Italy OP 1 and Related Matters from OP 5, OP 6, OP 8 (A), (B), (C) And

Home , Guardia di Finanza

OP 1 and related matters from OP 5, OP 6, OP 8 (a), (b), (c) and OP 10 State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Did you make one of the following Remarks statements or is your country a State (information refers to the if YES, indicate relevant information (i.e. signing, accession, ratification, Party to or Member State of one of the YES page of the English version entering into force, etc) following Conventions, Treaties and of the report or an official Arrangements ? web site) General statement on non- 1 possession of WMD 1. EU Strategy against proliferation of WMD General statement on commitment to 2 X 2. Committed to the universalization and full implementation of multilateral disarmament and non-proliferation instruments in the field of disarmament and non-proliferation General statement on non-provision 3 of WMD and related materials to non- X Does not provide any form of support to either States or non-State actors State actors Biological Weapons Convention 4 X Ratified 8 October 1974 (BWC) Chemical Weapons Convention 5 X Ratified 18 November 1995 (CWC) Nuclear Non-Proliferation Treaty 6 X Ratified 24 April 1975 (NPT) The information in the matrices originates primarily from national reports and is complemented by official government information, including that made available to inter-governmental organizations. The matrices are prepared under the direction of the 1540 Committee. The 1540 Committee intends to use the matrices as a reference tool for facilitating technical assistance and to enable the Committee to continue to enhance its dialogue with States on their implementation of Security Council Resolution 1540. The matrices are not a tool for measuring compliance of States in their non-proliferation obligations but for facilitating the implementation of Security Council Resolutions 1540 and 1673. They do not reflect or prejudice any ongoing discussions outside of the Committee, in the Security Council or any of its organs, of a State's compliance with its non-proliferation or any other obligations

Matrix as approved by the 1540 Committee on 30 December 2010 1 Comprehensive Nuclear Test Ban 7 X Deposit 1 February 1999 Treaty (CTBT) Convention on Physical Protection of 8 X Deposit 06 September 1991 Nuclear Material (CPPNM) 9 Hague Code of Conduct (HCOC) X Subscribing State

10 Geneva Protocol of 1925 X Deposit 3 April 1928 International Atomic Energy Agency 11 X Since 30 September 1957 (IAEA) Nuclear Weapons Free Zone/ 12 Protocol(s)

1. EURATOM Treaty 2. State Party to 12 UN Conventions and Protocols on Terrorism, including the 13 Other Conventions/Treaties X International Convention for the Suppression of Terrorist Bombings (16/04/2003) and the International Convention for the Suppression of the Financing of Terrorism (27/03/2003)

1. Australia Group (AG) 2. Missile Technology Control Regime (MTCR) 3. Nuclear Suppliers Group (NSG) 14 Other Arrangements X 4. Wassenaar Arrangements (WA) 5. Zangger Committee (ZC) 6. Proliferation Security Initiative (PSI)

Inclusion of a non-proliferation clause in the EU agreements with third countries - 15 Other X Revised Cotonou Partnership Agreement (the CPA II)

Matrix as approved by the 1540 Committee on 30 December 2010 2 OP 2 - Biological Weapons (BW) State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Does national legislation exist which Enforcement: civil/criminal penalties National legal framework prohibits persons or entities to and others engage in one of the following Remarks activities ? Can violators be penalized if YES, indicate source document YES YES if YES, indicate source document ? of national implementation law

1. Constitution of the Italian Republic, Art. 10 2. BWC is fully enacted in the national law through ratification Law Italian legislation criminally no. 618 of 8 October 1974 prosecutes any activity linked to 3. Law no. 185 of 9 July 1990 on proliferation of WMDs, their means of 1 manufacture/produce X Nuove norme sul controllo X delivery and related materials dell'esportazione, importazione e Law no. 497 of 14 October 1974, transitodei materiali di armamento Article 9 con le modifiche apportate dalla legge 17 giugno 2003, n. 148, para. 7 of article 1 - general prohibitions; para. a) of Article 2 - definitions

1. Constitution of the Italian Republic. 1. Law no. 438 of 15 December 2001: Art. 10 terrorist purposes amending the Law 2 acquire X X 2. Law no. 618 of 8 October 1974 No. 110 pf 18 April 1975, Arts. 1 and (BCW ratification) 10

1. Constitution of the Italian Republic. Art. 10 2. Law no. 618 of 8 October 1974 Law no. 497 of 14 October 1974, 3 possess X X (BCW ratification) Article 10 3. Law No. 110 of 18 April 1975, Article 10 (prohibition)

Matrix as approved by the 1540 Committee on 30 December 2010 3 1. Constitution of the Italian Republic, Italian legislation criminally Art. 10 prosecutes any activity linked to 2. BWC is fully enacted in the proliferation of WMDs, their means of 4 stockpile/store X national law through ratification Law X delivery and related materials no. 618 of 8 October 1974 Law no. 497 of 14 October 1974, 3. Law No. 110 of 18 April 1975, Article 9 Article 10 (prohibition)

1. Constitution of the Italian Republic, Art. 10 2. BWC is fully enacted in the national law through ratification Law 5 develop X X Law no. 185 of 9 July 1990, Art. 25 no. 618 of 8 October 1974 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions; para. a) of Article 2 - definitions Law No. 110 of 18 April 1975, Arts. Law no. 497 of 14 October 1974, 6 transport X X 18 and 19 Article 12

1. Constitution of the Italian Republic, Art. 10 2. BWC is fully enacted in the national law through ratification Law Law no. 438 of 15 December 2001: 7 transfer X X no. 618 of 8 October 1974 terrorist purposes 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions; para. a) of Article 2 - definitions

Penal Code, Articles 438, 439, 422 8 use X and 285

participate as an accomplice in a.m. Penal Code, Art. 110 - 115 - general Penal Code, Art. 270bis, as amended 9 X X activities provisions on participation in a crime by Law no. 438 of 15 December 2001

1. Constitution of the Italian Republic. Art. 10 1. Penal Code, Arts. 110 and 270ter, 2. Law no. 618 of 8 October 1974 as introduced by Law no. 438 of 15 10 assist in a.m. activities (BCW ratification) X December 2001: terrorist purposes 3. Penal Code, Art. 110 - 115 - 2. Law no. 155 of 31 July 2005, Art. general provisions on participation in 5: training, instructing a crime

Matrix as approved by the 1540 Committee on 30 December 2010 4 1.Law no. 438 of 15 December 2001, Penal Code, Article 270bis, as 11 finance a.m. activities X Art. 1 (1.) X amended by Law no. 438 of 15 2. Law No. 185 of 9 July 1990, Art. 27 December 2001

1. Constitution of the Italian Republic, Art. 10 2. BWC is fully enacted in the Penal Code, Article 270ter, as a.m. activities related to means of national law through ratification Law 12 X X introduced by Law no. 438 of 15 delivery no. 618 of 8 October 1974 December 2001: terrorist purposes 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions; para. a) of Article 2 - definitions

Penal Code, Article 270bis, as involvement of non-State actors in Law no. 185 of 9 July 1990, para. 3 13 X X amended by the Law no. 438 of 15 a.m. activities and 8 of Article 1 December 2001

Law No. 148 of 17 June 2003 14 Other X (Farnborough Agreement ratification) amending the Law no. 185/1990

Matrix as approved by the 1540 Committee on 30 December 2010 5 OP 2 - Chemical Weapons (CW) State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

1. Constitution of the Italian Republic. Art. 10 2. CWC is fully enacted in the Italian legislation criminally national law through ratification Law prosecutes any activity linked to no. 496 of 18 November 1995, Article proliferation of WMDs, their means of manufacture/produce X X 3 amended by the Law no. 93 of 04 delivery and related materials April 1997 Law no. 496 of 18 November 1995, 3. Law no. 185 of 9 July 1990, para. 7 Article 10 of article 1 - general prohibitions- and para. 2.1-definitions- 1

1. Constitution of the Italian Republic. Art. 10 1. Law no. 438 of 15 December 2001, 2. CWC is fully enacted in the Art. 2 (definition of chemical 2 acquire X national law through ratification Law X weapons) no. 496 of 18 November 1995, Article 2. Law no. 496 of 18 November 1995, 3 amended by the Law no. 93 of 04 Article 10 April 1997

Law no. 438 of 15 December 2001: Law no. 496 of 18 November 1995 terrorist purposes, Art. 2 (definition of (CWC ratification), Article 3 as 3 possess X X chemical weapons) amended by theLaw no. 93 of 04 2. Law no. 496 of 18 November 1995, April 1997: retention Article 10

Matrix as approved by the 1540 Committee on 30 December 2010 6 1. Constitution of the Italian Republic. Italian legislation criminally Art. 10 prosecutes any activity linked to 2. CWC is fully enacted in the proliferation of WMDs, their means of 4 stockpile/store X national law through ratification Law X delivery and related materials no. 496 of 18 November 1995, Article Law no. 497 of 14 October 1974, Art. 3 amended by the Law no. 93 of 04 9 April 1997

1. Constitution of the Italian Republic. Art. 10 2. CWC is fully enacted in the national law through ratification Law no. 496 of 18 November 1995, Article Law no. 496 of 18 November 1995, 5 develop X X 3 amended by the Law no. 93 of 04 Article 10 April 1997 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions- and para. 2.1-definitions- Law No. 110 of 18 April 1975, Arts. Law no. 497 of 14 October 1974, 6 transport X X 18 and 19 Article 12 1. Constitution of the Italian Republic. Art. 10 2. CWC is fully enacted in the national law through ratification Law 1. Law no. 438 of 15 December 2001: no. 496 of 18 November 1995, Article terrorist purposes 7 transfer X X 3 amended by the Law no. 93 of 04 2. Law no. 496 of 18 November 1995, April 1997 Article 10 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions- and para. 2.1-definitions-

Italian legislation criminally prosecutes any activity linked to 1. Constitution of the Italian Republic. proliferation of WMDs, their means of Art. 10 8 use X X delivery and related materials 2. Law no. 496 of 18 November 1995 1. Law no. 496 of 18 November 1995, (CWC ratification), Art.3 Article 10 2. Penal Code, Articles 422 and 285

Matrix as approved by the 1540 Committee on 30 December 2010 7 Penal Code, Article 270bis, as participate as an accomplice in a.m. Penal Code, Art. 110 - 115 - general 9 X X amended by Law no. 438 of 15 activities provisions on participation in a crime December 2001

1. Constitution of the Italian Republic. 1. Penal Code, Article 270ter, as Art. 10 introduced by Law no. 438 of 15 2. CWC is fully enacted in the 10 assist in a.m. activities X X December 2001: terrorist purposes national law through ratification Law 2. Law no. 155 of 31 July 2005: no. 496 of 18 November 1995, Article training, instructing 3

1.Law no. 438 of 15 December 2001, Penal Code, Article 270bis, as 11 finance a.m. activities X Art. 1 (1.) X amended by Law no. 438 of 15 2.Law No. 185 of 9 July 1990, Art. 27 December 2001

1. Constitution of the Italian Republic. Art. 10 2. CWC is fully enacted in the national law through ratification Law no. 496 of 18 November 1995, Article Penal Code, Article 270ter, as a.m. activities related to means of 12 X 3 amended by the Law no. 93 of 04 X introduced by Law no. 438 of 15 delivery April 1997 December 2001: terrorist purposes 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions- and para. 2.2 (n) and (o) -specific definitions- 1. Constitution of the Italian Republic. Penal Code, Article 270bis, as involvement of non-State actors in Art. 10 13 X X amended by Law no. 438 of 15 a.m. activities 2. Law no. 496 of 18 November 1995 December 2001 (CWC ratification), Art. 6

Law No. 148 of 17 June 2003 14 Other X (Farnborough Agreement ratification) amending the Law no. 185/1990

Matrix as approved by the 1540 Committee on 30 December 2010 8 OP 2 - Nuclear Weapons (NW) State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Italian legislation criminally 1. Constitution of the Italian Republic. prosecutes any activity linked to Art. 10 proliferation of WMDs, their means of 1 manufacture/produce X X 2. NPT is fully enacted in the national delivery and related materials law through ratification Law no.131 of Law no. 497 of 14 October 1974, 24 April 1975 Article 10 3. Law no. 185 of 9 July 1990, para. 7 of article 1 - general prohibitions- and Law no. 438 of 15 December 2001: terrorist purposes amending the Law 2 acquire X para. 2.1-definitions- X no. 110 pf 18 April 1975, Arts. 1 and 10

Law No. 110 of 18 April 1975 Norme integrative della disciplina vigente per Law no. 497 of 14 October 1974, 3 possess X X il controllo delle armi, delle munizioni Arts. 10 and 11 e degli esplosivi, Art. 10.

Law no. 497 of 14 October 1974, 4 stockpile/store X Law No. 110 of 18 April 1975, Art. 10. X Article 9

Law no. 185 of 09 July 1990, Article Law no. 497 of 14 October 1974, 5 develop X X 1.7 Article 10 Law No. 110 of 18 April 1975, Arts. Law no. 497 of 14 October 1974, 6 transport X X 18 and 19 Article 10

Matrix as approved by the 1540 Committee on 30 December 2010 9 1. Constitution of the Italian Republic. Art. 10 1. Law no. 438 of 15 December 2001: 2. NPT is fully enacted in the national terrorist purposes 7 transfer X law through ratification Law no.131 of X 2. Law no. 497 of 14 October 1974, 24 April 1975 Article 9 3. Law no. 185 of 9 July 1990, para. 7 of article 1 8 use X Penal Code, Articles 422 and 285

Penal Code, Article 270bis, as participate as an accomplice in a.m. 9 X X amended by Law no. 438 of 15 activities December 2001 Penal Code, Art. 110 - 115 - general provisions on participation in a crime 1. Penal Code, Article 270ter, as introduced by Law no. 438 of 15 10 assist in a.m. activities X X December 2001: terrorist purposes 2. Law no. 155 of 31 July 2005: training, instructing

1.Law no. 438 of 15 December 2001, Penal Code, Article 270bis, as 11 finance a.m. activities X Art. 1 (1.) X amended by Law no. 438 of 15 2.Law No. 185 of 9 July 1990, Art. 27 December 2001

Italian legislation prohibits any activity linked to proliferation of WMDs, their means of delivery and related Penal Code, Article 270bis, as a.m. activities related to means of 12 X materials X amended by Law no. 438 of 15 delivery Law no. 185 of 9 July 1990, para. 7 of December 2001: terrorist purposes Arts 1.7 - general prohibitions and 2.2 (n) and (o) specific definitions

Penal Code, Article 270bis, as involvement of non-State actors in 13 X Law no. 185 of 9 July 1990, Art. 1 X amended by Law no. 438 of 15 a.m. activities December 2001

Law No. 148 of 17 June 2003 14 Other X (Farnborough Agreement ratification) amending the Law no. 185/1990

Matrix as approved by the 1540 Committee on 30 December 2010 10 OP 3 (a) and (b) - Account for/Secure/Physically protect BW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Are any of the following measures, Enforcement: civil/criminal penalties, National legal framework procedures or legislation in place to and others account for, secure or otherwise Remarks protect BW and Related Materials? YES if YES, indicate source document YES if YES, indicate source document Can violators be penalized ?

1. Regulation (EC) n. 851/2004 of the 1. The ECDC has established a 1 Measures to account for production X European Parliament and the Council X biorisk expert group project in of 21 April 2004 establishing an addition to coordinating “laboratory European Centre for Disease biosafety and biosecurity efforts Prevention and Control, Article 3 across Europe” as part of its defines the mission to include Microbiology Cooperation – Biosafety identification and assessment of mission and projects emerging threats, including the 2. National Health Institute 2 Measures to account for use X collection of relevant data and X 3. National Institute for Infectious coordinate public health services Diseases "L. Spallanzani"- Since surveillance networks 2001 the Ministry of Public Health has 2. Testo Unico sulla Sicurezza - identify the NIID "L. Spallanzani" as Legislative Decree n. 81 of 2008 as national body for bioterrorism integrated by the Legislative Decree 4. Working Group on coordination of n. 106 of 2009, Arts. 269 and 270 activities regarding the laboratories 3. Legislative Decree n. 50 2 March good practices 2007 implementing EU directives 5. Testo Unico sulla Sicurezza - 3 Measures to account for storage X 2004/9.CE and 2004/10/CE on X Legislative Decree n. 81 of 2008 as inspections and verification of integrated by the Legislative Decree laboratories good practices. n. 106 of 2009, Arts. 282-286

Matrix as approved by the 1540 Committee on 30 December 2010 11 1. Council Directive 94/55/EC and 1. Law no. 185 of 09 July 1990, Art. 96/49/EC 4 Measures to account for transport X X 24 2. Law no. 185 of 09 July 1990, Arts 2. Party to ADR and RID 19 and 20

5 Other measures for accounting

1. 1. The ECDC has established a biorisk expert group project in addition to coordinating “laboratory 6 Measures to secure production X 1. Directive 2000/54 EC X biosafety and biosecurity efforts 2. Regulation (EC) n. 851/2004 of the across Europe” as part of its European Parliament and the Council Microbiology Cooperation – Biosafety of 21 April 2004 establishing an mission and projects European Centre for Disease 2. National Health Institute Prevention and Control 3. National Institute for Infectious 3. Testo Unico sulla Sicurezza - Diseases "L. Spallanzani"- Since Legislative Degree n. 81 of 2008 as 7 Measures to secure use X X 2001 the Ministry of Public Health has integrated by the Legislative Decree identify the NIID "L. Spallanzani" as n. 106 of 2009, Arts. 274-276 national body for bioterrorism 4. Legislative Decree n. 50 2 March 4. Working Group on coordination of 2007 implementing EU directives activities regarding the laboratories 2004/9.CE and 2004/10/CE on good practices inspections and verification of 5. Testo Unico sulla Sicurezza - laboratories good practices. 8 Measures to secure storage X X Legislative Decree n. 81 of 2008 as integrated by the Legislative Decree n. 106 of 2009, Arts. 282-286

Matrix as approved by the 1540 Committee on 30 December 2010 12 1. Council Directives 94/55/EEC and 96/49/EC 1. Code of land transports, Article 2. Decree of the Ministry of 168 Transports of 02 August 2005 2. Code of air and maritime 3. Memorandum of the Ministry of navigation, Article 1199 9 Measures to secure transport X Health no. 16 of 20 July 1994 X 3. Party to ADR and RID agreements 4. Testo Unico sulla Sicurezza - 4. Testo Unico sulla Sicurezza - Legislative Degree n. 81 of 2008 as Legislative Degree n. 81 of 2008 as integrated by the Legislative Decree integrated by the Legislative Decree n. 106 of 2009 n. 106 of 2009

10 Other measures for securing

Testo Unico sulla Sicurezza - Testo Unico sulla Sicurezza - Regulations for physical protection of Legislative Degree n. 81 of 2008 as Legislative Degree n. 81 of 2008 as 11 X X facilities/materials/ transports integrated by the Legislative Decree integrated by the Legislative Decree n. 106 of 2009 n. 106 of 2009

Testo Unico sulla Sicurezza - Licensing/registration of 1. Directive 2000/54 EC Legislative Degree n. 81 of 2008 as 12 facilities/persons handling biological X X 2. Ministry of Health integrated by the Legislative Decree materials n. 106 of 2009

Legislative Decree 9 April 2008 (Attuazione dell'articolo 1 della legge Testo Unico sulla Sicurezza - 3 agosto 2007, n. 123, in materia di Legislative Degree n. 81 of 2008 as 13 Reliability check of personnel X tutela della salute e della sicurezza X integrated by the Legislative Decree nei luoghi di lavoro) n. 81 as n. 106 of 2009 integrated by the Legislative Decree n. 106 of 2009, Art. 32

Measures to account for/secure/ 14 physically protect means of delivery Matrix as approved by the 1540 Committee on 30 December 2010 13 1. Directive 2001/18/CE 2. Legislative Decree no. 206 of 12 1. Legislative Decree no. 206 of 12 April 2001 April 2001, Articles 20 and 22 Regulations for genetic engineering 3. Legislative Decree n. 91 of 1993 15 X X 2. National Committee for work on Specific use of Genetic Modified Biosecurity, Biotechnologies and Life Microrganisms and deployment in the Sciences environment of OGM 4. Law n. 142 of 19 February 1992

1. Directive 89/391/EC Other legislation/ regulations related 2. Directive 98/8/EC of 16 February 16 to safety and security of biological X 1998 concerning the placing of materials biological products on the market Regulation (EC) No 2003/2003 of the European Parliament and of the 17 Other X Council of 13 October 2003 relating to fertilisers

Matrix as approved by the 1540 Committee on 30 December 2010 14 OP 3 (a) and (b) - Account for/Secure/Physically protect CW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Are any of the following measures, Enforcement: civil/criminal penalties, National legal framework procedures or legislation in place to and others account for, secure or otherwise Remarks protect CW and Related Materials? YES if YES, indicate source document YES if YES, indicate source document Can violators be penalized ?

1. EU Regulation no. 1907 of 18 December 2006 2. Law no. 496 of 18 November 1995 1 Measures to account for production X and Law no. 93 of 4 April 1997: X accounting and recording obligations for listed chemicals, Articles 3, 6 and 8 amended by the Law no. 93 of 4 April 1997 3. Legislative decree 2 marzo 2007, Violations are sanctioned by n.50 - Implementation of Commission 1. Law no. 496 of 18 November 1995, Directive 1999/11/EC of 8 March Arts. 10, 11and 12 1999 adapting to technical progress 2. Law no. 93 of 4 April 1997, Art. 7.3 the principles of good laboratory 3. Testo Unico sulla Sicurezza - 2 Measures to account for use X practice as specified in Council X Legislative Degree n. 81 of 2008 as Directive 87/18/EEC on the integrated by the Legislative Decree harmonisation of laws, regulations n. 106 of 2009, Arts. 262-264 and administrative provisions relating to the application of the principles of good laboratory practice and the verification of their applications for tests on chemical substances 4. Testo Unico sulla Sicurezza - 3 Measures to account for storage X X Legislative Degree n. 81 of 2008 as integrated by the Legislative Decree n. 106 of 2009

Matrix as approved by the 1540 Committee on 30 December 2010 15 1. Law no. 185 of 09 July 1990, Arts. 1. Law no. 185 of 09 July 1990, Art. 4 Measures to account for transport X X 19 and 20 24 5 Other measures for accounting

6 Measures to secure production X X 1. Directive 98/24 EC 2. Testo Unico sulla Sicurezza - Legislative Degree n. 81 of 2008 as integrated by the Legislative Decree Testo Unico sulla Sicurezza - n. 106 of 2009, Arts. 224, 232 Legislative Degree n. 81 of 2008 as (Comitato Consultivo) 255 (misure integrated by the Legislative Decree tecniche e organizzative adeguate 7 Measures to secure use X X n. 106 of 2009, Arts. 262-264 alla natura delle operazioni, compresi l’immagazzinamento, la manipolazione e l’isolamento di agenti chimici)

8 Measures to secure storage X X

Matrix as approved by the 1540 Committee on 30 December 2010 16 1. Council Directives 94/55/EEC and 96/49/EC 2. Decree of the Ministry of Transports of 02 August 2005 3. Testo Unico sulla Sicurezza - 1. Code of land transports, Article Legislative Degree n. 81 of 2008 as 168 integrated by the Legislative Decree 2. Code of air and maritime n. 106 of 2009 navigation, Article 1199 9 Measures to secure transport X 4. Regulation (EC) No 1272/2008 of X 3. Party to ADR and RID agreements the European Parliament and of the 4. Testo Unico sulla Sicurezza - Council of 16 December 2008 on Legislative Degree n. 81 of 2008 as classification, labelling and packaging integrated by the Legislative Decree of substances and mixtures, n. 106 of 2009, Arts. 262-264 amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006

10 Other measures for securing

Licensing system for production, possession or use of chemicals included in Schedule I of CWC Law no. 496 of 18 November 1995, Licensing of chemical Law no. 496 of 18 November 1995, 12 X Articles 3 and 4: Ministry of Economic X installations/entities/use of materials Arts. 10, 11and 12 Development(former Productive Activities) and Ministry for the International Trade(former Productive Activities) Law no. 496 of 18 November 1995, Law no. 496 of 18 November 1995, 13 Reliability check of personnel X X Article 8 Arts. 10, 11and 12

Matrix as approved by the 1540 Committee on 30 December 2010 17 Measures to account for/secure/ 14 physically protect means of delivery

National Authority Ministry of Foreign Affairs Law no. 496 of 18 November 1995 Directorate for Multilateral Political 15 National CWC authority X (CWC ratification), Art. 9 : Ministry of X Affairs and Human Rights Foreign Affairs Office VII (Office of the National Authority)

Is fully implementing the reporting requirements of all chemicals Reports to OPCW. Italy has established by CWC submitted eight declarations of Reporting Schedule I, II and III 16 X Law no. 496 of 18 November 1995 X national protection programmes, in chemicals to OPCW (CWC ratification), Art. 9 : National accordance with paragraph 4 of art. X Authority complies with relevant of the CWC, as at 31 december 2009 provisions

Law no. 496 of 18 November 1995 (CWC ratification), Art. 9, 1 d) Ministry of Foreign Affairs - Executive Account for, secure or physically 17 X Law 23 August 1998 n. 400 Art. 17 X Office responsible for the discovery protect old chemical weapons Legislative Decree 3 February 1993 and destruction of chemical weapons n. 29

Regulation (EC) No 1907/2006 of the European Parliament and of the Other legislation/ regulations Council of 18 December 2006 18 X X European Chemicals Agency controlling chemical materials concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH)

19 Other

Matrix as approved by the 1540 Committee on 30 December 2010 18 OP 3 (a) and (b) - Account for/Secure/Physically protect NW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Are any of the following measures, Enforcement: civil/criminal penalties, National legal framework procedures or legislation in place to and others account for, secure or otherwise Remarks protect NW and Related Materials? YES if YES, indicate source document YES if YES, indicate source document Can violators be penalized ?

1 Measures to account for production X X

INFCIRC/193 1. Legislative Decree 15 February 2010, n. 31 for the siting and 1. Legislative Decree 15 February operation of facilities for the 2010, n. 31 for the siting and production of nuclear power, Art. 4 operation of facilities for the (autorizzazione unica) production of nuclear power, Arts. 33 2 Measures to account for use 2. Law no. 1860 of 31 December X X and 34 1962 only if compatible with the 2. Law no. 1860 of 1962 provisions of the legislative decree 15 3. Legislative Decree 230 of 17 February 2010, n. 31 March 1995, Art. 97 3. Law no. 704 of 07 August 1982 4. Legislative Decree no. 230 of 17 March 1995, Arts. 20 and 21

3 Measures to account for storage X X

Matrix as approved by the 1540 Committee on 30 December 2010 19 Legislative Decree no. 230 of 17 2. Legislative Decree 230 of 17 4 Measures to account for transport X X March 1995, Arts. 20 and 21 March 1995, Art. 97

5 Other measures for accounting

1. Council Directives 2003/122 EURATOM and Directive 96/29/ Euratom 2. Legislative Decree 15 February 6 Measures to secure production X X 1. Legislative Decree 15 February 2010, n. 31 for the siting and 2010, n. 31 for the siting and operation of facilities for the operation of facilities for the production of nuclear power, Art. 7 production of nuclear power, Art. 33 (Disposizioni per la verifica tecnica (Chiunque non ottempera alle dei requisiti degli impianti nucleari), prescrizioni impartite dall'Agenzia Art. 15 (Responsabilita' del titolare nell'autorizzazione unica di cui dell'autorizzazione unica in materia di all'articolo 13, ad eccezione di 7 Measures to secure use X controlli di sicurezza e di X quelle indicate al comma 13, lettera radioprotezione) f), e' punito con le pene 3. Law no. 1860 of 31 December previste dal comma 1, diminuite della 1962 only if compatible with the meta') provisions of the legislative decree 15 2. Law no. 1860 of 1962 February 2010, n. 31 3. Legislative Decree 230 of 17 4. Law no. 704 of 07 August 1982 March 1995, Art. 138 8 Measures to secure storage X 5. Legislative Decree 230 of 17 X March 1995, Arts. 38-42 - preemptive authorization for activities using radioactive materials 1. Council Directives 94/55/EEC and 1. Directive 92/3 EURATOM: prior 96/49 EEC notification of shipments 9 Measures to secure transport X X 2. Legislative Decree 230 of 17 2. Legislative Decree 230 of 17 March 1995, Art. 21 March 1995, Art. 97 10 Other measures for securing

Matrix as approved by the 1540 Committee on 30 December 2010 20 1. Legislative Decree 15 February 1. Inter-Agency Committee for 2010, n. 31 for the siting and Physical Protection evaluates and operation of facilities for the adopts physical protection plans production of nuclear power 2. Legislative Decree 15 February 2. Law no. 1860 of 31 December Regulations for physical protection of 2010, n. 31 for the siting and 11 X 1962 only if compatible with the X facilities/materials/ transports operation of facilities for the provisions of the legislative decree 15 production of nuclear power, Art. 34 February 2010, n. 31 3. Legislative Decree 230 of 17 3. Law no. 704 of 07 August 1982 March 1995, Art. 37: Ministry of 4. Legislative Decree 230 of 17 Industry and ANPA March 1995, Art. 38

1. Directive 96/29 EURATOM: prior 1. Legislative Decree 15 February authorization 2010, n. 31 for the siting and 2.Legislative Decree 15 February operation of facilities for the 2010, n. 31 for the siting and production of nuclear power, Art.18 operation of facilities for the (L'Agenzia e' responsabile delle production of nuclear power, Arts. 4 Licensing of nuclear verifiche di ottemperanza sul 12 X and Art. 11 (Certificazione dei siti) X installations/entities/use of materials corretto adempimento, da parte del 3. Legislative Decree no. 230 of 17 titolare dell'autorizzazione unica, a March 1995, Art. 18 -prior tutte le prescrizioni contenute authorization by Ministry of Industry in nell'autorizzazione stessa) accord with the Ministry of Health, of 2. Legislative Decree 230 of 17 Environment, of Interior, of Work, March 1995, Art. 97 with the ANPA advice.

1. Legislative Decree 15 February 2010, n. 31 for the siting and operation of facilities for the production of nuclear power, Art. 5 (Requisiti degli operatori) 2. Law no. 1860 of 31 December Legislative Decree 230 of 17 March 13 Reliability check of personnel X X 1962 only if compatible with the 1995, Art. 139 provisions of the legislative decree 15 February 2010, n. 31 3. Law no. 704 of 07 August 1982 4. Legislative Decree 230 of 17 March 1995, Art. 77 (qualified expert)

Matrix as approved by the 1540 Committee on 30 December 2010 21 Measures to account for/secure/ 14 physically protect means of delivery

1. Ministry of Foreign Affairs 2. Nuclear Safety Agency. (L'Agenzia svolge le funzioni e i compiti di autorita' nazionale per la regolamentazione tecnica, il controllo e 'autorizzazione ai fini della sicurezza delle attivita' concernenti gli impieghi pacifici dell'energia nucleare, la gestione e la 1. Law no 197 of 24 July 2003, Art. 3 15 National regulatory authority X X sistemazione dei rifiuti radioattivi e 2. Legge 23 luglio 2009, n. 99, Art 29 dei materiali nucleari provenienti sia da impianti di produzione di elettricita' sia da attivita' mediche ed industriali, la protezione dalle radiazioni, nonche' le funzioni e i compiti di vigilanza sulla costruzione, l'esercizio e la salvaguardia degli impianti e dei materiali nucleari, comprese le loro infrastrutture e la logistica)

1. Safeguards Agreement in force 21 The IAEA inspects nuclear and February 1977 16 IAEA Safeguards Agreements X X related facilities under safeguards 2. Additional protocol in force 30 April agreements 2004 Point of Contact for Exports and Imports: Nuclear, Technological and IAEA Code of Conduct on Safety and Notification pursuant to 17 X X Industrial Risks Department Institute Security of Radioactive Sources GC(47)/RES/7.B1 for Environmental Protection & Research (ISPRA)

IAEA information system on illicit IAEA Database on Illicit Trafficking of trafficking and other unauthorized Participates in the IAEA database 18 Nuclear Materials and other X X activities involving nuclear and programme Radioactive Sources radioactive materials

Matrix as approved by the 1540 Committee on 30 December 2010 22 Guidelines for tranfers of nuclear- INFCIRC/254/Rev.6/Part 1* / related dual use equipments, 19 Other Agreements related to IAEA X X 16 May 2003 materials, software and related technology Additional national Prime Minister Decree of 25 February 20 legislation/regulations related to X 2005 nuclear materials including CPPNM 21 Other

Matrix as approved by the 1540 Committee on 30 December 2010 23 OP 3 (c) and (d) and related matters from OP 6 and OP 10 - Controls of BW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Which of the following legislation, Enforcement: civil/criminal penalties, procedures, measures, agencies exist National legal framework and measures of implementation, etc to control border crossings, Remarks export/import and other transfers of BW and Related Materials ? Can YES if YES, indicate source document YES if YES, indicate source document violators be penalized ?

1. Council Regulation 2913/1992 (Community Customs Code) 2. Commission Regulation 2454/1993 (Implementing provisions to the 1. Ministry of Interior Community Customs Code) 2. Police forces 3. EU Regulation no. 648 of 13 April 1 Border control X X 3. Italian customs agency 2005 (Security Amendment) 4. Italian navy 4. Regulation (EC) No 1889/2005 of 5. Port authorities the European Parliament and of the Council of 26 October 2005 on controls of cash entering or leaving the Community

Matrix as approved by the 1540 Committee on 30 December 2010 24 1. EU Regulation no. 648 of 13 April 2005 (Security Amendment) 2. Testo Unico delle Leggi Doganali - Integrated text of Customs Laws no. 43 of 23 January 1973, Arts. 28-30 Scanners in main ports, X-ray Technical support of border control 2 X (Guardia di Finanza) X machines and explosiveand measures 3. MoU between Customs Agency radioactive detectors and Guardia di Finanza, General Headquarters of Carabinieri, Ministry of International Trade, of Agriculture, of Environment, of Health

1. Council regulation (EC) n. Council regulation (EC) n. 428/2009 428/2009 of 5 May 2009 setting up a Control of brokering, trading in, of 5 May 2009 setting up a Community regime for the control of 3 negotiating, otherwise assisting in X Community regime for the control of X exports, tranfer, brokering and transit sale of goods and technology exports, tranfer, brokering and transit of dual-use items, Art. 5 of dual-use items 2. Legislative Decree No 96/2003 (currently being amended )

Testo Unico delle Leggi Doganali - Customs Agency 4 Enforcement agencies/authorities X Integrated Text of Customs Laws n. X Guardia di Finanza 43 of 23 January 1973

Matrix as approved by the 1540 Committee on 30 December 2010 25 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 5 Export control legislation in place X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 5 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree 96 of 2003 Nuove norme sul controllo 3. Law no. 438 of 15 December 2001 dell'esportazione, importazione e transitodei materiali di armamento

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 6 Licensing provisions X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 5 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree no. 96 of 09 Nuove norme sul controllo April 2003, Article 16 dell'esportazione, importazione e transito dei materiali di armamento

1. Council regulation (EC) n. 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a 428/2009 of 5 May 2009 setting up a Community regime for the control of Community regime for the control of exports, tranfer, brokering and transit 7 Individual licensing X exports, tranfer, brokering and transit X of dual-use items, Art. 5 of dual-use items 2. Legislative Decree no. 96 of 09 2. Legislative Decree no. 96 of 09 April 2003, Articles 16/1, 16/2, 16/4, April 2003, Article 4 16/6 and 16/7

Matrix as approved by the 1540 Committee on 30 December 2010 26 1. 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, tranfer, brokering and transit of dual-use items Legislative Decree no. 96 of 09 April 8 General licensing X 2. Legislative Decree no. 96 of 09 X 2003, Articles 16/1, 16/2, 16/4, 16/6 April 2003, Articles 4 and 6 (currently and 16/7 being amended ) 3. Legislative Decree of 4 August 2003 (National General Authorisation – (currently being amended )

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a An authorisation shall be required for Community regime for the control of intra-Community transfers of dual- 9 Exceptions from licensing X exports, tranfer, brokering and transit X use items listed in Annex IV. Items of dual-use items) Possibility of listed in Part2 of Annex IV shall not National General Authorisation for be covered by a general authorisation intra-Community trade

Council Joint Action of 22 June 2000 concerning the control of technical 10 Licensing of deemed export/visa X assistance related to certain military end-uses

1. Legislative Decree no. 96/2003 1. Ministry of Economic Development (dual use items) - International Trade - Divisione IV 2. Law 9 July 1990 n. 185, as (Dual use) 11 National licensing authority X amended by the law 17 June 2003, n. X 2. Ministry of Foreign Affairs, 148 on controls on exports, imports consulted the Committee established and transit of strategic materials. under art. 7 together with the Ministry of Finance

Matrix as approved by the 1540 Committee on 30 December 2010 27 1. Consultative Committee composed 1. Legislative Decree no. 96/2003 of Ministry of Foreign Affairs, of (dual use items) International Trade, of Defence, of 2. Law 9 July 1990 n. 185, as Interior, of Finance (including amended by the law 17 June 2003, n. 12 Interagency review for licenses X X Customs Agency), of 148 on controls on exports, imports Communications, of University and and transit of strategic materials, Art. Scientific Research 6. 2. Interministerial Committee for trade in strategic materials (CISD)

Consultative Committee composed of Council regulation (EC) n. 428/2009 Ministry of Foreign Affairs, of of 5 May 2009 setting up a International Trade, of Defence, of 13 Control lists X Community regime for the control of X Interior, of Finance (including exports, tranfer, brokering and transit Customs Agency), of of dual-use items Communications, of University and Scientific Research

The list of dual-use items set out in Annex I shall be updatedin conformity with the relevant obligations and Council regulation (EC) n. 428/2009 commitments,and any modification of 5 May 2009 setting up a thereof, that Member States have 14 Updating of lists X Community regime for the control of X acceptedas members of the exports, tranfer, brokering and transit international non-proliferation of dual-use items regimes andexport control arrangements, or by ratification of relevant international treaties.

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a 15 Inclusion of technologies X Community regime for the control of X Legislative Decree no. 96/2003, Art. 8 exports, tranfer, brokering and transit of dual-use items

Matrix as approved by the 1540 Committee on 30 December 2010 28 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a 16 Inclusion of means of delivery X Community regime for the control of X Legislative Decree no. 96/2003, Art. 8 exports, tranfer, brokering and transit of dual-use items

1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of Legislative Decree no. 96/2003, Art. 17 End-user controls X exports, tranfer, brokering and transit X 16 ( false declaration and of dual-use items information) 2. Legislative Decree no. 96/2003, Article 12

1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of Legislative Decree no. 96/2003, Art. 18 Catch all clause X exports, tranfer, brokering and transit X 16 of dual-use items 2. Legislative Decree no. 96/2003, Article 9

1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Legislative Decree no. 96/2003, Art. Community regime for the control of 16 (transfer of intangibles outside the 19 Intangible transfers X exports, tranfer, brokering and transit X Community through fax, phone and of dual-use items other technological means included 2. Legislative Decree no. 96/2003, internet) Article 9

Matrix as approved by the 1540 Committee on 30 December 2010 29 20 Transit control X X 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, tranfer, brokering and transit of dual-use items 2. EU Regulation no. 648 of 13 April 2005 (Security Amendment), Article 1.14: "At any stage, the competent Law no. 185 of 9 July 1990, Arts. 23- 21 Trans-shipment control X customs authority is entitled to X 26 proceed with the necessary controls including physical inspection of the means of transport and the consignments" 3. Law no. 185 of 9 July 1990: armaments 2. Integrated text of Customs Laws 22 Re-export control X no. 43 of 23 January 1973, Art.146 X

1. Law no. 197 of 5 July 1991 as amended by Legislative Decree no. 56 of 2004: screening and control of all transactions Legislative Decree no. 56 of 2004, 23 Control of providing funds X X 2. Law no. 185 of 9 July 1990: Art. 7 (administrative sanctions) armaments (communication of export, import and transit transactions to Ministry of Tresure) 1. Land Transport Department under ADR 2009 in force 01 January 2009, Ministry of Transport Control of providing transport Annex B (Provisions concerning 24 X X 2. Material of Class 7: Agenzia per la services transport equipment and transport Protezione dell'Ambiente e per i operations) Servizi Tecnici (APAT) Law no. 185 of 9 July 1990: 1. Law no. 185 of 9 July 1990: 25 Control of importation X X armaments armaments

Matrix as approved by the 1540 Committee on 30 December 2010 30 Penal Code, Art. 7 Extraterritoriality 1. Legislative Decree no. 96/2003 26 Extraterritorial applicability X foreseen for Italian citizens acting X 2. Law no. 185 of 9 July 1990 abroad 27 Other

Matrix as approved by the 1540 Committee on 30 December 2010 31 OP 3 (c) and (d) and related matters from OP 6 and OP 10 - Controls of CW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Which of the following legislation, Enforcement: civil/criminal penalties, procedures, measures, agencies exist National legal framework and measures of implementation, etc to control border crossings, Remarks export/import and other transfers of CW and Related Materials ? Can YES if YES, indicate source document YES if YES, indicate source document violators be penalized ?

Matrix as approved by the 1540 Committee on 30 December 2010 32 1. EU Regulation no. 648 of 13 April 2005 (Security Amendment) 2. Testo Unico delle Leggi Doganali - Integrated text of Customs Laws no. 43 of 23 January 1973, Arts. 28-30 Scanners in main ports, X-ray Technical support of border control 2 X (Guardia di Finanza) X machines and explosiveand measures 3. MoU between Customs Agency radioactive detectors and Guardia di Finanza, General Headquarters of Carabinieri, Ministry of International Trade, of Agriculture, of Environment, of Health

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 5 Export control legislation in place X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 5 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree 96 of 2003 Nuove norme sul controllo 3. Law no. 438 of 15 December 2001 dell'esportazione, importazione e transitodei materiali di armamento

Matrix as approved by the 1540 Committee on 30 December 2010 33 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 6 Licensing provisions X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 5 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree no. 96 of 09 Nuove norme sul controllo April 2003, Article 16 dell'esportazione, importazione e transito dei materiali di armamento

1. 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, tranfer, brokering and transit of dual-use items Legislative Decree no. 96 of 09 April 8 General licensing X 2. Legislative Decree no. 96 of 09 X 2003, Articles 16/1, 16/2, 16/4, 16/6 April 2003, Articles 4 and 6 (currently and 16/7 being amended ) 3. Legislative Decree of 4 August 2003 (National General Authorisation – (currently being amended )

Matrix as approved by the 1540 Committee on 30 December 2010 34 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a An authorisation shall be required for Community regime for the control of intra-Community transfers of dual- 9 Exceptions from licensing X exports, tranfer, brokering and transit X use items listed in Annex IV. Items of dual-use items) Possibility of listed in Part2 of Annex IV shall not National General Authorisation for be covered by a general authorisation intra-Community trade

Council Joint Action of 22 June 2000 concerning the control of technical 10 Licensing of deemed export/visa X assistance related to certain military end-uses

1. Consultative Committee composed 1. Legislative Decree no. 96/2003 of Ministry of Foreign Affairs, of (dual use items) International Trade, of Defence, of 2. Law 9 July 1990 n. 185, as Interior, of Finance (including amended by the law 17 June 2003, n. 12 Interagency review for licenses X X Customs Agency), of 148 on controls on exports, imports Communications, of University and and transit of strategic materials, Art. Scientific Research 6. 2. Interministerial Committee for trade in strategic materials (CISD)

Matrix as approved by the 1540 Committee on 30 December 2010 35 The list of dual-use items set out in Annex I shall be updatedin conformity with the relevant obligations and Council regulation (EC) n. 428/2009 commitments,and any modification of 5 May 2009 setting up a thereof, that Member States have 14 Updating of lists X Community regime for the control of X acceptedas members of the exports, tranfer, brokering and transit international non-proliferation of dual-use items regimes andexport control arrangements, or by ratification of relevant international treaties.

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a 16 Inclusion of means of delivery X Community regime for the control of X Legislative Decree no. 96/2003, Art. 8 exports, tranfer, brokering and transit of dual-use items

Matrix as approved by the 1540 Committee on 30 December 2010 36 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of Legislative Decree no. 96/2003, Art. 18 Catch all clause X exports, tranfer, brokering and transit X 16 of dual-use items 2. Legislative Decree no. 96/2003, Article 9

20 Transit control X 1. Council regulation (EC) n. X 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, tranfer, brokering and transit of dual-use items 2. EU Regulation no. 648 of 13 April 21 Trans-shipment control X 2005 (Security Amendment), Article X 1.14: "At any stage, the competent Law no. 185 of 9 July 1990, Arts. 23- customs authority is entitled to 26 proceed with the necessary controls including physical inspection of the means of transport and the consignments" 3. Law no. 185 of 9 July 1990: armaments 22 Re-export control X 4. Integrated text of Customs Laws X no. 43 of 23 January 1973, Art.146

Matrix as approved by the 1540 Committee on 30 December 2010 37 1. Law no. 197 of 5 July 1991 as amended by Legislative Decree no. 56 of 2004: screening and control of all transactions Legislative Decree no. 56 of 2004, 23 Control of providing funds X X 2. Law no. 185 of 9 July 1990: Art. 7 (administrative sanctions) armaments ( communication of export, import and transit transactions to Ministry of Tresure) 1. Land Transport Department under ADR 2009 in force 01 January 2009, Ministry of Transport Control of providing transport Annex B (Provisions concerning 24 X X 2. Material of Class 7: Agenzia per la services transport equipment and transport Protezione dell'Ambiente e per i operations) Servizi Tecnici (APAT) 1. Law no. 185 of 9 July 1990: Law no. 185 of 9 July 1990: 25 Control of importation X X armaments armaments 2. Text of Customs Laws no. 43 Penal Code, Art. 7 Extraterritoriality 1. Legislative Decree no. 96/2003 26 Extraterritorial applicability X foreseen for Italian citizens acting X 2. Law no. 185 of 9 July 1990 abroad 27 Other

Matrix as approved by the 1540 Committee on 30 December 2010 38 OP 3 (c) and (d) and related matters from OP 6, and OP 10 - Controls of NW including Related Materials State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Which of the following legislation, Enforcement: civil/criminal penalties, procedures, measures, agencies exist National legal framework and measures of implementation, etc to control border crossings, Remarks export/import and other transfers of NW and Related Materials ? Can YES if YES, indicate source document YES if YES, indicate source document violators be penalized ?

Matrix as approved by the 1540 Committee on 30 December 2010 39 1. EU Regulation no. 648 of 13 April 2005 (Security Amendment) 2. Testo Unico delle Leggi Doganali - Integrated text of Customs Laws no. 43 of 23 January 1973, Arts. 28-30 Scanners in main ports, X-ray Technical support of border control 2 X (Guardia di Finanza) X machines and explosiveand measures 3. MoU between Customs Agency radioactive detectors and Guardia di Finanza, General Headquarters of Carabinieri, Ministry of International Trade, of Agriculture, of Environment, of Health

Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 5 Export control legislation in place X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 24 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree 96 of 2003 Nuove norme sul controllo 3. Law no. 438 of 15 December 2001 dell'esportazione, importazione e transitodei materiali di armamento

Matrix as approved by the 1540 Committee on 30 December 2010 40 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of 1. Council regulation (EC) n. exports, tranfer, brokering and transit 428/2009 of 5 May 2009 setting up a of dual-use items Community regime for the control of 6 Licensing provisions X 3. Legislative Decree 96 of 2003 X exports, tranfer, brokering and transit (currently being amended) of dual-use items, Art. 5 4. Law no. 185 of 9 July 1990 - 2. Legislative Decree no. 96 of 09 Nuove norme sul controllo April 2003, Article 16 dell'esportazione, importazione e transito dei materiali di armamento

Matrix as approved by the 1540 Committee on 30 December 2010 41 Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a An authorisation shall be required for Community regime for the control of intra-Community transfers of dual- 9 Exceptions from licensing X exports, tranfer, brokering and transit X use items listed in Annex IV. Items of dual-use items) Possibility of listed in Part2 of Annex IV shall not National General Authorisation for be covered by a general authorisation intra-Community trade Council Joint Action of 22 June 2000 concerning the control of technical 10 Licensing of deemed export/visa X assistance related to certain military end-uses

Matrix as approved by the 1540 Committee on 30 December 2010 42 The list of dual-use items set out in Annex I shall be updatedin conformity with the relevant obligations and Council regulation (EC) n. 428/2009 commitments,and any modification of 5 May 2009 setting up a thereof, that Member States have 14 Updating of lists X Community regime for the control of X acceptedas members of the exports, tranfer, brokering and transit international non-proliferation of dual-use items regimes andexport control arrangements, or by ratification of relevant international treaties.

Matrix as approved by the 1540 Committee on 30 December 2010 43 1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a Community regime for the control of Legislative Decree no. 96/2003, Art. 18 Catch all clause X exports, tranfer, brokering and transit X 16 of dual-use items 2. Legislative Decree no. 96/2003, Article 9

1. Council regulation (EC) n. 428/2009 of 5 May 2009 setting up a 20 Transit control X Community regime for the control of X exports, tranfer, brokering and transit of dual-use items 2. EU Regulation no. 648 of 13 April 2005 (Security Amendment), Article 1.14: "At any stage, the competent Law no. 185 of 9 July 1990, Arts. 23- customs authority is entitled to 26 21 Trans-shipment control X proceed with the necessary controls X including physical inspection of the means of transport and the consignments" 3. Law no. 185 of 9 July 1990: armaments 22 Re-export control X 2. Integrated text of Customs Laws X no. 43 of 23 January 1973, Art.146

Matrix as approved by the 1540 Committee on 30 December 2010 44 1. Law no. 197 of 5 July 1991 as amended by Legislative Decree no. 56 of 2004: screening and control of all transactions Legislative Decree no. 56 of 2004, 23 Control of providing funds X X 2. Law no. 185 of 9 July 1990: Art. 7 (administrative sanctions) armaments ( communication of export, import and transit transactions to Ministry of Tresure)

1. Land Transport Department under ADR 2009 in force 01 January 2009, Ministry of Transport Control of providing transport Annex B (Provisions concerning 24 X X 2. Material of Class 7: Agenzia per la services transport equipment and transport Protezione dell'Ambiente e per i operations) Servizi Tecnici (APAT)

1. Law no. 185 of 9 July 1990: Law no. 185 of 9 July 1990: 25 Control of importation X X armaments armaments 2. Text of Customs Laws no. 43

Penal Code, Art. 7 Extraterritoriality 1. Legislative Decree no. 96/2003 26 Extraterritorial applicability X foreseen for Italian citizens acting X 2. Law no. 185 of 9 July 1990 abroad 27 Other

Matrix as approved by the 1540 Committee on 30 December 2010 45 OP 6, 7 and 8 (d) - Control lists, Assistance, Information State: Italy Date of Report: 27 October 2004 Date of Addendum 1: 05 December 2005 Date of Addebdum 2: 10 December 2007

Can information be provided on the YES Remarks following issues ?

The list of dual-use items set out in Annex I shall be updatedin conformity with the Control lists - items (goods/ relevant obligations and commitments,and any modification thereof, that Member 1 X equipment/materials/technologies) States have acceptedas members of the international non-proliferation regimes andexport control arrangements, or by ratification of relevant international treaties.

Legislative Decree n. 96/2003, Art. 10 (Conditions for granting an autorization for 2 Control lists - other X exports of goods not included in the Annex 1 of the EU Regulation 428/2009)

3 Assistance offered X Ready to consider the provision of assistance

4 Assistance requested 1.Providing bilaterally as well as through EU cooperation programmes 2. Supports G-8 Global Partnership Initiative aimed at promoting WMDs Assistance in place destruction and control of sensitive materials 5 X (bilateral/plurilateral/multilateral) 3. Has committed financial support for the destruction of CW 4. Provided support to the IAEA Nuclear Security Fund 5. Provided advice on the implementation of CWC, bilaterally or through OPCW

1. Committed to work with and inform industry 2. Ministero dello Sviluppo Economico - Ministry of Economic Development - D. G. 6 Information for industry X per la politica commerciale internazionale - Divisione IV – Esportazioni di beni a duplice uso ed embarghi - cooperates on a regular basis with companies and industrial associations

Disseminates relevant public information through websites, publications, seminars 7 Information for the public X and leaflets

Matrix as approved by the 1540 Committee on 30 December 2010 46