Penn's 2021 Commencement Speaker and Honorary Degree
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GAO-18-186R, Financial Audit
441 G St. N.W. Washington, DC 20548 November 15, 2017 The Honorable Jay Clayton Chairman United States Securities and Exchange Commission Financial Audit: Securities and Exchange Commission’s Fiscal Years 2017 and 2016 Financial Statements Dear Mr. Clayton: This report transmits the GAO auditor’s report on the results of our audits of the fiscal years 2017 and 2016 financial statements of the United States Securities and Exchange Commission (SEC) and its Investor Protection Fund (IPF),1 which is incorporated in the enclosed U.S. Securities and Exchange Commission Fiscal Year 2017 Agency Financial Report. As discussed more fully in the auditor’s report that begins on page 57 of the enclosed agency financial report, we found • the financial statements of SEC and its IPF as of and for the fiscal years ended September 30, 2017, and 2016, are presented fairly, in all material respects, in accordance with U.S. generally accepted accounting principles; • SEC maintained, in all material respects, effective internal control over financial reporting for SEC and for IPF as of September 30, 2017; and • no reportable noncompliance for fiscal year 2017 with provisions of applicable laws, regulations, contracts, and grant agreements we tested. The Accountability of Tax Dollars Act of 2002 requires that SEC annually prepare and submit audited financial statements to Congress and the Office of Management and Budget.2 The Securities Exchange Act of 1934, as amended in 2010 by section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act -
The Rarity of Realpolitik the Rarity of Brian Rathbun Realpolitik What Bismarck’S Rationality Reveals About International Politics
The Rarity of Realpolitik The Rarity of Brian Rathbun Realpolitik What Bismarck’s Rationality Reveals about International Politics Realpolitik, the pur- suit of vital state interests in a dangerous world that constrains state behavior, is at the heart of realist theory. All realists assume that states act in such a man- ner or, at the very least, are highly incentivized to do so by the structure of the international system, whether it be its anarchic character or the presence of other similarly self-interested states. Often overlooked, however, is that Real- politik has important psychological preconditions. Classical realists note that Realpolitik presupposes rational thinking, which, they argue, should not be taken for granted. Some leaders act more rationally than others because they think more rationally than others. Hans Morgenthau, perhaps the most fa- mous classical realist of all, goes as far as to suggest that rationality, and there- fore Realpolitik, is the exception rather than the rule.1 Realpolitik is rare, which is why classical realists devote as much attention to prescribing as they do to explaining foreign policy. Is Realpolitik actually rare empirically, and if so, what are the implications for scholars’ and practitioners’ understanding of foreign policy and the nature of international relations more generally? The necessity of a particular psy- chology for Realpolitik, one based on rational thinking, has never been ex- plicitly tested. Realists such as Morgenthau typically rely on sweeping and unveriªed assumptions, and the relative frequency of realist leaders is difªcult to establish empirically. In this article, I show that research in cognitive psychology provides a strong foundation for the classical realist claim that rationality is a demanding cogni- tive standard that few leaders meet. -
The Legal History of European Reparation Claims: 1946–1953
BUXBAUM 1.17.14 1/17/2014 2:42 PM From Paris To London: The Legal History of European Reparation Claims: 1946–1953 Richard M. Buxbaum* INTRODUCTION: THE EARLY HISTORY AND WHY IT MATTERS The umbrella concept of reparations, including its compensatory as well as restitutionary aspects, regretfully remains as salient today as it was in the twentieth century. A fresh look at its history in that century, and how that history shapes today’s discourses, is warranted. This study is warranted in particular because the major focus in recent decades has been on the claims of individual victims of various atrocities and injustices—generalized as the development of international human rights law by treaty, statute, and judicial decision. One consequence of this development is that the historical primacy of the state both as the agent for its subjects and as the principally if not solely responsible actor is ever more contested. How did this shift from state responsibility and state agency over the past half-century or more occur? Considering the apparent primacy of the state in this context as World War II came to an end, do the shortcomings of the inter-state processes of the early postwar period provide a partial explanation of these later * Jackson H. Ralston Professor of International Law (Emeritus), University of California, Berkeley, School of Law. My thanks to a number of research assistants, in particular Lisa Pfitzner, Sonya Hymer, Niilana Mutama, and Rachel Anderson; my thanks also to David Caron and the late Gerald Feldman for critical reading of the manuscript and good advice. -
The Deutsche Bank and the Nazi Economic War Against the Jews: the Expropriation of Jewish-Owned Property Harold James Frontmatter More Information
Cambridge University Press 0521803292 - The Deutsche Bank and the Nazi Economic War Against the Jews: The Expropriation of Jewish-Owned Property Harold James Frontmatter More information The Deutsche Bank and the Nazi Economic War Against the Jews This book examines the role of the Deutsche Bank, Germany’s largest financial institution, in the expropriation of Jewish-owned enterprises during the Nazi dictatorship, both in the existing territories of Germany and in the area seized by the German army during World War II. The author uses new and previously unavailable materials, many from the bank’s own archives, to examine policies that led to the eventual genocide of European Jews. How far did the realization of the vicious and destruc- tive Nazi ideology depend on the acquiesence, the complicity, and the cupidity of existing economic institutions to individuals? In response to the traditional argument that business cooperation with the Nazi regime was motivated by profit, this book closely examines the behavior of the bank and its individuals to suggest other motivations. No comparable study exists of a single company’s involvement in the economic persecu- tion of the Jews in Nazi Germany. Harold James is Professor of History at Princeton University and the author of several books on German economy and society. His earlier work on the Deutsche Bank was awarded the Financial Times/Booz–Allen Book Award and the Hamilton Global Business Book of the Year Award in 1996. © Cambridge University Press www.cambridge.org Cambridge University Press -
Stephen Kosmin Year Called 2011 [email protected]
Stephen Kosmin Year called 2011 [email protected] Stephen Kosmin’s practice extends across financial services law, commercial law, construction law and public law. Stephen has extensive trial and appellate court experience. Recently, Stephen has appeared in the Supreme Court in R (Bancoult) v Secretary of State for Foreign and Commonwealth Affairs (No 3) acting for the claimant, and in Cox v Ministry of Justice acting for the Government. Stephen is very experienced in financial regulation and financial services law. In particular: Stephen’s expertise encompasses tax avoidance schemes and collective investment schemes, financial product mis-selling, insurance contracts, and jurisdictional issues concerning regulators. Stephen has successfully represented the Financial Ombudsman Service in judicial review proceedings, both substantive and at the permission stage, including in R (Chancery (UK) LLP) v FOS [2015] (the leading case on the jurisdictional limits of the Financial Ombudsman Service), and R (Full Circle) v FOS [2016] (the leading case on the relationship between the FCA and the Financial Ombudsman Service). Stephen has advised the Financial Services Compensation Scheme, including in relation to jurisdiction, quantum, and issues relating to judicial review. Stephen has advised the Bank of England in respect of regulatory investigations and judicial review proceedings. Stephen has both acted for the Serious Fraud Office and for a party under investigation by the Serious Fraud Office. In his commercial and construction law practice, Stephen appears regularly in the High Court both by himself and as junior counsel. In May 2018, Stephen appeared as junior counsel in Seadrill Ghana Operations Ltd v Tullow Ghana Limited, a month-long Commercial Court trial concerning the construction of a force majeure clause in an oil and gas contract upon a suspension of drilling in disputed waters between Ghana and Cote d’Ivoire. -
The Veterinary Field and the Thouron Award
ALUMNI NEWS A Newsletter for the Thouron Community Winter 2012-2013, Number 21 AwaRDS 2012 American Scholars Besan Abu-Joudeh MSc in Development Economics, SOAS, One year Ava Childers MPhil in Archaeology, Cambridge, One year David Dunning MPhil in History and Philosophy of Science, Cambridge, One year Alison Feder MSc by Research in Statistics, One year Myles Karp MSc in Cognitive and Evolutionary Anthropology, Oxford, One year The Veterinary Field Michael Masciandaro MPhil in Political Thought and the Thouron Award: and Intellectual History, Cambridge, One year A Long and Extraordinary Relationship Eliana Ritts MSc in Visual, Material and Museum Anthropology, Oxford, One year here is a 700-acre place in Pennsylvania called the George D. Widener Large Katie Wynbrandt Animal Hospital on the New Bolton Center Campus (opened in 1952) of Master’s in Public Policy, T the University of Pennsylvania that has a special relationship with the Thouron Oxford, One year Award. It was founded in 1964, in part with contributions from Esther du Pont Thouron, wife of Sir John Thouron — founders of the Thouron Award. Annually, this large animal British Scholars veterinary hospital, one of the finest in the world, sees more than 6,000 patients and Jamal Hussain its Field Service sees more than 19,000 patients. As they say CASELOAD, CASELOAD, Cardiff, Master’s in CASELOAD — caseloads that include horses, cattle, camelids, pigs, goats, sheep Near Eastern Languages and other large animals. In conjunction with its world-renowned small animal veterinary and Culture, Two years hospital, it’s no wonder that the University of Pennsylvania’ s Veterinary School has Jeremy Lemer attracted 13 of our British veterinary students since 1969. -
Nicholas Escobar Resume December 2020
Nicholas Escobar 208 Hilldale Road, Villanova, PA, 19085 610-291-7163, www.nicholasescobar.com, [email protected] Professional Experience Nicholas Escobar Music, Philadelphia, PA August 2012-Present Freelance Music Composer o Composed music for over thirty short films, over fifteen marketing commercials, five web series and six theatrical productions • “ei: emotional intelligence” (2016): Competed in 15 film festivals, accumulated over 1 million views online, Vimeo Staff Pick, Short of the Week • “Ezra” (2019) was selected for the 2020 National Student Drama Festival in the United Kingdom. The Barnes Foundation, Philadelphia, PA Art Team Associate April 2019-August 2019 o Engaged with guests to the Barnes Foundation, answering questions about the collection and sparking conversations. Gave "Pop Up Talks" about specific works in the collection. Gave orientation talks about Dr. Barnes and the history of the collection at least once a day to guest. Nexo Productions, Philadelphia, PA August 2015-March 2020 Music Composer/Director o Composed music for professional marketing commercials. Clients included: Compassionate Sciences, Neuroflow and The University of Pennsylvania Marc Platt Productions, Universal City, CA Summer 2016 Summer Intern o Read and did coverage of over three screenplays a week. Researched books, articles and historical events for film adaptation New Horizons Pictures Corp., Los Angeles, CA, Summer 2015 Summer Intern o Read science fiction short stories to make recommendations for possible film adaptation Education University of Edinburgh, Edinburgh, UK December 2020 Master of Science in Composition for Screen, With Distinction o Funded by the Thouron Award. o Master’s thesis involved composing an original score for Charlie Chaplin’s The Immigrant (1917). -
The Securities and Exchange Commission
The Securities and Exchange Commission: Priorities Going Forward A Panel Discussion with Jay Clayton, Stephanie Avakian, Peter Driscoll,and Steven Peikin Moderated by PCCE Director Jennifer Arlen and ICGF Director Edward Rock Tuesday, September 5, 2017 5:30-7:00 p.m. New York University School of Law Greenberg Lounge 40 Washington Square South First Floor Presented by the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack Center for Law & Business The Securities and Exchange Commission: Priorities Going Forward Stephanie Avakian Panelists Co-Director, Division of Enforcement Jay Clayton U.S. Securities and Exchange Commission Chair, U.S. Securities and Exchange Stephanie Avakian is Co-Director of the Commission U.S. Securities and Exchange Commission’s Jay Clayton was nominated to chair the U.S. Division of Enforcement, which has nearly 1,700 people Securities and Exchange Commission on throughout the country focused on enforcing and supporting January 20, 2017, by President Donald Trump and sworn in enforcement of the federal securities laws. From June 2014 to on May 4, 2017, following confirmation by the U.S. Senate on January 2017, she served as Deputy Director of the Division of May 2, 2017. Before joining the Commission, Clayton was a Enforcement. In January 2017, she was named Acting Director partner at Sullivan & Cromwell LLP, where for more than 20 of the division and served in that role until she was named years he advised public and private companies on a wide range Co-Director in June 2017. of matters, including securities offerings, mergers and acquisi- Before her appointment as Deputy Director, Avakian was a tions, corporate governance, and regulatory and enforcement Partner at Wilmer Cutler Pickering Hale and Dorr LLP, where proceedings. -
ARTISTS MAKE US WHO WE ARE the ANNUAL REPORT of the PENNSYLVANIA ACADEMY of the FINE ARTS Fiscal Year 2012-13 1 PRESIDENT’S LETTER
ARTISTS MAKE US WHO WE ARE THE ANNUAL REPORT OF THE PENNSYLVANIA ACADEMY OF THE FINE ARTS FISCAL YEAR 2012-13 1 PRESIDENT’S LETTER PAFA’s new tagline boldly declares, “We Make Artists.” This is an intentionally provocative statement. One might readily retort, “Aren’t artists born to their calling?” Or, “Don’t artists become artists through a combination of hard work and innate talent?” Well, of course they do. At the same time, PAFA is distinctive among the many art schools across the United States in that we focus on training fine artists, rather than designers. Most art schools today focus on this latter, more apparently utilitarian career training. PAFA still believes passionately in the value of art for art’s sake, art for beauty, art for political expression, art for the betterment of humanity, art as a defin- ing voice in American and world civilization. The students we attract from around the globe benefit from this passion, focus, and expertise, and our Annual Student Exhibition celebrates and affirms their determination to be artists. PAFA is a Museum as well as a School of Fine Arts. So, you may ask, how does the Museum participate in “making artists?” Through its thoughtful selection of artists for exhibition and acquisition, PAFA’s Museum helps to interpret, evaluate, and elevate artists for more attention and acclaim. Reputation is an important part of an artist’s place in the ecosystem of the art world, and PAFA helps to reinforce and build the careers of artists, emerging and established, through its activities. PAFA’s Museum and School also cultivate the creativity of young artists. -
Catz-The-Year-2010.Pdf
Catz Year 2010_v4 colour change:Catz Year 2007a 28/1/11 11:16 Page c The Year St Catherine’s College . Oxford 2010 Catz Year 2010_v4 colour change:Catz Year 2007a 28/1/11 11:16 Page d Master and Fellows 2010 MASTER RobertALeese, MA (PhD Durh) Marc Lackenby, MA (PhD Camb) Peter P Edwards, MA (BSc, PhD Christoph Reisinger, (Dipl Linz, Professor Roger W Fellow by Special Election in Tutor in Pure Mathematics Salf), FRS Dr phil Heidelberg) Ainsworth, MA, DPhil, FRAeS Mathematics Leathersellers’ Fellow Professor of Inorganic Chemistry Tutor in Mathematics Director of the Smith Institute Professor of Mathematics (Leave M10-T11) FELLOWS Timothy J Bayne, (BA Otago, Sudhir Anand, MA, DPhil Louise L Fawcett, MA, DPhil (BA Marc E Mulholland, MA (BA, Patrick S Grant, MA, DPhil (BEng PhD Arizona) Tutor in Economics Lond) MA, PhD Belf) Nott) FREng Tutor in Philosophy Harold Hindley Fellow Tutor in Politics Wolfson Fellow Cookson Professor of Materials Professor of Quantitative Wilfrid Knapp Fellow Tutor in History Robert E Mabro, CBE, MA (BEng Economic Analysis (Leave M10-T11) Dean Justine N Pila, MA (BA, LLB, PhD Alexandria, MSc Lond) (Leave M10) Melb) Fellow by Special Election Susan C Cooper, MA (BA Collby Gavin Lowe, MA, MSc, DPhil Tutor in Law Richard J Parish, MA, DPhil (BA Maine, PhD California) Tutor in Computer Science College Counsel Kirsten E Shepherd-Barr, MA, Newc) Professor of Experimental Physics Professor of Computer Science DPhil (Grunnfag Oslo, BA Yale) Tutor in French (Leave T11) Bart B van Es, (BA, MPhil, PhD Tutor in English Philip -
Weekly Round-Up, 26 October 2017
Weekly Round-Up, 26 October 2017 * Any weekly round-up attachments can be found at the following link https://weblearn.ox.ac.uk/access/content/group/modlang/general/weekly_roundup/index.html Disclaimer: The University of Oxford and the Faculty of Medieval and Modern Languages accept no responsibility for the content of any advertisement published in The Weekly Round-Up. Readers should note that the inclusion of any advertisement in no way implies approval or recommendation of either the terms of any offer contained in it or of the advertiser by the University of Oxford or The Faculty of Medieval and Modern Languages. Contents 1 Lectures and Events Internal 1.1 OVID 2000: An Oxford Celebration 1.2 Zaharoff Lecture 2017 1.3 Poetry as Religious Practice: Toby Garfitt—Today 1.4 Francophone Seminar 1.5 Stefano Panzeri performing “Terra Matta 1899-1918” by Vincenzo Rabito-Today 1.6 Besterman Lecture 2017 1.7 French Graduate Seminar in Michaelmas Term 1.8 Modern Greek Seminar 1.9 Introducing Ancient Scripts: ‘Ancient Scripts and Language’ 1.10 Modern Poetry in Translation 1.11 Bodleian iSkills Workshops in Week 4 1.12 In Dialogue with the ‘Manieres de langage’ Workshop 1.13 Gender & Authority Seminar 1.14 Interdisciplinary Seminars In Psychoanalysis: ‘Psychoanalysis and Social Science’ 1.15 Theatre and Performance Studies Reading Group 1.16 Astor Visiting Lecturership – Is There a Global History of Humanitarianism? External – Oxford 1.17 Candide at the Oxford Playhouse 1.18 Vasily Grossman Short Stories External – Elsewhere 1.19 III Congreso -
Blakeley B. Mcshane
Updated March 2012 BLAKELEY B. MCSHANE Contact Information: Kellogg School of Management Office: 847-491-3522 Northwestern University Fax: 847-491-2498 2001 Sheridan Rd Email: [email protected] Evanston, IL 60208 Academic Employment: Kellogg School of Management, Northwestern University 2010 – Present Assistant Professor 2011 – Present Assistant Professor and Donald P. Jacobs Scholar 2010 – 2011 Education: The Wharton School, University of Pennsylvania May 2010 Ph.D. in Statistics Thesis: Machine Learning Methods With Time Series Dependence Advisor & Committee: Abraham Wyner, Eric Bradlow, Shane Jensen and Abba Krieger The Wharton School, University of Pennsylvania May 2010 M.A. in Statistics Thesis: Hierarchical Bayesian Modeling of Hitting Performance in Baseball Co-Advisors: Shane Jensen and Abraham Wyner Oriel College, University of Oxford October 2004 – June 2005 Studies in Philosophy The College of Arts and Sciences, University of Pennsylvania May 2003 M.A. in Mathematics Thesis: Mathematical Methods in Pricing Rainbow Options Advisor: Jonathan Block The College of Arts and Sciences, University of Pennsylvania May 2003 B.A. in Mathematics The Wharton School, University of Pennsylvania May 2003 B.S. in Economics, Concentrations in Finance and Statistics Publications: Kiser, R., Asher, M., and McShane, B.B. (2008), “Let’s Not Make a Deal: An Empirical Study of Decision Making in Unsuccessful Settlement Negotiations.” Journal of Empirical Legal Studies, Vol. 5, No. 3, 551-591. McShane, B.B., Adrian, M., Bradlow, E.T., and Fader, P.S. (2008), “Count Models Based on Weibull Interarrival Times.” Journal of Business and Economic Statistics, Vol. 26, No. 3, 369-378. Jensen, S.T., McShane, B.B., and Wyner, A.J.