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David Kaplanl 17 Demonstratives An Essay on the Semantics, Logic, Metaphysics, and Epistemology of Demonstratives and Other Indexicals David Kaplanl I This paper was prepared for and read (with omissions) at a symposium on Demon- stratives at the March 1977 meetings of the Pacific Division of the American Philosophical Association, The commentators were Paul Benacerraf and Charles Chastain, Much of the material, including the formal system of section XVIII, was originally presented in a series of lectures at the fabled 1971 Summer Institute in the Philosophy of Language held at the University of California, Irvine. () 1977 by David Kaplan. 481 Demonstratives 483 Table of Contents Preface Preface 483 I. Introduction 489 In about 1966 I wrote a paper about quantification into epistemological contexts. There are very difficult metaphysical, logical, and epistemo- H. Demonstratives, Indexicals, and Pure Indexicals 489 logical problems involved in providing a treatment of such idioms which Two Obvious Principles 492 does not distort our intuitions about their proper use and which is up IV. Remarks on Rigid Designators 492 to contemporary logical standards. I did not then, and do not now, V. Argument for Principle 2: Pure Indexicals 498 regard the treatment I provided as fully adequate. And I became more VI. Terminological Remarks 500 and more intrigued with problems centering on what I would like to call VI. (i) Content and Circumstance 500 VI. (ii) Character 505 the semantics of direct reference. By this I mean theories of meaning according to which certain singular terms refer directly without the me- VII. Earlier Attempts: Index Theory 507 diation of a Fregean Sinn as meaning. If there are such terms, then the VIII. Monsters Begat by Elegance 510 proposition expressed by a sentence containing such a term would involve IX. Argument for Principle 2: True Demonstratives 512 individuals directly rather than by way of the "individual conepts" or IX. (i) The Arguments 513 "manners of presentation" I had been taught to expect. Let us call such IX. (ii) The Fregean Theory of Demonstrations 514 putative singular terms (if there are any) directly referential terms and IX. (iii) The Fregean Theory of Demonstratives 516 such putative propositions (if there are any) singular propositions. Even IX. (iv) Argument Against the Fregean Theory of if English contained no singular terms whose proper semantics was one Demonstratives 516 of direct reference, could we determine to introduce such terms? And X. Fixing the Reference vs. Supplying a Synonym 518 even if we had no directly referential terms and introduced none, is there X. (i) Reichenbach on Token Reflexives 519 a need or use for singular propositions? XI. The Meaning of Indexicals 520 The feverish development of quantified modal logics, more generally, XII. Dthat 521 of quantified intensional logics, of the 1960s gave rise to a metaphysical XIII. Contexts, Truth, and Logical Truth 522 and epistemological malaise regarding the problem of identifying individ- XIV. Summary of Findings (so far); Pure Indexicals 523 uals across worlds—what, in 1967, I called the problem of "Trans-World XV. Further Details: Demonstratives and Heir Lines." This problem was really just the problem of singular propo- Demonstrations 524 sitions: those which involve individuals directly, rearing its irrepressible XVI. Alternative Treatments of Demonstrations 527 head in the possible-world semantics that were then (and are now) so XVII, Epistemological Remarks 529 popular. 541 XVIII. The Formal System It was not that according to those semantical theories any sentences XIX. Remarks on the Formal System 546 of the languages being studied were themselves taken to express sin- XX. Adding 'Says' 553 gular propositions, it was just that singular propositions seemed to be XXI. Russell on Egocentric Particulars and Their needed in the analysis of the nonsingular propositions expressed by these Dispensability 557 sentences. For example, consider XXII, On Proper Names 558 (0) 9s(Fx A -OF). This sentence would not be taken by anyone to express a singular propo- sition., But in order to evaluate the truth-value of the component DF 482 484 David Kaplan Demonstratives 485 (under some assignment of an individual to the variable 'x'), we must while Frege's solution: that a first determine whether the proposition expressed by its component ,do andso by way [3 of different , senses, would be blocked. Also: because of the Fr factthough that the component of the proposition is being determined by the individualreferrin rather than vice versa, we have something like a violation of (under an assignment of an individual to the variable 'x') is a necessary theg famous Fregean dictum that there is no road back from denotation proposition. So in the course of analyzing (0), we are required to deter- toto sense [propositional component]. (Recently, I have come to think that mine the proposition associated with a formula containing a free vari- ifthe we countenance singular propositions, a collapse of Frege's intensional able. Now free variables under an assignment of values are paradigms ontology into Russell's takes place.) sam of what I have been calling directly referential terms. In determining I can draw some little pictures to give you an idea of the two kinds a semantical value for a formula containing a free variable we may be ofe semantical theories I want to contrast. given a value for the variable—that is, an individual drawn from the thin universe over which the variable is taken to range—but nothing more. g, A variable's first and only meaning is its value. Therefore, if we are to associate a proposition (not merely a truth-value) with a formula con- Fregean Picture taining a free variable (with respect to an assignment of a value to the variable), that proposition seems bound to be singular (even if valiant •-cc.I'' ,,,,.... ,e, , PROPOSITIONAL COMPONENT attempts are made to disguise this fact by using constant functions to ,,.cv, -,.. 'q...' imitate individual concepts). The point is, that if the component of the Is Sense (a concept, something • c, e.0,, 4zz like a description in purely proposition (or the step in the construction of the proposition) which , a c e c e Q op qualitative language) corresvonds to the singular term is determined by the individual and NS' 4 0e ,( C• - ' .t,t''- 2 , the individual is directly determined by the singular term—rather than • CCc• 0 4' (3 _ p,$ (This relation is, in general, N: -. , t c the individual being determined by the component of the proposition, . d empirical; the individual who falls 0 o,,,,, 4. +,e " , which is directly determined by the singular term—then we have what I . oS. ' ',N> c under the concept, i.e., who, uniquely, 0 0 C' 1 call a singular proposition. [Russell's semantics was like the semantical • Z '' has the qualities) r 0 , " theories for quantified intensional logics that I have described in that LANGUAGEe S ' INDIVIDUAL although no (closed) sentence of Principia Mathernatica was taken to P . • (singular term)e denotes' (This relation, is defined stand for a singular proposition, singular propositions are the essential r 5 . as the product: of the other building blocks of all propositions.] . - two relations). The most important hold-out against semantical theories that re- ' N quired singular propositions is Alonzo Church, the great modern cham- 4 pion of Frege's semantical theories. Church also advocates a version of 1 - quantified intensional logic, but with a subtle difference that finesses the ° need for singular propositions. (In Church's logic, given a sentential for- mula containing free variables and given an assignment of values to the variables, no proposition is yet determined. An additional assignment of "senses" to the free variables must be made before a proposition can be associated with the formula.) It is no accident that Church rejects direct reference semantical theories. For if there were singular terms which referred directly, it seems likely that Frege's problem: how can = , if true, differ in meaning from r a = ce', could be reinstated, 486 David Kaplan Demonstratives 487 Direct Reference Picture not determine the extension of the terms. And finally Kripke's Prince- ton lectures of spring 1970, later published as Naming and Neeessity, 4were just beginning to leak out along with their strong attack on the PROPOSITIONAL COMPONENT Fregean theory of proper names and their support of a theory of direct reference. As I said earlier, I was intrigued by the semantics of direct refer- ence, so when I had a sabbatical leave for the year 1970-71, I decided to work in the area in which such a theory seemed most plausible: demon- stratives. In fall 1970, I wrote, for a conference at Stanford, a paper "Mint."' Using Donnellan's ideas as a starting point, I tried to de- velop the contrast between Fregean semantics and the semantics of di- rect reference, and to argue that demonstratives—although they could INDIVIDUAL LANGUAGE be treated on a Fregean model—were more interestingly treated on a (singular term) refers direct reference model. Ultimately I came to the conclusion that some- (This relation is determined thing analogous to Donnellan's referential use of a definite description by the conventions or rules could be developed using my new demonstrative, "dthat." In the course of the language) of this paper I groped my way to a formal semantics for demonstratives rather different in conception from those that had been offered before. (These pictures are not entirely accurate for several reasons, among In spring 1971,1 gave a series of lectures at Princeton on the seman- them; that the contrasting pictures are meant to account for more than tics of direct reference. By this time I had seen a transcript of Naming just singular terms and that the relation marked 'refers' may already and Necessity and I tried to relate some of my ideas to Kripke's.
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