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Priority for Europe and the World "A Approach to Innovation"

Update on 2004 Background Paper

Written by Per Nordberg, Dominique L. Monnet, Otto Cars

Background Paper 6.1 resistance

By Emma M. Lodato, Boston University and Warren Kaplan, PhD, JD, MPH, Boston University

April 2013

Update on 2004 Background Paper, BP 6.1

Table of Contents

Acknowledgements ...... 3

Acronyms ...... 4

1. Introduction ...... 5

2. Why does the problem persist? ...... 6 2.1 New variants of resistance have continued to emerge ...... 7 2.2 Transmission of -resistant ...... 8 2.3 Antibiotic misuse continues to be a challenge ...... 9

3. Epidemiological trends ...... 10 3.1 Increasing levels of Gram negative resistant bacteria in Europe ...... 10 3.1.1 ...... 11 3.1.2 Multidrug-resistant ...... 12 3.1.3 resistance in aeruginosa ...... 12 3.1.4 aureus...... 13 3.1.5 Emerging carbapenemase-producing bacteria in Europe...... 14 3.2 Antibiotic resistance in other regions ...... 15 3.2.1 The Americas ...... 15 3.2.2 Asia and the World ...... 15

4. The disease and economic burdens of antibiotic resistance ...... 16

5. What are the current policy initiatives regarding AMR control? ...... 17 5.1 European Union ...... 17 5.2 World Health Organization ...... 19 5.3 World ...... 20 5.4 The Americas ...... 21

6. Research into the past and present pharmaceutical interventions: what can be learnt? ...... 22 6.1 Antibiotic development ...... 22 6.2 Are incentives insufficient for the pharmaceutical industry? ...... 22 6.3 Public resources for basic and applied research ...... 23 6.4 What is in the current antibiotic pipeline? ...... 23 6.5 Optimization of antibiotic dosing regimens ...... 24

7. What are the gaps between current research and potential research issues which could make a difference? ...... 25 7.1 Need for Rapid and inexpensive diagnostics ...... 25 7.2 Identifying the most urgent needs for new ...... 25 7.3 New therapeutic approaches ...... 26

6.1-2 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

7.3.1 Alternatives to : medicines ...... 26 7.3.2 Host-pathogen interactions ...... 27 7.3.3 Non-antibiotics ...... 27 7.3.4 Use of Phage and ...... 27 7.3.5 Vaccines: Primary prevention of resistance ...... 28

8. Conclusion ...... 29

References ...... 30

Annexes ...... 41 Annex 6.1.1: Examples of Global Activities and Publications Addressing Antimicrobial Resistance ...... 42 Annex 6.1.2: Correlation between Antibiotic Consumption and Resistance in Europe ...... 48 Annex 6.1.3: Correlation between Antibiotic Consumption and Resistance in the World ...... 49 Annex 6.1.4: Outpatient Antibiotic Consumption ...... 50 Annex 6.1.5: Examples of Campaigns Addressing the Issue of Antimicrobial Resistance ...... 52 Annex 6.1.6: Successful Campaigns for Prudent and Appropriate Antibiotic Use ...... 56 Annex 6.1.7: Examples of Diagnostics for Containing Antimicrobial Resistance...... 58 Annex 6.1.8: Antibiotic Resistant trends in Europe, 2005 and 2010 ..... 65 Annex 6.1.9: Antibiotic Resistant Escherichia coli trends in Europe, 2005 and 2010 ...... 67 Annex 6.1.10: Meticillin Resistant trends in Europe, 2005 and 2010 ...... 71 Annex 6.1.11: Antibiotic Resistant faecium trends in Europe, 2005 and 2010 ...... 74 Annex 6.1.12: Epidemiological Trends in the USA ...... 77 Annex 6.1.13: Epidemiological Trends in the World ...... 81 Annex 6.1.14: Examples of the Economic Impact of Antimicrobial Resistance ...... 85 Annex 6.1.15: Activity Review of the European Commission on Antimicrobial Resistance ...... 90 Annex 6.1.16: Press Release of IMI's €223.7 Programme to Combat Antibiotic Resistance ...... 95 Annex 6.1.17: European Commission Funded FP7 Projects on Antimicrobial Resistance ...... 97 Annex 6.1.18: Activity Review of the WHO and Antimicrobial Resistance ...... 102 Annex 6.1.19: Examples of Concerted Action Addressing Antimicrobial Resistance in Europe . 106 Annex 6.1.20: Examples of Public Private Partnerships Concerning Antimicrobial Resistance .. 109 Annex 6.1.21: FDA Approved New Molecular Entity Antibiotics, 2004 – 2012 ...... 113 Annex 6.1.22: Incentives to Encourage Antimicrobial Research and Development ...... 114 Annex 6.1.23: Antibiotic Development Pipeline, 2011 ...... 117 Annex 6.1.24: Bacterial Vaccines Licensed for Distribution in the USA, 2005 – 2012 ...... 121

Acknowledgements

We wish to thank all of those who have helped me to complete this update: Anita Korinsek–Porta, Eric Georget, Drs. Louis Kazis, David Rosenbloom:, Dr. Sean Devlin

6.1-3 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Acronyms

AMR Antimicrobial resistance CGD Centre for Global Development CDC US Centers for Disease Control and Prevention CHMP Committee for Medicinal Products for Human Use EARS-NET-Net European Antimicrobial Resistance Surveillance System Network EC European Commission EARS-NET European Centre for Disease Prevention and Control EEA European economic area EMA European Medicines Agency ESBL Extended-spectrum beta-lactamase ESPID European Society for Paediatric Infectious Diseases EPRUMA European Platform for the Responsible Use of Medicines in Animals EU European Union FDA US Food and Agency GAIN Generating antibiotic incentives now GBS Group B streptococcal septicemia HAI Hospital acquired infection IDSA Infectious Diseases Society of America IMI Innovative Medicines Initiative LOS Length of stay MDR TB Multidrug – resistant tuberculosis MRSA Meticillin – resistant Staphylococcus aureus NDM – 1 New Delhi metallo-lactamase 1 NIAID National Institute of Allergy and Infectious Diseases OSDD Open source PDCO Paediatric Committee PDUFA Prescription Drug User Fee Act PPP Public private partnerships R & D Research and development ReAct Action on Antibiotic Resistance TATFAR Transatlantic Taskforce on Antimicrobial Resistance USA United States of America WHO World Health Organization

6.1-4 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

1. Introduction

The increasing prevalence of antimicrobial1 resistance (AMR) coupled with the dry antimicrobial development pipeline threatens the success and continuation of clinical as we know it. This threat decreases the ability to successfully treat numerous infectious diseases while simultaneously increasing health risks for vulnerable patients. Medical procedures, such as hip replacements, organ transplants, , hemodialysis and care for preterm infants may become too risky or impossible due to untreatable community-acquired (“nosocomial”) infections. Common infectious diseases may once again result in death.1

The increased public health threats caused the World Health Organization (WHO) to declare AMR to be one of the three greatest threats to human health as reported for 2011.2 In 2004, when the Priority Medicines for Europe and the World report was published, AMR was given great attention.3 This review together with annexes identifies what has occurred since 2004 to address this continuing challenge.4,5,6,7,8,9

Overall, there have also been a number of success stories since 2004:  Surveillance programmes have been initiated at local, national and international levels.10  Successful programmes have led to better interventions aimed at assessing AMR and ensuring more appropriate antibiotic prescribing. The adoption in November 2011 of the Communication from the Commission to the European Parliament and the Council on an Action Plan on Antimicrobial Resistance has significantly strengthened the combat against AMR. (See Section 5.1)  There have been major improvements in the development of diagnostic tools. Inexpensive and readily available diagnostic tools are now available for a variety of infectious diseases. Some of these tools are able to distinguish between viral and bacterial infections, while others are able to distinguish between bacterial species (see Annex 6.1.7).  Since 2004, various national and international organizations have responded to the issue of AMR through numerous meetings, task forces, workshops, and publications (see Annex 6.1.1). Several major publications addressing AMR and its public health threat are in print.  One success in efforts to slow the development of AMR in Europe is the overall decline in the prevalence of meticillin-resistant Staphylococcus aureus (MRSA) in this region since 2005 (see Figure 6.1.4).

1 The term “antimicrobial” is intended to encompass generally, which includes bacteria, and protozoans and typically are unicellular. As most resistance issues deal with bacteria, we shall use “antimicrobial” and “antibacterial” interchangeably in this background paper but the reader should be aware of the distinctions. If we specifically mean one or the other, we shall note this.

6.1-5 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

2. Why does the problem persist?

Table 6.1.1 has been developed from the CGD report The Race Against .11 This table aims to summarize the complex interactions related to antimicrobial resistance. Explanations concerning the persistence of AMR include biological, societal, industrial and legislative factors. Each perspective, by itself, is not solely responsible for the persistence of AMR. In order to accurately address this concern, these different perspectives must be appropriately addressed in a holistic manner in order to effectively contain and address the persistence of resistance.

Table 6.1.1: Explaining antimicrobial resistance from different perspectives Biological Explanation (contributing factors)  Selective pressure: Bacteria that are not killed by an antimicrobial continue to survive thereby becoming the prevailing type. This results in an imbalance of the ideal microflora at a community and individual level.  Evolution: To ensure survival in the presence of antibiotics, bacteria develop genetic and biochemical mechanisms such as alterations within the existing genome and gene transfer within and between species.  Transmission: The transmission of gene sequences encoding for resistance is highly efficacious due to the small number of successful clonal lineages that share related in pathogenicity and antimicrobial resistance. Societal Explanation (contributing factors)  Overuse: Capacious antibiotic use includes use based on the incorrect medical indications, administration route, dose and/or treatment duration. This then creates a selective pressure favoring resistant bacteria.  Transmission: Factors such as poor hygiene, densely populated settings, international trade, travelling, ecosystem disturbances and the increase of the ageing and immunocompromised populations further promote the propagation of resistant microbes.  Underuse: An inadequate or adulterated supply of the appropriate antimicrobials to treat an individual perpetuates AMR by creating a selective pressure to favor resistant bacteria.  Hospitals: Antibiotics are often less expensive than AMR prevention strategies. This often results in many hospitals preferring to provide treatment rather than implement prevention mechanisms.  Behaviors: Patients may demand antibiotics from their providers thereby resulting in inappropriate antibiotic use. Additionally, providers may feel pressured to engage in inappropriate antibiotic use thereby further discouraging prudent antibiotic use.  Economic: Many healthcare systems are weak and underfunded. Coupled with the rising costs of healthcare services, pressure on providers to seek economical alternatives is created. Since antibiotics are often inexpensive, providers may feel pressured to distribute them as a hasty alternative. Weak surveillance is also an issue since many surveillance systems cannot be fully and appropriately developed due to lack of funds.  Agriculture: More than half of all of the antibiotics consumed within the USA are utilized for agriculture. This overuse creates a selective pressure that favors bacteria that are resistant to antimicrobials. The capacious overuse affects the surrounding livestock, surrounding water and soil and public health. The contribution by this animal “reservoir” is not insignificant although nosocomial (i.e. hospital-derived) infections and human-to-

6.1-6 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

human transfer of bacteria occurs constantly and routinely (sharing meals, aerosolized dissemination of bacteria, and intimate physical contact). Industrial Explanation  Diagnostic tools: Providers may not have the appropriate tools to properly distinguish between a viral and bacterial infection that would benefit from treatment and this may result in a misdiagnosis and inappropriate antimicrobial use. The development of diagnostic tools to distinguish between viral and bacterial infections is critical to appropriately treat the patient while reducing the misuse of antibiotics. Access to existing tools is also required as it is lacking in many low- and middle-income countries.  Pharmaceutical industries: The R & D for antibiotics often lacks the financial incentives that many pharmaceutical companies seek. This results in a lack of innovative antimicrobial therapies against AMR. Further, antimicrobial residues from pharmaceutical industries and hospitals are contaminating water supplies in many parts of the world.  Pipeline: Between 1930 and 1962, more than 20 new classes of antibiotics were developed. Between then and 2011, only two new classes of antibiotics have been marketed for human use. A dearth of new antibiotics results in inability to treat emerging resistance to existing antibiotics, but resistance is an inevitable process. Legislative Explanation*  Registration: There have been several antibiotic registration difficulties. These difficulties may present additional costs, time and other resources that may discourage the company to continue the process. These registration difficulties may discourage other companies from entering the antibiotic development pipeline.  Requirements: The FDA has implemented stricter requirements, such as decreased non- inferiority margins. This results in increased costs and clinical trial time which further discourage the development of antibiotics.  Legislation against over the counter (OTC) sale is absent or not enforced in many countries. Source: Nugent R, Back E, Beith A. The race against drug resistance: Center for Global Development; 2010 Note: * Legislative action or inaction does not per se cause AMR. To the extent legislative barriers discourage innovation of antimicrobials, AMR may be exacerbated

2.1 New variants of resistance have continued to emerge An important change in resistance prevalence rates has occurred with the shift from Gram- positive to multi-resistant Gram-negative bacteria, for which treatment options are limited or entirely lacking. Particular attention has been drawn to a gene that codes for New Delhi metallo-lactamase 1 (NDM–1) which makes Gram-negative enterobacteria resistant to last line antibiotics, such as .12 (See Section 3.2.2.) Indeed, this illustrates the AMR problem as there has been a general increase in carbapenemase-producing enterobacteria in Europe and globally as a consequence largely of acquisition of carbapenemase genes.

Other emerging problems during the last decade include multi-or extensively resistant tuberculosis, Neisseria (i.e. gonorrhoea-causing bacteria) resistant to the latest cephalosporins and Clostridium difficile causing severe colitis resistant to moxifloxacin. Advancements have, however, been made in understanding the complexities of the reversibility of resistance.13

6.1-7 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Research has revealed that there is a low possibility, if at all, of reversing AMR once it has been established in both community and non-community settings.14, 15

2.2 Transmission of antibiotic-resistant bacteria The exploding emergence of multi-resistance, particularly among Gram-negative bacteria, has drawn attention to the increasing importance of transmission of genetic elements coding for muti-resistance, and also for the potential of zoonotic (animal-based) transmission. New information about the transmissibility of AMR pathogens is exemplified by the ”resistome”.16 The resistome is a collection of genes originally found in soil bacteria. It is thought to be responsible for the development of various resistance mechanisms that permit soil bacteria to survive in the presence of antibiotics that are found naturally within the environment.17 It is believed that the genes of the resistome may have the potential to be transferred to non-soil bacteria thereby exacerbating the issues of resistance. Although debatable, research suggests that some resistant bacteria have been more successful in perpetuating extensively and surviving because of the resistome.18

Misuse of antimicrobials outside of human medicine is a further exacerbating factor in AMR, particularly the emergence of AMR in animals and humans.19,20,21,22,23 Use of antimicrobials in agriculture can create an important source of antimicrobial resistant bacteria that can spread to humans through the food supply when the animals are eaten. This includes non- therapeutic use such as for growth promotion. It also includes use as prophylaxis to try to prevent infections developing in food animals and use as a therapeutic agent to treat sick animals. See previous section.

Agriculture serves as a reservoir of transmission of AMR pathogens both to and from humans.24,25,26,27 Yet it continues remains difficult to correlate antibiotic resistance of foodborne pathogens, antibiotic uses on farms and clinical isolation of a resistant pathogen in humans. That is, the ecosystem interactions amongst humans and agriculture are dynamic so that increased incidence of illness in any given year may or may not parallel increased use of antibiotics potentially selecting for resistant bacteria.

In 1976, it was proven that one could track resistant E. coli from chickens in an experimental farm plot to the human farmers in close proximity.28 Recently, it has been possible to trace the connections between two farmers in Denmark, each of whom suffered a MRSA infection, and animals on their farms, which lie 28 miles apart.29 More specifically, one farmer who kept two horses and two cows, was diagnosed with a MRSA blood infection. The other had a flock of 10 sheep and the farmer had a wound that had become infected with MRSA. When their cases came to light they were recognized as a new MRSA strain that has been reported in cattle and so Danish researchers went out to check the animals on both farms. One cow on one farm, and three sheep on the other farm were carrying the new strain.

All bacterial samples from both farms and both humans were identical on several different assays and had the same resistance pattern, i.e., susceptible to antibiotics that were not beta- lactams ( and cephalosporins). A whole-genome sequencing was then done (something impossible in 1976) and compared to see how closely all samples really were. The isolates from the farmer and the cow samples were all functionally identical (5 SNPs), and so were the isolates from the other farmer and the majority of the sheep. Across all samples there was a difference of 154 SNPs (single nucleotide polymorphisms — single-letter

6.1-8 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

“copying errors” in the genetic code). Based on their relatedness, the samples made clusters that corresponded to the two farms: the first farmer and a cow, and the second farmer and the sheep. Thus, phylogenetic analysis revealed two distinct farm-specific clusters comprising isolates from the human case and their own livestock, whereas human and animal isolates from the same farm only differed by a small number of SNPs, which supports the likelihood of zoonotic transmission.

Further analyses identified a number of genes and that may be associated with host interaction and virulence and that that these specific mecC-MRSA CC130 isolates are rarely found in humans. The inference is that they were transmitted between animals and humans. However, the challenges of this kind of proof remain. This was not observed experimentally and the sample size was small. It is possible that whatever genetic diversity of the isolates that did exist on a given farm could represent a second introduction of MRSA into the flock, not one introduction followed by dissemination. If that happened, then a human-to-animal transmission might be as likely as a zoonotic one.

The “host range” of species carrying mecC CC130 MRSA is worryingly large and includes not just cows and sheep, but horses, rabbits, cats, dogs, deer, seals, rats and wild birds. Research clearly has supported the hypothesis that modern society has enhanced the opportunity for resistant pathogens to perpetuate and thrive throughout the animal and human ecosystem.30,31 The implication of this observation is that as trade increases, the AMR threat will also increase and thus the need to develop new antimicrobial products.

2.3 Antibiotic misuse continues to be a challenge Antibiotic misuse continues to exacerbate AMR issues. Decrease of unwarranted high prescription rates has been proven to be achievable with national activities in several European countries. The prevalence of resistance is still strongly related to consumption of antimicrobials.32,33 See Annex 6.1.3. Patterns of antibiotic consumption throughout different regions of the world have changed over time. See Annex 6.1.4.

Furthermore, there are serious cultural and behavioral challenges. For instance, most antibiotics are prescribed by physicians with varying levels of interest and sophistication in thinking about how to use molecular and microbiological data to inform therapeutic choices.34 Strategies designed to modify physician antimicrobial-prescribing practices must therefore choose simplicity over complexity and must acknowledge their fundamental ignorance of many of the specifics of antibiotic- interactions. They must also acknowledge the critical nature of bacterial illnesses in hospitalized patients and the importance of delivering effective antimicrobial therapy early in the illness.35

In short, major challenges still remain with respect to promoting rational use of antimicrobials and measuring and monitoring use.

Unfortunately, this use of antimicrobial agents includes agents defined by the WHO as being “critically important” for human medicine. The World Health Organization (WHO) has developed and applied criteria to rank antimicrobials according to their relative importance in human medicine. Clinicians, regulatory agencies, policy-makers and other stakeholders can use this ranking when developing risk management strategies for the use of antimicrobials in food production animals. The list has subsequently been re-examined and

6.1-9 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance updated during WHO-AGISAR expert meetings held in Copenhagen in 2009 (second revision) and in Oslo, Norway in 2011 (third revision).36

The highest priority critically important antimicrobials were identified in this WHO document based on these three criteria: 1. High absolute number of people affected by diseases for which the antimicrobial is the sole or one of few alternatives to treat serious human disease. 2. High frequency of use of the antimicrobial for any indication in human medicine, since usage may favour selection of resistance. 3. Greater degree of confidence that there are non-human sources that result in transmission of resistant bacteria (Campylobacter spp.), or their resistance genes, to humans (high for spp., Escherichia coli and Enterococcus spp.).

These “highest priority” antimicrobials are listed below: Fluoroquinolones: These are known to select for fluoroquinolone-resistant Salmonella spp. and E.coli in animals. At the same time, fluoroquinolones are one of few available therapies for serious Salmonella spp. and E.coli infections in humans. 3rd and 4th generation cephalosporins are known to select for cephalosporin-resistant Salmonella spp. and E. coli in animals. At the same time, 3rd and 4th generation cephalosporins are one of few available therapies for serious Salmonella and E. coli infections, particularly in children. Macrolides are known to select for macrolide-resistant Campylobacter spp. in animals, especially Campylobacter jejuni in poultry. At the same time, macrolides are one of few available therapies for serious campylobacter infections, particularly in children, in whom quinolones are not recommended for treatment. Glycopeptides are known to select for glycopeptides-resistant Enterococcus spp. in food animals (e.g., when avoparcin was used as a growth promoter, vancomycin resistant enterococcus (VRE) developed in food animals and were transmitted to people). At the same time, glycopeptides are one of the few available therapies for serious enterococcal infections.

3. Epidemiological trends

3.1 Increasing levels of Gram-negative resistant bacteria in Europe Surveillance programmes have been initiated on local, national and international levels.37,38,39 These programmes have demonstrated that the prevalence of AMR is increasing throughout the world resulting in the EARS-net placing AMR as one of the primary work areas.9 Successful programmes have led to better interventions aimed at assessing AMR and maximize antibiotic prescribing.40,41,42 Continuous and uniform surveillance is still needed to appropriately address the issue of resistance.43

However, an important issue is the increasing resistance to antibiotics in Gram-negative bacteria. Gram-negative bacteria cause infections including pneumonia, bloodstream infections, wound or surgical site infections, and meningitis in healthcare settings. The distinctive feature of Gram-negative bacteria is the presence of a double membrane surrounding each bacterial cell. Although all bacteria have an inner cell membrane, Gram-

6.1-10 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance negative bacteria have a unique outer membrane. This outer membrane excludes certain and antibiotics from penetrating the cell, partially accounting for why Gram-negative bacteria are generally more resistant to antibiotics than are Gram-positive bacteria. Gram- negative bacteria have a great facility for exchanging genetic material (DNA) among strains of the same species and even among different species. Resistance is increasing in Europe for Gram-negative bacteria such as Escherichia coli or Klebsiella pneumonia collected from normally sterile sites, i.e. blood or cerebrospinal fluid.44 Also, there have been no novel mechanism agents for Gram-negative organisms for decades.

3.1.1 Escherichia coli Predictions of a worrisome increasing trend of resistance to this Gram-negative and extremely common microbe have been confirmed in Europe. Increased prevalence trends over time reveal decreased fluoroquinolone susceptibility (i.e. increasing resistance) as shown in Figure 6.1.1. E. coli formerly susceptible to carbapenem and third generation cephalosporins strains exhibit similar trends. (See Annex 6.1.9).

Figure 6.1.1: Percentage of invasive isolates of E. coli that are resistant to fluoroquinolones in participating countries, 2005 (upper) and 2011 (lower)

Source: EARS-NET – interactive database. 2

6.1-11 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

3.1.2 Multidrug-resistant Klebsiella pneumoniae Predictions of a worrisome increasing trend of resistance to these Gram-negative bacteria have been confirmed in Europe. Increased prevalence trends over time reveal decreased multiple drug resistance increasing as shown in Figure 6.1.2.

Figure 6.1.2: Klebsiella pneumoniae isolates in participating countries in 2005 (left figure) and 2011 (right Figure) that are resistant to third-generation cephalosporins, fuoroquinolones and aminoglycosides.

Source: EARS-NET – Net database.

3.1.3 Carbapenem resistance in Pseudomonas aeruginosa carries multiresistance plasmids less often than does Klebsiella pneumoniae, develops mutational resistance to cephalosporins less readily than species. What nevertheless makes P. aeruginosa uniquely problematic is a combination of the following: the species' inherent resistance to many drug classes; its ability to acquire resistance, via mutations, to all relevant treatments; its high and increasing rates of resistance locally; and its frequent role in serious infections. A few isolates of P. aeruginosa are resistant to all reliable antibiotics.45

As seen in Figure 6.1.3, the situation with regard to P. aeruginosa is mixed, with many (but not all) countries in Eastern Europe showing a decreasing trend in the fraction of all P. aeruginosa isolates that are resistant but an increasing trend in some southern European countries such as Italy and Portugal.

6.1-12 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 6.1.3: Proportion of carbapenems resistant (R) Pseudomonas aeruginosa isolates in participating countries 2005 2011

- Source: EARS-NET – Net database.

3.1.4 Staphylococcus aureus The issue of increased resistance of the Gram-positive meticillin resistant Staphylococcus aureaus (MRSA) has been ameliorated somewhat (See Figure 6.1.4: France, Eastern European countries, United Kingdom, Scandinavia). Thus, there has been an overall decreased prevalence of MRSA within Europe although some European countries continue to exhibit a continued high prevalence of MRSA. See Figure 4 and Annex 6.1.10. Activities to improve compliance to infection control practices have probably decreased transmission in health- care settings. Instead, community acquired MRSA is now reported to be the dominating problem.

A particular problem has been the emergence of MRSA in livestock. See also above, Section 2.2. In 2005, decades after the discovery of the hospital acquired and community-acquired MRSA, a new MRSA type was isolated from pigs and pig farmers in the Netherlands and was named livestock-associated MRSA or LA-MRSA. Resistance to the antibiotics used in livestock farming such as tetracycline, trimethoprim, aminoglycosides, etc. was found in LA- MRSA isolates. Further, LA-MRSA has been reported worldwide, and is known to colonize humans and livestock animals such as pigs, cattle and chickens.46

6.1-13 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 6.1.4: Proportion of meticillin resistant Staphylococcus aureus isolates in participating countries, 2005 and 2010 2005 2010

Source: EARS-NET – Net database.

3.1.5 Emerging carbapenemase-producing bacteria in Europe. Carbapenems have the broadest antibacterial spectrum compared to penicillins and cephalosporins. In addition, they are generally resistant to the typical bacterial enzyme, β- lactamase, which is one of the principal β-lactam resistance mechanisms of bacteria, Carbapenemases are a group of clinically important enzymes that efficiently inactivate most beta-lactam-type antibiotics such as cephalosporins and penicillins. Resistance to carbapenems (via carbapenamase-production) has emerged and spread among the Enterobacteriaceae family of bacteria worldwide. Resistance is endemic in certain countries. risk factors include severity of illness, a history of hospitalisation or a stay in an intensive care unit, prior antimicrobial use and immunosuppression. Patient mobility has also recently been highlighted as a risk factor for the acquisition of carbapenamase activity and many reports by Member States discuss the introduction and spread of carbapenemases into healthcare settings as a result of patient transfer, mostly from endemic areas, across borders. EARS-net risk assessment. 2011.47

DNA encoding carbapenamases are easily introduced because they are highly transmissible, resulting in colonisation or infection of patients. Thus, dissemination of mobile genetic elements coding for resistance and of epidemic, multidrug-resistant strains has been the cause of many reported outbreaks. Infections with carbapenamase producing bacteria are a threat to patient safety due to their resistance to multiple antimicrobials, meaning that there are very few therapeutic options with which to treat infected patients. Furthermore, human infections are associated with poorer patient outcomes, increased morbidity, mortality and higher hospital costs. The risk for humans becomes greater since therapeutic options are limited because there are very few novel antimicrobial agents in the development pipeline.

6.1-14 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

3.2 Antibiotic resistance in other regions 3.2.1 The Americas Resistance within the United States has not changed substantially with the exception of an increased concern about Gram-negative pathogens. Mortality and morbidity rates for MRSA are still high with more than 19 000 deaths and 90 000 infections per year.48,49 (Annex 6.1.12). Research has also revealed the USA exhibits seasonal patterns of AMR with antibiotic use as shown in Figure 6.1.5.50

Figure 6.1.5: Mean monthly seasonal variation for trimethoprim / sulfamethoxazole prescriptions and E. coli resistance to trimethoprim / sulfamethoxazole

Source: Sun L, Klein EY, Laxminarayan R. Seasonality and temporal correlation between community antibiotic use and resistance in the United States. Clinical Infectious Diseases: An Official Publication Of The Infectious Diseases Society of America. 2012.50

3.2.2 Asia and the World High prevalence rates of numerous resistant bacterial pathogens are still commonly reported throughout Asia.12,51 In India, rates of antimicrobial resistance are very high. A high prevalence of extended-spectrum β-lactamase (ESBL)–producing bacteria is increasing the prevalence of resistance to carbapenems. More specifically, metallo-beta-lactamase-1 (NDM- 1) is an enzyme that makes bacteria resistant to a broad range of beta-lactam antibiotics. NDM-1 was first detected in a Klebsiella pneumoniae isolate from a Swedish patient of Indian origin in 2008. It was later detected in bacteria in India, Pakistan, the United Kingdom, the United States, Canada, and Japan. The most common bacteria that make this enzyme are Gram-negative such as Escherichia coli and Klebsiella pneumoniae, but the gene for NDM-1 can spread from one strain of bacteria to another by . The original organism was found to be resistant to all antimicrobial agents tested except colistin. Molecular examination of the isolate revealed that it contained a novel metallo-beta-

6.1-15 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance lactamase that readily hydrolyzed penicillins, cephalosporins, and carbapenems (with the exception of aztreonam).52

See also Annex 6.1.13.53

4. The disease and economic burdens of antibiotic resistance

Infectious diseases are one of the leading causes of mortality, with an excess of 25 000 additional deaths per year in EU member states alone.54 Although surveillance systems have helped, estimating the disease burden of AMR remains a difficult challenge.9 This burden greatly increases the duration of hospital length of stay (LOS), complication risks and mortality risks.55,56,57

Recently, using data from the Burden of Resistance and Disease in European Nations project58 the European burden of disease associated with meticillin-resistant S. aureus and third-generation cephalosporin-resistant E. coli blood stream infections was estimated, and expressed as excess number of deaths, excess number of days in hospital, and excess costs.55 An estimated 5 503 excess deaths were associated with blood stream infections caused by meticillin-resistant S. aureus (with the United Kingdom and France predicted to experience the highest excess mortality), and 2 712 excess deaths with blood stream infections caused by third-generation cephalosporin-resistant E. coli (predicted to be the highest in Turkey and the United Kingdom). This study also found that blood stream infections caused by both meticillin-resistant S. aureus and third-generation cephalosporin-resistant E. coli contributed respective excesses of 255 683 and 120 065 extra bed-days, accounting for an estimated extra cost of 62.0 million euros (92.8 million US dollars).

Excess mortality associated with these infections caused by meticillin-resistant S. aureus and third-generation cephalosporin-resistant E. coli is high, and the associated prolonged length of stays in hospital imposes a considerable burden on health care systems in Europe. The possible shift in the burden of antibiotic resistance from Gram-positive to Gram-negative infections is of some concern.

Overall, the economic burden associated with AMR is considerable and there is more extensive data than in 2004.59 These costs are primarily due to the doubled increase in hospital LOS, additional discharge costs to facilities, extra medical care needed and productivity loss. Societal costs of infections (including productivity losses, extra length of stay, in-patient and out-patient costs) due to various resistant Gram-positive (mostly MRSA and vancomycin-resistant ) and Gram negative (third-generation cephalosporin-resistant E. coli and K. pneumoniae, and carbapenem-resistant P. aeruginosa) for the EU, Iceland and Norway in 2007 were estimated in excess of €1.5 billion per year.9

A more detailed summary of information is presented within Annex 6.1.14. Table 6.1.2 is a brief summary of the ranges of this burden.

6.1-16 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Table 6.1.2: Summary of the economic burden of antimicrobial resistance Country Additional Costs Additional Hospital LOS USA60,61,62,63,64,65,66 US$ 10 276 – 50 896/patient 4.3 – 16 days/patient Spain67,68,69 €1 205.75 – 5 614/patient 2 – 29 days/patient Europe9,70 €1.5 billion total (societal 2.5 million days total cost) Israel71,72 US$ 30 093/patient 6 - 10 days/patient

5. What are the current policy initiatives regarding AMR control?

5.1 European Union Various national and international organizations such as the European Centre for Disease Control and Prevention (EARS-net), the European Medicines Agency (EMA), the European Commission (EC), the Centre for Global Development (CGD), the European Federation of Pharmaceutical Industries and Associations (EFPIA) (Annex 6.1.1).5

Much information on antibiotic use has been collected via international projects. For instance, ESAC-Net (formerly ESAC) is a Europe-wide network of national surveillance systems, providing European reference data on antimicrobial consumption both in the community and in the hospital sector. The collected data are used to provide timely information and feedback to EU countries on indicators of antimicrobial consumption. These indicators provide a basis for monitoring the progress of countries towards prudent use of antimicrobials.73

As another example, from 2009-2011, the European Centre for Disease Prevention and Control (EARS-NET) funded the HALT project (Healthcare Associated infections in Long- Term care facilities). The aim of this project was to develop and implement a protocol for surveillance of antimicrobial use and resistance in European long-term care facilities (i.e., nursing homes and the like) in order to establish baseline rates and identify priorities for improvement. A point prevalence survey was conducted across 25 European countries. An antimicrobial prevalence study will be repeated in mid-2013.74

The European Union (EU) has produced major publications addressing AMR and its public health threat include The Race Against Drug Resistance, Extending the Cure, Innovative Incentives for Effective Antibacterials, Recommendations for Future Collaboration between the USA and EU and The Bacterial Challenge: Time to React.5,6,7,8,9 These diverse efforts demonstrate the need for concerted action to address the current and future concerns of AMR.

In brief overview, FP5-7 (1999-2012) has spent about €600 million for projects related to antimicrobial resistance. The priorities included: developing new strategies for prudent/rational antibiotics use in medicine and agriculture; understanding how antimicrobial resistance develops; testing new antimicrobial drugs and alternatives to antibiotics; developing diagnostic tests to determine whether and which antimicrobials to prescribe.

6.1-17 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Since 2004, the issue of AMR has been the subject of many initiatives, both educational and scientific. The problem of AMR has been recognized both by the Council and the European Parliament. The Council adopted on 10th June 2008 “Conclusions on AMR” calling upon the EC in accordance with the "health in all policies" approach, to promote cooperation between the EC and Member States against AMR, and on 1 December 2009 the Council adopted conclusions on innovative incentives for effective antibiotics calling upon the Commission to develop a comprehensive action plan concerning incentives to develop new effective antibiotics including ways to secure their rational use.

On 12th May 2011 the European Parliament (EP) adopted a non-legislative resolution on antibiotic resistance in which it stressed that AMR has become a huge issue in recent years. To cope with this growing problem and the consequent treatment failures, the EP called on the Commission to establish an EU-wide plan to combat AMR. The European Parliament subsequently issued a resolution on 27 October 2011 on the public health threat of antimicrobial resistance.75

On the same day, the EC presented a recommendation on a Joint Programming Initiative (JPI) entitled ‘The Microbial Challenge - An Emerging Threat to Human Health’.76 The EC encouraged Member States, amongst other things, to “… develop a common Strategic Research Agenda (SRA) establishing medium to long-term research needs and objectives in the area of antimicrobial resistance. The SRA should be further developed towards an implementation plan, establishing priorities and timelines and specifying the actions, instruments and resources required for its implementation.”

Similarly, in 2011, an “Action plan against the rising threats from Antimicrobial Resistance” was issued from the EC. The EC proposed to put in place a five-year Action Plan to fight against AMR based on 12 key actions.77 In particular the actions related to research activities promoting public-private collaborative research and development to bring new antibiotics to patients (Action 6) as well as the reinforcing and coordinating research efforts (Action 11) are already well advanced in their implementation. All these actions have strengthened the combat against AMR.

As another example, European Antibiotic Awareness Day is an annual European public health initiative that takes place on 18 November to raise awareness about the threat to public health of antibiotic resistance and prudent antibiotic use.78

In addition, the EU has enacted numerous strategies and policies to deal with use outside human medicine.79 In 2006, the EU banned the feeding of antibiotics to livestock for growth promotion purposes.80 We note that the US Food and Drug Administration (FDA) is also promoting judicious use with three directives: the Veterinary Feed Directive, Guidance #209 and Guidance #213.81

The Innovative Medicines Initiative (IMI)82 has recently launched research calls for their new theme “NewDrugs4BadBugs” (ND4BB) which aims to bring new antibiotics by funding research in which small and medium-sized enterprises (SMEs) and academics work in close collaboration with large pharmaceutical companies in order to establish a vibrant antimicrobial drug discovery hub.

6.1-18 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

In February 2013, the IMI launched its first two projects under New Drugs for Bad Bugs. The new projects are Combacte (Combatting Bacterial Resistance in Europe) and Translocation (Molecular basis of the bacterial permeability). COMBACTE will last for seven years and will bring together about 20 partners from all over Europe. It is designed to generate innovative trials to facilitate the registration of new anti-bacterial agents, mainly through the creation of a network of experienced investigators. It will also design and validate tests to support the diagnosis of patients, identify the most suitable treatments and monitor the treatment response.83

TRANSLOCATION aims to increase the overall understanding of how to get antibiotics into multi-resistant Gram-negative bacteria such as Escherichia coli and Klebsiella pneumoniae and how to stop the bacteria from ejecting the drug. In sharing the knowledge and data discovered, TRANSLOCATION will develop guidelines for designing and developing new drugs to tackle antibiotic resistance and create an information centre for pre-existing and on- going antibacterial research data which will be used to establish best practices for future antibacterial drug discovery efforts.84 The EC currently funds numerous projects, under the FP-7 projects programme, to help develop the necessary tools needed to contain AMR (See Research and Innovation Initiatives to support AMR related research in the EU85 and Annex 6.1.17. There are numerous national antibiotic stewardship campaigns, although mostly in high-income countries. (Annex 6.1.5). The European Technology Platform on has also been established to create diagnostic tools to identify a disease at the earliest possible stage to encourage appropriate antibiotic use.86 Top Institute (TI) Pharma, a non – profit organization in the Netherlands, has also provided support for projects concerning MRSA and MDR pathogens.87

5.2 World Health Organization The WHO has been heavily involved with a range of national and global activities concerning AMR and has a long history of engagement in containing AMR. Some of the highlights are listed in Annex 6.1.18.

AMR was chosen as the subject for the World Health Day 2011 under the theme “No action today - no cure tomorrow”.88 During this day, a six-point policy package was launched to reaffirm that a multifaceted approach is needed to deal with this complex issue. The points for action are to: 1. Commit to a comprehensive, financed national plan with accountability and civil society engagement (a master plan to combat antimicrobial resistance) 2. Strengthen surveillance and laboratory capacity 3. Ensure uninterrupted access to essential medicines of assured quality 4. Regulate and promote rational use of medicines, including in animal husbandry and ensure proper patient care. Reduce use of antimicrobials in food-producing animals 5. Enhance infection prevention and control 6. Foster innovations and research and development for new tools

On 8 March, 2012, WHO launched a new book "The evolving threat of antimicrobial resistance - Options for action".89

It examines the experiences with interventions which address the growing threat of antimicrobial resistance, describes the lessons learnt along the way and highlights the gaps

6.1-19 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance still remaining. It draws attention to areas where knowledge is lacking and where urgent action is still needed. A specific objective is therefore to encourage policy-makers and the global community to commit to intensified action against AMR.

In additional to these global actions several of the WHO regional offices have specific activities: WHO Euro has launched a strategic plan90 which has been adopted in the biennial work-plan of some 20 non-EU countries.

A number of key strategic actions are proposed to mitigate, prevent and control antibiotic resistance. These include promoting national coordination to implement national strategic plans of action and develop regulatory functions and guidance; promoting the prudent use of antibiotics across many sectors; strengthening surveillance systems to monitor the use of antibiotics and resistant bacteria; and creating awareness of the prudent use of antibiotics and the fact that new antibiotic drugs are not coming onto the market soon.91,92

WHO-SEARO has released a regional resolution “prevention and containment of antimicrobial resistance”.93

Through resolutions passed by the World Health Assembly (WHA), WHO Member States have highlighted not only the public health threat of resistant organisms, but also the harm caused by misuse of antimicrobials by patients, prescribers and medicine dispensers. Activities following publication of the 2004 Report are encapsulated in the following WHA Resolutions:  WHA58.27 – Improving the containment of antimicrobial resistance, 25 May 2005 (see Appendix 1.1).  WHA60.16 – Progress in the rational use of medicines, 23 May 2007 (see Appendix 1.2).  WHA62.15 – Prevention and control of multidrug-resistant tuberculosis and extensively drug-resistant tuberculosis, 22 May 2009 (see Appendix 1.3).

5.3 World China’s activities concerning AMR are rather recent but are expanding.94,95 In 2004, China created its first AMR surveillance programme and national guidelines for appropriate antibiotic use.96,97 Israel has had success with a national campaign promoting prudent antibiotic use.98,99 Numerous other countries have also implemented stewardship campaigns and other control strategies.100

The recent ´Chennai Declaration´ for India is an outgrowth of a meeting of leaders from medical societies, federal and state governments, and representatives from the World Health Organization, that gathered in 2012 in Chennai, India. The Chennai Declaration proposes a plan to create a road map for tackling the challenge of antimicrobial resistance in India.101

Among many recommendations, the declaration calls for regulation of over-the-counter sales of antibiotics, monitoring of in-hospital antibiotic use, and development of a national antimicrobial resistance surveillance system. It also suggests roles for a variety of stakeholders, including the Ministry of Health and Family Welfare, the Medical Council of India (the statutory body regulating medical colleges), and the World Health Organization.

6.1-20 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

5.4 The Americas The activities of the USA concerning AMR are extensive and have expanded. and the Transatlantic Taskforce on Antimicrobial Resistance (TATFAR) have reacted with numerous meetings, task forces, workshops and publications to address this issue. 9 The Transatlantic Taskforce was established between the EU and the USA as a “… transatlantic task force on urgent antimicrobial resistance issues focused on appropriate therapeutic use of antimicrobial medicines in the medical and veterinary communities, prevention of bother healthcare – and community associated medicine-resistant infections and strategies for improving the pipeline of new antimicrobial medicines, which could be better addressed by intensified cooperation between us”.9 The taskforce’s purpose is to identify issues related to AMR that would be better addressed through collaboration between the EU and the USA. The primary areas of focus of the TATFAR are the appropriate use of antimicrobial medicines in the medical setting and veterinary community, prevention of AMR infections both within the community and hospital settings and fostering the antimicrobial development pipeline. In 2011, the TATFAR published its first report Recommendations for Future Collaboration Between the USA and EU.

An action plan released in March 2011 by the Interagency Task Force on Antimicrobial Resistance, co-chaired by the CDC, FDA, and NIH. The action items are organized into four focus areas: surveillance, prevention and control, research, and product development. In commemoration of World Health Day 2011, The Infectious Diseases Society of America (IDSA) released the official publication "Combating Antimicrobial Resistance: Policy Recommendations to Save Lives,"102 which summarizes IDSA recommendations about how to address antibiotic resistance. APUA is a strong supporter of IDSA's work to address the dry antibiotic pipeline and the crisis of antibiotic resistance.

The IDSA has an advocacy campaign, the 10x'20 initiative,103 to address the dry antibiotic pipeline and call for 10 new antibiotics by 2020. 10 x '20 encourages the development of antibiotics and the improvement of diagnostic tests for priority resistant infections, as well as the creation of incentives that stimulate new antibacterial research and development. The IDSA has published a report entitled, Bad Bugs, No Drugs. 104

On April 13, 2012, the FDA issued a final guidance on the Judicious Use of Medically Important Antimicrobial Drugs in Food-Producing Animals,105 concluding that the unnecessary or inappropriate use of medically important antimicrobials in food animal production is not beneficial to public health. In agreement with APUA, FDA recommends that antibiotics be used with veterinary oversight. FDA does not consider use for growth promotion or improvement of feed efficiency to be judicious, but does consider antimicrobial use for treatment, control, and prevention of disease to be “necessary for assuring the health of food-producing animals.”

Several actions by Congress have also occurred such as passing the Generating Antibiotic Incentives Now (GAIN) Act.106 This is an economic incentivization tool to encourage new antibiotic R&D.

In South America there is also the South American Infectious Diseases Initiative to contain AMR.107 The Pan American Health Organization (PAHO) has conducted for many years a project on surveillance of AMR and has produced an annual report since 2004, although the last report appears to be in 2009.108

6.1-21 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

6. Research into the past and present pharmaceutical interventions: what can be learnt?

6.1 Antibiotic development The number of new molecular entity FDA approved antibiotics continues to decrease. (Annex 6.1.21). Only 10 antibiotics that are “New Molecular Entities” have been approved by the FDA from 2004 to 2012 whereas 13 were approved between 1996 and 2003.

Figure 6.1.6: FDA Approved New Molecular Entity Antibiotics, 2004 – 2012

FDA Approved New Molecular Entity Antibiotics, 2004 - 2012

5

4

3

2

1

New MolecularEntity Antibiotics 0 2004 2005 2006 2007 2008 2009 2010 2011 2012 Year

Source: CenterWatch. FDA approved drugs for /infectious diseases. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.centerwatch.com/drug-information/fda- approvals/drug-areas.aspx?AreaID=7109

6.2 Are incentives insufficient for the pharmaceutical industry? The financial incentives for the pharmaceutical industry to bring a new antibiotic compound through the stages of medicine development appear to be insufficient. Linking profits from product sales is exactly the driver of increased sales of antimicrobials that should be discouraged.110,111 Of course, this poses a problem for the current R&D business models.

Numerous incentives have been proposed that have attracted industry interest. (Annex 6.1.22.) Examples of these incentives include patent extensions, data exclusivity, market exclusivity, and a special market approval track.

6.1-22 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

6.3 Public resources for basic and applied research Public funding for AMR research has greatly increased since 2004. (Annex 6.1.20). Public- private partnerships (PPPs) have shown to be attractive for both the private and public sectors.112 Public resources that are used to help stimulate the dry antibiotic development pipeline are commonly utilized within a PPP. Additionally, some private companies are providing funds to public organizations, such as universities, to also stimulate pipeline development.

6.4 What is in the current antibiotic pipeline? The rather weak antibiotic pipeline discussed in the 2004 Report continues. As of early 2012, only 109 antibiotics are in the pipeline in which 70% are in the early stages of development. Only 31 potential candidates are in Phase 2 and nine candidates in Phase 3. Sixty - six companies are developing these 109 antibiotics in which only nine are large companies while the remaining 57 companies are small/medium enterprises.113 Of the 15 large pharmaceutical companies that previous had active antimicrobial programmes, only five remain. Reports reveal that only a few antimicrobials are in the company pipelines and only two candidates target Gram-negative resistant bacteria as shown in Figure 6.1.7.9,114,115 (Annex 6.1.23).

Figure 6.1.7: Antimicrobials in development as of 2011 – Gram–negative versus Gram– positive

16

14

12

10

8

6

4 Antibiotics development in 2

0 Gram - positive Gram - negative

Source: Coates AR, Halls G, Hu Y. Novel classes of antibiotics or more of the same? British Journal of . 2011; 163:184-94.116

Recently, there is renewed interest in research to find new effective antimicrobials, much of it being carried out by small biotechnology companies and academic centres, rather than by large pharmaceutical companies. Antibiotics that are currently in clinical development or at the preclinical stage, including both improved compounds related to approved drugs and new chemical classes as of 2011 are listed in Table 6.1.3.117

6.1-23 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Table 6.1.3: Antibiotics that are currently in clinical development or at the preclinical stage Compound Dev. Developing name Chemical class Target stage Route company BC-3205 Pleuromutilin Ribosome Phase 1 Oral Nabriva BC-7013 Pleuromutilin Ribosome Phase 1 Topical Nabriva CG400549 Triclosan FabI Phase 1 iv Crystal Genomics AF-1252 New lead FabI Phase 1 iv Affinium FAB-001 Triclosan FabI Phase 1 iv FAB Pharma DNA Delafloxacin Fluoroquinolone gyrase Phase 2 iv/oral Rib-X TP-434 Tetracycline Ribosome Phase 2 iv/oral Tetraphase BC-3781 Pleuromutilin Ribosome Phase 2 iv/oral Nabriva Solithromycin Ketolide Ribosome Phase 2 iv/oral Cempra ACHN-490 Aminoglycoside Ribosome Phase 2 iv Achaogen CB- 183315 Lipopeptide Membrane Phase 2 Oral Cubist Ramoplanin Lipoglycodepsipeptide Cell wall Phase 2 Oral Nanotherapeutics GSK-1322322 New lead PDF Phase 2 iv GSK DNA Phase JNJ-Q2 Fluoroquinolone gyrase 2/3 iv/oral Furiex DNA Phase Nemonoxacin Quinolone gyrase 2/3 Oral TaiGen/Warner Oritavancin Glycopeptides Cell wall Phase 3 iv The Medicine Co Dalbavancin Glycopeptides Cell wall Phase 3 iv Durata Torezolid Oxazolidinone Ribosome Phase 3 iv/oral Trius Radezolid Oxazolidinone Ribosome Phase 3 iv/oral Rib-X Amadacycline Tetracycline Ribosome Phase 3 iv/oral Paratek Advanced Life Cethromycin Ketolide Ribosome Phase 3 Oral Sciences Source: Daniela Jabes, The antibiotic R&D pipeline: an update Current Opinion in Microbiology Volume 14, Issue 5, October 2011, Pages 564–569116

Considering the attrition rate for antibiotics in development and commercial considerations, only a small number of the compounds listed in Table 6.1.3 are expected to reach the marketplace.

6.5 Optimization of antibiotic dosing regimens Optimization of antimicrobial dosing regimens have made progress. Pharmacokinetic/pharmacodynamic parameters are not fully understood although there is research underway.118 Additionally, innovative ways to use old antibiotics to combat the issue of AMR is also being addressed, mostly through combination regimens119 but also through shortened treatment duration.120

6.1-24 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

7. What are the gaps between current research and potential research issues which could make a difference?

7.1 Need for Rapid and inexpensive diagnostics Diagnostic tools have made major advancements although the cost still remains high for many of these tests.121122,123 (Annex 6.1.7). Diagnostics to detect S. pyogenes, urinary tract infections and bacterial and viral bronchitis are currently available although they are not always used by practitioners.124,125 Efforts to reduce these costs have been made, most notably with the Xpert MTB/RIF diagnostic test and its concessional pricing methods.126 Even though there are many obstacles preventing the development of AMR diagnostic tools, numerous initiatives have been developed by organizations such as the IMI.127 See Chapter 2.

Improvements have been made regarding diagnostic tools but in low- and middle-income countries (LMIC), there are still few useful and context-appropriate diagnostics. Inexpensive and readily available diagnostic tools are now available for a variety of infectious diseases, the best known being rapid diagnostic tests for .128

Some tools are able to distinguish between viral and bacterial infections while others are able to distinguish between bacterial species. (See Annex 6.1.7). However, point-of-care diagnostics remain an unmet need.

The development and validation of new diagnostic tests can in principle help determine whether antibiotics should be prescribed at all and, if they are prescribed, such tools can help determine which antibiotics should be prescribed. Further, rapid diagnostics can help control the spread of infections if an infection is diagnosed early enough. Certainly, rapid diagnostics are being developed to determine the presence of resistant strains of clinically important bacteria.129

There is no doubt rapid diagnostics can be developed but there will be regulatory and other challenges to creating inexpensive diagnostics, particularly for use in low and middle income countries. The business environment poses both opportunity and challenge. From a business model, a diagnostic company will typically look at the total market; product value, project growth rates, the projected manufacturer market share, the competition, and alignment with overall strategy to determine if they want to pursue a particular diagnostic for a particular indication. For low- and middle-income countries, the issues of “market failure” (great patient need but inability to pay), as in pharmaceuticals, will be a key consideration.

The widespread use of improved and cost effective diagnostic tools to identify bacterial infections which will benefit from treatment is still needed to reduce antibiotic misuse. More research may be needed to identify how these diagnostic products can most effectively be used to reduce inappropriate antimicrobial prescriptions.

7.2 Identifying the most urgent needs for new antibiotics Efforts attempting to identify the most urgent needs for new antibiotics continue. A greater proportion of infections are caused by Gram–positive pathogens although prevalence of Gram–negative infections is steadily increasing as shown in Figure 6.1.8. Surveillance has

6.1-25 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance revealed that the total burden of AMR Gram-positive pathogens is less than that for Gram- negative pathogens.9 This means that priority should be given to the development of Gram– negative antibiotics.

Figure 6.1.8: Population-weighted, average percentage of resistant isolates among bacteria from bloodstream infections, EU, Iceland and Norway, 2002-2010

Source: Monnet DL. Update on EARS-NET AMR & HAI activities and workplan [for] 2012. [Presentation] Warsaw 2011 November 23-25 [cited 2012 July 11]; Available from: www.EARS- net.europa.eu/en/activities/diseaseprogrammes/ARHAI/Presentations2011Warsaw/ARHAI-networks- meeting_parallel-session-five-1-Dominique-Monnet-AMR-HAI-activities.pdf.130

Numerous incentives for medicine development have been proposed and implemented. 97 See Annex 6.1.22. The United States passed the Prescription Drug User Fee Act (PDUFA) V Act in July 2012 along with the controversial GAIN Act. The GAIN act will provide five additional years of market exclusivity, priority review and fast track status for antimicrobials targeted towards the most serious AMR pathogens.131 Priority review vouchers have been proposed to stimulate the antibiotic development pipeline, similar to those distributed by the FDA for neglected tropical diseases.132

Scientific opportunities for medicine development have been proposed. Open source innovations have been recommended by WHO and various other stakeholders.133

7.3 New therapeutic approaches 7.3.1 Alternatives to antimicrobials: Antivirulence medicines Progress during the last five years is being made toward one alternative, the development of antivirulence drugs focusing on bacterial secretion systems. Secretion systems translocate macromolecules across the envelope of bacterial cells and in many cases directly into the host where these effectors modulate the defense response and thereby facilitate survival of the

6.1-26 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance pathogen. Antivirulence drugs would not kill but rather deprive bacteria of their virulence functions so that they can be eliminated by the immune system. Since antivirulence drugs would not impact vital cell functions it is believed that the development of resistance will be slow. Therefore, they would constitute a valuable alternative to antibiotics. Also, they may be used in combination therapies to augment the of antibiotics or to slow down the development of resistance.134, 135

7.3.2 Host-pathogen interactions The production of cationic antimicrobial peptides (CAMPs) by an animal host is widespread.136 Significantly, these CAMPs are still highly effective against pathogens after millions of years of co-evolution. Antibiotics are usually designed to function at low concentrations through a defined high-affinity antimicrobial target — a set of circumstances that makes it comparatively easy for bacteria to develop resistance. By contrast, CAMPs are released precisely at infected sites and are usually active at much higher concentrations than antibiotics. Moreover, many CAMPs have multiple antimicrobial activities. In theory, it can be argued that the evolution of the innate host defense systems has favored the design of antimicrobials that disturb many biological functions with low potency rather than blocking a specific high-affinity target such as enzymes for building bacterial cell walls. Such properties enable the host to control a much wider range of potential pathogens without creating the selection pressure for high-level resistance that is observed with potent, high- affinity antibiotics. Considering the high concentrations that are required for antimicrobial activity, it is thought that CAMPs might exhibit greater compared with the therapeutic antibiotics currently in use.

CAMPs have a number of potential advantages as future therapeutics; in addition to their broad spectrum antimicrobial activity and rapid killing of microbes, they are unaffected by classical antibiotic resistance mechanisms. Moreover, CAMPs do not appear to induce antibiotic resistance CAMPs currently are being widely used as blueprints for the development of innovative therapeutic agents that may be used as antimicrobials, modifiers of inflammation, or in cancer therapy.137,138

7.3.3 Non-antibiotics Most clinical isolates that exhibit a multi-drug resistant phenotype owe that resistance to over-expressed pumps. Compounds that are efflux pump inhibitors (EPIs) reduce or reverse resistance to antibiotics to which the bacterial strain is initially resistant. Recent work has evaluated non-antibiotics to reduce resistance of commonly encountered bacterial pathogens to antibiotics. Non-antibiotics such as phytochemical flavonoids (galangin, quercetin and baicalein) and other compounds such as chlorpromazine, amitryptiline and trans-chlorprothixene were shown to reduce or reverse resistance of a variety of bacteria to antibiotics.139, 140

7.3.4 Use of Phage and Phage Therapy Another alternative approach was recently demonstrated in a proof-of-concept trial in which were genetically engineered to reverse a pathogen’s drug resistance, thereby restoring its sensitivity to antibiotics.141

6.1-27 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Another use of ‘phage therapy” would be use phage to directly kill specific bacteria and eliminate an individual patient’s infection without affecting the body’s communities of beneficial bacteria. Because phages attack bacteria by attaching to receptors on the bacterial cell surface that are often bacterial virulence factors, phage-resistant bacterial mutants (which lack these receptors) are often less pathogenic than phage-susceptible bacteria. Further, the development of phage-resistance can be forestalled altogether if phages are used in cocktails (preparations containing multiple types of phages) and/or in conjunction with antibiotics. An improved understanding of phages’ in vivo would also increase phages’ therapeutic value. For phage therapy to be useful in clinical settings, a patient’s specific etiological agent would need to be rapidly identified and matched to the relevant phage(s) in a comprehensive pre-existing database. New and interdisciplinary thinking involving bioinformaticists, health care professionals, and phage researchers, among others, would be required to make phage therapy practicable on a large-scale. Phage therapy has been extremely effective at treating a number of bacterial infections in controlled animal studies. In 2009, a double-blind Phase II clinical study showed phages to be safe and effective at treating chronic drug-resistant ear infections.142

7.3.5 Vaccines: Primary prevention of resistance Several FDA approved vaccines addressing bacterial pathogens have been released. (Annex 6.1.24). Vaccines would be an ideal approach and there are several suggestive examples.143 The vaccine pipeline is extensive although many fail in the early stages. Currently, several vaccines are undergoing clinical trials.144 The possibility of targeting vaccines towards therapeutics remains a challenge. See also Section 9.1. It is interesting that the effect of vaccines leading to substitution of one resistant microbe with another of increasing resistance clones has been debated in relation to pneumococcal vaccines. Clearly, conjugate vaccines have had a major effect in reducing the absolute incidence of drug-resistant Streptococcus pneumoniae (DRSP) not only in immunised children, but also in their contacts. However, continued antibiotic exposure of pneumococci lacking a response to pneumococcal conjugate vaccines PCV has led to increasing resistance among these strains, which has reduced the overall impact of these vaccines.145 Thus, serotype replacement as observed for pneumococcal strains can undermine vaccine effectiveness.

Nonetheless, it is possible to make vaccines virtually against any pathogen. The presence of antibiotics in the environment and host imposes a strong selective filter of resistances acquired through horizontal gene transfer (HGT) of plasmids, transposons and/or integrons or through mutations. Although antigenic variation could potentially be the mechanism behind the emergence of vaccine resistant strains, vaccines harbor several unique features that make them virtually resilient to resistance phenomena. First, protein-based vaccines usually contain multiple immunogenic epitopes implying that many mutations should accumulate before resistant strains rise.

Vaccine-resistant bacteria have never been reported. By preventing infections, vaccines do not allow bacteria to replicate in the host, limiting the selection process of variants to the initial phases of the infection.

By targeting bacterial pathogens, vaccines directly reduce the need for the use of antibiotics Vaccines also contribute to the reduction of antibiotic usage through the establishment of herd immunity by halting the levels of transmission of pathogenic bacteria to potentially

6.1-28 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

susceptible individuals and therefore limiting the numbers of infections in the overall population. However, no vaccines yet exist for the most important multi-drug resistant strains. There are several ongoing preclinical and clinical research programs on antibiotic resistant pathogens (Table 6.1.4). Development of novel vaccines against bacterial pathogens for which antibiotic therapies are still efficacious, including veterinary infections, would also contribute substantially to further prevent the emergence of antibiotic resistant strains.146

Table 6.1.4: Status of vaccine development against relevant nosocomial antibiotic resistant pathogenic bacteria Bacterial pathogen Disease Vaccines status and references S. aureus Skin and soft tissue infections, Clinical trials147 endocarditis, pneumonia, bacteremia, osteomyelitis, toxic shock syndrome C. difficile Antibiotics associated diarrhea and colitis Clinical trials148 P. aeruginosa Chronic pulmonary infections in Clinical trials149 immunocompromised and cystic fibrosis patients, pneumonia, urinary tract infections (UTIs) H. influenzae Respiratory tract infections, bacteremia, Licensed vaccine and Clinical meningitis, epiglottitis trials150

Pathogenic E. coli UTIs, diarrhea, hemolytic-uremic Research and Clinical trials151 syndrome K. pneumoniae Pneumonia (bronchopneumonia and Research reported bronchitis), UTIs E. faecium Neonatal meningitis, UTIs, endocarditis, Research reported bacteremia A. baumannii Pneumonia, UTIs, bacteremia Research reported

8. Conclusion

Collaborative, global and more concerted efforts are needed to address the public health threat that AMR poses. The EU should continue its extensive contributions and collaborations in this regard and can provide leadership in the following areas:

Diagnostic and therapeutic tools:  Development and use of cost-effective and point of care diagnostic tools to encourage prudent and appropriate antibiotic use.  Priority development of antibiotics against Gram- negative bacteria.  Replenishment of the antibiotic development pipeline, possibly using new business models for R&D, in order to develop new products with novel mechanisms of action to address the already heavy burden of AMR.

6.1-29 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Health systems:  Establishment and implementation of a multi-faceted approach using standardized surveillance coupled with appropriate antimicrobial stewardship campaigns at country level.  Allocation of public funding to continue providing evidence/data on antimicrobial resistance to treatment for vaccine-preventable diseases in order to assess the potential impact of comprehensive vaccination policies in reducing antimicrobial resistance.  Exploration of further possibilities for extending global cooperation.

Prescription interventions:  Promotion of strategies designed to modify physician antimicrobial-prescribing practices towards an approach based on simplicity rather than complexity. These strategies should take into account physicians’ limited knowledge of many of the specifics of the complex interaction between antibiotics and microbes.  Approaches to encourage improved adherence to veterinary “judicious use” guidelines.  Promotion of investment in research and development of future innovative vaccines capable of targeting and preventing antibiotic-resistant bacteria.

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125 Madurell J, Balague M, Gomez M, Cots JM, Llor C. Impact of rapid antigen detection testing on antibiotic prescription in acute pharyngitis in adults. FARINGOCAT STUDY: a multicentric randomized controlled trial. BMC Family Practice. 2010; 11:25.

126 Solelh V. Foundation for Innovative New Diagnostics (FIND) - negotiated prices for Xpert® MTB/RIF and country list. [Web Page] 2010 [cited 18 July 2012]; Available from: http://www.finddiagnostics.org/about/what_we_do/successes/find-negotiated- prices/xpert_mtb_rif.html.

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127 Okeke IN, Peeling RW, Goossens H, Auckenthaler R, Olmsted SS, de Lavison JF, et al. Diagnostics as essential tools for containing antibacterial resistance. Drug Resistance Updates : Reviews And Commentaries In Antimicrobial And Anticancer Chemotherapy. 2011; 14:95-106.

128 Malaria Rapid Diagnostic Tests; 2005 [accessed 24 April 2013] Available at: http://www.wpro.who.int/malaria/sites/rdt/

129 Rapid detection of extended-spectrum ß-lactamase producing Enterobacteriacae. Nordmann P. Dortet L, Poirel L Journal of Clinical Microbiology (September 2012). Published ahead of print 3 July 2012, doi: 10.1128/JCM.00859-12 J. Clin. Microbiol. September 2012 vol. 50 no. 9 3016-3022

130 Monnet DL. Update on EARS-NET AMR & HAI activities and workplan [for] 2012. [Presentation] Warsaw 2011 November 23-25 [cited 2012 July 11]; Available from: www.EARS- net.europa.eu/en/activities/diseaseprogrammes/ARHAI/Presentations2011Warsaw/ARHAI- networks-meeting_parallel-session-five-1-Dominique-Monnet-AMR-HAI-activities.pdf.

131 Corker B. FDA user fee reauthorization including GAIN act to become law - GAIN act encourages development of new antibiotics to treat rising cases of drug-resistant infections. [Press Release] 26 June 2012 [cited 11 July 2012]; Available from: http://www.corker.senate.gov/public/index.cfm?p=News&ContentRecord_id=e30e2239-0434-4c15- 8f16-58c0b64b3165.

132 Palmer R. Congress vouches for priority review of childhood disease. Nature Medicine. 2012; 18:181.

133 World Health Organization (WHO). Research and development to meet health needs in developing countries: strengthening global financing and coordination. [Electronic Book] Italy: WHO Press; 2012 [cited 18 July 2012]; Available from: http://www.who.int/phi/CEWG_Report_5_April_2012.pdf.

134 [ C. Baron, B. Coombes Targeting bacterial secretion systems: benefits of disarmament in the microcosm Target. Disord Drug Targets, 7 (2007), pp. 19–27

135 A.E. Clatworthy, E. Pierson, D.T. Hung A.E. Clatwo virulence: a new paradigm for antimicrobial therapy Chem Biol, 3 (2007), pp. 541–548]

136 Peschel A, Sahl H-G. (2006) The co-evolution of host cationic antimicrobial peptides and microbial resistance. Nature Reviews/Microbiology 4: 529-536 at http://www.nature.com.ezproxy.bu.edu/nrmicro/journal/v4/n7/pdf/nrmicro1441.pdf.

137 Peters BM, Shirtliff ME, Jabra-Rizk MA (2010) Antimicrobial Peptides: Primeval Molecules or Future Drugs? PLoS Pathog 6(10): e1001067. doi:10.1371/journal.ppat.1001067;

138 Yanmei Li, Qi Xianga, Qihao Zhanga,, Yadong Huanga, Zhijian Sua, Overview on the recent study of antimicrobial peptides: Origins, functions, relative mechanisms and application. Peptides 37 (2012) 207–215.

139 Kristiansen JE, Thomsen VF, Martins A, Viveiros M, Amaral L. Non-antibiotics reverse resistance of bacteria to antibiotics. In Vivo. 2010; 24:751-4.

140 Eumkeb G, Sakdarat S, Siriwong S. Reversing beta-lactam antibiotic resistance of Staphylococcus aureus with galangin from Alpinia officinarum Hance and synergism with ceftazidime. Phytomedicine: International Journal Of Phytotherapy And Phytopharmacology. 2010; 18:40-5.

141 Edgar R et al. Reversing bacterial resistance to antibiotics by phage-mediated delivery of dominant sensitive genes. Applied and Environmental Microbiology, 2012, 78:744-51.

142 Frontiers in Microbiology, “Phage therapy: concept to cure” Eric C. Keen* July 2012 | Volume 3 | Article 238 | 1-3 http://www.frontiersin.org/Antimicrobials,_Resistance_and_Chemotherapy/10.3389/fmicb.2012.00238/full

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143 Zhou F et al. Pediatrics 2008; 121:253-260 (heptavalent pneumococcal conjugate vaccines (PCV7) against drug-resistant streptococcus pneumoniae (DRSP) led to a drop in antibiotic prescriptions); Whitney C. et al Seminars in Pediatric Infectious Diseases, Vol 15, No 2 (April), 2004: pp 86-93 (pneumococcal conjugate vaccine effective in preventing disease in young children and may be reducing the rate of disease in.adults); Haddy et al. The Pediatric Infectious Disease Journal Volume 24, Number 4, April 2005 ( case rates for invasive S. pneumoniae disease among children decreased significantly in the 2-year period after introduction of the heptavalent S. pneumonia protein conjugate vaccine).

144 Fernebro J. Fighting bacterial infections-future treatment options. Drug resistance Updates : Reviews And Commentaries In Antimicrobial And Anticancer Chemotherapy. 2011; 14:125-39.

145 Gant CM, Rosingh AW, López-Hontangas JL, et al. 2012. Serotype distribution and antimicrobial resistance of invasive pneumococcal disease strains in the Comunidad Valenciana, Spain, during the winter of 2009-2010: low PCV7 coverage and high levofloxacin resistance Antimicrob Agents Chemother. 2012 Sep;56(9):4988-9. doi: 10.1128/AAC.01201-12. Epub 2012 Jul 2 at http://www.ncbi.nlm.nih.gov/pubmed/22751535.

146 [Vaccines and antibiotic resistance, Mishra R PN, Oviedo-Orta E. Prachi P et al. Current Opinion in Microbiology Volume 15, Issue 5, October 2012, Pages 596–602 at http://dx.doi.org.ezproxy.bu.edu/10.1016/j.mib.2012.08.002,

147 http://www.clinicaltrials.gov/ct2/results?term=Staphylococcus+and++vaccine] (http://www.clinicaltrials.gov (Search term Staphyloccous + and ++ vaccine) )

148 [http://clinicaltrials.gov/ct2/results?term=Clostridium+Difficile+vaccine]

149 [http://clinicaltrials.gov/ct2/results?term=Pseudomonas+vaccine]

150 [http://www.clinicaltrials.gov/ct2/results?term=H.+influenzae+and+vaccine&recr=Open&no_unk=Y]

151 [http://www.clinicaltrials.gov/ct2/results?term=e.coli+vaccine]

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Annexes

Annex 6.1.1: Examples of Global Activities and Publications Addressing Antimicrobial Resistance Annex 6.1.2: Correlation between Antibiotic Consumption and Resistance in Europe Annex 6.1.3: Correlation between Antibiotic Consumption and Resistance in the World Annex 6.1.4: Outpatient Antibiotic Consumption Annex 6.1.5: Examples of Campaigns Addressing the Issue of Antimicrobial Resistance Annex 6.1.6: Successful Campaigns for Prudent and Appropriate Antibiotic Use Annex 6.1.7: Examples of Diagnostics for Containing Antimicrobial Resistance Annex 6.1.8: Antibiotic Resistant Streptococcus pneumonia trends in Europe, 2005 and 2010 Annex 6.1.9: Antibiotic Resistant Escherichia coli trends in Europe, 2005 and 2010 Annex 6.1.10: Meticillin Resistant Staphylococcus aureus trends in Europe, 2005 and 2010 Annex 6.1.11: Antibiotic Resistant Enterococcus faecium trends in Europe, 2005 and 2010 Annex 6.1.12: Epidemiological Trends in the USA Annex 6.1.13: Epidemiological Trends in the World Annex 6.1.14: Examples of the Economic Impact of Antimicrobial Resistance Annex 6.1.15: Activity Review of the European Commission on Antimicrobial Resistance Annex 6.1.16: Press Release of IMI's €223.7 Programme to Combat Antibiotic Resistance Annex 6.1.17: European Commission Funded FP7 Projects on Antimicrobial Resistance Annex 6.1.18: Activity Review of the WHO and Antimicrobial Resistance Annex 6.1.19: Examples of Concerted Action Addressing Antimicrobial Resistance in Europe Annex 6.1.20: Examples of Public Private Partnerships Concerning Antimicrobial Resistance Annex 6.1.21: FDA Approved New Molecular Entity Antibiotics, 2004 – 2012 Annex 6.1.22: Incentives to Encourage Antimicrobial Research and Development Annex 6.1.23: Antibiotic Development Pipeline, 2011 Annex 6.1.24: Bacterial Vaccines Licensed for Distribution in the USA, 2005 – 2012

6.1-41 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.1: Examples of Global Activities and Publications Addressing Antimicrobial Resistance

This table presents several examples of global activities and actions concerning AMR. This is a brief overview of actions and is not inclusive of all of the efforts that have occurred since 2004. Organization Location Activity Purpose / Action (Year)  WHO1 World Published: Priority Medicines for Europe  Identify AMR as the greatest infectious disease to and the World public health if the appropriate drugs were not developed (2004)  EMA & CHMP Europe Published: Final report from EMA / CHMP  Discuss the antibiotic R & D pipeline Think - Tank Group on Think - Tank Group on Innovative Drug  Formulate suggestions for future activities Innovative Drug Development conducted at the EMA Development2 (2004)  ECDC3 Europe Visited: Several countries within Europe  Discuss implementation of EC recommendations from 2001 (2006 – 2011)  EU4 Europe Legislated: Ban antibiotics in poultry  Ban the use of antibiotics in poultry farming farming

(2006)  ECDC Europe Meeting: Develop the ECDC / EMA Joint  Discuss, plan and develop a group to formally  EMA Working Group produce a report concerning AMR and the gaps  ReAct5 in antimicrobial R & D (2007)  EU6 Europe Legislated: Paediatric regulation  Ensure quality of medicines prescribed to children (2007)  Foster prudent antimicrobial use

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Organization Location Activity Purpose / Action (Year)  EU7 Europe Legislated: AMR surveillance in pigs  Implement AMR surveillance and reporting strategies for Salmonella, Campylobacter and (2008) MRSA within pigs  EMA Europe Integrated: Suggestions by Think-Tank  Plan to bolster the EU scientific network  Scientific Committees2 Group  Encourage international communication concerning antimicrobial R & D (2008)  EC8, 9 Europe Legislated: Suggestions for antibiotic use  AMR and its relationship with antibiotics within animals (2008 / 2010)  EPRUMA10 Europe Published: Best - practice framework for the  Encourage prudent use of antibiotics in animals use of antimicrobials in food-producing within the EU animals

(2008)  CHMP11 Europe Published: The bacterial challenge: time to  Produce a report concerning gaps in antimicrobial  PDCO react - A call to narrow the gap between drug R & D and the increasing prevalence of  ECDC multidrug - resistant bacteria in the EU and antimicrobial resistant bacteria  EMA the development of new antibacterial agents  ReAct (2009)  Numerous AMR experts Europe Conference: Innovative incentives for  Develop and discuss incentives to stimulate (Hosted by Swedish EU effective antibacterials antimicrobial drug R & D Presidency)12 (2009)  EC12 Europe Presented: Suggestions for patient safety  Propose strategies to prevent AMR in HAIs

(2009)  EU Europe / US Annual summit: EU – United States  Discuss the human public health threats of AMR  United States13 presidencies  Establish TATFAR as a collaborative effort

6.1-43 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

(2009) Organization Location Activity Purpose / Action (Year)  EMA14 Europe Published: Road map to 2015  Discuss past, current and future actions of the EMA about the gaps in industry and (2010) antimicrobial R & D  Numerous AMR experts Europe Conference: The global need for effective  Further elaborate findings and discussions (Hosted by ReAct)15 antibiotics-moving towards concerted action pertaining to those at the 2009 conference Innovative Incentives for Effective Antibacterials (2010)  Ministry of Health16 China Legislated: Separate physician salary and  To discourage inappropriate use of antibiotics drug sales at primary care level  Part of the national campaign that was implemented in 2004 (2010)  Numerous AMR experts Europe Conference: Collaboration for innovation –  Discuss the need to develop the appropriate (Hosted by ReAct)17 the urgent need for new antibiotics medicines to combat AMR  Contribute ideas to the EU’s official plan against (2011) AMR  TATFAR Europe / US Published: Recommendations for future  Issue 17 recommendations that could be collaboration between the US and EU implemented with opportunities for collaboration concerning AMR  Provide a platform to potentially stimulate the (2011) antimicrobial development pipeline  Numerous AMR experts Australia Conference: Antimicrobial Resistance Discuss: (Hosted by the Summit - defining the problem - an  Control strategies Australian Society for international perspective  National surveillance Infectious Diseases and  Antibiotic stewardship the Australian Society  Antibiotic use in food production for Antimicrobials)18 (2011)  Research needs  FDA United Legislated: Guidance for antibiotics and use  Offers recommendations that would limit  Industry States in animals antibiotic use in animals

6.1-44 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

 Others19 (2012) Organization Location Activity Purpose / Action (Year)  FDA United Legislated: PDUFA – V GAIN Act  Offer incentives to stimulate the R & D pipeline  Industry States for new innovative antimicrobials  Others20 (2012)  Ministry of Health21 China Legislated: Administrative Measures on  Stricter regulations concerning the prescription of Clinical Application of Antimicrobial Drugs antimicrobials  Promote prudent antimicrobial use (2012)

Sources: 1. Kaplan W, Laing R. Priority Medicines for Europe and the World. Geneva, Switzerland: World Health Organization Press; 2004 [cited 9 July 2012]; Available from: http://whqlibdoc.who.int/HQ/2004/WHO_EDM_PAR_2004.7.pdf. 2. European Medicines Agency (EMA). Final report from the EMA/CHMP think-tank group on innovative drug development. [Report] London. 2007 [updated 9 July 2012; cited 10 July 2012]; Available from: http://www.ema.europa.eu/docs/en_GB/document_library/Other/2009/10/WC500004913.pdf. 3. European Center for Disease Prevention and Control (ECDC). ECDC meeting report - training strategy for intervention epidemiology in the European Union (EU). [Report] 11-12 September 2007 [cited 6 July 2012]; Available from: http://ecdc.europa.eu/en/publications/Publications/0709_MER_Training_Strategy_for_Intervention_Epidemiology.pdf. 4. Kyprianou M. Commission regulation (EC) number 1177/2006 of 1 August 2006 implementing Regulation (EC) number 2160/2003 of the European Parliament and of the council as regards requirements for the use of specific control methods in the framework of the national programmes for the control of salmonella in poultry. [Legislation]: Official Journal of the European Union; 2006 [cited 10 July 2012]; Available from: http://eur- lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2006:212:0003:0005:EN:PDF. 5. European Centre for Disease Prevention and Control (ECDC). ECDC and EMA publish joint technical report on the bacterial challenge - time to react. [Press Release] 17 September 2009 [cited 10 July 2012]; Available from: http://ecdc.europa.eu/en/press/news/Lists/News/ECDC_DispForm.aspx?List=32e43ee8%2De230%2D4424%2Da783%2D85742124029a&ID=309. 6. European Medicines Agency (EMA). Paediatric Regulation. [Web Page] London [cited 10 July 2012]; Available from: http://www.ema.europa.eu/ema/index.jsp?curl=pages/regulation/document_listing/document_listing_000068.jsp&mid=WC0b01ac0580025b8b.

6.1-45 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

7. Kyprianou M. Commission decision of 20 December 2007 concerning a financial contribution from the community towards a survey on the prevalence of Salmonella spp. and meticillin-resistant Staphylococcus aureus in herds of breeding pigs to be carried out in the member states. [Legislation]: Official Journal of the European Union; 2007 [cited 10 July 2012]; Available from: http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2008:014:0010:0025:En:PDF. 8. Committee of Permanent Representatives. Doc. 9637/08: Antimicrobial resistance - adoption of council conclusions. Brussles. 2008 [cited 10 July 2012]; Available from: http://register.consilium.europa.eu/pdf/en/08/st09/st09637.en08.pdf. 9. General Secretariat. CVO Conclusions on Antimicrobial Resistance (AMR). Brussels. Council of the European Union (EU); 2010 [cited 11 July 2012]; Available from: http://register.consilium.europa.eu/pdf/en/10/st14/st14867.en10.pdf. 10. European Feed Manufacturers' Federation (FEFAC). The European Platform for the Responsible Use of Medicines in Animals (EPRUMA). [Web Page] [cited 10 July 2012]; Available from: http://www.fefac.eu/links.aspx?CategoryID=1548. 11. Norrby R, Powell M, Aronsson B, Monnet DL, Lutsar I, Bocsan IS. The bacterial challenge: time to react - a call to narrow the gap between multidrug-resistant bacteria in the EU and the development of new antibacterial agents. [Joint Technical Report]: European Center for Disease Prevention and Control (ECDC) & European Medicines Agency (EMA); 2009 [cited 6 July 2012]; Available from: http://www.ema.europa.eu/docs/en_GB/document_library/Report/2009/11/WC500008770.pdf. 12. Hagglund G. Innovative incentives for effective antibacterials. [Conference Summary] 2009 [cited 20 July 2012]; Available from: http://www.se2009.eu/polopoly_fs/1.25861!menu/standard/file/Antibacterials5.pdf. 13. Transatlantic Taskforce on Antimicrobial Resistance (TATFAR). Recommendations for future collaboration between the U.S. and EU. TATFAR. [Electronic Book]: The European Centre for Disease Prevention and Control (ECDC); 2011 [cited 18 July 2012]; Available from: http://ecdc.europa.eu/en/activities/diseaseprogrammes/tatfar/pages/index.aspx. 14. European Medicines Agency (EMA). Road map to 2015 - the EMA’s contribution to science, medicines and health. [Electronic Book] 2011 [cited 11 July 2012]; Available from: http://www.ema.europa.eu/docs/en_GB/document_library/Report/2011/01/WC500101373.pdf. 15. Action on Antibiotic Resistance (ReAct). The Global Need for Effective Antibiotics. [Web Page] [cited 10 July 2012]; Available from: http://www.reactgroup.org/resource-centre/react-presentations/the-global-need-for-effective-antibiotics.html. 16. Hvistendahl M. China takes aim at rampant antibiotic resistance. Science. 2012; 336:795. 17. Action on Antibiotic Resistance (ReAct). Collaboration for innovation - the urgent need for new antibiotics. [Conference Procedings] Brussels. 18 October 2011 [cited 11 July 2012]; Available from: http://www.reactgroup.org/uploads/publications/react-publications/report-collaboration-for-innovation-october-2011.pdf. 18. Gottlieb T, Nimmo G. A call to urgent action to address the growing crisis of antibiotic resistance. [Conference] Sydney, Australia. 7-8 February 2011 [cited 11 July 2012]; Available from: http://www.antimicrobialsummit.com.au/.

6.1-46 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

19. United States Food and Drug Administration (FDA). The judicious use of medically important antimicrobial drugs in food-producing animals. [Guidance Document]: Center for Veterinary Medicine; 2012 [cited 6 July 2012]; Available from: http://www.fda.gov/downloads/AnimalVeterinary/GuidanceComplianceEnforcement/GuidanceforIndustry/UCM216936.pdf. 20. Corker B. GAIN act encourages development of new antibiotics to treat rising cases of drug-resistant infections. [Press Release]: Tennessee Senator Bob Corker; 26 June 2012 [cited 20 July 2012]; Available from: http://www.corker.senate.gov/public/index.cfm?p=News&ContentRecord_id=e30e2239-0434-4c15-8f16- 58c0b64b3165. 21. Rong M, Yang K, Yan JJ, Tan J, Schatz GB. Pharmaceuticals, medical devices, health care & life sciences. Reed Smith; 14 June 2012 [cited 11 July 2012]; Available from: http://www.jdsupra.com/post/documentViewer.aspx?fid=36f462ec-8aca-4545-bb1a-f90c74394f16.

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Annex 6.1.2: Correlation between Antibiotic Consumption and Resistance in Europe

This figure confirms the 2004 report’s assentation that resistance is directly proportional to antibiotic consumption. This figure provides an example within Europe in which the consumption of fluoroquinolones and penicillins is related to resistant E. coli and S. pneumonia strains, respectively.

Occurrence of fluoroquinolone resistant Escherichia coli against outpatient fluoroquinolone use in 17 European countries (with 95% confidence intervals)

Occurrence of resistant Streptococcus pneumonia against outpatient penicillin use in 17 European countries (with 95% confidence intervals)

Source: van de Sande-Bruinsma N, Grundmann H, Verloo D, Tiemersma E, Monen J, Goossens H, et al. Antimicrobial drug use and resistance in Europe. Emerging Infectious Diseases. 2008; 14:1722-30.

6.1-48 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.3: Correlation between Antibiotic Consumption and Resistance in the World This figure shows the positive relationship between several antibiotic prescription rates and resistant Gram–negative infection rates in several Singapore hospitals. These findings suggest that antimicrobial usage may be directly related to resistance.

Incidence density of respective resistant microbes and prescription volumes over three years

Source: Hsu LY, Tan TY, Tam VH, Kwa A, Fisher DA, Koh TH. Surveillance and correlation of antibiotic prescription and resistance of Gram-negative bacteria in Singaporean hospitals. Antimicrobial Agents and Chemotherapy. 2010; 54:1173-8.

6.1-49 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.4: Outpatient Antibiotic Consumption

These figures represent various outpatient antibiotic use in several European countries and Latin America. Figure 1 offers a comparison of several European countries’ outpatient antibiotic use in 2002 and 2009. Figure 2 shows antibiotic consumption in eight Latin American countries in 2007.

Figure 1

Total outpatient antibiotic use in 26 European countries in 2002 1 Total outpatient antibiotic use in 28 European countries in 20092

6.1-50 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 23 Antibiotic utilization in eight Latin American countries, by therapeutic class, 2007

Sources: 1. World Health Organization (WHO). Essential medicines annual report. [Pamphlet] 2004 [cited 20 July 2012]; Available from: http://apps.who.int/iris/bitstream/10665/69157/1/WHO_EDM_2005.1_eng.pdf. 2. European Centre for Disease Prevention and Control (ECDC). Annual epidemiological report - reporting on 2009 surveillance data and 2010 epidemic intelligence data. [Electronic Book] 2011 [cited 12 July 2012]; Available from: http://ecdc.europa.eu/en/publications/Publications/1111_SUR_Annual_Epidemiological_Report_on_Communicable_Diseases_in_Europe.pdf. 3. Wirtz VJ, Dreser A, Gonzales R. Trends in antibiotic utilization in eight Latin American countries, 1997-2007. Revista panamericana de salud publica = Pan American Journal of Public Health. 2010; 27:219-25.

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Annex 6.1.5: Examples of Campaigns Addressing the Issue of Antimicrobial Resistance This table offers several examples of campaigns addressing the issue of AMR. These campaigns differ from one another in their target audience, budgets, locations and intervention strategy used. Some of these campaigns run several times throughout the year while others run periodically. This table is not inclusive of all of the campaigns that have occurred since 2004.

Location Organization Name of Campaign Intervention Strategy (Year) (Budget)* Belgium  Belgian Antibiotic Policy Antibiotics are ineffective for the common Numerous interventions targeting Coordination Committee1 cold, acute bronchitis and flu wide demographics  Various media types  Seminars (2000 – Current) (€400 000/year)  Academic workshops Germany  Private organization2 Informational campaign on antibiotic resistance  Distributes herbal remedies  Website (2007 – Current) Unavailable Greece  Government - Department of For the prudent use of antibiotics Numerous interventions targeting Health wide demographics  Various media types (2001 – 2003) Unavailable  Seminars Luxemburg  Government - Department of Awareness campaign for the appropriate use of Numerous interventions targeting Health2 antibiotics wide demographics • Various media types (2004 -2009) (€50 000/year) • Seminars Portugal  Department of Health Antibiotics, use them in an adequate way Numerous interventions targeting  Numerous professional societies wide demographics (2004 – 2007)  Industry (Pfizer)2 (€60 000/year) • Various media types France  French Social Insurance System3 Antibiotics are not automatic Numerous interventions targeting wide demographics  Various media types (2002 – Current) (€4 million/year)  Seminars

6.1-52 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Location Organization Name of Campaign Intervention Strategy (Year) (Budget)* Italy:  Government - Department of Project children and antibiotics — for appropriate  Focus on prescribing behavior Emilia Romagna Health2 antibiotic use in children  No mass media

(2007 – 2008) (€227 500/year) England  Government - Department of Antibiotic campaign Numerous interventions targeting Health2 wide demographics (2001 – Current) (£600 000/year) • Various media types Europe  EC European antibiotic awareness day  Numerous interventions  WHO targeting wide demographics (2008 – Current)  Others4 (€3 000/2009)  Various media types Europe  EC e-Bug  Develop an interactive website  Health Protection Agency5 geared towards schools (2010 – Current) (€1 865 358/2010 – 2013)6 United States  CDC7 Get smart: know when antibiotics work  Numerous interventions targeting wide demographics (2003 – Current) (US$ 1.6 million/2003)  Various media types United States:  Government - Department of Save the antibiotic — don't use it when you don't  Academic programme Arkansas Health need it!  Private sponsor2 (2000 – Current) (US$ 30 000/year) Canada:  Government - Department of Do bugs need drugs? Numerous interventions targeting British Columbia Health2 wide demographics • Various media types (2005 – Current) (CA$ 460 000/year) • Seminars Canada  Numerous professional societies National information programme on antibiotics  Various media types  Industry (Pfizer)8  Letters (1996 – 2006) (CA$ 300 000/year)

6.1-53 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Location Organization Name of Campaign Intervention Strategy (Year) (Budget)* Australia  Agency of the department of Common colds need common sense, not Numerous interventions targeting health9 antibiotics wide demographics  Various media types (2000 - 2008) (AU$ 800 000/2007)  Academic workshops Israel  Health Organization Antibiotic campaign Numerous interventions targeting  Government10 wide demographics (2001, 03, & 06) Unavailable • Various media types

* Budget costs are not current PPP adjusted. Budget costs are current year indicated within the parenthesis.

Sources: 1. Borg MA. National cultural dimensions as drivers of inappropriate ambulatory care consumption of antibiotics in Europe and their relevance to awareness campaigns. The Journal of Antimicrobial Chemotherapy. 2012; 67:763-7. 2. Huttner B, Goossens H, Verheij T, Harbarth S, consortium C. Characteristics and outcomes of public campaigns aimed at improving the use of antibiotics in outpatients in high-income countries. The Lancet Infectious Diseases. 2010; 10:17-31. 3. Cars O. Defining the problem - an international perspective. [Presentation] Sydney, Australia: Action on Antibiotic Resistance (ReAct); 2011 [cited 6 July 2012]; Available from: www.antimicrobialsummit.com.au/images/pdfs/slides/otto_cars.pdf. 4. Borg M, Zarb P. National Antibiotic Committee (NAC) annual report. [Report] 2009 [cited 6 July 2012]; Available from: https://ehealth.gov.mt/download.aspx?id=4664. 5. Patel M. e-Bug Project Information. [Web Page]: European Commission (EC); [cited 12 July 2012]; Available from: http://www.e- bug.eu/partners/partner_home.html. 6. European Commission (EC). e-Bug - development and dissemination of a school antibiotic and hygiene education pack and website across Europe. [Web Page] [updated 1 March 2012; cited 11 July 2012]; Available from: http://ec.europa.eu/research/health/infectious-diseases/antimicrobial-drug- resistance/projects/034_en.html. 7. Rudavsky S. Parents asked to fight overuse of antibiotics. Globe Newspaper Company; 7 October 2003 [cited 12 July 2012]; Available from: http://www.boston.com/yourlife/health/diseases/articles/2003/10/07/parents_asked_to_fight_overuse_of_antibiotics/.

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8. National Information Program on Antibiotics (NIPA). National report card on antibiotic resistance. [Newsletter]: Mount Sinai Hospital: Department of Microbiology; 2006 [cited 12 July 2012]; Available from: http://microbiology.mtsinai.on.ca/ic/nipa/2006NIPAreportcard.pdf. 9. Weekes LM, Mackson JM, Artist MA, Wutzke S. An ongoing national programme to reduce antibiotic prescription and use. Microbiology Australia. 2007:3. 10. Hemo B, Shamir-Shtein NH, Silverman BG, Tsamir J, Heymann AD, Tsehori S, et al. Can a nationwide media campaign affect antibiotic use? The American Journal of Managed Care. 2009; 15:529-34.

6.1-55 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.6: Successful Campaigns for Prudent and Appropriate Antibiotic Use The table presented below is a brief overview of campaigns targeted against AMR. The outcomes of these campaigns were considered successful if antibiotic consumption, antibiotic prescription, and or prevalence rates decreased.

Name of Campaign Location Year Outcome Antibiotic management teams1 Belgium 2002 – Current Successful implementation of AMR control strategies Assistance Publique-Hôpitaux de Paris’ MRSA control France 1993 - Current Reduced MRSA rates programme2 Keep Antibiotics Working3 France 2001 - Current Reduced antibiotic consumption Antibiotics are not automatic anymore4 France 2001 - Current Reduced antibiotic prescription For the prudent use of antibiotics5 Greece 2001 - 2003 Decreased antibiotic prescription Awareness campaign for the appropriate use of antibiotics5 Luxembourg 2004 - 2009 Decreased antibiotic use Wise use of antibiotics5 New Zealand 1999 - Current Decreased antibiotic prescription Antibiotics, use them in an adequate way5 Portugal 2004 - 2007 Decreased antibiotic consumption Campaign for the responsible use of antibiotics5 Spain 2006 - 2008 Decreased antibiotic consumption Campaign for the appropriate antibiotic use in the United States 1995 - 2002 Decreased antibiotic prescription community5 Get smart: know when antibiotics work5 United States 2003 - Current Decreased antibiotic prescription Task force on antimicrobial resistance and infection control5, Israel 2007 - Current Decreased antibiotic prescription 6

Sources: 1. Van Gastel E, Costers M, Peetermans WE, Struelens MJ, Hospital Medicine Working Group of the Belgian Antibiotic Policy Coordination Committee. Nationwide implementation of antibiotic management teams in Belgian hospitals: a self-reporting survey. The Journal of Antimicrobial Chemotherapy. 2010; 65:576-80. 2. Jarlier V, Trystram D, Brun-Buisson C, Fournier S, Carbonne A, Marty L, et al. Curbing meticillin-resistant Staphylococcus aureus in 38 French hospitals through a 15-year institutional control program. Archives of Internal Medicine. 2010; 170:552-9.

6.1-56 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

3. Sabuncu E, David J, Bernede-Bauduin C, Pepin S, Leroy M, Boelle PY, et al. Significant reduction of antibiotic use in the community after a nationwide campaign in France, 2002-2007. PLoS Medicine. 2009; 6:e1000084. 4. Huttner B, Harbarth S. "Antibiotics are not automatic anymore"--the French national campaign to cut antibiotic overuse. PLoS Medicine. 2009; 6:e1000080. 5. Huttner B, Goossens H, Verheij T, Harbarth S, Consortium C. Characteristics and outcomes of public campaigns aimed at improving the use of antibiotics in outpatients in high-income countries. The Lancet Infectious Diseases. 2010; 10:17-31. 6. Schwaber MJ, Lev B, Israeli A, Solter E, Smollan G, Rubinovitch B, et al. Containment of a country-wide outbreak of carbapenem-resistant Klebsiella pneumoniae in Israeli hospitals via a nationally implemented intervention. Clinical infectious diseases : an official publication of the Infectious Diseases Society of America. 2011; 52:848-55.

6.1-57 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.7: Examples of Diagnostics for Containing Antimicrobial Resistance The table presented below offers a brief overview of several diagnostic tools. These tools may detect a specific pathogen, a specific strain or strains of a pathogen or distinguish between a viral and bacterial infection. This list is not comprehensive of all of the diagnostic tools currently available.

Product Name Manufacturer Pathogen(s) of Interest Turn Around Time Cost* (Year)

GeneXpert System Cepheid  MRSA 66 minutes or less1, 2 €69.62 / test3 (Xpert MRSA) (2010)

GeneXpert System Cepheid  S. agalactiae (GBS) 30 minutes4 US$ 45.00 / assay5 (Xpert GBS) (2006)

GeneXpert System Cepheid  C. difficile 45 minutes6 US$ 37.50 / test1 (Xpert C. difficile) (2011)

GeneXpert System Cepheid  M. tuberculosis complex 128 minutes7 US$ 16.86 / test8 (GeneXpert MTB/RIF Assay)  Rifampicin resistance (2011)

SmartCycler System Cepheid  S. agalactiae (GBS) 26 hours9 £29.95 / test10 (Smart GBS) (2009)

AMPLIFIED MTD Test Gen - Probe Inc.  M. tuberculosis complex 3.5 hours11 US$ 47.37 / test12 (Mycobacterium Tuberculosis Direct) (2008)

AccuProbe MYCOBACTERIUM Gen - Probe Inc.  M. tuberculosis complex 50 minutes13 US$ 35.00 / test14 TUBERCULOSIS Complex Culture (2002) Identification Test

AccuProbe MYCOBACTERIUM Gen - Probe Inc.  M. avium 50 minutes13 US$ 35 / test14 AVIUM Complex Culture (2002) Identification Test AccuProbe MYCOBACTERIUM Gen - Probe Inc.  M. gordonae 50 minutes13 US$ 35 / test14 GORDONAE Culture Identification (2002) Test AccuProbe MYCOBACTERIUM Gen - Probe Inc.  M. kansasii 50 minutes13 US$ 35 / test14 KANSASII Culture Identification Test (2002)

6.1-58 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Product Name Manufacturer Pathogen(s) of Interest Turn Around Time Cost* (Year)

AccuProbe GROUP B Gen - Probe Inc.  S. agalactiae (GBS) 50 minutes13 US$ 19.71 / specimen15 STREPTOCOCCUS Culture (2002) Identification Test ProGastro Cd Detection Kit Gen - Probe Inc.  C. difficile 3 hours1 US$ 25.00 / test1 (2011) BD GeneOhm MRSA ACP Assay Becton -Dickinson  MRSA 2 hours16 €56.22 / test3 (2010) BD GeneOhm Cdiff Assay Becton-Dickinson  C. difficile 1 hour17 US$ 27.00 / test1  C. difficile toxin B (2011)

BD GeneOhm StaphSR Assay Becton-Dickinson  S. aureus 2 hours18 US$ 35.00 / test19  MRSA (2008)

Phoenix Automated Microbiology Becton-Dickinson  Several bacterial and viral pathogens 12 hours20 €12.65 / test21 System (2008)

BD ProbeTec ET System Becton-Dickinson  C. trachomatis 2 hours22 US$ 21.50 / test23  N. gonorrhoeae (2010)

BD GeneOhm StrepB Assay Becton-Dickinson  S. agalactiae (GBS) 1 hour24 US$ 26.00 / test25 (2010) Vitek bioMérieux  Several bacterial and viral pathogens 5 – 8 hours21 €12.71 / test21 (2008) Chromogenic agar (MRSA-ID) bioMérieux  MRSA 18 hours26 €2.08 / test3 (2010)

API system identification bioMérieux  Several bacterial pathogens 24 hours27 €6.00 / test21 (2008)

LightCycler SeptiFast Test Roche  Several bacterial and viral pathogens 6 hours28 €150-200 / test29 (2012)

MagNA Pure Roche  Several bacterial and viral pathogens 5.5 hours30 €4.04 / sample31 (2005)

6.1-59 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Product Name Manufacturer Pathogen(s) of Interest Turn Around Time Cost* (Year)

Alere BinaxNOW Legionella Urinary Alere Inc.  L. pneumophila 15 minutes32 US$ 29.00 / test32 Antigen Card (2012)

Alere PBP2a Test Alere Inc.  S. aureus 24 hours32 US$ 9.00 / test32 (2012)

BinaxNOW S. aureus Test Alere Inc.  S. aureus 30 minutes32 US$ 10.00 / test32 (2012)

C. DIFF QUIK CHEK COMPLETE Alere Inc  C. difficile toxins A & B 30 minutes32 US$ 13.00 / test32 (2012) Alere BinaxNOW S. pneumoniae Alere Inc  S. pneumoniae 15 minutes32 US$ 17.00 / test32 Antigen Card (2012) Matrix-assisted laser desorption Bruker Daltonik  Several bacterial pathogens 6 minutes / 1 isolate21 €1.43 / test21 ionization time-of-flight (MALDI-TOF) GmbH (2008) mass spectrometry GenoType Mycobacterium CM/AS GenoType  M. tuberculosis complex 5 hours33 US$ 35.00 / test34  30 most common non-Tuberculosis mycobacteria (2011) species

Hyplex TBC PCR Test BAG Health Care  M. tuberculosis complex 6 hours35 €12.00 / test35 GmbH (2010)

Easy-Plex Assay AusDiagnostics  12 Gram - positive pathogens 3 hours36 US$ 25.00 / test36 (2011)

BacLite Rapid MRSA 3M  MRSA 5 hours37 €15.00 / test37 (2011)

MicroScan 40 SI Siemens  Several bacterial and viral pathogens 48 hours38 US$ 14.46 / test38 (2010)

MicroSeq 500 System Applied  Several bacterial and viral pathogens 1 -2 days39 US$ 54 / test14 Biosystems (2002)

Verigene GP Blood Culture Nucleic Nanosphere  Several various Gram - positive pathogens 4 hours40 US$ 45.00 / test41 Acid Test (BC-GP) (2012)

6.1-60 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

* Costs are not current PPP adjusted. Costs are current year indicated within the parenthesis.

Sources: 1. Irvine B, Claremont BioSolutions. A fully integrated assay and platform for detecting Clostridium difficile. [Pamphlet]: International Innovation; 2011 [cited 12 July 2012]; Available from: https://www.claremontbio.com/v/vspfiles/downloadables/press/international_innovations_interview.pdf. 2. Cepheid. Xpert® MRSA - redefining active MRSA management. [Web Page] 2011 [cited 29 June 2012]; Available from: http://www.cepheid.com/tests-and- reagents/clinical-ivd-test/xpert-mrsa/. 3. Wassenberg MW, Kluytmans JA, Box AT, Bosboom RW, Buiting AG, van Elzakker EP, et al. Rapid screening of meticillin-resistant Staphylococcus aureus using PCR and chromogenic agar: a prospective study to evaluate costs and effects. Clinical Microbiology and Infection : the Official Publication of the European Society of Clinical Microbiology and Infectious Diseases. 2010; 16:1754-61. 4. Cepheid. Xpert® GBS - revolutionizing group B Streptococcus testing. [Web Page] 2011 [cited 12 July 2012]; Available from: http://www.cepheid.com/tests-and- reagents/clinical-ivd-test/xpert-gbs/. 5. Boschert S. Point-of-care group B Strep test gets approved. [Magazine Article]: www.familypracticenews.com; 15 September 2006 [cited 2 July 2012]; Available from: http://www.skinandallergynews.com/fileadmin/content_pdf/fpn/archive_pdf/vol36iss18/73867_main.pdf. 6. Cepheid. Xpert® C. difficile - detection of Clostridium difficile in 45 minutes. [Web Page] 2011 [cited 12 July 2012]; Available from: http://www.cepheid.com/tests-and-reagents/clinical-ivd-test/xpert-c-difficile. 7. Miller MB, Popowitch EB, Backlund MG, Ager EP. Performance of Xpert MTB/RIF RUO assay and IS6110 real-time PCR for Mycobacterium tuberculosis detection in clinical samples. Journal of Clinical Microbiology. 2011; 49:3458-62. 8. (WHO) WHO. Rapid implementation of the Xpert® MTB/RIF diagnostic test - technical and operational 'How-to'; practical considerations. [Electronic Book] Geneva, Switzerland: WHO Press; 2011 [cited 12 July 2012]; Available from: http://whqlibdoc.who.int/publications/2011/9789241501569_eng.pdf. 9. Cepheid. Smart GBS - Better Group B Streptococcus answers. [Web Page] 2011 [cited 12 July 2012]; Available from: http://www.cepheid.com/tests-and- reagents/clinical-ivd-test/smart-gbs. 10. Daniels J, Gray J, Pattison H, Roberts T, Edwards E, Milner P, et al. Rapid testing for group B streptococcus during labour: a test accuracy study with evaluation of acceptability and cost-effectiveness. Health Technology Assessment. 2009; 13:1-154, iii-iv. 11. Gen-Probe Incorporated. Amplified MTD (Mycobacterium Tuberculosis Direct) test. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.gen- probe.com/global/products-services/amplified-mtd. 12. Guerra RL, Hooper NM, Baker JF, Alborz R, Armstrong DT, Kiehlbauch JA, et al. Cost-effectiveness of different strategies for amplified Mycobacterium tuberculosis direct testing for cases of pulmonary tuberculosis. Journal of Clinical Microbiology. 2008; 46:3811-2.

6.1-61 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

13. Gen-Probe Incorporated. Products & Services - Microbial Infectious Diseases - Culture Identification. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.gen-probe.com/global/products-services/culture-identification. 14. Cloud JL, Neal H, Rosenberry R, Turenne CY, Jama M, Hillyard DR, et al. Identification of Mycobacterium spp. by using a commercial 16S ribosomal DNA sequencing kit and additional sequencing libraries. Journal of Clinical Microbiology. 2002; 40:400-6. 15. Overman SB, Eley DD, Jacobs BE, Ribes JA. Evaluation of methods to increase the sensitivity and timeliness of detection of Streptococcus agalactiae in pregnant women. Journal of Clinical Microbiology. 2002; 40:4329-31. 16. Becton-Dickinson and Company. BD GeneOhm™ MRSA ACP Assay. [Web Page] Franklin Lakes, NJ2012 [cited 12 July 2012]; Available from: http://www.bd.com/geneohm/english/products/mrsa/acpassay/. 17. Becton-Dickinson and Company. BD GeneOhm™ Cdiff Assay. [Web Page] Franklin Lakes, NJ2012 [cited 12 July 2012]; Available from: http://www.bd.com/geneohm/english/products/md/cdiff/. 18. Becton-Dickinson and Company. BD GeneOhm™ StaphSR Assay. [Web Page] Franklin Lakes, NJ2012 [cited 12 July 2012]; Available from: http://www.bd.com/geneohm/english/products/md/staphsr/. 19. Finn R. Clinical & practice management: rapid MRSA blood test gets green light from FDA. [Web Page]: American College of Emergency Physicians News; 2008 [cited 12 July 2012]; Available from: http://www.acep.org/content.aspx?id=35928. 20. Mittman SA, Huard RC, Della-Latta P, Whittier S. Comparison of BD Phoenix to Vitek 2, MicroScan MICroSTREP, and Etest for antimicrobial susceptibility testing of Streptococcus pneumoniae. Journal of Clinical Microbiology. 2009; 47:3557-61. 21. Seng P, Drancourt M, Gouriet F, La Scola B, Fournier PE, Rolain JM, et al. Ongoing revolution in bacteriology: routine identification of bacteria by matrix- assisted laser desorption ionization time-of-flight mass spectrometry. Clinical Infectious Diseases : an Official Publication of the Infectious Diseases Society of America. 2009; 49:543-51. 22. Noguchi Y. [Pharyngeal and Chlamydia trachomatis infections]. Nihon Rinsho = Japanese Journal of Clinical Medicine. 2009; 67:173-6. 23. Duffy G. STI control strategy in Pacific island countries 2009-2013. [Discussion Paper]: Sexually Transmitted Infection Working Group; 2010 [cited 4 July 2012]; Available from: http://lyris.spc.int/read/attachment/69088/6/MWP_R7_H_Ph2_Discuss-Paper_STI-Test-Tx_Jan10_16Apr10.doc. 24. Becton-Dickinson and Company. BD GeneOhm™ StrepB Assay. [Web Page] Franklin Lakes, NJ2012 [cited 12 July 2012]; Available from: http://www.bd.com/geneohm/english/products/gbs/strepb/. 25. Riedlinger J, Beqaj SH, Milish MA, Young S, Smith R, Dodd M, et al. Multicenter evaluation of the BD Max GBS assay for detection of group B streptococci in prenatal vaginal and rectal screening swab specimens from pregnant women. Journal of Clinical Microbiology. 2010; 48:4239-41.

6.1-62 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

26. bioMerieux SA. chromID™ MRSA. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.biomerieux-diagnostics.com/servlet/srt/bio/clinical- diagnostics/dynPage?open=CNL_CLN_PRD&doc=CNL_PRD_CPL_G_PRD_CLN_21&pubparams.sform=10&lang=en. 27. bioMerieux SA. bioMerieux Products - API® features & specs. [Web Page] 2009 [cited 12 July 2012]; Available from: http://www.biomerieux- usa.com/servlet/srt/bio/usa/dynPage?open=USA_PRD_LST&doc=USA_PRD_LST_G_PRD_USA_5&pubparams.sform=0&lang=en. 28. Mancini N, Clerici D, Diotti R, Perotti M, Ghidoli N, De Marco D, et al. Molecular diagnosis of in neutropenic patients with haematological malignancies. Journal of Medical Microbiology. 2008; 57:601-4. 29. Afshari A, Schrenzel J, Ieven M, Harbarth S. Bench-to-bedside review: Rapid molecular diagnostics for bloodstream infection - a new frontier? Critical Care. 2012; 16:222. 30. Dubska L, Vyskocilova M, Minarikova D, Jelinek P, Tejkalova R, Valik D. LightCycler SeptiFast technology in patients with solid malignancies: clinical utility for rapid etiologic diagnosis of sepsis. Critical Care. 2012; 16:404. 31. Rours GI, Verkooyen RP, Willemse HF, van der Zwaan EA, van Belkum A, de Groot R, et al. Use of pooled urine samples and automated DNA isolation to achieve improved sensitivity and cost-effectiveness of large-scale testing for Chlamydia trachomatis in pregnant women. Journal of Clinical Microbiology. 2005; 43:4684-90. 32. Clinical Lab Products (CLP) Magazine. Tech Guide - Microbiology Testing Products. Allied Media; 2012 [cited 4 July 2012]; Available from: http://www.clpmag.com/issues/articles/2012-06_04.asp. 33. Hain Lifescience GmbH. Microbiology products - GenoType® Mycobacterium CM/AS. [Web Page] [cited 12 July 2012]; Available from: http://www.hain- lifescience.de/en/products/microbiology/mycobacteria/genotype-mycobacterium-cmas.html. 34. Ngeow YF, Wong YL, Ng KP, Ong CS, Aung WW. Rapid, cost-effective application of Tibilia TB rapid test for culture confirmation of live and heat-killed Mycobacterium tuberculosis. Journal of Clinical Microbiology. 2011; 49:2776-7. 35. Hofmann-Thiel S, Turaev L, Hoffmann H. Evaluation of the hyplex TBC PCR test for detection of Mycobacterium tuberculosis complex in clinical samples. BMC Microbiology. 2010; 10:95. 36. O'Sullivan M. Molecular diagnostics: clinical interpretation and impact. [Presentation]: Westmead Hospital, Centre for Infectious Diseases and Microbiology; 18 March 2011 [cited 12 July 2012]; Available from: http://www.cidmpublichealth.org/resources/pdf/symposiums/march-18-2011/matthew-osullivan.pdf. 37. Fwity B, Lobmann R, Ambrosch A. Evaluation of a rapid culture-based screening test for detection of meticillin resistant Staphylococcus aureus. Polish Journal of Microbiology / Polskie Towarzystwo Mikrobiologow = The Polish Society of Microbiologists. 2011; 60:265-8. 38. Barman P, Sengupta S, Singh S. Study of a novel method to assist in early reporting of sepsis from the microbiology laboratory. Journal of Infection in Developing Countries. 2010; 4:822-7.

6.1-63 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

39. Conway M. Rapid microbiology newsletter - identification of mycobacterium using 16S ribosomal DNA sequencing. [Newsletter] 2004 [cited 12 July 2012]; Available from: http://www.rapidmicro.org/04JanuaryNewsletter.pdf. 40. Anderson C, Kaul K, Voss B, Thomson RB. Evaluation of the Verigene Gram-Positive Blood Culture test (BC-GP). [Poster Presentation]: Nanosphere Incorporated; 2012 [cited 12 July 2012]; Available from: http://www.nanosphere.us/sites/nanosphere.us/files/literature/Anderson%20Poster%20ASM%202012.pdf. 41. Nanosphere. Company overview. [Presentation Slides] 2012 [cited 12 July 2012]; Available from: http://www.sec.gov/Archives/edgar/data/1105184/000119312512216667/d348931dex992.htm.

6.1-64 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.8: Antibiotic Resistant Streptococcus pneumonia trends in Europe, 2005 and 2010 These figures represent the burden of antimicrobial resistant S. pneumoniae trends in Europe in 2005 and 2010.

Figure 1 Proportion of penicillins (R+I) resistant Streptococcus pneumoniae isolates in participating countries 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-04. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-04 at 16:00. (www.rivm.nl/earss)

6.1-65 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 2 Proportion of macrolides (R+I) resistant Streptococcus pneumoniae isolates in participating countries 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-04. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-04 at 16:00. (www.rivm.nl/earss)

Source: (Netherlands) RvVeM. European Antimicrobial Resistance Surveillance System (EARSS) database. [Database; Statistics] Bilthoven, Netherlands: RIVM; Available from: www.rivm.nl/earss.

6.1-66 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.9: Antibiotic Resistant Escherichia coli trends in Europe, 2005 and 2010 These figures represent the burden of antimicrobial resistant E. coli trends in Europe in 2005 and 2010.

Figure 1 Proportion of fluoroquinolones (R+I) resistant Escherichia coli isolates in participating countries, 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-09. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-09 at 16:00

6.1-67 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 2 Proportion of carbapenems (R+I) resistant Escherichia coli isolates in participating countries, 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-09. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-09 at 16:00

6.1-68 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 3 Proportion of third generation cephalosporins (R+I) resistant Escherichia coli isolates in participating countries in 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-09. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-09 at 16:00

6.1-69 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 4 Proportion of resistant Escherichia coli isolates to third generation cephalosporins in participating countries in 2005 versus 2010 30.00%

25.00%

20.00%

15.00%

10.00% 2005

2010 ProportionofResistant Isolates 5.00%

0.00%

Italy

Malta

Spain

France

Cyprus

Poland

Ireland

Austria

Greece

Iceland

Finland

Estonia

Belgium

Bulgaria

Norway

Sweden

Slovenia

Hungary

Portugal

Romania

Denmark

Germany

Netherlands

Luxembourg

CzechRepublic UnitedKingdom Country

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-04. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-04 at 16:00. (www.rivm.nl/earss)

Source: (Netherlands) RvVeM. European Antimicrobial Resistance Surveillance System (EARSS) database. [Database; Statistics] Bilthoven, Netherlands: RIVM; Available from: www.rivm.nl/earss.

6.1-70 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.10: Meticillin Resistant Staphylococcus aureus trends in Europe, 2005 and 2010 These figures represent the burden of antimicrobial resistant S. aureus trends in Europe in 2005 and 2010.

Figure 1 Proportion of meticillin resistant Staphylococcus aureus isolates in participating countries, 2005 and 2010

2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-04. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-04 at 16:00. (www.rivm.nl/earss)

6.1-71 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 2 Proportion of meticillin resistant Staphylococcus aureus isolates in participating countries in 2005 versus 2010

70.0%

60.0%

50.0%

40.0%

30.0% 2005

20.0% 2010 ProportionResistant of Isolates

10.0%

0.0%

Italy

Malta

Spain

France

Cyprus

Poland

Ireland

Austria

Greece

Iceland

Estonia Finland

Belgium

Bulgaria

Norway

Sweden

Slovenia

Hungary

Portugal

Romania

Denmark

Germany

Netherlands

Luxembourg

CzechRepublic UnitedKingdom Country

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-04. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-04 at 16:00. (www.rivm.nl/earss)

6.1-72 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 3 Trends in the proportion of meticillin resistant Staphylococcus aureus in Europe*1

60 S. 50

40

30

20 2004 aureus 2007 10 2010

0 Proportion ofmeticillin resistance in

Country

*Only countries reporting 500 cases or more per year were included.

Source: (Netherlands) RvVeM. European Antimicrobial Resistance Surveillance System (EARSS) database. [Database; Statistics] Bilthoven, Netherlands: RIVM; Available from: www.rivm.nl/earss.

6.1-73 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.11: Antibiotic Resistant Enterococcus faecium trends in Europe, 2005 and 2010 These figures represent the burden of antimicrobial resistant E. faecium trends in Europe in 2005 and 2010.

Figure 1 Proportion of vancomycin resistant Enterococcus faecium isolates in participating countries, 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-11. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-11 at 16:00

6.1-74 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 2 Proportion of high level gentamicin resistant Enterococcus faecium isolates in participating countries, 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-11. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-11 at 16:00

6.1-75 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 3 Proportion of aminopenicillins (R+I) resistant Enterococcus faecium isolates in participating countries, 2005 and 2010 2005 2010

This report has been generated from data submitted to TESSy, The European Surveillance System on 2012-07-11. Page: 1 of 1. The report reflects the state of submissions in TESSy as of 2012-07-11 at 16:00

Sources: (Netherlands) RvVeM. European Antimicrobial Resistance Surveillance System (EARSS) database. [Database; Statistics] Bilthoven, Netherlands: RIVM; Available from: www.rivm.nl/earss.

6.1-76 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.12: Epidemiological Trends in the USA

These figures represent epidemiological trends of resistant bacterial pathogens and their respective antibiotics throughout the United States. The table provided provides a brief summary of AMR pathogens and their trends in the United States.

Figure 1 Resistance of meticillin-resistant Staphylococcus aureus isolates to clindamycin, ciprofloxacin, gentamicin and sulfamethoxazole / trimethoprim in outpatient areas of hospitals, United States, 1999–20061

6.1-77 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 2 Frequency of AMR among intensive care unit patients between the International Infection Control Consortium (INICC) study and U.S. National Healthcare Safety Network (NHSN), 2003 – 20082 90

80

70

60

50

40 INICC NHSN

30 PercentResistance

20

10

0 S. aureus K. pneumoniae A. baumannii P. aeruginosa AMR Pathogen

S. aureus isolates resistant to meticillin K. pneumonia isolates resistant to ceftazidime or ceftriaxone A. baumannii resistant to imipenem P. aeruginosa resistant to piperacillin

6.1-78 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Table 1 Epidemiological Trends in Multidrug – Resistant Organisms in the United States3

Pathogen(s) of Interest Trend Gram-positive MRSA  Increasing proportion of CA-MRSA strain USA3004, 5  Decreasing rate of bloodstream infections for adults6, 7  No change in rate of bloodstream infections for children6  Overall rate of MRSA infection increasing for children8 Vancomycin resistant Enterococcus  Increasing prevalence among patients with inflammatory bowel disease for adults9  Outbreaks in pediatric ICUs with prevalence similar  to that of adult ICUs for children10 C. difficile  Increasing incidence of healthcare-associated CDI for adults11  Increasing incidence of hospitalizations for children12 Gram-negative bacilli ESBL producers  Increasing prevalence of community-associated clone ST131 for adults13 K. pneumoniae carbapenemase producers  Endemic to northeastern U.S.A but incidence increasing nationwide for adults14 NDM-1 producers  Five U.S.A cases have been reported to the CDC, all linked to travel or hospitalization in South Asia for adults  First case in a pediatric patient reported in Los Angeles in April 201115

Sources 1. Klein E, Smith DL, Laxminarayan R. Community-associated meticillin-resistant Staphylococcus aureus in outpatients, United States, 1999-2006. Emerging Infectious Diseases. 2009; 15:1925-30. 2. Rosenthal VD, Maki DG, Jamulitrat S, Medeiros EA, Todi SK, Gomez DY, et al. International Nosocomial Infection Control Consortium (INICC) report, data summary for 2003-2008, issued June 2009. American Journal of Infection Control. 2010; 38:95-104 e2. 3. Prabaker K, Weinstein RA. Trends in antimicrobial resistance in intensive care units in the United States. Current Opinion in Critical Care. 2011; 17:472-9. 4. Freitas EA, Harris RM, Blake RK, Salgado CD. Prevalence of USA300 strain type of meticillin- resistant Staphylococcus aureus among patients with nasal colonization identified with active surveillance. Infection Control and Hospital Epidemiology: the Official Journal of the Society of Hospital Epidemiologists of America. 2010; 31:469-75. 5. Carey AJ, Della-Latta P, Huard R, Wu F, Graham PL, 3rd, Carp D, et al. Changes in the molecular epidemiological characteristics of meticillin-resistant Staphylococcus aureus in a neonatal intensive care unit. Infection Control and Hospital Epidemiology : the Official Journal of the Society of Hospital Epidemiologists of America. 2010; 31:613-9.

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6. Kallen AJ, Mu Y, Bulens S, Reingold A, Petit S, Gershman K, et al. Health care-associated invasive MRSA infections, 2005-2008. Journal of the American Medical Association. 2010; 304:641-8. 7. Burton DC, Edwards JR, Horan TC, Jernigan JA, Fridkin SK. Meticillin-resistant Staphylococcus aureus central line-associated bloodstream infections in US intensive care units, 1997-2007. Journal of the American Medical Association. 2009; 301:727-36. 8. Gerber JS, Coffin SE, Smathers SA, Zaoutis TE. Trends in the incidence of meticillin-resistant Staphylococcus aureus infection in children's hospitals in the United States. Clinical Infectious Diseases: an Official Publication of the Infectious Diseases Society of America. 2009; 49:65-71. 9. Nguyen GC, Leung W, Weizman AV. Increased risk of vancomycin-resistant enterococcus (VRE) infection among patients hospitalized for inflammatory bowel disease in the United States. Inflammatory Bowel Diseases. 2011; 17:1338-42. 10. Milstone AM, Maragakis LL, Carroll KC, Perl TM. Targeted surveillance to identify children colonized with vancomycin-resistant Enterococcus in the pediatric intensive care unit. Infection Control and Hospital Epidemiology: the Official Journal of the Society of Hospital Epidemiologists of America. 2010; 31:95-8. 11. Dubberke ER, Butler AM, Yokoe DS, Mayer J, Hota B, Mangino JE, et al. Multicenter study of Clostridium difficile infection rates from 2000 to 2006. Infection Control and Hospital Epidemiology: the Official Journal of the Society of Hospital Epidemiologists of America. 2010; 31:1030-7. 12. Zilberberg MD, Tillotson GS, McDonald C. Clostridium difficile infections among hospitalized children, United States, 1997-2006. Emerging Infectious Diseases. 2010; 16:604-9. 13. Johnson JR, Johnston B, Clabots C, Kuskowski MA, Castanheira M. Escherichia coli sequence type ST131 as the major cause of serious multidrug-resistant E. coli infections in the United States. Clinical Infectious Diseases: an Official Publication of the Infectious Diseases Society of America. 2010; 51:286-94. 14. Kitchel B, Rasheed JK, Patel JB, Srinivasan A, Navon-Venezia S, Carmeli Y, et al. Molecular epidemiology of KPC-producing Klebsiella pneumoniae isolates in the United States: clonal expansion of multilocus sequence type 258. Antimicrobial Agents and Chemotherapy. 2009; 53:3365-70. 15. Mochon AB, Garner OB, Hindler JA, Krogstad P, Ward KW, Lewinski MA, et al. New Delhi metallo-beta-lactamase (NDM-1)-producing Klebsiella pneumoniae: case report and laboratory detection strategies. Journal of Clinical Microbiology. 2011; 49:1667-70.

6.1-80 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.13: Epidemiological Trends in the World These figures present the epidemiological trends of various antimicrobial resistant bacterial pathogens throughout various countries and regions in the world.

Figure 1 Rates of extended-spectrum β-lactamase (ESBL)-producing Klebsiella pneumoniae strains amongst Asian countries1

Figure 2* Trends in the incidence of penicillin-resistant and penicillin-intermediate S. pneumoniae, 2000 -20092

* PISP: penicillin-intermediate S. pneumoniae

6.1-81 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 3** Trends in the prevalence of the predominant antimicrobial resistant bacteria in China, 2000 to 2009 (a) Gram-positive bacteria; (b) Gram-negative bacteria2

**MRSA: meticillin-resistant S. aureus; VRE: vancomycin-resistant enterococcus; PNSP: penicillin non- susceptible S. pneumoniae; ESBL (+) EC: extended-spectrum β-lactamase-producing E. coli; CPR-REC: ciprofloxacin-resistant E. coli; IMI-R PA: imipenem-resistant P. aeruginosa; IMI-R AB: imipenem-resistant A. baumannii.

6.1-82 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Figure 4 Prevalence of antimicrobial resistance among respective bacterial pathogen and antibiotics in South Africa3

100

80

S.aureus 60

40

20 %Resistant: 0

Antibiotic Tested

100 80 60 40

K pneumoniae K 20

0 %Resistant:

Antibiotics Tested

100 80 60

P. aeruginosa P. 40 20

0 %Resistant

Antibiotics Tested

6.1-83 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Sources: 1. Jean SS, Hsueh PR. High burden of antimicrobial resistance in Asia. International Journal of Antimicrobial Agents. 2011; 37:291-5. 2. Xiao YH, Giske CG, Wei ZQ, Shen P, Heddini A, Li LJ. Epidemiology and characteristics of antimicrobial resistance in China. Drug Resistance Updates : Reviews and Commentaries In Antimicrobial And Anticancer Chemotherapy. 2011; 14:236-50. 3. Nyasulu P, Murray J, Perovic O, Koornhof H. Antimicrobial resistance surveillance among nosocomial pathogens in south africa - systematic review of published literature. Journal of Experimental and Clinical Medicine. 2012; 4:8-13.

6.1-84 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.14: Examples of the Economic Impact of Antimicrobial Resistance This table presents a brief summary of the economic impact of AMR. The economic impact of AMR may be attributed to direct costs, increased labor costs, increased hospital length of stay, additional treatment and or other factors. Study Control AMR Additional Burden Location Pathogen of Interest Treatment Hospital LOS Treatment costs* Hospital LOS Treatment Hospital LOS Description Description costs* (Year) costs* (% change) (Year) (% change) United States1 Non-AMR US$ 15 104 per 4.7 days per US$ 25 380 per 9 days per US$ 10 276 per 4.3 days per Review; versus patient patient patient patient patient patient Presentation AMR Several AMR pathogens (2007) (2007) (+ 40%) (+ 47%) United States2. MSSA US$ 15 923 per 5 days per US$ 34 657 per 15 days per US$ 18 734 per 10 days per Review versus patient patient patient patient patient patient MRSA (2004 – 2006) (2004 – 2006) (+ 54%) (+ 66%) United States3 Non-AMR US$ 24 794 per 12.8 days per US$ 53 863 per 23.8 days per US$ 29 069 per 11 days per Primary versus patient patient patient patient patient patient AMR Infections (2009) (2009) (+ 54%) (+ 46%) United States4 MSSA US$ 75 353 per 18.1 days per US$ 99 466 per 23.7 days per US$ 24 113 per 5.6 days per Primary versus patient patient patient patient patient patient MRSA Surgical Site Infections (2003) (2003) (+ 25%) (+ 23.6%) United States5 Susceptible Gram-negative US$ 106 293 per 31 days per US$ 144 414 per 36 days per US$ 38 121 per 5 days per Primary versus patient patient patient patient patient patient Resistant Gram-negative HAI (2008) (2008) (+ 29.3%)** (+ 23.8%)**

6.1-85 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Study Control AMR Additional Burden Location Pathogen of Interest Treatment Hospital LOS Treatment costs* Hospital LOS Treatment Hospital LOS Description Description costs* (Year) costs* (% change) (Year) (% change) United States6 Non-AMR US$ 31 915 per 8.5 days per US$ 52 449 per 14.7 days per US$ 20 534 per 6.2 days per Primary versus patient patient patient patient patient patient Vancomycin resistant (Enterococci) (1993 – 1997) (1993 – 1997) (+ 39%) (+ 73%)

United States7 Susceptible Gram-negative US$ 29 604 per 13 days per US$ 80 500 per 29 days per US$ 50 896 per 16 days per Primary versus patient patient patient patient patient patient Resistant Gram-negative Surgical Site Infections (1996 – 2000) (1996 – 2000) (+ 63%) (+ 55%) Spain8 Non-AMR €3 983 per 25.1 days per €9 597 per patient 39 days per €5 614 per 13.9 days per Primary versus patient patient patient patient patient AMR (2005 – 2006) P. aeruginosa (2005 – 2006) (+ 59%) (+ 36%) Spain9 MSSA €9 839.25 per 22.88 days per €11 045 per 24.88 days per €1 205.75 per 2 days per Primary versus patient patient patient patient patient patient MRSA (2006) (2006) (+ 11%) (+ 8%) Spain10 Non-AMR Unavailable 7 days per Unavailable 36 days per Unavailable 29 days per Primary versus patient patient patient AMR K. pneumoniae (2009) (2009) (+ 80.5%) United11 MRSA Unavailable Unavailable £500 000 total Unavailable Unavailable Unavailable Kingdom Outbreak in 32 hospitals costs Primary (1991 – 1993) Europe12 MRSA Unavailable Unavailable €44 million total 255 683 days Unavailable Unavailable Primary total (2007)

6.1-86 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Study Control AMR Additional Burden Location Pathogen of Interest Treatment Hospital LOS Treatment costs* Hospital LOS Treatment Hospital LOS Description Description costs* (Year) costs* (% change) (Year) (% change) Europe12 Cephalosporin-resistant E. coli Unavailable Unavailable €18.1 million total 120 065 days Unavailable Unavailable Primary Third-generation total (2007) Europe13 Several AMR pathogens Unavailable Unavailable Unavailable Unavailable €910 million per 2.5 million Surveillance Data year days total ------€1.5 billion total costs

(2007) South Africa14 Non-MDR TB US$ 13 000 - 30 Unavailable US$ 26 000-60 000 Unavailable US$ 13 000 – 30 Unavailable & versus 000 per patient per patient 000 per patient United States MDR TB Simulation (Conventional therapy) (1998) (1998) (+ 50%) Israel15 Non- ESBL US$ 16 877 per 5 days per US$ 46 970 per 11 days per US$ 30 093 per 6 days per Primary versus patient patient patient patient patient patient ESBL (Enterobacteriaceae) (2000 – 2003) (2000 – 2003) (+ 57%) (+ 56%) Israel16 Non-MDR Unavailable 10 days per Unavailable 20 days per Unavailable 10 days per Primary versus patient patient patient MDR (P. aeruginosa) (2005) (2005) (+ 50%)

* Costs are not current PPP adjusted. Costs are current year indicated within the parenthesis. ** Multivariate analysis

6.1-87 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Sources: 1. Foster SD. The economic burden of antibiotic resistance—evidence from three recent studies. 2010 Annual Conference on Antimicrobial Resistance; Bethesda, MD: National Academy Press; 2010. 2. Filice GA, Nyman JA, Lexau C, Lees CH, Bockstedt LA, Como-Sabetti K, et al. Excess costs and utilization associated with meticillin resistance for patients with Staphylococcus aureus infection. Infection Control And Hospital Epidemiology : The Official Journal Of The Society Of Hospital Epidemiologists Of America. 2010; 31:365-73. 3. Roberts RR, Hota B, Ahmad I, Scott RD, 2nd, Foster SD, Abbasi F, et al. Hospital and societal costs of antimicrobial-resistant infections in a Chicago teaching hospital: implications for antibiotic stewardship. Clinical Infectious Diseases : An Official Publication Of The Infectious Diseases Society Of America. 2009; 49:1175-84. 4. Anderson DJ, Kaye KS, Chen LF, Schmader KE, Choi Y, Sloane R, et al. Clinical and financial outcomes due to meticillin resistant Staphylococcus aureus surgical site infection: a multi-center matched outcomes study. PloS One. 2009; 4:e8305. 5. Mauldin PD, Salgado CD, Hansen IS, Durup DT, Bosso JA. Attributable hospital cost and length of stay associated with health care-associated infections caused by antibiotic-resistant Gram-negative bacteria. Antimicrobial Agents And Chemotherapy. 2010; 54:109-15. 6. Carmeli Y, Eliopoulos G, Mozaffari E, Samore M. Health and economic outcomes of vancomycin-resistant enterococci. Archives Of Internal Medicine. 2002; 162:2223-8. 7. Evans HL, Lefrak SN, Lyman J, Smith RL, Chong TW, McElearney ST, et al. Cost of Gram-negative resistance. Critical Care Medicine. 2007; 35:89-95. 8. Morales E, Cots F, Sala M, Comas M, Belvis F, Riu M, et al. Hospital costs of nosocomial multi-drug resistant Pseudomonas aeruginosa acquisition. BMC Health Services Research. 2012; 12:122. 9. Rubio-Terres C, Garau J, Grau S, Martinez-Martinez L. Cost of bacteraemia caused by meticillin-resistant vs. meticillin-susceptible Staphylococcus aureus in Spain: a retrospective cohort study. Clinical Microbiology And Infection : The Official Publication Of The European Society Of Clinical Microbiology And Infectious Diseases. 2010; 16:722-8. 10. Sanchez-Romero I, Asensio A, Oteo J, Munoz-Algarra M, Isidoro B, Vindel A, et al. Nosocomial outbreak of VIM-1-producing Klebsiella pneumoniae isolates of multilocus sequence type 15: molecular basis, clinical risk factors, and outcome. Antimicrobial Agents And Chemotherapy. 2012; 56:420-7. 11. Cox RA, Conquest C, Mallaghan C, Marples RR. A major outbreak of meticillin-resistant Staphylococcus aureus caused by a new phage-type (EMRSA-16). The Journal Of Hospital Infection. 1995; 29:87-106. 12. de Kraker ME, Davey PG, Grundmann H. Mortality and hospital stay associated with resistant Staphylococcus aureus and Escherichia coli bacteremia: estimating the burden of antibiotic resistance in Europe. PLoS Medicine. 2011; 8:e1001104.

6.1-88 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

13. Norrby R, Powell M, Aronsson B, Monnet DL, Lutsar I, Bocsan IS. The bacterial challenge: time to react - a call to narrow the gap between multidrug-resistant bacteria in the EU and the development of new antibacterial agents. [Joint Technical Report]: European Center for Disease Prevention and Control (ECDC) & European Medicines Agency (EMA); 2009 [cited 6 July 2012]; Available from: http://www.ema.europa.eu/docs/en_GB/document_library/Report/2009/11/WC500008770.pdf. 14. Wilton P, Smith RD, Coast J, Millar M, Karcher A. Directly observed treatment for multidrug-resistant tuberculosis: an economic evaluation in the United States of America and South Africa. The International Journal Of Tuberculosis And Lung Disease : The Official Journal Of The International Union Against Tuberculosis And Lung Disease. 2001; 5:1137-42. 15. Schwaber MJ, Navon-Venezia S, Kaye KS, Ben-Ami R, Schwartz D, Carmeli Y. Clinical and economic impact of bacteremia with extended- spectrum-beta- lactamase-producing Enterobacteriaceae. Antimicrobial Agents And Chemotherapy. 2006; 50:1257-62. 16. Aloush V, Navon-Venezia S, Seigman-Igra Y, Cabili S, Carmeli Y. Multidrug-resistant Pseudomonas aeruginosa: risk factors and clinical impact. Antimicrobial Agents And Chemotherapy. 2006; 50:43-8.

6.1-89 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.15: Activity Review of the European Commission on Antimicrobial Resistance This table presents a review of the European Commission’s activities concerning AMR. Activities include projects, publications, consultations, general communication, Eurobarometers, press documents, conferences and collaborative efforts.

Projects Project Title Years Funded / EC Contribution* European Surveillance of Antimicrobial Consumption (ESAC I)2 2001 – 2004 / €533 440 European Antimicrobial Resistance Surveillance System (EARSS)3 2003 – 2006 / €734 142 European Committee on Antimicrobial Susceptibility Testing (EUCAST)4 2004 -2007 / €355 680 Antibiotic Resistance and Prescribing in European Children (ARPEC)5 2009 – 2012 / €698 994 European Surveillance of Antimicrobial Consumption (ESAC II)2 2004 – 2007 / €880 606 Improving Patient Safety in Europe (IPSE)6 2005 – 2008 / €1 006 916 Implementing Antibiotic Strategies for Appropriate Use of Antibiotics in 2005 – 2007 / €798 598 Hospitals in Member States of the European Union (ABS International)7 Burden of Disease and Resistance in European Nations8 2007 – 2010 / €1 139 412 Development and Dissemination of a School Antibiotic and Hygiene 2005 – 2008 / €1 865 358 Education Pack and website across Europe (EBUG PACK)9 Publications Publication Title Year The European Community Strategy Against Antimicrobial Resistance10 2004 Research strategy to address the knowledge gaps on the antimicrobial 2010 resistance effects of biocides11 2nd report from the Commission to the Council on the implementation of 2010 the Council Recommendation (2002/77/EC) on the prudent use of antimicrobial agents in human medicine12 Antimicrobial resistance surveillance in Europe 2009. Annual report of the 2010 European Antimicrobial Resistance Surveillance Network (EARS-Net)13 Antimicrobial resistance surveillance in Europe 2010. Annual report of the 2011 European Antimicrobial Resistance Surveillance Network (EARS-Net)14 Consultations Consultation Title Year Stakeholder Consultation on the Transatlantic Task Force on antimicrobial 2010 resistance15 Public Consultation on the SCENIHR preliminary report on Effects of the 2008 Active Substances in Biocidal Products on Antibiotic Resistance16 Call for information on assessment of the Antibiotic Resistance Effects of 2008 Biocides17 General Communication Title of Communication Year Communication from the Commission to the European Parliament and the 2011 Council - Action plan against the rising threats from Antimicrobial Resistance18 Video message from Commissioner Dalli - Conference: combatting 2012 Antimicrobial Resistance - Time for joint action19

6.1-90 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Eurobarometers Title of Eurobarometer Year Les antibiotiques: EUROBAROMETER 58.220 2003 Antimicrobial Resistance: EUROBAROMETER 72.521 2010 Press Documents Title of Press Release Year EU acts to combat resistance to antibiotics22 2006 Employment, Social Policy, Health and Consumer Affairs Council23 2008 Androulla Vassiliou, Member of the European Commission, responsible for 2008 Health, Europe for Patients, Launch for the ''Europe for Patients'' Campaign24 Androulla Vassiliou, Member of the European Commission, responsible for 2008 Health, Speech at the launch of the European Antibiotic Awareness Day25 EU Health Prize for Journalists26 2009 Launching the first EU health prize for journalists, part of the Europe for 2009 Patients campaign27 Winners of the EU Health Journalism Prize announced at an award ceremony 2009 in Brussels28 Commission paper lays foundations of discussion to tackle the problem of anti- 2009 microbial resistance29 Employment, Social Policy, Health and Consumer Affairs Council30 2009 Almost 40% of Europeans are aware of the issue of overuse of antibiotics, says 2009 a survey31 World Health Day: fight against antimicrobial resistance must continue on a 2011 global scale32 Action Plan against antimicrobial resistance: Commission unveils 12 concrete 2011 actions for the next five years33 Preparation of Agriculture and Fisheries Council, 18 June 2012 - Antimicrobial 2012 Resistance and human health to be discussed34 EU Health Prize for Journalists - Ben Hirschler and Kate Kelland won 1st prize 2012 for their article on antimicrobial resistance. "When the drugs don't work"35 Conferences Title of Conference Year The Microbial Threat to Patient Safety in Europe36 2009 Conference on Antimicrobial resistance37 2010 Combating Antimicrobial Resistance - Time for Joint Action38 2012 Collaborative Efforts Name of Organization Year Transatlantic task force on urgent antimicrobial resistance - TATFAR39 2010 European Centre for Disease Prevention and Control1 Several Efforts European Food Safety Authority1 Several Efforts * EC contributions are not current PPP adjusted. EC contributions are current year as indicated.

Sources: 1. European Commission (EC). Antimicrobial resistance policy. [Web Page] [cited 11 July 2012]; Available from: http://ec.europa.eu/health/antimicrobial_resistance/policy/index_en.htm. 2. Goossens H. Update and highlights of the ESAC project. [Presentation] Belgium: University of Antwerp; 2007 [cited 6 July 2012]; Available from: www.esac.ua.ac.be/download.aspx?c=*ESAC2OUD&n=21750&ct=016020&e=35327. 3. European Commission (EC). EARSS - The European antimicrobial resistance surveillance system. [Web Page] [updated 1 March 2012; cited 11 July 2012]; Available from:

6.1-91 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

http://ec.europa.eu/research/health/infectious-diseases/antimicrobial-drug- resistance/projects/033_en.html. 4. European Commission (EC). EUCAST - European committee on antimicrobial susceptibility testing. [Web Page] [updated 1 March 2012; cited 11 July 2012]; Available from: http://ec.europa.eu/research/health/infectious-diseases/antimicrobial-drug- resistance/projects/039_en.html. 5. Sharland M. Antibiotic resistance and prescribing in European children (ARPEC). [Project Summary]: European Commission (EC); 2009 [cited 11 July 2012]; Available from: http://ec.europa.eu/eahc/projects/database.html?prjno=20091101. 6. European Commission (EC). IPSE - Improving patient safety in Europe. [Web Page] [updated 1 March 2012; cited 11 July 2012]; Available from: http://ec.europa.eu/research/health/infectious- diseases/antimicrobial-drug-resistance/projects/052_en.html. 7. European Commission (EC). ABS Iinternational - Implementing antibiotic strategies (ABS) for appropriate use of antibiotics in hospitals in member states of the European Union [Web Page]: Research & Innovation - Health; [updated 1 March 2012; cited 11 July 2012]; Available from: http://ec.europa.eu/research/health/infectious-diseases/antimicrobial-drug- resistance/projects/016_en.html. 8. European Commission (EC). EU-funded FP6 research projects on antimicrobial drug resistance. [Electronic Book] Luxembourg: Publications Office of the European Union; 2010 [cited 21 July 2012]; Available from: http://ec.europa.eu/research/health/infectious-diseases/antimicrobial-drug- resistance/pdf/fp6-projects-amrd_en.pdf. 9. European Commission (EC). e-Bug - development and dissemination of a school antibiotic and hygiene education pack and website across Europe. [Web Page] [updated 1 March 2012; cited 11 July 2012]; Available from: http://ec.europa.eu/research/health/infectious-diseases/antimicrobial- drug-resistance/projects/034_en.html. 10. Bronzwaer S, Lonnroth A, Haigh R. The European community strategy against antimicrobial resistance. [Electronic Article] January 2004 [cited 21 July 2012]; Available from: http://www.eurosurveillance.org/ViewArticle.aspx?ArticleId=441. 11. Scientific committee on emerging and newly identified health risks (SCENIHR). Research strategy to address the knowledge gaps on the antimicrobial resistance efforts of biocides. [Electronic Article]: European Commission (EC); 2010 [cited 21 July 2012]; Available from: http://bookshop.europa.eu/is-bin/INTERSHOP.enfinity/WFS/EU-Bookshop-Site/en_GB/- /EUR/ViewPublication-Start?PublicationKey=NDAS09002. 12. European Commission (EC). The prudent use of antimicrobial agents in human medicine. 2010 [cited 21 July 2012]; Available from: http://ec.europa.eu/health/antimicrobial_resistance/docs/amr_report2_en.pdf. 13. European Centre for Disease Prevention and Control (ECDC). Annual report of the European Antimicrobial resistance surveillance network (EARS-Net). [Report] 2009 [cited 21 July 2012]; Available from: http://ecdc.europa.eu/en/publications/Publications/Forms/ECDC_DispForm.aspx?ID=580. 14. European Center for Disease Prevention and Control (ECDC). Annual report of the European antimicrobial resistance surveillance network (EARS-Net). [Report] 2010 [cited 21 July 2012]; Available from: http://ecdc.europa.eu/en/publications/Publications/Forms/ECDC_DispForm.aspx?ID=774. 15. Stakeholder consultation on the transatlantic task force on antimicrobial resistance (TATFAR). European Commission (EC); 23 February 2011 [cited 21 July 2012]; V3:[Available from: http://ec.europa.eu/health/antimicrobial_resistance/docs/antimicrobial_cons01_report_en.pdf.

6.1-92 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

16. Scientific committee on emerging and newly identified health risks (SCENIHR). Effects of the active substances in biocidal products on antibiotic resistance. [Report]: European Commission (EC); 2008 [cited 21 July 2012]; Available from: http://ec.europa.eu/health/archive/ph_risk/committees/04_scenihr/docs/scenihr_biocides_commen ts.pdf. 17. Scientific committee on emerging and newly identified health risks (SCENIHR). Effects of the active substances in biocidal products on antibiotic resistance. 4 November 2008 [cited 21 July 2012]; Available from: http://ec.europa.eu/health/archive/ph_risk/committees/04_scenihr/docs/scenihr_o_020.pdf. 18. Directorate general for health & consumers. Communication from the commission to the European parliament and the council - action plan against the rising threats from antimicrobial resistance. European Commission (EC); 2011 [cited 21 July 2012]; Available from: http://ec.europa.eu/dgs/health_consumer/docs/communication_amr_2011_748_en.pdf. 19. European Commission (EC). Antimicrobial resistance videos. 2012 [updated 20 July 2012; cited 21 July 2012]; Available from: http://ec.europa.eu/health/antimicrobial_resistance/videos/index_en.htm. 20. Eurobarometre Special. Les antibiotiques. European Commission (EC); November 2003 [cited 21 July 2012]; Available from: http://ec.europa.eu/public_opinion/archives/ebs/ebs_183.3_fr.pdf. 21. Eurobarometer. Antimicrobial resistance. European Commission (EC); April 2010 [cited 21 July 2012]; Available from: http://ec.europa.eu/health/antimicrobial_resistance/docs/ebs_338_en.pdf. 22. European Union (EU). EU acts to combat resistance to antibiotics. [Press Release]: Europa; 2006 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/06/323. 23. Council of the European Union. Employment, social policy, health and consumer affairs council. [Web Page] 2008 [cited 21 July 2012]; Available from: http://www.consilium.europa.eu/press/press-releases/employment,-social-policy,-health-and- consumer-affairs?BID=79&lang=en. 24. Vassiliou A. Launch for the ''Europe for patients'' campaign. [Speech] Brussels. 30 September 2008 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=SPEECH/08/475&format=HTML&aged= 0&language=EN. 25. Vassiliou A. Speech at the launch of the 1st European Antibiotic Awareness Day. 18 November 2008 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=SPEECH/08/628&format=HTML&aged= 0&language=EN&guiLanguage=en. 26. European Union (EU). EU health prize for journalists. 17 February 2009 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=MEMO/09/69&format=HTML&aged=0 &language=en. 27. European Commission (EC). Launching the first EU health prize for journalists, part of the Europe for patients campaign. [Press Release] 17 February 2009 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/09/272&format=HTML&aged=0&lan guage=EN&guiLanguage=en. 28. European Commission (EC). Winners of the EU Health Journalism Prize announced at an award ceremony in Brussels. [Press Release] 30 October 2009 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/09/1661&format=HTML&aged=0&la nguage=EN&guiLanguage=en.

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29. European Commission (EC). Commission paper lays foundations of discussion to tackle the problem of anti-microbial resistance. [Press Release] 18 November 2009 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/09/1732&format=HTML&aged=0&la nguage=EN&guiLanguage=en. 30. European Commission (EC). Employment, social policy, health and consumer affairs council, 30 November and 1 December 2009, Brussels. [Press Release] 27 November 2009 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=MEMO/09/528&format=HTML&aged=0 &language=EN&guiLanguage=en. 31. European Commission (EC). Almost 40% of Europeans are aware of the issue of overuse of antibiotics, says a survey. [Press Release] 9 April 2010 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/10/412&format=HTML&aged=0&lan guage=EN&guiLanguage=en. 32. European Commission (EC). World Health Day: fight against antimicrobial resistance must continue on a global scale. [Press Release] 6 April 2011 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/11/448&format=HTML&aged=0&lan guage=EN&guiLanguage=en. 33. European Commission (EC). Action plan against antimicrobial resistance: Commission unveils 12 concrete actions for the next five years. [Press Release] 17 November 2011 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/11/1359&format=HTML&aged=0&la nguage=EN&guiLanguage=en. 34. European Commission (EC). Preparation of agriculture and fisheries council, 18 June 2012. [Memo] 15 June 2012 [cited 21 July 2012]; Available from: http://europa.eu/rapid/pressReleasesAction.do?reference=MEMO/12/442&type=HTML. 35. European Commission (EC). EU Health Prize for Journalists - 2011 winners. [Web Page] 2012 [updated 19 July 2012; cited 21 July 2012]; Available from: http://ec.europa.eu/health- eu/journalist_prize/2011/winners/index_en.htm. 36. Ministry of Health of the Czech Republic. The microbial threat to patient safety in Europe conference. [Pamphlet] 15-16 April 2009 [cited 21 July 2012]; Available from: http://ec.europa.eu/health/ph_systems/docs/ev_20090415_en.pdf. 37. Seguridad del Paciente. International conference on patient safety: healthcare associate infection and antimicrobial resistance. [Web Page] 2010 [updated 2 March 2012; cited 21 July 2012]; Available from: http://www.seguridaddelpaciente.es/index.php/lang- en/informacion/eventos/international-conferences-patient-safety/v-conference.html. 38. Ministry of Health, EU-Commission. Combating antimicrobial resistance - time for joint action. [Conference] 14-15 March 2012 [cited 21 July 2012]; Available from: http://eu2012.dk/en/Meetings/Conferences/Mar/~/media/4FB3323763E54A009A75C0E2C89BFF1C. ashx. 39. European Commission (EC). Transatlantic task force on urgent antimicrobial resistance - TATFAR. [Web Page] 2010 [updated 20 July 2012; cited 21 July 2012]; Available from: http://ec.europa.eu/health/antimicrobial_resistance/policy/tatfar/index_en.htm.

6.1-94 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.16: Press Release of IMI's €223.7 Programme to Combat Antibiotic Resistance This is the press release that describes the launch of IMI’s €223.7 million programme against AMR.

6.1-95 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Source: Initiative IM. IMI launches €223.7 million programme for combatting antibiotic resistance. Brussels2012 May 24 [cited 2012 8 June 2012]; Press Release]. Available from: http://www.imi.europa.eu/content/press-releases.

6.1-96 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Annex 6.1.17: European Commission Funded FP7 Projects on Antimicrobial Resistance This table provides a list of European Commission funded projects concerning AMR. The contributions listed are not representative of the total budget for each project but rather the contribution amount from the European Commission itself.

Years Funded / EC Project Title Contribution* Multidrug resistance and the evolutionary ecology of insect immunity (EVORESIN)1 2010 – 2015 / €1 292 502 The Integron Cassette Dynamics and the Integrase Gene Expression (ICADIGE)2 Unavailable / €193 594 Preserving old antibiotics for the future : assessment of clinical by a pharmacokinetic/pharmacodynamic 2011 - 2016 / €5 999 860 approach to optimize effectiveness and reduce resistance for off-patent antibiotics (AIDA)3 New antimicrobials (NAM)4 2008 – 2012 / €1 425 693 European multicenter network to evaluate pharmacokinetics, safety and efficacy of Meropenem in neonatal sepsis 2010 – 2013 / €5 900 000 and meningitis (NEOMERO)5 Biofilm Alliance (BALI)6 2011 – 2016 / €2 999 709 Knowing the enemy: unravelling a novel regulatory system involved in bacterial virulence (CSS AND VIRULENCE)7 2012 – 2016 / €100 000 Impact of Specific Antibiotic Therapies on the prevalence of hUman host ResistaNt bacteria (SATURN)8 2010 – 2014 / €5 999 436 A comprehensive dissection of pneumococcal-host interactions (PNEUMOPATH)9 2009 – 2012 / €2 999 839 Translational research on combating antimicrobial resistance (TROCAR)10 2009 – 2012 / €2 999 444 Detecting and eliminating bacteria using information technologies (DEBUGIT)11 2008 – 2011 / €6 414 915 The Ecology of Antibiotic Resistance (ARISE)12 2012 – 2017 / €1 900 000 Integrated whole blood acoustophoresis and homogeneous nucleic acid detection cartridge for rapid sepsis 2010 – 2013 / €2 870 410 diagnostics (ACUSEP)13 Nano-structured copper coatings, based on Vitolane technology, for antimicrobial applications (CUVITO)14 2010 – 2013 / €1 000 000 Revealing Antibiotic Resistance Evolution (RARE)15 2012 – 2016 / €100 000 An integrated tool-kit for the clinical evaluation of microbial detection and antibiotic susceptibility point-of-care 2010 – 2013 / €3 064 462 testing technologies (TEMPOTEST-QC)16 Chips for Life (C4L)17 2012 – 2014 / €2 876 300 A stealth attack tool for preventing clinical drug resistance through a unique self-regenerating surface 2012 – 2015 / €2 990 698 (BACATTACK)18 Training and Research AImed at Novel Antibacterial Solutions in Animals and People (TRAIN-ASAP)19 2012 – 2015 / €3 515 586

6.1-97 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Project Title Years Funded / EC Contribution* Identification and validation of novel drug targets in Gram-negative bacteria by global search: a trans-system 2009 – 2013 / €5 943 961 approach (ANTIPATHOGN)20 Investigating sRNAs as the master on/off switch of Vibrio cholerae virulence (VCSRNAHV)21 2009 – 2011 / €50 000 The effects of antibiotic administration on the emergence and persistence of antibiotic-resistant bacteria in humans 2009 – 2013 / €5 368 088 and on the composition of the indigenous microbiotas at various body sites (ANTIRESDEV)22 Role of Biotransformation on the Dynamics of Antimicrobial Resistance (ROBODAR)23 2011 – 2015 / €100 000 Novel approaches to bacterial target identification, validation and inhibition (NABATIVI)24 2009 – 2013 / €5 506 000 New high-quality mined nanomaterials mass produced for plastic and wood-plastic nanocomposites (MINANO)25 2010 – 2013 / €1 494 447 The population biology of drug resistance: Key principles for a more sustainable use of drugs (PBDR)26 2011 – 2016 / €2 272 403 Development of new nanocomposites using materials from mining industry (NANOMINING)27 2010 – 2013 / €1 800 000 Tracing antimicrobial peptides and pheromones in amphibian skin (TAPAS)28 2008 – 2013 / €900 000 Membrane-active peptides across disciplines and continents: An integrated approach to find new strategies to fight 2010 – 2014 / €181 800 bacteria, dengue and neurodegeneration (MEMPEPACROSS)29 Surface functionalization of cellulose matrices using cellulose embedded nano-particles (SURFUNCELL)30 2008 – 2012 / €5 472 795 Microbial translocation across host barriers (MICROTRANS)31 2010 – 2015 / €1 499 710 The role of peptidoglycan in bacterial cell physiology: from bacterial shape to host-microbe interactions 2008 – 2013 / €1 650 000 (PGNFROMSHAPETOVIR)32 Preventing community and nosocomial spread and infection with MRSA ST 398 - instruments for accelerated control 2009 – 2011 / €2 993 824 and integrated risk management of antimicrobial resistance (PILGRIM)33 Rendering environmental pathogens sensitive to antibiotics prior to infection (RESTORING SENSITIVIT)34 2010 – 2014 / €100 000 Occurrence, distribution and cost of antibiotic resistance in marine sediment bacteria (MARIBACT) 35 2010 – 2013 / €45 000

* EC contributions are not current PPP adjusted. EC contributions are current year as indicated by initial funding year.

6.1-98 Update on 2004 Background Paper, BP 6.1 Antimicrobial resistance

Sources: 1. Rolff JO. Multidrug resistance and the evolutionary ecology of insect immunity (EVORESIN). [Web Page]: European Commission (EC) Community Research and Development Information Service (CORDIS); 2010-2015 [updated 26 June 2012; cited 12 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/96082_en.html. 2. Rosso M-l. The integron cassette dynamics and the integrase gene expression (ICADIGE). [Web Page]: European Commission (EC); [updated 4 June 2012; cited 12 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/103886_en.html. 3. Van Oijen W. Preserving old antibiotics for the future : assessment of clinical efficacy by a harmacokinetic/pharmacodynamic approach to optimize effectiveness and reduce resistance for off-patent antibiotics (AIDA). [Web Page]: European Commission (EC); 2011-2016 [updated 31 May 2012; cited 12 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/101361_en.html. 4. Risteli L. New antimicrobials (NAM). [Web Page]: European Commission; 2008-2012 [updated 25 May 2012; cited 12 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/86714_en.html. 5. Faggion S. European multicenter network to evaluate pharmacokinetics, safety and efficacy of Meropenem in neonatal sepsis and meningitis (NEOMERO). [Web Page]: European Commission; 2010-2013 [updated 4 June 2012; cited 12 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/93635_en.html. 6. Groen FJM. Biofilm alliance (BALI). [Web Page]: European Commission; 2011-2016 [updated 18 April 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/102212_en.html. 7. Jimenez-Arroyo E. Knowing the enemy: unravelling a novel regulatory system involved in bacterial virulence (CSS AND VIRULENCE). [Web Page]: European Commission; 2012-2016 [updated 7 March 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/102703_en.html. 8. Harbarth SJ. Impact of specific antibiotic therapies on the prevalence of human host resistant bacteria (SATURN). [Web Page]: European Commission; 2010-2014 [updated 5 March 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/92565_en.html. 9. Adams M. A comprehensive dissection of pneumococcal-host interactions (PNEUMOPATH). [Web Page]: European Commission (EC); 2009-2012 [updated 29 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/91044_en.html. 10. Gomis R. Translational research on combating antimicrobial resistance (TROCAR). [Web Page]: European Commission (EC); 2009-2012 [updated 21 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/88877_en.html. 11. Verguts J. Detecting and eliminating bacteria using information technologies (DEBUGIT). [Web Page]: European Commission; 2008-2011 [updated 21 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/85484_en.html. 12. Kishony R. The ecology of antibiotic resistance (ARISE). [Web Page]: European Commission; 2012-2017 [updated 8 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/101427_en.html.

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13. Sarkilahti E. Integrated whole blood acoustophoresis and homogeneous nucleic acid detection cartridge for rapid sepsis diagnostics (ACUSEP). [Web Page]: European Commission; 2010-2013 [updated 1 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/97060_en.html. 14. McConnell D. Nano-structured copper coatings, based on Vitolane technology, for antimicrobial applications (CUVITO). [Web Page]: European Commission; 2010-2013 [updated 1 February 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/97537_en.html. 15. Eran A. Revealing antibiotic resistance evolution (RARE). [Web Page]: European Commission; 2012-2016 [updated 31 January 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/97537_en.html. 16. Van Der Velden R. An integrated tool-kit for the clinical evaluation of microbial detection and antibiotic susceptibility point-of-care testing technologies (TEMPOTEST-QC). [Web Page]: European Commission; 2010-2013 [updated 26 January 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/93642_en.html. 17. Leclipteux T. Chips for life (C4L). [Web Page]: European Commission; 2012-2014 [updated 22 December 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/102035_en.html. 18. Lejre A-lH. A stealth attack tool for preventing clinical drug resistance through a unique self-regenerating surface (BACATTACK). [Web Page]: European Commission; 2012-2015 [updated 19 December 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/101807_en.html. 19. Kristoffersen I. Training and research aimed at novel antibacterial solutions in animals and people (TRAIN-ASAP). [Web Page]: European Commission; 2012- 2015 [updated 14 December 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/101660_en.html. 20. Schustakowitz K. Identification and validation of novel drug targets in Gram-negative bacteria by global search: a trans-system approach (ANTIPATHOGN). [Web Page]: European Commission; 2012-2015 [updated 1 December 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/91036_en.html. 21. Bartle E. Investigating sRNAs as the master on/off switch of Vibrio cholerae virulence (VCSRNAHV). [Web Page]: European Commission; 2009-2011 [updated 31 October 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/92827_en.html. 22. Wilson M. The effects of antibiotic administration on the emergence and persistence of antibiotic-resistant bacteria in humans and on the composition of the indigenous microbiotas at various body sites (ANTIRESDEV). [Web Page]: European Commission; 2009-2013 [updated 12 October 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/92468_en.html. 23. Akman ML. Role of biotransformation on the dynamics of antimicrobial resistance (ROBODAR). [Web Page]: European Commission; 2011-2015 [updated 12 October 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/99976_en.html. 24. Pedrazzi MR. Novel approaches to bacterial target identification, validation and inhibition (NABATIVI). [Web Page]: European Commission; 2009-2013 [updated 21 September 2012; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/90762_en.html.

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25. Heino J. New high-quality mined nanomaterials mass produced for plastic and wood-plastic nanocomposites (MINANO). [Web Page]: European Commission; 2010-2013 [updated 24 August 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/98066_en.html. 26. Bonhoeffer LS. The population biology of drug resistance: key principles for a more sustainable use of drugs (PBDR). [Web Page]: European Commission; 2011- 2016 [updated 26 July 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/99462_en.html. 27. Rozwalka T. Development of new nanocomposites using materials from mining industry (NANOMINING). [Web Page]: European Commission (EC); 2010-2013 [updated 8 June 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/99312_en.html. 28. Bossuyt F. Tracing antimicrobial peptides and pheromones in the amphibian skin (TAPAS). [Web Page]: European Commission (EC); 2008-2013 [updated 16 March 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/88362_en.html. 29. Pinta-Gago M. Membrane-active peptides across disciplines and continents: An integrated approach to find new strategies to fight bacteria, dengue virus and neurodegeneration (MEMPEPACROSS). [Web Page]: European Commission (EC); 2010-2014 [updated 15 February 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/96370_en.html. 30. Ribitsch V. Surface functionalisation of cellulose matrices using cellulose embedded nano-particles (SURFUNCELL). [Web Page]: European Commission (EC); 2008-2012 [updated 28 January 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/89660_en.html. 31. Lecuit M. Microbial translocation across host barriers (MICROTRANS). [Web Page]: European Commission; 2010-2015 [updated 24 January 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/96590_en.html. 32. Boneca I. The role of peptidoglycan in bacterial cell physiology: from bacterial shape to host-microbe interactions (PGNFROMSHAPETOVIR). [Web Page]: European Commission (EC); 2008-2013 [updated 11 January 2011; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/87435_en.html. 33. Stark K. Preventing community and nosocomial spread and infection with MRSA ST 398 - instruments for accelerated control and integrated risk management of antimicrobial resistance (PILGRIM). [Web Page]: European Commission (EC); 2009-2011 [updated 7 October 2010; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/88867_en.html. 34. Ron E. Rendering environmental pathogens sensitive to antibiotics prior to infection (RESTORING SENSITIVIT). [Web Page]: European Commission (EC); 2010- 2014 [updated 24 September 2010; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/96103_en.html. 35. Edgren L. Occurrence, distribution and cost of antibiotic resistance in marine sediment bacteria (MARIBACT). [Web Page]: European Commission (EC); 2010- 2013 [updated 4 June 2010; cited 13 July 2012]; Available from: http://cordis.europa.eu/projects/rcn/94587_en.html

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Annex 6.1.18: Activity Review of the WHO and Antimicrobial Resistance

This table provides a summary of the activities conducted by the WHO concerning AMR. These efforts and activities include events, publications and policy briefs.

Events1 Title of Event Year The 4th Session of the Codex ad hoc Intergovernmental Task Force on Antimicrobial 2010 Resistance 2nd meeting of the WHO Advisory Group on Integrated Surveillance of Antimicrobial 2010 Resistance (WHO – AGISAR) The 3rd Session of the Codex ad hoc Intergovernmental Task Force on Antimicrobial Resistance 2009 First Meeting of the WHO Advisory Group on Integrated Surveillance of Antimicrobial 2009 Resistance (AGISAR) Global Patient Safety Challenge: Tackling Antimicrobial Resistance. Third International 2009 Consultation on Antimicrobial Resistance Global Patient Safety Challenge: Tackling Antimicrobial Resistance. Second International 2009 Consultation on Antimicrobial Resistance Global Patient Safety Challenge: Tackling Antimicrobial Resistance. First International 2008 Consultation on Antimicrobial Resistance The 2nd session of the Codex ad hoc Intergovernmental Task Force on Antimicrobial 2008 Resistance Publications Title of Publication Year The evolving threat of antimicrobial resistance - Options for action2 2012 WHO Guidelines on Hand Hygiene in Health Care3 2009 Core Components for Infection Prevention and Control Programmes. Report of the 2009 Second Meeting of the Informal Network on Infection Prevention and Control in Health Care4 Medicines Use in Primary Care in Developing Countries: Fact Book summarizing 2009 Results from Studies Reported between 1990 and 20065 Community – Based Surveillance of Antimicrobial Use and Resistance in Resource – 2009 Constrained Settings: Report on Five Pilot Projects6 Progress report on 2007 Rational Use of Medicines Resolution7 2009 Joint WHO – CDC Conference on Health Laboratory Quality Systems8 2008 Policy and procedures of the WHO/NICD Microbiology External Quality Assessment 2007 Programme in Africa9 How to Improve the Use of Medicines by Consumers10 2007 WHO Operational Package for Assessing, Monitoring and Evaluating Country 2007 Pharmaceutical Situations11 Secretariat’s report on RUM12 2007 Progress report: WHA A60/28 – Progress reports on technical and health matters – 2007 Improving the containment of antimicrobial resistance13 Discussion: Report on Progress of Implementation of Resolution on Antimicrobial 2007 Resistance adopted by the Assembly in 200514 Resolution WHA: 10.1615 2007 Developing Practice: A Focus on Patient Care16 2006 Resolution WHA: 58.2715 2005

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Policy Briefs Year Fact sheet N°255: Campylobacter17 2011 Policy Package To Combat Antimicrobial Resistance18 2011 Ensure uninterrupted access to essential medicines of assured quality19 2011 Commit to a comprehensive, financed national plan with accountability and civil Society 2011 engagement20 Strengthen surveillance and laboratory capacity21 2011 Regulate and promote rational use of medicines, including in animal husbandry and 2011 ensure proper patient care22 Reduce use of antimicrobials in food-producing animals23 2011 Enhance infection prevention and control24 2011 Foster innovations and research and development for new tools25 2011

Sources: 1. World Health Organization (WHO). WHO Meetings: Antimicrobial Resistance. [Web Page]: WHO Press; 2012 [cited 12 July 2012]; Available from: http://www.who.int/drugresistance/AMR_DC_WHO_Meetings/en/index.html. 2. Grayson ML, Heymann D, Pittet D, Grundmann H, O’Brien TF, Stelling JM, et al. The evolving threat of antimicrobial resistance. [Electronic Book] Geneva, Switzerland: World Health Organization (WHO) Press; 2012 [cited 11 July 2012]; Available from: http://whqlibdoc.who.int/publications/2012/9789241503181_eng.pdf. 3. World Health Organization (WHO). WHO guidelines on hand hygiene in health care: first global patient safety challenge - clean care is safer care. [Electronic Book]: 12 July 2012; 2009; Available from: http://whqlibdoc.who.int/publications/2009/9789241597906_eng.pdf. 4. World Health Organization (WHO). Report of the second meeting informal network on infection prevention and control in health care. [Electronic Report] Geneva, Switzerland: WHO Document Production Services; 2008 [cited 21 July 2012]; Available from: http://www.who.int/drugresistance/DC_Infection_Prevention/en/index.html. 5. World Health Organization (WHO). Medicines use in primary care in developing and transitional countries. [Electronic Book]: WHO Press; 2009 [cited 12 July 2012]; Available from: http://apps.who.int/medicinedocs/documents/s16073e/s16073e.pdf. 6. World Health Organization (WHO). Community-based surveillance of antimicrobial use and resistance in resource-constrained settings - report on five pilot projects. [Electronic Book] Geneva, Switzerland: WHO Press; 2009 [cited 12 July 2012]; Available from: http://www.who.int/drugresistance/DC_Antimicrobial_Resistance/en/index1.html. 7. Sixty-Second World Health Assembly. Progress report on 2007 rational use of medicines resolution. Geneva, Switzerland: World Health Organization Press; 9 April 2009 [cited 12 July 2012]; Available from: http://www.who.int/drugresistance/AMR_DC_Resolutions/en/index.html. 8. World health Organization (WHO). Joint WHO–CDC conference on health laboratory quality systems. [Conference Procedings] Lyon, France. 2008 [cited 12 July 2012]; Available from: http://www.who.int/drugresistance/DC_Antimicrobial_Resistance/en/index1.html. 9. World Health Organization (WHO). Policies and procedures of the WHO/NICD microbiology external quality assessment programme in Africa. [Electronic Book]: WHO Press; 2007 [cited 12 July 2012]; Available from: http://whqlibdoc.who.int/hq/2007/who_cds_epr_lyo_2007.3_eng.pdf. 10. Chetley A, Hardon A, Hodgkin C, Haaland A, Fresle D. How to improve the use of medicines by consumers. [Electronic Book] Geneva, Switzerland: World Health Organization Press; 2007 [cited 12 July 2012]; Available from: www.who.int/drugresistance/Manual2_HowtoImprove.pdf.

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11. World Health Organization (WHO). WHO Operational package for assessing, monitoring and evaluating country pharmaceutical situations - guide for coordinators and data collectors. [Electronic Book] Geneva, Switzerland: WHO Press; 2007 [cited 12 July 2012]; Available from: http://apps.who.int/medicinedocs/documents/s14877e/s14877e.pdf. 12. World Health Organization (WHO). Progress in the rational use of medicines. [Conference Report] Geneva, Switzerland: WHO Press; 22 March 2007 [cited 12 July 2012]; Available from: http://apps.who.int/gb/ebwha/pdf_files/WHA60/A60_24-en.pdf. 13. World Health Organization (WHO). Sixtieth World Health Assembly - progress reports on technical and health matters. Geneva, Switzerland: WHO Press; 5 April 2007 [cited 12 July 2012]; Available from: http://apps.who.int/medicinedocs/index/assoc/s16339e/s16339e.pdf. 14. World Health Organization (WHO). Discussion: Report on progress of implementation of resolution on antimicrobial resistance adopted by the assembly in 2005. Geneva, Switzerland: WHO Press; 2007 [cited 21 July 2012]; Available from: http://soapimg.icecube.snowfall.se/stopresistance/Report%20on%20progress%20impl%20amr.pdf. 15. World Health Organization (WHO). Sixtieth World Health Assembly - resolution WHA 60.16: progress in the rational use of medicines. Geneva, Switzerland: WHO Press; 23 May 2007 [cited 21 July 2012]; Available from: http://apps.who.int/gb/ebwha/pdf_files/WHASSA_WHA60- Rec1/E/reso-60-en.pdf#page=27. 16. Wiedenmayer K, Summers RS, Mackle CA, Gous AGS, Everard M, Tromp D. Developing pharmacy practice - a focus on patient care. [Handbook] The Netherlands: World Health Organization & International Pharmaceutical Federation; 2006 [cited 21 July 2012]; Available from: http://apps.who.int/medicinedocs/en/m/abstract/Js14094e/. 17. (WHO) WhO. Fact sheet N°255 - Campylobacter. [Web Page]: WHO Press; October 2011 [cited 12 July 2012]; Available from: http://www.who.int/mediacentre/factsheets/fs255/en/index.html. 18. World Health Organization (WHO). World Health Day - policy package to combat antimicrobial resistance. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/world-health-day/2011/presskit/WHDIntrototobriefs.pdf. 19. World Health Organization (WHO). World Health Day - ensure uninterrupted access to essential medicines of assured quality. [Pamphlet]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/entity/world-health-day/2011/presskit/whd2011_fs3_essmed.pdf. 20. World Health Organization (WHO). World Health Day - commit to a comprehensive, financed national plan with accountability and civil society engagement. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/entity/world-health- day/2011/presskit/whd2011_fs1_natplan.pdf. 21. World Health Organzation (WHO). World Health Day - strengthen surveillance and laboratory capacity. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/entity/world-health-day/2011/presskit/whd2011_fs2_labcapa.pdf. 22. World Health Organization (WHO). World Health Day - regulate and promote rational use of medicines, including in animal husbandry, and ensure proper patient care. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/world-health- day/2011/presskit/whd2011_fs4_animal.pdf. 23. World Health Organization (WHO). World Health Day - reduce use of antimicrobials in food- producing animals. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/world-health-day/2011/presskit/whd2011_fs4d_subanimal.pdf. 24. World Health Organization (WHO). World Health Day - enhance infection prevention and control. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/world-health-day/2011/presskit/whd2011_fs5_prevcontr.pdf.

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25. World Health Organization (WHO). World Health Day - foster innovations and research and development for new tools. [Policy Brief]: WHO Press; 7 April 2011 [cited 12 July 2012]; Available from: http://www.who.int/world-health-day/2011/presskit/whd2011_fs6_newtool.pdf.

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Annex 6.1.19: Examples of Concerted Action Addressing Antimicrobial Resistance in Europe This table presents a brief summary of concerted efforts to address AMR. These efforts are not inclusive of the efforts that have been taken since 2004.

Participant Location Initiative Name / Founding Year Purpose / Action (Annual Budget / Year)*  EC1 Europe ESAC / 2004  Consolidate the continuous collection of comprehensive antibiotic consumption data (€2 201 516 / 2004 - 2007)  European Parliament Europe EARS-Net / 2004  Perform surveillance in Europe concerning AMR and the health  EC2 threats it poses to humans (€4.9 million / 2010)  EMA Europe Think-Tank Group / 2004  Encourage stakeholders to casually discuss their perspectives  CHMP3 concerning antibiotic R & D Unavailable  Promote collaboration amongst different stakeholders  EU Europe EPRUMA / 2005  Encourage prudent use of antibiotics in animals  EISA  Develop and implement best practices for both animal and  Others4 Unavailable public health  EU (27 member states) Europe ECDC / 2005  Identify, assess and communicate human related health threats  EEA (three countries)5  Enhance Europe’s defense system against such threats (€50 million / 2010)2  ECDC Europe Joint Working Group / 2008  Formally produce a report concerning AMR and the gaps in  EMA antibiotic R & D  ReAct6 (€46 000 / 2008)  Propose recommendations to address AMR  EU Europe IMI / 2008  Stimulate drug R & D in Europe through private-public  EFPIA7 partnerships (€2 billion / 2008 – 2017)  Provide the necessary resources for drug R & D  US Health and Human Services United TATFAR / 2009  Encourage international collaboration to combat AMR  EC States  Formulate recommendations concerning AMR  Others8 Europe Unknown  Provide opportunities for stakeholder collaboration  EC Europe ARPEC / 2009  AMR and antibiotic consumption surveillance targeted towards  ESPID European children  Others9 (€698 994 / 2009 – 2012)  Better understand AMR in the younger population

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Participant Location Initiative Name / Founding Year Purpose / Action (Annual Budget / Year)*  SWAB Europe E-learning module / 2010  Develop an e-learning tool to promote continuous education  ECDC about AMR and prudent antibiotic use  Professional societies10 Unavailable  EU Europe IMI / 2008  Stimulate antimicrobial drug development  EFPIA  Stimulate antimicrobial development pipeline  Present collaborative opportunities between the public and (€2 billion / 2008 -2017) private sector

*Budget costs are not current PPP adjusted. Budget costs are current year indicated within the parenthesis.

Sources: 1. Goossens H. Update and highlights of the ESAC project. [Presentation] Belgium: University of Antwerp; 2007 [cited 6 July 2012]; Available from: www.esac.ua.ac.be/download.aspx?c=*ESAC2OUD&n=21750&ct=016020&e=35327. 2. European centre for Disease Prevention and Control (ECDC). Transparency. 2012 [cited 12 July 2012]; Available from: http://ecdc.europa.eu/en/aboutus/transparency/Pages/Transparency.aspx. 3. Eurpoean Medicines Agency (EMA). Medicines and emerging science. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.ema.europa.eu/ema/index.jsp?curl=pages/special_topics/general/general_content_000339.jsp&mid=WC0b01ac05800baed8. 4. European Platform for the Responsible Use of Medicines in Animals (EPRUMA). [Web Page]: IFAH-Europe; 2010 [cited 12 July 2012]; Available from: http://www.epruma.eu/. 5. European Center for Disease Prevention and Control (ECDC). [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.ecdc.europa.eu/en/Pages/home.aspx. 6. SE-Stockholm: produce a report on the gap between multidrug-resistant bacteria in the EU and development of novel antibacterial medicinal products. Supplement to the Official Journal of the European Union. 2008; S179:3. 7. European Commission (EC). Innovative Medicines Initiative (IMI). 2010 [cited 12 July 2012]; Available from: http://www.imi.europa.eu/content/mission.

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8. Transatlantic Taskforce on Antimicrobial Resistance (TATFAR). Recommendations for future collaboration between the U.S. and EU. TATFAR. [Electronic Book]: The European Centre for Disease Prevention and Control (ECDC); 2011 [cited 18 July 2012]; Available from: http://ecdc.europa.eu/en/activities/diseaseprogrammes/tatfar/pages/index.aspx. 9. Welcome to Antibiotic Resistance and Prescribing in European Children (ARPEC). [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.arpecstudy.eu/. 10. (SWAB) SWA. E-learning module. [Web Page] 2011 [cited 12 July 2012]; Available from: http://www.swab.eu/landingpages/swab.

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Annex 6.1.20: Examples of Public Private Partnerships Concerning Antimicrobial Resistance This table presents several examples of public private partnerships that have been formed to address the issue of AMR. These collaborative efforts address AMR from multiple perspectives such as the development of new antimicrobials, diagnostics, open platforms and other efforts.

Amount** Location Public Organization Private Organization Purpose (Year Issued) Government Affiliates Pfizer €7.95 million Develop anti-infectives as an alternative to antibiotics for Netherlands1 (Benefactor) (Recipient) (2012) animals EC* €223.7 million IMI has issued its annual call for proposals to develop tools Europe2 Unavailable (Benefactor) (2012) against antimicrobial resistance United National Government £500,000 Unavailable Research relating to extended spectrum β lactamases Kingdom3 (Benefactor) (2012) Institute for the Promotion of Innovation by arGEN-X €1.3 million Research and development of human monoclonal antibodies Netherlands4 Science and (Recipient) (2011) from the SIMPLE Antibody™ platform Technology in Flanders (Benefactor) OSEO Innovation Deinove US$ 1.8 million France5 Research and development for multidrug-resistant infections (Benefactor) (Recipient) (2010) Europe & Unavailable Publicize funding opportunities to EU & United States research TATFAR Unavailable United States6 (2009) communities University Medical Center Groningen & TI Pharma / Pepscan €600 000 Identification of immunodominant cell surface-exposed targets Europe7 Erasmus University Therapeutics (2012) in multidrug-resistant bacterial pathogens Medical Center Erasmus Medical Center, University TI Pharma / IQ Medical Center Unavailable Europe8 Corporation, Pepscan Develop a medicine that attacks MRSA on several fronts Groningen & (2007) Presto BV University Medical Center Utrecht

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Amount** Location Public Organization Private Organization Purpose (Year Issued) Biomedical Advanced Research and United GlaxoSmithKline US$ 94 million Development Develop antibiotic against Gram-negative pathogens States9 (Recipient) (2011) Authority (Benefactor) United NIAID Sequella US$ 3.8 million Develop antibiotics for C. diff States10 (Benefactor) (Recipient) (2011) Novobiotic United NIAID US$ 299 867 Pharmaceuticals, LLC Research for novel antibiotics concerning AMR States11 (Benefactor) (2011) (Recipient) United NIAID Immuven, Inc. US$ 151 529 Research and development for T cell receptors to prevent MRSA States11 (Benefactor) (Recipient) (2011) infections United NIAID Cubrc, Inc. US$ 828 940 Develop broad spectrum antibiotics States11 (Benefactor) (Recipient) (2011) United Department of Defense Trius Therapeutics US$ 29.5 million Develop new antibiotics against potential bioterroristic microbes States12 (Benefactor) (Recipient) (2010) Department of Health United Achaogen Inc. US$ 64 million and Human Services Develop antibiotics for the plague and tularemia infections States13 (Recipient) (2010) (Benefactor) United Department of Defense GlaxoSmithKline US$ 41 million Develop antibiotics concerning Gram-negative pathogens States14 (Benefactor) (Recipient) (2007) Council for Scientific Samir Brahmachari US$ 12 million Created the Open Source Drug Discovery project to re-annotate India15 and Industrial Research (Recipient) (2008) the Mycobacterium tuberculosis genome (Benefactor) More than 25 groups Eli Lilly and Company US$ 70 million World16 Funds activities and issues concerning MDTR (Benefactor) (Recipient) (2003)

*The Innovative Medicines Initiative (IMI) is composed of the European Commission and the pharmaceutical industry. ** Costs are not current PPP adjusted. Costs are current year indicated within the parenthesis.

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Sources:

1. Watt Publishing Co. Asia poultry farmers may benefit from infectious disease initiative: Public-private collaboration seek to develop antibiotic alternatives. . [News Article]: WATTAgNet.com; 27 June 2012 [cited 13 July 2012]; Available from: http://www.wattagnet.com/Asia_poultry_farmers_may_benefit_from_infectious_disease_initiative.html. 2. Taylor L. EU/industry 223.7M-euro fund to tackle antibiotic resistance. [News Article]: PharmaTimes Online; 24 May 2012 [cited 13 July 2012]; Available from: http://www.pharmatimes.com/article/12-05-24/EU_industry_223_7M-euro_fund_to_tackle_antibiotic_resistance.aspx. 3. Department of Health U. Government makes £500,000 available for new research into antibiotic-resistant bacteria. [Press Release] 2012 [cited 13 July 2012]; Available from: http://mediacentre.dh.gov.uk/2012/02/07/govt-500k-research-antibiotic-resistant-bacteria. 4. FlandersBio. arGEN-X is awarded 1.3 million IWT grant to advance proprietary simple antibody platform for addressing challenging disease targets. [Press Release] 19 December 2011 [cited 13 July 2012]; Available from: http://flandersbio.be/news/argen-x-is-awarded-13-million-iwt-grant-to-advance-proprietary- simple-antibody-platform/. 5. Business Wire. Deinove’s antibiotics project receives €1.35 million from OSEO. [Press Release] Paris: Bloomberg L. P.; 2010 [cited 13 July 2012]; Available from: http://www.bloomberg.com/apps/news?pid=conewsstory&tkr=5D8:GR&sid=aGhrxL.PpCno. 6. Transatlantic Taskforce on Antimicrobial Resistance (TATFAR). Recommendations for future collaboration between the U.S. and EU. TATFAR. [Electronic Book]: The European Centre for Disease Prevention and Control (ECDC); 2011 [cited 18 July 2012]; Available from: http://ecdc.europa.eu/en/activities/diseaseprogrammes/tatfar/pages/index.aspx. 7. Hagglund G. Innovative incentives for effective antibacterials. [Conference Summary] 2009 [cited 20 July 2012]; Available from: http://www.se2009.eu/polopoly_fs/1.25861!menu/standard/file/Antibacterials5.pdf. 8. Corker B. GAIN act encourages development of new antibiotics to treat rising cases of drug-resistant infections. [Press Release]: Tennessee Senator Bob Corker; 26 June 2012 [cited 20 July 2012]; Available from: http://www.corker.senate.gov/public/index.cfm?p=News&ContentRecord_id=e30e2239-0434-4c15-8f16- 58c0b64b3165. 9. Kaustinen K. Drug Discovery News - GSK awarded $94 million BARDA contract. [News Article] Rocky River, OH: Old River Publications LLC; 7 September 2011 [cited 13 July 2012]; Available from: http://www.drugdiscoverynews.com/index.php?newsarticle=5348. 10. Klein AS. Sequella awarded $4.6 million in new NIH grants to expand anti-infectives pipeline: Company has $4.8 million in non dilutive R&D funding for 2011 and $3.3 million committed for 2012-2015. [Press Release] BusinessWire.com: Berkshire Hathaway Co.; 4 April 2011 [cited 21 July 2012]; Available from: http://www.businesswire.com/news/home/20110404006080/en/Sequella-Awarded-4.6-million-NIH-Grants-Expand.

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11. Research Portfolio Online Reporting Tools (RePORT). National Institutes of Health: reports, data, and analysis of NIH research activities. [Database Report]: U.S. Department of Health & Human Services; 2012 [updated 13 June 2012; cited 13 July 2012]; Available from: http://report.nih.gov/categorical_spending_project_listing.aspx?FY=2011&ARRA=N&DCat=Antimicrobial%20Resistance. 12. Fikes BJ. Trius receives $29.5 million contract to find microbe antibiotics. [News Article] Escondido, CA: North County Times; 20 September 2010 [cited 13 July 2012]; Available from: http://www.nctimes.com/article_bb6141ed-f20b-5016-b00e-96a2bacab749.html. 13. BARDA funds drug development for biothreats, antibiotic resistance. [News Release]: U.S. Department of Health & Human Services Press Office; 2010 [updated 3 January 2011; cited 13 July 2012]; Available from: http://www.hhs.gov/news/press/2010pres/08/20100830a.html. 14. Newswire Association LLC. GlaxoSmithKline awarded U.S. Department of Defense Contract to pursue novel antibacterial research program. [Press Release] Drugs.com18 September 2007 [cited 13 July 2012]; Available from: http://www.drugs.com/news/glaxosmithkline-awarded-u-s-department-defense-contract- pursue-novel-antibacterial-research-program-6857.html. 15. "Jacqueline". Open source drug discovery. [Op-ed Article] skepchick.org8 March 2012 [cited 13 July 2012]; Available from: http://skepchick.org/2012/03/open- source-drug-discovery/. 16. Eli Lilly and Company - Newsroom. Lilly foundation commits US $30 million to the Lilly MDR-TB partnership. [Press Release] Lille, France: PRNewswire; 27 October 2011 [cited 13 July 2012]; Available from: http://newsroom.lilly.com/releasedetail.cfm?releaseid=618389.

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Annex 6.1.21: FDA Approved New Molecular Entity Antibiotics, 2004 – 2012 The table and figure below show the number and type of new molecular antibiotics that have been FDA approved from 2004 – 2012.

Table 11 Drug Name Active Ingredients Review Company Approval (FDA Application) Classification Date Ketek Telithromycin Standard Sanofi Aventis 04/01/2004 (NDA #021144) Us Tindamax Tinidazole Standard Mission Pharma 05/17/2004 (NDA #021618) Xifaxan Rifaximin Standard Salix Pharms 05/25/2004 (NDA #021361) Tygacil Tigecycline Priority Wyeth Pharms 06/15/2005 (NDA #021821) Inc. Altabax Retapamulin Standard Glaxo Grp Ltd 04/12/2007 (NDA #022055) Doribax Doripenem Standard Janssen Pharms 10/12/2007 (NDA #022106) Besivance Besifloxacin Standard Bausch And 05/28/2009 (NDA #022308) Hydrochloride Lomb Vibativ Telavancin Standard Theravance Inc. 09/11/2009 (NDA #022110) Hydrochloride Teflaro Ceftaroline Fosamil Standard Cerexa 10/29/2010 (NDA #200327) Dificid Fidaxomicin Priority Optimer Pharms 05/27/2011 (NDA #201699)

Figure 1 FDA Approved New Molecular Entity Antibiotics, 2004 - 2012

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0 New MolecularEntity Antibiotics 2004 2005 2006 2007 2008 2009 2010 2011 2012 Year

Source: CenterWatch. FDA approved drugs for immunology/infectious diseases. [Web Page] 2012 [cited 12 July 2012]; Available from: http://www.centerwatch.com/drug-information/fda- approvals/drug-areas.aspx?AreaID=7.

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Annex 6.1.22: Incentives to Encourage Antimicrobial Research and Development This table presents a list of incentives that may potentially stimulate the antimicrobial development pipeline. Many of these incentives are proposed. Some of these incentives have been successfully implemented.

Name of Incentive Description Status (Location)  Special Population Limited Medical Use Drugs1  Special approval process for drugs targeted towards the most Proposed ( United States) serious infections where limited therapeutic options are available  Marketed towards only affected population  Encourage prudent antibiotic use  Institute of Medicine Review of FDA Anti-  Review FDA’s current review process and make Proposed ( United States) Infective Clinical Trial Design1 recommendations to improve FDA’s efficiency  Foundation for the National Institutes of Health  FDA seeks external assistance in reviewing evidence concerning Implemented ( United States) Initiative1 the regulatory affairs of antimicrobial clinical trials  GAIN Act1  Extended patent length of antimicrobial drug Implemented ( United States)  Push Incentive1, 2 Providing value in the early stages of R & D to the industry via: Proposed (Several)  Tax credits  Grants  Direct Funding  PPP  IMI1  Push incentive by encouraging PPPs Implemented (EU)  Provides funding in the early stages  Pull Incentive1  Extending exclusivity periods Proposed (Several)  Centralized specimen biorepository1, 2  Storage for clinical specimens to spur diagnostic R & D Proposed (Several)  Cancer Human Bio-Bank by the National  Housing specimens to eliminate the redundancy for several Implemented ( United States) Cancer Institute1 stakeholders to collect the same types of specimens s  Continuous review of legal framework3  Flexible and alternative clinical trial design Proposed (Several)  Targeted Clinical Trials to Reduce the Risk of  Discover supporting data that would standardize optimal Implemented ( United States) Antimicrobial Resistance3 antibiotic use

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Name of Incentive Description Status (Location)  Open Source  Open source technology that provides non-proprietary methods Proposed (Several)  (India’s Open Source Drug Discovery)3 for drug discovery Implemented (India)  Participants are rewarded accordingly  Needs driven approach  Utilize the target product profile to focus on the needs in settings Proposed (Several)  Neglected Diseases Initiative (DNDi)2, 3 where resources are lacking Implemented (Several)  The Urgent Need: Regenerating Antibacterial  Expanding pharmacokinetics & to expedite Proposed (United Kingdom) Drug Discovery and Development4 antimicrobial development  Special / alternative review process for antimicrobials  Conditional approval  Extended use of surrogate markets  Strategies to Address Antimicrobial Resistance  Formally create a specialized team within the Department of Proposed ( United States) Act5 Health and Human Services addressing AMR  Antibiotic Innovation and Conservation Fee5  Antibiotic fees in which 75% of proceeds would go towards Proposed ( United States) antibiotic R & D and 25% towards stewardship programmes  Improving lead identification and chemistry  Broad access to compound collections Proposed (Several)  Partnership: Rare and Neglected Diseases  Access to the proprietary information behind these collections Implemented ( United States) Program and Rapid Access to Intervention Development Program2  South-South platforms  Clinical trials to be conducted in Southern countries Proposed (Several)  European and Developing Countries Clinical Implemented (Europe / Africa) Trials Partnership Implemented (Several)  African Network for Drugs and Diagnostics Innovation2  Separate incentives from drug sales6  Provide incentives that separate the financial return from the sales Proposed (Several) of the drug  Discourage monopoly protection on antibiotics

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Sources:

1. Infectious Diseases Society of America (IDSA). Statement of the IDSA: Promoting anti-infective development and antimicrobial stewardship through the U.S. Food and Drug Administration Prescription Drug User Fee Act (PDUFA) Reauthorization. [Electronic Article] 8 March 2012 [cited 13 July 2012]; Available from: http://www.idsociety.org/uploadedfiles/idsa/policy_and_advocacy/current_topics_and_issues/advancing_product_research_and_development/bad_bugs_no_d rugs/statements/idsa%20pdufa%20gain%20testimony%20030812%20final.pdf. 2. So AD, Gupta N, Brahmachari SK, Chopra I, Munos B, Nathan C, et al. Towards new business models for R&D for novel antibiotics. Drug Resistance Updates : Reviews and Commentaries in Antimicrobial and Anticancer Chemotherapy. 2011; 14:88-94. 3. Alvan G, Edlund C, Heddini A. The global need for effective antibiotics—A summary of plenary presentations. Drug Resistance Updates. 2011; 14:70-6. 4. Finch R, Discovery BWPoTUNRAD, Development. Regulatory opportunities to encourage technology solutions to antibacterial drug resistance. The Journal of Antimicrobial Chemotherapy. 2011; 66:1945-7. 5. Kuehn BM. Proposals seek to reduce resistance, boost development of new antibiotics. Journal of the American Medical Association. 2011; 305:1845-6. 6. So AD, Ruiz-Esparza Q, Gupta N, Cars O. 3Rs for innovating novel antibiotics: sharing resources, risks, and rewards. BMJ (Clinical Research Ed). 2012; 344:e1782.

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Annex 6.1.23: Antibiotic Development Pipeline, 2011 These tables present a summary of the antibiotic development pipeline as of 2011. These tables demonstrate the lack of antibiotics within the R & D pipeline. Moreover, these tables show that the development pipeline for Gram–negative pathogens is incredibly limited.

Table 1 New antibacterial drugs in clinical development1

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Table 2 Antibacterial compounds in development2

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Sources:

1. Jabes D. The antibiotic R&D pipeline: an update. Current Opinion In Microbiology. 2011; 14:564-9. 2. Coates AR, Halls G, Hu Y. Novel classes of antibiotics or more of the same? British Journal of Pharmacology. 2011; 163:184-94.

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Annex 6.1.24: Bacterial Vaccines Licensed for Distribution in the USA, 2005 – 2012 This chart provides a summary of the FDA approved vaccines for distribution within the US from 2005 – 2012. As shown, many of these vaccines do not address AMR pathogens, especially Gram–negative pathogens.

Year Licensed* Trade Name Indication Bacteria of Interest Sponsor

Booster immunization against tetanus, diphtheria and pertussis as a single C. diphtheriae, C. tetani, Sanofi Pasteur, 2005 Adacel dose in individuals 11 through 64 years of age. & B. pertussis Ltd

Booster immunization against tetanus, diphtheria and pertussis as a single C. diphtheriae, C. tetani, GlaxoSmithKli 2005 Boostrix dose in individuals 10 years of age and older. & B. pertussis ne Biologicals

Active immunization of individuals 9 months through 55 years of age for N. meningitidis Sanofi Pasteur, 2007 Menactra the prevention of invasive meningococcal disease caused by N. serogroups A, C, Y & Inc meningitidis serogroups A, C, Y and W-135. W-135 Active immunization against diphtheria, tetanus, pertussis and poliomyelitis as the fifth dose in the diphtheria, tetanus and acellular pertussis (DTaP) vaccine series and the fourth dose in the inactivated C. diphtheriae, C. tetani, GlaxoSmithKli 2008 KINRIX poliovirus vaccine (IPV) series in children 4 through 6 years of age whose previous DTaP vaccine doses have been with INFANRIX® and/or & B. pertussis ne Biologicals PEDIARIX® for the first three doses and INFANRIX® for the fourth dose.

For active immunization against diphtheria, tetanus, pertussis, C. diphtheriae, C. tetani, Sanofi Pasteur 2008 Pentacel poliomyelitis and invasive disease caused by H. influenzae type b when B. pertussis & H. Limited administered to children 6 weeks through 4 years old. influenzae type b

Use in adults 60 years of age and older for active immunization for the C. diphtheriae & C. Sanofi Pasteur, 2008 TENIVAC prevention of tetanus and diphtheria. tetani Ltd For active immunization for the prevention of invasive disease caused by GlaxoSmithKli 2009 Hiberix H. influenzae type b when administered as a booster dose in children 15 H. influenzae type b ne Biologicals, months through 4 years old. S.A.

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Year Licensed* Trade Name Indication Bacteria of Interest Sponsor

For active immunization against invasive meningococcal disease caused N. meningitidis Menomune- Sanofi Pasteur 2009 by N. meningitidis serogroups A, C, Y and W-135. Menomune – A/C/Y/W- serogroups A, C, Y & A/C/Y/W-135 Inc 135 in persons 2 years of age and older. W-135 For active immunization to prevent invasive meningococcal disease Novartis N. meningitidis caused by N. meningitidis serogroups A, C, Y and W-135 when Vaccines and 2010 Menveo serogroups A, C, Y & administered to individuals 2 through 55 years of age. Diagnostics, W-135 Inc Active immunization for the prevention of pneumonia and invasive disease caused by S. pneumoniae serotypes 1, 3, 4, 5, 6A, 6B, 7F, 9V, 14, 18C, 19A, 19F and 23F in persons 50 years of age or older. Active S. pneumoniae immunization for the prevention of invasive disease caused by S. serotypes 1, 3, 4, 5, 6A, Wyeth 2010 Prevnar 13 pneumoniae serotypes 1, 3, 4, 5, 6A, 6B, 7F, 9V, 14, 18C, 19A, 19F and 23F, 6B, 7F, 9V, 14, 18C, Pharmaceutica for use in children 6 weeks through 5 years of age. Active immunization 19A, 19F, 23F, 4, 6B, ls Inc for the prevention of otitis media caused by S. pneumoniae serotypes 4, 6B, 9V, 14, 18C, 19F, & 23F 9V, 14, 18C, 19F and 23F for use in children 6 weeks to 5 years old.

Indicated for active immunization to prevent invasive disease caused by N. meningitidis GlaxoSmithKli 2012 MenHibrix N. meningitidis serogroups C and Y and H. influenzae type b for children 6 serogroups C and Y & ne Biologicals weeks of age through 18 months of age. H. influenzae type b

*The year licensed is according to the most recent modification(s) of the: o Components of the vaccine o Indication

*This search was completed on 28 June 2012 via http://www.fda.gov/BiologicsBloodVaccines/Vaccines/ApprovedProducts/ucm093833.htm (Updated 20 June 2012)

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