Data Management Plan
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Data Management Plan Prepared by Pietro Zambelli, Simon Pezzutto, Giulia Garegnani, Alessandro Pignatelli, Liise Lehtsalu (EURAC), Lukas Kranzl, and Sara Fritz (TUW) Reviewed by Marco Ciurcina (StudioLegale.it), Vincent Roch and Gabriel Ruiz (CREM) 31.01.2017 (First draft) 15.02.2017 (Version sent for peer-review) 31.03.2017 (Final version) 28.09.2018 (Fist update) PROJECT INFORMATION Project name Hotmaps Grant agreement number 723677 Project duration 2016-2020 Project coordinator Lukas Kranzl TU Wien Energy Economics Group – EEG Gusshausstrasse 25-29/370-3 A-1040 Wien / Vienna, Austria Phone: +43 1 58801 370351 E-Mail: [email protected] Legal notice The sole responsibility for the contents of this publication lies with the authors. It does not necessarily reflect the opinion of the European Union. Neither the INEA nor the European Commission is responsible for any use that may be made of the information contained therein. All rights reserved; no part of this publication may be translated, reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the written permission of the publisher. Many of the designations used by manufacturers and sellers to distinguish their products are claimed as trademarks. The quotation of those designations in whatever way does not imply the conclusion that the use of those designations is legal without the consent of the owner of the trademark. 2 The Hotmaps project The EU-funded project Hotmaps aims at designing a toolbox to support public authorities, energy agencies and urban planners in strategic heating and cooling planning on local, regional and national levels, and in line with EU policies. In addition to guidelines and handbooks on how to carry out strategic heating and cooling (H&C) planning, Hotmaps will provide the first H&C planning software that is User-driven: developed in close collaboration with 7 European pilot areas Open source: the developed tool and all related modules will run without requiring any other commercial tool or software. Granting free in use and access to the source code. EU-28 compatible: the tool will be applicable for cities in all 28 EU Member States The consortium behind 3 Table of Contents 1. Objectives 10 2. Types of managed data in Hotmaps 10 3. Data collection framework 11 3.1 External data sources........................................................................................ 11 3.2 Data quality process.......................................................................................... 12 4. Best practices and guidelines to Data Management in relation to Hotmaps 13 4.1 Data vocabularies and metadata ..................................................................... 17 4.2 Name Conventions ........................................................................................... 17 4.3 Sensitive data .................................................................................................... 19 4.4 Data formats ..................................................................................................... 22 4.5 Data preservation ............................................................................................. 23 4.6 Feedback ....................................................................................................... 26 4.7 Data enrichment ............................................................................................... 27 4.8 Data license ....................................................................................................... 27 4.9 Provenance and quality .................................................................................... 28 4.10 Data versioning ............................................................................................... 28 4.11 Data identification .......................................................................................... 30 4.12 Data access...................................................................................................... 30 4.13 General Data Protection Regulation………………………………………………………….. 31 4.14 Conclusion of best practices and guidelines……………………………………………. 32 5. Allocation of resources 32 5.1 Costs estimate to make the open-data FAIR ................................................. 32 5.2 Data management responsibilities .................................................................. 33 5.3 Data management plan updates and revisions ............................................... 34 Conclusions 35 References 35 4 According to the ”Guidelines on FAIR Data Management in Horizon 2020 (Version 3.0, 26 July 2016)” the Data Management Plan should address following issues - next to the listed points, please find the text section of the given Data Management Plan in which those are treated: DATA SUMMARY State the purpose of the data collection/generation 1. Objectives, Page 10 Explain the relation to the objectives of the project 4 Best practice and guidelines to data management in relation to Hotmaps, Page 13 Specify the types and formats of data generated/collected 4.4 Data formats, Page 22 Specify if existing data is being re-used (if any) 3.1 External data source, Page 11 Specify the origin of the data 3.1 External data sources, Page 11 State the expected size of the data (if known) 4.5 Data preservation, Page 23 Outline the data utility: to whom will it be useful 2. Types of managed data in Hotmaps, Page 10 MAKING DATA FINDABLE, INCLUDING PROVISIONS FOR METADATA [FAIR DATA] Outline the discoverability of data (metadata provision) 4.1 Data vocabularies and metadata, Page 17 Outline the identifiability of data and refer to standard 4.11 Data identification mechanism. Do you make use of persistent and identification, Page unique identifiers such as Digital Object Identifiers? 30 Outline naming conventions used 4.2 Name conventions, Page 17 Outline the approach towards search keyword 4.1 Data vocabularies and metadata, Page 17 Outline the approach for clear versioning 4.10 Data versioning, Page 28 5 Specify standards for metadata creation (if any). If there are no 4.1 Data standards in your discipline describe what metadata will be vocabularies and created and how metadata, Page 17 MAKING DATA OPENLY ACCESSIBLE [FAIR DATA] Specify which data will be made openly available? If some data is 4.8 Data license, kept closed provide rationale for doing so Page 27 Specify how the data will be made available 4.4 Data formats, Page 22 Specify what methods or software tools are needed to access the 4.4 Data formats, data? Is documentation about the software needed to access the Page 22 data included? Is it possible to include the relevant software (e.g. in open source code) Specify where the data and associated metadata, documentation 4.4 Data formats, and code are deposited Page 22 Specify how access will be provided in case there are any 4.4 Data formats, restrictions Page 22 MAKING DATA INTEROPERABLE [FAIR DATA] Assess the interoperability of your data. Specify what data and 4.1 Data metadata vocabularies, standards or methodologies you will follow vocabularies and to facilitate interoperability metadata, Page 17 Specify whether you will be using standard vocabulary for all data 4.1 Data types present in your data set, to allow inter-disciplinary vocabularies and interoperability? If not, will you provide mapping to more metadata, Page 17 commonly used ontologies? INCREASE DATA RE-USE (THROUGH CLARIFYING LICENSES) [FAIR DATA] Specify how the data will be licenced to permit the widest reuse 4.8 Data license, possible Page 27 Specify when the data will be made available for re-use. If 4.8 Data license, applicable, specify why and for what period a data embargo is Page 27 needed Specify whether the data produced and/or used in the project is 4.8 Data license, useable by third parties, in particular after the end of the project? Page 27 If the re-use of some data is restricted, explain why Describe data quality assurance processes 3.2 Data quality process, Page 12 6 Specify the length of time for which the data will remain re-usable 4.5 Data preservation, Page 23 ALLOCATION OF RESOURCES Estimate the costs for making your data FAIR. Describe how you 5.1 Cost estimate to intend to cover these costs make the open-data FAIR, Page 31 Clearly identify responsibilities for data management in your 5.2 Data project management responsibilities, Page 33 Describe costs and potential value of long term preservation 5.1 Costs estimate to make the open-data FAIR, Page 32 DATA SECURITY Address data recovery as well as secure storage and transfer of 4.12 Data access, sensitive data Page 30 and 4.5 Data preservation Page 23 ETHICAL ASPECTS To be covered in the context of the ethics review, ethics section of 4.3 Sensitive data, DoA and ethics deliverables. Include references and related Page 19 technical aspects if not covered by the former OTHER Refer to other national/funder/sectorial/departmental procedures 3.2 Data quality for data management that you are using (if any) process, Page 12 7 Executive Summary Hotmaps is part of the H2020 Pilot on Open Research Data - a plan established to maximise access and reuse of projects research data. Data Management Plans (DMPs) describe how to make research data findable, accessible, interoperable and reusable (FAIR). Towards this goal, we present the following DMP, which describes the life cycle management of data sets processed or generated during/beyond Hotmaps. The DMP also documents