SECURITIES AND EXCHANGE COMMISSION
FORM NPORT-EX
Filing Date: 2019-05-29 | Period of Report: 2019-03-31
SEC Accession No. 0001752724-19-032064
(HTML Version on secdatabase.com)
FILER
- Mailing Address
- Business Address
COLLEGE RETIREMENT EQUITIES FUND
CIK:777535| IRS No.: 136022042 | State of Incorp.:NY | Fiscal Year End: 1231
730 THIRD AVE NEW YORK NY 10017
730 THIRD AVE NEW YORK NY 10017 2129164905
Type: NPORT-EX | Act: 40 | File No.: 811-04415 | Film No.: 19860841
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
COLLEGE RETIREMENT EQUITIES FUND
STOCK ACCOUNT
SCHEDULE OF INVESTMENTS (unaudited)
March 31, 2019
MATURITY
DATE
VALUE
(000)
- PRINCIPAL
- RATE
- ISSUER
BONDS - 0.0%
GOVERNMENT BONDS - 0.0%
U.S. TREASURY SECURITIES - 0.0%
- $
- 300,000
- United States Treasury Note
- 1.750%
- 05/15/22
- $
- 296
- TOTAL U.S. TREASURY SECURITIES
- 296
- TOTAL GOVERNMENT BONDS
- 296
(Cost $301)
- TOTAL BONDS
- 296
(Cost $301)
EQUITY LINKED NOTES - 0.0%
DIVERSIFIED FINANCIALS - 0.0%
70,600 16,000 *,†,j Morgan Stanley BV
TOTAL DIVERSIFIED FINANCIALS
- *,j Morgan Stanley BV
- 0.000
0.000
06/14/19 07/11/19
1,997
671
2,668
TOTAL EQUITY LINKED NOTES
2,668
(Cost $2,304)
SHARES
COMPANY
COMMON STOCKS - 99.1%
AUTOMOBILES & COMPONENTS - 1.4%
21,551
115,000
1,054,958
90,300
200,290 564,661
1,069,495
41,713 e Adient plc
Aisan Industry Co Ltd Aisin Seiki Co Ltd
* Akebono Brake Industry Co Ltd * American Axle & Manufacturing Holdings, Inc
Apollo Tyres Ltd
279 708
37,766
101
2,866 1,813
85,014
510
Aptiv plc e ARB Corp Ltd
- 31,949
- Asahi India Glass Ltd
- 120
- 291
- * Autoliv, Inc
- 21
- 1,625
- e Autoneum Holding AG.
g BAIC Motor Corp Ltd
Bajaj Holdings and Investment Ltd Balkrishna Industries Ltd Bayerische Motoren Werke AG.
187
1,652,500
138,068
40,802
1,082 5,800
586
- 244,897
- 18,909
1
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
Bayerische Motoren Werke AG. (Preference) Bharat Forge Ltd BorgWarner, Inc
3,521
389,055
85,860
- $
- 232
2,877 3,298 2,452 1,338
20,464
7,543
49
- 9,345
- * Bosch Ltd
- e Brembo S.p.A
- 117,871
531,074
7,594,135
6,100
Bridgestone Corp Brilliance China Automotive Holdings Ltd BYD Co Ltd
574,562
68,890 e BYD Co Ltd (H shares)
Ceat Ltd Chaowei Power Holdings Ltd Cheng Shin Rubber Industry Co Ltd
* China First Capital Group Ltd
China Motor Corp
3,474 1,113
145
1,648 2,380 1,380 9,464
287
8,388
17,672
1,983 1,814
335
383,000
1,209,251 4,498,000 1,491,000
351,479 233,966 314,839 117,144
66,349
Cie Automotive S.A. CIR-Compagnie Industriali Riunite S.p.A. Compagnie Plastic-Omnium S.A. Continental AG. Cooper Tire & Rubber Co
* Cooper-Standard Holding, Inc
Cub Elecparts, Inc
38,629 35,155
- 29,500
- Daido Metal Co Ltd
- 189
- 26,100
- Daikyonishikawa Corp
Daimler AG. (Registered) Dana Holding Corp Delphi Technologies plc Denso Corp
240
1,444,256 1,003,138
316
187,199
53,000
208,284
2,536
2,159,787
33,448
84,754 17,796
6
7,314
117
1,639
75
2,167 2,946 2,122
770
Depo Auto Parts Ind Co Ltd e,g Dometic Group AB
Dong Ah Tire & Rubber Co Ltd Dongfeng Motor Group Co Ltd
* Dorman Products, Inc
Drb-Hicom BHD e Eagle Industry Co Ltd
EDAG Engineering Group AG. ElringKlinger AG.
4,546,500
70,300 21,168 18,483
380 126
30,832 22,579 g Endurance Technologies Ltd * Esmo Corp
516 120
123,382 322,239 151,896
24,000
Exedy Corp Exide Industries Ltd Faurecia FCC Co Ltd
2,680 1,017 6,394
509
163,647 442,456
13,258,778
49,063
Ferrari NV
* Fiat DaimlerChrysler Automobiles NV
Ford Motor Co
21,986
6,608
116,412
430
6,917 7,042
202
49
1,558
286
Ford Otomotiv Sanayi AS
* Fox Factory Holding Corp
Fuji Heavy Industries Ltd Futaba Industrial Co Ltd Fuyao Glass Industry Group Co Ltd g Fuyao Glass Industry Group Co Ltd (Hong Kong)
*,e Garrett Motion, Inc
Geely Automobile Holdings Ltd
98,973
308,406
40,797 13,500
463,200
19,440
6,980,202 6,062,000 *,† General Motors Co
13,395
0
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
*,†,e
- General Motors Co
- 85,268,000
- $
- 0
00000000
18,507,434 *,† General Motors Co 40,684,487 *,†,e General Motors Co 35,983,677 *,† General Motors Co 26,439,191 *,† General Motors Co 24,057,000 *,† General Motors Co
722,689 *,†,e General Motors Co
4,230,271 *,†,e General Motors Co 7,950,000 *,† General Motors Co 2,256,179
192,957
42,897
100,748
39,496
451,643
2,582,989
100,900
2,378,585
97,171
General Motors Co Gentex Corp
* Gentherm, Inc e,g Gestamp Automocion S.A.
Global & Yuasa Battery Co Ltd Goodyear Tire & Rubber Co e Great Wall Motor Co Ltd e G-Tekt Corp
83,704
3,990 1,581
582
1,608 8,197 1,943 1,398 2,815
824
Guangzhou Automobile Group Co Ltd GUD Holdings Ltd
- 24,783
- Halla Holdings Corp
- 889
66,912
228,421
87,948
Hankook Tire Co Ltd Hanon Systems Harley-Davidson, Inc Hero Honda Motors Ltd Honda Motor Co Ltd Hota Industrial Manufacturing Co Ltd Huayu Automotive Systems Co Ltd Hyundai Mobis
2,208 2,288 3,136 1,662
40,500
413
45,104
1,491,130
111,990
11,300
114,119 189,046
41,634
34
20,986 19,932
2,802 1,025
310
Hyundai Motor Co Hyundai Motor Co Ltd (2nd Preference) Hyundai Motor Co Ltd (Preference) Hyundai Wia Corp
16,793
8,674
376,800
32,860
Ichikoh Industries Ltd Indus Motor Co Ltd
2,035
305
633,371
88,100
Isuzu Motors Ltd Kasai Kogyo Co Ltd
8,345
652
- 9,689
- Kayaba Industry Co Ltd
Keihin Corp Kenda Rubber Industrial Co Ltd Kia Motors Corp
238
4,386
318
22,295
1,685
244
267,200 331,455 715,376
29,636
273,652 328,242
53,294
104,000
29,832
198,641
23,209
Koito Manufacturing Co Ltd
*,e Kongsberg Automotive ASA
Kordsa Teknik Tekstil AS.
* Kumho Tire Co, Inc e Launch Tech Co Ltd
LCI Industries, Inc
615 205
94
2,292
26,958
453
Lear Corp Leoni AG.
- 77,080
- Linamar Corp
- 2,764
19,838
8,611
428
407,419 885,474 126,350 235,500
Magna International, Inc Mahindra & Mahindra Ltd
* Mahindra CIE Automotive Ltd
- Mahle-Metal Leve S.A. Industria e Comercio
- 1,462
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
- Mando Corp
- 17,339
110,830
86,502
476,131
21,734
- $
- 438
Martinrea International, Inc Maruti Suzuki India Ltd Mazda Motor Corp
1,004 8,328 5,338
- 352
- MGI Coutier
419,721
33,327
675,681
12,900
Michelin (C.G.D.E.) (Class B) Minda Industries Ltd Minth Group Ltd
49,588
157
2,131
- 73
- e Mitsuba Corp
528,568 643,070 666,559
24,844 47,100
153,949
13,516
Mitsubishi Motors Corp
* Modine Manufacturing Co
Motherson Sumi Systems Ltd
*,e Motorcar Parts of America, Inc
Musashi Seimitsu Industry Co Ltd Nan Kang Rubber Tire Co Ltd Nexen Corp
2,816 8,919 1,441
469 640 156
74
106,181 838,000 605,223 262,400
72,302
- Nexen Tire Corp
- 928
Nexteer Automotive Group Ltd NGK Spark Plug Co Ltd NHK Spring Co Ltd e Nifco, Inc
Nihon Tokushu Toryo Co Ltd Nippon Seiki Co Ltd e Nissan Motor Co Ltd
Nissan Shatai Co Ltd Nissin Kogyo Co Ltd e NOK Corp
1,038
11,273
2,361 1,846
30
1,813
27,829
316
2,900
112,100
3,388,757
36,441 22,900 50,996
288 796
7,758
25,100
1,516,106
98,307
Nokian Renkaat Oyj Pacific Industrial Co Ltd Peugeot S.A.
260 354
36,995
- 240
- Piaggio & C S.p.A.
- 16,000
- Piolax Inc
- 309
- 317,125 *,g Pirelli & C S.p.A
- 2,045
29,591
1,965 9,107
332
471,545 369,500
17,736,407
1,188,000 1,295,511
4,500
Porsche AG. Press Kogyo Co Ltd PT Astra International Tbk Qingling Motors Co Ltd
- Renault S.A.
- 85,656
- 205
- Riken Corp
37,840 26,174 61,100
S&T Daewoo Co Ltd SAF-Holland S.A. SAIC Motor Corp Ltd
1,288
300 237
- 19,500
- *,e Sanden Corp
- 133
327,920
9,899
Sanyang Industry Co Ltd Schaeffler AG.
215
81
18,022 17,600
* Shiloh Industries, Inc e Shoei Co Ltd
99
753
355,700
67,931
136,454
3,455,180
179,347
26,434
Showa Corp SL Corp
4,549 1,318 1,205 1,396
807
Spartan Motors, Inc Sri Trang Agro-Industry PCL (Foreign)
* Ssangyong Motor Co
Standard Motor Products, Inc Stanley Electric Co Ltd
1,298
- 664
- 24,642
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
*
- Stoneridge, Inc
- 144,123
478,788
62,140 26,900 22,693 41,085 19,419
245,371 107,800
14,100
6,200
- $
- 4,159
6,369
746 220
86
196
69
10,877
2,068
202
Sumitomo Electric Industries Ltd Sumitomo Rubber Industries, Inc Sundram Fasteners Ltd Sungwoo Hitech Co Ltd Superior Industries International, Inc Suprajit Engineering Ltd Suzuki Motor Corp T RAD Co Ltd Tachi-S Co Ltd
- Taiho Kogyo Co Ltd
- 51
1,272,729
12,000 59,347
194,012
20,350 19,696
5,570,000
230,463
21,700
173,699 163,300
27,830 57,200 32,615 54,600 64,303
4,384,875
9,054
* Tata Motors Ltd
Teikoku Piston Ring Co Ltd Tenneco, Inc
3,202
229
1,315
54,296
61
1,228 5,018 3,937
183 223
3,058
585 650 692
*,e Tesla, Inc
Thal Ltd Thor Industries, Inc Tianneng Power International Ltd Tokai Rika Co Ltd Tokai Rubber Industries, Inc Tong Yang Industry Co Ltd e Topre Corp
Tower International, Inc Toyo Tire & Rubber Co Ltd Toyoda Gosei Co Ltd Toyota Boshoku Corp Toyota Industries Corp Toyota Motor Corp
828
3,231
258,316
- 706
- Trigano S.A.
28,800 90,062 30,500
146,200
34,500 18,191
291
TS Tech Co Ltd Tube Investments of India Ltd Tupy S.A. UMW Holdings BHD Unipres Corp Valeo S.A.
831 499 141 206 540 528
- 7
- *,e Veoneer, Inc
13,106 84,995 24,221
6,381
- * Visteon Corp
- 883
Volkswagen AG. Volkswagen AG. (Preference) WABCO India Ltd
13,857
3,819
614
38,562
3,955,247 1,810,785 2,376,000
88,662 95,700 22,500
470,000
Winnebago Industries, Inc Xingda International Holdings Ltd Xinyi Glass Holdings Co Ltd g Yadea Group Holdings Ltd
Yamaha Motor Co Ltd Yokohama Rubber Co Ltd Yorozu Corp
1,201 1,245 2,079
842
1,744 1,781
295
Yulon Motor Co Ltd TOTAL AUTOMOBILES & COMPONENTS
297
1,563,964
BANKS - 7.0%
- 8,106
- 1st Constitution Bancorp
1st Source Corp
144
- 1,209
- 26,912
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
77 Bank Ltd Aareal Bank AG. g ABN AMRO Group NV (ADR) e Absa Group Ltd * Abu Dhabi Commercial Bank PJSC
ACNB Corp
39,300 32,142
396,931
1,081,430 3,648,263
9,492
- $
- 549
993
8,949
11,445
9,425
351
75,219,649
931,100
2,764,307
3,600
Agricultural Bank of China Agricultural Bank of China Ltd AIB Group plc
34,771
517
12,439
- 112
- Aichi Bank Ltd
2,206,635
7,400
- * Akbank TAS
- 2,513
- 150
- Akita Bank Ltd
- 56,532
- Aktia Bank OYJ
- 594
73,155 16,518
- * Alior Bank S.A.
- 1,140
557 933
1,544
0
* Allegiance Bancshares, Inc
Alliance Financial Group BHD
* Alpha Bank AE
929,756
1,112,468
315,270 *,† Amagerbanken AS
16,331 11,044 50,125
Amalgamated Bank American National Bankshares, Inc Ameris Bancorp
256 386
1,722
- 302
- 11,001
- * Ames National Corp
3,908,938
9,400
AMMB Holdings BHD e Aomori Bank Ltd
4,371
249
52,193 16,477 e Aozora Bank Ltd
Arrow Financial Corp
1,290
542
- 19,800
- e Aruhi Corp
- 395
1,777,660 1,042,471
103,980 168,695
3,519
Ashikaga Holdings Co Ltd Associated Banc-Corp
4,550
22,257
1,854 1,449
139
* Atlantic Capital Bancshares, Inc g AU Small Finance Bank Ltd e Auburn National Bancorporation, Inc
Australia & New Zealand Banking Group Ltd Awa Bank Ltd
3,811,090
19,444
70,483
495
2,209,435
70,752
* Axis Bank Ltd * Axos Financial, Inc
24,759
2,049
685
31,196
295
- 49,495
- e Banc of California, Inc
Banca Intesa S.p.A.
*,e Banca Monte dei Paschi di Siena S.p.A
Banca Popolare dell’Emilia Romagna Scrl Banca Popolare di Sondrio SCARL Bancfirst Corp e Banche Popolari Unite Scpa
Banco ABC Brasil S.A.
* Banco Bilbao Vizcaya Argentaria S.A.
*,e Banco BPM S.p.A
12,782,425
210,448
3,335,124
894,184
30,372
610,565 507,454
2,218,039
891,404
1,278,130 4,244,482 5,155,460
17,873,245
38,462
13,648
2,449 1,584 1,618 2,469
12,673
1,847
12,356 46,550
1,333 2,631 2,459 4,022
660
Banco Bradesco S.A. Banco Bradesco S.A. (Preference)
* Banco Comercial Portugues S.A.
Banco de Chile
* Banco de Credito e Inversiones
Banco de Oro Universal Bank Banco de Sabadell S.A.
1,575,773
662,635
- 467,000
- g Banco del Bajio S.A.
- 928
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COLLEGE RETIREMENT EQUITIES FUND - Stock Account
VALUE
(000)
COMPANY
SHARES
Banco do Brasil S.A. Banco do Estado do Rio Grande do Sul
16,063,377 *,† Banco Espirito Santo S.A.
1,934,132 1,172,800
- $
- 24,067
7,246
180
83,200
6,062,147
775,148
51,042,339
1,397,969
14,622,369
212,356 524,968 117,818 175,400
1,359,000
435,600
11,517
304,786 643,798 452,547
32,522,300
171,200 134,100
125,110,572
16,567
- g Banco Inter S.A.
- 1,124
53,308
8,705 3,840 1,911
67,899
2,638 6,653 3,325 1,145 9,261
146
Banco Itau Holding Financeira S.A. Banco Santander Brasil S.A. Banco Santander Chile S.A. e Banco Santander Mexico S.A. Institucion de Banca Multiple Grupo Financiero Santand
Banco Santander S.A. BanColombia S.A. BanColombia S.A. (Preference) BancorpSouth Bank Bangkok Bank PCL (ADR) Bangkok Bank PCL (Foreign) Bank Alfalah Ltd Bank Handlowy w Warszawie S.A. Bank Hapoalim Ltd
203
2,026 4,218 1,055
897,290
158
75
56,859
175
Bank Leumi Le-Israel
* Bank Millennium S.A.
Bank of America Corp Bank of Beijing Co Ltd Bank of China Ltd Bank of China Ltd (Hong Kong) Bank of Commerce Holdings Bank of Communications Co Ltd Bank of Communications Co Ltd (Hong Kong) Bank of East Asia Ltd Bank of Georgia Group plc Bank of Hangzhou Co Ltd Bank of Hawaii Corp
641,700
20,895,946
1,670,332
58,888 21,800 20,689
12,484,214
8,700
596
17,143
5,430 1,269
28
1,632
74,506
257
Bank of Ireland Group plc Bank of Iwate Ltd
- 57,000
- Bank of Jiangsu Co Ltd
Bank of Kaohsiung Bank of Kyoto Ltd Bank of Marin Bancorp Bank of Montreal e Bank of Nagoya Ltd
60
103
17,112
995
59,681
197
326,655 408,684
24,461
797,630
6,099
160,000 100,700
1,321,727
447,496
12,100
Bank of Nanjing Co Ltd Bank of Ningbo Co Ltd e Bank of Nova Scotia
Bank of NT Butterfield & Son Ltd Bank of Okinawa Ltd
188 318
70,362 16,056
377
- 6,568
- Bank of Princeton
- 208
503,818
6,654
Bank of Queensland Ltd Bank of Saga Ltd
3,257
115
86,360
1,111,978
34,600
207,681 144,237
46,070,157
Bank of Shanghai Co Ltd Bank of the Philippine Islands Bank of the Ryukyus Ltd Bank OZK Bank Pekao S.A. Bank Rakyat Indonesia
154
1,785
353
6,019 4,137
13,377