Shah Mohammed Reza Pahlavi and Ayatollah Khomeini: in Light of Shi'i History
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W&M ScholarWorks Dissertations, Theses, and Masters Projects Theses, Dissertations, & Master Projects 1986 Shah Mohammed Reza Pahlavi and Ayatollah Khomeini: in Light of Shi'i History Brigitte U. Neary College of William & Mary - Arts & Sciences Follow this and additional works at: https://scholarworks.wm.edu/etd Part of the History of Religion Commons, Islamic Studies Commons, and the Social and Behavioral Sciences Commons Recommended Citation Neary, Brigitte U., "Shah Mohammed Reza Pahlavi and Ayatollah Khomeini: in Light of Shi'i History" (1986). Dissertations, Theses, and Masters Projects. Paper 1539625376. https://dx.doi.org/doi:10.21220/s2-0f6r-pf24 This Thesis is brought to you for free and open access by the Theses, Dissertations, & Master Projects at W&M ScholarWorks. It has been accepted for inclusion in Dissertations, Theses, and Masters Projects by an authorized administrator of W&M ScholarWorks. For more information, please contact [email protected]. SHAH MOHAMMED REZA PAHLAVI AND AYATOLLAH KHOMEINI IN LIGHT OF SHI'I HISTORY A Thesis Presented to The Faculty of the Department of Sociology The College of William and Mary in Virginia In Partial Fulfillment Of the Requirements for the Degree of Master of Arts by Brigitte U. Neary 1986 ProQuest Number: 10627875 All rights reserved INFORMATION TO ALL USERS The quality of this reproduction is dependent upon the quality of the copy submitted. In the unlikely event that the author did not send a com plete manuscript and there are missing pages, these will be noted. Also, if material had to be removed, a note will indicate the deletion. uest ProQuest 10627875 Published by ProQuest LLC (2017). Copyright of the Dissertation is held by the Author. All rights reserved. This work is protected against unauthorized copying under Title 17, United States Code Microform Edition © ProQuest LLC. ProQuest LLC. 789 East Eisenhower Parkway P.O. Box 1346 Ann Arbor, Ml 48106 - 1346 APPROVAL SHEET This thesis is submitted in partial fulfillment of the requirements for the degree of Master of Arts Author Approved, January 1986 Nathan Altshuler Department of Anthropology Satoshi Ito Gary A>~Kreps /AfK Edwin H . Rh^pe J Chair DEDICATION To P.J. I'm glad you are my son. TABLE OF CONTENTS Page ACKNOWLEDGEMENTS . v ABSTRACT . .vi INTRODUCTION . 2 RELATIONSHIP TO THEORETICAL AND EMPRIRICAL KNOWLEDGE . 5 RESEARCH QUESTIONS, GOAL AND APPROACH . .14 ISLAM EMERGES: AN INTEGRATIVE SYSTEM IN THE CONTEXT OF SOCIAL CHANGE AND CONFLICT--A REVITALIZTIONMOVEMENT . .15 SHI'ISM IS BORN: AN INTEGRATIVE SYSTEM IN OPPOSITION TO THE RULING GROUP A REVITALIZATION MOVEMENT .... 18 THE ELABORATION OF IRANIAN SHI'ISM AS INTEGRATIVE SYSTEM IN THE CONTEXT OF THREAT . .21 SHI'ISM CONTINUES AS INTEGRATIVE SYSTEM IN THE FACE OF THREAT............... .30 ESTABLISHMENT OF THE PAHLAVI DYNASTY: ESTABLISHMENT OF A NEW THREAT SYSTEM................. .33 SUCCESSION OF THE PAHLAVI DYNASTY--SUCCESSION OF A THREAT SYSTEM: SOCIAL DISTANCE INCREASES ........................ .39 THE THREAT SYSTEM TAKES CENTER STAGE . .44 IN THE FACE OF CONTINUED THREAT: KHOMEINI-- THE VOICE OF THE OPPOSITION--THE PROMISE OF SECURITY . .50 EVENTS CONTRIBUTING TO THE GROWING GULF: OUT OF THE VOID EMERGES KHOMEINI THE VOICE OF COUNTERTHREAT IN THE NAME OF ISLAM . 58 REFLECTIONS OF DISTANCE ......................... 67 OIL AND AMERICAN INVOLVEMENT: TANGIBLE FACTORS IN THE DISTANCING PROCESS . .76 KHOMEINI--THE "PRINCE" WHO LEGITIMATES HIS OWN THREAT SYSTEM THE IMAM IN THE LINE OF ALI- -THE CHARISMATIC LEADER--THE HERO . 82 THE SHAH FROM EXILE: DISTANCE EXEMPLIFIED THROUGH HIS VIEWS . .85 CONCLUSION . .86 iii APPENDIX A: GLOSSARY............................. .90 APPENDIX B: CHRONOLOGY OF IMPORTANT HISTORICAL EVENTS . .96 APPENDIX C: COUNTRY PROFILE BEFORE THE REVOLUTION. .104 NOTES .... .111 BIBLIOGRAPHY . .113 iv ACKNOWLEDGEMENTS I would like to express my profound thanks to Professors Edwin Rhyne, Satoshi Ito, Nathan Altshuler and Gary Kreps. With your skill, patience, vast knowledge, sense of humor, and caring, you guided me successfully, and relatively painlessly through this research and writing process. I would also like to thank Professors Elaine Themo, Victor Liguori and Jon Kerner for the constant encouragement I received, and Susan Bosworth, Betsy Farmer, John Linn, Fredi Jackson, and Christie Dressier for technical assistance, and for a listening ear. The support of Philip Neary, my spouse for sixteen years, of P.J., my son, and of all of my friends, helped me negotiate some of the rough spots. Finally, thank you, Georg and Margarethe Rotterschmidt, my parents, you didn't do so badly after all. ABSTRACT This study attempts to illuminate the relationship between Shah Mohammed Reza Pahlavi and Ayatollah Khomeini in Iran, in the context of Shi'i history. The Boulding model serves as the major theoretical framework. It postulates three kinds of human relationships based on differing organizing principles, namely, the exchange system, the integrative system, and the threat system. Established through a military coup d'etat in 1921 by Reza Khan (the father of Moahammed Reza Pahlavi) the threat system seemed to dominate Iran throughout the Pahlavi rule which ended in 1979. Under this kind of social organization, distance and legitimacy emerge as major variables. Activities, writings, and speeches of major public figures are employed to demonstrate the disparity between intent and outcome of the Shah's policies, and between world views and subsequent actions of the Shah and Khomeini. The theoretical offerings of Wallace and Klapp, add to the Boulding model by postulating how societies reflect distress and disintegration, inherent to any threat system, and how they handle these conditions. Wallace concentrates on "revitalization movements" which occur within groups or societies suffering from threatened self-identity and involve re-definition in opposition to other groups. Klapp explores the role of villain images, facilitating the "closing of the system." Together these themes form the background for an analysis of Shi'ism in Iran as an integrative system with a history of opposition to the ruling group, and as apparent contemporary solution for many Iranians. They further permit insight into the nature of the regime of Mohammed Reza Pahlavi, and into the role of Ayatollah Khomeini as voice of the opposition, charismatic leader, and as "prince" who legitimates his own threat system. SHAH MOHAMMED REZA PAHLAVI AND AYATOLLAH KHOMEINI IN LIGHT OF SHI'I HISTORY INTRODUCTION HE HAS LEFT large photos of a gaunt, elongated face, its controlled features so bent on showing neither anxiety nor defeat that it no longer expresses anything at all.... HE HAS RETURNED A severe patriarchal face that has no intention of expressing anything at all fills the rest of the page. (And between that departure and that return, what heights of emotion and fervor, rage and terror, how many conflagrations!) (Kapuscinski 1985, 3). To some of the scholars studying Iranian history, the recent revolution in Iran was an extreme reaction to social atomization, a byproduct of rapid change. Islam constituted a fallback ideology to capture the alienated, the disoriented, and the angry (Dekmajian in Curtis 1981, 40). To others, the revolution represented triumph over decades of "total repression” and over the "complete absence of rights" (Katouzian 1981, 332). "A nation trampled by despotism, degraded, forced into the role of an object, seeks shelter, seeks a place where it can dig itself in, wall itself off, be itself" (Kapuscinski 1985, 113). It is an attempt to preserve its separate identity and to regain security. "But a whole nation cannot emigrate, so it undertakes a migration in time rather than space" (Kapuscinski 1985, 113). Migration in time may involve self-definition in opposition to other groups, in terms of "what we are not." In its extreme form, this presentation of a united front expresses itself in schism, revolution and war. Symbols, rituals and institutions, rooted in commonly shared values, beliefs, expectations and anxieties perpetuate submission to the group--which becomes the magna mater, and gives renewed meaning and security to life. 2 Meaning is a way of ordering. It lends context to information and to relations. Thus, it forms the basis for identity, and identification, and consequently, for autonomy. As Miller observes, societies make their most important adjustments to the meaning, rather than the rate of incoming information. If the rate alone seems to threaten identity--it is a sign "that the system is breaking down." One exception, however, is monetary information--where changes in flows activate adjustment processes. Thus, profound social changes may follow sudden increase in wealth such as oil producing countries experienced in the 1970s (Miller 1978, 833-834). Confronted with drastic change in all spheres of life, over a relatively short period of time, the Iranian people faced major adjustments. Within the context of instability, rooted in Iranian history, this process threatened their separate identity. In this sense, intense embrace of Shi'ism, to the exclusion of other solutions, eliminated a multitude of behavioral elements, basic to change, and increased predictability of events.^ At the same time, however, Shah Mohammed Reza Pahlavi seemingly offered his own kind of predictability. For instance, he apparently tried to facilitate social cohesion, and establish legitimacy, through rituals, such as the formal coronation ceremony in 1967, and