SAO PAULO D5 00000 SAO PAULO D5 00000 55-11-5019-1723 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2012 Commission File Number: 001-15276 Itaú Unibanco Holding S.A. (Exact name of registrant as specified in its charter) Itaú Unibanco Holding S.A. (Translation of Registrant’s Name into English) Praça Alfredo Egydio de Souza Aranha, 100-Torre Itaúsa 04344-902 São Paulo, SP, Brazil (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F: x Form 40-F: o Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Yes: o No: x Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Yes: o No: x Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes: o No: x If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_____________. Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Itaú Unibanco Holding S.A. (Registrant) Date: June [ ], 2012 By: /s/ Alfredo Egydio Setubal Name:Alfredo Egydio Setubal Title: Investor Relations Officer By: /s/ Caio Ibrahim David Name:Caio Ibrahim David Title: Chief Financial Officer Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Itaú Unibanco Holding S.A. REFERENCE FORM Base Date: 12.31.2011 (in compliance with Attachment 24 of CVM Instruction No. 480 of December 7, 2009, or “CVM Instruction 480”) Itaú Unibanco Holding S.A. (the “Bank” or “Issuer”) a corporation enrolled in the Legal Entity Taxpayer Registry under CNPJ/MF No. 60.872.504/0001-23, with its incorporation documents Identification duly filed with the Board of Trade of the State of São Paulo under NIRE No. 35.3.0001023-0, registered as a listed company before the Brazilian Securities Commission (“CVM”) under No. 19348. The Issuer’s head office is located at Praça Alfredo Egydio de Souza Aranha, 100 - Torre Olavo Head office Setubal, in the City of São Paulo, State of São Paulo, CEP 04344-902 The Bank’s Investor Relations area is located at Praça Alfredo Egydio de Souza Aranha, 100 - Torre Conceição – 9th floor, in the City of São Paulo, State of São Paulo. The Investor Investor Relations Office Relations Officer is Mr. Alfredo Egydio Setubal. The phone number of the Investor Relations Department is (5511) 5019-1549, fax is (5511) 2794-3933 and the e-mail is [email protected] Independent Auditors of the PricewaterhouseCoopers Auditores Independentes for the years ended December 31, 2011, Company December 31, 2010 and December 31, 2009. Underwriter Itaú Corretora de Valores S.A. The Issuer’s shareholder service is provided at the branches of Itaú Unibanco S.A., the head Shareholder Service office of which is located at Praça Alfredo Egydio de Souza Aranha, 100 - Torre Olavo Setubal, in the City of São Paulo, State of São Paulo, CEP 04344-902 Newspapers in which the Issuer Official Gazette of the State of São Paulo and Valor Econômico divulges its information http://www.itau-unibanco.com/ir. The information included in the Company’s website is not an Website integral part of this Reference Form Date of last review 05/31/2012 1 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TABLE OF CONTENTS ITEM 1. IDENTIFICATION OF THE PEOPLE RESPONSIBLE FOR THE CONTENT OF THE FORM 3 ITEM 2. AUDITORS 4 ITEM 3. SELECTED FINANCIAL INFORMATION 6 ITEM 4. RISK FACTORS 11 ITEM 5. MARKET RISKS 32 ITEM 6. ISSUER’S HISTORY 39 ITEM 7. ACTIVITIES OF THE ISSUER 44 ITEM 8. ECONOMIC GROUP 98 ITEM 9. RELEVANT ASSETS 101 ITEM 10. COMMENTS OF EXECUTIVE OFFICERS 132 ITEM 11. PROJECTIONS 172 ITEM 12. SHAREHOLDERS’ MEETINGS AND MANAGEMENT 173 ITEM 13. MANAGEMENT COMPENSATION 242 ITEM 14. HUMAN RESOURCES 264 ITEM 15. CONTROLLING SHAREHOLDERS 267 ITEM 16. TRANSACTIONS WITH RELATED PARTIES 273 ITEM 17. CAPITAL 277 ITEM 18. SECURITIES 279 ITEM 19. REPURCHASE PLANS AND TREASURY SECURITIES 300 ITEM 20. SECURITIES TRADING POLICY 303 ITEM 21. INFORMATION DISCLOSURE POLICY 305 ITEM 22. EXTRAORDINARY BUSINESS 307 REPORT OF INDEPENDENT AUDITORS ON REFERENCE FORM (CVM INSTRUCTION 480) 308 2 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ITEM 1 - IDENTIFICATION OF THE PEOPLE RESPONSIBLE FOR THE CONTENT OF THE FORM Names of people responsible for the content of the form Positions of the people responsible Roberto Egydio Setubal Chief Executive Officer Alfredo Egydio Setubal Investor Relations Officer The officers mentioned above state that: a. They have revised the reference form; b. All information contained in the form is in compliance with the provisions of CVM Instruction No. 480, particularly Articles 14 to 19; c. The information contained in the form is a true, accurate and complete portrait of the Issuer’s economic and financial situation and of the risks inherent to its activities and of the securities issued by it. 3 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ITEM 2 - AUDITORS Items - 2.1 and 2.2 - Auditors 2011 2010 2009 Has an auditor been YES YES YES engaged? Auditor’s Brazilian Securities 2879 2879 2879 Commission (“CVM”) code Type of auditor PricewaterhouseCoopers PricewaterhouseCoopers PricewaterhouseCoopers Corporate name Auditores Independentes Auditores Independentes Auditores Independentes Corporate Taxpayer’s Registry (CNPJ) 61.562.112/0001-20 61.562.112/0001-20 61.562.112/0001-20 number Date services were 1/1/2011 1/1/2010 1/1/2009 contracted Date contracted 12/31/2010 12/31/2009 services ended R$/ thousand 1. Agreement for the audit of 1. Agreement for the audit of the financial statements and the financial statements and 1. Agreements for the audit of limited review for the purpose limited review for the purpose the financial statements, issue Description of the of equity in the results of of equity in the results of of reports required by 31,466 services contracted investees and consolidation investees and consolidation regulatory authorities and by the controlling company, by the controlling company, issue of comfort letters; according to CVM Instruction according to CVM Instruction No. 247; No. 247; 2. Service agreements for the 2. Professional service preparation of reports for 2. Service agreement for agreement for compliance government authorities, 5,640 assurance services of the with CVM Instruction No. 89/ suppliers, clients and Ombudsman’s Report; 88 and ANBID’s Self- provision of Due Diligence Regulation Code; services; 3. Service agreements for 3. Service agreement for 3. Service agreement for advising on and monitoring of 855 assurance services of the assurance services of the Brazilian and foreign tax Sustainability Report; Ombudsman’s Report; legislation; 4. Professional service 4. Service agreements related agreement for compliance 4. Proposal for the provision to the limited assurance of the 200 with CVM Instruction No. 89/ of assurance services of the data of the Inventory of 88 and ANBID’s Self- Sustainability Report; Greenhouse Gas Emissions; Regulation Code; 5. Other related services for 5. Amendment to the audit 5. Service agreement for the the acquisition of technical service agreement of April 29, audit of the consolidated materials, training programs 2009 – Audit of the financial financial statements prepared and consulting services for 172 statements, prepared in in accordance with obtaining the GIPS (Global accordance with accounting international accounting Investment Performance practices adopted in the standards; Standards) certification; United States – USGAAP; Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 6. Amendment to the audit 6. Service agreement for the service agreement of April 30, 6. Audit service agreement for review of the aspects related 2010, including audit and the issue of appraisal reports 128 to the Business Continuity limited review of the financial and examination of balance Program.