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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2014-05-30

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SA FUNDS INVESTMENT TRUST Form N-Q Filed 2014-05-30 SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2014-05-30 | Period of Report: 2014-03-31 SEC Accession No. 0001206774-14-001817 (HTML Version on secdatabase.com) FILER SA FUNDS INVESTMENT TRUST Mailing Address Business Address 3055 OLIN AVENUE SUITE 3055 OLIN AVENUE SUITE CIK:1075065| IRS No.: 770216379 | State of Incorp.:DE | Fiscal Year End: 0630 2000 2000 Type: N-Q | Act: 40 | File No.: 811-09195 | Film No.: 14878162 SAN JOSE CA 95128 SAN JOSE CA 95128 408-260-3100 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09195 SA FUNDS - INVESTMENT TRUST (Exact name of registrant as specified in charter) 3055 Olin Avenue, Suite 2000 San Jose, California 95128 (Address of principal executive offices) (Zip Code) Christopher Stanley Chief Legal Officer SA Funds - Investment Trust 3055 Olin Ave., Suite 2000 San Jose, CA. 95128 (Name and Address of Agent for Service) Copies to: Brian F. Link R. Darrell Mounts Vice President and Managing Counsel Counsel to the Trust State Street Bank and Trust Company K&L Gates LLP Mail Code: JHT 1732 1601 K Street, N.W. 200 Clarendon Street Washington, D.C. 20006 Boston, MA 02116 Registrants telephone number, including area code: (408) 260-3100 Date of fiscal year end: June 30 Date of reporting period: March 31, 2014 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SA Funds - Investment Trust By: /s/ Alexander Potts Alexander Potts President and Chief Executive Officer Date: May 30, 2014 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Michael Clinton Michael Clinton Treasurer, Chief Financial and Accounting Officer Date: May 30, 2014 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF MARCH 31, 2014 (Unaudited) FACE VALUE AMOUNT BONDS AND NOTES 97.5% Australia 3.2% Australia & New Zealand Banking Group Ltd., 3.700%, 1/13/15 USD $400,000 $410,222 Commonwealth Bank of Australia, 3.500%, 3/19/15 USD 1,000,000 1,029,530 Commonwealth Bank of Australia, 3.750%, 10/15/14 USD 3,000,000 3,055,608 National Australia Bank Ltd., 1.600%, 8/07/15 USD 500,000 507,055 National Australia Bank Ltd., 2.750%, 9/28/15 USD 2,500,000 2,581,100 National Australia Bank Ltd. MTN, 2.000%, 3/09/15 USD 3,950,000 4,013,354 Westpac Banking Corp., 1.125%,9/25/15 USD 2,350,000 2,367,602 Westpac Banking Corp., 3.000%,8/04/15 USD 1,000,000 1,032,769 Westpac Banking Corp., 3.000%,12/09/15 USD 1,000,000 1,039,873 Westpac Banking Corp., 4.200%,2/27/15 USD 1,000,000 1,035,181 17,072,294 Austria 0.2% Oesterreichische Kontrollbank AG, 1.125%, 7/06/15 USD 1,000,000 1,010,056 Canada 5.5% Export Development Canada, 2.250%, 5/28/15 USD 500,000 511,426 Province of Ontario Canada, 0.950%, 5/26/15 USD 2,500,000 2,519,070 Province of Ontario Canada, 2.950%, 2/05/15 USD 5,000,000 5,113,265 Province of Ontario Canada, 4.750%, 1/19/16 USD 2,000,000 2,152,636 Royal Bank of Canada, 0.550%, 5/01/15 USD 9,000,000 9,016,245 Royal Bank of Canada MTN, 0.800%, 10/30/15 USD 5,000,000 5,019,175 Royal Bank of Canada MTN, 2.625%, 12/15/15 USD 1,000,000 1,034,107 Toronto-Dominion Bank (The), 1.375%, 7/14/14 USD 1,000,000 1,003,382 Toronto-Dominion Bank (The) MTN, 0.416%, 5/01/15(a) USD 3,000,000 3,006,429 29,375,735 Germany 1.3% Kreditanstalt fuer Wiederaufbau, 0.500%, 9/30/15 USD 3,000,000 3,007,116 Kreditanstalt fuer Wiederaufbau, 2.625%, 2/16/16 USD 3,500,000 3,641,985 6,649,101 Netherlands 0.7% Cooperatieve Centrale Raiffeisen-Boerenleenbank BA, 2.125%, 10/13/15 USD 1,800,000 1,843,486 Cooperatieve Centrale Raiffeisen-Boerenleenbank BA, 3.200%, 3/11/15 USD 2,000,000 2,054,086 3,897,572 New Zealand 0.2% ANZ New Zealand Int'l Ltd., 3.125%, 8/10/15 USD 900,000 929,266 Supranational 2.1% Council of Europe Development Bank, 2.625%, 2/16/16 USD 2,000,000 2,080,374 Council of Europe Development Bank, 2.750%, 2/10/15 USD 2,000,000 2,042,294 European Investment Bank, 1.000%, 7/15/15 USD 5,000,000 5,046,510 European Investment Bank, 4.875%, 2/16/16 USD 2,000,000 2,164,168 11,333,346 Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Sweden 0.6% Nordea Bank AB, 2.250%, 3/20/15 USD 500,000 509,304 Svensk Exportkredit AB, 1.750%, 10/20/15 USD 2,000,000 2,040,860 Svensk Exportkredit AB, 0.625%, 9/04/15 USD 500,000 501,767 3,051,931 United States 83.7% Bank of New York Mellon Corp. (The), 2.950%, 6/18/15 200,000 205,710 Bank of New York Mellon Corp. (The) MTN, 3.100%, 1/15/15 11,400,000 11,646,571 Berkshire Hathaway, Inc., 3.200%, 2/11/15 2,500,000 2,562,083 Coca-Cola Co. (The), 0.750%, 3/13/15 6,800,000 6,832,368 Federal Farm Credit Banks, 0.500%, 6/23/15 5,000,000 5,015,965 Federal Home Loan Banks, 0.375%, 8/28/15 18,000,000 18,030,330 Federal Home Loan Banks, 0.375%, 2/19/16 6,500,000 6,499,668 Federal Home Loan Banks, 1.750%, 9/11/15 9,300,000 9,493,068 Federal Home Loan Mortgage Corp., 1.750%, 9/10/15 6,500,000 6,640,822 Federal Home Loan Mortgage Corp., 4.375%, 7/17/15 20,800,000 21,920,018 Federal National Mortgage Association, 0.500%, 7/02/15 1,500,000 1,505,801 Federal National Mortgage Association, 0.500%, 9/28/15 28,300,000 28,411,870 Federal National Mortgage Association, 1.625%, 10/26/15 1,000,000 1,020,873 Federal National Mortgage Association, 2.375%, 7/28/15 20,900,000 21,498,534 Federal National Mortgage Association, 4.375%, 10/15/15 15,000,000 15,939,690 General Electric Capital Corp., 1.625%, 7/02/15 700,000 709,733 General Electric Capital Corp., 2.250%, 11/09/15 2,500,000 2,567,398 General Electric Capital Corp. MTN, 1.000%, 1/08/16 3,418,000 3,444,049 General Electric Co., 0.850%, 10/09/15 8,200,000 8,240,196 Microsoft Corp., 1.625%, 9/25/15 2,200,000 2,239,503 Microsoft Corp., 2.500%, 2/08/16 8,213,000 8,513,842 PepsiCo, Inc., 0.750%, 3/05/15 10,266,000 10,300,453 See notes to schedule of investments. Copyright © 2013 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SA U.S. Fixed Income Fund PORTFOLIO OF INVESTMENTS AS OF MARCH 31, 2014 (Unaudited) (Continued) FACE VALUE AMOUNT BONDS AND NOTES (Continued) United States (Continued) Toyota Motor Credit Corp., 0.875%, 7/17/15 $1,951,000 $1,962,772 Toyota Motor Credit Corp. MTN, 1.000%, 2/17/15 2,500,000 2,515,903 Toyota Motor Credit Corp. MTN, 2.800%, 1/11/16 1,300,000 1,351,390 United States Treasury Note, 0.250%, 8/15/15 29,500,000 29,526,491 United States Treasury Note, 0.250%, 9/15/15 5,000,000 5,002,440 United States Treasury Note, 0.250%, 11/30/15 18,800,000 18,788,250 United States Treasury Note, 0.250%, 12/15/15 10,000,000 9,990,230 United States Treasury Note, 0.375%, 11/15/15 7,500,000 7,512,015 United States Treasury Note, 0.375%, 1/15/16 13,000,000 13,007,618 United States Treasury Note, 0.375%, 2/15/16 32,600,000 32,601,923 United States Treasury Note, 0.375%, 3/15/16 29,000,000 28,983,006 United States Treasury Note, 1.250%, 8/31/15 6,000,000 6,089,766 United States Treasury Note, 1.750%, 7/31/15 8,200,000 8,371,692 United States Treasury Note, 2.000%, 1/31/16 14,000,000 14,419,720 United States Treasury Note, 2.125%, 12/31/15 48,000,000 49,499,040 United States Treasury Note, 2.625%, 2/29/16 5,000,000 5,213,280 US Bancorp MTN, 2.875%, 11/20/14 4,600,000 4,673,062 Wal-Mart Stores, Inc., 1.500%, 10/25/15 1,410,000 1,432,227 Wal-Mart Stores, Inc., 2.250%, 7/08/15 600,000 613,555 Wal-Mart Stores, Inc., 2.875%, 4/01/15 1,000,000 1,025,296 Wal-Mart Stores, Inc., 3.200%, 5/15/14 9,090,000 9,121,188 Wal-Mart Stores, Inc., 4.500%, 7/01/15 405,000 425,303 445,364,712 TOTAL BONDS AND NOTES 518,684,013 (Identified Cost $518,207,459) SHORT-TERM INVESTMENTS 2.2% Australia 0.1% Australia & New Zealand Banking Group Ltd.
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