DOCSLIB.ORG

Schedule of Investments Jan 12

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Schedule of Investments Jan 12 THE PENSION BOARDS - UNITED CHURCH OF CHRIST, INC. SCHEDULE OF INVESTMENTS January 31, 2012 Unaudited for information purposes only. SUMMARY OF INVESTMENTS COST VALUE STABLE VALUE INVESTMENTS Short-Term Investments $ 88,112,256 $ 88,112,256 Fixed Maturity Synthetic Guaranteed Investment Contracts 3,503,106 3,503,106 Constant Duration Synthetic Guaranteed Investment Contracts 120,285,465 120,285,465 TOTAL STABLE VALUE INVESTMENTS $ 211,900,827 $ 211,900,827 SHORT-TERM INVESTMENTS Short-term Investments $ 223,660,531 $ 223,660,531 TOTAL SHORT-TERM INVESTMENTS$ 223,660,531 $ 223,660,531 FIXED-INCOME INVESTMENTS Bonds $ 918,816,120 $ 1,022,402,808 Emerging markets local currency debt fund 30,175,097 31,850,967 Mortgage-backed Securities 26,901,839 22,546,874 TOTAL FIXED-INCOME INVESTMENTS $ 975,893,056 $ 1,076,800,649 EQUITY INVESTMENTS Common stocks and equivalents $ 961,095,924 $ 1,062,836,088 Equity mutual funds 260,493,963 267,843,606 TOTAL EQUITY INVESTMENTS $ 1,221,589,887 $ 1,330,679,694 OTHER INVESTMENTS Participation in the United Church Funds, Inc. $ 35,868,173 $ 39,375,254 Hedge funds 31,855,949 34,363,159 Private equity 6,091,353 5,921,636 TOTAL OTHER INVESTMENTS $ 73,815,474 $ 79,660,049 TOTAL INVESTMENTS $ 2,706,859,775 $ 2,922,701,750 PRINCIPAL INTEREST DESCRIPTION SERIES MATURITY COST VALUE AMOUNT RATE % STABLE VALUE INVESTMENTS SHORT-TERM INVESTMENTS MFB NI Treasury Money Market Fund $ 88,112,256 $ 88,112,256 TOTAL SHORT-TERM INVESTMENT $ 88,112,256 $ 88,112,256 FIXED MATURITY SYNTHETIC GUARANTEED INVESTMENT CONTRACTS: Asset-Backed Securities 350,000 PG&E Energy Recovery Funding LLC 2005-1 A5 4.47 12/25/2014$ 357,781 $ 358,337 Total Asset-Backed Securities $ 357,781 $ 358,337 Mortgage-Backed Securities 1,970,328 Citigroup/Deutsche Bank Commercial Mortgage Trust 2007 CD4 5.20 12/11/2049$ 1,877,380 $ 1,978,515 352,816 Federal Home Loan Mortgage Corporation 2900 PB 4.50 12/15/2017 355,241 356,805 123,534 Government National Mortgage Association 2006-55 A 4.25 7/16/2029 120,443 123,964 814,245 Morgan Stanley Dean Witter Capital Corporation 2006-T21 A2 5.09 10/12/2052 792,261 816,200 Total Mortgage-Backed Securities $ 3,145,325 $ 3,275,484 Adjustment to Contract Value - (130,715) TOTAL FIXED MATURITY SYNTHETIC GUARANTEED INVESTMENT CONTRACTS: $ 3,503,106 $ 3,503,106 CONSTANT DURATION SYNTHETIC GUARANTEED INVESTMENT CONTRACTS: Bonds 500,000 Advance Auto Parts, Inc. 5.75 5/1/2020$ 508,530 $ 560,753 500,000 Affiliated Computer Services, Inc. 5.20 6/1/2015 513,125 537,642 600,000 Agilent Technologies, Inc. 6.50 11/1/2017 692,329 709,638 700,000 Airgas Inc 4.50 9/15/2014 709,674 740,743 700,000 Alltel Corporation 7.00 3/15/2016 804,074 846,544 800,000 America Movil, S.A.B. de C.V. 2.38 9/8/2016 790,429 810,253 500,000 American Express Centurion 5.55 10/17/2012 499,375 516,254 650,000 American Honda Finance Corporation 3.50 3/16/2015 648,583 686,245 500,000 Ameriprise Financial, Inc. 5.30 3/15/2020 506,017 551,793 700,000 Analog Devices 5.00 7/1/2014 703,437 767,079 400,000 Australia and New Zealand Banking Group 3.70 1/13/2015 400,640 415,295 500,000 Autozone Inc 5.75 1/15/2015 499,795 554,236 1,000,000 Bank of America Corporation 5.38 9/11/2012 1,054,630 1,017,303 700,000 Bank of Nova Scotia, (The) 2.55 1/12/2017 698,600 713,353 700,000 Bank of Tokyo-Mitsubishi UFJ, Ltd., (The) 1.17 2/24/2014 700,000 701,754 600,000 BB&T Corporation 3.20 3/15/2016 599,166 637,594 1,500,000 Berkshire Hathaway Inc. 1.90 1/31/2017 1,499,925 1,523,603 1,100,000 BlackRock, Inc. 0.81 5/24/2013 1,100,000 1,095,963 589,000 Blackstone Holdings Finance Co. L.L.C. 6.63 8/15/2019 590,095 625,529 800,000 BP Capital Markets P.L.C. 1.14 3/11/2014 804,445 802,798 700,000 Brookfield Asset Management Inc. 7.13 6/15/2012 723,891 713,631 650,000 CA Inc. 6.13 12/1/2014 689,696 716,370 700,000 Canadian Imperial Bank of Commerce 2.35 12/11/2015 683,725 717,749 750,000 Capital One Bank, (USA), National Association 8.80 7/15/2019 927,075 907,037 600,000 Celgene Corporation 2.45 10/15/2015 599,124 612,420 500,000 CF Industries, Inc. 6.88 5/1/2018 561,250 580,000 400,000 Charles Schwab Corporation 4.95 6/1/2014 398,484 435,591 900,000 Citigroup Inc 6.50 8/19/2013 869,550 954,491 1,000,000 CME Group Inc 5.75 2/15/2014 1,007,675 1,091,779 400,000 Colonial Realty Limited Partnership 5.50 10/1/2015 416,636 413,910 700,000 Commonwealth Bank of Australia 2.75 10/15/2012 716,289 708,287 500,000 Coventry Health Care, Inc. 5.45 6/15/2021 502,108 559,300 700,000 Cox Communications, Inc. 7.13 10/1/2012 759,878 730,535 600,000 Cooperatieve Centrale Raiffeisen-Boerenl 4.75 1/15/2020 599,808 647,239 1,100,000 Credit Suisse New York 5.00 5/15/2013 1,170,631 1,142,015 1,100,000 Deutsche Bank AG London 4.88 5/20/2013 1,175,141 1,138,556 700,000 Deutsche Telekom International Finance B 5.25 7/22/2013 757,372 736,233 300,000 Enterprise Products Operating LLC 6.13 2/1/2013 326,313 313,780 500,000 Express Scripts Inc 6.25 6/15/2014 497,870 548,026 400,000 Ford Motor Credit Company LLC 0.00 2/3/2017 400,000 400,960 200,000 Ford Motor Credit Company LLC 6.63 8/15/2017 212,000 223,751 1,000,000 Federal Home Loan Banks Office of Finance 5.13 8/14/2013 1,010,367 1,073,982 2,500,000 Federal Home Loan Mortgage Corporation 3.00 7/28/2014 2,579,750 2,650,885 3,000,000 Federal Home Loan Mortgage Corporation 1.38 1/9/2013 2,983,830 3,033,813 3,250,000 Federal National Mortgage Association 1.63 10/26/2015 3,283,920 3,364,472 2,200,000 Federal National Mortgage Association 6.13 3/15/2012 2,447,984 2,216,108 1,900,000 Federal National Mortgage Association 5.38 6/12/2017 2,245,002 2,314,479 500,000 France Telecom 4.38 7/8/2014 497,715 532,708 600,000 Franklin Resources, Inc. 4.63 5/20/2020 618,708 668,603 STABLE VALUE INVESTMENTS PRINCIPAL INTEREST DESCRIPTION SERIES MATURITY COST VALUE AMOUNT RATE % Bonds, continued 700,000 Goldman Sachs Group, Inc., (The) 5.25 7/27/2021 708,162 699,268 650,000 Hasbro Inc 6.13 5/15/2014 656,591 707,337 600,000 Hewlett-Packard Company 0.67 9/13/2012 597,984 598,427 800,000 Husky Energy Inc 5.90 6/15/2014 820,081 877,423 700,000 Hyundai Capital Co., Ltd. 4.38 7/27/2016 701,015 717,576 800,000 JPMorgan Chase & Co. 6.30 4/23/2019 878,548 924,464 1,000,000 JPMorgan Chase Bank, National Association 6.00 10/1/2017 1,090,650 1,110,463 700,000 Life Technologies Corporation 6.00 3/1/2020 761,012 790,441 800,000 MacQuarie Group Ltd 7.30 8/1/2014 834,400 840,373 800,000 Massmutual Global Funding II 0.69 12/6/2013 797,384 797,786 750,000 Met Life Global Funding I 5.20 9/18/2013 731,400 799,142 300,000 Michigan Bell Telephone Company 7.85 1/15/2022 359,817 392,475 1,000,000 MidAmerican Energy Holdings 5.75 4/1/2018 998,190 1,177,536 1,000,000 Monumental Global Funding 5.50 4/22/2013 999,570 1,042,307 700,000 Morgan Stanley 5.50 7/28/2021 674,345 692,161 600,000 Motorola Solutions, Inc. 5.38 11/15/2012 622,062 619,390 500,000 New York Life Global Funding 4.65 5/9/2013 499,120 523,303 740,000 Northern Trust Company (The) 6.50 8/15/2018 832,056 892,082 700,000 Omnicom Group Inc. 5.90 4/15/2016 715,612 799,980 600,000 PG&E Corporation 5.75 4/1/2014 596,736 653,086 800,000 Pitney Bowes Inc. 4.63 10/1/2012 831,944 819,065 500,000 PNC Funding Corporation 5.40 6/10/2014 499,200 543,702 800,000 PPG Industries Inc 5.75 3/15/2013 838,464 840,620 750,000 Pricoa Global Funding 5.40 10/18/2012 748,508 774,881 500,000 Principal Life Inc Funding 5.30 4/24/2013 499,090 526,110 1,000,000 Progress Energy Inc 6.05 3/15/2014 997,250 1,100,568 750,000 Public Service Electric & Gas 5.38 9/1/2013 791,228 803,452 600,000 Regions Financial Corporation 5.75 6/15/2015 622,095 612,240 835,000 Roper Industries, Inc.
Load more

Recommended publications
  • Ethics Agreement in Order to Avoid Any Financial Conflict
    Date: 7 .-e-•15 Iett..% 1--4 17 MEMORANDUM FOR THE RECORD SUBJECT: Ethics Agreement In order to avoid any financial conflict of interest in violation of 18 U.S.C. § 208(a) or the appearance of a financial conflict of interest as defined in the Standards of Ethical Conduct for Employees of the Executive Branch, 5 C.F.R. § 2635.502, and to adhere to the Ethics Pledge instituted by Executive Order 13770 issued on January 28, 2017, and entitled "Ethics Commitments by Executive Branch Appointees" (the Ethics Pledge), I am issuing the following statement. I understand that as an appointee I must sign the Ethics Pledge and that I will be bound by the requirements and restrictions therein even if not specifically mentioned in this or any other ethics agreement. Before beginning my covered Federal position, I resigned from my non-Federal positions with the Association of State and Territorial Health Officials (ASTHO) and the State of Georgia on July 6, 2017. Pursuant to the Ethics Pledge, I will not, for a period of two years from the date of my appointment to my covered Federal position, participate in an official capacity in any particular matter involving specific parties that is directly and substantially related to ASTHO, unless an exception applies or I am granted a waiver. I understand that this provision in the Ethics Pledge does not apply to state government entities, including the State of Georgia. Even when the two-year restriction of the Ethics Pledge does not apply, under 5 C.F.R. § 2635.502, I will not, for a period of one year from the date of my resignation from ASTHO and the State of Georgia, participate in any particular matter involving specific parties in which ASTHO or the State of Georgia is a party or represents a party, unless I am first authorized to participate, pursuant to 5 C.F.R.
    [Show full text]
  • 2021 Responsible Business Report
    Ameriprise Financial Responsible Business Report Spring 2021 Ameriprise Financial, Inc. Table of Contents A Message From Our Chairman and CEO .................................2 Environmental Steward .......................................................................... 25 Executive Summary.......................................................................................3 Community Impact......................................................................................27 Recognized as an Industry Leader ..................................................4 Appendix – Ameriprise and Our Global Reach .................. 30 Financial Strength and Stability ........................................................5 Appendix – Diversified Business Underpinned by a Strong Financial Foundation ................................................. 31 Values-Driven Firm ..........................................................................................6 Appendix – Diversified Business with Multiple Stakeholders ............................................................................. 32 Responsible Investor .................................................................................17 Appendix .............................................................................................................. 33 Governance ....................................................................................................... 22 1 Dear fellow stakeholders, 2020 was a year of significant and unforeseen Again in 2020, Ameriprise received
    [Show full text]
  • National Retailer & Restaurant Expansion Guide Spring 2016
    National Retailer & Restaurant Expansion Guide Spring 2016 Retailer Expansion Guide Spring 2016 National Retailer & Restaurant Expansion Guide Spring 2016 >> CLICK BELOW TO JUMP TO SECTION DISCOUNTER/ APPAREL BEAUTY SUPPLIES DOLLAR STORE OFFICE SUPPLIES SPORTING GOODS SUPERMARKET/ ACTIVE BEVERAGES DRUGSTORE PET/FARM GROCERY/ SPORTSWEAR HYPERMARKET CHILDREN’S BOOKS ENTERTAINMENT RESTAURANT BAKERY/BAGELS/ FINANCIAL FAMILY CARDS/GIFTS BREAKFAST/CAFE/ SERVICES DONUTS MEN’S CELLULAR HEALTH/ COFFEE/TEA FITNESS/NUTRITION SHOES CONSIGNMENT/ HOME RELATED FAST FOOD PAWN/THRIFT SPECIALTY CONSUMER FURNITURE/ FOOD/BEVERAGE ELECTRONICS FURNISHINGS SPECIALTY CONVENIENCE STORE/ FAMILY WOMEN’S GAS STATIONS HARDWARE CRAFTS/HOBBIES/ AUTOMOTIVE JEWELRY WITH LIQUOR TOYS BEAUTY SALONS/ DEPARTMENT MISCELLANEOUS SPAS STORE RETAIL 2 Retailer Expansion Guide Spring 2016 APPAREL: ACTIVE SPORTSWEAR 2016 2017 CURRENT PROJECTED PROJECTED MINMUM MAXIMUM RETAILER STORES STORES IN STORES IN SQUARE SQUARE SUMMARY OF EXPANSION 12 MONTHS 12 MONTHS FEET FEET Athleta 46 23 46 4,000 5,000 Nationally Bikini Village 51 2 4 1,400 1,600 Nationally Billabong 29 5 10 2,500 3,500 West Body & beach 10 1 2 1,300 1,800 Nationally Champs Sports 536 1 2 2,500 5,400 Nationally Change of Scandinavia 15 1 2 1,200 1,800 Nationally City Gear 130 15 15 4,000 5,000 Midwest, South D-TOX.com 7 2 4 1,200 1,700 Nationally Empire 8 2 4 8,000 10,000 Nationally Everything But Water 72 2 4 1,000 5,000 Nationally Free People 86 1 2 2,500 3,000 Nationally Fresh Produce Sportswear 37 5 10 2,000 3,000 CA
    [Show full text]
  • Fund Holdings As of 6/30/2021 Massmutual Balanced Fund Invesco Prior to 5/1/2021, the Fund Name Was Massmutual Premier Balanced Fund
    Fund Holdings As of 6/30/2021 MassMutual Balanced Fund Invesco Prior to 5/1/2021, the Fund name was MassMutual Premier Balanced Fund. Fund Shares or Par Position Market Security Name Ticker CUSIP Weighting % Amount Value Apple Inc AAPL 037833100 3.91 48,433 6,633,384 Microsoft Corp MSFT 594918104 3.45 21,552 5,838,437 USTREAS T-Bill Auction Ave 3 Mon 1.69 2,862,977 JPMorgan Chase & Co JPM 46625H100 1.56 16,948 2,636,092 Verizon Communications Inc VZ 92343V104 1.45 43,768 2,452,321 The Home Depot Inc HD 437076102 1.42 7,556 2,409,533 Intel Corp INTC 458140100 1.29 38,961 2,187,271 Procter & Gamble Co PG 742718109 1.04 13,105 1,768,258 Cisco Systems Inc CSCO 17275R102 1.03 32,830 1,739,990 UnitedHealth Group Inc UNH 91324P102 1.00 4,215 1,687,855 Comcast Corp Class A CMCSA 20030N101 0.94 28,021 1,597,757 AT&T Inc T 00206R102 0.91 53,587 1,542,234 Oracle Corp ORCL 68389X105 0.83 18,031 1,403,533 Deere & Co DE 244199105 0.76 3,635 1,282,101 Accenture PLC Class A ACN G1151C101 0.74 4,237 1,249,025 Johnson Controls International PLC JCI G51502105 0.74 18,185 1,248,037 Visa Inc Class A V 92826C839 0.71 5,152 1,204,641 Texas Instruments Inc TXN 882508104 0.70 6,128 1,178,414 Costco Wholesale Corp COST 22160K105 0.67 2,850 1,127,660 Bank of America Corp BAC 060505104 0.64 26,192 1,079,896 Broadcom Inc AVGO 11135F101 0.63 2,223 1,060,015 Abbott Laboratories ABT 002824100 0.57 8,348 967,784 Target Corp TGT 87612E106 0.56 3,949 954,631 Honeywell International Inc HON 438516106 0.56 4,324 948,469 Goldman Sachs Group Inc GS 38141G104 0.53 2,374 901,004
    [Show full text]
  • PEOPLE SERVING PEOPLE 2016 Annual Report 2016 Was a Year of Significant Growth for People Serving People
    “Spending time with the kids here re-charges me. Their positivity, humor, and resiliency brings light to my week, and fills me with a sense of hope.” – Cora, Volunteer Tutor PEOPLE SERVING PEOPLE 2016 Annual Report 2016 was a year of significant growth for People Serving People. People Serving RYAN STRACK Recognizing the trauma our guests have experienced and Minneapolis Public Schools the lasting impact it has on physical and emotional health, we People, Inc. undertook an initiative to become trauma-informed throughout ANDREA TURNER our operations and service delivery. An organizational self- DREW FESLER, CHAIR General Mills assessment, professional development trainings, and staff-led ECMC Group work groups have helped us identify and implement changes to make People Serving People a more supportive, healing space JOSEPHINE PUFPAFF, People Serving People for both guests and staff. VICE CHAIR Corporation for Charities, Inc. This year we also designed and completed construction on a Supportive Housing new external initiative, the Center of Excellence, opening in GUY BECKER, CHAIR 2017. This initiative expands our physical presence to two sites and marks a shift in our service population to include STEFANI TYGAR BARNES Kristopher James Company children and families at-risk of experiencing homelessness. In Wells Fargo Insurance, Inc. CHRISTOPHER CLARK, addition to direct care services, the Center will feature research, development, and training to improve the field of family JESSE BERGLANDK VICE CHAIR resilience and trauma-informed education and service. Northwestern Mutual Xcel Energy Our shelter’s Early Childhood Development Program received LATOYA BURRELL ELIZABETH HINZ national accreditation in September 2016 by the National North Central University Formerly at Minneapolis Public Early Childhood Program Accreditation.
    [Show full text]
  • Madonna Now President's Report 2012-2013
    MADONNA NOW The Magazine of Madonna University PRESIDENT’S REPORT 2012 & 2013 LIVING OUR VALUES On campus, in our community and around the world Thank You to our Generous Sponsors of the 2012 Be Polish for a Night IRA Charitable Rollover Extended Scholarship Dinner and Auction A great way to give to Madonna! If you’re 70 ½ or over, you can make a Diamond Sponsors – $5,000 GoldCorp Inc. tax free gift from your IRA: MJ Diamonds • Direct a qualified distribution (up to $100,000) directly to Madonna Platinum Sponsor – $2,500 • This counts toward your required minimum distribution Felician Sisters of North America • You’ll pay no federal income tax on the distribution Lorraine Ozog • Your gift makes an immediate impact at Madonna Gold Sponsor – $1,000 Comerica Contact us to discuss programs and initiatives DAK Solutions you might want to support. Doc’s Sports Retreat Dean Adkins, Director of Gift Planning Dunkin Donuts/BP Friends of Representative Lesia Liss 734-432-5856 • [email protected] Laurel Manor Miller Canfield Polish National Alliance Lodge 53 Linda Dzwigalski-Long Daniel and Karen Longeway Ray Okonski and Suzanne Sloat SHOW YOUR Leonard C. Suchyta MADONNA PRIDE! Rev. Msgr. Anthony M. Tocco Leave your mark at Madonna with a CBS 62 Detroit/CW50 Legacy Brick in the Path of the Madonna Silver Sponsor – $500 or get an Alumni Spirit Tassel Catholic Vantage Financial Marywood Nursing Center Bricks with your personalized Schakolad Chocolate Factory message are $150 for an 8x8 with SmithGroupJJR Stern Brothers & Co. M logo, and $75 for a 4x8. Spirit Tassels are only $20.13 Bronze Sponsor – $250 Paul and Debbie DeNapoli E & L Construction FOCUS Facility Consulting Services Inc Dr.
    [Show full text]
  • Spartan Daily, November 13, 2003
    SPARTAN FOOTBALL NO SHAME 'OUR VALLEY, OUR VOICES' Home, sweet, home NUT - REDNANE is just not the same NOTEBOOK OPINION 2 Arr._ SPORTS 4 SERVING SAN JOSE STATE UNIVERSITY SINCE 1934 SPARTAN DAILY VOLUME 121, NUMBER 54 THURSDAY, NOVEMBER 13, 2003 WWW.THESPARTANDAILY.COM Second presidential candidate SJSU Hiring visits By Falguni Bhuta Daily Projects Editor process With the decision about next San Jose State University president just a few days away, students, staff and fac- ulty members had a chance to meet and mingle with the second of three criticized presidential candidates Wednesday. On his daylong visit to campus, By Tony Burchyns Gregory M. St. L. O'Brien, chancellor of the University of New Orleans, dis- Daily Senior Staff Writer cussed issues affecting SJSU and his 16-year experience heading an urban Assemblyman Manny Diaz held an public university. on-campus press conference During an hour-long presentation in Wednesday morning to criticize the the Engineering building, O'Brien process being used to hire the next demonstrated his abilities as a leader San Jose State University president. and stressed the importance of part- "Many people from the community nerships with private organizations for approached me because they were advancement of universities. concerned about the process of the O'Brien, 59, said the role of any uni- selection of the next president," Diaz versity president is to develop a uni- said. fied goal. Joining Diaz at the Boccardo Gate "The first job is to create a vision, a on Fourth Street was a 20-person set of values and to listen to the com- brigade, of local business and commu- munity," O'Brien said.
    [Show full text]
  • List of Section 13F Securities
    List of Section 13F Securities 1st Quarter FY 2004 Copyright (c) 2004 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information. U.S. Securities and Exchange Commission OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET General This list of “Section 13(f) securities” as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis. This list is current as of March 15, 2004, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending March 31, 2004. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by Section 13(f)(1) and Rule 13f-1 thereunder.
    [Show full text]
  • Ameriprise Financial Executive Position in Relation to Positions in the Sources of Data
    compensation resulting from the extremely challenging 2008 financial and economic environment. The committee’s assessment of the placement of the named executive officer’s compensation relative to market range considers the scope, complexity and responsibility of the Ameriprise Financial executive position in relation to positions in the sources of data. The committee exercised its judgment in interpreting the market ranges and trends provided by McLagan. A named executive officer’s actual positioning relative to that market range is a result of the committee’s assessment of the Company, business, and individual performance factors we describe below. Our peer group. Ameriprise Financial’s unique mix of business segments includes: asset management; advice and wealth management; and insurance and annuities. In order to determine an appropriate peer group, we have selected financial services firms representative of the diversity of our business mix. When selecting a peer group, the committee, with McLagan’s advice and guidance, analyzes a potential peer’s business focus (primary and secondary), whether we compete with that firm directly for executive talent, the scale and scope of the firm’s business, and the comparability of financial results. In order to confirm that a potential peer is appropriate, the committee analyzes such financial metrics as assets, revenues, net income, market capitalization, and number of employees. It has been our intention to have Ameriprise Financial fall in the center of the range of these various measures. Due to Ameriprise Financial’s uniqueness, there is no single company that is exactly comparable to us in every respect. Therefore, we look at the public firms included below as a benchmark for executive pay and firm-wide performance.
    [Show full text]
  • NASD Notice to Members 98-47
    Executive Summary Interpretive Material 2310-3 (IM-2310- NASD On May 29, 1998, the Securities and 3) describes members’ suitability obli- Exchange Commission (SEC) gation in making recommendations to approved amendments to National institutional customers. The primary Notice to Association of Securities Dealers, considerations under IM-2310-3 Inc. (NASD®) Rule 3110 (the Books include the customer’s capability to and Records Rule) that (i) change evaluate risk independently and the Members the definition of “institutional account” extent to which individual judgment is to include the accounts of investment exercised when making investment 98-47 advisers that are now required to decisions. register with the states pursuant to the National Securities Markets Accounts Of Registered Improvement Act of 1996 (NSMIA), Investment Advisers and (ii) exclude certain customer SEC Approves Changes accounts from the requirement to NSMIA and new rules recently To Books And Records obtain certain tax and employment adopted by the SEC under the Requirements information from the customer. Investment Advisers Act of 1940 (Advisers Act) reallocated regulatory Questions concerning this Notice oversight of investment advisers may be directed to Joseph E. Price, between the SEC and the states. Counsel, Advertising/Investment Under the new rules, advisers to reg- Suggested Routing Companies Regulation, NASD Regu- istered investment companies and Senior Management lation, Inc., at (202) 728-8877 or those with assets under manage- Robert J. Smith, Assistant General ment of at least $25 million generally Advertising Counsel, Office of General Counsel, will register exclusively with the SEC. Continuing Education NASD RegulationSM, at (202) 728- Most others will register exclusively 8176.
    [Show full text]
  • Businesses That Match Employee Donations
    Minnesota Businesses that Match Employee Donations CORPORATION NAME CITY OF HEADQUARTERS 3M Company St. Paul Allianz Life Insurance Company of North America Minneapolis Ameriprise Financial Minneapolis Andersen Corporation Bayport Apogee Enterprises, Inc. Minneapolis Best Buy Co., Inc. Richfield Blue Cross and Blue Shield of Minnesota Eagan Buffalo Wild Wings Inc. Minneapolis Cargill, Incorporated Wayzata Carlson Holdings, Inc. Minnetonka Ceridian Corporation Minneapolis CHS Inc. Inver Grove Heights Compeer Financial Mankato Deluxe Corporation Shoreview Donaldson Company, Inc. Minneapolis Dorsey and Whitney LLP Minneapolis Ecolab Inc. St. Paul Edina Realty, Inc. Brainerd Federated Mutual Insurance Company Owatonna First National Bank Bemidji Bemidji General Mills, Inc. Minneapolis Graco Inc. Minneapolis H.B. Fuller Company St. Paul Homecrest Industries, Inc. Wadena Hormel Foods Corporation Austin Hutchinson Technology Incorporated Hutchinson International Dairy Queen, Inc. Minneapolis Jostens, Inc. Minneapolis Land O'Lakes, Inc. Arden Hills Larkin, Hoffman, Daly & Lindgren, Ltd. Minneapolis M. A. Mortenson Company Minneapolis Medtronic, Inc. Minneapolis Minnesota Power, Inc. Duluth Minnesota Timberwolves Basketball Limited Partnership Minneapolis Minnesota Twins Baseball Club Minneapolis Minnesota Vikings Football Club, LLC Eagan Minnesota Wild Hockey Club, LP St. Paul Opus Corporation Minnetonka Pentair, Inc. Minneapolis Polaris Industries, Inc. Medina Post Consumer Brands LLC Lakeville Rahr Malting Co. Shakopee Denotes this company also donates for employee volunteer hours 9/13/18 Minnesota Businesses that Match Employee Donations RBC Wealth Management Minneapolis Red Wing Shoe Company, Inc. Red Wing Reell Precision Manufacturing Corporation St. Paul Regis Corporation Minneapolis Riverway Co. Bloomington Robins Kaplan L.L.P. Minneapolis Schoeneckers, Inc Edina Schwan's Company Marshall Securian Financial Group, Inc. St. Paul Security State Bank Hibbing Sit Investment Associates, Inc.
    [Show full text]
  • Orchard Supply Hardware Corp
    SECURITIES AND EXCHANGE COMMISSION FORM 424B1 Prospectus filed pursuant to Rule 424(b)(1) Filing Date: 1994-01-24 SEC Accession No. 0000898430-94-000052 (HTML Version on secdatabase.com) FILER ORCHARD SUPPLY HARDWARE CORP Business Address 6450 VIA DEL ORO CIK:856712| IRS No.: 954214111 | State of Incorp.:DE | Fiscal Year End: 0131 SAN JOSE CA 95119 Type: 424B1 | Act: 33 | File No.: 033-51437 | Film No.: 94502315 4082813500 SIC: 5200 Building materials, hardware, garden supply ORCHARD SUPPLY HARDWARE STORES CORP Business Address 6450 VIA DEL ORO CIK:896842| IRS No.: 954214109 | State of Incorp.:DE | Fiscal Year End: 0126 SAN JOSE CA 95119 Type: 424B1 | Act: 33 | File No.: 033-51437-01 | Film No.: 94502316 4082813500 SIC: 5200 Building materials, hardware, garden supply Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FILED PURSUANT TO RULE 424(b)(1) REGISTRATION NO. 33-51437 PROSPECTUS $100,000,000 [LOGO OF ORCHARD SUPPLY HARDWARE APPEARS HERE] ORCHARD SUPPLY HARDWARE CORPORATION 9 3/8% SENIOR NOTES DUE 2002 ------------ UNCONDITIONALLY GUARANTEED BY ORCHARD SUPPLY HARDWARE STORES CORPORATION ------------ Interest Payable February 15 and August 15 ------------ Orchard Supply Hardware Corporation ("Orchard Supply") is offering (the "Offering") $100,000,000 aggregate principal amount of its 9 3/8% Senior Notes Due 2002 (the "Notes"). Interest on the Notes will be payable semi-annually on February 15 and August 15 of each year, commencing August 15, 1994. The Notes will be redeemable at the option of Orchard Supply, in whole or in part, on or after February 15, 1998, at the redemption prices set forth herein.
    [Show full text]