Biological : Review CNNI

Connectomics in : From Early Pioneers to Recent Brain Network Findings

Guusje Collin, Elise Turk, and Martijn P. van den Heuvel

ABSTRACT Schizophrenia has been conceptualized as a brain network disorder. The historical roots of connectomics in schizophrenia go back to the late 19th century, when influential scholars such as Theodor Meynert, , , and Eugen Bleuler worked on a theoretical understanding of the multifaceted syndrome that is currently referred to as schizophrenia. Their work contributed to the understanding that symptoms such as and cognitive disorganization might stem from abnormal integration or dissociation due to disruptions in the brain’s association fibers. As methods to test this hypothesis were long lacking, the claims of these early pioneers remained unsupported by empirical evidence for almost a century. In this review, we revisit and pay tribute to the old masters and, discussing recent findings from the developing field of disease connectomics, we examine how their pioneering hypotheses hold up in light of current evidence. Keywords: Association fibers, Connectomics, Dissociation, History of psychiatry, Integration, Schizophrenia http://dx.doi.org/10.1016/j.bpsc.2016.01.002

The hypothesis that schizophrenia is a disorder of brain connectomics in schizophrenia, Figure 1 shows a selection of connectivity has its roots in the 19th century, in which mental visionary scholars that contributed to the development of the illness was first attributed to the brain [for review, see (1)]. disconnectivity theory of schizophrenia. However, the methodological tools to test the disconnectivity Of note, the nomenclature in psychiatry has changed theory were long lacking, leaving it unsupported by neuro- substantially over the years (7). In the late 19th century, the biological evidence. Moreover, during most of the 20th term “amentia” (8) was used to refer to sudden-onset con- century, the world wars and the emphasis on fusion with psychotic symptoms such as and and psychoanalysis rather than biology hindered advances in catatonic features ranging from excitement to stupor. These neurobiological research of schizophrenia (2). The disconnec- patients shared many characteristics with those later tion theme reemerged in the late 20th century when neuro- described as suffering from (9) and schiz- imaging studies demonstrated connectivity deficits in the ophrenia (10,11). To avoid confusion, in this review, “amentia” disorder (3,4). In recent years, the application of graph theory and “dementia praecox” will be considered to refer to the to study the topological organization of the brain’s wiring clinical syndrome that is currently known as schizophrenia. network has provided a novel platform to study complex brain functions in both health and disease (5,6). These develop- ments have inspired the notion that schizophrenia might best 19th CENTURY CONNECTIONISTS be understood as a connectopathy. Up until the 19th century, it was common to believe that This narrative review provides a chronological account of insanity came from (the) God(s) as a spiritual punishment for connectomics in schizophrenia. The earliest description of the sin and disobedience (12,13). This view started to change in clinical syndrome that would form the foundation for the the mid-19th century, when influential scholars such as Ger- modern concept of schizophrenia is usually attributed to Emil man neurologist and psychiatrist Wilhelm Griesinger (1817– Kraepelin. This well-known scholar and his contemporaries in 1868) argued that mental illnesses were disorders of the brain the field of mental illness and neural connectivity are used here (14). Under Griesinger’sinfluence, most of Western psychiatric as the starting point for our historical review. Using original research started to focus on the examination of anatomical papers, reviews, and biographies of these scientists, we trace and physiological properties of the brain (2,15,16). Griesinger’s the roots of the disconnectivity theory of schizophrenia apprentice, German-Austrian neuropathologist and anatomist throughout recent history. We integrate the historical narrative Theodor Meynert (1833-1892), maintained this direction. Using with an overview of current conceptions of connectivity and the newest methods of microscopic , histology, connectome organization in schizophrenia and discuss how and brain preparation, Meynert worked on mapping the the ideas of pioneering connectionists hold up in light of cytoarchitecture of the cerebral cortex and the underlying current evidence. Paying tribute to the historical pioneers of white matter fiber tracts (17,18)(Figure 2). He was among the

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Figure 1. Pioneers of schizophrenia and connectivity research. This figure shows early pioneers of connectomics and schizophrenia from the late 19th to the middle 20th century. Top row, from left to right: Wilhelm Griesinger, Theodor Meynert, Camillo Golgi, and Carl Wernicke. Middle row: Santiago Ramón y Cajal, the Alzheimer-Kraepelin lab (Alois Alzheimer, Emil Kraepelin, Robert Gaupp, and Franz Nissl), Emil Kraepelin, and Eugen Bleuler. Bottom row: the Vogt-Vogt lab (Cécile and Oskar Vogt and coworkers), Norbert Wiener, Karl Kleist, and Norman Geschwind. (Picture of Alzheimer-Kraepelin lab reproduced with permission from Kraepelin E, Hippius H, Peters G, Ploog D [1987]. The Memoirs. Berlin, Germany: Springer-Verlag. Other pictures reproduced under the creative commons license from wikipedia.org and fair use under copyright law from openlibrary.org.)

first to systematically classify white matter fiber tracts into disorders to disturbances of association fibers (19,20). For association fibers—interconnecting cortical areas—and pro- example, he argued that cell loss in the basal ganglia and jection fibers—carrying motor and sensory information to and associated functional disturbances of the projection fiber from the body. Linking these fiber tracts to brain disease, system might form the biological basis of the symptoms of Meynert proposed a dichotomy of brain disorders based on Parkinson’s disease and dementia (21), while disorganized the affected fiber class, attributing current-day neurological association fibers and associated disturbances in the cooper- disorders to projection fiber and psychiatric ation between frontal areas and other parts of the brain could

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association connections as the underlying cause of psychosis (24). He suggested that association fiber deficits could lead to abnormal activation of cortical sensory areas, resulting in symptoms such as hallucinations (24). Unfortunately, Meynert and Wernicke were never able to show histological evidence for disruptions in anatomical connectivity in schizophrenia, perhaps due, in part, to Wernicke’s untimely death from a bicycle accident in 1905 (25). It took almost another century before the development of diffusion-weighted imaging in the 1990s (26) and its application in schizophrenia from the year 2000 and onward [e.g., (27)] gave rise to the first evidence supporting their theories. Recent findings of affected fronto- temporal and frontoparietal connectivity in schizophrenia (27–29) testify to the prescience of Meynert’s and Wernicke’s theories that schizophrenia symptoms may stem from dis- ruptions in the brain’s association fibers. Carl Wernicke thus contributed to the early development of the disconnectivity theory of schizophrenia, but—in contrast to Figure 2. Meynert’s pioneering work on white matter pathways. A drawing the acclaim for his pivotal work on aphasia—this contribution by Meynert of the brain’s major white matter fascicles, differentiating short is commonly overlooked. This may be due, in part, to the U-shaped fibers, and long association fibers:arcuate,inferiorlongitudinal, popularity of German psychiatrist Emil Kraepelin (1856-1926). uncinate, and cingulate fasciculi [Figure 3 from (145)]. F., frontal; In the sixth edition of his textbook (9), Kraepelin established a Occ., occipital; Tp., temporal pole. paradigm for psychiatry that soon spread the world (30) and laid the foundations for modern classification systems such as underlie amentia (11,20). This theory was further developed by the Diagnostic and Statistical Manual of Mental Disorders (31). his pupil, neuropathologist Carl Wernicke (1848-1905), who— Kraepelin sorted most of the recognized forms of “insanity” like his mentor—believed that mental disorders were caused into two major categories: dementia praecox and manic- by disturbances in the connections of the brain (15). Wernicke depressive insanity. He described manic-depressive insanity proposed one of the first models of integrative processing as a mood disorder featuring episodes of exacerbation among cortical areas as the neural basis for higher cognitive followed by remission or complete recovery. Kraepelin used functions such as language (Figure 3). There were major dementia praecox to refer to a progressive deterioration in developments in staining and fixation methods during the (cognitive) functioning, with the adjective praecox—meaning course of Wernicke’s career, mainly through the pioneering “early”—distinguishing the illness from dementia of the elderly. work of Camillo Golgi (1843-1926) and Santiago Ramón y In search of the underlying pathology of dementia praecox, Cajal (1852-1934). Together with Auguste Forel (1848-1931), Kraepelin collaborated with many well-known scientists. Dur- Golgi and Cajal were the first to argue that the brain consists ing his appointment as the chair of psychiatry at the University of neuronal cells that are connected to other neurons in of Heidelberg, he attracted neuroanatomists Franz Nissl different parts of the brain (22). These exciting developments (1860-1919) and Alois Alzheimer (1864-1915) to his depart- must have been part of the inspiration for Wernicke’s Sejunk- ment. When Kraepelin was appointed chair in Munich in 1903, tionshypothese (23) (from Latin sejungere, to separate). In this Alzheimer followed him there and worked with researchers hypothesis, Wernicke postulated a defect or interruption of such as (1876-1931) [(32), from (33)],

Figure 3. Early models of neural inte- gration as the basis for cognitive func- tions. Model by Wernicke (1874) of the language system (146) (left panel), further developed by Lichtheim in 1884 (87) (right panel). a, auditory input; A, auditory language region (Wernicke’s area); B, from German Begriff, referring to a broad set of concept representa- tions, thus involving distributed cortical brain regions and their collaboration (147,148); m, motor (speech) output; M, motor language center (Broca’s area).

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while Nissl remained in Heidelberg taking over Kraepelin’s is the real fundamental disorder appears to testify to an former position (34). About 10 years later, at the request of the intuitive notion that a disruption of the neural system that German Society for Psychiatry, Kraepelin explored the possi- allows synchronization among disparate brain regions may be bility of founding an Institute for Psychiatric Research, which central to schizophrenia’s pathophysiology, a notion that we was eventually established in 1917 and still exists today as the argue to be corroborated by modern studies showing dis- Max Planck Institute of Psychiatry. Upon the foundation of the proportionate disruptions of the rich club system and asso- institute, Nissl accepted an invitation from Kraepelin to join ciated changes in functional dynamics of the brain in him there, working alongside Korbinian Brodmann (1868– schizophrenia (50–54). 1918). Unfortunately, their collaboration was short-lived as Eugen Bleuler (1857–1950) offered a complementary view Brodmann and Nissl died shortly after one another, just 1 year on the pathophysiology of schizophrenia. It was Bleuler who after joining the institute (34). Together, these scholars proposed the term “schizophrenia” for the illness, derived from produced major scientific breakthroughs, mainly in neuro- the Greek skhizo (to split) and phren (mind). With this term, he degenerative disorders (2), including the first account of the referred to the split in , , and personality histopathology of general paresis due to syphilis by Nissl (35) that he observed in his patients, rather than changes in brain and Alzheimer’s discovery of plaques and neurofibrillary anatomy. As opposed to Kraepelin, Bleuler objected to a tangles in (pre)senile dementia (36). At the conference where categorical view of schizophrenia, arguing that a healthy Alzheimer first presented these findings, his work received person may exhibit mild schizophrenic traits, while severe little interest (37), but Kraepelin recognized the fundamental traits are exclusive to patients (55). Bleuler suggested the core significance of Alzheimer’s observations (38). He included a disturbance to be a loosening of associations or “dissociation” description of the disorder in the eighth edition of his textbook (10,56), which may be argued to find its modern-day place in and proposed to call the illness Alzheimer’s disease (39). the Diagnostic and Statistical Manual of Mental Disorders as The relevance of these developments in the context of our disorganized speech. Such deficits in the train of thought current review is that Kraepelin assumed a similar biological resulting in incoherence are, in their most explicit form, basis for the cognitive decline in dementia praecox. In 1896, referred to as formal . Or, as Bleuler described Kraepelin, Alzheimer, and Nissl developed the autointoxication it in his 1911 book [(10) cited from (57)]: theory, hypothesizing a degeneration of pyramidal cells in the second and third layers of the cortex in dementia praecox (40). The connections between associations are lost. The disease Reports of a decline in pyramidal cells in dementia praecox in interrupts the threads that give direction to our thoughts in an the 1920s (41) would add to the popularity of the theory, only irregular fashion, sometimes affecting only a few, sometimes a larger proportion of them. Thus, the result of the thought to be dismissed as technical artifacts after subsequent process is rendered unusual, and often logically incorrect. histological examination (42). Nevertheless, current postmor- tem evidence suggests that schizophrenia is associated with Bleuler assumed an underlying physical disease process smaller pyramidal cell bodies and decreased neuropil due, in but disagreed with Kraepelin as to the nature of this deficit. He part, to reduced spine density (43,44). These alterations are proposed that the pathology of schizophrenia was not neuro- best characterized in layer 3 of the neocortex, a major site for nal or cellular but one of conduction (56). From a modern-day corticocortical connectivity (44) that is thus crucial for estab- perspective, a conduction deficit might perhaps be interpreted lishing long-range communication between cortical areas (45). as referring to a disruption in functional connectivity for which Consistent with a deficit in corticocortical communication, there is now indeed strong empirical evidence in schizophrenia Kraepelin’s writings hint at a deficit in neural integration as part (50,58–60). As functional connectivity has been suggested to of schizophrenia’s pathophysiology. In his 1919 Dementia be shaped by the brain’s anatomical wiring network (61–65), Praecox and Paraphrenia [(40), cited from (46)], he writes (as there might be a common ground to both theories of the translated from German): disorder. Specifically, the disruptions in association fibers proposed by Meynert, Wernicke, and Kraepelin may form the … [ ] the organ of our psychic life must also contain mech- underlying substrate for a disturbance of the brain’s infra- anisms that mediate a general connection of all parts of the structure for integrative processing, invoking a functional psychic workshop among each other. Just the destruction of disorganization of associations as suggested by Bleuler. the psychic personality, of this inner harmony of all the parts Figure 4 provides a timeline of major developments in of the psychic mechanism in perhaps even surprisingly individual activities is, as formerly demonstrated, the real connectomics in schizophrenia from the middle 19th century fundamental disorder in dementia praecox. until today. Kraepelin thus assumed the brain to contain “mechanisms that mediate a general connection of all parts of the psychic 20th CENTURY DEVELOPMENTS workshop.” Emerging evidence from connectome studies now During the first half of the 20th century, psychodynamic suggests that these mechanisms may take the physical shape psychiatry gained ground over biologically oriented psychiatry. of a central connectivity core of highly connected hub regions Factors contributing to this development include the fact that (47–49). This anatomical rich club infrastructure is thought to despite claims that mental disorders are brain disorders, allow segregated functional systems to share information by empirical evidence to support a neurobiological basis for means of neural interaction. Without implying that Kraepelin mental disease was still lacking. This led to the dismissal of had a notion of brain hubs and their interconnectivity specif- neurobiologically oriented theories of schizophrenia as ically, his statement that the destruction of this inner harmony “Gehirnmythologie” or brain mythology (15). In addition, brain

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Figure 4. Timeline of major developments in connectomics in schizophrenia. PET, positron emission tomography. research in Germany—at that time the epicenter of neuro- represented as an algorithm. This paper is now widely psychiatric research—was almost entirely shut down due to accepted as the basis for the central concept of the modern World War I. computer (75) and would be part of the inspiration for After World War I, there was a great demand for the American mathematician and philosopher Norbert Wiener’s treatment of mentally affected veterans. Veteran doctor Karl 1948 transdisciplinary work on control and communication in Kleist (1879-1960), a former pupil of Wernicke, developed a computing machines and the animal nervous system (76). functional atlas of the cortex based on the localization of Wiener thought of neural information as a form of online specific lesions in the brains of veterans (66) in combination memory, formed by impulses that travel along paths in the with functional stimulation and myeloarchitectonic mappings nervous system. Notably, he suggested neural trafficjams developed by Cécile (1870-1959) and Oskar (1875-1962) due to excessive occupation or the physical removal of Vogt (67). Kleist mapped these functional regions to the neuron chains (and associated rerouting of neuronal informa- detailed cytoarchitectural maps made by Brodmann and his tion) as a mechanistic explanation for mental illness. This scientific competitors of that time Von Economo and Georg theory may be the earliest conceptualization of disruptions in N. Koskinas. He tried to correlate damage in certain brain neural information flow and system dynamics as the under- areas to specificmentalsymptoms(68), a technique that lying substrate for mental disorders (77). would be further developed by his associates of the From 1950 onward, insights into the hereditary nature of Wernicke-Kleist-Leonhard School of Psychiatry (69). Kleist mental disorders and advances in treatment with argued that higher cognitive functions should result from medication (2) led to a return to neurobiology as the primary integration among cooperating systems, and he proposed focus of schizophrenia research, after years in which the affected collaboration between cortical and subcortical brain primary emphasis had been on psychology and psychoanal- regionsasthesubstrateofpsychosis(69,70), a theory that is ysis. Many of these developments were serendipitous; French now supported by modern-day findings of disrupted func- anesthesiologist Henri Laborit, for example, tried chlorproma- tional collaboration between brain regions in schizophrenia zine as an anesthesia adjunct and found it to produce (6,53,59,60,71–73). disinterest without loss of consciousness (78). He persuaded During and around the Second World War, the foundations doctors at the neuropsychiatric department of Val-de-Grâce were laid for the development of the modern computer, work military hospital in to try the drug in a severely agitated that would prove crucial to the evolution of neuroimaging and manic-psychotic patient (79), who was found to be ready to computational connectomics. In 1936, mathematician and resume normal life after just 20 days of treatment (80). In the pioneering computer scientist Alan Turing (74)wrotea following years, the use of spread quickly, paper in which he proved that a device that would become rapidly reducing episodes of violence and the number of days known as the Turing machine would be capable of perform- in seclusion in psychiatric hospitals throughout the world (81). ing any conceivable mathematical operation that could be During these years, the temporary setback of continental

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European research and the emergence of English as the processes under the influence of modulatory dominant language of medical science led to a gradual neglect systems has been proposed as a central neurobiological of the works of early (mostly German-speaking) pioneers in mechanism in schizophrenia. This theory that is supported by (2,82). Behavioral neurologist Norman Gesch- evidence from recent genome-wide association studies impli- wind reversed this trend with his 1965 pivotal two-part cating genes involved in glutamatergic neurotransmission and monograph on disconnection syndromes in animals and man synaptic plasticity (110). (83,84), which inspired a resurgence of interest in disconnec- tivity as a pathophysiological mechanism for disorders of 21st CENTURY CONNECTOMICS higher cortical functions (85). Geschwind’s quotations and detailed summaries of connectivist accounts by early masters Since the development of imaging techniques capable of made the works of pioneers such as Wernicke (86), Ludwig capturing aspects of functional and anatomical connectivity, Lichtheim (87), Paul Flechsig (88), and Hugo K. Liepmann (89) the number of investigations of brain connectivity in schizo- accessible again to the neuroscientific community at large [for phrenia has been rising notably. A detailed discussion of these review, see (82–84)], thereby reviving the disconnection para- studies is beyond the scope of the current review, but their digm in language and cognitive-behavioral disorders. findings have been summarized in several excellent reviews It took an additional 20 years for positron emission [e.g., (6,27,59,104,111–114)]. These connectome studies build tomography studies to provide the first evidence for discon- on the premise that cognitive functions arise from neural nectivity in schizophrenia (3,90). Their findings were incorpo- interactions shaped by the brain’s connectional anatomy rated into the disconnection hypothesis, stating that (115). The way that the brain is wired is thought to drive how schizophrenia may best be understood in terms of affected neural elements exchange signals, how they encode sensory interactions between different cortical areas (4). Following information, and, ultimately, how the brain network as a whole initial findings, subsequent positron emission tomography coordinates complex neural phenomena underlying cognitive and electroencephalography studies (91–94)providedfurther processes (49). Indeed, studies have shown that connectome support for functional disconnectivity in schizophrenia. Indi- organization plays a role in cognitive functioning (29,116–118), cations for impairments in anatomical connectivity came from performance (119,120), personality traits studies showing reduced white matter volume (95,96) (121,122), and creative thinking (123). The notion that (com- reduced white matter N-acetylaspartate signal intensity sug- plex) brain functions are not solely attributable to the proper- gestive of abnormalities in axonal connections (97)and ties of individual brain regions, but emerge from their interplay studies applying the (at that time upcoming) technique of within the connectome as a whole (5,50), implies that the diffusion-weighted imaging demonstrating reduced white brain’s wiring organization is crucial to healthy brain function, matter integrity in schizophrenia patients (98,99). In addition as well as to the manifestation of brain disorders to neuroimaging, evidence for disconnectivity on the (6,52,124,125). As previously alluded to, recent findings that cytoarchitectural scale includes reductions in dendritic spine long-distance association fibers of the brain’s central integration density (43,44,100,101) and abnormalities in oligodendro- system are particularly affected in schizophrenia (50–52)arein cytes and myelinated fibers (102,103). Notably, recent work line with Meynert’s and Wernicke’s hypotheses that schizophre- on the relationship between reductions in spine density and nia symptoms result from changes in the anatomical pathways macroscale connectivity suggests that regional disruptions in involved in higher-order association processes. With brain hub microscale neuronal connectivity in schizophrenia may be regions and their mutual connections forming an infrastructure related to the observed decreases in macroscale connectivity for interdomain functional integration (47,61), aberrant wiring of (45). In all, these findings converge on the notion that this system is consistent with global dysintegration [or malinte- schizophrenia involves disruptions in anatomical connectivity gration (13)] of neural information as part of schizophrenia’s from the synaptic to the whole-brain level and that these pathophysiology. Disproportional connectivity deficits of ana- deficits may be interrelated across spatial scales. tomical brain hubs and the rich club collective, as stated by Whether connectivity in schizophrenia is necessarily modern-day theories of schizophrenia (50), may provide con- reduced (disconnectivity) or more generally altered (dyscon- ceptual and empirical support for the long-standing notion that nectivity) remains subject to debate. We argue that the impaired neural integration is central to schizophrenia’s etiology. evidence for reduced anatomical connectivity is fairly con- Paraphrasing Wernicke [as translated from (24)]: sistent, and while both reduced and enhanced functional Let us designate this process of detachment with an appro- connectivity are reported, reductions in functional connec- priate name such as sejunction, and we cannot help to view it tivity tend to be reported more commonly (6,104). However, as a defect, a disruption of continuity, due to the failure of it is important to note that disruptions in structural con- associative functions. […] The very fact that the [schizophre- nectivity do not have to lead to reductions in functional nia] patient is unaware of the contradiction between his connectivity, as disinhibition and new neuronal interactions various suggests that the integration of higher within disconnected networks may give rise to increased func- associations into one coherent whole […] has ceased to exist. tional interactions (6,105,106). In addition to impairments in anatomical connectivity as a possible cause for functional dysconnectivity, it has been argued that disruptions in func- CONCLUSIONS tional connectivity may stem from aberrant control of synaptic From early connectionists to current connectome findings, the transmission and plasticity (107–109). Specifically, dysfunc- long-standing hypothesis that schizophrenia symptoms may tional modulation of N-methyl-D-aspartate receptor dependent stem from a deficit in integrative neural processing due to

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disruptions in the brain’s anatomical pathways for interregional 2. Wallace E, Gach J, eds. (2008): History of Psychiatry and Medical communication remains valid today. In recent years, emerging Psychology. New York: Springer Science 1 Business Media, LLC. findings from connectome studies have added considerable 3. Volkow ND, Wolf AP, Brodie JD, Cancro R, Overall JE, Rhoades H, conceptual and empirical support for malintegration as a Van Gelder P (1988): Brain interactions in chronic schizophrenics under resting and activation conditions. Schizophr Res 1:47–53. pathophysiological mechanism in schizophrenia. These stud- 4. Friston KJ, Frith CD (1995): Schizophrenia: A disconnection syn- ies point to a central role for hub pathology, including a drome? Clin Neurosci 3:89–97. reduced centrality of brain hubs and a disruption of rich club 5. 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Pillmann F (2007): Carl Wernicke and the neurobiological paradigm ARTICLE INFORMATION in psychiatry. Acta Neuropsychol 5:246–260. 26. Moseley ME, Cohen Y, Kucharczyk J, Mintorovitch J, Asgari HS, From the Department of Psychiatry, Brain Center Rudolf Magnus, University Wendland MF, et al. (1990): Diffusion-weighted MR imaging of Medical Center Utrecht, Utrecht, Netherlands. anisotropic water diffusion in cat central nervous system. Radiology Authors GC and ET contributed equally to this work. 176:439–445. Address correspondence to Guusje Collin, M.D., Ph.D., University 27. Ellison-Wright I, Bullmore E (2009): Meta-analysis of diffusion tensor Medical Center Utrecht, Department of Psychiatry, Brain Center Rudolf imaging studies in schizophrenia. Schizophr Res 108:3–10. Magnus, Heidelberglaan 100, 3508 GA Utrecht, PO Box 85500, Utrecht, 28. Van den Heuvel MP, Mandl RCW, Stam CJ, Kahn RS, Hulshoff Pol Netherlands; E-mail: [email protected]. 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