Case in Nominalisations
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Case in Nominalisations Justin Colley A thesis presented for the degree of Master of Arts (Research) School of Humanities and Languages Faculty of Arts and Social Sciences August 2015 PLEASE TYPE THE UNIVERSITY OF NEW SOUTH WALES Thesis/Dissertation Sheet Surname or Family name: Colley First name: Justin Other name/s: Mark Abbreviation for degree as given in the University calendar: MRes School: Humanities and Languages Faculty: Arts and Social Sciences Title: Case in nominalisations Abstract 350 words maximum: (PLEASE TYPE) This thesis investigates the case-marking properties of Argument Structure (AS)-nominals. A number of researchers have argued that AS-nominals contain a verbal constituent, including the projection (vP/VoiceP) responsible for the introduction of the external argument (Alexiadou, Iordăchioaia, Cano, Martin, & Schäfer, 2013; Borer, 2013; van Hout & Roeper, 1998). v/Voice is standardly taken to assign accusative Case. The absence of accusative case in AS- nominals, together with the presence of v/Voice therefore poses a significant puzzle. I argue that a configurational theory of case (Baker, 2015; Marantz, 2000a; McFadden, 2004) explains the case- marking properties of AS-nominals, when paired with a dynamic theory of phases (Bobaljik & Wurmbrand, 2013; Bošković, 2014). Movement of the verb into the nominal domain triggers phase extension (den Dikken, 2007); the derived phase is nominal by nature, resulting in the loss of accusative case and the assignment of genitive case (unmarked case in the nominal domain). Because gerunds and related constructions do not involve movement of the verb into the nominal domain, phase extension does not occur, and accusative case emerges. The phenomenon of case concord shows that DPs must receive case before they are spelled out. I show that, for independent syntactic reasons, a dynamic theory of phases predicts that DPs are spelled out in the same order that they are assigned case according to Marantz's (2000a) disjunctive case hierarchy. This ordering of DP Spell-Out explains a puzzling pattern of case concord in Finnish AS-nominals. I extend this system to derive the distinctive case-stacking behaviour of lexical/oblique nominals as compared to structurally case-marked nominals. Declaration relating to disposition of project thesis/dissertation I hereby grant to the University of New South Wales or its agents the right to archive and to make available my thesis or dissertation in whole or in part in the University libraries in all forms of media, now or here after known, subject to the provisions of the Copyright Act 1968. I retain all property rights, such as patent rights. I also retain the right to use in future works (such as articles or books) all or part of this thesis or dissertation. I also authorise University Microfilms to use the 350 word abstract of my thesis in Dissertation Abstracts International (this is applicable to doctoral theses only). …………………………………………………………… ……………………………………..……………… ……….……………………...…….… Signature Witness Date The University recognises that there may be exceptional circumstances requiring restrictions on copying or conditions on use. Requests for restriction for a period of up to 2 years must be made in writing. Requests for a longer period of restriction may be considered in exceptional circumstances and require the approval of the Dean of Graduate Research. FOR OFFICE USE ONLY Date of completion of requirements for Award: THIS SHEET IS TO BE GLUED TO THE INSIDE FRONT COVER OF THE THESIS Originality Statement ‘I hereby declare that this submission is my own work and to the best of my knowl- edge it contains no materials previously published or written by another person, or substantial proportions of material which have been accepted for the award of any other degree or diploma at UNSW or any other educational institution, except where due acknowledgement is made in the thesis. Any contribution made to the research by others, with whom I have worked at UNSW or elsewhere, is explicitly acknowledged in the thesis. I also declare that the intellectual content of this thesis is the product of my own work, except to the extent that assistance from others in the project’s design and conception in style, presentation and linguistic expression is acknowledged.’ Signed . Date......................................... ii COPYRIGHT STATEMENT ‘I hereby grant the University of New South Wales or its agents the right to archive and to make available my thesis or dissertation in whole or part in the University libraries in all forms of media, now or here after known, subject to the provisions of the Copyright Act 1968. I retain all proprietary rights, such as patent rights. I also retain the right to use in future works (such as articles or books) all or part of this thesis or dissertation. I also authorise University Microfilms to use the 350 word abstract of my thesis in Dissertation Abstract International (this is applicable to doctoral theses only). I have either used no substantial portions of copyright material in my thesis or I have obtained permission to use copyright material; where permission has not been granted I have applied/will apply for a partial restriction of the digital copy of my thesis or dissertation.' Signed ……………………………………………........................... Date ……………………………………………........................... AUTHENTICITY STATEMENT ‘I certify that the Library deposit digital copy is a direct equivalent of the final officially approved version of my thesis. No emendation of content has occurred and if there are any minor variations in formatting, they are the result of the conversion to digital format.’ Signed ……………………………………………........................... Date ……………………………………………........................... Acknowledgements Many thanks to my supervisors, Mengistu Amberber and Debra Aarons, for all their help over the years. Their support, encouragement, and depth of knowledge have been absolutely crucial. My time with them has been intellectually stimulating and, above all, great fun. I wouldn’t even be studying linguistics if it wasn’t for Peter Slezak, who got me excited about the project of cognitive science in the first place. From the beginning, he was generous, welcoming, and treated me like an intellectual equal. Thanks also to the members of the UNSW Cognitive Science Discussion Group. Thanks to Jake Farrell, for endless hours of discussion about linguistics, listening pa- tiently to my half-baked ideas, and giving useful feedback. He is also a highly recom- mended formatter of syntactic trees. My brother Brendan provided both helpful proofreading and an unending supply of coffee and sandwiches, without which I’d never have finished this thesis. And finally, to my mum and dad, who have been there for me in far toomanyways to list: I am forever grateful for your selfless love and support. iv Contents Acknowledgements v List of Tables ix Abbreviations xi 1 Introduction 1 2 Background 5 2.1 Introduction . 5 2.2 Grimshaw’s typology . 5 2.3 Mixed categorial behaviour . 7 2.4 Early generative approaches . 9 2.4.1 Lees . 9 2.4.2 Remarks on nominalization . 10 2.5 Lexicalist approaches . 14 2.6 Syntactic approaches . 18 2.6.1 Approaches without a verbal constituent . 18 2.6.2 Approaches with a verbal constituent . 22 2.7 Conclusion . 26 3 The external argument and Burzio’s generalisation 27 3.1 Introduction . 27 3.2 An external argument in AS-nominals . 27 3.3 Burzio’s Generalisation . 30 3.4 First option: there is no VoiceP in AS-nominals . 33 3.5 Second option: there really is accusative Case in AS-nominals . 37 3.6 Conclusion . 39 4 A configurational case approach 41 4.1 Introduction . 41 4.2 A disjunctive case hierarchy . 42 4.3 The domain of configurational case . 45 4.4 Burzio’s Generalisation, revisited . 47 4.5 Configurational case in the syntax . 48 4.6 Dynamic Phases . 51 4.6.1 Architecture . 51 4.6.2 Phase theory . 52 v 4.6.3 Dynamic phasehood . 54 4.7 Phase extension . 57 4.8 Phase extension in AS-nominals . 61 4.9 Prepositions as case markers . 64 4.10 Conclusion . 66 5 The timing of Spell-Out 69 5.1 Introduction . 69 5.2 Proposals for early DP Spell-Out . 69 5.2.1 LCA . 70 5.2.2 CED effects . 71 5.2.3 The labelling algorithm . 72 5.3 Case concord . 73 5.3.1 Lexical/oblique case . 75 5.3.2 Structural cases . 76 5.3.3 Finnish AS-nominals . 77 5.4 The timing of Spell-Out . 78 5.4.1 Lexical/oblique vs. structural case in AS-nominals . 78 5.4.2 Case stacking . 81 5.5 Conclusion . 83 6 Conclusion 85 vi List of Tables 1 Two types of nominalisations ......................... 6 vii Abbreviations abs absolutive acc accusative caus causative dat dative erg ergative fut future gen genitive impf imperfective inf infinitive nom nominative obl oblique om object marker pass passive pf perfective pl plural prt particle viii Chapter 1 Introduction This thesis investigates the case-marking properties of a particular kind of nominalisa- tion, often referred to as an Argument Structure nominal (AS-nominal). (1) a. Mary’s kicking of the ball. b. Mary kicked the ball. At first glance, the AS-nominal in (1a) seems to share a great deal in common withthe sentence in (1b). Most prominently, they seem to have the same argument structure. In both examples, Mary is interpreted as the agent of a kicking event, and the ball is interpreted as the theme of this event. Moreover, it is a plausible hypothesis that the eventive nature of both (1a) and (1b) is mediated by the presence of a verb, kick. On the other hand, AS-nominals also appear to share a great deal in common with non- AS-nominals, which don’t have these eventive/argument-structural properties. (2) a. Maria’s (beautiful) reading of Pride and Prejudice. b. Maria’s (beautiful) copy of Pride and Prejudice.