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The Rise and Fall of Communism

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The Rise and Fall of Communism The Rise and Fall of Communism archie brown To Susan and Alex, Douglas and Tamara and to my grandchildren Isobel and Martha, Nikolas and Alina Contents Maps vii A Note on Names viii Glossary and Abbreviations x Introduction 1 part one: Origins and Development 1. The Idea of Communism 9 2. Communism and Socialism – the Early Years 26 3. The Russian Revolutions and Civil War 40 4. ‘Building Socialism’: Russia and the Soviet Union, 1917–40 56 5. International Communism between the Two World Wars 78 6. What Do We Mean by a Communist System? 101 part two: Communism Ascendant 7. The Appeals of Communism 117 8. Communism and the Second World War 135 9. The Communist Takeovers in Europe – Indigenous Paths 148 10. The Communist Takeovers in Europe – Soviet Impositions 161 11. The Communists Take Power in China 179 12. Post-War Stalinism and the Break with Yugoslavia 194 part three: Surviving without Stalin 13. Khrushchev and the Twentieth Party Congress 227 14. Zig-zags on the Road to ‘communism’ 244 15. Revisionism and Revolution in Eastern Europe 267 16. Cuba: A Caribbean Communist State 293 17. China: From the ‘Hundred Flowers’ to ‘Cultural Revolution’ 313 18. Communism in Asia and Africa 332 19. The ‘Prague Spring’ 368 20. ‘The Era of Stagnation’: The Soviet Union under Brezhnev 398 part four: Pluralizing Pressures 21. The Challenge from Poland: John Paul II, Lech Wałesa, and the Rise of Solidarity 421 22. Reform in China: Deng Xiaoping and After 438 23. The Challenge of the West 459 part five: Interpreting the Fall of Communism 24. Gorbachev, Perestroika, and the Attempt to Reform Communism, 1985–87 481 25. The Dismantling of Soviet Communism, 1988–89 503 26. The End of Communism in Europe 522 27. The Break-up of the Soviet State 549 28. Why Did Communism Last so Long? 574 29. What Caused the Collapse of Communism? 587 30. What’s Left of Communism? 603 Acknowledgements 619 Notes and Sources 623 Index 690 About the Author Other Books by Archie Brown Credits Cover Copyright About the Publisher Maps A Note on Names There is no completely consistent way of rendering people’s names in a book such as this. In languages with a different alphabet from that used in English, there is more than one transliteration system – for example, from Russian and from Chinese. In the Russian case, I have used a simplified version of the standard British system, adopted also by a number of North American jour- nals. That means, for example, Trotsky, rather than Trotskiy (or the Library of Congress variant, which would be Trotskii). I have also favoured familiarity in the use of names. Thus, Trotsky’s first name in Russia was Lev, but he is better known in the outside world as Leon, and that is the form I adopt. I do not use the Russian soft sign in the text. What in strict transliteration would be Zinov’ev I render, as is more usual in English, Zinoviev. But when citing books or articles (and their authors) in Russian in the endnotes, as distinct from the main body of the book, I do aim to transliterate precisely. When a Russian author has published a book or article in English, I use the spelling of his or her name adopted by that author. In the case of Chinese names, I have generally used the pinyin system, adopted by most China scholars now – to take the obvious example, Mao Zedong rather than Mao Tse-tung. But here again I have made conces- sions to familiarity. Since Chiang Kai-shek was dead long before the old Wade-Giles system was abandoned by China specialists, his name appears in that familiar form. For similar reasons I have used Kuomintang, rather than Guomindang. (The former and older rendering of the name of the movement established by Sun Yat-sen in 1919 is still used in Taiwan.) Names which are written in the English alphabet, but with the addition of diacritical marks, such as, for example, the Slovak Alexander Dubcˇek, or the Hungarian János Kádár, are used in precisely that way in the book. There are, however, people who have become better known in the anglicized version of their names – especially monarchs such as Tsar Nicholas II of Russia or King Paul of Yugoslavia – and those are the forms I have used. Similarly, there are some Russians with the first name Aleksandr, such as Solzhenitsyn and Yakovlev, whose first name is usually rendered in English as Alexander, and ix the rise and fall of communism for the sake of familiarity I have followed that practice. Stalin’s first name is the equivalent of the English-language Joseph. Again, there is no one correct use. Stalin was a Georgian, and a strict transliteration of his name from Georgian would be Ioseb. In Russian it became Iosif. In English it is sometimes rendered as Josif, and that is the form I prefer – making clear that it is the equivalent of Joseph, but not anglicizing it so completely. The naming of places can be no less problematical than what to call people. The capital city of Ukraine is correctly transliterated from Ukrainian as Kyiv, but in Russia it is called Kiev, and long ago that was the way in which it entered the English language. I have not changed that familiar usage. To those who object, I would point out that Russians are quite relaxed about the fact that we call their capital city Moscow, not Moskva (which it is in Russian). Similarly, we call the Czech capital Prague, rather than Praha which it is in the Czech Republic. And the English, who have been at odds with the French over many matters and many centuries, do not hold it against their near neighbours that they call the English (and British) capital Londres. During most of the Soviet period the pre-revolutionary Russian capital of St Petersburg, renamed Petrograd from 1914 to 1924, was called Leningrad, and it is now St Petersburg (though not the capital) once again. I usually refer to it by its name at the time in question. A bigger issue is raised by my use of ‘Eastern Europe’. Some of the countries which were designated as being in Eastern Europe – a term in common use, especially after they became Communist states – were located in central Europe. Thus, Eastern Europe, as distinct from eastern Europe, is more of a political than a geographical designation. That is why I use a capital letter in ‘Eastern’. Given that this was a political description, the term became ambiguous and misleading from the moment Communist regimes collapsed in Europe. Its meaning was, however, clear enough under Communism, and it is with that period I am concerned in this volume. The Communist era comes up to the present day in several countries, but none of them are located in Europe. Communist parties in Eastern Europe had different names at different times, such as the Polish United Workers’ Party (PUWP). While sometimes using their official designation, I also use the generic term of Communist party when writing about them, employing a lower-case ‘p’ when that was not the official title. The capital ‘C’ is used for Communist states and parties. Lower-case ‘communism’ refers to the stateless society of the future which was supposedly to be the ultimate stage of social development. Sources cited are listed in the endnotes. The first name as well as surname of an author is given on his or her first mention in the notes to each chapter. Other bibliographical details of a book, article, or archival document are also provided in full on their first mention in the chapter endnotes and abbreviated in the remainder of that chapter. Glossary and Abbreviations Agitprop – Agitation and Propaganda ANC – African National Congress apparat – apparatus, bureaucracy apparatchik – bureaucrat, full-time official (especially of Communist Party) BBC – British Broadcasting Corporation BCP – Bulgarian Communist Party blat – pull, influence through reciprocal favours (Russia) BSP – Bulgarian Socialist Party Bund – Jewish socialist organization CC – Central Committee CCP – Chinese Communist Party Cheka – All-Russian Extraordinary Commission for Combating Counter-Revolution and Sabotage (December 1917–22) CIA – Central Intelligence Agency (USA) Cominform – Communist Information Bureau (1947–56) Comintern – Communist International (1919–43) CPGB – Communist Party of Great Britain CPI – Communist Party of India CPI (M) – Communist Party of India (Marxist) CPR – Chinese People’s Republic CPRF – Communist Party of the Russian Federation CPSA – Communist Party of South Africa CPSU – Communist Party of Soviet Union CPUSA – Communist Party of the USA CPV – Communist Party of Vietnam CPY – Communist Party of Yugoslavia (to 1952) CSCE – Conference on Security and Co-operation in Europe CWIHB – Cold War International History Bulletin DPA – Democratic Party of Albania xi the rise and fall of communism DRV – Democratic Republic of Vietnam FNLA – National Front for the Liberation of Angola FRG – Federal Republic of Germany GDP – Gross Domestic Product GDR – German Democratic Republic glasnost – openness, transparency Glavlit – state censorship (USSR) Gosplan – State Planning Committee (USSR) guanxi – connections, networking, reciprocal exchange of favours (China) ID – International Department (CC of CPSU) ILO – International Labour Organization IMEMO – Institute of World Economy and International Relations (Moscow) INF – Intermediate-range Nuclear Forces Iskra – The Spark (newspaper and organization founded by Lenin) JCP – Japanese Communist Party KAN – Club of Non-Party Activists (Czechoslovakia, 1968) KGB – Committee of State Security (USSR) Komsomol – Young Communist League (USSR) KOR – Workers’ Defence Committee (Poland) KPD – Communist Party of Germany
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