THÈSE
Pour l'obtention du grade de DOCTEUR DE L'UNIVERSITÉ DE POITIERS UFR des sciences fondamentales et appliquées Institut de paléoprimatologie, paléontologie humaine : évolution et paléoenvironnements - IPHEP (Poitiers) (Diplôme National - Arrêté du 7 août 2006)
École doctorale : Sciences pour l'environnement - Gay Lussac (La Rochelle) Secteur de recherche : Terre solide et enveloppes superficielles
Présentée par : Giselle Ribeiro de Paula Machado
Révision des Ionoscopiformes (Actinopterygii: Neopterygii) et de certains taxons fossiles halécomorphes basaux : morphologie, taxonomie et relations phylogénétiques
Directeur(s) de Thèse : Olga Otero, Paulo Brito
Soutenue le 25 mars 2016 devant le jury
Jury :
Président Didier Bouchon Professeur des Universités, Université de Poitiers
Rapporteur François Meunier Professeur émérite, Musem national d'histoire naturelle
Rapporteur Gaël Clément Professeur des Universités, Museum national d'histoire naturelle
Membre Olga Otero Maître de conférences, Université de Poitiers
Membre Paulo Brito Professor, Rio de Janeiro universitário federal, Brasil
Membre Lionel Cavin Conservateur, Muséum d'histoire naturelle de Genève, Suisse
Membre Diogo de Mayrinck Professor assistente, Rio de Janeiro universitário federal, Brasil
Pour citer cette thèse : Giselle Ribeiro de Paula Machado. Révision des Ionoscopiformes (Actinopterygii: Neopterygii) et de certains taxons fossiles halécomorphes basaux : morphologie, taxonomie et relations phylogénétiques [En ligne]. Thèse Terre solide et enveloppes superficielles. Poitiers : Université de Poitiers, 2016. Disponible sur l'Intranet de l'Université de Poitiers
7+(6( SRXUO¶REWHQWLRQGXJUDGHGH'RFWHXUGHO¶8QLYHUVLWpGH3RLWLHUV 'LSO{PHQDWLRQDODUUrWpGXDRW (FROH'RFWRUDOH*D\/XVVDF 6HFWHXUGHUHFKHUFKH7HUUH6ROLGHHW(QYHORSSHVVXSHUILFLHOOHV 6SpFLDOLWp3DOpRQWRORJLH SUpVHQWpHSDU *LVHOOH5LEHLURGH3DXOD0DFKDGR 5pYLVLRQGHV,RQRVFRSLIRUPHV $FWLQRSWHU\JLL1HRSWHU\JLL HWGHFHUWDLQVWD[RQVIRVVLOHVKDOpFRPRUSKHVEDVDX[ PRUSKRORJLHWD[RQRPLHHWUHODWLRQVSK\ORJpQpWLTXHV 5HYLVmRGH,RQRVFRSLIRUPHV $FWLQRSWHU\JLL1HRSWHU\JLL HFHUWRVWi[RQVIyVVHLVEDVDLVGH +DOHFRPRUSKLPRUIRORJLDWD[RQRPLDHUHODo}HVILORJHQpWLFDV GLULJpHSDU 2OJD2WHUR 83 HW3DXOR%ULWR 8)5- 6RXWHQXHOHPDUV GHYDQWODFRPPLVVLRQFRQVWLWXpHGH 'LGLHU%RXFKRQ 38 /(%, 83RLWLHUV 3DXOR%ULWR 38 8)5- 5LR-DQHLUR /LRQHO&DYLQ FRQVHUYDWHXU 0+9* *HQqYH *DsO&OpPHQW 301+1 &53 01+13DULV 'LRJR0D\ULQFN DVVSURI 8)5- 5LR-DQHLUR 2OJD2WHUR 0&)+'5 L3+(3 83RLWLHUV 5DSSRUWHXUVGHODWKqVH *DsO&OpPHQW 301+1 &53 01+13DULV )UDQoRLV0HXQLHU 301+1pPpULWH %25($ 01+13DULV
'(',&$66( 'HGLFRHVWHWUDEDOKRD:DOGRPLUR'LDV5LEHLURPHXDY{3HVVRDFRPTXHPFRQYLYLSRXFR WHPSRPDVTXHPHSDVVRXYDORUHVFRPRDPRUKXPLOGDGHHIpRVTXDLVWHQWRH[HUFHUDFDGD GLD(OHMiGL]LDDQWHVPHVPR GHHXVDEHURVLJQLILFDGR ³9RFrVHUiGRXWRUDPLQKDILOKD´ 7DOYH]HXVHMDGRXWRUDWDOYH]QmRDGRXWRUDTXHHOHLPDJLQDYDSURYDYHOPHQWHPXLWRORQJH GR TXH HOH LPDJLQDYD PDV FHUWDPHQWH HOH VHULD D SHVVRD PDLV IHOL] H PDLV RUJXOKRVD GR UHVXOWDGRGDPLQKDYLGDDFDGrPLFDHSURYDYHOPHQWHFRORFDULDRSUHVHQWHH[HPSODUHPOXJDU GHGHVWDTXHHPVXDHVWDQWH3RULVVRWRGRRHVIRUoRSHVVRDOWRGRRWHPSRGHVSHQGLGRHWRGR RDSUHQGL]DGRUHVXOWDQWHGHVWDWHVHVmRHPKRPHQDJHPDHOH
5(0(5&,(0(176 $*5$'(&,0(1726 $JUDGHoRj3DXOR%ULWRH2OJD2WHURSHODRULHQWDomRGLVFXVV}HVFRQILDQoDLQFHQWLYR HDPL]DGH $/~FLR3DXORSHODVIRWRJUDILDVUHYLVmRGRWH[WRGLVFXVV}HVHDLQGDSHODSDFLrQFLD FRPSDQKLDFRPSUHHQVmRHFDULQKRGXUDQWHWRGRVRVPRPHQWRV $ -HV~V $OYDUDGR 2UWHJD SHOD UHYLVmR GR WH[WR GLVFXVV}HV HPSUpVWLPR GH ELEOLRJUDILDSHODUHFHSomRHDX[tOLRQDFROHomRGD81$0SHORDSRLRHDPL]DGH ¬$QGUpD(VSLQRODSHODUHYLVmRGRWH[WRDSRLRHDPL]DGH $RV PHXV IDPLOLDUHV 7HOPD 6HUYXOR 'DQLHO H /RRS\ SHOR DSRLR H FRPSUHHQVmR GXUDQWHPLQKDYLGDDFDGrPLFD $RVIDPLOLDUHV5LEHLURH0DFKDGRSHORDSRLRHWRUFLGD ¬6UD+HOHQDHDR6U5REHUWRSHORDSRLRHWRUFLGD ¬&DPLOD&XSHOORSHODGLYLVmRGHWRGRVRVPRPHQWRVGLVFXVV}HVDMXGDHDPL]DGH ¬5DIDHOD$LUHVSHODDPL]DGHHPWRGRVRVPRPHQWRV $RVDPLJRV5DTXHO/XLVD)HOLSH9LYLDQH$OLQH,YDQ.OH\WRQHPXLWRVRXWURVSHOR DSRLRDPL]DGHSHORVPRPHQWRVGHDOHJULDHSHODWRUFLGD $RVFROHJDVGRODERUDWyULRGH,FWLRORJLD7HPSRH(VSDoRSHORDX[tOLRHSHODWRUFLGD HPWRGRVRVPRPHQWRV $ %RX]LDQH .KDORXIIL H D 'LRJR 0D\ULQFN SHOR DX[tOLR SHOD GLVSRQLELOL]DomR GH ELEOLRJUDILDHSHORDSRLR $ 3DWULFN9LJQDXG H )UDQN *X\ SHODUHFHSomR QR ,SKHS DSRLR DFDGrPLFRHDX[tOLR FLHQWtILFR $WRGRVRVFROHJDVGR,SKHSSHODUHFHSomRHDSRLR ¬ $QQH /H 0DLWUH )ORULDQ /DSDOXV 6DODPHW 0DKERXEL 7KLHU\ *KLVODLQ -DTXHOLQH 1WVDPDDWDQJDQD$OLFH1RYHOORH'LPLWUL1HDX[SHODUHFHSomRDSRLRFRPSDQKLDHDPL]DGH ¬*KLVODLQH)ORUHQWHj*K\ODLQH5H\QDXGSRUWRGRRDSRLRHDX[tOLRjSURJUDPDomR GDVYLVLWDVjVFROHo}HVFLHQWtILFDV ¬'UD3HUULOOLDWH9LROHWD5RPHURSHORDX[tOLRQDFROHomRGD81$0 ¬6UD*DONLQSHORDX[tOLRQDFROHomRGR$01+ ¬6UD'HLVHSHORDX[tOLRQDFROHomRGR0XVHX1DFLRQDOGR5LRGH-DQHLUR ¬'UD5LFKWHUHj(PPD%HUQDUGSHODUHFHSomRHDX[tOLRQDFROHomRGR1+0HDLQGD SHODFRODERUDomRFLHQWtILFD
$R'U&OpPHQWSHODUHFHSomRHDX[tOLRQDFROHomRGR01+1 $R'U5REHUWSHODUHFHSomRHDX[tOLRQDFROHomRGD8QLYHUVLWpGH/\RQ $R'U%HUWKHWHDR'U9RJRXURX[SHODUHFHSomRHSHORDX[tOLRQDFROHomRGR0+1/ HSHODUHFHSomRGHWRGDDHTXLSHGR0XVpHGrV&RQIOXHQFHV $R 'U 'DO 6DVVR H j 'UD $OHVVDQGUHOOR SHOD UHFHSomR H DX[tOLR QD FROHomR GR 0610 $R'U5DLDSHODUHFHSomRHDX[tOLRQDFROHomRGR&016) ¬'UD'¶$JRVWLQRSHODUHFHSomRHDX[tOLRQDFROHomRGR0&)% $R'U6WRFNDUSHODUHFHSomRHDX[tOLRQDFROHomRGR0&61/ $R'U)XUUHUSHODUHFHSomRHDX[tOLRQDFROHomRGR3,08=+ ¬'UD0DUWLQDHDR'U0DUWLQSHODUHFHSomRHDX[tOLRQDFROHomRGR-0( $R'U5DXKXWHj'UD$UEDUHOORSHODUHFHSomRHDX[tOLRQDFROHomRGR%63* ¬&$3(6DR&13TDR,3+(3HDR&156SHORDSRLRILQDQFHLURHPIRUPDGHEROVD GHHVWXGRVHHPDX[tOLRGHVWLQDGRjYLVLWDGHFROHo}HV $RV GRXWRUHV -HVXV $OYDUDGR 2UWHJD -RVp 5LFDUGR 0HUPXGHV 3DXOR %ULWR 2OJD 2WHUR9DOpULD*DOORH 5(680( 5pYLVLRQ GHV ,RQRVFRSLIRUPHV $FWLQRSWHU\JLL 1HRSWHU\JLL HW GH FHUWDLQV WD[RQV IRVVLOHVG¶+DOHFRPRUSKLPRUSKRORJLHWD[RQRPLHHWSK\ORJpQLH /HV ,RQRVFRSLIRUPHV VRQW XQ RUGUH GH SRLVVRQV DFWLQRSWpU\JLHQV IRVVLOHV DYHF GH ODUJHV GLVWULEXWLRQV WHPSRUHOOH HW JpRJUSKLTXH FRQQXV GHSXLV OH 7ULDV PR\HQ MXVTX¶DX &UpWDFp VXSpULHXU HQ (XURSH $IULTXH $VLH HW $PpULTXH GX 1RUG HW GX 6XG /HV ,RQRVFRSLIRUPHV VRQWFRPSRVHVGHVGHX[IDPLOOHV2SKLRSVLGDHHW,RQRVFRSLGDHUHSUpVHQWpHVSDUGHVHVSqFHV YDULpHV GRQW FHUWDLQHV RQW OHXU DQDWRPLH HQFRUH PDO FRQQXH %LHQ TXH OHV ,RQRVFRSLIRUPHV VRLHQW FRQVLGpUpV FRPPH XQ JURXSH PRQRSK\OpWLTXH OHV HVSqFHV G¶2SKLRSVLGDH HW GH ,RQRVFRSLGDH GLIIqUHQW SDU SOXVLHXUV FDUDFWqUHV GRQW OH W\SH G¶pFDLOOH HW OD VWUXFWXUH GH O¶RUQHPHQWDWLRQ GHV RV GHUPLTXHV /HV ,RQRVFRSLIRUPHV VRQW SODFpV GDQV OH FODGH GHV +DOHFRPRUSKL TXL FRPSWHQW WURLV RUGUHV $PLLIRUPHV 3DUDVHPLRQRQWLIRUPHV HW ,RQRVFRSLIRUPHV HWSOXVLHXUVHVSqFHVLQFHUWDHVHGLV HJ+HWHUROHSLGRWXV2VWHRUDFKLVDQG 1HRUKRPEROHSLV /HV +DOHFRPRUSKL VRQW FRQVLGpUpV SOXV SURFKHVGHV *LQJO\PRGLTXHGHV 7HOHRVWHL HW DYHF FHV SUHPLHUV LOV IRUPHQW OH FODGH +RORVWHL &HUWDLQHV GHV HVSqFHV KDOpFRPRUSKHV LQFHUWDH VHGLV RQW pWp SUpFpGHPPHQW DVVRFLpHV DX[ ,RQRVFRSLIRUPHV QRWDPPHQW j OD IDPLOOH GHV 2SKLRSVLGDH 3OXVLHXUV TXHVWLRQV VXU OD FRPSRVLWLRQ GHV 2SKLRSVLGDHHWODSRVLWLRQGHVWD[DDVVRFLpVRQWUpFHPPHQWpWpUDSSRUWpHVGDQVODOLWWpUDWXUH FRPPH SDU H[HPSOH OD SRVLWLRQ GHV JHQUHV 3ODFLGLFKWK\V +HWHUROHSLGRWXVHW)XUR 2Q D VXJJpUpSRXUOHJHQUH+HWHUROHSLGRWXVXQSODFHPHQWGDQVODIDPLOOH2SKLRSVLGDHQRWDPPHQW DYHFXQHSRVLWLRQEDVDOHGDQVODIDPLOOHPDLVDXVVLFRPPHDSSDUWHQDQWjODIDPLOOH&DWXULGDH 3ODFLGLFKWK\VDpWpUpFHPPHQWSODFpDXVHLQGHV0DFURVHPLLIRUPHVHW)XURPXHQVWHULGDQVOD IDPLOOHGHV2SKLRSVLGDH&RQVLGpUDQWOHEHVRLQIODJUDQWG¶DPpOLRUHUQRVFRQQDLVVDQFHVVXUOHV HVSqFHVG¶,RQRVFRSLIRUPHVHWGHVWD[RQVLQFHUWDHVHGLVDVVRFLpVFHSUpVHQWWUDYDLOH[SRVHXQH UHYXH DQDWRPLTXH GH FHV WD[RQV HW GHV K\SRWKqVHV TXDQW j OHXU SRVLWLRQSK\ORJpQpWLTXH DX VHLQGHV1HRSWHU\JLL6XUFHWWHEDVHSOXVLHXUVVXJJHVWLRQVWD[RQRPLTXHVVRQWIRUPXOpHV/HV JHQUHV ,RQRVFRSXV 2SKLRSVLVHW+HWHUROHSLGRWXV VRQW UHGpILQLV OD GpILQLWLRQ GHV HVSqFHV QRPLQDOHV HVW UHYXH HW OHXU GLDJQRVH pPHQGpH 4XDWUH HVSqFHV GX JHQUH ,RQRVFRSXV VRQW FRQVLGpUpHVYDOLGHV ,SLHWUDURLHD,GHVRUL,F\SULQRLGHVDQG,HORQJDWXV DLQVLTXHVL[ HVSqFHV G¶2SKLRSVLV 2 SURFHUD 2 EUHYLFHSV 2 GRUVDOLV 2 OHSHUVRQQHL 2 PRQWVHFKHQVLV HW 2 OHSWXUXV HW VHXOHPHQW GHX[ G¶+HWHUROHSLGRWXV + UKRPELIHU HW + VHUUXODWXV 'HV FDV GHV\QRQ\PLHGHUpYHUVLRQGH QRPHQQXGXPHW GH QRPHQGXELXP RQW DXVVL pWp UHOHYpV /¶K\SRWKqVH SK\ORJpQpWLTXH UHWHQXH QH UHWURXYH SDV OHV ,RQRVFRSLIRUPHV FRPPHXQWD[RQPRQRSK\OpWLTXH1pDQPRLQVOHVIDPLOOHV,RQRVFRSLGDHHW2SKLRSVLGDHVRQW UHWURXYpHV DX VHLQ GHV +DOHFRPRUSKL RQ WURXYH DXVVL XQH UHODWLRQ pWURLWH HQWUH OHV ,RQRVFRSLGDH HW OHV $PLLIRUPHV WDQGLV TXH OHV 2SKLRSVLGDH VRQW SOXV SURFKHV GH )XUR HW +HWHUROHSLGRWXV /HVUHODWLRQVLQWHUQHVDXVHLQGHV ,RQRVFRSLGDHHWGHV2SKLRSVLGDHUHVWHQW QRQUpVROXHV PDLV3ODFLGLFKWK\V HVW UHWURXYpDXVHLQ GHV 2SKLRSVLGDH /DQRQPRQRSK\OLH GHV,RQRVFRSLIRUPHVHWOHVLQFHUWLWXGHVVXUODSRVLWLRQGHVHVSqFHVSURFKHVGHV2SKLRSVLGDH PRQWUHODQpFHVVLWpGHODUpYLVLRQG¶DXWUHVWD[RQVKDOpFRPRUSKHVWHOVTXHOHV&DWXULGDHDLQVL TXHOHEHVRLQG¶LGHQWLILHUGHQRXYHDX[FDUDFWqUHVWHOVFHX[GHO¶KLVWRORJLHDILQG¶DPpOLRUHUOD UpVROXWLRQHWODUREXVWHVVHGHVK\SRWKqVHVVXUOHVUHODWLRQVSK\ORJpQpWLTXHVGHFHVFODGHV 0RWVFOHIV 2SKLRSVLGDH ,RQRVFRSLGDH 2SKLRSVLV ,RQRVFRSXV 3ODFLGLFKW\V +HWHUROHSLGRWXV+RORVWHL 5(6802 5HYLVmRGH,RQRVFRSLIRUPHV $FWLQRSWHU\JLL1HRSWHU\JLL HFHUWRVWi[RQVIyVVHLVEDVDLV GH+DOHFRPRUSKLPRUIRORJLDWD[RQRPLDH UHODo}HVILORJHQpWLFDV ,RQRVFRSLIRUPHVpXPRUGHPGHSHL[HVIyVVHLVDFWLQRSWHUtJLRVGHDPSODGLVWULEXLomRHVSDoR WHPSRUDO FRQKHFLGR GR 7ULiVVLFR 0pGLR DR &UHWiFHR 6XSHULRU QD (XURSD ÈIULFD ÈVLD $PpULFDVGR1RUWHHGR6XO,RQRVFRSLIRUPHVpFRPSRVWDSRUGXDVIDPtOLDV2SKLRSVLGDHH ,RQRVFRSLGDH DV TXDLV DSUHVHQWDP YiULDV HVSpFLHV DOJXPDV SRXFR FRQKHFLGDV DQDWRPLFDPHQWH (PERUD DWXDOPHQWH D RUGHP ,RQRVFRSLIRUPHV VHMD FRQVLGHUDGD PRQRILOpWLFDRVUHSUHVHQWDQWHVGH2SKLRSVLGDHH,RQRVFRSLGDHGLIHUHPHQWUHVLHPGLYHUVDV FDUDFWHUtVWLFDVDQDW{PLFDVLQFOXVLYHTXDQWRDRWLSRGHHVFDPDHDRSDGUmRGHRUQDPHQWDomR GpUPLFD GRV RVVRV ,RQRVFRSLIRUPHV HVWi SRVLFLRQDGD QR FODGR +DOHFRPRUSKL R TXDO p UHSUHVHQWDGR SRU WUrV RUGHQV $PLLIRUPHV 3DUDVHPLRQRQWLIRUPHV H ,RQRVFRSLIRUPHV H GLYHUVRVWi[RQVLQFHUWDHVHGLV HJ+HWHUROHSLGRWXV2VWHRUDFKLVH1HRUKRPEROHSLV HVWDQGR PDLVSUy[LPRGH*LQJO\PRGLGRTXHGH7HOHRVWHLIRUPDQGRFRPRSULPHLURRFODGR+RORVWHL $OJXQVGHVVHVWi[RQVLQFHUWDHVHGLVMiIRUDPUHODFLRQDGRVj,RQRVFRSLIRUPHVSULQFLSDOPHQWH j IDPtOLD 2SKLRSVLGDH 9iULRV SRQWRV UHODWLYRV j FRPSRVLomR GH 2SKLRSVLGDH H Wi[RQV UHODFLRQDGRV YHHP VHQGR UHFHQWHPHQWH DERUGDGRV QD OLWHUDWXUD FRPR SRU H[HPSOR R SRVLFLRQDPHQWR GRV JrQHURV 3ODFLGLFKWK\V +HWHUROHSLGRWXV H )XUR 2 JrQHUR +HWHUROHSLGRWXV Mi IRL VXJHULGR FRPR 2SKLRSVLGDH FRPR Wi[RQ EDVDO j HVWD IDPtOLD PDV WDPEpPFRPRSHUWHQFHQWHjIDPtOLD&DWXULGDH3ODFLGLFKWK\VIRLUHFHQWHPHQWHVXJHULGRFRPR 0DFURVHPLLIRUPHV H )XUR PXHQVWHUL FRPR 2SKLRSVLGDH 9LVWR D QHFHVVLGDGH GH PDLRU FRQKHFLPHQWR DFHUFD GH HVSpFLHV GH ,RQRVFRSLIRUPHV H GH Wi[RQV LQFHUWDH VHGLV D HOD UHODFLRQDGRV R SUHVHQWH WUDEDOKR DSUHVHQWD XPD UHYLVmR DQDW{PLFD GRV PHVPRV DOpP GD LQYHVWLJDomR GR SRVLFLRQDPHQWR GHVWD RUGHP H GHVWHV Wi[RQV LQFHUWDH VHGLV QR LQWHULRU GH 1HRSWHU\JLL $ SDUWLU GDV UHYLV}HV DQDW{PLFDV H ILORJHQpWLFDV UHDOL]DGDV GLYHUVDV VXJHVW}HV WD[RQ{PLFDVIRUDPDSUHVHQWDGDV2VJrQHURV,RQRVFRSXV2SKLRSVLVH+HWHUROHSLGRWXVIRUDP UHGHILQLGRV H VXDV HVSpFLHV QRPLQDLV IRUDP GLDJQRVWLFDGDV )RUDP VXJHULGDV FRPR YiOLGDV TXDWUR HVSpFLHV QRPLQDLV SDUD ,RQRVFRSXV , SLHWUDURLHD , GHVRUL , F\SULQRLGHV H , HORQJDWXV VHLV SDUD 2SKLRSVLV 2 SURFHUD 2 EUHYLFHSV 2 GRUVDOLV 2 OHSHUVRQQHL 2 PRQWVHFKHQVLV H 2 OHSWXUXV H VRPHQWH GXDV SDUD +HWHUROHSLGRWXV + UKRPELIHU H + VHUUXODWXV 3DUDHVWHVJrQHURVDLQGDIRUDPVXJHULGDVDOJXPDVVLQRQtPLDVUHYHUV}HVQRPHQ QXGXP H QRPHQ GXELXP $V KLSyWHVHV ILORJHQpWLFDV DSUHVHQWDGDV QmR LQGLFDUDP R FODGR ,RQRVFRSLIRUPHVFRPRPRQRILOpWLFR7RGDYLDDVIDPtOLDV,RQRVFRSLGDHH2SKLRSVLGDHIRUDP FRQILUPDGDV FRPR +DOHFRPRUSKL VHQGR VXJHULGR XP SRVLFLRQDPHQWR PDLV SUy[LPR HQWUH $PLLIRUPHV H D IDPtOLD ,RQRFRSLGDH HQTXDQWR 2SKLRSVLGDH HVWDULD PDLV LQWLPDPHQWH UHODFLRQDGDj)XURHj+HWHUROHSLGRWXV$VUHODo}HVLQWHUQDVWDQWRGH,RQRVFRSLGDHTXDQWRGH 2SKLRSVLGDH QmR VH PRVWUDUDP UHVROYLGDV FRQWXGR IRL UHFXSHUDGR R SRVLFLRQDPHQWR GH 3ODFLGLFKWK\V QR LQWHULRU GH 2SKLRSVLGDH ,QGLFDomR GR QmR PRQRILOHWLVPR GH ,RQRVFRSLIRUPHVHDQmRUHVROXomRGDVUHODo}HVGRVJUXSRVSUy[LPRVj2SKLRSVLGDHUHIRUoDP DQHFHVVLGDGHGHUHYLV}HVGHRXWURVWi[RQVGH+DOHFRPRUSKL FRPRSRUH[HPSORDIDPtOLD &DWXULGDH H DLQGD D QHFHVVLGDGH GD EXVFD GH QRYRV FDUDFWHUHV FRPR SRU H[HPSOR RV KLVWROyJLFRV SDUD DSULPRUDU D PDWUL] GH FDUDFWHUHV YLVDQGR DOFDQoDU UHODo}HV ILORJHQp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± 5HSUHVHQWDQWHVGDIDPtOLD,RQRVFRSLGDH )LJXUD± $OJXPDV GDV KLSyWHVHV ILORJHQpWLFDV TXH LQFOXtUDP UHSUHVHQWDQWHV GH 2SKLRSVLGDH HRX ,RQRVFRSLGDH SXEOLFDGDV DWp R LQtFLR GR SUHVHQWH HVWXGR )LJXUD± 5HSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH )LJXUD± ([HPSORVGHXWLOL]DomRGHOX]XOWUDYLROHWDSDUDPHOKRUYLVXDOL]DomRGH FHUWRVHVSpFLPHVIyVVHLV )LJXUD± $VKLSyWHVHVILORJHQpWLFDVPDLVUHFHQWHVTXHLQFOXtUDPUHSUHVHQWDQWHV GH2SKLRSVLGDHHRX,RQRVFRSLGDH )LJXUD± $OJXQV UHSUHVHQWDQWHV GH JUXSRV LQFHUWDH VHGLV UHODFLRQDGRV QD OLWHUDWXUDj,RQRVFRSLIRUPHV )LJXUD± 5HSUHVHQWDomR GDV SULQFLSDLV HWDSDV GD SUHSDUDomR TXtPLFD SHOR PpWRGRGHWUDQVIHUrQFLDGH7RRPEVH5L[RQ )LJXUD± ([HPSOR GH XWLOL]DomR GH PDJQpVLR SDUD PHOKRU YLVXDOL]DomR GH GHWHUPLQDGDVHVWUXWXUDVHP3ODFLGLFKWK\VELGRUVDOLV 8(5-30% )LJXUD± ([SOLFDomRGDVPHGLGDVXWLOL]DGDVQRWUDEDOKR )LJXUD± +ROyWLSRH~QLFRH[HPSODUGH,RQRVFRSXVSLHWUDURLHD 0 HVSpFLH WLSRGRJrQHUR,RQRVFRSXVGHSRVLWDGRQR0XVHXGH3DOHRQWRORJLDGH 1DSROL )LJXUD± 0DWHULDOWLSRGH,RQRVFRSXVGHVRUL )LJXUD± 2XWUDVHVSpFLHVQRPLQDLVGRJrQHUR,RQRVFRSXVDRLQtFLRGRSUHVHQWH WUDEDOKR )LJXUD± &UkQLRGH,RQRVFRSXVGHVRUL 0+1/ )LJXUD± 1DGDGHLUDVSDUHVHtPSDUHVGH,RQRVFRSXVGHVRUL )LJXUD± 1DGDGHLUD FDXGDO GR KROyWLSR GH ,RQRVFRSXV GHVRUL 0+1/ )LJXUD± (QGRFUkQLRGH,RQRVFRSXVF\SULQRLGHV 1+08.3925D )LJXUD± ([HPSODUHVGHDOJXPDVGDVHVSpFLHVQRPLQDLVGRJrQHUR2SKLRSVLVDR LQtFLRGRSUHVHQWHWUDEDOKR )LJXUD± +ROyWLSRGH2SKLRSVLVSURFHUD %63*$69,, )LJXUD± &UkQLRGH2SKLRSVLVSURFHUD -0((77 )LJXUD± 1DGDGHLUDVSDUHVHtPSDUHVGH2SKLRSVLVSURFHUD )LJXUD± 1DGDGHLUDFDXGDOGH2SKLRSVLVSURFHUD 0+1/ )LJXUD± 2SKLRSVLVOHSWXUXV )LJXUD± +ROyWLSRGH+HWHUROHSLGRWXVUKRPELIHU 1+08.393 HVSpFLH WLSRGRJrQHUR )LJXUD± ([HPSODUHV GH RXWUDV HVSpFLHV QRPLQDLV GH +HWHUROHSLGRWXV H[DPLQDGDVQRSUHVHQWHHVWXGR )LJXUD± &UkQLRGH+HWHUROHSLGRWXVUKRPELIHU 1+08.393 )LJXUD± 1DGDGHLUDVSDUHVHtPSDUHVGH+HWHUROHSLGRWXVUKRPELIHU )LJXUD± 1DGDGHLUD FDXGDO GH +HWHUROHSLGRWXV UKRPELIHU 1+08.3925 )LJXUD± &UkQLRGH+HWHUROHSLGRWXVVHUUXODWXV $01+ )LJXUD± 'HWDOKHVGHDOJXQVRVVRVFUDQLDQRVGH+HWHUROHSLGRWXVVHUUXODWXV )LJXUD± 1DGDGHLUDV SDUHV H tPSDUHV GH +HWHUROHSLGRWXV VHUUXODWXV $01+ )LJXUD± 1DGDGHLUDFDXGDOGH+HWHUROHSLGRWXVVHUUXODWXV $01+ )LJXUD± 2XWUDVHVSpFLHVSHUWHQFHQWHVDRJrQHUR2VWHRUDFKLV )LJXUD± 'HWDOKHVGDPRUIRORJLDGH2VWHRUDFKLV )LJXUD± &RPSDUDomRGHDOJXQVGHWDOKHVGDDQDWRPLDFUDQLDQDGH$SKDQHS\JXV GRUVDOLVFRPUHSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH )LJXUD± 1RYR H[HPSODU GH 3ODFLGLFKWK\V ELGRUVDOLV 8(5-30% SUHSDUDGRSDUDRSUHVHQWHHVWXGR )LJXUD± &UkQLRGH3ODFLGLFKWK\VELGRUVDOLV 8(5-30% )LJXUD± 'HWDOKHGRSRQWRGHFRQWDWRHQWUHRVGRLVORERVGDQDGDGHLUDGRUVDOGH 3ODFLGLFKWK\VELGRUVDOLV 8(5-30% )LJXUD± &RPSDUDomR GH GHWDOKHV GD DQDWRPLD FUDQLDQD HQWUH 3ODFLGLFKWK\V RXWURV2SKLRSVLGDHH0DFURVHPLLGDH )LJXUD± ÈUYRUHVGHFRQVHQVRHVWULWRREWLGDVQDVDQDOLVHVGHSDUFLP{QLDFRP Wi[RQV WHUPLQDLV LQFOXLQGR 1HRUKRPEROHSLV H[FHOVXVH2VWHRUDFKLV PDFURFHSKDOXV )LJXUD± ÈUYRUHVGHFRQVHQVRHVWULWRREWLGDVQDVDQDOLVHVGHSDUFLP{QLDFRP Wi[RQV WHUPLQDLV H[FOXLQGR 1HRUKRPEROHSLV H[FHOVXVH2VWHRUDFKLV PDFURFHSKDOXV )LJXUD± $OJXPDV GDV QDGDGHLUDV GRUVDLV PDLV EHP SUHVHUYDGDV GH 2SKLRSVLV SURFHUD )LJXUD± 2UQDPHQWDomR HP DOJXQV RVVRV GR WHWR FUDQLDQR GH 3ODFLGLFKWK\V ELGRUVDOLV 036&3 H2SKLRSVLVSURFHUD -0((77 /,67$'(7$%(/$6 7DEHOD± 'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH,RQRVFRSXV 7DEHOD± 5HVXPRGDQRPHQFODWXUDGDVHVSpFLHVGH2SKLRSVLV 7DEHOD± 'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV 7DEHOD± &RPSDUDomRGHDOJXPDVFDUDFWHUtVWLFDVGH$SKDQHS\JXVFRPRVJrQHURVGH 2SKLRSVLGDH7HRLFKWK\VH3ODFLGLFKWK\V 7DEHOD± &RPSDUDomRGHDOJXPDVFDUDFWHUtVWLFDVGH0DFURVHPLLGDHH2SKLRSVLGDH 7DEHOD± 5HVXPRGDVSULQFLSDLVYDULDo}HVHQWUHDVHVSpFLHVQRPLQDLVGH,RQRVFRSXV 7DEHOD± &RPSDUDomR GR Q~PHUR GH HVFDPDV HQWUH +HWHUROHSLGRWXV ODWXV H GRLV SHL[HV6HPLRQRWLIRUPHV 7DEHOD± ,QIRUPDo}HVVREUHRVWLSRVGHHVFDPDVGH1HRSWHU\JLL /,67$'($%5(9,$785$6(6,*/$6 $01+ $PHULFDQ0XVHXPRI1DWXUDO+LVWRU\1RYD,RUTXH(8$ %63* %D\HULVFKH6WDDWVVDPPOXQJIU3DOlRQWRORJLHXQG*HRORJLH0XQLTXH $OHPDQKD &061) 0XVHRGL3DOHRQWRORJLD&HQWUR0XVHLGHOOH6FLHQ]H1DWXUDOLH)LVLFKH 1iSROHV,WiOLD '130 'HSDUWDPHQWR1DFLRQDOGH3URGXomR0LQHUDO5LRGH-DQHLUR%UDVLO )6/ &ROHomRGH3DOHRQWRORJLDGD8QLYHUVLWp&ODXGH%HUQDUG/\RQ)UDQoD ,*0 &ROHFFLyQ1DFLRQDOGH3DOHRQWRORJtD,QVWLWXWRGH*HRORJtD8QLYHUVLGDG 1DFLRQDO$XWyQRPDGH0p[LFR -0( -XUD0XVHXP(LFKVWlWW$OHPDQKD 0&)% 0XVHR&LYLFRGHL)RVVLOLGL%HVDQR,WiOLD 0&61 0XVHR&DQWRQDOHGL6WRULD1DWXUDOHGL/XJDQR6XtoD 0+1/ 0XVHXPG¶+LVWRLUH1DWXUHOOHGH/\RQ)UDQoD 01+1 0XVpXPQDWLRQDOG +LVWRLUHQDWXUHOOH3DULV)UDQoD 015- 0XVHX1DFLRQDOGR5LRGH-DQHLUR%UDVLO 036& 0XVHXGH3DOHRQWRORJLDGH6DQWDQDGR&DULUt&HDUi%UDVLO 0610 0XVHRFLYLFRGLVWRULDQDWXUDOHGL0LODQR0LOmR,WiOLD 1+08. 7KH1DWXUDO+LVWRU\0XVHXP/RQGUHV5HLQR8QLGR 3,08=+ 3DODHRQWRORJLFDO,QVWLWXWHDQG0XVHXP8QLYHUVLW\RI=XULFK6XtoD 8&%/ 8QLYHUVLWp&ODXGH%HUQDUG/\RQ)UDQoD 8(5- 8QLYHUVLGDGHGR(VWDGRGR5LRGH-DQHLUR%UDVLO 81$0 8QLYHUVLGDG1DFLRQDO$XWyQRPDGH0p[LFR&LGDGHGR0p[LFR0p[LFR /,67$'($%5(9,$785$6(6,*/$6 $& DOWXUDGDFDEHoD $0& DOWXUDPi[LPDGRFRUSR $3 DOWXUDGRSHG~QFXORFDXGDO &$ FRPSULPHQWRGDQDGDGHLUDDQDO && FRPSULPHQWRGDFDEHoD &' FRPSULPHQWRGDQDGDGHLUDGRUVDO &3 FRPSULPHQWRSDGUmR &3$ FRPSULPHQWRSUpDQDO &3' FRPSULPHQWRSUpGRUVDO &33 FRPSULPHQWRSUpSpOYLFR &3Y FRPSULPHQWRGDQDGDGHLUDSpOYLFD &7 FRPSULPHQWRWRWDOGRFRUSR IE IXOFUDVEDVDLV US UDLRVSULQFLSDLV USU UDLRVSUyFRUUHQWHV UW UDLRVWRWDLV 680È5,2 '(',&$&((75(0(5&,(0(176 5(680(6&28576(1)5$1&$,632578*$,6(7%5(6,/,(1 /,67(6'(6),*85(6(7'(67$%/($8; /,67(6'(6$%%5(9,$7,216(76,*/(6 6200$,5( &2536'(/$7+(6(3DJH ,1752'8d2 ,2126&23,)250(6 ,RQRVFRSLGDH 2SKLRSVLGDH 3(,;(6 +$/(&20253+, INCERTAE SEDIS 5(/$&,21$'26 ¬ ,2126&23,)250(6 Heterolepidotus Brachyichthys Osteorachis Neorhombolepis Aphanepygus Furo 2%-(7,926 2EMHWLYRVJHUDLV 2EMHWLYRVHVSHFtILFRV 0$7(5,$/(0e72'26 5HYLVmR$QDW{PLFD 3UHSDUDomRGHH[HPSODUHV 3UHSDUDomRGHPROGHV )RWRJUDILDGHVHQKRVFLHQWtILFRVHREVHUYDomRDQDW{PLFD 0HGLGDV 1RPHQFODWXUD $QiOLVHILORJHQpWLFD 5(68/7$'26 5HYLVmRDQDW{PLFDGHUHSUHVHQWDQWHVGDIDPtOLD,RQRVFRSLGDH 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH,RQRVFRSXV 5HYLVmRDQDW{PLFDGHUHSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH2SKLRSVLV 5HYLVmR DQDW{PLFD GH JrQHURV SRXFR FRQKHFLGRV H WLGRV FRPR incertae sedis 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH+HWHUROHSLGRWXV &RPHQWiULRV VREUH DV GHPDLV HVSpFLHV DQWHULRUPHQWH UHFRQKHFLGDV FRPR +HWHUROHSLGRWXV &RPHQWiULRVVREUHDVGHPDLVHVSpFLHVUHSRUWDGDVFRPR +HWHUROHSLGRWXVPDV DWXDOPHQWHUHFRQKHFLGDVFRPRSHUWHQFHQWHVDRXWURVJrQHURV &RPSDUDomR DQDW{PLFD GDV HVSpFLHV GH 2VWHRUDFKLV FRP UHSUHVHQWDQWHV GD IDPtOLD2SKLRSVLGDH &RPSDUDomRDQDW{PLFDGDVHVSpFLHVGH1HRUKRPEROHSLVFRPUHSUHVHQWDQWHVGD IDPtOLD2SKLRSVLGDH &RPSDUDomR DQDW{PLFD GDV HVSpFLHV GH $SKDQHS\JXV FRP UHSUHVHQWDQWHV GD IDPtOLD2SKLRSVLGDH 1RYRVGDGRV DFHUFDGH Placidichthys bidorsalis H FRPSDUDomR FRP SHL[HV RILRSVtGHRVHFRPUHSUHVHQWDQWHVGH0DFURVHPLLGDH 1RYRVGDGRVDFHUFDGH3ODFLGLFKWK\VELGRUVDOLV &RPSDUDomRGH3ODFLGLFKWK\VFRPSHL[HVRSKLRSVtGHRVHDOJXQVUHSUHVHQWDQWHV GH0DFURVHPLLGDH $QiOLVHILORJHQpWLFD $QiOLVHV FRP D LQFOXVmR GH WRGRV RV Wi[RQV H[FHWR RV HTXLYDOHQWHV WD[RQ{PLFRV $QiOLVHVFRPDH[FOXVmRGH2VWHRUDFKLVH1HRUKRPEROHSLV ',6&8662 5HYLVmRGHIonoscopus ,RQRVFRSXVDQDOLEUHYLVFRPRQRPHQQXGXP 9DULDomRHQWUHDVHVSpFLHVGH,RQRVFRSXVHGHILQLomRGDVHVSpFLHVYiOLGDV 5HYLVmRGHOphiopsis $QDVWRPRVHGRFDQDOLQIUDRUELWDOHVXSUDRUELWDO 6LQRQtPLD HQWUH 2 SURFHUD H 2 DWWHQXDWD YDULDomR LQGLYLGXDO RX HVSpFLHV GLIHUHQWHV &RPHQWiULRV DGLFLRQDLV VREUH HVSpFLHV DQWHULRUPHQWH UHFRQKHFLGDV GR JrQHUR 2SKLRSVLV 5HYLVmRGHHeterolepidotus 5HGHILQLomRGRJrQHUR+HWHUROHSLGRWXV &RPSDUDomR HQWUH DV GXDV HVSpFLHV VXJHULGDV FRPR YiOLGDV +HWHUROHSLGRWXV UKRPELIHUH+HWHUROHSLGRWXVVHUUXODWXV ,QIRUPDo}HV TXDQWR D PXGDQoD QD QRPHQFODWXUD GD HVSpFLH WLSR GR JrQHUR +HWHUROHSLGRWXV &RPSDUDomRGH+HWHUROHSLGRWXVFRPRXWURVJUXSRVGH1HRSWHU\JLL $QiOLVHFRPSDUDWLYDGRVJUXSRVincertae sedis &RPSDUDomRGHPlacidichthys0DFURVHPLLGDHH2SKLRSVLGDH 2UQDPHQWDomR GpUPLFD H VXD XWLOL]DomR FRPR FDUiWHU ILORJHQpWLFRRX GLDJQyVWLFR $QiOLVHILORJHQpWLFD &21&/862 5()(5Ç1&,$6 $3Ç1',&($±)LJXUDV $3Ç1',&(%±7DEHODV $3Ç1',&(&±/LVWDGHPDWHULDOH[DPLQDGR $3Ç1',&('±/LVWDGHFDUDFWHUHVGDDQiOLVHILORJHQpWLFD $3Ç1',&((±0DWUL]GHFDUDFWHUHV $3Ç1',&()±/LVWDGHVLQDSRPRUILDV $3Ç1',&(*±3RVVtYHOFODVVLILFDomRSDUD+DOHFRPRUSKL 5(680(/21*'(/$7+(6( 3DJH ,1752'8d2 2V $FWLQRSWHU\JLL VmR R JUXSR PDLV GLYHUVR GH YHUWHEUDGRV UHSUHVHQWDQGR PDLV GH GH WRGDV DV HVSpFLHV YLYHQWHV FI 1HOVRQ 6mR FRQKHFLGRV GHVGH R 6LOXULDQR 6XSHULRUKiFHUFDGHPLOK}HVGHDQRV FI,QRXHHWDO HUHSUHVHQWDGRVSRUWUrV FODGRV VHQGR R PDLRU GHOHV GHQRPLQDGR 1HRSWHU\JLL 2 JUXSR 1HRSWHU\JLL UHSUHVHQWD RV SHL[HV DFWLQRSWHUtJLRV PRGHUQRV LQFOXLQGR RV WHOHyVWHRV JUXSR FRP R PDLRU Q~PHUR GH HVSpFLHVDWXDLVGHYHUWHEUDGRVRVKDOHFRPyUIRVTXHFRQWDPFRPVRPHQWHXPD~QLFDHVSpFLH DWXDO $PLD FDOYD H RV *LQJO\PRGL /HSLVRVWHLIRUPHV HVWHV ~OWLPRV FRP VHWH HVSpFLHV DWXDLV (PERUDUHSUHVHQWDGRSRUDSHQDVXPDHVSpFLHDWXDORV+DOHFRPRUSKLVmRXPJUXSR H[WUHPDPHQWHLPSRUWDQWHHGLYHUVRSULQFLSDOPHQWHQR0HVR]RLFRFRPYiULRVWi[RQVIyVVHLV FRQKHFLGRV GDV PDLV YiULDV ORFDOLGDGHV IRVVLOtIHUDV (VVH FODGR VHJXQGR *UDQGH %HPLV pGHILQLGRSHODSUHVHQoDGHWUrVVLQDSRPRUILDV VLPSOpWLFRDORQJDGRID]HQGRSDUWHGD GXSOD DUWLFXODomR PDQGLEXODU SUHVHQoD GH UHHQWUkQFLD QD PD[LODHSUHVHQoDGHXPD~QLFD VXSUDPD[LOD H VXEGLYLGLGR HP WUrV JUDQGHV JUXSRV 3DUDVHPLRQRQWLIRUPHV $PLLIRUPHV H ,RQRVFRSLIRUPHVDOpPGRVLQ~PHURVUHSUHVHQWDQWHVLQFHUWDHVHGLV *LQJO\PRGL WDPEpP p XP JUXSR GH SHL[HV GLYHUVR TXH DSUHVHQWD QXPHURVRV UHSUHVHQWDQWHV IyVVHLV DOpP GH VHWH HVSpFLHV DWXDLV GLYLGLGDV HP GRLV JrQHURV FI $WUDFWRVWHXVH/HSLVRVWHXV 'H DFRUGR FRP *UDQGH HVWH JUXSR GLIHUH GRV SHL[HV KDOHFRPyUIRV H WHOHyVWHRV D SDUWLU GH QRYH VLQDSRPRUILDV ODFULPDO PDLV DQWHULRU SRVLFLRQDGR j IUHQWH GR DQHO RUELWDO SUHVHQoD GH WUrV RX PDLV ODFULPDLV HP VpULH SRVLFLRQDGRV j IUHQWH GD yUELWD SHUGD GR PLRGRPD DQWHULRU FRPSULPHQWR GD PDQGtEXOD FRUUHVSRQGHQGR D PHQRV GR TXH GR FRPSULPHQWR GD FDEHoD TXDGUDWRMXJDODUWLFXODQGRVHjSRUomRDQWHULRUGRSUpRSpUFXOR SURFHVVRDQWHURGRUVDOGR VXERSpUFXOR VH HVWHQGHQGR GH j GD ERUGD DQWHULRU GR RSpUFXOR SHUGD GD SODFD JXODU HP JHUDO SUHVHQoDGH jUDLRV SULQFLSDLV QDQDGDGHLUD FDXGDO SHUGD GD IRVVDSyVWHPSRUDO2DXWRUSURS{VDLQGDDGLYLVmRGHVWHFODGRHPWUrVRXWURVJUDQGHVJUXSRV /HSLVRVWHLIRUPHV +D\ 6HPLRQRWLIRUPHV 5RPHU H0DFURVHPLLIRUPHV 1HOVRQ 3RU VXD YH] 7HOHRVWHL p FHUWDPHQWH R JUXSR PDLV GLYHUVR GH YHUWHEUDGRV DSUR[LPDGDPHQWHPLOHVSpFLHV VHQGRFRQKHFLGRGHVGHR7ULiVVLFRDWpRVGLDVDWXDLV>FI )LVK%DVH )URHVH 3DXO\ H6DQWLQLHWDO@HUHSUHVHQWDGRSRUGLYHUVRVJUXSRV IyVVHLV HSULQFLSDOPHQWHYiULRVJUXSRV DWXDLV (PERUDRPRQRILOHWLVPR GRJUXSRQmRVHMD SRVWRHPG~YLGD FI'H3LQQDH)DLUFORWKHWDO VLQDSRPRUILDVTXHVXSRUWHP HVVHJUXSRDLQGDYrPVHQGRDPSODPHQWHGHEDWLGDVQDOLWHUDWXUD HJ/HFRLQWUH%ULWR $UUDWLD DVVLP FRPR TXDLV JUXSRV SRGHP VHU FRQVLGHUDGRV FRPR VHXV UHSUHVHQWDQWHVEDVDLV 'HDFRUGRFRPDVUHODo}HVDSUHVHQWDGDVHQWUH*LQJO\PRGL+DOHFRPRUSKLH7HOHRVWHL GXDV GHQRPLQDo}HV SRGHP VHU HQFRQWUDGDV QD OLWHUDWXUD +DOHFRVWRPL TXDQGR FRQVLGHUDGDDPDLRUSUR[LPLGDGHHQWUH+DOHFRPRUSKLH7HOHRVWHL RX +RORVWHL TXDQGR FRQVLGHUDGD PDLRU SUR[LPLGDGH HQWUH *LQJO\PRGL H +DOHFRPRUSKL $QiOLVHV ILORJHQpWLFDV UHFHQWHV HJ*UDQGHH)DLUFORWKHWDO DSUHVHQWDUDPRVSHL[HV+DOHFRPRUSKL FRPRJUXSRLUPmRGH*LQJO\PRGL ,2126&23,)250(6 $ RUGHP ,RQRVFRSLIRUPHV XP GRV WUrV JUDQGHV JUXSRV GH +DOHFRPRUSKL FLWDGRV DQWHULRUPHQWH IRLFULDGDSRU*UDQGH %HPLV SDUDDJUXSDUDVIDPtOLDV,RQRVFRSLGDHH 2SKLRSVLGDH (VWD RUGHP IRL XWLOL]DGD FRPR JUXSR H[WHUQR SHORV UHIHULGRV DXWRUHV HP XP HVWXGR DSURIXQGDGR GD RUGHP $PLLIRUPHV H SRU LVVR VHXV UHSUHVHQWDQWHV LH SHL[HV RILRSVtGHRVHLRQRVFRStGHRV QmRIRUDPUHYLVDGRVGHIRUPDGHWDOKDGD ,RQRVFRSLGDH $ SULPHLUD HVSpFLH GH ,RQRVFRSLGDH /HKPDQ $SrQGLFH $ )LJ D VHU FRQKHFLGD,RQRVFRSXVSLHWUDURLHD&RVWDSURYpPGR&UHWiFHR $OELDQR GD,WiOLDHIRL GHVFULWDFRPRSHUWHQFHQWHDSULQFtSLRDXPDPSORJUXSRGHSHL[HVWUDWDGRVjpSRFDFRPR FLFORLGHV SHL[HVTXHQmRDSUHVHQWDYDPHVFDPDFREHUWDSRUJDQRtQD FI&RVWD (P VHJXLGD HP H TXDWUR RXWUDV HVSpFLHV GD IDPtOLD IRUDP GHVFULWDV , GHVRUL 7KLROOLqUH,F\SULQRLGHV:DJQHU,PXHQVWHUL:DJQHUH,VWULDWLVVLPXV :DJQHU WRGDV RULJLQDOPHQWH SHUWHQFHQWHV j RXWURV JrQHURV $WWDNHRSVLV 7KLROOLqUH 2OLJRSOHXUXV7KLROLpUHH0DFURUKLSV:DJQHU VHQGRFRQVLGHUDGDVFRPR ,RQRVFRSXVSRVWHULRUPHQWH FI=LWWHOH:RRGZDUGE ,RQRVFRSXVGHVRULTXDQGR GD VXDGHVFULomR IRLFRQVLGHUDGD FRPR SHUWHQFHQWHj IDPtOLD /HSWROHSLGDH DVVLP FRPR RV JrQHURV 7KULVVRSV /HSWROHSLVH3OHXURSKROLV WDPEpP XP DJUXSDPHQWR GH SHL[HV ³FLFORLGHV´ VHQGR GHVWDFDGD VXD VHPHOKDQoD FRP SHL[HV WHOHyVWHRV FI 7KLROLpUH $V RXWUDV WUrV HVSpFLHV , F\SULQRLGHV , PXHQVWHULH, VWULDWLVVLPXV IRUDP FRQVLGHUDGDVGHVGHDGHVFULomRFRPRWHOHyVWHRV FI:DJQHU (P:RRGZDUGDJUXSRXDVHVSpFLHVDWpHQWmRGHVFULWDVHFRQVLGHURXWRGDVFRPR SHUWHQFHQWHVjIDPtOLD2OLJRSOHXULGDH 2OLJRSOHXUXV,RQRVFRSXV6SDWKLXUXV XPDIDPtOLD GH WHOHyVWHRV EDVDLV $OpP GLVVR LQGLFRX RV JrQHURV $WWDNHRSVLVH0DFURUKLSV FRPR VLQ{QLPRVGH,RQRVFRSXV (P HP XPD UHYLVmR GD HVSpFLH GH &HULQ , GHVRUL 6DLQW6HLQH SURS{V D UHWLUDGD GHVVHV SHL[HV HJ , SLHWUDURLHD , F\SULQRLGHV , PXHQVWHUL , GHVRULH, VWULDWLVVLPXV GD IDPtOLD 2OLJRSOHXULGDH HQWUHWDQWR VXJHULX XP SRVLFLRQDPHQWR LQFHUWR QR TXDO HVVHV SHL[HV FRUUHVSRQGHULDP D XP ³UDPR LVRODGR´ HQWUH (XJQDWKLGDH H $PLLGDH /HKPDQ DSRLRXDSURSRVLomRGH6DLQW6HLQHQRPHDQGRRVXSUDFLWDGR³UDPRLVRODGR´ FRPR ,RQRVFRSLGDH H DLQGD VXJHULX XPD SRVVtYHO VLQRQtPLD HQWUH RV JrQHURV 2SVLJRQXV .DPEHUJHUH,RQRVFRSXV(QWUHWDQWRDQWHULRUPHQWH2SVLJRQXVMiKDYLDVLGRVXJHULGR FRPR SRVVtYHO VLQ{QLPRGH 6SDWKLXUXV FI:RRGZDUGES (P (DVWPDQ GHVFUHYHXXPDQRYDHVSpFLHSDUDRJrQHUR,RQRVFRSXVHORQJDWXV 0DLVUHFHQWHPHQWHRXWURVJrQHURVDOpPGH,RQRVFRSXVWDPEpPIRUDPDFUHVFHQWDGRVj IDPtOLD VHQGR HOHV 2VKXQLD :HQ] .HOOQHU H 4XHW]DOLFKWK\V $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQDDPERVPRQRWtSLFRV $ HVSpFLH 2VKXQLD EUHYLV TXDQGR GHVFULWD IRL FRQVLGHUDGD FRPR PHPEUR GH ,RQRVFRSLGDH FI:HQ] .HOOQHU HHVWDKLSyWHVHIRLVXSRUWDGDSRU0DLVH\ (QWUHWDQWR *UDQGH %HPLV VHSDUDUDP D HVSpFLH 2VKXQLD EUHYLV QD QRYD IDPtOLD 2VKXQLGDH D TXDO MXQWDPHQWH FRP ,RQRVFRSLGDH H 2SKLRSVLGDH FRPS{VDRUGHP ,RQRVFRSLIRUPHV7RGDYLDFRPDGHVFULomRGDHVSpFLH4XHW]DOLFKWK\VSHUULOOLDWDH$OYDUDGR 2UWHJD (VSLQRVD$UUXEDUUHQD GHVFRQVLGHUDUDPDH[LVWrQFLDGDIDPtOLD2VKXQLGDH YROWDUDP D SURSRU D IDPtOLD ,RQRVFRSLGDH SDUD DJUXSDU RV JrQHURV ,RQRVFRSXV 2VKXQLDH 4XHW]DOLFKWK\V $SrQGLFH $ )LJ & H DLQGD SURSXVHUDP D PDQXWHQomR GD RUGHP ,RQRVFRSLIRUPHV ,RQRVFRSLGDH2SKLRSVLGDH &RQVHTXHQWHPHQWHDIDPtOLD,RQRVFRSLGDHpDWXDOPHQWHUHSUHVHQWDGDSRUWUrVJrQHURV ,RQRVFRSXV 2VKXQLDH4XHW]DOLFKWK\V H RLWR HVSpFLHV QRPLQDLV , SLHWUDURLHD , F\SULQRLGHV,PXHQVWHUL,GHVRUL,VWULDWLVVLPXV,HORQJDWXV2EUHYLVH4SHUULOOLDWDH $ GLVWULEXLomR JHRJUiILFD GD IDPtOLD DEUDQJH (XURSD $PpULFD GR 1RUWH H GR 6XO H ÈVLD RFRUUHQGRGHVGHR-XUiVVLFR6XSHULRUDR&UHWiFHR6XSHULRU $VUHODo}HVGH,RQRVFRSLGDHIRUDPSRXFRHVWXGDGDVHDWpKRMHDIDPtOLDIRLDERUGDGD HPSRXFDVDQiOLVHVILORJHQpWLFDV HJ0DLVH\*DUGLQHUHWDO*UDQGH %HPLV H$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD QmRWHQGRVLGRHPQHQKXPDGHODV LQFOXtGDV WRGDV DV HVSpFLHV FRQKHFLGDV $SrQGLFH $ )LJ VRPHQWH DV HVSpFLHV , F\SULQRLGHV 2EUHYLVH4 SHUULOOLDWDH IRUDP LQFOXtGDV HP DQiOLVHV $SHVDU GR PRQRILOHWLVPR GH ,RQRVFRSLGDH WHU VLGR UHFHQWHPHQWH FRQILUPDGR SRU $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD $SrQGLFH$)LJ& HVWHDLQGDGHYHVHULQYHVWLJDGRDVVLP FRPR DV UHODo}HV LQWHUQDV GD IDPtOLDGHYHP VHUHVFODUHFLGDV /RJRpQHFHVViULDWDQWRXPD UHYLVmR DQDW{PLFD TXDQWR ILORJHQpWLFD YLVDQGR j UHGHILQLomR GD IDPtOLD ,RQRVFRSLGDH $GLFLRQDOPHQWH DLQGD Ki D QHFHVVLGDGH GH LQYHVWLJDU D UHODomR GH ,RQRVFRSLGDH FRP 2SKLRSVLGDH H RXWURV JUXSRV FRQVLGHUDGRV LQFHUWDH VHGLV WHVWDQGR DVVLP R PRQRILOHWLVPR SUHYLDPHQWH SURSRVWR GD RUGHP ,RQRVFRSLIRUPHV FI *UDQGH %HPLV H $OYDUDGR 2UWHJD (VSLQRVD$UUXEDUUHQD 2SKLRSVLGDH $IDPtOLD2SKLRSVLGDH %DUWUDP $SrQGLFH$ )LJ pXP JUXSR GH SHL[HV QHRSWHUtJLRV IyVVHLV FRP GLVWULEXLomR WHPSRUDO GR 7ULiVVLFR 0pGLR DR &UHWiFHR ,QIHULRU H GLVWULEXLomRJHRJUiILFDDEUDQJHQGR(XURSDÈIULFD$PpULFDGR1RUWHH$PpULFDGR6XO$ IDPtOLDIRLFULDGDSDUDDJUXSDUUHSUHVHQWDQWHVGRVJrQHURV2SKLRSVLVH0DFUHSLVWLXVRVTXDLV DQWHULRUPHQWH SHUWHQFLDP jV IDPtOLDV 0DFURVHPLLGDH FI :RRGZDUG E DWXDOPHQWH *LQJO\PRGLFI*UDQGH H&DWXULGDH FI6FKDHIIHU DWXDOPHQWH+DOHFRPRUSKL LQFHUWDHVHGLV0DLVH\ UHVSHFWLYDPHQWH'HQWUHRXWUDVFDUDFWHUtVWLFDV2SKLRSVLGDHIRL GHILQLGDSULQFLSDOPHQWHSHODSUHVHQoDGRFDQDOGDOLQKDODWHUDOHQWUHRVUDLRVGDQDGDGHLUD FDXGDO FI%DUWUDP $SrQGLFH$)LJ(H) 'H DFRUGR FRP D OLWHUDWXUD HJ %DUWUDP 6FKDHIIHU $SSOHJDWH %ULWR %ULWR $OYDUDGR2UWHJD /DQH (EHUW 0DFKDGR HW DO H /ySH]$UEDUHOORHWDO 2SKLRSVLGDHDWXDOPHQWHDEUDQJHTXDWURJrQHURV $SrQGLFH$ )LJ HWUH]HHVSpFLHVQRPLQDLV2SKLRSVLV$JDVVL] LQFOXLQGRDVHVSpFLHV2SURFHUD 2SHQLFLOODWD2EUHYLFHSV2GRUVDOLV2OHSHUVRQQHL2OHSWXUXV2PRQWVHFKHQVLVH2 DOWLYHOLV 0DFUHSLVWLXV6FKDHIIHU LQFOXLQGRVRPHQWH0DUHQDWXV 3ODFLGLFKWK\V%ULWR LQFOXLQGR 3 ELGRUVDOLVH3 WXFDQHQVLV H 7HRLFKWK\V $SSOHJDWH LQFOXLQGR 7 NDOOLVWRVH7EUHYLSLQD 4XDQWR DR SRVLFLRQDPHQWR ILORJHQpWLFR R FODGR 2SKLRSVLGDH HVWi SRVLFLRQDGR QR LQWHULRUGH+DOHFRPRUSKLVHQGRJUXSRLUPmRGDIDPtOLD,RQRVFRSLGDHIRUPDQGRMXQWRFRP HVWDDRUGHP ,RQRVFRSLIRUPHV FI*UDQGH %HPLVH$OYDUDGR2UWHJD (VSLQRVD $UUXEDUUHQD 5HFHQWHPHQWHDIDPtOLD)XULGDH &DWXULGDHSUySDUWH IRLVXJHULGDFRPR FRPSRVWD SRU DR PHQRV WUrV JrQHURV ± )XUR *LVWHO 5REXVWLFKWK\V ;X HW DO H $UFKDHRVHPLRQRWXV/ySH]$UEDUHOORHWDO±LQFOXtGDHP,RQRVFRSLIRUPHVHVXJHULGD FRPR JUXSR LUPmR GH 2SKLRSVLGDH /ySH]$UEDUHOOR HW DO $SrQGLFH $ )LJ % (QWUHWDQWR DV UHODo}HV LQWHUQDV GH 2SKLRSVLGDH DLQGD SHUPDQHFHP LQFHUWDV R TXH IRL GHPRQVWUDGRSHODKLSyWHVHILORJHQpWLFDDSUHVHQWDGDSRU0DFKDGR $SrQGLFH$ )LJ ( 'D PHVPD IRUPD FRPR ,RQRVFRSLGDH D IDPtOLD 2SKLRSVLGDH IRL SRXFR HVWXGDGD ILORJHQHWLFDPHQWHHSRXFRVGHVHXVUHSUHVHQWDQWHVIRUDPLQFOXtGRVHPDQiOLVHVILORJHQpWLFDV PDLV SUHFLVDPHQWH DSHQDV WUrV HVSpFLHV GDV WUH]H FRQVLGHUDGDV YiOLGDV 2 SURFHUD 0 DUHQDWXVH7NDOOLVWRV FI*DUGLQHUHWDO*UDQGH %HPLV$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD $H[LVWrQFLDGHSRXFRVHVWXGRVILORJHQpWLFRVDWUHODGDjIUDFD GHILQLomRDQDW{PLFDH[LVWHQWHSDUDDIDPtOLDJHUDQmRVyXPDVpULHGHG~YLGDVHPUHODomRD TXDLVUHSUHVHQWDQWHVVmRUHDOPHQWHSHUWHQFHQWHVj2SKLRSVLGDHFRPRWDPEpPHPUHODomRDR VHXPRQRILOHWLVPR 5HFHQWHPHQWH D HVSpFLH )XUR PXHQVWHUL $JDVVL] IRL UHODFLRQDGD j 2SKLRSVLGDH RXVHWUDWDGHXPSHL[HRILRSVtGHRRXGHXPDIDPtOLDLUPm)XULGDH HQTXDQWR DV GHPDLV HVSpFLHV GR JrQHUR QHFHVVLWDP GH UHYLVmR FI /DQH (EHUW H /ySH] $UEDUHOORHWDO $OpPGHVVDGXDVQRYDVHVSpFLHVSURYHQLHQWHVGR7ULiVVLFRGD&KLQDH GD,WiOLDWDPEpPIRUDPUHODFLRQDGDVj2SKLRSVLGDH FI;XHWDOH/ySH]$UEDUHOORHW DO DXPHQWDQGR D GLVWULEXLomR HVSDoRWHPSRUDO GR JUXSR 3RU ILP DLQGD WHPRV D H[LVWrQFLD GH XPD VpULH GH JUXSRV LQFHUWDH VHGLV TXH UHFRUUHQWHPHQWH YrP VHQGR UHODFLRQDGRV j 2SKLRSVLGDH HJ +HWHUROHSLGRWXV 2VWHRUDFKLVH1HRUKRPEROHSLV FI /DPEHUV*DUGLQHUHWDO 8P SUREOHPD DWXDO UHODFLRQDGR DR SRVLFLRQDPHQWR ILORJHQpWLFR QR LQWHULRU GH 2SKLRSVLGDH p UHIHUHQWH j HVSpFLH 3ODFLGLFKWK\V ELGRUVDOLV (VWD HVSpFLH WHYH UHFHQWHPHQWH VHXSRVLFLRQDPHQWRQRLQWHULRUGH2SKLRSVLGDHTXHVWLRQDGRVHQGRVXJHULGDFRPRSHUWHQFHQWH DRFODGR0DFURVHPLLIRUPHV FI0XUUD\ :LOVRQ (VWDHVSpFLHQRPLQDOIRLGHVFULWD Ki FHUFD GH TXLQ]H DQRV %ULWR H VXJHULGD FRPR XP SHL[H KDOHFRPyUIR EDVHDGR QD SUHVHQoDGHGRLVFDUDFWHUHVVLPSOpWLFRDORQJDGRSDUWLFLSDQGRGDDUWLFXODomRPDQGLEXODUHR RVVR PD[LODU DSUHVHQWDQGR XPD UHHQWUkQFLD QD VXD ERUGD SRVWHULRU FI SRVWHULRU PD[LOODU\ QRWFK*UDQGH %HPLV 1HVWHPHVPRDUWLJRRDXWRUGHVWDFRXVHPHOKDQoDVHQWUH3 ELGRUVDOLV FRP RXWURV SHL[HV ,RQRVFRSLIRUPHV FRPR D IUDQMD RUELWDO GR GHUPRHVIHQyWLFR SRUWDQGRRFDQDOVHQVRULDOLQIUDRUELWDOHSULQFLSDOPHQWHVHPHOKDQoDVGDHVSpFLHFRPSHL[HV RILRSVtGHRV WDLV FRPR D SHUGD GD IRVVD ODWHUDO QRV FHQWURV YHUWHEUDLV D SUHVHQoD GH RVVR ODFULPDOKLSHUWURILDGRHDSUHVHQoDGHHVFDPDVJDQRLGHVPDLVDOWDVTXHODUJDV FDUDFWHUtVWLFDV REVHUYDGDV WDPEpP QDV HVSpFLHV 2SKLRSVLV SURFHUD 7HRLFKWK\V NDOOLVWRV H 0DFUHSLVWLXV DUHQDWXV (QWUHWDQWR R IDWR GH 3 ELGRUVDOLV DSUHVHQWDU XPD FDUDFWHUtVWLFD SHFXOLDU SDUD SHL[HV KDOHFRPyUIRV LH D SUHVHQoD GH ³GXDV QDGDGHLUDV GRUVDLV´ FRPELQDGR D QmR UHDOL]DomRGHXPHVWXGRILORJHQpWLFRTXDQGRGDGHVFULomRFXOPLQRXSDUDTXHDHVSpFLHIRVVH SURSRVWD RULJLQDOPHQWH FRPR XP KDOHFRPyUIR LQFHUWDH VHGLV FI %ULWR 3RU RXWUR ODGR TXDQGR GD GHVFULomR GD QRYD HVSpFLH 3 WXFDQHQVLV R JrQHUR IRL IRUPDOPHQWH SRVLFLRQDGRQDRUGHP,RQRVFRSLIRUPHVHQDIDPtOLD2SKLRSVLGDHHPERUDWHQKDFRQWLQXDGR VHP VHU LQFOXtGR HP XP HVWXGR ILORJHQpWLFR FI %ULWR $OYDUDGR2UWHJD 5HFHQWHPHQWH EDVHDGR SULQFLSDOPHQWH QD SUHVHQoD GH ³GXDV QDGDGHLUDV GRUVDLV´ 3 ELGRUVDOLV IRL VXJHULGD FRPR SHUWHQFHQWH j RUGHP 0DFURVHPLLIRUPHV 0DFURVHPLLGDH 8DUEU\LFKWK\GDH>$SKDQHS\JXV3ODFLGLFKWK\V@ FI0XUUD\ :LOVRQ $SrQGLFH$ )LJ' DTXDOpDWXDOPHQWHFRQVLGHUDGDFRPRXPWi[RQGH*LQJO\PRGL FI*UDQGH 7RGDYLD HP IXQomR GD DQiOLVH GH 0XUUD\ :LOVRQ LQFOXLU SUDWLFDPHQWH DSHQDV UHSUHVHQWDQWHV GH 0DFURVHPLLIRUPHV $UUDWLD 6FKXOW]H TXH GHL[DUDP FODUD D QHFHVVLGDGHGHUHYLVmRGRSRVLFLRQDPHQWRILORJHQpWLFRGH3ODFLGLFKWK\V 3DUDWHQWDUVROXFLRQDUHVVDVTXHVW}HVWRUQDVHQHFHVViULRQmRVyUHYHUDQDWRPLFDPHQWH DVHVSpFLHVHXURSHLDVHDIULFDQDGH2SKLRSVLGDHFRPRWDPEpPUHGHILQLUDQDWRPLFDPHQWHD IDPtOLDHLQFOXLURPDLRUQ~PHURGHHVSpFLHVSRVVtYHOHPXPHVWXGRILORJHQpWLFRTXHQmRVy WHVWH R PRQRILOHWLVPR GH 2SKLRSVLGDH PDV WDPEpP VXD UHODomR FRP RXWURV SHL[HV QHRSWHUtJLRV 'XUDQWH D FRQFOXVmR GR SUHVHQWH HVWXGR IRL SXEOLFDGR XP WUDEDOKR /DQH (EHUW FRPLPSDFWRVREUHDWD[RQRPLDGRJrQHUR2SKLRSVLVEHPFRPRGHDOJXPDVGHVXDV HVSpFLHV &RQWXGR QmR KRXYH WHPSR KiELO SDUD DQDOLVDU FRP SURIXQGLGDGH DV SURSRVWDV DSUHVHQWDGDV QR UHIHULGR DUWLJR H SRUWDQWR D QRPHQFODWXUD DTXL DGRWDGD QmR UHIOHWH DV VXJHVW}HVGRPHVPR 3(,;(6 +$/(&20253+, INCERTAE SEDIS 5(/$&,21$'26 ¬ ,2126&23,)250(6 6mRFRQKHFLGRVDOJXQVJUXSRVGH+DOHFRPRUSKLTXHIRUDPGHVFULWRVKiPXLWRWHPSR HHPJHUDOQXQFDIRUDPUHYLVDGRV(PERUDYiULDVKLSyWHVHVMiWHQKDPVLGRVXJHULGDVSDUDDV UHODo}HVGHVWHVJUXSRVPXLWDVGHODVQmRIRUDPEDVHDGDVHPHVWXGRVFRPDQiOLVHILORJHQpWLFD SHUPDQHFHQGRHVWHVJUXSRVDLQGDKRMHFRPRLQFHUWDHVHGLV 'RV JUXSRV LQFHUWDH VHGLV FRQKHFLGRV GH +DOHFRPRUSKL DOJXQV Mi IRUDP VXJHULGRV FRPR SUy[LPRV j ,RQRVFRSLIRUPHV SULQFLSDOPHQWH j 2SKLRSVLGDH FI /DPEHUV *DUGLQHU HW DO *UDQGH %HPLV 0XLWRV Mi IRUDP UHSRUWDGRV QD OLWHUDWXUD RUD FRPR SHUWHQFHQWHV j IDPtOLD &DWXULGDH )XULGDH 1LFKROVRQ /\GHNNHU H (XJQDWKLGDH-RUGDQ RUDj2SKLRSVLGDHVHQGRHOHV +HWHUROHSLGRWXV %UDFK\LFKWK\V 2VWHRUDFKLV 1HRUKRPEROHSLVH$SKDQHS\JXV DOpP GH DOJXPDV HVSpFLHV GR JrQHUR )XUR $SrQGLFH$)LJ (P UHODomR D HVVHV JrQHURV LQFHUWDH VHGLV HP HVSHFLDO +HWHUROHSLGRWXV %UDFK\LFKWK\V 2VWHRUDFKLVH1HRUKRPEROHSLV H[LVWH XPD JUDQGH FRQIXVmR QD OLWHUDWXUD TXDQWR DRSRVLFLRQDPHQWR jV HVSpFLHVQRPLQDLV HDRV FDVRV GHVLQRQtPLD$OpP GLVVRHP JHUDO HVVHV JrQHURV IRUDP DERUGDGRV TXDQGR GH VXDV GHVFULo}HV H HP DOJXQV WUDEDOKRV VXEVHTXHQWHVQmRVHQGRPDLVLQFOXtGRVHPWUDEDOKRVPRGHUQRVRTXHFRQWULEXLXSDUDSRXFD LQIRUPDomRH[LVWHQWHVREUHHOHV Heterolepidotus 2 JrQHUR +HWHUROHSLGRWXV (JHUWRQ DSUHVHQWD QD OLWHUDWXUD GLVWULEXLomR JHRJUiILFD HXURSHLD HJ ,QJODWHUUD ,WiOLD H $OHPDQKD VHQGR FRQKHFLGR GR 7ULiVVLFR 6XSHULRUDR-XUiVVLFR6XSHULRUHIRLFULDGRFRPRIRUPDGHGLIHUHQFLDUWDLVSHL[HVGDVHVSpFLHV GR JrQHUR /HSLGRWHV $JDVVL] 'H DFRUGR FRP (JHUWRQ RV UHSUHVHQWDQWHV GH +HWHUROHSLGRWXV VH GLIHUHQFLDYDP GRV UHSUHVHQWDQWHV GH /HSLGRWHV SHOD IRUPD GRV GHQWHV GHQWHVSRQWLDJXGRVDORQJDGRVHGHWDPDQKRYDULDGRYHUVXVGHQWHVWULWXUDGRUHVRXF{QLFRVH GHWDPDQKRXQLIRUPHUHVSHFWLYDPHQWH HSHODIRUPDHGLVSRVLomRGDVHVFDPDV HPGLUHomRj SDUWHLQIHULRUGRFRUSRDVHVFDPDVGH+HWHUROHSLGRWXVYmRDGTXLULQGRXPDIRUPDPDLVHVWUHLWD H PDLV DORQJDGD ¬ pSRFD R JrQHUR +HWHUROHSLGRWXV IRL LQGLFDGR SRU HVWH DXWRU FRPR SHUWHQFHQWHjRUGHP*DQRLGHLHjIDPtOLD6DXURLGHL FODVVLILFDomRQmRPDLVXWLOL]DGDPDVTXH QDpSRFDDJUXSDYDSULQFLSDOPHQWHSHL[HVFRPHVFDPDVJDQRLGHV 6HJXQGR(JHUWRQ RVUHSUHVHQWDQWHVGHVWHJrQHURHQWUHRXWUDVFDUDFWHUtVWLFDVDSUHVHQWDYDPGHQWHVGHWDPDQKRV H IRUPDV GLIHUHQFLDGRV RV PDLRUHV GHQWHV DUUHGRQGDGRV H RV PHQRUHV SRQWLDJXGRV H QXPHURVRV QDGDGHLUDV SHLWRUDLV H SpOYLFDV JUDQGHV HVFDPDV JDQRLGHV PDLV RX PHQRV VHUUDGDV HP VXD PDUJHP SRVWHULRU H HVFXGR DEGRPLQDO LH FRQIRUPDomR GLIHUHQFLDGD GDV HVFDPDVQDSRUomRYHQWUDOGRDEG{PHQ FIGLDJQRVHGH+HWHUROHSLGRWXVHP(JHUWRQH *DUGLQHU (P:RRGZDUGFDWDORJRXHVSpFLHVQRPLQDLVSDUDRJrQHUR+HWHUROHSLGRWXV VHQGRHODV+ODWXV(JHUWRQ+VHUUXODWXV $JDVVL] $SrQGLFH$)LJ$ + W\SLFXV :LQNOHU + VWULDWXV $JDVVL] + FHSKDOXV .QHU + SHFWRUDOLV %HOORWWL + VHUUDWXV %HOORWWL +" UDGLDWRSXQFWDWXV $JDVVL] +DQJXODWL'HHFNH+"OHSWRFHSKDOXV $JDVVL] H+PLQRU'DYLV 7RGDYLD:RRGZDUGUHYLXHGHVFUHYHXVXSHUILFLDOPHQWHVRPHQWHDVRLWRSULPHLUDVVXJHULQGR DQHFHVVLGDGHGHUHYLVmRGDVWUrV~OWLPDV2DXWRUFRQVLGHURXRJrQHURFRPRSHUWHQFHQWHj IDPtOLD &DWXULGDH )XULGDH H DSUHVHQWRX LQ~PHUDV VLQRQtPLDV GH HVSpFLHV &RQVLGHURX DLQGD FRPR VLQ{QLPR GR JrQHUR +HWHUROHSLGRWXV RV JrQHURV (XOHSLGRWXV H %UDFK\LFKWK\V VHQGR D VLQRQtPLD FRP R ~OWLPR JrQHUR TXHVWLRQDGD SRVWHULRUPHQWH SRU *DUGLQHU HW DO $OpP GDV HVSpFLHV DSUHVHQWDGDV QR FDWiORJR GH :RRGZDUG E RXWUDV VHWH HVSpFLHV QRPLQDLV IRUDP UHSRUWDGDV QD OLWHUDWXUD ± + GRUVDOLV .QHU + JLEEXV %DVVDQL+EUHYLV %HOORWWL +SDUYXOXV *RUMDQRYLFN.UDPEHUJHU + HJLGLLYHQDQWL 'H $OHVVDQGUL + WDUDPHOOL 'H $OHVVDQGUL H + EHOORWWL'H $OHVVDQGUL ± QmR IRUDP UHYLVDGDV H DLQGD VmR FRQVLGHUDGDV YiOLGDV 'HVWD IRUPD DWXDOPHQWH R JrQHUR +HWHUROHSLGRWXV p UHSUHVHQWDGR SRU HVSpFLHV QRPLQDLV VHQGR TXH GHVWDVVRPHQWHDHVSpFLHWLSR +ODWXV IRLFRPSOHWDPHQWHHPLQXFLRVDPHQWHGHVFULWD FI %RURXJK H *DUGLQHU $OpP GHVVDV HVSpFLHV QRPLQDLV RXWUDV GXDV IRUDP UHSRUWDGDV QD OLWHUDWXUD + JUDQGLV 'DYLV FRQVLGHUDGD FRPR VLQ{QLPR M~QLRU GH 2VWHRUDFKLV PDFURFHSKDOXV SRU :RRGZDUG E H + PDQVHOLL (JHUWRQ UHSRVLFLRQDGD SRVWHULRUPHQWH QR JrQHUR /HSLGRWHV FI :RRGZDUG 6KHUERUQH H :RRGZDUGE $QRPHQFODWXUDDGRWDGDSDUDDHVSpFLHWLSR+HWHUROHSLGRWXVODWXVIRLTXHVWLRQDGDSRU *DUGLQHU TXH VXJHULX R ELQ{PLR +HWHUROHSLGRWXV UKRPELIHU FRPR WHUPLQRORJLD FRUUHWD(VWHDXWRUGHVFDUWRXDSURSRVLomRGHVLQRQtPLDGDVHVSpFLHV'DSHGLXPILPEULDWXVH /HSLGRWHV ILPEULDWXV SUHYLDPHQWH VXJHULGDV SRU :RRGZDUG E FRPR VLQ{QLPDV GH +HWHUROHSLGRWXV ODWXV ID]HQGR GD HVSpFLH QRPLQDO 6HPLRQRWXV UKRPELIHU $JDVVL] R VLQ{QLPRVrQLRUHGHVWDIRUPDFRQVLGHURX +HWHUROHSLGRXV UKRPELIHU RQRPHFRUUHWR DVHU XWLOL]DGR 1RTXHFRQFHUQHjVUHODo}HVILORJHQpWLFDVGH+HWHUROHSLGRWXVRJrQHURpDWXDOPHQWH FRQVLGHUDGR FRPR GH SRVLomR LQFHUWD (P XP SULPHLUR PRPHQWR PXLWRV DXWRUHV FRQVLGHUDUDP R JrQHUR FRPR SHUWHQFHQWH j IDPtOLD (XJQDWKLGDH &DWXULGDH FI :RRGZDUGDHE*DUGLQHU6FKDHIIHU/HKPDQDQG3DWWHUVRQ VHQGRVHPSUHDSRQWDGDVVHPHOKDQoDVFRPUHSUHVHQWDQWHVGRVJrQHURV6HPLRQRWXV/HSLGRWHV H (XJQDWKXV 3RVWHULRUPHQWH DOJXPDV DILQLGDGHV HQWUH +HWHUROHSLGRWXV H SHL[HV RILSVtGHRV HJ 2SKLRSVLV 0DFUHSLVWLXV DQG 7HRLFKWK\V IRL VXJHULGD FI %DUWUDP DQG $SSOHJDWH H FRQILUPDGD DQRV PDLV WDUGH D SDUWLU GH XP HVWXGR ILORJHQpWLFR TXH DSUHVHQWRX R FODGR > 7HRLFKWK\V2SKLRSVLV 2VWHRUDFKLV0DFUHSLVWLXV +HWHUROHSLGRWXV@ FI/DPEHUV $SrQGLFH$)LJ FRPR2SKLRSVLGDHHDSUHVHQWRX DLQGD VLQDSRPRUILDV TXH R VXVWHQWDVVH HJ SUHVHQoD GR RVVR HWPRLGH H[SRVWR HQWUH R DQWRUELWDO H D yUELWD LQIUDRUELWDLV SURIXQGRV H DOWHUQkQFLD GH GLSORVSRQGLOLD 3RU ILP QR ~OWLPR WUDEDOKR TXH LQFOXLX +HWHUROHSLGRWXV HP XPD DQiOLVH ILORJHQpWLFD *DUGLQHU DSUHVHQWRXRJrQHURFRPRXPWi[RQGHSRVLomRLQFHUWDQRLQWHULRUGH,RQRVFRSLIRUPHV(VWD KLSyWHVH IRL WDPEpP VXJHULGD SRU GRLV WUDEDOKRV VHJXLQWHV *UDQGH %HPLV H $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD TXH UHFRQKHFHUDP +HWHUROHSLGRWXVFRPR SRVVtYHO JUXSR RILRSVtGHR PDV GHL[DUDP FODUD D QHFHVVLGDGH GH UHYLVmR GR WD[D SDUD FRPSURYDomRGHVVDUHODomR Brachyichthys 2 JrQHUR %UDFK\LFKWK\V IRL GHVFULWR SRU :LQNOHU D SDUWLU GD GHVFULomR GD HVSpFLH QRPLQDO % W\SLFXV $SrQGLFH $ )LJ % FRP EDVH HP XP ~QLFR HVSpFLPH SURYHQLHQWHGH6ROQKRIHQ -XUiVVLFR6XSHULRUGD$OHPDQKD RTXDODSUHVHQWDRFUkQLREHP IUDJPHQWDGR e XP JrQHUR PRQRHVSHFtILFR TXH IRL VXJHULGR FRPR VLQ{QLPR GH +HWHUROHSLGRWXV SRU :RRGZDUG E (P VHX FDWiORJR +HWHUROHSLGRWXV W\SLFXV IRL PDQWLGD FRPR XPD HVSpFLH QRPLQDO GLIHUHQWH GD HVSpFLH WLSR + ODWXV 3URYDYHOPHQWH j RFDVLmR GH XPD FRQIXVmR LQWHUSUHWDWLYD *DUGLQHU H FRODERUDGRUHV TXHVWLRQDUDP D VLQRQtPLD SURSRVWD SRU :RRGZDUG E DSRQWDQGR GLIHUHQoDV HQWUH + ODWXV H %UDFK\LFKWK\V W\SLFXV (P WUDEDOKRV SRVWHULRUHV R JrQHUR %UDFK\LFKWK\V FRQWLQXRX D VHU LQGLFDGR FRPR SRVVtYHO VLQ{QLPR GH +HWHUROHSLGRWXV HJ $OYDUDGR2UWHJD (VSLQRVD $UUXEDUUHQD &RPRMiPHQFLRQDGRDQWHULRUPHQWHRJrQHUR+HWHUROHSLGRWXVHPERUDMiWHQKDVLGR UHODFLRQDGR j 2SKLRSVLGDH DWXDOPHQWH p FRQVLGHUDGR LQFHUWDH VHGLV 'D PHVPD IRUPD p WDPEpP %UDFK\LFKWK\V LQGHSHQGHQWH GD FRQILUPDomR GH VLQRQtPLD /RJR DOpP GD QHFHVVLGDGH GH WHVWDU R SRVLFLRQDPHQWR GR JrQHUR %UDFK\LFKWK\V WDPEpP p QHFHVViULD D LQYHVWLJDomRGHVXDVLQRQtPLDFRPRJrQHUR+HWHUROHSLGRWXV Osteorachis 2JrQHUR2VWHRUDFKLVGHVFULWRSRU(JHUWRQ pFRQKHFLGRGR-XUiVVLFR,QIHULRU /LiVVLFR,QIHULRUGH'RUVHWVKLUH DR6XSHULRUGD,QJODWHUUD 2[IRUGLDQRGH3HWHUERURXJK H IRLLQLFLDOPHQWHSRVLFLRQDGRQDRUGHP*DQRLGHL RUGHPHVWDEHOHFLGDSRU$JDVVL]HP TXH DJUXSDYD SHL[HV FRP HVFDPDV JDQRLGHV KRMH QmR PDLV XWLOL]DGD FRPR FDWHJRULD WD[RQ{PLFD $SDUWLUGHVXDGHVFULomRIRLDERUGDGRHPSRXFRVWUDEDOKRVVXEVHTXHQWHV HJ :RRGZDUGDHEH*DUGLQHU KDYHQGRDVVLPSRXFDLQIRUPDomRDFHUFDGR JUXSReUHSUHVHQWDGRSRUWUrVHVSpFLHVQRPLQDLV2VWHRUDFKLVPDFURFHSKDOXV(JHUWRQ $SrQGLFH$)LJ& 2JUDQXODWXV (JHUWRQ H2OHHGVL:RRGZDUG7RGDVDV HVSpFLHV IRUDP GHVFULWDV FRP EDVH HP H[HPSODUHV SRXFR SUHVHUYDGRV VHQGR UHSUHVHQWDGDV SRU HVSpFLPHV HP JHUDO IUDJPHQWDGRV H VHQGR FRQVHTXHQWHPHQWH SRXFR FRQKHFLGDV DQDWRPLFDPHQWH$HVSpFLHPHOKRUGLDJQRVWLFDGDHGHGHVFULomRPDLVFRPSOHWDpDHVSpFLH WLSR 2PDFURFHSKDOXV 2VWHRUDFKLVMiIRLWUDWDGRFRPRSHUWHQFHQWHDIDPtOLD(XJQDWKLGDH &DWXULGDH HJ :RRGZDUG *DUGLQHU /HKPDQ H 3DWWHUVRQ H WDPEpP VXJHULGR FRPR JUXSR LUPmR GH 0DFUHSLVWLXV DUHQDWXV SRVLFLRQDGR QR LQWHULRU GH 2SKLRSVLGDH FI /DPEHUV (QWUHWDQWR *DUGLQHU H FRODERUDGRUHV DR UHDOL]DU XP HVWXGR GDV UHODo}HV GH SHL[HV QHRSWHUtJLRV EDVDLV DSHVDUGH QmR WHU LQFOXtGR R JrQHUR 2VWHRUDFKLV HP VXD DQiOLVH UHVVDOWDUDP TXH R JrQHUR QmR DSUHVHQWD QHQKXPD GDV FLQFR VLQDSRPRUILDV SURSRVWDV SRU %DUWUDP SDUD 2SKLRSVLGDH 2XWURV DXWRUHV VXJHULUDP D SRVVLELOLGDGH GR JrQHUR VHU UHODFLRQDGR j ,RQRVFRSLIRUPHV HJ *UDQGH %HPLV H $OYDUDGR2UWHJD (VSLQRVD PDVWDPEpPQmRRLQFOXtUDPHPDQiOLVHVILORJHQpWLFDV 9LVWRRSRXFRFRQKHFLPHQWRDQDW{PLFRGRJrQHUR2VWHRUDFKLVHDG~YLGDHPUHODomR DR VHX SRVLFLRQDPHQWR HVWH SRU VHU FRQVLGHUDGR SULQFtSLR FRPR XP Wi[RQ LQFHUWDH VHGLV VHQGRFODUDDQHFHVVLGDGHGHVXDUHYLVmRDQDW{PLFDHILORJHQpWLFD Neorhombolepis 1HRUKRPEROHSLV p XP JrQHUR GH SHL[HV FRQKHFLGRV GR &UHWiFHR GD ,QJODWHUUD FRPSRVWRSRUGXDVHVSpFLHVQRPLQDLV1H[FHOVXV:RRGZDUG $SrQGLFH$)LJ' 1YDOGHQVLV :RRGZDUGE HSRVVLYHOPHQWH XPDWHUFHLUD 1 " SXQFWDWXV :RRGZDUG E$SULQFtSLRRJrQHURWDPEpPIRLWUDWDGRFRPRSHUWHQFHQWHjIDPtOLD(XJQDWKLGDH &DWXULGDH VHQGRPDLVWDUGHVXJHULGRFRPRVLQ{QLPRGH0DFUHSLVWLXV HJ3DWWHUVRQ SH*UDQGH %HPLV RXVHMDFRPRXPRILRSVtGHR $WXDOPHQWHpXPJrQHURSREUHPHQWHFRQKHFLGRHWDPEpPFRQVLGHUDGR+DOHFRPRUSKL LQFHUWDHVHGLV Aphanepygus 2JrQHUR$SKDQHS\JXVIRLFULDGRSRU%DVVDQL DSDUWLUGDGHVFULomRGDHVSpFLH $HOHJDQV2JrQHURpFRQKHFLGRGR&UHWiFHR6XSHULRUGDÈVLDHGD(XURSDHUHSUHVHQWDGR SRUGXDVHVSpFLHVQRPLQDLV$HOHJDQV%DVVDQLH$GRUVDOLV 'DYLV $SrQGLFH $)LJ( )RLLQLFLDOPHQWHWUDWDGRFRPRSHUWHQFHQWHjIDPtOLD/HSLVRVWHLGDH FI%DVVDQL HSUy[LPRj0DFURVHPLXVSRVWHULRUPHQWHIRLVXJHULGDVXDSUR[LPLGDGHFRPDIDPtOLD 0DFURVHPLLGDH FI %DUWUDP E 'H DFRUGR FRP %DUWUDP E DVVLP FRPR RV UHSUHVHQWDQWHVGDIDPtOLD0DFURVHPLLGDH$SKDQHS\JXVDSUHVHQWDXPDQDGDGHLUDGRUVDOORQJD H GLYLGLGD $SrQGLFH $ )LJ ( DOpP GD DXVrQFLD GH SODFD JXODU H GH VXSUDPD[LOD (QWUHWDQWR DSHVDU GDV VLPLODULGDGHV DSRQWDGDV HQWUH $SKDQHS\JXV H RV UHSUHVHQWDQWHV GD IDPtOLD0DFURVHPLLGDHRJrQHURDLQGDKRMHpFRQVLGHUDGRFRPRGHSRVLomRLQFHUWDQRLQWHULRU GH 1HRSWHU\JLL )RL FRQVLGHUDGR SRU 0XUUD\ :LOVRQ FRPR JUXSR LUPmR GH 3ODFLGLFKWK\VELGRUVDOLVHDPERVSUy[LPRVj0DFURVHPLLGDH $SrQGLFH$)LJ( ID]HQGR SDUWHGDRUGHP0DFURVHPLLIRUPHVFRQGLomRTXHQHFHVVLWDVHULQYHVWLJDGD$OpPGLVVRHVVH JUXSRDSUHVHQWDXPDVpULHGHHVFDPDVUHFREULQGRDUHJLmRVXERUELWDO $SrQGLFH$)LJ% D TXDO IRL PHQFLRQDGD FRPR PRVDLFR GH VXERUELWDLV FI %DUWUDP E PHVPD GHQRPLQDomRGHXPDFDUDFWHUtVWLFDDSULQFtSLR H[FOXVLYDGR JrQHUR 7HRLFKWK\V'HYLGRjV GXDVSRVVtYHLVVHPHOKDQoDVVXSUDFLWDGDV LH$SKDQHS\JXVFRP3ODFLGLFKWK\VH7HRLFKWK\V pQHFHVViULDDFRPSDUDomRGHVVHJrQHURFRPUHSUHVHQWDQWHVGH2SKLRSVLGDH Furo $JDVVL] GHVFUHYHXRJrQHUR(XJQDWKXVDSDUWLUGDGHVFULomRGDHVSpFLHWLSR ( RUWKRVWRPXV GR -XUiVVLFR GD ,QJODWHUUD 'RUVHWVKLUH DOpP GH RXWUDV FLQFR HVSpFLHV QRPLQDLV3RVWHULRUPHQWH*LVWHO SURPRYHXXPDPRGLILFDomRQRQRPHJHQpULFRXPD YH] TXH (XJQDWKXV Mi FRUUHVSRQGLD D XP JrQHUR GH &ROHRSWHUD FI /DPEHUV GHVFUHYHQGRSRUWDQWRRJrQHUR)XUR $WXDOPHQWHFHUFDGHHVSpFLHVGRJrQHUR)XURVmRFRQKHFLGDV>HJ)ODWLPDQXV $JDVVL] $SrQGLFH$)LJ) )RUWKRVWRPXV $JDVVL] )KHUPHVL'H $OHVVDQGUL)QRUPDQGLFD:HQ])SUDHORQJXV7KLROOLqUH)PXHQVWHUL $JDVVL] @ SURYHQLHQWHV GH GLYHUVDV ORFDOLGDGHV HXURSHLDV HJ 'RUVHWVKLUH ,QJODWHUUD /RPEDUGLD ,WiOLD &HULQ )UDQoD H %DYLHUD $OHPDQKD H QHFHVVLWDP VHUHP UHYLVDGDV /DPEHUV UHDOL]RXXPDSHTXHQDUHYLVmRGRVUHSUHVHQWDQWHVGH)XURGD%DYLHUD $OHPDQKD HUHSRUWRXTXHSRVVLYHOPHQWHRJrQHUR)XURQmRpPRQRILOpWLFR(QWUHWDQWRDV GHPDLV HVSpFLHV MDPDLV IRUDP UHYLVDGDV FRP H[FHomR GH )XUR PXHQVWHUL TXH IRL UHYLVDGD UHFHQWHPHQWHSRU/DQH (EHUW (PUHODomRDRVHXSRVLFLRQDPHQWRILORJHQpWLFRRJrQHURSRGHVHUFRQVLGHUDGRDLQGD GHSRVLomRLQFHUWD'HDFRUGRFRP3DWWHUVRQ HRXWURVDXWRUHV HJ:RRGZDUGE /DPEHUV )XUR HVWDULD SRVLFLRQDGR QD IDPtOLD &DWXULGDH 2ZHQ (QWUHWDQWR R PRQRILOHWLVPRGDIDPtOLD&DWXULGDHQmRpFRPSURYDGR3DUWHGHVHXVUHSUHVHQWDQWHVFRPRRV JrQHURV&DWXUXVH$PEO\VHPLXVVmRFRQVLGHUDGRVFRPRSUy[LPRVj$PLLIRUPHV FI2OVHQ 0F&XQH /DPEHUV*DUGLQHUHW DO *UDQGH %HPLV HQTXDQWR RXWUD SDUWH FRPR RV JrQHURV )XUR H +HWHUROHSLGRWXV VmR FRQVLGHUDGRV FRPR SUy[LPRV j 2SKLRSVLGDH FI %DUWUDP /DPEHUV /DQH (EHUW H /ySH]$UEDUHOOR 'HVWDIRUPDpFODUDDQHFHVVLGDGHGHUHYLVmRDQDW{PLFDQmRVyGRJrQHUR)XURTXDQWR GHWRGDIDPtOLD&DWXULGDHDOpPGDQHFHVVLGDGHGHXPHVWXGRILORJHQpWLFRGHVWHJUXSR 2%-(7,926 2SRQWRGHSDUWLGDGHVVDWHVHVHGHXDSDUWLUGRPHXWUDEDOKRGHPHVWUDGR 0DFKDGR RQGHLQLFLHLXPDUHYLVmRGD2UGHP,RQRVFRSLIRUPHV ,RQRVFRSLGDH2SKLRSVLGDH 1R WUDEDOKR PHQFLRQDGR D RUGHP ,RQRVFRSLIRUPHV IRL SDUFLDOPHQWH DQDOLVDGD VHQGR UHYLVWRV VHXVUHSUHVHQWDQWHVEUDVLOHLURVHPH[LFDQRV5HVWDQGRSRUID]HUDUHYLVmRGRVUHSUHVHQWDQWHV HXURSHXV H GR ~QLFR Wi[RQ DIULFDQR $SHVDU GD RUGHP VH PDQWHU PRQRILOpWLFDHP WRGDVDV iUYRUHVREWLGDVQRUHIHULGRWUDEDOKR HODDSUHVHQWRXXPEDL[RVXSRUWHILORJHQpWLFR YDORUGH ERRWVWUDS GH $OpP GLVVR DV UHODo}HV LQWHUQDV GH DPEDV DV IDPtOLDV ,RQRVFRSLGDH H 2SKLRSVLGDH QmRILFDUDPEHPUHVROYLGDV $SrQGLFH$)LJ( (PERUD DV IDPtOLDV 2SKLRSVLGDH H ,RQRVFRSLGDH WHQKDP DWXDOPHQWH VHX SRVLFLRQDPHQWRQRLQWHULRUGRV,RQRVFRSLIRUPHVSURSRVWRSRUYiULRVDXWRUHV HJ*UDQGH %HPLV$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQDH0DFKDGR DYDOLGDGH GHVWD RUGHP DLQGD p XP SRQWR GLVFXWtYHO $SHVDU GRV UHSUHVHQWDQWHV GH DPEDV DV IDPtOLDV DSUHVHQWDUHP PXLWDV VHPHOKDQoDV DQDW{PLFDV RV PHVPRV WDPEpP DSUHVHQWDP PXLWDV GLIHUHQoDV SULQFLSDOPHQWH QR TXH GL] UHVSHLWR j FREHUWXUD FRUSRUDO H DR HVTXHOHWR FDXGDO 0HVPRDVSUySULDVIDPtOLDV2SKLRSVLGDHH,RQRVFRSLGDHQmRIRUDPEHPGHILQLGDVRXEHP GHOLPLWDGDV 5HFHQWHPHQWH PXLWRV SHL[HV KDOHFRPyUIRV FRQVLGHUDGRV LQFHUWDH VHGLV HJ +HWHUROHSLGRWXV (JHUWRQ %UDFK\LFKWK\V :LQNOHU 2VWHRUDFKLV (JHUWRQ 1HRUKRPEROHSLV:RRGZDUGDVVLPFRPRDOJXQVSRVVtYHLVFDWXUtGHRVFRPRRJrQHUR )XUR YHHP VHQGR UHODFLRQDGRV j 2SKLRSVLGDH QD OLWHUDWXUD FI *DUGLQHU HW DO /DPEHUVH/DQH (EHUW FRPRPHQFLRQDGRDFLPDTXDQGRGDDSUHVHQWDomRGRV JUXSRV$OpPGLVVRDIDOWDGHXPHVWXGRILORJHQpWLFRFRPSOHWRVREUHDPEDVDVIDPtOLDVGi PDUJHQV SDUD G~YLGDV DFHUFD GRV VHXV UHSUHVHQWDQWHV FRPR QR FDVR GH 3ODFLGLFKW\V ELGRUVDOLVTXHWHYHUHFHQWHPHQWHVHXSRVLFLRQDPHQWRQRLQWHULRUGH2SKLRSVLGDHTXHVWLRQDGR 0XUUD\ :LOVRQH$UUDWLD 6FKXOW]H $SrQGLFH$)LJ' )UHQWH D HVWH FHQiULR p FODUD D QHFHVVLGDGHGHFRPSOHWDUDUHYLVmR DQDW{PLFD H ILORJHQpWLFD GD RUGHP ,RQRVFRSLIRUPHV VHQGR QHFHVViULR SDUD WDO QmR Vy XPD UHYLVmR DQDW{PLFDGRVJUXSRVHXURSHXVHGRWi[RQDIULFDQRSHUWHQFHQWHVjHVWDRUGHPPDVWDPEpPD UHYLVmR GRV UHSUHVHQWDQWHV LQFHUWDH VHGLV KDOHFRPyUIRV D HOD UHODFLRQDGRV e QHFHVViULD WDPEpP FRPSDUDomR GRV UHSUHVHQWDQWHV GH 2SKLRSVLGDH FRP RV GH 0DFURVHPLLGDH H FRP RXWURV Wi[RQV TXH UHFHQWHPHQWH YrP VHQGR UHODFLRQDGRV j 2SKLRSVLGDH HJ )XUR $UFKDHRVHPLRQRWXVH5REXVWLFKWK\V 5HDOL]DGDV DV UHYLV}HV H FRPSDUDo}HV DQDW{PLFDV WRUQDVH SRVVtYHO WHVWDU R SRVLFLRQDPHQWR GHVVHV JUXSRV HJ ,RQRVFRSLGDH 2SKLRSVLGDH H LQFHUWDHVHGLV HPUHODomRDRVRXWURV+RORVWHL $SHVDU GH VHU FODUD D QHFHVVLGDGH GH UHYLVmR DQDW{PLFD H ILORJHQpWLFD QmR Vy GR JrQHUR)XURPDVGHWRGDIDPtOLD&DWXULGDHHPIXQomRGRWDPDQKRHGDFRPSOH[LGDGHGR JUXSRQmRKDYHULDWHPSRKiELOSDUDXPDUHYLVmRFRPSOHWDGDPHVPD QR SUHVHQWHWUDEDOKR 'HVWDIRUPDpSURSRVWDVRPHQWHDLQFOXVmRGHDOJXQVUHSUHVHQWDQWHVGHVWDIDPtOLD HJ)XUR RUWKRVWRPXV ) PXHQVWHUL &DWXUXV IXUFDWXV H $PEO\VHPLXV EHOOLFLDQXV QD DQiOLVH ILORJHQpWLFDGRSUHVHQWHWUDEDOKRGHL[DQGRDUHYLVmRGHVVHJUXSRSDUDXPSURMHWRIXWXUR 2EMHWLYRVJHUDLV 2SUHVHQWHWUDEDOKRWHPGRLVREMHWLYRVSULQFLSDLVGLUHWDPHQWHUHODFLRQDGRV UHYLVDU DQDWRPLFDPHQWHRVUHSUHVHQWDQWHVHXURSHXVHDIULFDQRGDRUGHP,RQRVFRSLIRUPHVHGHDOJXQV Wi[RQVLQFHUWDHVHGLVGH+DOHFRPRUSKLH WHVWDURSRVLFLRQDPHQWRGRVJUXSRVUHYLVDGRVQR LQWHULRUGH1HRSWHU\JLLDSDUWLUGHGDGRVPRUIROyJLFRV 2EMHWLYRVHVSHFtILFRV D 5HYLVDUDQDWRPLFDPHQWHHWD[RQRPLFDPHQWHDVHVSpFLHVGH,RQRVFRSXV E 5HYLVDUDQDWRPLFDPHQWHHWD[RQRPLFDPHQWHDVHVSpFLHVGH2SKLRSVLV F 5HYLVDU DQDWRPLFDPHQWH H WD[RQRPLFDPHQWH DV HVSpFLHV GH +HWHUROHSLGRWXVH%UDFK\LFKWK\VLQYHVWLJDQGRDSRVVLELOLGDGHGHVLQRQtPLD HQWUHHVWHVJrQHURV G &RPSDUDU DQDWRPLFDPHQWH RV JrQHURV 2VWHRUDFKLV 1HRUKRPEROHSLVH $SKDQHS\JXVFRPUHSUHVHQWDQWHVGD)DPtOLD2SKLRSVLGDH H $SUHVHQWDU QRYRV GDGRV DQDW{PLFRV DFHUFD GH 3ODFLGLFKWK\V ELGRUVDOLVH FRPSDUDU DQDWRPLFDPHQWH UHSUHVHQWDQWHV GH 2SKLRSVLGDH HP HVSHFLDO 3 ELGRUVDOLVFRPDOJXPDVHVSpFLHVUHSUHVHQWDQWHVGH0DFURVHPLLGDH I $ SDUWLU GH XPD UHYLVmR GRV FDUDFWHUHV SURSRVWRV SRU GLYHUVRV DXWRUHV H WDPEpP QHVWH WUDEDOKR ID]HU XPD DQiOLVH ILORJHQpWLFD PRUIROyJLFD GH 1HRSWHU\JLLEDVDLVLQFOXLQGRSHODSULPHLUDYH]GLYHUVRVUHSUHVHQWDQWHVGH ,RQRVFRSLIRUPHVHVHXVUHODWLYRVLQFHUWDHVHGLV 0$7(5,$/(0e72'26 5HYLVmR$QDW{PLFD 3DUD D UHDOL]DomR GD UHYLVmR DQDW{PLFD GR SUHVHQWH WUDEDOKR IRUDP XWLOL]DGRV H[HPSODUHVGHSRVLWDGRVHPGLYHUVDVFROHo}HVFLHQWtILFDV'HQWUHHVWHVDOJXQVIRUDPFROHWDGRV SHORVLQWHJUDQWHVGR/DERUDWyULRGH,FWLRORJLD7HPSRH(VSDoRGD8(5- 8QLYHUVLGDGHGR (VWDGRGR5LRGH-DQHLUR QDVEDFLDVGR$UDULSHH7XFDQR)RUDPXWLOL]DGRVDLQGDPROGHVGH VLOLFRQHUHVLQDRXJHVVRGHDOJXQVH[HPSODUHV $OJXQV GRV H[HPSODUHV GHSRVLWDGRV QD 8(5- RX QD 81$0 8QLYHUVLGDG 1DFLRQDO $XWyQRPD GH 0p[LFR DOpP GH VHUHP H[DPLQDGRV H FRPSDUDGRV VRIUHUDP SUHSDUDomR PHFkQLFD HRX TXtPLFD VHQGR HP DOJXQV FDVRV FRQIHFFLRQDGRV PROGHV GH VLOLFRQH $OpP GLVVR WRGR PDWHULDO IRL IRWRJUDIDGR FRP PiTXLQD GLJLWDO PXLWDV YH]HV VHQGR XWLOL]DGD D LOXPLQDomR FRP OX] XOWUDYLROHWD H IRUDP FRQIHFFLRQDGRV GHVHQKRV FLHQWtILFRV FRP FDQHWD QDQTXLPDSDUWLUGDVIRWRV7RGDVDVHWDSDVVmRPHOKRUHVGHVFULWDVDVHJXLU 3DUDDUHDOL]DomRGRSUHVHQWHWUDEDOKRIRLH[DPLQDGRPDWHULDOSHUWHQFHQWHjVVHJXLQWHV LQVWLWXLo}HV FLHQWtILFDV 8QLYHUVLGDGH GR (VWDGR GR 5LR GH -DQHLUR %UDVLO 8(5- 0XVHX 1DFLRQDOGR5LRGH-DQHLUR%UDVLO 015- 'HSDUWDPHQWR1DFLRQDOGH3URGXomR0LQHUDO 5LRGH-DQHLUR%UDVLO '130 0XVHXGH3DOHRQWRORJLDGH6DQWDQDGR&DULUt&HDUi%UDVLO 036& &ROpFFLRQ1DFLRQDOGH3DOHRQWRORJtD,QVWLWXWRGH*HRORJtD8QLYHUVLGDG1DFLRQDO $XWyQRPD GH 0p[LFR &LGDGH GR 0p[LFR 0p[LFR ,*0 $PHULFDQ 0XVHXP RI 1DWXUDO +LVWRU\ 1RYD ,RUTXH (8$ $01+ 0XVpXP QDWLRQDO G +LVWRLUH QDWXUHOOH 3DULV )UDQoD 01+1 0XVHXP G¶+LVWRLUH 1DWXUHOOH GH /\RQ )UDQoD 0+1/ 8QLYHUVLWp &ODXGH %HUQDUG/\RQ)UDQoD 8&%/ 0XVHR&LYLFRGHL)RVVLOLGL%HVDQR,WiOLD 0&)% 0XVHR FLYLFRGLVWRULDQDWXUDOHGL0LODQR0LOmR,WiOLD 0610 0XVHRGL3DOHRQWRORJLD&HQWUR 0XVHLGHOOH6FLHQ]H1DWXUDOLH)LVLFKH1iSROHV,WiOLD &061) 3DODHRQWRORJLFDO,QVWLWXWH DQG0XVHXP8QLYHUVLW\RI=XULFK6XtoD 3,08=+ 0XVHR&DQWRQDOHGL6WRULD1DWXUDOHGL /XJDQR6XtoD 0&61 7KH1DWXUDO +LVWRU\0XVHXP /RQGUrV 5HLQR 8QLGR 1+08. -XUD 0XVHXP (LFKVWlWW $OHPDQKD -0( H %D\HULVFKH 6WDDWVVDPPOXQJ IU 3DOlRQWRORJLH XQG*HRORJLH %63* )RUDP H[DPLQDGRV XP WRWDO GH H[HPSODUHV GH SHL[HV IyVVHLV VHQGR GH RILRSVtGHRVGHLRQRVFRStGHRVGHSHL[HVFRQVLGHUDGRVLQFHUWDHVHGLVDOpPGHPDWHULDO GH FRPSDUDomR FRPSRVWR SRU HVSpFLPHV GH GLYHUVRV Wi[RQV HJ PDFURVHPLtGHRV SDUDVHPLRQRWtGHRVHWHOHyVWHRV $OLVWDGHH[HPSODUHVREVHUYDGRVHQFRQWUDVHQDSiJLQD 3UHSDUDomRGHH[HPSODUHV 3DUD XPD PHOKRU YLVXDOL]DomR GH DOJXQV H[HPSODUHV IRUDP QHFHVViULDV SUHSDUDo}HV TXtPLFDVVHJXLQGRDPHWRGRORJLDGH7RRPEV 5L[RQ HRXPHFkQLFDV$SULPHLUD WpFQLFD FRQVLVWH QD XWLOL]DomR GH iFLGRV SDUD GLVVROXomR GD PDWUL] FDOFiULD HQTXDQWR D VHJXQGDHPXPDSUHSDUDomRPDQXDOFRPDX[tOLRGHDJXOKDVHSRQWHLUDV(PDOJXQVFDVRVIH] VHQHFHVViULDjSUHSDUDomRGHPROGHVGRVH[HPSODUHVDQWHVGDSUHSDUDomRTXtPLFD 3DUDDSUHSDUDomRTXtPLFDIRLQHFHVViULRSULPHLUDPHQWHPRQWDUXPDEDVHGHPDVVD GHPRGHODU SODVWLOLQD HPWRUQRGRIyVVLO $SrQGLFH$ )LJ$ FRPSDUHGHVPDLVDOWDVTXH R SUySULR IyVVLO VHQGR EHP YHGDGD SDUD HYLWDU R HVFDSH GH UHVLQD (P VHJXLGD GiVH D SUHSDUDomR GD VROXomR GH UHVLQD D TXDO FRQVLVWH QD PLVWXUD GD PHVPD FRP R GLOXLGRU PRQ{PHURGHHVWLUHQRQDSURSRUomRGH $GLFLRQDVHDHVVDPLVWXUDXPFDWDOLVDGRUQD SURSRUomRGH'HVSHMDVHDPLVWXUDHPFLPDGRIyVVLODWpFREULORSRUFRPSOHWR $SrQGLFH $)LJ% $SyVKRUDVFRPDUHVLQDMiSROLPHUL]DGDUHWLUDVHWRGDDPDVVDGHPRGHODU2 IyVVLOpHQWmRVHUPHUJXOKDGRHPXPDVROXomRGHiFLGRIyUPLFRHPFRQFHQWUDo}HVGHDWp $SrQGLFH$)LJ' SRGHQGRVHUHPIHLWRVVXOFRVQDPDWUL]FDOFiULD $SrQGLFH$)LJ& FRPR IRUPDGHDFHOHUDU DDomRGRiFLGR (VWDVROXomRSRGHVHUWDPSRQDGDFRP IRVIDWR GH FiOFLR WULEiVLFR TXDQGR R IyVVLO p FRQVLGHUDGR PXLWR IUiJLO 7HUPLQDGD D DomR GR iFLGR R IyVVLOpUHWLUDGRGDVROXomRHLPHGLDWDPHQWHLPHUVRHPiJXDSRUDSUR[LPDGDPHQWHKRUDV SDUDLPSHGLUTXHDVREUDGHiFLGRUHFULVWDOL]HHQWUHDVOkPLQDVyVVHDVGRIyVVLO'HSRLVRIyVVLO pSRVWRSDUDVHFDUHHQWmRVXDVHVWUXWXUDVH[SRVWDVVmRFRODGDVFRPXPDVROXomRGHDJHQWH FRQVROLGDQWH ³SOH[LJXP´DFHWDWRGHHWLOD SDUDTXHVHHYLWHDGHVDUWLFXODomRHSHUGDGDV HVWUXWXUDV PDLV IUiJHLV 2 SURFHVVR FRP R iFLGR GHYH VHU UHSHWLGR DWp TXH VH REWHQKD R UHVXOWDGRHVSHUDGR $SUHSDUDomRPHFkQLFDIRLQHFHVViULDSULQFLSDOPHQWHQRVFDVRVHPTXHDPDWUL]QmR SRGH VHU GLVVROYLGD FRP D XWLOL]DomR GH iFLGRV RUJkQLFRV VHQGR XWLOL]DGDV DJXOKDV RX SRQWHLUDVSDUDVHUHWLUDURH[FHVVRGHVHGLPHQWRGHFLPDGRIyVVLO 3UHSDUDomRGHPROGHV $ SUHSDUDomR GH PROGHV p LQGLFDGD SDUD H[HPSODUHV GH FROHo}HV GH GLItFLO DFHVVR FRPRDOJXPDVGHRXWURVSDtVHVRXTXDQGRVHWHPSUHVHUYDGDDLPSUHVVmRGRIyVVLOHFRPR IRUPDGHVHREWHUR³SRVLWLYR´GRPHVPR &RPRSULPHLURSDVVRpFRQIHFFLRQDGDXPDEDVHGHPDVVDGHPRGHODU SODVWLOLQD HP WRUQR GR IyVVLO DVVLP FRPR QD SUHSDUDomR TXtPLFD (P VHJXLGD p QHFHVViULR SLQFHODU XP SRXFRGHYDVHOLQDOtTXLGDQRIyVVLOWHQGRFXLGDGRSDUDQmRREVWUXLURVHVSDoRV6HJXHVHD SUHSDUDomRGDERUUDFKDGHVLOLFRQHGHDFRUGRFRPDVLQVWUXo}HVGRIDEULFDQWH2VLOLFRQHGHYH VHUPLVWXUDGRFXLGDGRVDPHQWHDRFDWDOLVDGRUSDUDTXHVHHYLWHDIRUPDomRGHEROKDV(QWmR GHVSHMDVH DPLVWXUDVREUHRIyVVLOOHQWDPHQWHDWpFREULOR SRUFRPSOHWR 5HDOL]DGRV WRGRV HVVHVSURFHGLPHQWRVHVSHUDVHDVHFDJHPGRVLOLFRQHTXHHQWmRSRGHVHUUHPRYLGR )RWRJUDILDGHVHQKRVFLHQWtILFRVHREVHUYDomRDQDW{PLFD 7RGRV RV H[HPSODUHV IRUDP IRWRJUDIDGRV FRP PiTXLQD GLJLWDO VHQGR XWLOL]DGD D WpFQLFDGHIRWRJUDILDFRPOX]89 +RQHHWDO SDUDDOJXQVHVSpFLPHV4XDQGRYLiYHOD DSOLFDomRGHVWDWpFQLFDSHUPLWHXPDPHOKRUYLVXDOL]DomRGDVHVWUXWXUDVHSULQFLSDOPHQWHXPD ERDGLVWLQomRHQWUHRIyVVLOHDPDWUL],VWRRFRUUHSRUTXHRHVTXHOHWRHSRUYH]HVUHVWRVGH WHFLGR PROH GH DOJXQV IyVVHLV VH WRUQDP IOXRUHVFHQWHV VRE D UDGLDomR 89 HQTXDQWR JHUDOPHQWHDPDWUL]URFKRVDQmRDSUHVHQWDDPHVPDUHDomR $SrQGLFH$)LJ 3DUDVXD DSOLFDomRIRUDPXWLOL]DGDVOkPSDGDV893PRGHOR89*/H:D\7RR&RROPRGHORV/ H6/WRGDVFRPFRPSULPHQWRGHRQGDGHQDQ{PHWURV $ SDUWLU GDV IRWRJUDILDV UHDOL]DGDV IRUDP FRQIHFFLRQDGRV GHVHQKRV FLHQWtILFRV FRP FDQHWD QDQTXLP SDUD LOXVWUDomR GH HVWUXWXUDV LPSRUWDQWHV 2V GHVHQKRV FLHQWtILFRV IRUDP VHPSUH UHDOL]DGRV HP FLPD GH XPD IRWRJUDILD SDUD JDUDQWLU XPD ERD UHSUHVHQWDomR GDV SURSRUo}HVRULJLQDLVGHFDGDHVSpFLPH 3DUD REWHU XPD PHOKRU YLVXDOL]DomR GH HVWUXWXUDV WDQWR QD REVHUYDomR TXDQWR SDUD IRWRJUDILDSRUYH]HVRVIyVVHLVIRUDPUHFREHUWRVSRUXPDILQDFDPDGDGHPDJQpVLRDSDUWLU GDFRPEXVWmRGHPDJQpVLRHPILWD $SrQGLFH$)LJ 3DUDREVHUYDomRGHFDQDLVSRXFR YLVtYHLV WDPEpP IRL XWLOL]DGD D DSOLFDomR GH iOFRRO VREUH R IyVVLO SDUD HOXFLGDomR GHVVHV FDQDLVVREOX]YLVtYHO 7RGRPDWHULDOIRLH[DPLQDGRPXLWDVYH]HVFRPRDX[tOLRGHELQRFXODUHFRPSDUDGR HQWUH VL H FRP GDGRV H[LVWHQWHV QD OLWHUDWXUD $OJXPDV HVSpFLHV IRUDP UHGHVFULWDV H RXWUDV VHUYLUDPVRPHQWHFRPRPDWHULDOGHFRPSDUDomR 0HGLGDV &RPRIRUPDGHFRPSOHWDUDGHVFULomRGDVHVSpFLHVHPWRGRVRVH[HPSODUHVDQDOLVDGRV IRUDP PHGLGRV TXDQGR SRVVtYHO FRPSULPHQWR WRWDO &7 FRPSULPHQWR SDGUmR &3 FRPSULPHQWR SUpGRUVDO &3' FRPSULPHQWR GD QDGDGHLUD GRUVDO &' FRPSULPHQWR SUp SpOYLFR &33 FRPSULPHQWR SUpDQDO &3$ FRPSULPHQWR GD QDGDGHLUD SpOYLFD 3&Y FRPSULPHQWRGDQDGDGHLUDDQDO &$ DOWXUDPi[LPDGRFRUSR $0& FRPSULPHQWRHDOWXUD GDFDEHoD &&H$& HDOWXUDGRSHG~QFXORFDXGDO $3 $IRUPDFRPRHVVDVPHGLGDVIRUDP UHDOL]DGDVHVWiLOXVWUDGDQRDSrQGLFH$ILJXUD$HVHPSUHIRLXWLOL]DGRSDTXtPHWURGLJLWDO 3DUDPHQVXUDUFRPSULPHQWRHDOWXUD RXODUJXUDQRFDVRGRWHWRFUDQLDQR GRVRVVRV IRLVHJXLGDDPHVPDPHWRGRORJLDXWLOL]DGDSRU*UDQGH %HPLV QDTXDODVPHGLGDV IRUDPUHWLUDGDVGRSRQWRPpGLRGRVRVVRVHYLWDQGRTXHDLUUHJXODULGDGHGHIRUPDGRVRVVRV LQIOXHQFLDVVHQRPRPHQWRGHFRPSDUDomR $SrQGLFH$)LJ% 1RPHQFODWXUD $ QRPHQFODWXUD XWLOL]DGD QR SUHVHQWH HVWXGR SDUD D UHGHVFULomR DQDW{PLFD SULQFLSDOPHQWH D GR FUkQLR IRL EDVHDGD HP *UDQGH %HPLV H *UDQGH (QWUHWDQWR SDUD GHVID]HU DOJXPDV FRQIXV}HV QRPHQFODWXUDLV IRL QHFHVViULR XWLOL]DU RXWUDV IRQWHVDVDEHUSDUDRVRVVRVGDVpULHRUELWDOIRLXWLOL]DGDXPDFRPSRVLomRGDQRPHQFODWXUD GH YiULRV DXWRUHV HJ 'DJHW 3DWWHUVRQ H *UDQGH %HPLV SDUD D GHVFULomR GDV QDGDGHLUDV IRL XWLOL]DGR $UUDWLD H FRODERUDGRUHV H VHJXLQGR 'DJHW D SRUomR GR HVIHQyWLFR H[SRVWD QR FDQWR VXSHULRU GD yUELWD p GHQRPLQDGD DXWRHVIHQyWLFR 3DUDDGHVFULomRGDVpULHLQIUDRUELWDOIRLVHJXLGDEDVLFDPHQWHDQRPHQFODWXUDGH'DJHW GHVLJQDQGRRVRVVRVSRURUGHPGDSRVLomRDQWHULRUSDUDDSRVWHULRU HJSULPHLUR LQIUDRUELWDO VHJXQGR LQIUDRUELWDO HWF H GHVLJQDQGR R ~OWLPR LQIUDRUELWDO FRPR GHUPRHVIHQyWLFR TXH QR FDVR GR JUXSR GH HVWXGR HP JHUDO ID]LD SDUWH GR WHWR 7RGDYLD SUHIHULPRVDLQGDWUDWDURSULPHLURLQIUDRUELWDOFRPRODFULPDODVVLPFRPR*UDQGH %HPLV SRLVHPJHUDOHVVHLQIUDRUELWDOVHGLIHUHQFLDHPWDPDQKRHIRUPDGRVGHPDLV3DUD WUDWDURVRVVRVORFDOL]DGRVQDPDUJHPVXSHULRUGDyUELWDVHJXLPRVDQRPHQFODWXUDFRQVHQVR GDOLWHUDWXUDWUDWDQGRRVFRPRVXSUDRUELWDLV-iSDUDRVRVVRVSRVWHULRUHVRXDEDL[RGDVpULH LQIUDRUELWDOVHJXLPRVDPHVPDQRPHQFODWXUDDGRWDGDSRU3DWWHUVRQ GHVLJQDQGRHVWHV RVVRVFRPRVXERUELWDLV HQmRSyVRUELWDORXVXELQIUDRUELWDOFRPR*UDQGH %HPLV 3DUDRRVVRFRPFDQDOHQWUHRQDVDOHRODFULPDOVHJXLPRVDPHVPDQRPHQFODWXUDTXH'DJHW 3DWWHUVRQ *UDQGH %HPLV %DUWUDP HRXWURVDXWRUHVWUDWDQGR RFRPRDQWRUELWDO (PUHODomRjHVWUXWXUDGDQDGDGHLUDVXWLOL]DPRVGXDVGHQRPLQDo}HVSDUDGHVLJQDURV UDLRVGDVQDGDGHLUDVUDLRVSUyFRUUHQWHVHSULQFLSDLV5DLRVSUyFRUUHQWHVVmRUDLRVSHTXHQRV DQWHULRUHVDRVSULQFLSDLVSRGHQGRVHUVHJPHQWDGRVRXQmR(VWHVUDLRVHVWmRDVVRFLDGRVFRP HOHPHQWRV GR HQGRHVTXHOHWR FDXGDO HJ SWHULJLyIRURV HVSLQKRV KHPDLV H QHXUDLV HSXUDLV KLSXUDLVRXXURQHXUDLV 2VUDLRVSULQFLSDLVGDVQDGDGHLUDVGRUVDO $UUDWLDHWDOILJ H DQDO $UUDWLD HW DO ILJ FRUUHVSRQGHP D XP SULPHLUR UDLR VHJPHQWDGR PDV QmR UDPLILFDGR VHJXLGR SRU RXWURV UDLRV WRGRV VHJPHQWDGRV H UDPLILFDGRV (VWHV UDLRV VmR DVVRFLDGRVjSWHULJLyIRURV-iRVUDLRVSULQFLSDLVGDQDGDGHLUDFDXGDOFRUUHVSRQGHPDWRGRVRV UDLRVVHJPHQWDGRVHUDPLILFDGRVPDLVXPUDLRVHJPHQWDGRHQmRUDPLILFDGRQDPDUJHPGH FDGDORERGDQDGDGHLUD 7RGRVRVUDLRVSULQFLSDLVGDFDXGDOVmRDVVRFLDGRVjHOHPHQWRVGR HQGRHVTXHOHWRFDXGDO HJKLSXUDLVRXHVSLQKRVKHPDLV 3DUD RV HOHPHQWRV DVVRFLDGRV jV QDGDGHLUDV WDPEpP VHJXLPRV D QRPHQFODWXUD GH $UUDWLD XWLOL]DQGR DV GHQRPLQDo}HV IXOFUDV EDVDLV IXOFUDV PDUJLQDLV IULQJLQJ IXOFUDV HHVFXGRV)XOFUDVEDVDLVVmRHVWUXWXUDVVHPHOKDQWHVDHVFDPDVTXHDQWHFHGHPDEDVH GDVQDGDGHLUDVSRGHQGRVHUSDUHVRXQmR&DGDIXOFUDHVWiGLVSRVWDGHPDQHLUDDUHFREULUD IXOFUDVHJXLQWHHQDQDGDGHLUDFDXGDOVmRREOLTXDPHQWHRXSHUSHQGLFXODUPHQWHRULHQWDGDVHP UHODomR DR HL[R SULQFLSDO GR FRUSR )XOFUDV PDUJLQDLV VmR SHTXHQDV HVWUXWXUDV SDUHV VHPHOKDQWHV D SHTXHQDV HVFDPDV TXH HVWmR DVVRFLDGDV DR SULPHLUR UDLR SULQFLSDO GDV QDGDGHLUDV(VFXGRVVmRHVWUXWXUDVWDPEpPVHPHOKDQWHVDHVFDPDVDOJXPDVYH]HVUHFREHUWDV SRU JDQRtQD SRVLFLRQDGDV SDUDOHODPHQWH DR HL[R SULQFLSDO GR FRUSR H KRUL]RQWDOPHQWH DV VpULHVGHIXOFUDVEDVDLVRXDRVUDLRVSUyFRUUHQWHVGDQDGDGHLUDFDXGDO $OLVWDGHDEUHYLDWXUDVXWLOL]DGDVSRGHVHUHQFRQWUDGDQDSiJLQD $QiOLVHILORJHQpWLFD 3DUD DQiOLVH ILORJHQpWLFD IRL HPSUHJDGD D PHWRGRORJLD FODGLVWD FRP R DX[tOLR GH SURJUDPDVGHFRPSXWDGRU)RUDPXWLOL]DGRVRSURJUDPD1'( 3DJH SDUDDFRQVWUXomR GDPDWUL]GHFDUDFWHUHVPRUIROyJLFRVR3$83E 6ZRIIRUG HR717 *RORERIIHW DO SDUDDQiOLVHGHSDUFLP{QLDHR&RUHO'UDZ;SDUDHGLomRGDViUYRUHVREWLGDV )RL FRQIHFFLRQDGD XPD PDWUL] GH FDUDFWHUHV H Wi[RQV D TXDO IRL EDVHDGDQRV WUDEDOKRV DQWHULRUHV TXH WUDWDUDP GH UHODo}HV GH ,RQRVFRSLIRUPHV RX GH 1HRSWHU\JLL HJ *DUGLQHU HW DO *UDQGH %HPLV +XUOH\ HW DO $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD H *UDQGH DOpP GD LQFOXVmR GH GDGRV GHFRUUHQWHV GD UHYLVmRDQDW{PLFDGRSUHVHQWHHVWXGR YHUPDWUL]HP S 1RHQWDQWRTXDWURWi[RQV , GHVRUL 2 PRQWVHFKHQVLV 2 EUHYLFHSV H 7 EUHYLSLQD IRUDP FRQVLGHUDGRV HTXLYDOHQWHV WD[RQ{PLFRVGHRXWURVWi[RQVSUHVHQWHVQDPDWUL] FI,GHVRUL2SURFHUDH7NDOOLVWRV H H[FOXtGRVGDDQiOLVH'HVWDIRUPDDDQiOLVHWHYHFRPREDVHXPDPDWUL]GHFDUDFWHUHVH Wi[RQV 2JUXSRLQWHUQRFRPSUHHQGHXHVSpFLHVSUHYLDPHQWHFRQVLGHUDGDVFRPRSDUWHGRVGRV WD[D 2SKLRSVLGDH ,RQRVFRSLGDH $PLLGDH &DWXULGDH 3DUDVHPLRQRWLGDH 0DFURVHPLLGDH /HSLVRVWHLGDH DOpP GDV HVSpFLHV LQFHUWDH VHGLV H GXDV HVSpFLHV GH WHOHyVWHRV -i R JUXSR H[WHUQR j SULQFtSLR FRPSUHHQGHX D HVSpFLH 3RO\SWHUXV RUQDWLSLQQLV 7RGDYLD RSWRXVH WDPEpPSRUWHVWDUDUHODomRHRSRVLFLRQDPHQWRGH,RQRVFRSLIRUPHVDSDUWLUGDXWLOL]DomRGH XPD HVSpFLH PDLV SUy[LPD FRPR JUXSR H[WHUQR QR FDVR 3KROLGRSKRUXV EHFKHL 7HOHRVWHL YHU PDLV LQIRUPDo}HV VREUH D HVFROKD GR JUXSR H[WHUQR TXDQGR GD DSUHVHQWDomR GRV UHVXOWDGRVGDDQiOLVHILORJHQpWLFDS 5(68/7$'26 5HYLVmRDQDW{PLFDGHUHSUHVHQWDQWHVGDIDPtOLD,RQRVFRSLGDH 1R SUHVHQWH WUDEDOKR VRPHQWH IRUDP UHYLVDGDV DQDWRPLFDPHQWH VHLV HVSpFLHV QRPLQDLVDVDEHU,RQRVFRSXVSLHWUDURLHD $SrQGLFH$)LJ ,GHVRUL $SrQGLFH$)LJ , F\SULQRLGHV $SrQGLFH $ )LJ $ , PXHQVWHUL , VWULDWLVVLPXVH, DQDOLEUHYLV QRPHQ QXGXP $SrQGLFH $ )LJ $ HVSpFLH QRPLQDO , HORQJDWXV $SrQGLFH $ )LJ ' QmR S{GH VHU H[DPLQDGD QR SUHVHQWH WUDEDOKR VHX ~QLFR H[HPSODU FRQKHFLGR SURYHQLHQWHGH&HULQHVWiGHSRVLWDGRQR&DUQHJLH0XVHXPFROHomRDLQGDQmRYLVLWDGD $ SDUWLU GD UHYLVmR DQDW{PLFD DTXL UHDOL]DGD IRUDP VXJHULGDV FRPR YiOLGDV TXDWUR HVSpFLHVQRPLQDLV,SLHWUDURLHD,GHVRUL,F\SULQRLGHVH,HORQJDWXV $V HVSpFLHV QRPLQDLV , VWULDWLVVLPXV H , PXHQVWHUL IRUDP FRQVLGHUDGDV FRPR VLQ{QLPDV GH , GHVRUL -i D HVSpFLH QRPLQDO , DQDOLEUHYLV IRL FRQVLGHUDGD FRPR QRPHQ QXGXPSRUWHUVLGRGHVFULWDIRUDGRVSDGU}HVGR,&=1 YHUGLVFXVVmRS PDVRV HVSpFLPHVTXHFRUUHVSRQGLDPDHVWDHVSpFLHIRUDPWDPEpPFRQVLGHUDGRVFRPR,GHVRUL YHU GLVFXVVmRS $EDL[RIRLUHDOL]DGDDUHGHVFULomRDQDW{PLFDGDHVSpFLHQRPLQDO,RQRVFRSXVGHVRULD TXDO p PHOKRU UHSUHVHQWDGD QXPHULFDPHQWH H HP TXDOLGDGH GH SUHVHUYDomR $ SDUWLU GHVWD GHVFULomR VmR DSUHVHQWDGDV EUHYHV GHVFULo}HV FRPSDUDWLYDV GDV GHPDLV HVSpFLHV YiOLGDV LQFOXLQGRDHVSpFLHWLSRGRJrQHUR,RQRVFRSXVSLHWUDURLHD 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH,RQRVFRSXV 6LVWHPiWLFDSDOHRQWROyJLFD 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH 2UGHP,RQRVFRSLIRUPHV*UDQGH %HPLV )DPtOLD,RQRVFRSLGDH/HKPDQ *rQHUR,RQRVFRSXV&RVWD (VSpFLHWLSR,RQRVFRSXVSLHWUDURLHD&RVWD 'LDJQRVH JHQpULFD HPHQGDGD SHL[H KDOHFRPyUIR GH FRUSR IXVLIRUPH H DORQJDGR FRP HVFDPDVDPLRLGHVFHQWURVYHUWHEUDLVFRPSOHWDPHQWHRVVLILFDGRVHFRPGXDVIRVVDVODWHUDLV SUHVHQoDGHGLSORVSRQGLOLDFDXGDOQDGDGHLUDGRUVDOFXUWDHPIRUPDWRWULDQJXODUFRPDERUGD SRVWHULRU F{QFDYD SRVLFLRQDGD DSUR[LPDGDPHQWH QR PHLR GR FRUSR QDGDGHLUD DQDO EHP GHVHQYROYLGD QDGDGHLUDV DQWHFHGLGDV SRU IXOFUDV EDVDLV H PDUJLQDLV SUHVHQoD GH HVFXGRV YHQWUDLVHGRUVDLVQDQDGDGHLUDFDXGDOSUHVHQoDGHHVSLQKRVQHXUDLVDXWyJHQRVQRLQtFLRGR FRUSRSUHVHQoDGHVXSUDQHXUDLVHHSXUDLVSUHVHQoDGHXURGHUPDLVQDQDGDGHLUDFDXGDO Ionoscopus desori 7KLROOLqUH $WWDNHRSVLVGHVRUL7KLROOLqUH 0DFURUKLSVPXHQVWHUL:DJQHU 0DFURUKLSVVWULDWLVVLPXV:DJQHU ,RQRVFRSXVGHVRUL 7KLROOLqUH =LWWHO ,RQRVFRSXVPXHQVWHUL :DJQHU :RRGZDUGE ,RQRVFRSXVVWULDWLVVLPXV :DJQHU :RRGZDUGE 'LDJQRVH HVSHFtILFD HPHQGDGD ,RQRVFRSXV FRP D FDEHoD DUUHGRQGDGD RX VHMD PDLV DOWD TXH ODUJD HOHYDomR SUpGRUVDO GLVFUHWD QDGDGHLUD DQDO UREXVWD FRPSRVWD SRU RLWR j SWHULJLyIRURV QDGDGHLUD GRUVDO FXUWD FRPSRVWD SRU j SWHULJLyIRURV QDGDGHLUD FDXGDO ELIXUFDGDFRPRVORERVEHPVHSDUDGRVHFRPSRVWDSRUjUDLRVSULQFLSDLV +ROyWLSR0+1/ $SrQGLFH$)LJ$ /RFDOLGDGH.LPHULGLDQR,QIHULRU-XUiVVLFR&HULQ$LQ)UDQoD 0DWHULDO DGLFLRQDO 0+1/ > QHyWLSR GHVLJQDGRSRU6DLQW6HLQH @ >FyWLSR GHVLJQDGR SRU 6DLQW6HLQH @ H %63* ;9,,, D H E ;9,,,;9,,D;,,,,,$69,,, D H E ;9,, $69,, 0%) GHVWD FROHomR DSHQDV IRWRV IRUDP H[DPLQDGDV &RQVLGHUDo}HV*HUDLV $ HVSpFLH ,RQRVFRSXV GHVRUL 7KLROOLqUH IRL UHSRUWDGD RULJLQDOPHQWH FRPR $WWDNHRSVLVGHVRULVHPDDSUHVHQWDomRGHTXDOTXHUGHVFULomRRXILJXUDomR6RPHQWHHP DHVSpFLHIRLEUHYHPHQWHGHVFULWDHLOXVWUDGDSHORPHVPRDXWRUFRPEDVHHPXPH[HPSODUGH &HULQ 0+1/ $SrQGLFH$ )LJ$ 3RVWHULRUPHQWH =LWWHO VXJHULX D HVSpFLHFRPRSHUWHQFHQWHDRJrQHUR,RQRVFRSXVSURSRVLomRDFHLWDSRU:RRGZDUG E 6DLQW6HLQH UHYLVRX HVWD HVSpFLH H SHOR IDWR GH SDUWH GR KROyWLSR WHU VLGR SHUGLGD GHVLJQRX XP HVSpFLPH FRPR QHyWLSR 0+1/ $SrQGLFH $ )LJ % H RXWUR FRPRFyWLSR 0+1/ $SrQGLFH$)LJ& 6DLQW6HLQHSURS{VWDPEpPXPD HVSpFLHFRPRVLQ{QLPRVrQLRUGH$GHVRUL 0HJDOXUXVLGDQLFXV7KLROOLqUH HQWUHWDQWR GHVLJQRXDPHVPDFRPR³HUURUH´ SRUDOJXPPRWLYRQmREHPH[SOLFLWDGR QmRDOWHUDQGRR ELQ{PLR,GHVRUL3RUWDQWRDTXLpPDQWLGDDGHQRPLQDomRGH,GHVRULSDUDHVWDHVSpFLH ,RQRVFRSXV GHVRUL p UHSUHVHQWDGR SRU HVSpFLPHV GH FRUSR DORQJDGR H IXVLIRUPH DOFDQoDQGR FHUFD GH PP GH FRPSULPHQWR WRWDO VHQGR D SRUomR PDLV DOWD GR FRUSR DQWHULRUDQDGDGHLUDGRUVDO$QDGDGHLUDGRUVDOpFXUWD HJFRPDSUR[LPDGDPHQWHUDLRV SULQFLSDLVHUHODomR&'&3FHUFDGH HSRVLFLRQDGDDSUR[LPDGDPHQWHQRPHLRGRFRUSR HJ &3'&3 p FHUFD GH $ QDGDGHLUD DQDO p EHP GHVHQYROYLGD VHQGR D VXD EDVH DSUR[LPDGDPHQWH GR PHVPR WDPDQKR GD EDVH GD QDGDGHLUD GRUVDO $ QDGDGHLUD FDXGDO p KRPRFHUFDELIXUFDGDFRPFHUFDGHUDLRVSULQFLSDLV$DQDWRPLDFUDQLDQDGHVWDHVSpFLHpD PHVPDHQFRQWUDGDQDVGHPDLVHVSpFLHVGHVWDIDPtOLD HJ2VKXQLDEUHYLVH4XHW]DOLFKWK\V SHUULOOLDWDH $ FDEHoD p PDLV ODUJD TXH DOWD VHQGR DSUR[LPDGDPHQWH DUUHGRQGDGD H RFXSDQGR GR FRPSULPHQWR GR FRUSR 2V FHQWURV YHUWHEUDLV VmR EHP RVVLILFDGRV DSUHVHQWDQGRGXDVIRVVDVODWHUDLVHRVSULPHLURVDUFRVQHXUDLVDXWyJHQRV$VHVFDPDVVmRGR WLSRDPLRLGH 7HWR&UDQLDQR 2WHWRFUDQLDQRGH,GHVRULHVWiPDLVEHPUHSUHVHQWDGRQRVHVSpFLPHV0+1/ $SrQGLFH $ )LJ WRGRV HP YLVWD ODWHUDO e FRPSRVWR SRU XP SDU IURQWDLV ORQJRV TXH VH HVWHQGHP DWp XP SRQWR SRVWHULRU j yUELWD $ VXWXUDHQWUHRV GRLV IURQWDLV QmRVHPRVWURXEHP SUHVHUYDGD6XWXUDGRV SRVWHULRUPHQWHDRV IURQWDLVHVWiXPSDUGHSDULHWDLVRVTXDLVQmRDSUHVHQWDUDPRVOLPLWHVFODURVHPQHQKXPGRV H[HPSODUHVH[DPLQDGRVPDVDSDUHQWHPHQWHVmRPHQRUHVTXHRGHUPRSWHUyWLFR(VWH~OWLPR RVVRpDPSORHHVWiSRVLFLRQDGRODWHUDOPHQWHDRSDULHWDOHjSRUomRSRVWHULRUGRIURQWDOVHQGR PDLVHVWUHLWRDQWHULRUPHQWHTXHSRVWHULRUPHQWH¬IUHQWHGRGHUPRSWHUyWLFRHWDPEpPODWHUDO DRIURQWDOFRPSOHWDPHQWHLQFRUSRUDGRDRWHWRFUDQLDQRHVWiRGHUPRHVIHQyWLFR6XWXUDGRDR GHUPRSWHUyWLFR H DR GHUPRHVIHQyWLFR HVWi R DXWRHVIHQyWLFR RFXSDQGR R FDQWR VXSHULRU GD yUELWD3RVWHULRUDRGHUPRSWHUyWLFRHDRSDULHWDOHVWiRH[WUDHVFDSXODURVVRQRTXDOVHREVHUYD DFRPLVVXUDGRFDQDOVXSUDWHPSRUDO 2VVRVGDIDFHHFLUFXPRUELWDLV 1RVHVSpFLPHVDQDOLVDGRVGH,GHVRULHVWiSUHVHQWHXPSDUGHQDVDLV QmRPXLWREHP SUHVHUYDGRVHPQHQKXPGRVH[HPSODUHV HPSRVLomRDQWHULRUDRWHWRFUDQLDQRHDQWHFHGLGRV SHOR RVVR URVWUDO R TXDO DSUHVHQWD XPD IRUPD DSUR[LPDGD GD OHWUD ³9´ 2V QDVDLV VmR PDUJHDGRVODWHUDOPHQWHSRUXPSDUGHDQWRUELWDLV(VWHV~OWLPRVVmRRVVRVDORQJDGRVHPDLV DPSORV SRVWHULRUPHQWH QD SRUomR RQGH HQFRQWUDP R ODFULPDO 4XDQWR DRV RVVRV FLUFXP RUELWDLVHVWHVSRGHPVHUPHOKRUYLVXDOL]DGRVQRVHVSpFLPHV0+1/ $SrQGLFH$ )LJ H$VpULHFLUFXPRUELWDOpFRPSRVWDSRUXPODFULPDODPSORPDVPHQRU TXHDyUELWDVHJXLGRSRUWUrVLQIUDRUELWDLVFRPDIRUPDLUUHJXODU'HVWHVWUrVLQIUDRUELWDLVR VHJXQGRpRPDLVDPSOR1HVWHVRVVRVpYLVtYHOXPFDQDOVHQVRULDOPDVVLYRDEDL[RGRTXDO VHFRQFHQWUDPDVRUQDPHQWDo}HVGpUPLFDVTXHFRQVLVWHPHPEXUDFRVRXGHQVDUXJRVLGDGH2 DQHOFLUFXPRUELWDOpIHFKDGRHDOpPGRVLQIUDRUELWDLVHGRODFULPDOpIRUPDGRSRUSHORPHQRV FLQFRVXSUDRUELWDLV TXDQWLILFDGRVQRHVSpFLPH0+1/ RUJDQL]DGRVHPXPD~QLFD ILOHLUD 2V RVVRV VXERUELWDLV QmR HVWmR EHP GHOLPLWDGRV HP QHQKXP GRV H[HPSODUHV H[DPLQDGRVPDVVmRSURYDYHOPHQWHFHUFDGHWUrVRUJDQL]DGRVHPVpULH HQmRHPPRVDLFR 0DQGtEXODDUWLFXODomRPDQGLEXODUHQGRFUkQLRRVVRVGRSDODWRHVXVSHQVRULXP $PD[LODVHPRVWURXSUHVHUYDGDQDPDLRULDGRVHVSpFLPHV GH ,GHVRULVHQGRPDLV EHPUHSUHVHQWDGDQRVH[HPSODUHV0+1/ $SrQGLFH$)LJ H(OD p EHP DORQJDGD VH HVWHQGHQGR DWp XP SRQWR SRVWHULRU j yUELWD VXD PDUJHP SRVWHULRU HVWi SRVLFLRQDGD EHP SUy[LPD j SRUomR YHQWUDO GR SUpRSpUFXOR $QWHULRUPHQWH D PD[LOD DSUHVHQWD XP SURFHVVR R TXDO D IL[D DR HQGRFUkQLR HP XPD GHSUHVVmR IRUPDGD SHOD SUp PD[LODY{PHUHSUpHWPRLGH HPERUDDPHVPDQmRVHMDIL[DDRVRVVRVGDIDFHHDRSDODWR RX VHMDpPyYHOpOLYUH 1DVXSHUItFLHGDPD[LODSRVLFLRQDGRPDLVYHQWUDOPHQWHIRLSRVVtYHOD REVHUYDomRGHXPDVpULHGHSRURVTXHPDUFDPDSUHVHQoDGRFDQDOVHQVRULDOPD[LODU7RGDD PDUJHP LQIHULRU GD PD[LOD p FRPSRVWD SRU GHQWHV F{QLFRV SRQWLDJXGRV H FREHUWRV SRU XP FDSX] GH DFURGLQD $ PDUJHP SRVWHULRU GD PD[LOD p F{QFDYD DSUHVHQWDQGR R HQWDOKH FDUDFWHUtVWLFR GH SHL[HV KDOHFRPyUIRV FI *UDQGH %HPLV ILJXUD VHQGR GLVWLQJXtYHOXPSURFHVVRGRUVDOHRXWURYHQWUDO$FLPDGDPD[LODIRLREVHUYDGDXPD~QLFD VXSUDPD[LODDORQJDGDHSRVLFLRQDGDPDLVSRVWHULRUPHQWH 2GHQWiULRpVHQVLYHOPHQWHPDLVFXUWRTXHDPD[LODHWDPEpPpPDUFDGRSRUSRURVGR FDQDOVHQVRULDO6XDPDUJHPVXSHULRUWDPEpPpSUHHQFKLGDSRUGHQWHVF{QLFRVHSRQWLDJXGRV 3RVWHULRU DR GHQWiULR Ki XP FRPSOH[R GH SHOR PHQRV WUrV RVVRV TXH LUmR SDUWLFLSDU GLUHWDPHQWHGDDUWLFXODomRPDQGLEXODUFRPSRQGRRSURFHVVRFRURQRLGHDQJXODUVXSUDQJXODU HDUWLFXODU(VWHVRVVRVQmRHVWDYDPEHPSUHVHUYDGRVLPSRVVLELOLWDQGRDYLVXDOL]DomRFODUDGH VHXV OLPLWHV $ SRUomR GRUVDO GR KLRPDQGLEXODU RVVR TXH WDPEpP SDUWLFLSD GD VXVSHQVmR PDQGLEXODUpYLVtYHOQRH[HPSODU0+1/2VRVVRVGDVpULHSWHULJRLGHQmRIRUDP REVHUYDGRV QRV HVSpFLPHV H[DPLQDGRV $ SDUWLFLSDomR GR TXDGUDGR H R VLPSOpWLFR QD DUWLFXODomRPDQGLEXODUHVWiYLVtYHOQRVHVSpFLPHV0+1/H $PDLRULDGRVRVVRVGRHQGRFUkQLRQmRHVWDYDPYLVtYHLVQRVHVSpFLPHVGH ,GHVRUL H[DPLQDGRV8PH[HPSODUSUHSDUDGRGH,F\SULQRLGHV 1+08.3925D DSUHVHQWRX DOJXQV RVVRV GR HQGRFUkQLR GD UHJLmR ySWLFD H RFFLSLWDO EHP SUHVHUYDGRV VHQGR HVWHV GHVFULWRVPDLVDGLDQWH,RQRVFRSXVGHVRULDSUHVHQWRXVRPHQWHSDUWHGDSUpPD[LODYLVtYHOR SDUDHVIHQRLGHH[SRVWR HJ0+1/ DVVLPFRPRSDUWHGRRUELWRHVIHQRLGHGRSUp HWPRLGHHGRHWPRLGHODWHUDO HJ0+1/H 6pULHRSHUFXODUH%UDQTXLRVWHJDO 2RVVRSUpRSpUFXODUDQWHULRUDVpULHRSHUFXODUpYLVtYHOQDPDLRUSDUWHGRVHVSpFLPHV FRP FUkQLR SUHVHUYDGR e XP RVVR GH IRUPDWR HVWUHLWR H FUHVFHQWH HP JHUDO HQFREULQGR R VLPSOpWLFRYHQWUDOPHQWHHRKLRPDQGLEXODUGRUVDOPHQWH(PVXDVXSHUItFLHIRUDPREVHUYDGRV SRURVTXHPDUFDPDSDVVDJHPGRFDQDOVHQVRULDOSRUWRGRRFRPSULPHQWRGRRVVR -i D VpULH RSHUFXODU GH , GHVRUL QmR VH PRVWURX EHP SUHVHUYDGD QD PDLRULD GRV H[HPSODUHV DQDOLVDGRV HVWDQGR IUDJPHQWDGD SRUpP UHSUHVHQWDGD QR HVSpFLPH 0+1/ 1HVWH H[HPSODU IRL REVHUYDGR XP RSpUFXOR EHP IUDJPHQWDGR XP VXERSpUFXOR DSUR[LPDGDPHQWHFRPSOHWRHXPYHVWtJLRGHXPLQWHURSpUFXOR 1R H[HPSODU 0+1/ IRL REVHUYDGD D VpULH EUDQTXLRVWHJDO SDUFLDOPHQWH SUHVHUYDGD1HVWHHVSpFLPHIRUDPTXDQWLILFDGRVDSUR[LPDGDPHQWHUDLRVEUDQTXLRVWHJDLV RVTXDLVVmRHVWUHLWRVDQWHULRUPHQWHHPDLVDPSORVSRVWHULRUPHQWH(VWHVUDLRVHVWmRDSRLDGRV QRFHUDWRKLDORVVRDORQJDGRHFXUYDGRPHGLDOPHQWH9HQWUDOPHQWHDRFUkQLRHQWUHDVGXDV SHoDVGRGHQWiULRKiXPD~QLFDSODFDJXODU (VTXHOHWR$[LDO (P JHUDO RV FHQWURV YHUWHEUDLV RX PHVPR Vy VXD LPSUHVVmR HVWmR SUHVHUYDGRV HP HVSpFLPHVGRJrQHUR,RQRVFRSXV(QWUHWDQWRVXDTXDQWLILFDomRFRPSOHWDpGLItFLOSRLVRXRV SULPHLURV FHQWURV QmR VmR YLVtYHLV HVWDQGR HQFREHUWRV SHOD VpULH RSHUFXODU RX RV ~OWLPR FHQWURVXUDLVVmRSHUGLGRVGXUDQWHDSUHSDUDomRRXQmRVmRSUHVHUYDGRVSRUDLQGDQmRVHUHP RVVLILFDGRV (P , GHVRUL D FROXQD YHUWHEUDO p FRPSOHWDPHQWH YLVtYHO D SDUWLU GD FLQWXUD SHLWRUDOQRVHVSpFLPHV0+1/H VHQGRQHVWHVGRLV~OWLPRVPDLVEHPSUHVHUYDGD ,RQRVFRSXV GHVRUL DSUHVHQWRX DSUR[LPDGDPHQWH FHQWURV YHUWHEUDLV RVVLILFDGRV FRQWDGRV D SDUWLU GD FLQWXUD SHLWRUDO DOpP GH DSUR[LPDGDPHQWH RLWR FHQWURV YHUWHEUDLV HP JHUDO HQFREHUWRV SHOD VpULH RSHUFXODU VHQGR R SULPHLUR IXVLRQDGR DR EDVLRFFLSLWDO (VWHV FHQWURVVmREHPRVVLILFDGRVHPJHUDOPDLVDOWRVTXHODUJRVHFRPGXDVIRVVDVODWHUDLVHP WRGRVRVFHQWURVH[FHWRRVWUrVSULPHLURVDEGRPLQDLVHRV~OWLPRVXUDLV 4XDQWR DRV HVSLQKRV QHXUDLV H KHPDLV HVWHV VmR HP JHUDO QD SURSRUomR GH XP HVSLQKRSDUDXPFHQWURYHUWHEUDOVHQGRSRUYH]HVREVHUYDGRQDUHJLmRXUDOGRLVKLSXUDLVSDUD XPFHQWUR LHRFRUUrQFLDGHGLSORVSRQGLOLD 2VHVSLQKRVQHXUDLVDQWHULRUHVVmRUHGX]LGRVVHQGRRVPDLVDQWHULRUHV SURYDYHOPHQWH RVRXSULPHLURV DXWyJHQRV LHOLYUHVGRFHQWURYHUWHEUDO $FLPDGRVHVSLQKRVQHXUDLV IRUDPREVHUYDGRVVXSUDQHXUDLV LHHVWUXWXUDVDFLPDGRHVSLQKRQHXUDOQDUHJLmRGDFDEHoD RV TXDLV RFRUUHP GD FDEHoD DWp D SRUomR DQWHULRU GD QDGDGHLUD GRUVDO VHQGR XP WRWDO GH DSUR[LPDGDPHQWH GH FI H[HPSODU 0+1/ -i QD UHJLmR XUDO REVHUYDPRV DFLPDGRVHVSLQKRVQHXUDLVRVHSXUDLV LHHVWUXWXUDVDFLPDGRHVSLQKRQHXUDOQDUHJLmRGD FDXGDO RVTXDLVVmRHPQ~PHURGHDRPHQRVWUrV 1DGDGHLUDVSDUHV $V QDGDGHLUDV SDUHV SpOYLFDV H SHLWRUDLV QmR VmR EHP SUHVHUYDGDV QD PDLRULD GRV HVSpFLPHVGH,GHVRULDTXLH[DPLQDGRV &LQWXUDHQDGDGHLUDSHLWRUDO $FLQWXUDSHLWRUDOHVWiPHOKRUSUHVHUYDGDQRVHVSpFLPHV0+1/ $SrQGLFH $ )LJ $ H RV TXDLV DSUHVHQWDP R FOHLWUR VXSUDFOHLWUR H SyVFOHLWUR SUHVHUYDGRV -i R SyVWHPSRUDO S{GH VHU REVHUYDGR HP RXWURV H[HPSODUHV HJ 0+1/ H 2SyVWHPSRUDOpRRVVRTXHID]DOLJDomRHQWUHDFLQWXUDSHLWRUDOHR WHWRFUDQLDQR(VWHRVVR pSRVWHULRUDRH[WUDHVFDSXODUDPSORDSUHVHQWD IRUPDLUUHJXODUHD ERUGDSRVWHULRUDEDXODGD3HORPHQRVRVGRLVSULPHLURVHVSLQKRVQHXUDLVVmRHQFREHUWRVSRU HVWHRVVR2FOHLWURpRRVVRPDLVDORQJDGRGDFLQWXUDSHLWRUDODSUHVHQWDQGRIRUPDFUHVFHQWH 2SyVFOHLWURpTXDVHWmRDORQJDGRTXDQWRRFOHLWURHVHJXHDVXDIRUPD2VXSUDFOHLWURMip PDLV UHGX]LGR TXH RV GRLV RVVRV DQWHULRUHV PDV WDPEpP p DORQJDGR 2 HQGRHVTXHOHWR GD QDGDGHLUDSHLWRUDOQmRpYLVtYHOHRQ~PHURGHUDLRVQmRS{GHVHUTXDQWLILFDGRFRPVHJXUDQoD PDVpHPQ~PHURVXSHULRUD)XOFUDVEDVDLVHPDUJLQDLVQmRIRUDPREVHUYDGDVQRHQWDQWR LVWRSRGHWHUUHODomRFRPRHVWDGRGHSUHVHUYDomRGDVQDGDGHLUDVSHLWRUDLVQHVWHVHVSpFLPHV &LQWXUDHQDGDGHLUDSpOYLFD $V QDGDGHLUDV SpOYLFDV HVWmR SUHVHQWHV HP DOJXQV GRV HVSpFLPHV DQDOLVDGRV HJ 0+1/ $SrQGLFH $ )LJ & PDV HP JHUDO DSUHVHQWDP VRPHQWH D FLQWXUD SUHVHUYDGD PDLV SUHFLVDPHQWH R EDVLSWHUtJLR RX RVVR SpOYLFR VHJXQGR GHQRPLQDomR GH *UDQGH %HPLVSDUDLQGLYtGXRVDGXOWRVRQGHRRVVRpFRPSOHWDPHQWHRVVLILFDGR HR PHWDSWHUtJLR 2 EDVLSWHUtJLR p XP RVVR DORQJDGR TXH OHPEUD D IRUPD GH XP EDVWmR GH %HLVHERO VHQGR PDLV DPSOR GLVWDOPHQWH $SUR[LPDGDPHQWH RLWR UDLRV WRWDLV SXGHUDP VHU TXDQWLILFDGRVPDVQmRIRUDPREVHUYDGDVIXOFUDV 1DGDGHLUDVtPSDUHV 1DGDGHLUDGRUVDO $ QDGDGHLUD GRUVDO GH , F\SULQRLGHV p UHODWLYDPHQWH FXUWD DSUHVHQWDQGR DSUR[LPDGDPHQWH j UDLRV WRWDLV VHQGR PDLV RX PHQRV SULQFLSDLV H WUrV SUy FRUUHQWHV HRFXSDQGRFHUFDGHGRFRPSULPHQWRSDGUmR(PJHUDORVSWHULJLyIRURVVH PRVWUDUDPYLVtYHLVKDYHQGRXPDYDULDomRHQWUHHHDSUHVHQWDQGRXPDUHODomRGHXP SWHULJLyIRURSDUDXPUDLR$LQVHUomRGHGRVUDLRVGDQDGDGHLUDGRUVDOFRUUHVSRQGHjFHUFDGH GH] FHQWURV YHUWHEUDLV (OD HVWi SRVLFLRQDGD SUDWLFDPHQWH RSRVWD j QDGDGHLUD DQDO PDLV RX PHQRV HQWUH RV FHQWURV H DSUR[LPDGDPHQWH QR PHLR GR FRUSR $SUHVHQWD IRUPDWR DSUR[LPDGDPHQWHWULDQJXODUWHQGRDERUGDSRVWHULRUF{QFDYDeDQWHFHGLGDSRUIXOFUDVEDVDLV H PDUJLQDLV VHQGR DSUR[LPDGDPHQWH WUrV EDVDLV H GLYHUVDV PDUJLQDLV HJ IRUDP TXDQWLILFDGDVQRH[HPSODU0+1/ $SrQGLFH$)LJ% 1DGDGHLUDDQDO $ QDGDGHLUD DQDO VH PRVWURX EHP SUHVHUYDGD QD PDLRULD GRV HVSpFLPHV DTXL H[DPLQDGRV VHQGR EHP GHVHQYROYLGD (P JHUDO DSUHVHQWRX RV SWHULJLyIRURV EHP SUHVHUYDGRVHVWHVYDULDUDPHPQ~PHURHQWUHH2VUDLRVQmRHVWmREHPSUHVHUYDGRVQD PDLRULDGRVH[HPSODUHVHVWXGDGRV2VHVSpFLPHV0+1/H $SrQGLFH $)LJ' DSUHVHQWDPDQDGDGHLUDDQDOPDLVDQDWRPLFDPHQWHLQIRUPDWLYDVHQGRRSULPHLUR VyXPDLPSUHVVmR1HVWHVHVSpFLPHVRQ~PHURGHUDLRVTXDQWLILFDGRVIRLRPHVPRVHQGRXP WRWDOGHSWHULJLyIRURVSDUDUDLRVGHVWHVRLWRSULQFLSDLVHGRLVSUyFRUUHQWHV7UrVIXOFUDV EDVDLV H WUH]H IXOFUDV PDUJLQDLV IRUDP REVHUYDGDV QR H[HPSODU PDLV FRPSOHWR 0+1/ 1DGDGHLUDFDXGDO $QDGDGHLUDFDXGDOGH,GHVRULQmRHVWiEHPSUHVHUYDGDQDPDLRULDGRVH[HPSODUHV HVWXGDGRV 'RV HVSpFLPHV FRP D QDGDGHLUD FDXGDO SUHVHUYDGD DOJXQV H[LEHP UDLRV EHP SUHVHUYDGRV HJ0+1/ HQTXDQWRHPRXWURVH[HPSODUHVRHQGRHVTXHOHWRHVWi HPPHOKRUHVFRQGLo}HVGHSUHVHUYDomR HJ0+1/ 1RKROyWLSR $SrQGLFH$ )LJ DSHVDU GD QDGDGHLUD FDXGDO QmR VHU FRPSOHWD HVWmR EHP UHSUHVHQWDGRV R HQGRHVTXHOHWR H SDUWH GRV UDLRV 1HOH IRUDP REVHUYDGRV VHLV RX VHWH KLSXUDLV VHLV RX VHWH FHQWURVXUDLVGH]SDUDKLSXUDLVFLQFRXURGHUPDLV LHHVFDPDVPRGLILFDGDVHQWUHRVUDLRV UDLRV SULQFLSDLV VHLV UDLRV SUyFRUUHQWHV KLSRD[LDLV XPD IXOFUD KLSRD[LDO GH] IXOFUDV PDUJLQDLVKLSRD[LDLVRLWRIXOFUDVHSD[LDLVHGRLVHVFXGRVHSD[LDLV 'HQWUHRVH[HPSODUHVGH,GHVRULDTXLH[DPLQDGRVRQ~PHURGHUDLRVSULQFLSDLVQD QDGDGHLUD FDXGDO YDULRX HQWUH H (P DOJXQV HVSpFLPHV IRL REVHUYDGD D SUHVHQoD GH HSXUDLVVHQGRTXDQWLILFDGRVFLQFRQRH[HPSODU0+1/ 1HVWHPHVPRH[HPSODU HVWmRSUHVHUYDGRVGRLVHVFXGRVXPKLSRD[LDOHRXWURHSD[LDO (VFDPDV 2VH[HPSODUHVGH,GHVRULDQDOLVDGRVQmRDSUHVHQWDPHVFDPDVEHPSUHVHUYDGDVVHQGR HVWDVGRWLSRDPLRLGH Ionoscopus pietraroiea&RVWD 'LDJQRVH HVSHFtILFD HPHQGDGD ,RQRVFRSXV FRP D FDEHoD DUUHGRQGDGD RX VHMD PDLV DOWD TXH ODUJD HOHYDomR SUpGRUVDO SUHVHQWH FRUSR VLJQLILFDWLYDPHQWH PDLV DOWR DQWHULRUPHQWH QDGDGHLUDDQDOUREXVWDFRPSRVWDSRUDSUR[LPDGDPHQWHRQ]HSWHULJLyIRURVQDGDGHLUDGRUVDO FXUWDFRPSRVWDSRUSHOR PHQRVSWHULJLyIRURV QDGDGHLUDFDXGDO ELIXUFDGDFRPSRVWDSRU DSUR[LPDGDPHQWHUDLRVSULQFLSDLV +ROyWLSR0 GHSRVLWDGRQR0XVHXGH3DOHRQWRORJLDGH1DSROL $SrQGLFH$)LJ /RFDOLGDGH3LHWUDURMD%HQHYHQWR,WiOLD&UHWiFHR $OELDQR &RQVLGHUDo}HV*HUDLV $ HVSpFLH ,RQRVFRSXV SLHWUDURLHD WLSR GR JrQHUR IRL GHVFULWD SRU &RVWD H MDPDLVUHYLVDGDDQDWRPLFDPHQWHRXLQFOXtGDHPXPHVWXGRILORJHQpWLFReUHSUHVHQWDGDSRU XP~QLFRHVSpFLPH 0 $SrQGLFH$)LJ GHJUDQGHVSURSRUo}HVFRPFHUFDGH PPGHFRPSULPHQWRWRWDOeXPDHVSpFLHFDUDFWHUL]DGDSHODSUHVHQoDGHXPDHOHYDomRSUp GRUVDORXVHMDRFRUSRpVLJQLILFDWLYDPHQWHPDLVDOWRDQWHULRUPHQWHTXHSRVWHULRUPHQWH ,RQRVFRSXV SLHWUDURLHD DSUHVHQWD XPD QDGDGHLUD GRUVDO UHODWLYDPHQWH FXUWD SRVLFLRQDGD DSUR[LPDGDPHQWH QR PHLR GR FRUSR HJ &3'&3 HQWUH RV FHQWURV YHUWHEUDLVH TXDQGRFRQWDGRVDSDUWLUGDFLQWXUDSHLWRUDOFRQVLGHUDQGRXPDOLQKDUHWD WUDoDGDGDSULPHLUDIXOFUDHGR~OWLPRUDLRHPGLUHomRjFROXQD HHQWUHDVQDGDGHLUDVSHLWRUDO H SpOYLFD HVWDQGR PDLV SUy[LPD GD QDGDGHLUD SpOYLFD e FRPSRVWD SRU SHOR PHQRV SWHULJLyIRURVUDLRVSULQFLSDLVHWUrVUDLRVSUyFRUUHQWHVDOpPGHVHLVIXOFUDVEDVDLV FRPR KiXPDUDFKDGXUDORJRDSyVDQDGDGHLUDSRGHVHUTXHHODVHMDFRPSRVWDSRUSHORPHQRVPDLV GRLVUDLRVHGRLVSWHULJLyIRURVDOpPGRVTXDQWLILFDGRV $QDGDGHLUDDQDOpEHPGHVHQYROYLGD VHQGR FRPSRVWD DSUR[LPDGDPHQWH SRU RQ]H SWHULJLyIRURV QRYH UDLRV SULQFLSDLV GRLV UDLRV SUyFRUUHQWHV GXDV IXOFUDV EDVDLV H GLYHUVDV PDUJLQDLV HJ DR PHQRV VHLV IRUDP TXDQWLILFDGDV $QDGDGHLUDSHLWRUDOHVWiSDUFLDOPHQWHSUHVHUYDGDHpSRVVtYHOFRQWDUFHUFDGH UDLRVWRWDLV-iDQDGDGHLUDSpOYLFDHVWiSREUHPHQWHSUHVHUYDGDHRQ~PHURGHUDLRVQmR S{GH VHU HVWLPDGR $ QDGDGHLUD FDXGDO p GR WLSR KRPRFHUFD ELIXUFDGD H FRPSRVWD SRU UDLRVSULQFLSDLVDOpPGHGRLVUDLRVSUyFRUUHQWHVHWUrVIXOFUDVEDVDLVKLSRD[LDLVHQRYHIXOFUDV EDVDLV XP HVFXGR H SHOR PHQRV VHWH IXOFUDV PDUJLQDLV HSD[LDLV $GLFLRQDOPHQWH IRL REVHUYDGRXPRXGRLVXURGHUPDLVQDQDGDGHLUDFDXGDOGH,SLHWUDURLHDQmRHVWDQGRHVWDiUHD EHP SUHVHUYDGD , SLHWUDURLHD DSUHVHQWD FDEHoD DUUHGRQGDGD TXDVH WmR DOWD TXDQWR ODUJD RFXSDQGRóGRFRPSULPHQWRGRFRUSR $QDWRPLFDPHQWH RV RVVRV GR FUkQLR VmR VHPHOKDQWHV DR GD HVSpFLH , GHVRUL H DRV GHPDLVSHL[HVLRQRVFRStGHRV2VFHQWURVYHUWHEUDLVVmREHPSUHVHUYDGRVDSDUWLUGDFLQWXUD SHLWRUDO LQFOXVLYH RV ~OWLPRV XUDLV )RUDP TXDQWLILFDGRV FHQWURV YHUWHEUDLV DOpP GH DSUR[LPDGDPHQWH WUrV DEGRPLQDLV SHUGLGRV QD DOWXUD GD UDFKDGXUD GR HVSpFLPH H SURYDYHOPHQWH RXWURV VHWH HQFREHUWRV SHOD FLQWXUD SHLWRUDO H SHOD VpULH RSHUFXODU RX VHMD SURYDYHOPHQWHXPWRWDOGHFHQWURV Ionoscopus cyprinoides :DJQHU 2OLJRSOHXUXVF\SULQRLGHV:DJQHU ,RQRVFRSXVF\SULQRLGHV :DJQHU =LWWHO 'LDJQRVHHVSHFtILFDHPHQGDGD,RQRVFRSXVFRPDFDEHoDRYDORXVHMDPDLVODUJDTXHDOWD HOHYDomR SUpGRUVDO DXVHQWH QDGDGHLUD DQDO UREXVWD FRPSRVWD SRU RX SWHULJLyIRURV QDGDGHLUDGRUVDOFXUWDFRPSRVWDSRURXSWHULJLyIRURVQDGDGHLUDFDXGDOELIXUFDGDFRP RVORERVEHPVHSDUDGRVHFRPSRVWDSRUDSUR[LPDGDPHQWHUDLRVSULQFLSDLV +ROyWLSR%63*$6, HVSpFLPHQmRH[DPLQDGRSHUGLGR /RFDOLGDGH-XUiVVLFRGH6ROQKRIHQ%DYLHUD$OHPDQKD 0DWHULDO DGLFLRQDO -0(626 D H E %63* , $SrQGLFH $ )LJ $ 1+08.3931+08.3925D &RQVLGHUDo}HV*HUDLV $ HVSpFLH 2OLJRSOHXUXV F\SULQRLGHV IRL GHVFULWD SRU :DJQHU H PDLV WDUGH WUDQVIHULGD DR JrQHUR ,RQRVFRSXV SRU =LWWHO $ GHVFULomR IRL EDVHDGD HP XP ~QLFR H[HPSODUSURYHQLHQWHGR-XUiVVLFRGD$OHPDQKDRTXDO IRLLOXVWUDGRSRU:DJQHU H HVWDULD GHSRVLWDGR QD FROHomR GR PXVHX GH SDOHRQWRORJLD GH 0XQLTXH %D\HULVFKH 6WDDWVVDPPOXQJIU3DOlRQWRORJLHXQG*HRORJLH HQWUHWDQWRHVWHHVSpFLPHQmRIRLHQFRQWUDGR TXDQGR GD YLVLWD j LQVWLWXLomR 2 Q~PHUR GH FROHomR GR KROyWLSR QmR IRL LQIRUPDGR SRU :DJQHU TXDQGR GD GHVFULomR PDV 6WHW]HU UHYLVRX R KROyWLSR H RXWURV HVSpFLPHVGH,F\SULQRLGHVIRUQHFHQGRRVGHYLGRVQ~PHURVHLOXVWUDo}HV ,RQRVFRSXVF\SULQRLGHV pUHSUHVHQWDGRSRUHVSpFLPHVTXH YDULDPGHFHUFDGHj PPGHFRPSULPHQWRWRWDODSUHVHQWDQGRXPFRUSRDORQJDGRHIXVLIRUPH$SHVDUGDSDUWH PDLVDOWDGRFRUSRVHUDQWHULRUjQDGDGHLUDGRUVDO,F\SULQRLGHVQmRDSUHVHQWDXPDHOHYDomR SUpGRUVDOFRPRDGDHVSpFLHWLSRRTXHFRQIHUHDRFRUSRXPIRUPDWRPDLVGHOJDGR$FDEHoD GH , F\SULQRLGHV p PDLV ODUJD TXH DOWD VHQGR WDPEpP PDLV DORQJDGD TXH DV GDV GHPDLV HVSpFLHVGRJrQHUR(VWDRFXSDDSUR[LPDGDPHQWHóGRFRPSULPHQWRWRWDOVHQGRDUHODomR &&&3GH $SrQGLFH%WDEHOD $QDGDGHLUDGRUVDOWDPEpPpFXUWDHDSUHVHQWDRX SWHULJLyIRURVDSUR[LPDGDPHQWHTXLQ]HUDLRVSULQFLSDLVHVHLVSUyFRUUHQWHVDOpPGHWUrV IXOFUDVEDVDLV(VWiSRVLFLRQDGDDSUR[LPDGDPHQWHQRPHLRGRFRUSRHPRSRVLomRjQDGDGHLUD SpOYLFDHDQDGDGHLUDDQDOLQVHULQGRVHHQWUHFHQWURVYHUWHEUDLV HJGRDRHP-0( 626 H GR DR HP %63* , ([LEH XP IRUPDWR DSUR[LPDGDPHQWH WULDQJXODU FRP D ERUGD SRVWHULRU F{QFDYD $V QDGDGHLUDV SHLWRUDLV H SpOYLFDV QmR VH PRVWUDUDPEHPSUHVHUYDGDVHPQHQKXPGRVH[HPSODUHVH[DPLQDGRVPDVpSRVVtYHOFRQWDU SHOR PHQRV H RLWR UDLRV WRWDLV UHVSHFWLYDPHQWH $ QDGDGHLUD FDXGDO p KRPRFHUFD ELIXUFDGD VHQGR RV VHXV ORERV EHP HVSDoDGRV e FRPSRVWD DSUR[LPDGDPHQWH SRU UDLRV SULQFLSDLVHSHORPHQRVTXDWURXURGHUPDLVDOpPGHTXDWURUDLRVSUyFRUUHQWHVGXDVIXOFUDV EDVDLVHSHORPHQRVFLQFRIXOFUDVPDUJLQDLVKLSRD[LDLVHRLWRIXOFUDVEDVDLVHSHORPHQRVVHLV IXOFUDV PDUJLQDLV HSD[LDLV 4XDQGR YLVtYHO SRGHVH REVHUYDU QR HQGRHVTXHOHWR FDXGDO D SUHVHQoDGHSHORPHQRVFLQFRHSXUDLV$LQGDSRGHPVHUTXDQWLILFDGRVWUH]HSDUDKLSXUDLVH VHWHKLSXUDLV VHQGRGH]FHQWURVSUpXUDLVQDQDGDGHLUDFDXGDOHSHORPHQRVVHWHFHQWURVXUDLV KDYHQGRGLSORVSRQGLOLDQDUHJLmRSUpXUDO QRH[HPSODU%63*,$VHVFDPDVDVVLP FRPRHPWRGRVRVHVSpFLPHVGRJrQHURQmRVmREHPSUHVHUYDGDVPDVVmRGRWLSRDPLRLGH $SUR[LPDGDPHQWHFHQWURVYHUWHEUDLVIRUDPTXDQWLILFDGRVQRH[HPSODUGHFROXQDYHUWHEUDO PDLV FRPSOHWD GH , F\SULQRLGHV %63* , VHQGR FHQWURV D SDUWLU GD FLQWXUD GHVWHVXUDLV DOpPGHVHLVRXVHWHHQFREHUWRVSHORVRVVRVGDFLQWXUDHRSHUFXODUHV 2 H[HPSODU 1+08.3925 D IRL R ~QLFR HVSpFLPH GR JrQHUR ,RQRVFRSXV D DSUHVHQWDUPXLWDLQIRUPDomRDFHUFDGRQHXURFUkQLRSULQFLSDOPHQWHGDUHJLmRyWLFRRFFLSLWDO $SrQGLFH$)LJ (VWHDSUHVHQWRXSDUWHGRWHWREHPSUHVHUYDGDRTXDOpFRPSRVWRSRU IURQWDLVEHPDORQJDGRVHVWHQGHQGRVHDSyVDyUELWDGHUPRHVIHQyWLFRWRWDOPHQWHLQFRUSRUDGR DR WHWR GHUPRSWHUyWLFR DORQJDGR H FRQVLGHUDYHOPHQWH PDLV FRPSULGR TXH R SDULHWDO H SDULHWDLVUHODWLYDPHQWHHVWUHLWRV1RQHXURFUkQLRRSDUDHVIHQRLGHPRVWURXVHFRPSOHWDPHQWH SUHVHUYDGRVHQGRDORQJDGRHQmRDSUHVHQWDQGRXPDiUHDGHQWDGDPXLWRH[WHQVD RFXSDQGR DSUR[LPDGDPHQWH D UHJLmR DEDL[R GD yUELWD ¬ IUHQWH GD yUELWD VRPHQWH DOJXQV RVVRV GR QHXURFUkQLRHVWDYDPSUHVHUYDGRVDSUpPD[LODRY{PHURSUpHWPRLGHHRHWPRLGHODWHUDO 3DUWHGRHWPRLGHODWHUDOHVWiHQFREHUWDSHOR~QLFRVXSUDRUELWDOSUHVHUYDGR1DIUDQMDYHQWUDO GRGHUPRHVIHQyWLFRRFDQDOGRLQIUDRUELWDOHVWiFRPSOHWDPHQWHSUHVHUYDGRSDVVDQGREHPj IUHQWHGRHVIHQyWLFR2HVIHQyWLFRHVWiSUHVHQWHDFLPDGRSURFHVVRGRSDUDHVIHQRLGHID]HQGR FRQWDWRFRPRSURFHVVREDVLSWHULJRLGHHH[SRQGRXPDSRUomRGpUPLFDQRFDQWRVXSHULRUGD yUELWDRDXWRHVIHQyWLFR1DUHJLmRyWLFD $SrQGLFH$)LJ$ KiXPDPSORSURyWLFRR TXDORFXSDDPDLRUSDUWHGDiUHDGHVVDUHJLmRHpVXVWHQWDGRSHOREDVLHVIHQRLGH2SURyWLFR VHVXWXUDDQWHULRUPHQWHDREDVLSWHULJRLGHYHQWUDOPHQWHQDDEDDVFHQGHQWHGRSDUDHVIHQRLGHH DQWHULRUPHQWHDRLQWHUFDODU6XDPDUJHPVXSHULRUpOLYUHQmRID]HQGRFRQWDWRFRPRXWURRVVR 2LQWHUFDODUWDPEpPpXPRVVRDPSORGDUHJLmRyWLFDDSUHVHQWDQGRXPDIRUPDFRQWRUFLGD 'RUVDOPHQWH R LQWHUFDODU ID] FRQWDWR FRP R RSLVWyWLFR RVVR SRXFR GHVHQYROYLGR H R SWHUyWLFR 9HQWUDOPHQWH ID] FRQWDWR FRP R EDVLRFFLSLWDO 1D UHJLmR RFFLSLWDO $SrQGLFH $ )LJ % Ki GRLV H[RFFLSLWDLV SRVLFLRQDGRV EHP FHQWUDOPHQWH RV TXDLV DSUHVHQWDP IRUPD DSUR[LPDGD GH UDTXHWH H DSRLDPVH QR EDVLRFFLSLWDO IRUPDQGR HQWUHVLRIRUkPHQPDJQR $FLPDGRVH[RFFLSLWDLVHVWmRRVHSLRFFLSLWDLVRVTXDLVVXVWHQWDPRRVVRVXSUDyWLFRRTXDOp YLVtYHOWDPEpPHPYLVWDGRUVDO$IRVVDSyVWHPSRUDODSUHVHQWDVHEHPPDUFDGDGHFDGDODGR GRFUkQLR Ionoscopus elongatus(DVWPDQ 'LDJQRVHHVSHFtILFD>UHWLUDGRGH(DVWPDQ @SHL[H,RQRVFRSXVTXHVHGLIHUHQFLDGRV GHPDLV UHSUHVHQWDQWHV GRJrQHURSRU DSUHVHQWDU XP FRUSRPDLV DORQJDGRHPDLVHVWUHLWR H QDGDGHLUDGRUVDOFRPSRVLFLRQDPHQWRPDLVDQWHULRUVHQGRRSRVWDjQDGDGHLUDSpOYLFDHQmR DOFDQoDQGRDDQDO +ROyWLSR&0DHE PDWHULDOQmRH[DPLQDGR /RFDOLGDGH&HULQ-XUiVVLFRGD)UDQoD &RQVLGHUDo}HV*HUDLV $ HVSpFLH ,RQRVFRSXV HORQJDWXV $SrQGLFH $ )LJ ' IRL GHVFULWD SRU (DVWPDQ FRP EDVH HP XP H[HPSODU GH SDUWH H FRQWUDSDUWH SURYHQLHQWH GH &HULQ )UDQoD H FRQVLGHUDGR GLIHUHQWH GDV GHPDLV HVSpFLHV GR JrQHUR SHOR IRUPDWR GR FRUSR H SHOR SRVLFLRQDPHQWR GD QDGDGHLUD GRUVDO 4XDQGR GD GHVFULomR IRUDP GHYLGDPHQWH IRUQHFLGRV LGHQWLILFDomR GR WLSR EUHYH GHVFULomR H LOXVWUDomR (VWD HVSpFLH QRPLQDO MDPDLV IRL DQDWRPLFDPHQWHUHYLVDGDRXLQFOXtGDHPTXDOTXHUHVWXGRILORJHQpWLFR1RSUHVHQWHWUDEDOKR QmRWLYHDRSRUWXQLGDGHGHYLVLWDUDFROHomRGR&DUQHJLH0XVHXPRQGHHVWHHVSpFLPHHVWi GHSRVLWDGRHQmRHQFRQWUDPRVQDVGHPDLVFROHo}HVTXDOTXHUHVSpFLPHTXHVHDVVHPHOKDVVHD GHVFULomR IRUQHFLGD SDUD , HORQJDWXV /RJR HVWD HVSpFLH QRPLQDO DSHVDU GH DTXL VHU FRQVLGHUDGDYiOLGDDLQGDQHFHVVLWDGHUHYLVmR 5HYLVmRDQDW{PLFDGHUHSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH 1RSUHVHQWHWUDEDOKRUHDOL]DPRVXPDUHYLVmRDQDW{PLFDWD[RQ{PLFDHILORJHQpWLFDGR JrQHUR 2SKLRSVLV YLVWR TXH RV JrQHURV 3ODFLGLFKWK\V 7HRLFKWK\V H 0DFUHSLVWLXV Mi IRUDP UHYLVDGRV QD PLQKD WHVH GH PHVWUDGR (PERUD QRYRV GDGRV DQDW{PLFRV GD HVSpFLH 3ODFLGLFKWK\VELGRUVDOLVVHMDPDTXLDSUHVHQWDGRVHPIXQomRGDGHVFREHUWDHSUHSDUDomRGH XPQRYRHVSpFLPH )UHQWHDUHFHQWHSXEOLFDomR /DQH (EHUW TXHVXJHULXXPDHVSpFLHGRJrQHUR )XURFRPR2SKLRSVLGDHUHIRUoRXVHDQHFHVVLGDGHGHUHYLVmRGRJrQHUR)XURHQWUHWDQWRD PHVPDQmRIRLUHDOL]DGDQRSUHVHQWHWUDEDOKRSRUIDOWDGHWHPSRKiELOSDUDWUDWDUXPJUXSR WmR DPSOR H DPEtJXR $LQGD DVVLP )XUR PXHQVWHUL IRL H[DPLQDGR H LQFOXtGR QD DQiOLVH ILORJHQpWLFD GD PHVPD IRUPD FRPR DV HVSpFLHV 5REXVWLFKWK\V OXRSLQJHQVLVH $UFKDHRVHPLRQRWXVFRQQHFWHQVTXHIRUDPUHFHQWHPHQWHGHVFULWDV 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH2SKLRSVLV 2JrQHUR2SKLRSVLVIRLSURSRVWRSRU$JDVVL] DSDUWLUGDGHVFULomRGHTXDWUR HVSpFLHVQRPLQDLVSURYHQLHQWHVGR-XUiVVLFRGD$OHPDQKDHGD,QJODWHUUD HJ2PXHQVWHULH 2SURFHUXV2SHQQLFLODWXVH2GRUVDOLVUHVSHFWLYDPHQWH HIRLRULJLQDOPHQWHFRQVLGHUDGR FRPR SHUWHQFHQWH j IDPtOLD /HSLGRLGHL RUGHP *DQRLGHL IDPtOLD TXH DJUXSDYD i pSRFD JUXSRV EHP GLIHUHQFLDGRV GH SHL[HV FRP HVFDPDV JDQRLGHV HJ SHL[HV SDOHRQLVFtGHRV IROLGRIRUtGHRVHPDFURVHPLtGHRV FI$JDVVL] $SyV D GHVFULomR GR JrQHUR LQ~PHUDV HVSpFLHV QRPLQDLV IRUDP UHSRUWDGDV QD OLWHUDWXUD HJFHUFDGHHVSpFLHVTXHVmRDSUHVHQWDGDVQRDSrQGLFH%WDEHOD GDVTXDLV PXLWDVIRUDPUHXQLGDVHUHYLVDGDVQRFDWiORJRGH:RRGZDUG E QRTXDO2SKLRSVLVIRL SRVLFLRQDGR QD IDPtOLD 0DFURVHPLLGDH 2SKLRSVLV +LVWLRQRWXV /HJQRQRWXV 0DFURVHPLXV3HWDORSWHU\[3URSWHUXV1RWDJRJXV 3RVWHULRUPHQWH R JrQHUR 2SKLRSVLV IRL UHYLVDGR %DUWUDP H SRVLFLRQDGR QD IDPtOLD2SKLRSVLGDH IDPtOLDQRYD HPFRQMXQWRFRPRJrQHUR0DFUHSLVWLXV1HVWDUHYLVmR GLYHUVDV HVSpFLHV IRUDP SRVWDV HP VLQRQtPLD HJ 2 WHQXLVHUUDWD 2 DHTXDOLV 2 LQWHUPHGLD 2 JXLJDUGL 2 PDFURGXVH2 IOHVKHUL H RXWUDV IRUDP UHWLUDGDV GR JrQHUR 2SKLRSVLV H WUDQVIHULGDV SDUD R JrQHUR )XUR HJ 2 ODULHQVLV H 2EHOORWWL FI %DUWUDP (QWUHWDQWR XPD HVSpFLH GHVFULWD SRU :DJQHU H UHSRUWDGD SRU :RRGZDUG E 2DOWLYHOLV QmRIRLPHQFLRQDGDQHVWDUHYLVmR2XWURVWUDEDOKRVWDPEpPGHILQLUDP VLQRQtPLDVH[FOXtUDPRXLQFOXtUDPHVSpFLHVQRPLQDLVQRJrQHUR2SKLRSVLV HJ:RRGZDUG E'HHFNH6DLQW6HLQHH:HQ] $WXDOPHQWH2SKLRSVLVpUHSUHVHQWDGRSRUQRYHHVSpFLHVQRPLQDLV HJ2SURFHUD 2 DWWHQXDWD 2 SHQLFLOODWD 2 EUHYLFHSV 2 GRUVDOLV 2 OHSHUVRQQHL 2 OHSWXUXV 2 PRQWVHFKHQVLVH2 DOWLYHOLV $SrQGLFH $ )LJ VHQGR FRQKHFLGR QD (XURSD HJ $OHPDQKD )UDQoD ,QJODWHUUD (VSDQKD H ,WiOLD H ÈIULFD RFRUUHQGRGR 7ULiVVLFR0pGLR DR &UHWiFHR,QIHULRU (PERUDUHSUHVHQWDGRSRULQ~PHUDVHVSpFLHVQRPLQDLVDPDLRULDQmRpEHPFRQKHFLGD QmRWHQGRQHPPHVPRXPDGLDJQRVHHVSHFtILFD$~QLFDHVSpFLHUHDOPHQWHEHPFRQKHFLGDp 2SKLRSVLVSURFHUD $SDUWLUGDUHYLVmRDTXLUHDOL]DGDRJrQHURSDVVDDVHUUHSUHVHQWDGRSRUVHLVHVSpFLHV QRPLQDLV 2 SURFHUD 2 EUHYLFHSV 2 GRUVDOLV 2 OHSHUVRQQHL 2 PRQWVHFKHQVLVH2 OHSWXUXV'XDVGDVHVSpFLHVQRPLQDLVDQWHULRUPHQWHFRQVLGHUDGDVYiOLGDV HJ2DWWHQXDWDH 2SHQLFLOODWD IRUDPVXJHULGDVFRPRVLQ{QLPDVGDHVSpFLHWLSR 2SURFHUD $HVSpFLH2 DOWLYHOLVIRLVXJHULGDFRPRQRPHQGXELXP0DLVLQIRUPDo}HVVmRDSUHVHQWDGDVQDGLVFXVVmR $EDL[RIRLUHDOL]DGDDUHGHVFULomRDQDW{PLFDGDHVSpFLHQRPLQDO2SKLRSVLVSURFHUDD TXDO p PHOKRU UHSUHVHQWDGD QXPHULFDPHQWH H HP TXDOLGDGH GH SUHVHUYDomR $ SDUWLU GHVWD GHVFULomRVmRDSUHVHQWDGDVEUHYHVGHVFULo}HVFRPSDUDWLYDVGDVGHPDLVHVSpFLHVYiOLGDV 6LVWHPiWLFDSDOHRQWROyJLFD Ophiopsis procera$JDVVL] 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH 2UGHP,RQRVFRSLIRUPHV*UDQGH %HPLV )DPtOLD2SKLRSVLGDH%DUWUDP *rQHUR2SKLRSVLV$JDVVL] (VSpFLHWLSR2SKLRSVLVSURFHUD$JDVVL] 'LDJQRVH JHQpULFD HPHQGDGD SHL[HV RILRSVtGHRV GH WDPDQKR PpGLR FRUSR DORQJDGR H IXVLIRUPH RVVRV GpUPLFRV GD FDEHoD RUQDPHQWDGRV SRU WXEpUFXORV GH JDQRtQD RX QmR H[WUDHVFDSXODU HSyVWHPSRUDO FRP DERUGDSRVWHULRUVHUULOKDGDRXQmR SDUWHGRHVIHQyWLFR H[SRVWDQRFDQWRVXSHULRUGDyUELWD DXWRHVIHQyWLFR LQIUDRUELWDLVDOWRVYDULDQGRHPQ~PHUR GH H PD[LOD FRP FDQDO VHQVRULDO DUWLFXODomR PDQGLEXODU F{QGLOR GR TXDGUDGR H R DUWLFXODU QDDOWXUDGDERUGDSRVWHULRUGDyUELWDQDGDGHLUDGRUVDOFRPIRUPDWRWULDQJXODUFRP DERUGDSRVWHULRUGHIRUPDUHWDjIDOFDGDFDQDOVHQVRULDOSHQHWUDQGRHQWUHRVUDLRVGRORER VXSHULRUGDQDGDGHLUDFDXGDOHVFDPDVJDQRLGHVGHIRUPDYDULiYHOGHDFRUGRFRPDUHJLmRGR FRUSRHERUGDSRVWHULRUHPJHUDOVHUULOKDGD Ophiopsis procera$JDVVL] 2SKLRSVLVSURFHUXV$JDVVL] 3KROLGRSKRUXVWHQXLVHUUDWXV$JDVVL] 2SKLRSVLVSHOOLFLOODWXV$JDVVL] 2SKLRSVLVDWWHQXDWD:DJQHU 2SKLRSVLVDHTXDOLV:DJQHU 2SKLRSVLVLQWHUPHGLD:DJQHU 2SKLRSVLVJXLJDUGL7KLROOLqUH 2SKLRSVLVPDFURGXV7KLROOLqUH 2SKLRSVLVSHQLFLOODWD$JDVVL]:RRGZDUGE 2SKLRSVLVSURFHUD$JDVVL]:RRGZDUGE 'LDJQRVHHVSHFtILFDHPHQGDGD2SKLRSVLVGHWDPDQKRPpGLRFRPSULPHQWRSDGUmRYDULDQGR HQWUH PP HJ HVSpFLPH 1+08.393 H PP HJ HVSpFLPH $6 9,,, QDGDGHLUDGRUVDORFXSDQGRFHUFDGHGRFRPSULPHQWRSDGUmRDSUHVHQWDQGRUDLRVWRWDLV VHQGR HP JHUDO DSUR[LPDGDPHQWH SUyFRUUHQWHV H D ERUGD SRVWHULRU YDULDYHOPHQWH IDOFDGD DSUR[LPDGDPHQWHHVFDPDV DRORQJR GDOLQKDODWHUDO HQR SHG~QFXOR FDXGDO FDQDOGDOLQKDODWHUDOVHJXLQGRHQWUHRVpWLPRHRRLWDYRUDLRVGDQDGDGHLUDFDXGDO +ROyWLSR%63*$69,, $SrQGLFH$)LJ /RFDOLGDGH-XUiVVLFR6XSHULRUGD$OHPDQKDHGD)UDQoD .LPHULGLDQR,QIHULRU6ROQKRIHQH &HULQ -XUiVVLFR6XSHULRUDR&UHWiFHR,QIHULRUGD,QJODWHUUD 'RUVHWVKLUH 0DWHULDODGLFLRQDO%63*$6;,;;;,,,DHE,;;;;DH E-0(626DHEDHEDHE -0((77 1+1/ KROyWLSR GH 2 DWWHQXDWD 1+08.393 &RQVLGHUDo}HV*HUDLV 2SKLRSVLVSURFHUD pDHVSpFLHWLSRGRJrQHUR 2SKLRSVLV RULJLQDOPHQWH GHVFULWDSRU $JDVVL] GHQWUHRVSHL[HV /HSLGRLGHL SHL[HVGHHVFDPDVJDQRLGHV HSRVLFLRQDGD HP 2SKLRSVLGDH SRU %DUWUDP )RL DTXL FRQVLGHUDGD FRPR VLQ{QLPR GDV HVSpFLHV QRPLQDLV 2 DWWHQXDWDH2 SHQLFLOODWD SRU QmR GLIHULU GHVWDV HP QHQKXPD FDUDFWHUtVWLFD DQDW{PLFD H[FHWRSHODYDULDomRQDIRUPDGDQDGDGHLUDGRUVDOVHFRQVLGHUDUPRVDGHVFULomR RULJLQDO RXSRUTXDOTXHUGLIHUHQoDGHSURSRUo}HVPHUtVWLFDVVLJQLILFDWLYDV YHUGLVFXVVmRS HDSrQGLFH%WDEHOD 2SKLRSVLV SURFHUD p UHSUHVHQWDGD SRU PDLV GH HVSpFLPHV GR -XUiVVLFR GD $OHPDQKD)UDQoDH,QJODWHUUD(VWHVDSUHVHQWDUDPFRUSRDORQJDGRFRPFRPSULPHQWRWRWDO YDULDQGRGHFHUFDGH HJH[HPSODU1+08.393 DPP HJH[HPSODU-0( 626 (P JHUDO D SRUomR PDLV DOWD GR FRUSR p D UHJLmR DQWHULRU j QDGDGHLUD GRUVDO YDULDQGRHQWUHFHUFDGHHPP HJ1+08.393H-0(626 $FDEHoD GRVH[HPSODUHVpPDLVFRPSULGDTXHDOWDHRFXSDFHUFDGHGRFRPSULPHQWRSDGUmR YHU DSrQGLFH%WDEHOD (PUHODomRjDQDWRPLDFUDQLDQDRFUkQLRGH2SKLRSVLVSURFHUDpPXLWR VHPHOKDQWH j GH RXWURV SHL[HV RILRSVtGHRV HJ 7HRLFKWK\V 3ODFLGLFKWK\V H 0DFUHSLVWLXV GHVFRQVLGHUDQGR DV GLIHUHQoDV GH SURSRUo}HV H R PRVDLFR GH VXERUELWDLV REVHUYDGR HP 7HRLFKWK\V $ HVSpFLH 2 SURFHUD DSUHVHQWRX QDGDGHLUD GRUVDO GH FRPSULPHQWR PHGLDQR RFXSDQGRHPJHUDOFHUFDGHGRFRPSULPHQWRSDGUmR$QDGDGHLUDGRUVDOHVWHYHVHPSUH SRVLFLRQDGD HP RSRVLomR j QDGDGHLUD SpOYLFD H DSUHVHQWRX D ERUGD SRVWHULRU H[WUHPDPHQWH IDOFDGD HJ-0(626 RXPHQRVIDOFDGD HJ-0((77 GHSHQGRGRJUDXGH UHGXomRGRVUDLRV$QDGDGHLUDFDXGDOpGRWLSRKRPRFHUFDELIXUFDGDFRPRORERVXSHULRU OLJHLUDPHQWH PDLRU TXH R LQIHULRU VHQGR DSUR[LPDGDPHQWH UDLRV SULQFLSDLV 7RGDV DV QDGDGHLUDVVmRDQWHFHGLGDVSRUIXOFUDVPDUJLQDLVHEDVDLV 7HWR&UDQLDQR 2 WHWR FUDQLDQR GRV H[HPSODUHV GH 2SKLRSVLV SURFHUD HVWi EHP UHSUHVHQWDGR QRV H[HPSODUHV1+08.3930+1/-0((77-0((77 $SrQGLFH $ )LJ e FRPSRVWR SRU XP SDU GH RVVRV IURQWDLV FRQVWULWRV QD SDUWH PpGLDGDyUELWDHTXHVHHVWHQGHPSRVWHULRUPHQWHDPHVPD6XWXUDGRVDRVIURQWDLVHVWiXP SDU GH DPSORV SDULHWDLV TXH HP VXD SRUomR H[SRVWD VmR DSUR[LPDGDPHQWH WmR FRPSULGRV TXDQWR ODUJRV H DSUHVHQWDP XPD GHSUHVVmR SRVWHULRU D SDUWH YLVtYHO TXH VHUYH GH DSRLR DR RVVRH[WUDHVFDSXODU/DWHUDOjSRUomRILQDOGRRVVRIURQWDOHVWiRRVVRGHUPRHVIHQyWLFREHP VXWXUDGR DR WHWR FUDQLDQR 3RVWHULRUPHQWH D HVWH DR ODGR GR RVVR SDULHWDO HVWi R RVVR GHUPRSWHUyWLFRTXHpOLJHLUDPHQWHPDLVODUJRQDSDUWHSRVWHULRUDSUHVHQWDQGRQHVWDPHVPD SDUWH XPD GHSUHVVmR H XP SURFHVVR TXH WDPEpP GmR VXSRUWH DR RVVR H[WUDHVFDSXODU 2 GHUPRSWHUyWLFR p DSUR[LPDGDPHQWH GR PHVPR FRPSULPHQWR TXH R RVVR SDULHWDO 1R FDQWR VXSHULRUGDyUELWDVXWXUDGRDSDUWHLQIHULRUGRGHUPRHVIHQyWLFRHGRGHUPRSWHUyWLFRSRGHVH REVHUYDURRVVRHVIHQyWLFRFRPXPDSHTXHQDSRUomRH[SRVWD HVWDSRUomRpGHQRPLQDGDFRPR DXWRHVIHQyWLFR SRU PXLWRV DXWRUHV $SRLDGR QRV RVVRV SDULHWDLV H GHUPRSWHUyWLFRV HVWi XP SDUGH RVVRV H[WUDHVFDSXODUHV 2H[WUDHVFDSXODUpXP RVVR LUUHJXODUTXH DSUHVHQWDD ERUGD H[WHUQDPDLVFRPSULGDTXHDLQWHUQDHDSUHVHQWDVXDERUGDSRVWHULRUVHUULOKDGDFDUDFWHUtVWLFD TXH S{GH VHU REVHUYDGD VRPHQWH HP DOJXQV H[HPSODUHV >HJ 1+08.393 0+1/ -0((77-0((77 $SrQGLFH$)LJ @DOJXQVGRV TXDLVIRUDPSUHSDUDGRVFRPiFLGR1HOHHVWiSUHVHQWHDFRPLVVXUDVXSUDWHPSRUDO 2VVRVGDIDFHGRIRFLQKRHFLUFXPRUELWDLV $QWHULRUDRWHWRFUDQLDQRRVH[HPSODUHVGH2SKLRSVLVSURFHUDDSUHVHQWDPXPDSDUGH QDVDLVHjIUHQWHGHVWHVRRVVRURVWUDOTXHWHPDSUR[LPDGDPHQWHDIRUPDGDOHWUD³9´ HJ 0+1/ FRPRHPRXWURVSHL[HVKDOHFRPyUIRV DPLtGHRVHLRQRVFRStGHRV (P DOJXQVGRVH[HPSODUHVTXHDSUHVHQWDUDPRFUkQLRSUHVHUYDGRIRLSRVVtYHOREVHUYDUDVpULHGH RVVRV FLUFXPRUELWDLV D TXDO p FRPSOHWDPHQWH IHFKDGD H SRGH VHU EHP YLVXDOL]DGD QRV H[HPSODUHV 1+08.393H -0((77 $SrQGLFH$ )LJ 2VH[HPSODUHV GH 2SKLRSVLVSURFHUDDSUHVHQWDUDPWUrVRVVRVLQIUDRUELWDLVEHPDOWRVHEHPDPSORV HPJHUDO PDLVDOWRVTXHODUJRV DOpPGHXPODFULPDODUUHGRQGDGRKLSHUWURILDGRRXVHMDDSUHVHQWDQGR SUDWLFDPHQWHRPHVPRWDPDQKRGDyUELWD2~OWLPRLQIUDRUELWDOpLQFOLQDGRSRVWHULRUPHQWH 2V HVSpFLPHV DSUHVHQWDUDP DLQGD GH TXDWUR j RLWR VXSUDRUELWDLV RV TXDLV HP JHUDO QmR HVWDYDP SUHVHUYDGRV H Vy SXGHUDP VHU PHOKRU TXDQWLILFDGRV HP SRXFRV H[HPSODUHV HJ -0((77 H 01+/ 2V VXERUELWDLV HP VXD PDLRULD DSUHVHQWDUDPVH TXHEUDGRV HQWUHWDQWR GH WUrV j FLQFR SXGHUDP VHU TXDQWLILFDGRV >HJ H[HPSODU 1+08.3930+1/H-0((77 $SrQGLFH$)LJ @¬IUHQWHGD VpULHRUELWDOHODWHUDODRQDVDOpSRVVtYHOREVHUYDUXPDQWRUELWDORTXDODSUHVHQWDDSRUomR PHGLDQDPDLV DODUJDGD (VWHpXP RVVR FRPSULGRRTXDO QmRVHUHVWULQJHDERUGDGRRVVR QDVDO SDVVDQGR DR ODGR GD ERUGD GR IURQWDO HP HQFRQWUDQGR XP VXSUDRUELWDO HJ 0+1/ -0((77 0DQGtEXODDUWLFXODomRPDQGLEXODUHQGRFUkQLRRVVRVGRSDODWRHVXVSHQVRULXP $PD[LODQmRHVWiEHPSUHVHUYDGDQDPDLRULDGRVH[HPSODUHVDQDOLVDGRVPDVIRLEHP YLVXDOL]DGD QRV H[HPSODUHV 1+08.393 0+1/ -0((77 H -0((77 $SrQGLFH $ )LJ (VWD p ORQJD FRP XP SURFHVVR DQWHULRU SRVLFLRQDGDHQWUHDSRUomRPpGLDHDPDUJHPSRVWHULRUGDyUELWDHDSUHVHQWDQGRXPDPDUJHP SRVWHULRUF{QFDYDQDTXDOIRLSRVVtYHODLGHQWLILFDomRGHXPHQWDOKH(PVXDVXSHUItFLHHVWmR SUHVHQWHVSRURVTXHLQGLFDPDSDVVDJHPGRFDQDOVHQVRULDO6XDPDUJHPLQIHULRUpSUHHQFKLGD SRU LQ~PHURV GHQWHV F{QLFRV PDLV GH TXLQ]H SRQWLDJXGRV H FREHUWRV SRU XP FDSX] GH DFURGLQD 8PD ~QLFD VXSUDPD[LOD DORQJDGD H DEDXODGD SRGH VHU REVHUYDGD VREUH D SDUWH SRVWHULRUGDPD[LOD HJ-0((77 2 GHQWiULR p PDLV FRPSULGR TXH D PD[LOD WDPEpP DSUHVHQWD SRURV TXH LQGLFDP D SDVVDJHPGHFDQDOVHQVRULDOHSRVVXLRPHVPRWLSRGHGHQWLomRHQFRQWUDGRQDPD[LODVHQGR RVGHQWHVXPSRXFRPDLVUREXVWRV3RVWHULRUDRGHQWiULRKiXPFRPSOH[RGHSHORPHQRVWUrV RVVRV TXH LUmR SDUWLFLSDU GLUHWDPHQWH GD DUWLFXODomR PDQGLEXODU DQJXODU VXSUDQJXODU H DUWLFXODU2VRVVRVGDVpULHSWHULJRLGH HFWRSWHULJRLGHHQGRSWHULJRLGHHPHWDSWHULJRLGH QmR IRUDP EHP REVHUYDGRV HP QHQKXP GRV H[HPSODUHV H[FHWR SDUWHV GR HQGRSWHULJRLGH H GR PHWDSWHULJRLGH SXGHUDP VHU YLVWDV QR H[HPSODU -0(626 $ DUWLFXODomR PDQGLEXODU FRQWDFRPDSDUWLFLSDomRGRTXDGUDGRHGRVLPSOpWLFRHVWDQGRSRVLFLRQDGDDSyVDyUELWD2 TXDGUDGRHRVLPSOpWLFRWDPEpPIRUDPRVVRVPXLWRGLItFHLVGHREVHUYDUHVWDQGRHPJHUDO HQFREHUWRV 2 TXDGUDGR DSDUHFHX PHOKRU SUHVHUYDGR QR H[HPSODU 0+1/ H R VLPSOpWLFR QR H[HPSODU 0+1/ HQTXDQWR HP RXWURV H[HPSODUHV IRL SRVVtYHO VRPHQWH YLVXDOL]DU RV F{QGLORV GH DUWLFXODomR GHVVHV RVVRV HJ -0((77 2 KLRPDQGLEXODU p XP RVVR DPSOR TXH SDUWLFLSD GD VXVSHQVmR PDQGLEXODU PDV GHYLGR DR HVWDGR GH SUHVHUYDomR WDPEpP IRL GLItFLO GH VHU REVHUYDGR HVWi SDUFLDOPHQWH YLVtYHO QRV H[HPSODUHV1+08.393H0+1/ (OHH[LEHRSURFHVVRRSHUFXODUHPVXD SRUomR SRVWHULRU XP IRUkPHQ PDLV RX PHQRV QD DOWXUD GHVWH SURFHVVR H D FDEHoD GH DUWLFXODomRTXHVHLQVHUHDEDL[RGRGHUPRSWHUyWLFR 4XDQWR DRV RVVRV GR HQGRFUkQLR D PDLRU SDUWH QmR HVWDYD YLVtYHO QD PDLRULD GRV H[HPSODUHV H[DPLQDGRV (QWUHWDQWR D SRUomR DQWHULRU GD SUpPD[LOD HVWDYD SUHVHUYDGD QD PDLRULDGRV H[HPSODUHV HJ0+1/ H-0((77 HSDUWHGRVHXSURFHVVR QDVDO YLVtYHO QR H[HPSODU 0+1/ QR TXDO IRL SRVVtYHO YLVXDOL]DU DWp PHVPR R IRUkPHQ QDVDO $OpP GD SUpPD[LOD SDUWH GR SDUHVIHQRLGH S{GH VHU YLVXDOL]DGD HP DOJXQV H[HPSODUHV HJ 0+1/ 2XWURV RVVRV GR HQGRFUkQLR WDPEpP IRUDP REVHUYDGRV VHQGR HOHV R HWPRLGH ODWHUDO HJ 1+08.393 R SUpHWPRLGH HJ 0+1/ R RUELWRHVIHQRLGH HJ 0+1/ H SODFDV FRURQRLGHV HJ0+1/ 6pULHRSHUFXODUH%UDQTXLRVWHJDO $VpULHRSHUFXODUHPERUDIUDJPHQWDGDHVWiSUHVHUYDGDQDPDLRULDGRVH[HPSODUHVGH 2SURFHUDDQDOLVDGRV(VWiPDLVEHPUHSUHVHQWDGDQRH[HPSODU-0((77 $SrQGLFH $)LJ 2RVVRSUpRSpUFXODUDQWHULRUDVpULHRSHUFXODUDSUHVHQWDXPIRUPDWRHVWUHLWRH FUHVFHQWHHPJHUDOHQFREULQGRRVLPSOpWLFRYHQWUDOPHQWHHRKLRPDQGLEXODUPDLVDFLPD2 RSpUFXORpXPRVVRDPSORFRPDEDVHHDERUGDDQWHULRUDSUR[LPDGDPHQWHUHWDVHDVERUGDV SRVWHULRU H VXSHULRU DEDXODGDV $EDL[R GHOH HVWi R VXERSpUFXOR RVVR DSUR[LPDGDPHQWH WULDQJXODUFRPXPGLVFUHWRSURFHVVRDQWHURGRUVDOTXHVHHQFDL[DjIUHQWHGRRSpUFXOR6HJXH VHDRVXERSpUFXORRLQWHURSpUFXORRVVRSHTXHQRWDPEpPDSUR[LPDGDPHQWHWULDQJXODU(VVHV WUrV RVVRV DSUHVHQWDP HP DOJXQV H[HPSODUHV SHUIXUDo}HV RX WXEpUFXORV RFDVLRQDGDV SHOR FUHVFLPHQWR GD JDQRtQD HJ 0+1/ -0((77 $ VpULH EUDQTXLRVWHJDO HQFRQWUDVH SUHVHUYDGD H HP JHUDO EHP SUHVHUYDGD QD PDLRULD GRV H[HPSODUHVREVHUYDGRVTXHH[LEHPRFUkQLRRXPHVPRSDUWHGHOH2VUDLRVEUDQTXLRVWHJDLV DSDUHFHPVHPSUHDSRLDGRVHPXPRVVRDORQJDGRHFXUYDGRRFHUDWRKLDO2Q~PHURGHUDLRV EUDQTXLRVWHJDLVYDULRXGHDFRUGRFRPDSUHVHUYDomRGRH[HPSODUPDVDSUR[LPDGDPHQWH UDLRV SXGHUDP VHU TXDQWLILFDGRV QR H[HPSODU TXH DSUHVHQWRX R PDLRU Q~PHUR GH UDLRV SUHVHUYDGRV HJ1+08.393 9HQWUDOPHQWHHQWUHRVGHQWiULRVGLUHLWRHHVTXHUGR2 SURFHUDDSUHVHQWRXXPD~QLFDSODFDJXODUDTXDOS{GHVHUPHOKRUYLVXDOL]DGDQRH[HPSODU %63*,9 (VTXHOHWR$[LDO 'HYLGR DRV H[HPSODUHV HVWDUHP QD PDLRULD GDV YH]HV SUHVHUYDGRV FRP WRGD D VXD FREHUWXUD FRUSRUDO GH HVFDPDV QmR IRL SRVVtYHO REWHU PXLWDV LQIRUPDo}HV DFHUFD GRV HOHPHQWRVYHUWHEUDLVQDPDLRULDGHOHV(PDSHQDVRLWRGHWRGRVRVH[HPSODUHVH[DPLQDGRVGH 2SURFHUDSXGHPRVREVHUYDUDOJXPFHQWURYHUWHEUDO HJ1+08.3933 %63*;;;; -0(626 D H E D 1R H[HPSODU -0(626 DHEDFROXQDYHUWHEUDOHVWDYDFRPSOHWDPHQWHH[SRVWDHQWUHWDQWRRV~OWLPRVFHQWURVQmR ILFDUDP SUHVHUYDGRV RX DLQGD QmR HUDP RVVLILFDGRV 1HVWH H[HPSODU SXGHPRV TXDQWLILFDU FHUFD GH FHQWURV YHUWHEUDLV WRGRV EHP RVVLILFDGRV H VHP IRVVDV ODWHUDLV (P JHUDO RV FHQWURVVmRPDLVDOWRVTXHODUJRVFRPXPDFRQVWULomRQDSDUWHPpGLD QDVERUGDVVXSHULRUH LQIHULRU DTXDOYDULDYDGHDFRUGRFRPRSRVLFLRQDPHQWRGRFRUSRSRGHQGRRDQHOYHUWHEUDO VHUPDLVFRPSULPLGRRXPDLVXPDQHOSHUIHLWR3XGHPRVDLQGDREVHUYDUDIXVmRGHDOJXQV FHQWURVFRQILUPDQGRDGLSORVSRQGLOLDHP2SURFHUD 1DGDGHLUDVSDUHV $VQDGDGHLUDVSDUHV SpOYLFDVHSHLWRUDLV HVWmRSUHVHUYDGDVHPDOJXQVH[HPSODUHVGH 2SURFHUDHQWUHWDQWRQDPDLRULDGDV YH]HV QmRHVWmRFRPSOHWDV /RJRRQ~PHURGHUDLRV WRWDLV GHVWDV QDGDGHLUDV QmR S{GH VHU TXDQWLILFDGR FRP VHJXUDQoD SDUD VHU XWLOL]DGR FRPR GDGRFRPSDUDWLYR(PERUDDFRQWDJHPGRVUDLRVREVHUYDGRVSRVVDVHUFRQVXOWDGDQRDSrQGLFH %WDEHOD D &LQWXUDHQDGDGHLUDSHLWRUDO $FLQWXUDSHLWRUDOHVWiPDLVEHPUHSUHVHQWDGDQRH[HPSODU-0((77 $SrQGLFH $ )LJ $ 1HVWH p SRVVtYHO REVHUYDU WRGRV RV RVVRV GpUPLFRV TXH D FRPS}H FOHLWUR VXSUDFOHLWURSyVFOHLWURHSyVWHPSRUDO2SyVFOHLWURpIRUPDGRSRULQ~PHUDVSODFDV HQWUH H DVTXDLVVmRFRPRHVFDPDVGLIHUHQFLDGDV HJ-0((77H0+1/ 2 SyVWHPSRUDOpRRVVRTXHID]DOLJDomRHQWUHDFLQWXUDHRWHWRFUDQLDQR(VWHRVVRpSRVWHULRU DRH[WUDHVFDSXODUDSUHVHQWDXPDIRUPDLUUHJXODUHDERUGDSRVWHULRUDUUHGRQGDGDHVHUULOKDGD 0+1/-0((77-0(626 FRPRDGRH[WUDHVFDSXODU 1HVWHRVVRYHPRVDDEHUWXUDGRFDQDOVHQVRULDOGDOLQKDODWHUDODTXDOVDLGRSyVWHPSRUDOH SHQHWUDQRVXSUDFOHLWUR3DUWHGRHVFDSXORFRUDFRLGHWDPEpPHVWiYLVtYHOQRH[HPSODU -0( (77 QR TXDO SRGHPRV YHU DOJXQV UDLRV SUR[LPDLV QmR WmR EHP SUHVHUYDGRV H TXDQWLILFDU UDLRV WRWDLV VHQGRGRLV SUyFRUUHQWHV $QDGDGHLUD SHLWRUDO GH 2SURFHUD p DQWHFHGLGDSRULQ~PHUDVIXOFUDVPDUJLQDLV SHORPHQRVVHWHIRUDPTXDQWLILFDGDV HDRPHQRV XPDIXOFUDEDVDO E &LQWXUDHQDGDGHLUDSpOYLFD $VQDGDGHLUDVSpOYLFDVHVWmRSUHVHQWHVHPDOJXQVH[HPSODUHVHQWUHWDQWRQHPVHPSUH EHPSUHVHUYDGDV (VWiEHPUHSUHVHQWDGDQRH[HPSODU1+08.393QRTXDOWDPEpP HVWiH[SRVWRRHQGRHVTXHOHWRGDVFLQWXUDVSpOYLFDV2EDVLSWHUtJLRHVWiYLVtYHODSUHVHQWDQGRD IRUPDVLPLODUDGHXPEDVWmRGHEDVHEDOOVHQGRPDLVDODUJDGRQDSRUomRGLVWDO $SrQGLFH$ )LJ% $VQDGDGHLUDVSpOYLFDVDSUHVHQWDUDPHQWUHVHWHHQRYHUDLRVSULQFLSDLVSUHVHUYDGRV HFHUFDGHGRLVRXWUrVUDLRVSUyFRUUHQWHV(PJHUDOIRUDPREVHUYDGDVIXOFUDVDQWHULRUHVDRV UDLRVGDVQDGDGHLUDVDVTXDLVYDULDUDPGHWUrVDFLQFR HJ1+08.393H 1R H[HPSODU3WDPEpPIRLSRVVtYHOLGHQWLILFDUWUrVIXOFUDVPDUJLQDLV 1DGDGHLUDVtPSDUHV $QDGDGHLUDGRUVDOHDQDGDGHLUDFDXGDOHVWmRUHODWLYDPHQWHEHPSUHVHUYDGDVQDPDLRU SDUWHGRPDWHULDOHQTXDQWRDQDGDGHLUDDQDOQmRHVWiEHPSUHVHUYDGDHPQHQKXPH[HPSODU H[DPLQDGR (QWUHWDQWR XPD SUREOHPiWLFD DFHUFD GD QDGDGHLUD GRUVDO p DERUGDGD QR SUHVHQWH WUDEDOKR(VWDDWpRPRPHQWRHUDDFDUDFWHUtVWLFDTXHGLIHUHQFLDYDDHVSpFLH2SURFHUDGH2 DWWHQXDWDHVSpFLHVDTXLFRQVLGHUDGDVVLQ{QLPDV $EDL[R DSUHVHQWDPRV D GHVFULomR GHVWD HVWUXWXUD H PDLV D IUHQWH GLVFXWLPRV DV TXHVW}HVHPTXHDPHVPDHVWiLQVHULGD YHUGLVFXVVmRS D 1DGDGHLUDGRUVDO 'RLV WLSRV GH QDGDGHLUDV GRUVDLV IRUDP REVHUYDGRV SDUD D HVSpFLH 2 SURFHUD QR SUHVHQWH WUDEDOKR DPEDV DSUHVHQWDQGR RV SULPHLURV UDLRV PDLV FRPSULGRV TXH RV VXEVHTXHQWHV H SRU LVVR DSUHVHQWDQGR XPD ERUGD SRVWHULRU IDOFDGD$GLIHUHQoDpTXHXPD DSUHVHQWRXDERUGDPDLVIDOFDGDTXHDRXWUDRTXHHUDFRQIHULGRSHORWDPDQKRGRVUDLRV$ QDGDGHLUDPHQRVIDOFDGDDSUHVHQWRXRVSULPHLURVUDLRVPHQRUHVGRTXHDPDLVIDOFDGD$OpP GLVVRDSUHVHQWRXDLQGDRVUDLRVVXEVHTXHQWHVPDLRUHVTXHRVVXEVHTXHQWHVGDPDLVIDOFDGD$ QDGDGHLUDGRUVDOEHPIDOFDGDIRLREVHUYDGDHPGLYHUVRVHVSpFLPHVHPWRGDVDVORFDOLGDGHV HVWXGDGDV H HVWi PDLV EHP UHSUHVHQWDGD QRV H[HPSODUHV 1+08.393 $SrQGLFH $ )LJ& H0+1/-iDQDGDGHLUDPHQRVIDOFDGDVyIRLREVHUYDGDFRPFHUWH]D HPHVSpFLPHVSURYHQLHQWHVGH(WWOLQJHVWDQGRPDLVEHPUHSUHVHQWDGD SHORH[HPSODU -0( (77 $SrQGLFH $ )LJ ' 1DV GHPDLV ORFDOLGDGHV HQFRQWUDPRV HVSpFLPHV TXH SRVVLYHOPHQWH WrP HVWH WLSR GH QDGDGHLUD PHQRV IDOFDGD PDV FRPR RV UDLRV QmR HVWDYDP FRPSOHWDPHQWHSUHVHUYDGRVLVVRQmRS{GHVHUFRQILUPDGR ([FHWXDQGRVHHVVDGLIHUHQFLDomRGHIRUPDDQDGDGHLUDGRUVDOGHWRGRVRVH[HPSODUHV FRP D QDGDGHLUD GRUVDO FRPSOHWD DSUHVHQWDUDP DV PHVPDV FDUDFWHUtVWLFDV DQDW{PLFDV R PHVPR Q~PHUR GH UDLRV DSUR[LPDGDPHQWH UDLRV WRWDLV VHQGR XQV VHWH SUyFRUUHQWHV IXOFUDVPDUJLQDLVHEDVDLVSUHVHQWHVPHVPDSRVLomR RSRVWDjQDGDGHLUDSpOYLFDLQLFLDQGRVH HQWUHDSpOYLFDHDSHLWRUDOHVHHVWHQGHQGRDWpDDQDO HUHODWLYDPHQWHRPHVPRFRPSULPHQWR FHUFDGHILOHLUDVGHHVFDPDVDEDL[RGDQDGDGHLUDGRUVDO E 1DGDGHLUDDQDO $ QDGDGHLUD DQDO QmR HVWi SUHVHQWH RX FRPSOHWD QD PDLRULD GRV H[HPSODUHV H[DPLQDGRV PDV DSUR[LPDGDPHQWH UDLRV SXGHUDP VHU TXDQWLILFDGRV QR HVSpFLPH -0( 626 $SrQGLFH $ )LJ ( YHU DSrQGLFH % WDEHOD )XOFUDV EDVDLV H PDUJLQDLV WDPEpPHVWmRSUHVHQWHVQHVWDQDGDGHLUD F 1DGDGHLUDFDXGDO $QDGDGHLUDFDXGDOGRVUHSUHVHQWDQWHVGH2SKLRSVLVSURFHUDpFRPSRVWDSRUHVFXGRV EDVDLVIXOFUDVEDVDLVIXOFUDVPDUJLQDLVUDLRVSUyFRUUHQWHVHUDLRVSULQFLSDLV(VWiPDLVEHP UHSUHVHQWDGD QR H[HPSODU 0+1/ $SrQGLFH $ )LJ QR TXDO YHPRV XPD QDGDGHLUDELIXUFDGDRQGHRORERVXSHULRUpVHQVLYHOPHQWHPDLRUTXHRLQIHULRU$QDGDGHLUD FDXGDO GH 2 SURFHUD p FRPSRVWD SRU DSUR[LPDGDPHQWH UDLRV SULQFLSDLV WUrV UDLRVSUy FRUUHQWHVKLSRD[LDLVWUrVIXOFUDVEDVDLVKLSRD[LDLVQRYHIXOFUDVEDVDLV HSD[LDLVXPHVFXGR KLSRD[LDO H XP HSD[LDOSHOR PHQRV IXOFUDV PDUJLQDLV KLSRD[LDLV H GR]H HSD[LDLV $OpP GLVVR HP LQ~PHURV H[HPSODUHV R FDQDO GD OLQKD ODWHUDO SHQHWUD QD QDGDGHLUD FDXGDO VH SURORQJDQGRHPHVFDPDVPRGLILFDGDVHQWUHRVpWLPRHRRLWDYRUDLR (VFDPDV 7RGRV RV H[HPSODUHV GH 2 SURFHUD DSUHVHQWDUDP HVFDPDV JDQRLGHV UHWDQJXODUHV j ORVDQJXODUHV VHQGR DV DQWHULRUHV VREUHSRVWDV jV SRVWHULRUHV H FRQHFWDGDV HQWUH VL SRU XP VLVWHPDGHSHJ VRFNHW RSHJGDERUGDGRUVDOGHXPDHVFDPDVHHQFDL[DDRVRFNHWQDERUGD YHQWUDO GH RXWUD 1R H[HPSODU 0+1/ D OLJDomR SHJ VRFNHW S{GH VHU EHP REVHUYDGD1HVWHH[HPSODUDPDLRULDGDVHVFDPDVDSDUHFHHPYLVWDLQWHUQDHQDSDUWHFHQWUDO GHODV LGHQWLILFDPRV XPD SURHPLQrQFLD RFDVLRQDGD SHOR VLVWHPD GH OLJDomR SHJ VRFNHW FRPRVHDVHVFDPDVVRIUHVVHPXPDOLJHLUDGREUD 4XDQWRjIRUPDGDVHVFDPDVHVWDpYDULiYHOGHDFRUGRFRPDUHJLmRGRFRUSRHPTXH RFRUUH1DSDUWHDQWHULRUGRFRUSRDVHVFDPDVVmRDSUR[LPDGDPHQWHUHWDQJXODUHVVHQGRPDLV DOWDVTXHODUJDVQDUHJLmRGRUVDOHPDLVHVWUHLWDVQDUHJLmRYHQWUDOGRDEG{PHQ(VVDVHVFDPDV DSUHVHQWDPXPDSURHPLQrQFLDDQWHURGRUVDO HJYLVtYHOQRHVSpFLPH1+08.393 D TXDOHPJHUDOHVWiHQFREHUWDSHODHVFDPDDQWHULRUVHQGRGLItFLOGHVHUYLVXDOL]DGD$SyVD QDGDGHLUD GRUVDO QD UHJLmR GR SHG~QFXOR FDXGDO DV HVFDPDV DVVXPHP XPD IRUPD PDLV ORVDQJXODUVHQGRPDLVODUJDVTXHDOWDV 1DPDLRULDGRVH[HPSODUHVIRLSRVVtYHODREVHUYDomRGHXPDRUQDPHQWDomRVHUULOKDGD QDERUGDSRVWHULRUGDV HVFDPDVPDVHP DOJXQV QmR(P XP PHVPRH[HPSODUIRLSRVVtYHO REVHUYDUHVVDRUQDPHQWDomRHPDOJXPDVHVFDPDVPDVQmRHPRXWUDV'DPHVPDIRUPDFRPR REVHUYDPRV HVFDPDV PXLWR VHUULOKDGDV H SRXFR VHUULOKDGDV 7XGR LVVR LQGLFD FRPR HVWD FDUDFWHUtVWLFDpYDULiYHO 4XDQWRDRQ~PHURGHHVFDPDV2SURFHUDDSUHVHQWRXDSUR[LPDGDPHQWHHVFDPDV DR ORQJR GD OLQKD ODWHUDO WUH]H QR SHG~QFXOR FDXGDO H HQWUH HQDSDUWHPDLVDOWDGR FRUSR $ FRQWDJHP QD SDUWH PDLV DOWD GR FRUSR VRIUHX YDULDo}HV SRUTXH HVWD UHJLmR QHP VHPSUH HVWDYD EHP SUHVHUYDGD HP JHUDO KDYHQGR GLILFXOGDGH SDUD FRQWDJHP GDV HVFDPDV DEGRPLQDLV $OpP GLVVRQHP VHPSUHIRLIHLWDDFRQWDJHP H[DWDPHQWHQDPHVPDILOHLUD 2 PHVPRRFRUUHXQDFRQWDJHPGHHVFDPDVQRSHG~QFXORFDXGDOQRTXDOIRUDPTXDQWLILFDGDV HQWUHHHVFDPDV Ophiopsis breviceps (JHUWRQ 'LDJQRVH HVSHFtILFD HPHQGDGD 2SKLRSVLV DWLQJLQGR PP GH FRPSULPHQWR SDGUmR SULQFLSDLV SRUFHQWDJHQV HP UHODomR DR &3 && $3 3' &3Y QDGDGHLUD GRUVDO GLVFUHWDPHQWH IDOFDGD PDLV DORQJDGD TXH D GD HVSpFLH WLSR FRP j UDLRV SULQFLSDLVDOFDQoDQGRRSHG~QFXORFDXGDO +ROyWLSR*6 PDWHULDOQmRH[DPLQDGR /RFDOLGDGH-XUiVVLFR6XSHULRUDR&UHWiFHR,QIHULRUGD,QJODWHUUD :LOWVKLUH 0DWHULDODGLFLRQDO1+08.393F $SrQGLFH$)LJ& D &RQVLGHUDo}HVJHUDLV $ HVSpFLH 2 EUHYLFHSV IRL EUHYHPHQWH GHVFULWD SRU (JHUWRQ D SDUWLU GH H[HPSODUHV GR -XUiVVLFR GD ,QJODWHUUD :RFNO\ (QWUHWDQWR DSHVDU GH DILUPDU TXH 2 EUHYLFHSV GLIHULD GDV GHPDLV HVSpFLHV GH 2SKLRSVLV FRQKHFLGDV (JHUWRQ QmR LGHQWLILFRX H[SOLFLWDPHQWHWDLVGLIHUHQoDV$OpPGLVVRDGHVFULomRDSUHVHQWDGDSRU(JHUWRQQmRHUDPXLWR GLIHUHQWHGDVDSUHVHQWDGDVSDUDDVHVSpFLHVGHVFULWDVSRU$JDVVL] 4XDQGR GD UHYLVmR GR JrQHUR 2SKLRSVLV %DUWUDP DSUHVHQWRX XPD GHVFULomR PDLVFRPSOHWDGDHVSpFLH2EUHYLFHSVEDVHDGRHPPDLVH[HPSODUHV DOpPGRKROyWLSR RV TXDLV HUDP WDPEpP SURYHQLHQWHV GR -XUiVVLFR GD ,QJODWHUUD :LOWLVKLUH %DUWUDP GLVSRQLELOL]RXXPDGLDJQRVHHVSHFtILFDEDVHDGDQDVSULQFLSDLVSURSRUo}HVGRFRUSRHDSRQWRX LQ~PHUDVGLIHUHQoDVHQWUH2EUHYLFHSVHDHVSpFLHWLSR2SURFHUD 1R SUHVHQWH WUDEDOKR DQDOLVDPRV VRPHQWH R PDWHULDO GHSRVLWDGR QR 7KH 1DWXUDO +LVWRU\ 0XVHXP RX VHMD R PDWHULDO FRPSOHPHQWDU XWLOL]DGR SRU %DUWUDP 1mR WLYHPRV D RSRUWXQLGDGHGHDQDOLVDURPDWHULDO XWLOL]DGRSRU(JHUWRQTXDQGR GD GHVFULomR R TXDO HVWi GHSRVLWDGRQR*HRORJLFDO6XUYH\0XVHXP $ SDUWLU GD DQiOLVH GRV HVSpFLPHV DTXL XWLOL]DGRV QmR HQFRQWUDPRV GLIHUHQoDV VLJQLILFDWLYDVHQWUH2SURFHUDH2EUHYLFHSV(QWUHWDQWRFRPRQRVVDREVHUYDomRIRLEDVHDGD HPHVSpFLPHVPXLWRIUDJPHQWDGRVHFRPRRVGDGRVREWLGRVSRUQRVVDDQiOLVHGLIHULUDPGRV GDGRVDSUHVHQWDGRVWDQWRSRU(JHUWRQ TXDQWRSRU%DUWUDP PDQWHPRVDHVSpFLH QRPLQDO 2 EUHYLFHSV FRPR YiOLGD &RQWXGR GHL[DPRV D UHVVDOYD GH TXH R PDWHULDO GHSRVLWDGRQR*HRORJLFDO6XUYH\0XVHXPGHYHVHUDQDOLVDGRDILPSULQFLSDOPHQWHGHFKHFDU DVFRQWDJHQVGHHVFDPDVHGRVUDLRVGDQDGDGHLUDGRUVDO $GHVFULomRDQDW{PLFDGDHVSpFLH2EUHYLFHSVSHODQRVVDDQiOLVHQmRGLIHUHGDGH2 SURFHUD(QWUHWDQWRXPDGHVFULomRPDLVPLQXFLRVDMiIRLDSUHVHQWDGDSRUDOJXQVDXWRUHV HJ (JHUWRQ:RRGZDUGH%DUWUDP VHQGRHPVHJXLGDDTXLUHVXPLGD$VVLP FRPRDHVSpFLHWLSR2EUHYLFHSVpXPSHL[HRILRSVtGHRGHFRUSRDORQJDGRRPDLRUHVSpFLPH DOFDQoDQGR FHUFD GH PP GH FRPSULPHQWR WRWDO $ FDEHoD RFXSD FHUFD GH GR FRPSULPHQWR SDGUmR $SUHVHQWD QDGDGHLUD GRUVDO DORQJDGD RFXSDQGR PDLV GH GR FRPSULPHQWR SDGUmR H DSUHVHQWDQGR FHUFD GH UDLRV WRWDLV VHQGR VXD IRUPD DLQGD GHVFRQKHFLGD7RGDVDVQDGDGHLUDVVmRDQWHFHGLGDVSRUIXOFUDVEDVDLVHPDUJLQDLV2VFHQWURV YHUWHEUDLVVmREHPRVVLILFDGRVVHQGRWmRDOWRVTXDQWRODUJRVRXVHQVLYHOPHQWHPDLVDOWRVTXH ODUJRV7DPEpPDSUHVHQWDPHVFDPDVJDQRLGHVGHIRUPDWRYDULiYHOGHDFRUGRFRPDUHJLmRGR FRUSRHPTXHRFRUUHP DSUR[LPDGDPHQWHWULDQJXODUHVHPDLVDOWDVTXHODUJDVDQWHULRUPHQWH DSUR[LPDGDPHQWH ORVDQJXODUHV H PDLV ODUJDV TXH DOWDV SRVWHULRUPHQWH HVWUHLWDV QD UHJLmR DEGRPLQDO $V HVFDPDV WDPEpP DSUHVHQWDP D ERUGD SRVWHULRU VHUULOKDGD 1RV H[HPSODUHV DTXL DQDOLVDGRV QmR FRQVHJXLPRV LGHQWLILFDU R FDQDO GD OLQKD ODWHUDO HQWUH RV UDLRV GD QDGDGHLUDFDXGDO$VPHGLGDVHSURSRUo}HVGHDOJXQVHVSpFLPHVDQDOLVDGRVVHHQFRQWUDPQR DSrQGLFH%WDEHOD 9HUQDGLVFXVVmR S PDLVGHWDOKHVVREUHDFRPSDUDomRGH2EUHYLFHSVH2 SURFHUD DOpP GD GLVFXVVmR VREUH DV FDUDFWHUtVWLFDV GLDJQyVWLFDV DSRQWDGDV SHORV RXWURV DXWRUHV HJ(JHUWRQH%DUWUDP Ophiopsis dorsalis$JDVVL] 2SKLRSVLVGRUVDOLV$JDVVL] 3KROLGRSKRUXVIOHVKHUL$JDVVL] 2SKLRSVLVIOHVKHUL $JDVVL] =LWWHO 'LDJQRVH HVSHFtILFD HPHQGDGD 2SKLRSVLV FRP FHUFD GH PP GH FRPSULPHQWR WRWDO QDGDGHLUD GRUVDO DORQJDGD FHUFD GH UDLRV WRWDLV FRP D ERUGD SRVWHULRU OLJHLUDPHQWH IDOFDGD DSHQDV QR LQtFLR GD QDGDGHLUD RV SULPHLURVUDLRV PDLRUHV HRV GHPDLV GHWDPDQKR DSUR[LPDGDPHQWHHTXLYDOHQWH GLIHUHGDVGHPDLVHVSpFLHVSHORFRUSRHVWUHLWR +ROyWLSR1+08.393 $SrQGLFH$)LJ' /RFDOLGDGH -XUiVVLFR 0pGLR DR &UHWiFHR ,QIHULRU GD ,QJODWHUUD 'RUVHWVKLUHH 1RUWKDPSWRQVKLUH 0DWHULDODGLFLRQDO1+08.393 &RQVLGHUDo}HVJHUDLV $ HVSpFLH 2 GRUVDOLV IRL RULJLQDOPHQWH GHVFULWD SRU $JDVVL] D SDUWLU GH XP H[HPSODUSURYHQLHQWHGR-XUiVVLFRGD,QJODWHUUD6HJXQGR$JDVVL]RKROyWLSRVHULDRULJLQDOGD ORFDOLGDGH GH 1RUWKDPSWRQ FRQWXGR HP DQiOLVH SRVWHULRU :RRGZDUG LQGLFRX TXH R HVSpFLPHHUDQDYHUGDGHSURYHQLHQWHGH6ZDQDJH 'RUVHW =LWWHO GHVLJQRX D HVSpFLH 3KROLGRSKRUXV IOHVKHUL $JDVVL] FRPR SHUWHQFHQWHDRJrQHUR2SKLRSVLV FI:RRGZDUGE (SRVWHULRUPHQWH%DUWUDP FRQVLGHURX HVWD HVSpFLH FRPR VLQ{QLPD GH 2SKLRSVLV GRUVDOLV 1R SUHVHQWH WUDEDOKR QmR H[DPLQDPRV R H[HPSODU XWLOL]DGR SRU $JDVVL] SDUD GHVFULomR GH 3KROLGRSKRUXV IOHVKHUL 2EVHUYDQGR D LOXVWUDomR IRUQHFLGD SHOR DXWRU TXDQGR GD GHVFULomR FI $JDVVL] SUDQFKD ILJXUD QmR WLYHPRV D FHUWH]D GD VLQRQtPLD SURSRVWD SRU =LWWHO SULQFLSDOPHQWHGHYLGRDFRQIRUPDomRGDQDGDGHLUDLOXVWUDGD HQWUHWDQWRDPDQWLYHPRVFRP DUHVVDOYDGHTXHRH[HPSODUVHMDDQDOLVDGRDVVLPTXHSRVVtYHO 6HJXQGRDGHVFULomRRULJLQDO2GRUVDOLVGLIHUHQFLDVHGDVGHPDLVHVSpFLHVDWpHQWmR FRQKHFLGDV SHOR IRUPDWR GR FRUSR PDLV HVWUHLWR QDGDGHLUD GRUVDO PDLV DORQJDGD H FDEHoD SHTXHQD GHDFRUGRFRPR$JDVVL]RFXSDQGRGRFRPSULPHQWRWRWDOGRFRUSRHQTXDQWR QDVRXWUDVHVSpFLHVRFXSDóGRFRPSULPHQWRWRWDO $SyVUHYLVmRGRJrQHUR2SKLRSVLV%DUWUDP PDQWHYH2GRUVDOLVFRPRHVSpFLH QRPLQDOYiOLGDDGLFLRQDQGRjVGLIHUHQoDVVXJHULGDVSHORVGHPDLVDXWRUHV $JDVVL]H :RRGZDUG RSRVLFLRQDPHQWRGRFDQDOGDOLQKDODWHUDOHQWUHRRLWDYRHQRQRUDLRGD QDGDGHLUDFDXGDO DRFRQWUiULRGDVGHPDLVHVSpFLHVQDVTXDLVRFDQDOSHQHWUDHQWUHRVpWLPRH RRLWDYRUDLRV 2GRUVDOLVpXPSHL[HRILRSVtGHRWDPEpPGHFRUSRDORQJDGR DSUR[LPDGDPHQWH PPGHFRPSULPHQWRWRWDO VHQGRRUHSUHVHQWDQWHGHFRUSRPDLVHVWUHLWRGRJrQHUR2SKLRSVLV $0&&3FHUFDHQWUHH $SUHVHQWDFDEHoDPDLVODUJDTXHDOWDRFXSDQGRFHUFDGH GR FRPSULPHQWR SDGUmR $ QDGDGHLUD GRUVDO LQLFLDVH HQWUH DV QDGDGHLUDV SHLWRUDO H SpOYLFDVHHVWHQGRDWpRSHG~QFXORFDXGDOVHQGRFRPSRVWDSRUFHUFDGHUDLRVWRWDLV$ QDGDGHLUDFDXGDOpELIXUFDGDFRPRORERVXSHULRUVHQVLYHOPHQWHPDLRUTXHRLQIHULRUFRP UDLRVSULQFLSDLVHRFDQDOGDOLQKDODWHUDOSHQHWUDQGR HQWUHRRLWDYRHRQRQRUDLRSULQFLSDO HJ1+08.393 &UkQLR $PERV RV H[HPSODUHV H[DPLQDGRV GH 2 GRUVDOLV SUDWLFDPHQWH QmR DSUHVHQWDUDP LQIRUPDo}HVDQDW{PLFDVUHODWLYDVDRFUkQLR HJWHWRFUDQLDQRHQGRFUkQLRRVVRVGpUPLFRVGD IDFHHWF RTXDOQmRFRQWDYDFRPERDTXDOLGDGHGHSUHVHUYDomR&RQWXGRSURYDYHOPHQWHDV FDUDFWHUtVWLFDVDQDW{PLFDVFUDQLDQDGH2GRUVDOLVQmRGLIHUHPVLJQLILFDWLYDPHQWHGDHVSpFLH WLSR2SURFHUD (VTXHOHWR$[LDO 1R H[HPSODU 1+08.393 SXGHPRV REVHUYDU DOJXQV FHQWURV YHUWHEUDLV DEGRPLQDLV SDUFLDOPHQWH H[SRVWRV (PERUD HP Pi TXDOLGDGH GH SUHVHUYDomR HOHV HUDP FRPSOHWDPHQWHRVVLILFDGRVVHQVLYHOPHQWHPDLVDOWRVTXHODUJRVHVHPIRVVDVODWHUDLV 1DGDGHLUDVSDUHV $QDGDGHLUDSHLWRUDOPRVWURXVHSUHVHUYDGD SURYDYHOPHQWHLQFRPSOHWD VRPHQWHQR H[HPSODU 1+08.393 H[LELQGR UDLRV 1mR IRL REVHUYDGD D SUHVHQoD GH IXOFUDV PDUJLQDLVRXEDVDLVPDVHVWDVSURYDYHOPHQWHQmRILFDUDPSUHVHUYDGDV $ QDGDGHLUD SpOYLFD HVWDYD SUHVHQWH HP DPERV RV H[HPSODUHV HVWXGDGRV FRP DSUR[LPDGDPHQWH FLQFR UDLRV SUHVHUYDGRV H DR PHQRV XPD IXOFUD EDVDO H DOJXPDV IXOFUDV PDUJLQDLV DRPHQRVWUrV 6XDLQVHUomRVHGiPDLVRXPHQRVQRPHLRGRFRUSR 1DGDGHLUDVtPSDUHV $QDGDGHLUDDQDOHVWDYDSUHVHQWHHPDPERVRVH[HPSODUHVH[DPLQDGRVHVWDQGRPDLV EHPUHSUHVHQWDGDQRH[HPSODU1+08.393QRTXDOIRUDPTXDQWLILFDGRVFHUFDGH UDLRV WRWDLV VHQGRRSULPHLURDQWHFHGLGR SRUDRPHQRVXPDIXOFUDEDVDO HDOJXPDVIXOFUDV PDUJLQDLV SHORPHQRVGXDVHVWDYDPSUHVHUYDGDV $ QDGDGHLUD GRUVDO WDPEpP VH DSUHVHQWRX PHOKRU SUHVHUYDGD QR H[HPSODU 1+08.393 (OD p OLJHLUDPHQWH IDOFDGD WHQGR D PDLRU SDUWH GRV UDLRV SULQFLSDLV DSUR[LPDGDPHQWHGRPHVPR WDPDQKRRXVHMDVHXV SULPHLURVUDLRV VmRXP SRXFRPDLRUHV TXHRVGHPDLVDPDLRUSDUWHGRVUDLRVPHGLDQRVVmRDSUR[LPDGDPHQWHGRPHVPRWDPDQKRH RV~OWLPRVRVPDLVUHGX]LGRVeFRPSRVWDSRUFHUFDGHUDLRVWRWDLVLQLFLDVHQRSULPHLUR WHUoRGRFRUSR HQWUHDQDGDGHLUDSHLWRUDOHDSpOYLFD HVHHVWHQGHDWpRSHG~QFXORFDXGDO RFXSDQGRFHUFDGHGRFRPSULPHQWRSDGUmR $ QDGDGHLUD FDXGDO p ELIXUFDGD VHQGR R ORER VXSHULRU VHQVLYHOPHQWH PDLRU TXH R LQIHULRU DSUHVHQWDQGR UDLRV SULQFLSDLV 2 ORER LQIHULRU QmR HVWDYD EHP SUHVHUYDGR HP QHQKXP GRV H[HPSODUHV PDV TXDQWLILFDPRV TXDWUR UDLRV SUyFRUUHQWHV H SHOR PHQRV WUrV IXOFUDVPDUJLQDLVDQWHFHGHQGRRSULPHLURUDLRSULQFLSDO1RORERVXSHULRUTXDQWLILFDPRVFHUFD GHGH]IXOFUDVEDVDLVHDRPHQRVXPHVFXGR (VFDPDV $VHVFDPDVGH2GRUVDOLVDSUHVHQWDUDPDPHVPDPRUIRORJLDREVHUYDGDHPWRGRVRV SHL[HVRILRSVtGHRV HJHVFDPDV JDQRLGHVDSUR[LPDGDPHQWHUHWDQJXODUHVQDSDUWHDQWHULRU GRFRUSRHVWUHLWDVQRDEG{PHQHDSUR[LPDGDPHQWHORVDQJXODUHVQDSRUomRSRVWHULRU )RUDP REVHUYDGDV DOJXPDV HVFDPDV FRP D ERUGD SRVWHULRU VHUULOKDGD $SHVDU GD Pi TXDOLGDGH GH SUHVHUYDomR GRV H[HPSODUHV SXGHPRV TXDQWLILFDU FHUFD GH HVFDPDV DR ORQJR GD OLQKD ODWHUDOHDSUR[LPDGDPHQWHWUH]HQDUHJLmRGRSHG~QFXORFDXGDO Ophiopsis lepersonnei 6DLQW6HLQH 2SKLRSVLVOHSHUVRQQHL6DLQW6HLQH6DLQW6HLQH 'LDJQRVHHVSHFtILFDDVVLPFRPRHP6DLQW6HLQH S &RQVLGHUDo}HV *HUDLV 1R SUHVHQWH WUDEDOKR QmR WHFHPRV TXDOTXHU FRPHQWiULR VREUH D HVSpFLH 2 OHSHUVRQQHL 7RGR R PDWHULDO FRQKHFLGR GHVWD HVSpFLH WUrV H[HPSODUHV HVWi GHSRVLWDGR QR 0XVpH 5R\DOH GH / $IULTXH &HQWUDOH 7HUYXUHQ %pOJLFD H QmR S{GH VHU H[DPLQDGR 2 UHIHULGR 0XVHX GH 7HUYXUHQ DWXDOPHQWH SDVVD SRU XPD UHIRUPD PDV DV DWLYLGDGHVGHSHVTXLVDQmRHVWmRVXVSHQVDV(PXPDWHQWDWLYDGHDQDOLVDURPDWHULDOHVWLYHQD %pOJLFDFRPXPDYLVLWDGHYLGDPHQWHDJHQGDGDSDUDHVWHILP&RQWXGRRDFHVVRDTXDOTXHU PDWHULDO LQFOXVLYHRKROyWLSR IRLQHJDGRSURYDYHOPHQWHPRWLYDGRSRULQWHUHVVHVFRPXQVGH SHVTXLVD Ophiopsis montsechensis :HQ] 'LDJQRVHHVSHFtILFDHPHQGDGD2SKLRSVLVGHQDGDGHLUDGRUVDOPDLVDORQJDGD FRPFHUFDGH UDLRV WRWDLV VHQGR RLWR SUyFRUUHQWHV FRP D ERUGD SRVWHULRU DSUR[LPDGDPHQWH UHWD H GHFUHVFHQWH 7LSR,36 /RFDOLGDGH-XUiVVLFR6XSHULRU(VSDQKD 0RQWVHF 0DWHULDO DGLFLRQDO 7RGR R PDWHULDO FRQKHFLGR GH 2 PRWVHFKHQVLV p SURYHQLHQWH GH 0RQWVHF-XUiVVLFR6XSHULRU(VSDQKD2KROyWLSR ,36 HRSDUiWLSR ,36 HVWmR GHSRVLWDGRV QR ,&3 ,QVWLWXW &DWDOj GH 3DOHRQWRORJLD 0LTXHO &UXVDIRQW HP 6DEDGHOO QD (VSDQKD HQmRIRUDP H[DPLQDGRV QRSUHVHQWHWUDEDOKR (QWUHWDQWRDQDOLVDPRV GRLV RXWURV HVSpFLPHV 01+106(DHEH1+08.393 TXHVHHQFRQWUDPGHSRVLWDGRVQRV UHVSHFWLYRVPXVHXVHP3DULVH/RQGUHV2H[HPSODU01+106( $SrQGLFH$)LJ( pTXDVHFRPSOHWRHDYLVXDOL]DomRGHVXDVLQIRUPDo}HVDQDW{PLFDVIRLEDVWDQWHHOXFLGDGDD SDUWLUGDXWLOL]DomRGHLOXPLQDomR89 &RQVLGHUDo}HV*HUDLV $ HVSpFLH 2 PRQWVHFKHQVLV IRL GHVFULWD SRU :HQ] H MDPDLV UHYLVDGD SRVWHULRUPHQWH4XDQGRGDGHVFULomRIRLGLIHUHQFLDGDGDVGHPDLVHVSpFLHVDWpHQWmRGHVFULWDV SHOD SUHVHQoD GH XPD QDGDGHLUD GRUVDO PDLV DORQJDGD FRP DSUR[LPDGDPHQWH SHWHULJLyIRURV FI :HQ] RX VHMD UDLRV SULQFLSDLV 6HJXQGR D DXWRUD HVVD FDUDFWHUtVWLFDGLDJQyVWLFDGLIHUHQFLDYD2PRQWVHFKHQVLVDWpPHVPRGDVHVSpFLHSURYHQLHQWHV GD ,QJODWHUUD HJ 2 EUHYLFHSV H 2 GRUVDOLV GDV TXDLV HUD PDLV VHPHOKDQWH HJ SWHULJLyIRURVHP2PRQWVHFKHQVLVYHUVXVHP2GRUVDOLVVHJXQGR:HQ] 2PRQWVHFKHQVLVpXPSHL[HRILRSVtGHRGHFRUSRDORQJDGRDOFDQoDQGRDWpFP $SUHVHQWDDFDEHoDXPSRXFRPDLVODUJDTXHDOWDRFXSDQGRGRFRPSULPHQWRSDGUmR H GRFRPSULPHQWRWRWDO 7HPQDGDGHLUDGRUVDODORQJDGD HJGR&3 TXHVHLQVHUH HQWUH DV QDGDGHLUDV SHLWRUDO H SpOYLFD VH HVWHQGHQGR DWp R SHG~QFXOR FDXGDO $QDWRPLFDPHQWHVHXFUkQLRQmRpGLIHUHQWHGRVGHPDLVSHL[HVRILRSVtGHRV$PRUIRORJLDGDV HVFDPDVJDQRLGHVWDPEpPVHUHSHWH FRPRGRVGHPDLVRILRSVtGHRV &UkQLR 'RVGRLVH[HPSODUHVGH2PRQWVHFKHQVLVDTXLDQDOLVDGRVVRPHQWHXP 01+106( $SrQGLFH $ )LJ ( DSUHVHQWRX D FDEHoD SUHVHUYDGD HP SDUWH H FRQWUDSDUWH HQWUHWDQWR FRP SRXFDV LQIRUPDo}HV DQDW{PLFDV $SDUHQWHPHQWH H WDPEpP GH DFRUGR FRP :HQ] DDQDWRPLDFUDQLDQDGH 2PRQWVHFKHQVLV QmRGLIHUHVLJQLILFDWLYDPHQWHGH 2 SURFHUD YHUGHVFULomRQDS (VTXHOHWR$[LDO 1RH[HPSODU06( $SrQGLFH$)LJ( WRGDDFROXQDYHUWHEUDOHVWiHQFREHUWD SHODVHVFDPDV-iQRH[HPSODU1+08.393DOJXQVFHQWURVYHUWHEUDLVHVWmRH[SRVWRV PDLVRXPHQRVQDDOWXUDGDQDGDGHLUDDQDO HHVWHVDVVLPFRPRRVGDVGHPDLVHVSpFLHVGH 2SKLRSVLVVmRFRPSOHWDPHQWHRVVLILFDGRVVHPIRVVDODWHUDOHVHQVLYHOPHQWHPDLVDOWRVTXH ODUJRV 1DGDGHLUDVSDUHV $ QDGDGHLUD SHLWRUDO HVWi FRPSOHWDPHQWH SUHVHUYDGD QR H[HPSODU 01+1 06( $SrQGLFH$)LJ( VHQGRXPDGDVPDLVFRPSOHWDVGHQWUHWRGRRPDWHULDOGH2SKLRSVLV DTXLDQDOLVDGR1HODHVWmRSUHVHQWHVDSUR[LPDGDPHQWHUDLRVWRWDLV)XOFUDVSURYDYHOPHQWH QmRIRUDPSUHVHUYDGDV $ QDGDGHLUD SpOYLFD WDPEpP HVWi EHP SUHVHUYDGD QR PHVPR H[HPSODU PDV SURYDYHOPHQWH LQFRPSOHWD e FRPSRVWD SRU DSUR[LPDGDPHQWH RLWR UDLRV WRWDLV )XOFUDV WDPEpP QmR IRUDP REVHUYDGDV PDV SURYDYHOPHQWH QmR HVWDYDP SUHVHUYDGDV $ QDGDGHLUD SpOYLFDHVWiLQVHULGDDSUR[LPDGDPHQWHQRPHLRGRFRUSR &33 PP&33&3 QDDOWXUDGDDILOHLUDGHHVFDPD 1DGDGHLUDVtPSDUHV $ QDGDGHLUD GRUVDO HVWi PDLV EHP UHSUHVHQWDGD QR H[HPSODU 01+1 06( $SrQGLFH$)LJ( VHQGRFRPSRVWDSRUDSUR[LPDGDPHQWHUDLRVWRWDLVVHQGRRLWRSUy FRUUHQWHV ORJRSULQFLSDLV (VWiLQVHULGDQRPHLRGDGLVWkQFLDHQWUHDVQDGDGHLUDVSHLWRUDO HSpOYLFDQDDOWXUDGDDILOHLUDGHHVFDPD &3' PP eDORQJDGDVHHVWHQGHQGRDWp DSyV D QDGDGHLUD DQDO DSUR[LPDGDPHQWH QD DOWXUD GR SHG~QFXOR FDXGDO RFXSDQGR DSUR[LPDGDPHQWHGRFRPSULPHQWRWRWDOHPDLVGHGRFRPSULPHQWRSDGUmR &'&3 $EDL[R GD QDGDGHLUD GRUVDO HVWmR DSUR[LPDGDPHQWH ILOHLUDV GH HVFDPDV 2V SULPHLURVUDLRVGDQDGDGHLUDGRUVDOVmRRVPDLVFRPSULGRVHRVGHPDLVUDLRVYmRGLPLQXLQGR GHWDPDQKRJUDGDWLYDPHQWH1RH[HPSODU01+106( $SrQGLFH$)LJ( RVUDLRV QmRHVWmRFRPSOHWDPHQWHSUHVHUYDGRVHPDOWXUDQmRVHQGRSRVVtYHOFDUDFWHUL]DUDIRUPDGD ERUGD SRVWHULRU GD QDGDGHLUD (QWUHWDQWR QR H[HPSODU 1+08.393 H QR KROyWLSR LOXVWUDGRSRU:HQ] RVSULPHLURVUDLRVHVWmRPDLVFRPSOHWRVHDSDUHQWHPHQWHDERUGD GD QDGDGHLUD VH FRPSRUWD DSUR[LPDGDPHQWH FRPR DV GH DOJXQV H[HPSODUHV GH 2 SURFHUD OHYHPHQWH IDOFDGD DQWHULRUPHQWH H SRVWHULRUPHQWH UHWD H GHFUHVFHQWH FRPR XP SODQR LQFOLQDGR $QDGDGHLUDDQDOpFRPSRVWDDSUR[LPDGDPHQWHSRUVHWHUDLRVWRWDLVVHQGRSHORPHQRV GRLVSUyFRUUHQWHV(VWiLQVHULGDEHPSRVWHULRUPHQWH HJ&3$&3 QDDOWXUDGDD ILOHLUDGHHVFDPDV)XOFUDVWDPEpPQmRIRUDPREVHUYDGDV $QDGDGHLUDFDXGDOHVWiDXVHQWHHPXPGRVH[HPSODUHVDTXLDQDOLVDGRVHSDUFLDOPHQWH SUHVHUYDGDQRRXWUR 01+106( (PERUD:HQ] QmRWHQKDGHVFULWRDQDGDGHLUD FDXGDO GH 2 PRQWVHFKHQVLV D PHVPD HVWi FRPSOHWDPHQWH SUHVHUYDGD QR KROyWLSR VHQGR ELIXUFDGD H DQWHFHGLGD SRU IXOFUDV EDVDLV H PDUJLQDLV 3DUD XPD PHOKRU GHVFULomR GHVWH FRPSOH[RpQHFHVViULDDDQiOLVHGRHVSpFLPHGHSRVLWDGRQR,&3RXGHRXWURTXHDSUHVHQWH HVWDHVWUXWXUDEHPSUHVHUYDGD (VFDPDV 2SKLRSVLVPRQWVHFKHQVLVDSUHVHQWRXHVFDPDVJDQRLGHVPRUIRORJLFDPHQWHVHPHOKDQWHV DVGDVRXWUDVHVSpFLHVGHRILRSVtGHRVHVFDPDVJDQRLGHVGHIRUPDWRYDULiYHOGHDFRUGRFRPD UHJLmRGRFRUSRHVHUULOKDGDVQDERUGDSRVWHULRU1RH[HPSODU01+106( $SrQGLFH$ )LJ( IRUDPTXDQWLILFDGDVDSUR[LPDGDPHQWHHVFDPDVDRORQJRGDOLQKDODWHUDOHRQ]H QRSHG~QFXORFDXGDO3RUHVWDUHPPHQRVSUHVHUYDGDVDVHVFDPDVGDVILOHLUDVGDUHJLmRPDLV DOWDGRFRUSRQmRIRUDPTXDQWLILFDGDV Ophiopsis lepturus %HOORWWL 3KROLGRSKRUXVOHSWXUXV%HOORWWL 2SKLRSVLVOHSWXUXV %HOORWWL 'HHFNH 'LDJQRVH HVSHFtILFD GH DFRUGR FRP :RRGZDUG E H %DUWUDP 2SKLRSVLV DOFDQoDQGRPPGHQDGDGHLUDGRUVDOFXUWD UDLRVSULQFLSDLV9VRXPDLVQDVGHPDLV HVSpFLHV GH 2SKLRSVLV H SRVWHULRUPHQWH SRVLFLRQDGD 3'/&3 9V j QDV GHPDLVHVSpFLHV QDGDGHLUDFDXGDOELIXUFDGDFRPRORERD[LDOPDLVORQJRFHQWURVYHUWHEUDLV DXVHQWHV j HVFDPDV DR ORQJR GD OLQKD ODWHUDO SULQFLSDLV SURSRUo}HV HP UHODomR DR FRPSULPHQWRSDGUmR&& $3 &33 &3$ +ROyWLSR2KROyWLSRHVWDYDGHSRVLWDGRQR0XVHR&LYLFRGL6WRULD1DWXUDOHHP0LOmRPDV IRLSHUGLGRGXUDQWHD*XHUUD0XQGLDO /RFDOLGDGH7ULiVVLFR0pGLRGD,WiOLD 3HUOHGR 0DWHULDODGLFLRQDO60)3H PDWHULDOGHSRVLWDGRQR6HQFNHQEHUJ0XVHXPHP )UDQNIXUW$OHPDQKD &RQVLGHUDo}HVJHUDLV $ HVSpFLH 2SKLRSVLV OHSWXUXV IRL RULJLQDOPHQWH GHVFULWD SRU %HOORWWL FRPR SHUWHQFHQWHDR JrQHUR 3KROLGRSKRUXV HSRVWHULRUPHQWHWUDQVIHULGDDR JrQHUR 2SKLRSVLV SRU 'HHFNH eFRQKHFLGDGR7ULiVVLFR0pGLRGD,WiOLD SURYHQLHQWHGH3HUOHGR VHQGRR SULPHLURH~QLFRUHJLVWURGR JrQHUR 2SKLRSVLV QHVWHSHUtRGR DV GHPDLV HVSpFLHVGDWDPGR -XUiVVLFR 6XSHULRU 2 KROyWLSR GD HVSpFLH R TXDO HVWDULD GHSRVLWDGR QR ³0XVHR GL 6WRULD 1DWXUDOHGL0LODQR´IRLSHUGLGRGXUDQWHDVHJXQGDJXHUUDHGRLVRXWURVH[HPSODUHVTXHIRUDP SRVWHULRUPHQWHGHVFULWRVSRU'HHFNH $SrQGLFH$)LJ$ DVVLPFRPRXPPROGH GR KROyWLSR HVWmR WHRULFDPHQWH GHSRVLWDGRV QR ³6HQFNHQEHUJ 0XVHXP´ )UDQNIXUW $OHPDQKD PDVQmRIRUDPH[DPLQDGRVQRSUHVHQWHWUDEDOKR 2XWURVHVSpFLPHV>HJ0&61 $SrQGLFH$)LJ% $SrQGLFH$)LJ & @WDPEpPSURYHQLHQWHVGR7ULiVVLFRGD,WiOLD 0HULGD0RQWH6DQ*LRUJLR IRUDPUHSRUWDGRVFRPR2OHSWXUXVSRU%UJLQ 3RVWHULRUPHQWHHVVHVHVSpFLPHVIRUDP WUDWDGRVFRPRVLQ{QLPRVGH'DQLQLDVSLQRVD/RPEDUGR0HVPRHVVHPDWHULDOXWLOL]DGR SRU%UJLQ QmRVHQGRPDLV FRQVLGHUDGR FRPR 2SKLRSVLV QHPPHVPR FRPR SHL[HV QHRSWHUtJLRV HOHIRLDQDOLVDGRQRSUHVHQWHWUDEDOKR 9LVWR TXH HVWHV H[HPSODUHV DQDOLVDGRV QmR VH WUDWDP GH SHL[HV RILRSVtGHRV HJ 0&61 YHU GLVFXVVmR DSUHVHQWDGD SRU /RPEDUGR S H D GLVFXVVmRGHVWHWUDEDOKRS QmRWHPRVFRQWULEXLo}HVDVHUHPDSUHVHQWDGDVUHODWLYDV j GHVFULomR GH 2SKLRSVLV OHSWXUXV VHQGR QHFHVViULD D UHYLVmR GR PDWHULDO GR PXVHX 6HQFNHQEHUJ 'HVWD IRUPD DSUHVHQWDPRV DFLPD D PHVPD GLDJQRVH SURSRVWD SRU %DUWUDP FRP DGLomR GH DOJXPDV FDUDFWHUtVWLFDV PHQFLRQDGDV SHOR SUySULR DXWRU H SRU :RRGZDUG E DV TXDLV GLIHUHQFLDP 2 OHSWXUXV GDV GHPDLV HVSpFLHV GR JrQHUR 1D GLVFXVVmRWHFHPRVDOJXQVFRPHQWiULRVDGLFLRQDLVVREUH2OHSWXUXVHRPDWHULDO HVSpFLPHV GH'DQLQLD DTXLDQDOLVDGR 5HYLVmRDQDW{PLFDGHJrQHURVSRXFRFRQKHFLGRVHWLGRVFRPRincertae sedis 5HGHVFULomRDQDW{PLFDGDVHVSpFLHVGH+HWHUROHSLGRWXV 1RSUHVHQWHWUDEDOKRIRLUHDOL]DGDXPDUHYLVmRDQDW{PLFDWD[RQ{PLFDHILORJHQpWLFD GR JrQHUR +HWHUROHSLGRWXV $SrQGLFH $ )LJV H FRP EDVH QD DQiOLVH GH GDV HVSpFLHV QRPLQDLV DWXDOPHQWH FRQVLGHUDGDV YiOLGDV $ SDUWLU GHVVD UHYLVmR H GD DQiOLVH GRV GDGRV H[LVWHQWHV QD OLWHUDWXUD SDUD DV GHPDLV HVSpFLHV R JrQHUR IRL UHGHILQLGR H DV VHJXLQWHVVXJHVW}HVVmRDSUHVHQWDGDV D GXDV HVSpFLHV QRPLQDLV FRPR YiOLGDV +HWHUROHSLGRWXV UKRPELIHU DQWHULRUPHQWHGHQRPLQDGD+ODWXV H+HWHUROHSLGRWXVVHUUXODWXV E GXDV HVSpFLHV QRPLQDLV D VHUHP LQYHVWLJDGDV H GLDJQRVWLFDGDV + PLQRUH+DQJXODWL F RLWRHVSpFLHVQRPLQDLVFRPRQRPHQGXELXP+SHFWRUDOLV+VHUUDWXV + WUDPHOOL + HJLGLLYHQDQWLL + EHOORWWL + EUHYLV + JLEEXVH+ SDUYXOXV G XPDHVSpFLHQRPLQDOFRPRQRPHQQXGXP+VWULDWXV H UHYHUVmRGHJrQHURGHTXDWURHVSpFLHVQRPLQDLV+UDGLDWRSXQFWDWXVH + FHSKDOXV DPEDV YROWDUDP D VHU SDUWH GR JrQHUR 3KROLGRSKRUXV HPERUDDLQGDSUHFLVHPGHUHYLVmRWD[RQ{PLFD +GRUVDOLV UHWRUQDDR JrQHUR $OOROHSLGRWXV PDV DLQGD SUHFLVD VHU UHYLVDGD H + OHSWRFHSKDOXV YROWDDVHFKDPDU6HPLRQRWXVOHSWRFHSKDOXV I HGXDVVLQRQtPLDV+W\SLFXVFRPRVLQ{QLPRM~QLRUGH+VHUUXODWXVHD FRQILUPDomRGH+ODWXVFRPRVLQ{QLPRM~QLRUGH+UKRPELIHU /RJR VmR VXJHULGDV FRPR YiOLGDV VRPHQWH GXDV HVSpFLHV QRPLQDLV SDUD R JrQHUR +HWHUROHSLGRWXV+UKRPELIHUH+VHUUXODWXV $SHVDUGDVVXJHVW}HVWD[RQ{PLFDVDSUHVHQWDGDV SDUD DV HVSpFLHVGH +HWHUROHSLGRWXV PHQFLRQDGDV QD OLWHUDWXUD PDV TXH QmR IRUDP DTXL DQDOLVDGDV RX SRUTXH QmR IRUDP HQFRQWUDGDV QDV FROHo}HV HVWDQGR SHUGLGDV RX SRUTXH QmR IRUDP UHDOL]DGDV YLVLWDV jV FROHo}HVHPTXHVXSRVWDPHQWHHVWDULDPGHSRVLWDGDV VmRLQGLFDGDVDLQGDUHYLV}HVSDUDHVWDV HVSpFLHV + " OHSWRFHSKDOXV $JDVVL] + PLQRU 'DYLV + EUHYLV %HOORWWL + JUDQGLV 'DYLV + JLEEXV %DVVDQL + DQJXODWL 'HHFNH +SDUYXOXV*RUMDQRYLFN.UDPEHUJHU+PDQVHOLL (JHUWRQ +WUDPHOOL 'H$OHVVDQGUL+ " HJLGLLYHQDQWLL'H$OHVVDQGUL+EHOORWWL'H$OHVVDQGUL $EDL[R VmR DSUHVHQWDGDV UHGHVFULo}HV GDV GXDV HVSpFLHV GH +HWHUROHSLGRWXV FRQVLGHUDGDVYiOLGDV+UKRPELIHUH+VHUUXODWXVEHPFRPRFRPHQWiULRVDFHUFDGDVRXWUDV HVSpFLHVQRPLQDLV8PDFRPSDUDomRHQWUH+HWHUROHSLGRWXVRXWURVJrQHURVGH+DOHFRPRUSKLH *LQJO\PRGLDRVTXDLVHOHMiIRLUHODFLRQDGRpDSUHVHQWDGDQDGLVFXVVmR S 6LVWHPiWLFDSDOHRQWROyJLFD ,QIUDFODVVH1HRSWHU\JLL VHQVX3DWWHUVRQ 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH 2UGHP,QFHUWDHVHGLV VHQVX*DUGLQHUHWDO )DPtOLD,QFHUWDHVHGLV VHQVX*DUGLQHUHWDO *rQHUR+HWHUROHSLGRWXV(JHUWRQ (VSpFLHWLSR+HWHUROHSLGRWXVUKRPELIHU $JDVVL] 6LQRQtPLD%UDFK\LFKWK\V:LQNOHUH(XOHSLGRWXV(JHUWRQ 'LDJQRVHJHQpULFDHPHQGDGDSHL[HKDOHFRPyUIRFRPFRUSRUREXVWRHVFDPDVJDQRLGHVGH IRUPDWRHRUQDPHQWDomRYDULDGRVDRORQJRGRFRUSRFRPDVXSHUItFLHRUQDPHQWDGDRXQmRH FRP D ERUGD SRVWHULRU GHQWLFXODGD RX QmR LQIUDRUELWDLV SURIXQGRV ODFULPDO KLSHUWURILDGR DXWRHVIHQyWLFR SRUomRGRHVIHQyWLFRH[SRVWD SRVLFLRQDGRQRFDQWRVXSHULRUGDyUELWDFHQWUR YHUWHEUDORVVLILFDGRHSODFDDEGRPLQDOGHHVFDPDVGLIHUHQFLDGDV HVFXGRYHQWUDO Heterolepidotus rhombifer $JDVVL] 6HPLRQRWXVUKRPELIHU$JDVVL] /HSLGRWXVILPEULDWXV$JDVVL] (XOHSLGRWXVILPEULDWXV $JDVVL] (JHUWRQ +HWHUROHSLGRWXVODWXV(JHUWRQ +HWHUROHSLGRWXVILPEULDWXV $JDVVL] =LWWHO (XJQDWKXVODWXV:RRGZDUG 6KHUERUQ +HWHUROHSLGRWXVUKRPELIHU $JDVVL] *DUGLQHU 'LDJQRVHHVSHFtILFDHPHQGDGD+HWHUROHSLGRWXVGHFRUSRDOWRSRUomRDQWHULRUjQDGDGHLUD GRUVDO VLJQLILFDWLYDPHQWH PDLV DOWD TXH D SRUomR SRVWHULRU IRUPDWR DSUR[LPDGDPHQWH DUUHGRQGDGRSHG~QFXORFDXGDOHVWUHLWRHPUHODomRDRDEG{PHQ HJUHODomR3$0&FHUFDGH +ROyWLSR1+08.393 $SrQGLFH$)LJ /RFDOLGDGH-XUiVVLFR,QIHULRU,QJODWHUUD 'RUVHWVKLUH 0DWHULDOGHDGLFLRQDO1+08.3925 $SrQGLFH$)LJ$ 1+08.393 $01+ &RQVLGHUDo}HV*HUDLV +HWHUROHSLGRWXV UKRPELIHU p XPD HVSpFLH GH SHL[H KDOHFRPyUIR TXH DWLQJH JUDQGHV SURSRUo}HV FRUSRUDLV FRP VHX FRPSULPHQWR WRWDO YDULDQGR FHUFD GH D FP HJ 1+08.393H1+08.3925 $SUHVHQWDXPFRUSRUREXVWRQRTXDODSRUomR DQWHULRUjQDGDGHLUDGRUVDOpVLJQLILFDWLYDPHQWHPDLVDOWDTXHDSRUomRSRVWHULRU HJFHUFDGH D $ QDGDGHLUD GRUVDO p FXUWD HJ FRP FHUFD GH UDLRV SULQFLSDLV RFXSDQGR HQWUH H GR FRPSULPHQWR WRWDO GR FRUSR WHQGR LQtFLR EHP SRVWHULRUPHQWH HJ HQWUHHFPGRLQtFLRGRFRUSR PDLVRXPHQRVQDDOWXUDHQWUHDVQDGDGHLUDVSpOYLFDH DQDO $SHVDU GD QDGDGHLUD GRUVDO FXUWD D HVSpFLH DSUHVHQWD D QDGDGHLUD SHLWRUDO EHP GHVHQYROYLGD HP UHODomR jV RXWUDV QDGDGHLUDV H VH FRPSDUDGR jV QDGDGHLUDV SHLWRUDLV GH RXWURVSHL[HVKDOHFRPyUIRV$SUHVHQWDXPFRUSRFREHUWRSRUHVFDPDVJDQRLGHVTXHYDULDP GHIRUPDDRORQJRGRFRUSRFRQVWLWXLQGRXPDHVSpFLHGHHVFXGRYHQWUDODEGRPLQDO 7HWR&UDQLDQR 2WHWRFUDQLDQRGDHVSpFLH+UKRPELIHUpEHP SUHVHUYDGRHPLQ~PHURVHVSpFLPHV SULQFLSDOPHQWH QR H[HPSODU 1+08.393 $SrQGLFH $ )LJ $SHVDU GD SDUWH DQWHULRU GR WHWR HVWDU TXHEUDGD HP PXLWRV H[HPSODUHV R RVVR URVWUDO HQFRQWUDVH EHP SUHVHUYDGR HP DOJXQV 2 URVWUDO p R ~QLFR RVVR tPSDU H R SULPHLUR GR WHWR FUDQLDQR $SUHVHQWDVH F{QFDYR HP VXD SRUomR DQWHULRU H DVVXPH XPD IRUPD DSUR[LPDGD GH ³9´ QD SRUomRSRVWHULRU HJ$01+ DSUHVHQWDQGRSURFHVVRVODWHUDLV6XDSRUomRSRVWHULRUVH HQFDL[DHQWUHRV QDVDLV IRUPDQGRXPDODPHODLQWHUQDVDO FI*UDQGH 2VQDVDLV VmR RVVRVRYDLVTXHSRVWHULRUPHQWHVHVXWXUDPDRVIURQWDLVHODWHUDOPHQWHDRVDQWHURUELWDLV(VWHV ~OWLPRV VmR EDVWDQWH DORQJDGRV VH HVWHQGHQGR GHVGH D SRUomR DQWHULRU GRV QDVDLV RQGH HQFRQWUDP RV SURFHVVRV GR URVWUDO DWp D SRUomR DQWHULRU GR HWPRLGH ODWHUDO HJ 1+08.393H$01+ 8PDQWRUELWDOWmRH[WHQVRWDPEpPSRGHVHUREVHUYDGR QD HVSpFLH 7HRLFKWK\V NDOOLVWRV FI $SSOHJDWH 2 RVVR GHQRPLQDGR FRPR ³;´ VH WUDWDYD GD SRUomR SRVWHULRU GR DQWRUELWDO H DLQGD QD HVSpFLH 7 EUHYLSLQD FI HPERUD R DQWRUELWDO HVWHMD SDUWLGR QR KROyWLSR WDPEpP p SRVVtYHO REVHUYDU VXD SRUomR SRVWHULRU DWLQJLQGRRHWPRLGHODWHUDO 3RVWHULRUHVDRVQDVDLVHVWmRRVIURQWDLVRVPDLVORQJRVRVVRVGR WHWRTXHVHHVWHQGHPGHVGHDSRUomRDQWHULRUGRIRFLQKRDWpPDLVRXPHQRVDSRUomRPHGLDQD GDyUELWD(VVHVRVVRVVmRFRQVWULWRVDQWHULRUPHQWHjyUELWDHDPSORVHPVXDSRUomRSRVWHULRU 6XWXUDGRVSRVWHULRUPHQWHDRVIURQWDLVHVWmRXPSDUGHSDULHWDLVDPSORVPDVQmRFODUDPHQWH GHOLPLWDGRV HP QHQKXP GRV H[HPSODUHV HVWXGDGRV /DWHUDOPHQWH HVWmR IXVLRQDGRV DRV GHUPRHVIHQyWLFRV H GHUPRSWHUyWLFRV H SRVWHULRUPHQWH DRV H[WUDHVFDSXODUHV 2 GHUPRHVIHQyWLFR FRUUHVSRQGH DR ~OWLPR RVVR LQIUDRUELWDO TXH QD RQWRJHQLD GH DOJXPDV HVSpFLHVPLJUDSDUDRWHWR HJ$PLDFDOYD FI*UDQGH %HPLV (P+UKRPELIHU HVWH RVVR DSUHVHQWDVH FRPSOHWDPHQWH LQFRUSRUDGR DR WHWR IXVLRQDQGRVH HP SDUWH FRP R IURQWDOSDULHWDOGHUPRSWHUyWLFRHRDXWRHVIHQyWLFR2GHUPRHVIHQyWLFRDSUHVHQWDXPDIUDQMD YHQWUDOGLUHFLRQDGDSDUDRLQWHULRUGDyUELWDSRURQGHSDVVDRFDQDOVHQVRULDOGRLQIUDRUELWDO (VWD FDUDFWHUtVWLFD IRL REVHUYDGD DTXL VRPHQWH HP DOJXQV H[HPSODUHV HJ 1+08.393 H 1+08.393 Mi TXH R WLSR GH SUHVHUYDomR PXLWR FKDSDGD QmR IDYRUHFH D YLVXDOL]DomR GHVVD UHJLmR e XPD FDUDFWHUtVWLFD FRPXPHQWH REVHUYDGD HP SHL[HV ³,RQRVFRSLIRUPHV´ FI*UDQGH %HPLV 2GHUPRHVIHQyWLFRHVWiDLQGDEHPIXVLRQDGR DXPDSRUomRGRHVIHQyWLFRTXHVHH[S}HQRFDQWRVXSHULRUGDyUELWDSRUomRGHQRPLQDGDSRU PXLWRVDXWRUHVFRPRDXWRHVIHQyWLFR HJ'DJHW3DWWHUVRQH0DLVH\ (P PXLWRVH[HPSODUHVQmRIRLSRVVtYHOID]HUDGLVWLQomRHQWUHXPRVVRHRXWURPDVHPDOJXQV HVVD GLVWLQomR IRL SRVVtYHO Mi TXH D VXWXUD HQWUH RV RVVRV HUD FODUD HJ $01+ 1+08.3925 3RVWHULRUHV DRV GHUPRHVIHQyWLFRV IXVLRQDGRV ODWHUDOPHQWH DRV SDULHWDLV HSRVWHULRUPHQWHDRV H[WUDHVFDSXODUHV HQFRQWUDPVHRV GHUPRSWHUyWLFRV RVVRVTXH DSUHVHQWDPPDLVRXPHQRVRPHVPRFRPSULPHQWRGRVSDULHWDLV2VH[WUDHVFDSXODUHVVmRRV ~OWLPRV RVVRV GR WHWR FUDQLDQR Mi TXH RV SyVWHPSRUDLV VmR FRQVLGHUDGRV FRPR SDUWH GD FLQWXUD SHLWRUDO 7rP XPD IRUPD WUDSH]RLGDO H DSUHVHQWDP FODUDPHQWH D FRPLVVXUD VXSUDWHPSRUDO(PWRGRVRVH[HPSODUHVH[DPLQDGRVIRLREVHUYDGDQRVRVVRVGpUPLFRVGRWHWR FUDQLDQRXPDIRUWHRUQDPHQWDomRSRUWXEpUFXORVGHJDQRtQDRXPHVPREXUDFRVRFDVLRQDGRV SHORVHXFUHVFLPHQWR 2VVRVGDIDFHHFLUFXPRUELWDLV $ VpULH FLUFXPRUELWDO p PXLWR EHP SUHVHUYDGD QRV H[HPSODUHV $01+ H 1+08.393 $SrQGLFH$)LJ SRGHQGRWDPEpPVHUREVHUYDGDQRVH[HPSODUHV 1+08.393 H 1+08.3925 2V RVVRV FLUFXPRUELWDLV GD HVSpFLH + UKRPELIHU DVVHPHOKDPVH EDVWDQWH DRV RVVRV FLUFXPRUELWDLV GDV HVSpFLHV GH SHL[HV RILRSVtGHRV HJ 7 NDOOLVWRV 2 SURFHUDH3 ELGRUVDOLV RX VHMD LQIUDRUELWDLV DOWRV GHUPRHVIHQyWLFR DQH[DGR DR WHWR H VXSUDRUELWDLV SUHVHQWHV IHFKDQGRFRPSOHWDPHQWHR DQHO FLUFXPRUELWDO + UKRPELIHU DSUHVHQWD XP ODFULPDO DOWR H LUUHJXODU H GH WUrV i TXDWUR LQIUDRUELWDLVWDPEpPDOWRVFRPIRUPDLUUHJXODUHYDULDGD7RGRVID]HQGRSDUWHGDPDUJHPGD yUELWD2~OWLPRLQIUDRUELWDO pRPHQRUGHOHVH DSUHVHQWDVHLQFOLQDGR 2ODFULPDOHRV WUrV SULPHLURVLQIUDRUELWDLVDSUHVHQWDUDPXPDRUQDPHQWDomRGHWXEpUFXORVGHJDQRtQDRXDLQGDGH EXUDFRV FRQFHQWUDGD SULQFLSDOPHQWH QD SRUomR LQIHULRU GRV RVVRV $GLFLRQDOPHQWH DRV LQIUDRUELWDLV D HVSpFLH DSUHVHQWRX WUrV DPSORV VXERUELWDLV TXDWUR D FLQFR VXSUDRUELWDLV RUJDQL]DGRV HP XPD~QLFD ILODHDLQGDRGHUPRHVIHQyWLFR FRPSOHWDPHQWH DQH[DGR DR WHWR FRPRMiIRUDPHQFLRQDGRDQWHULRUPHQWH2XWURRVVRTXHFRPS}HDIDFHHDSDUHFHXSUHVHUYDGR IRL R SUpRSpUFXOR (VWH p DORQJDGR DSUHVHQWD R IRUPDWR FUHVFHQWH H[LELQGR XPD ERUGD DQWHULRU F{QFDYD $QWHULRUPHQWH HVWi VXWXUDGR DRV VXERUELWDLV H SRVWHULRUPHQWH DRV RVVRV RSHUFXODUHV 'RUVDOPHQWH ID] FRQWDWR FRP R GHUPRSWHUyWLFR H YHQWUDOPHQWH UHFREUH R VLPSOpWLFR 0DQGtEXODDUWLFXODomRPDQGLEXODUHQGRFUkQLRRVVRVGRSDODWRHVXVSHQVRULXP 2 HQGRFUkQLR GD HVSpFLH + UKRPELIHU QmR HVWi H[SRVWR QD PDLRULD GRV H[HPSODUHV H[DPLQDGRV VRPHQWH WUrV H[LEHP DOJXQV GHWDOKHV HJ 1+08.393 1+08.393 H *6 PDV WDPEpP QmR DSUHVHQWDP XPD ERD SUHVHUYDomR 3RU HVVH PRWLYR PXLWRVRVVRVGRSDODWR HJRVVRVSDODWLQRVHGDVpULHSWHULJRLGH HGRVXVSHQVRULXP HJ TXDGUDGRHVLPSOpWLFR QmRVmREHPLOXVWUDGRVHDUHJLmRySWLFRRFFLSLWDOQmRpGHVFULWD $ SUpPD[LOD QmR VH PRVWURX EHP SUHVHUYDGD HP QHQKXP H[HPSODU 6RPHQWH QRV HVSpFLPHV1+08.393H $SrQGLFH$)LJ pTXHDSDUWHDQWHULRUGDSUp PD[LOD DSUHVHQWRXVH YLVtYHO SRUWDQGR GHQWHV F{QLFRV H SRQWLDJXGRV VHQGR DR PHQRV VHLV GHQWHV SUHVHUYDGRV 3DUWHV GR SDUDHVIHQRLGH H RUELWRHVIHQRLGH DSDUHFHP SUHVHUYDGDV QR IXQGR GD yUELWD GH DOJXQV HVSpFLPHV HJ 1+08.3925 H 1+08.393 SRVVLELOLWDQGR D YLVXDOL]DomR GH SRXFRV GHWDOKHV -i QR H[HPSODU 1+08.393 HQFRQWUDPVHH[SRVWRVRVY{PHUHVRSDUDHVIHQRLGHREDVLRFFLSLWDOHDOJXQVRVVRVGDUHJLmR ySWLFRRFFLSLWDO TXH QmR IRUDP SRVVtYHLV GH VHUHP EHP GLVWLQJXLGRV $V GXDV SODFDV GH Y{PHU FREHUWDV SRU GLPLQXWRV GHQWHV SRQWLDJXGRV HVWmR VXWXUDGDV j SRUomR DQWHULRU GR SDUDHVIHQRLGH (VWH p DORQJDGR H H[LEH XPD H[WHQVD iUHD GHQWDGD SRU WDPEpP GLPLQXWRV GHQWHVSRQWLDJXGRVTXHYDLGHVGHRVY{PHUHVDWpDDEDDVFHQGHQWHGRSDUDHVIHQRLGH6HJXH VHDHVWHRVVRREDVLRFFLSLWDOHQDH[WUHPLGDGHGLVWLQJXLPRVRF{QGLORRFFLSLWDO4XDQWRDRV RVVRV GD VpULH SWHULJRLGH VRPHQWH SDUWH GR HFWRSWHULJRLGH PRVWURXVH YLVtYHO HP DOJXQV H[HPSODUHV HJ 1+08.393 H $01+ 'D PHVPD IRUPD HP UHODomR DRV HWPRLGHV VRPHQWH R HWPRLGH ODWHUDO VH DSUHVHQWRX YLVtYHO QD PDLRU SDUWH GRV HVSpFLPHV H[DPLQDGRV HVWDQGR PXLWDV YH]HV FREHUWRV HP SDUWH SRU VXSUDRUELWDLV 2 HWPRLGH ODWHUDO HVWiSRVLFLRQDGRQRFDQWRDQWHURVVXSHULRUGDyUELWDODWHUDODRIURQWDOHSRVWHULRUDRDQWRUELWDO 1R TXH FRQFHUQH DRV RVVRV PDQGLEXODUHV D HVSpFLH + UKRPELIHU DSUHVHQWRX XPD ~QLFD VXSUDPD[LOD HJ 1+08.3925 H XPD PD[LOD SRUWDQGR FDQDO VHQVRULDO H[LELQGRXPSURFHVVRDQWHULRURTXDOQRUPDOPHQWHVHDUWLFXODVREUHSDUWHGRY{PHUHGDSUp PD[LODHFRQWHQGRHPVXDPDUJHPGHQWHVF{QLFRVSRQWLDJXGRVHFREHUWRVSRUXPDFDSX]GH DFURGLQD 2 RVVR PD[LODU DSUHVHQWRX WDPDQKR YDULDGR HQWUH RV HVSpFLPHV 'RLV GHOHV DSUHVHQWDUDPPD[LODVUHODWLYDPHQWHFXUWDVDOFDQoDGRQRPi[LPRDPDUJHPDQWHULRUGDyUELWD HJ1+08.393H$01+ HQTXDQWRRXWURDSUHVHQWRXRRVVRDOFDQoDQGRSHOR PHQRVRPHLRGDyUELWD6RPHQWHHP XP HVSpFLPH HJ 1+08.3925 DPD[LOD PRVWURXVHFRPSOHWDPHQWHSUHVHUYDGDQDTXDOIRL SRVVtYHO REVHUYDU FRP FODUH]DRHQWDOKH QRWFK TXHDPHVPDDSUHVHQWDYDHPVXDPDUJHPSRVWHULRUFDUDFWHUtVWLFDFRPXPDRVSHL[HV KDOHFRPyUIRV FI*UDQGH %HPLV 0HVPRHPDOJXQVRXWURVHVSpFLPHVTXHDERUGD SRVWHULRUGDPD[LODDSUHVHQWRXVHTXHEUDGDIRL SRVVtYHO REVHUYDUDPDUFDGRHQWDOKH HJ $01+H1+08.3925 2GHQWiULRFRQVWLWXLDPDQGtEXODLQIHULRUMXQWDPHQWH FRPRSURFHVVRFRURQRLGH RVVRVTXHYmRSDUWLFLSDUGDVXVSHQVmRPDQGLEXODUDVVRFLDGRVDRV RVVRVGRVXVSHQVRULXP±TXDGUDGRVLPSOpWLFRHKLRPDQGLEXODU $VVLPFRPRQDPD[LOD+ UKRPELIHU SRVVXL QR GHQWiULR GHQWHV F{QLFRV SRQWLDJXGRV H FREHUWRV SRU XPD FDSX] GH DFURGLQD HQWUHWDQWR XP SRXFR PDLRUHV 3RVWHULRU DR GHQWiULR HQFRQWUDVH R SURFHVVR FRURQRLGH TXH p FRPSRVWR SRU RVVRV WmR IXVLRQDGRV TXH SRU YH]HV p GLItFLO TXDOTXHU GHOLPLWDomR3RGHVHREVHUYDURSUpDUWLFXODU±RTXDOWDPEpPpH[LELGRHPYLVWDPHVLDOQR H[HPSODU1+08.393RQGHpSRVVtYHOREVHUYDUVXDVXSHUItFLHGHQWDGD±RDQJXODUR VXSUDQJXODURUHWURDUWLFXODUHSHORPHQRVXPDUWLFXODU HJ$01+ (PUHODomRjDUWLFXODomRPDQGLEXODUHDRVRVVRVGRVXVSHQVRULXPILFDFODURDSDUWLU GDLGHQWLILFDomRGHXP TXDGUDGR HGHXP VLPSOpWLFRTXHDHVSpFLH +UKRPELIHU DSUHVHQWD GXSODDUWLFXODomR2TXDGUDGRHRVLPSOpWLFRQmRVmRFRPSOHWDPHQWH H[SRVWRV HP QHQKXP H[HPSODU PDV IRL SRVVtYHO LGHQWLILFDU VHXV F{QGLORV GH DUWLFXODomR HP DOJXQV H[HPSODUHV HJ1+08.39251+08.393H$01+ -iRRVVRKLRPDQGLEXODU HVWi SDUFLDOPHQWH YLVtYHO QR H[HPSODU 1+08.393 H FRPSOHWDPHQWH H[SRVWR QR H[HPSODU1+08.393 6pULHRSHUFXODUHEUDQTXLRVWHJDO $ VpULH RSHUFXODU DSUHVHQWRXVH SUHVHUYDGD HP DOJXQV H[HPSODUHV VHQGR FRPSRVWD SRU WUrV RVVRV RSpUFXOR VXERSpUFXOR H LQWHURSpUFXOR HJ $01+ 2 RSpUFXOR p R PDLRUGRVWUrVDSUHVHQWDQGRXPIRUPDWRDUUHGRQGDGRRQGHDPDUJHPYHQWUDOpUHWDHPDLRU TXH D PDUJHP GRUVDO TXH p FRQYH[D $SUHVHQWRX IRUWH RUQDPHQWDomR SRU WXEpUFXORV GH JDQRtQDRVTXDLVFRQFHQWUDPVHSULQFLSDOPHQWHHPVXDSRUomRGRUVDO$EDL[RGHVWHRVVRHVWi RVXERSpUFXORRTXDOpOLJHLUDPHQWHFXUYRVHQGRDPDUJHPGRUVDOF{QFDYD(VWHDSUHVHQWD XPGLVFUHWRSURFHVVRDVFHQGHQWHDQWHULRUDRRSpUFXOR$EDL[RGRVXERSpUFXORHQFRQWUDVHR LQWHURSpUFXORRPHQRUGRVWUrVRVVRV $ VpULH EUDQTXLRVWHJDO p JHUDOPHQWH EHP SUHVHUYDGD QRV UHSUHVHQWDQWHV GH + UKRPELIHU)RLSRVVtYHOREVHUYDUDSUHVHQoDGHXPFHUDWRKLDODORQJDGRQRTXDOVHDSRLDXPD VpULH GH UDLRV EUDQTXLRVWHJDLV ± FHUFD GH ± RV TXDLV YmR JUDGDWLYDPHQWH ILFDQGR PDLV ODUJRV j PHGLGD TXH VH DSUR[LPDP GD VpULH RSHUFXODU HJ 1+08.393 H $01+ (VTXHOHWRD[LDO 1HQKXP GRV H[HPSODUHV H[DPLQDGRV DSUHVHQWRX H[SRVWD D FROXQD YHUWHEUDO RX TXDOTXHUHOHPHQWRGHOD'HVWDIRUPDQmRKiFRQKHFLPHQWRVREUHRWLSRGHYpUWHEUDTXHRFRUUH HP+UKRPELIHU 1DGDGHLUDVSDUHV D &LQWXUDHQDGDGHLUDSHLWRUDO $ FLQWXUD SHLWRUDO GH + UKRPELIHU p FRPSRVWDSRU TXDWUR RVVRV GpUPLFRV ± FOHLWUR VXSUDFOHLWUR SyVFOHLWUR H SyVWHPSRUDO ± DOpP GH XPD VpULH GH SODFDV SyVFOHLWDUHV FI $SSOHJDWHSODFDVMiGHVFULWDVSDUDDHVSpFLH7NDOOLVWRVFRPRHVFDPDVSyVFOHLWDUHV HVWDQGREHPSUHVHUYDGDHPGLYHUVRVH[HPSODUHVH[DPLQDGRVSULQFLSDOPHQWHQR$01+ $SrQGLFH$)LJ$ 2SyVWHPSRUDODUWLFXODDFLQWXUDSHLWRUDODRWHWRFUDQLDQRVXDERUGDDQWHULRUVHVXWXUD DRH[WUDHVFDSXODUHQTXDQWRDERUGDYHQWUDOVHDUWLFXODDRVXSUDFOHLWUR$SUHVHQWDXPDIRUPD DSUR[LPDGDPHQWHWULDQJXODURXVHMDVXDERUGDGRUVDOSUDWLFDPHQWHLQH[LVWHVHFRPSDUDGDj YHQWUDO H VXDV ERUGDV YHQWUDO H SRVWHULRU VmR DEDXODGDV HJ 1+08.393 2 VXSUDFOHLWURpXPRVVRDORQJDGRTXHDSUHVHQWDDERUGDGRUVDOF{QFDYDSDUDDDUWLFXODomRGR SyVWHPSRUDO H D ERUGD YHQWUDO ID]HQGR FRQWDWR FRP R FOHLWUR H R SyVFOHLWUR 2 FOHLWUR p WDPEpPXPRVVRDORQJDGRHFUHVFHQWHTXHDSUHVHQWDQDVXDSRUomRGRUVDOHDQWHULRUSDUWHGD VXSHUItFLH IRUWHPHQWH RUQDPHQWDGD SRU HVWULDV EHP MXVWDSRVWDV HJ 1+08.393 $01+ H 1+08.3925 (OHPHQWRV FODYLFXODUHV QmR SXGHUDP VHU LGHQWLILFDGRV FRP VHJXUDQoD GHYLGR j TXDOLGDGH GH SUHVHUYDomR HPERUD SRVVDP HVWDU SUHVHQWHV2SyVFOHLWURHVWiSRVLFLRQDGRSRVWHULRUDRFOHLWURHDRVXSUDFOHLWURVHQGRVHJXLGR YHQWUDOPHQWHSRULQ~PHUDVSODFDVSyVFOHLWDUHV HJ$01+H1+08.3925 'HVWDVDVSULPHLUDVVmRDPSODVHYmRGLPLQXLQGRGHWDPDQKRjPHGLGDTXHVHDSUR[LPDPGD SRUomR DQWHULRU GR FOHLWUR RUJDQL]DGDV FRPR VH FRQIHULVVHP SURWHomR j QDGDGHLUD SHLWRUDO FRPRXPHVFXGR 2V RVVRV GpUPLFRV GD FLQWXUD WDPEpP DSUHVHQWDP RUQDPHQWDomR SRU WXEpUFXORV GH JDQRtQD FRPR D TXH RFRUUH QRV RVVRV GpUPLFRV GR WHWR FUDQLDQR H GD IDFH HJ IURQWDLV LQIUDRUELWDLV H RSpUFXOR 2 HVFDSXORFRUDFRLGH H RV PHWDSWHUtJLRV QmR VH PRVWUDUDP EHP SUHVHUYDGRVVHQGRTXHSDUWHGRSULPHLURpYLVtYHOQRHVSpFLPH1+08.393 $ QDGDGHLUD SHLWRUDO GH + UKRPELIHU p EHP UREXVWD HP WDPDQKR VH FRPSDUDGD jV RXWUDVQDGDGHLUDVHjVQDGDGHLUDVGHRXWURVSHL[HVKDOHFRPyUIRV HJ$PLDFDOYD2VKXQLD EUHYLV 3ODFLGLFKWK\V ELGRUVDOLVH:DWVRQXOXV HXJQDWKRLGHV $SUHVHQWD FHUFD GH UDLRV SULQFLSDLV SHOR PHQRV UDLRV SUyFRUUHQWHV H R SULPHLUR UDLR DQWHFHGLGR SRU PDLV GH IXOFUDVPDUJLQDLV HJ1+08.3925$01+1+08.393H E &LQWXUDHQDGDGHLUDSpOYLFD (P + UKRPELIHU D QDGDGHLUD SpOYLFD HVWi SRVLFLRQDGD PDLV RX PHQRV QR PHLR GR FRUSRRSRVWDjQDGDGHLUDGRUVDO(VWDVyVHPRVWURXSUHVHUYDGDQRKROyWLSRQRTXDOIRUDP TXDQWLILFDGRV FHUFD GH UDLRV $PEDV QDGDGHLUDV H FLQWXUD SpOYLFD QmR VH HQFRQWUDP SUHVHUYDGDVQDPDLRULDGRVHVSpFLPHVDTXLDQDOLVDGRVHQWUHWDQWRREDVLSWHUtJLRDSDUHFHXHP GRLV HVSpFLPHV >HJ 1+08.393 $SrQGLFH $ )LJ % H @ DSUHVHQWDQGR D FOiVVLFDIRUPDGHDPSXOKHWDQRUPDOPHQWHREVHUYDGDHPSHL[HVKDOHFRPyUIRV 1DGDGHLUDVtPSDUHV D 1DGDGHLUDGRUVDO $ QDGDGHLUD GRUVDO GH + UKRPELIHU HVWi SUHVHUYDGD HP SRXFRV H[HPSODUHV >HJ 1+08.39251+08.393 $SrQGLFH$)LJ& H@HPJHUDO FRP RV ~OWLPRV SHUGLGRV &RPR PHQFLRQDGR DQWHULRUPHQWH p XPD QDGDGHLUD FXUWD HJ RFXSDQGR HQWUH H GR FRPSULPHQWR WRWDO GR FRUSR H SRVLFLRQDGD EHP SRVWHULRUPHQWHWHQGRLQtFLRQDDOWXUDGDQDGDGHLUDSpOYLFD HJHQWUHHFPGRLQtFLRGR FRUSR $SUHVHQWRX FHUFD GH UDLRV SULQFLSDLV H FHUFD GH FLQFR SUyFRUUHQWHV VHQGR DQWHFHGLGDSRUSHORPHQRVWUrVIXOFUDVEDVDLV2SULPHLURUDLRGDQDGDGHLUDpSUHFHGLGRSRU LQ~PHUDV IXOFUDV PDUJLQDLV DV TXDLV QmR VH PRVWUDUDP FRPSOHWDPHQWH SUHVHUYDGDV HP QHQKXPHVSpFLPHPDVFRQVWLWXHPXPQ~PHURVXSHULRUDGH] E 1DGDGHLUDDQDO $QDGDGHLUDDQDOVyIRLREVHUYDGDQRHVSpFLPH1+08.3925 $SrQGLFH$ )LJ' QRTXDOIRUDPTXDQWLILFDGRVSHORPHQRVIXOFUDVEDVDLVUDLRVSUyFRUUHQWHVH UDLRVSULQFLSDLV(PUHODomRDRVHXWDPDQKRHVWDQDGDGHLUDPRVWURXVHHDSUR[LPDGDPHQWH LJXDODQDGDGHLUDGRUVDOHPDLRUTXHDVQDGDGHLUDVSpOYLFDV F 1DGDGHLUDFDXGDO $QDGDGHLUDFDXGDOGH+UKRPELIHUpGRWLSRKRPRFHUFDHDSUHVHQWRXVHPDLVEHP SUHVHUYDGDQRVH[HPSODUHV1+08.3925 $SrQGLFH$)LJ 1+08.393 H 1+08.393 HPERUD QHVWH ~OWLPR PDLV LQFRPSOHWD 3RVVXL FHUFD GH UDLRV SULQFLSDLVDSUR[LPDGDPHQWHUDLRVSUyFRUUHQWHVYHQWUDLVHGRUVDOIXOFUDVEDVDLVHFHUFD GH GRUVDLVDRPHQRVXP HVFXGRHP FDGDORERXP UDLR UXGLPHQWDUGRUVDO SRVLFLRQDGR HQWUHRUDLRSUyFRUUHQWHHDVIXOFUDVHLQ~PHUDVIXOFUDVPDUJLQDLVDQWHFHGHQGRRSULPHLURUDLR SULQFLSDODVTXDLVQmRSXGHUDPVHUFRPSOHWDPHQWHTXDQWLILFDGDVSRLVQmRHVWDYDPWRWDOPHQWH SUHVHUYDGDVHPQHQKXPH[HPSODU2SHG~QFXORFDXGDOVHPRVWURXEHPHVWUHLWRHPUHODomRj SDUWHPDLVDOWDGRFRUSRFHUFDGHGHVWD (VFDPDV $ HVSpFLH + UKRPELIHU DSUHVHQWRX HVFDPDV JDQRLGHV SURYDYHOPHQWH GR WLSR SDOHRQLVFRLGH VHQVX6FKXOW]H GHWDPDQKRHIRUPDYDULDGRVDRORQJRGRFRUSR)RUDP REVHUYDGDVQDSDUWHDQWHULRUGRFRUSRHVFDPDVUHWDQJXODUHVPDLVDOWDVTXHDORQJDGDV-iQD SDUWH SRVWHULRU PDLV RX PHQRV D SDUWLU GD QDGDGHLUD GRUVDO IRUDP REVHUYDGDV HVFDPDV ORVDQJXODUHV PDLV DORQJDGDV TXH DOWDV HQTXDQWR DV HVFDPDV DEGRPLQDLV DSUHVHQWDUDPVH EHPGLIHUHQFLDGDVGHPRGRDIRUPDUXPDHVSpFLHGHHVFXGRYHQWUDOQRVLQGLYtGXRV7RGRVRV HVSpFLPHVDSUHVHQWDUDPRDEG{PHQSURWXEHUDQWHFREHUWRSRUHVFDPDVDORQJDGDVHVWUHLWDVH EHPMXVWDSRVWDV 7RGDV DV HVFDPDV REVHUYDGDV DSUHVHQWDUDP D VXSHUItFLH EULOKDQWH R TXH LQGLFD D SUHVHQoDGHJDQRtQD(VVDFDUDFWHUtVWLFDIRLUHVVDOWDGDSULQFLSDOPHQWHFRPDXWLOL]DomRGHOX] 89TXHTXDQGRXWLOL]DGDFRQIHULXXPDFRORUDomRDPDUHODjVHVFDPDV-iDVRUQDPHQWDo}HV REVHUYDGDVQDVHVFDPDVYDULDUDPWDQWRHQWUHRVH[HPSODUHVTXDQWRHQWUHDVHVFDPDVGHXP PHVPRLQGLYtGXR'RLVWLSRVGHRUQDPHQWDo}HVIRUDPLGHQWLILFDGRVDVXSHUILFLDOHDGDERUGD SRVWHULRU &RPR RUQDPHQWDomR VXSHUILFLDO IRL SRVVtYHO REVHUYDU HP DOJXQV H[HPSODUHV WXEpUFXORV RX EXUDFRV SURYDYHOPHQWH IRUPDGRV SHOR FUHVFLPHQWR GD JDQRtQD (VVHV WXEpUFXORVVmRGRPHVPRWLSRGRVHQFRQWUDGRVHPRXWURVRVVRVGpUPLFRVFRPRSRUH[HPSOR QR IURQWDO H QRV RVVRV FLUFXPRUELWDLV -i HP RXWUDV HVFDPDV DV TXDLV DSUHVHQWDUDP FHUWD WUDQVSDUrQFLD IRL SRVVtYHO YLVXDOL]DU DOJXPDV HVWULDV QD VXSHUItFLH DV TXDLV PDUFDYDP SURYDYHOPHQWH R FUHVFLPHQWR GD HVFDPD 2 RXWUR WLSR GH RUQDPHQWDomR p D SUHVHQoD GH ³GHQWtFXORV´ QD ERUGD SRVWHULRU GDV HVFDPDV (VVD RUQDPHQWDomR YDULRX EDVWDQWH HQWUH RV H[HPSODUHVH[DPLQDGRVVHQGRPXLWREHPPDUFDGDHPDOJXQVHEHPGLVFUHWDVHPRXWURV2V ³GHQWtFXORV´HVWDYDPSUHVHQWHVSULQFLSDOPHQWHQDVHVFDPDVDQWHULRUHV$SDUWLUGRPHLRGR FRUSRRXHVVDRUQDPHQWDomRQmRH[LVWLDRXHUDREVHUYDGDHPXPJUDXEDVWDQWHUHGX]LGR$R FRQWDELOL]DURQ~PHURGH³GHQWtFXORV´QDVHVFDPDVSXGHPRVFRQVWDWDUHVVDJUDQGHYDULDomR &RPRH[HPSORHPXPDHVFDPDDQWHULRUFRPDRUQDPHQWDomREHPPDUFDGDRQ~PHURGH GHQWtFXORVYDULRXHQWUHRLWRH-iHPXPDHVFDPDDQWHULRUFRPDRUQDPHQWDomRGLVFUHWDR Q~PHURGHGHQWtFXORVYDULRXHQWUHGRLVHFLQFR-iQDVHVFDPDVSRVWHULRUHVTXDQGRREVHUYDGD DOJXPD RUQDPHQWDomR HVWD VH FDUDFWHUL]DYD SRU GRLV RX WUrV GHQWtFXORV FXUWRV GLVFUHWRV 4XDQGR D RUQDPHQWDomR GHQWLFXODGD HUD GLVFUHWD RV GHQWtFXORV FRQFHQWUDYDPVH QD SDUWH LQIHULRUGDHVFDPD (PERUD QmR WHQKD VLGR GH IiFLO REVHUYDomR IRL SRVVtYHO YLVXDOL]DU TXH D XQLmR GDV HVFDPDVRFRUULDDWUDYpVGHXPWLSRGHOLJDomRSHJ VRFNHWHQWUHDSRUomRYHQWUDOHGRUVDOGDV HVFDPDV (P UHODomR DR Q~PHUR GH HVFDPDV GH + UKRPELIHU QRV H[HPSODUHV REVHUYDGRV IRUDP TXDQWLILFDGDV FHUFD GH HVFDPDV DR ORQJR GD OLQKD ODWHUDO DSUR[LPDGDPHQWH HVFDPDVQDVILOHLUDVORJRjIUHQWHGDQDGDGHLUDGRUVDO PDLVRXPHQRVDDILOHLUD FHUFDGH QDSRUomRPHGLDQDHQWUHDFDEHoDHDQDGDGHLUDGRUVDORQGHKiDSURWXEHUkQFLDDEGRPLQDO PDLVRXPHQRVDDILOHLUD HFHUFDGHHVFDPDVQRSHG~QFXORFDXGDO HJQRH[HPSODU PDLVFRPSOHWR3IRUDPTXDQWLILFDGDVUHVSHFWLYDPHQWHHHVFDPDV Heterolepidotus serrulatus $JDVVL] /HSLGRWXVVHUUXODWXV$JDVVL] %UDFK\LFKWK\VW\SLFXV:LQNOHU (XOHSLGRWXVVHUUXODWXV $JDVVL] (JHUWRQ (XJQDWKXVVHUUXODWXV $JDVVL] :RRGZDUG 6KHUERUQ +HWHUROHSLGRWXVW\SLFXV :LQNOHU :RRGZDUGE +HWHUROHSLGRWXVVHUUXODWXV $JDVVL] :RRGZDUGE 'LDJQRVH HVSHFtILFD HPHQGDGD +HWHUROHSLGRWXV GH FRUSR IXVLIRUPH H DORQJDGR SRUomR DQWHULRUjQDGDGHLUDGRUVDOXPSRXFRPDLVDOWDTXHDSRUomRSRVWHULRU HJUHODomR3$0& FHUFDGH SHG~QFXORFDXGDOHVWUHLWRHPUHODomRDRDEG{PHQ +ROyWLSR1+08.393 $SrQGLFH$)LJ$ /RFDOLGDGH-XUiVVLFRLQIHULRU/HLFHVWHUVKLUHH%DUURZRQ6RDU,QJODWHUUD 0DWHULDODGLFLRQDO1+08.3251+08.3933D$01+ &RQVLGHUDo}HV*HUDLV $ HVSpFLH + VHUUXODWXV IRL RULJLQDOPHQWH GHVFULWD SRU $JDVVL] FRPR SHUWHQFHQWHDRJrQHUR/HSLGRWHVHFRPSDUDGDSHODIRUPDHSHORWDPDQKRjHVSpFLH/HSLGRWHV JLJDV (P VXD GHVFULomR $JDVVL] GHVWDFRX TXH DV HVFDPDV PRGLILFDGDV DSUHVHQWDGDV SHOR HVSpFLPH QD SRUomR YHQWUDO QmR VmR FRPXQV DR JrQHUR /HSLGRWHV FRQGLomR QRUPDOPHQWH REVHUYDGD HP UHSUHVHQWDQWHV GH +HWHUROHSLGRWXV 2XWUD FDUDFWHUtVWLFD SHFXOLDU TXH R DXWRU GHVWDFRXIRLDSUHVHQoDGHHVFDPDVPRGLILFDGDV HUHWDV jIUHQWHGDQDGDGHLUDGRUVDO DTXDO SRGH FRUUHVSRQGHU DV HVFDPDV PRGLILFDGDV QD PDUJHP GRUVDO GR FRUSR FDUDFWHUtVWLFD VXJHULGDFRPRVLQDSRPyUILFDSDUD³6HPLRQRWLIRUPHV´±2OVHQ 0F&XQH 4XDQGR GD GHVFULomR GD HVSpFLH +HWHUROHSLGRWXV VDXURLGHV DWXDOPHQWH FRQVLGHUDGD VLQ{QLPD GH (XJQDWKXV SKLOSRWH ± YHU :RRGZDUG E (JHUWRQ GHVWDFRX FRPR GLIHUHQoDSULQFLSDOHQWUH/HSLGRWXVILPEULDWXVH/VHUUXODWXV HVSpFLHVDWXDOPHQWHVLQ{QLPDV GH + UKRPELIHUH+ VHUUXODWXV UHVSHFWLYDPHQWH D YDULDomR QDV SURSRUo}HV FRUSRUDLV LQGLFDQGRTXHD~OWLPDHVSpFLHHUDXPSHL[HGHFRUSRPDLVIXVLIRUPHHPFRPSDUDomRFRPD SULPHLUD :RRGZDUG LQGLFRX LQ~PHUDV VLQRQtPLDV SDUD + VHUUXODWXV HJ /HSLGRWXV VHUUXODWXV(XOHSLGRWXVVHUUXODWXVH(XJQDWKXVVHUUXODWXV HGHVWDFRXFRPRGLIHUHQoDHQWUH HVVD HVSpFLH H + ODWXV DJRUD GHQRPLQDGD + UKRPELIHU DSHQDV D SUHVHQoD GH HVFDPDV PDLRUHVHOLVDV HGHXPSHG~QFXORFDXGDOPDLV UREXVWRDPERVQDSULPHLUDHVSpFLH'HVGH HVVHWUDEDOKRDHVSpFLH+VHUUXODWXVSHUPDQHFHXFRPRYiOLGD +HWHUROHSLGRWXV VHUUXODWXV p XPD HVSpFLH GH SHL[H KDOHFRPyUIR TXH DSUHVHQWD LQIUDRUELWDLV SURIXQGRV ODFULPDO KLSHUWURILDGR H R RVVR DXWRHVIHQyWLFR H[SRVWR QR FDQWR VXSHULRU GD yUELWD (P JHUDO VmR SHL[HV GH WDPDQKR PHGLDQR FRP R FRPSULPHQWR WRWDO YDULDQGRHQWUH H FP HJ1+08.325 1+08.393 $01+ $SHVDU GR FRUSR UREXVWR GLIHUHQWHPHQWH GH + UKRPELIHU DSUHVHQWD FRUSR IXVLIRUPH HJ $0& YDULDQGR GH j FP YHUVXV $0& YDULDQGR GH j FP $V QDGDGHLUDV VmR DQDWRPLFDPHQWH VHPHOKDQWHV j HVSpFLH WLSR VHQGR D QDGDGHLUD GRUVDO FXUWD HJ DSUR[LPDGDPHQWH UDLRV WRWDLV H PHGLDQDPHQWH SRVLFLRQDGD HJ UHODomR 3'/&7 GH DSUR[LPDGDPHQWH RSRVWDjQDGDGHLUDSpOYLFD&RPSDUDWLYDPHQWHDVGHPDLVQDGDGHLUDV D QDGDGHLUD SHLWRUDO WDPEpP p EHP GHVHQYROYLGD $VVLP FRPR D HVSpFLH WLSR DSUHVHQWD R FRUSR FREHUWR SRU HVFDPDV JDQRLGHV TXH YDULDP GH IRUPD DR ORQJR GR FRUSR VHQGR EHP HVWUHLWDV HMXVWDSRVWDV YHQWUDOPHQWHHSRULVVRFRQVWLWXLQGRXPDHVSpFLHGHHVFXGRYHQWUDO DEGRPLQDO(VVDVHVFDPDVDSUHVHQWDPRUQDPHQWDomRGpUPLFDYDULiYHOHSRGHPDSUHVHQWDUD ERUGDSRVWHULRUVHUULOKDGDRXQmR 7HWR&UDQLDQR 2 WHWR FUDQLDQR GD HVSpFLH + VHUUXODWXV SRGH VHU REVHUYDGR HP GRLV H[HPSODUHV $01+H1+08.39252SULPHLURDSUHVHQWDVRPHQWHDSDUWHODWHUDOGRWHWR YLVtYHO PDV FRP XPD ERD TXDOLGDGH GH SUHVHUYDomR $SrQGLFH $ )LJ 2 VHJXQGR DSUHVHQWD R WHWR EHP IUDJPHQWDGR HP XPD GDV SDUWHV H QD RXWUD HVWi SUHVHUYDGR HP YLVWD YHQWUDOPDVLQFRPSOHWR $SrQGLFH$)LJ% $GLVSRVLomRHFRQIRUPDomRGRVRVVRVpD PHVPD HQFRQWUDGD QRV H[HPSODUHV GD HVSpFLH + UKRPELIHU DSUHVHQWDQGR URVWUDO FRP SURFHVVRVODWHUDLVQDVDLVQmRSUHVHUYDGRVIURQWDLVDORQJDGRVHFRQVWULWRVQRPHLRGDyUELWD SDULHWDLV DPSORV GHUPRSWHUyWLFR DSUR[LPDGDPHQWH FRP D PHVPD DOWXUD GRV SDULHWDLV H[WUDHVFDSXODUTXHEUDGRGHUPRHVIHQyWLFRID]HQGRFRPSOHWDPHQWHSDUWHGRWHWRHFRPFDQDO GRV LQIUDRUELWDLV YLVtYHO HP VXD IDFH YHQWUDO DXWRHVIHQyWLFR H[SRVWR QR FDQWR VXSHULRU GD yUELWDDQWRUELWDODORQJDGR DSHVDUGHTXHEUDGRQRH[HPSODU1+08.3925pYLVtYHO TXHDOFDQoDDyUELWD 1RH[HPSODU$01+RVRVVRVGRWHWRVmREHPRUQDPHQWDGRVSRU WXEpUFXORVGHJDQRtQD $SrQGLFH$)LJ 2VVRVGDIDFHHFLUFXPRUELWDLV $ VpULH FLUFXPRUELWDO QmR HVWi EHP SUHVHUYDGD HP DPERV RV H[HPSODUHV 1R H[HPSODU$01+HVWmRSUHVHUYDGDVVRPHQWHDVSDUWHVLQIHULRUHVGRVRVVRVLQIUDRUELWDLV 3RGHVH TXDQWLILFDU WUrV LQIUDRUELWDLV DOWRV XP ODFULPDO KLSHUWURILDGR SHOR PHQRV WUrV VXERUELWDLV HP VpULH H SHOR PHQRV GRLV VXSUDRUELWDLV HP + VHUUXODWXV 2V VXERUELWDLV SRU HVWDUHP PXLWR IUDJPHQWDGRV SDUHFHUDP RUJDQL]DUHPVH HP PRVDLFR 1R HQWDQWR IRL FRQFOXtGR TXH VH WDUDYDP GH WUrV RX TXDWUR RVVRV RUJDQL]DGRV HP VpULH H TXH IRUDP IUDJPHQWDGRVGXUDQWHDSUHSDUDomR2SUpRSpUFXORHVWiSUHVHUYDGRHPDPERVRVH[HPSODUHV VHQGRHVWUHLWRHFUHVFHQWH)UDJPHQWRVGHRVVRVSDODWLQRVHGDVpULHSWHULJRLGHWDPEpPIRUDP REVHUYDGRVPDVQmRHVWmREHPSUHVHUYDGRV 0DQGtEXODDUWLFXODomRPDQGLEXODUHQGRFUkQLRRVVRVGRSDODWRHVXVSHQVRULXP 3DUWHVGRHQGRFUkQLRGH+VHUUXODWXVHVWmRH[SRVWDVHPGRLVGRVSULQFLSDLVHVSpFLPHV DTXL DQDOLVDGRV 1+08.393 H 1+08.3925 $SrQGLFH $ )LJ H PHVPRSRXFRSUHVHUYDGDVIRUDPUHVVDOWDGRVDSDUWLUGDXWLOL]DomRGHOX]89$UHJLmRRUELWDO H SyVRUELWDO p VHPHOKDQWH D DTXL REVHUYDGD HP 2 EUHYLV HVSpFLH HP TXH HQFRQWUDPRV R HQGRFUkQLR HP PHOKRU HVWDGR GH SUHVHUYDomR 1R H[HPSODU 1+08.393 WHPRV SUHVHUYDGDDSUpPD[LODFRPVHXSURFHVVRQDVDOYLVtYHO PDVSRXFRSUHVHUYDGR RTXDOSDUWH HPGLUHomRDRIURQWDO(PVHJXLGDQDUHJLmRRUELWDOYHPRVRVRVVRVHWPRLGHDQRVFRPVHXV OLPLWHV SRXFR GLVFHUQtYHLV 1RWDVH TXH R HWPRLGH ODWHUDO p EHP GHVHQYROYLGR PDV QmR GLVWLQJXLPRV FRP FODUH]D D VXD VHSDUDomR GR SUpHWPRLGH 3RVWHULRUPHQWH DLQGD QD UHJLmR RUELWDOREVHUYDPRVRRUELWRHVIHQRLGHHRSWHURHVIHQRLGHDPERVWDPEpPEHPGHVHQYROYLGRV H ID]HQGR FRQWDWR HQWUH VL $FLPD GD SURFHVVR DVFHQGHQWH GR SDUDHVIHQRLGH HQFRQWUDPRV R HVIHQyWLFR 1D UHJLmR yWLFD WHPRV R SURyWLFR EHP SUHVHUYDGR R LQWHUFDODU SDUFLDOPHQWH SUHVHUYDGRHXPRVVRHQWUHRHVIHQyWLFRHRSURyWLFRTXHSRVVLYHOPHQWHVHWUDWDGRSWHUyWLFR $EDL[RGRSDUDHVIHQRLGHRVRVVRVGDVVpULHVSDODWLQDHSWHULJRLGHHVWmRIXVLRQDGRVHQWUHVL LPSHGLGR XPD FODUD LGHQWLILFDomR 2 SDUDHVIHQRLGH HVWi EHP SUHVHUYDGR QR H[HPSODU 1+08.3925HPYLVWDGRUVDOORJRQmRSRGHPRVREVHUYDUVXDiUHDGHQWDGD 4XDQWR DRV RVVRV PDQGLEXODUHV + VHUUXODWXV DSUHVHQWD D PHVPD DQDWRPLD GH + VHUUDWXV 2 H[HPSODU $01+ DSUHVHQWD XPD PD[LOD DORQJDGD SDVVDQGR GR PHLR GD yUELWD SRUWDQGRFDQDOVHQVRULDOHFRPXPHQWDOKHPXLWREHPSUHVHUYDGRQDERUGDSRVWHULRU XPD ~QLFD VXSUDPD[LOD XP GHQWiULR EHP SUHVHUYDGR H GHQWHV WULDQJXODUHV SRQWLDJXGRV H FREHUWRVSRUXP FDSX] GHDFURGLQD'RVRVVRV GRVXVSHQVRULXPLGHQWLILFDPRVRSURFHVVR FRURQRLGHIRUPDGRSRUSHORPHQRVWUrVSHoDVyVVHDVHVWDVEHPIXVLRQDGDVHGLItFHLVGHVHUHP GLVWLQJXLGDVRF{QGLORGRTXDGUDGRHGRVLPSOpWLFRSUy[LPRVLQGLFDQGRDGXSODDUWLFXODomR PDQGLEXODU H D SDUWH GRUVDO GR KLRPDQGLEXODU HVWD VH DUWLFXODQGR GLUHWDPHQWH j GHSUHVVmR IRUPDGD SHOR GHUPRSWHUyWLFR 2 VLPSOpWLFR SRGH VHU YLVWR HP GRLV H[HPSODUHV 1+08.3925H$01+VHQGRTXHQRSULPHLURDSDUHQWHPHQWHH[LVWHPRVGRLV VLPSOpWLFRV SUHVHUYDGRV 8P DSDUHFH DUWLFXODGR SRVLFLRQDGR DEDL[R GR SUpRSpUFXOR ( R RXWURSURYiYHOVLPSOpWLFRDSDUHFHGHVDUWLFXODGRHSDUFLDOPHQWHTXHEUDGRQRFDQWRVXSHULRU GDSODFDRQGHREVHUYDPVHIUDJPHQWRVRSHUFXODUHVGDFLQWXUDHGRWHWR 6pULHRSHUFXODUHEUDQTXLRVWHJDO $VpULHRSHUFXODUDSUHVHQWRXVHSUHVHUYDGDQRVWUrVHVSpFLPHV HJ1+08.3925 1+08.393 H $01+ VHQGR FRPSRVWD SRU WUrV RVVRV RSpUFXOR VXERSpUFXORHLQWHURSpUFXOR $SrQGLFH$)LJ $PRUIRORJLDGRVWUrVRVVRVDVVHPHOKDP VHjREVHUYDGDQDHVSpFLHWLSRVHQGRRSURFHVVRGRVXERSpUFXORWDPEpPGLVFUHWR $VpULHEUDQTXLRVWHJDOHVWiEHPSUHVHUYDGDQRHVSpFLPH$01+)RLSRVVtYHO REVHUYDUXPFHUDWRKLDODORQJDGRQRTXDOVHDSRLDPXPDVpULHGHUDLRVEUDQTXLRVWHJDLV±DR PHQRV3XGHPRVDLQGDREVHUYDUQRPHVPRHVSpFLPHXPDSODFDJXODUEHPSUHVHUYDGDHVWD RUQDPHQWDGDSRUWXEpUFXORVGHJDQRtQD (VTXHOHWRD[LDO 1HQKXP GRV H[HPSODUHV DTXL H[DPLQDGRV DSUHVHQWRX H[SRVWD D FROXQD YHUWHEUDO RX TXDOTXHU HOHPHQWR GHOD 'HVWD IRUPD DVVLP FRP HP + UKRPELIHU QmR Ki FRQKHFLPHQWR VREUHRWLSRGHYpUWHEUDTXHRFRUUHHP+VHUUXODWXV 1DGDGHLUDVSDUHV D &LQWXUDHQDGDGHLUDSHLWRUDO 1RVH[HPSODUHV1+08.3925H1+08.393DFLQWXUDHDQDGDGHLUD SHLWRUDOHVWmRSUHVHUYDGDVHPSDUWHVHQTXDQWRQRH[HPSODU$01+HODVHVWmRFRPSOHWDV $SrQGLFH$)LJ$ $VVLPFRPR HP+UKRPELIHUDFLQWXUDpFRPSRVWDSHORFOHLWUR VXSUDFOHLWURSyVWHPSRUDO SyVFOHLWURHSRUSODFDV SyVFOHLWDUHV LH HVFDPDVPRGLILFDGDV PDLRUHV $QDGDGHLUDSHLWRUDOpEHPGHVHQYROYLGDVHFRPSDUDGDjVRXWUDVQDGDGHLUDVHjV QDGDGHLUDVGHRXWURVSHL[HVKDOHFRPyUIRV$DOWXUDGHVHXVUDLRV OHSLGRWUtTXLDV pPDLRUGR TXHDDOWXUDGRVUDLRVGHWRGDVDVRXWUDVQDGDGHLUDVDWpPHVPRPDLRURXGRPHVPRWDPDQKR TXHRPDLRUUDLRGDQDGDGHLUDFDXGDO$DOWXUDGRVUDLRVGDQDGDGHLUDSHLWRUDOWDPEpPpPDLRU TXH D DOWXUD GD SUySULD FDEHoD (OD p FRPSRVWD SRU UDLRV WRWDLV VHQGR SHOR PHQRV SULQFLSDLV )XOFUDVPDUJLQDLVRXEDVDLVQmRIRUDPREVHUYDGDVPDVSRGHPWHUVLGRSHUGLGDV FRPDSUHSDUDomR E &LQWXUDHQDGDGHLUDSpOYLFD $FLQWXUDSpOYLFDHVWiSUHVHUYDGDGHIRUPDGHVDUWLFXODGDQRH[HPSODU1+08.3925 QRTXDOREVHUYDPRVRVEDVLSWHUtJLRVTXHVHDVVHPHOKDPDIRUPDGHXPDDPSXOKHWD 1R H[HPSODU $01+ $SrQGLFH $ )LJ % RV UDLRV GD QDGDGHLUD SHLWRUDO HVWmR SUHVHUYDGRVVHQGRDSUR[LPDGDPHQWHQRYHUDLRVWRWDLV VHWHSULQFLSDLVHGRLVSUyFRUUHQWHV 2SULPHLURUDLRSULQFLSDOpDQWHFHGLGRSRUXPDVpULHGHIXOFUDVPDUJLQDLV FLQFRSUHVHUYDGDV 'XDVIXOFUDVEDVDLVHVWmRSUHVHQWHV 1DGDGHLUDVtPSDUHV D 1DGDGHLUDGRUVDO +HWHUROHSLGRWXV VHUUXODWXV DSUHVHQWD XPD QDGDGHLUD GRUVDO FXUWD $SrQGLFH $ )LJ & FRPSRVWDSRUDSUR[LPDGDPHQWHUDLRVWRWDLV PDLVRXPHQRVSULQFLSDLVHTXDWUR SUyFRUUHQWHV RFXSDQGRFHUFDGHGRFRPSULPHQWRWRWDOGRFRUSR HJ&1&7 H &1&3 $QDGDGHLUDGRUVDOHVWiSRVLFLRQDGDPDLVRXPHQRVQRPHLRGRFRUSR HJ 3'/&7 H 3'/&3 VHQGR RSRVWD j QDGDGHLUD SpOYLFD )XOFUDV EDVDLV H PDUJLQDLVSUHVHQWHV E 1DGDGHLUDDQDO $QDGDGHLUDDQDOGH+VHUUXODWXVpPDLVEHPUHSUHVHQWDGDQRH[HPSODU$01+ $SrQGLFH$)LJ' (VWDH[LEHUDLRVWRWDLV SULQFLSDLVHXPSUyFRUUHQWH VHQGRRV SULQFLSDLV SUHFHGLGRV SRU XPD VpULH GH IXOFUDV PDUJLQDLV )XOFUDV EDVDLV QmR IRUDP REVHUYDGDV F 1DGDGHLUDFDXGDO $QDGDGHLUD FDXGDO GH +VHUUXODWXV IRLSHUGLGDQRKROyWLSR PDVHVWi SDUFLDOPHQWH SUHVHUYDGDQRH[HPSODU1+08.3925HTXDVHFRPSOHWDPHQWHQRH[HPSODU$01+ $SrQGLFH$)LJ 2HVSpFLPH$01+DSUHVHQWRXDQDGDGHLUDFDXGDOGRWLSR KRPRFHUFD ORERVGRUVDOHYHQWUDOVLPpWULFRV FRPSRVWDSRUPDLVGHUDLRVWRWDLV DOJXQV UDLRV GR ORER VXSHULRU IRUDP SHUGLGRV DOJXQV SULQFLSDLV H WRGRV RV SUyFRUUHQWHV GRUVDLV GHVWHVVmRUDLRVSUyFRUUHQWHVYHQWUDLV HRVGHPDLVVmRUDLRVSULQFLSDLV$OJXPDVIXOFUDV PDUJLQDLV HVWmRSUHVHUYDGDV PDLV RXPHQRV HSHOR PHQRVIXOFUDV EDVDLV SXGHUDP VHU TXDQWLILFDGDVDPEDVQRORERLQIHULRU1RORERVXSHULRUQmRREVHUYDPRVRVSULPHLURVUDLRVH FRQVHTXHQWHPHQWH DV IXOFUDV PDUJLQDLV PDV SXGHPRV TXDQWLILFDU SHOR PHQRV RLWR IXOFUDV EDVDLVSUHVHUYDGDV (VFDPDV $VHVFDPDVGH+VHUUXODWXVDSUHVHQWDUDPVHGDPHVPDIRUPDTXHDVGDHVSpFLHWLSR YHUGHVFULomRGDVHVFDPDVGH+UKRPELIHUQDS KDYHQGRSHTXHQDVYDULDo}HVUHODWLYDVj TXDQWLILFDomR)RUDPTXDQWLILFDGDVFHUFDGHHVFDPDVDRORQJRGDOLQKDODWHUDOFHUFDGH QDILOHLUDYHUWLFDOGDSRUomRPDLVDOWDGRFRUSRHFHUFDGHQDILOHLUDYHUWLFDOGRSHG~QFXOR FDXGDO &RPHQWiULRV VREUH DV GHPDLV HVSpFLHV DQWHULRUPHQWH UHFRQKHFLGDV FRPR +HWHUROHSLGRWXV Heterolepidotus typicus :LQNOHU $ HVSpFLH QRPLQDO +HWHUROHSLGRWXV W\SLFXV %UDFK\LFKWK\V W\SLFXV IRL RULJLQDOPHQWH GHVFULWD SRU :LQNOHU D SDUWLU GH XP ~QLFR HVSpFLPH SURYHQLHQWH GH 6ROQKRIHQSUHVHUYDGRHPGXDVSDUWHV 1+08.3925SDUWHHFRQWUDSDUWH $SrQGLFH $ )LJV % H & DPEDV DSUHVHQWDQGR D FDEHoD EHP IUDJPHQWDGD 'HQWUH D OLWHUDWXUD FRQVXOWDGD QR SUHVHQWH WUDEDOKR H GHQWUH R PDWHULDO GLVSRQtYHO QDV LQ~PHUDV FROHo}HV YLVLWDGDV IRUDP HQFRQWUDGRV VRPHQWH GRLV H[HPSODUHV LGHQWLILFDGRV FRPR + W\SLFXV 8P HVSpFLPH 1+08.3925 TXHIRLXWLOL]DGRQDGHVFULomRRULJLQDOSRUpPQmRpEHP SUHVHUYDGRHRXWUR $01+ PDLVFRPSOHWRHTXHIRLPHQFLRQDGRQRDUWLJRGH*DUGLQHU HWDO $PERVVmRDTXLFRQILUPDGRVFRPRUHSUHVHQWDQWHVGRJrQHUR+HWHUROHSLGRWXV 2JrQHUR%UDFK\LFKWK\VJrQHURPRQRHVSHFtILFRIRLFRQVLGHUDGRFRPRVLQ{QLPRGR JrQHUR +HWHUROHSLGRWXV SRU :RRGZDUG E $VVLP %UDFK\LFKWK\V p UHSUHVHQWDGR SRU XPDHVSpFLHQRPLQDOGLIHUHQWHGDHVSpFLHWLSRRXVHMDQXQFDIRLFRQVLGHUDGRVLQ{QLPRGD HVSpFLH + UKRPELIHU FRPR R LQWHUSUHWDGR SRU FHUWRV DXWRUHV FI *DUGLQHU HW DO $SHVDU GD UHGHVFULomR GR HVSpFLPH :RRGZDUG QmR GHVWDFRX GLIHUHQoDV HQWUH D HVSpFLH + W\SLFXVHDVGHPDLVHVSpFLHVGRJrQHURSRUWDQWRQmRDSUHVHQWRXXPDGLDJQRVHSDUDDHVSpFLH QRPLQDO+W\SLFXV &RPSDUDQGR RV GRLV HVSpFLPHV DQDOLVDGRV FRP RV GHPDLV HVSpFLPHVGH +HWHUROHSLGRWXV SHUFHEHPRV TXH + W\SLFXV GLIHUH GD HVSpFLH WLSR + UKRPELIHU SULQFLSDOPHQWH SHOR IRUPDWR GR FRUSR FRUSR IXVLIRUPH YHUVXV FRUSR DUUHGRQGDGR UHVSHFWLYDPHQWH H SRU VXD YH] VH DVVHPHOKD D HVSpFLH + VHUUXODWXV ,VWR SRVWR SRGHVH FRQVLGHUDU+W\SLFXVH+VHUUXODWXVFRPRHVSpFLHVVLQ{QLPDV YHUGHVFULomRDFLPD Heterolepidotus striatus $JDVVL] (VSpFLH RULJLQDOPHQWH GHVFULWD SRU $JDVVL] FRPR 6HPLRQRWXVH SRVWHULRUPHQWH WUDQVIHULGD j +HWHUROHSLGRWXV SRU :RRGZDUG E 2 ~QLFR H[HPSODU 1+08.393 $SrQGLFH$)LJ' pSRXFRLQIRUPDWLYR$VGHVFULo}HVGHDPERV RVDXWRUHVVmREUHYHVHQmRDSUHVHQWDUDPFDUDFWHUHVGLDJQyVWLFRVTXHSHUPLWDPUHFRQKHFHU+ VWULDWXVFRPRXPDHVSpFLHYiOLGD$VFDUDFWHUtVWLFDVPDLVLQIRUPDWLYDVVmRRUQDPHQWDomRGD HVFDPDHGRVRVVRVGpUPLFRVFRQGLomRDOWDPHQWHYDULiYHOTXHQRSUHVHQWHWUDEDOKRQmRIRL XWLOL]DGDSDUDGLIHUHQFLDUHVSpFLHV :RRGZDUG GHVWDFRX D SUHVHQoD GH HVFDPDV PDLV HVWUHLWDV QD SRUomR YHQWUDO GR DEG{PHQHQmRDSUHVHQWRXFDUDFWHUtVWLFDVTXHGLIHUHQFLDVVH+VWULDWXVGDVGHPDLVHVSpFLHVGR JrQHUR 3RVVLYHOPHQWH R HVSpFLPH QHP VH WUDWD GH XP UHSUHVHQWDQWH GH +HWHUROHSLGRWXV $SHVDUGHKDYHUXPDUHGXomRGDDOWXUDGDVHVFDPDVHP GLUHomRDRDEG{PHQHVVDUHGXomR QmR p WmR GUiVWLFD FRPR R REVHUYDGR HP RXWURV H[HPSODUHV GH +HWHUROHSLGRWXV FRPR SRU H[HPSORQRH[HPSODU1+08.393 'HYLGR DR IDWR GRV H[HPSODUHV GHVLJQDGRV FRPR + VWULDWXV VHUHP WmR SRXFR LQIRUPDWLYRV TXH QRV LPSHGH GH GHVLJQDU XPD VLQRQtPLD RX GH ID]HUXPD QRYD GHVFULomR VXJHULPRVDHVSpFLHQRPLQDO+VHUUDWXVFRPRXPQRPHQQXGXP DFRPELQDomRGHQRPHV XWLOL]DGDQDGHVFULomRSDVVDDVHUFRQVLGHUDGDQXODGHYLGRjIDOWDGHHOHPHQWRVQHFHVViULRV SDUDVXDYDOLGDomR DVVLPFRPRVHXVLQ{QLPRVrQLRU 6HPLRQRWXVVHUUDWXV Heterolepidotus cephalus .QHU $ HVSpFLH QRPLQDO +HWHUROHSLGRWXV FHSKDOXV IRL RULJLQDOPHQWH GHVFULWD SRU .QHU FRPRSHUWHQFHQWHDRJrQHUR3KROLGRSKRUXVHIRLWUDQVIHULGDDRJrQHUR+HWHUROHSLGRWXV SRU :RRGZDUG E VHP DSUHVHQWDomR GH FDUDFWHUtVWLFDV GLDJQyVWLFDV TXH MXVWLILFDVVHP VHXQRYRSRVLFLRQDPHQWR$HVSpFLHpFRQKHFLGDSRUXP~QLFRH[HPSODUSURYHQLHQWHGH7\URO 7ULiVVLFR 6XSHULRU GD ÈXVWULD 1+08.3925 $SrQGLFH $ )LJ ( 3URYDYHOPHQWH D LGHQWLILFDomR GH HVFDPDV JDQRLGHV FRP D ERUGD SRVWHULRU VHUULOKDGD H GDV HVFDPDVYHQWUDLVPDLVHVWUHLWDVTXHDVGRUVDLVOHYDUDPDRDXWRUDLGHQWLILFDURHVSpFLPHFRPR XP +HWHUROHSLGRWXV (QWUHWDQWR DQDOLVDQGR R HVSpFLPH TXH QmR p EHP SUHVHUYDGR QmR HQFRQWUDPRV TXDOTXHU FDUDFWHUtVWLFDTXHRLGHQWLILFDVVHFRPRSHUWHQFHQWH DR JrQHUR +HWHUROHSLGRWXV6XDPRUIRORJLDpVHPHOKDQWHjGHXPSHL[HIROLGRIRUtGHR 2H[HPSODUDSUHVHQWRXXPODFULPDOSHTXHQRHXPGHUPRHVIHQyWLFRQmRLQFRUSRUDGR DRWHWRFUDQLDQR$OpPGLVVRRVRVVRVLQIUDRUELWDLVSDUHFHPVHUHVWUHLWRV$SODFDYHQWUDOGH HVFDPDVGLIHUHQFLDGDVWDPEpPQmRIRLREVHUYDGDQRHVSpFLPH(VVDVFRQGLo}HVVmRGLIHUHQWHV GDV TXHRFRUUHP HP UHSUHVHQWDQWHV GR JrQHUR +HWHUROHSLGRWXV HJODFULPDO KLSHUWURILDGR GHUPRHVIHQyWLFRDQH[DGRDRWHWRFUDQLDQRLQIUDRUELWDLVSURIXQGRVHSODFDYHQWUDOGHHVFDPDV GLIHUHQFLDGDV 1DV GHVFULo}HV GH HVSpFLHV GR JrQHUR 3KROLGRSKRUXV QR SUySULR FDWiORJR GR :RRGZDUG FI :RRGZDUG E ± S j SRGHPRV REVHUYDU TXH HVFDPDV FRP D ERUGDSRVWHULRUVHUULOKDGDHHVFDPDVYHQWUDLVPDLVHVWUHLWDVTXHDVGRUVDLVVmRHQFRQWUDGDVQRV UHSUHVHQWDQWHVGRJrQHUR 'HVWDIRUPDQRSUHVHQWHWUDEDOKRVXJHULPRVDUHYHUVmRGHJrQHURGDHVSpFLHQRPLQDO +HWHUROHSLGRWXV FHSKDOXV .QHU GH IRUPD TXH D PHVPD YROWD j 3KROLGRSKRUXV FHSKDOXV.QHUDTXDOQHFHVVLWDVHUUHYLVDGDHPHOKRUGLDJQRVWLFDGD8PDFRPSDUDomR GHVWD HVSpFLH FRP GHPDLV UHSUHVHQWDQWHV GR JrQHUR 3KROLGRSKRUXV H PHVPR FRP UHSUHVHQWDQWHVGRJrQHUR(XJQDWKXVVHID]QHFHVViULDPDVHVWiIRUDGRVREMHWLYRVGRSUHVHQWH WUDEDOKR Heterolepidotus pectoralis %HOORWWL HH. serratus %HOORWWL 'XDVHVSpFLHVQRPLQDLVGH+HWHUROHSLGRWXVGR7ULiVVLFRVXSHULRUGD ,WiOLD 3HUOHGR IRUDP GHVFULWDV H MDPDLV UHYLVDGDV + SHFWRUDOLV $SrQGLFH $ )LJ ) H + VHUUDWXV $SrQGLFH $ )LJ * >RULJLQDOPHQWH IRUDP GHVFULWDV FRPR SHUWHQFHQWHV DR JrQHUR /HSLGRWXV FI %HOORWWL HSRVWHULRUPHQWHWUDQVIHULGDV DR JrQHUR +HWHUROHSLGRWXV FI 'HHFNH @&RQIRUPHDEUHYHGHVFULomRGH:RRGZDUG EDVHDGRQDVGHVFULo}HV DQWHULRUHVRDXWRUQmRREVHUYRXRVHVSpFLPHV +VHUUDWXVGLIHULULDGH+SHFWRUDOLVVRPHQWH SHORWDPDQKRHSHODRUQDPHQWDomRGRVRVVRVGpUPLFRV RXVHMD+VHUUDWXVDSUHVHQWDYDXP FRUSR PDLV DORQJDGR H RV RVVRV GpUPLFRV IRUWHPHQWH RUQDPHQWDGRV SRU WXEpUFXORV GH JDQRtQD 2EVHUYDQGR DV LOXVWUDo}HV GH 'HHFNH YHPRV XPD YDULDomR GH IRUPD GR FRUSRVLJQLILFDWLYDRTXHMXVWLILFDULDDH[LVWrQFLDGHGXDVHVSpFLHVQRPLQDLV 2VKROyWLSRVGHDPEDVDVHVSpFLHVHVWDULDPGHSRVLWDGRVQDFROHomRGR0XVHX&tYLFR GH +LVWyULD 1DWXUDO GH 0LOmR 0610 (QWUHWDQWR HP XPD YLVLWD D HVWD FROHomR QmR HQFRQWUDPRV QHQKXP GRV KROyWLSRV RV TXDLV GH DFRUGR FRP R LQIRUPDGR SHOR FXUDGRU GD FROHomR IRUDP SHUGLGRV GXUDQWH D D *XHUUD 0XQGLDO 1mR REVWDQWH HQFRQWUDPRV RXWURV H[HPSODUHV LGHQWLILFDGRV FRPR + SHFWRUDOLV PDV QHQKXP H[HPSODU LGHQWLILFDGR FRPR + VHUUDWXV 2 ~QLFR HVSpFLPH GHVLJQDGR FRPR + VHUUDWXV HQFRQWUDGR QHVWH HVWXGR IRL XP H[HPSODU SRXFR SUHVHUYDGR R TXDO HVWi GHSRVLWDGR QR 1+0 H VHPHOKDVH DR PDWHULDO HQFRQWUDGR QR 0610 1D WHQWDWLYD GH GHVLJQDU XP QHyWLSR SDUD DPEDV DV HVSpFLHV DQDOLVDPRV GH IRUPD FRPSDUDWLYD LQ~PHURV H[HPSODUHV GHVLJQDGRV FRPR +HWHUROHSLGRWXV DVVLP FRPR JrQHURV VHPHOKDQWHV HJ (XJQDWKXV HP DOJXPDV FROHo}HV RQGH HVWHV +HWHUROHSLGRWXV WULiVVLFRV SRGHULDP HVWDU GHSRVLWDGRV HJ 0610 0&)% H 3,08=+ 7RGDYLDQmRHQFRQWUDPRVQHQKXPH[HPSODUTXHUHDOPHQWHFRUUHVSRQGHVVHDRJrQHUR 2 PDWHULDO H[DPLQDGR QR 0XVHX &tYLFR GH 0LOmR H QR 0XVHX GH %HVDQR SRU H[HPSORDSUHVHQWRXFDUDFWHUtVWLFDVDQDW{PLFDVTXHQmRVmRFRPXQVj+HWHUROHSLGRWXVFRPR GHUPRHVIHQyWLFRDLQGDID]HQGRSDUWHGDyUELWD HJ%(6 GHQWHVGRY{PHUHGRVRVVRV SDODWLQRVDUUHGRQGDGRVFRPXPDF~VSLGHIRUPDGDSHORFDSX]GHDFURGLQD HJ%(6 GHQWHVGRGHQWiULRHGDSUpPD[LODDSUR[LPDGDPHQWHWUDSH]RLGDLVFRPDSRQWDDEDXODGD HJ 0&)% HPD[LODHGHQWDGD HJ0&)% $SHVDU GH WHUHP R FRUSR FREHUWR SRU HVFDPDV JDQRLGHV FRP D ERUGD SRVWHULRU VHUULOKDGD H HVWUHLWDV QD UHJLmR DEGRPLQDO HVVHV H[HPSODUHV VH WUDWDYDP GH DOJXP WLSR GH ³6HPLRQRQWLIRUPHV´ HVWDQGRHUURQHDPHQWHLGHQWLILFDGRV FRPR +HWHUROHSLGRWXV0HVPRQR 0XVHX &tYLFR GH +LVWyULD 1DWXUDO GH 0LOmR RQGH KDYLD XP PDLRU Q~PHUR GH H[HPSODUHV OLVWDGRV FRPR +HWHUROHSLGRWXV HPERUD RV PHVPRV DSUHVHQWDVVHP EDL[D TXDOLGDGH GH SUHVHUYDomR IRL SRVVtYHO FRQFOXLU TXH QHQKXP p SHUWHQFHQWH DR JrQHUR +HWHUROHSLGRWXV /RJR SURYDYHOPHQWH DV HVSpFLHV + SHFWRUDOLV H + VHUUDWXVQmRVHWUDWDPGHXP +HWHUROHSLGRWXV SHUWHQFHQGR SURYDYHOPHQWH DR JrQHUR /HSLGRWHV RX D RXWUR JrQHUR GH ³6HPLRQRQWLIRUPHV´ 7RGDYLD FRPR QmR IRL SRVVtYHO DQDOLVDU RV KROyWLSRV QmR SRGHPRV ID]HU DILUPDo}HV DFHUFD GD YDOLGDGH RX WD[RQRPLD GHVVDV HVSpFLHV SURYDYHOPHQWH R PDLV FRUUHWRVHULDVXJHULODVFRPRQRPHQGXELXP QRPHFLHQWtILFRGHDSOLFDomRGHVFRQKHFLGDRX GXYLGRVD JHUDOPHQWH DSOLFDGR D HVSpFLHV QRPLQDLV jV TXDLV R KROyWLSR IRL SHUGLGR RX GHVWUXtGRHjVTXDLVDGHVFULomRGLVSRQtYHOpLQVXILFLHQWHSDUDRUHFRQKHFLPHQWRGDHVSpFLH $EDL[RTXDQGRGDFRPSDUDomRHQWUH+HWHUROHSLGRWXVHUHSUHVHQWDQWHVGH*LQJO\PRGL DERUGDPRVPHOKRURVFDUDFWHUHVFLWDGRV Heterolepidotus radiato-punctatus $JDVVL] $ HVSpFLH +HWHUROHSLGRWXV UDGLDWRSXQFWDWXV IRL EUHYHPHQWH GHVFULWD SRU $JDVVL] FRPRXPSHL[HIROLGRIRUtGHR 3KROLGRSKRUXVUDGLDWRSXQFWDWXV HSRVWHULRUPHQWH WUDQVIHULGDDRJrQHUR+HWHUROHSLGRWXVSRU:RRGZDUG E $VGHVFULo}HVIRUDPEDVHDGDV HPXP~QLFRHVSpFLPH 1+08.393 $SrQGLFH$)LJ+ HPSDUWHHFRQWUDSDUWH PDV FRP EDL[D TXDOLGDGH GH SUHVHUYDomR 2 SRVLFLRQDPHQWR QR JrQHUR +HWHUROHSLGRWXVVH GHXEDVLFDPHQWHSHORWLSRGHHVFDPDHQFRQWUDGDQRH[HPSODU HJHVFDPDJDQRLGHFRPD ERUGD SRVWHULRU VHUULOKDGD H VXSHUItFLH RUQDPHQWDGD SRU WXEpUFXORV GH JDQRtQD H QHQKXPD RXWUDFDUDFWHUtVWLFDGLDJQyVWLFDIRLDSUHVHQWDGD $QDOLVDQGRDPEDVDVSDUWHVTXHHVWmRGHSRVLWDGDVQR1+08.QmRIRUDPREVHUYDGDV FDUDFWHUtVWLFDV TXH FRQILUPDVVHP R HVSpFLPH FRPR SHUWHQFHQWH DR JrQHUR +HWHUROHSLGRWXV (VWH DLQGD DSUHVHQWRX RV LQIUDRUELWDLV HVWUHLWRV H R ODFULPDO SHTXHQR FDUDFWHUtVWLFD QmR FRQGL]HQWHFRPRVUHSUHVHQWDQWHVGRJUXSR$DUWLFXODomRPDQGLEXODUQmRS{GHVHUREVHUYDGD FRPFODUH]D 3HUDQWH R H[SRVWR VXJHUHVH XPD UHYHUVmR GH JrQHUR RQGH D HVSpFLHYROWDDVHU 3KROLGRSKRUXV UDGLDWRSXQFWDWR D TXDO GHYH VHU FRPSDUDGD FRP RXWURV UHSUHVHQWDQWHV GH 3KROLGRSKRUXVSDUDVHUFRUUHWDPHQWHGLDJQRVWLFDGD Heterolepidotus dorsalis .QHU $HVSpFLH+HWHUROHSLGRWXVGRUVDOOLV $SrQGLFH$)LJ, IRLRULJLQDOPHQWHGHVFULWD FRPR3KROLGRSKRUXVGRUVDOLVH6HPLRQRWXVGRUVDOLVSRU.QHU HPDLVWDUGHWUDQVIHULGD DR JrQHUR $OOROHSLGRWXV SRU :RRGZDUG E 3RVWHULRUPHQWH *RUMDQRYLFN.UDPEHUJHU VXJHULXDHVSpFLHFRPR SHUWHQFHQWHDR JrQHUR +HWHUROHSLGRWXV H D SDUWLUGH HQWmRD PHVPDQmRIRLPDLVUHYLVDGD'H DFRUGR FRPDVLOXVWUDo}HVDSUHVHQWDGDVSRU*RUMDQRYLFN .UDPEHUJHU + GRUVDOLV QmR SRGHULD ID]HU SDUWH GR JrQHUR +HWHUROHSLGRWXV (P VXDV LOXVWUDo}HV R H[HPSODU DQDOLVDGR DSUHVHQWRX GHQWH DEDXODGR FREHUWR SRU XP FDSX] GH DFURGLQDRTXDOIRUPDYDXPDF~VSLGHHDLQGDDSUHVHQWDYDXPVXERSpUFXORFRPXPJUDQGH SURFHVVR FDUDFWHUtVWLFDV HP JHUDO REVHUYDGDV HP ³6HPLRQRWLIRUPHV´ YHU LOXVWUDomR HP *RUMDQRYLFN.UDPEHUJHU S $OpPGLVVRHQFRQWUDPRVXPH[HPSODUQDFROHomR GR7KH1DWXUDO+LVWRU\0XVHXP HP/RQGUHV RTXDOHVWDYDLGHQWLILFDGRQDHWLTXHWDFRPR PDWHULDO REVHUYDGR SRU *RUMDQRYLFN.UDPEHUJHU H GHQRPLQDGR + GRUVDOLV (VWH PDWHULDO FHUWDPHQWHQmRpXP+HWHUROHSLGRWXVPDVVLPXPPDFURVHPLtGHR,VWRSRVWRVXJHULPRVD UHYHUVmRGHJrQHURSDUDDHVSpFLHQRPLQDO+GRUVDOLV HVWDYROWDDVHU$OOROHSLGRWXVGRUVDOLV HVXJHULPRVDUHYLVmRGRPDWHULDOOLVWDGRSRU:RRGZDUG E SDUDDHVSpFLH$OOROHSLGRWXV GRUVDOLVHVHSRVVtYHODUHYLVmRGRPDWHULDOXWLOL]DGRSRU*RUMDQRYLFN.UDPEHUJHU Heterolepidotus " leptocephalus $JDVVL] H. minor'DYLVHH. angulati 'HHFNH (VVDVWUrVHVSpFLHVQRPLQDLVIRUDPPDQWLGDVQRFDWiORJRGH:RRGZDUG FRPR HVSpFLHV YiOLGDV GR JrQHUR +HWHUROHSLGRWXV (QWUHWDQWR R DXWRU QmR DQDOLVRX QHQKXP H[HPSODUGDVWUrVHVSpFLHV1RSUHVHQWHWUDEDOKRWDPEpPIRLDQDOLVDGRQHQKXPH[HPSODUGDV WUrVHVSpFLHVPHQFLRQDGDV 1R FDVR GH + OHSWRFHSKDOXV :RRGZDUG IRL TXHP VXJHULX VHX SRVLFLRQDPHQWR QR LQWHULRUGH+HWHUROHSLGRWXVDSDUWLUGDDQiOLVHGDGHVFULomRGH$JDVVL]HQWUHWDQWRGHL[RXVXD G~YLGD UHVVDOWDGD SHOD XWLOL]DomR GD LQWHUURJDomR $QDOLVDQGR D LOXVWUDomR H D GHVFULomR DSUHVHQWDGDSRU$JDVVL] SDUDDHVSpFLH+OHSWRFHSKDOXVFRQFOXtPRVTXHDPHVPD QmRVHWUDWDGHXP+HWHUROHSLGRWXV3HODLOXVWUDomRDSUHVHQWDGDSRU$JDVVL]RH[HPSODUQmR DSUHVHQWD DV HVFDPDV DEGRPLQDLV GLIHUHQFLDGDV FRPR p FDUDFWHUtVWLFR GH +HWHUROHSLGRWXV H WDPEpP QmR DSUHVHQWD XPD QDGDGHLUD SHLWRUDO EHP GHVHQYROYLGD HVWD p PHQRU TXH D QDGDGHLUDGRUVDOHDWpPHVPRTXHDQDGDGHLUDDQDODTXDOpEHPGHVHQYROYLGDQRH[HPSODU GHVFULWR $OpP GLVVR R H[HPSODU DSUHVHQWD FODUDPHQWH DV HVFDPDV GRUVDLV j IUHQWH GD QDGDGHLUD GRUVDO PRGLILFDGDV FDUDFWHUtVWLFD XWLOL]DGD FRPR VLQDSRPRUILD SDUD RV ³6HPLRQRWLIRUPHV´ FI 2OVHQ 0F&XQH 3HUDQWH HVVDV REVHUYDo}HV WDPEpP VXJHULPRVDTXLDUHYHUVmRGHJrQHURGDHVSpFLH+OHSWRFHSKDOXVDTXDOYROWDD6HPLRQRWXV OHSWRFHSKDOXV 4XDQWRjVRXWUDVGXDVHVSpFLHV +PLQRU'DYLVH+DQJXODWL'HHFNH QmRSRGHPRVDTXLRIHUHFHUTXDOTXHUFRQWULEXLomR MiTXHQmRREVHUYDPRVRPDWHULDO /RJR GHL[DPRV FODUD D QHFHVVLGDGH GH LQYHVWLJDomR GHVVDV HVSpFLHV H D DSUHVHQWDomR GH XPD GHVFULomR H GLDJQRVH VDWLVIDWyULDV SDUD D PDQXWHQomR GDV PHVPDV FRPR HVSpFLHV QRPLQDLV YiOLGDV Heterolepidotus tramelli'H$OHVVDQGULH. " egidii-venantii 'H$OHVVDQGUL H. bellotti'H$OHVVDQGULHH. brevis %HOORWWL 7RGDVHVVDVWUrVHVSpFLHVGHVFULWDVSRU'H$OHVVDQGUL DVVLPFRPRDHVSpFLH SRVLFLRQDGD SRU HOH HP +HWHUROHSLGRWXV+ EUHYLV %HOORWWL VmR SURYHQLHQWHV GR 7ULiVVLFRGD,WiOLDGH3HUOHGRRX%HVDQRHHVWDULDPGHSRVLWDGDVQR0XVHX&tYLFRGH0LOmR (QWUHWDQWRERDSDUWHGRPDWHULDOTXHHVWDYDGHSRVLWDGRQHVVDFROHomRIRLSHUGLGRGXUDQWHD JXHUUD (P YLVLWD D HVVD FROHomR HQFRQWUDPRV VRPHQWH H[HPSODUHV LGHQWLILFDGRV FRPR + SHFWRUDOLV RV TXDLV QD YHUGDGH QmR FRUUHVSRQGHP D TXDOTXHU UHSUHVHQWDQWHGH +HWHUROHSLGRWXV YHURVFRPHQWiULRVDFLPDVREUHDVHVSpFLHV+SHFWRUDOLVH+VHUUDWXV 2 PDWHULDOLOXVWUDGRSRU'H$OHVVDQGULpPXLWRVHPHOKDQWHDRPDWHULDOHQFRQWUDGRSRUQyVHP 0LOmR &RPR WDPEpP QmR HQFRQWUDPRV QHQKXP +HWHUROHSLGRWXV HP RXWUDV FROHo}HV HJ 3,08=+0&)%H0&61 RQGHHVWmRGHSRVLWDGRVHVSpFLPHVGHORFDOLGDGHVGR7ULiVVLFRGD ,WiOLD DFUHGLWDPRV TXH QmR Ki UHSUHVHQWDQWHV GR JrQHUR QHVVDORFDOLGDGH H TXH WRGDV DV HVSpFLHV GHVFULWDV SRU 'H $OHVVDQGUL VH WUDWDP QD YHUGDGH GH DOJXP WLSR GH ³6HPLRQRWLIRUPHV´ TXH IRL FRQIXQGLGR FRP +HWHUROHSLGRWXV SHOR IRUPDWR GR FRUSR H SHOR WLSR IRUPD H RUJDQL]DomR GDV HVFDPDV 'HVWD IRUPD QmR FRQVLGHUDPRV QHQKXPD GHVVDV TXDWUR HVSpFLHV QRPLQDLV FRPR YiOLGDV VXJHULQGR WRGDV FRPR QRPHQ GXELXP Mi TXH RV HVSpFLPHVGDPHVPD LQFOXVLYHRKROyWLSR IRUDPSHUGLGRV Heterolepidotus gibbus %DVVDQL +JLEEXVIRLRULJLQDOPHQWHGHVFULWRSRU%DVVDQLFRPRXP6HPLRQRWXVDSDUWLUGHXP H[HPSODU LQFRPSOHWR SURYHQLHQWH GR 7ULiVVLFR GD ,WiOLD GH %HVDQR :RRGZDUG E PDQWHYHDHVSpFLHFRPRXP³6HPLRQRWLIRUPHV´GHVWDFDQGRDQHFHVVLGDGHGHUHYLVmR0DLV WDUGH'H$OHVVDQGUL VXJHULXDWUDQVIHUrQFLDGRPHVPRSDUDRJrQHUR+HWHUROHSLGRWXV $ SDUWLU GDV GHVFULo}HV IRUQHFLGDV SRU %DVVDQL H :RRGZDUG QmR H[LVWHP FDUDFWHUtVWLFDV GLDJQyVWLFDVTXHFRPSURYHPDHVSpFLHFRPRSHUWHQFHQWHj+HWHUROHSLGRWXV$OpPGLVVRSHOR PHVPRPRWLYRDSUHVHQWDGRDFLPDSDUDDVHVSpFLHVGHVFULWDVSRU'H$OHVVDQGUL YHU FRPHQWiULRVDFLPD QmRDFUHGLWDPRVQDRFRUUrQFLDGH+HWHUROHSLGRWXVQR7ULiVVLFRGD,WiOLD 'HVWDIRUPDVXJHULPRV+JLEEXVFRPRQRPHQGXELXP Heterolepidotus parvulus*RUMDQRYLFN.UDPEHUJHU + SDUYXOXV IRL RULJLQDOPHQWH GHVFULWR FRPR XP +HWHUROHSLGRWXV SURYHQLHQWH GR 7ULiVVLFRGDÈXVWULD +DOOHLQ 2PDWHULDORULJLQDOGHGHVFULomRQmRIRLDQDOLVDGRQRSUHVHQWH WUDEDOKRHQHQKXPH[HPSODUGH+SDUYXOXVIRLHQFRQWUDGRQDVFROHo}HVYLVLWDGDV6HJXQGR *RUMDQRYLFN.UDPEHUJHU RHVSpFLPHGHVFULWR KROyWLSR DSUHVHQWDYDXPFRUSRFREHUWR SRUHVFDPDVJDQRLGHVDVTXDLVDSUHVHQWDYDPXPVHUULOKDGRQDERUGDSRVWHULRUHHUDPPDLV HVWUHLWDV QR DEG{PHQ 2 FRUSR DSUHVHQWDYD XPD HOHYDomR j IUHQWH GD GRUVDO VHQGR HVWD FRPSRVWDSRUDSUR[LPDGDPHQWHUDLRVHDQWHFHGLGDVSRUIXOFUDV PDUJLQDLVHEDVDLV 3RU VXD YH] $JDVVL] Mi KDYLD DSUHVHQWDGR XPD GHVFULomR VHPHOKDQWH SDUD D HVSpFLH /HSLGRWHV SDUYXOXV 0QVWHU WDPEpPGR7ULiVVLFRGDÈXVWULDPDV SURYHQLHQWHGH6HHIHOG 7\URO DTXDOIRLLQGLFDGDFRPRSRVVtYHO3DUDOHSLGRWXVSRU7LQWRUL 2XWURVPDWHULDLV GR 7ULiVVLFR GD ÈXVWULD TXH QyV REVHUYDPRV HP FROHo}HV VH HQFDL[DP DV GHVFULo}HV DSUHVHQWDGDV WDQWR SRU $JDVVL] TXDQWR SRU *RUMDQRYLFN.UDPEHUJHU PDV FHUWDPHQWH VH WUDWDP GH 3DUDOHSLGRWXV 3RU HVVH PRWLYR DFUHGLWDPRV TXH QmR Ki UHSUHVHQWDQWHV GH +HWHUROHSLGRWXV QHVWDV ORFDOLGDGHV /RJR D IDOWD GH XPD GLDJQRVH FODUD SDUD D HVSpFLH + SDUYXOXVXQLGDDIDOWDGHLOXVWUDo}HVLQIRUPDWLYDVHDLQGDDSURYiYHOSHUGDGRKROyWLSRQRV IH]VXJHULUHVWDHVSpFLHWDPEpPFRPRXPQRPHQGXELXP &RPHQWiULRV VREUH DV GHPDLV HVSpFLHV UHSRUWDGDV FRPR +HWHUROHSLGRWXV PDV DWXDOPHQWHUHFRQKHFLGDVFRPRSHUWHQFHQWHVDRXWURVJrQHURV Heterolepidotus grandis 'DYLVHH.manselii (JHUWRQ (VVDV GXDV HVSpFLHV IRUDP HP DOJXP PRPHQWR GHVFULWDV RX VXJHULGDV FRPR SHUWHQFHQWHVDRJrQHUR+HWHUROHSLGRWXVHSRVWHULRUPHQWHUHSRVLFLRQDGDV +HWHUROHSLGRWXVJUDQGLVIRLRULJLQDOPHQWHGHVFULWRFRPR+HWHUROHSLGRWXVHPDLVWDUGH FRQVLGHUDGRFRPRVLQ{QLPRGH2VWHRUDFKLVPDFURFHSKDOXVSRU:RRGZDUG E $SHVDU GH QmR WHU DQDOLVDGR R PDWHULDO D VLQRQtPLD DSUHVHQWDGD SRU :RRGZDUG FRQGL] FRP D GHVFULomRHDLOXVWUDomRDSUHVHQWDGDVSRU'DYLVHSRULVVRFRQFRUGDPRVFRPDPHVPD YHU PDLVLQIRUPDo}HVVREUHRJrQHUR2VWHRUDFKLVQDVSiJLQDV HPERUDDVXDUHYLVmRDLQGD VHMDQHFHVViULD $ HVSpFLH + PDQVHOLL IRL GHVFULWD RULJLQDOPHQWH FRPR XP 6HPLRQRWXV SRU (JHUWRQ D SDUWLU GH GRLV IUDJPHQWRV GR PHVPR HVSpFLPH DPERV SRXFR LQIRUPDWLYRV DQDWRPLFDPHQWH VHQGR SURYHQLHQWHV GR .LPHULGLDQR GD ,QJODWHUUD LOKD GH 3XUEHFN HP 'RUVHW 3RVWHULRUPHQWH 6HPLRQRWXV PDQVHOLL IRL WUDQVIHULGR j +HWHUROHSLGRWXV SRU =LWWHO :RRGZDUG 6KHUERUQH SRUVXDYH]VXJHULUDPDHVSpFLHFRPRSHUWHQFHQWHDR JrQHUR /HSLGRWXV H PDLV WDUGH HVWD IRL LGHQWLILFDGD SRU :RRGZDUG E FRPR XP /HSLGRWXV LQGHWHUPLQDGR 1R SUHVHQWH WUDEDOKR QmR REVHUYDPRV R PDWHULDO WLSR GD HVSpFLH PDVYLVWRDIDOWDGHFDUDFWHUtVWLFDVGLDJQyVWLFDVFRQFRUGDPRVFRPDFODVVLILFDomRDSUHVHQWDGD QRFDWiORJRGH:RRGZDUG XP/HSLGRWXVLQGHWHUPLQDGR &RPSDUDomR DQDW{PLFD GDV HVSpFLHV GH 2VWHRUDFKLV FRP UHSUHVHQWDQWHV GD IDPtOLD 2SKLRSVLGDH &RPRPHQFLRQDGRQDLQWURGXomRRJrQHUR2VWHRUDFKLVpFRQKHFLGRSRUWUrVHVSpFLHV QRPLQDLV >2VWHRUDFKLV PDFURFHSKDOXV (JHUWRQ 2 JUDQXODWXV (JHUWRQ H 2 OHHGVL:RRGZDUG@WRGDVGHVFULWDV HUHSUHVHQWDGDV DSDUWLUGHHVSpFLPHVLQFRPSOHWRV H SRUWDQWR SREUHPHQWH GLDJQRVWLFDGDV $ HVSpFLH PHOKRU UHSUHVHQWDGD HP Q~PHUR GH H[HPSODUHVHFRPSOHWXGHGRPDWHULDOpDHVSpFLHWLSR2PDFURFHSKDOXV(PERUDGHVFULWDD SDUWLU GH XP ~QLFR H LQFRPSOHWR H[HPSODU XPD GHVFULomR EHP DSULPRUDGD IRL DSUHVHQWDGD SDUD2OHHGVLTXDQGRGDGHVFULomR FI:RRGZDUG±S 1RSUHVHQWHWUDEDOKR IRUDP REVHUYDGRV HVSpFLPHV GR JrQHUR 2VWHRUDFKLVVHQGR SHOR PHQRV XP H[HPSODU GH FDGD HVSpFLH FRQKHFLGD 2VWHRUDFKLV PDFURFHSKDOXV 2 JUDQXODWXV 2 OHHGVL H VHXV GHYLGRV WLSRV FRP H[FHomR GH 2 OHHGVL 0XLWRV GRV H[HPSODUHV GHSRVLWDGRV QD FROHomR GR 1+08. VmR IUDJPHQWRV QmR SRVVXLQGR HVSpFLH GHILQLGD LHIRUDPWUDWDGRVFRPR2VWHRUDFKLVVS $EDL[RDSUHVHQWDPRVDVLVWHPiWLFDSDOHRQWROyJLFDGRJrQHUR2VWHRUDFKLVVHJXLGDGH XPDFRPSDUDomRGHUHSUHVHQWDQWHVGHVWHJrQHURFRPSHL[HVRILRSVtGHRV$VGHVFULo}HVGDV HVSpFLHV QmR VmR DSUHVHQWDGDV SRLV DOpP GH XPD UHYLVmR DQDW{PLFD GHVVH JrQHUR QmR VHU REMHWLYR GHVWH WUDEDOKR QmR WHPRV GDGRV TXH HQULTXHoDP DV GHVFULo}HV Mi DSUHVHQWDGDV QD OLWHUDWXUD SDUD PDLV LQIRUPDo}HV YHULILFDU :RRGZDUG D E :RRGZDUG H *DUGLQHU 6LVWHPiWLFDSDOHRQWROyJLFD 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH 2UGHPLQFHUWDHVHGLV )DPtOLDLQFHUWDHVHGLV *rQHUR2VWHRUDFKLV(JHUWRQ (VSpFLHWLSR2VWHRUDFKLVPDFURFHSKDOXV(JHUWRQ 'LDJQRVHJHQpULFDHPHQGDGD FRPEDVHHP:RRGZDUGDEH*DUGLQHU SHL[H KDOHFRPyUIR GH FRUSR DORQJDGR H HVFDPDV JDQRLGHV RVVLILFDomR PDVVLYD QDGDGHLUDV SDUHVEHPGHVHQYROYLGDVVHQGRDVSHLWRUDLVVLJQLILFDWLYDPHQWHPDLVUREXVWDVTXHDVSpOYLFDV QDGDGHLUDGRUVDORSRVWDjVSpOYLFDVQDGDGHLUDDQDOSUy[LPDjVQDGDGHLUDVSpOYLFDVQDGDGHLUD FDXGDOH[WUHPDPHQWHELIXUFDGDIXOFUDVSUHVHQWHVHPWRGDVDVQDGDGHLUDVDUWLFXODomRUDLRV SWHULJLyIRURV PXLWR SUy[LPD RSpUFXOR PDLRU TXH R VXERSpUFXOR GHQWHV PDUJLQDLV JUDQGHV EHP HVSDoDGRV H XP SRXFR FXUYDGRV GHQWHV QR HVSOHQLDO H QR HFWRSWHULJRLGH PHQRUHV DORQJDGRV H PDLV GHOJDGRV FHQWURV LQFRPSOHWRV SUHVHQoD GH KHPLFHQWUDV RVVRV GpUPLFRV RUQDPHQWDGRVSRUWXEpUFXORHHVWULDVHVFDPDVGHOJDGDVFRPDUWLFXODomRGRWLSRSHJ VRFNHW HFRPIRUPDWRYDULiYHOPDLVDORQJDGDVQRSHG~QFXOR Osteorachis macrocephalus(JHUWRQ 2VWHRUDFKLVPDFURFHSKDOXV(JHUWRQ +DUSDFWLUD +DUSDFWHV YHOR[(JHUWRQ +HWHUROHSLGRWXVJUDQGLV'DYLV 'LDJQRVHHVSHFtILFDHPHQGDGD2VWHRUDFKLVGHJUDQGHVGLPHQV}HVDOFDQoDQGRPDLVGHXP PHWUR GH FRPSULPHQWR FRUSR IXVLIRUPH H GHOJDGR DSUR[LPDGDPHQWH VHWH YH]HV PDLV FRPSULGRTXHDOWRFDEHoDRFXSDQGRóGRWRWDOGRFRUSRRSpUFXORFRQVLGHUDYHOPHQWHPDLV DOWRTXHODUJRHPDLRUTXHRVXERSpUFXORVXERSpUFXORDSUR[LPDGDPHQWHWUrVYH]HVPDLVODUJR TXHDOWRHVFDPDVRUQDPHQWDGDVSRUWXEpUFXORVQHXURFUkQLRSURIXQGDPHQWHRVVLILFDGR 6tQWLSRV 1+08.393 $SrQGLFH $ )LJ & H HVWH ~OWLPR QmR H[DPLQDGR DOpPGHRXWURH[HPSODUQmRLGHQWLILFDGRQDFROHomRDSDUWLUGRVGDGRVIRUQHFLGRVQDGHVFULomR RULJLQDO /RFDOLGDGH-XUiVVLFR,QIHULRU'RUVHWVKLUH,QJODWHUUD 0DWHULDODGLFLRQDO1+08.393 Osteorachis granulatus (JHUWRQ ,VRFROXPJUDQXODWXP(JHUWRQ 2VWHRUDFKLVJUDQXODWXV (JHUWRQ :RRGZDUGE 'LDJQRVH HVSHFtILFD FRPR HP :RRGZDUG E 2VWHRUDFKLV GLIHUHQWH GR WLSR SRU DSUHVHQWDU HVFDPDV H HOHPHQWRV YHUWHEUDLV PHQRV UREXVWRV DSHVDU GR WDPDQKR VLPLODU H VXERSpUFXORPDLVDOWRTXHODUJR 7LSR1+08.393 $SrQGLFH$)LJ$ /RFDOLGDGH-XUiVVLFR,QIHULRU'RUVHWVKLUH,QJODWHUUD Osteorachis leedsi:RRGZDUG 'LDJQRVHHVSHFtILFD FRPRHP:RRGZDUG 2VWHRUDFKLVFRPGHQWHVPDLRUHVHPDLV UREXVWRVRVTXDLVRFXSDPDPHWDGHGDEDVHGRVRVVRVTXHRVXSRUWDP HJGHQWiULR 7LSR1+08.393 HVSpFLPHQmRH[DPLQDGR /RFDOLGDGH-XUiVVLFR6XSHULRU3HWHUERURXJK,QJODWHUUD 0DWHULDODGLFLRQDO1+08.393 $SrQGLFH$)LJ% &RQVLGHUDo}HVJHUDLVDFHUFDGDVHVSpFLHVGHOsteorachis 'HQWUH WRGR R PDWHULDO GH 2VWHRUDFKLV DTXL H[DPLQDGR VmR VRPHQWH WUrV RV H[HPSODUHV FRPSOHWRV HJ 1+08.393 2VWHRUDFKLV VS RX SUy[LPRV D FRPSOHWR > HJ1+08.393 $SrQGLFH$ )LJ& HDPERV SHUWHQFHQWHVjHVSpFLH 2 PDFURFHSKDOXV@ H HP JHUDO FRP Pi TXDOLGDGH GH SUHVHUYDomR 3RU LVVR QmR IRL SRVVtYHO HQULTXHFHUDVGHVFULo}HVMiH[LVWHQWHVSDUDDVHVSpFLHVGH2VWHRUDFKLV 2VHVSpFLPHVDQDOLVDGRVDSUHVHQWDPHVFDPDVJDQRLGHVQDGDGHLUDGRUVDOFXUWD FHUFD GH UDLRV SULQFLSDLV H SRVLFLRQDGD QD SRUomR PpGLD GR FRUSR QD GLUHomR GD QDGDGHLUD SpOYLFD FHQWURVYHUWHEUDLVFRPSRVWRVSRUGRLVKHPLFHQWUDV $SrQGLFH$)LJ$ HRVVRV GpUPLFRV IRUWHPHQWH RUQDPHQWDGRV SRU JDQRtQD $SrQGLFH $ )LJ % 2EVHUYDVH TXH R GHUPRHVIHQyWLFR p FRPSOHWDPHQWH IXVLRQDGR DR WHWR FUDQLDQR HQWUHWDQWR QmR IRL SRVVtYHO FRQILUPDUDSUHVHQoDGHXPDXWRHVIHQyWLFRH[SRVWRQRFDQWRVXSHULRUGDyUELWD $SHVDU GH EDVWDQWH LQFRPSOHWRV D ~QLFD FDUDFWHUtVWLFD REVHUYDGD QRV HVSpFLPHV GH 2VWHRUDFKLVTXHWDPEpPRFRUUHHPSHL[HVRILRSVtGHRVpDFREHUWXUDFRUSRUDO LHHVFDPDV JDQRLGHV FRP IRUPDYDULiYHO $UREXVWH]GRV RVVRVGHVWDFDGDSRULQ~PHURVDXWRUHV HJ (JHUWRQ:RRGZDUGD DVVHPHOKDVHDLQGDDRJUDXGHRVVLILFDomRREVHUYDGRDTXL QRV SHL[HV +HWHUROHSLGRWXV 7RGDYLD DQDWRPLFDPHQWH RV SHL[HV 2VWHRUDFKLV GLIHUHP GRV SHL[HVRILRSVtGHRV HJ2SKLRSVLV7HRLFKWK\V3ODFLGLFKWK\V SULQFLSDOPHQWHHPUHODomRDRV FHQWURVYHUWHEUDLV 7RGDV DV HVSpFLHV GH 2SKLRSVLGDH DSUHVHQWDUDP FHQWURV YHUWHEUDLV FRPSOHWDPHQWH RVVLILFDGRV LH XP ~QLFR HOHPHQWR YHUWHEUDO GLVWLQJXtYHO Mi DV HVSpFLHV GH 2VWHRUDFKLV DSHVDU GH DSDUHQWHPHQWH DSUHVHQWDU RVVLILFDomR FRPSOHWD LH LQGLYtGXRV DGXOWRV FRP RV HVWiJLRVGHRVVLILFDomRFRPSOHWDGRV DSUHVHQWDUDPKHPLFHQWUDVGLVWLQWRV(VWDFDUDFWHUtVWLFD KHPLFHQWUDVRXPHVPRDXVrQFLDGHFHQWURV pQRUPDOPHQWHREVHUYDGDHPUHSUHVHQWDQWHVGH FDWXUtGHRV HJ $PEO\VHPLXV H &DWXUXV DVVLP WDPEpP FRPR D SUHVHQoD GH GHQWHV EHP UREXVWRVHHVSDoDGRVFRQIRUPHRVREVHUYDGRVHP2VWHRUDFKLV 2XWUDFDUDFWHUtVWLFDDQDW{PLFDGLVWLQWDGRVSHL[HVRILRSVtGHRVpHPUHODomRjDQDWRPLD GR RVVR SDULHWDO (PERUD HP 2VWHRUDFKLV R SDULHWDO VHMD LUUHJXODU p WDPEpP EHP HVWUHLWR GLIHUHQWHPHQWHGRSDULHWDOGRVSHL[HVRILRSVtGHRVTXHpEDVWDQWHDPSOR 8PD WHUFHLUD FDUDFWHUtVWLFD REVHUYDGD HP 2VWHRUDFKLV PDV TXH GHYH VHU PHOKRU LQYHVWLJDGDpUHIHUHQWHDRGHUPRHVIHQyWLFRHDRHVIHQyWLFR1RHVSpFLPH1+08.393 R HVIHQyWLFR SDUHFH QmR VH H[SRU QR FDQWR VXSHULRU GD yUELWD FRPR RFRUUH HP SHL[HV RILRSVtGHRV HVLPILFDUFRPSOHWDPHQWHHQFREHUWRSHORVRVVRVGpUPLFRV$OpPGLVVRRFDQDO GR LQIUDRUELWDO DSDUHQWHPHQWH SDVVD QD VXSHUItFLH GR GHUPRHVIHQyWLFR H QmR HP VXD IUDQMD YHQWUDOjIUHQWHGRHVIHQyWLFRFRPRRFRUUHHPSHL[HVRILRSVtGHRVHLRQRVFRStGHRV $SDUWLUGHVVDVREVHUYDo}HVSRGHVHLQIHULUTXH2VWHRUDFKLVSURYDYHOPHQWHQmRpXP UHSUHVHQWDQWH GH 2SKLRSVLGDH Mi TXH QmR DSUHVHQWD FHQWURV YHUWHEUDLV FRPSOHWRV SDULHWDLV DPSORVRXDXWRHVIHQyWLFR &RPSDUDomRDQDW{PLFDGDVHVSpFLHVGH1HRUKRPEROHSLVFRPUHSUHVHQWDQWHVGDIDPtOLD 2SKLRSVLGDH 1R SUHVHQWH WUDEDOKR IRL REVHUYDGR DSHQDV XP UHSUHVHQWDQWH GR JrQHUR 1HRUKRPEROHSLV R KROyWLSR 1+08.393 GD HVSpFLH WLSR 1H[FHOVXV (VWD p XP HVSpFLPH LQFRPSOHWR $SrQGLFH $ )LJ ' R TXDO DSUHVHQWD SDUWH GR FUkQLR SUHVHUYDGR LQFOXLQGRDUHJLmRRFFLSLWDO$DQDWRPLDFUDQLDQDGHVWDHVSpFLHpFRPRDGHTXDOTXHURXWUR SHL[H ,RQRVFRSLIRUPHV $V HVFDPDV VmR WtSLFDV GH XP SHL[H RILRSVtGHR LH HVFDPDV JDQRLGHVFRPRUQDPHQWDomRGHQWLFXODGDQDERUGDSRVWHULRU DVVLPFRPRDFLQWXUDSHLWRUDOe SURYiYHO TXH 1HRUKRPEROHSLV VHMD VLQ{QLPR GH 0DFUHSLVWLXV FRPR R VXJHULGR SRU DOJXQV DXWRUHV HJ 3DWWHUVRQ H *UDQGH %HPLV (QWUHWDQWR SDUD FRQILUPDU D VLQRQtPLD FRP R JrQHUR 0DFUHSLVWLXV RX VLPSOHVPHQWH UHGHILQLU R JrQHUR 1HRUKRPEROHSLV SRVLFLRQDQGRRQDIDPtOLD2SKLRSVLGDHDLQGDpQHFHVViULDDREVHUYDomRGHPDLVH[HPSODUHV GHDPEDVDVHVSpFLHV1RSUHVHQWHWUDEDOKRIRLH[DPLQDGRVRPHQWHRPROGHGHXPFUkQLRGH 0DFUHSLVWLXV DUHQDWXV 2 KROyWLSR GHVWD HVSpFLH QmR HVWDYD GLVSRQtYHO GXUDQWH XPD YLVLWD UHDOL]DGDDR$01+ &RPSDUDomR DQDW{PLFD GDV HVSpFLHV GH $SKDQHS\JXV FRP UHSUHVHQWDQWHV GD IDPtOLD 2SKLRSVLGDH 2JrQHUR$SKDQHS\JXVFRPRPHQFLRQDGRQDLQWURGXomRGHVWHWUDEDOKR YHUS p FRQKHFLGR SRU GXDV HVSpFLHV QRPLQDLV $ HOHJDQV H $ GRUVDOLV H DWXDOPHQWH FRQVLGHUDGR FRPRXPKROyVWHRLQFHUWDHVHGLV 1R SUHVHQWH WUDEDOKR D HVSpFLH $ GRUVDOLV IRL DQDWRPLFDPHQWH FRPSDUDGD FRP UHSUHVHQWDQWHV GD IDPtOLD 2SKLRSVLGDH SULQFLSDOPHQWH FRP RV JrQHURV 3ODFLGLFKWK\V H 7HRLFKWK\V$HVSpFLHWLSR$HOHJDQVDTXDOpSURYHQLHQWHGR&UHWiFHR6XSHULRUGD&URiFLD DQWLJD,XJRVOiYLD QmRIRLDTXLH[DPLQDGD6HXHVSpFLPHWLSR GHVFULWRSRU%DVVDQL IRLGHVWUXtGRGXUDQWHDD*XHUUD0XQGLDOHRRXWURHVSpFLPH GHVFULWRSRU'¶(UDVPR WDPEpPQmRIRLHQFRQWUDGR &RPRIRUPDGHDSUHVHQWDURJrQHUR$SKDQHS\JXVpDSUHVHQWDGDDEDL[RDVLVWHPiWLFD SDOHRQWROyJLFDGRPHVPRHHPVHJXLGDXPDFRPSDUDomRGH$SKDQHS\JXVFRP2SKLRSVLGDH 6LVWHPiWLFDSDOHRQWROyJLFD 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmRLQFHUWDHVHGLV 2UGHPLQFHUWDHVHGLV )DPtOLDLQFHUWDHVHGLV *rQHUR$SKDQHS\JXV%DVVDQL (VSpFLHWLSR$SKDQHS\JXVHOHJDQV%DVVDQL LDJQRVHJHQpULFD FRPEDVHHP%DUWUDPE SHL[HKROyVWHRGHFRUSRDORQJDGRFRP HVFDPDVURPERLGHVFREHUWDVSRUJDQRtQDHVTXDPXODVUHFREULQGRDUHJLmRVXERUELWDOFDQDLV VHQVRULDLV GD FDEHoD SDVVDQGR SRU WXERV HVWUHLWRV IXOFUDV SUHVHQWHV VRPHQWH QD QDGDGHLUD FDXGDOQDGDGHLUDDQDODXVHQWHQDGDGHLUDFDXGDOUHGX]LGDHDEDXODGD LHFRQYH[D Aphanepygus elegans%DVVDQL 'LDJQRVH HVSHFtILFD FRP EDVH HP %DUWUDP E $SKDQHS\JXV FRP FRPSULPHQWR SDGUmRHQWUHPPQDGDGHLUDSHLWRUDOFRPUDLRVQDGDGHLUDSpOYLFDFRP UDLRVQDGDGHLUDGRUVDODORQJDGDQmRGLYLGLGDHFRPUDLRVHVFDPDVDRORQJRGD OLQKDODWHUDOHVFDPDVPDLVORQJDVTXHDOWDV 7LSRHVSpFLPHGHSRVLWDGRQRPXVHXJHROyJLFRGH9LHQD LH*HRORJLFDO6XUYH\RI$XVWULD *HRORJLVFKH%XQGHVDQVWDOW HGHVWUXtGRGXUDQWHDJXHUUD /RFDOLGDGH&UHWiFHR6XSHULRUGD&URiFLD,OKDGH+YDU /HVLQD'DOPDWLD H3HQtQVXODËVWULD 0DWHULDODGLFLRQDOHVSpFLPHGHVFULWRSRU'¶(UDVPR HQmRHQFRQWUDGR Aphanepygus dorsalis 'DYLV 3HWDORSWHU\[GRUVDOLV'DYLV $SKDQHS\JXVGRUVDOLV 'DYLV :RRGZDUG 'LDJQRVHHVSHFtILFD FRPEDVHHP%DUWUDPE $SKDQHS\JXVDOFDQoDQGRPPGH FRPSULPHQWR SDGUmR WHWR FUDQLDQR DPSOR QD UHJLmR SyVRUELWDO H HVWUHLWR HQWUH D yUELWD FRPLVVXUD GR VXSUDWHPSRUDO SUHVHQWH HP VHLV H[WUDHVFDSXODUHV SDULHWDLV DPSORV GHUPRSWHUyWLFR FRP H[WHQVD VXWXUD FRP R IURQWDO IURQWDO WULSDUWLWH FRP WUrV RVVLILFDo}HV GXDV ILOHLUDV GH VXSUDRUELWDLV DQDVWRPRVH GRV FDQDLV LQIUDRUELWDO H VXSUDRUELWDO WUrV LQIUDRUELWDLVHXPODFULPDODUWLFXODomRGRTXDGUDGRSRVLFLRQDGDDEDL[RGDERUGDSRVWHULRUGD yUELWD PD[LOD HGHQWDGD DXVrQFLD GH VXSUDPD[LOD UDLRV EUDQTXLRVWHJDLV UREXVWRV WUrV VXSUDSUpRSHUFXODUHV SUHVHQWHV QDGDGHLUD GRUVDO GLYLGLGD QRYH UDLRV QD QDGDGHLUD FDXGDO HVFDPDVVHFXQGiULDVSUHVHQWHV 7LSR1+08.393 $SrQGLFH$)LJ( /RFDOLGDGH&UHWiFHR6XSHULRU+DNHO/tEDQR6tULD 0DWHULDODGLFLRQDO1+08.3931+08.3925 &RQVLGHUDo}HVJHUDLV $R DQDOLVDU RV HVSpFLPHV GH $SKDQHS\JXV GRUVDOLV IRUDP HQFRQWUDGDV GLYHUVDV GLIHUHQoDVDQDW{PLFDVHQWUHHVWDHDVHVSpFLHVGH2SKLRSVLGDHSULQFLSDOPHQWHHPUHODomRDR FUkQLR 'LIHUHQWHPHQWH GRV SHL[HV RILRSVtGHRV $SKDQHS\JXV DSUHVHQWRX VXSUDRUELWDLV RUJDQL]DGRV HP GXDV ILOHLUDV GHUPRHVIHQyWLFR DLQGD ID]HQGR SDUWH GD yUELWD VHLV H[WUDHVFDSXODUHVSyVWHPSRUDLVUHGX]LGRVFDQDLVLQIUDRUELWDOHVXSUDRUELWDODQDVWRPRVDGRV PD[LOD VHP GHQWHV VXSUDPD[LOD DXVHQWH SODFD JXODU DXVHQWH SUpRSpUFXOR IRUPDGR SRU SODFDVHHVTXDPXODVUHFREULQGRSDUWHVGDIDFHFRPRDUHJLmRVXERUELWDO $ FRPSDUDomR UHDOL]DGD HQWUH $SKDQHS\JXV 7HRLFKWK\V H 3ODFLGLFKWK\V SRGH VHU YLVXDOL]DGDQRVDSrQGLFHV$H%WDEHODHILJXUDUHVSHFWLYDPHQWH (VVD JUDQGH TXDQWLGDGH GH GLIHUHQoDV DQDW{PLFDV DIDVWD D SRVVtYHO UHODomR GH SDUHQWHVFR HQWUH RV Wi[RQV $SKDQHS\JXV H 3ODFLGLFKWK\V VXJHULGD SRU 0XUUD\ :LOVRQ 1RYRVGDGRVDFHUFDGHPlacidichthys bidorsalis HFRPSDUDomRFRPSHL[HVRILRSVtGHRV HFRPUHSUHVHQWDQWHVGH0DFURVHPLLGDH &RPR Mi PHQFLRQDGR DFLPD DLQGD KRMH HVSpFLHV GH 0DFURVHPLLGDH H 2SKLRSVLGDH VmR FRQIXQGLGDV SULQFLSDOPHQWH SRU DSUHVHQWDUHP R PHVPR WLSR GH FREHUWXUD FRUSRUDO HVFDPDVJDQRLGHVIUHTXHQWHPHQWHVHUUDGDVQDERUGDSRVWHULRU HHPJHUDOXPDQDGDGHLUD GRUVDO DORQJDGD $ IDOWD GH XP HVWXGR ILORJHQpWLFR FRPSOHWR SDUD DPEDV DV IDPtOLDV Gi PDUJHPDG~YLGDVDFHUFDGRSRVLFLRQDPHQWRGHFHUWRVWi[RQVFRPRRFDVRGH3ODFLGLFKWK\V TXH IRL UHFHQWHPHQWH VXJHULGR FRPR 0DFURVHPLLIRUPHV FI 0XUUD\ :LOVRQ 1R FDVRGDHVSpFLH3ELGRUVDOLVDVLPLODULGDGHFRPSHL[HVPDFURVHPtLGHRVpDXPHQWDGDSHOD SUHVHQoDGHXPDQDGDGHLUDVXEGLYLGLGDFDUDFWHUtVWLFDLQFRPXPHQWUHSHL[HVKDOHFRPyUIRV$ UHFHQWHFRQILUPDomRGRSRVLFLRQDPHQWRGDIDPtOLD0DFURVHPLLGDHQRFODGR*LQJO\PRGLHGD IDPtOLD2SKLRSVLGDHHP+DOHFRPRUSKL FI*UDQGH DWUHODGDDUHFHQWHDTXLVLomRGHXP QRYR HVSpFLPH GH 3ODFLGLFKWK\V ELGRUVDOLV FRP RV RVVRV GR FUkQLR H GD IDFH PDLV EHP SUHVHUYDGRV TXH RV HVSpFLPHV XWLOL]DGRV QD GHVFULomR RULJLQDO QRV SURSRUFLRQDUDP D RSRUWXQLGDGHGHUHDOL]DUXPDGHVFULomRPDLVFRPSOHWDGDHVSpFLH3ELGRUVDOLVFRQILUPDQGR VHX SRVLFLRQDPHQWR HP 2SKLRSVLGDH $ SDUWLU GHVWD UHGHVFULomR UHDOL]DPRV WDPEpP XPD FRPSDUDomR DQDW{PLFD HQWUH GLYHUVDV HVSpFLHV GDV IDPtOLDV 2SKLRSVLGDH H 0DFURVHPLLGDH YHUGLVFXVVmRQDS GLVFXWLQGRRSRVLFLRQDPHQWRGHDPEDVDV IDPtOLDVQRLQWHULRUGH 1HRSWHU\JLL S (PERUD XPD FRPSOHWD UHYLVmR GH DPEDV DV IDPtOLDV VHMD QHFHVViULD D UHYLVmR GD IDPtOLD0DFURVHPLLGDHQmRpRREMHWLYRGRSUHVHQWHWUDEDOKR 1RYRVGDGRVDFHUFDGH3ODFLGLFKWK\VELGRUVDOLV 6LVWHPiWLFD3DOHRQWROyJLFD ,QIUDFODVVH1HRSWHU\JLL VHQVX3DWWHUVRQ 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH 2UGHP,RQRVFRSLIRUPHV*UDQGH %HPLV )DPtOLD2SKLRSVLGDH%DUWUDP *rQHUR3ODFLGLFKWK\V%ULWR (VSpFLHWLSR3ODFLGLFKWK\VELGRUVDOLV%ULWR 2XWUDVHVSpFLHV3ODFLGLFKWK\VWXFDQHQVLV%ULWR $OYDUDGR2UWHJD 'LDJQRVHJHQpULFDHPHQGDGDSHL[HVRILRSVtGHRVFRPDVHJXLQWHFRPELQDomRGHFDUDFWHUHV WDPDQKR SHTXHQR DSUR[LPDGDPHQWH PP GH FRPSULPHQWR SDGUmR FRUSR DORQJDGR QDGDGHLUDGRUVDOVXEGLYLGLGDHDORQJDGDFHQWURYHUWHEUDOEHPRVVLILFDGRHOLVRRXVHMDVHP IRVVDODWHUDO Placidichthys bidorsalis %ULWR 'LDJQRVH HVSHFtILFD HPHQGDGD 3 ELGRUVDOLV GLIHUH GH 3 WXFDQHQVLV SRU DSUHVHQWDU D VHJXLQWH FRPELQDomR GH FDUDFWHUHV SUHVHQoD GH QDGDGHLUD DQDO QDGDGHLUD SpOYLFD PDLV SRVWHULRUPHQWH SRVLFLRQDGD D UD]mR &33&3 HP 3 ELGRUVDOLV p GH HQTXDQWR HP 3 WXFDQHQVLVpGH FRUSRPHQRVHVWUHLWRDSUHVHQWDQGRFHUFDGHHVFDPDVDRORQJRGD SDUWH PDLV DOWD GR FRUSR H DR ORQJR GR SHG~QFXOR FDXGDO HP 3 WXFDQHQVLV H UHVSHFWLYDPHQWH 7LSR036&3DHE /RFDOLGDGH &UHWiFHR ,QIHULRU $OELDQR )RUPDomR 6DQWDQD H )RUPDomR 7XFDQRDPEDV 1RUGHVWHGR%UDVLO 0DWHULDODGLFLRQDO8(5-30% $SrQGLFH$)LJ DHE036&3 ,QIRUPDo}HVDGLFLRQDLVVREUHPlacidichthys bidorsalis 3ODFLGLFKWK\V ELGRUVDOLV p XP SHL[H RILRSVtGHR GH WDPDQKR SHTXHQR FRP DSUR[LPDGDPHQWH PP GH FRPSULPHQWR WRWDO HJ &3 PP QR PDLRU HVSpFLPH REVHUYDGR 8(5-30% $ HVSpFLH DSUHVHQWD XP FRUSR DORQJDGR H HVWUHLWR QR TXDO D SDUWHPDLVDOWDGRFRUSRHVWiSRVLFLRQDGDDQWHULRUPHQWHjQDGDGHLUDGRUVDO $0&pFHUFDGH PP 2FRUSRpJUDGDWLYDPHQWHPDLVHVWUHLWRGDSDUWHPHGLDQD DQWHULRUPHQWHjQDGDGHLUD SpOYLFD DWpRSHG~QFXORFDXGDO 3'FHUFDGHPP $FDEHoDGH3ELGRUVDOLVPHGHFHUFD GH PP H RFXSD DSUR[LPDGDPHQWH ó GR FRPSULPHQWR SDGUmR 2V HVSpFLPHV DSUHVHQWDP HVFDPDV JDQRLGHV VHUUDGDV QD ERUGD SRVWHULRU VHQGR DSUR[LPDGDPHQWH XP WRWDO GH HVFDPDVQDILOHLUDGDSDUWHPDLVDOWDGRFRUSRGH]QDSRUomRPDLVHVWUHLWDHDRORQJRGD OLQKDODWHUDO 2 QRYR HVSpFLPH GH 3 ELGRUVDOLV 8(5-30% $SrQGLFH $ )LJ UHFHQWHPHQWH DGTXLULGR QmR p XP H[HPSODU FRPSOHWR D QDGDGHLUD FDXGDO IRL SHUGLGD H R H[HPSODUDLQGDDSUHVHQWDRVRVVRVGDIDFHEDVWDQWHIUDJPHQWDGRV(PERUDIUDJPHQWDGRVRV RVVRVGDIDFHHGRWHWRFUDQLDQRGRQRYRHVSpFLPHDVVLPFRPRDVQDGDGHLUDV H[FHWXDQGRVH DFDXGDO HVWmRPHOKRUHVSUHVHUYDGRVGRTXHDVPHVPDVHVWUXWXUDVREVHUYDGDVQRVHVSpFLPHV XWLOL]DGRVQDGHVFULomRRULJLQDO 1DUHJLmRDQWHULRUGDIDFHSRGHVHREVHUYDUTXHRRVVRDQWRUELWDOQmRVHUHVWULQJHj iUHD ODWHUDO DR QDVDO FRPR SUHYLDPHQWH GHVFULWR (OH p SURORQJDGR DWp R IURQWDO H SURYDYHOPHQWHDWpRHWPRLGHODWHUDO $SrQGLFH$)LJ 1R QRYR H[HPSODU IRL SRVVtYHO REVHUYDU SHOD SULPHLUD YH] RV GRLV ODGRV GR WHWR FUDQLDQRSUHVHUYDGRV1RWHWRHVWmRSUHVHQWHVRVIURQWDLVTXHDSUHVHQWDPXPDFRQVWULomRQD SRUomRHQWUHDyUELWDSDULHWDLVLUUHJXODUHVPDLVDOWRVTXHODUJRVH[WUDHVFDSXODUHVPDLVODUJRV TXH ORQJRV H SRUWDQGR D FRPLVVXUD VXSUDWHPSRUDO GHUPRSWHUyWLFRV RV TXDLV VmR DSUR[LPDGDPHQWH GR PHVPR FRPSULPHQWR TXH RV SDULHWDLV GHUPRHVIHQyWLFRV SRVLFLRQDGRV QR FDQWR VXSHULRU GD yUELWD H IL[DGRV DR WHWR FUDQLDQR H R DXWRHVIHQyWLFR SRUomR GR RVVR HVIHQyWLFRH[SRVWD SRVLFLRQDGRjIUHQWHGRGHUPRHVIHQyWLFR $ VpULH FLUFXPRUELWDO p FRPSRVWD SRU XP ODFULPDO KLSHUWURILDGR WUrV j TXDWUR LQIUDRUELWDLVPDLVDOWRVTXHODUJRVDRPHQRVGRLVVXERUELWDLVHFLQFRRXPDLVVXSUDRUELWDLV DUUDQMDGRVHPXPD~QLFDILOHLUD 1R TXH FRQFHUQH DRV RVVRV GD PDQGtEXOD R QRYR H[HPSODU DSUHVHQWRX XPD ~QLFD VXSUDPD[LODSUHVHUYDGD2GHQWiULRHRVRVVRVGRSURFHVVRFRURQRLGHHVWmRSUHVHUYDGRVHP WRGRVRVH[HPSODUHVVHQGRRVOLPLWHVGHVVHVRVVRVGLItFHLVGHGHWHUPLQDUQRH[HPSODU8(5- 30%2GHQWiULRpXPRVVRDORQJDGRFRPSRURVGRFDQDOVHQVRULDOHPVXDVXSHUItFLH ODWHUDO HLQ~PHURVGHQWHVF{QLFRVHSRQWLDJXGRV2SURFHVVR FRURQRLGH pFRPSRVWRSRUDR PHQRV TXDWUR RVVRV DQJXODU VXSUDQJXODU DUWLFXODU H UHWURDUWLFXODU HQWUHWDQWR R RVVR DUWLFXODUSRGHHVWDUGLYLGLGRHPPDLVGHXPDSHoD,Q~PHUDVSODFDVFRURQRLGHVVmRYLVtYHLV QRLQWHULRUGDERFDGHWRGRVRVHVSpFLPHVH[DPLQDGRV $QWHVGDSUHSDUDomRTXtPLFDDOJXQVFHQWURVYHUWHEUDLVHVWDYDPYLVtYHLVQRH[HPSODU 8(5-30%RVTXDLVVHDSUHVHQWDUDPEHPRVVLILFDGRVHVHPIRVVDVODWHUDLV)RLSRVVtYHO REVHUYDUYDULDo}HVQRIRUPDWRGHVVHVFHQWURVDRORQJRGDFROXQDYHUWHEUDO$SHVDUGHQmRVH WHUXPDYLVmRFRPSOHWDGDFROXQDLGHQWLILFDPRVTXHRVFHQWURVDQWHULRUHVjQDGDGHLUDSpOYLFD VmRPDLVORQJRVTXHDOWRVHQTXDQWRRVSRVWHULRUHVPDLVDOWRVTXHORQJRV $QWHVGDSUHSDUDomRTXtPLFDWDPEpPIRLSRVVtYHOREVHUYDUDOJXPDVIXOFUDVPDUJLQDLV HDRPHQRVXPDIXOFUDEDVDOjIUHQWHGDVQDGDGHLUDVGRUVDLVHSpOYLFDVGRH[HPSODU8(5- 30%(VVHVHOHPHQWRVQmRHVWmREHPYLVtYHLVQRH[HPSODUSUHSDUDGR 1DGHVFULomRRULJLQDOIRLUHSRUWDGDSDUD3ELGRUVDOLVDSUHVHQoDGHGXDVQDGDGHLUDV GRUVDLV(QWUHWDQWRDSDUWLUGDDQiOLVHGRQRYRH[HPSODU 8(5-30% FRQFOXtPRVTXHD HVSpFLHDSUHVHQWDXPDQDGDGHLUDGRUVDOVXEGLYLGLGDHQmRGXSODFRPRDQWHULRUPHQWHGHVFULWD (QWUH RV ³GRLV ORERV´ GD QDGDGHLUD GRUVDO LGHQWLILFDPRV D SUHVHQoD GH UDLRV UHGX]LGRV $SrQGLFH$)LJ /RJRDQDGDGHLUDGRUVDOGH3ELGRUVDOLVpDORQJDGDVXEGLYLGLGDFRP DSUR[LPDGDPHQWHUDLRVWRWDLV UDLRVSULQFLSDLVHRLWRUDLRVSUyFRUUHQWHV $QDGDGHLUD HVWiLQVHULGDLPHGLDWDPHQWHDQWHVGDQDGDGHLUDSpOYLFDVHHVWHQGHQGRDWpRSHG~QFXORFDXGDO DSUR[LPDGDPHQWHGDDILOHLUDGHHVFDPDVDWpDD $ FLQWXUD SHLWRUDO GH 3 ELGRUVDOLV IRL RULJLQDOPHQWH GHVFULWD FRPR VHQGR FRPSRVWD SRUXPFOHLWURDORQJDGRXPVXSUDFOHLWURHXPSyVFOHLWURSHTXHQRTXHOHPEUDYDXPDHVFDPD 1RV H[HPSODUHV H[DPLQDGRV REVHUYDVH XP SyVFOHLWUR FRPSRVWR RX VHMD XP SyVFOHLWUR IRUPDGR SRU DR PHQRV WUrV SODFDV $V SODFDV LQIHULRUHV SRGHP VH WUDWDU GH HVFDPDV PRGLILFDGDV &RPSDUDomR GH 3ODFLGLFKWK\V FRP SHL[HV RSKLRSVtGHRV H DOJXQV UHSUHVHQWDQWHV GH 0DFURVHPLLGDH &RPR PHQFLRQDGR DQWHULRUPHQWH 3ODFLGLFKWK\V DSUHVHQWD VLPLODULGDGHV WDQWR FRP SHL[HVDWXDOPHQWHFRQVLGHUDGRVRILRSVtGHRVTXDQWRFRPPDFURVHPLtGHRV$EDL[RGHIRUPD FRPSDUDWLYD VmR DSUHVHQWDGDV DV VHPHOKDQoDV HQWUH 3ODFLGLFKWK\V H RV JUXSRV FLWDGRV PDLRUHVLQIRUPDo}HVQRVDSrQGLFHV$H%WDEHODHILJXUDUHVSHFWLYDPHQWH D DVVLP FRPR WRGRV RV RILRSVtGHRV H PDFURVHPLtGHRV FRQKHFLGRV 3ODFLGLFKWK\VWHPRFRUSRFREHUWRSRUHVFDPDVJDQRLGHVDVTXDLVVmRHP JHUDO VHUUDGDV HP VXD ERUGD SRVWHULRU (VWDV HVFDPDV DLQGD DSUHVHQWDP IRUPD YDULiYHO DR ORQJR GR FRUSR VHQGR PDLV DOWDV TXH ODUJDV QD SDUWH DQWHULRUHPDLVODUJDVTXHDOWDVQDSRVWHULRU)L[DPVHXPDVDVRXWUDVSHOR WLSRGHDUWLFXODomRSHJ VRFNHWQDTXDORSHJQDSDUWHVXSHULRUGDHVFDPD VHDUWLFXODDRVRFNHWQDSDUWHLQIHULRU E DVVLP FRPR DOJXQV SHL[HV PDFURVHPLtGHRV HJ 1RWDJRJXV +LVWLRQRWXV3URSWHUXVH0DFURVHPLRFRW]XV 3ODFLGLFKWK\VDSUHVHQWDXPD QDGDGHLUDGRUVDOGLYLGLGD2VUDLRVPHGLDQRVGDQDGDGHLUDGRUVDOGDHVSpFLH 3ELGRUVDOLVVmREDVWDQWHUHGX]LGRV $SrQGLFH $)LJ HJRV UDLRV PHGLDQRVVmRSHORPHQRVDPHWDGHGRFRPSULPHQWRGRVGHPDLVUDLRV PDV RJUDXGHUHGXomRGRVUDLRVpYDULiYHOHQWUHDVHVSpFLHVGH0DFURVHPLLGDH 'LIHUHQWHPHQWH GRV SHL[HV PDFURVHPLtGHRV PDV GH IRUPD VLPLODU DRV SHL[HV RILRSVtGHRV3ODFLGLFKWK\VDSUHVHQWD D GXSODDUWLFXODomRPDQGLEXODURVF{QGLORVGHDUWLFXODomRWDQWRGRTXDGUDGR TXDQWR GR VLPSOpWLFR VH DUWLFXODP GLUHWDPHQWH FRP R RVVR DUWLFXODU $SrQGLFH$)LJ E DUWLFXODomR PDQGLEXODU SRVWHULRU RV F{QGLORV GH DUWLFXODomR WDQWR GR TXDGUDGRTXDQWR GRVLPSOpWLFRHVWmRSRVLFLRQDGRV QDGLUHomRGDPDUJHP SRVWHULRUGDyUELWD $SrQGLFH$)LJ F SUHVHQoDGHVRPHQWHXPDVXSUDPD[LOD $SrQGLFH$)LJ G DQHOFLUFXPRUELWDOFRPSOHWR $SrQGLFH$)LJ H QR Pi[LPR TXDWUR LQIUDRUELWDLV RV TXDLV VmR PDLV DOWRV TXH ODUJRV $SrQGLFH$)LJ I XP~QLFRRVVRODFULPDORTXDOpKLSHUWURILDGRRXVHMDGRPHVPRWDPDQKR RXPDLRUTXHDyUELWD $SrQGLFH$)LJ J R GHUPRHVIHQyWLFR FRPSOHWDPHQWH VXWXUDGR DR WHWR FUDQLDQR SRUWDQGR R FDQDO VHQVRULDO QXPD IDFH ODWHUDO TXH GHVFH SDUD R LQWHULRU GD yUELWD $SrQGLFH$)LJ K DXWRHVIHQyWLFR SRUomRH[SRVWDGRGHUPRHVIHQyWLFR SRVLFLRQDGRQRFDQWR VXSHULRUGDyUELWDjIUHQWHGRGHUPRHVIHQyWLFR $SrQGLFH$)LJ L FHUDWRKLDOFXUYDGRHFUHVFHQWH M SUHVHQoDGHIXOFUDVPDUJLQDLVHEDVDLVHPWRGDVDVQDGDGHLUDV $QiOLVHILORJHQpWLFD $ ILP GH VH LQYHVWLJDU DV UHODo}HV ILORJHQpWLFDV QR LQWHULRU GH ,RQRVFRSLIRUPHV H LQYHVWLJDU R SRVLFLRQDPHQWR GHVWH Wi[RQ QR LQWHULRU GH 1HRSWHU\JLL RSWRXVH QR SUHVHQWH WUDEDOKRSRUFRQVWUXLUXPDPDWUL]GHGDGRVDSDUWLUGHFDUDFWHUHVMiSURSRVWRVQDOLWHUDWXUD FRP R JUXSR LQWHUQR FRPSRVWR SRU Wi[RQV GH 1HRSWHU\JLL 7HOHRVWHL +DOHFRPRUSKL H *LQJO\PRGL 3DUDLVVRDHVSpFLH3RO\SWHUXVRUQDWLSLQQLVIRLDGRWDGDFRPRJUXSRH[WHUQR $SHVDU GH HVSpFLPHV GH ELUJHUtGHRV H SDOHRQLVFtGHRV WHUHP VLGR H[DPLQDGRV QR SUHVHQWH WUDEDOKR FRP R LQWXLWR GH VHUHP XWLOL]DGRV FRPR JUXSR H[WHUQR RV PHVPRV VH DSUHVHQWDUDP PXLWR LQFRPSOHWRV H SRU HVVH PRWLYR RSWRXVH SHOD XWLOL]DomR GH 3RO\SWHUXV RUQDWLSLQQLV HVSpFLH TXH Mi KDYLD VLGR XWLOL]DGD FRPR JUXSR H[WHUQR SRU *UDQGH H SRUWDQWRMiDSUHVHQWDYDDPDLRUSDUWHGRVFDUDFWHUHVXWLOL]DGRVQDDQiOLVHFRGLILFDGRV 0HVPR 3RO\SWHUXV VHQGR XP JUXSR EDVDO DV PRGLILFDo}HV TXH RFRUUHUDP HP VXD OLQKDJHPIL]HUDPFRPTXHRJrQHURDSUHVHQWDVVHFDUDFWHUtVWLFDVPXLWRGLVWLQWDVUHVXOWDQGRQD RFRUUrQFLD GH DOJXQV FDUDFWHUHV LQDSOLFiYHLV QD PDWUL] 3RU HVVH PRWLYR H SHOR IDWR GH 3RO\SWHUXVVHUXPJUXSRPXLWRGLVWDQWHHPXLWRGLVWLQWRGH,RQRVFRSLIRUPHVFODGRGHPDLRU LQWHUHVVHQRSUHVHQWHWUDEDOKRRSWRXVHWDPEpPSRUWHVWDUDUHODomRHRSRVLFLRQDPHQWRGH ,RQRVFRSLIRUPHV D SDUWLU GD XWLOL]DomR GH XP JUXSR H[WHUQR PDLV SUy[LPR QR FDVR XP WHOHyVWHR D HVSpFLH 3KROLGRSKRUXV EHFKHL DVVXPLQGR DVVLP R FODGR +RORVWHL FRPR PRQRILOpWLFR FI*UDQGH 3DUD DQiOLVH ILORJHQpWLFD UHDOL]DGD QR SUHVHQWH WUDEDOKR IRL LQLFLDOPHQWH SURSRVWD D LQFOXVmR GH GLYHUVRV Wi[RQV +DOHFRPRUSKL LQFHUWDH VHGLV SDUD LQYHVWLJDomR GH VHX SRVLFLRQDPHQWRHPUHODomRj,RQRVFRSLIRUPHVHDRVGHPDLVKDOHFRPyUIRV7RGDYLDGRLVGRV JrQHURV LQFOXtGRV 2VWHRUDFKLV H 1HRUKRPEROHSLV VH PRVWUDUDP PXLWR LQFRPSOHWRV VHQGR LQ~PHURV RV GDGRV IDOWDQWHV PLVVLQJ GDWD QD PDWUL] H SRUWDQWR SHUWXUEDQGR R UHVXOWDGR ILQDO3RULVVRRSWRXVHSRUUHDOL]DUDDQiOLVHFRPDLQFOXVmRHFRPDH[FOXVmRGHVWHVGRLV JrQHURV 'HVWDIRUPDTXDWURDQiOLVHVILORJHQpWLFDVIRUDPUHDOL]DGDVQRSUHVHQWHWUDEDOKRGXDV FRP 3 RUQDWLSLQQLV FRPR JUXSR H[WHUQR XPD LQFOXLQGR H RXWUD H[FOXLQGR RV JrQHURV 2VWHRUDFKLVH1HRUKRPEROHSLV HGXDVFRP3EHFKHLFRPRJUXSRH[WHUQR XPDLQFOXLQGRH RXWUD H[FOXLQGR RV JrQHURV 2VWHRUDFKLV H 1HRUKRPEROHSLV 1R FDVR GDV DQiOLVHV FRP R 3$83 IRL WHVWDGR WDQWR DSHQDV 3 EHFKHL FRPR JUXSR H[WHUQR FRPR XP JUXSR H[WHUQR FRPSRVWRGH3EHFKHLH(ORSVVDXUXV1mRIRUDPREVHUYDGDVGLIHUHQoDVHQWUHRVUHVXOWDGRV GHDPEDV1DDQiOLVHFRP717LVWRQmRIRLSRVVtYHOYLVWRTXHHVWHSURJUDPDSHUPLWHDSHQDV DXWLOL]DomRGHXPJUXSRH[WHUQR2VUHVXOWDGRVGDVDQiOLVHVVmRDSUHVHQWDGRVDVHJXLU $QiOLVHVFRPDLQFOXVmRGHWRGRVRVWi[RQV H[FHWRRVHTXLYDOHQWHVWD[RQ{PLFRV 5HDOL]DQGRXPDSULPHLUDDQiOLVHILORJHQpWLFDDSDUWLUGHXPDPDWUL]GHGDGRVFRP FDUDFWHUHVHWi[RQVSHORSURJUDPD717RXVHMDFRPDLQFOXVmRGHWRGRVRVLQFHUWDHVHGLV LQLFLDOPHQWHSURSRVWRVHDHVSpFLH3RO\SWHUXVRUQDWLSLQQLVFRPRJUXSRH[WHUQRIRUDPREWLGDV iUYRUHVLJXDOPHQWHSDUFLPRQLRVDVFRPSDVVRV1DiUYRUHGHFRQVHQVRHVWULWRKRXYH XPD JUDQGH SROLWRPLD HQWUH D PDLRU SDUWH GR JUXSR LQWHUQR KDYHQGR D VXVWHQWDomR GRV SULQFLSDLVFODGRV 7HOHRVWHL$PLLIRUPHV,RQRVFRSLGDH2SKLRSVLGDHH*LQJO\PRGL FRPDV UHODo}HV HQWUH VL H LQWHUQDV QmR UHVROYLGDV $SrQGLFH $ )LJ $ 1HVVD WRSRORJLD IRUDP HQFRQWUDGRV YDORUHV GH ERRWVWUDS DFLPD GH VRPHQWH SDUD RV FODGRV /HSLVRVWHLIRUPHV $WUDFWRVWHXV /HSLVRVWHXV ,RQRVFRSLGDH 2VKXQLD 4XHW]DOLFKWK\V,RQRVFRSXV H 7HOHRVWHL (ORSV3KROLGRSKRUXV 5HDOL]DQGRDPHVPDDQiOLVHWDPEpPQRSURJUDPD717PDVRSWDQGRSHODH[FOXVmRGH 3RO\SWHUXVRUQDWLSLQQLVHDXWLOL]DomRGH3KROLGRSKRUXVEHFKHLFRPRJUXSRH[WHUQR RXVHMD XPD PDWUL] FRP FDUDFWHUHV H Wi[RQV IRUDP REWLGDV iUYRUHV LJXDOPHQWH SDUFLPRQLRVDV FRP SDVVRV 1D iUYRUH GH FRQVHQVR HVWULWR WDPEpP DSDUHFHX XPD SROLWRPLDPDLRUTXHDGDKLSyWHVHDQWHULRUPHQWHDSUHVHQWDGDHDVXVWHQWDomRGHPHQRVFODGRV $PLLGDH *LQJO\PRGL H ,RQRVFRSLGDH $SrQGLFH $ )LJ % 3DUD HVWD WRSRORJLD RV YDORUHVGHERRWVWUDSIRUDPLJXDOPHQWHEDL[RVKDYHQGRXPVXSRUWHGHPDLVGHVRPHQWH SDUD RV FODGRV /HSLVRVWHLIRUPHV $WUDFWRVWHXV /HSLVRVWHXV H ,RQRVFRSLGDH 2VKXQLD 4XHW]DOLFKWK\V,RQRVFRSXV (VVDVGXDVDQiOLVHVWDPEpPIRUDPUHDOL]DGDVFRPR3$83TXHHQFRQWURXRPHVPR Q~PHURGHSDVVRVSRUpPXPQ~PHURGHiUYRUHVVXSHULRU HUHVSHFWLYDPHQWH 1mRIRLSRVVtYHOREWHUFRQVHQVRSDUDHVVDVDQiOLVHV $QiOLVHVFRPDH[FOXVmRGH2VWHRUDFKLVH1HRUKRPEROHSLV 5HDOL]DQGR RXWUD DQiOLVH ILORJHQpWLFD D SDUWLU GH XPD PDWUL] GH GDGRV FRP FDUDFWHUHVHWi[RQVSHORSURJUDPD717 RXVHMDFRPDH[FOXVmRGRVJrQHURV2VWHRUDFKLV H1HRUKRPEROHSLV HRSWDQGRSRU3RO\SWHUXVRUQDWLSLQQLVFRPRJUXSRH[WHUQRIRUDPREWLGDV TXDWUR iUYRUHV LJXDOPHQWH SDUFLPRQLRVDV FRP SDVVRV 4XDQGR D DQiOLVH IRL UHDOL]DGD FRP 3$83 IRUDP HQFRQWUDGDV iUYRUHV LJXDOPHQWH SDUFLPRQLRVDV H WDPEpP FRP SDVVRV(VVDGLIHUHQoDVHGHYHSURYDYHOPHQWHSHODIRUPDGHFRODSVRGRVUDPRVDGRWDGDSRU FDGDXPGRVSURJUDPDV(PERUDRQ~PHURGHiUYRUHVWHQKDVLGREDVWDQWHGLIHUHQWHHQWUHRV SURJUDPDVDViUYRUHVGHFRQVHQVRHVWULWRUHFXSHUDUDPRVPHVPRVJUXSRV $SrQGLFH$)LJ $ 7RGDYLD DQiOLVHV GH ERRWVWUDS GH UpSOLFDV UHDOL]DGDV FRP RV GRLV SURJUDPDV PRVWUDUDP UHVXOWDGRV GLIHUHQWHV VHQGR TXH R 3$83 LQYDULDYHOPHQWH DSUHVHQWRX YDORUHV VXSHULRUHV1DiUYRUHGHFRQVHQVRHVWULWRIRLREWLGR D DVXVWHQWDomRGDIDPtOLD2SKLRSVLGDHFRPRPRQRILOpWLFDFRPDLQGLFDomR GHXPDUHODomRPDLVSUy[LPDHQWUH2SKLRSVLVH3ODFLGLFKWK\V E D VXVWHQWDomR GH XP FODGR PRQRILOpWLFR IRUPDGR SRU 2SKLRSVLGDH +HWHUROHSLGRWXVH)XUR FRPDHVSpFLH5REXVWLFKWK\VOXRSLQJHQVLVFRPR Wi[RQEDVDOjHVWHFODGR F D VXVWHQWDomR GH XP FODGR PRQRILOpWLFR IRUPDGR SRU $PLLIRUPHV ,RQRVFRSLGDH G DLQGLFDomRGH3DUDVHPLRQRQWLIRUPHVFRPRJUXSREDVDOGH+DOHFRPRUSKL H DVXVWHQWDomRGH*LQJO\PRGLFRPRFODGRPRQRILOpWLFRPDVFRPUHODo}HV LQWHUQDVDLQGDQmREHPUHVROYLGDV I DVXVWHQWDomRGH+RORVWHLFRPRPRQRILOpWLFR J HDLQGLFDomRGH$SKDQHS\JXVGRUVDOLVFRPRWi[RQEDVDOGH1HRSWHU\JLL (P XPD DQiOLVH QR 717 RSWDQGR SRU 3KROLGRSKRUXV EHFKHL FRPR JUXSR H[WHUQR H SRUWDQWRH[FOXLQGR3RO\SWHUXVRUQDWLSLQQLVWDPEpPIRUDPREWLGDViUYRUHVFRPSDVVRV $PHVPDDQiOLVHUHDOL]DGDFRP3$83REWHYHiUYRUHVLJXDOPHQWHSDUFLPRQLRVDVFRP SDVVRVFDGD1RYDPHQWHHPERUDRQ~PHURGHiUYRUHVWHQKDVLGRGLIHUHQWHRFRQVHQVRHVWULWR UHFXSHURX RV PHVPRV FODGRV 'D PHVPD PDQHLUD R SURJUDPD 3$83 IRUQHFHX YDORUHV GH ERRWVWUDSVXSHULRUHVHPXPDDQiOLVHFRPUpSOLFDV$WRSRORJLDHQFRQWUDGDQmRGLIHULX PXLWRGDDQiOLVHDQWHULRU $SrQGLFH$)LJ% 'LIHUHQoDVFRQVLVWHPQDVUHODo}HVLQWHUQDV GH*LQJO\PRGLHQRSRVLFLRQDPHQWRGH$SKDQHS\JXVGRUVDOLVHVSpFLHDTXDODSDUHFHFRPR Wi[RQEDVDOGH*LQJO\PRGL $SrQGLFH$)LJ% RXFRPR1HRSWHU\JLLEDVDO $SrQGLFH$ )LJ$ 8PDOLVWDFRPDVVLQDSRPRUILDVHQFRQWUDVHQRDSrQGLFH) S ',6&8662 5HYLVmRGHIonoscopus ,RQRVFRSXVDQDOLEUHYLVFRPRQRPHQQXGXP $HVSpFLHQRPLQDO,RQRVFRSXVDQDOLEUHYLV $SrQGLFH$)LJ& QmRHVWiFLWDGDHP QHQKXP GRV WUDEDOKRV ELEOLRJUiILFRV FRQVXOWDGRV QR SUHVHQWH HVWXGR VHQGR D XWLOL]DomR GR ELQ{PLR HQFRQWUDGD DSHQDV HP VtWLRV GD LQWHUQHW VHP UHFRQKHFLPHQWR FLHQWtILFR HJ :LNLSHGLD $ GHVFULomR RULJLQDO IRL ORFDOL]DGD QR -XUD 0XVHXP (LFKVWlWW $OHPDQKD 7UDWDVHGDGLVVHUWDomRGH6WHW]HU UHGLJLGDHPDOHPmRQXPWUDEDOKRGHGLVWULEXLomR UHVWULWD QmR DWHQGHQGR DRV FULWpULRV GH SXEOLFDomR GR FyGLJR GH QRPHQFODWXUD ,&=1 H VHQGRSRUWDQWRDTXLFRQVLGHUDGRFRPRXPDWRGHQRPHQFODWXUDLQYiOLGR FI,&=1 FDStWXORDUWLJRVHFDStWXORDUWLJR &RQVHTXHQWHPHQWH,RQRVFRSXVDQDOLEUHYLVIRL VXJHULGRQRSUHVHQWHWUDEDOKRFRPRQRPHQQXGXP LHQRPHLQYiOLGRTXHSRUFRQVHJXLQWH SRGH VH WRUQDU YiOLGR FRP EDVH HP XP PHVPR RX GLIHUHQWH FRQFHLWR WHQGR DXWRU H GDWD UHIHUHQWHDRQRYRDWR 9DULDomRHQWUHDVHVSpFLHVGH,RQRVFRSXVHGHILQLomRGDVHVSpFLHVYiOLGDV 7RGRRPDWHULDOGH,RQRVFRSXVDQDOLVDGRQRSUHVHQWHWUDEDOKRVHPRVWURXVHPHOKDQWH SULQFLSDOPHQWHTXDQWRjDQDWRPLDGRFUkQLR$YDULDomRHQWUHRVHVSpFLPHVGRJUXSRDPRVWUDO FRQVLVWLX HP GLIHUHQoDV DQDW{PLFDV QDV QDGDGHLUDV DQDO GRUVDO H FDXGDO H HP GLIHUHQoDV PRUIROyJLFDVTXDQWRjIRUPDGRFRUSRHGDFDEHoD 'HDFRUGRFRPDVGLIHUHQoDVHQFRQWUDGDVQRVHVSpFLPHVDQDOLVDGRVGLVWLQJXLPRVWUrV PRUIRWLSRVVXJHULQGRWUrVHVSpFLHVQRPLQDLVFRPRYiOLGDV DOpPGDHVSpFLH,HORQJDWXVTXH QmRIRLDTXLDQDOLVDGDPDVIRLWDPEpPFRQVLGHUDGDYiOLGD $YDULDomRREVHUYDGDQRJUXSR GHHVWXGRpDSUHVHQWDGDQRDSrQGLFH%WDEHOD 'HQWUHRPDWHULDOH[DPLQDGRXPHVSpFLPH -0(626 $SrQGLFH$)LJ$ DSUHVHQWRXQDGDGHLUDDQDOFRPQ~PHURUHGX]LGRGHUDLRVFRQIRUPHDGHVFULomRDSUHVHQWDGD SRU6WHW]HU SDUDDHVSpFLH,DQDOLEUHYLV QRPHQQXGXP HPERUDRQ~PHURGHUDLRV GD QDGDGHLUD GRUVDO WHQKD VLGR GtVSDUH GD GHVFULomR LH UDLRV SULQFLSDLV QR HVSpFLPH DQDOLVDGRHQRKROyWLSRGHVFULWR (VVHHVSpFLPHHGRLVRXWURVGHSRVLWDGRVQRPXVHXGH %HUOLP H H[DPLQDGRV SRU IRWRJUDILD 0%I H DSUHVHQWDUDP QDGDGHLUDV DQDO H GRUVDO PDLV FXUWDV H SRVVLYHOPHQWH XPD HOHYDomR SUpGRUVDO PDLVSURHPLQHQWH$SHVDUGH SRGHU VHU XPD RXWUD HVSpFLH QRPLQDO HVVH HVSpFLPH IRL FRQVLGHUDGR FRPR , GHVRUL (VVD HVFROKDMXVWLILFDVHSHORIDWRTXHQRJUXSRGHHVWXGRRHVSpFLPH-0(626IRLR~QLFR DDSUHVHQWDUDQDGDGHLUDDQDOFRPPHQRVGHGH]UDLRVSULQFLSDLV6XDVRXWUDVFDUDFWHUtVWLFDV FRPRRQ~PHURGHUDLRVGDVQDGDGHLUDVGRUVDOHFDXGDOILFDUDPQRPHVPRLQWHUYDORRXPXLWR SUy[LPDV GRV HVSpFLPHV DTXL FRQVLGHUDGRV FRPR , GHVRUL /RJR SDUD VXJHULU XPD QRYD HVSpFLH GH ,RQRVFRSXV D TXDO SRGH FRUUHVSRQGHU DRV HVSpFLPHV LGHQWLILFDGRV FRPR , DQDOLEUHYLV QRPHQQXGXP FXMDSULQFLSDOFDUDFWHUtVWLFDpDQDGDGHLUDDQDOFRPPHQRVGH UDLRVSULQFLSDLVpQHFHVViULRDDQiOLVHGRPDWHULDOGHSRVLWDGRQRPXVHXGH%HUOLP 5HYLVmRGHOphiopsis $QDVWRPRVHGRFDQDOLQIUDRUELWDOHVXSUDRUELWDO 8PD GDV FDUDFWHUtVWLFDV DSRQWDGDV SRU 6DLQW6HLQH FI 6DLQW6HLQH ILJXUD H SURSRVWD SRVWHULRUPHQWH SRU %DUWUDP FRPR FDUiWHU GLDJQyVWLFR SDUD R JrQHUR2SKLRSVLVVHULDDQmRDQDVWRPRVHHQWUHRFDQDOLQIUDRUELWDOHVXSUDRUELWDO(VVDMXQomR QRUPDOPHQWH RFRUUH QR GHUPRHVIHQyWLFR RX QR SUySULR IURQWDO HJ $PLD FDOYD 2VKXQLD EUHYLVH3KROLGRSKRUXV EHFKHL RX DLQGD H[FOXVLYDPHQWH QR GHUPRSWHUyWLFR HJ JDUV $FLSHQVHULIRUPHVH,FWLRGHFWLIRUPHV FI*UDQGHGLVFXVVmRGRFDUiWHU $SHVDUGDYLVXDOL]DomRGRVFDQDLVVHQVRULDLVHPHVSpFLPHVIyVVHLVVHUGLItFLOHODSRGH VHU IDFLOLWDGD DWUDYpV GD XWLOL]DomR GH DOJXPDV WpFQLFDV WDLV FRPR LOXPLQDomR 89 RX DSOLFDomRGHiOFRRO(VVDVWpFQLFDVIRUDPDSOLFDGDVQRVH[HPSODUHVGH2SKLRSVLVHVWXGDGRVH D DQDVWRPRVH HQWUH RV FDQDLV LQIUDRUELWDO H VXSUDRUELWDO IRL YLVXDOL]DGD QR GHUPRHVIHQyWLFRGHUPRSWHUyWLFRDVVLPFRPRRFRUUHHPRXWURVSHL[HVKDOHFRPyUIRV2TXH WDPEpPSURYDYHOPHQWHRFRUUHHIRLREVHUYDGRSRU6DLQW6HLQH H%DUWUDP pD GLYLVmRGRFDQDOVXSUDRUELWDOQDDOWXUDGRGHUPRHVIHQyWLFRKDYHQGRDH[WHQVmRGHXPUDPR GRFDQDOVXSUDRUELWDODWpDPHWDGHGRRVVRSDULHWDO RVVRTXHHPJHUDOQmRDSUHVHQWDFDQDO VHQVRULDO (VVDMXQomRHQWUHRVGRLVFDQDLVVXSUDRUELWDOHLQIUDRUELWDOS{GHVHUYLVXDOL]DGDHP H[HPSODUHV GH 2SKLRSVLV SURFHUD H 2 PRQWVHFKHQVLV HJ 0+1/ -0((771+08.39301+106( 6LQRQtPLDHQWUH2SURFHUDH2DWWHQXDWDYDULDomRLQGLYLGXDORXHVSpFLHVGLIHUHQWHV $ SUREOHPiWLFD HQFRQWUDGD DR HVWXGDU R JrQHUR 2SKLRSVLV HQYROYH DV PHVPDV TXHVW}HVHQFRQWUDGDVQRHVWXGRGRJrQHUR+HWHUROHSLGRWXVDTXDOpGLVFXWLGDPDLVDGLDQWH 2JrQHUR2SKLRSVLVDWpRSUHVHQWHWUDEDOKRFRQWDFRPXPJUDQGHQ~PHURGHHVSpFLHV QRPLQDLV HJQRYH DVTXDLVGLIHUHPXPDVGDVRXWUDV FI%DUWUDP EDVLFDPHQWHSHOR WDPDQKRHSHODIRUPDGDQDGDGHLUDGRUVDO2XWUDVGLIHUHQoDVFRPRQDVSURSRUo}HVFRUSRUDLV RX QR JUDX GH RUQDPHQWDomR GD ERUGD SRVWHULRU GD HVFDPD WDPEpP IRUDP DSRQWDGRV FI %DUWUDP (QWUHWDQWRDSDUWLUGDUHYLVmRDQDW{PLFDUHDOL]DGDQRSUHVHQWHWUDEDOKRIRLFRQILUPDGR TXH D GLIHUHQoD HQFRQWUDGD HQWUH D PDLRULD GDV HVSpFLHV DWp HQWmR UHFRQKHFLGDV FRQVLVWH SULQFLSDOPHQWHQDPRUIRORJLDGDQDGDGHLUDGRUVDO2VGLIHUHQWHVHVSpFLPHVDTXLDQDOLVDGRV SURYHQLHQWHV GH GLVWLQWDV ORFDOLGDGHV DSUHVHQWDUDP JUDQGH YDULHGDGH TXDQWR j IRUPD GD QDGDGHLUDGRUVDORTXHSRGHVHUREVHUYDGRQRDSrQGLFH$ILJXUD $SHVDU GD GLIHUHQoD TXDQWR j IRUPD GD QDGDGHLUD QHQKXPD RXWUD FDUDFWHUtVWLFD DQDW{PLFDIRLGLYHUJHQWH2VHVSpFLPHVDSUHVHQWDUDPHPJHUDORPHVPRSDGUmRDQDW{PLFR SDUD RV RVVRV GR FUkQLR DV TXDQWLILFDo}HV TXDQWR DRV UDLRV GH QDGDGHLUDV HTXLYDOHQWHV LQFOXVLYH D TXDQWLGDGH GRV UDLRV GD QDGDGHLUD GRUVDO SDUD DV HVSpFLHV TXH DTXL IRUDP FRQVLGHUDGDVFRPRVLQ{QLPDVGH2SURFHUD HGDPHVPDIRUPDHTXLYDOHQWHVDTXDQWLILFDomR GDVHVFDPDV YHUDSrQGLFH%WDEHOD $V HVSpFLHV TXH DSUHVHQWDUDP TXDOTXHU GLIHUHQoD DQDW{PLFD FRPR SRU H[HPSOR GLIHUHQWHV Q~PHURV GH UDLRV QD QDGDGHLUD GRUVDO IRUDP DTXL FRQVLGHUDGDV FRPR HVSpFLHV QRPLQDLVYiOLGDV HJ2EUHYLFHSV2GRUVDOLVH2PRQWVHFKHQVLV -iDVHVSpFLHVTXHVH GLIHUHQFLDYDP GH RXWUDV VRPHQWH SHOD IRUPD GD QDGDGHLUD GRUVDO IRUDP DTXL FRQVLGHUDGDV VLQ{QLPDV GDV TXH FRUUHVSRQGLDP HJ 2 DWWHQXDWD H 2 SHQLFLOODWD IRUDP FRQVLGHUDGDV FRPRVLQ{QLPDVGH2SURFHUD 3RUWDQWR D YDULDomR GH IRUPD GD QDGDGHLUD GRUVDO QR SUHVHQWH WUDEDOKR IRL WUDWDGD FRPRYDULDomRLQGLYLGXDO SURYDYHOPHQWHGLPRUILVPRVH[XDO HQmRFRPRXPDFDUDFWHUtVWLFD GLDJQyVWLFD 2Q~PHURGHHVSpFLPHVGLVSRQtYHLV SDUDGHVFULo}HV HRX UHYLV}HVGHPDWHULDO IyVVLO WHPVHPRVWUDGRXPIDWRUOLPLWDQWHYLVWRTXHFRPSRXFRVH[HPSODUHVDVFRQFOXV}HVDFHUFD GH SRVVtYHLV GLPRUILVPRV VH[XDLV RX RQWRJHQpWLFRV VmR TXHVWLRQiYHLV (P JHUDO SDUD D LGHQWLILFDomRGHYDULDomRVH[XDOpQHFHVViULRXPQ~PHURDPRVWUDO n JUDQGHHXPDUHODomR GH DSUR[LPDGDPHQWH SDUD FDGD PRUIRWLSR REVHUYDGR 1R SUHVHQWH WUDEDOKR GRV HVSpFLPHVGH2SKLRSVLVVRPHQWHDSUHVHQWDUDPDQDGDGHLUDGRUVDOFRPSOHWD RXSUy[LPRj FRPSOHWD RQGH VXD IRUPD SRGLD VHU LQWHUSUHWDGD SHOD LPSUHVVmR RX SHOR UHDOFH GDGR SHOD LOXPLQDomR89 'HVVHVDQWHULRUPHQWH TXDWURIRUDPUHFRQKHFLGRVFRPR 2DWWHQXDWDH GH]FRPR2SURFHUD FIDSrQGLFH%WDEHOD FODVVLILFDomREDVHDGDQDIRUPDGLIHUHQFLDGD GDQDGDGHLUDGRUVDO-iQRSUHVHQWHWUDEDOKRGRVH[HPSODUHVGHQDGDGHLUDGRUVDOFRPSOHWD IRUDPUHFRQKHFLGRVFRPRVHQGR2SURFHUDMiTXHDYDULDomRGHIRUPDGDQDGDGHLUDIRL FRQVLGHUDGD FRPR YDULDomR LQGLYLGXDO H QmR FRPR FDUDFWHUtVWLFD GLDJQyVWLFD 'HVVHV HVSpFLPHV GHWHUPLQDGRV DTXL FRPR 2 SURFHUD IRL REVHUYDGD XPD JUDGDomR QD IRUPD GDV QDGDGHLUDV GRUVDO GH PXLWR IDOFDGD j SRXFR IDOFDGD $SrQGLFH $ )LJ 2V RXWURV GRLV HVSpFLPHVFRUUHVSRQGLDPjUHSUHVHQWDQWHVGDVHVSpFLHV2GRUVDOLVH 2PRQWVHFKHQVLVTXH DSUHVHQWDUDPQDGDGHLUDVFRPPDLRUQ~PHURGHUDLRVHDERUGDDSUR[LPDGDPHQWHUHWD (VWDYDULDomRHQWUHRWDPDQKRGRVUDLRVGDQDGDGHLUDGRUVDOWDPEpPIRLQRWDGDSRU :DJQHU TXDQGRGDGHVFULomRGHHVSpFLHVGH2SKLRSVLVGD$OHPDQKD HJ2DHTXDOLV 2DWWHQXDWDH2LQWHUPHGLD $SHVDU GH VHU FRPSOLFDGD GH VH LGHQWLILFDU HP XP JUXSR GH SHL[HV H[FOXVLYDPHQWH IyVVHLVDYDULDomRGDIRUPDGDQDGDGHLUDGRUVDOSULQFLSDOPHQWHFRPRXPDYDULDomROLJDGDDR VH[R p PXLWR FRPXP HP JUXSRV GH QHRSWHUtJLRV DWXDLV HJ 5DSS 3\'DQLHO &R[ )HUQDQGHVH)DULDHWDO MiWHQGRVLGRWDPEpPSURSRVWDSDUDJUXSRVIyVVHLV HJ /RPEDUGR H 3R\DWR$UL]D (VVD TXHVWmR WDPEpP IRL DTXL GLVFXWLGD GH FHUWD IRUPD HP UHODomR j FRPSDUDomR GD QDGDGHLUD GRUVDO GH 3ODFLGLFKWK\V FRP D GH 0DFURVHPLLGDH YHUS 2V UHVXOWDGRV REWLGRV QR SUHVHQWH WUDEDOKR LQGLFDUDP D SRVVLELOLGDGH GH GXDV KLSyWHVHVDVXVWHQWDU8PDDSRQWDYDSDUDDH[LVWrQFLDGHGXDVHVSpFLHVQRPLQDLV 2SURFHUD H2DWWHQXDWD H D RXWUD DSRQWDYD SDUD D H[LVWrQFLDGHYDULDomRLQGLYLGXDO SURYDYHOPHQWH VH[XDO HFRQVHTXHQWHPHQWHDH[LVWrQFLDGHVRPHQWHXPDHVSpFLHQRPLQDO 2SURFHUD &DVR VH RSWDVVH SHOD SULPHLUD KLSyWHVH DV GXDV HVSpFLHV VHULDP GLIHUHQWHV ~QLFD H H[FOXVLYDPHQWHSHOR IRUPDWRGDQDGDGHLUDGRUVDO H[DWDPHQWHSHOR PDLRUFRPSULPHQWR GRV SULPHLURVUDLRV SULQFLSDLV MiTXHWRGDV DV RXWUDV FDUDFWHUtVWLFDV DQDW{PLFDV HJRVVRVGR FUkQLR H GD IDFH H PHUtVWLFDV HJ Q~PHUR GH HVFDPDV H GH UDLRV GH QDGDGHLUDV VHULDP H[DWDPHQWHDVPHVPDV $VHVSpFLHVGHYLGDPHQWHUHYLVDGDVHDTXLFRQVLGHUDGDVFRPRYiOLGDV 2SURFHUD2 EUHYLFHSV 2 GRUVDOLVH2 PRQWVHFKHQVLV DSUHVHQWDUDP HQWUH VL GLIHUHQoDV WDPEpP HP UHODomRjQDGDGHLUDGRUVDOQmRVyTXDQWRjIRUPDPDVWDPEpPTXDQWRDRQ~PHURGHUDLRV $ VHJXQGD KLSyWHVH p D VXJHULGD DTXL FRPR PDLV SODXVtYHO HPERUD RV DUJXPHQWRV DSUHVHQWDGRVQmRVHMDPTXDQWLWDWLYDPHQWHWmREHPVXVWHQWDGRV $QDOLVDQGRRJUXSRDPRVWUDOSRUORFDOLGDGHRQGHRFRUUHPVmRDSUHVHQWDGRVRVSHUILV DVHJXLU D HP &HULQ )UDQoD IRL HQFRQWUDGR VRPHQWH XP PRUIRWLSR 'RV HVSpFLPHV GH 2SKLRSVLVGHVFULWRV SDUDDORFDOLGDGHIUDQFHVDVRPHQWH XPDSUHVHQWRXDQDGDGHLUDGRUVDOFRPSOHWDVHQGRHVWDPXLWRIDOFDGD E HP6ROQKRIHQ UHJLmRGD%DYLHUD$OHPDQKD IRUDPHQFRQWUDGRVRVGRLV PRUIRWLSRV 'RV HVSpFLPHV GHVFULWRV SDUD D ORFDOLGDGH DOHPm DSUHVHQWDUDPDQDGDGHLUDGRUVDOFRPSOHWD'HVVDVWUrVHUDPSRXFR IDOFDGDVHGH]PXLWRIDOFDGDV F HP (WWOLQJ $OHPDQKD XPD ORFDOLGDGH GH FROHWD UHFHQWH IRUDP HQFRQWUDGRV WUrV HVSpFLPHV WRGRV FRP D QDGDGHLUD GRUVDO EHP SUHVHUYDGD H UHSUHVHQWDQGR XP ~QLFR PRUIRWLSR PDUJHP SRVWHULRU SRXFRIDOFDGD G HP 'RUVHW ,QJODWHUUD IRL HQFRQWUDGR XP ~QLFR HVSpFLPH FRP D QDGDGHLUDGRUVDOEHPSUHVHUYDGDRTXDODSUHVHQWRXDPDUJHPSRVWHULRU GDQDGDGHLUDGRUVDOSRXFRIDOFDGD 'HVWDIRUPDDVXVWHQWDomRGDKLSyWHVHGHTXHKiVRPHQWHXPDHVSpFLHQRPLQDOYiOLGD RQGHVHLGHQWLILFDYDULDomRLQGLYLGXDOSURYDYHOPHQWHVH[XDOVHGiHPGRLVSLODUHV HQWUHRV GRLVPRUIRWLSRVKiVRPHQWHYDULDomRPRUIROyJLFDGDQDGDGHLUDGRUVDO GLIHUHQoDGHIRUPD QmR Ki TXDOTXHU GLIHUHQoD DQDW{PLFD RX PHUtVWLFD RV GRLV PRUIRWLSRV FRH[LVWHP HVSDFLDOPHQWHHWHPSRUDOPHQWH QDPHVPDORFDOLGDGH HPERUDRFRUUDPHPSURSRUo}HVQmR VLJQLILFDWLYDVLVVRSRGHVHUXPLQGLFDWLYRGHYDULDomRVH[XDO $ORFDOLGDGHGH(WWOLQJTXHYrPVHQGRHVWXGDGDSRURXWURJUXSRGHSHVTXLVDpXPD ORFDOLGDGHGHFROHWDUHFHQWHGHRQGHWrPVXUJLGRH[HPSODUHVFRPXPDH[FHSFLRQDOTXDOLGDGH GH SUHVHUYDomR 5HFHQWHPHQWH IRUDP FROHWDGRV DOJXQV HVSpFLPHV MXYHQLV TXHHVWXGDGRVHP FRQMXQWRFRPQRYRVH[HPSODUHVDGXOWRVSRGHPFRQWULEXLUSDUDRFRQKHFLPHQWRGDVHVSpFLHV GR JrQHUR 2SKLRSVLV RX FRQILUPDQGR D KLSyWHVH GH YDULDomR VH[XDO RX FRQILUPDQGR D H[LVWrQFLDGHGXDVHVSpFLHVQRPLQDLVXPDGHQDGDGHLUDGRUVDOFRPDERUGDSRVWHULRUPXLWR IDOFDGDHRXWUDSRXFRIDOFDGD &RPHQWiULRVDGLFLRQDLVVREUHHVSpFLHVDQWHULRUPHQWHUHFRQKHFLGDVGRJrQHUR2SKLRSVLV Ophiopsis altivelis $HVSpFLHQRPLQDO2SKLRSVLVDOWLYHOLVIRLGHVFULWDSRU:DJQHU DSDUWLUGHXP ~QLFR H[HPSODU LQFRPSOHWR H PDO SUHVHUYDGR 'H DFRUGR FRP D GHVFULomR GR DXWRU HVVH H[HPSODUQmRWHPSUHVHUYDGDWRGDDPHWDGHDQWHULRUGRFRUSRHVWDQGRSUHVHQWHVDQDGDGHLUD GRUVDOSDUWHGDQDGDGHLUDDQDOHDQDGDGHLUDFDXGDO6HJXQGR:DJQHURH[HPSODUOHPEUDULDD IRUPD GH 2 DWWHQXDWD HQWUHWDQWR RV SULPHLURV UDLRV GD QDGDGHLUD GRUVDO VHULDP PDLV FRPSULGRVHRDEGRPHPDLVHVWUHLWRTXHRREVHUYDGRSDUD2DWWHQXDWD 4XDQGRGDGHVFULomRGDHVSpFLHRDXWRUQmRLGHQWLILFRXRH[HPSODUGHVFULWR SRUXP Q~PHURGHFROHomRSRUH[HPSOR HWDPEpPQmRDSUHVHQWRXTXDOTXHULOXVWUDomRGRPHVPR(P YLVLWD DR 0XVHX GH 3DOHRQWRORJLD GH 0XQLTXH RQGH VXSRVWDPHQWH R H[HPSODU HVWDULD GHSRVLWDGRQmRIRLHQFRQWUDGRQHQKXPHVSpFLPHLGHQWLILFDGRFRPR2DOWLYHOLVRXTXDOTXHU RXWURHVSpFLPHTXHVHHQFDL[DVVHQDGHVFULomRDSUHVHQWDGDSRU:DJQHU 1DOLWHUDWXUDDHVSpFLH2DOWLYHOLVIRLUHSRUWDGDVRPHQWHSRU:RRGZDUG TXH QmRH[DPLQRXRPDWHULDOHROLVWRXFRPRXPSRVVtYHO2SKLRSVLV 9LVWR D DXVrQFLD GH KROyWLSR H GH XPD GHVFULomR FODUD QmR IRL SRVVtYHO VXJHULU XP QHyWLSR'HVWDIRUPD2DOWLYHOLVIRLVXJHULGRFRPRQRPHQGXELXP LHQRPHGHVFRQKHFLGR RXGHDSOLFDomRGXYLGRVD Ophiopsis attenuata $ HVSpFLH QRPLQDO 2 DWWHQXDWD IRL RULJLQDOPHQWH GHVFULWD D SDUWLU GH XP H[HPSODU SURYHQLHQWH GD $OHPDQKD 6ROQKRIHQ .HOKHLP SRU :DJQHU 2 Q~PHUR GHVWH H[HPSODU QmR IRL LQIRUPDGR SHOR DXWRU H D GHVFULomR QmR DSUHVHQWRX LOXVWUDo}HV %DVHDGR QHVWH H[HPSODU R DXWRU GHVFUHYHX XP 2SKLRSVLV GH QDGDGHLUD GRUVDO EDVWDQWH IDOFDGD 6HJXQGRHOHRVSULPHLURVUDLRVGDQDGDGHLUDGRUVDOHUDPPDLVORQJRVFRQIHULQGRjVXDERUGD SRVWHULRUDIRUPDGHXPDIRLFH2DXWRUTXDQWLILFRXDSUR[LPDGDPHQWHUDLRVSULQFLSDLVSDUD D QDGDGHLUD GRUVDO GH 2 DWWHQXDWD (VWD HVSpFLH GH DFRUGR FRP :DJQHU VH GLIHUHQFLDYD GH RXWUDV HVSpFLHV GHVFULWDV SRU HOH HJ 2 VHUUDWD H 2 WHQXLVHUUDWD SRU DSUHVHQWDUXPFRUSRPDLVDORQJDGRHXPDEGRPHPDLVHVWUHLWR(VVDGHVFULomRDSUHVHQWDGD SRU :DJQHU QmR p GLVWLQWD GD GHVFULomR DSUHVHQWDGD SRU $JDVVL] SDUD XP H[HPSODU GD PHVPD ORFDOLGDGH H[FHWR SHOD TXDQWLILFDomR GH UDLRV DSUHVHQWDGD SDUD D QDGDGHLUD GRUVDO ± YHUVXV UHVSHFWLYDPHQWH ± HPERUD SURYDYHOPHQWH :DJQHU WHQKD TXDQWLILFDGRRQ~PHURGHUDLRVSULQFLSDLVHQTXDQWR$JDVVL]RVWRWDLV 3RVWHULRUPHQWHHVSpFLPHVSURYHQLHQWHVGH&HULQ )UDQoD IRUDPDWULEXtGRVDPHVPD HVSpFLH2DWWHQXDWD FI7KLROOLqUHH6DLQW6HLQH 4XDQGRGDUHYLVmRGH2SKLRSVLV%DUWUDP PDQWHYH2DWWHQXDWDFRPRHVSpFLH YiOLGDGLIHUHQFLDQGRDGDHVSpFLHWLSR 2SURFHUD VRPHQWHSHODVSURSRUo}HVFRUSRUDLV FI %DUWUDPSH HSHORQ~PHURGHUDLRVGDQDGDGHLUDGRUVDO HJDUDLRV SULQFLSDLVHP2SURFHUDHDHP2DWWHQXDWD (QWUHWDQWRDRDSUHVHQWDUUHFRQVWUXo}HV GDV GXDV HVSpFLHV H[LELX XPD LOXVWUDomR FRP XPD QDGDGHLUD GRUVDO FRP D ERUGD SRVWHULRU IDOFDGD SDUD 2 SURFHUD H RXWUD FRP D ERUGD SRVWHULRU DSUR[LPDGDPHQWH UHWD SDUD 2 DWWHQXDWD $SrQGLFH$)LJ $GLFLRQDOPHQWH%DUWUDP S{VHPVLQRQtPLDFRP2 DWWHQXDWDXPGRVHVSpFLPHVGHVFULWRVSRU$JDVVL] FRPR2SURFHUD (P YLVLWD DR 0XVHX GH 3DOHRQWRORJLD GH 0XQLTXH QmR IRL LGHQWLILFDGR GHQWUH RV H[HPSODUHVGHSRVLWDGRVRKROyWLSRGH2DWWHQXDWDGHVFULWRSRU:DJQHU 7DPEpPQmR IRLHQFRQWUDGRRH[HPSODUMXYHQLOGHVFULWRSRU$JDVVL] FRPR2SURFHUDHLGHQWLILFDGR SRU%DUWUDP FRPR2DWWHQXDWD6yIRLHQFRQWUDGRRKROyWLSRGH2SURFHUD/RJRR KROyWLSRGDHVSpFLHQRPLQDO2DWWHQXDWDHVWiSHUGLGR 1R HQWDQWR QD UHYLVmR DTXL UHDOL]DGD FRQIRUPH Mi DSUHVHQWDGR DFLPD QmR IRUDP HQFRQWUDGDV GLIHUHQoDV VLJQLILFDWLYDV TXH MXVWLILFDVVHP D PDQXWHQomR GH GXDV HVSpFLHV QRPLQDLV GHQWUHRV HVSpFLPHVSURYHQLHQWHV GD $OHPDQKDVHQGR2SURFHUDH2DWWHQXDWD VXJHULGDVFRPRVLQ{QLPDV Ophiopsis penicillata 2SKLRSVLV SHQLFLOODWD IRL RULJLQDOPHQWH GHVFULWD SRU $JDVVL] D SDUWLU GH XP H[HPSODUSURYHQLHQWHGH'RUVHWVKLUH -XUiVVLFR6XSHULRUDR&UHWiFHR,QIHULRUGD,QJODWHUUD HJ1+08.393 RTXDOQmRDSUHVHQWDXPDERDTXDOLGDGHGHSUHVHUYDomR2DXWRU QmRH[SOLFLWRXDVGLIHUHQoDVGHVVDHVSpFLHSDUDDVGHPDLVGHVFULWDVSDUDRJrQHUR2SKLRSVLV (QWUHWDQWRHPVXDGHVFULomRHVXDLOXVWUDomRDSUHVHQWRXSDUD2SHQLFLOODWDHVFDPDVFRPD ERUGD SRVWHULRU OLVD VHP VHU VHUULOKDGD FRPR QDV RXWUDV HVSpFLHV 2XWUR H[HPSODU GHVVD HVSpFLH HPSDUWHHFRQWUDSDUWHWDPEpPHPHVWDGRGHSUHVHUYDomRPpGLR HVWiGHSRVLWDGRQR ³7KH1DWXUDO+LVWRU\0XVHXP´ HP/RQGUHV 0HVPRQHVWHHVSpFLPHHVWDQGRRODGRLQWHUQR GDVHVFDPDVSUHVHUYDGRIRLSRVVtYHOREVHUYDUDRUQDPHQWDomRVHUULOKDGDHPDOJXPDV $ HVSpFLH WDPEpP IRL GHVFULWD SRVWHULRUPHQWH QR FDWiORJR GH :RRGZDUG 4XDQGR GD UHYLVmR GR JrQHUR 2SKLRSVLV %DUWUDP GHVWDFRX D VHPHOKDQoD HQWUH 2 SHQLFLOODWDH2DWWHQXDWDHQWUHWDQWRPDQWHYH2SHQLFLOODWDFRPRHVSpFLHYiOLGD 1D UHYLVmR DTXL UHDOLVDGD IRUDP HQFRQWUDGDV GLIHUHQoDV VLJQLILFDWLYDV HQWUH 2 SHQLFLOODWDH2SURFHUDMiTXHDIRUPDGDPDUJHPSRVWHULRUGDQDGDGHLUDGRUVDOIRLWUDWDGD FRPR YDULDomR VH[XDO /RJR 2SHQLFLOODWD IRLFRQVLGHUDGD FRPR VLQ{QLPR GH2SURFHUD PHVPR DPEDV VHQGR GH ORFDOLGDGHV GLVWLQWDV PDV DSUR[LPDGDPHQWH GH PHVPD LGDGH JHROyJLFD Ophiopsis breviceps 1mR IRUDP HQFRQWUDGDV GLIHUHQoDV VLJQLILFDWLYDV HQWUH RV H[HPSODUHV GD HVSpFLH 2SKLRSVLV EUHYLFHSV REVHUYDGRV H HVSpFLPHV GH 2 SURFHUD (QWUHWDQWR QRVVD DQiOLVH VH EDVHRX HP HVSpFLPHV PHQRV FRPSOHWRV TXH RV XWLOL]DGRV HP WUDEDOKRV DQWHULRUHV HJ (JHUWRQ H %DUWUDP 'HVWD IRUPD KDYLDP GXDV KLSyWHVHV D VXSRUWDU XPD TXH DSRQWDYDSDUDDYDOLGDGHGDHVSpFLHQRPLQDO2SKLRSVLVEUHYLFHSVRXDRXWUDTXHLQGLFDYDD H[LVWrQFLDGHVLQRQtPLDHQWUH2SKLRSVLVEUHYLFHSVH2SKLRSVLVSURFHUD&RPRRPHQFLRQDGR QRV UHVXOWDGRV D SULPHLUD KLSyWHVH IRL HVFROKLGD Mi TXH RV GDGRV QmR HUDP FRPSOHWRV R VXILFLHQWHSDUDVXVWHQWDUDVHJXQGDKLSyWHVH $QDOLVDQGR DV DUJXPHQWDo}HV GH (JHUWRQ H %DUWUDP SDUD VXVWHQWDU D YDOLGDGHGH2EUHYLFHSVDOJXQVFRPHQWiULRVIRUDPWHFLGRVHVmRDSUHVHQWDGRVDVHJXLU &RPSDUDQGRDGHVFULomRHDVLOXVWUDo}HVIRUQHFLGDVSRU(JHUWRQ SDUDDHVSpFLH QRPLQDO2EUHYLFHSVFRPWRGRRPDWHULDOGH2SKLRSVLVDTXLDQDOLVDGRSRGHVHFRQFOXLUTXH D ~QLFD GLIHUHQoD REVHUYDGD SRU HOH HQWUH 2 EUHYLFHSV H DV GHPDLV HVSpFLHV FRQKHFLGDV HVSpFLHVGHVFULWDVSRU$JDVVL] VHULDHPUHODomRDRWDPDQKRGDQDGDGHLUDGRUVDO 6HJXQGR VXD GHVFULomR D QDGDGHLUD GRUVDO GH 2 EUHYLFHSV VHULD FRPSRVWD SRU DSUR[LPDGDPHQWH UDLRV H VH HVWHQGHULD DSyV D QDGDGHLUD DQDO &RQWUDULDPHQWH $JDVVL] KDYLDGHVFULWRXPDQDGDGHLUDGRUVDOFRPSRVWDSRUDUDLRVHP2SURFHUDR TXHMXVWLILFDULD2EUHYLFHSVFRPRXPDHVSpFLHGLIHUHQWHGH2SURFHUD -i SHOD GHVFULomR IRUQHFLGD SRU %DUWUDP 2 EUHYLFHSV WHULD XPD QDGDGHLUD GRUVDO FRPSRVWD SRU UDLRV 9V D HP 2 SURFHUD VHJXQGR R SUySULR DXWRU (VVD LQIRUPDomR WDPEpP FRUURERUDULD D KLSyWHVH GH GXDV HVSpFLHV GLIHUHQWHV 2 SURFHUD H 2 EUHYLFHSV (QWUHWDQWRDQDOLVDQGRSUDWLFDPHQWHWRGRRPDWHULDOGLVSRQtYHOGH2SKLRSVLVIRLDTXL REWLGD XPD TXDQWLILFDomR GLIHUHQWH GD LQIRUPDGD SHORV WUrV DXWRUHV (P 2 SURFHUD IRUDP TXDQWLILFDGRV UDLRV WRWDLV QD QDGDGHLUD GRUVDO H HP 2 EUHYLFHSV HP XP ~QLFR H[HPSODU TXH QmR H[LELD D QDGDGHLUD GRUVDO WmR EHP SUHVHUYDGD 2 TXH QmR LQGLFDULD GLIHUHQoDHQWUHDQDGDGHLUDGRUVDOGDVGXDVHVSpFLHV 3URYDYHOPHQWHDGLIHUHQoDGHFRQWDJHPDTXLDSUHVHQWDGDSDUDDHVSpFLH2SURFHUD WHP UHODomR FRP D QRPHQFODWXUD DGRWDGD SDUD D QDGDGHLUD GRUVDO RX VHMD D GLIHUHQFLDomR HQWUHUDLRVSULQFLSDLVUDLRVSUyFRUUHQWHVHIXOFUDVEDVDLVHPDUJLQDLV1RSUHVHQWHWUDEDOKR IRLXWLOL]DGDDQRPHQFODWXUDVXJHULGDSRU$UUDWLD 1DOLWHUDWXUDKiFHUWDGLILFXOGDGHSULQFLSDOPHQWHHPUHODomRjLGHQWLILFDomRGHUDLRV SUyFRUUHQWHV HVVHV VmR HP JHUDO FRQIXQGLGRV FRP IXOFUDV EDVDLV 3RU HVVH PRWLYR SUHIHULPRVXWLOL]DUFRPRFRPSDUDomRRQ~PHURGHUDLRVWRWDLV$TXDQWLILFDomRGHUDLRVGD QDGDGHLUDGRUVDOGH%DUWUDP H$JDVVL] j FRUUHVSRQGHDRQ~PHURGH UDLRV SULQFLSDLV HQFRQWUDGRV QRV HVSpFLPHV DTXL DQDOLVDGRV (QTXDQWR R Q~PHUR GH IXOFUDV LQGLFDGRV SRU %DUWUDP VHLV FRUUHVSRQGH H[DWDPHQWH DR Q~PHUR GH UDLRV SUy FRUUHQWHV LGHQWLILFDGR QRV HVSpFLPHV DTXL DQDOLVDGRV /RJR R Q~PHUR GH UDLRV DTXL TXDQWLILFDGRVSDUDDHVSpFLH2SURFHUDpHTXLYDOHQWHDRLQGLFDGRQDVGHVFULo}HVDQWHULRUHV 3RURXWURODGRDTXDQWLILFDomRGRQ~PHURGHUDLRV GH 2EUHYLFHSV QmRPRVWURXVH HTXLYDOHQWHFRPDGRVGHPDLVDXWRUHV (JHUWRQH%DUWUDP &RPRRPDWHULDODTXL XWLOL]DGR HUD PXLWR IUDJPHQWDGR H HP JHUDO LQFRPSOHWR Ki D SRVVLELOLGDGH GD QDGDGHLUD GRUVDOGH2EUHYLFHSVVHUUHDOPHQWHPDLRUHPQ~PHURGHUDLRVHHPH[WHQVmR'HVWDIRUPD QHVVHWUDEDOKRIRLDVVXPLGRTXH2EUHYLFHSVDSUHVHQWDXPDQDGDGHLUDGRUVDOPDLVDORQJDGD TXH2SURFHUDDSUHVHQWDQGRGHjUDLRVSULQFLSDLV YHUVXVUDLRVSULQFLSDLVHP2 SURFHUD FI(JHUWRQH%DUWUDP &RQWXGRpFODUDDQHFHVVLGDGHGDUHYLVmRGD HVSpFLH D SDUWLU GD DQiOLVH FRPSDUDWLYD GH WRGR R PDWHULDO FRQKHFLGR GH 2 EUHYLFHSV SULQFLSDOPHQWHRKROyWLSRRTXDOQmRIRLDQDOLVDGRQRSUHVHQWHWUDEDOKR $GLIHUHQFLDomRHQWUHDQDGDGHLUDGRUVDOGH2SURFHUDH2EUHYLFHSV HJRVHJXQGR DSUHVHQWDQGRXPDQDGDGHLUDGRUVDOPDLVDORQJDGD IRLFRQVHQVRHQWUHDGHVFULomRGH%DUWUDP H(JHUWRQ (QWUHWDQWR%DUWUDP VXJHULX DOJXPDVGLIHUHQoDV DGLFLRQDLV HQWUHDPEDVDVHVSpFLHVDVTXDLVVmRFLWDGDVDVHJXLU D GLIHUHQoD TXDQWR DV SURSRUo}HV FRUSRUDLV 0pGLDV GDV SULQFLSDLV SURSRUo}HV GH 2 SURFHUD VHJXQGR %DUWUDP &&&3 $3&3 &3'&3 &3Y&3 0pGLDV GDV SULQFLSDLV SURSRUo}HV GH 2 EUHYLFHSV VHJXQGR %DUWUDP &&&3 $3&3 &3'&3 &3Y&3 E GLIHUHQoD DQDW{PLFD TXDQWR DR H[WUDHVFDSXODU H R SyVWHPSRUDO QHQKXP GRV GRLV RVVRV DSUHVHQWDUDP D ERUGD VHUULOKDGD FRPR DSUHVHQWDUDP RV UHSUHVHQWDQWHV GH 2 SURFHUD $OpP GLVVR D GLIHUHQoD GH FRPSULPHQWR HQWUHDERUGDH[WHUQDHLQWHUQDGRH[WUDHVFDSXODUVHULDPDLRUHP2SURFHUD TXHHP2EUHYLFHSV F GLIHUHQoD DQDW{PLFD HP UHODomR DR IURQWDO R FRPSULPHQWR SUpRUELWDO GR IURQWDOVHULDPHQRUHP2EUHYLFHSVTXHHP2SURFHUD G GLIHUHQoD DQDW{PLFD HP UHODomR DV HVFDPDV DV HVFDPDV GH 2 EUHYLFHSV DSUHVHQWDULDP XPD H[SDQVmR GRUVDO GD ERUGD DQWHULRU IRUPDQGR XP ³ELTXLQKR´ RTXHQmRRFRUUHULDHP2SURFHUD 1R PDWHULDO DTXL DQDOLVDGR QHQKXPD GHVVDV WUrV GLIHUHQoDV DSRQWDGDV IRUDP FRQVLGHUDGDVVLJQLILFDWLYDV D GLIHUHQoDVGHSURSRUo}HVIRUDPHQFRQWUDGDVHPWRGRRJUXSRGHHVWXGR QmRKDYHQGRXPDFODUD GHOLPLWDomRGHHVSpFLHV DSDUWLUGHVWHVGDGRV 9HUDSrQGLFH%WDEHOD E QR PDWHULDO GH 2 EUHYLFHSV UHDOPHQWH QmR IRUDP REVHUYDGRV UHSUHVHQWDQWHVTXHDSUHVHQWDVVHPDERUGDGRH[WUDHVFDSXODURXGRSyV WHPSRUDOVHUULOKDGD7RGDYLDDPDLRULDGRVHVSpFLPHVDQDOLVDGRVGH2 SURFHUDWDPEpPQmRDSUHVHQWDUDPHVWDRUQDPHQWDomR3URYDYHOPHQWH HVWDRUQDPHQWDomRVHUULOKDGDHVWiUHODFLRQDGDjGHSRVLomRGHJDQRtQD GDPHVPDIRUPDFRPRDRUQDPHQWDomRTXHRFRUUHQDERUGDSRVWHULRUGD HVFDPD1RSUHVHQWHWUDEDOKRFRQVLGHUDPRVHVVDFDUDFWHUtVWLFDYDULiYHO H QmR D XWLOL]DPRV FRPR FDUiWHU GLDJQyVWLFR GH HVSpFLHV YHU PDLV LQIRUPDo}HV DGLDQWH S 4XDQWR D GLIHUHQoD HQWUH D ERUGD ODWHUDOLQWHUQDHH[WHUQDGRH[WUDHVFDSXODUWDPEpPIRUDPHQFRQWUDGDV GLIHUHQoDVVLJQLILFDWLYDVDRFRPSDUDURWHWRFUDQLDQRGHH[HPSODUHVGH DPEDVDVHVSpFLHV HJ1+08.393DHF0+1/ HPERUDRVGH2EUHYLFHSVIRVVHPHPJHUDOEHPIUDJPHQWDGRV F $FDUDFWHUtVWLFD GLIHUHQFLDGD GD HVFDPD GH 2EUHYLFHSV DSRQWDGDSRU %DUWUDP p XPD FDUDFWHUtVWLFD FRPXP D RXWURV SHL[HV FRP HVFDPDVJDQRLGHV HJ+HWHUROHSLGRWXV3ODFLGLFKWK\V3KROLGRSKRUXV H 3DUDOHSLGRWXV LQFOXVLYH j HVSpFLH 2 SURFHUD 7RGDYLD HVWD H[SDQVmRDQWHURGRUVDOHPJHUDOILFDUHFREHUWDSHODHVFDPDDQWHULRUH SRULVVRQHPVHPSUHpREVHUYDGD Ophiopsis lepturus $SDUWLUGRDSUHVHQWDGRQDUHYLVmRGDHVSpFLH2OHSWXUXVGRLVSRQWRVSUHFLVDPVHU GLVFXWLGRVXP HP UHODomRDRPDWHULDOREVHUYDGRGH 'DQLQLD VSLQRVD H RXWURHP UHODomRD UHSUHVHQWDomRGRJrQHUR2SKLRSVLVQR7ULiVVLFR 2 PDWHULDO DQDOLVDGR SRU %UJLQ LH 0&61 H UHIHUHQFLDGRFRPR2OHSWXUXVDSUHVHQWRXVHJXQGRRSUySULRDXWRUDOJXPDVGLIHUHQoDVSDUD RVHVSpFLPHVGH2OHSWXUXVSURYHQLHQWHVGH3HUOHGRFRPRSRUH[HPSORXPPDLRUQ~PHUR GHHVFDPDVDRORQJRGDOLQKDODWHUDO LHYHUVXVUHVSHFWLYDPHQWH HXPPDLRUQ~PHUR GHUDLRVSULQFLSDLVQDQDGDGHLUDFDXGDO LHFHUFDGHYHUVXVFHUFDGHUHVSHFWLYDPHQWH (QWUHWDQWRFHUWRGHTXHRVH[HPSODUHVUHSUHVHQWDYDPXPRILRSVtGHRRDXWRUQmRMXOJRXDV GLIHUHQoDVHQFRQWUDGDVFRPRVXILFLHQWHVSDUDDFULDomRGHXPDQRYDHVSpFLHHGHVFUHYHXR PDWHULDOFRPRUHSUHVHQWDQWHGDHVSpFLHQRPLQDO2OHSWXUXV(VVDHVSpFLHVHQGRSURYHQLHQWH GR 7ULiVVLFR 0pGLR DSUHVHQWDULD FDUDFWHUtVWLFDV PDLV SULPLWLYDVHP UHODomR jV HVSpFLHVGH 3HUOHGR HJPDLRUQ~PHURGHHVFDPDVDRORQJRGDOLQKDODWHUDO HPDLRUQ~PHURGHUDLRV SULQFLSDLVQDQDGDGHLUDFDXGDO &RQWXGR /RPEDUGR UHSRUWRX TXH RV HVSpFLPHV UHIHUHQFLDGRV SRU %UJLQ QmRVyQmRVHWUDWDYDPGHRILRSVtGHRVFRPRWDPEpPQmRHUDPSHL[HVQHRSWHUtJLRV PDV VLP 3HUOHLGLIRUPHV 'H DFRUGR FRP D LQWHUSUHWDomR GD DXWRUD D TXDO GLIHUH GD LQWHUSUHWDomR GH %UJLQ RV HVSpFLPHV DSUHVHQWDUDP LQ~PHUDV FDUDFWHUtVWLFDV TXH RV SRVLFLRQDYDP GHQWUH 3HUOHLGLIRUPHV HJ XP SUpRSpUFXOR DPSOR GRUVDOPHQWH RFXSDQGR SUDWLFDPHQWHWRGDDUHJLmRSyVRUELWDOURVWUDOJUDQGHHSHQWDJRQDOPD[LODDORQJDGDODUJDQD UHJLmR SyVRUELWDO H DPSOD DQWHULRUPHQWH DXVrQFLD GH LQWHURSpUFXOR H SUHVHQoD GH UDLRV ³HSD[LDLV´QDQDGDGHLUDFDXGDO HQWUHWDQWRWDPEpPDSUHVHQWDYDPFDUDFWHUtVWLFDV HJPDLRU JUDXGHRUQDPHQWDomRQDERUGDSRVWHULRUGDVHVFDPDVHHVWUXWXUDGLIHUHQFLDGDGDVQDGDGHLUDV DV TXDLV DSUHVHQWDP RV UDLRV SUR[LPDLV H[WUHPDPHQWH ORQJRV TXH RV GLIHUHQFLDYDP GRV GHPDLVJrQHURVGHVWHJUXSRHSRULVVRIRLFULDGRRJrQHUR'DQLQLDDSDUWLUGDGHVFULomRGD HVSpFLHQRPLQDO'VSLQRVD $QDOLVDQGRRVHVSpFLPHVHPTXHVWmR>HJ0&61 $SrQGLFH$)LJ% $SrQGLFH$)LJ& DVVLPFRPR/RPEDUGR FRPSUHHQGHVHDTXLTXH RV PHVPRV QmR UHSUHVHQWDP TXDOTXHU HVSpFLH GH 2SKLRSVLV (PERUD D TXDOLGDGH GH SUHVHUYDomRGRPDWHULDOQmRSHUPLWDDGLVWLQomRFODUDGDVVXWXUDVRXGRVIRUPDWRVGRVRVVRVD XWLOL]DomR GD LOXPLQDomR 89 IDFLOLWRX D REVHUYDomR GHVVHV DWULEXWRV 'LIHUHQWHPHQWH GRV SHL[HV RILRSVtGHRV HVVHV HVSpFLPHV WULiVVLFRV DSUHVHQWDUDP DV QDGDGHLUDV EHP GHVHQYROYLGDV FRP RV SWHULJLyIRURV EDVWDQWH UREXVWRV HJ 0&61 ,QFOXVLYH QR H[HPSODU0&61pFODUDTXHDUHODomRSWHULJLyIRURVUDLRVSULQFLSDLVQmRpGHXPSDUD XP $SrQGLFH $ )LJ % FRPR R TXH RFRUUH HP 2SKLRSVLV H QRV GHPDLV SHL[HV QHRSWHUtJLRV $ SULQFLSDO GLIHUHQoD TXDQWR DR WDPDQKR GDV QDGDGHLUDV SRGH VHU QRWDGD DR FRPSDUDU D QDGDGHLUD DQDO GH 2 SURFHUD $SrQGLFH $ )LJ ( FRP DV GH ' VSLQRVD $SrQGLFH $ )LJ % $ SULPHLUD HVSpFLH DVVLP FRPR DV GHPDLV GR JrQHUR 2SKLRSVLV DSUHVHQWRXDQDGDGHLUDDQDOEHPUHGX]LGD FHUFDGHRLWRUDLRVWRWDLV HQTXDQWRRVHVSpFLPHV DTXL DQDOLVDGRV GH 'DQLQLD DSUHVHQWDUDP D QDGDGHLUD DQDO EHP UREXVWD FHUFD GH UDLRV WRWDLV PDLVGHVHQYROYLGDTXHDSUySULDQDGDGHLUDGRUVDO$OpPGDGRUVDODTXDQWLILFDomRGRV UDLRV GH WRGDV DV QDGDGHLUDV HQWUH RV H[HPSODUHV GH 'DQLQLD H GH 2SKLRSVLV IRL VHPSUH GLYHUJHQWH HJQDGDGHLUDFDXGDOGH2SKLRSVLVHPJHUDOFRPFHUFDGHUDLRVSULQFLSDLV QDGDGHLUDFDXGDOGH'DQLQLDHPJHUDOFRPFHUFDGHUDLRVSULQFLSDLV $LQGDHPUHODomR jV QDGDGHLUDV 'DQLQLD DSUHVHQWRX IXOFUDV H HVFXGRV PXLWR DPSORV DQWHFHGHQGR WRGDV DV QDGDGHLUDV(PERUDDVHVSpFLHVGH2SKLRSVLVWDPEpPDSUHVHQWHPDVQDGDGHLUDVDQWHFHGLGDV SRUIXOFUDVHVWDVVmRUHGX]LGDVVHFRPSDUDGDVDVGH'DQLQLD $SrQGLFH$)LJ% 2XWUDGLIHUHQoDHQWUH'DQLQLDHRVSHL[HVRILRSVtGHRVpHPUHODomRjPRUIRORJLDGDV HVFDPDV(PERUD'DQLQLDDSUHVHQWHHVFDPDVPDLVDOWDVTXHODUJDVQDSDUWHDQWHULRUGRFRUSR HPDLVDORQJDGDVQDSRVWHULRUVXDIRUPDQmRpH[DWDPHQWHDPHVPDTXHRFRUUHHP2SKLRSVLV $SUySULDRUQDPHQWDomRGDERUGDSRVWHULRUGDHVFDPDHPERUDRFRUUDHPDPERVRVJUXSRV FRPSDUDGRV 'DQLQLDH2SKLRSVLV pPXLWRPDLVSURHPLQHQWHHP'DQLQLD 3RU ILP D FRPSDUDomR GD DQDWRPLD FUDQLDQD GH DPERV RV Wi[RQV 'DQLQLD H 2SKLRSVLV WDPEpPDSRQWRXSDUDGLIHUHQoDVFODUDVSULQFLSDOPHQWHHPUHODomRDRWDPDQKRHD IRUPD GD PD[LOD HJ HP 'DQLQLD D PD[LOD p H[WUHPDPHQWH DORQJDGD PDLV DPSOD SRVWHULRUPHQWHDOFDQoDQGRXPSRQWRDSyVDPDUJHPGDyUELWDFRPXPFDQDOEHPPDVVLYR LH EHP PDUFDGR ODUJR HP 2SKLRSVLV DPD[LODVHHVWHQGHDWpQRPi[LPRjPDUJHP SRVWHULRUGDyUELWDVHQGRVRPHQWHXPSRXFRPDLVDPSODSRVWHULRUPHQWH HDPRUIRORJLDGRV RVVRVFLUFXPRUELWDLV HJHP'DQLQLDHVWiSUHVHQWHXPDPSORVXERUELWDORFXSDQGRWRGDD UHJLmRHQWUHDyUELWDHRSUpRSpUFXORHP2SKLRSVLVHVWiSUHVHQWHXPDVpULHGHVXERUELWDLV (PERUD DV DQiOLVHV DTXL UHDOL]DGDV WHQKDP DSRQWDGR SDUD VLJQLILFDWLYDV GLIHUHQoDV HQWUHRV HVSpFLPHV H[DPLQDGRV GH 0HULGD DWXDOPHQWH GHQRPLQDGRV 'DQLQLDVSLQRVD H DV GHPDLVHVSpFLHVGH2SKLRSVLVpUHFRPHQGDGDDLQYHVWLJDomRGRSRVLFLRQDPHQWRGH'DQLQLD VXJHULGRSRU/RPEDUGR (PERUDRVHVSpFLPHVQmRUHSUHVHQWHPXPRILRSVtGHRQmRKi FHUWH]D GH VHX SRVLFLRQDPHQWR HP 3HUOHLGLIRUPHV $V LQWHUSUHWDo}HV GR SUHVHQWH WUDEDOKR GLIHULUDPGDVLQWHUSUHWDo}HVUHDOL]DGDVSRU/RPEDUGR TXDQWRjIRUPDGRSUpRSpUFXOR HJHVWUHLWRYHUVXVDPSORGRUVDOPHQWHUHVSHFWLYDPHQWH DSUHVHQoDGHXPDPSORVXERUELWDO SRVWHULRU j yUELWD HJ VXERUELWDO DPSOR YHUVXV VXERUELWDO DXVHQWH UHVSHFWLYDPHQWH H GD IRUPDURVWUDO HJHPIRUPDGH³9´YHUVXVSHQWDJRQDOUHVSHFWLYDPHQWH 2RXWURSRQWRDVHUDERUGDGRQHVWDVHVVmRFRUUHVSRQGHjUHSUHVHQWDomRGHRILSVtGHRV QR 7ULiVVLFR $Wp R PRPHQWR WRGRV RV UHJLVWURV GH UHSUHVHQWDQWHV GD IDPtOLD 2SKLRSVLGDH GHYLGDPHQWH UHYLVDGRV QR SUHVHQWH WUDEDOKR VH UHVWULQJLUDP DR -XUiVVLFR QD (XURSD H ÈIULFD H DR &UHWiFHR QDV $PpULFDV GR 6XO H GR 1RUWH (P YLVLWDV UHDOL]DGDV HP GLYHUVDV FROHo}HVRQGHHVWmRGHSRVLWDGRVSHL[HVSURYHQLHQWHVGHORFDOLGDGHVWULiVVLFDV HJ0610 0&)% 0&61/ H 3,08= QmR IRL HQFRQWUDGR TXDOTXHU HVSpFLPH UHSUHVHQWDQWH GH 2SKLRSVLGDH /RJR FRQVLGHUDQGR HVWH IDWR H DGLFLRQDOPHQWH R JUDQGH HVSDoR WHPSRUDO H[LVWHQWH HQWUH RV UHSUHVHQWDQWHV FRQKHFLGRV GR -XUiVVLFR .LPHULGLDQR DSUR[LPDGDPHQWH PLOK}HVGHDQRV HDVXSRVWDHVSpFLHFRQKHFLGDGR7ULiVVLFR /DGLDQRDSUR[LPDGDPHQWH PLOK}HV GH DQRV KRMH GHQRPLQDGD 'DQLQLD VSHFLRVD QmR p GH VH HVSHUDU TXH D RFRUUrQFLDGH2SKLRSVLVQR7ULiVVLFRVHFRQILUPHGHSRLVGHUHDOL]DGDDUHYLVmRGRPDWHULDO TXHHVWiGHSRVLWDGRQRPXVHXGH6HQFNHQEHUJ(VVHPDWHULDOQmRIRLH[DPLQDGRQRSUHVHQWH WUDEDOKR SRLV QDWHQWDWLYDGHFRQWDWDUD FROHomR SDUD DJHQGDUXPDYLVLWDMDPDLV IRLREWLGD UHVSRVWD&RPRHVWDYLVLWDILFRXSDUDVHUUHDOL]DGDQRILPGRSHUtRGRGHGRXWRUDGRVDQGXtFKH RSRXFRWHPSRWDPEpPFRQWULEXLXSDUDDLQYLDELOL]DomRGDLGDj)UDQNIXUW 5HYLVmRGHHeterolepidotus 5HGHILQLomRGRJrQHUR+HWHUROHSLGRWXV $SHVDU GH DSUHVHQWDU VRPHQWH XPD HVSpFLH QRPLQDO EHP FRQKHFLGDRJrQHUR +HWHUROHSLGRWXVHUDUHSUHVHQWDGRSRUHVSpFLHVQRPLQDLV HJ:RRGZDUGE'HHFNH H*RUMDQRYLFN.UDPEHUJHU (VVHQ~PHURWmRDOWRVHGHYHDRIDWRGHDQWLJDPHQWH VHUFRPXPDGHVFULomRGHHVSpFLHVDSDUWLUGHTXDOTXHUIUDJPHQWRIyVVLOPHVPRVHHVWHIRVVH GHVSURYLGR GH FDUDFWHUHV TXH SXGHVVHP GLDJQRVWLFDU XPD HVSpFLH &RPR R JrQHUR ILFRX FRQKHFLGR SULQFLSDOPHQWH SHOD PRUIRORJLD GH VXDV HVFDPDV HVFDPDV JDQRLGHV FRP IRUPD YDULiYHO VHQGR QRWDYHOPHQWH PDLV HVWUHLWDV QD UHJLmR DEGRPLQDO H DSUHVHQWDQGR D ERUGD SRVWHULRUVHUULOKDGD SUDWLFDPHQWHTXDOTXHUIUDJPHQWRTXHDSUHVHQWDVVHHVFDPDVDEGRPLQDLV PDLVHVWUHLWDVHUDLGHQWLILFDGRFRPR+HWHUROHSLGRWXV 7DPEpP IRL REVHUYDGR TXH PXLWDV HVSpFLHV IRUDP RULJLQDOPHQWH GHVFULWDV EDVHDGDV HP GLIHUHQoDV GH RUQDPHQWDomR GDV HVFDPDV8P H[HPSODUFRP XPDHVFDPDGH VXSHUItFLH OLVDHUDFODVVLILFDGRFRPRGHHVSpFLHGLIHUHQWHGRTXHDSUHVHQWDYDHVFDPDRUQDPHQWDGDSRU WXEpUFXORV GH JDQRtQD RX PHVPR SRU UXJDV HJ + SHFWRUDOLV YHUVXV + VHUUDWXV UHVSHFWLYDPHQWH 'D PHVPD IRUPD D GLIHUHQoD HQWUH XP H[HPSODU FRP HVFDPD GH ERUGD SRVWHULRUGHQWLFXODGDSDUDRXWURFRPERUGDOLVDRXSRXFRGHQWLFXODGD HJ+FHSKDOXVH+ VWULDWXV WDPEpPHUDFRQVLGHUDGDFRPRGLDJQyVWLFD(QWUHWDQWRIRLFRQFOXtGRQHVWHWUDEDOKR TXH D RUQDPHQWDomR GH RVVRV GpUPLFRV H PHVPR GDV HVFDPDV p YDULiYHO FRP D LGDGH GR LQGLYtGXR HpYDULiYHO WDPEpPHP XP PHVPR LQGLYtGXR GHSHQGHQGRGDUHJLmRGRFRUSR ORJRQmRSRGHVHUXVDGRFRPRFDUiWHUGLDJQyVWLFRGHHVSpFLH YHUS (QWUHWDQWRDSDUWLUGDDQiOLVHFRPSDUDWLYDFRPRXWUDVHVSpFLHVVHS{GHFRQFOXLUTXHD FDUDFWHUtVWLFD GH HVFDPDV DEGRPLQDLV PDLV HVWUHLWDV QmR p H[FOXVLYD GR JrQHUR +HWHUROHSLGRWXV HVWi SUHVHQWH SRU H[HPSOR HP 3DUDOHSLGRWXV RUQDWXV $UFKDHVHPLRQRWXV FRQQHFWHQV H 7HRLFKWK\V NDOOLVWRV H D PHVPD SRU VL Vy QmR SRGH VHU XVDGD FRPR FDUDFWHUtVWLFD GLDJQyVWLFD 2XWURV FDUDFWHUHV GHYHP VHU DQDOLVDGRV HP FRQMXQWR FRPR SRU H[HPSOR R WLSR GH DUWLFXODomR PDQGLEXODU D PRUIRORJLD GRV RVVRV FLUFXPRUELWDLV D GLVSRVLomRGRVRVVRVGRFUkQLRHWF 3HORVPRWLYRVDSUHVHQWDGRVpTXHIRLDTXLVXJHULGRXPQ~PHURGHHVSpFLHVQRPLQDLV WmR PHQRU TXH R SURSRVWR DQWHULRUPHQWH GXDV HVSpFLHV QRPLQDLV YiOLGDV FRQWUD UHVSHFWLYDPHQWH 6XJHULPRV FRPR YiOLGDV DV HVSpFLHV + UKRPELIHU H + VHUUXODWXV DSUHVHQWDQGRDVGHYLGDVGHVFULo}HVHGLDJQRVHV YHUS $EDL[RGLVFXWLPRVDLQGDDV GLIHUHQoDVHQFRQWUDGDVHQWUHDPEDVDVHVSpFLHV $SHVDUGHVXJHVW}HVWD[RQ{PLFDVHGHQRPHQFODWXUDVHUHPDSUHVHQWDGDVQRSUHVHQWH WUDEDOKR HVWDV Vy SRGHUmR VHU FRQVLGHUDGDV FRPR XPD QRPHDomR YiOLGD DSyV VHUHP SXEOLFDGDVGHDFRUGRFRPDVUHJUDVGHQRPHQFODWXUDGRFyGLJR YHUFDStWXORDUWLJRGR ,&=1 $ SDUWLU GD UHGHILQLomR GR JrQHUR DTXL DSUHVHQWDGD KRXYH XPD PXGDQoD TXDQWR j GLVWULEXLomRHVSDoRWHPSRUDOGRJrQHUR+HWHUROHSLGRWXV$WpRSUHVHQWHWUDEDOKRRJrQHURHUD FRQKHFLGRGHDOJXPDVORFDOLGDGHVHXURSHLDV HJ,QJODWHUUD,WiOLD$OHPDQKDHÈXVWULD GR 7ULiVVLFR6XSHULRUDR-XUiVVLFR6XSHULRU$SyVDUHYLVmRGRJrQHURRPHVPRILFRXUHVWULWRDR -XUiVVLFRGD,QJODWHUUDHGD$OHPDQKDQmRVHQGRUHSUHVHQWDGRQD,WiOLDRXÈXVWULD &RPSDUDomRHQWUHDVGXDVHVSpFLHVVXJHULGDVFRPRYiOLGDV+HWHUROHSLGRWXVUKRPELIHUH +HWHUROHSLGRWXVVHUUXODWXV )D]HQGR XPD DQiOLVH FRPSDUDWLYD HQWUH RV HVSpFLPHV GH + UKRPELIHU WRWDO GH HVSpFLPHVREVHUYDGRV H+VHUUXODWXV WRWDOGHHVSpFLPHVREVHUYDGRV IRUDPREVHUYDGDV DOJXPDV GLIHUHQoDV TXH MXVWLILFDP RV PRUIRWLSRV FRPR GXDV HVSpFLHV QRPLQDLV GLIHUHQWHV 8PDFRPSDUDomRHQWUHDVGXDVHVSpFLHVpDSUHVHQWDGDDVHJXLU $HVSpFLH+VHUUXODWXVDSUHVHQWRXHPUHODomRj+UKRPELIHU D R FRUSR PDLV HVWUHLWR RV HVSpFLPHV QmR WrP XP DVSHFWR WmR DUUHGRQGDGR TXDQWR RV GH + UKRPELIHU H R SHG~QFXOR FDXGDO PDLV UREXVWRRXVHMDPHQRUGLIHUHQoDHQWUHDDOWXUDPi[LPDGRFRUSRHGR SHG~QFXORFDXGDO E LJXDOPHQWHDSUHVHQoDGHXPD³SODFDYHQWUDO´PRGLILFDGD HPERUDDV HVFDPDVYHQWUDLVGRDEG{PHQHVWHMDPSRXFRSUHVHUYDGDVIRLSRVVtYHOD LGHQWLILFDomR F PDLVGHILOHLUDVGHHVFDPDVDRORQJRGDOLQKDODWHUDO GHjHP +UKRPELIHU G FHUFD GH HVFDPDV QD ILOHLUD GD SDUWH PDLV DOWD GR FRUSR PHVPR Q~PHURGHHVFDPDVGH+UKRPELIHU H PHVPRQ~PHURGHUDLRVWRWDLVQDQDGDGHLUDGRUVDOFHUFDGH 7RGDVDVLQIRUPDo}HVDFLPDVmRDSUHVHQWDGDVGHIRUPDPDLVGHWDOKDGDQRDSrQGLFH% WDEHOD $SDUWLUGDFRPSDUDomRDSUHVHQWDGDHQFRQWUDPRVFRPR~QLFDYDULDomRVLJQLILFDWLYD HQWUH + UKRPELIHU H + VHUUXODWXV D IRUPD GR FRUSR 3DUD FKHJDU D HVWD FRQFOXVmR FRQVLGHUDPRVGRLVHVSpFLPHVGH+VHUUXODWXV 1+08.393H$01+ SRLVRV GHPDLV VmR LQFRPSOHWRV H QmR SXGHUDP VHU FRQILUPDGRV FRPR SHUWHQFHQWHV DR JrQHUR +HWHUROHSLGRWXV2HVSpFLPH1+08.393 LGHQWLILFDGRFRPR+ODWXV SRGHVHWUDWDU GH+VHUUXODWXVHQWUHWDQWRRPHVPRDSUHVHQWRXRFRUSRWmRGLVWRUFLGRTXHWDOKLSyWHVHQmR S{GHVHUFRQILUPDGD3RURXWURODGRDHVSpFLH +VHUUXODWXVSDVVRXDFRQWDUFRPPDLVXP H[HPSODUHVWHEHP SUHVHUYDGR H FRPSOHWR R TXDO HUD DWp R SUHVHQWHPRPHQWRFRQKHFLGR FRPR+W\SLFXV YHURVFRPHQWiULRVVREUHHVWDHVSpFLHQDS ,QIRUPDo}HV TXDQWR D PXGDQoD QD QRPHQFODWXUD GD HVSpFLH WLSR GR JrQHUR +HWHUROHSLGRWXV ,QIRUPDPRV QR FRPHoR GR SUHVHQWH WUDEDOKR TXH D WHUPLQRORJLD DGRWDGD SDUD D HVSpFLHWLSR HJ+HWHUROHSLGRWXVODWXV IRLTXHVWLRQDGDSRU*DUGLQHU TXHVXJHULXR ELQ{PLR+HWHUROHSLGRXVUKRPELIHUFRPRWHUPLQRORJLDFRUUHWDDVHUXWLOL]DGD(QWUHWDQWRHVWD PXGDQoD QmR IRL DGHULGD SRU QHQKXP WUDEDOKR SRVWHULRU H R ELQ{PLR +HWHUROHSLGRWXV ODWXV FRQWLQXRXDVHUHPSUHJDGR 2 SUREOHPD GH QRPHQFODWXUD QR JrQHUR +HWHUROHSLGRWXV WHYH LQtFLR TXDQGR GD VXD FULDomR $R GHVFUHYHU D HVSpFLH WLSR + ODWXV (JHUWRQ VXJHULX XPD HVSpFLH FRPR VLQ{QLPR VrQLRU /HSLGRWHV ILPEULDWXV $JDVVL] /RJR D QRYD HVSpFLH GHYHULD PDQWHURQRPHHVSHFtILFRGRVLQ{QLPRVrQLRUHDOWHUDUVRPHQWHRQRPHJHQpULFRRXVHMDD QRYD HVSpFLH GHYHULD VHU GHQRPLQDGD FRPR +HWHUROHSLGRWXV ILPEULDWXV (UURQHDPHQWH (JHUWRQ HOHJHX XP QRYR ELQ{PLR SDUD D HVSpFLH +HWHUROHSLGRWXV ODWXV 3RVWHULRUPHQWH :RRGZDUG E GLVSRQLELOL]RX XPD VLVWHPiWLFD SDOHRQWROyJLFD SDUDDHVSpFLH+ ODWXV LQGLFDQGRQRYRVVLQ{QLPRV,QFOXVLYHDSUHVHQWRXFRPRVLQ{QLPRVrQLRUDHVSpFLH'DSHGLXV ILPEULDWXV PDV WDPEpP HUURQHDPHQWH QmR DOWHURX R QRPH GD HVSpFLH WLSR PDQWHQGR R ELQ{PLR+HWHUROHSLGRWXVODWXVFRPRYiOLGR6RPHQWHHPDQRPHQFODWXUDXWLOL]DGDIRL TXHVWLRQDGDSRU*DUGLQHU(QWUHWDQWRRDXWRUTXHVWLRQRXDVLQRQtPLDFRPDHVSpFLH'DSHGLXV ILPEULDWXVDSUHVHQWDGDSRU:RRGZDUG3DUD*DUGLQHU RHVSpFLPHGHVFULWRSRU$JDVVL] KROyWLSRGH 'DSHGLXV ILPEULDWXVSHUGLGRGXUDQWHDJXHUUD QmR DSUHVHQWDYD FDUDFWHUtVWLFDV GLDJQyVWLFDV GH +HWHUROHSLGRWXV $QDOLVDQGR D LOXVWUDomR H D GHVFULomR DSUHVHQWDGD SRU $JDVVL] FI$JDVVL]YROXPHSHWDEHODILJ HFRQVLGHUDQGRDLQGDD LQIRUPDomRGDSURFHGrQFLDHLGDGHGR H[HPSODU 7LURO7ULiVVLFRGDÈXVWULD FRQFRUGDPRV FRP *DUGLQHU TXH 'DSHGLXV ILPEULDWXV QmR p VLQ{QLPR GH + ODWXV H[DPLQDQGR R PDWHULDOGLVSRQtYHOHPGLYHUVDVFROHo}HVHXURSHLDVQmRHQFRQWUDPRVTXDOTXHUUHSUHVHQWDQWH GR JrQHUR +HWHUROHSLGRWXV QR 7ULiVVLFR 'HVWD IRUPD DVVLP FRPR R DSUHVHQWDGR SRU *DUGLQHU RELQ{PLR6HPLRQRWXVUKRPELIHUSDVVDDVHURVLQ{QLPRPDLVDQWLJRHSHOD OHL GD SULRULGDGH GR ,&=1 GHYH VHU R QRPH XWLOL]DGR FI ,&=1 FDStWXOR DUWLJR $VVLP D FRUUHWD GHVLJQDomR GD HVSpFLH WLSR GR JrQHUR +HWHUROHSLGRWXV p +HWHUROHSLGRWXVUKRPELIHU YHUVLVWHPiWLFDSDOHRQWROyJLFDQDGHVFULomRS &RPSDUDomRGH+HWHUROHSLGRWXVFRPRXWURVJUXSRVGH1HRSWHU\JLL &RQIRUPHPHQFLRQDGRDQWHULRUPHQWHUHSUHVHQWDQWHVGRJrQHUR+HWHUROHSLGRWXVIRUDP LQ~PHUDV YH]HV FRPSDUDGRV QD OLWHUDWXUD D DOJXQV JrQHURV DWXDOPHQWH SRVLFLRQDGRV HP *LQJO\PRGL HJ /HSLGRWHV 6HPLRQRWXV 3DUDOHSLGRWXV FRPR WDPEpP D DOJXQV JrQHURV SRVLFLRQDGRV HP +DOHFRPRUSKL HJ (XJQDWKXV 2SKLRSVLV 7HRLFKWK\V $ SDUWLU GD UHGHVFULomR GH +HWHUROHSLGRWXV XWLOL]DPRV D HVSpFLH WLSR D PDLV FRPSOHWD HP GDGRV DQDW{PLFRVSDUDXPDFRPSDUDomRFRPDOJXPDVHVSpFLHVGRVJUXSRVDQWHULRUPHQWHFLWDGRV Heterolepidotusversus*LQJO\PRGL $V HVSpFLHV GR JrQHUR +HWHUROHSLGRWXV IRUDP HP JHUDO SUHOLPLQDUPHQWH GHVFULWDV FRPR /HSLGRWHV HJ/HSLGRWXVVHUUXODWXV /HSLGRWXVILPEULDWXV /HSLGRWXV SHFWRUDOLV FI :RRGZDUG E 1RV WUDEDOKRV VXEVHTXHQWHV j GHVFULomR RV JrQHURV +HWHUROHSLGRWXV H /HSLGRWHVIRUDPIUHTXHQWHPHQWHFRPSDUDGRVGHVWDFDQGRVHDVHPHOKDQoDTXDQWRPRUIRORJLD H GLVSRVLomR GDV HVFDPDV HJ .QHU %DVVDQL 'HHFNH (P PXLWDV GHVFULo}HV XP FRUSR FREHUWR SRU HVFDPDV JDQRLGHV H PRUIRORJLD TXH VH DVVHPHOKDYD DV FDUSDVDWXDLVIRUDPFDUDFWHUtVWLFDVDWULEXtGDVSRUYiULRVDXWRUHVWDQWRDRVJrQHURV/HSLGRWHV H 6HPLRQRWXV TXDQWR DR JrQHUR +HWHUROHSLGRWXV (P YLVLWDV D FROHo}HV FLHQWtILFDV HQFRQWUDPRV DOJXPDV YH]HV HVSpFLPHV LGHQWLILFDGRV FRPR +HWHUROHSLGRWXV PDV TXH QD YHUGDGH VH WUDWDYDP GH XP WLSR GH ³6HPLRQRQWLIRUPHV´ 2V JrQHURV $OOROHSLGRWXV 6DQJLRUJLRLFKWK\V H 3DUDOHSLGRWXV TXH DVVLP FRPR +HWHUROHSLGRWXV DSUHVHQWDP XP FRUSR UREXVWRHFREHUWRSRUHVFDPDVJDQRLGHVWDPEpP VmRSRUYH]HV FRQIXQGLGRVFRP RJrQHUR +HWHUROHSLGRWXVKDYHQGRDWpPHVPRTXHVWLRQDPHQWRVDFHUFDGDVVLQRQtPLDVGHVVHVJrQHURV &RPRH[HPSORDVHVSpFLHV/HSLGRWXVILPEULDWXVH/SDUYXOXVWUDWDGDVFRPRVLQ{QLPDVGH +HWHUROHSLGRWXV SRU :RRGZDUG E IRUDP VXJHULGDV FRPR SRVVtYHLV VLQ{QLPRV GH 3DUDOHSLGRWXV SRU 7LQWRUL (PERUD KDMD PXLWD FRQIXVmR TXDQWR j LGHQWLILFDomR GDV HVSpFLHV D VHPHOKDQoD H[LVWHQWH HQWUH R JrQHUR +HWHUROHSLGRWXV H RXWURV JrQHURV JLQJOLPyGLRVpEDVLFDPHQWHHPUHODomRjVHVFDPDVHRIRUPDWRGRFRUSR$PDLRUGLILFXOGDGH SDUDLGHQWLILFDomRGHVVHVJUXSRVpTXDQGRRHVSpFLPHDSUHVHQWDDSHQDVDSDUWHPHGLDQDGR FRUSR QmR DSUHVHQWDQGR QHP FUkQLR QHP UHJLmR FDXGDO 'D PHVPD IRUPD FRPR GLVFXWLGR DQWHULRUPHQWH QR FDVR GD FRPSDUDomR HQWUH 2SKLRSVLGDH H 0DFURVHPLLGDH LQ~PHUDV GLIHUHQoDV DQDW{PLFDV SRGHP VHU DSRQWDGDV HQWUH R JrQHUR +HWHUROHSLGRWXV H RXWURV ³6HPLRQRWLIRUPHV´ HJ 6HPLRQRWXV /HSLGRWHVH3DUDOHSLGRWXV 'HQWUH HVWDV SRGHPRV GHVWDFDURWLSRGHDUWLFXODomRPDQGLEXODURQ~PHURHDIRUPDGRVRVVRVFLUFXPRUELWDLVHRV GLIHUHQWHVWLSRVGHGHQWHV e QHFHVViULR GHL[DU FODUR TXH XPD DPSOD GLVFXVVmR VREUH DV UHODo}HV GRV JUXSRV FRQVLGHUDGRV³6HPLRQRWLIRUPHV´YHPVHQGRGHEDWLGDQDOLWHUDWXUD HJ2OVHQDQG0F&XQH :HQ]H/ySH]$UEDUHOORHWDO 8PDUHYLVmRGHWRGRVRVWi[RQVGHVFULWRVp QHFHVViULD SDUD SRVWHULRU HVWXGR GH VHX SRVLFLRQDPHQWR QR LQWHULRU GH *LQJO\PRGL (VWD UHYLVmR QmR p R REMHWLYR GR SUHVHQWH WUDEDOKR H QD WHQWDWLYD GH FRPSDUDU R JrQHUR +HWHUROHSLGRWXVFRPDOJXQVSHL[HV³6HPLRQRWLIRUPHV´WHQWDPRVVHOHFLRQDUHVSpFLHVGHFDGD JUXSRDSUHVHQWDGRQDKLSyWHVHILORJHQpWLFDPDLVUHFHQWHTXHGLVFXWLXDVUHODo}HVLQWHUQDVGH *LQJO\PRGLDSUHVHQWDGDSRU/ySH]$UEDUHOORHWDO 6HQGR DVVLP XPD FRPSDUDomR DQDW{PLFD HQWUH D HVSpFLH + UKRPELIHU H DOJXPDV HVSpFLHV GH ³6HPLRQRWLIRUPHV´ >&DOOLSXUEHFNLD QRWRSWHUXV 7KLROOLqUH /HSLGRWHV HOYHQVLV :HQ] 6HPLRQRWXV HOHJDQV 1HZEHUU\ 7OD\XDPLFKLQ LW]WOL /ySH] $UEDUHOOR $OYDUDGR2UWHJD 3OLRGHWHV QLJHULHQVLV :HQ] 6DQJLRUJLRLFKWK\V DOGDH7LQWRUL /RPEDUGRH3DUDOHSLGRWXVRUQDWXV$JDVVL]@pDSUHVHQWDGDD VHJXLU &RPR QR FDVR Mi DSUHVHQWDGR QR TXDO D HVSpFLH 3 ELGRUVDOLV IRL FRPSDUDGD FRP HVSpFLHV GD RUGHP 0DFURVHPLLIRUPHV D LGHQWLILFDomR GDV GLIHUHQoDV DQDW{PLFDV HQWUH D HVSpFLH + UKRPELIHU H HVSpFLHV GH ³6HPLRQRWLIRUPHV´ p IiFLO TXDQGR VmR GLVSRQtYHLV HVSpFLPHV EHP SUHVHUYDGRV H UHODWLYDPHQWH FRPSOHWRV ,VVR RFRUUH SRLV RV JUXSRV FRPSDUDGRV SHUWHQFHP j GLYLV}HV WD[RQ{PLFDV GLVWLQWDV +DOHFRPRUSKL H *LQJO\PRGL UHVSHFWLYDPHQWH 4XDQWR DR IRUPDWR GR FRUSR R TXDO p UREXVWR FRP D SRUomR DQWHULRU j QDGDGHLUD GRUVDO VLJQLILFDWLYDPHQWH PDLV ODUJD TXH D SRUomR SRVWHULRU HJ FHUFD GH D FRQIHULQGRDRSHL[HXPIRUPDWRDUUHGRQGDGRDHVSpFLH+UKRPELIHUDVVHPHOKDVHDDOJXPDV HVSpFLHVGH³6HPLRQRQWLIRUPHV´ HJ7OD\XDPLFKLQ6DQJLRUJLRLFKWK\VH3DUDOHSLGRWXV -i TXDQWR j FREHUWXUD FRUSRUDO WRGDV DV HVSpFLHV XWLOL]DGDV QHVWD FRPSDUDomR DSUHVHQWDPHVFDPDVJDQRLGHVPDLVDOWDVTXHODUJDVQDSRUomRDQWHULRUGRFRUSRHPDLVODUJDV TXHDOWDVQDSRUomRSRVWHULRUPDVVyDHVSpFLH+UKRPELIHU DVVLPFRPRDVGHPDLVHVSpFLHV GH +HWHUROHSLGRWXV DSUHVHQWD XPD SODFD GH HVFDPDV GLIHUHQFLDGDV QD SRUomR YHQWUDO GR DEG{PHQ3RURXWURODGRIRLREVHUYDGRHPDOJXPDVHVSpFLHVGH³6HPLRQRQWLIRUPHV´HVFDPDV PRGLILFDGDV QD PDUJHP GRUVDO GR FRUSR j IUHQWH GD QDGDGHLUD GRUVDO DV TXDLV VH DVVHPHOKDPDVIXOFUDV EDVDLV HJ 3DUDOHSLGRWXV 6DQJLRUJLRLFKWK\VH7OD\XDPLFKLQ (VWD FDUDFWHUtVWLFD Mi IRL GHVFULWD FRPR VLQDSRPyUILFD SDUD SHL[HV 6HPLRQRWLIRUPHV 2OVHQ 0F&XQH (PUHODomRDRQ~PHURGHHVFDPDVRVLQGLYtGXRVFRPSDUDGRVDSUHVHQWDUDP GLIHUHQoDVVLJQLILFDWLYDV$VHVSpFLHVGH ³6HPLRQRWLIRUPHV´DSUHVHQWDUDPFHUFD GHj HVFDPDVDRORQJRGDOLQKDODWHUDOGHjQDSRUomRPDLVDOWDGRFRUSRHFHUFDGHQR SHG~QFXOR FDXGDO (QTXDQWR LVVR + UKRPELIHU DSUHVHQWRX FHUFD GH H UHVSHFWLYDPHQWH YHUDSrQGLFH%WDEHOD (P UHODomR j DQDWRPLD FUDQLDQD D HVSpFLH + UKRPELIHU GLIHUH GDV HVSpFLHV GH ³6HPLRQRQWLIRUPHV´ HP LQ~PHURV SRQWRV 2V RVVRV LQIUDRUELWDLV SRU H[HPSOR YDULDP HP Q~PHURIRUPDHGLVSRVLomR(P+UKRPELIHUSRUH[HPSORRVLQIUDRUELWDLVVmRHPQ~PHUR GH TXDWUR HQTXDQWR QDV HVSpFLHV GH ³6HPLRQRWLIRUPHV´ HVVH YDULDGHVHWHjGH]4XDQWRD IRUPDDVVLPFRPRQRVSHL[HVRILRSVtGHRVRVSULPHLURVLQIUDRUELWDLVGH+HWHUROHSLGRWXVVmR KLSHUWURILDGRV WHQGR TXDVH RX D PHVPD SURIXQGLGDGH GD yUELWD VHQGR TXH R SULPHLUR LQIUDRUELWDO R ODFULPDO DSUHVHQWD QmR Vy D PHVPD SURIXQGLGDGH PDV DSUR[LPDGDPHQWH R PHVPR WDPDQKR GD yUELWD -i RV SHL[HV ³6HPLRQRWLIRUPHV´ HP JHUDO DSUHVHQWDP RV LQIUDRUELWDLVFRPDPHWDGH RXPHQRVGDPHWDGH GDSURIXQGLGDGHGDyUELWD'RVH[HPSODUHV DTXL DQDOLVDGRV D HVSpFLH /HSLGRWHV HOYHQVLV DSUHVHQWRX D PDLRU SDUWH GRV RVVRV FLUFXP RUELWDLV KLSHUWURILDGRV EHP SURIXQGRV 2 SRVLFLRQDPHQWR GR ~OWLPR LQIUDRUELWDO R GHUPRHVIHQyWLFR WDPEpPYDULRXHQWUH+UKRPELIHUHDVGHPDLVHVSpFLHVDQDOLVDGDVHVWDQGR RXFRPSOHWDPHQWHLQFRUSRUDGRDRWHWRFUDQLDQRRXID]HQGRSDUWHGDyUELWDUHVSHFWLYDPHQWH 4XDQWR j GLVSRVLomR RV RVVRV FLUFXPRUELWDLV SRGHP IRUPDU XP DQHO IHFKDGR RX QmR $ SULPHLUDFRQGLomRRFRUUHQDHVSpFLHGH+UKRPELIHUHQTXDQWRDVHJXQGDRFRUUHQDVHVSpFLHV GH³6HPLRQRWLIRUPHV´DTXLH[DPLQDGDV 8PD FDUDFWHUtVWLFD YDULiYHO HQWUH RV GRLV JUXSRV H TXH QRUPDOPHQWH p GH IiFLO REVHUYDomRpRWDPDQKRGRSURFHVVRGRVXERSpUFXOR(VVHSURFHVVRpPXLWRGLVFUHWRHP+ UKRPELIHUHQTXDQWRQRV³6HPLRQRWLIRUPHV´pEDVWDQWHYLVtYHODOFDQoDQGRSHORPHQRVGD DOWXUDGRRSpUFXOR 2XWUDGLIHUHQoDLGHQWLILFDGDIRLUHODWLYDjPD[LODHDPRUIRORJLDSUHVHQoDDXVrQFLDGRV GHQWHV GD PHVPD + UKRPELIHU DSUHVHQWRX D PD[LOD FRP XP HQWDOKH SRVWHULRU FDUiWHU VLQDSRPyUILFR SDUD +DOHFRPRUSKL *UDQGH %HPLV (VWD FDUDFWHUtVWLFD QmR HVWi SUHVHQWH HP QHQKXP GRV ³6HPLRQRWLIRUPHV´ TXH IRUDP DTXL H[DPLQDGRV 2V GHQWHV PD[LODUHV IRUDP HQFRQWUDGRV HP WRGRV RV HVSpFLPHV GH + UKRPELIHU H WDPEpP QRV HVSpFLPHVGDVGHPDLVHVSpFLHVQRPLQDLVGHVFULWDVSDUDRJrQHUR+HWHUROHSLGRWXV(VWHVHUDP GHQWHVWULDQJXODUHVHSRQWLDJXGRVFREHUWRVSRUXPFDSX]GHDFURGLQDTXHPDQWLQKDRIRUPDWR SRQWLDJXGR GR FXPH GR GHQWH -i QDV HVSpFLHV GH ³6HPLRQRWLIRUPHV´ REVHUYDGDV DOJXPDV DSUHVHQWDUDP PD[LODV GHQWDGDV HJ 6HPLRQRWXV HOHJDQV HQTXDQWR D PDLRULD DSUHVHQWRX PD[LOD HGHQWDGD HJ 6DQJLRUJLRLFKWK\V DOGDH 4XDQGR DSUHVHQWDUDP GHQWHV RV PHVPRV HUDP HP JHUDO DEDXODGRV QR FXPH FRPR GHQWHV DGDSWDGRV SDUD WULWXUDU $ PHVPD PRUIRORJLD IRLREVHUYDGDQRV RXWURVGHQWHVGDERFDFRPR RV GRGHQWiULRHGDSUpPD[LOD ([FHo}HVDHVVDUHJUDIRUDPDVHVSpFLHV6HPLRQRWXVHOHJDQVH6DQJLRUJLRLFKWK\VDOGDHTXH WDPEpPDSUHVHQWDUDPGHQWHVSRQWLDJXGRVFRPR+UKRPELIHU 2XWURSRQWRRQGHHQFRQWUDPRVGLIHUHQoDVHQWUHRVJUXSRVFRPSDUDGRVIRLUHIHUHQWHD DUWLFXODomRPDQGLEXODUDTXDOIRLXPSRXFRGLItFLOGHYLVXDOL]DUQDPDLRULDGRVHVSpFLPHV$ SDUWLFLSDomRGRVLPSOpWLFRQDDUWLFXODomRPDQGLEXODU GXSODDUWLFXODomR pFRQVLGHUDGDXPD VLQDSRPRUILD GH +DOHFRPRUSKL HJ 3DWWHUVRQ H *UDQGH %HPLV H IRL FODUDPHQWH REVHUYDGR HP + UKRPELIHU HJ H[HPSODU 1+08.393 -i QRV H[HPSODUHV GH ³6HPLRQRWLIRUPHV´ HVWD FDUDFWHUtVWLFD QmR IRL REVHUYDGD H DLQGD IRL LGHQWLILFDGDDSUHVHQoD GRTXDGUDWRMXJDOHPDOJXQVHVSpFLPHV HJ /HSLGRWHVQRWRSWHUXVH 3DUDOHSLGRWXVVS $OpPGDSDUWLFLSDomRRXQmRGRVLPSOpWLFRIRLDQDOLVDGRRSRVLFLRQDPHQWR GDDUWLFXODomRPDQGLEXODUDTXDOVHPRVWURXSRVWHULRU QDDOWXUDGRPHLRGDyUELWD HP + UKRPELIHUHDQWHULRU QDDOWXUDGDPDUJHPDQWHULRUGDyUELWD QRV³6HPLRQRWLIRUPHV´ (P UHODomR jV QDGDGHLUDV IRL REVHUYDGD YDULDomR QD TXDQWLGDGH GH UDLRV H QR SRVLFLRQDPHQWR GD GRUVDO HQWUH WRGDV DV HVSpFLHV QmR VHQGR SRU LVVR FRQVLGHUDGD XPD YDULDomRVLJQLILFDWLYD([FHWRTXDQWRjQDGDGHLUDFDXGDOQDTXDOIRLLGHQWLILFDGRXPSDGUmR QD TXDQWLGDGH GH UDLRV SULQFLSDLV TXH YDULRX HQWUH H QRVHVSpFLPHVGH ³6HPLRQRWLIRUPHV´HIRLFHUFDGHHP+UKRPELIHU2XWUDGLIHUHQoDTXHYDOHUHVVDOWDUp TXDQWR j QDGDGHLUD SHLWRUDO GH + UKRPELIHU D TXDO p PDLV GHVHQYROYLGD GR TXH R QRUPDOPHQWHREVHUYDGRHP RXWURVSHL[HV 2VHVSpFLPHV GHDPERVRV JUXSRV DSUHVHQWDUDP IXOFUDVjIUHQWHGHWRGDVDVQDGDGHLUDV Heterolepidotus versus+DOHFRPRUSKL &RPRPHQFLRQDGRQDLQWURGXomRGHVWDVHVVmRRJrQHUR+HWHUROHSLGRWXVIRLVXJHULGR SRU GLYHUVRV DXWRUHV HJ :RRGZDUG D H E %DUWUDP H /DPEHUV FRPR SHUWHQFHQWHj FODGRVGD GLYLVmR+DOHFRPRUSKL (XJQDWKLGDHH 2SKLRSVLGDH $WXDOPHQWH R JrQHURpFRQVLGHUDGRFRPR+DOHFRPRUSKLLQFHUWDHVHGLV HJ*DUGLQHUHWDO*UDQGH %HPLV H $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD 1R SUHVHQWH WUDEDOKR PRVWUDPRV GH IRUPD FRPSDUDWLYD D FRQILUPDomR GHVWD KLSyWHVH +HWHUROHSLGRWXV FRPR +DOHFRPRUSKL H UHVVDOWDPRV DLQGD DV VLPLODULGDGHV GH +HWHUROHSLGRWXV H RV SHL[HV RILRSVtGHRV 2FODGR+DOHFRPRUSKLpDWXDOPHQWHVXSRUWDGRSRUWUrVVLQDSRPRUILDVSULQFLSDLV HJ VLPSOpWLFR SDUWLFLSDQGR GD DUWLFXODomR PDQGLEXODU PD[LOD FRP XP HQWDOKH SUHVHQWH QD PDUJHPSRVWHULRUHSUHVHQoDGHXPD~QLFDVXSUDPD[LOD DVTXDLVIRUDPWRGDVLGHQWLILFDGDV QRVHVSpFLPHVGH+HWHUROHSLGRWXV $SrQGLFH$)LJ &RPSDUDQGRRJrQHURFRPGHPDLV JUXSRVGHKDOHFRPyUIRV $PLLIRUPHV,RQRVFRSLIRUPHV&DWXULGDH±VHQVX*UDQGH %HPLV ± H )XULGDH ± VHQVX /ySH]$UEDUHOOR HW DO SRGHPRV SHUFHEHU LQ~PHUDV RXWUDV VHPHOKDQoDVQDDQDWRPLDFUDQLDQD HJDQDWRPLDHGLVSRVLomRGRVRVVRVGRWHWRFUDQLDQRH GRHQGRFUkQLRFRPSRVLomRGRSURFHVVRFRURQRLGHHRUJDQL]DomRGDVpULHFLUFXPRUELWDO &RQILUPDGRFRPRXPSHL[HKDOHFRPyUIRDTXHVWmRVHJXLQWHDVHUDERUGDGDVREUH R JrQHUR+HWHUROHSLGRWXVpUHODWLYDDRVHXSRVLFLRQDPHQWRQRLQWHULRUGH+DOHFRPRUSKL +HWHUROHSLGRWXV DSUHVHQWRX LQ~PHUDV VHPHOKDQoDV SULQFLSDOPHQWH FRP RV UHSUHVHQWDQWHV GD IDPtOLD 2SKLRSVLGDH H FRP UHSUHVHQWDQWHV GD IDPtOLD ³)XULGDH´ VHQVX /ySH]$UEDUHOORHWDO $OJXPDVMiIRUDPUHVVDOWDGDVSRUFHUWRVDXWRUHV HJ%DUWUDP 6FKDHIIHU$SSOHJDWH HVHUmRDTXLDSUHVHQWDGDVGHIRUPDFRPSDUDWLYDH LOXVWUDWLYDMXQWDPHQWHFRPWRGDVDVRXWUDVVHPHOKDQoDVLGHQWLILFDGDV 2VRVVRVGRWHWRFUDQLDQRGH+UKRPELIHUDSUHVHQWDUDPDPHVPDIRUPDHGLVSRVLomR GRV RVVRV REVHUYDGRV HP SHL[HV KDOHFRPyUIRV HJ &DODPRSOHXUXV F\OLQGULFXV &DWXUXV IXUFDWXV 7HRLFKWK\V NDOOLVWRV )XUR PXHQVWHUL H ,RQRVFRSXV GHVRUL (QWUHWDQWR R JUDX GH SDUWLFLSDomRGRRVVRGHUPRHVIHQyWLFRQRWHWRFUDQLDQR ID]HQGRWRWDOPHQWHSDUWHGRWHWR HD FRQGLomRGHH[SRVLomRGHSDUWHGR HVIHQyWLFR DXWRHVIHQyWLFR pH[DWDPHQWHFRPRRFRUUH HP SHL[HV RILRSVtGHRV HJ 7HRLFKWK\V NDOOLVWRV H2SKLRSVLVSURFHUD IXUtGHRV HJ )XUR PXHQVWHULH5REXVWLFKWK\VOXRSLQJHQVLV HLRQRVFRStGHRV HJ,RQRVFRSXVGHVRULH2VKXQLD EUHYLV 4XDQGR DQDOLVDPRV D DQDWRPLD GRV RVVRV GD IDFH SULQFLSDOPHQWH RV RVVRV FLUFXP RUELWDLV LGHQWLILFDPRV PDLV VHPHOKDQoDV HQWUH RV SHL[HV RILRSVtGHRV H R JrQHUR +HWHUROHSLGRWXV FRPSDUDUILJXUDVHGRDSrQGLFH$ (PJHUDORVUHSUHVHQWDQWHV GRV Wi[RQV FLWDGRV HJ 2SKLRSVLV 0DFUHSLVWLXV 3ODFLGLFKWK\VH+HWHUROHSLGRWXV DSUHVHQWDPRVWUrVSULPHLURVLQIUDRUELWDLVDOWRVDSUR[LPDGDPHQWHFRPDPHVPDSURIXQGLGDGH GD yUELWD R ~OWLPR LQIUDRUELWDO FRP D ERUGD SRVWHULRU LQFOLQDGD SRVWHURGRUVDOPHQWH H R ODFULPDOKLSHUWURILDGRDSUR[LPDGDPHQWHFRPRPHVPRWDPDQKRGDyUELWD$OpPGRVRVVRV FLUFXPRUELWDLV +HWHUROHSLGRWXV DSUHVHQWD D PRUIRORJLD GRV GHPDLV RVVRV GD IDFH EHP VHPHOKDQWH DRV GRV GHPDLV RILRSVtGHRV FRPR SRU H[HPSOR $SrQGLFH $ )LJV H SUHVHQoD GH XPD ~QLFD VXSUDPD[LOD VLPSOpWLFR SDUWLFLSDQGR GD DUWLFXODomR PDQGLEXODU PD[LOD FRP XP HQWDOKH SRVWHULRU SRUWDQGR GHQWHV WULDQJXODUHV H SRQWLDJXGRV FHUDWRKLDO DORQJDGR FXUYDGR PHGLDOPHQWH H SRUWDQGR LQ~PHURV EUDQTXLRVWHJDLV FHUFD GH VpULH RSHUFXODU FRPSRVWD SRU RSpUFXOR VXERSpUFXOR H LQWHURSpUFXOR VHQGR R SURFHVVR GR VXERSpUFXOR EHP GLVFUHWR TXDVH LQH[LVWHQWH VH FRPSDUDGR DR TXH RFRUUH QRV SHL[HV ³6HPLRQRQWLIRUPHV´ SyVFOHLWURIRUPDGRSRUSHORPHQRVSODFDVHSUHVHQoDGHXPD~QLFD SODFD JXODU $OpP GH GLYLGLU HVVDV FDUDFWHUtVWLFDV FRP RV SHL[HV TXH WHP SRVLFLRQDPHQWR FRQILUPDGR HP 2SKLRSVLGDH +HWHUROHSLGRWXV WDPEpP GLYLGH HVVDV FDUDFWHUtVWLFDV FRP UHSUHVHQWDQWHV KDOHFRPyUIRV LQFHUWDH VHGLV HJ 2VWHRUDFKLV H 1HRUKRPEROHSLV H FRP R FODGR )XULGDH UHFHQWHPHQWH VXJHULGR FRPR JUXSR LUPmR GH 2SKLRSVLGDH FI /ySH] $UEDUHOORHWDO $SUHVHQoDGHRVVtFXORVHQWUHRVUDLRVGDQDGDGHLUDFDXGDOSRUWDQGRRFDQDOGDOLQKD ODWHUDOVXJHULGDFRPRVLQDSRPRUILDGH2SKLRSVLGDHSRU%DUWUDP QmRIRLREVHUYDGD HPQHQKXPGRVHVSpFLPHVGH+HWHUROHSLGRWXVDQDOLVDGRV $QiOLVHFRPSDUDWLYDGRVJUXSRVincertae sedis 2VWi[RQVGHSRVLomRWD[RQ{PLFDLQFHUWD LHLQFHUWDHVHGLV RXVHMDXPWi[RQVHPD SRVLomR H[DWD GHQWUR GD FODVVLILFDomR LH VHP IDPtOLD JrQHUR RX HVSpFLH GHWHUPLQDGR p DOJRFRPXPGHVHHQFRQWUDUQRHVWXGRGRUHJLVWURIyVVLO $H[LVWrQFLDGHWi[RQVVHPSRVLFLRQDPHQWRGHILQLGRGHQWURGDFODVVLILFDomRYLJHQWH SRGHHVWDUUHODFLRQDGDDXPDVpULHGHIDWRUHVDVDEHUHVFDVVH]GHPDWHULDOGHFRPSDUDomR FRQWURYpUVLDQDFODVVLILFDomRTXDQGRKiXPGHVDFRUGRHQWUHDXWRUHVVREUHRSRVLFLRQDPHQWR GRWi[RQRXTXDQGRRWi[RQHPTXHVWmRVHWUDWDGHXPWi[RQEDVDOGHGHWHUPLQDGRJUXSR GHQWUR GR TXDO QmR VH SRGH DIHULU R SRVLFLRQDPHQWR 7RGRV HVVHV IDWRUHV HVWmR GH IDWR UHODFLRQDGRVjLQFRPSOHWXGHGRUHJLVWURIyVVLO 1R SUHVHQWH WUDEDOKR IRUDP DERUGDGRV DOJXQV Wi[RQV FRQVLGHUDGRV FRPR LQFHUWDH VHGLV 2 JrQHUR +HWHUROHSLGRWXV R TXDO DSUHVHQWRX PDLRU Q~PHUR GH IyVVHLV DSUR[LPDGDPHQWHFRPSOHWRVHUHODWLYDPHQWHFRPERDTXDOLGDGHGHSUHVHUYDomRS{GHWHUVHX SRVLFLRQDPHQWR PHOKRU DXIHULGR (VWH VH HQFDL[D QD FRQGLomR GH VHU XP Wi[RQ EDVDO j 2SKLRSVLGDH(QWUHWDQWRVXDSRVLomRH[DWDpGLItFLOGHGHVLJQDUSHODIDOWDGHFRQKHFLPHQWRGH RXWURV JUXSRV FRPR D IDPtOLD &DWXULGDH SRU H[HPSOR RX PHVPR SHOD LQH[LVWrQFLD GR UHJLVWURIRVVLOtIHURGHRXWURVWi[RQVDSDUHQWDGRV 1RFDVRGRVJrQHURV2VWHRUDFKLV1HRUKRPEROHSLVH$SKDQHS\JXVIRLPDLVGLItFLOVH REWHU PHOKRUHV UHVXOWDGRV UHIHUHQWH DR SRVLFLRQDPHQWR WD[RQ{PLFR Mi TXH R PDWHULDO FRQKHFLGR GHVWHV JUXSRV p LQFRPSOHWR RX HVFDVVR 7RGDYLD D FRPSDUDomR FRP D IDPtOLD 2SKLRSVLGDHIRLUHDOL]DGDHDSULQFtSLRGHVFDUWDGDFRPRFDWHJRULDWD[RQ{PLFDSDUDSRVLFLRQDU HVVHVWUrVJrQHURV 4XDQWRDRJrQHUR2VWHRUDFKLVXPPHOKRUFRQKHFLPHQWRGRJUXSRSRGHVHUREWLGRD SDUWLU GD UHYLVmR GD IDPtOLD &DWXULGDH (XJQDWKLGDH $OJXQV HVSpFLPHV H[DPLQDGRV HP FROHo}HV RV TXDLV HVWmR LGHQWLILFDGRV FRPR (XJQDWKXV SRGHP WHU UHODomR FRP R PDWHULDO DQDOLVDGR GH 2VWHRUDFKLV /RJR XPD PHOKRU FRPSUHHQVmR GRV JUXSRV TXH Mi IRUDP UHODFLRQDGRVjIDPtOLD&DWXULGDHSRGHIDFLOLWDURSRVLFLRQDPHQWRGH2VWHRUDFKLV -iRJrQHUR1HRUKRPEROHSLV p UHDOPHQWH SRXFR LQIRUPDWLYR 3URYDYHOPHQWH p VLQ{QLPR GH 0DFUHSLVWLXV DUHQDWXV 7RGDYLD VRPHQWH D REVHUYDomR GH RXWURV HVSpFLPHV SRGHULDFRQWULEXLUSDUDXPPHOKRUHQWHQGLPHQWRGRWi[RQ 2 FDVR GR JrQHUR $SKDQHS\JXV p GLIHUHQWH GRV GRLV ~OWLPRV JrQHURV VXSUDFLWDGRV $SHVDUGH$SKDQHS\JXVVHUUHSUHVHQWDGRSRUXPEDL[RQ~PHURDPRVWUDO HVSpFLPHV RV HVSpFLPHV FRQKHFLGRV VmR EDVWDQWH LQIRUPDWLYRV DQDWRPLFDPHQWH (QWUHWDQWR R JrQHUR DSUHVHQWD FDUDFWHUtVWLFDV SHFXOLDUHV DRV JUXSRVD TXH HVWiVHQGRFRPSDUDGRRTXHGLILFXOWD VXD FODVVLILFDomR $ LQYHVWLJDomR GH DOJXPDV FDUDFWHUtVWLFDV DQDW{PLFDV LPSRUWDQWHV SDUD FODVVLILFDomRFRPRSRUH[HPSORRWLSRGHDUWLFXODomRPDQGLEXODUSUHFLVDVHUUHDOL]DGD(VVD FDUDFWHUtVWLFDFRPRRXWUDVLQIRUPDo}HVGRHQGRFUkQLRHGRHQGRHVTXHOHWRFDXGDOQmRIRUDP H[DPLQDGDVQRSUHVHQWHWUDEDOKRSRLVHVWDYDPHQFREHUWDVSHODVHVTXDPXODVTXHVmRFRPXQV QDHVSpFLH7RGDYLDDXWLOL]DomRGHRXWUDVWHFQRORJLDVFRPRDWRPRJUDILDFRPSXWDGRUL]DGD RX DTXLVLomR GH LPDJHQV GH VtQFURWURQ SRGH DXPHQWDU R FRQKHFLPHQWR GR JrQHUR FRQWULEXLQGRSDUDRHQWHQGLPHQWRGHVXDVUHODo}HV(PXPDFRODERUDomRFRPSHVTXLVDGRUHV GR 1+0 Mi HVWmR SUHYLVWDV DTXLVLo}HV GH WRPRJUDILDV GH HVSpFLPHV GH $ GRUVDOLV DVVLP FRPR D FRQIHFomR GH OkPLQDV KLVWROyJLFDV GDV HVFDPDVH GDV HVTXDPXODV SDUD FRPSDUDomR FRPRXWURVJUXSRV $SHVDUGDJUDQGHLPSRUWkQFLDGDFODVVLILFDomRRPDLVLPSRUWDQWHQRHVWXGRGHJUXSRV WDQWRIyVVHLVTXDQWRDWXDLVpDFRPSUHHQVmRGRSURFHVVRHYROXWLYR'HYLGRDRVGLYHUVRVKLDWRV QR UHJLVWUR IyVVLO PXLWRV SRQWRV SRGHP ILFDU VHP XP HQWHQGLPHQWR DGHTXDGR QR HVWXGR ILORJHQpWLFRFRPRQRFDVRDTXLDSUHVHQWDGRGRVJUXSRVLQFHUWDHVHGLV &RPSDUDomRGHPlacidichthys0DFURVHPLLGDHH2SKLRSVLGDH 1RSUHVHQWHWUDEDOKR3ODFLGLFKWK\VELGRUVDOLVWHYHPDLVXPDYH]VHXSRVLFLRQDPHQWR FRQILUPDGRQRLQWHULRUGH1HRSWHU\JLLHGLYHUVDVVHPHOKDQoDVHGLIHUHQoDVIRUDPDSRQWDGDV HQWUH3ODFLGLFKWK\VHUHSUHVHQWDQWHVGH0DFURVHPLLGDHH2SKLRSVLGDHQDS 7RGDYLD WUrV FDUDFWHUtVWLFDV XWLOL]DGDV QHVWD FRPSDUDomR VmR GLVFXWLGDV DEDL[R D SUHVHQoD GH HVFDPD JDQRLGH D SUHVHQoD GH XPD QDGDGHLUD GRUVDO GLYLGLGD H DUWLFXODomR PDQGLEXODUFRPDSDUWLFLSDomRGRVLPSOpWLFR GXSODDUWLFXODomRPDQGLEXODU (VFDPDVJDQRLGHV 2 WHUPR µHVFDPDV JDQRLGHV¶ YHP VHQGR XWLOL]DGR IUHTXHQWHPHQWH QD OLWHUDWXUD SDUD LQGLFDUTXDOTXHUHVFDPDTXHSRVVXDXPDFDPDGDHVPDOWDGDEULOKDQWHRXVHMDXPDFDPDGD GH JDQRtQD HJ 6FKXOW]H )UDQFLOLRQ HW DO 6LUH HW DO $V µHVFDPDV JDQRLGHV¶ VmR PXLWR FRPXQV HP GLYHUVRV JUXSRV GH SHL[HV HQWUHWDQWR UHVWULWD j DFWLQRSWHUtJLRV 6FKXOW]H 6XD SUHVHQoD Mi IRL XWLOL]DGD DWp PHVPR FRPR FDUiWHU GLDJQyVWLFR&RPRH[HPSOR$JDVVL] DJUXSRXSHL[HVTXHDSUHVHQWDYDPµHVFDPDV JDQRLGHV¶ HP XPD ~QLFD RUGHP GHQRPLQDGD *DQRLGHL HJ 3\FQRGRQWHV /HSLGRWHV 2SKLRSVLV1RWDJRJXV 0DLVWDUGHjPHGLGDTXHHVWHVSHL[HVIRUDPVHQGRPDLVHVWXGDGRVRV PHVPRV IRUDP VHQGR DJUXSDGRV HP RUGHQV H IDPtOLDV GLIHUHQWHV HJ 2SKLRSVLVHP 2SKLRSVLGDHH1RWDJRJXVHP0DFURVHPLLGDH 0XLWRV WUDEDOKRV Mi GLVFXWLUDP DV GHQRPLQDo}HV SDUD FDGD WLSR GH HVFDPD H[LVWHQWH HJ)UDQFLOLRQHWDO6LUHHWDO6FKXOW]H VHQGRTXHDYLVmRPDLVUHFHQWH 6FKXOW]H pDSUHVHQWDGDGHIRUPDHVTXHPiWLFDQRDSrQGLFH%WDEHOD 'LIHUHQWHPHQWHGDHVFDPDURPERLGH JDQRLGH DHVFDPDHODVPRLGHGRWLSRDPLRLGH QmRHVWiUHVWULWDDRVDFWLQRSWHUtJLRVHODDSDUHFHGLYHUVDVYH]HVQDKLVWyULDHYROXWLYDWDQWRGRV DFWLQRSWHUtJLRVTXDQWRGRVVDUFRSWHUtJLRV 6FKXOW]H $QDOLVDQGRDKLVWyULDHYROXWLYDGDVHVFDPDVHQWUHRVDFWLQRSWHUtJLRV6FKXOW]H DSUHVHQWRXGRLVH[HPSORVGHGHVHQYROYLPHQWRFRQYHUJHQWHHP&DWXULGDHH$PLLGDH HJRV JrQHURV)XURH6LQDPLDDSUHVHQWDULDPHVFDPDVURPERLGHVGRWLSROHSLVRVWHRLGHRTXHIDULD FRPTXHHVVHVUHSUHVHQWDQWHVIRVVHPFRQVLGHUDGRVEDVDLVGHQWURGHVVDVOLQKDJHQV±&DWXULGDH H $PLLGDH ± HQTXDQWR RV GHPDLV UHSUHVHQWDQWHV HP WHRULD PDLV DYDQoDGRV DSUHVHQWDULDP HVFDPDVDPLRLGH (PDGLomRRDXWRUDSUHVHQWRXRXWURH[HPSORQRTXDOLQGLFRXDSUHVHQoD GH XP JrQHUR (QFKHO\ROHSLV FRP HVFDPD DPLRLGH QD IDPtOLD 0DFURVHPLLGDH ± FDUDFWHUL]DGD SULQFLSDOPHQWH SRU UHSUHVHQWDQWHV FRP HVFDPDV URPERLGHV GR WLSR OHSLVRVWHRLGH $ KLSyWHVH GR JrQHUR )XUR VHU XP UHSUHVHQWDQWH FRP HVFDPD URPERLGH HP XPD IDPtOLDSUHGRPLQDQWHPHQWHGHHVFDPDDPLRLGHYHPVHQGRUHIXWDGDDSDUWLUGHHVWXGRVDFHUFD GHUHSUHVHQWDQWHVGHVWHJrQHUR HJ /DQH (EHUW $WXDOPHQWHHVSpFLHVTXHIRUDP UHYLVDGDV HJ )XUR PXHQVWHUL HVWmR VHQGR SRVLFLRQDGDV HP XPD IDPtOLD VHSDUDGD GRV GHPDLV&DWXULGDHDIDPtOLD)XULGDH(VWDIDPtOLDIRLFRQVLGHUDGDFRPRJUXSRLUPmRGHXPD IDPtOLD FRP UHSUHVHQWDQWHV H[FOXVLYDPHQWH SRUWDGRUHV GH HVFDPDV URPERLGHV ± D IDPtOLD 2SKLRSVLGDH FI/ySH]$UEDUHOORHWDO $ UHYLVmR DQDW{PLFD GH GLYHUVRV JUXSRV GH DFWLQRSWHUtJLRV GDQGRVH DWHQomR DR HVWXGRGDVHVFDPDVSRGHDMXGDUDFRPSUHHQGHUHH[SOLFDUPHOKRUDKLVWyULDHYROXWLYDGHVWDV HVWUXWXUDVGHQWURGRFODGR $WXDOPHQWHDFUHGLWDVHTXHDHVFDPDURPERLGH JDQRLGH pSULPLWLYDHPUHODomRj HVFDPDHODVPRLGH 6LUHHWDO HDLQGDTXHGXUDQWHDHYROXomRRFRUUHULDXPDWUDQVLomR JUDGXDOGDHVFDPDURPERLGHGRWLSRSDOHRQLVFRLGHSDUDRWLSROHSLVRVWHRLGH 6FKXOW]H $SDUWLUGDVLQIRUPDo}HVDFLPDGLVFXWLGDVSRGHVHFRQFOXLUTXHDHVFDPDQmRSRGHVHUXVDGD ~QLFDHH[FOXVLYDPHQWHFRPRFDUiWHUGLDJQyVWLFRPDVHPFRQMXQWRFRPRRXWURVFDUDFWHUHV DQDW{PLFRVSRGHFRQWULEXLUFRPRHVWXGRILORJHQpWLFR6HQGRDHVFDPDJDQRLGHEDVDOHODSRGH HVWDU SUHVHQWH HP 0DFURVHPLLIRUPHV H WDPEpP HP 2SKLRSVLGDH /RJR R PHVPR WLSR GH HVFDPD HQFRQWUDGD HP 3ODFLGLFKWK\V H SHL[HV PDFURVHPLtGHRV QmR SRGH LQGLFDU SRU VL Vy UHODomRILORJHQpWLFDHQWUHHVVHVJUXSRV )RUPDGDQDGDGHLUDGRUVDO 3DUWLQGR GR PHVPR SUHVVXSRVWR XWLOL]DGR QR FDVR GDV HVFDPDV GLVFXWLGR DFLPD D IRUPDGDQDGDGHLUDGRUVDOQmRSRGHVHUFRQVLGHUDGDFRPRFDUDFWHUtVWLFDLQGLFDWLYDGHUHODomR ILORJHQpWLFD'HQWUHRVDFWLQRSWHUtJLRVDQDGDGHLUDGRUVDOpXPDHVWUXWXUDDOWDPHQWHYDULiYHO DWpPHVPRHPUHODomRjPHVPDHVSpFLH YDULDomRLQWUDHVSHFtILFDGLPRUILVPRVH[XDO 'HQWUH RVSHL[HVWHOHyVWHRVHQFRQWUDPRVGLYHUVRVH[HPSORVQRVTXDLVLQGLYtGXRVPDFKRVHIrPHDV DSUHVHQWDP YDULDomR GH FRU IRUPD H WDPDQKR GD QDGDGHLUD GRUVDO H HVWDVYDULDo}HV SRGHP RFRUUHUVRPHQWHQRSHUtRGRUHSURGXWLYRRXSHUSHWXDUDSyVDPDWXULGDGHVH[XDO FI)DULDHW DOH5DSS3\'DQLHO &R[)HUQDQGHV 'HVWDIRUPDDPRUIRORJLDGDQDGDGHLUD GRUVDOpXPDFDUDFWHUtVWLFDGLItFLOGHXWLOL]DUDWpPHVPRSDUDGLDJQRVHGHXPDHVSpFLH2XVR GHVVH WLSR GH LQIRUPDomR YDULDomR QD QDGDGHLUD GRUVDO p PXLWR PDLV GLItFLO TXDQGR VH WUDEDOKDFRPHVSpFLPHVH[FOXVLYDPHQWHIyVVHLV 1RFDVRGH3ODFLGLFKWK\VELGRUVDOLVDHVSpFLHIRLLQGLFDGDFRPRSHUWHQFHQWHjRUGHP 0DFURVHPLLIRUPHVSRUGLYLGLUFRP DV HVSpFLHVGHVWHWi[RQDFRQGLomR GD SUHVHQoD GH XPD QDGDGHLUDGRUVDODORQJDGDHVXEGLYLGLGD FI0XUUD\ :LOVRQ (PERUDHVVDFRQGLomR VHMD FRPXP GHQWUH RV 0DFURVHPLLIRUPHV HOD QmR p H[FOXVLYD j RUGHP SRGHQGR VHU REVHUYDGDSRUH[HPSORHPLQ~PHURVWHOHyVWHRVHQRJrQHUR$SKDQHS\JXV$FRPSDUDomRGD HVSpFLH 3 ELGRUVDOLV FRP HVSpFLHV GH SHL[HV PDFURVHPLtGHRV GHPRQVWURX TXH DSHVDU GH GLYLGLUHPDFRQGLomRGDQDGDGHLUDGRUVDODORQJDGDHVXEGLYLGLGD3ODFLGLFKWK\VFRPSDUWLOKD FRP RV SHL[HV RILRSVtGHRV LQ~PHUDV FDUDFWHUtVWLFDV DQDW{PLFDV HJ GXSOD DUWLFXODomR PDQGLEXODUQ~PHURHIRUPDGRVRVVRVLQIUDRUELWDLVGHUPRHVIHQyWLFRFRPSOHWDPHQWHDQH[DGR DRWHWRFUDQLDQRHSRUWDQGRRFDQDOVHQVRULDOQDIDFHLQWHUQDjyUELWD TXHFRQILUPDPRVHX SRVLFLRQDPHQWRGHQWUHRVSHL[HVKDOHFRPyUIRVQDIDPtOLD2SKLRSVLGDH 'XSODDUWLFXODomRPDQGLEXODU $ DUWLFXODomR PDQGLEXODU DUWLFXODomR HQWUH R SDODWR TXDGUDGR H D PD[LOD LQIHULRU SRGHVHUGHGRLVWLSRVVLPSOHVRXGXSOD1RSULPHLURWLSRDRFRQWUiULRGRVHJXQGRQmRKiD SDUWLFLSDomRGRRVVRVLPSOpWLFRHDDUWLFXODomRRFRUUHHPXP~QLFRSRQWRHQWUHRTXDGUDGRH RHOHPHQWRDUWLFXODUGRSURFHVVRFRURQRLGH-iQRVHJXQGRWLSRDDUWLFXODomRRFRUUHHPGRLV SRQWRVHQWUHRTXDGUDGRRHRHOHPHQWRDUWLFXODUGRSURFHVVRFRURQRLGHHHQWUHRVLPSOpWLFRH R PHVPR HOHPHQWR 1D HVSpFLH $PLD FDOYD SRU H[HPSOR R TXDGUDGR VH DUWLFXOD DR RVVR DUWLFXODU H R VLPSOpWLFR DR RVVR DUWLFXODU (P DOJXQV JUXSRV FRPR 2SKLRSVLGDH H ,RQRVFRSLGDH HVWHV HOHPHQWRV DUWLFXODUHV VmR IXVLRQDGRV H D DUWLFXODomR GR TXDGUDGR H GR VLPSOpWLFRRFRUUHQRPHVPRRVVRPDVHPSRQWRVGLIHUHQWHV$YLVXDOL]DomRGHGRLVF{QGLORV GHDUWLFXODomRHPIyVVHLVGRTXDGUDGRHGRVLPSOpWLFRpLQGLFDWLYRGHDUWLFXODomRGXSOD FI 3DWWHUVRQH*UDQGH %HPLV 3URYDYHOPHQWHHVWHWHUPRGXSODDUWLFXODomRQmRp R PDLV DGHTXDGR Mi TXH QD DUWLFXODomR VLPSOHV WDPEpP Ki GRLV F{QGLORV SDUWLFLSDQGR GD DUWLFXODomR PDQGLEXODU HPERUD HP SRVLo}HV GLIHUHQWHV R F{QGLOR GR TXDGUDGR H GR TXDGUDWRMXJDO 3RVVLYHOPHQWH XPD GHQRPLQDomR PDLV DGHTXDGD SDUD GHVFUHYHU WDO YDULDomR VHMDSDUWLFLSDomRRXQmRGRVLPSOpWLFRQDDUWLFXODomRPDQGLEXODU(QWUHWDQWRQRSUHVHQWH WUDEDOKRRSWRXVHSRUXWLOL]DUDQRPHQFODWXUDMiGLIXQGLGD $ GXSOD DUWLFXODomR p XPD GDV SULQFLSDLV FDUDFWHUtVWLFDV GLDJQyVWLFDV DPSODPHQWH DFHLWDVSDUD+DOHFRPRUSKL)RLSURSRVWDSRU3DWWHUVRQ HPDQWLGDSRUGLYHUVRVDXWRUHV HJ %DUWUDP *DUGLQHU HW DO *UDQGH %HPLV H *UDQGH (QWUHWDQWR D REVHUYDomR GH XP VLPSOpWLFR SDUWLFLSDQGR GD DUWLFXODomR PDQGLEXODU HP LQGLYtGXRVGRJrQHUR3WHURQLVFXOXV HJ2OVHQH9pUDQ OHYDQWRXDKLSyWHVHGH TXH HVWD FDUDFWHUtVWLFD VHULD SULPLWLYD SDUD 1HRSWHU\JLL 2OVHQ H QmR VLQDSRPyUILFD SDUD+DOHFRPRUSKLFRPRVXJHULGRSRU3DWWHUVRQ (VVDKLSyWHVHIRLIRUWDOHFLGDFRPD REVHUYDomR GD GXSOD DUWLFXODomR HP RXWUR JUXSR VXSRVWDPHQWH QmRKDOHFRPyUIRDHVSpFLH 9LQFWLIHUFRPSWRQL HJ%ULWR (VWDFDUDFWHUtVWLFDHVWDULDSUHVHQWHWDPEpPHP DOJXPDVHVSpFLHVGHSLFQRGRQWHV FI3R\DWR$UL]D :HQ] JUXSRGHSRVLFLRQDPHQWR DLQGDGLVFXWtYHO $WXDOPHQWH D GXSOD DUWLFXODomR FRPR VLQDSRPRUILD GH +DOHFRPRUSKL DLQGD p D KLSyWHVH PDLV EHP VXVWHQWDGD $ GXSOD DUWLFXODomR SUHVHQWH HP SHL[HV KDOHFRPyUIRV QmR p FRQVLGHUDGD KRPyORJD j DUWLFXODomR UHSRUWDGD SDUD SDOHRQLVFtGHRV HJ /DPEHUV 3DWWHUVRQ*UDQGH %HPLVH*UDQGH $OpPGLVVRDGXSODDUWLFXODomRGH 9LQFWLIHUFRPSWRQLRXpLQH[LVWHQWH FI0DLVH\±VHJXQGRRDXWRURVLPSOpWLFRHVWDULD SUHVHQWH PDV QmR SDUWLFLSDULD GD DUWLFXODomR PDQGLEXODU RX WUDWDVH GH XPD KRPRSODVLD %ULWRFRPXQLFDomRSHVVRDO 3RUILPRV3\FQRGRQWLIRUPHVHPERUDVXJHULGRVFRPRJUXSR LUPmRGH7HOHRVWHL 1XUVDOO DLQGDFDUHFHPGHXPPHOKRUSRVLFLRQDPHQWRHPUHODomR DRV RXWURV JUXSRV GH 1HRSWHU\JLL 'HVWD IRUPD QR SUHVHQWH WUDEDOKR IRL FRQVLGHUDGD D KLSyWHVHGH3DWWHUVRQ FRPRDPDLVSURYiYHORXVHMDDSUHVHQoDGHGXSODDUWLFXODomRp VLQDSRPRUILDGH+DOHFRPRUSKL (P 3ODFLGLFKWK\V ELGRUVDOLV p FODUD D DUWLFXODomR GR VLPSOpWLFR DVVLP FRPR GR TXDGUDGR FRP R RVVR DUWLFXODU (VVH FDUiWHU MXQWDPHQWH FRP RV GHPDLV DSUHVHQWDGRV FRQILUPRXRSRVLFLRQDPHQWRGDHVSpFLHQRFODGR+DOHFRPRUSKLHQDIDPtOLD2SKLRSVLGDH 3RURXWURODGRRVSHL[HVPDFURVHPLtGHRVQmRDSUHVHQWDPRVLPSOpWLFRSDUWLFLSDQGRGD DUWLFXODomR PDQGLEXODU $SHVDU GH VHU GLItFLO GH VHU REVHUYDGR QRV HVSpFLPHV GH PDFURVHPLtGHRVRVLPSOpWLFRMiIRLUHSRUWDGRSDUDXPDHVSpFLH HJ3URSWHUXVHORQJDWXV HQWUHWDQWR R RVVR HVWDULD GLVWDQWH GD DUWLFXODomR PDQGLEXODU FI %DUWUDP D H QmR SDUWLFLSDULD GD DUWLFXODomR PDQGLEXODU 1R FDVR GRV SHL[HV PDFURVHPLtGHRV RXWUR RVVR SDUWLFLSDGDDUWLFXODomRPDQGLEXODURTXDGUDWRMXJDORTXDOIRLLOXVWUDGRSRU%DUWUDP D HP LQ~PHUDV HVSpFLHV HJ 0DFURVHPLXV URVWUDWXV 3URSWHUXV HORQJDWXV 1RWDJRJXV LQLPRQWLV 2TXDGUDWRMXJDOpXPRVVRGHRULJHPGpUPLFDHDQWHULRUPHQWHVHDUWLFXODGLUHWDPHQWH DRTXDGUDGRID]HQGRFRQWDWRFRPRSUpRSpUFXORHRVLPSOpWLFRHPLQGLYtGXRVDGXOWRV HJ $UUDWLD 6FKXOW]HH*UDQGH (VWHRVVRpFRQVLGHUDGRFRPRVLQDSRPRUILDSDUD 2VWHLFKWK\HVHQWUHWDQWRDVXDDXVrQFLDHDSUHVHQoDGRSURFHVVRSRVWHURYHQWUDOGRTXDGUDGR RVVR TXH Mi IRL HUURQHDPHQWH LGHQWLILFDGR FRPR TXDGUDWRMXJDO VmR FRQVLGHUDGDV VLQDSRPRUILDV GH 7HOHRVWHL $UUDWLD 6FKXOW]H 'HQWUH RV SHL[HV KROyVWHRV R TXDGUDWRMXJDO HVWi SUHVHQWH HP /HSLVRVWHLIRUPHV 6HPLRQRQWLIRUPHV H 0DFURVHPLLIRUPHV VHQGR DXVHQWH QRV SHL[HV KDOHFRPyUIRV HJ $PLLIRUPHV H ,RQRVFRSLIRUPHV QRV TXDLV R RVVRVLPSOpWLFRSDUWLFLSDGLUHWDPHQWHGDDUWLFXODomRPDQGLEXODU 2UQDPHQWDomRGpUPLFDHVXDXWLOL]DomRFRPRFDUiWHUILORJHQpWLFRRXGLDJQyVWLFR $RHODERUDURSUHVHQWHWUDEDOKRIRLHQFRQWUDGDGLYHUVDVYH]HVQDOLWHUDWXUDDXWLOL]DomR GDRUQDPHQWDomRGRVRVVRVGpUPLFRVHGDVHVFDPDVFRPRFDUiWHUGLDJQyVWLFRHVSHFtILFR HJ $JDVVL]:RRGZDUGE0HXQLHU *D\HW/DQH (EHUW RXFRPR FDUiWHU ILORJHQpWLFR HP XPD PDWUL] GH GDGRV HJ *UDQGH %HPLV FDUiWHU $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD FDUiWHU H 7RGDYLD DTXL HVWD FDUDFWHUtVWLFDIRLFRQVLGHUDGDFRPRSDVVtYHOGHPXLWDYDULDomRHXPDPDLRUDWHQomRIRLGDGDj VXDXWLOL]DomRFRPRTXDOTXHUWLSRGHFDUiWHU GLDJQyVWLFRRXILORJHQpWLFR 'RLV IRUDP RV WLSRV GH RUQDPHQWDomR REVHUYDGRV QR JUXSR GH HVWXGRV GR SUHVHQWH WUDEDOKR RUQDPHQWDomR GpUPLFD QD VXSHUItFLH GRV RVVRV GpUPLFRV H GDV HVFDPDV DV TXDLV TXDQGR SUHVHQWHV DSDUHFLDP QD IRUPD GH WXEpUFXORV EXUDFRV RX UXJDV H RUQDPHQWDomR VHUULOKDGDQDPDUJHPSRVWHULRUGRVRVVRVGpUPLFRVRXGDVHVFDPDV $RFRUUrQFLDGHRUQDPHQWDomRGHWXEpUFXORVQDVXSHUItFLHGRVRVVRVIRLREVHUYDGDHP GLYHUVRV HVSpFLPHV H[DPLQDGRV QR SUHVHQWH WUDEDOKR HJ 2VWHRUDFKLV 2SKLRSVLVH 3ODFLGLFKWK\V 7RGDYLDJUDQGHYDULDomRQDLQWHQVLGDGHGHRUQDPHQWDomRS{GHVHUREVHUYDGD HDSDUHQWHPHQWHHVWDYDULDomRSRGHHVWDUUHODFLRQDGDFRPDLGDGHGRLQGLYtGXR $QDOLVDQGR SRU H[HPSOR RV HVSpFLPHV GH 2SKLRSVLV GHSRVLWDGRV QR 1+0 HVSpFLPHV GH PHQRU WDPDQKR IRUDP HQFRQWUDGRV LQGLYtGXRV FRP SHTXHQR JUDX GH RUQDPHQWDomR WXEHUFXODU RX SUDWLFDPHQWH DXVrQFLD GD PHVPD HJ 1+08.393 H HVSpFLPHV PHGLQGR PHQRV GH FP H LQGLYtGXRV FRP D RUQDPHQWDomR PDLV EHP PDUFDGD HJ 1+08.393 HVSpFLPH FRP FHUFD GH FP PDV DLQGD IUDFD VH FRPSDUDGDFRPLQGLYtGXRVPDLRUHVFRPRRVGHSRVLWDGRVQR0+1/ LQGLYtGXRVFRPPDLVGH FP $OpP GRV HVSpFLPHV GHSRVLWDGRV QR 0+1/ RV TXDLV VmR HP JHUDOPDLRUHV DSUHVHQWDUHPXPPDLRUJUDXGHRUQDPHQWDomRWXEHUFXODU RUQDPHQWDomRPXLWREHPPDUFDGD IRLREVHUYDGRDLQGDXPDYDULDomRQDGLVWULEXLomRGHVVDRUQDPHQWDomRQRRVVRTXHSRUYH]HV VHPRVWURXPDLVFRQFHQWUDGDQDVSRUo}HVFHQWUDLV HJ0+1/ HSRUYH]HVPDLV EHPGLVWULEXtGD HJ0+1/ /RJRDKLSyWHVHGRVXUJLPHQWRGDRUQDPHQWDomR GRVRVVRVRFRUUHQGRDSDUWLUGDUHJLmRFHQWUDOHPGLUHomRDVERUGDVDWpSRGHVHUFRJLWDGDPDV QmRSRGHVHUEHPVXVWHQWDGD8PHVWXGRRQWRJHQpWLFRFRPJUXSRVDWXDLVTXHDSUHVHQWHPR PHVPRWLSRGHRUQDPHQWDomRWDOYH]SRVVDHVFODUHFHUWDOTXHVWmR 2EVHUYDPRV WDPEpP TXH SRU YH]HV D FDPDGD PDLV VXSHUILFLDO GR RVVR SRGH VHU SHUGLGDFRPRSRUH[HPSORQRFDVRGHDOJXQVHVSpFLPHVSUHSDUDGRVHGHVWDIRUPDSRGHVH REWHU XPD LQWHUSUHWDomR HUU{QHD GH TXH RV RVVRV VmR OLVRV RX VHMD GHVSURYLGRV GH RUQDPHQWDomR HJ0+1/ 3RUWDQWRDSUHVHQoDGHRUQDPHQWDomRGpUPLFDSRUWXEpUFXORVGHJDQRtQDDVVLPFRPR VHXJUDXGHRFRUUrQFLD LHVHIRUWHRXIUDFD HVXDGLVWULEXLomRQRRVVR LHVHFRQFHQWUDGD QDSDUWHFHQWUDOLQIHULRUVXSHULRURXLJXDOPHQWHGLVWULEXtGD QmRIRLDTXLFRQVLGHUDGDFRPR FDUiWHUGLDJQyVWLFRRXILORJHQpWLFR-iRWLSRGHRUQDPHQWDomRGpUPLFDQDPDUJHPSRVWHULRU GRVRVVRVHGDVHVFDPDVREVHUYDGRVQRSUHVHQWHWUDEDOKRIRLDTXLXWLOL]DGRGHFHUWDIRUPD FRPRFDUiWHUILORJHQpWLFR $RUQDPHQWDomR VHUULOKDGD QD ERUGD SRVWHULRU GD HVFDPD DTXL REVHUYDGDQRV SHL[HV RILRSVtGHRV HJ 3ODFLGLFKWK\V 2SKLRSVLVH7HRLFKWK\V H QR JrQHUR +HWHUROHSLGRWXV p FRPXP j GLYHUVRV JUXSRV TXH DSUHVHQWDP HVFDPDV JDQRLGHV HJ 0DFURVHPLLGDH 3KROLGRSKRULGDH H 3DOHRQLVFLGDH 1RV H[HPSODUHV GH 2SKLRSVLV DTXL DQDOLVDGRV IRL REVHUYDGD D PDUJHP SRVWHULRU GD HVFDPD VHUULOKDGD QD PDLRULD GRV H[HPSODUHV WDQWR HP LQGLYtGXRV GH WDPDQKRV PHQRUHV MRYHQV TXDQWR HP LQGLYtGXRV GH WDPDQKR PDLRUHV DGXOWRV $~QLFDYDULDomRSHUFHSWtYHOTXDQWRDHVWDRUQDPHQWDomRIRLGHODSDUHFHUPDLVRX PHQRV EHP PDUFDGD LH PDLV IRUWH RX PDLV IUDFD PDV LVWR HVWi SURYDYHOPHQWH OLJDGR j TXDOLGDGHGHSUHVHUYDomR)RLREVHUYDGRTXHRGHVJDVWHGHVVHVHUULOKDGRpFRPXPHPPXLWRV H[HPSODUHV GDQGR DWp PHVPR D LPSUHVVmR GH TXH HP DOJXPDV HVFDPDV D RUQDPHQWDomR p FRQFHQWUDGD HP VRPHQWH XPD SRUomR GD PDUJHP SRVWHULRU D LQIHULRU SRU H[HPSOR (VWD FRQGLomRIRLXWLOL]DGDSRUH[HPSORSRU/DQH (EHUW FRPRFDUiWHUGLDJQyVWLFRGH HVSpFLHV 7RGDYLD HVWD KLSyWHVH YDULDomR GH SRVLFLRQDPHQWR GR VHUULOKDGR QD PDUJHP SRVWHULRUGDHVFDPD pDTXLGHVFDUWDGDMiTXHIRLREVHUYDGRHPXPPHVPRHVSpFLPHDVGXDV FRQGLo}HV HVFDPDV FRP D PDUJHP FRPSOHWDPHQWH VHUULOKDGD RX FRP Vy XPD SRUomR VHUULOKDGD (P HVSpFLPHV GR JrQHUR +HWHUROHSLGRWXV WDPEpP IRL REVHUYDGR SRU YH]HV HVFDPDVVHUULOKDGDVQDSDUWHDQWHULRUGRFRUSRHQmRVHUULOKDGDVQDSDUWHSRVWHULRU0DVHVWD FRQGLomR LJXDOPHQWH FRPR HP 2SKLRSVLV WDPEpP WHP UHODomR FRP D TXDOLGDGH GH SUHVHUYDomR 6HQGR DVVLP IRL XWLOL]DGR QHVWH WUDEDOKR VRPHQWH D SUHVHQoDDXVrQFLD GH RUQDPHQWDomRVHUULOKDGDQDERUGDSRVWHULRUGDHVFDPDFRPRFDUiWHUILORJHQpWLFRPDVQmRD YDULDomR H R SRVLFLRQDPHQWR GR VHUULOKDGR QDV HVFDPDV 'D PHVPD IRUPD IRL WUDWDGD D RUQDPHQWDomRQDERUGDSRVWHULRUGRVRVVRVGpUPLFRV1HVWHWUDEDOKRIRLREVHUYDGRQRVRVVRV H[WUDHVFDSXODUHV H SyVWHPSRUDLV GDV HVSpFLHV 3ODFLGLFKWK\V ELGRUVDOLV $SrQGLFH $ )LJ $ H2SKLRSVLVSURFHUD $SrQGLFH$)LJ% XPVHUULOKDGR FRPRRGDVHVFDPDV QD PDUJHP SRVWHULRU 7RGDYLD D RUQDPHQWDomRVy S{GHVHUREVHUYDGDHP SRXFRV H[HPSODUHV &RPRQmRIRLHQFRQWUDGDHPTXDOTXHURXWUDHVSpFLHRXJUXSRILFRXDG~YLGDVHWUDWDVHGH XPD FDUDFWHUtVWLFD GH GLItFLO SUHVHUYDomR RX LQFRQVWDQWH PDV DLQGD DVVLP VXD SUHVHQoDDXVrQFLDIRLFRQVLGHUDGDFRPRFDUiWHUILORJHQpWLFR 7RGD HVWD TXHVWmR GH RUQDPHQWDomR GDV HVFDPDV H GRV RVVRV GpUPLFRV SRGH YLU VHU FRPSUHHQGLGD D SDUWLU GH XP HVWXGR KLVWROyJLFR FRPSDUDWLYR GRV JUXSRV DTXL WUDWDGRV HP HODERUDomR &RPR HVWHV WLSRV GH RUQDPHQWDo}HV WDPEpP SRGHP HVWDU UHODFLRQDGRV FRP R FUHVFLPHQWR RX GHSRVLomR GD JDQRtQD XP HVWXGR KLVWROyJLFR H RQWRJHQpWLFR FRP JUXSRV DWXDLV TXH DSUHVHQWHP HVVD VXEVWkQFLD FRPR RV JUXSRV DTXL HVWXGDGRV SRGH DX[LOLDU QR HQWHQGLPHQWR GDV TXHVW}HV DTXL OHYDQWDGDV LH VXUJLPHQWR RFRUUrQFLD H JUDX GDV RUQDPHQWDo}HVQRVRVVRVGpUPLFRV $QiOLVHILORJHQpWLFD &RPRRMiDSUHVHQWDGRQDLQWURGXomRGRSUHVHQWHWUDEDOKRRSRXFRFRQKHFLPHQWRGDV UHODo}HVILORJHQpWLFDVHQWUHRVUHSUHVHQWDQWHVGH,RQRVFRSLIRUPHVHGDVUHODo}HVGHVWHWi[RQ FRP RXWURV JUXSRV GH +DOHFRPRUSKL SRXFR FRQKHFLGRV DVVRFLDGR DLQGD DR EDL[R VXSRUWH DSUHVHQWDGR SDUD D VXVWHQWDomR GD SUySULD RUGHP GLUHFLRQRX XP GRV REMHWLYRV GR SUHVHQWH HVWXGRDUHDOL]DomRGHXPDDQiOLVHILORJHQpWLFDPRUIROyJLFDGH1HRSWHU\JLLEDVDLVLQFOXLQGR GLYHUVRVUHSUHVHQWDQWHVGH,RQRVFRSLIRUPHVHVHXVUHODWLYRVLQFHUWDHVHGLV(VWHREMHWLYRYLVD SULQFLSDOPHQWHRWHVWHGRSRVLFLRQDPHQWRGH,RQRVFRSLIRUPHVQRLQWHULRUGH1HRSWHU\JLLHGH VXDV UHODo}HV LQWHUQDV EHP FRPR R SRVLFLRQDPHQWR GH GHWHUPLQDGRV JUXSRV LQFHUWDH VHGLV UHODFLRQDGRVQDOLWHUDWXUDFRPUHSUHVHQWDQWHVGHVWDRUGHP $QiOLVHVDQWHULRUHVTXHWHVWDUDPDVUHODo}HVGH,RQRVFRSLGDHH2SKLRSVLGDHLQGLFDUDP QmR Vy R SRVLFLRQDPHQWR GH DPEDV DV IDPtOLDV QR LQWHULRU GH +DOHFRPRUSKL FRPR WDPEpP XPD UHODomR GH SDUHQWHVFR HQWUH DPEDV $SrQGLFH $ )LJ $ H % $ UHODomR ,RQRVFRSLGDH2SKLRSVLGDHIRLIRUPDOL]DGDDSDUWLUGDFULDomRGDRUGHP,RQRVFRSLIRUPHV FI *UDQGH %HPLV KLSyWHVH WDPEpP VXVWHQWDGD SRU WUDEDOKRV SRVWHULRUHV HJ $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD0DFKDGR;XHWDO $SrQGLFH $)LJ&(H$ 1DV DQiOLVHV UHDOL]DGDV QR SUHVHQWH HVWXGR VHP D LQFOXVmR GH 1HRUKRPEROHSLVH 2VWHRUDFKLV DRUGHP,RQRVFRSLIRUPHVQmRVHPDQWHYHYiOLGDLQGHSHQGHQWHGDHVFROKDGR JUXSR H[WHUQR WDQWR FRP D XWLOL]DomR GH 3RO\SWHUXV TXDQWR GH 3KROLGRSKRUXV $ IDPtOLD ,RQRVFRSLGDH VH PRVWURX PDLV SUy[LPD GRV $PLLIRUPHV TXH GD IDPtOLD 2SKLRSVLGDH $SrQGLFH $ )LJ FRPSDUWLOKDQGR FRP HVWD RUGHP DOJXPDV VLQDSRPRUILDV HJ GHUPRHVIHQyWLFR FRPSOHWDPHQWH LQFRUSRUDGR DR WHWR FUDQLDQR FDQDO VHQVRULDO QD IUDQMD YHQWUDO GR GHUPRHVIHQyWLFR DXWRHVIHQyWLFR H[SRVWR QR FDQWR VXSHULRU GD yUELWD URVWUDO DSUR[LPDGDPHQWH HP IRUPD GH µ9¶ &RQWXGR HVWD KLSyWHVH p DLQGD GH EDL[D VXVWHQWDomR YLVWRTXHRVYDORUHVGHERRWVWUDSSDUDDUHODomRHQWUH,RQRVFRSLGDHH$PLLIRUPHVIRLGH H SDUD DV DQiOLVHV FRP 3RO\SWHUXV H 3KROLGRSKRUXV FRPR JUXSRV H[WHUQRV UHVSHFWLYDPHQWH7DLV YDORUHV IRUDP FDOFXODGRV FRP R3$83MiTXH R SURJUDPD717 QmR DSUHVHQWRX YDORUHV GH ERRWVWUDS SDUD HVWH FODGR 'H WRGD PDQHLUD XPD SRVVtYHO QRYD FODVVLILFDomRSDUD+DOHFRPRUSKLpDSUHVHQWDGDQRDSrQGLFH9,, S $V GLIHUHQoDV DTXL REVHUYDGDV HQWUH RV UHSUHVHQWDQWHV GH ,RQRVFRSXV H 2SKLRSVLV TXDQGRGDUHYLVmRDQDW{PLFDHSULQFLSDOPHQWHHPUHODomRDRWLSRGHHVFDPD DSRQWDPSDUDD VXVWHQWDomRGDKLSyWHVHDTXLHQFRQWUDGD LH,RQRVFRSLGDHPDLVSUy[LPRGH$PLLIRUPHVTXH GH 2SKLRSVLGDH (QWUHWDQWR RV FDUDFWHUHV GD PDWUL] GH GDGRV SUHFLVDP VHU PDLV EHP WUDEDOKDGRV SDUD TXH SRVVLYHOPHQWH VH DGLFLRQH RX VH PRGLILTXH GHWHUPLQDGRV FDUDFWHUHV GHVVDPDWUL]FRQWULEXLQGRSDUDXPDKLSyWHVHPDLVEHPVXSRUWDGD3RVVLYHOPHQWHRPHOKRU FRQKHFLPHQWR GR HQGRHVTXHOHWR FDXGDO H GR HQGRFUkQLR GRV UHSUHVHQWDQWHV GH 2SKLRSVLGDH TXHSRGHPVHUREWLGRVSRVVLYHOPHQWHDSDUWLUGDXWLOL]DomRGHWRPRJUDILDFRPSXWDGRUL]DGD DVVLPFRPRDDQiOLVHKLVWROyJLFDFRPSDUDWLYDGRVRVVRVGpUPLFRVHRXGDVHVFDPDVGHDPEDV DVIDPtOLDVSRGHUmRFRQWULEXLUSDUDDPHOKRULDGDSUHVHQWHPDWUL]GHGDGRVPRUIROyJLFRV $VUHODo}HVLQWHUQDVGH2SKLRSVLGDHH,RQRVFRSLGDHDLQGDQmRHVWmREHPUHVROYLGDV $VGLIHUHQoDVHVSHFtILFDVHQFRQWUDGDVQRLQWHULRUGHVWDVIDPtOLDVVmRH[SUHVVDVSRUFDUDFWHUHV QRUPDOPHQWHGLItFHLVGHVHUHPFRGLILFDGRVGHIRUPDREMHWLYDSDUDXPDDQiOLVHILORJHQpWLFD FRPRSRUH[HPSORIRUPDGRFRUSRHWDPDQKRGDQDGDGHLUDGRUVDO $SHVDU GDV UHODo}HV LQWHUQDV GH 2SKLRSVLGDH QmR VH DSUHVHQWDUHP FRPSOHWDPHQWH UHVROYLGDVQDiUYRUHGHFRQVHQVRDVDQiOLVHVDTXLDSUHVHQWDGDVLQGLFDUDPRSRVLFLRQDPHQWR GD HVSpFLH 3ODFLGLFKWK\V ELGRUVDOLV QR LQWHULRU GHVWD IDPtOLD FRQWUDULDPHQWH j VXJHVWmR GH 0XUUD\ :LOVRQ )LJ ' LH 3 ELGRUVDOLV QR LQWHULRU GH 0DFURVHPLLIRUPHV UHODFLRQDGRj0DFURVHPLLGDH $OpPGHVHUDTXLVXJHULGRFRPR2SKLRSVLGDHHVWDHVSpFLHIRL LQGLFDGD FRPR PDLV SUy[LPD D HVSpFLH 2SKLRSVLV SURFHUD SURYHQLHQWH GR -XUiVVLFR GD (XURSD GRTXHDVGHPDLVHVSpFLHVGHRILRSVtGHRV7HRLFKWK\VH0DFUHSLVWLXV SURYHQLHQWHV GR &UHWiFHR GD $PpULFD 1RUWH (VWD UHODomR p VXVWHQWDGD SHOD SUHVHQoD GD RUQDPHQWDomR VHUULOKDGDQDPDUJHPERUGDSRVWHULRUGRGHUPRSWHUyWLFRHGRSyVWHPSRUDO 8PD KLSyWHVH ILORJHQpWLFD UHFHQWHPHQWH DSUHVHQWDGD LQGLFRX D H[LVWrQFLD GH UHODomR HQWUH³)XULGDH´H2SKLRSVLGDH FI/ySH]$UEDUHOORHWDO $SrQGLFH$)LJ% 2 FODGR)XULGDHFRQIRUPHRDSUHVHQWDGRSRU/ySH]$UEDUHOORHWDO >)XURPXHQVWHUL $UFKDHRVHPLRQRWXVFRQQHFWHQV5REXVWLFKWK\VOXRSLQJHQVLV @ $SrQGLFH$)LJ% QmR VHPDQWHYHQDVDQiOLVHVDTXLUHDOL]DGDV $SrQGLFH$)LJ 1RHQWDQWRKRXYHLQGLFDomR GHXPDUHODomRSUy[LPDHQWUH)XURPXHQVWHULH2SKLRSVLGDH6HJXQGRDVSUHVHQWHVDQiOLVHVD HVSpFLH 5REXVWLFKWK\V OXRSLQJHQVLV WDPEpP DSUHVHQWRX FHUWD UHODomR FRP 2SKLRSVLGDH DSDUHFHQGRFRPRWi[RQEDVDODRFODGRIRUPDGRSRU 2SKLRSVLGDH)XUR+HWHUROHSLGRWXV &RQWXGR D HVSpFLH $UFKDHRVHPLRQRWXV FRQQHFWHQV VH PDQWHYH FRPR XP +RORVWHL LQFHUWDH VHGLV $SrQGLFH$)LJ $SHVDU GH VRPHQWH XP UHSUHVHQWDQWH GR JrQHUR )XUR WHU VLGR LQFOXtGR QD SUHVHQWH DQiOLVHpSRVVtYHOTXHRXWURVUHSUHVHQWDQWHVDWXDOPHQWHFRQVLGHUDGRVFRPR&DWXULGDH HJ )XUR RUWKRVWRPXVH)XUR QRUPDQGLFD WDPEpP WHQKDP UHODomR FRP 2SKLRSVLGDH MXVWLILFDQGRVH WDOYH] D IRUPDomR GH XP FODGR )XULGDH &RQWXGR SDUD FRPSUHHQGHU DV UHODo}HV HQWUH 2SKLRSVLGDH H FHUWRV FDWXUtGHRV p QHFHVViULD XPD UHYLVmR DQDW{PLFD H ILORJHQpWLFDFRPSOHWDGDIDPtOLD&DWXULGDHDTXDOSRGHQmRVHUPRQRILOpWLFD 2XWUD SURSRVWD UHDOL]DGD QR SUHVHQWH HVWXGR IRL GH VH WHVWDU R SRVLFLRQDPHQWR GRV Wi[RQV1HRUKRPEROHSLV2VWHRUDFKLV+HWHUROHSLGRWXVH$SKDQHS\JXV (PUHODomRDRVGRLVSULPHLURVJrQHURVQmRIRLSRVVtYHODSUHVHQWDUTXDOTXHUKLSyWHVH EHPUHVROYLGDSDUDRVHXSRVLFLRQDPHQWR(VWDLPSRVVLELOLGDGHHVWiLQWLPDPHQWHUHODFLRQDGD jLQFRPSOHWXGHGRVHVSpFLPHVHVySRGHYLUDVHUUHVROYLGDFRPDLGHQWLILFDomRRXGHVFREHUWD GHQRYRVH[HPSODUHV -iRJrQHUR+HWHUROHSLGRWXV YROWRX DTXL D VHU VXJHULGR FRPR Wi[RQ EDVDO j 2SKLRSVLGDHVXVWHQWDQGRDVKLSyWHVHVMiDSUHVHQWDGDVSRU/DPEHUV H*DUGLQHUHWDO $ SDUWLU GD UHYLVmR DQDW{PLFD UHDOL]DGD QR SUHVHQWH WUDEDOKR IRUDP FODUDV DV VHPHOKDQoDVDQDW{PLFDVH[LVWHQWHVHQWUH+HWHUROHSLGRWXVHRVUHSUHVHQWDQWHVGH2SKLRSVLGDH SULQFLSDOPHQWH HP UHODomR DR JrQHUR 7HRLFKWK\V &RQWXGR D SULQFLSDO VLQDSRPRUILD GH 2SKLRSVLGDH LH SUHVHQoD GH RVVtFXORV SRUWDQGR R FDQDO GD OLQKD ODWHUDO HQWUH RV UDLRV GD QDGDGHLUDFDXGDO QmRIRLHQFRQWUDGDHP+HWHUROHSLGRWXV'DPHVPDIRUPDFRPRRVXJHULGR DFLPDHPUHODomRDRJrQHUR)XURDVUHODo}HVGRVJUXSRVEDVDLVj2SKLRSVLGDHVySRGHUmRVHU PDLVEHPUHVROYLGDVFRPDPHOKRUFRPSUHHQVmRGRVWi[RQVFDWXUtGHRVHDLQFOXVmRGHVWHVQD DQiOLVH7DOYH]DVVLP VHMDSRVVtYHO FRPSUHHQGHUDLQGDPHOKRURSRVLFLRQDPHQWR GRJrQHUR +HWHUROHSLGRWXVGHQWUHRVSHL[HVKDOHFRPyUIRV 2JrQHUR$SKDQHS\JXVDTXLUHSUHVHQWDGRSHODHVSpFLHQRPLQDO$GRUVDOLVDSDUHFHX QDVDQiOLVHVDSUHVHQWDGDVQHVWHHVWXGRFRPRWi[RQEDVDOj1HRSWHU\JLLRXFRPRWi[RQEDVDOj *LQJO\PRGLGHSHQGHQGRGRJUXSRH[WHUQRXWLOL]DGR $SrQGLFH$)LJ 1RHQWDQWRVHX SRVLFLRQDPHQWR QR LQWHULRU GH 0DFURVHPLLIRUPHV FRPR VXJHULGR SRU 0XUUD\ :LOVRQ $SrQGLFH$)LJ' QmRIRLFRQILUPDGR0HVPRGLYLGLQGRWUrVFDUDFWHUtVWLFDVFRP SHL[HV PDFURVHPLtGHRV FI DXVrQFLD GH VXSUDPD[LOD DXVrQFLD GH SODFD JXODU H QDGDGHLUD GRUVDOORQJDHGLYLGLGD QHQKXPDGDVDQiOLVHVPRVWURXUHODomRHQWUHDIDPtOLD0DFURVHPLLGDH RX D RUGHP 0DFURVHPLLIRUPHV H R JrQHUR $SKDQHS\JXV 'H DFRUGR FRP DV DQiOLVHV $SKDQHS\JXV FRPSDUWLOKD GXDV DSRPRUILDV FRP *LQJO\PRGL DOWR Q~PHUR GH UDLRV EUDQTXLRVWHJDLVHSUHVHQoDGHHVFDPDVJDQRLGHV&RPRRDSUHVHQWDGRQDGLVFXVVmRGDUHYLVmR DQDW{PLFDGHVWHJrQHURRFRQKHFLPHQWRGDDQDWRPLDGRHQGRFUkQLRGH$SKDQHS\JXVDSDUWLU GHWRPRJUDILDVDVVLPWDPEpPFRPRRFRQKHFLPHQWRGDKLVWRORJLDGHVXDVHVFDPDVSRGHP YLUDDX[LOLDURPHOKRUSRVLFLRQDPHQWRILORJHQpWLFRGRJrQHUR &21&/862 $ UHYLVmR DQDW{PLFD GDV HVSpFLHV GH ,RQRVFRSXV 2SKLRSVLVH+HWHUROHSLGRWXV UHDOL]DGD QR SUHVHQWH HVWXGR FRQWULEXLX SDUD D DPSOLDomR GRV FRQKHFLPHQWRV DQDW{PLFRV DFHUFD GDV PHVPDV WUD]HQGR DOJXPDV LQIRUPDo}HV DQWHULRUPHQWH GHVFRQKHFLGDV RX UHWLILFDQGR GHWHUPLQDGRV GDGRV HQFRQWUDGRV HP GHVFULo}HV DQWHULRUHV (VVD UHYLVmR GLVSRQLELOL]RXGDGRV TXHIRUDP XWLOL]DGRV QDUHYLVmRWD[RQ{PLFDGHVVHVPHVPRV JrQHURVH JHURXGHVWDIRUPDGLYHUVDVVXJHVW}HVUHODWLYDVjYDOLGDGHGHVXDVHVSpFLHVQRPLQDLV 3DUDRJrQHUR,RQRVFRSXVIRUDPVXJHULGDVFRPRYiOLGDVTXDWURHVSpFLHVQRPLQDLV, SLHWUDURLHD , GHVRUL , F\SULQRLGHV H , HORQJDWXV $OpP GH SURSRVWDV GXDV VLQRQtPLDV , PXHQVWHULH,VWULDWLVVLPXVFRPRVLQ{QLPRVMXQLRUHVGH,GHVRUL HGDLQGLFDomRGRELQ{PLR ,DQDOLEUHYLVFRPRQRPHQQXGXP 3DUD R JrQHUR 2SKLRSVLV VHLV HVSpFLHV QRPLQDLV IRUDP VXJHULGDV FRPR YiOLGDV 2 SURFHUD2EUHYLFHSV2GRUVDOLV2OHSHUVRQQHL2PRQWVHFKHQVLVH2OHSWXUXV'XDVGDV HVSpFLHVQRPLQDLV DQWHULRUPHQWHFRQVLGHUDGDV YiOLGDV 2DWWHQXDWD H 2SHQLFLOODWD IRUDP VXJHULGDVFRPRVLQ{QLPRVMXQLRUHVGDHVSpFLHWLSR 2SURFHUD HDHVSpFLH2DOWLYHOLVIRL VXJHULGDFRPRQRPHQGXELXP 3DUDRJrQHUR+HWHUROHSLGRWXVIRUDPVXJHULGDVFRPRYiOLGDVGXDVHVSpFLHVQRPLQDLV + UKRPELIHU H + VHUUXODWXV $OpP GLVVR IRUDP SURSRVWDV RLWR HVSpFLHV QRPLQDLV FRPR QRPHQ GXELXP + SHFWRUDOLV + VHUUDWXV + WUDPHOOL + HJLGLLYHQDQWLL + EHOORWWL+ EUHYLV+JLEEXVH+SDUYXOXV XPDFRPRQRPHQQXGXP +VWULDWXV TXDWURUHYHUV}HVGH JrQHUR +UDGLDWRSXQFWDWXV+FHSKDOXV+GRUVDOLVH+OHSWRFHSKDOXV HGXDVVLQRQtPLDV +W\SLFXV FRPR VLQ{QLPRM~QLRUGH+VHUUXODWXV H +ODWXV FRPR VLQ{QLPRM~QLRUGH + UKRPELIHU $ FRPSDUDomR DQDW{PLFD UHDOL]DGD HQWUH RV JrQHURV LQFHUWDH VHGLV 2VWHRUDFKLV $SKDQHS\JXV H 1HRUKRPEROHSLV FRP UHSUHVHQWDQWHV GH 2SKLRSVLGDH LQGLFRX GLIHUHQoDV VLJQLILFDWLYDV HQWUH 2VWHRUDFKLV$SKDQHS\JXV H 2SKLRSVLGDH &RQWXGR QmR LQGLFRX GLIHUHQoDV HQWUH 1HRUKRPEROHSLV H 2SKLRSVLGDH VHQGR HVWH JrQHUR FRQVLGHUDGR FRPR SRVVtYHOVLQ{QLPRGH0DFUHSLVWLXVDUHQDWXV $ SDUWLU GD DQiOLVH GH XP QRYR HVSpFLPH GH 3ODFLGLFKWK\V ELGRUVDOLV QRYRV GDGRV UHODFLRQDGRV j DQDWRPLD GRV RVVRV GD IDFH H GD QDGDGHLUD GRUVDO IRUDP DGLFLRQDGRV j GHVFULomRRULJLQDO$LQGDXPDFRPSDUDomRHQWUHHVVDHVSpFLHHHVSpFLHVGH0DFURVHPLLGDH LQGLFRXYiULDVGLIHUHQoDVDQDW{PLFDVHQWUHHVWHVWi[RQV $V DQiOLVHV ILORJHQpWLFDV TXH YLVDUDP QmR Vy WHVWDU R SRVLFLRQDPHQWR GH ,RQRVFRSLIRUPHV FRPR WDPEpP R SRVLFLRQDPHQWR GH GLYHUVRV Wi[RQV GH LQFHUWDH VHGLVQR LQWHULRU GH 1HRSWHU\JLL DSUHVHQWDUDP KLSyWHVHV QDV TXDLV ,RQRVFRSLIRUPHV QmR VH PDQWHYH FRPRXPFODGRPRQRILOpWLFR8PDPDLRUSUR[LPLGDGHHQWUH,RQRVFRSLGDHH$PLLIRUPHVIRL LQGLFDGD UHVXOWDGR Mi HVSHUDGR D SDUWLU GD UHYLVmR DQDW{PLFD UHDOL]DGD &RQWXGR R EDL[R VXSRUWH ILORJHQpWLFR HQFRQWUDGR SDUD HVWD UHODomR VXJHUH D QHFHVVLGDGH GH LQYHVWLJDomR GH QRYRVFDUDFWHUHVTXHSRVVDPDSULPRUDUDPDWUL]GHGDGRVSDUDREWHQomRGHKLSyWHVHVPDLV EHPVXSRUWDGDV $V UHODo}HV LQWHUQDV GR SULQFLSDO JUXSR GH HVWXGR ,RQRVFRSLGDH H 2SKLRSVLGDH WDPEpP QmR VH PRVWUDUDP UHVROYLGDV R TXH DSRQWD D QHFHVVLGDGH GH LQFOXLU PDLV GDGRV QD PDWUL]GHFDUDFWHUHV 1D DQiOLVH ILORJHQpWLFD IRL DLQGD SURSRVWR R SRVLFLRQDPHQWR GH 3ODFLGLFKWK\V ELGRUVDOLVQRLQWHULRUGH2SKLRSVLGDHGH+HWHUROHSLGRWXVQDEDVHGH2SKLRSVLGDHHDLQGDXP SRVLFLRQDPHQWRLQFHUWRSDUD$SKDQHS\JXVGRUVDOLVRUDFRPR1HRSWHU\JLLEDVDO VHXWLOL]DGR 3RO\SWHUXV FRPR JUXSR H[WHUQR RUD FRPR *LQJO\PRGL EDVDO VH XWLOL]DGR 3KROLGRSKRUXV FRPRJUXSRH[WHUQR $VUHYLV}HVDQDW{PLFDHILORJHQpWLFDUHDOL]DGDVQRSUHVHQWHHVWXGRDSRQWDUDPSDUDD QHFHVVLGDGHGHPDLRUHVLQYHVWLJDo}HVDFHUFDGRPRQRILOHWLVPRGH,RQRVFRSLIRUPHVDOpPGD QHFHVVLGDGHGRHVWXGRGDVUHODo}HVLQWHUQDVGH2SKLRSVLGDHHGH,RQRVFRSLGDH(VWHHVWXGR GHPRQVWURXDLQGDDQHFHVVLGDGHGHUHYLVmRDQDW{PLFDHILORJHQpWLFDGDIDPtOLD&DWXULGDHD TXDOSRVVLYHOPHQWHQmRpPRQRILOpWLFD 2 GHVHQYROYLPHQWR GH HVWXGRV KLVWROyJLFRV FRPSDUDWLYRV GRV RVVRV GpUPLFRV H GDV HVFDPDV GH YiULRV GRV JUXSRV DTXL WUDWDGRV RV TXDLV VH LQLFLDUDP GXUDQWH HVWH WUDEDOKR SRGHUmR FRQWULEXLU SDUD R DSULPRUDPHQWR GD PDWUL] GH GDGRV DTXL XWLOL]DGD $OpP GLVVR HVWXGRVRQWRJHQpWLFRVGHJUXSRVDWXDLVFRPRPHVPRWLSRGHRVVRVGpUPLFRVHGHHVFDPDV GRVJUXSRVDTXLDERUGDGRVSRGHUmRYLUDHVFODUHFHUTXHVW}HVDFHUFDGHYDULDo}HVLQGLYLGXDLV LQWUDHLQWHUHVSHFtILFDVGHGLItFLOUHVROXomRDQDOLVDQGRDSHQDVPDWHULDOIRVVLOtIHURFRPRSRU H[HPSOR D YDULDomR GD RUQDPHQWDomR GpUPLFD H D SUHVHQoD GH PDUJHQV VHUULOKDGDV HP DOJXPDVHVFDPDVHRVVRVGpUPLFRV 5()(5Ç1&,$6 $*$66,=/5HVHDUFKHVVXUOHVSRLVVRQVIRVVLOHV3XEOLVKHGE\WKHDXWKRUSULQWHGE\ 3HWLWSLHUUH1HXFKkWHOYROXPHVSOXVVXSSOHPHQWV± $/9$5$'2257(*$-(63,126$$558%$55(1$/$QHZJHQXVRI ,RQRVFRSLIRUPILVK +DOHFRPRUSKL IURPWKH/RZHU&UHWDFHRXV $OELDQ OLWRJUDSKLF OLPHVWRQHVRIWKH7OD\~DTXDUU\3XHEOD0p[LFRJournal of PaleontologyY S± $33/(*$7(63$QHZJHQXVDQGVSHFLHVRIDKRORVWHDQEHORQJLQJWRWKHIDPLO\ 2SKLRSVLGDH7HRLFKWK\VNDOOLVWRVIURPWKH&UHWDFHRXVQHDU7HSH[LGH5RGUtJXH]3XHEOD 8QLYHUVLGDG1DFLRQDO$XWyQRPDGH0p[LFR,QVWLWXWRGH*HRORJtD5HYLVWDS $55$7,$*7KHVLVWHUJURXSRI7HOHRVWHLFRQVHQVXVDQGGLVDJUHHPHQWV-RXUQDORI YHUWHEUDWH3DOHRQWRORJ\YLVVXHS $55$7,$*$FWLQRSWHU\JLDQSRVWFUDQLDOVNHOHWRQZLWKVSHFLDOUHIHUHQFHWRWKHGLYHUVLW\RI ILQUD\HOHPHQWVDQGWKHSUREOHPRILGHQWLI\LQJKRPRORJLHV,Q$55$7,$*6+8/7=( +3 :,/62109+ HGV 0HVR]RLF)LVKHV+RPRORJ\DQG3K\ORJHQ\0FKHQ *HUPDQ\YS± $55$7,$*+36+8/7=(3DODWRTXDGUDWHDQGLWVRVVLILFDWLRQVGHYHORSPHQWDQG KRPRORJ\ZLWKLQRVWHLFKWK\DQV-RXUQDORI0RUSKRORJ\YS $55$7,$*+36+8/7=(7KH0DFURVHPLLIRUPHILVKFRPSDQLRQRIWKH/DWH-XUDVVLF WKHURSRG-XUDYHQDWRUIURP6FKDPKDXSWHQ%DYDULD*HUPDQ\)RVVLO5HFRUGYS± %$575$0$:+7KHKRORVWHDQILVKJHQXV2SKLRSVLV$JDVVL]=RRORJLFDO-RXUQDORI WKH/LQQHDQ6RFLHW\YS± %$575$0$:+7KH0DFURVHPLLGDHD0HVR]RLFIDPLO\RI+RORVWHDQILVKHV%XOOHWLQ RIWKH%ULWLVK0XVHXP 1DWXUDO+LVWRU\ *HRORJ\YS±D %$575$0$:+$SUREOHPDWLF8SSHU&UHWDFHRXVKRORVWHDQILVKHVJHQXV$SKDQHS\JXV -RXUQDORI1DWXUDO+LVWRU\YSE %$66$1,)9RUOlXILJH0LWWKHLOXQJHQEHUGLHILVFKIDXQDGHU,QVHO/HVLQD9HUK*HRO 5HLFKVDQWVW 6W$QVW/DQGHVDQVW :LHQS %$66$1,)3LVFHV.DLVHUOLFKH$NDGHPLHGHU:LVVHQVFKDIWHQY S %$66$1,)6XLIRVVLOLHVXOO HWjGHJOLVFKLVWLELWXPLQRVLWULDVLFLGL%HVDQRLQ/RPEDUGLD $WWL'HOOD6RFLHWj,WDOLDQDGL6FLHQ]H1DWXUDOLYS %(//277,&'HVFUL]LRQHGLDOFXQDQXRYHVSHFLHGHSHVFLIRVVLOLGL3HUOHGRHGLDOWUH ORFDOLWDORPEDUGH,Q$6WRSSDQL (G 6ZGLL*HRORJLFLHW3DOHRQWRORJLFLVXOOD/RPEDUGLD S0LODQR %528*+-7KH7ULDVVLFILVKHVRI%HVDQR/RPEDUG\%ULWLVK0XVHXP 1DWXUDO+LVWRU\ /RQGRQYSSILJVSOV %5,7230/DVWUXFWXUHGXVXVSHQVRULXPGH9LQFWLIHU3RLVVRQ$FWLQRSWpU\JLHQ PpVR]RwTXHUHPDUTXHVVXUOHVLPSOLFDWLRQVSK\ORJpQpWLTXHV*HRELRV /\RQ )UDQoDY QS %5,72305pYLVLRQGHV$VSLGRUK\QFKLGDH 3LVFHV$FWLQRSWHU\JLL GX0pVR]RwTXXH RVWpRORJLHHWUHODWLRQVSK\ORJpQpWLTXHV*HRGLYHUVLWDV3DULVYQS %5,7230$QHZKDOHFRPRUSKZLWKWZRGRUVDOILQV3ODFLGLFKWK\VELGRUVDOLVQJQVS $FWLQRSWHU\JLL+DOHFRPRUSKL IURPWKH/RZHU&UHWDFHRXVRIWKH$UDULSH%DVLQQRUWKHDVW %UD]LO&RPSWHV5HQGXVGHO $FDGpPLHGHV6FLHQFHV3DULV6FLHQFHVGHOD7HUUHHWGHV SODQqWHVYS± %5,7230-$/9$5$'2257(*$$QHZVSHFLHVRI3ODFLGLFKWK\V +DOHFRPRUSKL ,RQRVFRSLIRUPHV IURPWKH/RZHU&UHWDFHRXV0DUL]DO)RUPDWLRQQRUWKHDVWHUQ%UD]LOZLWKD UHYLHZRIWKHELRJHRJUDSKLFDOGLVWULEXWLRQRIWKH2SKLRSVLGDH,Q&DYLQ//RQJERWWRP$ 5,&+7(50 HGV )LVKHVDQGWKH%UHDNXSRI3DQJHD*HRORJLFDO6RFLHW\/RQGRQ 6SHFLDO3XEOLFDWLRQVYS± %h5*,17$FWLQRSWHU\JLDQILVKHV 2VWHLFKWK\HV$FWLQRSWHU\JLL IURPWKH .DONVFKLHIHU]RQH XSSHUPRVW/DGLQLDQ QHDU0HULGH &DQWRQ7LFLQRVRXWKHUQ6ZLW]HUODQG (FORJDH*HRORJLFDH+HOYHWLDHY S &23(('2EVHUYDWLRQVRQWKHV\VWHPDWLFUHODWLRQVRIWKHILVKHV3URFHHGLQJVRIWKH $PHULFDQ$VVRFLDWLRQIRUWKH$GYDQFHPHQWRI6FLHQFHYQS± &267$2*,WWLRORJtD)RVVLOH,WDOLDQD2SHUDGD6HUYLUHGL6XSSOHPHQWRDOOH5LFKHUFKH VXL3HVFL)RVVLOHGH/$JDVVL]1DSROLS '$*(7-/HVFUDQHGHV7pOpRVWpHQVeGLWLRQVGX0XVpXP3DULV0pPRLUHVGX0XVpXP G¶+LVWRLUH1DWXUHOOH1RXYHOOH6pULH6pULH$=RRORJLH7RPHIDVtFXOH '$9,6-:2QDQHZVSHFLHVRI+HWHUROHSLGRWXV>+PLQRU@IURPWKH/LDV3URFHHGLQJVRI WKH '(3,11$0&&7HOHRVWHDQPRQRSK\O\,Q06WLDVVQ\/3DUHQWL*'-RKQVRQ HGV ,QWHUUHODWLRQVKLSVRIILVKHV$FDGHPLF3UHVV6DQ'LHJR&DOLIRUQLDSS '($/(66$1'5,*6WXGLLVXLSHVFLWULDVLFLGHOOD/RPEDUGLD0HPRULHGHOOD6RFLHWj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± )$,5&/27+%&HWDO$3K\ORJHQRPLF3HUVSHFWLYHRQWKH5DGLDWLRQRI5D\)LQQHG)LVKHV %DVHGXSRQ7DUJHWHG6HTXHQFLQJRI8OWUDFRQVHUYHG(OHPHQWV 8&(V 3/R621(Y )$5,$30&HWDO&ULDomRPDQHMRHUHSURGXomRGRSHL[H%HWWDVSOHQGHQV 5HJDQ 5HYLVWD%UDVLOHLUDGH5HSURGXom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yUQLDS *$<(700(81,(5)¬SURSRVGXJHQUH3DUDOHSLGRVWHXV *LQJO\PRGL/HSLVRVWHLGDH GX&UpWDFp*RQGZDQLHQ&\ELXP3DULVYQS *,67(/-1DWXUJHVFKLFKWHGHV7KLHUUHLFKVIU+|KHUH6FKXOHQ+RIIPDQ6WXWWJDUW *HUPDQ\SSSODWHV *2/2%2))3)$55,6-1,;21.717DIUHHSURJUDPIRUSK\ORJHQHWLFDQDO\VLV &ODGLVWLFVYSS± *25-$129,&.5$0%(5*(5.'LHREHUWULDGLVFKH)LVFKIDXQDYRQ+DOOHLQLQ6DO]EXUJ %HLWUlJH]XU3DOlRQWRORJLH2HVWHUUHLFK8QJDUQVXQGGHV2ULHQWVYS± *5$1'(/$QHPSLULFDOV\QWKHWLFSDWWHUQVWXG\RIJDUV OHSLVRVWHLIRUPHV DQGFORVHO\ UHODWHGVSHFLHVEDVHGPRVWO\RQVNHOHWDODQDWRP\7KHUHVXUUHFWLRQRI+RORVWHL&RSp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± ,&=1 ,QWHUQDWLRQDO&RPPLVVLRQRQ=RRORJLFDO1RPHQFODWXUH ,QWHUQDWLRQDO&RGHRI =RRORJLFDO1RPHQFODWXUHRQOLQH7KH,QWHUQDWLRQDO7UXVWIRU=RRORJLFDO1RPHQFODWXUH /RQGRQWKHG ,128(-*0,<$0768.$0272.1,6+,'$0%DVDODFWLQRSWHU\JLDQ UHODWLRQVKLSVDPLWRJHQRPLFSHUVSHFWLYHRQWKHSK\ORJHQ\RIWKH³DQFLHQWILVK´0RO3K\ORJ (YROYS± -25'$1'6$FODVVLILFDWLRQRIILVKHVLQFOXGLQJIDPLOLHVDQGJHQHUDDVIDUDVNQRZQ 6WDQIRUG8QLYHUVLW\3XEOLFDWLRQV8QLYHUVLW6HULHV%LRORJLFDO6FLHQFHVYS± .1(5'LHIRVVLOHQ)LVFKHGHU$VSKDOWVFKLHIHUYRQ6HHIHOGLQ7LURO,Q6LW]XQJVEHULFKWH GHU.DLVHUOLFKHQ$NDGHPLHGHU:LVVHQVFKDIWHQ0DWKHPDWLVFK1DWXUZLVVHQVFKDIWOLFKH &ODVVH-DKUJDQJKHIW9,ELV;:LHQVLW]XS /$0%(5637KHKDOHFRPRUSKILVKHV&DWXUXVDQG$PEO\VHPLXVLQWKHOLWKRJUDSKLF OLPHVWRQHRI6ROQKRIHQ 7LWKRQLDQ %DYDULD*HRELRVYS /$0%(5637KHPRQRSK\O\RIWKH&DWXULGDH 3LVFHV$FWLQRSWHU\JLL DQGWKHSK\ORJHQ\ RIWKH+DOHFRPRUSKL*HRELRVYS± /$0%(563+7KHJHQXV)XUR 3LVFHV+DOHFRPRUSKL IURPWKH8SSHU-XUDVVLF 3ODWWHQNDONHRI*HUPDQ\2U\FWRVYS± /$1(-$0(EHUW5HYLVLRQRI)XURPXHQVWHUL +DOHFRPRUSKL2SKLRSVLGDH IURPWKH 8SSHU-XUDVVLFRI:HVWHUQ(XURSHZLWKFRPPHQWVRQWKHJHQXV-RXUQDORI9HUWHEUDWH 3DOHRQWRORJ\YQS /$1(-$(%(570$WD[RQRPLFUHDVVHVVPHQWRI2SKLRSVLV +DOHFRPRUSKL ,RQRVFRSLIRUPHV ZLWKDUHYLVLRQRI8SSHU-XUDVVLFVSHFLHVIURPWKH6ROQKRIHQ$UFKLSHODJR DQGDQHZJHQXVRI2SKLRSVLGDH-RXUQDORI9HUWHEUDWH3DOHRQWRORJ\YQ /(&2,175(*HWDO6SHFLHV6DPSOLQJ+DVD0DMRU,PSDFWRQ3K\ORJHQHWLF,QIHUHQFH 0ROHFXODU3K\ORJHQHWLFVDQG(YROXWLRQYQS /(+0$1-3/HV$FWLQRSWpU\JLHQV&URVVRSWpU\JLHQV'LSQHXVWHV,Q-3LYHWHDX7UDLWpGH 3DOpRQWRORJLH0DVVRQ &LH3DULVYS± /20%$5'2&6H[XDOGLPRUSKLVPLQDQHZVSHFLHVRIWKHDFWLQRSWHU\JLDQ 3HOWRSOHXUXVIURPWKH7ULDVVLFRI1RUWKHUQ,WDO\3DODHRQWRORJ\ /20%$5'2&$FWLQRSWHU\JLDQVIURPWKH0LGGOH7ULDVVLFRI1RUWKHUQ,WDO\DQG&DQWRQ 7LFLQR 6ZLW]HUODQG DQDWRPLFDOGHVFULSWLRQVDQGQRPHQFODWXUDOSUREOHPV5LY,WDO3DOHRQW 6WUDWLJUYQS± /Ï3(=$5%$5(//2$672&.$55%h5*,173K\ORJHQHWLF5HODWLRQVKLSVRIWKH 7ULDVVLF$UFKDHRVHPLRQRWXV'HHFNH +DOHFRPRUSKL,RQRVFRSLIRUPHV IURPWKHµ3HUOHGR )DXQD¶3/R621(YQ /Ï3(=$5%$5(//2$3K\ORJHQHWLFLQWHUUHODWLRQVKLSVRI*LQJO\PRGLDQILVKHV $FWLQRSWHU\JLL1HRSWHU\JLL 3ORV2QHY /Ï3(=$5%$5(//2$$/9$5$'2257(*$-1HZVHPLRQRWLIRUP 1HRSWHU\JLL IURPWKH7OD\~D4XDUU\ (DUO\&UHWDFHRXV$OELDQ 0H[LFR=RRWD[DYS± 0$&+$'253*5HYLVmRDQDW{PLFDHSRVLFLRQDPHQWRILORJHQpWLFRGDVHVSpFLHVGH ,RQRVFRSLIRUPHV $FWLQRSWHU\JLL+RORVWHL GR&UHWiFHRGR1RUGHVWHGR%UDVLOHGH3XHEOD 0p[LFRI'LVVHUWDomR 0HVWUDGRHP%LRORJLD ,QVWLWXWRGH%LRORJLD5REHUWR $OFDQWDUD*RPHV8QLYHUVLGDGHGR(VWDGRGR5LRGH-DQHLUR5LRGH-DQHLUR 0$&+$'23*$/9$5$'2257(*$-0$&+$'2/3%5,72037HRLFKWK\V EUHYLSLQDVSQRYDQHZRSKLRSVLGILVK +DOHFRPRUSKL,RQRVFRSLIRUPHV IURPWKH/RZHU &UHWDFHRXV7OD\~D)RUPDWLRQ&HQWUDO0H[LFR-RXUQDORI9HUWHEUDWH3DOHRQWRORJ\Y QS 0$,6(<-*2VKXQLD:HQ]DQG.HOOQHU,Q-*0DLVH\ HG 6DQWDQD)RVVLOV$Q ,OOXVWUDWHG$WODV7)+3XEOLFDWLRQV86$S± 0855$<$ 09+:,/621$QHZODWHU&UHWDFHRXV0DFURVHPLLGILVK 1HRSWHU\JLL +DOHFRVWRPL IURP0RUURFRZLWKWHPSRUDODQGJHRJUDSKLFDOUDQJHH[WHQVLRQVIRUWKHIDPLO\ 3DOHRQWRORJ\YSDUWS 1(/621*6)LVKHVRIWKH:RUOG-RKQ:LOH\DQG6RQV1HZ 5$333<'$1,(//&2;)(51$1'(6&'LPRUILVPRVH[XDOHP6LOXULIRUPHVH *\PQRWLIRUPHV 2VWDULRSK\VL GD$PD]{QLD$FWD$PD]{QLFDYQS± 520(5$69HUWHEUDWH3HORQWRORJ\8QLYHUVLW\RI&KLFDJR3UHVV&KLFDJRUGHG SS 6$,176(,1(3/HVSRLVVRQVGHVFDOFDULHVOLWKRJUDSKLTXHVGH&HULQ $LQ 1RXYHOOHV $UFKLYHVGX0XVpXPG¶+LVWRLUH1DWXUUHOHGH/\RQ)DVFLFXOH,,S 6$,176(,1(3&RQWULEXWLRQVDO¶HWXGHGHVYHUWHEUHVIRVVLOHV'X&RQJR%HOJH$QQDOHV GX0XVpH5R\DOHGX&RQJR%HOJH7HUYXUHQ %HOJLTXH VHULHLQ6FLHQFHV*HRORJLTXHV YS± 6$17,1,)HWDO'LGJHQRPHGXSOLFDWLRQGULYHWKHRULJLQRIWHOHRVWV"$FRPSDUDWLYHVWXG\ RIGLYHUVLILFDWLRQLQUD\ILQQHGILVKHV%0&(YROXWLRQDU\%LRORJ\YQ 6,5(-<%28/(.%$&+(+-2/<&(SLGHUPDOGHUPDODQGILEURQHFWLQFHOO LQWHUDFWLRQVGXULQJILVKVFDOHUHJHQHUDWLRQLPPXQRIOXRUHVFHQFHDQG7(0VWXGLHV%LRORJ\RI WKH&HOOYS± 6&+$())(5%7KH&UHWDFHRXV+RORVWHDQILVK0DFUHSLVWLXV$PHULFDQ0XVHXP 1RYLWDWHVQS 6&+8/7=(+30RUSKRORJLVFKHXQG+LVWRORJLVFKH8QWHUVXFKXQJHQDQ6FKXSSHQ 0HVR]RLVFKHU$FWLQRSWHU\JLHU hEHUJDQJYRQ*DQRLG]X5XQGVFKXSSHQ 1HXHV-DKUEXFK IU*HRORJLHXQG3DOlRQWRORJLH±$EKDQGOXQJHQDEKS± 6&+8/7=(+3$XVJDQJVIRUPXQG(QWZLFNOXQJGHUUKRPELVFKHQ6FKXSSHQGHU 2VWHLFKWK\HV 3LVFHV 3DOlRQWRORJLH=YSS 6&+8/7=(+37KHVFDOHVRI0HVR]RLFDFWLQRSWHU\JLDQV,Q$UUDWLD*9L|KO*HGLWRUV 0HVR]RLF)LVKHV6\VWHPDWLFVDQG3DOHRHFRORJ\9HUODJ'U)ULHGULFK3¿HOSS± 67h(7=(53+0RUSKRORJLH7D[RQRPLHXQG3K\ORJHQLHGHU,RQRVFRSLGDH $FWLQRSWHU\JLL3LVFHV SS'LVVHUWDWLRQ]XU(UODQJXQJGHU'RNWRUZUGHGHU +RKHQ1DWXUZLVVHQVFKDIWOLFKHQ)DNXOWlWGHU/XGZLJ0D[LPLOLDQV8QLYHUVLWlWLQ 0QFKHQ 6:2))25''/3$83 3K\ORJHQHWLF$QDO\VLV8VLQJ3DUVLPRQ\ DQG2WKHU0HWKRGV 9HUVLRQ0DVVDFKXVHWWV6LQDXHU$VVRFLDWHV6XQGHUODQG,QVWLWXWLRQ 7+,2//,(5(96HFRQGHQRWLFHVXUOHJLVHPHQWHWVXUOHVFRUSVRUJDQLVpVIRVVLOHVGHV FDOFDLUHVOLWKRJUDSKLTXHVGDQVOH-XUDGXGpSDUWHPHQWGHO $LQRPSUHQDQWODGHVFULSWLRQGH GHX[UHSWLOHVLQpGLWVSURYHQDQWGHFHVFRXFKHVSDU+GH0H\HU$QQDOHVGHV6FLHQFHV 3K\VLTXHVHW1DWXUHOOHV/\RQVHULHVS± 7+,2//,Ê5(91RWHVXUOHSRLVVRQVIRVVLOHV'X%XJH\HWVXUO¶DSSOLFDWLRQGHODPpWKRGH GH&XYLHUjOHXUFODVVHPHQW%XOOHWLQGHOD6RFLpWp*pRORJLTXHGH)UDQFHHVpUYS 7+,2//,Ê5(9'HVFULSWLRQGHVSRLVVRQVIRVVLOHVSURYHQDQWGrVJLVHPHQWVFRUDOOLHQVGX -XUDGDQVOH%XJH\+*HRUJ/\RQSW,,SS 7,1725,$3DUDOHSLGRWXVRUQDWXV $JDVVL] $VHPLRQRWLGIURPWKH1RULDQ /DWH 7ULDVVLF RI(XURSH,Q$55$7,$*9,2+/*HGV0HVR]RLF)LVKHV6\VWHPDWLFVDQG 3DOHRHFRORJ\0QFKHQ )3IHLO SS 7,1725,$/20%$5'2&$QHZHDUO\6HPLRQRWLGDH 6HPLRQRWLIRUPHV$FWLQRSWHU\JLL IURPWKHXSSHU/DGLQLDQRI0RQWH6DQ*LRUJLRDUHD VRXWKHUQ6ZLW]HUODQGDQGQRUWKHU ,WDO\ 5LYLVWD,WDOLDQDGL3DOHRQWRORJLDH6WUDWLJUDILDYQSS 7220%6+$$(5,;217KHXVHRIDFLGVLQWKHSUHSDUDWLRQRIYHUWHEUDWHIRVVLOV &XUDWRUYS± 9(5È10/HVHOHPHQWVDFFHVVRLUHVGHO DUFK\RLGLHQGHVSRLVVRQVWHHRVWRPHV $FDQWKRGLHQVHW2VWHLFKWK\HQV IRVVLOHVHWDFWXHOV0HPRLUHVGX0XVHXPQDWLRQDO G +LVWRLUHQDWXUHOOH3DULV6FLHQFHVGHOD7HUUHYS :$*1(5$0RQRJUDSKLHGHUIRVVLOHQ)LVFKHDXVGHQOLWKRJUDSKLVFKHQ6FKLHIHUQ%D\HUQV SS0RQRJUDSKLH$EKDQGOXJHQGHU$NDGHPLHGHU:LVVHQVFKDIWHQ0QFKHQ ,,YS± :(1=6&RPSOHPHQWVDO HWXGHGHVSRLVVRQVDFWLQRSWHU\JLHQVGX-XUDVVLTXHIUDQoDLVH &HQWUHQDWLRQDOGHODUHFKHUFKHVFLHQWLILTXH3DULV)UDQFHSS :(1=6&RPSOpPHQWVjO¶pWXGHGHVSRLVVRQVDFWLQRSWpU\JLHQVGX-XUDVVLTXHIUDQoDLV &HQWUH1DWLRQDOGHOD5HFKHUFKH6FLHQWLILTXH3DULV)UDQFHS± :(1=6.(//1(5$'pFRXYHUWHGXSUHPLHU,RQRVFRSLGDH 3LVFHV+DOHFRPRUSKL VXG DPpULFDLQ2VKXQLDEUHYLVQJQVSGDQVOH&UpWDFpLQIpULHXUGHOD&KDSDGDGR$UDULSH QRUGHVWGX%UpVLO %XOOHWLQ0XVpXP1DWLRQDOG¶+LVWRLUH1DWXUHOOH3DULV VHFW&Y S± :(1=63OLRGHWHVQLJHULHQVLVJHQQRYHWVSQRYDQHZVHPLRQRWLGILVKIURPWKH/RZHU &UHWDFHRXVRI*DGRXIDRXD 1LJHU5HSXEOLF SK\ORJHQHWLFFRPPHQWV,Q$UUDWLD*6FKXOW]H +3HGLWRUV0HVR]RLF)LVKHV6\VWHPDWLFVDQG)RVVLO5HFRUG0QFKHQ*HUPDQ\ 9HUODJ'U)ULHGHULFK3IHLOS± :,1./(57&'HVFULSWLRQGHTXHOTXHVQRXYHOOHVHVSqFHVGHSRLVRQVIRVVLOHVGHVFDOFDLUHV G¶HDXGRXFHG¶2HQLQJHQ1DWXXUNXQGLJHYHUKDQGHOLQJHQYDQ+ROODQGVFKH0DDWVFKDSSLM GHUYHWHQVFKDSSHQ ;,9 S :22':$5'$6$V\QRSVLVRIWKHYHUWHEUDWHIRVVLOVRIWKHHQJOLVK&KDON3URFHHGLQJV RIWKHJHRORJLFDO$VVRFLDWLRQRI/RQGRQYS± :22':$5'$66+(5%251(&2$FDWDORJXHRI%ULWLVKIRVVLOYHUWHEUDWHV /RQGRQ'XODX &R3URFHHGLQJVRIWKHJHRORJLFDO$VVRFLDWLRQRI/RQGRQYS±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Ç1',&($±)LJXUDV )LJXUD5HSUHVHQWDQWHVGDIDPtOLD,RQRVFRSLGDH /HJHQGD $ ,RQRVFRSXV F\SULQRLGHV %63* , GR -XUiVVLFR 6XSHULRU GH 6ROQKRIHQ $OHPDQKD % 2VKXQLD EUHYLV 8(5-30% GR $OELDQR GD )RUPDomR 6DQWDQD %UDVLO & KROyWLSR GH 4XHW]DOLFKWK\VSHUULOOLDWDH ,*0 VREOX]89 GR$OELDQRGH7OD\~D0p[LFR(VFDOD PP )RQWH$DXWRUD )LJXUD$OJXPDVGDVKLSyWHVHVILORJHQpWLFDVTXHLQFOXtUDPUHSUHVHQWDQWHVGH2SKLRSVLGDH HRX,RQRVFRSLGDHSXEOLFDGDVDWpRLQtFLRGRSUHVHQWHHVWXGR )RQWH$DXWRUD )LJXUD5HSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH /HJHQGD$2SKLRSVLVSURFHUD -0(626 VREOX]89 GR-XUiVVLFR6XSHULRUGH6ROQKRIHQ$OHPDQKD % KROyWLSR GH 7HRLFKWK\V NDOOLVWRV ,*0 VRE OX] 89 GR $OELDQR GH 7OD\~D 0p[LFR & 3ODFLGLFKWK\VELGRUVDOLV 8(5-30%E GR$OELDQRGD)RUPDomR6DQWDQD%UDVLO'UHFRQVWUXomR GH 0DFUHSLVWLXV DUHQDWXV GR $OELDQR GD )RUPDomR *OHQ 5RVH (8$ WRPDGR GH 6FKDHIIHU (VFDOD PP)RQWH$DXWRUD )LJXUD([HPSORVGHXWLOL]DomRGHOX]XOWUDYLROHWDSDUDPHOKRUYLVXDOL]DomRGHFHUWRV HVSpFLPHVIyVVHLV /HJHQGD+ROyWLSRGH7HRLFKWK\VEUHYLSLQD ,*0D VREOX]YLVtYHO $ HVREOX]XOWUDYLROHWD % FUkQLRGR KROyWLSRGH7HRLFKWK\VNDOOLVWRV ,*0 VREOX]YLVtYHO & HVREOX]XOWUDYLROHWD ' HGHWDOKHGD QDGDGHLUD FDXGDO GR HVSpFLPH 01+/ GH 2SKLRSVLV SURFHUD 2 DWWHQXDWD HYLGHQFLDQGRRVRVVtFXORVGDOLQKDODWHUDO FOO VREOX]YLVtYHO ( HVREOX]XOWUDYLROHWD ) (VFDOD PP)RQWH$DXWRUD )LJXUD $V KLSyWHVHV ILORJHQpWLFDV PDLV UHFHQWHV TXH LQFOXtUDP UHSUHVHQWDQWHV GH 2SKLRSVLGDHHRX,RQRVFRSLGDH )RQWH$DXWRUD )LJXUD$OJXQVUHSUHVHQWDQWHVGHJUXSRVLQFHUWDHVHGLVUHODFLRQDGRVQDOLWHUDWXUDj ,RQRVFRSLIRUPHV /HJHQGD$KROyWLSRGH+HWHUROHSLGRWXVVHUUXODWXV 1+08.393FRQWUDSDUWH VREOX]89 %KROyWLSR GH %UDFK\LFKWK\V W\SLFXV + VHUUXODWXV 1+08.3925 FRQWUDSDUWH & KROyWLSR GH 2VWHRUDFKLV PDFURFHSKDOXV 1+08.393 (VFDOD PP &RQWLQXD QD SiJLQD VHJXLQWH )RQWH$DXWRUD )LJXUD FRQWLQXDomR $OJXQVUHSUHVHQWDQWHVGHJUXSRVLQFHUWDHVHGLVUHODFLRQDGRVQD OLWHUDWXUDj,RQRVFRSLIRUPHV /HJHQGD'KROyWLSRGH1HRUKRPEROHSLVH[FHOVXV 1+08.393 (KROyWLSRGH$SKDQHS\JXVGRUVDOLV 1+08.393 ) )XUR ODWLPDQXV -0( 626 VRE OX] 89 (VFDOD PP 6HWD YHUPHOKD LQGLFD R SRQWR GH UHGXomR GRV UDLRV HQWUH RV GRLV ORERV GD QDGDGHLUD GRUVDO )RQWH $ DXWRUD)RQWH$DXWRUD )LJXUD 5HSUHVHQWDomR GDV SULQFLSDLV HWDSDV GD SUHSDUDomR TXtPLFD SHOR PpWRGR GH WUDQVIHUrQFLDGH7RRPEV 5L[RQ /HJHQGD$ FRQIHFomR GD EDVH GH SODVWLOLQD % DSOLFDomR GH UHVLQD SROLpVWHU VREUH R IyVVLO & FRQIHFomR GH VXOFRVQDPDWUL]SDUDIDFLOLWDUDGLVVROXomRGDPDWUL]'LPHUVmRGRIyVVLOHPiFLGRIyUPLFR )RQWH0RGLILFDGRGH%ULWR /HDO )LJXUD ([HPSOR GH XWLOL]DomR GH PDJQpVLR SDUD PHOKRU YLVXDOL]DomR GH GHWHUPLQDGDV HVWUXWXUDVHP3ODFLGLFKWK\VELGRUVDOLV 8(5-30% /HJHQGD$DQWHVGDDSOLFDomRGHPDJQpVLR%DSyVDDSOLFDomRGHPDJQpVLR(VFDOD PP)RQWH$DXWRUD )LJXUD([SOLFDomRGDVPHGLGDVXWLOL]DGDVQRWUDEDOKR /HJHQGD$SURSRUo}HVGRFRUSR PRGLILFDGRGH$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD %PHGLGDV XWLOL]DGDV SDUD FRPSDUDomR GRV RVVRV GR WHWR FUDQLDQR $EUHYLDWXUDV $& DOWXUD GD FDEHoD $0& DOWXUDPi[LPDGRFRUSR$3DOWXUDGRSHG~QFXORFDXGDO&$FRPSULPHQWRGDQDGDGHLUDDQDO&& FRPSULPHQWR GD FDEHoD &' FRPSULPHQWR GD QDGDGHLUD GRUVDO &3 FRPSULPHQWR SDGUmR &3$ FRPSULPHQWR SUpDQDO &3' FRPSULPHQWR SUpGRUVDO &33 FRPSULPHQWR SUpSpOYLFD &7 FRPSULPHQWRWRWDO/LQKDVD]XLVLQGLFDPRFRPSULPHQWRHDVYHUGHVDDOWXUD)RQWH$DXWRUD )LJXUD+ROyWLSRH~QLFRH[HPSODUGH,RQRVFRSXVSLHWUDURLHD 0 HVSpFLHWLSRGR JrQHUR,RQRVFRSXVGHSRVLWDGRQR0XVHXGH3DOHRQWRORJLDGH1DSROL /HJHQGD$VREOX]YLVtYHO%VREOX]89(VFDOD PP)RQWH$DXWRUD )LJXUD0DWHULDOWLSRGH,RQRVFRSXVGHVRUL /HJHQGD$ IUDJPHQWR UHPDQHVFHQWH GR KROyWLSR 0+1/ % QHyWLSR 0+1/ VRE OX] 89 &FyWLSR0+1/ VREOX]89 (VFDOD PP)RQWH$DXWRUD )LJXUD2XWUDVHVSpFLHVQRPLQDLVGRJrQHUR,RQRVFRSXVDRLQtFLRGRSUHVHQWHWUDEDOKR /HJHQGD$ KROyWLSR GH , PXHQVWHUL , GHVRUL %63*$69,, % KROyWLSRGH , VWULDWLVVLPXV , GHVRUL %63*$69,, &H[HPSODUGH,DQDOLEUHYLV QRPHQQXGXP -0(626 VREOX] 89 ' UHFRQVWUXomR GH (DVWPDQ GR KROyWLSR GH , HORQJDWXV (VFDOD PP )RQWH $ DXWRUD )LJXUD&UkQLRGH,RQRVFRSXVGHVRUL 0+1/ IRWRJUDILDVREOX]89 /HJHQGD DQJ DQJXODU DR DQWRUELWDO DU DUWLFXODU DVS DXWRHVIHQyWLFR ESW SURFHVVR EDVLSWHULJRLGH FGVS FDQDO GR GHUPRHVIHQyWLFR FK FHUDWRKLDO GH GHQWiULR GSW GHUPRSWHUyWLFR GVS GHUPRHVIHQyWLFR H[WH[WUDHVFDSXODUIUIURQWDOJSODFDJXODUKKLRPDQGtEXODLRLQIUDRUELWDOP[PD[LODQDQDVDO SDSDULHWDOSDVSDUDHVIHQRLGHSP[SUpPD[LODSRSSUpRSpUFXORTTXDGUDGRURURVWUDOVDQJ VXSUDQJXODU VP[ VXSUDPD[LOD VX VXSUDRUELWDO VXR VXERUELWDO V\P VLPSOpWLFR (VFDOD PP )RQWH$DXWRUD )LJXUD1DGDGHLUDVSDUHVHtPSDUHVGH,RQRVFRSXVGHVRUL VREOX]89 /HJHQGD$QDGDGHLUDHFLQWXUDSHLWRUDOGH0+1/%QDGDGHLUDGRUVDOGH0+1/ & QDGDGHLUDVHFLQWXUDVSpOYLFDVGH0+1/'QDGDGHLUDDQDOGH0+1/(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDFDXGDOGRKROyWLSRGH,RQRVFRSXVGHVRUL 0+1/ IRWRJUDILDVREOX]89 /HJHQGD HSQ HSLQHXUDLV IE IXOFUDV EDVDLV IPD IXOFUDV PDUJLQDLV KL KLSXUDO KLS SDUDKLSXUDO US UDLRV SULQFLSDLV USU UDLRV SUyFRUUHQWHV VFX HVFXGRV X FHQWUR XUDO XG XURGHUPDLV(VFDOD PP )RQWH$DXWRUD )LJXUD(QGRFUkQLRGH,RQRVFRSXVF\SULQRLGHV 1+08.3925D /HJHQGD$YLVWDODWHUDOHVTXHUGD%YLVWDRFFLSLWDO$EUHYLDWXUDVDVSDXWRHVIHQyWLFREREDVLRFFLSLWDOFGVS FDQDO GR GHUPRHVIHQyWLFR GSW GHUPRSWHUyWLFR GVS GHUPRHVIHQyWLFR HSR HSLRFFLSLWDO H[R H[RFFLSLWDO IP IRUDPH PDJQR LF LQWHUFDODU RSR RSLVWyWLFR SDSDV SURFHVVR DVFHQGHQWH GR SDUDHVIHQRLGH SDV SDUDHVIHQRLGH SUR SURyWLFR SWI IRVVD SyVWHPSRUDO SWR SWHUyWLFR VS HVIHQyWLFRVXRWVXSUDRFFLSLWDO(VFDOD PP)RQWH$DXWRUD )LJXUD([HPSODUHVGHDOJXPDVGDVHVSpFLHVQRPLQDLVGRJrQHUR2SKLRSVLVDRLQtFLRGR SUHVHQWHWUDEDOKR /HJHQGD$2SKLRSVLVSURFHUD 626 %2SKLRSVLVDWWHQXDWD 2SURFHUD 01+/ VREOX] 89 & 2SKLRSVLV EUHYLFHSV 1+08.39 3F (VFDOD PP &RQWLQXD QD SUy[LPD SiJLQD )RQWH$DXWRUD )LJXUD FRQWLQXDomR ([HPSODUHVGHDOJXPDVGDVHVSpFLHVQRPLQDLVGRJrQHUR2SKLRSVLV DRLQtFLRGRSUHVHQWHWUDEDOKR /HJHQGD'KROyWLSRGH2SKLRSVLVGRUVDOOLV 1+08.393 (2SKLRSVLVPRQWVHFKHQVLV 01+106( VRE OX] 89 ) KROyWLSR GH 2SKLRSVLV SHQLFLOODWD 2 SURFHUD 1+08.39 3 (VFDOD PP)RQWH$DXWRUD )LJXUD+ROyWLSRGH2SKLRSVLVSURFHUD %63*$69,, /HJHQGD$VREOX]YLVtYHO%VREOX]89(VFDOD PP)RQWH$DXWRUD )LJXUD&UkQLRGH2SKLRSVLVSURFHUD -0((77 IRWRJUDILDVREOX]89 /HJHQGDDQJDQJXODUDRDQWRUELWDODUDUWLFXODUDVSDXWRHVIHQyWLFREUUDLRVEUDQTXLRVWHJDLVFKFHUDWRKLDO FOFOHLWURGHGHQWiULRGSWGHUPRSWHUyWLFRGVSGHUPRHVIHQyWLFRH[WH[WUDHVFDSXODUIUIURQWDOJ SODFDJXODULRLQIUDRUELWDOLRSLQWHURSpUFXOROODFULPDOOHHWPRLGHODWHUDOP[PD[LODQDQDVDO RSRSpUFXORSDSDULHWDOSDVSDUDHVIHQRLGHSFOSyVFOHLWURHSODFDVSyVFOHLWDUHVSP[SUpPD[LOD SRSSUpRSpUFXORSWSyVWHPSRUDOTTXDGUDGRURURVWUDOVDQJVXSUDQJXODUVFOVXSUDFOHLWURVFR HVFDSXORFRUDFRLGH VP[ VXSUDPD[LOD VRS VXERSpUFXOR VX VXSUDRUELWDO VXR VXERUELWDO V\P VLPSOpWLFR(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDVSDUHVHtPSDUHVGH2SKLRSVLVSURFHUD /HJHQGD$ FLQWXUD H QDGDGHLUD SHLWRUDO GH -0((77 % FLQWXUD H QDGDGHLUD SpOYLFD GH 1+08.393 & QDGDGHLUD GRUVDO GH 1+08.393 ' QDGDGHLUD GRUVDO GH -0((77 ( QDGDGHLUDDQDOGH-0(626(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDFDXGDOGH2SKLRSVLVSURFHUD 0+1/ VREOX]89 /HJHQGDFOOFDQDOGDOLQKDODWHUDOIEIXOFUDVEDVDLVIPDIXOFUDVPDUJLQDLVUSUDLRVSULQFLSDLVUSUUDLRVSUy FRUUHQWHVVFXHVFXGRV(VFDOD PP)RQWH$DXWRUD )LJXUD2SKLRSVLVOHSWXUXV /HJHQGD$ GHVHQKR GH 'HHFNH GH XP GRV HVSpFLPHV GHSRVLWDGRV QR ³6HQFNHQEHUJ 0XVHXP´ (VSpFLPHV 0&61 % H 0&61 & DWULEXtGRV j 2SKLRSVLV OHSWXUXV H SRVWHULRUPHQWH GHVFULWRVFRPR'DQLQLDVSLQRVDSRU/RPEDUGR (VFDOD PP)RQWH$DXWRUD )LJXUD+ROyWLSRGH+HWHUROHSLGRWXVUKRPELIHU 1+08.393 HVSpFLHWLSRGR JrQHUR /HJHQGD$VREOX]YLVtYHO%VREOX]89H&UHFRQVWUXomRGH$JDVVL] (VFDOD PP )RQWH$DXWRUD )LJXUD([HPSODUHVGHRXWUDVHVSpFLHVQRPLQDLVGH+HWHUROHSLGRWXVH[DPLQDGDVQR SUHVHQWHHVWXGR /HJHQGD$ KROyWLSR GH + ODWXV + UKRPELIHU 1+08.3925 % KROyWLSR GH + VHUUXODWXV 1+08.393 VREOX]89 &KROyWLSRGH%UDFK\LFKWK\V +HWHUROHSLGRWXV W\SLFXV + VHUUXODWXV 1+08.3925 SDUWH (VFDOD PP )RQWH $ DXWRUD &RQWLQXD QD SUy[LPD SiJLQD )LJXUD([HPSODUHVGHRXWUDVHVSpFLHVQRPLQDLVGH+HWHUROHSLGRWXVH[DPLQDGDVQR SUHVHQWHHVWXGR /HJHQGD' KROyWLSR GH + VWULDWXV QRPHQ QXGXP 1+08.393 VRE OX] 89 ( KROyWLSR GH + FHSKDOXV 3KROLGRSKRUXVFHSKDOXV 1+08.3925 VREOX]89 )H[HPSODUDWULEXtGRD +SHFWRUDOLV 0&)% (VFDOD PP)RQWH$DXWRUD&RQWLQXDQDSUy[LPDSiJLQD )LJXUD([HPSODUHVGHRXWUDVHVSpFLHVQRPLQDLVGH+HWHUROHSLGRWXVH[DPLQDGDVQR SUHVHQWHHVWXGR /HJHQGD* + VHUUDWXV QRPHQ GXELXP 1+08.393 + KROyWLSR GH + UDGLDWRSXQFWDWXV 3KROLGRSKRUXV UDGLDWRSXQFWDWXV 1+08.393 , H[HPSODU DWULEXtGR D + GRUVDOLV $OOROHSLGRWXVGRUVDOLV 1+08.393 (VFDOD PP)RQWH$DXWRUD )LJXUD &UkQLR GH +HWHUROHSLGRWXV UKRPELIHU 1+08.393 IRWRJUDILD VRE OX] 89 /HJHQGDDQJDQJXODUDUDUWLFXODUDVSDXWRHVIHQyWLFREUUDLRVEUDQTXLRVWHJDLVFKFHUDWRKLDOFOFOHLWURGH GHQWiULRGSWGHUPRSWHUyWLFRGVSGHUPRHVIHQyWLFRH[WH[WUDHVFDSXODUIUIURQWDOKKLRPDQGtEXOD LRLQIUDRUELWDOLRSLQWHURSpUFXOROODFULPDOOHHWPRLGHODWHUDOP[PD[LODQDQDVDORSRSpUFXOR SDSDULHWDOSFOSyVFOHLWURHSODFDVSyVFOHLWDUHVSRSSUpRSpUFXORSWSyVWHPSRUDOTTXDGUDGR UR URVWUDO VDQJ VXSUDQJXODU VFO VXSUDFOHLWUR VP[ VXSUDPD[LOD VRS VXERSpUFXOR VXR VXERUELWDO(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDVSDUHVHtPSDUHVGH+HWHUROHSLGRWXVUKRPELIHU /HJHQGD$FLQWXUDHQDGDGHLUDSHLWRUDOGH$01+%FLQWXUDHQDGDGHLUDSpOYLFDGH1+08.393 VRE OX] 89 & QDGDGHLUD GRUVDO GH 1+08.393 VRE OX] 89 ' QDGDGHLUD DQDO GH 1+08.3925(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDFDXGDOGH+HWHUROHSLGRWXVUKRPELIHU 1+08.3925 /HJHQGDIEIXOFUDVEDVDLVIPDIXOFUDVPDUJLQDLVUSUDLRVSULQFLSDLVUSUUDLRVSUyFRUUHQWHVVFXHVFXGRV (VFDOD PP)RQWH$DXWRUD )LJXUD&UkQLRGH+HWHUROHSLGRWXVVHUUXODWXV $01+ /HJHQGDDQJDQJXODUDRDQWRUELWDODUDUWLFXODUDVSDXWRHVIHQyWLFREUUDLRVEUDQTXLRVWHJDLVFGSWFDQDOGR GHUPRHVIHQyWLFRFKFHUDWRKLDOFOFOHLWURGHGHQWiULRGSWGHUPRSWHUyWLFRGVSGHUPRHVIHQyWLFR H[WH[WUDHVFDSXODUIUIURQWDOJSODFDJXODUKKLRPDQGtEXODLRLQIUDRUELWDOLRSLQWHURSpUFXORO ODFULPDOOHHWPRLGHODWHUDOP[PD[LODQDQDVDORSRSpUFXORSDSDULHWDOSFOSyVFOHLWURHSODFDV SyVFOHLWDUHVSP[SUpPD[LODSRSSUpRSpUFXORSWSyVWHPSRUDOTTXDGUDGRURURVWUDOVDQJ VXSUDQJXODU VFO VXSUDFOHLWUR VFR HVFDSXORFRUDFRLGH VP[ VXSUDPD[LOD VRS VXERSpUFXOR VXR VXERUELWDOV\PVLPSOpWLFR6HWDYHUPHOKDLQGLFDDSUHVHQoDGRHQWDOKHQDSRUomRSRVWHULRUGDPD[LOD (VFDOD PP)RQWH$DXWRUD )LJXUD'HWDOKHVGHDOJXQVRVVRVFUDQLDQRVGH+HWHUROHSLGRWXVVHUUXODWXV /HJHQGD$1+08.3925%1+08.393$EUHYLDWXUDVGSWGHUPRSWHUyWLFRIUIURQWDOLF LQWHUFDODU OH HWPRLGH ODWHUDO RUV RUELWRHVIHQRLGH SD SDULHWDO SDSDV SURFHVVR DVFHQGHQWH GR SDUDHVIHQRLGH SDV SDUDHVIHQRLGH SH SUpHWPRLGH SP[ SUpPD[LOD SUR SURyWLFR SWV SWHURHVIHQRLGH VS HVIHQyWLFR VU DQHO HVFOHUyWLFR VXRW VXSUDyWLFR YR Y{PHU (VFDOD PP )RQWH$DXWRUD )LJXUD1DGDGHLUDVSDUHVHtPSDUHVGH+HWHUROHSLGRWXVVHUUXODWXV $01+ /HJHQGD$FLQWXUDHQDGDGHLUDSHLWRUDO%QDGDGHLUDSpOYLFD&QDGDGHLUDGRUVDO'QDGDGHLUDDQDO(VFDOD PP)RQWH$DXWRUD )LJXUD1DGDGHLUDFDXGDOGH+HWHUROHSLGRWXVVHUUXODWXV $01+ /HJHQGDIEIXOFUDVEDVDLVIPDIXOFUDVPDUJLQDLVUSUDLRVSULQFLSDLVUSUUDLRVSUyFRUUHQWHVVFXHVFXGRV (VFDOD PP)RQWH$DXWRUD )LJXUD2XWUDVHVSpFLHVSHUWHQFHQWHVDRJrQHUR2VWHRUDFKLV /HJHQGD$KROyWLSRGH2JUDQXODWXV 1+08.393 %HVSpFLPHGH2OHHGVL 1+08.393 (VFDOD PP)RQWH$DXWRUD )LJXUD'HWDOKHVGDPRUIRORJLDGH2VWHRUDFKLV /HJHQGD$GHWDOKHGDVYpUWHEUDVGH2JUDQXODWXV 1+08.393 VHWDVYHUPHOKDVGHVWDFDPXPFHQWUR YHUWHEUDO IRUPDGR SRU GRLV KHPLFHQWUD % GHWDOKH GR WHWR FUDQLDQR GH 2 PDFURFHSKDOXV 1+08.393 VHWDEUDQFDGHVWDFDDSUHVHQoDGHWXEpUFXORVGHJDQRtQD (VFDOD PP)RQWH $DXWRUD )LJXUD &RPSDUDomR GH DOJXQV GHWDOKHV GD DQDWRPLD FUDQLDQD GH $SKDQHS\JXV GRUVDOLV FRPUHSUHVHQWDQWHVGDIDPtOLD2SKLRSVLGDH /HJHQGD$IRWRJUDILDGRFUkQLRGH$GRUVDOLV 1+08.3925 VREOX]89 %GHVHQKRGRFUkQLRGH $ GRUVDOLV 1+08.3925 PRGLILFDGR GH %DUWUDP E & GHVHQKR GR FUkQLR GH 3ODFLGLFKWK\V ELGRUVDOOLV 8(5-30% ' GHVHQKR GR FUkQLR GH 7HRLFKWK\V EUHYLSLQD ,*0 $EUHYLDWXUDVDVSDXWRHVIHQyWLFRGVSGHUPRHVIHQyWLFRHVTHVTXDPXODVH[WH[WUDHVFDSXODU PVXR PRVDLFR GH SODFDV VXERUELWDLV P[ PD[LOD SRS SUpRSpUFXOR SW SyVWHPSRUDO VP[ VXSUDPD[LOD VX VXSUDRUELWDO VXR VXERUELWDO (VFDOD PP 3DUD PDLRUHV LQIRUPDo}HV FRPSDUDU FRPD7DEHODGRDSrQGLFH%)RQWH$DXWRUD )LJXUD1RYRH[HPSODUGH3ODFLGLFKWK\VELGRUVDOLV 8(5-30% SUHSDUDGRSDUDR SUHVHQWHHVWXGR /HJHQGD$HVSpFLPHHPYLVWDODWHUDOHVTXHUGDDQWHVGDSUHSDUDomR%HVSpFLPHHPYLVWDODWHUDOGLUHLWDDSyVD SUHSDUDomRTXtPLFD(VFDOD PP)RQWH$DXWRUD )LJXUD&UkQLRGH3ODFLGLFKWK\VELGRUVDOLV 8(5-30% /HJHQGD DQJ DQJXODU DR DQWRUELWDO DU DUWLFXODU DVS DXWRHVIHQyWLFR FO FOHLWUR GH GHQWiULR GSW GHUPRSWHUyWLFR GVS GHUPRHVIHQyWLFR H[W H[WUDHVFDSXODU IU IURQWDO LR LQIUDRUELWDO LRS LQWHURSpUFXOROODFULPDOP[PD[LODQDQDVDORSRSpUFXORSDSDULHWDOSDVSDUDHVIHQRLGHSFO SyVFOHLWURSP[SUpPD[LODSRSSUpRSpUFXORSWSyVWHPSRUDOTTXDGUDGRURURVWUDOVDQJ VXSUDQJXODU VFO VXSUDFOHLWUR VFR HVFDSXORFRUDFRLGH VP[ VXSUDPD[LOD VRS VXERSpUFXOR VX VXSUDRUELWDOV\P VLPSOpWLFR 6HWD YHUPHOKD LQGLFD D SUHVHQoD GR HQWDOKH QD SRUomR SRVWHULRU GD PD[LOD(VFDOD PP)RQWH$DXWRUD'HVHQKR3%ULWR )LJXUD 'HWDOKH GR SRQWR GH FRQWDWR HQWUH RV GRLV ORERV GD QDGDGHLUD GRUVDO GH 3ODFLGLFKWK\VELGRUVDOLV 8(5-30% /HJHQGD6HWDVYHUPHOKDVLQGLFDPDSUHVHQoDGHUDLRVUHGX]LGRVHQWUHRVGRLVORERVGDGRUVDO(VFDOD PP )RQWH$DXWRUD )LJXUD&RPSDUDomRGHGHWDOKHVGDDQDWRPLDFUDQLDQDHQWUH3ODFLGLFKWK\VRXWURV 2SKLRSVLGDHH0DFURVHPLLGDH /HJHQGD$GHVHQKRGRFUkQLRGH3ODFLGLFKWK\VELGRUVDOOLV%GHVHQKRGRFUkQLRGHXPRILRSVtGHR 2SKLRSVLV SURFHUD-0((77 &UHFRQVWUXomRGRFUkQLRGHXPPDFURVHPLtGHR 0DFURVHPLXVURVWUDWXV PRGLILFDGR GH *UDQGH $EUHYLDWXUDV DQJ DQJXODU DU DUWLFXODU DVS DXWRHVIHQyWLFR GH GHQWiULR GVS GHUPRHVIHQyWLFR H[W H[WUDHVFDSXODU LR LQIUDRUELWDO O ODFULPDO VDQJ VXSUDQJXODU VP[VXSUDPD[LODVXVXSUDRUELWDOVXRVXERUELWDOV\PVLPSOpWLFR)RQWH$DXWRUD3DUDPDLRUHV LQIRUPDo}HVFRPSDUDUFRPD7DEHODGRDSrQGLFH% )LJXUDÈUYRUHVGHFRQVHQVRHVWULWRREWLGDVQDVDQiOLVHVGHSDUFLP{QLDFRPWi[RQV WHUPLQDLVLQFOXLQGR1HRUKRPEROHSLVH[FHOVXVH2VWHRUDFKLVPDFURFHSKDOXV /HJHQGD$ 3RO\SWHUXV RUQDWLSLQQLV XWLOL]DGR FRPR JUXSR H[WHUQR % 3KROLGRSKRUXV EHFKHL XWLOL]DGR FRPR JUXSRH[WHUQR3Uy[LPRDRVQyVVmRDSUHVHQWDGRVRVYDORUHVGHERRWVWUDSVXSHULRUHVjREWLGRVD SDUWLUGHXPDDQiOLVHFRPUpSOLFDVQRSURJUDPD717)RQWH$DXWRUD )LJXUD ÈUYRUHV GH FRQVHQVR HVWULWR REWLGDV QDV DQDOLVHV GH SDUFLP{QLD FRP Wi[RQV WHUPLQDLV H[FOXLQGR 1HRUKRPEROHSLV H[FHOVXVH 2VWHRUDFKLVPDFURFHSKDOXV /HJHQGD$3RO\SWHUXVRUQDWLSLQQLVXWLOL]DGRFRPRJUXSRH[WHUQR%3KROLGRSKRUXVEHFKHLXWLOL]DGRFRPRJUXSRH[WHUQR3Uy[LPRDRVQyVVmRDSUHVHQWDGRVRVYDORUHVGH ERRWVWUDSVXSHULRUHVjREWLGRVDSDUWLUDQiOLVHVFRPUpSOLFDV(PD]XORVYDORUHVREWLGRVFRPRSURJUDPD717HHPYHUPHOKRRVYDORUHVREWLGRVFRPR SURJUDPD3$83)RQWH$DXWRUD )LJXUD$OJXPDVGDVQDGDGHLUDVGRUVDLVPDLVEHPSUHVHUYDGDVGH2SKLRSVLVSURFHUD /HJHQGD$GHVHQKRGH%DUWUDP GDQDGDGHLUDGRUVDOGH2SURFHUD%-0(626 VREOX] 89 & 1+08.393 ' -0(626 VRE OX] 89 ( 0+1/ RULJLQDOPHQWH FODVVLILFDGR FRPR 2 DWWHQXDWD VRE OX] 89 ) -0(626 RULJLQDOPHQWHFODVVLILFDGRFRPR2DWWHQXDWD VREOX]89 *-0((77 VREOX]89 +GHVHQKRGH%DUWUDP GDQDGDGHLUDGRUVDOGH2DWWHQXDWD(VFDOD PP)RQWH$ DXWRUD )LJXUD2UQDPHQWDomRHPDOJXQVRVVRVGRWHWRFUDQLDQR /HJHQGD $ 3ODFLGLFKWK\V ELGRUVDOOLV 036&3 % 2SKLRSVLV SURFHUD -0((77 VRE OX] 89 6HWDV YHUPHOKDV LQGLFDP DV PDUJHQV VHUULOKDGDV GR H[WUDHVFDSXODU H GR SyVWHPSRUDO (VFDOD PP)RQWH$DXWRUD $3Ç1',&(%7DEHODV 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH,RQRVFRSXV9HUOLVWDGHDEUHYLDWXUDVQDSiJ &RQWLQXD /RFDOLGDGH &RPVHP ,GHQWLILFDomRQDFROHomR LQIRUPDGDQD &7 &3 &3$ &$ &33 &3Y &3' &'&3 &' && &&&7 &&&3 FRUFRYD HWLTXHWD Ionoscopus cyprinoides -0(626 6ROQKRIHQ$OHPDQKD VHP -0(626 6ROQKRIHQ$OHPDQKD VHP -0(626 6ROQKRIHQ$OHPDQKD VHP " " %63*, 6ROQKRIHQ$OHPDQKD VHP Ionoscopus analibrevis -0(626 6ROQKRIHQ$OHPDQKD FRP 0%) IRWRJUDILD 6ROQKRIHQ$OHPDQKD FRP " " " " " " " " " " " " 0%) IRWRJUDILD 6ROQKRIHQ$OHPDQKD FRP " " " " " " " " " " " " Ionoscopus desori 0+1/ &HULQ)UDQoD FRP " " " " " 0+1/ &HULQ)UDQoD FRP " " " " " " " " " " " " 0+1/ &HULQ)UDQoD FRP 0+1/ &HULQ)UDQoD FRP " 0+1/ &HULQ)UDQoD FRP " " " " " " " " " 0+1/ &HULQ)UDQoD " " " " " " " " " " " " " 0+1/ &HULQ)UDQoD FRP " " 0+1/ &HULQ)UDQoD FRP " " " " " " 0+1/ &HULQ)UDQoD FRP " " " " " " " " " " " " 0+1/ &HULQ)UDQoD FRP %63*;;,,, 6ROQKRIHQ$OHPDQKD " %63*;9,,, 6ROQKRIHQ$OHPDQKD " " Ionoscopus muensteri %63*, 6ROQKRIHQ$OHPDQKD FRP Ionoscopus striatissimus %63*$69,, 6ROQKRIHQ$OHPDQKD FRP " " Ionoscopus pietraroiea 0 3LHWUDURMD,WiOLD FRP 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH,RQRVFRSXV9HUOLVWDGHDEUHYLDWXUDVQDSiJ 1RGH 1RGH 1RGH 1RGHFHQWURV 1RGH ,GHQWLILFDomRQD $3 $0& 1RGHSWHULJLyIRURVGD UDLRVGD UDLRVGD UDLRVGD YHUWHEUDLVD $& $3 $0& SWHULJLyIRURVGD FROHomR $0& &3 QDGDGHLUDGRUVDO QDGDGHLUD QDGDGHLUD QDGDGHLUD SDUWLUGDFLQWXUD QDGDGHLUDDQDO FDXGDO SHLWRUDO SpOYLFD SHLWRUDO Ionoscopus cyprinoides -0(626 USUSU US " UW -0(626 RX USUSUIE US " UW DRPHQRV DRWRGR -0(626 USUSUIE " " UW USUSUIE %63*, USUSUIE US UW UW DSUR[DR WRGR Ionoscopus analibrevis -0(626 USUSU RXUS " " RX " 0%) IRWRJUDILD " " " " " " " " " 0%) IRWRJUDILD " " " " " US " " " Ionoscopus desori 0+1/ " " " USUSUIE " " " USUSU " 0+1/ " " " " USUSU " " " USUSUIE " 0+1/ " 0+1/ UW RX " 0+1/ " " " " " " FHUFDGH 0+1/ " " " " " " US " " " " 0+1/ " " " " 0+1/ DRPHQRV US " " " " 0+1/ " " " " " RXUS " " 0+1/ " %63*;;,,, USUSU US UW UW " %63*;9,,, US " " DSUR[ Ionoscopus muensteri %63*, Ionoscopus striatissimus US " " " %63*$69,, Ionoscopus pietraroiea " " " DSUR[ 0 US UW " 7DEHOD5HVXPRGDQRPHQFODWXUDGDVHVSpFLHVGH2SKLRSVLV (VSpFLHVMiUHSRUWDGDVSDUDRJrQHUROphiopsis (VSpFLHVYiOLGDVGHOphiopsisHVXDVUHVSHFWLYDV 6XJHVW}HVGHHVSpFLHVYiOLGDVDSyVDUHYLVmR VLQRQtPLDVDWpRSUHVHQWHWUDEDOKR UHDOL]DGDQRSUHVHQWHWUDEDOKR Ophiopsis muensteri$JDVVL] WUDQVIHULGD Ophiopsis procera $JDVVL] Ophiopsis procera $JDVVL] SDUDRJrQHUR)XUR±FI/DPEHUVH/DQH 6LQ{QLPRV2SKLRSVLVSURFHUXV3KROLGRSKRUXV 6LQ{QLPRV2SKLRSVLVSURFHUXV3KROLGRSKRUXV (EHUW WHQXLVHUUDWXV2SKLRSVLVWHQXLVVHUUDWD2SKLRSVLV WHQXLVHUUDWXV2SKLRSVLVSHQLFLOODWXV2SKLRSVLV Ophiopsis procerus$JDVVL] SURFHUD DWWHQXDWD2SKLRSVLVDHTXDOLV2SKLRSVLV Ophiopsis penicillata$JDVVL] LQWHUPHGLD2SKLRSVLVJXLJDUGL2SKLRSVLV Ophiopsis dorsalis$JDVVL] Ophiopsis penicillata $JDVVL] PDFURGXV2SKLRSVLVSHQLFLOODWD Ophiopsis breviceps(JHUWRQ 6LQ{QLPRV2SHQLFLOODWXV Ophiopsis attenuata:DJQHU Ophiopsis dorsalis $JDVVL] Ophiopsis serrata $JDVVL] DQWHV Ophiopsis dorsalis $JDVVL] 6LQ{QLPRV3KROLGRSKRUXVIOHVKHUL2SKLRSVLV 3KROLGRSKRUXVWHQXLVVHUUDWXVWUDQVIHULGDj 6LQ{QLPRV3KROLGRSKRUXVIOHVKHUL2SKLRSVLV IOHVKHUL 2SKLRSVLVSRU:DJQHU IOHVKHUL Ophiopsis aequalis:DJQHU Ophiopsis breviceps (JHUWRQ Ophiopsis intermedia:DJQHU Ophiopsis breviceps (JHUWRQ Ophiopsis altivelis:DJQHU Ophiopsis guigardi7KLROOLqUH Ophiopsis lepturus %HOORWWL Ophiopsis lepturus %HOORWWL Ophiopsis macrodus7KLROOLqUH 6LQ{QLPRV3KROLGRSKRUXVOHSWXUXV 6LQ{QLPRV3KROLGRSKRUXVOHSWXUXV Ophiopsis bellotti %DVVDQL DQWHV 1RWKRVRPXVWUDQVIHULGDj2SKLRSVLVSRU'HHFNH Ophiopsis attenuata:DJQHU Ophiopsis lepersonnei 6DLQW6HLQH HDRJrQHUR)XURSRU%DUWUDP 6LQ{QLPRV2SURFHUXVSUySDUWH2SKLRSVLV 6LQ{QLPRV2OHSHUVRQQL Ophiopsis flesheri $JDVVL] DQWHV DHTXDOLV2SKLRSVLVLQWHUPHGLD2SKLRSVLV 3KROLGRSKRUXVWUDQVIHULGDj2SKLRSVLVSRU=LWWHO JXLJDUGL2SKLRSVLVPDFURGXV Ophiopsis montsechensis :HQ] Ophiopsis lepturus %HOORWWL DQWHV Ophiopsis lepersonnei 6DLQW6HLQH 3KROLGRSKRUXVWUDQVIHULGDj2SKLRSVLVSRU 6LQ{QLPRV2OHSHUVRQQL 'HHFNH Ophiopsis lariensis'H$OHVVDQGUL DQWHV Ophiopsis montsechensis :HQ] 3KROLGRSKRUXVUXSSHOOLSURSDUWH%HOORWWL WUDQVIHULGDSDUDRJrQHUR)XURFI%DUWUDP Ophiopsis lepersonnei6DLQW6HLQH Ophiopsis montsechensis:HQ] Ophiopsis cretaceous6LOYD6DQWRV 9DOHQoD QRPHQQXGXP 7DEHOD 'DGRV FRPSDUDWLYRV GRV HVSpFLPHV PHOKRU SUHVHUYDGRV GH 2SKLRSVLV 9HU OLVWDGHDEUHYLDWXUDVQDSiJ&RQWLQXDQDSUy[LPDSiJLQD (VSpFLHQRPLQDO /RFDOLGDGH &7 &3 &3$ &$ &33 &3Y &3' LGHQWLILFDomRQDHWLTXHWD Ophiopsis procera 1+08.393 $OHPDQKD.HOKHLQ " " " " " " " 1+08.393 $OHPDQKD.HOKHLQ " " " " " 1+08.393 $OHPDQKD.HOKHLQ " " " " " " " 1+08.393 $OHPDQKD(LFKVWlWW " 1+08.393 $OHPDQKD.HOKHLQ 1+08.393 $OHPDQKD(LFKVWlWW " " %63*$69,,, $OHPDQKD.HOKHLQ " " " %63*$6;,; $OHPDQKD.HOKHLQ -0(626 $OHPDQKD.HOKHLQ -0(626 $OHPDQKD.HOKHLQ " " -0(626 $OHPDQKD.HOKHLQ " " " " " " " -0(626 $OHPDQKD.HOKHLQ " " " -0(626 $OHPDQKD.HOKHLQ " " -0(626 $OHPDQKD.HOKHLQ " Ophiopsis attenuata 1+08.393 $OHPDQKD.HOKHLQ " " 1+08.393 )UDQoD&HULQ 1+08.393 $OHPDQKD.HOKHLQ " " 1+08.393 $OHPDQKD(LFKVWlWW " " " 0+1/ )UDQoD&HULQ " " " " " " " 0+1/ )UDQoD&HULQ " " " 0+1/ )UDQoD&HULQ " 0+1/ )UDQoD&HULQ " 0+1/ )UDQoD&HULQ " 0+1/ )UDQoD&HULQ 0+1/ )UDQoD&HULQ " " " " " " 0+1/ )UDQoD&HULQ " " 0+1/ )UDQoD&HULQ " " 0+1/ )UDQoD&HULQ " " 0+1/ )UDQoD&HULQ " " " " " " " 0+1/ )UDQoD&HULQ 0+1/ )UDQoD&HULQ " " " " " " " %63*;;,,,DHE $OHPDQKD.HOKHLQ " " " " " " %63*;;;;DHE $OHPDQKD.HOKHLQ " " -0(626E $OHPDQKD.HOKHLQ " " " -0(626 $OHPDQKD.HOKHLQ " " -0(626 $OHPDQKD.HOKHLQ " OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 $OHPDQKD.HOKHLQ (77 $OHPDQKD(WWOLQJ " " " " " " " (77 $OHPDQKD(WWOLQJ " " (77 $OHPDQKD(WWOLQJ Ophiopsis penicillata 1+08.393 ,QJODWHUUD'RUVHW Ophiopsis breviceps 1+08.393 ,QJODWHUUD7LVEXU\ " 1+08.393 ,QJODWHUUD7LVEXU\ " " Ophiopsis dorsalis 1+08.393 ,QJODWHUUD'RUVHW 1+08.393 ,QJODWHUUD'RUVHW " " Ophiopsis montsechensis 01+106(D (VSDQKD0RQWVHF " 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV9HU OLVWDGHDEUHYLDWXUDVQDSiJ&RQWLQXDQDSUy[LPDSiJLQD (VSpFLHQRPLQDO &'&3 &' && &&&7 &&&3 $& && $0& LGHQWLILFDomRQDHWLTXHWD Ophiopsis procera 1+08.393 " " " " " " " 1+08.393 " " " " " " 1+08.393 " " " " " " 1+08.393 1+08.393 1+08.393 %63*$69,,, " %63*$6;,; " " " " " " -0(626 -0(626 -0(626 " " " " " " " " -0(626 -0(626 -0(626 Ophiopsis attenuata 1+08.393 " " " 1+08.393 " " 1+08.393 1+08.393 " " 0+1/ " " " " " " " 0+1/ " " 0+1/ 0+1/ 0+1/ 0+1/ 0+1/ " " " " " " 0+1/ 0+1/ 0+1/ " " 0+1/ " " " " " " " " 0+1/ 0+1/ " " " " " " " " %63*;;,,,DHE " " " " " " " " %63*;;;;DHE " -0(626E -0(626 -0(626 OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 (77 " " " " " " (77 (77 Ophiopsis penicillata 1+08.393 Ophiopsis breviceps 1+08.393 1+08.393 " " " Ophiopsis dorsalis 1+08.393 1+08.393 Ophiopsis montsechensis 01+106(D " 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV9HU OLVWDGHDEUHYLDWXUDVQDSiJ&RQWLQXDQDSUy[LPDSiJLQD (VSpFLHQRPLQDO 1RGHHVFDPDVDR 1RGHHVFDPDVQD 1RGHHVFDPDVQR LGHQWLILFDomRQDHWLTXHWD ORQJRGDOLQKD SDUWHPDLVDOWDGR SHG~QFXORFDXGDO ODWHUDO FRUSR Ophiopsis procera 1+08.393 " " 1+08.393 " 1+08.393 " DSUR[ 1+08.393 1+08.393 DSUR[ 1+08.393 " " " %63*$69,,, DSUR[ " %63*$6;,; -0(626 -0(626 -0(626 " " " -0(626 " " -0(626 RX -0(626 Ophiopsis attenuata 1+08.393 " 1+08.393 1+08.393 DSUR[ DSUR[ 1+08.393 " " 0+1/ " " 0+1/ " " 0+1/ j 0+1/ 0+1/ 0+1/ 0+1/ " " " 0+1/ DSUR[ 0+1/ PDLVTXH DSUR[ 0+1/ " 0+1/ " " " 0+1/ " " " 0+1/ " " " %63*;;,,,DHE " " " %63*;;;;DHE DRPHQRV DSUR[ -0(626E -0(626 -0(626 OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 " (77 (77 (77 Ophiopsis penicillata 1+08.393 DRPHQRV DSUR[ Ophiopsis breviceps 1+08.393 " " " 1+08.393 " " " Ophiopsis dorsalis 1+08.393 " " " 1+08.393 " " " Ophiopsis montsechensis 01+106(D " 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV9HU OLVWDGHDEUHYLDWXUDVQDSiJ&RQWLQXDQDSUy[LPDSiJLQD (VSpFLHQRPLQDO 1RGHHOHPHQWRVGD 1RGHUDLRVGD )RUPDGDGRUVDO LGHQWLILFDomRQDHWLTXHWD QDGDGHLUDGRUVDO QDGDGHLUDDQDO Ophiopsis procera 1+08.393 " " " 1+08.393 EHPIDOFDGD USUSU " 1+08.393 " USUSU " 1+08.393 EHPIDOFDGD USUSU " 1+08.393 EHPIDOFDGD USRXUSU DRPHQRV 1+08.393 " FHUFDGH " %63*$69,,, " " %63*$6;,; EHPIDOFDGD " -0(626 EHPIDOFDGD -0(626 EHPIDOFDGD " -0(626 EHPIDOFDGD " " -0(626 EHPIDOFDGD USUSUIE " -0(626 EHPIDOFDGD " " -0(626 EHPIDOFDGD " " Ophiopsis attenuata 1+08.393 " " DRPHQRV 1+08.393 " " " 1+08.393 " USUSU " 1+08.393 " " " 0+1/ " " " 0+1/ " " " 0+1/ " " DRPHQRV 0+1/ " " " 0+1/ " " " 0+1/ EHPIDOFDGD USUSU " 0+1/ " " " 0+1/ " " 0+1/ " " " 0+1/ " DRPHQRV " 0+1/ " " " 0+1/ " " " 0+1/ " " " %63*;;,,,DHE " " " %63*;;;;DHE " " " -0(626E SRXFRIDOFDGD USUSU " -0(626 PHGLDQDPHQWHIDOFDGD " -0(626 SRXFRIDOFDGD " OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 " FHUFDGH " (77 SRXFRIDOFDGD (77 SRXFRIDOFDGD USUSUIE " (77 SRXFRIDOFDGD USUSUIE UWIE Ophiopsis penicillata 1+08.393 SRXFRIDOFDGD USRXUSU " Ophiopsis breviceps 1+08.393 " " " 1+08.393 " DRPHQRV " Ophiopsis dorsalis 1+08.393 SRXFRIDOFDGDjUHWD FHUFDGH RXUS 1+08.393 " " " Ophiopsis montsechensis 01+106(D SRXFRIDOFDGDj USUSU UW UHWDGHFUHVFHQWH 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV9HU OLVWDGHDEUHYLDWXUDVQDSiJ&RQWLQXDQDSUy[LPDSiJLQD (VSpFLHQRPLQDO 1RGHUDLRVSULQFLSDLVGDQDGDGHLUD 1RGHUDLRVGDQDGDGHLUD LGHQWLILFDomRQDHWLTXHWD FDXGDO SHLWRUDO Ophiopsis procera 1+08.393 " " 1+08.393 DSUR[ " 1+08.393 " SUHVHUYDGRV 1+08.393 DSUR[WRWDLV USU 1+08.393 i 1+08.393 " %63*$69,,, " " %63*$6;,; " -0(626 -0(626 DSUR[ -0(626 " " -0(626 -0(626 " -0(626 " Ophiopsis attenuata 1+08.393 " 1+08.393 1+08.393 YLVtYHLV 1+08.393 " " 0+1/ " 0+1/ " 0+1/ DSUR[ 0+1/ 0+1/ 0+1/ 0+1/ " " 0+1/ YLVtYHLV 0+1/ " 0+1/ " " 0+1/ " " 0+1/ " " 0+1/ " " %63*;;,,,DHE " " %63*;;;;DHE " " -0(626E YLVtYHLV -0(626 DSUR[ DSUR[YLVtYHLVHPFDGD -0(626 YLVtYHLV OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 " (77 (77 WRWDLV (77 USUSUIE Ophiopsis penicillata 1+08.393 FRQWiYHLV Ophiopsis breviceps 1+08.393 " " 1+08.393 " " Ophiopsis dorsalis 1+08.393 " " 1+08.393 " " Ophiopsis montsechensis 01+106(D " WRWDLV 7DEHOD'DGRVFRPSDUDWLYRVGRVHVSpFLPHVPHOKRUSUHVHUYDGRVGH2SKLRSVLV9HU OLVWDGHVLJODVHDEUHYLDWXUDVQDVSiJLQDVH (VSpFLHQRPLQDO LGHQWLILFDomR R 1 GHUDLRVGDQDGDGHLUDSpOYLFD &DQDOQDQDGDGHLUDFDXGDO QDHWLTXHWD Ophiopsis procera 1+08.393 " VLP DEDL[RGRUDLR 1+08.393 QmRSUHVHUYDGD 1+08.393 " QmRSUHVHUYDGD 1+08.393 US VLP DEDL[RGRUDLR 1+08.393 VLP DEDL[RGRUDLR 1+08.393 " " %63*$69,,, " %63*$6;,; QmRYLVtYHO -0(626 YLVtYHLV VLP DEDL[RGRUDLR -0(626 YLVtYHLV VLP DEDL[RGRUDLR -0(626 " " -0(626 " " -0(626 " -0(626 IE " Ophiopsis attenuata 1+08.393 " 1+08.393 " VLP DEDL[RGRUDLR 1+08.393 " VLP DEDL[RGRUDLR 1+08.393 " " 0+1/ " VLP DEDL[RGRUDLR 0+1/ " " 0+1/ QmRYLVtYHO 0+1/ VLP DEDL[RGRUDLR 0+1/ " VLP DEDL[RGRUDLR 0+1/ " VLP DEDL[RGRUDLR 0+1/ " " 0+1/ YLVtYHLV QmRYLVtYHO 0+1/ " QmRYLVtYHO 0+1/ " 0+1/ " " 0+1/ " " 0+1/ " " %63*;;,,,DHE " " %63*;;;;DHE " " -0(626E " VLP DEDL[RGRUDLR -0(626 "YLVtYHLV " -0(626 YLVtYHLV " OphiopsisVSRXQmR LGHQWLILFDGRV %63*9 "SUHVHUYDGRV VLP DEDL[RGRUDLR (77 (77 US VLP DEDL[RGRUDLR (77 USUSU VLP DEDL[RGRUDLR Ophiopsis penicillata 1+08.393 " " Ophiopsis breviceps 1+08.393 " " 1+08.393 " " Ophiopsis dorsalis 1+08.393 " " 1+08.393 " " Ophiopsis montsechensis 01+106(D UW VLP 7DEHOD&RPSDUDomRGHDOJXPDVFDUDFWHUtVWLFDVGH$SKDQHS\JXVFRPRVJrQHURVGH 2SKLRSVLGDH7HRLFKWK\VH3ODFLGLFKWK\V Aphanepygus Teoichthys Placidichthys VXSUDRUELWDLV RUJDQL]DGRVHPGXDV RUJDQL]DGRVHPXPD RUJDQL]DGRVHPXPDILOHLUD ILOHLUDV ILOHLUD GHUPRHVIHQyWLFR ID]SDUWHGDyUELWD FRPSOHWDPHQWHDQH[DGR FRPSOHWDPHQWHDQH[DGRDR DRWHWRFUDQLDQR WHWRFUDQLDQR DXWRHVIHQyWLFR DXVHQWH SRVLFLRQDGRQRFDQWR SRVLFLRQDGRQRFDQWR VXSHULRUGDyUELWD VXSHULRUGDyUELWD H[WUDHVFDSXODU IRUPDGRSRUSHTXHQDV XPSDUGHRVVRV XPSDUGHRVVRV SODFDVFDGDXPDFRP DSUR[LPDGDPHQWH DSUR[LPDGDPHQWH RUQDPHQWDomRVHUULOKDGD WULDQJXODUHVSRUWDQGRD WULDQJXODUHVFRP QDERUGDSRVWHULRU FRPLVVXUD RUQDPHQWDomRVHUULOKDGDQD FRPLVVXUDVXSUDWHPSRUDO VXSUDWHPSRUDO ERUGDSRVWHULRUHSRUWDQGRD SUHVHQWH FRPLVVXUDVXSUDWHPSRUDO SyVWHPSRUDO XPSDUUHGX]LGRV XPSDUDPSORV XPSDUDPSORV PD[LOD VHPGHQWH FRPGHQWH FRPGHQWH VXSUDPD[LOD DXVHQWH SUHVHQWH SUHVHQWH DUWLFXODomR " GXSOD GXSOD PDQGLEXODU VXERUELWDLV UHJLmRUHFREHUWDSRU RUJDQL]DGRVHP RUJDQL]DGRVHPVpULH HVTXDPXODV PRVDLFR SODFDJXODU DXVHQWH SUHVHQWH SUHVHQWH SUpRSpUFXOR HPSODFDV SHoD~QLFDDORQJDGDH SHoD~QLFDDORQJDGDHVWUHLWD FUHVFHQWH HFUHVFHQWH QDGDGHLUDGRUVDO ORQJDGLYLGLGDRXQmR ORQJDRXFXUWD ORQJDHGLYLGLGD QDGDGHLUD ERUGDSRVWHULRUFRQYH[D ERUGDSRVWHULRU ERUGDSRVWHULRUELIXUFDGD FDXGDO ELIXUFDGD 7DEHOD&RPSDUDomRGHDOJXPDVFDUDFWHUtVWLFDVGH0DFURVHPLLGDHH2SKLRSVLGDH (VWUXWXUD 0DFURVHPLLGDH 2SKLRSVLGDH 6LPLODULGDGHV *DQRLGHVJHUDOPHQWHVHUULOKDGDVQD *DQRLGHVJHUDOPHQWHVHUULOKDGDVQDPDUJHP (VFDPDV PDUJHPSRVWHULRUIRUPDWRYDULiYHO SRVWHULRUIRUPDWRYDULiYHODUWLFXODomR DUWLFXODomRSHJ VRFNHW SHJ VRFNHW 1DGDGHLUDGRUVDO /RQJDHRXGLYLGLGD /RQJDHGLYLGLGDRXFXUWD 'LIHUHQoDV $UWLFXODomRVLPSOHV DSHQDVR 'XSODDUWLFXODomR TXDGUDGRHVLPSOpWLFR $UWLFXODomRPDQGLEXODU TXDGUDWRMXJDODUWLFXODFRPRRVVRDUWLFXODU DUWLFXODPFRPRRVVRDUWLFXODU 3RVLomRGDDUWLFXODomR $QWHULRUjyUELWD 3RVWHULRURXQDDOWXUDGDyUELWD PDQGLEXODU 6XSUDPD[LOD $XVHQWH 6LPSOHV $QHOFLUFXPRUELWDO ,QFRPSOHWR &RPSOHWR ,QIUDRUELWDLV 0DLVGHFLQFRHVWUHLWRV $WpTXDWURPDLVDOWRVTXHFRPSULGRV $UWLFXODGRFRPRWHWRFUDQLDQRPDVDLQGD 'HUPRHVIHQyWLFR &RPSOHWDPHQWHVXWXUDGRDRWHWRFUDQLDQR ID]SDUWHGDyUELWD $XWRHVIHQyWLFR SRUomR $XVHQWH HVIHQyWLFRQmRH[SRVWR 3RVLFLRQDGRQRFDQWRVXSHULRUGDyUELWD H[SRVWDGRHVIHQyWLFR 3UHVHQWHQDSRUomRSRVWHULRUGRSDULHWDO 3UHVHQWHQDOLQKDPHGLDQDGRVRVVRV &RPLVVXUD H[WUDHVFDSXODUHVUHGX]LGRVHH[FOXtGRVGD H[WUDHVFDSXODUHV HVWHVRVVRVQmRVmRUHGX]LGRV VXSUDWHPSRUDO OLQKDPpGLDGRWHWRFUDQLDQR HVHHQFRQWUDPQDOLQKDPpGLDGRWHWRFUDQLDQR 6XERUELWDLV $XVHQWHV 3UHVHQWHV )XOFUDVEDVDLVH 3UHVHQWHVDSHQDVQDQDGDGHLUDFDXGDO 3UHVHQWHVWDPEpPQDVQDGDGHLUDVPpGLDV PDUJLQDLV 7DEHOD5HVXPRGDVSULQFLSDLVYDULDo}HVHQWUHDVHVSpFLHVQRPLQDLVGH,RQRVFRSXV /RFDOLGDGHVHP 1~PHURGH 1~PHURGH 1~PHURGHUDLRV 0RUIRORJLD 0RUIRORJLDGR (VSpFLH SULQFLSDLVQD TXHRFRUUH SWHULJLyIRURVQD SWHULJLyIRURVQD GDFDEHoD FRUSR QDGDGHLUDDQDO QDGDGHLUDGRUVDO QDGDGHLUDFDXGDO Ionoscopus 3LHWUDURMD,WiOLD RXPDLV DUUHGRQGDGD FRPHOHYDomRSUp pietraroiea GRUVDOEHP GHVHQYROYLGD Ionoscopus desori 6ROQKRIHQ j j j DUUHGRQGDGD FRPHOHYDomRSUp $OHPDQKDH&HULQ GRUVDOEHPPHGLDQD )UDQoD Ionoscopus 6ROQKRIHQ j RX j DUUHGRQGDGD FRPHOHYDomRSUp muensteri $OHPDQKD GRUVDOEHPPHGLDQD Ionoscopus 6ROQKRIHQ DUUHGRQGDGD FRPHOHYDomRSUp striatissimus $OHPDQKD GRUVDOEHPPHGLDQD Ionoscopus 6ROQKRIHQ RX RX DUUHGRQGDGD FRPHOHYDomRSUp analibrevis (nomen $OHPDQKD GRUVDOEHPPHGLDQD nudum) Ionoscopus 6ROQKRIHQ RX RX DORQJDGDHP VHPHOHYDomRSUp cyprinoides $OHPDQKD IRUPDGHRYR GRUVDO 7DEHOD&RPSDUDomRGRQ~PHURGHHVFDPDVHQWUH+HWHUROHSLGRWXVODWXVHGRLVSHL[HV6HPLRQRWLIRUPHV )LOHLUDGHHVFDPDV )LOHLUDGHHVFDPDVQRSRQWR (VFDPDVDRORQJR )LOHLUDGHHVFDPDVQR ORJRjIUHQWHGD PpGLRHQWUHDFDEHoDHD GDOLQKDODWHUDO SHG~QFXORFDXGDO GRUVDO QDGDGHLUDGRUVDO Heterolepidotus latus 3 0DLVGH " 3 " PDLVGH 3 3 " " 3 " " " Lepidotes notopterus &HUFDGH Tlayuamichin itztli &HUFDGH 7DEHOD,QIRUPDo}HVVREUHRVWLSRVGHHVFDPDVGH1HRSWHU\JLL ([HPSORVGH (VFDPD &DUDFWHUtVWLFDVJHUDLV 6XEWLSR (VWUXWXUD &DUDFWHUtVWLFDV JUXSRVHPTXH RFRUUH 5RPERLGH IRUPDYDULiYHO 3DOHRQLVFRLGH FDPDGDVyVVHD DFDPDGDGHGHQWLQDp HP&RQGURVWHLH *DQRLGH IL[DomRDQFRUDGDVQDGHUPHSHJ VRFNHWHILEUDV EDVDO LVRSHGLQD YDVFXODUL]DGDHPXLWDVYH]HVDUHGH &ODGLVWLD([ GH6KDUSH\ID]HPDDUWLFXODomRHFRQH[mRGHXPD GHQWLQDJDQRtQD GHYDVFXODUL]DomRpEHP 3RO\SWHUXV HVFDPDFRPRXWUD QDIDFHLQWHUQDGDHVFDPDKi H[WHUQD GHVHQYROYLGD XPDTXLOKDTXHFRQHFWDR³SHJ´DR³VRFNHW´ DHVFDPDSDOHRQLVFRLGHIRLD HVWUXWXUDFDPDGDEDVDO yVVHD GHQWLQD SULPHLUDHVFDPDJDQRLGHD JDQRtQD DSDUHFHUQRUHJLVWURIyVVLO FDPDGDEDVDOFDPDGDyVVHDYDVFXODUL]DGD /HSLVRVWHRLGH FDPDGDVyVVHD DFDPDGDEDVDO yVVHD GHVVHWLSR /HSLVRVWHXV FRPSRVWDSRUFDPDGDVGHFROiJHQR EDVDO LVRSHGLQD GHHVFDPDDSUHVHQWDPDUFDVGH 2SKLRSVLV JDQRtQDFDPDGDKLSHUPLQHUDOL]DGD JDQRtQD H[WHUQD FUHVFLPHQWR SURYDYHOPHQWH 0DFURVHPLXV SOXULHVWUDWLILFDGDRXVLPSOHVVHFUHWDGDSHOD DQXDLV )XUR HSLGHUPHVXDVXSHUItFLHH[WHUQDSRGHVHUOLVDFRP FDQDLVGH:LOOLDQVRQVmR UXJDVRXFRPWXEpUFXORVVXDVXSHUItFLHPDLV SURMHo}HVFLWRSODVPiWLFDVSUHVHQWHV LQWHUQDpVHPSUHOLVDpKRPyORJDjFDPDGD QDFDPDGDyVVHDGHVVHWLSRGH EULOKDQWHHQDPHOGRVVDUFRSWHUtJLRV HVFDPDVHUDPLILFDPHPGLUHomRj FDPDGDVXSHUILFLDO GHJDQRtQD 6XDIXQomRpGLVFXWtYHO QXWULomR RXHVWUXWXUDomR (ODVPRLGH IRUPDYDULiYHO $PLRLGH FDPDGDVFDPDGD DSUHVHQWDPUXJDVRXHVWULDVTXH $PLD IL[DomRVREUHSRVLomRLQVHUomRQDGHUPH EDVDO PLQHUDOL]DGD VXUJHPGRFHQWURGHFUHVFLPHQWR HVWUXWXUDFDPDGDEDVDOFDPDGDyVVHD H[WHUQD RQGHKiDLVRSHGLQD HPGLUHomRDERUGDGDHVFDPD FDPDGDEDVDOpXPDFDPDGDODPHODU RXHODVPRGLQD SRGHPPDUFDUDFDPDGDLQWHUQD SDUFLDOPHQWHFDOFLILFDGD LQLFLDOPHQWHHODp FDPDGDyVVHD FHOXODU GHVPLQHUDOL]DGD FDUDFWHUL]DGDSHODSUHVHQoDGH RXDFHOXODUFRP LVRSHGLQDRXHODVPRGLQDFRPILEUDVGHFROiJHQR HVWULDV HPFRQWUDSODFDRXVHMDRUJDQL]DGDVHP &LFORLGH FDPDGDVFDPDGD DSUHVHQWDPFLUFXOLPDUFDV HP7HOHRVWHL DOWHUQkQFLDGHGLUHomR$SUHVHQoDGHFRUS~VFXORV EDVDOFDPDGDyVVHD FRQFrQWULFDVTXHVHJXHPDVOLQKDV GH0DQGOpDFDUDFWHUtVWLFDSULQFLSDOGHVVDFDPDGD HPJHUDODFHOXODU GHFUHVFLPHQWR PDUFDPDSHQDVD FDPDGDyVVHDSRGHVHUFHOXODURXDFHOXODUH FRPFLUFXOL FDPDGDH[WHUQD DSUHVHQWDPPDUFDVTXHVHJXHPGRFHQWURGH FUHVFLPHQWR $3Ç1',&(&/LVWDGHPDWHULDOH[DPLQDGR (VSpFLH PRGLILFDomR (VSpFLH FRPRLGHQWLILFDGRQD &ODVVLILFDomR VXJHULGDQRSUHVHQWH ([HPSODU /RFDOLGDGH,GDGH FROHomR HVWXGR ,RQRVFRSLGDH 2VKXQLDEUHYLV 019 KROyWLSR $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 2VKXQLDEUHYLV $01+ $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 2VKXQLDEUHYLV $01+ $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 2VKXQLDEUHYLV $01+ $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 2VKXQLDEUHYLV 8(5-30% $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 2VKXQLDEUHYLV 8(5-30% $OELDQR)RUPDomR6DQWDQD%UDVLO ,RQRVFRSLGDH 4XHW]DOLFKWK\VSHUULOLDWDH ,*0 KROyWLSR $OELDQR7OD\~D0p[LFR ,RQRVFRSLGDH 4XHW]DOLFKWK\VSHUULOLDWDH ,*0 $OELDQR7OD\~D0p[LFR ,RQRVFRSLGDH 4XHW]DOLFKWK\VSHUULOLDWDH ,*0 $OELDQR7OD\~D0p[LFR ,RQRVFRSLGDH 4XHW]DOLFKWK\VSHUULOLDWDH ,*0 $OELDQR7OD\~D0p[LFR ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD KROyWLSR ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ QHyWLSR .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ FyWLSR .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH &DWXUXVIXUFDWXV ,RQRVFRSXVGHVRUL )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*;9,,,DHE .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*;9,,, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*;9,,D .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*;,,, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL %63*, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVPXHQVWHUL ,RQRVFRSXVGHVRUL %63*$69,, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVPXHQVWHUL ,RQRVFRSXVGHVRUL %63*,DHE .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVPXHQVWHUL ,RQRVFRSXVGHVRUL %63*;9,, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVVWULDWLVVLPXV ,RQRVFRSXVGHVRUL %63*$69,, .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVGHVRUL $01+ .LPHULGLDQR,QIHULRU&HULQ)UDQoD ,RQRVFRSLGDH ,RQRVFRSXVSLHWUDURLHD &061)0 $OELDQR3LHWUDURMD,WiOLD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV -0(626DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV %63*, -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVF\SULQRLGHV 1+08.3925D -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVDQDOLEUHYLV QRPHQQXGXP -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD ,RQRVFRSLGDH ,RQRVFRSXVVS $01+ ,RQRVFRSLGDH ,RQRVFRSXVVS -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD KROyWLSR %63*$69,, -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD DQWHV2 %63*$6;,; -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD WHQXLVHUUDWD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD %63*;;,,,DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD %63*, -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD %63*;;;;DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626DHE -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS 2SKLRSVLVSURFHUD -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS 2SKLRSVLVSURFHUD -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS 2SKLRSVLVSURFHUD -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD KROyWLSR 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWHQXDWWD 2SKLRSVLVSURFHUD 1+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD DQWHV2 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD WHQXLVHUUDWD 2SKLRSVLGDH 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD DQWHV2 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD WHQXLVHUUDWD 2SKLRSVLGDH 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWWHQXDWD 2SKLRSVLVSURFHUD 1+08.393 .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVDWWHQXDWD 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWWHQXDWD 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVDWWHQXDWD DQWHV2 2SKLRSVLVSURFHUD 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD DHTXDOLV 2SKLRSVLGDH 2SKLRSVLVSHQLFLOODWD KROyWLSR 2SKLRSVLVSURFHUD 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVSHQLFLOODWD 2SKLRSVLVSURFHUD 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVPRQWVHFKHQVLV 01+106(DHE .LPHULGLDQR0RQWVHFK(VSDQKD 2SKLRSVLGDH 2SKLRSVLVPRQWVHFKHQVLV 1+08.393 .LPHULGLDQR0RQWVHFK(VSDQKD 2SKLRSVLGDH 2SKLRSVLVGRUVDOLV KROyWLSR 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVGRUVDOLV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393F &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393D &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVEUHYLFLSHV 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS 1+08.3925 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS DQWHV 1+08.3925 " 3KROLGRSKRUXV 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 &UHWiFHR3XUEHFN,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVVS 1+08.VHPQXPHUR -XUiVVLFR,QIHULRU7LVEXU\,QJODWHUUD 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 7LWKRQLDQR)RUPDomR0RUULVRQ(8$ 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 7LWKRQLDQR)RUPDomR0RUULVRQ(8$ 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 7LWKRQLDQR)RUPDomR0RUULVRQ(8$ 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 7LWKRQLDQR)RUPDomR0RUULVRQ(8$ 2SKLRSVLGDH 2SKLRSVLVVS 1+08.393 7LWKRQLDQR)RUPDomR0RUULVRQ(8$ 2SKLRSVLGDH 2SKLRSVLVVS $01+3H&3 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVVS 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 2SKLRSVLGDH 2SKLRSVLVVS %63*9 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS %63*;;;; -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS %63*,9 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 2SKLRSVLVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 2SKLRSVLGDH 0DFUHSLVWLXVDUHQDWXV 0ROGHGH8610 $OELDQR)RUPDomR*OHQ5RVH(8$ 2SKLRSVLGDH 7HRLFKWK\VNDOOLVWRV KROyWLSR ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VNDOOLVWRV SDUiWLSR ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VNDOOLVWRV ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VNDOOLVWRV ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VNDOOLVWRV ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD KROyWLSR ,*0DHE $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD SDUiWLSR ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD SDUiWLSR ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD ,*0 $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 7HRLFKWK\VEUHYLSLQD ,*0DHE $OELDQR7OD\~D0p[LFR 2SKLRSVLGDH 3ODFLGLFKWK\VELGRUVDOLV 036&3DHE $OELDQR)RUPDomR6DQWDQD%UDVLO KROyWLSR 2SKLRSVLGDH 3ODFLGLFKWK\VELGRUVDOLV 8(5-30%DHE $OELDQR)RUPDomR6DQWDQD%UDVLO SDUiWLSR 2SKLRSVLGDH 3ODFLGLFKWK\VELGRUVDOLV 8(5-30% $OELDQR)RUPDomR6DQWDQD%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VELGRUVDOLV 036&3 $OELDQR)RUPDomR6DQWDQD%UDVLO KROyWLSR 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV 8(5-30% $SWLDQR " )RUPDomR0DUL]DO%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV 8(5-30% $SWLDQR " )RUPDomR0DUL]DO%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV 8(5-30%DHE $SWLDQR " )RUPDomR0DUL]DO%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV '*03H'*0E3 $SWLDQR " )RUPDomR0DUL]DO%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV '*03 $SWLDQR " )RUPDomR0DUL]DO%UDVLO 2SKLRSVLGDH 3ODFLGLFKWK\VWXFDQHQVLV '*03 $SWLDQR " )RUPDomR0DUL]DO%UDVLO LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV KROyWLSR +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD KROyWLSR LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.3925 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVODWXV +HWHUROHSLGRWXVUKRPELIHU 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV %UDFK\LFKWK\VODWXV +HWHUROHSLGRWXVUKRPELIHU $01+ " LQFHUWDHVHGLV +HWHUROHSLGRWXVVHUUXODWXV 1+08.393 -XUiVVLFR,QIHULRU%DUURZRQ6RDU,QJODWHUUD KROyWLSR LQFHUWDHVHGLV +HWHUROHSLGRWXVVHUUXODWXV 1+08.325 -XUiVVLFR,QIHULRU%DUURZRQ6RDU,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVVHUUXODWXV 1+08.3933D -XUiVVLFR,QIHULRU%DUURZRQ6RDU,QJODWHUUD LQFHUWDHVHGLV +HWHUROHSLGRWXVW\SLFXV +HWHUROHSLGRWXVVHUUXODWXV 1+08.325 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD LQFHUWDHVHGLV %UDFK\LFKWK\VW\SLFXV +HWHUROHSLGRWXVVHUUXODWXV $01+ " LQFHUWDHVHGLV %UDFK\LFKWK\VFHSKDOXV 3KROLGRSKRUXVFHSKDOXV 1+08.325 7ULiVVLFR6XSHULRU7\UROÈXVWULD LQFHUWDHVHGLV +HWHUROHSLGRWXVGRUVDOLV $OOROHSLGRWXVGRUVDOLV 1+08.393 7ULiVVLFR6XSHULRU+DOOHLQÈXVWULD LQFHUWDHVHGLV +HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0&)% 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0&)% 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(6 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(6 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(6 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXVSHFWRUDOLV QRPHQGXELXP 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXV 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVVS 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV FI+HWHUROHSLGRWXV 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVVS 0610%(66& 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVUDGLR 3KROLGRSKRUXVUDGLR 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD SXQFWDWXV SXQFDWDWXV LQFHUWDHVHGLV +HWHUROHSLGRWXVUDGLR 3KROLGRSKRUXVUDGLR 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD SXQFWDWXV SXQFDWDWXV LQFHUWDHVHGLV +HWHUROHSLGRWXVVHUUDWXV QRPHQGXELXP 1+08.393 7ULiVVLFR6XSHULRU3HUOHGR,WiOLD LQFHUWDHVHGLV +HWHUROHSLGRWXVVWULDWXV QRPHQQXGXP 3 7ULiVVLFR6XSHULRU7\UROÈXVWULD LQFHUWDHVHGLV +HWHUROHSLGRWXVVWULDWXV QRPHQQXGXP 3D 7ULiVVLFR6XSHULRU7\UROÈXVWULD LQFHUWDHVHGLV +HWHUROHSLGRWXVVS 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVJUDQXODWXV 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVOHHGVL 1+08.393 -XUiVVLFR6XSHULRU2[IRUGFOD\3HWHUERURXJK ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVPDFURFHSKDOXV 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD KROyWLSR LQFHUWDHVHGLV 2VWHRUDFKLVPDFURFHSKDOXV 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD KROyWLSR LQFHUWDHVHGLV 2VWHRUDFKLVPDFURFHSKDOXV 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVPDFURFHSKDOXV" 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVPDFURFHSKDOXV 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 .LPPHULGJHFOD\(QFRPEUH'RUVHW,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 .LPPHULGJHFOD\(QFRPEUH'RUVHW,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV 2VWHRUDFKLVVS 1+08.393 -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD LQFHUWDHVHGLV $SKDQHS\JXVGRUVDOLV 1+08.393 &UHWiFHR6XSHULRU+DFNHO/tEDQR KROyWLSR LQFHUWDHVHGLV $SKDQHS\JXVGRUVDOLV 1+08.393 &UHWiFHR6XSHULRU+DFNHO/tEDQR LQFHUWDHVHGLV $SKDQHS\JXVGRUVDOLV 1+08.3925 &UHWiFHR6XSHULRU+DFNHO/tEDQR LQFHUWDHVHGLV $SKDQHS\JXVGRUVDOLV 1+08.3925 &UHWiFHR6XSHULRU+DFNHO/tEDQR LQFHUWDHVHGLV 1HRUKRPEROHSLVH[FHOVXV 1+08.393 /RZHU&KDON8SSHU+DOOLQJ.HQN,QJODWHUUD 0DFURVHPLLGDH $JRXOWLFKWK\VFKDWWHUWRQL 8$/93 PROGH 7XURQLDQR.HP.HP0DUURFRV 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 1+08.3925 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 0DFURVHPLXVURVWUDWXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 0DFURVHPLXVIRXUQHWL 1+08.393 .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH /HJQRQRWXVNUDPEHUJHUL 1+08.393 7ULiVVLFR6XSHULRU+DOOHLQ$XVWULD 0DFURVHPLLGDH /HJQRQRWXVNUDPEHUJHUL 1+08.393 7ULiVVLFR6XSHULRU+DOOHLQ$XVWULD 0DFURVHPLLGDH (QFKHO\ROHSLVSHFWRUDOLV 1+08.393 -XUiVVLFR6SHULRU0HXVH)UDQFH 0DFURVHPLLGDH (QFKHO\ROHSLVDQGUHZVL 1+08.393D 8SSHU-XUDVVLF3XUEHFN:LOWV 0DFURVHPLLGDH 3URSWHUXVVFDFFKL 1+08.393 /RZHU&UHWDFHXV1DSOHV,WDO\ 0DFURVHPLLGDH 3URSWHUXVHORQJDWXV 1+08.393 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 3URSWHUXVHORQJDWXV 1+08.3925D -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD 0DFURVHPLLGDH 3URSWHUXVYLGDOL 1+08.393 8SSHU-XUDVVLF/pULGD6SDLQ 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 0DFURVHPLRFRW]XVDPHULFDQXV ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVKHOHQDH 01+/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVKHOHQDH 01+/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVKHOHQDH 01+/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVQRYRPXQGL ,*0 $OELDQR7OD\~D0p[LFR 0DFURVHPLLGDH 1RWDJRJXVLQLPRQWLV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVLQLPRQWLV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVLQLPRQWLV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVLQLPRQWLV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 0DFURVHPLLGDH 1RWDJRJXVLQLPRQWLV )6/D .LPHULGLDQR,QIHULRU&HULQ)UDQoD 3DUDVHPLRQRQWLGDH :DWVRQXOXVHXJQDWKRLGHV 01+10$(DHE WLSR 7ULiVVLFR,QIHULRU0DGDJDVFDU $ 3DUDVHPLRQRQWLGDH :DWVRQXOXVHXJQDWKRLGHV 01+10$( WLSR& 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DUDVHPLRQRQWLGDH :DWVRQXOXVHXJQDWKRLGHV 01+10$(DE WLSR 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DUDVHPLRQRQWLGDH 3DUDVHPLRQRWXVODERUGHL 01+10$( 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DUDVHPLRQRQWLGDH 3DUDVHPLRQRWXVODERUGHL 01+10$( 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DUDVHPLRQRQWLGDH 3DUDVHPLRQRWXVODERUGHL 01+10$( 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DUDVHPLRQRQWLGDH 3DUDVHPLRQRWXVODERUGHL 01+10$( 7ULiVVLFR,QIHULRU0DGDJDVFDU &DWXULGDH $PEO\VHPLXVEHOOLFLDQHXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH $PEO\VHPLXVEHOOLFLDQHXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH $PEO\VHPLXVEHOOLFLDQHXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVHORQJDWXV $01+ PROGH &DWXULGDH &DWXUXVIXUFDWXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV )6/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH &DWXUXVIXUFDWXV $01+ -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH &DWXUXVIXUFDWXV $01+ -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH &DWXUXVIXUFDWXV $01+ &DWXULGDH &DWXUXVIXUFDWXV $01+ &DWXULGDH &DWXUXVVS $01+ &DWXULGDH &DWXUXVVS -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURODWLPDQXV -0(626D -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURODWLPDQXV -0(626E -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURODWLPDQXV -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURODWLPDQXV -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURORQJLVHUUDWXV -0(626 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURPXHQVWHUL %63*$69,, -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURPXHQVWHUL %63*,9 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURPXHQVWHUL -0((77 -XUiVVLFR6XSHULRU6ROQKRIHQ$OHPDQKD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD &DWXULGDH )XURPXHQVWHUL 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 6HPLRQRWLIRUPHV /HSLGRWHVHOYHQVLV 0+1+-5( 7RDUFLDQR/D&DLQH)UDQoD 6HPLRQRWLIRUPHV $UDULSHOHSLGRWHVWHPQXUXV 01+1%&(DE $OELDQR)RUPDomR6DQWDQD%UDVLO 6HPLRQRWLIRUPHV $UDULSHOHSLGRWHVWHPQXUXV 01+1%&( $OELDQR)RUPDomR6DQWDQD%UDVLO 6HPLRQRWLIRUPHV $UDULSHOHSLGRWHVWHPQXUXV 01+1%&( $OELDQR)RUPDomR6DQWDQD%UDVLO 6HPLRQRWLIRUPHV $UDULSHOHSLGRWHVWHPQXUXV 01+1%&( $OELDQR)RUPDomR6DQWDQD%UDVLO 6HPLRQRWLIRUPHV $UDULSHOHSLGRWHVWHPQXUXV 01+1%&( $OELDQR)RUPDomR6DQWDQD%UDVLO 6HPLRQRWLIRUPHV /HSLGRWHVQHRSWHUXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 6HPLRQRWLIRUPHV /HSLGRWHVQHRSWHUXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 6HPLRQRWLIRUPHV /HSLGRWHVSKROLGRSKRUXV 01+1-5( 7RDUFLDQR&XUF\)UDQoD 6HPLRQRWLIRUPHV 3OLRGHWHVQLJHULHQVLV KROyWLSR 01+1*') &UHWiFHR*DGRXIDRXD1LJHU 6HPLRQRWLIRUPHV 3OLRGHWHVQLJHULHQVLV 01+1*') &UHWiFHR*DGRXIDRXD1LJHU 6HPLRQRWLIRUPHV 3OLRGHWHVQLJHULHQVLV 01+1*') &UHWiFHR*DGRXIDRXD1LJHU 6HPLRQRWLIRUPHV 3OLRGHWHVQLJHULHQVLV 01+1*') &UHWiFHR*DGRXIDRXD1LJHU 6HPLRQRWLIRUPHV 6DQJLRUJLRLFKWK\VDOGDH 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD SDUiWLSR 6HPLRQRWLIRUPHV 6DQJLRUJLRLFKWK\VYDOPDUHQVLV 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD KROyWLSR 7HOHRVWHL 2OLJRSOHXUXVHRVRFLQXV 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVEHFKHL 01+1-5( -XUiVVLFR,QIHULRU/\PH5HJLV 'RUVHW ,QJODWHUUD 7HOHRVWHL 3KROLGRSKRUXVVS 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 7HOHRVWHL 3KROLGRSKRUXVVS 0+1/ .LPHULGLDQR,QIHULRU&HULQ)UDQoD 3HUOHLGLIRUPHV 'DQLQLDVSLQRVD RULJLGHQW 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD FRPR2SKLRSVLVOHSWXUXV 3HUOHLGLIRUPHV 'DQLQLDVSLQRVD RULJLGHQW 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD FRPR2SKLRSVLVOHSWXUXV 3HUOHLGLIRUPHV 'DQLQLDVSLQRVD RULJLGHQW 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD FRPR2SKLRSVLVOHSWXUXV 3HUOHLGLIRUPHV 'DQLQLDVSLQRVD RULJLGHQW 0&61 7ULiVVLFR6XSHULRU)RUPDomR%HVDQR,WiOLD FRPR2SKLRSVLVOHSWXUXV 3HUOHLGLIRUPHV 3HUOHLGXVPDGDJDVFDULHQVLV 01+10$(E 7ULiVVLFR,QIHULRU0DGDJDVFDU 3HUOHLGLIRUPHV 3HUOHLGXVPDGDJDVFDULHQVLV 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3HUOHLGLIRUPHV 3HUOHLGXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3HUOHLGLIRUPHV 3HUOHLGXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU %LUJHULGDH %LUJHULDQLHOVHQL 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU %LUJHULGDH %LUJHULDQLHOVHQL 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU %LUJHULGDH %LUJHULDQLHOVHQL 01+10$(DEF 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DOHRQLVFLIRUPHV 3WHURQLVFXOXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DOHRQLVFLIRUPHV 3WHURQLVFXOXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DOHRQLVFLIRUPHV 3WHURQLVFXOXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DOHRQLVFLIRUPHV 3WHURQLVFXOXVVS 01+10$(DE 7ULiVVLFR,QIHULRU0DGDJDVFDU 3DOHRQLVFLIRUPHV $QJDWXELFKWK\VPHQGHVL 8(5-3]D 3HUPLDQR6XSHULRU)RUPDomR&RUXPEDWDt%UDVLO 3DOHRQLVFLIRUPHV $QJDWXELFKWK\VPHQGHVL 8(5-3]E 3HUPLDQR6XSHULRU)RUPDomR&RUXPEDWDt%UDVLO 3DOHRQLVFLIRUPHV $QJDWXELFKWK\VPHQGHVL 8(5-3] 3HUPLDQR6XSHULRU)RUPDomR&RUXPEDWDt%UDVLO KROyWLSR 3DOHRQLVFLIRUPHV $QJDWXELFKWK\VPHQGHVL 8(5-3] 3HUPLDQR6XSHULRU)RUPDomR&RUXPEDWDt%UDVLO 3DOHRQLVFLIRUPHV $QJDWXELFKWK\VPHQGHVL 8(5-3]D 3HUPLDQR6XSHULRU)RUPDomR&RUXPEDWDt%UDVLO $3Ç1',&('/LVWDGHFDUDFWHUHVGDDQiOLVHILORJHQpWLFD 3DULHWDLVDPSORVPDLVDOWRVTXHODUJRV FDUiWHUGH*UDQGH %HPLV PRGLILFDGR VLP QmRSDULHWDLVUHODWLYDPHQWHHVWUHLWRV 'HUPRHVIHQyWLFR DQH[DGR DR WHWR FUDQLDQR FDUiWHU GH *UDQGH %HPLV DLQGDID]HQGRFRPSOHWDPHQWHSDUWHGDyUELWDRXIUDFDPHQWHDUWLFXODGRDRWHWR FUDQLDQRPDVDLQGDID]HQGRSDUWHGDyUELWD FRPSOHWDPHQWHLQFRUSRUDGRDRWHWRFUDQLDQR )UDQMDYHQWUDOGRGHUPRHVIHQyWLFR FDUiWHUGH*UDQGH %HPLV OLVDVHPRFDQDOVHQVRULDO SRUWDQGRRFDQDOVHQVRULDO (VIHQyWLFR FRP XP SHTXHQR FRPSRQHQWH GpUPLFR H[SRVWR SRU YH]HVWUDWDGR FRPRDXWRHVIHQyWLFR FDUiWHUGH*UDQGHPRGLILFDGR QmR VLPH[SRVWRQRFDQWRVXSHULRUGDyUELWD VLPH[SRVWRQDUHJLmRSyVRUELWDO &RPSULPHQWRGRGHUPRSWHUyWLFRHGRSDULHWDO FDUiWHUGH*UDQGH %HPLV PRGLILFDGRSRU0XUUD\H:LOVRQ FRPSULPHQWRVTXDVHHTXLYDOHQWHV GHUPRSWHUyWLFRPHQRU GHUPRSWHUyWLFRPDLRU 1~PHURGHH[WUDHVFDSXODUHV FDUiWHUGH*UDQGH VRPHQWHXPSDU PDLVTXHXPSDU DXVrQFLDGHH[WUDHVFDSXODUHVDXWyJHQRV 2UQDPHQWDomR VHUULOKDGD HP RVVRV GpUPLFRV GD UHJLmR VXSHULRU j FLQWXUD SHLWRUDO H[WUDHVFDSXODUHRXQRSyVWHPSRUDO SUHVHQWH DXVHQWH -XQomR GR FDQDO VXSUDRUELWDO FRP R FDQDO LQIUDRUELWDO FDUiWHU GH *UDQGH GHQWUR GR IURQWDO RX DR PHQRV R LQFOXLQGR XP EUDoR GR FDQDO TXH YHP GR IURQWDO H[FOXVLYDPHQWHGHQWURGRGHUPRSWHUyWLFR 3HQHWUDomRGRFDQDOGDOLQKDODWHUDOQRRVVRSyVWHPSRUDO FDUiWHUGH*UDQGH SUHVHQWH DXVHQWH $QHOFLUFXPRUELWDO FDUiWHUGH*UDQGH LQFRPSOHWR FRPSOHWR 1~PHURGHODFULPDLVRXLQIUDRUELWDLVDQWHULRUHVDyUELWD FDUiWHUGH*UDQGH PRGLILFDGR VRPHQWHXP PDLVGHXP )RUPDGRODFULPDO FDUiWHUGH*UDQGH %HPLV SHTXHQRPHQRUTXHDyUELWD PDVVLYRTXDVHGRWDPDQKRGDyUELWD 3RVLomRGRODFULPDO FDUiWHUGH*UDQGH ID]HQGRSDUWHGRDQHORUELWDO DQWHULRUDRDQHORUELWDOQmRSDUWLFLSDQGRGDPDUJHPGDyUELWD 1~PHURGHLQIUDRUELWDLV LQ~PHURVPDLVTXH DOJXQVVHQGRQRPi[LPR )RUPD GR LQIUDRUELWDO DQWHULRU HP DGXOWRV FDUDFWHU GH *UDQGH %HPLV VXEUHWDQJXODUUHODWLYDPHQWHHVWUHLWRPDLVFRPSULGRTXHDOWR VXEUHWDQJXODUDPSORPDLVDOWRTXHFRPSULGRRXWmRDOWRTXDQWRFRPSULGR GLIHUHQFLDGR$SRQWDVXSHULRUpHQURODGDFRPRHPXPSHUJDPLQKR 0DUJHPSRVWHULRUGR~OWLPRLQIUDRUELWDO FDUiWHUGH*DUGLQHUHWDO QmRLQFOLQDGD LQFOLQDGDSRVWHURGRUVDOPHQWH 6XERUELWDLV FDUiWHUGH*UDQGHH%HPLVPRGRILFDGR DXVHQWH SUHVHQWHVHQGRXPDRXPDLVSODFDVyVVHDVHPVpULH SUHVHQWHVHQGRLQ~PHURVRVVtFXORVIRUPDQGRXPPRVDLFR HQFREHUWRSRUHVTXDPXODV 2VVRVVXSUDRUELWDLV FDUiWHUGH*UDQGHPRGLILFDGR DXVHQWH SUHVHQWHRUJDQL]DGRHPXPDILOHLUD SUHVHQWHRUJDQL]DGRHPGXDVILOHLUDV $QWRUELWDOPDLVORQJRTXHRVQDVDLV VLP QmR &DQDOVHQVRULDOQREUDoRDQWHULRUGRDQWRUELWDO FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH $QHOHVFOHUyWLFRRVVLILFDGR FDUiWHUGH*UDQGH %HPLV SUHVHQWH DXVHQWH )RUPDGRRVVRURVWUDO FDUiWHUGH*UDQGH %HPLVPRGLILFDGRSRU%ULWR $OYDUDGR2UWHJD DFKDWDGRRXSHTXHWRHWXEXODUFRPSURFHVVRVODWHUDLV DSUR[LPDGDPHQWHHPIRUPDGH9FRPSURFHVVRVODWHUDLV 3UHVHQoDDXVrQFLDGRFDQDOGDOLQKDODWHUDOQDPD[LOD FDUiWHUGH*UDQGH %HPLV DXVHQWH SUHVHQWH )RUPDGDPDUJHPSRVWHULRUGDPD[LOD FDUiWHUGH*UDQGH %HPLV FRQYH[DRXUHWD F{QFDYD %RUGD SRVWHULRU GD PD[LOD DSUHVHQWDQGR XP HQWDOKH FDUiWHU GH *UDQGH %HPLVPRGLILFDGR VLP QmR 7DPDQKRGDPD[LODDXWyJHQD FDUDFWHUHVGH*UDQGH %HPLVHGH *UDQGHPRGLILFDGR JUDQGHEHPRVVLILFDGDFREULQGRPHWDGHRXPDLVGDVXSHUItFLHGDPDQGtEXOD VXSHULRUHDOFDQoDQGRDPDUJHPSRVWHULRUGDyUELWD JUDQGHEHPRVVLILFDGDFREULQGRPHWDGHRXPDLVGDVXSHUItFLHGDPDQGtEXOD VXSHULRUHQmRDOFDQoDQGRDPDUJHPSRVWHULRUGDyUELWD XPDVpULHGHSHTXHQRVRVVRV DWURILDGRV TXHRFXSDPPHQRVTXHGDPD[LOD VXSHULRU FXUWD EHP RVVLILFDGD FREULQGR PHWDGH RX PDLV GD VXSHUItFLH GD PDQGtEXOD VXSHULRUHDOFDQoDQGRQRPi[LPRDPDUJHPDQWHULRUGDyUELWD 0D[LOD FRP XP SURFHVVR DUWLFXODU DQWHULRU EHP GHVHQYROYLGR FDUiWHU GH *UDQGH VLP QmR 0RELOLGDGHGDPD[LOD FDUiWHUGH%ULWR IL[D OLYUH 'HQWHVPDUJLQDLVQDPD[LOD FDUiWHUGH*UDQGH F{QLFRVWDPDQKRPRGHUDGRjJUDQGH GHQWHVSHTXHQRV PLFURGHQWHV QHQKXPGHQWHQDPDUJHPGDPD[LOOD 2VVRVFRUDQyLGHV FDUiWHUGH*UDQGH SUHVHQWHVFRPRRVVLILFDo}HVVHSDUDGDV QmRSUHVHQWHV 0RUIRORJLDGRVGHQWHVFRURQRLGHV FDUiWHUGH*UDQGH SHTXHQRF{QLFRHSRQWLDJXGR UREXVWRHFRPDSRQWDDEDXODGD 6XSUDPD[LOD FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 1~PHURGHVXSUDPD[LODV FDUiWHUGH*UDQGH %HPLV XPD GXDV 3UpPD[LOD LPyYHO DQH[DGD DR FUkQLR SULQFLSDOPHQWH SRU XP ORQJR SURFHVVR QDVDOILUPHPHQWHVXWXUDGRDRVIURQWDLV FDUiWHUGH*UDQGH VLP QmR 3URFHVVRQDVDOGDSUpPD[LOD FDUiWHUGH+XUOD\HWDOPRGLILFDGR DXVHQWH SUHVHQWHQmRSHUIXUDGR 3UHVHQWHFRPXPHQWDOKHRXXPDSHUIXUDomR 9{PHU FDUiWHUGH*UDQGH PHGLDQR SDU 2VVLILFDomRGRHWPRLGH FDUiWHUGH*UDQGH SUHVHQWH DXVHQWH 7LSRGRSURFHVVRFRUDQRLGHPDQGLEXODU FDUiWHUGH*UDQGH DXVHQWHRXXP~QLFRRVVR FRPSRVWRSRUPDLVGHWUrVRVVRV 6XSUDDQJXODU FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 6LPSOpWLFR FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 3DUWLFLSDomRGRVLPSOpWLFRQDDUWLFXODomRPDQGLEXODU FDUiWHUGH*UDQGH %HPLV GLVWDQWHGDDUWLFXODomRPDQGLEXODUQmRDUWLFXODQGRFRPRSURFHVVRFRUDQRLGH VXDSRUomRGLVWDODUWLFXODFRPRRVVRDUWLFXODU 3RVLomRGDDUWLFXODomR HQWUHRTXDGUDGRHD PDQGtEXOD FDUiWHU GH*UDQGH DEDL[RRXSRVWHULRUjyUELWD jIUHQWHGDyUELWD 3URFHVVRSRVWHURYHQWUDOGRTXDGUDGR FDUiWHUGH$UUDWLD SUHVHQWH DXVHQWH &RQWDWR4XDGUDGR0HWDSWHULJRLGH FDUiWHUGH*UDQGH SUHVHQWH DXVHQWH 4XDGUDWRMXJDO FDUiWHUGH*UDQGH DFKDWDGR RVVRDORQJDGRTXHVHDUWLFXODjSRUomRDQWHULRUGRSUpRSpUFXOR DXVHQWH )RUPDGRSUpRSpUFXOR FDUiWHUGH*UDQGH %HPLV HPIRUPDGH/ FUHVFHQWHORQJRHHVWUHLWR RYDO 3RUomRDQWHULRUGRSUpRSpUFXOR FDUiWHUGH*UDQGH QmRDOFDQoDQGRDSRUomRDQWHULRUGDyUELWD DOFDQoDQGRDSRUomRDQWHULRUGDyUELWD 3URMHomRDQWHURGRUVDOGRVXERSpUFXOR FDUiWHUGH*UDQGH SHTXHQDRXDXVHQWH EHPGHVHQYROYLGD ,QWHURSpUFXOR FDUiWHUGH*UDQGH SUHVHQWH DXVHQWH &RPSRVLomRGRSyVFOHLWUR XPD~QLFDSODFDyVVHD XPDSODFDyVVHDHSHORPHQRVPDLVXPDSODFDGHHVFDPDPRGLILFDGD )RUPDGRFHUDWRKLDO FDUiWHUGH*DUGLQHUet alPRGLILFDGR FHUDWRKLDOORQJRFXUYDGRPHGLDOPHQWHDVVXPLQGRXPDSRVLomRDVFHQGHQWH FHUDWRKLDO FRP D SRUomR PHGLDQD FRQVWULFWD HP IRUPD DSUR[LPDGD GH DPSXOKHWDHPYLVWDODWHUDO 1~PHURGHUDLRVEUDQTXLRVWHJDLV FDUiWHUGH*UDQGH PDLVTXH QRUPDOPHQWHRX QRUPDOPHQWHRX QHQKXP 3ODFDJXODU FDUiWHUGH*UDQGH SUHVHQWH DXVHQWH 2VVRVXSUDRFLSLWDO FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 3UHVHQoDDXVrQFLDGRRSLVWyWLFR FDUiWHUGH*UDQGH %HPLV SUHVHQWH DXVHQWH 3UHVHQoDDXVrQFLDGRSWHUyWLFR FDUiWHUGH*UDQGH %HPLV SUHVHQWH DXVHQWH 5D]mRHQWUHRVUDLRVGDVQDGDGHLUDVGRUVDOHDQDOHVHXVSWHULJLyIRURV FDUiWHU GH*UDQGH RXPDLRU DSUR[LPDGDPHQWH )XOFUDVEDVDLVHPDUJLQDLVQDQDGDGHLUDGRUVDO SUHVHQWH DXVHQWH 3UHVHQoDDXVrQFLDGHIXOFUDVPDUJLQDLVQDQDGDGHLUDFDXGDO *UDQGH %HPLV FDUiWHU SUHVHQWH DXVHQWH /LQKDODWHUDO QRVRVVtFXORV HQWUHDRVUDLRV GDQDGDGHLUDFDXGDO FDUiWHUGH *DUGLQHUet al DXVHQWH SUHVHQWH )RUPD GD PDUJHP SRVWHULRU GD QDGDGHLUD FDXGDO FDUiWHU GH *UDQGH %HPLV ELIXUFDGD FRQYH[DRXUHWD 1~PHURGHUDLRVSULQFLSDLVQDQDGDGHLUDFDXGDO FDUiWHUGH*UDQGH j PDLVTXH PHQRVTXH 5DPLILFDomRGRVUDLRVGDQDGDGHLUDFDXGDO FDUiWHUGH*UDQGH GRLVRXPDLVUDLRVSULQFLSDLVQmRUDPLILFDGRVQDQDGDGHLUDFDXGDO TXDVHWRGRVRVUDLRVSULQFLSDLVVmRUDPLILFDGRV RSULPHLURUDLRSRGHVHUQmR UDPLILFDGR $UUDQMRGHKLSXUDLVHUDLRVGDQDGDGHLUDFDXGDO FDUiWHUGH*UDQGH %HPLV KLSXUDLVDUWLFXODQGRFRPDEDVHGHPDLVGHXPUDLR FDGDKLSXUDOQRUPDOPHQWHVXSRUWDQGRXPUDLR 8URQHXUDO FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 1~PHURHDUUDQMRGHXURGHUPDLVQRHVTXHOHWRFDXGDO FDUiWHUGH*UDQGH %HPLV SUHVHQWH DXVHQWH &HQWURYHUWHEUDO DXVHQWHRXSDUFLDOPHQWHRVVLILFDGR KHPLFHQWUDV EHPRVVLILFDGR VyOLGR )RVVDODWHUDOGRFHQWURYHUWHEUDOHPLQGLYtGXRVDGXOWRV FDUiWHUGH*UDQGH %HPLV SUHVHQWHFRPGXDVIRVVDVRYDODGDVHEHPGHILQLGDVGHFDGDODGR DXVHQWHFHQWURWRWDOPHQWHVyOLGRVHPIRVVDV &HQWURYHUWHEUDORSLVWRFpOLFR FDUiWHUGH*UDQGH DXVHQWH SUHVHQWH 1~PHURGHFHQWURVXUDLV FDUiWHUGH*UDQGH RXPDLV GRLVRXPHQRV 7LSRGHHVFDPD FDUiWHUGH%ULWR JDQRLGH DPLRLGH FLFORLGH 2UQDPHQWDomRVHUULOKDGDQDERUGDSRVWHULRUGDHVFDPD DXVHQWH SUHVHQWH &DQDOtFXORGH:LOOLDPVRQQDVHVFDPDV FDUiWHUGH%ULWR $OYDUDGR2UWHJD DXVHQWH SUHVHQWH $3Ç1',&((0DWUL]GHFDUDFWHUHV $3Ç1',&()/LVWDGHVLQDSRPRUILDV $3Ç1',&(*±3RVVtYHOFODVVLILFDomRSDUDKDOHFRPRUSKL ,QGLFDWLYRGHFODVVLILFDomRUHVXOWDQWHGRSUHVHQWHWUDEDOKR DLQGDDVHULQYHVWLJDGD (P YHUPHOKRRVWi[RQVDTXLUHYLVDGRV 'LYLVmR+RORVWHL+X[OH\ 6XEGLYLVmR+DOHFRPRUSKL&RSH FODGRGRDSrQGLFH9, 2UGHP3DUDVHPLRQRWLIRUPHV/HKPDQ FODGRGRDSrQGLFH9, )DPtOLD3DUDVHPLRQRWLGDH6WHQVLR 2UGHP$PLLIRUPHV+D\ FODGRGRDSrQGLFH9, $PLLIRUPHV&ODGR$ FODGRGRDSrQGLFH9, )DPtOLDV$PLLGDH%RQDSDUWH FODGRGRDSrQGLFH9, 6LQDPLLGDH%HUJ VHQVX*UDQGH %HPLV &DWXULGDH2ZHQ SUySDUWH /LRGHVPLGDH-RUGDQ VHQVX*UDQGH %HPLV ,RQRVFRSLGDH/HKPDQ FODGRGRDSrQGLFH9, *rQHUR,RQRVFRSXV&RVWD (VSpFLHV,SLHWUDURLHD&RVWD ,GHVRUL 7KLROOLqUH ,F\SULQRLGHV :DJQHU ,HORQJDWXV(DVWPDQ *rQHUR4XHW]DOLFKWK\V$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD (VSpFLH4SHUULOOLDWDH$OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD *rQHUR2VKXQLD:HQ] .HOOQHU (VSpFLH2EUHYLV:HQ] .HOOQHU $PLLIRUPHV&ODGR% FODGRGRDSrQGLFH9, $PLLIRUPHV&ODGR% )DPtOLDQmRGHQRPLQDGD jLQYHVWLJDU 5REXVWLFKWK\VOXRSLQJHQVLV;XHWDO $PLLIRUPHV&ODGR% FODGRGRDSrQGLFH9, )DPtOLD&DWXULGDH2ZHQ SUySDUWHjLQYHVWLJDU *rQHUR+HWHUROHSLGRWXV(JHUWRQ (VSpFLHV+UKRPELIHU $JDVVL] +VHUUXODWXV $JDVVL] *rQHUR)XUR*LVWHO )DPtOLD2SKLRSVLGDH%DUWUDP FODGRGRDSrQGLFH9, *rQHUR2SKLRSVLV$JDVVL] (VSpFLHV2SURFHUD$JDVVL] 2EUHYLFHSV(JHUWRQ 2GRUVDOLV$JDVVL] 2OHSHUVRQQHL6DLQW6HLQH 2PRQWVHFKHQVLV:HQ] 2OHSWXUXV %HOORWWL *rQHUR3ODFLGLFKWK\V%ULWR (VSpFLHV3ELGRUVDOLV%ULWR 3WXFDQHQVLV%ULWR $OYDUDGR2UWHJD *rQHUR7HRLFKWK\V$SSOHJDWH (VSpFLHV7NDOOLVWRV$SSOHJDWH 7EUHYLSLQD0DFKDGRHWDO *rQHUR0DFUHSLVWLXV6FKDHIIHU (VSpFLHV0DUHQDWXV6FKDHIIHU Résumé étendu 5pYLVLRQGHV,RQRVFRSLIRUPHV $FWLQRSWHU\JLL1HRSWHU\JLL HWGHFHUWDLQVWD[RQVIRVVLOHVKDOpFRPRUSKHVEDVDX[ PRUSKRORJLHWD[RQRPLHHWUHODWLRQVSK\ORJpQpWLTXHV Giselle Ribeiro de Paula Machado 0RWVFOHIV *URXSHV pWHLQWV )RVVLOHV 0pVR]RwTXH $QDWRPLH 6\VWpPDWLTXH 3K\ORJpQLH 1RHXGV SURIRQGV 2SKLRSVLGDH ,RQRVFRSLGDH 2SKLRSVLV ,RQRVFRSXV 3ODFLGLFKW\V +HWHUROHSLGRWXV+RORVWHL ,QWURGXFWLRQSUREOpPDWLTXHHWREMHFWLIV /HV,RQRVFRSLIRUPHVVRQWXQRUGUHGHSRLVVRQVDFWLQRSWpU\JLHQVIRVVLOHVDYHFGHODUJHV GLVWULEXWLRQV WHPSRUHOOH HW JpRJUDSKLTXH FRQQXV GHSXLV OH 7ULDV PR\HQ MXVTX¶DX &UpWDFp VXSpULHXU HQ (XURSH $IULTXH $VLH HW $PpULTXH GX 1RUG HW GX 6XG /HV ,RQRVFRSLIRUPHV VRQW FRPSRVpV GHV GHX[ IDPLOOHV 2SKLRSVLGDH HW ,RQRVFRSLGDH UHSUpVHQWpHVHOOHPrPHSDUGHVHVSqFHVYDULpHVGRQWFHUWDLQHVRQWOHXUDQDWRPLHHQFRUH PDO FRQQXH %LHQ TXH OHV ,RQRVFRSLIRUPHV VRLHQW FRQVLGpUpV FRPPH XQ JURXSH PRQRSK\OpWLTXHOHVHVSqFHVG¶2SKLRSVLGDHHWG¶,RQRVFRSLGDHGLIIqUHQWIUDQFKHPHQWSDU FHUWDLQV FDUDFWqUHV WHOV OH W\SH G¶pFDLOOH HW OD VWUXFWXUH GH O¶RUQHPHQWDWLRQ GHV RV GHUPLTXHV /HV ,RQRVFRSLIRUPHV VRQW SODFpV GDQV OH FODGH GHV +DOHFRPRUSKL TXL FRPSWHQW WURLV RUGUHV $PLLIRUPHV 3DUDVHPLRQRQWLIRUPHV HW ,RQRVFRSLIRUPHV HW SOXVLHXUV HVSqFHV LQFHUWDH VHGLV HJ +HWHUROHSLGRWXV 2VWHRUDFKLV DQG 1HRUKRPEROHSLV /HV+DOHFRPRUSKLVRQWFRQVLGpUpVSOXVSURFKHVGHV*LQJO\PRGLTXH GHV7HOHRVWHLHWDYHFFHVSUHPLHUVLOVIRUPHQWOHFODGH+RORVWHL&HUWDLQHVGHVHVSqFHV KDOpFRPRUSKHV LQFHUWDH VHGLV RQW pWp SUpFpGHPPHQW DVVRFLpHV DX[ ,RQRVFRSLIRUPHV QRWDPPHQW j OD IDPLOOH GHV 2SKLRSVLGDH 3OXVLHXUV TXHVWLRQV VXU OD FRPSRVLWLRQ GHV 2SKLRSVLGDH HW OD SRVLWLRQ GHV WD[D DVVRFLpV RQW UpFHPPHQW pWp UDSSRUWpHV GDQV OD OLWWpUDWXUHFRPPHSDUH[HPSOHODSRVLWLRQGHVJHQUHV3ODFLGLFKWK\V+HWHUROHSLGRWXVHW )XUR 2Q D VXJJpUp SRXU OH JHQUH +HWHUROHSLGRWXV XQ SODFHPHQW GDQV OD IDPLOOH 2SKLRSVLGDHQRWDPPHQWDYHFXQHSRVLWLRQEDVDOHGDQV ODIDPLOOHPDLVDXVVLFRPPH DSSDUWHQDQW j OD IDPLOOH &DWXULGDH 3ODFLGLFKWK\V D pWp UpFHPPHQW SODFp DX VHLQ GHV 0DFURVHPLLIRUPHVHW)XURPXHQVWHULGDQVODIDPLOOHGHV2SKLRSVLGDH $LQVLODSK\ORJpQLHSURIRQGHGHV+DOpFRPRUSKHVHWODV\VWpPDWLTXHGHVIRUPHVIRVVLOHV Q¶HVW SDV VDWLVIDLVDQWH HW SHX GH SRLQWV VRQW DFWXHOOHPHQW FRQVHQVXHOV FH TXL OLPLWH O¶pWXGH GH OD UDGLDWLRQ GX FODGH HW SOXV JpQpUDOHPHQW GH FHOOH GHV QpRSWpU\JLHQV /HV KDOpFRPRSKHVpWDQWHVVHQWLHOOHPHQWUHSUpVHQWpV SDUOHXUUHJLVWUHIRVVLOH jO¶H[FHSWLRQ G¶$PLDFDOYD ODUpYLVLRQHQSURIRQGHXUGHFHUHJLVWUHSHUPHWWUDVHXOGHUHFRQVWLWXHU O¶KLVWRLUHGHODGLYHUVLWpSDVVpHGXJURXSHHWG¶pWDEOLUXQFDGUHSK\ORJpQpWLTXHSRXUVRQ pWXGH/HWUDYDLOGHODWKqVHV¶LQVFULWGDQVFHFDGUHLOFRQFHUQHODUpYLVLRQDQDWRPLTXH GHWD[RQVLRQRVFRSLIRUPHVHWGHIRUPHVSURFKHV/HVWD[RQVHXURSpHQVHWDIULFDLQVRQW pWp SULYLOpJLpV /H FDV pFKpDQW XQH UpYLVLRQ WD[RQRPLTXH HW GHV K\SRWKqVHV VXU OD SRVLWLRQSK\ORJpQpWLTXHGHVWD[RQVpWXGLpVVRQWSURSRVpHV8QHUpIOH[LRQHVWPHQpHVXU ODYDOHXUV\VWpPDWLTXHHWRXGLDJQRVWLTXHGHFHUWDLQHVVWUXFWXUHVHWFHUWDLQVFDUDFWqUHV QRWDPPHQWOHVpFDLOOHV 3OXVSUpFLVpPHQWOHWUDYDLOFRQVLVWpHQ XQ WUDYDLO PLQXWLHX[ GH UpYLVLRQ DQDWRPLTXH HW WD[RQRPLTXH GHV JHQUHV ,RQRVFRSXV 2SKLRSVLV+HWHUROHSLGRWXVHW%UDFK\LFKWK\V ODFRPSDUDLVRQDQDWRPLTXHGHVJHQUHV2VWHRUDFKLV1HRUKRPEROHSLVHW$SKDQHS\JXVDYHF GHVPHPEUHVGHODIDPLOOH2SKLRSVLGDH ODUpYLVLRQDQDWRPLTXHGH 3ODFLGLFKWK\V ELGRUVDOLV LQFOXDQWGXQRXYHDXPDWpULHOHWVD FRPSDUDLVRQ DYHF OHV WD[RQV GHVTXHOV LO D pWp UDSSURFKp SDU GLIIpUHQWV DXWHXUV GHV 2SKLRSVLGDHHWGHV0DFURVHPLLGDH XQH DQDO\VH SK\ORJpQpWLTXH FODGLVWLTXH GH 1HRSWHU\JLL EDVDX[ EDVpH VXU OHV FDUDFWqUHV JpQpUDOHPHQW SURSRVpV GDQV OD OLWWpUDWXUH HW GH QRXYHDX[ FDUDFWqUHV LGHQWLILpV ORUV GH WUDYDX[G¶DQDWRPLH&HWWHSUHPLqUHDQDO\VHDDXVVLO¶LQWpUrWGHUHJURXSHUSRXUODSUHPLqUH IRLVGHV,RQRVFRSLIRUPHVHWFHUWDLQVGHVWD[RQVLQFHUWDHVHGLVTXLHQRQWpWpUDSSURFKpV 0DWpULHOHWPpWKRGHVG¶pWXGH /HV,RQRVFRSLIRUPHVD\DQWHXXQHGLVWULEXWLRQWUqVODUJHRQOHVUHWURXYHGDQVOHVWHUUDLQV GHVGLIIpUHQWVFRQWLQHQWVHWSDUFRQVpTXHQWGDQVOHVFROOHFWLRQVGHGLIIpUHQWVPXVpHVGHSDU OH0RQGH$LQVLSRXUpWXGLHUXQpFKDQWLOORQFRKpUHQWSDUUDSSRUWDX[REMHFWLIVGHODWKqVH FHVRQWOHVFROOHFWLRQVGHLQVWLWXWLRQVTXLRQWpWpYLVLWpHVGRQWXQHPDMRULWpHQ(XURSH RFFLGHQWDOH >8QLYHUVLGDGH GR (VWDGR GR 5LR GH -DQHLUR %UDVLO UERJ 0XVHX 1DFLRQDO GR 5LR GH -DQHLUR %UDVLO MNRJ 'HSDUWDPHQWR 1DFLRQDO GH 3URGXomR 0LQHUDO 5LR GH -DQHLUR %UDVLO DNPM 0XVHX GH 3DOHRQWRORJLD GH 6DQWDQD GR &DULUt &HDUi %UDVLO MPSC &ROpFFLRQ 1DFLRQDO GH 3DOHRQWRORJtD ,QVWLWXWR GH *HRORJtD 8QLYHUVLGDG 1DFLRQDO $XWyQRPD GH 0p[LFR &LGDGH GR 0p[LFR 0p[LFR IGM $PHULFDQ 0XVHXP RI 1DWXUDO +LVWRU\1RYD,RUTXH(8$ AMNH 0XVpXPQDWLRQDOG +LVWRLUHQDWXUHOOH3DULV)UDQoD MNHN 0XVHXP G¶+LVWRLUH 1DWXUHOOH GH /\RQ )UDQoD MHNL 8QLYHUVLWp &ODXGH %HUQDUG /\RQ )UDQoD UCBL 0XVHR &LYLFR GHL )RVVLOL GL %HVDQR ,WiOLD MCFB); 0XVHRFLYLFRGLVWRULDQDWXUDOHGL0LODQR0LOmR,WiOLD MSNM 0XVHRGL3DOHRQWRORJLD &HQWUR0XVHLGHOOH6FLHQ]H1DWXUDOLH)LVLFKH1iSROHV,WiOLD CMSNF 3DODHRQWRORJLFDO ,QVWLWXWHDQG0XVHXP8QLYHUVLW\RI=XULFK6XtoD PIMUZH 0XVHR&DQWRQDOHGL6WRULD 1DWXUDOHGL/XJDQR6XtoD MCSN 7KH1DWXUDO+LVWRU\0XVHXP/RQGUrV5HLQR8QLGR NHMUK -XUD 0XVHXP (LFKVWlWW $OHPDQKD JME H %D\HULVFKH 6WDDWVVDPPOXQJ IU 3DOlRQWRORJLHXQG*HRORJLH BSPG @ &HODDSHUPLVG¶pWXGLHUHWGHSKRWRJUDSKLHUH[HPSODLUHVGHSRLVVRQVIRVVLOHVGRQW RSKLRSVLGHV LRQRVFRSLGHV HW LQFHUWDH VHGLV DLQVL TXH VSpFLPHQV GH FRPSDUDLVRQV SULQFLSDOHPHQWGHVPDFURVpPLLGHVGHVSDUDVpPLRQRWLGHVHWGHVWpOpRVWpHQV &HUWDLQV GHV VSpFLPHQV QRWDPPHQW GX PDWpULHO LQpGLW RQW SX rWUH SUpSDUpV SDU OD PpWKRGHGHWUDQVIHUWGLWHGH7RRPEVHW5L[RQ /HVVSpFLPHQVVRQWLQFOXVGDQVXQH UpVLQH HW OD PDWULFH FDUERQDWpH HVW GpJDJpH SDU XQH DWWDTXHDFLGH PpQDJpH UpYpODQW O¶DQDWRPLHLQWDFWHGHVVWUXFWXUHVSUpVHUYpHVDXFRQWDFWGHODPDWULFH'DQVFHUWDLQVFDVGH IRVVLOHVHQHPSUHLQWHGHVPRXODJHVjODSODVWLOLQHRQWpWpUpDOLVpV 3RXUOHVSKRWRJUDSKLHVGHVSXOYpULVDWLRQVGHPDJQpVLHRQWSDUIRLVSHUPLVG¶DPpOLRUHU OHVSULVHVGHYXHV(QRXWUHGHVSKRWRJUDSKLHV89RQWSDUIRLVSHUPLVGHUpYpOHUGHVGpWDLOV RXSOXVJpQpUDOHPHQWGHIDFLOLWHUOHVREVHUYDWLRQV 'HVPHVXUHVVWDQGDUGLVpHVRQWpWpHIIHFWXpHVVXUQRPEUHGHVVSpFLPHQV /D QRPHQFODWXUH GHV RV GX FUkQH VXLW SULQFLSDOHPHQW FHOOHV GH *UDQGH %HPLV HW*UDQGH FHOOHGHVRVGHVQDJHRLUHVVXLWSULQFLSDOHPHQW$UUDWLDHWDO /¶DQDO\VHSK\ORJpQpWLTXHHVWXQHDQDO\VHFODGLVWLTXHGHVFDUDFWqUHVRVWpRORJLTXHV/D PDWULFH HVW FRGpH GDQV OH SURJUDPPH 1'( 3DJH HW DQDO\VpH SDU 3$83 E 6ZRIIRUG HW717 *RORERIIHWDO SRXUO¶DQDO\VHGHSDUFLPRQLH/DPDWULFH FRPSWHFDUDFWqUHVFRGpVFKH]WD[RQV,OVRQWpWpVRLWGpMjSURSRVpVHWVRXYHQWGpMj UHSULV GDQV GHV WUDYDX[ VXU OD SK\ORJpQLH GHV ,RQRVFRSLIRUPHV RX GHV 1HRSWHU\JLL SULQFLSDOHPHQW SDU *DUGLQHU HW DO *UDQGH %HPLV +XUOH\ HW DO $OYDUDGR2UWHJD (VSLQRVD$UUXEDUUHQD *UDQGH VRLW VRQW QRXYHOOHPHQW SURSRVpV /HJURXSHLQWHUQHFRPSWHGHVHVSqFHVGHVIDPLOOHV2SKLRSVLGDH,RQRVFRSLGDH $PLLGDH&DWXULGDH3DUDVHPLRQRWLGDH0DFURVHPLLGDH/HSLVRVWHLGDHOHVWD[RQV LQFHUWDH VHGLVHWGHX[WpOpRVWpHQV/HJURXSHH[WHUQHHVW3RO\SWHUXVRUQDWLSLQQLV3OXVLHXUVDQDO\VHV RQWpWpUpDOLVpHVVXUODEDVHGHGLIIpUHQWVH[WUDLWVGHODPDWULFHQRWDPPHQWSRXUPHVXUHUHW pYHQWXHOOHPHQWpYLWHUO¶HIIHWGHFHUWDLQVWD[RQVVXUODWRSRORJLHGHVDUEUHVSDUFLPRQLHX[ 5pVXOWDWVHWOHXUGLVFXVVLRQ 5pYLVLRQDQDWRPLTXHHWV\VWpPDWLTXHG¶,RQRVFRSLGDH 6L[HVSqFHVQRPLQDOHV G¶,RQRVFRSXVRQWpWpUpYLVpHV ,RQRVFRSXVSLHWUDURLHD ,GHVRUL,F\SULQRLGHV ,PXHQVWHUL,VWULDWLVVLPXVHW ,DQDOLEUHYLV QRPHQQXGXP ,HORQJDWXVQ¶DSXrWUH H[DPLQp &DUQHJLH0XVHXP /DUpYLVLRQDQDWRPLTXHD SHUPLVGHYDOLGHUTXDWUH HVSqFHV,SLHWUDURLHD, GHVRUL,F\SULQRLGHVHW, HORQJDWXV,VWULDWLVVLPXVHW, PXHQVWHULVRQWGHVV\QRQ\PHV G¶,GHVRUL/HSODFHPHQWHQ QRPHQQXGXPG¶,DQDOLEUHYLV HVWFRQILUPp Crâne d’Ionoscopus desori (M HNL 20015.090) en lumière UV. Cette illustration (Fig. 13 de la thèse) de l’intérêt de la lumière UV pour observer les détails de l’anatomie de certains fossiles rend compte aussi du travail d’anatomie effectué. Légende : ang, angulaire; ao, antorbital; ar, articulaire; asp, autosphénotique; bpt, processus basiptérigoïde; cdsp, canal dermosphénotique; ch, céra- tohyal; de, dentaire; dpt, dermo- ptérotique; dsp, dermosphé- notique; ext, extrascapulaire; fr, frontal; g, plaque gulaire; h, hyomandibulaire; io, infraorbital; mx, maxillaire; na, nasal; pa, pariétal; pas, parasphénoïde; pmx, prémaxillaire; pop, préopercule; q, carré; ro, rostral; sang, supra- angulaire; smx, supra-maxillaire; su, supraorbital; suo, suborbital; sym, symplectique. Echelle = 20mm. Photo : G. M achado. 5pYLVLRQDQDWRPLTXHHWV\VWpPDWLTXHG¶2SKLRSVLGDH 3ODFLGLFKWK\V7HRLFKWK\VHW0DFUHSLVWLXVD\DQWIDLWO¶REMHWGHPHVWUDYDX[GHPDVWHUOHXU UpYLVLRQ pWDLW FRQVLGpUpH DFTXLVH /H WUDYDLO VXU OHV 2SKLRSVLGpDH D GRQF FRQFHUQp OHV HVSqFHVGXJHQUH2SKLRSVLVPDLVDXVVLXQFRPSOpPHQWG¶pWXGHGHO¶HVSqFH3ODFLGLFKWK\V ELGRUVDOLVGXIDLWGHODGpFRXYHUWHG¶XQQRXYHDXVSpFLPHQELHQSUpVHUYpHWTXLDSXrWUH SUpSDUpSDUPpWKRGHGHWUDQVIHUW8QHSXEOLFDWLRQUpFHQWHD\DQWSURSRVpOHSODFHPHQWGX JHQUH)XURGDQVOHV2SKLRSVLGDHO¶HVSqFH)XURPXHQVWHULDpWpDXVVLpWXGLp3OXVGHWHPSV DXUDLWpWpQpFHVVDLUHSRXULQFOXUHGDQVODUpYLVLRQOHVDXWUHVHVSqFHVGH)XURDLQVLTXHOHV WD[RQV GpFULWV WUqV UpFHPPHQW GpFULWV WHOV TXH 5REXVWLFKWK\V OXRSLQJHQVLV HW $UFKDHRVHPLRQRWXVFRQQHFWHQV 5pYLVLRQDQDWRPLTXHHWV\VWpPDWLTXHGHVWD[RQVincertae sedis +XLW GHV HVSqFHV G¶+HWHUROHSLGRWXV RQW pWp UHYXHV ,O HQ UpVXOWH TXH VHXOHV +HWHUROHSLGRWXV UKRPELIHU DQWpULHXUHPHQW + ODWXV HW + VHUUXODWXV VRQW YDOLGHV KXLW HVSqFHVVRQWHQQRPHQGXELXP+SHFWRUDOLV+VHUUDWXV+WUDPHOOL+HJLGLLYHQDQWLL + EHOORWWL + EUHYLV +JLEEXV HW + SDUYXOXV +VWULDWXVHVWHQQRPHQ QXGXP GHX[ HVSqFHVVRQWHQIDLWGHV3KROLGRSKRUXV ©+UDGLDWRSXQFWDWXVª HW ©+ FHSKDOXVª WDQGLVTXH©+GRUVDOLVª HVW XQ $OOROHSLGRWXV HW ©+/HSWRFHSKDOXVª GRLW rWUH HQ IDLW UHFRQQX FRPPH 6HPLRQRWXV OHSWRFH SKDOXV HQILQ + W\SLFXV HVW OH V\QR Q\PHMXQLRUG¶+VHUUXODWXVHW+ODWXV HVW FRQILUPp V\QRQ\PH MXQLRU GH +UKRPELIHU Crâne de Heterolepidotus rhombifer (NHM UKPVP 2009) en lumière UV. Cette reconstruction précise l’anatomie crânienne d’une des rares espèces considérées valides d’Heterolepidotus (Fig. 25 de la thèse). Légende : ang, angulaire; ar, articulaire; asp, autosphénotique; br, rayons bran- chiostèges; ch, cératohial; cl, cleithrum; de, dentaire; dpt, dermoptérotique; dsp, dermosphénotique; ext, extrascapulaire; fr, frontal; h, hyomandibulaire; io, infraorbital; iop, interoperculaire; l, lacrymal; le, ethmoide latéral; mx, maxillaire; na, nasal; op, operculaire; pa, pariétal; pcl, post- cleithrum et plaques post-cleithrales; pop, pré-operculaire; pt, post-temporal; q, carré; ro, rostral; sang, supra-angulair; scl, supracleithrum; smx, supramaxillaire; sop, sous-opercule; suo, sous-orbital. Echelle = 20mm. Photo : G. M achado. /DFRPSDUDLVRQG¶2VWHRUDFKLVDYHFGHV2SKLRSVLGDHQ¶DSDVSHUPLVG¶DOOHUSOXVORLQTXH OHV UpVXOWDWV GpMj pWDEOLV GDQV OH OLWWpUDWXUH 3RXU DOOHU SOXV ORLQ XQH pWXGH VSpFLILTXH GX JHQUHGRLWLPSOLTXHUSOXVGHPDWpULHOTXHFHOXLTXLDpWpUHYX /D FRPSDUDLVRQ GH 1HRUKRPEROHSLV DYHF GHV 2SKLRSVLGDH PHW HQ pYLGHQFH XQH DQDWRPLHFUkQLHQQHW\SLTXHG¶XQLRQRVFRSLIRUPHHWOHVpFDLOOHVVRQWVLPLODLUHVjFHOOHVGHV 2SKLRSVLGDH /¶pWXGH PHQpH YD GDQV OH VHQV GH FHUWDLQV DXWHXUV TXL RQW SURSRVp XQH V\QRQ\PLHDYHF0DFUHSLVWLXVPDLVSRXUDOOHUSOXVORLQXQHpWXGHVSpFLILTXHGXJHQUHGRLW LPSOLTXHUSOXVGHPDWpULHOTXHFHOXLTXLDpWpUHYX /D FRPSDUDLVRQ G¶$SKDQHS\JXV DYHF GHV 2SKLRSVLGDH PRQWUH GHV GLIIpUHQFHV SURIRQGHV TXL MXVWLILHQW SUREDEOHPHQW VRQ H[FOXVLRQ GH OD IDPLOOH 8QH pWXGH FRPSOpPHQWDLUHLQFOXDQWSOXVGHVSpFLPHQVHWXQHpWXGHWRPRJUDSKLTXHGHVRQDQDWRPLH FUkQLHQQH SHUPHWWUD GH SUpFLVHU VD SRVLWLRQ HW QRWDPPHQW VHV UHODWLRQV SDU UDSSRUW DX *\QJOLPRGL Comparaison de certains détails de l’anatomie crânienne d’Aphanepygus dorsalis avec des membres de la famille des Ophiopsidae. Cette figure (fig. 37 de la thèse) illustre le travail détaillé d’anatomie comparée mené dans le cadre de la thèse. Légende : A, photographie du crâne d’A. dorsalis (NHM UKPVOR 103932) (sob luz UV). B, dessin du crâne d’A. dorsalis (NHM UKPVOR 103932) (modifié d’après Bartram, 1977b). C, dessin du crâne de Placidichthys bidorsallis (UERJ-PM B 475). D, dessin du crâne de Teoichthys brevipina (IGM 6744). asp, autosphénotique; dsp, dermosphénotique; esq, écailles; ext, extrascapulaire; m.suo, mosaïque de plaques susorbitaires; mx, maxillaire; pop, préopercule; pt, post-temporal; smx, supramaxillaire; su, supraorbital; suo, suborbital. Echelle = 5mm. Photo et dessins de G. M achado. &RPSDUDLVRQGHPlacidichthys DYHFGHV2SKLRSVLGDH HWGHV0DFURVHPLLGDH /HSODFHPHQWDOWHUQDWLIGH3ODFLGLFKWK\VGDQVFHVGHX[IDPLOOHVVXLYDQWOHVDXWHXUVDDSSHOp FHWWHFRPSDUDLVRQ'HIDLWOHJHQUHSUpVHQWHGHVFDUDFWqUHVUHQFRQWUpVFKH]GHVPHPEUHV GHVGHX[IDPLOOHV HWG¶DXWUHVWD[RQVQpRSWpU\JLHQV PDLVDXVVLGL[FDUDFWqUHVH[FOXVLIVGHV 2SKLRSVLGDH FRPPH SDU H[HPSOH OD GRXEOH DUWLFXODWLRQ GH OD PDQGLEXOH HW XQ DQQHDX FLUFXPRUELWDOFRPSOHW $QDO\VHVFODGLVWLTXHVGHVUHODWLRQVSK\ORJpQpWLTXHV 8QHSUHPLqUHDQDO\VHLQFOXDQWWRXVOHVWD[RQVDSURGXLWDUEUHVSDUFLPRQLHX[GHSDV /H FRQVHQVXV VWULFW ODLVVH OHV 7HOHRVWHL $PLLIRUPHV ,RQRVFRSLGDH 2SKLRSVLGDH H *LQJO\PRGLHQSRO\WRPLHHWVHXOVOHVFODGHV/HSLVRVWHLIRUPHV $WUDFWRVWHXV/HSLVRVWHXV ,RQRVFRSLGDH 2VKXQLD 4XHW]DOLFKWK\V ,RQRVFRSXV HW 7HOHRVWHL (ORSV 3KROLGRSKRUXV VRQWUHWURXYpV (QH[FOXDQW3RO\SWHUXVRUQDWLSLQQLVDUEUHVSDUFLPRQLHX[GHSDVVRQWWURXYpV HWHQUDFLQpVVXUOHVWpOpRVWpHQV 3KROLGRSKRUXV /HV$PLLGDH*LQJO\PRGLHW,RQRVFRSLGDH VRQW HQ SRO\WRPLH PDLV OHV WD[RQV /HSLVRVWHLIRUPHV $WUDFWRVWHXV /HSLVRVWHXV HW ,RQRVFRSLGDH 2VKXQLD4XHW]DOLFKWK\V,RQRVFRSXV VRQWUpVROXV $YHF O¶H[FOXVLRQ G¶2VWHRUDFKLV HW 1HRUKRPEROHSLV TXDWUH DUEUHV SDUFLPRQLHX[ GH SDVVRQWUHWURXYpVDYHF717HWDYHF3$83&HWWHGLIIpUHQFHHVWPDOFRPSULVHHW GRLWrWUHDQDO\VpHSOXVSUpFLVpPHQW1pDQPRLQVRQUHWURXYHV\VWpPDWLTXHPHQW D ODPRQRSK\OLHGHV2SKLRSVLGDHVRLWXQHUHODWLRQSURFKHHQWUH2SKLRSVLVHW3ODFLGLFKWK\V E XQFODGH2SKLRSVLGDH +HWHUROHSLGRWXV)XUR HW5REXVWLFKWK\VOXRSLQJHQVLVFRPPH WD[RQEDVDOjFHFODGH F OD PRQRSK\OLH GHV $PLLIRUPHV ,RQRVFRSLGDH G OH SODFHPHQW GHV 3DUDVHPLRQRWLIRUPHV j OD EDVH GHV +DOHFRPRUSKL H OHV *LQJO\PRGL PRQRSK\OpWLTXHV PDLV OHV UHODWLRQV LQWHUQHV QH VRQW SDV UpVROXHV I OD PRQRSK\OLH GHV +RORVWHL J OH SODFHPHQW G¶$SKDQHS\JXV j OD Arbres de consensus strict obtenus en analyse de parcimonie lorsque Neorhombolepis EDVHGHV1HRSWHU\JLL excelsus et Osteorachis macrocephalus sont exclus (31 espèces retenues). Fig. 40 de la thèse. &HWWH WRSRORJLH HVW JOREDOHPHQW UHWURXYpH ORUVTXH O¶RQ H[FOXW DXVVL 3RO\SWHUXV 3OXV JpQpUDOHPHQW O¶DQDO\VH SK\ORJpQpWLTXH GRLW rWUH DSSURIRQGLH QRWDPPHQW j WUDYHUV O¶LQFOXVLRQ GH QRXYHDX[ FDUDFWqUHV PDLV DXVVL HQ SRXVVDQW OD UpIOH[LRQ VXU O¶HIIHW GH O¶pFKDQWLOORQQDJH VXU OD WRSRORJLH GH O¶DUEUH HW VD UREXVWHVVH(QILQOHVFDXVHVGHV GLIIpUHQFHVHQWUHOHVDQDO\VHVGHSDUFLPRQLHHQWUH3$83HW717GRLYHQWrWUHFRPSULVHV 5pIOH[LRQVXUOD©YDOHXUªGHVFDUDFWqUHVDQDWRPLTXHV 8QGHVSULQFLSDX[FRQVWDWVFRQFHUQHVDQVGRXWHODYDULDELOLWpGHODPRUSKRORJLHVFDODLUHHW FHjGLIIpUHQWVQLYHDX[&HUWDLQVFDUDFWqUHVVRQWYDULDEOHVVXLYDQWODSRVLWLRQGHO¶pFDLOOHVXU OHFRUSVPDLVDXVVLYUDLVHPEODEOHPHQWDXFRXUVGHODYLHGHVLQGLYLGXV,OHQUpVXOWHTXHOD UHFRQQDLVVDQFHGHWD[RQVVXUGHVpFDLOOHVLVROpHVHVWIUDJLOHHWOHXUXWLOLVDWLRQSRXUO¶DQDO\VH SK\ORJpQpWLTXHSUREOpPDWLTXHWDQWTX¶XQHpWXGHDSSURIRQGLHGHFHWWHYDULDELOLWpQHSHUPHW SDV GH FRPSUHQGUH OHV GLIIpUHQWV FDUDFWqUHV GHV pFDLOOHV $ FHW pJDUG GHV pWXGHV RQWRJpQpWLTXHVHWKLVWRORJLTXHVSHUPHWWURQWSUREDEOHPHQWGHPLHX[OHVDSSUpKHQGHUHWGRQF GHPLHX[OHVH[SORLWHU Ornementation de quelques os du toit crânien (Fig. 42 de la thèse). Légende: A, Placidichthys bidorsallis (M PSC-P 775). B, Ophiopsis procera (JME- ETT 3370, en lumière UV). Les flêches rouge indique les serriations sur le bord de l’extra- scapulaire et le post-temporal. Echelle = 10mm. 6\QWKqVHHWSHUVSHFWLYHV 6XUODEDVHG¶XQHUpYLVLRQDQDWRPLTXHSUpFLVHHWPpWLFXOHXVHGHVIRVVLOHVXQHUpYLVLRQ WD[RQRPLTXH GHV JHQUHV ,RQRVFRSXV 2SKLRSVLVHW+HWHUROHSLGRWXV HVW SURSRVpH /HV HVSqFHVQRPLQDOHVRQWpWpUHYXHVHWOHXUGLDJQRVHpPHQGpHVDXISRXUFHUWDLQHVHVSqFHV TXL VRQW MXJpHV LQYDOLGHV 'DQV OH JHQUH ,RQRVFRSXV , SLHWUDURLHD , GHVRUL , F\SULQRLGHVHW, HORQJDWXV VRQW FRQVLGpUpHV YDOLGHV GDQV OH JHQUH 2SKLRSVLV 2 SURFHUD2EUHYLFHSV2GRUVDOLV2OHSHUVRQQHL2PRQWVHFKHQVLVHW2OHSWXUXVOH VRQW HW ILQDOHPHQW GDQV OH JHQUH +HWHUROHSLGRWXV + UKRPELIHU HW + VHUUXODWXVOH VRQW /¶K\SRWKqVHSK\ORJpQpWLTXHUHWHQXHQHUHWURXYHSDVOHV,RQRVFRSLIRUPHVFRPPH XQ WD[RQ PRQRSK\OpWLTXH 1pDQPRLQV OHV IDPLOOHV ,RQRVFRSLGDH HW 2SKLRSVLGDH VRQW UHWURXYpHV DX VHLQ GHV +DOHFRPRUSKL PDLV OHV ,RQRVFRSLGDH VRQW SOXV SURFKH GHV $PLLIRUPHV TXH GHV 2SKLRSVLGDH TXL VRQW HX[ SOXV pWURLWHPHQW DSSDUHQWpVj)XUR HW +HWHUROHSLGRWXV /HV UHODWLRQV LQWHUQHV DX VHLQ GHV ,RQRVFRSLGDH HW GHV 2SKLRSVLGDH UHVWHQWQRQUpVROXHVVDXISRXU3ODFLGLFKWK\VTXLHVWUHWURXYpDXVHLQGHV2SKLRSVLGDH HQSRVLWLRQEDVDOH 6L XQH SDUWLH GH OD V\VWpPDWLTXH GHV KDOpFRPRUSKHV HVW PDLQWHQDQW pFODLUFLH OD UpYLVLRQG¶DXWUHVWD[RQVWHOVTXHOHV&DWXULGDHDSSDUDLWHQFRUHQpFHVVDLUHSRXUUpVRXGUH O¶HQVHPEOHGHVUHODWLRQVDXVHLQGHFHFODGHSUpDODEOHLQGLVSHQVDEOHjO¶pOXFLGDWLRQGHOD SK\ORJpQLH SURIRQGH GHV QpRSWpU\JLHQV 3DUDOOqOHPHQW O¶LGHQWLILFDWLRQ GH QRXYHDX[ FDUDFWqUHVQHGRLWSDVrWUHQpJOLJpHELHQDXFRQWUDLUH(OOHVHXOHSHUPHWWUDG¶DPpOLRUHU ODUpVROXWLRQ HW ODUREXVWHVVHGHV K\SRWKqVHV SK\ORJpQpWLTXHV 'DQV FHWWHSHUVSHFWLYH OHVFDUDFWqUHVKLVWRORJLTXHVVHPEOHQWHQFRUHVRXVXWLOLVpVHWEHDXFRXSUHVWHjH[SORUHU GDQVFHGRPDLQH