12. Heraclitus' Ethics
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12. Heraclitus’ Ethics David Sider Investigations into Heraclitus’ ethics are scarce on the ground. It is not that, apart from some that have been been overlooked because they are universally considered spurious, his several comments that touch upon human behavior have been ignored—there are too few fragments for any to go uncommented for long—but that they seem isolated and not obviously calling out to be made part of a systematic theory of eth- ical behavior. Furthermore, it has to be said that some of these scarce attempts to study Heraclitus’ ethics are disappointing.1 Nor does the subject of ethics as such receive much attention in more comprehensive treatments. It is true that ethics is discussed elsewhere in the huge Hera- clitus bibliography, but rarely head-on as a subject to be investigated and analyzed in its own right.2 Two noteworthy contributions to the liter- 1 Thus, A. N. Zoumpos, “Das ‘ethische Urteil’ bei Heraklit,” Platon 11 (1959) 420–423, raises the Aristotelian distinction between a-priori and a-posteriori reasoning, only to find that this does not apply to Heraclitus, which does not get us very far: “Kurz gesagt nimmt Herakleitos das ‘ethische Urteil’ als Produkt des ‘Göttlichen Logos’ an, das naturgemäss also in Voraus in den Menschen vor- hande ist.” (One could compare Anaxagoras’ Nous, which also shows up in an- imals.) Zoumpos relies too heavily on Plato for his understanding of Heraclitus, especially those passages in the Cratylus and Theaetetus that characterize him pri- marily as one relying on a theory of flux to explain his epistemological con- cerns. Zoumpos thus concludes that “der Mensch kein sichers Urteil bilden kann,” since there can be no Seiende, existence, in Heraclitus. There is, how- ever, logos, styled as Weltgesetz by Zoumpos, which can offer guidance to men, should they care to follow it. C. J. Broniak, “Heraclitus, Parmenides, and Plato on living the good life,” Dialogue (Milwaukee) 30 (1987) 28–37, de- votes only a little over one page to Heraclitus (28–29), with very little attempt to work the fragments themselves into a coherent system. C. Eggers Lan, “Ethi- cal-religious meaning of fr. 30 D.-K.” in L. Rossetti (ed.), Atti del symposium heracliteum 1981 (Rome 1983) 1.291–299, does not follow through on the promise of his title. 2 Some few examples chosen from the best and most useful books on Heraclitus: Charles Kahn, The Art and Thought of Heraclitus (Cambridge 1979) does not even include a listing for ethics in his index; Miroslav Marcovich, Heraclitus: Greek Text with a Short Commentary (Merida 1967) does index “ethics,” but Bereitgestellt von | De Gruyter / TCS Angemeldet | 46.30.84.116 Heruntergeladen am | 03.07.14 11:30 322 David Sider ature are a brief contribution by Robert Bolton, which acknowledges that it is only a preliminary study, and the more substantial investigation by J. W. Evans, which, because it was only an unpublished doctoral dis- sertation, has not received the attention it deserves.3 It was with this near vacuum on the subject in mind that i planned to address the matter at the conference on Pythagoras and Heraclitus, little knowing that Enri- que Hülsz (who calls Heraclitus a “moral philosopher”) and Tony Long would be addressing this very question directly and that others, most notably Aryeh Finkelberg and Gabor Betegh, would be shedding signif- icant light on the matter. Still, our various approaches complement each other, and each may have something to contribute to a new overall ap- preciation. In particular, Tony Long has properly noted how misleading it can be to read Plato back into Heraclitus. Yet my approach to Her- aclitus’ ethics based on the fragments themselves will lead to a theory that is consistent with much that is in fact found in Plato. he assumes without argument that Heraclitus’ ethics were very much those of the ruling class of his native Ephesos, which entails that Heraclitus never devel- oped an ethical system of his own. Cf. too M. Adomenas, “Heraclitus on reli- gion,” Phronesis 44 (1999) 109, who refers to Heraclitus’ “antipopulist ethics.” This will be disputed below. 3 R. Bolton, “Nature and human good in Heraclitus,” in K. I. Boudouris (ed.), Ionian Philosophy (Athens 1989) 49–57; J.W. Evans, Heraclitus and Parmenides as Moral Philosophers, diss. Yale 1970. Bolton approaches Heraclitus’ ethics via the notion of natural law as it would have incorporated Heraclitus’ idea of physis. Placing Heraclitus broadly in an early form of the nomos/physis controversy, Bolton relies most heavily on B 114 n»mm|\k]comtar Qswuq_feshai wqµ t` num` p\mtym …. tq]vomtai c±q p\mter oR!mhq~peioi m|loi rp¹2m¹r,toO he_ou. From this, along with some other supporting texts, Bolton reasonably concludes not only that is there a natural (because divine) law, but also that men can access it and trust in it. Note also B 116 !mhq~poisi p÷si l]testi cim~sjeim 2yuto»rja·syvqome?m, where “self-knowledge is coupled with so- phronein” (54). Bolton then offers some criticisms that could be brought to bear, but his article remains a good place to start. Evans’ more comprehensive treatment argues that “Heraclitus’ ethical views are inseparably entwined with his cosmology and metaphysics” (39). M. Fattal, Paroles et actes chez HØraclite: Sur les fondements thØoriques de l’action morale (Paris 2012), appeared as this article was on the point of submission to the publishers. Bereitgestellt von | De Gruyter / TCS Angemeldet | 46.30.84.116 Heruntergeladen am | 03.07.14 11:30 12. Heraclitus’ Ethics 323 i Before beginning, however, it should be noted that, despite the modern neglect, several voices in antiquity were in agreement that the book of Heraclitus did indeed devote a significant portion of its contents to ethics or politics, a subject not always easy to distinguish from ethics in the frag- ments, nor, i suspect, in Heraclitus’ own thought. Thus, Diogenes Laer- tius 9.15 records that “many have written commentaries on Heraclitus, including the grammatikos Diodotos, who denied that his syngramma was about nature, but rather that it was about politics, and that the material on nature was placed there (only) as a paradigm (ou vgsi peq· v}seyr eWmai t¹ s}ccqalla !kk± peq· pokite_ar, t± d³ peq· v}seyr 1mpaqade_c- lator eUdei je?shai). Again from Diogenes (9.12) we learn that this same Diodotus described Heraclitus’ book as an !jqib³roQ\jisla pq¹rst\hlgm b_ou, “accurate steerage toward life’s harbor.”4 Diodotus Grammaticus is unknown, but whoever he was, he probably was not a professional phi- losopher, most of whom in the ancient world seemed ready if not eager to ignore the ethical views of Socrates’ predecessors.5 Still others, accord- ing to D.L. ibid., call Heraclitus’ book a cm~lom( Ah_m, tq|pou j|slom 6ma t_m nulp\mtym, “a guide of conduct, ….”6 Diogenes Laertius also records the interesting statement (9.5) that t¹ d³ veq|lemom aqtoO bibk_om 1st· l³m !p¹ toO sum]womtor Peq· v}seyr, di-qgtai d( eQr tqe?r k|cour, eUrtet¹mpeq· toO pamt¹rja·pokitij¹m ja· heokocij|m. Heraclitus’ book, although peq· v}seyr on the whole, has been divided into three logoi, one on t¹ p÷m, which must include at least cosmological matters; a second on politics, and a third on divine matters. A straightforward reading of this passage—focusing 4 The Greek is a iambic trimeter, with its caesura preceding the fourth rather than the third princeps. Since grammatikoi were teachers, Diodotus may have com- posed verses to serve as mnemonic aids for his students. For a recent discovery of a teacher’s verses directed to his students, see R. Cribiore, D. Ratzen, & P. Davoli, “A teacher’s dipinto from Trimithis (Dakhleh Oasis),” Journal of Roman Archaeology 21 (2008): 170–91. 5 Note how Aristotle in his Ethics, although coming to grips with Plato in EN 1.6, does not provide in this work the same sort of overview of presocratic or sophistic thought on the subject that he does in his Physics and Metaphysics. 6 The reading of the codd., printed here, is not easy to construe, and has been frequently altered: ja· cm~lom( Ah_m, <ja· jak¹m> j|slom tq|pym 2m|r te sulp\mtym Diels; ja· cm~lom( Ah_m, <toO h( fkou> j|slou tq|pim 2m|r te sulp\mtym te Hicks. Bereitgestellt von | De Gruyter / TCS Angemeldet | 46.30.84.116 Heruntergeladen am | 03.07.14 11:30 324 David Sider on the present 1st_—would allow for somebody simply adding “chapter headings,” without any further alteration, but this would hardly merit mention by Diogenes. The perfect “has been divided” would never have been used if this were Heraclitus’ own division. By concentrating on the odd phrase !p¹ toO sum]womtor, however, which seems to mean that the book was originally continuously on, or continually returning to, the subject of nature, we get the more interesting statement (one that Diogenes would have found deserving of mention) that Heraclitus’ book suffered rearrangement into the three rubrics/sections he names. If so, there must have been a higher percentage of the book concerning, at least on a first reading of Heraclitus’ notoriously ambiguous prose, human nature (politics and ethics, as later understood).7 And as Dei- chgräber noted, these topics are three of the six into which Cleanthes divided philosophy, which suggests that the rearrangement and division into three parts were due to a Stoic.8 These important secondary testimonia aside, Heraclitus was clearly concerned with both individual behavior (B 43 vbqim wqµ sbemm}mai l÷kkom C puqjaz^m), as well as that of his city (B 44 l\weshai wqµ t¹m d/lom rp³qtoOm|lou).