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The Relations Between Empathy, Guilt, Shame and Depression in Inpatient Journal of Affective Disorders 241 (2018) 381–387 Contents lists available at ScienceDirect Journal of Affective Disorders journal homepage: www.elsevier.com/locate/jad Research paper The relations between empathy, guilt, shame and depression in inpatient adolescents T ⁎ Malgorzata Gambina, , Carla Sharpb,c a Department of Psychology, University of Warsaw, ul Stawki 5/7, 00-183, Warsaw, Poland b Department of Psychology, University of Houston, 126 Heyne Building, Houston, TX 77204, United States c Menninger Clinic, 12301 S. Main St. Houston, TX, 77035-6207, United States ARTICLE INFO ABSTRACT Keywords: Background: High levels of affective empathy are associated with increased levels of depressive symptoms. Affective empathy However, studies investigating the mechanisms underlying this relation are limited. Since affective empathy may Cognitive empathy be associated with a feeling of exaggerated responsibility for alleviating the suffering of others, it may lead to Guilt high levels of generalized guilt and various forms of shame, which, in turn, may elevate depressive symptoms. Shame Therefore, these self-conscious emotions are candidate mediators of the affective empathy-depressive symptoms Depression relationship. Accordingly, the aim of the current study was to test the hypothesis that generalized and contextual shame and generalized guilt mediate the relations between affective empathy and depressive symptoms. Methods: 117 inpatient adolescents completed the Basic Empathy Scale to assess affective and cognitive em- pathy, the Beck Depression Inventory-II to evaluate severity of depressive symptoms, the Test of Self-Conscious Affect that measures contextual guilt and shame, and the Personal Feelings Questionnaire that assess generalized guilt and shame. Results: Findings demonstrated that generalized guilt, contextual and generalized shame mediated the relation between affective empathy and depressive symptoms. In contrast, cognitive empathy was shown to be related most strongly to contextual guilt and was unrelated to depressive symptoms. Limitations: Characteristics of the sample (predominately Caucasian inpatient adolescents from well-educated and financially stable environments), the lack of a longitudinal design, and over-reliance on self-report measures were main limitations of the study. Conclusions: The study provides novel information on the mechanisms underlying the association between af- fective empathy and depressive symptoms and shows that shame and generalized guilt associated with affective sharing should be considered as possible targets for therapeutic/preventive interventions for adolescents with high levels of depressive symptoms. 1. Introduction 2000; Rottenberg et al., 2004) and substantial functional impairment in a variety of other important life domains (Kessler et al., 1997, 2003). Affective empathy, the ability to experience and share the emotions Several scholars (O’Connor et al., 1997, 1999, 2002, 2007, 2012; of others, and cognitive empathy, the capacity to take the perspective Tone and Tully, 2014; Tully et al., 2016; Zahn-Waxler and Radke- and understand the emotions of another person (e.g. Decety and Yarrow, 1990; Zahn-Waxler and Van Hulle, 2012) have suggested that Jackson, 2004; Shamay-Tsoory et al., 2009), have been shown to as- sharing emotions with others may result in feelings of exaggerated re- sociate with positive interpersonal outcomes, including better re- sponsibility for others’ suffering and maladaptive forms of guilt (e.g. lationships with friends and partners and prosocial behaviors (Chow generalized guilt) which, in turn, may elevate depressive symptoms. We et al., 2013; Smith and Rose, 2011; Soenens et al., 2007). However, propose that affective empathic experience may be associated not only paradoxically high levels of affective empathy have been shown to be with maladaptive forms of guilt, but also with shame that may con- associated with elevated depressive symptoms (e.g. Gambin and Sharp, tribute to the development and maintenance of depression. Specifically, 2016, 2018; Schreiter et al., 2013; Tone and Tully, 2014) leading to the aim of the current study was to test the hypothesis that generalized clinically significant difficulties in social functioning (Hirschfeld et al., guilt and various forms of shame (contextual and generalized) mediate ⁎ Corresponding author. E-mail addresses: [email protected] (M. Gambin), [email protected] (C. Sharp). https://doi.org/10.1016/j.jad.2018.08.068 Received 9 December 2017; Received in revised form 21 June 2018; Accepted 12 August 2018 Available online 14 August 2018 0165-0327/ © 2018 Elsevier B.V. All rights reserved. M. Gambin, C. Sharp Journal of Affective Disorders 241 (2018) 381–387 the relation between affective empathy and depressive symptoms in a generalized guilt divorced from specific contexts and guilt derived from sample of inpatient adolescents. An improved understanding of the beliefs and fears about harming others have been shown to be positively mechanisms that underlie the relation between affective empathy and associated with depressive symptoms. Moreover, depression has been depression is important for clinicians to plan more effective therapeutic found to be associated with high levels of both contextual and gen- and preventive interventions for individuals with depressive symptoms eralized shame, with the latter showing stronger links to depressive and those at risk for depression. It allows the targeting of these med- symptoms than contextual shame. Leach and Cidam (2015) proposed iators during the course of therapy. Exploring this topic specifically in that this pattern of results may stem from the fact that generalized youth is particularly important given the fact that adolescence con- shame implies that personal characteristics that are a cause of viola- stitutes a critical developmental period for the development of major tions of behavioral standards are not susceptible to change. In contrast, depression (Avenevoli et al., 2015). contextual shame can appear more often in situations when failure can be reparable and may lead to self-improvement attempts. However, 2. Affective and cognitive empathy, depressive symptoms and both contextual shame and generalized shame are associated with a adolescence focus on a “bad” self and reinforce feelings of being worthless, pow- erless, and inferior and, in effect, increase the risk of depression Affective empathy can lead either to sympathy defined as an other- (Gruenewald et al., 2007; Kim et al., 2011; Mills et al., 2015). oriented emotional reaction that involves feelings of concern and Adolescence is a time of peak in levels of self-consciousness and self- sorrow for another person, or can be linked to personal distress - a self- conscious emotions (Rankin et al., 2004; Somerville et al., 2013) that is oriented aversive emotional reaction to another's state or condition associated with social-cognitive, physical, and interpersonal transfor- (Batson et al., 1987; Eisenberg and Eggum, 2009). High levels of af- mations. Since shame and guilt undergo important changes in this fective empathy and empathic distress have been shown to be asso- period of life, youth are vulnerable to experience excessively high levels ciated with depressive symptoms in adolescents and adults (e.g. of these self-conscious emotions, which may adversely affect develop- Gambin and Sharp, 2016, 2018; O’Connor et al., 2002; Schreiter et al., mental trajectories and lead to depressive symptoms. 2013). In contrast, cognitive empathy has been found to be unrelated or negatively related to depressive symptoms (e.g. Gambin and Sharp, 4. Guilt and shame as mediators in the relation between affective 2016; 2018; Schreiter et al., 2013). empathy and depression Adolescence has been identified as an important life period for the development of empathy. Youth start to better understand emotions of Various forms of guilt (among others generalized guilt) have been other people and generate and implement increasingly sophisticated proposed to underlie the relationship between empathy and depression. prosocial behaviors based on empathic feelings and thoughts (Keulers Several scholars (Modell, 1971; Neiderland, 1981; O’Connor et al, et al., 2010; Van der Graaff et al., 2014; Vetter et al., 2013). However, 1997, 1999, 2002, 2007; Weiss et al., 1986; Weiss, 1993) suggested that youth are particularly prone to experience high levels of emotional individuals who are clinically depressed may display irrational al- arousal (Steinberg et al., 2006) that may negatively impact their abil- truistic concerns and pathogenic cognitions, defining themselves as ities to reflect on and regulate emotions shared with other people. harmful to others and responsible for alleviating the suffering of others. O’Connor and colleagues (2002) demonstrated that severity of depres- 3. Guilt, shame, depressive symptoms and adolescence sion is significantly correlated with omnipotent responsibility, em- phatic distress and guilt related to the fear of harming others. Similarly, Shame and guilt are negative, cognitively complex self-conscious Zahn-Waxler and colleagues (1990, 2012) put forward a hypothesis that emotions that are usually experienced in situations in which important children who are highly empathic and raised in families that involve standards for behavior are violated (Batson et al., 1987; Kim et al., parental suffering may get overly engaged in caring for parents and may 2011; Tracy and Robins, 2004). While guilt and shame share similar assume
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