Return of Private Foundation ONE FERRY BUILDING 255 415-677
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Return of Private Foundation OMB No 1545-0052 Form 990 ' P F or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. Department of the Treasury ► 2013 Information about Form 990-PF and its separate instructions is at wWW /rS gov/form990pf Internal Revenue Servi ce ► en to P u blic I nspection For calendar year 2013 or tax year beginning and ending Name of foundation A Employer identification number TT4 RARRRn ( T4 P PRO RTTF.CTA FnTTNnATTON 94-3241225 Number and street (or P O box number if mail is not delivered to street address ) Room /suite B Telephone number ONE FERRY BUILDING 255 415-677-5922 City or town , state or province, country, and ZIP or foreign postal code C If exemption application is pending , check here SAN FRANCISCO , CA 94111 G Check all that apply 0 Initial return 0 Initial return of a former public charity D 1 Foreign organizations , check here 0 Final return L Amended return 2 Foreign organizations meeting the 85% test D Address chan g e D Name chan ge check here and attach computation H Check type of organization ® Section 501 ( c)(3) exempt private foundation E If private foundation status was terminated 0 Section 4947 (a )( 1 ) nonexem pt charitable trust = Other taxable p rivate foundation under section 507 (b)(1)(A), check here I Fair market value of all assets at end of year J Accounting method 0 Cash ® Accrual F If the foundation is in a 60-month termination (from Part II, col (c), line 16) = Other ( specify ) under section 507(b )(1)(B), check here Part 1, column (d) must be on cash basis) ► $ 7 8 3 3 513 . ( Part I Analysis of Revenue and Expenses ( a) Revenue and (b) Net investment ( c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and ( d) may not for charitable purposes necessarily equal the amounts in column (a)) exp enses p er books income income (cash basis only) 1 Contributions, gifts, grants, etc , received 2 , 500 , 000 . N/A 2 Check ► a it the foundation is not required to attach Sch B Interest on savings and temporary 3 cash investments 133 , 359 . 133 , 359. S TATEMENT 1 4 Dividends and interest from securities 117 , 805 . 117 805 . S TATEMENT 2 5a Gross rents b Net rental income or (loss) 6a Net gain or ( loss) from sale of assets not on line 10 373 , 685. Gross sales price for all =`C b assets on line Ba 4, 146,987. ' f r^ 7 Capital gain net income ( from Part IV , line 2) 373 , 685. 8 Net short -term capital gain 9 Income modifications Gross sales less returns 10a and allowances b Less Cost of goods sold c Gross profit or (loss) 11 Other income 12 Total Add lines 1 throu g h 11 3 , 12 4 , 849 . 624 , 849. 13 Compensation of officers , d i rectors , trustees , etc 36 , 000 . 0. 36 , 000. 14 Other employee salaries and wages 15 Pension plans , employee benefits 16a Legal fees STMT 3 70. 0. 70. v cb qrm SMT 4 2 , 600. 1 , 300. 1 , 300. W II^c Othe a Ls MT 5 22 , 450. 22 , 450. 0. 1 1 terest 1E 1Qcna^ xeNQ\) &)T,MT 6 50 , 998. 1 , 144. 0. 19 DeI preclatlon and dentetlon, 152. 0. E 20 Occupa qI cq 11 _ ll " ( I ^ I^ a 21Travel;-^Dn}Ccen^ Irrtgs M 22 Printing and publications 0 23 Other expenses STMT 7 1 315. 702. 613. M 24 Total operating and administrative C, expenses Add lines 13 through 23 113 , 5 85. 25 , 596. 37, 983. 0 25 Contributions, gifts, grants paid 3 582 , 004. 3 , 582 , 004. 26 Total expenses and disbursements Add lines 24 and 25 3 695 589. 25 , 596. 3 , 619 , 987. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements - 570 , 740. b Net investment income (if negative, enter -0-) 599 , 253 c Ad j usted net income (it negative, enter -0-) N / A 10-o-'t3 LHA For Paperwork Reduction Act Notice , see instructions Form 990-PF (2013) 2 12351029 718997 2014068 2013.04030 THE BARBRO OSHER PRO SUECIA 2014068 Fnrm99n-PF(2n131 THE RARRRO OSHFR PRn RtJECTA FOUNDATION 94-3241225 Pane2 inthedescription Beginning of year End of year Part ll Balance Sheets A^chedschedules andamounts column should be for end-of-year amounts only (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing 2 Savings and temporary cash investments 350 , 925. 1 , 051 , 201. 1 , 051 , 201. 3 Accounts receivable ► Less' allowance for doubtful accounts ► 4 Pledges receivable ► Less allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons 7 Other notes and loans receivable ► Less: allowance for doubtful accounts ► Inventories for YN 8 sale or use y 9 Prepaid expenses and deferred charges 13 , 964. 1 , 515. 1 , 515. a 10a Investments - U.S. and state government obligations b Investments - corporate stock STMT 8 6 , 407 , 000. 6 , 422 , 126. 6 , 422 , 126. c Investments - corporate bonds 11 investments - land buildings , and equipment basis ► Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other STMT 9 386 , 855. 358 , 633. 358 , 633. 14 Land, buildings, and equipment. basis ► 1 , 065. Less accumulated depreciation STMT 1010- 1 , 027. 190. 38. 38. 15 Other assets (describe ► 16 Total assets (to be completed by all filers - see the instructions Also see paQ e 1 Item 1 ) 7 , 158 , 934. 7 , 833 , 513. 7 , 833 , 513. 17 Accounts payable and accrued expenses 2 848. 37 , 697. 18 Grants payable 1 , 530 , 000. 2 , 210 , 000. o 19 Deferred revenue 20 Loans from officers , directors trustees , and other disqualified persons 21 Mortgages and other notes payable J 22 Other liabilities (describe ► 23 Total liabilities add lines 17 throu g h 22 1 , 532 , 848. 2 2 4 7 6 9 7. Foundations that follow SFAS 117, check here ► 0 and complete lines 24 through 26 and lines 30 and 31 24 Unrestricted v 25 Temporarily restricted to 26 Permanently restricted Foundations that do not follow SFAS 117, check here ► LLit and complete lines 27 through 31 27 Capital stock, trust principal, or current funds 0 . 0. 28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 . 0. a 29 Retained earnings, accumulated income, endowment, or other funds 5 , 626 , 086 . 5 , 585 , 816. Z 30 Total net assets or fund balances 5 , 626 , 086 . 5 , 585 , 81 63 31 Total liabilities and net assets/fund balances 7 15 8 9 3 4 . 7 833 . 51 . Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 5 , 626 086 2 Enter amount from Part I, line 27a 2 -570 740 . not 3 Other increases included in line 2 (itemize) ► UNREALIZED GAIN/ LOSS 3 604 , 150. 4 Add lines 1, 2, and 3 4 5 659 496 . 5 Decreases not included in line 2 (itemize) ► PRIOR PERIOD ADJUSTMENT 5 73 680. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II. column W. line 30 6 5 585 . 816 . Form 990-PF (2013) 323511 10-10-13 3 12351029 718997 2014068 2013.04030 THE BARBRO OSHER PRO SUECIA 20140681 Form 990-PF (2013) THE BARBRO OSHER PRO SUECIA FOUNDATION 94-3241225 Page 3 Part IV j Capita l Gai ns and Losses for Tax on Investment Income (b How acquired (a) List and describe the kind(s) of property sold (e.g., real estate, (c(mDate acquired (d) Date sold D - Purchase yr.) (mo., 2-story brick warehouse; or common stock, 200 shs. MLC Co ) D Donation No., day, day, yr la SEE OSTERWEIS CAPITAL MANAGEMENT STATEMENT P b SEE ATTACHED CONIFER STATEMENT ACCT 118021 P c SEE ATTACHED CONIFER STATEMENT ACCT 108023 P d SEE OSTERWEIS CAPITAL MANAGEMENT STATEMENT P e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 700 741. 683 831. 16 , 910. b 1 , 158 , 489. 921 841. 236 648. c 1 , 145 , 056. 1 , 081 , 046. 64 , 010. d 1 , 142 , 701. 1 1 , 086 , 584. 56 , 117. e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus col less -0-) or 0) Adjusted basis (k) Excess of col. (i) (k (i) F M V. as of 12/31/69 as of 12/31/69 over col (I), if any ,but (from col a 16 , 910. b 236 648. C 64 , 010. d 56 , 117. e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 373 , 685. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If ( loss ), enter -0- in Part I line 8 3 N / A I Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940( a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank.