2006-85: AND IN TECHNOLOGY DESIGN

Steven VanderLeest, Calvin College Steven H. VanderLeest is a Professor of Engineering at Calvin College. He has an M.S.E.E. from Michigan Tech. U. (1992) and Ph.D. from the U of Illinois at Urbana-Champaign (1995). He received a “Who’s Who Among America’s Teachers” Award in 2004 and 2005 and was director of a FIPSE grant “Building IT Fluency into a Liberal Arts Core Curriculum.” His research includes responsible technology and software partitioned OS. Page 11.851.1

© American Society for Engineering Education, 2006 Justice and Humility in Technology Design

1 Abstract Engineeringdesignrequireschoosingbetweenvariousdesignalternatives,weighingeachoption basedontechnicaldesigncriteria.Broadercriteriahavebeensuggestedthatencompassthe cultural,historical,andphilosophicalcontextsinwhichthenewtechnologybecomesembedded. Thesecriteria,calleddesignnorms,canonlybeappliedeffectivelybyengineerswithastrong liberaleducation.Thispaperexaminestwodesignnormsinsomedetail.Thefirstnorm,justice, hasbeennotedinthepastasanimportantcriterionfordesigndecisions,butnottosufficient depthtoprovidepracticaldesigninsights.Designforjusticerequiresconsiderationofall stakeholdersofadesign.Technologicaldesignscanintrinsicallyleadtoinjustice,forexample, iftheydisrespectstakeholdersorcausediscriminatoryinequities.Thesecondnormexploredin thispaper,humility,hastypicallybeenconsideredagoodqualityoftheengineer,butnotoften appliedtotechnology.Theimplicationsofusinghumilityasadesigncriterionmightinclude moreemphasisonreliability,userfeedback,andmorebroadly,arecognitionofhuman limitationsandfallibility.

2 Introduction Traditionalengineeringeducationteachesstudentshowtousetechnicalprinciplestomake engineeringdecisions.However,theEC2000criteriaencouragebroaderengineeringeducation thatincludesnontechnical,contextualdisciplines.Unfortunatelyengineeringstudentsoftensee coursesinthehumanitiesasahurdletogetpast,andreverttousingnarrowtechnicalapproaches tosolvingproblemsandproducingtechnology.Transferringknowledgeinonedomain(liberal arts)toanother(engineering)isdifficult. 1Oneapproachthathelpsstudentsintegratetheir contextual,liberalartseducationwiththeirtechnicallearningistheuseofdesignnorms.This paperexplorestwonorms,orguidelines,fortechnologydesign:justiceandhumility.Webegin bylookingbrieflyatthedesignprocessanddefiningthedesignnorminSection3.The followingsectionexplorestheparallelideaofusenorms.Section5reviewsanumberofwaysto definejusticeandconcludeswiththeapplicationofjusticeasatechnologydesignnorm. Similarly,Section6applieshumilityasanorm.

3 DesignNorms Whendesigningaproduct,theengineerworksiterativelythroughastepbystepprocess: • Specification:Definetheproblem.Clarifytherequirementsoftheproject. • Ideation:Identifyalternativesolutionstotheproblem,oftenbybrainstormingavarietyof ideas. • Prioritization:Identifydecisioncriteriatoratethevarioussolutions,suchascostorweight. • Decision:Applythedecisioncriteriatodecidebetweenthealternatives,oftenusinga decisionmatrix. • Implementation:Workoutthedetailsofimplementingthechosensolution. Frequentlytheknowledgeandideasgeneratedduringonestepintheprocessleadsbackto earlierstepsforrefinementandmodification.Thus,thedesignprocessismoreiterativethan linear.Thispaperfocusesontheprioritizationstep,wheretheengineersidentifythedecision

criteria,sometimescalledthedesigncriteria.Thecriteriausedtoratethealternativesolutions Page 11.851.2 usuallyincludecostandmayincludespeed,power,timetomarket,orreliability,forexample. Inordertosystematizethedecisionsothatthetradeoffsbetweenvariousalternativesolutions areexplicitandclearlyidentified,engineersoftenuseasimpleorganizationaldevicecalleda decisionmatrix.Thematrixisatablewitharowforeachalternativesolutionandacolumnfor eachdesigncriteria.Thecellsofthetablecontainratingsthatestimatehowwelleachalternative fulfillseachofthecriteria.Becausethecriteriaarerarelyequalinimportance,engineersusea numericalprioritytoweighttheirratings.Thesumofthescoresinarowindicatestheoverall desirabilityoftheassociatedalternative.Table1providesanexamplematrix.Thetwo alternativesolutionsareevaluatedagainstthreeweighteddesigncriteria,resultinginthe selectionofthesecondalternative.Thisapproachassumesthatallthecriteriacanbecompared inalinearfashion(i.e.,thewholeisequaltothesumofitsparts).Criteriathatarelessobjective, andthushardertoquantify,maynotfitthisassumptionaswell 2.Thisisimportantbecausethe designnormsfallintothiscategory.

Table 1: Example Design Matrix

Weight: 40 25 35 Criteria: Cost Weight Timeto Total market Solution1 35 21 25 81 Solution2 30 24 32 86 ←Winner

Becausetheyarenottechnicalinnature,someofthemostimportantcriteriainmaking technologydecisionsaresometimesinadequatelyemphasized.Thebook Responsible Technology introducedasetoftechnologydesignnormsthatemphasizecontextualaspectsof technologytobalancemorenarrowlyfocusedtechnicalcriteria.Theproposednormsinclude culturalappropriateness,stewardship,trust,opencommunication,andothers 3.Normsare guidelinesorprinciplesthatguidebehavior–inthiscase,guidelinesforholisticdesignof technology.Unlesstheengineerrecognizesthecontextinwhichtechnologyisplaced,shewill notunderstandthefullimplicationsofembeddingaspecifictechnologicalproductwitha culturalandsocietalframework.Designnormsarepowerfultoolsforexplicitlyrecognizingthe contextoftechnologyduringthedesignprocess.Theyputthedesignerintheshoesoftheuser. Furthermore,theyforcethedesignertoconsiderallstakeholdersinadesign,notjustthose payingforit.

Thenormsalsounderscorethenonneutralityoftechnology.Technologyisbiased–itsdesign intrinsicallysteerstheusertowardcertainusesandawayfromothers.Althoughthedesigner mayhaveoneparticularuseinmind,thetechnologyisbiasedtowardsotherusesaswell,some similartotheintendeduse,butsometimesquitedissimilarandperhapsunanticipated.Ifan engineerdoesnotforeseeanobviousconsequenceofaproductthatresultsinharmtotheuser thathecouldhaveprevented,hemaybelegallyliableforthatharm.

LangdonWinnerhasfamouslydescribedoneexampleofintentionalbiasinthestoryofhow RobertMosesdesignedbridgesoverroadwaysleadingtobeachesandparksinNewYork.He selectedthebridgeheightssothatabuscouldnotpassunderneath.Thiseffectivelysegregated thelowerincomeblackpopulationfromreachingthebeach. 4WhileMoseswasintentionalin Page 11.851.3 incorporatingthisbias,moreoften,thedesignerdoesnotintentionallybuildinbias. Nevertheless,itisintrinsicallypresent;thedesignercannothelpbutdesignfromwithinhisown worldview–fromthebasisofhisownhistorical,socialcontext.Evenifanengineerdoesnot intentionallybiasadesigntocauseaninjustice,ifshedesignsalowbridge,ignorantofthe impactonjustice,sheisstillguiltyoftechnological/socialnegligence.

4 UseNorms Intheprevioussection,Isuggestedthatengineersshouldconsiderdesignnormsasguidesto appropriateandresponsibledesignoftechnologythattakeintoaccountallstakeholdersand recognizesbroaderaccountability.Inthissection,Iexploreguidelinesforusersoftechnology, whichwecouldcall“usenorms.”

Thebesttechnologyallowstheusertoparticipateinthecreativeprocess.Tousetechnology wellistointerpretit,toextendit.Technologyshouldbetransparentenoughthattheuser understandshowitworksandcanexplorenewusesforit.Userscanbecreativewithsoftware thatallowsuserextensions,suchaswebbrowsersthatallowandencouragethirdpartyplugins, orwithsoftwareapplicationsthatprovidescriptingormacrotools.Somechildren’stoysallow creativeextensionsandexploration,suchasErector®setsorLego®Mindstormrobotkits.

Normsforusecloselyparallelnormsfordesign.Choosingthetechnologytouseinsolvinga particularproblemisnotapassiveexercise,butisitselfadesignproblem.Forexample,wemay facetheproblemofhammeringanailinthewallinordertohangapicture.Aswelookaround theroomforanappropriatetool,wemightwishforahammer.Ifahammerisnotavailable,we improvise,usingarockorahardsoledshoeperhaps.Thus,wehaveidentifiedtheproblem, identifiedalternativesolutions,andthenselectedthebestsolutionamongthealternativesbased onsomecriteria.Inthiscase,thosecriteriawereperhapsimmediateavailability,material propertiessuchasthehardnessofthestrikingsurface,physicalformanddimensionssothatwe canholdandswingthetooleasily,andsoforth.Everyonethatusestechnologyisalsodesigning technology–particularlywhenoneimprovisesatoolbeyondthedesigner’santicipateduse.

Ontheotherhand,perhapsitisbesttolettheexpertstellusallexactlyhowtouseour technology.Somewouldarguethatitisdangerousandmaybeevenfoolhardytoletordinary peoplemodifyandchangetechnology.Ifoneisnotanengineer–notanexpert–thenone shouldnotbetinkeringaroundwithtechnology.Nonengineersmaynotunderstandthe implicationsofthechangestheymakeandthusmayintroducenewhazardstothemselvesand others.Theengineerwhodesignsaproducthasaresponsibilitytodesignitinsuchawaythat userscannothurtthemselves,andthusmustdesignproductsthatarenoteasilymodifiedor enhanced.Justasdoctorsaretheexpertsindispensingmedicineandthepatientshouldnever deviatefromthedoctor’spreciseinstructionsregardingthatmedicine,sotooengineersarethe expertsindesigningtechnologyandtheusershouldneverdeviatefromtheengineer’sprecise instructionsregardingthoseproducts.

However,thisistoostarkadivision.Thelinebetweentheexpertandthenoviceisnotsoclear andthegapbetweenthemisnotsolarge,foratleasttworeasons.First,engineersthemselvesdo notalwaysanticipateallthewaysaproductmighthurttheuser.Despitetheirtechnical expertise,theysometimesmissimportantdetails,perhapsbecausetheyaretooclosetothe details,orperhapsbecausetheydonotempathizeenoughwiththeuser.AsThamuschides Page 11.851.4 Theuthin’sPaedrus,“…theparentorinventorofanartisnotalwaysthebestjudgeofthe utilityorinutilityofhisowninventionstotheusersofthem”5Goodengineeringrequiresateam approachtohelpteaseoutalltheimportantfacetsandimplicationsofdesigndecisions.Often theseteamsincludenotonlyengineers,scientists,andothertechnicalexperts,butalsofinancial analysts,artists,marketingandsalesexperts,managers,andothers.Althoughtheydonothave technicalexpertise,theyneverthelesshaveviewpointsimportanttothedesign.Suchdiverse backgroundprovidesthedivergentthinkingthatisnecessaryforrobustdesign.Good engineeringalsorequiresastrongliberalartsbackgroundforthedesignerssothattheycansee thebroadercontextthatbringsoutthefacetsandimplicationsofthedesigndecisions.Engineers whohavestudiedhistorywillmoredeeplyunderstandthehistoricalthreadthattiesanew technologytoexistingproductsandgaininsightintohowthatthreadwilldevelopfurtherwith theiraddition.Engineerswhohavestudiedmusicwillhavedevelopedanaestheticsensethat providesfortasteintechnologyaswellasart.Engineerswhohavestudiedliteraturewillhave betterinsightintohumannature–ourtriumphsandfailings–andfromthiswillgaininsightinto howtechnologycanamplifyourpowertodogoodorevil.

Second,allofusareengineerstosomeextent.Partofwhatmakesushumanisourabilityto createtoolstosolveproblems.Ourhumanityisdefinedinpartas homo faber ,manthemaker. KarlMarxnotedthisqualityinhis Capital ,referringtoawellknownturnofphraseattributedto BenjaminFranklin:“Theuseandfabricationofinstrumentsoflabour,althoughexistinginthe germamongcertainspeciesofanimals,isspecificallycharacteristicofthehumanlabour process,andFranklinthereforedefinesmanasatoolmakinganimal.” 6Ifouridentityashumans isfoundedinpartonourabilitytocreateandfabricatetools,thenwecannotaffordtoleavethis importanthumanactivitytoaselectgroup.Musicisalsoanimportantelementofourhuman identity,asRobertFulghumnoted:"Neverforgetthatmusicistooimportanttobeleftentirely inthehandsofprofessionals."Asitisformusic,soitisfortechnology.Tobefullyhumanisto indulgethecreativespirit,notonlyinartsuchasmusic,butalsoinengineeringanddesign. AbrahamMaslow,indescribinghishierarchyofhumanneeds,notesthathumanself actualizationrequiresthatoneactoutone’sidentity:"Amusicianmustmakemusic,anartist mustpaint,apoetmustwrite,ifheistobeultimatelyatpeacewithhimself.Whatamancanbe, hemustbe." 7

Toillustrateusenorms,Iwillbrieflyconsiderthenormsofculturalappropriateness, stewardship,andcaring. Cultural appropriateness ensuresthatthesolutionfitstheproblem– carefullydefiningwhatisreallyneededsothatonecanalsocarefullychoosethetechnologyto meetthoseneeds.Sincewecanoftenidentifymultiplesolutionstothesameproblem,choosing onethatbestfitsthecultureinwhichitwillbeembeddedisanimportantgoalnotonlyfor design,butalsoforuse.Inselectingtechnologyforpurchase,oneshouldconsiderhowwellit fitspersonality,lifestyle,andrelationships. Stewardship encouragesselectionofasolutionthat usestheleastresources,especiallyemphasizingreductionintheuseofnonrenewableorscarce resources.Thisisnotmerelyamatterofchoosingtheleastexpensiveproduct.Itmeans choosingtheproductwiththeminimumtotalcostofownership.Italsorequirescarefully balancingthecostofresourcesagainstthebenefit.Forexample,foraconferencepresentation, onemightplanongivingaPowerPointpresentation,requiringalaptop.However,asabackup, onemightmaketransparenciesforuseonanoverheadprojector,incasethereisaproblemwith

thelaptop.Suchpresentationinsurancerequiresextratimeandresources.Thepresentermust Page 11.851.5 carefullyjudgewhetherthesignificanceofthepresentationwarrantstheextraresourceuse. Normsguideustoconsidercarefullytheeffectsoftechnologyonallstakeholders.Forexample, theusenormof caring mightdictatewhenauserdecidestousetechnology.Usingaloudsnow blowerintheearlymorningorlateintheeveningviolatesthenormofcaringifitwakesthe neighbors.

5 JusticeasaDesignNorm Justiceisafundamentalprincipleofsociety.Wheninjusticeoccurspeoplecryoutforittobe righted.Lackofjusticecanresultinviolenceandwar:“ifyouwantpeace,workforjustice.” 8 BothMonsma 9andSchuurman 10 havesuggestedjusticeasadesignnorm.Technologyinjustice arisesfromunintentionalfeaturesofpoorlythoughtoutdesigns.Justiceintechnologyismore likelywhenthedesignisintentionalandcarefullyconsideredwithinitsbroadcontext.Before lookingattherelationshipofjusticeandtechnologyindetail,letusfirstlookatsomedefinitions ofjustice.

5.1 JusticeDefinedasRetribution Whatisjustice?Formany,itisretribution.Seeingjusticedonemeansmakingonepayfora wrongtheyhavecommitted.Servingjusticemayevensatisfyadesireforrevenge.Societymay usepunishmentasameansofrehabilitationordeterrence,butitalsousesitasameansof vengeance,i.e.,retribution.The“longarmofthelaw”referstothefarreachandthestrong intentofsocietytofindandpunishthosethatviolatetheestablishedlaws.Justicedefinedas retributionrequiresthatthepunishmentmustfitthecrime–itmustbeequalinseveritytothe harmdone.

5.2 JusticeDefinedasRespect Theauthorsofthebook Responsible Technology definejusticeintermsofgivingeachwhatthey aredue:“…allpersonsaretobegivenwhatisrightfullyduethem....” 11 Applyingthisideato technology,theyasksengineerstoapplythisquestiontotheirproducts:“willthistechnology giveduerespecttofellowhumanbeings,othercultures,andthenatural[world]?” Unfortunately,thebookdescribesthenotionofjusticesobroadlythatitisdifficulttotellwhatis notincluded.Theauthorsprovideexamplesofinjusticethatincludedehumanizingthe workplace,displacingworkers,destabilizingthetraditionalfamily,disruptingculturaltraditions, causingtheextinctionofplantoranimalspecies,andwastingresources.Allundesirable outcomesoftechnology,tobesure,butasalist,notverytellingforunderstandingwhatthe demandsofjusticemightbe.Nevertheless,theideasofjusticeasrespectandgivingeachtheir dueareusefulandimportant.Definitionsthatincludevirtuallyeverythingarenotveryuseful, thusitwouldbehelpfultonarrowthetermabit.Forexample,thenormofstewardshipmight betterbeusedtoencompasstheideaofusingnaturalresourceswisely.Thenormofcaring wouldbeamoreappropriatereasontoavoiddehumanizingtheworkplace.Wecouldstill considerdisplacementofworkersordisruptionoffamilytobeamatterprimarilyofjusticeifwe considerstableemploymentorstablefamiliestobeafundamentalhumanright,orifweconsider theunderlyingproblemisthatofinequity,orunfairtreatment.

Ifjusticeiseachonegettingwhattheydeserve(whetherrewardorpunishment),thenthe problemofjusticeisaproblemofdefining“justdeserts.”Itfollowsthatwemustexplore why onedeservesand what onedeserves.Firstconsiderwhy–onwhatbasisdoesonedeserve something?Mustoneearnareward(suchasaresource)orcanyouacquireitbasedonsome Page 11.851.6 inherentquality(suchasbyinheritanceorbecauseitisabasichumanright)?Mustoneearna punishment,orcanyoureceiveitbasedonsomeinherentquality?Itishardtoimaginethat punishmentcouldbedoledoutjustlyforreasonsotherthanone’sownactions.Ifpunishmentis onlysharedifitisearned,thenshouldnotjusticealsorequirethatrewardbesharedonlyifitis earned?Isuggestthatthisisindeedthecasefornonnecessities.Nowconsider what isdueeach person.Whatdoeseachpersonhavearighttodemand?Mayeachpersondemandanequal share?Shareofwhichresources?Perhapspeoplehavearightnotonlytosharesofmaterial resources,butalsotoimmaterialthingslikerespect,dignity,andfreedom.Thereiswide agreementaboutbasichumanrightsdueeachperson(e.g.,righttofreespeech,righttoassemble, righttoreligiousfreedom)butitishardertogainconsensusonhigherorderrights,suchasthe righttomeaningfulworkortherighttopursuehappinessandselfactualization.Isuggestthatin additiontobasichumanrights,weshouldconsiderbasicresourcesnecessarytolifeasitemsthat mustbeequallydistributed,e.g.,cleandrinkingwaterorsecurity.Resourcesthatarenot necessities(wemightcallthemluxuries)couldbeunequallydistributedwithoutnecessarily causinganinjustice,e.g.,thymustbeearned.

5.3 JusticeDefinedasSocialEquity Inhisbook A Theory of Justice ,JohnRawlspromotestheideaofjusticeasfairness.Although Rawlscouldhaveexploredtheoriginofjustice–consideringwhywebelieveweshouldbejust inourdealingswithothers,insteadhepositsathoughtexperimentthatrevealswhattheformof thosejustdealingsoughttobe.Imagineagroupofhumansthatweretodecideonprinciplesof justiceforall.Thegroupisinan“originalposition,”keptbehinda“veilofignorance”which preventsthemfromknowingaheadoftimewhattheirownparticularplaceandpositionin societywouldbe,i.e.,theydonotknowthesocialclassoftheirfamily,whattheirowninnate abilitieswillbe,whatthereprospectswillbe,andsoforth.Rawlsbelievesthatprinciplesof justicedevelopedinsuchastatewillbethefairest,mostequitableprinciplespossible.He assumesthatpeopleinthisoriginalpositionwouldchooseprinciplesthatresultedinthebest situationwiththeleastinequity,sincenoonewouldknowa priori whichpositiontheywould takeup.Thus,hesupposesthattheywilladoptasocalled“maximin”approach,which considerstheworstcasescenarioinwhichonemightfindoneselfafteradoptingasetof principles.Thatis,Rawlssuggeststhatthisgroupofhumanswouldselectprinciplesto maximizetheprospectsoftheworstoffinsociety.Hesumsuphisideasbysaying:“Allsocial values–libertyandopportunity,incomeandwealth,andthebasesofselfrespect–aretobe distributedequallyunlessanunequaldistributionofany,orall,ofthesevaluesistoeveryone’s advantage.”12

Rawlsaddressesanumberofthepossibleobjectionstohistheory.Onedifficultyarisesbecause decisionsregardingjusticearedictatedbythewelfareoftheleastwelloff.Thisisthecaseno matterthescaleofthedifference:“Yetitseemsextraordinarythatthejusticeofincreasingthe expectationsofthebetterplacedbyabilliondollars,say,shouldturnonwhethertheprospectsof theleastfavoredincreaseordecreasebyapenny.” 13 Rawlsdismissesthisdifficultybystating thatitwillnotactuallyoccur:“Thepossibilitieswhichtheobjectionenvisagescannotarisein realcases;thefeasiblesetissorestrictedthattheyareexcluded.”14 Rawlsassumesaclosed, selfsufficientsociety,butwithglobalizationeffects(partlycausedbytechnology),wemust considersocietytostretchacrosstheglobe.Intoday’sworld,thejusticeofabilliondollar differenceinanultrawealthywesternexecutive’sfortunereallycouldturnonthedifferenceof Page 11.851.7 merelypenniesfordevelopingworldsubsistencefarmers.15 RobertNozicknotesatleasttwodifficultiesinRawls’theoryofjustice.First,hequestions Rawls’assumptionthatresourcesare“upforgrabs”andshouldbedistributed.Thisis problematicbecausemostresourcesarecurrentlyownedbysomeone.Nozick,inhisworkon EntitlementTheory,makestheplausibleclaimthatanysituationthatarisesbyjustexchanges startingfromanoriginallyjustdistributionwillalsobejust 16 .Hethusproposesthatprinciplesof justiceshouldcoverhowonejustlyacquiresresourcesnotyetowned,andhowonejustly exchangesortransfersresourcesonceowned.Secondly,NozicksuggeststhatRawlsdoesnot properlyrecognizetheautonomyoftheindividual.Heclaimsthattheindividualissacrosanct, andhasrightsthatcanonlybelimitedattheboundaryoftherightsofanotherindividual 17 .In fact,Rawlsdoesdescribethegoalofextensivelibertyforeachinjusttheseterms.However, Rawls’suggestionthatone’sresourcesmightbedistributedtoothersappearstoviolatethe individual’srights,intheeyesofNozick 18 .Hethusproposeshisownthoughtexperiment. Supposeafamousbasketballplayeragreestoplayforacertainteam,butonlyiftheteampays himabonusthatamountstoasurchargeoneachticketsold.Theteamagreesbecausethisbig starwilldrawinabigcrowd.Eachpersonbuyingaticketgladlypaysthesmallsurcharge becauseeachwantstoseethestarplay.Ifeveryonestartedoutwithajustshareofresources, thenafterthegame(whentheresourcesarenowunevenlydistributed),wouldweclaimthatthe bigstarhasunjustlygainedresources?Nozickclaimsthateveryonegotwhatheorshedeserved, i.e.,justicewasserved.Eachattendeetothegamewishedtoexchangetheirresourcesforthe chancetoseethestarplay.Doesjusticepreventindividualsfromusingtheirownresources becausethiswouldresultinanunequaldistribution?Yet,thisisapparentlytheparadoxical conclusiononewoulddrawfromRawls.

BobGoudzwaarddoesnotbelievejusticerequiresequalityofresources.Rather,heallowsfor differencesamongpeopleasanaturalandexpectedsituation.Nevertheless,peoplearetobe equallyvaluedintrinsically.Resourcesbelongtothecommunity(thoughnotnecessarilyin equalquantity)inordertoservethecommunityandbringsolidaritytothecommunitymembers. “Mencreatedwithdifferentcapacities,talents,needs,insights,andpotentialskillsareequally obligatedtointeract.Andthatmeansanobligationtomaintainsolidarity,forthatisthepurpose ofeconomiclifeasawhole.”19

5.4 ApplyingJusticetoTechnology Technologyhasalargeroletoplayinjusticeasretribution.Modernlawenforcementisreplete withtechnology,suchasdataminingsoftware,pepperspray,facerecognitionsoftware,video surveillance,handcuffs,ballisticstests,fingerprinting,metaldetectors,andsoforth.However, thesetechnologiesusedtolengthenthearmofthelawmustalsobethesubjectofcritical evaluationinthelightofjustice.Ifjusticeistrulyblind(treatingpeopleequallywithoutregard tocolorofskin,gender,etc.),thentechnologyusedtocarryoutjusticemustalsobeblind.In honoringjustice,wemustrootoutanybiasinlawenforcementtechnologythatimplicatesbased notonrelationshiptothecrime,butbasedoninnatecharacteristicssuchasraceorgender.

Whenconsideringjusticeassocialequity,iftechnologyisnotneutral,ifitisbiasedtowards someuses,thenthedesignoftechnologycancauseinjustice.Forexample,computertechnology seemstobebiasedtowardsCaucasians(thesocalled“digitaldivide”),evenwhencontrollingfor 20 educationandincome. Whiletheremaybeanarrayofreasonsforsuchdifferences,wemust Page 11.851.8 considerthatthedesignitselfmaybeintrinsicallyunjust.Theproblemisparticularlypoignant becausecomputers(andmoregenerally,accesstoinformationinfrastructure)arebecoming essentialforfullparticipationinmodernsociety.Iftherearestructuralfeaturesofanessential technologythatcauseunjustdistributions,thenthetechnologyisunjustandshouldbemodified. Therehavebeencaseswheredesignswereintentionallybiasedtowardsaninjustice,suchas sizingabridgetoaparksothatbusescouldnotpass,thusdiscriminatingagainstlowerincome wouldbeparkvisitors.However,itisprobablymoreoftenthecasethattheengineer unintentionallyintroducesinjusticeintoadesign.Abetterunderstandingoftheneedsofall stakeholdersandadeepercomprehensionofthecontextshouldbeagoodantidotetosuch oversights,allowingformorejustdesignthroughmoreintentionaldesign.Justasengineerscan designtechnologytocauseinjustice(perhapsunintentionally),theycandesignittoservethe needsofjusticeinsituationswhereinequityoccurs.Forexample,medicaldevicessuchas hearingaidsorlasereyesurgerycanimprovedamagedsenses.Masstransportationcanlevelthe playingfieldforthoseseekingemploymentwhodonotowntheirownvehicle.

Istheengineeralwaysinapositiontomakecriticaldecisionsthataffectjustice?No,notalways. However,engineershavewideningcirclesofinfluence,soevenwhentheydonothavedirect authoritytomakeadecision,theycanaffectthedecisionpositively.Engineershavepersonal influenceontheirimmediatecolleaguesandcoworkers.Theymayhaveavoicewithintheir institution.Theymayevenhaveabroadersocialinfluence,withtheirvoicesheardthrough journalpapers,onstandardscommittees,andsoforth.Technologicaljusticedependsonthe moraldecisionsofthetechnologyuserjustasmuchasitdependsonthedesigner.Inmarket driveneconomies,thebuyerdecisionsdrivethedirectionoftheentireeconomy.Theseller cannoteasilysteerthemarket,butmustrespondtomarketdemands.Ifbuyerscollectively demandproductsthatinherentlycauseinjustice,thesellercannoteasilydissuadethem.Buyers canandshouldcollectivelydecidethatjusticeisimportant,pronouncingtheirdecisionthrough theirbuyinghabitsandthroughmutuallyagreeduponconstraintsonthesystem(government regulation).

6 HumilityasaDesignNorm Humilityistheoppositeof.Itistobemodest.Itistoseeone’saccomplishmentsand abilitiesinasoberandcriticallight.Humblepeopleavoidbeingtooflashyortooshowy.Inthe caseoftechnology,reliable,robust,transparentproductsarisefromadesignprocessapproached withpersonalandprofessionalhumility.Humilitytakes.Standingupandtaking responsibilityforamistakerequiresinternalfortitude–ittakesguts!RobertFureyseeshumility andpridenotasmuchasopposites,butasnecessarycomplementstoeachother:“Humilityand pridecomposeadialectic;eachconceptgivestheothermeaning.Withouthumility,pride becomesarroganceandconceit.Withoutpride,humilitybecomespassivityandcomplacency.”21

Personalhumilityisimportantforanengineeringprofessional.Wecanfindexpectationsfor personalbehaviorrelatedtohumilityinmanyengineeringcodesofethics.Forexample,most engineeringcodesofethicsindicatethatengineersmustactwithintheirareaofcompetenceand honestlyindicateanylimitationsintheirexpertise.TheInstituteofElectricalandElectronics Engineers(IEEE)codeofethicsindicatesthatmembersagree“toundertaketechnologicaltasks forothersonlyifqualifiedbytrainingorexperience,orafterfulldisclosureofpertinent limitations.” 22 Manyofthecodesalsostresstheimportanceofavoidingclaimingsomeone

else’sworkasone’sown.Forexample,theNationalSocietyofProfessionalEngineers(NSPE) Page 11.851.9 codeofethicscallsengineersto“givecreditforengineeringworktothosetowhomcreditis due.” 23 (Thiscodealsorelatestothenormofjusticebecauseitseeksfairness.) Notonlydothecodesprovideguidelinesforpersonalbehaviorthatrelatetohumility,butthey alsoprovidesomeprinciplesthatrelatecloselytothetechnologydesignprocessitself.Taking caretojudgeadesignconservativelyandwithacriticaleyeisapartofcodessuchastheIEEE statementto“behonestandrealisticinstatingclaimsorestimatesbasedonavailabledata.” Similarly,theAmericanSocietyofCivilEngineers(ASCE)callsforengineersto“bedignified andmodestinexplainingtheirworkandmerit.” 24 Further,somecodesencourageengineersto beforthrightaboutthepossibilityformakingmistakes,forexample,IEEEexhortsthem“toseek, accept,andofferhonestcriticismoftechnicalwork,toacknowledgeandcorrecterrors.”

Speakingontheneedforhumilitywhenconsideringtheeffectsoftechnology,Congressman SherwoodBoehlertnotedthat“ourrecordwhenitcomestotechnologyisnotverygood.But howgoodcanweexpecttobe?Thesocialconsequencesoftechnologythemostsubtleandfar reachingimpactsarethemostdifficulttopredictandevenmoredifficulttoforestall.”25 However,speakingatthesamehearing,RayKurzweildidnotexhibitmuchtechnological humility:“Weareimmeasurablybetteroffasaresultoftechnology,butthereisstillalotof sufferingintheworldtoovercome.Wehaveamoralimperative,therefore,tocontinuethe pursuitofknowledgeandadvancedtechnologies,suchasnanotechnology,thatcancontinueto overcomehumanaffliction.” 26

Pridegoethbeforeafallevenintechnology.Ghandisaid“Itisunwisetobetoosureofone's ownwisdom.Itishealthytoberemindedthatthestrongestmightweakenandthewisestmight err.”Overconfidenceinadesignleadsonetomakeoverlybroadclaimsaboutitscapabilities,or toexpectmorethanisreasonable.Pridecanblindthedesignertoflawsintheirdesign,sothat evenwhendoublecheckingtheirwork,theymayunintentionallyglossovererrors.Humble designacknowledgesthelikelihoodoferrorsintheinitialapproachandthusencouragesdouble checking,multiplemodelstovalidateananswer,peerreview,andsoforth.Humilityalso requiresthatwedonotcompletelytrustthereviewprocess,allowingforthepossibilitythat errorsormisconceptionsmightremain.Thus,humbledesignrequiressubstantialfeedbacktothe userofthetechnology.Awarninglight,orperhapsamechanicalstop,informstheuserifthey attempttoperformsomeactionthatpushesthetechnologyoutofitsdesignedrangeofoperation. Acomputererrormessageshouldindicatewhichactionsledtotheproblem.Theuser’smental modelofatechnologicalproducthelpsthemunderstandhowtousethetechnology. 27 Thus, errorfeedbacktotheuserisanindicatorthattheuser’smentalmodelofthetechnologydoesnot matchthedesigner’smodelofthetechnology.Becausewearehumbleenoughtoadmitour productswillwearout,theuser’smanualshouldincludeinformationonmaintainingtheproduct andreplacingbrokenparts.Feedbackisalsoimportantwhenthedesigner’smentalmodeldoes notpreciselymatchreality.Inthiscase,ifsomeparameterofthedesign,temperatureperhaps, goesoutsidetheexpectedboundsevenwhilethedesignisinitsintendedrangeofoperation,then thisindicatesthedesignmodelwasnotcompletelyaccurateandfeedbackcanbeusefulasa warningofthissituation.

Humility,bothprofessionalandpersonal,alsoleadsustorecognizehumanlimitationsand frailty.Thehumanmindisincrediblycomplexandwonderfullycreative,butitisnotboundless inability.Theofhumilitycallsustorecognizeexplicitlyourhumanlimitations.We cannotrelyentirelyonourownabilitytoproducecompletelysafeandreliablesystems.An Page 11.851.10 exampleofsuchrecognitionoflimitedhumancapabilitycanbefoundincomputersystemsthat usenotonlyredundanthardwarebutalsousediversesoftware(socalledmultiversionorN versionsoftware).Thisapproachtosoftwareusesthreeormoreversionsofsoftwaretodothe sametask,eachdevelopedbyindependentsoftwareengineers.Thesystemvotesontheoutputs, withthethatthesoftwareismostlyreliable,sothatthefewbugsremaininginthesoftware willoccuratdifferentpoints.Thus,thevotedresultswillbemuchmorereliablethanthatofany oftheindividualprograms.

7 Conclusion Thenormofjusticekeepsoureyesopenforinequitycausedbythechoiceswemakeregarding technology.Thenormofhumilitygivesustechnologicalmodestysothatwetakeextracarein designingtechnology.Designingandusingtechnologyispartofwhatmakesushuman. Educationintheliberalartshelpsusputtechnologyincontexttoseeitsbroaderimplications. Normsfordesignanduseoftechnologycanhelpengineersandallofustomakemore appropriate,morehumanechoicesregardingtechnologicalproducts.

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