ITAÚ UNIBANCO HOLDING S.A. (Exact Name of Registrant As Specified in Its Charter)
Total Page:16
File Type:pdf, Size:1020Kb
As filed with the Securities and Exchange Commission on April 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-15276 ITAÚ UNIBANCO HOLDING S.A. (Exact name of Registrant as specified in its charter) Federative Republic of Brazil (Jurisdiction of incorporation or organization) Praça Alfredo Egydio de Souza Aranha, 100 04344-902 São Paulo, SP, Brazil (Address of principal executive offices) Marcelo Kopel Investor Relations Officer Itaú Unibanco Holding S.A. Praça Alfredo Egydio de Souza Aranha, 100 04344-902 São Paulo, SP, Brazil +55 11 2794 3547 [email protected] (Name, Telephone, E-mail and/or Facsimilie number and Address of Company Contact Person) ________________________ Securities registered or to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered Preferred Shares, no par value New York Stock Exchange(*) American Depositary Shares (as evidenced by American Depositary New York Stock Exchange Receipts), each representing 1 (one) Preferred Share (*) Not for trading purposes, but only in connection with the listing of American Depositary Shares pursuant to the requirements of the Securities and Exchange Commission. Securities registered or to be registered pursuant to Section 12(g) of the Act: None (Title of Class) Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None (Title of Class) Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report. 3,047,037,403 Common Shares, no par value 2,874,313,101 Preferred Shares, no par value Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes No If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Yes No Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes No Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act (Check one): Large accelerated filer Accelerated filer Non-accelerated filer Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing: U.S. GAAP International Financial Reporting Standards Other as issued by the International Accounting Standards Board If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow. Item 17 Item 18 If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes No INTRODUCTION The information presented in this annual report on Form 20-F is accurate only as of the date of this annual report and information incorporated by reference in this annual report is accurate only as of the date of the document in which such incorporated information is contained. Our business, our financial condition and results of operations, our assets and our prospects may have changed since those dates. Information contained in or accessible through the websites referred to in this annual report on Form 20-F is not part of this annual report unless we specifically state that it is incorporated by reference and is part of this report. All references in this annual report on Form 20-F to websites are inactive textual references only. FORM 20-F CROSS-REFERENCE INDEX (for the purpose of filing with the United States Securities and Exchange Commission) 20-F item number and description Page Part I Item 1. Identity of Directors, Senior Management and Advisers………………………….…… Not applicable Item 2. Offer Statistics and Expected Timetable………………………………………………… Not applicable Item 3. Key Information 3A. Selected financial data................................................................................................ A-15 to A-16, A-160 to A-161 3B. Capitalization and indebtedness................................................................................. Not applicable 3C. Reasons for the offer and use of proceeds................................................................. Not applicable 3D. Risk factors................................................................................................................. A-70 to A-77, A-163 to A-164 Item 4. Information on the Company 4A. History, highlights and recents developments of the company................................... A-17 to A-21, A-47 4B. Business overview...................................................................................................... A-10 to A-11, A-22 to A-41, A-78 to A-111, A-149 to A-157 4C. Organizational structure.............................................................................................. A-26 to A-27, F-17 4D. Property, plant and equipment.................................................................................... A-140 Item 4A. Unresolved Staff Comments.................................................................................... None Item 5. Operating and Financial Review and Prospects 5A. Operating results......................................................................................................... A-4 to A-7, A-114 to A-117, A-141 to A-157, 5B. Liquidity and capital resources.................................................................................... A-83 to A-95, A-134 to A-136, A-138 to A-141, A-154 to A-157 5C. Research and development, patents and licenses, etc………………........................ A-25 5D. Trend information........................................................................................................ A-156 to A-157 5E. Off-balance sheet arrangements................................................................................ A-141, F-146 to F-147 5F. Tabular disclosure of contractual obligations.............................................................. A-139 Item 6. Directors, Senior Management and Employees 6A. Directors and senior management.............................................................................. A-50 to A-65 6B. Compensation............................................................................................................. A-65 to A-67, F-84 to F-87 6C. Board practices........................................................................................................... A-50 to A-57 6D. Employees.................................................................................................................. A-23 to A-24 6E. Share ownership......................................................................................................... A-25 to A-27, Item 7. Major Shareholders and Related Party Transactions 7A. Major shareholders..................................................................................................... A-25 to A-27, 7B. Related party transactions.......................................................................................... A-54, AF-1-4243 to F-144 7C. Interests of experts and counsel................................................................................. Not applicable Item 8. Financial Information 8A. Consolidated Statements and Other Financial Information…………………………… A-13 A-15 to A-16, F-1 to F-165 8B. Significant Changes.................................................................................................... None Item 9. The Offer and Listing 9A. Offer and listing details............................................................................................... A-42 to A-43 9B. Plan of distribution...................................................................................................... Not applicable 9C. Markets....................................................................................................................... A-42 to A-43, 9D. Selling shareholders................................................................................................... Not applicable 9E. Dilution.......................................................................................................................