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3I Group Plc Report as of 25 Sep 2021 3i Group Plc Key Stats Manager Name Not Disclosed Dividend Frequency Semi-Annually Actual Initial Charge -% Inception Date 1 Apr 1945 Net Assets (mil) 30/09/2020 10432.00 GBP Exit Charge - Last Close (24 Sep 2021) 1,300.50 British Pence Wrapper Availability Custody Charge Day Change -2.07% Our Minimum Initial Investment Ongoing Cost - 12 Month Yield 3.69% Pricing Frequency DailyQuarterlyAMC 1.40% ISIN GB00B1YW4409 Dealing Cut off Time Fund Rebate -% Regular Investment Morningstar® Category Index Fund Benchmark Morningstar Rating™ Rating Morningstar® Category Red Rocks Global Listed Private FTSE 350 TR GBP QQQQQ Not Rated Sector Equity Private Equity Equity TR USD Used throughout report 35.0 Investment Objective Growth Of 10000 30.0 (GBP) 3i is an investment company which aims to provide its 25.0 Fund shareholders with quoted access to private equity and 20.0 Index infrastructure returns. Currently, its main focus is on 15.0 Category making quoted and unquoted equity and/ or debt 10.0K investments in businesses and funds in Europe, Asia 2016 2017 2018 2019 2020 08/21 Performance and the Americas. 52.50 33.67 -11.78 47.16 9.39 17.49 Fund 19.94 19.19 -2.56 15.77 -0.72 -8.04 +/- Index 24.27 22.40 -14.80 28.08 1.03 -12.90 +/- Category - - - - - - Percentile Rank This information relates to past performance, which is not a reliable indicator of future returns. Standardised Performance Trailing Returns Return % +/-Idx +/-Cat Quarterly Returns 1st qtr 2nd qtr 3rd qtr 4th qtr 1 Yr to 1 Yr to 1 Yr to 1 Yr to 1 Yr to (24 Sep 2021) 2021 -0.39 3.44 - - 30 Jun 17 30 Jun 18 30 Jun 19 30 Jun 20 30 Jun 21 70.23 2.95 28.46 -22.35 45.54 3 Months 9.98 4.12 0.86 2020 -27.85 7.34 19.70 18.00 12 Months Total Return (bid to bid). Source: Morningstar, net income 6 Months 14.83 -1.10 -7.41 2019 27.33 15.27 4.76 -4.30 reinvested. This table complies with the FCA's regulations to compare 1 Year 43.28 -7.55 -10.90 2018 -5.97 7.20 4.51 -16.25 different products from different providers. 3 Years Annualised 14.99 1.12 -1.97 2017 6.46 22.94 1.16 0.95 5 Years Annualised 19.08 3.97 2.02 Portfolio 30 Sep 2020 Risk Profile Asset Allocation % Long % Short % Net Morningstar Equity Style Box™ % Equity Risk Measures Stocks 7.99 0.00 7.99 Large Size Giant - 3-Yr Alpha 5.40 3-Yr Sharpe Ratio 1.06 Bonds 0.00 0.00 0.00 Mid Large - 3-Yr Beta 0.90 3-Yr Std Dev 14.60 Cash 8.69 0.00 8.69 Medium - R-Squared 68.96 3-Yr Risk Low Other 83.33 0.00 83.33 Small Small - Information Ratio 0.23 5-Yr Risk Low Micro - Tracking Error 16.10 10-Yr Risk Low Value Blend Growth Style Avg Mkt Cap - GBP Calculations use Red Rocks Gbl Listed Private Eqty TR USD (where applicable) Top 10 Holdings Sector % Port. Sector Weightings % Equity No Data Available Action - 40.92 h Cyclical 0.00 3i Infrastructure Ord - 7.46 r Basic Materials - Scandlines - 4.33 t Consumer Cyclical - Cirtec Medical - 3.59 y Financial Services - Evernex - 2.84 u Real Estate - Royal Sanders - 2.82 j Sensitive 0.00 Hans Anders - 2.61 i Communication Services - Wp - 2.49 o Energy - Havea - 2.43 p Industrials - Tato - 2.37 a Technology - Total Stock Holdings 4 k Defensive 0.00 Total Bond Holdings 0 s Consumer Defensive - Assets in Top 10 Holdings % 71.85 d Healthcare - f Utilities - AJ Bell includes AJ Bell Holdings Limited and its wholly owned subsidiaries. AJ Bell Management Limited and AJ Bell Securities Limited are authorised and regulated by the Financial Conduct Authority. All companies are registered in England and Wales at 4 Exchange Quay, Salford Quays, Manchester M5 3EE. AJ Bell procures the provision of the Morningstar Licensed Tools on an “as is” basis and does not guarantee the performance of or accept liability for the Licensed Tools. To the maximum extent permitted by law, AJ Bell excludes liability for the Licensed Tools, including liability for any failure, interruption, delay or defect in the performance of any Licensed Tool, unless it arises as a direct result of the negligence of AJ Bell. © 2021 Morningstar. All Rights Reserved. The information, data, analyses and opinions (“Information”) contained herein: (1) include the proprietary information of Morningstar and Morningstar’s third party licensors; (2) ® may not be copied or redistributed except as specifically authorised;(3) do not constitute investment advice;(4) are provided solely for informational purposes; (5) are not warranted to be complete, accurate or timely; and (6) may be drawn from fund data published on various dates. Morningstar is not responsible for any trading decisions, damages or other losses related to the Information or its use. Please verify all of the Information before ß using it and don’t make any investment decision except upon the advice of a professional financial adviser. Past performance is no guarantee of future results. The value and income derived from investments may go down as well as up. Report as of 25 Sep 2021 Costs and Charges How Much Does it Cost?* Investment Fees (one off) Fund % Based on investing GBP 10,000 in this fund over a 5 Entry Cost (Maximum Front End Load) - years period with an expected return of 5% Max Entry Cost Acquired 0 The investment would be worth GBP 11213.44 and Max Entry Cost Acquired 0 Total fees would be GBP 1374.04 Max Exit Charge Field 0 If no fees were charged the investment would be worth Max Exit Cost Acquired 0 GBP 12762.82, this means your growth rate would be Typical Exit Cost 0 27.62816% Switching Fee - Initial set up fee =GBP 0.00 this might be waived by your distributor Investment Fees (actual) Fund % Ongoing Cost 1.37108 Average breakdown of fees per year: Transaction Fee 0.04616 Fund % Distribution Fee 0 Ongoing Cost 1.40 Performance Fee 2.11571 Performance Fee 1.11 Management Fee 0 Transaction Fee 0.09 Investment Fees (estimated) Fund % Ongoing Cost 1.39856 *Calculation is based on ex-ante costs Transaction Fee 0.08677 Distribution Fee 0 Performance Fee 1.11491 Management Fee 0 MIFID - Target Market Information Specific Investment Expertise Capital Loss Investor Type Basic Yes None No Retail Yes Informed Yes Limited Neutral Professional Yes Advanced Yes Level - Eligible Counterparty Yes No Guarantee Yes Primary Objective Beyond Initial Yes Distribution Channel Preservation No Execution Only Both (Retail and Recommended Holding - Growth Neutral Professional) Period (yr) Income Neutral Execution with Both (Retail and Hedging No Leverage Flag No Appropriateness Test or Professional) Sustainable Preference - Non Advised Services MIFID Instrument Non UCITS Other Neutral Portfolio Management Both (Retail and Professional) Risk Tolerance Investment Advice Both (Retail and SRRI (UCITS) - Professional) SRI (NON UCITS) 5 Risk Tolerance Internal Methodology (NON - PRIIPS, NON UCITS) AJ Bell includes AJ Bell Holdings Limited and its wholly owned subsidiaries. AJ Bell Management Limited and AJ Bell Securities Limited are authorised and regulated by the Financial Conduct Authority. All companies are registered in England and Wales at 4 Exchange Quay, Salford Quays, Manchester M5 3EE. AJ Bell procures the provision of the Morningstar Licensed Tools on an “as is” basis and does not guarantee the performance of or accept liability for the Licensed Tools. To the maximum extent permitted by law, AJ Bell excludes liability for the Licensed Tools, including liability for any failure, interruption, delay or defect in the performance of any Licensed Tool, unless it arises as a direct result of the negligence of AJ Bell. © 2021 Morningstar. All Rights Reserved. The information, data, analyses and opinions (“Information”) contained herein: (1) include the proprietary information of Morningstar and Morningstar’s third party licensors; (2) ® may not be copied or redistributed except as specifically authorised;(3) do not constitute investment advice;(4) are provided solely for informational purposes; (5) are not warranted to be complete, accurate or timely; and (6) may be drawn from fund data published on various dates. Morningstar is not responsible for any trading decisions, damages or other losses related to the Information or its use. Please verify all of the Information before ß using it and don’t make any investment decision except upon the advice of a professional financial adviser. Past performance is no guarantee of future results. The value and income derived from investments may go down as well as up. Report as of 25 Sep 2021 Disclosure Statement Please read the Key Facts document provided for this fund carefully before The Overall Morningstar Rating for a mutual fund is derived from a exposure to the security that is being shorted. This means that when the taking action. In all cases, this disclosure statement should accompany weighted average of the actual performance figures associated with its security rises in value, the short position will fall in value and vice versa. the Open-end Fund Detail Report. Portfolio information is based on the three-, five- and 10-year (if applicable) Morningstar Rating metrics. Morningstar's portfolio statistics will capture this negative exposure. For most recent information available to Morningstar. Morningstar Return rates a mutual fund's performance relative to other example, if a fund has many short stock positions, the percent of assets in stocks in the asset allocation breakdown may be negative.
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