OSC Bulletin

The Ontario Securities Commission

OSC Bulletin

January 28, 2021

Volume 44, Issue 4

(2021), 44 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4

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Table of Contents

Chapter 1 Notices ...... 707 Chapter 12 Registrations ...... 865 1.1 Notices ...... (nil) 12.1.1 Registrants ...... 865 1.2 Notices of Hearing ...... 707 1.2.1 Becksley Capital Inc. and Fabrizio Lucchese – Chapter 13 SROs, Marketplaces, s. 8 ...... 707 Clearing Agencies and 1.3 Notices of Hearing with Related Trade Repositories ...... 867 Statements of Allegations ...... (nil) 13.1 SROs ...... 867 1.4 Notices from the Office 13.1.1 Investment Industry Regulatory Organization of the Secretary ...... 708 of Canada (IIROC) – Amended MOU 1.4.1 Becksley Capital Inc. and Fabrizio Lucchese ... 708 regarding the Oversight of IIROC – Notice of 1.4.2 David Randall Miller ...... 708 Approval ...... 867 1.4.3 Vernon Ray Fauth ...... 709 13.1.2 Mutual Fund Dealers Association of Canada 1.4.4 Jonathan Cartu et al...... 709 (MFDA) – Amended MOU regarding the 1.4.5 Becksley Capital Inc. and Fabrizio Lucchese ... 710 Oversight of the MFDA – Notice of Approval ... 879 1.5 Notices from the Office 13.2 Marketplaces ...... 892 of the Secretary with Related 13.2.1 TSX Inc. – Market-on-Close Modernization – Statements of Allegations ...... (nil) Notice of Approval ...... 892 13.3 Clearing Agencies ...... (nil) Chapter 2 Decisions, Orders and Rulings ...... 711 13.4 Trade Repositories ...... (nil) 2.1 Decisions ...... 711 2.1.1 Guardian Capital LP ...... 711 Chapter 25 Other Information ...... (nil) 2.1.2 Invesco Canada Ltd...... 717 2.2 Orders...... 720 Index ...... 901 2.2.1 Ely Gold Royalties Inc. – s. 1(11)(b) ...... 720 2.2.2 Vernon Ray Fauth – ss. 127(1), 127(10) ...... 722 2.2.3 Terrace Global Inc...... 722 2.2.4 Jonathan Cartu et al...... 723 2.3 Orders with Related Settlement Agreements ...... 724 2.3.1 David Randall Miller – ss. 127, 127.1 ...... 724 2.4 Rulings ...... (nil)

Chapter 3 Reasons: Decisions, Orders and Rulings ...... 737 3.1 OSC Decisions ...... 737 3.1.1 David Randall Miller – ss. 127, 127.1 ...... 737 3.1.2 Vernon Ray Fauth – ss. 127(1), 127(10) ...... 739 3.2 Director’s Decisions ...... (nil)

Chapter 4 Cease Trading Orders ...... 745 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ...... 745 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ...... 745 4.2.2 Outstanding Management & Insider Cease Trading Orders ...... 745

Chapter 5 Rules and Policies...... (nil)

Chapter 6 Request for Comments ...... (nil)

Chapter 7 Insider Reporting...... 747

Chapter 9 Legislation ...... (nil)

Chapter 11 IPOs, New Issues and Secondary Financings ...... 855

January 28, 2021 (2021), 44 OSCB

Chapter 1

Notices

1.2 Notices of Hearing

1.2.1 Becksley Capital Inc. and Fabrizio Lucchese – s. 8

File No.: 2020-41

IN THE MATTER OF BECKSLEY CAPITAL INC. and FABRIZIO LUCCHESE

NOTICE OF HEARING Section 8 of the Securities Act, RSO 1990, c S.5

PROCEEDING TYPE: Application for Hearing and Review

HEARING DATE AND TIME: February 8, 2021 at 10:00 a.m.

LOCATION: By teleconference

PURPOSE

The purpose of this proceeding is to consider a request made by the parties named above on December 30, 2020 for a Hearing and Review of a decision of a Director of the Commission dated November 20, 2020.

The hearing set for the date and time indicated above is the first attendance in this proceeding, as described in subsection 6(1) of the Commission’s Practice Guideline.

REPRESENTATION

Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO ATTEND

IF A PARTY DOES NOT ATTEND, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING

This Notice of Hearing is also available in French on request of a party. Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.

AVIS EN FRANÇAIS

L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

Dated at Toronto this 20th day of January, 2021

“Grace Knakowski” Secretary to the Commission

For more information

Please visit www.osc.gov.on.ca or contact the Registrar at [email protected].

January 28, 2021 (2021), 44 OSCB 707

Notices

1.4 Notices from the Office of the Secretary 1.4.2 David Randall Miller

1.4.1 Becksley Capital Inc. and Fabrizio Lucchese FOR IMMEDIATE RELEASE January 22, 2021 FOR IMMEDIATE RELEASE January 20, 2021 DAVID RANDALL MILLER, File No. 2019-48 BECKSLEY CAPITAL INC. AND FABRIZIO LUCCHESE, TORONTO – Following a hearing held on January 20, 2021, File No. 2020-41 the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff TORONTO – On January 20, 2021, the Commission issued of the Commission and David Randall Miller in the above a Notice of Hearing to consider a request made by the named matter. parties named above for a Hearing and Review of a decision of a Director dated November 20, 2020. Take notice the hearing dates in the above named matter scheduled for April 28, May 28, 31, June 3, 4, 7, and 9-11, The hearing will be held on February 8, 2021 at 10:00 a.m. 2021 are vacated.A copy of the Order dated January 22, or as soon thereafter as the hearing can be held in the above 2021, Settlement Agreement dated January 4, 2021, and named matter. Oral Reasons for Approval of a Settlement dated January 20, 2021 are available at www.osc.gov.on.ca. A copy of the Notice of Hearing dated January 20, 2021 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY GRACE KNAKOWSKI OFFICE OF THE SECRETARY SECRETARY TO THE COMMISSION GRACE KNAKOWSKI SECRETARY TO THE COMMISSION For media inquiries:

For media inquiries: [email protected] [email protected] For investor inquiries:

For investor inquiries: OSC Contact Centre 416-593-8314 OSC Contact Centre 1-877-785-1555 (Toll Free) 416-593-8314 1-877-785-1555 (Toll Free)

January 28, 2021 (2021), 44 OSCB 708

Notices

1.4.3 Vernon Ray Fauth 1.4.4 Jonathan Cartu et al.

FOR IMMEDIATE RELEASE FOR IMMEDIATE RELEASE January 22, 2021 January 26, 2021

VERNON RAY FAUTH, JONATHAN CARTU, File No. 2020-36 DAVID CARTU, AND JOSHUA CARTU, TORONTO – The Commission issued its Reasons and File No. 2020-14 Decision and an Order pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above named matter. TORONTO – The Commission issued an Order in the above named matter. A copy of the Reasons and Decision dated January 21, 2021 and the Order dated January 21, 2021 are available at A copy of the Order dated January 26, 2021 is available at www.osc.gov.on.ca. www.osc.gov.on.ca.

OFFICE OF THE SECRETARY OFFICE OF THE SECRETARY GRACE KNAKOWSKI GRACE KNAKOWSKI SECRETARY TO THE COMMISSION SECRETARY TO THE COMMISSION

For Media Inquiries: For Media Inquiries: [email protected] [email protected]

For General Inquiries: For General Inquiries:

1-877-785-1555 (Toll Free) 1-877-785-1555 (Toll Free) [email protected] [email protected]

January 28, 2021 (2021), 44 OSCB 709

Notices

1.4.5 Becksley Capital Inc. and Fabrizio Lucchese

FOR IMMEDIATE RELEASE January 26, 2021

BECKSLEY CAPITAL INC. AND FABRIZIO LUCCHESE, File No. 2020-41

TORONTO – Take notice that the hearing in the above named matter scheduled to be heard on February 8, 2021 at 10:00 a.m. will be heard on March 8, 2021 at 10:00 a.m.

OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION

For Media Inquiries:

[email protected]

For General Inquiries:

1-877-785-1555 (Toll Free) [email protected]

January 28, 2021 (2021), 44 OSCB 710

Chapter 2

Decisions, Orders and Rulings

2.1 Decisions

2.1.1 Guardian Capital LP

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – relief granted to facilitate the offering of securities of a conventional mutual fund class and securities of an exchange-traded fund class within the same fund structure – conventional mutual fund class and exchange-traded fund class referable to the same portfolio and have substantially identical disclosure – relief granted from the requirement in NI 81-101 to prepare and file a simplified prospectus for conventional mutual fund class securities provided that a long form prospectus is prepared and filed in accordance with NI 41-101 – disclosure required by NI 81-101 for conventional mutual fund class securities and not contemplated by NI 41-101 will be disclosed in long form prospectus under relevant headings – technical relief granted to enable the funds to comply with Parts 9, 10 and 14 of NI 81-102 as if the conventional mutual fund class and exchange-traded fund class were separate funds.

Applicable Legislative Provisions

National Instrument 81-101 Mutual Fund Prospectus Disclosure, s. 6.1. National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1. National Instrument 41-101 General Prospectus Requirements.

January 19, 2021

IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF GUARDIAN CAPITAL LP (the Filer)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from the Filer on behalf of the fund listed in Schedule A (the Proposed Fund), which will offer exchange traded mutual fund units and conventional mutual fund units, and such other mutual funds as are managed or may be managed by the Filer now or in the future and that are structured in the same manner as the Proposed Fund (together with the Proposed Fund, the Funds and each individually, a Fund), for a decision under the securities legislation of the Jurisdiction (the Legislation) that

(a) exempts the Filer and each Fund from the requirement to prepare and file a simplified prospectus and annual information form for the Mutual Fund Securities (as defined below) in accordance with the provisions of National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101) and the forms prescribed by Form 81-101F1 Contents of Simplified Prospectus (Form 81-101F1) (the Simplified Prospectus Form Requirements) and Form 81-101F2 Contents of Annual Information Form (Form 81-101F2), subject to the terms of this decision and provided that the Filer files a prospectus for the Mutual Fund Securities in accordance with the provisions of National Instrument 41-101 General Prospectus Requirements (NI 41-101), other than the requirements pertaining to the filing of an ETF Facts, and in the form prescribed by Form 41-101F2 Information Required in an Investment Fund Prospectus (Form 41-101F2); and

January 28, 2021 (2021), 44 OSCB 711

Decisions, Orders and Rulings

(b) permits the Filer and each Fund to treat the ETF Securities and the Mutual Fund Securities as if such securities were separate funds in connection with their compliance with the provisions of Parts 9, 10 and 14 of National Instrument 81-102 Investment Funds (NI 81-102) (the Sales and Redemption Requirements),

(collectively, the Exemption Sought).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

1. the Ontario Securities Commission is the principal regulator for this application; and

2. the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in all of the provinces and territories of Canada other than Ontario (together with Ontario, the Jurisdictions).

Interpretation

Terms defined in National Instrument 14-101 Definitions, MI 11-102 and National Instrument 81-102 Investment Funds (NI 81- 102) have the same meaning if used in this decision, unless otherwise defined.

Affiliate Dealer means a registered dealer that is an affiliate of an Authorized Dealer or Designated Broker and that participates in the re-sale of Creation Units (as defined below) from time to time.

Authorized Dealer means a registered dealer that has entered, or intends to enter, into an agreement with the manager of a Fund authorizing the dealer to subscribe for, purchase and redeem Creation Units from one or more Funds on a continuous basis from time to time.

Basket of Securities means, in relation to a Fund, a group of securities or assets representing the constituents of the Fund.

Designated Broker means a registered dealer that has entered, or intends to enter, into an agreement with the Filer or an affiliate of the Filer to perform certain duties in relation to the ETF Securities, including the posting of a liquid two-way market for the trading of the Fund’s ETF Securities on the TSX or another Marketplace.

ETF Facts means a prescribed summary disclosure document required pursuant to National Instrument 41-101 General Prospectus Requirements, in respect of one or more classes of ETF Securities being distributed under a prospectus.

ETF Securities means securities of an ETF class of a Fund that are listed or will be listed on the TSX or another Marketplace and that will be distributed pursuant to a prospectus prepared in accordance with NI 41-101 and Form 41- 101F2.

NI 41-101 means National Instrument 41-101 General Prospectus Requirements.

Form 81-101F1 means Form 81-101F1 Contents of Simplified Prospectus.

Form 81-101F2 means Form 81-101F2 Contents of Annual Information Form.

Fund Facts means a prescribed summary disclosure document required pursuant to NI 81-101, in respect of one or more classes of Mutual Fund Securities being distributed under a prospectus.

Marketplace means a “marketplace” as defined in National Instrument 21-101 Marketplace Operation that is located in Canada.

Mutual Fund Securities means, subject to obtaining the Exemption Sought, securities of a non-exchange-traded class of a Fund that are or will be distributed pursuant to a prospectus prepared in accordance with NI 41-101 and Form 41- 101F2.

Prescribed Number of ETF Securities means, in relation to a Fund, the number of ETF Securities of the Fund determined by the Filer from time to time for the purpose of subscription orders, exchanges, redemptions or for other purposes.

Securityholders means beneficial and registered holders of ETF Securities or Mutual Fund Securities, as applicable.

TSX means the Toronto Stock Exchange.

January 28, 2021 (2021), 44 OSCB 712

Decisions, Orders and Rulings

Representations

This decision is based on the following facts represented by the Filer:

The Filer

1. The Filer is an Ontario limited partnership, which is wholly-owned by Guardian Capital Group Limited. The general partner of the Filer is Guardian Capital Inc., an Ontario corporation wholly-owned by Guardian Capital Group Limited, with its head office in Toronto, Ontario.

2. The Filer is registered as: (i) a portfolio manager in all of the provinces of Canada; (ii) an exempt market dealer in all of the provinces of Canada; (iii) an investment fund manager in Ontario, Québec and Newfoundland and Labrador; (iv) commodity trading counsel in Ontario; and (v) a commodity trading manager in Ontario.

3. The Filer is, or will be, the investment fund manager and portfolio manager of the Funds. The Filer has applied, or will apply, to list the ETF Securities on the TSX or another Marketplace.

4. The Filer is not in default of securities legislation in any of the Jurisdictions.

The Funds

5. The Proposed Fund will be a mutual fund structured as a trust that is governed by the laws of the Province of Ontario. The Funds are or will be either trusts or corporations or classes thereof governed by the laws of a Jurisdiction. Each Fund will be a reporting issuer in the Jurisdiction(s) in which its securities are distributed.

6. Each Fund will offer ETF Securities and Mutual Fund Securities under separate classes of the Fund that are referable to the same portfolio of assets.

7. Subject to any exemptions that have been or may be granted by the applicable securities regulatory authorities, each Fund will be an open-ended mutual fund subject to NI 81-102.

8. The ETF Securities will be listed on the TSX or another Marketplace. The Filer will not file a final prospectus for any of the Funds in respect of the ETF Securities until the TSX or other applicable Marketplace has conditionally approved the listing of the ETF Securities.

9. Mutual Fund Securities will not be listed on the TSX or another Marketplace.

10. The Filer has or will file a long form prospectus prepared and filed in accordance with NI 41-101 and Form 41-101F2 on behalf of the Funds in respect of the ETF Securities, subject to any exemptions that may be granted by the applicable securities regulatory authorities.

11. ETF Securities and Mutual Fund Securities, if any, are or will be distributed on a continuous basis in one or more of the Jurisdictions under a prospectus.

12. ETF Securities may generally only be subscribed for or purchased directly from the Funds (Creation Units) by Authorized Dealers or Designated Brokers. Generally, subscriptions or purchases may only be placed for a Prescribed Number of ETF Securities (or a multiple thereof) on any day when there is a trading session on the TSX or other Marketplace. Authorized Dealers or Designated Brokers subscribe for Creation Units for the purpose of facilitating investor purchases of ETF Securities on the TSX or another Marketplace.

13. In addition to subscribing for and re-selling Creation Units, Authorized Dealers, Designated Brokers and Affiliate Dealers are also generally engaged in purchasing and selling ETF Securities of the same class or series as the Creation Units in the secondary market. Other dealers may also be engaged in purchasing and selling ETF Securities of the same class or series as the Creation Units in the secondary market despite not being an Authorized Dealer, Designated Broker or Affiliate Dealer.

14. Each Fund will appoint, at any given time, a Designated Broker to perform certain other functions, which include standing in the market with a bid and ask price for ETF Securities for the purpose of maintaining liquidity for the ETF Securities.

15. Except for Authorized Dealer and Designated Broker subscriptions for Creation Units, as described above, ETF Securities generally are not able to be purchased directly from a Fund. Investors are generally expected to purchase and sell ETF Securities, directly or indirectly, through dealers executing trades through the facilities of the TSX or another Marketplace. ETF Securities may also be issued directly to Securityholders upon a reinvestment of distributions of income or capital gains.

January 28, 2021 (2021), 44 OSCB 713

Decisions, Orders and Rulings

16. Securityholders that are not Designated Brokers or Authorized Dealers that wish to dispose of their ETF Securities may generally do so by selling their ETF Securities on the TSX or other Marketplace, through a registered dealer, subject only to customary brokerage commissions. A Securityholder that holds a Prescribed Number of ETF Securities or multiple thereof may exchange such ETF Securities for Baskets of Securities and/or cash in the discretion of the Filer. Securityholders may also redeem ETF Securities for cash at a redemption price equal to 95% of the closing price of the ETF Securities on the TSX or other Marketplace on the date of redemption, subject to a maximum redemption price of the applicable net asset value per ETF Security.

17. Mutual Fund Securities may be subscribed for or redeemed directly from a Fund through qualified financial advisors or brokers.

Simplified Prospectus Form Requirements

18. Without the Exemption Sought, the Filer would be required to prepare and file a prospectus pursuant to NI 81-101 in respect of the Funds’ Mutual Fund Securities. This would be in addition to the prospectus that would need to be filed and prepared pursuant to NI 41-101 in respect of the Funds’ ETF Securities.

19. The Filer believes it is more efficient and expedient to include all of the classes of each Fund, including ETF Securities and Mutual Fund Securities of a Fund, in one prospectus form instead of two different prospectus forms. The Filer also believes that this presentation will assist in providing full, true and plain disclosure of all material facts relating to the securities of the Funds by permitting disclosure relating to all classes of securities to be included in one prospectus. The Filer will file a long form prospectus in respect of the Proposed Fund, and proposes to continue to file long form prospectuses in respect of Funds.

20. The Filer will ensure that any additional disclosure included in the prospectus relating to the Mutual Fund Securities will not interfere with an investor’s ability to differentiate between the Mutual Fund Securities and the ETF Securities and their respective attributes.

21. The Funds will file Fund Facts in the form prescribed by Form 81-101F3 Contents of Fund Facts Document in respect of any Mutual Fund Securities, and will file ETF Facts in the form prescribed by Form 41-101F4 Information Required in an ETF Facts Document in respect of any ETF Securities.

22. The Funds will comply with the provisions of NI 41-101 when filing any amendment or prospectus.

23. The Mutual Fund Securities of each Fund will be subject to the prospectus and Fund Facts delivery obligations set out in NI 81-101.

Sales and Redemption Requirements

24. Parts 9, 10 and 14 of NI 81-102 do not contemplate both Mutual Fund Securities and ETF Securities being offered in a single fund structure. Accordingly, without the Exemption Sought from the Sales and Redemption Requirements, the Filer and the Funds would not be able to technically comply with those parts of the Instrument.

25. The Exemption Sought from the Sales and Redemption Requirements will permit the Filer and the Funds to treat the ETF Securities and the Mutual Fund Securities as if such securities were separate funds in connection with their compliance with Parts 9, 10 and 14 of NI 81-102. The Exemption Sought from the Sales and Redemption Requirements will enable each of the ETF Securities and Mutual Fund Securities to comply with Parts 9, 10 and 14 of NI 81-102 as appropriate for the type of security being offered.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.

1. The decision of the principal regulator is that the Exemption Sought from the Simplified Prospectus Form Requirements is granted, provided that the Filer will be in compliance with the following conditions:

(a) the Filer files a long form prospectus in respect of the Mutual Fund Securities in accordance with the requirements of NI 41-101 and Form 41-101F2, other than the requirements pertaining to the filing of an ETF Facts document;

(b) the Filer includes disclosure required pursuant to Form 81-101F1 and Form 81-101F2 (that is not contemplated by NI 41-101F2) in respect of the Mutual Fund Securities in each Fund’s prospectus, as applicable; and

(c) the Filer includes disclosure regarding this decision under the heading “Exemptions and Approvals” in each Fund’s prospectus.

January 28, 2021 (2021), 44 OSCB 714

Decisions, Orders and Rulings

2. The decision of the principal regulator is that the Exemption Sought from the Sales and Redemption Requirements is granted, provided that the Filer will be in compliance with the following conditions:

(a) with respect to its Mutual Fund Securities, each Fund complies with the provisions of Parts 9, 10 and 14 of NI 81-102 that apply to mutual funds that are not exchange-traded mutual funds; and

(b) with respect to its ETF Securities, each Fund complies with the provisions of Parts 9 and 10 of NI 81-102 that apply to exchange-traded mutual funds.

“Darren McKall” Manager, Investment Funds & Structured Products Branch Ontario Securities Commission

January 28, 2021 (2021), 44 OSCB 715

Decisions, Orders and Rulings

SCHEDULE A

PROPOSED FUND

Guardian Canadian Sector Controlled Equity Fund

January 28, 2021 (2021), 44 OSCB 716

Decisions, Orders and Rulings

2.1.2 Invesco Canada Ltd.

Headnote

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Relief granted from paragraphs 2.2(1)(a), 2.5(2)(a) and (c) of National Instrument 81-102 Investment Funds to allow mutual funds to invest in ETFs in the United States – U.S. Underlying ETFs are subject to the United States Investment Company Act of 1940 – Investments in U.S. ETFs limited to 10% of a fund’s net asset value – Relief subject to terms and conditions based on investment restrictions of NI 81-102 such that top funds cannot do indirectly via investment in underlying ETFs what they cannot do directly under NI 81-102.

Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 2.2(1)(a), 2.5(2)(a) and (c), and 19.1.

January 26, 2021

IN THE MATTER OF THE SECURITIES LEGISLATION OF ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF INVESCO CANADA LTD (Invesco)

DECISION

Background

The principal regulator in the Jurisdiction has received an application from Invesco, on behalf of existing and future mutual funds (the Funds) managed by Invesco or an affiliate or associate of Invesco (collectively, the Filer) for a decision (the Exemption Sought) under the securities legislation of the principal regulator (the Legislation) exempting each Fund from the following provisions of National Instrument 81-102 Investment Funds (NI 81-102) in order to permit the Funds to invest in securities of existing and future exchange-traded funds that are not index participation units and whose securities are, or will be, listed for trading on a stock exchange in the United States (the U.S. Underlying ETFs):

(a) paragraph 2.2(1)(a) (the Control Restriction) to permit each Fund to purchase securities of a U.S Underlying ETF even though, immediately after the purchase, the Fund would hold securities representing more than 10% of: (i) the votes attaching to the outstanding voting securities of the U.S. Underlying ETF, or (ii) the outstanding equity securities of the U.S. Underlying ETF (the Control Relief);

(b) paragraph 2.5(2)(a) to permit each Fund to invest in securities of a U.S. Underlying ETF even though the U.S. Underlying ETF is not subject to NI 81-102; and

(c) paragraph 2.5(2)(c) to permit each Fund to invest in securities of a U.S. Underlying ETF even though the U.S. Underlying ETF is not a reporting issuer in any province or territory of Canada (a “Jurisdiction”).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for the application; and

(b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11- 102”) is intended to be relied upon in all of the provinces and territories of Canada other than the Jurisdiction (together with the Jurisdiction, the Jurisdictions).

Interpretation

Terms defined in National Instrument 14-101 Definitions, MI 11-102 and NI 81-102 have the same meaning if used in this decision, unless otherwise defined.

January 28, 2021 (2021), 44 OSCB 717

Decisions, Orders and Rulings

Representations

This decision is based on the following facts represented by the Filer:

1. Invesco:

(a) is a corporation amalgamated under the laws of Ontario;

(b) is an indirect wholly-owned subsidiary of Invesco Ltd., a global investment manager;

(d) is registered as an investment fund manager in Ontario, Quebec and Newfoundland and Labrador; an advisor in the category of portfolio manager in all provinces of Canada; and a commodity trading manager in Ontario;

(e) or an affiliate or associate of Invesco is, or will be, the manager of the Funds; and

(f) is not in default of applicable securities legislation in any Jurisdiction.

2. Each Fund:

(a) is, or will be, an open-end mutual fund established under the laws of Ontario;

(b) is, or will be, governed by the applicable provisions of NI 81-102, subject to any exemptions therefrom that have been, or may in the future be, granted by the securities regulatory authorities;

(d) is, or will be, subject to National Instrument 81-107 Independent Review Committee for Investment Funds (NI 81-107);

(e) that is an existing Fund is not in default of applicable securities legislation in any Jurisdiction; and

(f) may, from time to time, wish to invest in U.S. Underlying ETFs in accordance with their investment objectives.

3. Each:

(a) U.S. Underlying Fund’s securities are not IPUs as it does not:

(i) hold the securities that are included in a specified widely quoted market index in substantially the same proportion as those securities are reflected in that index; or

(ii) invest in a manner that causes the U.S. Underlying ETF to replicate the performance of that index.

(b) U.S. Underlying ETF is, or will be, listed on a recognized exchange in the United States and the market for them is, or will be, liquid because it is, or will be, supported by designated brokers. As a result, the Filer expects a Fund to be able to dispose of such securities through market facilities in order to raise cash, including to fund the redemption requests of its securityholders.

(c) U.S. Underlying ETF will not hold more than 10% of its net asset value (NAV) in securities of another investment fund unless: (i) the U.S. Underlying ETF is a clone fund, as defined in NI 81-102, (ii) the other investment fund is a money market fund, as defined in NI 81-102, or (iii) securities of the other investment fund are IPUs;

(d) U.S. Underlying ETF may be managed by the Filer and sales fees or redemption fees may be payable by a Fund in relation to its purchase or redemption of the securities of the U.S. Underlying ETF; and

(e) U.S. Underlying ETF is, or will be, a publicly offered mutual fund subject to the United States Investment Company Act of 1940 (Investment Company Act).

4. No Fund will pay management or incentive fees which to a reasonable person would duplicate a fee payable by a U.S. Underlying ETF for the same service.

5. Absent the Exemption Sought, an investment by a Fund in a U.S. Underlying ETF would:

(a) be prohibited by paragraph 2.5(2)(a)(i) of NI 81-102 because such U.S. Underlying ETF may not be subject to NI 81-102; and

(b) be prohibited by paragraph 2.5(2)(c) of NI 81-102 because such U.S. Underlying ETF may not be a reporting issuer in any Jurisdiction;

January 28, 2021 (2021), 44 OSCB 718

Decisions, Orders and Rulings

(c) not qualify for the exception in paragraph 2.5(3)(a) of NI 81-102 because the securities of the U.S. Underlying ETF are not IPUs.

6. The Filer has concluded that it could not currently gain exposure to applicable asset classes, sectors and/or markets entirely through existing Canadian mutual funds or exchanged traded funds (the Canadian Funds).

7. The key benefits of a Fund investing in the U.S. Underlying ETFs are greater choice, improved portfolio diversification and potentially enhanced returns. For example:

(a) an investment in the U.S. Underlying ETFs will provide the Funds with access to specialized knowledge expertise and/or analytical resources of the investment adviser to the U.S. Underlying ETFs;

(b) the U.S. Underlying ETFs provide a potentially better risk profile, diversification and improved liquidity/tradability than direct holdings of asset classes to which the U.S. Underlying ETFs provide exposure; and

(c) the investment strategies of the U.S. Underlying ETFs offer significantly broader exposure to asset classes, sectors and markets than those available in the existing Canadian exchange-traded fund market.

8. The Filer submits that having the option to allocate a limited portion of each Fund's assets to U.S. Underlying ETFs will increase diversification opportunities and may improve a Fund's overall risk/reward profile.

9. An investment in a U.S. Underlying ETF by a Fund is an efficient and cost effective alternative to obtaining exposure to securities held by the U.S. Underlying ETF rather than purchasing those securities directly in the Fund.

10. An investment in a U.S. Underlying ETF by a Fund should pose limited investment risk to the Fund because each U.S. Underlying ETF will be subject to the Investment Company Act, subject to any exemption therefrom that may in the future be granted by the applicable securities regulatory authority.

11. Due to the potential size disparity between the Funds and the U.S. Underlying ETFs, particularly when U.S. Underlying ETFs are initially launched, it is possible that a relatively small investment, on a percentage of NAV basis, by a relatively larger Fund in securities of a U.S. Underlying ETF could result in such Fund holding securities representing more than 10% of: (i) the votes attaching to the outstanding voting securities of the Underlying ETF, or (ii) the outstanding equity securities of that Underlying ETF, contrary to the Control Restriction.

12. Absent the Control Relief, an investment by a Fund in securities of a U.S. Underlying ETF will not qualify for the exemption set out in paragraph 2.2(1.1)(b) of NI 81-102 in respect of the Control Restriction because securities of the U.S. Underlying ETFs are not IPUs.

Decision

The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision.

The decision of the principal regulator under the Legislation is that the Exemption Sought is granted provided that:

(a) the investment by a Fund in securities of a U.S. Underlying ETF is in accordance with the investment objectives of the Fund;

(b) a Fund does not purchase securities of a U.S. Underlying ETF if, immediately after the purchase, more than 10% of the NAV of the Fund in aggregate, taken at market value at the time of the purchase, would consist of securities of U.S. Underlying ETFs;

(d) securities of each U.S. Underlying ETF are listed on a recognized exchange in the United States;

(e) each U.S. Underlying ETF is, immediately before the purchase by a Fund of securities of that U.S. Underlying ETF, an investment company subject to the Investment Company Act in good standing with the United States Securities and Exchange Commission; and

(f) the prospectus of each Fund discloses, or will disclose in the next renewal of its prospectus following the date of this decision, in the investment strategy section, the fact that the Fund has obtained the Exemption Sought to permit investments in U.S. Underlying ETFs on the terms described in this decision.

“Darren McKall” Manager, Investment Funds & Structured Products Branch Ontario Securities Commission

January 28, 2021 (2021), 44 OSCB 719

Decisions, Orders and Rulings

2.2 Orders 3. The authorized capital of the Applicant consists of an unlimited number of common shares without par 2.2.1 Ely Gold Royalties Inc. – s. 1(11)(b) value (Common Shares). As of the date hereof, 159,951,798 Common Shares are issued and Headnote outstanding. The Applicant has outstanding obligations to issue: (i) 29,723,577 Common Subsection 1(11)(b) – Order that the issuer is a reporting Shares upon the exercise of 29,723,577 issuer for the purposes of Ontario securities law – Issuer is outstanding common share purchase warrants; already a reporting issuer in British Columbia and Alberta – and (ii) 10,675,000 Common Shares upon the Issuer's securities listed for trading on the TSX Venture exercise of 10,675,000 outstanding common share Exchange – Continuous disclosure requirements in British purchase options. Columbia and Alberta are substantially the same as those in Ontario – Issuer has a significant connection to Ontario. 4. The Common shares are listed and posted for trading on the TSX Venture Exchange (TSXV) Statutes Cited under the symbol “ELY” and on the OTCQX Bulletin Board, an over-the-counter market in the United Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(11)(b). States, under the symbol “ELGYF”. No other IN THE MATTER OF securities of the Applicant are listed, traded or THE SECURITIES ACT, quoted on any stock exchange or trading or R.S.O. 1990, c. S.5, AS AMENDED quotation system. (the Act) 5. As at the date hereof, the Common Shares are not AND listed or traded or quoted on any other stock exchange or trading or quotation system in IN THE MATTER OF Canada. ELY GOLD ROYALTIES INC. (the Applicant) 6. The Applicant is a reporting issuer under the Securities Act (British Columbia) (the BC Act) ORDER and the Securities Act (Alberta) (the Alberta (Paragraph 1(11)(b)) Act). The Applicant became a reporting issuer in British Columbia on April 17, 2000 and in Alberta UPON the application of the Applicant to the on September 11, 1996. Ontario Securities Commission (the Commission) for an order pursuant to paragraph 1(11)(b) of the Act that for the 7. The Applicant is not a reporting issuer or the purposes of Ontario securities law, the Applicant is a equivalent in any jurisdiction other than British reporting issuer in Ontario; Columbia and Alberta.

AND UPON considering the application and the 8. The Applicant’s principal regulator is the British recommendation of the staff of the Commission; Columbia Securities Commission (the BCSC). The BCSC will continue to be the principal regulator of AND UPON the Applicant having represented to the Applicant once it has obtained reporting issuer the Commission as follows: status in Ontario.

1. The Applicant was incorporated under the 9. The Applicant is not on the lists of defaulting Business Corporations Act (Alberta) under the reporting issuers maintained pursuant to the BC Act name 694227 Alberta Inc. on May 10, 1996. The or the Alberta Act, and is not in default of any Applicant changed its name to Kinvara Ventures requirement under the BC Act or the Alberta Act, or Inc. on June 24, 1996, and subsequently the rules and regulations made thereunder. changed its name to Ivana Ventures Inc. on May 20, 2005, pursuant to articles of amendment. The 10. The Applicant is subject to the continuous Applicant continued under the Business disclosure requirements of the BC Act and the Corporations Act (British Columbia) pursuant to Alberta Act. The continuous disclosure a Form 16 Continuation Application made requirements of the BC Act and the Alberta Act are effective on November 2, 2005. It changed its substantially the same as the continuous disclosure name to Ely Gold & Minerals Inc. on July 4, 2008, requirements under the Act. and then subsequently changed its name to Ely Gold Royalties Inc. on November 22, 2017, in 11. The continuous disclosure materials filed by the each case pursuant to a Form 11 Notice of Applicant are available on the System for Electronic Alteration. Document Analysis and Retrieval.

2. The Applicant’s head office is located at Suite 2833, 12. The Applicant is not in default of any of the rules, 595 Burrard Street, Vancouver, British Columbia regulations or policies of the TSXV. V7X 1K8.

January 28, 2021 (2021), 44 OSCB 720

Decisions, Orders and Rulings

13. Pursuant to section 18 of Policy 3.1 of the TSX 17. None of the Applicant’s officers or directors, or any Venture Exchange Corporate Finance Manual (the shareholder holding sufficient securities to TSXV Manual), a listed-issuer, which is not materially affect the control of the Applicant, is or otherwise a reporting issuer in Ontario, must has been at the time of such event, an officer or assess whether it has a “Significant Connection to director of any other issuer which is or has been Ontario” (as defined in Policy 1.1 of the TSXV subject to: Manual) and, upon becoming aware that it has a significant connection to Ontario, promptly make a (a) any cease trade order or similar orders, bona fide application to the Commission to be or orders that denied access to any designated as a reporting issuer in Ontario. exemptions under Ontario securities law, for a period of more than 30 consecutive 14. The Applicant has undertaken an assessment of its days, within the preceding 10 years; or shareholder base to determine whether or not the Applicant has a "significant connection to Ontario" (b) any bankruptcy or insolvency as defined in the policies of the TSXV. As a result proceedings, or other proceedings, of that assessment, the Applicant has determined arrangements or compromises with that it has a significant connection to Ontario in that creditors, or the appointment of a receiver, more than 20% of the total number of outstanding receiver manager or trustee, within the Common shares of the Applicant are owned by preceding 10 years registered and beneficial shareholders resident in Ontario. except that, with respect to Thomas E. Wharton Jr. who (i) is a current director of the Applicant and (ii) 15. None of the Applicant, any of its officers or was a director and insider of Chakana Copper directors, or any shareholder holding sufficient Corp. (Chakana), the BCSC issued a management securities of the Applicant to affect materially the cease trade order (the MCTO) in respect of all control of the Applicant has: Chakana insiders on October 1, 2019, to accommodate Chakana’s need for additional time (a) been subject to any penalties or sanctions to file its annual audited financial statements for the imposed by a court relating to Canadian year ended May 31, 2019, interim financial securities legislation or by a Canadian statements for the three months ended August 31, securities regulatory authority; 2019, the accompanying management’s discussion and analysis, and officer certifications (the Late (b) entered into a settlement agreement with Filings). The MCTO was lifted on November 19, a Canadian securities regulatory 2020 after Chakana filed the Late Filings. authority; or AND UPON the Commission being satisfied that (c) been subject to any other penalties or granting this Order would not be prejudicial to the public sanctions imposed by a court or regulatory interest; body that would be likely to be considered important to a reasonable investor making IT IS HEREBY ORDERED, pursuant to paragraph an investment decision. 1(11)(b) of the Act, that the Applicant is a reporting issuer for the purposes of Ontario securities laws. 16. None of the Applicant, any of its officers or directors, or any shareholder holding sufficient DATED at Toronto on this 18th day of December, securities of the Applicant to affect materially the 2020. control of the Applicant, is or has been subject to: “Jo-Anne Matear” (a) any known ongoing or concluded Manager, Corporate Finance investigation by a Canadian securities Ontario Securities Commission regulatory authority, or a court or regulatory body, other than a Canadian securities regulatory authority, that would be likely to be considered important to a reasonable investor making an investment decision; or

(b) any bankruptcy or insolvency proceedings, or other proceedings, arrangements or compromises with creditors, or the appointment of a receiver, receiver manager or trustee, within the preceding 10 years.

January 28, 2021 (2021), 44 OSCB 721

Decisions, Orders and Rulings

2.2.2 Vernon Ray Fauth – ss. 127(1), 127(10) 2.2.3 Terrace Global Inc.

File No. 2020-36 Headnote

IN THE MATTER OF National Policy 11-206 Process for Cease to be a Reporting VERNON RAY FAUTH Issuer Applications – The issuer ceased to be a reporting issuer under securities legislation. Wendy Berman, Vice-Chair and Chair of the Panel Applicable Legislative Provisions January 21, 2021 Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii). ORDER (Subsections 127(1) and 127(10) of January 15, 2021 the Securities Act, RSO 1990, c S.5) IN THE MATTER OF WHEREAS, the Ontario Securities Commission THE SECURITIES LEGISLATION OF (the Commission) held a hearing in writing to consider a ONTARIO request by Staff of the Commission (Staff), for an order (the “Jurisdiction”) imposing sanctions against Vernon Ray Fauth (Fauth) pursuant to subsections 127(1) and 127(10) of the Securities AND Act, RSO 1990, c S.5 (the Act); IN THE MATTER OF ON READING the materials filed by Staff, Fauth not THE PROCESS FOR CEASE TO BE having filed any materials, although properly served; A REPORTING ISSUER APPLICATIONS

IT IS ORDERED that: AND

1. pursuant to paragraph 2 of subsection 127(1) of the IN THE MATTER OF Act, trading in any securities or derivatives by Fauth TERRACE GLOBAL INC. cease permanently; (the “Filer”)

2. pursuant to paragraph 2.1 of subsection 127(1) of ORDER the Act, the acquisition of any securities by Fauth is prohibited permanently; Background

3. pursuant to paragraph 3 of subsection 127(1) of the The principal regulator in the Jurisdiction has received an Act, any exemptions contained in Ontario securities application from the Filer for an order under the securities law do not apply to Fauth permanently; legislation of the Jurisdiction of the principal regulator (the Legislation) that the Filer has ceased to be a reporting issuer 4. pursuant to paragraphs 7, 8.1 and 8.3 of subsection in all jurisdictions of Canada in which it is a reporting issuer 127(1) of the Act, Fauth resign any positions he (the “Order Sought”). holds as a director or officer of an issuer or registrant; Under the Process for Cease to be a Reporting Issuer Applications (for a passport application): 5. pursuant to paragraphs 8, 8.2 and 8.4 of subsection 127(1) of the Act, Fauth is prohibited permanently (a) the Ontario Securities Commission is the from becoming or acting as a director or officer of principal regulator for this application, and any issuer or registrant; and (b) the Filer has provided notice that 6. pursuant to paragraph 8.5 of subsection 127(1), subsection 4C.5(1) of Multilateral Fauth is prohibited permanently from becoming or Instrument 11-102 Passport System (MI acting as a registrant or promoter. 11-102) is intended to be relied upon in British Columbia and Alberta. “Wendy Berman” Interpretation

Terms defined in National Instrument 14-101 Definitions have the same meaning if used in this order, unless otherwise defined.

January 28, 2021 (2021), 44 OSCB 722

Decisions, Orders and Rulings

Representations 2.2.4 Jonathan Cartu et al.

This order is based on the following facts represented by the File No. 2020-14 Filer: IN THE MATTER OF 1. the Filer is not an OTC reporting issuer under JONATHAN CARTU, Multilateral Instrument 51-105 Issuers Quoted in DAVID CARTU, AND the U.S. Over-the-Counter Markets; JOSHUA CARTU

2. the outstanding securities of the Filer, including M. Cecilia Williams, Commissioner and Chair of the Panel debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each January 26, 2021 of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide; ORDER

3. no securities of the Filer, including debt securities, WHEREAS on January 26, 2021, the Ontario are traded in Canada or another country on a Securities Commission held a hearing by teleconference marketplace as defined in National Instrument 21- with respect to an attendance in this proceeding; 101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities ON HEARING the submissions of Staff of the where trading data is publicly reported; Commission (Staff), and the representative for David Cartu and no one appearing for Jonathan Cartu and Joshua Cartu, 4. the Filer is applying for an order that the Filer has although properly served; ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting IT IS ORDERED THAT: issuer; and 1. each respondent shall file and serve a witness list, 5. the Filer is not in default of securities legislation in and serve a summary of each witness’s anticipated any jurisdiction. evidence on Staff, and indicate any intention to call an expert witness, by 4:30 p.m. on February 26, Order 2021; and

The principal regulator is satisfied that the order meets the 2. an attendance in this proceeding is scheduled for test set out in the Legislation for the principal regulator to March 25, 2021 at 10:00 a.m., by teleconference, make the order. or on such other date and time as may be agreed to by the parties and set by the Office of the The decision of the principal regulator under the Legislation Secretary. is that the Order Sought is granted. “M. Cecilia Williams” “Marie-France Bourret” Manager, Corporate Finance Ontario Securities Commission

January 28, 2021 (2021), 44 OSCB 723

Decisions, Orders and Rulings

2.3 Orders with Related Settlement Agreements

2.3.1 David Randall Miller – ss. 127, 127.1

File No. 2019-48

IN THE MATTER OF DAVID RANDALL MILLER

Timothy Moseley, Vice-Chair and Chair of the Panel Raymond Kindiak, Commissioner Frances Kordyback, Commissioner

January 22, 2021

ORDER (Sections 127 and 127.1 of the Securities Act, RSO 1990, c S.5)

WHEREAS on January 20, 2021, the Ontario Securities Commission (the Commission) held a hearing by videoconference to consider an application made jointly by David Randall Miller and Staff of the Commission (Staff) for approval of a settlement agreement dated January 4, 2021 (the Settlement Agreement);

ON READING the Amended Statement of Allegations dated December 19, 2019, and the Joint Application Record for a Settlement Hearing, including the Settlement Agreement, and on hearing the submissions of the representatives for Staff and for Miller, and on considering that $125,000 of the $200,000 payable by Miller in partial satisfaction of the administrative penalty and disgorgement amount have been received by the Commission in accordance with the terms of the Settlement Agreement;

IT IS ORDERED THAT:

1. the Settlement Agreement is approved;

2. pursuant to paragraphs 2 and 2.1 of subsection 127(1) of the Act, Miller is prohibited from trading in any securities or derivatives and from acquiring any securities for a period of 10 years from the date of this Order;

3. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law shall not apply to Miller for a period of 10 years from the date of this Order;

4. pursuant to paragraph 6 of subsection 127(1) of the Act, Miller is reprimanded;

5. pursuant to paragraphs 7 and 8.1 of subsection 127(1) of the Act, Miller shall resign any positions that he holds as a director or officer of an issuer or a registrant;

6. pursuant to paragraphs 8 and 8.2 of subsection 127(1) of the Act, Miller is prohibited from becoming or acting as an officer or director of an issuer or registrant for a period of 10 years commencing on the date of this Order;

7. pursuant to paragraph 8.3 of subsection 127(1) of the Act, Miller shall resign any positions he holds as a director or officer of an investment fund manager;

8. pursuant to paragraph 8.4 of subsection 127(1) of the Act, Miller is prohibited from becoming or acting as a director or officer of an investment fund manager for a period of 10 years from the date of this Order;

9. pursuant to paragraph 8.5 of subsection 127(1) of the Act, Miller is prohibited from becoming or acting as a registrant, as an investment fund manager or as a promoter for a period of 10 years from the date of this Order;

10. pursuant to paragraph 9 of subsection 127(1) of the Act, Miller shall pay an administrative penalty in the amount of $92,929.18, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act;

11. pursuant to paragraph 10 of subsection 127(1) of the Act, Miller shall disgorge to the Commission the amount of $97,070.82, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act;

12. pursuant to subsection 127.1 of the Act, Miller shall pay $10,000 in costs to the Commission;

January 28, 2021 (2021), 44 OSCB 724

Decisions, Orders and Rulings

13. pursuant to paragraph 1 of subsection 127(1) of the Act, and notwithstanding any other provision contained in this Order, Miller is permitted to:

a. personally trade and/or acquire mutual funds, Exchange Traded Funds, government bonds and/or Guaranteed Investment Certificates for the account of any Registered Retirement Savings Plan (RRSP), Registered Retirement Income Fund (RRIF), Registered Education Savings Plan (RESP) and Tax Free Savings Account (TFSA), as defined in the Income Tax Act, RSC 1985, c.1 (5th Supp.), in which he and/or his children have sole legal and beneficial ownership, solely through a registered dealer in Ontario, to whom Miller must give a copy of this Order;

b. retain the services of one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, to trade and/or acquire securities in any RRSP, RRIF, RESP and/or TFSA described above, on Miller’s behalf, provided that:

i. the respective dealer/portfolio manager(s) is provided with a copy of this Order prior to trading or acquiring securities on Miller’s behalf;

ii. the respective dealer/portfolio manager(s) has sole discretion over what trades and acquisitions may be made in the account and Miller has no direction or control over the selection of specific securities;

iii. Miller is permitted to have discussions with the respective registered dealer/portfolio manager(s) to allow him to provide information regarding general investment objectives, suitability and risk tolerance or as required under Ontario securities law, or as otherwise initiated by the respective registered dealer/portfolio manager(s); and

iv. Miller may change registered dealer/portfolio manager(s), subject to the conditions set out above, with notice to the Commission of any such change to be filed by Miller within 30 days of making such change;

c. receive, in Adrea Capital Corporation’s (Adrea) brokerage account(s), securities for consulting services provided by Adrea and/or Miller;

d. trade securities acquired in the manner identified above at subparagraph 13(c) only through one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, provided that:

i. the respective dealer/portfolio manager(s) is provided with a copy of this Order prior to trading securities on Adrea’s behalf;

ii. with regard to sales of securities from the account, the respective dealer/portfolio manager(s) has sole discretion over what trades may be made in the account, and Miller has no direction or control over the selection of specific securities;

e. act as a director and/or officer of Adrea provided that:

i. Miller remains the sole director, officer and shareholder of Adrea;

ii. the business operated by Adrea remains strictly limited to providing consulting services to mining companies, oil and gas companies, technology and innovation companies, and industrial companies; and

iii. Adrea, or Miller in the course of his work for Adrea, does not raise capital through the issuance of securities of Adrea to the public, and does not, directly or indirectly, trade in or distribute, advise in respect of trades or distributions of, or promote the purchase or sale of, securities or exchange contracts of any issuer, except as set out in subparagraph 13(a), (b) and (c) above or subparagraph 13(e)(iv) below; and

January 28, 2021 (2021), 44 OSCB 725

Decisions, Orders and Rulings

iv. Miller ensures that any securities owned by Adrea as of the date of this Order are managed by the aforementioned dealer/portfolio manager as part of the exception contained in subparagraph 13(c) and may be traded only in accordance with the terms of that exception.

“Timothy Moseley”

“Raymond Kindiak”

“Frances Kordyback”

January 28, 2021 (2021), 44 OSCB 726

Decisions, Orders and Rulings

IN THE MATTER OF DAVID RANDALL MILLER

SETTLEMENT AGREEMENT

PART I – INTRODUCTION

1. This proceeding involves David Randall Miller (Miller), the former CEO of a reporting issuer called Inspiration Mining Corporation (Inspiration), who directed the issuer to publish five false and misleading press releases over a seven- month period to capitalize on heightened investor interest in the cannabis industry. Miller did not take reasonable steps to ensure that the press releases were truthful and not misleading. He obtained proceeds of $112,116.92 by selling his own Inspiration shares during the price spike created by the false and misleading press releases, which was $97,070.82 higher than the Market Value of the shares (as defined in paragraph 21 below).

2. It is critical to investor protection and the integrity of the capital markets that disclosure by issuers be truthful and not misleading. When an industry is experiencing significant investor interest, as cannabis was in 2018, individuals must not try to capitalize on that interest by publishing false and misleading news releases, and/or information which they know to be unsupported by evidence. Insiders who sell their own securities after issuing false and misleading press releases, with knowledge of material facts not disclosed to the public, are abusing the market.

PART II – JOINT SETTLEMENT RECOMMENDATION

3. The parties will jointly file a request that the Ontario Securities Commission (the Commission) hold a hearing (the Settlement Hearing) to consider whether, pursuant to ss. 127 and 127.1 of the Securities Act, RSO 1990, c S.5 (the Act), it is in the public interest for the Commission to make certain orders against the Respondent.

4. Staff of the Commission (Staff) recommend settlement of the proceeding (the Proceeding) against the Respondent commenced by the Notice of Hearing dated December 20, 2019, in accordance with the terms and conditions set out in Part V of this Settlement Agreement. The Respondent consents to the making of an order (the Order) substantially in the form attached as Schedule “A” to this Settlement Agreement based on the facts set out herein.

5. For the purposes of the Proceeding, and any other regulatory proceeding commenced by a securities regulatory authority, the Respondent agrees with the facts set out in Part III of this Settlement Agreement and the conclusions in Part IV of this Settlement Agreement.

PART III – AGREED FACTS

Background

6. Miller is the former CEO of Inspiration. Miller is a resident of Ontario.

7. Inspiration, now known as Silk Energy Limited, is a reporting issuer whose stated business during the Material Time was mining and exploration. The Commission is Silk Energy Limited’s principal regulator and was Inspiration’s principal regulator during the Material Time. During the Material Time, Inspiration traded on the Canadian Securities Exchange under the symbol ISM. On or about July 4, 2019, Inspiration changed its name to Silk Energy Limited in anticipation of a reverse take-over transaction with Silk Energy AS. The effective date of the transaction was September 3, 2019.

Inspiration Announces Negotiations with Compassion

8. Between about January 11, 2018 and August 7, 2018 (the Material Time), while he was CEO of Inspiration, Miller caused Inspiration to issue a series of press releases (the Press Releases) regarding purported negotiations between Inspiration and Compassion Cannabis Corporation (Compassion), as set out below. Miller authored, participated in the drafting of, and/or approved the release of, each of the Press Releases.

• On January 11, 2018, Inspiration announced that it had commenced formal negotiations to acquire Compassion, which Inspiration's news release described as a private Ontario company which “has the expertise to capitalize on the various facets of the going marijuana market, including the ‘Vape’ market and dispensary centers for the industry.” No other information about Compassion was disclosed in this news release.

• On January 18, 2018, Inspiration announced that it had scheduled a shareholders’ meeting to seek approval to change its name to “Inspiration Cannabis Corporation” and to change its business from exploration to cannabis distribution.

• Inspiration made further announcements on February 23, 2018, April 24, 2018, and April 26, 2018 regarding the state of negotiations with Compassion and related due diligence.

January 28, 2021 (2021), 44 OSCB 727

Decisions, Orders and Rulings

• On or about August 7, 2018, Inspiration announced that negotiations with Compassion had been terminated.

Compassion

9. Compassion is a private Ontario company incorporated in 2014. Its sole director and officer is JC (JC). During the Material Time, Compassion had no assets, employees, or active business operations. It had never generated any revenue. It did not hold a cannabis distribution licence and had never applied for one. During the Material Time, its negotiations with Inspiration were its sole business activity, save for occasional internet research about the cannabis industry conducted by JC.

10. JC has not previously worked in the cannabis industry and does not have any significant expertise in the cannabis industry.

11. JC and Miller have a business relationship dating back to at least 2013 and are personal friends. JC worked for Inspiration between about 2013 and 2016 in an administrative and business development capacity. She reported to Miller. After about 2016, including during the Material Time, JC continued to work as Miller’s assistant at another company.

12. JC had contacts who were associated with a cannabis company based in British Columbia (the BC Company).

13. Evidence regarding Compassion’s relationship with the BC Company and Miller’s knowledge of the BC Company’s activities was provided to Staff after the Statement of Allegations in this matter was issued.

14. In or around 2014 and 2015, Miller received information which could have suggested that, as of 2015:

a) Compassion had a relationship with the BC Company;

b) Compassion and the BC Company had discussed a potential merger, and the BC Company had contemplated a continuation in Ontario;

c) The BC Company intended to operate in the cannabis industry; and

d) The BC Company had applied for a license from Health Canada to legally produce cannabis.

15. Miller did not receive additional information about Compassion’s relationship with the BC Company after 2015. Before directing Inspiration to issue the Press Releases, he did not take steps to understand Compassion’s current status, its relationship to the BC Company, or the current status of the BC Company. The BC Company was dissolved in 2017, before the Material Time. Miller has represented that he was not aware of the dissolution.

The Press Releases were False and Misleading

16. During the Material Time, Miller caused Inspiration to issue five press releases that were false and misleading. The press releases issued on or about January 11 and 18, 2018 were false and misleading for the following reasons:

a) They falsely stated that Compassion had expertise in the cannabis industry which would allow it to capitalize on the marijuana market, when in fact it had no real expertise in the cannabis industry; and

b) They failed to state that Compassion was represented in the negotiations by JC. They moreover failed to disclose the nature of the relationship between Miller and JC, specifically that JC was a business associate and friend of Miller, that she had worked as an assistant to Miller for some time, and that she was working as an assistant to Miller during the Material Time.

17. The press releases issued on or about February 23 and April 24, 2018 were misleading because they indicated that due diligence was being conducted in relation to the purported negotiations. The February 23, 2018 press release stated that the due diligence and negotiations were “ahead of schedule and on track.” The April 24, 2018 press release stated that the negotiations and related due diligence were “going very well and ahead of the targeted date.” In reality, Inspiration was not conducting formal due diligence on Compassion.

18. Moreover, the press releases issued on or about April 24 and April 26, 2018 were misleading as they repeated the statements from the January 11 and 18, 2018 press releases that falsely stated that Compassion had expertise in the cannabis industry which would allow it to capitalize on the marijuana market, when in fact it had no real expertise in the cannabis industry. These press releases in addition to the February 23, 2018 press release also failed to state that Compassion was represented in the negotiations by JC, and failed to disclose the nature of the relationship between Miller and JC, as did the January 11 and 18, 2018 press releases.

January 28, 2021 (2021), 44 OSCB 728

Decisions, Orders and Rulings

19. In addition, the April 26, 2018 press release falsely stated that Inspiration “is contemplating upon the request of Compassion Cannabis that it is allowed to accept crypto currency for settlement for any transactions that occur.” Compassion made no such request.

20. During the Material Time, Miller was aware or ought to have been aware that the Press Releases were false and misleading, as set out above at paragraphs 16 to 0 above. He was aware of the above-noted facts which were not disclosed in the Press Releases and/or was aware that he had insufficient information which would support the claims about Compassion which appeared in the Press Releases. The undisclosed facts, as well as the lack of support for the claims in the Press Releases, were material facts in respect of Inspiration which had not been generally disclosed.

Increase in Inspiration Share Price and Share Sales by Miller

21. Between January 10 and 22, 2018, the same week that Inspiration began issuing the Press Releases, the market price of Inspiration shares increased from $0.04 to $0.22 (450%). The average price for Inspiration shares in the 20 days before the first Press Release was $0.025 (the Market Value).

22. Between January 12 and 19, 2018, Miller sold 601,844 shares of Inspiration for gross proceeds of $112,116.92. He made some of these sales through Adrea Capital Corporation (Adrea), a private corporation of which Miller is the sole director, officer and shareholder. Had Miller sold these shares for the Market Value, his proceeds would have been $15,046.10.

23. At the time of these trades, Miller was Inspiration’s CEO and was therefore in a special relationship with Inspiration pursuant to s. 76(5)(c)(i) of the Act. Moreover, as the CEO of Inspiration, Miller was an “insider” of Inspiration as defined in s. 1(1) of the Act; he was therefore in a special relationship with Inspiration pursuant to s. 76(5)(a)(i) of the Act.

24. At the time of these trades, Miller was aware or ought to have been aware that the January 11 and January 18, 2018 press releases were false and misleading for the reasons identified in paragraphs 16 to 0 above. He was aware of the facts which were not disclosed in the January 11 and January 18, 2018 press releases. These facts, as well as the lack of support for the claims in the January 11 and January 18, 2018 press releases, were material facts which had not been generally disclosed.

25. Miller did not file insider reports with regard to these trades, as required by s. 107(2) of the Act, which had the effect of preventing the market from learning of his sales of Inspiration shares immediately after the 450% increase caused by the false and misleading Press Releases.

PART IV – NON-COMPLIANCE WITH ONTARIO SECURITIES LAW AND CONDUCT CONTRARY TO THE PUBLIC INTEREST

26. By engaging in the conduct described above, the Respondent admits and acknowledges that he breached Ontario securities law by contravening ss. 76(1), 107(2) and 126.2(1) of the Act, and that his actions were contrary to the public interest.

PART V – TERMS OF SETTLEMENT

27. The Respondent agrees to the terms of settlement set forth below. Subject to the Commission’s approval of the Settlement Agreement, and prior to the Settlement Hearing seeking that approval, the Respondent shall pay to the Commission the sum of $125,000 by bank draft, certified cheque or wire transfer in partial satisfaction of the administrative penalty and disgorgement described in subparagraphs 28.j) and 28.k) below (the “Initial Settlement Payment”). The Respondent shall pay a further $75,000 in satisfaction of the remainder of the administrative penalty, disgorgement and costs described in subparagraphs 28.j), 28.k) and 28(l) below, on or before March 31, 2021. For greater certainty, if the settlement is not approved by the Commission, the Initial Settlement Payment shall be returned to the Respondent forthwith.

28. The Respondent consents to the Order, pursuant to which it is ordered that:

a) the Settlement Agreement is approved;

Conduct Sanctions

b) the Respondent is prohibited from trading in any securities or derivatives and from acquiring any securities for a period of 10 years from the date of the Order, pursuant to paragraphs 2 and 2.1 of subsection 127(1) of the Act;

c) any exemptions contained in Ontario securities law shall not apply to the Respondent for a period of 10 years from the date of the Order, pursuant to paragraph 3 of subsection 127(1) of the Act;

d) the Respondent is reprimanded, pursuant to paragraph 6 of subsection 127(1) of the Act;

January 28, 2021 (2021), 44 OSCB 729

Decisions, Orders and Rulings

e) the Respondent shall resign any positions that he holds as a director or officer of an issuer or a registrant, pursuant to paragraphs 7 of and 8.1 of subsection 127(1) of the Act;

f) the Respondent is prohibited from becoming or acting as an officer or director of an issuer or registrant for a period of 10 years commencing on the date of the Commission’s order approving this Settlement Agreement, pursuant to paragraphs 8 and 8.2 of subsection 127(1) of the Act.

g) the Respondent shall resign any positions that he holds as a director or officer of an investment fund manager, pursuant to paragraph 8.3 of subsection 127(1) of the Act;

h) the Respondent is prohibited from becoming or acting as a director or officer of an investment fund manager for a period of 10 years from the date of the Order, pursuant to paragraph 8.4 of subsection 127(1) of the Act;

i) the Respondent is prohibited from becoming or acting as a registrant, as an investment fund manager or as a promoter for a period of 10 years from the date of the Order, pursuant to paragraph 8.5 of subsection 127(1) of the Act;

Financial Sanctions and Costs

j) The Respondent shall pay an administrative penalty in the amount of $92,929.18, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act, pursuant to paragraph 9 of subsection 127(1) of the Act;

k) The Respondent shall disgorge to the Commission the amount of $97,070.82, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act, pursuant to paragraph 10 of subsection 127(1) of the Act;

l) The Respondent shall pay $10,000 in costs to the Commission, pursuant to subsection 127.1 of the Act;

Exceptions and Conditions

m) Notwithstanding any other provision contained in the Order the Respondent is permitted to:

i. personally trade and/or acquire mutual funds, Exchange Traded Funds, government bonds and/or Guaranteed Investment Certificates for the account of any Registered Retirement Savings Plan (RRSP), Registered Retirement Income Fund (RRIF), Registered Education Savings Plan (RESP) and Tax Free Savings Account (TFSA), as defined in the Income Tax Act, RSC 1985, c.1, as amended, in which he and/or his children have sole legal and beneficial ownership, solely through a registered dealer in Ontario, to whom the Respondent must give a copy of the Order;

ii. retain the services of one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, to trade and/or acquire securities in any RRSP, RRIF, RESP and/or TFSA on the Respondent’s behalf, provided that:

1. the respective dealer/portfolio manager(s) is provided with a copy of the Order prior to trading or acquiring securities on the Respondent’s behalf;

2. the respective dealer/portfolio manager(s) has sole discretion over what trades and acquisitions may be made in the account and the Respondent has no direction or control over the selection of specific securities;

3. the Respondent is permitted to have discussions with the respective registered dealer/portfolio manager(s) to allow the Respondent to provide information regarding general investment objectives, suitability and risk tolerance or as required under Ontario securities law, or as otherwise initiated by the registered dealer/portfolio manager(s); and

4. the Respondent may change registered dealer/portfolio manager(s), subject to the conditions set out above, with notice to the Commission of any such change to be filed by the Respondent within 30 days of making such change;

iii. receive, in Adrea’s brokerage account(s), securities for consulting services provided by Adrea and/or Miller;

iv. trade securities acquired in the manner identified above at (iii) only through one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, provided that;

January 28, 2021 (2021), 44 OSCB 730

Decisions, Orders and Rulings

1. the respective dealer/portfolio manager(s) is provided with a copy of the Order prior to trading securities on Adrea’s behalf;

2. with regard to sales of securities from the account, the respective dealer/portfolio manager(s) has sole discretion over what trades may be made in the account, and the Respondent has no direction or control over the selection of specific securities;

v. act as a director and/or officer of Adrea, provided that:

1. Miller remains the sole director, officer and shareholder of Adrea;

2. The business operated by Adrea remains strictly limited to providing consulting services to mining companies, oil and gas companies, technology and innovation companies, and industrial companies;

3. Adrea, or Miller in the course of his work for Adrea, does not raise capital through the issuance of securities of Adrea to the public, and does not, directly or indirectly, trade in or distribute, advise in respect of trades or distributions of, or promote the purchase or sale of, securities or exchange contracts of any issuer, except as set out in subparagraphs 28(m)(i), (ii) or (iii) above or subparagraph 28(m)(v)(4) below; and

4. Miller ensures that any securities owned by Adrea as of the date of the Order are managed by the aforementioned dealer/portfolio manager as part of the exception contained in subparagraph 28(m)(iii) above and may be traded only in accordance with the terms of that exception.

PART VI – FURTHER PROCEEDINGS

29. If the Commission approves this Settlement Agreement, Staff will not commence or continue any other proceeding under Ontario securities law against the Respondent based on the misconduct described in Part III of this Settlement Agreement, unless the Respondent fails to comply with any term in this Settlement Agreement, in which case Staff may bring proceedings under Ontario securities law against the Respondent that may be based on, among other things, the facts set out in Part III of this Settlement Agreement as well as the breach of this Settlement Agreement.

30. The Respondent acknowledges that, if the Commission approves this Settlement Agreement and the Respondent fails to comply with any term in it, Staff or the Commission, as the case may be, is entitled to bring any proceedings necessary to enforce compliance with the terms of the Settlement Agreement.

31. The Respondent waives any defences to a proceeding referenced in paragraph 29 or 30 above that are based on the limitation period in the Act, provided that no such proceeding shall be commenced later than six years from the date of the occurrence of the last failure to comply with this Settlement Agreement.

PART VII – PROCEDURE FOR APPROVAL OF SETTLEMENT

32. The parties will seek approval of this Settlement Agreement at the Settlement Hearing before the Commission, which shall be held on a date determined by the Secretary to the Commission in accordance with this Settlement Agreement and the Commission’s Rules of Procedure and Forms (as amended).

33. The Respondent will attend the Settlement Hearing, either in person or by such electronic means as may be determined by the Secretary to the Commission if the Settlement Hearing is conducted electronically.

34. The parties confirm that this Settlement Agreement sets forth all of the agreed facts that will be submitted at the Settlement Hearing, unless the parties agree that additional facts should be submitted at the Settlement Hearing.

January 28, 2021 (2021), 44 OSCB 731

Decisions, Orders and Rulings

35. If the Commission approves this Settlement Agreement:

a) the Respondent irrevocably waives all rights to a full hearing, judicial review or appeal of this matter under the Act; and

b) neither party will make any public statement that is inconsistent with this Settlement Agreement or with any additional agreed facts submitted at the Settlement Hearing.

36. Whether or not the Commission approves this Settlement Agreement, the Respondent will not use, in any proceeding, this Settlement Agreement or the negotiation or process of approval of this Settlement Agreement as the basis for any attack on the Commission’s jurisdiction, alleged bias, alleged unfairness, or any other remedies or challenges that may be available.

PART VIII – DISCLOSURE OF SETTLEMENT AGREEMENT

37. If the Commission does not make the Order or an order substantially in the form attached as Schedule “A” to this Settlement Agreement:

a) this Settlement Agreement and all discussions and negotiations between Staff and the Respondent before the Settlement Hearing will be without prejudice to Staff and the Respondent; and

b) Staff and the Respondent will each be entitled to all available proceedings, remedies and challenges, including proceeding to a hearing on the merits of the allegations contained in the Statement of Allegations in respect of the Proceeding. Any such proceedings, remedies and challenges will not be affected by this Settlement Agreement, or by any discussions or negotiations relating to this Settlement Agreement.

38. The parties will keep the terms of this Settlement Agreement confidential until the Settlement Hearing, unless they agree in writing not to do so or unless otherwise required by law.

PART IX – EXECUTION OF SETTLEMENT AGREEMENT

39. This Settlement Agreement may be signed in one or more counterparts which together constitute a binding agreement.

40. A facsimile copy or other electronic copy of any signature will be as effective as an original signature.

DATED at Toronto, this 22nd day of December, 2020.

“Lynda Morgan” “David Randall Miller” Witness (print name): DAVID RANDALL MILLER

DATED at ______, ______this ____ day of ______, 2020.

ONTARIO SECURITIES COMMISSION

“Jeff Kehoe” Director, Enforcement Branch

PART IX – EXECUTION OF SETTLEMENT AGREEMENT

41. This Settlement Agreement may be signed in one or more counterparts which together constitute a binding agreement.

42. A facsimile copy or other electronic copy of any signature will be as effective as an original signature.

DATED at ______, ______this ____ day of ______, 2020.

Witness (print name): DAVID RANDALL MILLER

DATED at Toronto, Ontario this 4th day of January, 2021.

ONTARIO SECURITIES COMMISSION

“Jeff Kehoe” Director, Enforcement Branch

January 28, 2021 (2021), 44 OSCB 732

Decisions, Orders and Rulings

SCHEDULE “A”

File No. 2019-48

IN THE MATTER OF DAVID RANDALL MILLER

[Name(s) of Commissioner(s) comprising the Panel]

[Day and date Order made]

ORDER Subsection 127(1) of the Securities Act, RSO 1990, c S.5

WHEREAS on ___, 2021, the Ontario Securities Commission held a hearing by video conference to consider an application made jointly by David Randall Miller (Miller or the Respondent) and Staff of the Commission for approval of a settlement agreement dated ____, 2020 (the Settlement Agreement);

ON READING the Amended Statement of Allegations dated December 19, 2019 and the Joint Application Record for a Settlement Hearing, including the Settlement Agreement;

AND ON HEARING the submissions of counsel for Staff and the Respondent, and considering that $125,000 of the $200,000 payable by the Respondent in partial satisfaction of the administrative penalty and disgorgement amount has been received by the Commission in accordance with the terms of the Settlement Agreement;

IT IS ORDERED THAT:

1. the Settlement Agreement is approved;

Conduct Sanctions

2. the Respondent is prohibited from trading in any securities or derivatives and from acquiring any securities for a period of 10 years from the date of the Order, pursuant to paragraphs 2 and 2.1 of subsection 127(1) of the Act;

3. any exemptions contained in Ontario securities law shall not apply to the Respondent for a period of 10 years from the date of the Order, pursuant to paragraph 3 of subsection 127(1) of the Act;

4. the Respondent is reprimanded, pursuant to paragraph 6 of subsection 127(1) of the Act;

5. the Respondent shall resign any positions that he holds as a director or officer of an issuer or a registrant, pursuant to paragraphs 7 of and 8.1 of subsection 127(1) of the Act;

6. the Respondent is prohibited from becoming or acting as an officer or director of an issuer or registrant for a period of 10 years commencing on the date of the Commission’s order approving this Settlement Agreement, pursuant to paragraphs 8 and 8.2 of subsection 127(1) of the Act.

7. the Respondent shall resign any positions that he holds as a director or officer of an investment fund manager, pursuant to paragraph 8.3 of subsection 127(1) of the Act;

8. the Respondent is prohibited from becoming or acting as a director or officer of an investment fund manager for a period of 10 years from the date of the Order, pursuant to paragraph 8.4 of subsection 127(1) of the Act;

9. the Respondent is prohibited from becoming or acting as a registrant, as an investment fund manager or as a promoter for a period of 10 years from the date of the Order, pursuant to paragraph 8.5 of subsection 127(1) of the Act;

Financial Sanctions and Costs

10. The Respondent shall pay an administrative penalty in the amount of $92,929.18, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act, pursuant to paragraph 9 of subsection 127(1) of the Act;

11. The Respondent shall disgorge to the Commission the amount of $97,070.82, which amount shall be designated for allocation or use by the Commission in accordance with s. 3.4(2)(b) of the Act, pursuant to paragraph 10 of subsection 127(1) of the Act;

12. The Respondent shall pay $10,000 in costs to the Commission, pursuant to subsection 127.1 of the Act;

January 28, 2021 (2021), 44 OSCB 733

Decisions, Orders and Rulings

Exceptions and Conditions

13. Notwithstanding any other provision contained in this Order the Respondent is permitted to:

a) personally trade and/or acquire mutual funds, Exchange Traded Funds, government bonds and/or Guaranteed Investment Certificates for the account of any Registered Retirement Savings Plan (RRSP), Registered Retirement Income Fund (RRIF), Registered Education Savings Plan (RESP) and Tax Free Savings Account (TFSA), as defined in the Income Tax Act, RSC 1985, c.1, as amended, in which he and/or his children have sole legal and beneficial ownership, solely through a registered dealer in Ontario, to whom the Respondent must give a copy of the Order;

b) retain the services of one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, to trade and/or acquire securities in any RRSP, RRIF, RESP and/or TFSA described above, on the Respondent’s behalf, provided that:

i. the respective dealer/portfolio manager(s) is provided with a copy of the Order prior to trading or acquiring securities on the Respondent’s behalf;

ii. the respective dealer/portfolio manager(s) has sole discretion over what trades and acquisitions may be made in the account and the Respondent has no direction or control over the selection of specific securities;

iii. the Respondent is permitted to have discussions with the respective registered dealer/portfolio manager(s) to allow the Respondent to provide information regarding general investment objectives, suitability and risk tolerance or as required under Ontario securities law, or as otherwise initiated by the respective registered dealer/portfolio manager(s); and

iv. the Respondent may change registered dealer/portfolio manager(s), subject to the conditions set out above, with notice to the Commission of any such change to be filed by the Respondent within 30 days of making such change;

c) receive, in Adrea Capital Corporation’s (Adrea) brokerage account(s), securities for consulting services provided by Adrea and/or Miller;

d) trade securities acquired in the manner identified above at subparagraph 13(c) only through one or more independent, arms-length dealer/portfolio manager(s) who are registered in accordance with Ontario securities law, provided that;

i. the respective dealer/portfolio manager(s) is provided with a copy of the Order prior to trading securities on Adrea’s behalf;

ii. with regard to sales of securities from the account, the respective dealer/portfolio manager(s) has sole discretion over what trades may be made in the account, and the Respondent has no direction or control over the selection of specific securities;

e) act as a director and/or officer of Adrea provided that:

i. Miller remains the sole director, officer and shareholder of Adrea;

ii. The business operated by Adrea remains strictly limited to providing consulting services to mining companies, oil and gas companies, technology and innovation companies, and industrial companies; and

January 28, 2021 (2021), 44 OSCB 734

Decisions, Orders and Rulings

______

[Name of Chair of the Panel]

______

[Name of Commissioner]

______

[Name of Commissioner]

January 28, 2021 (2021), 44 OSCB 735

Decisions, Orders and Rulings

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January 28, 2021 (2021), 44 OSCB 736

Chapter 3

Reasons: Decisions, Orders and Rulings

3.1 OSC Decisions

3.1.1 David Randall Miller – ss. 127, 127.1

Citation: Miller (Re), 2021 ONSEC 3 Date: 2021-01-20 File No.: 2019-48

IN THE MATTER OF DAVID RANDALL MILLER

ORAL REASONS FOR APPROVAL OF A SETTLEMENT (Sections 127 and 127.1 of the Securities Act, RSO 1990, c S.5)

Hearing: January 20, 2021 Decision: January 20, 2021 Panel: Timothy Moseley Vice-Chair and Chair of the Panel Raymond Kindiak Commissioner Frances Kordyback Commissioner Appearances: Lynda Morgan For David Randall Miller Christina Galbraith For Staff of the Commission

ORAL REASONS FOR APPROVAL OF A SETTLEMENT

The following reasons have been prepared for publication in the Ontario Securities Commission Bulletin, based on the reasons delivered orally in the hearing as edited and approved by the panel, to provide a public record of the oral reasons.

[1] Staff of the Commission has alleged that David Miller contravened the Securities Act1 by issuing false and misleading press releases and by engaging in improper insider trading. Staff and Mr. Miller seek approval of a settlement agreement they have entered into regarding these allegations. We conclude that it would be in the public interest to approve the settlement, for the following reasons.

[2] Mr. Miller is the former CEO of Inspiration Mining Corporation, a reporting issuer now known as Silk Energy Limited. In 2018, Mr. Miller caused Inspiration to issue five false and misleading press releases regarding purported negotiations between Inspiration and Compassion Cannabis Corporation. He did that to capitalize on heightened investor interest in the cannabis industry.

[3] Shortly after issuing the first of the false press releases, Mr. Miller sold some shares of Inspiration, either directly or through his personal corporation. By doing so, he took advantage of an increase in the price of Inspiration shares that had followed the false press releases. He realized a gain that was almost $100,000 greater than he would otherwise have realized.

[4] The sale of those shares was not permitted, because he was in a special relationship with Inspiration, as that term is defined in Ontario securities law, due to his being in possession of the material facts relating to the false press releases.

[5] Mr. Miller compounded the problem by failing to file the required insider reports regarding his illegal trades.

1 RSO 1990, c S.5

January 28, 2021 (2021), 44 OSCB 737

Reasons: Decisions, Orders and Rulings

[6] The settlement agreement sets out in greater detail the relevant facts and the specific contraventions of Ontario securities law. It also sets out the various sanctions to which Staff and Mr. Miller have agreed, including:

a. a ten-year ban from participating in the capital markets (subject to very limited exceptions);

b. disgorgement to the Commission in the amount of $97,070.82;

c. an administrative penalty in the amount of $92,929.18; and

d. costs in the amount of $10,000.

[7] We have reviewed the settlement agreement in detail. We have had the benefit of a confidential settlement conference, and follow-up discussions, with counsel for both parties.

[8] Our role at this settlement hearing is to determine whether the negotiated result falls within a range of reasonable outcomes, and whether it would be in the public interest to approve the settlement. The Commission respects the negotiation process and accords significant deference to the resolution reached by the parties.

[9] Mr. Miller’s admitted misconduct is serious. The requirement to make truthful disclosure is a cornerstone of the securities regulatory regime. Mr. Miller deliberately violated that important principle, and then sought to profit from his misconduct, at the expense of other investors.

[10] In our view, the sanctions in this proceeding are a reasonable response to that misconduct. We take into account the fact that a settlement avoids the consumption of resources that would be required to proceed to a contested hearing.

[11] It is in the public interest for us to approve the settlement. We will therefore issue an order substantially in the form of the draft attached to the settlement agreement.

Dated at Toronto this 20th day of January, 2021.

“Timothy Moseley”

“Raymond Kindiak”

“Frances Kordyback”

January 28, 2021 (2021), 44 OSCB 738

Reasons: Decisions, Orders and Rulings

3.1.2 Vernon Ray Fauth – ss. 127(1), 127(10)

Citation: Fauth (Re), 2021 ONSEC 4 Date: 2021-01-21 File No. 2020-36

IN THE MATTER OF VERNON RAY FAUTH

REASONS AND DECISION (Subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5)

Hearing: In Writing Decision: January 21, 2021 Panel: Wendy Berman Vice-Chair and Chair of the Panel Appearances: Vivian Lee For Staff of the Commission Alvin Qian No submissions were made on behalf of Vernon Ray Fauth

REASONS AND DECISION

I. OVERVIEW

[1] On November 8, 2018, the Alberta Securities Commission (the ASC) issued a decision and found that Vernon Ray Fauth (Fauth) contravened Alberta securities laws by illegally dealing in securities, making misrepresentations to investors and perpetrating a fraud on investors (the ASC Merits Decision).1

[2] On June 24, 2019, the ASC issued its decision on sanctions and costs (the ASC Sanctions Decision) and imposed various sanctions, restrictions and requirements on Fauth, including a permanent prohibition from participating in Alberta’s capital markets, disgorgement in the amount of $2,585,414.87, an administrative penalty in the amount of $400,000 and costs in the amount of $250,000, as described more fully below.2

[3] Staff of the Ontario Securities Commission (Staff of the Commission) has applied for a protective order in the public interest pursuant to s. 127(10) of the Securities Act,3 (the Act), which provides that an order may be made under s. 127(1) of the Act against a person who has been convicted in any jurisdiction of an offence arising from a transaction, business or course of conduct related to securities or derivatives. Staff submits that the precondition for a protective order has been met and that it is in the public interest, based on these circumstances, for the Commission to make an inter- jurisdictional enforcement order permanently prohibiting Fauth from participating in Ontario’s capital markets.

[4] For the reasons that follow, I find that it is in the public interest to issue an order substantially in the form requested by Staff.

II. SERVICE AND PARTICIPATION

[5] Staff served Fauth with the Notice of Hearing, Statement of Allegations and Staff’s hearing brief,4 written submissions and brief of authorities by email on October 21, 2020 and by courier to Fauth’s last known mailing address on October 22, 2020.5

[6] Staff elected to proceed by way of the expedited procedure for a written hearing provided for in the Commission’s Rules of Procedure and Forms.6 As stated in the Notice of Hearing, Fauth had 21 days from the date of service to file a request for an oral hearing, and 28 days from the date of service to file a hearing brief and written submissions. The deadlines for Fauth to request an oral hearing and to serve and file a hearing brief and written submissions have passed. No request for an oral hearing was made and no materials were filed by, or on behalf of, Fauth.

1 Exhibit 1, Staff’s Hearing Brief, Re Fauth, 2018 ABASC 175, Tab 1 (ASC Merits Decision) 2 Exhibit 1, Staff’s Hearing Brief, Re Fauth, 2019 ABASC 102, Tab 2 (ASC Sanctions Decision) 3 RSO 1990 c S.5 4 Staff’s Hearing Brief marked as Exhibit 1 5 Exhibit 2, Affidavit of Service of Michelle Spain, Sworn October 27, 2020 at paras 2-5. 6 (2019) 42 OSCB 9714 (OSC Rules of Procedure), r 11(3)

January 28, 2021 (2021), 44 OSCB 739

Reasons: Decisions, Orders and Rulings

[7] Pursuant to the Statutory Powers Procedure Act7 and the OSC Rules of Procedure,8 the Commission may proceed in the absence of a party who has been provided adequate notice of a proceeding. I am satisfied that Fauth was provided with adequate notice of this proceeding and that I may proceed in his absence.

III. FACTUAL BACKGROUND

A. ASC Proceedings and Conduct at Issue

[8] Fauth is a resident of Alberta9 and has never been registered with the Commission in any capacity.10 Fauth has not been registered with the ASC in any capacity since December 31, 2003, although he was registered as a mutual fund salesperson prior to that date.11

[9] Fauth’s misconduct took place between October 2006 and September 2014 (the Material Time).12 During that time, Fauth solicited investments in Espoir Capital Corporation (Espoir), a corporation for which he was the founder, a director and officer and the sole shareholder.

[10] Over a period of approximately 10 years (which included the Material Time), Fauth raised approximately $15.5 million for Espoir from investors, who either purchased three-year debentures or advanced loans under promissory notes with Espoir. Approximately 70 investors in Alberta, British Columbia and Ontario invested approximately $15 million by way of debentures13 and five investors invested $545,000 by way of promissory notes.14

[11] Fauth made misleading or untrue statements to, and/or omitted material information from, investors regarding their investment in Espoir, both through direct discussions with investors and through promotional materials and correspondence provided to investors.15

[12] Investors were told that their investment was “safe” and “secure” and that funds were, or would be, invested in real estate and mortgages and secured by that real estate.16 Contrary to such representations, investor funds were primarily invested in, or loaned to, Fauth-owned, controlled or managed entities. The vast majority of these non-arm’s length transactions were undocumented and unsecured.17 In addition, some of the investor funds were used to repay principal and make interest payments to other Espoir investors in the manner of a Ponzi scheme.18

[13] While some debenture holders and promissory noteholders were paid out and interest was paid until approximately mid- 2013, most investors lost their invested funds. As of December 31, 2014, investors were owed over $12.3 million and there is little to no prospect that these funds will ever be repaid.19

[14] Investors suffered significant financial and personal hardship as a result of the loss of some or all their invested funds. The impact was especially significant on those investors who lost their life savings and were retired or nearing retirement.20

B. ASC Findings

[15] In the ASC Merits Decision, the ASC found that:

(a) from approximately September 28, 2010 to November 19, 2012, Fauth breached s. 75(1)(a) of the Alberta Securities Act21 (the Alberta Act) by acting as a dealer in securities while not registered to do so and without an exemption from that requirement;

(b) from approximately October 6, 2006 to November 19, 2012, Fauth breached s. 92(4.1) of the Alberta Act by making representations he knew or reasonably ought to have known were materially misleading or untrue, or by failing to state facts that were required to be stated or necessary to make the statements not misleading; and

7 RSO 1990, c S.22, s 7(2) 8 OSC Rules of Procedure, r 21(3) 9 ASC Merits Decision at para 25. 10 Exhibit 1, Staff’s Hearing Brief, Section 139 Certificate Re: Fauth dated May 4, 2020, Tab 3. 11 ASC Merits Decision at para 27. 12 ASC Merits Decision at para 4. 13 ASC Merits Decision at para 46. 14 ASC Merits Decision at para 63. 15 ASC Sanctions Decision at paras 16 and 17. 16 ASC Merits Decision at para 334. 17 ASC Merits Decision at para 339; ASC Sanctions Decision at paras 18 and 19. 18 ASC Sanctions Decision at para 20. 19 ASC Sanctions Decision at para 21. 20 ASC Sanctions Decision at para 45. 21 RSA 2000, c S-4

January 28, 2021 (2021), 44 OSCB 740

Reasons: Decisions, Orders and Rulings

(c) from approximately January 1, 2009 to September 30, 2014, Fauth breached s. 93(b) of the Alberta Act by directly or indirectly engaging or participating in an act, practice or course of conduct relating to a security that he knew or reasonably ought to have known perpetrated a fraud on investors.22

[16] The ASC found that Fauth illegally sold and promoted securities, deliberately misled investors over an extended period and made unauthorized use of investment funds.23 The ASC stated that the Fauth’s misconduct was among the most serious, and was “deliberate, self-serving and caused substantial harm”.24

[17] The ASC Panel further held that Fauth’s misrepresentations went to “the heart of what the Espoir investors specifically wanted: safety and minimal risk.” Fauth used these investor funds in unauthorized, unsafe and high-risk investments and exposed investors to significant risk, which ultimately resulted in the loss of the majority of investor funds.25

B. ASC Sanctions

[18] On June 24, 2019 the ASC issued the ASC Sanctions Decision which imposed the following sanctions, requirements and restrictions on Fauth:

(a) pursuant to s. 198(1)(d) of the Act, Fauth must resign from any positions he holds as a director or officer (or both) of any issuer, registrant, investment fund manager, recognized exchange, recognized self-regulatory organization, recognized clearing agency, recognized trade repository, designated rating organization or designated benchmark administrator;

(b) pursuant to ss. 198(1)(b), (c), (e) and (e.3), Fauth is permanently prohibited from:

i. trading in or purchasing any security or derivative, and from relying on any exemptions contained in Alberta securities laws;

ii. becoming or acting as a director or officer (or both) of any issuer or other person or company that is authorized to issue securities, registrant, investment fund manager, recognized exchange, recognized self-regulatory organization, recognized clearing agency, recognized trade repository, designated rating organization or designated benchmark administrator; and

iii. acting in a management or consultative capacity in connection with activities in the securities market.

(c) pursuant to section 198(1)(i) of the Alberta Act, Fauth must pay to the ASC disgorgement in the amount of $2,585,414.87;

(d) pursuant to section 199 of the Alberta Act, Fauth must pay to the ASC an administrative penalty of $400,000; and

(e) pursuant to section 202 of the Alberta Act, Fauth must pay costs to the ASC in the amount of $250,000. 26

IV. LEGAL FRAMEWORK IN ONTARIO

[19] Subsection 127(10) of the Act provides that an order may be made under s. 127(1) where a person has been subject to an order by a securities regulatory authority in any jurisdiction that imposes sanctions, conditions, restrictions or requirements. If that precondition is met, the Commission must consider whether it should exercise its jurisdiction to make a protective order in the public interest.

[20] In determining whether such an order should be made in the public interest, the Commission may consider, among other factors, the seriousness of the misconduct, the harm suffered by investors, specific and general deterrence and any aggravating or mitigating factors.27 The purpose of such an order is “protective and preventive” and made to restrain potential conduct that could be detrimental to the integrity of Ontario’s capital markets and therefore prejudicial to the public interest.28

22 ASC Merits Decision at paras 255, 312, 363. 23 ASC Sanctions Decision at para 41. 24 ASC Sanctions Decision at paras 40 and 47. 25 ASC Sanctions Decision at paras 41-43. 26 ASC Sanctions Decision at para 134. 27 Belteco Holdings Inc. (Re) (1998), 21 OSCB 7743 at 7746-7747. 28 Cartaway Resources Corp., 2004 SCC 26 (CanLII) at para 60; Committee for Equal Treatment of Asbestos Minority Shareholders v Ontario (Securities Commission), 2001 SCC 37 (CanLII) at paras 42 to 43.

January 28, 2021 (2021), 44 OSCB 741

Reasons: Decisions, Orders and Rulings

V. ANALYSIS AND CONCLUSION

[21] I am satisfied that Fauth has been subject to an order by a securities regulatory authority, namely the ASC, that imposed sanctions, conditions, restrictions or requirements and that the precondition for an order under s.127(1) of the Act has been met.

[22] Fauth’s misconduct was extremely serious. Over a period of approximately ten years, he raised investor funds totaling about $15.5 million from at least75 investors without being registered and without any exemption from registration. Fauth had extensive experience in the capital markets, was previously a registrant in Alberta, was familiar with the regulatory environment and knew that there were requirements under securities laws which could affect his fundraising activities on behalf of Espoir.29

[23] Fauth solicited these investor funds through misleading and fraudulent representations, which caused significant financial and personal hardship to investors. The impact was especially significant on those investors who lost their life savings and were retired or nearing retirement.30

[24] Registration is a cornerstone of securities law designed to ensure that those who sell or promote securities are proficient, solvent and act with integrity. Unregistered trading or promotion of securities defeats some of these necessary legal protections and undermines investor protection and the integrity of the capital markets.31

[25] Fraud is one of the most egregious securities regulatory violations. It causes direct and immediate harm to its investors, and it significantly undermines confidence in the capital markets.32

[26] It is important that this Commission impose sanctions that will protect Ontario investors by specifically deterring Fauth from engaging in similar or other misconduct in Ontario, and by acting as a general deterrent to other like-minded persons.

[27] Staff submits that an order permanently prohibiting Fauth from participating in Ontario’s capital markets is necessary in the circumstances. I agree that such an order is in the public interest.

[28] The findings of the ASC demonstrate the Fauth’s conduct has an Ontario connection as funds were raised by Fauth from Ontario investors.33 However, in the circumstances of this matter, including the serious nature of the misconduct, an Ontario connection is not a necessary condition to my granting an order imposing sanctions on Fauth. The Commission has previously relied on findings made by other provincial securities regulators and not required an Ontario connection in determining that an inter-jurisdictional order is necessary to protect Ontario investors and the integrity of the Ontario capital markets.34

A. Differences between Alberta and Ontario sanctions

[29] Due to differences between the Act and the Alberta Act, some of the sanctions I impose differ from those imposed by the ASC, as outlined below.

[30] The ASC prohibited Fauth from “acting in a management or consultative capacity in connection with activities in the securities market.”35 This terminology is not used in subsection 127(1) of the Act.36 Such activities will largely be prohibited by an order prohibiting Fauth from acting as a director or officer of any issuer or registrant or from becoming or acting as a registrant or promoter.37

VI. CONCLUSION

[31] For the reasons set out above, a permanent ban prohibiting Fauth from participating in the Ontario capital markets is necessary to adequately protect investors and the Ontario capital markets. I therefore order that:

a. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Fauth shall cease permanently;

b. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Fauth is prohibited permanently;

29 ASC Sanctions Decision at para 50. 30 ASC Sanctions Decision at para 45. 31 Meharchand (Re), 2019 ONSEC 7 at para 47 (Meharchand). 32 Meharchand at para 51. 33 ASC Merits Decision at para 46. 34 Cook (Re), 2018 ONSEC 6 at para 9; Elliott (Re) (2009), 32 OSCB 6931 at paras 24 and 25. 35 ASC Sanctions Decision at para 134. 36 McClure (Re), 2017 ONSEC 34 at para 8 (McClure). 37 McClure at para 9.

January 28, 2021 (2021), 44 OSCB 742

Reasons: Decisions, Orders and Rulings

c. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Fauth permanently;

d. pursuant to paragraphs 7, 8.1 and 8.3 of subsection 127(1) of the Act, Fauth resign any positions he holds as a director or officer of an issuer or registrant;

e. pursuant to paragraphs 8, 8.2 and 8.4 of subsection 127(1) of the Act, Fauth is prohibited permanently from becoming or acting as a director or officer of any issuer or registrant; and

f. pursuant to paragraph 8.5 of subsection 127(1), Fauth is prohibited permanently from becoming or acting as a registrant or promoter.

Dated at Toronto this 21st day of January, 2021.

“Wendy Berman”

January 28, 2021 (2021), 44 OSCB 743

Reasons: Decisions, Orders and Rulings

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January 28, 2021 (2021), 44 OSCB 744

Chapter 4

Cease Trading Orders

4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Date of Hearing Date of Date of Order Permanent Order Lapse/Revoke

ITOK Capital Corp. May 13, 2013 May 27, 2013 May 27, 2013 January 22, 2021

Failure to File Cease Trade Orders

Company Name Date of Order Date of Revocation Kalytera Therapeutics, Inc. June 22, 2020 January 22, 2021

Orchid Ventures, Inc. January 5, 2021 January 21, 2021

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order Date of Lapse

THERE IS NOTHING TO REPORT THIS WEEK.

4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Order or Date of Hearing Date of Date of Date of Issuer Temporary Permanent Lapse/Expire Temporary Order Order Order

Performance Sports Group Ltd. 19 October 2016 31 October 2016 31 October 2016

Company Name Date of Order Date of Lapse

Agrios Global Holdings Ltd. September 17, 2020

Greenbank Capital Inc. December 1, 2020

Nutritional High International Inc. December 1, 2020

January 28, 2021 (2021), 44 OSCB 745

Cease Trading Orders

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January 28, 2021 (2021), 44 OSCB 746

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes Relationship of Insider to Issuer (Rel’n)

1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the transaction was reported.

1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.

January 28, 2021 (2021), 44 OSCB 747

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

1911 Gold Corporation Common Shares Clayton, Ronald Wayne 4, 5 2021-01-15 57 500,000 166,666

1911 Gold Corporation Rights Restricted Clayton, Ronald Wayne 4, 5 2021-01-15 57 0 -166,666 Share Units 48North Cannabis Common Shares Cauchon, Martin 4 2021-01-15 57 0.225 936,683 200,000 Corp. 48North Cannabis Rights Restricted Cauchon, Martin 4 2021-01-15 57 0 -200,000 Corp. Share Units

48North Cannabis Rights Restricted Darche, Anne 4 2020-01-15 57 100,000 -100,000 Corp. Share Units

48North Cannabis Rights Restricted Darche, Anne 4 2021-01-15 57 0.225 100,000 Corp. Share Units

48North Cannabis Rights Restricted Darche, Anne 4 2021-01-15 57 0.225 100,000 Corp. Share Units 48North Cannabis Common Shares Gervais, James Cyrille 4 2021-01-15 30 0.225 362,778 100,000 Corp.

48North Cannabis Rights Restricted Gervais, James Cyrille 4 2021-01-15 36 0 -100,000 Corp. Share Units 48North Cannabis Rights Restricted Gervais, James Cyrille 4 2021-01-15 57 0.225 100,000 Corp. Share Units 48North Cannabis Rights Restricted Gervais, James Cyrille 4 2021-01-15 57 0.225 100,000 Corp. Share Units 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-15 38 6,917 -4,000 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-19 38 3.25 8,917 2,000 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-19 38 2,000 -6,917 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-20 38 3.2329 2,700 700 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-21 38 3.33 7,700 5,000 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-21 38 5,700 -2,000 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-22 38 3.4 10,000 4,300 5N Plus Inc. Common Shares 5N Plus Inc. 1 2021-01-22 38 9,300 -700 Ackroo Inc. Options Cole, Samuel 4 2021-01-20 50 325,000 100,000 Ackroo Inc. Options O'Connell, Wayne 4 2021-01-20 50 0.225 200,000 100,000 Ackroo Inc. Options Shen, Francis Nelson 4 2020-11-13 00 Ackroo Inc. Options Shen, Francis Nelson 4 2021-01-20 50 0.225 100,000 100,000 Acreage Holdings, Inc. Class D Subordinate Bayne, Katherine Pamela 4 2021-01-11 00 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Class D Subordinate Bayne, Katherine Pamela 4 2021-01-21 57 3.28 91,464 91,464 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Class E Subordinate Bayne, Katherine Pamela 4 2021-01-11 00 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Class E Subordinate Bayne, Katherine Pamela 4 2021-01-21 57 6.08 16,448 16,448 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Bayne, Katherine Pamela 4 2021-01-21 57 0 -91,464 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Bayne, Katherine Pamela 4 2021-01-21 57 0 -16,448 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Class D Subordinate Maine, Douglas, Lynn 4 2021-01-18 57 2.05 117,771 100,611 (formerly Applied Voting Shares Inventions Management Corp.)

January 28, 2021 (2021), 44 OSCB 748

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Acreage Holdings, Inc. Class E Subordinate Maine, Douglas, Lynn 4 2021-01-18 57 3.15 61,868 21,825 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Maine, Douglas, Lynn 4 2021-01-18 57 100,632 -100,611 (formerly Applied Share Units (RSU) Inventions Management Corp.)

Acreage Holdings, Inc. Right Restricted Maine, Douglas, Lynn 4 2021-01-18 57 21 -100,611 (formerly Applied Share Units (RSU) Inventions Management Corp.)

Acreage Holdings, Inc. Right Restricted Maine, Douglas, Lynn 4 2021-01-18 57 52,693 -21,825 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Class D Subordinate Mulroney, Brian 4 2021-01-18 57 2.05 155,911 91,464 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Class E Subordinate Mulroney, Brian 4 2021-01-18 57 3.15 170,220 19,841 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Mulroney, Brian 4 2021-01-18 57 122,774 -91,464 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Mulroney, Brian 4 2021-01-18 57 103,637 -19,841 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Class D Subordinate Murphy, Kevin Patrick 3, 4, 5 2021-01-18 57 2.05 330,503 91,464 (formerly Applied Voting Shares Inventions Management Corp.) Acreage Holdings, Inc. Class E Subordinate Murphy, Kevin Patrick 3, 4, 5 2021-01-18 57 3.15 577,599 19,841 (formerly Applied Voting Shares Inventions Management Corp.)

Acreage Holdings, Inc. Right Restricted Murphy, Kevin Patrick 3, 4, 5 2021-01-18 57 320,479 -91,464 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Murphy, Kevin Patrick 3, 4, 5 2021-01-18 57 546,310 -19,841 (formerly Applied Share Units (RSU) Inventions Management Corp.) Acreage Holdings, Inc. Class D Subordinate Van Faasen, William, 4 2021-01-18 57 2.05 176,026 91,464 (formerly Applied Voting Shares Cornelius Inventions Management Corp.) Acreage Holdings, Inc. Class E Subordinate Van Faasen, William, 4 2021-01-18 57 3.15 216,816 19,841 (formerly Applied Voting Shares Cornelius Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Van Faasen, William, 4 2021-01-18 57 109,212 -91,464 (formerly Applied Share Units (RSU) Cornelius Inventions Management Corp.) Acreage Holdings, Inc. Right Restricted Van Faasen, William, 4 2021-01-18 57 44,111 -19,841 (formerly Applied Share Units (RSU) Cornelius Inventions Management Corp.) AcuityAds Holdings Inc. Common Shares Hayek, Tal 4, 5 2021-01-20 30 17.265 2,307,407 -15,000 AcuityAds Holdings Inc. Common Shares Kapcan, Rachel 5 2021-01-20 30 17.265 1,843,513-15,000

January 28, 2021 (2021), 44 OSCB 749

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings AcuityAds Holdings Inc. Common Shares Ontman, Joe 4, 5 2021-01-20 30 17.265 2,287,894-15,000

ADCORE Inc. Options Puar, Sokhie 4 2021-01-03 00 ADCORE Inc. Options Puar, Sokhie 4 2021-01-14 50 0.98 100,000 100,000 ADCORE Inc. Options Puar, Sokhie 4 2021-01-14 50 0.99 200,000 100,000 ADCORE Inc. Restricted Share Puar, Sokhie 4 2021-01-03 00 Units

ADCORE Inc. Restricted Share Puar, Sokhie 4 2021-01-14 97 100,000 100,000 Units

ADCORE Inc. Restricted Share Sadot, Yatir 5 2021-01-15 56 65,000 15,000 Units Adventus Mining Common Shares Kargl-Simard, Christian 4, 5 2021-01-18 10 1.28 2,087,850 -22,900 Corporation Peter Adventus Mining Common Shares Kargl-Simard, Christian 4, 5 2021-01-19 10 1.272 2,038,550 -49,300 Corporation Peter Adventus Mining Common Shares Kargl-Simard, Christian 4, 5 2021-01-19 51 1.25 2,088,550 50,000 Corporation Peter Adventus Mining Options Kargl-Simard, Christian 4, 5 2021-01-19 51 1.06 150,000 -50,000 Corporation Peter Aecon Group Inc. Deferred Share Brace, John Wycliffe 4 2021-01-15 56 17.33 9,208 981 Units Aecon Group Inc. Deferred Share Franceschini, Anthony P. 4 2021-01-15 56 17.33 55,797 981 Units Aecon Group Inc. Deferred Share Hole, James Douglas 4 2021-01-15 56 17.33 56,512 981 Units Aecon Group Inc. Deferred Share Rosenfeld, Eric Stuart 4 2021-01-15 56 17.33 25,361 981 Units Aecon Group Inc. Deferred Share Wolburgh Jenah, Susan 4 2021-01-15 56 17.33 34,101 981 Units Aequus Common Shares JANZEN, DOUG 4, 5 2021-01-15 10 0.12 9,326,300 130,000 Pharmaceuticals Inc. Aequus Common Shares JANZEN, DOUG 4, 5 2021-01-15 10 0.125 9,396,300 70,000 Pharmaceuticals Inc. AGF Management Common Shares BASARABA, Adrian 5 2021-01-18 56 6.39 71,453 884 Limited Restricted Share Units AGF Management Common Shares BUCHAN, JANE MELISSA 4 2021-01-18 56 6.39 81,128 1,003 Limited Deferred Share Units AGF Management Common Shares Camilli, Kathleen Mary 4 2021-01-18 56 6.39 20,193 250 Limited Deferred Share Units AGF Management Common Shares Davis, Sarah Ruth 4 2021-01-18 56 6.39 74,300 919 Limited Deferred Share Units AGF Management Common Shares Derry, Douglas 4 2021-01-18 56 6.39 118,490 1,465 Limited Deferred Share Units AGF Management Restricted Share Goldring, Blake Charles 4, 5 2021-01-18 56 6.39 184,467 2,281 Limited Units AGF Management Restricted Share Goldring, Judy 4, 5 2021-01-18 56 6.39 95,646 1,183 Limited Units AGF Management Common Shares Guay, Charles 4 2021-01-18 56 6.39 21,469 265 Limited Deferred Share Units AGF Management Common Shares Jackson, Charles 5 2021-01-18 56 6.39 38,193 473 Limited Restricted Share Christopher Units AGF Management Common Shares MCCREADIE, KEVIN 5 2021-01-18 56 6.39 510,172 6,308 Limited Deferred Share ANDREW Units AGF Management Common Shares MCCREADIE, KEVIN 5 2021-01-18 56 6.39 110,994 1,372 Limited Restricted Share ANDREW Units

January 28, 2021 (2021), 44 OSCB 750

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings AGF Management Common Shares Squibb, Geoffrey Wayne 4 2021-01-18 56 6.39 189,727 2,346 Limited Deferred Share Units

AI/ML Innovations Inc. Common Shares Daniels, Timothy Dean 4 2012-01-05 11 1,200,000 200,000 AI/ML Innovations Inc. Common Shares Daniels, Timothy Dean 4 2021-01-14 00 1,000,000 AI/ML Innovations Inc. Warrants Daniels, Timothy Dean 4 2021-01-14 00 500,000

AIRBOSS OF Common Shares Flatt, James Gordon 3 2015-05-08 00 AMERICA CORP. AIRBOSS OF Common Shares Flatt, James Gordon 3 2021-01-19 10 18.186 263,500 263,500 AMERICA CORP.

AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-13 30 0.335 13,500 AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-13 30 0.3231 13,500 13,500

AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-13 38 0.335 -13,500 AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-13 38 0.3231 0 -13,500 AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-14 30 0.315 5,000 5,000 AirIQ Inc. Common Shares AIRIQ INC. 1 2021-01-14 38 0.315 0 -5,000 Akumin Inc. Common Shares Cameron, Matthew 5 2021-01-21 30 299 21 Akumin Inc. Common Shares Fernandes, Leigh Anne 7 2021-01-21 30 915 534 Akumin Inc. Common Shares Fitzgerald, Christopher 5 2021-01-21 30 380 5 Gifford Akumin Inc. Common Shares Kassa, Laura Mae 5 2021-01-21 30 1,081 17 Akumin Inc. Common Shares Luckey, Michael 5 2021-01-21 30 1,003 17 Akumin Inc. Common Shares Meredith, Michael 5 2021-01-21 30 392 15 Akumin Inc. Common Shares Navani, Rohit Kishin 5 2021-01-21 30 439 20 Akumin Inc. Common Shares Richardson, Jason 5 2021-01-21 30 1,096 17 Alaris Equity Partners Trust Units Ripley, John Frederick 4 2021-01-18 10 16.459 406,412 99,900 Income Trust Alaris Equity Partners Trust Units Ripley, John Frederick 4 2021-01-19 10 16.597 461,512 55,100 Income Trust Algonquin Power & Performance Share Banskota, Arun 5 2021-01-15 30 21.495 76,229 710 Utilities Corp. Units Algonquin Power & Performance Share Johnston, Anthony Hunter 5 2021-01-15 30 21.495 49,000 251 Utilities Corp. Units Algonquin Power & Performance Share Johnston, Anthony Hunter 5 2021-01-15 30 21.495 49,207 207 Utilities Corp. Units Algonquin Power & Restricted Share Johnston, Anthony Hunter 5 2021-01-15 30 21.495 56,984 370 Utilities Corp. Units Algonquin Power & Restricted Share Johnston, Anthony Hunter 5 2021-01-15 30 21.495 57,146 162 Utilities Corp. Units Algonquin Power & Performance Share Kacprzak, Arthur 5 2021-01-15 30 21.495 18,478 63 Utilities Corp. Units Algonquin Power & Performance Share Kacprzak, Arthur 5 2021-01-15 30 21.495 18,521 43 Utilities Corp. Units Algonquin Power & Performance Share Kacprzak, Arthur 5 2021-01-15 30 21.495 18,587 66 Utilities Corp. Units Algonquin Power & Performance Share Norman, Jeffery Todd 5 2021-01-15 30 21.495 58,768 122 Utilities Corp. Units Algonquin Power & Performance Share Norman, Jeffery Todd 5 2021-01-15 30 21.495 58,990 222 Utilities Corp. Units Algonquin Power & Performance Share Norman, Jeffery Todd 5 2021-01-15 30 21.495 59,197 207 Utilities Corp. Units Algonquin Power & Restricted Share Norman, Jeffery Todd 5 2021-01-15 30 21.495 29,182 129 Utilities Corp. Units Algonquin Power & Restricted Share Norman, Jeffery Todd 5 2021-01-15 30 21.495 29,326 144 Utilities Corp. Units Algonquin Power & Performance Share Olsen, Kirsten 5 2021-01-15 30 21.495 8,097 75 Utilities Corp. Units Algonquin Power & Performance Share Paravalos, Mary Ellen 5 2021-01-15 30 21.495 24,493 132 Utilities Corp. Units

January 28, 2021 (2021), 44 OSCB 751

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Algonquin Power & Performance Share Paravalos, Mary Ellen 5 2021-01-15 30 21.495 24,589 96 Utilities Corp. Units Algonquin Power & Restricted Share Paravalos, Mary Ellen 5 2021-01-15 30 21.495 16,295 152 Utilities Corp. Units Algonquin Power & Performance Share Tindale, Jennifer Sara 5 2021-01-15 30 21.495 62,578 186 Utilities Corp. Units Algonquin Power & Performance Share Tindale, Jennifer Sara 5 2021-01-15 30 21.495 62,790 212 Utilities Corp. Units Algonquin Power & Performance Share Tindale, Jennifer Sara 5 2021-01-15 30 21.495 62,978 188 Utilities Corp. Units Algonquin Power & Restricted Share Tindale, Jennifer Sara 5 2021-01-15 30 21.495 15,385 143 Utilities Corp. Units Algonquin Power & Performance Share Trisic, George 5 2021-01-15 30 21.495 54,309 184 Utilities Corp. Units Algonquin Power & Performance Share Trisic, George 5 2021-01-15 30 21.495 54,493 184 Utilities Corp. Units Algonquin Power & Performance Share Trisic, George 5 2021-01-15 30 21.495 54,634 141 Utilities Corp. Units Algonquin Power & Restricted Share Trisic, George 5 2021-01-15 30 21.495 56,834 156 Utilities Corp. Units Algonquin Power & Restricted Share Trisic, George 5 2021-01-15 30 21.495 56,950 116 Utilities Corp. Units Algonquin Power & Restricted Share Trisic, George 5 2021-01-15 30 21.495 57,088 138 Utilities Corp. Units Algonquin Power & Restricted Share Trisic, George 5 2021-01-15 30 21.495 57,210 122 Utilities Corp. Units Alianza Minerals Ltd. Common Shares Fruchtexpress Grabher 3 2021-01-22 10 0.18 14,000,000 150,000 (formerly Tarsis GmbH & Co KG Resources Ltd.) Alimentation Couche- Subordinate Voting Anderton, Niall 5 2019-08-01 00 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting Anderton, Niall 5 2021-01-20 10 37.86 600 600 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting Bouchard, Alain 4, 6, 7, 2021-01-20 10 37.683 1,403,869 61,000 Tard Inc. Shares Catégorie B 5 Alimentation Couche- Subordinate Voting Bouchard, Alain 4, 6, 7, 2021-01-20 10 37.739 132,000 Tard Inc. Shares Catégorie B 5 Alimentation Couche- Subordinate Voting Bouchard, Alain 4, 6, 7, 2021-01-20 10 37.739 11,864,869 132,000 Tard Inc. Shares Catégorie B 5 Alimentation Couche- Subordinate Voting Fortin, Richard 4, 6, 7, 2021-01-22 10 37.672 631,200 25,000 Tard Inc. Shares Catégorie B 5 Alimentation Couche- Subordinate Voting LEGER, GUILLAUME 5 2020-12-01 00 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting LEGER, GUILLAUME 5 2021-01-20 10 29.67 200 200 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting LEWIS, KEVIN ANDREW 5 2017-08-01 00 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting LEWIS, KEVIN ANDREW 5 2021-01-21 10 29.872 9,000 9,000 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting Miller, Alex 5 2021-01-20 10 29.666 7,911 1,686 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting Miller, Alex 5 2021-01-22 10 29.603 9,819 1,908 Tard Inc. Shares Catégorie B Alimentation Couche- Subordinate Voting Tessier, Claude 5 2021-01-20 10 37.592 26,000 2,700 Tard Inc. Shares Catégorie B Alimentation Couche- Deferred Share Warner, Louise Renee 5 2021-01-11 56 43.19 2,732 Tard Inc. Units Alimentation Couche- Deferred Share Warner, Louise Renee 5 2021-01-11 56 43.19 2,732 Tard Inc. Units Alimentation Couche- Options Warner, Louise Renee 5 2021-01-11 50 43.19 2,308 Tard Inc.

January 28, 2021 (2021), 44 OSCB 752

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Alimentation Couche- Options Warner, Louise Renee 5 2021-01-11 50 43.19 2,308 Tard Inc.

Alimentation Couche- Performance Share Warner, Louise Renee 5 2021-01-11 56 43.19 5,074 Tard Inc. Units Alimentation Couche- Performance Share Warner, Louise Renee 5 2021-01-11 56 43.19 5,074 Tard Inc. Units Alimentation Couche- Subordinate Voting Zamuner, Valery 5 2021-01-20 10 37.77 5,300 1,300 Tard Inc. Shares Catégorie B Alithya Group inc. Common Shares Fonseca, Nigel 5 2020-12-31 30 2.9098 234,123 7,520 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Forcier, Nathalie 5 2020-12-31 30 3.0192 45,354 6,750 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Lamarre, Robert 5 2020-12-31 30 3.0131 80,119 6,925 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Paradis, Dany 5 2020-12-31 30 3.0456 15,787 5,869 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Piccinin, Natalie 5 2020-12-31 30 3.0099 13,810 9,875 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Raymond, Paul 3, 4, 5 2020-12-31 30 3.012 17,584 9,051 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Raymond, Paul 3, 4, 5 2020-12-31 30 3.012 28,422 17,496 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Rousseau, Claude 5 2020-12-31 30 2.0629 54,072 11,589 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Smith, Russell 5 2020-12-31 30 2.0763 86,570 15,300 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 30 3.8118 22,697 2,616 Class A Subordinate Voting Shares

Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 90 15,955 -6,742 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 30 2.8738 22,617 6,662 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2018-11-01 00 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 90 6,742 6,742 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 30 2.6513 1,719 Class A Subordinate Voting Shares Alithya Group inc. Common Shares Thibault, Claude 5 2020-12-31 30 2.6507 8,462 1,720 Class A Subordinate Voting Shares Allegiant Gold Ltd. Common Shares Gianulis, Peter Lawrence 4, 6 2021-01-22 10 0.297 6,924,300 150,000 Alpha Lithium Common Shares Cooper, Christopher 4 2021-01-20 10 1.02 0 -25,000 Corporation Alpha Lithium Common Shares jones, Darryl 4 2021-01-15 10 1.01 1,295,950 -111,200 Corporation Alpha Lithium Common Shares jones, Darryl 4 2021-01-19 51 0.42 1,095,950 -200,000 Corporation

January 28, 2021 (2021), 44 OSCB 753

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Alpha Lithium Common Shares jones, Darryl 4 2021-01-19 51 0.42 1,295,950 200,000 Corporation Altius Minerals Common Shares Conway, Teresa 4 2021-01-21 10 15.71 3,000 1,000 Corporation Altus Group Limited Deferred Share Brown, Angela Louise 4 2021-01-15 56 48.87 18,971 844 Units Altus Group Limited Deferred Share Brown, Angela Louise 4 2021-01-15 56 48.87 19,027 56 Units Altus Group Limited Deferred Share Dyer, Colin 4 2021-01-15 56 48.87 4,683 583 Units Altus Group Limited Deferred Share Dyer, Colin 4 2021-01-15 56 48.87 4,696 13 Units Altus Group Limited Deferred Share Gaffney, Thomas Anthony 4 2021-01-15 56 48.87 33,894 844 Units Altus Group Limited Deferred Share Gaffney, Thomas Anthony 4 2021-01-15 56 48.87 33,996 102 Units Altus Group Limited Deferred Share Gordon, Michael 4, 5 2021-01-15 56 48.87 25,457 78 Units Altus Group Limited Deferred Share Long, Anthony 4 2021-01-15 56 48.87 7,485 1,070 Units Altus Group Limited Deferred Share Long, Anthony 4 2021-01-15 56 48.87 7,505 20 Units Altus Group Limited Deferred Share MacDiarmid, Diane 4 2021-01-15 56 48.87 34,509 844 Units Altus Group Limited Deferred Share MacDiarmid, Diane 4 2021-01-15 56 48.87 34,613 104 Units Altus Group Limited Deferred Share Mikulich, Raymond 4 2021-01-15 56 48.87 33,739 972 Units Altus Group Limited Deferred Share Mikulich, Raymond 4 2021-01-15 56 48.87 33,840 101 Units Altus Group Limited Deferred Share Woodruff, Janet Patricia 4 2021-01-15 56 48.87 20,789 461 Units Altus Group Limited Deferred Share Woodruff, Janet Patricia 4 2021-01-15 56 48.87 20,851 62 Units American Creek Common Shares Blaney, Darren 3, 4, 5 2020-12-10 30 0.05 2,483,093 1,000,000 Resources Ltd. American Creek Options Blaney, Darren 3, 4, 5 2020-12-10 51 0.05 13,370,000 -1,000,000 Resources Ltd. Anaconda Mining Inc. Common Shares Bullock, Kevin 4, 5 2021-01-20 10 0.56 1,278,00010,000 Anaconda Mining Inc. Common Shares Byron, Michael 4 2021-01-19 10 0.59 54,500 -10,000 Anaconda Mining Inc. Common Shares Dufour, Robert 5 2021-01-21 57 928,123 108,333 Angold Resources Ltd. Options Cooper, Gavin 4 2019-03-01 00 Angold Resources Ltd. Options Cooper, Gavin 4 2020-12-29 50 0.4 100,000 100,000 Angus Gold Inc. Common Shares Sokalsky, Jamie Calvin 3 2021-01-14 10 0.65 5,284,000 9,000 Appili Therapeutics Inc. Common Shares The K2 Principal Fund L.P. 3 2021-01-20 10 1.1267 5,998,901 1,200 Class A Common Shares Aquila Resources Inc. Common Shares Boushy, Andrew 5 2021-01-20 57 0.105 235,440 8,706 Aquila Resources Inc. Rights Restricted Boushy, Andrew 5 2021-01-20 57 995,823 -13,750 Share Units Aquila Resources Inc. Common Shares Hildred, David Barrett 5 2021-01-20 57 0.105 739,318 9,860 Aquila Resources Inc. Rights Restricted Hildred, David Barrett 5 2021-01-20 57 3,495,924 -25,000 Share Units Aquila Resources Inc. Common Shares Malec, Stephanie Anne 5 2021-01-20 57 0.105 67,939 2,814 Aquila Resources Inc. Rights Restricted Malec, Stephanie Anne 5 2021-01-20 57 356,800 -6,250 Share Units ARC Resources Ltd. Common Shares Bibby, Kristen Jon 5 2020-12-31 30 11,194 234 ARC Resources Ltd. Common Shares Bibby, Kristen Jon 5 2020-12-31 30 13,196 2,002 ARC Resources Ltd. Common Shares Jahangiri, Armin 5 2020-12-31 30 237 ARC Resources Ltd. Common Shares Jahangiri, Armin 5 2020-12-31 30 13,082 238

January 28, 2021 (2021), 44 OSCB 754

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

ARC Resources Ltd. Common Shares Olsen, Lisa Ann 5 2020-12-31 30 25,958 542

ARC Resources Ltd. Common Shares Olsen, Lisa Ann 5 2020-12-31 30 30,261 4,303 ArcPacific Resources Common Shares Smith, Adrian Allister 4, 5 2021-01-22 10 0.105 761,000 20,000 Corp. (Formerly Plate Resources Inc.) ArcPacific Resources Options tsoutsis, kosta 4 2020-08-18 00 Corp. (Formerly Plate Resources Inc.) ArcPacific Resources Options tsoutsis, kosta 4 2021-01-12 50 0.1 425,000 425,000 Corp. (Formerly Plate Resources Inc.) ArcWest Exploration Common Shares Luckman, Nigel Bruce 5 2021-01-19 10 0.095 130,000 5,000 Inc. ArcWest Exploration Common Shares Luckman, Nigel Bruce 5 2021-01-19 10 0.09 140,000 10,000 Inc. ArcWest Exploration Common Shares Luckman, Nigel Bruce 5 2021-01-20 10 0.095 185,000 45,000 Inc. ArcWest Exploration Options Millrock Resources Inc. 3 2021-01-15 50 0.105 250,000 Inc. ArcWest Exploration Options Millrock Resources Inc. 3 2021-01-15 50 0.105 75,000 75,000 Inc. ArcWest Exploration Options Ruks, Tyler 5 2021-01-13 50 975,000 225,000 Inc. Ares Strategic Mining Common Shares Klaimanee, Tuangphak 5 2021-01-20 51 0.13 100,000 100,000 Inc. Ares Strategic Mining Options Klaimanee, Tuangphak 5 2021-01-20 51 0.13 112,500 -100,000 Inc. Aritzia Inc. Options Morgan, Philippa (Pippa) 5 2021-01-19 51 443,005 -50,000 Aritzia Inc. Subordinate Voting Morgan, Philippa (Pippa) 5 2021-01-19 51 50,000 50,000 Shares Aritzia Inc. Subordinate Voting Morgan, Philippa (Pippa) 5 2021-01-19 10 27.168 0 -50,000 Shares Aritzia Inc. Options Wong, Jennifer 4, 5 2021-01-18 51 1,220,907 -50,000 Aritzia Inc. Options Wong, Jennifer 4, 5 2021-01-19 51 1,190,907 -30,000 Aritzia Inc. Options Wong, Jennifer 4, 5 2021-01-20 51 1,160,907 -30,000 Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-18 51 65,032 50,000 Shares Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-18 10 26.805 15,032 -50,000 Shares

Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-19 51 45,032 30,000 Shares Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-19 10 27.375 15,032 -30,000 Shares Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-20 51 45,032 30,000 Shares Aritzia Inc. Subordinate Voting Wong, Jennifer 4, 5 2021-01-20 10 27.95 15,032 -30,000 Shares Armada Mercantile Ltd. Common Shares Cole, Patrick 5 2021-01-19 10 0.15 6,117,901 2,000 Armada Mercantile Ltd. Common Shares Cole, Patrick 5 2021-01-20 10 0.15 6,118,401 500 Armada Mercantile Ltd. Common Shares Cole, Patrick 5 2021-01-21 10 0.155 6,118,901 500 Artemis Gold Inc. Common Shares Campbell, Nicholas James 8 2021-01-15 10 6.24 625,000 25,000 Artis Real Estate Preferred Shares Artis Real Estate Investment 1 2021-01-22 56 18.715 6,448 1,500 Investment Trust Series E Trust Artis Real Estate Units Artis Real Estate Investment 1 2021-01-22 56 10.698 206,492 206,492 Investment Trust Trust Ascendant Resources Restricted Share Anzola, Maria Virginia 5 2021-01-21 56 0.2 278,600 120,000 Inc. Units Ascendant Resources Restricted Share Botica do Rego Santos, Rui 4 2021-01-21 56 0.2 300,000 75,000 Inc. Units Manuel Ascendant Resources Restricted Share Brennan, Mark Peter 4, 5 2021-01-21 56 0.2 2,389,733 350,000 Inc. Units

January 28, 2021 (2021), 44 OSCB 755

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Ascendant Resources Restricted Share Buncic, Christopher 4, 5 2021-01-21 56 0.2 2,594,333 350,000 Inc. Units Raymond Ascendant Resources Restricted Share Campbell, Robert Anderson 4 2021-01-21 56 0.2 473,567 150,000 Inc. Units Ascendant Resources Restricted Share Decher, Petra 4 2021-01-21 56 199,300 75,000 Inc. Units Ascendant Resources Restricted Share Menchen, Kurt Herwig 4 2021-01-21 56 0.2 391,600 75,000 Inc. Units ATCO LTD. Non-Voting Shares Bayley, Melanie 5 2020-12-31 30 38.38 4,520 44 Class I ATCO LTD. Non-Voting Shares Beattie, Adam M. 7 2020-12-31 30 39.17 859 445 Class I ATCO LTD. Non-Voting Shares Bichsel, Matthias F. 7 2020-12-31 30 39.23 1,191 706 Class I

ATCO LTD. Non-Voting Shares Booth, Robert T. 4 2020-12-31 30 39.32 1,429 Class I ATCO LTD. Non-Voting Shares Booth, Robert T. 4 2020-12-31 30 39.32 1,429 Class I ATCO LTD. Non-Voting Shares Booth, Robert T. 4 2020-12-31 30 39.32 22,677 1,429 Class I ATCO LTD. Non-Voting Shares Charlton, Loraine M. 7 2020-12-31 30 39.24 3,277 852 Class I ATCO LTD. Non-Voting Shares Constantinescu, M. George 5 2020-12-31 30 41.01 1,061 496 Class I ATCO LTD. Non-Voting Shares Cook, P. Derek 5 2020-12-31 30 41.03 2,228 273 Class I ATCO LTD. Non-Voting Shares DeChamplain, Dennis A 7 2020-12-31 30 41.04 12,522 856 Class I ATCO LTD. Non-Voting Shares Ellard, Denis M. 4 2020-12-31 30 39.27 1,601 Class I ATCO LTD. Non-Voting Shares Ellard, Denis M. 4 2020-12-31 30 39.27 1,601 Class I ATCO LTD. Non-Voting Shares Ellard, Denis M. 4 2020-12-31 30 39.27 11,008 1,601 Class I ATCO LTD. Non-Voting Shares Gareau, Chad L 7 2020-12-31 30 39.13 3,074 492 Class I ATCO LTD. Non-Voting Shares Kiefer, Siegfried W. 7, 5 2020-12-31 30 39.11 43,331 1,237 Class I ATCO LTD. Non-Voting Shares Landon, James 5 2020-12-31 30 38.38 484 41 Class I ATCO LTD. Non-Voting Shares Myles, Robert J. 5 2020-03-11 00 Class I ATCO LTD. Non-Voting Shares Myles, Robert J. 5 2020-12-31 30 39.1 456 456 Class I ATCO LTD. Non-Voting Shares Rayfield, Michael 7 2020-12-31 30 39.27 29,155 3,777 Class I ATCO LTD. Non-Voting Shares Routs, Robert John 4 2020-12-31 30 39.26 17,511 2,777 Class I ATCO LTD. Non-Voting Shares Sharpe, D Jason 7 2020-12-31 30 38.7 4,583 1,041 Class I ATCO LTD. Non-Voting Shares Shkrobot, Brian P. 7 2020-12-31 30 41.08 4,354 682 Class I ATCO LTD. Non-Voting Shares Southern-Heathcott, Linda 6, 7 2020-12-31 30 39.24 14,212 2,259 Class I A. ATCO LTD. Non-Voting Shares Southern, Nancy C. 4, 6, 7, 2020-12-31 30 39.25 5,016 Class I 5 ATCO LTD. Non-Voting Shares Southern, Nancy C. 4, 6, 7, 2020-12-31 30 39.25 5,016 Class I 5 ATCO LTD. Non-Voting Shares Southern, Nancy C. 4, 6, 7, 2020-12-31 30 39.38 168,195 1,900 Class I 5 ATCO LTD. Non-Voting Shares Southern, Nancy C. 4, 6, 7, 2020-12-31 30 39.25 173,211 5,016 Class I 5

January 28, 2021 (2021), 44 OSCB 756

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings ATCO LTD. Non-Voting Shares Stensby, Wayne K. 7 2020-12-31 30 41.07 19,742 1,904 Class I ATCO LTD. Non-Voting Shares Urwin, Roger J. 4 2020-12-31 30 39.24 9,265 1,398 Class I ATCO LTD. Non-Voting Shares Werth, Susan R 4 2020-12-31 30 39.23 18,335 782 Class I ATCO LTD. Non-Voting Shares Wilmot, Marshall 5 2020-12-31 30 38.38 2,937 122 Class I ATCO LTD. Non-Voting Shares WILSON, Charles W. 4 2020-12-31 30 39.31 62,280 1,365 Class I

Athabasca Oil Common Shares Equinor ASA (formerly 3 2017-01-31 00 Corporation Statoil ASA)

Athabasca Oil Common Shares Equinor ASA (formerly 3 2017-01-31 00 Corporation Statoil ASA) Athabasca Oil Common Shares Equinor ASA (formerly 3 2017-01-31 00 100,000,000 Corporation Statoil ASA) Athabasca Oil Common Shares Equinor ASA (formerly 3 2017-12-31 99 100,000,000 Corporation Statoil ASA) Athabasca Oil Common Shares Equinor ASA (formerly 3 2017-12-31 99 100,000,000 Corporation Statoil ASA) Athabasca Oil Common Shares Equinor ASA (formerly 3 2020-12-14 00 Corporation Statoil ASA) Athabasca Oil Common Shares Equinor ASA (formerly 3 2021-01-19 10 0.18 0 -100,000,000 Corporation Statoil ASA) Atrium Mortgage Deferred Share GOODALL, ROBERT 4, 5 2020-12-31 30 24,446 1,207 Investment Corporation Units Atrium Mortgage Deferred Share Lockhart, Nancy 4 2020-12-31 30 3,000 13 Investment Corporation Units Atrium Mortgage Deferred Share SILVER, MARK 4 2020-12-31 30 3,000 82 Investment Corporation Units Aurelius Minerals Inc. Common Shares Singh, Amandip 5 2021-01-18 10 0.055 350,000 70,000 (formerly Galena International Resources Ltd.) Aurion Resources Ltd. Common Shares Basha, Michael Gerard 3, 4 2021-01-21 10 0.9 959,071 4,500 Aurion Resources Ltd. Common Shares Basha, Michael Gerard 3, 4 2021-01-21 10 0.92 5,000 5,000 Aurion Resources Ltd. Common Shares Clarke, Dennis 4 2021-01-14 51 0.1 300,000 200,000 Aurion Resources Ltd. Options Clarke, Dennis 4 2021-01-14 51 0.1 125,000 -200,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-13 10 1 8,016,700 15,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-13 10 0.99 8,021,700 5,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-13 10 0.97 8,056,700 35,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-14 10 0.99 8,076,700 20,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-15 10 1 8,081,700 5,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-15 10 0.99 8,085,200 3,500 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-15 10 0.98 8,092,500 7,300 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-18 10 0.97 8,107,500 15,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-18 10 0.94 8,122,500 15,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-18 10 0.93 8,132,500 10,000 Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 2021-01-19 10 0.92 8,182,500 50,000 Aurion Resources Ltd. Common Shares Talikka, Matti 4 2021-01-14 51 0.1 212,000 200,000 Aurion Resources Ltd. Options Talikka, Matti 4 2021-01-14 51 0.1 225,000 -200,000 Australis Capital Inc. Common Shares Aceituno, Fausto 5 2020-08-0100 Australis Capital Inc. Common Shares Aceituno, Fausto 5 2020-09-2500 Automotive Properties Deferred Units Forbes, Louis Marie 4 2020-12-31 30 29,335 1,909 Real Estate Investment Trust

January 28, 2021 (2021), 44 OSCB 757

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Automotive Properties Deferred Units Kalra, Andrew Atul 6, 5 2020-12-31 30 91,818 10,049 Real Estate Investment Trust

Automotive Properties Deferred Units Kay, M Patricia 4 2020-12-31 30 16,616 803 Real Estate Investment Trust Automotive Properties Deferred Units Lamb, Milton Donald 4, 5 2020-12-31 30 352,045 35,256 Real Estate Investment Trust

Automotive Properties Deferred Units Lazier, Francis Stuart 4 2020-12-31 30 36,493 2,496 Real Estate Investment Trust

Automotive Properties Deferred Units Morrison, John Rennie 4 2020-12-31 30 40,667 2,780 Real Estate Investment Trust

Avicanna Inc. Common Shares Ali, Sheik Muhamad Amza 5 2021-01-13 57 32,861 5,000

Avicanna Inc. Rights Restricted Ali, Sheik Muhamad Amza 5 2021-01-13 57 16,254 -5,000 Share Units Avicanna Inc. Common Shares Azadian, Aras 4, 5 2021-01-13 57 2,595,951 7,500 Avicanna Inc. Rights Restricted Azadian, Aras 4, 5 2021-01-13 57 31,000 -7,500 Share Units Avicanna Inc. Common Shares Giesselman, Janet 4 2021-01-13 57 83,1429,068 Avicanna Inc. Rights Restricted Giesselman, Janet 4 2021-01-13 57 21,992 -9,068 Share Units Avicanna Inc. Common Shares Leavenworth, Alden 4 2021-01-13 57 47,443 7,843 Benjamin Avicanna Inc. Rights Restricted Leavenworth, Alden 4 2021-01-13 57 15,686 -7,843 Share Units Benjamin Avicanna Inc. Common Shares Nosiglia, Lucas Pablo 7, 5 2021-01-13 57 408,533 6,666 Avicanna Inc. Rights Restricted Nosiglia, Lucas Pablo 7, 5 2021-01-13 57 23,561 -6,666 Share Units Avicanna Inc. Common Shares Panchal, Chandra 4 2021-01-13 57 180,7989,804 Avicanna Inc. Rights Restricted Panchal, Chandra 4 2021-01-13 57 23,775 -9,804 Share Units Avicanna Inc. Common Shares Purohit, Setu Nimish 4, 5 2021-01-13 57 2,614,001 6,666 Avicanna Inc. Rights Restricted Purohit, Setu Nimish 4, 5 2021-01-13 57 24,074 -6,666 Share Units

Avicanna Inc. Common Shares Sohi, Davender 5 2021-01-13 57 192,799 6,666

Avicanna Inc. Rights Restricted Sohi, Davender 5 2021-01-13 57 23,574 -6,666 Share Units Avicanna Inc. Common Shares White, David 4 2021-01-13 57 88,766 9,313 Avicanna Inc. Rights Restricted White, David 4 2021-01-13 57 22,586 -9,313 Share Units Axis Auto Finance Inc. Common Shares Hudson, Todd Charles 5 2021-01-18 10 0.34 7,609,833 500 Axis Auto Finance Inc. Common Shares Hudson, Todd Charles 5 2021-01-19 10 0.34 7,634,333 24,500 Axis Auto Finance Inc. Common Shares Hudson, Todd Charles 5 2021-01-20 10 0.352 7,647,333 13,000 Baltic I Acquisition Common Shares Van Den Akker, Jessica 5 2021-01-13 00 10,000 Corp. Baltic I Acquisition Options Incentive Van Den Akker, Jessica 5 2021-01-13 00 Corp. Stock Options Baltic I Acquisition Options Incentive Van Den Akker, Jessica 5 2021-01-13 50 0.135 200,000 200,000 Corp. Stock Options Bam Bam Resources Common Shares Dixon, Bradley 4 2020-10-13 00 Corp. without par value Bam Bam Resources Common Shares Dixon, Bradley 4 2021-01-14 36 200,000 200,000 Corp. without par value Bam Bam Resources Restricted Share Dixon, Bradley 4 2021-01-14 38 -200,000 Corp. Units Bam Bam Resources Restricted Share Dixon, Bradley 4 2021-01-14 36 0 -200,000 Corp. Units

January 28, 2021 (2021), 44 OSCB 758

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Bam Bam Resources Common Shares Nieken, Yari 4 2021-01-15 11 0.2 500,000 250,000 Corp. without par value

Bam Bam Resources Warrants Nieken, Yari 4 2020-09-21 00 250,000 Corp. Bam Bam Resources Common Shares Sever, Natasha 5 2021-01-14 36 172,000 100,000 Corp. without par value

Bam Bam Resources Restricted Share Sever, Natasha 5 2021-01-14 36 0 -100,000 Corp. Units Bank of Montreal Deferred Share Cope, George 4 2021-01-15 56 100.63 52,468 237 Units Bank of Montreal Deferred Share Edwards, Christine A. 4 2021-01-15 56 100.63 44,390 522 Units Barrick Gold Rights Performance Bristow, Dennis Mark 4, 5 2020-12-31 30 23.028 505,373 5,186 Corporation Granted Share Units (cash settled) Barrick Gold Rights Performance Bristow, Dennis Mark 4, 5 2020-12-31 30 30.628 507,259 1,886 Corporation Granted Share Units (cash settled) Barrick Gold Rights Restricted Bristow, Dennis Mark 4, 5 2020-12-31 30 23.028 99,039 1,369 Corporation Share Units (cash settled) Barrick Gold Rights Performance Shuttleworth, Graham 5 2020-12-31 30 30.628 183,721 1,494 Corporation Granted Share Units Patrick (cash settled) Barrick Gold Rights Performance Shuttleworth, Graham 5 2020-12-31 30 25.48 184,209 488 Corporation Granted Share Units Patrick (cash settled) Barrick Gold Rights Restricted Shuttleworth, Graham 5 2020-12-31 30 23.028 46,572 583 Corporation Share Units (cash Patrick settled) Barrick Gold Common Shares Thomson, Kevin James 5 2020-05-08 90 72,903 1,060 Corporation Barrick Gold Common Shares Thomson, Kevin James 5 2020-05-08 90 196 -1,060 Corporation Barrick Gold Common Shares Thomson, Kevin James 5 2020-12-31 30 569 373 Corporation Barrick Gold Rights Performance Thomson, Kevin James 5 2020-12-31 30 30.628 282,387 5,170 Corporation Granted Share Units (cash settled)

Battle North Gold Options Pineault, Rachel Anne 5 2021-01-18 00 Corporation Battle North Gold Options Pineault, Rachel Anne 5 2021-01-18 50 180,000 180,000 Corporation BevCanna Enterprises Common Shares Leone, Marcello 3, 4, 5 2020-10-16 51 0.3 200,000 Inc. BevCanna Enterprises Common Shares Leone, Marcello 3, 4, 5 2020-10-16 51 0.3 200,000 Inc. BevCanna Enterprises Common Shares Leone, Marcello 3, 4, 5 2020-11-12 51 0.3 100,000 Inc. BevCanna Enterprises Common Shares Leone, Marcello 3, 4, 5 2020-11-12 51 0.3 100,000 Inc. BevCanna Enterprises Options Leone, Marcello 3, 4, 5 2020-10-16 51 -200,000 Inc. BevCanna Enterprises Options Leone, Marcello 3, 4, 5 2020-10-16 51 -200,000 Inc. BevCanna Enterprises Options Leone, Marcello 3, 4, 5 2020-11-12 51 -100,000 Inc. BevCanna Enterprises Options Leone, Marcello 3, 4, 5 2020-11-12 51 -100,000 Inc. BevCanna Enterprises Options Leone, Marcello 3, 4, 5 2020-12-04 51 1,100,000 -513,667 Inc. Biomark Diagnostics Common Shares HUANG, GUOYU 5 2021-01-22 10 0.15 790,096 2,000 Inc.

January 28, 2021 (2021), 44 OSCB 759

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Biomark Diagnostics Common Shares HUANG, GUOYU 5 2021-01-20 10 0.155 2,706,904 2,000 Inc. Biomark Diagnostics Common Shares Maula Bux, Rashid Ahmed 4 2021-01-19 10 0.16 701,000 1,000 Inc. Biomark Diagnostics Common Shares Maula Bux, Rashid Ahmed 4 2021-01-20 10 0.155 701,800 800 Inc. Biomark Diagnostics Common Shares Maula Bux, Rashid Ahmed 4 2021-01-21 10 0.15 704,800 3,000 Inc.

Bird Construction Inc. Deferred Share Bird, John Richard 4 2021-01-20 35 33,076 127 Units

Bird Construction Inc. Deferred Share Brooks, Karyn Anne 4 2021-01-20 35 69,802 268 Units

Bird Construction Inc. Deferred Share Charette, Paul Alphonse 4 2021-01-20 35 56,164 216 Units

Bird Construction Inc. Deferred Share Doyle, Donald Gregory 4 2021-01-20 35 126,474 487 Units Bird Construction Inc. Deferred Share DuPont, Bonnie Dianne 4 2021-01-20 35 80,941 311 Units Rose Bird Construction Inc. Deferred Share Messier, Luc Jean-Francois 4 2021-01-20 35 77,155 297 Units Bird Construction Inc. Deferred Share Munkley, Ronald David 4 2021-01-20 35 99,756 384 Units Bird Construction Inc. Deferred Share Raboud, Paul Robert 4 2021-01-20 35 30,037 116 Units Bird Construction Inc. Deferred Share Thorsteinson, Arni Clayton 4 2021-01-20 35 109,940 423 Units Black Shield Metals Common Shares BALAKRISHNAN, Desmond 3, 4 2020-01-30 00 550,000 Corp. Black Shield Metals Common Shares Ma, Kevin 4, 5 2021-01-14 00 Corp. Black Shield Metals Common Shares Ma, Kevin 4, 5 2021-01-14 00 100,000 Corp. Black Shield Metals Common Shares Then, Gordon 3 2021-01-14 00 800,000 Corp. BlackBerry Limited Common Shares Ho, Sai Yuen (Billy) 5 2021-01-20 10 12.95 210,962 -20,000 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Lace, Roger 6 2021-01-15 10 13.2 5,900 -20,300 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Lace, Roger 6 2021-01-15 10 13.146 1,100 -4,800 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Lace, Roger 6 2021-01-15 10 13.141 0 -1,100 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Lace, Roger 6 2021-01-15 10 13.16 400 -600 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Lace, Roger 6 2021-01-15 10 13.19 0 -400 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Rai, Steve 5 2021-01-20 10 16.505 0 -20,860 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Rai, Steve 5 2021-01-20 10 16.409 0 -12,094 (formerly Research In Motion Limited) BlackBerry Limited Common Shares Wilson, Mark George 5 2021-01-20 10 12.627 32,451 -78,500 (formerly Research In Motion Limited) Blockchain Foundry Inc. Common Shares Marsh, Christopher Andrew 4, 5 2021-01-21 10 0.27 2,944,144 10,000 Blockchain Foundry Inc. Common Shares Marsh, Christopher Andrew 4, 5 2021-01-21 10 0.265 2,984,144 40,000

January 28, 2021 (2021), 44 OSCB 760

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Blockchain Foundry Inc. Common Shares Marsh, Christopher Andrew 4, 5 2021-01-21 10 0.27 4,935,500 10,000 Blockchain Foundry Inc. Common Shares Marsh, Christopher Andrew 4, 5 2021-01-21 10 0.265 4,975,500 40,000 Blue Star Gold Corp. Common Shares Ewing, Grant David 5 2021-01-22 10 0.1 311,000 50,000 Blue Star Gold Corp. Options Lindsay, Darren 5 2021-01-18 00 700,000 Blueberries Medical Common Shares Atacan, Ian D 5 2021-01-19 16 0.065 700,000 300,000 Corp.

Blueberries Medical Options Garreton, Facundo 4 2020-08-06 00 Corp.

Blueberries Medical Options Garreton, Facundo 4 2021-01-19 50 1,750,000 1,750,000 Corp.

Blueberries Medical Common Shares HOCHBAUM, SEBASTIAN 4 2021-01-19 00 Corp. Blueberries Medical Common Shares HOCHBAUM, SEBASTIAN 4 2021-01-19 16 0.065 3,266,666 3,266,666 Corp.

Blueberries Medical Options HOCHBAUM, SEBASTIAN 4 2021-01-19 00 Corp. Blueberries Medical Options HOCHBAUM, SEBASTIAN 4 2021-01-19 50 500,000 500,000 Corp. BlueRush Inc. Options Osmak, Andrew 5 2020-04-10 00 BlueRush Inc. Options Osmak, Andrew 5 2020-04-10 50 3,918,312 3,918,312 Bolt Metals Corp. Common Shares Sundher, Ranjeet 4 2021-01-21 10 0.5 163,769 -20,000 Bonterra Energy Corp. Common Shares Fink, George Frederick 3, 4, 5 2021-01-18 10 2.6472 4,186,737 8,000 Bonterra Energy Corp. Common Shares Fink, George Frederick 3, 4, 5 2021-01-20 10 2.7 4,194,737 8,000 Bragg Gaming Group Common Shares Arviv, Adam 4, 5 2021-01-13 16 0.5 719,008 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Arviv, Adam 4, 5 2021-01-13 16 1.21 719,008 719,008 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Godfrey, Paul Victor 4 2021-01-12 00 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Godfrey, Paul Victor 4 2021-01-13 16 1.21 495,867 495,867 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Godfrey, Robin James 4 2021-01-13 16 0.5 206,611 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Godfrey, Robin James 4 2021-01-13 16 1.21 206,611 206,611 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Kannor, Ronen 5 2020-05-04 00 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Kannor, Ronen 5 2021-01-13 16 1.21 66,115 66,115 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Kannor, Ronen 5 2021-01-18 16 1.21 66,115 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Kannor, Ronen 5 2021-01-18 16 1.21 66,115 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Mazij, Matevz 5 2021-01-20 16 0.73 49,000,000 47,000,000 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Ryan, James Alan 4 2021-01-13 11 1.21 82,645 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Ryan, James Alan 4 2021-01-13 16 1.21 82,645 82,645 Inc. (formerly Breaking Data Corp.)

January 28, 2021 (2021), 44 OSCB 761

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Bragg Gaming Group Common Shares Spielberg, Yaniv 5 2020-11-27 54 0.76 3,633,546 1,666,880 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Common Shares Spielberg, Yaniv 5 2021-01-07 10 1.59 2,633,546 -1,000,000 Inc. (formerly Breaking Data Corp.) Bragg Gaming Group Rights Deferred Spielberg, Yaniv 5 2020-01-01 00 Inc. (formerly Breaking Share Units Data Corp.)

Bragg Gaming Group Rights Deferred Spielberg, Yaniv 5 2020-01-01 00 Inc. (formerly Breaking Share Units Data Corp.) Braveheart Resources Common Shares Matlock, Aaron 4, 5 2021-01-19 10 0.1414 7,365,001 7,000 Inc. BRP Inc. Deferred Share Beaudoin, Pierre 4 2021-01-14 56 82.9 1,991 3 Units BRP Inc. Deferred Share Bekenstein, Joshua 4 2021-01-14 56 82.9 1,991 3 Units BRP Inc. Deferred Share Bombardier, Charles 4 2021-01-14 56 82.9 1,014 1 Units BRP Inc. Deferred Share Hanley, Michael 4 2021-01-14 56 82.9 26,281 35 Units BRP Inc. Deferred Share Laporte, Louis 4 2021-01-14 56 82.9 1,991 3 Units BRP Inc. Deferred Share Métayer, Estelle 4 2021-01-14 56 82.9 22,672 30 Units BRP Inc. Deferred Share Nomicos, Nicholas George 4 2021-01-14 56 82.9 1,991 3 Units BRP Inc. Deferred Share Philip, Edward Michael 4 2021-01-14 56 82.9 26,281 35 Units BRP Inc. Deferred Share Robbins, Joseph 4 2021-01-14 56 82.9 1,991 3 Units BRP Inc. Deferred Share Samardzich, Barbara Jean 4 2021-01-14 56 82.9 7,817 10 Units Bunker Hill Mining Common Shares WILLIAMS, RICHARD 4 2021-01-19 10 0.49 1,220,286 6,000 Corp. BURCON Options Chan, Yiu Lun, Alan 3, 4, 6 2021-01-19 50 245,844 40,000 NUTRASCIENCE CORPORATION

BURCON Options Chau, Rosanna Mei Wah 4, 6 2021-01-19 50 215,844 40,000 NUTRASCIENCE CORPORATION BURCON Options Cheng, Jade 5 2021-01-19 50 4.01 417,727 80,000 NUTRASCIENCE CORPORATION BURCON Options Gilpin, John Douglas 4 2021-01-19 50 4.01 285,844 50,000 NUTRASCIENCE CORPORATION BURCON Options Kappel, Peter Henry 4 2021-01-19 50 4.01 232,502 100,000 NUTRASCIENCE CORPORATION BURCON Options Law, Dorothy Kam To 5 2021-01-19 50 429,727 80,000 NUTRASCIENCE CORPORATION BURCON Options Ng, Chi Leung 4, 6 2021-01-19 50 70,000 40,000 NUTRASCIENCE CORPORATION BURCON Options Schweizer, Martin Hans 5 2021-01-19 50 4.01 427,727 80,000 NUTRASCIENCE CORPORATION BURCON Options Tergesen, Johann Franz 4, 5, 2 2021-01-19 50 4.01 503,992 100,000 NUTRASCIENCE CORPORATION

January 28, 2021 (2021), 44 OSCB 762

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings BURCON Options willardsen, randy 5 2021-01-19 50 4.01 422,659 80,000 NUTRASCIENCE CORPORATION C3 Metals Inc. (formerly Common Shares Hughes, Stephen 4 2019-09-04 16 0.05 2,773,000 700,000 Carube Copper Corp.) C3 Metals Inc. (formerly Common Shares Hughes, Stephen 4 2021-01-21 54 0.1 3,723,000 250,000 Carube Copper Corp.)

C3 Metals Inc. (formerly Warrants Hughes, Stephen 4 2018-05-24 00 250,000 Carube Copper Corp.)

C3 Metals Inc. (formerly Warrants Hughes, Stephen 4 2019-09-04 16 950,000 700,000 Carube Copper Corp.)

C3 Metals Inc. (formerly Warrants Hughes, Stephen 4 2021-01-21 54 700,000 -250,000 Carube Copper Corp.)

C3 Metals Inc. (formerly Options Stock Irwin, Christopher 5 2021-01-18 50 550,000 200,000 Carube Copper Corp.) Option Plan C3 Metals Inc. (formerly Warrants McNeice, John Darin 5 2021-01-18 55 0.15 125,000 -25,000 Carube Copper Corp.) C3 Metals Inc. (formerly Options Stock Pickmann, Fernando 4 2020-12-01 00 2,520,000 Carube Copper Corp.) Option Plan C3 Metals Inc. (formerly Common Shares Soever, Alar 4 2021-01-18 51 0.08 2,267,505 450,000 Carube Copper Corp.) C3 Metals Inc. (formerly Options Stock Soever, Alar 4 2021-01-18 51 0.08 787,500 -450,000 Carube Copper Corp.) Option Plan C3 Metals Inc. (formerly Options Stock Tomlinson, Kevin Michael 4, 5 2021-01-05 00 Carube Copper Corp.) Option Plan C3 Metals Inc. (formerly Options Stock Tomlinson, Kevin Michael 4, 5 2021-01-05 00 4,500,000 Carube Copper Corp.) Option Plan Cadillac Ventures Inc. Common Shares Brewster, Norman 5 2021-01-19 10 0.025 6,287,720 15,000 Calfrac Well Services Options @$2.30 - Fletcher, Gregory Scott 4 2004-03-24 52 0 -43,750 Ltd. issued 2003-04-30 Calfrac Well Services Options @$2.31 - Fletcher, Gregory Scott 4 2004-03-24 52 0 -28,750 Ltd. issued 2002-10-31 Calibre Mining Corp. Common Shares Dagsaan, Kristian 5 2021-01-13 10 2.16 0 -33,340 Calibre Mining Corp. Common Shares Forster, Douglas Burton 3, 4 2021-01-19 57 2,546,930 116,667 Calibre Mining Corp. Restricted Share Forster, Douglas Burton 3, 4 2021-01-19 57 233,333 -116,667 Units Canacol Energy Ltd. Notes 7.25% Senior Fourth Sail Capital, LP 3 2021-01-13 10 107.25 -$2,000,000 Notes - March 5, 2025 (US$) Canacol Energy Ltd. Notes 7.25% Senior Fourth Sail Capital, LP 3 2021-01-13 10 107.25 $1,604,000 -$2,000,000 Notes - March 5, 2025 (US$) Canacol Energy Ltd. Notes 7.25% Senior Fourth Sail Capital, LP 3 2021-01-14 10 107.25 $0 -$1,604,000 Notes - March 5, 2025 (US$) Canadian Metals Inc. Common Shares Frei, Beat 5 2020-12-21 00 2,250,000 Canadian Metals Inc. Common Shares Frei, Beat 5 2021-01-22 10 0.09 2,450,000 200,000 Canadian National Common Shares Gates, William Henry, III 3 2021-01-18 10 141.56 14,776,102 -25,000 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-18 10 141.81 14,758,502 -17,600 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-19 10 141.37 14,716,102 -42,400 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-19 10 110.63 14,683,202 -32,900 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-19 10 110.57 14,680,702 -2,500 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-20 10 138.7 14,609,502 -71,200 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-20 10 139.21 14,544,502 -65,000 Railway Company

January 28, 2021 (2021), 44 OSCB 763

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian National Common Shares Gates, William Henry, III 3 2021-01-20 10 139.09 14,497,902 -46,600 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-20 10 110.15 14,487,902 -10,000 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-21 10 138.37 14,461,402 -26,500 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-21 10 110.2 14,452,302 -9,100 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-22 10 136.92 14,398,002 -54,300 Railway Company Canadian National Common Shares Gates, William Henry, III 3 2021-01-22 10 136 14,390,302 -7,700 Railway Company Canadian Natural Common Shares Frankiw, Allan E 5 2021-01-18 10 31.5 36,180 -1,000 Resources Limited Canadian Natural Common Shares Froc, Jay Ellery 5 2020-12-31 30 24.63 28,933 4,410 Resources Limited Canadian Natural PSUs Froc, Jay Ellery 5 2020-12-31 30 23.67 26,216 858 Resources Limited Canadian Natural PSUs Froc, Jay Ellery 5 2020-12-31 30 22.64 26,733 517 Resources Limited Canadian Overseas Common Shares Ludwig, Harald Horst 4 2009-09-29 00 Petroleum Limited Canadian Overseas Common Shares Ludwig, Harald Horst 4 2021-01-14 46 0.002 3,586,000 3,586,000 Petroleum Limited Canadian Overseas Warrants Ludwig, Harald Horst 4 2009-09-29 00 Petroleum Limited Canadian Overseas Warrants Ludwig, Harald Horst 4 2021-01-14 46 0.0026 1,793,000 1,793,000 Petroleum Limited Canadian Utilities Non-Voting Shares Bayley, Melanie 5 2020-12-31 30 32.24 13,279 108 Limited Class A Canadian Utilities Non-Voting Shares Beattie, Adam M. 7 2020-12-31 30 32.99 213 174 Limited Class A Canadian Utilities Non-Voting Shares Bichsel, Matthias F. 4 2020-12-31 30 33.1 17,495 3,248 Limited Class A Canadian Utilities Non-Voting Shares Charlton, Loraine M. 4 2020-12-31 30 32.92 29,673 1,812 Limited Class A Canadian Utilities Non-Voting Shares Constantinescu, M. George 5 2020-12-31 30 34.2 862 602 Limited Class A Canadian Utilities Non-Voting Shares Cook, P. Derek 6, 5 2020-12-31 30 34.22 988 336 Limited Class A Canadian Utilities Non-Voting Shares DeChamplain, Dennis A 7 2020-12-31 30 34.22 22,243 1,053 Limited Class A Canadian Utilities Non-Voting Shares Gareau, Chad L 7 2020-12-31 30 32.94 2,794 566 Limited Class A Canadian Utilities Non-Voting Shares Kiefer, Siegfried W. 7, 5 2020-12-31 30 32.95 52,215 1,494 Limited Class A Canadian Utilities Non-Voting Shares Landon, James 5 2020-12-31 30 32.37 590 55 Limited Class A Canadian Utilities Non-Voting Shares Myles, Robert J. 5 2020-03-11 00 Limited Class A Canadian Utilities Non-Voting Shares Myles, Robert J. 5 2020-12-31 30 32.77 549 549 Limited Class A Canadian Utilities Non-Voting Shares Normand, Robert John 4 2020-12-31 30 32.93 22,695 1,744 Limited Class A Canadian Utilities Non-Voting Shares Pourbaix, Alex 4 2020-12-31 30 33.17 9,024 3,613 Limited Class A Canadian Utilities Non-Voting Shares Rangel, Hector A. 4 2020-12-31 30 33.11 19,065 4,100 Limited Class A Canadian Utilities Non-Voting Shares Rayfield, Michael 4 2020-12-31 30 32.65 20,337 109 Limited Class A Canadian Utilities Non-Voting Shares Reed, Laura A. 4 2020-12-31 30 33.07 13,022 1,914 Limited Class A

January 28, 2021 (2021), 44 OSCB 764

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Canadian Utilities Non-Voting Shares Routs, Robert John 4 2020-12-31 30 32.65 9,498 59 Limited Class A Canadian Utilities Non-Voting Shares Shkrobot, Brian P. 7 2020-12-31 30 34.24 7,613 874 Limited Class A Canadian Utilities Non-Voting Shares Southern-Heathcott, Linda 4 2020-12-31 30 33.13 5,946 2,004 Limited Class A A. Canadian Utilities Non-Voting Shares Southern, Nancy C. 4, 6, 7, 2020-12-31 30 32.63 55,442 2,356 Limited Class A 5 Canadian Utilities Non-Voting Shares Stensby, Wayne K. 7 2020-12-31 30 34.42 13,980 80 Limited Class A Canadian Utilities Non-Voting Shares Urwin, Roger J. 6 2020-12-31 30 33.24 19,750 594 Limited Class A Canadian Utilities Non-Voting Shares WILSON, Charles W. 4 2020-12-31 30 32.92 86,616 1,782 Limited Class A Canadian Utilities Non-Voting Shares Wouters, Wayne Gordon 4 2020-12-31 30 33.16 5,388 3,666 Limited Class A Canadian Western Rights Deferred Bibby, Andrew John 4 2020-12-31 30 15,270 538 Bank Share Units Canadian Western Common Shares Bowling, James Jeffrey 5 2021-01-20 90 30.6 4,731 -196 Bank Canadian Western Common Shares Bowling, James Jeffrey 5 2021-01-20 90 30.6 1,584 196 Bank Canadian Western Rights Deferred Hohol, Linda Margaret 4 2020-12-31 30 17,939 660 Bank Share Units Owerri Canadian Western Rights Deferred Manning, Robert Adrian 4 2020-12-31 30 31,242 1,205 Bank Share Units Canadian Western Rights Deferred Mitchell, Elizabeth Gay 4 2020-12-31 30 8,978 225 Bank Share Units Canadian Western Rights Deferred Morgan-Silvester, Sarah 4 2020-12-31 30 21,051 676 Bank Share Units Alyson Canadian Western Rights Deferred Mulligan, Margaret Jean 4 2020-12-31 30 18,578 563 Bank Share Units Canadian Western Common Shares Phillips, Robert L. 4 2021-01-18 10 30.93 13,775 210 Bank Canadian Western Common Shares Phillips, Robert L. 4 2021-01-18 10 30.94 22,862 1,790 Bank Canadian Western Rights Deferred Phillips, Robert L. 4 2020-12-31 30 27,526 1,072 Bank Share Units

Canadian Western Rights Deferred Protti, Raymond Joseph 4 2020-12-31 30 21,932 846 Bank Share Units Canadian Western Rights Deferred Reid, Ian MacNevin 4 2020-12-31 30 30,087 1,227 Bank Share Units Canadian Western Rights Deferred Riley, Sanford 4 2020-12-31 30 35,831 1,355 Bank Share Units Canadian Western Common Shares Rudd, Robin Matthew 5 2021-01-19 10 30.929 5,171 1,600 Bank Canagold Resources Common Shares Biles, Garry 5 2021-01-08 38 0.4 275,552 104,884 Ltd. Canagold Resources Options Biles, Garry 5 2021-01-08 38 0.4 320,000 -210,000 Ltd. CanAlaska Uranium Common Shares Chan, Harry 5 2021-01-21 10 0.5 151,000 -37,000 Ltd. Candente Gold Corp. Options Lotz, Mark 5 2021-01-11 50 0.05 400,000 Candente Gold Corp. Options Lotz, Mark 5 2021-01-18 50 0.05 650,000 400,000 Cannabix Technologies Common Shares Attariwala, Rajpaul 4 2021-01-12 30 2,190,703 1,250,000 Inc Cannabix Technologies Common Shares Attariwala, Rajpaul 4 2021-01-22 11 2,140,703 -50,000 Inc Cannabix Technologies Common Shares Malhi, Kulwant 5 2021-01-12 10 1,992,270 1,750,000 Inc Canntab Therapeutics Common Shares Goldstein, Richard 3, 4, 5 2021-01-20 10 931,000 111,000 Limited

January 28, 2021 (2021), 44 OSCB 765

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Canntab Therapeutics Common Shares Goldstein, Richard 3, 4, 5 2021-01-21 10 1,026,000 95,000 Limited CANSORTIUM INC. Common Shares Daher, Roger 4 2021-01-22 46 0.6 93,333 33,333 CANSORTIUM INC. Options (Common Daher, Roger 4 2021-01-22 50 0.77 800,000 200,000 Shares) Canuc Resources Common Shares Berlet, Christopher James 4 2021-01-19 10 0.2 9,618,500 100,000 Corporation Canuc Resources Common Shares Berlet, Christopher James 4 2021-01-19 10 0.21 9,638,500 20,000 Corporation Canuc Resources Common Shares Berlet, Christopher James 4 2021-01-19 10 0.22 9,648,500 10,000 Corporation Canuc Resources Common Shares Berlet, Christopher James 4 2021-01-19 10 0.215 9,653,500 5,000 Corporation Capella Minerals Common Shares Fruchtexpress Grabher 3 2021-01-15 10 0.075 16,100,000 100,000 Limited GmbH & Co KG Capella Minerals Common Shares Fruchtexpress Grabher 3 2021-01-18 10 0.075 16,350,000 250,000 Limited GmbH & Co KG Capella Minerals Common Shares Fruchtexpress Grabher 3 2021-01-20 10 0.07 16,500,000 150,000 Limited GmbH & Co KG Capella Minerals Common Shares Fruchtexpress Grabher 3 2021-01-21 10 0.07 17,000,000 500,000 Limited GmbH & Co KG Capella Minerals Common Shares Fruchtexpress Grabher 3 2021-01-22 10 0.075 17,250,000 250,000 Limited GmbH & Co KG Capital Power Common Shares Phillips, Robert L. 4 2021-01-18 10 36.3 4,040 1,760 Corporation Capital Power Common Shares Phillips, Robert L. 4 2021-01-18 10 36.23 960 740 Corporation Capital Power Common Shares TRUFYN, DARCY 5 2020-12-31 30 28.181 66,187 2,109 Corporation Capital Power Common Shares TRUFYN, DARCY 5 2020-12-31 30 31.668 66,262 75 Corporation Cardinal Energy Ltd. Common Shares Van Spankeren, Shawn Arie 5 2021-01-20 57 158,200 30,334 Cardinal Energy Ltd. Restricted Bonus Van Spankeren, Shawn Arie 5 2021-01-20 57 160,500 -58,334 Awards CardioComm Solutions, Common Shares Grima, Etienne Anthony 4 2021-01-21 51 0.05 3,858,250 500,000 Inc. CardioComm Solutions, Options Grima, Etienne Anthony 4 2020-11-30 50 550,000 62,500 Inc.

CardioComm Solutions, Options Grima, Etienne Anthony 4 2021-01-21 51 50,000 -500,000 Inc. Cenovus Energy Inc. Common Shares Chhina, Harbir Singh 5 2020-12-31 30 3.64 78,601 1,338 Cenovus Energy Inc. Common Shares Chhina, Harbir Singh 5 2020-12-31 30 5.7679 83,894 5,293 Cenovus Energy Inc. Options Chhina, Harbir Singh 5 2020-02-20 52 -210,358 Cenovus Energy Inc. Options Chhina, Harbir Singh 5 2020-02-20 52 -210,358 Cenovus Energy Inc. Performance Share Chhina, Harbir Singh 5 2020-12-31 30 211,345 -38,193 Units Cenovus Energy Inc. Performance Share Chhina, Harbir Singh 5 2020-12-31 30 216,483 5,138 Units Cenovus Energy Inc. Common Shares Reid, Alan Craig 5 2020-12-31 30 4.4375 67,094 778 Cenovus Energy Inc. Common Shares Reid, Alan Craig 5 2020-12-31 30 5.6976 83,546 16,452 Cenovus Energy Inc. Common Shares Reid, Alan Craig 5 2020-12-31 30 5.6976 83,547 1 Cenovus Energy Inc. Deferred Share Reid, Alan Craig 5 2020-12-31 30 17,447 414 Units Cenovus Energy Inc. Performance Share Reid, Alan Craig 5 2020-12-31 30 204,563 -23,548 Units Cenovus Energy Inc. Performance Share Reid, Alan Craig 5 2020-12-31 30 209,535 4,972 Units CERRO DE PASCO Common Shares Goulet, Guy 4, 5 2021-01-19 10 0.34 3,277,044 1,000 RESOURCES INC. (formerly Genius Properties Ltd.)

January 28, 2021 (2021), 44 OSCB 766

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-13 00 Corp.

CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-13 00 26,185,038 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-17 10 0.9439 26,178,660 -6,378 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-18 10 0.9995 26,379,620 200,960 Corp.

CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-19 10 1.0285 -3,260 Corp.

CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-19 10 1.0285 -3,260 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-19 10 1.0285 26,382,880 3,260 Corp.

CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-24 10 1.1622 20,601 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-24 10 1.1622 20,601 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-24 10 1.1622 26,403,481 20,601 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-11-26 10 1.1749 26,401,737 -1,744 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-12-02 10 1.1211 26,383,298 -18,439 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-12-09 10 1.2379 26,365,198 -18,100 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-12-11 10 1.275 26,368,862 3,664 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2020-12-14 10 1.2464 26,523,184 154,322 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2021-01-07 10 1.4368 26,554,694 31,510 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2021-01-14 10 1.4899 26,654,694 100,000 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2021-01-14 10 1.49 26,739,694 85,000 Corp. CES Energy Solutions Common Shares Empire Life Investments Inc. 3 2021-01-15 10 1.49 26,816,131 76,437 Corp. CES Energy Solutions Common Shares Zinger, Kenneth Earl 5 2021-01-15 10 1.48 1,784,212 30,000 Corp. ChalkRidge Special Warrants Ciccone, Salvatore 4, 5 2020-12-31 00 564,000 Technologies Inc. (formerly, Boomer Financial Inc.) Champion Bear Common Shares Haigh, David Ross 4 2021-01-17 51 0.06 1,962,927 100,000 Resources Ltd. Champion Bear Options Haigh, David Ross 4 2021-01-17 51 400,000 -100,000 Resources Ltd. Charlotte's Web Common Shares Hammer, Russell 5 2021-01-15 36 16,492 730 Holdings, Inc. (formerly Stanley Brothers Holdings Inc.) Charlotte's Web Rights Restricted Hammer, Russell 5 2021-01-15 36 -730 Holdings, Inc. (formerly Share Awards Stanley Brothers Holdings Inc.) Charlotte's Web Rights Restricted Hammer, Russell 5 2021-01-15 36 -730 Holdings, Inc. (formerly Share Awards Stanley Brothers Holdings Inc.) Charlotte's Web Rights Restricted Hammer, Russell 5 2021-01-15 36 49,762 -1,111 Holdings, Inc. (formerly Share Awards Stanley Brothers Holdings Inc.)

January 28, 2021 (2021), 44 OSCB 767

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Chemesis International Rights Restricted Dusenbury, Eli Seamus 5 2018-09-28 00 Inc. Share Rights Sweet

Chemesis International Rights Restricted Dusenbury, Eli Seamus 5 2021-01-14 56 300,000 300,000 Inc. Share Rights Sweet Chemesis International Options Lalani, Faizaan 4 2020-12-30 00 Inc. Chemesis International Options Lalani, Faizaan 4 2021-01-13 50 0.7 250,000 250,000 Inc.

Chemesis International Rights Restricted Lalani, Faizaan 4 2020-12-30 00 Inc. Share Rights

Chemesis International Rights Restricted Lalani, Faizaan 4 2021-01-13 56 100,000 100,000 Inc. Share Rights Chemistree Technology Common Shares Ford, Douglas Edward 4, 5 2021-01-19 10 0.21 58,243 -25,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Common Shares Ford, Douglas Edward 4, 5 2021-01-19 10 0.19 45,243 -13,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Common Shares Ford, Douglas Edward 4, 5 2021-01-20 51 0.06 145,243 100,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Common Shares Ford, Douglas Edward 4, 5 2021-01-20 10 0.16 125,243 -20,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Options Ford, Douglas Edward 4, 5 2021-01-20 51 500,000 -100,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Common Shares Kottmeier, Karl Eric 4 2021-01-20 51 0.06 528,333 250,000 Inc. (Formerly Whattozee Networks Inc.) Chemistree Technology Common Shares Kottmeier, Karl Eric 4 2021-01-20 10 0.13 278,333 -250,000 Inc. (Formerly Whattozee Networks Inc.)

Chemistree Technology Options Kottmeier, Karl Eric 4 2021-01-20 51 229,500 -250,000 Inc. (Formerly Whattozee Networks Inc.) Chemtrade Logistics Rights Deferred Dimitrov, Daniella Elena 4 2021-01-20 35 18,313 451 Income Fund Trust Units CI Financial Corp. Common Shares Butt, William Emerson 4 2019-03-26 00 CI Financial Corp. Common Shares Butt, William Emerson 4 2021-01-19 10 16.455 60,000 60,000 CI Financial Corp. Common Shares Holland, William Thomas 4 2021-01-20 10 16.35 460,820 3,900 CI Financial Corp. Common Shares Holland, William Thomas 4 2021-01-22 10 16.5 556,920 96,100 CI Financial Corp. Common Shares Muir, Thomas Pinaud 4 2021-01-22 10 16.53 75,392 15,000 CIBT Education Group Common Shares Chu, Toby 4, 5 2021-01-19 10 0.6 7,699,747 3,500 Inc. CIBT Education Group Common Shares Chu, Toby 4, 5 2021-01-19 10 0.6 7,704,747 5,000 Inc. CIBT Education Group Common Shares Chu, Toby 4, 5 2021-01-19 10 0.59 7,708,747 4,000 Inc. CIBT Education Group Common Shares CIBT Education Group Inc 1 2021-01-15 10 0.66 5,492,600 2,300 Inc. CIBT Education Group Common Shares CIBT Education Group Inc 1 2021-01-18 10 0.63 5,494,600 2,000 Inc. CIBT Education Group Common Shares CIBT Education Group Inc 1 2021-01-18 10 0.65 5,528,600 34,000 Inc.

January 28, 2021 (2021), 44 OSCB 768

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings CIBT Education Group Common Shares CIBT Education Group Inc 1 2021-01-20 10 0.62 5,530,900 2,300 Inc. CIBT Education Group Common Shares CIBT Education Group Inc 1 2021-01-21 10 0.63 5,532,900 2,000 Inc. Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-12 57 25,574,522 3,000,000 Corp. Class A Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-12 10 0.08 25,324,522 -250,000 Corp. Class A Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-14 10 0.08 25,074,522 -250,000 Corp. Class A Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-18 10 0.08 24,074,522 -1,000,000 Corp. Class A Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-18 10 0.085 24,012,522 -62,000 Corp. Class A Cielo Waste Solutions Common Shares Allan, Clayton Donald 4, 5 2021-01-19 10 0.085 23,118,522 -894,000 Corp. Class A Cielo Waste Solutions Restricted Share Allan, Clayton Donald 4, 5 2021-01-12 57 0 -3,000,000 Corp. Units City View Green Common Shares Fia, Roberto 3, 4, 5 2021-01-11 16 0.05 23,142,996 1,200,000 Holdings Inc. City View Green Warrants Fia, Roberto 3, 4, 5 2021-01-11 16 0.1 2,600,000 600,000 Holdings Inc. City View Green Common Shares Quinsam Capital 3 2021-01-15 97 29,176,796 200,000 Holdings Inc. Corporation City View Green Common Shares Quinsam Capital 3 2021-01-15 97 30,834,050 1,657,254 Holdings Inc. Corporation Clean Air Metals Inc. Common Shares Drost, Abraham Peter 4, 5 2021-01-22 10 0.39 1,089,000 39,000 (formerly, Regency Gold Corp.) Cloud Nine Education Common Shares Lee, Peter 4 2021-01-19 10 0.16 0 -23,000 Group Ltd. Cogeco Unité d'action Abdoulah, Colleen 4 2021-01-15 56 98.48 2,873 891 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Bienenstock, Robin Anne 4 2020-10-15 00 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Bienenstock, Robin Anne 4 2021-01-15 56 98.48 660 660 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Cherry, James Charles 4 2021-01-15 56 98.48 2,863 889 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Curadeau-Grou, Patricia 4 2021-01-15 56 98.48 14,080 792 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Dunn, Philippa (Pippa) 4 2021-01-15 56 98.48 2,495 990 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Ferstman, Joanne Shari 4 2021-01-15 56 98.48 9,787 1,574 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Lord, Bernard 4 2021-01-15 56 98.48 2,615 1,472 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action McAusland, David L. 4 2021-01-15 56 98.48 13,865 914 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Papadatos, Caroline 4 2021-01-15 00 Communications Inc. différée/Deferred Share Unit Cogeco Unité d'action Papadatos, Caroline 4 2021-01-15 56 98.48 330 330 Communications Inc. différée/Deferred Share Unit

January 28, 2021 (2021), 44 OSCB 769

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Cogeco Options Royer, Jacques 7 2021-01-19 51 7,320 -335 Communications Inc.

Cogeco Options Royer, Jacques 7 2021-01-19 51 6,945 -375 Communications Inc. Cogeco Options Royer, Jacques 7 2021-01-19 51 6,580 -365 Communications Inc. Cogeco Subordinate Voting Royer, Jacques 7 2021-01-19 51 62.13 337 335 Communications Inc. Shares actions subalternes α droit de vote Cogeco Subordinate Voting Royer, Jacques 7 2021-01-19 51 85.2 712 375 Communications Inc. Shares actions subalternes α droit de vote Cogeco Subordinate Voting Royer, Jacques 7 2021-01-19 51 65.25 1,077 365 Communications Inc. Shares actions subalternes α droit de vote Cogeco Subordinate Voting Royer, Jacques 7 2021-01-19 10 105.46 2 -1,075 Communications Inc. Shares actions subalternes α droit de vote Cogeco Inc Unité d'action Bajaj, Arun Douglas 4 2021-01-15 56 81.99 2,427 1,586 différée/Deferred Share unit Cogeco Inc Unité d'action Cherry, James Charles 4 2021-01-15 56 81.99 9,376 1,372 différée/Deferred Share unit Cogeco Inc Unité d'action Curadeau-Grou, Patricia 7 2021-01-15 56 81.99 1,262 634 différée/Deferred Share unit Cogeco Inc Unité d'action Elhage, Samih 4 2021-01-15 56 81.99 3,674 1,586 différée/Deferred Share unit Cogeco Inc Unité d'action Legault, Normand 4 2021-01-15 56 81.99 9,392 1,769 différée/Deferred Share unit Cogeco Inc Unité d'action McAusland, David L. 4 2021-01-15 56 81.99 14,649 1,098 différée/Deferred Share unit Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-11 10 6.2521 191,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-12 10 6.3645 190,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-13 10 6.4783 189,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-14 10 7.2532 188,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-15 10 7.2092 187,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Columbia Care Inc. Common Shares Vita, Nicholas Keane 3, 4, 5 2021-01-20 10 7.0503 186,407 -1,000 (formerly known as Canaccord Genuity Growth Corp.) Compass Gold Common Shares Conway, Joseph 4 2017-10-15 00 Corporation

January 28, 2021 (2021), 44 OSCB 770

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Compass Gold Common Shares Conway, Joseph 4 2017-10-15 00 Corporation

Compass Gold Common Shares Conway, Joseph 4 2020-12-15 15 0.2 50,000 Corporation Compass Gold Common Shares Conway, Joseph 4 2020-12-15 15 0.2 250,000 Corporation

Compass Gold Common Shares Conway, Joseph 4 2020-12-15 15 0.2 250,000 Corporation

Compass Gold Options Conway, Joseph 4 2017-10-15 00 Corporation

Compass Gold Common Shares Conway, Joseph Francis 4 2017-11-30 00 Corporation

Compass Gold Common Shares Conway, Joseph Francis 4 2017-11-30 00 142,587 Corporation Compass Gold Common Shares Conway, Joseph Francis 4 2020-12-15 15 0.2 992,587 250,000 Corporation Compass Gold Options Conway, Joseph Francis 4 2017-11-30 00 Corporation Compass Gold Options Conway, Joseph Francis 4 2017-11-30 00 100,000 Corporation Compass Gold Options Conway, Joseph Francis 4 2019-12-16 50 550,000 100,000 Corporation Compass Gold Options Conway, Joseph Francis 4 2021-01-05 50 675,000 125,000 Corporation Condor Petroleum Inc. Common Shares Streu, Donald James 4, 5 2021-01-22 10 0.44 253,441 10,000 Constellation Software Common Shares Anzarouth, Bernard 5 2021-01-14 30 1613.2 2,938 3 Inc. Contact Gold Corp. Rights Deferred Lalani, Riyaz 4 2021-01-15 56 407,938 86,956 Share Units Contact Gold Corp. Common Shares Salamis, George 4 2021-01-15 56 261,378 76,086 Contact Gold Corp. Rights Wellings, Mark 4 2021-01-15 56 356,945 76,086 Converge Technology Common Shares Maine, Shaun 3, 4, 5 2021-01-19 10 5.9 7,417,993 -3,500,000 Solutions Corp. Converge Technology Common Shares McMillan, Gordon 3, 4 2021-01-19 90 2,875,000 -875,000 Solutions Corp.

Converge Technology Common Shares McMillan, Gordon 3, 4 2021-01-19 90 5,475,000 875,000 Solutions Corp. Converge Technology Common Shares McMillan, Gordon 3, 4 2021-01-19 10 5.9 1,975,000 -3,500,000 Solutions Corp. Core One Labs Inc. Common Shares Hancock, Robert E.W. 4 2021-01-0600 991,127 Core One Labs Inc. Options Hancock, Robert E.W. 4 2021-01-06 00 Core One Labs Inc. Options Hancock, Robert E.W. 4 2021-01-18 50 1.05 1,500,000 1,500,000 Cornish Metals Inc. Common Shares OSISKO GOLD ROYALTIES 3 2021-01-22 54 0.07 53,833,333 9,577,143 LTD Cornish Metals Inc. Warrants OSISKO GOLD ROYALTIES 3 2021-01-22 54 0 -9,577,143 LTD CounterPath Common Shares Carothers, Todd 5 2021-01-15 30 3.3989 18,275 57 Corporation CounterPath Common Shares Carothers, Todd 5 2021-01-15 30 3.399 18,303 28 Corporation CounterPath Common Shares Karp, David Lawrence 5 2021-01-06 30 4.4043 32,871 45 Corporation CounterPath Common Shares Karp, David Lawrence 5 2021-01-06 30 4.3477 32,894 23 Corporation Crescita Therapeutics Common Shares Crescita Therapeutics Inc. 1 2021-01-13 38 0 -5,152 Inc. Crestview Exploration Warrants JOUBIN, Gisele Therese 5 2020-06-26 55 0 -625 Inc. Eba

January 28, 2021 (2021), 44 OSCB 771

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Crestview Exploration Common Shares MacKenzie, Donald James 4 2020-12-18 16 0.3 138,667 13,667 Inc.

Crestview Exploration Warrants MacKenzie, Donald James 4 2020-04-03 55 0 -50,000 Inc. Crestview Exploration Warrants MacKenzie, Donald James 4 2020-12-18 16 0.4 13,667 13,667 Inc. Crew Energy Inc. Common Shares Evers, Kevin Gordon 5 2021-01-21 10 0.64 10,500 500 Crew Energy Inc. Common Shares Evers, Kevin Gordon 5 2021-01-21 10 0.6397 20,000 9,500 Cross River Ventures Common Shares Klenman, Alexander 4, 5 2021-01-15 10 0.27 173,000 7,000 Corp. Cross River Ventures Common Shares Klenman, Alexander 4, 5 2021-01-18 10 0.27 176,000 3,000 Corp.

Cruz Cobalt Corp. Common Shares CAI, YANGPING 5 2010-09-13 00 Cruz Cobalt Corp. Common Shares CAI, YANGPING 5 2021-01-19 51 0.07 1,250,000 1,250,000 Cruz Cobalt Corp. Common Shares CAI, YANGPING 5 2021-01-19 10 0.1049 500,000 -750,000 Cruz Cobalt Corp. Options CAI, YANGPING 5 2021-01-14 50 0.075 3,000,000 1,000,000 Cruz Cobalt Corp. Options CAI, YANGPING 5 2021-01-19 51 0.07 1,750,000 -1,250,000 Cruz Cobalt Corp. Options CAI, YANGPING 5 2021-01-20 58 - 0.07 1,000,000 -750,000 Expiration of rights Cruz Cobalt Corp. Options Kay, Seth 4 2021-01-14 50 0.075 1,600,000 600,000 Cruz Cobalt Corp. Options Kay, Seth 4 2021-01-20 52 0.07 600,000 -1,000,000 Cruz Cobalt Corp. Options Nelson, James 4 2021-01-14 50 1,600,000 600,000 Cruz Cobalt Corp. Options Nelson, James 4 2021-01-21 52 600,000 -1,000,000 Cruz Cobalt Corp. Options Thomson, Gregory 4 2021-01-14 50 1,000,000 500,000 Cruz Cobalt Corp. Options Thomson, Gregory 4 2021-01-20 52 0.07 500,000 -500,000 CubicFarm Systems Common Shares Booth, Jeffrey David 4 2021-01-18 10 0.92 51,000 11,000 Corp. CubicFarm Systems Common Shares Booth, Jeffrey David 4 2021-01-18 10 0.92 35,500 11,000 Corp. Current Water Common Shares Kammourie, MOHAMAD 4 2021-01-22 10 0.04 759,286 -100,000 Technologies Inc. NIZAR CWC Energy Services Common Shares CWC Energy Services Corp. 1 2021-01-21 10 0.13 760,000 40,000 Corp. CWC Energy Services Common Shares CWC Energy Services Corp. 1 2021-01-22 10 0.14 764,500 4,500 Corp. CWC Energy Services Common Shares CWC Energy Services Corp. 1 2021-01-22 10 0.145 804,500 40,000 Corp. CWC Energy Services Common Shares CWC Energy Services Corp. 1 2021-01-22 10 0.14 864,500 60,000 Corp. Cymbria Corporation Non-Voting Shares Bizzarri, Ugo 4 2021-01-19 10 52.95 10,955 1,850 Class A Shares Cypherpunk Holdings Common Shares Guoga, Antanas (Tony) 4, 5 2021-01-15 16 0.15 16,706,167 1,811,667 Inc. Cypherpunk Holdings Warrants Class D Guoga, Antanas (Tony) 4, 5 2021-01-15 16 3,905,834 905,834 Inc. Cypherpunk Holdings Common Shares Henderson, Marc Charles 4 2021-01-15 16 0.15 7,500,000 500,000 Inc. Cypherpunk Holdings Warrants Class D Henderson, Marc Charles 4 2010-06-21 00 Inc. Cypherpunk Holdings Warrants Class D Henderson, Marc Charles 4 2021-01-15 16 250,000 250,000 Inc. Danavation Common Shares Della Fortuna, Michael 4 2021-01-14 00 20,000 Technologies Corp. (formerly, Wolf's Den Capital Corp.) Danavation Common Shares DiVito, Marco 4 2021-01-08 00 50,000 Technologies Corp. (formerly, Wolf's Den Capital Corp.)

January 28, 2021 (2021), 44 OSCB 772

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Danavation Options DiVito, Marco 4 2021-01-08 00 400,000 Technologies Corp. (formerly, Wolf's Den Capital Corp.) Danavation Warrants DiVito, Marco 4 2021-01-08 00 Technologies Corp. (formerly, Wolf's Den Capital Corp.) DataMetrex AI Limited Common Shares McMullen, John A. D. 4 2020-10-13 51 0.05 500,000 500,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Common Shares McMullen, John A. D. 4 2021-01-22 10 0.182 0 -500,000 (previously, Everfront Ventures Corp.)

DataMetrex AI Limited Options McMullen, John A. D. 4 2020-10-13 50 2,000,000 500,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Options McMullen, John A. D. 4 2021-01-22 51 0.05 1,500,000 -500,000 (previously, Everfront Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.19 7,481,000 -100,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.19 7,281,000 -200,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.19 7,181,000 -100,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.19 7,081,000 -100,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.1861 6,981,000 -100,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.185 6,119,000 -862,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-13 10 0.18 5,119,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-14 10 0.17 4,781,000 -338,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-14 10 0.175 3,781,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-14 10 0.17 2,781,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-14 10 0.165 1,781,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-14 10 0.165 781,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-15 10 0.17 381,000 -400,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-15 10 0.17 4,200,000 -1,000,000 (previously, Everfront 5 Ventures Corp.) DataMetrex AI Limited Common Shares Ryu, Andrew Jong Soo 3, 4, 7, 2021-01-15 10 0.17 3,600,000 -600,000 (previously, Everfront 5 Ventures Corp.)

January 28, 2021 (2021), 44 OSCB 773

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Denison Mines Corp. Common Shares Dengler, W. Robert 4 2021-01-21 51 0.64 265,986 50,000

Denison Mines Corp. Options Dengler, W. Robert 4 2021-01-21 51 100,000 -50,000 Denison Mines Corp. Common Shares Gabruch, Timothy Stephen 5 2021-01-19 51 0.68 463,500 348,500 Denison Mines Corp. Common Shares Gabruch, Timothy Stephen 5 2021-01-19 10 0.95 115,000 -348,500 Denison Mines Corp. Options Gabruch, Timothy Stephen 5 2021-01-19 51 0.68 282,500 -348,500 Denison Mines Corp. Common Shares Willett, Amanda 5 2021-01-19 51 0.67 92,812 82,000 Denison Mines Corp. Common Shares Willett, Amanda 5 2021-01-19 10 1.01 32,812 -60,000 Denison Mines Corp. Options Willett, Amanda 5 2021-01-19 51 0.67 257,000 -82,000

Desert Mountain Common Shares Rohlfing, Robert 4 2019-01-17 00 Energy Corp.

Desert Mountain Common Shares Rohlfing, Robert 4 2021-01-20 11 720,000 720,000 Energy Corp.

Desert Mountain Warrants Rohlfing, Robert 4 2019-01-17 00 Energy Corp. Desert Mountain Warrants Rohlfing, Robert 4 2021-01-20 11 0.3 720,000 720,000 Energy Corp. Deveron Corp. Options MacMillan, David 4, 5 2021-01-15 50 2,100,000 500,000 (formerly, Deveron UAS Corp.) DGTL Holdings Inc. Common Shares Belfontaine, John David 3, 4, 5 2021-01-20 16 0.44 2,572,649 113,727 (formerly Conscience Alexander Capital Inc.) Digital Consumer Trust Units Digital Consumer Dividend 1 2021-01-14 38 12.435 674,400 400 Dividend Fund Fund Digital Consumer Trust Units Digital Consumer Dividend 1 2021-01-15 38 12.428 674,800 400 Dividend Fund Fund Digital Consumer Trust Units Digital Consumer Dividend 1 2021-01-18 38 12.325 675,400 600 Dividend Fund Fund Dominion Lending Common Shares Spence, Richard George 5 2021-01-18 10 3.75 11,500 2,500 Centres Inc. (formerly Class A Founders Advantage Capital Corp.) Draganfly Inc. Common Shares Aasen, Olen John 4 2021-01-18 51 0.5 208,674 166,666 Draganfly Inc. Common Shares Aasen, Olen John 4 2021-01-18 10 42,008 -166,666 Draganfly Inc. Options Aasen, Olen John 4 2021-01-18 51 0.5 83,334 -166,666 Draganfly Inc. Common Shares Sun, Paul 5 2021-01-18 51 0.5 849,516 333,333 Draganfly Inc. Common Shares Sun, Paul 5 2021-01-19 10 1.87 516,183 -333,333

Draganfly Inc. Options Sun, Paul 5 2021-01-18 51 0.5 333,333

Draganfly Inc. Options Sun, Paul 5 2021-01-18 51 0.5 333,333 Draganfly Inc. Options Sun, Paul 5 2021-01-18 51 0.5 166,667 -333,333 Dream Impact Trust Units Dream Asset Management 5 2021-01-13 46 11,806,223 301,323 (formerly Dream Hard Corporation Asset Alternatives Trust) Dundee Corporation Subordinate Voting Sinclair, Alistair Murray 4 2021-01-18 38 1.4 1,659,498 -1,440,502 Shares Class A Dundee Corporation Subordinate Voting Sinclair, Alistair Murray 4 2021-01-18 38 1.4 35,959 -78,541 Shares Class A Dundee Corporation Subordinate Voting Sinclair, Alistair Murray 4 2021-01-20 10 1.37 0 -35,959 Shares Class A dynaCERT Inc. Common Shares Farahi, Amir 4 2021-01-20 11 100,000 50,000 (formerly Dynamic Fuel Systems Inc.) E Split Corp. Common Shares Brasseur, Jeremy 6 2021-01-14 48 - 25,067 8,200 Class A Acquisition by inheritance or disposition by bequest E Split Corp. Preferred Shares Brasseur, Jeremy 6 2018-06-29 00

January 28, 2021 (2021), 44 OSCB 774

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

E Split Corp. Preferred Shares Brasseur, Jeremy 6 2021-01-14 48 - 8,200 8,200 Acquisition by inheritance or disposition by bequest

E79 Resources Corp. Options Cooper, Gavin 5 2020-12-09 00 E79 Resources Corp. Options Cooper, Gavin 5 2020-12-09 50 0.75 500,000 500,000

E79 Resources Corp. Options Pawlitschek, Martin 4 2020-12-09 00 E79 Resources Corp. Options Pawlitschek, Martin 4 2020-12-09 50 0.75 350,000 350,000

E79 Resources Corp. Common Shares Wechsel, Grant 4 2020-12-09 00 2,179,000

E79 Resources Corp. Options Wechsel, Grant 4 2020-12-09 00 E79 Resources Corp. Options Wechsel, Grant 4 2020-12-09 50 0.75 350,000 350,000 Eat Beyond Global Common Shares Morris, Patrick 5 2021-01-11 10 2.79 40,000 -10,000 Holdings Inc. Eat Beyond Global Common Shares Morris, Patrick 5 2021-01-19 10 3.71 35,000 -5,000 Holdings Inc. Eat Beyond Global Common Shares Morris, Patrick 5 2021-01-20 10 4.41 10,000 Holdings Inc. Eat Beyond Global Common Shares Morris, Patrick 5 2021-01-20 10 4.41 25,000 -10,000 Holdings Inc. Eldorado Gold Common Shares Allaway, Cara Lea 5 2021-01-18 30 14.44 1,552 34 Corporation Eldorado Gold Common Shares Aram, Karen Christine 5 2021-01-18 30 14.44 3,867 86 Corporation Eldorado Gold Common Shares Burns, George Raymond 4, 5 2021-01-18 30 14.44 25,334 433 Corporation Eldorado Gold Common Shares CHO, JASON 5 2021-01-18 30 14.44 8,035 88 Corporation Eldorado Gold Common Shares Houston, Samuel Allen 5 2021-01-18 30 14.44 1,927 149 Corporation Eldorado Gold Common Shares Yee, Philip Chow 5 2021-01-18 30 14.44 4,013 88 Corporation Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.62 919,864 -1,475 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.61 919,464 -400 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.61 918,064 -1,400 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.61 917,864 -200 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.61 917,664 -200 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 917,164 -500 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 916,164 -1,000 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 914,164 -2,000 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 914,064 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 913,564 -500 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 911,264 -2,300 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 910,164 -1,100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 909,664 -500 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 907,464 -2,200 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 907,264 -200 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 906,764 -500 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 906,689 -75 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 906,589 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 905,989 -600 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 905,589 -400 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 904,689 -900 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 903,989 -700 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 903,689 -300 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 903,139 -550

January 28, 2021 (2021), 44 OSCB 775

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 902,039 -1,100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 901,989 -50 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 901,639 -350 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-20 10 1.6 901,339 -300 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-21 10 1.85 899,948 -1,391 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-21 10 1.8564 899,848 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-21 10 1.8556 899,748 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-21 10 1.8556 899,648 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.88 897,948 -1,700 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 892,948 -5,000 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.8 890,448 -2,500 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 890,446 -2 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 890,348 -98 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 890,248 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 889,984 -264 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 888,684 -1,300 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 888,484 -200 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 888,384 -100 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 888,134 -250 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 888,048 -86 Electrovaya Inc. Common Shares Das Gupta, Bejoy 4 2021-01-22 10 1.79 887,948 -100 Element 29 Resources Common Shares Osmond, Richard 4 2021-01-21 10 0.43 10,000 Inc. Element 29 Resources Common Shares Osmond, Richard 4 2021-01-21 10 0.435 510,000 10,000 Inc. Eloro Resources Ltd. Common Shares Stone, Richard Gerald 4 2017-01-27 00 Eloro Resources Ltd. Common Shares Stone, Richard Gerald 4 2018-01-25 54 0.3 32,500 32,500 Eloro Resources Ltd. Options Stone, Richard Gerald 4 2020-06-10 50 175,000 25,000 Eloro Resources Ltd. Warrants Stone, Richard Gerald 4 2018-01-25 54 0.3 0 -32,500 Else Nutrition Holdings Common Shares Barash, Ofer Yonatan 4 2020-12-23 00 Inc. Else Nutrition Holdings Options Barash, Ofer Yonatan 4 2020-12-23 00 Inc. Else Nutrition Holdings Options Barash, Ofer Yonatan 4 2021-01-20 50 3.5 175,000 175,000 Inc.

Emergence Global Common Shares Thomas, Jeffery Allen 5 2020-12-21 00 Enterprises Inc. Class A (formerly Velocity Data Inc.) Emergence Global Common Shares Thomas, Jeffery Allen 5 2021-01-12 22 0.5 1,000,000 1,000,000 Enterprises Inc. Class A (formerly Velocity Data Inc.) Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-05 38 35.073 48,500 48,500 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-05 38 0 -48,500 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-06 38 35.223 37,700 37,700 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-06 38 0 -37,700 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-07 38 35.177 35,300 35,300 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-07 38 0 -35,300 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-08 38 35.543 30,000 30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-08 38 0 -30,000 Limited Class A

January 28, 2021 (2021), 44 OSCB 776

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-11 38 35.658 30,000 30,000 Limited Class A

Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-11 38 0 -30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-12 38 35.316 30,000 30,000 Limited Class A

Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-12 38 0 -30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-13 38 35.247 41,300 41,300 Limited Class A

Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-13 38 0 -41,300 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-14 38 35.45 30,000 30,000 Limited Class A

Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-14 38 0 -30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-15 38 35.8 30,000 30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-15 38 0 -30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-18 38 36.221 15,000 15,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-18 38 0 -15,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-19 38 35.831 30,000 30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-19 38 0 -30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-20 38 35.698 30,000 30,000 Limited Class A Empire Company Non-Voting Shares Empire Company Limited 1 2021-01-20 38 0 -30,000 Limited Class A Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-15 10 64 6,714,600 -5,500 Limited Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-18 10 63.5 6,713,000 -1,600 Limited Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-18 10 64 6,698,400 -14,600 Limited Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-19 10 64 6,690,000 -8,400 Limited Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-20 10 64 6,675,000 -15,000 Limited Enghouse Systems Common Shares Sadler, Stephen 3, 4, 5 2021-01-20 10 64.45 6,657,000 -18,000 Limited Enthusiast Gaming Common Shares Bernofsky, Eric 5 2020-12-31 47 533,564 -11,500 Holdings Inc. (formerly J55 Capital Corp.) Entree Resources Ltd. Common Shares LO, DUANE 5 2021-01-22 36 849,300 100,000 Entree Resources Ltd. Options LO, DUANE 5 2021-01-22 51 1,175,000 -100,000 EQ Inc. Common Shares Kathriarachchi, 5 2021-01-19 54 0.66 1,702,775 220,868 Kathriarachchige Don Kasun Dilshan Augustine EQ Inc. Warrants Kathriarachchi, 5 2021-01-19 54 0.66 0 -220,868 Kathriarachchige Don Kasun Dilshan Augustine EQ Inc. Common Shares Lobo, Vernon 4, 6 2021-01-19 54 0.66 2,574,058 395,432 EQ Inc. Common Shares Lobo, Vernon 4, 6 2021-01-19 54 0.66 2,958,637 349,749 EQ Inc. Warrants Lobo, Vernon 4, 6 2021-01-19 54 0.66 0 -395,432 EQ Inc. Warrants Lobo, Vernon 4, 6 2021-01-19 54 0.66 0 -349,749 EQ Inc. Common Shares Rotstein, Geoffrey 4, 5 2021-01-19 54 0.66 3,602,715 366,399 EQ Inc. Warrants Rotstein, Geoffrey 4, 5 2021-01-19 54 0.66 0 -366,399

January 28, 2021 (2021), 44 OSCB 777

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Equinox Gold Corp. Rights Restricted Bailie, Rhylin Pauline 5 2021-01-15 56 16,900 5,200 Share Units - Arkinstall Performance Based

Equinox Gold Corp. Rights Restricted Bailie, Rhylin Pauline 5 2021-01-15 56 14,500 5,200 Share Units - Time Arkinstall Based Equinox Gold Corp. Rights Restricted Beaty, Ross J. 4 2021-01-15 56 19,069 7,533 Share Units - Time Based

Equinox Gold Corp. Rights Restricted Belanger, Maryse 4 2021-01-15 56 11,391 6,294 Share Units - Time Based

Equinox Gold Corp. Rights Restricted Boggio, Lenard 4 2021-01-15 56 26,841 6,294 Share Units - Time Based

Equinox Gold Corp. Rights Restricted Breen, Timothy Graham 4 2021-01-15 56 18,907 6,294 Share Units - Time Based Equinox Gold Corp. Rights Restricted Campbell, Gordon 4 2021-01-15 56 15,907 6,294 Share Units - Time Based Equinox Gold Corp. Rights Restricted Clark, Wesley Kanne 4 2021-01-15 56 15,907 6,294 Share Units - Time Based Equinox Gold Corp. Rights Restricted D'Amici, Sebastian 5 2021-01-15 56 32,000 10,600 Share Units - Performance Based Equinox Gold Corp. Rights Restricted D'Amici, Sebastian 5 2021-01-15 56 27,200 10,600 Share Units - Time Based Equinox Gold Corp. Rights Restricted Eyre, Sally Louise 4 2021-01-15 56 7,464 6,294 Share Units - Time Based Equinox Gold Corp. Rights Restricted Hardie, Peter Jeremie 5 2021-01-15 56 55,800 22,300 Share Units - Performance Based Equinox Gold Corp. Rights Restricted Hardie, Peter Jeremie 5 2021-01-15 56 47,800 22,300 Share Units - Time Based

Equinox Gold Corp. Rights Restricted Heffernan, Robert Scott 5 2021-01-15 56 34,100 12,100 Share Units - Performance Based Equinox Gold Corp. Rights Restricted Heffernan, Robert Scott 5 2021-01-15 56 29,300 12,100 Share Units - Time Based Equinox Gold Corp. Rights Restricted Koval, Marshall 4 2021-01-15 56 21,907 6,294 Share Units - Time Based Equinox Gold Corp. Rights Restricted Milau, Christian 4, 5 2021-01-15 56 84,800 34,500 Share Units - Performance Based Equinox Gold Corp. Rights Restricted Milau, Christian 4, 5 2021-01-15 56 72,500 34,500 Share Units - Time Based Equinox Gold Corp. Rights Restricted Reddy, Doug 5 2021-01-15 56 42,200 22,200 Share Units - Performance Based Equinox Gold Corp. Rights Restricted Reddy, Doug 5 2021-01-15 56 34,200 22,200 Share Units - Time Based Equinox Gold Corp. Rights Restricted Toews, Susan Caroline 5 2021-01-15 56 30,680 10,900 Share Units - Performance Based

January 28, 2021 (2021), 44 OSCB 778

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Equinox Gold Corp. Rights Restricted Toews, Susan Caroline 5 2021-01-15 56 34,180 10,900 Share Units - Time Based

European Electric Common Shares European Bank for 3 2018-01-23 37 4,227,500 -38,047,500 Metals Inc. Reconstruction and Development European Electric Common Shares European Bank for 3 2020-09-03 37 422,750 -3,804,750 Metals Inc. Reconstruction and Development European Electric Common Shares European Bank for 3 2021-01-15 10 0.125 0 -422,750 Metals Inc. Reconstruction and Development EXFO Inc. (formerly Restricted Share Adam, Louis 5 2021-01-18 57 4.92 12,942 -1,100 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Adam, Louis 5 2021-01-18 57 4.92 11,692 -1,250 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Adam, Louis 5 2020-08-01 00 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Adam, Louis 5 2021-01-18 57 4.92 1,100 1,100 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Adam, Louis 5 2021-01-18 57 4.92 2,350 1,250 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Adam, Louis 5 2021-01-22 10 4.6919 1,250 -1,100 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Adam, Louis 5 2021-01-22 10 4.6919 0 -1,250 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Labarre, Jean-Luc 5 2021-01-18 57 4.92 13,176 -900 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Labarre, Jean-Luc 5 2021-01-18 57 4.92 12,076 -1,100 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Labarre, Jean-Luc 5 2021-01-18 57 4.92 5,667 900 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Labarre, Jean-Luc 5 2021-01-18 57 4.92 6,767 1,100 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Labarre, Jean-Luc 5 2021-01-22 10 4.6919 6,295 -472 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Labarre, Jean-Luc 5 2021-01-22 10 4.6919 5,720 -575 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Meske, Hans-Peter, Kurt 7 2021-01-18 57 4.92 11,000 -600 know as EXFO Electro- Units

January 28, 2021 (2021), 44 OSCB 779

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Meske, Hans-Peter, Kurt 7 2021-01-18 57 4.92 10,250 -750 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Meske, Hans-Peter, Kurt 7 2021-01-18 57 4.92 2,600 600 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Meske, Hans-Peter, Kurt 7 2021-01-18 57 4.92 3,350 750 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Meske, Hans-Peter, Kurt 7 2021-01-22 10 4.6919 2,750 -600 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Meske, Hans-Peter, Kurt 7 2021-01-22 10 4.6919 2,000 -750 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Ringuette, Benoit 5 2021-01-18 57 4.92 22,486 -1,250 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Ringuette, Benoit 5 2021-01-18 57 4.92 18,869 -3,617 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Ringuette, Benoit 5 2021-01-18 57 4.92 2,360 1,250 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Ringuette, Benoit 5 2021-01-18 57 4.92 5,977 3,617 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Ringuette, Benoit 5 2021-01-22 10 4.6919 5,324 -653 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Subordinate Voting Ringuette, Benoit 5 2021-01-22 10 4.6919 3,443 -1,881 know as EXFO Electro- Shares Optical Engineering Inc.) EXFO Inc. (formerly Performance Share Scheppke, Michael William 5 2021-01-20 56 4.76 25,032 968 know as EXFO Electro- Units Optical Engineering Inc.) EXFO Inc. (formerly Restricted Share Scheppke, Michael William 5 2021-01-20 56 4.76 78,959 968 know as EXFO Electro- Units Optical Engineering Inc.) Exploits Discovery Options Rodway, Nicholas Richard 6 2020-09-02 00 2,615,000 Corp. Exploits Discovery Options Rodway, Nicholas Richard 6 2020-10-14 50 0.57 2,715,000 100,000 Corp. Exro Technologies Inc. Common Shares Ozdemir, Sue 5 2021-01-14 10 4.05 8,237 -28,800 Exro Technologies Inc. Common Shares Ozdemir, Sue 5 2021-01-14 10 4.0103 -41,763 -50,000 Exro Technologies Inc. Common Shares Ozdemir, Sue 5 2021-01-18 51 0.25 37,037 78,800 Exro Technologies Inc. Options Ozdemir, Sue 5 2021-01-18 51 0.25 2,250,000 -78,800 Extendicare Inc. Rights - Bacon, David Eric 5 2020-12-31 30 109,723 7,668 Performance Share Units

January 28, 2021 (2021), 44 OSCB 780

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Extendicare Inc. Rights - Everson, Elaine E. 5 2020-12-31 30 45,335 3,233 Performance Share Units

Extendicare Inc. Rights - Guerriere, Michael Robert 4, 5 2020-12-31 30 235,245 16,745 Performance Share Units Extendicare Inc. Rights - Harris, Michael Andrew 7 2020-12-31 30 28,261 2,012 Performance Share Units

Extendicare Inc. Rights - Loder, Gary M. 7 2020-12-31 30 27,993 1,992 Performance Share Units

Extendicare Inc. Rights - Mir, Ali Mohammad 7 2020-12-31 30 44,035 3,166 Performance Share Units

Extendicare Inc. Rights - Mulcahy, Tracey Lynn 7 2020-12-31 30 24,601 1,754 Performance Share Units Extendicare Inc. Rights - Patel, Prakash Jayanti 7 2020-12-31 30 16,851 1,105 Performance Share Units Extendicare Inc. Rights - Sarauer, Leslie Jan 5 2020-12-31 30 22,353 1,466 Performance Share Units Extendicare Inc. Rights - Toffoletto, John 5 2020-12-31 30 26,823 1,759 Performance Share Units Extendicare Inc. Rights - TRENHOLM, MARK 7 2020-12-31 30 16,507 1,083 Performance Share Units Falcon Gold Corp. Common Shares Rayani, Karim 4 2021-01-14 15 0.12 4,561,000 400,000 Falcon Gold Corp. Warrants Rayani, Karim 4 2021-01-14 15 0.2 2,650,000 400,000 Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-18 10 0.21 855,000 -45,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-18 10 0.23 825,000 -30,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-20 10 0.24 795,000 -30,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-20 10 0.245 740,000 -55,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-20 10 0.25 705,000 -35,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-20 10 0.26 650,000 -55,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-20 10 0.25 620,000 -30,000 Alexander Far Resources Ltd. Common Shares Van Andel, Marius 8 2021-01-21 10 0.27 600,000 -20,000 Alexander Fidelity Minerals Corp. Common Shares Lions Bay Capital Inc. 3 2021-01-19 10 0.135 20,687,811 50,000 Fidelity Minerals Corp. Common Shares Lions Bay Capital Inc. 3 2021-01-21 10 0.14 20,737,811 50,000 Finning International Common Shares Amar, Juan Pablo 5 2020-12-31 30 20.54 27,092 3,351 Inc. Finning International Common Shares Boothman, Tant Michael 5 2020-12-31 30 19 6,491 900 Inc. Finning International Common Shares Cummings, David William 5 2020-12-31 30 17.74 87,475 3,301 Inc. Finning International Common Shares Damjanic Yutronic, Pedro 5 2020-12-31 30 20.54 18,702 3,226 Inc. Antonio Finning International Common Shares Gray, Cheryl Lynn 5 2020-12-31 30 18.52 3,547 1,803 Inc. Finning International Common Shares Guridi, Sebastian Tomas 5 2020-12-31 30 19.13 10,284 2,305 Inc.

January 28, 2021 (2021), 44 OSCB 781

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Finning International Common Shares Harrod, Darcy Joel 5 2020-12-31 30 18.36 9,024 944 Inc. Finning International Common Shares Hiley, Chad, Stephen 5 2020-12-31 30 17.86 11,276 2,809 Inc. Finning International Common Shares Hobson, Amanda Fern 5 2020-12-31 30 18.94 3,506 1,233 Inc.

Finning International Common Shares Hogg, Mark Stephen 5 2019-12-31 30 24.06 129 Inc. Finning International Common Shares Hogg, Mark Stephen 5 2019-12-31 30 24.06 494 183 Inc. Finning International Common Shares Hogg, Mark Stephen 5 2020-12-31 30 19.83 730 236 Inc. Finning International Common Shares Marks, Anna Pia 5 2020-12-31 30 18.4 27,046 2,835 Inc.

Finning International Common Shares Marks, Anna Pia 5 2020-12-31 99 27,047 1 Inc. Finning International Common Shares McCarthy, Michael James 5 2020-10-13 00 Inc. Finning International Common Shares McCarthy, Michael James 5 2020-12-31 30 25.46 143 143 Inc. Finning International Common Shares Murdoch, Heather Jane 5 2020-12-31 30 18.51 5,678 1,815 Inc. Finning International Common Shares Palaschuk, Gregory 5 2020-12-31 30 18.15 28,061 4,649 Inc. Finning International Common Shares Parkes, Kevin 5 2020-12-31 30 18.51 15,474 6,801 Inc. Finning International Common Shares Primrose, David Francis Neil 5 2020-12-31 30 19.51 30,705 864 Inc. Finning International Common Shares Thomson, Scott 5 2020-12-31 30 16.74 207,599 10,491 Inc. Firm Capital Apartment Trust Units Poklar, Sandy Ivan 4 2021-01-18 10 6.8 4,284 510 Real Estate Investment Trust (formerly, Firm Capital American Realty Partners Trust) Firm Capital Mortgage Common Shares Baril, Boris 5 2021-01-21 10 13.5 0 -5,000 Investment Corporation Firm Capital Property Units Poklar, Sandy Ivan 4, 5 2021-01-18 10 6.5 20,117 860 Trust First Majestic Silver Common Shares McCallum, Robert A. 4 2021-01-20 10 17.5 20,000 -10,000 Corp. First Mining Gold Corp. Common Shares Marshall, Andrew Colin 5 2021-01-20 10 0.415 29,500 First Mining Gold Corp. Common Shares Marshall, Andrew Colin 5 2021-01-20 10 0.415 229,500 29,500 First Mining Gold Corp. Common Shares Neumeyer, Keith 4 2021-01-20 10 0.4 14,980,313 1,000,000 First Mining Gold Corp. Common Shares Neumeyer, Keith 4 2021-01-21 10 0.41 15,005,313 25,000 First Mining Gold Corp. Common Shares Patel, Samir Devendra 5 2021-01-20 10 0.415 210,000 10,000 First Mining Gold Corp. Common Shares Wilton, Daniel William 4, 5 2021-01-20 10 1,350,000 100,000 Fortis Inc. Restricted Share Amaimo, Stephanie Ann 5 2021-01-20 59 52.36 1,115 -974 Units Fortune Minerals Options Clouter, Carl Lester 4 2021-01-12 50 1,474,000 400,000 Limited Fortune Minerals Options Koropchuk, Glen Edward 4, 5 2021-01-12 50 0.095 2,300,000 400,000 Limited Fortune Minerals Warrants Koropchuk, Glen Edward 4, 5 2017-12-08 55 0.25 0 -50,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-11 38 0.01 -140,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-11 10 0.1 692,571 -140,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-11 10 0.01 190,500 Limited

January 28, 2021 (2021), 44 OSCB 782

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-11 10 0.1 883,071 190,500 Limited

Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-20 10 0.01 70,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-20 10 0.1 953,071 70,000 Limited

Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-20 10 0.01 -59,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-20 10 0.1 894,071 -59,000 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-21 10 0.11 908,571 14,500 Limited Fortune Minerals Common Shares Ramsay, Yazmarr David 4 2021-01-22 10 0.115 1,033,571 125,000 Limited Fortune Minerals Options YURKOWSKI, EDWARD 4, 6 2021-01-12 50 0.095 1,175,000 500,000 Limited ALFRED FPX Nickel Corp. Common Shares McDonald, John Angus 4 2021-01-20 10 450,000 -10,000 (formerly First Point Minerals Corp.) Gallagher Security Options Bannerman, James Ramsey 4 2019-08-13 00 Corp. Gallagher Security Options Bannerman, James Ramsey 4 2021-01-13 50 0.13 200,000 200,000 Corp. Gambier Gold Corp. Common Shares Burns, Michael 4 2015-09-24 00 Gambier Gold Corp. Common Shares Burns, Michael 4 2020-12-22 16 0.15 166,880 166,880 Gambier Gold Corp. Warrants Burns, Michael 4 2015-09-24 00 Gambier Gold Corp. Warrants Burns, Michael 4 2020-12-22 53 0.2 83,840 83,840 Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-15 10 0.28 4,900,000 4,500 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-15 10 0.285 5,000,000 100,000 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-18 10 0.27 5,050,000 50,000 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-18 10 0.28 5,115,000 65,000 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-20 10 0.25 5,198,500 83,500 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-21 10 0.25 5,225,000 26,500 GmbH & Co KG Gambier Gold Corp. Common Shares Fruchtexpress Grabher 3 2021-01-21 10 0.25 5,234,000 9,000 GmbH & Co KG Gambier Gold Corp. Common Shares Vaudrin, Marc Rafael 4 2016-12-30 00 Hyacinthe Gambier Gold Corp. Common Shares Vaudrin, Marc Rafael 4 2020-12-22 16 0.15 100,000 100,000 Hyacinthe Gambier Gold Corp. Options Vaudrin, Marc Rafael 4 2016-12-30 00 Hyacinthe Gambier Gold Corp. Options Vaudrin, Marc Rafael 4 2018-01-11 50 0.2 150,000 150,000 Hyacinthe Gambier Gold Corp. Options Vaudrin, Marc Rafael 4 2020-09-17 50 0.15 481,875 331,875 Hyacinthe Gambier Gold Corp. Warrants Vaudrin, Marc Rafael 4 2016-12-30 00 Hyacinthe Gambier Gold Corp. Warrants Vaudrin, Marc Rafael 4 2020-12-22 53 0.2 50,000 50,000 Hyacinthe GameSquare Esports Options Atin, Aaron 5 2020-12-03 00 150,000 Inc. Genesis Land Options King, Lawrence Wayne 5 2021-01-18 52 0 -195,000 Development Corp. Genesis Land Options Sidhu, Parveshindera 5 2021-01-18 52 0 -195,000 Development Corp.

January 28, 2021 (2021), 44 OSCB 783

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Genesis Land Options Stefaniuk, Arnold Leslie 5 2021-01-18 52 0 -195,000 Development Corp.

Genesis Land Options STEWART, Iain 4 2021-01-18 52 0 -900,000 Development Corp. Genesis Land Options Whitwell, Brian John 5 2021-01-18 52 0 -195,000 Development Corp. GENIUS METALS INC. Common Shares Goulet, Guy 5 2021-01-19 10 0.197 1,920,186 36,000 GENIUS METALS INC. Common Shares Goulet, Guy 5 2021-01-20 10 0.197 1,946,186 26,000 GENIUS METALS INC. Common Shares Goulet, Guy 5 2021-01-21 10 0.198 1,948,186 2,000 Gensource Potash Common Shares Ferguson, Michael John 4, 5 2016-09-30 16 0.09 1,111,111 1,111,111 Corporation

Gensource Potash Common Shares Ferguson, Michael John 4, 5 2016-09-30 16 0.09 1,111,111 Corporation Gensource Potash Common Shares Martin, Paul Joseph 4 2014-05-09 16 0.05 300,000 300,000 Corporation

Gensource Potash Common Shares Martin, Paul Joseph 4 2014-05-15 16 0.05 300,000 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2013-06-10 00 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2014-05-09 16 300,000 300,000 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2016-04-26 11 800,000 500,000 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2016-04-26 10 0 -800,000 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2016-05-16 11 500,000 Corporation Gensource Potash Warrants Martin, Paul Joseph 4 2016-05-16 10 -800,000 Corporation Geodrill Limited Common Shares Bingham, Samuel John 4 2020-01-15 51 0.79 222,500 202,500 Geodrill Limited Options Bingham, Samuel John 4 2020-01-15 51 0.79 180,000 -202,500 GetSwift Technologies Options Cox, Susan 5 2021-01-05 00 Limited GetSwift Technologies Options Cox, Susan 5 2021-01-13 36 0.8 35,714 35,714 Limited GetSwift Technologies Options Hunter, Bane 4, 5 2021-01-05 00 Limited GetSwift Technologies Options Hunter, Bane 4, 5 2021-01-13 36 0.8 238,095 238,095 Limited GetSwift Technologies Options Hunter, Bane 4, 5 2021-01-13 36 1 476,190 238,095 Limited GetSwift Technologies Options Hunter, Bane 4, 5 2021-01-13 36 1.2 714,285 238,095 Limited GetSwift Technologies Options Hunter, Bane 4, 5 2021-01-13 36 0.4965 785,714 71,429 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 90 4,059,622 4,059,622 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 36 7,366,764 7,366,764 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 90 3,307,142 -4,059,622 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 11 449,999 -2,857,143 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited

January 28, 2021 (2021), 44 OSCB 784

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 90 4,059,622 Limited

GetSwift Technologies Common Shares Macdonald, Joel 3, 4, 5 2021-01-13 90 4,059,622 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited

GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited

GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 90 142,857 Limited

GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 36 0.8 47,619 47,619 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 36 1 95,238 47,619 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 36 1.2 142,857 47,619 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 90 0 -142,857 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-05 00 Limited GetSwift Technologies Options Macdonald, Joel 3, 4, 5 2021-01-13 90 142,857 142,857 Limited GFG Resources Inc. Common Shares Booth, Brian 4 2019-08-01 00 GFG Resources Inc. Common Shares Booth, Brian 4 2021-01-15 10 0.165 50,000 50,000 Giyani Metals Corp. Common Shares Hartman, Derk 5 2021-01-18 00 900,000 Giyani Metals Corp. Options Hartman, Derk 5 2021-01-18 00 750,000 Giyani Metals Corp. Warrants Hartman, Derk 5 2021-01-18 00 330,000 Global Atomic Warrants Lehari, Rein Arnold 5 2017-12-22 37 19,518 Corporation Global Atomic Warrants Lehari, Rein Arnold 5 2017-12-22 37 19,518 Corporation Global Atomic Common Shares Roman, Stephen G. 4, 5 2021-01-14 54 0.85 176,909 50,000 Corporation Global Atomic Warrants Roman, Stephen G. 4, 5 2021-01-14 54 0.85 0 -50,000 Corporation

Global Cannabis Common Shares Gelbendorf, Hanan 5 2021-01-19 11 3,929,091 -250,000 Applications Corp. Global Innovation Trust Units Global Innovation Dividend 1 2021-01-21 38 15.053 1,207,400 700 Dividend Fund Fund Global Li-Ion Graphite Common Shares Walsh, Jason 4 2021-01-20 10 0.14 2,146,523 25,000 Corp. Global Li-Ion Graphite Common Shares Walsh, Jason 4 2021-01-20 10 0.15 2,171,523 25,000 Corp. Global Real Estate & E- Trust Units Global Real Estate & E- 1 2021-01-20 38 14.715 663,100 200 Commerce Dividend Commerce Dividend Fund Fund GLOBAL UAV Common Shares Male, Andrew 4 2021-01-20 10 0.07 0 -280,000 TECHNOLOGIES LTD. GLOBAL UAV Common Shares Rogers, James 4 2021-01-20 10 0.07 204,223 -518,000 TECHNOLOGIES LTD. GLOBAL UAV Common Shares Rogers, James 4 2021-01-21 10 0.07 0 -204,223 TECHNOLOGIES LTD. Global Wellness Options Hodgson, Eugene 4 2021-01-22 37 37,500 -112,500 Strategies Inc.(formerly Redfund Capital Corp.) Global Wellness Options Ireton, Mark 4 2021-01-22 37 37,500 -112,500 Strategies Inc.(formerly Redfund Capital Corp.)

January 28, 2021 (2021), 44 OSCB 785

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Global Wellness Common Shares Kott, Meris 4, 5 2021-01-22 37 1,854,859 -5,564,579 Strategies Inc.(formerly Redfund Capital Corp.)

Global Wellness Common Shares Kott, Meris 4, 5 2021-01-22 37 1,176,000 -3,528,000 Strategies Inc.(formerly Redfund Capital Corp.) Global Wellness Options Kott, Meris 4, 5 2021-01-22 37 68,750 -206,250 Strategies Inc.(formerly Redfund Capital Corp.)

Global Wellness Options Perry Jr., Lindsey 4 2021-01-22 37 25,000 -75,000 Strategies Inc.(formerly Redfund Capital Corp.) GlobeX Data Ltd. Common Shares Davis, Scott 5 2021-01-18 16 0.12 670,000 167,000 GlobeX Data Ltd. Common Shares Davis, Scott 5 2021-01-20 54 0.13 720,000 50,000 GlobeX Data Ltd. Warrants Davis, Scott 5 2021-01-18 53 0.15 422,000 167,000 GlobeX Data Ltd. Warrants Davis, Scott 5 2021-01-20 54 0.13 372,000 -50,000 GlobeX Data Ltd. Common Shares Ghiai Chamlou, Alain Mehdi 4, 5 2021-01-15 16 0.12 26,816,556 350,355 GlobeX Data Ltd. Common Shares Ghiai Chamlou, Alain Mehdi 4, 5 2021-01-21 10 0.22 26,826,556 10,000 Golcap Resources Common Shares Alevras, John 3 2021-01-18 11 1,708,250 -1,100,000 Corp. Golcap Resources Common Shares Slater, Edwin Alexander 3 2021-01-18 11 1,733,333 -400,000 Corp. Gold Mountain Mining Options Bayer, Alex 5 2021-01-14 56 480,000 80,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Carlson, Gerald George 4 2021-01-14 50 0.9 170,000 45,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Carlson, Gerald George 4 2021-01-14 56 195,000 25,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Carlson, Grant 5 2021-01-14 56 80,000 Corp. (formerly Freeform Capital Partners Inc.)

Gold Mountain Mining Options Carlson, Grant 5 2021-01-14 56 320,000 80,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Jones, Howard 4 2021-01-14 56 96,818 40,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Jones, Howard 4 2021-01-14 50 160,568 63,750 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Minty, Keith Charles 4 2021-01-14 56 65,000 25,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Minty, Keith Charles 4 2021-01-14 50 110,000 45,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Smith, Kevin 5 2021-01-14 56 210,910 120,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Steele, Blake Albert 4 2021-01-14 50 0.9 377,890 63,750 Corp. (formerly

January 28, 2021 (2021), 44 OSCB 786

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Freeform Capital Partners Inc.)

Gold Mountain Mining Options Steele, Blake Albert 4 2021-01-14 56 417,890 40,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Tafel, David Geophry 4 2019-08-30 00 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Tafel, David Geophry 4 2021-01-14 50 0.9 45,000 45,000 Corp. (formerly Freeform Capital Partners Inc.)

Gold Mountain Mining Options Tafel, David Geophry 4 2021-01-14 56 70,000 25,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Woo, Ronald 5 2020-12-23 00 Corp. (formerly Freeform Capital Partners Inc.) Gold Mountain Mining Options Woo, Ronald 5 2021-01-14 56 80,000 80,000 Corp. (formerly Freeform Capital Partners Inc.) Gold Standard Options Strauss, James Digby 4 2020-12-11 51 0.73 250,000 Ventures Corp. Ronald Gold Standard Options Strauss, James Digby 4 2020-12-11 51 0.73 383,309 -250,000 Ventures Corp. Ronald Gold Terra Resource Common Shares Panneton, Gerald 5 2021-01-15 10 0.27 1,259,500 9,500 Corp. Gold Terra Resource Common Shares Panneton, Gerald 5 2021-01-18 10 0.27 1,270,000 10,500 Corp. Golden Leaf Holdings Common Shares Marchington, Andrew 5 2020-09-07 00 Ltd. Charles Golden Leaf Holdings Common Shares Marchington, Andrew 5 2021-01-18 16 0.05 1,500,000 1,500,000 Ltd. Charles Golden Leaf Holdings Warrants Marchington, Andrew 5 2020-09-07 00 Ltd. Charles

Golden Leaf Holdings Warrants Marchington, Andrew 5 2021-01-18 16 1,500,000 1,500,000 Ltd. Charles Golden Leaf Holdings Common Shares McKnight, Robert Buchner, 4 2017-07-19 00 Ltd. Jr. Golden Leaf Holdings Common Shares McKnight, Robert Buchner, 4 2021-01-18 16 0.05 256,000 Ltd. Jr. Golden Leaf Holdings Common Shares McKnight, Robert Buchner, 4 2021-01-18 16 0.05 256,000 Ltd. Jr. Golden Leaf Holdings Common Shares McKnight, Robert Buchner, 4 2021-01-18 16 0.05 512,000 512,000 Ltd. Jr. Golden Leaf Holdings Warrants McKnight, Robert Buchner, 4 2017-07-19 00 Ltd. Jr. Golden Leaf Holdings Warrants McKnight, Robert Buchner, 4 2021-01-18 16 256,000 Ltd. Jr. Golden Leaf Holdings Warrants McKnight, Robert Buchner, 4 2021-01-18 16 256,000 Ltd. Jr. Golden Leaf Holdings Warrants McKnight, Robert Buchner, 4 2021-01-18 16 512,000 512,000 Ltd. Jr. Golden Leaf Holdings Common Shares Miller, Karl Rickard, Jr. 4 2021-01-18 16 0.05 7,301,477 6,350,000 Ltd. Golden Leaf Holdings Warrants Miller, Karl Rickard, Jr. 4 2018-04-09 00 Ltd. Golden Leaf Holdings Warrants Miller, Karl Rickard, Jr. 4 2021-01-18 16 6,350,000 6,350,000 Ltd.

January 28, 2021 (2021), 44 OSCB 787

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Golden Leaf Holdings Common Shares Varghese, John 4, 5 2021-01-18 16 0.05 28,936,857 1,500,000 Ltd.

Golden Leaf Holdings Warrants Varghese, John 4, 5 2021-01-18 16 2,072,250 1,500,000 Ltd. Golden Leaf Holdings Common Shares Winch, Alexander David 4 2021-01-18 16 0.05 2,578,560 578,560 Ltd. Golden Leaf Holdings Common Shares Winch, Alexander David 4 2021-01-18 16 0.05 5,911,893 3,333,333 Ltd.

Golden Leaf Holdings Warrants Winch, Alexander David 4 2016-10-03 00 Ltd.

Golden Leaf Holdings Warrants Winch, Alexander David 4 2021-01-18 16 578,560 578,560 Ltd.

Golden Leaf Holdings Warrants Winch, Alexander David 4 2021-01-18 16 3,911,893 3,333,333 Ltd. Golden Leaf Holdings Common Shares Yapp, Jeffrey Brooks 4, 5 2021-01-18 16 0.05 30,930,500 4,000,000 Ltd. Golden Leaf Holdings Warrants Yapp, Jeffrey Brooks 4, 5 2018-09-06 00 Ltd. Golden Leaf Holdings Warrants Yapp, Jeffrey Brooks 4, 5 2021-01-18 16 4,000,000 4,000,000 Ltd. Golden Star Resources Deferred Share BAKER, TIMOTHY CLIVE 4 2021-01-18 56 413,897 6,612 Ltd. Units Golden Star Resources Deferred Share Clausen, Gilmour 4 2021-01-18 56 91,171 4,546 Ltd. Units Golden Star Resources Deferred Share Dhir, Anu 4 2021-01-18 56 176,054 3,306 Ltd. Units Golden Star Resources Deferred Share Doyle, Robert Emmet 4 2021-01-18 56 331,554 3,306 Ltd. Units Golden Star Resources Deferred Share Markova, Ani Andreeva 4 2021-01-18 56 22,899 3,802 Ltd. Units Golden Star Resources Deferred Share Nasr, Karim Michel 4 2021-01-18 56 68,390 8,265 Ltd. Units Golden Star Resources Deferred Share Nelsen, Craig Joseph 4 2021-01-18 56 107,806 3,306 Ltd. Units Golden Star Resources Deferred Share Quartey, Mona Helen Kabuki 4 2021-01-18 56 77,117 4,546 Ltd. Units GoldQuest Mining Options Mercedes, Felix Maria 5 2021-01-22 50 0.36 802,500 200,000 Corp. GoldQuest Mining Options Robertson, Paul Harold 5 2021-01-22 50 0.36 1,765,000 150,000 Corp. Goodfood Market Corp. Common Shares Awada, Mohammed 5 2021-01-14 51 2.01 61,533 57,533 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Common Shares Awada, Mohammed 5 2021-01-14 51 2.56 72,765 11,232 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Common Shares Awada, Mohammed 5 2021-01-14 51 3.04 81,056 8,291 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Common Shares Awada, Mohammed 5 2021-01-14 51 3.45 169,000 87,944 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Common Shares Awada, Mohammed 5 2021-01-14 10 12.95 4,000 -165,000 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Options Awada, Mohammed 5 2021-01-14 51 2.01 291,590 -57,533 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Options Awada, Mohammed 5 2021-01-14 51 2.56 280,358 -11,232 (formerly Mira VII Acquisition Corp.)

January 28, 2021 (2021), 44 OSCB 788

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Goodfood Market Corp. Options Awada, Mohammed 5 2021-01-14 51 3.04 272,067 -8,291 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Options Awada, Mohammed 5 2021-01-14 51 3.45 184,123 -87,944 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Rights Restricted Jubinville, Nadia 5 2021-01-18 00 11,423 (formerly Mira VII Share Units (RSU) Acquisition Corp.) Goodfood Market Corp. Common Shares Olds, Donald John 4 2021-01-14 51 1.56 82,500 20,000 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Common Shares Olds, Donald John 4 2021-01-14 10 13.189 62,500 -20,000 (formerly Mira VII Acquisition Corp.) Goodfood Market Corp. Options Olds, Donald John 4 2021-01-14 51 1.56 64,729 -20,000 (formerly Mira VII Acquisition Corp.) GPM Metals Inc. Options Sheridan, Patrick John 3 2020-03-02 52 0 -500,000 GR SILVER MINING Options Bailey, Blaine 5 2021-01-21 50 0.74 1,073,945 250,000 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Common Shares CATCHPOLE, HONZA 5 2021-01-21 00 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Options CATCHPOLE, HONZA 5 2021-01-21 00 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Options CATCHPOLE, HONZA 5 2021-01-21 50 0.74 500,000 500,000 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Warrants CATCHPOLE, HONZA 5 2021-01-21 00 LTD. (formerly: Goldplay Exploration Ltd.)

GR SILVER MINING Options DeMichele, Luigi Gino 4 2021-01-21 50 825,698 125,000 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Options woolfe, trevor ian 5 2021-01-21 50 560,000 75,000 LTD. (formerly: Goldplay Exploration Ltd.) GR SILVER MINING Options Zaunscherb, Eric 4 2021-01-21 50 475,000 125,000 LTD. (formerly: Goldplay Exploration Ltd.) Gran Tierra Energy Inc. Common Shares Ellson, Ryan Paul 5 2021-01-21 30 0.52 156,769 5,366 Gran Tierra Energy Inc. Common Shares Evans, Jim Randall 5 2021-01-21 30 0.52 62,405 2,367 Gran Tierra Energy Inc. Common Shares Guidry, Gary Stephen 4, 5 2021-01-21 30 0.52 236,125 7,576 Gran Tierra Energy Inc. Common Shares Mah, Glen 5 2021-01-21 30 0.66 17,137 758 Gran Tierra Energy Inc. Common Shares Trimble, Rodger Derrick 5 2021-01-21 30 0.52 110,661 3,788 Grande West Common Shares LaGourgue, John 4 2021-01-20 51 0.58 505,526 150,000 Transportation Group Inc. Grande West Options LaGourgue, John 4 2021-01-20 51 0.58 200,000 -150,000 Transportation Group Inc. Grande West Common Shares Leskewich, Jonathan 5 2021-01-15 10 3.08 229,000 -200 Transportation Group Inc.

January 28, 2021 (2021), 44 OSCB 789

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Granite REIT Inc. Deferred Share Aghar, Peter 4 2021-01-15 35 76.22 10,813 28 Units Granite REIT Inc. Deferred Share Daal, Remco 4 2021-01-15 35 76.22 9,519 25 Units Granite REIT Inc. Performance Share Gorrie, Kevan Stuart 4, 5 2021-01-15 35 76.22 34,989 88 Units Granite REIT Inc. Restricted Share Gorrie, Kevan Stuart 4, 5 2021-01-15 35 76.22 32,518 95 Units Granite REIT Inc. Deferred Share Grodner, Fern Phyllis 4 2021-01-15 35 76.22 3,293 5 Units Granite REIT Inc. Performance Share KUMER, LORNE 5 2021-01-15 35 76.22 10,373 23 Units Granite REIT Inc. Restricted Share KUMER, LORNE 5 2021-01-15 35 76.22 12,593 35 Units Granite REIT Inc. Deferred Share Marshall, Kelly John 4 2021-01-15 35 76.22 13,804 36 Units Granite REIT Inc. Deferred Share Mawani, Al 4 2021-01-15 35 76.22 10,513 31 Units Granite REIT Inc. Deferred Share Miller, Gerald 4 2021-01-15 35 76.22 13,081 40 Units Granite REIT Inc. Deferred Share Murray, Sheila A. 4 2021-01-15 35 76.22 4,599 9 Units Granite REIT Inc. Performance Share Neto, Teresa 5 2021-01-15 35 76.22 8,039 15 Units Granite REIT Inc. Restricted Share Neto, Teresa 5 2021-01-15 35 76.22 9,299 24 Units Granite REIT Inc. Performance Share Ramparas, Michael Anthony 5 2021-01-15 35 76.22 7,574 14 Units Granite REIT Inc. Restricted Share Ramparas, Michael Anthony 5 2021-01-15 35 76.22 7,296 18 Units Granite REIT Inc. Deferred Share Warren, Edna Jennifer 4 2021-01-15 35 76.22 6,682 16 Units Graph Blockchain Inc. Options Haber, Paul 4 2021-01-18 50 5,000,000 2,000,000 (formerly, Reg Technologies Inc.) Gratomic Inc. (formerly Common Shares Luke, Walter 4 2021-01-12 10 0.6 438,508 -180,000 CKR Carbon Corporation)

Gratomic Inc. (formerly Common Shares Luke, Walter 4 2021-01-18 10 0.2176 177,492 CKR Carbon Corporation) Gratomic Inc. (formerly Common Shares Luke, Walter 4 2021-01-18 10 0.15 616,000 177,492 CKR Carbon Corporation) Gratomic Inc. (formerly Options Luke, Walter 4 2021-01-18 51 0.2176 -177,492 CKR Carbon Corporation) Gratomic Inc. (formerly Options Luke, Walter 4 2021-01-18 51 0.15 0 -177,492 CKR Carbon Corporation) Great Canadian Common Shares Gwozd, Darren John 5 2020-12-31 30 27.077 2,599 634 Gaming Corporation Alexander Great Canadian Common Shares Lieuwen, Andrea Nicole 5 2020-12-31 30 26.793 6,540 288 Gaming Corporation Great Canadian Common Shares Urquhart, Ronald David 5 2020-12-31 30 27.325 971 449 Gaming Corporation Great Panther Mining Common Shares Henderson, Robert 4, 5 2021-01-19 10 1.005 59,500 2,000 Limited Great Panther Mining Common Shares Henderson, Robert 4, 5 2021-01-19 10 1.01 75,000 15,500 Limited Great Panther Mining Common Shares Henderson, Robert 4, 5 2021-01-19 10 1.02 80,500 5,500 Limited

January 28, 2021 (2021), 44 OSCB 790

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Great Panther Mining Options Webber, Shannon Dawn 5 2020-07-20 00 Limited Great Panther Mining Options Webber, Shannon Dawn 5 2021-01-18 50 1.01 27,551 27,551 Limited Great Panther Mining Restricted Share Webber, Shannon Dawn 5 2020-07-20 00 Limited Units Great Panther Mining Restricted Share Webber, Shannon Dawn 5 2021-01-18 56 1.01 12,272 12,272 Limited Units Grown Rogue Common Shares Strickler, J. Obie 3, 4, 5 2021-01-14 10 0.105 29,418,766 37,500 International Inc. H2O INNOVATION Common Shares Investissement Québec 3 2021-01-18 10 3.0002 7,955,925 -4,000,000 INC. Halo Labs Inc. (formerly Common Shares Sidhu, Kiranjit Singh 4 2021-01-18 10 0.11 6,166,037 20,000 Apogee Opportunities Inc.) Hapbee Technologies, Subordinate Voting DZISIAK, ROBERT 4 2021-01-15 10 0.68 287,000 -7,000 Inc. Shares MICHAEL Hapbee Technologies, Subordinate Voting DZISIAK, ROBERT 4 2021-01-18 10 0.68 285,000 -2,000 Inc. Shares MICHAEL Hapbee Technologies, Subordinate Voting DZISIAK, ROBERT 4 2021-01-18 10 0.65 281,250 -3,750 Inc. Shares MICHAEL Hemisphere Energy Common Shares O'Sullivan, Charles Noel 4, 5 2021-01-18 51 0.08 1,136,100 75,000 Corporation Hemisphere Energy Common Shares O'Sullivan, Charles Noel 4, 5 2021-01-18 11 0.08 1,061,100 -75,000 Corporation Hemisphere Energy Options O'Sullivan, Charles Noel 4, 5 2021-01-18 51 0.08 225,000 -75,000 Corporation Hemisphere Energy Common Shares SIMMONS, DON 5 2021-01-13 51 0.08 2,355,000 250,000 Corporation Hemisphere Energy Options SIMMONS, DON 5 2021-01-13 51 0.08 925,000 -250,000 Corporation Hemlo Explorers Inc. Common Shares Howlett, Brian 4, 5 2021-01-19 10 0.83 123,000 1,000 (Formerly, Canadian Orebodies Inc.) Hempfusion Wellness Common Shares Doherty, David 4 2020-12-18 00 800,000 Inc. Hempfusion Wellness Common Shares Fox, Gordon Howard 4 2020-12-18 00 Inc. Heritage Cannabis Common Shares Sharples, Clint 4 2021-01-19 46 0.0935 1,623,811 1,282,811 Holdings Corp. (formerly Umbral Energy Corp.) Heritage Cannabis Common Shares Spooner, Christopher Roy 5 2018-10-17 00 Holdings Corp. (formerly Umbral Energy Corp.) Heritage Cannabis Common Shares Spooner, Christopher Roy 5 2021-01-15 57 313,631 313,631 Holdings Corp. (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Spooner, Christopher Roy 5 2018-10-17 00 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Spooner, Christopher Roy 5 2021-01-15 56 313,631 313,631 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Spooner, Christopher Roy 5 2021-01-15 57 0 -313,631 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Common Shares Staley, Graeme Loyal 4 2021-01-15 57 6,931,437 264,770 Holdings Corp.

January 28, 2021 (2021), 44 OSCB 791

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings (formerly Umbral Energy Corp.)

Heritage Cannabis Rights Restricted Staley, Graeme Loyal 4 2018-12-18 00 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Staley, Graeme Loyal 4 2021-01-15 56 264,770 264,770 Holdings Corp. Share Units (formerly Umbral Energy Corp.)

Heritage Cannabis Rights Restricted Staley, Graeme Loyal 4 2021-01-15 57 0 -264,770 Holdings Corp. Share Units (formerly Umbral Energy Corp.)

Heritage Cannabis Common Shares Ziraldo, Donald 4 2021-01-15 57 1,895,775 820,953 Holdings Corp. (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Ziraldo, Donald 4 2019-02-08 00 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Ziraldo, Donald 4 2021-01-15 56 820,953 820,953 Holdings Corp. Share Units (formerly Umbral Energy Corp.) Heritage Cannabis Rights Restricted Ziraldo, Donald 4 2021-01-15 57 0 -820,953 Holdings Corp. Share Units (formerly Umbral Energy Corp.) HI HO SILVER Common Shares Jorgenson, Dennis 4 2021-01-21 10 0.0366 331,000 -300,000 RESOURCES INC. HI HO SILVER Common Shares Jorgenson, Steve 5 2021-01-21 10 0.027 480,000 -200,000 RESOURCES INC. High Arctic Energy Rights Deferred Shmitt, Ember Willow Marie 4 2021-01-06 56 59,508 6,098 Services Inc. Share Units High Tide Inc. Options Sinclair, Christian 4 2020-11-25 50 0.2 1,103,000 1,000,000 Hill Street Beverage Common Shares Sawatzky, Rudy 3, 7 2020-12-31 54 21,797,855 1,000,000 Company Inc. (formerly Avanco Capital Corp.)

Hill Street Beverage Warrants Sawatzky, Rudy 3, 7 2020-12-31 54 22,333,333 -1,000,000 Company Inc. (formerly Avanco Capital Corp.) Hillcrest Petroleum Ltd. Common Shares Currie, Donald James 4, 5 2021-01-18 16 0.05 11,869,813 1,500,000 Hillcrest Petroleum Ltd. Common Shares Milne, Thomas George 4 2021-01-20 90 833,333 550,000 Hudbay Minerals Inc. Rights Deferred Banducci, Carol 4 2021-01-15 56 128,261 6,542 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Gonzales, Igor 4 2021-01-15 56 95,360 3,290 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Howes, Richard Allan 4 2021-01-15 56 66,621 5,684 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Kavanagh, Sarah Baldwin 4 2021-01-15 56 95,360 3,290 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Knickel, Carin Shirley 4 2021-01-15 56 184,836 6,250 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Lang, Stephen A. 4 2021-01-15 56 56,550 6,151 (formerly HudBay Share Units Minerals Inc.)

January 28, 2021 (2021), 44 OSCB 792

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Hudbay Minerals Inc. Rights Deferred MUNIZ QUINTANILLA, 4 2021-01-15 56 35,354 3,280 (formerly HudBay Share Units DANIEL Minerals Inc.)

Hudbay Minerals Inc. Rights Deferred Osborne, Colin 4 2021-01-15 56 106,232 6,391 (formerly HudBay Share Units Minerals Inc.) Hudbay Minerals Inc. Rights Deferred Smith, David 4 2021-01-15 56 35,354 3,280 (formerly HudBay Share Units Minerals Inc.) Hunter Technology Common Shares Ghertsos, Konstantino 4 2021-01-20 11 0.133 0 -806,400 Corp. (formerly, Hunter Oil Corp.) Hydro One Limited Common Shares Bowness, Brad Mitchell 5 2020-12-31 30 27.18 1,520 1,063 Hydro One Limited Common Shares Bowness, Brad Mitchell 5 2020-12-31 30 26.38 1,556 36

Hydro One Limited Common Shares Fitzsimmons, Jason Kells 5 2019-12-31 30 22.124 108 Hydro One Limited Common Shares Fitzsimmons, Jason Kells 5 2019-12-31 30 22.421 8,003 191 Hydro One Limited Common Shares Fitzsimmons, Jason Kells 5 2020-12-31 30 27.18 9,434 1,248 Hydro One Limited Common Shares Fitzsimmons, Jason Kells 5 2020-12-31 30 26.38 9,720 286 Hydro One Limited Common Shares Garzouzi, Lyla 5 2020-12-31 30 29.16 3,459 163 Hydro One Limited Common Shares Harricks, Paul Hugh 5 2020-12-31 30 27.26 625 625 Hydro One Limited Common Shares Harricks, Paul Hugh 5 2020-12-31 30 27.5 630 5 Hydro One Limited Common Shares Lebeter, David Leonard 5 2020-12-31 30 28.76 29 29 Hydro One Limited Common Shares Lopez, Christopher Felix 5 2019-12-31 97 25.08 2,456 Hydro One Limited Common Shares Lopez, Christopher Felix 5 2019-12-31 97 25.08 6,235 -2,267 Hydro One Limited Common Shares Lopez, Christopher Felix 5 2020-12-31 30 27.18 14,945 1,349 Hydro One Limited Common Shares Lopez, Christopher Felix 5 2020-12-31 30 26.62 15,380 435 Hydro One Limited Rights (Deferred Lopez, Christopher Felix 5 2020-12-31 30 26.14 29,324 1,131 Share Units) Hydro One Limited Rights (PSU) Lopez, Christopher Felix 5 2020-12-31 30 26.14 1,687 330 Hydro One Limited Rights (RSU) Lopez, Christopher Felix 5 2020-12-31 30 26.14 5,844 220 Hydro One Limited Common Shares Poweska, Mark John 5 2020-12-31 30 27.18 1,865 1,687 Hydro One Limited Common Shares Poweska, Mark John 5 2020-12-31 30 26.38 1,891 26 Imagin Medical Inc. Warrants Vacha, John Francis 4, 5 2020-11-09 53 0.67 47,287 37,500 Imagin Medical Inc. Warrants Vacha, John Francis 4, 5 2020-11-09 53 0.76 84,787 37,500 ImagineAR Inc. Common Shares Inwentash, Sheldon 4, 6 2021-01-15 10 0.2031 959,810 50,000 ImagineAR Inc. Common Shares Inwentash, Sheldon 4, 6 2021-01-15 10 0.2075 1,059,810 100,000 ImagineAR Inc. Common Shares Inwentash, Sheldon 4, 6 2021-01-18 10 0.215 1,109,810 50,000 ImagineAR Inc. Common Shares Inwentash, Sheldon 4, 6 2021-01-19 10 0.225 1,159,810 50,000 IMC International Common Shares Naas, Chris 4, 5 2020-12-17 00 257,664 Mining Corp. IMC International Common Shares Naas, Chris 4, 5 2020-12-17 00 706,324 Mining Corp. iMining Blockchain and Common Shares Arca, Gary Vittorio 4, 5 2018-04-23 90 592,533 -220,000 Cryptocurrency Inc. iMining Blockchain and Common Shares Arca, Gary Vittorio 4, 5 2020-02-11 90 765,283 -302,000 Cryptocurrency Inc. iMining Blockchain and Common Shares Arca, Gary Vittorio 4, 5 2018-04-23 90 351,333 220,000 Cryptocurrency Inc. iMining Blockchain and Common Shares Arca, Gary Vittorio 4, 5 2020-02-11 90 753,333 302,000 Cryptocurrency Inc. IMPACT Silver Corp. Options Davidson, Frederick William 4, 6, 5 2021-01-18 50 0.9 1,280,000 300,000 IMPACT Silver Corp. Common Shares GORZYNSKI, George Arthur 4 2021-01-18 10 0.91 187,000 -50,000 IMPACT Silver Corp. Common Shares GORZYNSKI, George Arthur 4 2021-01-18 30 118500 305,500 118,500 IMPACT Silver Corp. Options GORZYNSKI, George Arthur 4 2021-01-19 50 0.9 1,150,000 300,000 IMPACT Silver Corp. Warrants GORZYNSKI, George Arthur 4 2021-01-18 54 0.35 118,500 -118,500 IMPACT Silver Corp. Common Shares lishman, robert william 4 2021-01-15 11 0.35 175,000 35,000 IMPACT Silver Corp. Options lishman, robert william 4 2021-01-18 50 200,000 100,000 IMPACT Silver Corp. Options Mazur, Richard James 4 2021-01-18 50 0.9 650,000 100,000

January 28, 2021 (2021), 44 OSCB 793

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings IMPACT Silver Corp. Common Shares TANAKA, VICTOR AKIRA 4 2021-01-18 54 0.35 75,000 25,000 IMPACT Silver Corp. Options TANAKA, VICTOR AKIRA 4 2021-01-20 50 0.9 575,000 100,000 IMPACT Silver Corp. Warrants TANAKA, VICTOR AKIRA 4 2021-01-18 54 0.35 0 -25,000 IMPACT Silver Corp. Options Tredger, Peter N. 4 2021-01-18 50 400,000 100,000 Imperial Metals Common Shares Parsons, Donald Frazer 5 2021-01-21 10 4.7494 158,815 -5,000 Corporation Imperial Metals Common Shares Thompson, Randall 5 2021-01-13 30 3.06 17,351 1,354 Corporation IMV Inc. Options Labbé, Pierre 5 2021-01-19 50 4.34 437,500 62,500 IMV Inc. Common Shares Ors, Frederic 4 2021-01-21 51 2.368 284,907 51,555 IMV Inc. Options Ors, Frederic 4 2021-01-19 50 4.34 846,875 175,000 IMV Inc. Options Ors, Frederic 4 2021-01-21 51 2.368 737,500 -109,375 IMV Inc. Options Schindler, Joanne Elizabeth 5 2021-01-19 50 4.34 162,500 62,500 Sarah

Indiva Limited Common Shares Markin Petroleums Ltd. 3 2020-12-29 00 6,682,333 Indiva Limited Common Shares Markin Petroleums Ltd. 3 2020-12-29 10 0.2589 8,568,666 1,886,333 Indiva Limited Warrants Markin Petroleums Ltd. 3 2020-12-29 00 3,333,333 Indiva Limited Common Shares Yersh, James 4 2017-12-13 00 Indiva Limited Common Shares Yersh, James 4 2021-01-15 10 0.44 7,0007,000 INDVR Brands Inc. Subordinate Voting Nathoo, Alnoor 4 2021-01-19 10 0.11 7,312,000 20,000 (formerly, Cannabis Shares Class "A" One Holdings Inc.) subordinate voting shares Infinite Ore Corp. Options Jacob, Gerhard 4 2017-04-26 00 Infinite Ore Corp. Options Jacob, Gerhard 4 2020-12-08 50 300,000 300,000 Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-03-31 56 5.5851 2,149 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-03-31 56 5.3817 4,194 2,230 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-04-15 56 5.781 26 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-04-15 56 5.781 4,221 27 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-05-15 56 6.2837 31 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-05-15 56 6.2837 4,253 32 Investment Trust Units

Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-05-22 56 5.5851 1,790 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-06-15 56 7.6019 26 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-06-15 56 7.6019 7,008 27 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-07-15 56 7.6617 47 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2020-07-15 56 7.6617 9,459 48 Investment Trust Units Inovalis Real Estate Deferred Share Argiros, Daniel 4 2021-01-15 56 9.2312 14,626 78 Investment Trust Units Inovalis Real Estate Units Argiros, Daniel 4 2021-01-15 56 9.2612 77 Investment Trust Inovalis Real Estate Units Argiros, Daniel 4 2021-01-15 56 9.2612 77 Investment Trust Inovalis Real Estate Deferred Share Cohen, Jean-Daniel 4 2020-05-19 56 6.2837 2,728 Investment Trust Units Inovalis Real Estate Deferred Share Cohen, Jean-Daniel 4 2020-05-19 56 6.2837 4,699 2,728 Investment Trust Units Inovalis Real Estate Deferred Share Cohen, Jean-Daniel 4 2021-01-15 56 9.2612 4,745 5 Investment Trust Units

January 28, 2021 (2021), 44 OSCB 794

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Inovalis Real Estate Deferred Share Lagopoulos, Michael James 4 2021-01-15 56 9.2612 4,745 5 Investment Trust Units Inovalis Real Estate Deferred Share Lempert, Jo-Ann 4 2021-01-15 56 9.2612 4,745 5 Investment Trust Units Inovalis Real Estate Deferred Share Manasterski, Marc 4 2021-01-15 56 9.2612 4,745 5 Investment Trust Units

Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-03-31 56 5.5851 1,343 Investment Trust Units Robert

Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-03-31 56 5.5851 1,880 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-03-31 56 5.3817 3,915 1,951 Investment Trust Units Robert

Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-04-15 56 5.781 22 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-04-15 56 5.781 3,938 23 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-05-15 56 6.2837 28 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-05-15 56 6.2837 3,967 29 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-06-15 56 7.6019 23 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-06-15 56 7.6019 6,719 24 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-08-17 56 8.0543 35 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-08-17 56 8.0543 8,286 36 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-09-15 56 8.1114 35 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-09-15 56 8.1114 8,322 36 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-10-15 56 7.7778 48 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-10-15 56 7.7778 9,641 49 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-11-16 56 8.0916 47 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2020-11-16 56 8.0916 9,689 48 Investment Trust Units Robert Inovalis Real Estate Deferred Share Picard, Joseph Jacques 4 2021-01-15 56 9.2612 12,682 64 Investment Trust Units Robert InPlay Oil Corp. Options Bartole, Douglas 4, 5 2021-01-15 56 0.35 1,350,000 240,000 InPlay Oil Corp. Restricted share Bentley, Jacqueline Dianne 4 2020-12-30 57 0.22 66,667 -33,333 units (cash settlement only) InPlay Oil Corp. Restricted share Bentley, Jacqueline Dianne 4 2021-01-15 56 116,667 50,000 units (cash settlement only) InPlay Oil Corp. Options Dittmer, Darren W. 5 2021-01-15 50 0.35 735,000 135,000 InPlay Oil Corp. Restricted share Golinowski, Craig 4 2020-12-30 57 0.22 66,667 -33,333 units (cash settlement only) InPlay Oil Corp. Restricted share Golinowski, Craig 4 2021-01-15 56 116,667 50,000 units (cash settlement only) InPlay Oil Corp. Options Jensen, Thane 5 2021-01-15 50 0.35 735,000 135,000 InPlay Oil Corp. Restricted share Nerland, Dennis Leroy 4 2019-12-30 97 0.67 100,000 units (cash settlement only) InPlay Oil Corp. Restricted share Nerland, Dennis Leroy 4 2019-12-30 56 0.67 100,000 100,000 units (cash settlement only)

January 28, 2021 (2021), 44 OSCB 795

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings InPlay Oil Corp. Restricted share Nerland, Dennis Leroy 4 2020-12-30 57 0.22 66,667 -33,333 units (cash settlement only)

InPlay Oil Corp. Restricted share Nerland, Dennis Leroy 4 2021-01-15 56 116,667 50,000 units (cash settlement only) InPlay Oil Corp. Restricted share Nikiforuk, Stephen Curtis 4 2019-12-30 50 100,000 units (cash settlement only)

InPlay Oil Corp. Restricted share Nikiforuk, Stephen Curtis 4 2019-12-30 56 100,000 100,000 units (cash settlement only) InPlay Oil Corp. Restricted share Nikiforuk, Stephen Curtis 4 2020-12-30 57 0.22 66,667 -33,333 units (cash settlement only)

InPlay Oil Corp. Restricted share Nikiforuk, Stephen Curtis 4 2021-01-15 56 116,667 50,000 units (cash settlement only) InPlay Oil Corp. Options Reese, Gordon 5 2021-01-15 50 0.35 735,000 135,000 InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2019-12-30 50 0.67 100,000 units (cash settlement only) InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2019-12-30 50 100,000 units (cash settlement only) InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2019-12-30 56 100,000 100,000 units (cash settlement only) InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2020-12-30 57 0.22 -33,333 units (cash settlement only) InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2020-12-30 57 0.22 66,667 -33,333 units (cash settlement only) InPlay Oil Corp. Restricted share Shwed, Dale Orest 4 2021-01-14 56 116,667 50,000 units (cash settlement only) InPlay Oil Corp. Options Yakiwchuk, Kevin 5 2021-01-15 50 0.35 735,000 135,000 Input Capital Corp. Rights Deferred Brown, David 4 2021-01-15 56 0.92 483,294 4,484 Share Units Input Capital Corp. Rights Deferred Hepworth, Lorne 4 2021-01-15 56 0.92 431,922 4,005 Share Units Input Capital Corp. Rights Deferred Laidley, David Howard 4 2021-01-15 56 0.92 480,423 4,454 Share Units Intact Financial Deferred Share De Silva, Janet 4 2021-01-15 46 142.83 10,057 413 Corporation Units for Directors Intact Financial Deferred Share Dussault, Claude 4, 5 2021-01-15 46 142.83 16,888 376 Corporation Units for Directors Intact Financial Deferred Share Kinney, Jane Elizabeth 4 2021-01-15 46 142.83 2,877 443 Corporation Units for Directors Intact Financial Deferred Share Leary, Robert 4 2021-01-15 46 142.83 11,651 443 Corporation Units for Directors Intact Financial Deferred Share Paquette, Sylvie 4 2021-01-15 46 142.83 7,270 413 Corporation Units for Directors Intact Financial Common Shares Penner, Timothy Herbert 4 2021-01-15 46 143.24 19,272 117 Corporation Intact Financial Common Shares Russell, Stuart Jonathan 4 2021-01-15 46 143.24 489 187 Corporation Intact Financial Deferred Share Singer, Frederick Glenn Ian 4 2021-01-15 46 142.83 16,036 406 Corporation Units for Directors Intact Financial Common Shares Stephenson, Carol M. 4 2021-01-15 46 143.24 8,371 139 Corporation Intact Financial Deferred Share Young, William 4 2021-01-15 46 142.83 3,466 254 Corporation Units for Directors

January 28, 2021 (2021), 44 OSCB 796

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Intellabridge Common Shares Eagleton, John 3, 4, 5 2021-01-22 10 0.0765 9,216,000 10,000 Technology Corporation

Inter Pipeline Ltd. Common Shares Dusevic Oliva, Anita 5 2020-12-31 30 13,682 232 Elizabeth Inter Pipeline Ltd. Common Shares Kousinioris, Spilios Harry 5 2020-12-31 30 13,957 353 Inter Pipeline Ltd. Common Shares Perron, Bernard 5 2020-12-31 30 29,902 415

Inter Pipeline Ltd. Common Shares Roberge, Jeremy Allan 5 2020-12-31 30 1,942 36

Inter Pipeline Ltd. Common Shares Sangster, Brant G. 4 2020-12-31 30 11,344 232 Inter Pipeline Ltd. Common Shares Shaw, Richard A. 4 2020-12-31 30 14.145 4,500 275 Inter Pipeline Ltd. Common Shares Shaw, Richard A. 4 2020-12-31 30 14.145 4,161 255 Inter Pipeline Ltd. Common Shares Shaw, Richard A. 4 2020-12-31 30 14.145 25,973 1,615

Inventus Mining Corp. Common Shares Miszczuk, Robert Sidney 4 2021-01-14 00 5,000,000 Ivanhoe Mines Ltd. Common Shares Carneiro, Tadeu 4 2021-01-21 10 5.6 510,986 15,000 Class A Jack Nathan Medical Common Shares Barakat, George 3, 4, 5 2021-01-18 10 0.88 163,400 8,500 Corp. (formerly, Woodbridge Ventures Inc.) Jade Leader Corp. Options Jutras, Jean Pierre 4, 5 2021-01-15 52 0.36 280,000 -280,000 Jade Leader Corp. Options O'Neill, Barbara Michele 5 2021-01-15 52 0.36 130,000 -130,000 Jaguar Mining Inc. Common Shares Ahmed, Hashim 5 2020-11-20 57 6.4 79,056 Jaguar Mining Inc. Common Shares Ahmed, Hashim 5 2020-11-20 57 6.4 51,290 790 Jaguar Mining Inc. Deferred Share Ahmed, Hashim 5 2021-01-19 56 69,779 6,521 Units (DSUs) Jaguar Mining Inc. Options Ahmed, Hashim 5 2021-01-19 50 8.25 214,926 16,924 Jaguar Mining Inc. Deferred Share Baker, Vernon Casey 5 2021-01-19 56 25,305 20,200 Units (DSUs) Jaguar Mining Inc. Options Baker, Vernon Casey 5 2021-01-19 50 704,853 24,853 Jaguar Mining Inc. Options de Freitas, Marina Fagundes 5 2020-07-01 00 Jaguar Mining Inc. Options de Freitas, Marina Fagundes 5 2021-01-19 50 5,059 5,059 Jaguar Mining Inc. Options Duarte Ferreira, Eric 5 2020-01-20 00 Alexandre Jaguar Mining Inc. Options Duarte Ferreira, Eric 5 2021-01-19 50 8,085 8,085 Alexandre Jaguar Mining Inc. Deferred Share Ellis, John Jackson 4 2021-01-19 56 96,626 14,691 Units (DSUs)

Jaguar Mining Inc. Deferred Share Guenther, Benjamin Wayne 4, 5 2021-01-19 56 164,169 14,691 Units (DSUs) Jaguar Mining Inc. Deferred Share HILL, JONATHAN VICTOR 5 2021-01-19 56 17,098 2,548 Units (DSUs) Jaguar Mining Inc. Options HILL, JONATHAN VICTOR 5 2021-01-19 50 77,718 3,135 Jaguar Mining Inc. Deferred Share Kennedy, William Jeffrey 4 2021-01-19 97 24,902 14,691 Units (DSUs) Jaguar Mining Inc. Deferred Share Miraglia, Luis Ricardo 4 2021-01-19 56 118,871 14,691 Units (DSUs) Jaguar Mining Inc. Deferred Share Ramnath, Shastri Meranda 4 2021-01-19 56 19,796 14,691 Units (DSUs) Jaguar Mining Inc. Deferred Share WENG, THOMAS SUN 4 2021-01-19 56 99,654 14,691 Units (DSUs) Jamieson Wellness Inc. Common Shares Bird, Donald 5 2021-01-15 30 37.83 16,329 158 Jayden Resources Inc. Common Shares Eaton, David 4, 5 2016-06-30 00 Jayden Resources Inc. Common Shares Eaton, David 4, 5 2021-01-15 16 0.05 2,000,000 2,000,000 Jayden Resources Inc. Warrants Eaton, David 4, 5 2016-06-30 00 Jayden Resources Inc. Warrants Eaton, David 4, 5 2021-01-15 16 0.07 2,000,000 2,000,000 Jericho Oil Corporation Options Wilson, Allen W 4 2021-01-22 50 0.45 2,250,000 250,000 (fka Dakar Resource Corp.) Jourdan Resources Inc. Options Atin, Aaron 5 2021-01-20 50 0.075 790,000 730,000 Jourdan Resources Inc. Options Battiston, Deborah 5 2019-06-05 00 60,000

January 28, 2021 (2021), 44 OSCB 797

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Jourdan Resources Inc. Options Battiston, Deborah 5 2021-01-20 50 0.075 560,000 500,000 Jourdan Resources Inc. Options Bharti, Rene 4, 5 2021-01-20 50 0.075 2,872,406 2,422,406 Jourdan Resources Inc. Options Hylands, Blake 4 2021-01-20 50 0.075 750,000 400,000 Jourdan Resources Inc. Options Lemieux, Maxime 4 2021-01-20 50 1,210,000 400,000 Jourdan Resources Inc. Options Rompel, Andreas 4, 5 2021-01-20 50 0.075 2,692,405 2,392,405 Journey Energy Inc. Common Shares Boklaschuk, Brett 1 2020-01-24 30 1.2 152,286 1,769 Journey Energy Inc. Common Shares Boklaschuk, Brett 1 2020-02-26 30 0.9 157,253 4,967 Journey Energy Inc. Common Shares Gilewicz, Gerald 5 2020-01-24 30 1.2 273,061 2,011 Journey Energy Inc. Common Shares Moore, Terry John 5 2020-01-24 30 1.2 268,284 768 Journey Energy Inc. Common Shares Moore, Terry John 5 2020-02-26 30 0.9 270,440 2,156 Journey Energy Inc. Common Shares Moore, Terry John 5 2020-01-24 30 1.2 52,957 1,151 Journey Energy Inc. Common Shares Moore, Terry John 5 2020-02-26 30 0.9 56,190 3,233 Journey Energy Inc. Common Shares Polini, Anthony Victor 5 2020-01-24 30 1.2 99,885 1,756 Journey Energy Inc. Common Shares Polini, Anthony Victor 5 2020-02-26 30 0.9 104,817 4,932 Journey Energy Inc. Common Shares Verge, Alexander G. 4, 5 2020-01-24 30 1.2 2,210,585 2,086 Journey Energy Inc. Common Shares Verge, Alexander G. 4, 5 2020-02-26 30 0.9 2,216,443 5,858 Jushi Holdings Inc. Subordinate Voting Arsenault, Denis 3 2021-01-07 54 3,795,273 250,000 Shares Jushi Holdings Inc. Warrants Arsenault, Denis 3 2021-01-07 54 6,562,500 -250,000 KABN Systems NA Common Shares Lucatch, David Marc 3, 4, 6, 2021-01-19 54 0.15 850,000 125,000 Holdings Corp. 5 (formerly Torino Power Solutions Inc.) KABN Systems NA Warrants Lucatch, David Marc 3, 4, 6, 2021-01-19 54 0.15 75,000 -125,000 Holdings Corp. 5 (formerly Torino Power Solutions Inc.) Kelt Exploration Ltd. Common Shares Gigg, Bruce Douglas 5 2020-12-30 30 1.6584 176,482 23,609 Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2020-10-15 10 21.01 2,074 11 Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2020-11-16 10 20.67 2,085 11 Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2020-12-15 10 23.45 2,095 10 Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2020-12-31 30 27 2,131 36 Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2021-01-15 10 25.3 2,140 9 Kiaro Holdings Corp. Common Shares Petrov, Daniel 3, 4, 5 2021-01-22 10 0.1 49,491,751 44,000 Kincora Copper Limited Options Holliday, John 4 2021-01-08 50 0.445 2,311,563 241,063 Kincora Copper Limited Options Marks, Lewis 4 2021-01-08 50 0.445 686,687 70,310 Kincora Copper Limited Options McRae, Cameron 4 2021-01-08 50 0.445 4,114,884 462,038 Kincora Copper Limited Options Nadarajah, Rayhan 4 2021-01-08 50 0.445 2,142,089 199,128 Kincora Copper Limited Options Spring, Jonathan (Sam) 5 2021-01-08 50 0.445 5,642,719 683,012 Kinross Gold Common Shares Hicks, Scott J. 5 2021-01-05 00 6,409 Corporation Kinross Gold Options Hicks, Scott J. 5 2021-01-05 00 14,849 Corporation Kinross Gold Restricted Shares Hicks, Scott J. 5 2021-01-05 00 84,816 Corporation Kinross Gold Common Shares Opitz, Edward A. 5 2021-01-05 00 133,435 Corporation Kinross Gold Options Opitz, Edward A. 5 2021-01-05 00 109,127 Corporation Kinross Gold Restricted Shares Opitz, Edward A. 5 2021-01-05 00 140,015 Corporation Kirkland Lake Gold Ltd. Common Shares Lewis-Gray, Elizabeth 4 2019-09-26 00 Kirkland Lake Gold Ltd. Common Shares Lewis-Gray, Elizabeth 4 2021-01-19 10 51.21 940 940 Kits Eyecare Ltd. Common Shares Abdulla, Arshil 3, 5 2019-04-05 00 Kits Eyecare Ltd. Common Shares Abdulla, Arshil 3, 5 2019-04-05 00 26,470 Kits Eyecare Ltd. Common Shares Abdulla, Arshil 3, 5 2019-04-05 00 Kits Eyecare Ltd. Common Shares Abdulla, Arshil 3, 5 2019-04-05 00 Kits Eyecare Ltd. Common Shares Abdulla, Arshil 3, 5 2019-04-05 00 4,775,295

January 28, 2021 (2021), 44 OSCB 798

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Kits Eyecare Ltd. Options Abdulla, Arshil 3, 5 2019-04-05 00 345,000

Kits Eyecare Ltd. Rights Restricted Abdulla, Arshil 3, 5 2019-04-05 00 8,848 Share Rights

Kits Eyecare Ltd. Common Shares Bozikis, Nicholas 4 2019-10-16 00 17,050 Kits Eyecare Ltd. Options Bozikis, Nicholas 4 2019-10-16 00 9,200 Kits Eyecare Ltd. Rights Restricted Bozikis, Nicholas 4 2019-10-16 00 Share Rights

Kits Eyecare Ltd. Rights Restricted Bozikis, Nicholas 4 2021-01-17 56 490 490 Share Rights

Kits Eyecare Ltd. Rights Restricted Goldthorpe, Edward 4 2020-12-10 00 Share Rights

Kits Eyecare Ltd. Rights Restricted Goldthorpe, Edward 4 2021-01-17 56 490 Share Rights

Kits Eyecare Ltd. Rights Restricted Goldthorpe, Edward 4 2021-01-17 56 490 490 Share Rights

Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 25,331 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 25,331 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 752,226 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 25,331 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 25,331 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 4,727,650 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 2,036,964 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 869,559 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Hardy, Roger 3, 4, 5 2018-10-19 00 638,691 Kits Eyecare Ltd. Options Hardy, Roger 3, 4, 5 2018-10-19 00 345,000 Kits Eyecare Ltd. Rights Restricted Hardy, Roger 3, 4, 5 2018-10-19 00 9,706 Share Rights Kits Eyecare Ltd. Rights Restricted Kavanagh, Anne 4 2020-12-10 00 Share Rights Kits Eyecare Ltd. Rights Restricted Kavanagh, Anne 4 2020-12-10 00 Share Rights Kits Eyecare Ltd. Rights Restricted Kavanagh, Anne 4 2021-01-17 56 490 Share Rights

Kits Eyecare Ltd. Rights Restricted Kavanagh, Anne 4 2021-01-17 56 490 490 Share Rights Kits Eyecare Ltd. Rights Restricted Lee, Peter 4 2020-12-10 00 Share Rights Kits Eyecare Ltd. Rights Restricted Lee, Peter 4 2021-01-17 56 490 Share Rights Kits Eyecare Ltd. Rights Restricted Lee, Peter 4 2021-01-17 56 490 490 Share Rights Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 2,269,835 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 1,410,927 Kits Eyecare Ltd. Common Shares Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 259,494 Kits Eyecare Ltd. Options Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 345,000 Kits Eyecare Ltd. Rights Restricted Liak, Yuan Yi Sabrina 3, 4, 5 2018-10-19 00 9,583 Share Rights Kits Eyecare Ltd. Options Long, Robert 5 2020-01-01 00 69,000 Kits Eyecare Ltd. Common Shares THOMPSON, Joseph 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares THOMPSON, Joseph 5 2018-10-19 00 Kits Eyecare Ltd. Common Shares THOMPSON, Joseph 5 2018-10-19 00 191,962

January 28, 2021 (2021), 44 OSCB 799

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Kits Eyecare Ltd. Common Shares THOMPSON, Joseph 5 2018-10-19 00 13,580

Kits Eyecare Ltd. Options THOMPSON, Joseph 5 2018-10-19 00 920,000

Kits Eyecare Ltd. Rights Restricted THOMPSON, Joseph 5 2018-10-19 00 5,882 Share Rights KP Tissue Inc. Common Shares BIANCO, DINO JOE 4, 5 2021-01-15 30 10.719 10,029 165 KP Tissue Inc. Deferred Share Hardy, James Richmond 4 2021-01-15 30 10.7 5,958 98 Units (DSU) KP Tissue Inc. Common Shares Holbrook, Mark Kenneth 7, 5 2021-01-15 30 10.719 3,038 48 KP Tissue Inc. Rights to acquire Kruger II, Joseph 3, 6, 7 2021-01-15 56 10.7 56,935,833 474,905 common shares pursuant to Exchange Agreement KP Tissue Inc. Rights to acquire Kruger Inc. 3 2021-01-15 56 10.7 56,935,833 474,905 common shares pursuant to Exchange Agreement KP Tissue Inc. Deferred Share Letellier, Michel 4 2021-01-15 30 10.7 14,258 235 Units (DSU) KP Tissue Inc. Deferred Share Wendling, Louise Michele 4 2021-01-15 30 10.7 13,626 225 Units (DSU) LaSalle Exploration Options Sexton, Alan 5 2021-01-13 00 Corp. LaSalle Exploration Options Sexton, Alan 5 2021-01-13 50 0.15 400,000 400,000 Corp. Lassonde Industries Restricted Share Timpano, Vincent Robert 5 2020-12-16 56 7,040 Inc. Units Lassonde Industries Restricted Share Timpano, Vincent Robert 5 2020-12-16 56 704 704 Inc. Units Leucrotta Exploration Common Shares Chicoine, Nolan Gregory 5 2020-12-31 30 0.5388 639,465 80,730 Inc. Leucrotta Exploration Common Shares Cochrane, Peter James Roy 5 2020-12-31 30 0.5388 836,313 80,730 Inc. Leucrotta Exploration Common Shares Eckert, Helmut 5 2020-12-31 30 0.5388 616,301 80,730 Inc. Leucrotta Exploration Common Shares Sereda, Richard Douglas 5 2020-12-31 30 0.5388 967,347 56,290 Inc. Leucrotta Exploration Common Shares Trudeau, Terry 5 2020-12-31 30 0.5388 1,393,862 102,072 Inc. Leucrotta Exploration Common Shares Zakresky, Robert John 5 2020-12-31 30 0.5388 5,316,377 102,072 Inc. Lexaria Bioscience Common Shares Reese, Albert 4 2021-01-14 00 917 Corp. Liberty Gold Corp. Common Shares Shabestari, Peter 5 2020-07-01 00 175,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Common Shares Shabestari, Peter 5 2021-01-18 51 325,000 150,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Shabestari, Peter 5 2021-01-18 51 0.52 150,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Shabestari, Peter 5 2021-01-18 51 0.52 150,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Shabestari, Peter 5 2021-01-18 51 0.52 1,121,270 -150,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Common Shares Smith, Moira Tracey 5 2020-11-02 57 1,061,490 62,500 (formerly Pilot Gold Inc.)

January 28, 2021 (2021), 44 OSCB 800

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Liberty Gold Corp. Common Shares Smith, Moira Tracey 5 2021-01-13 51 1.6 1,411,490 350,000 (formerly Pilot Gold Inc.)

Liberty Gold Corp. Options Smith, Moira Tracey 5 2018-02-13 52 2.13 -125,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2018-02-13 52 2.13 -125,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2018-03-22 57 0.32 1,195,000 -210,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2020-02-03 52 1.14 1,675,000 -75,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2020-11-02 57 0.33 1,612,500 -62,500 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2021-01-13 51 1.6 350,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Options Smith, Moira Tracey 5 2021-01-13 51 1.6 350,000 (formerly Pilot Gold Inc.) Liberty Gold Corp. Rights Restricted Smith, Moira Tracey 5 2020-11-04 30 0.33 62,500 (formerly Pilot Gold Share Units Inc.) Liberty Gold Corp. Rights Restricted Smith, Moira Tracey 5 2020-11-04 30 0.33 62,500 (formerly Pilot Gold Share Units Inc.) Lithium South Common Shares Cherry, Christopher 4, 5 2021-01-19 16 0.3412 154,167 150,000 Development Corporation Lithium South Warrants on Cherry, Christopher 4, 5 2021-01-19 16 0.455 150,000 150,000 Development placements Corporation Lithium South Common Shares hobkirk, adrian frederick 4, 5 2021-01-19 16 0.3412 501,199 300,000 Development Corporation Lithium South Warrants on hobkirk, adrian frederick 4, 5 2021-01-19 16 0.455 450,000 300,000 Development placements Corporation Lithium South Common Shares Urata, Jan 5 2021-01-19 16 0.3412 77,619 30,000 Development Corporation Lithium South Common Shares Urata, Jan 5 2021-01-21 10 1.02 61,619 -16,000 Development Corporation Lithium South Common Shares Urata, Jan 5 2021-01-21 10 1.05 45,619 -16,000 Development Corporation Lithium South Common Shares Urata, Jan 5 2021-01-22 10 0.99 38,000 -7,619 Development Corporation Lithium South Common Shares Urata, Jan 5 2021-01-22 10 1 30,000 -8,000 Development Corporation Lithium South Warrants on Urata, Jan 5 2021-01-19 16 0.455 110,952 30,000 Development placements Corporation Lobe Sciences Ltd. Options Dariani, Maghsoud 5 2020-07-27 00 Lobe Sciences Ltd. Options Dariani, Maghsoud 5 2021-01-15 50 350,000 350,000 Lobe Sciences Ltd. Options Gilbert, Jonathan 4 2021-01-15 50 1,700,000 1,500,000 Lobe Sciences Ltd. Options Petter, Michael Iain 4 2021-01-18 50 500,000 500,000

January 28, 2021 (2021), 44 OSCB 801

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Lobe Sciences Ltd. Common Shares Young, Philip 4 2021-01-15 00 Lobe Sciences Ltd. Common Shares Young, Philip 4 2021-01-15 50 0.15 2,000,000 2,000,000 Logistec Corporation Rights Deferred Cherry, James Charles 4 2020-12-31 30 34.08 7,966 67 Share Units Logistec Corporation Rights Deferred DUBREUIL, SERGE 4 2020-12-31 30 34.08 940 9 Share Units Logistec Corporation Rights Deferred Foltz, Curtis Jay 4 2020-12-31 30 34.08 2,165 20 Share Units Logistec Corporation Rights Deferred GUGELMANN, GEORGE 4 2020-12-31 30 34.08 4,489 40 Share Units Logistec Corporation Rights Deferred Rodger, Jonathan Mark 4 2020-12-31 30 34.08 3,991 33 Share Units Logistec Corporation Rights Deferred St-Pierre, Dany 4 2020-12-31 30 34.08 1,483 11 Share Units Logistec Corporation Rights Deferred Villeneuve, Luc 4 2020-12-31 30 34.08 1,227 7 Share Units Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.13 5,349,000 -100,000 Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.13 5,203,000 -146,000 Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.115 5,149,000 -54,000 Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.13 5,145,500 -3,500 Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.12 5,071,500 -74,000 Lomiko Metals Inc. Common Shares Erdelyi, Gabriel 4 2021-01-20 10 0.115 4,928,300 -143,200 Lundin Gold Inc. Common Shares Lorito Holdings S.α.r.l. 3 2021-01-21 11 -2,450,000 Lundin Gold Inc. Common Shares Lorito Holdings S.α.r.l. 3 2021-01-21 11 1,936,357 -2,460,000 Lundin Gold Inc. Common Shares Lundin, Lukas Henrik 4, 5 2021-01-18 51 4.13 547,084 60,000 Lundin Gold Inc. Options Lundin, Lukas Henrik 4, 5 2021-01-18 51 157,900 -60,000 Lundin Gold Inc. Common Shares McRae, Paul 4 2021-01-18 10 9.9 11,375 10,000 Lundin Gold Inc. Common Shares Nemesia S.a.r.l. 3 2021-01-21 11 17,043,407 3,000,000 Lundin Gold Inc. Common Shares Zebra Holdings and 3 2021-01-21 11 42,809,357 -540,000 Investments S.α.r.l. MAG Silver Corp. Options Neff, Jill 5 2021-01-18 00 MAG Silver Corp. Options Neff, Jill 5 2021-01-18 50 50,000 50,000 MAG Silver Corp. RSU Neff, Jill 5 2021-01-18 00 MAG Silver Corp. RSU Neff, Jill 5 2021-01-18 56 10,000 10,000

Manning Ventures Inc. Options Cooper, Christopher 4 2019-10-25 00 Manning Ventures Inc. Options Cooper, Christopher 4 2021-01-20 50 0.2 100,000 100,000

Manning Ventures Inc. Stock options Hayre, Charanjit 4 2019-11-30 00 Manning Ventures Inc. Stock options Hayre, Charanjit 4 2021-01-20 50 0.2 100,000 100,000 Manning Ventures Inc. Stock options Klenman, Alexander 4, 5 2018-09-20 00 Manning Ventures Inc. Stock options Klenman, Alexander 4, 5 2021-01-20 50 0.2 100,000 100,000 Manning Ventures Inc. Stock options Kropivnitski, Zula 4 2019-10-25 00 Manning Ventures Inc. Stock options Kropivnitski, Zula 4 2021-01-20 50 0.2 100,000 100,000 Manning Ventures Inc. Common Shares Moshevich, Etienne 3 2021-01-19 10 0.2 1,863,000 -727,000 Manning Ventures Inc. Common Shares Reid, Newman Wayne 4 2019-11-04 00 Manning Ventures Inc. Common Shares Reid, Newman Wayne 4 2021-01-20 50 0.2 100,000 100,000 MANSA Common Shares Cheung, Ryan 5 2021-01-19 46 0.1 300,000 300,000 EXPLORATION INC. MANSA Common Shares Cheung, Ryan 5 2021-01-19 46 0.1 500,000 200,000 EXPLORATION INC. MANSA Rights Restricted Fisher, Trumbull Grant 4, 5 2020-10-30 00 EXPLORATION INC. Share Units (RSU) MANSA Rights Restricted Fisher, Trumbull Grant 4, 5 2021-01-19 56 500,000 500,000 EXPLORATION INC. Share Units (RSU) Manulife Financial Common Shares Cloherty, Eileen 7 2020-12-31 30 1,324 411 Corporation Manulife Financial Common Shares Collins, Brian 7 2020-12-31 30 2,730 667 Corporation

January 28, 2021 (2021), 44 OSCB 802

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Manulife Financial Common Shares Hartz, Scott 5 2020-06-30 30 48 Corporation

Manulife Financial Common Shares Hartz, Scott 5 2020-06-30 30 54,505 40 Corporation Manulife Financial Common Shares Hartz, Scott 5 2020-12-31 30 55,970 1,367 Corporation

Manulife Financial Common Shares Hirji, Rahim 5 2020-12-31 30 2,241 320 Corporation

Manulife Financial Common Shares Kalita von dem Hagen, 5 2020-12-31 30 47 26 Corporation Halina

Manulife Financial Common Shares Lorentz, Paul 5 2020-12-31 30 17,566 219 Corporation

Manulife Financial Common Shares Pariath, Sebastian 7 2020-12-31 30 645 628 Corporation

Manulife Financial Common Shares Ross, Kenneth Michael 7 2020-12-31 30 3,036 562 Corporation Manulife Financial Common Shares Springer-Haynes, Renee 7 2020-12-31 30 5,156 479 Corporation Manulife Financial Common Shares Yeo, Steven Hui Chin 7 2020-12-31 30 3,309 536 Corporation Maple Leaf Foods Inc. Rights Deferred Aziz, William Elias 4 2020-12-31 30 26.66 44,314 8,524 Share Units settled with cash or shares Maple Leaf Foods Inc. Common Shares Beattie, William Geoffrey 4 2021-01-20 10 26.35 23,705 566 Maple Leaf Foods Inc. Rights Deferred Beattie, William Geoffrey 4 2020-12-31 30 26.66 122,240 16,352 Share Units settled with cash or shares Maple Leaf Foods Inc. Rights Deferred Close, Ronald Gordon 4 2020-12-31 30 26.66 35,078 8,184 Share Units settled with cash or shares Maple Leaf Foods Inc. Rights Deferred Fraser, Jean Margaret 4 2020-12-31 30 26.66 39,531 8,217 Share Units settled with cash or shares Maple Leaf Foods Inc. Rights Deferred Hockey, Timothy 4 2020-12-31 30 26.66 4,606 4,606 Share Units settled with cash or shares Maple Leaf Foods Inc. Rights Deferred Lederer, John A. 4 2020-12-31 30 26.66 28,142 7,449 Share Units settled with cash or shares Maple Leaf Foods Inc. Common Shares Lemon, Katherine Newell 4 2021-01-15 30 26.26 14,605 1,532 Maple Leaf Foods Inc. Rights Deferred McCain, Jonathan Wallace 4 2020-12-31 30 26.66 17,271 7,109 Share Units settled Ferguson with cash or shares Maple Leaf Foods Inc. Common Shares Stephenson, Carol M. 4 2021-01-15 30 26.26 26,781 1,108 Marathon Gold Common Shares Kemp, Julian 4 2021-01-14 10 3.3 201,500 -55,000 Corporation Marathon Gold Common Shares Kemp, Julian 4 2021-01-19 51 0.68 301,500 100,000 Corporation Marathon Gold Common Shares Kemp, Julian 4 2021-01-19 10 201,500 -100,000 Corporation Marathon Gold Options Kemp, Julian 4 2021-01-19 51 0.68 380,000 -100,000 Corporation Marble Financial Inc. Common Shares Scharfe, Jason Wesley 4 2021-01-18 10 0.255 2,482,667 50,000 Marble Financial Inc. Common Shares Scharfe, Jason Wesley 4 2021-01-18 10 0.26 2,532,667 50,000 Marble Financial Inc. Common Shares Scharfe, Jason Wesley 4 2021-01-18 10 0.26 2,542,667 10,000 Marble Financial Inc. Common Shares Scharfe, Jason Wesley 4 2021-01-18 10 0.25 2,555,667 13,000 Mason Graphite Inc. Options Damouni, Peter 4 2020-02-25 00 Mason Graphite Inc. Options Damouni, Peter 4 2020-02-25 00 Mason Graphite Inc. Options Damouni, Peter 4 2020-02-25 00 Mason Graphite Inc. Options Damouni, Peter 4 2021-01-12 50 1,600,000 1,600,000 Maverix Metals Inc. Common Shares Busby, Steven 6 2019-05-23 37 52,400 -52,400

January 28, 2021 (2021), 44 OSCB 803

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-19 51 1.08 30,501 30,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.35 28,501 -2,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.4 27,001 -1,500 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.45 25,501 -1,500 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.48 22,501 -3,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.5 14,501 -8,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.52 12,501 -2,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.53 11,001 -1,500 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.54 9,501 -1,500 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.55 7,501 -2,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.56 6,001 -1,500 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.58 4,001 -2,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-20 10 7.56 2,901 -1,100 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-21 10 7.3 2,001 -900 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-21 10 7.35 1 -2,000 Maverix Metals Inc. Common Shares Doyle, Alun Robert 4, 6 2021-01-22 51 1.08 30,001 30,000 Maverix Metals Inc. Options Doyle, Alun Robert 4, 6 2021-01-19 51 1.08 68,000 -30,000 Maverix Metals Inc. Options Doyle, Alun Robert 4, 6 2021-01-22 51 1.08 38,000 -30,000 Maverix Metals Inc. Rights Restricted Hassan, Tara 4 2020-11-12 00 Share Units Maverix Metals Inc. Rights Restricted Hassan, Tara 4 2020-12-11 56 2,471 2,471 Share Units Maverix Metals Inc. Common Shares Sendall, Kathleen E. 6 2020-12-16 00 25,483,500 Maxim Power Corp. Common Shares Auch, Wiley Darren 4 2006-10-04 00 1,500 Maxim Power Corp. Common Shares Auch, Wiley Darren 4 2021-01-14 11 2.36 9,834 8,334 Maxim Power Corp. Common Shares Watson, Robert Bruce 5 2021-01-18 10 2.4 46,222 12,000 Mazarin Inc. Common Shares MONETTE, SERGE 7 2021-01-15 10 0.125 1,113,000 3,000 Mazarin Inc. Common Shares MONETTE, SERGE 7 2021-01-20 10 0.13 1,115,000 2,000 MBN Corporation Common Shares Brasseur, Jeremy 6 2021-01-14 48 - 38,657 29,529 Equity Shares Acquisition by inheritance or disposition by bequest

MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2020-12-30 00 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-19 11 4.2998 10,000 10,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-19 11 4.28 15,405,000 5,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-20 11 4.33 15,436,000 31,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.24 15,436,200 200 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.28 15,439,200 3,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.29 15,440,200 1,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.32 15,440,600 400 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.25 15,441,900 1,300 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.33 15,444,000 2,100 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Christodoulou, George 3, 4 2021-01-21 11 4.34 15,446,000 2,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Dobranowski, Alexander 4, 5 2021-01-22 11 4.22 2,000,100 100 Technologies Inc. Voting Shares Julian

January 28, 2021 (2021), 44 OSCB 804

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings MCI Onehealth Class A Subordinate Dobranowski, Alexander 4, 5 2021-01-22 11 4.25 2,000,860 760 Technologies Inc. Voting Shares Julian MCI Onehealth Class A Subordinate Dobranowski, Alexander 4, 5 2021-01-22 11 4.24 2,001,060 200 Technologies Inc. Voting Shares Julian MCI Onehealth Class A Subordinate Dobranowski, Alexander 4, 5 2021-01-22 11 4.23 2,001,160 100 Technologies Inc. Voting Shares Julian MCI Onehealth Class A Subordinate Grail, Sven 3, 4 2021-01-20 11 4.2 15,601,000 1,000 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Grail, Sven 3, 4 2021-01-20 11 4.33 15,604,500 3,500 Technologies Inc. Voting Shares MCI Onehealth Class A Subordinate Ward, J. R. Kingsley 4 2021-01-20 11 4.33 12,500 12,500 Technologies Inc. Voting Shares

Media Central Common Shares Pavlakis, Emmanuel 4 2020-11-19 00 Corporation Inc. (formerly IntellaEquity Inc.) Media Central Common Shares Pavlakis, Emmanuel 4 2021-01-15 16 0.01 5,000,000 5,000,000 Corporation Inc. (formerly IntellaEquity Inc.) MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-13 10 0.215 35,334,109 -269,181 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-14 10 0.2235 34,831,693 -502,416 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-14 10 0.225 34,202,047 -629,646 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-15 10 0.2428 33,544,939 -657,108 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-15 10 0.24 33,300,184 -244,755 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-18 10 0.2337 33,155,384 -144,800 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-19 10 0.237 33,020,884 -134,500 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-19 10 0.235 32,433,502 -587,382 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares MedMen Enterprises MedMen Enterprises Tierney, Daniel V. 3 2021-01-19 10 0.2287 32,256,172 -177,330 Inc. (formerly Ladera Inc. Class B Ventures Corp.) Subordinate Voting Shares Methanex Corporation Common Shares Allard, Mark 7 2020-12-31 30 15,139 2,457 Methanex Corporation Rights Performance Allard, Mark 7 2020-12-31 30 6,323 190 Share Units Methanex Corporation Common Shares Bain, Colin 7 2020-12-31 30 2,5721,781 Methanex Corporation Rights Performance Bain, Colin 7 2020-12-31 30 5,017 151 Share Units Methanex Corporation Common Shares Bell, Colin 5 2020-12-31 30 4,363 1,746 Methanex Corporation Rights Performance Bell, Colin 5 2020-12-31 30 4,266 128 Share Units

January 28, 2021 (2021), 44 OSCB 805

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Methanex Corporation Common Shares Boon, Sarah 5 2020-12-31 30 4,368 1,587

Methanex Corporation Rights Performance Boon, Sarah 5 2020-12-31 30 4,266 128 Share Units

Methanex Corporation Common Shares Boyd, Bradley 5 2020-12-31 30 29,299 3,587 Methanex Corporation Rights Performance Boyd, Bradley 5 2020-12-31 30 20,665 622 Share Units Methanex Corporation Common Shares Cameron, Ian Peter 5 2020-12-31 30 24.69 26,658 1,026

Methanex Corporation Rights Deferred Cameron, Ian Peter 5 2020-12-31 30 50,658 1,685 Share Units

Methanex Corporation Rights Performance Cameron, Ian Peter 5 2020-12-31 30 30,964 933 Share Units

Methanex Corporation Common Shares Chadee, Rudinauth 7 2020-12-31 30 7,183 1,555

Methanex Corporation Rights Performance Chadee, Rudinauth 7 2020-12-31 30 1,936 58 Share Units

Methanex Corporation Common Shares Chan, Man Yee Candy 5 2020-12-31 30 7,173 2,693 Methanex Corporation Rights Performance Chan, Man Yee Candy 5 2020-12-31 30 4,754 143 Share Units Methanex Corporation Common Shares Daoust, Paul 7 2020-12-31 30 16,483 2,700 Methanex Corporation Rights Performance Daoust, Paul 7 2020-12-31 30 8,518 256 Share Units Methanex Corporation Common Shares Delbarre, Karine 7 2020-12-31 3082 82 Methanex Corporation Rights Performance Delbarre, Karine 7 2020-12-31 30 5,779 174 Share Units Methanex Corporation Common Shares Henderson, Kevin 5 2020-12-31 30 35,202 3,965 Methanex Corporation Rights Performance Henderson, Kevin 5 2020-12-31 30 21,501 647 Share Units Methanex Corporation Common Shares Herz, Mike 7 2020-12-31 30 49,9223,915 Methanex Corporation Rights Performance Herz, Mike 7 2020-12-31 30 22,333 673 Share Units Methanex Corporation Common Shares James, Vanessa 7 2020-12-31 30 41,000 4,330 Methanex Corporation Rights Performance James, Vanessa 7 2020-12-31 30 22,333 673 Share Units Mexican Gold Mining Common Shares Palisades Goldcorp Ltd. 3 2021-01-15 16 0.07 53,238,388 15,000,000 Corp. Mexican Gold Mining Warrants Palisades Goldcorp Ltd. 3 2020-01-16 00 1,300,000 Corp. Microbix Biosystems Common Shares Groome, Cameron Lionel 4, 5 2021-01-14 10 0.33 200,000 11,000 Inc. Microbix Biosystems Common Shares Groome, Cameron Lionel 4, 5 2021-01-14 10 0.41 140,000 20,000 Inc. Midas Gold Corp. Common Shares Brunk, Kenneth,Arnold 4 2021-01-20 10 1.558 100,000 -100,000 Midas Gold Corp. Common Shares Dail, Chris 7 2021-01-20 10 1.14 -53,786 -50,000 Midas Gold Corp. Options Dail, Chris 7 2020-12-29 51 0.31 -50,000 Midas Gold Corp. Options Dail, Chris 7 2020-12-29 51 0.31 1,651,250 -50,000 Midas Gold Corp. Options Dail, Chris 7 2020-12-29 51 0.31 50,000 Midas Gold Corp. Options Dail, Chris 7 2020-12-29 51 0.31 1,701,250 50,000 Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-14 38 9.4169 1,000,900 1,300 Asset Fund Asset Fund Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-15 38 9.368 1,002,400 1,500 Asset Fund Asset Fund Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-18 38 9.352 1,003,900 1,500 Asset Fund Asset Fund Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-19 38 9.343 1,004,900 1,000 Asset Fund Asset Fund Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-20 38 9.49 1,005,100 200 Asset Fund Asset Fund Middlefield Global Real Trust Units Middlefield Global Real 1 2021-01-21 38 9.3688 1,005,900 800 Asset Fund Asset Fund Millennial Lithium Corp. Common Shares Abasov, Farhad 5 2021-01-19 51 2.15 640,266 430,000 Millennial Lithium Corp. Options Abasov, Farhad 5 2021-01-19 51 2.15 1,065,000 -430,000

January 28, 2021 (2021), 44 OSCB 806

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-14 10 3.8 981,820 -16,300 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.3 968,320 -13,500 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.31 963,420 -4,900 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.38 929,720 -33,700 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.4 867,220 -62,500 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.42 866,420 -800 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.43 849,320 -17,100 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.44 848,120 -1,200 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 51 2.15 1,178,120 330,000 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.2 974,620 -203,500 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.22 924,620 -50,000 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.21 874,620 -50,000 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.4 849,020 -25,600 Millennial Lithium Corp. Common Shares Harris, Graham 4 2021-01-19 10 4.25 848,120 -900 Millennial Lithium Corp. Options Harris, Graham 4 2021-01-19 51 2.15 855,000 -330,000 Millennial Lithium Corp. Common Shares Lacroix, Richard Joseph 4 2021-01-19 51 1.41 210,000 90,000 Millennial Lithium Corp. Options Lacroix, Richard Joseph 4 2021-01-19 51 1.41 245,000 -90,000 Millennial Lithium Corp. Common Shares Missiouk, Maxim 5 2017-11-01 00 Millennial Lithium Corp. Common Shares Missiouk, Maxim 5 2021-01-19 51 2.15 100,000 100,000 Millennial Lithium Corp. Options Missiouk, Maxim 5 2021-01-19 51 2.15 275,000 -100,000 Millennial Lithium Corp. Common Shares Scarr, Iain Colin 5 2021-01-19 51 2.15 762,300 100,000 Millennial Lithium Corp. Common Shares Scarr, Iain Colin 5 2021-01-19 51 1.65 987,300 225,000 Millennial Lithium Corp. Options Scarr, Iain Colin 5 2021-01-19 51 1.65 295,000 -225,000 Millennial Lithium Corp. Options Scarr, Iain Colin 5 2021-01-19 51 2.15 195,000 -100,000 Millennial Lithium Corp. Options SCOTT, JOHN EDWARD 4 2020-12-18 50 222,000 150,000 Minera IRL Limited Common Shares Benavides, Diego 4, 7, 5 2021-01-21 10 0.1588 700,000 200,000 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-14 38 5.467 71,818,651 1,000 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-15 38 5.5275 71,819,451 800 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-18 38 5.5425 71,819,851 400 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-19 38 5.5071 71,820,551 700 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-20 38 5.5988 71,821,351 800 MINT Income Fund Trust Units MINT Income Fund 1 2021-01-21 38 5.63 71,821,551 200

Minto Apartment Real Deferred Units Baron, Paul 5 2020-12-31 30 15,653 323 Estate Investment Trust

Minto Apartment Real Deferred Units Greenberg, Roger 4, 5 2020-12-31 30 10,943 180 Estate Investment Trust Minto Apartment Real Deferred Units Kimberley, Allan Scott 4 2020-12-31 30 13,638 227 Estate Investment Trust Minto Apartment Real Deferred Units Kirk, Heather Catherine 4 2020-12-31 30 11,366 195 Estate Investment Trust Minto Apartment Real Deferred Units MacMullin, Roderick Glen 5 2020-12-31 30 20,408 408 Estate Investment Trust Minto Apartment Real Deferred Units Morin, Julie 5 2020-12-31 30 21,715 385 Estate Investment Trust Minto Apartment Real Deferred Units Moss, Jacqueline Crysler 4 2020-12-31 30 11,086 189 Estate Investment Trust Minto Apartment Real Deferred Units Moss, John Edward 5 2020-12-31 30 12,722 222 Estate Investment Trust Minto Apartment Real Deferred Units Mullen, Benjamin James 5 2020-12-31 30 10,204 204 Estate Investment Trust Minto Apartment Real Deferred Units Nyilassy, Simon 4 2020-12-31 30 13,136 223 Estate Investment Trust Minto Apartment Real Deferred Units Orsino, Philip 4 2020-12-31 30 7,342 126 Estate Investment Trust Minto Apartment Real Deferred Units Van Noten, George Edward 5 2020-12-31 30 24,040 487 Estate Investment Trust Minto Apartment Real Deferred Units Waters, Michael Ramage 4, 5 2020-12-31 30 29,796 581 Estate Investment Trust

January 28, 2021 (2021), 44 OSCB 807

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings MTY Food Group Inc. Common Shares Benzacar, Marc 5 2020-12-31 30 35.39 3,510 607 MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-21 10 2 926,364 10,000 Corp. MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-21 10 2 931,364 5,000 Corp. MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-21 10 2 936,364 5,000 Corp. MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-22 10 1.87 937,264 900 Corp. MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-22 10 1.93 940,264 3,000 Corp. MustGrow Biologics Common Shares Bletsky, Colin Michael 4 2021-01-22 10 1.94 941,364 1,100 Corp.

MYM Nutraceuticals Warrants Wiener, Michael 4 2020-07-31 00 29,571,429 Inc.

NeonMind Biosciences Common Shares Panenka, William 3 2020-12-09 00 Inc. NeonMind Biosciences Common Shares Panenka, William 3 2020-12-30 15 0.1 4,250,000 4,250,000 Inc. NeonMind Biosciences Warrants Panenka, William 3 2020-12-09 00 Inc. NeonMind Biosciences Warrants Panenka, William 3 2020-12-30 15 0.1 4,250,000 4,250,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2016-02-10 00 4,541,220 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1 4,491,220 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1.01 4,471,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1.02 4,446,220 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1.03 4,416,220 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1.04 4,391,220 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-23 10 1.08 4,371,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.15 4,341,220 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.22 4,331,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.24 4,311,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.29 4,291,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.35 4,281,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.37 4,271,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.41 4,261,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.46 4,251,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.55 4,241,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.75 4,234,120 -7,100 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.76 4,231,220 -2,900 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-24 10 1.84 4,221,220 -10,000 Inc.

January 28, 2021 (2021), 44 OSCB 808

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.14 4,208,320 -12,900 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.15 4,179,920 -28,400 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.17 4,158,320 -21,600 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.18 4,148,320 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.2 4,104,320 -44,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.21 4,098,320 -6,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.22 4,088,320 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.24 4,038,320 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.3 4,031,220 -7,100 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.31 4,029,920 -1,300 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.32 4,009,920 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.33 4,001,220 -8,700 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.41 3,981,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.54 3,971,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.6 3,961,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-06-25 10 2.69 3,951,220 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-29 10 1.16 3,908,620 -42,600 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-29 10 1.16 3,901,220 -7,400 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-29 10 1.18 3,858,620 -42,600 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-29 10 1.19 3,823,020 -35,600 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-30 10 1.14 3,801,220 -21,800 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-30 10 1.15 3,781,220 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-30 10 1.17 3,769,720 -11,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-31 10 1.13 3,766,520 -3,200 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-31 10 1.15 3,751,520 -15,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-07-31 10 1.17 3,751,220 -300 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-08-26 10 1.05 3,801,220 50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-10-26 10 1.01 3,771,220 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-10-26 10 1.02 3,754,720 -16,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-10-26 10 1.03 3,684,720 -70,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-02 10 0.91 3,634,720 -50,000 Inc.

January 28, 2021 (2021), 44 OSCB 809

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-02 10 0.96 3,584,720 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-05 10 1.01 3,506,820 -77,900 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-05 10 1.03 3,442,420 -64,400 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-05 10 1.04 3,431,820 -10,600 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-11-05 10 1.06 3,406,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-07 10 0.93 3,380,820 -26,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-07 10 0.94 3,365,820 -15,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-07 10 0.95 3,350,820 -15,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-07 10 0.96 3,336,820 -14,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-08 10 0.92 3,261,820 -75,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-09 10 0.9 3,236,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-10 10 0.9 3,206,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-10 10 0.91 3,176,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-14 10 0.9 3,148,320 -28,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-14 10 0.91 3,136,820 -11,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-14 10 0.93 3,131,820 -5,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.9 3,106,320 -25,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.92 3,075,820 -30,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.92 3,051,320 -24,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.93 3,031,820 -19,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.94 3,019,320 -12,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-15 10 0.95 3,009,320 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-16 10 0.91 2,994,320 -15,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-16 10 0.93 2,962,820 -31,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 0.94 2,906,820 -56,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 0.96 2,876,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 0.97 2,851,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 0.98 2,821,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 0.99 2,796,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1 2,771,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.02 2,746,820 -25,000 Inc.

January 28, 2021 (2021), 44 OSCB 810

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.03 2,716,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.05 2,686,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.07 2,656,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.13 2,636,820 -20,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.14 2,606,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.15 2,476,820 -130,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.17 2,421,820 -55,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.18 2,391,820 -30,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.19 2,316,820 -75,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.2 2,131,820 -185,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.21 2,081,820 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.22 2,056,820 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-17 10 1.25 2,006,820 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-18 10 1.1 1,956,820 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-18 10 1.13 1,606,820 -350,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-18 10 1.15 1,528,320 -78,500 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-18 10 1.17 1,478,320 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-18 10 1.18 1,453,320 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-22 10 1.15 1,403,320 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-22 10 1.17 1,393,320 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-22 10 1.18 1,328,320 -65,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-22 10 1.2 1,278,320 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-30 10 1.26 1,243,320 -35,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-30 10 1.27 1,218,320 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-30 10 1.37 1,208,320 -10,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2020-12-30 10 1.38 1,158,320 -50,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2021-01-04 10 1.21 1,133,320 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2021-01-04 10 1.23 1,108,320 -25,000 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2021-01-04 10 1.25 1,091,020 -17,300 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2021-01-04 10 1.26 1,083,320 -7,700 Inc. NetCents Technology Common Shares Moore, Clayton 4, 7, 5 2021-01-04 10 1.3 1,033,320 -50,000 Inc.

January 28, 2021 (2021), 44 OSCB 811

Insider Reporting

Nevada Zinc Options Danziger, David 4 2012-07-20 52 0 -300,000 Corporation

Nevada Zinc Warrants Durham, Robert Bruce 4, 5 2015-02-03 55 0 -366,667 Corporation

Nevada Zinc Options Fox, David Edward 4 2013-12-03 52 0 -300,000 Corporation

Nevada Zinc Options Parnham, Duane 4 2017-07-11 52 0 -600,000 Corporation New Leaf Ventures Inc. Options Cooper, Christopher 4 2021-01-15 50 0.28 375,000 125,000 New Leaf Ventures Inc. Options Minhas, Randip 5 2019-07-01 00 New Leaf Ventures Inc. Options Minhas, Randip 5 2021-01-15 50 0.28 125,000 125,000 New Leaf Ventures Inc. Common Shares White, Lee Devon White 4 2021-01-15 10 572,850 37,800 New Pacific Metals Common Shares Liu, Derek Zhihua 6 2020-12-02 57 3,750 Corp. New Pacific Metals Common Shares Liu, Derek Zhihua 6 2020-12-02 57 3,750 Corp. New Pacific Metals Rights Restricted Liu, Derek Zhihua 6 2020-12-02 57 -3,750 Corp. Share Units New Pacific Metals Rights Restricted Liu, Derek Zhihua 6 2020-12-02 57 -3,750 Corp. Share Units New Placer Dome Gold Common Shares Pierce, Toby Robert 4 2021-01-22 10 0.21 833,000 15,500 Corp. New Placer Dome Gold Common Shares Sali, Maximilian 4, 5 2021-01-18 10 0.235 2,289,750 50,000 Corp. New Placer Dome Gold Common Shares Sali, Maximilian 4, 5 2021-01-22 10 0.225 2,299,750 10,000 Corp. New Stratus Energy Common Shares Vathyam, Krishna 4 2017-05-04 00 900,000 Inc. (formerly Red Rock Energy Inc.) New Stratus Energy Common Shares Vathyam, Krishna 4 2021-01-21 10 0.35 886,500 -13,500 Inc. (formerly Red Rock Energy Inc.) Nexe Innovations Inc. Options Ruby, Killian 4 2020-12-15 00 Nexe Innovations Inc. Options Ruby, Killian 4 2020-12-15 00 200,000 Nexe Innovations Inc. Options Ruby, Killian 4 2020-12-15 50 0.8 200,000 Nexe Innovations Inc. Options Ruby, Killian 4 2020-12-15 50 0.8 200,000 Nextech AR Solutions Common Shares Malik, Kashif 5 2020-12-30 10 6.67 -257,000 Corp. Nextech AR Solutions Common Shares Malik, Kashif 5 2020-12-30 11 6.67 0 -257,000 Corp. Nextech AR Solutions Common Shares Tyldesley, Belinda 4 2021-01-13 10 269,172 -5,000 Corp. Nextech AR Solutions Common Shares Tyldesley, Belinda 4 2021-01-18 10 259,172 -10,000 Corp. Nextech AR Solutions Common Shares Tyldesley, Belinda 4 2021-01-19 10 254,172 -5,000 Corp. Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2021-01-21 10 1.22 9,940,942 10,000 Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2021-01-22 10 1.2 9,950,942 10,000 Noront Resources Ltd. Common Shares Resource Capital Fund V 3 2021-01-14 11 89,398,095 1,994,257 L.P. North American Common Shares North American Construction 1 2021-01-19 10 13.285 107,000 107,000 Construction Group Ltd. Group Ltd.

January 28, 2021 (2021), 44 OSCB 812

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

North American Common Shares North American Construction 1 2021-01-19 38 0 -107,000 Construction Group Ltd. Group Ltd. North American Common Shares North American Construction 1 2021-01-21 10 13.15 3,000 3,000 Construction Group Ltd. Group Ltd. North American Common Shares North American Construction 1 2021-01-21 38 0 -3,000 Construction Group Ltd. Group Ltd. NorthWest Healthcare Deferred Units Mitchell, Craig Douglas 5 2021-01-18 57 12.67 236,510 -35,901 Properties Real Estate Investment Trust Nouveau Monde Common Shares TURPIN, ARMAND 3 2021-01-20 15 1.45 790,000 690,000 Graphite Inc. (auparavant Nouveau Monde Mining Enterprises Inc.) Novo Resources Corp. Common Shares Humphryson, Robert James 5 2021-01-18 10 2.3 60,000 30,000 Nuinsco Resources Common Shares Galipeau, René Réal 4 2021-01-14 10 0.01 19,275,327 -500,000 Limited Nuinsco Resources Common Shares Galipeau, René Réal 4 2021-01-14 10 0.01 18,975,327 -300,000 Limited Nuinsco Resources Common Shares Jones, Paul, Latimer 4, 5 2021-01-15 10 0.01 34,540,493 -400,000 Limited Nuinsco Resources Common Shares Jones, Paul, Latimer 4, 5 2021-01-18 10 0.01 32,690,493 -1,850,000 Limited Nuinsco Resources Common Shares Jones, Paul, Latimer 4, 5 2021-01-20 10 0.01 32,341,993 -348,500 Limited NuLegacy Gold Common Shares Budreski, John Philip Adrian 4 2021-01-15 16 0.125 2,139,000 200,000 Corporation NuLegacy Gold Warrants Budreski, John Philip Adrian 4 2020-07-19 55 500,000 -200,000 Corporation NuLegacy Gold Warrants Budreski, John Philip Adrian 4 2021-01-15 16 700,000 200,000 Corporation NuLegacy Gold Common Shares Chu, Gregory Todd 5 2010-11-12 00 Corporation NuLegacy Gold Common Shares Chu, Gregory Todd 5 2021-01-15 16 0.125 150,000 150,000 Corporation NuLegacy Gold Warrants Chu, Gregory Todd 5 2010-11-12 00 Corporation

NuLegacy Gold Warrants Chu, Gregory Todd 5 2021-01-15 16 150,000 150,000 Corporation NuLegacy Gold Common Shares Davidson, Alexander John 4, 5 2021-01-13 10 0.12 1,594,000 -2,000,000 Corporation NuLegacy Gold Common Shares Davidson, Alexander John 4, 5 2021-01-15 16 0.125 2,094,000 500,000 Corporation NuLegacy Gold Common Shares Davidson, Alexander John 4, 5 2021-01-18 16 0.125 4,094,000 2,000,000 Corporation NuLegacy Gold Warrants Davidson, Alexander John 4, 5 2021-01-15 16 2,050,000 500,000 Corporation NuLegacy Gold Warrants Davidson, Alexander John 4, 5 2021-01-18 16 4,050,000 2,000,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-11 10 0.115 6,283,813 -2,000,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-12 10 0.12 5,783,813 -500,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-12 10 0.125 5,033,813 -750,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-13 10 0.12 4,433,813 -600,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-14 10 0.12 3,433,813 -1,000,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-14 10 0.12 5,172,813 1,739,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-15 10 0.125 5,118,313 -54,500 Corporation

January 28, 2021 (2021), 44 OSCB 813

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-15 10 0.12 3,532,813 -1,585,500 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-15 16 0.125 7,896,813 4,364,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-18 10 0.12 7,021,813 -875,000 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-19 10 0.125 7,183,352 161,539 Corporation NuLegacy Gold Common Shares Matter, Albert 4, 5 2021-01-22 10 0.12 6,733,352 -450,000 Corporation

NuLegacy Gold Warrants Matter, Albert 4, 5 2021-01-15 16 5,773,845 4,364,000 Corporation Numinus Wellness Inc. Options Fong, John 5 2020-05-15 50 0.25 100,000 100,000 Numinus Wellness Inc. Options Fong, John 5 2021-01-13 50 1.16 700,000 600,000

Numinus Wellness Inc. Common Shares Garner, Edwin Joseph 4 2020-05-15 00 33,150 Numinus Wellness Inc. Common Shares Garner, Edwin Joseph 4 2020-11-26 51 0.16 183,150 150,000 Numinus Wellness Inc. Common Shares Garner, Edwin Joseph 4 2021-01-04 10 1.075 33,150 -150,000 Numinus Wellness Inc. Common Shares Garner, Edwin Joseph 4 2021-01-05 47 0.01 16,575 -16,575 Numinus Wellness Inc. Common Shares Garner, Edwin Joseph 4 2021-01-11 51 0.16 54,075 37,500 Numinus Wellness Inc. Options Garner, Edwin Joseph 4 2020-05-15 00 800,000 Numinus Wellness Inc. Options Garner, Edwin Joseph 4 2020-11-26 51 0.16 650,000 -150,000 Numinus Wellness Inc. Options Garner, Edwin Joseph 4 2021-01-11 51 0.16 612,500 -37,500 Numinus Wellness Inc. Options Wallin, Stacey Christine 5 2021-01-13 50 1.16 700,000 600,000 Nuvei Corporation Subordinate Voting Erlick, Neil 5 2021-01-15 00 3,850 Shares O3 Mining Inc. Common Shares Vizquerra, Jose 4, 6, 5 2021-01-18 10 2.96 2,933,915 16,850 O3 Mining Inc. Common Shares Vizquerra, Jose 4, 6, 5 2021-01-19 10 2.976 2,950,715 16,800 O3 Mining Inc. Common Shares Vizquerra, Jose 4, 6, 5 2021-01-20 10 2.999 2,967,315 16,600 Olympia Financial Common Shares Skauge, Rick 3, 4, 5 2021-01-18 10 41 21,987 25 Group Inc. Orezone Gold Common Shares Resource Capital Fund VII 3 2020-01-29 15 50,169,450 8,113,200 Corporation L.P. Orezone Gold Warrants Resource Capital Fund VII 3 2018-04-09 00 Corporation L.P. Orezone Gold Warrants Resource Capital Fund VII 3 2020-01-29 15 4,056,600 4,056,600 Corporation L.P. Orford Mining Common Shares St-Jean, Joseph Alger 5 2021-01-21 10 0.1907 72,000 52,000 Corporation Raymond Organigram Holdings Options 2020 De Luca, Paolo 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 De Luca, Paolo 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 De Luca, Paolo 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 De Luca, Paolo 5 2021-01-15 56 2.15 27,966 27,966 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 De Luca, Paolo 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 De Luca, Paolo 5 2021-01-15 56 2.15 9,322 9,322 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Emberg, Timothy 5 2019-03-22 00 Inc. Omnibus Equity Incentive Plan

January 28, 2021 (2021), 44 OSCB 814

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Organigram Holdings Options 2020 Emberg, Timothy 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan

Organigram Holdings Rights PSUs - 2020 Emberg, Timothy 5 2019-03-22 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Emberg, Timothy 5 2021-01-15 56 2.15 32,734 32,734 Inc. Omnibus Equity Incentive Plan

Organigram Holdings Rights RSUs - 2020 Emberg, Timothy 5 2019-03-22 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Emberg, Timothy 5 2021-01-15 56 2.15 10,911 10,911 Inc. Omnibus Equity Incentive Plan

Organigram Holdings Options 2020 Engel, Gregory Malcolm 4, 5 2017-03-13 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Engel, Gregory Malcolm 4, 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Engel, Gregory Malcolm 4, 5 2017-03-13 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Engel, Gregory Malcolm 4, 5 2021-01-15 56 2.15 124,534 124,534 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Engel, Gregory Malcolm 4, 5 2017-03-13 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Engel, Gregory Malcolm 4, 5 2021-01-15 56 2.15 41,511 41,511 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Martin, Helen 5 2019-03-04 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Martin, Helen 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan

Organigram Holdings Rights PSUs - 2020 Martin, Helen 5 2019-03-04 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Martin, Helen 5 2021-01-15 56 2.15 26,686 26,686 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Martin, Helen 5 2019-03-04 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Martin, Helen 5 2021-01-15 56 2.15 8,895 8,895 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Schwalm, Amy Ann 5 2019-02-11 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 Schwalm, Amy Ann 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Schwalm, Amy Ann 5 2019-02-11 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 Schwalm, Amy Ann 5 2021-01-15 56 2.15 16,723 16,723 Inc. Omnibus Equity Incentive Plan

January 28, 2021 (2021), 44 OSCB 815

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Organigram Holdings Rights RSUs - 2020 Schwalm, Amy Ann 5 2019-02-11 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 Schwalm, Amy Ann 5 2021-01-15 56 2.15 5,574 5,574 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 West, Derrick 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Options 2020 West, Derrick 5 2021-01-18 50 2.19 50,000 50,000 Inc. Omnibus Equity Incentive Plan

Organigram Holdings Rights PSUs - 2020 West, Derrick 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights PSUs - 2020 West, Derrick 5 2021-01-15 56 2.15 28,820 28,820 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 West, Derrick 5 2017-12-19 00 Inc. Omnibus Equity Incentive Plan Organigram Holdings Rights RSUs - 2020 West, Derrick 5 2021-01-15 56 2.15 9,606 9,606 Inc. Omnibus Equity Incentive Plan Origen Resources Inc. Common Shares Morgan, Blake 5 2021-01-18 10 0.24 544,000 10,000 Origen Resources Inc. Common Shares Morgan, Blake 5 2021-01-19 10 0.22 569,000 25,000 Origen Resources Inc. Options Mustard, James 4 2021-01-21 50 0.23 200,000 50,000 Oroco Resource Corp. Common Shares LEAHY, STEPHEN MARTIN 4, 5 2021-01-15 10 1.87 1,623,000 -5,000 Oroco Resource Corp. Common Shares LEAHY, STEPHEN MARTIN 4, 5 2021-01-18 10 1.88 1,618,000 -5,000 Oroco Resource Corp. Common Shares LEAHY, STEPHEN MARTIN 4, 5 2021-01-19 10 1.87 1,613,000 -5,000 Oroco Resource Corp. Common Shares LEAHY, STEPHEN MARTIN 4, 5 2021-01-19 10 1.86 1,603,000 -10,000 Outback Goldfields Common Shares Zaunscherb, Eric 4 2021-01-20 10 60,000 20,000 Corp. P2 Gold Inc. Common Shares McNaughton, Kenneth C. 4 2021-01-18 10 0.5 3,258,500 100,000 P2 Gold Inc. Common Shares McNaughton, Kenneth C. 4 2021-01-19 10 0.5 3,358,500 100,000 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-20 10 0.495 3,099,748 15,000 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-20 10 0.5 3,149,248 49,500 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-21 10 0.5 3,184,248 35,000 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-21 10 0.523 3,199,248 15,000 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-22 10 0.51 3,204,248 5,000 P2 Gold Inc. Common Shares Ovsenek, Joseph J. 4, 5 2021-01-22 10 0.5 3,215,248 11,000 P2P Info Inc. Common Shares Little Fish Enterprises Ltd. 3 2021-01-08 00 29,050,522 Panoro Minerals Ltd. Common Shares Boden, William John 4 2021-01-19 10 0.183 12,294,620 7,500 Panoro Minerals Ltd. Common Shares Boden, William John 4 2021-01-22 10 0.17 12,296,620 2,000 Parlane Resource Common Shares Arca, Gary Vittorio 4, 5 2017-08-15 10 0.14 791,033 78,500 Corp. Parlane Resource Common Shares Arca, Gary Vittorio 4, 5 2017-08-17 10 0.14 812,533 21,500 Corp. Parlane Resource Common Shares Arca, Gary Vittorio 4, 5 2017-08-15 10 0.14 78,500 Corp. Parlane Resource Common Shares Arca, Gary Vittorio 4, 5 2017-08-17 10 0.14 21,500 Corp. Pembina Pipeline Common Shares Ainsworth, Anne-Marie 4 2021-01-20 10 27.769 22,554 100 Corporation Pembina Pipeline Rights DSU Ainsworth, Anne-Marie 4 2021-01-14 56 32.33 21,985 4,625 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2017-12-31 10 42.97 8,405 180 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2018-12-31 10 43.51 9,091 336 Corporation

January 28, 2021 (2021), 44 OSCB 816

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pembina Pipeline Common Shares Andersen, Harold 5 2019-12-31 10 47.99 9,707 336 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-01-15 10 50.1 9,745 38 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-02-14 10 53 9,783 38 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-03-13 10 33.17 9,844 61 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-04-15 10 28.066 9,917 73 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-05-15 10 32.98 9,980 63 Corporation Pembina Pipeline Common Shares Andersen, Harold 5 2020-12-31 30 33.11 1,843 1,366 Corporation

Pembina Pipeline Rights DSU Carroll, Cynthia 4 2020-05-08 00 Corporation Pembina Pipeline Rights DSU Carroll, Cynthia 4 2021-01-14 56 32.33 4,526 4,526 Corporation Pembina Pipeline Rights DSU Findlay, Randall J. 4 2021-01-14 56 32.33 32,381 6,380 Corporation Pembina Pipeline Common Shares Forrest, Jennifer 5 2020-12-31 30 33.07 785 731 Corporation Pembina Pipeline Common Shares Goldade, Cameron 5 2020-12-31 30 33.11 3,274 1,057 Corporation Pembina Pipeline Rights DSU Gwin, Robert Guyer 4 2020-05-08 00 Corporation Pembina Pipeline Rights DSU Gwin, Robert Guyer 4 2021-01-14 56 32.33 4,526 4,526 Corporation Pembina Pipeline Common Shares Hecker, Tracy Krista 5 2020-12-31 30 33.08 1,602 1,346 Corporation Pembina Pipeline Rights DSU KERR, GORDON J. 4 2021-01-14 56 32.33 32,751 3,805 Corporation Pembina Pipeline Common Shares Kohlsmith, Brad 5 2020-12-31 30 33.1 2,252 983 Corporation Pembina Pipeline Common Shares Koski, Michael James 5 2019-02-01 00 Corporation Pembina Pipeline Common Shares Koski, Michael James 5 2020-10-16 30 31.09 692 692 Corporation Pembina Pipeline Common Shares Koski, Michael James 5 2020-10-16 10 28.74 0 -692 Corporation Pembina Pipeline Common Shares Koski, Michael James 5 2020-12-31 30 31.09 255 255 Corporation Pembina Pipeline Rights DSU LeGresley, David Malcolm 4 2021-01-14 56 32.33 35,229 4,268 Corporation Balfour Pembina Pipeline Common Shares Murphy, Paul John 5 2020-12-31 30 31.43 5,488 906 Corporation Pembina Pipeline Rights DSU O'Donoghue, Leslie 4 2021-01-14 56 32.33 35,983 7,191 Corporation Pembina Pipeline Common Shares Rousch, Christopher Wayne 5 2020-12-31 30 33.15 1,951 937 Corporation Pembina Pipeline Rights DSU Rubin, Bruce D. 4 2021-01-14 56 32.33 16,987 4,576 Corporation Pembina Pipeline Common Shares Schwann, Sarah Jane 5 2020-04-02 00 Corporation Pembina Pipeline Common Shares Schwann, Sarah Jane 5 2020-12-31 30 32.09 62 62 Corporation Pembina Pipeline Common Shares Sprott, Jaret 5 2021-01-15 10 34.238 9 Corporation Pembina Pipeline Common Shares Sprott, Jaret 5 2021-01-15 10 34.238 9 Corporation Pembina Pipeline Common Shares Sprott, Jaret 5 2021-01-15 10 34.238 2,058 9 Corporation

January 28, 2021 (2021), 44 OSCB 817

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Pembina Pipeline Rights DSU Sykes, Henry William 4 2021-01-14 56 32.33 11,390 3,750 Corporation Pembina Pipeline Common Shares Taylor, Stuart 5 2020-12-31 30 33.17 4,271 2,268 Corporation Pembina Pipeline Common Shares Tuffs, Brian Robert 5 2020-02-01 00 Corporation Pembina Pipeline Common Shares Tuffs, Brian Robert 5 2020-12-30 30 31.74 205 205 Corporation Pembina Pipeline Common Shares Walsh, Patrick Scott 5 2020-12-31 30 33.1 1,167 494 Corporation Pembina Pipeline Common Shares Wiun, Jason Travis 5 2020-12-31 30 33.08 6,904 1,726 Corporation Perk Labs Inc. (formerly Common Shares Hoyles, Jonathan 4, 5 2021-01-19 10 0.075 3,080,986 100,000 Glance Technologies Inc.) Perk Labs Inc. (formerly Common Shares Hoyles, Jonathan 4, 5 2021-01-22 10 0.07 3,240,986 160,000 Glance Technologies Inc.) Perk Labs Inc. (formerly Restricted share Hoyles, Jonathan 4, 5 2021-01-18 56 1,780,898 750,000 Glance Technologies units Inc.) Perpetual Energy Inc. Deferred Shares Maitland, Robert A. 4 2021-01-19 56 0.01 435,533 34,091 Perpetual Energy Inc. Deferred Shares Merritt, Geoffrey Craig 4 2021-01-19 56 0.01 435,533 34,091 Perpetual Energy Inc. Deferred Shares Shay, Ryan 4 2021-01-19 56 0.01 357,568 34,091 Perpetual Energy Inc. Deferred Shares Ward, Howard 4 2021-01-19 56 0.01 435,533 34,091 Peruvian Metals Corp. Common Shares Brunelle, Steven Samuel 4 2021-01-19 10 0.105 1,337,452 -100,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Brunelle, Steven Samuel 4 2021-01-21 54 0.1 1,437,452 100,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Warrants Issued in Brunelle, Steven Samuel 4 2021-01-21 54 650,000 -100,000 (Formerly Duran Private Placements Ventures Inc.) Peruvian Metals Corp. Common Shares Hamilton, Daniel 4 2021-01-15 10 0.105 3,776,924 -98,500 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Hamilton, Daniel 4 2021-01-15 10 0.11 3,775,424 -1,500 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Hamilton, Daniel 4 2021-01-20 54 0.1 3,875,424 100,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Warrants Issued in Hamilton, Daniel 4 2021-01-20 54 200,000 -100,000 (Formerly Duran Private Placements Ventures Inc.) Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-19 10 0.105 3,965,191 -108,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-19 54 0.1 175,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-21 54 0.1 4,140,191 175,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-19 54 0.1 50,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-19 10 0.1 4,954,486 -125,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value Peruvian Metals Corp. Common Shares Reeder, Jeffrey 4 2021-01-21 54 0.1 5,004,486 50,000 (Formerly Duran Unlimited, No Par Ventures Inc.) Value

January 28, 2021 (2021), 44 OSCB 818

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Peruvian Metals Corp. Warrants Issued in Reeder, Jeffrey 4 2021-01-19 54 -175,000 (Formerly Duran Private Placements Ventures Inc.)

Peruvian Metals Corp. Warrants Issued in Reeder, Jeffrey 4 2021-01-21 54 301,000 -175,000 (Formerly Duran Private Placements Ventures Inc.) Peruvian Metals Corp. Warrants Issued in Reeder, Jeffrey 4 2021-01-19 54 -50,000 (Formerly Duran Private Placements Ventures Inc.)

Peruvian Metals Corp. Warrants Issued in Reeder, Jeffrey 4 2021-01-21 54 0 -50,000 (Formerly Duran Private Placements Ventures Inc.) PetroTal Corp. (formerly Common Shares Gran Tierra Energy Inc. 8 2021-01-21 11 0.1362 137,093,750 -109,006,250 Sterling Resources Ltd.)

Petrus Resources Ltd. Options New Korchinski, Neil 5 2021-01-21 52 0.77 9,000 Options Petrus Resources Ltd. Options New Korchinski, Neil 5 2021-01-21 52 0.77 490,901 -9,000 Options Petrus Resources Ltd. Options New Korchinski, Neil 5 2021-01-21 52 2.33 24,800 Options Petrus Resources Ltd. Options New Korchinski, Neil 5 2021-01-21 52 2.33 466,101 -24,800 Options Peyto Exploration & Common Shares Czember, Derick Nathan 5 2021-01-20 51 3.75 13,600 3,600 Development Corp. Peyto Exploration & Common Shares Czember, Derick Nathan 5 2021-01-20 10 4.05 10,000 -3,600 Development Corp. Peyto Exploration & Options Czember, Derick Nathan 5 2021-01-20 59 -3,600 Development Corp. Peyto Exploration & Options Czember, Derick Nathan 5 2021-01-20 59 -3,600 Development Corp. Peyto Exploration & Options Czember, Derick Nathan 5 2021-01-20 51 159,502 -3,600 Development Corp. Peyto Exploration & Common Shares Lachance, Jean-Paul Henri 5 2021-01-20 51 3.75 140,760 20,000 Development Corp. Peyto Exploration & Common Shares Lachance, Jean-Paul Henri 5 2021-01-20 10 4.05 120,760 -20,000 Development Corp. Peyto Exploration & Options Lachance, Jean-Paul Henri 5 2021-01-20 59 -20,000 Development Corp.

Peyto Exploration & Options Lachance, Jean-Paul Henri 5 2021-01-20 59 -20,000 Development Corp. Peyto Exploration & Options Lachance, Jean-Paul Henri 5 2021-01-20 51 715,333 -20,000 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-14 51 3.75 16,500 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-14 51 3.75 16,500 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-14 51 3.75 268,007 16,500 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-14 10 3.98 251,507 -16,500 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-15 10 4.1 40,000 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-15 10 4.1 40,000 Development Corp. Peyto Exploration & Common Shares Robinson, Scott 5 2021-01-15 10 4.1 291,507 40,000 Development Corp. Peyto Exploration & Options Robinson, Scott 5 2021-01-14 51 -16,500 Development Corp. Peyto Exploration & Options Robinson, Scott 5 2021-01-14 51 -16,500 Development Corp. Peyto Exploration & Options Robinson, Scott 5 2021-01-14 59 -16,500 Development Corp.

January 28, 2021 (2021), 44 OSCB 819

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Peyto Exploration & Options Robinson, Scott 5 2021-01-14 51 361,667 -16,500 Development Corp.

Peyto Exploration & Common Shares Thomas, David Alan 5 2021-01-15 51 3.75 15,500 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 2021-01-15 51 3.75 15,500 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 2021-01-15 51 3.75 269,372 15,500 Development Corp. Peyto Exploration & Common Shares Thomas, David Alan 5 2021-01-15 10 4.03 284,872 15,500 Development Corp.

Peyto Exploration & Options Thomas, David Alan 5 2021-01-15 51 -15,500 Development Corp.

Peyto Exploration & Options Thomas, David Alan 5 2021-01-15 59 -15,500 Development Corp. Peyto Exploration & Options Thomas, David Alan 5 2021-01-15 51 554,334 -15,500 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 2021-01-15 51 3.75 13,900 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 2021-01-15 51 3.75 13,900 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 2021-01-15 51 3.75 144,510 13,900 Development Corp. Peyto Exploration & Common Shares Turgeon, Kathy 5 2021-01-15 10 4.1 130,610 -13,900 Development Corp. Peyto Exploration & Options Turgeon, Kathy 5 2021-01-15 51 -13,900 Development Corp. Peyto Exploration & Options Turgeon, Kathy 5 2021-01-15 51 -13,900 Development Corp. Peyto Exploration & Options Turgeon, Kathy 5 2021-01-15 59 -13,900 Development Corp. Peyto Exploration & Options Turgeon, Kathy 5 2021-01-15 51 -13,900 Development Corp. Peyto Exploration & Options Turgeon, Kathy 5 2021-01-15 51 486,935 -13,900 Development Corp. PHX Energy Services Common Shares Hibbard, Lawrence M. 4 2021-01-19 10 2.62 32,185 685 Corp. Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2021-01-18 10 10.013 3,347,669 -5,000 Energy Inc. Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2021-01-20 10 10 3,345,969 -1,700 Energy Inc. Pinnacle Renewable Common Shares Prospect Co., Ltd. 3 2021-01-21 10 10 3,344,969 -1,000 Energy Inc. Pipestone Energy Corp. Common Shares GMT Capital Corp 4 2021-01-21 10 0.67 4,599,298 240,100 (formerly, Blackbird Energy Inc.) Pipestone Energy Corp. Common Shares GMT Capital Corp 4 2021-01-21 10 0.67 6,344,329 733,000 (formerly, Blackbird Energy Inc.) Pipestone Energy Corp. Common Shares GMT Capital Corp 4 2021-01-21 10 0.67 8,623,002 554,400 (formerly, Blackbird Energy Inc.) Pipestone Energy Corp. Common Shares GMT Capital Corp 4 2021-01-21 10 0.67 857,880 57,100 (formerly, Blackbird Energy Inc.) Plant&Co. Brands Ltd. Options Callaway, Michael Dean 5 2021-01-19 50 0.78 825,000 500,000 Plant&Co. Brands Ltd. Options Contardi, Marco 4 2021-01-19 50 200,000 200,000 Plant&Co. Brands Ltd. Options Hamelin, Lindsay 4 2021-01-19 50 50,000 50,000 Platinum Group Metals Common Shares Begic, Kris 5 2021-01-18 51 2.61 55,000 50,000 Ltd.

January 28, 2021 (2021), 44 OSCB 820

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Platinum Group Metals Common Shares Begic, Kris 5 2021-01-18 10 6.13 5,000 -50,000 Ltd. Platinum Group Metals Options Begic, Kris 5 2021-01-18 51 2.61 433,334 -50,000 Ltd. Plaza Retail REIT RSUs Drake, James (Jim) 5 2021-01-15 30 3.61 2,729 16 Plaza Retail REIT RSUs Mackenzie, Peter 5 2021-01-15 30 3.61 6,981 44 Plaza Retail REIT RSUs Penney, Stephen 5 2021-01-15 30 3.61 2,729 16 Plaza Retail REIT RSUs Strange, Kimberly A. 5 2021-01-15 30 3.61 368 2 Portage Biotech Inc. Options Bailey, Gregory 3, 4 2021-01-13 50 17.75 85,000 85,000 Portage Biotech Inc. Options Doogan, Declan 3, 4, 5 2021-01-13 50 17.75 85,000 85,000

Portage Biotech Inc. Common Shares Walters, Ian 4 2021-01-13 56 277,198 152,000 Portage Biotech Inc. Options Walters, Ian 4 2021-01-13 50 17.75 151,000 151,000 Postmedia Network Class NC Variable Cooperman, Leon 3 2021-01-20 10 1.4 7,252,000 2,700 Canada Corp. Voting Shares

Power Corporation of Subordinate Voting de Seze, Amaury-Daniel 5 2020-05-15 00 Canada Shares Power Corporation of Subordinate Voting de Seze, Amaury-Daniel 5 2020-12-31 30 23.536 13,189 13,189 Canada Shares Power Corporation of Subordinate Voting Desmarais, Olivier 7, 5 2020-12-31 30 25.206 5,251 479 Canada Shares Power Corporation of Subordinate Voting Desmarais, Paul III 7, 5 2020-04-01 10 21.3 1,400 150 Canada Shares Power Corporation of Subordinate Voting Desmarais, Paul III 7, 5 2020-12-31 30 25.578 7,340 2,568 Canada Shares Power Corporation of Deferred Share Généreux, Claude 7, 5 2020-12-31 30 70 Canada Units Power Corporation of Deferred Share Généreux, Claude 7, 5 2020-12-31 30 70 Canada Units Power Corporation of Deferred Share Généreux, Claude 7, 5 2020-12-31 30 972 70 Canada Units Power Corporation of Subordinate Voting Généreux, Claude 7, 5 2020-12-31 30 25.443 9,785 3,033 Canada Shares Power Corporation of Subordinate Voting Lefebvre, Jocelyn 5 2020-12-31 30 26.496 80,015 2,583 Canada Shares Power Corporation of Subordinate Voting Lemay, Stéphane 7, 5 2020-12-31 30 25.763 3,972 1,944 Canada Shares Power Corporation of Subordinate Voting Ryan, Thomas Timothy, Jr. 4, 7 2020-12-31 30 23.017 38,630 1,120 Canada Shares Power Corporation of Subordinate Voting Ryan, Thomas Timothy, Jr. 4, 7 2020-12-31 30 23.536 39,421 791 Canada Shares Power Corporation of Deferred Share Tretiak, Gregory Dennis 7, 5 2020-12-31 30 1,614 Canada Units Power Corporation of Deferred Share Tretiak, Gregory Dennis 7, 5 2020-12-31 30 1,614 Canada Units Power Corporation of Deferred Share Tretiak, Gregory Dennis 7, 5 2020-12-31 30 22,462 1,614 Canada Units Power Corporation of Subordinate Voting Tretiak, Gregory Dennis 7, 5 2020-12-31 30 25.4 19,937 4,209 Canada Shares Power Financial PFC Performance Orr, Robert Jeffrey 4, 6, 7, 2020-12-31 30 16,055 Corporation Deferred Share 5 Units Power Financial PFC Performance Orr, Robert Jeffrey 4, 6, 7, 2020-12-31 30 16,055 Corporation Deferred Share 5 Units Power Financial PFC Performance Orr, Robert Jeffrey 4, 6, 7, 2020-12-31 30 311,500 16,055 Corporation Deferred Share 5 Units Power Financial PFC Performance Tretiak, Gregory Dennis 6, 7, 5 2020-12-31 30 1,530 Corporation Deferred Share Units

January 28, 2021 (2021), 44 OSCB 821

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Power Financial PFC Performance Tretiak, Gregory Dennis 6, 7, 5 2020-12-31 30 1,530 Corporation Deferred Share Units

Power Financial PFC Performance Tretiak, Gregory Dennis 6, 7, 5 2020-12-31 30 35,320 1,530 Corporation Deferred Share Units Predictiv AI Inc. Common Shares Klein, Robert 5 2021-01-19 10 0.175 2,214,272 -58,000 (formerly, Internet of Things Inc.) PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-05-26 10 0.67 190,000 -10,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-05-27 10 0.7284 129,000 -61,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-05-27 10 0.72 100,000 -29,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-05-28 10 0.73 85,000 -15,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-05-29 10 0.7225 65,000 -20,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-03 10 0.99 55,000 -10,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-04 10 1.03 50,000 -5,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-08 10 0.8816 38,000 -12,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-09 10 0.718 33,000 -5,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-09 10 0.73 27,000 -6,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-10 10 0.7766 21,000 -6,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-10 10 0.77 18,000 -3,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-18 10 0.7 15,000 -3,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-06-22 10 0.7425 7,000 -8,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-07-02 10 0.7 4,000 -3,000 PredictMedix Inc. Common Shares MALHOTRA, RAKESH 5 2020-07-03 10 0.71 0 -4,000 Project One Resources Common Shares Shenton, Ronald Gordon 4, 5 2021-01-22 10 0.2 2,745,527 2,000 Ltd. Prospect Park Capital Common Shares Greig, James Stewart 4, 5 2021-01-19 11 0.21 490,000 190,000 Corp. Prospect Park Capital Common Shares Greig, James Stewart 4, 5 2021-01-19 36 0.28 542,691 52,691 Corp. Prospect Park Capital Common Shares Grossman, Robbie 4 2021-01-19 16 0.21 95,000 75,000 Corp. Prospect Park Capital Common Shares Pierce, Toby Robert 4 2021-01-19 36 0.21 352,691 52,691 Corp. Prospect Park Capital Common Shares Pierce, Toby Robert 4 2021-01-19 11 0.21 702,691 350,000 Corp. Prospect Park Capital Warrants Pierce, Toby Robert 4 2021-01-19 36 0.28 352,691 52,691 Corp. Psyence Group Inc. Common Shares Ali, Sheik Amza Ali 4, 5 2021-01-20 00 2,487,283 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Options Ali, Sheik Amza Ali 4, 5 2021-01-20 00 287,547 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Warrants Ali, Sheik Amza Ali 4, 5 2021-01-20 00 358,906 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Common Shares Aufrichtig, Jody 4, 5 2021-01-20 00 1,629,434 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Options Aufrichtig, Jody 4, 5 2021-01-20 00 965,000 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Warrants Aufrichtig, Jody 4, 5 2021-01-20 00 985,178 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Common Shares Basserabie, Gavin 4 2021-01-20 00 2,978,039 (formerly Cardinal Capital Partners Inc.)

January 28, 2021 (2021), 44 OSCB 822

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Psyence Group Inc. Options Basserabie, Gavin 4 2021-01-20 00 300,000 (formerly Cardinal Capital Partners Inc.)

Psyence Group Inc. Common Shares Corden-Lloyd, Warwick 5 2021-01-20 00 144,093 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Options Corden-Lloyd, Warwick 5 2021-01-20 00 450,000 (formerly Cardinal Capital Partners Inc.)

Psyence Group Inc. Common Shares Shorser, Alexander 5 2021-01-20 00 247,274 (formerly Cardinal Capital Partners Inc.)

Psyence Group Inc. Options Shorser, Alexander 5 2021-01-20 00 96,112 (formerly Cardinal Capital Partners Inc.)

Psyence Group Inc. Warrants Shorser, Alexander 5 2021-01-20 00 8,445 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Common Shares Singer, Marvin Joseph 4 2021-01-20 00 212,998 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Options Singer, Marvin Joseph 4 2021-01-20 00 400,000 (formerly Cardinal Capital Partners Inc.) Psyence Group Inc. Warrants Singer, Marvin Joseph 4 2021-01-20 00 106,499 (formerly Cardinal Capital Partners Inc.) QMX Gold Corporation Common Shares Rompel, Andreas 5 2019-01-24 10 0.09 105,000 55,000 (formerly Alexis Minerals Corporation) QuestEx Gold & Common Shares Barresi, Tony 5 2021-01-20 10 0.59 82,786 2,000 Copper Ltd. (formerly Colorado Resources Ltd.) QuestEx Gold & Common Shares Barresi, Tony 5 2021-01-20 10 0.59 83,786 1,000 Copper Ltd. (formerly Colorado Resources Ltd.) QuestEx Gold & Common Shares Barresi, Tony 5 2021-01-21 10 0.65 87,786 4,000 Copper Ltd. (formerly Colorado Resources Ltd.)

Ready Set Gold Corp. Options McAulay, Alexander 4 2020-03-16 00 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Options McAulay, Alexander 4 2020-12-04 50 0.6 200,000 200,000 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Options Schatzker, Adam Paul 4 2020-12-04 00 125,000 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Common Shares Scovenna, Christian 4, 5 2020-11-06 97 0.6 666,666 166,666 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Common Shares Scovenna, Christian 4, 5 2020-12-04 00 500,000 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Warrants Scovenna, Christian 4, 5 2020-12-04 00 166,666 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Options Veltheer, John Edward 4, 5 2020-02-24 00 (formerly, Omni Commerce Corp.) Ready Set Gold Corp. Options Veltheer, John Edward 4, 5 2020-12-04 50 0.6 175,000 175,000 (formerly, Omni Commerce Corp.)

January 28, 2021 (2021), 44 OSCB 823

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Real Estate & E- Common Shares Lauzon, Robert 7 2021-01-21 10 13.98 7,700 2,900 Commerce Split Corp. Class A Real Estate & E- Common Shares Lauzon, Robert 7 2021-01-20 10 14 5,000 900 Commerce Split Corp. Class A Real Estate & E- Common Shares Lauzon, Robert 7 2021-01-21 10 13.98 7,100 2,100 Commerce Split Corp. Class A Real Estate & E- Common Shares Orrico, Dean 4, 6, 5 2021-01-21 10 13.843 17,500 5,000 Commerce Split Corp. Class A Real Matters Inc. Common Shares Smith, Jason 4, 5 2021-01-18 10 18.755 3,634,384 -3,000 Real Matters Inc. Common Shares Smith, Jason 4, 5 2021-01-19 10 18.76 3,631,384 -3,000 Real Matters Inc. Common Shares Smith, Jason 4, 5 2021-01-20 10 19.103 3,628,384 -3,000 Real Matters Inc. Common Shares Smith, Jason 4, 5 2021-01-21 10 18.983 3,625,384 -3,000 Real Matters Inc. Common Shares Smith, Jason 4, 5 2021-01-22 10 18.704 3,622,384 -3,000 Recipe Unlimited Subordinate Voting Aisenstat, David 7 2021-01-20 10 18 0 -8,284 Corporation (formerly Shares Cara Operations Limited) Recipe Unlimited Deferred Share Clark, Christy 4 2021-01-15 30 16.285 12,442 5,220 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Gunn, Stephen 4 2021-01-15 30 16.285 10,114 6,233 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Hodgson, Christopher 4 2021-01-15 30 16.285 21,546 5,220 Corporation (formerly Units Douglas Cara Operations Limited) Recipe Unlimited Deferred Share Norris, Michael John 4 2021-01-15 30 16.285 12,837 1,842 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Regan, Sean Paul 4 2021-01-15 30 16.285 18,168 1,842 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Rivett, Paul 4 2021-01-15 30 16.285 8,606 5,220 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Rothschild, John 4 2021-01-15 30 16.285 16,215 5,220 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Saunders, Mark 4 2021-01-01 00 Corporation (formerly Units Cara Operations Limited) Recipe Unlimited Deferred Share Saunders, Mark 4 2021-01-15 30 16.285 5,220 5,220 Corporation (formerly Units Cara Operations Limited) Reko International Common Shares Reko International Group 1 2021-01-18 38 3.28 13,400 13,400 Group Inc. Inc. Reko International Common Shares Reko International Group 1 2021-01-18 38 3.28 0 -13,400 Group Inc. Inc. Reko International Common Shares Reko International Group 1 2021-01-19 38 3.28 13,400 13,400 Group Inc. Inc. Reko International Common Shares Reko International Group 1 2021-01-19 38 3.28 0 -13,400 Group Inc. Inc. Richelieu Hardware Ltd. Common Shares Auclair, Antoine 5 2021-01-21 30 35.058 2,826 25 Richelieu Hardware Ltd. Common Shares Auclair, Antoine 5 2021-01-21 30 35.058 11,547 59 Richelieu Hardware Ltd. Common Shares Grenier, Guy 5 2021-01-21 30 35.058 49,876 84

January 28, 2021 (2021), 44 OSCB 824

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Richelieu Hardware Ltd. Common Shares Lord, Richard 4, 5 2021-01-21 30 35.058 4,227,374 55 Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-15 10 17 11,381,444 -5,918 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-15 10 17 11,392,294 10,850 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-18 10 17 11,392,646 352 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-18 10 17 11,392,292 -354 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-19 10 17 11,394,072 1,780 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-20 10 17 11,394,637 565 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-20 10 17 11,394,562 -75 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-21 10 17.027 11,400,846 6,284 Investment Grade Bond Management Fund Ridgewood Canadian Units Ridgewood Capital Asset 3 2021-01-21 10 17.05 11,397,346 -3,500 Investment Grade Bond Management Fund RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-13 10 2.8 2,104,250 -11,000 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-14 10 2.8 2,102,750 -1,500 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-18 10 2.8 2,102,650 -100 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-19 10 2.8 2,102,050 -600 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-19 10 2.74 2,099,150 -2,900 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-20 10 2.74 2,097,850 -1,300 RIWI Corp. Common Shares Beaty, Ross J. 6 2021-01-21 10 2.74 2,095,250 -2,600 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-13 10 2.8 2,104,250 -11,000 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-14 10 2.8 2,102,750 -1,500 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-18 10 2.8 2,102,650 -100 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-19 10 2.8 2,102,050 -600 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-19 10 2.74 2,099,150 -2,900 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-20 10 2.74 2,097,850 -1,300 RIWI Corp. Common Shares BP Capital Ltd. 3 2021-01-21 10 2.74 2,095,250 -2,600 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-13 10 2.8 2,104,250 -11,000 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-14 10 2.8 2,102,750 -1,500 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-18 10 2.8 2,102,650 -100 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-19 10 2.8 2,102,050 -600 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-19 10 2.74 2,099,150 -2,900 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-20 10 2.74 2,097,850 -1,300 RIWI Corp. Common Shares Pirooz, Robert Pirooz 4 2021-01-21 10 2.74 2,095,250 -2,600 Rogers Non-Voting Shares Hartling, Philip 7 2020-12-09 10 60.69 -70 Communications Inc. Class B Rogers Non-Voting Shares Hartling, Philip 7 2020-12-09 10 60.69 3 -70 Communications Inc. Class B Rokmaster Resources Common Shares Mirko, John Martin 4, 5 2021-01-18 10 0.32 4,374,394 85,000 Corp. Rokmaster Resources Common Shares Mirko, John Martin 4, 5 2021-01-18 53 0.48 4,459,394 85,000 Corp. Roxgold Inc. Performance Share Criddle, Paul Andrew 5 2021-01-12 56 710,049 176,174 Units

January 28, 2021 (2021), 44 OSCB 825

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Roxgold Inc. Restricted Stock Criddle, Paul Andrew 5 2021-01-12 56 710,049 176,174 Unit

Roxgold Inc. Performance Share Dorward, John Andrew 4, 5 2021-01-12 56 1,686,855 335,570 Units Roxgold Inc. Restricted Stock Dorward, John Andrew 4, 5 2021-01-12 56 1,686,855 335,570 Unit

Roxgold Inc. Performance Share Pick, Eric Larry 5 2021-01-12 56 494,972 100,671 Units

Roxgold Inc. Restricted Stock Pick, Eric Larry 5 2021-01-12 56 494,972 100,671 Unit Roxgold Inc. Common Shares Pitcher, Norman 4 2021-01-20 10 1.54 111,400 63,000

Roxgold Inc. Performance Share Sapuppo, Vince 5 2021-01-12 56 613,821 151,007 Units

Roxgold Inc. Restricted Stock Sapuppo, Vince 5 2021-01-12 56 863,821 151,007 Unit

Roxgold Inc. Performance Share Weedon, Paul 5 2021-01-12 56 501,875 125,839 Units Roxgold Inc. Restricted Stock Weedon, Paul 5 2021-01-12 56 751,875 125,839 Unit Royal Bank of Canada Common Shares Bolger, Rod 5 2021-01-22 51 48.933 1,493 968 Royal Bank of Canada Common Shares Bolger, Rod 5 2021-01-22 10 107.14 891 -602 Royal Bank of Canada Options Bolger, Rod 5 2021-01-22 51 48.933 226,238 -968 Royal Bank of Canada Common Shares Gottschling, Helena 5 2021-01-22 51 48.933 1,854 581 Royal Bank of Canada Common Shares Gottschling, Helena 5 2021-01-22 10 107.12 1,273 -581 Royal Bank of Canada Options Gottschling, Helena 5 2021-01-22 51 48.933 86,813 -581 Royal Bank of Canada Common Shares McKay, David Ian 4, 5 2021-01-22 51 48.933 11,195 5,322 Royal Bank of Canada Common Shares McKay, David Ian 4, 5 2021-01-22 10 107.06 5,873 -5,322 Royal Bank of Canada Options McKay, David Ian 4, 5 2021-01-22 51 48.933 1,064,554 -5,322 Royal Helium Ltd. Options Becher, R W Campbell 4 2020-11-25 00 Royal Helium Ltd. Options Becher, R W Campbell 4 2021-01-13 50 0.44 500,000 500,000 Royal Helium Ltd. Options Halabura, Stephen Philip 5 2019-01-09 00 Royal Helium Ltd. Options Halabura, Stephen Philip 5 2021-01-13 50 0.44 500,000 500,000 Royal Helium Ltd. Options laberge, sylvain 4 2021-01-13 50 0.44 900,000 500,000 RT Minerals Corp. Common Shares CLARK, DONALD M. 3, 4, 5 2021-01-21 10 0.09 4,580,550 4,000 RT Minerals Corp. Common Shares CLARK, DONALD M. 3, 4, 5 2021-01-21 10 0.095 4,581,550 1,000 RT Minerals Corp. Common Shares CLARK, DONALD M. 3, 4, 5 2021-01-22 10 0.093 4,586,550 5,000 RT Minerals Corp. Common Shares CLARK, DONALD M. 3, 4, 5 2021-01-22 10 0.095 4,596,550 10,000

RT Minerals Corp. Options CLARK, DONALD M. 3, 4, 5 2018-08-31 00 RT Minerals Corp. Options CLARK, DONALD M. 3, 4, 5 2021-01-19 50 0.095 1,000,000 1,000,000 RT Minerals Corp. Options Wong, Sandra 5 2021-01-19 50 0.095 200,000 200,000 Rugby Mining Limited Options Bond, Cecil 4 2020-10-23 52 0.1 850,000 -150,000 Rugby Mining Limited Options Bond, Cecil 4 2020-12-11 52 0.1 750,000 -100,000 Rugby Mining Limited Options Bond, Cecil 4 2021-01-13 50 0.1 1,190,000 440,000 Rugby Mining Limited Options Grey, Robert 5 2021-01-13 50 975,000 525,000 Satori Resources Inc. Common Shares Shippen, Peter James 3, 4 2021-01-13 10 0.145 2,133,500 115,000 Score Media and Restricted Share Albright, John 3, 4 2021-01-13 56 28,436 28,436 Gaming Inc. Units Score Media and Restricted Share Cooper, Brian 4 2021-01-13 56 37,914 37,914 Gaming Inc. Units Score Media and Restricted Share Ghazal, Hecham 5 2021-01-13 56 211,137 211,137 Gaming Inc. Units Score Media and Restricted Share Lean, Ralph E. 4 2021-01-13 56 28,436 28,436 Gaming Inc. Units Score Media and Restricted Share Levy, Benjamin David 4, 5 2021-01-13 56 298,578 298,578 Gaming Inc. Units Score Media and Restricted Share Levy, John S. 3, 4, 5 2021-01-13 56 606,635 606,635 Gaming Inc. Units

January 28, 2021 (2021), 44 OSCB 826

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Score Media and Restricted Share Lobo, Alvin 5 2021-01-13 56 210,308 210,308 Gaming Inc. Units

Score Media and Restricted Share Ruggiero, Angela 4 2020-10-14 00 Gaming Inc. Units Score Media and Restricted Share Ruggiero, Angela 4 2021-01-13 56 37,914 37,914 Gaming Inc. Units

Score Media and Restricted Share Scholes, Mark A. 4 2021-01-13 56 28,436 28,436 Gaming Inc. Units

Score Media and Restricted Share Sidsworth, Joshua 5 2021-01-13 56 207,345 207,345 Gaming Inc. Units

Score Media and Restricted Share Thomson, William 4 2021-01-13 56 28,436 28,436 Gaming Inc. Units Seabridge Gold Inc. Common Shares Kraus, Richard Carl 4 2021-01-11 10 22.54 24,000 -1,000 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-18 38 200 200 200

Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-18 38 0 -200 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-21 38 207 10,000 10,000 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-21 38 205.16 10,500 500 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-22 38 207 11,000 500 Senvest Capital Inc. Common Shares Senvest Capital Inc. 1 2021-01-22 38 0 -11,000 Seven Generations Options Pre-IPO Canada Pension Plan 3 2020-05-29 52 16,000 -16,000 Energy Ltd. Investment Board Seven Generations Rights Deferred Canada Pension Plan 3 2020-06-30 56 12,580 Energy Ltd. Share Units Investment Board Seven Generations Rights Deferred Canada Pension Plan 3 2020-09-30 56 10,308 Energy Ltd. Share Units Investment Board Seven Generations Rights Deferred Canada Pension Plan 3 2020-12-31 56 6,280 Energy Ltd. Share Units Investment Board Seven Generations Rights Deferred Canada Pension Plan 3 2020-06-30 56 47,348 12,580 Energy Ltd. Share Units (cash Investment Board settled on redemption) Seven Generations Rights Deferred Canada Pension Plan 3 2020-09-30 56 57,656 10,308 Energy Ltd. Share Units (cash Investment Board settled on redemption) Seven Generations Rights Deferred Canada Pension Plan 3 2020-12-31 56 63,936 6,280 Energy Ltd. Share Units (cash Investment Board settled on redemption)

Sharc International Convertible Engelhardt, Matthew Aaron 5 2021-01-20 47 $75 -$15 Systems Inc. Debentures EXP 02/13/23, 2%, $0.10 Conv Sharc International Convertible Saurette, Allen 4 2021-01-19 47 $140 -$10 Systems Inc. Debentures EXP 02/13/23, 2%, $0.10 Conv SHAW Directors' Deferred White, Steven 4 2021-01-12 00 COMMUNICATIONS Share Units (DDSU) INC. SHAW Directors' Deferred White, Steven 4 2021-01-18 56 17.66 8,494 8,494 COMMUNICATIONS Share Units (DDSU) INC. Sherritt International Deferred Share BAKER, TIMOTHY CLIVE 4 2021-01-15 56 0.56 573,671 13,393 Corporation Units Sherritt International Deferred Share Belanger, Maryse 4 2021-01-15 56 0.56 971,993 40,179 Corporation Units Sherritt International Deferred Share Lapthorne, Sir Richard 4 2021-01-15 56 0.56 606,843 13,393 Corporation Units Douglas Sherritt International Deferred Share LOADER, WILLIAM ADRIAN 4 2021-01-15 56 0.56 590,763 13,393 Corporation Units Sherritt International Deferred Share Pankratz, Lisa Marie 4 2021-01-15 56 0.56 584,636 13,393 Corporation Units

January 28, 2021 (2021), 44 OSCB 827

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Sherritt International Deferred Share Warwick, John Michael 4 2021-01-15 56 0.56 1,017,421 40,179 Corporation Units Shopify Inc. Options Finkelstein, Harley Michael 5 2021-01-21 51 22.44 108,850 -545 Shopify Inc. Subordinate Voting Finkelstein, Harley Michael 5 2021-01-21 51 22.44 545 545 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Finkelstein, Harley Michael 5 2021-01-21 30 1216.3 0 -545 Shares Class A Subordinate Voting Shares Shopify Inc. Options Lutke, Tobias Albin 4, 5 2021-01-19 51 180.38 216,019 -3,200 Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2021-01-19 51 180.38 3,200 3,200 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2021-01-19 30 1180.6 0 -3,200 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Lutke, Tobias Albin 4, 5 2021-01-19 30 1172.7 171,500 -3,500 Shares Class A Subordinate Voting Shares Shopify Inc. Multiple Voting Shannan, Tobyn David 5 2020-09-29 00 Shares Class B Multiple Voting Shares Shopify Inc. Multiple Voting Shannan, Tobyn David 5 2021-01-19 51 6.22 1,041 1,041 Shares Class B Multiple Voting Shares Shopify Inc. Multiple Voting Shannan, Tobyn David 5 2021-01-19 36 0 -1,041 Shares Class B Multiple Voting Shares Shopify Inc. Options Shannan, Tobyn David 5 2021-01-19 51 6.22 0 -1,041 Shopify Inc. Subordinate Voting Shannan, Tobyn David 5 2021-01-19 36 17,259 1,041 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Shannan, Tobyn David 5 2021-01-19 30 1180.6 16,218 -1,041 Shares Class A Subordinate Voting Shares Shopify Inc. Options Shapero, Amy Elizabeth 5 2021-01-21 51 137.72 48,225 -575 Shopify Inc. Subordinate Voting Shapero, Amy Elizabeth 5 2021-01-21 51 137.72 18,185 575 Shares Class A Subordinate Voting Shares Shopify Inc. Subordinate Voting Shapero, Amy Elizabeth 5 2021-01-21 30 1216.3 17,610 -575 Shares Class A Subordinate Voting Shares Sienna Senior Living Common Shares Giovanniello, Olga 7 2019-03-13 00 Inc. (formerly Leisureworld Senior Care Corporation) Sienna Senior Living Common Shares Giovanniello, Olga 7 2020-12-18 10 14.29 400 400 Inc. (formerly Leisureworld Senior Care Corporation) Sienna Senior Living Common Shares Giovanniello, Olga 7 2020-12-18 10 14.33 495 95 Inc. (formerly Leisureworld Senior Care Corporation)

January 28, 2021 (2021), 44 OSCB 828

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Silver Predator Corp. Common Shares McLeod, Scott D. 4 2017-06-06 00 Silver Predator Corp. Common Shares McLeod, Scott D. 4 2021-01-13 51 0.1 125,000 125,000 Silver Predator Corp. Options McLeod, Scott D. 4 2021-01-13 51 0.1 125,000 -125,000 Silver Predator Corp. Common Shares Rickard, John Terrell 4, 6, 5 2021-01-13 51 0.1 230,000 200,000 Silver Predator Corp. Options Rickard, John Terrell 4, 6, 5 2021-01-13 51 0.1 200,000 -200,000 Silver Predator Corp. Common Shares Tewalt, Nathan A. 4 2021-01-13 51 0.1 654,984 200,000 Silver Predator Corp. Options Tewalt, Nathan A. 4 2021-01-13 51 0.1 200,000 -200,000 Silver Predator Corp. Common Shares Tilton, Patricia Marie 4 2021-01-13 51 0.1 792,400 175,000 Silver Predator Corp. Options Tilton, Patricia Marie 4 2021-01-13 51 0.1 175,000 -175,000

SILVERCORP METALS Common Shares Feng, Rui 4, 5 2020-11-25 57 35,000 INC. without par value

SILVERCORP METALS Rights Restricted Feng, Rui 4, 5 2020-11-25 57 -35,000 INC. Share Units SILVERCORP METALS Rights Restricted Feng, Rui 4, 5 2020-11-25 57 -35,000 INC. Share Units SILVERCORP METALS Common Shares Liu, Derek Zhihua 5 2020-11-25 57 8,333 INC. without par value SILVERCORP METALS Common Shares Liu, Derek Zhihua 5 2020-11-25 57 8,333 INC. without par value SILVERCORP METALS Common Shares Liu, Derek Zhihua 5 2020-12-17 57 8,333 INC. without par value SILVERCORP METALS Common Shares Liu, Derek Zhihua 5 2020-12-17 57 8,333 INC. without par value SILVERCORP METALS Rights Restricted Liu, Derek Zhihua 5 2020-11-25 57 -8,333 INC. Share Units SILVERCORP METALS Rights Restricted Liu, Derek Zhihua 5 2020-11-25 57 -8,333 INC. Share Units SILVERCORP METALS Rights Restricted Liu, Derek Zhihua 5 2020-12-17 57 -8,333 INC. Share Units SILVERCORP METALS Rights Restricted Liu, Derek Zhihua 5 2020-12-17 57 -8,333 INC. Share Units Skyharbour Resources Options Cates, David Daniel 4 2021-01-20 50 0.28 675,000 100,000 Ltd. Skyharbour Resources Options Chow, Amanda 4 2021-01-20 50 0.28 495,000 100,000 Ltd. Skyharbour Resources Options Gallucci, Joseph Steve 4 2021-01-20 50 0.28 250,000 100,000 Ltd. Skyharbour Resources Options Huston, Donald Carl 4 2021-01-20 50 0.28 495,000 100,000 Ltd. Skyharbour Resources Options Kusmirski, Rick T. 4 2021-01-20 50 0.28 675,000 100,000 Ltd. Skyharbour Resources Options PETTIT, JAMES, GAYDON 4 2021-01-20 50 0.28 675,000 100,000 Ltd. Skyharbour Resources Common Shares Trimble, Jordan 4 2021-01-18 10 0.275 1,348,750 10,000 Ltd. Skyharbour Resources Options Trimble, Jordan 4 2021-01-20 50 0.28 675,000 100,000 Ltd. Skylight Health Group Common Shares Singhavon, Norton 4 2020-12-30 11 1 270,000 20,000 Inc. (Formerly CB2 Insights Inc.) Sleep Country Canada Deferred Share Chawla, Mandeep 4 2020-08-20 00 Holdings Inc. Units (DSU) Sleep Country Canada Deferred Share Chawla, Mandeep 4 2020-08-20 56 2,611 2,611 Holdings Inc. Units (DSU) SmartCentres Real Exchangeable Goldhar, Mitchell 3 2021-01-18 11 25.72 439,931 -18,123 Estate Investment Trust Shares Class C (formerly, Smart Real Series 6 LP3 Units Estate Investment Trust)

January 28, 2021 (2021), 44 OSCB 829

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings SmartCentres Real Limited Partnership Goldhar, Mitchell 3 2021-01-18 11 23.36 19,954 19,954 Estate Investment Trust Units Class B Series (formerly, Smart Real 6 LP3 Units Estate Investment Trust) SmartCentres Real Limited Partnership Goldhar, Mitchell 3 2021-01-18 90 23.36 0 -19,954 Estate Investment Trust Units Class B Series (formerly, Smart Real 6 LP3 Units Estate Investment Trust) SmartCentres Real Limited Partnership Goldhar, Mitchell 3 2021-01-18 90 23.36 616,242 19,954 Estate Investment Trust Units Class B Series (formerly, Smart Real 6 LP3 Units Estate Investment Trust)

SmartCentres Real Special Voting Units Goldhar, Mitchell 3 2021-01-18 11 26,870 19,954 Estate Investment Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Special Voting Units Goldhar, Mitchell 3 2021-01-18 90 6,916 -19,954 Estate Investment Trust (formerly, Smart Real Estate Investment Trust) SmartCentres Real Special Voting Units Goldhar, Mitchell 3 2021-01-18 90 7,958,495 19,954 Estate Investment Trust (formerly, Smart Real Estate Investment Trust) Sombrero Resources Common Shares Rowa, Stacy Jennifer 5 2020-10-23 00 50,000 Inc. Sonoro Gold Corp. Common Shares Maedel, Neil Herman Junior 8, 4 2021-01-12 10 0.24 530,818 -16,000 Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-10-15 30 2.64 78,870 789 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-10-30 30 2.98 79,569 699 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-11-13 30 3.108 80,240 671 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-11-30 30 3.24 80,883 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-12-15 30 3.24 81,526 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Berg, Randy Murray 5 2020-12-31 30 2.94 82,234 708 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-10-15 30 2.64 504,333 883 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-10-30 30 2.98 505,116 783 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-11-13 30 3.108 505,868 752 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-11-30 30 3.24 506,588 720 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-12-15 30 3.24 507,308 720 (formerly Return Energy Inc.)

January 28, 2021 (2021), 44 OSCB 830

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Spartan Delta Corp. Common Shares Greenall, Geraldine Louise 5 2020-12-31 30 2.94 508,101 793 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-10-15 30 2.64 391,570 789 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-10-30 30 2.98 392,269 699 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-11-13 30 3.108 392,940 671 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-11-30 30 3.24 393,583 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-12-15 30 3.24 394,226 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Hodgson, Mark Alan 5 2020-12-31 30 2.94 394,934 708 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-10-15 30 2.64 1,064,173 1,262 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-10-30 30 2.98 1,065,291 1,118 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-11-13 30 3.108 1,066,365 1,074 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-11-30 30 3.24 1,067,393 1,028 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-12-15 30 3.24 1,068,421 1,028 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares KALANTZIS, FOTIS 4, 5 2020-12-31 30 2.94 1,069,554 1,133 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-10-15 30 2.64 578,870 789 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-10-30 30 2.98 579,569 699 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-11-13 30 3.108 580,240 671 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-11-30 30 3.24 580,883 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-12-15 30 3.24 581,526 643 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Martin, Craig Christopher 5 2020-12-31 30 2.94 582,234 708 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-10-15 30 2.64 1,302,369 1,104 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-10-30 30 2.98 1,303,347 978 (formerly Return Energy Inc.)

January 28, 2021 (2021), 44 OSCB 831

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-11-13 30 3.108 1,304,287 940 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-11-30 30 3.24 1,305,187 900 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-12-15 30 3.24 1,306,087 900 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares McHardy, Richard Francis 4, 5 2020-12-31 30 2.94 1,307,079 992 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-10-15 30 2.64 422,609 78 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-10-30 30 2.98 422,678 69 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-11-13 30 3.108 422,745 67 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-11-30 30 3.24 422,809 64 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-12-15 30 3.24 422,873 64 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Natras, Thanos Athanassios 5 2020-12-31 30 2.94 422,943 70 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-10-15 30 2.64 376,941 631 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-10-30 30 2.98 377,500 559 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-11-13 30 3.108 378,037 537 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-11-30 30 3.24 378,551 514 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-12-15 30 3.24 379,065 514 (formerly Return Energy Inc.) Spartan Delta Corp. Common Shares Paton, Brendan Archibald 5 2020-12-31 30 2.94 379,631 566 (formerly Return Energy Inc.) Speakeasy Cannabis Common Shares BZAM Holdings Inc. 3 2021-01-15 10 0.5 14,713,847 -3,500 Club Ltd. Speakeasy Cannabis Common Shares BZAM Holdings Inc. 3 2021-01-18 10 0.5 13,213,847 -1,500,000 Club Ltd. Spearmint Resources Options Aalderink, Dennis Wellington 4 2021-01-20 52 0.05 960,000 -1,000,000 Inc. Spearmint Resources Common Shares CAI, YANGPING 5 2013-10-08 00 Inc. Spearmint Resources Common Shares CAI, YANGPING 5 2021-01-19 51 0.05 2,000,000 2,000,000 Inc. Spearmint Resources Options CAI, YANGPING 5 2021-01-19 51 0.05 1,700,000 -2,000,000 Inc. Spearmint Resources Options CAI, YANGPING 5 2021-01-20 52 0.05 1,200,000 -500,000 Inc. Spearmint Resources Common Shares Kay, Seth 5 2021-01-19 51 2,000,000 2,000,000 Inc.

January 28, 2021 (2021), 44 OSCB 832

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Spearmint Resources Options Kay, Seth 5 2021-01-19 51 1,640,000 -2,000,000 Inc.

Spearmint Resources Options Kay, Seth 5 2021-01-20 52 640,000 -1,000,000 Inc. Spearmint Resources Common Shares Nelson, James 4 2021-01-19 51 2,070,000 2,000,000 Inc.

Spearmint Resources Options Nelson, James 4 2021-01-19 51 1,940,000 -2,000,000 Inc.

Spearmint Resources Options Nelson, James 4 2021-01-20 52 940,000 -1,000,000 Inc. Spearmint Resources Options Thomson, Gregory 4 2021-01-20 52 0.05 960,000 -1,000,000 Inc. Spectra7 Microsystems Common Shares Pasek, Ronald James 4 2021-01-14 16 0.03 81,290,765 13,388,550 Inc.

Spectra7 Microsystems Warrants 2020 Pasek, Ronald James 4 2021-01-14 16 11,125,695 6,694,275 Inc. Spot Coffee (Canada) Common Shares AYOUB, ANTON MICHEL 4, 5 2021-01-18 10 0.035 2,587,458 5,000 Ltd. Spot Coffee (Canada) Common Shares Lorenzo, John Michael 4 2021-01-19 10 0.0327 11,039,050 15,000 Ltd. Sprott Inc. Rights Deferred Birch, Graham John 4 2021-01-15 46 37.4 9,796 423 Share Units Standard Uranium Ltd. Common Shares Bey, Jonathan Ian 4 2021-01-18 10 0.185 360,500 12,000 Standard Uranium Ltd. Common Shares Bey, Jonathan Ian 4 2021-01-19 10 0.17 370,500 10,000 Stantec Inc. Common Shares DiManno, Valentino 7, 5 2020-12-31 30 40.303 11,744 828 Stantec Inc. Common Shares Fleck, Steve Marvin 7, 5 2020-12-31 30 40.404 3,814 736 Stantec Inc. Common Shares Fleck, Steve Marvin 7, 5 2020-12-31 30 40.23 7,058 107 Stantec Inc. Common Shares Jang, Theresa 7, 5 2020-12-31 30 40.43 1,976 857 Stantec Inc. Common Shares Johnston, Gordon Allan 4, 7, 5 2020-12-31 30 40.342 14,832 1,746 Stantec Inc. Common Shares Johnston, Gordon Allan 4, 7, 5 2020-12-31 30 40.282 12,506 649 Stantec Inc. Common Shares Samji, Asifa 7 2020-12-31 30 40.103 5,998 164 Stantec Inc. Common Shares Seager, Robert Harold 7 2020-12-31 30 40.332 16,361 1,216 Stantec Inc. Common Shares Wlad, Russell Edward 7 2020-12-31 30 40.23 6,220 93 Stantec Inc. Common Shares Wlad, Russell Edward 7 2020-12-31 30 40.403 3,298 776 Stantec Inc. Common Shares Wlad, Russell Edward 7 2020-12-31 30 40.23 6,415 96

STEP Energy Services Common Shares Rainville, Todd Harvey 5 2020-12-04 30 -1,374 Ltd. Edward

STEP Energy Services Common Shares Rainville, Todd Harvey 5 2020-12-04 30 -1,055 Ltd. Edward STEP Energy Services Common Shares Rainville, Todd Harvey 5 2020-12-04 30 -1,055 Ltd. Edward STEP Energy Services Performance Share Rainville, Todd Harvey 5 2020-12-04 58 - 90,450 -1,055 Ltd. Units - Corporate Edward Expiration Unit of rights StorageVault Canada Common Shares Access Self Storage Inc. 3 2020-12-09 16 3.63 125,118,148 1,377,380 Inc. Stuhini Exploration Ltd. Options Aliperti, Fiore 4 2021-01-18 50 0.5 55,000 Stuhini Exploration Ltd. Options Aliperti, Fiore 4 2021-01-18 50 0.5 265,000 55,000 Stuhini Exploration Ltd. Options Fogarassy, Josef Anthony 4 2021-01-18 50 0.5 185,000 55,000 Steve Stuhini Exploration Ltd. Options KAMIMURA, CHARLES 5 2021-01-18 50 140,000 45,000 SHIGEO Stuhini Exploration Ltd. Options O'Brien, David Bruce 5 2021-01-18 50 265,000 55,000 Stuhini Exploration Ltd. Options Silina, Yanika 5 2021-01-18 50 0.5 150,000 45,000 Summit Industrial Trust Units Morassutti, Lawrence 4 2021-01-15 30 12.68 119,641 423 Income REIT Superior Plus Corp. Rights Performance Bechberger, Edward Joseph 5 2021-01-15 59 12.84 80,756 -10,069 Share Units Superior Plus Corp. Rights Restricted Bechberger, Edward Joseph 5 2021-01-15 59 12.84 23,398 -22,199 Share Units

January 28, 2021 (2021), 44 OSCB 833

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Superior Plus Corp. Common Shares Desjardins, Luc 4, 5 2020-12-31 30 11.026 118,341 18,965 Superior Plus Corp. Rights Performance Desjardins, Luc 4, 5 2021-01-15 59 12.84 323,680 -44,312 Share Units Superior Plus Corp. Rights Restricted Desjardins, Luc 4, 5 2021-01-15 59 12.84 89,472 -89,686 Share Units Superior Plus Corp. Rights Performance Engelen, John 5 2021-01-15 59 12.84 27,514 -5,333 Share Units Superior Plus Corp. Rights Restricted Engelen, John 5 2021-01-15 59 12.84 10,696 -10,725 Share Units Superior Plus Corp. Rights Performance Hribar, Darren Bart 5 2021-01-15 59 12.84 48,774 -9,395 Share Units Superior Plus Corp. Rights Restricted Hribar, Darren Bart 5 2021-01-15 59 12.84 19,518 -19,479 Share Units Superior Plus Corp. Common Shares Marquard & Bahls AG 3 2021-01-18 10 12.75 19,913,500 195,300 Superior Plus Corp. Common Shares Marquard & Bahls AG 3 2021-01-19 10 12.576 20,018,500 105,000 Superior Plus Corp. Common Shares Marquard & Bahls AG 3 2021-01-20 10 12.61 20,143,500 125,000 Superior Plus Corp. Common Shares Marquard & Bahls AG 3 2021-01-21 10 12.537 20,268,500 125,000 Superior Plus Corp. Common Shares Marquard & Bahls AG 3 2021-01-22 10 12.461 20,338,500 70,000 Superior Plus Corp. Rights Performance McCamus, Gregory Lorne 5 2021-01-15 59 12.84 89,649 -12,569 Share Units Superior Plus Corp. Rights Restricted McCamus, Gregory Lorne 5 2021-01-15 59 12.84 28,875 -27,337 Share Units Superior Plus Corp. Rights Performance Minhas, Inder Zora 5 2021-01-15 59 12.84 19,081 -2,470 Share Units Superior Plus Corp. Rights Restricted Minhas, Inder Zora 5 2021-01-15 59 12.84 13,195 -6,964 Share Units Superior Plus Corp. Rights Performance Peyton, Andrew John 5 2021-01-15 59 12.84 54,251 -8,900 Share Units Superior Plus Corp. Rights Restricted Peyton, Andrew John 5 2021-01-15 59 12.84 22,978 -21,148 Share Units Superior Plus Corp. Rights Performance Summers, Elizabeth 5 2021-01-15 59 12.84 67,568 -12,697 Share Units Superior Plus Corp. Rights Restricted Summers, Elizabeth 5 2021-01-15 59 12.84 27,435 -26,878 Share Units Superior Plus Corp. Rights Performance Vammen, Shawn Bradley 7 2021-01-15 59 12.84 39,420 -6,007 Share Units Superior Plus Corp. Rights Restricted Vammen, Shawn Bradley 7 2021-01-15 59 12.84 13,066 -12,376 Share Units Surge Energy Inc. Common Shares Bye, Murray 5 2020-11-16 30 0.255 217,338 4,575 Surge Energy Inc. Common Shares Bye, Murray 5 2020-11-30 30 0.295 221,292 3,954 Surge Energy Inc. Common Shares Bye, Murray 5 2020-12-15 30 0.36 224,532 3,240 Surge Energy Inc. Common Shares Bye, Murray 5 2021-01-04 30 0.305 228,357 3,825 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 2020-11-16 30 0.255 154,626 4,215 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 2020-11-30 30 0.295 158,270 3,644 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 2020-12-15 30 0.36 161,256 2,986 Surge Energy Inc. Common Shares Elekes, Margaret Ann 5 2021-01-04 30 0.305 164,780 3,524 Surge Energy Inc. Common Shares Monden, Rod J 5 2020-10-16 30 0.175 449,184 5,119 Surge Energy Inc. Common Shares Monden, Rod J 5 2020-10-30 30 0.18 454,160 4,976 Surge Energy Inc. Common Shares Monden, Rod J 5 2020-11-16 30 0.255 457,673 3,513 Surge Energy Inc. Common Shares Monden, Rod J 5 2020-11-30 30 0.295 460,709 3,036 Surge Energy Inc. Common Shares Monden, Rod J 5 2020-12-15 30 0.36 463,197 2,488 Surge Energy Inc. Common Shares Monden, Rod J 5 2021-01-04 30 0.305 466,134 2,937 Sustainable Trust Units Brasseur, Jeremy 6 2021-01-14 48 - 23,500 1,000 Infrastructure Dividend Acquisition Fund by inheritance or disposition by bequest

January 28, 2021 (2021), 44 OSCB 834

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Sustainable Trust Units Sustainable Infrastructure 1 2021-01-14 38 11.304 623,700 1,000 Infrastructure Dividend Dividend Fund Fund Sustainable Trust Units Sustainable Infrastructure 1 2021-01-15 38 11.31 624,100 400 Infrastructure Dividend Dividend Fund Fund Sustainable Trust Units Sustainable Infrastructure 1 2021-01-18 38 11.386 625,700 1,600 Infrastructure Dividend Dividend Fund Fund Sustainable Trust Units Sustainable Infrastructure 1 2021-01-19 38 11.39 626,400 700 Infrastructure Dividend Dividend Fund Fund Sustainable Trust Units Sustainable Infrastructure 1 2021-01-20 38 11.422 627,500 1,100 Infrastructure Dividend Dividend Fund Fund Sustainable Trust Units Sustainable Infrastructure 1 2021-01-21 38 11.398 629,100 1,600 Infrastructure Dividend Dividend Fund Fund Sustainable Innovation Trust Units Brasseur, Jeremy 6 2021-01-14 48 - 18,917 10,417 & Health Dividend Fund Acquisition by inheritance or disposition by bequest Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-14 38 9.9291 378,400 1,100 & Health Dividend Fund Health Dividend Fund Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-15 38 9.8685 381,100 2,700 & Health Dividend Fund Health Dividend Fund Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-18 38 9.8154 382,400 1,300 & Health Dividend Fund Health Dividend Fund Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-19 38 9.8417 383,600 1,200 & Health Dividend Fund Health Dividend Fund Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-20 38 9.9125 384,000 400 & Health Dividend Fund Health Dividend Fund Sustainable Innovation Trust Units Sustainable Innovation & 1 2021-01-21 38 9.9136 385,100 1,100 & Health Dividend Fund Health Dividend Fund Sweet Earth Holdings Common Shares Espig, Peter Edward 4 2021-01-21 10 0.395 1,370,400 -25,000 Corporation (formerly, Seaway Energy Services Inc.) Synex International Inc. Common Shares Russell, Daniel 3, 4, 5 2021-01-21 10 0.25 4,206,311 500,000 Taiga Gold Corp. Common Shares Termuende, Timothy Jay 4, 5 2021-01-18 11 0.12 2,098,458 25,000 Taiga Gold Corp. Common Shares Termuende, Timothy Jay 4, 5 2021-01-18 11 0.12 330,000 25,000 Taiga Gold Corp. Warrants Termuende, Timothy Jay 4, 5 2021-01-18 54 0.12 300,000 -25,000 Taiga Gold Corp. Warrants Termuende, Timothy Jay 4, 5 2021-01-18 54 0.12 100,000 -25,000 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-20 10 0.3 4,097,473 60,000 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-20 10 0.31 4,186,473 89,000 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-20 10 0.315 40,000 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-20 10 0.315 4,326,473 140,000 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-21 10 0.315 4,339,973 13,500 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-21 10 0.32 4,464,473 124,500 Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2021-01-21 10 0.325 4,501,473 37,000 Talon Metals Corp. Common Shares Resource Capital Fund VI 3 2021-01-18 11 267,221,788 15,000,000 L.P. Talon Metals Corp. Warrants Resource Capital Fund VI 3 2021-01-18 51 0 -15,000,000 L.P. Tarku Resources Ltd. Common Shares Davy, Julien 4 2020-02-07 37 769,608 -3,927,345 (formerly ITUNA Capital Corporation) Tarku Resources Ltd. Common Shares Davy, Julien 4 2020-05-27 16 1,839,192 (formerly ITUNA Capital Corporation)

January 28, 2021 (2021), 44 OSCB 835

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Tarku Resources Ltd. Common Shares Davy, Julien 4 2020-05-27 16 2,608,800 1,839,192 (formerly ITUNA Capital Corporation) Tartisan Nickel Corp. Common Shares Appleby, D. Mark 4, 5 2021-01-15 10 0.37 14,293,750 17,000 Tartisan Nickel Corp. Common Shares Appleby, D. Mark 4, 5 2021-01-18 10 0.39 14,300,750 7,000 Tartisan Nickel Corp. Common Shares Appleby, D. Mark 4, 5 2021-01-18 10 0.395 14,316,250 15,500 Tartisan Nickel Corp. Common Shares Appleby, D. Mark 4, 5 2021-01-18 10 0.4 14,322,750 6,500 Tartisan Nickel Corp. Common Shares Flett, Douglas Melville 4 2021-01-14 16 0.365 1,272,000 300,000 Tartisan Nickel Corp. Options Flett, Douglas Melville 4 2021-01-14 51 0.365 400,000 -300,000 TDb Split Corp. Class A Shares Finch, S. Wayne 4, 5 2021-01-20 10 4 24,500 -13,000 TDb Split Corp. Class A Shares Finch, S. Wayne 4, 5 2021-01-21 10 4 13,300 -11,200 TDb Split Corp. Class A Shares Finch, S. Wayne 4, 5 2021-01-22 10 3.97 0 -13,300 Teck Resources Limited Class B Subordinate Power, Una Marie 4 2020-03-31 10 9.45 11,359 59 Voting Shares Teck Resources Limited Class B Subordinate Power, Una Marie 4 2020-06-30 10 13.64 11,400 41 Voting Shares Teck Resources Limited Class B Subordinate Power, Una Marie 4 2020-09-30 10 18.71 11,430 30 Voting Shares Teck Resources Limited Class B Subordinate Power, Una Marie 4 2020-12-31 10 22.56 11,454 24 Voting Shares Tembo Gold Corp. Common Shares Benstead, Simon Charles 3, 4, 5 2021-01-19 10 0.15 12,096,611 72,000 Tembo Gold Corp. Common Shares Benstead, Simon Charles 3, 4, 5 2021-01-20 10 0.15 12,174,611 78,000 Tembo Gold Corp. Common Shares Benstead, Simon Charles 3, 4, 5 2021-01-22 10 0.155 12,207,111 32,500 TerraVest Industries Common Shares Cook, Blair 4 2021-01-18 10 15.85 15,750 2,000 Inc. (formerly TerraVest Capital Inc.) TerraVest Industries Common Shares PELLERIN, CHARLES 3 2021-01-14 10 15.479 1,207,100 7,100 Inc. (formerly TerraVest Capital Inc.) Tethys Petroleum Common Shares Wells, William Paul Wells 3, 4 2021-01-19 10 0.65 27,571,708 10,000 Limited Tethys Petroleum Common Shares Wells, William Paul Wells 3, 4 2021-01-20 10 0.6 27,573,208 1,500 Limited Tethys Petroleum Common Shares Wells, William Paul Wells 3, 4 2021-01-21 10 0.6 27,577,208 4,000 Limited TFI International Inc. Deferred Share ABI-KARAM, LESLIE 4 2021-01-15 56 10,537 44 Units

TFI International Inc. Deferred Share Bédard, Alain 4, 5 2021-01-15 56 18,648 78 Units TFI International Inc. Performance share Bédard, Alain 4, 5 2021-01-15 56 43,399 182 units TFI International Inc. Restricted Share Bédard, Alain 4, 5 2021-01-15 56 98,588 413 Units TFI International Inc. Deferred Share Bérard, André 4 2021-01-15 56 113,340 475 Units TFI International Inc. Deferred Share Bouchard, Lucien 4 2021-01-15 56 71,314 299 Units TFI International Inc. Deferred Share ENGLAND, WILLIAM T. 4 2021-01-15 56 677 3 Units TFI International Inc. Deferred Share Giard, Diane 4 2021-01-15 56 7,330 31 Units TFI International Inc. Deferred Share Guay, Richard 4, 5 2021-01-15 56 50,931 213 Units TFI International Inc. Deferred Share KELLY-ENNIS, DEBRA 4 2021-01-15 56 15,712 66 Units TFI International Inc. Deferred Share Manning, Neil Donald 4 2021-01-15 56 33,641 141 Units TFI International Inc. Performance share Saperstein, David Joseph 5 2021-01-15 56 6,588 28 units TFI International Inc. Restricted Share Saperstein, David Joseph 5 2021-01-15 56 9,335 39 Units

January 28, 2021 (2021), 44 OSCB 836

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings TFI International Inc. Deferred Share Saputo, Joey 4 2021-01-15 56 68.96 21,353 97 Units TFI International Inc. Deferred Share Saputo, Joey 4 2021-01-15 56 68.96 31,394 124 Units TFI International Inc. Common Shares TFI International Inc. 1 2021-01-13 10 67.25 91 91 TFI International Inc. Common Shares TFI International Inc. 1 2021-01-13 10 0 -91

TFI International Inc. Deferred Share Turner, Rosemary 4 2021-01-15 56 620 3 Units

THC BIOMED INTL Warrants Miller, John 3, 4 2021-01-15 55 10,165,047 -78,518 LTD.

The Bitcoin Fund Units Class A Cox, Anthony 7 2020-03-31 00 The Bitcoin Fund Units Class A Cox, Anthony 7 2021-01-20 10 57.7 100 100 The Bitcoin Fund Units Class A Peters, Ashley Margaret 5 2021-01-21 10 35.65 550 175

The Bitcoin Fund Units Class A Sodhi, Tanvir Singh 4 2021-01-05 00 556 The Bitcoin Fund Units Class A Sodhi, Tanvir Singh 4 2021-01-14 15 50.5 606 50 The Bitcoin Fund Units Class A Sodhi, Tanvir Singh 4 2021-01-21 10 35.25 706 100 The Descartes Systems Equity Swap - Long The Descartes Systems 1 2020-12-14 70 4 1 Group Inc. Position Group Inc. The Ether Fund Units QETH.U Class Sodhi, Tanvir Singh 4 2021-01-05 00 A (US$) The Ether Fund Units QETH.U Class Sodhi, Tanvir Singh 4 2021-01-05 00 A (US$) The Ether Fund Units QETH.U Class Sodhi, Tanvir Singh 4 2021-01-05 00 A (US$) The Ether Fund Units QETH.U Class Sodhi, Tanvir Singh 4 2021-01-05 00 900 A (US$) The Ether Fund Units QETH.U Class Sodhi, Tanvir Singh 4 2021-01-06 15 22.29 1,000 100 A (US$) The Green Organic Common Shares Bertrand, Marc 4 2021-01-14 30 0.275 1,114,073 189,238 Dutchman Holdings Ltd. The Green Organic Rights Restricted Bertrand, Marc 4 2021-01-14 57 80,000 -363,636 Dutchman Holdings Ltd. Share Unit (RSU) The Green Organic Warrants Bertrand, Marc 4 2020-05-02 55 54,250 -54,500 Dutchman Holdings Ltd. The Green Organic Warrants Bertrand, Marc 4 2021-01-02 55 0 -54,250 Dutchman Holdings Ltd.

The Green Organic Warrants Scott, Jeffrey J. 4 2021-01-02 55 152,020 -36,480 Dutchman Holdings Ltd.

The Green Organic Warrants Scott, Jeffrey J. 4 2021-01-02 55 47,980 -39,520 Dutchman Holdings Ltd. The Toronto-Dominion Common Shares Kepler, David E. 4 2020-12-24 90 0 -4,006 Bank CUSIP 891160 50 9 The Toronto-Dominion Common Shares Kepler, David E. 4 2020-12-24 90 7,006 4,006 Bank CUSIP 891160 50 9 The Toronto-Dominion Common Shares Rowe, Jane 4 2020-12-29 90 9,451 856 Bank CUSIP 891160 50 9 The Toronto-Dominion Common Shares Rowe, Jane 4 2020-12-29 90 0 -856 Bank CUSIP 891160 50 9 Theralase Technologies Common Shares ANDERSON, GUY JOHN 4 2021-01-18 10 0.18 213,777 27,777 Inc. Theratechnologies Inc. Common Shares Dubuc, Philippe 5 2021-01-19 15 2.53 31,000 3,000 Theratechnologies Inc. Warrants Dubuc, Philippe 5 2016-02-24 00 Theratechnologies Inc. Warrants Dubuc, Philippe 5 2021-01-19 15 0.44 1,500 1,500 Theratechnologies Inc. Common Shares Lévesque, Paul 5 2021-01-19 15 2.53 111,200 40,000 Theratechnologies Inc. Warrants Lévesque, Paul 5 2020-04-06 00 Theratechnologies Inc. Warrants Lévesque, Paul 5 2021-01-19 15 0.22 20,000 20,000 Theratechnologies Inc. Common Shares Pommier, Paul 4 2021-01-19 15 2.53 420,100 30,000 Theratechnologies Inc. Warrants Pommier, Paul 4 1997-01-06 00 Theratechnologies Inc. Warrants Pommier, Paul 4 2021-01-19 15 0.22 15,000 15,000 Theratechnologies Inc. Common Shares TRUDEAU, ALAIN 4 2021-01-19 15 2.53 11,300 5,000

January 28, 2021 (2021), 44 OSCB 837

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Theratechnologies Inc. Warrants TRUDEAU, ALAIN 4 2020-10-16 00 Theratechnologies Inc. Warrants TRUDEAU, ALAIN 4 2021-01-19 15 0.44 2,500 2,500 Therma Bright Inc. Common Shares Heng, Joseph, Ching-Hiang 4 2021-01-18 51 0.1 500,000 500,000 Therma Bright Inc. Options Heng, Joseph, Ching-Hiang 4 2021-01-18 52 0.1 1,440,000 -500,000 Think Research Deferred Share Hoskins, Eric William 4 2021-01-18 00 21,505 Corporation (formerly Units AIM4 Ventures Inc.)

ThreeD Capital Inc. Options Feldman, Gerald Morris 5 2021-01-15 50 672,749 100,000

ThreeD Capital Inc. Options Inwentash, Jakson Samuel 3, 4 2021-01-15 50 333,333 150,000 ThreeD Capital Inc. Common Shares Inwentash, Raquel Aspen 3 2021-01-18 54 0.2 4,021,500 1,250,000

ThreeD Capital Inc. Warrants Inwentash, Raquel Aspen 3 2021-01-18 54 2,508,749 -1,250,000

ThreeD Capital Inc. Options Inwentash, Sheldon 4, 6, 5 2021-01-15 50 3,472,220 1,000,000 ThreeD Capital Inc. Common Shares MYERS, ALAN 4 2021-01-18 10 0.712 0 -96,333

ThreeD Capital Inc. Options MYERS, ALAN 4 2021-01-15 50 237,500 50,000

Tier One Silver Inc. Common Shares Rowa, Stacy Jennifer 5 2020-10-23 00 50,000 (formerly, Tier One Metals Inc.) Timbercreek Financial Common Shares Bizzarri, Ugo 7 2021-01-18 10 8.7564 10,851 -21,249 Corp. TIMIA Capital Corp. Common Shares Geyer, Paul 4 2021-01-18 10 0.18 206,000 36,000 TMX Group Limited Rights Restricted McKenzie, John 5 2021-01-15 59 126.62 9,580 -2,152 Share Units TomaGold Corporation Common Shares de Jeffs, Caitlin Leigh 4 2020-11-06 00 catégorie "A" TomaGold Corporation Common Shares de Jeffs, Caitlin Leigh 4 2020-12-23 16 0.1 100,000 100,000 catégorie "A" TomaGold Corporation Warrants Jeffs, Caitlin Leigh 4 2020-11-06 00 TomaGold Corporation Warrants Jeffs, Caitlin Leigh 4 2020-12-23 16 0.15 50,000 50,000 Topaz Energy Corp. Options Staples, Marty 5 2021-01-15 50 14.66 425,000 175,000 Topaz Energy Corp. Options Stephenson, Cheree 5 2021-01-15 50 14.66 325,000 125,000 Topicus.com Inc. Subordinate Voting Leonard, Mark Henri 4 2021-01-11 35 0.0002 1,487 1,487 Shares Topicus.com Inc. Subordinate Voting Leonard, Mark Henri 4 2021-01-11 11 0.0002 0 -1,487 Shares Topicus.com Inc. Subordinate Voting Leonard, Mark Henri 4 2021-01-19 35 0.0002 1,487 Shares

Topicus.com Inc. Subordinate Voting Symons, Barry Alan 6 2021-01-08 90 0 -133,906 Shares Topicus.com Inc. Subordinate Voting Symons, Barry Alan 6 2021-01-04 00 129,406 Shares Topicus.com Inc. Subordinate Voting Symons, Barry Alan 6 2021-01-08 90 263,312 133,906 Shares Topicus.com Inc. Subordinate Voting Symons, Barry Alan 6 2021-01-21 90 0 -129,406 Shares TORC Oil & Gas Ltd. Common Shares Zabinsky, Jason 5 2021-01-18 10 2.839 1,051,569 35,715 TORC Oil & Gas Ltd. Common Shares Zabinsky, Jason 5 2021-01-18 10 2.82 6,970 -35,715 Torex Gold Resources Rights Restricted Adams, Andrew Bell 4 2021-01-18 46 38,865 8,720 Inc. Share Units ("RSU's") Torex Gold Resources Rights Performance Batoff, Mary Delores 5 2021-01-18 38 15,524 -1,904 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Batoff, Mary Delores 5 2021-01-18 56 19,917 4,393 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Batoff, Mary Delores 5 2021-01-18 56 14,547 2,929 Inc. Share Units under Employee Share Unit Plan

January 28, 2021 (2021), 44 OSCB 838

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Torex Gold Resources Rights Restricted Bienenstock, Robin Anne 4 2021-01-18 56 11,727 8,720 Inc. Share Units ("RSU's")

Torex Gold Resources Rights Restricted Davis, Franklin Lorie 4 2021-01-18 56 21,573 8,720 Inc. Share Units ("RSU's") Torex Gold Resources Options Fennell, David 4 2021-01-18 50 31,320 14,204 Inc.

Torex Gold Resources Rights Restricted Fennell, David 4 2021-01-18 56 2,906 2,906 Inc. Share Units ("RSU's")

Torex Gold Resources Rights Performance Gilligan, Jonathan 5 2021-01-18 38 10,249 -620 Inc. Share Units under Employee Share Unit Plan

Torex Gold Resources Rights Performance Gilligan, Jonathan 5 2021-01-18 56 15,470 5,221 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Gilligan, Jonathan 5 2021-01-18 56 10,727 3,481 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Howes, Richard Allan 4 2021-01-18 56 13,231 8,720 Inc. Share Units ("RSU's") Torex Gold Resources Common Shares Kuzenko, Jody Lynne Mary 5 2021-01-18 57 23,422 15,984 Inc. Torex Gold Resources Rights Performance Kuzenko, Jody Lynne Mary 5 2021-01-18 38 102,075 -7,769 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Kuzenko, Jody Lynne Mary 5 2021-01-18 59 17.2 100,524 -1,551 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Kuzenko, Jody Lynne Mary 5 2021-01-18 57 84,540 -15,984 Inc. Share Units under Employee Share Unit Plan

Torex Gold Resources Rights Performance Kuzenko, Jody Lynne Mary 5 2021-01-18 56 125,597 41,057 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Kuzenko, Jody Lynne Mary 5 2021-01-18 59 17.2 56,361 -16,869 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Kuzenko, Jody Lynne Mary 5 2021-01-18 56 83,733 27,372 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Loyer, Harold Bernard 6 2021-01-18 38 24,201 -2,845 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Loyer, Harold Bernard 6 2021-01-18 56 30,908 6,707 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Loyer, Harold Bernard 6 2021-01-18 56 22,502 4,471 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Common Shares Murphy, Eric Barry 5 2019-10-09 00 Inc.

January 28, 2021 (2021), 44 OSCB 839

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Torex Gold Resources Common Shares Murphy, Eric Barry 5 2019-10-09 00 Inc.

Torex Gold Resources Common Shares Murphy, Eric Barry 5 2021-01-19 57 2,640 2,640 Inc. Torex Gold Resources Common Shares Murphy, Eric Barry 5 2021-01-19 10 17.51 1,131 -1,509 Inc.

Torex Gold Resources Rights Performance Murphy, Eric Barry 5 2021-01-18 38 10,325 -597 Inc. Share Units under Employee Share Unit Plan

Torex Gold Resources Rights Performance Murphy, Eric Barry 5 2021-01-18 56 15,705 5,380 Inc. Share Units under Employee Share Unit Plan

Torex Gold Resources Rights Performance Murphy, Eric Barry 5 2021-01-19 57 14,359 -1,346 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Murphy, Eric Barry 5 2021-01-18 56 10,867 3,586 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Murphy, Eric Barry 5 2021-01-19 57 9,573 -1,294 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Common Shares Murphy, Michael Darren 4 2021-01-18 57 13,713 5,813 Inc. Torex Gold Resources Rights Restricted Murphy, Michael Darren 4 2021-01-18 56 25,485 8,720 Inc. Share Units ("RSU's") Torex Gold Resources Rights Restricted Murphy, Michael Darren 4 2021-01-18 57 19,672 -5,813 Inc. Share Units ("RSU's") Torex Gold Resources Rights Performance Robson, Angela Mary 5 2021-01-18 38 6,808 -267 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Robson, Angela Mary 5 2021-01-18 56 10,939 4,131 Inc. Share Units under Employee Share Unit Plan

Torex Gold Resources Rights Restricted Robson, Angela Mary 5 2021-01-18 56 7,470 2,754 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance RODRIGUEZ 5 2021-01-18 38 7,842 -896 Inc. Share Units under VALENZUELA, FAYSAL Employee Share ABHEM Unit Plan Torex Gold Resources Rights Performance RODRIGUEZ 5 2021-01-18 56 12,415 4,573 Inc. Share Units under VALENZUELA, FAYSAL Employee Share ABHEM Unit Plan Torex Gold Resources Rights Restricted RODRIGUEZ 5 2021-01-18 56 8,874 3,049 Inc. Share Units under VALENZUELA, FAYSAL Employee Share ABHEM Unit Plan Torex Gold Resources Rights Performance Rollins, Daniel James 5 2021-01-18 38 14,191 -1,474 Inc. Share Units under Thomas Employee Share Unit Plan Torex Gold Resources Rights Performance Rollins, Daniel James 5 2021-01-18 59 17.2 10,864 -3,327 Inc. Share Units under Thomas Employee Share Unit Plan

January 28, 2021 (2021), 44 OSCB 840

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Torex Gold Resources Rights Performance Rollins, Daniel James 5 2021-01-18 56 15,532 4,668 Inc. Share Units under Thomas Employee Share Unit Plan Torex Gold Resources Rights Restricted Rollins, Daniel James 5 2020-01-16 59 18.28 1,600 Inc. Share Units under Thomas Employee Share Unit Plan Torex Gold Resources Rights Restricted Rollins, Daniel James 5 2020-01-16 59 18.28 10,443 -1,600 Inc. Share Units under Thomas Employee Share Unit Plan Torex Gold Resources Rights Restricted Rollins, Daniel James 5 2021-01-18 59 17.2 7,243 -3,200 Inc. Share Units under Thomas Employee Share Unit Plan

Torex Gold Resources Rights Restricted Rollins, Daniel James 5 2021-01-18 56 10,355 3,112 Inc. Share Units under Thomas Employee Share Unit Plan Torex Gold Resources Options Slack, Roy Stephen 4 2021-01-18 50 24,707 14,204 Inc. Torex Gold Resources Rights Restricted Slack, Roy Stephen 4 2020-06-17 00 Inc. Share Units ("RSU's") Torex Gold Resources Rights Restricted Slack, Roy Stephen 4 2021-01-18 56 2,906 2,906 Inc. Share Units ("RSU's") Torex Gold Resources Rights Performance Snowden, Andrew Peter 5 2021-01-18 56 46,474 20,941 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Snowden, Andrew Peter 5 2021-01-18 56 30,983 13,961 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Common Shares Stanford, Frederick McLae 4, 5 2021-01-18 57 180,465 40,237 Inc. Torex Gold Resources Rights Performance Stanford, Frederick McLae 4, 5 2021-01-18 38 175,324 -19,551 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Stanford, Frederick McLae 4, 5 2021-01-18 59 17.2 171,429 -3,895 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Stanford, Frederick McLae 4, 5 2021-01-18 57 131,192 -40,237 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Stanford, Frederick McLae 4, 5 2021-01-18 59 17.2 87,461 -42,455 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Stephen, Anne Elizabeth 5 2021-01-18 38 18,353 -2,251 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Stephen, Anne Elizabeth 5 2021-01-18 59 17.2 13,273 -5,080 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Performance Stephen, Anne Elizabeth 5 2021-01-18 56 18,466 5,193 Inc. Share Units under Employee Share Unit Plan

January 28, 2021 (2021), 44 OSCB 841

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Torex Gold Resources Rights Restricted Stephen, Anne Elizabeth 5 2021-01-18 59 17.2 8,848 -4,887 Inc. Share Units under Employee Share Unit Plan Torex Gold Resources Rights Restricted Stephen, Anne Elizabeth 5 2021-01-18 56 12,310 3,462 Inc. Share Units under Employee Share Unit Plan Torrent Capital Ltd. Common Shares Dawe, Wade K. 3 2021-01-19 10 0.84 3,205,500 11,500 Torrent Capital Ltd. Common Shares Dawe, Wade K. 3 2021-01-19 10 0.85 3,217,000 11,500 Tourmaline Oil Corp. Common Shares Rose, Mike 5 2021-01-22 10 19.795 8,766,337 5,000

TPCO Holding Corp. Caliva Contingent Allan, Jr., Steven James 7, 5 2021-01-19 00 1 Right

TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 75,361 TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 225,269 TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 60,775 TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 12,500 TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 3,618 TPCO Holding Corp. Common Shares Allan, Jr., Steven James 7, 5 2021-01-19 00 3,618 TPCO Holding Corp. Options Allan, Jr., Steven James 7, 5 2021-01-19 00 108,129 TPCO Holding Corp. Restricted Stock Allan, Jr., Steven James 7, 5 2021-01-19 00 375,000 Units TPCO Holding Corp. Caliva Contingent Allen, Jeffry Robert 4 2021-01-15 00 1 Right TPCO Holding Corp. Caliva Contingent Allen, Jeffry Robert 4 2021-01-15 00 1 Right TPCO Holding Corp. Common Shares Allen, Jeffry Robert 4 2021-01-15 00 15,017 TPCO Holding Corp. Common Shares Allen, Jeffry Robert 4 2021-01-15 00 15,000 TPCO Holding Corp. Common Shares Auerbach, Michael B, 4 2019-07-10 00 TPCO Holding Corp. Common Shares Auerbach, Michael B, 4 2021-01-18 11 6,553,258 6,553,258 TPCO Holding Corp. Warrants Auerbach, Michael B, 4 2019-07-10 00 TPCO Holding Corp. Warrants Auerbach, Michael B, 4 2021-01-18 11 65,625 65,625 TPCO Holding Corp. Caliva Contingent Bartz, Carol Ann 4 2021-01-15 00 1 Right

TPCO Holding Corp. Caliva Contingent Bartz, Carol Ann 4 2021-01-15 00 1 Right

TPCO Holding Corp. Caliva Contingent Bartz, Carol Ann 4 2021-01-15 00 1 Right TPCO Holding Corp. Caliva Contingent Bartz, Carol Ann 4 2021-01-15 00 1 Right TPCO Holding Corp. Common Shares Bartz, Carol Ann 4 2021-01-15 00 12,014 TPCO Holding Corp. Common Shares Bartz, Carol Ann 4 2021-01-15 00 500,000 TPCO Holding Corp. Common Shares Bartz, Carol Ann 4 2021-01-15 00 199,999 TPCO Holding Corp. Common Shares Bartz, Carol Ann 4 2021-01-15 00 25,000 TPCO Holding Corp. Restricted Stock Brown, Colin 5 2021-01-19 00 275,000 Units TPCO Holding Corp. Common Shares Figueiredo, John 7 2021-01-15 00 1,397,851 TPCO Holding Corp. Restricted Stock Figueiredo, John 7 2021-01-15 00 66,000 Units TPCO Holding Corp. Sisu Contingent Figueiredo, John 7 2021-01-15 00 1 Right TPCO Holding Corp. Caliva Contingent Foreman, Albert 4 2021-01-15 00 1 Right TPCO Holding Corp. Common Shares Foreman, Albert 4 2021-01-15 00 4,049,999 TPCO Holding Corp. Common Shares Hensch, Leland 4 2019-07-10 00 TPCO Holding Corp. Common Shares Hensch, Leland 4 2021-01-18 11 2,816,667 2,816,667 TPCO Holding Corp. Common Shares Hensch, Leland 4 2019-07-10 00

January 28, 2021 (2021), 44 OSCB 842

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

TPCO Holding Corp. Common Shares Hensch, Leland 4 2021-01-18 11 1,122,787 1,122,787

TPCO Holding Corp. Warrants Hensch, Leland 4 2019-07-10 00

TPCO Holding Corp. Warrants Hensch, Leland 4 2021-01-18 11 49,217 49,217 TPCO Holding Corp. Warrants Hensch, Leland 4 2019-07-10 00 TPCO Holding Corp. Warrants Hensch, Leland 4 2021-01-18 11 16,406 16,406 TPCO Holding Corp. Caliva Contingent Kornreich, Andrew 7, 5 2021-01-19 00 1 Right

TPCO Holding Corp. Common Shares Kornreich, Andrew 7, 5 2021-01-19 00 5,000

TPCO Holding Corp. Options Kornreich, Andrew 7, 5 2021-01-19 00 153,183

TPCO Holding Corp. Restricted Stock Kornreich, Andrew 7, 5 2021-01-19 00 325,000 Units

TPCO Holding Corp. Common Shares Sumner Cummings, Brett 5 2021-01-19 00 88,362

TPCO Holding Corp. Common Shares Sumner Cummings, Brett 5 2021-01-19 00 9,818

TPCO Holding Corp. LCV Contingent Sumner Cummings, Brett 5 2021-01-19 00 1 Right TPCO Holding Corp. LCV Contingent Sumner Cummings, Brett 5 2021-01-19 00 1 Right TPCO Holding Corp. LCV Contingent Sumner Cummings, Brett 5 2021-01-19 00 1 Right TPCO Holding Corp. Options Sumner Cummings, Brett 5 2021-01-19 00 166 TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-15 10 10.94 20,810,223 38,551 Management Inc. TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-18 10 10.94 20,827,062 16,839 Management Inc. TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-19 10 10.93 20,830,948 3,886 Management Inc. TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-15 10 10.94 13,220,062 23,949 Management Inc. TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-18 10 10.94 13,230,523 10,461 Management Inc. TransAlta Corporation Common Shares Brookfield Asset 3 2021-01-19 10 10.93 13,232,937 2,414 Management Inc. Transcontinental Inc. Participation Units Brues, Peter 4 2021-01-19 56 21.48 18,503 191 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Cote, Jacynthe 4 2021-01-19 56 21.48 31,617 328 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Depras, Magali 5 2021-01-19 56 21.46 5,152 25 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Depras, Magali 5 2021-01-19 56 21.46 5,181 29 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Depras, Magali 5 2021-01-19 56 21.46 10,580 25 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Depras, Magali 5 2021-01-19 56 21.46 10,609 29 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 32,442 336 d'actions différées (UAD)/Deferred share unit (DSU)

January 28, 2021 (2021), 44 OSCB 843

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 102 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 102 d'actions différées (UAD)/Deferred share unit (DSU)

Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 162 d'actions différées (UAD)/Deferred share unit (DSU)

Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 102 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 102 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 54,060 162 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 54,234 174 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Desaulniers, Christine 7, 5 2021-01-19 56 21.46 54,335 101 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Guilbault, Benoεt 5 2021-01-19 56 21.46 2,016 21 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Guilbault, Benoεt 5 2021-01-19 56 21.46 7,109 34 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Guilbault, Benoεt 5 2021-01-19 56 21.46 7,149 40 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Guilbault, Benoεt 5 2021-01-19 56 21.46 12,727 34 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Guilbault, Benoεt 5 2021-01-19 56 21.46 12,767 40 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 181 2 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 18,602 109 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 85 d'actions differees

January 28, 2021 (2021), 44 OSCB 844

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings liees au rendement (UADLR) (DPSU)

Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 85 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 18,687 85 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 59,975 51 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 60,084 109 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units LeCavalier, Donald 5 2021-01-19 56 21.46 60,311 227 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Leduc, Yves 4 2021-01-19 56 21.48 19,187 199 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Marcoux, Isabelle 4 2021-01-19 56 21.46 7,326 76 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Marcoux, Isabelle 4 2021-01-19 56 21.46 54,162 89 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Marcoux, Isabelle 4 2021-01-19 56 21.46 54,416 254 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Marcoux, Nathalie 4, 6 2021-01-19 56 21.48 29,025 301 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Martel, Lyne 5 2021-01-19 56 21.46 14,737 82 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Martel, Lyne 5 2021-01-19 56 21.46 14,809 72 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Martel, Lyne 5 2021-01-19 56 21.46 24,807 82 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Martel, Lyne 5 2021-01-19 56 21.46 24,879 72 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Martini, Anna 4 2021-01-19 56 21.48 65,565 680 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 294 d'actions differees

January 28, 2021 (2021), 44 OSCB 845

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings liees au rendement (UADLR) (DPSU)

Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 294 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 53,899 268 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 54,194 295 d'actions differees liees au rendement (UADLR) (DPSU) Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 96,516 294 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Morin, Thomas Gaston Louis 5 2021-01-19 56 21.46 96,784 268 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Olivier, Franτois 4, 7, 5 2021-01-19 56 21.46 227,162 2,357 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Olivier, Franτois 4, 7, 5 2021-01-19 56 21.46 700,211 1,533 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Olivier, Franτois 4, 7, 5 2021-01-19 56 21.46 702,115 1,904 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Olivier, Franτois 4, 7, 5 2021-01-19 56 21.46 704,365 2,250 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Plourde, Mario 4 2021-01-19 56 21.48 33,422 346 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Raymond, Jean 4 2021-01-19 56 21.48 22,742 236 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Reid, Brian 7, 5 2021-01-19 56 21.46 23,035 239 d'actions différées (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Reid, Brian 7, 5 2021-01-19 56 21.46 128,424 497 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Reid, Brian 7, 5 2021-01-19 56 21.46 128,913 489 d'actions restreintes (UAR) / Restricted share unit (RSU) Transcontinental Inc. Participation Units Roy, Franτois R. 4 2021-01-19 56 21.48 19,824 205 d'actions différées (UAD- administrateurs) / (DSU-directors) Transcontinental Inc. Participation Units Taschereau, Franτois 5 2021-01-19 56 21.46 3,342 34 d'actions différées

January 28, 2021 (2021), 44 OSCB 846

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings (UAD)/Deferred share unit (DSU) Transcontinental Inc. Participation Units Thabet, Annie 4 2021-01-19 56 21.48 20,289 210 d'actions différées (UAD- administrateurs) / (DSU-directors)

Trevali Mining Deferred Share WILLIAMS, RICHARD 4 2021-01-04 46 375,724 106,250 Corporation Units (DSUs)

Tri Origin Exploration Options Stock Blackwell, Jerry Dennis 4 2021-01-20 50 850,000 50,000 Ltd. Tri Origin Exploration Options Stock Janson, Jean-Pierre 4 2021-01-20 50 0.28 450,000 50,000 Ltd.

Tri Origin Exploration Options Stock Jennings, Brian Earl 5 2021-01-20 00 Ltd. Tri Origin Exploration Options Stock Jennings, Brian Earl 5 2021-01-20 50 0.28 150,000 150,000 Ltd. Tri Origin Exploration Options Stock Marcotte, Alexandria 4, 6 2021-01-14 00 Ltd. Tri Origin Exploration Options Stock Marcotte, Alexandria 4, 6 2021-01-20 50 150,000 150,000 Ltd. Tri Origin Exploration Options Stock Petersen, Mark 4 2021-01-20 50 0.28 850,000 50,000 Ltd. Tri Origin Exploration Options Stock Thomson, Andrew 5 2021-01-14 00 Ltd. Tri Origin Exploration Options Stock Thomson, Andrew 5 2021-01-20 50 250,000 250,000 Ltd. Tri Origin Exploration Options Stock Tyshynski, Elijah 4 2021-01-14 00 Ltd. Tri Origin Exploration Options Stock Tyshynski, Elijah 4 2021-01-20 50 150,000 150,000 Ltd. Tri Origin Exploration Options Stock Valliant, Robert Irwin 4 2021-01-20 50 2,050,000 250,000 Ltd. Tricon Residential Inc. Deferred Share Baldridge, Kevin 7 2021-01-15 30 11.14 20,095 125 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Berman, David 3, 4, 6, 2021-01-15 30 11.14 459,087 2,867 (formerly, Tricon Capital Units 5 Group Inc.) Tricon Residential Inc. Performance Share Berman, David 3, 4, 6, 2021-01-15 30 11.14 96,633 603 (formerly, Tricon Capital Units 5 Group Inc.) Tricon Residential Inc. Deferred Share Berman, Gary 4, 5 2021-01-15 30 11.14 902,296 5,634 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Performance Share Berman, Gary 4, 5 2021-01-14 30 11.14 360,698 2,252 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Carmody, Andrew 5 2021-01-15 30 11.14 85,557 534 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Performance Share Carmody, Andrew 5 2021-01-15 30 11.14 78,801 492 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Douglas, Camille 4 2021-01-14 46 11.25 16,500 1,667 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Douglas, Camille 4 2021-01-15 30 11.14 16,593 93 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Dube, Evelyne 5 2021-01-15 30 11.14 16,914 106 (formerly, Tricon Capital Units Group Inc.)

January 28, 2021 (2021), 44 OSCB 847

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Tricon Residential Inc. Deferred Share Ellenzweig, Jonathan 5 2021-01-15 30 11.14 50,718 317 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Performance Share Ellenzweig, Jonathan 5 2021-01-15 30 11.14 110,843 692 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Francis, Wissam 5 2021-01-15 30 11.14 71,978 449 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Performance Share Francis, Wissam 5 2021-01-15 30 11.14 99,045 618 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Gluskin, Ira 4 2021-01-14 46 11.25 45,832 3,333 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Gluskin, Ira 4 2021-01-15 30 11.14 46,099 267 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Joyner, Andrew 5 2021-01-15 30 11.14 55,939 349 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Performance Share Joyner, Andrew 5 2021-01-15 30 11.14 47,671 298 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share KNOWLTON, JOHN 4 2021-01-14 46 11.25 35,693 1,667 (formerly, Tricon Capital Units MICHAEL ARTHUR Group Inc.) Tricon Residential Inc. Deferred Share KNOWLTON, JOHN 4 2021-01-15 30 11.14 35,907 214 (formerly, Tricon Capital Units MICHAEL ARTHUR Group Inc.) Tricon Residential Inc. Deferred Share Matthews, Sian Margaret 4 2021-01-14 46 11.25 57,510 3,556 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Matthews, Sian Margaret 4 2021-01-15 30 11.14 57,849 339 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share MATUS, GEOFFREY 3, 4, 6, 2021-01-15 30 11.14 39,646 337 (formerly, Tricon Capital Units 5 Group Inc.) Tricon Residential Inc. Performance Share MATUS, GEOFFREY 3, 4, 6, 2021-01-15 30 11.14 48,044 302 (formerly, Tricon Capital Units 5 Group Inc.) Tricon Residential Inc. Deferred Share Quesnel, Douglas Paul 5 2021-01-15 30 11.14 41,666 260 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Sacks, Peter 4 2021-01-14 46 11.25 13,249 1,667 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Sacks, Peter 4 2021-01-15 30 11.14 13,322 73 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Sherren, Tracy 4 2021-01-14 46 11.25 11,713 1,667 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Sherren, Tracy 4 2021-01-15 30 11.14 11,776 63 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Suski, Sherrie 5 2021-01-15 30 11.14 6,698 42 (formerly, Tricon Capital Units Group Inc.) Tricon Residential Inc. Deferred Share Veneziano, David 5 2021-01-15 30 11.14 48,221 301 (formerly, Tricon Capital Units Group Inc.)

January 28, 2021 (2021), 44 OSCB 848

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Tricon Residential Inc. Performance Share Veneziano, David 5 2021-01-15 30 11.14 52,002 325 (formerly, Tricon Capital Units Group Inc.)

TriStar Gold Inc. Common Shares Van Den Akker, Jessica 4 2021-01-19 00 75,000 TriStar Gold Inc. Options Van Den Akker, Jessica 4 2021-01-19 00 TriStar Gold Inc. Options Van Den Akker, Jessica 4 2021-01-19 50 0.27 300,000 300,000 Troilus Gold Corp. Common Shares Pritchard, Ian 5 2021-01-15 57 1.15 369,486 100,000 Troilus Gold Corp. Common Shares Pritchard, Ian 5 2021-01-15 11 1.15 425,769 56,283

Troilus Gold Corp. Rights Restricted Pritchard, Ian 5 2021-01-15 57 475,000 -100,000 Share Units Tucows Inc. Common Shares Investmentaktiengesellschaft 3 2021-01-15 10 72.946 1,605,722 1,541 für langfristige Investoren TGV Tucows Inc. Common Shares Investmentaktiengesellschaft 3 2021-01-19 10 72.876 1,610,239 4,517 für langfristige Investoren TGV Tudor Gold Corp. Options Davis, Scott 5 2021-01-19 50 2.09 240,000 90,000 Tudor Gold Corp. Options Murphy, Frances 5 2021-01-20 50 2.09 80,000 30,000 Tudor Gold Corp. Common Shares Stoeferle, Ronald 4 2020-12-21 00 Tudor Gold Corp. Common Shares Stoeferle, Ronald 4 2020-12-21 00 Tudor Gold Corp. Common Shares Stoeferle, Ronald 4 2020-12-21 00 Tudor Gold Corp. Common Shares Stoeferle, Ronald 4 2021-01-21 10 2.2 17,000 17,000 Tudor Gold Corp. Options Stoeferle, Ronald 4 2020-12-21 00 600,000 Tudor Gold Corp. Options Stoeferle, Ronald 4 2021-01-20 50 800,000 200,000 Urbana Corporation Common Shares Caldwell, Thomas Scott 4 2021-01-21 11 2.84 191,200 40,200 UrbanGold Minerals Options Bell, John 4 2021-01-21 50 525,000 125,000 Inc. UrbanGold Minerals Options BURSTALL, V.E. DALE 4 2021-01-21 50 525,000 125,000 Inc. UrbanGold Minerals Options Casaceli, Robert Joseph 4 2021-01-21 50 0.27 650,000 250,000 Inc. UrbanGold Minerals Options Eskelund-Hansen, Jens 4 2021-01-21 50 750,000 250,000 Inc. UrbanGold Minerals Options Gosselin, Réjean 4 2021-01-21 50 425,000 125,000 Inc. UrbanGold Minerals Options Stephens, Mathieu 5 2021-01-21 50 0.27 900,000 250,000 Inc.

UrbanGold Minerals Options Tchakmakian, Vatché 5 2021-01-21 50 800,000 250,000 Inc. VALEO PHARMA INC. Common Shares Fasano, Frederic 5 2021-01-18 00 Class A VALEO PHARMA INC. Options Fasano, Frederic 5 2021-01-18 00 VALEO PHARMA INC. Options Fasano, Frederic 5 2021-01-18 50 1,950,000 1,950,000 Vaxil Bio Ltd. (formerly Warrants Kellen, Ari 4 2021-01-17 11 0.1 2,542,183 -2,000,000 Emerge Resources Corp.) Vaxil Bio Ltd. (formerly Warrants LANGER, SHAWN 4 2021-01-17 11 0.1 1,985,000 -2,000,000 Emerge Resources Corp.) Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.33 1,285,500 1,000 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.3 1,286,200 700 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.29 1,286,300 100 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.28 1,286,600 300 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.27 1,287,000 400 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-20 10 7.25 1,288,700 1,700 Shares

January 28, 2021 (2021), 44 OSCB 849

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-21 10 7.5 1,292,700 4,000 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-22 10 7.25 1,292,800 100 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-22 10 7.17 1,293,000 200 Shares Velan Inc. Subordinate Voting Kernaghan, Edward Hume 3 2021-01-22 10 7.16 1,293,100 100 Shares Ventripoint Diagnostics Common Shares Adams, George 4, 5 2021-01-19 10 0.13 251,575 -2,500,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Adams, George 4, 5 2021-01-18 47 0.1 3,668,017 -3,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Adams, George 4, 5 2021-01-18 47 0.1 3,114,816 -553,201 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Adams, George 4, 5 2021-01-18 47 0.1 -1,690,466 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Adams, George 4, 5 2021-01-18 47 0.115 1,424,350 -1,690,466 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Adams, George 4, 5 2021-01-20 47 0.1 1,274,350 -150,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 11 0.075 691,174 666,666 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.17 491,174 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.175 291,174 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.18 191,174 -100,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 11 0.1 1,091,174 900,000 Ltd. (formerly Luca Capital Inc.)

Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.135 -16,338 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.135 -16,338 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 11 0.075 683,004 666,666 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.145 483,004 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.15 283,004 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 10 0.155 83,004 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-19 11 0.1 983,004 900,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-20 11 0.1 1,883,004 900,000 Ltd. (formerly Luca Capital Inc.)

January 28, 2021 (2021), 44 OSCB 850

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-20 10 0.18 1,783,004 -100,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-20 10 0.1825 1,583,004 -200,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Common Shares Hodgkinson, Robert 4 2021-01-20 10 0.185 1,383,004 -200,000 Ltd. (formerly Luca Capital Inc.)

Ventripoint Diagnostics Debentures Hodgkinson, Robert 4 2020-02-06 97 $2,000,000 $1,000,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Debentures Hodgkinson, Robert 4 2021-01-19 36 0.075 $1,333,334 -$666,666 Ltd. (formerly Luca Capital Inc.)

Ventripoint Diagnostics Debentures Hodgkinson, Robert 4 2020-09-11 11 0.075 $666,666 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Debentures Hodgkinson, Robert 4 2020-09-11 11 0.075 $666,666 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Debentures Hodgkinson, Robert 4 2021-01-19 36 0.075 $1,333,334 -$666,666 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Hodgkinson, Robert 4 2021-01-19 54 0 -900,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Hodgkinson, Robert 4 2020-09-14 53 2,100,000 600,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Hodgkinson, Robert 4 2021-01-19 54 1,200,000 -900,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Warrants Hodgkinson, Robert 4 2021-01-20 54 300,000 -900,000 Ltd. (formerly Luca Capital Inc.) Ventripoint Diagnostics Options Weichler, Peter 4 2021-01-12 50 600,000 100,000 Ltd. (formerly Luca Capital Inc.) VersaBank Common Shares Lalani, Gulamali 5 2021-01-18 10 11.1 10,200 1,000 VersaBank Common Shares TAYLOR, DAVID ROY 4, 5 2021-01-15 10 11.08 45,600 600 VersaBank Common Shares TAYLOR, DAVID ROY 4, 5 2021-01-15 10 11.09 47,000 1,400 VersaBank Common Shares Thoms, David William 5 2021-01-22 10 11.24 2,405 400 VersaBank Common Shares Thoms, David William 5 2021-01-22 10 11.25 3,005 600 Versus Systems Inc. Common Shares Tingle, Brian 4 2021-01-21 11 7.5 812,591 215,341 Versus Systems Inc. Warrants Tingle, Brian 4 2021-01-21 53 215,341 215,341 Versus Systems Inc. Warrants Tingle, Brian 4 2021-01-21 53 430,682 215,341 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2019-03-26 00 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-20 10 0.285 50,000 50,000 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-20 10 0.305 56,000 6,000 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-20 10 0.3 75,000 19,000 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-21 10 0.29 91,500 16,500 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-21 10 0.295 116,500 25,000 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-21 10 0.3 162,500 46,000 Visible Gold Mines Inc. Common Shares VEILLETTE, CLAUDE 3 2021-01-21 10 0.305 187,500 25,000 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2019-04-23 00 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 300,000 300,000 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 540,625 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 540,625 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 3,706,575 240,625 Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2019-04-23 00

January 28, 2021 (2021), 44 OSCB 851

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2019-04-23 00

Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 300,000

Vitalhub Corp. Common Shares Shen, Francis Nelson 4 2021-01-18 54 2.9 300,000 Vitalhub Corp. Warrants Shen, Francis Nelson 4 2021-01-18 54 2.9 640,625 -640,625 ViveRE Communities Common Shares Nicoll, James David 5 2021-01-18 10 0.195 1,560,832 -53,500 Inc. ViveRE Communities Common Shares Nicoll, James David 5 2021-01-20 10 0.19 1,564,832 4,000 Inc. ViveRE Communities Common Shares Turner, Thomas Richard 4 2021-01-21 10 0.195 85,000 5,000 Inc. VOYAGEUR MINERAL Common Shares Howlett, Brian 4, 5 2021-01-19 10 0.37 202,500 5,000 EXPLORERS CORP. (formerly Copper Reef Mining Corp.) VVC Exploration Common Shares Hill, Scott Anthony 4 2021-01-15 36 0.07 6,075,800 1,055,600 Corporation VVC Exploration Common Shares Hill, Scott Anthony 4 2021-01-15 36 0.05 6,663,000 587,200 Corporation VVC Exploration Convertible Hill, Scott Anthony 4 2017-08-25 00 Corporation Debentures VVC Exploration Convertible Hill, Scott Anthony 4 2017-08-25 00 Corporation Debentures VVC Exploration Warrants Hill, Scott Anthony 4 2017-10-31 16 1,263,600 Corporation VVC Exploration Warrants Hill, Scott Anthony 4 2017-10-31 16 2,263,600 1,263,600 Corporation VVC Exploration Warrants Hill, Scott Anthony 4 2021-01-15 36 0.06 191,800 Corporation VVC Exploration Warrants Hill, Scott Anthony 4 2021-01-15 36 3,551,900 191,800 Corporation VVC Exploration Warrants Hill, Scott Anthony 4 2021-01-15 36 0.1 336,000 Corporation VVC Exploration Warrants Hill, Scott Anthony 4 2021-01-15 36 3,887,900 336,000 Corporation Waraba Gold Limited Common Shares Esprey, Carl 5 2021-01-21 11 11,928,000 3,000,000 Waraba Gold Limited Common Shares Hahn, Brent Francis 4, 5 2021-01-18 11 268,550 49,125

Weekend Unlimited Common Shares Lamb, Charles 4, 5 2020-08-04 46 0.08 62,500 Industries Inc.

Weekend Unlimited Common Shares Lamb, Charles 4, 5 2020-08-04 46 0.08 62,500 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2020-10-01 37 -530,000 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2020-10-01 37 120,000 -480,000 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2021-01-19 10 0.38 119,500 -500 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2021-01-19 10 0.312 29,500 -90,000 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2021-01-19 10 0.3 1,000 -28,500 Industries Inc. Weekend Unlimited Common Shares Lamb, Charles 4, 5 2021-01-19 10 0.29 0 -1,000 Industries Inc. West Vault Mining Inc. Options Lebel, Pierre 4 2020-08-20 50 1.5 150,000 West Vault Mining Inc. Options Lebel, Pierre 4 2020-08-20 50 1.5 150,000 West Vault Mining Inc. Options Lebel, Pierre 4 2020-08-20 50 1.5 315,000 160,000 West Vault Mining Inc. Common Shares McVey, Sandy 5 2021-01-20 99 343,066 1,299 West Vault Mining Inc. Common Shares McVey, Sandy 5 2021-01-20 97 0 -456,667 West Vault Mining Inc. Common Shares McVey, Sandy 5 2013-02-28 00 West Vault Mining Inc. Common Shares McVey, Sandy 5 2021-01-20 99 10,000 10,000 Westshore Terminals Common Shares Stinson, William W. 4, 5 2021-01-15 30 16.25 69,653 679 Investment Corporation

January 28, 2021 (2021), 44 OSCB 852

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings Windfall Geotek Inc. Common Shares Kandanchatha, Dinesh 5 2021-01-20 11 0.06 3,495,654 333,334 Windfall Geotek Inc. Warrants Kandanchatha, Dinesh 5 2021-01-20 11 0.08 2,207,014 333,334

WSP Global Inc. Common Shares Canada Pension Plan 3 2021-01-15 35 21,604,005 67,168 Investment Board WSP Global Inc. Restricted Shares Langlois, David 5 2021-01-22 59 121.21 1,502 -666 Units Xali Gold Corp Options Freeze, Joanne Constance 4, 5 2021-01-18 50 0.05 2,400,000 600,000 Xali Gold Corp Options Kornze, Larry 4 2021-01-18 50 0.05 1,200,000 300,000 Xali Gold Corp Options Melnyk, Matthew 4 2021-01-18 50 0.05 850,000 600,000 Xali Gold Corp Options Ward, Ian Richard 4 2021-01-18 50 0.05 750,000 300,000 Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-18 38 1.26 5,200 5,200 Corp.

Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-18 38 0 -5,200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-19 38 1.25 5,200 5,200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-19 38 0 -5,200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 1.24 5,200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 1.24 5,000 5,000 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 -5,200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 0 -5,000 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 1.24 200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 1.24 200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 -200 Corp. Xtra-Gold Resources Common Shares Xtra-Gold Resources Corp. 1 2021-01-20 38 -200 Corp. Yangarra Resources Common Shares Gill, Gurdeep Singh 5 2021-01-22 10 0.79 756,021 35,000 Ltd.

Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.26 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.26 1,841,472 -10,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.25 1,836,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.24 1,831,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.23 1,826,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-15 10 1.22 1,821,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-18 10 1.27 1,816,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-18 10 1.28 1,811,472 -5,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares HENRIQUES, INES 4 2021-01-19 10 1.31 1,801,472 -10,000 Inc. DOMINGUES DA SILVA Ynvisible Interactive Common Shares Leboe, Benjamin Donald 4 2018-05-25 00 Inc. Ynvisible Interactive Common Shares Leboe, Benjamin Donald 4 2021-01-15 10 0.6 20,000 20,000 Inc. Zenabis Global Inc. Common Shares Burns, Daniel Allan 4 2021-01-18 57 5,410,104 375,000 Zenabis Global Inc. Rights RSU Rights Burns, Daniel Allan 4 2021-01-18 97 4,627,777 -375,000 Zenabis Global Inc. Rights RSU Rights Burns, Daniel Allan 4 2021-01-18 56 5,444,444 816,667

January 28, 2021 (2021), 44 OSCB 853

Insider Reporting

Issuer Name Security Insider Name Rel'n Transaction T/O Unit Date/Month Acquired/ Date Price End Disposed Holdings

Zenabis Global Inc. Rights RSU Rights Kiernan, Natascha 4 2021-01-18 56 3,111,110 466,666 Zenabis Global Inc. RSU Awards Quan, Vincent 4 2021-01-18 56 200000 1,333,333 200,000 Zenabis Global Inc. RSU Awards Shone, Jim 4 2021-01-18 56 200000 1,333,333 200,000 Zinc8 Energy Solutions Common Shares McLeod, John 5 2021-01-13 51 0.155 475,948 200,000 Inc. Zinc8 Energy Solutions Warrants McLeod, John 5 2021-01-13 54 0.155 200,000 Inc. Zinc8 Energy Solutions Warrants McLeod, John 5 2021-01-13 54 0.155 60,000 -200,000 Inc.

Zinc8 Energy Solutions Warrants McLeod, John 5 2021-01-13 54 0.155 -200,000 Inc.

Zinc8 Energy Solutions Warrants McLeod, John 5 2021-01-13 54 0.155 200,000 Inc.

Zinc8 Energy Solutions Warrants McLeod, John 5 2021-01-13 54 0.155 200,000 Inc. Zonetail Inc. Common Shares Scott, Paul Alexander 4 2021-01-21 10 0.12 21,628,951 30,000

January 28, 2021 (2021), 44 OSCB 854

Chapter 11

IPOs, New Issues and Secondary Financings

INVESTMENT FUNDS

Issuer Name: Issuer Name: Dynamic Retirement Income+ Fund Horizons Psychedelic Stock Index ETF Principal Regulator – Ontario Principal Regulator – Ontario Type and Date: Type and Date: Preliminary Simplified Prospectus dated Jan 18, 2021 Preliminary Long Form Prospectus dated Jan 20, 2021 NP 11-202 Final Receipt dated Jan 20, 2021 NP 11-202 Final Receipt dated Jan 22, 2021 Offering Price and Description: Offering Price and Description: Series I Units, Series H Units, Series F Units, Series A Class A Units Units, Series FH Units and Series O Units Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): N/A N/A Promoter(s): Promoter(s): N/A N/A Project #3155317 Project #3026444 ______Issuer Name: Issuer Name: Ninepoint Convertible Securities Fund FÉRIQUE Global Innovation Equity Fund Principal Regulator – Ontario FÉRIQUE Global Sustainable Development Bond Fund Type and Date: FÉRIQUE Global Sustainable Development Equity Fund Preliminary Simplified Prospectus dated Jan 20, 2021 Principal Regulator – Quebec NP 11-202 Final Receipt dated Jan 21, 2021 Type and Date: Offering Price and Description: Preliminary Simplified Prospectus dated Jan 15, 2021 Series I Units, Series F Units, Series D Units, Series PF NP 11-202 Final Receipt dated Jan 19, 2021 Units, Series A Units and Series QF Units Offering Price and Description: Underwriter(s) or Distributor(s): - N/A Underwriter(s) or Distributor(s): Promoter(s): N/A N/A Promoter(s): Project #3154581 N/A Project #3137982 ______Issuer Name: ______Canoe Defensive Global Equity Fund Issuer Name: Principal Regulator - Alberta IA Clarington Inhance Global Equity SRI Fund Type and Date: IA Clarington Loomis U.S. All Cap Growth Fund Amendment #2 to Final Simplified Prospectus dated Principal Regulator – Quebec January 15, 2021 Type and Date: NP 11-202 Final Receipt dated Jan 19, 2021 Preliminary Simplified Prospectus dated Jan 21, 2021 Offering Price and Description: NP 11-202 Preliminary Receipt dated Jan 22, 2021 Series A, AH, D, F, F6, FH, OX and T6 Offering Price and Description: Underwriter(s) or Distributor(s): Series I Units, Series T5 Units, Series F Units, Series E N/A Units, Series A Units, Series L5 Units, Series F5 Units, Promoter(s): Series E5 Units and Series L Units N/A Underwriter(s) or Distributor(s): Project #3063236 N/A Promoter(s): ______N/A Project #3162721

______

January 28, 2021 (2021), 44 OSCB 855

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: Fidelity Long-Term Leaders Fund Bitcoin Trust Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Amendment #1 to Final Simplified Prospectus dated Final Long Form Prospectus dated January 19, 2021 January 12, 2021 NP 11-202 Receipt dated January 20, 2021 NP 11-202 Final Receipt dated Jan 20, 2021 Offering Price and Description: Offering Price and Description: Maximum US$500,000,000 Series A units, Series B units, Series E1 units, Series E1T5 Maximum 50,000,000 Class A Units, Class F Units and/or units, Series E2 units, Series E2T5 units, Series E3 units, Class S Units @ $10/Unit Series F units, Series F5 units, Series F8 units, Series O Underwriter(s) or Distributor(s): units, Series P1 units, Series P1T5 units, Series P2 units, Canaccord Genuity Corp. Series P2T5 units, Series P3 units, Series P3T5 units, INFOR Financial Inc. Series P4 units, Series S5 units, Series S8 units, Series T5 Echelon Wealth Partners Inc. units and Series T8 units PI Financial Corp. Underwriter(s) or Distributor(s): Richardson Wealth Limited N/A Leede Jones Gable Inc. Promoter(s): Mackie Research Capital Corporation N/A Sightline Wealth Management LP Project #3042487 Promoter(s): Ninepoint Partners LP ______Project #3156923 Issuer Name: International Clean Power Dividend Fund ______Principal Regulator - Alberta (ASC) Issuer Name: Type and Date: Canadian Scholarship Trust Family Savings Plan Preliminary Long Form Prospectus dated January 20, 2021 Canadian Scholarship Trust Individual Savings Plan NP 11-202 Preliminary Receipt dated January 21, 2021 CST Advantage Plan Offering Price and Description: Principal Regulator - Ontario Maximum: $* - * Units Type and Date: Minimum: $15,000,000 - 1,500,000 Units Final Long Form Prospectus dated January 15, 2021 Minimum Purchase: 100 Units NP 11-202 Receipt dated January 19, 2021 Price: $10.00 per Unit Offering Price and Description: Underwriter(s) or Distributor(s): Units CIBC World Markets Inc. Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. N/A BMO Nesbitt Burns Inc. Promoter(s): Scotia Capital Inc. N/A TD Securities Inc. Project #3134327 Canaccord Genuity Corp. IA Private Wealth Inc. ______National Bank Financial Inc. Issuer Name: Raymond James Ltd. Canadian Scholarship Trust Individual Savings Plan Richardson Wealth Limited CST Advantage Plan Manulife Securities Incorporated Canadian Scholarship Trust Family Savings Plan Hampton Securities Limited Principal Regulator - Ontario Middlefield Capital Corporation Type and Date: Echelon Wealth Partners Inc. Final Long Form Prospectus dated January 15, 2021 Mackie Research Capital Corporation NP 11-202 Receipt dated January 19, 2021 Promoter(s): Offering Price and Description: Middlefield Limited Units Project #3162593 Underwriter(s) or Distributor(s): N/A ______Promoter(s): N/A Project #3134325

______

January 28, 2021 (2021), 44 OSCB 856

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: CMP 2021 Resource Limited Partnership Ninepoint 2021 Flow-Through Limited Partnership - Principal Regulator - Ontario National Class Type and Date: Ninepoint 2021 Flow-Through Limited Partnership - Final Long Form Prospectus dated January 18, 2021 Quebec Class NP 11-202 Receipt dated January 19, 2021 Principal Regulator - Ontario Offering Price and Description: Type and Date: CMP 2021 Resource Limited Partnership Final Long Form Prospectus dated January 22, 2021 Class A Units NP 11-202 Receipt dated January 22, 2021 Class F Units Offering Price and Description: $50,000,000 (Maximum) - 50,000 Limited Partnership Units Underwriter(s) or Distributor(s): Price per Unit: $1,000 RBC Dominion Securities Inc. Minimum Subscription: $5,000 (Five Units) CIBC World Markets Inc. Underwriter(s) or Distributor(s): TD Securities Inc. Scotia Capital Inc. National Bank Financial Inc. CIBC World Markets Inc. Scotia Capital Inc. National Bank Financial Inc. BMO Nesbitt Burns Inc. RBC Dominion Securities Inc. Richardson Wealth Limited BMO Nesbitt Burns Inc. Industrial Alliance Securities Inc. TD Securities Inc. Manulife Securities InCorporated Industrial Alliance Securities Inc. Raymond James Ltd. Echelon Wealth Partners Inc. Canaccord Genuity Corp. Canaccord Genuity Corp. Desjardins Securities Inc. Desjardins Securities Inc. Promoter(s): Raymond James Ltd. Ninepoint 2019 Corporation Promoter(s): Project #3151154 Goodman & Company, Investment Counsel Inc., Project #3151832 ______Issuer Name: ______Ninepoint 2021 Flow-Through Limited Partnership - Issuer Name: Quebec Class CST Advantage Plan Ninepoint 2021 Flow-Through Limited Partnership - Canadian Scholarship Trust Family Savings Plan National Class Canadian Scholarship Trust Individual Savings Plan Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Final Long Form Prospectus dated January 22, 2021 Final Long Form Prospectus dated January 15, 2021 NP 11-202 Receipt dated January 22, 2021 NP 11-202 Receipt dated January 19, 2021 Offering Price and Description: Offering Price and Description: - Units Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. N/A CIBC World Markets Inc. Promoter(s): TD Securities Inc. N/A National Bank Financial Inc. Project #3134324 Scotia Capital Inc. BMO Nesbitt Burns Inc. ______Richardson Wealth Limited Issuer Name: Industrial Alliance Securities Inc. CST Bright Plan Manulife Securities InCorporated Principal Regulator - Ontario Raymond James Ltd. Type and Date: Canaccord Genuity Corp. Final Long Form Prospectus dated January 15, 2021 Desjardins Securities Inc. NP 11-202 Receipt dated January 20, 2021 Promoter(s): Offering Price and Description: Ninepoint 2019 Corporation Units Project #3151157 Underwriter(s) or Distributor(s): N/A ______Promoter(s): N/A Project #3134323

______

January 28, 2021 (2021), 44 OSCB 857

IPOs, New Issues and Secondary Financings

NON-INVESTMENT FUNDS

Issuer Name: Issuer Name: Altius Renewable Royalties Corp. Choice Consolidation Corp. Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Preliminary Long Form Prospectus dated January 18, 2021 Preliminary Long Form Prospectus dated January 22, 2021 NP 11-202 Preliminary Receipt dated January 19, 2021 NP 11-202 Preliminary Receipt dated January 22, 2021 Offering Price and Description: Offering Price and Description: C$● ● Common Shares U.S.$100,000,000 10,000,000 Class A Restricted Voting Underwriter(s) or Distributor(s): Units TD SECURITIES INC. Underwriter(s) or Distributor(s): SCOTIA CAPITAL INC. CANACCORD GENUITY CORP. RAYMOND JAMES LTD. BEACON SECURITIES LIMITED CORMARK SECURITIES INC. Promoter(s): CANACCORD GENUITY CORP. CHOICE CONSOLIDATION SM SPONSOR LLC LAURENTIAN BANK SECURITIES INC. CALTI CHOICE SPONSOR LLC NATIONAL BANK FINANCIAL INC. Project #3162928 HAYWOOD SECURITIES INC. Promoter(s): ______ALTIUS MINERALS CORPORATION Issuer Name: Project #3161398 Cybin Inc. (formerly, Clarmin Explorations Inc.) Principal Regulator - Ontario ______Type and Date: Issuer Name: Preliminary Short Form Prospectus dated January 22, 2021 Americas Gold and Silver Corporation NP 11-202 Preliminary Receipt dated January 25, 2021 Principal Regulator - Ontario Offering Price and Description: Type and Date: $30,015,000.00 - 13,340,000 Units Preliminary Short Form Prospectus dated January 19, 2021 $2.25 per Unit NP 11-202 Preliminary Receipt dated January 19, 2021 Underwriter(s) or Distributor(s): Offering Price and Description: CANACCORD GENUITY CORP. $30,000,185.00 - 9,063,500 Common Shares at a price of STIFEL NICOLAUS CANADA INC. $3.31 per Common Share EIGHT CAPITAL Underwriter(s) or Distributor(s): BLOOM BURTON SECURITIES INC. DESJARDINS SECURITIES INC. Promoter(s): CORMARK SECURITIES INC. - STIFEL NICOLAUS CANADA INC. Project #3161189 CLARUS SECURITIES INC. LAURENTIAN BANK SECURITIES INC. ______Promoter(s): Issuer Name: - DRI Healthcare Trust Project #3160780 Principal Regulator - Ontario Type and Date: ______Preliminary Long Form Prospectus dated January 25, 2021 Issuer Name: NP 11-202 Preliminary Receipt dated January 25, 2021 Aumento Capital VIII Corp. Offering Price and Description: Principal Regulator - Ontario - Type and Date: Underwriter(s) or Distributor(s): Preliminary CPC Prospectus dated January 19, 2021 SCOTIA CAPITAL INC. NP 11-202 Preliminary Receipt dated January 20, 2021 UBS SECURITIES CANADA INC. Offering Price and Description: RBC DOMINION SECURITIES INC. $500,000.00 - 1,000,000 Common Shares Price: $0.50 per Promoter(s): Common Share DRI CAPITAL INC. Underwriter(s) or Distributor(s): Project #3163453 Canaccord Genuity Corp. Promoter(s): ______- Project #3161907

______

January 28, 2021 (2021), 44 OSCB 858

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: Element Nutritional Sciences Inc. iFabric Corp. Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Preliminary Long Form Prospectus dated January 20, 2021 Preliminary Short Form Prospectus dated January 19, 2021 NP 11-202 Preliminary Receipt dated January 25, 2021 NP 11-202 Preliminary Receipt dated January 19, 2021 Offering Price and Description: Offering Price and Description: 22,080,000 Common Shares on Conversion of 22,080,000 $[●] [●] Units Offering Price: $3.90 per Unit Subscription Receipts Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): STIFEL NICOLAUS CANADA INC. - IA PRIVATE WEALTH INC. Promoter(s): CANACCORD GENUITY CORP. - Promoter(s): Project #3162376 - Project #3161777 ______Issuer Name: ______Enthusiast Gaming Holdings Inc. (formerly J55 Capital Issuer Name: Corp.) Khiron Life Sciences Corp. Principal Regulator - Ontario Principal Regulator - Ontario Type and Date: Type and Date: Preliminary Short Form Prospectus dated January 25, 2021 Preliminary Shelf Prospectus dated January 18, 2021 NP 11-202 Preliminary Receipt dated January 25, 2021 NP 11-202 Preliminary Receipt dated January 19, 2021 Offering Price and Description: Offering Price and Description: $51,002,500.00 - 8,870,000 Common Shares $50,000,000.00 - Common Shares Warrants Units Debt Underwriter(s) or Distributor(s): Securities Subscription Receipts CANACCORD GENUITY CORP. Underwriter(s) or Distributor(s): PARADIGM CAPITAL INC. - RBC DOMINION SECURITIES INC Promoter(s): CORMARK SECURITIES INC. - HAYWOOD SECURITIES INC. Project #3161504 Promoter(s): - ______Project #3162164 Issuer Name: Mydecine Innovations Group Inc. ______Principal Regulator - British Columbia Issuer Name: Type and Date: Graphene Manufacturing Group PTY Ltd. Preliminary Short Form Prospectus dated January 20, 2021 Principal Regulator - Ontario NP 11-202 Preliminary Receipt dated January 21, 2021 Type and Date: Offering Price and Description: Preliminary Long Form Prospectus dated January 18, 2021 $15,000,000.00 - 30,000,000 Units NP 11-202 Preliminary Receipt dated January 19, 2021 Price: $0.50 per Unit Offering Price and Description: Underwriter(s) or Distributor(s): 0.00 Canaccord Genuity Corp. Underwriter(s) or Distributor(s): Promoter(s): - - Promoter(s): Project #3161024 - Project #3161535 ______

______

January 28, 2021 (2021), 44 OSCB 859

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: New Target Mining Corp. TELUS International (Cda) Inc. Principal Regulator - British Columbia Principal Regulator - British Columbia Type and Date: Type and Date: Preliminary Long Form Prospectus dated January 22, 2021 Amendment dated January 19, 2021 to Preliminary Long NP 11-202 Preliminary Receipt dated January 25, 2021 Form Prospectus dated January 8, 2021 Offering Price and Description: NP 11-202 Preliminary Receipt dated January 19, 2021 3,000,000 COMMON SHARES AT A PRICE OF $0.15 PER Offering Price and Description: SHARE US$  Subordinate Voting Shares Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): Canaccord Genuity Corp. J.P. MORGAN SECURITIES CANADA INC. Promoter(s): MORGAN STANLEY CANADA LIMITED Todd Hanas BARCLAYS CAPITAL CANADA INC. Project #3163205 MERRILL LYNCH CANADA INC. CIBC WORLD MARKETS INC. ______CITIGROUP GLOBAL MARKETS CANADA INC. Issuer Name: CREDIT SUISSE SECURITIES (CANADA), INC. POCML 6 Inc. RBC DOMINION SECURITIES INC. Principal Regulator - Ontario BMO NESBITT BURNS INC. Type and Date: SCOTIA CAPITAL INC. Preliminary CPC Prospectus dated January 25, 2021 TD SECURITIES INC. NP 11-202 Preliminary Receipt dated January 25, 2021 WELLS FARGO SECURITIES CANADA, LTD. Offering Price and Description: MUFG SECURITIES (CANADA), $280,000.00 - 2,800,000 Common Shares PRICE: $0.10 LTD. NATIONAL BANK FINANCIAL INC per Common Share Promoter(s): Underwriter(s) or Distributor(s): - IA PRIVATE WEALTH INC. Project #3159020 Promoter(s): - ______Project #3163460 Issuer Name: TELUS International (Cda) Inc. ______Principal Regulator - British Columbia Issuer Name: Type and Date: Rex Resources Corp. Amended and Restated Preliminary Long Form PREP Principal Regulator - British Columbia Prospectus dated January 25, 2021 amending and Type and Date: restating the Preliminary Long Form PREP Prospectus Preliminary Long Form Prospectus dated January 21, 2021 dated January 19, 2021, amending and restating the NP 11-202 Preliminary Receipt dated January 22, 2021 Preliminary Long Form PREP Prospectus dated January 8, Offering Price and Description: 2021 $450,000.00 - 3,000,000 COMMON SHARES AT A PRICE Offering Price and Description: OF $0.15 PER SHARE - Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): Mackie Research Capital Corporation J.P. MORGAN SECURITIES CANADA INC. Promoter(s): MORGAN STANLEY CANADA LIMITED - BARCLAYS CAPITAL CANADA INC. Project #3162783 MERRILL LYNCH CANADA INC. CIBC WORLD MARKETS INC. ______CITIGROUP GLOBAL MARKETS CANADA INC. CREDIT SUISSE SECURITIES (CANADA), INC. RBC DOMINION SECURITIES INC. BMO NESBITT BURNS INC. SCOTIA CAPITAL INC. TD SECURITIES INC. WELLS FARGO SECURITIES CANADA, LTD. MUFG SECURITIES (CANADA), LTD. NATIONAL BANK FINANCIAL INC Promoter(s): - Project #3159020

______

January 28, 2021 (2021), 44 OSCB 860

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: The Valens Company Inc. (formerly Valens Groworks Wishpond Technologies Ltd. (formerly, Antera Ventures I Corp.) Corp.) Principal Regulator - Ontario Principal Regulator - British Columbia Type and Date: Type and Date: Preliminary Shelf Prospectus dated January 22, 2021 Preliminary Short Form Prospectus dated January 20, 2021 NP 11-202 Preliminary Receipt dated January 22, 2021 NP 11-202 Preliminary Receipt dated January 20, 2021 Offering Price and Description: Offering Price and Description: $100,000,000.00 - COMMON SHARES, DEBT $7 million - 4 million Common Shares SECURITIES, SUBSCRIPTION RECEIPTS, WARRANTS, $1.75 per Common Share UNITS Underwriter(s) or Distributor(s): Underwriter(s) or Distributor(s): BEACON SECURITIES LIMITED - PI FINANCIAL CORP. Promoter(s): DESJARDINS SECURITIES INC. - HAYWOOD SECURITIES INC. Project #3163125 PARADIGM CAPITAL INC. Promoter(s): ______- Issuer Name: Project #3161984 VEXT Science, Inc. (formerly, Vapen MJ Ventures Corporation) ______Principal Regulator - British Columbia Issuer Name: Type and Date: Ascot Resources Ltd. Preliminary Short Form Prospectus dated January 19, 2021 Principal Regulator - British Columbia NP 11-202 Preliminary Receipt dated January 19, 2021 Type and Date: Offering Price and Description: Final Shelf Prospectus dated January 21, 2021 $18,032,000.00 - 16,100,000 Units NP 11-202 Receipt dated January 21, 2021 Price: $1.12 per Unit Offering Price and Description: Underwriter(s) or Distributor(s): C$90,000,000.00 - Common Shares, Warrants, BEACON SECURITIES LIMITED Subscription Receipts, Units, Debt Securities, Share CANACCORD GENUITY CORP. Purchase Contracts EIGHT CAPITAL Underwriter(s) or Distributor(s): Promoter(s): - - Promoter(s): Project #3159980 - Project #3160967 ______Issuer Name: ______Westhaven Gold Corp. Issuer Name: Principal Regulator - British Columbia BIGG Digital Assets Inc. Type and Date: Principal Regulator - British Columbia Preliminary Short Form Prospectus dated January 19, 2021 Type and Date: NP 11-202 Preliminary Receipt dated January 19, 2021 Final Short Form Prospectus dated January 21, 2021 Offering Price and Description: NP 11-202 Receipt dated January 21, 2021 $13,013,000.00 - 18,590,000 Units Offering Price and Description: $0.70 per Unit $12,000,000.00 - 24,000,000 Units Underwriter(s) or Distributor(s): $0.50 per Unit Raymond James Ltd. Underwriter(s) or Distributor(s): Promoter(s): PI FINANCIAL CORP. - CANACCORD GENUITY CORP. Project #3161852 ECHELON WEALTH PARTNERS Promoter(s): ______Mark Binns Lance Morginn Shone Anstey Project #3159197

______

January 28, 2021 (2021), 44 OSCB 861

IPOs, New Issues and Secondary Financings

Issuer Name: Issuer Name: Cargojet Inc. Leaf Mobile Inc. Principal Regulator - Ontario Principal Regulator - British Columbia Type and Date: Type and Date: Final Short Form Prospectus dated January 25, 2021 Final Short Form Prospectus dated January 22, 2021 NP 11-202 Receipt dated January 25, 2021 NP 11-202 Receipt dated January 22, 2021 Offering Price and Description: Offering Price and Description: $350,156,500.00 $20,000,000.00 - 88,888,888 Subscription Receipts 1,642,000 Common Voting Shares and/or Variable Voting Price: $0.225 per Subscription Receipt Shares Underwriter(s) or Distributor(s): Price: $213.25 per Offered Share - Underwriter(s) or Distributor(s): Promoter(s): SCOTIA CAPITAL INC. - CIBC WORLD MARKETS INC. Project #3133186 RBC DOMINION SECURITIES INC. J.P. MORGAN SECURITIES CANADA INC. ______MORGAN STANLEY CANADA LIMITED Issuer Name: BMO NESBITT BURNS INC. Nevada Copper Corp. NATIONAL BANK FINANCIAL INC. Principal Regulator - British Columbia LAURENTIAN BANK SECURITIES INC. Type and Date: CANACCORD GENUITY CORP. Final Short Form Prospectus dated January 22, 2021 ACUMEN CAPITAL FINANCE PARTNERS LIMITED NP 11-202 Receipt dated January 22, 2021 ATB CAPITAL MARKETS INC. Offering Price and Description: BEACON SECURITIES LIMITED $33,000,000.00 - 200,000,000 Units CORMARK SECURITIES INC. Underwriter(s) or Distributor(s): RAYMOND JAMES LTD. SCOTIA CAPITAL INC. Promoter(s): RBC DOMINION SECURITIES INC. - HAYWOOD SECURITIES INC. Project #3159747 LAURENTIAN BANK SECURITIES INC. NATIONAL BANK FINANCIAL INC. ______MACKIE RESEARCH CAPITAL CORPORATION Issuer Name: Promoter(s): County Capital 2 Ltd. - Principal Regulator - Ontario Project #3159393 Type and Date: Final CPC Prospectus dated January 19, 2021 ______NP 11-202 Receipt dated January 20, 2021 Issuer Name: Offering Price and Description: Numinus Wellness Inc. OFFERING: $600,000.00 (6,000,000 Common Shares) Principal Regulator - British Columbia Price: $0.10 per Common Share Type and Date: Underwriter(s) or Distributor(s): Final Short Form Prospectus (NI 44-101) dated January 21, - 2021 Promoter(s): NP 11-202 Receipt dated January 21, 2021 - Offering Price and Description: Project #3138140 $15,000,120.00 - 22,059,000 Units Price: $0.68 per Unit ______Underwriter(s) or Distributor(s): Issuer Name: Canaccord Genuity Corp. and Eight Capital Gold Hunter Resources Inc. Promoter(s): Principal Regulator - British Columbia - Type and Date: Project #3150442 Final Long Form Prospectus dated January 21, 2021 NP 11-202 Receipt dated January 22, 2021 ______Offering Price and Description: $750,000.00 - Common Shares 5,000,000 Price:$0.15 Underwriter(s) or Distributor(s): LEEDE JONES GABLE INC. Promoter(s): RICHARD MACEY Project #3137411

______

January 28, 2021 (2021), 44 OSCB 862

IPOs, New Issues and Secondary Financings

Issuer Name: Planet 13 Holdings Inc. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated January 25, 2021 NP 11-202 Receipt dated January 25, 2021 Offering Price and Description: $60,025,000.00 - 8,575,000 Units Price: $7.00 per Unit Underwriter(s) or Distributor(s): BEACON SECURITIES LIMITED CANACCORD GENUITY CORP. Promoter(s): ROBERT GROESBECK LARRY SCHEFFLER Project #3159585

______Issuer Name: TC Energy Corporation Principal Regulator - Alberta Type and Date: Final Shelf Prospectus dated January 22, 2021 NP 11-202 Receipt dated January 22, 2021 Offering Price and Description: $2,000,000,000.00 - Common Shares, First Preferred Shares, Second Preferred Shares, Subscription Receipts Underwriter(s) or Distributor(s): - Promoter(s): - Project #3160863

______Issuer Name: Titan Medical Inc. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated January 21, 2021 NP 11-202 Receipt dated January 21, 2021 Offering Price and Description: US $10,000,000 (6,451,613 Units) Price: US $1.55 per Unit Underwriter(s) or Distributor(s): BLOOM BURTON SECURITIES INC. Promoter(s): - Project #3158484

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January 28, 2021 (2021), 44 OSCB 863

IPOs, New Issues and Secondary Financings

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January 28, 2021 (2021), 44 OSCB 864

Chapter 12

Registrations

12.1.1 Registrants

Type Company Category of Registration Effective Date

New Registration Torva Capital Management Exempt Market Dealer, January 20, 2021 Inc. Investment Fund Manager and Portfolio Manager

Consent to Suspension High Tide Wealth Portfolio Manager January 22, 2021 (Pending Surrender) Management Inc.

New Registration ATH Asset Management Inc. Portfolio Manager January 25, 2021

January 28, 2021 (2021), 44 OSCB 865

Registrations

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January 28, 2021 (2021), 44 OSCB 866

Chapter 13

SROs, Marketplaces, Clearing Agencies and Trade Repositories

13.1 SROs

13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Amended MOU regarding the Oversight of IIROC – Notice of Approval

NOTICE OF COMMISSION APPROVAL OF MEMORANDUM OF UNDERSTANDING AMONG THE CANADIAN SECURITIES ADMINISTRATORS REGARDING THE OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

The Commission is publishing an amended memorandum of understanding (MOU) among the Canadian Securities Administrators (CSA) regarding the oversight of the Investment Industry Regulatory Organization of Canada (IIROC).

The MOU is subject to the approval of the Ontario Minister of Finance. The MOU was delivered to the Minister on January 25, 2021. Subject to the Minister’s approval, the amended MOU will take effect on April 1, 2021.

The MOU amends and restates an existing IIROC MOU, which came into effect on September 1, 2008. The IIROC MOU is being amended as part of the CSA project aimed to increase regulatory efficiency by streamlining and harmonizing the oversight regime of IIROC. For more details on this project, please refer to the relevant OSC Notice published on July 30, 2020 on our website at http://www.osc.gov.on.ca/.

January 28, 2021 (2021), 44 OSCB 867

SROs, Marketplaces, Clearing Agencies and Trade Repositories

MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA AMONG:

BRITISH COLUMBIA SECURITIES COMMISSION ALBERTA SECURITIES COMMISSION FINANCIAL AND CONSUMER AFFAIRS AUTHORITY OF SASKATCHEWAN MANITOBA SECURITIES COMMISSION ONTARIO SECURITIES COMMISSION AUTORITÉ DES MARCHÉS FINANCIERS OFFICE OF THE SUPERINTENDENT OF SECURITIES, DIGITAL GOVERNMENT AND SERVICE NEWFOUNDLAND AND LABRADOR NOVA SCOTIA SECURITIES COMMISSION FINANCIAL AND CONSUMER SERVICES COMMISSION OF NEW BRUNSWICK PRINCE EDWARD ISLAND OFFICE OF THE SUPERINTENDENT OF SECURITIES OFFICE OF THE SUPERINTENDENT OF SECURITIES, NORTHWEST TERRITORIES OFFICE OF THE SUPERINTENDENT OF SECURITIES, NUNAVUT OFFICE OF THE YUKON SUPERINTENDENT OF SECURITIES (each a Recognizing Regulator, collectively the Recognizing Regulators or the Parties)

The Parties agree as follows:

1. Underlying Principles

a. Recognition

Investment Industry Regulatory Organization of Canada (IIROC) is recognized as a self-regulatory organization under applicable legislation by each of the Recognizing Regulators and is a regulation services provider pursuant to National Instrument 23-101 Trading Rules.

b. Oversight Program

To ensure effective oversight of IIROC’s performance of its self-regulatory activities and regulation services, the Parties to this Memorandum of Understanding (MOU) have developed an oversight program (the Oversight Program) which includes:

(i) reviewing information filed by IIROC, as set out in section 4;

(ii) reviewing and approving Rule Changes, as set out in section 6; and

(iii) performing periodic reviews of IIROC’s self-regulatory activities and regulation services as set out in section 5.

The purpose of the Oversight Program is to ensure that IIROC is acting in accordance with its public interest mandate, specifically by complying with its terms and conditions of recognition.

c. Previous Memoranda of Understanding

This MOU amends, restates and replaces the Memorandum of Understanding dated May 30, 2008 among the recognizing regulators of IIROC concerning the oversight of IIROC (the Previous MOU).

The Previous MOU superseded the letter agreement dated June 5, 2001 between the Investment Dealers Association of Canada (IDA) and the recognizing regulators of the IDA regarding the coordination of oversight of the IDA by the Canadian Securities Administrators and the Memorandum of Understanding Regarding Oversight of Market Regulation Services Inc. (RS) dated May 1, 2002 among the recognizing regulators of RS.

2. Definitions

“Approved Person” has the meaning attributed to that term in IIROC’s Rules.

“Board” has the meaning ascribed to that term in IIROC’s By-law No. 1.

“Member” has the meaning attributed to that term in IIROC’s By-law No. 1

“Principal Regulator” means the Recognizing Regulator that is designated as such from time to time by consensus of all the Recognizing Regulators.

January 28, 2021 (2021), 44 OSCB 868

SROs, Marketplaces, Clearing Agencies and Trade Repositories

“Rule” means any rule, policy, form, fee model or other similar instrument of IIROC.

“Rule Change” means a new Rule, or an amendment, a revocation or a suspension of an existing Rule.

3. General Provisions

a. Oversight Committee

An oversight committee will be established (the Oversight Committee) which will act as a forum and venue for the discussion of issues, concerns and proposals related to the oversight of IIROC.

The Oversight Committee will include staff representatives from each of the Recognizing Regulators.

The Oversight Committee will provide to the Canadian Securities Administrators (CSA) Chairs an annual written report that will include a summary of all oversight activities during the previous period.

b. Staff Contact

The Principal Regulator will provide IIROC with key staff contacts in each jurisdiction for the purposes of matters arising under this MOU or relating to oversight in general.

c. Status Meetings

The Principal Regulator will organize quarterly conference calls and an annual in-person meeting of the Oversight Committee and IIROC staff. The purpose is to discuss matters relating to the oversight of IIROC, issues relating to the regulation of IIROC’s Members and other matters that are of interest to the Recognizing Regulators and IIROC. The Principal Regulator is also responsible for taking minutes of these calls and in-person meetings.

4. Review of Information Filed

Any comments of the staff of the Recognizing Regulators on information filed by IIROC will be sent to the Principal Regulator. The Principal Regulator will request that IIROC respond to comments raised by the Recognizing Regulators and forward any response to the Recognizing Regulators.

5. Oversight Reviews

The Recognizing Regulators have developed procedures for performing periodic reviews of IIROC’s self-regulatory activities and regulation services, as set out in Appendix “A”.

6. Review of By-laws and Rules

The Recognizing Regulators have developed a Joint Rule Review Protocol (the Protocol) for coordinating the review and approval of, or non-objection to, IIROC by-laws and Rules, as set out in Appendix “B”.

7. Appendices

The appendices are integral parts of this MOU.

8. Amendments to and Withdrawal from this MOU

This MOU may be amended from time to time as mutually agreed upon by the Recognizing Regulators. Any amendments must be in writing and approved by the duly authorized representatives of each Recognizing Regulator. Each Recognizing Regulator can, at any time, withdraw from this MOU on at least 90 days written notice to the Principal Regulator and to each Recognizing Regulator.

9. Effective Date

This MOU comes into effect on April 1, 2021.

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BRITISH COLUMBIA SECURITIES COMMISSION ALBERTA SECURITIES COMMISSION

Per: Per:

Title: Title:

FINANCIAL AND CONSUMER AFFAIRS AUTHORITY OF MANITOBA SECURITIES COMMISSION SASKATCHEWAN

Per: Per:

Title: Title:

ONTARIO SECURITIES COMMISSION AUTORITÉ DES MARCHÉS FINANCIERS

Per: Per:

Title: Title:

OFFICE OF THE SUPERINTENDENT OF SECURITIES, DEPUTY MINISTER FOR INTERGOVERNMENTAL DIGITAL GOVERNMENT AND SERVICE NEWFOUNDLAND AFFAIRS NEWFOUNDLAND AND LABRADOR AND LABRADOR

Per: Per:

Title: Title:

NOVA SCOTIA SECURITIES COMMISSION FINANCIAL AND CONSUMER SERVICES COMMISSION OF NEW BRUNSWICK

Per: Per:

Title: Title:

PRINCE EDWARD ISLAND OFFICE OF THE OFFICE OF THE SUPERINTENDENT OF SECURITIES, SUPERINTENDENT OF SECURITIES NORTHWEST TERRITORIES

Per: Per:

Title: Title:

OFFICE OF THE SUPERINTENDENT OF SECURITIES, OFFICE OF THE YUKON SUPERINTENDENT OF NUNAVUT SECURITIES

Per: Per:

Title: Title:

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Appendix A

Oversight Reviews

The Recognizing Regulators will carry out periodic oversight reviews of IIROC’s offices for the purposes of: (i) evaluating whether selected regulatory processes are effective, efficient, and are applied consistently and fairly; and (ii) assessing compliance with the terms and conditions of recognition.

A Recognizing Regulator may choose to participate in a coordinated review of an IIROC office depending on the functions carried out in that office, or may choose to rely on another Recognizing Regulator for the review of an IIROC office. In cases where a Recognizing Regulator chooses not to review the IIROC office in its jurisdiction, the other Recognizing Regulators may conduct a review of that IIROC office.

Each Recognizing Regulator may also perform an independent review of IIROC to deal with significant and/or local issues. Any Recognizing Regulator who intends to perform such a review will notify staff of the other Recognizing Regulators prior to conducting such a review.

The Recognizing Regulators who choose to participate in an oversight review are considered to be “Reviewing Regulators” for the purposes of this Appendix A.

The scope of the review will be determined by utilizing a risk-based methodology established and agreed upon by staff of the Reviewing Regulators.

When conducting a coordinated review, the Reviewing Regulators will use best efforts to adhere to the following within any timelines established among themselves:

1) The Reviewing Regulators will establish and agree on a work plan for the coordinated review that sets the target completion date for each step, including conducting the review, reviewing draft reports, confirming factual accuracy, translating and publishing the final report, and follow-up plans.

2) The coordinated review of IIROC’s offices will be conducted at the same time and, for each IIROC office, a Reviewing Regulator will be designated as the regulator who has overall responsibility for the review of that office.

3) The Reviewing Regulators will develop and use a uniform review program and uniform performance benchmarks to conduct the coordinated review and will ensure the review is appropriately staffed in their respective jurisdiction.

4) The Principal Regulator will, as needed, arrange for communication among the Reviewing Regulators during the course of a review, to discuss the progress of the work completed and to ensure appropriate consistency in the Reviewing Regulators’ approach.

5) Each Reviewing Regulator will share with all other Reviewing Regulators the results of its review, including draft findings and, upon request, supporting materials.

6) Unless otherwise agreed upon, the Principal Regulator will draft a review report and share it among the Reviewing Regulators to ensure it meets all of their expectations and requirements, as applicable. The review report will:

a) take into account the draft findings and comments of the Reviewing Regulators, and

b) use a common set of criteria to rate the significance and urgency of findings.

7) After the Reviewing Regulators are mutually satisfied with the draft review report, the Principal Regulator will forward the draft review report to IIROC to confirm factual accuracy.

8) IIROC will review the draft review report for factual accuracy and respond to the Reviewing Regulators with comments.

9) The Reviewing Regulators will consider IIROC’s comments and revise the review report as necessary.

10) The Principal Regulator will send the revised review report to IIROC for its formal response.

11) On receipt of IIROC’s formal response, the Reviewing Regulators will incorporate such formal response and any follow- up plans to the review report as applicable.

12) Each Reviewing Regulator will seek the necessary internal approval to publish the final review report, taking into account language translation needs where applicable.

13) When each Reviewing Regulator has obtained the necessary internal approvals, the Principal Regulator will, and the other Reviewing Regulators may, publish the final review report.

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Appendix B

Joint Rule Review Protocol

1. Scope and purpose

The Recognizing Regulators (RRs) have entered into this Protocol to establish uniform procedures for their review of and decision- making about Rule Changes proposed by IIROC.

Any review of a new by-law or amendment to an existing by-law proposed by IIROC will follow the process for review of and decision-making about Rule Changes set out in this Protocol, with the necessary adaptations.

2. Classifying Rule Changes

(a) Classification. IIROC will classify each proposed Rule Change as “housekeeping” or “public comment”.

(b) Housekeeping Rule Changes. A “housekeeping” Rule Change is a Rule Change that has no material impact on investors, issuers, registrants, IIROC, the Canadian Investor Protection Fund (CIPF) or the Canadian capital markets generally and that:

(i) makes necessary changes of an editorial nature (such as correcting a textual mistake or inaccurate cross-reference, correcting a translation, making a formatting change, or standardization of terminology), (ii) changes the routine internal processes, practices, or administration of IIROC,

(iii) is necessary to conform to applicable securities legislation, statutory or legal requirements, accounting or auditing standards, or to other IIROC Rules or by-laws (including those that the RRs have approved or non-objected to, but which IIROC has not yet made effective), or

(iv) establishes or changes a due, fee or other charge imposed by IIROC under a Rule that the RRs have previously approved or non-objected to.

(c) Public comment Rule Changes. A “public comment” Rule Change is any Rule Change that is not a housekeeping Rule Change.

(d) RRs’ disagreement with classification. If staff of an RR thinks IIROC incorrectly classified a proposed Rule Change as housekeeping, the RRs and IIROC will use best efforts to adhere to the following:

(i) within 5 business days of the date of IIROC’s filing under section 3, staff of the RR who intends to disagree with the classification will advise staff of the other RRs, in writing, that they intend to disagree and provide reasons for its intended disagreement.

(ii) within 3 business days of receiving or sending a notice of disagreement, staff of the Principal Regulator (PR) will discuss the classification, and may arrange a conference call, with staff of the other RRs and, as applicable, IIROC.

(iii) if disagreement with the classification still exists after any such discussion, staff of the PR will notify IIROC of the disagreement, in writing, with a copy to staff of the other RRs within 10 business days of the date of IIROC’s filing.

(iv) if staff of the PR sends a notice of disagreement to IIROC under paragraph 2(d)(iii), IIROC will reclassify the proposed Rule Change as a public comment Rule Change or withdraw the proposed Rule Change by filing a written notice with staff of the RRs indicating that it will be withdrawing the Rule Change.

(v) if IIROC does not receive any such notice of disagreement within 10 business days of the date of IIROC’s filing, IIROC will assume that staff of the RRs agree with the classification.

3. Required Filings

(a) Language requirements. IIROC will file the information required under this section concurrently in both English and French, accompanied with an attestation from a certified translator.

(b) Filings for housekeeping Rule Changes. IIROC will file the following information with staff of the RRs for each proposed housekeeping Rule Change:

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(i) a cover letter that indicates the classification of the proposed Rule Change and the applicable provisions in subsection 2(b),

(ii) the Board resolution, including the date that the proposed Rule Change was approved and a statement that the Board has determined that the proposed Rule Change is in the public interest,

(iii) the text of the proposed Rule Change and, where applicable, a blacklined version showing the changes to an existing Rule, and

(iv) a notice for publication including:

(A) a brief description of the proposed Rule Change,

(B) the reasons for the housekeeping classification,

(D) a statement as to whether the proposed Rule Change involves a Rule that IIROC, its Members or Approved Persons must comply with in order to be exempted from a requirement of securities legislation and any applicable references to such requirement,

(E) confirmation that IIROC followed its established internal governance practices in approving the proposed Rule Change and considered the need for consequential amendments, and

(F) a statement as to whether the proposed Rule Change conflicts with applicable laws or the terms and conditions of IIROC’s recognition.

(c) Filings for public comment Rule Changes. IIROC will file the following information with staff of the RRs for each proposed public comment Rule Change:

(i) a cover letter that indicates the classification of the proposed Rule Change,

(ii) the Board resolution, including the date that the proposed Rule Change was approved, and a statement that the Board has determined that the proposed Rule Change is in the public interest,

(iii) the text of the proposed Rule Change, and, where applicable, a blacklined version showing the changes to an existing Rule, and

(iv) a notice for publication including:

(A) Information that must be included:

a. a concise statement, together with supporting analysis (including applicable quantitative analysis), of the nature, purpose and effect (including any regional- specific effect) of the proposed Rule Change,

b. an explanation as to how IIROC has taken the public interest into account when developing the Rule Change and the anticipated effects of the proposed Rule Change on investors, issuers, registrants, IIROC, the CIPF and the Canadian capital markets generally,

c. a description of the Rule Change,

d. a description of the Rule-making process, including the context in which IIROC developed the proposed Rule Change, the process followed and the consultation process undertaken when developing the Rule Change,

e. the anticipated effective date of the proposed Rule Change,

f. a request for public comment together with details on how to submit comments within the comment period deadline, and a statement that IIROC will publish all comments received during the comment period on its public website,

g. the items in subparagraphs 3(b)(iv)(D), (E) and (F).

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(B) Information that must be included, if relevant:

a. where the proposed Rule Change requires investors, issuers, registrants, IIROC, or the CIPF to make technological systems changes, a description of the implications of the proposed Rule Change and, where possible, a discussion of material implementation issues and plans,

b. any issues considered and any alternative approaches considered, including the reasons for rejecting those alternative approaches,

c. a reference to other jurisdictions including an indication as to whether another regulator in Canada, the United States or another jurisdiction has a comparable requirement or is contemplating making a comparable requirement and, if applicable, a comparison of the proposed Rule Change to the requirement of the other jurisdiction.

4. Review criteria

Without limiting the discretion of the RRs, the RRs agree that the following are factors that staff of the RRs should consider when reviewing proposed Rule Changes:

(a) whether IIROC has provided sufficient analysis of the nature, purpose and effect of a proposed Rule Change,

(b) whether the proposed Rule Change conflicts with applicable laws or the terms and conditions of IIROC’s recognition, and

5. Review and approval process for housekeeping Rule Changes

(a) Confirming receipt. Upon receipt of the materials filed under subsection 3(b), staff of the PR will, as soon as practicable, send written confirmation of receipt of the proposed housekeeping Rule Change to IIROC, with a copy to staff of the other RRs.

(b) Approval. Except where a notice of disagreement has been sent to IIROC in accordance with paragraph 2(d)(iii), the proposed Rule Change will be deemed approved or non-objected to on the eleventh business day following the date of IIROC’s filing under section 3.

6. Review process for public comment Rule Changes

(a) Confirming receipt. Upon receipt of the materials filed under subsection 3(c), staff of the PR will, as soon as practicable, send written confirmation of receipt of the proposed public comment Rule Change to IIROC, with a copy to staff of the other RRs.

(b) Publication and public comment period. As soon as practicable, staff of the PR and IIROC will, and staff of the other RRs may:

(i) coordinate a publication date among themselves, and

(ii) publish on their respective public websites or bulletin the materials referred to in paragraphs 3(c)(iii) and (iv) for the comment period recommended by IIROC, commencing on the date the proposed public comment Rule Change appears on the public website or in the bulletin of the PR.

(c) Publishing and responding to public comments. Within 3 business days of the end of the subsection 6(b) comment period, IIROC will publish any public comments on its public website, if it has not already done so. IIROC will also prepare a summary of public comments and responses to those public comments, if any, and send them to staff of the RRs within any timelines established by staff of the RRs.

(d) RR review. After the subsection 6(b) comment period has ended, and, if applicable, IIROC has provided the summary and responses required by subsection 6(c), staff of the RRs will, in writing, provide any significant comments to staff of the other RRs within any timelines established among themselves.

(e) RRs have no comments. If staff of the PR does not receive or have any significant comments within the period provided for under subsection 6(d), staff of the RRs will be deemed not to have any comments and proceed immediately to the approval or non-objection process in section 8.

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(f) RRs have comments. If staff of the PR receives or has significant comments within the period provided for under subsection 6(d), staff of the RRs and, as applicable, IIROC will use best efforts to adhere to the following process using timelines established among themselves:

(i) after the end of the period provided for under subsection 6(d), staff of the PR will prepare and send to staff of the other RRs a draft comment letter that incorporates their own significant comments and the significant comments raised by staff of the other RRs and may, if deemed necessary, identify different views among staff of the RRs,

(ii) staff of the RRs will provide any significant comments on the draft comment letter, in writing, to staff of the PR and the other RRs; if staff of the PR does not receive any such comments within the timelines agreed upon, staff of the other RRs will be deemed not to have any comments,

(iii) following the other RRs’ response (or deemed response), staff of the PR will consolidate all comments received and, when finalized to the satisfaction of staff of the RRs, send the comment letter to IIROC, with a copy to staff of the other RRs,

(iv) IIROC will respond, in writing, to the comment letter sent by staff of the PR, with a copy to staff of the other RRs,

(v) after receiving IIROC’s response, staff of the RRs will provide any significant comments, in writing, to staff of the other RRs; if staff of the PR does not receive or have any such comments within the timelines agreed upon, staff of the RRs will:

(A) be deemed not to have any comments, and

(B) proceed immediately to the approval or non-objection process in section 8,

(vi) staff of the RRs and, as applicable, IIROC will follow the process in paragraphs 6(f)(i) to (v) when staff of the RRs have significant comments on IIROC’s response to any comment letter,

(vii) staff of the PR will attempt to resolve any issues that staff of the RRs have raised on a timely basis and will consult with staff of the other RRs or IIROC, as needed,

(viii) if staff of the RRs disagree about the substantive content of the comment letter in paragraph 6(f)(i) or whether to recommend approval of or non-objection to the Rule Change, staff of the PR will invoke section 12, and

(ix) if IIROC fails to respond to comments of staff of the RRs within 120 days of receipt of the most recent comment letter from staff of the RRs (or such other time agreed upon by staff of the RRs), IIROC may withdraw the Rule Change in accordance with section 13 or staff of the RRs will, if they agree among themselves to do so in writing, recommend that their respective decision makers object to or not approve the Rule Change.

7. Revising and republishing public comment Rule Changes

(a) Language requirements. If, subsequent to its publication for comment, IIROC revises a public comment Rule Change, IIROC will file any such revision, which will include, as applicable, a blacklined version to the original published version, a blacklined version to the existing Rule, and the text of the revised Rule Change concurrently in both English and French, accompanied with an attestation from a certified translator.

(b) Revising Rule Changes. If such a revision changes the Rule Change’s substance or effect in a material way, staff of the PR may, in consultation with IIROC and staff of the other RRs, require the revised Rule Change to be republished for an additional comment period. Upon republication, the previously published Rule Change will be superseded.

(c) Published documents. If a public comment Rule Change is republished, the revised request for comments will include, as applicable, the information filed under subsection 7(a), the date of Board approval (if different from the original published version), IIROC’s summary of public comments received and responses for the previous request for comments, together with an explanation of the revisions to the Rule Change and the supporting rationale for the revisions.

(d) Applicable provisions. Any republished public comment Rule Change will be subject to all provisions in this Protocol applicable to public comment Rule Changes, except where otherwise provided for in this Protocol.

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8. Approval process for public comment Rule Changes

(a) PR seeks approval. Staff of the PR will use their best efforts to seek approval of or non-objection to the Rule Change within 30 business days of the end of the review process set out in section 6.

(b) PR circulates documents. After the PR makes a decision about a Rule Change, staff of the PR will promptly circulate to staff of the other RRs applicable documentation relating to the PR’s decision.

(c) Other RRs seek approval. Staff of the other RRs will use their best efforts to seek approval or non-objection within 30 business days of receipt of applicable documentation from staff of the PR.

(d) Other RRs communicate decision to PR. Staff of each RR will promptly inform staff of the PR in writing after a decision about the Rule Change has been made.

(e) PR communicates decision to IIROC. Staff of the PR will promptly communicate to IIROC, in writing, the decision about the Rule Change, including any conditions, upon receipt of notification of the other RRs’ decisions.

9. Effective date of Rule Changes

(a) Public comment Rule Changes. Public comment Rule Changes (other than Rule Changes implemented under section 11) will be effective on the later of:

(i) the date the PR publishes the notice of approval or non-objection in accordance with subsection 10(a), and

(ii) the date designated by IIROC under subparagraph 3(c)(iv)(A).

(b) Housekeeping Rule Changes. Housekeeping Rule Changes will be effective on the later of:

(i) the date of deemed approval or non-objection in accordance with subsection 5(b), and

(ii) the date designated by IIROC under subparagraph 3(b)(iv)(C).

(c) Revisions to the effective date of a Rule Change. IIROC will advise staff of the RRs in writing if it has not made a Rule Change effective by the date designated by IIROC under subparagraph 3(c)(iv)(A), and will include the following information:

(i) the reasons it has not yet made the Rule Change effective,

(ii) IIROC’s projected timeline for making the Rule Change effective, and

(iii) the impact on the public interest of not making the Rule Change effective by the date designated by IIROC under subparagraph 3(c)(iv)(A).

10. Publishing notice of approval

(a) Public comment Rule Changes. For any public comment Rule Change, staff of the PR and IIROC will both publish a notice of approval of or non-objection on their respective public websites, together with:

(i) if applicable, IIROC’s summary of comments received and responses,

(ii) if changes were made to the version published for public comment, a blacklined version of the revised Rule Change compared to the previously published public comment Rule Change, and

(iii) if requested, a blacklined version to the existing Rule.

(b) Housekeeping Rule Changes. For any housekeeping Rule Change, staff of the PR will prepare a notice of deemed approval or non-objection and both the PR and IIROC will publish the notice, together with the materials referred to in paragraphs 3(b)(iii) and (iv), on their respective public websites.

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11. Immediate implementation

(a) Criteria for immediate implementation. If IIROC reasonably thinks there is an urgent need to implement a proposed public comment Rule Change because of a substantial risk of material harm to investors, issuers, registrants, other market participants, IIROC, the CIPF or the Canadian capital markets generally, IIROC may make the proposed public comment Rule Change effective immediately, subject to subsection 11(d), and provided that:

(i) IIROC provides staff of each RR with written notice of its intention to rely upon this procedure at least 10 business days before the Board considers the proposed public comment Rule Change for approval, and

(ii) IIROC’s written notice in paragraph 11(a)(i) includes:

(A) the date on which IIROC intends the proposed public comment Rule Change to be effective, and

(B) an analysis in support of the need for immediate implementation of the proposed public comment Rule Change.

(b) Notice of disagreement. If staff of an RR does not agree that immediate implementation is necessary, staff of the RRs and, as applicable, IIROC will use best efforts to adhere to the following:

(i) Staff of the RR which disagrees with the need for immediate implementation will, within 5 business days after IIROC provides notice under subsection 11(a), advise staff of the other RRs in writing that they disagree and provide the reasons for its disagreement.

(ii) Staff of the PR will promptly notify IIROC of the disagreement in writing.

(iii) Staff of IIROC and staff of the RRs will discuss and attempt to resolve any concerns raised on a timely basis but, if the concerns are not resolved to the satisfaction of staff of all RRs, IIROC cannot immediately implement the proposed public comment Rule Change.

(c) Notice of no disagreement. Where there is no notice of disagreement under and within the timelines set out in paragraph 11(b)(i), or where concerns have been resolved under paragraph 11(b)(iii), staff of the PR will immediately provide written notice of no disagreement to IIROC, with a copy to staff of the other RRs, indicating that it may now seek Board approval to immediately implement the proposed public comment Rule Change.

(d) Effective date. Proposed public comment Rule Changes that IIROC immediately implements in accordance with section 11 will be effective on the later of the following:

(i) the date the Board approves the Rule Change, and

(ii) the date designated by IIROC in its written notice to staff of the RRs.

(e) Subsequent review of Rule Change. A public comment Rule Change that is implemented immediately will subsequently be published, reviewed, and approved or non-objected to in accordance with the applicable provisions of this Protocol.

(f) Subsequent disapproval of Rule Change. If the RRs subsequently object to or do not approve a public comment Rule Change that IIROC immediately implemented, IIROC will promptly repeal the public comment Rule Change and inform its Members of the RRs’ decision.

12. Disagreements

If any disagreement, either among the RRs or between the RRs and IIROC, about a matter arising out of or relating to this Protocol cannot be resolved through discussions, staff of the RRs will use best efforts to adhere to the following using timelines established among themselves:

(a) Staff of the PR will arrange for senior staff of the RRs to discuss the issues and attempt to reach a consensus.

(b) If, following such discussions, a consensus is not reached, staff of the PR will escalate the disagreement as applicable and, ultimately, to the RRs’ Chairs or other senior executives of the RRs or such other process as agreed to by staff of the RRs.

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(c) If, following such escalation, a consensus is not reached, IIROC may withdraw the Rule Change in accordance with section 13 or staff of the RRs will recommend that their respective decision makers object to or not approve the Rule Change.

13. Withdrawing Rule Changes

(a) Filing notice of withdrawal. If IIROC withdraws a proposed public comment Rule Change that the RRs have not yet approved or non-objected to, IIROC will file with staff of the RRs a written notice indicating that it will be withdrawing the Rule Change.

(b) Contents of notice of withdrawal. The written notice in subsection 13(a) must contain:

(i) the reason IIROC submitted the proposed Rule Change,

(ii) any date that the Board approved the proposed Rule Change,

(iii) any prior publication dates,

(iv) the Board resolution supporting the withdrawal of the proposed Rule Change, if applicable,

(v) the reasons IIROC is withdrawing the proposed Rule Change, and

(vi) the impact of withdrawing the proposed Rule Change on the public interest.

(c) Publishing notice of withdrawal. Where the proposed Rule Change being withdrawn had previously been published for comment under subsection 6(b), staff of the PR and IIROC will both publish a notice on their public websites stating that IIROC will be withdrawing the proposed Rule Change, together with the reasons IIROC is withdrawing the proposed Rule Change.

14. Reviewing and amending Protocol

Staff of the RRs will, when they agree it is necessary to do so, conduct a joint review of the operation of this Protocol in order to identify issues relating to:

(a) the effectiveness of this Protocol,

(b) the continuing appropriateness of the timelines and other requirements set out in this Protocol, and

15. Waiving or varying Appendix B

(a) IIROC request. IIROC may file a written request with the RRs to waive or vary any part of this Protocol and, in such a case, the RRs will use best efforts to adhere to the following using timelines established among themselves:

(i) an RR who objects to the granting of the waiver or variation will, in writing, notify the other RRs of its objection, together with the reasons for its objection. If the PR does not receive or send any notice of objection within the agreed upon timelines, the RRs are deemed to not object to the waiver or variation.

(ii) the PR will provide written notice to IIROC as to whether or not the waiver or variation has been granted.

(b) RR request. The RRs may waive or vary any part of this Protocol if all of the RRs agree in writing to such waiver or variation.

(c) General. A waiver or variation may be specific or general and may be made for a time or for all time as mutually agreed to by the RRs.

16. Publishing materials

If staff of the PR publishes any materials under this Protocol, staff of the other RRs may also publish the same materials, and in such a case, staff of the PR will coordinate the publication date with staff of the other RRs.

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13.1.2 Mutual Fund Dealers Association of Canada (MFDA) – Amended MOU regarding the Oversight of the MFDA – Notice of Approval

NOTICE OF COMMISSION APPROVAL OF MEMORANDUM OF UNDERSTANDING AMONG CERTAIN CANADIAN SECURITIES ADMINISTRATORS REGARDING THE OVERSIGHT OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA

The Commission is publishing an amended memorandum of understanding (MOU) regarding the oversight of the Mutual Fund Dealers Association of Canada (MFDA) among the Commission and Alberta Securities Commission; British Columbia Securities Commission; Manitoba Securities Commission; Financial and Consumer Services Commission (New Brunswick); Office of the Superintendent of Securities, Northwest Territories; Nova Scotia Securities Commission; Office of the Superintendent of Securities, Nunavut; Prince Edward Island Office of the Superintendent of Securities; Financial and Consumer Affairs Authority of Saskatchewan; and Office of the Yukon Superintendent of Securities (together with the Commission, the Recognizing Regulators).

The MOU amends and restates an existing MFDA MOU, which came into effect on October 2, 2013. The MFDA MOU is being amended as part of the Recognizing Regulators’ project aimed to increase regulatory efficiency by streamlining and harmonizing the oversight regime of the MFDA. For more details on this project, please refer to the relevant OSC Notice published on July 30, 2020 on our website at http://www.osc.gov.on.ca/.

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MEMORANDUM OF UNDERSTANDING REGARDING OVERSIGHT OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA AMONG:

BRITISH COLUMBIA SECURITIES COMMISSION ALBERTA SECURITIES COMMISSION FINANCIAL AND CONSUMER AFFAIRS AUTHORITY OF SASKATCHEWAN MANITOBA SECURITIES COMMISSION ONTARIO SECURITIES COMMISSION NOVA SCOTIA SECURITIES COMMISSION FINANCIAL AND CONSUMER SERVICES COMMISSION OF NEW BRUNSWICK PRINCE EDWARD ISLAND OFFICE OF THE SUPERINTENDENT OF SECURITIES OFFICE OF THE SUPERINTENDENT OF SECURITIES, NORTHWEST TERRITORIES OFFICE OF THE SUPERINTENDENT OF SECURITIES, NUNAVUT OFFICE OF THE YUKON SUPERINTENDENT OF SECURITIES (each a Recognizing Regulator or RR, collectively the Recognizing Regulators or RRs)

To promote effective and efficient oversight of the Mutual Fund Dealers Association of Canada (MFDA), the Recognizing Regulators agree as follows:

1. Underlying principles a. Recognition

Each of the RRs recognizes the MFDA as a self-regulatory organization or body under applicable legislation. b. Oversight program

To ensure effective oversight of the MFDA's activities, the RRs to this Memorandum of Understanding (MOU) have developed an oversight program (the Oversight Program) that includes:

i. communicating with the MFDA, as set out in section 4.

ii. reviewing and approving Rule Changes (defined in section 2) of the MFDA, in accordance with the Joint Rule Review Protocol as set out in Appendix "B" (the Protocol).

iii. reviewing the MFDA's activities as set out in section 6.

The purpose of the Oversight Program is to ensure that the MFDA meets its public interest mandate, specifically, by complying with the terms and conditions of recognition and applicable securities legislation. c. Previous Memorandum of Understanding

This MOU amends, restates and replaces the Memorandum of Understanding dated August 8, 2013 among the RRs concerning the oversight of the MFDA.

2. Definitions

"Approved Person" has the same meaning as that under the Rules.

"Board" has the same meaning as that under the Rules.

"Member" has the same meaning as that under the Rules.

"Principal Regulator" or "PR" means the RR designated as such from time to time by consensus of the RRs.

"Rules" means the by-laws, rules, regulations, policies, forms and other similar instruments of the MFDA, and a "Rule" means any one of these.

"Rule Change" means a new Rule, or an amendment, a revocation or a suspension of an existing Rule.

3. General provisions a. Oversight Committee

An oversight committee (the Oversight Committee) has been established to act as a forum to discuss issues, concerns and proposals related to the oversight of the MFDA.

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The Oversight Committee includes representatives from each of the RRs.

The Oversight Committee provides an annual written report to the Canadian Securities Administrators (the CSA) Chairs that will include a summary of all oversight activities carried out during the previous period. b. Status meetings

The PR will organize quarterly conference calls and annual in-person meetings:

i. of the Oversight Committee to discuss matters relating to the oversight of the MFDA and other matters that are of interest to the RRs and the MFDA, and

ii. between the Oversight Committee and MFDA staff.

The PR will record minutes of these meetings and calls.

4. Communication with the MFDA

RRs will strive to communicate with the MFDA through the PR.

5. Review and approval or non-objection to MFDA Rules

The RRs have entered into the Protocol to establish uniform procedures relating to the review and approval of or non-objection to Rule Changes proposed by the MFDA.

6. Oversight reviews

The RRs will carry out reviews of MFDA offices when necessary for the purposes of assessing compliance with the terms and conditions of recognition.

The RRs agree to carry out coordinated reviews using a national assessment tool and the coordinated oversight review process described in Appendix “A”.

Those RRs who participate in an oversight review (Reviewing Regulators) will follow the steps and target completion dates outlined in the work plan established in the oversight review process, including fact checking and other communications with the MFDA.

7. Disagreement between Recognizing Regulators

The process for approval of Rule Changes, including resolving disagreements about Rule Changes, is set out in the Protocol.

All other disagreements that cannot be resolved through discussions among staff of the RRs will be resolved as follows:

i. Within 10 business days of becoming aware of the disagreement, staff of the PR will use their best efforts to arrange for senior staff of the RRs to discuss the issues and attempt to reach a consensus.

ii. If, after discussions, senior staff of the RRs are unable to reach a consensus, staff of the PR will, as soon as practicable, elevate the disagreement to the CSA's Policy Coordination Committee for policy matters, the Executive Directors' Committee for operational matters, or such other process as agreed to by staff of the RRs.

8. Protocol

The appendices are integral parts of this MOU.

9. Amendments to and withdrawal from this MOU

The RRs may amend this MOU from time to time. The duly authorized representative of each RR must approve any amendment to this MOU and such amendment must be in writing.

An RR may withdraw from this MOU with at least 90 days written notice to each other RR.

10. Effective date

This MOU comes into effect on April 1, 2021.

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BRITISH COLUMBIA SECURITIES COMMISSION ALBERTA SECURITIES COMMISSION

Per: Per:

Title: Title:

FINANCIAL AND CONSUMER AFFAIRS AUTHORITY OF MANITOBA SECURITIES COMMISSION SASKATCHEWAN

Per: Per:

Title: Title:

ONTARIO SECURITIES COMMISSION NOVA SCOTIA SECURITIES COMMISSION

Per: Per:

Title: Title:

FINANCIAL AND CONSUMER SERVICES COMMISSION PRINCE EDWARD ISLAND OFFICE OF THE OF NEW BRUNSWICK SUPERINTENDENT OF SECURITIES

Per: Per:

Title: Title:

OFFICE OF THE SUPERINTENDENT OF SECURITIES, OFFICE OF THE SUPERINTENDENT OF SECURITIES, NORTHWEST TERRITORIES NUNAVUT

Per: Per:

Title: Title:

OFFICE OF THE YUKON SUPERINTENDENT OF SECURITIES

Per:

Title:

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Appendix A

Oversight Reviews

The Recognizing Regulators will carry out periodic oversight reviews of the MFDA’s offices for the purposes of: (i) evaluating whether selected regulatory processes are effective, efficient, and are applied consistently and fairly; and (ii) assessing compliance with the terms and conditions of recognition.

A Recognizing Regulator may choose to participate in a coordinated review of an MFDA office depending on the functions carried out in that office, or may choose to rely on another Recognizing Regulator for the review of an MFDA office. In cases where a Recognizing Regulator chooses not to review the MFDA office in its jurisdiction, the other Recognizing Regulators may conduct a review of that MFDA office.

Each Recognizing Regulator may also perform an independent review of the MFDA to deal with significant and/or local issues. Any Recognizing Regulator who intends to perform such a review will notify staff of the other Recognizing Regulators prior to conducting such a review.

The Recognizing Regulators who choose to participate in an oversight review are considered to be “Reviewing Regulators” for the purposes of this Appendix A.

The scope of the review will be determined by utilizing a risk-based methodology established and agreed upon by staff of the Reviewing Regulators.

When conducting a coordinated review, the Reviewing Regulators will use best efforts to adhere to the following within any timelines established among themselves:

2) The coordinated review of the MFDA’s offices will be conducted at the same time and, for each MFDA office, a Reviewing Regulator will be designated as the regulator who has overall responsibility for the review of that office.

5) Each Reviewing Regulator will share with all other Reviewing Regulators the results of its review, including draft findings and, upon request, supporting materials.

a) take into account the draft findings and comments of the Reviewing Regulators, and

b) use a common set of criteria to rate the significance and urgency of findings.

7) After the Reviewing Regulators are mutually satisfied with the draft review report, the Principal Regulator will forward the draft review report to the MFDA to confirm factual accuracy.

8) The MFDA will review the draft review report for factual accuracy and respond to the Reviewing Regulators with comments.

9) The Reviewing Regulators will consider the MFDA’s comments and revise the review report as necessary.

10) The Principal Regulator will send the revised review report to the MFDA for its formal response.

11) On receipt of the MFDA’s formal response, the Reviewing Regulators will incorporate such formal response and any follow-up plans to the review report as applicable.

12) Each Reviewing Regulator will seek the necessary internal approval to publish the final review report, taking into account language translation needs where applicable.

13) When each Reviewing Regulator has obtained the necessary internal approvals, the Principal Regulator will, and the other Reviewing Regulators may, publish the final review report.

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Appendix B

Joint Rule Review Protocol

1. Scope and purpose

The “RRs have entered into this Protocol to establish uniform procedures for their review of and decision-making about Rule Changes proposed by the MFDA.

2. Classifying Rule Changes

(a) Classification. The MFDA will classify each proposed Rule Change as “housekeeping” or “public comment”.

(b) Housekeeping Rule Changes. A “housekeeping” Rule Change is a Rule Change that has no material impact on investors, issuers, registrants, the MFDA, the MFDA Investor Protection Corporation (MFDA IPC) or the Canadian capital markets generally and that:

(ii) changes the routine internal processes, practices, or administration of the MFDA,

(iii) is necessary to conform to applicable securities legislation, statutory or legal requirements, accounting or auditing standards, or to other MFDA Rules (including those that the RRs have approved or non- objected to, but which the MFDA has not yet made effective), or

(iv) establishes or changes a due, fee or other charge imposed by the MFDA under a Rule that the RRs have previously approved or non-objected to.

(c) Public comment Rule Changes. A “public comment” Rule Change is any Rule Change that is not a housekeeping Rule Change.

(d) RRs’ disagreement with classification. If staff of an RR thinks the MFDA incorrectly classified a proposed Rule Change as housekeeping, the RRs and the MFDA will use best efforts to adhere to the following:

(i) within 5 business days of the date of the MFDA’s filing under section 3, staff of the RR who intends to disagree with the classification will advise staff of the other RRs, in writing, that they intend to disagree and provide reasons for its intended disagreement.

(iii) if disagreement with the classification still exists after any such discussion, staff of the PR will notify the MFDA of the disagreement, in writing, with a copy to staff of the other RRs within 10 business days of the date of the MFDA’s filing.

(iv) if staff of the PR sends a notice of disagreement to the MFDA under paragraph 2(d)(iii), the MFDA will reclassify the proposed Rule Change as a public comment Rule Change or withdraw the proposed Rule Change by filing a written notice with staff of the RRs indicating that it will be withdrawing the Rule Change.

(v) if the MFDA does not receive any such notice of disagreement within 10 business days of the date of the MFDA’s filing, the MFDA will assume that staff of the RRs agree with the classification.

3. Required Filings

(a) Language requirements. Upon request, the MFDA will file the information required under this section concurrently in both English and French, accompanied with a translation certificate.

(b) Filings for housekeeping Rule Changes. The MFDA will file the following information with staff of the RRs for each proposed housekeeping Rule Change:

(i) a cover letter that indicates the classification of the proposed Rule Change and the applicable provisions in subsection 2(b),

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(ii) the Board resolution, including the date that the proposed Rule Change was approved and a statement that the Board has determined that the proposed Rule Change is in the public interest,

(iii) the text of the proposed Rule Change and, where applicable, a blacklined version showing the changes to an existing Rule, and

(iv) a notice for publication including:

(A) a brief description of the proposed Rule Change,

(B) the reasons for the housekeeping classification,

(D) a statement as to whether the proposed Rule Change involves a Rule that the MFDA, its Members or Approved Persons must comply with in order to be exempted from a requirement of securities legislation and any applicable references to such requirement,

(E) confirmation that the MFDA followed its established internal governance practices in approving the proposed Rule Change and considered the need for consequential amendments, and

(F) a statement as to whether the proposed Rule Change conflicts with applicable laws or the terms and conditions of the MFDA’s recognition.

(c) Filings for public comment Rule Changes. The MFDA will file the following information with staff of the RRs for each proposed public comment Rule Change:

(i) a cover letter that indicates the classification of the proposed Rule Change,

(ii) the Board resolution, including the date that the proposed Rule Change was approved, and a statement that the Board has determined that the proposed Rule Change is in the public interest,

(iii) the text of the proposed Rule Change, and, where applicable, a blacklined version showing the changes to an existing Rule, and

(iv) a notice for publication including:

(A) Information that must be included:

b. an explanation as to how the MFDA has taken the public interest into account when developing the Rule Change and the anticipated effects of the proposed Rule Change on investors, issuers, registrants, the MFDA, the MFDA IPC and the Canadian capital markets generally,

c. a description of the Rule Change,

d. a description of the Rule-making process, including the context in which the MFDA developed the proposed Rule Change, the process followed and the consultation process undertaken when developing the Rule Change,

e. the anticipated effective date of the proposed Rule Change,

f. a request for public comment together with details on how to submit comments within the comment period deadline, and a statement that the MFDA will publish all comments received during the comment period on its public website,

g. the items in subparagraphs 3(b)(iv)(D), (E) and (F).

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(B) Information that must be included, if relevant:

a. where the proposed Rule Change requires investors, issuers, registrants, the MFDA, or the MFDA IPC to make technological systems changes, a description of the implications of the proposed Rule Change and, where possible, a discussion of material implementation issues and plans,

b. any issues considered and any alternative approaches considered, including the reasons for rejecting those alternative approaches,

4. Review criteria

Without limiting the discretion of the RRs, the RRs agree that the following are factors that staff of the RRs should consider when reviewing proposed Rule Changes:

(a) whether the MFDA has provided sufficient analysis of the nature, purpose and effect of a proposed Rule Change,

(b) whether the proposed Rule Change conflicts with applicable laws or the terms and conditions of the MFDA’s recognition, and

5. Review and approval process for housekeeping Rule Changes

(b) Approval. Except where a notice of disagreement has been sent to the MFDA in accordance with paragraph 2(d)(iii), the proposed Rule Change will be deemed approved or non-objected to on the eleventh business day following the date of the MFDA’s filing under section 3.

6. Review process for public comment Rule Changes

(b) Publication and public comment period. As soon as practicable, staff of the PR and the MFDA will, and staff of the other RRs may:

(i) coordinate a publication date among themselves, and

(ii) publish on their respective public websites or bulletin the materials referred to in paragraphs 3(c)(iii) and (iv) for the comment period recommended by the MFDA, commencing on the date the proposed public comment Rule Change appears on the public website or in the bulletin of the PR.

(c) Publishing and responding to public comments. Within 3 business days of the end of the subsection 6(b) comment period, the MFDA will publish any public comments on its public website, if it has not already done so. The MFDA will also prepare a summary of public comments and responses to those public comments, if any, and send them to staff of the RRs within any timelines established by staff of the RRs.

(d) RR review. After the subsection 6(b) comment period has ended, and, if applicable, the MFDA has provided the summary and responses required by subsection 6(c), staff of the RRs will, in writing, provide any significant comments to staff of the other RRs within any timelines established among themselves.

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(f) RRs have comments. If staff of the PR receives or has significant comments within the period provided for under subsection 6(d), staff of the RRs and, as applicable, the MFDA will use best efforts to adhere to the following process using timelines established among themselves:

(iv) the MFDA will respond, in writing, to the comment letter sent by staff of the PR, with a copy to staff of the other RRs,

(v) after receiving the MFDA’s response, staff of the RRs will provide any significant comments, in writing, to staff of the other RRs; if staff of the PR does not receive or have any such comments within the timelines agreed upon, staff of the RRs will:

(A) be deemed not to have any comments, and

(B) proceed immediately to the approval or non-objection process in section 8,

(vi) staff of the RRs and, as applicable, the MFDA will follow the process in paragraphs 6(f)(i) to (v) when staff of the RRs have significant comments on the MFDA’s response to any comment letter,

(vii) staff of the PR will attempt to resolve any issues that staff of the RRs have raised on a timely basis and will consult with staff of the other RRs or the MFDA, as needed,

(ix) if the MFDA fails to respond to comments of staff of the RRs within 120 days of receipt of the most recent comment letter from staff of the RRs (or such other time agreed upon by staff of the RRs), the MFDA may withdraw the Rule Change in accordance with section 13 or staff of the RRs will, if they agree among themselves to do so in writing, recommend that their respective decision makers object to or not approve the Rule Change.

7. Revising and republishing public comment Rule Changes

(a) Revising Rule Changes. If, subsequent to its publication for comment, the MFDA revises a public comment Rule Change in a manner that changes the proposed Rule Change's substance or effect in a material way, staff of the PR may, in consultation with the MFDA and staff of the other RRs, require the revised Rule Change to be republished for an additional comment period. Upon republication, the previously published Rule Change will be superseded.

(b) Published documents. If a public comment Rule Change is republished under subsection 7(a), the revised request for comments will include, as applicable, a blacklined version showing the changes to the original published version, the date of Board approval (if different from the original published version), the MFDA’s summary of public comments received and responses for the previous request for comments, together with an explanation of the revisions to the Rule Change and the supporting rationale for the revisions.

(c) Applicable provisions. Any republished public comment Rule Change will be subject to all provisions in this Protocol applicable to public comment Rule Changes, except where otherwise provided for in this Protocol.

8. Approval process for public comment Rule Changes

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(c) Other RRs seek approval. Staff of the other RRs will use their best efforts to seek approval or non-objection within 30 business days of receipt of applicable documentation from staff of the PR.

(d) Other RRs communicate decision to PR. Staff of each RR will promptly inform staff of the PR in writing after a decision about the Rule Change has been made.

(e) PR communicates decision to the MFDA. Staff of the PR will promptly communicate to the MFDA, in writing, the decision about the Rule Change, including any conditions, upon receipt of notification of the other RRs’ decisions.

9. Effective date of Rule Changes

(a) Public comment Rule Changes. Public comment Rule Changes (other than Rule Changes implemented under section 11) will be effective on the later of:

(i) the date the PR publishes the notice of approval or non-objection in accordance with subsection 10(a), and

(ii) the date designated by the MFDA under subparagraph 3(c)(iv)(A).

(b) Housekeeping Rule Changes. Housekeeping Rule Changes will be effective on the later of:

(i) the date of deemed approval or non-objection in accordance with subsection 5(b), and

(ii) the date designated by the MFDA under subparagraph 3(b)(iv)(C).

(c) Failing to make a Rule Change effective within one year. The MFDA will advise staff of the RRs in writing if it has not made a Rule Change effective within one year of receiving approval or non-objection from the RRs, and will include the following information:

(i) the reasons it has not yet made the Rule Change effective,

(ii) the MFDA’s projected timeline for making the Rule Change effective, and

(iii) the impact on the public interest of not making the Rule Change effective within one year.

10. Publishing notice of approval

(a) Public comment Rule Changes. For any public comment Rule Change, staff of the PR and the MFDA will both publish a notice of approval of or non-objection on their respective public websites, together with:

(i) if applicable, the MFDA’s summary of comments received and responses,

(ii) if changes were made to the version published for public comment, a blacklined version of the revised Rule Change compared to the previously published public comment Rule Change, and

(iii) if requested, a blacklined version to the existing Rule.

(b) Housekeeping Rule Changes. For any housekeeping Rule Change, staff of the PR will prepare a notice of deemed approval or non-objection and both the PR and the MFDA will publish the notice, together with the materials referred to in paragraphs 3(b)(iii) and (iv), on their respective public websites.

11. Immediate implementation

(a) Criteria for immediate implementation. If the MFDA reasonably thinks there is an urgent need to implement a proposed public comment Rule Change because of a substantial risk of material harm to investors, issuers, registrants, other market participants, the MFDA, the MFDA IPC or the Canadian capital markets generally, the MFDA may make the proposed public comment Rule Change effective immediately, subject to subsection 11(d), and provided that:

(i) The MFDA provides staff of each RR with written notice of its intention to rely upon this procedure at least 10 business days before the Board considers the proposed public comment Rule Change for approval, and

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(ii) The MFDA’s written notice in paragraph 11(a)(i) includes:

(A) the date on which the MFDA intends the proposed public comment Rule Change to be effective, and

(B) an analysis in support of the need for immediate implementation of the proposed public comment Rule Change.

(b) Notice of disagreement. If staff of an RR does not agree that immediate implementation is necessary, staff of the RRs and, as applicable, the MFDA will use best efforts to adhere to the following:

(i) Staff of the RR which disagrees with the need for immediate implementation will, within 5 business days after the MFDA provides notice under subsection 11(a), advise staff of the other RRs in writing that they disagree and provide the reasons for their disagreement.

(ii) Staff of the PR will promptly notify the MFDA of the disagreement in writing.

(iii) Staff of the MFDA and staff of the RRs will discuss and attempt to resolve any concerns raised on a timely basis but, if the concerns are not resolved to the satisfaction of staff of all RRs, the MFDA cannot immediately implement the proposed public comment Rule Change.

(c) Notice of no disagreement. Where there is no notice of disagreement under and within the timelines set out in paragraph 11(b)(i), or where concerns have been resolved under paragraph 11(b)(iii), staff of the PR will immediately provide written notice of no disagreement to the MFDA, with a copy to staff of the other RRs, indicating that it may now seek Board approval to immediately implement the proposed public comment Rule Change.

(d) Effective date. Proposed public comment Rule Changes that the MFDA immediately implements in accordance with section 11 will be effective on the later of the following:

(i) the date the Board approves the Rule Change, and

(ii) the date designated by the MFDA in its written notice to staff of the RRs.

(f) Subsequent disapproval of Rule Change. If the RRs subsequently object to or do not approve a public comment Rule Change that the MFDA immediately implemented, the MFDA will promptly repeal the public comment Rule Change and inform its Members of the RRs’ decision.

12. Disagreements

If any disagreement, either among the RRs or between the RRs and the MFDA, about a matter arising out of or relating to this Protocol cannot be resolved through discussions, staff of the RRs will use best efforts to adhere to the following using timelines established among themselves:

(a) Staff of the PR will arrange for senior staff of the RRs to discuss the issues and attempt to reach a consensus.

(c) If, following such escalation, a consensus is not reached, the MFDA may withdraw the Rule Change in accordance with section 13 or staff of the RRs will recommend that their respective decision makers object to or not approve the Rule Change.

13. Withdrawing Rule Changes

(a) Filing notice of withdrawal. If the MFDA withdraws a proposed public comment Rule Change that the RRs have not yet approved or non-objected to, the MFDA will file with staff of the RRs a written notice indicating that it will be withdrawing the Rule Change.

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(b) Contents of notice of withdrawal. The written notice in subsection 13(a) must contain:

(i) the reason the MFDA submitted the proposed Rule Change,

(ii) any date that the Board and, if applicable, Members approved the proposed Rule Change,

(iii) any prior publication dates,

(iv) the Board resolution supporting the withdrawal of the proposed Rule Change, if applicable,

(v) the reasons the MFDA is withdrawing the proposed Rule Change, and

(vi) the impact of withdrawing the proposed Rule Change on the public interest.

(c) Publishing notice of withdrawal. Where the proposed Rule Change being withdrawn had previously been published for comment under subsection 6(b), staff of the PR and the MFDA will both publish a notice on their public websites stating that the MFDA will be withdrawing the proposed Rule Change, together with the reasons the MFDA is withdrawing the proposed Rule Change.

14. Revoking or rescinding Rule Change approvals

(a) Filing notice. If the MFDA decides not to make effective a proposed Rule Change that the RRs have approved or non-objected to, the MFDA will file with staff of the RRs a written notice indicating that it will not be making the Rule Change effective, which contains the following:

(i) the purpose of the current Rule, if applicable,

(ii) the reason the MFDA submitted the proposed Rule Change,

(iii) the dates that the Board, the RRs and, if applicable, Members approved or non-objected to the proposed Rule Change,

(iv) the reasons for why the MFDA is not making the proposed Rule Change effective, and

(v) the impact on the public interest of not making the proposed Rule Change effective.

(b) Revoking approvals. Staff of the RRs and staff of the MFDA will follow the steps in subsection 6(f) and sections 8 and 12, as needed and as applicable, when revoking or rescinding their approvals of or non-objections to the MFDA's proposed Rule Change.

(i) the MFDA will publish a notice on its website indicating that it will not be making the proposed Rule Change effective, which includes a brief history of and the reasons for not making the proposed Rule Change effective, and

(ii) staff of the PR will prepare and publish a notice of revocation or rescission of the approval or non- objection to the proposed Rule Change, which refers to the MFDA's notice in paragraph 14(c)(i).

15. Reviewing and amending Protocol

Staff of the RRs will, when they agree it is necessary to do so, conduct a joint review of the operation of this Protocol in order to identify issues relating to:

(a) the effectiveness of this Protocol,

(b) the continuing appropriateness of the timelines and other requirements set out in this Protocol, and

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16. Waiving or varying Appendix B

(a) MFDA request. The MFDA may file a written request with the RRs to waive or vary any part of this Protocol and, in such a case, the RRs will use best efforts to adhere to the following using timelines established among themselves:

(i) an RR who objects to the granting of the waiver or variation will, in writing, notify the other RRs of its objection, together with the reasons for its objection. If the PR does not receive or send any notice of objection within the agreed upon timelines, the other RRs are deemed to not object to the waiver or variation.

(ii) the PR will provide written notice to the MFDA as to whether or not the waiver or variation has been granted.

(b) RR request. The RRs may waive or vary any part of this Protocol if all of the RRs agree in writing to such waiver or variation.

(c) General. A waiver or variation may be specific or general and may be made for a time or for all time as mutually agreed to by the RRs.

17. Publishing materials

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13.2 Marketplaces

13.2.1 TSX Inc. – Market-on-Close Modernization – Notice of Approval

TSX INC.

NOTICE OF APPROVAL

MARKET-ON-CLOSE MODERNIZATION

In accordance with the Process for the Review and Approval of the Information Contained in Form 21-101F1 and the Exhibits Thereto, the Ontario Securities Commission has approved amendments to the TSX Inc. (“TSX”) Rule Book to modernize the Market-On-Close facility (“MOC”).

Summary of the Amendments

TSX will be amending the TSX Rule Book and certain TSX marketplace functionality to allow for the new MOC model (collectively, the “Amendments”). The Amendments will add transparency, align the MOC with similar facilities offered by other global exchanges, and provide consistency of execution.

In connection with the comments received, TSX is making further refinements to the TSX Rule Book. These refinements introduce an additional step to the closing allocation that allows for increased MOC executions. Currently, there may be Pegged LOC orders where the re-priced limit price to the Reference Price is less aggressive than the Calculated Closing Price (“CCP”), preventing that order from being executed even when the entered limit price is equal to or more aggressive than the CCP (“Passive Pegged LOC orders”). The additional allocation step proposed will give such Passive Pegged LOC orders a chance to be traded at the CCP in the event that there is unfilled volume remaining at the CCP. Passive Pegged LOC orders that are repriced to be less aggressive than the CCP will never impact the CCP. For an example of this feature, please see Appendix A, Example 2 - Passive Pegged LOC orders.

At Appendix B is a blacklined version of the additional TSX Rule Book amendments outlined above compared against the proposal published on October 15, 2020, and at Appendix C is a cumulative blacklined version of the TSX Rule Book amendments compared against the current TSX Rule Book.

Comments Received

The Amendments were published for comment on October 15, 2020, and ten (10) comment letters were received. A summary of the comments submitted, together with TSX’s responses, is attached as Appendix A. TSX thanks the commenters for their feedback.

Effective Date

The Amendments will be implemented and available October 2021, subject to stakeholder feedback and industry readiness and feedback.

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Appendix A

Summary of Comments and Responses

List of Commenters:

OMERS Administration Corporation Canadian Security Traders Association, Inc.

Peter Haynes, TD Securities Inc. Camilo Gil, CIBC World Markets Inc.

BlackRock Asset Management Canada Alex Perel, Scotiabank Global Banking and Limited Markets

National Bank Financial Inc. Ivan Cajic, Virtu ITG Canada Corp

RBC Dominion Securities Inc. and RBC Joe Wald, Ray Ross, and Dave Persaud, BMO Capital Markets Capital Markets

Capitalized terms used and not otherwise defined in the Notice of Approval shall have the meaning in the Notice of Proposed Amendments and Request For Comments dated October 15, 2020.

Summary of Comments Received TSX Responses

All commenters were supportive of the TSX MOC proposal. TSX thanks the commenters for their input. TSX also thanks the commenters and industry participants for their time in One commenter also noted that the MOC proposal will collaborating with TSX on this very important proposal. increase participation in the closing auction, ought to create more opportunities to provide liquidity, will increase transparency, and strikes a reasonable balance between minimizing volatility and maintaining adequate price discovery and market efficiency. Four commenters noted that the Proposed Amendments will modernize the MOC mechanism by facilitating heightened levels of transparency, greater alignment with global standards, and consistency of execution. Five commenters were complimentary of TSX’s inclusive industry consultation process in relation to the Proposed Amendments. One such commenter noted that the number of changes and their complexity will require broad education of all market participants, and encouraged TSX to proactively educate market participants as these changes are brought to market. One commenter believed that the introduction of the freeze period will mitigate volatility and large price moves into the close, and the introduction of a randomized start time for the freeze period will discourage all participants from waiting until the last possible moment to submit their close orders, which it believed would ultimately increase liquidity in the closing auction. Another commenter noted moving the initial imbalance to 15:50 increases its relevance, and the ability to send MOC orders after distributing the prevailing imbalance should help build more liquidity in the auction.

One commenter encouraged TSX to maintain the anticipated TSX thanks the commenters for their input. implementation date of Q2 2021. Based on feedback received and results of an industry One commenter noted that TSX needs to ensure that vendors readiness survey, TSX will move the implementation date

January 28, 2021 (2021), 44 OSCB 893

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Summary of Comments Received TSX Responses

and dealers have sufficient time for implementation. from Q2 2021 to October 2021. TSX will continue to actively engage industry stakeholders to help enable participant One commenter noted that there will be work required to a readiness for the October 2021 launch. variety of systems within firms, and stated that the industry be permitted the appropriate time period to implement the required technology changes. Another commenter stated that the Q2 2021 timeline was aggressive, and expressed concern that stakeholders would not be ready in time for a Q2 2021 deployment. The commenter, however, encouraged all industry stakeholders to mobilize towards the proposed timelines, and encouraged TSX to pay close attention to the preparedness of data vendors, trading software providers and the dealer community to assess the feasibility of the Q2 2021 implementation. One commenter advised against launching the Proposed Amendments in May 2021 given the proximity to the semi- annual MSCI rebalance which is scheduled to take place on May 27. Instead, the commenter suggested a July 2021 or August 2021 launch date when there are no major index rebalances scheduled to take place.

One commenter suggested that LOCs entered after the freeze TSX thanks the commenters for their suggestions. period have a different name from LOCs entered prior to the MOC Freeze Period. TSX would like to clarify that “Limit on Close” is a single order type that can be entered throughout the trading day, but have One commenter noted the difference in the treatment for different behaviour depending the period, such as: orders entered prior to, and after the MOC Freeze Period, all called “Limit-on-Close” will be confusing. The commenter a) Pre-Imbalance: No restrictions suggested that LOCs entered in the MOC Freeze Period be b) Imbalance: No CXL, CFO allowed only for more renamed “closing offset”. aggressive price Another commenter also noted the difference in the treatment c) MOC Freeze Period: No CXL, No CFO, pegged to for orders entered prior to, and after the MOC Freeze Period, no more aggressive than the Reference Price all called “Limit-on-Close” will be confusing. The commenter suggested that the “closing offset” order name be retained to This is similar to today’s functionality where LOCs entered refer to LOCs entered after the start of the MOC Freeze prior to the imbalance and after imbalance are subject to Period. different volume and price restrictions. Therefore, from a communications perspective, TSX will refer to LOCs entered during the MOC Freeze Period as “Pegged Limit on Close”, or “Pegged LOC” orders to recognize that the price on LOCs entered during the MOC Freeze Period is pegged to be the reference price, up to its entered limit price. TSX believes that giving LOCs entered during the MOC Freeze Period the same name as “closing offset” would be confusing given that current “closing offset” orders behave differently from Pegged LOC orders in that: a) closing offset orders can be entered in and cancelled at any time where Pegged LOCs can only be entered during the MOC Freeze Period and cannot be cancelled or modified; b) closing offset orders are repriced to the same side TBBO instead of reference price like Pegged LOC orders; and c) the order entry of “closing offset” orders utilizes a different tag. The use of “closing offset” orders will be removed completely to clearly show this order type no longer exists.

One commenter asked for guidance on how order priority will TSX thanks the commenters for their input and suggestions. be determined if the Proposed Amendments are implemented, and in particular, with changes introduced to allow for MOC TSX noted in the Notice of Proposed Amendments and orders to be entered after the 3:50 p.m. cut-off time, for LOCs Request for Comments that “there are no changes to the

January 28, 2021 (2021), 44 OSCB 894

SROs, Marketplaces, Clearing Agencies and Trade Repositories

Summary of Comments Received TSX Responses

to be entered without restriction before the freeze period, and allocation of MOC trades”, which means that during allocation, the new LOCs to be entered during the freeze period repriced MOC / LOC orders would continue to be prioritized by price, to the closing reference price. followed by broker, followed by time. This is consistent with allocation priority during continuous trading. For Pegged Another commenter asked for clarification on order matching LOCs entered during the MOC Freeze Period, the price for priority when considering repriced aggressive LOCs versus prioritization of Pegged LOC orders would be either their limit passive LOCs. price or the Reference Price right before close (the midpoint Another commenter suggested that the Proposed of the TBBO), whichever is less aggressive. Amendments be more specific on the prioritization of order Example 1 - Pegged LOC orders: matching between various types of LOCs. In addition to a suggested name change, the commenter suggested that the a) Order A: Buy LOC order entered at 3:40pm @ $9.99 order matching priority be specifically delineated for these two different LOC order types, and that the matching logic reward b) Order B: Buy Pegged LOC order entered at 3:57pm those who put their best foot forward the earliest. @ $10.50 In addition to a suggested name change, the commenter c) Order C: Buy Pegged LOC order entered at 3:58pm suggested that (a) that these LOCs entered after the start of @ $9.99 the MOC Freeze Period be ranked lower in priority than any At 4:00pm, the Reference Price is $10.00 and the CCP is LOCs entered prior to the start of the MOC Freeze Period, and $9.99. Order B is re-priced to the Reference Price of $10.00. (b) fill priority among LOCs entered after the start of the MOC The price and allocation priority for Example 1 are: Freeze Period be determined in a fashion which rewards their entry by the maximum number of participants. Specifically, the i) Order B @ $10.00 (most aggressive price); commenter suggested that a round-robin-style allocation ii) Order A @ $9.99 (earliest time at $9.99 price level); (where a partial fill is offered to many individual offsetting orders) may be a more equitable approach to encouraging iii) Order C @ $9.99. offsetting liquidity from a diverse range of participants near the All trades will be executed at CCP of $9.99. close. Example 2 - Passive Pegged LOC orders:

a) Order A: Buy LOC order entered at 3:40pm @ $9.99 b) Order B: Buy Pegged LOC order entered at 3:57pm @ $10.50 c) Order C: Buy Pegged LOC order entered at 3:58pm @ $9.99 At 4:00pm, the Reference Price is $9.98 and the CCP is at $9.99. Since Orders B and C have entered limit prices that are equal to or more aggressive than the CCP, but they are capped at a Reference Price ($9.98) that is less aggressive than the CCP ($9.99), they are designated as “Passive Pegged LOC” orders and will be last in priority. The price and allocation priority in Example 2 are: i) Order A @ $9.99 (LOC order); ii) Order B (earliest passive Pegged LOC); iii) Order C (last passive Pegged LOC) Further detailed examples have been added to the TMX MOC Proposal – Detailed Guide for further clarification. As illustrated above, repriced aggressive LOCs will have priority over passive LOCs due to the more aggressive price. Time priority will ensure that LOCs have priority over Pegged LOCs, which by definition will have lower time priority, at the same price level. With respect to the suggestion of a round-robin style allocation, TSX will be not pursuing that allocation style at this time as it is a departure from the current allocation priority of price / broker / time, and does not encourage those to put their

January 28, 2021 (2021), 44 OSCB 895

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Summary of Comments Received TSX Responses

best foot forward early.

One commenter noted that there will likely be a shift of volume TSX continually evaluates its fees to ensure that the fees from the continuous trading period towards the auction, and reflect the value that its features bring. As the MOC is sought some commitment from TSX on pricing policy in changing substantially, TSX will evaluate the fees. As with our absence of allowance for legitimate competing matches. normal process, any fee changes will involve industry consultation, require regulatory approval, and appropriate notice will be given.

One commenter requested clarification regarding the TSX does not expect that self-trade orders will distort introduction of self-trade management in the MOC facility, and imbalance messages on a pre-trade basis since they are in particular how these self-trade orders may have the genuine orders intended for execution and will be included in potential to distort imbalance messages on a pre-trade basis. all imbalance messages. Self-trade orders that happen to match against other orders with the same self-trade key will still trade, but these trades will be marked as self-trades and not disseminated publicly. In such cases, publicly reported MOC traded volumes may be less than what is anticipated from the “Paired Volume” field on the imbalance messages, but it will accurately reflect actual trades. In the current MOC, without the self-trade management feature, these self-trades will be manually cancelled after being publicly disseminated. By implementing the self-trade management feature, TSX expects that the traded volumes will be more accurate earlier, without needing to adjust for post-trade cancellations. It is also anticipated that the self- trade management feature will also reduce operational burden for both the brokers and TSX operations staff. TSX would also like to clarify that the self-trade management feature will also be applied to the opening auction for consistency and similar benefits.

One commenter stated that exchange-traded funds (“ETFs”) TSX thanks the commenters for their input. should not be considered for inclusion in the MOC facility until such a time that the industry and TSX are confident that ETF TSX does not currently have any plans to include ETFs in the market making into the MOC facility would be robust. The MOC facility at launch of the new MOC. However, if at any commenter noted that TSX should not consider the inclusion time TSX determines that it would be beneficial to include of ETFs until at least six months of successful operation for ETFs in the MOC facility, TSX will conduct analysis and the new MOC, and suggested that before any ETF inclusion industry consultations to ensure that the appropriate is considered, TSX evaluate whether ETF-specific enhancements are made to the MOC facility. TSX will also enhancements to the MOC would be appropriate or beneficial. ensure that such changes are only made after at least six months of successful operation for the new MOC.

January 28, 2021 (2021), 44 OSCB 896

SROs, Marketplaces, Clearing Agencies and Trade Repositories

Appendix B

Part 1 - Interpretation

Rule 1-101 Definitions (Amended)

[…]

(2) In all Exchange Requirements, unless the subject matter or context otherwise requires:

[…]

“MOC Freeze Period” means the time period beginning at the end of the MOC Imbalance Period and ending at the Closing Call.

Added ([●], 2021)

[…]

“MOC Imbalance Period ” means the time period beginning at the start of the Special Trading Session and ending at the start of the MOC Freeze Period.

Added ([●], 2021)

[…]

“MOC Order” means a MOC Market Order, or a MOC Limit Order.

Amended (April 18, 2019 and [●], 2021)

[…]

“MOC Passive Pegged Limit Orders” means a MOC Limit Order that is entered during the MOC Freeze Period, where (i) the entered limit price is more aggressive than the MOC Reference Price that causes it to be re-priced to the MOC Reference Price; (ii) the MOC Reference Price is less aggressive than the calculated closing price; and (iii) the entered limit price is equal to or more aggressive than the calculated closing price.

Added ([●], 2021)

[…]

“MOC Reference Price” means the mid-point between the bid price and the ask price on the Exchange.

Added ([●], 2021)

[…]

Rule 4-902 Market-On-Close

[…]

(2) MOC Order Entry

(a) MOC Market Orders and MOC Limit Orders may be entered, cancelled and modified in the MOC Book on each Trading Day from 7:00 a.m. until the time the first MOC Imbalance is broadcast.

(b) The MOC Imbalance is calculated and broadcast on each Trading Day at the start of the MOC Imbalance Period until the Closing Call at set time intervals as determined by the Exchange and again in the event of a delay of the Closing Call as specified by the Exchange.

(d) During the MOC Imbalance Period,

(i) only MOC Market Orders, and MOC Limit Orders may be entered in the MOC Book.

(ii) MOC Market Orders entered cannot be cancelled or modified.

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(iii) MOC Limit Orders entered cannot be cancelled, and the price of the MOC Limit Orders may only be modified to a more aggressive buy price or sell price, as the case may be.

(e) During the MOC Freeze Period,

(i) only MOC Limit Orders may be entered in the MOC Book.

(ii) MOC Limit Orders cannot be cancelled or modified.

(iii) if the buy price or sell price, as the case may be, of the MOC Limit Order is more aggressive than the Reference Price, such aggressive price will be deemed to be the Reference Price for purposes of determining the Calculated Closing Price.

Amended ([●], 2021)

(3) Closing Call

[…]

(i) MOC Market Orders shall trade with offsetting MOC Market Orders entered by the same Participating Organization, according to time priority, provided that neither order is an unattributed order; then

(ii) MOC Market Orders shall trade with offsetting MOC Market Orders, according to time priority; then

(iii) MOC Market Orders shall trade with offsetting limit orders in the Closing Call entered by the same Participating Organization, according to time priority, provided that neither order is an unattributed order; then

(iv) MOC Market Orders shall trade with offsetting limit orders in the Closing Call, according to time priority; then

(v) limit orders in the Closing Call shall trade with offsetting limit orders in the Closing Call entered by the same Participating Organization. Limit orders are prioritized by MOC Limit Orders and displayed limit orders, then dark limit orders, then MOC Passive Pegged Limit Orders. Within those categories they are then matched according to time priority, provided that neither order is an unattributed order; then

(vi) remaining orders in the Closing Call shall trade according to time priority.

Amended ([●], 2021)

January 28, 2021 (2021), 44 OSCB 898

SROs, Marketplaces, Clearing Agencies and Trade Repositories

Appendix C

Part 1 - Interpretation

Rule 1-101 Definitions (Amended)

[…]

(2) In all Exchange Requirements, unless the subject matter or context otherwise requires:

[…]

“MOC Closing Offset Order” means a MOC Limit Order that only trades on the side of the MOC Book that is offsetting the imbalance, and never at a price within the market’s best bid and offer.

Added (April 18, 2019)

“MOC Freeze Period” means the time period beginning at the end of the MOC Imbalance Period and ending at the Closing Call.

Added ([●], 2021)

[…]

“MOC Imbalance Period ” means the time period beginning at the start of the Special Trading Session and ending at the start of the MOC Freeze Period.

Added ([●], 2021)

[…]

“MOC Order” means a MOC Market Order, or a MOC Limit Order, or a MOC Closing Offset Order.

Amended (April 18, 2019 and [●], 2021)

[…]

Added ([●], 2021)

[…]

“MOC Reference Price” means the mid-point between the bid price and the ask price on the Exchange.

Added ([●], 2021)

[…]

Rule 4-902 Market-On-Close

[…]

(2) MOC Order Entry

(a) MOC Market Orders and MOC Limit Orders may be entered, cancelled and modified in the MOC Book on each Trading Day from 7:00 a.m. until the time the first MOC Imbalance is broadcast. MOC Closing Offset Orders may be entered, cancelled and modified in the MOC Book on each Trading Day from 7:00 a.m. until the Closing Call.

MOC Market Orders and MOC Limit Orders that are included in any MOC Imbalance broadcast may not be cancelled or modified after that MOC Imbalance is broadcast.

(b) The MOC Imbalance is calculated and broadcast on each Trading Day at twenty minutes before the closing timethe start of the MOC Imbalance Period until the Closing Call at set time intervals as determined by the Exchange and again in the event of a delay of the Closing Call as specified by the Exchange.

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(d) Following the broadcast of a MOC Imbalance, MOC Limit Orders may be entered in the MOC Book on the contra side of the MOC Imbalance. MOC Limit Orders not included as part of that MOC Imbalance broadcast may be cancelled subject to established time constraints as specified by the Exchange. MOC Closing Offset Orders may continue to be entered in the MOC Book on either side of the MOC Imbalance.During the MOC Imbalance Period,

(i) only MOC Market Orders, and MOC Limit Orders may be entered in the MOC Book.

(ii) MOC Market Orders entered cannot be cancelled or modified.

(iii) MOC Limit Orders entered cannot be cancelled, and the price of the MOC Limit Orders may only be modified to a more aggressive buy price or sell price, as the case may be.

(e) During the MOC Freeze Period,

(i) only MOC Limit Orders may be entered in the MOC Book.

(ii) MOC Limit Orders cannot be cancelled or modified.

(f) In the event of a delay of the Closing Call for a MOC Security, MOC Limit Orders may be entered in the MOC Book for such security on the contra side of the subsequent MOC Imbalance for a set period of time specified by the Exchange. Pursuant to paragraph (d), MOC Limit Orders entered during the delay may be cancelled during this time period.

Amended ([●], 2021)

(3) Closing Call

[…]

(ii) MOC Market Orders shall trade with offsetting MOC Market Orders, according to time priority; then

(iv) MOC Market Orders shall trade with offsetting limit orders in the Closing Call, according to time priority; then

(v) limit orders in the Closing Call shall trade with offsetting limit orders in the Closing Call entered by the same Participating Organization. Limit orders are prioritized by MOC Limit Orders and displayed limit orders, then dark limit orders, then MOC Closing OffsetPassive Pegged Limit Orders. Within those categories they are then matched according to time priority, provided that neither order is an unattributed order; then

(vi) remaining orders in the Closing Call shall trade according to time priority.

Amended ([●], 2021)

January 28, 2021 (2021), 44 OSCB 900

Index

Agrios Global Holdings Ltd. MFDA Cease Trading Order ...... 745 SROs – Amended MOU regarding the Oversight of the MFDA – Notice of Approval ...... 879 ATH Asset Management Inc. New Registration ...... 865 Lucchese, Fabrizio Notice of Hearing – s. 8 ...... 707 Becksley Capital Inc. Notice from the Office of the Secretary ...... 708 Notice of Hearing – s. 8 ...... 707 Notice from the Office of the Secretary ...... 710 Notice from the Office of the Secretary ...... 708 Notice from the Office of the Secretary ...... 710 Miller, David Randall Notice from the Office of the Secretary ...... 708 Cartu, David Order with Related Settlement Agreements – ss. 127, Notice from the Office of the Secretary ...... 709 127.1 ...... 724 Order ...... 723 Oral Reasons for Approval of a Settlement – ss. 127, 127.1 ...... 737 Cartu, Jonathan Notice from the Office of the Secretary ...... 709 Mutual Fund Dealers Association of Canada Order ...... 723 SROs – Amended MOU regarding the Oversight of the MFDA – Notice of Approval ...... 879 Cartu, Joshua Notice from the Office of the Secretary ...... 709 Nutritional High International Inc. Order ...... 723 Cease Trading Order ...... 745

Ely Gold Royalties Inc. Orchid Ventures, Inc. Order – s. 1(11)(b) ...... 720 Cease Trading Order ...... 745

Fauth, Vernon Ray Performance Sports Group Ltd. Notice from the Office of the Secretary ...... 709 Cease Trading Order ...... 745 Order – ss. 127(1), 127(10) ...... 722 Reasons and Decision – ss. 127(1), 127(10) ...... 739 Terrace Global Inc. Order ...... 722 Greenbank Capital Inc. Cease Trading Order ...... 745 Torva Capital Management Inc. New Registration ...... 865 Guardian Capital LP Decision ...... 711 TSX Inc. Marketplaces – Market-on-Close Modernization – High Tide Wealth Management Inc. Notice of Approval ...... 892 Consent to Suspension (Pending Surrender)...... 865

IIROC SROs – Amended MOU regarding the Oversight of IIROC – Notice of Approval ...... 867

Invesco Canada Ltd. Decision ...... 717

Investment Industry Regulatory Organization of Canada SROs – Amended MOU regarding the Oversight of IIROC – Notice of Approval ...... 867

ITOK Capital Corp. Cease Trading Order ...... 745

Kalytera Therapeutics, Inc. Cease Trading Order ...... 745

January 28, 2021 (2021), 44 OSCB 901

Index

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January 28, 2021 (2021), 44 OSCB 902