American Journal of Transplantation 2004; 4 (Suppl. 7): 13–53 Copyright # Blackwell Munksgaard 2004 Blackwell Munksgaard Clinical practice guidelines for managing dyslipidemias in kidney transplant patients: a report from the Managing Dyslipidemias in Chronic Kidney Disease Work Group of the National Kidney Foundation Kidney Disease Outcomes Quality Initiative
National Kidney Foundation kidney transplant patients. These guidelines are divided WorkGroupMembers:B.Kasiske,F.G.Cosio, into four sections. The first section (Introduction) pro- J.Beto,K.Bolton,B.M.Chavers,R.GrimmJr., vides the rationale for the guidelines, and describes the target population, scope, intended users, and methods. A. Levin, B. Masri, R. Parekh, C. Wanner, The second section presents guidelines on the assess- D.C. Wheeler and P.W.F. Wilson ment of dyslipidemias (guidelines 1–3), while the third section offers guidelines for the treatment of dyslipid- Correspondence: Karen Glowacki, National Kidney emias (guidelines 4–5). The key guideline statements Foundation 30 E. 33rd Street, 11th Fl. New York, are supported mainly by data from studies in the general NY 10016, USA; email: [email protected] population, but there is an urgent need for additional studies in CKD and in transplant patients. Therefore, the last section outlines recommendations for research. ABSTRACT
The incidence of cardiovascular disease (CVD) is very high in patients with chronic kidney (CKD) disease and in kidney transplant recipients. Indeed, available evi- INTRODUCTION dence for these patients suggests that the 10-year cumulative risk of coronary heart disease is at least The rationale for these guidelines 20%, or roughly equivalent to the risk seen in patients These guidelines are the result of an ongoing effort by the with previous CVD. Recently, the National Kidney National Kidney Foundation (NKF) to provide guidance to Foundation’s Kidney Disease Outcomes Quality Initia- practitioners and investigators on the management of cardio- tive (K/DOQI) published guidelines for the diagnosis and treatment of dyslipidemias in patients with CKD, includ- vascular disease (CVD) in patients with chronic kidney dis- ing transplant patients. It was the conclusion of this ease (CKD) and in kidney transplant recipients. This process Work Group that the National Cholesterol Education was initiated by the formation of a NKF Task Force on CVD Program Guidelines are generally applicable to patients (Figure 1). This Task Force concluded that the incidence of with CKD, but that there are significant differences in atherosclerotic cardiovascular disease (ACVD) is higher in the approach and treatment of dyslipidemias in patients patients with CKD compared with the general population with CKD compared with the general population. In the (1), and that patients with CKD and kidney transplant recipi- present document we present the guidelines generated ents should be considered to be in the highest risk category, by this workgroup as they apply to kidney transplant i.e. a coronary heart disease (CHD) risk equivalent, for risk recipients. Evidence from the general population factor management. In response to recommendations of the indicates that treatment of dyslipidemias reduces CVD, and evidence in kidney transplant patients suggests NKF Task Force on CVD, the NKF Kidney Disease Outcomes that judicious treatment can be safe and effective in Quality Initiative (K/DOQI) convened a Work Group to improving dyslipidemias. Dyslipidemias are very com- develop guidelines for the management of dyslipidemias, mon in CKD and in transplant patients. However, until one of the risk factors for CHD in CKD. The Work Group recently there have been no adequately powered, first met on 27 November 2000. The general guidelines for randomized, controlled trials examining the effects of the management of dyslipidemias in all patients with CKD dyslipidemia treatment on CVD in patients with CKD. have recently been published (2). What follows is a summary Since completion of the K/DOQI guidelines on dyslipid- of the particular dyslipidemia guidelines that apply to kidney emia in CKD, the results of the Assessment of Lescol transplant recipients. in Renal Transplantation (ALERT) Study have been pre- sented and published. Based on information from randomized trials conducted in the general population During the development of the dyslipidemia guidelines, the and the single study conducted in kidney transplant NKF K/DOQI also completed guidelines on CKD (3). These patients, these guidelines, which are a modified version CKD guidelines defined CKD, reiterated that CKD should be of the K/DOQI dyslipidemia guidelines, were developed considered a CHD risk equivalent, and that risk factors to aid clinicians in the management of dyslipidemias in should be managed accordingly (Figure 1).
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have CKD, or are at increased risk for CKD, and to include kidney transplant recipients in the target population (4). However, once the transplanted patient develops abnormal proteinuria and/or their GFR falls below 60 mL/min/1.73 m2 they should be clas- sified as having CKD and staged as per Table 1.
The number of patients with CKD, including kidney trans- plant recipients, is increasing. Unfortunately, the survival of CKD patients and kidney transplant recipients remains poor (5). This is, in large part, due to premature CVD that manifests itself as coronary heart disease, cerebrovascular disease, and/or peripheral vascular disease (Table 2). There are two major overlapping categories of CVD: (i) disorders of cardiovascular perfusion, which include ACVD; and (ii) dis- orders of cardiac function, such as heart failure and left ventricular hypertrophy. Some risk factors are unique to each category of CVD, and some risk factors are shared by both categories of CVD.
Of the traditional risk factors for ACVD in kidney transplant patients, dyslipidemias may play a major role. In developing these guidelines, the Work Group was greatly aided by the National Cholesterol Education Program Expert Panel on Detection, Evaluation, and Treatment of High Blood Choles- terol in Adults, the Adult Treatment Panel III (ATP III) (4), and the National Cholesterol Expert Panel on Children (NCEP-C) (6). The definitions of dyslipidemias adopted by the Work Group were those of ATP III (Table 3). In the end, the major task of the Work Group was to decide how the ATP III and NCEP-C Figure 1: The evolution of National Kidney Foundation guidelines for the management of dyslipidemias in patients with chronic guidelines should be applied to kidney transplant patients. kidney disease. There is evidence from observational studies that, in addition to dyslipidemias, some ‘nontraditional’ risk factors such as cal- In the CKD guidelines, the following CKD stages were based cium, phosphorus, parathyroid hormone, (7,8) homocysteine, on measured or estimated glomerular filtration rate (GFR) (9–16) and systemic inflammation (17–21) may also play a role (Table 1). The NKF Task Force on CKD recognized that some in the pathogenesis of CVD in patients with CKD. However, kidney transplant patients who have normal kidney function 2 unlike dyslipidemias, there are no intervention trials from (GFR 90 mL/min/1.73 m ) may not have CKD according to patients in the general population (or the CKD population) the K/DOQI Guidelines defining CKD. Similarly, some transplant 2 demonstrating that the modification of these nontraditional risk patients with GFR 60 mL/min/1.73 m may not fit the K/DOQI factors reduces CVD. Therefore, these guidelines focus on the definition of CKD, because they do not have evidence of kidney assessment and treatment of dyslipidemias in kidney transplant damage, i.e. they may have normal urine protein excretion, urine recipients. Since the publication of the general CKD dyslipid- sediment, histology, and radiographic imaging. However, the emias guidelines, a randomized, prospective, controlled trial on CKD guidelines and the dyslipidemia guidelines consider such the effects of dyslipidemia management in transplant patients patients to be at increased risk for CKD. As such, the Work has been completed in Europe and in Canada (ALERT) (22). In Group decided to assume that all kidney transplant recipients the ALERT trial, the primary endpoint (cardiac death, nonfatal myocardial infarction, or coronary revascularization) was not Table 1: Stages of chronic kidney disease significantly different between statin treatment and placebo. GFR However, there were significant differences between the treat- Stage Description (mL/min/1.73 m2) ment and control groups in cardiac death and nonfatal myocar- 1 Kidney damage with normal or " GFR 90 dial infarction. In addition, the proportional reduction in cardiac 2 Kidney damage with mild # GFR 60–89 events in ALERT was similar to that seen in statin trials in the 3 Moderate # GFR 30–59 general population. Nevertheless, questions remain about the 4 Severe # GFR 15–29 safety and efficacy of lipid-modifying drugs in kidney transplant 5 Kidney failure <15 or dialysis patients compared with the general population. These ques- From the Kidney Disease Outcomes Quality Initiative Clinical tions are based on the unique features of transplant patients, Practice Guidelines for Chronic Kidney Disease: Evaluation, Clas- such as the use of immunosuppressive medications, which sification and Stratification. GFR, glomerular filtration rate. may not only contribute to the risk of ACVD after transplantation
14 American Journal of Transplantation 2004; 4 (Suppl. 7): 13–53 Clinical practice guidelines for managing dyslipidemias in kidney transplant patients
Table 2: Definitions of some terms used in these guidelines Term Definition Chronic kidney disease (CKD) At least 3 months of either: 1) structural or functional abnormalities of the kidney that can lead to kidney failure; or 2) GFR <60 mL/min/1.73 m2 Cardiovascular Disease (CVD) Coronary heart disease, cerebrovascular disease, renal artery stenosis, peripheral vascular disease, congestive heart failure, or left ventricular hypertrophy Atherosclerotic cardiovascular Coronary heart disease, cerebrovascular disease, renal artery stenosis, disease disease (ACVD) or peripheral vascular disease Coronary heart disease (CHD) Atherosclerotic disease of the coronary arteries that causes myocardial ischemia Cerebrovascular disease Atherosclerotic disease of the cerebral arteries that causes strokes and transient ischemic attacks Peripheral vascular disease Atherosclerotic disease of arteries that causes ischemia of the extremities Dyslipidemia Any abnormality in plasma lipoprotein concentration or composition that is associated with an increased risk for atherosclerotic cardiovascular disease Lipid profile Plasma levels of total cholesterol, low-density lipoprotein cholesterol, high-density lipoprotein cholesterol and triglycerides Adults Individuals 18 years old Adolescents Individuals <18 years old, but after the onset of puberty GFR glomerular filtration rate. but also modify the metabolism of lipid-lowering drugs. There- not have evidence of kidney damage. However, the CKD fore, the Work Group concluded that additional, randomized, guidelines and the dyslipidemia guidelines consider such trials are still needed in transplant patients (see Research patients to be at increased risk for CKD. Consequently, recommendations). the Work Group decided to assume that all kidney transplant recipients have CKD, or are at increased risk for CKD, and to include kidney transplant recipients in the Target population target population. Furthermore, the inclusion of trans- These guidelines will address exclusively the manage- planted patients in these guidelines was deemed to be ment of dyslipidemias in kidney transplant recipients. a useful opportunity to emphasize several features of The general dyslipidemia guidelines included all patients the diagnosis and management of these patients that with Stage 5 CKD, and all kidney transplant recipients (2). may differ from that of the general population (4). The Work Group considered that the recently updated guide- Some kidney transplant patients may not meet the defini- lines of the ATP III (3) were generally applicable to kidney tion of CKD either because they have normal kidney transplant patients, except for: function (GFR 90 mL/min/1.73 m2) and because they do
Table 3: Dyslipidemias as defined in the Adult Treatment Panel III classifying transplantion as a CHD risk equivalent; Guidelines (4). considering complications of lipid-lowering therapies Dyslipidemia Level (mg/dL) that may result from reduced kidney function; Total cholesterol considering complications of lipid-lowering therapies Desirable <200 that may result from the concomitant use of immusup- Borderline high 200–239 High 240 pressive mediations; LDL cholesterol considering whether in kidney transplant recipients Optimal <100 there might be indications for the treatment of dyslipid- Near optimal 100–129 emias other than preventing ACVD; Borderline 130–159 High 160–189 determining whether the treatment of proteinuria might Very high 190 also be an effective treatment for dyslipidemias. Triglycerides Normal <150 Borderline high 150–199 Finally, the Work Group considered whether to include High 200–499 children and adolescents in these guidelines (Figure 2). Very high 500 Although the ATP III covers only individuals 20 years HDL cholesterol (3), it was concluded that CKD individuals 18–20 years Low <40 should also be included and considered as adults. Much LDL, low-density lipoprotein; HDL, high-density lipoprotein. To has changed in the decade since the report of the NCEP-C convert mg/dL to mmol/L, multiply triglycerides by 0.01129 and (6). However, there are still very few studies of dyslipid- cholesterol by 0.02586. emias in children and adolescents, either in the general
American Journal of Transplantation 2004; 4 (Suppl. 7): 13–53 15 National Kidney Foundation
Table 4: Some government-sponsored web sites with information useful in risk factor management. Risk factor Website address Diet http://www.nutrition.gov Body weight http://www.nhlbi.nih.gov/ guidelines/obesity/ob_home.htm (click on Healthy Weight) Exercise http://www.fitness.gov Cholesterol* http://www.nhlbi.nih.gov/ guidelines/cholesterol Figure 2: Ages covered by the current guidelines, and those covered Blood pressure http://www.nhlbi.nih.gov/guidelines/ by previous guidelines developed for use in the general population. hypertension/index.htm Hormone http://www.nhlbi.nih.gov/health/ replacement women/index.htm population or in CKD. In the end, it was concluded that Smoking http://www.cdc.gov/tobacco/ adolescents (defined by the onset of puberty) with a kid- sgr/index.htm ney transplant, should be included in these guidelines. Children (before the onset of puberty) should be managed *National Cholesterol Education Program Expert Panel on Detec- tion, Evaluation, and Treatment of High Blood Cholesterol in Adults, according to existing guidelines, such as the NCEP-C (6). Adult Treatment Panel III. All web addresses as of 30 October 2002. Scope The Work Group also considered the recommendations of the NKF Task Force on CVD concerning the manage- — aspirin for the primary prevention of cardiovascular ment of risk factors other than dyslipidemias (1). There events (26) are two potential reasons to assess other risk factors — a statement for health-care professionals from the Nutri- for ACVD: (i) to categorize overall risk for the purpose of tion Committee of the American Heart Association (27) making decisions regarding the management of dyslipid- emia; and (ii) to identify modifiable risk factors other than — Clinical Guidelines on the Identification, Evaluation, dyslipidemia that should also be treated. The first reason and Treatment of Overweight and Obesity in was considered unnecessary (for the purpose of these Adults. Bethesda, MD: National Heart, Lung and guidelines) by accepting the recommendation that a Blood Institute, 1998, http://nhlbi.nih.gov/guidelines/ kidney transplant patient should be considered to have obesity/ob_home.htm a CHD risk equivalent when deciding the appropriate — the American Heart Association/American College of management of dyslipidemia. However, the Work Cardiology Guidelines for Preventing Heart Attack Group acknowledged that other risk factors are also and Death in Patients with Atherosclerotic Cardio- important in the pathogenesis of ACVD and should be vascular Disease (28) treated. Therefore, the Work Group concluded that for kidney transplant patients: — Primary Prevention Of Ischemic Stroke: a Statement for Health-Care Professionals from the Stroke Council of the American Heart Association (29) dyslipidemia management should be undertaken in conjunction with all other available measures to reduce — A Clinical Practice Guideline for Treating Tobacco the overall risk of ACVD; Use and Dependence: A US Public Health Service Report (30). modifiable, conventional risk factors (including hyper- tension, cigarette smoking, glucose intolerance or The task of the Work Group was greatly facilitated by the diabetes control, and obesity) should be assessed at ATP III, (4) and the NCEP-C for children and adolescents initial presentation and at least yearly thereafter; (6). However, the ATP III and NCEP-C make few specific modifiable risk factors should be managed according to recommendations for the evaluation and treatment of existing guidelines (Table 4), including, but not limited to: dyslipidemias in CKD and in kidney transplant patients, and none of the guideline statements includes or excludes — the Sixth Report of the Joint National Committee on these patients. The ATP III notes that nephrotic syndrome Prevention, Detection, Evaluation, and Treatment of is a cause of secondary dyslipidemia, and suggests that High Blood Pressure (23) consideration be given to the use of cholesterol-lowering drugs if hyperlipidemia persists despite specific treatment — the American Diabetes Association Clinical Practice for kidney disease. The ATP III also notes that various Recommendations (24) dyslipidemias have been reported in persons with kidney — Hormone Replacement Therapy and Cardiovascular failure. However, it suggests that a cautious approach be Disease: A Statement for Health-Care Professionals taken, since these persons are prone to drug side-effects, from the American Heart Association (25) e.g. they are at increased risk for myopathy from both
16 American Journal of Transplantation 2004; 4 (Suppl. 7): 13–53 Clinical practice guidelines for managing dyslipidemias in kidney transplant patients fibrates and statins. In fact, the ATP III suggests that Anticipated updates chronic kidney failure is a contraindication to fibrates. All guidelines should be updated whenever new, per- tinent information becomes available. To anticipate The Work Group concluded that, in most areas, the ATP III when these guidelines may need to be updated, the and NCEP-C were applicable to adults and adolescents, Work Group discussed ongoing clinical trials in the general respectively. It considered that defining areas where the population and in patients with CKD, as those results may ATP III and NCEP-C needed modification and refinement be pertinent to some recommendations. Late in the for patients with CKD, including kidney transplant recipi- course of development of these guidelines, the results ents, to be its principal task. In the end, relatively few of the Heart Protection Study were published (31). This modifications were needed (Table 5).12 study randomly allocated 20 536 adults with coronary artery disease (CAD) to 40mg simvastatin vs. matching Intended users placebo. Patients treated with simvastatin had an 18% These guidelines are intended for use by physicians, transplant reduction in coronary deaths. Importantly, the reduction coordinators, nurses, nurse practitioners, pharmacists, diet- in mortality was seen irrespective of the baseline level of itians, and other healthcare professionals who care for kidney cholesterol. This raised the possibility that all patients transplant recipients. The information contained in these guide- with known CAD should be treated with a statin, regard- lines can and should be conveyed to patients and their families less of the serum cholesterol level. Ultimately, these in an understandable manner by their physician and/or other and other results from ongoing trials could conceivably healthcare professionals. The development of educational sup- change the recommended approach to treatment of port materials designed specifically for patients and their families dyslipidemias. Some other important ongoing trials in should be part of the implementation of these guidelines. patients from the general population include:
Table 5: Key features of the NKF-K/DOQI Guidelines that differ from those of the National Cholesterol Education Program Adult Treatment Panel III and the Expert Panel on Children Adult Treatment Panel III Guidelines NKF-K/DOQI Guidelines CKD and kidney transplant patients are not managed CKD and kidney transplant patients should be considered differently from other patients to be in the highest risk category Evaluation of dyslipidemias should occur every 5 years Evaluation of dyslipidemias should occur at presentation, after a change in status, and annually Drug therapy is considered optional for LDL Drug therapy should be used for LDL 100–129 mg/dL after 100–129 mg/dL 3 months of TLC Initial drug therapy for high LDL should be with a statin, Initial drug therapy for high LDL should be with a statin bile acid sequestrant, or nicotinic acid No recommendations are made for patients <20 years old Recommendations are made for patients <20 years old Fibrates are contraindicated in Stage 5 CKD Fibrates may be used in Stage 5 CKD a) for patients with triglycerides 500 mg/dL; and b) for patients with triglycerides 200 mg/dL with non-HDL cholesterol 130 mg/dL, who do not tolerate statins No preferences are indicated for which a fibrate should Gemfibrozil may be the fibrate of choice for treatment of be used to treat hypertriglyceridemia high triglycerides in patients with CKD and kidney transplant patients Expert Panel on Children Adolescents with CKD are not managed differently from Adolescents with CKD or kidney transplants should be other patients considered to be in the highest risk category Evaluation of dyslipidemias should occur every 5 years Evaluation of dyslipidemias in adolescents with kidney transplants should occur at presentation, after a change in kidney status, and annually If LDL >130 mg/dL, start TLC Step I AHA diet, followed If LDL is 130–159 mg/dL, start TLC diet (if nutritional in 3 months by Step II AHA diet if LDL >130 mg/dL status is adequate), followed in 6 months by a statin* if LDL 130 mg/dL If LDL 160 mg/dL and family history of CHD or two If LDL 160 mg/dL, start TLC plus a statin or more CVD risk factors, start drug therapy To convert mg/dL to mmol/L, multiply triglycerides by 0.01129 and cholesterol by 0.02586. *Currently, atorvastatin is the only statin approved by the US Food and Drug administration for use in children. NKF-K/DOQI, National Kidney Foundation Kidney Disease Outcomes Quality Initiative; CKD, chronic kidney disease; AHA, American Heart Association; LDL, low-density lipoprotein cholesterol; TLC, therapeutic lifestyle changes; CVD, cardiovascular disease.
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