FEDERAL ELECTION COMMISSION WASHINGTON. D.C. 20463
THIS IS THE BEGINNING OF MUR # Z37
D~ATE FILMED CAMERA, NO. ___
C -MRAA 0 9
PUBLIC RECORD INDEX - RUR 2395
1. Memo, 17 Mar 87, John D. Gibson (Reports Analysis Division) to Lawrence M. Noble (Acting General Counsel), subJ: Referral of Drexel Burnham Lambert Political Action Committee, w/atch (RAD Referral Pkge). 2. First General Counsel's Report, 20 Apr 87. 3. Certification of Commission Action, 23 Apr 87.
4. Ltr, 4 May 87, Scott E. Thomas (Chairman, FEC) to Doris C. Lindbergh (Treas., Drexel Burnham Lambert Political Action Committee), w/atch (Factual and Legal Analysis). 5. Ltr, 9 Jun 87, Paul A. Merolla (Senior V.P. & Deputy General Counsel, DBL-PAC) to Scott E. Thomas. 6. General Counsel's Report, 17 Jul 87. 7. Certification of Commission Action, 17 Jul 87. 8. Ltr, 22 Jul 87, L.M. Noble to P.A. Merolla.
9. General Counsel's Report, 11 Dec 87. 10. Certification of Commission Action, 16 Dec 87. 11. Ltr, 22 Dec 87, L.M. Noble to P.A. Merolla w/atch (executed conciliation agreeement).
-END-
NOTE: In preparing its file for the public record, O.G.C. routinely removes those documents in which it perceives little or no public interest, and those documents, or portions thereof, which are exempt from disclosure under the Freedom of Information Act. 87NF-61 THROUGH 87NF-75 *0 p
FEDERAL ELECTION COMMISSION WASHINGTON. 0 C 463 Match 17, 1987
LAWRENCE K. NOB ACTING GENE S
THROUGH: STAFFJOHN C.DIRE SU 0N . JOHN D. GIBS FROM: ASSISTANT S F IRECTOR REPORTS AN YS1 DIVISION
SUBJECT: 30 DAY POST-GENERAL REPORT NON-FILER REFERRALS OF UNAUTHORI ZED COMMITTEES
Attached is a listing of fifteen (15) unauthorized committees which failed to file the 1986 30 Day Post-General Report within thirty (30) days of the date of the Non-Filer Notice. In accordance with Standard 3 of the 1985-1986 RAD Review and Referral Procedures for Unauthorized Committees, further examination is required by your office. On September 29, 1986, prior notification was sent to all unauthorized committees informing them that all committees, regardless of election activity, must file the 30 Day Post- General Report by December 4, 1986 (Attachment 16). Each committee which failed to submit a report covering the post- election reporting period was sent a Non-Filer Notice on December 23, 1986 (Attachment 17).
The attached printout lists the name, address and treasurer for each committee being referred. Any telephone conversations are referenced under Contacts with Filers. The Summary Pages of late-filed reports and/or letters of explanation are included under Reports Filed/Response(s). In addition, a OC" index accompanies each committee. In a few instances, the aggregate receipt and disbursement figures may be inflated because reports were submitted covering portions of the same reporting period.
If you have any questions, please contact Lisa J. Stolaruk at 376-2480.
Attachments 7ff
C00151480 Drexel Burnham Lambert Political 87UP-64 Action Comittee (DBL-PAC)
0 DRUXEL BURMW LAISERT POLITICAL ACTION COIUITTU (DBL-PAC)
(Attachments 4a - 4c) q~~4 0 ~ 7 4 7 7 7 I N C,M M 1 t1JjA PAGE 2 •---- q q 0 4 0 % ,- C6Mt i I'ILL LtUCuM L1>. ;T; RELLI D ISl U R'I, EN )C I OF MICROFILM COVERAGE DATES PAGES LOCATION TYPE OF FILER
Lz'' L, BUhirNHAn L, I-."' "-uJLI , LTiON C o 'jll Li'L-PA ? ID #00151480 NON-PARTY CUN ELlLLILL L. Lk . , L:rLALL -,i a L(! iLN, - I rnt. QUALIFIED 43, 150 IJAN85 -30JUN85 YEAR-END L--- 85PEC/384/1293 1,407 91,930 YEAR -END 1JUL85 -31DEC85 86FEC/401/5524 - 1JUL85 -31DEC85 REQUEST FOR ALD'ITIOI.AL NFORM(,'IIUN 86FEC/406/2929 1836 APRIL QUARTERLi ,30.384 IJUL85 -31DEC85 86FEC/404/1413 4, I00 1JAN86 -31MAR86 JOiLY QUARTERLY il396 86FEC/421/2370,086FEC/411/4528 OCTOBER a3C,8a10 IAPR86 -30JUN86 QUARTERLY 1,083 69,300 PRE-GENERAL IJUL86 -30SEP86 86FEC/442/467 10,500 9.000 -15OCT8G POST-GENERAL 1OCT86 86FEC/442/4634 ('9,399 34,000 16OCT86 -24NOV86 87FEC/456/0459 POST-GENERAL - AtIEN1DmENT 0 G; .399 34,000 16OCT86 -24NOV86 NOTICE OF FAILURE TO FILE 87fEC/460/5056 24NOV8, 86FEC/452/1389 YEAR-EN1 9,585 10,500 25NOV86 YEAR-END - AMENDML:47 -31DEC86 87FEC/456/0477 O 9,585 10,500 25NOV86 -31DEC86 1'ST LETTER INFORMATIuNAL NOTICE 87FEC/460/5047 1987 MISCELLANEOUS NOTICE FROM FEC 25NOV86 -31DEC86 87FEC/460/1582 27JAN87 87E3C/455/4158 • TOTAL 446,279 0 391,190 173 TOTAL PAGES
All reports have been reviewed. M !! Ending cash-on-hand as of 12/31/86: $75,308 .15 rt Debts owed by the Committee as of 12/31/86: $0 Debts owed to the Committee as of 12/31/86: $0
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.- RAD Referral. 87NF-6l STAFF: AWelsse--i
SOURCE OF MUR: INTERNALLY GENERATED RESPONDENTS':
Drexel Burnham Lambert Political Action Committee (DBL-PAC) and Doris Lindbergh, as treasurer;
RELEVANT STATUTE: 2 U.S.C. S 434(a) (4) (A) (iii) INTERNAL REPORTS CHECKED: Public Records FEDERAL AGENCIES CHECKED: None
2a - 2-
I. GM11TX OW NAITIR On Iarcb 17, 1987. the Reports Anaysis Division (o'AD*)
referred the following 15 unauthorized political committees to the C*ffice of the General Counsel for failure to file the 1986
Post-General Election Report timely: / "-
Drexel Burnham Lambert Political Action Committee (DBL-PAC);
II. FACTUAL AMD LMGAL ANALYSIS
(A) The Facts
On September 29, 1986, notification was sent to all unauthorized political committee advising that regardless of
/ The 1986 Post-General Election Report must disclose all financial activity from the close of books of the last report, or the date of registration (whichever is later), through November 24, 1986. 2/ The fifteen committees discussed in this report were referred to this Office as a group by the Reports Analysis Division. Each referral in which the Commission decides to open a MUR will be assigned a separate MUR number and handled by the staff person indicated in the attached notification letters. 2 6m4
4. ze ul ambert Political Action Comittee
On Jaouary 27, 1997, the 1986 Post-General Election Report was filed disclosing receipts of 69,399 and disbursements of $34,000. The report was filed 54 days late. i 7T -7 -- " ",7 7 - 7
-7-
(B) The Applicable Law
Pursuant to 2 U.S.C. S 434(a) (4)(A) (iii), all political committees other than the authorized committees of a candidate K shall file a post-general election report, which shall be filed no later than the 30th day after the general election and which shall be complete as of the 20th day after such general election. (C) Application of the Law to the Facts The record in this matter demonstrates that the 15 political committees discussed on pages 3 - 7 above were required to file the 1986 Post-General Election Report by December 4, 1986. The above committees, however, failed to file the report in a timely manner. In consideration of this circumstance it is the recommendation of this office that the Commission open a Matter Under Review and find reason to believe that a violation of 2 U.S.C. S 434(a)(4)(A)(iii) occurred with respect to the late filing of the 1986 Post-General Election Report by:
Drexel Burnham Lambert A Political Action Comittee (D5L-PAC) -9-
Me!RZCOZMENDATIONS 1. Open Matters Under Review with respect to each of the following: a) b) c) d). Drexel Burnham Lambert Political Action Commitee PAC) (DBL- e) and Doris Lindbergh, as treasurer
f) 9) h)
i) j)
k) 1) m)
2. Find reason to believe those political committees individuals and listed in recommendation one above violated 2 U.S.C. S 434(a) (4) (A) (iii). - 10- 4.
5. Approve the ittached letters and Factual and Legal Analyses.
Acting General Counsel
Attachments 1. RAD Referral 2. Letters (14) and Analyses (14) DIFORI THE FEDENAL ELECTION COI31SSIO
In the Matter of ) ) RAD R~f.SUNF.61 through 87NF-75 ) ) )
Drexel Burnham Lambert Political Action Committee (DBL-PAC) and Doris Lindbergh, as treasurer;
CERTIFICATION
I, Marjorie W. Emmons, Secretary of the Federal Election Commission, do hereby certify that on April 23, 1987, the Commission decided by a vote of 6-0 to take the following actions in RAD Ref. 87NF-61 through 87NF-75:
1continued) Federal Ulotion Ca~isson Page 2 Certification for PAD Ref. 8737-61 through 97W1-75 April 23, 1987
1. Open Matters Under Review with respect to each of the following: a)
b)
c)
d) Drexel Burnham Lambert Political Action Committee (DBL-PAC) and Doris Lindbergh, as treasurer. e)
f)
g)
h)
i)
j)
k)
1)
m)
(continued) 5 ......
Federal Blection Commission Paqe 3 Certification for MD Ref. 87N-61 throuqh I 7 75 April 23, 1967
2. Find reason to believe those political com- mittees and individuals listed above violated 2 U.S.C. S 434(a)(4) (A) (iii). 3.
4.
5. Approve the letters and Factual and Legal Analyses, as recommended in the First General Counsel's Report signed April 20, 1987. Commissioners Aikens, Elliott, Joseflak, McDonald,
McGarry, and Thomas voted affirmatively for the decision. Attest:
/ -44AX - Date %I Larjorie W. Emmons Secretary of the Commission
Received in the Office of Commission Secretary:Mon., 4-20-87, 4: 57 Circulated on 48 hour tally basis: Tues., 4-21-87, 11:00 Deadline for vote: Thurs., 4-23-87, 11:00 / in%/ jI N
FEDERAL ELECTION COMMISSION WASHINGTON. D C 20463 May 4, 1987
Doris C. Lindbergh, Treasurer Drexel Burnham Lambert Political Action Committee 60 Broad Street New York, New York 10004
Re: MUR 2395 o Drexel Burnham Lambert Political a Action Committee; Doris Lindbergh, as treasurer I1 Dear Ms. Lindbergh:
On April 23 , 1987, the Federal Election Commission found that there is reason to believe Drexel Burnham Lambert Political Action Committee ("Committee") and you, as treasurer, violated 2 U.S.C. S 434(a) (4)(A)(iii), a provision of the Federal Election Campaign Act of 1971, as amended ("the Act"). The Factual and Legal Analysis, which formed a basis for the Commission's finding, is attached for your information. CUnder the Act, you have an opportunity to demonstrate that no action should be taken against the Committee and you, as treasurer. You may submit any factual or legal materials that you believe are relevant to the Commission's consideration of this matter. Please submit such materials to the General Counsel's Office within 15 days of your receipt of this letter. Where appropriate, statements should be submitted under oath. In the absence of any additional information that demonstrating no further action should be taken against the Committee and you, as treasurer, the Commission may find probable cause to believe that a violation has occurred and proceed with conciliation.
If you are interested in pursuing pre-probable cause conciliation, you should so request in writing. See 11 C.F.R. S 111.18(d). Upon receipt of the request, the Offv'-e of the General Counsel will make recommendations to the Commission either proposing an agreement in settlement of the matter recommending or declining that pre-probable cause conciliation be 9 Letter to Doris C. Lindbergh Page 2
pursued. The Office of the General Counsel may recommend that pre-probable cause conciliation not be entered into at this time so that it may complete its investigation of the matter. Further, the Commission will not entertain requests for pre- probable cause conciliation after briefs on probable cause have been mailed to the respondent.
Requests for extensions of time will not be routinely granted. Requests must be made in writing at least five days prior to the due date of the response and specific good cause must be demonstrated. In addition, the Office of the General Counsel is not authorized to give extensions beyond 20 days.
If you intend to be represented by counsel in this matter, please advise the Commission by completing the enclosed form stating the name, address, and telephone number of such counsel, and authorizing such counsel to receive any notifications and other communications from the Commission. The investigation now being conducted will be confidential in accordance with 2 u.s.C. SS 437g(a)(4)(B) and 437g(a) (12) (A), #o unless you notify the Commission in writing that you wish the investigation to be made public.
For your information, we have attached a brief description of the Commission's procedures for handling possible violations CM1 of the Act. If you have any questions, please contact Robert Raich, at (202) 376-8200.
C" Sincerely,
Scott E. Thomas Chairman Enclosures Factual and Legal Analysis Procedures Designation of Counsel Form FEDERAL ELECTION COfItISSION FACTUL" AnD LAL ANALYSIS RESPONDENTS, Drexel Burnham Lambert Political MUR 2395 Action Committee, and Doris Lindbergh, as treasurer
On September 29, 1986, notification was sent to all unauthorized political committees advising that regardless of election activity, the 1986 Post-General Election Report was required to be filed by December 4, 1986. The 1986 Post-General Report is required to disclose all financial activity from the close of books of the last report, or the date of registration (whichever is later), through November 24, 1986. Each political K, committee which failed to submit a report covering the post- general election reporting period was sent a Non-Filer Notice on December 23, 1986. On January 27, 1987, the 1986 Post-General Election Report C was filed disclosing receipts of 69,399 and disbursements of $34,000. The report was filed 54 days late. Pursuant to 2 U.S.C. 4 § 34(a) (4)(A) (iii), all political cr committees other than the authorized committees of a candidate shall file a post-general election report, which shall be filed no later than the 30th day after the general election and which shall be complete as of the 20th day after such general election. The record in this matter demonstrates that respondents were required to file the 1986 Post-General Election Report by December 4, 1986. The respondents, however, failed to file the report in a timely manner. In consideration of this circumstance it is the recommendation of the Office of the General Counsel that the Comission find reason to believe Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, as treasurer, violated 2 U.S.C. S 434 (a)(4) (A) (iii).
0r
N or c, o". DmAI 3Brahm Lambeff NANOj* BA..g y Mili Action Co..,ittee JUNI IAI0 46 DBII.PA(' 60i)oa(I Street New York. N.NY 10004 (212) .480-600
June 9, 1987 "-
FEDERAL EXPRESS Mr. Scott E. Thomas Chairman CA Federal Election Ccmmiission CO .q 999 E Street, N.W. Washington, D.C. 20463
In Re: MUR 2395 - Drexel Burnham Lambert Political Action Ccmnittee; Doris Lindbergh, as Treasurer NDear Mr. Thcuas: I am responding as counsel on behalf of the Drexel Burnham Lambert Political Action Ccmmittee (the "DBL-PAC") and its Treasurer, Doris Lindbergh, to your letter dated May 4, 1987. This response is made in accordance with a recent telephone conversation I had with Robert Raich, Esq., of your General Counsel's office. We are interested in pursuing pre-probable cause conciliation pursuant to 11 C.F.R. S111.18(d). We realize that the Federal Election Comission ("FEC") views as important the timely filing of election reports, as does DBL-PAC. Up to the incident in question, the DBL-PAC had filed all required federal reports on a timely basis.
DBL-PAC filed the 30-Day Post General Election Report (the "Report") belatedly only because this Report is not filed on a regular annual basis. Therefore, it was inadvertently not submitted by DBL-PAC during the 30-day period after last year's general election. Irmmediately upon notice fram the FEC, DBL-PAC, by my letter dated January 21, 1987, a copy of which is enclosed, filed the Report and apologized for its oversight. This inadvertent cmission was due in part to the fact that the Report is not required annually, and in part due to the fact that there are certain new personnel responsible for the administration of the DBL-PAC. 77
Mr. Scott E. 'tn as June 9, 1987 Page 2
Please let us know whether you need anything further as part of the pre-probable cause conciliation process.
Very truly yours,
Paul A. Merolla Senior Vice President & Deputy General Counsel
PAM/mf f Enclosure c.c. Robert Raich, Esq.
w5P R OPRISM ANDD E,
(M PgN)
I.foame of Commito (in Fu) i 4. TYPE OF REPORT (Chck epproprite boxe Drexel Burnham Lambert Political Action Committee (01 0 Apr* 1 QnISlrt Repor 0 October iSsaurts erl t
0 '*a '5 Ohlrteib Report 0 Jmnuwy 31 Yow End Reor Address (Numor end Stread JMy 0 31 Mid Yew Rlrt (NonElection Yew Only) 60 Broad Street 0 M enebly R ip e f r ______City, State an ZIP Cd WI TWoW€ldoreprt proesdIa Post General New Yorks NY 10004 euteton Sit in the State of 0 Check here if adrs is dmmWom xw 0 Thkltie sih rep follW kgq the General Election 2. FEC Identificaion Mnumgr C-00151480 an I__n thi Stat of
3.0-Th sitmmi"iWgipjilgd eseat dalleumitm-.d.ur O Teumnn mtReport this Reporting Period on (b le this RePe an Amndment? 7-'ro
S.CovlnePeriod October 16, 1986o November 24, 1986 ThCOLUMN COLwUMNO
S.(a Cash on hand Je 1. 1 fi ...... 199,068.93 b)CashonHandat eginnin ofR p Perio...... 8 40,822.77 Id TotalReceits(fromLin18...... $ 69,399.58 $ 122,763.42 (d)Subtota (add Lines6b) and 6 1 fo Co m Am nd...... $ v 7 Lineo6(a) and (c) for Column a) . Total Disbursments (from Line 2)...... 3000.00 $ 245,610.00 8.C ahonH ndatClowof R apwin0P eod m drct Lime 7from Line (d)| ...... S 76,222.35 S 76,222.35 9.ODebtsadOtliloionsOwed TO The Committe ...... "l (Itemize all on Sdwdule C or Schedule D). "I L ' 10. Debts and ObtgotionsOwed BlY the Committe ...... i l m & u. .*r
it is true, conec wdc te .
Uw lert hs~memo enamt:
Waftm.=SE SNKo. fW. 30 Td nm 8*4 -430 DateNovember 24. 1986
j,IC: *Uof10 of valut. efnous, or incomplet informw ma" mabect the permn eing this rMr to fte p itm of 2 u.s.c. 6 4379. AN Prewm md of FEC F0000 3 d lC iOuM 3aw ebummd Audi o lime6 be mini. iFF FORM S I I I I I I 3X f(/r,0 VMUjIAY PAGE 0= m.nC FORM 3X) Drexel Burnhan Lambert Political ACtuoU COmIttee IPrmn:i.i- jqg6-To .CLN S COLMNA COLUM a
I. R e nUW TS ...i E- .. .. u* I I .cONTRIouTIO,. mw mn Wee4 PROM: ! W o.. u...... 116,120 .imn i
•,(dl cOamTOTA--L s ~ (rt,,U.... 11(b) 69-045.00 -6.12n An' 11(s) I I 1A1 12TRANSFERS TO AFFILIAT.OTHER PARY COM......
14-LOAN REPAYMENTS RECEIVED ......
AND OTHER POLITICAL COMMITES 22.OTHEIND E IPTS D IR (n S j ...... 10.TOTAL RECEIPT 345. (Add I I(d), 12, 13, 14. 15-Is alm 17) ...... 91 2 2---- IS EFS.FCONTRIBUTIONS TO FEDERALMD CANDIDATES .... 18460000. 19.OPERATING EXPENDITURES......
20.TRANSFERS TO AFFILIATEDIOTHER.. .I. PARTY ......
OTHER POLITICAL COMITTEE "'...... * * L 34,0000 1460.00 2 22. INDEPENDENT EXPENDITURES (USd k E) ......
(2 U.S.C. 26.CRDINATED25.CLOATIINSMDE...... 9441 EXPENDIURES a(d)) (UN clodl F) MADE my PAY C E ...... 24. LOAN REPAYMENT MADE ......
25. LOANS MADE ...... 6 2 2 REFUNI. CONTRIUTI ON To (O)IndLviduC/Pirmn OtRha, TIsoit m it...... (b) PoltiS Paty ConNft ...... m 0 ( c)Other Political C 1a .. .. "0"...... 0 0 (a) (d) TOTAL CONTRIBUTION REFUNDSf (Add 8r(s1. , 8ne 2w) ...... (b) 27.OTHER DISBURSEMENTS5 (d) 1 28.TOTAL DISeURSEMENMlmS ad .2O. 2 ,22, 23,24, , IdW2) 34 --...
29-TOTALCONTIBUTION 0 MIom mLim11(d ...... 30.TOTAL CONTRIBUTION 69,045.00 116.120.00 REFUNDS from Li = d) .. . . . 2 31.NET COTRBUTIOS (odw dm I w . . . . . - U Mobr Lim 30 tm Lw 2) ...... 69050010170 , 0 .00 3 3
32.TOTAL OPERATING EXPEN DITURE fc Line 19...... 1- OFFSFTS TO OPRATINn FVPPNnTtlIRES from I in,. 1% 32 J4.ddNE f OPNA 17ING EJCVIOEMTURES (Subtracg Line 33 fromn LIMe 321 ...... SCHEDULE A ITtIZLO RECEIPTS fereahtile luwr o 1 ategry o vA NUM12 1 1 21 IIA Any Information copied from aeb Reo" OWd Purposes. other then uing the S~NOWa net he sl or used by any peraon for Vie purseas name end addrms of any POMIde esumitwe to eei cotbui of soiefift ngtribwtonloo hAmrcefo fm, muc or fo eomerc NAME OF COMMITTEE (inPtA llwn DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE m TA.Pull Name. Mailing Adm Od ZIP Cede Name of EmplVoer Dae h (month. Amount of Eac Andrew J. Fenton Lambert day. yer) Receipt this q Drexel Burnham Peri 60 Broad Street New York, NY 10004 10/16/86 Oacuetion $ 600.00 d Receipt For: U Piy Vice President Other (wecify): UGe~~al Aggregate Year-woDte > 1. Pull Name. .00 Mailing Adda s ndZCed II Name of Employer Dam (month, Shirley Amount of Each Klinghoffer day. year) Receipt 60 Drexel Burnham Lambert this Period Broad Street 10/16/86 New York, NY 10004 500.00 Vceup eion Receipt For: i rJ B Vice President n C. P- Yemm.-Ooe As S UU, 0 b._ C. ~Nam ~MligA Pul I e 1IP Coe mamo of ampoyer 1 Dae (month. Amount of Each Stanley Schiff day. yew) Drexel Burnham Lambert Receipt thl Period 60 Broad Street 10/16/86 New York, NY 10004 Occupation 500.00 Receipt er UPrim" Manager I (apacify75E AggregatHanas~er______90660 0. Pull NameMellin Ad*m d ZIP @4114 None of Employer Data (month. Amount of Each Matthew Stirling day, year) Receipt this Period Drexel Burnham 330 Post Road Lambert 10/16/86 250.00 Darien, CT 06820' Occupation Receipt For: U rrimrv LJ General VicePresident r ither (SPOlfy): n
INmo. Mailing Addram7aFwday, nd ZIP Code Nm of mploer Do" (month. Amount of Eah Richard B. Bermont ywe) Receipt this Period Drexel Burnham Lambert 10/17/86 1 SE .3rd Avenue 500.00 Miami, FL 33131 Owupatlon Lj Genera Manager M- other(pcify): tir..t. Awg aAgte ate 500.00 mie foImployer II Date (month. Amount of Each James day, year) Receipt thle Period H. Dahl Drexel 9650 Wilshire Boulevard Burnham Lambert 10/17/86 500.00 Beverly Hills, CA 90212 OcupPlon Receipt For: General r7 Other (spelfy} Li President -Exec.Exec. Vice President I 0. Pull Name, ft uy wu y SUU 2 . I Mailing Addrass nd ZIP Cede Name of Imployer De (month, Amount of Each day. David Dreyfuss ya) Rageip thkl Period Drexel Burnham 60 Broad Street Lambert 10/17/86 250. 00 New York, NY 10004 Recelpt For: L Vice President Prlmary L.J General i OihnrIspecify): Yearto-OaelYAgete 500. ob TAL of Receipts This Page (optIonal) ...... $ TOTALThisPriod(lastpagethislinen 3,100.00 o*)...... SCHEDULE A ITIZED RECEIPTS
Any information copied from such Report end Smammena01 may net be6e01d or sed by any '" o* P"'P@U5O $6111011WO contibut Pu POil , Other then ueing the nems and address of any political cemmitga iftns. aab"Oh..a.. erfrcmec.fr sm >NAME OP COMMITTER fi. Pom) I L__DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE A. Pull Nme. Muiling Addumemm ZIP @011 Il a%# m...... Amount of Each John B. Kellenyi Drexel Burnham Lambert day, yew) Receipt this Period 60 Broad Street 10/17/86 500.00 New York, NY 10004 I a Imontn. $
Receipt For: vLy U General Managing Director I .. lFther (specify): I • ------tiJl~,-- I I Jt t S. Pull News. MMng Ade andi ZIP Code Name of m Employer OasM (month, Amount of Each S. Michael Ful Ne" I""AdMa ZPCftU Pappas Drexel Burnham Lambert day. yew) Receipt this 2 Period Broadway I 10/17/86 200.00 New York, NY 10004 J Ocupstion Receipt For: LJPr U s ral Gov't Report Coordin. Other (specify): Agrg Vaterto.otng S 350.00 C. FUNl Ie, Maeiling Address and ZIP Ce day, ! Name of Eloyer Oat (month.yer) ReceiptAmount thie Harold of PeriodEach A. Rousselot Drexel Burnham Lambert 10/17/86 60 Broad Street10 500 00 7/ 65 New York, NY 10004 to . 0 Receip For: J Primry Gon,- Vice President Other (specify): Agemte r.o.&m S 500.00 0. Pull Name. Mulling Addrem end ZIP Code Name of Employer day, Data (month.yew) ReelptAmount thia of PurlodEach Allan L. Sher 60 Broad Street Drexel Burnham Lambert 11017810/17/86 2,000.0029000.00
New York, NY 10004 Occupatio Reolpt For: Primary General Sr.Exec.Vice President Other (specify):
dName of Employer iay, Dae (month,yer) ReceiptAmount thls of PeriodEech Leon C. Sunstein Drexel Burnham Lambert 10/17/86 500.00 3 Melon Bank Center107/6 5.0 Philadelphia, PA 19102-2468O0mk Receipt For: U_ Primary G...eOneral Sr. Vice President fl Other (specify): Aggregate Yaeo.Dt S8500.00 P. Pull Name, Melling Address end ZIP Code Nam of Employer Date (month. Amount of Each Thomas J. Walker Thomas J.iW Drexel Burnham Lambert day, year) Receipt this Period 60 Broad Street 10/17/86 750.00 New York, NY 10004 O'cupatio Receipt For: j Primary UGeneral Vice Presiden_ M Other (specify): A Werte t 75.-gn 0. u Namnhll e MII1a Adid . MA wasb f... M i e1oT mm plo yer Date (month, Amount of Each day. yew) Richard J. Wright Drexel Burnham Lambert Rece94 this Period 60 Broad Street 10/17/86 New York, NY 500.00 I 10004 Ocoupetion IReeipt For; ] r Other (specify):e i Primary Lj General Chief Financial Office A I Anamate V-691-mP-2UU * U UITOTAL of Receipts This Page (optional) ...... uiU .UJ ,9 0.0 TOTAL This Period (lostpagethiseline nunberonly)...... 0,*es 00#800000 .j
k,~ IUsee SCHEOULE 9retes cneues) PAGt 0 A I NZED RECEIPTS 1 IorDule each categorySummar ofPar the FO I°"iNE NU.,,jj 11A Any informationt copied fromt such MeP"r end Statment Mey net be sold or use by any parson for, the purpose of solctn cotiteorfrcmria purpose,-Other than usine the name end addsin of any poitimel committfe to aeliit conribtions trm euch committe. NM OF COMMITTEE fin Full! L ~DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMIITTEE fall Mfuw 1n1* iiitg ng OUVWU tlp Cairn IIA Name of Emplover Date (Month. Amount of Each Carlos Cancel Drexel Burnham Lambert dy. Ver) Riecept this Perc Id *60 Broad Street ______10/18/ 86 200.00 New York, NY 10004 $ Occupetion Receipt For: U Ji lry Sr. Vice F1 Other (specify): U caner. President I AggrqGmtYlw.@) 1. Pull Name. *_8450._00 Mailing Adres andlZIP Ce mmm Name of EmployW Amount of Each Victoria Lambert I y.e mor,Year) I. Hartman Drexel Burnham Receipt this Perioc 60 Broad Street 10/18/86 New York, NY 10004 250. 00 Receipt For: Vice President Li Primary U General M Other (Ispecify): ...... Yk. President 50 00I C. rul Nme uIell Add. .. A vim o-- i . . ... ,.. . -11,-w w g r Name of Employer' Date (month. Amount of Each Stanley L. Sapery Drexel Burnham Lambert Receipt this Perlod 60 Broad Street T. New York, NY 10004 10/18/86 500.00 Receip For: UJPier.Genera Occupation v First Vice President FM Other (specify): Aggregate D. Full Nano, MoiJJlnAddrm wW4 Zip Coub Yew q > 500.0 Amount of Each Michael Altman Receipt this Period r 400 South LaSalle Street Chicago, Ill 60605 250. 00
r7] Other (specify): 1.Full Nano. Melling Addrm &nd Zip Cede& Amount of Each John E. Humphreville Receipt this Period 131 South Rodeo Drive 1,000.00 Beverly Hills CA 90212-2402 Receipt For: .JPrimary U General
P. Full Name, Mallng Adnee and ZIP Code Amount of Each A.W. Livermore Receipt this Period 60 Broad Street 250. 00 New York , NY 10004 Receipt For: Uj Primary Li General M Other (specIfy): 0. Pull Name. Mailing Addms and ZIP Cede Amount of Each Paul A. Merolla Receipt this Period 60 Broad Street New York, NY 10004 Receipt For: -Primary Genera - Other (specify): 500.00 500.00 SUBTOTAL of Reipts This Page (Optlonl) ......
f 2.S go. n
[TOTAL This Period e, (last pave this line number only)...... ,,e*eoee.e.**.**0, I I
, I 1 SCHEDULE ITEMIZED RECEIPTS We sepaetsche o isll PAGE A for e Oak woW of the 4 12 i l 060M smmyPaeFR oR ILNENUMBER E Any bfortion copied fromsue Iwo &n ms ey not beiON purposes other or VW bWay p~en for u-purpese of contution or1en for omm ,el tinen wing the num endr of any Polioel omie Oeolelt soelbutions fIm euh eommrtee, I "ow P COMMITTEE fin Pull me i DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE n ---- w IA. Pull NIme. Mallinq Addins ed ZiP Cede Amount of Eah Martin L. Berman Receipt this Perim 55 Broad Street New York, NY 10004 $ 500.00 Recelpt For:.. Primary MlOther (specify): D. Full Name. Mlling Address vd ZiP C=ee Amount of Each Jon H. Burnham Receipt this Period 60 Broad Street New York, NY 10004 500.00 Receipt For: i Prnwy Other (specify):
C. Full N me, Mlling Adres end lip Ced m Amount of Each Thomas Cauchois Receipt this Period 55 Broad Street New York, NY 10004 300.00 Receipt For: LjPrimary M Other Ispeuify: D. Full Nerme, Mlllnl Address and ZIP Oad \ Amount Of Each Receipt this Period
Receipt For: U Prlry T-other (specIfy):
a. Full lame, Maillin Adde an ZiP Cede k Nom Of Employer t, Lambert des (month, of Each Howard S. Ertel Drexel Burnham RecelptAmount this Period 60 Broad Street 500.00 New York, NY 10004 10/20/86 Receipt For: Oeuuption j Primary Lj Generl Sr. M Other (p"elf): Vice President P. Pull Name, Milllng Address end ZIP COde Name of Imloyr Dt (moh, Amount of luh Michael E. Gellert Drexel Burnham Lambert day, yer) Receipt thisPeriod 55 Broad Street New York, NY 10004 -10/20/86 2,000.00 Recelpt For: li Prim.y [Onerel Executive flOther (pecify): Director Age to4De 62 000. 00 0 amee. Mallin Aidm Ad PIS Pi. MurnaOT amoyrw Dew Imonth. Amount of lEch ) Eugene J. Glaser m La m be r t 1 0/ y 0/ Receipt this Period D re x el B u rn ha III 60 Broad Street Sr. V10/20/86 500.00 New York, NY 10004 Sr. Vic~ePresident, Receipt7~ For: Other (specify): Lj Primary General
SUBTOTA L ofRcit hsPg otoa)I ' •~''-s,, U • OJ*0 of.. Reeipts This Pa (optional) ...... TOTAL > $4,300.00. This Period (0t Pose this line nurer only) ...... 40 SCHEDULE A 51 91T9MIZEDRECEIPTS foUb paomsvaohedg 2 DOw ledmmw Pu T for each catqOr of the A information Copied from e Roper e may net N am or mad by a me s -.. o purpeage, ether *hen suiftg the nameOaddeg of anty OWNOue committee to "klit cantlbsatons from such eommflue.TLW 11 NAM OF COMMITTEE fin PVIN - ml ( I I' S DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE - .~ COMMITTEE A. Pu Nano, Me__a__,_. OmW alp CO ITTEE ! edb of -moe Joseph W. Harch Do Imonth, Amount of Each Drexel Burnham Lambert dv yr) Recept this 131 South Rodeo Drive Period Beverly Hills, CA 90212-2402 10/20/86 $ 500.00 Occuption 511 Receipt For: L Primary LJ Genr Other(sIafyl: Managing Director m A~egeeYu~go.Ow 111.Full Mom, Mailing Addmn OW ilp 5 t lid ZIP Qede II. Full Nime, Meltlq Name of Employer Amount +! Date (mfonth. of Each Richard H., Hochman dav. va) Receipt this Period Drexel Burnham Lambert 55 Broad Street 10/20/86 500.00 New York, NY 10004 Receipt For: Oecuiation UPrimary LJ enerl Managing Director Other (specify): L dw C. Pull 500.00. Nme. Maline Addre &mWlp Cada L Naeme of Eaer Die (month. Amount of Each DrexlBunha Lamert day, Yw) Kurt B. Karmin Reclipt this Period 1 South Wacker Drive O10/20/86 500.00 Chicago, ILL 60606 Receipt For: '+U .... U General Sr.Vice President r7 Other spei 0.Pull Nae. Melling Addre end ZIP cede Nameuof Emupyer Date (month. Amount of Each John Z. Katz Drexel Burnham Lambert Recip this Period 60 Broad Street 10TIM186 500.00 New Yorkl NY 10004 DauaIon Receipt For: Li Primary LJ General AssOc.Director F oher (lpeclfy): Aggregte Yeer-to.Deto > UU 1. Pull Nam, Mailing Addrm and ZIP cab ! Name of Imployer DM ¢m Amount of Each John H. Kissick dy. yearl Receipt thisPeriod Drexel Burnham Lambert 10/20/86 131 South Rodeo Drive 3000.000 Beverly Hills, CA 90212-2402 Occupation Receipt For: Li Primary _U Gnral- Managing Director r7 Other (specify): P. Pull Name, Mailing Aidress and liP Code NamA of., Imploywrout, " ,. - Dateday. (month, year) Amount of Each Victor N. Lee lIelpI this Period Lw'vwi e > g.uuu * uu Drexel Burnham Lambert 10/20/86 500.00 131 South Rodeo Drive Beverly Hills, CA 90212-2402 Oeupatlon UFor:Priayeneral Managing Director fMother (specify): YarwDw* ) U 0.Pull Nalme. Mmlln.Addim amid e. .d 3ip
NN u employer Dae (month, Amount of Each Maureen T. Smith day. yea) Drexel Burnham Lambert Receip1 thisPeriod 2 Broadway 10/20/86 500.00 New York, NY 10004 Ocupation - P..." Corp.Vice President MOther (specify): U Primary [Generl - I . General m Awarte Yeerto.ete I 5O(J
SUITOTA ...... L of Receipts Thi Pop ...... (optkonal) ...... lu...... l.lll.. llll
TOTALThi Period (inthpge is ling nuem only) ...... nno n 000. no
a, SCHEDULE A ITEMIZED0 RECEIPTS 1! J f fraltaatggoro PAG Any Information copied from such"eRa, nd ""Mme ma ne1eahe eib a aefr sprae eiligcnruoA Purpea. ethe than wsing the o m I name and address of any p~lt~e committee U saoo eanarbueb. fro oamltae for~ sc 8mm.Cmeca I 58&* 10tOWubwfo i UR OF MITTE fin PUN m DREXEL BURNIAM LAMBERT POLITICAL ACTION COMMITTEE I I/__m i A. PUl Name. 11iling Address e ZIP Cede Nme of Emoyer Dam onh. I Amount of Eec h George Soumerfeld 1020/86day. year) Receipt this Drexel Burnham Lambert Perk 60 Broad Street $ 500.00 New York NY 10004 Receipt For: Li Primy L- h Ira let. Vice President d Aarue a. PuN Nae. MOling Addreand ZIP Caed 300ro.O00 Naeo of Employer liB gill Komal S. Sri-Kumar DOte (month. Amount of Each Drexel Burnham Lambert dey. yew) 9650 Wilshire Receipt this Peria Blvd. 500. 00 Beverly Hills, CA 90212 10/20/86 Occupaion R For:Ot ic L Primary , Genral Agret | Yeraroa 6 C. PalN Nme. Melling Address id ZIP Code Name0 Of Employer Dat (month, Amount of Each Harry Horowitz )rezel Burnham Lambert day.,yea) r ,cip this Period 9640 Wilshire Blvd. 10/21/86 500.00 Beverly Hills, CA 90212 SSr. Vice President Receipt For: I Primary UGenerai SOther fqpecf): rmr 0. Pull Name, MailIng Address d ZIP Code I Name of ItmloW Dt (month, Amount of Each Sylvan Schefler r B ayear) 'rexel Burnham Receipt this Period 55 Broad Street Lambert 10/21/86 $250.00 New York, NY 10004 Managing Receipt For: U Primary U Gel Director M Other (speify): nn ulU...Lmln.Ad.... e Neme of Employer -...- Na .ll ...l Adde d ZI P.r Dat (moth, Amount of Each )rexel Burnham Lambert Connell Byrne fty, year) 11900ip this Period 60 Broad Street 10/22/86 500.00 New York, NY 10004 Receipt For: U Primary U General Vice President Other (specify): AggreateYa -. m::5; 3• UU Nof Impyor P. Pull Name. Mailing Address and ZIP Code Date Ifmonth. Amount of lEach day, veer) John D. Coffin )rexel Burnham Lambert 10/22/86 RIColIm2000.00 this Porlod 60 Broad Street New York, NY 10004 Exec.Vice Receipt For: President L Pr .Gr 9kIN - Vow,, - IZUUU. rV Other (specIfy): 0 Name of Imldow G. Pull Name, Mailing Address and ZIP Code - e mnh Amount of Each William R. Tobey Drexel Burnham Lambert day. "or) pleelt this Period 9650 Wilshire Blvd. 10/21/86 500.00 Beverly Hills, CA 90212 Do pto
Receipt For l Primary Ml Other losacfy):
k [ BOTAL of ReceiptsOfRoopt Thishi Pageeo (lt~nl)...... $ 500 (optional) . offset 46.696.oo $470.) TOTAL This Period (last page this line number only) 0...... - I mmm.mmmw~f
] SCI4EOULE A ITEMIZED RECEIPTS Uwsaeraseecegry(gerealsetegeyowtheth PAG su5'r ~po FOR LINE NUMBR ecAl ther purpose of tln 1iligcnr~rfrc en p -Hne. y .et Sbesl O r ufewaby any e enf& Any InformatiOn o piedfr such om R p are DREXEL BURNiWA 1881 LMBERT POLITICAL ACTION COIM
A. Full Name, Millng dl AddrM ad Zip Ced Em ,mmm Ierumof Emloyer Dow (month, Amount of Each Richard W. Frary Drexel Burnham day. vow) Receipt this Perio 55 Broad Street Lambert 10/22/86 $ 500.00 New York, NY 10004 Receipt For: UPmar dw U Gei Managing Director ] s. Full Name. Malall Ad wi 20G Agegser.twm PA"Of Imp*0vt DO (month, Amount ofIEsch Frederick W. McCarthy D'rexel Burnham Lambert 1 ,,W6 nIpt I P I Federal Street Boston, MA 02110 Oftuption Fo: U Primary U GeNWl
No"e C.PFUN Nme, Mlng Addrm end ZIP Cede of Empioee 090 Ifflnth ..... D . ----. ,---'no . A..... n -1j - Eli Weinberg day. year) Receiptount this ofr Period Eacn Drexel Burnham 60 Broad Street Lambert 10/22/86 1,000.00 New York, NY 10004 Omupetion Receipt For: U Primery U Geal Sr.Vice President f-1j Other (speify): Mlgrupwt Yo.~W ro. Pull Name, Moling Address and Zip Cek ~ 110 Namie of implover Data (month, IAmount of Each W. Thacher Brown 3 Mellon Bank Center Philadelphia, PA 19102 Receipt For: UI Pr arv L Goenoel - M Other (spoefy): 1. Pull Nano,.Moiling Addess and jlp C U General Nomeof mply De (month, Amount of Each James L. Rawlings Drexel Burnham Lambert A1 1W Reeipt this Period 55 Broad Street 1,000.00 New York, NY 10004 Oceupotion Receipt For: L Primary U Goert Managing Director __~flOther (specify): P.Full Nome, idllingAddr e IPCode No" oftggpoEmoployoer ° ------f ec P e t e r H . R o t h s c h i l d m L ambe r t Da tee(m' onhav E o fll achle 55 Broad Street DrxlBrhmLmet76500.00 New York, NY 10004 Receipt For: Lj Primry U General Vice Pesden t - lOther (specify): VieNNM-Prsdn I 0. Full Nom,Melling Addres &, Zip CO& Allgr mm~so-w- 50 00
over. Oas Imonth, Amount of Each Roy T. Abbott Drexel Burnham Lambert 10/24/86r B hbyear) Reeil thisPeriod 55 Broad Street M5.00 New York, NY 10004 Receipt ,ucupetlon For: U Primary U General M_[Other (spclfy): Mana.in. m Dir$ 25 O Agiqeete Yaer4&o.to 2s -n S TOTAL of Receipts This Peg@ (optlonal).
TOTAL This Period (last pop this line numr Only) $6,250.00
~mmm~..m.mJ SCHEDULE A ITEMIZED RECEIPTS 5~PMtO5Cgdul~g) PAGE O fair Oak antoryofethe 12 00a011101 luflwyP p P"f IN urm Any ktfermtion atpled from Sich RaesdSenMmy ...... IIA noat be sol11 orMd by anmy pesn for th0useo0o~iigcntmto~ puposes, Ofthr than using the mma end ad*em of any Polnt"a rfrcmeca committee "o soliit c"tr batisne from such mmof itit tee.in O orCr AMEOF COwITTEE (in Pol i DREXEL BURNHAM LhMBERT POLITICAL ACTION COMMT'EEw mmmmm A. Fn Nam. Naili. "Adlms amd ZICa I Amount of John F. Benjamin Drexel Burnham Lambert dy er Eac ReceiPt this Peri od 1 South Wacker Drive $ 500.00 Chicago, ILL 60606 110/24/86 Receipt For: fl Other (spulef): U | a. FUN Name. MeiN. Adde mad Z!N da Name of Employer Date (month, Amount of Each Leslie M. Belf daoy, year) Receipt Drexel Burnham Lambert this Period 60 Broad Street 10/25/86 500.00 New York, NY 10004 Receipt For: U Primary UL Generln o. Co. Dept. Manager l Ot h e r s p cif y ): . r. A evepte toItaI IF=r - ---..... --- -- m i.- -r N&Me of Empoyer O (month. Amount of Each Charles Kolligian day, Drexel Burnham year) R0e01t this Period 60 Broad Street Lambert 10/26/86 500.00 New York, New York 10004 Reipt For: Priary U SOt h e r ( smpl vh General D. Pull Nam, MeUll Adim &d ZIP Cde Nn of Emloer Data (month. Amount of Each Michael J., Portera day. yer) Receipt this Period Drexel Burnham 55 Broad Street Lambert 10/26/86 500.00 New York, NY 10004 1 RIeceipt For: " Primary LJ General r Other (speclfy): Aregte Ye.toDate 8 5 0.00 1. Pull Ne.e Mafllina Addems andl ZIP asi1' mrm of Employer De (month. Amount of Euh Kenneth B. Robinson day. year) Receipt this Period Drexel Burnham 60 Broad Street Lambert 10/26/86 500.00 New York, NY 10004 Receipt For: L. PrlnWry Li.Genera Viceieuet Presidentsdn r7 Other (speify): .ull Name. Mml n Y 500.0 ...F ...... r 1a .... ss &W ZIP C o Nam Of Empioyer, Data William S. Rubinstein (Month. Amount of Each rexel Burnham Recelpt thisPeriod 60 Broad Street Lambert 10 86 250.00 New York, NY 10004 Ocuptlon Receipt For: L_ Primary 1st Vice President r7 Other (specify): IJG~Frl ro.oata>8S 250.00 0. Pull Nama. Mmiii.. Addm m.d 133 Pdm uiwne atemployer Data (month, Amount of 1Eh Peter J. Schild Drexel Burnham Lambert d~ er Recell this Period 60 Broad Street 1 26/861 250.00 New York, NY 10004 .- Assistant Treasurer 7Other Primary 160"Ify): jJ General I Receipt For: L .J AssistantTreasurer ..... - erlt YO4-0t 2S - rBTOTAL of Rleceipto This Page (optional) ...... at 0 00tsg 1$$$3000.00 ToTO AThis r Perod laat pegsthiline rad,~g~~ ...... SCHEDULE A IT2 ZEDRECEIPTS '~ Mopeeae ctss~.e [:PAG E O'F eacht teen wtv 1 12 Any information copied from etho purPaeae. ad b any peson for te resofsolleting aontr otherhan using the name and e n Of any po01itical mitna Or for commercial co, mitta to solicit contrbution from usucaemitte 1 INAME OP COWIuTygs (inPoNl DREXEL BURNHAM LAMBERT POLITICAL Umw ACTION COMMITTEE fin FuN) qlnnmmmmmu. NAMII A.OF Pull COMMITTEE Namo, Malng- A ZIP Ce I B Name of Employe Da (month. Amount of Each Alan R. Epstein day. yw) Raelpt thes Peori 6 Corporate Park Drexel Burnham Lambert Driove $ 300.00 White Plains, NY 10604 10/27/86 I Occupation ReceiptM- For: Other lip, lfv): U Primary G neral Branch Office Manager • | S.PFull Name. Maling 4' Full M 300.0 Aidrem anl ZIP Cede Name of Implove Dae (month. Amount of Each Albert Gabbay Drexel Burnham Lambert 10/27/86day, yeer) Receipt500.00 this Period 60 Broad Street 5.0 New York, NY 10004 Occupation Receipt For: .Priwv General Sr. Vice President 0111 l Other (spcify): Aggregate Yee~oDt 9 C. Pull Name, Mailing Adduem 500.0 end ZIP Cod NOe Of Employer Dennis M. Galgano Date Ononth Amount of Each Drexel Burnham Lambert 55 Broad Street day, yea) Receipt this Period 10/27/86 1,000.00 New Yorkl NY 10004 Occupation Receipt For: rL r Genera l nelar - ' o ther (speclfy):
D.0 ull e nu M ailingAddress ad ZIP eName of 1" oyer D te (month. Amount of Each Robert day. year) Receipt this F. Hague Drexel PWIod Burnham Lambert 10/27/ 86 500.00 New York NY 10004 ReceiptFor: (specify: Primry 60 Broad Street ..Generl Fanaltng Direcor flOther (secify). 500 Aw011t1 .tote 2 5 F. Pull Name, Malling Addess and ZIP Ceb Name of Employer dav er) Date (month. ReceolptAmount this of EachPeriod Walliam J. MacKenzie Drexel Burnham 60 Broad Street Lambert 10/27/86 250.00 New York, NY 10004 "'Olon Receipt For: L.f Primary U General Floor Brokercto Othr (specify): Awre V.4O.me ! "- F. Full NIme,Milli Addres ond ZIP Code Nam of Ilover ote (month, Amount Paul A. Abecassis Dreelurnam ambrt 0 n r) lalpt thisof Pw.Ech amet1 /86lBuna 60 Broad Street 500.0
Receipt For: General,.,, Managin g Director o M ther ( mt y)~v: Ahilivelot V svr o - 4 ": --- - 1 0
. i. 1w11, Ev illlls 11 Sr tiame o? employer ote (month, . Amount of Each 10140010 thil Period James C. Baird day. yer) Drexel Burnham Lambert Foxcroft Squre Suite #4 10/28/86 200.00 Jenkington, PA 19406 Ocultlon I Vice President Receipt For: L Primary Li General r7 Other (spicify): ViceAggregate President Youmna a
rUSTOTALof Recelpts Th;a Page (optional) ...... $3,250.00
TOTAL This Period (lst page thi line num eronly) ...... 0 SCHEDULE A ITEMIZED RECEIPTS use echedU efel RA1G.a.rte. C , " - ty 1 12-I Oetilelwmarye, FOR 1~E ~UMBERN purpesee. etherAny~ than ~ ~UgNgq fOW ~ eOf~ ee~ gd ~ ~ ~~OM myCo MIfii~i 6o0eee UWne by any fee&ftse the nem 0eenerme of any ill CoMmite mnw to eed1cit centrbutione tres of 010Aft"e Oflntrmbjl"p Or for aomme 6WUP GUWITTEE1 (in Pull 0 DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE from m eontdNtlom I to eoNei A. Pun Noe. liAddrss m lP Ceb m mitm h. Reed Amount of Esch L. Haral- Receipt Beverly this Period Hills Hli Yield Drexel Burnham Lambert p $4,000.00 9650 Wilshire Blvd. AP -I 11 4 A- 921t 2 flOther (epecfy): 9. PuN Name, Mamqll Addim ailZIP Cede Dennis Murphy Amount of Each RIecoipt this Perlod 25 Broadway 250.00 New York, NY 10004 Rfe*pt For: M oh" (spieffy): C. PUl NOm,. Meilin Airess d ZIPCe Amount Robert Rubin of Eech Reipt this Period 60 Broad Street 500.00 New York, NY 10004 R11cept For: Flther (pcf) Uj *FV '
D. Pull Neme, MeaNns Ad*=e ond ZIP Cede Amount of Each Robert P. Johnson Receipt this Period 60 Broad Street 500. 00 Nw York, NY 10004 Receipt For: I M oher (specify):- rUil eMR0,MaiIne AdIres mmdZIP Cede of Each David Meadow ReeIptAmount this Period 60 Broad Street 500. 00 New York, NY 10004 Receipt For: L. Prkmry [-1 Other sef: P. Pull Name, Malling Address nd ZIP Cede Richard L. Sandor Amount of Each Recelpt this Period I South Wacker Driove 500.00 Chicago, ILL 60606
Receipt For: . _Primry _ _ Other hepcify):-U 0. Pull Name, Malng Addes md ZIP Cede Jhonce S. Cole Amount of Each 60 Broad Street Receipt this Period New York, NY 10004 100.00
SRecelpt For
i r7 Other (specify);
[4ITOTAL ofP leriolI Thil p I (l0n1 "4il y
1 ~eeoeqJo o* oe , ' eoe eo osj *@e e e e TOTAL This Period(et mpop thb lne* umbe only, ..... U1 .1A
P o". Aln Any Informetion copied ~ , = from such Report end 5usnems Hw" nt , purposes. ether then beftoM or ofad by env Parema fer Owaewpmef usine the nam end adeu of anyWd Goils sollg contributions or for Wemmttes to $*kcit sonsebutions1 fein such eemmiswg. commrial NAME OP COWITTKI fint PUN) DREXELF BURNIHAME &I4ERTPOTy AP ---- A. Pull ame. _ll W WAddmWnZipCad AMITTEE Bruce BrandaLeone e Oy EmlDyer D I (lmonth Amotisof Eoch 60 Broad Street exel Burnham Lambert New York,~0 NY 10004 ye) ReceaAmy this Pe,osic r1xe- Burhau 3/86 Receipt For: $ 500.00 Primery General Sr.Vieon r o Otherm eh,1-I- S. pull Name. IMall Addre end ZiP ode Im Mark B. Chasmn ime of Employer Dew month, 9650 Wilshire Blvd. Amount of Esch exel Burnham Lambert day, veer) Beverly Hills, CA 90212 Receipt this Periocd 500.00 Receipt For: Primary Canin F).Other (specify): r.Vice President C. peat91"~s.Os Pull NAme. Maling Addre and ZIP Cadb S 500.00 Michael R. Hilken meSuption of Employer 9650 Wilshie Blvd. One (month, Amount of Each exel Burnham Lambert day.yer) Beverly Hills, CA 90212 Receipt this Period 11/03/86 3,000.00 Receipt For: Lj9Primiary L Gel mpetkon Other (specify): r.Vice President 0. Pull Name, Maling Addre end ZIP e Lowell J. Milken 9650 Wilshire Blvd. Beverly Hills, m.mm CA 90212 Receipt For: Primary General Ex ether (specify): te of Employer OM (month. I. Pull Namne,Malliqn Adeu Amount of Ech end ZIP Cae Nam exel Stanley S. Trotman Dre: Burnham Lambertll 11/03/86h3e000.00S 55 Broad Street New York, NY 10004 Ption Receipt For: ecie [J Primary L Generll Prresdent Mf other (specify): 0. of ImlOv Pull Name, MaillnAddrem and ZIP Cde N"ne Dat (mfonth, "Amount Of Eah John M Dawson Dre 60 Broad Street RecelpNew York, NY 10004 For: 1 1 .sn 1 1 O cu Vicxel Burnham Lambert y, yer) Rqecipt thisPeriod 114A5/86 2500.00 , 0. Full Nom@, Ablunj Addkew an ZIP Cade Name Mark W. Blodgett Dr,: 55 Broad Street ..on ...... New York, NY 10004 " O
Recelpt For: Li Primary r7" (secify): m . Other LI General emmm 1 I ~rrve I 4f p~o,,*g~I~q
ITOTAL This Period (lost page thie line number B only) m0 . . . .* ; For:
SCHEDULE A ITIZED RECEIPTS I DO"fsehoetq""PP[OR-ENmle of t 12 12 Any information copied from ouch NepOs and StOtem may notg be sold-or purposes, Other than using the name and Oddess weelodbyanprsnfrteppeofolctgaoriniiorfromrc. of any pulltWo tf F11110te1soliitin conntributfomionsammlee hfinPool OF COMMITySS AME DREXEL BURIHAHI LAMIERT POLITICAL ACTION COMMITTEE A. Full Name. Maiin Addes aid RIP Cad I , .. . Nm e of Impker William Doe (month. Amount of Each F. Hopken dy. year) Receipt this 1900 One xel Burnham Lambert Period Dallas Center 11/06/86 $ 500.0 Dallas, TX 75201 )-ton Receipt -- J For: ei Primry Uo- "' Lonal Manager
1. Full Name. Uoenerei W Mailing Mdr and ZIP Cede m ""of Empklyr Ooft (month. Amount William E. Tuite Drexel Burnham I dvo Veer) of Each Lambert 11/07/86 Receipt this Period 60 Broad Street 500.00 New Y ork, NY 10004 Sr- Vice President Receipt For:Ohr(spect): Lpr. LJ na
C. Pull Name. Maul. *Adrm ,md ISO d - I fmmloe Oft (month, Amount of Each Thomas H. Lovell day. vear) Drexel Burnham ReCeipt this Period 60 Broad Street Lambert 11/17/86 500.00 New York, NY 10004 Omupaton Receipt For:Othe r (sps ) U Prlmary j asnral - Sr. Vice President ri Oherspecfy):U Geare j O Full Mame, Malling Aurs and ZIP Ced No"egrexe of employerBurnham La.bert 11/216Dat* (mont, .' Amount of E'h G. Chris Andersen R4ceipt this Perlod 55 Broad Street UN 5,000.000 New York, NY 10004 - Managing Director Receipt For: JPrmerv U Gonorml I Yw 4o .C *: - I0 I.----R Pail~---~--.--.....W Name I&iai.. A~..w.r - BUY - PullNano Mailin Address ons! RIP Cloob Name of Implover Date (month, Amount of Each day, vw) Receipt this Period
Ocupatlon Receipt For: r.....i.9her (specify): U Goneral F. Full Aggregmte Yakrso.Ot : Name, Mailing Addra and ZIP Code Dowe Name of Employer (month, Amount of Each cloy, year) Rftel thi Period
n Receipt For: U PrImery U en l OJ9ther (specify): Aggrogine Ynr.IND@ 0. Full Mama MaN.. Aid...... i warn~ FullName. g oes & ooe Nome of Inpie (monh, doy. yoor) Reeit'Amount this of PeriodEch
Receipt Far.U Primery U General Occupation Otem spcf) Agregte Yero-Oee ...... SUIOTAL um ml . of Receilpts This Pae (optlonal) ....
O P o l a to $ , 6 .00 TOTAL Thll Period (loot pope this line numbwronly) ...... tot"e 0o ss 6 4 . $ 9 6 0 0 I ~21 I SCHEDULE 8 IT*ED DISBURSEMENTS for gesh uesteePAGEteory of the2 DeiktIISmay O loOR LINE NUMBER ,Any informtion copied from suh pea ISfamanta may not be sold PurPose1. other then using or used byany perseon for purpoe the name and&ddem of any political committe of sliciting b 2heoA to solicitoonuributio from such commitil. NAME OF COMMITTEE (inPeal) DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE A. Full NmM. Addem am zip Citizens Purpose of Olsurament for Arlen Spector Date (month, Sen. Spector Amount of Each 5th & Chestnut Streets hy. yer) D mr Senator of Penn. tOTfi E 10/17/86 $ 2,000.00 Suite 715 Philadel hia PA Ob~Dibursement for: Priar EK General01/8 9000 19106 Other . Fll Na eM. i Ad (slcfy) People 01ZIP CPurpose of for Mark Andrews Committee 0DisursemnDtte (month. Senator Andrews of P.O.Box Amount of Each Fargo, ND1773 58107 North Dakota - 10Di2"r sbursement ThisPeriod Other (mecify) Fargowrrogn Tor: Ljv fI0jU G wrml 1imer 2,000.00 C. Full v Name. Mlkls Adu OW ZIP Ce Purpose Missourians for Kit Bond of DiuwmmeDA Candidate for 8600 Ward Parkway tOyyear) Senator of Missouri Disbursement ThisPeriod Kansas City, 10/22/86 ,A00mont MO 641144 D-iuement for. i e Prim2r8 2Xe500e00 .Purpoe"------Noma. m__._._ Other Ispecify .)} rm rv E eea of Disburament Broyhill Date (month. P0 Box 40967for Senate Amount of Each SeaoSenator f.m.aoIaro hill 10/22/86day. yeer) Disbursement2,500.0 This Period Raleigh, NC 27629-0967 Disbursementfor: mr y x.General " E . F --FulName"M -- Other (specify ) . Add d ZIP CaPurpose Santini Saninomit fr enaeeDoe of DidsasoDfntt for Senate Co1m5ttee (month, Amount of Each Candidate for Senator P Box 15230 0s I Disbursement This of e 1 2,500.00period Las Vegas, NV 89114-5230 Disburentfor: primary GenerD FOtherF. Full Noa, Miling Addrs and ZIP (Specify) e Cede Purpose of DisburseGmet Senator Gorton '86 Date (month, Committee Sen.Gorton Amount of Each day, year) 500 Wa ll Stree t Disbursement This Period 10/22/86s1,000.00 Seattle, WA 98121 Disburmmnt for: Primry X General1 1,000.00 Other (specify) G. FullNam. moiling Addres and ZiP Purose of DiburementD @* , FullaPurpose FriendsPO Box 1986of Mattingly 5en of D or:i ofmr sm nt 9A, D te (m on th. A m ou nt o f Eac h Sen. Mattngly dy.year) Disbursement This Period 815aEorCa eGeorh R 10/22/86 Atlanta, GA 30301-1986 Disbursement for:LPrimry X Gener2 500 0 Phoeni Other (specify)
Re-ElectionCongressman SStGemainCommittee ny. . ist... Dist Germainof Iln MldI 1,000.rod i 121 Woodland Road Disursehr D rs,,mn for: _pnw Ga,- W QQ r t- U 02 9 S other Is x.ify)L nr eea 1Full Ntu". Moiling Addres and Zip Cuoe Purpose of Disbursement S Jon Kyl for Date (month, Ano--- ofEc uBTll oa alntsm CongresseThisseenddsrem an Candidate for Congressman 815 E. Camelbach Rdd upoeo day1/8yea)000.00f ac F Doeb.Yr Disburment (month...... ,000.00ofThis acPeriod
SUBTOTAL of Dfhburserents This Pope (optional)
. $21,000.0
T OT A L T h i s P e r io d (la s t p ag e th is l i n e n u m b e r o n l y} ...... 7 SCHEDOLE 8- ITA D DISBURSEMENTS foreUPite mate ShedUIS(s)oryOfthe PAGE De.teld!Su'Wnar. 2 OF y Pup FOR LINE NUMBER2 Any tnformason copied from Repots a Statements "chmay not be sold or used by anpson for t purposes, other than f using the n" ePders of any polial ommito i o solicit omultiuonY from such committee AME OF COMMITTEE (in FuN " DREXEL BURNHAM LAMBERT POLITICAL ACTION COMMITTEE I A. FuN Name. tsng Addrs eA ZiP Ced Purpose of Disbursmen Friends of Stewart Bainum, Jr. Candidate for Congress 10800 Lockwood Dr Silver Spring, MD) Dsu sewansfor Pe Other specify) S3.Full Name. Mlling Adds end ZIP Code Purpose of Obbursment Friends of Senator John Russo C/o Sen. Raymond Lesnlak Dinner Reception
117 Westfield Ave Dsburwmrfor LJPriry Wenrl Washington, D 20035! Other (lpe ify) C. Full CitizensNam. Mailing Committee Addim en forZiP Cede Ernest Hollings Sen.HolinsPurpose of Diburmment POBox657 Di Senator of S Caroline Washington, DC 20035 Dibrat ~ fr JPke) eea D . Full . I Nam M ailing Add rn sM W ZiP C od P .. o e o D M u m m Campaign for Prosperity Cong.Jack Kemp 499 South Capitol Street, SW -31st Dlst.of NY
Aahiar~nQrnnn _jOther (specify) E.- FuN Nun. Mo Ar WW ZiP Cub.... t for : [_J;;;;rY ValleySuite 417 Purposesernent of Dsxow j[General Education Fund Cong.Coehlho PO Box 1188 th4Dit.for Washingtont DC 20013 IA Dis,_re, ft:L,t Pitry Other (ecfy) FFull Nakm. Milling Addrm oin ZIP Code Committee for the Purpose of Dtburowment 100th Congress 'Cong. Charles Rangel 2030 Allen Place 6th Dist. of NY Washingt'on, DC 20009 Disbursement for: L_0Prknery [General ------.- Other (speaf) G. Full Nenme, Mailingl Addrn amd ZIP Code9 Purpose of Disburowment
isbrsment for: [_j Pimary UjGiw.l • ----- ,--.,Other (specify) H. Full Nam, Mailing Addnissind ZIP Code Purpose of Disbursement '
....--._ __ ther specify) 1. Fu ll N ow e, Mailing A d d =m l M dZ IP C ock1 P u rnm a n f rjlhdt. ,,, ,m R
TOTALI o r To SUBTOTAL of Ofibursements This Pp (optional)......
TOTAL This Period (last page this line number only) ...... $34v000.00 *1"! S. BEFORE THE FEDERAL ELECTION COMMISSION In the Matter of ). Drexel Burnhan Lambert Political ) UR 2395 Action Committee and Doris ) Lindbergh, as treasurer ) o
GENERAL COUNSEL' S REPORT I. BACKGROUND On May 4, 1987, the Commission sent the respondents a notification informing them that the Commission found reason to believe they violated 2 U.S.C. S 434(a) (4)(A) (iii) by filing the 1986 Post-General Election Report in an untimely manner. On June 11, 1987, the Commission received the respondents' request for
conciliation prior to a finding of probable cause to believe. (Attachment I.) rThe respondents state that the report was inadvertently N filed late because the Post-General Election Report is not a
The regular annual report and because of new personnel. conciliation request also encloses a copy of the Report, and Sstates that it encloses a copy of a January 21, 1980, letter accompanying the Report. In fact, the conciliation request does °0 not enclose a copy of the January 1987 letter, but this Office
obtained a copy of the letter from the Commission's public files. (Attachment II.) The letter states that the respondents filed the report late inadvertently, because it was not a report due on a regular annual basis. This Office recommends that the Commission approve the attached conciliation agreement. 4 -2-
IX.
cc
III. RECOMMENDATIONS 1. Enter into conciliation prior to a finding of probable cause to believe with Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, as treasurer. C, 2. Approve the attached conciliation agreement.
3. Approve and send the attached le er.
Date 1/ kffc/- Acting General Counsel
Attachments I. Conciliation request II. Letter accompanying report III. Proposed conciliation agreement IV. Letter FEDERAL ELECTION COMMISSION WASHINCTON, D.C. 20463
Attachments to
have been removed from this position in the Public Record File either because they duplicate
documents located elsewhere in this file, or because they reflect
exempt information. For Attachment / see .5 -4 * ~ ,.*
BEFORE THE FEDERAL ELECTION COMMISSION
In the Matter of Drexel Burnhan Lambert Political MUR 2395 Action Committee and Doris Lindbergh, as treasurer
CERTIF ICATION
I, Marjorie W. Emmons, Secretary of the Federal
Election Commission, do hereby certify that on July 17, 1987, the Commission decided by a vote of 6-0 to take the following actions in MUR 2395:
1. Enter into conciliation prior to a finding of probable cause to believe with Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, as treasurer, as recommended in the General Counsel's Report signed July 14, 1987.
2. Approve the conciliation agreement, as recommended in the General Counsel's Report signed July 14, 1987. 3. Approve and send the letter, as recommended in the General Counsel's Report signed July 14, 1987. Commissioners Aikens, Elliott, Josefiak, McDonald, McGarry, and Thomas voted affirmatively for the decision. Attest:
- Y-m-al Date Majorie W. Emmons f Secretary of the Commission
Received in the Office of Commission Secretary:Wed., 7-15-87, 10:27 Circulated on 48 hour tally basis: Wed., 7-15-87, 4 :00 Deadline for vote: Fri., 7-17-87, 4:00 7 , 4 -' ' - - 1':-- 1- - V., " , '-". -, ' " , . . 1--l. , ' - , - I , I, - 111 1-7 . 7. 0 0
FEDERAL ELECTION COMMISSION WASHINGTON, D C 204b July 22, 1987
Paul A. Merolla, Esquire Senior Vice President & Deputy General Counsel Drexel Burnham Lambert 60 Broad Street New York, New York 10004
RE: MUR 2395 Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, as treasurer Dear Mr. Merolla:
On April 23, 1987, the Federal Election Commission found reason to believe that Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, as treasurer, violated 2 U.S.C. S 434(a) (4) (A) (iii). At your request, on July 17, 1987, the Commission determined to enter into negotiations directed towards reaching a conciliation agreement in settlement of this matter prior to a finding of probable cause to believe.
Enclosed is a conciliation agreement that the Commission has approved in settlement of this matter. If you agree with the provisions of the enclosed agreement, please sign and return it, along with the civil penalty, to the Commission. In light of the fact that conciliation negotiations, prior to a finding of probable cause to believe, are limited to a maximum of 30 days, you should respond to this notification as soon as possible.
If you have any questions or suggestions for changes in the agreement, or if you wish to arrange a meeting in connection with a mutually satisfactory conciliation agreement, please contact Robert Raich, the attorney assigned to this matter, at (202) 376- 8200.
,i Sincere
Lawrence M. Noble C 7Acting Ge ner al. Counsel Enclosure Conciliation Agreement -I ca BEFORE THE FEDERAL ELECTION COMISSION
r In the Matter of ) Drexel Burnham Lambert Political ) MUR 2395 ", IC Action Committee and Jeffrey L. ) Lomasky, as treasurer ) C? GE L COUNSLS REPORT
I. BACKGROUND respondents a On July 22, 1987, the Commission mailed the prior to conciliation agreement approved by the Commission Comprehensive findings of probable cause to believe. In a the General Investigative Report signed October 23, 1987, that this Office would Counsel's Office informed the Commission enforcement process. A General proceed to the next stage of the stated that this Office Counsel's Report signed October 29, 1987, this matter. Before was prepared to close the investigation in however, the respondents %r the probable cause Brief was mailed, check. CT" submitted a signed counterproposal and certified
(Attachment I) PROVISIONS C II. DISCUSSION OF CONCILIATION
C- i .. !!* •2..
III. RECOMMENDATIONS 1. Accept the respondents' counterproposal. 2. Close the file. 3. Approve and send the attached letter.
Date General Counsel
Attachments I. Respondents' counterproposal It. Conciliation agreement approved by the Commission III. Amended Statement of Organization IV. Letter 0 0
FEDERAL ELECTION COMMISSION WASHINGTON. D.C. 20463
Attachments to
have been removed from this
position in the Public Record File either because they duplicate documents located elsewhere in
this file, or because they reflect Cexempt information. For Attachment 2 see /1 ,Jw L~)
DRXEICL BURNHAM LAMERT 504 POLITICAL ACTION COMMITTEE 97147 CERTIFIED 1-8/210/379 October 27, 1987_ PAYA3LE ONLY AS CRIG'!ALLY DRAWNj PAY TO THE' wEr4 P,OP"!y E?: 1'.,F ,s l,. 35.00 OMO r U.S. Treasury Department One.-Thousand Three Hundred ! Fifty and 00/100 ------DOLLARS
Clbank. NA o Am MOcWlfl 30 l Avenue New~~orlkN107... en 'L-- EGroa.-C M Z
OR _ ,'E r w.. -, - =a_-11-- , 1#a'i}iA 1:0 2 100001391: 11'000SO11, G~ 9 7 311 uEl &0Islaoq9
.EflORANDUM 5 p
DEBRA A. TRIMIEW TO: CECILIA LIEBER or' CFROM: CECILIA LIEBER ft "A14-. 19 rMs-r-j FROM: # ,A, .,.Ri.f,- ).,- - - CHECK NO. "0 V Cr-) { A COPY OF WHICH IS ATTACHED } RELATING TO MUR 4395 AND N LI auxr k Lqo_,r, PAC., AN NMELa'bri.S LividAMOrOrC&SL~vw!.- ixcL-ck) PT WAS RECIEVED ON ______/___ *• PLEASE INDICATE = THE ACCOUNT INITO WHICH IT SHOULD BE DEPOSITED:
/ BUDGET CLEARING ACCOUINT { 95F3675.1 I / CIVIL PENALTIES ACCOUNT { 95-1099.160 } / / OTHER
SIGNATUREL~ -~ vt~,4~ ~ _ _ DATE ______1 41f I p. .%. gam.m o Offi/vTests anli b " - m C 'm .eyoO UdUW mtOS --- -
. LI
R61WSW r odm Of a.W"OMWiM0 wooanFo MOe11ya$o*so Two muw &OWN" '*- uw LI~~~~~~~~~~~~~C,oW W-ww O PSM~4 t' an
' m ° ° Co nnec t' e , m ~~~0~ _~ ~ ~ ~~ 01M9-
60 Broad StreetYork New York. New 00- Connected
I Brad mm " m.-,-.--- Ow SSAia. Otant a~m ~ twwby m,. ~ sW 7 Pd M~ if C41O 80 C3 U W n uowC LUU"M Cbo
Two Broadway, 6th Floor S. Murphy r James New iork, New York 10004
em isem son me a~ Ad~M ~PI Mme MONI 6th Flo,' -, ,1re1 L. Lomasky Two Brcadw.aY, Jeffrey New York, New York DO,- (212) 482-1667 &OW o5 r oY -N ni' ,ow as Owm Iw- CO"s i rame . -. WW ZP
Jeffrey L. Loamsky
N Su C4AN0, M / 4 .4 ~1~ -TN 1:77, 1M W - I I- M7I -', 1 -1-11 1 --, -- II I -. ,F . ; . " , I I, I . . ; . I - . I . 1 .1 . I I I I I I I I . - I .
BEFORE THE FEDERAL ELECTION COMMISSION
In the Matter of ) ) MUR 2395 Drexel Burnham Lambert Political ) Action Committee and Jeffrey L. ) Lomasky, as treasurer )
CERTIFICATION
I, Marjorie W. Emmons, Secretary of the Federal Election Commission, do hereby certify that on December 16, 1987, the Commission decided by a vote of 4-0 to take the following actions in MUR 2395:
I. Accept the respondents' counterproposal, as recommended in the General Counsel's report signed December 11, 1987. 2. Close the file.
3. Approve and send the letter, as recommended in the General Counsel's report signed December 11, 1987. Commissioners Aikens, Elliott, Josefiak, and Thomas voted affirmatively for the decision; Commissioners
McDonald and McGarry did not cast a vote. Attest:
Date rjorie W. Emmons Secretary of the Commission
Received in the Office of Commission Secretary:Fri., 12-11-87, 4:06 Circulated on 48 hour tally basis: Mon., 12-14-87, 11:00 Deadline for vote: Wed., 12-16-87, 11:00
/0 FEDERAL ELECTION COMMISSION WASHINGTON, D.C. 20463 Decenter 22, 1987
Paul A. Merolla, Esquire Drexel Burnham Lambert 60 Broad Street New York, New York 10004 RE: MUR 2395 Drexel Burnham Lambert Political Action Committee and Jeffrey L. Lomasky, as treasurer Dear Mr. Merolla:
On December 16 , 1987, the Federal Election Commission accepted the signed conciliation agreement and civil penalty submitted on your clients' behalf in settlement of a violation of 2 U.S.C. S 434(a) (4)(A) (iii), a provision of the Federal Election Campaign Act of 1971, as amended. Accordingly, the file has been closed in this matter. This matter will become a part of the public record within 30 days. If you wish t.) submit any factual or legal materials to appear on the public record, please do so within ten days. Such materials should be ::nt, to the Office of the General Counsel.
Please be advised that information derived in connection with any conciliation attempt will not become public without the written consent of the respondent and the Commission. See 2 U.S.C. S 437g(a)(4)(B). The enclosed conciliation agreement, however, will become a part of the public record. Enclosed you will find a copy of the fully executed conciliation agreement for your files. If you have any questions, please contact Robert Raich, the attorney assigned to this matter, at (202) 376-8200. S in r ely, - .
Lawrence oble / General Counsel
Enclosure Conciliation Agreement // BEFORE THE FEDERAL ELECTION COMMISSION
In the Matter of) Drexel Burnham Lambert) Political Action )MUR 2395 Committee and Jeffrey L. Lomasky,) as Treasurer)
CONCILIATION AGREEMENT
This matter was initiated by the Federal Election Commission (the "Commission"), pursuant to information
ascertained in the normal course of carrying out its supervisory responsibilities. The Commission found reason 00 to believe that Drexel Burnham Lambert Political Action
Committee (the "Committee") and Doris Lindbergh, as the former Committee treasurer, (collectively the "Respondents") violated 2 U.S. C. S434 (a) (4) (A) (iii) . C71 NOW, THEREFORE, the Commission and the Respondents, 'KT naving participated in informal methods of conciliation, C, prior to a finding of probable cause to believe, do hereby agree as follows:
I. The Commission has jurisdiction over the Respondents and the subject matter of this proceeding, and this agreement has the effect of an agreement entered
pursuant to 2 U.S. C. S437g (a) (4) (A) (i) . II. Respondents have had a reasonable opportunity to demonstrate that no action should be taken in this matter. III. Respondents enter voluntarily into this agreement with the Commission. IV. The pertinent facts in this matter are as follows: 1. The Committee is a political committee within the meaning of 2 U.S.C. S 431(4). 2. Doris Lindbergh was the Treasurer of the Committee at the time of the violation described herein. Jeffrey L. Lomasky is now the Treasurer of the Committee. 3. Pursuant to 2 U.S.C. S 434(a) (4)(A) (iii), all political committees, other than authorized committees of candidates, must file either monthly reports or a series of reports including a Post-General Election Report in a calendar year in which there is a regularly scheduled election. That report must be filed no later than the 30th day after the general election. 4. The Respondent Committee's 1986 Post-General Election Report was due December 4, 1986, but that report was filed on January 27, 1987, 54 days late. V. Respondents failed to file a timely 1986 Post-General Election Report, in violation of 2 U.S.C. § 434(a) (4)(A) (iii).
VI. The Respondent Committee has tendered with the submission of this Conciliation Agreement a certified check payable to the U.S. Treasury Department in the amount of One Thousand Three Hundred Fifty dollars ($1,350), as payment of a eivil penalty pursuant to 2 U.S.C. § 437g(a) (5)(A).
VII. The Commission, on request of anyone filing a complaint under 2 U.S.C. § 437g(a)(1) concerning the
1/ * matters at issue herein or on its own motion, may review compliance with this agreement. If the Commission believes that this agreement or any requirement thereof has been violated, it may institute a civil action for relief in the United States District Court for the District of Columbia.
VIII. This agreement shall become effective as of the date that all parties hereto have executed same and the Commission has approved the entire agreement.
IX. Respondents shall have no more than thirty (30) days from the date this agreement becomes effective to
o comply with and implement the requirements contained in this agreement and to so notify the Commission.
CC X. This Conciliation Agreement constitutes the entire agreement between the parties on the matters raised herein, and no other statement, promise, or agreement, either written or oral, made by either party or by agents of either party, that is not contained in this written agreement shall
C-1 be enforceable.
FORTHEOMMISSION:
I/ T enc M. Nobel (Date) 1 -7
FOR THE RESPONDENTS:
______Cj K 25 K 7
1/ '71,7-T,77-7-777- -777 -, T.1. 1 1 ; I I -.- I I I 0
FEDERAL ELECTION COMMISSION WASHINGTON. DC 20463
THIS IS THE END OF RJR # 2 3 NO,
DlATE Fl LMED CAM~ERA N~o. CAERAM4AN FEDERAL ELECTION COMMISSION 1403-14-88 WAStgNICtON DC V04l
F'CLDIGK1E )93.,AL IS BEDG A= 20
PLHmic nIzZ or a mm t .JR NDhmmnhamh
Drexel Burnham Lambert Incorporated 60 Broad Street New York, NY 10004-2367 212 480-6000 October 23, 1987
FEDERAL EXPRESS Robert Raich, Esq. C Federal Election Commission : Washington D.C. 20463
Re: MUR 2395 Drexel Burnham Lambert Political Action Committee and Doris Lindbergh, Treasurer Dear Mr. Raich: Please find enclosed the Conciliation Agreement included with your July 22, 1987 letter as revised pursuant to our telephone conversation on October 20, 1987. This Conciliation Agreement is submitted in settlement of the above matter. I have executed the Conciliation Agreement on behalf of both Respondents, Drexel Burnham Lambert Political Action Commnittee and Doris Lindbergh, its former Treasurer. I also enclose a certified check payable to the U.S. Treasury Department in the amount of $1,350.00 in full satisfaction of this Conciliation Agreement. I appreciate your courtesies and cooperation, particularly the additional time you gave us in responding to the proposed Conciliation Agreement. I trust that the enclosed Conciliation Agreement is acceptable to the Federal Election Commission. Very truly yours,
Paul A. Merolla Senior Vice President & Deputy General Counsel PAM/mf f Enclosures c.c. Lawrence M. Noble, Esq. Federal Election Commission (with enclosures) 504 DREXEL BURNHAM LAMUerRT POLITICAL ACTION COMMITTEE 971 ';'2 1-l/210/379 CERTI IED October 27, 1987 PAA31E ONLY AS CRIGII!ALLY DRAWII P'; v HCN P,OP'."7'-" E :7)0lqF9 TOEAY THE r -U.S. 1 9300 ORDIER Of Treasury Department -- e Thousand Three Hundred Fifty and 00/100 ------DOLLARS
30fAt.tCRAMAi. Av.YNA - sNorm AmMereumw N" o rk. t" ..,, 13JCM D,-
1000l : ,. 'I ,4 --a?3,3)cCs rWll l,,o' :, - 1.:_0 2;. 1O0008q: W9 G9?3"0
1XMORANDUM
DEBRA A. TRIMIEW TO: CECILIA LIEBER "Yoo )wOM:,a .&-I r=s.o vOfM: CECILIA LIEBER T--) FROM: OWNA A--T uRlI1w J
CHECK NO. 5709 * { A COPY OF WHICHi IS ATTACHED ) RELATING TO laxjo~ LQdar" 4 PAC., IUR Z-395 AND NAME Le bria Lmvidm ,ar.+ycX5Lurtr. ITO €. 7t WAS RECIEVEd ON .0O/0/1?q/A SPLEASE INDICATE THE ACCOUNT IN WHICH IT SHOULD BE DEPOSITED:
/ BJDGET CEARI ACCOUNT { 95F3875.1 } / CIVIL PENALTIES ACCOUNT { 95-1099.160 } / OTHER
SIGNATURE DATE , - ,