Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278E)
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Nominee Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (Updated July 2020) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Monaco, Lisa Deputy Attorney General, U.S. Department of Justice, Department of Justice Other Federal Government Positions Held During the Preceding 12 Months: Special Government Employee, National Security Council (1/2021 - 1/2021) Names of Congressional Committees Considering Nomination: ● Committee on the Judiciary Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Monaco, Lisa [electronically signed on 01/25/2021 by Monaco, Lisa in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Lofthus, Lee, Certifying Official [electronically signed on 02/23/2021 by Lofthus, Lee in Integrity.gov] Other review conducted by /s/ Shaw, Cynthia K, Ethics Official [electronically signed on 02/23/2021 by Shaw, Cynthia K in Integrity.gov] Monaco, Lisa - Page 1 U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 02/23/2021 by Apol, David in Integrity.gov] Monaco, Lisa - Page 2 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION FROM TO TYPE HELD 1 O'Melveny & Myers LLP Washington, Law Firm Non-equity 3/2019 Present District of Partner Columbia 2 New York University School of Law New York, New University/Colleg Distinguished 2/2017 Present York e Senior Fellow/Adjunct Professor of Law 3 Accenture Federal Services Arlington, Corporation Member, Board 12/2017 Present Virginia of Managers 4 Cognosante LLC See Endnote Falls Church, Corporation Member, Board 10/2017 Present Virginia of Advisors 5 Hostage US Washington, Non-Profit Member, Board 3/2018 Present District of of Directors Columbia 6 WestExec Advisors, LLC Washington, Corporation Principal/Advisor 1/2018 8/2020 District of Columbia 7 Bipartisan Commission on Biodefense/Hudson Washington, Non-Profit Commissioner 3/2018 Present Institute District of Columbia 8 Alclear LLC See Endnote New York, New Corporation Member, 6/2019 Present York Security Advisory Board 9 LOM Strategies, LLC See Endnote Washington, Corporation Manager 3/2017 Present District of Columbia 10 Aspen Institute Washington, Non-Profit Co-Chair, 1/2018 Present District of Cybersecurity Columbia Group Monaco, Lisa - Page 3 # ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION FROM TO TYPE HELD 11 Watson Institute for International and Public Providence, University/Colleg Member, Board 5/2019 Present Affairs Board of Overseers, Brown University Rhode Island e of Overseers 12 The Belfer Center for Science and Cambridge, University/Colleg Non-Resident 1/2017 12/2019 International Affairs, Harvard University Massachusetts e Senior Fellow 13 Cafe Media New York, New Corporation Consultant 8/2020 Present York 14 Turner Broadcasting Systems, Inc. Atlanta, Georgia Corporation Senior National 3/2017 11/2020 Security Analyst 15 PT Fund, Inc. (Presidential Transition Team) Washington, Non-Profit Volunteer 9/2020 1/2021 District of Advisor Columbia 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 O'Melveny & Myers LLP N/A Salary $693,683 2 Accenture Federal Services N/A Director Fees $174,555 3 Cognosante LLC (Health care technology) N/A Director Fees $115,234 4 New York University School of Law N/A Salary $125,000 5 New York University TIAA Retirement No 5.1 Vanguard Institutional Target Retirement 2035 Yes $50,001 - None (or less Fund Institutional Class Shares (VITFX) $100,000 than $201) 6 O'Melveny & Myers LLP 401(k) No 6.1 Fidelity Freedom Index 2030 Fund Investor Yes $100,001 - None (or less Class Shares (FXIFX) $250,000 than $201) Monaco, Lisa - Page 4 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 7 Bipartisan Commission on Biodefense/Hudson N/A Consulting Fees $4,500 Institute 8 Cognosante LLC (Health care technology) N/A $250,001 - None (or less vested restricted stock units $500,000 than $201) 9 LOM Strategies, LLC (security consulting, No $100,001 - Interest $201 - $1,000 value reflects U.S. bank cash account) $250,000 9.1 WestExec Advisors, LLC (Advisory services) N/A Consulting Fees $35,890 9.2 Turner Broadcasting/CNN N/A Consulting fees $164,235 10 IRA No 10.1 Alger Small Cap Focus Fund Class Z Shares Yes $15,001 - None (or less (AGOZX) $50,000 than $201) 10.2 GQG PartnersEmerging Markets Equity Fund Yes $15,001 - None (or less Institutional Class Shares (GQGIX) $50,000 than $201) 10.3 iShares Core S&P Mid-Cap ETF (IJH) Yes $15,001 - None (or less $50,000 than $201) 10.4 iShares Core S&P Small-Cap ETF (IJR) Yes $15,001 - None (or less $50,000 than $201) 10.5 Janus Henderson Enterprise Fund Class I Yes $15,001 - None (or less Shares (JMGRX) $50,000 than $201) 10.6 John Hancock Funds III International Growth Yes $15,001 - None (or less Fund Class I Shares (GOGIX) $50,000 than $201) 10.7 JPMorgan Global Allocation Fund Class I Yes $50,001 - None (or less Shares (GAOSX) $100,000 than $201) 10.8 Loomis Sayles Growth Fund Class Y Shares Yes $100,001 - None (or less (LSGRX) $250,000 than $201) 10.9 Lord Abbett Ultra Short Bond Fund Class F Yes $50,001 - None (or less Shares (LUBFX) $100,000 than $201) Monaco, Lisa - Page 5 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 10.10 MatthewsPacific Tiger Fund Institutional Class Yes $15,001 - None (or less Shares (MIPTX) $50,000 than $201) 10.11 PIMCO Low Duration Income Fund Class I-2 Yes $50,001 - None (or less Shares (PFTPX) $100,000 than $201) 10.12 Smead Value Fund Class I1 Shares (SVFFX) Yes $50,001 - None (or less $100,000 than $201) 10.13 SPDR Portfolio S&P 500 Growth ETF (SPYG) Yes $100,001 - None (or less $250,000 than $201) 10.14 T Rowe Price Dividend Growth Fund, Inc Yes $50,001 - None (or less (PRDGX) $100,000 than $201) 10.15 Touchstone Sands CapitalEmerging Markets Yes $15,001 - None (or less Growth Fund Class Y Shares (TSEMX) $50,000 than $201) 10.16 Vanguard Dividend Appreciation Index Fund Yes $1,001 - $15,000 None (or less ETF Class Shares (VIG) than $201) 10.17 Virtus KAR International Small-Cap Fund Yes $15,001 - None (or less Class I Shares (VIISX) $50,000 than $201) 11 SEP IRA No 11.1 Communication Services Select Sector SPDR Yes $15,001 - None (or less Fund (XLC) $50,000 than $201) 11.2 Consumer Discretionary Select Sector SPDR Yes $15,001 - None (or less Fund (XLY) $50,000 than $201) 11.3 First Trust Dow Jones Internet Index Fund Yes $15,001 - None (or less (FDN) $50,000 than $201) 11.4 First Trust Cloud Computing ETF (SKYY) Yes $15,001 - None (or less $50,000 than $201) 11.5 Health Care Select Sector SPDR Fund (XLV) Yes $15,001 - None (or less $50,000 than $201) 11.6 iShares Nasdaq Biotechnology ETF (IBB) Yes $1,001 - $15,000 None (or less than $201) Monaco, Lisa - Page 6 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 11.7 Pacer Benchmark Data & Infrastructure Real Yes None (or less None (or less Estate SCTR ETF (SRVR) than $1,001) than $201) 11.8 Proshares Online Retail ETF (ONLN) Yes $1,001 - $15,000 None (or less than $201) 11.9 Financial Select Sector SPDR Fund (XLF) Yes $1,001 - $15,000 None (or less than $201) 11.10 Vanguard Consumer Staples Index Fund ETF Yes $1,001 - $15,000 None (or less Shares (VDC) than $201) 11.11 Vanguard Materials Index Fund ETF Shares Yes $1,001 - $15,000 None (or less (VAW) than $201) 11.12 Vanguard Information Technology Index Fund Yes $15,001 - None (or less ETF Class Shares (VGT) $50,000 than $201) 11.13 Vanguard Industrials Index Fund ETF Class Yes $15,001 - None (or less Shares (VIS) $50,000 than $201) 12 Cafe Media (fee receivable and eligible to N/A $1,001 - $15,000 None (or less receive vested restricted stock units) than $201) 13 O'Melveny & Myers LLP See Endnote N/A Bonus $350,000 14 O'Melveny & Myers LLP anticipated bonus N/A $250,001 - None (or less $500,000 than $201) 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 New York University School of Law New York, New I will continue to participate in this defined contribution 2/2017 York plan. The plan sponsor will not make further contributions after my separation. 2 O'Melveny & Myers LLP Washington, I will continue to participate in this defined contribution 3/2019 District of plan. The plan sponsor will not make further Columbia contributions after my separation. Monaco, Lisa - Page 7 # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 3 Cognosante LLC (restricted stock units) Falls Church, Pursuant to the company’s director compensation plan, 10/2017 Virginia upon my resignation the company will repurchase my vested restricted stock units and I will receive a cash payout. 4 O'Melveny & Myers LLP See Endnote Washington, Pursuant to firm practice, I will receive a bonus for 3/2019 District of services rendered in 2020. I will not receive a bonus for Columbia 2021. 5 Cafe Media New York, New Pursuant to a compensation agreement entered into for 7/2020 York work performed in 2020, I will receive a lump sum cash payment and am eligible to receive vested restricted stock units in Cafe Media, a privately held company.