DOCSLIB.ORG

The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
The Securities and Exchange Commission Has Not Necessarily Reviewed the Information in This Filing and Has Not Determined If It Is Accurate and Complete The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 FORM 13F Estimated average burden hours per response: 23.8 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2021 Check here if Amendment: Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PINNACLE FINANCIAL PARTNERS INC Address: 150 THIRD AVENUE SOUTH SUITE 900 NASHVILLE TN 37201 Form 13F File Number: 028-12761 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold R. Carpenter Title: Chief Financial Officer Phone: 615-744-3700 Signature, Place, and Date of Signing: Harold R. Carpenters Nashville, TENNESSEE 04-19-2021 [Signature] [City, State] [Date] Do you wish to provide information pursuant to Special Instruction 5? Yes X No Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 2 Form 13F Information table Entry Total: 903 Form 13F Information table Value Total: 2,212,750 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name CIK 1 Pinnacle Bank 0001697281 2 028-19017 Pinnacle Wealth Advisors 0001698283 FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH / PUT / INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ABBOTT LABS COM 002824100 4,232 35,315 SH - DFND 1 35,171 0 144 ABBOTT LABS COM 002824100 52 475 SH - DFND 2 0 0 475 ABBOTT LABS COM 002824100 1,753 14,631 SH - OTR 1 14,631 0 0 ABBVIE INC COM 00287Y109 10,015 92,535 SH - DFND 1 91,702 0 833 ABBVIE INC COM 00287Y109 332 3,098 SH - DFND 2 217 0 2,881 ABBVIE INC COM 00287Y109 1,633 15,093 SH - OTR 1 15,093 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 968 3,505 SH - DFND 1 2,990 0 515 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 34 122 SH - OTR 1 122 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1,371 2,884 SH - DFND 1 1,999 0 885 ADOBE SYSTEMS INCORPORATED COM 00724F101 60 127 SH - OTR 1 127 0 0 AFLAC INC COM 001055102 921 17,990 SH - DFND 1 17,971 0 19 AFLAC INC COM 001055102 264 5,930 SH - DFND 2 0 0 5,930 AFLAC INC COM 001055102 18 357 SH - OTR 1 357 0 0 AIR PRODS & CHEMS INC COM 009158106 4,279 15,209 SH - DFND 1 14,642 0 567 AIR PRODS & CHEMS INC COM 009158106 172 611 SH - DFND 2 611 0 0 AIR PRODS & CHEMS INC COM 009158106 188 668 SH - OTR 1 668 0 0 AIR PRODS & CHEMS INC COM 009158106 3 11 SH - OTR 2 11 0 0 ALIGN TECHNOLOGY INC COM 016255101 448 827 SH - DFND 1 825 0 2 ALIGN TECHNOLOGY INC COM 016255101 14 26 SH - OTR 1 26 0 0 ALLSTATE CORP COM 020002101 1,222 10,637 SH - DFND 1 10,600 0 37 ALLSTATE CORP COM 020002101 301 2,695 SH - DFND 2 925 0 1,770 ALLSTATE CORP COM 020002101 4 32 SH - OTR 1 32 0 0 ALPHABET INC CAP STK CL C 02079K107 3,238 1,565 SH - DFND 1 1,298 0 267 ALPHABET INC CAP STK CL C 02079K107 1,619 905 SH - DFND 2 108 0 797 ALPHABET INC CAP STK CL C 02079K107 114 55 SH - OTR 1 55 0 0 ALPHABET INC CAP STK CL A 02079K305 15,143 7,342 SH - DFND 1 7,179 0 163 ALPHABET INC CAP STK CL A 02079K305 11,400 6,284 SH - DFND 2 1,248 0 5,036 ALPHABET INC CAP STK CL A 02079K305 516 250 SH - OTR 1 245 0 5 ALPHABET INC CAP STK CL A 02079K305 45 22 SH - OTR 2 22 0 0 ALPS ETF TR EQUAL SEC ETF 00162Q205 16 185 SH - DFND 2 0 0 185 ALTRIA GROUP INC COM 02209S103 4,626 90,424 SH - DFND 1 89,538 0 886 ALTRIA GROUP INC COM 02209S103 23 447 SH - DFND 2 447 0 0 ALTRIA GROUP INC COM 02209S103 153 2,984 SH - OTR 1 2,984 0 0 AMAZON COM INC COM 023135106 21,569 6,971 SH - DFND 1 6,660 0 311 AMAZON COM INC COM 023135106 18,169 5,657 SH - DFND 2 1,565 0 4,092 AMAZON COM INC COM 023135106 712 230 SH - OTR 1 229 0 1 AMAZON COM INC COM 023135106 43 14 SH - OTR 2 14 0 0 AMEDISYS INC COM 023436108 153 577 SH - DFND 1 577 0 0 AMEDISYS INC COM 023436108 95 359 SH - OTR 1 359 0 0 AMEREN CORP COM 023608102 432 5,310 SH - DFND 1 5,256 0 54 AMEREN CORP COM 023608102 12 150 SH - OTR 1 150 0 0 AMERICAN ELEC PWR CO INC COM 025537101 1,906 22,504 SH - DFND 1 21,840 0 664 AMERICAN ELEC PWR CO INC COM 025537101 108 1,274 SH - DFND 2 1,094 0 180 AMERICAN ELEC PWR CO INC COM 025537101 22 260 SH - OTR 1 260 0 0 AMERICAN EXPRESS CO COM 025816109 5,420 38,318 SH - DFND 1 37,453 0 865 AMERICAN EXPRESS CO COM 025816109 1,137 8,332 SH - DFND 2 6,317 0 2,015 AMERICAN EXPRESS CO COM 025816109 342 2,419 SH - OTR 1 2,419 0 0 AMERICAN EXPRESS CO COM 025816109 22 152 SH - OTR 2 152 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2,502 10,469 SH - DFND 1 10,396 0 73 AMERICAN TOWER CORP NEW COM 03027X100 936 3,970 SH - DFND 2 3,048 0 922 AMERICAN TOWER CORP NEW COM 03027X100 53 220 SH - OTR 1 220 0 0 AMERIPRISE FINL INC COM 03076C106 205 880 SH - DFND 1 880 0 0 AMGEN INC COM 031162100 18,279 73,466 SH - DFND 1 72,987 0 479 AMGEN INC COM 031162100 1,745 7,044 SH - DFND 2 6,653 0 391 AMGEN INC COM 031162100 372 1,495 SH - OTR 1 1,495 0 0 AMGEN INC COM 031162100 32 128 SH - OTR 2 128 0 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 20 1,000 SH - DFND 2 0 0 1,000 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 438 6,962 SH - DFND 1 6,900 0 62 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 105 1,500 SH - DFND 2 0 0 1,500 ANTHEM INC COM 036752103 332 924 SH - DFND 1 880 0 44 ANTHEM INC COM 036752103 268 834 SH - DFND 2 0 0 834 AON PLC SHS CL A G0403H108 229 996 SH - DFND 1 837 0 159 APOLLO GLOBAL MGMT INC COM CL A 03768E105 1,128 24,000 SH - OTR 1 24,000 0 0 APPLE INC COM 037833100 44,131 361,282 SH - DFND 1 351,339 0 9,943 APPLE INC COM 037833100 21,376 164,972 SH - DFND 2 48,721 0 116,251 APPLE INC COM 037833100 1,426 11,678 SH - OTR 1 11,617 0 61 APPLE INC COM 037833100 47 381 SH - OTR 2 381 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 144 2,864 SH - DFND 2 0 0 2,864 ARES CAPITAL CORP COM 04010L103 368 21,774 SH - DFND 2 0 0 21,774 ASML HOLDING N V COM N07059210 941 1,524 SH - DFND 1 1,504 0 20 AT&T INC COM 00206R102 4,982 164,602 SH - DFND 1 155,576 0 9,026 AT&T INC COM 00206R102 6,401 221,986 SH - DFND 2 10,562 0 211,424 AT&T INC COM 00206R102 940 31,041 SH - OTR 1 31,041 0 0 AT&T INC COM 00206R102 11 378 SH - OTR 2 378 0 0 ATLASSIAN CORP PLC CL A G06242104 469 2,226 SH - DFND 1 2,177 0 49 ATMOS ENERGY CORP COM 049560105 211 2,132 SH - DFND 1 2,132 0 0 ATMOS ENERGY CORP COM 049560105 99 1,000 SH - DFND 2 1,000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 18,424 97,753 SH - DFND 1 97,343 0 410 AUTOMATIC DATA PROCESSING IN COM 053015103 487 2,586 SH - DFND 2 2,586 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 417 2,210 SH - OTR 1 2,210 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 8 44 SH - OTR 2 44 0 0 AUTONATION INC COM 05329W102 46 660 SH - DFND 2 0 0 660 AUTOZONE INC COM 053332102 2,053 1,462 SH - DFND 1 1,235 0 227 AUTOZONE INC COM 053332102 7,803 6,582 SH - DFND 2 0 0 6,582 BANK MONTREAL QUE COM 063671101 9,625 107,999 SH - DFND 1 107,999 0 0 BANK MONTREAL QUE COM 063671101 18 205 SH - DFND 2 205 0 0 BANK MONTREAL QUE COM 063671101 236 2,646 SH - OTR 1 2,646 0 0 BAXTER INTL INC COM 071813109 19 240 SH - DFND 2 0 0 240 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH - DFND 1 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,695 10,549 SH - DFND 1 7,695 0 2,854 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,862 16,655 SH - DFND 2 0 0 16,655 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,048 4,102 SH - OTR 1 4,102 0 0 BK OF AMERICA CORP COM 060505104 1,932 49,925 SH - DFND 1 42,656 0 7,269 BK OF AMERICA CORP COM 060505104 5,100 168,254 SH - DFND 2 0 0 168,254 BK OF AMERICA CORP COM 060505104 211 5,441 SH - OTR 1 5,286 0 155 BLACK HILLS CORP COM 092113109 2 37 SH - DFND 2 0 0 37 BLACKROCK INC COM 09247X101 10,857 14,399 SH - DFND 1 14,379 0 20 BLACKROCK INC COM 09247X101 54 72 SH - DFND 2 72 0 0 BLACKROCK INC COM 09247X101 285 378 SH - OTR 1 378 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09253N104 58 3,591 SH - DFND 2 0 0 3,591 BLACKROCK MUNIYIELD QUALITY COM 09254E103 53 3,700 SH - DFND 2 0 0 3,700 BLACKSTONE GROUP INC COM 09260D107 34 460 SH - DFND 1 460 0 0 BLACKSTONE GROUP INC COM 09260D107 2,816 37,780 SH - OTR 1 37,780 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 672 24,415 SH - DFND 2 0 0 24,415 BLACKSTONE SENIOR FLOATNG RA COM 09256U105 140 9,849 SH - DFND 2 0 0 9,849 BLACKSTONE STRATEGIC CREDIT COM SHS BEN INT 09257R101
Load more

Recommended publications
  • Calstart Midwest Activities
    2020 Webinar Series Steven Sokolsky Program Manager 1 AGENDA • CALSTART commercial vehicle activity update • Panel Discussion: identifying common issues for vehicle electrification between the military and commercial industry – Dr. Larry Toomey, U.S. Army GVSC – Larry Larimer, U.S. Army Futures and Concepts Center – Jason Gies, Navistar, Inc. – Sean Gouda, DTE Energy • HTUF Microgrid Working Group update • Upcoming webinars 2 Global Drive to Zero: Tools to Drive Market Success POLICY AND ZE TECH INFRA TCO ACTION INVENTORY PLANNING CALCULATOR TOOLKIT (ZETI) GUIDANCE Live Live Coming soon Live Resources for Transformation: https://globaldrivetozero.org/tools/ 3 CLEAN TRUCK GOALS EXPANDING TO 15 STATES NATIONAL Z.E. TRUCK COALITION Coalition members include: ABB * ADOMANI * Arrival * Bollinger Motors * BYD * CALSTART * Chanje * ChargePoint * Cummins * Daimler * Eaton * Environmental Defense Fund * eNow * Lion Electric * Mack Trucks * Morgan Olson * Motiv Power Systems * Navistar * Nikola Corporation * Odyne Systems * PACCAR * Proterra * Revolv * Rivian * SDG&E * South Coast AQMD * Tesla * TransPower * Viatec * Volvo Trucks 5 PANEL DISCUSSION Dr. Laurence Toomey Mr. Larry Larimer Mr. Jason Gies Mr. Sean Gouda Branch Chief, Energy Storage Director, Futures Director of Business Manager, Electrification Team Integration Directorate, Development, NEXT E- Business Development U.S. Army Ground Vehicle Futures and Concepts Mobility Solutions DTE Energy Systems Center Center Navistar, Inc. U.S. Army Futures Command 6 U.S. ARMY COMBAT CAPABILITIES DEVELOPMENT COMMAND – GROUND VEHICLE SYSTEMS CENTER Combat Vehicle Energy Storage DISTRIBUTION A. Approved for public release; distribution unlimited. Laurence M. Toomey, Ph.D OPSEC #: 3634 Energy Storage Branch Chief CCDC GVSC DISTRIBUTION A. See first page. 1 COMMERCIAL VS. MILITARY REQUIREMENTS Unclassified DISTRIBUTION A.
    [Show full text]
  • [ NEWS-EVENTS ] : Arizona Rider
    BUSINESS : NIKOLA CORPORATION RAISES CAPITAL, LISTS ON NASDAQ ikola Corporation, headquartered in Phoenix, has announced the comple- Ntion of a business combination with VectoIQ Acqui sition Corp. (VTIQ), a publicly-traded special purpose acquisition company, further solidifying Nikola as a global leader in zero-emissions transportation and infrastructure solutions. On June 4, the combined company’s shares began trading on the Nasdaq Glo - bal Select Market under the new ticker symbol “NKLA.” Nikola raised more than $700 million of capital through this business combination and PIPE, which includes Fidelity Management & Research Company, ValueAct Spring Fund and P Schoen feld Asset Management LP, expected to accelerate Nikola’s produc- tion of battery-electric (BEV) and hydrogen fuel-cell electric vehicles (FCEV). Nikola’s pre-orders represent more than $10 billion in potential revenue, and their hydrogen network is anticipated to cover North America, becoming the largest in the world. Nikola added Stephen Girsky, current CEO of VectoIQ and former Vice Chairman of General Motors, to its Board of Directors. ■ PERFORMANCE DRIVING : BONDURANT REOPENS FOR SUMMER WITH EXPANSION ondurant High Performance Driving School in Chandler, where guests get Bbehind the wheel of the fastest street-legal cars in the world for profes- sional instruction and track time, reopened in mid-June, showcasing phase one of an extensive expansion expected to be complete by early July, includ- ing an Advanced Formula Road Racing course featuring the school’s newest fleet—Ligier JS F4 open wheel racecars. Other courses include High Per for - mance Driving and Teen Defensive Driving, Grand Prix, and Advanced Road Racing.
    [Show full text]
  • ELECTRIC VEHICLES MARKET IS POWERING up an Industry Snapshot
    Investment and Company Research Opportunity Research INDUSTRY SNAPSHOT July 2, 2020 ELECTRIC VEHICLES MARKET IS POWERING UP An Industry Snapshot Featured Companies: Tesla (NASDAQ - TSLA); Nikola (NASDAQ – NKLA); Workhorse Group (NASDAQ – WKHS); Alternet Systems (OTC – ALYI) www.goldmanresearch.com Copyright © Goldman Small Cap Research, 2020 Page 1 of 8 Investment and Company Research Opportunity Research INDUSTRY SNAPSHOT OUR THESIS: As of this writing, shares of Tesla (NASDAQ – TSLA), the undisputed bellwether stock for the electric vehicle market trades at $1121 per share. At current prices, the market cap is over $207 billion, representing over 5 estimated 2021 sales and a whopping 98x next year’s EPS. In many investors’ minds, where Tesla goes, so goes the industry segment, especially as it relates to the capital markets. While TSLA is the industry’s most important company, it is the exact mid-point of 2020, not 2016, and therefore is not the only pubco in the space. In fact, some under the radar firms with exposure to the space offer major upside that may rival TSLA, with varying risk profiles and share prices. Instead of making the case for the industry and its constituents in the lithium, fuel cell, and other segments, we have elected to focus on the vehicle producers, where we believe the greatest attention and upside exist. THE EV MARKET: A BRIEF HISTORY We began writing about the EV market in 2015/2016 and while going over our old reports and blogs, we came across some striking information. In 2016, Bloomberg New Energy Finance (now billed as Bloomberg NEF) projected that by 2040, EV passenger sales will reach 41 million units.
    [Show full text]
  • Nikola Corporation Reports First Quarter 2021 Results
    PRESS RELEASE MAY 07, 2021 Nikola Corporation Reports First Quarter 2021 Results PHOENIX, AZ – May 7, 2021 -- Nikola Corporation (Nasdaq: NKLA), a global leader in zero-emissions transportation solutions, today reported financial results for the quarter ended March 31, 2021. "During the first quarter Nikola continued to deliver on our previously communicated milestones and execute on our business plan,” said Mark Russell, Nikola's Chief Executive Officer. “We have had continued success in commissioning and validating the Nikola Tre BEVs, and are nearing completion of both our Ulm, Germany and Coolidge, Arizona manufacturing facilities.” Progress on the Commissioning and Validation of the First Batch of Nikola Tre BEVs Commissioning and validation activities continue on the Nikola Tre battery-electric vehicle (BEV). As expected in a new program development cycle, we have had to overcome some component level delays which we have worked through with our suppliers to minimize the impact on the scheduled timeline. Q1 activities included commissioning the first batch of five Tre BEVs and validation testing at the proving grounds. As of today, powertrain performance and durability testing have started at the proving grounds. We are nearing completion of the second batch of nine beta Nikola Tre BEVs in Ulm, Germany. As of today, we have completed eight of the nine trucks, with the ninth scheduled to be completed by May 10. Three trucks from the second batch of nine are at Nikola’s headquarters (HQ) in Arizona, one is in Indiana for crash testing, and four are in transit to the HQ in Arizona. We anticipate that the four trucks in transit, in addition to the ninth truck being completed, will arrive at our HQ by the end of May.
    [Show full text]
  • Corporate Governance
    SECURITIES AND EXCHANGE COMMISSION FORM DEF 14A Definitive proxy statements Filing Date: 2021-05-19 | Period of Report: 2021-06-30 SEC Accession No. 0001193125-21-165953 (HTML Version on secdatabase.com) FILER Nikola Corp Mailing Address Business Address 4141 E BROADWAY ROAD 4141 E BROADWAY ROAD CIK:1731289| IRS No.: 824151153 | State of Incorp.:DE | Fiscal Year End: 1231 PHOENIX AZ 85040 PHOENIX AZ 85040 Type: DEF 14A | Act: 34 | File No.: 001-38495 | Film No.: 21938362 (480) 666-1038 SIC: 3711 Motor vehicles & passenger car bodies Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240.14a-12 Nikola Corporation (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. ☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: ☐ Fee paid previously with preliminary materials.
    [Show full text]
  • Complaint Against Trevor R. Milton
    Case 1:21-cv-06445 Document 1 Filed 07/29/21 Page 1 of 65 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ---------------------------------------------------------------x : UNITED STATES SECURITIES AND : EXCHANGE COMMISSION, : : Plaintiff, : : Civil Action No. 1:21-cv-6445 v. : : JURY TRIAL DEMANDED TREVOR R. MILTON, : : Defendant. : : ---------------------------------------------------------------x COMPLAINT Plaintiff United States Securities and Exchange Commission (the “Commission”), for its Complaint against Defendant Trevor R. Milton (“Milton”), alleges as follows: SUMMARY 1. Trevor R. Milton, the founder, largest stockholder, and former Chief Executive Officer and Executive Chairman of Nikola Corporation (“Nikola”), a publicly traded company, engaged in a fraudulent scheme to deceive retail investors about Nikola’s products, technical advancements, and commercial prospects for his own personal benefit in violation of the federal securities laws. Milton did so primarily by leveraging his social media presence and frequent appearances on television and podcasts to flood the market with false and misleading information about Nikola. 2. Milton founded Nikola in 2015 with the primary goals of manufacturing semi- trucks that run on alternative fuels with low or zero emissions and building an alternative fuel station infrastructure to support those vehicles. To accomplish these goals, Nikola needed to Case 1:21-cv-06445 Document 1 Filed 07/29/21 Page 2 of 65 raise billions of dollars to develop vehicles and infrastructure that had never before been developed or adopted on a commercial scale. Over the course of several private offerings, and then in connection with a business combination with a special purpose acquisition company (“SPAC”), Nikola raised more than $1 billion dollars, most of it from institutional investors.
    [Show full text]
  • Salem V. Nikola Corporation Et
    Case 2:20-cv-04354-GRB-SIL Document 1 Filed 09/16/20 Page 1 of 29 PageID #: 1 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK ARAB SALEM, Individually and On Case No. Behalf of All Others Similarly Situated, Plaintiff, CLASS ACTION COMPLAINT v. JURY TRIAL DEMANDED NIKOLA CORPORATION, TREVOR R. MILTON, MARK A. RUSSELL, and KIM J. BRADY, Defendants. Case 2:20-cv-04354-GRB-SIL Document 1 Filed 09/16/20 Page 2 of 29 PageID #: 2 Plaintiff Arab Salem (“Plaintiff”), individually and on behalf of all other persons similarly situated, by Plaintiff’s undersigned attorneys, for Plaintiff’s complaint against Defendants, alleges the following based upon personal knowledge as to Plaintiff and Plaintiff’s own acts, and information and belief as to all other matters, based upon, inter alia, the investigation conducted by and through Plaintiff’s attorneys, which included, among other things, a review of the Defendants’ public documents, conference calls and announcements made by Defendants, United States (“U.S.”) Securities and Exchange Commission (“SEC”) filings, wire and press releases published by and regarding Nikola Corporation (“Nikola” or the “Company”), analysts’ reports and advisories about the Company, and information readily obtainable on the Internet. Plaintiff believes that substantial evidentiary support will exist for the allegations set forth herein after a reasonable opportunity for discovery. NATURE OF THE ACTION 1. This is a federal securities class action on behalf of a class consisting of all persons other than Defendants who purchased or otherwise acquired Nikola securities between June 4, 2020 and September 9, 2020, both dates inclusive (the “Class Period”), seeking to recover damages caused by Defendants’ violations of the federal securities laws and to pursue remedies under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 promulgated thereunder, against the Company and certain of its top officials.
    [Show full text]
  • Nikola Corp Form S-1 Filed 2021-06-21
    SECURITIES AND EXCHANGE COMMISSION FORM S-1 General form of registration statement for all companies including face-amount certificate companies Filing Date: 2021-06-21 SEC Accession No. 0001193125-21-195044 (HTML Version on secdatabase.com) FILER Nikola Corp Mailing Address Business Address 4141 E BROADWAY ROAD 4141 E BROADWAY ROAD CIK:1731289| IRS No.: 824151153 | State of Incorp.:DE | Fiscal Year End: 1231 PHOENIX AZ 85040 PHOENIX AZ 85040 Type: S-1 | Act: 33 | File No.: 333-257229 | Film No.: 211030571 (480) 666-1038 SIC: 3711 Motor vehicles & passenger car bodies Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents As filed with the Securities and Exchange Commission on June 21, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Nikola Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 3711 82-4151153 (State or Other Jurisdiction of (Primary Standard Industrial (I.R.S. Employer Incorporation or Organization) Classification Code No.) Identification No.) 4141 E Broadway Road Phoenix, AZ 85040 (480) 666-1038 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices) Britton M. Worthen, Esq. Chief Legal Officer Nikola Corporation 4141 E Broadway Road Phoenix, AZ 85040 (480) 666-1038 (Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service) Copies to: Stanley F. Pierson, Esq. Gabriella A. Lombardi, Esq. Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street Palo Alto, CA 94304 Tel: (650) 233-4500 Fax: (650) 233-4545 Approximate date of commencement of proposed sale to the public: From time to time after this registration statement becomes effective, as determined by the Selling Stockholder.
    [Show full text]
  • The Movement of Li-Ion Batteries Through the Norwegian Transport Sector
    TØI report 1756/2020 Erik Figenbaum Rebecca Jayne Thorne Astrid Helene Amundsen Daniel Ruben Pinchasik Lasse Fridstrøm From Market Penetration to Vehicle Scrappage The Movement of Li-Ion Batteries through the Norwegian Transport Sector TØI-rapport 1756/2020 From Market Penetration to Vehicle Scrappage The Movement of Li-Ion Batteries through the Norwegian Transport Sector Erik Figenbaum Rebecca J. Thorne Astrid H. Amundsen Daniel R. Pinchasik Lasse Fridstrøm Forsidebilde: Shutterstock Transportøkonomisk institutt (TØI) har opphavsrett til hele rapporten og dens enkelte deler. Innholdet kan brukes som underlagsmateriale. Når rapporten siteres eller omtales, skal TØI oppgis som kilde med navn og rapportnummer. Rapporten kan ikke endres. Ved eventuell annen bruk må forhåndssamtykke fra TØI innhentes. For øvrig gjelder åndsverklovens bestemmelser. ISSN 2535-5104 Elektronisk ISBN 978-82-480-1294-8 Elektronisk Oslo, May 2020 Tittel: Fra markedsopptak til vraking. Li-Ion batteriers vei Title: From Market Penetration to Vehicle gjennom vegtransportsektoren Scrappage. The Movement of Li-Ion Batteries through the Norwegian Transport Sector Forfattere: Erik Figenbaum Authors: Erik Figenbaum Rebecca J. Thorne Rebecca J. Thorne Astrid H. Amundsen Astrid H. Amundsen Daniel R. Pinchasik Daniel R. Pinchasik Lasse Fridstrøm Lasse Fridstrøm Dato: 05.2020 Date: 05.2020 TØI-rapport: 1756/2020 TØI Report: 1756/2020 Sider: 178 Pages: 178 ISSN elektronisk: 2535-5104 ISSN: 2535-5104 ISBN elektronisk: 978-82-480-1294-8 ISBN Electronic: 978-82-480-1294-8 Finansieringskilde:
    [Show full text]
  • 2019-2020-Annual-Report
    ANNUALANNUAL REPORTREPORT 2019–2020 ANNUAL TABLE ANNUAL OF REPORT REPORT CONTENTS LETTERS FROM THE PRESIDENT & CEO 4 AND CHAIR OF THE BOARD ABOUT ANSI AND ITS AFFILIATES 6 2020 – 2019 2019–2020 SUMMARY OF KEY ACTIVITIES: ANSI HIGHLIGHTS 8 ANAB HIGHLIGHTS 32 WORKCRED HIGHLIGHTS 40 ANSI BY THE NUMBERS AND FINANCIAL 46 INFORMATION ANSI MEMBERSHIP ROSTER 50 ANSI EXECUTIVE LEADERSHIP 62 ANSI 2019–2020 Annual Report 3 A Letter from the ANSI President and CEO A Letter from the ANSI Chair of the Board “Individually, we are one drop. Together, we are an ocean.” Standardization is perhaps more essential today than at any time in our nation’s history. Standards and conformance are essential to public health and safety. As I see it, this powerful quote from author Ryūnosuke Satoro evokes the They form the backbone of a sound economy—enhancing the competitiveness of strength of collective action that embodies the U.S. standardization community. U.S. industry and stimulating global trade. For more than 100 years, our system has harnessed shared knowledge, diversity of perspectives, and collaboration for the greater good. The challenges of the COVID-19 pandemic have underscored what I’ve always known to be true: The U.S. standardization community is adaptable, flexible, nimble, and strong—always looking In the face of challenge and adversity, the standardization community has always charted a course to a better ahead, never back. It is this forward-looking posture, the belief that better solutions come about by collective tomorrow, and these extraordinary times are no different. ANSI’s COVID-19 resources page gives evidence of action, that contributes to the betterment of our lives, as individuals and as a nation.
    [Show full text]
  • Decarbonising Road Freight: GETTING INTO GEAR
    Decarbonising Road Freight: GETTING INTO GEAR Industry Perspectives www.shell.com/DecarbonisingRoadFreight #MakeTheFuture IN COLLABORATION WITH 1 DECARBONISING ROAD FREIGHT: GETTING INTO GEAR CONTENTS 3 Foreword 51 A New Paradigm: Solutions for Decarbonising 5 Executive Summary 52 Signals of Change 16 Where We Are Today 55 Inflection Point – Moving Beyond 17 The Drive to Decarbonise Planning and Design 18 GHG Emissions in Road Freight 57 Applying a Duty Cycle Perspective 25 The Deadlock: Barriers to 59 Solutions Decarbonisation 61 Make impact now 26 Decarbonisation Readiness Factors: Summary 65 Create a snowball effect 29 1. Market and Customer Demand 69 Build conditions for success 31 2. Regulatory Incentives 75 Scale 33 3. Technology Alignment 77 The Roadmap: Accelerating Decarbonisation 40 4. Clarity on Roles and Decision Making 78 Motivation and Immediate Focus 42 5. Ease of Asset Replacement 81 Technology Timelines 46 6. Ease of Infrastructure Replacement 83 Let’s Get Moving 49 Stakeholder views on Decarbonisation 86 Regional differences Barriers 87 India 90 China 93 United States 96 Europe 99 Acknowledgements and Sources 2 DECARBONISING ROAD FREIGHT: GETTING INTO GEAR FOREWORD The world today is going through a period of intense change. There are tremendous challenges from the immediate shock of the pandemic to the longer-term effects of climate change. But if there is uncertainty, 2020 also showed what the world can achieve when it works together: the hope that vaccines can provide. And across the world, businesses and governments are setting goals in line with the Paris agreement on climate change. Almost 1,400 businesses, more than 450 Trucks move almost everything that modern cities and more than 120 countries1 are part society depends on in daily life.
    [Show full text]
  • Influence of Powertrain Topology and Electric Machine Design On
    energies Article Influence of Powertrain Topology and Electric Machine Design on Efficiency of Battery Electric Trucks—A Simulative Case-Study Sebastian Wolff * , Svenja Kalt , Manuel Bstieler and Markus Lienkamp Institute of Automotive Technology, Technical University of Munich, 85748 Garching b. München, Germany; [email protected] (S.K.); [email protected] (M.B.); [email protected] (M.L.) * Correspondence: [email protected] Abstract: The advancement of electric mobility as a measure to comply with international climate targets and sustain renewable resources in the future has led to an electrification of the mobility sector in recent years. This trend has not been spared in the logistics and commercial vehicle sector. Emerging electric powertrain concepts for long-haul vehicles have since been developed and adapted to different use cases and axle concepts. In this paper, the authors show the influence of the powertrain topology and the associated design of the electric machine on the efficiency and energy consumption of commercial vehicles. For this, existing series or prototype long-haul axle topologies are analyzed regarding their efficiency and operating points within four driving cycles. Additionally, a sensitivity analysis on the influence of the total gearbox ratio tests the assumed designs. We find that single-machine topologies offer efficiency advantages over multiple-machine topologies. However, this study highlights a joint consideration of application-specific machine design and topology to realize the full technological potential. Keywords: battery electric; heavy-duty trucks; electric machines; powertrain design; topology; efficiency Citation: Wolff, S.; Kalt, S.; Bstieler, M.; Lienkamp, M. Influence of Powertrain Topology and Electric 1.
    [Show full text]