An Assessment of the Great Lakes States' Implementation of the Water
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An Assessment of the Great Lakes States’ Implementation of the Water Management and Conservation Provisions of the Great Lakes – St. Lawrence River Basin Water Resources Compact By the University of Toledo College of Law’s Legal Institute of the Great Lakes Kenneth Kilbert Aubrey Merkle Forrest Miller October 2019 Electronic copy available at: https://ssrn.com/abstract=3498342 Legal Institute of the Great Lakes Table of Contents Executive Summary 1 I. Introduction 3 II. Compact’s Water Management and Water Conservation & Efficiency Provisions 4 III. State-by-State Analysis 7 Illinois 8 Indiana 16 Michigan 25 Minnesota 35 New York 44 Ohio 53 Pennsylvania 63 Wisconsin 73 Appendix: Great Lakes – St. Lawrence River Basin Water Resources Compact About the Authors The Legal Institute of the Great Lakes is a multidisciplinary center within the University of Toledo College of Law. Kenneth Kilbert is the director of the Legal Institute of the Great Lakes and a professor at the University of Toledo College of Law. Aubrey Merkle is a second-year student and Forrest Miller is a third-year student at the University of Toledo College of Law. Acknowledgments The authors thank The Joyce Foundation for the generous grant that funded this research project. Special thanks to Elizabeth Cisar, senior program officer for the environment at The Joyce Foundation, for her valuable input and guidance. i Electronic copy available at: https://ssrn.com/abstract=3498342 Legal Institute of the Great Lakes Executive Summary The Great Lakes – St. Lawrence River Basin Water Resources Compact, which took effect in December 2008, ushered in a new era of water management for each of the eight Great Lakes states -- Illinois, Indiana, Michigan, Minnesota, New York, Ohio, Pennsylvania, and Wisconsin. Recognizing that the waters of the Great Lakes basin are a precious public natural resource shared by the states, the Compact not only banned (with limited exceptions) new diversions of waters of the Great Lakes basin outside the basin, it also required the states to undertake more robust programs for management and conservation of waters within the Great Lakes basin. In order to fulfill the promise of the Compact, it is essential that the states carry out their obligations to implement its terms. This white paper aims to independently assess each of the eight Great Lakes states’ implementation of the water management and water conservation and efficiency provisions of the Compact. This project is particularly timely. This December each state is required to report on its implementation of water management and water conservation and efficiency programs under the Compact. The states’ reports are subject to review by the Great Lakes – St. Lawrence River Basin Water Resources Council. The Council will determine whether each state’s water management and water conservation and efficiency programs meet the provisions of the Compact, and if not make recommendations. Overall our assessment is positive. Although programs differ among the states, each of the eight Great Lakes states is largely implementing the water management and water conservation and efficiency provisions of the Compact. But there is room for improvement for each state. While our state-by-state analyses outline the particular issues for each state, a majority of the states seem to be coming up short with respect to a few provisions: • Compact § 4.1.1 Water Resources Inventory. Virtually every state is not maintaining a complete water resources inventory as required by the Compact, including information on withdrawals, consumptive uses, and diversions in the Great Lakes basin. • Compact §§ 4.1.3 Registration & 4.1.4 Reporting. All states have laws mandating registration and reporting of withdrawals of 100,000 gallons per day or more, and diversions in any amount, in the Great Lakes basin as contemplated by the Compact. But in multiple states it is not clear that such registration and reporting are occurring as required. • Compact § 4.11. Compact § 4.11 sets forth a Decision-Making Standard to be applied to all proposals for new or increased withdrawals and consumptive uses in the Great Lakes basin subject to management and regulation under Compact § 4.10. But some states appear to apply a different, less rigorous standard; some states apply the Decision- Making Standard only to certain regulated withdrawals and consumptive uses; and some 1 Electronic copy available at: https://ssrn.com/abstract=3498342 Legal Institute of the Great Lakes states define “source watershed” in a manner that may be at odds with the Decision- Making Standard. We hope that our assessment will help inform the states as they complete their reports later this year, the Council as it reviews the state reports, and the public interested in our Great Lakes water resources. 2 Electronic copy available at: https://ssrn.com/abstract=3498342 Legal Institute of the Great Lakes I. Introduction The groundbreaking Great Lakes – St. Lawrence River Basin Water Resources Compact (Compact) took effect December 8, 2008. Parties to the Compact are the eight states bordering the Great Lakes – Illinois, Indiana, Michigan, Minnesota, New York, Ohio, Pennsylvania, and Wisconsin. Following years of negotiations, the Compact was signed by the governors of all eight Great Lakes states in December 2005, was subsequently ratified by the legislatures of all Great Lakes states, was approved by Congress and signed by President George W. Bush in September 2008, and by its terms took effect 90 days later. An interstate compact under the Compact Clause of the U.S. Constitution,1 the Compact is both an agreement among the eight states and binding federal law. The Compact recognizes that the waters of the Great Lakes basin are precious natural resources shared and held in trust by the states.2 A key feature of, and a major impetus for, the Compact is its ban on diversions of waters of the Great Lakes basin3 to outside of the Great Lakes basin. The Compact flatly prohibits new or increased diversions of Great Lakes basin waters beyond the Great Lakes basin, subject to three specific exceptions for certain users just beyond the Great Lakes watershed. Equally important, though, are the Compact provisions that promote wiser use of Great Lakes basin waters within the basin – specifically, the provisions obliging the states to undertake programs regarding water management and water conservation and efficiency. In order to fulfill the promise of the Compact, it is essential that the states carry out their obligations to implement these provisions. This paper aims to independently assess each of the eight Great Lakes states’ implementation of the water management and water conservation and efficiency provisions of the Compact. Section 3.4.1 of the Compact requires each state (aka Party) to submit periodic reports detailing its water management and water conservation and efficiency programs that implement the Compact. These periodic reports go to the Great Lakes – St. Lawrence River Basin Water Resources Compact Council (Council), a body created by the Compact and consisting of representatives of each of the eight states.4 At this point these periodic reports are due every five years, and the next round of state five-year reports is due December 2019. After reviewing the state reports, the Council must determine whether the states’ water management and water conservation and efficiency programs meet the provisions of the Compact, and if not, recommend options to assist the states in meeting the Compact provisions. 1 U.S. Const. art. I, § 10. 2 Compact § 1.3.1.a. 3 Compact § 1.2 defines “waters of the basin” as the Great Lakes themselves plus all surface water and groundwater tributaries within the Great Lakes basin. 4 The reports also go to the Regional Body, another entity created by the Compact which includes representatives of the two Canadian provinces as well as the eight members of Council. 3 Electronic copy available at: https://ssrn.com/abstract=3498342 Legal Institute of the Great Lakes The prime focus of this paper is to assess the states’ water management and water conservation and efficiency programs that implement the Compact.5 These assessments are intended to help insure that the necessary steps are being taken to preserve Great Lakes basin waters. Ideally, the assessments will help inform the states as they complete their five-year reports later this year, and the Council and the public as they review the states’ reports. Part II of this paper includes a summary of the water management and water conservation and efficiency provisions of the Compact. Part III is a state-by-state analysis of the progress by each of the eight Great Lakes states in implementing those provisions. II. The Compact’s Water Management and Water Conservation and Efficiency Provisions The water management and water conservation and efficiency provisions of the Compact are included in Article 4, titled “Water Management and Regulation.” The key provisions regarding water management and water conservation and efficiency that each Party must implement are summarized below. The full Compact is attached as Appendix A. Section 4.1. Water Resources Inventory, Registration and Reporting 4.1.1. Within 5 years of the effective date of the Compact, each Party shall develop and maintain a water resources inventory concerning its water resources, including information on withdrawals, consumptive uses, and diversions. 4.1.3. Within 5 years, any person6 who withdraws an average of 100,000 gallons per day (gpd) or more in any 30-day period, or who diverts water in any amount, shall register the withdrawal or diversion with the state. 4.1.4. All registrants shall annually report the monthly volumes of the withdrawal, consumptive use, or diversion to the state. 4.1.5. Each Party shall annually report the information gathered pursuant to this section to a Great Lakes water use database repository, and the aggregated data shall be made publicly available.