Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 1 of 102 Bridges Investment ALLERGAN PLC
Security: G0177J108 Agenda Number: 934955696 Ticker: AGN Meeting Type: Annual ISIN: IE00BY9D5467 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For
1b. Election of Director: Joseph H. Boccuzi Mgmt For For
1c. Election of Director: Christopher W. Bodine Mgmt For For
1d. Election of Director: Adriane M. Brown Mgmt For For
1e. Election of Director: Christopher J. Coughlin Mgmt For For
1f. Election of Director: Carol Anthony (John) Mgmt For For Davidson
1g. Election of Director: Thomas C. Freyman Mgmt For For
1h. Election of Director: Michael E. Greenberg, Mgmt For For PhD
1i. Election of Director: Robert J. Hugin Mgmt For For
1j. Election of Director: Peter J. McDonnell, M.D. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 2 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Brenton L. Saunders Mgmt For For
2. To approve, in a non-binding vote, Named Mgmt For For Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration.
4. To renew the authority of the directors of the Mgmt For For Company (the "Directors") to issue shares.
5a. To renew the authority of the Directors to Mgmt For For issue shares for cash without first offering shares to existing shareholders.
5b. To authorize the Directors to allot new shares Mgmt For For up to an additional 5% for cash in connection with an acquisition or other capital investment.
6. To consider a shareholder proposal requiring Shr Against For an independent Board Chairman (immediate change), if properly presented at the meeting.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 15000 15000 0 23-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 3 of 102 Bridges Investment ALPHABET INC.
Security: 02079K305 Agenda Number: 935018956 Ticker: GOOGL Meeting Type: Annual ISIN: US02079K3059 Meeting Date: 19-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Larry Page Mgmt For For
2 Sergey Brin Mgmt For For
3 John L. Hennessy Mgmt For For
4 L. John Doerr Mgmt For For
5 Roger W. Ferguson, Jr. Mgmt For For
6 Ann Mather Mgmt For For
7 Alan R. Mulally Mgmt For For
8 Sundar Pichai Mgmt For For
9 K. Ram Shriram Mgmt For For
10 Robin L. Washington Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 4 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019.
3. The amendment and restatement of Mgmt For For Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock.
4. A stockholder proposal regarding equal Shr Against For shareholder voting, if properly presented at the meeting.
5. A stockholder proposal regarding inequitable Shr Against For employment practices, if properly presented at the meeting.
6. A stockholder proposal regarding the Shr Against For establishment of a societal risk oversight committee, if properly presented at the meeting.
7. A stockholder proposal regarding a report on Shr Against For sexual harassment risk management, if properly presented at the meeting.
8. A stockholder proposal regarding majority Shr Against For vote for the election of directors, if properly presented at the meeting.
9. A stockholder proposal regarding a report on Shr Against For gender pay, if properly presented at the meeting.
10. A stockholder proposal regarding strategic Shr Against For alternatives, if properly presented at the meeting. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 5 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
11. A stockholder proposal regarding the Shr Against For nomination of an employee representative director, if properly presented at the meeting.
12. A stockholder proposal regarding simple Shr Against For majority vote, if properly presented at the meeting.
13. A stockholder proposal regarding a Shr Against For sustainability metrics report, if properly presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For Search in China, if properly presented at the meeting.
15. A stockholder proposal regarding a clawback Shr Against For policy, if properly presented at the meeting.
16. A stockholder proposal regarding a report on Shr Against For content governance, if properly presented at the meeting.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 4000 4000 0 03-May-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 6 of 102 Bridges Investment ALTRIA GROUP, INC.
Security: 02209S103 Agenda Number: 934967487 Ticker: MO Meeting Type: Annual ISIN: US02209S1033 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A Election of Director: John T. Casteen III Mgmt For For
1B Election of Director: Dinyar S. Devitre Mgmt For For
1C Election of Director: Thomas F. Farrell II Mgmt For For
1D Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E Election of Director: W. Leo Kiely III Mgmt For For
1F Election of Director: Kathryn B. McQuade Mgmt For For
1G Election of Director: George Muñoz Mgmt For For
1H Election of Director: Mark E. Newman Mgmt For For
1I Election of Director: Nabil Y. Sakkab Mgmt For For
1J Election of Director: Virginia E. Shanks Mgmt For For
1K Election of Director: Howard A. Willard III Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 7 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2 Ratification of the Selection of Independent Mgmt For For Registered Public Accounting Firm
3 Non-Binding Advisory Vote to Approve the Mgmt For For Compensation of Altria's Named Executive Officers
4 Shareholder Proposal - Reducing and Shr Against For Disclosing Nicotine Levels in Cigarette Brands
5 Shareholder Proposal - Disclosure of Shr Against For Lobbying Policies and Practices
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 15000 15000 0 05-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 8 of 102 Bridges Investment AMAZON.COM, INC.
Security: 023135106 Agenda Number: 934985954 Ticker: AMZN Meeting Type: Annual ISIN: US0231351067 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Huttenlocher Mgmt For For
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Rubinstein Mgmt For For
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Stonesifer Mgmt For For
1j. Election of Director: Wendell P. Weeks Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 9 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE Mgmt For For EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING Shr Against For AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING Shr Against For AN INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON CLIMATE CHANGE TOPICS. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 10 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A BOARD IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING Shr Against For CHANGES TO THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING Shr Against For A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 5000 5000 0 12-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 11 of 102 Bridges Investment AMERIPRISE FINANCIAL, INC.
Security: 03076C106 Agenda Number: 934943069 Ticker: AMP Meeting Type: Annual ISIN: US03076C1062 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: James M. Cracchiolo Mgmt For For
1b. Election of Director: Dianne Neal Blixt Mgmt For For
1c. Election of Director: Amy DiGeso Mgmt For For
1d. Election of Director: Lon R. Greenberg Mgmt For For
1e. Election of Director: Jeffrey Noddle Mgmt For For
1f. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1g. Election of Director: W. Edward Walter III Mgmt For For
1h. Election of Director: Christopher J. Williams Mgmt For For
2. To approve the compensation of the named Mgmt For For executive officers by a nonbinding advisory vote.
3. To ratify the Audit Committee's selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 12 of 102
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 10000 10000 0 16-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 13 of 102 Bridges Investment AMGEN INC.
Security: 031162100 Agenda Number: 934979266 Ticker: AMGN Meeting Type: Annual ISIN: US0311621009 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For Henderson
1h. Election of Director: Mr. Charles M. Holley, Jr. Mgmt For For
1i. Election of Director: Dr. Tyler Jacks Mgmt For For
1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 14 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1l. Election of Director: Dr. R. Sanders Williams Mgmt For For
2. Advisory vote to approve our executive Mgmt For For compensation.
3. To ratify the selection of Ernst & Young LLP Mgmt For For as our independent registered public accountants for the fiscal year ending December 31, 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 10000 10000 0 09-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 15 of 102 Bridges Investment APPLE INC.
Security: 037833100 Agenda Number: 934919359 Ticker: AAPL Meeting Type: Annual ISIN: US0378331005 Meeting Date: 01-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For compensation Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 16 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
4. A shareholder proposal entitled "Shareholder Shr Against For Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For Diversity Board Policy"
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 67000 67000 0 10-Jan-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 17 of 102 Bridges Investment AUTODESK, INC.
Security: 052769106 Agenda Number: 935010140 Ticker: ADSK Meeting Type: Annual ISIN: US0527691069 Meeting Date: 12-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 18 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approve, on an advisory (non-binding) Mgmt For For basis,the compensation of Autodesk, Inc.'s named executive officers.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 4000 4000 0 02-May-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 19 of 102 Bridges Investment BERKSHIRE HATHAWAY INC.
Security: 084670702 Agenda Number: 934943362 Ticker: BRKB Meeting Type: Annual ISIN: US0846707026 Meeting Date: 04-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Warren E. Buffett Mgmt For For
2 Charles T. Munger Mgmt For For
3 Gregory E. Abel Mgmt For For
4 Howard G. Buffett Mgmt For For
5 Stephen B. Burke Mgmt For For
6 Susan L. Decker Mgmt For For
7 William H. Gates III Mgmt For For
8 David S. Gottesman Mgmt For For
9 Charlotte Guyman Mgmt For For
10 Ajit Jain Mgmt For For
11 Thomas S. Murphy Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 20 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Ronald L. Olson Mgmt For For
13 Walter Scott, Jr. Mgmt For For
14 Meryl B. Witmer Mgmt For For
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 20000 20000 0 16-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 21 of 102 Bridges Investment BLACKROCK, INC.
Security: 09247X101 Agenda Number: 934975662 Ticker: BLK Meeting Type: Annual ISIN: US09247X1019 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Bader M. Alsaad Mgmt For For
1b. Election of Director: Mathis Cabiallavetta Mgmt For For
1c. Election of Director: Pamela Daley Mgmt For For
1d. Election of Director: William S. Demchak Mgmt For For
1e. Election of Director: Jessica P. Einhorn Mgmt For For
1f. Election of Director: Laurence D. Fink Mgmt For For
1g. Election of Director: William E. Ford Mgmt For For
1h. Election of Director: Fabrizio Freda Mgmt For For
1i. Election of Director: Murry S. Gerber Mgmt For For
1j. Election of Director: Margaret L. Johnson Mgmt For For
1k. Election of Director: Robert S. Kapito Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 22 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Cheryl D. Mills Mgmt For For
1m. Election of Director: Gordon M. Nixon Mgmt For For
1n. Election of Director: Charles H. Robbins Mgmt For For
1o. Election of Director: Ivan G. Seidenberg Mgmt For For
1p. Election of Director: Marco Antonio Slim Mgmt For For Domit
1q. Election of Director: Susan L. Wagner Mgmt For For
1r. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, of Mgmt For For the compensation for named executive officers.
3. Ratification of the appointment of Deloitte LLP Mgmt For For as BlackRock's independent registered public accounting firm for the fiscal year 2019.
4. Shareholder Proposal - Production of an Shr Against For Annual Report on Certain Trade Association and Lobbying Expenditures.
5. Shareholder Proposal - Simple Majority Vote Shr Against For Requirement.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 23 of 102
19-0953 SBCN 9500 9500 0 13-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 24 of 102 Bridges Investment BOOKING HOLDINGS INC.
Security: 09857L108 Agenda Number: 935004957 Ticker: BKNG Meeting Type: Annual ISIN: US09857L1089 Meeting Date: 06-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Timothy M. Armstrong Mgmt For For
2 Jeffery H. Boyd Mgmt For For
3 Glenn D. Fogel Mgmt For For
4 Mirian Graddick-Weir Mgmt For For
5 James M. Guyette Mgmt For For
6 Wei Hopeman Mgmt For For
7 Robert J. Mylod, Jr. Mgmt For For
8 Charles H. Noski Mgmt For For
9 Nancy B. Peretsman Mgmt For For
10 Nicholas J. Read Mgmt For For
11 Thomas E. Rothman Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 25 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Lynn M. Vojvodich Mgmt For For
13 Vanessa A. Wittman Mgmt For For
2. Ratification of Deloitte & Touche LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2019.
3. Advisory Vote to Approve 2018 Executive Mgmt For For Compensation.
4. Stockholder Proposal requesting that the Shr Against For Company amend its proxy access bylaw.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 2700 2700 0 27-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 26 of 102 Bridges Investment CAPITAL ONE FINANCIAL CORPORATION
Security: 14040H105 Agenda Number: 934941596 Ticker: COF Meeting Type: Annual ISIN: US14040H1059 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Leenaars Mgmt For For
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 27 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the selection of Ernst & Young Mgmt For For LLP as independent registered public accounting firm of Capital One for 2019.
3. Advisory approval of Capital One's 2018 Mgmt For For Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan.
5. Stockholder proposal requesting stockholders' Shr Against For right to act by written consent, if properly presented at the meeting.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 21-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 28 of 102 Bridges Investment CELGENE CORPORATION
Security: 151020104 Agenda Number: 934939642 Ticker: CELG Meeting Type: Special ISIN: US1510201049 Meeting Date: 12-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. Adoption of the Agreement and Plan of Mgmt For For Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly- owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger).
2. Approval of the adjournment from time to time Mgmt For For of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof.
3. Approval, on an advisory (non-binding) basis, Mgmt For For of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 44000 44000 0 09-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 29 of 102 Bridges Investment CHEVRON CORPORATION
Security: 166764100 Agenda Number: 934993088 Ticker: CVX Meeting Type: Annual ISIN: US1667641005 Meeting Date: 29-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt For For
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 30 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of Appointment of PwC as Mgmt For For Independent Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation
4. Report on Human Right to Water Shr Against For
5. Report on Reducing Carbon Footprint Shr Against For
6. Create a Board Committee on Climate Shr Against For Change
7. Adopt Policy for an Independent Chairman Shr Against For
8. Set Special Meeting Threshold at 10% Shr Against For
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 22000 22000 0 16-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 31 of 102 Bridges Investment CIGNA CORPORATION
Security: 125523100 Agenda Number: 934945900 Ticker: CI Meeting Type: Annual ISIN: US1255231003 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: David M. Cordani Mgmt For For
1b. Election of Director: William J. DeLaney Mgmt For For
1c. Election of Director: Eric J. Foss Mgmt For For
1d. Election of Director: Elder Granger, MD, MG, Mgmt For For USA
1e. Election of Director: Isaiah Harris, Jr. Mgmt For For
1f. Election of Director: Roman Martinez IV Mgmt For For
1g. Election of Director: Kathleen M. Mazzarella Mgmt For For
1h. Election of Director: Mark B. McClellan, MD, Mgmt For For PhD
1i. Election of Director: John M. Partridge Mgmt For For
1j. Election of Director: William L. Roper, MD, Mgmt For For MPH Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 32 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Eric C. Wiseman Mgmt For For
1l. Election of Director: Donna F. Zarcone Mgmt For For
1m. Election of Director: William D. Zollars Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For compensation.
3. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2019.
4. Shareholder proposal - Increase shareholder Shr Against For rights to include action by written consent.
5. Shareholder proposal - Cyber risk report Shr Against For
6. Shareholder proposal - Gender pay gap Shr Against For report
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 6085 6085 0 16-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 33 of 102 Bridges Investment COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Security: 192446102 Agenda Number: 934997214 Ticker: CTSH Meeting Type: Annual ISIN: US1924461023 Meeting Date: 04-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of director to serve until the 2020 Mgmt For For annual meeting: Zein Abdalla
1b. Election of director to serve until the 2020 Mgmt For For annual meeting: Maureen Breakiron-Evans
1c. Election of director to serve until the 2020 Mgmt For For annual meeting: Jonathan Chadwick
1d. Election of director to serve until the 2020 Mgmt For For annual meeting: John M. Dineen
1e. Election of director to serve until the 2020 Mgmt For For annual meeting: Francisco D'Souza
1f. Election of director to serve until the 2020 Mgmt For For annual meeting: John N. Fox, Jr.
1g. Election of director to serve until the 2020 Mgmt For For annual meeting: Brian Humphries
1h. Election of director to serve until the 2020 Mgmt For For annual meeting: John E. Klein
1i. Election of director to serve until the 2020 Mgmt For For annual meeting: Leo S. Mackay, Jr.
1j. Election of director to serve until the 2020 Mgmt For For annual meeting: Michael Patsalos-Fox Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 34 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of director to serve until the 2020 Mgmt For For annual meeting: Joseph M. Velli
2. Approve, on an advisory (non-binding) basis, Mgmt For For the compensation of the company's named executive officers.
3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2019.
4. Shareholder proposal requesting that the Shr Against For company provide a report disclosing its political spending and related company policies.
5. Shareholder proposal requesting that the Shr Against For board of directors adopt a policy and amend the company's governing documents to require that the chairman of the board be an independent director.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 10000 10000 0 19-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 35 of 102 Bridges Investment COMCAST CORPORATION
Security: 20030N101 Agenda Number: 935008284 Ticker: CMCSA Meeting Type: Annual ISIN: US20030N1019 Meeting Date: 05-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Kenneth J. Bacon Mgmt For For
2 Madeline S. Bell Mgmt For For
3 Sheldon M. Bonovitz Mgmt For For
4 Edward D. Breen Mgmt For For
5 Gerald L. Hassell Mgmt For For
6 Jeffrey A. Honickman Mgmt For For
7 Maritza G. Montiel Mgmt For For
8 Asuka Nakahara Mgmt For For
9 David C. Novak Mgmt For For
10 Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For independent auditors Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 36 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approval of Comcast Corporation 2019 Mgmt For For Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr Against For
6. To provide a lobbying report Shr Against For
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 60000 60000 0 27-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 37 of 102 Bridges Investment CONTINENTAL RESOURCES, INC.
Security: 212015101 Agenda Number: 934966790 Ticker: CLR Meeting Type: Annual ISIN: US2120151012 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Harold G. Hamm Mgmt For For
2 John T. McNabb, II Mgmt For For
2. Ratification of selection of Grant Thornton Mgmt For For LLP as independent registered public accounting firm.
3. Approve, by a non-binding vote, the Mgmt For For compensation of the named executive officers.
4. Publish long-term assessment of impact of Shr Against For measures to limit global temperature rise to two degrees Celsius.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 47000 47000 0 05-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 38 of 102 Bridges Investment DELTA AIR LINES, INC.
Security: 247361702 Agenda Number: 935025266 Ticker: DAL Meeting Type: Annual ISIN: US2473617023 Meeting Date: 20-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Christopher A. Hazleton Mgmt For For
1h. Election of Director: Michael P. Huerta Mgmt For For
1i. Election of Director: Jeanne P. Jackson Mgmt For For
1j. Election of Director: George N. Mattson Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 39 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For compensation of Delta's named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Delta's independent auditors for the year ending December 31, 2019.
4. A stockholder proposal related to the right to Shr Against For act by written consent.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 11-May-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 40 of 102 Bridges Investment EATON CORPORATION PLC
Security: G29183103 Agenda Number: 934942079 Ticker: ETN Meeting Type: Annual ISIN: IE00B8KQN827 Meeting Date: 24-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Michael J. Critelli Mgmt For For
1e. Election of Director: Richard H. Fearon Mgmt For For
1f. Election of Director: Arthur E. Johnson Mgmt For For
1g. Election of Director: Olivier Leonetti Mgmt For For
1h. Election of Director: Deborah L. McCoy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Gerald B. Smith Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 41 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For executive compensation.
4. Approving a proposal to grant the Board Mgmt For For authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Company shares.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 20000 20000 0 16-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 42 of 102 Bridges Investment ECOLAB INC.
Security: 278865100 Agenda Number: 934949124 Ticker: ECL Meeting Type: Annual ISIN: US2788651006 Meeting Date: 02-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Shari L. Ballard Mgmt For For
1c. Election of Director: Barbara J. Beck Mgmt For For
1d. Election of Director: Leslie S. Biller Mgmt For For
1e. Election of Director: Jeffrey M. Ettinger Mgmt For For
1f. Election of Director: Arthur J. Higgins Mgmt For For
1g. Election of Director: Michael Larson Mgmt For For
1h. Election of Director: David W. MacLennan Mgmt For For
1i. Election of Director: Tracy B. McKibben Mgmt For For
1j. Election of Director: Lionel L. Nowell, III Mgmt For For
1k. Election of Director: Victoria J. Reich Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 43 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
1m. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019.
3. Advisory vote to approve the compensation of Mgmt For For executives disclosed in the Proxy Statement.
4. Stockholder proposal requesting an Shr Against For independent board chair, if properly presented.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 15000 15000 0 19-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 44 of 102 Bridges Investment EOG RESOURCES, INC.
Security: 26875P101 Agenda Number: 934945683 Ticker: EOG Meeting Type: Annual ISIN: US26875P1012 Meeting Date: 29-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Julie J. Robertson Mgmt For For
1g. Election of Director: Donald F. Textor Mgmt For For
1h. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 45 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve, by non-binding vote, the Mgmt For For compensation of the Company's named executive officers.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 20000 20000 0 21-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 46 of 102 Bridges Investment EXPRESS SCRIPTS HOLDING COMPANY
Security: 30219G108 Agenda Number: 934858309 Ticker: ESRX Meeting Type: Special ISIN: US30219G1085 Meeting Date: 24-Aug-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. A proposal to adopt the Agreement and Plan Mgmt For For of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "Merger Agreement"), by and among Cigna Corporation, Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc.
2. A proposal to approve the adjournment of the Mgmt For For Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement.
3. A proposal to approve, by a non-binding Mgmt For For advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts' named executive officers in connection with the mergers contemplated by the Merger Agreement.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 25000 25000 0 19-Jul-18 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 47 of 102 Bridges Investment FACEBOOK, INC.
Security: 30303M102 Agenda Number: 934995082 Ticker: FB Meeting Type: Annual ISIN: US30303M1027 Meeting Date: 30-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Peggy Alford Mgmt For For
2 Marc L. Andreessen Mgmt For For
3 Kenneth I. Chenault Mgmt For For
4 S. D. Desmond-Hellmann Mgmt For For
5 Sheryl K. Sandberg Mgmt For For
6 Peter A. Thiel Mgmt For For
7 Jeffrey D. Zients Mgmt For For
8 Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 48 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve, on a non-binding advisory basis, Mgmt For For the compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement.
4. To vote, on a non-binding advisory basis, Mgmt 3 Years For whether a non-binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years.
5. A stockholder proposal regarding change in Shr Against For stockholder voting.
6. A stockholder proposal regarding an Shr Against For independent chair.
7. A stockholder proposal regarding majority Shr Against For voting for directors.
8. A stockholder proposal regarding true Shr Against For diversity board policy.
9. A stockholder proposal regarding a content Shr Against For governance report.
10. A stockholder proposal regarding median Shr Against For gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For diversity.
12. A stockholder proposal regarding strategic Shr Against For alternatives.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 49 of 102
19-0953 SBCN 22000 22000 0 16-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 50 of 102 Bridges Investment FEDEX CORPORATION
Security: 31428X106 Agenda Number: 934865594 Ticker: FDX Meeting Type: Annual ISIN: US31428X1063 Meeting Date: 24-Sep-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: John A. Edwardson Mgmt For For
1b. Election of Director: Marvin R. Ellison Mgmt For For
1c. Election of Director: Susan Patricia Griffith Mgmt For For
1d. Election of Director: John C. ("Chris") Inglis Mgmt For For
1e. Election of Director: Kimberly A. Jabal Mgmt For For
1f. Election of Director: Shirley Ann Jackson Mgmt For For
1g. Election of Director: R. Brad Martin Mgmt For For
1h. Election of Director: Joshua Cooper Ramo Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: Frederick W. Smith Mgmt For For
1k. Election of Director: David P. Steiner Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 51 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For officer compensation.
3. Ratification of independent registered public Mgmt For For accounting firm.
4. Stockholder proposal regarding lobbying Shr Against For activity and expenditure report.
5. Stockholder proposal regarding shareholder Shr Against For right to act by written consent.
6. Stockholder proposal regarding shareholder Shr Against For approval of bylaw changes.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 8000 8000 0 16-Aug-18 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 52 of 102 Bridges Investment FISERV, INC.
Security: 337738108 Agenda Number: 934952688 Ticker: FISV Meeting Type: Special ISIN: US3377381088 Meeting Date: 18-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve the issuance of shares of Fiserv, Mgmt For For Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation.
2. To adjourn the special meeting, if necessary Mgmt For For or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 20000 20000 0 20-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 53 of 102 Bridges Investment FISERV, INC.
Security: 337738108 Agenda Number: 934978264 Ticker: FISV Meeting Type: Annual ISIN: US3377381088 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Alison Davis Mgmt For For
2 Harry F. DiSimone Mgmt For For
3 John Y. Kim Mgmt For For
4 Dennis F. Lynch Mgmt For For
5 Denis J. O'Leary Mgmt For For
6 Glenn M. Renwick Mgmt For For
7 Kim M. Robak Mgmt For For
8 JD Sherman Mgmt For For
9 Doyle R. Simons Mgmt For For
10 Jeffery W. Yabuki Mgmt For For
2. To approve the Fiserv, Inc. Amended and Mgmt For For Restated Employee Stock Purchase Plan. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 54 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers of Fiserv, Inc.
4. To ratify the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019.
5. A shareholder proposal requesting the Shr Against For company provide a political contribution report.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 20000 20000 0 10-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 55 of 102 Bridges Investment GILEAD SCIENCES, INC.
Security: 375558103 Agenda Number: 934957056 Ticker: GILD Meeting Type: Annual ISIN: US3755581036 Meeting Date: 08-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, M.D. Mgmt For For
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young LLP Mgmt For For by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 56 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve an amendment to Gilead's Mgmt For For Restated Certificate of Incorporation to allow stockholders to act by written consent.
4. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement.
5. To vote on a stockholder proposal, if properly Shr Against For presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.
6. To vote on a stockholder proposal, if properly Shr Against For presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 17000 17000 0 27-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 57 of 102 Bridges Investment IQVIA HOLDINGS INC.
Security: 46266C105 Agenda Number: 934932939 Ticker: IQV Meeting Type: Annual ISIN: US46266C1053 Meeting Date: 09-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1 DIRECTOR
1 Carol J. Burt Mgmt For For
2 John P. Connaughton Mgmt For For
3 John G. Danhakl Mgmt For For
4 James A. Fasano Mgmt For For
2 The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 8000 8000 0 27-Feb-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 58 of 102 Bridges Investment JOHNSON & JOHNSON
Security: 478160104 Agenda Number: 934938638 Ticker: JNJ Meeting Type: Annual ISIN: US4781601046 Meeting Date: 25-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Mark B. McClellan Mgmt For For
1h. Election of Director: Anne M. Mulcahy Mgmt For For
1i. Election of Director: William D. Perez Mgmt For For
1j. Election of Director: Charles Prince Mgmt For For
1k. Election of Director: A. Eugene Washington Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 59 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation.
3. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019.
4. Shareholder Proposal - Clawback Disclosure Shr Against For
5. Shareholder Proposal - Executive Shr Against For Compensation and Drug Pricing Risks.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 10000 10000 0 14-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 60 of 102 Bridges Investment JPMORGAN CHASE & CO.
Security: 46625H100 Agenda Number: 934979088 Ticker: JPM Meeting Type: Annual ISIN: US46625H1005 Meeting Date: 21-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 61 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory resolution to approve executive Mgmt For For compensation
3. Ratification of independent registered public Mgmt For For accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr Against For
6. Cumulative voting Shr Against For
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 06-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 62 of 102 Bridges Investment LOWE'S COMPANIES, INC.
Security: 548661107 Agenda Number: 934988493 Ticker: LOW Meeting Type: Annual ISIN: US5486611073 Meeting Date: 31-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Raul Alvarez Mgmt For For
2 David H. Batchelder Mgmt For For
3 Angela F. Braly Mgmt For For
4 Sandra B. Cochran Mgmt For For
5 Laurie Z. Douglas Mgmt For For
6 Richard W. Dreiling Mgmt For For
7 Marvin R. Ellison Mgmt For For
8 James H. Morgan Mgmt For For
9 Brian C. Rogers Mgmt For For
10 Bertram L. Scott Mgmt For For
11 Lisa W. Wardell Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 63 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
12 Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For executive officer compensation in fiscal 2018.
3. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 9000 9000 0 19-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 64 of 102 Bridges Investment MARTIN MARIETTA MATERIALS, INC.
Security: 573284106 Agenda Number: 934993115 Ticker: MLM Meeting Type: Annual ISIN: US5732841060 Meeting Date: 09-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1.1 Election of Director: Dorothy M. Ables Mgmt For For
1.2 Election of Director: Sue W. Cole Mgmt For For
1.3 Election of Director: Smith W. Davis Mgmt For For
1.4 Election of Director: John J. Koraleski Mgmt For For
1.5 Election of Director: C. Howard Nye Mgmt For For
1.6 Election of Director: Laree E. Perez Mgmt For For
1.7 Election of Director: Michael J. Quillen Mgmt For For
1.8 Election of Director: Donald W. Slager Mgmt For For
1.9 Election of Director: Stephen P. Zelnak, Jr. Mgmt For For
2. Ratification of selection of Mgmt For For PricewaterhouseCoopers as independent auditors. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 65 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. Approval, by a non-binding advisory vote, of Mgmt For For the compensation of Martin Marietta Materials, Inc.'s named executive officers.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 8000 8000 0 13-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 66 of 102 Bridges Investment MASTERCARD INCORPORATED
Security: 57636Q104 Agenda Number: 935017233 Ticker: MA Meeting Type: Annual ISIN: US57636Q1040 Meeting Date: 25-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of director: Richard Haythornthwaite Mgmt For For
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 67 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of director: José Octavio Reyes Mgmt For For Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For compensation
3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr Against For gender pay gap
5. Consideration of a stockholder proposal on Shr Against For creation of a human rights committee
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 57000 57000 0 02-May-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 68 of 102 Bridges Investment OLD DOMINION FREIGHT LINE, INC.
Security: 679580100 Agenda Number: 934988645 Ticker: ODFL Meeting Type: Annual ISIN: US6795801009 Meeting Date: 15-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Earl E. Congdon Mgmt For For
2 David S. Congdon Mgmt For For
3 Sherry A. Aaholm Mgmt For For
4 John R. Congdon, Jr. Mgmt For For
5 Bradley R. Gabosch Mgmt For For
6 Greg C. Gantt Mgmt For For
7 Patrick D. Hanley Mgmt For For
8 John D. Kasarda Mgmt For For
9 Leo H. Suggs Mgmt For For
10 D. Michael Wray Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 69 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 12000 12000 0 16-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 70 of 102 Bridges Investment PAYPAL HOLDINGS, INC.
Security: 70450Y103 Agenda Number: 934983316 Ticker: PYPL Meeting Type: Annual ISIN: US70450Y1038 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 71 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For officer compensation.
3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For disclosure.
5. Stockholder proposal regarding human and Shr Against For indigenous peoples' rights.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 35000 35000 0 11-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 72 of 102 Bridges Investment PEPSICO, INC.
Security: 713448108 Agenda Number: 934949112 Ticker: PEP Meeting Type: Annual ISIN: US7134481081 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: Cesar Conde Mgmt For For
1c. Election of Director: Ian Cook Mgmt For For
1d. Election of Director: Dina Dublon Mgmt For For
1e. Election of Director: Richard W. Fisher Mgmt For For
1f. Election of Director: Michelle Gass Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Ramon Laguarta Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 73 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2019.
3. Advisory approval of the Company's Mgmt For For executive compensation.
4. Approve amendments to the Company's Mgmt For For Articles of Incorporation to eliminate supermajority voting standards.
5. Shareholder Proposal - Independent Board Shr Against For Chairman.
6. Shareholder Proposal - Disclosure of Shr Against For Pesticide Management Data.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 13000 13000 0 23-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 74 of 102 Bridges Investment PHILIP MORRIS INTERNATIONAL INC.
Security: 718172109 Agenda Number: 934945013 Ticker: PM Meeting Type: Annual ISIN: US7181721090 Meeting Date: 01-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: André Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 75 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For Compensation
3. Ratification of the Selection of Independent Mgmt For For Auditors
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 7000 7000 0 22-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 76 of 102 Bridges Investment QUALCOMM INCORPORATED
Security: 747525103 Agenda Number: 934921568 Ticker: QCOM Meeting Type: Annual ISIN: US7475251036 Meeting Date: 12-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 77 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For executive compensation.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 35000 35000 0 25-Jan-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 78 of 102 Bridges Investment ROPER TECHNOLOGIES, INC.
Security: 776696106 Agenda Number: 935013792 Ticker: ROP Meeting Type: Annual ISIN: US7766961061 Meeting Date: 10-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. DIRECTOR
1 Shellye L. Archambeau Mgmt For For
2 Amy Woods Brinkley Mgmt For For
3 John F. Fort, III Mgmt For For
4 L. Neil Hunn Mgmt For For
5 Robert D. Johnson Mgmt For For
6 Robert E. Knowling, Jr. Mgmt For For
7 Wilbur J. Prezzano Mgmt For For
8 Laura G. Thatcher Mgmt For For
9 Richard F. Wallman Mgmt For For
10 Christopher Wright Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 79 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. To consider, on a non-binding advisory basis, Mgmt For For a resolution approving the compensation of our named executive officers.
3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2019.
4. To consider a shareholder proposal regarding Shr Against For political contributions disclosure, if properly presented at the meeting.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 8000 8000 0 01-May-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 80 of 102 Bridges Investment S&P GLOBAL INC.
Security: 78409V104 Agenda Number: 934964695 Ticker: SPGI Meeting Type: Annual ISIN: US78409V1044 Meeting Date: 09-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Marco Alverà Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Charles E. Haldeman, Jr. Mgmt For For
1e. Election of Director: Stephanie C. Hill Mgmt For For
1f. Election of Director: Rebecca Jacoby Mgmt For For
1g. Election of Director: Monique F. Leroux Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 81 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Vote to approve, on an advisory basis, the Mgmt For For executive compensation program for the Company's named executive officers.
3. Vote to approve the Company's 2019 Stock Mgmt For For Incentive Plan.
4. Vote to approve the Company's Director Mgmt For For Deferred Stock Ownership Plan, as Amended and Restated.
5. Vote to ratify the selection of Ernst & Young Mgmt For For LLP as our independent Registered Public Accounting Firm for 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 13000 13000 0 28-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 82 of 102 Bridges Investment STARBUCKS CORPORATION
Security: 855244109 Agenda Number: 934922015 Ticker: SBUX Meeting Type: Annual ISIN: US8552441094 Meeting Date: 20-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Rosalind G. Brewer Mgmt For For
1b. Election of Director: Mary N. Dillon Mgmt For For
1c. Election of Director: Mellody Hobson Mgmt For For
1d. Election of Director: Kevin R. Johnson Mgmt For For
1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1f. Election of Director: Satya Nadella Mgmt For For
1g. Election of Director: Joshua Cooper Ramo Mgmt For For
1h. Election of Director: Clara Shih Mgmt For For
1i. Election of Director: Javier G. Teruel Mgmt For For
1j. Election of Director: Myron E. Ullman, III Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 83 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory resolution to approve our executive Mgmt For For officer compensation.
3. Ratification of selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for fiscal 2019.
4. True Diversity Board Policy Shr Against For
5. Report on Sustainable Packaging Shr Against For
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 29-Jan-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 84 of 102 Bridges Investment THE BOEING COMPANY
Security: 097023105 Agenda Number: 934941750 Ticker: BA Meeting Type: Annual ISIN: US0970231058 Meeting Date: 29-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt For For
1d. Election of Director: Edmund P. Giambastiani Mgmt For For Jr.
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Nikki R. Haley Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 85 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For LLP as Independent Auditor for 2019.
4. Additional Report on Lobbying Activities. Shr Against For
5. Impact of Share Repurchases on Shr Against For Performance Metrics.
6. Independent Board Chairman. Shr Against For
7. Remove Size Limit on Proxy Access Group. Shr Against For
8. Mandatory Retention of Significant Stock by Shr Against For Executives
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 2500 2500 0 16-Mar-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 86 of 102 Bridges Investment THE HOME DEPOT, INC.
Security: 437076102 Agenda Number: 934976157 Ticker: HD Meeting Type: Annual ISIN: US4370761029 Meeting Date: 23-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 87 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For Disclosure
5. Shareholder Proposal to Reduce the Shr Against For Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For Prison Labor in the Supply Chain
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 11000 11000 0 09-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 88 of 102 Bridges Investment THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934841506 Ticker: DIS Meeting Type: Special ISIN: US2546871060 Meeting Date: 10-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. IMPORTANT: The special meeting of Mgmt For For stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you.
2. IMPORTANT: The special meeting of Mgmt For For stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you.
3. IMPORTANT: The special meeting of Mgmt For For stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 89 of 102
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 02-Jun-18 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 90 of 102 Bridges Investment THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934854197 Ticker: DIS Meeting Type: Special ISIN: US2546871060 Meeting Date: 27-Jul-18
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1. To approve the issuance of common stock, Mgmt For For par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 30-Jun-18 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 91 of 102 Bridges Investment THE WALT DISNEY COMPANY
Security: 254687106 Agenda Number: 934921099 Ticker: DIS Meeting Type: Annual ISIN: US2546871060 Meeting Date: 07-Mar-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt For For
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Lagomasino Mgmt For For
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2019. Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 92 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
3. To approve the advisory resolution on Mgmt For For executive compensation.
4. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr Against For use of additional cyber security and data privacy metrics in determining compensation of senior executives.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 30000 30000 0 19-Jan-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 93 of 102 Bridges Investment THERMO FISHER SCIENTIFIC INC.
Security: 883556102 Agenda Number: 934979519 Ticker: TMO Meeting Type: Annual ISIN: US8835561023 Meeting Date: 22-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Marc N. Casper Mgmt For For
1b. Election of Director: Nelson J. Chai Mgmt For For
1c. Election of Director: C. Martin Harris Mgmt For For
1d. Election of Director: Tyler Jacks Mgmt For For
1e. Election of Director: Judy C. Lewent Mgmt For For
1f. Election of Director: Thomas J. Lynch Mgmt For For
1g. Election of Director: Jim P. Manzi Mgmt For For
1h. Election of Director: James C. Mullen Mgmt For For
1i. Election of Director: Lars R. Sørensen Mgmt For For
1j. Election of Director: Scott M. Sperling Mgmt For For
1k. Election of Director: Elaine S. Ullian Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 94 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For officer compensation.
3. Ratification of the Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent auditors for 2019.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 6000 6000 0 10-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 95 of 102 Bridges Investment UNION PACIFIC CORPORATION
Security: 907818108 Agenda Number: 934970383 Ticker: UNP Meeting Type: Annual ISIN: US9078181081 Meeting Date: 16-May-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: William J. DeLaney Mgmt For For
1d. Election of Director: David B. Dillon Mgmt For For
1e. Election of Director: Lance M. Fritz Mgmt For For
1f. Election of Director: Deborah C. Hopkins Mgmt For For
1g. Election of Director: Jane H. Lute Mgmt For For
1h. Election of Director: Michael R. McCarthy Mgmt For For
1i. Election of Director: Thomas F. McLarty III Mgmt For For
1j. Election of Director: Bhavesh V. Patel Mgmt For For
1k. Election of Director: Jose H. Villarreal Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 96 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company for 2019.
3. An advisory vote to approve executive Mgmt For For compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For Chairman if properly presented at the Annual Meeting.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 28000 28000 0 06-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 97 of 102 Bridges Investment UNITEDHEALTH GROUP INCORPORATED
Security: 91324P102 Agenda Number: 934998963 Ticker: UNH Meeting Type: Annual ISIN: US91324P1021 Meeting Date: 03-Jun-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: William C. Ballard, Jr. Mgmt For For
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 98 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1k. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's Mgmt For For executive compensation.
3. Ratification of the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr Against For proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 10000 10000 0 20-Apr-19 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 99 of 102 Bridges Investment VISA INC.
Security: 92826C839 Agenda Number: 934911074 Ticker: V Meeting Type: Annual ISIN: US92826C8394 Meeting Date: 29-Jan-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Mary B. Cranston Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: John F. Lundgren Mgmt For For
1f. Election of Director: Robert W. Matschullat Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Suzanne Nora Johnson Mgmt For For
1i. Election of Director: John A. C. Swainson Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 100 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
2. Advisory vote to approve executive Mgmt For For compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2019 fiscal year.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 40000 40000 0 19-Dec-18 Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 101 of 102 Bridges Investment WELLS FARGO & COMPANY
Security: 949746101 Agenda Number: 934941584 Ticker: WFC Meeting Type: Annual ISIN: US9497461015 Meeting Date: 23-Apr-19
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Wayne M. Hewett Mgmt For For
1f. Election of Director: Donald M. James Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: C. Allen Parker Mgmt For For Investment Company Report
Meeting Date Range: 01-Jul-2018 - 30-Jun-2019 Report Date: 01-Jul-2019 Page 102 of 102
Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For compensation.
3. Approve the Company's Amended and Mgmt For For Restated Long-Term Incentive Compensation Plan.
4. Ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for 2019.
5. Shareholder Proposal - Report on Incentive- Shr Against For Based Compensation and Risks of Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For Median Gender Pay Gap.
Account Number Custodian Ballot Shares Voted Shares Shares on Loan Vote Date
19-0953 SBCN 65000 65000 0 14-Mar-19