4–13–00 Thursday Vol. 65 No. 72 Apr. 13, 2000 Pages 19819–20062

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1 II Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000

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2 III

Contents Federal Register Vol. 65, No. 72

Thursday, April 13, 2000

Agency for Toxic Substances and Disease Registry PROPOSED RULES NOTICES Acquisition regulations: Meetings: Foreign military sales contract line items; closeout, Scientific Counselors Board et al., 19904 19865–19866 Information disclosure; withdrawn, 19866 Agricultural Marketing Service RULES Education Department Tobacco inspection: NOTICES Flue-cured tobacco— Agency information collection activities: Elimination of interference, distraction, and outside Submission for OMB review; comment request, 19880– influence on tobacco grading, 19825–19826 19881 Grants and cooperative agreements; availability, etc.: Agriculture Department Life Skills for State and Local Prisoners Program, 20034– See Agricultural Marketing Service 20057 See Farm Service Agency See Forest Service Energy Department See Rural Business-Cooperative Service See Federal Energy Regulatory Commission See Rural Housing Service See Rural Utilities Service Environmental Protection Agency RULES Children and Families Administration Air quality implementation plans; approval and NOTICES promulgation; various States: Grants and cooperative agreements; availability, etc.: Arizona, 19992–19993 Adoption Opportunities Program et al., 19904–19910 Illinois, 19838–19842 Washington, 19836–19838 Coast Guard Pesticides; tolerances in food, animal feeds, and raw RULES agricultural commodities: Drawbridge operations: Fenhexamid, 19842–19849 South Carolina, 19836 PROPOSED RULES NOTICES Air quality implementation plans; approval and Agency information collection activities: promulgation; various States: Proposed collection; comment request, 19952–19953 Arizona, 19964–19991 Aquatic Nuisance Species Task Force; recommendations: Florida, 19865 Zebra mussels and other aquatic nuisance species; Illinois, 19864–19865 recreational activities to control spread; voluntary NOTICES guidelines, 19953–19957 Air pollution; standards of performance for new stationary Committees; establishment, renewal, termination, etc.: sources: Commercial Fishing Industry Vessel Advisory Committee, Storage Tank Emission Reduction Partnership Program; 19957–19958 slotted guidepoles at petroleum and organic liquid storage vessels, 19891–19897 Commerce Department Superfund; response and remedial actions, proposed See International Trade Administration settlements, etc.: See National Oceanic and Atmospheric Administration Lyman Dyeing and Finishing Site, SC, 19897 NOTICES Privacy Act: Systems of records, 19868–19872 Executive Office of the President See Management and Budget Office Committee for the Implementation of Textile Agreements See Presidential Documents NOTICES Cotton, wool, and man-made textiles: Farm Service Agency Belarus, 19879 NOTICES Agency information collection activities: Defense Department Proposed collection; comment request, 19867 See Navy Department See Uniformed Services University of the Health Sciences Federal Aviation Administration RULES RULES Acquisition regulations: Class B airspace, 19826–19827 Caribbean Basin countries, 19859–19860 Class E airspace, 19827–19829 Foreign acquisition, 19849–19858 NOTICES Indian organizations and Indian-owned economic Organization, functions, and authority delegations: enterprises; utilization, 19858–19859 Associate Chief Counsel/Director, Office of Dispute Manufacturing Technology Program, 19859 Resolution for Acquisition, 19958

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Reports and guidance documents; availability, etc.: Organization, functions, and authority delegations: Certification plans to address human factors for Headquarters and field offices; addresses update, 19829– certification of transport airplane flight decks; agency 19833 review, 19958–19960 NOTICES Agency information collection activities: Federal Communications Commission Proposed collection; comment request, 19910–19914 NOTICES Reporting and recordkeeping requirements, 19914–19915 Meetings: Submission for OMB review; comment request, 19915– North American Numbering Council, 19897–19898 19916

Federal Energy Regulatory Commission Forest Service NOTICES NOTICES Electric rate and corporate regulation filings: Agency information collection activities: Northwest Generation Co. et al., 19883–19887 Proposed collection; comment request; correction, 19867– Environmental statements; availability, etc.: 19868 Montana Natural Resources and Conservation Environmental statements; availability, etc.: Department, 19887 Utah Northern Goshawk Project, 19868 Hydroelectric applications, 19887–19890 General Services Administration Practice and procedure: PROPOSED RULES Off-the-record communications, 19890–19891 Federal Management Regulation: Applications, hearings, determinations, etc.: Surplus personal property donation, 20014–20032 Atlanta Gas Light Co., 19881 Northwest Pipeline Corp., 19881–19882 Health and Human Services Department Pacific Gas & Electric Co., 19882 See Agency for Toxic Substances and Disease Registry Transcontinental Gas Pipe Line Corp., 19882–19883 See Children and Families Administration See Food and Drug Administration Federal Highway Administration See National Institutes of Health NOTICES See Substance Abuse and Mental Health Services Environmental statements; notice of intent: Administration Randolph County, NC, 19961 NOTICES Union and Mecklenburg Counties, NC, 19961 Grant and cooperative agreement awards: ASPIRA Association, Inc., 19900 Federal Reserve System Grants and cooperative agreements; availability, etc.: NOTICES Adolescent Family Life Demonstration Projects Program, Banks and bank holding companies: 20060–20062 Change in bank control, 19898 HIV/AIDS-Related Services in Highly Impacted Minority Formations, acquisitions, and mergers, 19898 Communities; Technical Assistance and Capacity Permissible nonbanking activities, 19899 Development Demonstration Program, 19900–19904

Federal Retirement Thrift Investment Board Housing and Urban Development Department PROPOSED RULES NOTICES Thrift Savings Plan: Meetings: Administrative errors correction, 19862–19864 Predatory lending practices; public fact-finding forums and task force establishment, 19917–19918 Federal Trade Commission Interior Department NOTICES See Fish and Wildlife Service Meetings: See Land Management Bureau Online Access and Security Advisory Committee, 19899– See National Park Service 19900 See Reclamation Bureau Fish and Wildlife Service International Trade Administration NOTICES NOTICES Endangered and threatened species permit applications, Antidumping: 19918–19919 Cut-to-length carbon steel plate from— Marine mammal permit applications, 19919–19920 Romania, 19872 Wild Bird Conservation Act of 1992: Expandable polystyrene resins from— Approval applications— Indonesia and Korea, 19872–19873 Rilling, Jeanette, 19919 Non-frozen apple juice concentrate from— , 19873–19876 Food and Drug Administration Stainless steel butt-weld pipe fittings from— RULES Various countries, 19876–19877 Medical devices: Class III preamendment devices; lung water monitor, Justice Department powered vaginal muscle stimulator for therapeutic See Parole Commission use, and stairclimbing wheelchair, 19833–19834 NOTICES General and plastic surgery devices— Pollution control; consent judgments: Stainless steel suture; reclassification, 19835–19836 Alcoa Inc., 19924

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Azrael et al., 19925 National Science Foundation Boomsnub Corp., 19925 NOTICES Greenwood Chemical Co., 19925–19926 Antarctic Conservation Act of 1978; permit applications, Libra Industries, Inc. of Michigan, 19926 etc., 19929 Lockheed Martin Corp., 19926 Meetings: Odabashian, Robert, et al., 19926–19927 Advanced Computational Infrastructure and Research S.B. Foot Tanning Co., 19927 Special Emphasis Panel, 19930 Sun Co., Inc, et al., 19927 Biological Sciences Special Emphasis Panel, 19930 TH Agriculture & Nutrition, L.L.C., 19927–19928 Chemical and Transport Systems Special Emphasis Panel, 19930 Labor Department Civil and Mechanical Systems Special Emphasis Panel, See Mine Safety and Health Administration 19930 Developmental Mechanisms Advisory Panel, 19930– Land Management Bureau 19931 NOTICES Earth Sciences Proposal Review Panel, 19931 Agency information collection activities: Electrical and Communications Systems Special Submission for OMB review; comment request, 19920– Emphasis Panel, 19931 19921 Engineering Advisory Committee, 19931 Management framework plans, etc.: Engineering Education and Centers Special Emphasis Utah, 19921 Panel, 19932 Meetings: Geosciences Advisory Committee, 19932 Resource Advisory Councils— Geosciences Special Emphasis Panel, 19932 Sierra Front/Northwestern Great Basin, 19921–19922 Human Resource Development Special Emphasis Panel, Survey plat filings: 19932 Arizona, 19922 Systematic and Population Biology Advisory Panel, Colorado, 19922–19923 19932–19933 Legal Services Corporation NOTICES Navy Department Meetings; Sunshine Act, 19929 NOTICES Meetings: Management and Budget Office Ocean Research Advisory Panel, 19879–19880 NOTICES Federal information resources management (Circular A- 130), 19933–19941 Nuclear Regulatory Commission NOTICES Mine Safety and Health Administration Meetings; Sunshine Act, 19933 NOTICES Safety standard petitions: Office of Management and Budget Energy Fuels Coal, Inc., et al., 19928–19929 See Management and Budget Office National Communications System NOTICES Parole Commission Meetings: RULES National Security Telecommunications Advisory Federal prisoners; paroling and releasing, etc.: Committee, 19929 District of Columbia Code— Prisoners serving sentences, 19996–20005 National Institutes of Health PROPOSED RULES NOTICES Federal prisoners; paroling and releasing, etc.: Meetings: District of Columbia Code— National Cancer Institute, 19916 Prisoners serving sentences, 20006–20011 National Institute of Environmental Health Sciences, 19916 Presidential Documents PROCLAMATIONS National Oceanic and Atmospheric Administration Special observances: RULES Crime Victims’ Rights Week, National (Proc. 7290), Fishery conservation and management: 19823–19824 Atlantic highly migratory species— Former Prisoner of War Recognition Day, National (Proc. Atlantic bluefin tuna, 19860–19861 7289), 19821–19822 NOTICES Pan American Day and Pan American Week (Proc. 7288), Agency information collection activities: 19819–19820 Submission for OMB review; comment request, 19877 Permits: Marine mammals, 19877–19879 Public Health Service See Agency for Toxic Substances and Disease Registry National Park Service See Food and Drug Administration NOTICES See National Institutes of Health Environmental statements; availability, etc.: See Substance Abuse and Mental Health Services Yosemite National Park, CA, 19923–19924 Administration

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Railroad Retirement Board Toxic Substances and Disease Registry Agency RULES See Agency for Toxic Substances and Disease Registry Railroad Retirement Act: Evidence required for payment, 19829 Transportation Department See Coast Guard Reclamation Bureau See Federal Aviation Administration NOTICES See Federal Highway Administration Meetings: Conservation Advisory Group, Yakima River Basin Water See Transportation Statistics Bureau Enhancement Project, 19924 Transportation Statistics Bureau Rural Business-Cooperative Service NOTICES NOTICES Agency information collection activities: Agency information collection activities: Proposed collection; comment request, 19961–19962 Proposed collection; comment request, 19867 Submission for OMB review; comment request, 19962 Rural Housing Service Uniformed Services University of the Health Sciences NOTICES Agency information collection activities: NOTICES Proposed collection; comment request, 19867 Meetings; Sunshine Act, 19880 Rural Utilities Service NOTICES Separate Parts In This Issue Agency information collection activities: Proposed collection; comment request, 19867 Part II Securities and Exchange Commission Environmental Protection Agency, 19963–19993 NOTICES Investment Company Act of 1940: Part III Exemption applications— Department of Justice, U.S. Parole Commission, 19995– Boston 1784 Funds et al., 19941–19944 20011 Endeavor Series Trust et al., 19950–19952 ING Variable Insurance Trust et al., 19944–19950 Part IV Applications, hearings, determinations, etc.: General Services Administration, 20013–20032 BriteSmile, Inc., 19944 Small Business Administration Part V NOTICES Department of Education, 20033–20057 Interest rates; quarterly determinations, 19952 Part VI Substance Abuse and Mental Health Services Department of Health and Human Services, Public Health Administration Service, 20059–20062 NOTICES Meetings: SAMHSA special emphasis panels, 19916 Reader Aids Textile Agreements Implementation Committee Consult the Reader Aids section at the end of this issue for See Committee for the Implementation of Textile phone numbers, online resources, finding aids, reminders, Agreements and notice of recently enacted public laws.

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CFR PARTS AFFECTED IN THIS ISSUE

A cumulative list of the parts affected this month can be found in the Reader Aids section at the end of this issue.

3 CFR Proclamations: 7288...... 19819 7289...... 19821 7290...... 19823 5 CFR Proposed Rules: 1605...... 19862 7 CFR 29...... 19825 14 CFR 71 (3 documents) ...... 19826, 19827, 19828 20 CFR 219...... 19829 21 CFR 5...... 19829 868...... 19833 878...... 19835 884...... 19833 890...... 19833 28 CFR 2...... 19996 Proposed Rules: 2...... 20006 33 CFR 117...... 19836 40 CFR 52 (3 documents) ...... 19836, 19836, 19992 180...... 19842 Proposed Rules: 52 (3 documents) ...... 19864, 19865, 19964 41 CFR Proposed Rules: 101-44...... 20014 102-37...... 20014 48 CFR 213...... 19849 225...... 19849 226...... 19854 235...... 19859 242...... 19849 252 (2 documents) ...... 19849, 19859 Proposed Rules: 204 (2 documents) ...... 19865, 19866 252...... 19866 50 CFR 635...... 19860

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Federal Register Presidential Documents Vol. 65, No. 72

Thursday, April 13, 2000

Title 3— Proclamation 7288 of April 8, 2000

The President Pan American Day and Pan American Week, 2000

By the President of the United States of America

A Proclamation

This year on Pan American Day and during Pan American Week, we celebrate the springtime of a new century in which the fundamental ideals of democracy and human rights are blossoming across our hemisphere. We stand at the threshold of a new era of economic development and prosperity with a common determination to meet the challenges and seize the opportunities that face the Americas. Building on the agreements forged at the last two Summits of the Americas in Miami and Santiago, we are witnessing unprecedented cooperation within our hemisphere. Efforts such as the negotiations on a Free Trade Area of the Americas, now progressing toward a concrete agreement in 2005, exemplify our commitment to building a self-sustaining and widely shared prosperity. We continue to work creatively through the Organization of American States to encourage constitutional solutions to political crises such as those that occurred in Paraguay and Ecuador. And we have witnessed elections in our region that were models of civic participation and a testament to the strength and vibrancy of democratic government in the Western Hemi- sphere. Such achievements illustrate that the well-being of our neighbors is fundamental to our own security and prosperity. We look forward to the Third Summit of the Americas in Quebec City, where the democratically elected leaders of 34 nations from North, Central, and South America will gather to review our progress, identify new challenges, and further enhance our cooperation. Even with our significant progress, however, challenges remain. The 34 free and democratically elected nations of this hemisphere must work to- gether to ensure that Cuba, the only country that has not embraced our common vision, becomes a member of our community of democracies. By doing so, we can ensure that all the people in our hemisphere share in the blessings of freedom and in the promise of the global economy, living and working and raising their families in dignity and with hope for the future. NOW, THEREFORE I, WILLIAM J. CLINTON, President of the United States of America, by virtue of the authority vested in me by the Constitution and laws of the United States, do hereby proclaim Friday, April 14, 2000, as Pan American Day and April 9 through April 15, 2000 as Pan American Week. I urge the Governors of the 50 States, the Governor of the Common- wealth of Puerto Rico, and the officials of other areas under the flag of the United States to honor these observances with appropriate ceremonies and activities.

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IN WITNESS WHEREOF, I have hereunto set my hand this eighth day of April, in the year of our Lord two thousand, and of the Independence of the United States of America the two hundred and twenty-fourth. œ–

[FR Doc. 00–9330 Filed 4–12–00; 8:45 am] Billing code 3195–01–P

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Proclamation 7289 of April 8, 2000

National Former Prisoner of War Recognition Day, 2000

By the President of the United States of America

A Proclamation

As we stand at the dawn of a new century, we reflect with pride on all that our Nation has accomplished in the 224 years since we first declared our independence. Today we enjoy unprecedented peace and prosperity, and, as it has for generations, America shines as a beacon of democracy, freedom, and opportunity for peoples around the world. Yet the blessings we rejoice in today were won at great cost. Millions of young Americans who stepped forward in times of crisis or conflict to defend our Nation and uphold our values around the world sacrificed their freedom and lost their lives. The century just past will forever be known as the American century, not only because of our economic strength, military might, and technological prowess, but also because of the character, determination, and indomitable spirit our people demonstrated time and again. That character and spirit have never been more evident than when Ameri- cans have been held captive as prisoners of war. Suffering hunger, fear, isolation, and uncertainty, stripped of their freedom and often subjected to physical and psychological torture, American POWs nonetheless continued to serve our Nation with honor, dignity, and remarkable courage. For many, the long, agonizing days stretched into years, and the loss of freedom and the cruel separation from family, home, and friends left scars that the passage of time can never erase. We owe a profound debt of gratitude to these heroes who stood face to face with the forces of tyranny and oppression, true to our country and to the spirit of freedom even in captivity. We owe a debt as well to their families, whose faith and fortitude have been an unceasing source of strength to our Nation in many of our darkest hours. As we observe this special day for the first time in this new century, let us remember and honor the sacrifices of America’s prisoners of war and their families; and let us keep faith with them by remaining resolute in defending liberty and securing a just and peaceful world for the generations to come. NOW, THEREFORE, I, WILLIAM J. CLINTON, President of the United States of America, by virtue of the authority vested in me by the Constitution and laws of the United States, do hereby proclaim April 9, 2000, as National Former Prisoner of War Recognition Day. I call upon all Americans to join me in remembering former American prisoners of war who suffered the hardships of enemy captivity. I also call upon Federal, State, and local government officials and private organizations to observe this day with appropriate ceremonies, programs, and activities.

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IN WITNESS WHEREOF, I have hereunto set my hand this eighth day of April, in the year of our Lord two thousand, and of the Independence of the United States of America the two hundred and twenty-fourth. œ–

[FR Doc. 00–9331 Filed 4–12–00; 8:45 am] Billing code 3195–01–P

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Proclamation 7290 of April 10, 2000

National Crime Victims’ Rights Week, 2000

By the President of the United States of America

A Proclamation

This week marks the 20th anniversary of National Crime Victims’ Rights Week. Over the past two decades, we have made enormous progress in our efforts to build safer communities and to reshape our criminal justice system so that it better protects victims’ rights and responds more compas- sionately to their needs. In the 7 years since I first proclaimed National Crime Victims’ Rights Week, my Administration has worked hard to achieve some of the most progressive criminal justice reforms in our Nation’s history. Recognizing the urgent plea from millions of Americans to restore safety and security to their neighborhoods, in 1994 I signed into law the Violent Crime Control and Law Enforcement Act, which funds 100,000 additional police officers to fight crime and protect our citizens. In Federal court cases, this law also gives victims of violent crime and sexual abuse the right to speak out in court before sentencing, providing them the opportunity to describe the impact such victimization has had on their lives. To help protect our communities from gun violence, we enacted the Brady Handgun Violence Prevention Act, requiring background checks for potential handgun pur- chasers. Since its passage, more than 500,000 attempted gun purchases by felons, fugitives, and other prohibited persons have been prevented, saving an untold number of lives. And we worked to pass the assault weapons ban to keep these deadly firearms off our streets. We also fought to pass the Violence Against Women Act, which addresses the complex dynamics of gender-motivated violence and seeks to ensure justice for women who live in daily fear for their safety and often for their lives. By providing support services for victims of domestic violence and sexual assault and empowering prosecutors with new tools to target offenders, we have sent a clear message that our society will not tolerate violence against women. Thanks to the concerted efforts of crime victims’ advocates, many of whom are survivors themselves, government at all levels is focused on ensuring victims’ rights. Today, all States have enacted laws safeguarding crime victims’ rights in the criminal justice process, and 32 States have amended their constitutions accordingly. Despite this progress, millions of Americans still fall prey to criminals each year. In the past year alone, gun violence alone has taken an enormous toll across our Nation. To address this, my Administration has proposed the 21st Century Policing Initiative to provide 50,000 more police officers for our streets, requested more funding for our Safe Schools/Healthy Students Initiative to reduce school and youth violence, and put forth the largest national gun enforcement initiative in our Nation’s history. I continue to call on the Congress to strengthen our Nation’s hate crime laws and to pass commonsense gun legislation to keep guns out of the wrong hands; and we should pass the Victims’ Rights Amendment to the Constitution.

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Criminal victimization is at its lowest level in 25 years, but we can do more. As we observe National Crime Victims’ Rights Week, as we near the fifth anniversary of the tragic bombing in Oklahoma City and the first anniversary of the shooting at Columbine High School, let us vow to continue working together to prevent crime and violence. Let us also pledge to honor the needs and rights of victims whose lives have been forever altered by crime. And let us recognize the courage and determination of the thousands of men and women across our country who dedicate themselves daily to the protection of victims’ rights. NOW, THEREFORE, I, WILLIAM J. CLINTON, President of the United States of America, by virtue of the authority vested in me by the Constitution and laws of the United States, do hereby proclaim April 9 to April 15, 2000, as National Crime Victims’ Rights Week. I urge all Americans to remember crime victims and their families by working to reduce violence, to assist those harmed by crime, and to make our communities and homes safer places in which to live and raise our families. IN WITNESS WHEREOF, I have hereunto set my hand this tenth day of April, in the year of our Lord two thousand, and of the Independence of the United States of America the two hundred and twenty-fourth. œ–

[FR Doc. 00–9332 Filed 4–12–00; 8:45 am] Billing code 3195–01–P

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Rules and Regulations Federal Register Vol. 65, No. 72

Thursday, April 13, 2000

This section of the FEDERAL REGISTER 96456, Washington, DC 20090–6456; or grading while tobacco inspectors are contains regulatory documents having general Fax: (202) 205–0235. grading tobacco on the auction applicability and legal effect, most of which SUPPLEMENTARY INFORMATION: The warehouse floor and that removed the are keyed to and codified in the Code of Department published in the Federal language allowing the producer to Federal Regulations, which is published under discuss the grading of their tobacco with 50 titles pursuant to 44 U.S.C. 1510. Register on September 27, 1999 (64 FR 51887) an interim final rule amending the inspector at the time grading is The Code of Federal Regulations is sold by the regulation at 7 CFR part 29, subpart being performed. the Superintendent of Documents. Prices of B. The Department requested comments This final rule has been determined to new books are listed in the first FEDERAL on the regulation. The comment period be ‘‘non significant’’ for purposes of REGISTER issue of each week. expired on November 26, 1999. AMS Executive Order 12866 and, therefore, received one comment from a buying has not been reviewed by the Office of segment of the tobacco industry favoring Management and Budget. DEPARTMENT OF AGRICULTURE the amendments. This final rule has been reviewed under Executive Order 12988, Civil Agricultural Marketing Service This final rule revises the regulation governing the mandatory inspection of Justice Reform. This action is not intended to have retroactive effect. This 7 CFR Part 29 tobacco pursuant to the provisions of the Tobacco Inspection Act (49 Stat. final rule will not preempt any State or [Docket No. TB±99±07] 741, 7 U.S.C. 511 et seq.). local laws, regulations, or policies, unless they present an irreconcilable RIN 0581±AB75 The Department received recommendations from the Flue-Cured conflict with this rule. There are no Tobacco Inspection; Subpart BÐ Tobacco Advisory Committee, the Five- administrative procedures which must Regulations State Flue-Cured Tobacco Committee, be exhausted prior to any judicial and industry representatives that challenge to the provisions of this rule. AGENCY: Agricultural Marketing Service, changes to the regulation in subpart B, Additionally, in conformance with USDA. § 29.81(a), Interference with inspectors, the provisions of the Regulatory ACTION: Final rule. is necessary to better eliminate Flexibility Act (5 U.S.C. 601 et seq.), full interference, distraction, and outside consideration has been given to the SUMMARY: The Department of influence on the grading of tobacco. potential economic impact upon small Agriculture (Department) is adopting as The prior regulation specified that, no business. All tobacco warehouses and a final rule, with minor formatting person, including the owner, producer, producers fall within the confines of changes, the provisions of an interim warehouseman, agent, or employee ‘‘small business’’ which are defined by final rule, the regulation governing the thereof shall attempt to influence, the Small Business Administration (13 mandatory inspection of tobacco that impede, or discuss any matter relating CFR 121.601) as those having annual added the term ‘‘purchaser’’ specifically to grading while the tobacco inspectors receipts of less than $500,000 and small to include in the regulatory text this are grading tobacco on the auction agricultural service firms are defined as segment of the industry from attempting warehouse floor. The interim final rule those whose annual receipts are less to influence, impede, or discuss any does not allow any member of the that $3,500,000. There are matter related to grading while the industry, including tobacco purchasers, approximately 190 tobacco warehouses tobacco inspectors are grading tobacco to discuss any matter pertaining to and approximately 30,000 producers on the auction warehouse floor and grading while the tobacco inspectors are and most warehouses and producers removed the language allowing the grading tobacco on the auction may be classified as small entities. producer to discuss the grading of their warehouse floor. Also, the interim final The Agricultural Marketing Service tobacco with the inspector at the time rule action removed language allowing has determined that this action will not grading is being performed. This rule a producer to discuss the grading of have a significant economic impact on incorporates recommendations made by their tobacco with the inspector at the a substantial number of small entities. the Flue-Cured Tobacco Advisory time grading is performed. While This rule continues revisions that Committee, the Five-State Flue-Cured producers are allowed to be present amended the regulation governing the Tobacco Committee, and industry when their tobacco is being graded, they mandatory inspection of tobacco that: representatives to clarify when it is cannot discuss the grade or attempt to (1) Added the term ‘‘purchaser’’ to allowable for someone to communicate influence or intimidate the inspector specifically include in the regulatory with the grading personnel while they during the performance of grading text this segment of the industry from are performing their actual duties. The duties. The interim final rule does not attempting to influence, impeding, or revisions better eliminate interference, preclude the producer from appealing discussing any matter relating to grading distraction, and outside influence on the the decision of the inspector after a while tobacco inspectors are grading grading of tobacco. grade has been assigned. tobacco on the auction floor and (2) EFFECTIVE DATE: May 15, 2000. This action finalizes the provisions of removed the language allowing a FOR FURTHER INFORMATION CONTACT: John the interim final rule, with minor producer from discussing grading of P. Duncan III, Deputy Administrator, formatting changes, that added the term their tobacco with the inspector at the Tobacco Programs, Agricultural ‘‘purchaser’’ specifically to include in time grading is being performed. Marketing Service (AMS), United States the regulatory text that segment of the Specifying the term ‘‘purchaser’’ in the Department of Agriculture (USDA), industry from attempting to influence, text of the regulation merely identifies Room 502 Annex Building, PO Box impede, or discuss any matter related to a segment of the industry already

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00001 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 19826 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations prohibited from these actions. Further, DEPARTMENT OF TRANSPORTATION Airspace Area. Specifically, this rule removal of language allowing producers revises the description of the southern to discuss with inspectors their tobacco Federal Aviation Administration portion of the Houston Class B Airspace will have minimal impact on producers Area by eliminating references to the since producers would not be precluded 14 CFR Part 71 Hobby Very High Frequency from appealing the decision of an [Airspace Docket No. 00±AWA±1] Omnidirectional Range/Distance inspector after a grade has been Measuring Equipment (VOR/DME) as RIN 2120±AA66 assigned. the point of origin. As a result the FAA is establishing the point of origin for the Revision of the Legal Description of List of Subjects in 7 CFR Part 29 southern portion of the Houston Class B the Houston Class B Airspace Area; TX airspace area, from the current Administrative practice and AGENCY: Federal Aviation geographical location of the Hobby procedure, Advisory committees, Administration (FAA), DOT. VOR/DME. This action does not change Government publications, Imports, ACTION: Final rule. the actual dimensions, configuration, or Pesticides and pests, Reporting and operating requirements of the Houston recordkeeping requirements, Tobacco. SUMMARY: This action amends the legal Class B Airspace Area. For the reasons set forth in the description of the Houston, TX, Class B Since this action merely involves a preamble, the interim final rule Airspace Area. Specifically, this rule change in the legal description of the amending 7 CFR part 29 which was revises the description of the southern Houston Class B airspace area, and does portion of the Houston Class B Airspace published at 64 FR 51887 on September not involve a change in the dimensions Area by eliminating references to the or operating requirements of that 27, 1999, is adopted as a final rule with Hobby Very High Frequency airspace, notice and public procedure the following change: Omnidirectional Range/Distance under 5 U.S.C. 553(b) are unnecessary. PART 29ÐTOBACCO INSPECTION Measuring Equipment (VOR/DME) as Class B airspace areas are published the point of origin. The new point of in paragraph 3000 of FAA Order Subpart BÐRegulations origin will be the current geographical 7400.9G, dated September 1, 1999, and location of the Hobby VOR/DME. The effective September 16, 1999, which is 1. The authority citation for part 29, FAA is taking this action due to the incorporated by reference in 14 CFR subpart B continues to read as follows: planned relocation of the Hobby VOR/ 71.1. The Class B airspace area listed in DME. This action does not change the this document will be published Authority: 7 U.S.C. 511m and 511r. actual dimensions, configuration, or subsequently in the Order. operating requirements of the Houston The FAA has determined that this 2. In § 29.81, paragraph (a) is revised Class B Airspace Area. regulation only involves an established to read as follows: EFFECTIVE DATE: 0901 UTC, June 15, body of technical regulations for which § 29.81 Interference with inspectors. 2000. frequent and routine amendments are necessary to keep them operationally FOR FURTHER INFORMATION CONTACT: Bil (a) No person, including the owner, current. It, therefore—(1) is not a Nelson, Airspace and Rules Division, producer, warehouseman, purchaser, ‘‘significant regulatory action’’ under ATA–400, Office of Air Traffic Airspace agent, or employee thereof shall Executive Order 12866; (2) is not a Management, Federal Aviation attempt, in any manner, to influence an ‘‘significant rule’’ under DOT Administration, 800 Independence inspector with respect to the grade Regulatory Policies and Procedures (44 Avenue, SW, Washington, DC 20591; designation of tobacco, or impede, in FR 11034; February 26, 1979); and (3) telephone: (202) 267–8783. any manner, an inspector while the does not warrant preparation of a SUPPLEMENTARY INFORMATION: inspector is in the process of grading regulatory evaluation as the anticipated tobacco on the warehouse auction floor, Background impact is so minimal. Since this is a routine matter that will only affect air or ask any question or discuss any Due to construction on the William P. traffic procedures and air navigation, it matter pertaining to the grading of Hobby Airport property occurring in is certified that this rule will not have tobacco while the inspector is grading close proximity to the Hobby VOR/ a significant economic impact on a any tobacco on the warehouse auction DME, the FAA will relocate the substantial number of small entities floor. While inspectors are engaged in VORTAC approximately 2,000 feet to under the criteria of the Regulatory grading the day’s sale, all requests for the east of its current location. This Flexibility Act. information concerning the grade relocation of the Hobby VOR/DME will designation on or requests to review the effect the current legal description of the List of Subjects in 14 CFR Part 71 grade of any lot of tobacco shall be made Houston Class B airspace area. Airspace, Incorporation by reference, only to the head grader or to the market Specifically, the description of the Navigation (air). supervisor grader. southern portion of the Houston Class B Adoption of the Amendment * * * * * Airspace area uses the Hobby VOR/DME as a reference. To assist general aviation In consideration of the foregoing, the Dated: April 5, 2000. in identifying the southern boundaries Federal Aviation Administration Kathleen A. Merrigan, of the Houston Class B airspace area, the amends 14 CFR part 71 as follows: Administrator, Agricultural Marketing FAA will publish on the Houston Visual Service. Flight Rules Terminal Area Chart PART 71Ð[AMENDED] [FR Doc. 00–9173 Filed 4–12–00; 8:45 am] geographical coordinates along with bearings/fix/distance information. 1. The authority citation for part 71 BILLING CODE 3410±02±P continues to read as follows: The Rule Authority: 49 U.S.C. 106(g), 40103, 40113, This action amends the legal 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959– description of the Houston, TX, Class B 1963 Comp., p. 389; 14 CFR 11.69.

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§ 71.1 [Amended] mile arc from the Point of Origin; thence east DEPARTMENT OF TRANSPORTATION 2. The incorporation by reference in along the 10-mile arc to the 156° bearing from 14 CFR 71.1 of the Federal Aviation the Point of Origin; thence southeast along Federal Aviation Administration Administration Order 7400.9G, Airspace the 156° bearing to the 15-mile arc from the Designations and Reporting Points, Point of Origin; thence counterclockwise on 14 CFR Part 71 the 15-mile arc to the intersection of the 15- dated September 1, 1999, and effective [Airspace Docket No. 00±ASO±5] September 16, 1999, is amended as mile arc and the Humble VORTAC 15-mile arc; thence counterclockwise along the follows: Amendment of Class E Airspace; Humble VORTAC 15-mile arc to the McMinnville, TN Paragraph 3000 Subpart B—Class B intersection of the 15-mile arc and Airspace ° ′ ″ Westheimer Road lat. 29 44 07 N., long. AGENCY: Federal Aviation * * * * * 95°28′47″ W.; thence southwest to and along Administration (FAA), DOT. SH 59 to the point of beginning, excluding ASW TX B Houston, TX (Revised) ACTION: Final rule. Area A. George Bush Intercontinental Airport (IAH) Area C. That airspace extending upward SUMMARY: This action amends Class E (Primary Airport) from 3,000 feet MSL to and including 10,000 (Lat. 29°58′50″ N., long. 95°20′23″ W.) airspace at McMinnville, TN. A Global feet MSL bounded by a line beginning at the William P. Hobby Airport (HOU) (Secondary Positioning System (GPS) Standard Airport) intersection of SH 59 and the Humble Instrument Approach Procedure (SIAP), (Lat. 29°38′44″ N., long. 95°16′44″ W.) VORTAC 20-mile DME arc; thence clockwise helicopter point in space approach, has along the Humble VORTAC 20-mile DME arc Ellington Field been developed for Columbia River Park ° ′ ″ ° ′ ″ to the intersection of the Humble VORTAC (Lat. 29 36 27 N., long. 95 09 32 W.) Hospital, McMinnville, TN. As a result, Humble VORTAC (IAH) 20-mile DME arc and Interstate 10 (I–10), (Lat. 29°57′25″ N., long. 95°20′45″ W.) west on I–10 to the 15-mile arc from the additional controlled airspace extending Point of Origin Point of Origin; thence counterclockwise upward from 700 feet Above Ground (Lat 29°39′01″ N., long. 95°16′45″ W.) along the 15-mile arc to the Humble Level (AGL) is needed to accommodate the SIAP. This action amends the Class Boundaries VORTAC 15-mile DME arc; thence counterclockwise along the Humble E5 airspace for McMinnville, TN, to the Area A. That airspace extending upward VORTAC 15-mile DME arc to the intersection east, in order to include the point in from the surface to and including 10,000 feet space approach serving Columbia River MSL bounded by a line beginning at the of the Humble VORTAC 15-mile DME arc intersection of the Humble VORTAC 8-mile and Westheimer Road; thence southwest to Park Hospital. DME arc and the 090° radial; thence and along SH 59 to the point of beginning; EFFECTIVE DATE: 0901 UTC, June 15, clockwise along the Humble VORTAC 8-mile and that airspace beginning at the 2000. DME arc to the Humble VORTAC 069° radial; intersection of the 15-mile arc and the 156° thence east along the Humble VORTAC 069° bearing from the Point of Origin; thence FOR FURTHER INFORMATION CONTACT: radial to the 10-mile arc of the Humble north along the 156° bearing to the 10-mile Nancy B. Shelton, Manager, Airspace VORTAC; thence clockwise along the 10-mile arc from the Point of Origin clockwise along Branch, Air Traffic Division, Federal arc to the Humble VORTAC 090° radial; the 10-mile arc to the 211° bearing from the Aviation Administration, P.O. Box thence west to the point of beginning; and Point of Origin; thence south along the 211° 20636, Atlanta, GA 30320; telephone that airspace bounded by a line beginning at bearing to intersect the 15-mile arc from the (404) 305–5627. lat. 29°45′37″ N., long. 95°21′58″ W.; to lat. ° ′ ″ ° ′ ″ Point of Origin to the point of beginning. SUPPLEMENTARY INFORMATION: 29 45 46 N., long. 95 11 47 W.; thence Area D. That airspace extending upward clockwise along the 8-mile arc from the Point from 4,000 feet MSL to and including 10,000 History of Origin to intercept the 056° bearing from the Point of Origin; thence southwest along feet MSL bounded by a line beginning at the On February 18, 2000, the FAA the 056° bearing to the 5.1-mile fix from the intersection of SH 59 and the Humble proposed to amend part 71 of the Point of Origin, thence direct to the Point of VORTAC 30-mile DME arc; thence clockwise Federal Aviation Regulations (14 CFR Origin 131° bearing/5.8-mile fix from the along the Humble VORTAC 30-mile DME arc part 71) by amending Class E airspace Point of Origin; thence southeast along the to the intersection of the Humble VORTAC at McMinnville, TN, (65 FR 8325). This ° 131 bearing from the Point of Origin to 30-mile arc and the 20-mile arc from the action provides adequate Class E Point of Origin; thence clockwise along the intercept the 7-mile arc from the Point of airspace for IFR operations at the Origin; thence clockwise on the 7-mile arc to 20-mile arc to SH 59; thence southwest on the 156° bearing from the Point of Origin; SH 59 to the point of beginning, excluding Columbia River Park Hospital. thence north along the 156° bearing to the 6- Areas B, C, and E. Designations for Class E airspace mile fix from the Point of Origin; thence Area E. That airspace extending upward extending upward from 700 feet or more ° clockwise along the 6-mile arc to the 211 from 2,500 feet MSL to and including 10,000 above the surface are published in bearing from the Point of Origin; thence paragraph 6005 of FAA Order 7400.9G, ° feet MSL bounded by a line beginning at the south along the 211 bearing from the Point intersection of the 15-mile arc from the Point dated September 1, 1999, and effective of Origin to the 8-mile arc from the Point of of Origin and SR 6; thence southeast along September 16, 1999, which is Origin; thence clockwise to the point of incorporated by reference in 14 CFR beginning. SR 6 to the intersection of SR 6 and FR 521; Area B. That airspace extending upward thence south along FR 521 to the intersection part 71.1. The Class E designation listed from 2,000 feet MSL to and including 10,000 of FR 521 and the 15-mile arc from the Point in this document will be published feet MSL bounded by a line beginning at the of Origin; thence counterclockwise along the subsequently in the Order. intersection of State Highway 59 (SH 59) and 15-mile arc from the Point of Origin to the Interested parties were invited to the 15-mile arc from the Point of Origin; point of the beginning. participate in this rulemaking thence counterclockwise along the 15-mile * * * * * proceeding by submitting written arc to State Road 6 (SR 6); thence southeast Issued in Washington, DC, on April 6, comments on the proposal to the FAA. along SR 6 to the intersection of SR 6 and No comments objecting to the proposal Farm Road 521 (FR 521); thence south along 2000. wee received. FR 521 to the intersection of FR 521 and the Reginald C. Matthews, 15-mile arc from the Point of Origin; thence Manager, Airspace and Rules Division. The Rule counterclockwise along the 15-mile arc to the 211° bearing from the Point of Origin; thence [FR Doc. 00–9145 Filed 4–12–00; 8:45 am] This amendment to part 71 of the northeast along the 211° bearing to the 10- BILLING CODE 4910±13±P Federal Aviation Regulations (14 CFR

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00003 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 19828 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations part 71) amends Class E airspace at That airspace extending upward from 700 feet or more above the surface are McMinnville, TN for the Columbia feet or more above the surface within a 11- published in paragraph 6005 of FAA River Park Hospital. mile radius of Warrant County Memorial Order 7400.9G, dated September 1, airport and within 2.5 miles each side of the 1999, and effective September 16, 1999, The FAA has determined that this 051° bearing from the Warri NDB, extending regulation only involves an established from the 11-miles radiu to 7 miles northeast which is incorporated by reference in 14 body of technical regulations for which of the NDB, and that airspace within a 6-mile CFR part 71.1. The Class E designation frequent and routine amendments are radius of the point in space (Lat. 35°42′06″ listed in this document will be necessary to keep them operationally N, long. 85°43′45″ W) serving Columbia River published subsequently in the Order. current. It, therefore, (1) is not a Park Hospital, McMinnville, TN, Interested parties were invited to ‘‘significant regulatory action’’ under * * * * * participate in this rulemaking proceeding by submitting written Executive Order 12866; (2) is not a Issued in College Park, Georgia, on March ‘‘significant rule’’ under DOT 31, 2000. comments on the proposal to the FAA. No comments objecting to the proposal Regulatory Policies and Procedures (44 Nancy B. Shelton, were received. FR 11034; February 26, 1979), and (3) Acting Manager, Air Traffic Division, does not warrant preparation of a Southern Region. The Rule Regulatory Evaluation, as the [FR Doc. 00–9217 Filed 4–12–00; 8:45 am] anticipated impact is so minimal. Since This amendment to part 71 of the this is a routine matter that will only BILLING CODE 4910±13±M Federal Aviation Regulations (14 CFR affect air traffic procedures and air part 71) amends Class E airspace at Dayton, TN, for the Bledsoe County navigation, it is certified that this rule DEPARTMENT OF TRANSPORTATION will not have a significant economic Hospital. impact on a substantial number of small Federal Aviation Administration The FAA has determined that this entities under the criteria of the regulation only involves an established Regulatory Flexibility Act. 14 CFR Part 71 body of technical regulations for which frequent and routine amendments are List of Subjects in 14 CFR Part 71 [Airspace Docket No. 00±ASO±6] necessary to keep them operationally current. It, therefore, (1) is not a Airspace, Incorporation by Reference, Amendment of Class E Airspace; Navigation (air). ‘‘significant regulatory action’’ under Dayton, TN Executive Order 12866; (2) is not a Adoption of the Amendment AGENCY: Federal Aviation ‘‘significant rule’’ under DOT Regulatory Policies and Procedures (14 In consideration of the foregoing, the Administration (FAA), DOT. ACTION: Final rule. FR 11034; February 26, 1979); and (3) Federal Aviation Administration does not warrant preparation of a amends 14 CFR part 71 as follows: SUMMARY: This action amends Class E Regulatory Evaluation, as the PART 71ÐDESIGNATION OF CLASS A, airspace at Dayton, TN. A Global anticipated impact is so minimal. Since CLASS B, CLASS C, CLASS D AND Positioning System (GPS) Standard this is a routine matter that will only CLASS E AIRSPACE AREAS; Instrument Approach Procedure (SIAP), affect air traffic procedures and air AIRWAYS; ROUTES; AND REPORTING helicopter point in space approach, has navigation, it is certified that this rule POINTS been developed for Bledsoe County will not have a significant economic Hospital, Pikeville, TN. As a result, impact on a substantial number of small 1. The authority citation for 14 CFR additional controlled airspace extending entities under the criteria of the part 71 continues to read as follows: upward from 700 feet Above Ground Regulatory Flexibility Act. Level (AGL) is needed to accommodate Authority: 49 U.S.C. 106(g), 40103, 40113, List of Subjects in 14 CFR Part 71 40120; EO 10854, 24 FR 9565, 3 CFR, 1959– the SIAP. This action amends the Class 1963 Comp., p. 389. E5 airspace for Dayton, TN, to the Airspace, Incorporation by Reference, northwest, in order to include the point Navigation (air). § 71.1 [Amended] in space approach serving Bledsoe Addoption of the Amendment 2. The incorporation by reference in County Hospital. In consideration of the foregoing, the 14 CFR 71.1 of Federal Aviation EFFECTIVE DATE: 0901 UTC, June 15, Federal Aviation Administration Administration Order 7400.9G, Airspace 2000. amends 14 CFR part 71 as follows: Designations and Reporting Points, FOR FURTHER INFORMATION CONTACT: dated September 1, 1999, and effective Nancy B. Shelton, Manager, Airspace PART 71ÐDESIGNATION OF CLASS A, September 16, 1999, is amended as Branch, Air Traffic Division, Federal CLASS B, CLASS C, CLASS D AND follows: Aviatiion Administration, P.O. Box CLASS E AIRSPACE AREAS; Paragraph 6005 Class E airspace areas 20636, Atlanta, GA 30320; telephone AIRWAYS; ROUTES; AND REPORTING extending upward from 700 feet or more (404) 305–5627. POINTS above the surface of the earth. SUPPLEMENTARY INFORMATION: * * * * * 1. The authority citation for 14 CFR History part 71 continues to read as follows: ASO TN E5 McMinnville, TN [Revised] On February 18, 2000, the FAA Authority: 49 U.S.C. 106(g), 40103, 40113, McMinnville, Warren County Memorial proposed to amend part 71 of the 40120; EO 10854, 24 FR 9565, 3 CFR, 1959– Airport, TN ° ′ ″ ° ′ ″ Federal Aviation Regulations (14 CFR 1963 Comp., p. 389. (Lat. 35 41 55 N, long. 85 50 38 W) part 71) by amending Class E airspace Warri NDB § 71.1 [Amended] (Lat. 35°45′09″ N, long. 85°45′51″ W) at Dayton, TN, (65 FR 8326). This action Columbia River Park Hospital, McMinnville, provides adequate Class E airspace for 2. The incorporation by reference in TN IFR operations at the Bledsoe County 14 CFR 71.1 of Federal Aviation Point In Space Coordinates Hospital. Designations for Class E Administration Order 7400.9G, Airspace (Lat. 35°42′06″ N, long. 85°43′45″ W) airspace extending upward from 700 Designations and Reporting Points,

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00004 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations 19829 dated September 1, 1999, and effective establish an eligibility requirement, the (b) Foreign-language documents. If September 16, 1999, is amended as original or a certified copy of such the evidence submitted is a foreign- follows: document or record must be provided. language document, the Board may This requirement proved burdensome require that the record be translated. An Paragraph 6005 Class E airspace areas for claimants. Many claimants wish to acceptable translation includes, but is extending upward from 700 feet or more transmit their documentary evidence not limited to, a translation certified by above the surface of the earth. electronically by use of telefax devices. a United States consular official or * * * * * Consequently, the Board amends its employee of the Department of State ASO TN E5 Dayton, TN [Revised] regulations to permit the use of authorized to certify evidence, or by an uncertified copies and facsimiles of Dayton, Mark Anton Airport, TN employee of the Board or the Social (Lat. 35°29′10″ N, long. 84°55′52″ W) certain official records when the official Security Administration. Hardwick Field Airport custodian of such records transmits the * * * * * (Lat. 35°13′12″ N, long 84°49′57″ W) facsimile directly to an office of the (d) Uncertified copies and facsimiles. (Bledsoe County Hospital, Pikeville, TN Board and the source of the transmittal In lieu of certified paper copies of Point in Space Coordinates is clearly identified on the facsimile. In ° ′ ″ ° ′ ″ records or extracts from such official (Lat. 35 37 34 N, long. 85 10 38 W) addition, the Board amends it sources as listed in paragraph (c) of this That airspace extending upward from 700 regulations to permit Board employees section, the Board will accept facsimile feet or more above the surface within a 12.5- to certify translations of foreign copies of such records or extracts when mile radius of Mark Anton Airport, and documents. within a 6.5-mile radius of Hardwick Field the official custodian of such records On November 26, 1999, the Board transmits the facsimile directly to an Airport, and that airspace within a 6-mile published this rule as a proposed rule ° ′ ″ office of the Board and the source of the radius of the point in space (lat. 35 37 34 N, (64 FR 66433), inviting comments on or ° ′ ″ transmittal is clearly identified on the long. 85 10 38 W) serving Bledsoe County before January 25, 2000. No comments Hospital, Pikeville, TN; excluding that facsimile. were received. airspace within the Athens, TN, Class E Dated: March 24, 2000. airspace area. The Board, with the concurrence of the Office of Management and Budget, By Authority of the Board. * * * * * has determined that this is not a For the Board. Issued in College Park, Georgia, on March significant regulatory action under Beatrice Ezerski, 31, 2000. Executive Order 12866; therefore, no Secretary to the Board. Nancy B. Shelton, regulatory impact analysis is required. [FR Doc. 00–9024 Filed 4–12–00; 8:45 am] There are no information collections Acting Manager, Air Traffic Division, BILLING CODE 7905±01±P Southern Region. associated with this rule. [FR Doc. 00–9218 Filed 4–12–00; 8:45 am] List of Subjects in 20 CFR Part 219 BILLING CODE 4910±13±M Pensions, Railroad employees, DEPARTMENT OF HEALTH AND Railroad retirement. HUMAN SERVICES For the reasons set out in the Food and Drug Administration RAILROAD RETIREMENT BOARD preamble, the Railroad Retirement Board amends chapter II of title 20 of 20 CFR Part 219 21 CFR Part 5 the Code of Federal Regulations as RIN 3220±AB43 follows: Delegations of Authority and Organization Evidence Required for Payment PART 219ÐEVIDENCE REQUIRED FOR PAYMENT AGENCY: Food and Drug Administration, AGENCY: Railroad Retirement Board. HHS. ACTION: Final rule. 1. The authority citation for part 219 continues to read as follows: ACTION: Final rule. SUMMARY: The Railroad Retirement Authority: 45 U.S.C. 231f. SUMMARY: Board (RRB) hereby amends its The Food and Drug regulations to permit the use of 2. In § 219.6 the section heading and Administration (FDA) is amending the noncertified copies and facsimile copies paragraphs (a) and (b) are revised, and regulations for delegations of authority of records or documents needed to a new paragraph (d) is added to read as and organization by updating the establish eligibility for benefits under follows: addresses for headquarters and the field offices. This action is necessary to the Railroad Retirement Act. These § 219.6 Records as evidence. amendments will make it easier for ensure the accuracy of the regulations. (a) General. If a claimant or an individuals to apply for benefits under DATES: This rule is effective April 13, annuitant provides an original the Act. 2000. document or record as evidence to DATES: Effective May 15, 2000. prove eligibility or continued FOR FURTHER INFORMATION CONTACT: FOR FURTHER INFORMATION CONTACT: entitlement to payments, where Rodolfo Guillen, Jr., Division of Marguerite P. Dadabo, Senior Attorney, possible, a Board employee will make a Management Programs (HFA–340), Food (312) 751–4945, TTD (312) 751–4701. photocopy or transcript of these original and Drug Administration, 5600 Fishers SUPPLEMENTARY INFORMATION: In order to documents or records and return the Lane, Rockville, MD 20857, 301–827– receive benefits under the Railroad original documents to the person who 4815. Retirement Act an individual may be furnished them. A claimant may also SUPPLEMENTARY INFORMATION: The required to provide proof of age, submit certified copies of original regulations are being amended in marriage, divorce, or death. Section records as described in paragraph (c) of subpart C of part 5 (21 CFR part 5) to 219.6 of the Board’s regulations this section. The Board may also accept reflect the central organization of the generally required that where a claimant uncertified copies as described in agency and to provide current addresses must provide a record or document to paragraph (d) of this section. for headquarters and field offices.

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Notice and comment about the Office of Information Resources Division of Disclosure and Oversight amendments are not necessary under Management. Management. the Administrative Procedure Act Office of Financial Management. Division of Manufacturers Assistance because this is a rule of agency Office of Facilities, Acquisitions, and and Training. organization (5 U.S.C. 553(b)). Central Services.2 Division of Communication and Center for Biologics Evaluation and Consumer Affairs. List of Subjects in 21 CFR Part 5 Research.3 Office of Biostatistics and Authority delegations (Government Office of the Center Director. Epidemiology. agencies), Imports, Organization and Scientific Advisors and Consultants Division of Biostatistics. functions (Government agencies). Staff. Division of Epidemiology. Therefore, under the Federal Food, Equal Employment Opportunity and Center for Food Safety and Applied Drug, and Cosmetic Act and under Workforce Diversity Staff. Nutrition.4 authority delegated to the Commissioner Quality Assurance Staff. Office of the Center Director. of Food and Drugs, 21 CFR part 5 is Regulations and Policy Staff. Food Safety Initiatives Staff. amended as follows: Veterinary Services Staff. Senior Science Advisor’s Staff. Office of Management. Office of Regulations and Policy. PART 5ÐDELEGATIONS OF Regulatory Information Management Regulations Coordination Staff. AUTHORITY AND ORGANIZATION Staff. Office of Constituent Operations. Division of Planning, Evaluation, and Consumer Education Staff. 1. The authority citation for 21 CFR Budget. International Activities Staff. part 5 continues to read as follows: Division of Management Services. Industry Activities Staff. Authority: 15 U.S.C. 504, 552, App. 2; 7 Office of Information Technology Office of Management Systems. U.S.C. 138a, 2271; 15 U.S.C. 638, 1261–1282, Management. Safety Management Staff. 3701–3711a; 15 U.S.C. 1451–1461; 21 U.S.C. Division of Information Technology Division of Information Resources 41–50, 61–63, 141–149, 321–394, 467f, Operations. 679(b), 801–886, 1031–1309; 35 U.S.C. 156; Management. Division of Information Technology Division of Planning and Financial 42 U.S.C. 241, 242, 242a, 242l, 242n, 243, Development. 262, 263, 264, 265, 300u–300u–5, 300aa–1; Resources Management. 1395y, 3246b, 4332, 4831(a), 10007–10008; Division of Information Technology Division of Management Operations. E.O. 11921, 41 FR 24294, 3 CFR, 1977 Comp., Infrastructure. Division of Administrative Services p. 124–131; E.O. 12591, 52 FR 13414, 3 CFR, Office of Compliance and Biologics Management. 1988 Comp., p. 220–223. Quality. Office of Operations. Team Biologics Liaison Staff. Equal Employment Opportunity Staff. 2. Section 5.200 is revised to read as Advertising and Promotional Labeling follows: Executive Operations Staff. Staff. Office of Cosmetics and Colors. § 5.200 Headquarters. Division of Case Management. Division of Programs and The central organization of the Food Division of Manufacturing and Enforcement Policy. and Drug Administration consists of the Product Quality. Division of Science and Applied following: Division of Inspections and Technology. Office of the Commissioner.1 Surveillance. Office of Nutritional Products, Office of the Chief Counsel. Office of Blood Research and Review. Labeling, and Dietary Supplements. Office of Equal Opportunity. Human Tissue Staff. Clinical Research and Review Staff. Policy and Publications Staff. Office of the Administrative Law Division of Compliance and Division of Emerging and Transfusion Judge. Enforcement. Transmitted Diseases. Office of the Senior Associate Division of Standards and Labeling Division of Hematology. Commissioner. Regulations. Division of Blood Applications. Division of Nutrition Science Policy. Office of Executive Secretariat. Office of Therapeutics Research and Office of Public Affairs. Division of Research and Applied Review. Office of the Ombudsman. Division of Cellular and Gene Technology. Office of Premarket Approval. Office of Orphan Products Therapies. Development. Division of Therapeutic Proteins. Division of Product Policy. Office of Internal Affairs. Division of Monoclonal Antibodies. Division of Petition Control. Office of Executive Operations. Division of Clinical Trial Design and Division of Health Effects Evaluation. Office of International and Analysis. Division of Molecular Biological Constituent Relations. Division of Application Review and Research and Evaluation. Office of International Programs. Policy. Division of Product Manufacture and Office of Consumer Affairs. Office of Vaccines Research and Use. Office of Women’s Health. Review. Office of Plant and Dairy Foods and Office of Special Health Issues. Division of Bacterial, Parasitic, and Beverages. Office of Policy, Planning, and Allergenic Products. Division of Virulence Assessment. Legislation. Division of Viral Products. Division of Pesticides and Industrial Office of Policy. Division of Vaccines and Related Chemicals. Office of Planning. Products Applications. Division of Natural Products. Office of Legislation. Office of Communication, Training, Division of Food Processing and Office of Management and Systems. and Manufacturers Assistance. Packaging. Office of Human Resources and Division of Plant Product Safety. Management Services. 2 Mailing address: 5630 Fishers Lane, Rockville, Division of Dairy and Egg Safety. MD 20852. 1 Mailing address: 5600 Fishers Lane, Rockville, 3 Mailing address: 1401 Rockville Pike, Rockville, 4 Mailing address: 200 C St. SW., Washington DC MD 20857. MD 20852–1448. 20204.

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Division of Risk Assessment. Division of Neuropharmacological Division of Applied Pharmacology Office of Seafood. Drug Products. Research.8 Division of Special Programs. Division of Oncology Drug Products. Division of Testing and Applied Division of Programs and Office of Drug Evaluation II.1 Analytical Development.9 Enforcement Policy. Division of Metabolic and Endocrine Division of Product Quality Division of Science and Applied Drug Products. Research.1 Technology. Division of Pulmonary and Allergy Office of Regulatory Affairs.1 Office of Special Research Skills. Drug Products. Contaminants Policy Coordination Division of Toxicology Research. Division of Anesthetic, Critical Care, Staff. Division of Microbiological Studies. and Addiction Drug Products. Equal Employment Opportunity Staff. Office of Field Programs. Office of Drug Evaluation III.1 Strategic Initiatives Staff. Division of Enforcement and Division of Gastrointestinal and Office of Resource Management. Programs. Coagulation Drug Products. Division of Planning, Evaluation, and Division of HACCP Programs. Division of Medical Imaging and Management. Division of Cooperative Programs. Radiopharmaceutical Drug Products. Division of Information Systems. Office of Scientific Analysis and Division of Reproductive and Division of Human Resource Support. Urologic Drug Products. Development. Office of Drug Evaluation IV. Division of General Scientific Division of Management Operations. Division of Anti-Infective Drug Support. Division of Personnel Operations. Products. Office of Enforcement. Division of Mathematics. Division of Anti-Viral Drug Products. Division of Market Studies. Medical Products Quality Assurance Division of Special Pathogen and Staff. Center for Drug Evaluation and Immunologic Drug Products. Office of 1 Division of Compliance Management Research. Drug Evaluation V. Office of the Center Director. and Operations. Division of Anti-Inflammatory, Division of Compliance Policy. Equal Employment Opportunity Staff. Analgesic, and Opthalmologic Drug Executive Operations Staff. Office of Regional Operations. Products. Division of Federal-State Relations. Regulatory Policy Staff. Division of Dermatologic and Dental Office of Management.1 Division of Field Science. Drug Products. Division of Emergency and Strategic Planning Staff.5 Division of Over-the-Counter Drug Division of Management and Budget.5 Investigational Operations. Products. Division of Import Operations and Division of Management Services.5 1 Office of Biostatistics. Policy. Office of Training and Quantitative Methods Research Staff. Communication.1 Office of Criminal Investigations. Division of Biometrics I. Mid-Atlantic Area Office.10 Division of Communications Division of Biometrics II. Midwest Area Office.11 Management. Division of Biometrics III. Northeast Area Office.12 Office of Post-Marketing Drug Risk Division of the Medical Library. Pacific Area Office.13 Assessment. Division of Training and Southeast Area Office.14 Development. Extramural Programs Staff. 15 Information Technology Staff. Southwest Area Office. Division of Freedom of Information. Center for Veterinary Medicine.16 6 Division of Drug Risk Evaluation I. Office of Compliance. Office of the Center Director. Division of Manufacturing and Division of Drug Risk Evaluation II. 1 Office of Management and Product Quality. Office of Pharmaceutical Science. Quality Implementation Staff.1 Communications. Division of Prescription Drug 1 Administrative Staff. Compliance and Surveillance. Operations Staff. Office of Clinical Pharmacology and Communications Staff. Division of Labeling and Non- Biopharmaceutics. Program Planning and Evaluation Prescription Drug Compliance. Staff. 1 Pharmacometrics Staff. Office of Information Technology. Division of Pharmaceutical Evaluation Information Resources Management Quality Assurance Staff. I.1 Staff. Technology Support Services Staff. Division of Pharmaceutical Evaluation Office of New Animal Drug Division of Data Management and II.1 Evaluation. Services. Division of Pharmaceutical Evaluation Division of Therapeutic Drugs for Division of Applications Development III.1 Food Animals. and Services. Office of Generic Drugs.5 Division of Infrastructure Division of Bioequivalence. 8 Mailing address: 8308 Muirkirk Rd., Laurel, MD Management and Services. Division of Chemistry I. 20708. Office of Medical Policy.1 Division of Chemistry II. 9 Mailing address: 1114 Market St., St. Louis, MO 63101. Division of Drug Marketing, Division of Labeling and Program 10 1 Mailing address: 900 U.S. Courthouse, Second Advertising, and Communication Support. Chestnut St., Philadelphia, PA 19106. 6 1 Division of Scientific Investigations. Office of New Drug Chemistry. 11Mailing address: 901 Warrenville Rd., suite 360, Office of Review Management.1 Division of New Drug Chemistry I.1 Lisle, IL 60532. Advisors and Consultants Staff.2 Division of New Drug Chemistry II.1 12 Mailing address: 850 Third Ave., Brooklyn, NY Office of Drug Evaluation I.1 Division of New Drug Chemistry III.1 11232. 13 Division of Cardio-Renal Drug Office of Testing and Research.1 Mailing address: 13301 Clay St., Oakland, CA Regulatory Research and Analysis 94512. Products. 14 Mailing address: 60 Eighth St. NE., Atlanta, GA Staff. 30309. 7 5 Mailing address: 7500 Standish Pl., Rockville, Laboratory of Clinical Pharmacology. 15 Mailing address: 7920 Elmbrook Rd., Dallas, MD 20855. TX, 75247. 6 Mailing address 7520 Standish Pl., Rockville, 7 Mailing address: Four Research Ct., Rockville, 16 Mailing address: 7500 Standish Pl., MPN–2, MD 20855. MD 20850. Rockville, MD 20855.

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Division of Biometrics and Production Program Operations Staff. § 5.215 Field structure. Drugs. Regulations Staff. NORTHEAST REGION Division of Therapeutic Drugs for Staff College. Non-Food Animals. Division of Device User Programs and Regional Field Office: 850 Third Ave., Division of Human Food Safety. Systems Analysis. Brooklyn, NY 11232. Division of Manufacturing Division of Small Manufacturers Northeast Regional Laboratory: 850 Technologies. Assistance. Third Ave., Brooklyn, NY 11232–1593. Office of Surveillance and Division of Mammography Quality New York District Office: 850 Third Compliance. and Radiation Programs. Ave., Brooklyn, NY 11232–1593. Division of Surveillance. Division of Communication Media. New England District Office: One Division of Animal Feeds. Office of Surveillance and Biometrics. Montvale Ave., Stoneham, MA 02180. Division of Compliance. Issues Management Staff. Winchester Engineering and Division of Epidemiology. Division of Biostatistics. Analytical Center: 109 Holton St., Office of Research. Division of Postmarket Surveillance. Winchester, MA 01890. Administrative Staff. Division of Surveillance Systems. CENTRAL REGION Division of Residue Chemistry. National Center for Toxicological Division of Animal Research. Research.18 Regional Field Office: U.S. Division of Animal and Food Office of the Center Director. Customhouse, Second and Chestnut Microbiology. Environmental Health and Program Sts., rm. 900, Philadelphia, PA 19106. Center for Devices and Radiological Assurance Staff. Philadelphia District Office: U.S. Health.17 Office of Research. Customhouse, Second and Chestnut Office of the Center Director. Technology Advancement Staff. Sts., rm. 900, Philadelphia, PA 19106. Equal Employment Opportunity Staff. Division of Biochemical Toxicology. Baltimore District Office: 900 Madison Office of Systems and Management. Division of Genetic and Reproductive Ave., Baltimore, MD 21201–2199. Integrity Committee and Conference Toxicology. Cincinnati District Office: 6751 Steger Management Staff. Division of Biometry and Risk Dr., Cincinnati, OH 45237–3097. Division of Management Operations. Assessment. Forensic Chemistry Center: 1141 Division of Information Division of Microbiology. Central Pkwy., Cincinnati, OH 45202– Dissemination. Division of Chemistry. 1097. Division of Information Technology Division of Neurotoxicology. New Jersey District Office: Waterview Management. Division of Veterinary Services. Corporate Center, 10 Waterview Blvd., Division of Planning, Analysis, and Division of Molecular Epidemiology. 3d Floor, Parsippany, NJ 07054. Finance. Office of Management. Chicago District Office: 300 South Office of Compliance. Office of Management Services. Riverside Plaza, suite 550, South Promotion and Advertising Policy Contracts and Procurement Staff. Chicago, IL 60606. Staff. Division of Facilities, Engineering, Detroit District Office: 1560 East Division of Bioresearch Monitoring. and Maintenance. Jefferson Ave., Detroit, MI 48207–3179. Division of Program Operations. Division of Administrative Services. Minneapolis District Office: 240 Division of Enforcement I. Office of Planning, Finance and Hennepin Ave., Minneapolis, MN Division of Enforcement II. Information Technology. 55401–1912. Division of Enforcement III. Division of Planning. SOUTHEAST REGION Office of Device Evaluation. Division of Financial Management. Program Management Staff. Division of Information Technology. Regional Field Office: 60 Eighth St. Program Operations Staff. 3. Section 5.210 is revised to read as NE., Atlanta, GA 30309. Division of Cardiovascular, follows: Southeast Regional Laboratory: 60 Respiratory, and Neurological Devices. Eighth St. NE., Atlanta, GA 30309. Division of Reproductive, Abdominal, § 5.210 FDA Public Information Offices. Atlanta District Office: 60 Eighth St. Ear, Nose, Throat, and Radiological (a) Dockets Management Branch NE., Atlanta, GA 30309. Devices. (HFA–305). The Dockets Management Nashville District Office: 297 Plus Division of General and Restorative Branch Public Room is located in rm. Park Blvd., Nashville, TN 37217. Devices. 1061, 5630 Fishers Lane, Rockville, MD New Orleans District Office: 4298 Division of Clinical Laboratory 20852. Telephone: 301–827–6860. Elysian Fields Ave., New Orleans, LA Devices. (b) Freedom of Information Staff 70122. Division of Ophthalmic Devices. (HFI–35). The Freedom of Information Florida District Office: 555 Winderley, Division of Dental, Infection Control, Public Room is located in rm. 12A–30, suite 200, Maitland, FL 32751. and General Hospital Devices. Parklawn Bldg., 5600 Fishers Lane, San Juan District Office: 466 Office of Science and Technology. Rockville, MD 20857. Telephone: 301– Fernandez Juncos Ave., San Juan, PR Division of Mechanics and Materials 827–6567. 00901–3223. (c) Press Relations Staff (HFI–40). The Science. SOUTHWEST REGION Division of Life Sciences. Press Offices are located in rm. 15–05, Division of Physical Sciences. Parklawn Bldg., 5600 Fisher Lane, Regional Field Office: 7920 Elmwood Division of Electronics and Computer Rockville, MD 20857. Telephone: 301– Rd., suite 102, Dallas, TX 75247–4982. Sciences. 827–6242; and in rm. 3807, FB–8, 200 Dallas District Office: 3310 Live Oak Division of Management Information C St. SW., Washington, DC 20204. St., Dallas, TX 75204. and Support Services. Telephone 202–205–4144. Denver District Office: Bldg. 20, Office of Health and Industry 4. Section 5.215 is revised to read as Denver Federal Center, Sixth and Programs. follows: Kipling Sts., P.O. Box 25087, Denver, CO 80225–0087. 17 Mailing address: 9200 Corporate Blvd., 18 Mailing address: 3900 NCTR Dr., Jefferson, AR Kansas City District Office: 11630 Rockville, MD 20850. 72079. West 80th St., Lenexa, KS 66214–3338.

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St. Louis Branch:12 Sunnen Dr., suite FOR FURTHER INFORMATION CONTACT: has deemed the reclassification petition 122, St. Louis, MO 63143–3800. Janet L. Scudiero, Center for Devices withdrawn. Arkansas Regional Laboratory: 3900 and Radiological Health (HFZ–410), II. Findings With Respect to Risks and NCTR Rd., Bldg. 14–T, rm. 104, Food and Drug Administration, 9200 Benefits Jefferson, AR 72079–9502. Corporate Blvd., Rockville, MD 20850, 301–594–1184. Under section 515(b)(3) of the act, PACIFIC REGION FDA is adopting the findings it Regional Field Office: 1301 Clay St., SUPPLEMENTARY INFORMATION: published in the proposed rule. As suite 1180–N, Oakland, CA 94612–5217. I. Background required by section 515(b) of the act, San Francisco District Office: 1431 FDA published its findings regarding: Harbor Bay Pkwy., Alameda, CA 94502– In the Federal Register of August 18, (1) The degree of risk of illness or injury 7070. 1998 (63 FR 44177), FDA published a designed to be eliminated or reduced by Los Angeles District Office: 19900 proposed rule to require the filing under requiring that these devices have an MacArthur Blvd., suite 300, Irvine, CA section 515(b) of the Federal Food, approved PMA or a declared completed 92715. Drug, and Cosmetic Act (the act) (21 PDP; and (2) the benefits to the public Seattle District Office: P.O. Box 3012, U.S.C. 360e(b)), of a PMA or a notice of from the use of the devices. Bothell, WA 98021–3012. completion of a PDP for three These findings are based on the Pacific Regional Laboratory, SW.: preamendment class III devices. In reports and recommendations of the 1521 West Pico Blvd., Los Angeles, CA accordance with section 515(b)(A)(2) of advisory committees (the panels) for 90015–2488. the act, FDA included in the preamble these devices, the Anesthesiology and Pacific Regional Laboratory, NW.: to the proposal the agency’s proposed Respiratory Devices Panel, the 22201 23d Dr. SE., Bothell, WA 98021– findings with respect to the degree of Obstetrical and Gynecological Devices 4421. risk of illness or injury designed to be Panel, and the Orthopedic and eliminated or reduced by requiring the Rehabilitation Devices Panel for the Dated: April 5, 2000. classification of the devices along with William K. Hubbard, devices to meet the premarket approval requirements of the act, and the benefits any additional information that FDA Senior Associate Commissioner for Policy, discovered. Additional information can Planning, and Legislation. to the public from use of the devices. The proposed rule also provided an be found in the proposed and final rules [FR Doc. 00–9126 Filed 4–12–00; 8:45 am] opportunity for interested persons to classifying these devices published in BILLING CODE 4160±01±F submit comments on the proposed rule the Federal Register of November 2, and the agency’s findings. Under section 1979 (44 FR 63292), and July 16, 1982 515(b)(2)(B) of the act, FDA provided an (47 FR 31130), for the lung water DEPARTMENT OF HEALTH AND monitor; April 3, 1979 (44 FR 19894), HUMAN SERVICES opportunity for interested persons to request a change in the classification of and February 26, 1980 (45 FR 12682), for the powered vaginal muscle Food and Drug Administration the device based on new information relevant to its classification. If anyone stimulator; and August 28, 1979 (44 FR 50458), and November 23, 1983 (48 FR 21 CFR Parts 868, 884, and 890 wanted to submit a petition requesting a change in the classification of the 53032), for the stair-climbing [Docket No. 98N±0564] three devices, they were required to wheelchair. submit it by September 2, 1998. The III. The Final Rule Medical Devices; Effective Date of comment period closed November 16, Requirement for Premarket Approval Under section 515(b)(3) of the act, 1998. for Three Preamendment Class III FDA is adopting the findings as Devices FDA received no comments on the published in the preamble to the proposed rule. FDA received one citizen proposed rule and issuing this final rule AGENCY: Food and Drug Administration, petition requesting a change in the to require premarket approval of these HHS. classification of the stair-climbing generic types of devices for class III ACTION: Final rule. wheelchair from class III to class II. FDA preamendment devices by revising parts reviewed the petition and determined 868, 884, and 890 (21 CFR parts 868, SUMMARY: The Food and Drug that there was not sufficient information 884, and 890). Administration (FDA) is issuing a final to establish special controls to Under the final rule, a PMA or a rule to retain three class III reasonably assure the safety and notice of completion of a PDP is preamendment devices in class III and effectiveness of the device. FDA required to be filed on or before July 12, to require the filing of a premarket informed the petitioner in a letter dated 2000, for any of these class III approval application (PMA) or a notice May 10, 1999, that if additional preamendment devices that were in of completion of a product development information was submitted under commercial distribution before May 28, protocol (PDP) for the following devices: section 513(e) of the act (21 U.S.C. 1976, or that have been found by FDA The lung water monitor, the powered 360c(e)) within 30 days to support the to be substantially equivalent to such a vaginal muscle stimulator, and the stair- reclassification of the device, FDA device on or before July 12, 2000. An climbing wheelchair. The agency has would review the information. FDA also approved PMA or a declared completed summarized its findings regarding the stated that if the petitioner did not PDP is required to be in effect for any degree of risk of illness or injury submit additional information within 30 such devices on or before 180 days after designed to be eliminated or reduced by days to show that sufficient information FDA files the application. Any other requiring the devices to meet the is available to establish special controls class III preamendment device subject to statute’s approval requirements and the to reasonably assure the safety and this rule that was not in commercial benefits to the public from the use of the effectiveness of the device, FDA would distribution before May 28, 1976, is devices. deem the reclassification petition required to have an approved PMA or a DATES: This rule is effective April 13, withdrawn. FDA has not received any declared completed PDP in effect before 2000. new information from the petitioner and it may be marketed.

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If a PMA or a notice of completion of manufacturer is no longer interested in (c) Date PMA or notice of completion a PDP for any of these class III marketing this device because there is of a PDP is required. A PMA or a notice preamendment devices is not filed on or limited demand for it. Therefore, the of completion of a PDP for a device is before the 90th day past the effective agency certifies that the final rule will required to be filed with the Food and date of this regulation, that device will not have a significant impact on a Drug Administration on or before July be deemed adulterated under section substantial number of small entities. 12, 2000, for any powered vaginal 501(f)(1)(A) of the act (21 U.S.C. Therefore, under the Regulatory muscle stimulator for therapeutic use 351(f)(1)(A)), and commercial Flexibility Act, no further analysis is that was in commercial distribution distribution of the device will be required. before May 28, 1976, or that has, on or required to cease immediately. The before July 12, 2000, been found to be device may, however, be distributed for VI. Paperwork Reduction Act of 1995 substantially equivalent to a powered investigational use, if the requirements FDA concludes that this final rule of the investigational device exemption contains no collections of information. vaginal muscle stimulator that was in (IDE) regulations (21 CFR part 812) are Therefore, clearance by the Office of commercial distribution before May 28, met. Management and Budget under the 1976. Any other powered vaginal Paperwork Reduction Act of 1995 is not muscle stimulator for therapeutic use IV. Environmental Impact required. shall have an approved PMA or The agency has determined under 21 declared completed PDP in effect before CFR 25.30(h) that this action is of a type List of Subjects in 21 CFR Parts 868, being placed in commercial that does not individually or 884, and 890 distribution. cumulatively have a significant effect on Medical devices. the human environment. Therefore, Therefore, under the Federal Food, PART 890ÐPHYSICAL MEDICINE neither an environmental assessment Drug, and Cosmetic Act and under DEVICES nor an environmental impact statement authority delegated to the Commissioner is required. of Food and Drugs, 21 CFR parts 868, 5. The authority citation for 21 CFR part 890 continues to read as follows: V. Analysis of Impacts 884, and 890 are amended as follows: Authority: 21 U.S.C. 351, 360, 360c, 360e, FDA has examined the impacts of the PART 868ÐANESTHESIOLOGY 360j, 371. final rule under Executive Order 12866 DEVICES and the Regulatory Flexibility Act (5 6. Section 890.3890 is amended by 1. The authority citation for 21 CFR U.S.C. 601–612) (as amended by subtitle revising paragraph (c) to read as follows: D of the Small Business Regulatory part 868 continues to read as follows: Fairness Act of 1996 (Public Law 104– Authority: 21 U.S.C. 351, 360, 360c, 360e, § 890.3890 Stair-climbing wheelchair. 121)), and the Unfunded Mandates 360j, 371. * * * * * Reform Act of 1995 (Public Law 104–4). 2. Section 868.2450 is amended by (c) Date PMA or notice of completion Executive Order 12866 directs agencies revising paragraph (c) to read as follows: to assess all costs and benefits of of a PDP is required. A PMA or notice available regulatory alternatives and, § 868.2450 Lung water monitor. of completion of a PDP for a device when regulation is necessary, to select * * * * * described in paragraph (b) of this regulatory approaches that maximize (c) Date PMA or notice of completion section is required to be filed with the net benefits (including potential of a PDP is required. A PMA or a notice Food and Drug Administration on or economic, environmental, public health of completion of a PDP for a device is before July 12, 2000, for any stair- and safety, and other advantages; required to be filed with the Food and climbing wheelchair that was in distributive impacts; and equity). The Drug Administration on or before July commercial distribution before May 28, agency believes that this final rule is 12, 2000, for any lung water monitor 1976, or that has, on or before July 12, consistent with the regulatory that was in commercial distribution 2000, been found to be substantially philosophy and principles identified in before May 28, 1976, or that has, on or equivalent to a stair-climbing the Executive Order. In addition, the before July 12, 2000, been found to be wheelchair that was in commercial final rule is not a significant regulatory substantially equivalent to a lung water distribution before May 28, 1976. Any action as defined by the Executive Order monitor that was in commercial other stair-climbing wheelchair shall and so is not subject to review under the distribution before May 28, 1976. Any have an approved PMA or declared Executive Order. other lung water monitor device shall completed PDP in effect before being On August 14, 1996 (60 FR 41984), have an approved PMA or declared placed in commercial distribution. FDA issued an order under section completed PDP in effect before being 515(i) of the act requiring manufacturers placed in commercial distribution. Dated: April 3, 2000. of these three devices (among others) to Linda S. Kahan, submit information concerning the PART 884ÐOBSTETRICAL AND Deputy Director for Regulations Policy, Center safety and effectiveness of the devices. GYNECOLOGICAL DEVICES for Devices and Radiological Health. Manufacturers were required to comply [FR Doc. 00–9135 Filed 4–12–00; 8:45 am] with this order, if they wished to market 3. The authority citation for 21 CFR BILLING CODE 4160±01±F the device. FDA received no part 884 continues to read as follows: submissions in response to this order for Authority: 21 U.S.C. 351, 360, 360c, 360e, these three devices. Although one 360j, 371. manufacturer submitted a 4. Section 884.5940 is amended by reclassification petition for the stair- revising paragraph (c) to read as follows: climbing wheelchair in response to the proposed rule, the manufacturer did not § 884.5940 Powered vaginal muscle respond to requests for additional stimulator for therapeutic use. information. FDA believes that the * * * * *

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DEPARTMENT OF HEALTH AND information to show that general manufacturers to existing voluntary HUMAN SERVICES controls themselves will assure safety standards. and effectiveness, but for which there is After reviewing the data in the Food and Drug Administration sufficient information to establish petition and presented before the Panel, performance standards to provide such FDA agreed with the Panels 21 CFR Part 878 assurance. The SMDA broadened the recommendation that the 316L stainless steel sutures, and substantially [Docket No. 86P±0087] definition of class II devices to mean those devices for which there is equivalent devices of this generic type, Medical Devices; Reclassification and insufficient information to show that intended for use in abdominal wound Codification of the Stainless Steel general controls themselves will assure closure, intestinal anastomosis, hernia Suture safety and effectiveness, but for which repair, and sternal closure should be there is sufficient information to reclassified from class III to class II, and AGENCY: Food and Drug Administration, establish special controls to provide that the issuance of a performance HHS. such assurance, including performance standard for the device would be a low ACTION: Final rule. standards, postmarket surveillance, priority. patient registries, development and On July 30, 1986, FDA issued an order SUMMARY: The Food and Drug dissemination of guidelines, to the petitioner reclassifying the 316L Administration (FDA) is announcing recommendations, and any other stainless steel suture, and substantially that it has issued an order in the form appropriate actions the agency deems equivalent devices for this generic type, of a letter to Alto Development Corp. necessary (section 513(a)(1)(B) of the from class III into class II. Inadvertently, (the petitioner) reclassifying the 316L act). FDA neglected to announce the stainless steel suture for use in The 1976 amendments broadened the reclassification order in the Federal abdominal wound closure, intestinal definition of ‘‘device’’ in section 201(h) Register. anastomosis, hernia repair, and sternal of the act (21 U.S.C. 321(h)) to include Accordingly, as required by closure from class III (premarket certain articles that were once regulated § 860.136(b)(6), FDA is announcing the approval) to class II (special controls). as drugs. Under the 1976 amendments, reclassification of the generic 316L The order is being codified in the Code Congress classified all transitional stainless steel suture from class III to of Federal Regulations (CFR). Although devices, i.e., those devices previously class II. In addition, FDA is issuing this FDA reclassified the device in 1986, it regulated as new drugs, including final rule to codify the reclassification of inadvertently neglected to publish a stainless steel sutures, into class III. the device by adding new § 878.4495. notice of the reclassification in the On December 16, 1977, FDA Federal Register or codify the change in II. Environmental Impact published a notice in the Federal the CFR. The agency has determined under 21 Register (42 FR 63472), that identified CFR 25.34(b) that this action is of a type DATES: This rule is effective May 15, sutures as class III devices under the 2000. that does not individually or transitional provisions of the act for cumulatively have a significant effect on FOR FURTHER INFORMATION CONTACT: which premarket approval is required. the human environment. Therefore, Stephen P. Rhodes, Center for Devices Section 520(l)(2) of the act (21 U.S.C. neither an environmental assessment and Radiological Health (HFZ–410), 360j(l)(2)) provides that, in addition to nor an environmental impact statement Food and Drug Administration, 9200 the Secretary of Health and Human is required. Corporate Blvd., Rockville, MD 20850, Services, the manufacturer or importer 301–594–3090. of a device classified into class III under III. Analysis of Impacts SUPPLEMENTARY INFORMATION: the transitional provisions, may file a FDA has examined the impacts of the petition for reclassification of the device final rule under Executive Order 12866 I. Background into class I or class II. The procedures and the Regulatory Flexibility Act (5 The Federal Food, Drug, and Cosmetic for filing and review of petitions for U.S.C. 601–612) (as amended by subtitle Act (the act) (21 U.S.C. 321 et seq.), as reclassification of transitional devices D of the Small Business Regulatory amended by the Medical Device are set forth in § 860.136 (21 CFR Fairness Act of 1996 (Public Law 104– Amendments of 1976 (the 1976 860.136). 121), and the Unfunded Mandates amendments) (Public Law 94–295), the On February 21, 1986, FDA filed the Reform Act of 1995 (Public Law 104–4)). Safe Medical Devices Act of 1990 (the petition submitted by the petitioner, Executive Order 12866 directs agencies SMDA) (Public Law 101–629), and the requesting reclassification of the 316L to assess all costs and benefits of Food and Drug Administration stainless steel sutures from class III to available regulatory alternatives and, Modernization Act of 1997 (FDAMA) class II. FDA consulted with the General when regulation is necessary, to select (Public Law 105–115), established a and Plastic Surgery Devices Panel (the regulatory approaches that maximize comprehensive system for the regulation Panel) regarding reclassification of the net benefits (including potential of medical devices intended for human devices. During an open panel meeting economic, environmental, public health use. Section 513 of the act (21 U.S.C. on March 25, 1986, the Panel and safety, and other advantages; 360c) established three categories recommended that FDA reclassify the distributive impacts; and equity). The (classes) of devices, depending on the 316L stainless steel sutures intended for agency believes that this final rule is regulatory controls needed to provide use in abdominal wound closure, consistent with the regulatory reasonable assurance of their safety and intestinal anastomosis, hernia repair, philosophy and principles identified in effectiveness. The three categories of and sternal closure, from class III to the Executive Order. In addition, the devices are class I (general controls), class II. In addition, the Panel final rule is not a significant regulatory class II (special controls), and class III recommended that FDA assign a low action as defined by the Executive Order (premarket approval). priority for the development of a and so is not subject to review under the Under the 1976 amendments, class II performance standard based on the long Executive Order. devices were defined as those devices history of safe use of the device and the The Regulatory Flexibility Act for which there is insufficient conformance by stainless steel requires agencies to analyze regulatory

VerDate 202000 16:54 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00011 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm08 PsN: 13APR1 19836 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations options that would minimize any DEPARTMENT OF TRANSPORTATION leaf of the drawbridge unless one hour significant impact of a rule on small advance notification is provided by the entities. Reclassification of the device Coast Guard vessel operator to the drawbridge tender from class III to class II has relieved all which would allow a full double-leaf manufacturers of the device of the cost 33 CFR Part 117 opening. The deviation is effective for a of complying with the premarket [CGD07±00±022] period of 50 days beginning on March approval requirements in section 515 of 28, 2000 and ending on May 16, 2000. RIN 2115±AE47 the act (21 U.S.C. 360e). Because Dated: March 21, 2000. reclassification has reduced regulatory Drawbridge Operation Regulations; T.W. Allen, costs with respect to this device, no Wappoo Creek (ICW), Charleston, SC Rear Admiral, U.S. Coast Guard Commander, significant economic impact has been Seventh Coast Guard District. AGENCY: imposed on any small entities, and it Coast Guard, DOT. [FR Doc. 00–9220 Filed 4–12–00; 8:45 am] ACTION: may have permitted small potential Notice of temporary deviation BILLING CODE 4910±15±P competitors to enter the marketplace by from regulations. lowering their costs. The agency SUMMARY: Notice is hereby given that therefore certifies that this final rule the Commander, Seventh Coast Guard does not have a significant economic District has approved a temporary ENVIRONMENTAL PROTECTION impact on a substantial number of small deviation from the regulations AGENCY entities. In addition, this final rule will governing the operation of the Folly 40 CFR Part 52 not impose costs of $100 million or Road (SC Route 171) drawbridge across more on either the private sector or the Atlantic Intracoastal Waterway, mile State, local, and tribal governments in 470.8, Charleston, Charleston County, [FRL±6566±9] the aggregate, and therefore a summary South Carolina. This deviation allows Finding of Failure To Submit a statement or analysis under section the drawbridge owner or operator to Required State Implementation Plan 202(a) of the Unfunded Mandates open only a single leaf of the for Carbon Monoxide; Spokane, WA Reform Act of 1995 is not required. drawbridge, and requires one hour advance notification to accommodate a AGENCY: Environmental Protection List of Subjects in 21 CFR Part 878 request for a full double-leaf opening. Agency (EPA). This temporary schedule allows the Medical devices. ACTION: Finding of failure to submit. bridge owner to safely conduct Therefore, under the Federal Food, necessary repairs to the drawbridge. SUMMARY: EPA is taking final action in Drug, and Cosmetic Act and under DATES: This deviation is effective from making a finding, under the Clean Air authority delegated to the Commissioner March 28, 2000 to May 16, 2000. Act (CAA or Act), that Washington of Food and Drugs, 21 CFR part 878 is FOR FURTHER INFORMATION CONTACT: Mr. failed to make a carbon monoxide (CO) amended as follows: Brodie Rich, Project Manager, Seventh nonattainment area State Coast Guard District, Bridge Section at Implementation Plan (SIP) submittal PART 878ÐGENERAL AND PLASTIC (305) 536–5117. required for Spokane under the Act. SURGERY DEVICES SUPPLEMENTARY INFORMATION: The Folly Under certain provisions of the Act, states are required to submit SIPs 1. The authority citation for 21 CFR Road drawbridge across the Atlantic providing for, among other things, part 878 continues to read as follows: Intracoastal Waterway at Charleston, has a vertical clearance of 33 feet above reasonable further progress and Authority: 21 U.S.C. 351, 360, 360c, 360e, mean high water (MHW) and 38 feet attainment of the CO National Ambient 360j, 360l, 371. above mean low water (MLW) measured Air Quality Standards (NAAQS) in areas 2. Section 878.4495 is added to at the fenders in the closed position. On classified as serious. The deadline for subpart E to read as follows: February 27, 2000, Coastal Marine submittal of this plan for Spokane was Construction, Incorporated, the October 13, 1999. This action triggers § 878.4495 Stainless steel suture. contractor representing the drawbridge the 18-month time clock for mandatory application of sanctions and 2-year time (a) Identification. A stainless steel owner, requested a deviation from the clock for a Federal Implementation Plan suture is a needled or unneedled current operating regulation in 33 CFR 117.5 which requires drawbridge to (FIP) under the Act. This action is nonabsorbable surgical suture composed consistent with the CAA mechanism for of 316L stainless steel, in USP sizes 12– open promptly and fully when a request to open is given. This temporary assuring SIP submissions. 0 through 10, or a substantially deviation was requested to allow equivalent stainless steel suture, EFFECTIVE DATE: This action is effective necessary repairs to the drawbridge in a intended for use in abdominal wound as of April 13, 2000. critical time sensitive manner. The ADDRESSES: Written comments should closure, intestinal anastomosis, hernia contractor has advised us that the repair, and sternal closure. be addressed to: Ms. Debra Suzuki, drawbridge is likely to suffer failure of Office of Air Quality (OAQ–107), EPA, (b) Classification. Class II (special operation, which would increase the 1200 Sixth Avenue, Seattle, Washington controls). intensity and length of time in order to 98101. Dated: March 29, 2000. complete the necessary repairs. The District Commander has granted FOR FURTHER INFORMATION CONTACT: Linda S. Kahan, a temporary deviation from the Christi Lee, Office of Air Quality (OAQ), Deputy Director for Regulations Policy, Center operating requirements listed in 33 CFR U.S.EPA, Region 10, Washington for Devices and Radiological Health. 117.5 for the purpose of conducting Operations Office, 300 Desmond Drive [FR Doc. 00–9129 Filed 4–12–00; 8:45 am] repairs to the drawbridge. Under this SE, Suite 102, Lacey, Washington, BILLING CODE 4160±01±F deviation, the Folly Road (SC Route 98503, Telephone (360) 753–9079. 171) Drawbridge need only open one SUPPLEMENTARY INFORMATION:

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I. Background monitoring site in 1995. In 1996 the CO State makes the required SIP submittal The CAA Amendments of 1990 were standard was exceeded once, at two and EPA takes final action to approve enacted on November 15, 1990. Under different monitoring sites. Both 1997 the submittal before April 13, 2002, Section 107(d)(1)(c) of the amended and 1998 had no exceedance. (section 110 (c) (1) of the Act). EPA The State had 18 months or until CAA, each CO area designated encourages the responsible parties in October 13, 1999, to submit a new State nonattainment prior to enactment of the Washington State to continue working Implementation Plan (SIP) 1990 Amendments, such as the Spokane together on the CO Plan which can demonstrating attainment of the CO area, was designated nonattainment by eliminate the need for potential NAAQS as expeditiously as practicable operation of law upon enactment of the sanctions and FIP. but no later than December 31, 2000, the 1990 Amendments. Under section 186 CAA attainment date for serious areas. II. Final Action (a) of the Act, each CO area designated Notwithstanding significant efforts by A. Finding of Failure To Submit nonattainment under section 107 (d) the Washington State Department of was also classified by operations of law Ecology, the Spokane County Air Today, EPA is making a finding of as either ‘‘moderate’’ or ‘‘serious’’ Pollution Control Authority and the failure to submit for the Spokane CO depending on the severity of the area’s Spokane Regional Transportation nonattainment area, due to failure of the air quality problem. CO areas with Authority to complete their CO SIP, the State to submit a SIP revision design values between 9.1 and 16.4 state has failed to meet the October 13, addressing the serious area CO parts per million (ppm), such as the 1999 deadline for the required SIP requirements of the CAA. Spokane area, were classified as submission. EPA is therefore compelled B. Effective Date Under the moderate. These nonattainment to find that the State of Washington has Administrative Procedures Act designations and classifications were failed to make the required SIP codified in 40 CFR part 81. See 56 FR submission for Spokane. The CAA EPA has issued this action as a 56846 (November 6, 1991). established specific consequences if rulemaking because the Agency has (1) The CO nonattainment area is the EPA finds that a State has failed to meet treated this type of action as rulemaking ‘‘Spokane urban area (as defined by the certain requirements of the CAA. Of in the past. However, EPA believes that Washington Department of particular relevance here is CAA section it would have the authority to issue this Transportation urban area maps).’’ 40 179(a)(1), the mandatory sanctions action in an informal adjudication, and CFR 81.348. provisions. Sections 179 (a) sets forth is considering which administrative States containing areas that were four findings that form the basis for process’rulemaking or informal classified as moderate nonattainment by applications of a sanction. The first adjudication’is appropriate for future operation of law under section 107 (d) finding, that a State has failed to submit actions of this kind. Because EPA is were required to submit SIPs designed a plan required under the CAA, is the issuing this action as a rulemaking, the to attain the CO NAAQS as finding relevant to this rulemaking. Administrative Procedures Act (APA) expeditiously as practicable but no later If Washington has not made the applies. Today’s action will be effective than December 31,1995. An attainment required complete submittal by October on April 13, 2000. Under the APA, 5 plan meeting most of the requirements 13, 2001, pursuant to CAA section 179 U.S.C. 553 (d) (3), agency rulemaking of the Act was submitted by Ecology to (a) and 40 CFR 52.31, the offset sanction may take effect before 30 days after the EPA as a revision to the State identified in CAA section 179 (b) will be date of publication in the Federal Implementation Plan (SIP) on January applied in the affected area. If the State Register if an agency has good cause to 22, 1993. Ecology submitted an has still not made a complete mandate an earlier effective date. additional SIP revision to EPA on April submission by April 13, 2002, then the Today’s action concerns a SIP 30, 1996. EPA approved a portion of the highway funding sanction will apply in submission that is already overdue and attainment plan submitted (the 1990 the affected area, in accordance with 40 the State is aware of applicable base year emission inventory, the CFR 52.31. In addition, CAA section 110 provisions of the CAA relating to vehicle miles traveled (VMT) tracking (c) provides that EPA must promulgate overdue SIPs. In addition, today’s action and forecasting provision, the VMT and a Federal Implementation Plan (FIP). simply starts a ‘‘clock’’ that will not Oxygenated fuel contingency measures (3) In a 1994 rulemaking, EPA result in sanctions for 18 months, and and the deletion of two unimplemented established the Agency’s selection of the that the State may ‘‘turn off’’ through transportation control measures). EPA sequence of these two sanctions: the the submission of a complete SIP deferred action on that part of the SIP offset sanction under section 179 (b) (2) submittal. These reasons support an revision which consisted of the Spokane shall apply at 18 months, followed 6 effective date prior to 30 days after the CO attainment demonstration and the months later by the highway sanction date of publication. emissions budget provision. See 62 FR under section 179 (b) (1) of the Act. EPA C. Notice-and-Comment Under the 49442 (September 22, 1997). does not choose to deviate from this Administrative Procedures Act (2) The moderate area SIP presumptive sequence in this instance. requirements are set forth in section 187 For more details on the timing and This document is a final agency (a) of the Act and differ depending on implementation of the sanctions, see 59 action, but is not subject to the notice- whether the area’s design value is below FR 39832 (August 4, 1994), and-comment requirements of the APA, or above 12.7 ppm. The Spokane area promulgating 40 CFR 52.31, ‘‘Selection 5 U.S.C. 533(b). EPA believes that has a design value above 12.7 ppm. 40 of sequence of mandatory sanctions for because of the limited time provided to CFR 81.348. findings made pursuant to section 179 make findings of failure to submit Effective April 13, 1998, (63 FR of the Clean Air Act.’’ regarding SIP submissions, Congress did 12007, March 12, 1998) the Spokane The sanctions will not take effect if, not intend such findings to be subject to area was reclassified as a serious before October 13, 2001, EPA finds that notice-and-comment rulemaking. nonattainment area for not meeting the the State has made a complete submittal However, to the extent such findings are moderate area attainment date of of a plan addressing the serious area CO subject to notice-and-comment December 31, 1995. EPA found that the requirements for Spokane. In addition, rulemaking, EPA invokes the good cause standard was exceeded four times at one EPA will not promulgate a FIP if the exception pursuant to the APA, 5 U.S.C.

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553(d)(3). Notice and comment are Comptroller General of the United DATES: This rule is effective on June 12, unnecessary because no EPA judgment States prior to publication of the rule in 2000, unless EPA receives relevant is involved in making a nonsubstantive the Federal Register. A major rule adverse written comments by May 15, finding of failure to submit SIPs cannot take effect until 60 days after it 2000. If EPA receives adverse comment, required by the CAA. Furthermore, is published in the Federal Register. it will publish a timely withdrawal of providing notice and comment would This action is not a ‘‘major rule’’ as the rule in the Federal Register and be impracticable because of the limited defined by 5 U.S.C. 804(2). This rule inform the public that the rule will not time provided under the statute for will be effective April 13, 2000. take effect. making such determinations. Finally, Under section 307(b)(1) of the Clean ADDRESSES: All comments should be notice and comment would be contrary Air Act, petitions for judicial review of addressed to: J. Elmer Bortzer, Chief, to the public interest because it would this action must be filed in the United Regulation Development Section, Air divert Agency resources from the States Court of Appeals for the Programs Branch (AR–18J), U.S. critical substantive review of submitted appropriate circuit by June 12, 2000. Environmental Protection Agency, 77 SIPs. See 58 FR 51270, 51272, note 17 Filing a petition for reconsideration by West Jackson Boulevard, Chicago, IL (October 1, 1993); 59 FR 39832, 39853 the Administrator of this final rule does 60604. (August 4, 1994). not affect the finality of this rule for the Copies of the State submittal and III. Administrative Requirements purposes of judicial review nor does it extend the time within which a petition other relevant documents used in As required by section 3 of Executive for judicial review may be filed, and support of this action are available at Order 12988 (61 FR 4729, February 7, shall not postpone the effectiveness of the following address for inspection 1996), in issuing this notice, EPA has such rule or action. This action may not during normal business hours: U.S. taken the necessary steps to eliminate be challenged later in proceedings to Environmental Protection Agency, drafting errors and ambiguity, minimize enforce its requirements. (See section Region 5, Air Programs Branch, Air and potential litigation, and provide a clear 307(b)(2).) Radiation Division, 77 West Jackson legal standard for affected conduct. EPA Boulevard, Chicago, IL 60604. has complied with Executive Order List of Subjects in 40 CFR Part 52 FOR FURTHER INFORMATION CONTACT: 12630 (53 FR 8859, March 15, 1988) by Environmental protection, Air Mary Portanova, USEPA Region 5, (312) examining the takings implications of pollution control, Carbon monoxide, 353–5954. the action in accordance with the Intergovernmental relations. ‘‘Attorney General’s Supplemental SUPPLEMENTARY INFORMATION: The Guidelines for the Evaluation of Risk Dated: March 20, 2000. Jane Moore, supplemental information is organized and Avoidance of Unanticipated in the following order: Takings’ issued under the executive Acting Regional Administrator, Region X. order. This action does not impose an [FR Doc. 00–7627 Filed 4–12–00; 8:45 am] I. What action is being taken in this document? information collection burden under the BILLING CODE 6560±50±P provisions of the Paperwork Reduction II. What is the SIP? III. Does approval of a variance create a Act of 1995 (44 U.S.C. 3501 et seq.). The permanent SIP revision? Office of Management and Budget ENVIRONMENTAL PROTECTION IV. What has changed in the Illinois SO2 SIP? (OMB) has exempted this regulatory AGENCY V. Why was this SIP revision requested? action from Executive Order 12866, VI. What are the National Ambient Air entitled ‘‘Regulatory Planning and 40 CFR Part 52 Quality Standards? Review.’’ [IL190±1a; FRL±6574±1] VII. What are the NAAQS for sulfur dioxide? The Congressional Review Act, 5 VIII. What are the requirements for SIP U.S.C. 801 et seq., as added by the Small Approval and Promulgation of Air approval? Business Regulatory Enforcement Quality Implementation Plans; Illinois; IX. Does this SIP revision request meet EPA’s requirements? Fairness Act of 1996, generally provides Approval of a Site-Specific Sulfur that before a rule may take effect, the X. What is EPA’s final rulemaking action? Dioxide Plan Revision for CILCO XI. Administrative Requirements. agency promulgating the rule must Edwards Station submit a rule report, which includes a I. What Action Is Being Taken in This copy of the rule, to each House of the AGENCY: Environmental Protection Document? Congress and to the Comptroller General Agency (EPA). of the United States. However, section ACTION: Direct final rule. EPA is approving a site-specific 808 provides that any rule for which the request to revise Illinois’ SO2 SIP for the issuing agency for good cause finds (and SUMMARY: On May 21, 1999, Illinois Central Illinois Light Company’s E. D. incorporates the finding and a brief submitted a site-specific sulfur dioxide Edwards Generating Station (CILCO statement of reasons therefore in the (SO2) State Implementation Plan (SIP) Edwards) in Bartonville, Peoria County, rule) that notice and public procedure revision request for the Central Illinois Illinois. The revision provides a new set thereon are impracticable, unnecessary Light Company’s Edwards Generating of SO2 emission limits for the plant’s or contrary to the public interest, shall Station in Peoria County, Illinois. The three boilers. These new limits were take effect at such time as the agency requested revision provides for a approved by the Illinois Pollution promulgating the rule determines. 5 temporary relaxation in the fuel quality Control Board (IPCB) as a variance from U.S.C. 808(2). As stated previously, EPA limit for one of the facility’s three State regulation 35 Illinois has made such a good cause finding, boilers, but adds an overall daily sulfur Administrative Code (IAC) 214.141 on including the reasons therefore, and dioxide emission cap for the three April 15, 1999. CILCO signed a established an effective date of April 13, boilers. The State’s submittal included certification of acceptance and 2000. EPA will submit a report dispersion modeling results which agreement to the variance on May 17, containing this rule and other required indicated that the revision will not 1999, and Illinois submitted the information to the U.S. Senate, the U.S. cause violations of the SO2 standards. variance to EPA as a SIP revision on House of Representatives, and the EPA is approving this request. May 21, 1999.

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II. What Is the SIP? 3. CILCO Edwards must determine quality in their communities is The State Implementation Plan is a compliance with these limits on a daily healthful. The NAAQS also present state compilation of federally approved State basis using the SO2 methodology of the and local governments with the air air pollution regulations which are Phase II Acid Rain program set forth in quality levels they must meet to achieve intended to ensure that the State attains 40 CFR part 75. clean air. Since the Clean Air Act’s The plantwide SO emissions limit for and maintains the NAAQS. Revisions to 2 inception in 1970, EPA has set NAAQS CILCO Edwards (35 IAC 214.561), the SIP must be submitted to EPA for for six common air pollutants: carbon which limits Boilers 1, 2, and 3, as a approval. Once approved by EPA, the monoxide, lead, nitrogen dioxide, group, to 34,613 pounds SO2 per hour ozone, particulate matter, and sulfur SIP regulations may be enforced by both (lb/hr) on a 24-hour average, is the State and by EPA. dioxide. For these common air unchanged in the May 21, 1999, SIP pollutants there are two types of III. Does Approval of a Variance Create revision request and remains in effect pollution limits referred to as the a Permanent SIP Revision? for CILCO Edwards. Compliance with primary and secondary standard. The the plantwide limit must also be Variances are temporary changes to a primary standard is based on health determined on a daily basis using the regulation. Variances to approved SIP effects; and the secondary standard is Phase II Acid Rain methodology. limits must be submitted to EPA, based on environmental effects such as The variance also requires CILCO to damage to property, plants, and approved, and incorporated into the SIP make periodic reports to Illinois of the as SIP revisions in order to be federally visibility. The Clean Air Act requires availability and cost of low-sulfur coal these standards be set at levels that enforceable. Without EPA approval, a and Phase II Acid Rain allowances, and variance to a SIP rule has no federal protect public health and welfare with the feasibility of various strategies for an adequate margin of safety. standing, and EPA could enforce against complying with the Phase II Acid Rain the facility for failing to comply with program. CILCO must notify Illinois by VII. What Are the NAAQS for Sulfur the original limits, even though the January 31, 2002, if it intends to request Dioxide? State had allowed the rule variance. a permanent change to its SO2 emission The NAAQS for sulfur dioxide are The April 15, 1999, CILCO variance limits. expires on February 28, 2002, unless expressed in three forms which are CILCO applies to Illinois for a V. Why Was This SIP Revision referred to as the annual, 24-hour and 3- permanent site-specific SIP revision by Requested? hour standards. The SO2 NAAQS are that date, in which case the variance A 1.8 lb/MMBTU emission limit on 0.03 ppm, or 80 micrograms per cubic µ 3 will not terminate until July 31, 2003. It coal-fired boilers in the Peoria area (35 meter ( g/m ), on an annual average, µ 3 is important to note that because the 0.14 ppm (365 g/m ) for a 24-hour IAC 214.141) was adopted by the IPCB µ variance is not a permanent rule change, averaging time, and 0.5 ppm (1300 g/ to help ensure that the Peoria major 3 EPA’s approval of the variance as a SIP metropolitan area would attain and m ) for a 3-hour averaging time. revision will only be in force until maintain the SO2 NAAQS. This limit VIII. What Are the Requirements for February 28, 2002. After that time, if applies to Boiler 2 at CILCO Edwards, SIP Approval? CILCO does not apply to Illinois for a and Boiler 2 must use low-sulfur coal to permanent SIP revision, the federally comply with the limit. CILCO’s coal In order to approve a SIP revision, the EPA must determine that the revised enforceable SO2 emission limits for supplier has notified CILCO that low- CILCO Edwards’ Boiler 2 will revert to sulfur coal will not be available in 2000. rule meets the requirements of section 35 IAC 214.141. If CILCO applies for a No other Illinois coal can be used in 110 of the Clean Air Act and the permanent SIP revision, and the IPCB Boiler 2 and still comply with the 1.8 provisions of 40 CFR part 51. EPA’s allows CILCO Edwards’ variance to lb/MMBTU emission limit. Therefore, criteria for SIP revision approval are continue unamended through July 31, CILCO must purchase low-sulfur coal contained in 40 CFR part 52, subpart A. 2003, then federal approval of the from other States, at a much greater cost. First, revised State rules must be variance will continue until EPA An alternative to using low-sulfur coal properly adopted by the State, with approves alternate SO2 limits for CILCO in Boiler 2 would be to install a adequate public notice and participation. The Illinois Edwards, or until July 31, 2003, scrubber, which would remove SO2 whichever is earlier. from the Boiler 2 stack emissions. Environmental Protection Agency However, this option is also very costly, submitted documents in its May 21, IV. What Has Changed in the Illinois 1999 submittal which verify that the SO SIP? and CILCO has stated that a scrubber 2 could not be installed before 2000. April 15, 1999, rule variance for CILCO CILCO Edwards operates three Therefore, on December 17, 1998, Edwards was properly adopted, with boilers, numbered 1, 2, and 3. CILCO filed a petition with the IPCB for adequate public notice and Previously, the Illinois SO2 SIP limited a variance from 35 IAC 214.141. As a participation. the emissions from Boilers 1 and 3 to condition of the variance which the In addition, States must provide 6.6 pounds sulfur dioxide per million IPCB granted, CILCO must evaluate the dispersion modeling results that show British Thermal Units (lb/MMBTU), and feasibility of different strategies for that revised SO2 rules will not cause or limited Boiler 2’s emissions to 1.8 lb/ complying with Phase II of the Acid contribute to a violation of any of the MMBTU. Illinois’ May 21, 1999, Rain program, including the use of a three SO2 NAAQS. EPA’s guidance on submittal provides for the following rule scrubber, and provide a report of the air quality dispersion modeling is found changes: evaluation to the Illinois Environmental in 40 CFR part 51, appendix W. CILCO 1. The average SO2 emissions from Protection Agency. provided air dispersion modeling data Boilers 1, 2, and 3, as a group, may not to demonstrate that facility operations exceed 4.71 lb/MMBTU actual heat VI. What Are the National Ambient Air under the new emission limits would Quality Standards? input. not lead to a violation of the SO2 2. The average SO2 emissions from The National Ambient Air Quality NAAQS. The Illinois Environmental any one boiler may not exceed 6.6 lb/ Standards (NAAQS) allow the American Protection Agency also provided MMBTU actual heat input. people to assess whether or not the air supplemental modeling information.

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The dispersion modeling information at this time. If no such comments are supporting the need to issue the meets EPA’s requirements. received, this action will be effective on regulation. Finally, the State must demonstrate June 12, 2000. In addition, Executive Order 13084 that the emission limits contained in the requires EPA to develop an effective XI. Administrative Requirements revised rule are enforceable. CILCO process permitting elected and other Edwards uses a Continuous Emissions A. Executive Order 12866 representatives of Indian tribal Monitoring system (CEM) to measure its B. Executive Order 13045 governments ‘‘to provide meaningful SO emissions. The rule variance C. Executive Order 13084 and timely input in the development of 2 D. Executive Order 13132 requires CILCO Edwards to determine E. Regulatory Flexibility Act regulatory policies on matters that compliance with its SO2 limits on a F. Unfunded Mandates significantly or uniquely affect their daily basis using the SO2 methodology G. Submission to Congress and the communities.’’ Today’s rule does not of the Phase II Acid Rain program set Comptroller General significantly or uniquely affect the forth in 40 CFR part 75. These H. National Technology Transfer and communities of Indian tribal compliance methods are acceptable. Advancement Act governments. Accordingly, the I. Petitions for Judicial Review requirements of section 3(b) of IX. Does This SIP Revision Request Executive Order 13084 do not apply to Meet EPA’s Requirements? A. Executive Order 12866 this rule. EPA has determined that this SIP The Office of Management and Budget D. Executive Order 13132 revision request meets the requirements (OMB) has exempted this regulatory for SIP approval, because it is a properly action from Executive Order 12866, Federalism (64 FR 43255, August 10, adopted State rule variance which is entitled ‘‘Regulatory Planning and 1999) revokes and replaces Executive enforceable and protective of the SO2 Review.’’ Order 12612 (Federalism) and Executive NAAQS. For additional information, see Order 12875 (Enhancing the the Technical Support Document for B. Executive Order 13045 Intergovernmental Partnership). this SIP revision request. Protection of Children from Executive Order 13132 requires EPA to develop an accountable process to X. What Is EPA’s Final Rulemaking Environmental Health Risks and Safety ensure ‘‘meaningful and timely input by Action? Risks (62 FR 19885, April 23, 1997) applies to any rule that: (1) Is State and local officials in the EPA is approving the May 21, 1999 determined to be ‘‘economically development of regulatory policies that site-specific SO2 SIP revision request for have federalism implications.’’ ‘‘Policies the Central Illinois Light Company’s significant’’ as defined under Executive Order 12866, and (2) concerns an that have federalism implications’’ is Edwards Generating Station in Peoria defined in the Executive Order to County, Illinois. Because the CILCO environmental health or safety risk that EPA has reason to believe may have a include regulations that have Edwards variance is not a permanent ‘‘substantial direct effects on the States, rule change, EPA’s approval of the disproportionate effect on children. If the regulatory action meets both criteria, on the relationship between the national variance as a SIP revision will only be government and the States, or on the the Agency must evaluate the in force until the variance expires on distribution of power and environmental health or safety effects of February 28, 2002. After that time, if responsibilities among the various the planned rule on children, and CILCO does not apply to Illinois for a levels of government.’’ Under Executive explain why the planned regulation is permanent SIP revision, the federally Order 13132, EPA may not issue a preferable to other potentially effective enforceable SO2 emission limits for regulation that has federalism and reasonably feasible alternatives CILCO Edwards’ Boiler 2 will revert to implications, that imposes substantial considered by the Agency. 35 IAC 214.141. If CILCO applies for a direct compliance costs, and that is not permanent SIP revision, and the IPCB This rule is not subject to Executive required by statute, unless the Federal allows CILCO Edwards’ variance to Order 13045 because it does not involve government provides the funds continue unamended through July 31, decisions intended to mitigate necessary to pay the direct compliance 2003, as stated in the variance, then environmental health or safety risks. costs incurred by State and local federal approval of the variance will C. Executive Order 13084 governments, or EPA consults with continue until EPA approves alternate State and local officials early in the SO2 limits for CILCO Edwards, or until Under Executive Order 13084, EPA process of developing the proposed July 31, 2003, whichever is earlier. This may not issue a regulation that is not regulation. EPA also may not issue a action will be effective on June 12, 2000. required by statute, that significantly regulation that has federalism EPA is publishing this action without affects or uniquely affects the implications and that preempts State prior proposal because EPA views this communities of Indian tribal law unless the Agency consults with as a noncontroversial revision and governments, and that imposes State and local officials early in the anticipates no adverse comments. substantial direct compliance costs on process of developing the proposed However, in a separate document in this those communities, unless the Federal regulation. Federal Register publication, EPA is government provides the funds This final rule will not have proposing to approve the SIP revision necessary to pay the direct compliance substantial direct effects on the States, should adverse written comments be costs incurred by the tribal on the relationship between the national filed. This action will be effective governments. If the mandate is government and the States, or on the without further notice unless EPA unfunded, EPA must provide to the distribution of power and receives relevant adverse written Office of Management and Budget, in a responsibilities among the various comment by May 15, 2000. Should the separately identified section of the levels of government, as specified in Agency receive such comments, it will preamble to the rule, a description of Executive Order 13132, because it publish a withdrawal informing the the extent of EPA’s prior consultation merely approves a state rule public that this action will not take with representatives of affected tribal implementing a federal standard, and effect. Any parties interested in governments, a summary of the nature does not alter the relationship or the commenting on this action should do so of their concerns, and a statement distribution of power and

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00016 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations 19841 responsibilities established in the Clean private sector. This Federal action enforce its requirements. (See section Air Act. Thus, the requirements of approves pre-existing requirements 307(b)(2).) section 6 of the Executive Order do not under State or local law, and imposes List of Subjects in 40 CFR Part 52 apply to this rule. no new requirements. Accordingly, no additional costs to State, local, or tribal Environmental protection, Air E. Regulatory Flexibility Act governments, or to the private sector, pollution control, Incorporation by The Regulatory Flexibility Act (RFA) result from this action. reference, Reporting and recordkeeping generally requires an agency to conduct requirements, Sulfur oxides. G. Submission to Congress and the a regulatory flexibility analysis of any Authority: 42 U.S.C. 7401 et seq. rule subject to notice and comment Comptroller General rulemaking requirements unless the Dated: March 28, 2000. The Congressional Review Act, 5 Francis X. Lyons, agency certifies that the rule will not U.S.C. 801 et seq., as added by the Small Regional Administrator, Region 5. have a significant economic impact on Business Regulatory Enforcement a substantial number of small entities. Fairness Act of 1996, generally provides For the reasons stated in the Small entities include small businesses, that before a rule may take effect, the preamble, part 52, chapter I, title 40 of small not-for-profit enterprises, and agency promulgating the rule must the Code of Federal Regulations is small governmental jurisdictions. submit a rule report, which includes a amended as follows: This final rule will not have a copy of the rule, to each House of the PART 52Ð[AMENDED] significant impact on a substantial Congress and to the Comptroller General number of small entities because SIP of the United States. Section 804, 1. The authority citation for part 52 approvals under section 110 and however, exempts from section 801 the continues to read as follows: subchapter I, part D of the Clean Air Act following types of rules: rules of do not create any new requirements but Authority: 42 U.S.C. 7401–7671q. particular applicability; rules relating to simply approve requirements that the agency management or personnel; and Subpart OÐIllinois State is already imposing. Therefore, rules of agency organization, procedure, because the Federal SIP approval does or practice that do not substantially 2. Section 52.720 is amended by not create any new requirements, I affect the rights or obligations of non- adding paragraph (c)(155) to read as certify that this action will not have a agency parties. 5 U.S.C. 804(3). EPA is follows. significant economic impact on a not required to submit a rule report substantial number of small entities. § 52.720 Identification of plan. regarding this action under section 801 Moreover, due to the nature of the * * * * * because this is a rule of particular Federal-State relationship under the (c) * * * applicability. Clean Air Act, preparation of a (155) On May 21, 1999, the Illinois flexibility analysis would constitute H. National Technology Transfer and Environmental Protection Agency Federal inquiry into the economic Advancement Act submitted a temporary, site-specific reasonableness of state action. The revision to the State Implementation Section 12 of the National Technology Clean Air Act forbids EPA to base its Plan (SIP) for sulfur dioxide (SO2) for actions concerning SIPs on such Transfer and Advancement Act the Central Illinois Light Company’s grounds. Union Electric Co. v. U.S. EPA, (NTTAA) of 1995 requires Federal E.D. Edwards Generating Station in 427 U.S. 246, 255–66 (1976); 42 U.S.C. agencies to evaluate existing technical Peoria County, Illinois (CILCO 7410(a)(2). standards when developing a new Edwards). The SIP revision took the regulation. To comply with NTTAA, form of an April 15, 1999, Opinion and F. Unfunded Mandates EPA must consider and use ‘‘voluntary Order of the Illinois Pollution Control Under section 202 of the Unfunded consensus standards’’ (VCS) if available Board (PCB 99–80, Variance-Air). In this Mandates Reform Act of 1995 and applicable when developing Opinion and Order, the IPCB granted (‘‘Unfunded Mandates Act’’), signed programs and policies unless doing so CILCO Edwards a variance from 35 into law on March 22, 1995, EPA must would be inconsistent with applicable Illinois Administrative Code 214.141, prepare a budgetary impact statement to law or otherwise impractical. and provided for a relaxation in the fuel accompany any proposed or final rule The EPA believes that VCS are quality limit for one of the facility’s that includes a Federal mandate that inapplicable to this action. Today’s three boilers, but added an overall fuel may result in estimated annual costs to action does not require the public to quality limit and retained an overall SO2 state, local, or tribal governments in the perform activities conducive to the use emissions cap for the three CILCO aggregate; or to the private sector, of of VCS. Edwards boilers. The variance will $100 million or more. Under section I. Petitions for Judicial Review expire on February 28, 2002, unless 205, EPA must select the most cost- CILCO applies to Illinois for a effective and least burdensome Under section 307(b)(1) of the Clean permanent SIP revision. alternative that achieves the objectives Air Act, petitions for judicial review of of the rule and is consistent with this action must be filed in the United (I) Incorporation by Reference statutory requirements. Section 203 States Court of Appeals for the An April 15, 1999, Opinion and Order requires EPA to establish a plan for appropriate circuit by June 12, 2000. of the Illinois Pollution Control Board in informing and advising any small Filing a petition for reconsideration by PCB 99–80 (Variance-Air), granting a governments that may be significantly the Administrator of this final rule does variance from 35 IAC 214.141 for Boiler or uniquely impacted by the rule. not affect the finality of this rule for the No. 2 at the Central Illinois Light EPA has determined that the approval purposes of judicial review nor does it Company’s E.D. Edwards Generating action promulgated does not include a extend the time within which a petition Station near Peoria, Illinois. The Federal mandate that may result in for judicial review may be filed, and variance expires on February 28, 2002, estimated annual costs of $100 million shall not postpone the effectiveness of unless CILCO applies to Illinois for a or more to either State, local, or tribal such rule or action. This action may not permanent SIP revision. If CILCO governments in the aggregate, or to the be challenged later in proceedings to applies for a permanent SIP revision,

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00017 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 19842 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations and the IPCB allows CILCO Edwards’ I. General Information comments submitted during an variance to continue unamended applicable comment period is available A. Does this Action Apply to Me? through July 31, 2003, as stated in the for inspection in the Public Information Opinion and Order, then federal You may be affected by this action if and Records Integrity Branch (PIRIB), approval of the variance will continue you are an agricultural producer, food Rm. 119, Crystal Mall #2, 1921 Jefferson until EPA approves alternate SO2 limits manufacturer, or pesticide Davis Hwy., Arlington, VA, from 8:30 for CILCO Edwards, or until July 31, manufacturer. Potentially affected a.m. to 4 p.m., Monday through Friday, 2003, whichever is earlier. categories and entities may include, but excluding legal holidays. The PIRIB are not limited to: telephone number is (703) 305–5805. [FR Doc. 00–8952 Filed 4–12–00; 8:45 am] BILLING CODE 6560±50±P Cat- NAICS Examples of poten- II. Background and Statutory Findings egories codes tially affected entities In the Federal Register of February Industry 111 Crop production 25, 2000 (65 FR 10078) (FRL–6494–2), ENVIRONMENTAL PROTECTION EPA issued a notice pursuant to section AGENCY 112 Animal production 311 Food manufacturing 408 of the Federal Food, Drug, and 40 CFR Part 180 32532 Pesticide manufac- Cosmetic Act (FFDCA), 21 U.S.C. 346a turing as amended by the Food Quality [OPP±300991; FRL±6553±7] Protection Act of 1996 (FQPA) (Public This listing is not intended to be Law 104–170) announcing the filing of exhaustive, but rather provides a guide RIN 2070±AB78 an amendment to pesticide petition (PP for readers regarding entities likely to be 7F4890) for tolerances, by the TM-402 Fenhexamid; Pesticide Tolerances affected by this action. Other types of Fungicide Task Force (Tomen Agro, Inc, entities not listed in the table could also 100 First Street, Suite 1610, San AGENCY: Environmental Protection be affected. The North American Francisco, CA 94105 and Bayer Agency (EPA). Industrial Classification System Corporation, 8400 Hawthorn Road, P.O. ACTION: Final rule. (NAICS) codes have been provided to Box 4913, Kansas City, MO 64120– assist you and others in determining 0013). This notice included a summary SUMMARY: This regulation establishes whether or not this action might apply of the petition prepared by the TM-402 tolerances for fenhexamid (N-2,3- to certain entities. If you have questions Fungicide Task Force. The registrant is dichloro-4-hydroxyphenyl)-1-methyl regarding the applicability of this action Tomen Agro, Inc. There were no cyclohexanecarboxamide) in or on to a particular entity, consult the person comments received in response to the almond, nutmeat at 0.02 parts per listed under ‘‘FOR FURTHER notice of filing. million (ppm), almond, hull at 2.0 ppm, INFORMATION CONTACT.’’ The amended petition requested that stone fruit, except plum (fresh prune) at 40 CFR 180.553 be amended by B. How Can I Get Additional 6.0 ppm, plum (fresh prune) at 0.5 ppm, establishing tolerances for the fungicide, Information, Including Copies of this and prune, dried at 1.0 ppm. The TM- fenhexamid in or on almond, nutmeat at Document and Other Related 402 Fungicide Task Force which is 0.02 ppm, almond, hull at 2.0 ppm, Documents? comprised of Tomen Agro, Inc. and stone fruit, except plum (fresh prune) at Bayer Corporation requested these 1. Electronically. You may obtain 6.0 ppm, plum (fresh prune) at 0.5 ppm, tolerances under the Federal Food, electronic copies of this document, and and prune, dried at 1.0 ppm. Drug, and Cosmetic Act, as amended by certain other related documents that Section 408(b)(2)(A)(i) of the FFDCA the Food Quality Protection Act of 1996. might be available electronically, from allows EPA to establish a tolerance (the DATES: This regulation is effective April the EPA Internet Home Page at http:// legal limit for a pesticide chemical 13, 2000. Objections and requests for www.epa.gov/. To access this residue in or on a food) only if EPA hearings, identified by docket control document, on the Home Page select determines that the tolerance is ‘‘safe.’’ number OPP–300991, must be received ‘‘Laws and Regulations’’ and then look Section 408(b)(2)(A)(ii) defines ‘‘safe’’ to by EPA on or before June 12, 2000. up the entry for this document under mean that ‘‘there is a reasonable the ‘‘Federal Register--Environmental certainty that no harm will result from ADDRESSES: Written objections and Documents.’’ You can also go directly to aggregate exposure to the pesticide hearing requests may be submitted by theFederal Register listings at http:// chemical residue, including all mail, in person, or by courier. Please www.epa.gov/fedrgstr/. anticipated dietary exposures and all follow the detailed instructions for each 2. In person. The Agency has other exposures for which there is method as provided in Unit VI. of the established an official record for this reliable information.’’ This includes ‘‘SUPPLEMENTARY INFORMATION.’’ action under docket control number exposure through drinking water and in To ensure proper receipt by EPA, your OPP–300991. The official record residential settings, but does not include objections and hearing requests must consists of the documents specifically occupational exposure. Section identify docket control number OPP– referenced in this action, and other 408(b)(2)(C) requires EPA to give special 300991 in the subject line on the first information related to this action, consideration to exposure of infants and page of your response. including any information claimed as children to the pesticide chemical FOR FURTHER INFORMATION CONTACT: By Confidential Business Information (CBI). residue in establishing a tolerance and mail: Mary L. Waller, Product Manager This official record includes the to ‘‘ensure that there is a reasonable 21, Registration Division (7505C), Office documents that are physically located in certainty that no harm will result to of Pesticide Programs, Environmental the docket, as well as the documents infants and children from aggregate Protection Agency, Ariel Rios Bldg., that are referenced in those documents. exposure to the pesticide chemical 1200 Pennsylvania Ave., The public version of the official record residue....’’ NW.,Washington, DC 20460; telephone does not include any information EPA performs a number of analyses to number: (703) 308–9354; and e-mail claimed as CBI. The public version of determine the risks from aggregate address: [email protected]. the official record, which includes exposure to pesticide residues. For SUPPLEMENTARY INFORMATION: printed, paper versions of any electronic further discussion of the regulatory

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00018 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations 19843 requirements of section 408 and a concentrations of 0, 11.8, 97.7, or ppm (0, 26.5, 266.5, or 3,283.5 mg/kg/ complete description of the risk 1,092.6 mg/m3 in air for 6 hours per day day in males and 0, 51.6, 453.9, or assessment process, see the final rule on for 5 days. One-half of the rats were 5,151.1 mg/kg/day in females) for 14 Bifenthrin Pesticide Tolerances (62 FR sacrificed 7 days after the first exposure weeks. The NOAEL in males and 62961, November 26, 1997) (FRL–5754– and the other one-half were sacrificed females was 1,000 ppm. The LOAEL in 7). 21 days after the first exposure. The males and females was 10,000 ppm NOAEL was 0.098 mg/L and the LOAEL III. Aggregate Risk Assessment and based on the observation in both sexes was 1,092 mg/L based on the Determination of Safety of: Increased serum cholesterol, observations of macroscopic grey bilirubin and creatinine, decreased Consistent with section 408(b)(2)(D), coloration of the lungs and marginally kidney weights, increased water EPA has reviewed the available increased lung weights. consumption, increased food scientific data and other relevant ii. In a 21-day dermal toxicity study, consumption (males), decreased food information in support of this action. fenhexamid was applied to the shaved efficiency (males), renal cortical tubular EPA has sufficient data to assess the skin of 5 male and female rabbits at a basophilia (both sexes), renal protein hazards of fenhexamid and to make a dose level of 1,000 mg/kg/day for 17 casts and cellular detritus (males), and determination on aggregate exposure, days over a 3-week period. There were marginal alterations of liver function consistent with section 408(b)(2), for no compound related effects. The (increased serum cholesterol, bilirubin, tolerances in or almond, nutmeat at 0.02 NOAEL was 1,000 mg/kg/day and the decreased Aspartate amino-transferase ppm, almond, hull at 2.0 ppm, stone LOAEL was > 1,000 mg/kg/day for both (ASAT), ALAT, marginal increase in fruit, except plum (fresh prune) at 6.0 systemic and local effects on the skin. liver weights and reduced glycogen ppm, plum (fresh prune) at 0.5 ppm, iii. In a 28-day oral toxicity range content of hepatocytes (males). and prune, dried at 1.0 ppm. EPA’s finding study, 10 rats/sex/dose were vii. In a 56-day oral toxicity study, 10 assessment of the dietary exposures and gavaged at dose levels of 0, 100, 300, or rats/sex/dose were fed fenhexamid at risks associated with establishing the 1,000 mg/kg/day for 28 days. There dose levels of 0, 1,000, 5,000, 10,000, tolerance follows. were no compound-related effects in 15,000, or 20,000 ppm (0, 57.5, 284.7, mortality, clinical signs, body weight, A. Toxicological Profile 575.7, 943.8, or 1,217.1 mg/kg/day for food consumption, hematology, clinical males and 0, 78, 407.1, 896.5, 1,492.5, EPA has evaluated the available chemistry, organ weights, or gross and or 1,896.7 mg/kg/day for females). At toxicity data and considered its validity, histologic pathology. The NOAEL was 20,000 ppm, rats had fenhexamid completeness, and reliability as well as 1,000 mg/kg/day. the relationship of the results of the iv. In a 90-day oral toxicity study, 10 plasma levels below the level of studies to human risk. EPA has also rats/sex/dose were fed fenhexamid at detection. Urine samples showed considered available information dose levels of 0, 2,500, 5,000, 10,000, or measurable excretion of conjugated concerning the variability of the 20,000 ppm (0, 202, 415, 904, and 1,904 fenhexamid indicating intestinal sensitivities of major identifiable mg/kg/day for males and 0, 270, 549, absorption in the dose range examined. subgroups of consumers, including 1,132, and 2,824 mg/kg/day for females). Males had a maximum excretion rate at infants and children. The nature of the No treatment-related changes were seen 15,000 ppm indicating a saturation of toxic effects caused by fenhexamid are in clinical signs, mortality, intestinal absorption between 15,000 discussed in this unit. opthalmoscopic examinations, and 20,000 ppm. Urine excretion in 1. Acute toxicity— i. The acute oral hematology, urinalyses, or gross females was somewhat lower than in LD50 and acute dermal LD50 for rats was pathology. The NOAEL was 5,000 ppm males, at concentrations of 10,000 ppm > 5,000 milligrams/kilogram (mg/kg) for in males and 10,000 ppm in females. and above. The highest value was both sexes. The acute inhalation LC50 The LOAEL in males was 10,000 ppm determined at 20,000 ppm suggesting for rats was > 5.06 milligrams/liter (mg/ based on decreased terminal body that saturation in intestinal absorption L) for both sexes. Fenhexamid was not weights and body weight gains, was not achieved with this dose level in an eye or skin irritant and was not a increased food consumption, decreased females. dermal sensitizer. food efficiency and increased Alanine 3. Developmental toxicity— i. In a ii. In an acute neurotoxicity study, amino-transferase (ALAT) levels. The developmental toxicity study, 30 rats/ rats were gavaged with a single oral LOAEL in females was 20,000 ppm dose were gavaged at dose levels of 0 dose of fenhexamid at dose levels of 0, based on increased food consumption, and 1,000 (1,044 determined 200, 630, or 2,000 mg/kg. The rats were decreased food efficiency, decreased analytically) mg/kg/day from days 6 observed for 14 days. Functional liver weights and liver histopathology through 15 of gestation. At 1,000 mg/kg/ observational battery and motor activity (Kupffer cell proliferation and altered day, there were no treatment-related testing were performed 7 days prior to hepatocyte morphology). effects on maternal mortality, clinical dosing, approximately 20 minutes to 3 v. In a 90-day oral toxicity study, 4 signs, cesarean parameters or gross hours post-dosing, and on days 7 and dogs/sex were fed fenhexamid at dose pathology. No treatment-related effects 14. The no observed adverse effect level levels of 0, 1,000, 7,000, or 50,000 ppm were noted in any embryo/fetal (NOAEL) in males was 630 mg/kg. The (0, 33.9, 239.1, or 1,747.7 mg/kg/day for parameters. Under the conditions of the NOAEL in females was 2,000 mg/kg. males and 0, 37, 261, or 1,866.2 mg/kg/ study, fenhexamid was not embryotoxic, The lowest observed adverse effect level day for females). The NOAEL in males fetotoxic or teratogenic at a dose of (LOAEL) in males was 2,000 mg/kg and females was 1,000 ppm. The 1,044 mg/kg/day. The NOAEL for based on a marginally decreased mean LOAEL in males and females was 7,000 developmental and maternal toxicity body temperature (the only treatment- ppm based on significant increases in was < 1,044 mg/kg/day. The LOAEL for related effect noted in the study). The Heinz bodies in males and females and maternal toxicity was 1,044 mg/kg/day LOAEL in females was not established. increased absolute and relative liver based on the decreased body weight 2. Subchronic toxicity— i. In an weights in females. gain (-12% of controls) during gestation inhalation toxicity range-finding study, vi. In a 90-day oral toxicity study, 10 days 6-16 and a decrease in food 10 rats/sex/dose were exposed (head/ mice/sex/dose were fed fenhexamid at consumption (10% of controls) during nose only) to fenhexamid at dose levels of 0, 100, 1,000, or 10,000 gestation days 6-11.

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ii. In a developmental toxicity study, additional effect observed at 20,000 NOAEL in males and females was 500 16 rabbits were gavaged with ppm was an increase in the number of ppm. The LOAEL was 3,500 ppm in fenhexamid at dose levels of 0, 100, 300, pups among the post-weaning F1 pups males and females based on decreases in or 1,000 mg/kg/day from days 6 through selected to be F1 parents which died, red blood cells (RBC), hemoglobin (Hb), 18 of gestation. No treatment-related that is, 0/66, 2/68, 0/68, 0/68, and 10/ and hematocrit (Hct) and on significant effects were seen on mortality, general 78 for the control, 100, 500, 5,000, and increases in Heinz bodies in both sexes, appearance or behavior. The NOAEL for 20,000 ppm dose groups, respectively. increased adrenal weight parameters in maternal toxicity was 100 mg/kg/day. This effect was attributed to the small females, and the presence of The LOAEL for maternal toxicity was size of the pups at weaning (30% < intracytoplasmic vacuoles in the adrenal 300 mg/kg/day based on observations at controls). cortex of 3/4 females. this dose and above of alterations of The parental NOAEL was 500 ppm ii. In a combined chronic toxicity/ excretory products (discolored urine, and the parental LOAEL in males was carcinogenicity study, 50 rats/sex/dose small scybala), decreased body weight 5,000 ppm based on increased were fed fenhexamid at dose levels of 0, gain and feed consumption (mainly creatinine levels in P-generation (but 500, 5,000, or 20,000 ppm (0, 28, 292, during the first week of the treatment not F1 generation) males at premating or 1,280 mg/kg/day for males and 0, 40, < period) and decreased placental (20%, p 0.05) and at termination (20%, 415, 2,067 mg/kg/day for females) for 24 weights. One abortion at 300 mg/kg/day not significant); slightly increased months. The NOAEL in males and and one abortion and two total litter alkaline phosphatase levels in P- females was 500 ppm. The LOAEL for resorptions at 1,000 mg/kg/day were not generation and F1-generation males at chronic toxicity in males and females considered to be treatment-related premating and at termination (20–34%, was 5,000 ppm based on observations of because the incidences fell within the not significant); decreased absolute liver decreased body weight gain (-6.8%) and ranges of historical control data weight in P-generation and F1- food efficiency (-11.8%) in females, submitted with the study. Reduced and/ generation males (11-12%, p<0.05) and increased incidence of cecal mucosal or light feces were also noted at 1,000 decreased liver/body weight ratios in P- hyperplasia in males, increased mg/kg/day. Pale livers were noted in the generation and F1-generation males (8- < cellularity (hyperplasia) of the bone 2 dams that aborted. The NOAEL for 9%, p 0.05 for P-generation and not marrow in females and the presence of developmental toxicity was 300 mg/kg/ significant for F1-generation); decreased splenic extramedullary hematopoiesis day. The LOAEL for developmental absolute kidney weights in F1- in males. At 20,000 ppm, observations toxicity was 1,000 mg/kg/day based on generation (but not P-generation) males were increased food consumption, (12%, p<0.05); and decreased kidney/ marginally decreased male fetal body increased numbers of circulating body weight ratios in F -generation (but weights and evidence of delayed 1 reticulocytes, enlarged spleens observed not P-generation) males (8%, p>0.05). ossification. Fenhexamid did not induce macroscopically, increased splenic The parental LOAEL in females was any treatment-related fetal weights and thyroid colloid alterations based on increased alkaline phosphatase malformations or deviations at any of (both sexes). Fenhexamid was non- levels in F -generation) (but not P- the doses tested under the conditions of 1 oncogenic at doses up to and including generation) females at premating (43%, this study. All effects on intrauterine 20,000 ppm in the diet. At doses tested, development were correlated with p<0.05) and at termination (63%, there were no treatment related maternal toxicity and, therefore, no p<0.05); and on very small increases in increases in tumor incidence, tumor primary developmental effect was gamma glutamyl transferase (GGT) (not spectrum or latency when compared to evident. Fenhexamid was not considered to be biologically relevant). controls. teratogenic up to and including 1,000 Overall, treatment-related effects mg/kg/day. observed at 5,000 ppm in males and 7. Carcinogenicity. In a 4. Reproductive toxicity. In 2- females were also observed at 20,000 carcinogenicity study, 50 mice/sex/dose generation reproduction study, 30 rats/ ppm, but were slightly increased in were fed fenhexamid at dose levels of 0, sex/dose were fed fenhexamid at dose severity. Toxicologically relevant 800, 2,400, or 7,000 ppm (0, 247.4, levels of 0, 100, 500, 5,000, or 20,000 additional toxicological effects observed 807.4, or 2,354.8 mg/kg/day for males ppm (0, 7.6, 38.2, 406, or 1,814 mg/kg/ at 20,000 ppm were decreased body and 0, 364.8, 1,054.5, or 3,178.2 mg/kg/ day for males and 0, 9.0, 44.8, 477, or weights and increased food day for females) for 2 years. The NOAEL 2,043 mg/kg/day for females determined consumption in males and increased for males was 800 ppm and the NOAEL for the 10-week premating period). urea nitrogen and creatinine levels, for females was 2,400 ppm. The LOAEL There were no compound-related effects decreased kidney weights, decreased for males was 2,400 ppm based on the on mortality, clinical signs, behavior or body weights and increased food observation of decreased kidney weights reproductive parameters for adult consumption in females. and decreases in sex-specific animals. The NOAEL for reproductive 5. Mutagenicity. No mutagenicity was vacuolation of the proximal tubules in toxicity was 20,000 ppm. noted in the following assays: Reverse the kidneys in males. A marginal The neonatal NOAEL was 500 ppm gene mutation, S. typhimurium, E. coli; decrease in body weights (up to 8%) and the neonatal LOAEL was 5,000 ppm forward gene mutation -Hypoxanthine and body weight gain (17%) was based on significantly decreased pup guanine phophoribosyl transferase observed in males at 7,000 ppm. The body weights on lactation days 14 and (HGPRT) locus; Chromosome aberration, LOAEL for females was 7,000 ppm 21 for the F1 (6-11% < controls) and on Chinese hampster ovary (CHO) cells; based on significantly increased water lactation days 7, 14, and 21 for F2 pups unscheduled DNA synthesis, rat consumption, decreased kidney (9-11% < controls). At 20,000 ppm, hepatocytes; and micronucleus assay in weights, and renal histopathology significantly decreased pup body mice. (increased incidence of basophilic weights were observed on lactation days 6. Chronic toxicity— i. In a 1-year cortical tubules). Fenhexamid was not 7, 14, and 21 for F1 pups (15-30% < chronic oral toxicity study, dogs were oncogenic in mice at doses up to and controls) and for F2 pups (11-19% < fed dose levels of 0, 500, 3,500, or including 7,000 ppm. There were no controls). Treatment-related decreased 25,000 ppm (0, 17.4, 124.3, or 917.8 mg/ treatment related increases in tumor pup body weights were not observed at kg/day for males and 0, 19.2, 132.7, or incidence, tumor spectrum or latency birth or on lactation day 4. An 947.1 mg/kg/day for females). The when compared to controls.

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8. Dermal absorption. In a dermal the recovered radioactivity was C. Exposures and Risks absorption study, radiolabeled eliminated with bile in the bile 1. Dietary— i. From food and feed fenhexamid (50% formulation) was cannulation experiment. Only 0.02% of uses. Tolerances are currently applied to the shaved skin of male rats the administered radioactivity was established for fenhexamid at 40 CFR at dose levels of 0.00138, 0.0147, or recovered in exhaled air. Radioactive 180.553 for grapes at 4.0 ppm, 2 µ 0.148 mg/cm . A volume of 100 L was residues in rat bodies (excluding GI strawberries at 3.0 ppm, and raisins at applied to a skin area of approximately tract) were significantly lower in 6.0 ppm. Additional tolerances are 2 12.5 cm on each rat. Four rats/dose females after a single high dose. There being proposed as follows: almond, level were sacrificed at 0.5, 1, 2, 4, 10, was significantly higher renal excretion nutmeat at 0.02 ppm, almond, hull at 24, and 120 hours postdose. Mean total for females in comparison with males 2.0 ppm, stone fruit, except plum (fresh recovery of radioactivity ranged from after 15 repeated low doses. In both prune) at 6.0 ppm, plum (fresh prune) 90.3% to 97.6% of the applied dose. sexes renal excretion was significantly at 0.5 ppm, and prune, dried at 1.0 ppm. The majority of radioactivity was higher after a single low dose when Risk assessments were conducted by recovered from the skin wash (69.9% to compared with a single high dose. EPA to assess dietary exposures from 96.1%). Radioactivity in the skin test Metabolite characterization studies fenhexamid as follows: site ranged from 0.44% to 10.2%; in the showed that the main component a. Acute exposure and risk. Acute urine from ‘‘not detectable’’ to 3.34%; detected in excreta was the unchanged dietary risk assessments are performed and in the feces from ‘‘not detectable’’ parent compound which accounted for for a food-use pesticide if a toxicological to 11.6% of the applied dose. 62–75% of the dose independent of the study has indicated the possibility of an Radioactivity in blood did not exceed dosing regime and sex. Metabolite 1, the effect of concern occurring as a result of 0.03% and in the carcass did not exceed glucuronic acid conjugate of the parent a 1-day or single exposure. No 9.37%. Estimates of dermal absorption compound, ranged from 4 to 23% of the toxicological endpoint attributable to a were based on the sum of radioactivity dose. Metabolite fractions 2 and 3 single (acute) dietary exposure was (as test material) in the skin test site, accounted for up to 3 and 7% of the identified. urine, feces, blood and carcass. The dose, respectively. The proposed major b. Chronic exposure and risk. The percentage dermal absorption decreased pathway for biotransformation is via chronic risk analysis used the cPAD of with increasing dose levels. The conjugation of the aromatic hydroxyl 0.057 mg/kg/day which applies to all percentage dermal absorption at 10 group with glucuronic acid. Prior to population subgroups. The Dietary hours postdose was 19.58%, 7.62%, and fecal excretion, hydrolysis in the Exposure Evaluation Model (DEEMTM) 2.63% and at 120 hours postdose was intestine converts the conjugate back to which is a exposure analysis system that 21.0%, 6.91%, and 2.13% for the low, the parent compound giving rise to estimates exposure to a pesticide mid and high dose levels respectively. enterohepatic circulation. Identification chemical in food comprising the diets of 9. Metabolism. In a metabolism study, of radioactive residues ranged from 88% the U.S. population, including rats were administered radiolabeled to 99% and was independent of dose population subgroups was used to fenhexamid (a single oral low dose of 1 and sex. conduct the chronic (food) risk analysis. mg/kg, a single oral high dose of 100 B. Toxicological Endpoints DEEMTM contains food consumption mg/kg, or 15 repeated low doses of 1 data as reported by respondents in the mg/kg/day). Radiolabeled fenhexamid 1. Acute toxicity. An acute USDA Continuing Surveys of Food was rapidly absorbed from the toxicological endpoint was not Intake by Individuals conducted in gastrointestinal (GI) tract in all dose identified resulting from a single oral 1989-1992. The chronic food exposure groups. After single and repeated exposure, and therefore, an acute was calculated assuming theoretical administration of the low dose, the Reference Dose (RfD) was not selected. maximum residue contribution (TMRC) plasma concentration peaked within 5 2. Short- and intermediate-term values, and 100% crop treated to 10 minutes. After administration of toxicity. A short- and intermediate-term estimates. The percent of the cPAD the high dose, the maximum was dermal endpoint of 1,000 mg/kg/day utilized is as follows: 15.7 for non- < detected 40 to 90 minutes postdosing. from the 21-day dermal toxicity study in nursing infants; 14.2 for all infants ( 1 The absorption of the test compound rabbits was selected for occupational year); 10.7 for nursing infants; 9.9 for was shown to be almost complete in a exposure. No short- and intermediate- children (1-6 years); 5.7 for non- bile-cannulation experiment, as more term endpoint was selected for non- Hispanic/non-white/non-black; 5.0 for than 97% of the administered dose was occupational exposure as there are no children (7 to 12 years); 4.6 for U.S. absorbed from the GI tract 48 hours after residential uses of fenhexamid. population (summer season); 3.7 for intra-duodenal administration. These U.S. population (total) and 2.6 for results are indicative of a pronounced 3.Chronic toxicity. EPA has females (13-50 years). first pass effect and enterohepatic established the RfD for fenhexamid at ii. From drinking water. In soil, 0.17 mg/kg/day. This RfD is based on a circulation. Tissue residues declined fenhexamid is relatively immobile (Koc 1-year feeding study in dogs with a rapidly and after 48 hours the total = 446) and non-persistent (t1/2 = ≥ 1 radioactivity residue in the body NOAEL = 17 mg/kg/day. An additional day). Fenhexamid is not expected to be excluding the GI tract, was < 0.3% of the 3x FQPA safety factor was added and a ground water contaminant, but has administered dose in all dose groups. applies to all population subgroups some potential to reach surface water on Liver and kidney were the organs with resulting in a chronic population eroded soil particles. In surface water, the highest concentrations of adjusted dose (cPAD) of 0.057 mg/kg/ fenhexamid would be expected to day. radioactivcity in all dose groups. photodegrade rapidly (t1/2 = ≥ 0.2 days). Excretion was rapid and almost 4. Carcinogenicity. Fenhexamid was No monitoring data are available to complete with feces as the major route classified as a ‘‘not likely’’ human perform a quantitative drinking water of excretion. Approximately 62-81% of carcinogen based on the lack of assessment. The Agency estimated the recovered radioactivity was found in evidence of carcinogenicity in mice and surface water exposure using the feces, and 15-36% in urine within 48 rats and the lack of genotoxicity in a Generic Expected Environmental hours post-dosing. More than 90% of battery of mutagenicity studies. Concentration (GENEEC) model, a

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00021 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 19846 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations screening level model for determining residues and ‘‘other substances that as ‘‘not likely’’ to be a human concentrations of pesticides in surface have a common mechanism of toxicity.’’ carcinogen. water. GENEEC uses the soil/water EPA does not have, at this time, 5. Determination of safety. Based on partition coefficient, hydrolysis half life, available data to determine whether these risk assessments, EPA concludes and the maximum label rate to estimate fenhexamid has a common mechanism that there is a reasonable certainty that surface water concentration. GENEEC of toxicity with other substances or how no harm will result from aggregate contains a number of conservative to include this pesticide in a cumulative exposure to fenhexamid residues. risk assessment. Unlike other pesticides underlying assumptions. Therefore, the E. Aggregate Risks and Determination of for which EPA has followed a drinking water concentrations derived Safety for Infants and Children from GENEEC for surface water are cumulative risk approach based on a likely to be overestimated. The common mechanism of toxicity, 1. Safety factor for infants and modeling was conducted based on the fenhexamid does not appear to produce children— i. In general. In assessing the environmental profile and the a toxic metabolite produced by other potential for additional sensitivity of maximum seasonal application rate substances. For the purposes of this infants and children to residues of proposed for fenhexamid: 0.75 lb. active tolerance action, therefore, EPA has not fenhexamid, EPA considered data from ingredient/acre x 4 applications/acre/ assumed that fenhexamid has a common developmental toxicity studies in the rat year. The estimated environmental mechanism of toxicity with other and rabbit and a 2-generation concentrations (EECs) derived from substances. For information regarding reproduction study in the rat. The GENEEC are 17 µg/L (peak value) and EPA’s efforts to determine which developmental toxicity studies are 4.8 µg/L (56-day average). chemicals have a common mechanism designed to evaluate adverse effects on the developing organism resulting from The Agency used the Screening of toxicity and to evaluate the maternal pesticide exposure gestation. Concentration in Ground Water (SCI- cumulative effects of such chemicals, Reproduction studies provide GROW) model to estimate pesticide see the final rule for Bifenthrin Pesticide information relating to effects from levels in ground water. The SCI-GROW Tolerances (62 FR 62961, November 26, exposure to the pesticide on the model is based on actual monitoring 1997). reproductive capability of mating data collected for a number of pesticides D. Aggregate Risks and Determination of animals and data on systemic toxicity. that serve as benchmarks to predict Safety for U.S. Population FFDCA section 408 provides that EPA EECs in ground water. Using SCI- 1. Acute risk. Acute aggregate risk is shall apply an additional tenfold margin GROW, the EEC calculated for µ the sum of exposures resulting from of safety for infants and children in the fenhexamid is 0.0007 g/L (acute and acute dietary food + acute drinking case of threshold effects to account for chronic). water. The Agency did not identify an prenatal and postnatal toxicity and the a. Acute exposure and risk. Drinking appropriate toxicological endpoint completeness of the data base unless water levels of comparison (DWLOCs) attributable to a single (acute) dietary EPA determines that a different margin for acute exposure were not calculated exposure. of safety will be safe for infants and as there was no appropriate 2. Chronic risk. Using the TMRC, children. Margins of safety are toxicological endpoint attributable to a exposure assumptions described in this incorporated into EPA risk assessments single (acute) dietary exposure. unit, EPA has concluded that aggregate either directly through use of a margin b. Chronic exposure and risk. Chronic exposure to fenhexamid from food will of exposure (MOE) analysis or through (non-cancer) DWLOCs were calculated utilize 3.7% of the cPAD for the U.S. using uncertainty (safety) factors in for the U.S. population and the population. The major identifiable calculating a dose level that poses no population subgroups with the highest subgroup with the highest aggregate appreciable risk to humans. EPA (chronic) food exposure. The DWLOCs exposure is non-nursing infants (< 1 believes that reliable data support using µ are as follows: 480 g/L for infants/ year) discussed below. EPA generally the standard uncertainty factor (usually µ children; 1,700 g/L for females 13-50 has no concern for exposures below 100 for combined inter- and intra- µ yrs.); and 1,900 g/L for the U.S. 100% of the cPAD because the cPAD species variability) and not the population and all other subgroups. The represents the level at or below which additional tenfold MOE/uncertainty µ EEC (0.0007 g/L from SCI-GROW, and daily aggregate dietary exposure over a factor when EPA has a complete data µ 4.8 g/L from GENEEC) for fenhexamid lifetime will not pose appreciable risks base under existing guidelines and are well below the DWLOCs and to human health. Despite the potential when the severity of the effect in infants therefore, are below the Agency’s level for exposure to fenhexamid in drinking or children or the potency or unusual of concern. Therefore, the Agency water, EPA does not expect the toxic properties of a compound do not concludes with reasonable certainty that aggregate exposure to exceed 100% of raise concerns regarding the adequacy of residues of fenhexamid in drinking the cPAD. EPA concludes that there is the standard MOE/safety factor. water do not contribute significantly to a reasonable certainty that no harm will ii. Prenatal and postnatal sensitivity. the aggregate chronic human health risk. result from aggregate exposure to Qualitatively, there is evidence of 2. From non-dietary exposure. fenhexamid residues. increased susceptibility in rat pups Fenhexamid is not registered for use on 3. Short- and intermediate-term risk. compared to adults, based on the residential non-food sites. Therefore, no Short- and intermediate-term aggregate relative severity of effects in the two- non-occupational, non-dietary exposure exposure takes into account chronic generation reproduction study in rats. and risk are expected. dietary food and water (considered to be The effects on pups were of concern 3. Cumulative exposure to substances a background exposure level) plus because: significant pup body weight with a common mechanism of toxicity. indoor and outdoor residential decreases were observed in both the F1 Section 408(b)(2)(D)(v) requires that, exposure. Although short- and and the F2 generations; the pup body when considering whether to establish, intermediate-term endpoints were weight decreases in the F2 generation modify, or revoke a tolerance, the identified, there are no residential uses were observed during early lactation Agency consider ‘‘available for fenhexamid. (lactation day 7 through day 21) when information’’ concerning the cumulative 4. Aggregate cancer risk for U.S. the pups are exposed to the test material effects of a particular pesticide’s population. Fenhexamid was classified primarily through the mother’s milk; the

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pup body weight decreases in the F1 IV. Other Considerations almond nutmeats and 2.0 ppm in/on generation were observed during late almond hulls following applications of A. Metabolism in Plants lactation (lactation days 14 through 21) the proposed 50% WDG formulation when the pups are exposed to the test The parent compound, fenhexamid, is according to the maximum proposed material through the mother’s milk and the only compound of concern. use patterns. Samples of almond RACs through the feed; and, in the metabolism Radiolabeled fenhexamid plant were harvested 142–173 days following study on fenhexamid, glucuronidation metabolism studies were conducted on the last of four sequential applications of fenhexamid was clearly demonstrated grapes, tomatoes, and apples. The of the 50% WDG formulation at 0.73– to be the single major route of qualitative nature of fenhexamid 0.76 lb ai/acre/application (3.0 lbs metabolism, detoxification and residues in plants is adequately active ingredient acre/season (ai/acre/ excretion of fenhexamid in adult male understood. The data indicate very little season); 1x the proposed maximum and female rats. The demonstrated poor translocation of residues, i.e., residues seasonal application rate). Residues of glucuronidation capacity of rat pups of fenhexamid are non-systemic and are fenhexamid were non-detectable (<0.02 between days 7 and 21 indicates a thus primarily surface residues. ppm) in/on all treated almond nutmeat possibly increased sensitivity of pups samples. B. Metabolism in Animals and serves to support a concern for Field trial data were submitted for neonatal toxicity. Almond hulls which are a livestock cherries (sweet and tart), peaches, and iii. Conclusion. There is a complete feed item contain 90% dry matter and plums, which are the three toxicity data base for fenhexamid and its contribution to the livestock diet is representative commodities of the stone exposure data are complete or are a maximum of 10% each for beef and fruits crop group (40 CFR 180.41, Crop estimated based on data that reasonably dairy cattle. Data from a study Group 12). Samples (U.S. field trials) accounts for potential exposures. investigating the metabolism of 14C were harvested 0-days following the last Although there is qualitative evidence fenhexamid in a lactating goat indicated of four sequential foliar applications of of increased susceptibility, the Agency that the metabolism of fenhexamid in the 50% WDG formulation at 0.73–0.78 decided that an additional safety factor the goat is similar to that in the rat, and lb ai/acre/application (3.0 lbs ai/acre/ of 3x would be appropriate based on the based on the experimentally determined season; 1x the proposed maximum following reasons: The increased feeding level of 133 ppm in the feed, the seasonal application rate). Residues of susceptibility demonstrated in the 2- Agency calculates that the dosage was fenhexamid (uncorrected for method generation reproduction study was only equivalent to 605x the maximum recovery and storage stability data) in/ qualitative (not quantitative) evidence theoretical dietary burden of 0.22 ppm on treated samples ranged from 0.844– and was observed only in the presence for beef and dairy cattle. The total 1.826 ppm for sweet cherries, 1.049– of parental toxicity; the qualitative radioactive residues (TRR) were 0.045– 4.950 ppm for tart cherries, 0.327-2.131 offspring effect was limited to decreased 0.212 ppm in milk, 4.682 ppm in liver, ppm for peaches, and <0.05–0.366 ppm body weight and no other adverse 3.267 ppm in kidney, 0.035 ppm in for plums. The residue data for stone effects (e.g., decreased pup survival, muscle, and 0.085 ppm in fat. fruits indicates that the maximum behavioral alterations, etc.) were The qualitative nature of the residue residues for tart cherries (4.950 ppm) observed; and there is no indication of in ruminants is adequately understood. and plums (0.366 ppm) differ by a factor increased susceptibility of rat or rabbit Based on the goat metabolism study, the of 13.5. On this basis, the Agency fetuses to in utero exposure in the Agency concludes that there is no concludes that plums should be prenatal developmental toxicity studies reasonable expectation of finite residues excluded from the proposed stone fruits with fenhexamid. in milk or ruminant tissues as a result crop group tolerance, and an individual 2. Acute risk. An acute endpoint was of the currently proposed uses on tolerance is being established for not identified. almonds and stone fruits, and ruminant residues of fenhexamid in/on plums 3. Chronic risk. Using the exposure commodity tolerances are not required. (fresh prunes) at 0.5 ppm. assumptions described in this unit, EPA No processing study data have been has concluded that the highest aggregate C. Analytical Enforcement Methodology submitted for dried prunes. Based on exposure to fenhexamid from food will Adequate enforcement methodology the concentration factor which has utilize 15.7% of the cPAD for non (a high performance liquid previously been shown to occur in the nursing infants. EPA generally has no chromotography method with processing of fenhexamid-treated grapes concern for exposures below 100% of electrochemical detection) is available to raisins, it is probable that the cPAD because the cPAD represents to enforce the tolerance expression. The concentration of fenhexamid residues the level at or below which daily method may be requested from: Calvin will occur in the processing of plums aggregate dietary exposure over a Furlow, PIRIB, IRSD (7502C), Office of (fresh prunes) to dried prunes. The lifetime will not pose appreciable risks Pesticide Programs, Environmental Agency concludes that the appropriate to human health. Despite the potential Protection Agency, Ariel Rios Bldg., tolerance level for residues of for exposure to fenhexamid in drinking 1200 Pennsylvania Ave., NW., fenhexamid per se in/on dried prunes is water and from non-dietary, non- Washington, DC 20460. Office location 1.0 ppm. This is based upon the highest occupational exposure, EPA does not and telephone number: Rm 101FF, average field trial (HAFT) residue value expect the aggregate exposure to exceed Crystal Mall #2, 1921 Jefferson Davis (0.264 ppm) for plums (fresh prunes) 100% of the cPAD. Hwy., Arlington, VA, (703) 305–5229. multiplied by the TMCF (3.4x) for dried 4. Short- or intermediate-term risk. prunes =0.90 ppm, which is rounded up D. Magnitude of Residues There are no residential uses and thus to 1.0 ppm. these risks are not presented. A total of five almond field trials were 5. Determination of safety. Based on conducted in California. The almond E. International Residue Limits these risk assessments, EPA concludes field trial data are adequate in number The Codex Alimentarius Commission that there is a reasonable certainty that and geographical representation. The has not established maximum residue no harm will result to infants and data indicate that residues of limits (MRLs) for residues of children from aggregate exposure to fenhexamid will not exceed the fenhexamid or any of its metabolites in/ fenhexamid residues. proposed tolerances of 0.02 ppm in/on on plant or animal commodities.

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Harmonization is thus not an issue for marking any part or all of that Information and Records Integrity this action. information as CBI. Information so Branch, Information Resources and marked will not be disclosed except in Services Division (7502C), Office of F. Rotational Crop Restrictions accordance with procedures set forth in Pesticide Programs, Environmental The Agency concluded that a 30-day 40 CFR part 2. A copy of the Protection Agency, Ariel Rios Bldg., plantback interval is required for all information that does not contain CBI 1200 Pennsylvania Ave., NW., crops without a fenhexamid tolerance. must be submitted for inclusion in the Washington, DC 20460. In person or by V. Conclusion public record. Information not marked courier, bring a copy to the location of confidential may be disclosed publicly the PIRIB described in Unit I.B.2. You Therefore, tolerances are established by EPA without prior notice. may also send an electronic copy of for residues of fenhexamid in or on Mail your written request to: Office of your request via e-mail to: opp- almond, nutmeat at 0.02 ppm, almond, the Hearing Clerk (1900), Environmental [email protected]. Please use an ASCII hull at 2.0 ppm, stone fruit, except plum Protection Agency, Ariel Rios Bldg., file format and avoid the use of special (fresh prune) at 6.0 ppm, plum (fresh 1200 Pennsylvania Ave., NW., characters and any form of encryption. prune) at 0.5 ppm and prune, dried at Washington, DC 20460. You may also Copies of electronic objections and 1.0 ppm. deliver your request to the Office of the hearing requests will also be accepted VI. Objections and Hearing Requests Hearing Clerk in Rm. C400, Waterside on disks in WordPerfect 6.1/8.0 file Mall, 401 M St., SW., Washington, DC format or ASCII file format. Do not Under section 408(g) of the FFDCA, as 20460. The Office of the Hearing Clerk include any CBI in your electronic copy. amended by the FQPA, any person may is open from 8 a.m. to 4 p.m., Monday You may also submit an electronic copy file an objection to any aspect of this through Friday, excluding legal of your request at many Federal regulation and may also request a holidays. The telephone number for the Depository Libraries. hearing on those objections. The EPA Office of the Hearing Clerk is (202) 260– procedural regulations which govern the 4865. B. When Will the Agency Grant a submission of objections and requests 2. Tolerance fee payment. If you file Request for a Hearing? for hearings appear in 40 CFR part 178. an objection or request a hearing, you A request for a hearing will be granted Although the procedures in those must also pay the fee prescribed by 40 if the Administrator determines that the regulations require some modification to CFR 180.33(i) or request a waiver of that material submitted shows the following: reflect the amendments made to the fee pursuant to 40 CFR 180.33(m). You There is a genuine and substantial issue FFDCA by the FQPA of 1996, EPA will must mail the fee to: EPA Headquarters of fact; there is a reasonable possibility continue to use those procedures, with Accounting Operations Branch, Office that available evidence identified by the appropriate adjustments, until the of Pesticide Programs, P.O. Box requestor would, if established resolve necessary modifications can be made. 360277M, Pittsburgh, PA 15251. Please one or more of such issues in favor of The new section 408(g) provides identify the fee submission by labeling the requestor, taking into account essentially the same process for persons it ‘‘Tolerance Petition Fees.’’ uncontested claims or facts to the to ‘‘object’’ to a regulation for an EPA is authorized to waive any fee contrary; and resolution of the factual exemption from the requirement of a requirement ‘‘when in the judgement of issues(s) in the manner sought by the tolerance issued by EPA under new the Administrator such a waiver or requestor would be adequate to justify section 408(d), as was provided in the refund is equitable and not contrary to the action requested (40 CFR 178.32). old FFDCA sections 408 and 409. the purpose of this subsection.’’ For VII. Regulatory Assessment However, the period for filing objections additional information regarding the Requirements is now 60 days, rather than 30 days. waiver of these fees, you may contact James Tompkins by phone at (703) 305– This final rule establishes a tolerance A. What Do I Need to Do to File an 5697, by e-mail at under FFDCA section 408(d) in Objection or Request a Hearing? [email protected], or by mailing a response to a petition submitted to the You must file your objection or request for information to Mr. Tompkins Agency. The Office of Management and request a hearing on this regulation in at Registration Division (7505C), Office Budget (OMB) has exempted these types accordance with the instructions of Pesticide Programs, Environmental of actions from review under Executive provided in this unit and in 40 CFR part Protection Agency, Ariel Rios Bldg., Order 12866, entitled Regulatory 178. To ensure proper receipt by EPA, 1200 Pennsylvania Ave., NW., Planning and Review (58 FR 51735, you must identify docket control Washington, DC 20460. October 4, 1993). This final rule does number OPP–300991 in the subject line If you would like to request a waiver not contain any information collections on the first page of your submission. All of the tolerance objection fees, you must subject to OMB approval under the requests must be in writing, and must be mail your request for such a waiver to: Paperwork Reduction Act (PRA), 44 mailed or delivered to the Hearing Clerk James Hollins, Information Resources U.S.C. 3501 et seq., or impose any on or before June 12, 2000. and Services Division (7502C), Office of enforceable duty or contain any 1. Filing the request. Your objection Pesticide Programs, Environmental unfunded mandate as described under must specify the specific provisions in Protection Agency, Ariel Rios Bldg., Title II of the Unfunded Mandates the regulation that you object to, and the 1200 Pennsylvania Ave., NW., Reform Act of 1995 (UMRA) (Public grounds for the objections (40 CFR Washington, DC 20460. Law 104–4). Nor does it require any 178.25). If a hearing is requested, the 3. Copies for the Docket. In addition prior consultation as specified by objections must include a statement of to filing an objection or hearing request Executive Order 13084, entitled the factual issues(s) on which a hearing with the Hearing Clerk as described in Consultation and Coordination with is requested, the requestor’s contentions Unit VI.A., you should also send a copy Indian Tribal Governments (63 FR on such issues, and a summary of any of your request to the PIRIB for its 27655, May 19, 1998); special evidence relied upon by the objector (40 inclusion in the official record that is considerations as required by Executive CFR 178.27). Information submitted in described in Unit I.B.2. Mail your Order 12898, entitled Federal Actions to connection with an objection or hearing copies, identified by docket control Address Environmental Justice in request may be claimed confidential by number OPP–300991, to: Public Minority Populations and Low-Income

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Populations (59 FR 7629, February 16, the Comptroller General of the United rule amending the Defense Federal 1994); or require OMB review or any States prior to publication of this final Acquisition Regulation Supplement Agency action under Executive Order rule in the Federal Register. This final (DFARS). These amendments conform 13045, entitled Protection of Children rule is not a ‘‘major rule’’ as defined by the DFARS to the Federal Acquisition from Environmental Health Risks and 5 U.S.C. 804(2). Regulation (FAR) Amendments Safety Risks (62 FR 19885, April 23, pertaining to foreign acquisition that List of Subjects in 40 CFR Part 180 1997). This action does not involve any were published in the Federal Register technical standards that would require Environmental protection, on December 27, 1999. Agency consideration of voluntary Administrative practice and procedure, EFFECTIVE DATE: April 13, 2000. consensus standards pursuant to section Agricultural commodities, Pesticides FOR FURTHER INFORMATION CONTACT: Ms. 12(d) of the National Technology and pests, Reporting and recordkeeping Amy Williams, Defense Acquisition Transfer and Advancement Act of 1995 requirements. (NTTAA), Public Law 104–113, section Regulations Council, PDUSD (AT&L) DP Dated: March 30, 2000. (DAR), IMD 3D139, 3062 Defense 12(d) (15 U.S.C. 272 note). Since James Jones, tolerances and exemptions that are Pentagon, Washington, DC 20301–3062. Director, Registration Division, Office of Telephone (703) 602–0288; telefax (703) established on the basis of a petition Pesticide Programs. under FFDCA section 408(d), such as 602–0350. Please cite DFARS Case 98– Therefore, 40 CFR chapter I is D028. the tolerance in this final rule, do not amended as follows: require the issuance of a proposed rule, SUPPLEMENTARY INFORMATION: the requirements of the Regulatory PART 180±[AMENDED] A. Background Flexibility Act (RFA) (5 U.S.C. 601 et seq.) do not apply. In addition, the 1. The authority citation for part 180 This final rule amends DFARS Part Agency has determined that this action continues to read as follows: 225, Foreign Acquisition, and updates will not have a substantial direct effect Authority: 21 U.S.C. 321(q), (346a) and related references, for conformance with on States, on the relationship between 371. the FAR Part 25 rewrite that was the national government and the States, 2. Section 180.553 is amended by published at 64 FR 72416 on December or on the distribution of power and alphabetically adding the following 27, 1999 (Federal Acquisition Circular responsibilities among the various commodities to the table in paragraph 97–15, Item II). The rule reorganizes the levels of government, as specified in (a) to read as follows: existing DFARS text to align it with the Executive Order 13132, entitled revised FAR text. The rule makes no Federalism (64 FR 43255, August 10, § 180.553 Fenhexamid; tolerances for substantive change to DFARS policy residues. 1999). Executive Order 13132 requires pertaining to foreign acquisition. The EPA to develop an accountable process (a) * * * following list summarizes the to ensure ‘‘meaningful and timely input reorganization of the DFARS text: by State and local officials in the development of regulatory policies that Text previously Parts per located at Relocated to have federalism implications.’’ ‘‘Policies Commodity million that have federalism implications’’ is 225.000±70 ...... 225.003 defined in the Executive Order to Almond, hull ...... 2.0 225.000±71 ...... 225.001 include regulations that have Almond, nutmeat ...... 0.02 225.102 ...... 225.103 ‘‘substantial direct effects on the States, 225.105 ...... 225.502 on the relationship between the national *****Table 25±1 ...... 225.504 government and the States, or on the Plum (fresh prune) ...... 0.5 225.107 ...... 225.170 distribution of power and Prune, dried ...... 1.0 225.108 ...... 225.104 225.109(a) ...... 225.1101(1) responsibilities among the various ***** levels of government.’’ This final rule 225.109(b) ...... 225.171(a) Stone fruit, except plum (fresh 225.109(d) ...... 225.1101(2) directly regulates growers, food prune) ...... 6.0 225.109±70(a) ...... 225.1101(3) processors, food handlers and food 225.109±70(b) ...... 225.171(b) retailers, not States. This action does not *****225.303 ...... 225.304 alter the relationships or distribution of 225.305±70 ...... 225.1103(1) power and responsibilities established ***** 225.401 ...... 225.003 by Congress in the preemption [FR Doc. 00–9144 Filed 4–12–00; 8:45 am] 225.402(c) ...... 225.403 provisions of FFDCA section 408(n)(4). BILLING CODE 6560±50±F 225.403 ...... 225.401 225.403±70 ...... 225.401±70 VIII. Submission to Congress and the 225.405 ...... 225.408 Comptroller General 225.408 ...... 225.11 DEPARTMENT OF DEFENSE The Congressional Review Act, 5 225.602 ...... 225.901 U.S.C. 801 et seq., as added by the Small 225.603 ...... 225.902 48 CFR Parts 213, 225, 242, and 252 225.604 ...... 225.903 Business Regulatory Enforcement [DFARS Case 98±D028] 225.605 ...... FAR 25.1101(e)(2) Fairness Act of 1996, generally provides 225.605±70 ...... 225.11 that before a rule may take effect, the 225.702 ...... 225.701 agency promulgating the rule must Defense Federal Acquisition Regulation Supplement; Foreign 225.970 ...... 225.1070 submit a rule report, which includes a 225.971 ...... 225.1103(2) copy of the rule, to each House of the Acquisition 225.972 ...... 225.1103(3) Congress and to the Comptroller General AGENCY: Department of Defense (DoD). of the United States. EPA will submit a ACTION: Final rule. This rule was not subject to Office of report containing this rule and other Management and Budget review under required information to the U.S. Senate, SUMMARY: The Acting Director of Executive Order 12866, dated the U.S. House of Representatives, and Defense Procurement has issued a final September 30, 1993.

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B. Regulatory Flexibility Act (B) DoD policy (see subpart 225.71 country end product in the categories This final rule does not constitute a and FAR 6.302–3). listed in 225.401–70. significant revision within the meaning (ii) Where an exception to or waiver (6) ‘‘Foreign concern’’ means any of FAR 1.501 and Public Law 98–577 of a restriction would result in award of concern other than a domestic concern. and publication for public comment is a foreign end product, apply the policies (7) ‘‘Nondesignated country end not required. However, DoD will and procedures of the Buy American product’’ means any end product which consider comments from small entities Act or the Balance of Payments is not a U.S. made end product or a concerning the affected DFARS subparts Program, and, if applicable the trade designated country end product. in accordance with 5 U.S.C. 610. Such agreements. (8) ‘‘Nonqualifying country’’ means a (2) Memoranda of understanding or comments should cite DFARS Case 98– country other than the United States or other international agreements. D028. (i) Determine whether the offered a qualifying country. C. Paperwork Reduction Act product is the product of one of the (9) ‘‘Nonqualifying country end countries (qualifying country), listed in product’’ means an end product which The Paperwork Reduction Act does is neither a domestic nor qualifying not apply because the rule does not 225.872–1. (ii) If the product is the product of a country end product. impose any information collection qualifying country, evaluate the offer (10) ‘‘Nonqualifying country offer’’ requirements that require the approval under subpart 225.5 and 225.872–4. means an offer of a nonqualifying of the Office of Management and Budget (3) Trade agreements. country end products, including the under 44 U.S.C. 3501, et seq. (i) Determine whether the product is price of transportation to destination. List of Subjects in 48 CFR Parts 213, covered by the Trade Agreements Act or (11) ‘‘Qualifying country’ is a term 225, 242, and 252 the North American Free Trade used to describe certain countries with Agreement Implementation Act (see Government procurement. memoranda of understanding or subpart 225.4). international agreements with the Michele P. Peterson, (ii) If the product is an eligible United States. These countries are listed Executive Editor, Defense Acquisition product under subpart 225.4,evaluate in 225.872–1. Regulations Council. the offer under subpart 225.5. (12) ‘‘Qualifying country component’’ (iii) If the product is not an eligible Therefore, 48 CFR parts 213, 225, 242, and ‘‘qualifying country end product’’ product, a qualifying country end and 252 are amended as follows: are defined in the clauses at 252.225– product, or a U.S. made end product, 1. The authority citation for 48 CFR 7001, Buy American Act and Balance of purchase of the foreign end product may parts 213, 225, 242, and 252 continues Payments Program; 252.225–7007. Buy be prohibited (see FAR 25.403(c) and to read as follows: Americn Act—Trade Agreements— 225.403(c). Authority: 41 U.S.C. 421 and 48 CFR (4) Contractors controlled by terrorist Balance of Payments Program; and Chapter 1. nations. 252.225–7036, Buy American Act— (i) Determine whether the contractor North American Free Trade Agreement PART 213ÐSIMPLIFIED ACQUISITION Implementation Act—Balance of PROCEDURES is controlled by a terrorist nation. (ii) If the contractor is controlled by Payments Program. ‘‘Qualifying country 2. Section 213.302–2 is amended in a terrorist nation, comply with 209.104– end product’’ is also defined in the paragraph (d) introductory text by 1(g). clause at 252.225–7021, Trade revising the first sentence to read as (5) Buy American Act and Balance of Agreements. follows: Payments Program. See the evaluation (13) ‘‘Qualifying country offer’’ means procedures in subpart 225.5. an offer of a qualifying country end 213.302±5 Clauses. product, including the price of 225.003 Definitions. * * * * * transportation to destination. (d) When using the clause at FAR As used in this part— (14) ‘‘Source’’ when restricted by such (1) ‘‘Caribbean Basin country end 52.213–4, delete the reference to the words as foreign, domestic, qualifying product’’ includes petroleum or any clause at FAR 52.225–1, buy American country, etc., refers to the actual Act-Balance of Payments Program- product derived from petroleum. (2) ‘‘Defense equipment’’ means any manufacturer or producer of the end Supplies. * * * equipment, item of supply, component, product or component. * * * * * or end product purchased by the DoD. 5. Subpart 225.1 is revised to read as (3) ‘‘Domestic concern’’ means a follows: PART 225ÐFOREIGN ACQUISITION concern incorporated in the United 225.000±70 and 225.000±71 [Removed] States or an unincorporated concern Subpart 225.1ÐBuy American ActÐ Supplies 3. Sections 225.000–70 and 225.00–71 having its principal place of business in are removed. the United States. Sec. (4) ‘‘Domestic end product’’ has the 225.103 Exceptions. 4. Sections 225.001 and 225.003 are meaning given in the clauses at added to read as follows: 225.104 Nonavailable articles. 252.225–7001, Buy American Act and 225.170 Acquisition from or through other 225.001 General. Balance of Payments Program; 252.225– Government agencies. To apply the policies and procedures 7007, Buy American Act—Trade 225.171 Solicitations. Agreements—Balance of Payments of this part, analyze and evaluate offers 225.103 Exceptions. of foreign end products generally as Program; and 252.225–7036, Buy follows: American Act—North American Free (a)(1)(A) Specific public interest (1) Statutory or policy restrictions. Trade Agreement Implementation Act— exceptions for DoD for certain countries (i) Determine whether the product is Balance of Payments Program, instead of are in 225.872. restricted by— the meaning in FAR 25.003. (B) The Under Secretary of Defense (A) Defense authorization or (5) ‘‘Eligible product’’ means, instead (Acquisition, Technology, and Logistics) appropriations acts (see subpart 225.70); of the definition at FAR 25.003, a has determined that, for procurements or designated, NAFTA, or Caribbean Basin subject to the Trade Agreements Act, it

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Section 225.202 is revised to read (ii)(A) Normally, use the evaluation (B) Acquisitions for spare/ as follows: procedures in subpart 225.5, but replacement parts when the acquisition consider recommending a public is restricted to the original manufacturer 225.202 Exceptions. interest exception where the purposes of or supplier; or (a)(2) A nonavailability determination the Buy American Act are not served, or (C) Acquisition of foreign drugs by the is not required for construction in order to meet a need set forth in 10 Defense Supply Center, Philadelphia, materials listed in FAR 25.104(a) or in U.S.C. 2533. For example, a public when the Chief of the Technical 225.104(a)(iii). For other materials, a interest exception may be appropriate— Operations Division, Directorate of nonavailability determination must be (1) If accepting the low domestic offer Medical Materiel, determines that only approved at the levels specified in will involve substantial foreign the requested foreign drug will fulfill 225.103(b)(ii). Use the estimated value expenditures, or accepting the low the requirements. of the construction materials to foreign offer will involve substantial (iv) Under coordinated acquisition determine the approval level. domestic expenditures; (see Subpart 208.70), the determination 7. Subpart 225.3 is revised to read as (2) To ensure access to advanced is the responsibility of the requiring follows: state-of-the-art commercial technology; department when the requiring or department specifies acquisition of a Subpart 225.3ÐBalance of Payments (3) To maintain the same source of foreign end product. Program supply for spare and replacement parts (c) The cost of a domestic end product Sec. (also see paragraph (b)(iii)(B) of this is unreasonable if it is not the low evaluated offer when evaluated under 225.302 Policy. section)— 225.304 Procedures. (i) For an end item that qualifies as an Subpart 225.5. 225.302 Policy. American good; or 225.104 Nonavailable articles. (ii) In order not to impair intergration (1) DoD implements the Balance of (a)(i) DoD has determined that the of the military and commerical Payments Program using evaluation articles, materials, and supplies listed in industrial base. factors similar to those which FAR 25.104(a) and in paragraph (a)(iii) (B) A determination whether to grant implement the Buy American Act. The of this section, when purchased as end a public interest exception shall be Balance of Payments Program items or components, are not mined, made after consideration of the factors restrictions— in 10 U.S.C. 2533— produced, or manufactured in the (i) Apply to acquisitions for foreign (1) At a level above the contracting United States in sufficient and military sales; officer for acquisitions valued at less reasonably available commercial (ii) Do not apply to services, except than $100,000; quantities of a satisfactory quality. services which primarily involve the (2) By the head of the contracting Regard these items or components as acquisition of supplies; activity for acquisitions valued at being of domestic origin when (iii) Do not apply to qualifying $100,000 or more but less than incorporated in— country end products; $1,000,000; or (A) An end product or construction (iv) Do not apply to articles, materials, (3) By the agency head for material manufactured in the United or supplies produced or manufactured acquisitions valued at $1,000,000 or States; or in Panama when purchased by and for more. (B) A qualifying country end product the use of U.S. forces in Panama; and (b)(i) A determination that an article, or construction material. (For (v) For acquisitions subject to the material, or supply is not reasonably construction material, see FAR Subpart Trade Agreements Act, do not apply to available is required where no domestic 25.2.) information technology products in offer is received or when domestic offers (ii) Scrap is domestic in origin if Federal Supply Group 70 or 74 that are are insufficient to meet the requirement generated in, collected in, and prepared substantially transformed in the United and award is to be made on a for processing in the United States. States. nonqualifying country end product. (iii)(A) Aluminum clad steel wire. (2)(i) Before solicitation, the (ii) Except as provided in FAR (B) Sperm oil. determinations required by FAR 25.103(b)(2)(i), the determination must 225.170 Acquisition from or through other 25.303(b) may be made by the following be approved— Government agencies. individuals or their immediate deputies: (A) At a level above the contracting Contracting activities must apply the officer, if the acquisition is estimated evaluation procedures in subpart 225.5 ARMY not to exceed $25,000; when using Federal supply schedules. Deputy Chief of Staff for Research, (B) By the chief of the contracting Development and Acquisition, officer if the acquisition is estimated not 225.171 Solicitations. Headquarters, U.S. Army Material to exceed $250,000; (a) For oral solicitations, inform Command (C) By the head of the contracting prospective vendors that only domestic Commander in Chief, U.S. Army Europe and activity (HCA) or immediate deputy if and qualifying country end products are DCSLOG, U.S. Army, Europe the acquisition is estimated not to Commander Eighth U.S. Army and Chief of acceptable, except nonqualifying Staff, Eighth U.S. Army exceed $2 million; or country end products are acceptable if— Commander, Corps of Engineers Command (D) By the head of the agency, or (1) The items are excepted either on Commander, U.S. Army, Japan designee at a level no lower than an a blanket or an individual basis; or Commander, U.S. Army Medical Research HCA, if the acquisition is estimated to (2) The price of the nonqualifying and Development Command exceed $2 million. country end product is the low offer Commander, U.S. Army Forces Command

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Commander, U.S. Army, South (ii) Industrial gases. Subpart 225.4ÐTrade Agreements NAVY (iii) Brand drugs specified by the Defense Medical Materiel Board. Sec. Commander-in-Chief, U.S. Naval Forces, (iv) Bulk construction materials: sand, 225.401 Exceptions. Europe gravel, and other soil materials, stone, 225.401–70 Products subject to trade Commander, U.S. Naval Forces, Japan agreement acts. Commander, U.S. Naval Forces, Philippines concrete masonry units, and fired brick. 225.402 General. Commander-in-Chief, U.S. Atlantic Fleet (v) Overhaul and repair of vessels, 225.403 Trade Agreements Act. Commander-in-Chief, U.S. Pacific Fleet aircraft, and vehicles which— 225.408 Procedures. Commander, Military Sealift Command (A) Are home-ported/stationed/ Commandant, U.S. Marine Corps deployed overseas; and 225.401 Exceptions. Commander, Naval Facilities Engineering (B) Cannot practically return to the (b)(i) If a department or agency Command United States or to U.S. operated repair considers an individual acquisition of a Commanding General, III Marine Amphibious Force facilities. product to be indispensable for national (vi) Ready-mixed asphalt and security or national defense purposes AIR FORCE portland cement concrete, provided that and appropriate for exclusion from the Commander, U.S. Air Forces in Europe foreign cost is estimated at not more provisions of FAR subpart 25.4, it may Commander, Pacific Air Forces than $100,000. submit a request with supporting Commander, Air Mobility Command (5)(i) Purchase of materials, rationale to the Director of Defense Commander, Air Force Materiel Command equipment, and supplies for Procurement (USD (AT&L) DP). Commander, Air Combat Command construction overseas shall generally be Commander, Air Force Space Command (ii) The following national security/ the responsibility of the contractor national defense exceptions do not ADVANCED RESEARCH PROJECTS performing the work; but where require approval by USD (AT&L) DP: AGENCY necessary to comply with foreign law, to (A) Where purchase from foreign Director, Contracts Management Office avoid taxation, or to obtain other sources is restricted by the DoD annual DEFENSE INFORMATION SYSTEMS advantages, consider direct purchase. appropriations or authorization acts (see AGENCY Consider savings that may be obtained subpart 225.70) or by the establishment Director by exemptions from import and other of required sources of supplies and taxes and, to the extent economical, take services under FAR part 8. DEFENSE LOGISTICS AGENCY advantage of tax exemptions available (B) Where competition from foreign Executive Director, Procurement under existing agreements. sources is restricted under the authority NATIONAL IMAGERY AND MAPPING (ii) When purchase of materials is the of FAR 6.302–3(a)(2)(i). Provide USD AGENCY responsibility of the construction (AT&L) DP a copy of the justification for contractor, the evaluation differential is restricting competition (see FAR 6.303– Deputy Director for Acquisition, Installations, and Logistics determined through the estimating 1(d)). process and applied before solicitation. (C) Where competition from foreign DEPARTMENT OF DEFENSE EDUCATION sources is restricted under subpart ACTIVITY 225.304 Procedures. 225.71. Director (a) Solicitation of offers. When 225.401±70 Products subject to trade (ii) The authority to make the soliciting orally, advise vendors that only domestic and qualifying country agreement acts. determinations referred to in paragraph Foreign end products subject to the (2)(i) of this section may be redelegated end products are acceptable unless an Trade Agreements Act and NAFTA are below the levels specified in that exception applies or the price of a those in the following Federal supply paragraph for acquisitions estimated at domestic end product is unreasonable. groups (FSG). If a product is not in one 500,000 or less in foreign cost. (b) Evaluation of offers. (3)(i) This authority is not intended (i) Use the evaluation procedures in of the listed groups, the Trade for use in making repetitive supply subpart 225.5 instead of the evaluation Agreements Act and NAFTA do not acquisitions or acquisitions of total procedures in FAR subpart 25.5. apply. The definition of Caribbean Basin annual supply requirements of items Treatment of duty may differ when country end products in FAR 25.003 available in the United States but not delivery is overseas. excludes those end products that are not available within the time required. (A) Duty may not be applicable to eligible for duty-free treatment under 19 (ii) DoD has determined that nonqualifying country offers. U.S.C. 2703(b). However, 225.003 requirements for the items on the lists (B) The U.S. Government cannot expands the definition of Caribbean at FAR 25.104(a) and at 225.104(a)(iii) guarantee the exemption of duty for Basin country end products to include can only be filled by a foreign end components or end products imported petroleum and any product derived product. into foreign countries. from petroleum. The list of products has (4) DoD has determined the following (C) Foreign governments may impose been annotated to indicate those items can only be acquired or performed duties, and offers including such duties products that are eligible for designated in the country concerned: must be evaluated as offered. and NAFTA countries, but are not (i) Maintenance and repair of, and (ii) Where the evaluation procedures presently eligible for Caribbean Basin acquisition of spare parts for, foreign- in Subpart 225.5 result in the award of countries. manufactured vehicles, equipment, nonqualifying country end product, the machinery, and systems; provided, in acquisition of domestic end products is FSG Category/description the case of spare parts, the acquisition unreasonable or inconsistent with 22 Railway equipment is restricted to the original manufacturer public interests. If no domestic end product offers are received, the 23 Motor vehicles, trailers, and cycles or its supplier in accordance with DoD (except 2350 and buses under standardization policy (see DoD determination in FAR 25.303(b)(1) is not 2310) Directive 4120.3, Defense required. 24 Tractors Standardization and Specification 8. Subpart 225.4 is revised to read as 25 Vehicular equipment components Program). follows: 26 Tires and tubes

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FSG Category/description FSG Category/description § 225.408 Procedures. (a)(4) The requirements of FAR 29 Engine accessories 87 Agricultural supplies 25.408(a)(4) do not apply to offshore 30 Mechanical power transmission equip- 88 Live animals acquisitions or to Defense Energy ment 91 Fuels, oils, and waxes Support Center post, camp, or station 32 Woodworking machinery and equip- 93 Nonmetallic fabricated materials ment 94 Nonmetallic crude materials overseas requirements. 34 Metalworking machinery 96 Ores, minerals, and their primary 9. Subpart 225.5 is added to read as 35 Service and trade equipment products follows: 36 Special industry machinery (except 99 Miscellaneous 3690) Subpart 225.5ÐEvaluating Foreign 37 Agricultural machinery and equipment 225.402 General. OffersÐSupply Contracts 38 Construction, mining, excavating, and highway maintenance equipment (1) To estimate the value of the Sec. 39 Materials handling equipment acquisition, use the total estimated 225.502 Application. 40 Rope, cable, chain and fittings value of end products subject to trade 225.504 Evaluation examples. 41 Refrigeration and air conditioning agreement acts (see 225.401–70). equipment (2) See subpart 225.5 for evaluation of § 225.502 Application. 42 Fire fighting, rescue and safety equip- eligible products and U.S. made end Use the following procedures instead ment products, except when acquiring of those in FAR 25.502. These 43 Pumps and compressors information technology end products in procedures do not apply to acquisitions 44 Furnace, steam plant and drying of information technology end products equipment (except 4470) Federal Supply Group 70 or 74 that are 45 Plumbing, heating, and sanitation subject to the Trade Agreements Act. in Federal Supply Group 70 or 74 that equipment are subject to the Trade Agreements Act. 225.403 Trade Agreements Act. 46 Water purification and sewage treat- (1) Treat offers of eligible end ment equipment (c)(i) Except as provided in products under acquisitions subject to 47 Piping, tubing, hose, and fitting paragraphs (c)(ii) and (iii) of this the Trade Agreements Act or NAFTA as 48 Valves section, do not purchase nondesignated if they were qualifying country offers. 49 Maintenance and repair shop equip- country end products subject to the As used in this section, the term ment (except 4920±4927, 4931± Trade Agreements Act unless they are ‘‘nonqualifying country offer’’ may also 4935, 4960) NAFTA, Caribbean Basin, or qualifying 53 Hardware and abrasives apply to an offer that is not an eligible 54 Prefabricated structures and scaf- country end products (see 225.872–1). offer under a trade agreement (see folding (ii) The prohibition in paragraph (c)(i) 225.504(4)). 55 Lumber, millwork, plywood, and ve- of this section does not apply when the (2) Except as provided in paragraph neer contracting officer determines that offers (3) of this section, evaluate offers by 56 Construction and building materials of U.S. made, qualifying country, or adding a 50 percent factor to the price 61 Electric wire, and power and distribu- eligible products from responsive, (including duty) of each nonqualifying tion equipment responsible offerors are either— country offer (see 225.504 (1)). 62 Lighting fixtures and lamps (A) Not received; or (i) Nonqualifying country offers 63 Alarm and signal systems (B) Insufficient to fill the include duty in the offered price. When 65 Medical, dental, and veterinary equip- Government’s requirements. ment and supplies applying the factor, evaluate based on 66 Instruments and laboratory equipment In these cases, accept all responsive, the inclusion of duty, whether or not (except aircraft clocks under responsible offers of U.S. made, duty is to be exempted. If award is made 6645)ÐSee FAR 25.003 exclusion qualifying country, and eligible on the nonqualifying country offer and of certain watches and watch parts products before accepting any other duty is to be exempted through for certain Caribbean Basin coun- offers. inclusion of the clause at FAR 52.225– tries (iii) National interest waivers under 8, Duty-Free Entry, award at the offered 67 Photographic equipment price minus the amount of duty 68 Chemicals and chemical products section 302(b)(2) of the Trade 69 Training aids and devices Agreements Act are approved on a case- identified in the provision at 252.225– 70 General purpose ADPE, software, by-case basis. Except as delegated in 7003, Information for Duty-Free Entry supplies, and support equipment paragraphs (c)(iii)(A) and (B) of this Evaluation (see 225.504(1)(ii)). 71 Furniture section, a request for a national interest (ii) When a nonqualifying country 72 Household and commercial furnishings waiver shall include supporting offer includes more than one line item, and appliances rationale and be submitted under apply the 50 percent factor— 73 Food preparation and serving equip- department/agency procedures to the (A) On an item-by-item basis; or ment Director of Defense Procurement. (B) On a group of items, if the 74 Office machines, visible record equip- ment and ADP equipment (A) The head of the contracting solicitation specifically provides for 75 Office supplies and devices activity may approve a national interest award on a group basis. 76 Books, maps, and other publications waiver for a purchase by an overseas (3) When application of the factor 77 Musical instruments, phonographs, purchasing activity of products critical would not result in the award of a and home type radios to the support of U.S. forces stationed domestic end product, i.e., when no 78 Recreational and athletic equipment abroad. The waiver must be supported domestic offers are received (see 79 Cleaning equipment and supplies by a written statement from the 225.504(3)) or when a qualifying 80 Brushes, paints, sealers, and adhe- requiring activity stating that the country offer is lower than the domestic sives offer (see 225.504(2)), evaluate 81 Containers, packaging and packing requirement is critical for the support of supplies (except 8140) U.S. forces stationed abroad. nonqualifying country offers without 84 Luggage (only 8460)ÐSee FAR (B) The Commander, Defense Energy the 50 percent factor. 25.003 for exclusion of luggage for Support Center, may approve national (i) If duty is to be exempted through Caribbean Basin countries interest waivers for purchases of fuel for inclusion of the clause at FAR 52.225– 85 Toiletries use by U.S. forces overseas. 8, Duty-Free Entry, evaluate the

VerDate 202000 10:57 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00029 Fmt 4700 Sfmt 4700 E:\FR\FM\13APR1.SGM pfrm07 PsN: 13APR1 19854 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations nonqualifying country offer exclusive of Nonqualifying Country Nonqualifying Country duty by reducing the offered price by Offer (including Offer (including the amount of duty identified in the $,1000 duty ...... $600,000 $1,000 duty ...... $880,500 clause at 252.225–7003, Information for Domestic Offer ...... 910,000 Qualifying Country Duty-Free Entry Evaluation (see Qualifying Country Offer ...... 880,000 225.504(2)(ii) and (3)(ii)). If award is Offer ...... 920,000 made on the nonqualifying country Award on Nonqualifying Country Offer. offer, award at the offered price minus Award on Nonqualifying Country Offer. Since no domestic offers are received, duty. The addition of the evaluation factor the nonqualifying country offer is (ii) If duty is not to be exempted, yields an evaluated price of $900,000. evaluated without the evaluation factor. evaluate the nonqualifying country offer Since duty is being exempted for Since duty is being exempted, duty is inclusive of duty (see 225.504(2)(i) and nonqualifying country offers, the duty is subtracted from the nonqualifying (3)(i)). subtracted from the offered price, which country offer, which is evaluated and (4) If these evaluation procedures is awarded at $599,000. awarded at $879,500. result in a tie between a nonqualifying (2) Example 2. (4) Example 4. country offer and a domestic offer, make (i) Alternate I: Duty Not Exempted for (i) Alternate I: Nonqualifying Country Offers: award on the domestic offer. Offer of U.S. Made End (5)(i) There are two tests that must be Nonqualifying Country Product which is not met to determine whether a Offer (including $100 a Domestic Offer ...... $800,000 manufactured item is a domestic end duty ...... $6,000 Domestic Offer ...... 820,000 product— Domestic Offer ...... 8,500 Eligible Product ...... 830,000 (A) The end product must have been Qualifying Country manufactured in the United States; and Offer ...... 7,800 Award on Domestic End Product. U.S. (B) The cost of its U.S. and qualifying made end products which are not also Award on Nonqualifying Country Offer. country components must exceed 50 domestic end products are evaluated the Since the qualifying country offer is percent of the cost of all of its same as nonqualifying country end lower than the domestic offer, the components. This test is applied to end products. Adding the 50% evaluation nonqualifying country offer is evaluated products only, and not to individual factor yields an evaluated price of without the factor. Since duty is not components. $1,200,000. being exempted for nonqualifying (ii) Because of the component test, the country offers, the offer is evaluated and (ii) Alternate II: definition of ‘‘domestic end production’’ award is made at the price inclusive of Offer of U.S. Made End is more restrictive than the definition duty ($6,000). Product which is not for— (ii) Alternate II: Duty Exempted: a Domestic Offer ...... $800,000 (A) ‘‘U.S. made end product’’ under Nonqualifying Country Eligible Product ...... 820,000 trade agreements; Domestic Offer ...... 830,000 (B) ‘‘Domestically produced or Offer (including manufactured products’’ under small $1,000 duty ...... $880,500 Award on U.S. Made End Product. business set-asides or small business Domestic Offer ...... 950,000 Adding the 50% evaluation factor to the reservations; and Qualifying Country U.S. made end product would not result Offer ...... 880,000 (C) Products of small businesses in the award of a domestic end product under FAR Part 19. Award on Nonqualifying Country Offer. since the eligible product, which is (iii) If an offer is for a ‘‘U.S. made end Again, the qualifying country offer is evaluated the same as a qualifying product,’’ ‘‘domestically produced end lower than the domestic offer. The country offer, is lower. All offers are product,’’ or the product of a small nonqualifying country offer is, therefore, evaluated without the factor. business, but is not a ‘‘domestic end evaluated without the factor. Since duty Subpart 225.6Ð[Removed] product’’ as defined in the clause at is being exempted for nonqualifying 252.225–7001, Buy American Act and country offers, the duty identified by the 10. Subpart 225.6 is removed. Balance of Payments Program, treat the offeror is subtracted from the offered offer as a nonqualifying country offer price, which is evaluated and awarded 11. The heading of Subpart 225.7 is (see 225.504(4)). at $879,500. revised to read as follows: (3) Example 3. 255.504 Evaluation examples. (i) Alternate I: Duty Not Exempted for Subpart 225.7ÐProhibited Sources (1) Example 1. Nonqualifying Country Offers: 225.702 [Redesignated as 225.701] (i) Alternate I: Duty Not Exempted for Nonqualifying Country 12. Section 225.702 is redesignated as Nonqualifying Country Offers: Offer (including $150 section 225.701. Nonqualifying Country duty ...... $9,600 Offer (including $100 Qualifying Country 13. The heading of Subpart 225.8 is duty) ...... $6,000 Offer ...... 9,500 revised to read as follows: Domestic Offer ...... 8,900 Qualifying Country Award on Qualifying Country Offer. Subpart 225.8ÐOther International Offer ...... 9,100 Since no domestic offers are received, Agreements and Coordination the nonqualifying country offer is Award on Domestic Offer. The 50% evaluated without the evaluation factor. 14. The heading of section 225.801 is evaluation factor is added to the Since duty is not being exempted and revised to read as follows: nonqualifying country offer, inclusive of would be paid by the Government, the 225.801 General. duty, yielding an evaluated price of nonqualifying country offer is evaluated $9,000. inclusive of duty. 15. Subpart 225.9 is revised to read as (ii) Alternate II: Duty Exempted: (ii) Alternate II: Duty Exempted: follows:

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Subpart 225.9ÐCustoms and Duties (D) Except for acquisitions of prime contract or fixed-price information technology end products in subcontract intervenes, provided the Sec. Federal Supply Group 70 or 74 subject fixed-price prime contract and, where 225.901 Policy. to the Trade Agreements Act, apply the applicable, fixed-price subcontract 225.902 Procedures. evaluation procedures for the Buy 225.903 Exempted supplies prices are, or are amended to be, American Act in accordance with exclusive of duty; 225.901 Policy. 225.502. (2) For which the supplies so (1) Section XXII, Chapter 98, (ii) Award. Exclude duty from the purchased will be delivered to the Subchapter VIII, Item 9808.00.30 of the contract price for supplies (end Government or incorporated in Harmonized Tariff Schedule of the products or components) that are to be Government-owned property or in an United States authorizes duty-free accorded duty-free entry. If duty-free end product to be furnished to the importation of defense supplies. entry is granted to the successful offeror Government, and for which duty will be (2) 19 U.S.C. 1309 authorizes duty- in accordance with the clause at FAR paid if such supplies or any portion are free importation of certain supplies (not 52.225–8, Duty-Free Entry, and the used for other than the performance of including equipment) for vessels or clause at 252.225–7003, Information for the Government contract or disposed of aircraft operated by the United States Duty-Free Entry Evaluation, request that other than for the benefit of the (see FAR 25.903(b)). the offeror provide the list of foreign Government in accordance with the (3) Unless the supplies are entitled to supplies that are subject to such duty- contract terms; and duty-free treatment under a special free entry, and list such supplies in the (3) For which such acquisition abroad category in the Harmonized Tariff contract clause at 252.225–7008, is authorized by the terms of the Schedule of the United States (e.g., the Supplies to be Accorded Duty-Free contract or subcontract or by the Caribbean Basin Economic Recovery Act Entry. contracting officer. or NAFTA), or unless the supplies (iii) Postaward. (B) Under a fixed-price contract, already have entered into the customs (A) Issue duty-free entry certificates negotiate an equitable reduction in the territory of the United States and duty for all qualifying country supplies in contract price if duty-free entry is already has been paid, DoD will issue accordance with the policy at granted for any nonqualifying country duty-free entry certificates for— 225.901(3)(i) and the clause at 252.225– component not listed in the Schedule as (i) Qualifying country supplies (end 7009, Duty-Free Entry—Qualifying duty-free, even if contract award was products and components) on all Country Supplies (End Products and based on furnishing a domestic defense contracts; Components); for all eligible products component or a qualifying country (ii) Eligible products (end products subject to trade agreements in component. but not components) on defense accordance with the policy at (2) Formal entry and release. contracts subject to the Trade 225.901(3)(ii) and the clause at 252.225– (i) The administrative contracting Agreement Act or NAFTA; and 7037, Duty-Free Entry—Eligible End officer must— (iii) Other foreign supplies, if there is Products; and for other foreign supplies (A) Ensure that prime contractors are reasonable assurance that the in accordance with the policy at aware of and understand any Duty-Free administrative and other costs of 225.901(3)(iii) on contracts containing Entry clause requirements. Contractors processing and controlling the the clause at FAR 52.225–8, Duty-Free should understand that failure by them certificates will not exceed the amount Entry; or (following to the extent or their subcontractors to include the of duty that would be paid. practicable the procedures required by data required by the clause will result the clause at FAR 52.225–8, Duty-Free in treatment of the shipment as without 225.902 Procedures. Entry, and the clause at 252.225–7010, benefit of free entry under Section XXII, (1) General. Duty-Free Entry—Additional Chapter 98, Subchapter VIII, Item (i) Preaward. Provisions) on other contracts— 9808.00.30 of the Harmonized Tariff (A) Unless duty was paid prior to (1) That fall within one of the Schedule of the United States. submission of the offer, an offer of following categories: (B) Upon receipt of the required domestic end products with no (i) Direct purchases of foreign notice of purchase of foreign supplies nonqualifying country components, an supplies under a DoD prime contract, from the contractor or any tier offer of qualifying country end products, whether title passes at point of origin or subcontractor— or an offer of eligible products under the at destination in the United States, (1) Verify the duty-free entitlement of Trade Agreements Act or NAFTA, provided the contract states that the goods entering under the contract; and should not include duty. final price is exclusive of duty. (2) Review the prime contract to (B) Offers of U.S. made end products (ii) Purchases of foreign supplies by a ensure that performance of the contract with nonqualifying country domestic prime contractor under a cost- requires the foreign supplies (quantity components, and offers that are neither reimbursement type contract or by a and price) identified in the notice. qualifying country offers nor offers of cost-reimbursement type subcontractor (C) Upon receipt of notification from eligible products under a trade (where no fixed-price prime or fixed- the contractor that it is placing a foreign agreement, should contain applicable price subcontract intervenes between purchase that was not identified at the duty. the purchaser and the Government), time of contract award— (c) Exclude from the evaluation of whether title passes at point of origin or (1) Determine whether a reduction in domestic end products, or information at destination in the United States. If a the contract price is required under the technology end products in Federal fixed-price prime or fixed-price clause at FAR 52.225–8, Duty-Free Supply Group 70 or 74 in acquisitions subcontract intervenes, follow the Entry; subject to the Trade Agreements Act, criteria stated in paragraph (2) If so, make an equitable any duty for nonqualifying country (a)(iii)(A)(1)(iii) of this section. adjustment in the contract price, unless components listed in the provision at (iii) Purchases of foreign supplies by the procuring contracting officer waives 252.225–7003, Information for Duty- a fixed-price domestic prime contractor, this adjustment; Free Entry Evaluation, for which duty- a fixed-price subcontractor, or a cost- (3) Determine the price of the foreign free entry will be granted. type subcontractor where a fixed-price supplies exclusive of duty, and advise

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Use the provision (D) Within 20 days after receiving the 225.903 Exempted supplies. in any solicitation that includes the notification of purchase of foreign (b)(i) The term ‘‘supplies’’— clause at 252.225–7001, Buy American supplies, forward the following (A) Includes articles known as Act and Balance of Payments Program. information in the format indicated to ‘‘stores,’’ such as food, medicines, and (2) Use the clause at 252.225–7001, the Commander, DCMC New York, toiletries, as well as all consumable Buy American Act and Balance of ATTN: Customs Team, DCMDE–GNIC, articles necessary and appropriate for Payments Program, instead of the clause 207 New York Avenue, Staten Island, the propulsion, operation, and at FAR 52.225–1, Buy American Act— NY 10305–5013: maintenance of the vessel or aircraft, Balance of Payments Program— We have received a contractor such as fuel, oil, gasoline, grease, paint, Supplies, in solicitations and contracts notification of the purchase of foreign cleansing compounds, solvents, wiping for supplies or services that require the supplies. I have verified that foreign rags, and polishes. furnishing of supplies. supplies are required for the (B) Does not include portable articles (i) Do not use the clause if an performance of the contract. If necessary and appropriate for the exception to the Buy American Act or required, the prime contract price has navigation, operation, or maintenance of Balance of Payments Program is known been or will be adjusted. vessel or aircraft and for the comfort and to apply or if using the clause at Prime Contractor Name and Address: safety of the persons on board, such as 252.225–7007, Buy American Act— Prime Contractor CAGE Code: rope, bolts and nuts, bedding, china and Trade Agreements—Balance of Prime Contract Number plus Delivery cutlery, which are included in the term Payments Program; 252.225–7021, Order Number, if applicable: ‘‘equipment.’’ Total Dollar Value of the Prime Contract or Trade Agreements; or 252.225–7036, (ii) The duty-free certificate shall be Buy American Act—North American Delivery Order: printed, stamped, or typed on the face Expiration Date of the Prime Contract or Free Trade Agreement Implementation Delivery Order: of Customs Form 7501, or attached, and Act—Balance of Payments Program. Foreign Supplier Name and Address: shall be executed by a duly designated (ii) The clause need not be used if Number of Subcontract/Purchase Order for officer or civilian official of the nonqualifying country end products are Foreign Supplies: appropriate department or agency in the ineligible for award, including— Total Dollar Value of the Subcontract for following form: (A) End products restricted to Foreign Supplies: (Date) lllllllllllllllll domestic or domestic and qualifying Expiration Date of the Subcontract for Foreign Supplies: I certify that the acquisition of this material country sources under appropriations CAO Activity Address Number: constituted a purchase of supplies by the and authorization act restrictions (see ACO Name and Telephone Number: United States for vessels or aircraft subpart 225.70); ACO Code: operated by the United States, and is (B) End products restricted to Signature: admissible free of duty pursuant to 19 domestic or domestic and Canadian Title: U.S.C. 1309. sources (see subpart 225.71); and llllllllllllllll (E) If a contract modification results (Name) (C) End products restricted under the (Title) llllllllllllllll in a change to any data verifying duty- lllllllllllll authority of FAR 6.302–3. free entitlement previously furnished, (Organization (iii) The clause may be used if the forward a revised notification including 16. Subpart 225.10 is added to read as contracting officer anticipates a waiver the changed data to DCMC New York. follows: of the restriction in paragraph (2)(ii)(A) (ii) The responsibility for issuing or (B) of this section. Subpart 225.10ÐAdditional Foreign duty-free entry certificates for foreign (3) Use the clause at 252.225–7002, Acquisition Regulations supplies purchased under a DoD Qualifying Country Sources as contract or subcontract rests with the Sec. Subcontractors, in solicitations and Customs Team, DCMDE–GNIC, DCMC 225.1070 Clause deviations in overseas contracts that include one of the New York. Upon receipt of import contracts. following clauses: documentation for incoming shipments (i) 252.225–7001, Buy American Act from the contractor, its agent, or the U.S. 225.1070 Clause deviations in overseas and Balance of Payments Program. contracts. Customs Service, DCMC New York will (ii) 252.225–7007, Buy American verify the duty-free entitlement and See 201.403(2) for approval authority Act—Trade Agreements—Balance of execute the duty-free entry certificate. for clause deviations in overseas Payments Program. (iii) Upon arrival of foreign supplies contracts with governments of North (iii) 252.225–7021, Trade Agreements. at ports of entry, the consignee, Atlantic Treaty Organization (NATO) (iv) 252.225–7036, Buy American generally the contractor or its agent countries or other allies or with United Act—North American Free Trade (import broker) for shipments to other Nations or NATO organizations. Agreement Implementation Act— than a military installation, will file U.S. 17. Subpart 225.11 is added to read as Balance of Payment Program. Customs Form 7501, 7501A, or 7506, follows: (4) Use the provision at 252.225–7003, with the District Director of Customs. Information for Duty-Free Entry (3) Immediate entry and release. Subpart 225.11ÐSolicitation Evaluation, in solicitations that include Importations made in the name of a DoD Provisions and Contract Clauses the clause at FAR 52.225–8, Duty-Free military facility or being shipped Sec. Entry. Use the provision with its directly to a military facility are entitled 225.1101 Acquisition of supplies. Alternate I when the clause at 252.225– to release under the immediate delivery 225.1103 Other provisions and clauses. 7021, Trade Agreements, is used. procedure. (5) Use the provision at 252.225–7006, (i) A DoD immediate delivery 225.1101 Acquisition of supplies. Buy American Act—Trade application has been approved and is on (1) Use the provision at 252.225–7000, Agreements—Balance of Payments file at Customs Headquarters. Buy American Act—Balance of Program Certificate, instead of the

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The clause may be used (3) Use the clause at 252.225–7042, 252.225–7007, Buy American Act— where the contracting officer anticipates Authorization to Perform, in Trade Agreements—Balance of a waiver of the restriction. solicitations and contracts when Payments Program, instead of the clause (i)(A) Use the clause in all contract performance will be wholly or at FAR 52.225–5, Trade Agreements. solicitations and contracts for the items in part in a foreign country. The clause need not be used where listed at 225.401–70, when the PART 242ÐCONTRACT purchase from foreign sources is estimated value is $53,150 or more and ADMINISTRATION AND AUDIT restricted (see 225.401(b)(ii)). The clause the Trade Agreements Act does not SERVICES may be used where the contracting apply. Include the clause in solicitations officer anticipates a waiver of the for multiple line items if any line item 18. Section 242.302 is amended by restriction. is subject to NAFTA. revising paragraph (a)(19) to read as (7) Use the clause at 252.225–7008, (B) Use the clause with its Alternate follows: Supplies to be Accorded Duty-Free I when the estimated value is between Entry, in solicitations and contracts that $25,000 and $53,150. 242.302 Contract administration functions. provide for duty-free entry and that (ii) Application of the procedures in (a) * * * include the clause at FAR 52.225–8, 225.402 and the acquisition of (19) Also negotiate and issue contract Duty-Free Entry. noneligible and eligible products under modifications reducing contract prices (8) Use the clause at 252.225–7009, the same solicitation may result in the in connection with the provisions of Duty-Free Entry—Qualifying Country application of the North American Free paragraph (c) of the clause at FAR Supplies (End Products and Trade Agreement Implementation Act to 52.225–8, Duty-Free Entry. Components), in solicitations and only some of the items solicited. In such * * * * * contracts for supplies and in case, indicate in the Schedule those solicitations and contracts for supplies items covered by the Act. PART 252ÐSOLICITATION for exclusive use outside the United (14) Use the clause at 252.225–7037, PROVISIONS AND CONTRACT States. Duty-Free Entry—Eligible End Products, CLAUSES (9) Use the clause at 252.225–7010, in solicitations and contracts for Duty-Free Entry—Additional 252.225±7000 [Amended] supplies and services when the clause at Provisions, in solicitations and contracts 252.225–7007, Buy American Act— 19. Section 252.225–7000 is amended that include the clause at FAR 52.225– Trade Agreements—Balance of in the introductory text by removing 8, Duty-Free Entry. Payments Program; 252.225–7021, ‘‘225.109(a)’’ and adding in its place (10) Use the provision at 252.225– ‘‘225.1101(1)’’. 7020, Trade Agreements Certificate, in Trade Agreements; or 252.225–7036, all solicitations that include the clause Buy American Act—North American 225.225±7001 [Amended] at 252.225–7021, Trade Agreements. Free Trade Agreement Implementation 20. Section 252.225–7001 is amended (11) Use the clause at 252.225–7021, Act—Balance of Payments Program, is in the introductory text by removing Trade Agreements, instead of the clause used. ‘‘225.109(d)’’ and adding in its place at FAR 52.225–5, Trade Agreements, 225.1103 Other provisions and clauses. ‘‘225.1101(2)’’. when acquiring information technology (1) In order to allow accurate products in Federal Supply Group 70 or 252.225±7002 [Amended] reporting, by cognizant accounting and 74. 21. Section 252.225–7002 is amended disbursing officers, of foreign and (12) Use the provision at 252.225– in the introductory text by removing domestic expenditures, use the clause at 7035, Buy American Act—North ‘‘225.109–70(a)’’ and adding in its place 252.225–7005, Identification of American Free Trade Agreement ‘‘225.1101(3)’’. Implementation Act—Balance of Expenditures in the United States, in all Payments Program Certificate, instead of negotiated contracts over $25,000 252.225±7003 [Amended] the provision at FAR 52.225–4, Buy where— 22. Section 252.225–7003 is amended American Act—North American Free (i) For supply contracts, the contract in the introductory text by removing Trade Agreement—Israeli Trade Act— requires end products manufactured or ‘‘225.605–70(d)’’ and adding in its place Balance of Payments Program produced in the United States; and ‘‘225.1101(4)’’; and in Alternate I Certificate, in all solicitations that (A) The contractor is a foreign introductory text by removing include the clause at 252.225–7036, Buy concern; or ‘‘225.605–70(d)’’ and adding in its place American Act-North American Free (B) The contractor is a domestic ‘‘225.1101(4)’’. Trade Agreement Implementation Act— concern and the Government will take 252.225±7005 [Amended] Balance of Payments Program. title outside the United States. (i) Use the basic provision when the (ii) For contracts for construction, 23. Section 252.225–7005 is amended basic clause at 252.225–7036 is used. repair, and maintenance of real in the introductory text by removing (ii) Use the provision with its property, or services to be performed ‘‘225.305–70’’ and adding in its place Alternate I when the clause at 252.225– outside the United States— ‘‘225.1103(1)’’. 7036 is used with its Alternate I. (A) The contractor is a domestic (13) Use the clause at 252.225–7036, concern; or 252.225±7006 [Amended] Buy American Act—North American (B) The contractor is a foreign concern 24. Section 252.225–7006 is amended Free Trade Agreement Implementation and the contract requires acquisition of in the introductory text by removing

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‘‘225.408(a)(i)’’ and adding in its place 252.225±7042 [Amended] participation in the Indian Incentive ‘‘225.1101(5)’’. 35. Section 252.225–7042 is amended Program under DoD contracts. Section 8024 of the DoD Appropriations Act for 252.225±7007 [Amended] in the introductory text by removing ‘‘225.97’’ and adding in its place Fiscal Year 1999 (Public Law 105–262) 25. Section 252.225–7007 is amended ‘‘225.1103(3)’’. and Section 8024 of the DoD in the introductory text by removing Appropriations Act for Fiscal Year 2000 [FR Doc. 00–9087 Filed 4–12–00; 8:45 am] ‘‘225.408(a)(ii)’’ and adding in its place (Public Law 106–79) eliminated the ‘‘225.1101(6)’’. BILLING CODE 5000±04±M requirements for a DoD contractor to submit a subcontracting plan before it 252.225±7008 [Amended] may participate in the Indian Incentive DEPARTMENT OF DEFENSE 26. Section 252.225–7008 is amended Program. DoD implements the Indian Incentive in the introductory text by removing 48 CFR Part 226 ‘‘225.605–70(e)’’ and adding in its place Program through use of the clause at [DFARS Case 99±D300] ‘‘225.1101(7)’’. Federal Acquisition Regulation (FAR) 52.226–1, Utilization of Indian 252.225±7009 [Amended] Defense Federal Acquisition Organizations and Indian-Owned Regulation Supplement; Utilization of Economic Enterprises. The FAR and 27. Section 252.225–7009 is amended Indian Organizations and Indian- DFARS previously prescribed use of the in the introductory text by removing Owned Economic Enterprises clause in only those DoD contracts that ‘‘225.605–70(a)’’ and adding in its place AGENCY: Department of Defense (DoD). contain subcontracting plan ‘‘225.1101(8)’’. requirements. On October 26, 1999, a ACTION: Final rule 252.225±7010 [Amended] proposed FAR rule was published at 64 SUMMARY: The Acting Director of FR 57964 to remove the FAR 28. Section 252.225–7010 is amended Defense Procurement has issued a final requirements for DoD use of the clause; in the introductory text by removing rule amending the Defense Federal these DFARS amendments replace the ‘‘225.605–70(c)’’ and adding in its place Acquisition Regulation Supplement FAR requirements. ‘‘225.1101(9)’’. (DFARS) to revise procedures pertaining DoD published a proposed rule at 64 FR 63003 on November 18, 1999. 252.225±7020 [Amended] to the Indian Incentive Program. The Program provides for incentive Thirty-six sources submitted comments 29. Section 252.225–7020 is amended payments to Government contractors on the proposed rule. DoD considered in the introductory text by removing that use Indian organizations and all comments in the development of the ‘‘225.408(a)(iii)’’ and adding in its place Indian-owned economic enterprises as final rule. The final rule differs from the ‘‘225.1101(10)’’. subcontractors. This rule reflects new proposed rule in that it lowers the dollar threshold for us of the clause at FAR 252.225±7021 [Amended] statutory provisions that permit small business concerns to participate in the 52.226–1, to provide increased 30. Section 252.225–7021 is amended Indian Incentive Program. opportunity or small business concerns to participate in the Indian Incentive in the introductory text by removing EFFECTIVE DATE: April 13, 2000. ‘‘225.408(a)(iv)’’ and adding in its place Program. FOR FURTHER INFORMATION CONTACT: Ms. ‘‘225.1101(11)’’. This rule was not subject to Office of Susan Schneider, Defense Acquisition Management and Budget review under 252.225±7035 [Amended] Regulations Council, PDUSD (AT&L) DP Executive Order 12866, dated (DAR), IMD 3D139, 3062 Defense September 30, 1993. 31. Section 252.225–7035 is amended Pentagon, Washington, DC 20301–3062. in the introductory text by removing Telephone (703) 602–0262; telefax (703) B. Regulatory Flexibility Act ‘‘225.408(a)(v)’’ and adding in its place 602–0350. Please cite DFARS Case 99– DoD expects this final rule to have a ‘‘225.1101(12)’’; and in Alternate I by D300. significant economic impact on a removing ‘‘225.408(a)(v)(B)(2)’’ and SUPPLEMENTARY INFORMATION: substantial number of small entities adding in its place ‘‘225.1101(12)(ii)’’. within the meaning of the Regulatory A. Background 252.225±7036 [Amended] Flexibility Act, 5 U.S.C. 601, et seq. A The rule revises DFARS Subpart 226.1 final regulatory flexibility analysis has 32. Section 252.225–7036 is amended to update procedures pertaining to the been prepared and its summarized as in the introductory text by removing Indian Incentive Program. Section 504 follows: ‘‘225.408(a)(vi)’’ and adding in its place of the Indian Financing Act of 1974 (25 The legal basis for the rule is Section ‘‘225.1101(13)’’; and in Alternate I U.S.C. 1544) established the Indian 504 of the Indian Financing Act of 1974 introductory text by removing Incentive Program, which provides for (25 U.S.C. 1544); Section 8024 of the ‘‘225.408(a)(vi)(B)(2)’’ and adding in its payment of incentives to Government DoD Appropriations Act for Fiscal Year place ‘‘225.1101(13)(i)(B)’’. contractors that use Indian 1999 (Public Law 105–262); and Section 252.225±7037 [Amended] organizations and Indian-owned 8024 of the DoD Appropriations Act for economic enterprises as subcontractors. Fiscal Year 2000 (Public Law 106–79). 33. Section 252.225–7037 is amended Prior to fiscal year 1999, annual This rule will apply to all DoD in the introductory text by removing appropriations acts restricted DoD contractors that have the clause at FAR ‘‘225.605–70(b)’’ and adding in its place payments under the Program to those 52.226–1, Utilization of Indian ‘‘225.1101(14)’’. contractors that submitted small Organizations and Indian-Owned business subcontracting plans pursuant Economic Enterprises, incorporated into 252.225±7041 [Amended] to 15 U.S.C. 637(d) or Section 854 of their contracts. The proposed rule 34. Section 252.225–7041 is amended Public Law 101–89 (15 U.S.C. 637 note). required use of the clause at FAR in the introductory text by removing Since small business concerns are not 52.226–1 in construction contracts ‘‘225.971’’ and adding in its place required to submit subcontracting plans, valued at $1,000,000 or more, and in ‘‘225.1103(2)’’. small businesses were excluded from other than construction contracts valued

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As a of the prescription at FAR 26.104(a): rule without change. result of public comments received, and (a) Use the clause at FAR 52.226–1, This rule was not subject to Office of to provide increased opportunity for Utilization of Indian Organizations and Management and Budget review under small business concerns to participate Indian-Owned Economic Enterprises, in Executive Order 12866, dated in the Indian Incentive Program, the solicitations and contracts that— September 30, 1993. final rule lowers the dollars threshold (1) Do not use FAR part 12 B. Regulatory Flexibility Act for use of the clause to the simplified procedures; and acquisition threshold ($100,000), for all (2) Are for supplies or services DoD certifies that this final rule will contracts except those awarded using expected to exceed the simplified not have a significant economic impact FAR Part 12 procedures. The rule does acquisition threshold. on a substantial number of small entities within the meaning of the Regulatory not impose any new reporting, [FR Doc. 00–9084 Filed 4–12–00; 8:45 am] recordkeeping, or other compliance Flexibility Act, 5 U.S.C. 601, et seq., BILLING CODE 5000±04±M requirements, and does not duplicate, because DoD awards approximately overlap, or conflict with any other only 20 new contracts under the Federal rules. The rule is expected to DEPARTMENT OF DEFENSE Manufacturing Technology Program have a beneficial effect on small each year. business concerns, because small 48 CFR Part 235 C. Paperwork Reduction Act businesses are now eligible to receive [DFARS Case 99±D302] incentive payments for the use of Indian The Paperwork Reduction Act does not apply because the rule does not organizations and Indian-owned Defense Federal Acquisition impose any information collection economic enterprises as subcontractors. Regulation Supplement; Manufacturing requirements that require the approval Technology Program C. Paperwork Reduction Act of the Office of Management and Budget The Paperwork Reduction Act does AGENCY: Department of Defense (DoD). under 44 U.S.C. 3501, et seq. not apply because the rule does not ACTION: Final rule. List of Subjects in 48 CFR Part 235 impors any information collection requirements that require the approval SUMMARY: The Acting Director of Government procurement. of the Office of Management and Budget Defense Procurement is adopting as Michele P. Peterson, final, without change, an interim rule under 44 U.S.C. 3501, et seq. Executive Editor, Defense Acquisition amending the Defense Federal Regulations Council. List of Subjects in 48 CFR Part 226 Acquisition Regulation Supplement Government procurement. (DFARS) to implement Section 216 of Interim Rule Adopted as Final Without the National Defense Authorization Act Change Michele P. Peterson, for Fiscal Year 2000. Section 216 Accordingly, the interim rule Executive Editor, Defense Acquisition amends statutory provisions pertaining Regulations Council. amending 48 CFR Part 235, which was to cost-sharing requirements for published at 65 FR 2057 on January 13, Therefore, 48 CFR part 226 is contracts under the Manufacturing 2000, is adopted as a final rule without amended as follows: Technology Program. change. 1. The authority citation for 48 CFR EFFECTIVE DATE: April 13, 2000. part 226 continues to read as follows: [FR Doc. 00–9085 Filed 4–12–00; 8:45 am] FOR FURTHER INFORMATION CONTACT: Ms. Authority: 41 U.S.C. 421 and 48 CFR Susan L. Schneider, Defense BILLING CODE 5000±04±M Chapter 1. Acquisition Regulations Council, PART 226ÐOTHER SOCIOECONOMIC PDUSD(AT&L)DP(DAR), IMD 3D139, DEPARTMENT OF DEFENSE PROGRAMS 3062 Defense Pentagon, Washington, DC 20301–3062. Telephone (703) 602–0326; 48 CFR Part 252 2. Sections 226.103 and 226.104 are telefax (703) 602–0350. Please cite [DFARS Case 2000±D006] revised to read as follows: DFARS Case 99–D302. SUPPLEMENTARY INFORMATION: 226.103 Procedures. Defense Federal Acquisition A. Background Regulation Supplement; Caribbean (f) The contracting officer must Basin Countries submit a request for funding of the DoD published an interim rule at 65 Indian incentive to the Office of Small FR 2057 on January 13, 2000. The rule AGENCY: Department of Defense (DoD). and Disadvantaged Business Utilization, revised DFARS 235.006–70 to ACTION: Final rule. Office of the Under Secretary of Defense implement Section 216 of the National (Acquisition, Technology, and Logistics) Defense Authorization Act for Fiscal SUMMARY: The Acting Director of (OUSD (AT&L) SADBU, 1777 North Year 2000 (Public Law 106–65). Section Defense Procurement has issued a final Kent Street, Suite 9100, Arlington, VA 216 amended 10 U.S.C. 2525 to rule amending the Defense Federal 22209. Upon receipt of funding from eliminate the mandatory cost-sharing Acquisition Regulation Supplement OUSD (AT&L) SADBU, the contracting requirements for contracts under the (DFARS) to implement the officer must issue a contract Manufacturing Technology Program, determination of the United States modification to add the Indian incentive and to require that cost sharing be Trade Representative (USTR) to renew funding for payment of the contractor’s included as a factor in competitive the treatment of Caribbean Basin request for adjustment as described at procedures for evaluating proposals Country end products a eligible FAR 52.226–1, Utilization of Indian under manufacturing technology products under the Trade Agreements Organizations and Indian-Owned projects. DoD received no public Act, except for end products from the Economic Enterprises. comments on the interim rule by the Dominican Republic and Honduras.

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EFFECTIVE DATE: April 13, 2000. PART 252ÐSOLICITATION one large school or small medium BFT FOR FURTHER INFORMATION CONTACT: Ms. PROVISIONS AND CONTRACT until May 31, 2001. Amy Williams, Defense Acquisition CLAUSES FOR FURTHER INFORMATION CONTACT: Sarah McLaughlin, (978) 281–9146. Regulations Council, PDUSD (AT&L) DP 252.225±7007 [Amended] (DAR), IMD 3D139, 3062 Defense SUPPLEMENTARY INFORMATION: Pentagon, Washington, DC 20301–3062. 2. Section 252.225–7007 is amended Regulations implemented under the Telephone (703) 602–0288; telefax (703) by revising the clause date to read authority of the Atlantic Tunas 602–0350. Please cite DFARS Case ‘‘(APR 2000)’’; and in paragraph (a)(1) Convention Act (16 U.S.C. 971 et seq.) 2000–D006. by removing ‘‘Dominican Republic’’ and and the Magnuson-Stevens ‘‘Honduras’’. SUPPLEMENTARY INFORMATION: Conservation and Management Act (16 252.225±7021 [Amended] U.S.C. 1801 et seq.) governing the A. Background harvest of BFT by persons and vessels 3. Section 252.225–7021 is amended The USTR published a notice of 65 FR subject to U.S. jurisdiction are found at by revising the clause date to read 50 CFR part 635. 9038 on February 23, 2000, to renew the ‘‘(APR 2000)’’; and in paragraph (a)(1) treatment of Caribbean Basin Country Implementing regulations for the by removing ‘‘Dominican Republic’’ and Atlantic tuna fisheries at § 635.23 allow end products as eligible products under ‘‘Honduras’’. the Trade Agreements Act, except for for adjustments to the daily retention end products from the Dominican [FR Doc. 00–9086 Filed 4–12–00; 8:45 am] limits in order to provide for maximum Republic and Honduras. The clauses at BILLING CODE 5000±04±M utilization of the quota over the longest DFARS 252.225–7007, Buy American possible period of time. NMFS may Act—Trade Agreements—Balance of increase or reduce the per angler Payments Program, and 252.225–7021, DEPARTMENT OF COMMERCE retention limit for any size class BFT or Trade Agreements, list the Caribbean may change the per angler limit to a per Basin countries whose products are National Oceanic and Atmospheric boat limit or the per boat limit to a per eligible products under the Trade Administration angler limit. NMFS is responsible for Agreements Act. This final rule amends implementing a recommendation of the the clauses to remove the Dominican 50 CFR Part 635 International Commission for the Republic and Honduras from the list, in [I.D. 033100D] Conservation of Atlantic Tunas (ICCAT) accordance with the USTR to limit the catch of school BFT to no determination. Atlantic Highly Migratory Species Fisheries; Atlantic Bluefin Tuna more than 8 percent by weight of the This rule was not subject to Office of total domestic landings quota over each Management and Budget review under AGENCY: National Marine Fisheries 4–consecutive-year period. NMFS is Executive Order 12866, dated Service (NMFS), National Oceanic and implementing this ICCAT September 30, 1993. Atmospheric Administration (NOAA), recommendation through annual and B. Regulatory Flexibility Act Commerce. inseason adjustments to the school BFT ACTION: Retention limit adjustment. retention limits, as necessary, and This final rule does not constitute a through the establishment of a school significant revision within the meaning SUMMARY: NMFS extends the expiration BFT reserve (64 FR 29090, May 28, of FAR 1.501 and Public Law 98–577 date of the current daily retention limit 1999; 64 FR 29806, June 3, 1999). The and publication for public comment is for the Angling category fishery for recent ICCAT recommendation allows not required. However, DoD will Atlantic bluefin tuna (BFT), which NMFS more flexibility to make consider comments from small entities published on December 16, 1999. The interannual adjustments for concerning the affected DFARS subpart current daily retention limit per vessel overharvests and underharvests, in accordance with 5 U.S.C. 610. Such in all areas of one large school or small provided that the 8–percent landings comments should cite DFARS Case medium BFT (measuring 47 to less than limit is met over the applicable 4– 2000–D006. 73 inches, 119 to less than 185 cm, consecutive-year period. This approach C. Paperwork Reduction Act curved fork length) is extended from provides NMFS with the flexibility to May 31, 2000, through June 22, 2000. In enhance fishing opportunities and the The Paperwork Reduction Act does addition, NMFS is making subsequent collection of information on a broad not apply because the rule does not adjustments to the daily retention limit, range of BFT size classes and responds impose any information collection as noted in the DATES section of this to requests from the recreational fishing requirements that require the approval document. This action is being taken to community for more advance notice of of the Office of Management and Budget provide increased fishing opportunities retention limit adjustments and greater under 44 U.S.C. 3501, et seq. in all areas without risking overharvest certainty in planning for the fishing List of Subjects in 48 CFR Part 252 of this category. season. DATES: The expiration date of the In the last few years, NMFS has Government procurement. current daily retention limit in all areas received comment from mid-Atlantic Michele P. Peterson, of one large school or small medium fishermen that the implementation of an Executive Editor, Defense Acquisition BFT (published on December 16, 1999, increased daily retention limit over a Regulations Council. at 64 FR 70198) is extended from May date-certain period is preferable to a 31, 2000, through June 22, 2000. longer season with a lower daily Therefore, 48 CFR part 252 is Effective June 23 through July 30, retention limit as it facilitates the amended as follows: 2000, the daily retention limit in all scheduling of fishing trips, particularly 1. The authority citation for 48 CFR areas is adjusted to two school BFT and charter trips. In 1999, NMFS increased part 252 continues to read as follows: one large school or small medium BFT. the daily retention limit to two school Authority: 41 U.S.C. 421 and 48 CFR Effective July 31, 2000, the daily BFT and one large school or small Chapter 1. retention limit in all areas is adjusted to medium BFT per vessel for the periods

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June 25 through July 25 and September New Jersey, provided that BFT Angling the NMFS Automated Landings 1 through October 6. Comments from category quota remains available. Reporting System via phone: (888) 872– Angling category participants regarding NMFS selected the daily retention 8862; or the Internet the 1999 fishing season have been limit and the duration of the daily (www.nmfspermits.com); or, if landed positive, and NMFS intends to provide retention limit adjustment after in the states of North Carolina or advanced notice regarding daily examining past catch and effort rates. Maryland, to a reporting station prior to retention limits again for the 2000 NMFS will continue to monitor the offloading. Information about these state fishing year. Since October 6, 1999, Angling category fishery closely through harvest tagging programs, including NMFS has maintained the daily the Automated Landings Reporting reporting station locations, can be retention limit at one large school or System, the state harvest tagging obtained in North Carolina by calling small medium BFT per vessel. Because programs in North Carolina and (800) 338–7804, and in Maryland by the current daily retention limit is valid Maryland, and the Large Pelagic Survey. calling (410) 213–1531. Depending on the level of fishing effort only through the end of the 1999 fishing In addition, anglers aboard permitted and catch rates of BFT, NMFS may year, i.e., May 31, 2000 (64 FR 70198, vessels may continue to tag and release determine that an interim closure or an December 16, 1999), NMFS must BFT of all sizes under a tag-and-release additional retention limit adjustment is announce a daily retention limit program, provided the angler tags all adjustment effective June 1, 2000, even necessary to enhance scientific data collection from, and fishing BFT so caught, regardless of whether though NMFS does not intend to previously tagged, with conventional increase the retention limit from the opportunities in, all geographic areas. Additionally, NMFS may determine that tags issued or approved by NMFS, current limit until late June 2000. an allocation from the school BFT returns such fish to the sea immediately Therefore, beginning June 1, 2000, reserve is warranted to further fishery after tagging with a minimum of injury, NMFS adjusts the BFT Angling category management objectives. and reports the tagging, and, if the BFT daily retention limit for all areas to one Closures or subsequent adjustments to was previously tagged, the information large school or small medium BFT per the daily retention limit, if any, will be on the previous tag (50 CFR 635.26). vessel, effectively maintaining the announced through publication in the Classification current retention limit through June 22, Federal Register. In addition, anglers 2000. Effective June 23 through July 30, may call the Atlantic Tunas Information This action is taken under 50 CFR 2000, NMFS adjusts the daily retention Line at (888) 872–8862 or (978) 281– 635.23(b)(3). This action is exempt from limit for all areas to two school BFT and 9305 for updates on quota monitoring review under E.O. 12866. one large school or small medium BFT and retention limit adjustments. Anglers Authority: 16 U.S.C. 971 et seq. and 1801 per vessel. After July 30, 2000, the daily aboard Charter/Headboat category et seq. retention limit for all areas will be one vessels, when engaged in recreational large school or small medium BFT per fishing for school, large school, and Dated: April 6, 2000. vessel. NMFS intends to adjust the daily small medium BFT, are subject to the Gary C. Matlock, retention limit again during late summer same rules as anglers aboard Angling Director, Office of Sustainable Fisheries, and early fall season when BFT have category vessels. All BFT landed under National Marine Fisheries Service. moved further north to the waters off the Angling category quota must be [FR Doc. 00–9123 Filed 4–12–00; 8:45 am] Rhode Island, New York, and northern reported within 24 hours of landing to BILLING CODE 3510±22±F

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Proposed Rules Federal Register Vol. 65, No. 72

Thursday, April 13, 2000

This section of the FEDERAL REGISTER SUPPLEMENTARY INFORMATION: The Board which may occur after the participant’s contains notices to the public of the proposed administers the Thrift Savings Plan right to file a claim has expired. A issuance of rules and regulations. The (TSP), which was established by the similar conflict exists in § 1605.8(c) purpose of these notices is to give interested Federal Employees’ Retirement System with respect to claims for correction of persons an opportunity to participate in the Act of 1986 (FERSA), Public Law 99– Board or TSP record keeper errors. rule making prior to the adoption of the final rules. 335, 100 Stat. 514, codified, as Although it has been the Board’s amended, largely at 5 U.S.C. 8351 and experience that errors are almost always 8401–8479. The TSP is a tax-deferred corrected upon discovery, the Board FEDERAL RETIREMENT THRIFT retirement savings plan for Federal recognizes that this conflict should be INVESTMENT BOARD employees, similar to a cash or deferred eliminated to the extent possible. arrangement established under section The amended regulation imposes 5 CFR Part 1605 401(k) of the Internal Revenue Code. different obligations on employing Sums in a TSP participant’s account are agencies, the Board, and the TSP record Correction of Administrative Errors held in trust for that participant. keeper to correct errors depending upon AGENCY: Federal Retirement Thrift On December 27, 1996, and May 1, the length of time that has passed Investment Board. 1998, the Board published final rules in between the error and its discovery. ACTION: Proposed rule with request for the Federal Register concerning the Certain types of errors must be corrected comment. correction of administrative errors (61 if they are discovered within six FR 67472 and 63 FR 24380). These rules months. For agencies, these errors SUMMARY: The Executive Director of the were codified at 5 CFR part 1605. The concern the amount and timely Federal Retirement Thrift Investment final rules explain how employing remittance of contributions. For the Board (Board) proposes to amend its agencies, the TSP record keeper, and the Board and TSP record keeper, these regulations on Correction of Board identify and correct errors concern elections to withdraw a Administrative Errors to change the administrative errors in TSP TSP account and the distribution of period of time for submission of claims contributions or account balances. The death benefits. If such errors are for the correction of errors in a proposed rule amends these rules. discovered more than six months after participant’s Thrift Savings Plan (TSP) The Board proposes to change the their occurrence, the agency, Board, or account. As presently written, certain method of calculation of lost earnings TSP record keeper may exercise its sections of the regulations impose for makeup contributions from certain sound discretion in deciding whether to conflicting duties upon participants to back pay awards involving separations correct them. (It is assumed that none of file claims for correction of errors in from service. Currently, § 1605.4(a)(3) the foregoing errors are first discovered their TSP accounts within one year of describes a process for determining lost by a participant.) receipt of notice of an error, and also earnings based upon the rates of return For such errors that are discovered by upon employing agencies or the Board for the G Fund. The rule does not take participants, the amendment permits to correct an error without regard to into account the circumstances of them to file claims against their when the error is discovered. The individual cases that are brought before employing agencies, the Board, or the amended regulation resolves this and considered by the court or other TSP record keeper without limitation as conflict by specifying when errors must tribunal with jurisdiction over the back to time. If the claim is filed within six be corrected by the employing agency, pay case. Thus, the amendment months of the error, the error must be the Board, or the TSP record keeper, as provides that the TSP will use the G corrected; otherwise, the agency, Board, the case may be, and when they may be Fund rate, unless otherwise ordered by or record keeper may use its sound corrected in the sound discretion of the court or other tribunal with discretion in deciding whether to do so. these parties. jurisdiction over the case. (Although a participant is not limited as In addition, the amended regulation Section 1605.6 describes procedures to time in filing a claim for this type of provides that lost earnings in back pay for participants filing claims against error, the agency, Board, or record cases involving separations from service employing agencies. Section 1605.8 keeper, in deciding the claim, may will be calculated based upon the G describes a similar process for claims consider the length of time that has Fund rates of return, as the regulation against the Board or TSP record keeper. passed since the participant first knew, presently provides, or as otherwise Currently, paragraph (b) of § 1605.6 or should have known, of the error.) ordered by the court or other tribunal provides that, if an agency has not For any other type of error (except a with jurisdiction over the back pay case. voluntarily corrected an administrative retirement system misclassification DATES: Comments must be received on error, a participant must file a claim for error, discussed below), the agency, or before May 15, 2000. correction within one year of receipt of Board, or TSP record keeper, as the case ADDRESSES: Comments may be sent to the earliest of several forms of notice of may be, must correct the error if it is Elizabeth S. Woodruff, General Counsel, the error. At the same time, the discovered within 30 days of the Federal Retirement Thrift Investment regulation requires agencies to issuance of the most recent TSP Board, 1250 H Street, N.W., ‘‘promptly correct’’ errors ‘‘upon participant statement or transaction Washington, D.C. 20005. discovery.’’ Thus, a conflict exists confirmation that reflects the error; if it FOR FURTHER INFORMATION CONTACT: between a participant’s obligation to file is discovered after that time, they may Merritt A. Willing on (202) 942–1666 or a timely claim for correction and an use their sound discretion in deciding Patrick J. Forrest on (202) 942–1659, agency’s obligation to correct whether to do so. (Participant FAX (202) 942–1676. administrative errors ‘‘upon discovery,’’ statements will be issued in May and

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September during 2000; thereafter, Unfunded Mandates Reform Act of would reflect) the error. If it is participant statements will be issued in 1995 discovered after that time, the January, April, July, and October of Pursuant to the Unfunded Mandates employing agency may exercise sound every year.) Reform Act of 1995, 2 U.S.C. 602, 632, discretion in deciding whether to For such errors discovered by 653, and 1501–1571, the effects of this correct the error, but, in any event, must participants, claims must be filed with regulation on state, local, and tribal act promptly in doing so; provided, the participant’s employing agency, the governments and the private sector have however, that no contribution allocation Board, or the TSP record keeper within been assessed. This regulation will not error which occurred before October 1, 30 days of the participant’s receiving compel the expenditure in any one year 2000, may be corrected if it is not the notice of the error in the TSP participant of $100 million or more by state, local, subject of a timely claim. statement or transaction confirmation. and tribal governments in the aggregate, (b) Participant’s discovery of error. (1) For timely filed claims, the errors must or by the private sector. Therefore, a If an agency fails to discover an error of be corrected. For untimely filed claims, statement under section 1532 is not which a participant has knowledge however, the agency, Board or TSP required. involving the correct or timely remittance of contributions to the TSP, record keeper may use its sound List of Subjects in 5 CFR Part 1605 the participant may file a claim for discretion in deciding whether to do so. correction thereof with his or her While participants are therefore Claims, Employment benefit plans, employing agency without limitation of required to be diligent in discovering Government employees, Pensions, time. The agency must promptly correct errors in their accounts, the Board Retirement. any such error for which the participant considers this to be reasonable, Roger W. Mehle, filed a claim within six months of its particularly in the daily transaction Executive Director, Federal Retirement Thrift occurrence; the correction of any such environment forthcoming on October 1, Investment Board. error for which the participant filed a 2000. For the reasons set out in the claim after that time is in the agency’s There is one type of error for which preamble, 5 CFR Part 1605 is proposed sound discretion. participants will not be able to receive to be amended as set forth below: (2) For any other type of error of correction after October 1, 2000, if they which a participant has knowledge have not filed a timely claim. As PART 1605ÐCORRECTION OF (other than a retirement system amended, §§ 1605.6 and 1605.8 provide ADMINISTRATIVE ERRORS misclassification error, described in that no contribution allocation errors 1. The authority citation for part 1605 paragraph (c) of this section), the occurring before October 1, 2000, may continues to read as follows: participant may file a claim for be corrected if the participant does not correction thereof with his or her Authority: 5 U.S.C. 8351 and 8474. bring the error to the attention of his or employing agency no later than 30 days her agency (or the Board or the TSP § 1605.4 [Amended] after the participant receives a TSP record keeper, as the case may be) 2. Section 1605.4 is amended by participant statement reflecting the within the relevant 30-day period. The adding after the word ‘‘account’’ at the error. The agency must promptly correct Board will implement a new record end of paragraph (a)(3) the words such errors. keeping system on October 1, 2000, and, ‘‘unless otherwise ordered by the court (3) If a participant fails to file a claim inasmuch as pre-conversion or other tribunal with jurisdiction over for correction of an error described in contribution allocation errors will be the participant’s back pay case’’. paragraph (b)(2) of this section in a extremely difficult to correct, the Board 3. Section 1605.6 is revised to read as timely manner, the agency may, in its must insist on compliance with the 30- follows: sound discretion, correct any such error day limit. that is brought to its attention; provided, § 1605.6 Procedures for claims against however, that no contribution allocation Errors arising from retirement system employing agencies; time limitations. misclassification must be corrected no error which occurred before October 1, matter when they are discovered, (a) Agency’s discovery of error. (1) 2000, may be corrected if it is not the whether by an agency or a participant. Upon discovery of an error made within subject of a timely claim. the past six months involving the (c) Retirement system Finally, current § 1605.8(b) is correct or timely remittance of misclassification error. Errors arising amended by deleting that portion which contributions to the TSP (other than a from retirement system misclassification describes internal processes between the retirement system misclassification must be corrected no matter when they Board and TSP record keeper and by error, described in paragraph (c) of this are discovered, whether by an agency or clarifying the effect of a participant’s section), an employing agency must a participant. failure to request Board review of a promptly correct the error on its own (d) Agency procedures. Each decision of the TSP record keeper in a initiative. If the error was made more employing agency must establish timely manner. than six months before its discovery, the procedures for participants to submit Regulatory Flexibility Act agency may exercise sound discretion in claims for correction under this subpart. deciding whether to correct it, but, in Each employing agency’s procedures I certify that these regulations will not any event, the agency must act promptly must include the following: have a significant economic impact on in doing so. (1) The employing agency must a substantial number of small entities. (2) For any other type of error (other provide the participant with a decision They will affect only employees of the than a retirement system on any claim within 30 days of its Federal Government. misclassification error, described in receipt, unless the employing agency Paperwork Reduction Act paragraph (c) of this section), an provides the participant with good employing agency must promptly cause for requiring a longer period to I certify that these regulations do not correct the error on its own initiative if decide the claim. A decision to deny a require additional reporting under the it is discovered before 30 days after the claim in whole or in part must be in criteria of the Paperwork Reduction Act issuance of the most recent TSP writing and must include the reasons for of 1980. participant statement that reflected (or the denial, citations to any applicable

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If the claimant does not submit a steps necessary to appeal the denial. that time, the Board or TSP record request to the Board for review of a (2) The employing agency must keeper may use its sound discretion in claim denial by the TSP record keeper permit a participant at least 30 days to deciding whether to correct it, but, in within the 90 days permitted under appeal the employing agency’s denial of any event, must act promptly in doing paragraph (d)(1) of this section, the all or any part of a claim for correction so; provided, however, that no claimant shall be deemed to have under this subpart. The appeal must be contribution allocation error which accepted the TSP record keeper’s in writing and addressed to the agency occurred before October 1, 2000, may be decision. official designated in the initial decision corrected if it is not the subject of a [FR Doc. 00–9088 Filed 4–12–00; 8:45 am] or in procedures promulgated by the timely claim. agency. The participant may include (c) Participant’s or beneficiary’s BILLING CODE 6760±01±U with his or her appeal any discovery of error. (1) If the Board or documentation or comments that the TSP record keeper fails to discover an participant deems relevant to the claim. error of which a participant or ENVIRONMENTAL PROTECTION (3) The employing agency must issue beneficiary has knowledge involving the AGENCY a written decision on a timely appeal withdrawal of an account, the change of 40 CFR Part 52 within 30 days of receipt of the appeal, a withdrawal election, or the unless the employing agency provides distribution of a death benefit, the [IL190±1b; FRL±6574±2] the participant with good cause for participant or beneficiary may file a requiring a longer period to decide the claim for correction thereof with the Approval and Promulgation of Air appeal. The employing agency decision Board or TSP record keeper without Quality Implementation Plans; Illinois; must include the reasons for the limitation of time. The Board or TSP Approval of a Site-Specific Sulfur decision, as well as citations to any record keeper must promptly correct Dioxide Plan; Revision for CILCO applicable statutes, regulations, or any such error for which the participant Edwards Station procedures. or beneficiary filed a claim within six AGENCY: Environmental Protection (4) If the agency decision on the months of its occurrence; the correction Agency (EPA). appeal is not issued in a timely manner, of any such error for which the or if the appeal is denied in whole or participant or beneficiary filed a claim ACTION: Proposed rule. in part, the participant will be deemed after that time is in the sound discretion SUMMARY: EPA is proposing to approve to have exhausted his or her of the Board or TSP record keeper. (2) For any other type of error of a May 21, 1999, site-specific sulfur administrative remedies and will be dioxide (SO ) SIP revision request for eligible to file suit against the which a participant or beneficiary has 2 knowledge, he or she may file a claim the Central Illinois Light Company’s employing agency under 5 U.S.C. 8477. Edwards Generating Station in Peoria There is no administrative appeal to the for correction thereof with the Board or TSP record keeper no later than 30 days County, Illinois. Illinois’ requested SIP Board of a final agency decision. revision provides for a temporary 4. Section 1605.8 is revised to read as after receipt of the earlier of a TSP relaxation in the fuel quality limit for follows: participant statement or transaction confirmation reflecting the error. The one of the facility’s three boilers, but § 1605.8 Claims for correction of Board or Board or TSP record keeper must adds an overall daily sulfur dioxide TSP record keeper errors; time limitations. promptly correct such errors. emission cap for the three boilers. The (a) Filing claims. Claims for correction (3) If a participant or beneficiary fails SIP revision request included dispersion of Board or TSP record keeper errors to file a claim for correction of an error modeling results which indicated that under this subpart may be submitted described in paragraph (c)(2) of this the revision will not cause violations of initially either to the TSP record keeper section in a timely manner, the Board or the SO2 standards. In the final rules or the Board. The claim must be in TSP record keeper may nevertheless, in section of this Federal Register, the EPA writing and may be from the affected its sound discretion, correct any such is approving the State’s request as a participant or beneficiary. error that is brought to its attention; direct final rule without prior proposal (b) Board’s or TSP record keeper’s provided, however, that no contribution because EPA views this action as discovery of error. (1) Upon discovery of allocation error which occurred before noncontroversial and anticipates no an error made within the past six October 1, 2000, may be corrected if it adverse comments. A detailed rationale months involving the withdrawal of an is not the subject of a timely claim. for approving the State’s request is set account, the change of a withdrawal (d) Processing claims. (1) If the initial forth in the direct final rule. The direct election, or the distribution of a death claim is submitted to the TSP record final rule will become effective without benefit, the Board or TSP record keeper keeper, the TSP record keeper may further notice unless the Agency must promptly correct the error on its either respond directly to the claimant, receives relevant adverse written own initiative. If the error was made or may forward the claim to the Board comment on this action. Should the more than six months before its for response. If the TSP record keeper Agency receive such comment, it will discovery, the Board or TSP record responds to a claim, and all or any part publish a final rule informing the public keeper may exercise sound discretion in of the claim is denied, the claimant may that the direct final rule will not take deciding whether to correct the error, request review by the Board within 90 effect and such public comment but, in any event, must act promptly in days of the date of the record keeper’s received will be addressed in a doing so. response. subsequent final rule based on this (2) For any other type of error, the (2) If the Board denies all or any part proposed rule. If no adverse written Board or TSP record keeper must of a claim (whether upon review of a comments are received, the direct final promptly correct the error if it is TSP record keeper denial or upon an rule will take effect on the date stated discovered before 30 days after the initial review by the Board), the in that document and no further activity

VerDate 202000 14:59 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00003 Fmt 4702 Sfmt 4702 E:\FR\FM\13APP1.SGM pfrm07 PsN: 13APP1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19865 will be taken on this proposed rule. EPA attributable to the Motor Vehicle E-mail comments submitted via the does not plan to institute a second Inspection Program from the future year Internet should be addressed to: comment period on this action. Any emission projections contained in those [email protected]. parties interested in commenting on this plans. In response to requests from the Please cite DFARS Case 2000–D002 in action should do so at this time. American Lung Association of Florida, all correspondence related to this DATES: Comments must be received on Inc., Environmental Defense, and David proposed rule. E-mail correspondence or before May 15, 2000. B. Rivkin, Jr. as counsel for should cite DFARS Case 2000–D002 in ADDRESSES: All comments should be Environmental Systems Products, Inc., the subject line. addressed to: J. Elmer Bortzer, Chief, EPA is extending the comment period FOR FURTHER INFORMATION CONTACT: Ms. Regulation Development Section, Air for 30 days. Melissa Rider, (703) 602–4245. Programs Branch (AR–18J), U.S. DATES: The comment period is extended SUPPLEMENTARY INFORMATION: Environmental Protection Agency, 77 until May 17, 2000. West Jackson Boulevard, Chicago, IL ADDRESSES: Comments should be A. Background 60604. submitted to: Joey Levasseur at the EPA, This proposed rule amends the Copies of the State submittal and Region 4 Air Planning Branch, 61 contract closeout policy at DFARS other relevant documents used in Forsyth Street, SW, Atlanta, Georgia 204.804 to specify that, if a contract support of this action are available at 30303. includes FMS contract line items and the following address for inspection FOR FURTHER INFORMATION CONTACT: Joey non-FMS contract line items, the FMS during normal business hours: U.S. Levasseur at 404/562–9035 (E-mail: line items should be closeout as soon as Environmental Protection Agency, [email protected]). the closeout requirements for those line Region 5, Air Programs Branch, Air and items are satisfied. This change is Dated: April 7, 2000. Radiation Division, 77 West Jackson proposed as part of a DoD initiative to Boulevard, Chicago, IL 60604. A. Stanley Meiburg, improve the FMS process. FOR FURTHER INFORMATION CONTACT: Acting Regional Administrator, Region 4. This rule was not subject to Office of Mary Portanova, EPA Region 5, Air and [FR Doc. 00–9235 Filed 4–12–00; 8:45 am] Management and Budget review under Radiation Division (AR–18J), 77 West BILLING CODE 6560±50±P Executive Order 12866, dated Jackson Boulevard, Chicago, IL 60604, September 30, 1993. (312) 353–5954. B. Regulatory Flexibility Act SUPPLEMENTARY INFORMATION: For DEPARTMENT OF DEFENSE further information see the direct final The proposed rule is not expected to rule published in the final rules section 48 CFR Part 204 have a significant economic impact on of this Federal Register. [DFARS Case 2000±D002] a substantial number of small entities Dated: March 28, 2000. within the meaning of the Regulatory Flexibility Act, 5 U.S.C. 601, et seq., Francis X. Lyons, Defense Federal Acquisition Regulation Supplement; Closeout of because the rule only affects the timing Regional Administrator, Region 5. Foreign Military Sales Contract Line of the administrative matter of closing [FR Doc. 00–8953 Filed 4–12–00; 8:45 am] Items out contract line items. Therefore, an BILLING CODE 6560±50±P initial regulatory flexibility analysis has AGENCY: Department of Defense (DoD). not been performed. Comments are ACTION: Proposed rule with request for invited from small businesses and other ENVIRONMENTAL PROTECTION comments. interested parties. Comments from small AGENCY entities concerning the affected DFARS SUMMARY: The Acting Director of 40 CFR Part 52 Defense Procurement is proposing to subpart also will be considered in accordance with 5 U.S.C. 610. Such [FL±83±200009; FRL±6578±4] amend Defense Federal Acquisition Regulation Supplement (DFARS) policy comments should be submitted separately and should cite DFARS Case Approval and Promulgation of pertaining to closeout of contract files. 2000–D002. Implementation Plans; Florida: The amendments would expedite the Approval of Revisions to the Florida closeout of Foreign Military Sales (FMS) C. Paperwork Reduction Act contract line items, under contracts that State Implementation Plan; Extension The Paperwork Reduction Act does contain both FMS and non-FMS items, of Comment Period not apply because the rule does not by permitting closeout of the FMS line impose any information collection AGENCY: Environmental Protection items as soon as the closeout requirements that require the approval Agency (EPA). requirements for those line items are of the Office of Management and Budget ACTION: Proposed rule; extension of the satisfied. comment period. under 44 U.S.C. 3501, et seq. DATES: Comments on the proposed rule List of Subjects in 48 CFR Part 204 SUMMARY: EPA is extending the should be submitted in writing to the comment period for a proposed rule address specified below on or before Government procurement. published March 17, 2000 (65 FR June 12, 2000, to be considered in the Michele P. Peterson, 14506). On March 17, 2000, EPA formation of the final rule. Executive Editor, Defense Acquisition proposed an approval of revisions to the ADDRESSES: Interested parties should Regulations Council. Florida State Implementation Plan submit written comments on the concerning revisions to the ozone air proposed rule to: Defense Acquisition Therefore, 48 CFR part 204 is quality maintenance plans for the Regulation Council, Attn: Ms. Melissa proposed to be amended as follows: Jacksonville (Duval County) and Rider, PDUSD (AT&L) DP (DAR), IMD 1. The authority citation for 48 CFR Southeast Florida (Broward, Dade, and 3D139, 3062 Defense Pentagon, part 204 continues to read as follows: Palm Beach Counties) areas to remove Washington, DC 20301–3062. Telefax Authority: 41 U.S.C. 421 and 48 CFR the emission reduction credits (703) 602–0350. Chapter 1.

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PART 204ÐADMINISTRATIVE shown in Block 9d of the DD Form (DFARS) pertaining to contractor release MATTERS 1594, or in columns 59–65 of the PK9– of sensitive, unclassified contract * * * * * information. DoD is planning to revise 2. Section 204.804 is amended by [FR Doc. 00–9083 Filed 4–12–00; 8:45 am] DoD Regulation 5200.1–R, Information revising the introductory text to read as BILLING CODE 5000±04±M Security Program, including the policy follows: pertaining to sensitive infroamtion. DoD will reexamine the need for DFARs 204.804 Closeout of contract files. DEPARTMENT OF DEFENSE amendments on this subject when the Normally, the closeout date for revision of DOD Regulation 5200.1–R is contract files is the date in Block 9d on 48 CFR Parts 204 and 252 complete. the DD Form 1594, Contract Completion [DFARS Case 99±D015] FOR FURTHER INFORMATION CONTACT: Ms. Statement, or in columns 59–65 on the Melissa Rider, Defense Acquisition PK9. However, if the contract includes Defense Federal Acquisition Regulations Council, PDUSD (AT&L) DP Foreign Military Sales (FMS) contact Regulation Supplement; Disclosure of (DAR), IMD 3D139, 3062 Defense line items and non-FMS contract line Information Pentagon, Washington, DC 20301–3062. items, the FMS contract line items Telephone (703) 602–4245; telefax (703) AGENCY: Department of Defense (DoD). should be closed out as soon as the 602–0350. Please cite DFARS Case 99– ACTION: Proposed rule; withdrawal. closeout requirements for those line D015. items are satisfied in accordance with SUMMARY: DoD is withdrawing the Michele P. Peterson, FAR 4.804. If the contracting office must proposed rule published at 64 FR 56724 Executive Editor, Defense Acquisition do a major closeout action that will take on October 21, 1999. The rule proposed Regulations Council. longer than 3 months after the date amendments to the Defense Federal [FR Doc. 00–9082 Filed 4–12–00; 8:45 am] Acquisition Regulation Supplement BILLING CODE 5000±04±M

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Notices Federal Register Vol. 65, No. 72

Thursday, April 13, 2000

This section of the FEDERAL REGISTER Development Act (Con Act) (7 U.S.C. ways to enhance the quality, utility and contains documents other than rules or 1983) and § 502 of the Housing Act of clarity of the information to be proposed rules that are applicable to the 1949 (42 U.S.C. 1472) require the collected; and (d) ways to minimize the public. Notices of hearings and investigations, Agencies to ‘‘graduate’’ their direct loan burden of the collection of information committee meetings, agency decisions and borrowers to other credit when they are on those who are to respond, including rulings, delegations of authority, filing of petitions and applications and agency able to do so. Graduation is required through the use of appropriate statements of organization and functions are because Government loans are not automated, electronic, mechanical, or examples of documents appearing in this meant to be extended beyond a other technological collection section. borrower’s need for subsidized rates or techniques or other forms of information government credit. The borrower must technology. Comments may be sent to refinance their direct Government loan Barbara Williams, Regulations and DEPARTMENT OF AGRICULTURE when other credit becomes available at Paperwork Management Branch, reasonable rates and terms. If other Support Services Division, U.S. Rural Housing Service credit is not available the Agency will Department of Agriculture, Rural continue to review the borrower for Development, STOP 0742, 1400 Rural Business-Cooperative Service possible graduation at periodic Independence Ave. SW, Washington, intervals. Also, § 333A(f) of the Con Act DC 20250. All responses to this notice Rural Utilities Service (7 U.S.C. 1983a (f)) requires the Agency will be summarized and included in the to provide a financial prospectus to request for OMB approval. All Farm Service Agency lenders who may be interested in comments will also become a matter of providing credit to Farm Service Agency public record. Notice of Request for Extension of a direct farm loan borrowers with an FSA Currently Approved Information Dated: April 3, 2000. guarantee. The information collected to Jill Long Thompson, Collection carry out these statutory mandates is Undersecretary for Rural Development. financial data such as amount of AGENCIES: Rural Housing Service, Rural August Schumacher, Jr., Business-Cooperative Service, Rural income, farm operating expenses, asset values, and liabilities. This information Undersecretary for Farm And Foreign Utilities Service, Farm Service Agency, Agricultural Services. USDA. collection is submitted by the Agencies’ borrowers to Agency offices and is used [FR Doc. 00–9174 Filed 4–12–00; 8:45 am] ACTION: Proposed collection; comments BILLING CODE 3410±XV±U requested. in the Agencies’ efforts to graduate direct borrowers to private credit. Estimate of Burden: Public reporting SUMMARY: In accordance with the DEPARTMENT OF AGRICULTURE Paperwork Reduction Act of 1995, this for this collection of information is notice announces the subject Agencies’ estimated to average 3 hours per Forest Service intention to request an extension for a response. currently approved information Respondents: Individuals or Correction; Information Collection; collection in support of the program for households, businesses or other for FS±1800±3, Youth Conservation Corps 7 CFR, part 1951, subpart F, ‘‘Analyzing profit and farms. Employment Credit Needs and Graduation of Estimated Number of Respondents: AGENCY: Forest Service, USDA. Borrowers.’’ 17,031. Estimated Number of Responses per ACTION: Notice. DATES: Comments on this notice must be Respondent: 1.47. received by June 12, 2000, to be assured Estimated Number of Responses: SUMMARY: This notice corrects the of consideration. 25,047. estimate of burden for the second part FOR FURTHER INFORMATION CONTACT: Estimated Total Annual Burden on of the request for reinstatement of the Phillip Elder, Senior Loan Officer, Respondents: 75,361 hours. information collection, Youth USDA, FSA, Farm Loan Programs, Loan Copies of this information collection Conservation Corps Employment. FS– Servicing Division, 1400 Independence can be obtained from Barbara Williams, 1800–3 Youth Conservation Corps Ave. SW., Washington, DC 20250–0523, Regulations and Paperwork (YCC) Medical History, was the second telephone (202) 690–4012. Electronic Management Branch, Support Services part of this information collection, mail: [email protected]. Division at (202) 692–0045. which was published in the Federal Register on February 10, 2000 (65 FR SUPPLEMENTARY INFORMATION: Comments Title: 7 CFR, Part 1951, Subpart F, 6579), with a request for comment ‘‘Analyzing Credit Needs and Comments are invited on: (a) Whether deadline of April 10, 2000. After further Graduation of Borrowers. the proposed collection of information discussion with the Department of OMB Number: 0575–0093. is necessary for the proper performance Interior, National Park Service, and Fish Expiration Date of Approval: June 30, of the functions of the subject Agencies, and Wildlife Service, the Forest Service 2000. including whether the information will determined that the number of Type of Request: Extension of a have practical utility; (b) the accuracy of respondents who will have to complete currently approved information the Agencies’ estimate of the burden of the Medical History form will be less collection. the proposed collection of information than the number stated in the published Abstract: Section 333 of the including the validity of the notice. Only youths who will be hired Consolidated Farm and Rural methodology and assumptions used; (c) will be required to complete FS–1800–

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3. Youths who apply for a position with CFR 217, as identified in the Decision 8, Washington, DC 20231; via facsimile the Youth Conservation Corps, but who Notice. The appeal period ends on May at 703–305–9373. All comments will not be hired will not have to 22, 2000. Copies of the Decision Notice received will be available for public complete this Medical History form. are available for calling 801/615–5897 inspection at the Public Search FOR FURTHER INFORMATION CONTACT: or from the Utah Northern Goshawk Facilities, Crystal Plaza 3, 2021 South Ransom Hughes, Youth Conservation Project’s website at: www.fs.fed.us/r4/ Clark Place, Arlington, VA 22202. Corps, Senior, Youth and Volunteer goshawk. For further information contact: Raymond Chen, Office of the Solicitor, Programs, at (703) 605–4854. FOR FURTHER INFORMATION CONTACT: Box 8, Washington, DC 20231, or by Questions about the Decision Notice Description of Information Collection phone at 703–305–9035. should be directed to Peter W. Karp, Title: FS–1800–3 Youth Conservation Uinta National Forest Supervisor and SUPPLEMENTARY INFORMATION: Pursuant Corps (YCC) Medical History. Team Leader for the Utah Northern to an executive branch initiative to OMB Number: 0596–0084. Goshawk Project, USDA Forest Service, update the Privacy Act systems of Expiration Date of Approval: October records, the Department of Commerce 31, 1997. PO Box 1428, Provo, UT 84601. Phone: 801/342–5100. amends three Privacy Act systems Estimate of Annual Burden: maintained by the U.S. Patent and 14 minutes. Dated: April 3, 2000. Trademark Office (PTO) to describe the Type of Respondents: Youth 15 to 18 Jack G. Troyer, current practices of the PTO. years of age. Deputy Regional Forester, Intermountain In addition to amending the notice of Estimated Annual Number of Region. routine uses, other changes are being Respondents: 2,000 (corrected from [FR Doc. 00–9245 Filed 4–12–00; 8:45 am] made to update the notice, including 18,000). amendments to categories of individuals Estimated Annual Number of BILLING CODE 3410±11±M covered by the system, categories of Responses per Respondent: 1. Estimated Total Annual Burden on records in the system, location of Respondents: 140 hours (corrected from DEPARTMENT OF COMMERCE records, authority for maintenance of 4,200 hours). the system, policy and practices for [Docket No. 000327082±0082±01] storing records, and the title and Dated: April 5, 2000. RIN 0605±XX07 business address of the agency official Clyde Thompson, responsible for the records. A more Deputy Chief for Business Operations. Privacy Act of 1974; System of detailed explanation of the changes [FR Doc. 00–9209 Filed 4–12–00; 8:45 am] Records follows for each system. BILLING CODE 3410±11±P The below-referenced Prefatory AGENCY: Department of Commerce. Statement of General Routine uses is ACTION: Notice of amendment of Privacy found at 46 FR 63501–63502 (December DEPARTMENT OF AGRICULTURE Act System of Records: Commerce/ 31, 1981). Patent and Trademark System 1; The Department of Commerce finds Forest Service Commerce—Patent and Trademark no probable or potential effect of the System 2; Commerce/Patent and proposal on the privacy of individuals. Utah Northern Goshawk Project Trademark System 5. To minimize the risk of unauthorized access to the system of records, the PTO AGENCY: Forest Service, USDA. SUMMARY: The Department of Commerce ACTION: Notice of Decision on the Utah has located paper records in lockable is amending the systems of records file cabinets or in metal file cabinets in Northern Goshawk Project listed under Commerce—Patent and Environmental Assessment. secured rooms or secured premises with Trademark Systems 1: Attorneys and access limited to those whose official SUMMARY: In the November 9, 1999, Agents Registered to Practice before the duties require access. Electronic files are Federal Register (Vol. 64, No. 216, Patent and Trademark Office; stored in secured premises with access pages 61062–61063), notice was given Commerce-Patent and Trademark limited to those whose official duties by the Intermountain Region of the Systems 2: Complaints, Investigations require access. Forest Service that the Environmental and Disciplinary Proceedings Relating Attorneys and Agents Registered To Assessment for the Utah Northern to Registered Patent Attorneys and Practice Before the Patent and Goshawk project was available for Agents; and Commerce-Patent and Trademark Office (PAT–TM–1) review and comment for 60 days. Trademark Systems 5: Non-Registered On March 14, 2000, Regional Forester Persons Rendering Assistance to Patent The system location disclosure is Jack A. Blackwell made his decision to Applicants. This action has been taken updated to reflect correct addresses and implement Alternative F as the to update the Privacy Act notice and to to reflect that records in this system may management direction to maintain and amend the routine use. We invite public be contained in the Office of Enrollment restore habitat for the northern goshawk comment on the proposed routine use in and Discipline (OED), the Office of the on the National Forests in Utah. This this publication. Solicitor, and/or the Commissioner’s decision amends the goals, objectives, DATES: Effective Date: The amendments Office. This amendment to the system standards, guidelines and monitoring will become effective as proposed location reflects current practice and requirements established in the current without further notice on May 15, 2000 does not constitute a new collection of land and resource management plans unless comments dictate otherwise. records. Changes in the PTO enrollment (forest plans) for the Ashley, Dixie, Comment Date: To be considered, and disciplinary rules, part 10 of 37 Fishlake, Manti-LaSal, Uinta, and written comments must be submitted on CFR, instituted in 1985, moved the Wasatch-Cache National Forests. The or before May 15, 2000. functions of enrollment and discipline amendments will be in effect until the ADDRESSES: Comments may be sent via from the Office of the Solicitor to OED, forest plans are revised. United States Mail delivery to Raymond a separate office. Moreover, under The decision may be appealed in Chen, Office of the Solicitor, United current enrollment and disciplinary accordance with the provisions of 36 States Patent and Trademark Office, Box rules, persons covered by this system

VerDate 202000 17:12 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00002 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19869 may petition OED decisions to the regarding the PTO’s intention to exempt Commissioner of Patents and Commissioner of Patents and that system of records from certain Trademarks. Additionally, the Solicitor Trademarks. Additionally, the Solicitor provisions of the Privacy Act as provides legal advice to the provides legal advice and guidance on provided for in 5 U.S.C. 552a(k)(2). Commissioner on disciplinary matters. enrollment matters to both the OED and Some of the records in this system result Thus, records from this system may be the Commissioner. Thus, records from from investigations compiled for law stored in the Commissioner’s Office or this system may also be stored in the enforcement purposes. Namely, the in the Office of the Solicitor. Commissioner’s Office or in the Office records contain information regarding, The categories of individuals covered of the Solicitor. inter alia, the moral and ethical fitness by the system is amended to reflect The category of records in the system of an applicant to practice before the current practice under PTO rules to is amended to include records PTO. This information is relevant (a) to include attorneys practicing trademark pertaining to investigations of an pending disciplinary investigations and matters before the PTO and any other applicant’s suitability or eligibility for proceedings in the PTO (b) to state bar attorney appearing before the PTO. registration to practice before the PTO. violations, or (c) to violations of state The routine uses of records is This amendment to the categories of and/or federal criminal and/or civil amended to clarify the current notice. records in the system reflects current laws. The rulemaking process is This amendment to the routine uses of practice as authorized by 35 U.S.C. 31 concurrently amending 15 CFR records in the system reflects current and does not constitute a new collection 4b.14(b)(2) to add PAT–TM–1 to the practice and does not constitute a new of records. systems of records which are exempt collection of records or any new routine The routine uses of records is from certain provision of the Privacy disclosure. Under 37 CFR 10.135(b), a amended to clarify the current notice. Act under 5 U.S.C. 552a(k)(2). notice of institution of a disciplinary This amendment to the routine uses of The reasons set forth at 15 CFR complaint and case against an attorney records in the system reflects current 4b.14(b)(2) for exempting certain or agent may be publicly disclosed. practice and does not constitute a new systems of records from certain Additionally, upon a final order collection of records or any new routine provisions of the Privacy Act are also reprimanding, suspending, or excluding disclosure. The public roster notice in reasons for exempting PAT–TM–1 an attorney or agent, the records in this the current system is further defined to under 5 USC 552a(k)(2). The reasons for system may be publicly disclosed. indicate that a registered practitioner’s asserting the exemption are to prevent The storage notice is amended to name, address, law firm or company subjects of investigation from frustrating reflect storage on microfilm and affiliation, telephone number, and the investigatory process, to ensure the machine readable storage media. The registration number will be published proper functioning and integrity of law safeguards notice is amended to reflect periodically. Currently, the PTO enforcement activities, to prevent current practice. This amendment to the publishes this roster on its worldwide disclosure of investigative techniques, storage and safeguarding of records in web site. The current notice is further to maintain the ability to obtain the system reflects current practice and amended to clarify that the PTO will necessary information, to fulfill does not constitute a new collection of release current status information (e.g., commitments made to sources to protect records or new storage means or new registered, not registered, suspended, their identities and the confidentiality safeguarding means. The system etc.) upon inquiry from the public, state of information and to avoid endangering manager and notification procedure are bars, courts, or other government these sources and law enforcement amended to update correct addresses for agencies. The amendment also notices personnel. See 15 CFR 4b.14(b)(2). those positions. The record source that the PTO may disclose information category is amended to reflect the to solicit additional information Complaints, Investigations and current practice of obtaining regarding an applicant’s suitability and Disciplinary Proceedings Relating to information from individuals. eligibility to practice before the PTO, Registered Patent Attorneys and Agents Further, the notice for Privacy Act and that petitions for reinstatement by (PAT–TM–2) system Complaints, Investigations and a suspended or excluded practitioner The system location disclosure is Disciplinary Proceedings Relating to will be open to the public, pursuant to updated to reflect correct addresses and Registered Patent Attorneys and Agents 37 CFR 10.160(e). to reflect that records in this system may (PAT–TM–2) has also been amended to The storage notice is amended to be contained in the Office of Enrollment add a notice regarding the agency’s reflect storage on microfilm and and Discipline (OED), the Office of the intention to exempt that system of machine readable storage media. The Solicitor, and/or the Commissioner’s records from certain provisions of the safeguards notice is amended to reflect Office. This amendment to the system Privacy Act as provided for in 5 U.S.C. current practice. This amendment to the location reflects current practice and 552a(k)(2). All or substantially all of the storage and safeguarding of records in does not constitute a new collection of records in PAT–TM–2 comprise the system reflects current practice and records. Changes in the PTO enrollment investigatory material compiled for law does not constitute a new collection of and disciplinary rules, part 10 of 37 enforcement purposes. Namely, the records, new storage means, or new CFR, instituted in 1985, moved the records are used to aid the agency in safeguarding means. The system functions of enrollment and discipline enforcing its statutes and regulations manager and notification procedure are from the Office of the Solicitor to OED, regarding the conduct of patent amended to update correct addresses for a separate office. Under 37 CFR attorneys and agents admitted to those positions. The record source 10.140(b), the Commissioner designates practice before the PTO. The rulemaking category is amended to reflect current certain associate solicitors to serve as process is concurrently amending 15 practice of obtaining information from legal counsel for the Director of OED. CFR 4b.14(b)(2) to add PAT–TM–2 to individuals. Thus, records from this system may also the systems of records which are exempt Further, the notice for Privacy Act be maintained in the Office of the from certain provision of the Privacy system ‘‘Attorneys and Agents Solicitor. Moreover, under current Act under 5 U.S.C. 552a(k)(2). Registered to Practice before the Patent enrollment and disciplinary rules, The reasons set forth at 15 CFR and Trademark Office’’ (PAT–TM–1) persons covered by this system may 4b.14(b)(2) for exempting certain has also been amended to add a notice petition OED decisions to the systems of records from certain

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The reasons Rendering Assistance (PAT–TM–5) registration number. for asserting the exemption are to originally published at 40 FR 32970 prevent subjects of investigation from (August 5, 1975) are amended as SAFEGUARDS: frustrating the investigatory process, to follows: Records are located in lockable metal ensure the proper functioning and file cabinets or in metal file cabinets in integrity of law enforcement activities, COMMERCE/PAT±TM±1 secured rooms or secured premises with access limited to those whose official to prevent disclosure of investigative SYSTEM NAME: techniques, to maintain the ability to duties require access. Electronic files are obtain necessary information, to fulfill Attorneys and Agents Registered to stored in secured premises with access commitments made to sources to protect Practice Before the Office— limited to those whose official duties their identities and the confidentiality COMMERCE/PAT–TM–1. require access. of information, and to avoid SYSTEM LOCATION: endangering these sources and law RETENTION AND DISPOSAL: enforcement personnel. See 15 CFR Office of Enrollment and Discipline, Records retention and disposal is in 4b.14(b)(2). U.S. Patent and Trademark Office, 2221 accordance with the unit’s Records South Clark Street, Arlington, Virginia Control Schedule. Non-Registered Persons Rendering 22202; Office of the Commissioner, 2121 Assistance to Patent Rendering Crystal Dr., Arlington, VA 22202; Office SYSTEM MANAGER(S) AND ADDRESS: Assistance (PAT–TM–5) of the Solicitor, 2121 Crystal Drive, Director, Office of Enrollment and The system location disclosure is Arlington, VA 22202. Discipline, Box OED, U.S. Patent and updated to reflect correct addresses and Trademark Office, Washington, DC to reflect that records in this system may CATEGORIES OF INDIVIDUALS COVERED BY THE 20231. SYSTEM: be contained in the Office of Enrollment NOTIFICATION PROCEDURE: and Discipline (OED) and the Office of Attorneys and agents who are, or have Information may be obtained from the Solicitor. This amendment to the been, registered to practice before the Director, Office of Enrollment and system location reflects current practice Patent and Trademark Office (‘‘PTO’’) in Discipline, Box OED, U.S. Patent and and does not constitute a new collection patent cases, and applicants and former Trademark Office, Washington, DC of records. Changes in the PTO applicants for such registration to 20231. Requester should provide name, enrollment and disciplinary rules, part practice. address, date of application, and record 10 of 37 CFR, instituted in 1985, moved CATEGORIES OF RECORDS IN THE SYSTEM: sought, pursuant to the inquiry the functions of enrollment and provisions of the Department’s rules discipline from the Office of the Biographical information, personal which appear in 15 CFR part 4b. Solicitor to OED, a separate office. and professional qualifications, character and fitness report, Under 37 CFR 10.140(b), the RECORD ACCESS PROCEDURES: investigations of an applicant’s Commissioner appoints certain Requests from individuals should be associate solicitors to serve as legal suitability or eligibility for registration to practice before the PTO, undertakings addressed to: Same address as stated in counsel for the Director of OED. Thus, the notification section above. records from this system may also be of former patent examiners, current maintained in the Office of the Solicitor. address, and status information. CONTESTING RECORD PROCEDURES: The storage notice is amended to AUTHORITY FOR MAINTENANCE OF THE SYSTEM: The Department’s rules for access, for reflect storage on microfilm and contesting contents, and for appealing 35 U.S.C. 1, 6, and 31. machine readable storage media. The initial determinations by the individual safeguards notice is amended to reflect ROUTINE USES OF RECORDS MAINTAINED IN THE concerned appear in 15 CFR part 4b. current practice. This amendment to the SYSTEM, INCLUDING CATEGORIES OF USERS AND RECORD SOURCE CATEGORIES: storage and safeguarding of records in THE PURPOSES OF SUCH USES: Subject individual, references, and the system reflects current practice and See Prefatory Statement of General individuals furnishing information. does not constitute a new collection of Routine uses Nos. 1–5 and 8–13. A records or new storage means or new public roster including an address of safeguarding means. The system SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS record, law firm or company affiliation, OF THE ACT: manager and notification procedure are telephone number, and registration Pursuant to 5 U.S.C. 552a(k)(2), all amended to update correct addresses for number of the registered individuals is those positions. investigatory materials in the record published and disseminated; which meet the criteria in 5 U.S.C. Classification registration status is disseminated upon 552a(k)(2) are exempted from the notice, This notice is not subject to the notice inquiry; and information may be access, and contest requirements (under and comment requirements of the published or otherwise disclosed to 5 U.S.C. 552a(c)(3), (d), (e) (1), (e)(4)(G), Administrative Procedure Act. 5 U.S.C. solicit information regarding an (H), and (I), and (f)) of the agency 553(a)(2). applicant’s suitability and eligibility for regulations because of the necessity to This notice is exempt review under registration to practice before the PTO. exempt this information and material in order to accomplish the law Executive Order 12866. POLICIES AND PRACTICES FOR STORING, Accordingly, Privacy Act systems RETRIEVING, ACCESSING, RETAINING, AND enforcement function of the agency, to notices for Attorneys and Agents DISPOSING OF RECORDS IN THE SYSTEM: prevent subjects of investigations from Registered to Practice before the Patent frustrating the investigatory process, to and Trademark Office (PAT–TM–1), STORAGE: prevent the disclosure of investigative Complaints, Investigations and Paper records in file folders, techniques, to fulfill commitments made Disciplinary Proceedings Relating to microfilm, and machine readable to protect the confidentiality of sources, Registered Patent Attorneys and Agents storage media. to maintain access to sources of

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00004 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19871 information, and to avoid endangering SAFEGUARDS: these sources and law enforcement these sources and law enforcement Records are located in lockable metal personnel. personnel. file cabinets or in metal file cabinets in COMMERCE/PAT±TM±5 secured rooms or secured premises with COMMERCE/PAT±TM±2 access limited to those whose official SYSTEM NAME: duties require access. Electronic files are SYSTEM NAME: Non-Registered Persons Rendering stored in secured premises with access Complaints, Investigations and Assistance to Patent Applicants— limited to those whose official duties Disciplinary Proceedings Relating to COMMERCE/PAT–TM–5. require access. Registered Patent Attorneys and SYSTEM LOCATION: Agents—COMMERCE/PAT–TM–2. RETENTION AND DISPOSAL: Records retention and disposal is in Office of Enrollment and Discipline, SYSTEM LOCATION: accordance with the unit’s Records U.S. Patent and Trademark Office, 2221 Office of Enrollment and Discipline, Control Schedule. South Clark Street, Arlington, Virginia U.S. Patent and Trademark Office, 2221 22202. South Clark Street, Arlington, Virginia SYSTEM MANAGER(S) AND ADDRESS: 22202; Office of the Commissioner, 2121 Director, Office of Enrollment and CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Crystal Drive, Arlington, VA 22202; Discipline, Box OED, U.S. Patent and Office of the Solicitor, 2121 Crystal Trademark Office, Washington, DC Persons other than registered Drive, Arlington, VA 22202. 20231. attorneys or agents who have offered or rendered, for payment, various services CATEGORIES OF INDIVIDUALS COVERED BY THE NOTIFICATION PROCEDURE: to inventors, patent applicants, and SYSTEM: Information may be obtained from patentees. Attorneys and agents registered to Director, Office of Enrollment and practice before the Patent and Discipline, Box OED, U.S. Patent and CATEGORIES OF RECORDS IN THE SYSTEM: Trademark Office (PTO) in patent cases, Trademark Office, Washington, DC Declarations of assistance received attorneys practicing before the PTO in 20231. Requester should provide name, and other reports or complaints, trademark cases, attorneys appearing address, date of application, and record including names and addresses, of before the PTO, and excluded or sought, pursuant to the inquiry persons rendering services, and suspended attorneys and agents. provisions of the Department’s rules information obtained and used for which appear in 15 CFR part 4b. investigatory and law enforcement CATEGORIES OF RECORDS IN THE SYSTEM: purposes. RECORD ACCESS PROCEDURES: Complaints and information obtained during investigations and quasi-judicial Requests from individuals should be AUTHORITY FOR MAINTENANCE OF THE SYSTEM: disciplinary proceedings. addressed to: Same address as stated in 35 U.S.C. 1, 6, and 33; 5 U.S.C. 301; the notification section above. 28 U.S.C. 533–535; 44 U.S.C. 3101; and AUTHORITY FOR MAINTENANCE OF THE SYSTEM: CONTESTING RECORD PROCEDURES: E.O. 10450. 35 U.S.C. 1, 6, and 32. The Department’s rules for access, for ROUTINE USES OF RECORDS MAINTAINED IN THE ROUTINE USES OF RECORDS MAINTAINED IN THE contesting contents, and for appealing SYSTEM, INCLUDING CATEGORIES OF USERS AND SYSTEM, INCLUDING CATEGORIES OF USERS AND initial determinations by the individual THE PURPOSES OF SUCH USES: THE PURPOSES OF SUCH USES: concerned appear in 15 CFR part 4b. Providing notice to patent applicants See Prefatory Statement of General RECORD SOURCE CATEGORIES: regarding whether or not the persons Routine Uses Nos. 1–5, 8–10, and 13. from whom assistance was received are Subject individuals, clients of same, Dissemination of information registered to practice before the Office. registered attorneys and agents, concerning the complaint, investigation, Used for investigative purposes. Also, witnesses in disciplinary proceedings, or disciplinary proceeding may be made see Prefatory Statement of General court opinions, and individuals to the complainant and to persons who Routine Uses Nos. 1–5, 8–10, and 13. furnishing information. can reasonably be expected to provide POLICIES AND PRACTICES FOR STORING, information needed in connection with SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS RETRIEVING, ACCESSING, RETAINING, AND the complaint, investigation, or OF THE ACT: DISPOSING OF RECORDS IN THE SYSTEM: disciplinary proceeding. Notice of filing Pursuant to 5 U.S.C. 552a(k)(2), all of a disciplinary complaint may be investigatory materials in the record STORAGE: publicly disclosed. Upon a final order which meet the criteria in 5 U.S.C. Paper records in file folders, reprimanding, suspending, or excluding 552a(k)(2) are exempted from the notice, microfilm, and machine readable an attorney or agent, the records in this access, and contest requirements (under storage media. system may be publicly disclosed. 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f)) of the agency RETRIEVABILITY: POLICIES AND PRACTICES FOR STORING, regulations because of the necessity to RETRIEVING, ACCESSING, RETAINING, AND Filed alphabetically by name. DISPOSING OF RECORDS IN THE SYSTEM: exempt this information and material in order to accomplish the law SAFEGUARDS: STORAGE: enforcement function of the agency, to Records are located in lockable metal Paper records in file folders, prevent subjects of investigations from file cabinets or in metal file cabinets in microfilm, and machine readable frustrating the investigatory process, to secured rooms or secured premises with storage media. prevent the disclosure of investigative access limited to those whose official techniques, to fulfill commitments made duties require access. Electronic files are RETRIEVABILITY: to protect the confidentiality of sources, stored in secured premises with access Filed alphabetically by name or to maintain access to sources of limited to those whose official duties registration number. information, and to avoid endangering require access.

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RETENTION AND DISPOSAL: DEPARTMENT OF COMMERCE Dated: April 27, 2000. Records retention and disposal is in Joseph A. Spetrini, International Trade Administration accordance with the unit’s Records Deputy Assistant Secretary Enforcement Control Schedule. Group III. [A±485±803] [FR Doc. 00–9239 Filed 4–12–00; 8:45 am] SYSTEM MANAGER(S) AND ADDRESS: BILLING CODE 3510±DS±P Cut-to-Length Carbon Steel Plate From Director, Office of Enrollment and Romania; Time Limits Discipline, Box OED, U.S. Patent and DEPARTMENT OF COMMERCE Trademark Office, Washington, DC AGENCY: Import Administration, 20231. International Trade Administration, International Trade Administration Department of Commerce. [A±560±810, A±580±843] NOTIFICATION PROCEDURE: ACTION: Notice of extension of time limit Director, Office of Enrollment and for preliminary results of antidumping Notice of Postponement of Preliminary Discipline, Box OED, U.S. Patent and duty administrative review. Antidumping Duty Determinations: Certain Expandable Polystyrene Trademark Office, Washington, DC SUMMARY: The Department of Commerce 20231. Requester should provide name, Resins From Indonesia and the (the Department) is extending the time Republic of Korea address, date of application, and record limit for the preliminary results of the sought, pursuant to the inquiry 1998–1999 administrative review of the AGENCY: Import Administration, provisions of the Department’s rules in antidumping duty order on cut-to-length International Trade Administration, 15 CFR part 4b. carbon steel plate from Romania. This Department of Commerce. review covers two exporters of the EFFECTIVE DATE: April 13, 2000. RECORD ACCESS PROCEDURES: subject merchandise to the United FOR FURTHER INFORMATION CONTACT: Requests from individuals should be States, Metalexportimport, S.A. and Valerie Ellis or David Layton, Office 5, addressed to: Same address as stated in Windmill International Romania Branch Group II, Import Administration, the notification section above. (Windmill), and one manufacturer of the International Trade Administration, subject merchandise, C. S. Sidex, S.A. U.S. Department of Commerce, 14th CONTESTING RECORD PROCEDURES: The period of review is August 1, 1998 Street and Constitution Avenue, NW, The Department’s rules for access, for through July 31, 1999. Washington, DC 20230; telephone (202) contesting contents, and for appealing EFFECTIVE DATE: April 13, 2000. 482–2336, or (202) 482–0371, respectively. initial determinations by the individual FOR FURTHER INFORMATION CONTACT: Fred concerned appear in 15 CFR part 4b. Baker at (202) 482–2924 or Robert James Postponement of Preliminary at (202) 482–0649, Antidumping and Determination RECORD SOURCE CATEGORIES: Countervailing Duty Enforcement Group The Department of Commerce (the Patent applicants who have received III, Import Administration, International Department) is postponing the and paid for services by the individuals Trade Administration, U.S. Department preliminary determinations in the on whom the records are maintained. of Commerce, 14th Street and antidumping duty investigations of Constitution Avenue NW, Washington, certain expandable polystyrene resins SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS DC 20230. from Indonesia and the Republic of OF THE ACT: SUPPLEMENTARY INFORMATION: The Korea. The deadline for issuing the Pursuant to 5 U.S.C. 552a(k)(2), all Department initiated this administrative preliminary determinations in these investigatory materials in the record review on October 1, 1999 (64 FR investigations is now June 20, 2000. which meet the criteria in 5 U.S.C. 53318) and November 4, 1999 (64 FR On December 13, 1999, the 552a(k)(2) are exempted from the notice, 60161). Under section 751(a)(3)(A) of Department initiated antidumping access, and contest requirements (under the Tariff Act of 1930, as amended (the investigations of certain expandable 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), Tariff Act), the Department may extend polystyrene resins from Indonesia and (H), and (I), and (f)) of the agency the deadline for completion of an the Republic of Korea. See Initiation of regulations because of the necessity to administrative review if it determines Antidumping Duty Investigations: exempt this information and material in that it is not practicable to complete the Certain Expandable Polystyrene Resins order to accomplish the law review within the statutory time limit of from Indonesia and the Republic of enforcement function of the agency, to 365 days. Because of the complexity and Korea, 64 FR 71112 (December 20, prevent subjects of investigations from difficulty presented with surrogate 1999). The notice stated that the frustrating the investigatory process, to country selection and factor valuation in Department would issue its preliminary prevent the disclosure of investigative this case, the Department is extending determinations no later than 140 days techniques, to fulfill commitments made the time limit for completion of the after the date of initiation (i.e., May 1, to protect the confidentiality of sources, preliminary results until August 30, 2000). to maintain access to sources of 2000. See Memorandum from Richard Pursuant to 19 CFR 351.205(e), on information, and to avoid endangering Weible to Joseph Spetrini, on file in March 29, 2000, the petitioners filed a these sources and law enforcement room B–099 of the main Commerce request that the Department postpone personnel. building. The deadline for the final the preliminary determinations in these results of this review will continue to be investigations. The petitioners’ request Dated: March 29, 2000. 120 days after the publication of the for postponement was timely, and the Brenda Dolan, preliminary results. Department finds no compelling reason Departmental Freedom of Information Act This extension is in accordance with to deny the request. Therefore, in and Privacy Act Officer. section 751(a)(3)(A) of the Tariff Act and accordance with section 733(c)(1) of the [FR Doc. 00–8862 Filed 4–12–00; 8:45 am] section 351.213(h)(2) of the Tariff Act of 1930, as amended (the Act), BILLING CODE 3510±16±P Department’s regulations. the Department is postponing the

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On January 10, 2000, one of the People’s Republic of China (‘‘PRC’’) as [FR Doc. 00–9241 Filed 4–12–00; 8:45 am] respondents, Shaanxi Machinery & a nonmarket economy (‘‘NME’’) country in all past antidumping investigations. BILLING CODE 3510±DS±P Equipment Import & Export Corporation (‘‘SAAME’’), notified the Department of See, e.g., Notice of Final Determination its withdrawal from the investigation. of Sales at Less Than Fair Value: Certain Preserved Mushrooms from the DEPARTMENT OF COMMERCE In January and February 2000, we People’s Republic of China, 63 FR 72255 conducted verification of the (December 31, 1998) (‘‘Mushrooms’’). International Trade Administration questionnaire responses submitted by Under section 771(18)(C) of the Act, this the following respondents: Yantai North [A±570±855] NME designation remains in effect until Andre Juice Co., Ltd. (‘‘North Andre’’); Notice of Final Determination of Sales it is revoked by the Department. Shaanxi Haisheng Fresh Fruit Juice Co., The respondents in this investigation at Less Than Fair Value: Certain Non- Ltd. (‘‘Haisheng’’); Sanmenxia Lakeside have not requested a revocation of the Frozen Apple Juice Concentrate from Fruit Juice Co., Ltd. (‘‘Lakeside’’); PRC’s NME status and no further the People's Republic of China Shandong Zhonglu Juice Group Co., Ltd. information has been provided that AGENCY: Import Administration, (‘‘Zhonglu’’); Yantai Oriental Juice Co., would lead to such a revocation. International Trade Administration, Ltd. (‘‘Oriental’’); and Qingdao Nannan Therefore, we have continued to treat Department of Commerce. Foods Co., Ltd. (‘‘Nannan’’). We issued the PRC as an NME in this investigation. the verification reports during February SUMMARY: The Department of Commerce Furthermore, no interested party has and March 2000. is conducting an antidumping duty requested that the NFAJC industry in investigation of non-frozen apple juice Pursuant to the Department’s request, the PRC be treated as a market-oriented concentrate from the People’s Republic supplemental information regarding industry and no further information has of China. We determine that sales have surrogate values was submitted on been provided that would lead to such been made at less than fair value. The February 25 and 28, 2000, respectively, a determination. Therefore, we have not estimated dumping margins are shown by the respondents and by Coloma treated the NFAJC industry in the PRC in the Continuation of Suspension of Frozen Foods, Inc., Green Valley as a market-oriented industry in this Liquidation section of this notice. Packers, Knouse Foods Cooperative, investigation. EFFECTIVE DATE: April 13, 2000. Inc., Mason County Fruit Packers Co-op, Separate Rates Inc., and Tree Top Inc. (hereinafter FOR FURTHER INFORMATION CONTACT: collectively referred to as ‘‘the All responding companies have Craig Matney, Sally Hastings, or Annika petitioners’’). requested separate, company-specific O’Hara, Import Administration, antidumping duty rates. (Because it has International Trade Administration, The petitioners and the respondents withdrawn from participation in the U.S. Department of Commerce, 14th filed case and rebuttal briefs, investigation, SAAME is no longer Street and Constitution Avenue, NW., respectively, on March 9 and 14, 2000. considered a ‘‘responding company.’’ Washington, DC 20230; telephone: (202) At the request of the respondents, the See ‘‘Use of Facts Available’’ section, 482–1778, 482–3464, or 482–3798, Department held a public hearing on below.) In our Preliminary respectively. March 17, 2000. Determination, we preliminarily found SUPPLEMENTARY INFORMATION: Scope of the Investigation that all responding companies had met the criteria for the application of The Applicable Statute and Regulations For purposes of this investigation, the separate antidumping duty rates. See 64 Unless otherwise indicated, all product covered by the scope is all non- FR at 65677–78. At verification, we citations to the statute are references to frozen concentrated apple juice with a found no discrepancies with the the provisions effective January 1, 1995, Brix scale of 40 or greater, whether or information provided in the the effective date of the amendments not containing added sugar or other questionnaire responses of responding made to the Tariff Act of 1930 (‘‘the sweetening matter, and whether or not companies. We have not received any Act’’) by the Uruguay Round fortified with vitamins or minerals. other information since the Preliminary Agreements Act (‘‘URAA’’). In addition, Excluded from the scope of this Determination which would warrant unless otherwise indicated, all citations investigation are: frozen concentrated reconsideration of our separate rates to the Department of Commerce’s (‘‘the apple juice; non-frozen concentrated determinations with respect to these Department’s’’) regulations refer to the apple juice that has been fermented; and companies. We, therefore, determine regulations codified at 19 CFR Part 351 non-frozen concentrated apple juice to that the responding companies in this (April 1998). which spirits have been added. The investigation should be assigned merchandise subject to this individual dumping margins. Case History investigation is classified in the HTSUS Since the preliminary determination at subheadings 2009.70.00.20 and Antidumping Duty Rate for Those (see 64 FR 65675 (November 23, 1999) 2106.90.52. Although the HTSUS Producers/Exporters That Responded (‘‘Preliminary Determination’’)), the subheading is provided for convenience Only to the Separate Rates following events have occurred: and customs purposes, the written Questionnaire On November 24, 1999, we received description of the merchandise under For those producers/exporters that an allegation from the respondents in investigation is dispositive. responded to our separate rates

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To corroborate the Corporation (‘‘Shandong Foodstuffs’’)), than those under investigation and the petitioners’’ EP calculations, we but did not respond to the full four cooperative exporters who were not compared the prices in the petition for antidumping questionnaire because they selected as respondents, have failed to the product to the prices submitted by were not selected to respond or because respond to the Department’s respondents for the same product in they did not submit a voluntary questionnaire. While SAAME initially similar volumes. To corroborate the response, we have calculated a cooperated with the Department in petitioners’ NV calculations, we weighted-average margin based on the submitting questionnaire responses, it compared the petitioners’ factor rates calculated for the fully-examined did not permit verification of its consumption and factor values for the responding companies, except that we information and withdrew from the product to the data reported by the did not include rates which were zero investigation. Therefore, in accordance respondents for the most significant (i.e., North Andre), based entirely on with section 776(a)(2)(D) of the Act, we factors (i.e., apples; labor; electricity; facts available (i.e., the PRC-wide rate), find that use of facts available is packing materials; factory overhead; or for voluntary respondents (i.e., warranted with respect to SAAME. selling, general, and administrative Zhonglu and Lakeside). See, e.g., Notice Section 776(b) of the Act provides expenses; and profit) to the values of Final Determination of Sales at Less that adverse inferences may be used selected for the final determination, as Than Fair Value: Bicycles from the when a party has failed to cooperate by discussed below. Our analysis showed People’s Republic of China, 61 FR 19026 not acting to the best of its ability to that, in general, the petitioners’ data was (April 30, 1996) (‘‘Bicycles from the comply with a request for information. reasonably close to the data submitted PRC’’). The producers/exporters that decided by the respondents and to the surrogate not to respond in any form to the values chosen by the Department. See PRC-Wide Rate Department’s questionnaire and April 6, 2000 memorandum to the file As stated in the preliminary SAAME, which withdrew from the (‘‘Corroboration Memo’’). Based on our determination, information on the investigation, failed to act to the best of analysis, we find that the figures and record of this investigation indicates their ability in this investigation. calculations set forth in the petition that there are numerous producers/ Further, absent a verifiable response have probative value. exporters of the subject merchandise in from these firms, we must presume Fair Value Comparisons the PRC in addition to the companies government control of these PRC participating in this investigation. U.S. companies. Thus, the Department has To determine whether sales of NFAJC import statistics show that the determined that, in selecting from from the PRC to the United States were responding companies did not account among the facts otherwise available, an made at less than fair value, we for all imports of NFAJC into the United adverse inference is warranted and has compared the EP or CEP, as appropriate, States from the PRC. Given this assigned them a common, PRC-wide to the NV. Our calculations followed the discrepancy, it appears that not all PRC rate based on adverse inferences. methodologies described in the exporters of NFAJC responded to our In accordance with our standard Preliminary Determination, except as questionnaire. Accordingly, we are practice, as adverse facts available, we noted below and in the company- applying a single antidumping deposit are assigning to the PRC-wide entity specific calculation memoranda dated rate (‘‘the PRC-wide rate’’) to all NFAJC (i.e., those companies not receiving a April 6, 2000, which are on file in the exporters in the PRC except those separate rate), which did not cooperate Central Records Unit, Room B–099 of specifically identified in the in the investigation, the higher of: (1) the main Department building. ‘‘Continuation of Suspension of The highest margin stated in the notice Liquidation’’ section of this notice. of initiation; or (2) the highest margin Export Price and Constructed Export calculated for any respondent in this Price Use of Facts Available investigation (see, e.g., Notice of Final For the price to the United States, we As explained in the preliminary Determination of Sales at Less Than used EP or CEP as defined in section determination, the PRC-wide Fair Value: Stainless Steel Wire Rod 772 of the Act, as appropriate. We antidumping rate is based on adverse from Japan, 63 FR 40434 (July 29, calculated EP and CEP based on the facts available, in accordance with 1998)). In this case, the adverse facts same methodology as in the Preliminary section 776 of the Act. Section 776(a)(2) available margin is 51.74 percent, the Determination, with the following of the Act provides that ‘‘if an interested margin from the petition, which is exception: party or any other person—(A) higher than the margin calculated for We did not use any reported market withholds information that has been any respondent in this investigation. economy international freight rates requested by the administering Section 776(c) of the Act provides that where such freight was provided by a authority or the Commission under this where the Department selects from non-market economy freight forwarder. title, (B) fails to provide such among the facts otherwise available and Instead, we used the surrogate value for information by the deadlines for relies on ‘‘secondary information,’’ such international freight developed using submission of the information or in the as the petition, the Department shall, to Federal Maritime Commission data. See form and manner requested, subject to the extent practicable, corroborate that ‘‘Issues and Decision Memorandum’’ subsections (c)(1) and (e) of section 782, information from independent sources (‘‘Decision Memorandum’’) from (C) significantly impedes a proceeding reasonably at the Department’s disposal. Richard W. Moreland, Deputy Assistant under this title, or (D) provides such The Statement of Administrative Action Secretary, Import Administration to information but the information cannot accompanying the URAA, H.R. Doc. No. Joseph A. Spetrini, Acting Assistant be verified as provided in section 782(i), 103–316 (1994) (SAA), states that Secretary for Import Administration, the administering authority and the ‘‘corroborate’’ means to determine that dated April 6, 2000, Comment 3.

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Normal Value circumstances do not exist with respect these companies. See Decision to Oriental and Zhonglu. See Memorandum, Comment 10. 1. Surrogate Country Preliminary Determination of Critical Verification Section 773(c)(4) of the Act requires Circumstances: Certain Non-Frozen the Department to value an NME Apple Juice Concentrate From the As provided in section 782(i) of the producer’s factors of production, to the People’s Republic of China, 64 FR 61835 Act, we verified the information extent possible, in one or more market (November 15, 1999). Our decision was submitted by respondents for use in our economy countries that: (1) Are at a based on the analysis of shipment data final determination. We used standard level of economic development submitted by the respondents and verification procedures including comparable to that of the NME, and (2) available import statistics, as well as examination of relevant accounting and are significant producers of comparable evidence of importer knowledge of production records, and original source merchandise. Regarding the first dumping and the likelihood of resultant documents provided by respondents. criterion, the Department has material injury. As discussed in the Analysis of Comments Received determined that , Pakistan, Sri preliminary critical circumstances Lanka, Egypt, Indonesia, and the determination, the Department normally All issues raised in the case and Philippines are countries comparable to considers margins of 25 percent for EP rebuttal briefs by parties to this the PRC in terms of overall economic sales and 15 percent for CEP sales and investigation are addressed in the April development (see memorandum from a preliminary International Trade 6, 2000, Decision Memorandum which Jeff May, Director, Office of Policy, to Commission (‘‘ITC’’) determination of is hereby adopted by this notice. Susan Kuhbach, Senior Director, AD/ material injury sufficient to impute Attached to this notice as an appendix CVD Enforcement, Office 1, September knowledge of dumping and the is a list of the issues which parties have raised and to which we have responded 15, 1999) (‘‘Surrogate Memorandum’’)). likelihood of resultant material injury. in the Decision Memorandum. Parties In the Preliminary Determination, we Because the final calculated margins can find a complete discussion of all solicited further comments on this issue for North Andre, Haisheng, Zhonglu, issues raised in this investigation and from the parties. We received such and Oriental are below 15 percent, the the corresponding recommendations in comments on February 25 and 28, 2000, Department’s threshold for imputing this public memorandum which is on and in the case and rebuttal briefs filed knowledge of dumping is not met as to file in the Central Records Unit, Room on March 9 and 14, 2000. For purposes these companies. Thus, we do not find B–099 of the Department. In addition, a of the final determination, we have critical circumstances with respect to complete version of the Decision continued to rely on India as our these companies. Furthermore, the Memorandum can be accessed directly primary surrogate country in this weighted-average margin we calculated on the Web at www.ita.doc.gov/ investigation. See Decision for the non-selected respondents (Fuan, importladmin/records/frn. The paper Memorandum, Comment 1. When Asia Fruit, Changsha, and Shandong copy and electronic version of the Indian values were not available or were Foodstuffs) is less than the 25 percent Decision Memorandum are identical in determined to be aberrational, we used threshold for imputing knowledge with content. Indonesian or U.S. values. respect to EP sales, but greater than the 15 percent threshold for imputing Continuation of Suspension of 2. Factors of Production and Surrogate knowledge with respect to CEP sales. Liquidation Values Because the record as to these respondents does not indicate whether In accordance with section 735(c) of In our calculation of NV, we have the Act, we are directing the U.S. used the same factors of production and their sales were EP or CEP sales, we considered whether the 15 percent or 25 Customs Service (‘‘Customs’’) to the same surrogate values as in the continue to suspend liquidation of all Preliminary Determination, with the percent threshold was applicable with respect to those companies whose rates imports of the subject merchandise from following exceptions: the PRC, except for merchandise both To value rail freight we used a were used to calculate the weighted- average margin for the non-selected produced and exported by North Andre, surrogate value based on Northern India which has a zero margin, that are Railways data. See group (i.e., Haisheng, Oriental, and Nannan). Given that the 25-percent entered, or withdrawn from warehouse, Decision Memorandum, Comment 5. To threshold was appropriate for two of for consumption on or after November value aseptic bags for those respondents these three companies, we applied this 23, 1999, the date of publication of the that did not purchase them from a threshold for the non-selected Preliminary Determination in the market economy supplier, we used the respondents and thus we did not impute Federal Register. In addition, for average price paid by those respondents knowledge of dumping to the non- Lakeside, Nannan, and companies who did. See Decision Memorandum, selected respondent group. Accordingly, subject to the PRC-wide rate (including Comment 6. we also do not find critical SAAME), we are directing Customs to continue to suspend liquidation of any Critical Circumstances circumstances for the companies in this group. unliquidated entries of subject On November 3, 1999, the Department Because the final margins for merchandise entered, or withdrawn issued its preliminary determination Lakeside, Nannan and the companies in from warehouse, for consumption on or that critical circumstances exist with the PRC-wide entity (including SAAME) after August 25, 1999, the date 90 days respect to SAAME (which has since continue to be above the threshold for prior to the date of publication of the withdrawn from this investigation), imputing knowledge of dumping, and Preliminary Determination in the Lakeside, Haisheng, North Andre, because, as detailed in the preliminary Federal Register, in accordance with Nannan, those non-selected respondents determination, there is record evidence our critical circumstances finding. who requested separate rates (Fuan, sufficient to impute knowledge of injury Consistent with our negative final Asia Fruit, Changsha, and Shandong and to support a finding of massive critical circumstances determination for Foodstuffs), and those entities subject to imports over a relatively short period of Haisheng, Fuan, Asia Fruit, Changsha, the PRC-wide rate. We also time, we continue to find that critical and Shandong Foodstuffs (all of which preliminarily determined that critical circumstances exist with respect to were subject to a preliminary critical

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00009 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19876 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices circumstances finding), we will instruct consumption prior to November 23, by which the NV exceeds the EP or CEP, Customs to liquidate without regard to 1999, the date of publication of the as appropriate, as indicated in the chart antidumping duties and refund all Preliminary Determination in the below. These suspension of liquidation bonds and cash deposits posted on Federal Register. instructions will remain in effect until subject merchandise exported by these Customs shall continue to require a further notice. companies that was entered, or cash deposit or the posting of a bond The weighted-average dumping withdrawn from warehouse, for equal to the weighted-average amount margins are as follows:

Weighted-average Critical cir- Exporter/manufacturer margin percentage cumstances

Yantai North Andre Juice Co., Ltd ...... 0.00 No. Shaanxi Haisheng Fresh Fruit Juice Co., Ltd ...... 12.90 No. Sanmenxia Lakeside Fruit Juice Co., Ltd ...... 28.54 Yes. Shandong Zhonglu Co., Ltd./Rushan Shangjin-Zhonglu Foodstuff Co., Ltd./Shandong Luling Fruit Juice 9.40 No. Co./Rushan Dongjin Foodstuffs. Yantai Oriental Juice Co., Ltd ...... 9.96 No. Qingdao Nannan Foods Co., Ltd ...... 26.43 Yes. Xian Asia Qin Fruit Co., Ltd ...... 15.36 No. Xian Yang Fuan Juice Co., Ltd ...... 15.36 No. Changsha Industrial Products & Minerals Import and Export Co., Ltd ...... 15.36 No. Shandong Foodstuffs Import and Export Corporation ...... 15.36 No. PRC-wide rate ...... 51.74 Yes.

The PRC-wide rate applies to all Comment 6: Valuation of aseptic bags Postponement of Preliminary entries of the subject merchandise Comment 7: Valuation of apple essence Determinations except for entries from exporters that are Comment 8: Valuation of SG&A, factory overhead, and profit The Department of Commerce (the identified individually above, and to Comment 9: Alleged wrongful initiation of any entries exported by, but Not Department) is postponing the investigation preliminary determinations in the produced by, North Andre. Comment 10: Critical circumstances antidumping duty investigations of ITC Notification Comment 11: Expansion of scope Comment 12: Customs instructions stainless steel butt-weld pipe fittings In accordance with section 735(d) of Comment 13: Zhonglu deposit rate from Germany, Italy, Malaysia and the Philippines. The deadline for issuing the Act, we have notified the ITC of our [FR Doc. 00–9240 Filed 4–12–00; 8:45 am] determination. As our final the preliminary determinations in these BILLING CODE 3510±DS±P determination is affirmative, the ITC investigations is now July 26, 2000. will, within 45 days, determine whether On January 18, 2000, the Department these imports are materially injuring, or DEPARTMENT OF COMMERCE initiated antidumping investigations of threaten material injury to, the U.S. stainless steel butt-weld pipe fittings industry. If the ITC determines that International Trade Administration from Germany, Italy, Malaysia and the material injury, or threat of material [A±428±827, A±475±828, A±557±809, A±565± Philippines. See Initiation of injury does not exist, the proceeding 801] Antidumping Duty Investigation: will be terminated and all securities Stainless Steel Butt-Weld Pipe Fittings posted will be refunded or canceled. If Notice of Postponement of Preliminary from Germany, Italy, Malaysia and the the ITC determines that such injury Antidumping Duty Determinations: Philippines, 65 FR 4595, (January 31, does exist, the Department will issue an Stainless Steel Butt-Weld Pipe Fittings 2000). The notice stated that the antidumping duty order directing From Germany, Italy, Malaysia and the Department would issue its preliminary Customs officials to assess antidumping Philippines determinations no later than140 days duties on all imports of the subject AGENCY: Import Administration, after the date of initiation (i.e., June 6, merchandise entered for consumption 2000). on or after the effective date of the International Trade Administration, suspension of liquidation. Department of Commerce. The Department has now concluded, This determination is issued and EFFECTIVE DATE: April 13, 2000. consistent with section 733(c)(1)(B) of published in accordance with sections FOR FURTHER INFORMATION CONTACT: For the Act, that these cases are 735(d) and 777(i)(1) of the Act. Germany: Carrie Blozy or Rick Johnson extraordinarily complicated, and that additional time is necessary to issue the Dated: April 6, 2000. at (202) 482–0165 and (202) 482–3818, respectively; for Italy, Helen Kramer or preliminary determinations due to the Joseph A. Spetrini, Linda Ludwig at (202) 482–0405 and complexity of certain issues raised in Acting Assistant Secretary for Import (202) 482–3833, respectively; for these cases, including the complexity of Administration. Malaysia, Becky Hagen or Rick Johnson the transactions to be investigated and Appendix at (202) 482–3362 and (202) 482–3818, adjustments to be considered and the List of Comments in the Issues and Decision respectively; for the Philippines, Fred novelty of the issues presented. See Memorandum Baker or Robert James at (202) 482–2924 Memorandum from Richard Weible and and (202) 482–0649, respectively, Edward Yang to Joseph A. Spetrini Comment 1: Choice of primary surrogate country Import Administration, International dated April 7, 2000. Therefore, in light Comment 2: Valuation of apples Trade Administration, U.S. Department of the fact that parties to this proceeding Comment 3: Valuation of ocean freight of Commerce, 14th Street and have been cooperating, pursuant to Comment 4: Valuation of steam coal Constitution Avenue, NW, Washington, section 733(c)(1) of the Act, the Comment 5: Valuation of rail freight DC 20230. Department is postponing the deadline

VerDate 202000 17:12 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00010 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19877 for issuing these determinations 50 days with SPA and ER uses to test that user Miami-Dade, Monroe and Palm Beach) (i.e., until July 26, 2000). conflicts were resolved and/or that there and the State of Florida have formed a This extension is in accordance with would be both short term and long term partnership and are funding a study to section 733(c) of the Act and 19 CFR gains to non-consumptive users and net estimate the market economic impact 351.205(b)(2). gains to the local economy. (e.g., sales/output, income and Dated: April 7, 2000. Affected Public: Individuals or employment) and non-market economic Joseph A. Spetrini, households and businesses or other for- value (consumer’s surplus) of both profit organizations. artificial and natural reefs in south Acting Assistant Secretary for Import Administration. Frequency: Annually. Florida. The State of Florida has an Respondent’s Obligation: Voluntary. artificial reef program in which each [FR Doc. 00–9238 Filed 4–12–00; 8:45 am] OMB Desk Officer: David Rostker, coastal county can participate. Each BILLING CODE 3510±DS±P (202) 395–3897. county can apply for state funds to place Copies of the above information artificial reefs off the coasts of their DEPARTMENT OF COMMERCE collection proposal can be obtained by county and private groups wanting to calling or writing Linda Engelmeier, sink artificial reefs can also participate. [I.D. 040700L2] DOC Forms Clearance Officer, (202) The counties and the State of Florida are 482–3272, Department of Commerce, under increasing pressure to add new Submission For OMB Review; Room 5027, 14th and Constitution artificial reefs and economic Comment Request Avenue, NW, Washington, DC 20230 (or justification is required. The Department of Commerce has via the Internet at [email protected]). Affected Public: Individuals or submitted to the Office of Management Written comments and households and businesses or other for- and Budget (OMB) for clearance the recommendations for the proposed profit organizations. following proposal for collection of information collection should be sent Frequency: One-time. Respondent’s Obligation: Voluntary. information under the provisions of the within 30 days of publication of this notice to David Rostker, OMB Desk OMB Desk Officer: David Rostker, Paperwork Reduction Act (44 U.S.C. (202) 395–3897. Chapter 35). Officer, Room 10202, New Executive Office Building, Washington, DC 20503. Copies of the above information Agency: National Oceanic and collection proposal can be obtained by Atmospheric Administration (NOAA). Dated: April 4, 2000. calling or writing Linda Engelmeier, Title: Socioeconomic Monitoring Linda Engelmeier, DOC Forms Clearance Officer, (202) Program for the Florida Keys National Departmental Forms Clearance Officer, Office 482–3272, Department of Commerce, Marine Sanctuary. of the Chief Information Officer. Room 5027, 14th and Constitution Form Number(s): None. [FR Doc. 00–9121 Filed 4–12–00; 8:45 am] Avenue, NW, Washington, DC 20230 (or OMB Approval Number: None. BILLING CODE 3510±08±F via the Internet at [email protected]). Type of Request: New collection. Written comments and Burden Hours: 725. recommendations for the proposed Number of Respondents: 788. DEPARTMENT OF COMMERCE information collection should be sent Avg Hours Per Response: 20 minutes [I.D. 040700LE] within 30 days of publication of this to 10 hours depending on requirement. notice to David Rostker, OMB Desk Needs and Uses: The Management Submission For OMB Review; Officer, Room 10202, New Executive Plan for the Florida Keys National Comment Request Office Building, Washington, DC 20503. Marine Sanctuary (FKNMS) established 18 Sanctuary Preservation Areas (SPAs) The Department of Commerce has Dated: April 5, 2000. and one Ecological Reserve (ER) that are submitted to the Office of Management Linda Engelmeier, ‘‘no take’’ zones. In creating these and Budget (OMB) for clearance the Departmental Forms Clearance Officer, Office special zones, socioeconomic impact following proposal for collection of of the Chief Information Officer. analyses, as well as other analyses, were information under the provisions of the [FR Doc. 00–9122 Filed 4–12–00; 8:45 am] done as required under the National Paperwork Reduction Act (44 U.S.C. BILLING CODE 3510±08±F Environmental Policy Act (NEPA). Chapter 35). However, many of the benefits and costs Agency: National Oceanic and identified in these analyses are Atmospheric Administration (NOAA). DEPARTMENT OF COMMERCE speculative in nature and therefore an Title: South Florida Artificial and National Oceanic and Atmospheric uncertainty about benefits and costs. In Natural Reefs–Economic Valuation Administration response to public concerns about the Study. socioeconomic impacts of many of the Form Number(s): None. [I.D.040300B] FKNMS management plan and OMB Approval Number: None. especially the ‘‘no take’’ zones, a Type of Request: New collection. Marine Mammals; File No. 526±1523±00 socioeconomic element was included in Burden Hours: 2,733. AGENCY: National Marine Fisheries the ecological monitoring program. The Number of Respondents: 9,600. Service (NMFS), National Oceanic and information collected will help monitor Average Hours Per Response: 4 Atmospheric Administration (NOAA), the financial performance of the minutes to 1 hour depending on Commerce. commercial fishing operations that were requirement. ACTION: Receipt of application. displaced from the ‘‘no take’’ zones to Needs and Uses: The Florida Keys test the hypotheses that there are short National Marine Sanctuary, along with SUMMARY: Notice is hereby given that term losses and/or long term gains to the State of Florida, manage coastal and Allied Whale, College of the Atlantic, commercial fishermen and monitor the ocean resources. This study involves 105 Eden Street, Bar Harbor, ME 04609 use, perceptions of users as to quality of artificial and natural reefs off the coasts (Principal Investigator: Sean K. Todd, the SPAs and ERs, and changes in of southeast Florida. NOAA, the four Ph.D.), has applied in due form for a market and economic values associated south Florida counties (Broward, permit to take humpback whale

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(Megapteray novaeangliaey), finback Silver Spring, MD 20910 (301/713– 1973, as amended (ESA; 16 U.S.C. 1531 whale (Balaenopteray physalusy), and 2289); and ety seqy.), and the regulations governing minke whale (Galaenopteray Northeast Region, NMFS, One the taking, importing, and exporting of acutorostratay) for purposes of scientific Blackburn Drive, Gloucester, MA 01930, endangered and threatened species (50 research. (978/281–9250). CFR 222–226). FOR FURTHER INFORMATION CONTACT: DATES: Written or telefaxed comments The applicant proposes to continue must be received on or before May 15, Ruth Johnson, 301/713–2289. and extend photo-identification and 2000. SUPPLEMENTARY INFORMATION: The biopsy sampling program of large ADDRESSES: subject permit is requested under the The application and related whales. The following table outlines the documents are available for review authority of the Marine Mammal animals to be taken and types of take upon written request or by appointment Protection Act of 1972, as amended requested annually primarily in the Gulf in the following office(s): (MMPA; 16 U.S.C. 1361 ety seqy.), the Permits and Documentation Division, Regulations Governing the Taking and of Maine and occasionally from the New Office of Protected Resources, NMFS, Importing of Marine Mammals (50 CFR York Bight to the U.S./Canada border. 1315 East-West Highway, Room 13130, part 216), the Endangered Species Act of

#Incidental #Biopsy #Animals #Takes per harassment samples Species # Photo-ID Biopsy animal of target Import/ Can- Sampled species ada

Humpback whale ...... 200 50 5 300 50 Finback whale ...... 200 50 5 400 50 Minke whale ...... 50 15 5 75 50

Non-Target Species # Non-Target Animals Incidentally harassed

Harbor porpoise ...... Unlimited Atlantic white-sided dolphin ...... '' Harbor seal ...... '' Gray seal ...... ''

In compliance with the National Commission and its Committee of truncatus) for purposes of scientific Environmental Policy Act of 1969 (42 Scientific Advisors. research. U.S.C. 4321 ety seqy.), an initial Dated: April 4, 2000. DATES: Written or telefaxed comments determination has been made that the Ann D. Terbush, must be received on or before May 15, activity proposed is categorically Chief, Permits and Documentation Division, 2000. excluded from the requirement to Office of Protected Resources, National ADDRESSES: The application and related prepare an environmental assessment or Marine Fisheries Service. documents are available for review environmental impact statement. [FR Doc. 00–9124 Filed 4–12–00; 8:45 am] upon written request or by appointment Written comments or requests for a BILLING CODE 3510±22±F in the following office(s): public hearing on this application Permits and Documentation Division, should be mailed to the Chief, Permits Office of Protected Resources, NMFS, and Documentation Division, F/PR1, DEPARTMENT OF COMMERCE 1315 East-West Highway, Room 13130, Office of Protected Resources, NMFS, Silver Spring, MD 20910 (301/713– 1315 East-West Highway, Room 13705, National Oceanic and Atmospheric 2289); and Silver Spring, MD 20910. Those Administration Regional Administrator, Southeast Region, NMFS, 9721 Executive Center individuals requesting a hearing should [I.D. 040300D] set forth the specific reasons why a Drive, St. Petersburg, FL 33702–2432 hearing on this particular request would Marine Mammals; File No. 522±1569 (727/570–5312). be appropriate. Written comments or requests for a AGENCY: National Marine Fisheries public hearing on this application Comments may also be submitted by Service (NMFS), National Oceanic and should be mailed to the Chief, Permits facsimile at (301) 713–0376, provided Atmospheric Administration (NOAA), and Documentation Division, F/PR1, the facsimile is confirmed by hard copy Commerce. Office of Protected Resources, NMFS, submitted by mail and postmarked no ACTION: Receipt of application. 1315 East-West Highway, Room 13705, later than the closing date of the Silver Spring, MD 20910. Those comment period. Please note that SUMMARY: Notice is hereby given that individuals requesting a hearing should comments will not be accepted by e- Randall S. Wells, Ph.D., Sarasota set forth the specific reasons why a mail or by other electronic media. Dolphin Research Program, c/o Mote hearing on this particular request would Concurrent with the publication of Marine Laboratory, 1600 Ken Thompson be appropriate. this notice in the Federal Register, Parkway, Sarasota, Florida 34236, has Comments may also be submitted by NMFS is forwarding copies of this applied in due form for a permit to take facsimile at (301) 713–0376, provided application to the Marine Mammal bottlenose dolphins (Tursiops the facsimile is confirmed by hard copy

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00012 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19879 submitted by mail and postmarked no Specialist, Office of Textiles and produced or manufactured in Belarus and later than the closing date of the Apparel, U.S. Department of Commerce, exported during the twelve-month period comment period. Please note that (202) 482–4212. For information on the which began on January 1, 2000 and extends through December 30, 2000. comments will not be accepted by e- quota status of this limit, refer to the Pursuant to section 204 of the Agricultural mail or by other electronic media. Quota Status Reports posted on the Act of 1956, as amended (7 U.S.C. 1854); FOR FURTHER INFORMATION CONTACT: bulletin boards of each Customs port, Executive Order 11651 of March 3, 1972, Jeannie Drevenak, 301/713–2289. call (202) 927–5850, or refer to the U.S. effective on April 14, 2000, you are directed SUPPLEMENTARY INFORMATION: The Customs website at http:// to prohibit entry into the United States for subject permit is requested under the www.customs.gov. For information on consumption and withdrawal from warehouse for consumption of glass fiber authority of the Marine Mammal embargoes and quota re-openings, call (202) 482–3715. fabric products in Category 622–L, produced Protection Act of 1972, as amended or manufactured in Belarus and exported (MMPA; 16 U.S.C. 1361 et seq.), and the SUPPLEMENTARY INFORMATION: during the twelve-month period which began Regulations Governing the Taking and Authority: Section 204 of the Agricultural on January 1, 2000 and extends through Importing of Marine Mammals (50 CFR Act of 1956, as amended (7 U.S.C. 1854); December 31, 2000, in excess of 1,000,000 1 part 216). Executive Order 11651 of March 3, 1972, as square meters . The applicant seeks authorization to amended. Textile products in Category 622–L which harass up to 120 bottlenose dolphins have been exported to the United States prior Pursuant to the Memorandum of to January 1, 2000 shall not be subject to the (Tursiops truncatus) annually during Understanding (MOU) between the sublimit established in this directive. the conduct of capture, examination, Governments of the United States and This sublimit may be revised if Belarus sampling, marking, and release Belarus, dated February 17, 2000, a becomes a member of the World Trade activities. The research will take place notice published in the Federal Register Organization (WTO) and the United States over a five year period in the shallow applies the WTO agreement to Belarus. on March 22, 2000 (65 FR 15315) Import charges to the sublimit will be coastal waters of central west Florida. established a new limit for Category 622 Individual animals may be recaptured provided at a later date. of 11,500,000 square meters, effective In carrying out the above directions, the and released up to three times annually. for the period January 1, 2000 through Commissioner of Customs should construe In compliance with the National December 31, 2000. This notice entry into the United States for consumption Environmental Policy Act of 1969 (42 cancelled and superseded the limit set to include entry for consumption into the U.S.C. 4321 et seq.), an initial forth in Federal Register notice 64 FR Commonwealth of Puerto Rico. The Committee for the Implementation of determination has been made that the 71982, published on December 22, 1999. activity proposed is categorically Textile Agreements has determined that this In addition, both governments agreed action falls within the foreign affairs excluded from the requirement to to establish a sublimit of 1,000,000 prepare an environmental assessment or exception of the rulemaking provisions of 5 square meters for the entry for U.S.C.553(a)(1). environmental impact statement. consumption and withdrawal from Sincerely, Concurrent with the publication of warehouse for consumption of glass this notice in the Federal Register, Troy H. Cribb, fiber fabric in Category 622–L weighing NMFS is forwarding copies of this Chairman, Committee for the Implementation 185 grams or less per square meter. This application to the Marine Mammal of Textile Agreements. directive implements the Category 622– Commission and its Committee of [FR Doc.00–9179 Filed 4–12–00; 8:45 am] L sublimit for the period that began on Scientific Advisors. BILLING CODE 3510±DR±F January 1, 2000 and extends through Dated: April 5, 2000. December 31, 2000. Ann D. Terbush, This sublimit may be revised if DEPARTMENT OF DEFENSE Chief, Permits and Documentation Division, Belarus becomes a member of the World Office of Protected Resources, National Trade Organization (WTO) and the Department of the Navy Marine Fisheries Service. United States applies the WTO [FR Doc. 00–9229 Filed 4–12–00; 8:45 am] agreement to Belarus. Meeting of the Ocean Research BILLING CODE 3510±22±F A description of the textile and Advisory Panel apparel categories in terms of HTS numbers is available in the AGENCY: Department of the Navy, DOD. COMMITTEE FOR THE CORRELATION: Textile and Apparel ACTION: Notice. Categories with the Harmonized Tariff IMPLEMENTATION OF TEXTILE SUMMARY: The Ocean Research Advisory Schedule of the United States (see AGREEMENTS Panel (ORAP) will meet to discuss Federal Register notice 64 FR 71982, National Oceanographic Partnership Implementation of an Import Sublimit published on December 22, 1999). for Certain Man-Made Fiber Textile Program (NOPP) activities. All sessions of the meeting will remain open to the Products Produced or Manufactured in Troy H. Cribb, public. Belarus Chairman, Committee for the Implementation of Textile Agreements. DATES: The meeting will be held on April 7, 2000. Committee for the Implementation of Textile Wednesday, 26 April, 2000 from 8:30 AGENCY: Committee for the Agreements a.m. to 4:30 p.m. Implementation of Textile Agreements April 7, 2000. ADDRESSES: The meeting will be held at (CITA). The Brookings Institution, Somers Commissioner of Customs, ACTION: Room, 1775 Massachusetts Avenue, Issuing a directive to the Department of the Treasury, Washington, DC Commissioner of Customs 20229. NW, Washington, DC. implementing a sublimit. Dear Commissioner: This directive 1 Category 622–L (within Category 622): only HTS amends, but does not cancel the directive EFFECTIVE DATE: April 14, 2000. numbers 7019.51.9010, 7019.52.4010, 7019.52.9010, issued to you on March 16, 2000. That 7019.59.4010, and 7019.59.9010. The sublimit has FOR FURTHER INFORMATION CONTACT: directive concerns imports of certain man- not been adjusted to account for any imports Naomi Freeman, International Trade made fiber textile products in Category 622, exported after December 31, 1999.

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FOR FURTHER INFORMATION CONTACT: Dr. DEPARTMENT OF EDUCATION Title: 2000–01 Teacher Follow-up Steven E. Ramberg, Office of Naval Survey. Research, 800 North Quincy Street, Submission for OMB Review; Frequency: Clearance is being sought Arlington, VA 22217–5660, telephone Comment Request for year 2000 only. (703) 696–4358. Affected Public: State, Local, or Tribal AGENCY: Department of Education. Gov’t, SEAs or LEAs; Businesses or SUPPLEMENTARY INFORMATION: This SUMMARY: The Leader, Information other for-profit; Not-for-profit notice of meeting is provided in Management Group, Office of the Chief institutions. accordance with the Federal Advisory Information Officer invites comments Reporting and Recordkeeping Hour Committee Act (5 U.S.C. App. 2). The on the submission for OMB review as Burden: purpose of this meeting is to discuss required by the Paperwork Reduction current and future activities of the Responses: 8,300. Act of 1995. Burden Hours: 4,616. National Oceanographic Partnership Program. DATES: Interested persons are invited to Abstract: This survey of 8,300 public submit comments on or before May 15, and private elementary and secondary Dated: April 5, 2000 2000. school teachers is the fourth in a series. J.L. Roth, ADDRESSES: Written comments should It is a follow-up to the 1999–2000 Lieutenant Commander, Judge Advocate be addressed to the Office of Schools and Staffing Survey (SASS) and General’s Corps, U.S. Navy, Federal Register collects data on public school and Liaison Officer. Information and Regulatory Affairs, Attention: Danny Werfel, Desk Officer, private school teachers characteristics [FR Doc. 00–9223 Filed 4–12–00; 8:45 am] Department of Education, Office of and attitudes, as well as the factors BILLING CODE 3810±FF±U Management and Budget, 725 17th affecting their decisions to stay in, or Street, NW., Room 10235, New leave, the teaching profession. Executive Office Building, Washington, Requests for copies of the proposed DC 20503 or should be electronically information collection request may be UNIFORMED SERVICES UNIVERSITY accessed from http://edicsweb.ed.gov, or OF THE HEALTH SCIENCES mailed to the internet address [email protected]. should be addressed to Vivian Reese, Department of Education, 400 Maryland Sunshine Act Meeting Notice SUPPLEMENTARY INFORMATION: Section Avenue, SW, Room 5624, Regional 3506 of the Paperwork Reduction Act of Office Building 3, Washington, DC AGENCY HOLDING THE MEETING: 1995 (44 U.S.C. Chapter 35) requires 20202–4651. Requests may also be Uniformed Services University of the that the Office of Management and electronically mailed to the internet Health Sciences. Budget (OMB) provide interested address [email protected] or TIME AND DATE: 8:30 a.m. to 4 p.m., May Federal agencies and the public an early faxed to 202–708–9346. Please specify 19, 2000. opportunity to comment on information the complete title of the information collection requests. OMB may amend or PLACE: collection when making your request. Uniformed Services University waive the requirement for public of the Health Sciences, Board of Regents Comments regarding burden and/or the consultation to the extent that public collection activity requirements should Conference Room (D3001), 4301 Jones participation in the approval process Bridge Road, Bethesda, MD 20814–4799. be directed to Kathy Axt at (202) 708– would defeat the purpose of the 9346 (fax). Individuals who use a STATUS: Open—under ‘‘Government in information collection, violate State or telecommunications device for the deaf the Sunshine Act’’ (5 U.S.C. 552b(e)(3)). Federal law, or substantially interfere (TDD) may call the Federal Information MATTERS TO BE CONSIDERED: with any agency’s ability to perform its Relay Service (FIRS) at 1–800–877– statutory obligations. The Leader, 8339. 8:30 a.m. Meeting—Board of Regents Information Management Group, Office (1) Approval of Minutes—February 8, of the Chief Information Officer, [FR Doc. 00–9175 Filed 4–12–00; 8:45 am] 2000 publishes that notice containing BILLING CODE 4000±01±U (2) Faculty Matters proposed information collection requests prior to submission of these (3) Departmental Reports DEPARTMENT OF EDUCATION (4) Financial Report requests to OMB. Each proposed information collection, grouped by (5) Report—President, USUHS Submission for OMB Review; office, contains the following: (1) Type Comment Request (6) Report—Dean, School of Medicine of review requested, e.g. new, revision, (7) Report—Dean, Graduate School of extension, existing or reinstatement; (2) AGENCY: Department of Education. Nursing Title; (3) Summary of the collection; (4) SUMMARY: The Leader, Information (8) Comments—Chairman, Board of Description of the need for, and Management Group, Office of the Chief Regents proposed use of, the information; (5) Information Officer invites comments (9) New Business Respondents and frequency of on the submission for OMB review as collection; and (6) Reporting and/or required by the Paperwork Reduction CONTACT PERSON FOR MORE INFORMATION: Recordkeeping burden. OMB invites Act of 1995. Mr. Bobby D. Anderson, Executive public comment. DATES: Interested persons are invited to Secretary, Board of Regents, (301) 295– submit comments on or before May 15, 3116. Dated: April 7, 2000. William Burrow, 2000. Dated: April 11, 2000. Leader, Information Management Group, ADDRESSES: Written comments should Linda Bynum, Office of the Chief Information Officer. be addressed to the Office of OSD Federal Register Liaison Officer, Information and Regulatory Affairs, Office of Educational Research and Department of Defense. Attention: Danny Werfel, Desk Officer, Improvement [FR Doc. 00–9380 Filed 4–11–00; 3:45 pm] Department of Education, Office of BILLING CODE 5001±10±M Type of Review: Reinstatement. Management and Budget, 725 17th

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Street, NW., Room 10235, New targeting, flexibility and other key to Sections 7(c) and 7(b) of the Natural Executive Office Building, Washington, aspects of the program. Gas Act for permission and approval for DC 20503 or should be electronically Requests for copies of the proposed Northwest to construct and operate mailed to the internet address information collection request may be relocated replacement pipeline [email protected]. accessed from http://edicsweb.ed.gov, or segments and to abandon the replaced should be addressed to Vivian Reese, pipeline segments, near the White River SUPPLEMENTARY INFORMATION: Section Department of Education, 400 Maryland in King County, Washington to preserve 3506 of the Paperwork Reduction Act of Avenue, SW, Room 5624, Regional the integrity of Northwest’s mainline 1995 (44 U.S.C. Chapter 35) requires Office Building 3, Washington, DC while the river migrates, all as more that the Office of Management and 20202–4651. Requests may also be fully set forth in the application which Budget (OMB) provide interested electronically mailed to the internet is on file with the Commission and open Federal agencies and the public an early address [email protected] or to public inspection. This filing may be opportunity to comment on information faxed to 202–708–9346. Please specify viewed on the web at http:// collection requests. OMB may amend or the complete title of the information www.ferc.fed.us/online/rims.htm (call waive the requirement for public collection when making your request. 202–208–2222 for assistance). consultation to the extent that public Comments regarding burden and/or the Northwest proposes to replace participation in the approval process collection activity requirements should approximately 1,900 feet of both its 26- would defeat the purpose of the be directed to Jacqueline Montague at inch mainline and its 30-inch mainline information collection, violate State or (202) 708–5359 or via her internet loop on either side of the White River Federal law, or substantially interfere address [email protected]. by installing new 26-inch and 30-inch with any agency’s ability to perform its Individuals who use a pipelines at a lower depth and offset statutory obligations. The Leader, telecommunications device for the deaf from its existing right-of-way and then Information Management Group, Office (TDD) may call the Federal Information abandoning the replaced pipeline of the Chief Information Officer, Relay Service (FIRS) at 1–800–877– segments by removal. Northwest also publishes that notice containing 8339. proposes to remove a previously retired proposed information collection 665-foot segment of 26-inch pipeline requests prior to submission of these [FR Doc. 00–9176 Filed 4–12–00; 8:45 am] crossing the White River. requests to OMB. Each proposed BILLING CODE 4000±01±U Northwest states that due to potential information collection, grouped by issues with threatened species in the office, contains the following: (1) Type White River, Northwest is seeking case- of review requested, e.g. new, revision, DEPARTMENT OF ENERGY specific approvals herein rather than extension, existing or reinstatement; (2) pursuing this pipeline replacement Title; (3) Summary of the collection; (4) Federal Energy Regulatory project under its existing blanket Description of the need for, and Commission certificate authority. proposed use of, the information; (5) [Docket No. RP98±206±005] Northwest declares that the total Respondents and frequency of estimated cost for the proposed project collection; and (6) Reporting and/or Atlanta Gas Light Company; Notice of is approximately $5,604,000, comprised Recordkeeping burden. OMB invites Technical Conference of approximately $3,871,000 for the public comment. installation of replacement pipeline and April 7, 2000. Dated: April 7, 2000. approximately $1,733,000 for removal of Take notice that a technical replaced pipeline and appurtenances. William Burrow, conference will be held on Wednesday, Since this project is designed to Leader, Information Management Group, May 10, 2000, at 10 am, in a room to be maintain safety and reliability of Office of the Chief Information Officer. designated at the offices of the Federal Northwest’s transmission system for the Office of the Undersecretary Energy Regulatory Commission, 888 benefit of existing customers. Northwest First Street, NE, Washington, DC 20426. Type of Review: New. requests all project costs should be All interested parties and staff are permitted rolled-in treatment in Title: Supplemental Study of the permitted to attend. Northwest’s next rate case, as dictated Technology Literacy Challenge Fund by FERC’s Policy Statement issued (TLCF). David P. Boergers, September 15, 1999, in Docket No. Frequency: One time. Secretary. [FR Doc. 00–9162 Filed 4–12–00; 8:45 am] PL99–3–000. Affected Public: State, Local, or Tribal Any questions regarding the BILLING CODE 6717±01±M Gov’t, SEAs or LEAs. application should be directed to Gary Reporting and Recordkeeping Hour Kotter, Manager, Certificates, at (801) Burden: DEPARTMENT OF ENERGY 584–7117 (voice) and (801) 584–7764 Responses: 636. (fax), Northwest Pipeline Corporation, Burden Hours: 970. Federal Energy Regulatory P.O. Box 58900, Salt Lake City, Utah Abstract: This study will collect and Commission 84158. analyze information about the Any person desiring to be heard or to implementation and outcomes of the [Docket No. CP00±141±000] make any protest with reference to said Technology Literacy Challenge Fund at Northwest Pipeline Corporation; Notice Application should on or before April the state and local levels. Drawing upon of Application 28, 2000, file with the Federal Energy sources such as the annual state TLCF Regulatory Commission, 888 First performance reports, local technology April 7, 2000. Street, NE, Washington, DC 20426, a plans, and survey work, this study will Take notice that on March 28, 2000, motion to intervene or a protest in produce a national representative Northwest Pipeline Corporation accordance with the requirements of the picture of TLCF’s contributions to the (Northwest), 295 Chipeta Way, Salt Lake Commission’s Rules of Practice and availability and use of technology in City, Utah 84158, filed in Docket No. Procedure (18 CFR 385.211 or 18 CFR schools and provide information on CP00–141–000 an application pursuant 385.214) and the Regulations under the

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Natural Gas Act (18 CFR 157.10). All DEPARTMENT OF ENERGY DEPARTMENT OF ENERGY protests filed with the Commission will be considered by it in determining the Federal Energy Regulatory Federal Energy Regulatory appropriate action to be taken but will Commission Commission not serve to make the protestants parties [Docket Nos. CP00±143±000, et al.] to the proceeding. Any person wishing [Project No. 1988±007; Haas-Kings River to become a party to a proceeding or to Project] Transcontinental Gas Pipe Line participate as a party in any hearing Corporation; Notice of Applications therein must file a motion to intervene Pacific Gas and Electric Company; in accordance with the Commission’s Notice of Telephone Conference April 7, 2000. Rules. Take notice that on March 29, 2000, April 7, 2000. transcontinental Gas Pipe Line Take further notice that pursuant to On Tuesday, April 18, 2000, the Corporation (Applicant), One Williams the authority contained in and subject to Federal Energy Regulatory Commission Center, Suite 4100, Tulsa, Oklahoma, the jurisdiction conferred upon the (Commission) staff will conduct a 74172, through its agent, Williams Commission by Sections 7 and 15 of the telephone conference with Energy Marketing & Trading Natural Gas Act and the Commission’s representatives of the U.S. Fish and Company 1(Williams), tendered for Rules of Practice and Procedure, a Wildlife Service, the Forest Service, and filing, applications for certificates of hearing will be held without further Pacific Gas and Electric Company to public convenience and necessity notice before the Commission or its discuss the Biological Assessment for pursuant to Section 7(b) of the Natural designee on this Application if no the Haas-Kings River Project, FERC Gas Act (NGA) to abandon certain firm petition to intervene is filed within the Docket No. 1988–007. The Commission sales agreements under Applicant’s Rate time required herein, if the Commission staff will initiate the telephone Schedule FS between Applicant and on its own review of the matter finds conference. The telephone conference various customers pursuant to a that a grant of the abandonment is will begin at 1 p.m. Eastern Daylight Settlement Agreement approved by the required by the public convenience and Time (10 a.m. Pacific Daylight Time). Commission in Docket No. CP88–391, et necessity. If a petition for leave to al. on June 19, 1991, as amended by The telephone conference will be order issued December 17, 1991,2 all as intervene is timely filed, or if the conducted according to the procedures Commission, on its own motion believes more fully set forth in the application, used at Commission meetings. Meeting which is on file and open to public that a formal hearing is required, further minutes will be taken, which will be notice of such hearing will be duly inspection. The application may be distributed to interested parties and viewed on the web at www.ferc.fed.us/ given. placed in the Commission’s public files online/rims.htm (call (202) 208–2222 for Under the procedure herein provided for the proceeding. assistance). for, unless otherwise advised, it will be For further information, please Applicant asserts that no unnecessary for Applicant to appear or contact Patti Leppert-Slack at the abandonment of any facility is be represented at the hearing. Commission, (202) 219–2767. proposed. Applicant proposes to abandon nineteen service agreements David P. Boergers, David P. Boergers, under its Rate Schedule FS. The Secretary. Secretary. information is the table below [FR Doc. 00–9169 Filed 4–12–00; 8:45 am] [FR Doc. 00–9163 Filed 4–12–00; 8:45 am] summarizes each individual BILLING CODE 6717±01±M BILLING CODE 6717±01±M abandonment application:

Proposed effec- Docket No. Customer name Date of agreement to proposed aban- tive date of aban- donment of current service donment

CP00±143±000 ...... Peco Energy Company ...... November 11, 1998 ...... March 31, 2001. CP00±144±000 ...... City of Lexington, North Carolina ...... March 29, 1999 ...... March 31, 2001. CP00±145±000 ...... City of Shelby, North Carolina ...... March 26, 1999 ...... March 31, 2001. CP00±146±000 ...... Brooklyn Union Gas Company ...... March 31, 1999 ...... March 31, 2001. CP00±147±000 ...... Town of Blacksburg South Carolina ...... March 31, 1999 ...... March 31, 2001. CP00±148±000 ...... City of Kings Mountain, North Carolina March 29, 1999 ...... March 31, 2001. CP00±149±000 ...... KeySpan Energy Trading Services ...... March 31, 1999 ...... March 31, 2001. CP00±150±000 ...... City of Union, South Carolina ...... March 29, 1999 ...... March 31, 2001. CP00±151±000 ...... Public Service Electric and Gas Com- March 1, 1999 ...... March 31, 2001. pany. CP00±152±000 ...... Elizabethtown Gas Company ...... July 21, 1999 ...... July 31, 2001. CP00±153±000 ...... City of Alexander City, Alabama ...... March 30, 1999 ...... March 31, 2001. CP00±154±000 ...... City of Laurens, South Carolina ...... March 29, 1999 ...... March 31, 2001. CP00±155±000 ...... Piedmont Natural Gas Company ...... January 6, 1999 ...... March 31, 2001. CP00±156±000 ...... Delmarva Power & Light Company ...... March 25, 1999 ...... March 31, 2001. CP00±157±000 ...... North Carolina Gas Service ...... March 11, 1999 ...... March 31, 2001. CP00±158±000 ...... South Jersey Gas Company ...... February 10, 1999 ...... March 31, 2001. CP00±159±000 ...... Consolidated Edison Company of New March 24, 1999 ...... March 31, 2001. York. CP00±160±000 ...... Columbia Gas of Virginia ...... February 3, 1999 ...... March 31, 2001. CP00±161±000 ...... City of Greer, South Carolina ...... March 18, 1999 ...... March 31, 2001.

1 Formerly Williams Energy Services Company. 2 See orders at 55 FERC ¶61,466 (1991) and 57 FERC ¶ 61,345 (1991).

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Any person desiring to be heard or to 3. PEC Energy Marketing, Inc; DePere Company, and Portland General Electric protest these filings should file a motion Energy Marketing, Inc; SkyGen Energy Company. to intervene or protest with the Federal Marketing LLC; DePere Energy LLC Copies of this filing have been served Energy Regulatory Commission, 888 upon those persons on the [Docket No. ER97–1431–010; Docket No. Commission’s official service list First Street, NW., Washington, DC ER97–1432–010; Docket No. ER99–972–003; 20426, by or before April 28, 2000, in Docket No. ER97–4586–003] compiled in Docket No. ER00–2339–000 accordance with Sections 385.214 and and in Docket No. ER00-1801–000. Take notice that on March 28, 2000, 385.211 of the Commission’s rules and Sierra Pacific requests that its filing be the above-mentioned power marketers Regulations. Protests will be considered made effective in Docket No. ER99–34– filed quarterly reports with the by the Commission in determining the 000 as of November 1, 1999 and in Commission in the above-mentioned appropriate action to be taken, but will Docket No. ER00–1801–000 as of the proceedings for information only. not serve to make Protestants parties to effective date of that joint tariff. Comment date: April 20, 2000, in the proceeding. Any person wishing to 4. Total Gas & Electric, Inc. Agway accordance with Standard Paragraph E become a party must file a motion to Energy Services, Inc. Metro Energy at the end of this notice. intervene. Copies of this filing are on Group, LLC file with the Commission and are [Docket No. ER97–4202–010; Docket No. 7. Nevada Power Company available for public inspection in the ER97–4186–009 Docket No. ER99–801–003] [Docket No. ER00–2004–000] Public reference Room. Take notice that on March 30, 2000, Take notice that on March 30, 2000, David P. Boergers, the above-mentioned power marketers Nevada Power Company (Nevada Secretary. filed quarterly reports with the Power) tendered for filing pursuant to [FR Doc. 00–9170 Filed 4–12–00; 8:45 am] Commission in the above-mentioned Section 205 of the Federal Power Act proceedings for information only. and Section 2.2 of the Settlement BILLING CODE 6717±01±M Agreement (the Agreement) filed on 5. Ameren Services Company February 8, 2000, in Docket No. ER99– DEPARTMENT OF ENERGY [Docket No. ER00–1381–001] 3110–000, a transmission loss study that Take notice that on March 30, 2000, indicates a change in the factor used to Federal Energy Regulatory Ameren Services Company (ASC) calculate transmission service losses Commission tendered for filing an executed Network under its joint open-access transmission Integration Transmission Service tariff, FERC Original Volume No. 1, filed [Docket No. EG00±94±000, et al.] Agreement and an executed Network in Docket No. ER99–34–000. Nevada Operating Agreement, between ASC and Power also submitted a similar Northwest Generation Company, et al. Citizens Electric Corporation. ASC amendment to its joint open-access Electric Rate and Corporate Regulation asserts that the purpose of the transmission tariff filed on March 3, Filings agreements is to permit ASC to provide 2000, in Docket No. ER00–1801–000, in service over its transmission and anticipation of the pending merger April 5, 2000. distribution facilities to Citizens Electric among Nevada Power, Sierra Pacific Take notice that the following filings Corporation pursuant to the Ameren Power Company, and Portland General have been made with the Commission: Open Access Tariff. The executed Electric Company. agreements supersede an unexecuted Copies of this filing have been served 1. Northeast Generation Company Network Service Agreement and an upon those person on the Commission’s official service list compiled in Docket [Docket No. EG00–94–000] unexecuted Network Operating Agreement previously filed on January No. ER00–3110–000 and in Docket No. Take notice that on April 3, 2000, 31. ER00-1801–000. Northeast Generation Company, P.O. Nevada Power requests that its filing Box 270, Hartford, Connecticut, 06141, Comment date: April 20, 2000, in be made effective in Docket No. ER99– filed with the Federal Energy Regulatory accordance with Standard Paragraph E 34-000 as of March 1, 2000 and in Commission an amendment to its at the end of this notice. Docket No. ER00–1801–000 as of the application for determination of exempt 6. Sierra Pacific Power Company effective date of that joint tariff. wholesale generator status pursuant to Comment date: April 20, 2000, in [Docket No. ER00–2003–000] Part 365 of the Commission’s accordance with Standard Paragraph E regulations. The amendment provides Take notice that on March 30, 2000, at the end of this notice. Sierra Pacific Power Company (Sierra additional information concerning the 8. Central Maine Power Company uses of lands and waters at the Pacific) tendered for filing pursuant to unlicenced hydroelectric projects that Section 205 of the Federal Power Act [Docket No. ER00–2006–000] are the subject of the application. and Section 2.2 of the Settlement Take notice that on March 30, 2000, Agreement (the Agreement) filed on Central Maine Power Company (CMP), Comment date: April 18, 2000, in October 12, 1999, in Docket No. ER99– tendered for filing as an initial rate accordance with Standard Paragraph E 2339–000, a transmission loss study that schedule pursuant to Section 35.12 of at the end of this notice. The indicates a change in the factor used to the Federal Energy Regulatory Commission will limit its consideration calculate transmission service losses Commission’s regulations (18 CFR of comments to those that concern the under its joint open-access transmission 35.12): (i) an unexecuted adequacy or accuracy of the application. tariff, FERC Original Volume No. 1, filed Interconnection Agreement, dated as of 2. North American Power Brokers, Inc. in Docket No. ER99–34–000. Sierra March 1, 2000 (the IA); (ii) an executed Pacific also submitted a similar service agreement for Firm Local Point- [Docket No. ER96–1156–006] amendment to its joint open-access to-Point Transmission Service, dated as Take notice that on March 24, 2000, transmission tariff filed on March 3, of March 3, 2000 (the TSA); (iii) an North American Power Brokers, Inc. 2000, in Docket No. ER00–1801–000, in executed service agreement for Local filed quarterly reports for information anticipation of the pending merger Network Transmission Service, dated as only. among Sierra Pacific, Nevada Power of March 1, 2000 (the LNSA); and (iv)

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Corporation, formerly known as PP&L, The LNSA provides for Local Network [Docket No. ER00–2010–000] Take notice that on March 30, 2000, Inc., is to be canceled. Transmission Service. The LNOA Notice of the proposed cancellation Bangor Hydro-Electric Company provides for net inputs to the Facility has been served upon FirstEnergy Corp. for Station Service and any other load. tendered for filing an executed service Comment date: April 20, 2000, in CMP is requesting that (a) the IA agreement for firm point-to-point accordance with Standard Paragraph E become effective March 1, 2000; (b) the transmission service with PPL at the end of this notice. TSA become effective March 3, 2000; (c) EnergyPlus Co. the LNSA become effective March 1, Comment date: April 20, 2000, in 17. New England Power Pool 2000; and (d) the LNOA become accordance with Standard Paragraph E [Docket No. ER00–2016–000] at the end of this notice. effective March 1, 2000. Take notice that on March 30, 2000 Copies of this filing have been served 13. Bangor Hydro-Electric Company PG&E Generating, USGen New England, upon the Maine Public Utilities Inc., PG&E Energy Trading-Power L.P., Commission and S.D. Warren. [Docket No. ER00–2011–000] Comment date: April 20, 2000, in Take notice that on March 30, 2000, FPL Energy, LLC, Sithe New England accordance with Standard Paragraph E Bangor Hydro-Electric Company Holdings, LLC, Southern Energy New at the end of this notice. tendered for filing an executed service England, LLC, Wisvest-Connecticut, LLC, Duke Energy North America, LLC, 9. State Line Energy, L.L.C. agreement for non-firm point-to-point transmission service with Morgan Dighton Power Associates L.P., Tiverton [Docket No. ER00–2007–000] Stanley Capital Group Inc. Power Associates L.P., Rumford On March 30, 2000, State Line Energy, Comment date: April 20, 2000, in Associates L.P., Great Bay Power L.L.C. (State Line), tendered for filing a accordance with Standard Paragraph E Corporation, NRG Power Marketing, short-term service agreement for sales at the end of this notice. Inc., Somerset Power, LLC, Middletown under State Line’s Market Rate Tariff, Power, LLC, Norwalk Harbor Power, 14. Bangor Hydro-Electric Company which was accepted for filing in LLC, Devon Power, LLC, Montville Document No. ER96–2869–000: [Docket No. ER00–2012–000] Power, LLC, Connecticut Jet Power, 1. Amendment No. 1 to Power Take notice that on March 30, 2000, LLC, and Indeck-Pepperell Power Purchase Agreement between Bangor Hydro-Electric Company Associates, Inc. (the Supporting Commonwealth Edison Company and tendered for filing an executed service Generators) submitted for filing, State Line Energy, L.L.C. agreement for non-firm point-to-point pursuant to Section 206 of the Federal Comment date: April 20, 2000, in transmission service with PPL Power Act, a proposal for a accordance with Standard Paragraph E EnergyPlus Co. comprehensive congestion management at the end of this notice. Comment date: April 20, 2000, in system (CMS) and multi-settlement system (MSS). 10. Commonwealth Edison Company accordance with Standard Paragraph E at the end of this notice. The Supporting Generators state that [Docket No. ER00–2008–000] copies of the filing have been served Take notice that on March 30, 2000, 15. American Electric Power Service upon all entities listed in the above Commonwealth Edison Company Corporation captioned docket, the Participants in the (ComEd) tendered for filing an executed [Docket No. ER00–2013–000] New England Power Pool, non- Service Agreement for Network Take notice that on March 30, 2000, Participant transmission customers, and Integration Transmission Service the American Electric Power Service the New England State Governors and (Service Agreement) between ComEd Corporation (AEPSC), tendered for filing Regulatory Commissions. and Commonwealth Edison Company in an executed Non-Firm Point-to-Point Comment date: April 20, 2000, in its Wholesale Merchant Function Transmission Service Agreement for accordance with Standard Paragraph E (WMD). This agreement will govern Statoil Energy Services, Inc. That at the end of this notice. ComEds provision of network service to agreement is pursuant to the AEP 18. Illinois Power Company serve the City of Dowagiac (ADowagiac) Companies’ Open Access Transmission under the terms of ComEd’s Open Service Tariff (OATT) which has been [Docket No. ER00–2021–000] Access Transmission Tariff (OATT) designated as FERC Electric Tariff Take notice that on March 30, 2000, ComEd requests an effective date of Original Volume No. 4, effective July 9, Illinois Power Company notified the March 1, 2000, and accordingly, seeks 1996. Federal Energy Regulatory Commission waiver of the Commission’s notice AEPSC requests waiver of notice to (Commission) that, as of February 25, requirements. Copies of this filing were permit the Service Agreements to be 2000, El Paso Merchant Energy, L.P. served on WMD and Dowagiac. made effective for service billed on and (EPME), as successor to Sonat Power Comment date: April 20, 2000, in after March 1, 2000. Marketing L.P. (Sonat), provided to accordance with Standard Paragraph E A copy of the filing was served upon Illinois Power, notice of termination of at the end of this notice. the Parties and the state utility the transmission service agreements which were filed with the Commission 11. Bangor Hydro-Electric Company regulatory commissions of Indiana, Kentucky, Michigan, Ohio, Tennessee, in Docket No. ER96–955–000, and [Docket No. ER00–2009–000] Virginia and West Virginia. pursuant to which Sonat and EPME took Take notice that on March 30, 2000, Comment date: April 20, 2000, in firm and non-firm transmission service Bangor Hydro-Electric Company accordance with Standard Paragraph E under Illinois Power’s open access tendered for filing an executed service at the end of this notice. transmission tariff.

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Comment date: April 20, 2000, in Commission by PPL Electric Utilities for pool membership. APSES requests accordance with Standard Paragraph E Corporation, formerly known as PP&L, that the Commission amend the WSPP at the end of this notice. Inc., is to be canceled. Agreement to include it as a member. Notice of the proposed cancellation APSES requests an effective date of 19. Central Maine Power Company has been served upon Jersey Central March 31, 2000 for the proposed [Docket No. ER00–2022–000] Power & Light Company. amendment. Accordingly, APSES Take notice that on March 30, 2000, Comment date: April 20, 2000, in requests waiver of the Commission’s Central Maine Power Company (CMP), accordance with Standard Paragraph E notice requirements for good cause tendered for filing Executed Service at the end of this notice. shown. Copies of the filing were served upon Agreements for Local Network 23. PPL Electric Utilities Corporation Transmission Service and Local the WSPP Executive Committee. Network Operating Agreements. CMP [Docket No. ER00–2026–000] Comment date: April 20, 2000, in states that these transactions are Notice is hereby given that effective accordance with Standard Paragraph E contemplated as part of the State of March 20, 1998, Rate Schedule FERC at the end of this notice. No. 85 effective on October 1, 1991 and Maine’s restructuring of the electric 27. Niagara Mohawk Power filed with the Federal Energy Regulatory utility industry. Corporation CMP requests that the Commission Commission by PPL Electric Utilities allow these Agreements to be deemed Corporation, formerly known as PP&L, [Docket No. ER00–2037–000] effective on March 1, 2000 in order to Inc., is to be canceled. Take notice that on March 30, 2000, coincide with the commencement of Notice of the proposed cancellation Niagara Mohawk Power Corporation retail access in the State of Maine. has been served upon Atlantic City (NMPC) tendered for filing with the Comment date: April 20, 2000, in Electric Company. Federal Energy Regulatory Commission accordance with Standard Paragraph E Comment date: April 20, 2000, in an executed form Service Agreement at the end of this notice. accordance with Standard Paragraph E between NMPC and the State University at the end of this notice. 20. Central Maine Power Company of New York at Buffalo (Purchaser). The 24. PPL Electric Utilities Corporation Service Agreement specifies that the [Docket No. ER00–2023–000] Purchaser has signed and agreed to the Take notice that on March 30, 2000, [Docket No. ER00–2027–000] terms and conditions of NMPC’s Power Central Maine Power Company (CMP), Take notice that on March 30, 2000, Sales Tariff designated as NMPC’s FERC tendered for filing Executed Service PPL Electric Utilities Corporation filed a Electric Tariff, Original Volume No. 2. Agreements for Local Network Notice that effective December 31, 1999, This Tariff, approved by FERC on April Transmission Service and Unexecuted Rate Schedule FERC No. 84 effective on 15, 1994, and having an effective date of Local Network Operating Agreements. April 17, 1985 and filed with the March 13, 1993, allows NMPC and the CMP states that these transactions are Federal Energy Regulatory Commission Purchaser to enter into separately contemplated as part of the State of by PPL Electric Utilities Corporation, scheduled transactions under which Maine’s restructuring of the electric formerly known as PP&L, Inc., is to be NMPC will sell to the Purchaser utility industry. canceled. capacity and/or energy as the parties CMP requests that the Commission Notice of the proposed cancellation may mutually agree. allow these Agreements to be deemed has been served upon Jersey Central In its filing letter, NMPC also effective on March 1, 2000 in order to Power & Light Company. included a Certificate of Concurrence coincide with the commencement of Comment date: April 20, 2000, in from the Purchaser. retail access in the State of Maine. . accordance with Standard Paragraph E NMPC is requesting an effective date Comment date: April 20, 2000, in at the end of this notice. of November 1, 1999 for the agreement. accordance with Standard Paragraph E 25. PPL Electric Utilities Corporation NMPC has served copies of the filing at the end of this notice. upon the New York State Public Service [Docket No. ER00–2028–000] Commission and the companies 21. PPL Electric Utilities Corporation Notice is hereby given that effective included in a Service List enclosed with [Docket No. ER00–2024–000] May 29, 2000, Rate Schedule FERC No. the filing. Notice is hereby given that effective 105 effective on June 10, 1991 and filed Comment date: April 20, 2000, in May 31, 1992, Rate Schedule FERC No. with the Federal Energy Regulatory accordance with Standard Paragraph E 99 effective on May 22, 1990 and filed Commission by PPL Electric Utilities at the end of this notice. Corporation, formerly known as PP&L, with the Federal Energy Regulatory 28. Niagara Mohawk Power Inc., is to be canceled. Commission by PPL Electric Utilities Corporation Corporation, formerly known as PP&L, Notice of the proposed cancellation Inc., is to be canceled. has been served upon Baltimore Gas & [Docket No. ER00–2038–000] Notice of the proposed cancellation Electric Company. Take notice that on March 30, 2000, has been served upon Atlantic City Comment date: April 20, 2000, in Niagara Mohawk Power Corporation Electric Company. accordance with Standard Paragraph E (NMPC) tendered for filing with the Comment date: April 20, 2000, in at the end of this notice. Federal Energy Regulatory Commission accordance with Standard Paragraph E 26. APS Energy Services Company, Inc. an executed form Service Agreement at the end of this notice. between NMPC and Amherst Utility [Docket No. ER00–2029–000] 22. PPL Electric Utilities Corporation Cooperative (Purchaser). The Service Take notice that on March 30, 2000, Agreement specifies that the Purchaser [Docket No. ER00–2025–000] APS Energy Services Company, Inc. has signed and agreed to the terms and Notice is hereby given that effective (APSES), tendered for filing a letter from conditions of NMPC’s Power Sales May 31, 1995, Rate Schedule FERC No. the Executive Committee of the Western Tariff designated as NMPC’s FERC 100 effective on June 1, 1990 and filed Systems Power Pool (WSPP), indicating Electric Tariff, Original Volume No. 2. with the Federal Energy Regulatory that APSES had completed all the steps This Tariff, approved by FERC on April

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15, 1994, and having an effective date of Illinois 62521, tendered for filing a non- A copy of the filing has been served March 13, 1993, allows NMPC and the firm transmission service agreement on Niagara. Purchaser to enter into separately under which The Energy Authority, Inc. Comment date: April 20, 2000, in scheduled transactions under which will take transmission service pursuant accordance with Standard Paragraph E NMPC will sell to the Purchaser to Illinois Power’s open access at the end of this notice. capacity and/or energy as the parties transmission tariff. The agreement is 35. Virginia Electric and Power may mutually agree. based on a form of Service Agreement Company In its filing letter, NMPC also in Illinois Power’s tariff. included a Certificate of Concurrence Illinois Power has requested an [Docket No. ER00–2045–000] from the Purchaser. effective date of March 24, 2000. Take notice that on March 30, 2000, NMPC is requesting an effective date Comment date: April 20, 2000, in Virginia Electric and Power Company of November 1, 1999 for the agreement. accordance with Standard Paragraph E (Virginia Power) tendered for filing a NMPC has served copies of the filing at the end of this notice. Termination Notice of the Service upon the New York State Public Service 32. Illinois Power Company Agreement between Virginia Electric Commission and the companies and Power Company and Illinova Power [Docket No. ER00–2042–000] included in a Service List enclosed with Marketing, Inc. (IPMI), formerly Illinois the filing. Take notice that, on March 30, 2000, Power Company, dated March 3, 1997 Comment date: April 20, 2000, in Illinois Power Company (Illinois and approved by the FERC in a letter accordance with Standard Paragraph E Power), 500 South 27th Street, Decatur, order on May 22, 1997 under Docket No. at the end of this notice. Illinois 62521, tendered for filing an ER97–2394–000. unexecuted Service Agreement for 29. Illinois Power Company Virginia Power respectfully requests Network Integration Transmission an effective date of the termination of [Docket No. ER00–2039–000] Service and an unexecuted Network April 30, 2000, as requested by Dynegy Take notice that, on March 30, 2000, Operating Agreement under which Power Marketing, Inc. (DYPM), Illinois Power Company (Illinois Clinton County Electric Cooperative, successor to IPMI. Power), 500 South 27th Street, Decatur, Inc. will take transmission service Copies of the filing were served upon Illinois 62521, tendered for filing an pursuant to Illinois Power’s open access Dynegy Power Marketing, Inc., the unexecuted Service Agreement for transmission tariff (OATT). The Virginia State Corporation Commission Network Integration Transmission agreements are based on forms of and the North Carolina Utilities Service and an unexecuted Network agreements in Illinois Power’s OATT. Commission. Illinois Power has requested an Operating Agreement under which Tri- Comment date: April 20, 2000, in effective date of March 1, 2000. County Electric Cooperative, Inc. will Comment date: April 20, 2000, in accordance with Standard Paragraph E take transmission service pursuant to accordance with Standard Paragraph E at the end of this notice. Illinois Power’s open access at the end of this notice. 36. PECO Energy Company transmission tariff (OATT). The agreements are based on forms of 33. Southern California Edison [Docket No. ER00–2048–000] agreements in Illinois Power’s OATT. Company Take notice that on March 29, 2000, Illinois Power has requested an [Docket No. ER00–2043–000] PECO Energy Company (PECO), effective date of March 1, 2000. Take notice that on March 30, 2000, tendered for filing under Section 205 of Comment date: April 20, 2000, in Southern California Edison Company the Federal Power Act, 16 U.S.C. S 792 accordance with Standard Paragraph E (SCE) tendered for filing Amendment et seq., a Service Agreement dated at the end of this notice. No. 6 to the Power Contract between March 28, 2000 with Allegheny Energy 30. Illinois Power Company SCE and the State Of California Supply Company, LLC (AESC) under Department Of Water Resources. PECO’s FERC Electric Tariff Original [Docket No. ER00–2040–000] Amendment No. 6 amends the Volume No. 1 (Tariff). Take notice that, on March 30, 2000, calculation of SCE’s return obligation to PECO requests an effective date of Illinois Power Company (Illinois reflect divestiture of its Oil and Gas March 28, 2000, for the Agreement. Power), 500 South 27th Street, Decatur, generating stations. PECO states that copies of this filing Illinois 62521, tendered for filing firm Copies of this filing were served upon have been supplied to Allegheny Energy and non-firm transmission service the Public Utilities Commission of the Supply Company, LLC and to the agreements under which Allegheny State of California and all interested Pennsylvania Public Utility Energy Supply Company, LLC, will take parties. Commission. transmission service pursuant to Illinois Comment date: April 20, 2000, in Comment date: April 20, 2000, in Power’s open access transmission tariff. accordance with Standard Paragraph E accordance with Standard Paragraph E The agreements are based on the forms at the end of this notice. at the end of this notice. of Service Agreement in Illinois Power’s 37. Central Maine Power Company tariff. 34. Black River Power LLC Illinois Power has requested an [Docket No. ER00–2044–000] [Docket No. ER00–2062–000] effective date of March 24, 2000. Take notice that on March 30, 2000, Take notice that on March 30, 2000, Comment date: April 20, 2000, in Black River Power LLC (Black River) Central Maine Power Company (CMP) accordance with Standard Paragraph E tendered for filing a Power Purchase submitted ‘‘Unexecuted Service at the end of this notice. and Sale Agreement with Niagara Agreements for Local Network 31. Illinois Power Company Mohawk Energy Marketing, Inc. Transmission Service’’ and (Niagara) under Black River’s market- ‘‘Unexecuted Local Network Operating [Docket No. ER00–2041–000] based sales tariff. Agreements’’. CMP states that these Take notice that on March 30, 2000, Black River requests that the transactions are contemplated as part of Illinois Power Company (Illinois agreement be made effective on March the State of Maine’s restructuring of the Power), 500 South 27th Street, Decatur, 1, 2000. electric utility industry.

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CMP requests that the Commission would alleviate the clogging of the i. FERC Contact: Shannon Dunn at allow these Agreements to be deemed irrigation canal intake with debris [email protected], or telephone effective on March 1, 2000 in order to during spring runoff. The Broadwater (202) 208–0853. coincide with the commencement of Project is located on the Missouri River j. Deadline for filing comments, retail access in the State of Maine. . in Broadwater County, Montana. motions, or protests: May 8, 2000. Comment date: April 20, 2000, in An Environmental Assessment (EA) All documents (original and eight accordance with Standard Paragraph E has been prepared by staff for the copies) should be filed with: David P. at the end of this notice. proposed action. In the EA, Commission Boergers, Secretary, Federal Energy Regulatory Commission, 888 First Standard Paragraphs staff does not identify any significant impacts that would result from the Street, NE, Washington, DC 20426. E. Any person desiring to be heard or Commission’s approval of the Please include the project number (P– to protest such filing should file a construction of the proposed wall in the 1494–205) on any comments, motions, or protests filed. motion to intervene or protest with the project reservoir. Thus, staff concludes k. Description of Project: Grand River Federal Energy Regulatory Commission, that approval of the proposed 888 First Street, NE, Washington, DC Dam Authority, licensee for the amendment of license would not Pensacola Project, requests approval to 20426, in accordance with rules 211 and constitute a major federal action 214 of the Commission’s Rules of grant permission to Grand Marine significantly affecting the quality of the L.L.C., to dredge approximately 43,013 Practice and Procedure (18 CFR 385.211 human environment. and 385.214). All such motions or cubic yards of material to construct a The EA has been attached to and new access canal 1,258 feet-long (50′ protests should be filed on or before the made a part of an Order Amending ′ ′ comment date. Protests will be wide) and a boat basin (150 x 150 ). The License, issued March 28, 2000, for the canal and boat basin would be adjacent considered by the Commission in Broadwater Project (FERC No. 2853– determining the appropriate action to be to Echo Bay in the Grand Lake O’ the 058). Copies of the EA can be viewed at Cherokees. The canal would provide taken, but will not serve to make the Commission’s Public Reference protestants parties to the proceeding. boat access to marine service work and Room, Room 2A, 888 First Street, NE, in-water boat sales display along State Any person wishing to become a party Washington, DC 20426, or by calling must file a motion to intervene. Copies Highway 125 north of Martin’s Landing. (202) 208–1371. The EA also may be No property conveyance is proposed. of these filings are on file with the viewed on the Web at www.ferc.fed.us/ Commission and are available for public l. Locations of the application: A copy online/rims.htm. Call (202) 208–2222 of the application is available for inspection. This filing may also be for assistance. viewed on the Internet at http:// inspection and reproduction at the www.ferc.fed.us/ online/rims.htm (call David P. Boergers, Commission’s Public Reference Room, 202–208–2222 for assistance). Secretary. located at 888 First Street, NE, Room 2A, Washington, DC 20426, or calling [FR Doc. 00–9168 Filed 4–12–00; 8:45 am] David P. Boergers, (202) 208–1371. The application may be Secretary. BILLING CODE 6717±01±M viewed on the web at www.ferc.fed.us [FR Doc. 00–9161 Filed 4–12–00; 8:45 am] Call (202) 208–2222 for assistance. A BILLING CODE 6717±01±P DEPARTMENT OF ENERGY copy is also available for inspection and reproduction at the address in item h Federal Energy Regulatory above. DEPARTMENT OF ENERGY Commission m. Individuals desiring to included on the Commission’s mailing list should Federal Energy Regulatory Notice of Amendment of License and so indicate by writing to the Secretary Commission Soliciting Comments, Motions To of the Commission. [Project No. 2853±058] Intervene, and Protects Comments, Protests, or Motions to Intervene—Anyone may submit Montana Department of Natural April 7, 2000. comments, a protest or a motion to Resources and Conservation; Notice Take notice that the following intervene in accordance with the of Availability of Environmental hydroelectric application has been filed requirements of Rules of Practice and Assessment with the Commission and is available Procedure, 18 CFR 385.210, .211, .214. for public inspection. In determining the appropriate action to April 7, 2000. a. Application Type: Non-Project Use take, the Commission will consider all In accordance with the National of Project Lands and Waters. protests or other comments filed, but Environmental Policy Act of 1969 and b. Project No: P–1494–205. only those who file a motion to the Federal Energy Regulatory c. Dated Filed: March 20, 2000. intervene in accordance with the Commission’s (Commission’s) Commission’s Rules may become a d. Applicant: Grand River Dam regulations, the Office of Energy Projects party to the proceeding. Any comments, Authority. has reviewed the application requesting protests, or motions to intervene must the Commission’s approval of an e. Name of Project: Pensacola Project. be received on or before the specified application to amend the license for the f. Location: The Pensacola Project is comment date for the particular Broadwater Project for the construction located on the Grand (Neoscho) River in application. of a structural wall in the project Craig, Delaware, Mayes, and Ottawa Filing and Service of Responsive reservoir. The wall would extend from Counties, Oklahoma. This project does Documents—Any filings must bear in the upstream face of the project dam 150 not utilize Federal or Tribal lands. all capital letters the title feet into the reservoir. The wall g. Filed Pursuant to: Federal Power ‘‘COMMENTS’’, constructed of rock riprap would Act, 16 U.S.C. 791(a)–825(r). ‘‘RECOMMENDATIONS FOR TERMS separate an irrigation canal intake at the h. Applicant Contact: Bob Sullivan, AND CONDITIONS‘‘ ‘‘PROTEST’’ or project dam from the hydraulic Grand River Dam Authority, P.O. Box ‘‘MOTION TO INTERVENE’’, as influences of the turbine intake and 409, Vinita, OK 74301, (918) 256–5545. applicable, and the Project Number of

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Boergers, Secretary Federal provided by the Commission’s Energy Regulatory Commission, 888 The Commission will hold scoping regulations to: The Secretary, Federal First Street, NE., Washington, DC 20426. meetings, one in the daytime and one in Energy Regulatory Commission, 888 Please include the project number (P– the evening, to help us identify the First Street, NE., Washington, DC 20426. 2056–016) on any comments, motions or scope of issues to be addressed in the A copy of any motion to intervene must protests filed. E.A. also be served upon each representative The Commission’s Rules of Practice The daytime scoping meeting will of the Applicant specified in the and Procedure require all intervenors focus on resource agency concerns, particular application. filing documents with the Commission while the evening scoping meeting is Agency Comments—Federal, state, to serve a copy of that document on primarily for public input. All and local agencies are invited to file each person whose name appears on the interested individuals, organizations, comments on the described application. official service list for the project. and agencies are invited to attend one A copy of the application may be Further, if an intervenor files comments or both of the meetings, and to assist the obtained by agencies directly from the or documents with the Commission staff in identifying the scope of the Applicant. If an agency does not file relating to the merits of an issue that environmental issues that should be commented within the time specified may affect the responsibilities of a analyzed in the EA. The times and for filing comments, it will be presumed particular resource agency, they must locations of these meetings are as to have no comments. One copy of an also serve a copy of the document on follows: agency’s comments must also be sent to that resource agency. the Applicant’s representatives. k. Status of environmental analysis: Daytime Meeting: Tuesday, May 9, 2000 at 1 p.m. David P. Boergers, This application is not ready for Secretary. environmental analysis at this time.. Evening Meeting: Tuesday, May 9, 2000 l. Description of Project: The Project at 7:30 p.m. [FR Doc. 00–9164 Filed 4–12–00; 8:45 am] consists of the following existing BILLING CODE 6717±01±M Location: Audtiorium—St. Anthony facilities located across from the U.S. Falls Laboratory, Third Ave. SE & Army Corps of Engineers Upper Saint Mississippi River, Minneapolis, MN DEPARTMENT OF ENERGY Anthony Lock: (1) Horseshoe Dam, 1 55414, Phone: 612–647–4010. 1,952-foot-long concrete, timber, and Federal Energy Regulatory rock structure topped with 1.6-foot-high To help focus discussions, we will Commission wooden flashboards; (2) the main distribute a Scoping Document (SD1) spillway, a concrete, timber and rock outlining the subject areas to be Notice of Scoping Meetings and Site structure 425 feet wide and 150 feet- addressed in the EA to the parties on the Visit and Soliciting Scoping Comments long; (3) a 340-foot-long roll dam; (4) a Commission’s mailing list. Copies of the 358-acre reservoir with a normal pool SD1 also will be available at the scoping April 7, 2000. water surface elevation of 799.2 feet meetings. Take notice that the Commission NGVD, and a total storage capacity of Site Visit intends to hold scoping meetings for the 967 acre-feet; (5) a concrete and following hydroelectric application masonry powerhouse, 133 feet long by The applicant and Commission staff which has been filed with the 92 feet wide; (6) 5 turbines with a total will conduct a project site visit on Commission: installed capacity of 12,400 kilowatts, Tuesday, May 9, 2000 starting at 3:00 a. Type of Application: New Major and a maximum hydraulic capacity of p.m. We will meet at the parking lot License. 4,025 cfs, producing an average of near the project powerhouse which is b. Project No.: P–2056–016. 79,518 megawatthours annually; and (7) adjacent to the laboratory. Those who c. Date filed: December 21, 1998. four 115-kilovolt primary transmission wish to attend the site visit should d. Applicant: Northern States Power lines; and other appurtenances.. contact Lloyd Everhart of NSP at 715– Company. 839–2692 on or before May 5, 2000. e. Name of Project: St. Anthony Falls m. Locations of the application: A Project. copy of the application is available for Objectives f. Location: On the Mississippi River, inspection and reproduction at the near Minneapolis and St. Paul, Commission’s Public Reference Room, At the scoping meetings, the staff will: Hennepin County, Minnesota. located at 888 First Street, NE., Room (1) Summarize the environmental issues g. Filed Pursuant to: Federal Power 2A, Washington, DC 20426, or by calling tentatively identified for analysis in the Act 16 U.S.C. 791 (a)–825(r). (202) 208–1371. The application may be EA; (2) solicit from the meeting h. Applicant Contact: Mark H. viewed on the web at http:// participants all available information, Holmberg, P.E., Northern States Power www.ferc.fed.us/online/rimns.htm or especially quantifiable data, on the Company, 414 Nicollet Mall, call 202–208–2222 for assistance. A resource at issue; (3) encourage Minneapolis, MN 55401, (612) 330– copy is also available for inspection and statements from experts and the public 6568. reproduction at the address in item h on issues that should be analyzed in the i. FERC Contact: Any questions on above.. EA, including viewpoints in opposition this notice should be addressed to n. Scoping Process: The Commission to, or in support of, the staff’s Monte TerHaar, E-mail address intends to prepare an Environmental preliminary views; (4) determine the [email protected], or telephone Assessment (EA) on the project in resource issues to be addressed in the (202) 219–2768. accordance with the National EA; and (5) identify those issues that j. Deadline for filing scoping Environmental Policy Act. The EA will require a detailed analysis, as well as comments: 30 days after date of scoping consider both site-specific and those issues that do not require a meeting. All documents (original and cumulative environmental impacts and detailed analysis.

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Procedures Boergers, Secretary, Federal Energy Agency Comments—Federal, state, The meetings will be recorded by a Regulatory Commission, 888 First and local agencies are invited to file stenographer and will become part of Street, NE, Washington DC 20426. comments on the described application. Please include the project number the formal record of the Commission A copy of the application may be (11214–008) on any comments or proceeding on the project. Individuals obtained by agencies directly from the motions filed. presenting statements at the meeting Applicant. If an agency does not file k. Description of Request: The comments within the time specified for will be asked to sign in before the licensee requests to surrender the meeting starts and to clearly identify filing comments, it will be presumed to Carlyle Hydroelectric Project because it have no comments. One copy of an themselves for the record. no longer wishes to proceed with Individuals, organizations, and agency’s comments must also be sent to constructing and maintaining the the Applicant’s representative. agencies, with environmental expertise project as proposed in the original and concerns are encouraged to attend license. The licensee also states that David P. Boergers, the meetings and to assist the staff in construction and maintenance of the Secretary. defining and clarifying this issue to be project would no longer be [FR Doc. 00–9166 Filed 4–12–00; 8:45 am] addressed in the EA. economically feasible. BILLING CODE 6717±01±M David P. Boergers, l. Location of the Application: A copy Secretary. of the application is available for inspection and reproduction at the DEPARTMENT OF ENERGY [FR Doc. 00–9165 Filed 4–12–00; 8:45 am] Commission’s Public reference Room, BILLING CODE 6717±01±M located at 888 First Street, NE, Room Federal Energy Regulatory 2A, Washington, DC 20426, or by calling Commission DEPARTMENT OF ENERGY (202) 208–1371. This filing may be viewed on http://www.ferc.fed.us/ Notice of Declaration of Intention and online/rims.htm (call (202) 208–2222 for Soliciting Comments Motions To Federal Energy Regulatory Intervene, and Protests Commission assistance). A copy is also available for inspection and reproduction at the April 7, 2000. Notice of Request To Surrender address in item h above. Take notice that the following License and Soliciting Comments, m. Individuals desiring to be included application has been filed with the Motions To Intervene, and Protests on the Commission’s mailing list should Commission and is available for public so indicate by writing to the Secretary April 7, 2000. inspection. of the Commission. a. Application Type: Declaration of Take notice that the following Comments, Protests, or Motions to Intention. hydroelectric application has been filed Intervene—Anyone may submit b. Docket No.: D100–3–000. with the Commission and is available comments, a protest, or a motion to c. Date Filed: March 24, 2000. for public inspection: intervene in accordance with the d. Applicant: Kootznoowoo, a. Type of Application: Surrender of requirements of Rules of Practice and Incorporated. License. Procedure, 18 CFR 385.210, .211, .214. e. Name of Project: Angoon b. Project No: 11214–008. In determining the appropriate action to Hydroelectric Project. c. Date Filed: March 27, 2000. take, the Commission will consider all f. Location: On Thayer Creek, Juneau d. Applicant: Southwestern Electric protests or other comments filed, but Borough, near Angoon, Alaska. (T. 49 S., Cooperative, Inc. only those who file a motion to R. 67 E., secs. 26 and 35; T. 50 S., R. e. Name of Project: Carlyle intervene in accordance with the 67 E., secs. 2, 11, 12, 13, 14, 25, 26, and Hydroelectric Project. Commission’s Rules may become a 36; T, 50 S., R. 68 E., secs. 30 and 31, f. Location: At the U.S. Army Corps of party to the proceeding. Any comments, Copper River Base and ). The Engineers’ Carlyle Dam on the protests, or motions to intervene must project would utilize federal lands Kaskaskia River near the City of Carlyle, be received on or before the specified (Admiralty Island National Monument in Clinton County, Illinois. The project comments date for the particular and Kootznoowoo Wilderness). does not utilize federal or tribal lands. application. g. Filed Pursuant to: Section 23(b)(1) g. Filed Pursuant to: Federal Power Filing and Service of Responsive of the Federal Power Act, 16 U.S.C. Act, 16 U.S.C. 791(a)–825(r). Documents—Any filings must bear in 817(b). h. Applicants’ Contacts: Kerry Sloan, all capital letters the title h. Applicant Contact: Mr. Carlton Southwestern Electric Cooperative, Inc., ‘‘COMMENTS’’, Smith, Chief Executive Officer, South Elm Street & Route 40, Greenville, ‘‘RECOMMENDATIONS FOR TERMS Kootznoowoo, Incorporated, 8585 Old IL 62246, (618) 664–1025 and Michael AND CONDITIONS’’, ‘‘PROTEST’’, OR Dairy Road, suite 201, Juneau, Alaska Postar, Robert Weinberg, Tanja M. ‘‘MOTION TO INTERVENE’’, as 99801, telephone (907) 790–2992, FAX Shonkwiler, and Sean M. Neal, Duncan, applicable, and the Project Number of (907) 790–2005, E-Mail http:// Weinberg, Genzer & Pembroke, P.C., the particular application to which the www.kootznoowoo.com. 1615 M Street, NW, Suite 800, filing refers. Any of the above-named i. FERC Contact: Any questions on Washington, DC 20036–3203, (202) 467– documents must be filed by providing this notice should be addressed to Diane 6370. the original and the number of copies M. Murray at (202) 219–2682, or E-mail i. FERC Contact: Any questions on provided by the Commission’s address: [email protected]. this notice should be addressed to Mr. regulations to: The Secretary, Federal j. Deadline for filing comments and/ Lynn R. Miles, Sr. at (202) 219–2671, or Energy Regulatory Commission, 888 or motions: May 12, 2000. e-mail address: [email protected]. First Street, NE, Washington, DC 20426. All documents (original and eight j. Deadline for filing comments and or A copy of any motion to intervene must copies) should be filed with: David P. motions: May 17, 2000. also be served upon each representative Boergers, Secretary, Federal Energy All documents (original and eight of the Applicant specified in the Regulatory Commission, 888 First copies) should be filed with: David P. particular application. Street, NE., Washington, DC 20426.

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Please include the docket number take, the Commission will consider all of exempt and prohibited off-the-record (D100–3–000) on any comments or protests or other comments filed, but communications. motions filed. only those who filed a motion to Order No. 607 (64 FR 51222, k.Description of Project: The proposed intervene in accordance with the September 22, 1999) requires project would consist of: (1) a 20-foot- Commission’s Rules may become a Commission decisional employees, who high diversion dam; (2) a 6,350-foot- party to the proceeding. Any comments, make or receive an exempt or a long penstock; (3) a powerhouse with protests, or motions to intervene must prohibited off-the-record two generating units, with a total be received on or before the specified generating capacity of 1,000 kW; (4) a comment date for the particular communication relevant to the merits of 5.8-mile overland with a 0.9-mile application. a contested on-the-record proceeding, to underwater transmission line; and (5) Filing and Service of Responsive deliver a copy of the communication, if appurtenant facilities. The proposed Documents—Any filings must bear in written, or a summary of the substance project would supply electric power to all capital letters the title of any oral communication, to the the City of Angoon. Angoon is ‘‘COMMENTS,’’ Secretary. electrically isolated from any other ‘‘RECOMMENDATIONS FOR TERMS Prohibited communications will be system.. AND CONDITIONS’’, ‘‘PROTEST’’, OR included in a public, non-decisional file When a Declaration of Intention is ‘‘MOTION TO INTERVENE’’, as associated with, but not part of, the filed with the Federal Energy Regulatory applicable, and the Project Number of decisional record of the proceeding. Commission, the Federal Power Act the particular application to which the requires the Commission to investigate Unless the Commission determines that filing refers. Any of the above-named the prohibited communication and any and determine if the interests of documents must be filed by providing interstate or foreign commerce would be responses thereto should become part of the original and the number of copies the decisional record, the prohibited off- affected by the project. The Commission provided by the Commission’s the-record communication will not be also determines whether or not the regulations to: The Secretary, Federal considered by the Commission in project: (1) would be located on a Energy Regulatory Commission, 888 navigable waterway; (2) would occupy First Street, NE., Washington, DC 20426. reaching its decision. Parties to a or affect public lands or reservations of A copy of any motion to intervene must proceeding may seek the opportunity to the United States; (3) would utilize also be served upon each representative respond to any facts or contentions surplus water or water power from a of the Applicant specified in the made in a prohibited off-the-record government dam; or (4) if applicable, particular application. communication, and may request that has involved or would involve any Agency Comments—Federal, State, the Commission place the prohibited construction subsequent to 1935 that and local agencies are invited to file communication and responses thereto may have increased or would increase comments on the described application. in the decisional record. The the project’s head or generating A copy of the application may be Commission will grant such requests capacity, or have otherwise significantly obtained by agencies directly from the only when it determines that fairness so modified the project’s pre-1935 design Applicant. If an agency does not file requires. or operation. comments within the time specified for Exempt off-the-record communica- l.Locations of the Application: A copy filing comments, it will be presumed to of the application is available for tions will be included in the decisional have no comments. One copy of an record of the proceeding, unless the inspection and reproduction at the agency’s comments must also be sent to communication was with a cooperating Commission’s Public Reference Room the Applicant’s representatives. located at 888 First Street, NE., Room agency as described by 40 CFR 1501.6, 2A, Washington, DC 20426, or by calling David P. Boergers, made under 18 CFR 385.2201(e)(1)(v). (202) 208–1371. This filing may be Secretary. The following is a list of exempt and viewed on http://www.ferc.fed.us/ [FR Doc. 00–9167 Filed 4–12–00; 8:45 am] prohibited off-the-record online/rims.htm (call (202) 208–2222 for BILLING CODE 6717±01±M communications received in the Office assistance). A copy is also available for of the Secretary within the preceding 14 inspection and reproduction at the days. The documents may be viewed on address in item h. above. DEPARTMENT OF ENERGY m. Individuals desiring to be included the Internet at http://www.ferc.fed.us/ on the Commission’s mailing list should Federal Energy Regulatory online/rims.htm (call 202–208–2222 for so indicate by writing to the Secretary Commission assistance). of the Commission. Comments, Protests, or Motions to [Docket No. RM98±1±000] Intervene—Anyone may submit Regulations Governing Off-the-Record comments, a protest, or a motion to Communications; Public Notice intervene in accordance with the requirements of Rules of Practice and April 7, 2000. Procedure, 18 CFR 385.210, .211, .214. This constitutes notice, in accordance In determining the appropriate action to with 18 CFR 385.2201(h), of the receipt

Exempt: 1. CP00±17±000 and CP00±19±00 ...... 2/4/00 Edwin M. Eudaly. 3. CP00±6±000 ...... 3/23/00 Ken Huntington. 3. CP00±6±000 ...... 3/22/00 Ken Huntington. 4. CO00±6±000 ...... 3/22/00 Ken Huntington. 5. CP00±14±000 ...... 3/25/00 Nadine Foley. 6. Project Nos. 2318±002, 2047±004, 2482±014 and 2554±003 ...... 3/24/00 David A. Stilwell. 7. CP00±14±000, CP00±15±000 and CP00±16±000 ...... 3/29/00 Todd Mattson. 8. CP00±14±000, CP00±15±000 and CP00±16±000 ...... 3/27/00 Mark Cline.

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9. CP00±40±000 ...... 3/31/00 Lauren O'Donnell. 10. CP99±392±000 ...... 4/3/00 John Wisniewski. Prohibited: 1. CP97±315±000, et al...... 3/31/00 Ed Gilliard. 2. Project No. 9974±040 ...... 4/5/00 Phyllis Gerth. 3. Project No. 9974±040 ...... 4/5/00 Dean Reichert. 4. Project No. 9974±040 ...... 4/5/00 Patricia & Bert Hesse. 5. Project No. 9974±040 ...... 4/5/00 Kenneth J. Robillard and Brenda H. Robillard. 6. Project No. 9974±040 ...... 4/5/00 Earl J. Weihert.

David P. Boergers, evaporative product losses and volatile include under this program, using its Secretary. organic compound (VOC) emissions. unique EPA Identification Number. [FR Doc. 00–9171 Filed 4–12–00; 8:45 am] VOCs include a wide variety of • Participating companies must BILLING CODE 6717±01±M hydrocarbons, some of which are assess all of their NSPS Subpart Ka/Kb hazardous air pollutants (e.g., benzene, external floating roof tanks with slotted toluene, xylene and ethyl benzene). guidepoles and are encouraged to assess ENVIRONMENTAL PROTECTION Depending on the size, location and all of their NSPS Subpart Ka/Kb internal AGENCY contents of a tank, uncontrolled floating roof tanks with slotted emissions from the use of slotted guidepoles. See discussion infra. [FRL±6576±8] guidepoles can exceed 25,000 pounds • Acceptable slotted guidepole per year. Simple and inexpensive controls under this program are Slotted Guidepoles at Certain solutions exist to minimize these identified. See Appendix I. Use of such Petroleum and Organic Liquid Storage emissions and reduce evaporative controls does not affect other regulatory Vessels losses. obligations that may exist under state or AGENCY: Environmental Protection A substantial but undetermined federal law (e.g., to sample tank Agency (EPA). number of NSPS Subpart Ka/Kb tanks contents for compliance with other have slotted guidepoles. They may be regulatory programs). ACTION: Notice of storage tank emission • reduction partnership program. found at any facility that stores EPA is not requiring that penalties substantial quantities of volatile organic be paid as a condition of program SUMMARY: The United States liquids, including petroleum products participation, but if a participating Environmental Protection Agency (e.g., refineries, gasoline distribution company fails to implement its agreed- (‘‘EPA’’) is today announcing an terminals, chemical plants and other to controls in a timely manner, opportunity for the regulated facilities). EPA previously determined stipulated penalties would be imposed. community to participate in the Storage and recently reaffirmed that • The terms and conditions for Tank Emission Reduction Partnership uncontrolled slotted guidepoles do not program participation are specified in Program described in this notice. comply with the ‘‘no visible gap’’ the participation agreement that each DATES: Companies electing to requirement in NSPS Subparts Ka and participant must execute. See Appendix Kb. See 65 FR 2336 (January 14, 2000). II and Appendix III. participate in this program must submit • a notice of intent by June 12, 2000, and In the interests of promoting fast, Each participating company must an executed partnership agreement by efficient and widespread emission submit an executed participation December 11, 2000. reductions from slotted guidepoles, EPA agreement, including a complete Annex is today offering to enter into A, within 240 days. Annex A must ADDRESSES: Both the notice of intent agreements with those companies that provide a facility listing (using its EPA and executed partnership agreement have installed or will install controls to identification Number) that identifies its should be sent to: Storage Tank reduce their slotted guidepole emissions NSPS Subpart Ka/Kb external floating Emission Reduction Partnership at NSPS Subpart Ka/Kb tanks. roof tanks with slotted guidepoles and Program, Air Enforcement Division EPA solicited public comment on a those of its NSPS Subpart Ka/Kb (Mail Code 2242A), U.S. Environmental proposed program that had been internal floating roof tanks that it Protection Agency, 1200 Pennsylvania developed in cooperation with the intends to include under this program. Avenue, NW., Washington, DC 20460. American Petroleum Institute. 65 FR Annex A must also specify the controls FOR FURTHER INFORMATION CONTACT: Mr. 2391 (January 14, 2000). EPA discussed that were or will be installed, as well as James K. Jackson, Air Enforcement its proposal with State and Territorial predict the emission reductions that Division (2242A), U.S. Environmental Air Pollution Program Administrators/ will be achieved after these controls are Protection Agency, 1200 Pennsylvania Association of Local Air Pollution installed. Avenue, NW Washington, DC 20460, Control Officials (STAPPA/ALAPCO) Today’s final program incorporates telephone (202) 564–2002. and received twelve comments (e.g., certain technical changes that had been SUPPLEMENTARY INFORMATION: Slotted companies, trade associations and recommended by commenters, but it is guidepoles are hollow poles with holes equipment vendors), all of which essentially the same as the program that or ‘‘slots’’ that perforate the length of the supported establishing a program. The had been earlier proposed. The major pole and that are typically a foot-long more salient features of the Storage points raised during the comment and 1—2 inches wide. Where the pole Tank Emission Reduction Partnership period are summarized and discussed passes through a floating roof, there is Program announced today are below. an opening in the roof and a gap summarized below: Clarification of Facility Coverage: between the pole and the roof. These • Each company intending to Some commenters expressed holes, slots and gaps have exactly the participate must notify EPA of its intent uncertainty as to whether participation same emissions effect as any other roof to participate within 60 days and there could be on facility-by-facility or opening: they constitute a pathway for identify each facility it intends to operating division-by-operating division

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00025 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19892 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices basis. Program participation may be on executing and entering into a Dated: April 4, 2000. any basis so long as all NSPS Subpart partnership agreement). EPA notes that Eric V. Schaeffer, Ka and Kb storage vessels with slotted such may be possible by a consensual Director, Office of Regulatory Enforcement, guidepoles at each identified facility are amendment to the partnership Office of Enforcement and Compliance included. Accordingly and to be agreement’s Annex A. Factors that will Assurance. effective, both the notice of intent to then be considered by EPA include Appendix I participate and Annex A to the when the tank(s) were acquired, where participation agreement must separately they are located, whether controls on Acceptable Controls for Slotted Guidepoles identify each of the facilities covered by the newly acquired tank(s) had been Under the Storage Tank Emissions name, address and EPA Identification installed and, if not, when they will be Reduction Partnership Program Number. installed. 1. Pole Float System: Each opening through Additional Acceptable Control Facilities with Controls Already the deck of the floating roof for a slotted Options: Several Commenters suggested Installed: It was suggested during the guidepole shall be equipped with a deck that two additional options be identified comment period that the program cover, a pole wiper and a pole float. The deck cover shall also be equipped with a gasket as acceptable for purposes of this include simplified procedures for those between the cover and deck. The wiper or program (i.e., replacing slotted facilities that previously installed seal of the pole float shall be at or above the guidepoles with solid guidepoles and identified, acceptable controls. EPA height of the pole wiper. installing flexible covers over the entire agrees. Simplified procedures are 2. Alternate Control Technologies and slotted guidepole). Based upon the available for a facility that installed Combinations: The following will inform information provided, EPA believes controls identified in Appendix I prior EPA’s determination of whether an alternate these alternatives eliminate visible gaps January 14, 2000 on all its NSPS control technology is acceptable for use and can reduce emissions to a level Subpart Ka/Kb external floating roof under the Storage Tank Emissions Reduction comparable to that achievable with a tanks with slotted guidepoles. To Partnership Program. An alternate control technology must be shown to have an pole float system. Both alternatives are participate, a company must submit a emission factor less than or equal to the now included in Appendix I. notice of intent to participate within 60 emission factor for the above-identified Although other control options may days and a Certification and Agreement control system. Tests to determine emission be suggested, interested parties should (as specified in Appendix III) within factors for an alternate control technology be aware that any such suggestion will 240 days. Upon receipt, EPA will either shall accurately simulate conditions require that showings be made, see sign and return the Certification and representative of the conditions under which APPENDIX–2, and that it be reviewed Agreement or identify deficiencies the technology will/would operate (e.g., and approved by EPA before it can be which must be corrected. If corrected wind, temperature and barometric pressure). relied upon by a participating company. within 30 days, EPA will then sign and Such tests may utilize the methods listed in To expedite EPA consideration, a return the corrected Certification and American Petroleum Institute (API) Manual complete copy of any request for an of Petroleum Measurement Standards, Agreement. Chapter 19, Section 3, Part A (Wind Tunnel additional acceptable control option EPA believes that the above-described test Method for the Measurement of Deck- under APPENDIX I should also be sent program is an inexpensive, efficient, Fitting Loss Factors for External Floating- to Sally Shaver, Director, Emission cost-effective way to achieve immediate Roof Tanks) or Part E (Weight Loss Test Standards Division, Office of Air environmental improvements. EPA is Method for the Measurement of Deck-Fitting Quality Planning and Standards, encouraging companies and facilities to Loss Factors for Internal Floating-Roof Research Triangle Park, NC 27711. go beyond the terms of this agreement Tanks). A combination of technologies and Inclusion of Internal Floating Roof and to reduce emissions further by devices to control emissions from slotted Tanks: Several Commenters questioned installing tank fitting controls whenever guidepoles and deck fittings may be the environmental need for installing and wherever possible. For example, acceptable under the Storage Tank Emissions controls on slotted guidepoles at NSPS EPA urges companies to instal controls Reduction Partnership Program if such Subpart Ka/Kb internal floating roof alternate emits no more than the above- identified in Appendix I at non-NSPS identified control system plus the same tanks. EPA indicated in its notice of a Subpart Ka/Kb storage vessels, as well combination of deck fittings (equipped as proposed program that the views of the as at NSPS Subpart Ka/Kb tanks that are required under NSPS Subpart Kb), as Office of Air Quality Planning and not under this program because they are determined using AP–42. The emissions from Standards (‘‘OAQPS’’) had been not currently subject to equipment an alternate combination of control solicited on whether to exempt these design requirements based on the technologies and devices shall be determined fittings from otherwise applicable materials stored and their vapor using AP–42 and/or as specified above. requirements. EPA has concluded that pressure(s). In addition to obvious 3. Pole Sleeve System: Each opening such an exemption would require notice environmental benefits and depending through the deck of the floating roof for a and comment rulemaking, cf. 65 FR on individual circumstances, such may slotted guidepole shall be equipped with a deck cover, a pole wiper and a pole sleeve. 2336 (January 14, 2000). Accordingly reduce reportable emissions and fees The deck cover shall be equipped with a and for purposes of this program, and create emission offsets/credits. gasket between the cover and the deck. The participating companies are encouraged This notice does not have federalism sleeve extends into the stored liquid. (but not required) to identify NSPS implications. It will not have substantial 4. Internal Sleeve Emission Control System: Subpart Ka/Kb internal floating roof direct effects on the States, on the An internal guidepole sleeve that eliminates tanks. If included, participants may relationship between the national the hydrocarbon vapor emission pathway elect to utilize a combination of deck government and the States, or on the from inside the tank through the guidepole fitting controls as the identified distribution of power and slots to the outside air; a guidepole cover at acceptable control, as permitted under responsibilities among the various the top of the guidepole; and a well cover levels of government, as specified in positioned at the top of the guidepole well APPENDIX–2. that seals any openings between the well Newly Acquired Tanks: Some Executive Order 13132, 64 FR 43255 cover and the guidepole (e.g., pole wiper), comments suggested that participating (August 10, 1999). Thus, the any openings between the well cover and any companies be permitted to include requirements of section 6 of the other objects that pass through the well newly acquired tanks under this Executive Order do not apply to this cover, and any other openings in the top of program (e.g., tanks acquired after notice. the guidepole well.

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5. Solid Guidepole System: A solid Appendix II guidepoles 4 (hereinafter referred to as guidepole; a guidepole cover at the top of the ‘‘Tanks’’) at each facility/location identified guidepole; and a well cover positioned at the Storage Tank Emission Reduction in Annex A. top of the guidepole well that seals any Partnership Agreement c. It is submitting this executed Partnership openings between the well cover and the The United States Environmental Agreement to EPA within 240 days of the guidepole (e.g., pole wiper), any openings Protection Agency (‘‘EPA’’) and llllll Program notice. between the well cover and any other objects (‘‘Participating Company’’), the parties d. Annex A (attached hereto and that pass through the well cover, and any herein, desire to enter into and be bound by incorporated by reference herein) is a true, other openings in the top of the guidepole the terms of this Storage Tank Emission accurate and complete identification of: i. each Tank; well. Reduction Partnership Agreement ii. the date(s) by which controls were or 6. Flexible Enclosure System: A flexible (‘‘Partnership Agreement’’ or ‘‘Agreement’’). will be installed at each Tank, provided that device that complete encloses the slotted Whereas Participating Company recognizes that reducing emissions from tanks and other if controls were installed before January 14, guidepole and eliminates the hydrocarbon 2000, the year of installation may be used; storage vessels with slotted guidepoles 1 can vapor emission pathway from inside the tank and improve air quality while reducing through the guidepole slots to the outside air; iii. predicted emission reductions at each evaporative product losses. a guidepole cover at the top of the guidepole; Tank that will instal controls hereunder. Whereas Participating Company is and a well cover positioned at the top of the e. The controls identified in Annex A were committed to environmental improvement guidepole well that seals any openings either specified in APPENDIX I to the between the well cover and the guidepole and the cost-effective reduction of emissions. Program notice (Acceptable Controls for (e.g., pole wiper), any openings between the Whereas EPA recognizes the value of Tanks with Slotted Guidepoles Under the well cover and any other objects that pass cooperative emission reduction programs Storage Tank Emission Reduction through the well cover, and any other with industry. Partnership Program), attached hereto and openings in the top of the guidepole well. Whereas Participating Company desires to incorporated by reference herein, or 7. Covers on External Floating Roof Tanks: participate in the Storage Tank Emission expressly determined by EPA to be Reduction Partnership Program announced The external floating roof tank shall be (or acceptable for purposes of the Storage Tank by EPA at [Insert FR page citation and (April have been) modified by installing a fixed roof Emission Reduction Partnership Program 13, 2000)] (hereinafter referred to as mounted on the tank above its external under Appendix I–2. ‘‘Program notice’’). floating roof. Each opening through the deck f. The predicted emission reductions Now, Therefore, in consideration of the for a slotted guidepole shall have its lower reflected in Annex A were calculated and above and the mutual undertakings of each edge below the surface of the stored liquid. derived through the proper use of either to the other, EPA and Participating Company 8. Removal of Tank from Service and EPA’s TANKS software (version 3.1 or later) agree as follows: Surrender of Permits: Remove the tank from or an alternative methodology expressly service storing liquids subject to NSPS Ka or Applicability determined to be acceptable for this purpose by EPA. Kb controls, surrender any and all operating 1. The provisions of this Partnership g. The undersigned is a duly authorized permits for that tank to the appropriate state/ Agreement shall apply to and be binding representative of Participating Company, local regulatory authority and represent to upon EPA and upon Participating Company, with full powers to make these such authority that it will not be used to store its officers, directors, agents, servants, representations, enter into this Agreement petroleum liquids, as defined in 40 CFR employees, successors and assigns. and bind Participating Company to the terms 60.111a(b) that have a maximum true vapor Participating Company shall give notice of hereof. pressure in the range defined in 40 CFR this Agreement to any successor in interest (b). The undersigned EPA representative is 60.112a(a), or volatile organic liquids, as prior to the transfer of any ownership interest authorized to enter into this Agreement and defined in 40 CFR 60.111b(k), that have a in any tank identified in Annex A. bind EPA to the terms hereof. maximum true vapor pressure in the range defined in 40 CFR 60.112b(a). Representations Participating Company Undertakings 2(a). Participating Company represents 3. Participating Company shall install Definitions that: slotted guidepole controls on Tanks Deck cover means a device which covers a. It notified EPA of its intent to participate identified in Annex A as expeditiously as an opening in a floating roof deck. Some deck in the Storage Tank Emission Reduction possible (e.g., when the Tank is next taken covers move horizontally relative to the deck Partnership Program within 60 days of the out of service) but not later than: (i.e., a sliding cover). Program notice. a. Twenty-six (26) months after issuance of Pole float means a float located inside a b. It assessed and evaluated all of its NSPS the Program notice; or guidepole that floats on the surface of the Subpart Ka and Kb affected facilities 2 that b. One hundred and twenty months (120) stored liquid. The rim of the float has a wiper are subject to equipment design of the Program notice if a Tank must be taken or seal that extends to the inner surface of the requirements 3 and that have slotted out of service in order to instal such controls, pole. provided Annex A describes why such Tank(s) must be taken out of service and Pole sleeve means a device which extends 1 A guidepole (also referred to as a gaugepole, either identifies the date(s) by which from either the cover or the rim of an opening gauge pipe or stilling well) is a vertically oriented in a floating roof deck to the outer surface of pipe or tube that is affixed to a tank and that passes appropriate interim controls will be installed a pole that passes through the opening. The through its floating roof. Slotted guidepoles are (i.e., a self-aligning float equipped with at sleeve extends into the stored liquid. guidepoles with slots or holes that allow stored least one wiper seal gasket that is maintained Pole wiper means a seal that extends from liquids to flow into the pole, thereby enabling at or above the height of the pole wiper) or either the cover or the rim of an opening in representative samples to be collected from within describes why such Tank(s) must be taken the slotted guidepole. a floating roof deck to the outer surface of a out of service in order to instal interim 2 NSPS Subpart Ka affected facilities are controls. pole that passes through the opening. petroleum liquid storage vessels with a capacity of 4. Participating Company shall properly Slotted guidepole means a guidepole or greater than 40,000 gallons that were constructed, operate and maintain all slotted guidepole gaugepole that has slots or holes through the reconstructed or modified after May 18, 1978, 40 controls required under Paragraph 3 in the wall of the pole. The slots or holes allow the CFR 60.110a; NSPS Subpart Kb affected facilities are volatile organic liquid storage vessels with a manner specified in Attachment 1 and shall stored liquid to flow into the pole at liquid include such controls and this requirement levels above the lowest operating level. capacity of greater than 40 cubic meters that were constructed, reconstructed or modified after July 23, Solid guidepole means a guidepole or 1984, 40 CFR 60.110b. 4 A slotted guidepole is a guidepole (or gaugepole that does not have slots or holes 3 The equipment design requirements for floating gaugepole) that has slots or holes through the wall through the wall of the pole at or above the roof tanks apply only to certain NSPS Subpart Ka of the pole. The slots or holes allow the stored level of the floating roof when it is at its and Kb affected facilities. See 40 CFR 60.112a and liquid to flow into the pole at liquid levels above lowest operating level. 60.112b. the lowest operating level.

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This such noncompliance by the last day of the installing slotted guidepole controls under Paragraph is in addition to, and not in month following the month in which such Paragraph 3 or from the work required under limitation of, EPA’s authority to investigate, noncompliance was identified by Paragraph 4 of this section, nor shall it use inspect or enter premises pursuant to Participating Company. such reductions to offset or net against other applicable laws, permits and regulations. (b). If any noncompliance with Paragraphs emission increases in any permitting or Force Majeure 3, 4 or 5 is discovered by EPA, it shall so enforcement action required by or taken notify Participating Company and there pursuant to state or federal law. 13. If any event occurs that causes or may describe such noncompliance. 6. Participating Company agrees and by cause a delay in Participating Company’s 18. After an opportunity to informally entering into this Agreement consents to compliance with Paragraphs 3 or 4 of this resolve issues under Paragraph 20, EPA will EPA’s issuance of an order under and as Agreement, Participating Company shall demand payment of such stipulated penalties specified in Paragraph 9. notify EPA within thirty (30) days after as it determines are appropriate under the Participating Company becomes aware of circumstance and permitted under Paragraph EPA Undertakings such event. This notice shall reasonably 16. Stipulated penalties shall be paid by the describe the anticipated length of the delay, 7. Compliance with the requirements set last day of the month following the month in the reason(s) for the delay, measures forth herein, including Paragraphs 3–6, shall which such demand is made unless Participating Company has taken and will be deemed and will, therefore, constitute full Participating Company invokes the formal take to prevent or minimize the delay, and settlement and satisfaction by EPA of those Dispute Resolution provisions of Paragraph the timetable by which these measures have violations of the Standards of Performance 21. been or will be implemented. Increased costs for New Sources, Subparts Ka and Kb, that 19. For any noncompliance that is or could could be or could have been alleged in civil or expenses associated with the be subject to stipulated noncompliance actions or proceedings brought by EPA or the implementation of this Agreement shall not penalties hereunder, EPA expressly reserves United States concerning Participating be the sole or primary basis for a change in the right to seek any other relief to which it Company’s use of slotted guidepoles at Tanks its terms or an extension of time. may be entitled under law, including but not identified in Annex A. Participating Company shall adopt limited to specific performance of this 8. Within sixty (60) days of its receipt of reasonable measures to avoid or minimize Agreement, injunctive relief under the Act this Partnership Agreement, EPA will any such delay. and such other relief as may be available promptly review and either sign and return 14. If the parties agree that the delay or under any federal statute or the common law. a fully executed copy of that Agreement to anticipated delay in compliance with Participating Company or identify Paragraph 3 of this Agreement has been or Dispute Resolution deficiencies in Annex A. If deficiencies will be caused by circumstances beyond the 20. Informal. If Participating Company identified by EPA are not corrected and a reasonable control of Participating Company disputes any determination made by EPA revised Annex A is not submitted within and its contractors as under Paragraph 20, the pursuant to Paragraphs 14–15 (Force thirty (30) days of Participating Company’s time for performance hereunder shall be Majeure), Paragraph 18 (Stipulated receipt of such identification by EPA, extended for a period no longer than the Noncompliance Penalties), Paragraphs 32–33 Participating Company’s opportunity to length of the delay caused by such (Termination) or Appendix I (Alternate participate under the Storage Tank Emission circumstances. The parties shall also then Control Technologies) but only if such Reduction Partnership Program shall then seek to agree on the period of such extension alternate was requested by Participating cease and all its rights, expectations, as under Paragraph 20, but if they cannot so Company, it shall send a written notice to obligations and undertakings (if any) under agree, the determination by EPA shall control that program and this Agreement shall unless Participating Company invokes the EPA outlining the nature of the dispute/ terminate and be deemed a nullity. formal Dispute Resolution provisions of disagreement and requesting informal 9. If and after EPA executes this Agreement Paragraph 21. negotiations to resolve the dispute. Such as specified in Paragraph 8, it will issue an 15. If EPA determines that such delay, period of informal negotiations shall not order to Participating Company in the form anticipated delay or any identified portion extend beyond thirty (30) days from the date provided at Attachment 2. thereof was caused by circumstances within when the notice was received unless the the reasonable control of Participating parties expressly agree otherwise in writing. Publicity Company and its contractors, Participating 21. Formal. If informal negotiations are 10. Participating Company may publicize Company shall be in breach of this unsuccessful, either party may request and that it is partnering with EPA under the Agreement and subject to stipulated both parties shall then attempt to reach Storage Tank Emission Reduction noncompliance penalties as set forth in agreement on a process and procedure for Partnership Program. Paragraph 16 unless Participating Company resolving the dispute by formal means using 11. Upon request, EPA will recognize and invokes the Dispute Resolution provisions of a neutral third party. Such process and acknowledge Participating Company’s this Agreement (Paragraphs 20–21). procedures may include, but need not be participation under this Partnership Program limited to, mediation, nonbinding arbitration and/or industry’s leadership and assistance Stipulated Noncompliance Penalties and binding arbitration (but only if and to the in identifying controls for slotted guidepoles. 16. If Participating Company fails to extent binding arbitration is then authorized comply with the requirements of Paragraphs and expressly permitted by EPA policy and Access and Inspection 3 (including Annex A), 4 or 5, it shall pay the Administrative Dispute Resolution Act of 12. Without prior notice, any authorized up to $1,000 per day for the first thirty (30) 1996). If an agreement on process and representative of EPA (including a designated days of noncompliance and up to $2,500 per procedure is not reached within sixty (60) contractor), upon presentation of credentials day for each day of noncompliance thereafter days from the date notice was received under where Tanks are located, may enter such until compliance is demonstrated. Stipulated Paragraph 20 or as otherwise provided in this location(s) at reasonable times to determine penalties are to be determined for each Tank, Agreement, either party may then assert compliance with the requirements, terms and provided that stipulated penalties for all whatever rights they may have hereunder in conditions of this Agreement. To make such noncompliance occurring on the same day an appropriate federal court. a determination, EPA’s authorized shall not exceed $10,000 per facility at which representative(s) shall have full and complete such noncompliance exists or occurs and Notification access to inspect, photograph, or videotape $25,000 per participating company. Payment 22. All notices, records and submissions any Tank and to copy such records related of stipulated penalties shall be by cashier’s required under this Agreement shall be to Participating Company’s undertakings check, certified check or wire transfer, maintained where each Tank is located or under this Agreement that EPA’s payable to ‘‘Treasurer, United States of where such Tank’s records are normally representative(s) may deem necessary, America’’ and delivered to EPA. maintained, provided they can be made

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00028 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19895 available by facsimile (or otherwise) upon 28. Each party shall bear its own costs, party reserves all rights they may have to request during an inspection under attorney’s fees and disbursements in this contest or otherwise litigate any issue arising Paragraph 12. matter. out of any use of slotted guidepoles. 29. This document, including its attached 23. All notices, submissions and Effective Date certifications required of Participating Annex A, Appendix I and Attachments 1 and Company under this Agreement shall be in 2, encompasses the entire agreement of the 35. This Participation Agreement shall be writing and postmarked or hand delivered to: parties with respect to the subject matter effective when signed by both Participating hereof and totally supersedes all prior Company and EPA. U.S. Environmental Protection Agency, llllll Storage Tank Emission Reduction agreements and understandings, whether oral By [Participating Company] Partnership Program, Air Enforcement or in writing. Date: llllll Division—Station Source Enforcement Termination By: llllll Branch, Mail Code 2242A, Washington, DC 30. When Participating Company has U.S. Environmental protection agency. 20460. Date: llllll All notices required of EPA and all EPA complied with Paragraph 3, is in compliance determinations under this Agreement shall with Paragraph 4 and has certified Attachment 1 be in writing and postmarked or hand compliance under Paragraph 24, Participating Company may notify EPA of its Operating and Maintenance Requirements for delivered to: Slotted Guidepole Controls Under the llllll intent to terminate this Agreement. EPA may object to such termination only on the Storage Tank Emissions Reduction llllll Partnership Program llllll grounds that Participating Company has not The sliding cover shall be in place over the 24. Upon completion of its obligations and complied with this Agreement. slotted-guidepole opening through the undertakings under this Agreement, 31. If EPA does not object to Participating Company’s notice of intent to terminate, this floating roof at all times except when the Participating Company shall provide a sliding cover must be removed for access. If written certification of its compliance with Agreement will terminate ninety (90) days after the date of EPA’s receipt of such notice the control technology used includes a this Agreement to EPA, including a of intent to terminate. Notwithstanding such guidepole float, the float shall be floating description of the work performed under termination of this Participation Agreement, within the guidepole at all times except Paragraph 3, the date such work was the obligations of Paragraphs 3, 4, 5 and 7 when it must be removed for access to the completed and an identification of such shall continue indefinitely. stored liquid or when the tank is empty. permit(s) that were or will be issued under 32. If EPA objects to Participating Visually inspect the deck fitting for the Paragraph 4. Such certification shall be Company’s notice of intent to terminate, it slotted guidepole at least once every 10 years signed by a responsible official and contain must do so in writing within sixty (60) days and each time the vessel is emptied and the following language: of its receipt of such notice. If EPA objects degassed. If the slotted guidepole deck fitting I certify under penalty of law that the to Participating Company’s notice of intent to or control devices have defects, or if a gap information contained in and accompanying terminate, Participating Company may of more than 0.32 centimeters (1/8 inch) this document (if applicable) is true, invoke the Dispute Resolution provisions of exists between any gasket required for accurate, and complete to the best of my this Agreement (Paragraphs 20–21). In control of the slotted guidepole deck fitting knowledge, information and belief after resolving any dispute regarding termination and any surface that it is intended to seal, reasonable inquiry. of this Agreement, Participating Company such items shall be repaired before filling or For purposes of this Paragraph, a shall have the burden of proving that it is, refilling the storage vessel with regulated ‘‘responsible official’’ means the president, was and has been in compliance with this material. secretary, treasurer, or a vice-president of Agreement. Tanks taken out of hydrocarbon service, for Participating Company, its senior 33. If EPA determines that Participating any reason, do not have to have any controls management representative(s) where such Company is in material breach of this in place during the time they are out of Tanks are located, or any person who Agreement (e.g., evinces a pattern and service. performs similar policy or decision-making practice of noncompliance with its terms and Attachment 2 functions for Participating Company. conditions), it shall give notice of such Form Compliance Order Miscellaneous Provisions breach and may give notice of its intent to terminate this Agreement. If Participating United States Environmental Protection 25. Participating Company agrees to accept Company objects to EPA’s determination Agency service from EPA by mail with respect to all and/or notice of intent to terminate, matters relating to or arising under this In the Matter of: [Participating Company] Participating Company may invoke the Respondent. Agreement at the address listed below (if Dispute Resolution provisions of this different from Paragraph 23): Storage Tank Emission Reduction llllll Agreement (Paragraphs 20–21). If then Partnership Program, Agreement No. ll llllll terminated, Participating Company’s opportunity to participate under the Storage Findings and Order llllll Tank Emission Reduction Partnership llllll Pursuant to Section 113(a)(3) of the Clean Program shall then cease and all its rights, Air Act (‘‘CAA’’), consistent with the Storage EPA agrees to accept service from expectations, obligations and undertakings (if Tank Emission Reduction Partnership Participating by mail with respect to all any) under that program and this Agreement Agreement identified above and entered into matters relating to or arising under this shall terminate and be deemed a nullity. between the United States Environmental Agreement at the address listed below (if Reservation of Rights Protection Agency (‘‘EPA’’) and Respondent, different from Paragraph 23): and based upon available information, EPA llllll 34. By entering into the Agreement, EPA llllll hereby makes and issues the following understands that Participating Company Findings and Order: llllll neither agrees nor concedes that its use of llllll slotted guidepoles without the controls Findings 26. Annex A of this Participation specified in Appendix I violate or violated 1. Respondent is a Participating Company Agreement may be modified only if EPA and any Clean Air Act requirement. Similarly, under above-identified Storage Tank Participating Company agree and consent to Participating Company understands that EPA Emission Reduction Partnership Agreement. such modification in writing. neither agrees nor concedes that Participating 2. EPA promulgated New Source 27. This Agreement does not modify or Company’s prior use of slotted guidepoles Performance Standards (‘‘NSPS’’) for affect in any way Participating Company’s without such controls was acceptable or Petroleum Liquid Storage Vessels and for responsibility to achieve and maintain excused in any way or on any basis Volatile Organic Liquid Storage Vessels, compliance with all other applicable federal, whatsoever. With respect to any tank(s) other appearing in 40 CFR Part 60, Subparts Ka and state and local laws, regulations and permits. than a Tank identified in Annex A, each Kb.

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3. Respondent owns or operates certain 4. The controls identified in Annex A were a. Participating Company’s Certification ‘‘affected facilities’’ under NSPS Subpart Ka either specified in APPENDIX I to the was made by a ‘‘responsible official’’ (i.e., the and/or Kb that have or had floating roofs Program notice (Acceptable Controls for president, secretary, treasurer, or a vice- with slotted guidepoles, as identified in Tanks with Slotted Guidepoles Under the president of Participating Company, Annex A. Storage Tank Emission Reduction Participating Company’s senior management Partnership Program), attached hereto and representative(s) where such Tanks are Order incorporated by reference herein, or located, or any other person who performs 4. Respondent shall install, maintain and expressly determined by EPA to be similar policy or decision-making functions operate properly those controls specified in acceptable for purposes of the Storage Tank for Participating Company. Annex A by the date(s) there indicated and Emission Reduction Partnership Program b. The undersigned is a duly authorized shall include or seek to include such controls under APPENDIX I–2. representative of Participating Company, and this requirement in federally enforceable I certify under penalty of law that the with full powers to make these permits issued by appropriate permitting foregoing and the attached, including Annex representations, enter into this Agreement authorities. A, is true, accurate, and complete to the best and bind Participating Company to the terms 5. Respondent shall not seek or obtain of my knowledge, information and belief hereof. emission reduction credits for emission after reasonable inquiry. (b). The undersigned EPA representative is reductions that result from its compliance llllll authorized to enter into this Agreement and with this order, nor shall it use such [NAME] bind EPA to the terms hereof. [TITLE] reductions to offset or net against other Participating Company Undertakings emission increases in any permitting or Agreement enforcement action required by or taken 3. Participating Company shall properly The United States Environmental operate and maintain all slotted guidepole pursuant to state or federal law. llllll 6. Pursuant to Section 113(a) of the CAA, Protection Agency (‘‘EPA’’) and controls identified on Annex A in the failure to comply with this Order may lead (‘‘Participating Company’’), the parties manner specified in Attachment 1 and shall include such controls and this requirement to a civil action to obtain compliance or an herein, desire to enter into and be bound by in federally enforceable permits issued by action for civil or criminal penalties. the terms of this Storage Tank Emission appropriate permitting authorities. Issued this lll day of lll, 2000. Reduction Partnership Agreement 4. Participating Company shall not seek or U.S. Environmental Protection Agency. (‘‘Partnership Agreement’’ or ‘‘Agreement’’). Whereas Participating Company recognizes obtain emission reduction credits for Appendix III that reducing emissions from tanks and other emission reductions that result from storage vessels with slotted guidepoles 1 can installing slotted guidepole controls or from Storage Tank Emission Reduction improve air quality while reducing the work required under Paragraph 3 of this Partnership Certification and Agreement evaporative product losses. section, nor shall it use such reductions to CERTIFICATION Whereas Participating Company is offset or net against other emission increases committed to environmental improvement in any permitting or enforcement action llllll (‘‘Participating Company’’), and the cost-effective reduction of emissions. required by or taken pursuant to state or by llllll, a responsible corporate Whereas EPA recognizes the value of federal law. official of Participating Company, certifies cooperative emission reduction programs that: EPA Undertakings with industry. 1. Participating Company notified the Whereas Participating Company desires to 5. Compliance with the requirements set United States Environmental Protection participate in the Storage Tank Emission forth herein shall be deemed and will, Agency (‘‘EPA’’) of its intent to participate in Reduction Partnership Program announced therefore, constitute full settlement and the Storage Tank Emission Reduction by EPA at 65 FR [insert 1st page number of satisfaction by EPA of those violations of the Partnership Program within 60 days of the FR this notice appears in] (April 13, 2000) Standards of Performance for New Sources, Program notice announced at [insert FR page (hereinafter referred to as ‘‘Program notice’’). Subparts Ka and Kb, that could be or could citation (April 13, 2000)]. Whereas Participating Company certified have been alleged in civil actions or 2. Participating Company assessed and that it had complied with the requirements proceedings brought by EPA or the United evaluated all of its NSPS Subpart Ka and Kb of the Storage Tank Emission Reduction States concerning Participating Company’s affected facilities 1 that are subject to Partnership Program. use of slotted guidepoles at Tanks identified equipment design requirements 2 and that Now, therefore, in consideration of the in Annex A. have slotted guidepoles 3 (hereinafter referred 6. Within sixty (60) days of its receipt of above and the mutual undertakings of each to as ‘‘Tanks’’) at each facility/location this Partnership Agreement, EPA will to the other, EPA and Participating Company identified in Annex A. promptly review and either sign and return agree as follows: 3. Annex A (attached hereto and a fully executed copy of that Agreement to incorporated by reference herein) is a true, Applicability Participating Company or identify accurate and complete identification of: 1. The provisions of this Partnership deficiencies in Annex A. If deficiencies i. each Tank; and Agreement shall apply to and be binding identified by EPA are not corrected and a ii. the year in which controls were upon EPA and upon Participating Company, revised Annex A submitted within thirty (30) installed at each Tank; and its officers, directors, agents, servants, days of Participating Company’s receipt of employees, successors and assigns. such identification by EPA, Participating Company’s opportunity to participate under 1 NSPS Subpart Ka affected facilities are Participating Company shall give notice of the Storage Tank Emission Reduction petroleum liquid storage vessels with a capacity of this Agreement to any successor in interest Partnership Program shall then cease and all greater than 40,000 gallons that were constructed, prior to the transfer of any ownership interest its rights, expectations, obligations and reconstructed or modified after May 18, 1978, 40 in any tank identified in Annex A. CFR 60.110a; NSPS Subpart Kb affected facilities undertakings (if any) under that program and are volatile organic liquid storage vessels with a Representations this Agreement shall terminate and be capacity of greater than 40 cubic meters that were deemed a nullity. constructed, reconstructed or modified after July 23, 2(a). Participating Company represents 1984, 40 CFR 60.110b. that: Miscellaneous Provisions 2 The equipment design requirements for floating 7. Participating Company agrees to accept roof tanks apply only to certain NSPS Subpart Ka 1 A guidepole (also referred to as a gaugepole, service from EPA by mail with respect to all and Kb affected facilities. See 40 CFR 60.112a and gauge pipe or stilling well) is a vertically oriented matters relating to or arising under this 60.112b. pipe or tube that is affixed to a tank and that passes 3 Agreement at the address listed below: A slotted guidepole is a guidepole (or through its floating roof. Slotted guidepoles are llllll gaugepole) that has slots or holes through the wall guidepoles with slots or holes that allow stored of the pole. The slots or holes allow the stored liquids to flow into the pole, thereby enabling llllll liquid to flow into the pole at liquid levels above representative samples to be collected from within llllll the lowest operating level. the slotted guidepole. llllll

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8. Annex A of this Participation Agreement in place during the time they are out of meeting and agenda of the North may be modified only if EPA and service. American Numbering Council (NANC). Participating Company agree and consent to [FR Doc. 00–9091 Filed 4–12–00; 8:45 am] For reasons described below, a portion such modification in writing. of the meeting will be closed to the 9. This Agreement does not modify or BILLING CODE 6560±50±U affect in any way Participating Company’s public on Wednesday, February 23, responsibility to achieve and maintain from 8:30 a.m. until 11 a.m. The compliance with all other applicable federal, ENVIRONMENTAL PROTECTION intended effect of this action is to make state and local laws, regulations and permits. AGENCY the public aware of the NANC’s next 10. Each party shall bear its own costs, meeting and its agenda. [FRL±6578±7] attorney’s fees and disbursements in this FOR FURTHER INFORMATION CONTACT: matter. Jeannie Grimes at (202) 418–2320 or 11. This document, including its Annex A, Lyman Dyeing and Finishing encompasses the entire agreement of the Superfund Site; Notice of Proposed [email protected]. The address is: parties with respect to the subject matter Settlement Network Services Division, Common hereof and totally supersedes all prior Carrier Bureau, Federal agreements and understandings, whether oral AGENCY: Environmental Protection Communications Commission, The or in writing. Agency. Portals, 445 12th Street, S.W., Suite Reservation of Rights ACTION: Notice of proposed settlement. 6A320, Washington, DC 20554. The fax number is: (202) 418–2345. The TTY 12. By entering into the Agreement, EPA SUMMARY: The United States number is: (202) 418–0484. understands that Participating Company Environmental Protection Agency is SUPPLEMENTARY INFORMATION: Released: neither agrees nor concedes that its use of proposing to enter into a settlement for slotted guidepoles without the controls April 7, 2000. the partial reimbursement of past specified in Appendix I violate or violated The North American Numbering response costs with Springs Industries, any Clean Air Act requirement. Similarly, Council (NANC) has scheduled a Inc. pursuant to section 122 of the Participating Company understands that EPA meeting to be held Tuesday, April 25, Comprehensive Environmental neither agrees nor concedes that Participating 2000, from 8:30 a.m. until 5:00 p.m., Company’s prior use of slotted guidepoles Response, Compensation, and Liability and on Wednesday, April 26, from 8:30 without such controls was acceptable or Act (CERCLA), 42 U.S.C. 9622(h)(1) a.m. until 12 noon. The meeting will be excused in any way or on any basis concerning the Lyman Dyeing and held at the Federal Communications whatsoever. With respect to any tank(s) other Finishing Superfund Site (Site) located Commission, Portals II, 445 Twelfth than a Tank identified in Annex A, each in Lyman, Spartanburg County, South party reserves all rights they may have to Street, SW, Room TW–C305, Carolina. EPA will consider public contest or otherwise litigate any issue arising Washington, DC. out of any use of slotted guidepoles. comments on the proposed settlement for thirty (30) days. EPA may withdraw SUPPLEMENTARY INFORMATION: This Effective Date from or modify the proposed settlement meeting is open to members of the 13. This Participation Agreement shall be should such comments disclose facts or general public. The FCC will attempt to effective when signed by both Participating considerations which indicate the accommodate as many participants as Company and EPA. possible. The public may submit written llllll proposed settlement is inappropriate, By: improper or inadequate. Copies of the statements to the NANC, which must be [Participating Company] proposed settlement are available from: received two business days before the Date:llllll meeting. In addition, oral statements at By:llllll Ms. Paula V. Batchelor, U.S. EPA, Region 4, (WMD–CPSB), 61 Forsyth the meeting by parties or entities not U.S. Environmental Protection Agency represented on the NANC will be Date:llllll Street, SW., Atlanta, Georgia 30303, (404) 562–8887. Written comments may permitted to the extent time permits. Attachment 1 be submitted to Ms. Batchelor within 30 Such statements will be limited to five Operating and Maintenance Requirements for calendar days of the date of this minutes in length by any one party or Slotted Guidepole Controls Under the publication. entity, and requests to make an oral Storage Tank Emissions Reduction statement must be received two Partnership Program Dated: March 29, 2000. business days before the meeting. The sliding cover shall be in place over the Franklin E. Hill, Requests to make an oral statement or slotted-guidepole opening through the Chief, CERCLA Program Services Branch, provide written comments to the NANC floating roof at all times except when the Waste Management Division. should be sent to Jeannie Grimes at the sliding cover must be removed for access. If [FR Doc. 00–9237 Filed 4–12–00; 8:45 am] address under FOR FURTHER INFORMATION the control technology used includes a BILLING CODE 6560±50±P CONTACT, stated above. guidepole float, the float shall be floating within the guidepole at all times except Proposed Agenda—Tuesday, April 25, when it must be removed for access to the 2000 stored liquid or when the tank is empty. FEDERAL COMMUNICATIONS Visually inspect the deck fitting for the COMMISSION 1. Approval of March 21–22, 2000 slotted guidepole at least once every 10 years meeting minutes. and each time the vessel is emptied and [CC Docket No. 92±237; DA 00±734] 2. Review FCC Numbering Resource degassed. If the slotted guidepole deck fitting Optimization Report and Order and Next Meeting of the North American or control devices have defects, or if a gap Further Notice of Proposed Rulemaking, Numbering Council of more than 0.32 centimeters (1/8 inch) CC Docket 99–200, released March 31, exists between any gasket required for AGENCY: Federal Communications 2000. control of the slotted guidepole deck fitting A. NANC action items: Uniform and any surface that it is intended to seal, Commission. such items shall be repaired before filling or ACTION: Notice. definitions for secondary categories of refilling the storage vessel with regulated number usage within 120 days material. SUMMARY: On April 7, 2000, the (paragraphs 14 and 36). Work with Tanks taken out of hydrocarbon service, for Commission released a public notice NANP administration to develop any reason, do not have to have any controls announcing the April 25 and 26, 2000, reporting form within 15 days

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(paragraph 52); data entry mechanisms Federal Communications Commission. FEDERAL RESERVE SYSTEM within 45 days (paragraph 53); criteria Diane Griffin Harmon, to determine inconsistent submissions Formations of, Acquisitions by, and (paragraph 54), and cost estimates Deputy Chief, Network Services Division, Mergers of Bank Holding Companies Common Carrier Bureau. within 30 days (paragraph 56). Revisions to Pooling Administrator [FR Doc. 00–9333 Filed 4–12–00; 8:45 am] The companies listed in this notice Requirements to specific technical BILLING CODE 6712±01±P have applied to the Board for approval, requirements within 90 days (paragraph pursuant to the Bank Holding Company 155). Further study of individual Act of 1956 (12 U.S.C. 1841 et seq.) telephone number pooling (ITN) and FEDERAL RESERVE SYSTEM (BHC Act), Regulation Y (12 CFR Part unassigned number porting (paragraph 225), and all other applicable statutes 231. Change in Bank Control Notices; Acquisitions of Shares of Banks or and regulations to become a bank B. Rejected NANC recommendations. Bank Holding Companies holding company and/or to acquire the Two 90-day reservation periods assets or the ownership of, control of, or (paragraph 24); reconsider fees for The notificants listed below have the power to vote shares of a bank or reserved numbers (paragraph 25), and applied under the Change in Bank bank holding company and all of the revise INC guidelines to reflect 6-month Control Act (12 U.S.C. 1817(j)) and banks and nonbanking companies inventories (paragraph 189). § 225.41 of the Board’s Regulation Y (12 owned by the bank holding company, C. Further Notice of Proposed CFR 225.41) to acquire a bank or bank including the companies listed below. Rulemaking items: Utilization threshold holding company. The factors that are The applications listed below, as well (paragraph 248); CMRS participation in considered in acting on the notices are as other related filings required by the number pooling (paragraph 25), and set forth in paragraph 7 of the Act (12 revise INC guidelines to reflect 6-month U.S.C. 1817(j)(7)). Board, are available for immediate inventories (paragraph 189). The notices are available for inspection at the Federal Reserve Bank indicated. The application also will be D. Issues not addressed: Audits; rate immediate inspection at the Federal center consolidation; 10 digit dialing, Reserve Bank indicated. The notices available for inspection at the offices of and technology specific overlays. also will be available for inspection at the Board of Governors. Interested persons may express their views in 3. North American Number Plan the offices of the Board of Governors. writing on the standards enumerated in Administration (NANPA) Report. Interested persons may express their views in writing to the Reserve Bank the BHC Act (12 U.S.C. 1842(c)). If the 4. Assumptions Issue Management indicated for that notice or to the offices proposal also involves the acquisition of Group (IMG) tutorial on NANP of the Board of Governors. Comments a nonbanking company, the review also Expansion and the Uniform Dialing must be received not later than April 27, Plan. includes whether the acquisition of the 2000. nonbanking company complies with the 5. Limited Liability Corporations A. Federal Reserve Bank of Atlanta standards in section 4 of the BHC Act (LLCs) and Number Portability (Lois Berthaume, Vice President) 104 (12 U.S.C. 1843). Unless otherwise Administration Centers (NPAC) activity Marietta Street, N.W., Atlanta, Georgia noted, nonbanking activities will be update. Midwest LLC merger, and status 30303–2713: of NeuStar negotiations. conducted throughout the United States. 1. Henry E. Blake Family; Caroline H. Additional information on all bank 6. North American Numbering Plan Blake; James H. Blake; Jean B. Blake; holding companies may be obtained Administration (NANPA) Oversight Violet H. Howell; William D. Blake Working Group Report. from the National Information Center (both individually and as trustee for the website at www.ffiec.gov/nic/. 7. Numbering Resource Optimization Blake William Henry Trust); Catherine (NRO) Working Group Report. L. Morris and Stephen D. Morris (both Unless otherwise noted, comments 8. Local Number Portability individually and in their capacity as regarding each of these applications Administration (LNPA) Working Group trustees for the Ellen Elizabeth Morris must be received at the Reserve Bank Report. Updates on wireless wireline Trust, the Jane Holloway Morris Trust, indicated or the offices of the Board of integration; Problem Identification the Lee Edward Morris Trust, and the Governors not later than May 8, 2000. Management (PIM); NPAC/SMC release Justin Henry Morris Trust); Catherine M. A. Federal Reserve Bank of Chicago status, and Slow Horse. Ryland (both individually and in her (Phillip Jackson, Applications Officer) 9. Cost Recovery Working Group capacity as trustee for the Isabelle 230 South LaSalle Street, Chicago, Report. Burnum Ryland Trust and the Catherine Illinois 60690–1414: G. Ryland Trust); Caroline B. Faris (in Wednesday, April 26, 2000 her capacity as trustee for the Stephen 1. United Financial Holdings Corporation, Lisle, Illinois; to become a 10. Steering Group Report. Hardtner Faris Trust and the Philip Lyman Faris Trust); and John Ryland; to bank holding company by acquiring 100 11. Industry Numbering Committee percent of the voting shares of United Report. retain voting shares of First National Bancshares of Louisiana, Alexandria, Community Bank of Lisle, Lisle, Illinois 12. Number Pooling IMG Report. Louisiana, and thereby indirectly (in organization). Inventories in jeopardy discussion. acquire voting shares of Security First Board of Governors of the Federal Reserve 13. North American Numbering Plan National Bank, Alexandria, Louisiana. Administration Billing and Collection System, April 7, 2000. Agent (NBANC) Report. Board of Governors of the Federal Reserve Robert deV. Frierson, System, April 7, 2000. 14. Public Participation (5 minutes Associate Secretary of the Board. each, if any). Robert deV. Frierson, [FR Doc. 00–9141 Filed 4–12–00; 8:45 am] 15. Other Business. Associate Secretary of the Board. BILLING CODE 6210±01±P 16. Action Items and Decisions [FR Doc. 00–9143 Filed 4–12–00; 8:45 am] Reached. BILLING CODE 6210±01±P

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FEDERAL RESERVE SYSTEM FEDERAL TRADE COMMISSION information practices of access and security with respect to personal Notice of Proposals To Engage in Advisory Committee on Online Access information collected for and about Permissible Nonbanking Activities or and Security consumers online. The Advisory To Acquire Companies That Are Committee will also continue AGENCY: Federal Trade Commission. Engaged in Permissible Nonbanking consideration of the parameters of ACTION: Notice of meeting on April 28, Activities reasonable access to personal 2000. information and adequate security and The companies listed in this notice SUMMARY: Pursuant to section 10(a)(2) of will present options for implementation have given notice under section 4 of the the Federal Advisory Committee Act, 5 of these information practices in a Bank Holding Company Act (12 U.S.C. U.S.C. App. sec. 10(a)(2), and 16 CFR report to the Commission. 1843) (BHC Act) and Regulation Y, (12 16.9(a), notice is hereby given that the The tentative agenda for the fourth CFR Part 225) to engage de novo, or to Federal Trade Commission Advisory meeting is as follows: acquire or control voting securities or Committee on Online Access and 1. Administrative matters. 2. Discussion of draft report submitted assets of a company, including the Security will hold a meeting on Friday, by subgroups on issues relating to companies listed below, that engages April 28, 2000, from 8:00 a.m. to 4:00 ‘‘reasonable access’’. p.m. in Room 432, Federal Trade either directly or through a subsidiary or 3. Discussion of draft report submitted Commission, 600 Pennsylvania Avenue, other company, in a nonbanking activity by subgroup on issues relating to NW, Washington, DC 20580. The that is listed in § 225.28 of Regulation Y ‘‘adequate security’’. (12 CFR 225.28) or that the Board has meeting is open to the public and will 4. Public Comment. determined by Order to be closely include a period for public comment. 5. Discussion of tasks and related to banking and permissible for The purpose of the Advisory Committee assignments. bank holding companies. Unless is to provide advice and The meeting is open to the public. otherwise noted, these activities will be recommendations to the Commission regarding implementation of certain fair Submission of Documents: conducted throughout the United States. information practices by domestic Interested parties who wish to submit Each notice is available for inspection commercial Web sites—specifically, comments on the meeting agenda or at the Federal Reserve Bank indicated. providing online consumers reasonable questions for consideration by the The notice also will be available for access to personal information collected Advisory Committee should send an inspection at the offices of the Board of from and about them, and maintaining original and two copies in advance of Governors. Interested persons may adequate security for that information. the meeting to the Secretary, Federal express their views in writing on the Interested parties may submit comments Trade Commission, Room H–159, 600 question whether the proposal complies concerning any matter to be considered Pennsylvania Avenue, NW, Washington, with the standards of section 4 of the at the meeting by following the DC 20580. All comments and questions BHC Act. Additional information on all procedures described below. should be captioned—Advisory bank holding companies may be DATES: The Advisory Committee will Committee on Online Access and obtained from the National Information meet on Friday, April 28, 2000, from 8 Security ‘‘ Comment, P004807.’’ To Center website at www.ffiec.gov/nic/. a.m. to 4 p.m. enable prompt review and public Unless otherwise noted, comments ADDRESSES: The meeting will take place access, paper submissions should be accompanied by a version on diskette in regarding the applications must be in Room 432, Federal Trade ASCII, WordPerfect (please specify received at the Reserve Bank indicated Commission, 600 Pennsylvania Avenue, NW, Washington, DC 20580. version) or Microsoft Word (please or the offices of the Board of Governors specify version) format. Diskettes not later than April 27, 2000. FOR FURTHER INFORMATION CONTACT: Allison I. Brown, Division of Financial should be labeled with the name of the A. Federal Reserve Bank of New York Practices, Federal Trade Commission, submitter, the Advisory Committee (Betsy Buttrill White, Senior Vice 600 Pennsylvania Avenue, NW, Mail caption, and the name and version of President) 33 Liberty Street, New York, Stop 4429, Washington, DC 20580, the word processing program used to New York 10045–0001: telephone (202) 326–3079, email create the document. 1. The Industrial Bank of Japan, [email protected]; or Ellen R. Finn, Alternatively, comments or questions may be submitted to the following email Limited, Tokyo, Japan; to acquire Division of Financial Practices, Federal address: [email protected]; if Nomura IBJ Global Investment Advisors, Trade Commission, 600 Pennsylvania Avenue, N.W., Mail Stop 4429, submitted by email, only one copy of Inc., New York, New York, and thereby the comment or question is required. to engage in domestic investment Washington, DC 20580, telephone (202) 326–3296, email [email protected]. The email should contain the name of advisory activities through Nomura IBJ the submitter, the Advisory Committee Global Investment Advisors, Inc., a joint Authority: 15 U.S.C. 41 et seq.; 5 U.S.C. caption, and, if a document is attached, venture with Nomura Securities Co., App. secs. 1–15; 16 C.F.R. Part 16. the name and version of the word Ltd, Tokyo, Japan, pursuant to Section The fourth meeting of the Federal processing program used to create the 225.28(b)(6) of Regulation Y. Trade Commission Advisory Committee document. Board of Governors of the Federal Reserve on Online Access and Security will be Comments to the Advisory Committee System, April 7, 2000. held on Friday, April 28, 2000, in Room will be accepted through 5 p.m. Eastern 432, Federal Trade Commission, 600 time on April 28, 2000. To ensure that Robert deV. Frierson, Pennsylvania Avenue, NW, Washington, comments are processed properly, Associate Secretary of the Board. DC from 8 a.m. to 4 p.m. individuals submitting comments [FR Doc. 00–9142 Filed 4–12–00; 8:45 am] The Advisory Committee will should be sure to use the above BILLING CODE 6210±01±P continue to consider the costs and addresses. All comments will be posted benefits, to both consumers and on the Advisory Committee’s Web page businesses, of implementing the fair at www.ftc.gov/acoas as soon as

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00033 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19900 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices reasonably possible, and likely within 5 because it has the following OMB Catalog of Federal Domestic business days of receipt. Individuals combination of factors: Assistance • submitting comments should check the It has developed, expanded, and The Catalog of Federal Domestic Advisory Committee’s Web page to managed an infrastructure to coordinate Assistance Number for this cooperative confirm receipt of the comment. and implement various educational agreement is 93.004. By direction of the Commission. programs within local communities and organizations that deal extensively with Dated: March 30, 2000. Donald S. Clark, Hispanic issues. These programs Nathan Stinson, Jr., Secretary of the Commission. provide a foundation upon which to Deputy Assistant Secretary for Minority [FR Doc. 00–9265 Filed 4–12–00; 8:45 am] develop, promote, and manage Health. BILLING CODE 6750±01±P education and health-related programs [FR Doc. 00–9147 Filed 4–12–00; 8:45 am] aimed at preventing and reducing BILLING CODE 4160±17±P unnecessary morbidity and mortality DEPARTMENT OF HEALTH AND among Hispanic populations. • DEPARTMENT OF HEALTH AND HUMAN SERVICES It has established itself and its members as a national association with HUMAN SERVICES professionals who serve as leaders and Office of the Secretary; Office of Office of the Secretary Minority Health experts in planning, developing, implementing, and promoting Office of Minority Health; Availability of Notice of a Cooperative Agreement educational and policy campaigns Funds for Technical Assistance and With the ASPIRA Association, Inc. (locally and nationally) aimed at Capacity Development Demonstration reducing adverse health behaviors and AGENCY: Grant Program for HIV/AIDS-Related Office of the Secretary, Office improving the Hispanic community’s of Minority Health, HHS. Services in Highly Impacted Minority overall educational and social well Communities ACTION: Notice of a cooperative being. agreement with the ASPIRA • It has assessed and evaluated data, AGENCY: Office of the Secretary, Office Association, Inc. through its Institute for Policy Research of Minority Health, HHS. and its National Health Careers ACTION: Notice of availability of funds The Office of Minority Health (OMH), Program, on the current education, and requests for applications for Office of Public Health and Science, violence, and health-related findings Technical Assistance and Capacity announces its intent to continue support relevant to Hispanics and other Development Demonstration Grant of the umbrella cooperative agreement populations for dissemination to its Program for HIV/AIDS-Related Services with the ASPIRA Association, Inc. associate members, collaborators, in Highly Impacted Minority (ASPIRA). This cooperative agreement funders, and the general public. Communities. will continue the broad programmatic • It has developed a national framework in which specific projects association whose members consist of can be supported by various Authority: This program is authorized professionals with excellent under section 1707(e)(1) of the Public Health governmental agencies during the performance records and established Service Act, as amended by Public Law 105– project period. linkages to the Hispanic population at 392. The purpose of this cooperative the national and local level. Purpose agreement is to assist the national • It has developed an information association in expanding and enhancing management system to track The purpose of the Technical its activities relevant to education, programmatic outcomes and evaluate Assistance and Capacity Development health promotion, disease prevention, best practices for future dissemination. Demonstration Grant Program for HIV/ and family and youth violence • It has an inventory of critical AIDS-Related Services in Highly prevention, with the ultimate goal of knowledge, skills, and abilities related Impacted Minority Communities is to improving the health status of to serving Hispanic clients on a range of stimulate and foster the development of minorities and disadvantaged people. health and social problems. effective and durable service delivery The OMH will provide technical This cooperative agreement will be capacity for HIV prevention and assistance and oversight as necessary for continued for an additional 5-year treatment among organizations closely the implementation, conduct, and project period with 12-month budget interfaced with the minority assessment of the project activities. On periods. Depending upon the types of populations highly impacted by HIV/ an as-needed basis, OMH will assist in projects and availability of funds, it is AIDS. The grantee will identify minority arranging consultation from other anticipated that this cooperative community-based organizations (CBOs) government agencies and non- agreement will receive approximately and small, non-federally funded government agencies. $100,000 per year. Continuation awards minority CBOs that are well linked with within the project period will be made minority populations highly affected by Authority: This cooperative agreement is on the basis of satisfactory progress and HIV/AIDS, and which have recognized authorized under Section 1707(e)(1) of the needs and/or gaps in their capacity to Public Health Service Act, as amended. the availability of funds. provide HIV/AIDS-related prevention Where To Obtain Additional Background: Assistance will continue and care services. The goals are to: to be provided to ASPIRA. During the Information • Provide administrative and last three years, ASPIRA has If you are interested in obtaining programmatic technical assistance to successfully demonstrated the ability to additional information regarding this enable those organizations to enhance work with health agencies on mutual cooperative agreement, contact Ms. their delivery of necessary services; and education, service, and research Cynthia Amis, Office of Minority • Assist those CBOs, through an endeavors. The ASPIRA is uniquely Health, 5515 Security Lane, Suite 1000, ongoing mentoring relationship, in the qualified to continue to accomplish the Rockville, Maryland 20852 or telephone development of their capacity as fiscally purposes of this cooperative agreement (301) 594–0769. viable and programmatically effective

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00034 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19901 organizations thereby allowing them to capacity development to organizations period from January 1994 through June successfully compete for federal and closely linked with the minority 1997, African-Americans represented other resources. populations highly impacted by the 45% of all AIDS diagnoses, but 57% of This program is intended to disease, will improve their capacity to all HIV diagnoses. Among young people demonstrate the impact of technical better serve minority populations with (ages 13 to 24) diagnosed with HIV, 63% assistance and capacity development on HIV/AIDS prevention and treatment. It were among African-Americans and 5% improving HIV prevention and care is anticipated that this approach will were among Hispanics. Although some among organizations within a strengthen existing minority CBOs and of the states with large Hispanic circumscribed area in which many inexperienced organizations in populations did not have integrated minority individuals are in need of HIV/ addressing this health issue by HIV/AIDS reporting and could not be AIDS prevention and/or treatment developing and expanding their included in this study, HIV diagnoses services. To the extent that selected technical skills and infrastructure among Hispanics increased 10% services such as substance abuse capacity. In FY 2000, additional funds between 1995 and 1996. treatment and public health are are being made available to increase the Eligible Applicants available within the circumscribed area, number of organizations participating in linkages with these services will be the program. Applicants are encouraged The following public and private, fostered as part of the technical to establish linkages with other federally nonprofit entities are eligible to apply assistance. The program intends to funded programs supporting HIV/AIDS for this grant: (a) A community coalition address HIV/AIDS issues within the prevention and care to maximize these consisting of at least three discrete context of related socio-economic efforts. organizations with either a minority factors and contribute to overall CBO or state/local health department as community empowerment by Disproportionate Effect of HIV/AIDS on the lead organization; (b) a minority strengthening indigenous leadership Minorities CBO; or (c) a state/local health and organizations. Statistics indicate that although department. (See definitions of The Public Health Service (PHS) is advances have been made in the Community Coalition and Minority committed to achieving the health treatment of HIV/AIDS, this epidemic Community-Based Organization found promotion and disease prevention continues as a significant threat to the in this announcement.) The applicant objectives of Healthy People 2010, a public health of the United States (U.S.). must provide the necessary PHS-led national activity to eliminate Despite showing a decline in the past administrative infrastructure to receive health disparities and increase quality two years, it remains a disproportionate and appropriately manage the federal and years of healthy life. This threat to minorities. While African- funds. The coalition may also announcement relates to 4 of the 28 Americans and Hispanics respectively incorporate other partners such as a focus areas established by Healthy represent approximately 13% and 10% hospital, a minority health management People 2010: (1) Substance abuse; (2) of the U.S. population, approximately group, an AIDS Service Organization, or educational and community-based 36% of the more than 640,000 reported other CBOs with strong links to the programs; (3) HIV; and (4) sexually total AIDS cases are African-American target population. transmitted diseases. Potential and 18% are Hispanic. Fifteen Metropolitan Statistical Areas applicants may access Healthy People In 1997, more African-Americans (MSAs) were identified in FY 1999 as 2010 documents online at http:// were reported with AIDS than any other having the highest incidence of AIDS www.health.gov/healthypeople/. A CD- racial/ethnic group. Of the total AIDS cases reported for 1996 and 1997. ROM containing the Healthy People cases reported that year, 45% (27,075) According to the Centers for Disease objectives for 2010 may be obtained by were reported among African- Control and Prevention’s HIV/AIDS calling 1–800–367–4725. Americans, 33% (20,197) were reported Surveillance Report for 1999, these among whites, and 21% (12,466) were same 15 MSAs continue to be identified Background reported among Hispanics. Among as having the highest cumulative total of The Office of Minority Health’s women and children with AIDS, AIDS cases reported for the four years, (OMH) mission is to improve the health African-Americans have been especially 1996–1999. Last year, funds were of racial and ethnic minority affected, representing 60% of all women available to support 4 of the 15 MSAs populations through the development of reported with AIDS in 1997 and 62% of through this program: Chicago, IL; health policies and programs that will reported pediatric AIDS cases in 1997. Miami, FL; New York, NY; and San help to address the health disparities During 1997, the rate of new AIDS cases Juan, PR. For FY 2000, the program will and gaps. Consistent with its mission, per 100,000 population in the U.S. was focus on the remaining 11 MSAs in the role of OMH is to serve as the focal 83.7 among African-Americans, 37.7 order to maximize limited resources point within the Department for service among Hispanics, 10.4 among whites, available this fiscal year. demonstrations, coalition and 10.4 among American Indians/Alaska Eligible applicants must be located in partnership building, and related efforts Natives, and 4.5 among Asians/Pacific one of the remaining 11 MSAs. to address the health needs of racial and Islanders. Specifically, the 11 MSAs are: ethnic minorities. In keeping with this Data from a recent Centers for Disease • Atlanta, GA mission, OMH launched the Technical Control and Prevention study (Trends in • Baltimore, MD • Assistance and Capacity Development the HIV and AIDS Epidemic, 1998) Boston, MA • Dallas, TX Demonstration Grant Program for HIV/ comparing HIV and AIDS diagnoses in • AIDS-Related Services in Highly 25 states with integrated reporting Ft. Lauderdale, FL • Houston, TX Impacted Minority Communities in systems provide a clearer picture of • Los Angeles, CA fiscal year (FY) 1999 to assist in recent shifts in the epidemic. The study • Newark, NJ addressing the HIV/AIDS issues facing indicates that many of the new HIV • Philadelphia, PA minority communities in 15 eligible diagnoses are occurring among African- • San Francisco, CA metropolitan statistical areas. This Americans, women, and people infected • Washington, DC program is based on the hypothesis that heterosexually, with an increase also National organizations, universities providing technical assistance and observed among Hispanics. During the and institutions of higher education are

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00035 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19902 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices not eligible to apply, although they may be requested to cover costs of: Division of Program Operations, Office be members of the coalition. Local Personnel, consultants, supplies, of Minority Health, Rockwall II affiliates of national organizations equipment, and grant related travel. Building, Suite 1000, 5515 Security which meet the definition of a minority Funds may not be used for medical Lane, Rockville, MD 20852, telephone community-based organization, treatment, construction, building (301) 594–0769. however, are eligible. alterations, or renovations. All budget Technical assistance is also available requests must be fully justified in terms through the OMH Regional Minority Project Requirements of the proposed objectives and activities Health Consultants (RMHCs). A listing The applicant must propose to and include a computational of the RMHCs and how they may be conduct a model program within the explanation of how costs were contacted will be provided in the grant eligible metropolitan statistical area determined. application kit. Additionally, applicants which is designed to carry out the can contact the OMH Resource Center Period of Support following functions: (OMH-RC) at 1–800–444–6472 for (1) Identify the existing capacity for The start date for the Technical health information. delivering HIV-related services (both Assistance and Capacity Development Criteria for Evaluating Applications HIV prevention and treatment) to Demonstration Grant Program for HIV/ minority populations and compare this AIDS-Related Services in Highly Review of Application with available HIV/AIDS surveillance Impacted Minority Communities, is Applications will be screened upon data. The use of geographic information September 30, 2000. Support may be receipt. Those that are judged to be systems and related techniques should requested for a total project period not incomplete, non-responsive to the be given due consideration as one of the to exceed 3 years. Noncompeting announcement or nonconforming will tools to address this area; continuation awards of up to $1.0 be returned without comment. Each (2) Identify high risk minority million will be made subject to applicant may submit no more than one communities where there are recognized satisfactory performance and proposal under this announcement. If gaps in services for minority availability of funds. an organization submits more than one populations with HIV/AIDS; Deadline proposal, all will be deemed ineligible (3) Increase the capacity of existing and returned without comment. To receive consideration, grant minority CBOs including small, non- Accepted applications will be reviewed applications must be received by the federally funded minority CBOs which for technical merit in accordance with Office of Minority Health (OMH) Grants are well interfaced with the populations PHS policies. Applications will be Management Office by June 12, 2000. to be served to deliver HIV/AIDS evaluated by an Objective Review Panel Applications will be considered as prevention and care by: chosen for their expertise in minority (a) Providing administrative technical meeting the deadline if they are: (1) health, experience relevant to this assistance to improve the fiscal and Received on or before the deadline date, technical assistance and capacity organizational capacity appropriate to or (2) postmarked on or before the development program, and their their programmatic responsibilities, deadline date and received in time for understanding and knowledge of the which may require a mentoring orderly processing. A legibly dated health problems confronting racial and relationship over time; and receipt from a commercial carrier or ethnic minorities in the United States. (b) Identifying programmatic U.S. Postal Service will be accepted in Applicants are advised to pay close technical assistance from the lieu of a postmark. Private metered attention to the specific program Department of Health and Human postmarks will not be accepted as proof guidelines and general instructions Services’ Operating Divisions and of timely mailing. Applications provided in the application kit. linking appropriate CBOs with these submitted by facsimile transmission resources. (FAX) or any other electronic format Application Review Criteria (4) Utilizing consultants, as needed, to will not be accepted. Applications The technical review of applications provide specific technical assistance which do not meet the deadline will be will consider the following generic beyond the expertise of core staff (e.g., considered late and will be returned to factors. peer-peer technical assistance the applicant unread. Factor 1: Background (15%) capability); and Addresses/Contacts (5) Working with newly identified Adequacy of demonstrated knowledge CBOs to develop strong linkages with Applications must be prepared using of the HIV/AIDS epidemic at the local other providers of services to complete Form PHS 5161–1 (Revised May 1996 level. Established level of cultural a continuum of prevention and and approved by OMB under control competence and sensitivity to the issues treatment services, including substance Number 0937–0189). Application kits of minority populations impacted by abuse treatment and mental health and technical assistance on budget and HIV/AIDS in the service area. Expertise services for minority HIV/AIDS business aspects of the application may and understanding of HIV/AIDS populations. be obtained from Ms. Carolyn A. prevention and treatment service Williams, Grants Management Officer, delivery systems especially as related to Availability of Funds Division of Management Operations, HIV/AIDS care among minority Approximately $2.0 million is Office of Minority Health, Rockwall II populations. Demonstrated need for expected to be available for award in FY Building, Suite 1000, 5515 Security technical assistance and capacity 2000. It is projected that awards of up Lane, Rockville, MD 20852, telephone development among the proposed target to $1.0 million total costs (direct and (301) 594–0758. Completed applications service organizations. History of long indirect) for a 12-month period will be are to be submitted to the same address. term relationship with the targeted made to two competing applicants. Questions regarding programmatic minority community and evidence of information and/or requests for support of local agencies and/or Use of Grant Funds technical assistance in the preparation organizations. Budgets of up to $1.0 million total of grant applications should be directed Extent to which the applicant costs (direct and indirect) per year may to Ms. Cynthia H. Amis, Director, demonstrates access to targeted

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Recipients of PHS Grants Office of HIV/AIDS Policy and will take Factor 2: Objectives (15%) under consideration: The Public Health Service strongly Relative merit of the objectives of the Recommendations/ratings of the review encourages all grant recipients to demonstration project, their relevance to panel and geographic and racial/ethnic provide a smoke-free workplace and to the program purpose and stated distribution. Consideration will also be promote the non-use of all tobacco problem, and their attainability in the given to projects proposed to be products. In addition, Public Law 103– stated time frames. implemented in Empowerment Zones 227, the Pro-Children Act of 1994, and Enterprise Communities in the 11 prohibits smoking in certain facilities Factor 3: Methodology (35%) eligible metropolitan statistical areas. (or in some cases, any portion of a facility) in which regular or routine Appropriateness of proposed Definitions approach including any established education, library, day care, health care organizational linkages for providing For purposes of this grant or early childhood development administrative and programmatic announcement, the following services are provided to children. technical assistance related to HIV/AIDS definitions are provided: Public Health System Reporting and assisting with the capacity Community-Based Organization— Requirements development of identified CBOs. Public and private, nonprofit organizations which are representative This program is subject to Public Appropriateness of specific activities for Health Systems Reporting providing administrative and of communities or significant segments of communities, and which address Requirements. Under these programmatic technical assistance requirements, a community-based related to HIV/AIDS and capacity health and human services. Community Coalition—At least three nongovernmental applicant must development. Logic and sequencing of prepare and submit a Public Health the planned approaches in relation to (3) discrete organizations and institutions in a community which System Impact Statement (PHSIS). The the provision of HIV/AIDS technical PHSIS is intended to provide assistance and capacity development. collaborate on specific community concerns, and seeks resolution of those information to State and local health Appropriateness of defined roles and officials to keep them apprised of resources. concerns through a formalized relationship documented by written proposed health services grant Factor 4: Evaluation (20%) memoranda of understanding/ applications submitted by community- agreement signed by individuals with based organizations within their Thoroughness, feasibility, and jurisdictions. appropriateness of the evaluation the authority to represent the organizations (e.g., president, chief Community-based nongovernmental design, data collection, and analysis applicants are required to submit, no procedures. For example, number of executive officer, executive director). Minority Community-Based later than the Federal due date for new CBOs identified, number of new receipt of the application, the following CBOs submitting applications for grants Organization—Public and private nonprofit community-based minority information to the head of the and number of grants awarded, number appropriate State and local health of CBOs requesting technical assistance organization or a local affiliate of a national minority organization that has: agencies in the area(s) to be impacted: and the percentage receiving it, and (a) A copy of the face page of the identification of outcome variables for a governing board composed of 51 percent or more racial/ethnic minority application (SF 424), and (b) a summary quality of service. Clarity of the intent of the project (PHSIS), not to exceed one and plans to document the activities members, a significant number of minorities employed in key program page, which provides: (1) A description and their outcomes to establish a model. of the population to be served, (2) a The potential for replication of the positions, and an established record of service to a racial/ethnic minority summary of the services to be provided, project for similar target populations and (3) a description of the coordination and communities including the community. Minority Populations—American planned with the appropriate State or assessment of the utility of the different local health agencies. Copies of the tools used to implement the program. Indian or Alaska Native, Asian, Black or African American, Hispanic or Latino, letters forwarding the PHSIS to these Factor 5: Management Plan (15%) and Native Hawaiian or Other Pacific authorities must be contained in the Islander. (Revision to the Standards for application materials submitted to the Applicant demonstrates an ability to Office of Minority Health. mobilize a strong administrative the Classification of Federal Data on technical assistance capacity with onsite Race and Ethnicity, Federal Register, State Reviews knowledge of organizational Vol. 62, No. 210, pg. 58782, October 30, This program is subject to the management skills, diversification of 1997.) requirements of Executive Order 12372 fiscal base, and organizational Reporting and Other Requirements which allows States the option of setting development. Applicant organization’s up a system for reviewing applications capability to manage and evaluate the General Reporting Requirements from within their States for assistance project as determined by: The A successful applicant under this under certain Federal programs. The qualifications of proposed staff or notice will submit: (1) Progress reports; application kit to be made available requirements for ‘‘to be hired’’ staff; (2) an annual Financial Status Report; under this notice will contain a listing proposed staff level of effort; and and (3) a final progress report and of States which have chosen to set up

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Applicants (other than Director, Management Analysis and Services include an update on Action Items from Office, Centers for Disease Control and federally recognized Indian tribes) previous meetings; discussion of criteria for should contact their SPOCs as early as CTS and Special Consultants’ participation Prevention (CDC). possible to alert them to the prospective in non-ATSDR activities; CTS Special [FR Doc. 00–9188 Filed 4–12–00; 8:45 am] applications and receive any necessary Consultant will update on attendance to BILLING CODE 4163±70±P instructions on the State process. For Environmental Protection Agency’s National proposed projects serving more than one Environmental Justice Advisory Committee State, the applicant is advised to contact Meeting; discussion on Federal Facilities DEPARTMENT OF HEALTH AND the SPOC of each affected State. The activities with DOD and DOE Liaisons; HUMAN SERVICES update on ATSDR Five-Year Research due date for State process Agenda; CTS update on cultural sensitivity Administration for Children and recommendations is 60 days after the training; and, an update on the Office of application deadline established by the Tribal Affairs activities. Families Office of Minority Health’s Grants Name: Board of Scientific Counselors, [Program Announcement No. ACF/ACYF/CB Management Officer. ATSDR. FY 2000±01] The Office of Minority Health does Times and Dates: 8:30 a.m.–5 p.m., May 4, not guarantee that it will accommodate 2000. 8:30 a.m.–1 p.m., May 5, 2000. Announcement of the Availability of Place: Holiday Inn Select, 130 Clairmont or explain its responses to State process Financial Assistance and Request for Avenue, Decatur, Georgia 30030. Applications To Support Adoption recommendations received after that Status: Open to the public, limited by the date. (See ‘‘Intergovernmental Review of available space. Opportunities Demonstration Projects, Federal Programs’’ Executive Order The meeting room accommodates Child Abuse and Neglect Discretionary 12372 and 45 CFR Part 100 for a approximately 60 people. Activities, Child Welfare Training description of the review process and Purpose: The Board of Scientific Projects, and Abandoned Infants requirements). Counselors, ATSDR, advises the Secretary; Assistance Awards the Assistant Secretary for Health; and the OMB Catalog of Federal Domestic Administrator, ATSDR, on ATSDR programs AGENCY: Children’s Bureau, Assistance to ensure scientific quality, timeliness, Administration on Children, Youth and utility, and dissemination of results. Families, ACF, DHHS. The OMB Catalog of Federal Domestic Specifically, the Board advises on the ACTION: Notice. Assistance number for this program is adequacy of science in ATSDR-supported 93.006. research, emerging problems that require scientific investigations, accuracy and Statutory Authority Covering Programs Dated: March 31, 2000. currency of the science in ATSDR reports, in This Announcement With Catalog of Nathan Stinson, Jr., and program areas to emphasize or de- Federal Domestic Assistance (CFDA) Deputy Assistant Secretary for Minority emphasize. In addition, the Board Numbers Health. recommends research programs and conference support for which the Agency Adoption Opportunities: Title II of the [FR Doc. 00–9149 Filed 3–12–00; 8:45 am] awards grants to universities, colleges, Child Abuse Prevention and Treatment BILLING CODE 4160±17±P research institutions, hospitals, and other and Adoption Reform Act of 1978, as public and private organizations. amended, (42 U.S.C. 5111) CFDA: Matters To Be Discussed: Agenda items 93.652. DEPARTMENT OF HEALTH AND will include an update on the development Child Welfare Training: Section 426 HUMAN SERVICES of the ATSDR Research Agenda; discussion on issues of implementation, integration of of title IV–B, Subpart 1, of the Social Agency for Toxic Substances and programs, and funding mechanisms for Security Act, as amended, (42 U.S.C. Disease Registry research agendas by CDC, EPA, and NIOSH; 626) CFDA: 93.648. discussion of collection and storage of Promoting Safe and Stable Families: Community/Tribal Subcommittee and biological materials; discussion of voluntary Section 430 of title IV–B, Subpart 2, of the Board of Scientific Counselors, research, the Great Lakes research program, the Social Security Act, as amended, (42 and the AMPHS program; an overview of Agency for Toxic Substances and cultural sensitivity training on American U.S.C. 629) CFDA: 93.556. Disease Registry: Meetings Indian issues; an update by the Community Child Abuse and Neglect: Section 104 and Tribal Subcommittee; and discussion of of the Child Abuse Prevention and In accordance with section 10(a)(2) of activities related to Libby, Montana. Treatment Act, as amended (42 U.S.C. the Federal Advisory Committee Act Written comments are welcomed and 5101 et seq.) CFDA: 93.670. (Pub. L. 92–463), the Agency for Toxic should be received by the contact person Abandoned Infants: Section 101 of the Substances and Disease Registry listed below prior to the opening of the Abandoned Infants Assistance Act, as (ATSDR) announces the following meeting. amended (42 U.S.C. 670 note) CFDA: subcommittee and committee meetings. Agenda items are subject to change as 93.551. priorities dictate. Name: Community/Tribal Contact Person for More Information: SUMMARY: The Children’s Bureau (CB) Subcommittee(CTS). Robert Spengler, Sc.D., Executive Secretary, within the Administration on Children, Times and Dates: 8:30 a.m.–4 p.m., May 2, BSC, ATSDR, M/S E–28, 1600 Clifton Road, Youth and Families (ACYF), 2000; 8:30 a.m.–3 p.m., May 3, 2000. NE, Atlanta, Georgia 30333, telephone 404/ Administration for Children and Place: Holiday Inn Select, 130 Clairmont 639–0708. Families (ACF) announces the Avenue, Decatur, Georgia 30030. The Director, Management Analysis and availability of fiscal year (FY) 2000 Status: Open to the public, limited by the Services Office, has been delegated the funds for competing new Aodption available space. authority to sign Federal Register Notices Opportunities Program, Child Abuse The meeting room accommodates pertaining to announcements of meetings and approximately 60 people. other committee management activities, for and Neglect Discretionary Activities, Purpose: This subcommittee will bring to both the Centers for Disease Control and Child Welfare Training Projects, and the Board advice, citizen input, and Prevention and the Agency for Toxic Abandoned Infants Assistance projects. recommendations on community and tribal Substances and Disease Registry. Funds from the Adoption Opportunities

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Program are designed to provide SUPPLEMENTARY INFORMATION: Exchange system will be awarded for a project period of 36 months. The initial support for demonstration projects that Priority Areas facilitate the elimination of barriers to grant award will be for a 12-month adoption and provide permanent loving 2000A. Adoption Opportunities budget period. The award of continuation funding beyond each 12- homes for children who would benefit 2000A.1 Implementation of month budget period will be subject to from adoption, particularly children Collaborative Planning To Increase the availability to funds, satisfactory with special needs. Discretionary funds Inter-Jurisdictional Adoptions from the Promoting Safe and Stable progress on the part to the grantee, the Eligible Applicants: Eligibility is status of the Internet-based photo listing Families Program support research, limited to the five grantees currently training and technical assistance and system, and a determination that funded under Fiscal Year (FY) 1999 continued funding would be in the best evaluation efforts to preserve families. priority 99A.4 (Program Announcement Funds from the Child Abuse Prevention interest of the government. No. ACF/ACYF/CB–99–05): the Central Federal Share of Project Costs: The and Treatment Act support knowledge- Council of Tlingit and Haida Tribes of maximum Federal share of the project is building research and service Alaska, Juneau, AK; the Colorado $500,000 per budget year. demonstration projects designed to Department of Human Services, Denver, Matching or Cost Sharing assist and enhance national, State and CO; the Independent Adoption Center, Requirement: The grantee must provide community efforts to prevent, assess, Pleasant Hill, CA; the South Carolina at least 10 percent of the total approved identify and treat child abuse and Department of Social Services, cost of the project. The total approved neglect. Funds from section 101 of the Columbia, SC and the Texas Department cost is the sum of the Federal share and Abandoned Infants Assistance Act, as of Protective and Regulatory Services, the non-Federal share. Therefore, a amended, (42 U.S.C. 670 note) are to Austin, TX. project requesting $500,000 per budget establish a program of comprehensive Project Duration: The projects will be period must include a match of at least service demonstration projects to awarded for a project period of 36 $55,556 per budget period. The non- prevent the abandonment in hospitals of months. The initial grant award will be Federal share may be cash or in-kind infants and young children, particularly for a 12-month budget period. The contributions, although applicants are those exposed to a dangerous drug and award of continuation funding beyond encouraged to meet their match those with the human each 12-month budget period will be requirements through cash subject to the availability of funds, immunodeficiency virus or who have contributions. satisfactory progress on the part to the been perinatally exposed to the virus. Anticipated Number of Projects to be grantee, and a determination that The Child Welfare Training Program Funded: It is anticipated that 1 project continued funding would be in the best will be funded. funds support discretionary awards to interest of the government. public or other non-profit institutions of Federal Share of Project Costs: The 2000A.3 Innovations Increasing higher learning for special projects for maximum Federal share of the project is Adoptive Placements of Hispanic/Latino training personnel for work in the field $250,000 per budget year. Children of child welfare, including traineeships Matching Requirements: The Eligible Applicants: States, local with such stipends and allowances as applicant must provide at least 10 government entities, public or private percent of the total approved cost of the may be permitted by the Department of non-profit licensed child welfare or project. The total approved cost is the health and Human Services (DHHS). adoption agencies and adoption sum of the ACF share and non-Federal DATES: exchanges. The closing date for receipt of share. Therefore, a project requesting Project Duration: The projects will be applications is 4:30 P.M. EDT June 12, $250,000 of Federal funds must include awarded for a project period of 36 2000. a match of at least $27,778 (10 percent months. The initial grant award will be Note: Applications should be submitted to of the total project cost of $277,778). for a 12-month budget period. The the ACYF Operations Center at: 1815 N. Fort Cash or in-kind contributions may meet award of continuation funding beyond Myer Drive, Suite 300, Arlington, Virginia the non-Federal share, although each 12-month budget period will be 22209. However, prior to preparing and applicants are encouraged to meet their subject to the availability of funds, submitting an application, in order to match through cash contributions. If satisfactory progress on the part to the satisfactorily compete under this approved for funding, grantees will be grantee, and a determination that announcement it will be necessary for held accountable for the commitment of continued funding would be in the best potential applicants to read the full non-Federal resources and failure to interest of the government. announcement which is available through provide the required amount will result Federal Share of Project Costs: The the addresses listed below. in a disallowance of unmatched Federal maximum Federal share of the project is ADDRESSES: Applications, including all funds. Anticipated Number of Projects to be not to exceed $250,000 per 12-month necessary forms can be downloaded budget period. from the Children’s Bureau web site at Funded: It is anticipated that 5 projects will be funded. Matching or Cost Sharing www.acf.dhhs.gov/programs/cb. Hard Requirement: Grantees must provide at copies of the application may be 2000A.2 Operation of a National least 10 percent of the total cost of the obtained by writing or calling the Adoption Information Exchange System project. The total approved cost of the Operations Center (see phone number Eligible Applicants: Any national, project is the sum of the ACF share and and address below) or sending an email State, or local government entity, public the non-Federal share. Therefore, a to [email protected]. or private non-profit agency, project requesting $250,000 in Federal funds (based on an award of $250,000 FOR FURTHER INFORMATION CONTACT: organization or university with per budget period) must include a ACYF Operations Center at: 1815 N. demonstrated expertise in adoption and match of at least $27,778 (10 percent of Fort Myer Drive, Suite 300, Arlington, the ability to maintain a National Adoption Information Exchange System. the total project cost). The non-Federal Virginia 22209 or 1–800–351–2293. Project Duration: The operation of a share may be cash or in-kind National Adoption Information contributions, although applicants are

VerDate 202000 17:59 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00039 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 19906 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices encouraged to meet their match 2000A.5 Innovations To Increase cost is the sum of the ACYF share and requirements through cash Permanency Options for Children Using non-Federal share. A project requesting contributions. Kinship Care $300,000 per budget period must Anticipated Number of Projects to be Eligible Applicants: Eligibility is include a match of at least $33,333 per Funded: It is anticipated that up to ten limited to States, local social services budget period. The non-Federal share projects will be funded. agencies and federally recognized may be in cash or in-kind contributions, 2000A.4 Leadership Development: Indian Tribes and Indian Tribal although applicants are encouraged to Parent Support Groups Organizations. The Children’s Bureau meet their match requirements through encourages partnerships with private cash contributions. Eligible Applicants: Private non-profit Anticipated Number of Projects to be non-profit agencies, universities, and organizations or universities (including Funded: It is anticipated that five foundations. university affiliated programs) with projects will be funded. expertise in child welfare and the ability Project Duration: The projects will be to create and establish a network of awarded for a project period of 36 2000A.7 Collaborations Between Child parent support groups for (1) foster months. The initial grant award will be Welfare Agencies and Court Systems to parents (2) adoptive parents of children for a 12-month budget period. The Facilitate Timely Adoptions with developmental disabilities and/or award of continuation funding beyond Eligible Applicants: State and local special needs, and/or (3) relatives caring each 12-month budget period will be government or nonprofit organizations for kin in foster care. The Children’s subject to the availability of funds, engaged in adoption services or child Bureau anticipates making three awards, satisfactory progress on the part to the welfare activities, courts, and federally one to focus on each target group. That grantee, and a determination that recognized Indian Tribes and Indian is, one to develop a network for foster continued funding would be in the best Tribal Organizations. Current grantees parents; one to develop a network for interest of the government. receiving funds from the Children’s adoptive parents of children with Federal Share of Project Costs: The Bureau for collaborative efforts for this developmental disabilities and/or maximum Federal share of the project is purpose are not eligible. special needs; and one to develop a $300,000 per budget year. Project Duration: The projects will be network for relatives caring for kin in Matching or Cost Sharing awarded for a project period of 36 foster care, pending successful review. Requirement: The grantee must provide months. The initial grant award will be Eligible applicants must have the ability at least 10 percent of the total cost of the for a 12-month budget period. The to (1) provide (or broker the provision project. The total approved cost is the award of continuation funding beyond of) training and technical assistance for sum of the Federal share and the non- each 12-month budget period will be parent groups and (2) to solicit, review, budget period must include a match of subject to the availability of funds, and fund a limited number of mini- at least $33,000 per budget period. The satisfactory progress on the part to the grants directly to parent groups. non-Federal share may be in cash or in- grantee, and a determination that Project Duration: The projects will be kind contributions, although applicants continued funding would be in the best awarded for a project period of 36 are encouraged to meet their match interest of the government. months. The initial grant award will be requirements through cash Federal Share of Project Costs: The for a 12-month budget period. The contributions. maximum Federal share of the project is award of continuation funding beyond Anticipated Number of Project to be $200,000 per budget year. each 12-month budget period will be Funded: It is anticipated that 5 projects Matching or Cost Sharing subject to the availability of funds, will be funded. Requirement: The grantee must provide satisfactory progress on the part to the 2000A.6 Knowledge Development for at least 10 percent of the total cost of the grantee, and a determination that Concurrent Planning project. The total approved cost is the continued funding would be in the best sum of the ACF share and the non- interest of the government.] Eligible Applicants: State or local Federal share. Therefore, a project Federal Share of Project Costs: The governments alone or in collaboration requesting $200,000 in Federal funds maximum Federal share of the project is with Federally recognized tribes and (based on an award of $200,000 per $300,000 per budget year per grantee. tribal organizations or with private non- budget period) must include a match of Matching or Cost Sharing profit licensed child placement or at least $22,222 (10 percent of the total Requirement: The grantee must provide adoption agencies with expertise in project cost). The non-Federal share at least 10 percent of the total cost of the permanency planning. may be cash or in-kind contributions, project. The total approved cost is the Project Duration: The projects will be although applicants are encouraged to sum of the Federal share and the non- awarded for a project period of 36 meet their match requirements through Federal share. A project requesting months. The initial grant award will be cash contributions. $300,000 per budget period must for a 12-month budget period. The Anticipated Number of Projects to be include a match of at least $33,333 per award of continuation funding beyond Funded: It is anticipated that up to 10 budget period. The non-Federal share each 12-month budget period will be projects will be funded. may be in cash or in-kind contributions, subject to the availability of funds, although applicants are encouraged to satisfactory progress on the part to the 2000A.8 Innovative Approaches To meet their match requirement through grantee, and a determination that Expediting Permanence and cash contributions. continued funding would be in the best Implementing ASFA Anticipated Number of Projects to be interest of the government. Eligible Applicants: States and local Funded: It is anticipated that three Federal Share of Project Cost: The government entities, public or private projects will be funded—one for each maximum Federal share of the project is non-profit licensed child welfare or target population ((1) foster parents, or $300,000 per budget year. adoption agencies, local social services (2) adoptive parents of children with Matching or Cost Sharing agencies and Federally recognized developmental disabilities and/or Requirement: The grantee must provide Indian Tribes and Indian Tribal special needs, or (3) relatives caring for at least 10 percent of the total approved Organizations. The Children’s Bureau kin in foster care). cost of the project. The total approved encourages partnerships with private

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The award of and $25,000 for the faculty candidate. 2000B.2 National Data Archive for continuation funding beyond each 12- Matching Requirement: There is no Child Abuse and Neglect month budget period will be subject to matching requirement. the availability of funds, satisfactory Eligible Applicants: Public or private Anticipated Number of Projects to be progress on the part to the grantee, and nonprofit agencies, organizations, and Funded: It is anticipated that up to five a determination that continued funding institutions of higher learning. sites will be funded. would be in the best interest of the Project Duration: The projects will be government. awarded for a project period of 60 2000B.4 Pilot Test Sites for a Child Federal Share of Project Costs: The months. The initial grant award will be Abuse and Neglect Research Data maximum Federal share of the project is for a 12-month budget period. The Collection Instrument $300,000 per budget year. award of continuation funding beyond Eligible Applicants: Public or private Matching or Cost Sharing each 12-month budget period will be nonprofit agencies, organizations, and Requirement: The grantee must provide subject to availability of funds, institutions of higher learning, alone or at least 10 percent of the total cost of the satisfactory progress on the part to the in partnerships. If partnerships are project. The total approved cost is the grantee, and a determination that created, one agency must be identified sum of the ACYF share and non-Federal continued funding would be in the best as the applicant organization and will share. A project requesting $300,000 per interest of the government. have legal responsibility for the grant. budget period must include a match of Federal Share of Project Costs: The Project Duration: The length of the at least $33,333 per budget period. The maximum Federal share of the project is project must not exceed 17 months. non-Federal share may be cash or in- not to exceed $500,000 per 12-month kind contributions, although applicants Federal Share of Project Costs: The budget period. are encouraged to meet their match maximum Federal share of each site is requirements through cash Matching Requirements: There is no $50,000. contributions. matching requirement Matching Requirements: There is no Anticipated Number of Projects to be Anticipated Number of Projects to be matching requirement. Funded: It is anticipated that up to ten Funded: It is anticipated that one Anticipated Number of Projects to be projects will be funded. project will be funded. Funded: It is anticipated that up to five sites will be funded. 2000B: Child Abuse and Neglect 2000B.3 University-Based Doctoral Discretionary Activities Candidates in Human Services, Medical, 2000B.5 National Network of Mutual or Law Student and Faculty Fellowships Support/Self-Help Programs in 2000B.1 Consortium for Longitudinal for Investigator-Initiated Research in Partnership With Communities Studies of Child Maltreatment Projects Child Abuse and Neglect (LONGSCAN) Eligible Applicants: Public or private Eligible Applicants: Institutions of nonprofit agencies or organizations who Eligible Applicants: Eligibility is higher learning, including law schools have the capacity to operate a national limited to current grantee and and medical schools, teaching hospitals organization as well as assist in the subgrantee members of the Consortium on behalf of qualified doctoral creation of local support groups. for Longitudinal Studies: The University candidates in human service Project Duration: The projects will be of North Carolina, Chapel Hill; San disciplines, law students, medical awarded for a project period of 48 Diego State University Foundation, San students, residents (medical, surgical, months. The initial grant award will be Diego; the Juvenile Protective for a 12-month budget period. The Association, Chicago; the Department of pediatric, or others), house officers Social and Health Services, Olympia, (medical), or fellows (medical) enrolled award of continuation funding beyond Washington; and the University of in the institution and faculty employed each 12-month budget period will be Maryland at Baltimore. by the institution. To be eligible to subject to the availability of funds, Project Duration: The projects will be administer such a grant, the institution satisfactory progress on the part to the awarded for a project period of 60 must be fully accredited by one of the grantee, and a determination that months. The initial grant award will be regional institutional accrediting continued funding would be in the best for a 12-month budget period. The commissions recognized by the U.S. interest of the government. award of continuation funding beyond Secretary of Education and the Council Federal Share of Project Costs: The each 12-month budget period will be on Post-Secretary Accreditation, or, as maximum Federal share of the project is subject to the availability of funds, appropriate, the Association for $500,000 per budget year. satisfactory progress on the part to the American Law Schools or the American Matching or Cost Sharing grantee, and a determination that Bar Association; the Accreditation Requirement: The grantee must provide continued funding would be in the best Council for Graduate Medical at least 10% of the total cost of the interest of the government. Education, American Association of project. The total approved cost is the Federal Share of Project Costs: The Medical Colleges, or the Liaison sum of the Federal share and the non- maximum Federal share of each of the Committee for Medical Education, as Federal share. A project requesting five Satellite Sites is not to exceed applicable. While an individual is $500,000 per budget period must $250,000 per 12-month budget period. considered to be the beneficiary of the include a match of at least $55,555 per The maximum Federal share of the grant support, awards will be made only budget period. The non-federal share coordinating center is not to exceed to eligible institutions on behalf of their may be in cash or in-kind contributions, $500,000 per 12-month budget period. qualified candidates. although applicants are encouraged to Matching Requirements: There is no Project Duration: The length of the meet their match requirement through matching requirement. projects may not exceed 17 months. cash contributions.

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Anticipated Number of Projects to be satisfactory progress on the part to the contributions. Because this is a training Funded: It is anticipated that one grantee, and a determination that grant, indirect costs for their projects project will be funded. continued funding would be in the best shall not exceed 8 percent. Funds from interest of the government. this grant cannot be used to match title 2000C: Child Welfare Training Federal Share of Project Costs: The Discretionary Grants IV–E training funds. If approved for maximum Federal share of the project is funding, grantees will be held 2000C.1 Training of Child Welfare $200,000. accountable for the commitment of non- Practitioners To Work Effectively With Matching or Cost Sharing Federal resources and failure to provide Requirement: The grantee must provide Youth Transitioning Out of Foster Care the required amount will result in a at least 25 percent of the total approved Through the Federal Independent disallowable of unmatched Federal cost of the project. The total approved Living Program funds. Eligible Applicants: Public or non- cost is the sum of the Federal share and the non-Federal share. Therefore, a Anticipated Number of Projects to be profit institutions of higher education Funded: It is anticipated that a total of with accredited social work education project requesting $200,000 per budget period must include a match of at least approximately five projects will be programs, or other accredited bachelor funded. or graduate level programs leading to a $66,667 per budget period. The non- degree relevant to work in child welfare. Federal share may be cash or in-kind 2000C.4 Professional Education for Project Duration: The projects will be contributions, although applicants are Current and Prospective Public Child awarded for a project period of 36 encouraged to meet their match Welfare months. The initial grant award will be requirements through cash for a 12-month budget period. The contributions. Because this is a training Practitioners Leading to Bachelor of award of continuation funding beyond grant, indirect costs for these projects Social Work (BSW) Degrees each 12-month budget period will be shall not exceed 8 percent. Funds from Eligible Applicants: Public or non- subject to the availability of funds, this grant cannot be used to match the profit institutions of higher education satisfactory progress on the part to the title IV–E training funds. If approved for grantee, and a determination that funding, grantees will be held with accredited social work education continued funding would be in the best accountable for the commitment of non- programs. interest of the government. Federal resources and failure to provide Project Duration: The projects will be Federal Share of Project Costs: The the required amount will result in a awarded for a project period of 36 maximum Federal share of the project is disallowance of unmatched Federal months. The initial grant award will be $200,000 per budget year. funds. for a 12-month budget period. The Matching or Cost Sharing Anticipated Number of Projects to be award of continuation funding beyond Requirement: The grantee must provide Funded: It is anticipated that up to ten each 12-month budget period will be at least 25 percent of the total approved projects will be funded. subject to the availability of funds, cost of the project. The total approved 2000C.3 Training of Child Welfare satisfactory progress on the part to the cost is the sum of the Federal share and grantee, and a determination that the non-Federal share. Therefore, a Agency Supervisors Eligible Applicants: Public or non- continued funding would be in the best project requesting $200,000 per budget interest of the government. period must include a match of at least profit institutions of higher education $66,667 per budget period. The non- with accredited social work education Federal Share of Project Costs: The Federal share may be cash or in-kind programs, or other accredited bachelor maximum Federal share is not to exceed contributions, although applicants are or graduate level programs leading to a $75,000 for the 12-month budget period. encouraged to meet their match degree relevant to work in child welfare. A traineeship must not exceed $7,500 requirements through cash Project Duration: The projects will be per student per budget year. A contributions. Because this is a training awarded for a project period of 36 minimum of three-fourths of the total grant, indirect costs for these projects months. The initial grant award will be project funds must be used for shall not exceed 8 percent. Funds from for a 12-month budget period. The traineeships. The subsequent year this grant cannot be used to match title award of continuation funding beyond funding of the project will depend on IV–E training funds. each 12-month budget period will be the availability of funds. Anticipated Number of Projects to be subject to the availability of funds, Matching or Cost Sharing Funded: It is anticipated that satisfactory progress on the part of the Requirement: No matching funds are grantee, and a determination that approximately ten projects will be required for the portion of the budget continued funding would be in the best funded. which pays for traineeships. However, interest of the government. 2000C.2 Training for Managers and Federal Share of Project Costs: The grantees must provide at least 25 Supervisors To Enhance Their maximum Federal share is not to exceed percent of the total cost of grant Capability To Understand and To $200,000 per 12-month budget period. activities other than traineeships. The Implement the Adoption and Safe Matching or Cost Sharing total approved cost of these activities is Families Act of 1997 Requirement: The grantee must provide the sum of the ACYF share and the non- Eligible Applicants: Public or non- at least 25 percent of the total approved Federal share. The non-Federal share profit institutions of higher education cost of the project. The total approved may be met by cash or in-kind with accredited social work education cost is the sum of the Federal share and contributions, although applicants are programs, or other accredited bachelor the non-Federal share. Therefore, a encouraged to meet their match or graduate level programs leading to a project requesting $200,000 per budget requirements through a cash degree relevant to work in child welfare. period must include a match of at least contribution. Therefore, a project Project Duration: The length of the $66,667 per budget period. The non- requesting $18,750 in Federal funds for project may not exceed 36 months. The Federal share may be case or in-kind non-traineeship activities over the 12 award of continuation funding beyond contributions, although applicants are month time span of the budget (based each 12-month budget period will be encouraged to meet their match on $56,250 traineeship activities per subject to the availability of funds, requirements through cash budget period) must include a match of

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The award of Funds from this grant cannot be used to in which there currently does not exist continuation funding beyond each 12- match title IV–E training funds. a program funded under the month budget period will be subject to Anticipated Number of Projects to be Abandonment Infants Assistance the availability of funds, satisfactory Funded: It is anticipated that Program (call the National Abandoned progress on the part to the grantee, and approximately ten projects will be Infants Assistance Resource Center at a determination that continued funding funded. 510–643–8390 for a list of current would be in the best interest of the 2000D: Abandoned Infants Program programs); (2) applicants who have government. Federal Share of Project Costs: Grants Service Demonstration Projects previously received funding under the Abandoned Infants Assistance Program amounts will not exceed $100,000 per 2000D.1 Previous Service but are not currently grantees; and (3) budget year for each of the four years. Demonstration Projects applicants that are currently funded by The dollar amount requested must be Eligible Applicants: Comprehensive the Abandoned Infants Assistance fully justified and documented. service demonstration projects initially Program but are establishing a program Matching Requirement: Grantees must funded in FY 1996. Current grantees in a separate locality serving a different provide at least 10 percent of the total applying under this priority area should target population, e.g., an agency approved cost of the project. The total be advised that this is a competitive establishing a program in a different city approved cost of the project is the sum funding process and that applications or establishing a second program in a of the federal share and the non-Federal approved for funding will be given a city with a population over 1,000,000. share. The non-Federal share may be new grant number. Existing award Project Duration: The projects will be met by cash or in-kind contributions, activities cannot overlap with the new awarded for a project period of 48 although applicants are encouraged to grant’s project period and funds from months. The initial grant award will be meet their match requirements through the currently existing grants cannot be for a 12-month budget period. The cash contributions. Therefore, a project expended for new grant activities. award of continuation funding beyond requesting a total of $400,000 in Federal Project Duration: The projects will be each 12-month budget period will be funds for all four project years (based on awarded for a project period of 48 subject to the availability of funds, an award of $100,000 per budget year), months. The initial grant award will be satisfactory progress on the part to the must include a match of at least $44,444 for a 12-month budget period. The grantee, and a determination that (10 percent of total approved project award of continuation funding beyond continued funding would be in the best costs, i.e., $11,111 per budget period). each 12-month budget period will be interest of the government. Anticipated Number of Projects to be Funded: It is anticipated that three subject to the availability of funds, Federal Share of Project Costs: Grant projects will be funded. satisfactory progress on the part of the amounts will vary and range up to grantee, and a determination that $450,000 per budget year for each of the 2000D.4 Recreational Services for continued funding would be in the best four years. Children Affected by HIV/AIDS interest of the government. Matching Requirement: The grantees Eligible Applicants: Public agencies Federal Share Of Project Costs: Grant must provide at least 10 percent of the amounts will vary and range up to and private, non-profit organizations total approved cost of the project. The $450,000 per budget year for each of the and institutions of higher education are total approved cost of the project is the four years. eligible to apply. Matching Requirement: The grantee sum of the ACF share and the non- Project Duration: The projects will be must provide at least 10 percent of the Federal share. The non-Federal share awarded for a project period of 48 total approved cost of the project. The may be met by cash or in-kind months. The initial grant award will be total approved cost of the project is the contributions, although applicants are for a 12-month budget period. The sum of the federal share and the non- encouraged to meet their match award of continuation funding beyond Federal share. The non-Federal share requirements through cash each 12-month budget period will be may be met by cash or in-kind contributions. Therefore, a project subject to the availability of funds, contributions, although applicants are requesting a total of $1,800,000 in satisfactory progress on the part to the encouraged to meet their match Federal funds for all four project years grantee, and a determination that requirements through cash (based on an award of $450,000 per continued funding would be in the best contributions. Therefore, a project budget year), must include a match of at interest of the government. requesting a total of $1,800,000 in least $200,000 (10 percent of total Federal Share of Project Costs: Grant Federal funds for all four project years approved project costs, i.e., $50,000 per amounts will vary from $50,000 to (based on an award of $450,000 per budget period). $100,000 per budget year for each of the budget year), must include a match of at Anticipated Number Of Projects to be four years. The dollar amount requested least $200,000 (10 percent of total Funded: It is anticipated that three to must be fully justified and documented. approved project costs, i.e., $50,000 per six projects will be funded. Matching Requirement: Grantees must provide at least 10 percent of the total budget period). 2000D.3 Family Support Services for approved cost of the project. The total Anticipated Number of Projects to be Grandparents and Other Relatives approved cost of the project is the sum Funded: It is anticipated that three to Providing Care for Children and of the federal share and the non-Federal six projects will be funded under this Substance Abusing and HIV-Positive share. The non-Federal share may be priority area. Women met by cash or in-kind contributions, 2000D.2 New Start Comprehensive Eligible Applicants: Public agencies although applicants are encouraged to Service Demonstration Projects and private, non-profit organizations meet their matching requirements Eligible Applicants: Any State, local and institutions of higher education are through cash contributions. Therefore, a public or nonprofit agency or eligible to apply. project requesting a total of $400,000 in

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Federal funds for all four project years they intend to use in implementing York, Ohio, Oklahoma, Oregon, Palau, (based on an award of $100,000 per proposed projects. The approach Pennsylvania, South Dakota, Tennessee, budget year), must include a match of at sections will be expected to include, as Vermont, Virginia, Washington, and least $44,444 (10 percent of total appropriate, information on barriers to American Samoa have elected to approved project costs, i.e., $11,111 per implementation and proposed solutions participate in the Executive Order budget period). to those barriers; necessary process and have established Single Anticipated Number of Projects to be collaborations with other organizations Points of Contact (SPOCs). Applicants Funded: It is anticipated that two to and agencies and their respective roles; from these twenty-three jurisdictions three projects will be funded. evaluation plans; reporting need take no action regarding E.O. requirements; and staffing plans. 12372. Applicants for projects to be Evaluation Criteria Applicants must refer to the specific administered by Federally-recognized Reviewers will consider the following evaluation criteria for each priority area Indian Tribes are also exempt from the factors when scoring applications. contained in the full Program requirements of E.O. 12372. Applicants However, in order to adequately prepare Announcement in order to adequately to the Adoption Opportunities program their applications, applicants must refer prepare their applications. The points are also exempt from the requirements to the full program announcement for awarded for this criterion vary, of E.O. 12372. Otherwise, applicants the specific evaluation criteria for each depending on the specific priority area. should contact their SPOCs as soon as priority area. The points awarded for possible to alert them of the prospective Criterion 4: Organization Profile each criterion vary, depending on the applications and receive any necessary specific priority area. Applicants will be judged on the instructions. Applicants must submit experience and demonstrated Criterion 1: Objectives and Need for any required material to the SPOCs as competence of staff who are proposed to soon as possible so that the program Assistance implement the project and, as office can obtain and review SPOC Applications will be judged on the appropriate, the experience of the comments as part of the award process. extent to which they clearly specify the organization in implementing related It is imperative that the applicant purposes and/or strategies of the projects. Applicants must refer to the submit all required materials, if any, to proposed project and their relationship specific evaluation criteria for each the SPOC and indicate the date of this to legislative authority and child welfare priority area contained in the full submittal (or the date of contact if no outcomes, as appropriate; the quality of Program Announcement in order to submittal is required) on the Standard their statement regarding the need for adequately prepare their applications. Form 424, item 16a. the project; and evidence that the The points awarded for this criterion Under 45 CFR 100.8(a)(2), a SPOC has applicant understands current issues vary, depending on the specific priority 60 days from the application deadline to and recent developments in the field area. comment on proposed new or that may have relevance to the competing continuation awards. implementation of the project. Criterion 5: Budget and Budget SPOCs are encouraged to eliminate Applicants must refer to the specific Justification the submission of routine endorsements evaluation criteria for each priority area Applicants will be judged on the as official recommendations. contained in the full Program adequacy, reasonableness, and Additionally, SPOCs are requested to Announcement in order to adequately completeness of their budget requests to clearly differentiate between mere prepare their applications. The points support their proposed projects, advisory comments and those official awarded for this criterion vary, including their management plans to State process recommendations which depending on the specific priority area. control and account for expenditure of may trigger the accommodate or explain project funds. Applicants must refer to rule. A list of the Single Points of Criterion 2: Results or Benefits Expected the specific evaluation criteria for each Contact for each State and Territory can Applications will be judged on the priority area contained in the full be found on the web site http:// extent to which they define both interim Program Announcement in order to www.dhhs.gov/progorg/grantsnet/laws- and final results and benefits that they adequately prepare their applications. reg/spoq0695.htm. will seek to achieve through The points awarded for this criterion Dated: April 7, 2000. implementation of their proposed vary, depending on the specific priority Patricia Montoya, projects, how these results/benefits will area. Commissioner, Administration on Children, contribute to the overall improvement of Required Notification of the Single Youth and Families. the field, and, where appropriate, the [FR Doc. 00–9150 Filed 4–12–00; 8:45 am] innovative aspects of the proposed Point of Contact BILLING CODE 4184±01±M project. Applicants are encouraged to Most portions of this program are define clear, objective measures by covered under Executive Order 12372, which their results/benefits will be Intergovernmental Review of Federal DEPARTMENT OF HEALTH AND determined. Applicants must refer to Programs, and 45 CFR part 100, HUMAN SERVICES the specific evaluation criteria for each Intergovernmental Review of priority area contained in the full Department of Health and Human Food and Drug Administration Program Announcement in order to Services Program and Activities. Under [Docket No. 00N±1224] adequately prepare their applications. the Order, States may design their own The points awarded for this criterion process for reviewing and commenting Agency Information Collection vary, depending on the specific priority on proposed Federal assistance under Activities: Proposed Collection; area. covered programs. Comment Request; Guidance for All States and Territories except Criterion 3: Approach Industry: Submitting and Reviewing Alabama, Alaska, Colorado, Complete Responses to Clinical Holds Applicants will be judged on the Connecticut, Hawaii, Idaho, Kansas, clarity, feasibility, and thoroughness of Louisiana, Massachusetts, Minnesota, AGENCY: Food and Drug Administration, their description of the approach that Montana, Nebraska, New Jersey, New HHS.

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ACTION: Notice. before submitting the collection to OMB notice of availability of a guidance that for approval. To comply with this described how applicants should submit SUMMARY: The Food and Drug requirement, FDA is publishing notice responses to clinical holds so that they Administration (FDA) is announcing an of the proposed collection of may be identified as complete responses opportunity for public comment on the information listed below. and the agency can track the time to proposed collection of certain With respect to the following respond. FDA is now issuing a revised information by the agency. Under the collection of information, FDA invites guidance. Paperwork Reduction Act of 1995 (the comments on: (1) Whether the proposed PRA), Federal agencies are required to The revised guidance states that FDA collection of information is necessary will respond in writing within 30- publish notice in the Federal Register for the proper performance of FDA’s concerning each proposed collection of calendar days of receipt of a sponsor’s functions, including whether the request to release a clinical hold and a information, and to allow 60 days for information will have practical utility; public comment in response to the complete response to the issue(s) that (2) the accuracy of FDA’s estimate of the notice. This notice solicits comments on led to the clinical hold. An applicant’s burden of the proposed collection of the collection of information contained complete response to an IND clinical information, including the validity of in a guidance for industry entitled hold is a response in which all clinical the methodology and assumptions used; ‘‘Submitting and Reviewing Complete hold issues identified in the clinical (3) ways to enhance the quality, utility, Responses to Clinical Holds.’’ The hold letter have been addressed. and clarity of the information to be guidance describes how to submit a The guidance requests that applicants collected; and (4) ways to minimize the complete response if an investigational type in large, bold letters at the top of burden of the collection of information new drug (IND) application is placed on the cover letter of the complete response on respondents, including through the clinical hold by FDA. ‘‘Clinical Hold Complete Response’’ to use of automated collection techniques, DATES: Submit written comments on the expedite review of the response. The when appropriate, and other forms of guidance also requests that applicants collection of information by June 12, information technology. 2000. submit the complete response letter in triplicate to the IND, and that they fax ADDRESSES: Submit written comments Guidance for Industry: ‘‘Submitting and a copy of the cover letter to FDA’s on the collection of information to the Reviewing Complete Responses to contact listed in the clinical hold letter Dockets Management Branch (HFA– Clinical Holds’’ who is responsible for the IND. The 305), Food and Drug Administration, On November 21, 1997, the President guidance requests more than an original 5630 Fishers Lane, rm. 1061, Rockville, signed into law the Food and Drug and two copies of the cover letter in MD 20852. All comments should be Administration Modernization Act (the order to ensure that the submission is identified with the docket number Modernization Act) (Public Law 105– received and handled in a timely found in brackets in the heading of this 115). Section 117 of the Modernization manner. document. Act provides that a written request to FOR FURTHER INFORMATION CONTACT: FDA from the applicant of an Based on data concerning the number Karen L. Nelson, Office of Information investigation that a clinical hold be of complete responses to clinical holds Resources Management (HFA–250), removed shall receive a decision in received by the Center for Drug Food and Drug Administration, 5600 writing, specifying the reasons for that Evaluation and Research (CDER) from Fishers Lane, Rockville, MD 20857, decision, within 30 days after receipt of July 1, 1998, to June 30, 1999, CDER 301–827–1482. such request. A clinical hold is an order estimates that approximately 48 responses are submitted annually from SUPPLEMENTARY INFORMATION: Under the issued by FDA to the applicant to delay PRA (44 U.S.C. 3501–3520), Federal a proposed clinical investigation or to approximately 43 applicants, and that it agencies must obtain approval from the suspend an ongoing investigation for a takes approximately 284 hours to Office of Management and Budget drug or biologic. An applicant may prepare and submit to CDER each (OMB) for each collection of respond to a clinical hold. response. information they conduct or sponsor. Under section 505(i)(3)(C) of the Based on data concerning the number ‘‘Collection of information’’ is defined Federal Food, Drug, and Cosmetic Act, of complete responses to clinical holds in 44 U.S.C. 3502(3) and 5 CFR any written request to FDA from the received by the Center for Biologics 1320.3(c) and includes agency requests sponsor of an investigation that a Evaluation and Research (CBER) in or requirements that members of the clinical hold be removed must receive a fiscal year 1999, CBER estimates that public submit reports, keep records, or decision, in writing and specifying the approximately 134 responses are provide information to a third party. reasons, within 30 days after receipt of submitted annually from approximately Section 3506(c)(2)(A) of the PRA (44 the request. The request must include 110 applicants, and that it takes U.S.C. 3506(c)(2)(A)) requires Federal sufficient information to support the approximately 284 hours to prepare and agencies to provide a 60-day notice in removal of the clinical hold. submit to CBER each response. the Federal Register concerning each In the Federal Register of May 14, FDA estimates the burden of this proposed collection of information, 1998 (63 FR 26809), FDA published a collection of information as follows:

TABLE 1.ÐESTIMATED ANNUAL REPORTING BURDEN 1

No. of No. of Total Annual Hours per Complete Responses to Clinical Holds Respondents Responses per Total Hours Respondent Responses Response

CDER 43 1 48 284 13,632 CBER 110 1 134 284 38,056 Total 51,688 1 There are no capital cost or operating and maintenance costs associated with this collection of information.

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Dated: April 7, 2000. or requirements that members of the devices, and allow investigators the William K. Hubbard, public submit reports, keep records, or maximum freedom possible, without Senior Associate Commissioner for Policy, provide information to a third party. jeopardizing the health and safety of the Planning, and Legislation. Section 3506(c)(2)(A) of the PRA (44 public or violating ethical standards. [FR Doc. 00–9128 Filed 4–12–00; 8:45 am] U.S.C. 3506(c)(2)(A)) requires Federal To do this, the regulation provides for BILLING CODE 4160±01±F agencies to provide a 60-day notice in different levels of regulatory control the Federal Register concerning each depending on the level of potential risk proposed collection of information, the investigational device presents to DEPARTMENT OF HEALTH AND including each proposed extension of an human subjects. Investigations of HUMAN SERVICES existing collection of information, significant risk devices, ones that before submitting the collection to OMB present a potential for serious harm to Food and Drug Administration for approval. To comply with this the rights, safety, or welfare of human [Docket No. 00N±1226] requirement, FDA is publishing notice subjects, are subject to the full of the proposed collection of requirements of the IDE regulation. Agency Information Collection information set forth in this document. Nonsignificant risk device investigations, ones that do not present Activities; Proposed Collection; With respect to the following a potential for serious harm, are subject Comment Request; Investigational collection of information, FDA invites to the reduced burden of the abbreviated Device Exemptions, Reports, and comments on: (1) Whether the proposed Records requirements. collection of information is necessary The regulation also includes AGENCY: Food and Drug Administration, for the proper performance of FDA’s provisions for treatment IDE’s. The HHS. functions, including whether the purpose of these provisions is to information will have practical utility; ACTION: Notice. facilitate the availability, as early in the (2) the accuracy of FDA’s estimate of the device development process as possible, SUMMARY: The Food and Drug burden of the proposed collection of of promising new devices to patients Administration (FDA) is announcing an information, including the validity of with life-threatening or serious opportunity for public comment on the the methodology and assumptions used; conditions for which no comparable or proposed collection of certain (3) ways to enhance the quality, utility, satisfactory alternative therapy is information by the agency. Under the and clarity of the information to be available. Paperwork Reduction Act of 1995 (the collected; and (4) ways to minimize the Section 812.10 allows the sponsor of PRA), Federal agencies are required to burden of the collection of information the IDE to request a waiver to all of the publish notice in the Federal Register on respondents, including through the requirements of part 812. This concerning each proposed collection of use of automated collection techniques, information is needed for FDA to information, including each proposed when appropriate, and other forms of determine if waiver of the requirements extension of an existing information information technology. of part 812 will impact the public’s collection, and to allow 60 days for Investigational Device Exemptions, health and safety. public comment in response to the Reports, and Records—21 CFR Part 812 Sections 812.20, 812.25, and 812.27, notice. This notice solicits comments on (OMB Control No. 0910–0078)— consist of the information necessary to information collection requirements for Extension file an IDE application with FDA. The investigational device exemptions submission of an IDE application to (IDE’s). Section 520(g) of the Federal Food, FDA is required only for significant risk Drug, and Cosmetic Act (the act) (21 DATES: Submit written comments on the device investigations. Section 812.20 U.S.C. 360j(g)) establishes the statutory collection of information by June 12, lists the data requirements for the authority to collect information 2000. original IDE application; § 812.25 lists regarding investigational devices, and the contents of the investigational plan; ADDRESSES: Submit written comments establishes rules under which new and § 812.27 lists the data relating to on the collection of information to the medical devices may be tested using previous investigations or testing. The Dockets Management Branch (HFA– human subjects in a clinical setting. The information in this original IDE 305), Food and Drug Administration, FDA Modernization Act of 1997 added application is evaluated by the Center 5630 Fishers Lane, rm. 1061, Rockville, section 520(g)(6) to the act and for Devices and Radiological Health to MD 20852. All comments should be permitted changes to be made to either determine whether the proposed identified with the docket number the investigational device or to the investigation will reasonably protect the found in brackets in the heading of this clinical protocol without FDA approval public health and safety, and for FDA to document. of an IDE supplement. make a determination to approve the FOR FURTHER INFORMATION CONTACT: An IDE allows a device, which would IDE. Peggy Schlosburg, Office of Information otherwise be subject to provisions of the Once FDA approves an IDE Resources Management (HFA–250), act, such as premarket notification or application, a sponsor must submit Food and Drug Administration, 5600 premarket approval, to be used in certain requests and reports. Under Fishers Lane, Rockville, MD 20857, investigations involving human subjects § 812.35, a sponsor who wishes to make 301–827–1223. in which the safety and effectiveness of a change in the investigation which SUPPLEMENTARY INFORMATION: Under the the device is being studied. The purpose affects the scientific soundness of the PRA (44 U.S.C. 3501–3520), Federal of part 812 (21 CFR part 812) is to study or the rights, safety, or welfare of agencies must obtain approval from the encourage, to the extent consistent with the subjects is required to submit a Office of Management and Budget the protection of public health and request for the change to FDA. Under (OMB) for each collection of safety and with ethical standards, the § 812.150, a sponsor is required to information they conduct or sponsor. discovery and development of useful submit reports to FDA. These requests ‘‘Collection of information’’ is defined devices intended for human use. The and reports are submitted to FDA as in 44 U.S.C. 3502(3) and 5 CFR IDE regulation is designed to encourage supplemental applications. This 1320.3(c) and includes agency requests the development of useful medical information is needed for FDA to ensure

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00046 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19913 protection of human subjects and to investigators and sponsors. FDA information; and, for a nonsignificant allow review of the study’s progress. requires this information for tracking risk device study, an explanation of the Section 812.36(c) identifies the and oversight purposes. Investigators nonsignificant risk determination, information necessary to file a treatment are required to maintain records, records on device name and intended IDE application. FDA uses this including correspondence and reports use, study objectives, investigator information to determine if wider concerning the study; records of receipt, information, institutional review board distribution of the device is in the use, or disposition of devices; records of (IRB) information, and a statement on interests of the public health. Section each subject’s case history and exposure the extent that good manufacturing 812.36(f) identifies the reports required to the device; informed consent practices will be followed. to allow FDA to monitor the size and documentation; study protocol and The most likely respondents to this scope of the treatment IDE, to assess the documentation of any deviation from information collection will primarily be sponsor’s due diligence in obtaining the protocol. Sponsors are required to medical device manufacturers, marketing clearance of the device and to maintain records, including investigators, hospitals, health ensure the integrity of the controlled correspondence and reports concerning maintenance organizations, and clinical trials. the study; records of shipment and businesses. Section 812.140 lists the disposition; signed investigator FDA estimates the burden of this recordkeeping requirements for agreements; adverse device effects collection of information as follows:

TABLE 1.ÐESTIMATED ANNUAL REPORTING BURDEN 1

Annual Fre- 21 CFR Section No. of Re- quency per Re- Total Annual Hours per Re- Total Hours spondents sponse Responses sponse

812.10 1 1 1 1 1 812.20, 812.25, and 812.27 600 0.5 300 80 24,000 812.35 and 812.150 (Significant) 600 7 4,200 6 25,200 812.150 (Nonsignificant) 600 0.017 10 6 60 812.36(c) 6 1 6 120 720 812.36(f) 6 2 12 20 240 Total 50,221 1 There are no capital costs or operating and maintenance costs associated with this collection of information.

TABLE 2.ÐESTIMATED ANNUAL RECORDKEEPING BURDEN 1

Annual Fre- 21 CFR Section No. of Record- quency per Total Annual Hours per Total Hours keepers Recordkeeping Records Record

812.140 600 0.5 300 10 3,000 Original Supplemental 600 7 4,200 1 4,200 Nonsignificant 600 1 600 6 3,600 Total 10,800 1 There are no capital costs or operating and maintenance costs associated with this collection of information.

I. Reporting supplement to be approximately 6 be 720 hours. FDA also estimates that it hours. will take approximately 20 hours to Section 812.10 estimates are based on The reporting burden for prepare a semiannual report, resulting the fact that FDA has received very few, nonsignificant risk device studies in a total annual burden of 240 hours for if any, waiver requests in the past, and (§ 812.150) is negligible. Nonsignificant annual reports. estimates that very few will be risk device studies are not reported to II. Recordkeeping submitted in the future. Therefore, FDA FDA unless a problem is reported such estimates a minimal burden to account as an unanticipated adverse device Section 812.40 estimates are based on for waiver requests. reaction, failure to obtain informed conversations with manufacturers, Sections 812.20, 812.25, and 812.27 consent, withdrawal of IRB approval, or industry trade association groups, and estimates are based on the average of a recall of a device. In the past, an businesses over the last 3 years. For IDE’s submitted from fiscal years 1995 average of 10 incidences or less significant risk device investigations, through 1999. FDA estimates the annual annually have been reported to FDA. FDA has estimated that the reporting burden for one IDE original Section 812.36(c) and (f) estimates are recordkeeping burden for preparing an application to be approximately 80 based on FDA’s experience with the original IDE submission averages 10 hours, and the annual reporting burden treatment use of drugs and knowledge of hours for each original IDE submission. for one IDE supplement to be the types of devices that may meet the Similarly, through the same approximately 6 hours. treatment use criteria. FDA estimates conversations mentioned above, FDA Sections 812.35 and 812.150 estimates that an average of six treatment use has estimated recordkeeping for each are based on the average of IDE applications will be submitted each supplement requires 1 hour. The supplements submitted from fiscal years year. FDA estimates that it will take recordkeeping burden for nonsignificant 1995 through 1999 for significant risk approximately 120 hours to prepare a risk device investigations is difficult to device studies. FDA estimates the treatment IDE and the total annual estimate because nonsignificant risk annual reporting burden for one IDE burden for preparing applications will device investigations are not required to

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00047 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19914 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices be submitted to FDA. The IDE staff Dated: April 7, 2000. DEPARTMENT OF HEALTH AND estimates that the number of William K. Hubbard, HUMAN SERVICES recordkeepers for nonsignificant risk Senior Associate Commissioner for Policy, device investigations is equal to the Planning, and Legislation. Food and Drug Administration number for active significant risk device [FR Doc. 00–9127 Filed 4–12–00; 8:45 am] [Docket No. 99N±4069] investigations. The recordkeeping BILLING CODE 4160±01±F burden, however, is reduced for Agency Information Collection nonsignificant risk device studies. It is Activities; Announcement of OMB estimated that 600 recordkeepers will DEPARTMENT OF HEALTH AND Approval; Notice of Participation spend 6 hours each in maintaining these HUMAN SERVICES records. AGENCY: Food and Drug Administration, Food and Drug Administration HHS. Dated: April 7, 2000. ACTION: Notice. William K. Hubbard, [Docket No. 99N±0595] Senior Associate Commissioner for Policy, SUMMARY: The Food and Drug Planning, and Legislation. Agency Information Collection Administration (FDA) is announcing [FR Doc. 00–9131 Filed 4–12–00; 8:45 am] Activities; Announcement of OMB that a collection of information entitled BILLING CODE 4160±01±F Approval; Reporting and ‘‘Notice of Participation’’ has been Recordkeeping Requirements for approved by the Office of Management Manufacturers, Importers, User and Budget (OMB) under the Paperwork DEPARTMENT OF HEALTH AND Facilities, and Distributors of Medical Reduction Act of 1995. HUMAN SERVICES Devices Under FDAMA FOR FURTHER INFORMATION CONTACT: JonnaLynn P. Capezzuto, Office of Food and Drug Administration AGENCY: Food and Drug Administration, Information Resources Management HHS. (HFA–250), Food and Drug [Docket No. 99N±4329] ACTION: Notice. Administration, 5600 Fishers Lane, Rockville, MD 20857, 301–827–4659. SUMMARY: Agency Information Collection The Food and Drug SUPPLEMENTARY INFORMATION: In the Activities; Announcement of OMB Administration (FDA) is announcing Federal Register of December 29, 1999 Approval; Filing Objections and that a collection of information entitled (64 FR 73056), the agency announced Requests for a Hearing on a ‘‘Reporting and Recordkeeping that the proposed information collection Regulation or Order Requirements for Manufacturers, had been submitted to OMB for review Importers, User Facilities, and and clearance under 44 U.S.C. 3507. An AGENCY: Food and Drug Administration, Distributors of Medical Devices Under HHS. agency may not conduct or sponsor, and FDAMA’’ has been approved by the a person is not required to respond to, ACTION: Notice. Office of Management and Budget a collection of information unless it (OMB) under the Paperwork Reduction displays a currently valid OMB control SUMMARY: The Food and Drug Act of 1995. Administration (FDA) is announcing number. OMB has now approved the that a collection of information entitled FOR FURTHER INFORMATION CONTACT: information collection and has assigned ‘‘Filing Objections and Requests for a Peggy Schlosburg, Office of Information OMB control number 0910–0191. The Hearing on a Regulation or Order’’ has Resources Management (HFA–250), approval expires on March 31, 2003. A been approved by the Office of Food and Drug Administration, 5600 copy of the supporting statement for this Management and Budget (OMB) under Fishers Lane, Rockville, MD 20857, information collection is available on the Paperwork Reduction Act of 1995. 301–827–1223. the Internet at http://www.fda.gov/ SUPPLEMENTARY INFORMATION: FOR FURTHER INFORMATION CONTACT: In ohrms/dockets. JonnaLynn P. Capezzuto, Office of theFederal Register of January 26, 2000 Dated: April 7, 2000. Information Resources Management (65 FR 4249), the agency announced William K. Hubbard, that the proposed information collection (HFA–250), Food and Drug Senior Associate Commissioner for Policy, Administration, 5600 Fishers Lane, had been submitted to OMB for review Planning, and Legislation. and clearance under 44 U.S.C. 3507. An Rockville, MD 20857, 301–827–4659. [FR Doc. 00–9133 Filed 4–12–00; 8:45 am] agency may not conduct or sponsor, and SUPPLEMENTARY INFORMATION: In the a person is not required to respond to, BILLING CODE 4160±01±F Federal Register of February 29, 2000 a collection of information unless it (65 FR 10811), the agency announced displays a currently valid OMB control that the proposed information collection DEPARTMENT OF HEALTH AND number. OMB has now approved the HUMAN SERVICES had been submitted to OMB for review information collection and has assigned and clearance under 44 U.S.C. 3507. An OMB control number 0910–0437. The Food and Drug Administration agency may not conduct or sponsor, and approval expires on March 31, 2003. A [Docket No. 99N±4068] a person is not required to respond to, copy of the supporting statement for this a collection of information unless it information collection is available on displays a currently valid OMB control Agency Information Collection the Internet at http://www.fda.gov/ Activities; Announcement of OMB number. OMB has now approved the ohrms/dockets. information collection and has assigned Approval; Advisory Opinions Dated: April 7, 2000. OMB control number 0910–0184. The AGENCY: Food and Drug Administration, approval expires on March 31, 2003. A William K. Hubbard, HHS. Senior Associate Commissioner for Policy, copy of the supporting statement for this ACTION: Notice. information collection is available on Planning, and Legislation. the Internet at http://www.fda.gov/ [FR Doc. 00–9130 Filed 4–12–00; 8:45 am] SUMMARY: The Food and Drug ohrms/dockets. BILLING CODE 4160±01±F Administration (FDA) is announcing

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00048 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19915 that a collection of information entitled ACTION: Notice. compelling local conditions and ‘‘Advisory Opinions’’ has been compliance with the requirement that SUMMARY: approved by the Office of Management The Food and Drug would not cause the device to be in Administration (FDA) is announcing and Budget (OMB) under the Paperwork violation of any portion of any Reduction Act of 1995. that the proposed collection of information listed below has been requirement under the act. Exemptions FOR FURTHER INFORMATION CONTACT: submitted to the Office of Management are granted by regulation issued after JonnaLynn P. Capezzuto, Office of and Budget (OMB) for review and notice and opportunity for an oral Information Resources Management clearance under the Paperwork hearing. (HFA–250), Food and Drug Reduction Act of 1995. Administration, 5600 Fishers Lane, The regulations in 21 CFR 808.20 Rockville, MD 20857, 301–827–4659. DATES: Submit written comments on the require a State or local government that collection of information by May 15, is seeking an exemption from SUPPLEMENTARY INFORMATION: In the 2000. Federal Register of December 29, 1999 preemption to submit an application to (64 FR 73056), the agency announced ADDRESSES: Submit written comments FDA. The application must include a that the proposed information collection on the collection of information to the copy of the State or local requirement, had been submitted to OMB for review Office of Information and Regulatory as well as information about its and clearance under 44 U.S.C. 3507. An Affairs, OMB, New Executive Office interpretation and application, and a agency may not conduct or sponsor, and Bldg., 725 17th St. NW., rm. 10235, statement as to why the applicant a person is not required to respond to, Washington, DC 20503, Attn: Wendy believes that the requirement qualifies a collection of information unless it Taylor, Desk Officer for FDA. for exemption from preemption under displays a currently valid OMB control FOR FURTHER INFORMATION CONTACT: the act. FDA will use the information in number. OMB has now approved the Peggy Schlosburg, Office of Information the application to determine whether information collection and has assigned Resources Management (HFA–250), the requirement meets the criteria for OMB control number 0910–0193. The Food and Drug Administration, 5600 exemption in the act and whether approval expires on March 31, 2003. A Fishers Lane, Rockville, MD 20857, granting an exemption would be in the copy of the supporting statement for this 301–827–1223. interest of the public health. information collection is available on SUPPLEMENTARY INFORMATION: In In addition, 21 CFR 808.25 provides the Internet at http://www.fda.gov/ compliance with 44 U.S.C. 3507, FDA that an interested person may request a ohrms/dockets. has submitted the following proposed hearing on an application by submitting Dated: April 7, 2000. collection of information to OMB for review and clearance. a letter to FDA following the publication William K. Hubbard, by FDA of a proposed response to the Senior Associate Commissioner for Policy, Application for Exemption From application. Planning, and Legislation. Federal Preemption of State and Local [FR Doc. 00–9134 Filed 4–12–00; 8:45 am] Medical Device Requirements—21 CFR In the Federal Register of January 18, 2000 (65 FR 2631), the agency requested BILLING CODE 4160±01±F Part 808 (OMB Control No. 0910– 0129)—Extension comments on the proposed collections of information. No significant comments DEPARTMENT OF HEALTH AND Section 521(a) of the Federal Food, were received. HUMAN SERVICES Drug, and Cosmetic Act (the act) (21 U.S.C. 360k(a)) provides that no State or FDA estimates the burden of this Food and Drug Administration local government may establish, or collection of information as follows: continue in effect, any requirement with [Docket No. 00N±0002] respect to a medical device that is Agency Information Collection different from, or in addition to, any Activities; Submission for OMB Federal requirement applicable to the Review; Comment Request; device under the act. Under section Application for Exemption From 521(b) of the act, following receipt of a Federal Preemption of State and Local written application from the State or Medical Device Requirements local government involved, FDA may exempt from preemption a requirement AGENCY: Food and Drug Administration, that is more stringent than the Federal HHS. requirement, or that is necessitated by

TABLE 1.ÐESTIMATED ANNUAL REPORTING BURDEN 1

Annual 21 CFR section No. of frequency per Total annual Hours per Total hours respondents response responses response

808.20 3 1 3 100 300 808.25 3 1 3 10 30 Total 330 1 There are no capital costs or operating and maintenance costs associated with this collection of information.

FDA based its estimates of the number the last 3 years and on the number of time required to prepare submissions on of submissions expected in the future inquiries received indicating that discussions with those who have contained in table 1 of this document on applications would be submitted in the prepared submissions in the last 3 years. the number of submissions submitted in next year. FDA based its estimates of the

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Dated: April 7, 2000. DEPARTMENT OF HEALTH AND Environmental Health Sciences, National William K. Hubbard, HUMAN SERVICES Institutes of Health, HHS) Senior Associate Commissioner for Policy, Dated: April 5, 2000. National Institutes of Health Planning, and Legislation. Anna Snouffer, [FR Doc. 00–9132 Filed 4–12–00; 8:45 am] National Institutes of Environmental Acting Director, Office of Federal Advisory BILLING CODE 4160±01±F Health Sciences: Notice of Meeting Committee Policy. [FR Doc. 00–9184 Filed 4–12–00; 8:45 am] Pursuant to section 10(d) of the DEPARTMENT OF HEALTH AND Federal Advisory Committee Act, as BILLING CODE 4140±01±M HUMAN SERVICES amended (5 U.S.C. Appendix 2), notice is hereby given of a meeting of the DEPARTMENT OF HEALTH AND National Institutes of Health National Advisory Environmental HUMAN SERVICES Health Sciences Council. National Cancer Institute; Notice of The meeting will be open to the Closed Meeting Substance Abuse and Mental Health public as indicated below, with Services Administration attendance limited to space available. Pursuant to section 10(d) of the Individuals who plan to attend and Notice of Meetings Federal Advisory Committee Act, as need special assistance, such as sign amended (5 U.S.C. Appendix 2), notice language interpretation or other Pursuant to Public Law 92–463, is hereby given of the following reasonable accommodations, should meeting. notice is hereby given of the following notify the Contact Person listed below meeting of the SAMHSA Special The meeting will be closed to the in advance of the meeting. Emphasis Panel I in May 2000. public in accordance with the The meeting will be closed to the provisions set forth in sections public in accordance with the A summary of the meetings and a 552b(c)(4) and 552b(c)(6), title 5 U.S.C., provisions set forth in sections roster of the members may be obtained as amended. The grant applications and 552b(c)(4) and 552b(c)(6), title 5 U.S.C., from: Ms. Coral Sweeney, Review the discussions could disclose as amended. The grant applications Specialist, SAMHSA, Office of Policy confidential trade secrets or commercial and/or contract proposals and the and Program Coordination, Division of property such as patentable material, discussions could disclose confidential Extramural Activities, Policy, and and personal information concerning trade secrets or commercial property Review, 5600 Fishers Lane, Room 17– individuals associated with the grant such as patentable material, and 89, Rockville, Maryland 20857. applications, the disclosure of which personal information concerning Telephone: 301–443–2998. would constitute a clearly unwarranted individuals associated with the grant Substantive program information may invasion of personal privacy. applications and/or contract proposals, be obtained from the individual named Name of Committee: National Cancer the disclosure of which would as Contact for the meeting listed below. Institute Special Emphasis Panel, NCI constitute a clearly unwarranted The meetings will include the review, Transition Career Development Award (K22). invasion of personal privacy. discussion and evaluation of individual Date: April 26, 2000. Name of Committee: National Advisory grant applications. These discussions Time: 2 pm to 6 pm. Environmental Health Sciences Council, could reveal personal information Agenda: To review and evaluate grant Agenda Available: http:// concerning individuals associated with applications. www.niehs.nih.gov/dert/c-agenda.htm. the applications. Accordingly, these Place: Fitzpatrick Manhattan Hotel, 687 Date: May 15–16, 2000. meetings are concerned with matters Lexington Avenue, New York, NY 10022. Open: May 15, 2000, 8:30 am to 5 pm. Contact Person: Mary Bell, Scientific Agenda: Director’s Report and discussion exempt from mandatory disclosure in Review Administrator, Grants Review of program policies and issues. Title 5 U.S.C. 552b(c) (6) and 5 U.S.C. Branch, National Cancer Institute, National Place: Building 31C, Conference Room 6, App. 2, sec. 10(d). Institutes of Health, 6130 Executive National Institutes of Health, 3100 Center Committee Name: SAMHSA Special Boulevard, Rockville, MD 20892, 301/496– Drive, Bethesda, MD 20892. Emphasis Panel I (SEP I). Closed: May 16, 2000, 8:30 am to 2 pm. 7978. Meeting Dates: May 1–4, 2000. This notice is being published less than 15 Agenda: To review and evaluate grant applications and/or proposals. Place: Bethesda Marriott, 5151 Pooks Hill days prior to the meeting due to the timing Road, Bethesda, MD 20814. limitations imposed by the review and Place: Building 31C, Conference Room 6, Closed: May 1–4, 2000, 8:30 a.m.–5 p.m./ funding cycle. National Institutes of Health, 3100 Center Drive, Bethesda, MD 20892. adjournment. (Catalogue of Federal Domestic Assistance Contact Person: Anne P. Sassaman, Panel: Community Action Grants, PA 000– program Nos. 93.392, Cancer Construction; Director, Division of Extramual Research and 003. 93.393, Cancer Cause and Prevention Training, Executive Secretary, National Contact: Michael Koscinski, Room 17–89, Research; 93.394, Cancer Detection and Institutes of Environmental, Health Sciences, Parklawn Building, Telephone: 301–443– Diagnosis Research; 93.395, Cancer NIH/PHS, P.O. Box 12233, Research Triangle 6094 and FAX: 301–443–3437. Treatment Research; 93.396, Cancer Biology Park, NC 27709, 919/541–7723. Research; 93.397, Cancer Centers Support; This notice is being published less than 15 (Catalogue of Federal Domestic Assistance 93.396, Cancer Research Manpower; 93.399, days prior to the meeting due to the urgent Program Nos. 93.113, Biological Response of Cancer Control, National institutes of Health, need to meet timing limitations imposed by Environmental Health Hazards; 93.114, the review and funding cycle. HHS) Applied Toxicological Research and Testing; Dated: April 5, 2000. 93.115, Biometry and Risk Estimation— Dated: April 3, 2000. Anna Snouffer, Health Risks from Environmental Exposures; Coral Sweeney, 93–142, NIEHS Hazardous Waste Worker Acting Director, Office of Federal Advisory Review Specialist, Substance Abuse and Health and Safety Training; 93.143, HIEHS Committee Policy. Mental Health Services Administration. Superfund Hazardous Substances-Basic [FR Doc. 00–9185 Filed 4–12–00; 8:45 am] Research and Education; 93.894, Resources [FR Doc. 00–9208 Filed 4–12–00; 8:45 am] BILLING CODE 4140±01±M and Manpower Development in the BILLING CODE 4162±20±P

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DEPARTMENT OF HOUSING AND families cannot afford to repay, strip for the GSEs’ purchase of mortgages for URBAN DEVELOPMENT equity and, in the worst cases, result in low- and moderate income families, default and the loss of homeownership. properties in central cities, rural and [Docket No. FR±4590±N±01] Evidence from around the country other underserved areas and special Notice of Public Forums and continues to indicate that many of those affordable housing. The Act also Establishment of HUD Task Force on engaged in predatory lending practices requires the Secretary to prohibit Predatory Lending Practices target low income minority discrimination in the GSEs’ mortgage communities for their activities, and purchases. (12 U.S.C. 4501 et seq.) AGENCY: Office of the General Counsel, may be treating minority and elderly The National Housing Act established HUD. borrowers less favorably than others the Federal Housing Administration ACTION: Notice. based on their race, age, color or program, a key component of the national origin. Department, to provide mortgage SUMMARY: HUD announces that its Simultaneous with this review, HUD, insurance to facilitate homeownership. Assistant Secretary for Housing-FHA through its proposed rule on new (12 U.S.C. 1701 et seq.) Commissioner and its General Counsel housing goal levels for the Federal will co-chair public fact-finding forums National Mortgage Association (Fannie III. HUD’s Actions To Address on the subject of predatory lending Mae) and the Federal Home Loan Predatory Lending Practices practices during the months of April Mortgage Corporation (Freddie Mac) The Task Force and May 2000, in the cities of Chicago, (collectively, the Government Los Angeles, New York and Baltimore. Sponsored Enterprises, or GSEs), issued The Secretary of HUD has appointed HUD is conducting these forums to March 9, 2000 (65 FR 12632), will a Task Force on Predatory Lending, gather as much information as possible determine what controls should be which will be chaired by the Assistant to propose substantive protections to established to avoid counting high cost Secretary for Housing, who is also the address abusive lending practices. loans with predatory features towards FHA Commissioner, and HUD’s General Toward this objective, HUD also the GSE Housing goals. Additionally, Counsel. HUD’s Task Force includes announces the establishment of a Task while HUD has addressed related representatives of consumer, civil rights, Force on predatory lending practices. problems in HUD’s Federal Housing community and industry organizations HUD’s Task Force includes Administration (FHA) program, as well as local officials. The members representatives of consumer, civil rights, including appraisal issues, HUD must of the Task Force will: community and industry organizations make certain that FHA program (1) Provide individual views on as well as local officials. HUD will beneficiaries are protected from predatory lending practices and help solicit the individual views of these predatory abuses. develop a list of experts and other knowledgeable persons who may members to draw upon their experience, II. Background efforts and successes at addressing participate and share their knowledge abusive lending practices at the state In July, 1998, HUD and the Board of of, and experience in, the subject of and local level throughout the Nation. Governors of the Federal Reserve predatory lending practices at the System (Board) delivered a Joint Report DATES: The specific dates and times of planned public forums; to Congress Recommending Reform of HUD’s forums as well the issues to be (2) Help HUD consider and the Real Estate Settlement Procedures addressed will be announced on HUD’s understand the views presented at the Act (RESPA) and the Truth in Lending web site at http://www.hud.gov and forums by giving individual members’ Act (TILA). HUD and the Board through HUD’s Office of Public Affairs. reactions to the testimony presented; recommended a number of legislative and FOR FURTHER INFORMATION CONTACT: If proposals to remedy predatory lending you have questions concerning this (3) Provide individual perspectives on abuses. proposals that might be made as a result Notice you may contact Allen Fishbein HUD has legal authority under several of the forums. at (202) 708–3600, or via facsimile at laws that can, at least in part, address (202) 708–2842, or in writing at the a number of these abuses. By including a wide-range of experts Department of Housing and Urban RESPA requires that consumers be and advocates on the Task Force, HUD Development, 451 Seventh Street, SW., provided with greater and more timely will draw upon the good work that has Room 9110, Washington, DC 20410. information on the nature and costs of already been done on this problem at For legal questions, you may contact the settlement process including the the state and local level in various parts Kenneth A. Markison, Assistant General costs of obtaining a mortgage loan. of the Nation. Counsel for GSE/RESPA, or Teresa L. RESPA also protects consumers from The Public Forums Baker, Attorney for RESPA, Room 9262, unnecessarily high settlement charges Department of Housing and Urban caused by kickbacks, referral fees and HUD’s Assistant Secretary for Development, Washington, DC 20410; unearned fees involved in real estate Housing/FHA Commissioner and the telephone (202) 708–3137 (these are not settlement services. (12 U.S.C. 2601, et General Counsel will also co-chair at toll free numbers). Hearing or speech seq.) least four public forums during April impaired individuals may access these The Fair Housing Act prohibits and May, 2000, to gather information numbers via TTY by calling the toll free discrimination on the basis of race, and views on this problem. HUD has General Information Relay Service at 1– color, religion, sex, familial status, planned public forums for the cities of 800–877–8339. national origin, or handicap in Chicago, Los Angeles, New York and SUPPLEMENTARY INFORMATION: residential real-estate related Baltimore. At one or more of these transactions, which are defined to forums, HUD will address a range of I. HUD’s Views on Predatory Lending include the making or purchasing of issues including: Practices mortgage loans. (42 U.S.C. 3605.) • The dimensions of the problem; Predatory lending abuses inflate real The Federal Housing Enterprises • Distinguishing predatory lending estate settlement costs, involve high Financial Safety and Soundness Act practices from beneficial subprime interest rates, result in debts that requires the Secretary to establish goals lending;

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• The adverse effects of predatory maintained under the management The applicant requests a permit to lending practices on minority and program of the Republic of South Africa, import one captive-born male black- elderly borrowers; for the purpose of enhancement of the footed cat (Felis nigripes) from the • Possible improvements under survival of the species. Pretoria Zoo, Pretoria, South Africa, for existing federal laws and proposals for the purpose of enhancing the survival of PRT–024500 new protections; the species through propagation. • The role of state laws in stemming Applicant: James D. McChesney, PRT–701458 abusive lending; Cooperstown, NY • Predatory lending, the secondary The applicant requests a permit to Applicant: Carl and Kevin Beck, market and the securities industry— import the sport-hunted trophy of one Pahrump, NV from Main Street to Wall Street; male bontebok (Damaliscus pygargus The applicant requests a permit to re- • The role of enforcement in dorcas) culled from a captive herd export and re-import captive-born stemming predatory lending practices maintained under the management Bengal tigers (Panthera tigris tigris) and under federal laws, such as the Fair program of the Republic of South Africa, progeny of the animals currently held Housing Act and RESPA; for the purpose of enhancement of the by the applicant and any animals • Counseling and consumer survival of the species. acquired in the United States by the education; and applicant to/from worldwide locations PRT–024498 • Positive and negative effects of to enhance the survival of the species technology on predatory abuses. Applicant: Roland Garrett, Yorktown, through conservation education. This The agendas for each forum will be VA notification covers activities conducted established in advance and made The applicant requests a permit to by the applicant over a three-year available by HUD through its web site import the sport-hunted trophy of one period. (http://www.hud.gov) and through male bontebok (Damaliscus pygargus PRT–024712 HUD’s Office of Public Affairs. dorcas) culled from a captive herd Following these forums, HUD will maintained under the management Applicant: Wildlife Conservation propose protections to address abusive program of the Republic of South Africa, Society, Bronx, NY lending practices. for the purpose of enhancement of the The applicant requests a permit to Dated: April 10, 2000. survival of the species import up to 100 Kihansi spray toads (Nectophrynoides asperginis) from the Gail W. Laster, PRT–024740 Kihansi River Gorge area of Tanzania for General Counsel. Applicant: Robert D. Adams, Hazel, SD the purpose of propagation for the [FR Doc. 00–9284 Filed 4–11–00; 8:46 am] The applicant requests a permit to enhancement of the survival of the BILLING CODE 4210±01±P import the sport-hunted trophy of one species. male bontebok (Damaliscus pygargus dorcas) culled from a captive herd PRT–024861 DEPARTMENT OF THE INTERIOR maintained under the management Applicant: Center for Environmental program of the Republic of South Africa, Research and Conservation, Columbia Fish and Wildlife Service for the purposes of enhancement of the University, New York, NY survival of the species. The applicant requests a permit to Notice of Receipt of Applications for import blood, hair and tissue samples Permit PRT–649126 from wild, captive held and/or captive Endangered Species Applicant: National Institutes of Health, born Asian elephant (Elaphus maximus) Frederick, MD, for the purpose of enhancement of the The following applicants have The applicant requests a permit to species through scientific research. applied for a permit to conduct certain renew their current permit which activities with endangered species. This authorizes import and/or interstate PRT–023848 notice is provided pursuant to section commerce to obtain biological samples Applicant: Toledo Zoological Gardens, 10(c) of the Endangered Species Act of taken from endangered and threatened Toledo, OH 1973, as amended (16 U.S.C. 1531, et mammals. They request the re- The applicant requests a permit to seq.). authorization specifically include the import two male and one female PRT–025112 import and/or interstate commerce of captive-born Cheetah (Acinonyx Applicant: Dana M. Biasatti, Dallas, TX DNA samples taken from endangered jabatus) from the Hoedspruit Research and threatened mammals for the and Breeding Centre, Waterjkiif Ridge, The applicant requests a permit to purpose of scientific research. South Africa for the purpose of import samples obtained from salvaged enhancement of the species through PRT–024460 Leatherback (Dermochelys coriacea), captive propagation. Green (Chelonia mydas) and Olive Applicant: Riverbanks Zoological Park & Ridley (Lepidochelys olivacea) marine Botanical Garden, Columbia, SC PRT–023849 turtles for the purpose of in The applicant requests a permit to Applicant: Minnesota Zoological enhancement of the species through import one captive-born female black- Garden, Apple Valley, MN scientific research. footed cat (Felis nigripes) from the The applicant requests a permit to PRT–024610 Johannesburg Zoo, Johannesburg, South import one male captive-born Amur Africa, for the purpose of enhancing the leopard (Panthera pardus orientalis) Applicant: Michael J. Flannery, survival of the species through from Jungle Cat World, Ontario, Canada Soldotna, AK propagation. for the purpose of enhancement of the The applicant requests a permit to species through captive propagation. import the sport-hunted trophy of one PRT–024461 male bontebok (Damaliscus pygargus Applicant: Riverbanks Zoological Park & PRT–024092 dorcas) culled from a captive herd Botanical Garden, Columbia, SC Applicant: Black Pine, Inc. Albion, IN

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The applicant requests a permit to The applicant requests a permit to DEPARTMENT OF THE INTERIOR export 0.2 captive born tigers (Panthera import a polar bear (Ursus maritimus) tigris) to Dream World’s Tiger Island, sport-hunted from the Lancaster Sound Fish and Wildlife Service Coomera, Queensland, , for the polar bear population, Northwest Notice of Receipt of Application for purpose of enhancement of the species Territories, Canada for personal use. through captive propagation. Approval PRT–024741 PRT–799726 The following applicant has applied Applicant: Michael T. Warn, Aurora, OR for approval to conduct certain activities Applicant: Duke University Primate with birds that are protected under the Center, Durham, NC The applicant requests a permit to Wild Bird Conservation Act of 1992. The applicant requests a permit to import a polar bear (Ursus maritimus) This notice is provided under Section import tissue samples from captive sport-hunted from the Northern 112, paragraph 4, of the Wild Bird white-fronted lemurs (Lemur fulvus Beaufort Sea polar bear population, Conservation Act of 1992, and Title 50, albifrons) at Parc Ivoloina, Madagascar Northwest Territories, Canada for of the Code of Federal Regulations, for scientific research. personal use. Section 15.26(c). Applicant: Jeanette Rilling, PRT–025015 PRT–024962 Kintnersville, PA. The applicant wishes Applicant: Jack W. Nicklas, North Palm to establish a cooperative breeding Applicant: Richard A. Belotti, Monroe Beach, FL program for the Red-crested cardinal Township, NJ The applicant requests a permit to (Paroaria coronata) and the Yellow- import the sport-hunted trophy of one The applicant requests a permit to billed cardinal (Paroaria capitata). The male bontebok (Damaliscus pygargus import a polar bear (Ursus maritimus) applicant wishes to be an active dorcas) culled from a captive herd sport-hunted from the Lancaster Sound participant in this program with four maintained under the management polar bear population, Northwest other private individuals and two program of the Republic of South Africa, Territories, Canada for personal use. zoological organizations. The American for the purpose of enhancement of the Federation of Aviculture Inc. has Written data, comments or requests assumed the responsibility for the survival of the species. for copies of these complete Written data or comments should be oversight of the program. applications or requests for a public Written data or comments should be submitted to the Director, U.S. Fish and hearing on these applications should be Wildlife Service, Office of Management submitted to the Director, U.S. Fish and sent to the U.S. Fish and Wildlife Authority, 4401 North Fairfax Drive, Wildlife Service, Office of Management Service, Office of Management Room 700, Arlington, Virginia 22203 Authority, 4401 North Fairfax Drive, and must be received by the Director Authority, 4401 N. Fairfax Drive, Room Room 700, Arlington, Virginia 22203 within 30 days of the date of this 700, Arlington, Virginia 22203, and must be received by the Director publication. telephone 703/358–2104 or fax 703/ within 30 days of the date of this 358–2281. These requests must be publication. Marine Mammal received within 30 days of the date of Documents and other information The public is invited to comment on publication of this notice. Anyone submitted with these applications are the following application for a permit to requesting a hearing should give available for review, subject to the conduct certain activities with marine specific reasons why a hearing would be requirements of the Privacy Act and mammals. The application was appropriate. The holding of such a Freedom of Information Act, by any submitted to satisfy requirements of the hearing is at the discretion of the party who submits a written request for Marine Mammal Protection Act of 1972, Director. a copy of these documents to the as amended (16 U.S.C. 1361 et seq.) and following office within 30 days of the Documents and other information date of publication of this notice: U.S. the regulations governing marine submitted with these applications are mammals (50 CFR 18). Fish and Wildlife Service, Office of available for review, subject to the Management Authority, 4401 North PRT–024046 requirements of the Privacy Act and Fairfax Drive, Room 700, Arlington, Applicant: Craig W. Scott, Corinth, TX Freedom of Information Act, by any Virginia 22203. Phone: (703/358–2095); party who submits a written request for The applicant requests a permit to FAX: (703/358–2298). a copy of such documents to the import a polar bear (Ursus maritimus) Dated: April 10, 2000. following office within 30 days of the sport-hunted from the Southern Mark Phillips, date of publication of this notice: U.S. Beaufort Sea polar bear population, Acting Chief, Branch of Operation, Office of Northwest Territories, Canada for Fish and Wildlife Service, Office of Management Authority. personal use. Management Authority, 4401 North [FR Doc. 00–9231 Filed 4–12–00; 8:45 am] Fairfax Drive, Room 700, Arlington, BILLING CODE 4310±55±P PRT–024496 Virginia 22203. Phone: (703/358–2104); Applicant: Chris Walgreen, Chicago, IL FAX: (703/358–2281). The applicant requests a permit to Dated: April 7, 2000. DEPARTMENT OF THE INTERIOR import a polar bear (Ursus maritimus) Kristen Nelson, sport-hunted from the Southern Fish and Wildlife Service Chief, Branch of Permits, Office of Beaufort Sea polar bear population, Management Authority. Issuance of Permit for Marine Northwest Territories, Canada for [FR Doc. 00–9138 Filed 4–12–00; 8:45 am] Mammals personal use. BILLING CODE 4310±55±U On, January 6, 2000 a notice was PRT–024621 published in the Federal Register, Vol. Applicant: Alfred G. Hoover, Bloomfield 65, No.4, Page 787, that an application Hills, MI had been filed with the Fish and

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Wildlife Service by Toledo Zoological 1. Whether the collection information 1999, BLM published a notice in the Gardens, Toledo, OH, for a permit is necessary for the proper functioning Federal Register requesting comments (PRT–014704) to import one captive of BLM, including whether the on the proposed information collection born polar bear (Ursus maritimus) for information will have practical utility; (64 FR 62684). The comment period the purpose of public display. 2. The accuracy of BLM’s estimate of closed on January 18, 2000. We received Notice is hereby given that on March the burden of collecting the information, no public comments as a result of that 16, 2000, as authorized by the including the validity of the notice. provisions of the Marine Mammal methodology and assumptions used; You can obtain copies of the proposed Protection Act of 1972, as amended (16 3. The quality, utility and clarity of information collection and explanatory U.S.C. 1361 et seq.) the Fish and the information to be collected; and material by contacting BLM’s Clearance Wildlife Service authorized the 4. How to minimize the burden of Officer at the telephone number listed requested permit subject to certain collecting the information on those who below. OMB must complete its review conditions set forth therein. are to respond, including the use of within 60 days, but may complete it Dated: April 7, 2000. appropriate automated electronic, after 30 days. For a maximum Kristen Nelson, mechanical, or other forms of consideration, your comments and Chief, Branch of Permits, Office of information technology. suggestions on the requirements should Management Authority. Title: Statement of Federal Land be made within 30 days directly to the [FR Doc. 00–9139 Filed 4–12–00; 8:45 am] Payments (43 CFR 1881). OMB approval Office of Management and Budget, BILLING CODE 4310±55±P number 1004–0109. Office of Information and Regulatory Abstract: The BLM is proposing to Affairs, (1004–NEW), 725 17th Street, renew the approval of an information N.W., Washington, DC 20503. DEPARTMENT OF THE INTERIOR collection for 43 CFR 1881. This allows Nature of Comments BLM to collect information that is Bureau of Land Management statutorily required to compute We specifically request your payments due units of general local comments on the following: [WO±880±9500±PF±24±1A; OMB Approval 1. Whether the collection of Number 1004±0109] government under the PILT Act. The Act requires the governor of each State information is necessary for the proper Extension of Currently Approved to furnish a statement as to the amounts functioning of BLM, including whether Information Collection; Information paid to units of general local the information will have practical Collection Submitted to the Office of government under 11 receipt sharing utility; Management and Budget for Review statutes in the prior fiscal year. 2. The accuracy of BLM’s estimate of Under the Paperwork Reduction Act Bureau Form Number: None. the burden associated with collecting Frequency: Annually. the information, including the validity The proposed renewal for information Description of Respondents: of the methodology and assumptions collection OMB approval number 1004– Respondents are State governments. used; 0109 has been submitted to the Office of 3. The quality, utility and clarity of Estimated completion time: 20 hours. Management and Budget (OMB) for the information to be collected; and Annual Responses: 50. approval under the provisions of the 4. How to minimize the burden of Paperwork Reduction Act (44 U.S.C. Annual Burden Hours: 1,000. collecting the information on those who 3501 et seq.). On January 24, 2000, BLM Information Clearance Officer: Carole are to respond, including the use of published a notice in the Federal Smith, (202) 452–0367. appropriate automated electronic, Register (65 FR 3731) requesting Dated: March 27, 2000. mechanical, and other forms of comments on this information Carole Smith, information technology. collection. The comment period ended Bureau of Land Management, Information Title: Trans-Alaska Pipeline System on March 24, 2000. BLM received no Clearance Officer. Survey of the Employee Concerns comments from the public in response [FR Doc. 00–9177 Filed 4–12–00; 8:45 am] Program. to that notice. Copies of the information BILLING CODE 4310±84±M OMB Approval Number: 1004–(NEW). collection and related forms may be Abstract: Testimony at Congressional obtained by contacting the BLM hearings in 1992 and 1994 indicted that information clearance officer at the DEPARTMENT OF THE INTERIOR Alyeska, the contractor what operates telephone number listed below. the Trans-Alaska Pipeline system OMB is required to respond to this Bureau of Land Management (TAPS), maintains a repressive, request within 60 days but may respond retaliatory atmosphere to discourage [AK990±2000±5101±NH±FL07±262F] after 30 days. For maximum workers from raising concerns about consideration, you comments and Information Collection Submitted to operation of the pipeline. Congress suggestions on the requirement should the Office of Management and Budget requested that Alyeska take steps to be made within 30 days directly to the for Review Under the Paperwork change the culture of the pipeline work Office of Management and Budget, Reduction Act environment and asked the Joint Interior Department Desk Officer (1004– Pipeline Office (JPO) to monitor and 0109), Office of Information and The Bureau of Land Management report on progress. JPO will use this Regulatory Affairs, Washington, DC (BLM) has submitted a proposed survey to gather opinions form Alyeska 20503. Please provide a copy of your information collection to the Office of and other contractors’ employees and comments to the Bureau Information Management and Budget (OMB) for supervisors about how well the Clearance Officer (WO–630), 1849 C approval under the Paperwork Employee concerns Program (ECP) is Street, NW, Mail Stop 401LS, Reduction Act of 1995 (44 U.S.C. working. JPO will use the results to Washington, DC 20240. Chapter 35). The proposed information measure, compare, and report on Nature of Comments: We specifically collection is the Trans-Alaska Pipeline employee satisfaction with the ECP as a request your comments on the System Survey of the Employee way to assess whether repressive culture following: Concerns Program. On November 17, is changing.

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Frequency: Annually. 20240 within 30 days after the date of DEPARTMENT OF THE INTERIOR Description of respondents: publication of this Notice of Employees of Alyeska Pipeline Service Availability. Bureau of Land Management Company and contractors. [NV±030±00±1020±24] Estimated completion time: 15 FOR FURTHER INFORMATION CONTACT: minutes for each survey. Verlin Smith, Field Manager, Bureau of Sierra Front/Northwestern Great Basin Annual responses: 1,100. Land Management, Kanab Field Office, Resource Advisory Council; Notice of Estimated burden hours: 550 per year. at 318 North, First East, Kanab, Utah Meeting Location and Time Bureau Clearance Officer: Carole 84741 (telephone: 435–644–2672 ext. Smith, 202/452–0367. 2646) or Ronald Bolander, Bureau of AGENCY: Bureau of Land Management, Interior. Dated: April 7, 2000. Land Management, Utah State Office, Carole J. Smith, 324 South State Street, PO Box 45155, ACTION: Notice of meeting location and time for the Sierra Front/Northwestern Bureau Information Clearance Officer. Salt Lake City, Utah 84145–0155 Great Basin Resource Advisory Council (telephone: 801–539–4065). Copies of [FR Doc. 00–9178 Filed 4–12–00; 8:45 am] (Nevada). BILLING CODE 4310±84±M the proposed plan amendment/EA/ FONSI are available for review at the SUMMARY: In accordance with the BLM Kanab Field Office and BLM Utah Federal Land Policy and Management DEPARTMENT OF THE INTERIOR State Office. In addition, copies are Act and the Federal Advisory available for review at the State of Utah, Committee Act of 1972 (FACA), the U.S. Bureau of Land Management Department of Natural Resources, 1594 Department of the Interior, Bureau of [UT±046±1610±00] West North Temple, Salt Lake City, Land Management (BLM) Sierra Front/ Utah, 84114, contact person Jamie Northwestern Great Basin Resource Notice of Availability of Environmental Dalton (telephone: 801–538–7311), and Advisory Council (Nevada) will be held Assessment (EA)/Finding of No at the State of Utah, Department of as indicated below. Topics for Significant Impact (FONSI) for a Natural Resources, Division of Parks discussion will include issues related to Proposed Plan Amendment to the and Recreation, Southwest Region the BLM geothermal resource leasing Vermilion Management Framework program in Nevada; a review of the BLM Office, 585 North Main, Cedar City, Plan (MFP) Nevada program for emergency fire Utah 84721–1079 contact person rehabilitation; the BLM Great Basin AGENCY: Bureau of Land Management, Gordon W. Topham (telephone: 435– Restoration Initiative; BLM management Interior. 586–4497), or on the Internet at http:// actions in support of recovery efforts for SUMMARY: The Bureau of Land www.blm.gov/utah/. the Sage Grouse; BLM NV wild horse Management (BLM), Utah, Kanab Field SUPPLEMENTARY INFORMATION: This and burro gather strategy for FY2000 Office has completed an EA/FONSI for action is announced pursuant to section and beyond; collaborative BLM/Carson a proposed plan amendment to the 202(a) of the Federal Land Policy City management plan for the Silver Vermilion MFP, updating management Management Act (1976) and 43 CFR part Saddle Ranch; and other topics the of the Coral Pink Sand Dunes, Moquith council may raise. No field trip is Mountain, and surrounding area. The 1610. This proposed amendment is subject to protests by any party who has planned as part of this two day meeting. proposed plan amendment would: (1) All meetings are open to the public. participated in the planning process. Implement the Conservation Agreement The public may present written and/or and Strategy for the Coral Pink Sand Protests must be specific and contain comments to the council. The public Dunes Tiger Beetle; (2) implement the following information: comment period for the council meeting updated scientific information for —The name, mailing address, phone will be at 4 p.m. on Monday, May 1st. management of the threatened Welsh’s number, and interest of the person The agenda will be available on the milkweed; (3) implement off-highway filing the protest. internet by April 12, 2000, at vehicle (OHV) management in the area; www.nv.blm.gov/rac; hard copies can —A statement of the issue(s) being (4) implement other recreation activities also be mailed or sent via FAX. as directed by the Moquith Mountain protested. Individuals who plan to attend and WSA Management Guidance and —A statement of the part(s) of the need special assistance such as sign Schedule; (5) provide guidance for proposed amendment being protested language interpretation or other development of additional recreation and citing pages, paragraphs, maps, reasonable accommodations, or who related facilities; (6) improve public etc., of the proposed plan amendment. desire a hard copy of the agenda, should safety; and (7) coordinate management —A copy of all documents addressing contact Mark Struble, Carson City Field of the area with the State of Utah, Coral the issue(s) submitted by the protestor Office, 5665 Morgan Mill Road, Carson Pink Sand Dunes State Park. The Coral City, NV 89701, telephone (775) 885– Pink Sand Dunes and Moquith during the planning process or a reference to the date when the 6107 no later than April 19, 2000. Mountain area is located in Kane DATES & TIMES: The council will meet on County, Utah and consists of protester discussed the issue(s) for the record. Monday, May 1, 2000, from 10 a.m. to approximately 21,000 acres. 5 p.m. and Tuesday, May 2, 2000, from DATES: The 30 day protest period for the —A concise statement as to why the 8 a.m. to 3:30 p.m., in the Main proposed plan amendment will protester believes the proposed Conference Room of the BLM Carson commence with the publication of this decision of the BLM State Director is City Field Office, 5665 Morgan Mill notice. Protests must be received on or incorrect. Road, Carson City, NV 89701. Public before May 15, 2000. Robert Bennett, comment on individual topics will be ADDRESSES: Protests must be addressed received at the discretion of the Council to the Director (W–210), Bureau of Land Acting State Director, Utah. Chairperson, as meeting moderator, Management, Attn: Brenda Williams, [FR Doc. 00–9189 Filed 4–12–00; 8:45 am] with a general public comment period 1849 C Street, NW, Washington, DC BILLING CODE 4310±DQ±P on Monday, May 1, 2000, at 4 p.m.

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FOR FURTHER INFORMATION CONTACT: This plat was prepared at the request and a metes-and-bounds survey of Mark Struble, Public Affairs Officer, of the Bureau of Land Management, Tracts 38 and 39, and an informative Carson City Field Office, 5665 Morgan Arizona State Office. traverse along the center line of a dirt Mill Road, Carson City, NV 89701. These plats will immediately become road in partially surveyed T. 11 S., R. Telephone (775) 885–6107. the basic records for describing the land 84 W., Sixth Principal Meridian, Date: April 3, 2000. for all authorized purposes. These plats Colorado, Group 1262, was accepted John O. Singlaub, have been placed in the open files and February 22, 2000. are available to the public for The plat representing the entire Manager, Carson City Field Office. information only. record of the dependent resurvey of a [FR Doc. 00–9225 Filed 4–12–00; 8:45 am] 2. All inquires relation to these lands portion of the subdivisional lines and BILLING CODE 4310±HC±U should be sent to the Arizona State metes-and-bounds surveys in section 9., Office, Bureau of Land Management, T. 46 N., R. 10 W., New Mexico 222 N. Central Avenue, P.O. Box 1552, Principal Meridian, Colorado, Group DEPARTMENT OF THE INTERIOR Phoenix, Arizona 85001–1552. 1264, was accepted February 1, 2000. Bureau of Land Management These surveys were requested by the Kenny D. Ravnikar, Forest Service for administrative Chief Cadastral Surveyor of Arizona. purposes. [AZ±952±09±1420±00] [FR Doc. 00–9226 Filed 4–12–00; 8:45 am] The remonumentation of certain BILLING CODE 4310±32±P corners in T. 11 S., R. 72 W. and T. 4 Arizona State Office, 222 North Central S., R. 74 W., Sixth Principal Meridian, Avenue, Phoenix, Arizona 85004, Colorado, Group 750, was accepted Arizona; Notice of Filing of Plats of DEPARTMENT OF THE INTERIOR March 22, 2000. Survey This remonumentation was requested Bureau of Land Management April 4, 2000. by the Federal Highway Administration. The supplemental plat creating new 1. The plats of survey of the following [CO±956±99±1420±00] lot 3 from a portion of the canceled described land were officially filed in Colorado: Filing of Plats of Survey claim Last Chance of the Terrible Mine the Arizona State Office, Phoenix, Lode in the NW1⁄4 of section 20, T. 21 Arizona on the dates indicated: March 30, 2000. S., R. 70 W., Sixth Principal Meridian, A plat, in two sheets, representing the The plats of survey of the following Colorado, was accepted January 10, dependent resurvey of a portion of the described land will be officially filed in 2000. south boundary and a portion of the the Colorado State Office, Bureau of The supplemental plat creating new subdivisional lines, and the subdivision Land Management, Lakewood, lots 16, 17, 18, and 19 from previous of sections 28 and 29, Township 18 Colorado, effective 10:00 am., March 30, lots 6 and 11 in section 5., T. 13 S., R. North, Range 9 East, of the Gila and Salt 2000. All inquiries should be sent to the 90 W., Sixth Principal Meridian, River Meridian, Arizona, accepted Colorado State Office, Bureau of Land Colorado, was accepted January 31, February 3, 2000 and officially filed Management, 2850 Youngfield Street, 2000. February 16, 2000. Lakewood, Colorado 80215–7093. The supplemental plat correcting the This plat was prepared at the request The supplemental plat creating new lot numbers in sections 12 and 13, T. 51 of the United States Forest Service. lot 12 in the NW1⁄4 section 32, T. 6 S., N., R. 5 E., and sections 7 and 18, T. 51 A plat representing the corrective R. 77 W., Sixth Principal Meridian, N., R. 6 E., New Mexico Principal survey of a portion of the Hopi and Colorado, Group 1258, was accepted Meridian, Colorado, Group 1022, was Navajo Partition line in unsurveyed January 21, 2000. accepted February 22, 2000. Township 31 North, Range 12 East, of The supplemental plat creating new The plat (in three sheets) representing the Gila and Salt River Meridian, lots 28 thru 34 in T. 1 N., R. 96 W., Sixth the dependent resurvey of a portion of Arizona, accepted March 30, 2000 and Principal Meridian, Colorado, was the east boundary, portions of the officially filed April 7, 2000. accepted February 22, 2000. subdivisional lines and certain mineral This plat was prepared at the request The plat representing the subdivision claims, the subdivision of sections 9 and of the Bureau of Indian Affairs, Phoenix of a portion of section 26 and a metes- 10, and the metes-and-bounds survey of Area Office. and-bounds survey of a portion of the Tract 37, T. 49 N., R. 9 E., New Mexico A plat, in ten sheets, representing the west right-of-way of Colorado State Principal Meridian, Colorado, Group survey of the legal descriptive boundary Highway No. 9 in section 26, T. 4 S., R. 994, was accepted December 22, 1999. of the Table Top Wilderness Area in 78 W., Sixth Principal Meridian, The plat representing the dependent Townships 7 and 8 South, Ranges 1, 2, Colorado, Group 1258, was accepted resurvey of certain mineral claims in T. and 3 East, of the Gila and Salt River March 23, 2000. 15 S., R. 70 W., Sixth Principal Meridian, Arizona, accepted March 1, The plat representing a metes-and- Meridian, Colorado, Group 1202, was 2000 and officially filed March 16, 2000. bounds survey in the southwest quarter accepted December 14, 1999. This plat was prepared at the request of section 36, T. 5 S., R. 78 W., Sixth The plat representing the dependent of the Bureau of Land Management, Principal Meridian, Colorado, Group resurvey of a portion of the west Arizona State Office. 1258, was accepted March 23, 2000. boundary and portions of the A plat representing the dependent The plat representing a metes-and- subdivisional lines and a metes-and- resurvey of portions of the west bounds survey of a portion of the east bounds survey in section 7, T. 49 N., R. boundary and subdivisional lines, the right-of-way of Summit County Road 8 W., New Mexico Principal Meridian, subdivision of section 19, and a metes- No. 5, in the northwest quarter of Colorado, Group 1234, was accepted and-bounds survey in section 19, section 36, T. 6 S., R. 78 W., Sixth February 23, 2000. Township 18 South, Range 14 East, of Principal Meridian, Colorado, Group The plat representing the dependent the Gila and Salt River Meridian, 1258, was accepted March 23, 2000. resurvey of a portion of the Arizona, accepted February 16, 2000 The plat representing the dependent subdivisional lines and a metes-and- and officially filed February 25, 2000. resurvey of a portion of H.E.S. No. 305, bounds survey in section 12, T. 49 N.,

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R. 9 W., New Mexico Principal Alternatives lodging units than there are now. Traffic Meridian, Colorado, Group 1234, was Alternative 1 maintains the status quo circulation would remain the same as at accepted February 23, 2000. in Yosemite Valley, as described in present; however, one lane of Northside These surveys were requested by the Chapter 3, Affected Environment. It and Southside Drives would be Bureau of Land Management for provides a baseline from which to converted to multi-use paved trails. administrative purposes. compare other alternatives, to evaluate There would be minimal new development in mid and west Yosemite Darryl A. Wilson, the magnitude of proposed changes, and Valley, other than a traffic check station. Chief Cadastral Surveyor for Colorado. to measure the environmental effects of [FR Doc. 00–9224 Filed 4–12–00; 8:45 am] those changes. This no-action concept Planning Background BILLING CODE 4310±JB±U follows the guidance of the Council on The draft Yosemite Valley Plan/SEIS Environmental Quality, which describes was prepared pursuant to the National the no-action alternative as no change Environmental Policy Act. A Scoping DEPARTMENT OF THE INTERIOR from the current management direction Notice was published in the Federal or level of management intensity. Register on December 16, 1998. Lists of National Park Service Alternative 3 would restore general issues already raised during the approximately 200 acres to natural previous planning processes were Draft Supplemental Environmental conditions. It would consolidate parking Impact Statement for Yosemite Valley provided to the public. Scoping for day visitors in the Taft Toe area in comments were to be received by Plan, Yosemite National Park, Madera, mid Yosemite Valley. A new Valley Mono, Tuolumne, and Mariposa January 15, 1999, however based on Visitor Center would also be requests from the public; the scoping Counties, California; Notice of constructed there. There would be fewer Availability comment period was extended through campsites and lodging units than there February 1, 1999. SUMMARY: Pursuant to § 102(2)(C) of the are now. The area of the former Upper During this comment period, the NPS National Environmental Policy Act of and Lower River Campgrounds and the facilitated over 100 discussions and 1969 (Pub. L. 91–190, as amended), and Camp 6 parking area near Yosemite briefings to park staff, congressional the Council on Environmental Quality Village would be restored to riparian delegations, elected officials, public regulations (40 CFR Part 1500–1508), habitat, roads would be removed from service organizations, educational the National Park Service, Department Ahwahnee and Stoneman Meadows, institutions, and other interested of the Interior, has prepared a Draft and parking and the historic fruit trees members of the public. Nearly 600 Supplemental Environmental Impact would be removed from Curry Orchard. letters concerning the Draft YVP SEIS Statement identifying and evaluating Northside Drive would be converted to planning process were received. The five alternatives for a Yosemite Valley a trail for pedestrians and bicyclists, major issues raised during this period Plan within Yosemite National Park, without the immediate presence of are summarized in Chapter 1, Purpose California. Potential impacts, and motor vehicles, from Yosemite Lodge to of and Need for the Action. appropriate mitigations, are assessed for El Capitan Bridge. Southside Drive each alternative. When approved, the would be converted to two-way traffic Public Meetings plan will guide management actions from Taft Toe to Curry Village. In order to facilitate public review during the next 15–20 years. Alternative 4 would restore and comment on the draft Yosemite approximately 190 acres to natural Valley Plan/SEIS, the Superintendent Proposal conditions. It would consolidate parking has scheduled public meetings in the The proposed Yosemite Valley Plan for day visitors in the Taft Toe area in following California cities: San (Alternative 2—Preferred) would restore mid Yosemite Valley and in three Francisco—May 22; Sacramento—May approximately 180 acres to natural parking areas outside the Valley. A new 23; Merced—May 24; Oakland—May 25; conditions. It would consolidate parking Valley Visitor Center would also be Yosemite—May 30; Oakhurst—May 31; for day visitors at Yosemite Village, constructed at Taft Toe. There would be Mariposa—June 1; Sonora—June 2; where a new Valley Visitor Center fewer campsites and lodging units than Costa Mesa—June 5; Los Angeles—June would be located, and in parking areas there are now. The area of former Upper 6; San Diego—June 7; Mammoth—June outside Yosemite Valley. There would and Lower River Campgrounds and the 9; Fresno—June 15; San Jose—June 17. be fewer campsites and lodging units Camp 6 parking area near Yosemite The following times are for all venues than there are now. This alternative Village would be restored to riparian except San Jose. An open house will be would result in a major reduction in communities; roads would be removed conducted from 4 p.m. to 9:30 p.m and vehicle travel in the eastern portion of from Ahwahnee and Stoneman a public hearing will be held Yosemite Valley during summer Meadows; and parking would be simultaneously from 6:30 p.m to 9 p.m. months. The area of the former Upper removed from Curry Orchard. Northside A brief presentation from 6 p.m. to 6:30 and Lower River Campgrounds would Drive would be converted to a multi-use p.m. will precede the public hearing. be restored to a mosaic of meadow, paved trail for hikers and bicyclists, The San Jose open house will be from riparian, and oak woodland without the immediate presence of 11:00 a.m. to 4:30 p.m., the presentation communities, roads would be removed motor vehicles, from Yosemite Lodge to will be from 1:30 p.m. to 2 p.m. and the from Ahwahnee and Stoneman El Capitan crossover. Southside Drive public hearing will be from 2 p.m. until Meadows, and parking would be would be converted to two-way traffic 4:30 p.m. removed from Curry Orchard. Southside from Taft Toe to Curry Village. Participants are encouraged to review Drive would be converted to two-way Alternative 5 would restore the document prior to attending a traffic from El Capitan crossover to approximately 120 acres to natural meeting. Detailed information on Curry Village, and Northside Drive conditions. It would designate parking location and times for each of the public would be converted to a multi-use for day visitors at Yosemite Village and meetings will be published in local and (bicycle and pedestrian) paved trail Curry Village, and in parking areas regional newspapers several weeks in from El Capitan crossover to Yosemite outside of Yosemite Valley. There advance, broadcast via radio and Lodge. would be more campsites and fewer television stations, and listed on the

VerDate 202000 19:06 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00057 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 19924 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices park’s Webpage. Yosemite National Park Dated: April 5, 2000. Court for the Southern District of management and planning officials will John J. Reynolds, Indiana on March 13, 2000. The attend all sessions to present the draft Regional Director, Pacific West Region. proposed consent decree addresses Yosemite Valley Plan/SEIS, to receive [FR Doc. 00–8998 Filed 4–12–00; 8:45 am] violations of the Clean Water Act, 33 oral and written comments, and to BILLING CODE 4310±70±P U.S.C. 1251 et seq., and the Clean Air answer questions. Act, 42 U.S.C. 7401 et seq., by Alcoa Comments Inc. (‘‘Alcoa’’) at its primary reduction DEPARTMENT OF THE INTERIOR and secondary aluminum production The draft Yosemite Valley Plan/SEIS plant in Newburgh, Warrick County, will be sent directly to the park’s Bureau of Reclamation general mailing list. Copies will be Indiana, and would resolve the available at park headquarters in Meeting of the Conservation Advisory violations alleged in the complaint in Yosemite Valley, the Warehouse Group, Yakima River Basin Water the case through the date of lodging of Building in El Portal, and at local and Enhancement Project, Yakima, WA the consent decree. regional libraries (i.e., San Francisco The proposed consent decree would, AGENCY: Department of the Interior. and Los Angeles). Also, the complete among other things, require Alcoa to ACTION: Notice of meeting. document will be posted on the pay the United States a $2.4 million Yosemite National Park Webpage (http:/ SUMMARY: As required by the Federal civil penalty (plus interest on that /www.nps.gov/yose/planning). Written Advisory Committee Act, notice is amount accruing from the date of comments must be received (or hereby given that the Conservation lodging), implement specified Clean transmitted by e-mail) on or before July Advisory Group, Yakima River Basin Water Act and Clean Air Act 7, 2000. All comments should be Water Enhancement Project, Yakima, compliance measures, and perform a addressed to the Superintendent, Attn: Supplemental Environmental Project Yosemite Valley Plan, P.O. Box 577, Washington, established by the estimated by Alcoa to cost $5.4 million. Yosemite National Park, California Secretary of the Interior, will hold a 95389 (or e-mailed to: public meeting. The purpose of the The Department of Justice will [email protected]). Conservation Advisory Group is to receive, for a period of thirty (30) days provide technical advice and counsel to All comments received will be from the date of this publication, the Secretary and the State on the available for public review in the park’s comments relating to the proposed structure, implementation, and research library. If individuals consent decree. Comments should be submitting comments request that their oversight of the Yakima River Basin Water Conservation Program. addressed to the Assistant Attorney name and/or address be withheld from General, Environment and Natural DATES: Tuesday, April 25, 2000, 9 a.m.– public disclosure, it will be honored to Resources Division, United States 4 p.m. the extent allowable by law. Such Department of Justice, P.O. Box 7611, requests must be stated prominently in ADDRESSES: Bureau of Reclamation Washington, DC 20044–7611, and the beginning of the comments. There Office, 1917 Marsh Road, Yakima, should refer to United States v. Alcoa also may be circumstances wherein the Washington. Inc., Civil Action No. EV0049C–Y/H NPS will withhold a respondent’s FOR FURTHER INFORMATION CONTACT: (S.D. Ind.), and DOJ Reference No. 90– identity as allowable by law. As always: James Esget, Manager, Yakima River 5–2–1–2222. NPS will make available to public Basin Water Enhancement Project, P.O. The proposed consent decree may be inspection all submissions from Box 1749, Yakima, Washington 98907, examined at: (1) the Office of the United organizations or businesses and from (509) 575–5848, extension 267. persons identifying themselves as States Attorney for the Southern District SUPPLEMENTARY INFORMATION: The representatives or officials of of Indiana, 46 East Ohio Street—5th purpose of the meeting will be to review organizations and businesses, and, Floor, Indianapolis, Indiana 46204; and water marketing opportunities in the anonymous comments may not be (2) the United States Environmental Yakima River Basin and develop considered. Protection Agency (Region 5), 77 West recommendations. Decision Process Jackson Boulevard, Chicago, Illinois Dated: April 6, 2000. 60604 (contact Jeffery Trevino (312– Depending upon the degree of public James A. Esget, 886–6729)). A copy of the proposed interest and response from other Program Manager. consent decree may also be obtained by agencies and organizations, at this time [FR Doc. 00–9190 Filed 4–12–00; 8:45 am] mail from the Department of Justice it is anticipated that the Final Yosemite BILLING CODE 4310±94±M Consent Decree Library, P.O. Box 7611, Valley Plan/SEIS will be completed Washington, DC 20044–7611. In during October 2000; availability of the requesting copies, please refer to the document will be duly noticed in the Federal Register. Subsequently, notice DEPARTMENT OF JUSTICE referenced case and DOJ Reference Number, and enclose a check for $10.75 of an approved Record of Decision Notice of Lodging of Consent Decree would be published in the Federal (43 pages at 25 cents per page Pursuant to the Clean Water Act and reproduction costs), made payable to the Register not sooner than thirty (30) days the Clean Air Act after the final document is distributed. Consent Decree Library. This is expected to occur by the end of In accordance with Departmental Joel M. Gross, December 2000. The official responsible policy and 28 CFR 50.7, the Department Chief, Environmental Enforcement Section, for the decision is the Regional Director, of Justice gives notice that a proposed Environment and Natural Resources Division. Pacific West Region, National Park consent decree in the case captioned [FR Doc. 00–9156 Filed 4–12–00; 8:45 am] Service; the official responsible for United States v. Alcoa Inc., Civil Action implementation is the Superintendent, No. EV0049C–Y/H (S.D. Ind.), was BILLING CODE 4410±15±M Yosemite National Park. lodged with the United States District

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DEPARTMENT OF JUSTICE DEPARTMENT OF JUSTICE DEPARTMENT OF JUSTICE

Notice of Lodging of Consent Decrees Notice of Lodging of Consent Decree Notice of Lodging of Consent Decrees Under the Comprehensive Pursuant to the Comprehensive Under the Comprehensive Environmental Response, Environmental Response, Environmental Response, Compensation, and Liability Act Compensation, and Liability Act Compensation, and Liability Act Notice is hereby given that on April Notice is hereby given that on March In accordance with Departmental 5, 2000, two proposed consent decrees 24, 2000, a proposed consent decree in policy, 28 CFR 50.7, notice is hereby in United States v. Greenwood Chemical United States v. Azrael et al., Action No. given that on March 31, 2000, the Company, Civ. Action No. 97–0147 WN–89–2898 (D. Md.) was lodged with United States of America, on behalf of (W.D. Va.), were lodged with the United the United States District Court for the the United States Environmental States District Court for the Western District of Maryland. Protection Agency (‘‘EPA’’), in a civil District of Virginia. In this action, the United States is action styled United States v. In this action, the United States is recovering past and future response Boomsnub, Civil Action No. 97–5719– recovering past and future response costs, pursuant to the Comprehensive FDB (W.D. Wash.), the United States costs, pursuant to the Comprehensive Environmental Response, lodged with the United States District Environmental Response, Compensation, and Liability Act Court for the Western District of Compensation, and Liability Act (‘‘CERCLA’’), 42 U.S.C. 9601 et seq. in Washington a Consent Decree with (‘‘CERCLA’’), 42 U.S.C. 9601 et seq. in connection with the Kane and Lombard defendants the Boomsnub Corporation, connection with the Greenwood Superfund Site (‘‘Site’’), located in Edward Takitch and the Estate of Jason Chemical Company Superfund (‘‘Site’’), Baltimore, Maryland. Niblett resolving the United States’ located in Albemarle County, Virginia. The consent decrees that were lodged The consent decree that was lodged claims in this action. would resolve the United States’ claims would resolve the United States’ claims The Consent Decree requires the against two of the four defendants. The against J.W. Parker & Sons (‘‘Parker’’). defendants to pay $2,064,874.88 first defendant, Albert Cereghino, will incurred by the United States on behalf Parker will pay to the United States pay $90,000 to the United States and of EPA in response to releases of $82,200, over two years, including $10,000 to the Commonwealth of hazardous substances at the Boomsnub interest, and $54,800, over two years, Virginia to resolve claims against it. The including interest, to the State of Superfund Site in Vancouver, second defendant, Greenwood Chemical Maryland to resolve claims against it. Washington. The Consent Decree also Company, will pay $1,000 to the United The consent decree includes requires the defendants to liquidate States and also will agree that the covenants not to sue by the United certain properties and pay the proceeds United States’ lien on the Site shall States under Section 107 of CERCLA. to the Superfund. remain in effect after the settlement. The Department of Justice will receive The Department of Justice will The consent decrees include for a period of thirty (30) days from the receive, for a period of thirty (30) days covenants not to sue by the United date of this publication comments from the date of this publication, States under sections 106 and 107 of relating to the proposed consent decree. comments relating to the proposed CERCLA, and under section 7003 of the Resource Conservation and Recovery Comments should be addressed to the Consent Decree. Comments should be Act (‘‘RCRA’’), 42 U.S.C. 6973. Assistant Attorney General of the addressed to the Assistant Attorney The Department of Justice will receive Environment and Natural Resources General for the Environment and for a period of thirty (30) days from the Division, P.O. Box 7611, U.S. Natural Resources Division, Department of Justice, Washington, DC 20530, and date of this publication comments Department of Justice, Washington, DC relating to the proposed consent 20044, and should refer to United States should refer to United States v. Boomsnub, DOJ Ref. #90–11–2–1018a. decrees. Comments should be addressed v. Azrael, D.J. Ref. 90–11–2–299. to the Assistant Attorney General of the The proposed consent decree may be The proposed Consent Decree may be Environment and Natural Resources examined at the Office of the United examined at the Office of the United Division, P.O. Box 7611, U.S. States Attorney, 101 W. Lombard St., States Attorney, 1010 Fifth Avenue, Department of Justice, Washington, DC Baltimore, Maryland 21201 and at U.S. Seattle, WA 98104. A copy of the 20044, and should refer to United States EPA Region III, 1650 Arch Street, proposed Consent Decree may be v. Greenwood Chemical Company , D.J. Philadelphia, Pennsylvania 19103– obtained by mail from the Consent Ref. 90–11–679. Comments may request 2029. A copy of the consent decree may Decree Library, U.S. Department of an opportunity for a public hearing in also be obtained by mail from the Justice, Environment and Natural the affected area, in accordance with Consent Decree Library, P.O. Box 7611, Resources Division, Environmental Section 7003(d) of RCRA. U.S. Department of Justice, Washington, Enforcement Section, P.O. Box 7611, The proposed consent decrees may be DC 20044–7611. In requesting a copy, Washington, DC 20044–7611. In examined at the Office of the United please enclose a check in the amount of requesting a copy please refer to the States Attorney, Thomas B. Mason $13.25 (25 cents per page reproduction referenced case and enclose a check in Building, 105 Franklin Rd., SW, Suite cost) payable to the Consent Decree the amount of $8.50 (25 cents per page One, Roanoke, VA 24011 and at U.S. Library. reproduction costs), payable to the EPA Region III, 1650 Arch Street, Consent Decree Library. Philadelphia, Pennsylvania 19103– Walker B. Smith, 2029. A copy of the consent decrees Deputy Chief, Environmental Enforcement Joel M. Gross, may also be obtained by mail from the Section, Environment and Natural Resources Chief, Environmental Enforcement Section, Consent Decree Library, P.O. Box 7611, Division. Environment and Natural Resources Division. U.S. Department of Justice, Washington, [FR Doc. 00–9154 Filed 4–12–00; 8:45 am] [FR Doc. 00–9158 Filed 4–12–00; 8:45 am] DC 20044–7611. In requesting a copy, BILLING CODE 4410±15±M BILLING CODE 4410±15±M please enclose a check in the amount of

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$13.25 (25 cents per page reproduction please refer to the referenced case and the District of Colorado, 1961 Stout cost) payable to the Consent Decree DOJ Reference Number, and enclose a Street, Suite 1200, Denver, CO 80294. A Library. check for $1.50 (6 pages at 25 cents per copy of the Decree may be obtained by page reproduction costs), made payable mail from the Consent Decree Library, Joel M. Gross, to the Consent Decree Library. P.O. Box 7611, Washington, DC 20044– Chief, Environmental Enforcement Section, 7611. In requesting a copy, please Environment and Natural Resources Division. Joel M. Gross, enclose a check in the amount of $15.75 [FR Doc. 00–9160 Filed 4–12–00; 8:45 am] Chief, Environmental Enforcement Section, for the Decree or (25 cents per page Environment and Natural Resources Division. BILLING CODE 4410±15±M reproduction cost) payable to the [FR Doc. 00–9157 Filed 4–12–00; 8:45 am] Consent Decree Library. BILLING CODE 4410±15±M DEPARTMENT OF JUSTICE Joel M. Gross, Chief, Environmental Enforcement Section, Notice of Lodging of Consent Decree DEPARTMENT OF JUSTICE Environment and Natural Resources Division. Pursuant to the Clean Air Act [FR Doc. 00–9155 Filed 4–12–00; 8:45 am] Notice of Lodging of Consent Decree BILLING CODE 4410±15±M In accordance with Departmental Under Sections 107 and 113 of the policy and 28 C.F.R. 50.7, the Comprehensive Environmental Department of Justice gives notice that Response, Compensation, and Liability DEPARTMENT OF JUSTICE on April 3, 2000, a proposed Stipulation Act and Agreed Order Concerning Notice of Lodging of Consent Decree Settlement was lodged with the United Notice is hereby given that on March Pursuant to the Comprehensive States District Court for the Eastern 14, 2000, a complaint and proposed Environmental Response, District of Michigan in the case Consent Decree (‘‘Decree’’) in United Compensation and Liability Act captioned United States v. Libra States v. the Lockheed Martin Industries, Inc. of Michigan, Case No. Corporation (D. CO.), Civil Action No. Consistent with Departmental policy, 99–73771 (E.D. Mich.). The proposed 00–S–562, was lodged with the United 28 CFR 50.7, notice is hereby given that Stipulation and Agreed Order addresses States District Court for the District of a proposed Consent Decree in United alleged violations of the Clean Air Act, Colorado. States v. Robert Odabashian, et al. was 42 U.S.C. 7401 et seq., by Libra The United States filed this action lodged with the United States District Industries, Inc. of Michigan (‘‘Libra’’) at under Sections 107 and 113 of the Court for the Western District of its institutional dry cleaning facility in Comprehensive Environmental Tennessee on March 31, 2000 (95–2361 Jackson, Michigan, and would provide Response, Compensation, and Liability G/Bre). On November 5, 1995, the for dismissal of the claims asserted in Act (‘‘CERCLA’’), 42 U.S.C. 9607 and United States filed a First Amended the Complaint in the case on terms 9613, and RCRA, 42 U.S.C. 6901 et seq. Complaint pursuant to section 107 of specified in the Stipulation and Agreed In the complaint, the United States Air the Comprehensive Environmental Order. The proposed Stipulation and Force (‘‘USAF’’) seeks, among other Response, Compensation, and Liability Agreed Order would require Libra to things, contribution from Lockheed Act of 1980 (‘‘CERCLA’’), as amended, pay the United States a $4,000 civil Martin Corporation (‘‘LMC’’) for costs against five defendants. The First penalty. incurred and to be incurred by the Amended Complaint alleges that the The Department of Justice will USAF for response actions at the PJKS defendants are liable under section 107 receive, for a period of thirty (30) days National Priorities List site in Jefferson of CERCLA for costs incurred by the from the date of the publication, County, Colorado (‘‘Site’’). United States Environmental Protection comments relating to the proposed The proposed consent decree resolves Agency during a cleanup of the Pulvair Stipulation and Agreed Order. the USAF’s CERCLA Sections 107 and Corporation Superfund Site in Comments should be addressed to the 113 claims against LMC and the Millington, Tennessee. Subsequently, Assistant Attorney General, contribution claims LMC could bring defendants filed various third-party Environment and Natural Resources against the USAF under Section complaints seeking contribution from Division, United States Department of 113(f)(1) of CERCLA, 42 U.S.C. various third-party defendants. The Justice, P.O. Box 7611, Washington, DC 9613(f)(1). The proposed decree proposed Consent Decree settles the 20044–7611, and should refer to United provides for a cash payment of $3.5 liability of three original defendants and States v. Libra Industries, Inc. of million over 10 years from LMC to the twelve third-party defendants. Under Michigan, Case No. 99–73771 (E.D. USAF and clean up services from LMC, the Consent Decree, the Settlors agree to Mich), and DOJ Reference No. 90–5–2– specified under separate agreement with reimburse the United States in the 1–06355. the USAF, that could ultimately reduce amount of $1,932,500. The proposed Stipulation and Agreed total clean up costs to the USAF by as The Department of Justice will Order may be examined at: (1) the Office much as $35.25 million. receive, for a period of thirty (30) days of the United States Attorney for the The Department of Justice will receive from the date of this publication, Eastern District of Michigan, 231 W. for a period of thirty (30) days from the comments relating to the proposed Lafayette Street, Detroit, MI 48226; and date of this publication comments Consent Decree. Comments should be (2) the United States Environmental relating to the Decree. Comments should addressed to the Assistant Attorney Protection Agency (Region 5), 77 West be addressed to the Assistant Attorney General for the Environment and Jackson Boulevard, Chicago, Illinois General of the Environment and Natural Natural Resources Division, U.S. 60604 (contact Larry Johnson (312–886– Resources Division, Department of Department of Justice, P.O. Box 7611, 6609)). A copy of the proposed Justice, Washington, DC 20530, and Washington, DC 20044; and refer to Stipulation and Agreed Order may also should refer to, United States v. the United States v. Robert Odabashian, et be obtained by mail from the Lockheed Martin Corporation (D. CO.), al., DOJ Ref. #90–11–3–1474. Department of Justice Consent Decree and D.J. Ref. #90–11–3–925/1. The proposed settlement agreement Library, P.O. Box 7611, Washington, DC The Decree may be examined at the may be examined at the Office of the 20044–7611. In requesting copies, office of the U.S. Attorneys Office for United States Attorney, Suite 410, 200

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Jefferson Avenue, Memphis, TN 38103, Foot Tanning Company, DOJ Ref. #90– District of Pennsylvania, 615 Chestnut and at the office of the Environmental 5–1–1–4497. Street, Philadelphia, PA, 12th Floor, Protection Agency, Region, 4, 61 The Consent Decree may be examined 19106 and at EPA Region III, 1650 Arch Forsyth Street, SW., Atlanta, GA 30303. at the office of the United States Street, Philadelphia, PA 19103. A copy A copy of the proposed Consent Decree Attorney, Northern District of Texas, of the proposed Consent Decree may be may be obtained in person or by mail 500 South Taylor, Suite 300, Lobby Box obtained by mail from the United States from the Department of Justice Consent 238, Amarillo, Texas 79101–2442; the Department of Justice, Consent Decree Decree Library, P.O. Box 7611, Region VI Office of the Environmental Library, P.O. Box 7611, Ben Franklin Washington, DC 20044. In requesting a Protection Agency, 1445 Ross Avenue, Station, Washington, D.C. 20044. When copy please refer to the referenced case Dallas, Texas. A copy of the Consent requesting a copy of the proposed and enclose a check in the amount of Decree may also be obtained by mail Consent Decree, please enclose a check $12.25 (25 cents per page reproduction from the Consent Decree Library, P.O. to cover the twenty-five cents per page costs), payable to the Consent Decree Box &7611, U.S. Department of Justice, reproduction costs payable to the Library. Washington, DC 20044–7611. In ‘‘Consent Decree Library’’ in the amount requesting a copy please refer to the of $8.75, and please reference to United Joel M. Gross, referenced case and enclose a check in States v. Sun Company, Inc., and Chief, Environmental Enforcement Section, the amount of $8.00 (25 cents per page Atlantic Refining and Marketing Corp., Environment and Natural Resources Division. reproduction costs), payable to the DOJ #90–5–2–1–1744A. [FR Doc. 00–9153 Filed 4–12–00; 8:45 am] Consent Decree Library. BILLING CODE 4410±15±M Joel M. Gross, Joel M. Gross, Chief, Environmental Enforcement Section, Chief, Environmental Enforcement Section, Environmental and Natural Resources DEPARTMENT OF JUSTICE Environment and Natural Resources Division. Division, Department of Justice. [FR Doc. 00–9151 Filed 4–12–00; 8:45 am] [FR Doc. 00–9152 Filed 4–12–00; 8:45 am] Notice of Lodging of Consent Decree BILLING CODE 4410±15±M BILLING CODE 4410±15±M Under the Clean Water Act In accordance with Departmental DEPARTMENT OF JUSTICE DEPARTMENT OF JUSTICE policy, 28 U.S.C. 50.7, notice is hereby given that on March 22, 2000, a Notice of Lodging of Consent Decree Notice of Lodging of Consent Decree proposed Consent Decree in United in Clean Air Act Action Under the Comprehensive, States v. S.B. Foot Tanning Company, In accordance with the Department Environmental Response, (‘‘Foot’’) Civil Action No. 2–99CV–325– Policy, 28 CFR 50.7, notice is hereby Compensation and Liability Act J, was lodged with the United States given that a Modified Consent Decree in (``CERCLA'') District Court for the Northern District United States v. Sun Company, Inc., In accordance with Departmental of Texas. and Atlantic Refining and Marketing In this action the United States sought Corp., Civil Action No. 94–CV–3246, policy, 28 CFR 50.7, notice is hereby injunctive relief and civil penalties for was lodged with the United States given that on March 24, 2000 a alleged violations of the Clean Water District Court for the Eastern District of proposed consent decree in Civil Action Act (‘‘CWA’’) and the discharge Pennsylvania on March 30, 2000. This No. 00–T–363–N was lodged with the prohibitions of the applicable Consent Decree resolves the United United States District Court for the pretreatment standards established States’ claims against defendants Sun Middle District of Alabama, Northern pursuant to section 307(b) of the CWA, Company, Inc. (now known as ‘‘Sunoco, Division. 33 U.S.C. 1317(b), namely part 425, Inc.’’) and Atlantic Refining & Marketing In this action the United states sought subpart F, Leather Tanning and Corp. for alleged violations of a Consent injunctive relief and recovery of future Finishing Point Source Category, Decree entered by the court in 1994, response costs under sections 106(a) pretreatment standards at 40 CFR resolving alleged violations of the Clean and 107 of CERCLA, 42 U.S.C. 9606(a) 425.65, at Foot’s Cactus, Texas facility. Air Act, 42 U.S.C. 7401 et seq., and 9607, with respect to the TH The Consent Decree provides for Foot’s occurring at defendants’ South Agriculture & Nutrition Superfund Site payment of a civil penalty to the United Philadelphia refinery. The Modified in Montgomery, Alabama (‘‘the Site’’). States in the amount of $510,439.60, Consent Decree requires the defendants Under a proposed consent Decree, TH requires injunctive relief to bring Foot to pay a stipulated penalty of $460,000 Agriculture & Nutrition, L.L.C, the into compliance with the Clean Water and to comply with the terms of the present owner and operator of the Site, Act, and requires Foot to implement and Modified Consent Decree. Astro Packaging Inc., the present owner complete two Supplemental The Department of Justice will accept and former operator, Elf-Atochem North Environmental Projects (‘‘SEPs’’) costing written comments on the proposed America Inc., and Industrial Chemicals in the aggregate $864,000 in capital Modified Consent Decree for thirty (30) Inc., former owner and operators of the costs and $12,500 in annual operations days from the date of publication of this Site, have agreed to perform the remedy and maintenance costs. notice. Please address comments to the chosen by EPA to clean up the Site, pay The Department of Justice will Assistant Attorney General, the government’s future response costs receive, for a period of thirty (30) days Environmental and Natural Resources in settlement of the government’s claims from the date of this publication, Division, Department of Justice, P.O. under Sections 106 and 107 of CERCLA, comments relating to the proposed Box 7611, Ben Franklin Station, 42 U.S.C. 9606 and 9607. Consent Decree. Comments should be Washington, D.C. 20044 and refer to The Department of Justice will addressed to the Assistant Attorney United States v. Sun Company, Inc., receive, for a period for thirty (30) days General for the Environment and and Atlantic Refining and Marketing from the date of this publication, Natural Resources Division, P.O. Box Corp., DOJ #90–5–2–1–1744A. comments relating to the proposed 7611, U.S. Department of Justice, Copies of the proposed Consent consent decree. Comments should be Washington, DC 20044–7611, and Decree may be examined at the Office of addressed to the Assistant Attorney should refer to United States v. S.B. the United States Attorney, Eastern General for the

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Environment and Natural Resources 2. Sugar Camp Coal, LLC 5. Webster County Coal, LLC Division, Department of Justice, [Docket No. M–2000–021–C] [Docket No. M–2000–024–C] Washington, DC 20044–7611, and Webster County Coal, LLC, 2668 Sugar Camp Coal, LLC, 1055 Barrett should refer to United States v. TH Street, Rt. 120 E., Providence, Kentucky Cemetery Road, Equality, Illinois 62934 Agriculture & Nutrition, L.L.C Elf 42450 has filed a petition to modify the has filed a petition to modify the Atochem North America Inc., Industrial application of 30 CFR 75.333 Chemicals Inc., and Astro Packaging, application of 30 CFR 75.350 (air (ventilation controls) to its Dotiki Mine Inc. (M.D. AL), DOJ # 90–1–3–1426/1. courses and belt haulage entries) to its (I.D. No. 15–02132) located in Webster The proposed consent decree may be Willow Lake Mine (I.D. No. 11–03054) County, Kentucky. The petitioner examined at the Office of the United located in Saline County, Illinois. The requests a modification of the standard petitioner requests a modification of the States Attorney, Montgomery, Alabama, to permit a temporary stopping in the standard to allow air coursed through the Region 4 Office of the return stopping line, outby the section belt haulage entries to be used to Environmental Protection Agency, 61 tailpiece, for a short period of time prior ventilate active working places. The Forsyth Street, Atlanta, Georgia 30303, to the section moving from entries to petitioner proposes to install a low-level and at the Consent Decree Library, Post rooms instead of using a permanent type carbon monoxide detection system in stopping. The petitioner asserts that the Office Box 7611, Washington, DC the supply road with branches extended 20044–7611. A copy of the proposed proposed alternative method would to the belt line at certain locations as an provide at least the same measure of consent decree may be obtained by mail early warning fire detection system. The from the Consent Decree Library, Post protection as the mandatory standard petitioner asserts that the proposed and that application of the existing Office Box 7611, Washington, DC alternative method would provide at 20044–7611. In requesting a copy please standard will result in a diminution of least the same measure of protection as safety to the miners. refer to the referenced case and enclose the mandatory standard. a check in the amount of 25 cents per 6. West Ridge Resources, Inc. 3. Black Beauty Coal Company page for reproduction costs, payable to [Docket No. M–2000–025–C] the Consent Decree Library. [Docket No. M–2000–022–C] West Ridge Resources, Inc., P.O. Box Joel M. Gross, Black Beauty Coal Company, P.O. Box 902, Price, Utah 84501 has filed a Chief, Environmental Enforcement Section, 176, Wheatland, Indiana 47597 has filed petition to modify the application of 30 Environment and Natural Resources Division. a petition to modify the application of CFR 75.1909(b)(6) (nonpermissible [FR Doc. 00–9159 Filed 4–12–00; 8:45 am] 30 CFR 75.1909(b)(6) (nonpermissible diesel-powered equipment; design and performance requirements) to its West BILLING CODE 4410±15±M diesel-powered equipment; design and performance requirements) to its Air Ridge Mine (I.D. No. 42–02233) located Quality Mine (I.D. No. 12–02010) in Carbon County, Utah. The petitioner located in Knox County, Indiana. The proposes to install devices such as gear DEPARTMENT OF LABOR petitioner proposes to limit the lock-outs on its diesel grader to limit the minimum speed of the grader to less speed to a maximum of 10 miles per Mine Safety and Health Administration than 10 mph, provide training for the hour when the grader is operating in an grader operators on lowering the underground coal mine or on the Petitions for Modification moldboard for additional stopping surface of an underground coal mine, capability in emergency situations, and and provide training to every miner who The following parties have filed on recognizing the appropriate speeds to operates the grader on the proper petitions to modify the application of use on different roadway conditions and techniques for lowering the blade to mandatory safety standards under slopes, instead of installing front wheel restrict the speed and to stop the grader, section 101(c) of the Federal Mine brakes on its ‘‘Getman’’ six-wheeled on the proper gear selection for grading, Safety and Health Act of 1977. grader. The petitioner asserts that the and on the proper speed for grading. The petitioner asserts that the proposed 1. Energy Fuels Coal, Inc. proposed alternative method would provide at least the same measure of alternative method would provide at [Docket No. M–2000–020–C] protection as the mandatory standard. least the same measure of protection as the mandatory standard. Energy Fuels Coal, Inc., P.O. Box 459, 4. Crystal Fuels Company 1190 County Rd 92, Florence, Colorado 7. Andalex Resources, Inc. 91226 has filed a petition to modify the [Docket No. M–2000–023–C] [Docket No. M–2000–026–C] application of 30 CFR 75.1909(1) Crystal Fuels Company, P.O. Box 722, Andalex Resources, Inc., P.O. Box (nonpermissible diesel-powered Matewan, West Virginia 25678 has filed 902, Price, Utah 84501 has filed a equipment; design and performance a petition to modify the application of petition to modify the application of 30 requirements) to its Southfield Mine 30 CFR 75.1103 (automatic fire warning CFR 75.1909(b)(6) (nonpermissible (I.D. No. 05–03455) located in Fremont devices) to its No. 1 Mine (I.D. No. 46– diesel-powered equipment; design and County, Colorado. The petitioner 03408) located in Mingo County, West performance requirements) to its proposes to use a diesel engine to power Virginia. The petitioner proposes to Aberdeen Mine (I.D. No. 42–02028) and its genset. The petitioner proposes to install a low-level carbon monoxide its Pinnacle Mine (I.D. No. 42–01474) use the diesel-powered genset to move detection system in all belt entries as an both located in Carbon County, Utah. equipment from section to section, and early warning fire detection system The petitioner proposes to install to power a roof bolter used in roof instead of using a monitoring systems devices such as gear lock-outs on its rehabilitation in remote areas of the that identify each belt flight. The diesel grader in order to limit the speed mine. The petitioner asserts that the petitioner asserts that the proposed to a maximum of 10 miles per hour proposed alternative method would alternative method would provide at when the grader is operating in an provide at least the same measure of least the same measure of protection as underground or on the surface of an protection as the mandatory standard. the mandatory standard. underground coal mine, and provide

VerDate 202000 19:06 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00062 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19929 training to every miner who operates the 11:30 a.m. The Business Session will be Office of Polar Programs, National grader on the proper techniques for held at the Broadmoor Hotel, Colorado Science Foundation, 4201 Wilson lowering the blade to restrict the speed Springs, Colorado. Boulevard, Arlington, Virginia 22230. and to stop the grader, on the proper The agenda is as follows: FOR FURTHER INFORMATION CONTACT: gear selection for grading, and on the —Call to Order Nadene G. Kennedy at the above proper speed for grading. The petitioner —Opening Remarks address or (703) 306–1030. asserts that the proposed alternative —Information Assurance in the 21st method would provide at least the same Century Briefing SUPPLEMENTARY INFORMATION: The measure of protection as the mandatory —Perspectives on Importance of National Science Foundation, as standard. Operational Information Sharing to directed by the Antarctic Conservation the Success of PDD–63 Act of 1978 (Public Law 95–541), has Request for Comments Implementation Briefing developed regulations that implement Persons interested in these petitions —Evolution of U.S. Space Command’s the ‘‘Agreed Measures for the are encouraged to submit comments via Role in Information Operations Conservation of Antarctic Fauna and e-mail to ‘‘[email protected],’’ or on Briefing Flora’’ for all United States citizens. The a computer disk along with an original —National Communications System Agreed Measures, developed by the hard copy to the Office of Standards, Manager’s Report Antarctic Treaty Consultative Parties, Regulations, and Variances, Mine Safety —Industry Executive Subcommittee recommended establishment of a permit and Health Administration, 4015 Report system for various activities in Antarctic Wilson Boulevard, Room 627, —Adjournment and designation of certain animals and Arlington, Virginia 22203. All Due to the potential requirement to certain geographic areas a requiring comments must be postmarked or discuss classified information in special protection. The regulations received in that office on or before May conjunction with the issues listed establish such a permit system to 15, 2000. Copies of these petitions are above, the meeting will be closed to the designate Specially Protected Areas and available for inspection at that address. public in the interest of National Sites of Special Scientific Interest. Defense. Dated: March 28, 2000. The applications received are as Carol J. Jones, FOR FURTHER INFORMATION CONTACT: follows: Telephone (703) 607–6209 or write the Director, Office of Standards Regulations, and 1. Applicant Variances. Manager, National Communications System, 701 South Court House Road, [FR Doc. 00–9023 Filed 4–12–00; 8:45 am] Permit Application No. 2001–007. Arlington, VA 22204–2198. BILLING CODE 4510±43±U Rudof S. Scheltema, Biology Frank McClelland, Department, MS34, Woods Hole Technology and Programs Division (N2). Oceanographic Institution, Woods Hole, Massachusetts 02543. LEGAL SERVICES CORPORATION [FR Doc. 00–9210 Filed 4–12–00; 8:45 am] BILLING CODE 5001±08±M Activity for Which Permit Is Requested Sunshine Act Meeting of the Operations and Regulations Introduce non-indigenous species into . Committee of the Board of Directors NATIONAL SCIENCE FOUNDATION The applicant proposes use ACTION: The Operations and Regulations Notice of Permit Applications Received Thalassiosera pseudonana, Isochryois Committee meeting scheduled for 2:30 Under the Antarctic Conservation Act galbana, and Dunaliella tertiolecta p.m. on April 14, 2000 has been of 1978 (Public Law 95±541) cultures of unicellular algae in rearing CANCELED. zooplankton organisms. Indigenous AGENCY: National Science Foundation. zooplankton will be collected in CONTACT PERSON FOR INFORMATION: ACTION: Notice of permit applications antarctic waters and reared in the Victor M. Fortuno, Vice President for received under the Antarctic laboratory onboard ship, using the Legal Affairs, at (202) 336–8800. Conservation Act of 1978, Public Law above named unicellular algae as food. Dated: April 11, 2000. 95–541. The study will deal with the history of Victor M. Fortuno, antarctic organisms, in particular with SUMMARY: The National Science the larvae of benthic organisms. The Vice President for Legal Affairs. Foundation (NSF) is required to publish [FR Doc. 00–9335 Filed 4–11–00; 12:51 pm] larval life history is especially important notice of permit applications received to in understanding the demography of BILLING CODE 7050±01±P conduct activities regulated under the bottom organisms. At the completion of Antarctic Conservation Act of 1978. the study, the algal cultures will be NSF has published regulations under disposed of by heat sterilization. NATIONAL COMMUNICATIONS the Antarctic Conservation Act at Title SYSTEM 45 Part 670 of the Code of Federal Location Regulations. This is the required notice Onboard R/V LAURENCE M. GOULD National Security Telecommunications of permit applications received. Advisory Committee research vessel in the region of the DATES: Interested parties are invited to South Shetland Islands. AGENCY: National Communications submit written data, comments, or System (NCS). views with respect to these permit Dates ACTION: Notice of meeting. applications by May 13, 2000. Permit May 15, 2000 to June 15, 2000. applications may be inspected by SUMMARY: A meeting of the President’s interested parties at the Permit Office, Nadene G. Kennedy, National Security Telecommunications address below. Permit Officer, Office of Polar Programs. Advisory Committee will be held on ADDRESSES: Comments should be [FR Doc. 00–9183 Filed 4–12–00; 8:45 am] Tuesday, May 16, 2000, from 9 a.m. to addressed to Permit Office, Room 755, BILLING CODE 7555±01±M

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NATIONAL SCIENCE FOUNDATION 635, National Science Foundation, 4201 NATIONAL SCIENCE FOUNDATION Wilson Boulevard, Arlington, VA 22230. Special Emphasis Panel in Advanced Telephone: (703) 306–1480. Special Emphasis Panel in Civil and Computational Infrastructure and Purpose of Meeting: To provide advice and Mechanical Systems; Notice of Research; Notice of Meeting recommendations concerning proposals Meeting submitted to NSF for financial support In accordance with the Federal Agenda: To review and evaluate In accordance with the Federal Advisory Committee Act (Pub. L. 92– Biocomplexity: Special Competition Advisory Committee Act (Pub. L. 92– 463, as amended), the National Science proposals as part of the selection process for 463, as amended), the National Science Foundation announces the following awards. Foundation announces the following meeting: Reason for Closing: The proposals being meeting: reviewed include information of a Name: Special Emphasis Panel in proprietary or confidential nature, including Name: Special Emphasis Panel in Civil and Mechanical Systems (1205). Advanced Computational Infrastructure & technical information; financial data, such as Date and Time: May 8, 2000 and May 9, Research (1185) salaries; and personal information 2000, 8 a.m. to 5 p.m. Date and Time: April 19, 2000—8:30 a.m.– concerning individuals associated with the 5 p.m. Place: NSF, 4201 Wilson Boulevard, Room proposals. These matters are exempt under 5 Place: Rm. 1150, NSF, 4201 Wilson 530 and 580, Arlington, Virginia 22230. U.S.C. 552b(c), (4) and (6) of the Government Boulevard, Arlington, VA. Type of Meeting: Closed. in the Sunshine Act. Type of Meeting: Closed Contact Person: Dr. Joy Paushcke, Program Contact Person: Dr. Stephen Elbert, Dated: April 6, 2000. Director, National Earthquake Engineering Program Director, Partnerships for Advanced Karen J. York, Simulation Program, Room 545, (703) 306– Computational Infrastructure Program, 1361. Committee Management Officer. Directorate for Computer and Information Purpose of Meeting: To provide advice and Science and Engineering, Room 1122, [FR Doc. 00–9201 Filed 4–12–00; 8:45 am] recommendations concerning proposals National Science Foundation, 4201 Wilson BILLING CODE 7555±01±M submitted to NSF for financial support. Boulevard, Arlington, VA 22230, (703) 306– Agenda: To review and evaluate 1963. nominations for the FY’00 National Purpose of Meeting: To provide NATIONAL SCIENCE FOUNDATION Earthquake Engineering Simulation Review recommendations and advice concerning Panel proposals as part of the selection TeraScale Proposals submitted to NSF for Special Emphasis Panel in Chemical process for awards. funding. Reason for Closing: The proposals being and Transport Systems; Notice of reviewed include information of a Agenda: To review and evaluate TeraScale Meeting Proposals as part of the selection process for proprietary or confidential nature, including awards. technical information; financial data, such as Reason for Closing: The proposals being In accordance with the Federal salaries and personal information concerning reviewed include information of a Advisory Committee Act (Pub. L. 92– individuals associated with the proposals. proprietary or confidential nature, including 463, as amended), the National Science These matters are exempt under 5 U.S.C. technical information; financial data, such as Foundation announces the following 552b(c)(4) and (6) of the Government in the salaries; and personal information meeting: Sunshine Act. concerning individuals associated with the Name: Special Emphasis Panel in Dated: April 10, 2000. proposals. If discussions are open to the Chemical and Transport Systems (1190). Karen J. York, public, these matters that are exempt under Date and Time: May 24, 2000, 8 a.m. to Committee Management Officer. 5 U.S.C. 552b(c), (4) and (6) of the Government in the Sunshine Act would be 4:30 p.m. [FR Doc. 00–9205 Filed 4–12–00; 8:45 am] improperly disclosed. Place: National Science Foundation, 4201 BILLING CODE 7555±01±M Wilson Boulevard, Room 110, Arlington, VA Dated: April 6, 2000. 22230 Karen J. York, Type of Meeting: Closed. NATIONAL SCIENCE FOUNDATION Contact Person: Dr. Geoffrey Prentice, Committee Management Officer. Program Director, Kinetics, Catalysis & Advisory Panel for Developmental [FR Doc. 00–9199 Filed 4–12–00; 8:45 am] Molecular Processes, Division of Chemical Mechanisms; Notice of Meeting BILLING CODE 7555±01±M and Transport Systems (CTS), Room 525, (703) 306–1371. In accordance with the Federal Purpose of Meeting: To provide advice and Advisory Committee Act (Pub. L. 92– NATIONAL SCIENCE FOUNDATION recommendations concerning proposals 463, as amended), the National Science submitted to NSF for financial support. Foundation (NSF) announces the Special Emphasis Panel in Biological Agenda: To review progress on the FY following meeting. Sciences; Notice of Meeting 1999 XYZ on a Chip Grants and to discuss emerging areas in the field. Name: Advisory Panel for Developmental In accordance with the Federal Reason for Closing: The proposals being Mechanisms (1141) Advisory Committee Act (Pub. L. 92– reviewed include information of a Date/Time: April 26–28, 2000, 8:30 a.m.— 5 p.m. 463, as amended), the National Science proprietary or confidential nature, including Place: NSF, Room 360, 4201 Wilson Blvd., Foundation announces the following technical information; financial data, such as Arlington, VA salaries and personal information concerning meeting: Type of Meeting: Part-open individuals associated with the proposals. Name: Special Emphasis Panel in Contact Persons: Dr. Judity Plesset and Dr. These matters are exempt under 5 U.S.C. Biological Sciences (1754). Susan Singer, Program Directors, Date/Time: June 14–916, 2000; 8 a.m.–5 552b(c)(4) and (6) of the Government in the Developmental Mechanism, Division of p.m. Sunshine Act. Integrative Biology and Neuroscience, Suite Place: National Science Foundation, 4201 Dated: April 10, 2000. 685, National Science Foundation, 4201 Wilson Boulevard, Room 310, 320, 330, 360, Karen J. York, Wilson Boulevard, Arlington, VA 22230, 365 and 370, VA 22230. Telephone: (703) 306–1417 Committee Management Officer. Type of Meeting: Closed. Purpose of Meeting: To provide advice and Contact Person: Dr. Joann Roskoski, [FR Doc. 00–9203 Filed 4–12–00; 8:45 am] recommendations concerning proposals Division of Environmental Biology, Room BILLING CODE 7555±01±M submitted to NSF for financial support.

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Minutes: May be obtained from the contact Dated: April 6, 2000. Purpose of Meeting: To provide advice and person listed above. Karen J. York, recommendations concerning proposals Agenda: Open Session: April 28th, 2000; 9 Committee Manager Officer. submitted to NSF for financial support. a.m. to 10 a.m.—discussion on research [FR Doc. 00–9197 Filed 4–12–00; 8:45 am] Agenda: Review and evaluate **Regular trends, opportunities and assessment Research** proposals as part of the selection BILLING CODE 7555±01±M procedures in Integrative Biology and process for awards. Neuroscience with Dr. Mary Clutter, Reason for Closing: The proposals being Assistant Director, Directorate for Biological NATIONAL SCIENCE FOUNDATION reviewed include information of a Sciences. proprietary or confidential nature, including Closed Session: April 26th, 2000, 8:30 a.m. Special Emphasis Panel in Electrical technical information; financial data, such as to 6 p.m.; April 27th, 2000, 8:30 a.m. to 6 salaries; and personal information p.m.; April 28th, 2000, 8:30 a.m. to 9 a.m. and Communications Systems; Notice concerning individuals associated with the and 10 a.m. to 5 p.m. To review and evaluate of Meeting proposals. These matters are exempt under 5 the Ecological & Evolutionary Physiology In accordance with the Federal proposals as part of the selection process for U.S.C.552b(c),(4) and (6) of the Government Advisory Committee Act (Pub. L. 92– in the Sunshine Act. awards. 463, as amended), the National Science Reason for Closing: The proposals being Foundation announces the following Dated: April 6, 2000. reviewed include information of a Karen J. York, proprietary or confidential nature, including meeting: technical information; financial data, such as Name: Special Emphasis Panel in Committee Management Officer. salaries; and personal information Electrical and Communications Systems [FR Doc. 00–9194 Filed 4–12–00; 8:45 am] concerning individuals associated with the (1196). BILLING CODE 7555±01±M proposals. These matters are exempt under 5 Dates: April 21, 2000; 8:30 a.m.–5 p.m. U.S.C. 552b(c), (4) and (6) of the Government Place: Room 390, National Science in the Sunshine Act. Foundation, 4201 Wilson Boulevard, NATIONAL SCIENCE FOUNDATION Arlington, VA. Dated: April 10, 2000. Type of Meeting: Open. Advisory Committee for Engineering: Karen J. York, Contact Person: Dr. Marija Ilic, Program Notice of Meeting Committee Management Officer. Director, Control, Networks, and [FR Doc. 00–9204 Filed 4–12–00; 8:45 am] Computational Intelligence (CNCI), 4201 Wilson Boulevard, Room 675, Arlington, In accordance with the Federal BILLING CODE 7555±01±M Virginia 22230, Phone 703–306–1339. Advisory Committee Act (Pub. L. 92– Minutes: May be obtained from the contact 463, as amended) the National Science person listed above. Foundation announces the following NATIONAL SCIENCE FOUNDATION Purpose of Meeting: To provide advice and meeting. recommendations concerning research and Earth Sciences Proposal Review education agenda for Electric Power Systems. Name: Advisory Committee for Panel; Notice of Meeting Agenda: Identify key research and Engineering (#1170) education areas of critical relevance for Date/Time: May 9, 2000; 1 p.m.–5 p.m.;, In accordance with the Federal electric power industry. May 10, 2000; 8:30 a.m.–5 p.m. Advisory Committee Act (Pub. L. 92– Place: Room 1235 (National Science Board 463, as amended), the National Science Dated: April 6, 2000. Meeting Room), National Science Foundation announces the following Karen J. York, Foundation, 4201 Wilson Boulevard, meeting. Committee Management Officer. Arlington, VA. Type of Meeting: Open Name: Earth Sciences Proposal Review [FR Doc. 00–9195 Filed 4–12–00; 8:45 am] Panel (1569). BILLING CODE 7555±01±M Contact Person: Dr. Elbert L. Marsh, Date/Time: May 3–5, 2000, 8:00 a.m. to Deputy Assistant Director for Engineering, 6:00 p.m. National Science Foundation, Suite 505, Place: IRIS Data Management Center, NATIONAL SCIENCE FOUNDATION 4201 Wilson Boulevard, Arlington, VA Seattle Washington. 22230; Telephone: (703) 306–1301; email: Type of Meeting: Closed. Special Emphasis Panel in Electrical [email protected]. For easier building access, Contact Person: Dr. Daniel F. Weill, and Communications Systems; Notice individuals planning to attend should Program Director, Instrumentation & of Meeting contact Maxine Byrd at 703–306–1300 or at Facilities Program, Division of Earth [email protected] so that your name can be In accordance with the Federal Sciences, Room 785, National Science added to the building access list. Advisory Committee Act (Pub. Law 92– Foundation, 4201 Wilson Blvd., Arlington, Minutes: May be obtained from the contact VA 22230; Telephone: (703) 306–1558. 463, as amended), the National Science person listed above. Purpose of Meeting: To provide advice and Foundation announces the following Purpose of Meeting: To provide advice, recommendations concerning proposals meeting: recommendations and counsel on major goals submitted to NSF for financial support. Name: Special Emphasis Panel in and policies pertaining to Engineering Agenda: To review and evaluate Electrical and Communications systems programs and activities. Instrumentation & Facilities proposals as part (1196) Agenda: The principal focus of the of the selection process for awards. Dates: April 27–28, 2000; 8:30 a.m.–5 p.m. forthcoming meeting will be on strategic Reason for Closing: The proposals being Place: Room 730, National Science issues, both for the Directorate and the reviewed include information of a Foundation, 4201 Wilson Boulevard, Foundation as a whole. proprietary or confidential nature, including Arlington, VA. technical information; financial data, such as Type of Meeting: Closed. Dated: April 6, 2000. salaries; and personal information Contact Person: Dr. Paul Werbos, Program Karen J. York, concerning individuals associated with the Director, Control, Networks, and Committee Management Officer. proposals. These matters are exempt under 5 Computational Intelligence (CNCI), 4201 U.S.C. 552b(c), (4) and (6) of the Government Wilson Boulevard, Room 675, Arlington, [FR Doc. 00–9192 Filed 4–12–00; 8:45 am] in the Sunshine Act. Virginia 22230, Phone 703–306–1339. BILLING CODE 7555±01±M

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NATIONAL SCIENCE FOUNDATION support for research, education, and human NATIONAL SCIENCE FOUNDATION resources development in the geosciences. Special Emphasis Panel in Engineering Special Emphasis Panel in Human Agenda: Education and Centers; Notice of Resource Development; Notice of Meeting Environmental Initiative Information Meeting Technology Research Initiative In accordance with the Federal GPRA Update In accordance with the Federal Advisory Committee Act (Pub. L. 92– GEO Education, Human Resources and Advisory Committee Act (Pub. L. 92– 463, as amended), the National Science Diversity 463, as amended), the National Science Foundation announces the following GEO 2000 and future issues. Foundation announces the following meeting: Note: A detailed agenda will be posted on meeting. Name: Special Emphasis panel in the NSF web page approximately one week Name: Committee of Visitors for the Engineering Education and Centers (173) prior to the meeting on http:// Division of Human Resource Developments Date and Time: May 15 & 16, 2000, 8:30 www.geo.nsf.gov/adgeo/advcomm/start.htm Program of Gender Equity (PGE) in SMET AM–5:30 PM and Program for Persons with Disabilities (PPD) Place: National Science Foundation, Room Dated: April 6, 2000. 310, 4201 Wilson Blvd, Arlington, VA Date and Time: Wednesday, May 3rd, Type of Meeting: Closed Karen J. York, 2000, 8:30 am—5:30 pm, Room 830 (Open); Contact persons: Dr. Ernest T. Smerdon, Committee Management Officer. Thursday, May 4th, 2000, 8:30 am–1 pm, Senior Education Associate, Engineering, [FR Doc. 00–9198 Filed 4–12–00; 8:45 am] Room 830 (Open); Thursday, May 4th, 2000, Education and Centers Division, National 1 pm–3:30 pm (Closed); Thursday, May 4th, BILLING CODE 7555±01±M Science Foundation, Room 585, 4201 Wilson 2000, 3:30 pm–5:30 pm (Open). Blvd., Arlington, VA 22230. (703) 306–1380 Place: 4201 Wilson Boulevard, Rooms 830, Purpose of Meeting: To provide advice and Arlington, VA 22230. recommendations concerning proposals NATIONAL SCIENCE FOUNDATION Type of Meeting: Part Open (see agenda, submitted to NSF for financial support. below) Agenda: To review and evaluate proposals Special Emphasis Panel for Contact Person: Drs. Lawrence Scadden, Margrete S. Klein and Ruta Sevo, Human submitted to the Action Agenda Program as Geosciences; Notice of Meeting Resource Development Division, Room 815, part of the selection process for awards. National Science Foundation, 4201 Wilson Reason for Closing: The proposals being In accordance with the Federal Boulevard, Arlington, VA 22230 Telephone: reviewed include information of a Advisory Committee Act (Pub. L. 92– (703) 306–1637. proprietary or confidential nature, including 463, as amended), the National Science Purpose of Meeting: To carryout a technical information; financial data, such as Foundation announces the following Committee of Visitors (COV), review of the salaries; and personal information meeting: PGE and PPD programs over the past three concerning individuals associated with the fiscal years, including program evaluation, proposals. These matters are exempt under 5 Name: Special Emphasis Panel for examination of decisions on proposals, U.S.C. 552b. (c), (4) and (6) of the Geosciences (1756) reviewer comments, and to access other Government in the Sunshine Act. Date/Time: May 2, 2000; 8:30 a.m. to 5:30 privileged information. Agenda: Wednesday, May 3rd, 2000, Dated: April 6, 2000. p.m. Place: Room 770, National Science 8:30am–5:30pm, Room 830 (Open) Thursday, Karen J. York, Foundation, 4201 Wilson Boulevard, May 4th, 2000, 8:30 am–1 pm, Room 830 Committee Management Officer. Arlington, VA 22230 (Open) Thursday, May 4th, 2000, 1 pm–3:30 pm, Closed review of privileged documents [FR Doc. 00–9200 Filed 4–12–00; 8:45 am] Type of Meeting: Closed Thursday, May 4th, 2000, 3:30 pm–5:30 pm, BILLING CODE 7555±01±M Contact Person: Ms. Robin Reichlin, Open discussions on the impact of projects Program Director, Geophysics Program, funded and an evaluation of the programs. Division of Earth Sciences, Room 785, Session is open to meet requirements of NATIONAL SCIENCE FOUNDATION National Science Foundation, Arlington, VA Government Performance and Results Act 22230, (703) 306–1556. (GPRA). Advisory Committee for Geosciences; Purpose of Meeting: To provide advice and Reason for Closing: During the closed Notice of Meeting recommendations concerning proposals session, the COV will be reviewing proposal submitted to NSF for financial support. actions that will include privileged In accordance with the Federal intellectual property and personal Agenda: To review and evaluate Advisory Committee Act (Pub. Law 92– information that could harm individuals if 463, as amended), the National Science cooperative studies of the earth’s deep they were disclosed. Such deliberation are Foundation announces the following interior proposals as part of the selection exempt under 5 U.S.C. 552b(c), (4) and (6) of meeting: process for awards. the Government in the Sunshine Act. Reason for Closing: The proposals being Dated: April 10, 2000. Name: Advisory Committee for reviewed include information of a Geosciences (1755) proprietary or confidential nature, including Karen J. York, Dates: May 1, 2000; 8:30 a.m.—5:30 p.m. Committee Management Officer. May 2, 2000; 8:00 a.m.—3:30 p.m. technical information; financial data, such as [FR Doc. 00–9202 Filed 4–12–00; 8:45 am] Place: Room 1235, National Science salaries; and personal information Foundation, 44201 Wilson Boulevard, concerning individuals associated with BILLING CODE 7555±01±M Arlington, VA proposals. These matters are exempt under 5 Type of Meeting: Open U.S.C. 552b(c), (4) and (6) of the Government Contact Person: Dr. Thomas Spence, in the Sunshine Act. NATIONAL SCIENCE FOUNDATION Directorate for Geosciences, National Science Foundation, Suite 705, 4201 Wilson Dated: April 6, 2000. Advisory Panel for Systematic and Boulevard, Arlington, Virginia 22230, Phone Karen J. York, Population Biology; Notice of Meeting 704–306–1502 Minutes: May be obtained from the contact Committee Management Officer. In accordance with the Federal person listed above. [FR Doc. 00–9196 Filed 4–12–00; 8:45 am] Advisory Committee Act (Pub. L. 92– Purpose of Meeting: To provide advice, BILLING CODE 7555±01±M 463, as amended), the National Science recommendations, and oversight concerning Foundation announces the following

VerDate 202000 19:42 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00066 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19933 meetings of the Advisory Panel for Week of April 24—Tentative to be added to it, please contact the Systematic and Population Biology There are no meetings scheduled for Office of the Secretary, Attn: Operations (1753): the Week of April 24. Branch, Washington, DC 20555 (301– Date/Time: April 12–14, 2000; 8 a.m.–5 415–1661). In addition, distribution of p.m. Week of May 1—Tentative this meeting notice over the Internet Place: National Science Foundation, 4201 Tuesday, May 2 system is available. If you are interested Wilson Boulevard, Rooms 380 and 390, in receiving this Commission meeting Arlington, VA 22230. 9:30 a.m. schedule electronically, please send an Contact Person: Dr. Elizabeth Lyons, Briefing on Oconee License Renewal electronic message to [email protected] or Division of Environmental Biology, Room (Public Meeting) (Contact: Dave [email protected]. 635, National Science Foundation, 4201 Lange, 301–415–1730) Wilson Boulevard, Arlington, VA 22230. Dated: April 7, 2000. Telephone: (703) 306–1481. Wednesday, May 3 William M. Hill, Jr., Agenda: To review and evaluate 9:25 a.m. SECY Tracking Officer, Office of the Population Biology proposals as part of the Affirmation Session (Public Meeting) Secretary. selection process for awards. (If needed) [FR Doc. 00–9291 Filed 4–11–00; 10:36 am] Date/Time: April 26–28, 2000; 8:30 a.m.– 9:30 a.m. BILLING CODE 7590±01±M 5 p.m. Briefing on Efforts Regarding Release Place: National Science Foundation, 4201 Wilson Boulevard, Room 375, Arlington, VA of Solid Material (Public Meeting) 22230. (Contact: Frank Cardile, 301–415– OFFICE OF MANAGEMENT AND Contact Person: Dr. Mary McKitrick, 6185) BUDGET Division of Environmental Biology, Room Week of May 8—Tentative 635, National Science Foundation, 4201 Management of Federal Information Wilson Boulevard, Arlington, VA 22230. Monday, May 8 Resources Telephone: (703) 306–1481. Agenda: To review and evaluate 10:00 a.m. AGENCY: Office of Management and Systematic Biology proposals as part of the Briefing on Lessons Learned from the Budget, Executive Office of the selection process for awards. Nuclear Criticality Accident at President. Tokaimura and the Implications on Purpose of Meetings: To provide advice ACTION: Proposed revision of OMB and recommendations concerning proposals the NRC’s Program (Public Meeting) Circular No. A–130. submitted to NSF for financial support. (Contact: Bill Troskoski, 301–415– Type of Meetings: Closed. 8076) SUMMARY: The Office of Management Reason for Closing: The proposals being Tuesday, May 9 and Budget is revising Circular No. A– reviewed include information of a 130, ‘‘Management of Federal proprietary or confidential nature, including 8:55 a.m. Information Resources,’’ to implement technical information; financial data, such as Affirmation Session (Public Meeting) salaries, and personal information provisions of the Clinger-Cohen Act (If needed) (also known as ‘‘Information concerning individuals associated with the 9:00 a.m. proposals. These matters are exempt under 5 Technology Management Reform Act of U.S.C. 552b(c), (4) and (6) of the Government Meeting with Stakeholders on Efforts 1996’’) and for other purposes. This in the Sunshine Act. Regarding Release of Solid Material notice proposes revisions to the sections (Public Meeting) (Contact: Frank of the Circular concerning information Dated: April 6, 2000. Cardile, 301–415–6185) Karen J. York, systems and information technology Committee Management Officer. Week of May 15—Tentative management to follow more closely provisions of the Clinger-Cohen Act and [FR Doc. 00–9193 Filed 4–12–00; 8:45 am] Tuesday, May 16 OMB Circular A–11, which involve the BILLING CODE 7555±01±M 9:25 a.m. acquisition, use, and disposal of Affirmation Session (Public Meeting) information technology as a capital asset (If needed) by the Federal government to improve * The schedule for Commission NUCLEAR REGULATORY the productivity, efficiency, and meetings is subject to change on short COMMISSION effectiveness of Federal programs. It also notice. To verify the status of meetings makes minor technical revisions Sunshine Act Meeting call (recording)—(301) 415–1292. throughout the Circular (for example, CONTACT PERSON FOR MORE INFORMATION: changing ‘‘senior official’’ to ‘‘Chief DATE: Weeks of April 10, 17, 24, May 1, Bill Hill (301) 415–1661. Information Officer’’). It proposes a new 8, and 15, 2000. ADDITIONAL INFORMATION: By a vote of 5– Appendix II to address ‘‘Information Technology Architectures,’’ PLACE: Commissioners’ Conference 0 on April 6, the Commission incorporates OMB guidance regarding Room, 11555 Rockville Pike, Rockville, determined pursuant to U.S.C. 552b(e) computer security into Appendix III, Maryland. and § 9.107(a) of the Commission’s rules that ‘‘Briefing by the Executive Branch and revises Appendix IV to reflect these STATUS: Public and Closed. (Closed-Ex. 1)’’ be held on April 6, and changes. MATTERS TO BE CONSIDERED: on less than one week’s notice to the This notice also proposes revisions to the sections of the Circular concerning Week of April 10 public. The NRC Commission Meeting information management policy to There are no meetings scheduled for Schedule can be found on the Internet follow more closely the provisions of the Week of April 10. at: http://www.nrc.gov/SECY/smj/ the current OMB guidance entitled schedule.htm. ‘‘Implementation of the Government Week of April 17—Tentative This notice is distributed by mail to Paperwork Elimination Act.’’ There are no meetings scheduled for several hundred subscribers; if you no DATES: If you wish to comment on the the Week of April 17. longer wish to receive it, or would like proposed revisions to Circular No. A–

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130 please submit your comments no design, development, and In addition, in late 1997, a lawsuit later than Friday, May 19, 2000. Each implementation of information systems. was filed against several agencies Department and agency should submit a CIOs also monitor and evaluate system (Public Citizen v. Raines) alleging that single coordinated set of comments. performance and advise agency heads to they had not complied with the ADDRESSES: We welcome electronic modify or terminate those systems. The requirements in the PRA and FOIA for comments and will include them as part Clinger-Cohen Act also directs agencies agencies to inventory their information of the official record. Please send to work together towards the common systems. During the course of the comments electronically to: A– goal of using information technology to litigation, which is ongoing, the [email protected]. You may address improve the productivity, effectiveness, argument was advanced by the plaintiff hardcopy comments to: Information and efficiency of Federal programs and that Congress in the 1995 revisions to Policy and Technology Branch, Office of to promote an interoperable, secure, and the PRA required agencies to maintain Information and Regulatory Affairs, shared government wide information an inventory of all of their information Office of Management and Budget, resources infrastructure. systems, rather than only their major Room 10236 New Executive Office To provide agencies with additional information systems. OMB responded Building, Washington, DC 20503. guidance on implementing the Clinger- by expressing its view that, in revising Electronic Availability: This Cohen Act, OMB proposes to revise the PRA in 1995, Congress did not document is available on the Internet at Circular No. A–130, ‘‘Management of require agencies to inventory all of their the OMB web site, http:// Federal Information Resources’’ (61 FR information systems. Instead, consistent www.whitehouse.gov/omb/fedreg/ 6428 February 20, 1996), which with the PRA as originally enacted in index.html and at the CIO Council home contains the policy framework for the 1980 and amended in 1986, Congress in page at http://cio.gov. You can also management of Federal information 1995 continued to require an agency to obtain a copy of OMB Circular No. A– resources. OMB has issued previous inventory its ‘‘major’’ information 11, including the supplement to Part 3, guidance regarding the Clinger-Cohen systems. This legislative intent is ‘‘The Programming Guide,’’ at the OMB Act implementation, including; OMB reflected in Section 3511(a) of the 1995 web site and the CIO Council web site, Memoranda M–96–20, ‘‘Implementation PRA (which requires an inventory of an or by calling the Budget Review and of the Information Technology agency’s major information systems) Concepts Division at OMB at 202–395– Management Reform Act of 1996;’’ M– and also in Section 3506(b)(4), which 3172. 97–02, ‘‘Funding Information Systems cross-references that requirement in FOR FURTHER INFORMATION CONTACT: Investments;’’ M–97–09, ‘‘Interagency Section 3511. A continuing PRA focus Tony Frater, Information Policy and Support for Information Technology;’’ on the agency’s ‘‘major’’ information Technology Branch, Office of M–97–15, ‘‘Local Telecommunications systems is also consistent with the later- Information and Regulatory Affairs, Services Policy;’’ M–97–16, enacted 1996 E–FOIA Amendments, in Office of Management and Budget, ‘‘Information Technology which Congress required agencies to Room 10236, New Executive Office Architectures’’. Upon issuance of final make available to the public their Building, Washington, DC 20503. revisions to the Circular, OMB will inventories of major information Telephone: (202) 395–3785. rescind those Memoranda. Future systems. SUPPLEMENTARY INFORMATION: revisions to A–130 will incorporate Finally, in terms of the agency’s other related OMB guidance, including activities in managing its information Background issuances on computer security and resources, which is the overall subject of The Clinger-Cohen Act (also known as agency use of electronic transactions. Section 3506(b), OMB believes that an ‘‘Information Technology Management Since the last revision of this Circular, agency needs to focus its management Reform Act of 1996’’) (Public Law 104– Congress passed, and the President attention on its ‘‘major’’ information 106, Division E, codified at 40 U.S.C. signed into law, the Electronic Freedom systems, and for this reason an Chapter 25) grants to the Director of the of Information Act Amendments (Public inventory that includes those major Office of Management and Budget Law 104–231). Among other changes, systems (but not all systems) makes the (OMB) various authorities for overseeing the E–FOIA Amendments added a new most sense for improving agency the acquisition, use, and disposal of subsection (g) to the FOIA, which management. Therefore, in addition to information technology by the Federal reinforces the preexisting requirement reflecting the passage of the E–FOIA government, so as to improve the in the Paperwork Reduction Act for Amendments, the proposed revisions to productivity, efficiency, and agencies to maintain an inventory of Section 9 also make clearer the agencies’ effectiveness of Federal programs. It their major information systems and an obligations under the PRA and FOIA in supplements the information resources information locator service. The E–FOIA this area. These revisions reiterate the management (IRM) policies contained in Amendments also require agencies to pre-existing requirement in Section 9 for the Paperwork Reduction Act (PRA) (44 maintain a handbook that explains how each agency to maintain an inventory of U.S.C. Chapter 35) by establishing a persons may obtain public information its major information systems (these comprehensive approach to improving from the agency pursuant to the FOIA systems may be electronic or paper—the the acquisition and management of and the PRA. Additional text has been Circular’s definition of ‘‘major agency information systems through added to this provision in Section 9 to information systems’’ is format neutral). work process redesign, and by linking reflect the enactment of the E–FOIA The revisions also clarify that each planning and investment strategies to Amendments. Also, Appendix IV has agency, under Section 3506(b)(4) of the the budget process. been amended to incorporate the PRA, needs to maintain as well an The Clinger-Cohen Act establishes guidance that OMB issued to agencies in inventory of its other ‘‘information clear accountability for IRM activities by April 1998 on implementing the E– resources’’ (such as personnel and creating agency Chief Information FOIA’s handbook requirement (OMB funding) at the level of detail that the Officers (CIOs) with the authority and Memorandum M–98–09). When this agency’s managers believe is most management responsibility necessary to guidance is incorporated into the appropriate for them to use in their advise agency heads. Among other Circular, OMB will rescind the 1998 management of the agency’s information responsibilities, CIOs oversee the Memorandum. resources.

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What Sections of Circular No. A–130 processes, as discussed in OMB Circular technology issues affecting the Federal Are Proposed for Revision? A–11, Sec 210.8. This new section government. Section 3. Authorities. This section is outlines three components: selection, Subsection 9c(1), Department of amended to cite, and to incorporate control, and evaluation. It is also Commerce, is supplemented to reflect changes necessitated by the Clinger- stresses the need to redesign work that agencies and the Chief Information Cohen Act, the Government processes before making significant Officers Council will make Performance and Results Act (GPRA), investments in automation, and the recommendations, as appropriate, to the and Executive Order 13011. need to evaluate commercial off-the- Secretary of Commerce regarding Section 5. Background. A discussion shelf ‘‘COTS’’ software as part of the standards development. of the basic principles and goals of the capital planning process. Additionally, Subsection 9e, General Services Clinger-Cohen Act is added. this section contains revisions that Administration (GSA), is changed to Section 6. Definitions. The terms incorporate requirements for IT reflect that with the enactment of the ‘‘Chief Information Officers Council’’ accessibility by persons with disabilities Clinger-Cohen Act, GSA will no longer and ‘‘Information Technology Resources that had previously resided in the perform policy and oversight functions. Federal Information Resource Board’’ are introduced to reflect the GSA will continue to provide services, Management Regulations (FIRMR, 41 interagency support structures training, and assistance as requested by CFR 201). the agencies and OMB. established by Executive Order 13011. Section 8b(2), previously 8b(4), is The term ‘‘executive agency’’ is Subsection 9h, Office of Management assigned a new heading ‘‘What is an and Budget, is changed to reflect that introduced to reflect the definition ITA.’’ This section is modified, and found in the Clinger-Cohen Act. The OMB will provide guidance to the includes relevant concepts from the Boards established by Executive Order term ‘‘information technology’’ is previous section. Section 8b(3), amended to reflect definitional changes 13011, and may from time to time previously 8b(5), is modified to promote designate executive agents for made by the Clinger-Cohen Act, and is the structuring of major information supplemented by the limiting term government-wide procurement of systems into modules that will reduce information technology. ‘‘national security system’’ to clearly risk, promote flexibility and Accordingly, Circular No. A–130 (61 identify those systems to which the interoperability, increase accountability, FR 6428, February 20, 1996) is proposed Circular applies. The term ‘‘capital and better match mission needs with to be amended as set forth below. planning and investment control current technology and market process’’ is introduced to assist agencies conditions. John T. Spotila, in the reporting requirements of the Section 9. Assignment of Administrator, Office of Information and Clinger-Cohen Act. Responsibilities. Regulatory Affairs. Section 7. Basic Considerations and Subsection 9a, All Federal Agencies, Assumptions. The existing basic is changed to reflect the new Chief Proposed Amendments to OMB considerations and assumptions are Information Officer (CIO) position Circular No. A–130 supplemented with a modified created by the Clinger-Cohen Act, and 1. Section 3, ‘‘Authorities,’’ is revised subsection (i) and new subsection (r) to reflects developments since the Circular to read as follows: reflect the relevant goals and purposes was last revised in February 1996.. A of the Clinger-Cohen Act and Executive 3. Authorities: This Circular is issued new subsection 9a(3) is inserted to pursuant to the Paperwork Reduction Act Order 13011. reflect CIO responsibilities. Old (PRA) of 1980, as amended by the Paperwork Section 8a. Information Management subsections 9a(3)–(8) are renumbered to Reduction Act of 1995 (44 U.S.C. Chapter Policy. Sections 8a(3) is proposed to be become 9a(4)–(9). Existing Section 35); the Clinger-Cohen Act (also known as revised to reflect the Government 9a(5)—which would be renumbered as ‘‘Information Technology Management Paperwork Elimination Act (Public Law Section 9a(7)—is proposed to be revised Reform Act of 1996’’) (Public Law 104–106, 105–277, Title XVII), which was enacted to make clearer the agencies’ obligations Division E); the Privacy Act, as amended (5 in October 1998. OMB issued proposed under the Paperwork Reduction Act and U.S.C. 552a); the Chief Financial Officers Act guidance to implement the GPEA on the Freedom of Information Act (as (31 U.S.C. 3512 et seq.); the Federal Property March 5, 1999 (64 FR 10896), and is discussed above). A new Subsection and Administrative Services Act, as amended (40 U.S.C. 487); the Computer Security Act preparing the final guidance, to be 9a(10) is added to ensure cross agency (Public Law 100–235); the Budget and issued shortly. cooperation. 9a(11) is added to Accounting Act, as amended (31 U.S.C. Section 8b. Information Systems and encourage agencies to permit other Chapter 11); Executive Order 12046 of March Information Technology Management. agencies to place orders for information 27, 1978; Executive Order 12472 of April 3, This section is substantially revised to technology against its contracts to the 1984; and Executive Order 13011 of July 17, implement the policies of the Clinger- extent practicable. Subsections 9a(3), 1996. Cohen Act and the principles of (12), (13), (14), and (15) are added to 2. Section 5, ‘‘Background,’’ is Executive Order 13011. Sections 8b(1), describe the CIO’s responsibilities under amended by adding the following new 8b(2), 8b(3) have been merged to better the Clinger-Cohen Act. paragraph: integrate requirements under Clinger- Subsection 9b, Department of State, is Cohen Act, the Government revised to reflect responsibilities The Clinger-Cohen Act supplements the Performance and Results Act (Public described in the Clinger-Cohen Act and information resources management policies Law 103–62), and revisions to OMB Executive Order 13011. These include contained in the PRA by establishing a Circular A–11. liaison, consultation, and negotiation comprehensive approach for executive New section 8b(1) is revised to with foreign governments and agencies to improve the acquisition and provide guidance on both strategic and intergovernmental organizations on management of their information resources, through: operational IRM planning by integrating matters related to information resources (1) Focusing information resource planning the agency’s information resources management as well as the State to support the agency’s strategic missions; management plans, strategic plans, Department’s advisory role in (2) Implementing a capital planning and performance plans, financial developing U.S. positions and policies investment control process that links to management plans, and budget on international information policy and budget formulation and execution; and

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(3) Rethinking and restructuring the way system that is to be administrative and agency’s budget formulation and execution agencies do their work before investing in business applications (including payroll, processes. The capital planning and information systems. finance, logistics, and personnel management investment control process includes all 3. Section 6, ‘‘Definitions,’’ is applications). The policies and procedures stages of capital programming, including established in this Circular shall apply to planning, budgeting, and procurement. amended by making the following national security systems in a manner As outlined below in section (B), the revisions: definitions are added for consistent with the applicability and related capital planning and investment control ‘‘capital planning and investment limitations regarding such systems set out in process has three components: selection, control process,’’ ‘‘Chief Information Section 5141 of the Clinger-Cohen Act (Pub. control, and evaluation. The process should Officers Council,’’ ‘‘executive agency,’’ L. 104–106). Applicability of Clinger-Cohen be iterative, with inputs coming from the ‘‘Information Technology Resources Act to national security systems shall include agency strategic plan and the outputs feeding Board,’’ and ‘‘national security system’’. budget document preparation requirements into the budget and investment control The definition for ‘‘information set forth in OMB Circular A–11. The processes. The goal is to link resources to resultant budget document may be classified results. For further guidance on Capital technology’’ is revised, and the in accordance with the provisions of Planning refer to OMB Circular A–11. remaining definitions are redesignated Executive Order 12958. (A) What components are expected in the accordingly. The new and revised 4. Section 7, ‘‘Basic Considerations Information Resources Management Plan? As definitions are as follows: a product of the capital planning and and Assumptions,’’ is amended by c. The term ‘‘capital planning and investment control process, agencies must revising Sections 7i and by adding 7r to develop and maintain the agency Information investment control process ‘‘ means a read as follows: management process for ongoing Resource Management Plan (IRM) (also identification, selection, control, and i. Strategic planning improves the known as the IT Capital Plan), as required by evaluation of investments in information operation of government programs. The 44 U.S.C. 3506(b)(2). The IRM Plan will resources. The process is linked to budget agency strategic plan will shape the redesign include both Strategic and Operational IRM formulation and execution, and is focused on of work processes and guide the development Plans. Specifically, the IRM Plan must agency missions and achieving specific and maintenance of a capital planning and include: program outcomes. investment control process. This (i) A component derived from the agency d. The term ‘‘Chief Information Officers management approach promotes the strategic plan as required by the Government Council’’ (CIO Council) means the Council appropriate application of Federal Performance and Results Act. Specifically, an established in Section 3 of Executive Order information resources. analysis detailing the information resource 13011. r. The development and operation of investment particulars contained within the f. The term ‘‘executive agency’’ has the interagency and interoperable shared agency Strategic Plan. These particulars meaning defined in section 4(1) of the Office information resources to support the should focus on the strategic implementation of Federal Procurement Policy Act (41 U.S.C. performance of government missions should of IT to achieve the overall missions and 403(1)). be supported by the Chief Information goals of the agency and describe the linkage t. The term ‘‘information technology’’ Officers Council and the Information between the investment and the agency’s means any equipment or interconnected Technology Resources Board. missions, as required by OMB Circular A–11; system or subsystem of equipment, that is (ii) A component derived from the agency 5. Section 8, ‘‘policy,’’ is amended by annual performance plan as required by the used in the automatic acquisition, storage, revising Section 8a(3) to read as follows: manipulation, management, movement, Government Performance and Results Act. control, display, switching, interchange, 3. Electronic Information Collection. Specifically, an analysis describing the transmission, or reception of data or Executive agencies under Sections 1703 and information resource investment particulars information by an executive agency. For 1705 the Government Paperwork Elimination contained within the agency annual purposes of the preceding sentence, Act (GPEA), Public Law 105–277, Title XVII. Performance Plan. These particulars should equipment is used by an executive agency if are required to provide, by October 21, 2003, describe the quantifiable performance the equipment is used by the executive the (1) option of the electronic maintenance, measures used in evaluating the agency directly or is used by a contractor submission, or disclosure of information, implementation of specific IT initiatives and under a contract with the executive agency when practicable as a substitute for paper; should provide metrics to assess progress which (i) requires the use of such equipment, and (2) use and acceptance of electronic towards achieving performance goals; or (ii) requires the use, to a significant extent, signatures, when practicable. Agencies will (iii) A component derived from the agency of such equipment in the performance of a follow the provisions in OMB guidance, annual program performance report as service or the furnishing of a product. The Implementation of the Government required by the Government Performance and term ‘‘information technology’’ includes Paperwork Elimination Act. Results Act. Specifically, an accountability computers, ancillary equipment, software, 6. Section 8, ‘‘Policy,’’ is amended by report comparing actual performance to firmware and similar procedures, services expected performance as expressed in the (including support services), and related revising Section 8b(1) to read as follows: annual goals established in the agency resources. The term ‘‘information b. How Should Agencies Manage Performance Plans. Progress should be technology’’ does not include any equipment Information Systems and Information detailed in OMB Circular A–11 Exhibit 300B that is acquired by a Federal contractor Technology? submissions as part of the annual budget incidental to a Federal contract. (1) Capital Planning and Investment process; and u. The term ‘‘Information Technology Control. Agencies must establish and (iv) A component derived from the agency Resources Board’’ (Resources Board) means maintain a capital planning and investment security plan as required by the Computer the board established by Section 5 of control process that links mission needs, Security Act. Specifically, the summary plan Executive Order 13011. information, and information technology in included in the agency’s five-year plan as w. The term ‘‘national security system’’ an effective and efficient manner. The required by 44 U.S.C. 3505 and Appendix III means any telecommunications or process should guide both strategic and of this Circular. information system operated by the United operational IRM planning by integrating the (B) What must an agency do as part of the States Government, the function, operation, agency’s information resources management selection component of the capital planning or use of which (1) involves intelligence plans, strategic plans prepared pursuant to process? activities; (2) involves cryptologic activities the Government Performance and Results Act (i) Evaluate each investment in information related to national security; (3) involves of 1993 (5 U.S.C. 306), performance plans resources to determine whether the command and control of military forces; (4) prepared pursuant to Government investment will support core mission involves equipment that is an integral part of Performance and Results Act of 1993 (31 functions that must be performed by the a weapon or weapons system; or (5) is critical U.S.C. 1115), financial management plans Federal government; to the direct fulfillment of military or prepared pursuant to the Chief Financial (ii) Ensure that improvements to existing intelligence missions, but excluding any Officer Act of 1990 (31 U.S.C. 902a5), and the information systems or the development of

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Agencies will implement the following costs, improve effectiveness, and make (C) What must an agency do as part of the principles: maximum use of commercial, off-the-shelf control component of the capital planning (a) Develop information systems that technology; process? facilitate interoperability, application (iv) Reduce risk by avoiding or isolating (i) Institute performance measures and portability, and scalability of computerized custom designed components, using management processes that monitor actual applications across networks of components that can be fully tested or performance compared to expected results. heterogeneous hardware, software, and prototyped prior to production, and ensuring Agencies must use a performance based communications platforms; involvement and support of users; management system that provides timely (b) Meet information technology needs (v) Demonstrate a projected return on the information regarding the progress of an through cost effective intra-agency and investment that is clearly equal to or better information technology investment. The interagency sharing, before acquiring new than alternative uses of available public system must also measure progress towards information technology resources; and resources. The return may include improved milestones in an independently verifiable (c) Establish a level of security for all mission performance in accordance with basis, in terms of cost, capability of the information systems that is commensurate to GPRA measures, reduced cost, increased investment to meet specified requirements, the risk and magnitude of the harm resulting quality, speed, or flexibility; and increased timeliness, and quality; from the loss, misuse, unauthorized access customer and employee satisfaction. The (ii) Establish oversight mechanisms that to, or modification of the information stored return should be adjusted for such risk require periodic review of information or flowing through these systems. factors as the project’s technical complexity, systems to determine how mission (1) How Should Agencies Acquire the agency’s management capacity, the requirements might have changed, and Information Technology? likelihood of cost overruns, and the whether the information system continues to Agencies will: consequences of under- or non-performance. fulfill ongoing and anticipated mission (a) Make use of adequate competition, Return on investment should, where requirements. These mechanisms must also allocate risk between government and appropriate, be demonstrated by actual require information regarding the future contractor, and maximize return on returns observed through pilot projects and levels of maintenance necessary to ensure the investment when acquiring information prototypes; information system meets mission technology; (vi) Prepare and update a benefit-cost (b) Structure major information systems requirements cost effectively; analysis (BCA) for each information system into useful segments with a narrow scope (iii) Ensure that major information systems throughout its life cycle. A BCA will provide and brief duration. This will reduce risk, proceed in a timely fashion towards agreed- a level of detail proportionate to the size of promote flexibility and interoperability, upon milestones in an information system the investment; rely on systematic measures increase accountability, and better match life cycle. Information systems must also of mission performance; and be consistent mission need with current technology and with the methodology described in OMB continue to deliver intended benefits to the market conditions; Circular No. A–94, ‘‘Guidelines and Discount agency and customers, meet user (c) Acquire off-the-shelf software from Rates for Benefit-Cost Analysis of Federal requirements, and identify and offer security commercial sources, unless the cost Programs’’; protections; effectiveness of developing custom software (vii) Prepare and maintain a portfolio of (iv) Prepare and update a strategy that is clear and has been documented through major information systems that monitors identifies and mitigates risks associated with pilot projects or prototypes; and investments and prevents redundancy of each information system. (d) Ensure accessibility of acquired existing or shared systems. The portfolio (v) Ensure that financial management information technology pursuant to the should provide information demonstrating systems conform to the requirements of OMB Rehabilitation Act of 1973, as amended (Pub. the impact of alternative IT investment Circular No. A–127, ‘‘Financial Management Law 105–220, 29 U.S.C.794d). Systems.’’ strategies and funding levels, identify 7. Section 9, ‘‘Assignment of opportunities for sharing resources, and (D) What must an agency do as part of the consider the agency’s inventory of evaluation component of the capital planning Responsibilities,’’ is amended by information resources; process? making the following revisions to (viii) Ensure consistency with Federal, (i) Conduct post-implementation reviews Section 9a, ‘‘All Federal Agencies’’: agency, and bureau information of information systems and information delete subparagraphs (9)–(10), renumber architectures; resource management processes to validate subparagraphs (3)–(8) to become (ix) Ensure that improvements to existing estimated benefits and costs, and document subparagraphs (5)–(10), insert new information systems and the development of effective management practices for broader use; subparagraphs (3)–(4), revise new planned information systems do not subparagraph (7), and insert (11)–(15) to unnecessarily duplicate information systems (ii) Evaluate systems to ensure positive within the same agency, from other agencies, return on investment and decide whether read: or from the private sector; continuation, modification, or termination of (3) Appoint a Chief Information Officer, as (x) Ensure that the selected system or the systems is necessary to meet agency required by 44 U.S.C. 3506(a), who must process maximizes the usefulness of mission requirements. report directly to the agency head to carry out information, minimizes the burden on the (iii) Document lessons learned from the the responsibilities of the agencies listed in public, and preserves the appropriate post-implementation reviews. Redesign Executive Order 13011. The head of the integrity, availability, and confidentiality of oversight mechanisms and performance agency will consult with the Director of OMB information throughout its life cycle. This levels to incorporate acquired knowledge. prior to appointing a Chief Information portion shall specifically address the (2) What is an ITA? Consistent with Officer, and will advise the Director on planning and budgeting for the information Appendix II of this Circular, agencies will matters regarding the authority, collection burden imposed on the public as create an Information Technology responsibilities, and organizational resources defined by 5 CFR part 1320; Architectures (ITA). This framework should of the Chief Information Officer. For (xi) Establish oversight mechanisms, document linkages between mission needs, purposes of this paragraph, military consistent with Appendix III of this Circular, information content, and information departments and the Office of the Secretary to systematically evaluate and ensure the technology capabilities. An ITA should also of Defense may each appoint one official. The continuing security and availability of guide both strategic and operational IRM Chief Information Officer shall, among other systems and their data; planning. It should be supported by a things: (xii) Ensure that Federal information complete inventory of the agency information (a) Be an active participant during all system requirements do not unnecessarily resources, including personnel, equipment, agency strategic management activities,

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Section 9, ‘‘Assignment of (5) Support the activities of the Secretary (c) Advise the agency head on information Responsibilities,’’ is further amended by of State for liaison, consultation, and resource implications of strategic planning revising Section 9b, ‘‘Department of negotiation with intergovernmental decisions; State,’’ to read as follows: organizations on information resource (d) Monitor and evaluate the performance management matters; b. Department of State. The Secretary of of information resource investments through (6) Provide support and assistance to the State will: a capital planning and investment control CIO Council and the Information Technology (1) Advise the Director of OMB on the process, and advise the agency head on Resources Board. development of United States positions and whether to continue, modify, or terminate a policies on international information policy 11. Section 9, ‘‘Assignment of program or project; and technology issues affecting Federal Responsibilities,’’ is amended by (e) Advise the agency head on budgetary government activities and the development implications of information resource making the following revisions to of international information technology decisions; and Section 9h, ‘‘Office of Management and standards; and (f) Advise the agency head on the design, Budget’’: Subparagraph (10) is deleted, development, and implementation of (2) Be responsible for liaison, consultation, subparagraphs (11) and (12) are and negotiation with foreign governments information resources. renumbered as subparagraphs (10) and (4) Direct the Chief Information Officer, and intergovernmental organizations on all matters related to information resources (11), and the following new appointed pursuant to 44 U.S.C. 3506(a), to subparagraphs are added at the end: monitor agency compliance with the policies, management, including federal information procedures, and guidance in this Circular. technology. The Secretary will also ensure, in (12) Evaluate agency information resources Acting as an ombudsman, the Chief consultation with the Secretary of Commerce, management practices and programs and, as Information Officer will consider alleged that the United States is represented in the part of the budget process, analyze, track, and instances of agency failure to comply with development of international standards and evaluate the risks and results of major capital section 8(a) of this Circular, and recommend recommendations affecting information investments in information systems; or take appropriate corrective action. The technology. These responsibilities may also (13) Notify an agency if OMB believes that Chief Information Officer will report require the Secretary to consult, as a major information system project requires instances of alleged failure and their appropriate, with affected domestic agencies, outside assistance; resolution annually to the Director of OMB, organizations, and other members of the (14) Provide guidance on the by February 1st of each year. public. implementation of the Clinger-Cohen Act and (7) Maintain the following, as required by 9. Section 9, ‘‘Assignment of on the management of information resources to the executive agencies, to the CIO Council, the Paperwork Reduction Act (44 U.S.C. Responsibilities’’ is further amended by 3506(b)(4) and 3511) and the Freedom of and to the Information Technology Resources making the following revision to Section Board; and Information Act (5 U.S.C. 552(g)): an 9c, ‘‘Department of Commerce’’: inventory of the agency’s major information (15) Designate one or more heads of systems, holdings, and dissemination Subparagraph (1) is revised to read as executive agencies as executive agent for products; an agency information locator follows: government-wide acquisitions of information technology. service; a description of the agency’s major (1) Develop and issue Federal Information information and record locator systems; an Processing Standards and guidelines Proposed Appendix II to OMB Circular No. inventory of the agency’s other information necessary to ensure the efficient and effective A–130—Information Technology resources, such as personnel and funding (at acquisition, management, security, and use of Architecture the level of detail that the agency determines information technology while taking into This Appendix defines the minimum is most appropriate for its use in managing consideration the recommendations of the criteria for an agency Information the agency’s information resources); and a agencies and the Chief Information Officers Technology Architecture (ITA). Many handbook for persons to obtain public Council; agencies have already developed frameworks information from the agency pursuant to and methodologies guiding the development, these Acts. 10. Section 9, ‘‘Assignment of Responsibilities,’’ is further amended by implementation, and maintenance of an ITA. (11) Ensure that the agency; Therefore this guidance is intended to ensure (a) cooperates with other agencies in the making the following revisions to that as agencies complete or update their use of information technology to improve the Section 9e, ‘‘General Services ITA, critical information is included. productivity, effectiveness, and efficiency of Administration’’: subparagraphs (1) An IT architecture in compliance with the Federal programs; through (5) are deleted, subparagraph Clinger-Cohen Act and OMB guidance will (b) promotes a coordinated, interoperable, (6) is renumbered as subparagraph (7); contain an Enterprise Architecture and a secure, and shared government wide and the following new subparagraphs Technical Reference Model and Standards infrastructure that is provided and supported Profile. by a diversity of private sector suppliers; and are added after the introductory text: (c) develops a well-trained corps of (1) Continue to manage the FTS2001 What Is an Enterprise Architecture? information resource professionals. program and coordinate the follow-up to that An Enterprise Architecture is the explicit (12) Use the guidance provided in OMB program, on behalf of and with the advice of description of the current and desired Circular A–11, ‘‘Planning, Budgeting, and agencies; relationships among business and Acquisition of Fixed Assets,’’ to promote (2) Develop, maintain, and disseminate for management processes and information effective and efficient capital planning the use of the Federal community (as technology. It describes the ‘‘target’’ within the organization; requested by OMB or the agencies) environment which the agency wishes to (13) Ensure that the agency provides recommended methods and strategies for the create and maintain by managing its IT budget data pertaining to information development and acquisition of information portfolio. The Enterprise Architecture must resources to OMB, consistent with the technology; also provide a strategy that will enable the requirements of OMB Circular A–11, (3) Conduct and manage outreach programs agency to transition from its current to its (14) Permit, to the extent practicable, the in cooperation with agency managers; target environment. Within the Enterprise use of one agency’s contract by another (4) Be a liaison on information resources Architecture it is important that agencies agency or the award of multi-agency management (including Federal information identify and document: (1) the business contracts, provided the action is within the technology) with State and local processes, (2) the information flow and

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We expect that this index and managing the risks and returns of IT such as legislation or new technologies, that description would include an agency’s investments. The process has three phases: will drive changes in the Enterprise Government Information Locator Service select, control and evaluate. The process Architecture. (GILS) presence as well as any other major covers all stages of capital programming, 2. Information Flow and Relationships— information and record locator systems the Agencies must analyze the information including planning, budgeting and agency has identified. utilized by the agency in its business procurement. For additional information In addition, each agency should prepare a processes, identifying the information used describing capital planning, please consult and the movement of the information. These handbook that describes in one place the Circular A–11. information flows indicate where the various ways by which a person can obtain Where can I get more information about information is needed and how the public information from the agency, as well return on investment (ROI)? information is shared to support mission as the types and categories of information functions. available. In preparing the handbook, each Agencies that would like to learn more 3. Applications—Agencies must identify, agency should review the dissemination about compiling and demonstrating projected define, and organize the activities that policies contained in this Circular. The return on investments (ROI) are encouraged capture, manipulate, and manage the handbook should be in plain English and to consult the Federal CIO Council document business information to support business user-friendly. Where applicable, it should ‘‘ROI and the Value Puzzle’’. This document processes. It also describes the logical indicate that the public is encouraged to may be obtained at the CIO Council’s web dependencies and relationships among access information electronically via the page (http://cio.gov). business activities. agency’s home page or to search in its 4. Data Descriptions and Relationships— reading room, and that the public may also How should agencies incorporate security Agencies must identify how data is created, submit a request to the agency under the into management of information resources? maintained, accessed, and used. At a high Freedom of Information Act. ‘‘Types and Effective security is an essential element of level, agencies define the data and describe categories’’ of available information will vary all information systems. A process assuring the relationships among data elements used from agency to agency, and agencies should in the agency’s information systems. adequate security must be integrated into the describe their information resources in agency’s management of information 5. Technology Infrastructure—Agencies whatever manner seems most appropriate. resources. This process should be a must describe and identify the functional Although the law does not require that the characteristics, capabilities, and component of the both capital planning handbook be available on-line, OMB interconnections of the hardware, software, process and the information technology encourages agencies to do so as a matter of and telecommunications. architecture. A system’s security policy. The handbook should include the What Are the Technical Reference Model and following elements: requirements must be supported by the Standards Profile? 1. The location of reading rooms within the agency ITA in order for it to be considered during the select phase of the capital Technical Reference Model (TRM)—A agency and within its major field offices, as planning process. Agencies will use the TRM identifies and describes the information well as a brief description of the types and services (such as database, communications, categories of information available. control and evaluate phases of capital intranet, etc.) used throughout the agency. 2. The location of the agency’s World Wide planning to ensure these security Standards—Agencies should define the set Web home page. requirements are met throughout the system’s of IT standards that support the services 3. A reference to the agency’s FOIA life cycle. For more information on computer articulated in the TRM. Agencies are regulations and how to get a copy. security please read Appendix III of this expected to adopt standards necessary to 4. A reference to the agency’s FOIA annual Circular. support the entire Enterprise Architecture, report and how to get a copy. How will agencies use the information and must be enforced consistently 5. The location of the agency’s GILS page. collected during the capital planning throughout the agency. 6. A brief description of the types and process? categories of information generally available Proposed Revisions to Appendix IV to As a quick guide, this table summarizes the OMB Circular No. A–130—Analysis of from the agency. In addition, if there is an on-line version, information trail and describes how certain Key Sections it should have electronic links to these types of information will be utilized Revise Section 8a(5) to include: elements wherever they exist. throughout the capital planning process.

Components of the capital planning process Required information Select (planned) Control (actual) Evaluate (variance)

Justification and descriptive infor- Provided as part of the pre-screening Reviewed and re- Reported annually as part of the Capital mation. process and documents the business ported systemati- Asset Plan and Justification (Exhibit case justification for the investment. cally to ensure 300B). business needs are being met.

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Components of the capital planning process Required information Select (planned) Control (actual) Evaluate (variance)

Summary of spending by project Provided as part of the initial planning Reviewed systemati- Reported annually as part of the Capital stages, cost, schedule, and per- and budgeting process using a work cally to ensure that Asset Plan and Justification (Exhibit formance goals. break-down process. The summary costs and sched- 300B). reflects a life cycle project manage- uled goals are on ment approach for all stages of the target. investment, and is structured using a performance based management process (such as earned value man- agement). Program management and con- Provided as part of the planning phase Reviewed systemati- Reported annually as part of the Capital tracting information. and includes information such as cally to ensure that Asset Plan and Justification (Exhibit type of contract, and acquisition plan- contract and acqui- 300B). ning information. sition goals are on target. Financial Basis for the project ...... Details financial analysis such as bene- Reviewed and up- Reported annually as part of the Capital fits-cost analysis (BCA), return on in- dated systemati- Asset Plan and Justification (Exhibit vestment and other financial analysis cally to capture the 300B). performed to justify the investment. latest information on ROI and bene- fits and to track fi- nancial perform- ance. Performance measures and goals .. Provided prior to the selection of the Monitored and re- Reported annually as part of the Capital project and establishes the baseline ported systemati- Asset Plan and Justification (Exhibit for performance measures and goals cally for perform- 300B). whereby the investment will be mon- ance goals and the itored. progress of meeting the business goals and needs of an agency. Costs and schedule goals ...... Provided as part of the initial planning Updated systemati- Reported annually as part of the Capital and budgeting process using a work cally to ensure that Asset Plan and Justification (Exhibit break-down process. The goals re- the investment is 300B). flect a life-cycle project management earning at the approach for all stages of the invest- planned rate. ment and is structured using an earned value management process. Risks ...... Risk assessments are performed and Reviewed and up- Reported annually as part of the Capital mitigation plans are provided as part dated systemati- Asset Plan and Justification (Exhibit of the initial planning phase. Assess- cally to gauge ef- 300B). ments must address technology, se- fectiveness of the curity, strategic issues, and IT archi- mitigation plans and tecture. Risks Assessments may also to identify any new address the risk of not continuing a risks that may arise. project. Benefits associated with the invest- Benefits can be either financial or non- Updated systemati- Reported annually as part of the Capital ment. financial and may also be cost avoid- cally to further Asset Plan and Justification (Exhibit ance. The expected benefits are cap- strengthen the busi- 300B). tured as part of the initial planning ness case for the phase of an investment. investment or its continuance and to ensure that the benefits are real- ized.

Section 8b(2) also assure interoperability of business Where Can I Get More Information Describing processes, data, applications and technology the ITA? What Is an ITA? as agencies integrate proposed information Agencies that require additional An Information Technology Architecture systems projects with one another and with (ITA) should guide the agency’s management information on developing or maintaining an existing legacy systems. The agency’s of information resources for agency-wide ITA are encouraged to consult the Federal information and information technology strategic IRM plan should describe the CIO Council document entitled ‘‘The Federal needs consistent with Appendix II of this parameters (e.g., technical standards) of such Enterprise Architecture (FEA) Framework’’ Circular. The ITA will help the agency cope an ITA. The ITA must also drive operational which is available on the CIO Council’s web with technology and business change by planning and describe how the agency site (http://cio.gov). serving as a reference for updates to existing intends to use information and information and new information systems. The ITA will technology.

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What Is an Open Systems Environment? define and validate all information resource SECURITIES AND EXCHANGE An open system should be based on an investments. Through this process, the CIO COMMISSION architecture with published or documented shall monitor and evaluate the performance interface specifications that have been of the information technology portfolio of the adopted by a standards settings body. agency and advise the agency head whether [Release No. IC±24379, 812±11968] to continue, modify, or terminate a program Ultimately, Who Determines the Acceptable or project. The CIO will have accountability Boston 1784 Funds et al., Notice of Level of Security for a System? and authority over continuation or Application Each agency program official must termination of information resource April 6, 2000. understand the risk to systems under their investments. control and determine the acceptable level of Additionally, the CIO will establish a AGENCY: Securities and Exchange risk, ensure adequate security is maintained board composed of senior level managers to support and assist the programs under Commission (‘‘SEC’’). their control, ensure that security controls who will have the responsibility of making key business recommendations on ACTION: Notice of an application for an comport with program needs and order under section 17(b) of the appropriately accommodate operational information resource investments, and who necessities. In addition, program officials will be continuously involved. Many Investment Company Act of 1940 should work in conjunction with Chief agencies will institute a second board, (‘‘Act’’) for an exemption from section Information Officers and other appropriate composed of program or project level 17(a) of the Act. agency officials so that security measures managers, with more detailed business and support agency information architectures. information resource knowledge. They will SUMMARY OF APPLICATION: Applicants Section 8b(3) be able to provide technical support to the request an order to permit certain series senior level board in proposing, evaluating, of The Galaxy Fund (‘‘Galaxy’’) to What Should agencies Consider Before and recommending information resource Acquiring a COTS Solution? acquire all of the assets and liabilities of investments. COTS products can provide agencies a cost all of the series of Boston 1784 Funds effective and efficient solution. However, What Is the CIO’s Role in the Annual Budget (‘‘1784’’)(the‘‘Reorganization’’). Because often COTS products require customization Process? of certain affiliations, applicants may for seamless use. Therefore agencies must The CIO will be an active participant not rely on rule 17a–8 under the Act. still thoroughly examine the impact of a during all agency annual budget processes APPLICANTS: 1784, Galaxy, Fleet COTS product selection. A lessons-learned and strategic planning activities, including National Bank and Fleet Investment guide describing the risks of COTS products the development, implementation, and has been published by the Information maintenance of agency strategic plans. The Advisors Inc. Technology Resources Board (ITRB). The CIO’s role is to provide leadership and a guide, entitled ‘‘Assessing the Risks of FILING DATES: The application was filed strategic vision for using information Commercial-Off-The-Shelf (COTS) on February 9, 2000. Applicants agree to technology to transform the agency. CIO’s Applications,’’ is available on the ITRB web file an amendment during the notice site (http://itrb.gov). must also ensure that all information period, the substance of which is resource investments deliver a substantial reflected in this notice. Section 9a(3). Chief Information Officer (CIO) mission benefit to the agency and/or a To Whom Does the CIO Report? substantial ROI to the taxpayer. HEARING OR NOTIFICATION OF HEARING: An Each agency must appoint a Chief Additionally, the CIO will ensure order granting the application will be Information Officer, as required by 44 U.S.C. coordination of information resource issued unless the SEC orders a hearing. 3506(a), who will report directly to the planning processes and documentation with Interested persons may request a agency’s head to carry out the responsibilities the agency’s strategic, performance and hearing by writing to the SEC’s of the agency under the PRA. budget process. Secretary and serving applicants with a What Are the CIO’s Responsibilities in Section 9a(4) copy of the request, personally or by Regards to Financial Management Systems? Why Is the CIO Considered an Ombudsman? mail. Hearing requests should be received by the SEC by 5:30 p.m. on The head of the agency is responsible for The CIO designated by the head of each defining the operating relationship between May 1, 2000, and should be agency under 44 U.S.C. 3506(a) is charged accompanied by proof of service on the CIO and CFO functions and ensuring with carrying out the responsibilities of the coordination in the implementation of the applicants, in the form of an affidavit, agency under the PRA. Agency CIOs are Clinger-Cohen Act, the PRA, the Chief responsible for ensuring that their agency or, for lawyers, a certificate of service. Financial Officers Act, and the Government Hearing requests should state the nature Performance and Results Act. The Clinger- practices are in compliance with OMB policies. It is envisioned that the CIO will of the writer’s interest, the reason for the Cohen Act encourages the CIO and CFO to request, and the issues contested. work together under the direction of the work as an ombudsman to investigate alleged Persons who wish to be notified of a agency head to ensure that the agency’s instances of agency failures to adhere to the information systems provide reliable, policies set forth in the Circular and to hearing may request notification by consistent, and timely program performance recommend or take corrective action as writing to the SEC’s Secretary. information. appropriate. Agency heads should continue ADDRESSES: Secretary, SEC, 450 Fifth to use existing mechanisms to ensure What Is the CIO’s Role in the Capital compliance with laws and policies. Street, NW, Washington, DC 20549– Planning Process? 0609. 1784, 2 Oliver Street, Boston, MA The CIO will ensure that a capital planning [FR Doc. 00–9077 Filed 4–12–00; 8:45 am] 02109; Fleet National Bank, 100 Federal process is established and rigorously used to BILLING CODE 5110±01±P Street, Boston, MA 02110; Galaxy, 4400

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Computer Drive, Westborough, MA excess of 5% (and with respect to accomplished by issuing the Acquiring 01581–5108; and Fleet Investment certain of the Funds more than 25%) of Fund shares to open accounts on the Advisors Inc., 75 State Street, Boston the outstanding voting securities of share records of the Acquiring Funds in MA 02109. certain of the Funds. All of these the names of the Acquired Fund FOR FURTHER INFORMATION CONTACT: securities are held for the benefit of shareholders of record. Simultaneously, Paula L. Kashtan, Senior Counsel, at others in a trust, agency, custodial, or all issued and outstanding shares of the (202) 942–0615, or Mary Kay Frech, other fiduciary or representative Acquired Funds will be canceled on the Branch Chief, at (202) 942–0564 capacity, except that certain companies books of the Acquired funds. Each of the (Division of Investment Management, of the Fleet Boston Group may, at times, acquired Funds thereafter will be Office of Investment Company own economic interests in certain dissolved. The Reorganization is Regulation). money market Funds for their own expected to occur on or around May 12, SUPPLEMENTARY INFORMATION: The account. 2000. The Plan of Reorganization may following is a summary of the 5. On January 25, 2000 and February be terminated by mutual written application. The complete application 4, 2000, respectively, the boards of consent of the Board of Glaxy and the trustees of Glaxy (the ‘‘Board of may be obtained for a fee at the SEC’s Board of 1784 any time prior to the Galaxy’’) and 1784 (‘‘Board of 1784’’), Public Reference Branch, 450 Fifth Effective Time. including all of their disinterested Street, NW, Washington, DC 20549– 6. The Acquiring Funds and the trustees (‘‘Disinterested Trustees’’), 0102 (telephone (202) 942–8090). Acquired Funds consist of: (a) Five unanimously approved a plan of money market Funds (the ‘‘Money Applicants’ Representations Reorganization pursuant to which Market Funds’’); and (b) twelve non- 1. 1784, a Massachusetts business substantially all of the assets and money market Funds (the ‘‘Non-Money trust, is registered under the Act as an liabilities of each of the Acquired Funds Market Funds). Each Acquired Fund open-end management investment will be transferred to the corresponding offers one class of shares. Three classes company and is comprised of seventeen Acquiring Fund in exchange for shares of shares of the Acquiring Funds (BKB, series (the ‘‘Acquired Fund’’). of designated classes of the Trust and shares) will be issued in the 2. Galaxy, a Massachusetts business corresponding Acquiring Fund (the Reorganization.3 2 trust, is registered under the Act as an ‘‘Plan of Reorganization’’). The number 7. As a result of the Reorganization, open-end management investment of Acquiring Fund shares to be issued shareholders of the 1784 Florida Tax- company. Galaxy currently offers 29 to shareholders of the Acquired Fund Exempt Income Fund, 1784 Tax-Free series, ten of which will participate in will be determined by dividing the Money Market Fund, and 1784 the Reorganization (the ‘‘Operating aggregate net assets of each Acquired Institutional U.S. Treasury Money Acquiring Funds’’). Galaxy also is Fund by the net asset value per share of Market Fund will receive shares of the organizing seven new shell series, each the corresponding Acquiring Fund corresponding Acquiring Fund, each of of which will participate in the class, each computed immediately prior which offers a single class of shares Reorganization (the ‘‘Shell Acquiring to the effective time of the (‘‘Shares’’). Shareholders of the Funds,’’ and together with the Operating Reorganization (‘‘Effective Time’’). The remaining Acquired Funds will receive Acquiring Funds, the ‘‘Acquiring Acquiring Fund shares will be either BKB shares or Trust shares of the Funds’’).1 The Acquiring Funds and the distributed pro rata to the shareholders corresponding Acquiring Fund. Acquired Funds are collectively referred of record in the applicable Acquired Shareholders who purchased shares of to as the ‘‘Fund.’’ Applicants state that Fund, determined as of the Effective the remaining Acquired Funds through the investment objectives, policies and Time. This distribution will be an investment management, trust, restrictions of each Acquired Fund and custody, or other agency relationship 2 The Acquired Funds and their corresponding with Fleet National (‘‘Institutional its corresponding Acquiring Fund are Acquiring Funds are: (1) 1784 Tax-Free Money substantially similar. Market Fund and Galaxy Tax-Exempt Fund; (2) Shareholders’’) will receive Trust shares 3. Fleet National Bank, formerly 1784 U.S. Treasury Money Market Fund and Galaxy of the corresponding Acquiring Fund. BankBoston, N.A (‘‘Fleet National’’), U.S. Treasury Fund; (3) 1784 Institutional U.S. All other shareholders of the remaining serves as investment adviser to the Treasury Money Market Fund and Galaxy Acquired Funds (‘‘Retail Shareholders’’) Institutional Treasury Money Market Fund (shell); Acquired Funds and is exempt from (4) 1784 Prime Money Market Fund and Galaxy will receive BKB shares of the registration pursuant to section Money Market Fund; (5) 1784 Institutional Prime corresponding Acquiring Fund. BKB 202(a)(11)(A) of the Investment Advisers Money Market Fund and Galaxy Institutional shares will convert to Retail A shares of Act of 1940 (‘‘Advisers Act’’). Fleet Money Market Fund (shell); (6) 1784 Short-Term the respective Acquiring Fund on the Income Fund and Galaxy Short-Term Bond Fund; Investment Advisers Inc. (‘‘Fleet’’) is (7) 1784 Income Fund and Galaxy High Quality first anniversary of the Reorganization, registered under the Advisers Act, and Bond Fund; (8) 1784 U.S. Government Medium- provided that the Board of Galaxy is the investment adviser for the Term Income Fund and Galaxy Intermediate determines that such conversion is in Operating Acquiring Funds and will be Government Income Fund; (9) 1784 Tax-Exempt the best interests of the BKB Medium-Term Income Fund and Galaxy the investment adviser for the Shell Intermediate Tax-Exempt Bond Fund (shell); (10) shareholders. Applicants state that the Acquiring Funds. Fleet National and 1784 Connecticut Tax-Exempt Income Fund and rights and obligations of the shares of Fleet and wholly owned subsidiaries of Galaxy Connecticut Intermediate Municipal Bond the Acquired Funds are substantially Fleet Boston Corporation. Fund (shell); (11) 1784 Florida Tax-Exempt Income similar to those of the corresponding Fund and Galaxy Florida Municipal Bond Fund 4. Currently, Fleet National, Fleet and (shell); (12) 1784 Massachusetts Tax-Exempt classes of shares of the Acquiring Funds certain of their affiliates that are under Income Fund and Galaxy Massachusetts issued in the Reorganization. common control (the ‘‘Fleet Boston Intermediate Municipal Bond Fund (shell); (13) 8. Shares of the Acquired Funds are Group’’) hold of record, in their names 1784 Rhode Island Tax-Exempt Income Fund and offered at net asset value with no front- Galaxy Rhode Island Municipal Bond Fund; (14) or in the names of their nominees, in 1784 Asset Allocation Fund and Galaxy Asset end sales load or contingent deferred Association Fund; (15) 1784 Growth and Income 1 A registration statement for the Shell Acquiring Fund and Galaxy Growth and Income Fund; (16) 3 Certain of the Acquiring Funds are authorized Funds was filed with the SEC on February 23, 2000, 1784 Growth Fund and Galaxy Growth Fund II to issue four additional classes of shares (Retail A, and it is anticipated that it will be declared effective (shell); and (17) 1784 International Equity Fund and Retail B, Prime A, and Prime B) not involved in the on or about May 8, 2000. Galaxy International Equity Fund. Reorganization.

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Since 1784’s inception, shareholders should benefit from with the other person, and (d) if the however, no fees have been paid under improved economies of scale and will other person is an investment company, the rule 12b–1 plan. Two of the Money have access to a larger and more diverse any investment adviser of that company. Market Funds of the Acquired Funds family of mutual funds. Fleet will Applicants state that the Funds may be (the 1784 U.S. Treasury Money Market assume all expenses incurred by the deemed affiliated persons and thus the Fund and the 1784 Prime Money Market Funds in connection with the Reorganization may be prohibited by Fund) are subject to an annual service Reorganization. section 17(a). fee of .10% of average daily net assets. 10. The Reorganization is subject to a 2. Rule 17a–8 under the Act exempts Trust shares, BKB shares and Shares of number of conditions precedent, as set from the prohibitions of section 17(a) the Acquiring Funds are not subject to forth in the Plan of Reorganization, mergers, consolidations, or purchases or distribution fees under a rule 12b–1 including that: (a) a registration sales of substantially all of the assets of plan. BKB shares and Retail A shares are statement under the Securities Act of registered investment companies that subject to a maximum .50% shareholder 1933 for the Acquiring Funds will have are affiliated persons, or affiliated servicing fee.4 The BKB service fee will become effective; (b) the shareholders of persons of an affiliated person, solely by be waived, fully or partially, so that no the Acquiring Funds, including a reason of having a common investment Acquired Fund shareholder will realize majority of the Institutional adviser, common directors, and/or an increase in expenses as a result of Shareholders and a majority of the common officers, provided that certain such fees for as long as they hold BKB Retail Shareholders, will have approved conditions set forth in the rule are shares. No sales load or CDSC will be the Plan of Reorganization satisfied. imposed with respect to the shares of independently;5 (c) each Acquiring 3. Applicants believe that they may the Acquiring Funds to be issued in the Fund will have declared a dividend or not rely on rule 17a–8 in connection Reorganization. In addition, no sales dividends to distribute substantially all with the Reorganization because the load will be imposed on conversion of of its investment company taxable Funds may be deemed to be affiliated BKB shares to Retail A shares, and no income and net capital gain, if any, to for reasons other than those set forth in CDSC will be imposed on redemptions its shareholders; (d) applicants will the rule. By virtue of the direct or of Retail A shares by former Acquired have received exemptive relief from the indirect ownership by the Fleet Boston Fund shareholders. SEC with respect to the issues in the Group of more than 5% (and in some 9. The Boards of 1784 and Galaxy, application; and (e) the applicants will cases, more than 25%) of the including all of their Disinterested have received an opinion of counsel outstanding voting securities of certain Trustees, found that participation in the concerning the federal income tax of the Funds, each Acquired Fund may Reorganization is in the best interest of aspects of the Reorganization. be deemed an affiliated person of an each Fund and that the interests of Applicants agree not to make any affiliated person of the corresponding existing shareholders in the Funds will material changes to the Reorganization Acquiring Fund. In addition, because of not be diluted as a result of the Plan without prior SEC approval. this ownership, certain of the Funds Reorganization. In approving the 11. A registration statement on Form may be deemed to be under common Reorganization, the Board of 1784 and N–14 was filed with the SEC on control, and thus affiliated persons the Board of Galaxy considered, among February 7, 2000, and became effective under section 2(a)(3)(C) of the Act. other things: (a) The capabilities, on March 8, 2000. Applicants mailed 4. Section 17(b) of the Act provides practices, and resources of Fleet and prospectus/proxy statements to that the SEC may exempt a transaction other service providers to the Acquiring shareholders of the Acquiring Funds on from the provisions of section 17(a) if Funds; (b) the investment advisory and or about March 15, 2000. A special the evidence establishes that the terms other fees projected to be paid by the meeting of the Acquired Fund of the proposed transaction, including Acquiring Funds, and the projected shareholders will be held on or about the consideration to be paid, are expense ratios of the Acquiring Funds April 28, 2000. as compared with those of the Acquiring reasonable and fair and do not involve Funds; (c) the investment objectives, Applicants’ Legal Analysis overreaching on the part of each strategies, and limitations of the registered investment company 1. Section 17(a) of the Act generally concerned and with the general Acquiring Funds and their compatibility prohibits an affiliated person of a with those of the Acquiring Funds; (d) purposes of the Act. registered investment company, or an 5. Applicants request an order under the shareholder services offered by the affiliated person of such a person, acting section 17(b) of the Act exempting them Acquiring Funds; (e) the terms and as principal, from selling any security from section 17(a) of the Act to the conditions of the Plan of to, or purchasing any security from, the extent necessary to permit applicants to Reorganization; (f) the expected cost company. Section 2(a)(3) of the Act consummate the Reorganization. savings for certain of the Acquiring defines an ‘‘affiliated person’’ of another Applicants submit that the Funds; (g) the anticipated tax-Free person to include: (a) Any person Reorganization satisfies the standards of status of the Reorganization; and (h) the directly or indirectly owning, section 17(b) of the Act. Applicants state number of investment portfolio options controlling, or holding with power to that the Boards of Galaxy and 1784, that would be available to shareholders vote 5% or more of the outstanding including all of their Disinterested after the Reorganization. In addition, the voting securities of the other person; (b) Trustees, found that participation in the Board of 1784 considered that the Reorganization is in the best interests of 5 An Acquired Fund will not be reorganized each of the Funds, and that the interests 4 The Acquiring Funds approved a shareholder unless both the Institutional Shareholders and services plan with respect to Trust shares, although Retail Shareholders separately as a class approve of the existing shareholders will not be no agreement has been entered into under the plan the Reorganization. diluted as a result of the Reorganization.

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Applicants also note that the exchange from listing and registration on the (‘‘Adviser’’), or any of its affiliates, may of the Acquired Funds’ assets for shares Amex and shall have no effect upon the serve as investment adviser, in the Acquiring Funds will be based on Security’s designation for quotation and administrator, manager, principal the Funds’ relative net asset values. trading on the Nasdaq National Market. underwriter or sponsor (the Fund, 5 For the SEC, by the Division of Investment By reason of Section 12(g) of the Act together with such other investment Management, under delegated authority. and the rules and regulations of the companies are referred to, collectively, Margaret H. McFarland, Commission thereunder, the Company as the ‘‘Funds’’), to be sold to and held Deputy Secretary. shall continue to be obligated to file by: (1) Variable annuity and variable life reports with the Commission required insurance separate accounts of both [FR Doc. 00–9180 Filed 4–12–00; 8:45 am] by Section 13 of the Act. 6 affiliated and unaffiliated life insurance BILLING CODE 8010±01±M Any interested person may, on or companies; (2) qualified pension and before April 27, 2000, submit by letter retirement plans; (3) any investment SECURITIES AND EXCHANGE to the Secretary of the Securities and adviser to a Fund and affiliates thereof; COMMISSION Exchange Commission, 450 Fifth Street, and (4) general accounts of any NW., Washington, DC 20549–0609, facts insurance company whose separate Issuer Delisting; Notice of Application bearing upon whether the application account holds, or will hold, shares of a to Withdraw From Listing and has been made in accordance with the Fund. Registration; (BriteSmile Inc., Common rules of the Amex and what terms, if Applicants: ING Variable Insurance Stock, Par Value $.001 per Share) File any, should be imposed by the Trust, ING Mutual Funds Management No. 1±11064 Commission for the protection of Co. LLC (collectively, ‘‘Applicants’’) and investors. The Commission, based on certain life insurance companies and April 6, 2000. the information submitted to it, will variable annuity and life insurance BriteSmile, Inc. (‘‘Company’’), has issue an order granting the application separate accounts. filed an application with the Securities after the date mentioned above, unless Filing Date: The application was filed and Exchange Commission the Commission determines to order a on November 5, 1999, and amended and (‘‘Commission’’), pursuant to Section hearing on the matter. restated on March 29, 2000. Hearing or Notification of Hearing: An 12(d) of the Securities Exchange Act of For the Commission, by the Division of 1 1934 (‘‘Act’’) and Rule 12d2–2(d) Market Regulation, pursuant to delegated order granting the application will be thereunder,2 to withdraw the security authority. 7 issued unless the Commission orders a described above (‘‘Security’’) from hearing. Interested persons may request listing and registration on the American Jonathan G. Katz, a hearing on this application by writing Stock Exchange LLC (‘‘Amex’’). Secretary. to the Secretary of the SEC and serving The Security has been listed and [FR Doc. 00–9182 Filed 4–12–00; 8:45 am] Applicants with a copy of the request, registered on the Amex pursuant to BILLING CODE 8010±01±M in person or by mail. Hearing requests Section 12(b) of the Act.3 The Company must be received by the Commission by now desires to have its Security trade on 5:30 p.m. on May 1, 2000, and the Nasdaq Stock Market, Inc. SECURITIES AND EXCHANGE accompanied by proof of service on the (‘‘Nasdaq’’). Accordingly, the Company COMMISSION Applicants in the form of an affidavit or, has filed a Registration Statement on [Rel. No. IC±24380; File No. 812±11848] for lawyers, a certificate of service. Form 8–A with the Commission Hearing requests should state the nature pursuant to Section 12(g) of the Act,4 ING Variable Insurance Trust, et al., of your interest, the reason for the and the Company has stated that the Notice of Application request, and the issues you contest. Security is scheduled to begin trading Persons may request notification of the on the Nasdaq National Market, and April 6, 2000. date of a hearing by writing to the simultaneously be suspended from AGENCY: Securities and Exchange Secretary of the SEC. Commission (‘‘SEC’’ or ‘‘Commission’’). trading on the Amex, at the opening of ADDRESSES: Secretary, SEC, 450 5th business on April 7, 2000. In ACTION: Notice of application for an Street, NW., Washington, DC 20549– conjunction with the transfer of trading order of exemption under section 6(c) of 0609. ING Variable Insurance Trust and from the Amex to the Nasdaq, the the Investment Company Act of 1940 ING Mutual Funds Management Co. Company is seeking to withdraw its (‘‘1940 Act’’) for exemptions from the LLC, 1475 Dunwoody Drive, West Security from listing and registration on provisions of sections 9(a), 13(a), 15(a) Chester, PA 19380. and 15(b) of the 1940 Act and rules 6e– the Amex in order to avoid both the FOR FURTHER INFORMATION CONTACT: costs of maintaining dual listings and 2(b)(15) and 6e–3(T)(b)(15) thereunder. Ronald A. Holinsky, Attorney or Susan the potential fragmentation of the M. Olson, Branch Chief, Office of SUMMARY OF APPLICATION: Applicants market for its Security. Insurance Products, Division of The Company has stated that it has seek an order to the extent necessary to permit shares of any current or future Investment Management, at (202) 942– complied with the Rule of the Amex 0670. governing the withdrawal of its Security series of ING Variable Insurance Trust from listing and registration on the (‘‘Fund’’) designed to fund insurance SUPPLEMENTARY INFORMATION: Following Amex and that the Amex, in turn has products and shares of any other is a summary of the application. The indicated that it will not oppose such investment company or series thereof complete application is available for a withdrawal. now or in the future registered under fee from the SEC’s Public Reference The Company’s application relates the 1940 Act that is designed to fund Branch, 450 Fifth Street, NW., solely to the withdrawal of the Security insurance products and for which ING Washington, DC 20549–0102 (tel. (202) Mutual Funds Management Co. LLC 942–8090). 1 15 U.S.C 781(d). Applicants’s Representations 2 17 CFR 240.12d2–2(d). 5 Id. 3 15 U.S.C. 78l(b). 6 15 U.S.C. 78m. 1. The Fund, an open-end 4 15 U.S.C. 78l(g). 7 17 CFR 200.30–2(a)(1). management investment company

VerDate 202000 19:06 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00078 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm11 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19945 organized as a Delaware business trust, 8. Fund shares may also be offered to company underlying the Trust Account currently consists of eight separate general accounts whose separate offers its shares ‘‘exclusively to variable series, each with its own investment account holds, or will hold, shares of life insurance separate accounts of the objective and policies. Additional series the Fund and to certain related life insurer or any affiliated life may be established in the future. corporations of such life insurance insurance company * * *.’’ 2. ING Funds Distributor, Inc., a company, pursuant to Treasury 4. The relief granted by Rule 6e– registered broker-dealer and member of Regulation § 1.817–5(3)(i). 2(b)(15) is not available with respect to the National Association of Securities 9. Fund shares may also be offered to a scheduled premium variable life Dealers, Inc., serves as the principal the Adviser and its affiliates, pursuant insurance separate account that owns underwriter of the Fund. to Treasury Regulation § 1.817–(f)(3)(ii). shares of an underlying fund that also 3. ING Mutual Funds Management Co. 10. Applicants state that the Treasury offers its shares to a variable annuity or LLC serves as the investment manager of Department Regulations permit such a flexible premium variable life the Funds. ING has retained certain sales as long as the return on shares insurance separate account of the same affiliates that act as sub-advisers to the held by an insurance company general company or of any affiliated company. Funds. ING and each of the sub-advisers account or the Adviser and its affiliates Therefore, Rule 6e–2(b)(15) precludes are indirect wholly-owned subsidiaries is computed in the same manner as for mixed and shared funding. of ING Group N.V. shares held by a separate account, and 5. Moreover, because the relief 4. The Fund intends to offer shares of the general account or the Adviser and granted by Rule 6e–2(b)(15) is available its existing and future series to: (a) its affiliates does not intend to sell only where shares are offered Separate accounts of insurance shares of the Fund held by it to the exclusively to separate accounts, companies in order to fund variable public. An additional restriction is additional exemptive relief may be annuity contracts and variable life imposed by the Regulations on sales to necessary if the shares of the Funds are insurance contracts of affiliated and the Adviser and its affiliates, who may also to be sold to Plans, general unaffiliated insurance companies, (b) hold shares only in connection with the accounts or Advisers. qualified pension and retirement plans, creation or management of the Fund. (c) the Adviser of the Fund (or a series Applicants anticipate that sales in 6. In connection with the funding of thereof) and its affiliates, and (d) general reliance on these provisions of the flexible premium variable life insurance accounts of participating insurance Regulations generally will be made to contracts issued through a separate companies. Insurance companies whose the Adviser and its affiliates and account registered under the 1940 Act separate account(s) owns shares of the generally for the purpose of providing as a unit investment trust, Rule 6e– Fund are referred to herein as necessary capital required by Section 3(T)(b)(15) provides partial exemptions Participating Insurance Companies’’. It 14(a) of the 1940 Act. from Sections 9(a), 13(a), 15(a), and is anticipated that Participating 15(b) of the 1940 Act. The exemptions Insurance Companies will rely on Rules Applicants’ Legal Analysis granted by Rule 6e–3(T)(b)(15) are 6e–2 or 6e–3(T) under the 1940 Act, 1. Applicants request that the available only where the underlying although some may rely on individual Commission issue an order under fund offers its shares ‘‘exclusively to exemptive orders as well, in connection Section 6(c) of the 1940 Act granting separate accounts of the life insurer, or with variable life insurance contracts. exemptive relief from Sections 9(a), any affiliated life insurance company, The use of a common management 13(a), 15(a) and 15(b) thereof and Rules offering either scheduled contracts or investment company as the underlying 6e–2(b)(15) 6e–3(T)(b)(15) thereunder, flexible contracts, or both, or which also investment medium for both variable to the extent necessary to: (a) Permit offer their shares to variable annuity annuity and variable life insurance ‘‘mixed’’ and ‘‘shared’’ funding as separate accounts of the life insurer or separate accounts is commonly referred defined below; and (b) allow shares of of an affiliated life insurance company, to, and is referred to herein, as ‘‘mixed the Fund to be sold to Plans, Advisers or which offer their shares to any such funding.’’ The use of a common and general accounts as summarized life insurance company in consideration management investment company as the herein. solely for advances made by the life underlying investment medium for 2. Section 6(c) authorizes the insurer in connection with the operation separate accounts of unaffiliated Commission to exempt any person, of the separate account * * *.’’ Thus, insurance companies is referred to security or transaction, or any class or while Rule 6e–3(T)(b)(15) permits herein as ‘‘shared funding.’’ classes of persons, securities, or mixed funding with respect to a flexible 5. Each Participating Insurance transactions, from the provisions of the premium variable life insurance company will have the legal obligation 1940 Act, or the rules thereunder, if and separate account, it does not permit of satisfying all requirements applicable to the extent that such exemption is shared funding because the relief to it under the federal securities laws in necessary or appropriate in the public granted by Rule 6e–3(T)(b)(15) is not connection with any variable contract interest and consistent with the available with respect to a flexible issued by such company. protection of investors and the purposes premium variable life insurance 6. Fund shares may be offered directly fairly intended by the policy and separate account that owns shares of an to plans described in Treasury Regula- provisions of the 1940 Act. underlying fund that also offers its tion § 1.817–(f)(3)(iii) (‘‘Plans’’). 3. In connection with the funding of shares to separate accounts of 7. The Plans may choose the Fund as scheduled premium variable life unaffiliated life insurance companies. the sole investment under the Plan or as insurance contracts issued through a Moreover, because the relief under Rule one of the several investments. Plan separate account registered under the 6e–3(T) is available only where shares participants may or may not be given 1940 Act as a unit investment trust (the are offered exclusively to separate the right to select the Fund, depending ‘‘Trust Account’’), Rule 6e–2(b)(15) accounts, or to life insurers in on the Plan itself. Fund shares sold to provides partial exemptions from connection with the operation of a Plans will be held by the trustees of Sections 9(a), 13(a), 15(a), and 15(b) of separate account, additional exemptive such Plans as required by Section 403(a) the 1940 Act. The exemptions granted relief may be necessary if the shares of of the Employee Retirement Income by Rule 6e–2(b)(15) are available only the Funds are also to be sold to Plans, Security Act (‘‘ERISA’’). where the management investment Advisers or general accounts.

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7. Applicants state that the current tax because some of the separate accounts respect to management investment law permits the Fund to increase its that will invest in the Funds may company shares held by a separate asset base through the sale of shares to themselves be investment companies account to permit the insurance Plans. Section 817(h) of the Internal that rely on Rules 6e–2 and 6e–3(T) and company to disregard the voting Revenue Code of 1986, as amended (the need to have the relief continue in instructions of its contracts holders in ‘‘Code’’), imposes certain diversification place. certain limited circumstances. For standards on the underlying assets of 11. Section 9(a)(3) of the 1940 Act example, Applicants state that the variable contracts. The Code provides that it is unlawful for any subparagraph (b)(15)(iii)(B) of Rules 6e– provides that such contracts shall not be company to act as investment adviser to, 2 and 6e–3(T) under the 1940 Act treated as an annuity contract or life or principal underwriter for, any provide that the insurance company insurance contract for any period during registered open-end investment may disregard contract owners’ voting which the investments are not company if an affiliated person of that instructions if the contract owners adequately diversified in accordance company is subject to a disqualification initiate any changes in the investment with regulations prescribed by the enumerated in Sections 9(a)(1) or (2). company’s investment policies, Treasury Department. Treasury Rules 6e–2(b)(15)(i) and (ii), and 6e– principal underwriter or investment regulations provide that, to meet the 3(T)(b)(15)(i) and (ii) provide partial adviser, provided that disregarding such diversification requirements, all of the exemptions from Section 9(a) under voting instructions is reasonable and beneficial interests in an investment certain circumstances, subject to the complies with the other provisions of company must be held by the segregated limitations on mixed and shared Rules 6e–2 and 6e–3(T). asset accounts of one or more insurance funding. These exemptions limit the 15. Applicants state that Rule 6e–2 companies. The regulations do contain application of eligibility restrictions to recognizes that a variable life insurance certain exceptions to this requirement, affiliated individuals or companies that contract has important elements unique however, one of which permits shares of directly participate in the management to insurance contracts and is subject to an investment company to be held by of the underlying management extensive state regulation of insurance. the trustee of a Plan without adversely investment company. Applicants assert that in adopting Rule affecting the ability of shares in the 12. Applicants state that the relief 6e–2(b)(15)(iii), the Commission same investment company also to be provided by Rules 6e–2(b)(15) and 6e– expressly recognized that state held by the separate accounts of 3(T)(b)(15) permits the life insurer to insurance regulators have authority to insurance companies in connection serve as the underlying fund’s disapprove or require changes in with their variable contracts (Treas. Reg. investment adviser or principal investment policies, investment § 1.817–5(f)(3)(iii)). underwriter, provided that none of the advisers, or principal underwriters. 8. Applicants also state that the insurer’s personnel who are ineligible Applicants also maintain that the current tax law permits the Funds to sell pursuant to Section 9(a) are Commission has expressly recognized shares to Advisers and general accounts participating in the management or that state insurance regulators have subject to certain conditions (Treas. Reg. administration of the fund. Applicants authority to require an insurer to draw § 1.817–5(f)(3)(i) and (ii)). state that the partial relief from Section from its general account to cover costs 9. Applicants state that the 9(a) provided by Rules 6e–2(b)(15) and imposed upon the insurer by a change promulgation of Rules 6e–2(b)(15) and 6e–3(T)(b)(15), in effect, limits the approved by contract owners over the 6e–3(T)(b)(15) preceded the issuance of amount of monitoring necessary to insurer’s objection. Applicants state that these Treasury regulations which made ensure compliance with Section 9 to the Commission deemed such it possible for shares of a Fund to be that which is appropriate in light of the exemptions necessary to assure the held by the trustee of a Plan, an Adviser, policy and purposes of Section 9. solvency of the life insurer and the or general account without adversely Applicants assert that it is not necessary performance of its contractual affecting the ability of shares of the for the protection of investors or the obligations by enabling an insurance Fund to also be held by the separate purposes fairly intended by the policy regulatory authority or the life insurer to accounts of insurance companies in and provisions of the 1940 Act to apply act when certain proposals reasonably connection with their variable life the provisions of Section 9(a) to the could be expected to increase the risks insurance contracts. Thus, Applicants many individuals in an insurance undertaken by the life insurer. assert that the sale of shares of a Fund company complex, most of whom Applicants further state that in this to separate accounts through which typically will have no involvement in respect, flexible premium variable life variable life insurance contracts are matters pertaining to investment insurance contracts are identical to issued and Plans, the Adviser or general companies in that organization. schedule premium variable life accounts could not have been Applicants assert that it also is insurance contracts, and that therefore envisioned at the time of the adoption unnecessary to apply the restrictions of corresponding provisions of Rule 6e– of Rules 6e–2(b)(15) and 6e–3(T)(b)(15), Section 9(a) to the many individuals in 3(T) were adopted in recognition of the given the then-current tax law. various unaffiliated insurance same considerations as the Commission 10. Applicants assert that if the Fund companies (or affiliated companies of applied in adopting Rule 6e–2. were to sell shares only to Plans, participating insurance companies) that 16. Applicants further represent that Advisers and general accounts, or to may utilize the Funds as a funding the sale of Fund shares to Plans, separate accounts funding variable medium for variable contracts. Advisers, or general accounts should annuity contracts, no exemptive relief 13. Applicants further state that there not affect the relief requested. Shares of would be necessary. Applicants state is no regulatory purpose in extending the Funds sold to Plans would be held that none of the relief provided under the monitoring requirements to embrace by the trustees of such Plans as Rules 6e–2(b)(15) and 6e–3(T)(b)(15) a full application of Section 9(a)’s mandated by Section 403(a) of ERISA. relates to Plans, Advisers or general eligibility restrictions because of mixed Section 403(a) also provides that the accounts, or to a registered investment or shared funding. trustees must have exclusive authority company’s ability to sell its shares to 14. Applicants submit that Sections and discretion to manage and control such purchasers. Exemptive relief is 13(a), 15(a) and 15(b) of the 1940 Act the Plan with two exceptions: (a) when requested in the application only require ‘‘pass through’’ voting with the Plan expressly provides that the

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00080 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19947 trustees are subject to the direction of a separate accounts all invest in the same insurers may be domiciled in different named fiduciary who is not a trustee, in management investment company. states does not create a significantly which case the trustees are subject to 18. Applicants state that while there different or enlarged problem. proper directions made in accordance are differences in the manner in which 21. Applicants further submit that with the terms of the Plan and not distributions are taxed for variable affiliation does not reduce the potential, contrary to ERISA; and (b) when the annuity contracts, variable life if any exists, for differences in state authority to manage, acquire or dispose insurance contracts and Plans, the tax regulatory requirements. In any event, of assets of the Plan is delegated to one consequences do not raise any conflicts the conditions discussed below are or more investment managers pursuant of interest. When distributions are to be designed to safeguard against, and to Section 402(c)(3) of ERISA. Unless made, and the separate account or the provide procedures for resolving, any one of the two exceptions stated in Plan cannot net purchase payments to adverse effects that these differences Section 403(a) applies, the Plan trustees make the distributions, the separate may produce. 22. Applicants also argue that have exclusive authority and account or the Plan will redeem shares of the Funds at their net asset value. The affiliation does not eliminate the responsibility for voting proxies. Where Plan will then make distributions in potential, if any exists, for divergent a named fiduciary appoints an accordance with the terms of the Plan judgment as to when an insurance investment manager, the investment and the insurance company will make company can disregard contract owners’ manager has the responsibility to vote distributions in accordance with the voting instructions. Potential the shares held unless the right to vote terms of the variable contract. disagreement is limited by the such shares is reserved to the trustees or 19. Applicants state that there are no requirements that the insurance the named fiduciary. In any event, there conflicts of interest between the contract company’s disregard of voting is no pass-through voting to the owners of the separate accounts and the instructions be reasonable and based on participants in such Plans. Similarly, participants under the Plans with specific good faith determinations. Advisers and general accounts are not respect to the state insurance However, if a particular insurance subject to any pass-through voting commissioners’ veto powers over company’s decision to disregard voting requirements. Accordingly, Applicants investment objectives. The state instructions represents a minority assert that, unlike the case with the insurance commissioners have been position or would preclude a majority insurance company separate accounts, given the veto power in recognition of vote, the insurance company may be the issue of the resolution of material the fact that insurance companies required, at a Fund’s election, to irreconcilable conflicts with respect to cannot simply redeem their separate withdraw its separate account’s voting is not present with Plans, accounts out of one Fund and invest in investment in that fund. No charge or Advisers or general accounts. another. To accomplish such penalty will be imposed as a result of 17. Applicants note that Section redemptions and transfers, complex and such a withdrawal. 817(h) of the Code in effect requires that time consuming transactions must be 23. Applicants submit that there is no the investments made by variable undertaken. Conversely, trustees of reason why the investment policies of a annuity and variable life insurance Plans can make the decision quickly Fund, or a series thereof, would or should be materially different from what separate accounts be ‘‘adequately and implement redemption of shares they would or should be if such Fund diversified.’’ Applicants state that if a from a Fund and reinvest the moneys in or series funded only variable annuity separate account is organized as a unit another funding vehicle without the same regulatory impediments or, as is contracts or variable life insurance investment trust that invests in a single the case with most Plans, even hold policies, whether flexible premium or fund or series, the separate account will cash pending suitable investment. Based scheduled premium policies. not be diversified. In this situation, on the foregoing, Applicants represent Applicants state that each type of however, Applicants state that Section that even should the interests of insurance product is designed as a long- 817(h) provides, in effect, that the contract owners and the interests of term investment program, and diversification test will be applied at the Plans conflict, the conflicts can be Applicants represent that each Fund, or underlying fund level rather than the almost immediately resolved because series thereof, will be managed to separate account level, but only if ‘‘all the trustees of the Plans can, attempt to achieve its investment of the beneficial interests’’ in the independently, redeem shares out of the objective, and not to favor or disfavor underlying fund ‘‘are held by one or Funds. any particular Participating Insurance more insurance companies (or affiliated 20. Applicants submit that shared Company or type of insurance product. companies) in their general account or funding by unaffiliated insurance 24. Applicants argue that the ability of in segregated asset accounts * * *.’’ companies does not present any conflict the Funds to sell their respective shares Applicants state that Treasury of interest issues that do not already directly to Plans, Advisers, and general Regulation 1.817–5, which established exist where a single insurance company accounts does not create a ‘‘senior diversification requirements for such is licensed to do business in several or security’’ as such term is defined under funds, specifically permits, among other all states. Applicants note that a Section 18(g) of the 1940 Act, with things, investment company managers, particular state insurance regulatory respect to any contract owner as insurance company general accounts, body could require action that is opposed to a participant under a Plan, ‘‘qualified pension or retirement plans’’ inconsistent with the requirements of an Adviser, or an insurer. Regardless of and separate accounts to share the same other states in which the insurance the rights and benefits of participants underlying investment company. company offers its policies. Applicants under the Plans or contract owners, the Therefore, Applicants have concluded state that if a particular state insurance Plans, Advisers, general accounts and that neither the Code, the Treasury regulator’s decision conflicts with a the separate accounts have rights only regulations nor the revenue rulings majority of other insurance regulators, with respect to their respective shares of thereunder present any inherent the affected insurer may be required to the Funds. They only can redeem such conflicts of interest if Advisers, general withdraw its separate account’s shares at their net asset value. No accounts, Plans, variable annuity investment in a Fund. Applicants shareholder of any of the Funds has any separate accounts and variable life submit that the fact that different preference over any other shareholder

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The Fund’s Board will monitor the Plans, Advisers, and general accounts. to enter the variable contract business Fund for the existence of any material The transfer agent will inform each on their own. Applicants state that use irreconcilable conflict among the Participating Insurance Company of its of the Funds as a common investment interests of the contract owners of all share ownership in each separate medium for variable contracts and Plans separate accounts investing in the Fund account, as well as inform the trustees would help alleviate these concerns for and of Plan participants investing in the of Plans, Advisers and insurers of their smaller life insurance companies Fund. A material irreconcilable conflict holdings. The Participating Insurance because participating insurance may arise for a variety of reasons, Company will then solicit voting companies and Plans will benefit not including: (a) An action by any state instructions in accordance with Rules only from the investment and insurance regulatory authority; (b) a 6e–2 and 6e–3(T). administrative expertise of ING and its change in applicable federal or state 26. Applicants assert that permitting a affiliates but also from the cost insurance, tax, or securities laws or Fund to sell its shares to its Adviser(s) efficiencies and investment flexibility regulations, or a public ruling, private or to the general account of a afforded by a large pool of funds. letter ruling, no-action or interpretative Participating Insurance Company in Therefore, making the Funds available letter, or any similar action by compliance with Treasury Regulation for mixed and shared funding and insurance, tax, or securities regulatory § 1.817–5 will enhance Fund permitting the purchase of fund shares authorities; (c) an administrative or management without raising significant by Plans may encourage more life judicial decision in any relevant concerns regarding material insurance companies to offer variable proceeding; (d) the manner in which the irreconcilable conflicts. Applicants state contracts. Applicants submit that this investments of any Fund or series are that unlike the circumstances of many should result in increased competition being managed; (e) a difference in voting investment companies that serve as with respect to both variable contract instructions given by variable annuity underlying investment media for design and pricing, which can be contract owners and variable life variable insurance products, the Fund expected to result in more product insurance contract owners; (f) a decision may be deemed to lack an insurance variation and lower charges. by an insurer to disregard the voting company ‘‘promoter’’ for purposes of 29. Applicants assert that mixed and instructions of contract owners; or (g) if Rule 14a–2 under the 1940 Act. shared funding also should benefit applicable, a decision by a Plan to Applicants state that they anticipate that variable contract owners by eliminating disregard voting instructions of Plan many other Funds may lack an a significant portion of the costs of participants. insurance company promoter. establishing and administering separate 3. In the event that a Plan shareholder Accordingly, Applicants state that such funds. Furthermore, granting the should become an owner of 10% or Funds will be subject to the requested relief should result in an more of the assets of a Fund selling its requirements of Section 14(a) of the increased amount of assets available for shares in reliance on the requested 1940 Act, which generally requires that investment by the Funds. Applicants exemptive relief, such Plan shareholder an investment company have a net assert that this also may benefit variable will execute a fund participation worth of $100,000 upon making a public contract owners by promoting agreement providing for the conditions offering of its shares. economies of scale, by permitting of this Application (to the extent 27. Applicants assert that given the increased safely through greater applicable) with such Fund. A Plan condition of Treas. Reg. § 1.817–5(f)(3) diversification, or by making the shareholder will execute an application and the ‘‘harmony of interest’’ between addition of new portfolios more feasible. containing an acknowledgment of this a Fund and its Adviser or a Participating 30. Applicants believe that mixed and condition at the time of its initial Insurance Company, little incentive for shared funding and sales of Fund shares purchase of shares of a Fund. overreaching exists. Applicants also to Plans, Advisers, and general accounts 4. Participating Insurance Companies argue that such investments should not will have no adverse federal income tax (on their own behalf as well as by virtue implicate the concerns discussed above consequences. of any investment of general account regarding the creation of material assets in a Fund), the Adviser and its irreconcilable conflicts. Instead, Applicants’ Conditions affiliates, and any Plan that executes a Applicants represent that permitting Applicants consent to the following fund participation agreement investment by Advisers or general conditions if the application is granted: (collectively ‘‘Participants’’) will report accounts will permit the orderly and 1. A majority of the Board of Trustees any potential or existing conflicts to the efficient creation and operation of or Board of Directors (‘‘Board’’) of the Board. Participants will be responsible Funds, or series thereof, and reduce the Fund shall consist of persons who are for assisting the Board in carrying out its expense and uncertainty of using not ‘‘interested persons’’ of the Fund, as responsibilities under these conditions outside parties at the early stages of defined by Section 2(a)(19) of the 1940 by providing the Board with all Fund operations. Act and the rules thereunder and as information reasonably necessary for the 28. Applicants state that various modified by any applicable orders of the Board to consider any issues raised. factors have limited the number of Commission, except that if this This responsibility includes, but is not insurance companies that offer variable condition is not met by reason of the limited to, an obligation by each contracts. These factors include the cost death, disqualification, or bona fide Participating Insurance Company to of organizing and operating a funding resignation of any trustee or director, inform the Board whenever contract medium, the lack of expertise with then the operation of this condition owner voting instructions are respect to investment management shall be suspended: (a) For a period of disregarded. The responsibility to report (principally with respect to stock and 45 days if the vacancy or vacancies may such information and conflicts and to money market investments) and the lack be filled by the Board, (b) for a period assist the Board will be a contractual

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The Fund shall disclose in such responsibilities will be carried out out with a view only to the interests of its prospectus that: (a) Its shares are with a view only to the interests of the the contract owners and Plan offered to insurance company separate contract owners or, as appropriate, Plan participants, as appropriate. accounts which fund both annuity and participants. 6. For the purposes of Condition 5, a life insurance contracts, (b) differences 5. If it is determined by a majority of majority of the disinterested members of in tax treatment or other considerations the Board, or a majority of its the Board shall determine whether or may cause, the interest of various disinterested trustees or directors, that a not any proposed action adequately contract owners participating in the material irreconcilable conflict exists, remedies any material irreconcilable Fund to conflict, and (c) the Board will the relevant Participating Insurance conflict. In no event will the Fund be monitor for any material conflicts and Companies and Plans, at their expense required to establish a new funding determine what action, if any, should be and to the extent reasonably practicable medium for any variable contract. No taken. (as determined by a majority of the Participating Insurance Company or 10. All reports of potential or existing disinterested trustees or directors), shall Plan shall be required by Condition 5 to conflicts of interest received by the take whatever steps are necessary to establish a new funding medium for any Board, and all Board action with regard remedy or eliminate the material variable contract if a majority of contract to: (a) Determining the existence of a irreconcilable conflict. Such steps could owners materially and adversely conflict; (b) notifying Participants of a include: (a) Withdrawing the assets affected by the material irreconcilable conflict; and (c) determining whether allocable to some or all of the separate conflict vote to decline such offer. any proposed action adequately accounts from the Fund or any series 7. Participants will be informed remedies a conflict, will be properly thereof and reinvesting such assets in a promptly in writing of a Board’s recorded in the minutes of the Board or different investment medium which determination of the existence of a other appropriate records. Such minutes may include another series of the Fund; material irreconcilable conflict and its or other records shall be made available to the Commission upon request. (b) submitting the question as to implications. whether such segregation should be 11. If and to the extent Rule 6e–2 and 8. Participating Insurance Companies implemented to a vote of all affected Rule 6e–3(T) are amended, or Rule 6e– will provide pass-through voting contract owners and, as appropriate, 3 under the 1940 Act is adopted, to privileges to all variable contract owners segregating the assets of any appropriate provide exemptive relief from any whose contracts are funded through a group (i.e., annuity or life insurance provision of the 1940 Act or the rules contract owners, or variable contract registered separate account so long as thereunder with respect to mixed or owners of one or more participating the Commission continues to interpret shared funding on terms and conditions insurance companies) that votes in favor the 1940 Act as requiring pass-through materially different from any of such segregation, or offering to the voting privileges for variable contract exemptions granted in the order affected contract owners the option of owners. Accordingly, Participating requested by Applicants, then the Fund making such a change; and (c) Insurance Companies will vote shares of and/or Participating Insurance establishing a new registered the Fund or series thereof held in their Companies, as appropriate, shall take management investment company or registered separate accounts in a manner such steps as may be necessary to managed separate account. If a material consistent with timely voting comply with Rule 6e–2 and Rule 6e– irreconcilable conflict arises because of instructions received from contract 3(T), as amended, and Rule 6e–3, as an insurer’s decision to disregard owners. adopted, to the extent such rules are contract owner voting instructions and In addition each Participating applicable. that decision represents a minority Insurance Company will vote shares of 12. The Fund will comply with all position or would preclude a majority the Fund, or series thereof, held in its provisions of the 1940 Act requiring vote, the insurer may be required, at the registered separate accounts for which it voting by shareholders (for these election of the Fund, to withdraw its has not received timely voting purposes, the persons having a voting separate account’s investment in the instructions as well as shares it owns, in interest in the shares of the Fund). In Fund, and no charge or penalty will be the same proportion as those shares for particular, the Fund will either provide imposed as a result of such withdrawal. which it has received voting for annual meetings (except to the If a material irreconcilable conflict instructions. Participating Insurance extent that the Commission may arises because of a Plan’s decision to Companies will be responsible for interpret Section 16 of the 1940 Act not disregard Plan participant voting assuring that each of their registered to require such meetings) or comply instructions, if applicable, and that separate accounts participating in a with Section 16(c) of the 1940 Act decisions represents a minority position Fund calculates voting privileges in a (although the Fund is not one of the or would preclude a majority vote, the manner consistent with other trusts described in Section 16(c) of the Plan may be required, at the election of Participating Insurance Companies. The 1940 Act) as well as with Section 16(a) the Fund, to withdraw its investment in obligation to calculate voting privileges and, if and when applicable, Section the Fund, and no charge or penalty will in a manner consistent with all other 16(b) of the 1940 Act. Further, the Fund be imposed as a result of such registered separate accounts investing in will act in accordance with the withdrawal. a Fund shall be a contractual obligation Commission’s interpretation of the The responsibility to take remedial of all Participating Insurance Companies requirements of Section 16(a) with action in the event of a Board under the agreements governing their respect to periodic elections of directors determination of a material participation in the Fund. Each Plan (or trustees) and with whatever rules the irreconcilable conflict and to bear the will vote as required by applicable law Commission may promulgate with cost of such remedial action shall be a and governing Plan documents. respect thereto.

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13. As long as the Commission intended by the policy and provisions of hearing. Interested persons may request continues to interpret the 1940 Act as the 1940 Act. a hearing by writing to the requiring pass-through voting privileges For the Commission, by the Division of Commission’s Secretary and serving for variable contract owners, the Investment Management, pursuant to applicants with a copy of the request, Advisory and insurance company delegated authority. personally or by mail. Hearing requests general account will vote its shares in should be received by the Commission the same proportion as all contract Margaret H. McFarland, by 5:30 p.m. on April 28, 2000, and owners having voting rights with Deputy Secretary. should be accompanied by proof of respect to the Fund; provided, however, [FR Doc. 00–9181 Filed 4–12–00; 8:45 am] service on applicants, in the form of an that the Adviser or insurance company BILLING CODE 8010±01±M affidavit or, for lawyers, a certificate of general account shall vote its shares in service. Hearing requests should state such other manner as may be required the nature of the writer’s interest, the by the Commission or its staff. SECURITIES AND EXCHANGE reason for the request, and the issues 14. No less than annually, the COMMISSION contested. Persons who wish to be Participants shall submit to the Board of [Investment Company Act Release No. notified of a hearing may request a Fund such reports, materials or data 24383, 812±11614] notification by writing to the as the Board may reasonably request so Commission’s Secretary. that such Board may carry out fully the Endeavor Series Trust, et al.; Notice of ADDRESSES: Secretary, Commission, 450 obligations imposed upon it by the Application Fifth Street, NW, Washington, DC conditions contained in this 20549–0609. Applicants: Trust and Application. Such reports, materials and April 10, 2000. Adviser, 2101 East Coast Highway, Suite data shall be submitted more frequently AGENCY: Securities and Exchange 300, Corona del Mar, California 92625; if deemed appropriate by the Board. The Commission (‘‘Commission’’). Accounts, 4333 Edgewood Road, N.E., obligations of the Participating ACTION: Notice of an application for an Cedar Rapids, Iowa 52499–0001. Insurance Companies and Plans to order under section 12(d)(1)(J) of the provide these reports, materials and Investment Company Act of 1940 (the FOR FURTHER INFORMATION CONTACT: Sara data upon reasonable request of a Board ‘‘Act’’) for exemption from sections Crovitz, Senior Counsel, at (202) 942– shall be a contractual obligation of all 12(d)(1)(A) and (B) of the Act, under 0667, or Michael W. Mundt, Branch Participating Insurance Companies and section 6(c) and 17(b) of the Act for an Chief, at (202) 942–0564, (Division of any Plan that has executed a exemption from section 17(a) of the Act, Investment Management, Office of participation agreement under the and under section 17(d) of the Act and Investment Company Regulation). agreements governing their participation rule 17d–1 under the Act to permit SUPPLEMENTARY INFORMATION: The in the Fund. certain joint transactions. following is a summary of the 15. Any shares of a Fund purchased application. The complete application by the Adviser or its affiliates will be SUMMARY OF THE APPLICATION: may be obtained for a fee at the automatically redeemed if and when the Applicants request an order that would Commission’s Public Reference Branch, Adviser’s investment advisory permit certain registered open-end 450 Fifth Street, NW, Washington, DC agreement terminates, to the extent management investment companies to 20549–0102 (tel. 202–942–8090). required by applicable Treasury invest uninvested cash and cash Applicants’ Representations regulations. Neither the Adviser nor its collateral in affiliated money market affiliates will sell such shares of the funds in excess of the limits in sections 1. The Trust is organized as a Fund to the public. 12(d)(1)(A) and (B) of the Act. Massachusetts business trust and is an 16. A Participating Insurance APPLICANTS: Endeavors Series Trust (the open-end management investment Company, or any affiliate, will maintain ‘‘Trust’’), all existing and future series of company registered under the Act. The at its home office, available to the the Trust, PFL Endeavor Target shares of the Trust are sold exclusively Commission: (a) A list of its officers, Account, AUSA Endeavor Target to insurance company separate accounts directors and employees who Account (together with the PFL that fund variable annuity and variable participate directly in the management Endeavor Target Account, the life contracts. The Trust currently or administration of the Funds or any ‘‘Accounts’’), all existing and future consists of fourteen series, one of which variable annuity or variable life subaccounts (and portfolios thereof) of is a money market fund subject to rule insurance separate account, organized the Accounts, and any other registered 2a–7 under the Act (together with any as a unit investment trust, that invests open-end management investment future Funds that are money market in the Funds and/or (b) a list of its company and its series that are funds, the ‘‘Money Market Funds;’’ all agents who, as registered currently or in the future advised by other Funds that are not money market representatives, offer and sell the Endeavor Management Co. (the funds are collectively referred to as the 1 variable annuity and variable life ‘‘Adviser’’) or any entity controlling, ‘‘Non-Money Market Funds’’). The PFL contracts funded through such a controlled by, or under common control Endeavor Target Account and AUSA separate account. These individuals will with the Adviser (collectively, the Endeavor Target Account are managed continue to be subject to the automatic ‘‘Funds’’), and the Adviser. separate accounts established by PFL disqualification provisions of Section Life Insurance Company and AUSA Life FILING DATES: The application was filed 9(a). Insurance Company, respectively, and on May 21, 1999, and amended on are each divided into two non-money Conclusion November 5, 1999. Applicants have For the reasons and upon the facts agreed to file an amendment during the 1 All existing investment companies that summarized above, Applicants assert notice period, the substance of which is currently intend to rely on the order have been that the requested exemptions are reflected in this notice. named as applicants, and any other existing or HEARING OR NOTIFICATION OF HEARING: future registered open-end management investment appropriate in the public interest and An companies that subsequently rely on the order will consistent with the protection of order granting the application will be comply with the terms and conditions in the investors and the purposes fairly issued unless the Commission orders a application.

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00084 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19951 market subaccounts with multiple Section 12(d)(1)(B) of the Act provides 4. Section 17(a) of the Act makes it portfolios. The Accounts are open-end that no registered open-end investment unlawful for any affiliated person of a management investment companies company may sell its securities to registered investment company, or an registered under the Act. The Adviser another investment company if the sale affiliated person of the affiliated person, serves as investment manager to each will cause the acquiring company to acting as principal, to sell or purchase Fund and is registered as an investment own more than 3% of the acquired any security to or from the company. adviser under the Investment Advisers company’s voting stock, or if the sale Section 2(a)(3) of the Act defines an Act of 1940 (the ‘‘Advisers Act’’). The will cause more than 10% of the affiliated person of an investment Advisers selects other affiliated and acquired company’s voting stock to be company to include any person directly unaffiliated investment advisers owned by investment companies. or indirectly controlled by, or under registered under the Advisers Act 2. Section 12(d)(1)(J) of the Act common control with the investment (‘‘Subadvisers’’) to manage the portfolio provides that the Commission may company. Applicants state that because for each Fund. exempt any persons or transactions from the Funds share a common investment 2. Applicants state that each Non- any provision of section 12(d)(1) if the manager and have substantially Money Market Funds has, or may be exemption is consistent with the public identical Boards, each Fund may be expected to have, uninvested cash 12(d)(1)(J) to permit the Non-Money deemed to be under common control (‘‘Uninvested Cash’’) held by its Market Funds to invest Cash Balances in and affiliated persons of one another. As custodian. Uninvested Cash may result the Money Market Funds in excess of a result, section 17(a) would prohibit from a variety of sources, including the limitations in sections 12(d)(1)(A) the sale of the shares of a Money Market dividends or interest received from and (B). Fund to a Non-Money Market Fund and portfolio securities, unsettled securities 3. Applicants submit that the the redemption of the shares by the transactions, strategic reserves, matured proposed transactions do not implicate Non-Money Market Funds. investments, proceeds fro liquidation of the abuses that sections 12(d)(1)(A) and 5. Section 17(b) of the Act provides investment securities, and new investor (B) were intended to prevent. that the Commission may exempt a capital. The Non-Money Market Funds Applicants state that each of the Money transaction from section 17(a) if the also may participate in a securities Market Funds will be managed terms of the proposed transaction, lending program that may be developed specifically to maintain a highly liquid including the consideration to be paid in the future under which a Non-Money portfolio and will not be susceptible to or received, are reasonable and fair and Market Fund may lend its portfolio undue control due to the threat of large do not involve overreaching on the part securities to registered broker-dealers or scale redemptions. Applicants also of any person concerned, and the other institutional investors (‘‘Securities submit that there will be no layering of proposed transaction is consistent with Lending Program’’). Before a Fund fees because no sales load, redemption the policy of each registered investment participates in a Securities Lending fee or assets based distribution fee will company concerned and the general Program, it will select a securities be charged in connection with the purpose of the Act. Section 6(c) of the lending agent that is not affiliated with purchase and sale of shares of the Act permits the Commission to exempt the Adviser, Subadvisers, or any of their Money Market Funds. To the extent that persons or transactions from any affiliates. Any loans would be both a Money Market Funds and Non- provision of the Act if the exemption is continuously secured by collateral equal Money Market Fund charge a service fee necessary or appropriate in the public at all times to at least the market value as defined in rule 2830 of the conduct interest and consistent with the of the securities loaned. Collateral for rules of the National Association of protection of investors and the purposes these loans could include cash (‘‘Cash Securities Dealers (‘‘NASD Conduct fairly intended by the policy and Collateral,’’ and together with Rules’’), the Money Market Fund will provisions of the Act. Uninvested Cash, ‘‘Cash Balances’’). waive its service fee with respect to 6. Applicants submit that the request 3. Applicants request an order to shares purchased by a Non-Money for relief satisfies the standards of permit a Non-Money Market Fund to Market Fund or the Adviser will waive sections 17(b) and 6(c). Applicants state use its Cash Balances to purchase and its advisory fee for each Non-Money that the proposed transactions are redeem shares of a Money Market Fund, Market Fund in an amount that offsets reasonable and fair and would not and the Money Market Fund to sell the amount of the fee incurred by the involve overreaching because shares of shares to and redeem shares as Non-Money Market Fund. Before the Money Market Fund will be requested by the Non-Money Market approving any advisory contract for a purchased and redeemed by the Non- Fund. Applicants believe that the ability Non-Money Market Fund, the board of Money Market Funds at net asset value. to invest Cash Balances in Money trustees or board of managers of a Fund Applicants also note that Non-Money Market Funds will benefit the Non- (‘‘Board’’), including a majority of the Market Funds will retain their ability to Money Market Funds by providing trustees or managers who are not invest their Cash Balances directly in higher rates of return, ready liquidity, ‘‘interested persons’’ as defined in money market instruments in and increased diversification. section 2(a)(19) of the Act accordance with their investment (‘‘Independent Board Members’’), will objectives and policies. Applicants state Applicants’ Legal Analysis consider to what extent, if any, the that each Money Market Fund may 1. Section 12(d)(1)(A) of the Act advisory fees charged to the Non-Money discontinue selling its shares to any of provides that no registered investment Market Fund should be reduced to the Non-Money Market Funds if the company may acquire securities of account for the reduced services Board of the Money Market Fund another investment company if the provided to the Non-Money Market determines that the sale would securities represent more than 3% of the Fund by the Adviser and Subadviser as adversely affect the Money Market acquired company’s outstanding voting a result of Uninvested Cash being Fund’s portfolio management and stock, more than 5% of the acquiring invested in the Money Market Fund. No operations. company’s total assets, or, together with Money Fund will acquire shares of any 7. Section 17(d) of the Act and rule the securities of other acquired other investment company in excess of 17d–1 under the Act prohibit an investment companies, more than 10% the limits in section 12(d)(1)(A) of the affiliated person of an investment of the acquiring company’s total assets. Act. company, acting as principal, from

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 19952 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices participating in or effecting any if any, the advisory fees charged to the SMALL BUSINESS ADMINISTRATION transaction in connection with any joint Non-Money Market Fund by the Adviser enterprise or joint arrangement in which and the Subadviser should be reduced Interest Rates the investment company participates. to account for the reduced services The Small Business Administration Applicants state that the Funds, by provided to the Non-Money Market publishes an interest rate called the participating in the proposed Fund by the Adviser and the Subadviser optional ‘‘peg’’ rate (13 CFR 120.214) on transactions, and the Adviser and as a result of Uninvested Cash being a quarterly basis. This rate is a weighted Subadvisers, by managing the proposed invested in the Money Market Funds. average cost of money to the transactions, could be deemed to be The Non-Money Market Fund’s minute government for maturities similar to the participating in a joint arrangement books will record fully the Board’s average SBA direct loan. This rate may within the meaning of section 17(d) and considerations in approving the be used as a base rate for guaranteed rule 17d–1. advisory contract, including the fluctuating interest rate SBA loans. This 8. In considering whether to permit a considerations relating to fees referred rate will be 6.500 (61⁄2) percent for the joint transaction under rule 17d–1, the to above. April–June quarter of FY 2000. Commission considers whether the 3. Each Non-Money Market Fund will investment company’s participation in invest Uninvested Cash in, and hold Arnold S. Rosenthal, joint enterprise is consistent with the shares of, the Money Market Funds only Acting Deputy Associate Administrator for provisions, policies, and purposes of the to the extent that the Non-Money Financial Assistance. Act, and the extent to which the Market Fund’s aggregate investment of [FR Doc. 00–9125 Filed 4–12–00; 8:45 am] participation is on a basis different from Uninvested Cash in the Money Market BILLING CODE 8025±01±U or less advantageous than that of other Funds does not exceed 25 percent of the participants. Applicants submit that the Non-Money Market Fund’s total assets. Funds will participate in the proposed For purposes of this limitation, each DEPARTMENT OF TRANSPORTATION transactions on the same basis and will Money Market Fund or series thereof be indistinguishable from any other will be treated as a separate investment Coast Guard shareholder and that the transactions company. will be consistent with the Act. [USCG±2000±7222] 4. Investment of Cash Balances in Applicants’ Conditions shares of the Money Market Funds will Collection of Information Under Applicants agree that any order be in accordance with each Non-Money Review by Office of Management and granting the requested relief will be Market Fund’s respective investment Budget (OMB): OMB Control Numbers subject to the following conditions: restrictions, if any, and will be 2115±0017, 2115±0611, 2115±0573, and 1. The shares of the Money Market consistent with each Non-Money Market 2115±0630 Funds sold to and redeemed as Fund’s policies as set forth in its AGENCY: requested by the Non-Money Market prospectus and statement of additional Coast Guard, DOT. Funds will not be subject to a sales load, information. ACTION: Request for comments. redemption fee or distribution fee under 5. The Non-Money Market Funds, the SUMMARY: In compliance with the a plan adopted in accordance with rule Money Market Funds, and any future Paperwork Reduction Act of 1995, the 12b–1 under the Act. To the extent that Fund that may rely on the order will be Coast Guard intends to request the both a Money Market Fund and a Non- advised by the Adviser or a person approval of OMB for the renewal of four Money Market Fund may charge a controlling, controlled by, or under Information Collection Requests (ICRs). service fee (as defined in rule 2830(b)(9) common control with the Adviser. These ICRs comprise: (1) Regattas and of the NASD Conduct Rules), the Money 6. No Money Market Fund will Marine Parades; (2) Boat Owner’s Market Fund will waive its service fee acquire securities of any investment Report, Possible Safety Defect; (3) with respect to shares purchased by a company in excess of the limits Labeling Requirements in 33 CFR Parts Non-Money Market Fund or the Adviser contained in section 12(d)(1)(A) of the 181 and 183; and (4) International will waive its advisory fee for each Non- Act. Safety Management Code Audit Reports. Money Market Fund in an amount that Before submitting the ICRs to OMB, the offsets the amount of the service fee 7. Before a Fund may participate in Coast Guard is asking for comments on incurred by the Non-Money Market the Securities Lending Program, a the collections described below. Fund. majority of its Board, including a 2. Before the next meeting of the majority of the Independent Board DATES: Comments must reach the Coast Board of a Non-Money Market Fund is Members, will approve the Fund’s Guard on or before June 12, 2000. held for the purpose of voting on an participation in the Securities Lending ADDRESSES: You may mail comments to advisory contract under section 15 of Program. The Board also will evaluate the Docket Management System (DMS) the Act, the Adviser and Subadviser the securities lending arrangement and [USCG–2000–7222], U.S. Department of will provide the Board with specific its results no less frequently than Transportation (DOT), room PL–401, information regarding the approximate annually and determine that any 400 Seventh Street SW., Washington, costs to the Adviser and Subadviser of, investment of Cash Collateral in the DC 20590–0001, or deliver them to room or portion of the advisory fee under the Money Market Funds in the best interest PL–401, located on the Plaza Level of existing advisory contract attributable of the shareholders of the Fund. the Nassif Building at the same address to, managing the Uninvested Cash of the For the Commission, by the Division of between 9 a.m. and 5 p.m., Monday Non-Money Market Fund that can be Investment Management, pursuant to through Friday, except Federal holidays. expected to be invested in the Money delegated authority. The telephone number is 202–366– Market Funds. Before approving any 9329. advisory contract for a Non-Money Margaret H. McFarland, The Docket Management Facility Market Fund, the Board, including a Deputy Secretary. maintains the public docket for these majority of the Independent Board [FR Doc. 00–9252 Filed 4–12–00; 8:45 am] requests. Comments will become part of Members, shall consider to what extent, BILLING CODE 8010±01±M this docket and will be available for

VerDate 202000 15:13 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00086 Fmt 4703 Sfmt 4703 E:\FR\FM\13APN1.SGM pfrm03 PsN: 13APN1 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 19953 inspection or copying in room PL–401, Burden: The estimated burden is Frequency: On occasion. located on the Plaza Level of the Nassif 1,540 hours annually. Burden: The estimated burden is Building at the above address between 2. Title: Boat Owner’s Report, Possible 3,650 hours annually. 9 a.m. and 5 p.m., Monday through Safety Defect. Dated: March 29, 2000. Friday, except Federal holidays. You OMB Control Number: 2115–0611. Daniel F. Sheehan, may also access this docket on the Summary: Owners of recreational Director of Information and Technology. Internet at http://dms.dot.gov. boats or engines who believe their Copies of the complete ICRs are product contains a defect or fails to [FR Doc. 00–9250 Filed 4–12–00; 8:45 am] available through this docket on the comply with safety standards can call BILLING CODE 4910±15±U Internet at http://dms.dot.gov and also the Coast Guard Infoline, which will send them a copy of the ‘‘Boat Owner’s from Commandant (G–SII–2), U.S. Coast DEPARTMENT OF TRANSPORTATION Guard Headquarters, room 6106 (Attn: Report’’, or they can file the report on- Barbara Davis), 2100 Second Street SW., line at the website for the Office of Coast Guard Washington, DC 20593–0001. The Boating Safety. telephone number is 202–267–2326. Need: 46 U.S.C. 4310(f) gives the [USCG±2000±7206] FOR FURTHER INFORMATION CONTACT: Coast Guard the authority to require manufacturers of recreational boats and Voluntary Guidelines on Recreational Barbara Davis, Office of Information Activities To Control the Spread of Management, 202–267–2326, for associated equipment to notify owners and to replace or repair products that Zebra Mussels and Other Aquatic questions on this document; Dorothy Nuisance Species Walker, Chief, Documentary Services are defective or fail to comply with Division, U.S. Department of safety standards. AGENCY: Coast Guard, DOT. Respondents: Owners of recreational Transportation, 202–366–9330, for ACTION: Notice; Request for comments. boats. questions on the docket. Frequency: One time. SUMMARY: The Coast Guard seeks Request for Comments Burden: The estimated burden is 80 comments on voluntary guidelines for hours annually. The Coast Guard encourages persons engaged in water-related interested persons to submit written 3. Title: Labeling Requirements in 33 recreational activities (e.g., boating and comments. Persons submitting CFR Parts 181 and 183. fishing). The Coast Guard must issue OMB Control Number: 2115–0573. voluntary guidelines based on the comments should include their names Summary: The collection of and addresses, identify this document recommendations prepared by the information requires manufacturers or Aquatic Nuisance Species Task Force to [USCG–2000–7222] and the specific ICR importers of recreational boats to apply to which each comment applies, and help control the spread of the zebra for serial numbers from the Coast Guard mussel and other aquatic nuisance give the reason(s) for each comment. and to display various labels on these Please submit all comments and species. We request your comments on boats. these voluntary guidelines. attachments in an unbound format no Need: Under 33 CFR, Parts 181 and 1 larger than 8 ⁄2 by 11 inches, suitable for 183, manufacturers or importers of DATES: Comments and related material copying and electronic filing. Persons recreational boats must obtain, from the must reach the Docket Management wanting acknowledgment of receipt of Coast Guard, a manufacturer’s Facility on or before June 12, 2000. comments should enclose stamped, self- identification code for each boat and ADDRESSES: To make sure your addressed postcards or envelopes. must display various labels on these comments and related material are not Information Collection Requests boats that provide safety information to entered in the docket more than once, the boating public. please submit them by only one of the 1. Title: Regattas and Marine Parades. Respondents: Manufacturers and following means: OMB Control Number: 2115–0017. importers of recreational boats. (1) By mail to the Docket Management Summary: 46 U.S.C. 1233 authorizes Frequency: One time. Facility, (USCG–2000–7206), U.S. the Coast Guard to issue rules to Burden: The estimated burden Department of Transportation, room PL– promote the safety of life on navigable 382,798 hours annually. 401, 400 Seventh Street SW., waters during regattas or marine 4. Title: International Safety Washington, DC 20590–0001. parades. 33 CFR 100.17 and 100.18 Management Code Audit Reports. (2) By delivery to room PL–401 on the promulgate the rules for providing OMB Control Number: 2115–0630. Plaza level of the Nassif Building, 400 notice of, and additional information for Summary: The Coast Guard uses this Seventh Street SW., Washington, DC, permitting, regattas and marine parades information collection to determine the between 9 a.m. and 5 p.m., Monday (marine events) to the Coast Guard. compliance status of U.S. vessels, through Friday, except Federal holidays. Need: The Coast Guard needs to subject to SOLAS 74, engaged in The telephone number is 202–366– determine whether a marine event may international trade. Organizations 9329. present a substantial threat to the safety recognized by the Coast Guard conduct (3) By fax to the Docket Management of human life on navigable waters and ongoing audits of vessels’ and Facility at 202–493–2251. determine which measures are companies’ safety-management systems. (4) Electronically through the Web necessary to ensure the safety of life Need: 46 U.S.C. 3203 authorizes the Site for the Docket Management System during the events. Sponsors must notify Coast Guard to prescribe rules regarding at http://dms.dot.gov. the Coast Guard of the event and safety-management systems. 33 CFR The Docket Management Facility provide additional information, as Part 96 contains the rules for the safe maintains the public docket for this required. This is an efficient means for operation of vessels and of safety- notice. Comments and material received the Coast Guard to learn of the events management systems. from the public will become part of this and to address environmental impacts. Respondents: Owners and operators docket and will be available for Respondents: Sponsors of marine of vessels, and organizations authorized inspection or copying at room PL–401 events. to issue ISM Code certificates for the on the Plaza level of the Nassif Building, Frequency: On occasion. United States. 400 Seventh Street SW., Washington,

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DC, between 9 a.m. and 5 p.m., Monday The voluntary guidelines in this Voluntary Guidelines for Recreational through Friday, except Federal holidays. notice are based on the ones drafted and Activities To Control the Spread of You may also find this docket on the recommended by the Recreational Zebra Mussels and Other Aquatic Internet at http://dms.dot.gov. Activities Committee of the Aquatic Nuisance Species Nuisance Species Task Force (the FOR FURTHER INFORMATION CONTACT: For Generic Guidelines questions on this notice or associated Committee). The guidelines developed guidelines, call Lieutenant Karen by the Committee are available in the Some guidelines are appropriate for Weaver, Project Manager, Office of docket and may be accessed on the any recreational activity associated with Operating and Environmental Standards Internet at http://dms.dot.gov. water. The generic preventive (G–MSO), Coast Guard, telephone, 202– guidelines listed below apply to most What are Aquatic Nuisance Species recreational activities occurring in 267–2079. For questions on viewing or (ANS)? submitting material to the docket, call marine and inland waters. In addition to Dorothy Walker, Chief, Dockets, ANS are organisms introduced into these guidelines, States and provinces Department of Transportation, non-native habitats and are often freed may include specific laws and telephone 202–366–9329. from the natural predators, parasites, guidelines for their areas. pathogens, and competitors that have Always do the following: SUPPLEMENTARY INFORMATION: kept them in check. Once established, • Always inspect equipment (in the How May I Comment on the Voluntary these organisms can displace native broadest sense, e.g., boats, planes, Guidelines? species; they can impede municipal, trailers, decoy anchors, SCUBA gear, industrial, and private water-intake and lures) for visible plants and animals You may submit comments and systems; and they can degrade aquatic before transporting. related material on the voluntary ecosystems. • Always remove visible plants and guidelines to the Docket Management The introduction of most ANS is the animals from equipment (expel plants, Facility as indicated previously in the work of humans. In some cases this is animals, and water from internal parts). ADDRESSES section of this notice. If you intentional, but in many it is accidental. • Always drain water from equipment submit written comments please In addition to overland transport of before transporting. include— boats, which has long been identified as • Always clean equipment that has • Your name and address; • a key dispersal pathway, there are many been in infested waters before placing it The docket number for this notice others. The other human activities that in other waters (see the ‘‘Pathway- (USCG–2000–7206); • can disperse ANS include angling, specific guidelines’’ section for specific The specific section of this notice to scuba diving, and waterfowl hunting. methods). which each comment applies; and Establishing these voluntary • Always report questionable species • The reason for each comment. guidelines will help to promote good to your resource agency for You may mail, deliver, fax, or habits that will control the spread of identification. Information is available electronically submit your comments ANS. Surveys have shown that from many sources about identification and attachments to the Docket participants in recreational activities of ANS; however, specimens are needed Management Facility, using an address will take necessary precautions if they to confirm sightings. Many jurisdictions or fax number listed in the ADDRESSES know what to do. Conversely, they will have different rules regarding section of this notice. Please do not not take precautions unless they know possession and transport. Always ask submit the same comment or attachment what to do. your local natural resources more than once. If you mail or deliver management agency for instructions. 1 What Is the Purpose of the Voluntary your comments, they must be on 8 ⁄2-by- Never do the following: 11-inch paper, and the quality of the Guidelines? • Never transport plants, animals, copy should be clear enough for copying The voluntary guidelines will give the mud, or water from lakes, rivers, and scanning. If you mail your public clear, concise information on wetlands, and coastal waters. comments and would like to know if the how to avoid the transport of ANS. • Never release animals or plants Docket Management Facility received These voluntary guidelines provide (e.g., aquarium species, bait, pets, them, please enclose a stamped, self- specific procedures that individuals hunting dogs, or water garden plants) addressed postcard or envelope. The engaged in the corresponding into the wild unless you release them Coast Guard will consider all comments recreational activity can follow so they into the same waterbody or location and material received during the will not accidentally transport ANS. where the species came from. comment period. What Activities Do the Voluntary Pathway-Specific Guidelines Why Is the Coast Guard Issuing Guidelines Address and What Are the These guidelines cover recreational Voluntary Guidelines? Recommended Procedures? activities that are potential pathways for To comply with the National Invasive These voluntary guidelines address transferring ANS. Individuals engaged Species Act of 1996 (NISA), we are the following water-related recreational in these activities should follow these issuing voluntary guidelines for activities: Scuba diving; waterfowl guidelines to help prevent the spread of recreational activities to control the hunting; harvesting of bait by ANS. You should note that States and spread of zebra mussels and other recreational anglers; angling; boating; provinces may add to these voluntary Aquatic Nuisance Species (ANS). We operating seaplanes; and operating guidelines their own related laws and are providing this opportunity for personal watercraft. These voluntary guidelines, if any, regarding transport or public comment on the voluntary guidelines are intended to assist natural- possession of ANS. guidelines. After considering the resource managers and others involved comments we will issue a final version in educating individuals who (a) Scuba Diving of the voluntary guidelines. These participate in these recreational You can unintentionally transport guidelines will be explained in activities about the problems associated ANS, such as the zebra mussel, spiny pamphlets, videos, and other types of with the spread of ANS in the United water flea, and Eurasian water milfoil, outreach media. States. from one body of water to another on

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If fragments of these plants are conduct the procedures that follow waters on the same or consecutive days. transported, they can inadvertently during or after the harvest of live bait for Many scuba divers believe that zebra transport zebra mussels to other waters. personal use. mussels have benefited the sport by By following the guidelines on Guidelines improving visibility in the waters they recreational activities, you can help inhabit. They soon learn, however, that prevent the spread of ANS via • Inspect harvested live bait for non- geological formations and shipwrecks waterfowl hunting. target species, and remove them where that once attracted them are encrusted harvested. with layers of zebra mussels, which Guidelines • Always dispose of unwanted live obscure these objects. The harm to the Before the hunting season— bait on land (away from contact with environment, the fisheries, and • Switch to elliptical, bulb-shaped, or waters) before leaving the waters. Never industrial, municipal, and private water strap anchors on decoys, which avoid release live bait into a waterbody or intakes, therefore, far outweigh any collecting submerged and floating move aquatic plants or animals from benefit. aquatic plants; or one waterbody into a different Any objects removed from the water • If boats are moored in waters waterbody. have the potential of introducing ANS infested with zebra mussels, use the • Remove all aquatic plants from to new waters. By adhering to the following tips to remove or kill zebra boats, trailers, nets, or other equipment guidelines that follow, you can help mussels or other aquatic animals and while on shore before leaving the water- prevent the spread of ANS when you plants that might be in or on your boat: body access. • scuba dive, and you can help protect the (1) Remove any visible zebra mussels Before reusing nets, roll out, hand environment from the harmful impacts from the boat and wash and rinse the clean, and dry them. • of these species. boat with hot water; or Drain water from boats and (2) Spray the boat with high-pressure equipment (bilge pump, tubs, live wells, Guidelines water; or etc.) before leaving any waterbody • Inspect your equipment. (3) Dry all parts of the boat for at least access. • Remove any plants, mud, or 5 days before placing it into another • Never use water from infested animals that are visible before leaving waterbody. waters to transport live bait to other all waters. After hunting— waters. In many States and provinces, • Drain water from buoyancy • Inspect waders or hip boots; remove live bait harvested from designated compensator (bc), regulator, tank boot, aquatic plants; and, where possible, infested waters is illegal. Check with and any other equipment that may hold rinse mud from them before leaving the your local State natural resource agency water before leaving all waters. waters; before you collect live bait. • ANS can survive for a period of • Remove aquatic plants, animals, • In areas where harvest of bait from time on wet scuba gear or in water. and mud that are attached to decoy lines infested waters is legal, avoid using the Therefore, do at least one of the or anchors; and same equipment in infested and following: • Drain the water from boats before noninfested waters. Some aquatic (1) Dry your suit and all equipment transporting to other waters. nuisance species once removed from completely before diving in different Between hunting trips— infested waters can survive up to two waters, and rinse the inside of your bc • Inspect equipment for any aquatic weeks in a moist environment. By with hot or salted water as described in plants, animals, and mud not removed drying surfaces where they can be items (2) and (3), which immediately after hunting; remove and dispose of lodged or attached, you can follow. them on land away from the waters; and substantially reduce the risk of (2) Submerge and wash your suit and • Follow the guidelines for boaters in transporting them in boats and equipment, and rinse the inside of your paragraph (e). equipment. bc with hot water (at least 40° (C or 104° • Rinse all equipment, including (c) Recreational Anglers’ Harvest of Live (F). boats and trailers, with tap water and Bait (Non-Commercial Harvest) (3) Submerge and wash your suit and dry them for as long as possible, but for equipment in a tub or tote containing The guidelines that follow apply to at least 5 days before re-use, especially salted water (1⁄2cup of salt dissolved in the non-commercial harvesting of live in other waters. Before re-use, you one gallon of water); rinse the inside of bait by recreational anglers. Also, the should roll out nets, hand clean them, your bc with the salted solution; and RAC is developing guidelines for and dry them for a minimum of 10 days, rinse your equipment with clean water. commercial bait. or freeze them for 2 days. Nonindigenous species can lodge in • The following applies to (b) Waterfowl Hunting nets and other equipment used to disinfection, specific to zebra mussels, Nonindigenous ANS such as the zebra harvest baitfish and can be of equipment that is difficult to treat mussel, purple loosestrife, and Eurasian unintentionally transported into with drying and washing methods (use water milfoil can damage habitat for noninfested waters. Some species can these methods away from the fish, waterfowl, and other wildlife. survive up to 2 weeks out of water and waterbody): Waterfowl hunters should be aware that remain viable when dislodged into (1) As an added equipment treatment, it is possible to inadvertently spread another waterbody. Non-target ANS a dip of 100 percent vinegar for 20 ANS from one lake or wetland via boats, species like ruffe and round goby, as minutes can kill small zebra mussels motors, trailers, and decoys. well as fragments of aquatic nuisance and may be effective against other ANS. Waterfowlers should assume that any plants, such as hydrilla or Eurasian (2) Treatment with other chemicals fragments of aquatic plants could be water milfoil, can be harvested along such as a 1-percent solution of table salt potentially harmful and should not be with target baitfish species. If such for 24 hours can be as effective as a dip transported from one wetland, lake, species are transferred to noninfested of vinegar.

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The recipes provided in the following Guidelines Guidelines table are for a 1-percent solution of table • Dispose of unwanted live bait on • Before leaving all waters, inspect salt (sodium chloride) treatment in land before leaving the waterbody. your boat (sailboats check centerboard water.1 Never release live bait into a waterbody and bilgeboard wells, and keel boats or move aquatic plants or animals from Cups of check the rudder-post area), trailer Gallons of 2ater salt* one waterbody to another. (check axles, runners, lights, and • Wash and dry your boat, tackle, rollers), and other boating equipment 5 ...... 2¤3 downriggers, float tube, waders, and (check anchors, water-skis, or other tow 10 ...... 11¤4 other equipment to remove or kill lines), and remove any plants, animals, 25 ...... 3 harmful species that were not visible at 1 or mud that are visible (see diagram 1). 50 ...... 6 ¤4 the boat launch. 2 • Drain water from the motor, 100 ...... 12 ¤3 • Inspect all fish caught using seines, livewell, bilge, and transom wells while * Based on 312 g per cup. dipnets, or other types of netting; on land and before leaving all waters. remove and properly discard all non- (d) Angling • Wash and dry your boat, tackle, target species. The introduction of ANS can cause downriggers, trailer, and other boating significant changes in freshwater and (e) Boating equipment to kill harmful species that were not visible at the boat launch. You marine ecosystems. Populations of prey ANS, such as the zebra mussel, spiny can do this on your way home or once and game fish can be significantly water flea, and Eurasian water milfoil, harmed by the presence of species such you arrive home. can be unintentionally transported • as the sea lamprey, Asian swamp eel, through water-related recreation Before you transport to other Chinese carp, and zebra mussel. Some activities because some ANS can waters, do one of the following: aquatic nuisance plants (e.g., hydrilla, survive many days out of water. If you (1) Rinse your boat and boating ° Eurasian water milfoil, and water are a water recreationalist (e.g., boater, equipment with hot (greater than 40 C ° hyacinth) may limit the viable fishing angler, water-skier, canoeist, or or 104 F) tap water. area of inland waters. You can help kayaker), there are some important (2) Spray your boat and trailer with prevent the transfer of ANS by following actions you can take to prevent the high-pressure water. the guidelines in this section whenever transport of ANS from one waterbody to (3) Dry your boat and equipment for you engage in angling. another. at least 5 days.

For your information, the U.S. Fish (f) Seaplanes • Inspect and remove aquatic plants and Wildlife Service, in conjunction from the floats, wires or cables, and with Canadian officials and other Many ANS, such as the zebra mussel water rudders; partners, are implementing the 100th and Eurasian water milfoil, can be • Pump floats, which may contain unintentionally transported from one infested water; and Meridian Initiative, which focuses on • preventing the westward spread of zebra waterbody to another on the floats of If moored in waters infested by seaplanes. Therefore, it is important to mussels and other ANS by boat zebra mussels for extended periods, clean the aircraft to remove ANS before check the transom, chine, bottom, wheel inspections and by dissemination of traveling, rather than after landing at wells, and step area of floats (see posters, brochures, and other new locations. In addition, it is diagram 2). If zebra mussels are present information about ANS. There are many important for you to incorporate the on the floats, you can use (any) one of other State and Federal initiatives procedures listed here into the the following methods to remove or kill focusing on controlling the spread of operation of your seaplane. However, them: ANS. Consult your local Fish and plane safety is the first priority when (1) Wash the floats with hot water. Wildlife Service facility or other considering and following these (2) Spray the floats with high-pressure appropriate State or Federal natural guidelines. water. resource management agency for (3) Dry all parts of the floats for at Guidelines: additional information. least 5 days. Before entering the aircraft— Before takeoff—

1 American Fisheries Society, 1991, by Doug Jensen, Adapted from ‘‘Fisheries Scientist’s Pocket University of Minnesota Sea Grant Program. Reference’’ booklet by Iowa Chapter of the

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• Avoid taxiing through heavy • If aquatic plants remain visible on floats and should be cleaned regularly. surface growths of aquatic plants before floats or water rudders, return to the In remote locations, where zebra takeoff; lake and remove the plants. mussels are present, but where there are Storage or mooring— no provisions for drying, spraying, or • Raise and lower water rudders • Remove aircraft from the water, as treating the floats with hot water, the several times to clear off plants. This is often done at seaplane bases, and will also minimize cable stretch and best option available for preventing the allow all parts of the floats to dry. A few spread of the mussels is to hand-clean improve the effectiveness of the rudders days of hot, summer temperatures will the submerged portions of floats with a for steering. kill adult zebra mussels (longer drying scrub brush and to physically remove After takeoff— times of up to 10 days are required to adult mussels. (Aircraft moored for • Raise and lower water rudders kill adult mussels during cool, humid weather); and extended periods in zebra-mussel- several times to free fragments of • Aircraft moored for extended infested waters may have zebra mussels aquatic plants while over the waters you periods in zebra-mussel-infested waters attached to the floats and should be are leaving or while over land; and may have zebra mussels attached to the cleaned regularly.)

(g) Personal Watercraft for fragments of aquatic plants, and DEPARTMENT OF TRANSPORTATION Personal watercraft that have jet-drive remove them before you leave the access Coast Guard systems require some extra precautions area. to avoid ANS. A pump pulls water in After trailering and before re-use— [USCG±2000±7201] through an opening under the craft, and • Wash and dry your watercraft and the impeller (an internal propeller) equipment to kill or remove harmful Commercial Fishing Industry Vessel forces water out, moving the craft species that you did not see at the boat Advisory Committee (CFIVAC); forward. ANS can easily get lodged in launch. You can do this on your way Vacancies the jet-drive system and get transported if the watercraft is taken from one home or once you arrive home. Choose AGENCY: Coast Guard, DOT. one of the following methods of waterbody to another. A small piece of ACTION: Request for applications. Eurasian water milfoil, or other ANS, disinfection before transporting to caught in the impellers can infest a new another waterbody: SUMMARY: The Coast Guard seeks lake or river. Zebra mussels can survive (1) Rinse your watercraft and other applications for membership on the in excess water in the jet drive and equipment with hot (greater than 40 °C Commercial Fishing Industry Vessel spread to other waters. By applying the or 104 °F) tap water. Advisory Committee (CFIVAC). CFIVAC advises the Coast Guard on safety in the following guidelines, you can help (2) Spray your watercraft and trailer prevent the transfer of ANS via your commercial fishing industry. with high-pressure water. personal watercraft. DATES: Application forms should reach Guidelines: (3) Dry your watercraft and equipment us on or before June 1, 2000. for at least 5 days. In the water— ADDRESSES: You may request an • Avoid running the engine through Dated: April 7, 2000. application form by writing to aquatic plants near the boat access; and • Push or winch the watercraft up on Joseph J. Angelo, Commandant (G–MOC–3), U.S. Coast the trailer without running the engine. Director of Standards, Marine Safety and Guard, Room 1116, 2100 Second Street On the trailer— Environmental Protection. SW., Washington, DC 20593–0001, by • After you pull the watercraft from [FR Doc. 00–9248 Filed 4–12–00; 8:45 am] calling 202–267–2978; or by faxing 202– 267–0506. Send your application in the water, start the engine for 5 to 10 BILLING CODE 4910±15±U seconds to blow out any excess water written form to the above street address. and vegetation. (The dark, damp, This notice is available on the internet enclosed area of the impeller provides at http://dms.dot.gov. an ideal environment for aquatic FOR FURTHER INFORMATION CONTACT: nuisance plants to survive.); and Lieutenant Jennifer Williams, Assistant • After the engine stops, pull plants Executive Director of CFIVAC, or Ensign out of the steering nozzle. Inspect your Chris O’Neal, telephone (202) 267–2008, trailer and any other sporting equipment fax (202) 267–0506.

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SUPPLEMENTARY INFORMATION: The SUMMARY: The FAA is giving notice of in the Federal Register on August 31, Commercial Fishing Industry Vessel a specific delegation of authority from 1999 (64 FR 47361). Advisory Committee (CFIVAC) is a the FAA Administrator to the Associate The full text of the March 27, 2000 Federal advisory committee under 5 Chief Counsel/Director, Office of delegation from the Administrator to the U.S.C. App. 2. It advises the Assistant Dispute Resolution for Acquisition ODRA Director provides the ODRA Commandant for Marine Safety and (hereinafter the ‘‘ODRA Director’’), to Director with additional authority to act Environmental Protection, on the safe supplement and expand the authority on behalf of the Administrator with operation of U.S.-flag commercial conveyed under Title 14 CFR part 17 respect to ODRA bid protests and fishing vessels. This advice assists us in and the Administrator’s delegation of contract disputes as follows: In order to formulating regulations and programs July 29, 1998, in order to permit the render more efficient the FAA designed to improve safety on ODRA Director to issue final FAA acquisition dispute resolution process, commercial fishing vessels. Agency orders on behalf of the pursuant to 49 U.S.C. 106(f)(2), 49 CFIVAC meets at least once a year in Administrator in certain bid protests U.S.C. 46101, et seq., Public Law 104– different seaport cities nationwide. and contract disputes filed with the 50 and 14 CFR Part 17, I hereby delegate Special meetings may also be called. FAA Office of Dispute Resolution for to the Associate Chief Counsel/Director, Subcommittee meetings are held to Acquisition. The delegation was set Office of Dispute Resolution for consider specific problems as required. forth in a memorandum signed by the Acquisition (ODRA) authority to We will consider applications for six Administrator dated March 27, 2000. execute and issue on behalf of the positions that expire or become vacant The FAA is publishing the text of the Administrator, orders and final in October 2000 in the following delegation, so that it is available to decisions for the FAA in all matters categories: (a) Commercial Fishing interested parties. within the ODRA’s jurisdiction, Industry (four positions); (b) General provided that such matters involve Public (one position); (c) Surveyor/ FOR FURTHER INFORMATION CONTACT: either: (1) A bid protest concerning an Naval Architect (one position). To be Marie A. Collins, Staff Attorney and acquisition having a value or potential eligible, you should have experience in Dispute Officer for the Office of Dispute value of not more than one million the operation of commercial fishing Resolution for Acquisition (ACG–70), dollars ($1,000,000.00); or (2) a contract vessels, maritime safety, safety Federal Aviation Administration, 400 dispute involving a total amount in education, or marine surveying/naval Seventh Street, SW, Room 8332, dispute, exclusive of interest, legal fees architecture. Each member serves for a Washington, DC 20590; telephone (202) or costs, of not more than one million term of 3 years. A few members may 366–6400; facsimile (202) 366–7400. dollars ($1,000,000.00). The Associate serve consecutive terms. All members SUPPLEMENTARY INFORMATION: Under the Chief Counsel/ODRA Director further is serve at their own expense and receive Department of Transportation and authorized to execute and issue orders no salary, however members will be Related Agencies Appropriations Act of and final decisions on behalf of the reimbursed for travel expenses. 1996, Public Law 104–50, 109 Stat. 436 Administrator for any applications In support of the U.S. Department of (1995) (‘‘Appropriations Act’’), Congress made pursuant to the Equal Access to Transportation’s policy on ethnic and directed the FAA to develop an Justice Act for matters within the gender diversity, we encourage qualified acquisition system that addresses the ODRA’s jurisdiction. women and members of minority groups mission and unique needs of the Agency The foregoing authority may not be re- to apply. and at a minimum, provides for more delegated. If you are selected as a member who timely and cost-effective acquisition of This delegation supplements and represents the general public, we will equipment and materials. In the expands the authority previously require you to complete a Confidential Appropriations Act, Congress expressly delegated by me on July 29, 1998. This Financial Disclosure Report (OGE Form directed the FAA to create the new delegation does not preclude the 450). We may not release the report or acquisition system without reference to Associate Chief Counsel/Director of the the information in it to the public, existing procurement statutes and ODRA from requesting, in any matter except under an order issued by a regulations. The result was the before the ODRA, that the order setting Federal court or as otherwise provided development of the FAA’s Acquisition forth the final decision of the FAA be under the Privacy Act (5 U.S.C. 552a). Management System (AMS) and the executed by the Administrator. Dated: April 3, 2000. establishment of the Office of Dispute Issued in Washington, DC, on March 27, Rear Admiral Robert C. North, Resolution for Acquisition (ODRA), 2000. Acting Assistant Commandant for Marine which is independent of the FAA’s James Whitlow, Safety and Environmental Protection. procurement offices and counsel. The Acting Chief Counsel. [FR Doc. 00–9249 Filed 4–12–00; 8:45 am] ODRA serves as the forum for [FR Doc. 00–9146 Filed 4–12–00; 8:45 am] BILLING CODE 4910±15±M administrative resolution and BILLING CODE 4910±13±M adjudication of bid protests and contract disputes arising from AMS acquisitions DEPARTMENT OF TRANSPORTATION and contracts. The ODRA’s mandate is DEPARTMENT OF TRANSPORTATION to resolve such bid protests and contract Federal Aviation Administration disputes in a timely and efficient Federal Aviation Administration manner, while emphasizing the use of [Docket No. FAA±1998±4379] alternative dispute resolution [Policy Statement Number ANM±99±2] techniques to the maximum extent Delegation of Authority Guidance for FAA Review of practicable. A final procedural rule that Certification Plans To Address Human AGENCY: Federal Aviation took effect on June 28, 1999 for ODRA Factors for Certification of Transport Administration (FAA), DOT. bid protests and contract disputes was Airplane Flight Decks published in the Federal Register on ACTION: Notice of delegation of June 18, 1999 (64 FR 34926). Technical AGENCY: Federal Aviation authority. corrections to the rule were published Administration, DOT.

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ACTION: Disposition of comments on about it, and invited comments from the policy concerning internal processes notice of policy statement. public on the policy. The FAA has given and procedures. By doing this, agencies due consideration to the comments are providing the public with access to SUMMARY: In this document, the FAA received, and this notice provides the information that previously would have addresses public comments that were FAA’s disposition of those comments. been released only as internal agency submitted in response to a previously memos and directives. Disposition of Comments published general statement of policy A general statement of policy may be that is applicable to the type The FAA received comments on the issued for different purposes, including: certification process of transport policy statement submitted by six • To advise the public of the manner category airplanes. The policy provides commenters, representing aviation in which the agency will exercise a guidance to FAA Certification Teams industry groups and manufacturers. discretionary power in subsequent that will enable them to conduct an Two commenters support the intent of adjudications or through rulemaking; or effective review of an applicant’s the policy. • To provide guidance to agency Human Factors Certification Plan or the Several of the commenters suggest officials in exercising their discretionary human factors components of a general certain editorial changes (i.e., word powers (and, at the same time, notify Certification Plan, when one is choices, formatting, and additional the public of this guidance). references) to improve the clarity and submitted as part of a type certification A general statement of policy may be readability of the policy. The FAA may (TC), supplemental type certification issued to different audiences: Often consider these suggested changes if the (STC), or amended type certificate policy statements address agency policy statement is updated and (ATC) project. This notice is to advise personnel, and sometimes they address republished in the future. the public of the FAA’s response to the the public. comments that were submitted. The remainder of the comments generally fall within three specific A general statement of policy is ‘‘non- FOR FURTHER INFORMATION CONTACT: binding.’’ This means that it does not Sharon Hecht, Federal Aviation subject areas. These are addressed below. constitute a new regulation and the Administration, Transport Airplane agency cannot apply or rely upon it as Directorate, Transport Standards Staff, 1. Status and Effect of the General law. Because they are non-binding, Airplane & Flight Crew Interface Statement of Policy general statements of policy preserve Branch, ANM–111, 1601 Lind Avenue Many of the comments concerned the the flexibility of the affected agency SW., Renton, Washington 98055–4056; nature of policy statements overall and personnel and their opportunity to make telephone (425) 227–2398; facsimile the policy process in particular. The individualized determinations. (425) 227–1100; e-mail: commenters question the ‘‘effect’’ of the When a general statement of policy [email protected]. policy, and whether the policy is only announces what the agency has SUPPLEMENTARY INFORMATION: ‘‘proposed’’ or ‘‘final.’’ One commenter established as a policy, and/or merely provides guidance to agency officials in Background is not clear if the policy statement ‘‘has reached the stage of being official FAA exercising their discretionary powers, a On October 6, 1999, the FAA policy.’’ One commenter refers to the public notice-and-comment procedure published in the Federal Register (64 policy as ‘‘interim,’’ while another is not required under the Administrative FR 54399) a general statement of policy considers it to be ‘‘proposed.’’ Procedure Act. Unless the issuing comprising guidance to FAA personnel Another commenter is concerned that agency specifically states that the policy for reviewing certain certification plans the policy, while not creating any new is ‘‘proposed’’ and requests comments for transport category airplanes. rules, implies new requirements or from the public to help in developing Specifically, the policy statement practices. This commenter notes that the the final policy, a general statement of provided internal guidance to FAA policy statement contained several policy may be considered effective Certification Teams that will enable examples where the discussion moved when it is published in the Federal them to conduct an effective review of into methods and processes for Register (and it may have been in effect an applicant’s Human Factors compliance that would be ‘‘more within the agency even before Certification Plan (or the human factors appropriate as guidance material.’’ This publication). components of a general Certification commenter also is concerned about In the case of the general statement of Plan), when one is submitted at the updating the policy statement’s policy that is the subject of this notice, beginning of a type certification (TC), appendices on a continuing basis (as the FAA issued it as internal guidance supplemental type certification (STC), was indicated in the notice). The to FAA Certification Teams. As or amended type certificate (ATC) commenter contends that the practice of indicated in the published policy project. The guidance described the updating material of this kind without statement, this guidance was necessary sections of a typical Human Factors prior public review ‘‘appears to be because increasing numbers of Certification Plan and the information outside the current practices of applicants have asked for assistance that would be appropriate for inclusion generation of advisory and rulemaking from the FAA in developing Human in each section. The purpose of a material.’’ Factors Certification Plans. Given this Human Factors Certification Plan is to As evidenced from these comments, trend, the Transport Airplane facilitate the establishment early on of the FAA acknowledges that there clearly Directorate developed this guidance to an effective working relationship and is some confusion regarding the effect, assist FAA Certification Team members agreement between the FAA and the intent, and meaning of published in working with applicants who are applicant about the means by which general statements of policy. In an effort attempting to develop Human Factors human factors issues will be addressed to clarify this issue, the FAA offers the Certification Plans, as well as in during a certification project. following explanation: reviewing these plans after they have Although the policy was intended for In a commitment to bring more been submitted. The guidance provided internal use by FAA Certification transparency to government, Federal is based on current regulations and Teams, the FAA published it in the agencies have begun to publish in the practices; it does not add any new Federal Register to notify the public Federal Register general statements of requirements.

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Although the policy was directed Certification Teams address issues early For several reasons, the FAA does not toward FAA personnel, the FAA in the certification process, thereby concur with the commenters’ assertions considered that it also would be of use decreasing the applicant’s certification that the HFHWG is the appropriate to applicants: If applicants were to risk in cost or schedule. entity for issuing guidance such as that develop a Certification Plan, they could As stated previously, the number of contained in the policy statement. use the information in the policy applicants asking for assistance from the First, the described policy relates to statement as a basis for communicating FAA in developing and/or reviewing an internal FAA process. Such their approach to addressing the human Human Factors Certification Plans has processes are developed independent of factors aspects of their project. increased in recent years. In light of ARAC activities, and the role of ARAC Although this policy is new, and may this, the FAA has seen a clear need to groups does not include defining how change as issues, technology, and provide guidance at this time to FAA the FAA operates internally. regulations evolve, the FAA considers it Certification personnel to assist them in Second, the HFHWG was tasked with to be currently in effect. FAA personnel helping these applicants develop plans, activities that are different from and have the discretion of applying the as well as in reviewing the plans that beyond the guidance provided by the policy’s guidelines, or not applying are submitted. The FAA considers that policy statement. The HFHWG is to them when inappropriate. this formal internal policy is necessary review relevant existing regulations and 2. The Current Need for the Policy to ensure standardization of internal advisory material, and make procedures and consistent application recommendations about what regulatory Some commenters state that the of human factors in the certification standards and/or advisory material policy is premature and should not be process. should be updated or developed to issued at this time for use in type Accordingly, the FAA regards the consistently address (1) design-related certification programs. These flight crew performance vulnerabilities, commenters state that there is no guidance as necessary, and does not consider it premature. and (2) prevention and management of current official requirement for a flight crew error. In contrast, the policy Human Factors Certification Plan, and 3. The Task of the Human Factors statement describes methods for the policy will only lead to confusion Harmonization Working Group considering applicants’ proposals for for applicants, aircraft manufacturers, Several of the commenters express compliance with existing requirements. and regulatory authorities. Several The possible products of the HFHWG commenters suggest that the policy will concern that the development of guidance, such as that provided in the activity may or may not include the require significant interpretation by the information and material that is FAA Certification Teams and personnel policy statement, should have been left provided in the policy statement. It is at FAA Aircraft Certification Offices to the Human Factors Harmonization doubtful that the HFHWG will be (ACO). These commenters also state that Working Group (HFHWG). That focusing much attention on the human factors issues in flight deck Working Group was established (64 FR substance of the guidance contained in design are complex and there are other 39553, July 22, 1999) under the aegis of the policy statement. on-going efforts (discussed below) in the FAA-sponsored Aviation Third, the activities of the HFHWG place that will better address them on Rulemaking Advisory Committee are not scheduled to be completed until an international scale. These (ARAC), and its members represent approximately July 2002. As discussed commenters suggest that the FAA human factors experts from the aviation previously, the FAA saw a need for reconsider the need for this policy at community and government authorities. issuing the guidance as soon as this time. The FAA tasked ARAC to provide The FAA does not concur with these advice and recommendations as to the practicable to serve as an aid to FAA commenters’ suggestion that the policy need for regulations and/or advisory personnel in new certification projects. is not needed. The FAA has placed great material to address flight crew error and For these reasons, the FAA does not emphasis not only on the importance of flight crew performance considerations agree that the issuance of the policy human factors in design and in the flight deck certification process. statement in any way circumvents the certification, but on the need to define Subsequently, ARAC asked the HFHWG on-going work of the HFHWG. In the and understand how to apply human to address this task. long term, both the policy statement and factors practices to our existing One commenter states that by issuing the product(s) of the HFHWG will serve processes. The intent of the published the policy statement, the FAA appears as important initial steps in facilitating general statement of policy was to ‘‘to be attempting to bypass the purpose the institutionalization of formal address that need. of the HFHWG or to potentially procedures that systematically While it is true that there is no compromise that Group’s efforts.’’ incorporate human factors regulatory requirement for a ‘‘Human Several of the commenters state that the considerations into all aspects of Factors Certification Plan’’ (or for a FAA should not issue the policy as airplane design and certification. certification plan of any kind, for that official policy/guidance until the Conclusion matter), already many applicants for HFHWG activities are complete. One After due consideration of the public certification projects have developed commenter states that existing comments submitted, the FAA finds no such plans to communicate their regulations, advisory material, and reason to amend or otherwise modify approach to the identification and manufacturers’ human factors the general statement of policy as resolution of human factors issues. This certification policies adequately cover previously published. type of plan is proving to be an effective the interim period pending completion means by which to establish an early of the HFHWG’s activities. These Issued in Renton, Washington, on April 6, and formal written agreement between commenters assert there should not be 2000. the applicant and FAA on the separate FAA and HFHWG activity on Vi L. Lipski, certification basis, the methods of human factors issues, since it will likely Acting Manager, Transport Airplane compliance, and the schedules for lead to controversies, inconsistent Directorate, Aircraft Certification Service. completing the certification project. application of guidance/policy, and [FR Doc. 00–9214 Filed 4–12–00; 8:45 am] This approach has helped FAA dilution of the work of the HFHWG. BILLING CODE 4910±13±P

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DEPARTMENT OF TRANSPORTATION information meetings, and public extend freeway travel from eastern hearing will be provided in the local Union County, through Mecklenburg Federal Highway Administration news media. The draft EIS will be and Gaston Counties, to eastern available for public and agency review Cleveland County. The proposed facility Environmental Impact Statement: and comment prior to the public would address existing and anticipated Randolph County, NC hearing. future traffic congestion in the area as AGENCY: Federal Highway To ensure that the full range of issues well as improve driver safety through Administration, DOT. related to this proposed action are increased capacity and control of access. addressed and all significant issues ACTION: Notice of intent. The proposed action is consistent with identified, comments and suggestions the thoroughfare plans approved by the SUMMARY: The FHWA is issuing this are invited from all interested parties. Monroe and Mecklenburg-Union notice to advise the public that an Comments or questions concerning this Metropolitan Planning Organizations. environmental impact statement will be proposed action and the EIS should be Alternatives under consideration prepared for a proposed highway project directed to the FHWA at the address include: (1) No-Build; (2) Transportation in Randolph County, North Carolina. provided above. Systems Management (TSM); (3) Mass FOR FURTHER INFORMATION CONTACT: Mr. (Catalog of Federal Domestic Assistance Transit; (4) Improve Existing US 74; and Roy C. Shelton, Operations Engineer, Program Number 20.205, Highway Planning (5) Construction of a facility on new Federal Highway Administration, 310 and Construction. The regulations location. New Bern Avenue, Suite 410, Raleigh, implementing Executive Order 12372 Letters describing the proposed action North Carolina 27601. Telephone: (919) regarding intergovernmental consultation on and soliciting comments have been sent 856–4350. Federal programs and activities apply to this to appropriate Federal, State and local program). agencies. Public information meetings, SUPPLEMENTARY INFORMATION: The Issued on: April 4, 2000. meetings with local officials, and a FHWA, in cooperation with the North Roy C. Shelton, public hearing will be held. Information Carolina Department of Transportation on the time and place of the public (NCDOT), will prepare an Operations Engineer, Federal Highway Administration, Raleigh, North Carolina. information meetings, and public environmental impact statement (EIS) hearing will be provided in the local addressing proposed improvements to [FR Doc. 00–9227 Filed 4–12–00; 8:45 am] news media. The draft EIS will be the existing United States Route (US) 64 BILLING CODE 4910±22±M available for public and agency review corridor in the area of the City of and comment prior to the public Asheboro in Randolph County. As part DEPARTMENT OF TRANSPORTATION hearing. of this action, the NCDOT also proposes To ensure that the full range of issues to improve the access to the North Federal Highway Administration related to the proposed action are Carolina Zoological Park (NC Zoo). The addressed and all significant issues proposed improvements would involve Environmental Impact Statement: identified, comments and suggestions the construction of a four-lane, median- Union and Mecklenburg Counties, are invited from all interested parties. divided, controlled-access highway on North Carolina Comments and questions concerning the new location south of existing US 64 proposed action should be directed to from around SR 1326 (Stutts Road) west AGENCY: Federal Highway Administration. the FHWA at the address provided of Asheboro to around SR 2713 above. (Trogdon Hill Road) east of Asheboro. A ACTION: Notice of intent. controlled-access facility on new (Catalog of Federal Domestic Assistance SUMMARY: The FHWA is issuing this location also is proposed west of NC 159 Program Number 20.205, Highway Research notice to advise the public that an Planning and Construction. The regulations to improve access to the NC Zoo. environmental impact statement will be implementing Executive Order 12372 The purposes of the proposed action regarding the intergovernmental consultation include: (1) Improving traffic flow and prepared for a proposed highway project in Union and Mecklenburg Counties, on Federal programs and activities apply to levels of service on the section of US 64 this program). in the project study area; (2) Relieving North Carolina. congestion on US 64 in the City of FOR FURTHER INFORMATION CONTACT: Mr. Dated: April 4, 2000. Asheboro, thereby improving safety and Roy C. Shelton, Operations Engineer, Roy C. Shelton, reducing the number of accidents; (3) Federal Highway Administration, 310 Operations Engineer, Federal Highway Improving access to the NC Zoological New Bern Avenue, Suite 410, Raleigh, Administration, Raleigh, North Carolina. Park; and (4) Improving high-speed North Carolina 27601. Telephone: (919) [FR Doc. 00–9228 Filed 4–12–00; 8:45 am] regional travel along the US 64 856–4350. BILLING CODE 4910±22±M intrastate corridor. SUPPLEMENTARY INFORMATION: The Alternatives under consideration FHWA, in cooperation with the North include: (1) No-Build Alternative; (2) Carolina Department of Transportation DEPARTMENT OF TRANSPORTATION Transportation Systems Management (NCDOT), will prepare an (TSM) Measures; (3) Mass Transit environmental impact statement (EIS) Bureau of Transportation Statistics Alternative; (4) Improving the existing addressing proposed improvements to Agency Information Collection; facility; and (5) Constructing a facility the US 74 corridor between US 601, in Activity Under OMB Review; on new location south of existing US 64. Union County and I–485, in Letters describing the proposed action Mecklenburg County. The proposed Passenger Origin Destination Survey and soliciting comments have been sent action would involve the construction Report to appropriate Federal, State and local of a multi-lane divided, controlled ACTION: Notice. agencies. Public information meetings, access highway connecting US 601 to I– meetings with local officials, and a 485. The proposed facility is the final SUMMARY: In compliance with the public hearing will be held. Information link of the US 74 Intrastate Corridor Paperwork Reduction Act of 1995, on the time and place of the public identified for improvement and would Public Law 104–13, the Bureau of

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Transportation Statistics (BTS) invites Number of Respondents: 37. SUPPLEMENTARY INFORMATION: the general public, industry and other Estimated Time Per Response: 240 Bureau of Transportation Statistics, Federal Agencies to comment on the hours. BTS continuing need for and usefulness of Total Annual Burden: 35,520 hours. BTS collecting a sample of airline Needs and Uses: Survey data are used Title: Report of Financial and passenger itineraries with dollar value in monitoring the airline industry, Operating Statistics for Small Aircraft of the passenger ticket from large negotiating international agreements, Operators—Form 298–C. scheduled airlines. Comments are selecting new international routes and Type of Request: Extension of a requested concerning whether (a) the selecting U.S. air carriers to operate currently approved Collection. collections is still needed by DOT; (b) international routes. OMB Control Number: 2138–0009. BTS accurately estimated the reporting Issued in Washington, DC, on April 17, Form(s): BTS Form 298-C. burden; (c) there are other ways to 2000. Affected Public: Small certificated enhance the quality, utility and clarity Donald W. Bright, and commuter air carriers. of the information collected; and (d) Acting Director, Office of Airline Information, Abstract: Small certificated and there are ways to minimize reporting Bureau of Transportation Statistics. commuter air carriers submit BTS Form burden, including the use of automated [FR Doc. 00–9213 Filed 4–12–00; 8:45 am] 298–C, which provides basic financial, collection techniques or other forms of traffic, and operating data. DOT uses the BILLING CODE 4910±62±U information technology. data in safety surveillance, essential air DATES: Written comments should be service determinations, airport submitted by June 12, 2000. DEPARTMENT OF TRANSPORTATION improvement, air traffic control, setting ADDRESSES: Comments should be the Alaska mail rate, etc. directed to: Office of Airline Bureau of Transportation Statistics Estimated Annual Burden Hours: Information, K–25, Room 4125, Bureau 4,720. Reports, Forms and Recordkeeping of Transportation Statistics, Department ADDRESS: Send comments to the Office Requirements, Agency Information of Transportation, 400 Seventh Street, of Information and Regulatory Affairs, Collection Activity Under OMB Review SW., Washington, DC 20590–0001. Office of Management and Budget, 725– COMMENTS: Comments should identify AGENCY: Bureau of Transportation 17th Street, NW., Washington, DC the OMB #2139–0001 and submit a Statistics, DOT. 20503, Attention BTS Desk Officer. Comments are Invited on: Whether duplicate copy to the address listed ACTION: Notice. above. Commenters wishing the the proposed collection of information Department to acknowledge receipt of SUMMARY: In compliance with the is necessary for the proper performance their comments must submit with those Paperwork Reduction Act of 1995 (44 of the functions of the Department, comments a self-addressed stamped U.S.C. 3501 et seq.), this notice including whether the information will postcard on which the following announces that the Information have practical utility; the accuracy of statement is made: Comments on OMB Collection Request, ICR abstracted the Department’s estimate of the burden # 2139–0001. The postcard will be date/ below has been forwarded to the Office of the proposed information collection; time stamped and returned to the of Management and Budget, OMB for ways to enhance the quality, utility and commenter. extension of currently approved clarity of the information to be collections. The ICR describes the collected; and ways to minimize the FOR FURTHER INFORMATION CONTACT: nature of the information collection and burden of the collection of information Bernie Stankus, Office of Airline its expected burden. The Federal on respondents, including the use of Information, K–25, Bureau of Register Notice with a 60-day comment automated collection techniques or Transportation Statistics, 400 Seventh period soliciting comments on the other forms of information technology. Street, SW., Washington, DC 20590– following collection of information was A comment to OMB is most effective if 0001, (202) 366–4387. published on January 5, 2000, 65 FR OMB receives it within 30 days of SUPPLEMENTARY INFORMATION: 553–554. publication. OMB Approval No. 2139–0001 DATES: Comments must be submitted on Issued in Washington, DC, on April 7, Title: Passenger Origin Destination or before May 15, 2000. 2000. Survey Report. FOR FURTHER INFORMATION CONTACT: Donald W. Bright, Type of Review: Extension of a Bernie Stankus, (202) 366–4387, DOT, Acting Director, Office of Airline Information, currently approved collection. Office of Airline Information, Room Bureau of Transportation Statistics. Respondents: Large certificated air 4125, K–25, 400 Seventh Street, NW., [FR Doc. 00–9212 Filed 3–12–00; 8:45 am] carriers. Washington, DC 20590–0001. BILLING CODE 4910±FE±P

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Part II

Environmental Protection Agency 40 CFR Part 52 Approval and Promulgation of Implementation Plans; Arizona—Maricopa County PM–10 Nonattainment Area; Serious Area Plan for Attainment of the Annual PM–10 Standard; Proposed Rule Interim Final Determination That State Has Corrected the Plan Deficiency and Stay of Sanctions; Phoenix PM–10 Nonattainment Area, Arizona; Interim Rule

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ENVIRONMENTAL PROTECTION (AIR–2), U.S. Environmental Protection 1. Apply for an extension AGENCY Agency, Region 9, 75 Hawthorne Street, 2. Demonstrate the impracticability of San Francisco, California 94105, (415) attainment by December 31, 2001 40 CFR Part 52 744–1238, email: 3. Complied with the commitments and requirements in the SIP [AZ092±002; FRL±6575±3] [email protected]. 4. Include the most stringent measures SUPPLEMENTARY INFORMATION: 5. Demonstrate expeditious attainment Approval and Promulgation of a. Air quality modeling b. Control Implementation Plans; ArizonaÐ Table of Contents measures relied on for attainment Maricopa County PM±10 Summary of Today’s Proposals 6. Other factors that EPA may consider a. Nature and extent of nonattainment Nonattainment Area; Serious Area Plan Summary of the MAG Plan for Attainment of the Annual PM±10 b. Types and number of sources or other Standard PM–10 Air Quality in the Phoenix emitting activities Metropolitan Area c. Population exposure to concentrations above the standard AGENCY: Environmental Protection A. The Maricopa Nonattainment Area and its d. Presence and concentration of Agency (EPA). PM–10 Air Quality potentially toxic substances in the B. PM–10 Air Quality Planning in the ACTION: Proposed rule. particulate Phoenix Metropolitan Area e. Technological and economic feasibility C. Clean Air Act Sanctions on the Phoenix SUMMARY: EPA proposes to approve of controls Area provisions of the Revised MAG 1999 7. Conclusion on the extension request Serious Area Particulate Plan for PM–10 The Clean Air Act’s Planning Requirements H. Reasonable Further Progress (RFP) and for the Maricopa County (Phoenix) for Serious PM–10 Areas and EPA’s Quantitative Milestones Nonattainment Area, February 2000, Guidance on Meeting these Requirements 1. Reasonable further progress and the control measures on which it A. Implementation of Best Available Control 2. Quantitative milestones relies, that address the annual PM–10 Measures I. General SIP Requirements national ambient air quality standard. B. Implementation of Reasonably Available Proposed Action on Maricopa County Rules We also propose to grant Arizona’s Control Measures C. Extension of the Attainment Date beyond A. Rule 310 request to extend the Clean Air Act B. Rule 310.01 deadline for attaining the annual PM–10 2001 1. Apply for an attainment date extension C. Residential Woodburning Restriction standard in the Phoenix area from 2001 2. Demonstrate that attainment by 2001 is Ordinance to 2006. Finally, we propose to approve impracticable D. CAA Section 110(l) Finding two particulate matter rules adopted by 3. Complied with all requirements and Administrative Requirements the Maricopa County Environmental commitments in its implementation plan Services Department and Maricopa 4. Demonstrate the inclusion of the most Summary of Today’s Proposals County’s Residential Woodburning stringent measures We are proposing to approve the Restrictions Ordinance. 5. Demonstrate attainment by the most expeditious alternative date practicable serious area air quality plan for DATES: Comments on this proposal must D. Separating Our Rulemaking Actions on the attainment of the annual PM–10 be received in writing by June 12, 2000. Annual and 24-hour Standards standard in the Phoenix, Arizona, Comments should be addressed to the metropolitan area.1 Our proposed contact listed below. Discussion of the MAG Plan’s Compliance actions are based on our initial with Clean Air Act Requirements ADDRESSES: Comments may be mailed determination that this plan complies A. Completeness of the SIP Submittals with the Clean Air Act’s requirements to: Frances Wicher, Office of Air B. Adequacy of the Transportation Planning (AIR–2), EPA Region 9, 75 Conformity Budgets for attainment of the annual PM–10 Hawthorne Street, San Francisco, CA C. Emission Inventory standard in serious PM–10 94105–3901. D. Adequate Monitoring Network nonattainment areas. A copy of docket No. AZ–MA–00– E. Contribution to PM–10 Exceedances of Specifically, we propose to approve 001, containing the technical support Major Sources of PM–10 Precursors the following elements of the plan as document (TSD) and other material F. Implementation of Reasonably Available they apply to the annual PM–10 relevant to EPA’s proposed action, is and Best Available Control Measures standard: 1. Determination of significant sources • the base year emissions inventory of available for public inspection at EPA’s 2. Identification of potential BACM Region 9 office during normal business PM–10 sources, 3. Implementation of RACM and BACM • hours. and inclusion of MSM for each the demonstration that the plan A copy of the docket is also available significant source category provides for implementation of for inspection at: Arizona Department of a. Technology controls for on-road motor reasonably available control measures Environmental Quality, Library, 3033 N. vehicle exhaust (RACM) and best available control Central Avenue, Phoenix, Arizona b. Transportation control measures (TCMs) measures (BACM), 85012, (602) 207–2217. Maricopa for on-road motor vehicle exhaust and • the demonstration that attainment paved road dust of the PM–10 annual standard by the Association of Governments, 302 North c. Nonroad engines 1st Street, Phoenix, Arizona 85003, d. Paved road dust Clean Air Act deadline of December 31, (602) 254–6300. 2001 is impracticable, e. Unpaved parking lots • f. Disturbed vacant lands the demonstration that attainment Electronic Availability g. Unpaved roads of the PM–10 annual standard will This document and the Technical h. Construction sites and activities occur by the most expeditious Support Document (TSD) are also i. Agricultural sources alternative date practicable, in this case, available as electronic files on EPA’s j. Residential wood combustion December 31, 2006, Region 9 Web Page at http:// k. Secondary ammonium nitrate l. MCESD’s commitments to improve www.epa.gov/region09/air. 1 There are two separate national ambient air compliance and enforcement of its quality standards (NAAQS) for PM–10, an annual FOR FURTHER INFORMATION CONTACT: fugitive dust rules standard of 50 µg/m3 and a 24-hour standard of 150 Frances Wicher, Office of Air Planning G. Attainment Date Extension µg/m3.

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• the demonstration that the plan Finally, we are also evaluating and PM–10 Air Quality in the Phoenix provides for reasonable further progress proposing to act on the most recent Metropolitan Area and quantitative milestones, revisions to MCESD’s Rule 310, Fugitive • the demonstration that the plan A. The Maricopa Nonattainment Area Dust Sources (adopted February 16, and its PM–10 Air Quality includes to our satisfaction the most 2000) and Rule 310.01, Fugitive Dust stringent measures found in the from Open Areas, Vacant Lots, Unpaved The Maricopa County (Phoenix) PM– 10 nonattainment area is located in the implementation plan of another state or Parking Lots, and Unpaved Roadways eastern portion of Maricopa County and are achieved in practice in another state, (adopted February 16, 2000). We are encompasses the cities of Phoenix, and can feasibly be implemented in the also proposing to approve the revised area. Mesa, Scottsdale, Tempe, Chandler, • the demonstration that major Maricopa County Residential Glendale as well as 17 other sources of PM–10 precursors such as Woodburning Restrictions Ordinance jurisdictions and considerable nitrogen oxides and sulfur dioxide do (adopted November 17, 1999). unincorporated County lands.2 40 CFR not contribute significantly to violations As submitted, the revised MAG plan 81.303. The area is home to almost 3 of the annual PM–10 standard, and consists of the main plan document, million people. • the transportation conformity four volumes of technical appendices, The area violates both the annual and budget. and four volumes of commitments from 24-hour PM–10 standards. In 1990, the We are also proposing to grant various agencies to implement PM–10 area was designated nonattainment for Arizona’s request to extend the controls. The plan contains a 1994 PM–10 and classified as moderate. In attainment date for the annual PM–10 regional PM–10 emissions inventory 1996, because of continuing violations of both PM–10 standards, the area was standard from December 31, 2001 to and uses the urban airshed model/ reclassified to serious. 61 FR 21372 December 31, 2006. limited chemistry version (UAM/LC) to Finally, we are proposing to approve (May 10, 1996). Maricopa County’s fugitive dust rules, model air quality in 1995 as a base year As noted before, the principal Rules 310 and 301.01, and its residential and in 2006 as the attainment year. The contributors to elevated PM–10 levels in woodburning restriction ordinance. plan includes a BACM analysis and a the Phoenix area are fugitive dust This preamble describes our proposed demonstration that attainment by 2001 sources such as construction sites, actions on the Phoenix area plan and is impracticable. It also includes the unpaved roads, vacant lots and paved provides a summary of our evaluation of State’s request for a five year extension road dust. Also contributing to the PM– the plan. Our detailed evaluation of the of the attainment date, a demonstration 10 problem, but to a much lesser degree plan can be found in the technical that the plan provides for the most than fugitive dust, are internal and support document (‘‘EPA TSD’’) that stringent measures found in other areas’ external combustion sources including accompanies this proposal. A copy of plans or used in practice, and a directly-emitted PM–10 from the EPA TSD can be downloaded from demonstration of attainment by automobiles, trucks, construction our website or obtained by calling or December 31, 2006. The plan shows that equipment, bus, residential writing the contact person listed above. the principal sources contributing to woodburning and industrial, commercial, and residential use of Summary of the MAG Plan PM–10 exceedances in the Phoenix area are fugitive dust sources, such as natural gas and fuel oil. See MAG plan, We are evaluating and proposing construction sites, vacant lots, paved 3–5. action on the Revised Maricopa and unpaved roads, and various other B. PM–10 Air Quality Planning in the Association of Governments 1999 dust sources. The principal controls Phoenix Metropolitan Area Serious Area Particulate Plan for PM–10 for the Maricopa County Nonattainment relied on for attainment are controls on The MAG plan is the latest in a series Area, February 2000 (‘‘MAG plan’’). these fugitive dust sources. of air quality plans addressing the PM– This plan was developed by the The MAG plan addresses both the 10 problem in Phoenix. These previous Maricopa Association of Governments annual and 24-hour PM–10 standards. plans are: • (MAG), the lead air quality planning We are not at this time proposing any 1991 MAG Moderate Area Plan. agency in Maricopa County, with the actions regarding the plan’s compliance Arizona submitted this plan in 1991 and assistance of the Maricopa County with the statutory requirements relating revisions to it in 1993 and 1994. The Environmental Services Department to the 24-hour standard. As we explain 1991 plan contained a demonstration that attainment was impracticable by (MCESD), the Arizona Department of in more detail later, the annual PM–10 the CAA’s deadline for moderate areas, Environmental Quality (ADEQ), and the standard is a separate air quality December 31, 1994. We initially cities and towns in the Maricopa County standard from the 24-hour one; nonattainment area. ADEQ submitted approved this plan in 1995 (60 FR therefore, we can and must separately 18010 (April 10, 1995)); however, the the final plan as a revision to the evaluate a plan’s compliance with the Arizona State Implementation Plan (SIP) 9th Circuit Court of Appeals vacated our statutory requirements for each approval in 1996, finding among other on February 16, 2000. standard. We do not need to do these We are also evaluating and proposing things that the plan did not address the reviews concurrently. action on the December 11, 1997 24-hour PM–10 standard. Ober v. EPA, submittal of Serious Area Committed The MAG plan also contains 84 F.3d 304 (9th Cir. 1996). In 1998, we Particulate Control Measures for PM–10 contingency measures as required by disapproved the 1991 plan’s reasonably for the Maricopa County Nonattainment CAA section 172(c)(9). We are not available control measure (RACM) Area and Support Technical Analysis, proposing action on these contingency demonstration for the annual standard MAG, December 1997. This submittal measures at this time. Contingency because the plan failed to provide for contains additional control measures measures are a distinct provision of the the implementation of RACM on that are relied on in the MAG plan. We Clean Air Act that we may act on 2 The Maricopa nonattainment area also includes consider the measures in this submittal separately from the attainment the town of Apache Junction in Pinal County. to be part of the MAG plan and have requirements. Apache Junction is covered by a separate air quality evaluated them as such. plan and will be addressed in a later action.

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These requirements are: so we also disapproved the fails to meet a CAA requirement, a State (a) assurances that best available impracticability demonstration. 63 FR has 18 months to correct the deficiency 15919, 15925 (April 1, 1998). control measures (BACM) for the control that resulted in the disapproval before of PM–10 shall be implemented no later • Microscale Plan. Arizona submitted the first of two sanctions goes into than 4 years after the area is reclassified this plan in 1997 as a response to the place. If the state still has not corrected (CAA section 189(b)(1)(B)); 5 9th Circuit’s findings in Ober. The plan the deficiency within 24 months of the (b) assurances that best available addressed the CAA’s serious area PM– disapproval, the second sanction goes control technology (BACT) on major 10 requirements for attaining the 24- into place. stationary sources of PM–10 precursors hour standard around four The two CAA sanctions are a shall be implemented no later than 4 representative air quality monitors (that limitation on certain highway approvals years after the area is reclassified except is, at four localized or ‘‘microscale’’ and funding and an increase in the where EPA has determined that such sites) in the Phoenix area. It found that offset ratio to 2 to 1 for any major new sources do not contribute significantly 24-hour exceedances in the Phoenix stationary source or major modification. to exceedances of the PM–10 standards area are mainly caused by fugitive dust See CAA section 179(b). Our sanctions (CAA section 189(e)); from construction, agriculture, unpaved regulations provide that the first (c) a demonstration (including air sanction to be imposed is the offset ratio roads and parking lots, and disturbed quality modeling) that the plan will unless we have established at the time vacant land. We approved the plan in provide for attainment as expeditiously of the disapproval that the highway part but also disapproved it in part as practicable but no later than sanction will be first. 40 CFR 52.31(d). because it did not provide for the December 31, 2001, or, where the State On August 3, 1998, we published our implementation of RACM or BACM on is seeking an extension of the disapprovals of the RACM and attainment date under section 188(e), a agricultural sources, unpaved roads, attainment demonstrations for the unpaved parking lots, and disturbed demonstration that attainment by annual standard in the 1991 MAG December 31, 2001 is impracticable vacant lots and did not demonstrate moderate area plan. 63 FR 41326. When (CAA sections 188(c)(2) and attainment at two of the four sites. 62 FR these disapprovals became effective 30 189(b)(1)(A)); 41856 (August 4, 1997). days later on September 2, 1998, the (d) quantitative milestones which are • 1998 Moderate Area Federal sanction clocks started. The first of to be achieved every 3 years and which Implementation Plan (FIP). We these sanction clocks expired on March demonstrate reasonable further progress promulgated this plan on August 3, 2, 2000 and the 2:1 offset sanction is (RFP) toward attainment by the 1998. It provided for the now in place in the Phoenix area. The applicable attainment date (CAA implementation of RACM on the second sanction clock for the highway sections 172(c)(2) and 189(c)); and significant sources—unpaved roads, funding limitations is set to expire on (e) a comprehensive, accurate, current unpaved parking lots, disturbed vacant September 2, 2000. inventory of actual emissions from all lots, and agricultural sources—left Under section 179(a) and our sources of PM–10. (CAA sections unaddressed by the 1991 MAG sanctions regulations at 40 CFR 172(c)(3)). moderate area plan and the Microscale 52.31(d)(1), we must approve a SIP Serious area PM–10 plans must also plan.3 The FIP demonstrated that the revision that corrects the deficiencies to meet the general requirements implementation of RACM was permanently end the sanctions clocks applicable to all SIPs including insufficient for attainment of the 24- and lift any imposed sanctions. reasonable notice and public hearing under section 110(l), necessary hour and annual standards by Phoenix However, we may temporarily stay the assurances that the implementing area’s attainment deadline of December clocks and any imposed sanctions if we agencies have adequate personnel, 31, 2001.4 63 FR 41326 (August 3, propose to approve a SIP revision that funding and authority under section 1998). corrects the deficiencies and have issued an interim final determination 110(a)(2)(E)(i) and 40 CFR 51.280; and A more detailed history of PM–10 that the State has corrected the the description of enforcement methods planning in the Phoenix area can be deficiencies. 40 CFR 52.31(d)(2)(i). as required by 40 CFR 51.111. found in the EPA TSD. In a rule being published concurrently Except for the requirements for the with this proposal, we are issuing an implementation of RACM and BACM 3 The FIP’s requirements for unpaved roads, interim final determination that, based and for extension requests, we will unpaved parking lots and disturbed vacant lots are discuss our policies for each of these codified at 40 CFR 52.128. We withdrew the FIP’s our proposed findings here, Arizona has more than likely corrected the requirements when we discuss our agricultural requirements, formerly codified at 40 evaluation of that section of the MAG CFR 52.127, when we approved similar State deficiencies that resulted in our August requirement in 1999. 64 FR 34726 (June 29, 1999). 1998 disapprovals. plan later in this preamble. 4 At the time we promulgated the FIP in 1998, the moderate PM–10 area deadline of December 31, The Clean Air Act’s Planning 5 When a moderate area is reclassified to serious, 1994 had passed and we had reclassified the Requirements for Serious PM–10 Areas the requirement to implement RACM in section Phoenix area to serious. As a result the only and EPA’s Guidance on Meeting these 189(a)(1)(C) remains and is augmented by the statutory attainment deadline then applicable to the requirement to implement BACM. Thus, a serious Phoenix area, and thus the deadline applicable to Requirements area PM–10 plan must, in addition to BACM, our moderate area FIP, was the serious area provide for the implementation of RACM as deadline, i.e., as expeditiously as practicable but The Phoenix area is a PM–10 expeditiously as practicable to the extent that the not later than December 31, 2001. See 63 FR 15919, nonattainment area that has been RACM requirement has not been satisfied in the 15926. reclassified to serious because it failed area’s moderate area plan.

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We have issued a General Preamble, BACM on source categories below a relating to the implementation of BACM 57 FR 13498 (April 16, 1992) and 57 FR proposed de minimis level would make is also a proposed finding that the plan 18070 (April 28, 1992), and Addendum the difference between attainment and provides for the implementation of to the General Preamble (‘‘Addendum’’), nonattainment by the serious area RACM. 59 FR 41998 (August 16, 1994), 6 deadline of December 31, 2001. C. Extension of the Attainment Date describing our preliminary views on We have outlined in our guidance a Beyond 2001 how we intend to review SIPs submitted multi-step process for identifying to meet the Clean Air Act’s BACM. Addendum at 42010–42014. The Section 188(e) of the Act allows us to requirements for PM–10 plans. We have steps are: extend the attainment date for a serious also issued other guidance documents 1. develop a detailed emission area for up to five years beyond 2001 if related to PM–10 plans or provisions of inventory of PM–10 sources and source attainment by 2001 is impracticable. these plans. These other guidance categories, However, before we may grant an documents will be cited as appropriate. 2. model to evaluate the impact on extension of the attainment date, the PM–10 concentrations over the State must first: A. Implementation of Best Available standards of the various sources and 1. apply to us for an extension of the Control Measures source categories to determine which PM–10 attainment date beyond 2001, Under section 189(b)(2), serious area are significant, 2. demonstrate that attainment by PM–10 plans must provide assurances 3. identify potential BACM for 2001 is impracticable, that BACM will be implemented in the significant source categories including 3. have complied with all area no later than four years after the their technological feasibility, costs, and requirements and commitments area is reclassified as serious. For energy and environmental impacts if applying to the area in its Phoenix, the BACM implementation needed to determine BACM, and implementation plan, 4. demonstrate to our satisfaction that deadline is June 10, 2000. 4. provide for the implementation of its serious area plan includes the most The Act does not define what the BACM or provide a reasoned stringent measures that are included in constitutes BACM. We consider BACM justification for rejecting any potential the implementation plan of any state to be a particular level of control, in this BACM. case the best, on a source or source and/or are achieved in practice in any category. More specifically, we have B. Implementation of Reasonably state and are feasible for the area, and defined BACM to be, among other Available Control Measures 5. submit a demonstration of attainment by the most expeditious things, the maximum degree of emission When a moderate area is reclassified reductions achievable from a source or alternative date practicable. to serious, the requirement to In determining whether to grant an source category which is determined on implement RACM in section a case-by-case basis, considering energy, extension and the appropriate length of 189(a)(1)(C) remains. Thus, a serious the attainment date extension, we may economic and environmental impacts. area PM–10 plan must also provide for Addendum at 42010. We also consider consider: the implementation of RACM as 1. the nature and extent of the BACM as going beyond existing RACM- expeditiously as practicable to the level controls, such as expanding the nonattainment problem, extent that the RACM requirement has 2. the types and number of sources or use of RACM controls (e.g., paving more not been satisfied in the area’s moderate other emitting activities in the area miles of unpaved roads). Addendum at area plan. (including the influence of 42013. Additionally, we believe that However, we do not normally conduct uncontrollable natural sources and BACM should emphasize prevention a separate evaluation to determine if a international transport), rather than remediation (e.g., preventing serious area plan’s measures also meet 3. the population exposed to track out at construction sites rather the RACM requirements as interpreted concentrations in excess of the standard, than simply requiring clean up of by us in the General Preamble at 13540. 4. the presence and concentration of tracked-out dirt). Addendum at 42013. This is because in our serious area potentially toxic substances in the mix A serious area plan must provide for guidance (Addendum at 42010), we of particulate emissions in the area, and the implementation of BACM on each interpret the BACM requirement, as 5. the technological and economic significant (i.e., non-de minimis) source generally subsuming the RACM feasibility of various control measures. category. Addendum at 42011. In requirement (i.e. if we determine that We may grant only one extension for guidance, we have established a the measures are indeed the ‘‘best an area and that extension cannot be for presumption that a ‘‘significant’’ source more than 5 years after 2001; that is, the µ 3 available,’’ we have necessarily category is one that contributes 1 g/m concluded that they are ‘‘reasonably extended attainment date can be no later or more of PM–10 to a location of an available’’). Therefore, a separate than December 31, 2006. CAA section annual standard violation. Addendum analysis to determine if the measures 188(e). at 42011. However, whether the represent a RACM level of control is not To date, we have not issued any threshold should be lower than this in necessary. Consequently, our proposed policy or regulation interpreting the any particular area depends upon the approval of the MAG plan’s provisions attainment date extension requirements specific facts of that area’s for urban areas like Phoenix. Therefore, nonattainment problem. Specifically, in 6 This principle is best illustrated by an example: before reviewing Arizona’s request for areas that are demonstrating attainment In Area A, attainment of the annual standard by an extension, we will first discuss how by December 31, 2001, it depends on December 31, 2001 requires that total PM–10 we propose to interpret section 188(e). whether requiring the application of emissions in the area be reduced to 200 tons per The following is our preliminary day (tpd). After application of BACM to all source BACM on source categories below a categories above the proposed de minimis level, interpretation of the section 188(e) proposed de minimis level would total emissions in the area are reduced to 220 tpd. requirements and we request comment meaningfully expedite attainment. In BACM on the proposed de minimis source on it. We emphasize that this is our areas that are claiming the categories would reduce total emissions a further 5 preliminary view and it is subject to tons to 215 tpd. Since application of BACM to the impracticability of attainment by proposed de minimis source categories still leaves modification as we gain more December 31, 2001, it depends upon emissions above the attainment level of 200 tpd, the experience reviewing on extension whether requiring the application of proposed de minimis level is appropriate. requests from other areas.

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We have listed above the five control measures in the SIP revisions it against the measures already adopted in requirements a State must meet before has submitted to us to address the CAA the area: we can consider granting an attainment requirements in sections 172 and 189 1. develop a detailed emission date extension. We discuss each for PM–10 nonattainment areas. inventory of PM–10 sources and source requirement in order: We read this provision not to require categories, 1. Apply for an Attainment Date the area to have a fully approved SIP 2. model to evaluate the impact on Extension that meets the CAA’s requirements for PM–10 concentrations over the moderate areas. We base this reading on standards of the various source The State must apply in writing to the plain language of section 188(e) categories to determine which are EPA for an extension of the attainment which requires the state to comply with significant for the purposes of adopting deadline. The request should all requirements and commitments MSM, accompany the SIP submittal containing pertaining to that area in the 3. identify the potentially most the most expeditious alternative implementation plan but does not stringent measures in other attainment demonstration. The public require that the state comply with all implementation plans or used in must be provided reasonable notice and requirements pertaining to the area in practice in other States for each a public hearing on the request before it the Act. For the same reason we also significant source category and, for each is submitted. read this provision not to bar an measure, determine their technological Extension requests are not SIP extension if all or part of an area’s and economic feasibility for the area, submittals per se and are therefore not moderate area plan is disapproved or 4. compare the potentially most subject to the requirements of the Clean has been promulgated as a FIP. stringent measures for each significant Air Act and our regulations for public source category against the measures, if notice and hearing on SIP revisions. 4. Demonstrate the Inclusion of the Most Stringent Measures any, already adopted for that source However, because they can greatly affect category, and the content and ultimate approvability The fourth extension criterion 5. provide for the adoption and of a serious area PM–10 plan, we believe requires the State to ‘‘demonstrate to the expeditious implementation of any a state must give the public an satisfaction of the Administrator that the MSM that is more stringent than opportunity, consistent with the plan for the area includes the most existing measures or, in lieu of requirements for SIP revisions, to stringent measures that are included in adoption, provide a reasoned comment on an extension request prior the implementation plan of any State, or justification for rejecting the potential to submitting it to us. are achieved in practice in any State, MSM, i.e., why such measures cannot 2. Demonstrate That Attainment by 2001 and can feasiblely be implemented in be feasiblely implemented in the area. is Impracticable the area.’’ CAA section 188(e). The level of control resulting from a In order to demonstrate The requirement for most stringent most stringent measure depends on how impracticability, the plan must show measures (MSM) is similar to the well other areas have chosen to control that the implementation of BACM (as requirement for BACM. We define their sources. If a source category has determined by our guidance) on BACM to be, among other things, the not been well controlled in other areas significant source categories will not maximum degree of emission reduction then MSM may in fact result in a rather bring the area into attainment by achievable from a source or source low level of control. This contrasts with December 31, 2001. BACM is the category which is determined on a case BACM which is determined required level of control for serious by case basis considering energy, independently of what other areas have areas that must be in place before the economic and environmental impacts. done and depends only on what is the 2001 attainment date; therefore, we Addendum at 42010. The Act best level of control feasible for an area. believe that it is reasonable to interpret establishes the deadline for Because BACM is the best level of the Act to require that a state provide for implementing BACM as four years after control feasible for an area, it would be at least the implementation of BACM on an area’s reclassification to serious. easy for the MSM requirement to result significant source categories before it CAA section 189(b)(1)(A). in no more controls and no more can claim impracticability of attainment We proposed to define a ‘‘most emission reductions in an area than by 2001. This interpretation parallels stringent measure’’ in a similar manner: result from the implementation of our interpretation of the impracticability the maximum degree of emission BACM. Given the strategy in the option for moderate PM–10 reduction that has been required or nonattainment provisions of the Act to nonattainment areas in section achieved from a source or source offset longer attainment time frames 189(a)(1)(B). In moderate areas, RACM category in other SIPs or in practice in with more stringent control was required before a moderate area other states and can feasiblely be requirements, we need to interpret the plan could show impracticability of implemented in the area. The Act does MSM provision to assure that it results attainment by 1994, the moderate area not specify an implementation deadline in additional controls beyond the set of attainment deadline. General Preamble for MSM. Because the clear intent of measures adopted as BACM. The at 13544. section 188(e) is to minimize the length primary ways to do this are (1) to The statutory provision for of any attainment date extension, we require that more sources and source demonstrating impracticability requires propose that the implementation of categories be subject to MSM analysis that the demonstration be based on air MSM should be as expeditiously as than to BACM analysis, that is, by quality modeling. See section practicable. lowering the threshold for what is 189(b)(1)(A). Given this similarity between the considered a de minimis source BACM implementation and MSM category and (2) to require reanalysis of 3. Complied With all Requirements and requirements, we believe that any measures garnered from other areas Commitments in its Implementation determining MSM should follow a that were rejected during the BACM Plan process similar to determining BACM, analysis because they could not be We interpret this criterion to mean but with one additional step, to compare implemented by the BACM- that the State has implemented the the potentially most stringent measure implementation deadline to see if they

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00006 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19969 are now feasible for the area given the Economic Feasibility. Because cost is judging the overall adequacy of the longer attainment date. rarely used to justify rejection of a MSM demonstration, we will give more De Minimis Thresholds. What measure in the MAG plan, we will not weight to a failure to include MSM for constitutes a de minimis source category attempt to establish a general guide for source categories that contribute the for BACM is dependent upon the evaluating when a measure is most to the PM–10 problem in Phoenix specific facts of the nonattainment economically infeasible but instead will and to the failure to include measures problem under consideration. In address the issue on a case-by-case basis that could provide for more expeditious particular, it depends upon whether as needed. attainment and less weight to a failure requiring the application of BACM for We propose to use the following to include MSM for source categories such sources would make the difference approach in evaluating the selection of that contribute little to the PM–10 between attainment and nonattainment the most stringent among multiple problem and/or would not expedite by the serious area deadline. We measures, i.e., evaluating the attainment. propose to use a similar approach for determination of when one is more judging what constitutes a de minimis stringent than another: 5. Demonstrate Attainment by the Most source category for MSM but instead of 1. The determination will be made on Expeditious Alternative Date Practicable the attainment/nonattainment test, we a source category basis. When only a Section 189(b)(1)(A) requires that a propose to use a test of whether MSM single measure is applicable to a source serious area plan demonstrate controls on the de minimis sources category then we will compare the attainment, using air quality modeling, would result in more expeditious measures directly. However, in many by the most expeditious date practicable attainment. cases multiple measures apply to a after December 31, 2001. This We would not review an MSM single source category (e.g., unpaved demonstration is the final criterion that analysis in a plan if the plan did not roads which in the MAG plan are must be met before we may grant an demonstrate expeditious attainment controlled both by Rule 310.01 and extension request. since one prerequisite for granting an through City and County commitments). Our determination of whether the extension is that the plan demonstrate In these cases, we will evaluate the plan provides for attainment by the attainment. Therefore, any de minimis impact of the overall control strategy on most expeditious date practicable will standard for MSM that relied on the emissions in the source category against depend on whether the plan provides difference between attainment and the impact of the overall control strategy for implementation of BACM by the nonattainment would be meaningless on the source category in other areas BACM implementation deadline and because no additional controls are and will not compare individual MSM as expeditiously as practicable. needed for attainment beyond those measures within the source category. Please see section 4 of the EPA TSD already in the plan. Our responsibility 2. We will review all the elements of for an additional discussion of our under section 188(e), however, is to a rule that apply to a specific type of proposed interpretation of the extension grant the shortest practicable extension source as an inseparable measure. A requirements. of the attainment date by assuring the rule’s applicability and emission plan provides for attainment as limitations (as they apply to a single D. Separating Our Rulemaking Actions expeditiously as practicable. Thus, one type of source) together define its on the Annual and 24-hour Standards means of determining an appropriate de stringency. They are not separable As we discussed above, there are two minimis level is to determine if elements that can be compared in PM–10 NAAQS, an annual standard of applying MSM to the proposed de isolation to another rule. 50 µg/m3 and a 24-hour standard of 150 minimis source categories would 3. Because stringency is based on an µg/m3. In this proposed action, we are meaningfully expedite attainment. If it emissions level, we will not use a evaluating the MAG plan only for its did, then the de minimis level is too measure’s implementation mechanisms compliance with the Clean Air Act’s high, and if it did not, then the de (e.g., rule versus commitment), funding requirements for attaining the annual minimis level is appropriate.7 level, compliance schedule, resources PM–10 standard. We are not, at this Technological Feasibility. In the MSM available for enforcement, or other time, evaluating the plan for its analysis, a state must evaluate the similar items as criteria for judging compliance with the Act’s requirements application of controls from elsewhere relative stringency. (We do consider for the 24-hour PM–10 standard. Under to sources in its own area. In many these items when judging whether the section 110(k)(2), we have until cases, these sources are already subject plan provides for implementation of February 25, 2001—one year after the to local control measures. In these MSM.) completeness finding—to act on the situations, part of determining if a Finally, we address how we view the balance of the plan that was submitted control is technologically feasible is ‘‘to the satisfaction of the on February 16, 2000. determining if the new control can be Administrator’’ qualifier on the The two PM–10 standards are integrated with the existing controls requirement that the State demonstrate independent and must be addressed without reducing or delaying the that its plan includes the most stringent independently by states in their SIPs. emission reductions from the existing measures. The presence and wording of This independence was highlighted by control. If it cannot, then we would not, this qualifier indicate that Congress the Ninth Circuit Court of Appeals in in general, consider the measure to be granted us considerable discretion in Ober v. EPA, 84 F.3d 304 (9th Cir. 1996). technologically feasible for the area. determining whether a plan in fact In Ober, the Court was reviewing our includes MSM. Under the terms of approval of the MAG moderate area 7 In extension areas, the applicable control section 188(e), we believe that we can plan: requirement after the December 31, 2001 attainment still accept an MSM demonstration even date is the MSM and expeditious attainment if it falls short of having every MSM The general provisions of the Clean Air Act requirements of section 188(e). Thus, for measures repeatedly emphasize that implementation implemented after December 31, 2001, a state need possible. To intuit the limits of this plans must provide for attainment of the only show that the measure meets at minimum the discretion, we again look to the overall NAAQS as expeditiously as practicable. For MSM level of control and, combined with all other intent of section 188(e), that we grant as measures, is sufficient for expeditious attainment. PM–10, the EPA promulgated two separate A state has no obligation to show that the measure short an extension as practicable. In NAAQS-the annual standard and the 24-hour meets a BACM-level of control. concrete terms, this means that when standard-which differ in the following

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00007 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19970 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules respects. First, the 24-hour standard offers attainment of the annual PM–10 progress toward and meet the air quality protection against dangerous short-term standard. Our complete evaluation is standards. The motor vehicle emissions exposures to high PM–10 levels, a protection found in the EPA TSD for this proposal. levels needed to make progress toward that is distinct from the protection against We urge anyone wishing to comment on and meet the air quality standards are chronic degradation in lung function provided by the annual standard. Second, the this proposal to first review the TSD set in an area’s attainment and/or sources of PM–10 violation differ for the before preparing comments. A copy of reasonable further progress (RFP) plans annual and the 24-hour: violations of the 24- the TSD can be downloaded from our and are known as the ‘‘emissions budget hour standard are generally caused by website or obtained by calling or writing for motor vehicles.’’ Emissions budgets localized sources such as construction the contact person listed above. are established for specific years and projects, whereas violations of the annual A. Completeness of the SIP Submittals specific pollutants. See 40 CFR standard tend to be caused by more diverse, 93.118(a). dispersed sources. Third, control measures The first step we take after receiving differ in effectiveness for the 24-hour Before an emissions budget in a a SIP submittal is to determine if it is submitted SIP revision may be used in standard and the annual standard. complete. CAA section 110(k)(1)(B) These differences emphasize the a conformity determination, we must importance of viewing PM–10’s two NAAQS requires that we review all SIPs and SIP first determine that it is adequate. The individually and of requiring independent revisions for completeness within 60 criteria by which we determine treatment of them in an implementation days of receipt of the submittal. The adequacy of submitted emission budgets plan. .... Such independent treatment completeness review allows us to are outlined in our conformity rule in 40 furthers the Clean Air Act’s goals of quickly determine if a state has CFR 93.118(e)(4). protecting health and achieve clean air. submitted a SIP revision, including all Ober at 309 (emphasis added). The MAG plan establishes a mobile needed supporting material, on which source emissions budget of 59.7 mtpd. If a state must treat each PM–10 we can take action. We make NAAQS independently in the This regional budget is applicable for completeness determinations using both the annual and 24-hour PM–10 implementation plan, then we also must criteria we have established in 40 CFR treat each PM–10 NAAQS standards. The on-road mobile portion part 51, appendix V. of the budget, which includes emissions independently when reviewing the We found ADEQ’s February 16, 2000 from reentrained road dust, vehicle plan’s compliance with the Clean Air submittal (received on February 23, exhaust, and travel on unpaved roads, is Act. Therefore, it is necessary for us to 2000) of the final revised MAG serious 58.6 mtpd. The road construction review the MAG plan’s compliance area PM–10 plan complete. We notified portion of the budget is 1.1 mtpd. MAG against the CAA requirements as they the State of our completeness plan, p. 8–13. apply to the annual standard and again determination on February 25, 2000. See On March 30, 2000, we have found review them against the CAA Letter, David P. Howekamp, EPA, to adequate for transportation conformity requirements as they apply to the 24- Jacqueline Schafer, ADEQ. hour standard. There is no mandate that If we do not make a completeness purposes this motor vehicle emission we conduct these reviews concurrently determination, a submittal becomes budget. As a result of our adequacy even if Arizona submitted a single complete by default 6 months after we finding, MAG and the Federal Highway document to meet the requirements for receive it. See 100(k)(1)(B). We did not Administration are required to use this both standards since, effectively, we review the 1997 submittal of control budget in future conformity analyses. must treat it as if it contained two measures for completeness and it C. Emission Inventory separate plans. became complete by default on June 15, CAA section 172(c)(3) requires all We have chosen not to act at this time 1998. on the 24-hour provisions of the revised We found Arizona’s submittals nonattainment area plans to contain a MAG plan because the State is still containing MCESD’s Rule 310 and comprehensive, accurate, and current working on quantifying emission 310.01 and the revised Maricopa County inventory. Our policies require that the reductions from the best management residential woodburning ordinance inventory be fully documented. practice measures (BMPs) intended to complete on March 31, 2000. The MAG plan describes annual and reduce fugitive dust from agricultural average annual day emissions for 1994 sources. Attainment of the 24-hour B. Adequacy of the Transportation from point, area, nonroad, on-road, and standard in the Phoenix area, unlike the Conformity Budgets nonanthropogenic sources in the annual standard, depends in part on Section 176(c) of the Clean Air Act Maricopa County portion of the 2,880 emission reductions from these BMPs. requires that federally funded or square mile nonattainment area. The Once Arizona quantifies the reductions, approved transportation plans, inventory includes emissions of PM–10, it will revise the 24-hour attainment programs, and projects in nonattainment PM–2.5, ammonia (NH3), nitrogen demonstrations and resubmit them to areas ‘‘conform’’ to the area’s air quality oxides (NOX), and sulfur oxides (SOX). us. We expect these changes later this implementation plans. Conformity The inventory shows that the year. We do not believe it is an efficient ensures that federal transportation dominant sources of emissions in the use of our resources to act now on the actions do not worsen an area’s air Phoenix area are paved road dust (39.1 24-hour provisions currently in the quality or interfere with its meeting the percent), unpaved roads, (21.6 percent) MAG plan knowing that they will be air quality standards. We have issued a and construction-related fugitive dust substantially revised prior to our conformity rule that establishes the (20.1 percent). Much lower but still statutory deadline to act on them. criteria and procedures for determining important contributors are directly- whether or not transportation plans, emitted PM–10 from non-road engines Discussion of the MAG Plan’s programs, and project conform. See 40 (7.0 percent) and on-road motor vehicles Compliance with the Clean Air Act’s CFR part 93, subpart A. (3.3 percent), all stationary area sources, Requirements One of the primary tests for e.g., woodburning (6.1 percent) and The following sections present a conformity is to show transportation stationary point sources (2.7 percent). condensed discussion of our evaluation plans and improvement programs will MAG plan, Table 3–1. of the MAG plan’s compliance with the not cause motor vehicle emissions Generally the inventories are very applicable CAA requirements for higher than the levels needed to make well documented with the

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As a result, Arizona and technically-complex plan like the monitoring sites collecting data in the is not required to apply BACT to major MAG plan. Phoenix area, all of which were sources of PM–10 precursors in the Comprehensive: The MAG plan operated in accordance with our Phoenix area. inventories are fairly complete, regulations. Most of these PM–10 considering a few emission factors are monitoring sites were neighborhood F. Implementation of Reasonably unknown for some of the smaller scale sites with an objective of assessing Available and Best Available Control sources of PM–10. The inventories did population exposure. Given the Measures not include emissions of volatile organic widespread nature of the emission CAA section 189(b)(1)(B) requires that compounds (VOC) which is a precursor sources in the Phoenix area, we believe a serious area PM–10 plan provide for of secondary PM–10 because the plan this focus was appropriate and that the the implementation of BACM within found there is a negligible impact on network was adequate to characterize four years of reclassification to serious. ambient measurements of PM–10 from the extent and severity of the PM–10 For Phoenix, this deadline is June 10, VOC aerosol. We concur with this problem in 1995. 2000. BACM must be applied to each finding and that VOC sources need not significant area-wide source category. be inventoried for the PM–10 plan. E. Contribution to PM–10 Exceedances of Major Sources of PM–10 Precursors Addendum at 42011. As discussed Accurate: In developing the above, we have established a four-step inventory, MAG and MCESD closely Under CAA section 189(e), a state process for evaluating BACM in serious followed our guidance relative to the must apply the control requirements area PM–10 plans. use of emission factors, activity applicable to major stationary sources of estimates, and growth and control PM–10 to major stationary sources of 1. Determination of Significant Sources factors, and the other source specific PM–10 precursors, unless we determine The first step in the BACM analysis is emission estimation methodologies such sources do not contribute to develop a detailed emission (continuous emission monitoring, significantly to PM–10 levels in excess inventory of PM–10 sources and source annual stack tests, and mass balance of the NAAQS in the area. For the categories that can be used in modeling methods). Source specific methods were serious area plan, a ‘‘major source’’ is to determine their impact on ambient air used to the maximum extent possible as one that emits or has the potential to quality. Addendum at 42012. they are inherently more accurate than emit over 70 English tons per year (tpy) The MAG plan uses three modeling emission factors. The relative accuracy of sulfur oxides (SOx), nitrogen oxides studies of PM–10 sources in the Phoenix of each estimate underwent the (NOx), or ammonium. area to identify significant source prescribed quality assurance procedures PM–10 precursors react in the categories. One of these studies to eliminate all possible errors. The atmosphere to form ‘‘secondary’’ evaluated significant sources using inventory is thus as accurate as particulate, secondary because it is not chemical mass balance (CMB) modeling inventories can be. directly emitted from the source. The performed on monitoring samples Because we find that the inventory is MAG plan does not provide specific collected at 6 sites in 1989–1990. The current, comprehensive, and accurate, information on the impact of major two other studies evaluated significant we propose to approve it under CAA precursor sources on Phoenix PM–10 sources using dispersion modeling of section 172(c)(3). levels; however, it does provide sources around 6 monitoring sites using sufficient information on the 8 D. Adequate Monitoring Network data from 1992 through 1995. contribution of total secondary From these evaluations, the MAG CAA section 110(a)(2)(B)(i) requires particulates to PM–10 levels and the plan identified 8 significant source States to establish and operate air emissions from major precursor sources categories and 12 insignificant source monitoring networks to compile data on to estimate the impact. categories. MAG plan, p. 9–6. ambient air quality for all criteria All major stationary sources of PM–10 The final list of significant source pollutants. Our regulations in 40 CFR precursors are estimated to contribute categories did not distinguish between µ part 58 establishes specific regulatory just 0.24 g/m3 to the annual levels of those categories that are significant for requirements for operating air quality PM–10. See EPA TSD section, ‘‘BACT the 24-hour standard and those surveillance networks to measure for Major Stationary Sources of PM–10 significant for the annual standard; ambient concentrations of PM–10, Precursors.’’ This contribution is less although previous studies have shown including measurement method than 0.5 percent of the annual PM–10 that some source categories are requirements, network design, quality levels over the standard in the Phoenix significant only for one or the other assurance procedures, and in the case of area and less than 0.5 percent of the standard. Because the MAG plan did not large urban areas, the minimum number annual standard of 50 µg/m 3. distinguish significant source categories of monitoring sites designated as We believe that this small between the two standards, we will treat National Air Monitoring Stations contribution is insignificant for the each of the listed significant source (NAMS). Phoenix area. PM–10 levels above the The MAG plan does not specifically annual standard in Phoenix are almost 8 These studies are ‘‘The 1989–90 Phoenix PM– address the adequacy of the PM–10 exclusively caused by a few large source 10 Study,’’ Desert Research Institute, April 1991; monitoring network in the Phoenix area. categories of fugitive dust, and it is ‘‘Particulate Control Measure Feasibility Study,’’ Sierra Research, January 1997; and ‘‘Plan for There is no requirement that it does. We BACM-level controls on these sources Attainment of the 24-hour PM–10 Standard, are reviewing the adequacy of the that are the key to expeditious Maricopa County PM–10 Nonattainment Area,’’ monitoring network here because the attainment of the annual standard in the ADEQ, May 1997.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00009 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19972 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules categories as significant for the annual derive a comprehensive and activities that comprise the MAG plan’s standard. conservative list of significant source significant categories slightly differently For the annual standard, the MAG categories. from the plan, e.g., we have addressed plan demonstrates that its selection of Our proposal here does not mean that separately construction activities and significant source categories is we believe all the source categories disturbed vacant lands which are both appropriate by showing that control on identified as significant in the MAG included in the MAG plan’s significant the de minimis source categories would plan needed to be considered significant category of construction site not make the difference between for the purpose of evaluating BACM. We preparation.9 We have done this to attainment and nonattainment of the believe that the MAG plan is make our evaluations of the plan’s annual standard by 2001. According to conservative in its selection of provisions for the implementation of the plan, total emissions in the area significant source categories, that is, it BACM and inclusion of MSM clearer need to be reduced to 130 mtpd to attain may have included more source and thus, we believe, more the annual standard by 2001. After categories in its significant source list understandable. However, despite the application of BACM, total emissions than are strictly needed. Thus our use method of presentation, we have are reduced to 152 mtpd. MAG plan, p. of negative wording in our proposed addressed the MAG plan’s provisions 9–11. The 12 de minimis sources finding: no significant source categories for implementing RACM and BACM for categories contribute in total 10.3 mtpd. were excluded as opposed to only the each of the plan’s significant source MAG plan, Table 9–a. Totally significant categories were included. In categories. eliminating these source categories our 1998 FIP, we derived a narrower list Also, because of the substantial would reduce total regional emissions to of significant sources based on more overlap in the source categories and 142 mtpd, still 12 mtpd above the recent modeling than was used to controls evaluated for BACM and those regional emissions level needed for develop the list in the MAG plan. See evaluated for MSM, we present our attainment. MAG plan, pp. 9–10 63 FR 15920, 15932 (Table 2 and text). evaluation of the MAG plan’s provisions through 9–12. 2. Identification of Potential BACM for including MSM alongside our The 8 significant source categories evaluation of the provisions for are: In preparing the list of candidate implementing RACM and BACM for 1. Paved road travel. BACM, MAG reviewed our guidance each significant source category. 2. Unpaved road travel (includes documents on BACM, other EPA Finally, controls on a number of unpaved parking lots). documents on PM–10 control, as well as significant source categories are found 3. Industrial paved road travel (paved PM–10 plans from other serious PM–10 in MCESD’s fugitive dust rules, Rule and unpaved). areas in the West. It also evaluated 310 and Rule 310.01. MCESD has made 4. Construction site preparation controls proposed during public extensive commitments to improve (includes disturbed vacant lots that are comment. MAG plan, pp. 9–24 through compliance and enforcement of these not undergoing construction). 9–29. rules to assure that they achieve the The MAG plan appropriately screened 5. Agricultural tilling (includes all emission reductions necessary for the list of candidate BACM to eliminate agricultural sources). expeditious attainment. These measures that did not apply to 6. Residential wood combustion. commitments are an important significant source categories in the area, 7. On-road and non-road motor component of our finding that the MAG were technologically infeasible for the vehicle exhaust. plan provides for implementation of area because they would not reduce 8. Secondary ammonium nitrate. RACM and BACM and inclusion of PM–10 emissions, or duplicated other MAG Plan, Table 9–1. MSM. We discuss them at the end of measures on the list. The MAG plan also The 12 de minimis source categories this section. provides cost effectiveness estimates for are: a. Technology controls for on-road each of the candidate BACM. MAG 1. Stationary point sources. motor vehicle exhaust. This category 2. Fuel combustion (excluding plan, pp. 9–30 through 9–39. We propose to find that the MAG plan includes tailpipe and tire wear residential wood combustion). emissions of primary PM–10 from on- 3. Waste/open burning. identified and evaluated potential road motor vehicles. On-road motor 4. Agricultural harvesting. BACM for the Maricopa area consistent vehicles include both gasoline and 5. Cattle feedlots. with our guidance. As we will discuss 6. Structural/vehicle fires. below in our evaluations of the diesel-powered passenger cars, light, medium, and heavy duty trucks, buses, 7. Charbroiling/frying meat. implementation of BACM for each 10 8. Marine vessel exhaust. significant source category, we do not and motorcycles. 9. Airport ground support exhaust. believe that the MAG plan left out any 9 MAG plan uses this grouping despite the fact 10. Railroad locomotive exhaust. candidate BACM. We note that that disturbed vacant lands include lands that are 11. Windblown from fluvial channels. additional evaluation of control disturbed for reasons other than construction 12. Wild fires. measures was done as part of the most activity. MAG plan, Table 9–a. The plan notes stringent measure analysis. MAG plan, 10 We will treat gasoline-and diesel-powered that several de minimis source vehicles together here to preserve to the extent pp 10–25 & 10–26. Overall, the MAG practicable the significant source groupings in the categories are already subject to control plan presents one of the most MAG plan; however, we believe they are in fact or will be controlled in the future. MAG comprehensive lists of potential BACM distinct categories. Almost 95 percent of diesel PM– plan, p. 9–12. ever produced. 10 emissions come from heavy-duty diesel trucks We propose to find that the MAG plan while 75 percent of gasoline PM–10 comes from the has not excluded any source categories 3. Implementation of RACM and BACM family car, that is, light duty cars and trucks (which and Inclusion of MSM for Each include sports utility vehicles). See Table ORM–1 that should be considered significant in the EPA TSD section ‘‘Implementation of BACM from its list of significant source Significant Source Category and Inclusion of MSM for On-Road Motor Exhaust categories. The plan presents acceptable In the following sections, we review (Technology Standards).’’ There is almost no overlap in the controls for the family car and those modeling to evaluate the impact of the results of the MAG plan’s BACM for heavy duty diesel trucks, key evidence that they various PM–10 sources and source analysis. To present these results, we are in fact distinct source categories. See Table categories on PM–10 levels and to have grouped the emission generating ORM–4 in the EPA TSD.

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The suggested technology-based we can find that the MAG plan provides (described in the next section) in the measures for controlling emissions from for the inclusion of MSM to our MAG plan provides for the on-road motor vehicle exhaust fall into satisfaction absent the adoption and implementation of RACM and BACM one of five categories: new emission implementation of CARB diesel and the inclusion of MSM for on-road standards, inspection and maintenance because, based on information in the motor vehicle exhaust. programs, fuels, programs to encourage MAG plan, the on-road engine b. Transportation control measures alternative fueled vehicle usage, and category’s contribution to (TCMs) for on-road motor vehicle programs to accelerate fleet turnover. In nonattainment in the Phoenix area is exhaust and paved road dust. TCMs can total, the MAG plan considers 22 relatively low compared to other PM–10 reduce PM–10 emissions in both the on- technology-based control measures. See dust sources and implementation of road motor vehicle exhaust and paved MAG plan, Table 5–2. We believe this CARB diesel would not advance the road dust source categories by reducing list is complete and propose to find that attainment date. vehicle miles traveled (VMT) and the MAG plan evaluates a According to the MAG plan, the on- vehicle trips. They can also reduce comprehensive set of potential road motor vehicle category contributes vehicle exhaust emissions through just 1.3 percent of the pre-control technology-based controls for on-road relieving congestion. Our serious area inventory in 2006, compared to motor vehicle exhaust emissions PM–10 guidance requires that plans construction dust at 43.8 percent, paved including the potentially most stringent identifying on-road motor vehicles as a road dust at 20.4 percent, unpaved road measures from other states. significant sources must also evaluate dust at 13.1 percent, and windblown For gasoline vehicles, Arizona has the TCMs listed in section 108(f) of the dust at 8.7 percent. MAG plan, Table 8– implemented one of the nation’s best CAA. Addendum at 42013. and most comprehensive enhanced I/M 3. Adoption of CARB diesel would In our review, we have primarily programs including expanding the generate a total reduction of 0.8 mtpd in assessed the MAG plan’s provisions for program to areas surrounding Phoenix; 2006. MAG plan, p. 10–37. It takes a 4 implementing RACM and BACM and has adopted its own Clean Burning mtpd reduction to advance the annual including MSM through TCMs based on Gasoline program which mandates the standard attainment date one year (the the measures’ effectiveness in use of either Phase II federal minimum needed because it is an controlling directly-emitted PM–10 from reformulated gasoline or California annual standard), so reductions from vehicle exhaust. We have not assessed reformulated gasoline; offers generous implementation of this measure are the plan based on the TCMs’ potential tax credits and deductions for insufficient to advance the attainment benefit in controlling PM–10 precursors conversion of vehicles to alternative date. See section on RFP and such as NO and SO because (1) from fuels; and mandates federal, state, Quantitative Milestones. X X available ambient measurements, county, and municipal governments to As noted before, Arizona has in place neither nitrates nor sulfates are convert their fleets to alternative fuels. one of the nation’s most comprehensive important to overall PM–10 MAG plan, pp. 7–2 through 7–24. programs to address on-road motor Arizona has instituted a heavy duty vehicle emissions. With the additional concentrations in the Phoenix area (See diesel I/M program, will require pre- measures in the MAG plan (including a EPA TSD section, ‘‘BACT for Major 1988 HDDV registered in the Phoenix more stringent diesel I/M program and Stationary Sources of PM–10 nonattainment area to meet 1988 federal measures both encouraging and Precursors’’ which shows that total emission standards starting in 2004, has requiring diesel fleet turnover) the secondary particulates accounted for µ 3 established a voluntary vehicle repair overall mobile source program is less than 4 g/m in 1995) and (2) strengthened and goes beyond the and retrofit program to encourage Arizona has already targeted mobile existing program. Both strengthening retrofitting and overhaul of heavy duty source NOX and SOX through an and expanding existing programs are diesel engines to reduce emissions, and aggressive set of mobile source controls key criteria for demonstrating the has limited diesel sulfur content to 500 which we believe cover the implementation of BACM. See parts per million (ppm). MAG plan, implementation of RACM and BACM Addendum at 42013. Where the MAG Chapter 7. and inclusion of MSM requirements for The California Air Resources Board’s plan has rejected potential BACM, it tailpipe NOX and SOX. See discussion diesel fuel standards (CARB diesel) is provides a reasoned and acceptable immediately above on technology one of the few identified motor vehicle justification for the rejection. controls for on-road motor exhaust. The MAG plan identified just a few controls not adopted by the State. The In total, the MAG plan identifies 19 measures from other areas as being more plan identifies this measure as a TCMs for consideration including the stringent than existing programs. These potential MSM. MAG plan, Table 10–7. CAA section 108(f) measures. The plan measures have either been adopted or The MAG plan claims that the measure does not identify any potentially more we have concluded that the measures is unreasonable on a cost basis. MAG stringent TCMs from other areas. See need not be included to assure the plan, p. 9–46. We make no judgement EPA TSD section ‘‘Implementation of inclusion of MSM. BACM and MSM for On-Road Motor on this claim given the great uncertainty All the adopted BACM and MSM are Vehicle Exhaust and Paved Road Dust regarding the potential cost of already implemented, except for one. (TCMs).’’ We believe that this list is implementing CARB diesel in the The requirement that pre-1988 heavy complete and propose to find that the Phoenix area. We do note that the State duty diesel vehicles registered in the MAG plan evaluates a comprehensive has already adopted half of the CARB nonattainment area meet 1988 federal set of potential TCMs for on-road motor diesel standards, the 500 ppm sulfur emission standards will not be 11 vehicle exhaust emissions and the limit. implemented until January 1, 2004 in potentially most stringent measures Under our proposed policy for MSM order to provide sufficient lead time for from other States. in extension requests, we believe that modification or replacement of the non- complying heavy duty diesel vehicles. Arizona has a long history of adopting 11 The other CARB diesel standard is a limit on and then enhancing programs to reduce the aromatic hydrocarbon content of no more than We, therefore, propose to find that the 10 percent by volume. CARB, Fact Sheet on combination of on-road motor vehicle emissions from on-road motor vehicles California Diesel Fuel, March 1997. technology controls and TCMs by reducing vehicle miles traveled,

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00011 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19974 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules vehicle trips, and/or congestion.12 The affecting usage, or fuels. In total, the The nonroad motor vehicle category area has an employer trip reduction MAG plan evaluates 8 measures in contributes 4.8 percent of the pre- ordinance which applies to employers addition to clean fuels measures for control inventory in 2006, compared to of 50 or more, a public outreach reducing PM–10 emissions from construction dust at 43.8 percent, paved program to encourage people to reduce nonroad engines. We believe that this road dust at 20.4 percent, unpaved road driving, programs to improve bicycling list is complete and propose to find that dust at 13.1 percent, and windblown and pedestrian travel, and an extensive the MAG plan evaluates a dust at 8.7 percent. MAG plan, Table 8– program to synchronize traffic lights. In comprehensive set of potential measures 3. Adoption of CARB diesel would most instances, these programs were for nonroad engines including the generate a total reduction of 0.8 mtpd in adopted and implemented as part of potentially most stringent measures 2006. MAG plan, p. 10–37. It takes a 4 carbon monoxide and ozone control from other States. mtpd reduction to advance the annual programs, but they also reduce PM–10. We have adopted national emission standard attainment date one year (the With the additional measures in the standards for a broad range of nonroad minimum needed because it is an MAG plan (including additional traffic engines. These standards apply to annual standard), so reductions from light synchronization, transit nonroad engines sold in Arizona and are implementation of this measure are improvements, and bicycle and the base, RACM-level, program for insufficient to advance the attainment pedestrian facility improvements), the controlling emissions from nonroad date. See section on RFP and overall TCM program is strengthened engines. The CAA preempts all states, Quantitative Milestones. and goes beyond the existing program. except for California, from setting We, therefore, propose to find that See EPA TSD, Table TCM–3 in section independent nonroad emission MAG plan provides for the ‘‘Implementation of BACM and MSM standards. CAA section 209(e). Other implementation of RACM and BACM for On-Road Motor Vehicle Exhaust and states, however, may adopt regulations and inclusion of MSM for on-road motor Paved Road Dust (TCMs).’’ Both identical to California’s regulations, vehicle exhaust. strengthening and expanding existing provided they notify us and give d. Paved road dust. Paved road dust programs are key criteria for appropriate lead time, 2 years, for is the largest source of PM–10 in the demonstrating the implementation of implementation. Section 209(e)(2)(B). Maricopa area. It is fugitive dust that is BACM. See Addendum at 42013. Where Arizona has committed to adopt deposited on a paved roadway and then the MAG plan has rejected potential California’s non-road standards that are is re-entrained into the air by the action BACM, it provides a reasoned more stringent than the federal of tires grinding on the roadway. Dust justification for the rejection. standards. MAG plan, p. 7–42. In is deposited on the roadway from being All the adopted TCM BACM are addition, the State has established and blown onto the road from disturbed already implemented or have on-going is currently running a voluntary areas; tracked onto the road from implementation schedules because they retirement program for gasoline unpaved shoulders, unpaved roads, or are part of a on-going capital powered lawn and garden equipment other unpaved access points; stirred up improvement program (e.g., signal which is run by Maricopa County and from unpaved shoulders by wind synchronization). a program to encourage the use of currents created from traffic movement; We propose to find that the temporary electrical power rather than spilled onto the road by haul trucks; and combination of on-road motor vehicle portable generators at construction sites. carried onto the road by water runoff or technology controls (described in the See MAG plan, pp. 7–41 and 7–43. erosion. previous section) and TCMs in the MAG With the addition of these measures, The suggested measures for plan provides for the implementation of the overall nonroad engine program is controlling emissions from paved road RACM and BACM and inclusion of strengthened and goes beyond the dust fall into one of three categories: MSM for on-road motor vehicle exhaust. existing federal program. See EPA TSD reductions in vehicle trips (VT) and We also propose to find that the section ‘‘Implementation of BACM and vehicle miles traveled (VMT), combination of TCMs and paved road Inclusion of MSM for Nonroad preventing deposition of material onto a Engines.’’ Both strengthening and dust measures (described in the paved roadway and cleaning material off the expanding existing programs are key road section later in this preamble) roadway. We have already discussed criteria for demonstrating the provides for the implementation of measures for reducing VT and VMT in implementation of BACM. See RACM and BACM and the inclusion of the section on TCMs above. Addendum at 42013. Where the MAG The MAG plan lists several potential MSM for paved road dust. c. Nonroad engines. The non-road plan has rejected potential BACM, it BACM for paved road dust. It also lists engine category covers a diverse provides a reasoned justification for the a number of potentially MSM from other collection of engines, equipment and rejection. areas. We believe these lists are The MAG plan identifies CARB diesel vehicles fueled by gasoline, diesel, complete and propose to find that the as a potential MSM for non-road engines electric, natural gas, and other MAG plan evaluates a comprehensive but does not adopt it. MAG plan, Table alternative fuels, including outdoor set of potential controls for paved road 10–7. Under our proposed policy for power equipment, recreational dust including the potentially MSM MSM in extension requests, we believe equipment, farm equipment, from other States. that we can find that the MAG plan Prior to the MAG plan, the cities and construction equipment, lawn and provides for the inclusion of MSM to towns in the Phoenix area and Maricopa garden equipment, and marine vessels. our satisfaction absent the adoption of County implemented a number of The suggested measures for CARB diesel because, based on measures addressing paved road dust. controlling emissions from nonroad information in the MAG plan, the non- See MAG plan, Table 10–5. With the engines fall into one of four categories: road engine category’s contribution to additional measures in the MAG plan new emission standards, programs to nonattainment in the Phoenix area is (described below), the overall control accelerate fleet turnover, programs relatively low compared to other PM–10 program to reduce paved road dust is 12 These plans include the MAG moderate and dust sources and implementation of both strengthened and expanded serious area carbon monoxide plans and MAG CARB diesel would not advance the beyond the existing program. See EPA moderate area ozone plan. attainment date. TSD section ‘‘Implementation of BACM

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00012 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19975 and Inclusion of MSM for Paved Road and additional PM–10 efficient street this legislation does not specify how Dust.’’ Both strengthening and sweeping efforts should reduce paved many shoulder miles to be controlled, expanding existing programs are key road emissions attributable to unpaved we believe that the local jurisdictions’ criteria for demonstrating the access points. efforts to meet this new legislation will implementation of BACM. See The only potential MSM that the result in the control of unpaved Addendum at 42013. MAG plan identifies for unpaved access shoulders where it is most needed. For the potential MSM, the MAG plan points are track out control Material Transport. Requirements for shows that these measures are either requirements for construction sites. See the control of PM–10 emissions during adopted or are not in fact more stringent MAG plan, Table 10–7. We discuss material transport are found in Rule than existing Phoenix area programs. these measures in the next section. 310, sections 308.1 and 308.2. When With the exception of the MSM for Track out. Rule 310, sections 308.2(c) hauling material off-site onto paved PM–10-efficient street sweepers and 308.3 address dirt track out from public roadways, sources are required described below, all the adopted BACM construction/industrial sites: All work to: (1) load trucks such that the for paved roads are already sites that are five acres or larger and all freeboard is not less than three inches; implemented or have on-going work sites where 100 cubic yards of (2) prevent spillage; (3) cover trucks implementation schedules because they bulk materials are hauled on-site or off- with a tarp or suitable enclosure; and (4) are part of a on-going capital site each day must control and prevent clean or cover the interior cargo improvement program (e.g., curbing). track out by installing a track out compartment before leaving a site with For the reasons discussed below, we control device. All work sites must also an empty truck. propose to find that the MAG plan clean up spillage or track out The MAG plan identifies provides for the implementation of the immediately when it extends a requirements for bulk material transport PM-10 efficient street sweeper measures cumulative distance of 50 linear feet or in Imperial County Regulation VIII as a as expeditiously as practicable, more; where track out extends less than potential MSM. MAG plan, Table 10–7. consistent with our proposed MSM 50 feet, it must be cleaned up at the end The plan concludes that MCESD’s rule policy. of the work day. is equally stringent. We agree because We, therefore, propose to find that the The MAG plan identifies, as a Rule 310’s requirements for bulk MAG plan provides for the potentially more stringent measure for material transport/hauling are implementation of RACM and BACM track out, South Coast (Los Angeles essentially the same as Imperial and for the inclusion of MSM for paved area) Air Quality Management District’s County’s requirements. road dust. Rule 403. MAG plan, Table 10–7. The Cleaning material off the roadway. Preventing deposition of material onto plan concludes that the two rules are Measures for cleaning material off a roadway. Measures aimed at reasonably similar in several respects, roadway are track out, erosion, and spill preventing track out on a paved road and where differences exist, the relative removal requirements and road include treating unpaved access points, impacts on control roughly balance sweeping. preventing track out from construction/ The MAG plan includes each of these against each other. MSM Study, p. C– industrial sites, treating shoulders on measures: 4.13 paved roads, controlling emissions We agree. Both rules emphasize Material spillage, erosion, or during material transport (e.g., truck prevention and rapid removal of track accumulation. Rule 310, section 308.2 covers, freeboard requirements), and out. See EPA TSD section and 308.3 address rapid clean up of preventing erosion onto paved roads. ‘‘Implementation of BACM and track out from construction/industrial The MAG plan includes each of these Inclusion of MSM for Paved Roads sites. Rule 310.01, section 306 requires measures: Dust,’’ Note 2. property owners/operators to remediate Unpaved Road Shoulders. As with Unpaved access points: In the MAG erosion-caused deposits of bulk unpaved access points, the MAG plan moderate area plan, local jurisdictions materials onto paved surfaces. Erosion- demonstrates a shift to dealing with focused on requiring new connections caused deposits are to be removed existing unpaved shoulders from only to public paved streets to be paved. within 24 hours of their identification or preventing new ones. MAG plan, Table MAG plan, p. 9–74. In the serious area prior to resumption of traffic on the 9–11. Maricopa County has committed plan, the focus has shifted to addressing pavement. existing unpaved access points in to treat 100 miles of shoulders along The MAG plan identifies South addition to preventing new unpaved existing paved arterial and collector Coast’s Rule 1186 and Mojave Desert’s access points while maintaining the roadways with high volume truck traffic Rule 403 as potential MSMs for material previous programs. Most public entities by 2003, in addition to its annual capital spillage, erosion, and accumulation onto committed to stabilize unpaved access improvement projects for paving or roadways. MAG plan, Table 10–7. In points when a connecting road is built, treating unpaved shoulders. Maricopa both cases, the plan concludes that improved or reconstructed. See, for County commitment, 1999 revised MCESD’s rules are more stringent. We example, Glendale Commitment, measure 5. Other jurisdictions have also agree. MCESD’s rules require the clean ‘‘Reduce Particulate Emissions from made commitments to treat shoulders. up of more incidences of spillage, etc. Unpaved Shoulders and Unpaved A.R.S. 9–500.04(3) and 49–474.01(4), than does South Coast’s rule. See EPA Access Points on Paved Roads.’’ Some adopted by the State legislature in 1998, TSD, ‘‘Implementation of BACM and cities have made explicit commitments require the cities, towns and County of Inclusion of MSM for Paved Roads,’’ for stabilizing existing access points Maricopa to develop and implement Note 5. without this prerequisite, such as plans to stabilize targeted unpaved Street sweeping. Most cities/towns Gilbert and Mesa. We also anticipate roads and alleys and to stabilize and the County have on-going street that routine city/town/County road unpaved shoulders on targeted arterials sweeping programs with variable paving and stabilization projects will beginning January 1, 2000. Although sweeping frequencies. With some result in controlling a number of exceptions, public entities 13 The ‘‘MSM Study’’ is the ‘‘Most Stringent PM– existing unpaved access points. These 10 Control Measure Analysis,’’ Sierra Research, implementing this measure have not projects combined with increased May 13, 1998 found in Appendix C, Exhibit 4 of explicitly committed to increase their enforcement of track-out restrictions the MAG plan. existing sweeping frequencies. Phoenix,

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00013 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19976 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules for example, approved a program in daily traffic (if available). MAG will use it requires public agencies to replace 1996 to increase the frequency of this information to estimate the their existing street sweeping equipment residential street sweeping to match the emissions reduction associated with with PM–10 efficient equipment by uncontained trash pick-up schedule. each sweeper request and rank the attrition. Phoenix commitment, measure 97-DC– requests in priority order of MAG’s PM–10 efficient street sweeper 5. However, sweeping frequency is effectiveness for consideration in the program is being funded over the next appropriately evaluated in combination allocation of CMAQ funds. See MAG 4 to 5 fiscal years, which may result in with other paved road measures, commitment, ‘‘PM–10 Efficient Street a greater number of street sweepers because the emission-reducing potential Sweepers.’’ distributed in a shorter time frame than of increased sweeping frequency is In evaluating this program, we could be expected using South Coast’s closely associated with other factors. considered not only the number of PM– natural attrition approach. While it is These factors include whether the 10 efficient street sweepers to be possible that some cities/towns in sweepers currently in use are PM–10 purchased and distributed, but whether Maricopa may continue to contract out efficient (such that the act of sweeping the program incorporates use factors for street sweeping services where PM– does not cause increased emissions) and that influence emissions reductions. 10 efficient sweepers may not be used, whether the public entity has identified The greatest emissions reduction benefit most do not contract for street sweeping. roads that tend to experience higher silt for this mitigative measure will be Furthermore, due to the fact that public loadings where more frequent sweeping achieved if the sweepers are used on a entities will be competing for PM–10 is likely to make an appreciable frequent basis on roads with high silt efficient street sweepers funded by difference in PM–10 emissions. Because loadings or significant visible CMAQ dollars with only a low cost sweeping frequency is among the accumulations. Each public entity has a share requirement, we believe that the criteria included in MAG’s PM–10 monetary incentive to compete for the already limited reliance on contracted efficient street sweeper solicitation (see PM–10 efficient street sweepers, as the out services in Maricopa County will below), we believe this measure is program is funded by MAG with a low lessen as new PM–10 efficient largely incorporated into MAG’s new cost share (5.7 percent) requirement. equipment becomes available and that program. Also, the new street sweepers will either contractors will switch to PM–10 The MAG plan identifies as a MSM replace existing city-owned street efficient equipment to meet new the PM–10 efficient street sweeping sweeping equipment or contracted out demand. In addition, MAG’s program provisions in South Coast Rule 1186. services, or be added to existing street ensures that the cities/town/County MAG plan, Table 10–7. However, the sweeper equipment/services. MAG’s develop plans for how the street plan’s analysis pre-dates MAG’s selection process includes PM–10 sweepers will be used to maximize their commitment for the purchase and emissions reduction potential, based on emissions reduction potential. We, distribution of PM–10 efficient street the types of roads each jurisdiction is therefore, believe that overall the sweepers and is no longer current. targeting for sweeping and how Maricopa program is equivalent to The MAG plan includes commitments frequently they will be swept. This data South Coast’s Rule 1186. by MAG, cities, towns and the County will assist MAG in distributing the e. Unpaved parking lots. This category for the purchase and use of PM–10 street sweepers to local jurisdictions in includes emissions from re-entrained efficient street sweepers. This a way that maximizes the regional air road dust from vehicle traffic in commitment involves the allocation of quality benefits of the program. Plus, unpaved parking lots and windblown $3.8 million in Congestion Mitigation when the cities/towns/County are dust entrained from the disturbed Air Quality (CMAQ) funds for the FY awarded PM–10 efficient street surface of unpaved parking lots. 2000–2004 Transportation Improvement sweepers, their submittals will There are two principle ways to Program (TIP) to purchase PM–10 incorporate use factors that maximize control emissions from unpaved parking certified street sweepers for the local emission reductions from this measure. lots: prohibit unpaved parking lots or jurisdictions to use. MAG has We believe that implementation of the treat the lot. MAG plan identified both: recommended an additional $1.9 PM–10 efficient street sweeper program a prohibition on unpaved haul roads million CMAQ funds be allocated to is as expeditious as practicable. The and parking or staging areas and surface purchase PM–10 certified street funding necessary to purchase this treatment to reduce dust from unpaved sweepers in the FY 2001–2005 TIP. See equipment is available only over the driveways and parking lots. MAG plan, MAG commitment, ‘‘PM–10 Efficient course of several fiscal years and the Table 5–2. The MAG plan identified one Street Sweepers.’’ purchase of the PM–10 efficient street potentially more stringent measure from The funds allocated by MAG for this sweepers can only proceed at the rate South Coast which controls fugitive program should be sufficient to replace these funds become available. dust from parking areas on construction approximately two-thirds of the 72 South Coast’s Rule 1186 requires any sites. MSM Study, p. C–9 and 10. It did existing city/town/County street government or government agency not identify any potential MSM for non- sweepers.14 Each fiscal year in which which contracts to acquire street construction site unpaved parking lots. CMAQ funds are allocated for street sweeping equipment or services for We believe this list is complete and sweepers, MAG will solicit requests for routine street sweeping on public roads propose to find that the MAG plan funding from cities, towns and the that it owns and/or maintains, where evaluates a comprehensive set of County in the PM–10 nonattainment the contract date or purchase or lease potential BACM and MSM for unpaved area. Funding requests must identify by date is January 1, 2000 or later, to parking lots. facility type (i.e. freeway, arterial/ acquire or use only certified street Most local jurisdictions in Maricopa collector, local) the number of sweeping equipment. The rule County identified ordinances that centerline miles to be swept with the establishes street sweeper testing and require paving of new parking lots. In PM–10 certified units, expected certification procedures. Unlike addition, MCESD Rule 310.01 requires frequency of sweeping, and average Maricopa’s strategy, Rule 1186 requires owners/operators of an unpaved parking that PM–10 efficient street sweepers be lot larger than 5,000 square feet to pave, 14 Some street sweepers may be additions to, as used whenever street sweeping is apply dust suppressants, or apply opposed to replacements of, existing equipment. contracted out as of January 2000, and gravel, according to the applicable rule

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MCESD Rule requirements are effective upon section 301 and 302. 310 applies the same stabilization adoption and were adopted on February In determining whether the MAG plan requirements to parking lots on 2000, such that the timeframe for provides for the implementation of permitted facilities. Rule 310, section controls is equivalent to the FIP rule BACM for disturbed vacant land, we are 302.1. Finally, many cities/towns have and is also as expeditious as practicable. treated their own parking lots or In light of the fact that Rule 310.01 also specifically considering whether required treatment of private lots below requirements are the same as the FIP the Plan provides for the MCESD’s thresholds. rule requirements and MCESD’s implementation of RACM for these In determining whether the MAG plan commitments to improve compliance sources. See Footnote 15. In our FIP, we provides for the implementation of and enforcement of Rule 310.01, we promulgated a RACM fugitive dust rule BACM for unpaved parking lots, we are propose that the MAG plan provides for applicable to disturbed vacant land in also specifically considering whether the implementation of RACM. Given the Phoenix PM–10 nonattainment area the plan provides for the additional MAG plan city/town and thus it provides a starting point for implementation of RACM for these commitments that collectively increase determining whether the MAG plan sources.15 In our FIP, we promulgated a the stringency of control on unpaved measures for disturbed vacant lands RACM fugitive dust rule applicable to parking lots, we propose that the MAG meet RACM. It is not necessary for the unpaved parking lots in the Phoenix plan also provides for the MAG plan measures to be identical to PM–10 nonattainment area and thus it implementation of BACM. the FIP rule in order to meet the CAA’s provides a starting point for determining South Coast Rule 403 requires sources RACM requirement, but only that they whether the MAG plan measures for to apply dust suppressants to stabilize at provide for implementation of RACM. unpaved parking lots meet RACM. It is least 80 percent of unstabilized surface See footnote 16. However, if the not necessary for the MAG plan area. Sources must comply with a 0 submitted measures for a particular measures to be identical to the FIP rule percent opacity property line limit. The source are identical to the FIP rule, we in order to meet the CAA’s RACM MAG plan deems the respective can determine without further analysis requirement, but only that they provide requirements roughly equivalent to Rule that the MAG plan has provided for for the implementation of RACM.16 310. We believe that the addition of a RACM for that source. silt loading/content standard for However, if the submitted measures for Rule 310.01 requirements for vacant a particular source are identical to the unpaved parking lots for sources lots and open areas are virtually FIP rule, we can determine without covered under Rule 310 increases the identical to the Phoenix FIP rule’s further analysis that the MAG plan has rule’s stringency to be at least requirements for these sources. Rule provided for RACM for that source. equivalent to that of South Coast Rule 310.01, however, is more broadly MCESD requirements for unpaved 403. We, therefore, propose to find that parking lots found in Rule 310.01, the MAG plan correctly concluded that applicable. It covers vacant lots and section 303 are the same in terms of there are no more stringent measures in open areas located anywhere in source coverage and applicable other State plans or used in practice Maricopa County, in contrast to the standards/test methods for unpaved elsewhere that are applicable to the Phoenix FIP rule, which only applies to Phoenix area. lots in the Maricopa County portion of 15 While a serious area PM–10 plan must provide f. Disturbed vacant lands. This PM–10 nonattainment area (located in for both the implementation of RACM and BACM, category includes windblown fugitive the eastern third of the County). Rule in determining whether such a plan provides for dust emissions from disturbed surfaces 310.01, sections 301 and 302. Unlike the BACM implementation, we do not normally FIP rule, Rule 310.01 also applies to conduct a separate evaluation to determine if the of vacant lands. On vacant land, fugitive measures also meet the RACM requirements of the dust emissions are caused by virtually partially developed residential, CAA as interpreted by EPA in its General Preamble. any activity which disturbs an industrial, institutional, governmental, See 57 FR 13540. This is because in our serious area otherwise naturally stable parcel of or commercial lots in Maricopa County, guidance (Addendum at 42010), we interpret the and any tract of land in the Maricopa BACM requirement, as generally subsuming the land, including earth-moving activities, RACM requirement (i.e. if we determine that the material dumping, weed abatement, and County portion of the nonattainment measures are indeed the ‘‘best available,’’ we have vehicle traffic. 63 FR 15919, 15937 area adjoining agricultural property. necessarily concluded that they are ‘‘reasonably (April 1, 1998). Rule 310.01, section 211. available’’). See Addendum at 42012–42014. The MAG plan includes three Therefore, a separate analysis to determine if the Rule 310 requirements for vacant lots measures also represent a RACM level of control is suggested measures for controlling and open areas on permitted sources are not necessary. However, in this particular case, we fugitive dust from vacant disturbed more stringent than those in Rule are proposing to withdraw the FIP rule in lands. The plan also identified controls 310.01, in that Rule 310 requires conjunction with our proposed approval of the on weed abatement operations and off- MAG plan. In order to do this, we must determine stabilization of all inactive disturbed under CAA section 110(l), that, among other things, road racing as potential most stringent surface areas on permitted facilities, withdrawing the FIP rule does not interfere with the measures. We believe this list is regardless of their size. Rule 310, RACM requirements in the CAA. complete and propose to find that the section 302.3. Rule 310 also contains 16 The State may submit one or more control MAG plan evaluates a comprehensive measures that collectively achieve a RACM level of requirements for weed abatement that control for a particular source, regardless of set of potential BACM and MSM for closely resembles the Phoenix FIP rule’s whether they apply the same strategy as our FIP disturbed vacant lands. weed abatement requirements, except rule. Furthermore, EPA’s guidance indicates that a The MAG plan includes two MCESD RACM evaluation includes considering ‘‘the impact rules that address BACM for vacant lots. of the reasonableness of the measures on the 17 Permitted sources include any facility municipal or other governmental entity that must Rule 310 requirements apply to vacant permitted by MCESD and are not limited solely to bear the responsibility for their implementation.’’ lots located at permitted facilities those facilities with earthmoving permits. Rule 310, General Preamble at 13541. (including construction sites) and Rule section 102.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00015 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19978 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules that Rule 310’s threshold for coverage is The MAG plan includes three For private roads, Rule 310, section more stringent.18 suggested measures for controlling 308.6, requires that easements, rights-of- Vacant lots and open areas subject to fugitive dust from unpaved roads: way, and access roads for utilities Rule 310 and Rule 310.01 are required Surface treatment to reduce dust from (electricity, natural gas, oil, water, and to meet the same surface stabilization unpaved roads and alleys, traffic gas transmission) that receive 150 or standards/test methods as required in reduction/speed control plans for more VPD must be paved, chemically the Phoenix FIP rule. unpaved roads; and prohibition of stabilized, or graveled in compliance In addition to requirements in Rule unpaved haul roads. MAG plan, Table with the rule’s standards. 310 and Rule 310.01, the MAG plan 5–2. The MAG plan did not identify any Private unpaved roads are scattered contains commitments made by several other State’s measures that are more throughout Maricopa County, within cities and towns to address vacant stringent than the ones already in the both County and city jurisdictions. A disturbed lots. For example, seven plan. We believe this list is complete survey performed for us of unpaved jurisdictions require or will require and propose to find that the MAG plan roads in Maricopa County determined stabilization of disturbed vacant lots evaluates a comprehensive set of that the great majority of identified after 15 days of inactivity (as compared potential BACM and MSM for unpaved unpaved road mileage consists of to Rule 310.01’s 60-day compliance roads. privately-owned roads that receive period); two (2) prohibit dumping of In determining whether the MAG plan minimal maintenance by the Maricopa materials on vacant land; and two (2) provides for the implementation of County Department of Transportation 19 will stabilize all city-owned vacant lots. BACM for unpaved roads, we are also (MCDOT). MAG and MCDOT have committed to Because Rules 310 and 310.01 considering whether the Plan provides pave County minimal maintenance requirements are at least as stringent as for the implementation of RACM for roads within the nonattainment area the FIP rule requirements and MCESD these sources. See Footnote 15. In our that currently exceed 150 ADT and meet has committed to improve compliance FIP, we promulgated a RACM fugitive dust rule applicable to unpaved roads in criteria to become public highways, and enforcement of these rules, we the Phoenix PM–10 nonattainment area using $22 million from Congestion propose that the MAG plan provides for and thus it provides a starting point for Management/Air Quality and MCDOT the implementation of RACM on determining whether the MAG plan funds.20 MAG Commitment; Maricopa disturbed vacant land. Because these measures for unpaved roads meet County Commitment, 1999 Revised rules increase the number of lots subject RACM. It is not necessary for the MAG Measure 17. This program will pave an to control thus collectively increasing plan measures to be identical to the FIP estimated 60 miles of unpaved the stringency of control on vacant rule in order to meet the CAA’s RACM roadways in fiscal years 2001–2003 disturbed lands, we propose that the requirement, but only that they provide which is approximately 20 percent of MAG plan also provides for the for implementation of RACM. See the privately-owned, publicly- implementation of BACM. footnote 16. However, if the submitted maintained County-jurisdiction roads For its MSM comparison, the MAG measures for a particular source are and 40 percent of vehicle miles traveled plan identifies measures in Clark identical to the FIP rule, we can on these roads. Maricopa County has County (Las Vegas, Nevada) Rule 41 and determine without further analysis that also committed to continue to evaluate South Coast Rule 403. See MSM Study, the MAG plan has provided for RACM other roads for funding when traffic pp. C–11 and C–16,17. The plan for that source. levels increase above 150 vehicle trips concludes that neither measure is more As discussed below, we propose to per day. Maricopa County Commitment, stringent than the Maricopa measures find that the MAG plan provides for the 1999 Revised Measure 17. We interpret because Rule 310 and 310.01 contain implementation of RACM and BACM this commitment to apply to any private similar, equally, or more stringent and the inclusion of MSM for unpaved roads within County jurisdiction, requirements. We agree that the roads. whether they currently receive minimal MCESD’s rules are equally or more Surface treatment to reduce dust from maintenance or not. stringent. unpaved roads and alleys. The principle As the County evaluates roads for We, therefore, propose to find that the control for public unpaved roads and paving, it may make exceptions to its MAG plan correctly concluded that alleys is Rule 310.01, section 304, which commitment to pave roads with vehicle there are no more stringent measures in requires all publicly-owned unpaved trips that exceed 150 ADT. The County’s other State plans or used in practice roads and alleys with 250 vehicles per evaluation process takes into account elsewhere that are applicable to the day or more to be stabilized by June 10, whether a road meets the proper criteria Phoenix area. 2000 and those with 150 vehicles per to become a public highway and g. Unpaved roads. This category day or more to be stabilized by June 10, whether estimated costs of paving are includes re-entrained dust from vehicle 2004. excessive (greater than $500,000 per travel on unpaved roads. There are three Several cities have commitments that mile).21 When MCDOT identifies a road classes of unpaved roads in the go beyond the requirements of Rule that meets these criteria (i.e. the road Maricopa nonattainment area: public 310.01 for publicly-owned unpaved can be declared a public highway and roads, private roads that are publicly roads. For example, the City of Phoenix maintained (also referred to as committed to, and recently 19 Pacific Environmental Services, ‘‘Survey for minimally-maintained or courtesy accomplished, paving all 80 miles of its Fugitive Dust Emission Sources,’’ April 15, 1999. grade), and private roads that are publicly-owned unpaved roads 20 Congestion Management/Air Quality (CMAQ) regardless of the level of vehicle travel. funds are federal transportation funds awarded to privately maintained. certain nonattainment areas for congestion Phoenix Commitment, Measure 98–DC– management or air quality-transportation projects 18 Rule 310 requires any earthmoving operation 7. Other cities, such as Tempe and such as paving unpaved roads. that disturbs 0.1 acre or more to have a dust control Gilbert, have very few remaining miles 21 A private road begins to bear other than local plan, including weed abatement by discing or of public unpaved roads/alleys. See traffic through extensions of other nearby public blading, whereas the Phoenix FIP rule weed roads or the construction of an indirect source that abatement requirements only apply to disturbances Tempe Commitments, Measure 98–DC– attracts external drivers using the road as a short equal to or greater than 0.5 acres. Rule 310, section 7 and Gilbert Commitments, Measure cut. See Maricopa County Commitments, 1999 303. 98–DC–7. Revised Measure 17.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00016 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19979 costs are not excessive), it will roads in the MAG plan. MAG plan, permitted sources, Rule 310 requires recommend that the Board of Table 10–7. We agree and propose to that a Dust Control Plan (DCP) be Supervisors open and declare the road find that there are no other more submitted and approved prior to a public highway. stringent measures for unpaved roads commencing any routine dust Because BACM implementation than are already included in the MAG generating activity, defined as any dust properly takes costs into account, we plan. generating operation which occurs more believe that MCDOT’s criteria for Please see the TSD section than 4 times per year or lasts 30 selecting private roads to pave are ‘‘Implementation of BACM and cumulative days or more per year.24 suitable in the context of a strategy to Inclusion of MSM for Unpaved Roads’’ Specific Rule 310 requirements implement BACM and will result in for a more detailed discussion of our include: control of the great majority of high proposed findings. • a 20 percent opacity requirement traffic unpaved roads. Although h. Construction sites and activities. for any dust generating operation available information on private roads Sources of fugitive dust emissions at • wind event control measures in city jurisdictions is limited, our construction site sources include land • implementation of control measures existing information suggests that a clearing, earthmoving, excavating, before, after and while conducting any typical privately owned unpaved road construction, demolition, material dust generating operation, including has low ADT.22 As a result, we believe handling, bulk material storage and/or weekends, after work hours and that the vast majority of private unpaved transporting operations, material track holidays roads do not need to be controlled in out or spillage onto paved roads (which • required control measures and order for us to determine that the MAG we have addressed in the paved road standards for: plan provides for the implementation of • unpaved parking lots section), and vehicle use and movement • BACM for unpaved roads for the annual unpaved haul/access roads on site (e.g., the operation of any • standard. equipment on unpaved surfaces, disturbed open areas and vacant Traffic reduction/speed control plans unpaved roads and unpaved parking lots • bulk material hauling for unpaved roads. Some jurisdictions areas). Windblown emissions from • bulk material spillage, carry-out, committed to evaluate this measure. disturbed areas on construction sites are erosion and track out Two jurisdictions committed to posting also a source of PM–10. Construction • 15 mph speed limit signs on private and open storage piles operations, which are mostly various • weed abatement by blading or public unpaved roads and access ways; forms of earthmoving, represent some discing a requirement in dust control one jurisdiction has posted 15 mph 90 percent of the emissions in this plans for at least one primary and one speed limits in all alleys. See MAG source category. contingency control measure for all plan, Table 10–9. Also, under Rule 310, The suggested measures in the MAG fugitive dust sources; the contingency owners/operators of unpaved haul roads plan are actually various means of measure is to be immediately and utility roads who comply with the improving compliance with controls as implemented if the primary control rule by limiting vehicle trips to 20 per opposed to new controls for measure proves ineffective day, must also limit vehicle speeds to 15 construction sites. The controls for In order to comply with the rule’s 20 mph. While speed limit controls are construction sites are found in MCESD’s percent opacity standard and dust only being implemented to a limited fugitive dust rule, Rule 310, revised on control plan requirements for extent, we believe the plan measures to February 16, 2000. implementing primary and/or pave or otherwise stabilize unpaved Rule 310’s requirements, effective on contingency control measures for roads in the Phoenix PM–10 February 16, 2000, apply to any source earthmoving activities,25 sources need nonattainment area establish the critical required to obtain a permit under to apply one or more controls, which in commitments for the implementation of Maricopa County rules, which includes most cases includes applying water or RACM and BACM. This is because road earthmoving operations of 0.10 acre or another dust suppressant before and stabilization ensures emission more and sources subject to Title V 23 during operations. Inactive disturbed reductions whereas speed limits may or permits, Non-Title V permits, or surfaces must be stabilized to meet at may not be observed. General Permits. In addition to rule least one of the rule’s stabilization Prohibition of unpaved haul roads. requirements for fugitive dust sources standards (e.g. visible crusting, 10 Rule 310 requires that unpaved haul located at any permitted source, Rule percent rock cover, etc.). Unpaved roads roads meet both a 20 percent opacity 310 requires that a Dust Control Plan and unpaved parking lots must also be standard and a silt content or silt (DCP) be submitted for any earthmoving stabilized to meet both a 20 percent loading standard. Rule 310, section operations of 0.10 acre or more, and that opacity standard and a silt content/ 302.2. We propose to find that this the DCP be approved prior to loading standard.26 Test methods requirement is sufficient for the commencing any dust generating associated with stabilization and implementation of BACM for these operation. The rule’s definition of a dust roads. We believe requiring compliance generating operation includes any 24 This is in addition to the requirement to submit with both of these standards ensures activity capable of generating fugitive a DCP for any earthmoving operation that disturbs that the BACM applied will have a dust including land clearing, 0.10 acre or more even if the operation is subject stabilizing effect. earthmoving, weed abatement by to Title V or other permitting requirements. Evaluation of unpaved road measures discing or blading, excavating, 25 Earthmoving operations include cutting and in other areas found none that are more filling, grading, leveling, excavating, trenching, construction, demolition, material loading or unloading of bulk materials, stringent than the measures for unpaved handling, storage and/or transporting demolishing, blasting, drilling, adding to or operations, vehicle use and movement, removing bulk materials from open storage piles, 22 Among the over 100 segments of unpaved the operation of any outdoor equipment back filling, soil mulching, landfill operations, or privately-owned and maintained roads that were weed abatement by discing or blading. identified in the PES survey, the contractor or unpaved parking lots. For other 26 Unpaved roads must meet a 6 percent silt estimated, using aerial photographs, that only 6 of content standard or, alternatively, a 0.33 oz/ft2 silt these have ADTs that exceed 150. Tube counts, 23 Title V permits are operating permits required loading standard, while unpaved parking lots must which are more accurate than other methods to by Title V of the Clean Air Act for major stationary meet an 8 percent silt content standard or, estimate ADT, were not conducted on these roads. sources and certain other stationary sources. alternatively, a 0.33 oz/ft2 silt loading standard.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00017 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19980 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules opacity standards are contained in to deal partially with this concern (see dust source is subject to a set of Appendix C, which was submitted with Rule 310, Appendix C), but we believe requirements under Rule 310 (e.g. Rule 310. that additional standards/test methods storage piles, dirt trackout, haul truck The February 2000 revisions to Rule are needed to fully assure that sources loads, disturbed areas, earthmoving 310 that have increased the rule’s are effectively controlled. We have operations). In addition, the Rule 310 stringency include the addition of already sponsored a field study to requirements are sufficiently stringent specific work practice standards, the address this issue and are considering to provide for the implementation of addition of stabilization standards and additional field work in Summer, 2000. RACM and BACM, with the exception test methods for unpaved surfaces, and We believe that additional time is of certain aspects of the rule that are modifications to the opacity test method needed for Maricopa County to addressed in the commitments made by (adding an alternative opacity test investigate options in coordination with MCESD. Thus, between the submitted method for unpaved roads and unpaved us, and then revise the rule. Therefore, parking lots and modifying the opacity a commitment is the appropriate rule requirements and commitments, we test method for other sources). We method of addressing this issue. propose to find that the MAG Plan believe that the new and/or revised The second enforceable commitment meets the CAA’s RACM and BACM standards/test methods provide for a addresses our concern that dust control requirements for construction sites. greater degree of control than under the plans (DCPs) lack specific criteria for The MAG plan identifies potentially previous SIP-approved version of Rule dust suppressant application. For more stringent construction site fugitive 310. example, a source engaged in grading or dust measures either in or under In addition to these Rule 310 cut-and-fill earthmoving for a multi-acre consideration for inclusion in others revisions, MCESD has made three project may choose to comply with Rule SIP. See MSM Study, Table 1–2 and enforceable commitments to further 310 by applying water. However, Table 3–1. strengthen requirements for neither the rule nor DCPs establishes construction sites that must be met by minimum criteria for the number of Most of the potential MSMs are July 2001. These commitments, which water trucks/water application systems provisions in South Coast fugitive dust all are part of Revised Measure 6 in and water truck capacity for any given rule, Rule 403. The MAG plan indicates Maricopa County’s commitments, are to: size construction site or a ratio of that each of the South Coast and 1. Research and develop a standard(s) earthmoving equipment to water trucks. MCESD’s rules are more stringent than and test method(s) for earthmoving The rule also does not contain a pre- the other in certain respects. MAG plan, sources, considering our field research, wetting requirement, although research p. 10–35. The MAG plan acknowledges that are enforceable and meet BACM may show this to be necessary to that Rule 403 contains more stringent requirements on stringency and source successfully control dust on certain soil control measure requirements than coverage. types. those imposed by Rule 310. For Currently, activities on construction Establishing criteria for dust control is example, Rule 403 requires that water sites must meet an opacity standard of complicated by variations in soils, be applied to soil not more than 15 20 percent. If research on the standards meteorological conditions, equipment minutes prior to moving the soil and and test methods find problems with the size/use, project phase, and level of requires open storage piles to be existing opacity standard’s activity. All these factors can impact the watered twice per hour or covered. enforceability, feasibility, or stringency amount of water (or other controls) However, the MAG plan indicates that for some or all earthmoving operations, needed to control fugitive dust on a Rule 310’s 20 percent opacity limit is MCESD will revise the rule to modify particular site on a particular day, generally more restrictive than Rule the existing opacity test method to making it difficult to establish criteria 403’s property line standard because a address the problems as warranted or that apply to all sites at all times. This 20 percent opacity fugitive dust plume adopt a new standard(s) and test explains why more time is needed for method(s) to deal with any problems MCESD to develop criteria to address a typically disperses to zero visibility that cannot be addressed by modifying multitude of circumstances. within 50 feet downwind of a source. the opacity test method; The third enforceable commitment MSM Study, p. C–12. The MAG plan 2. Research, develop and incorporate addresses our concern that while Rule concludes that, on balance, Rule 310 is additional requirements for dust 310 currently contains an acceptable equally stringent compared to Rule suppression practices/equipment for recordkeeping requirement, a more 403’s construction site requirements. construction activities into dust control specific recordkeeping requirement We agree with this conclusion with the plans and/or Rule 310; would help improve compliance. caveat that we believe Rule 310 and/or 3. Revise the sample daily Currently neither the rule nor DCPs dust control plans require additional recordkeeping logs for new and renewed specify what information should be control measures for dust suppression. Rule 310 permits to be consistent with included in a daily log. MCESD has This caveat is addressed in the MAG rule revisions and to provide sufficient committed to revising and distributing plan’s commitment to research, develop detail documenting the implementation to permitted sources daily and incorporate additional requirements of dust control measures required by recordkeeping log sheets to provide for dust suppression practices/ Rule 310 and the dust control plan. sufficient detail documenting the equipment for construction activities Distribute sample log sheets with issued implementation of dust control into dust control plans and/or Rule 310. permits and conduct outreach to measures. The MAG plan does not discuss any sources. Based on our evaluation of revised The first enforceable commitment Rule 310 and the additional construction site measures from other addresses our concern that the existing commitments made by MCESD, we areas as potentially more stringent opacity standard and test method for propose to find that the rule and measures. Based on our work with the earthmoving operations may not always commitments together include a Las Vegas area, we have identified be sufficient to control construction site comprehensive set of BACM level requirements in Clark County Health dust to BACM levels. MCESD has controls for construction sites. The rule District permits that are potentially already revised the opacity test method is comprehensive in scope in that each more stringent than Maricopa County’s

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00018 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19981 measures.27 These requirements include June 10, 2000, an agricultural general Browner, No. 98–71158, at 43–59 (9th stand tanks on projects that are 10 acres permit specifying BMPs for regulated Cir., filed Oct. 2, 1998) (petition for or more in size, an additional, separate agricultural activities to reduce PM–10 review challenging EPA’s FIP water truck when using a trencher or emissions in the Maricopa PM–10 commitment to adopt and implement when screening, a separate water truck nonattainment area. The Committee also RACM for agricultural sources), and or pull during landscaping, maintaining is required to adopt and implement an Brief for Respondents in Ober v. all stockpiles in a moist condition, etc. education program by June 10, 2000, Browner, No. 99–71107, at 16–40 (9th We propose to find that Rule 310’s and affected agricultural sources are Cir., filed Aug. 26, 1999) (petition for existing provisions and Maricopa required to implement at least one BMP review challenging EPA’s approval of County’s second enforceable by December 31, 2001. A.R.S. 49– the State’s commitment to adopt and commitment to research, develop and 457.A–H, M. On June 29, 1999, we implement agricultural BMPs as incorporate additional requirements for approved this legislation as a SIP meeting the RACM requirement of the dust suppression practices/equipment revision meeting the requirement for the CAA). into Rule 310 and/or DCPs are implementation of RACM in In the context of this proposed action, consistent with Clark County’s 189(a)(1)(C) and at the same time our reasoning in short is that a legally requirements. withdrew our commitment to adopt binding commitment—embodied in the We have also identified a requirement RACM controls for agricultural that we State statute establishing a committee in Imperial County Regulation VIII that included in the 1998 PM–10 FIP. 64 FR that is required to adopt a general is potentially more stringent than 34726. permit specifying BMPs and identifying Maricopa County’s measures. Imperial The MAG plan relies on the State’s specific deadlines for their County Regulation VIII requires that commitment in A.R.S. 49–457 to adopt implementation—meets the statutory water be applied 15 minutes prior to and implement BMPs to meet the requirement in CAA section 189(b)(1)(C) handling or transferring bulk material, requirement to provide for the since it is a ‘‘provision to assure that chemical/physical stabilization, or implementation of BACM for best available control measures’’ are sheltering/enclosure of the operation agricultural sources. MAG plan, p. 7– implemented by a fixed deadline. While and transfer line. We propose to find 156 and Letter from ADEQ to EPA, in preparing the FIP, we reviewed that Maricopa County’s second September, 1998, submitting the measures adopted by the South Coast enforceable commitment to research, commitment as a SIP revision. The plan for the control of PM–10 emissions from develop and incorporate additional also relies on the statutory commitment agricultural sources, we concluded that requirements for dust suppression to meet the MSM requirement in CAA agricultural sources in the United States practices/equipment into Rule 310 and/ section 188(e). MAG plan, p.10–25. vary by factors such as regional climate, or DCPs is consistent with Imperial Arizona’s statutory BMP commitment soil type, growing season, crop type, County’s requirements. is similar to the commitment we made water availability, and relation to urban For these reasons, we propose to find in our 1998 PM–10 FIP. 63 FR 41326 centers, therefore, each PM–10 that the MAG plan provides for the (August 3, 1998). As part of the RACM agricultural strategy is uniquely based inclusion of the MSM applicable to the demonstration in the FIP, we on local circumstances. As a result, we Phoenix area for construction sites and promulgated a commitment, codified at could not, without further analysis, activities. 40 CFR 52.127, to ensure that RACM for conclude that the South Coast controls i. Agricultural sources. The agricultural sources will be should be immediately implemented in agriculture source category covers all expeditiously adopted and the Maricopa area. dust generating activities and sources on implemented. For agricultural sources, Furthermore, we determined that the farms and ranches in the Maricopa the State is using a similar strategy to goal of attaining the PM–10 standards in nonattainment area. These activities and address the RACM, BACM and MSM Maricopa County with respect to sources include land planning, tilling, requirements. agricultural sources would be best We propose to find that the State’s harvesting, fallow fields, prepared served by engaging all interested commitment to adopt and implement fields, field aprons, and unpaved roads. stakeholders in a joint comprehensive Maricopa County is rapidly agricultural BMPs adequately addresses process on the appropriate mix of urbanizing with agricultural land being requirement to implement BACM and agricultural controls to implement in converted into other uses at a rate of include MSM. The potential BACM Maricopa County. We stated our belief explicitly identified in the MAG plan approximately 6,000 acres per year. that this process, despite the additional will be considered during the BMP Cathy Arthur, MAG, December, 1997. time needed to work through it, will development process. Despite the conversion of agricultural ultimately result in the best and most We have, beginning with the cost-effective controls on agricultural lands to other uses, agricultural sources proposed rulemaking for our 1998 PM– are expected to continue to contribute to sources in the County. 10 FIP and culminating in Ninth Circuit While A.R.S. 49–457 does not use the PM–10 emissions for the foreseeable litigation on both the FIP and our SIP term ‘‘best available control measure,’’ future, especially in relation to the PM– approval, explained at length our its definition of BMPs is consistent with 10 24-hour standard. reasoning that a commitment to the criteria in EPA’s guidance. ‘‘Best The MAG plan identifies a number of implement PM–10 controls beginning in management practices’’ are defined in potential BACM for agricultural sources. June 2000 for agricultural fields and A.R.S. 49–457.N.3 as ‘‘techniques MAG plan, pp. 5–66 thru 5–72 and pp. aprons in the Phoenix PM–10 verified by scientific research, that on a 6–12 through 6–13. nonattainment area rather than the case by case basis are practical, In 1998, Arizona passed legislation immediate implementation of fully- economically feasible and effective in establishing an Agricultural Best developed regulations for those sources reducing PM–10 particulate emissions Management Practices (BMP) committee meets the RACM requirement in CAA from a regulated agricultural activity.’’ for the purpose of adopting by rule by section 189(a)(1)C). See 63 FR 15920, The broad definition of BMPs in the 27 These requirements are not in Clark County’s 15935–15936 (April 1, 1998); 63 FR Arizona statute authorizes the BMP fugitive dust rule, but rather are required practices 41332–41334; 63 FR 71817. See also committee to adopt measures that will in dust control permits. Brief for Respondents in Ober v. comply with our definition of BACM.

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Moreover, as noted above, the statute fireplaces and woodstoves as well as combustion. Except for the adoption of provides for BMP implementation that barbecues and firepits. a lower threshold for calling no burn begins with an education program by Measures to control PM–10 from episodes, the plan does not provide for June 10, 2000 and culminates in full residential woodburning include public the adoption of any of these measures implementation of the BMPs by education program, woodburning but provides reasoned and acceptable December 31, 2001. 28 curtailment programs, retrofit justifications for their rejection. Similarly, we have concluded that the requirements and restrictions or bans on Therefore, we propose to find that the definition of BMPs in the Arizona the installation of woodburning stoves MAG plan provides for the inclusion of statute is broad enough to authorize the and/or fireplace. In total the MAG plan MSM. BMP committee to adopt measures that list 11 potential BACM and 10 potential k. Secondary ammonium nitrate. meet the level of control in the MSM. MAG plan Tables 5–2 and 1–7. Secondary ammonium nitrate is formed requirement to include MSM in CAA We believe this list is complete and by a chemical reaction in the section 188(e) as we propose to interpret propose to find that the MAG plan atmosphere between oxides of nitrogen it in this proposed action. In reviewing evaluates a comprehensive set of (NOX) and ammonia (NH3). Ninety measures in other SIPs and/or that have residential woodburning measures. percent of NOX comes from motor been adopted elsewhere, MAG MCESD Rule 318, Approval of vehicle exhaust (both on and off road) determined that cessation of high wind Residential Woodburning Devices, and 99.9 percent of NH3 comes from tilling and soil erosion control plans establishes standards for the approval of animal wastes. See MAG plan, Table 3– were the most stringent measures residential woodburning devices that 1. available that had potential application can be used during restricted-burn Two potential BACM were identified for agricultural sources in Maricopa periods. Maricopa County’s Residential for ammonia nitrate control: Reduce County. MAG plan p. 10–47. These Woodburning Restriction Ordinance emissions of ammonia and nitrates from measures are included in South Coast provides that restricted-burn periods are agricultural operations and require Rule 403 which requires PM–10 declared by the Control Officer when animal waste management plans for controls for all fugitive dust sources, the Control Officer determines that air farms/ranches with more than 50 including agricultural sources. In pollution levels could exceed the CO animals. The first measure involves December 1998, South Coast adopted a standard and/or the PM standard (150 tilling in of manure used as fertilizer µ 3 set of conservation practices for g/m ). We approved Rule 318 and an within 48 hours of application. MAG agricultural sources to use to reduce earlier version of the ordinance (revised plan, Table 6–1, measure 97–AG–3. The fugitive dust. These practices were April 21, 1999) as providing for the second measure would focus on developed in consultation with affected implementation of RACM. See 64 FR reducing ammonia emissions from stakeholder groups. See Guide to 60678 (November 8, 1999). livestock waste during the winter Agricultural PM–10 Dust Control MCESD revised the ordinance on months when conditions are most Practices. The BMP task force will November 17, 1999 to allow the Control conducive to ammonium nitrate consider these measures during the Officer to declare restricted-burn formation. MAG plan, Appendix B, periods when the particulate matter development of the BMPs. MAG plan p. Exhibit 5, p. 5–70. For MSM, no pollution levels could exceed the 10–47. After the BMPs and supporting measures were found that required ‘‘particulate matter no-burn standard’’ of technical documents are submitted to animal waste management plans for 120 µg/m3. In addition, A.R.S. section EPA, we will review them to determine farms or ranches and no other measures 9–500.16 and A.R.S. section 11–875 if their level of control is as stringent as were identified. See MAG plan, Table (1998) require cities and the County to the South Coast rule or adequately 10–7. A large number of measures that adopt by December 31, 1998, an justifies why such level would not be could reduce NO emissions were ordinance that prohibits the installation x feasible in the Maricopa area. identified and have been evaluated for or construction of a fireplace or wood As discussed elsewhere in this TSD, on-road motor vehicles and nonroad stove unless it is a fireplace with a we propose to interpret section 188(e) to engines. We believe these list of permanently installed gas or electric log require implementation of MSM as measures is complete and propose to insert, a fireplace or wood stove that expeditiously as practicable. For the find that the MAG plan evaluates a meets EPA’s Phase II wood stove reasons stated above, in our FIP, and in comprehensive set of potential controls requirements, or a fireplace with a wood our approval of the State legislation as for ammonium nitrate. stove insert that meets EPA’s Phase II meeting the RACM requirements of the Data from earlier studies indicate that stove requirements. Most jurisdictions CAA, we conclude that the ammonia emissions would need to be have adopted or have committed to or implementation schedule in the State reduced by 80 percent to have an indicated that State law requires them to statute meets that test. Finally, we appreciable impact on ambient adopt the required ordinance. See MAG conclude that the commitment in the concentrations of ammonium nitrate. Plan, pp. 7–55 to 7–64. State legislation meets the requirement MAG plan, Appendix B, Exhibit 5, p. C– that ‘‘the plan include[s] the most With these additional controls, the overall residential woodburning 1. Essentially all ammonia emissions in stringent measures * * *.’’ Emphasis the inventory are from livestock and not added. restriction program is strengthened and goes beyond the existing RACM-level from the application of manure to j. Residential wood combustion. The agricultural fields. As result, controls on residential wood combustion (RWC) program. Both strengthening and expanding existing programs are key the application of manure are very category includes emissions from the unlikely to have any impact on PM–10 burning of solid fuel in residential criteria for demonstrating the implementation of BACM. See levels the Phoenix area and therefore are not technologically feasible. 29 The 28 Addendum at 42013. Where the MAG Of course, once adopted and submitted to EPA estimated reduction in ammonia from as a SIP revision, the individual BMPs will have to plan has rejected potential BACM, it be evaluated to determine if they comply in their provides a reasoned justification for the specifics with the BACM requirement. Here we 29 We consider a measure technologically feasible need only determine that the Arizona statute rejection. for an area only if it has the potential to reduce provides sufficient authority to assure that BACM The MAG plan identified a number of emissions in manner that reduces ambient will be implemented by June 10, 2000. potential MSM for residential wood concentrations in the area.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00020 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19983 implementing waste management plans This level of staffing is in contrast to the Enforcement program. By April 2000, is 30 percent, far short of the 80 percent less than 1 staff position devoted to the MCESD will revise it fugitive dust needed to show impact on PM–10 levels program in 1996. enforcement policy to (MAG plan, Appendix B, Exhibit 5, p. After reaching the committed staffing • include guidelines for initiating 5–72), so we also believe that this level, MCESD will review the program various enforcement actions measure is currently not technologically in March 2000 to evaluate its • include guidelines for reinspecting feasible. effectiveness and the potential need to define timely and appropriate action by Other than the on-road vehicle and add more staff. laying out guidelines for which type of nonroad engine categories, we do not Organization. A new enforcement violation is appropriate for specific believe that there are any other sources section has been created under the enforcement actions and for the time of NOx that should be called significant direct supervision of the MCESD frames for escalating enforcement in terms of contributing to ammonium Director/Air Pollution Control Officer actions when appropriate nitrate levels. (APCO). This position streamlines • identify priority violations • Because the MAG plan includes an enforcement by reducing senior include guidelines for when to seek extensive number of measures for management review and approval of penalties reflecting the economic benefit controlling NOx sources and no measure enforcement actions and allows of noncompliance, if feasible • are identified for the control of enforcement officers to submit directly include guidelines for seeking and ammonia as technologically feasible, we to the APCO’s desk all enforcement determining higher penalties for repeat propose to find that the MAG plan violators actions requiring APCO approval. • provides for the implementation of In addition, inspectors will be located guidelines for inspectors to handle RACM and BACM and for the inclusion in two new regional offices to provide predetermined citation categories form of MSM for secondary ammonium quicker response times to dust-related observation to justice court Enforcement nitrates. complaints and allow more time in the action options include issuing an Order l. MCESD’s commitments to improve field. of Abatement, filing a Misdemeanor compliance and enforcement of its Funding. Revenue for fugitive dust Complaint in Justice court, or asking the fugitive dust rules. MCESD has program is estimated at $1.12 million County Attorney to seek a civil penalty committed to expanding and improving in Superior Court. the compliance and enforcement from annual earth moving permit fees, a $772,000 increase over the previous Inspectors will handle certain program for its fugitive dust rules. These predetermined citation category commitments are found in Maricopa level that is due to the permit fee increases adopted in 1998. violations and will be responsible for County, 1999 Revised Measure 6, case development from observance of a Inspection program. MCESD will adopted December 15, 1999. A narrative violation to filing of the actual citation develop by April, 2000 inspection description of the commitments and in the justice court. Having the priorities for vacant lots and unpaved other program changes are found in inspectors handle routine cases will parking lots that consider lot size and Appendix IV, Exhibit 3 to the MAG enable the enforcement officers to work number of sources, with larger lots plan’s modeling TSD. MCESD has also on resolving cases involving more being inspected first and smaller lots in committed to continuing to improve serious and complicated violations. succeeding years. A number of cities Rule 310 and Rule 310.01. These Public outreach/education. Public have municipal programs to address commitments are described in section outreach and education consists of staff these sources; therefore, the Department F.3.g. ‘‘Construction Sites and training, educating the regulated parties, will initially direct its inspections to Activities.’’ developing good working relationships cities lacking such programs. It will also These improvements include with other involved parties such as the track the city plans that are required by increased public outreach and cities, and making the program more State statute to stabilize target unpaved education, increased funding and understandable. Increased education of roads, alleys and unpaved shoulders. staffing, increased inspection frequency, both inspectors and the regulated MCESD has also increased inspection revised enforcement policies, and industry increases compliance. commitments to program evaluations rates and improved procedures for Among the public outreach and and improvements. They address many permitted sources such as construction education efforts will be: of the program areas that are key to sites including: • • Inspector training on case improving compliance and we believe Proactively inspecting sites larger development. form a solid program for increasing the than 10 acres, 3 to 6 times per year and • Inspector training on revised test effectiveness of the County’s fugitive inspect smaller sites once within 30 methods. dust program. days of project start date. • City staff training on preparing • Staffing. By the end of January, 2000, Scheduling weekend inspections inspection reports and notices of the inspection staff will increase to eight randomly once per month. violation. inspectors, 1 supervisor, 1 aide and 2 • Providing a shortened complaint • On-going training at the local enforcement officers. By April, 2000, the response time with a goal of 8 hours for community college. County Attorney’s office will hire an high priority complaints and • Making information available on attorney to expedite civil litigation and maintaining the current goal of 24 hours MCESD website. to assist with prosecuting Class One for others. • Distribution of information through Misdemeanor cases. A coordinator will • Revising standard operating city building departments and other be added to the Small Business procedures and checklists for fugitive sources. Environmental Assistance Program to dust inspections to be consistent with Program evaluation and tracking. assist smaller builders and construction the revised rules. MCESD will track the number of companies and to help develop and • Revising inspection standard inspections, number and type of implement education programs. In total, operating procedures to have inspectors enforcement actions, amount of resources devoted to the fugitive dust check for records and inspect fugitive penalties assessed, and amount of program will be 15 positions, a 25 dust sources at permitted stationary penalties collected. It will also conduct percent increase over previous levels. sources. mid-year reviews of the program in

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September, 2000 and again in March demonstrates that attainment by 2001 is identifying candidate measures for any 2001 to evaluate progress and future impracticable with the implementation source category of PM–10 present in the needs. of BACM. Phoenix area. MAG plan, p. 10–25. To identify candidate MSM, MAG’s G. Attainment Date Extension 3. Complied With Commitments and contractor Sierra Research interviewed Requirements in the SIP 1. Apply for an Extension people knowledgeable about PM–10 We interpret this criterion to mean controls, reviewed the documents used We interpret this requirement to mean that the State has implemented the that the State must apply in writing for to develop the candidate list of BACM control measures in prior SIP revisions and obtained copies of current air an extension and that the extension it has submitted to address the CAA request must accompany the SIP quality control measures from most requirements in sections 172 and 189 other States including both SIP and non- submittal containing the demonstration for PM–10 nonattainment areas. It does SIP measures. MSM Study, p. 1–2. that the area will attain by the most not include measures being approved in After a comprehensive list of expeditious alternative date practicable. this action. candidate MSM was developed, each The public must be provided reasonable The two SIP revisions that Arizona measure was screened against the notice and a public hearing on the has submitted to address PM–10 are the corresponding Maricopa measure to request before it is submitted. 1991 MAG moderate area plan and the identify those with more restrictive MAG, as the lead air quality planning 1997 microscale plan. emission limitations, more extensive list agency for the Phoenix metropolitan The 1991 MAG plan includes a broad of affected sources, fewer exemptions, area, formally requested an extension of range of measures to address PM–10 and/or one or more substantive the PM–10 nonattainment deadline to including controls for constructions regulatory provisions not found in the December 31, 2006 based on sites, paved road, unpaved roads, Maricopa measure. The remaining MSM documentation in Chapter 10 of the unpaved parking areas, vacant lots, and were grouped by source category and MAG plan and Appendix C, Exhibit 5 of woodburning. The plan also included were either included in the plan or a the MAG plan. MAG plan, p. 10–2. This reasonably available control technology reasoned justification for rejecting the extension request is an integral part of for stationary sources and a wide range measure was provided. MSM study, the MAG plan and was subject to public of transportation control measures. The Table 3–1 and MAG plan, p. 10–46. hearing along with the rest of the plan. implementation of the measures in this We propose to find that the MAG plan 2. Demonstrate the Impracticability of plan are described in the MAG plan at demonstrate to our satisfaction that it Attainment by December 31, 2001 pp. 10–10 to 10–25. The principal includes the most stringent measures controls in this plan were Rule 310 and that are included in the implementation In order to demonstrate the County woodburning ordinances. plan of any State, or are achieved in impracticability, the plan must show The plan also contained a large number practice in any State, and can be that the implementation of BACM (as of commitments from the local feasibly be implemented in the Phoenix determined by our guidance) on jurisdictions to various measures. Most area. significant sources categories will not of the measures represented ‘‘business We have discussed identification and bring the area into attainment by as usual’’ actions by the jurisdictions to adoption of MSM and the rejection of December 31, 2001. do infrastructure (e.g., road) any MSM for each category deemed To demonstrate the impracticability of improvements, to implement existing significant for BACM earlier in this attainment by 2001, the MAG plan building codes or take actions already preamble. The MAG plan identifies derived from the air quality modeling a underway for the carbon monoxide three MSMs for categories considered de change in PM–10 concentrations per plan. MAG plan, pp. 10–13 through 10– minimis in the BACM analysis. These change in emissions using the modeled 24. categories are cattle feed lots, concentration for the year 2006 and The 1997 Microscale plan focused on incinerators, and charbroilers. observed concentration for the year fugitive dust sources such as Cattle feed lots: MCESD Rule 310.01 1995 at Greenwood monitor and the construction sites, vacant lots, unpaved requires that owners/operators of overall change in emissions between the roads, unpaved parking lots, and commercial feedlots and/or livestock two years. MAG plan, p. 8–10. Using agriculture. The principal controls in areas apply dust suppressants, apply this information, the plan estimates that this plan were improvements to the gravel, or install shrubs and/or trees the annual concentration in 2001 will be implementation of Rule 310 and within 50 to 100 feet of animal pens. µ 3 52.21 g/m after implementation of coordination with the cities to improve The MAG plan identifies South Coast BACM. Because the projected 2001 fugitive dust control. Implementation of Rule 1186 requirements for livestock annual concentration is still above the the measures in the Microscale plan are operations as a potentially more µ 3 50 g/m annual NAAQS, the MAG plan discussed in Maricopa County stringent requirements than Rule concluded that it was impracticable to commitments, 1998 Revised Measure 6. 310.01. However, the two rules control 30 attain by 2001. MAG plan, p. 8–10. From available information in the different sources at commercial Based on our analysis of control MAG plan, we believe that the feedlots/livestock areas. South Coast measures in the MAG plan as described commitments and requirements in these Rule 1186 requires controlling unpaved in the preceding sections, we propose to plans have been met. We, therefore, roads and hay grinding at dairy and find that the MAG plan provides for propose to find that the State has horse farms but does not address implementation of BACM as required by complied with the requirements and fugitive dust emissions from disturbed CAA section 189(b)(1)(C). Based on the commitments in its implementation open areas. MCESD Rule 310.01 modeling analysis in the plan, we also plan. controls fugitive dust emissions from propose to find that the MAG plan also disturbed open areas at dairies and 4. Include the Most Stringent Measures cattle lots, but not unpaved roads and 30 In addition the MAG plan shows that The MAG plan excluded no source hay grinding. implementation of controls on the de minimis source categories would not produce enough categories of directly-emitted PM–10 In the Maricopa County PM–10 emission reductions to show attainment in 2001. from its MSM analysis instead simply nonattainment area, there is only one MAG plan, p. 9–11. started its evaluation of MSM by cattle feedlot and less than half the

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00022 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19985 number of dairies compared to those 5. Demonstrate Expeditious Attainment used as the base year because an subject to South Coast Rule 1186. For the reasons discussed below, we intensive inventory and monitoring Similar to South Coast, unpaved roads propose to find that the MAG plan study was performed during it; the 65 at dairies are low travel (10 to 20 ADT) demonstrates attainment by the earliest days coincided with the available PM– and represent a very small source of date practicable after December 31, 2001 10 24-hour average monitoring data, emissions in the Phoenix area and as required by section 189(b)(1)(A)(ii) of which are collected once every 6 days. controls on them would not advance the the CAA. We also propose to find that During 1995 the peak monitored annual µ 3 attainment date. We, therefore, believe the attainment demonstration relies on PM–10 concentration was 60.01 g/m we can find that the MAG plan provides control measures that either are at the Greenwood monitor while the for the implementation of MSM to our model predicted a peak concentration of approved or are being proposed for µ satisfaction without Rule 1186 approval and meet our SIP 75.91 g/m3 at a location away from the provisions for unpaved roads at cattle enforceability criteria; that the Greenwood monitor. MAG TSD, Chapter 31 feed lots. In Maricopa County, hay emissions estimates assigned these III. grinding activities occur primarily at measures in the attainment Step 2. After the base case model is feed mills (as opposed to dairies) which demonstration are reasonable; and the developed, emissions are projected into are permitted sources and thus already measures are being implemented on a the future. Projections are based on particular facilities’s expansion plans, subject to control requirements. schedule that is as expeditious as business and socioeconomic Incinerators: The MAG plan identifies practicable and will result in attainment by the earliest practicable date. See projections, and projections of the effect Clark County’s Rule 26 as having a more discussion below. of changing technology and of the stringent opacity limit than MCESD’s a. Air quality modeling. A modeled control measures that are already in Rule 313. Clark County limits opacity attainment demonstration for the PM–10 place. The model simulation is repeated from existing incinerators to 5 percent annual standard should first estimate with these future emissions but with the while Maricopa’s limit is 20 percent. the temporal and spatial distribution of same meteorological inputs as before. MAG plan, Table 10–7. Incinerators are PM–10 and PM–10 precursor emissions This simulation shows how a day a very small source in the Phoenix that result from the adopted control meteorologically conducive to high PM– nonattainment area. In 1994 there were measures by the attainment date. It 10 concentrations will look in the future 32 incinerators that together emitted should then simulate the ambient air if no new controls are implemented. 2.56 metric tons per year (7.1 kg per concentration of these emissions in an The resulting modeled concentrations day). 1994 Regional PM–10 Inventory, air quality model and show that all can be used to derive an estimate of the p. 4–17. Because incinerators are so locations within the nonattainment area additional emission reductions needed small a source and controls on them have annual average PM–10 to attain the air quality standard. would not advance the attainment date, concentrations below the level of the For the MAG plan, emissions are we propose to find that the MAG plan annual PM–10 standard of 50 µg/m3. projected to 2006 (which MAG found to provide for the inclusion of MSM to our See ‘‘Guidelines on Air Quality be the earliest practicable attainment satisfaction without including Clark Models,’’ 40 CFR part 51 appendix W, year). Before additional controls, the County’s opacity limit for incinerators. section 7.2.2. and ‘‘PM–10 SIP 2006 future peak PM–10 annual average was simulated to be 86.72 µg/m3. Charbroiling: Emissions from Development Guideline,’’ EPA–450/2– 86–001, June 1987. Because this was above the NAAQS of charbroiling and frying meat are µ 3, To provide context for our evaluation 50 g/m the modeling showed that estimated to 0.6 mtpd or 227 mtpy. 1994 additional control measures were Regional PM–10 Inventory, p. 4–25. of the air quality modeling in the MAG plan, we will first briefly describe the needed. MAG plan, p. 8–6. This is 0.4 percent of the daily directly- Step 3. The effect of control measures emitted PM–10 inventory in 1994 and steps in developing a modeled attainment demonstration and how the on ambient concentrations are 0.4 percent of the annual inventory in MAG plan performed each step. simulated by changing the model 1994. MCESD has committed to develop Step 1. A modeling base case is emission inputs for future years to a new rule to require existing and new developed to replicate PM–10 reflect higher implementation rates or chain-driven and underfired concentrations for specific recent days larger emission reductions from charbroilers, typically found in by simulating the emissions and additional controls. Additional restaurants specializing in grilled meat meteorology that occurred for those measures are tried if PM–10 products, to be equipped with emission days, by hour and by location concentrations are still above the control equipment. South Coast is throughout the area being modeled (that standards. developing a new rule to deal with is, the model domain). For some input Attainment is demonstrated when underfired charbroilers and MCESD will parameters, alternative plausible values sufficient emission reductions are in wait until South Coast completes its are tried in a diagnostic process to place so that modeled concentrations in rulemaking to adopt this measure. ensure that the model is performing in every grid square are below the MCESD is projecting adoption of its rule a physically reasonable way. PM–10 standard. in Spring, 2001. Maricopa County concentrations from the model output MAG showed that with additional commitments, Revised Measure 23. We are compared to monitored values to controls, the peak annual PM–10 propose to find that implementation of evaluate the performance of the model. concentration in 2006 is 49.70 µg/m3, this rule is expeditious. Waiting on The base case for the MAG plan which is below the annual PM–10 South Coast to complete its rulemaking, consisted of the application of the urban NAAQS of 50 49.70 µg/m3, thus which will establish control airshed model with the limited requirements for underfired chemistry module (UAM/LC) to each of 31 The MAG TSD is the ‘‘Revised Technical charbroilers, is appropriate given that 65 days during 1995. The results from Support Document for Regional PM–10 Modeling in the South Coast rule when adopted will Support of the Revised MAG 1999 Serious Area modeling each of these days are then Particulate Plan for PM–10 for the Maricopa County set the standard for control on these averaged together to get the modeled Nonattainment Area,’’ MAG, February 2000 found types of charbroilers. annual PM–10 concentration. 1995 was in Appendix A, Exhibit 7 of the MAG plan.

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00023 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19986 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules demonstrating attainment. MAG plan, p. detailed evaluation in EPA TSD section acceptable under EPA modeling 8–12. ‘‘Demonstrate Attainment by the Most guidance for PM–10. We therefore In evaluating the air quality modeling Expeditious Alternative Date Practicable propose to approve the modeling for the in the MAG plan, we reviewed the after December 31, 2001.’’ annual NAAQS because it provides a choice of models; the selection of The modeling performed for the MAG credible demonstration that the credited episodes to model, the selection of the plan is as sophisticated as any that has control measures will provide for modeling domain and grid resolution, been performed for a PM–10 SIP. While attainment of the annual standard by the methods of preparing wind, there are several problems associated 2006. temperature, and mixing height fields with the model’s performance for data; the selected initial and boundary secondary particulates and several other b. Control measures relied on for conditions values; the modeling shortcomings of the modeling and its attainment. For demonstrating emission inventories; the procedures for documentation, the dominance of the attainment, the MAG plan relies on and results of quality assurance, contribution of primary particulates reductions in directly-emitted PM–10 diagnostic testing and sensitivity from fugitive dust to PM–10 from 12 measures. MAG plan, Table 8– testing; and selected modeling concentrations in the Phoenix area 2. We have listed each measure; the performance goals and model results vis obviates these concerns. At worst the rule, commitment or state statute a vis these goals. We have found them MAG plan’s modeling is akin to through which it is implemented, and all generally acceptable. See our modified rollback, an approach that is its emission reductions in Table 1–1.

TABLE 1±1.ÐCONTROL MEASURES RELIED ON IN THE ATTAINMENT DEMONSTRATION

Emission re- Measure Implementation mechanism duction (mtpd)

Strengthening and Better Enforcement of Fugitive Dust Rules Rule 310 and Maricopa County Commitments, 1999 Revised 60.6 (Construction sites). Measure 6. Unpaved roads and alleys ...... Rules 310 and 310.01, Maricopa County Commitments, 199 12.2 Revised Measures 6 & 17, City/Town Commitments for Un- paved Roads and Alleys. Unpaved parking lots ...... Rules 310 and 310.01 and Maricopa County Commitments, 3.7 1999 Revised Measure. Vacant disturbed lots ...... Rules 310 and 310.01 and Maricopa County Commitments, 1.8 1999 Revised Measure 6. 01PM±10 efficient street sweepers (MAG) ..... MAG Commitment, ``PM±10 Efficient Street Sweepers'' City/ 1.1 Town/County Commitments for Street Sweeping. Curbing, paving, or stabilizing shoulders on paved roads ...... City/Town/County Commitments for Stabilizing Shoulders ...... 1 Curbing paving or stabilizing unpaved access points ...... City/Town/County Commitments for Stabilizing Unpaved Ac- 0.4 cess Points. PM±10 episode thresholds ...... Maricopa County Residential Woodburning Restriction Ordi- 0.07 nance. Restaurant charbroiler controls (Maricopa County commitment) Maricopa County Commitment, 1999 Revised Measure 23 ...... 0.07 Cleaner Burning Gasoline ...... ADEQ Regulations (already SIP approved) ...... 0.03 Pre-1988 Heavy-Duty Diesel Vehicle Standards ...... A.R.S. 49±542 F.7...... 0.02 Coordinate traffic signals ...... City/Town/County Commitments for synchronizing traffic lights. 0.01

We have evaluated each of these percent rule effectiveness is the ability We have not established any explicit measure to ensure that it meets our SIP of a regulatory program to achieve all guidance for applying RE to particulate enforceability criteria. These criteria the emission reductions that could be matter sources. We know, however, that ensure that the measure’s compliance achieved by full compliance with the PM sources like VOC sources are not in requirements’applicability, performance applicable regulations at all sources at full compliance with applicable rules at standards, compliance schedule, and all times. all times; therefore, some RE factor monitoring methods—are clear. needs to be applied. For this We have established policies on We have also evaluated the emission rulemaking, we have applied the applying rule effectiveness factors for reductions credited to each measure to existing Agency RE guidance for VOC both base year and projected year ensure they are reasonable. In sources to emission reduction estimates particular, we looked at the reduction inventories of volatile organic for Rule 310 and Rule 310.01. estimates for Rules 310 and 310.01. compounds (VOC), a precursor to ozone. The items that influence compliance The MAG plan assumes an See General Preamble at 13503 and with a rule and thus the appropriate RE incremental increase in rule ‘‘Rule Effectiveness Guidance: factor are the clarity of the rule, its effectiveness for these rules from 66 Integration of Inventory, Compliance, compliance requirements and the percent in 1998 to 80 percent in 2006. and Assessment Applications.’’ USEPA, complexity of the controls required by MAG TSD, Appendix IV, Exhibit 1, OAQPS, EPA–452/R–94–001, January the rule; the source’s actions; and the Committed Measure 1. Rule 1994, (RE Guidance). In general, we implementing agency’s actions. See RE effectiveness (RE) accounts for emission encourage states to derive local Guidance, pp. Table 1–1 and Appendix reductions lost because of category-specific RE factors. If there are C. noncompliance, control equipment no such local RE factors, we require the Under our guidance, a state is allowed downtime, failure to apply adequate use of an 80 percent effectiveness and required to use a 80 percent RE controls, or failure to use control default value in VOC inventories. factor absent evidence to the contrary. equipment properly. One hundred General Preamble at 13503. General Preamble at 13503. In this case,

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00024 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19987 the evidence that we have is that MAG plan assumes this level increases nonattainment area and collectively compliance for Rule 310 was below this from 66 percent in 1998 to 80 percent number in the thousands. (For example, level as of early 1998. MAG, with in 2006. MAG TSD, Appendix IV, MCESD issued 2500 construction concurrence of MCESD, assumed a 30 Exhibit 1, Committed Measure 1. This permits in 1999; we mailed 50,000 percent compliance rate for the Rule 310 level of compliance depends in turn on letters to owners of vacant lots in the in the 1995 base year modeling. education of the regulated community nonattainment area; there are 12,000 Inspections by MCESD in early 1998 and increased enforcement modifying miles of roadway in the nonattainment indicated that the compliance rate with source behavior. Both of these take time area.) the rule was 66 percent. MAG TSD, to effect, therefore, we believe that it is c. Population exposure to Appendix II, Exhibit 6, ‘‘Documentation reasonable to allow a period of time to concentrations above the standard. The on Assumption of Rule 310 Control achieve a high level of compliance with MAG plan estimates population Efficiency and Compliance Rate.’’ these rules. We thus believe that the exposure to elevated levels of PM–10 Over the last few years, MCESD has emission reductions are being achieved (both annual and 24-hr) to be from made substantial changes to its fugitive as expeditiously as practicable. 78,000 to 163,000 (1995 figure), p. 10– dust control program, many designed to 13. This population exposure is improve compliance. MCESD has also 6. Other Factors That EPA may Consider calculated using estimates of disturbed committed to a number of additional CAA section 188(e) list five additional land versus population in subareas of changes which we have described factors that we may consider in deciding the nonattainment area. According to earlier. We believe that an 80 percent whether to grant an extension and the this calculation, 84 percent of rule effectiveness in 2006 is appropriate length of that extension. Maricopa’s population lives in areas given these changes and MCESD’s The MAG plan provides information where 10 percent or less of the land is commitments to improve compliance addressing each of the factors in Chapter open. MAG plan, Table 10–13. This with Rules 310 and 310.01. These 10 of the plan. We have already exposure number does not seem to improvements cover rule and test proposed to determine that the MAG include populations exposed to dust method revisions, increased public plan provides for the implementation of from paved and unpaved roads and outreach and education, increased RACM and BACM, includes the MSM, therefore may underestimate overall funding and staffing, increased and attainment of the annual PM–10 population exposure. However, the plan inspection frequency, revised standard by the earliest practicable date does provide for implementation of enforcement policies, and commitments of December 31, 2006. In the next RACM, BACM, and MSM on disturbed to program evaluations and section, we will also propose to find land (including construction) and paved improvements. They address many of that the plan provides for reasonable and unpaved roads with much of the the program areas that are key to further progress. Nothing in the emission reductions being achieved in improving compliance. additional information presented on the the first few years, all these factors will In our TSD (in the section ‘‘Extension five factors suggest that granting an reduce population exposure as quickly Request-Demonstrate Attainment by the extension of the attainment date for the as practicable. Most Expeditious Alternative Date Phoenix area to 2006 is inappropriate. d. Presence and concentration of Practicable after December 31, 2001’’), a. Nature and extent of potentially toxic substances in the we have compared the MCESD’s fugitive nonattainment. Over the past 5 years, particulate. The primary source of dust program in 1996 to the program violations of the annual standard have airborne cancer risk in the Maricopa that will be in place by 2006 based on occurred routinely at three sites (MAG area is internal combustion engine MCESD’s commitments in the MAG plan, Table 10–11): exhaust from both on- and non-road plan and its actions to date. This 1. Greenwood, an urban site heavily engines. This risk is from all pollutants comparison clearly shows the scope of impacted by transportation sources, emitted from these sources (gaseous and improvements to the MCESD’s fugitive 2. Chandler, an urban fringe site particulate). MAG plan, p. 10–61. The dust program and supports our heavily impacted by fugitive dust MAG plan concludes that the cancer proposed finding that an 80 percent RE sources such as construction and risk in the Phoenix area is comparable in 2006 for Rule 310 and Rule 310.01 is agriculture, and to that in California cities, p. 10–61. The appropriate.32 3. Salt River, a site heavily impacted MAG plan and other Arizona programs Finally, we have looked at the by industrial sources. (e.g., cleaner burning gasoline, national implementation schedule for each Areas similar to the first two sites can emission standards for non-road measure to assure that the MAG plan be found throughout the Phoenix engines) target emissions from on- and provides for expeditious nonattainment area, so we would expect non-road engines. implementation. Except for paving of that there are similarly elevated PM–10 Almost all of the PM–10 emission some unpaved roads, adoption of the levels throughout the Phoenix area; reductions in the out years of the MAG charbroiler rule, heavy duty diesel therefore, controls need to be uniformly plan (2003 and later) are and need to be standards, and the purchase and implemented throughout the from fugitive dust sources in order to deployment of the PM–10 efficient nonattainment area, a task that generally show attainment of the annual PM–10 street sweepers, all the measures relied requires longer to achieve than standard and not fron on- and non-road on in the attainment demonstration are implementing controls in few localized engines; therefore, extending the currently in effect. areas. attainment date does not affect the However, attainment of the PM–10 b. Types and numbers of sources or degree of public exposure to the major annual standard in the Phoenix area other emitting activities. Primary source of toxic risk because shortening depends on a high level of compliance contributors to elevated PM–10 levels the extension would not accelerate with MCESD’s fugitive dust rules. The are fugitive dust sources including controls on the major source of toxic paved road dust, unpaved roads, risk, on- and nonroad engines. 32 The cities and towns in Maricopa County are construction activities, disturbed vacant e. Technological and economic also increasing their efforts to address fugitive dust lands, unpaved parking lots, and feasibility of controls. Fugitive dust sources, such as unpaved parking lots and disturbed vacant lots. These efforts also support an agricultural sources. MAG plan, p. 10– sources dominate the emission overall 80 percent rule effectiveness. 51. These sources are ubiquitous in the inventory in the Maricopa

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00025 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 19988 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules nonattainment area. Controls for these plan, Figure 8–4 and EPA TSD, Figure evaluation of the PM–10 plan and an sources are well known (paving, wetting RFP–1. Therefore, we propose to find opportunity to make corrections to the surfaces, etc.) and have been adopted; that the MAG plan provides for ‘‘such plan to assure that there is no delay in however, the number of sources and annual incremental reductions in attainment due to failures to implement nature of sources make education and emissions of the relevant air pollutant as or achieve needed reductions. As such, outreach necessary to assure full are required by this part [part D of title the milestones should be keyed, to the compliance with those controls. In I] or may reasonably be required by the extent possible, to major addition, costs for paving roads, Administrator for the purpose of implementation deadlines in a manner purchasing street sweepers, and other ensuring attainment of the applicable that allows for a realistic and capital improvements necessary to national ambient air quality standard by comprehensive look at the effectiveness reduce PM–10 emissions are high and the applicable date’’ as required by of the implemented measures. necessary funds are only available over section 172(c)(2) of the Act. The BACM implementation deadline a number of years. These factors for Phoenix is June 10, 2000. A generally support a longer time frame 2. Quantitative Milestones December 31, 2000 milestone allows for for attainment. Our guidance provides for a the evaluation of only a half-year of quantitative milestone for the year 2000. implementation, which is little time to 7. Conclusion on Extension Request Addendum at 42016. Based on the see if implementation is going to Based on our review of the MAG plan statutory requirement for milestones achieve the expected emission and our proposed determination that it every three years, the years 2003 and reductions. Setting the milestone one meets the requirements necessary for 2006 are the next two milestones for year later on December 31, 2001 as the granting an extension of the attainment areas with an attainment date extension MAG plan does, provides for a full year date under CAA section 188(e), we are under section 188(e). The MAG plan of implementation allowing for a more proposing to grant a five-year extension provides milestones for 2003 and 2006 realistic assessment of the effectiveness of the serious attainment date for the but substitutes 2001 for 2000. We of BACM yet still leaving ample time to Phoenix PM–10 serious nonattainment believe this minor deviation from our make any corrections needed to assure area from December 31, 2001 to guidance is appropriate and acceptable timely attainment. Therefore, we believe December 31, 2006. for the following reasons. that strict adherence to the 2000 H. Reasonable Further Progress (RFP) First, we set the milestone schedule in milestone date in our guidance would and Quantitative Milestones our serious PM–10 area guidance be less beneficial to attainment in the assuming the area involved was one of Phoenix area than setting the date at We propose to find that the MAG plan the initial moderate areas and its 2001. provides for RFP and meets the moderate area plan demonstrates The next milestone in the MAG plan quantitative milestone requirements of attainment by December 31, 1994. after the 2001 one is in 2003. MAG plan, the Act. General Preamble at 13539 and Figure 8–4. This second milestone is 1. Reasonable Further Progress Addendum at 42016. Although the only 2 years after the first, instead of 3 Phoenix area was one of the initial years arguably required by the Act. The MAG plan provides for annual moderate nonattainment areas, its However, we believe that the 3-year progress so that emissions levels in each moderate area plan did not demonstrate milestone increment in CAA section year from 1995 to 2006 that are at or attainment.33 As a result, our guidance 189(c) is the maximum allowable time below the level needed to maintain on the appropriate milestone years is between milestones and nothing in the linear progress toward attainment. It not strictly applicable to the MAG section prohibits states from setting demonstrates that regional PM–10 serious area plan. milestones dates that are closer together. emission levels will drop from 191 We also believe that the statutory The assumptions regarding control mtpd in 1995 to 130 mtpd in 2006 with purpose for including milestones in measures’ implementation and two-thirds of the reduction occurring PM–10 plans is best served in the effectiveness that underlie the before 2001. MAG plan, Figure 8–4. Phoenix area by having the milestone quantitative milestones are reasonable Total regional emissions decrease year be 2001 rather than 2000. Under and consistent with the RFP annually at a rate of approximately 6.5 the Act, states are to submit a demonstration. mtpd per year from 1995 through 2001 demonstration 90 days after a milestone For these reasons, we propose to find and 4.4 mtpd per year from 2002 to date that the state has implemented all that the MAG plan meets the 2006. The assumptions that underlie the measures in its approved plan and has quantitative milestone requirement in RFP demonstration regarding control met the milestone. See CAA section CAA section 189(c)(1). measures’ implementation and 189(c)(2). If a state fails to submit a I. General SIP Requirements effectiveness are reasonable. report or we determine that the area has The plan does not provide emission not met a milestone, then the state must Section 110(a)(2)(E)(i) of the Clean Air reduction information for each year submit a plan revision that assures that Act requires that implementation plan between the base modeling year of 1995 the next milestone will be met. See CAA provide necessary assurances that the and the attainment year of 2006. We do section 189(c)(3). State (or the general purpose local not believe that this level of detail is It is clear from the statutory government) will have adequate necessary or meaningful. The principal requirements, that the milestone personnel, funding and authority under control measures in the plan (such as requirement functions as a mid-course State law. Requirements for legal improving compliance with the fugitive authority are further defined in 40 CFR dust rules, progressive paving of 33 The moderate area plan submitted by the State part 51, subpart L (section 51.230–232) unpaved roads, and annual replacement in 1991 and revised in 1993 and 1994 demonstrated and for resources in 40 CFR 51.280. of part of the street sweeper fleet with the impracticability of attainment by December 31, States and responsible local agencies PM–10 efficient units) produce year to 1994. While we have subsequently disapproved this must demonstrate that they have the impracticability demonstration because the plan year incremental increases in emission did not include RACM, we confirmed that legal authority to adopt and enforce reductions sufficient to meet the attainment was impracticable in our 1998 FIP. 63 provisions of the SIP and to obtain statutory requirement for RFP. See MAG FR 41340. information necessary to determine

VerDate 202000 15:31 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00026 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP2.SGM pfrm04 PsN: 13APP2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules 19989 compliance. SIPs must also describe the We have previously found that Rule 310 through research on test resources that are available or will be Arizona law includes the necessary methods, dust control methods, and available to the State and local agencies assurances that where a State has relied revised recordkeeping requirements. See to carry out the plan, both at the time on a local or regional government, discussion in section F.3.g., of submittal and during the 5-year agency or instrumentality for the ‘‘Construction Sites and Activities.’’ period following submittal. implementation of any plan provision, We believe that the revised Rule 310 We propose to find that the the State has responsibility for ensuring is a considerable improvement over the implementing agencies for the MAG adequate implementation of the such SIP-approved version and, combined plan have adequate resources for plan provision. 60 FR 18010, 18019 with MCESD commitments to continue implementing their respective (April 10, 1995). to improve the Rule and to improve commitments. We also propose to find enforcement and compliance with it, Proposed Actions on Maricopa County that the MAG plan adequately describes provides for implementation of RACM Rules the resources that are available or will and BACM and the inclusion of the be available to the State and local A. Rule 310 MSM on the sources subject to it. We, therefore, propose to approve Rule 310 agencies to carry out the Plan, both now Rule 310 establishes requirements for and Appendix C as adopted on February and over the next 5 years. See fugitive dust sources on facilities that 16, 2000 and submitted on March 2, discussion of the individual have or are required to have air quality 2000, into the Arizona SIP. commitments and control measures in permits from MCESD. These facilities We have described in more detail the the TSD. include construction sites, stationary improvements and other revisions to All agencies and jurisdictions appear sources, and any other facility or Rule 310 in section 6 of our TSD. to have adequate authority under operation that is required to have a Arizona state law to implement their permit under MCESD rules. The rule B. Rule 310.01 respected commitments and, where requires earthmoving activities that Rule 310.01 establishes requirements applicable, to obtain information disturb 0.10 acre or more to apply for necessary to determine compliance. We, for fugitive dust emitted from and get approval of a Dust Control Plan nonpermitted sources, including therefore, propose to find that these (DCP) and requires other permitted agencies/jurisdictions have unpaved public roads, unpaved parking sources to obtain a DCP prior to lots, open areas and vacant lots, erosion- demonstrated that they have adequate commencing any routine dust legal authority to implement the MAG caused deposits of bulk materials onto generating activity. We have described paved surfaces, and commercial feedlots plan. many of the Rule’s specific Section 110(a)(2)(C) requires SIPs to and/or commercial livestock areas. requirements earlier in this preamble. The provision of Rule 310.01 are include a program to provide for the The current SIP approved version of currently in the SIP as sections of enforcement of SIP measures. The Rule 310 is the version adopted on former Rule 310. We approved this implementing regulation for this section September 9, 1994. We approved this version of Rule 310 into the SIP on is found at 40 CFR 51.111(a) and version of Rule 310 into the SIP on August 4, 1997 as part of the microscale requires control strategies to include a August 4, 1997 as part of the Microscale plan. 62 FR 41856. description of enforcement methods plan. 62 FR 41856 MCESD adopted Rule 310.01 on including (1) procedures for monitoring MCESD adopted a revised version of February 16, 2000 and Arizona compliance with each of the selected Rule 310 and Appendix C to MCESD submitted it as a revision to the Arizona control measures, (2) procedures for rules on February 16, 2000 and Arizona SIP on March 2, 2000. As with Rule 310, handling violations, and (3) the submitted both as a revision to the Rule 310.01 relies on the test methods designation of the agency responsible Arizona SIP on March 2, 2000. in Appendix C. for enforcement. Appendix C contains the test methods Rule 310.01’s provisions are The principle control measures in the relied on in Rule 310. strengthened compared to the similar plan are MCESD’s Rules 310 and 310.01. The revised Rule 310 is considerably provisions in the SIP. These rule Procedures for monitoring compliance different from the current SIP-approved improvements and other rule changes (i.e., the inspection strategy) with these version. The greatest change has been to include: rules are described in Maricopa split the old rule into two new rules: the • The revised rule requires that County’s commitments. See Maricopa revised Rule 310 that addresses unpaved roads and unpaved parking County commitment, 1999 Revised permitted facilities and a new Rule lots comply with both: (1) a 20 percent Measure 6. 310.01 that addresses nonpermitted opacity standard; and (2) a silt content Based on the review of MCESD’s sources. We evaluate Rule 310.01 in the or a silt loading standard. enforcement procedures, we propose to next section. MCESD also revised Rule • A new opacity test method has been find that the MAG plan adequately 310 to strengthen it compared to the added to Appendix C to determine provides for the enforcement of the current SIP-approved version. These compliance with the rule’s 20 percent principle measures relied on for rule improvements include: opacity standard for unpaved haul/ attainment and that the plan includes an • Improved enforceability of control access roads and unpaved parking lots adequate description of enforcement measures and dust control permits which is better tailored to these sources. methods as required by our regulations. (DCPs), • Test methods for determining Section 110(a)(2)(E)(iii) requires SIPs • Improvements to existing test compliance with the new silt content/ to include necessary assurances that methods (in Appendix C), loading standards has been added to where a State has relied on a local or • New performance standards and Appendix C. regional government, agency or test methods, • Owners/operators of disturbed instrumentality for the implementation • Clearer definitions, vacant lots and open areas must of any plan provision, the State has • More specific work practice maintain a visible crust or meet at least responsibility for ensuring adequate requirements one other applicable stabilization implementation of the such plan MCESD has also committed to standard, according to new test methods provision. continue to strengthen and improve included in the rule and Appendix C.

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• Specific control measures for standard at 150 µg/m3. The revised the revised Rule 310 and Rule 310.01. commercial feedlots and/or commercial ordinance allows the Control Officer to We, therefore, propose to find that livestock areas have been added, declare restricted-burn periods when approval of the revised Rule 310 and including: application of dust the particulate matter pollution levels Rule 310.01 will not interfere with suppressants or gravel, or installation of could exceed the ‘‘particulate matter no- plan’s compliance with the Clean Air shrubs and/or trees within 50 to 100 feet burn standard’’ of 120 µg/m3. The lower Act’s requirements for attainment, RFP, of animal pens. of the particulate matter no burn implementation of RACM and BACM, • The revised rule specifies that standard to 120 µg/m3 is the only and inclusion of the MSM as they apply unpaved roads with vehicular traffic of change made to the ordinance as it is to construction sites, unpaved roads, 250 or more must be stabilized by June currently approved in the SIP. unpaved parking lots, and disturbed 10, 2000 and unpaved roads with Because approving this revision will vacant lands. vehicular traffic of 150 or more must be strengthen the SIP and when combined Finally, we are proposing to find that stabilized by June 10, 2004. with the MAG plan’s other provision for the MAG plan provides for the • The revised rule specifies that residential woodburning will provide implementation of BACM and for the requirements to prevent vehicle for the implementation of BACM and inclusion of MSM for residential trespassing (section 301) apply to vacant the inclusion of the MSM, we are woodburning. These proposed findings lots and open areas that are 0.10 acre or proposing to approve it into the SIP. See are made in part based on the revised larger and have a cumulative of 500 section F.3.j. ‘‘Residential Wood ordinance. Therefore, we propose to square feet or more that are driven over Combustion.’’ find that our approving the ordinance and/or used by motor vehicles and/or will not interfere with the plan’s D. CAA Section 110(l) Finding off-road vehicles. compliance with the Act’s requirements • The revised rule specifies that CAA section 110(l) prohibits us from for the implementation of BACM and requirements to stabilize disturbed approving a revision to the applicable the inclusion of MSM as they apply to vacant lots and open areas (section 302) implementation plan if that revision residential woodburning. apply to lots/areas with 0.5 acre or more would interfere with any applicable We have previously found that the of disturbed surface. requirement concerning attainment and Arizona SIP provided for the We believe that Rule 310.01 is a reasonable further progress (RFP) or any implementation of RACM for residential considerable improvement over the SIP- other applicable requirement of the Act. woodburning. 64 FR 60678 (November approved version and, combined with We interpret section 110(l) to mean that 8, 1999). The State has now MCESD’s commitments to continue to we cannot approve a plan revision if strengthened its residential improve the Rule and enforcement and that revision would mean that the plan woodburning program, in part with the compliance with it and the would no longer provide for attainment revised ordinance; therefore, we commitments by the County and local or RFP as these are required by the CAA propose that approval of the revised jurisdictions to address unpaved roads, for that plan or if the revision would ordinance will not interfere with the unpaved parking lots, and vacant lots, mean that the plan would no longer Arizona SIP’s compliance with the provides for implementation of RACM meet another requirement of the Act requirement for the implementation of and BACM and the inclusion of the that applies to the plan. For a further RACM as it applies to residential MSM on the sources subject to it. We, discussion of this interpretation, see 61 woodburning. therefore, propose to approve Rule FR 51599, 51608 (October 3, 1996). Administrative Requirements 310.01 as adopted on February 16, 2000 We are proposing to revise the and submitted on March 2, 2000, into Arizona SIP to incorporate the revised Under Executive Order 12866 (58 FR the Arizona SIP. Rule 310, Rule 310.01 and the Maricopa 51735, October 4, 1993), this proposed We have described in more detail the County Residential Woodburning action is not a ‘‘significant regulatory strengthenings and other revisions to Ordinance in replacement of the action’’ and therefore is not subject to Rule 310.01 in section 6 of our TSD. previous version of Rule 310 approved review by the Office of Management and in August, 1997 and of the ordinance Budget. This proposed action merely C. Residential Woodburning Restriction approved in November, 1999. In approves state law as meeting federal Ordinance addition to the effect on attainment and requirements and imposes no additional Combined with MCESD Rule 318 RFP, the ‘‘other applicable requirement requirements beyond those imposed by ‘‘Approval of Residential Woodburning of the Act’’ that we must be concerned state law. Accordingly, the Devices’’ (adopted April 21, 1999; with for this proposal is the Act’s Administrator certifies that this approved November 8, 1999 (64 FR requirements for implementation of proposed rule will not have a significant 60678)), Maricopa County’s Residential RACM and BACM and the inclusion of economic impact on a substantial Woodburning Restriction Ordinance the MSM. number of small entities under the implements a mandatory woodburning We are proposing to approve the Regulatory Flexibility Act (5 U.S.C. 601 curtailment program. The curtailment expeditious attainment and RFP et seq.). program restricts the types of demonstrations in the MAG plan. These Because this rule proposes to approve woodburning devices that can be used demonstrations are in part dependent pre-existing requirements under state during periods of high PM–10 on approval of the revised Rule 310, law and does not impose any additional concentrations. The ordinance allows Rule 310.01, and the woodburning enforceable duty beyond that required the Control Officer to declare restricted- ordinance. by state law, it does not contain any burn periods when the particulate We are also proposing to find that the unfunded mandate or significantly or matter pollution levels could exceed the MAG plan provides for the uniquely affect small governments, as ‘‘particulate matter no-burn standard.’’ implementation of RACM and BACM described in the Unfunded Mandates The SIP-approved ordinance provides and the inclusion of the MSM for Reform Act of 1995 (Pub. L. 104–4). that restricted-burn periods are declared construction sites, unpaved roads, For the same reason, this proposed by the Control Officer when the Control unpaved parking lots, and disturbed rule also does not significantly or Officer determines that air pollution vacant lands. Again, these findings are uniquely affect the communities of levels could exceed the 24-hour PM in large part dependent on approval of tribal governments, as specified by

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Executive Order 13084 (63 FR 27655, for the State to use voluntary consensus implications of the rule in accordance May 10, 1998). This proposed rule will standards (VCS), we have no authority with the ‘‘Attorney General’s not have substantial direct effects on the to disapprove a SIP submission for Supplemental Guidelines for the States, on the relationship between the failure to use VCS. It would thus be Evaluation of Risk and Avoidance of national government and the States, or inconsistent with applicable law for us, Unanticipated Takings’’ issued under on the distribution of power and when reviewing a SIP submission, to the executive order. responsibilities among the various use VCS in place of a SIP submission This proposed rule does not impose levels of government, as specified in that otherwise satisfies the provisions of an information collection burden under Executive Order 13132 (64 FR 43255, the Clean Air Act. Thus, the the provisions of the Paperwork August 10, 1999), because it merely requirements of section 12(d) of the Reduction Act of 1995 (44 U.S.C. 3501 approves a state rule implementing a National Technology Transfer and et seq.). federal standard, and does not alter the Advancement Act of 1995 (15 U.S.C. List of Subjects in 40 CFR Part 52 relationship or the distribution of power 272) do not apply. and responsibilities established in the As required by section 3 of Executive Environmental protection, Air Clean Air Act. Order 12988 (61 FR 4729, February 7, pollution control, Intergovernmental This proposed rule also is not subject 1996), in issuing this proposed rule, we relations, Particulate matter, Reporting to Executive Order 13045 (62 FR 19885, have taken the necessary steps to and recordkeeping requirements. April 23, 1997), because it is not eliminate drafting errors and ambiguity, Authority: 42 U.S.C. 7401 et seq. economically significant. minimize potential litigation, and In reviewing SIP submissions, our provide a clear legal standard for Dated: April 3, 2000. role is to approve state choices, affected conduct. Laura Yoshii, provided that they meet the criteria of We have complied with Executive Acting Regional Administrator, Region IX. the Clean Air Act. In this context, in the Order 12630 (53 FR 8859, March 15, [FR Doc. 00–8833 Filed 4–12–00; 8:45 am] absence of a prior existing requirement 1988) by examining the takings BILLING CODE 6560±50±U

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ENVIRONMENTAL PROTECTION Technical Support Document (TSD) for attainment demonstration as they AGENCY the approval, are also available as an pertain to the annual standard.2 electronic file on EPA’s Region 9 Web Based on our proposed approval of 40 CFR Part 52 Page at http://www.epa.gov/region09/ the annual standard provisions in the [AZ092±002; FRL±6575±2] air. MAG plan elsewhere in today’s Federal Register, we believe that it is more FOR FURTHER INFORMATION CONTACT: likely than not that Arizona has Interim Final Determination that State Frances Wicher, Office of Air Planning, corrected the original deficiencies that has Corrected the Plan Deficiency and AIR–2, Air Division, U.S. prompted our disapprovals. Therefore, Stay of Sanctions; Phoenix PM±10 Environmental Protection Agency, we are taking this interim final Nonattainment Area, Arizona Region IX, 75 Hawthorne Street, San rulemaking action finding that the State Francisco, CA 94105, Telephone: (415) AGENCY: Environmental Protection has corrected the deficiencies. However, 744–1248, Email: Agency (EPA). we are also providing the public with a [email protected]. ACTION: Interim final determination. opportunity to comment on this interim SUPPLEMENTARY INFORMATION: final action. If, based on the comments SUMMARY: Elsewhere in today’s Federal I. Background on this action and the comments on our Register, EPA is proposing to approve proposed approval of the State’s under the Clean Air Act (CAA) On August 3, 1998, we disapproved submittal, we determine that the State’s provisions of the Revised MAG 1999 the provisions for implementing submittal does not comply with the Serious Area Particulate Plan for PM–10 reasonably available control measure CAA’s requirements for RACM and for the Maricopa County (Phoenix, (RACM) for the annual standard in the attainment and this interim final action Arizona) Nonattainment Area (MAG 1991 MAG Moderate Area PM–10 Plan was inappropriate, we will propose to plan), February 2000, and control because the plan failed to implement disapprove the State’s submittal and measures on which it relies, that RACM for a number of significant will take interim final action finding address the annual particulate matter sources of PM–10. We also disapproved that the State has not corrected the (PM–10) national ambient air quality the attainment demonstration because original disapproval deficiency. Upon a standard. Based on this proposed the failure to implement RACM meant final disapproval of the State’s approval, we are making an interim the plan no longer conclusively submittal, we would finalize the interim final determination that the State of demonstrated that attainment of the final finding, finding that the State has Arizona has corrected the deficiencies PM–10 standard by the end of 1994, the not corrected the deficiency. in the PM–10 state implementation plan moderate area attainment date, was This action does not stop the for the Phoenix area for which a impracticable. 63 FR 41326. sanctions clock that started for this area sanctions clock began on September 2, Our 1998 disapprovals started on September 2, 1998, the effective date 1998. This action will stay the sanction clocks under CAA section of our disapproval. However, this action imposition of the offset sanction and 179(a). Under section 179(a), once we will stay the imposition of the offset defer the imposition of the highway disapprove a state plan provision sanction and will defer the imposition sanction. Although this action is because it fails to meet a CAA of the highway sanction. See 40 CFR effective upon publication, we will take requirement, a State has 18 months to 51.31(d)(2)(i). If we take final action comment and will publish a final rule correct the deficiency that resulted in approving the MAG plan’s taking into consideration any comments the disapproval before the first of two implementation of RACM and received on this interim final sanctions goes into place.1 If the state attainment demonstration provisions for determination. still has not corrected the deficiency the annual standard, such action will DATES: This interim final determination with 24 months, the second sanction stop the sanctions clock and will lift any is effective April 13, 2000. goes into place. The offset sanction was imposed, stayed or deferred sanctions. Comments must be received by June imposed in the Phoenix nonattainment However, if at any time we determine 12, 2000. area on March 2, 2000. It will be that the State, in fact, did not correct the followed by the imposition of a second ADDRESSES: Written comments must be deficiencies, as appropriate, we either sanction, highway funding and approval submitted to Frances Wicher at the will withdraw this interim final limitations, on September 2, 2000 if we Region 9 office listed below. determination or take final action A copy of docket No. AZ–MA–00– do not defer or stop the sanction clock. finding that the State has not corrected 001, containing material relevant to this On February 16, 2000, Arizona the deficiencies. Such action will action and our proposed approval of the submitted the revised MAG serious area retrigger the sanctions consequences as MAG plan, is available for public PM–10 plan, Revised MAG 1999 Serious described in the sanctions rule. 40 CFR inspection at EPA’s Region 9 office Area Particulate Plan for PM–10 for the 52.31. Maricopa County (Phoenix, Arizona) during normal business hours. II. EPA Action A copy of the docket is also available Nonattainment Area, February 2000. In We are taking interim final action for inspection at: the Proposed Rule section of today’s Federal Register, we are proposing to finding that the State has corrected the Arizona Department of Environmental approve the plan’s provisions for the deficiencies that started the sanctions Quality, Library, 3033 N. Central implementation of RACM and the clock. Based on this action, imposition Avenue, Phoenix, Arizona 85012, of the offset sanction will be stayed and (602) 207–2217. 1 The two CAA sanctions are a limitation on Maricopa Association of Governments, certain highway approvals and funding and an 2 As a serious PM–10 nonattainment area, the 302 North 1st Street, Phoenix, increase in the offset ratio to 2 to 1 for any major plan must now provide for both the implementation Arizona 85003, (602) 254–6300. new stationary source or major modification. See of RACM and best available control measures CAA section 179(b). Our sanction regulations (BACM) under CAA section 189(a)(1)(C) and Electronic Availability provide that the first sanction to be imposed is the (b)(1)(B). While we also proposed to approve the offset ratio unless we have established at the time BACM provisions of the MAG serious area plan, This document, our proposed of the disapproval that the highway sanction will that determination is not relevant to the sanction approval of the MAG plan and the be first. 40 CFR 52.31(d). issue addressed here.

VerDate 202000 15:32 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00001 Fmt 4701 Sfmt 4700 E:\FR\FM\13APR2.SGM pfrm04 PsN: 13APR2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Rules and Regulations 19993 imposition of the highway sanction will States, on the relationship between the that before a rule may take effect, the be deferred until we take final action national government and the States, or agency promulgating the rule must fully approving the MAG plan’s on the distribution of power and submit a rule report, which includes a implementation of RACM and responsibilities among the various copy of the rule, to each House of the attainment demonstration provisions for levels of government, as specified in Congress and to the Comptroller General the annual standard or finally Executive Order 13132 (64 FR 43255, of the United States. However, section disapproving these provisions. August 10, 1999), because it merely 808 provides that any rule for which the Because we have preliminarily stays a sanction and defers another one, issuing agency for good cause finds (and determined that Arizona has an and does not alter the relationship or incorporates the finding and a brief approvable plan, relief from sanctions the distribution of power and statement of reasons therefor in the rule) should be provided as quickly as responsibilities established in the Clean that notice and public procedure possible. Therefore, we are invoking the Air Act. This rule also is not subject to good cause exception to the 30-day Executive Order 13045 (62 FR 19885, thereon are impracticable, unnecessary notice requirement of the April 23, 1997), because it is not or contrary to the public interest, shall Administrative Procedure Act because economically significant. take effect at such time as the agency the purpose of this notice is to relieve This rule does not contain technical promulgating the rule determines. 5 a restriction. See 5 U.S.C. 553(d)(1). standards, thus, the requirements of U.S.C. 808(2). As stated previously, EPA section 12(d) of the National has made such a good cause finding, III. Administrative Requirements Technology Transfer and Advancement including the reasons therefor, and Under Executive Order 12866 (58 FR Act of 1995 (15 U.S.C. 272 note) do not established an effective date of April 13, 51735, October 4, 1993), this action is apply. As required by section 3 of 2000. EPA will submit a report not a ‘‘significant regulatory action’’ and Executive Order 12988 (61 FR 4729, containing this rule and other required therefore is not subject to review by the February 7, 1996), in issuing this rule, information to the U.S. Senate, the U.S. Office of Management and Budget. This EPA has taken the necessary steps to House of Representatives, and the action merely stays and defers federal eliminate drafting errors and ambiguity, Comptroller General of the United sanctions. Accordingly, the minimize potential litigation, and States prior to publication of the rule in Administrator certifies that this rule provide a clear legal standard for the Federal Register. This rule is not a will not have a significant economic affected conduct. EPA has complied ‘‘major rule’’ as defined by 5 U.S.C. impact on a substantial number of small with Executive Order 12630 (53 FR 804(2). entities under the Regulatory Flexibility 8859, March 15, 1988) by examining the Act (5 U.S.C. 601 et seq.). Because this takings implications of the rule in List of Subjects in 40 CFR Part 52 rule only stays an imposed sanction and accordance with the ‘‘Attorney defers the imposition of another, it does General’s Supplemental Guidelines for Environmental protection, Air not contain any unfunded mandate or the Evaluation of Risk and Avoidance of pollution control, Hydrocarbons, significantly or uniquely affect small Unanticipated Takings’’ issued under Intergovernmental relations, Ozone, governments, as described in the the executive order. Reporting and recordkeeping Unfunded Mandates Reform Act of 1995 This rule does not impose an requirements, Volatile organic (Public Law 104–4). For the same information collection burden under the compounds. reason, this rule also does not provisions of the Paperwork Reduction Dated: April 3, 2000. significantly or uniquely affect the Act of 1995 (44 U.S.C. 3501 et seq.). communities of tribal governments, as The Congressional Review Act, 5 Laura Yoshii, specified by Executive Order 13084 (63 U.S.C. 801 et seq., as added by the Small Acting Regional Administrator, Region IX. FR 27655, May 10, 1998). This rule will Business Regulatory Enforcement [FR Doc. 00–8832 Filed 4–12–00; 8:45 am] not have substantial direct effects on the Fairness Act of 1996, generally provides BILLING CODE 6560±50±P

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Part III

Department of Justice Parole Commission

28 CFR Part 2 Paroling, Recommitting, and Supervising Federal Prisoners: Prisoners Serving Sentences Under the District of Columbia Code; Interim Rule and Proposed Rule

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DEPARTMENT OF JUSTICE Commissioner votes required if an planning process, and will retain the examiner panel decision is rejected; (b) 120-day limit. If release planning delays Parole Commission a provision allowing the Commission to have continued beyond the 120-day establish a presumptive parole date for limit, the Commission will either grant 28 CFR Part 2 any prisoner whose total point score parole or place the inmate on the next under the guidelines at § 2.80 will docket for a special reconsideration Paroling, Recommitting, and permit a grant of parole at the next hearing. A special reconsideration Supervising Federal Prisoners: rehearing (assuming continued positive hearing will be scheduled whenever it Prisoners Serving Sentences Under programming); (c) a provision requiring appears that the risk level presented by the District of Columbia Code that departures from the guidelines be the inmate is such that halfway house AGENCY: United States Parole consistent with the result indicated by placement (or other missing component Commission, Justice. the guidelines for other prisoners with of the release planning process) will be equivalent risk levels; (d) a provision essential for the parole of the prisoner ACTION: Interim rule with request for requiring that the factors justifying an comments. to meet the basic statutory criteria at upward departure be fully accounted for D.C. Code 24–204. For prisoners who SUMMARY: The U.S. Parole Commission in the initial continuance whenever are already in halfway houses at the 120 is amending the Interim Rules that went possible; and (e) a provision allowing day point, the Commission will order an into effect on August 5, 1998 for parole- the Commission, upon rescinding a appropriate retardation of the release eligible D.C. Code prisoners under the parole grant based upon the prisoner’s date on the assumption that such National Capital Revitalization and Self- misconduct, to sanction the misconduct prisoners will not wish to be returned Government Improvement Act of 1997. by reference to the guidelines at § 2.36 to a prison facility for a special The interim rules, which are if the misconduct is not sufficiently reconsideration rehearing. serious to warrant increasing the republished in their entirety in this Implementation publication, include a number of prisoner’s total point score by one full amendments intended both to improve point under § 2.80. The new presumptive date provision The regulations set forth below will clarity and to provide more explicit described above is intended to increase be applied to all prisoners serving policies with regard to the setting of the ability of prisoners and prison parole-eligible felony sentences under release dates and departures from the officials to accomplish the goals of the the District of Columbia Code, except guidelines. release planning process well in that the guidelines in § 2.80 will be DATES: Effective Date: May 15, 2000. advance of the actual release of the applied only to prisoners for whom the Comment Date: Comments must be prisoner. Timely release planning is initial parole hearing is conducted on or received by June 30, 2000. currently a serious issue for prison after August 5, 1998. Any provision in these regulations that refers to the ADDRESSES: Send comments to office of administrators. The setting of a General Counsel, U.S. Parole presumptive release date will not jurisdiction of the Parole Commission Commission, 5550 Friendship Blvd., deprive the prisoner of the rehearing over District of Columbia Code parolees Chevy Chase, Maryland 20815. that would normally be conducted, is intended to refer to the exercise of the authority that will be transferred to the FOR FURTHER INFORMATION CONTACT: except in instances where the Commission decides to reopen the case U.S. Parole Commission on August 5, Pamela A. Posch, Office of General 2000. Counsel, U.S. Parole Commission, 5550 and grant the prisoner an earlier date of Friendship Blvd., Chevy Chase, parole on the record. Setting a Regulatory Assessment Requirements Maryland 20815, telephone (301) 492– presumptive parole date up to nine 5959. months from the scheduled rehearing The U.S. Parole Commission has date will be consistent with the outcome determined that these amended interim SUPPLEMENTARY INFORMATION: Under otherwise expected by the prisoner, i.e., rules do not constitute a significant rule Section 11231 of the National Capital a rehearing followed by the granting of within the meaning of Executive Order Revitalization and Self-Government a parole effective date 6 to 9 months 12866. The amended interim rule will Improvement Act of 1997, Public Law from the date the rehearing was held. not have a significant economic impact 105–33, the U.S. Parole Commission For cases in which parole is denied upon a substantial number of small assumed the paroling jurisdiction of the through an upward departure, the entities within the meaning of the Board of Parole of the District of decisionmaking policies described Regulatory Flexibility Act, 5 U.S.C. Columbia on August 5, 1998. Interim above should be regarded as essential 605(b), and is deemed by the rules, with a request for public principles governing the application of Commission to be a rule of agency comment, were published at 63 FR any modern parole guideline system. practice that does not substantially 39172 (July 21, 1998), and have been Finally, the Commission decided not affect the rights or obligations of non- amended twice since that date at 63 FR to amend its rules to change the existing agency parties pursuant to Section 57060 (Oct. 26, 1998) and at 64 FR 5611 requirement that a parole effective date, 804(3)(C) of the Congressional Review (Feb. 4, 1999). once granted, shall not be retarded more Act. In the light of the Commission’s than 120 days for release planning experience under these interim rules, purposes without a hearing. The List of Subjects in 28 CFR Part 2 the rules are now being republished to Commission has experienced frequent Administrative practice and include a variety of amendments requests from prison officials for the procedure, Prisoners, Probation and ranging from minor drafting retarding of parole dates based upon parole. improvements to some more significant significant delays in moving parole issues of policy and procedure. grantees to pre-release halfway houses. The Amended Rules The more significant issues include: The Commission is working with prison (a) A provision requiring the officials in both District of Columbia Accordingly, the U.S. Parole concurrence of two Commissioner votes and federal facilities to expedite the Commission is adopting the following on all final decisions, with three halfway house placement and release amendment to 28 CFR Part 2.

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PART 2Ð[AMENDED] (c) The Commission shall have § 2.72 Hearing procedure. authority to recommend to the Superior (a) Each eligible prisoner for whom an 1. The authority citation for 28 CFR Court of the District of Columbia a initial hearing has been ordered shall part 2 continues to read as follows: reduction in the minimum sentence of appear in person before an examiner of Authority: 18 U.S.C. 4203(a)(1) and a District of Columbia Code prisoner, if the Commission. The examiner shall 4204(a)(6). the Commission deems such review with the prisoner the guidelines 2. Subpart C is revised to read as recommendation to be appropriate. at § 2.80, and shall discuss with the follows: (D.C. Code 24–201(c).) prisoner such information as the (d) The Commission shall have examiner deems relevant, including the Subpart CÐDistrict of Columbia Code authority to grant parole to a prisoner prisoner’s offense behavior, criminal Prisoners and Parolees who is found to be geriatric, history, institutional record, health Sec. permanently incapacitated, or status, release plans, and community 2.70 Authority and functions of the U.S. terminally ill, notwithstanding the support. If the examiner determines that Parole Commission with respect to the available file material is not District of Columbia Code offenders. minimum term imposed by the 2.71 Application for parole. sentencing court. (D.C. Code 24–263 adequate for this purpose the examiner 2.72 Hearing procedure. through 267.) may order the hearing to be postponed 2.73 Parole suitability criteria. (e) The Commission shall have to the next docket so that the missing 2.74 Decision of the Commission. authority over all District of Columbia information can be requested. 2.75 Reconsideration proceedings. Code felony offenders who have been (b) Parole hearings may be held in 2.76 Reduction in minimum sentence. released to parole or mandatory release District of Columbia facilities (including 2.77 Medical parole. District of Columbia contract facilities) 2.78 Geriatric parole. supervision, including the authority to return such offenders to prison upon an and federal facilities (including federal 2.79 Good time forfeiture. contract facilities). 2.80 Guidelines for D.C. Code offenders. order of revocation. (D.C. Code 24–206.) 2.81 Reparole decisions. (c) A prisoner appearing for a parole 2.82 Effective date of parole. § 2.71 Application for parole. hearing in a federal facility may have a 2.83 Release planning. (a) A prisoner (including a committed representative pursuant to § 2.13(b). A 2.84 Release to other jurisdictions. youth offender) desiring to apply for prisoner appearing for a parole hearing 2.85 Conditions of release. parole shall execute an application form in a facility other than a federal facility 2.86 Release on parole; rescission for as prescribed by the Commission. Such shall not be accompanied by counsel or misconduct. any other person (except a staff member 2.87 Mandatory release. forms shall be available at each institution and shall be provided to a of the facility) except in such facilities 2.88 Confidentiality of parole records. as the Commission may designate as 2.89 Miscellaneous provisions. prisoner who is eligible for parole suitable for the appearance of 2.90 Prior orders of the Board of Parole. consideration. The Commission may then conduct an initial hearing or grant representatives. (d) Prehearing disclosure of file Subpart CÐDistrict of Columbia Code: an effective date of parole on the record. material will be available to prisoners Prisoners and Parolees A prisoner who receives an initial and their representatives only in the § 2.70 Authority and functions of the U.S. hearing need not apply for subsequent case of prisoners confined in federal Parole Commission with respect to District hearings. facilities, and pursuant to § 2.55. of Columbia Code offenders. (b) To the extent practicable, the (e) A victim of a crime, or a (a) The U.S. Parole Commission shall initial hearing for an eligible adult representative of the immediate family exercise authority over District of prisoner who has applied for parole of a victim if the victim has died, shall Columbia Code offenders pursuant to shall be held at least 180 days prior to have the right: Section 11231 of the National Capital such prisoner’s date of eligibility for (1) To be present at the parole Revitalization and Self-Government parole. The initial hearing for a hearings of each offender who Improvement Act of 1997, Public Law committed youth offender shall be committed the crime, and 105–33, 111 Stat. 712, and D.C. Code scheduled during the first 120 days after (2) To testify and/or offer a written or 24–209. The rules in this Subpart shall admission to the institution that is recorded statement as to whether or not govern the operation of the U.S. Parole responsible for developing his parole should be granted, including Commission with respect to D.C. Code rehabilitative program. information and reasons in support of offenders and are the pertinent parole (c) A prisoner may knowingly and such statement. A written statement rules of the District of Columbia as intelligently waive any parole may be submitted at the hearing or amended and supplemented pursuant to consideration on a form provided for provided separately. The prisoner may section 11231(a)(1) of the Act. that purpose. A prisoner who declines be excluded from the hearing room (b) The Commission shall have sole either to apply for or waive parole during the appearance of a victim or authority to grant parole, and to consideration shall be deemed to have representative who gives testimony. In establish the conditions of release, for waived parole consideration. lieu of appearing at a parole hearing, a all District of Columbia Code prisoners (d) A prisoner who waives parole victim or representative may request who are serving sentences for felony consideration may later apply for parole permission to appear before an offenses, and who are eligible for parole and be heard during the next visit of the examiner (or other staff member), who by statute, including offenders who Commission to the institution at which shall record and summarize the victim’s have been returned to prison upon the the prisoner is confined, provided that or representative’s testimony. Whenever revocation of parole or mandatory the prisoner has applied for parole at new and significant information is release. (D.C. Code 24–208). The above least 60 days prior to the first day of the provided under this rule, the hearing authority shall include youth offenders month in which such visit of the examiner will summarize the who are committed to prison for Commission occurs. In no event, information at the parole hearing and treatment and rehabilitation based on however, shall such prisoner be heard at will give the prisoner an opportunity to felony convictions under the D.C. Code. an earlier date than that set forth in respond. Such summary shall be (D.C. Code 24–804(a).) paragraph (b) of this section. consistent with a reasonable request for

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Commission is to account for the degree of a youth offender or any prisoner who (f) Attorneys, family members, and the seriousness of the risk that the has waived the initial hearing, the first relatives, friends of the prisoner, or release of the prisoner would entail. reconsideration date shall be calculated other interested persons desiring to This responsibility is carried out by from the date the initial hearing is held. submit information pertinent to any reference to the Salient Factor Score and In all cases, any subsequent prisoner may do so at any time, but such the Point Assignment Table at § 2.80. reconsideration date shall be calculated information must be received by the However, there may be exceptional from the date of the last hearing. In the Commission at least 30 days prior to a cases in which the gravity of the offense case of a waiver or substantial delay in scheduled hearing in order to be is sufficient to warrant an upward holding the initial hearing, the considered at that hearing. Such persons departure from § 2.80 and denial of Commission may conduct nunc pro may also request permission to appear parole. tunc a combined initial hearing and at the offices of the Commission to such rehearings as would otherwise speak to a Commission staff member, § 2.74 Decision of the Commission. have been held during the delay. (a) Following each initial or provided such request is received at (c) Notwithstanding the provisions of subsequent hearing, the Commission least 30 days prior to the scheduled paragraph (a), the Commission shall not shall render a decision granting or hearing. The purpose of this office visit set a reconsideration date in excess of denying parole, and shall provide the will be to supplement the Commission’s five years from the date of the prisoner’s prisoner with a notice of action that record with pertinent factual last hearing, nor shall the Commission includes an explanation of the reasons information concerning the prisoner, continue a prisoner to the expiration of for the decision. The decision shall which shall be placed in the record for his or her sentence if more than five ordinarily be issued within 21 days of consideration at the hearing. An office years remains from the date of the last the hearing, excluding weekends and visit at a time other than set forth in this hearing until the prisoner’s scheduled holidays. paragraph may be authorized only if the mandatory release. The scheduling of a Commission finds good cause based (b) Whenever a decision is rendered within the applicable guideline reconsideration date does not imply that upon a written request setting forth the parole will be granted at such hearing. nature of the information to be established in this subpart, it will be discussed. See § 2.22. deemed a sufficient explanation of the (d) Prior to the parole reconsideration (g) A full and complete recording of Commission’s decision for the notice of date, the Commission shall review the every parole hearing shall be retained by action to set forth how the guideline prisoner’s record, including an the Commission. Upon a request was calculated. If the decision is a institutional progress report which shall pursuant to § 2.56, the Commission departure from the guidelines, the be submitted 60 days prior to the shall make available to any eligible notice of action shall include the hearing. Based on its review of the prisoner such record as the Commission reasons for such departure. record, the Commission may grant an has retained of the hearing. (c) Relevant issues of fact shall be effective date of parole without (h) Because parole decisions must be resolved by the Commission in conducting the scheduled in-person reached through a record-based hearing accordance with § 2.19(c). All final hearing. and voting process, no contacts shall be parole decisions (granting, denying, or (e) Notwithstanding a previously permitted between any person revoking parole) shall be based on the established reconsideration date, the attempting to influence the concurrence of two Commissioner votes, Commission may also reopen any case Commission’s decision-making process, except that three Commissioner votes for a special reconsideration hearing, as and the examiners and Commissioners shall be required if the decision differs provided in § 2.28, upon the receipt of of the Commission, except as provided from the decision recommended by the new and significant information in this subpart. examiner panel by more than six concerning the prisoner. months. All other decisions may be § 2.73 Parole suitability criteria. based on a single Commissioner vote, § 2.76 Reduction in minimum sentence. (a) In accordance with D.C. Code 24– except as expressly provided in these (a) A prisoner who has served three 204(a), the Commission shall be rules. (3) or more years of the minimum term authorized to release a prisoner on § 2.75 Reconsideration proceedings. of his or her sentence may request the parole in its discretion after the prisoner Commission to file an application with (a) If the Commission denies parole, it has served the minimum term of the the sentencing court for a reduction in shall establish an appropriate sentence imposed, if the following the minimum term pursuant to D.C. reconsideration date in accordance with criteria are met: Code 24–201c. The prisoner’s request to the provisions of § 2.80. The prisoner (1) The prisoner has substantially the Commission shall be in writing and shall be given a rehearing during the observed the rules of the institution; shall state the reasons that the prisoner month specified by the Commission, or (2) There is a reasonable probability believes such request should be granted. on the docket of hearings immediately that the prisoner will live and remain at The Commission shall require the preceding that month if no docket of liberty without violating the law; and submission of a progress report before (3) In the opinion of the Commission, hearings is scheduled for the month approving such a request. the prisoner’s release is not specified. If the prisoner’s mandatory incompatible with the welfare of release date will occur before the (b) Approval of a prisoner’s request society. reconsideration date deemed under this section shall require the (b) It is the policy of the Commission appropriate by the Commission concurrence of a majority of the with respect to District of Columbia pursuant to § 2.80, the Commission may Commissioners holding office. Code offenders that the minimum term order that the prisoner be released by (c) Pursuant to D.C. Code 24–201c, the imposed by the sentencing court the expiration of his sentence less good Commission may file an application to presumptively satisfies the need for time (‘‘continue to expiration’’). the sentencing court for a reduction of punishment in respect to the crime of (b) The first reconsideration date shall a prisoner’s minimum term if the which the prisoner has been convicted, be calculated from the prisoner’s Commission finds that:

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(1) The prisoner has completed three (2) The Commission finds that: parole for which a prisoner may be years of the minimum term imposed by (i) The prisoner will not be a danger eligible. the court; to himself or others; and (b) A prisoner may be granted a (2) The prisoner has shown, by report (ii) Release on parole will not be geriatric parole if the Commission finds of the responsible prison authorities, an incompatible with the welfare of that: outstanding response to the society. (1) There is a low risk that the rehabilitative program(s) of the (c) A prisoner may be granted a prisoner will commit new crimes; and institution; medical parole on the basis of (2) The prisoner’s release would not (3) The prisoner has fully observed permanent and irreversible be incompatible with the welfare of the rules of each institution in which incapacitation only if the Commission society. the prisoner has been confined; finds that: (c) The seriousness of the prisoner’s (4) The prisoner appears to be an (1) The prisoner will not be a danger crime, and the age at which it was acceptable risk for parole based on both to himself or others because his committed, shall be considered in the prisoner’s pre-and post- condition renders him incapable of determining whether or not a geriatric incarceration record; and continued criminal activity; and parole should be granted prior to (5) Service of the minimum term (2) Release on parole will not be completion of the prisoner’s minimum imposed by the court does not appear incompatible with the welfare of sentence. necessary to achieve appropriate society. (d) A prisoner, or a prisoner’s punishment and deterrence. (d) The seriousness of the prisoner’s representative, may apply for a geriatric (d) If the Commission approves a parole by submitting an application to prisoner’s request under this section, an crime shall be considered in determining whether or not a medical the institution case management staff, application for a reduction in the who shall forward the application prisoner’s minimum term shall be parole should be granted prior to completion of the prisoner’s minimum accompanied by a medical report and forwarded to the U.S. Attorney for the any recommendations within 30 days. District of Columbia for filing with the sentence. (e) A prisoner, or the prisoner’s The Commission shall render a decision sentencing court. If the U.S. Attorney within 30 days of receiving the objects to the Commission’s representative, may apply for a medical parole by submitting an application to application and report. recommendation, the U.S. Attorney (e) In determining whether or not to the institution case management staff, shall provide the government’s grant a geriatric parole, the Commission who shall forward the application objections in writing for consideration shall consider the following factors accompanied by a medical report and by the Commission. If, after (D.C. Code 24–265(c)(1)–(7)): any recommendations within 15 days. consideration of the material submitted, (1) Age of the prisoner; The Commission shall render a decision the Commission declines to reconsider (2) Severity of illness, disease, or within 15 days of receiving the its previous decision, the U.S. Attorney infirmities; shall file the application with the application and report. (3) Comprehensive health evaluation; sentencing court. (f) A prisoner, the prisoner’s (4) Institutional behavior; (e) If a prisoner’s request under this representative, or the institution may (5) Level of risk for violence; section is denied by the Commission, request the Commission to reconsider (6) Criminal history; and there shall be a waiting period of two (2) its decision on the basis of changed (7) Alternatives to maintaining years before the Commission will again circumstances. geriatric long-term prisoners in consider the prisoner’s request, absent (g) Notwithstanding any other traditional prison settings. exceptional circumstances. provision of this section— (f) A prisoner, the prisoner’s (1) A prisoner who has been representative, or the institution, may § 2.77 Medical parole. convicted of first degree murder or who request the Commission to reconsider (a) Upon receipt of a report from the has been sentenced for a crime its decision on the basis of changed institution in which the prisoner is committed while armed under D.C. circumstances. confined that the prisoner is terminally Code 22–2903, 22–3202, or 22–3204(b), (g) Notwithstanding any other ill, or is permanently and irreversibly shall not be eligible for medical parole provision of this section— incapacitated by a physical or medical (D.C. Code 24–267); and (1) A prisoner who has been condition that is not terminal, the (2) A prisoner shall not be eligible for convicted of first degree murder or who Commission shall determine whether or medical parole on the basis of a physical has been sentenced for a crime not to release the prisoner on medical or medical condition that existed at the committed while armed under D.C. parole. Release on medical parole may time the prisoner was sentenced (D.C. Code 22–2903, 22–3202, or 22–3204(b), be ordered by the Commission at any Code 24–262). shall not be eligible for geriatric parole time, whether or not the prisoner has (D.C. Code 24–267); and § 2.78 Geriatric parole. completed his or her minimum (2) A prisoner shall not be eligible for sentence. Consideration for medical (a) Upon receipt of a report from the geriatric parole on the basis of a parole shall be in addition to any other institution in which the prisoner is physical or medical condition that parole for which a prisoner may be confined that a prisoner who is at least existed at the time the prisoner was eligible. 65 years of age has a chronic infirmity, sentenced (D.C. Code 24–262). (b) A prisoner may be granted a illness, or disease related to aging, the medical parole on the basis of terminal Commission shall determine whether or § 2.79 Good time forfeiture. illness if: not to release the prisoner on geriatric Although a forfeiture of good time (1) The institution’s medical staff has parole. Release on geriatric parole may will not bar a prisoner from receiving a provided the Commission with a be ordered by the Commission at any parole hearing, D.C. Code 24–204 reasonable medical judgment that the time, whether or not the prisoner has permits the Commission to parole only prisoner is within six months of death completed his or her minimum those prisoners who have substantially due to an incurable illness or disease; sentence. Consideration for geriatric observed the rules of the institution. and parole shall be in addition to any other Consequently, the Commission will

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POINT ASSIGNMENT TABLE

Salient Factor Score

Category I: Risk of Recidivism

10±8 (Very Good Risk): ...... +0 7±6 (Good Risk) ...... +1 5±4 (Fair Risk) ...... +2 3±0 (Poor Risk) ...... +3

Category II: Current or Prior Violence (Type of Risk)

Note: Use the highest applicable subcategory. If no subcategory is applicable, score = 0. A. Violence in current offense, and any felony violence in two or more prior offenses ...... +4 B. Violence in current offense, and any felony violence in one prior offense ...... +3 C. Violence in current offense ...... +2 D. No violence in current offense and any felony violence in two or more prior offenses ...... +2 E. Possession of firearm in current offense if current offense is not scored as a crime of violence ...... +2 F. No violence in current offense and any felony violence in one prior offense ...... +1

Category III: Death of Victim or High Level Violence

Note: Use highest applicable subcategory. If no subcategory is applicable, score = 0. A current offense that involved high level violence must be scored under both Category II (A, B, or C) and under Category III. A. Current offense was high level or other violence with death of victim resulting ...... +3 B. Current offense involved attempted murder, conspiracy to murder, solicitation to murder, or any willful violence in which the victim survived despite death having been the most probable result at the time the offense was committed ...... +2 C. Current offense involved high level violence (other than the behaviors described above) ...... +1 Base Point Score (Total of Categories I±III) ......

Category IV: Negative Institutional Behavior

Note: Use the highest applicable subcategory. If no subcategory is applicable, score = 0. A. Aggravated negative institutional behavior involving: (1) Assault upon a correctional staff member, with bodily harm inflicted or threatened, (2) Possession of a deadly weapon, (3) Setting a fire so as to risk human life,

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POINT ASSIGNMENT TABLEÐContinued

Salient Factor Score

(4) Introduction of drugs for purposes of distribution, or (5) Participating in a violent demonstration or riot +2 B. Ordinary negative institutional behavior ...... +1

Category V: Program Achievement

Note: Use the highest applicable subcategory. If no subcategory is applicable, score = 0. A. No program achievement ...... 0 B. Ordinary program achievement ...... ¥1 C. Superior program achievement ...... ¥2 Total Point Score (Total of Categories I±V) ...... lllll

(g) Definitions and instructions for (4) Other violence means any of the Possession for purposes of Category IIE application of point assignment table. following felony offenses that does not includes constructive possession. (1) Salient factor score means the salient qualify as high level violence— (8) Category IIIA applies if the death factor score set forth at § 2.20. (i) Robbery; of a victim is: (2) High level violence in Category III (ii) Residential burglary; (i) Caused by the offender, or (iii) Felony assault; (ii) Caused by an accomplice and the means any of the following offenses— (iv) Felony offenses involving a threat, (i) Murder; killing was planned or approved by the or risk, of bodily harm; offender in furtherance of a joint (ii) Voluntary manslaughter; (v) Felony offenses involving sexual criminal venture. (iii) Arson of a building in which a abuse or sexual contact. person other than the offender was (5) Attempts, conspiracies, and (9) In some cases, negative present or likely to be present at the solicitations shall be scored by reference institutional behavior that involves time of the offense; to the substantive offense that was the violence will result in a higher score if scored as an additional current offense (iv) Forcible rape or forcible sodomy object of the attempt, conspiracy, or under Categories II and/or III, than if (first degree sexual abuse); solicitation; except that Category IIIA shall apply only if death actually scored under Category IVA. In such (v) Kidnapping, hostage taking, or any cases, the prisoner’s point score is armed abduction of a victim during a resulted. (6) Current offense means any recalculated to reflect the conduct as an carjacking or other offense; additional current offense under (vi) Burglary of a residence while criminal behavior that is either: (i) Reflected in the offense of Categories II and/or III, rather than as a armed with any weapon if a victim was conviction, or disciplinary infraction under Category in the residence during the offense; (ii) Is not reflected in the offense of IVA. For example, the attempted murder (vii) Obstruction of justice through conviction but is found by the of another inmate will result in a higher violence or threats of violence; Commission to be related to the offense score when treated as an additional (viii) Any offense involving sexual of conviction (i.e., part of the same current offense under Categories II and abuse of a person less than sixteen years course of conduct as the offense of III, if the offense of conviction was of age; conviction). In probation violation scored under Category IIC only as (ix) Mayhem, malicious cases, the current offense includes both violence in current offense. If negative disfigurement, or any offense defined as the original offense and the violation institutional behavior is treated as an other violence in paragraph (g)(4) of this offense, except that the original offense additional current offense, points may section that results in serious bodily shall be scored as a prior conviction nonetheless be assessed under Category injury as defined in paragraph (g)(3) of (with a prior commitment) rather than IVA or B for other disciplinary this section; as part of the current offense, if the infractions. (x) Any offense defined as other prisoner served more than six months in (10) Superior program achievement violence in paragraph (g)(4) of this prison for the original offense before means program achievement that is section which the offender intentionally commencement of probation. beyond the level that the prisoner might discharged a firearm; (7) Category IIE applies whenever a ordinarily be expected to accomplish. (3) Serious bodily injury means bodily firearm is possessed by the offender (h) Guidelines for decisions at initial injury that involves a substantial risk of during, or used by the offender to hearing—adult offenders. In considering death, unconsciousness, extreme commit, any offense that is not scored whether to parole an adult offender at physical pain, protracted and obvious under Category II(A–D). Category IIE an initial hearing, the Commission shall disfigurement, or protracted loss or also applies when the current offense is determine the offender’s total point impairment of the function of a bodily felony unlawful possession of a firearm score and then consult the following member, organ, or mental faculty. and there is no other current offense. guidelines for the appropriate action:

Total points Guideline recommendation

(1) if points =0 ...... Parole at initial hearing with low level of supervision indicated. (2) if points =1 ...... Parole at initial hearing with high level of supervision indicated. (3) if points =2 ...... Parole at initial hearing with highest level of supervision indicated. (4) if points =3+ ...... Deny parole at initial hearing and schedule rehearing in accordance with § 2.75(c) and the time ranges set forth in paragraph (j) of this section.

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(i) Guidelines for decisions at initial hearing—youth offenders. In considering whether to parole a youth offender at an initial hearing, the Commission shall determine the youth offender’s total point score and then consult the following guidelines for the appropriate action:

Total points Guideline recommendation

(1) if points = 0 ...... Parole at initial hearing with conditions established to address treat- ment needs; (2) if points = 1+ ...... Deny parole at initial hearing and schedule a rehearing based on esti- mated time to achieve program objectives or by reference to the time ranges in paragraph (j) of this section, whichever is less.

(j) Guidelines for time to rehearing adult offenders. (1) If parole is denied or rescinded, the time to the subsequent hearing for an adult offender shall be determined by the following guidelines:

Base point score (categories I through III) Months to rehearing

0±4 ...... 12±18 5 ...... 18±24 6 ...... 18±24 7 ...... 18±24 8 ...... 18±24 9 ...... 22±28 10 ...... 26±32

(2) The time to a rehearing shall be determined by the prisoner’s base point score, and not by the total point score at the current hearing, which indicates only whether parole should be granted or denied. Exception: In the case of institutional misconduct deemed insufficiently serious to warrant the addition of one or more points for negative institutional behavior, the Commission may nonetheless deny or rescind parole and render a decision based on the guideline ranges at § 2.36. (3) At any initial hearing or rehearing, if the prisoner’s total point score is 4 or less, the Commission may order both a rehearing date and a presumptive parole date that is not more than 9 months from the rehearing date. Such presumptive date may be converted to a parole effective date following the rehearing, or the case may be reopened based on new favorable information and a parole effective date granted on the record. (k) Guidelines for decisions at subsequent hearing—adult offenders. In determining whether to parole an adult offender at a rehearing or rescission hearing, the Commission shall take the total point score from the initial hearing or last rehearing, as the case may be, and adjust that score according to the institutional record of the candidate since the last hearing. The following guidelines are applicable:

Total points Guideline recommendation if points = 0±3 ...... Parole with highest level of supervision indicated. if points = 4+ ...... Deny parole at rehearing and schedule a further rehearing in accord- ance with § 2.75(c) and the time ranges set forth in paragraph (j) of this section.

(l) Guidelines for decisions at subsequent hearing—youth offenders. (1) In determining whether to parole a youth offender appearing at a rehearing or rescission hearing, the Commission shall take the total point score from the initial hearing or last rehearing, as the case may be, and adjust that score according to the institutional record of the candidate since the last hearing. The following guidelines are applicable:

Total points Guideline recommendation if points = 0±3 ...... Parole with highest level of supervision indicated. if points = 4+ ...... Deny parole and schedule a rehearing based on estimated time to achieve program objectives or by reference to the time ranges in paragraph (j) of this section, whichever is less.

(2) Prison officials may in any case a parole candidate notwithstanding the that it relied on in departing from the recommend an earlier rehearing date guidelines, or to schedule a applicable guideline or guideline range. than ordered by the Commission if the reconsideration hearing at a time (2) If the prisoner is deemed to be a Commission’s program objectives have different from that indicated in poorer or more serious risk than the been met. paragraph (j) of this section. Unusual guidelines indicate, the Commission (m) Decisions outside the guidelines— circumstances are case-specific factors shall determine what Base Point Score all offenders. (1) The Commission may, that are not fully taken into account in would more appropriately fit the in unusual circumstances, waive the the guidelines, and that are relevant to prisoner’s case, and shall render its Salient Factor Score and the pre- and the grant or denial of parole. In such initial and rehearing decisions as if the post-incarceration factors set forth in cases, the Commission shall specify in prisoner had that higher Base Point this section to grant or deny parole to the Notice of Action the specific factors Score. If possible, the factors justifying

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In some cases, Score; safety. however, an extreme level of risk (C) A change in the availability of (b) If a parole date has been granted, presented by the prisoner may make it community resources leading to a better but the prisoner has not submitted a inappropriate for the Commission to parole prognosis; proposed release plan, the appropriate contemplate a parole at any hearing (ii) Other factors: correctional or supervision staff shall without a significant change in the (A) Unusually lengthy period of assist the prisoner in formulating a prisoner’s circumstances. incarceration on the minimum sentence release plan for investigation. (3) Factors that may warrant a (in relation to the seriousness of the (c) After investigation by a decision above the guidelines include, offense and prior record) that warrants Community Supervision Officer, the but are not limited to, the following: an initial parole determination as if the proposed release plan shall be (i) Poorer parole risk than indicated offender were being considered at a submitted to the Commission 30 days by salient factor score. The offender is rehearing; prior to the prisoner’s parole or a poorer parole risk than indicated by (B) Substantial period in custody on mandatory release date. the salient factor score because of— other sentence(s) sufficient to warrant a (d) A Commissioner may retard a (A) Unusually persistent failure under finding in paragraph (m)(4) of this parole date for purposes of release supervision (pretrial release, probation, section; or planning for up to 120 days without a or parole); (C) Clearly exceptional program hearing. If efforts to formulate an (B) Unusually persistent history of achievement. acceptable release plan prove futile by the expiration of such period, or if the criminally related substance (drug or § 2.81 Reparole decisions. alcohol) abuse and resistance to Offender Supervision staff reports that treatment efforts; or Each decision to grant or deny there are insufficient resources to (C) Unusually extensive prior record reparole shall be made by reference to provide effective supervision for the (sufficient to make the offender a poorer the Commission’s reparole guidelines at individual in question, the Commission risk than the ‘‘poor’’ prognosis § 2.21, which shall include the shall be promptly notified in a detailed category). establishment of a presumptive or report. If the Commission does not order effective release date pursuant to (ii) More serious parole risk. The the prisoner to be paroled, the § 2.12(b) and interim hearings pursuant offender is a more serious parole risk Commission shall suspend the grant of to § 2.14. However, if the prisoner is than indicated by the total point score parole and conduct a reconsideration eligible for parole on a new D.C. Code because of— hearing on the next available docket. felony sentence that has been aggregated (A) Prior record of violence more Following such reconsideration hearing, with the prisoner’s parole violation extensive or serious than that taken into the Commission may deny parole if it term, or is a youth offender serving the account in the guidelines; finds that the release of the prisoner remainder of a Youth Rehabilitation Act (B) Current offense demonstrates without a suitable plan would fail to sentence following revocation of parole, extraordinary criminal sophistication, meet the criteria set forth in § 2.73. the applicable guideline at § 2.80 (adult criminal professionalism in the However, if the prisoner subsequently or youth) shall be applied. Reparole employment of violence or threats of presents an acceptable release plan, the hearings shall be conducted according violence, or leadership role in Commission may reopen the case and to the procedures set forth in § 2.72. instigating others to commit a serious issue a new grant of parole. (e) The following shall be considered offense; § 2.82 Effective date of parole. in the formulation of a suitable release (C) Unusual cruelty to the victim (a) A parole release date may be (beyond that accounted for by scoring plan: granted up to nine months from the date (1) Evidence that the parolee will the offense as high level violence), or of the hearing in order to permit have an acceptable residence; predation upon extremely vulnerable placement in a halfway house or to (2) Evidence that the parolee will be victim; allow for release planning. Otherwise, a legitimately employed as soon as (D) Unusual propensity to inflict grant of parole shall ordinarily be released; provided, that in special unprovoked and potentially homicidal effective not more than six months from circumstances, the requirement for violence, as demonstrated by the the date of the hearing. immediate employment upon release circumstances of the current offense; or (b) Except in the case of a medical or may be waived by the Commission; (E) Additional serious offense(s) geriatric parole, a parole that is granted (3) Evidence that the necessary committed after (or while on bond or prior to the completion of the prisoner’s aftercare will be available for parolees fugitive status from) current offense that minimum term shall not become who are ill, or who have any other show unusual capacity for sustained, effective until the prisoner becomes demonstrable problems for which repeated violent criminal activity. eligible for release on parole. special care is necessary, such as (4) Factors that may warrant a hospital facilities or other domiciliary § 2.83 Release planning. decision below the guidelines include, care; and but are not limited to, the following: (a) All grants of parole shall be (4) Evidence of availability of, and (i) Better parole risk than indicated by conditioned on the development of a acceptance in, a community program in salient factor score. The offender is a suitable release plan and the approval of those cases where parole has been better parole risk than indicated by the that plan by the Commission. A parole granted conditioned upon acceptance or salient factor score because of certificate shall not be issued until a participation in a specific community (applicable only to offenders who are release plan has been approved by the program. not already in the very good risk Commission. In the case of mandatory category)— release, the Commission shall review § 2.84 Release to other jurisdictions. (A) A prior criminal record resulting each prisoner’s release plan to The Commission, in its discretion, exclusively from minor offenses; determine whether the imposition of may parole any individual from a

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He shall in the following circumstances: § 2.85 Conditions of release. not purchase, possess, use, or (1) Following a revocation hearing; (a) The following conditions are administer controlled substances (2) Upon a finding that immediate attached to every grant of parole and are (marijuana or narcotic or other habit- modification of the conditions of parole deemed necessary to provide adequate forming drugs) unless prescribed or is required to prevent harm to the supervision and to protect the public advised for the parolee by a physician. parolee or to the public; or welfare. They are printed on the The parolee shall not frequent places (3) In response to a request by the certificate issued to each parolee and where such drugs are illegally sold, parolee for a modification of the mandatory releasee: dispensed, used, or given away. conditions of parole. (1) The parolee shall go directly to the (10) The parolee shall not associate (c) The Commission may, as a district named in the certificate (unless with persons who have a criminal condition of parole, require a parolee to released to the custody of other record without the permission of his reside in a community corrections authorities). Within three days after his Community Supervision Officer. center, or participate in the program of (11) The parole shall not posses a release, he shall report to the a residential treatment center, or both, Community Supervision Officer whose firearm or other dangerous weapon. (12) The parolee shall permit visits by for all or part of the period of parole. name appears on the certificate. If in (d) The Commission may require that any emergency the parolee is unable to his Community Supervision Officer to his residence and to his place of a parolee remain at his place of get in touch with his supervision office, residence during nonworking hours he shall communicate with the U.S. business or occupation. He shall permit confiscation by his Community and, if the Commission so directs, to Parole Commission, Chevy Chase, have compliance with this condition Maryland 20815–7286. Supervision Officer of any materials which the officer believes may monitored by telephone or electronic (2) If the parolee is released to the constitute contraband in the parolee’s signaling devices. A condition under custody of other authorities, and after possession and which he observes in this paragraph may be imposed only as release from the physical custody of plain view in the parolee’s residence, an alternative to incarceration. such authorities, he is unable to report place of business or occupation, (e) A prisoner who, having been to the Community Supervision Officer vehicle(s), or on his person. The granted a parole date, subsequently to whom he is assigned within three Commission may also, when a refuses to sign the parole certificate, or days, he shall report instead to the reasonable basis for so doing is any other consent form necessary to nearest U.S. Probation Officer. presented, modify the conditions of fulfill the conditions of parole, shall be (3) The parolee shall not leave the parole to require the parolee to permit deemed to have withdrawn the limits fixed by his certificate of parole the Community Supervision Officer to application for parole as of the date of without written permission from his conduct searches and seizures of his refusal to sign. To be considered for Community Supervision Officer. concealed contraband on the parolee’s parole again, the prisoner must reapply (4) The parolee shall notify his person, and in any building, vehicle, or for parole. Community Supervision Officer within other area under the parolee’s control, at (f) With respect to prisoners who are two days of any change in his place of such times as the officer shall decide. required to be released to supervision residence. (13) The parolee shall make a diligent through good time reductions (5) The parolee shall make a complete effort to satisfy any fine, restitution (mandatory release), the conditions of and truthful written report (on a form order, court costs or assessment, and/or parole set forth in this rule, and any provided for that purpose) to his court ordered child support or alimony other special conditions ordered by the Community Supervision Officer payment that has been, or may be, Commission, shall be in full force and between the first and third day of each imposed, and shall provide such effect upon the established release date month. He shall also report to his financial information as may be regardless of any refusal by the prisoner Community Supervision Officer at other requested by his Community to sign his certificate. times as the officer directs, providing Supervision Officer that is relevant to (g) Any parolee who absconds from complete and truthful information. the payment of the obligation. If unable supervision has effectively prevented (6) The parolee shall not violate any to pay the obligation in one sum, the his sentence from expiring. Therefore, law, nor shall he associate with persons parolee will cooperate with his the parolee remains bound by the engaged in criminal activity. The Community Supervision Officer in conditions of his release and violations parolee shall report within two days to establishing an installment payment committed at any time prior to his Community Supervision Officer (or schedule. execution of a warrant issued by the supervision office) if he is arrested or (14) The parolee shall submit to a Commission, whether before or after the questioned by a law-enforcement drug test whenever ordered by his original expiration date, may be charged officer. Community Supervision Officer. as a basis for revocation. In such a case, (7) The parolee shall not enter into (b) The Commission or a member the warrant may be supplemented at any agreement to act as an informer or thereof may at any time modify or add any time. special agent for any law-enforcement to the conditions of release. The parolee (h) The Commission may require a agency without authorization from the shall receive notice of the proposed parolee, when there is evidence of prior Commission. modification and unless waived shall or current alcohol dependence or abuse, (8) The parolee shall work regularly have ten days following receipt of such to participate in an alcohol aftercare unless excused by his Community notice to express his views thereon. treatment program. In such a case, the Supervision Officer, and support his Following such ten day period, the Commission will require that the legal dependents, if any, to the best of Commission shall have 21 days, parolee abstain from the use of alcohol his ability. He shall report within two exclusive of holidays, to order such and/or all other intoxicants during and days to his Community Supervision modification of or addition to the after the course of treatment.

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(i) The Commission may require a rescinded for disciplinary infractions, parole records shall be confidential and parolee, where there is evidence of prior an appropriate sanction shall be shall not be disclosed outside the or current drug dependence or abuse, to determined either by adding the Commission except as provided in participate in a drug treatment program, appropriate points for negative paragraphs (b) and (c) of this section. which shall include at least two institutional behavior to the prisoner’s (b) Information that is subject to periodic tests to determine whether total point score, or by reference to release to the general public without the parolee has reverted to the use of drugs § 2.36 if the misconduct is not consent of the prisoner shall be limited (including alcohol). In such a case, the sufficiently serious to warrant a to the information specified in § 2.37(c). Commission will require that the continuance under § 2.80(j). A total (c) Information other than as parolee abstain from the use of alcohol point score of 0–2 shall be adjusted to described in paragraph (b) of this and/or all other intoxicants during and a total point score of 3 prior to adding section may be disclosed without the after the course of treatment. In the points for negative institutional consent of the prisoner only pursuant to event such condition is imposed prior to behavior pursuant to the Point the provisions of the Privacy Act of an eligible prisoner’s release from Assignment Table at § 2.80(f). 1974 (5 U.S.C. 552(b)). See § 2.56. prison, any grant of parole or reparole (c) After a prisoner has been granted shall be contingent upon the prisoner a parole effective date, the institution § 2.89 Miscellaneous provisions. shall notify the Commission of any passing all pre-release drug tests Except to the extent otherwise serious disciplinary infractions administered by prison officials. provided by law, the following sections committed by the prisoner prior to the (j) Parolees are expected by the in Subpart A of this part are also date of actual release. In such case, the Commission to understand the applicable to District of Columbia Code prisoner shall not be released until the conditions of parole according to their offenders: plain meaning, and to seek the guidance institution has been advised that no Sec. of their Community Supervision change has been made in the 2.5 (Sentence aggregation) Officers before engaging in any conduct Commission’s order granting parole. 2.7 (Committed fines and restitution orders) that may constitute a violation thereof. (d) A grant of parole becomes 2.8 (Mental competency procedures) Community Supervision Officers may operative upon the authorized delivery 2.10 (Date service of sentence commences) of a certificate of parole to the prisoner, 2.16 (Parole of prisoner in State, local, or issue instructions to parolees to refrain and the signing of that certificate by the territorial institution) from particular conduct that would prisoner, who thereafter becomes a 2.19 (Information considered) violate parole, or to take specific steps parolee. 2.22 (Communication with Commission) to avoid or correct a violation of parole, 2.23 (Delegation to hearing examiners) as well as such other directives as may § 2.87 Mandatory release. 2.30 (False information or new criminal be authorized by the conditions (a) When a prisoner has been denied conduct; Discovery after release) imposed by the Commission. parole at the initial hearing and all 2.32 (Parole to local or immigration subsequent considerations, or parole detainers) § 2.86 Release on parole; rescission for 2.56 (Disclosure of Parole Commission file) misconduct. consideration is expressly precluded by 2.63 (Rewarding assistance in the statute, the prisoner shall be released at prosecution of other offenders: criteria (a) When a parole effective date has the expiration of his or her imposed been set, actual release on parole on that and guidelines) sentence less the time deducted for any 2.66 (Aggregated U.S. and D.C. Code date shall be conditioned upon the good time allowances provided by sentences) individual maintaining a good conduct statute. record in the institution or prerelease (b) Any prisoner having served his or § 2.90 Prior orders of the Board of Parole. program to which the prisoner has been her term or terms less deduction for Any prior order entered by the Board assigned. good time shall, upon release, be of Parole of the District of Columbia (b) The Commission may reconsider deemed to be released on parole until shall be accorded the status of an order any grant of parole prior to the the expiration of the maximum term or of the Parole Commission unless duly prisoner’s actual release on parole, and terms for which he or she was reconsidered and changed by the may advance or retard a parole effective sentenced, except that if the offense of Commission at a regularly scheduled date or rescind and a parole date conviction was committed before April hearing. It shall not constitute grounds previously granted based upon the 11, 1987, such expiration date shall be for reopening a case that the prisoner is receipt of any new and significant less one hundred eighty (180) days. subject to an order of the Board of information concerning the prisoner, Every provision of this subpart relating Parole that fails to conform to a including disciplinary infractions. The to an individual on parole shall be provision of this part. Commission may retard a parole date for deemed to include individuals on Dated: April 5, 2000. disciplinary infractions (e.g., to permit mandatory release. the use of graduated sanctions) for up to Michael J. Gaines, 120 days without a hearing, in addition § 2.88 Confidentiality of parole records. Chairman, U.S. Parole Commission. to any retardation ordered under (a) Consistent with the Privacy Act of [FR Doc. 00–9050 Filed 4–12–00; 8:45 am] 2.83(d). If a parole effective date is 1974 (5 U.S.C. 552(b)), the contents of BILLING CODE 4410±31±U

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DEPARTMENT OF JUSTICE decided to republish these regulations, violator, the federal authorities should with appropriate amendments, in the have some reasonable time and latitude Parole Commission Code of Federal Regulations. These in deciding whether to return him to the regulations, when adopted, would be federal institution to serve the balance 28 CFR Part 2 added to the regulations for District of of his term or to surrender him to the Columbia offenders that were originally local authorities for state prosecution.’’ Paroling, Recommitting, and published at 63 FR 39172 (July 21, 1998) In the Commission’s view, a 72-hour Supervising Federal Prisoners: (as amended). period is a reasonable time for a Prisoners Serving Sentences Under Overall, the proposed regulations decision to yield jurisdiction to local the District of Columbia Code would maintain the present functions prosecuting authorities. and authority of the Board of Parole of AGENCY: United States Parole the District of Columbia, with certain Finally, in all cases in which parolees Commission, Justice. amendments to conform to federal are arrested on Commission warrants, it ACTION: Proposed rule. policy and practice. For both Federal is the Commission’s intent that their and D.C. Code parolees, parole revocation hearings be held at the D.C. SUMMARY: The U.S. Parole Commission jail whenever feasible. For those parole is proposing to incorporate into the revocation procedures ultimately derive from the same source: Morrissey v. violators who have been convicted and Code of Federal Regulations, in sentenced to new prison terms in other amended and supplemented form, the Brewer, 408 U.S. 471 (1972). Morrissey also describes the basic goals of parole institutions, the Commission proposes regulations of the District of Columbia supervision in a way that remains valid to follow existing federal policy with that govern the authority that will be today for both the U.S. Code and D.C. regard to the holding of dispositional assumed by the U.S. Parole Commission Code parole systems. The amended revocation hearings prior to the on August 5, 2000, with respect to regulations are intended exclusively to completion of the intervening sentence, felony offenders on parole. The improve the ways in which the District and revocation hearings following authority of the District of Columbia of Columbia parole system is carried release from the intervening sentence. Board of Parole to oversee the out, consistently with the approach See 28 CFR 2.47. In all respects, the supervision and to revoke the paroles of taken in the Morrissey decision. proposed rules have been drafted to felony offenders will be transferred to These improvements include a conform to District of Columbia law the U.S. Parole Commission under the requirement for preliminary interviews regarding the parole revocation process. National Capital Revitalization and Self- as described in Morrissey, and an See D.C. Code 24–205 and 24–206. Government Improvement Act of 1997, arrangement with the D.C. Public which permits the Commission to Defender Service whereby attorney Proposed Implementation amend and supplement the District’s representation would be obtained The Commission proposes that the regulations pursuant to federal directly following the preliminary regulations set forth below be made rulemaking procedures. interview. This would be in contrast to DATES: Comments must be received by the current D.C. Board of Parole rule effective as interim rules on August 5, June 30, 2000. that prohibits Board members and staff 2000, with a further period for public comment. The Commission proposes to ADDRESSES: Send comments to Office of from assisting arrested parolees who reevaluate the rules in the light of both General Counsel, U.S. Parole wish to obtain the services of counsel. public comment and operational Commission, 5550 Friendship Blvd., See 28 D.C.M.R. 219.9. experience before adopting final rules. Chevy Chase, Maryland 20815. Although the procedures for release FOR FURTHER INFORMATION CONTACT: from active supervision would remain Regulatory Assessment Requirements Pamela A. Posch, Office of General the same, the Commission proposes to Counsel, U.S. Parole Commission, 5550 supplement those procedures with The U.S. Parole Commission has explicit guidelines derived from the Friendship Blvd., Chevy Chase, determined that this proposed rule federal standards at 28 CFR 2.43 Maryland 20815, telephone (301) 492– would not be a significant rule within governing the early termination of 5959. the meaning of Executive Order 12866. parole for U.S. Code offenders. These The proposed rule would not have a SUPPLEMENTARY INFORMATION: Under guidelines are intended to ensure that significant economic impact upon a Section 11231 of the National Capital the length of time a parolee spends substantial number of small entities Revitalization and Self-Government under parole supervision is within the meaning of the Regulatory Improvement Act of 1997, Public Law proportionate to the level of risk to the Flexibility Act, 5 U.S.C. 605(b), and is 105–33, the U.S. Parole Commission public safety suggested by the parolee’s deemed by the Commission to be a rule will be given, effective August 5, 2000, criminal offense and prior record, as of agency practice that will not the authority presently exercised by the measured by the Salient Factor Score substantially affect the rights or Board of Parole of the District of and Base Point Score at 28 CFR 2.80. obligations of non-agency parties Columbia with respect to felony The Commission also proposes to pursuant to Section 804(3)(C) of the offenders on parole, including the codify a procedure whereby an executed Congressional Review Act. jurisdiction to revoke parole and to warrant may be withdrawn within 72 modify the conditions of parole. See hours of execution in order to release List of Subjects in 28 CFR Part 2 D.C. Code 24–1231(a)(2). the arrested parolee to another After an extensive review of the jurisdiction’s warrant. (The Commission Administrative practice and relevant regulations of the Board of is not always aware, when it issues a procedure, Prisoners, Probation and Parole of the District of Columbia warrant, that the parolee is also sought parole. concerning the supervision of parolees, by other authorities.) In Saylor v. U.S. The Proposed Rules the release of parolees from active Board of Parole, 345 F.2d 100, 103 (D.C. supervision, and the procedures Cir. 1965), the court endorsed such a Accordingly, the U.S. Parole governing the exercise of the authority procedure, stating that ‘‘* * * upon Commission proposes the following to revoke parole, the Commission has arresting a federal parolee as a parole amendment to 28 CFR Part 2.

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PART 2Ð[AMENDED] credit for time on parole in the case of Commission by the officer responsible revocation. for the supervision of the parolee after 1. The authority citation for part 2 (b) The parole of any parolee shall run the completion of 12 months of continues to read as follows: concurrently with the period of parole, continuous community supervision and Authority: 18 U.S.C. 4203(a)(1) and probation, or supervised release under annually thereafter. The supervision 4204(a)(6). any other Federal, State, or local officer shall submit such additional 2. By adding §§ 2.91 through 2.105 to sentence. reports and information concerning both Subpart C to read as follows: (c) Upon the expiration of the the parolee, and the enforcement of the * * * * * parolee’s maximum term as specified in conditions of the parolee’s supervision, the release certificate, the Community as the Commission may direct. All Subpart CÐDistrict of Columbia Code Supervision Officer shall issue a reports shall be submitted according to Prisoners and Parolees certificate of discharge to such parolee the format established by the Sec. and to such other agencies as may be Commission. 2.91 Supervision responsibility. appropriate. 2.92 Jurisdiction of the Commission. (d) A termination of parole pursuant § 2.95 Release from active supervision. 2.93 Travel approval. 2.94 Supervision reports to Commission. to an order of revocation shall not affect (a) The Commission, in its discretion, 2.95 Release from active supervision. the Commission’s jurisdiction to grant may release a parolee or mandatory 2.96 Order of release. and enforce any further periods of releasee from further supervision prior 2.97 Withdrawal of order of release. parole, up to the expiration of the to the expiration of the maximum term 2.98 Summons to appear or warrant for offender’s maximum term. or terms for which he or she was retaking of parolee. sentenced. § 2.93 Travel approval. 2.99 Execution of warrant and service of (b) Two years after release on summons. (a) The Community Supervision supervision, and at least annually 2.100 Warrant placed as detainer and Officer may approve travel outside the dispositional review. thereafter, the Commission shall review 2.101 Revocation: Preliminary interview. district of supervision without approval the status of each parolee to determine 2.102 Place of revocation hearing. of the Commission in the following the need for continued supervision. In 2.103 Revocation hearing procedure. situations: calculating such two-year period there 2.104 Issuance of subpoena for appearance (1) Vacation trips not to exceed thirty shall not be included any period of of witnesses or production of documents. days. release on parole prior to the most 2.105 Revocation decisions. (2) Trips, not to exceed thirty days, to recent release, nor any period served in investigate reasonably certain confinement on any other sentence. A Subpart CÐDistrict of Columbia Code employment possibilities. Prisoners and Parolees review shall also be conducted (3) Recurring travel across a district whenever release from supervision is * * * * * boundary, not to exceed fifty miles specially recommended by the outside the district, for purpose of Community Supervision Officer. § 2.91 Supervision responsibility. employment, shopping, or recreation. (c) In determining whether to grant (b) Specific advance approval by the (a) Pursuant to D.C. Code 24–1233(c), release from supervision, the Commission is required for all foreign the District of Columbia Court Services Commission shall apply the following travel, employment requiring recurring and Offender Supervision Agency guidelines, provided that case-specific travel more than fifty miles outside the (CSOSA) shall provide supervision, factors do not indicate a need for district, and vacation travel outside the through qualified Community continued supervision: Supervision Officers, for all D.C. Code district of supervision exceeding thirty (1) For a parolee originally classified parolees and mandatory releasees under days. A request for such permission in the very good risk category and the jurisdiction of the Commission who shall be in writing and must whose current offense did not involve are released to the D.C. metropolitan demonstrate a substantial need for such violence, release from supervision may area. Individuals under the jurisdiction travel. be ordered after two continuous years of of the Commission who are released to (c) A special condition imposed by incident-free parole in the community; districts outside the D.C. metropolitan the Commission prohibiting certain (2) For a parolee originally classified area, or who are serving mixed U.S. and travel shall apply instead of any general in the very good risk category and D.C. Code sentences, shall be supervised rules relating to travel as set forth in whose current offense involved violence by a U.S. Probation Officer pursuant to paragraph (a) of this section. other than high level violence, release 18 U.S.C. 3655. (d) The district of supervision for a (b) A parolee or mandatory releasee parolee under the supervision of the from supervision may be ordered after may be transferred to a new district of D.C. Community Supervision Office of three continuous years of incident-free supervision with the permission of the CSOSA shall be the D.C. Metropolitan parole in the community; supervision offices of both the area (as defined in the certificate of (3) For a parolee originally classified transferring and receiving district, parole) for all purposes of residence, in the very good risk category and provided such transfer is not contrary to employment, or travel permission under whose current offense involved high instructions from the Commission. this section. level violence (without death of victim resulting), release from supervision may § 2.92 Jurisdiction of the Commission. § 2.94 Supervision reports to Commission. be ordered after four continuous years of (a) Pursuant to D.C. Code 24–431(a), An initial supervision report to incident-free parole in the community; the jurisdiction of the Commission over confirm the satisfactory initial progress (4) For a parolee originally classified a parolee shall expire on the date of of the parolee shall be submitted to the in other than the very good risk expiration of the maximum term or Commission 90 days after the parolee’s category, whose current offense did not terms for which he was sentenced, release from prison, by the officer involve violence, and whose prior subject to the provisions of this subpart responsible for the parolee’s record includes not more than one relating to warrant issuance, time in supervision. A regular supervision episode of felony violence, release from absconder status, and the forfeiture of report shall be submitted to the supervision may be ordered after three

VerDate 202000 17:49 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00002 Fmt 4701 Sfmt 4702 E:\FR\FM\13APP3.SGM pfrm02 PsN: 13APP3 20008 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Proposed Rules continuous years of incident-free parole penalty of possible withdrawal of the mandatorily released from a sentence in the community; order of release or revocation of parole. imposed for an offense committed (5) For a parolee originally classified (c) An order of release from before April 11, 1987, such summons or in other than the very good risk supervision shall not release the parolee warrant may be issued only within the category, and whose current offense from the custody of the Attorney maximum term or terms less one involved violence other than high level General or from the jurisdiction of the hundred eighty days. A summons or violence, or whose prior record includes Commission before the expiration of the warrant shall be considered issued two or more episodes of felony violence, term or terms being served. when signed and either— release from supervision may be ordered (1) Placed in the mail; or after four continuous years of incident- § 2.97 Withdrawal of order of release. (2) Sent by electronic transmission to free parole in the community; If, after an order of release from the appropriate law enforcement (6) For a parolee who was originally supervision has been issued by the authority. classified in other than the very good Commission, and prior to the expiration (d) The issuance of a warrant under risk category and whose current offense date of the sentence(s) being served, the this section operates to bar the or prior record involved high level parolee commits any new criminal expiration of the parolee’s sentence. violence (without death of victim offense or engages in any conduct which Such warrant maintains the resulting), release from supervision may might bring discredit to the parole Commission’s jurisdiction to retake the be ordered after five continuous years of system, the Commission may, in its parolee either before or after the normal incident-free parole in the community; discretion, do any of the following: expiration date of the sentence and to (7) For any parolee whose current (a) Issue a warrant for the parolee’s reach a final decision as to the offense or prior record involved high return to custody as a violator; revocation of parole and the forfeiture of level violence with death of victim (b) Withdraw the order of release from time pursuant to D.C. Code 24–206(a). resulting, release from supervision may supervision and return the parolee to (e) A summons or warrant issued be ordered only upon a case-specific active supervision; or pursuant to this section shall be finding that, by reason of age, infirmity, (c) Impose any special conditions to accompanied by a warrant application or other compelling factors, the parolee the order of release from supervision. stating the charges against the parolee, is unlikely to be a threat to the public the applicable procedural rights under § 2.98 Summons to appear or warrant for safety. retaking of parolee. the Commission’s regulations, and the (d) Decisions to release from possible actions which may be taken by supervision prior to completion of the (a) If a parolee is alleged to have the Commission. A summons shall periods specified in this section may be violated the conditions of his release, specify the time and place the parolee made where it appears that the parolee and satisfactory evidence thereof is shall appear. Failure to appear in is a better risk than indicated by the presented, the Commission or a member response to a summons shall be grounds salient factor score (if originally thereof may: for issuance of a warrant. classified in other than the very good (1)(i) Issue a summons requiring the risk category), or a less serious risk than offender to appear for a preliminary § 2.99 Execution of warrant and service of indicated by a violent current offense or interview or local revocation hearing; or summons. prior record (if any). However, release (ii) Issue a warrant for the (a) Any officer of any Federal or from supervision prior to the apprehension and return of the offender District of Columbia correctional completion of two years of incident-free to custody. institution, or any Federal or District of supervision will not be granted in any (2) A summons or warrant in Columbia officer authorized to serve case unless case-specific factors clearly paragraph (a)(1) of this section may be criminal process, to whom a warrant is indicate that continued supervision issued or withdrawn only by the delivered shall execute such warrant by would be counterproductive. Commission, or a member thereof. taking the parolee and returning him to (e) Cases with pending criminal (b) Any summons or warrant under the custody of the Attorney General. charge(s) shall not be released from this section shall be issued as soon as (b) Upon the arrest of the parolee, the supervision until the disposition of such practicable after the alleged violation is officer executing the warrant shall charge(s) is known. The term ‘‘incident- reported to the Commission, except deliver to him a copy of the warrant free’’ parole shall include both any when delay is deemed necessary. application stating the charges against reported violations, and any arrest or Issuance of a summons or warrant may the parolee, the applicable procedural law enforcement investigation that be withheld until the frequency or rights under the Commission’s raises a reasonable doubt as to whether seriousness of violations, in the opinion regulations, and the possible actions the parolee has been able to refrain from of the Commission, requires such which may be taken by the Commission. law violations while on parole. issuance. In the case of any parolee who (c) If execution of the warrant is is charged with a criminal offense and delayed pending disposition of local § 2.96 Order of release. who is awaiting disposition of such charges, for further investigation, or for (a) When the Commission approves a charge, issuance of a summons or some other purpose, the parolee is to be recommendation for release from active warrant may be temporarily withheld, a continued under supervision by the supervision, a written order of release warrant may be issued by the Community Supervision Officer until from supervision shall be issued and a Commission and held in abeyance, a the normal expiration of the sentence, or copy thereof shall be delivered to the warrant may be issued by the until the warrant is executed, whichever releasee. Commission and a detainer lodged with first occurs. Monthly supervision (b) Each order of release shall state the custodial authority, or a warrant reports are to be submitted, and the that the conditions of the releasee’s may be issued for the retaking of the parolee must continue to abide by all parole are waived, except that it shall parolee. the conditions of release. remain a condition that the releasee (c) A summons or warrant may be (d) If any other warrant for the arrest shall not violate any law or engage in issued only within the prisoner’s of the parolee has been executed or is any conduct which might bring maximum term or terms, except that in outstanding at the time the discredit to the parole system, under the case of a prisoner who has been Commission’s warrant is executed, the

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After the interviewing officer shall ascertain that cases, a parolee may be released from an release of the parolee, and the the warrant application has been given executed but unwithdrawn warrant consequent execution of the to the parolee as required by § 2.99(b). whenever the Commission finds such Commission’s warrant, an institutional The interviewing officer shall advise the action necessary to serve the ends of revocation hearing shall be conducted parolee that he may have the justice. when the parolee is returned to federal preliminary interview postponed in (e) A summons to appear at a custody. order to obtain an attorney (and/or preliminary interview or revocation (d) Dispositional revocation hearings witnesses and evidence on his behalf), hearing shall be served upon the parolee pursuant to this section shall be and that he may apply for counsel to be in person by delivering to the parolee a conducted in accordance with the assigned by the D.C. Public Defender copy of the summons and the provisions governing institutional Service or otherwise obtained. In application therefor. Service shall be revocation hearings, except that a addition, the parolee may request the made by any Federal or District of hearing conducted at a state or local Commission to obtain the presence of Columbia officer authorized to serve facility may be conducted by a hearing adverse witnesses (i.e., persons who criminal process within the United examiner, hearing examiner panel, or have given information upon which States, and certification of such service other official designated by the revocation may be based). Such adverse shall be returned to the Commission. Commission. Following a revocation witnesses may be requested to attend (f) Official notification of the issuance hearing conducted pursuant to this the postponed preliminary interview if of a Commission warrant shall authorize section, the Commission may take any the parolee meets the requirements for any law enforcement officer within the action specified in § 2.105. a local revocation hearing under (1) The date the violation term United States to hold the parolee in § 2.102(a). The parolee shall be given commences is the date the custody until the warrant can be advance notice of the time and place of Commission’s warrant is executed. It executed in accordance with paragraph a postponed preliminary interview. shall be the policy of the Commission (a) of this section. (c) Review of the charges. At the that the parolee’s violation term (i.e., the preliminary interview, the interviewing § 2.100 Warrant placed as detainer and unexpired term that remained to be officer shall review the violation charges dispositional review. served at the time the parolee was with the parolee and shall apprise the (a) When a parolee is in the custody released on parole) shall start to run parolee of the evidence that has been of other law enforcement authorities, or only upon his release from the presented to the Commission. The is serving a new sentence of confinement portion of the sentence for interviewing officer shall ascertain imprisonment, a parole violation the new offense, or the date of reparole whether the parolee admits or denies warrant may be lodged against him as a granted pursuant to this subpart, each charge listed on the warrant detainer. whichever comes first. (b) If the parolee is serving a new (2) A parole violator whose parole is application, as well as the parolee’s sentence of imprisonment and is eligible revoked shall be given recognition for explanation of the facts giving rise to for parole under the Commission’s all time in confinement for any new each charge. The officer shall also jurisdiction, a dispositional revocation offense that is considered by the receive the statements of any witnesses hearing shall be scheduled as soon as Commission as a basis for revocation for and documentary evidence on behalf of the parolee has applied for an initial the limited purpose of satisfying the the parolee. hearing on the new sentence, or as soon time ranges in the reparole guidelines at (d) At the conclusion of the as practicable if the parolee is serving a § 2.81. The computation of the preliminary interview, the interviewing new sentence of one year or less. In prisoner’s sentence, and forfeiture of all officer shall inform the parolee of his such cases, the warrant shall not be time on parole pursuant to D.C. Code recommended decision as to whether executed except upon final order of the 24–206(a), is not affected by such there is probable cause to believe that Commission. In any other cases, the guideline credit. the parolee has violated the conditions detainer shall be reviewed on the record of his release, and shall submit to the pursuant to paragraph (c) of this section. § 2.101 Revocation: Preliminary interview. Commission a digest of the interview (c) If the parolee is serving a new (a) Interviewing officer. A parolee who together with a recommended decision. sentence of imprisonment that does not is retaken on a warrant issued by the (1) If the interviewing officer’s include eligibility for parole under the Commission shall promptly be offered a recommended decision is that there is Commission’s jurisdiction, the preliminary interview by a Community no probable cause to believe that the Commission shall review the detainer Supervision Officer (or other official parolee has violated the conditions of upon the request of the parolee. designated by the Commission). The his release, a Commissioner shall review Following such review, the Commission purpose of the preliminary interview is such recommended decision and notify may: to enable the Commission to determine the parolee of his final decision (1) Withdraw the detainer and order if there is probable cause to believe that concerning probable cause as reinstatement of the parolee to the parolee has violated his parole as expeditiously as possible. A decision to supervision upon release from custody, charged, and if so, whether a local or release the parolee shall be or close the case if the expiration date institutional revocation hearing should implemented without delay. has passed. be conducted. Any Community (2) If the interviewing officer’s (2) Order a dispositional revocation Supervision Officer or U.S. Probation recommended decision is that there is hearing to be conducted by a hearing Officer in the district where the prisoner probable cause to believe that the examiner or an official designated by is confined may conduct the parolee has violated a condition (or

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If the appearance revoked or reinstated. cause to believe that the parolee has of such witness at the hearing is (b) At a local revocation hearing, the violated the conditions of his release, precluded by the Commission for good alleged violator may present both reinstatement to supervision or release cause, a local revocation hearing shall witnesses and documentary evidence in pending further proceedings may be not be ordered. his behalf. At an institutional revocation ordered in the Commission’s discretion hearing, the alleged violator may only if it determines that: (b) If there are two or more charged present documentary evidence in his (i) Continuation of revocation violations, the hearing may be behalf, including statements taken from proceedings is not warranted despite the conducted near the place of the witnesses. At any hearing, the presiding violations found; or violation chiefly relied upon by the hearing officer or examiner may limit or (ii) Incarceration pending further Commission as a basis for the issuance exclude any irrelevant or repetitious revocation proceedings is not warranted of the warrant or summons. statement or documentary evidence. by the alleged frequency or seriousness (c) A parolee who voluntarily waives (c) At a local revocation hearing, the of such violation or violations, and the his right to a local revocation hearing, Commission may, on the request of the parolee is neither likely to fail to appear or who admits all the charged violations alleged violator or on its own motion, for further proceedings, nor constitutes of the conditions of his release, or who require the attendance of adverse a danger to himself or others. is retaken following release from a witnesses who have given statements (e) Conviction as probable cause. sentence of imprisonment for a new upon which revocation may be based. Conviction of any Federal, District of crime, shall be given an institutional The adverse witnesses who are present Columbia, State, or local crime revocation hearing upon his return or shall be made available for questioning committed subsequent to release by a recommitment to an institution. An and cross-examination in the presence parolee shall constitute probable cause institutional revocation hearing may of the alleged violator. A finding of good for the purposes of this section, and no also be conducted in the District of cause for the non-attendance of an preliminary interview shall be Columbia jail or prison facility in which adverse witness may be based on a conducted unless ordered by a the parolee is being held. However, a significant possibility of harm to the Commissioner to consider additional Commissioner may, on his own motion, witness, the witness not being violation charges (including, but not designate any case for a local revocation reasonably available, and/or the limited to, unadjudicated criminal hearing. The difference in procedures availability of documentary evidence offenses) that may be determinative of between a ‘‘local revocation hearing’’ that is an adequate substitute for live the Commission’s decision regarding and an ‘‘institutional revocation testimony. Neither adverse nor favorable revocation and/or reparole. hearing’’ is set forth in § 2.103. witnesses will be requested to appear at (f) Local revocation hearing. A institutional revocation hearings. postponed preliminary interview may (d) A parolee retaken on a warrant (d) All evidence upon which the be conducted as a local revocation issued by the Commission shall be finding of violation may be based shall hearing by an examiner or other officer retained in custody until final action be disclosed to the alleged violator at or designated by a Commissioner provided relative to revocation of his release, before the revocation hearing. The that the parolee has been advised that unless otherwise ordered by the hearing officer or examiner panel may the postponed preliminary interview Commission under § 2.101(e)(2). A disclose documentary evidence by will constitute his final revocation parolee who has been given a revocation permitting the alleged violator to hearing. It shall be the Commission’s hearing pursuant to the issuance of a examine the document during the policy to conduct a combined summons shall remain on supervision hearing, or where appropriate, by preliminary interview and local pending the decision of the reading or summarizing the document revocation hearing whenever adverse Commission, unless the Commission in the presence of the alleged violator. witnesses are required to appear and has provided otherwise. (e) An alleged violator may be give testimony with respect to contested (e) A local revocation hearing shall be represented by an attorney at either a charges. scheduled to be held within sixty days local or an institutional revocation hearing. In lieu of an attorney, an § 2.102 Place of revocation hearing. of the probable cause determination. Institutional revocation hearings shall alleged violator may be represented at (a) If the parolee requests a local any revocation hearing by a person of revocation hearing, he shall be given a be scheduled to be held within ninety days of the date of the execution of the his choice. However, the role of such revocation hearing reasonably near the non-attorney representative shall be place of the alleged violation(s) or violator warrant upon which the parolee was retaken. However, if a parolee limited to offering a statement on the arrest, with a full opportunity to contest alleged violator’s behalf. Only licensed the charges against him, if the following requests and receives any postponement, or consents to a attorneys shall be permitted to question conditions are met: witnesses, make objections, and (1) The parolee has not been postponement, or by his actions otherwise precludes the prompt conduct otherwise provide legal representation convicted of a crime committed while for parolees. under supervision; of such proceedings, the above-stated (2) The parolee denies all charges time limits may be extended. A local § 2.104 Issuance of subpoena for against him; and revocation hearing may be conducted by appearance of witnesses or production of (3) The parolee shall also be given a an examiner, hearing examiner panel, or documents. local revocation hearing if he admits (or other official designated by the (a)(1) If any person who has given has been convicted of) one or more Commission. information upon which revocation may

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Part IV

General Services Administration 41 CFR Parts 101–44 and 102–37 Donation of Surplus Personal Property; Proposed Rule

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GENERAL SERVICES 5. The approval of all Red Cross PART 102±37ÐDONATION OF ADMINISTRATION donations by GSA. SURPLUS PERSONAL PROPERTY 6. The shift in responsibility from 41 CFR Parts 101±44 and 102±37 GSA to the Federal Aviation Subpart AÐGeneral Provisions Sec. [FPMR Amendment H±] Administration to issue screening credentials for public airports. 102–37.5 What does this part cover? RIN 3090±AH20 102–37.10 What is the primary governing B. Executive Order 12866 authority for this part? Donation of Surplus Personal Property 102–37.15 Who must comply with the GSA has determined that this provisions of this part? AGENCY: Office of Governmentwide proposed rule is not a significant rule 102–37.20 How do we request a deviation Policy, GSA. for the purposes of Executive Order from these requirements and who can ACTION: Proposed rule. 12866 of September 30, 1993. approve it? Definitions SUMMARY: The General Services C. Regulatory Flexibility Act Administration is revising the Federal 102–37.25 What definitions apply to this A regulatory flexibility analysis is not part? Property Management Regulations required under the Regulatory (FPMR) by moving coverage on Flexibility Act, 5 U.S.C. 601 et seq., The Donation Process donation of surplus personal property because there is no requirement that this 102–37.30 When does property become into the Federal Management Regulation proposed rule be published in the surplus? (FMR). A cross-reference is added to the Federal Register for notice and 102–37.35 Who handles the donation of FPMR to direct readers to the coverage comment. property? in the FMR. The FMR is written in plain 102–37.40 What type of property is language to provide agencies with D. Paperwork Reduction Act available for donation? updated regulatory material that is easy 102–37.45 Are exchange/sale items eligible The Paperwork Reduction Act does for donation? to read and understand. not apply because this proposed rule 102–37.50 How long is property available DATES: Send your written comments by does not contain any information for donation purposes? June 12, 2000 to be considered in the collection requirements that require the 102–37.55 Is there a special form to request formulation of a final rule. approval of the Office of Management or transfer property? ADDRESSES: Send written comments to: and Budget (OMB). 102–37.60 Who pays for transportation and Ms. Sharon A. Kiser, Regulatory the costs incurred in packing, loading, or E. Small Business Regulatory preparing the property for shipment? Secretariat (MVRS), Federal Acquisition Enforcement Fairness Act 102–37.65 What is the timeframe for Policy Division, General Services removing property that has been Administration, 1800 F Street, NW., This proposed rule is exempt from approved for donation? Washington, DC 20405. Congressional review prescribed under 102–37.70 How should overages and Send comments by e-mail to: 5 U.S.C. 801 since it relates solely to shortages in shipments be handled? RIN.3090–[email protected]. agency management and personnel. Subpart BÐGSA FOR FURTHER INFORMATION CONTACT: List of Subjects in 41 CFR Parts 101–44 102–37.75 What are GSA’s responsibilities Martha Caswell, Director, Personal and 102–37 in the donation of property? Property Management Policy Division 102–37.80 What happens when GSA (MTP), 202–501–3846. Government property management, receives multiple requests for the same SUPPLEMENTARY INFORMATION: Homeless, Reporting and recordkeeping property? requirements, Surplus Government 102–37.85 What factors will GSA consider A. Background property. in allocating property among the States? This proposed rule updates, For the reasons set forth in the 102–37.90 What report is GSA required to streamlines, and clarifies FPMR part preamble, GSA proposes to amend 41 compile concerning the donation program? 101–44 and moves the part into the CFR chapters 101 and 102 as follows: Federal Management Regulation (FMR). Subpart CÐHolding Agency CHAPTER 101Ð[AMENDED] The proposed rule is written in a plain 102–37.95 To whom do ‘‘we’’, ‘‘you’’, and language question and answer format. In 1. Part 101–44 is revised to read as their variants refer? this format, a question and its answer follows: 102–37.100 What are our responsibilities in combine to establish a rule. This means the donation of property? PART 101±44ÐDONATION OF the employee and the agency must 102–37.105 May we get reimbursement for SURPLUS PERSONAL PROPERTY follow the language contained in both our costs? 102–37.110 May we donate property the question and its answer. directly to eligible non-Federal Proposed updates include: Authority: 40 U.S.C. 486(c); Sec. 205(c), 63 Stat. 390. recipients without going through GSA? 1. The use of the same dollar 102–37.115 What are some of the donations thresholds for reporting overages and § 101±44.000 Cross-reference to the that don’t require GSA’s approval? shortages of property, in addition to a Federal Management Regulation (FMR) (41 102–37.120 May we withdraw property for shortened report period. CFR chapter 102, parts 102±1 through 102± Federal use once it enters the donation 2. The removal of the 2-year limit for 220). cycle? reimbursing State surplus property For information on donation of 102–37.125 May we recover property that has been picked up by a SASP? agencies from the sale of undistributed surplus personal property previously property. contained in this part, see FMR part 37 Subpart DÐState Agency for Surplus 3. The change of definition of (41 CFR part 102–37). Property ‘‘museum.’’ CHAPTER 102Ð[AMENDED] 102–37.130 To whom do ‘‘we’’, ‘‘you’’, and 4. The reinstatement of a requirement their variants refer? that donee eligibility files be updated at 2. Part 102–37 is added to subchapter 102–37.135 What are our responsibilities in 3-year intervals. B to read as follows: the donation of property?

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102–37.140 How do we become eligible to 102–37.285 Do restrictions remain on Eligibility distribute property to donees? property that has been authorized for 102–37.415 Who determines if we are cannibalization? Certifications and Agreements eligible to receive property? 102–37.290 May a donee exchange donated 102–37.420 What basic criteria must we 102–37.145 What certifications must we property during the period of restriction? meet to qualify for eligibility? make before acquiring property for 102–37.295 On what categories of property distribution? has GSA imposed special handling 102–37.425 What if there is no specific 102–37.150 What other requirements must conditions or use limitations? authority that can approve or accredit we fulfill before acquiring property for 102–37.300 What documentation must we our program as required for distribution? provide to acquire an aircraft or vessel? qualification? 102–37.155 Must we make a drug-free 102–37.305 What are the special terms, Terms and Conditions workplace certification? conditions, and restrictions regarding 102–37.160 Must we make a certification aircraft and vessels? 102–37.430 What certifications must we regarding lobbying? make before acquiring property? Service and Handling Charges 102–37.435 What agreements must we State Plan of Operation 102–37.310 May we accept personal checks make before acquiring property? 102–37.165 What is a State plan of in payment of service charges? 102–37.440 May we use donated property operation? 102–37.315 Are there restrictions on how for any purpose? 102–37.170 Who is responsible for we may use service charge funds or other 102–37.445 May we acquire property for developing and submitting the plan? monies derived from donated Federal exchange? 102–37.175 When does a State plan take property? effect? Screening and Requesting Property Cooperative Agreements 102–37.180 Must GSA approve 102–37.450 Do we need special amendments or modifications to the 102–37.320 What is a cooperative authorization to screen property for our plan? agreement? program(s)? 102–37.185 Do plans or amendments 102–37.325 Is there a fee for services and 102–37.455 How do we obtain a screener-ID require public notice? other support supplied under a card? 102–37.190 What happens if we don’t cooperative agreement? 102–37.460 What type of information must operate in accordance with our plan? 102–37.330 When May we terminate 102–37.195 What must a State include in cooperative agreements? we provide when requesting an aircraft the plan of operation? or vessel? Reports 102–37.200 What steps must we take if the Returns and Reimbursements State decides to dissolve our SASP? 102–37.335 What reports must we provide to GSA? 102–37.465 May we receive reimbursement Screening and Requesting Property for our donation expenses when we Compliance and Audits 102–37.205 Do we need special return property? 102–37.340 What actions must we take to authorization to screen property? Subpart FÐDonations to Public Airports 102–37.210 How Do we obtain screener-ID report damaged or missing property in cards for ourselves or donees? our custody? 102–37.470 To whom do ‘‘we’’, ‘‘you’’, and 102–37.215 May we request property that is 102–37.345 What measures must we take to their variants refer? in the sales cycle? ensure that property is used for the 102–37.475 What is the authority for public 102–37.220 May we request property purpose(s) for which donated? airport donations? specifically for cannibalization? 102–37.350 What actions must we take if a 102–37.480 What are our responsibilities in review or other information indicates the donation of property? Eligibility of Donees noncompliance with donation terms and 102–37.485 What information must we 102–37.225 Who may acquire property conditions? provide to GSA? through a SASP? 102–37.355 Must we coordinate with GSA 102–37.230 Who determines if an activity is on compliance actions? Subpart GÐDonations to the American eligible to receive donated property? 102–37.360 How must we handle funds National Red Cross 102–37.235 Must we maintain eligibility derived from compliance actions? 102–37.490 To whom do ‘‘we’’, ‘‘you’’, and records on SEAs? 102–37.365 Does coverage under the Single their variants refer? 102–37.240 How often must we update Audit Act exempt us from other reviews 102–37.495 What is the authority for donee eligibility records? of our program? donations to the American National Red 102–37.245 What must we do if a donee Cross? fails to maintain its eligibility status? Disposing of Undistributed Property 102–37.500 What type of property may we 102–37.250 May we grant eligibility to 102–37.370 When must we offer property to applicants who would otherwise qualify other SASPs? receive? as eligible donees, but whose approval, 102–37.375 Must GSA approve a transfer 102–37.505 What steps must we take to accreditation, or licensing is pending? between SASPs? acquire property? 102–37.255 Are we eligible to acquire 102–37.380 May we recover our costs if 102–37.510 What happens to property we property as a public agency donee? property is transferred to another SASP? don’t request? 102–37.385 When should we report 102–37.260 What should we do if an Subpart HÐDonations to Public Bodies in undistributed property to GSA? applicant seeks an appeal of a negative Lieu of Abandonment/Destruction determination of eligibility? 102–37.390 May we sell undistributed property? 102–37.515 To whom do ‘‘we’’, ‘‘you’’, and Distributing Property 102–37.395 Under what conditions may we their variants refer? 102–37.265 Are there special requirements abandon or destroy property? 102–37.520 What is a public body? for distributing property to SEAs? 102–37.400 May we get reimbursement if 102–37.525 What type of property is 102–37.270 May we distribute property to property is recovered for Federal use? donable under this subpart? eligible donees of another State? 102–37.405 What costs may we recover if 102–37.530 Is there a special form for undistributed property is sold? Terms and Conditions processing donations? 102–37.535 Who pays for costs associated 102–37.275 What terms and conditions Subpart EÐDonations to Public Agencies with the donation? must we impose on the donee? and Eligible Nonprofit Organizations 102–37.280 May we waive any of the terms 102–37.410 To whom do ‘‘we’’, ‘‘you’’, and Authority: 40 U.S.C. 486(c); Sec. 205(c), 63 and conditions of donation? their variants refer? Stat. 390.

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Subpart AÐGeneral Provisions Child care center means a public or which otherwise assist in the creation of nonprofit facility where educational, long-term employment opportunities in § 102±37.5 What does this part cover? social, health, and nutritional services the area or primarily benefit the This part covers the donation of are provided to children through age 14, unemployed or those with low incomes. surplus personal property located or as prescribed by State law, and that Education means a program(s) to within a State, including foreign excess is approved or licensed by the State or develop and promote the training, personal property returned for handling other appropriate authority as a child general knowledge, or academic, as surplus personal property. day care center or child care center. technical, and vocational skills and § 102±37.10 What is the primary governing Clinic means an approved public or cultural attainments of individuals in a authority for this part? nonprofit facility organized and community or given political area. Subsection 203(j)(1) of the Federal operated for the primary purpose of Public educational programs may Property and Administrative Services providing outpatient public health include public school systems and Act of 1949, as amended (the Property services and includes customary related supporting facilities such as centralized Act), gives the General Services services such as laboratories and administrative or service facilities. Administration (GSA) discretionary treatment rooms. Educational institution means an authority to prescribe the necessary College means an approved or approved, accredited, or licensed public regulations for, and to execute the accredited public or nonprofit or nonprofit institution, facility, surplus personal property donation institution of higher learning offering organization conducting educational program. organized study courses and credits programs or research for educational leading to a baccalaureate or higher purposes, such as a child care center, § 102±37.15 Who must comply with the degree. school, college, university, school for provisions of this part? Conservation means a program or the mentally disabled, school for the All executive agencies, State agencies programs carried out or promoted by a physically disabled, or an educational for surplus property (SASPs), and public agency for public purposes radio or television station. donees must comply with this part. involving directly or indirectly the Educational radio station means a protection, maintenance, development, radio station licensed by the Federal § 102±37.20 How do we request a and restoration of the natural resources deviation from these requirements and who Communications Commission and can approve it? of a given political area. These resources operated exclusively for noncommercial include but are not limited to the air, See §§ 102–2.60 through 102–2.110 of educational purposes and which is land, forests, water, rivers, streams, public or nonprofit and tax exempt this chapter to request a deviation from lakes and ponds, minerals, and animals, the requirements of this part. under section 501 of the Internal fish and other wildlife. Revenue Code (26 U.S.C. 501). Definitions Donation screening period means a Educational television station means a period of time following the surplus § 102±37.25 What definitions apply to this television station licensed by the release date during which surplus Federal Communications Commission part? personal property may be determined to The following definitions apply to which operates exclusively for be usable and necessary for donation noncommercial educational purposes this part: purposes. Accredited means approval by a and which is public or nonprofit and tax Donee means: exempt under section 501 of the Internal recognized accrediting board or (1) A service educational activity. association on a regional, State, or (2) A State, political subdivision Revenue Code. national level, such as a State board of thereof, or tax-supported organization Foreign excess personal property education or health; the American therein acting on behalf of a public means any excess personal property Hospital Association; a regional or airport. located outside a State. national accrediting association for (3) A public agency using surplus GSA means the General Services universities, colleges, or secondary personal property in carrying out or Administration, acting by and through schools; or another recognized promoting one or more public purposes. the Administrator of General Services or accrediting association. (4) An eligible nonprofit tax-exempt an official to whom functions under this Approved means recognition and educational or public health institution part have been delegated by the approval by the State department of or organization. Administrator of General Services. education, State department of health, (5) A public or nonprofit program for Health center means an approved or other appropriate authority where no older individuals. public or nonprofit facility that provides recognized accrediting board, Drug abuse or alcohol treatment public health services, including related association, or other authority exists for center means a clinic or medical facilities such as diagnostic and the purpose of making an accreditation. institution that provides for the laboratory facilities and clinics. For an educational institution or an diagnosis, treatment, or rehabilitation of Holding agency means the executive educational program, approval must alcoholics or drug addicts. These agency having accountability for, and relate to academic or instructional centers must have on their staffs, or generally possession of, property. standards established by the appropriate available on a regular visiting basis, Homeless individual means: authority. For a public health institution qualified professionals in the fields of (1) An individual who lacks a fixed, or program, approval must relate to the medicine, psychology, psychiatry, or regular, and adequate nighttime medical requirements and standards for rehabilitation. residence, or who has a primary the professional and technical services Economic development means a nighttime residence that is: of the institution established by the program(s) carried out or promoted by a (i) A supervised publicly or privately appropriate authority. public agency for public purposes to operated shelter designed to provide Cannibalization means to remove improve the opportunities of a given temporary living accommodations serviceable parts from one item of political area for the establishment or (including welfare hotels, congregate equipment in order to install them on expansion of industrial, commercial, or shelters, and transitional housing for the another item of equipment. agricultural plants or facilities and mentally ill);

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(ii) An institution that provides a used in this part, the term museum organization that operates a program temporary residence for individuals includes, but is not limited to, the which provides assistance such as food, intended to be institutionalized; or following institutions if they satisfy all shelter, or other services to homeless (iii) A public or private place not other provisions of this definition: individuals. designed for, or ordinarily used as, a Aquariums and zoological parks; Provider of assistance to regular sleeping accommodation for botanical gardens and arboretums; impoverished families and individuals human beings. nature centers; museums relating to art, means a public or private, nonprofit tax- (2) For purposes of this part, the term history (including historic buildings), exempt organization whose primary homeless individual does not include natural history, science, and technology; function is to provide money, goods, or any individual imprisoned or otherwise and planetariums. For the purposes of services to families or individuals detained pursuant to an Act of the this definition, an institution uses a whose annual incomes are below the Congress or a State law. professional staff if it employs at least poverty line (as defined in section 673 Hospital means an approved or one fulltime staff member or the of the Community Services Block Grant accredited public or nonprofit equivalent, whether paid or unpaid, Act) (42 U.S.C. 9902). Providers include institution providing public health primarily engaged in the acquisition, food banks, self-help housing groups, services primarily for inpatient medical care, or public exhibition of objects and organizations providing services or surgical care of the sick and injured owned or used by the institution. This such as the following: Health care; and includes related facilities such as definition of museum does not include medical transportation; scholarships laboratories, outpatient departments, any institution that exhibits objects to and tuition assistance; tutoring and training facilities, and staff offices. the public if the display or use of the literacy instruction; job training and Library means a public or nonprofit objects is only incidental to the primary placement; employment counseling; facility providing library services free to function of the institution. child care assistance; meals or other all residents of a community, district, Nonappropriated fund property nutritional support; clothing State, or region. means property acquired by religious or distribution; home construction or Licensed means recognition and morale, welfare or recreational repairs; utility or rental assistance; and approval by the appropriate State or activities, post exchanges, ship stores, legal counsel. local authority approving institutions or military officer or enlisted clubs, Public agency means any State; programs in specialized areas. Licensing veterans’ canteens, and similar activities political subdivision thereof, including generally relates to established with funds generated by Government any unit of local government or minimum public standards of safety, employees and their dependents for economic development district; any sanitation, staffing, and equipment as operation of these activities. Such department, agency, or instrumentality they relate to the construction, property is not Federal property. thereof, including instrumentalities maintenance, and operation of a health Nonprofit means an entity not created by compact or other agreement or educational facility, rather than to the operated for profit that has been held by between States or political subdivisions; academic, instructional, or medical the Internal Revenue Service to be multijurisdictional substate districts standards for these institutions. exempt from taxation under section 501 established by or pursuant to State law; Medical institution means an of the Internal Revenue Code. or any Indian tribe, band, group, pueblo, approved, accredited, or licensed public Parks and recreation means a or community located on a State or nonprofit institution, facility, or program(s) carried out or promoted by a reservation. organization whose primary function is public agency for public purposes that Public health means a program(s) to the furnishing of public health and involve directly or indirectly the promote, maintain, and conserve the medical services to the public or acquisition, development, improvement, public’s health by providing health promoting public health through the maintenance, and protection of park and services to individuals and/or by conduct of research, experiments, recreational facilities for the residents of conducting research, investigations, training, or demonstrations related to a given political area. examinations, training, and cause, prevention, and methods of Program for older individuals means demonstrations. Public health services diagnosis and treatment of diseases and any State or local government agency or may include but are not limited to the injuries. The term includes, but is not any nonprofit tax-exempt activity that control of communicable diseases, limited to, hospitals, clinics, alcohol receives funds appropriated for immunization, maternal and child and drug abuse treatment centers, programs for older individuals under health programs, sanitary engineering, public health or treatment centers, the Older Americans Act of 1965, as sewage treatment and disposal, research and health centers, geriatric amended, under title IV or title XX of sanitation inspection and supervision, centers, laboratories, medical schools, the Social Security Act (42 U.S.C. 601 water purification and distribution, air dental schools, nursing schools, and et seq.), or under titles VIII and X of the pollution control, garbage and trash similar institutions. The term does not Economic Opportunity Act of 1964 (42 disposal, and the control and include institutions primarily engaged U.S.C. 2991 et seq.) and the Community elimination of disease-carrying animals in domiciliary care, although a separate Services Block Grant Act (42 U.S.C. and insects. medical facility within such a 9901 et seq.). Public health institution means an domiciliary institution may qualify as a Property Act means the Federal approved, accredited, or licensed public medical institution. Property and Administrative Services or nonprofit institution, facility, or Museum means a public or private Act of 1949 (63 Stat. 377), as amended organization conducting a public health nonprofit institution that is organized (codified as amended in scattered program(s) such as a hospital, clinic, on a permanent basis for essentially sections of 40 U.S.C. and 41 U.S.C.), the health center, or medical institution, educational or aesthetic purposes and law that centralized Federal property including research for such programs, which, using a professional staff, owns management and disposal functions the services of which are available to the or uses tangible objects, either animate under the GSA. public. or inanimate; cares for these objects; and Provider of assistance to homeless Public purpose means a program(s) exhibits them to the public on a regular individuals means a public agency or a carried out by a public agency that is basis (at least 1000 hours a year). As nonprofit, tax-exempt institution or legally authorized in accordance with

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Public distribution to eligible donees within categories: purposes include but are not limited to the State as provided for in subsection (a) Surplus agricultural commodities, programs such as conservation, 203(j) of the Property Act. food, and cotton or woolen goods economic development, education, Surplus personal property (property) determined from time to time by the parks and recreation, public health, and means any excess personal property not Secretary of Agriculture to be public safety. required for the needs and the discharge commodities requiring special handling Public safety means a program(s) of the responsibilities of all Federal to assist him in carrying out his carried out or promoted by a public agencies, as determined by the responsibilities with respect to price agency for public purposes involving, Administrator of General Services. support or stabilization. directly or indirectly, the protection, Surplus release date means the date (b) Property in trust funds. safety, law enforcement activities, and on which Federal utilization screening (c) Nonappropriated fund property. criminal justice system of a given of excess personal property has been (d) Naval vessels of the following political area. Public safety programs completed, and the property is available categories: Battleships, cruisers, aircraft may include, but are not limited to for donation. carriers, destroyers, and submarines. those carried out by: University means a public or (e) Surplus vessels of 1500 gross tons (1) Public police departments. nonprofit approved or accredited or more which the Maritime (2) Sheriffs’ offices. institution for instruction and study in Administration determines to be (3) The courts. the higher branches of learning and merchant vessels or capable of (4) Penal and correctional institutions empowered to confer degrees in special conversion to merchant use. (including juvenile facilities). departments or colleges. (f) Records of the Federal (5) State and local civil defense Government. organizations. The Donation Process (g) Property that requires (6) Fire departments and rescue § 102±37.30 When does property become reimbursement upon transfer (such as squads (including volunteer fire surplus? abandoned or other unclaimed property departments and rescue squads Excess personal property becomes that is found on premises owned or supported in whole or in part with surplus at the close of business on the leased by the Government). public funds). surplus release date. This is the point at (h) Controlled substances. School (except schools for the (i) Items as may be specified from mentally or physically disabled) means which the excess screening period has been completed without transfer to a time to time by the Administrator of a public or nonprofit approved or General Services. accredited organizational entity devoted Federal agency or other eligible primarily to approved academic, recipient. § 102±37.45 Are exchange/sale items eligible for donation? vocational, or professional study and § 102±37.35 Who handles the donation of instruction, that operates primarily for property? No, exchange/sale items are not educational purposes on a full-time (a) The General Services eligible for donation (see part 101–46 of basis for a minimum school year and Administration has overall this title). employs a full-time staff of qualified responsibility for executing the § 102±37.50 How long is property available instructors. Government’s property donation for donation purposes? School for the mentally or physically program and transfers most property to disabled means a facility or institution Unless otherwise agreed to by the State agencies for surplus property holding agency and GSA, authorized operated primarily to provide (SASP), who in turn, distribute it to specialized instruction to students of screeners have: eligible donees in their States. The (a) Twenty-one calendar days limited mental or physical capacity. It General Services Administration also must be public or nonprofit and must following the surplus release date to returns to the American National Red screen property for donation purposes; operate on a full-time basis for the Cross, by donation, such property as equivalent of a minimum school year and was originally derived from or through (b) Ten calendar days to screen prescribed for public school instruction it. for the mentally or physically disabled, foreign excess personal property that is (b) The Federal Aviation not required for further Federal use. have a staff of qualified instructors, and Administration (FAA), acting under demonstrate that the facility meets the delegation from the Department of § 102±37.55 Is there a special form to health and safety standards of the State Transportation, administers the program request or transfer property? or local government. under which specified property is Yes, requests from SASPs and public Service educational activity (SEA) donated to States and tax-supported airports must be submitted on a means any educational activity organizations for public airport use Standard Form (SF) 123, Transfer Order designated by the Secretary of Defense under 49 U.S.C. 47151. At FAA’s Surplus Personal Property. as being of special interest to the armed request, GSA transfers specified Alternatively, submission of such forces; e.g., maritime academies or property directly to specific public information in electronic format must be military, naval, Air Force, or Coast airport applicants. as specified and approved by GSA. GSA Guard preparatory schools. (c) Donations to public bodies are may require additional information to State means one of the 50 States, the made by holding agencies in accordance support and justify a donation request. District of Columbia, the U.S. Virgin with subpart H of this part. Islands, Guam, American Samoa, the § 102±37.60 Who pays for transportation Commonwealth of Puerto Rico, and the § 102±37.40 What type of property is and the costs incurred in packing, loading, Commonwealth of the Northern Mariana available for donation? or preparing the property for shipment? Islands. All property (including property in Direct costs that the holding agency State Agency for Surplus Property working capital funds established under incurs in packing, loading, or preparing (SASP) means the agency designated 10 U.S.C. 2208 or in similar funds) is the property for shipment must be borne

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Payment of all National Red Cross. § 102±37.90 What report is GSA required (f) Approves, after consultation with to compile concerning the donation transportation costs must also be borne program? by the transferee. the holding agency, foreign excess personal property to be returned to the Biennially, GSA must transmit to § 102±37.65 What is the timeframe for United States for donation purposes. Congress and the Comptroller General of removing property that has been approved (g) Coordinates and controls the level the United States a report containing: for donation? of donee screening activity at Federal (a) A full and independent evaluation The transferee or its agent must installations. of the operation of programs for the remove property within 15 calendar (h) Imposes appropriate conditions on donation of Federal property; days from the date of notification of the donation of property having (b) Statistical information on the availability, unless otherwise characteristics that require special amount of property approved for coordinated with the holding agency. If handling or use limitations. transfer to the SASPs and donated to the transferee decides prior to pickup or (i) Keeps track of and reports to eligible non-Federal organizations shipment that it cannot use the Congress on Federal donation programs. during each succeeding biennial period property, it must notify the GSA § 102±37.80 What happens when GSA (and the amount of excess personal regional office that approved the receives multiple requests for the same property transferred to Federal agencies donation request. property? and provided to grantees and non- Federal organizations); and § 102±37.70 How should overages and When requests for specific items of shortages in shipments be handled? property are received from both a public (c) Any necessary or desirable airport and a SASP, GSA will exercise recommendations of GSA. (a) If you are a SASP or public airport its discretion in determining where the Subpart CÐHolding Agency and you receive more or less property property will provide the greatest public than approved on the SF 123, and the benefit. In case of two or more requests total acquisition cost of the line items § 102±37.95 To whom do ``we'', ``you'', and from SASPs, GSA will use the allocating their variants refer? involved is less than $500, annotate criteria in § 102–37.85. your receiving and inventory records to Use of pronouns ‘‘we’’, ‘‘you’’, and document the discrepancy. If the total § 102±37.85 What factors will GSA their variants throughout this subpart acquisition cost is $500 or more, you consider in allocating property among the refers to the executive agency that has must submit a shortage report, or a SF States? accountability and custody of the 123 in the case of an overage, to the GSA allocates property among the surplus personal property. GSA approving office and include the SASPs on a fair and equitable basis § 102±37.100 What are our responsibilities following information: using the following factors (listed in in the donation of property? order of importance): (1) Name and address of the holding Your responsibilities in the donation agency. (a) Extraordinary needs caused by disasters or emergency situations. of property are: (2) All pertinent GSA and holding (b) Requests from the Department of (a) Cooperating with all entities agency control numbers, in addition to Defense (DOD) for DOD-generated authorized to participate in the donation the SASP or public airport transfer order property to be allocated through a SASP program and their authorized number. for donation to a specific SEA. representatives in locating, screening, (3) A description of each line item of (c) Need and usability of property, as and inspecting property for donation. property, the condition code, the reflected by requests from SASPs. Upon reasonable request, you must quantity and unit of issue, and the unit make available to these agencies and Note to § 102–37.85(c): Requests for and total acquisition cost. property to be used as functional items will their representatives information (b) Submit the SF 123 or shortage be given preference over cannibalization regarding the quantity, description, report to GSA, with a copy to the requests. GSA will give special consideration condition, and location of donable holding agency, within 30 calendar days to requests transmitted through the SASPs by property in your inventory. of the date of transfer. eligible donees for specific items of property. (b) Setting aside property upon (d) States in greatest need of the type notification that there is a potential Subpart B±GSA of property to be allocated where the donation requirement, and holding it from further disposal pending § 102±37.75 What are GSA's need is evidenced by a letter of responsibilities in the donation of property? justification. processing of the transfer document (e) The quantity of property of the approved by GSA. GSA is responsible for supervising type under consideration which was (c) Notifying and subsequently and directing the disposal of surplus previously allocated to or is potentially releasing property to the transferee (or personal property. In addition to issuing available to a SASP from a more the transferee’s designated agent) upon regulatory guidance for the donation of advantageous source. receipt of a GSA-approved SF 123. property, GSA: (f) Performance of a SASP in effecting (d) Notifying the approving GSA (a) Determines when property is prompt distribution of property to regional office if the property is not surplus to the needs of the Government. eligible donees. removed within 15 calendar days after (b) Allocates and transfers property on (g) Equitable distribution based on the the transferee is notified of its a fair and equitable basis to SASPs for existing condition and the original availability. GSA will advise you of further distribution to eligible donees. acquisition cost of the property. further disposal instructions.

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(e) Performing and bearing the cost of Subpart DÐState Agency for Surplus (3) An eligible nonprofit, tax-exempt care and handling of property pending Property activity for programs for older its disposal, except as provided in individuals. § 102–37.105. § 102±37.130 To whom do ``we'', ``you'', (d) When property is picked up by or and their variants refer? shipped to your SASP, you have § 102±37.105 May we get reimbursement Use of pronouns ‘‘we’’, ‘‘you’’, and for our costs? adequate and available funds, facilities, their variants throughout this subpart and personnel to provide accountability, You may recover from the transferee refers to the SASP. warehousing, proper maintenance, and (SASP or public airport) direct costs you distribution of the property. incurred incident to a donation, such as § 102±37.135 What are our responsibilities in the donation of property? (e) When property is distributed by packing, handling, crating, and your SASP to a donee, or when delivery transportation expenses. No overhead or Your responsibilities in the donation of property are to: is made directly from a holding agency administrative costs are to be included to a donee pursuant to a State in the billing. (a) Determine the eligibility of entities seeking to obtain Federal property as a: distribution document, you have § 102±37.110 May we donate property (1) Public agency. determined that the donee acquiring the directly to eligible non-Federal recipients (2) Nonprofit educational or public property is eligible within the meaning without going through GSA? health institution or organization. of the Property Act and GSA No, you may not donate property (3) Program for older individuals. regulations, and that the property is directly to eligible non-Federal (b) Distribute property fairly, usable and needed by the donee. recipients unless you have statutory equitably, and promptly to eligible § 102±37.150 What other requirements authority to do so. All such donations donees in your State based on their must we fulfill before acquiring property for must be included on your annual report relative needs and resources, and ability distribution? to GSA under § 101–43.4701(c) of this to use the property, and as provided in With respect to property picked up by title. your State plan of operation. or shipped to your SASP, you must (c) Enforce compliance with the terms § 102±37.115 What are some of the agree to the following: and conditions imposed on donated donations that don't require GSA's (a) You are granted the right to property. approval? possession only. You will make prompt The following donations do not § 102±37.140 How do we become eligible statewide distribution of such property, require GSA’s approval: to distribute property to donees? on a fair and equitable basis, to donees (a) Donations of condemned, obsolete, In order to receive transfers of eligible to acquire property under or other specified material under 10 donable property, you must: section 203(j) of the Property Act and U.S.C. 2572, 10 U.S.C. 7308, 10 U.S.C. (a) Have a GSA-approved State plan of GSA regulations. You will distribute 7541, 10 U.S.C. 7545, and 14 U.S.C. operation; and property only after such eligible donees 641a. However, such property must first (b) Provide the certifications and have properly executed the appropriate undergo excess Federal and surplus agreements as set forth in §§ 102–37.145 certifications and agreements donation screening as required in this and 102–37.150. established by your SASP and/or GSA. part and part 101–43 of this title. (b) Title to the property remains in the (b) Donations to public bodies under Certifications and Agreements United States Government although you subpart H of this part. § 102±37.145 What certifications must we have taken possession of it. Conditional (c) Donations to small disadvantaged make before acquiring property for title to the property will pass to the businesses under 13 CFR Part 124. distribution? eligible donee when the donee executes (d) Donation of law enforcement Before acquiring property for the required certifications and canines under 40 U.S.C. 484(r). distribution, you must certify that: agreements and takes possession of the property. § 102±37.120 May we withdraw property (a) You are the agency of the State for Federal use once it enters the donation designated under State law that has (c) You will: cycle? legal authority under subsection 203(j) (1) Promptly pay the cost of care, Yes, with the prior approval of GSA, of the Property Act and GSA handling, and shipping incident to you may withdraw property that has regulations, to receive property for taking possession of the property. been set aside or approved for donation, distribution within the State to eligible (2) During the time that title remains but not yet removed. You may withdraw donees as defined in this part. in the United States Government, be property to meet emergency or critical (b) No person with supervisory or responsible as a bailee for the property requirements without prior approval of managerial duties in your State’s from the time it is released to you or to GSA, but you must notify GSA donation program is debarred, the transportation agent you have immediately of such actions. GSA will suspended, ineligible, or voluntarily designated. notify the SASP of any withdrawals of excluded from participating in the (3) In the event of any loss of or property that has been approved for donation program. damage to any or all of the property donation. (c) The property is usable and needed during transportation or storage at a by: place other than a place under your § 102±37.125 May we recover property that (1) A public agency for one or more control, take the necessary action to has been picked up by a SASP? public purposes. obtain restitution (fair market value) for Yes, you may request, through GSA, (2) An eligible nonprofit organization the Government. In the event of loss or property that is in the possession of a or institution which is exempt from damage due to negligence or willful SASP. However, you will be responsible taxation under section 501 of the misconduct on your part, repair, for reimbursing the SASP the costs of Internal Revenue Code, for the purpose replace, or pay to the GSA the fair care and handling, including of education or public health (including market value of any such property, or transportation costs, the SASP incurred research for any such purpose) within take such other action as the GSA may in initially acquiring the property. the State. direct.

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(d) You may retain property for use in requirements in part 105–69 of this title § 102±37.175 When does a State plan take performing your donation program when all of the following conditions effect? functions only when authorized by GSA apply: The plan takes effect on the date GSA in accordance with the provisions of a (a) You have entered into a notifies the chief executive officer of the cooperative agreement entered into with cooperative agreement with GSA that State that the plan conforms to the GSA. provides for your SASP to retain provisions of subsection 203(j)(4) of the (e) When acting under an interstate donable Federal property for use in Property Act and the requirements of cooperative distribution agreement (see performing donation functions or any this part and that allocation and transfer § 102–37.320) as an agent and other cooperative agreement. of donable surplus property to the State authorized representative of an adjacent (b) The cooperative agreement was will begin. State with which you share a common executed after December 23, 1989. boundary, you will: § 102±37.180 Must GSA approve (c) The fair market value of the amendments or modifications to the plan? (1) Make the certifications and property requested under the agreements required in § 102–37.145 cooperative agreement is more than Yes, GSA must approve amendments and this section on behalf of the $100,000. or modifications to the plan. adjacent SASP. State Plan of Operation § 102±37.185 Do plans or amendments (2) Require the donee to execute the require public notice? distribution documents of the State in § 102±37.165 What is a State plan of No plan of operation, and no major which the donee is located. operation? (3) Forward copies of the distribution amendment to the plan, may be filed A State plan of operation is a documents to the corresponding SASP. with GSA until 60 calendar days after (f) You will not discriminate on the document developed under State law general notice of the proposed plan or basis of race, color, national origin, sex, and approved by GSA in which the amendment has been published and age, or handicap in the distribution of State sets forth a plan for the interested persons have been given at the property, and will comply with GSA management and administration of the least 30 calendar days to submit regulations on nondiscrimination as set SASP in the donation of property. comments. forth in part 101–6, subpart 101–6.2, § 102±37.170 Who is responsible for § 102±37.190 What happens if we don't and part 101–8 of this title. developing and submitting the plan? operate in accordance with our plan? § 102±37.155 Must we make a drug-free The State legislature must develop the If you don’t operate in accordance workplace certification? plan. The chief executive officer of the with your plan, GSA may withhold If you have a cooperative agreement State must certify and submit the plan allocation and transfer of surplus with GSA that allows you to retain to GSA for acceptance and certify that property until the nonconformance is Federal property for SASP use, you you are authorized to acquire and corrected. must certify that you will provide a distribute property to eligible donees in the State, to enter into cooperative § 102±37.195 What must a State include in drug-free workplace as a condition for the plan of operation? receiving such property. Drug-free agreements, and to undertake other workplace certification requirements are actions and provide other assurances as You must ensure the plan conforms to found at part 105–68, subpart 105–68.6, are required by subsection 203(j)(4) of the provisions of subsection 203(j)(4) of of this title. the Property Act and set forth in the the Property Act and includes the plan. Send the plan to: following information and assurances. § 102±37.160 Must we make a certification General Services Administration (You may include in the plan other regarding lobbying? Office of Transportation and Property provisions not inconsistent with the You are subject to the anti-lobbying Management (FB) purposes of the Property Act and the certification and disclosure Washington, DC 20406 requirements of this part.):

STATE PLAN REQUIREMENTS

RegardingÐ The plan mustÐ

(a) Designation of a SASP...... (1) Name the State agency that will be responsible for administering the plan. (2) Describe the responsibilities vested in the agency which must in- clude the authorities to acquire, warehouse and distribute property to el- igible donees, carry out other requirements of the State plan, and pro- vide details concerning the organization of the agency, including super- vision, staffing, structure, and physical facilities. (3) Indicate the organizational status of the agency within the State gov- ernmental structure and the title of the State official who directly super- vises the State agent.

(b) Operational authority...... (1) Include copies of existing State statutes and/or executive orders rel- ative to the operational authority of the SASP. Where express statutory authority does not exist or is ambiguous, or where authority exists by virtue of executive order, the plan must include also the opinion of the State's Attorney General regarding the existence of such authority.

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STATE PLAN REQUIREMENTSÐContinued

RegardingÐ The plan mustÐ

(c) Inventory control and accounting systems...... (1) Require the SASP to use a management control and accounting system that effectively governs the utilization, inventory control, ac- countability, and disposal of property. (2) Provide a detailed explanation of the inventory control and account- ing system that the SASP will use. (3) Provide that property retained by the SASP to perform its functions be maintained on separate records from those of donable property.

(d) Return of donated property...... (1) Require the SASP to provide for the return of donated property from the donee, at the donee's expense, if the property is still usable as de- termined by the SASP, and: (i) The donee has not placed the property into use for the purpose for which it was donated within 1 year of donation; or (ii) The donee ceases to use the property within 1 year after placing it in use. (2) Specify that return of property can be accomplished by: (i) Physical return to the SASP facility, if required by the SASP. (ii) Retransfer directly to another donee, SASP, or Federal agency, as required by the SASP. (iii) Disposal (by sale or other means) as directed by the SASP. (3) Set forth procedures to accomplish property returns to the SASP, retransfers to other organizations, or disposition by sale, abandonment, or destruction.

(e) Financing and service charges...... (1) Set forth the means and methods for financing the SASP. When the State authorizes the SASP to assess and collect service charges from participating donees to cover direct and reasonable indirect costs of its activities, the method of establishing the charges must be set forth in the plan. (2) Affirm that service charges, if assessed, are fair and equitable and based on services performed (or paid for) by the SASP, such as screening, packing, crating, removal, and transportation. When the SASP provides minimal services in connection with the acquisition of property, except for document processing and other administrative ac- tions, the State plan must provide for minimal charges to be assessed in such cases and include the bases of computation. (3) Provide that property made available to nonprofit providers of assist- ance to homeless individuals be distributed at a nominal cost for care and handling of the property. (4) Set forth how funds accumulated from service charges, or from other sources such as sales or compliance proceeds are to be used for the operation of the SASP and the benefit of participating donees. (5) Affirm, if service charge funds are to be deposited or invested, that such deposits or investments are permitted by State law and set forth the types of depositories and/or investments contemplated. (6) Cite State authority to use service charges to acquire or improve SASP facilities and set forth disposition to be made of any financial as- sets realized upon the sale or other disposal of the facilities. (7) Indicate if the SASP intends to maintain a working capital reserve. If one is to be maintained, the plan should provide the provisions and limi- tations for it. (8) State if refunds of service charges are to be made to donees when there is an excess in the SASP's working capital reserve and provide details of how such refunds are to be made, such as a reduction in service charges or a cash refund, prorated in an equitable manner.

(f) Terms and conditions on donable property...... (1) Require the SASP to impose terms, conditions, reservations, and re- strictions on the donee for any item of donated property with a unit ac- quisition cost of $5,000 or more and any passenger motor vehicle. The specific terms, conditions, reservations, and restrictions that the SASP requires must be set forth in the plan.

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STATE PLAN REQUIREMENTSÐContinued

RegardingÐ The plan mustÐ

(2) Provide that the SASP may impose reasonable terms, conditions, reservations, and restrictions on the use of other donated property. If the SASP elects to impose additional terms, conditions, reservations, and restrictions, it should list them in the plan. If the SASP wishes to provide for amending, modifying, or releasing any terms, conditions, reservations, or restrictions it has elected to impose, it must state in the plan the standards it will use to grant such amendments, modifications or releases. (3) Provide that the SASP will impose on the donation of property, re- gardless of unit acquisition cost, such conditions involving special han- dling or use limitations as GSA may determine necessary because of the characteristics of the property.

(g) Nonutilized or undistributed property...... (1) The plan must provide that, subject to GSA approval, property in the possession of the SASP which donees in the State cannot use will be disposed of by: (i) Transfer to another SASP or Federal agency. (ii) Sale. (iii) Abandonment or destruction. (iv) Other arrangements.

(h) Fair and equitable distribution...... (1) Provide that the SASP will make fair and equitable distribution of property to eligible donees in the State based on their relative needs and resources and ability to use the property. (2) Set forth the policies and detailed procedures for effecting a prompt, fair, and equitable distribution. (3) Require that the SASP, insofar as practicable, select property re- quested by eligible donees and, if requested by the donee, arrange for shipment of the property directly to the donee.

(i) Eligibility...... (1) Set forth procedures for the SASP to determine the eligibility of ap- plicants for the donation of surplus personal property. (2) Provide for donee eligibility records to include at a minimum: (i) Legal name and address of the donee. (ii) Status of the donee as a public agency or as an eligible nonprofit, tax-exempt activity. (iii) Details on the scope of the donee's program. (iv) Proof of tax exemption under section 501 of the Internal Revenue Code if the donee is nonprofit. (v) Proof that the donee is approved, accredited, or licensed if it is a requirement for operation of the donee's program(s); or certification of funding if the donee is a nonprofit activity that conducts programs for older individuals. (vi) Financial resources. (vii) Written designation of a representative(s) to act for the donee in acquiring property from the SASP signed by the chief administrative offi- cer or by resolution of the donee's governing body. (viii) Nondiscrimination assurance. (ix) Types of property needed.

(j) Compliance and utilization...... (1) Provide that the SASP conduct utilization reviews for donee compli- ance with the terms, conditions, reservations, and restrictions imposed by GSA and the SASP on property having a unit acquisition cost of $5,000 or more and any passenger motor vehicle. (2) Provide for the reviews to include a survey of donee compliance with any special handling conditions or use limitations imposed on items of property by GSA. (3) Set forth the proposed frequency of such reviews and provide ade- quate assurances that the SASP will take effective action to correct noncompliance or otherwise enforce such terms, conditions, reserva- tions, and restrictions.

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STATE PLAN REQUIREMENTSÐContinued

RegardingÐ The plan mustÐ

(4) Require the SASP to prepare reports on utilization reviews and com- pliance actions and provide assurance that the SASP will initiate appro- priate investigations of alleged fraud in the acquisition of donated prop- erty or misuse of such property.

(k) Consultation with advisory bodies and public and (1) Provide for consultation with advisory bodies and public and private private groups.. groups which can assist the SASP in determining the relative needs and resources of donees, the proposed utilization of donable property by eligible donees, and how distribution of donable property can be ef- fected to fill existing needs of donees. (2) Provide details of how the SASP will accomplish such consultation.

(l) Audit...... (1) Provide for periodic internal audits of the operations and financial af- fairs of the SASP. (2) Provide for compliance with the external audit requirements of Office of Management and Budget Circular No. A±133, ``Audits of States, Local Governments, and Non-Profit Organizations''(available at www.whitehouse.gov/OMB), and make provisions for the SASP to fur- nish GSA with: (i) Two copies of any audit report made pursuant to the Circular, or with two copies of those sections that pertain to the Federal donation program. (ii) An outline of all corrective actions and scheduled completion dates for the actions. (3) Provide for cooperation in GSA or Comptroller General conducted audits.

(m) Cooperative agreements...... If the SASP wishes to enter into, renew, or revise cooperative agree- ments with GSA or other Federal agencies: (1) Affirm the SASP's intentions to enter into cooperative agreements. (2) Cite the authority for entering into such agreements.

(n) Liquidation...... Provide for the SASP to submit a liquidation plan prior to termination of the SASP activities if the State decides to dissolve the SASP.

(o) Forms...... Include copies of distribution documents used by the SASP.

(p) Records...... Affirm that all official records of the SASP will be retained for a min- imum of 3 years, except that: (1) Records involving property subject to restrictions for more than 2 years must be kept 1 year beyond the specified period of restriction. (2) Records involving property with perpetual restriction must be re- tained in perpetuity. (3) Records involving property in noncompliance status must be re- tained for at least 1 year after the noncompliance case is closed.

§ 102±37.200 What steps must we take if (f) Designation of another remove specific property approved for the State decides to dissolve our SASP? governmental entity to serve as the donation. If the State decides to dissolve your agency’s successor in function until § 102±37.210 How do we obtain screener- SASP, submit a liquidation plan that continuing obligations on property ID cards for ourselves or donation? donated prior to the closing of the includes: To obtain screening authorization you agency are fulfilled. (a) Reasons for the liquidation; must: (b) A schedule for liquidating the Screening and Requesting Property (a) Submit a written request to the agency and the estimated date of GSA regional office serving the area in termination; § 102±37.205 Do we need special which the intended screener is located. (c) Method of disposing of property authorization to screen property? The request must state the name and on hand under the requirements of this Yes, you must have a valid screener- address of your SASP or the donee the part; identification card (GSA Form 2946, prospective screener represents, and (d) Method of disposing of the Screener’s Identification) prior to certify that the applicant is qualified to agency’s physical and financial assets; screening and freezing property at screen as an authorized representative (e) Retention of all available records holding agencies. However, you and of the cited organization. A list of the of the SASP for a 2-year period donee representatives do not need a Federal installations the screener will be following liquidation; and screener-ID card to inspect, evaluate, or authorized to visit must accompany

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(15) Museums attended by the public. to those applicants whose programs are (b) Accompany each request for (16) Libraries, serving free all required to be approved, accredited, or authorization with a completed GSA residents of a community, district, State licensed, but who are unable to obtain Form 2946 that contains an affixed or region. accreditation, approval, or licensing passport-style photograph of the because they are newly organized or prospective screener. Copies of the form (c) Public or nonprofit programs for because the facilities in which their are available from the GSA regional older individuals. office servicing your State. (d) Service educational activities. activities are to be housed are not yet constructed. If the construction of an § 102±37.215 May we request property that § 102±37.230 Who determines if an activity applicant’s facility or physical plant has is in the sales cycle? is eligible to receive donated property? not been completed, and after Yes, you may request property that is (a) Public agencies and nonprofit tax- evaluating the progress and potential of in the sales cycle if the property exempt activities. You determine if an the applicant, you may at your involved was not previously made applicant is eligible to receive property discretion make available property that available for donation or the property is as a public agency, a nonprofit can be immediately utilized at this point needed to fill an emergency or critical educational or public health institution, in the applicant’s program. You may requirement. You must submit such or a program for older individuals under accept letters from public authorities, requests to GSA for consideration and the requirements of this part. You may either local or State, that you deem coordination with the holding agency so request GSA assistance or guidance in competent (such as a board of health or that such action is not harmful to the making such determinations. a board of education) stating that the overall outcome of the sale. Such (b) Service educational activities applicant otherwise meets the standards requests may only be granted prior to (SEAs). The Department of Defense prescribed for approved, accredited or sales award. (DOD) sets eligibility requirements for licensed institutions and organizations. § 102±37.220 May we request property SEAs and makes eligibility Under no circumstances can the SASP specifically for cannibalization? determinations. grant conditional eligibility prior to Yes; however, you must provide § 102±37.235 Must we maintain eligibility receiving evidence of nonprofit status. justification and include the following records on SEAs? statement on the SF 123: § 102±37.255 Are we eligible to acquire Yes, you must maintain eligibility property as a public agency donee? ‘‘Item(s)lllllrequested for records on SEA’s, but maintain them cannibalization.’’ Your request for separately from your other eligibility No, you are not eligible to acquire cannibalization will be approved only files and make sure they include: property as a public agency donee, but when it is clear that disassembly of the you can retain surplus personal (a) Documentation verifying that the item for use of its component parts will property for use in operating the activity has been designated as eligible provide greater potential benefit than donation program if you have a use of the item in its existing form. by DOD to receive surplus DOD property. cooperative agreement with GSA that allows you to do so. You must obtain Eligibility of Donees (b) A statement designating one or prior GSA approval before using any more donee representative(s) to act for § 102±37.225 Who may acquire property donable property in your operation of the SEA in acquiring property. through a SASP? the SASP. Make your needs known by You may distribute property to the (c) A listing of the types of property submitting a listing of needed property following classes of donees: needed or authorized for use in the to the appropriate GSA regional office SEA’s program. (a) Public agencies. for approval. GSA will review the list to (b) Nonprofit educational or public § 102±37.240 How often must we update ensure that it is of the type and quantity health institutions or organizations, donee eligibility records? of property that is reasonably needed such as: and useful in performing your SASP (1) Medical institutions. You must update donee eligibility (2) Hospitals. records as needed, but no less than operations. Unless GSA disapproves the (3) Clinics. every 3 years, to ensure that all retention of the property within 30 (4) Health centers. documentation supporting the donee’s calendar days of receipt of the listing, (5) Drug abuse or alcohol treatment eligibility is current and accurate. title to the property will vest in your centers. Annually you must update files for SASP. You must maintain separate (6) Providers of assistance to homeless programs whose eligibility depend on records for the property. individuals. annual appropriations, annual licensing, (7) Providers of assistance to or annual certification. § 102±37.260 What should we do if an applicant seeks an appeal of a negative impoverished families and individuals. determination of eligibility? (8) Schools. § 102±37.245 What must we do if a donee fails to maintain its eligibility status? (9) Colleges. You should forward complete (10) Universities. If a donee fails to maintain its documentation on all appeal requests, (11) Schools for the mentally eligibility status, you must terminate including your comments and disabled. distribution of property to the activity, recommendations, to the applicable (12) Schools for the physically recover any usable property still under GSA regional office for review and disabled. Federal restriction, and take any other coordination with GSA headquarters. (13) Child care centers. required compliance actions.

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Distributing Property (a) The statutory requirement that the State. However, these components usable property be returned by the must continue to be used or be § 102±37.265 Are there special donee to the SASP if the property has otherwise disposed of in accordance requirements for distributing property to SEAs? not been placed in use for the purposes with this part. for which it was donated within one Yes, only DOD-generated property year of donation or ceases to be used by § 102±37.290 May a donee exchange may be donated to SEAs. Property donated property during the period of the donee for those purposes within one restriction? generated by Federal civil agencies are year of being placed in use, except that: not eligible for donation to SEAs, unless (1) You may grant authority to the Yes, a donee may exchange donated the SEAs also qualify under § 102– donee to cannibalize property items property during the period of restriction 37.225(b) to receive donations of subject to this requirement when you with the approval of GSA. The donee property. When donating DOD property determine that such action will result in must have used the donated item for its to eligible SEAs, you must observe any increased utilization of the property and acquired purpose for a minimum of 6 restrictions the sponsoring Military that the proposed action meets the months prior to being considered for Services may have imposed on the types standards prescribed in your plan of exchange, and it must be demonstrated of property the SEAs may receive. operation with respect to amendments, that the exchange will result in modifications, or releases of the terms increased utilization value to the donee. § 102±37.270 May we distribute property to As a condition of approval of the eligible donees of another State? and conditions imposed on donated property; or exchange, the item being exchanged Yes, you may distribute property to (2) You may, with the written cannot be in a noncompliance status. eligible donees of another State, if you concurrence of GSA, grant donees: The item acquired by the donee must and the other SASP determine that such (i) A time extension to place property be: an arrangement will be of mutual into use if the delay in putting the (a) Made subject to the period of benefit to you and the donees property into use was beyond the restriction remaining on the item concerned. Where such determinations control and without the fault or exchanged. are made, an interstate distribution negligence of the donee; or (b) Of equal or greater value than the cooperative agreement as prescribed in (ii) Authority to trade in one donated item exchanged. § 102–37.320 must be prepared and item for one like item having similar use submitted to the appropriate GSA potential. § 102±37.295 On what categories of regional office for approval. When (b) The terms, conditions, property has GSA imposed special handling acting under an interstate distribution reservations, and restrictions the conditions or use limitations? cooperative agreement, you must: Property Act requires you to impose on GSA has imposed special handling or (a) Require the donee recipient to the use of passenger motor vehicles and processing requirements on the property execute the distribution documents of any item of property having a unit categorized in this section. GSA may, on its home SASP. acquisition cost of $5,000 or more. a case-by-case basis, prescribe (b) Forward copies of executed (c) Any special handling condition or additional restrictions for handling or distribution documents to the donee’s use limitation imposed by GSA, except using these items or prescribe special home SASP. with the prior written approval of GSA. processing requirements on items in addition to those listed in this section. Terms and Conditions § 102±37.285 Do restrictions remain on property that has been authorized for (a) Aircraft and vessels. The § 102±37.275 What terms and conditions cannibalization? requirements of this section apply to the must we impose on the donee? Property authorized for donation of any fixed-or rotary-wing You must impose the terms and cannibalization must remain under the aircraft and donable vessels that are 50 conditions on the donee required in period of restriction imposed by the feet or more in length, having a unit your State plan of operation. transfer/distribution document pending acquisition cost of $5,000 or more, completion of the proposed regardless of the purpose for which § 102±37.280 May we waive any of the cannibalization. Components resulting donated. Such aircraft or vessels may be terms and conditions of donation? from the cannibalization, which have a donated to public agencies and eligible You may alter or grant releases from unit acquisition cost of $5,000 or more, nonprofit activities provided the aircraft State-imposed restrictions, provided must remain under the restrictions or vessel is not classified for reasons of your State plan of operation sets forth imposed by the transfer/distribution national security and any lethal the standards by which such actions document. Components with a unit characteristics are removed. The will be taken. You may not grant acquisition cost of less than $5,000 may following table provides locations of releases from, or amendments or be released upon cannibalization from other policies and procedures governing corrections to: the additional restrictions imposed by aircraft and vessels:

ForÐ SeeÐ

(1) Policies and procedures governing the donation of aircraft parts. Part 101±37, subpart 101±37.6, of this title.

(2) Documentation needed by GSA to process requests for aircraft or vessels. § 102±37.300.

(3) Special terms, conditions, and restrictions imposed on aircraft and vessels. § 102±37.305.

(4) Guidelines on preparing plans of utilization for aircraft or vessels. § 102±37.460.

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(b) Tax-free alcohol or specially (c) Your distribution document, has amended the letter, and it has been denatured alcohol. (1) When tax-free or signed and dated by the authorized approved in writing by you and GSA specially denatured alcohol is requested donee representative; and and a copy of the amendment recorded for donation, the donee must have a (d) A conditional transfer document, with FAA or the U.S. Coast Guard, as special permit issued by the Assistant signed by you and the intended donee, applicable. Regional Commissioner of the and containing the special terms, (d) In the event any of the terms, appropriate regional office, Bureau of conditions, and restrictions prescribed conditions, and restrictions imposed by Alcohol, Tobacco, and Firearms (BATF), by GSA. The conditional transfer the conditional transfer document are Department of the Treasury, to acquire document may include additional breached, title and right to the the property. You must include the terms, conditions, and restrictions possession of the aircraft or vessel will, BATF use-permit number on the SF 123. imposed by you on the use of the at the option of GSA, revert to the (2) You may not store tax-free or aircraft or vessel that are consistent with United States Government. The donee, specially denatured alcohol in your any Federal requirements or your plan at the option of GSA, will be liable to facilities. You must make arrangements of operation. However, none of the the Government for the proceeds from for this property to be shipped or Federal terms, conditions, and any unauthorized disposal or for the fair transported directly from the holding restrictions outlined in the executed market value or fair rental value of the agency to the designated donee. conditional transfer document, aircraft or vessel at the time of any including the requirement for an unauthorized transaction or use, as (c) M–151 vehicles. M–151 vehicles additional 48-month period of approved determined by GSA. have been identified as a hazard to the use, may be modified, amended, (e) If, during the period of restriction, safety of public highway users, and waived, released, or abrogated by you the aircraft or vessel is no longer eligible donees may not acquire these without the prior written approval of suitable, usable, or further needed by vehicles without mutilation. Mutilation GSA. the donee for the purpose for which the must result in the unitized body of the donee acquires it, the donee must vehicle being cut, crushed, or mangled § 102±37.305 What are the special terms, promptly notify you and request in such a manner as to completely conditions, and restrictions regarding aircraft and vessels? disposal instructions. You may not issue preclude rebuilding into a usable disposal instructions, except with the (a) The aircraft or vessel must be unitized body. When acquiring M–151 prior written concurrence of GSA. components and parts, the donee placed in use for the purpose for which (f) Combat-configured aircraft, as recipient must certify on the acquired no later than 12 months after designated by DOD, may not be donated distribution document that the acquisition and used for the same for flight purposes. components and parts will not be purpose for a 12-month period (g) For all aircraft donated for reassembled as a vehicle for highway thereafter. There shall be an additional nonflight use, the donee must, within 30 use. 48-month period of restriction which calendar days of receipt of the aircraft, (d) Hazardous materials, firearms, will expire after the aircraft or vessel remove and turn over to you the and property with unsafe or dangerous has been used for the purpose for which manufacturer’s data plate and the characteristics. For hazardous materials, acquired, except that the period of aircraft historical records (except the firearms, and property with unsafe or restriction for combat-configured records of the major components/life dangerous characteristics, see part 101– aircraft (aircraft having no commercial limited parts; e.g., engines, 42 of this title. flight application based upon their transmissions, rotor blades, etc., military design characteristics) runs in (e) Franked and penalty envelopes necessary to substantiate their reuse). perpetuity. and official letterheads. Franked and You must send the records and data (b) The donee of an aircraft must plate to GSA for forwarding to the FAA. penalty envelopes and official apply to the Federal Aviation letterheads may not be donated without Administration (FAA) for registration of Service and Handling Charges the SASP or donee certifying that all an aircraft intended for flight use within Federal Government markings will be § 102±37.310 May we accept personal 30 calendar days of receipt of the checks in payment of service charges? obliterated before use. aircraft. The donee of a vessel must, No, you may accept payments only in within 30 calendar days of receipt of the § 102±37.300 What documentation must the form of warrants, checks, or other vessel, apply for documentation of the we provide to acquire an aircraft or vessel? official instruments drawn or issued by, vessel under applicable Federal, State, The following documentation must be and in the name of, the respective donee and local laws and must record each submitted to GSA, along with the SF institution. If eligible donees have their document with the U.S. Coast Guard at 123, when you request an aircraft or operational expenses paid by a parent the port of documentation. The donee’s vessel covered by § 102–37.295: institution or organization, you may application for registration or accept checks issued by such parent (a) A letter of intent, signed and dated documentation must include a fully institutions in payment of the charges. by the authorized representative of the executed copy of the conditional proposed donee setting forth a detailed transfer document and a copy of its § 102±37.315 Are there restrictions on how plan of utilization for the property. (See letter of intent. The donee must provide we may use service charge funds or other § 102.37.460.) you and GSA with a copy of the FAA monies derived from donated Federal (b) A letter, signed and dated by you, registration (and a copy of its FAA property? confirming and certifying the Standard Airworthiness Certificate if the Except as provided in § 102–37.360, applicant’s eligibility and containing an aircraft is to be flown as a civil aircraft) you must use funds collected from evaluation of the applicant’s ability to and all the required documentation. service charges, or from other sources use the aircraft or vessel for the purpose (c) The aircraft or vessel must be used such as proceeds from sale of stated in its letter of intent and any solely in accordance with the executed undistributed property or funds other supplemental information conditional transfer document and the collected from compliance cases, solely concerning the needs of the donee plan of utilization set forth in the for the operation of the SASP and the which supports making the allocation; donee’s letter of intent, unless the donee benefit of participating donees. Funds

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(c) You may enter into a cooperative and reviews, as provided in your plan (b) Purchase necessary equipment for agreement with GSA to conduct sales of of operation, to ensure that donees are the SASP. nondonated or undistributed property using donated property during the (c) Maintain a reasonable working for and on behalf of GSA. capital reserve. period of restriction for the purposes for (d) Rehabilitate donable surplus § 102±37.325 Is there a fee for services which it was acquired, including any property, including the purchase of and other support supplied under a special handling conditions or use replacement parts. cooperative agreement? limitations imposed by GSA or you. You must fully document your efforts and (e) Make refunds of service charges in Payment or reimbursement under a excess of your working capital reserve to report all instances of noncompliance to cooperative agreement will be a matter GSA. your participating donees. for resolution between you and the (f) Acquire or improve office or Federal agency. GSA will provide § 102±37.350 What actions must we take if distribution center facilities. assistance, to the extent possible, a review or other information indicates (g) Pay for the costs of internal and without reimbursement. However, any noncompliance with donation terms and external audits. extraordinary costs incurred in conditions? Cooperative Agreements providing assistance will be on a (a) Promptly investigate any reimbursable basis. suspected failure to comply with the § 102±37.320 What is a cooperative conditions of donated property. agreement? § 102±37.330 When may we terminate (b) Notify GSA immediately where A cooperative agreement is an cooperative agreements? there is evidence or allegations of fraud, agreement you enter into with GSA or You may terminate a cooperative nonuse, misuse, or unauthorized a Federal agency designated by GSA or agreement with GSA upon a 60-calendar disposal of donated property. (c) Temporarily defer any further another SASP for the use of property, day written notice. For other authorized donations of property where facilities, personnel, or services to carry agreements, you or the other party may noncompliance allegations have been out the functions of the donation terminate the agreement as mutually made and the donee is to be program. For example: agreed. You must promptly notify GSA investigated, until such time as the (a) You and GSA may cooperate under when such other agreements are investigation has been completed and a the terms of an agreement for the terminated. provision or use of property, facilities, determination made that the allegations personnel, or services to facilitate the Reports are either unfounded, or the allegations allocation, transfer, and distribution of are substantiated, and the donee is donable surplus property. After such an § 102±37.335 What reports must we proposed for suspension or debarment. agreement is executed, GSA may assist provide to GSA? (d) Take action to correct the you by: (a) Quarterly report on donations. noncompliance or otherwise enforce the (1) Helping you to enter into Submit a GSA Form 3040, State Agency conditions imposed on use of the agreements with other designated Monthly Donation Report of Surplus property if a donee is found to be in Federal agencies for the use of property, Personal Property, in duplicate, to the noncompliance. Such action may facilities, personnel, or services as are appropriate GSA regional office by the involve: necessary and useful in aiding you to 25th day of the month following the (1) Ensuring the property is used by carry out the functions of the donation quarter being reported. (Office of the present donee for the purpose for program. Management and Budget Control which it was donated. (2) Furnishing available office space Number 3090–0112 has been assigned to (2) Recovering the property from the and related support such as office this form.) Forms and instructions for donee for: furniture and information technology completing the form are available from (i) Redistribution to another donee equipment to assist you in screening your servicing GSA office. within the State; (ii) Transfer through GSA to another and processing property for donation. (b) Additional reports. Make such (3) Permitting you to retain items of SASP; or reports as GSA may require to carry out (iii) Transfer through GSA to a property transferred to you for its discretionary authority to transfer Federal agency. distribution that are needed by you in surplus personal property for donation (3) Recovering fair market value or the performing your donation functions. and to report to the Congress on the proceeds of disposal in cases of (b) With GSA’s concurrence and status and progress of the donation unauthorized disposal or destruction. where authorized by State law, you may program. (4) Recovering fair rental value for the enter into an interstate distribution time property was used in an cooperative agreement to act as an agent Compliance and Audits unauthorized manner. and authorized representative of an § 102±37.340 What actions must we take to (5) Disposing of by public sale adjacent State with which you share a property no longer suitable, usable, or common boundary. Agreements may be report damaged or missing property in our custody? necessary for donation. considered when donees, because of their geographic proximity to the You must immediately notify GSA § 102±37.355 Must we coordinate with property distribution centers of the and appropriate law officials of any GSA on compliance actions? adjoining State, could be more damage to or loss of property in your In enforcing compliance with the efficiently and economically serviced by custody due to theft, vandalism, or other terms and conditions imposed on surplus property facilities in the unusual circumstances. You must donated property, you must coordinate adjacent State. You and the other SASP inform GSA of any other type of damage with GSA before undertaking the sale of, must agree to the payment or to or loss of property in your custody. or making demand for payment of the

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GSA then has 30 calendar days (2) A detailed description of the was donated, within one year of to approve or disapprove the request. property, its condition, and total donation, or where the donee ceased acquisition cost; § 102±37.380 May we recover our costs if (3) The proposed method of using the property for authorized property is transferred to another SASP? destruction (burning, burying, etc.) or purposes during the one-year period You and the receiving SASP must after being placed in use. the abandonment location; mutually agree on the reimbursement of (4) A statement confirming that the § 102±37.360 How must we handle funds costs incurred by you in acquiring the proposed abandonment or destruction derived from compliance actions? property from the Federal government. will not be detrimental or dangerous to If there is no agreement, GSA will You must handle funds derived from public health or safety and will not determine appropriate reimbursement. compliance actions as follows: infringe on the rights of other persons; (a) Federal restrictions. You must § 102±37.385 When should we report (5) The signature of the SASP director promptly remit to GSA any funds undistributed property to GSA? requesting approval for the derived from the enforcement of You should report at any time abandonment or destruction; and compliance involving a violation of any property in your possession that is not (6) The title, telephone number, and Federal restriction, for deposit in the needed by you or another SASP to the signature of the SASP reviewing Treasury of the United States. You must GSA regional office for disposal authority if a line item of the property also submit any supporting instructions. You are encouraged, to be disposed of at any one location at documentation indicating the source of however, to promptly report any any one time has a known or estimated the funds and essential background property that has been in your custody acquisition cost of more than $1,000. information. longer than a year, unless a predictable (b) GSA will notify you within 30 (b) State restrictions. You may retain requirement exists for that property. calendar days whether you may proceed any funds derived from a compliance When reporting property to GSA, with the abandonment or destruction. action involving violation of any State- provide: GSA will provide alternate disposition imposed restriction and use such funds (a) The best possible description of instructions if your request for as provided in your State plan of each line item of property, its current abandonment or destruction is operation. condition code, quantity, unit and total disapproved. acquisition cost, State serial number, § 102±37.365 Does coverage under the § 102±37.400 May we get reimbursement if demilitarization code, and any special property is recovered for Federal use? Single Audit Act exempt us from other handling conditions; reviews of our program? (a) You may be reimbursed for the (b) The date you received each line costs you incurred in acquiring the No, although you are covered under item of property listed; and the Single Audit Act (31 U.S.C. 7501– (c) Certification of reimbursement property, including packing, handling, 7507), from time to time the General requested under § § 102–37.400 and and transportation costs, at the time the Accounting Office (GAO), GSA, or other 102–37.405. property is transferred to the Federal authorized Federal activities may audit activity, except as noted in paragraph or review the operations of a SASP. GSA § 102±37.390 May we sell undistributed (b) of this section. GSA will secure property? will notify the chief executive officer of agreement of the Federal agency to pay the State of the reasons for a GSA audit. Yes, you may sell undistributed these charges prior to the release of the You must make available financial property, provided you have a property, and annotate the amount of records and all other records of the cooperative agreement with GSA to sell reimbursement on the transfer SASP for inspection by representatives undistributed Federal property, and document. of GSA, GAO, or other authorized GSA approves your request to conduct (b) When the Federal Emergency Federal activities. a sale. Your request to sell property Management Agency requests property should include the proposed sale date, for a presidentially declared emergency Disposing of Undistributed Property a listing of the property, location of the or major disaster, you are entitled to reimbursement of documented expenses § 102±37.370 When must we offer property sale, method of sale, and proposed to other SASPs? advertising to be used. If a request is originally incurred in the screening, approved, the GSA regional sales office transporting, and receipt of the When you determine that property in will provide the necessary forms and property. You should coordinate and your possession is usable, but not instructions for you to use in make arrangements for reimbursement needed by eligible donees within your conducting the sale. with the State official in charge of State, you must offer the property for disaster relief. transfer to other SASPs. You may § 102±37.395 Under what conditions may arrange for representatives of other we abandon or destroy property? § 102±37.405 What costs may we recover if SASPs to visit your distribution (a) You may abandon or destroy undistributed property is sold? facilities to inspect and select unneeded undistributed property when you When undistributed property is property. GSA encourages prompt determine that the property has no disposed of by public sale, GSA may transfer of property between the States, commercial value or the estimated cost authorize reimbursement for care and and will assist you, upon request, in of its continued care and handling handling expenses you incurred in making known to other SASPs would exceed the estimated proceeds acquiring the property from within or undistributed property that is available from its sale. The determination must be outside a State. You must certify the for transfer. based on a finding made in writing by costs incurred and support them with

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You will not be may accept letters from public under title VI of the Civil Rights Act of reimbursed for costs of transporting authorities, either local or State, which 1964 (52 U.S.C. 2000d–2000d–4), property to a location outside a SASP it deems competent (such as a board of section 606 of title VI of the Federal distribution facility for the purpose of a health or a board of education) stating Property and Administrative Services sale, unless GSA specifically requires that your organization meets the Act of 1949 (40 U.S.C. 476), as transportation. Reimbursement may not standards prescribed for approved or amended, section 504 of the exceed 50 percent of total sales proceeds accredited institutions and Rehabilitation Act of 1973 (29 U.S.C. and is limited to: organizations. Other documentation the 794), as amended, title IX of the (a) Direct costs you initially paid to SASP may accept as evidence of your Education Amendments of 1972 (20 the Federal holding agency, including approval include the following: U.S.C. 1681–1688), as amended, and but not limited to packing, preparation (a) In the case of educational section 303 of the Age Discrimination for shipment, and loading; and activities, a SASP may deem letters from Act of 1975 (42 U.S.C. 6101–6107). (b) Transportation costs you incurred, three accredited or State-approved (f) You are not currently debarred, but were not reimbursed by a donee, for institutions that students from your suspended, declared ineligible, or initially moving the property from the institution have been and are being voluntarily excluded from receiving the Federal holding agency to your accepted as sufficient evidence of your property. distribution facility or other point of eligibility for the donation program. Or receipt. § 102±37.435 What agreements must we the SASP may consider you approved if make before acquiring property? Subpart EÐDonations to Public you furnish evidence showing you meet the academic or instructional standards You must agree to the following Agencies and Eligible Nonprofit conditions when acquiring property: Organizations prescribed for public schools in the State; i.e., your organizational entity or (a) The property is acquired on an ‘‘as is, where is’’ basis, without warranty of § 102±37.410 To whom do ``we'', ``you'', program is devoted primarily to and their variants refer? approved academic, vocational any kind, and you will hold the Government harmless from any or all Use of pronouns ‘‘we’’, ‘‘you’’, and (including technical or occupational), or debts, liabilities, judgments, costs, their variants throughout this subpart professional study and instruction, demands, suits, actions, or claims of any refers to the donee. which operates primarily for educational purposes on a full-time nature arising from or incident to the Eligibility basis for a minimum school year as donation of the property, its use, or final prescribed by the State and employs a disposition. § 102±37.415 Who determines if we are (b) You will return to the SASP, at eligible to receive property? full-time staff of qualified instructors. your expense, any donated property that (b) In the case of public health If you are a public agency or a is not placed in use for the purposes for institutions or organizations, a SASP nonprofit tax-exempt activity, the SASP which it was donated within one year may accept licensing as evidence of within your State determines if you are of donation, or which ceases to be used approval, provided the licensing eligible as a public agency, nonprofit for such purposes within one year of authority prescribes the medical educational or public health institution, being placed in use. requirements and standards for the or a program for older individuals. If (c) You will comply with the terms, professional and technical services of you offer courses of instruction devoted conditions, reservations, and your institution. to the military arts and sciences, the restrictions, imposed by your SASP on Department of Defense will determine (c) The awarding of research grants to the use of any item of property having your eligibility to acquire property your institution or organization by a a unit acquisition cost of $5,000 or more through the SASP as a service recognized authority such as the and any passenger motor vehicle. (If you educational activity (SEA). National Institutes of Health, the are an SEA, this requirement does not National Institute of Education, or by apply to you.) § 102±37.420 What basic criteria must we similar national advisory council or meet to qualify for eligibility? (d) You agree that upon execution of organization may also constitute To qualify for eligibility: the SASP distribution document you approval of your institution or program, have conditional title only to the (a) Your organization must conform to provided all other criteria are met. the definition of one of the categories of property during the applicable period of eligible entities listed in § 102–37.225 Terms and Conditions restriction. Full title to the property will (see § 102–37.25 for definitions). vest in you only after you have met all (b) You must be approved, accredited, § 102±37.430 What certifications must we of the requirements of this part. make before acquiring property? or licensed if it is a requirement for (e) You will comply with the terms, operation of your program. Before you acquire property, you must conditions, reservations, or restrictions (c) You must be a public agency or certify that: imposed on any other donated item by nonprofit and tax-exempt under section (a) You are a public agency or a the SASP. (Not applicable to SEAs.) 501 of the Internal Revenue Code. nonprofit organization meeting the (f) You will comply with conditions (d) You must not be debarred, requirements of the Property Act and/or imposed by GSA, if any, requiring suspended, or excluded from any regulations of GSA. special handling or use limitations on Federal procurement or (b) You are acquiring the property for donated property. nonprocurement program. your own use and will use the property (g) You will use the property for an (e) Your program must operate or be for authorized purposes. authorized purpose during the period of conducted in compliance with (c) You are not acquiring the property restriction (see § 101–37.440). applicable Federal nondiscrimination for any other use or purpose, for use (h) You will obtain permission from statutes. outside the State, or for sale. the SASP before selling, trading, leasing,

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(i) You will report to the SASP on the recommend for GSA approval the use, condition, and location of donated To obtain screening authorization, amount of reimbursement which you property, and on other pertinent matters you must ask your SASP to submit a are requesting, taking into consideration as the SASP may require from time to written request to the GSA regional the benefit you have received from the time. office serving the area in which you are use of the property and making (j) If an insured loss of the property located. appropriate deductions for that use. In occurs during the period of restriction, § 102±37.460 What type of information the case of sale, your reimbursement for GSA or the SASP (depending on which must we provide when requesting an any item of property may not exceed the agency has imposed the restriction) will aircraft or vessel? proceeds of the sale of the item. be entitled to reimbursement out of the Requests for donation of aircraft and Subpart FÐDonations to Public insurance proceeds of an amount equal vessels must be supported with a letter Airports to the unamortized portion of the fair of intent, signed and dated by your market value of the damaged or authorized representative, that sets forth § 102±37.470 To whom do ``we'', ``you'', destroyed item. a detailed plan of utilization for the and their variants refer? § 102±37.440 May we use donated property. The letter of intent must Use of pronouns ‘‘we’’, ‘‘you’’, and property for any purpose? provide the following information: their variants throughout this subpart You may use donated property only (a) A description of the aircraft or refers to the Federal Aviation for the following purposes: vessel requested. If an aircraft, the Administration (FAA). (a) Public purposes. A public agency description must include the type, model or size, and the serial number, if § 102±37.475 What is the authority for that acquires property through a SASP public airport donations? must use such property to carry out or known. If a vessel, it must include the The authority for public airport to promote for the residents of a given type, name, class, size, displacement, donations is 49 U.S.C. 47151. political area one or more public length, beam, draft, lift capacity, and the purposes. hull or registry number, if known; § 102±37.480 What are our responsibilities (b) Educational and public health (b) A detailed description of your in the donation of property? program and the number and types of purposes. A nonprofit educational or Your responsibilities in the donation aircraft or vessels you currently own; public health institution or organization of property are as follows: (c) A detailed description of how the must use property for purposes of (a) Determining the property aircraft or vessel will be used, its education or public health, including requirements of any State, political purpose, how often and for how long. If research for any such purpose. While subdivision of a State, or tax-supported an aircraft is requested for flight this does not preclude the use of organization for public airport use (as purposes, you must specify a source of donated property for a related or defined in 49 U.S.C. 47102). subsidiary purpose incident to the pilot(s) and where the aircraft will be (b) Setting eligibility requirements for institution’s overall program, the housed. If an aircraft is requested for public airports and making property must be used essentially for cannibalization, you must provide determinations of eligibility. the primary educational or public health details of the cannibalization process (c) Certifying on the transfer function for which the activity receives (time to complete the cannibalization document that property requested for donable property and not for a process, how recovered parts are to be donation is desirable or reasonably nonrelated or commercial purpose. used, method of accounting for usable necessary to fulfill the immediate or (c) Programs for older individuals. parts, etc.) If a vessel is requested for foreseeable future requirements for Public and nonprofit programs for older waterway purposes, you must specify a developing, improving, operating, or individuals must use donated property source of pilot(s) and where the vessel maintaining a public airport, or needed to provide services that are necessary for will be docked. If a vessel is requested for developing sources of revenue from the general welfare of older individuals, for permanent docking on water or land, non-aviation businesses at a public such as social services, transportation you must provide details of the process, airport. services, nutrition services, legal including the time to complete the (d) Determining and enforcing services, and multipurpose senior process; and compliance with the terms and centers. (d) Any supplemental information conditions under which surplus (such as geographical area and personal property is transferred for § 102±37.445 May we acquire property for population served, number of students public airport use. exchange? enrolled in educational programs, etc.) (e) Authorizing public airports to visit No, you may not acquire property for supporting your need for the aircraft or holding agencies for the purpose of exchange. vessel. screening and selecting property for Screening and Requesting Property Returns and Reimbursements transfer. This responsibility includes: (1) Issuing a screening pass or letter § 102±37.450 Do we need special § 102±37.465 May we receive of authorization to only those persons authorization to screen property for our reimbursement for our donation expenses who are qualified to screen. program(s)? when we return property? (2) Maintaining a current record of Yes, you must have a valid screener- When you return unneeded property screeners operating under your identification card (GSA Form 2946) that is still under a period of restriction, authority and making such records before screening and freezing property and you have not breached any of the available to GSA upon request. at holding agencies. However, you do conditions or limitations, you may be (3) Recovering any expired or invalid not need a screener-ID card to inspect, reimbursed for the initial cost you authorizations.

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§ 102±37.485 What information must we § 102±37.505 What steps must we take to § 102±37.525 What type of property is provide to GSA? acquire property? donable under this subpart? So that GSA has information on Upon receipt of information from Only property you have assigned for which to base its discretionary authority GSA regarding the availability of abandonment or destruction (see to approve the donation of surplus property for donation, you have 21 guidelines in part 101–45, subpart 101– 45.9, of this title) may be donated under personal property, you must: calendar days to inspect the property or this subpart. You may not donate (a) Provide copies of internal request it without inspection. Include instructions that outline the scope of property that requires destruction for pickup, shipping or delivery your oversight program for enforcing health, safety, or security reasons. You instructions in your request. compliance with the terms and must comply with all applicable laws conditions of transfer. § 102±37.510 What happens to property we and regulations and any special disposal (b) Report any compliance actions don't request? requirements in part 101–42 of this title involving donations to public airports. when disposing of hazardous materials Property you decline to request will and other dangerous property. Subpart GÐDonations to the American be offered to SASPs for distribution to National Red Cross eligible donees. If the property is § 102±37.530 Is there a special form for transferred, GSA will require the SASP processing donations? § 102±37.490 To whom do ``we'', ``you'', to ensure that all Red Cross labels or No, in processing donations you may and their variants refer? other Red Cross identifications are use any document that meets your Use of pronouns ‘‘we’’, ‘‘you’’, and obliterated or removed from the agency’s needs for maintaining an audit their variants throughout this subpart property before it is used. trail of the transaction. refers to the Red Cross National Headquarters. § 102±37.535 Who pays for costs Subpart HÐDonations to Public associated with the donation? Bodies in Lieu of Abandonment/ § 102±37.495 What is the authority for The recipient public body is Destruction donations to the American National Red responsible for paying the disposal costs Cross? § 102±37.515 To whom do ``we'', ``you'', incident to the donation, such as Subsection 203(l) of the Property Act and their variants refer? packing, preparation for shipment, authorizes donations, for charitable demilitarization (the act of destroying purposes, to the American National Red Use of pronouns ‘‘we’’, ‘‘you’’, and the military offensive or defensive Cross. their variants throughout this subpart advantage inherent in certain types of refers to the holding agency. property), loading, and transportation to § 102±37.500 What type of property may its site. we receive? § 102±37.520 What is a public body? You may receive surplus gamma Dated: March 24, 2000. A public body is any department, G. Martin Wagner, globulin, dried plasma, albumin, agency, special purpose district, or other antihemophilic globulin, fibrin foam, Associate Administrator for Governmentwide instrumentality of a State or local surgical dressings, or other products or Policy. government; any Indian tribe; or any materials you processed, produced, or [FR Doc. 00–9001 Filed 4–12–00; 8:45 am] agency of the Federal Government. donated to a Federal agency. BILLING CODE 6820±24±P

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Part V

Department of Education Life Skills for State and Local Prisoners Program; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2000

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DEPARTMENT OF EDUCATION tables, figures, and graphs from a page the following invitational priorities. equivalency to a character count. However, an application that meets [CFDA No.: 84.255A] • Double space (no more than three these invitational priorities does not Life Skills for State and Local lines per vertical inch) all text in the receive competitive or absolute Prisoners Program; Notice Inviting application narrative, including titles, preference over other applications. headings, footnotes, quotations, Applications for New Awards for Fiscal Invitational Priority #1 Year (FY) 2000 references, and captions, as well as all text in charts, tables, figures, and Applications that demonstrate ways Note to Applicants: This notice is a graphs. in which eligible entities and the private complete application package. Together • Use a font that is either 12-point or sector can effectively work together to with the statute authorizing the program larger or no smaller than 10 pitch assist students who are criminal and applicable regulations governing (characters per inch). offenders under the supervision of the the program, including the Education The page and character count limits justice system to attain the life skills Department General Administrative do not apply to the Application for they need to make a successful Regulations (EDGAR), this notice Federal Education Assistance Form (ED transition from correctional education contains all of the information, 424); the Budget Information—Non- programs to productive employment, application forms, and instructions Construction Programs Form (ED 524), including— needed to apply for an award under this including the itemized budget; the other (a) Work experience or apprenticeship competition. application forms; the assurances and programs; Purpose of Program: The Life Skills certifications; or the table of contents, (b) Transitional worksite job training for State and Local Prisoners Program the text of the selection criteria within for students that is related to their provides financial assistance for the narrative, the resumes, or the letters occupational goals and closely linked to establishing and operating programs of support. classroom and laboratory instruction designed to reduce recidivism through We will reject your application if— provided by an eligible entity; • the development and improvement of You apply these standards and (c) Placement services in occupations life skills necessary for reintegration of exceed the page limit; or that the students are preparing to enter; • adult prisoners into society. You apply other standards and (d) Where practical, projects that Eligible Applicants: The following exceed the equivalent of the page limit. include activities that will benefit the entities are eligible for an award under Applicable Regulations: The public, such as the rehabilitation of this program: Education Department General public schools or housing in inner cities (a) State or local correctional agencies. Administrative Regulations (EDGAR) in or economically depressed rural areas; (b) State or local correctional 34 CFR Parts 74, 75, 77, 79, 80, 81, 82, or education agencies. 85, 86, 97, 98, 99, and the regulations (e) Employment-based learning Deadline for Transmittal of for this program in 34 CFR Part 490. programs. Applications: May 30, 2000. Definitions Invitational Priority #2 Deadline for Intergovernmental Applicants are encouraged to take Applications received from eligible Review: July 31, 2000. particular note of the following entities, that establish or operate a life Available Funds: $4,750,000 for the definitions that are contained in 34 CFR skills program for incarcerated adults first 12 months. Funding for the second 490.4: within an Empowerment Zone, and third 12 months is subject to ‘‘Life skills’’ includes self- including a Supplemental availability of funds and to a grantee development, communication skills, job Empowerment Zone (EZ), or an meeting the requirements of 34 CFR and financial skills development, Enterprise Community (EC) designated 75.253. education, interpersonal and family by the United States Department of Estimated Range of Awards: relationship development, and stress Housing and Urban Development or the $315,000—$475,000 (funding for first 12 and anger management. United States Department of months). ‘‘Local correctional agency’’ means Agriculture. The Department seeks to Estimated Average Size of Awards: any agency of local government that encourage eligible applicants within EZ/ $395,000. provides corrections services to EC communities to apply for grants in Estimated Number of Awards: 10–15. incarcerated adults. this competition. A list of EZ/EC Note: The Department is not bound by any ‘‘Local correctional education agency’’ communities is included in this notice. estimates in this notice. means any agency of local government, Selection Criteria Project period: Up to 36 months (3 other than a local correctional agency, twelve-month grant cycles). that provides educational services to The Secretary uses the following Page Limit: The application narrative incarcerated adults. selection criteria to evaluate is where you, the applicant, address the ‘‘State correctional agency’’ means applications for new grants under this selection criteria reviewers use to any agency of State government that competition. The maximum score for all evaluate your application. You must provides corrections services to of these criteria is 100 points. The limit the application narrative to the incarcerated adults. maximum score for each criterion is equivalent of no more than 75 pages ‘‘State correctional education agency’’ indicated in parentheses. (including appendices) or 2,000 means any agency of State government, The program regulations in 34 CFR characters per page for the page limit other than a State correctional agency, 490.20(b) provide that the Secretary may specified, using the following standards: that provides educational services to award up to 100 points for the selection • A page is 8.5 inches x 11 inches, on incarcerated adults. criteria, including a reserved 15 points. one side only, with 1-inch margins at For this competition, the Secretary the top, bottom, and both sides. For an Invitational Priorities distributes the reserved 15 points as electronic submission, a page equals Under 34 CFR 75.105(c)(1), the follows: 2,000 characters; and the Department of Secretary is particularly interested in Program Factors (34 CFR 490.21(a)). Education will convert any charts, applications that meet one or more of An additional ten points are added to

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The project is in meeting its intended the project, of the project director; Secretary reviews the application to outcomes, including an assessment of (ii) The qualifications, in relation to determine the quality of the proposed the effectiveness of the project in the objectives and planned outcomes of project, including the extent to which improving life skills of prisoners. To the the project, of each of the other key the application includes— extent feasible, the assessment must personnel to be used in the project, (1) A clear description of the services include a one-year post-release review, including any third-party evaluator; to be offered; and during the grant period, to measure the (iii) The time that each person (2) Life skills education designed to success of the project with respect to referred to in paragraphs (f)(1)(i) and (ii) prepare adult offenders to reintegrate those prisoners who received services of this section will commit to the successfully into communities, schools, and were released. The assessment must project; and and the workplace. involve comparison of the project to (iv) How the applicant, as part of its (b) Educational significance (15 other existing education and training nondiscriminatory employment points). The Secretary reviews each programs or no treatment for practices, will ensure that its personnel application to determine the extent to individuals, as appropriate. To assess are selected for employment without which the applicant proposes— program effectiveness, consideration regard to race, color, national origin, (1) Project objectives that contribute may be given to implementing a random to the improvement of life skills; gender, age, or disabling condition. assignment evaluation design. (2) To determine personnel (2) To use unique and innovative (3) Provide for an assessment of the techniques to produce benefits that qualifications under paragraphs (f)(1)(i) efficiency of the program’s replication and (ii) of this section, the Secretary address life skills problems and needs efforts, including dissemination that are of national significance; and considers experience and training in activities and technical assistance project management and in fields (3) To demonstrate how well those provided to other projects; national needs will be met by the related to the objectives and planned (4) Include formative evaluation outcomes of the project. project. activities to help assess program (c) Plan of operation (15 points). The (g) Budget and cost effectiveness (5 management and improve program points). The Secretary reviews each Secretary reviews each application to operations; and determine the quality of the plan of application to determine the extent to (5) To the extent possible, are operation for the project, including— which the budget— objective and produce data that are (1) The quality of the design of the (1) Is cost effective and adequate to quantifiable. project; support the project activities; (e) Demonstration and dissemination (2) The extent to which the project (2) Contains costs that are reasonable (10 points). The Secretary reviews each includes specific intended outcomes and necessary in relation to the application to determine the efficiency that— objectives of the project; and (i) Will accomplish the purposes of of the plan for demonstrating and disseminating information about project (3) Proposes using non-Federal the program; resources available from appropriate (ii) Are attainable within the project activities and results throughout the project period, including— employment, training, and education period, given the project’s budget and agencies in the State to provide project other resources; (1) High quality in the design of the demonstration and dissemination plan; services and activities and to acquire (iii) Are susceptible to evaluation; project equipment and facilities. (iv) Are objective and measurable; and (2) Identification of target groups and provisions for publicizing the project at (h) Adequacy of resources and (v) For a multi-year project, include commitment (5 points). specific objectives to be met, during the local, State, and national levels by (1) The Secretary reviews each each budget period, that can be used to conducting or delivering presentations application to determine the extent to determine the progress of the project at conferences, workshops, and other which the applicant plans to devote toward meeting its intended outcomes; professional meetings and by preparing adequate resources to the project. The (3) The extent to which the plan of materials for journal articles, Secretary considers the extent to management is effective and ensures newsletters, and brochures; which— proper and efficient administration of (3) Provisions for demonstrating the the project; methods and techniques used by the (i) Facilities that the applicant plans (4) The quality of the applicant’s plan project to others interested in to use are adequate; and to use its resources and personnel to replicating these methods and (ii) Equipment and supplies that the achieve each objective and intended techniques, such as by inviting them to applicant plans to use are adequate. outcome during the period of Federal observe project activities; (2) The Secretary reviews each funding; and (4) A description of the types of application to determine the applicant’s (5) How the applicant will ensure that materials the applicant plans to make commitment to the project, including project participants who are otherwise available to help others replicate project the extent to which— eligible to participate are selected activities and the methods for making (i) Non-Federal resources are adequate without regard to race, color, national the materials available; and to provide project services and origin, gender, age, or disabling (5) Provisions for assisting others to activities, especially resources of the condition. adopt and successfully implement the public and private sectors; and (d) Evaluation plan (20 points). The project or methods and techniques used (ii) The applicant has the capacity to Secretary reviews each application to by the project. continue, expand, and build upon the determine the quality of the evaluation (f) Key personnel (5 points). project when Federal assistance ends.

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Intergovernmental Review comment on proposed regulations. However, Attention: CFDA #84.255A, these amendments make procedural changes This program is subject to the Washington, DC 20202–4725. only and do not establish new substantive You must show one of the following requirements of Executive Order 12372 policy. Therefore, under 5 U.S.C. 553(b)(A), (Intergovernmental Review of Federal as proof of mailing: the Secretary has determined that proposed (1) A legibly dated U.S. Postal Service Programs) and the regulations in 34 CFR rulemaking is not required. part 79. The objective of the Executive postmark. (2) A legible mail receipt with the order is to foster an intergovernmental Pilot Project for Electronic Submission date of mailing stamped by the U.S. partnership and to strengthen of Applications Postal Service. federalism by relying on State and local The U.S. Department of Education is (3) A dated shipping label, invoice, or processes for State and local conducting a limited pilot project of receipt from a commercial carrier. government coordination and review of electronic submission of discretionary (4) Any other proof of mailing proposed Federal financial assistance. grant applications for selected programs. acceptable to the Secretary. Applicants must contact the The Life Skills for State and Local If you mail an application through the appropriate State Single Point of Prisoners Program (CFDA 84.255A) is U.S. Postal Service, we do not accept Contact to find out about, and to comply one of the programs included in the either of the following as proof of with, the State’s process under pilot project. If you are an applicant mailing: Executive order 12372. Applicants under the Life Skills for State and Local (1) A private metered postmark. proposing to perform activities in more Prisoners Program, you may submit (2) A mail receipt that is not dated by than one State should immediately your application to us in either the U.S. Postal Service. contact the Single Point of Contact for electronic or paper format. (B) If You Deliver Your Application by each of those States and follow the The pilot project involves the use of Hand: procedure established in each State the Electronic Grant Application System You or your courier must hand under the Executive order. If you want (e-GAPS) portion of the Grant deliver the original and two copies of to know the name and address of any Administration and Payment System the application by 4:30 P.M. State Single Point of Contact (SPOC), (GAPS). We request your participation (Washington, DC time) on or before the see the list included in this notice, or in the e-GAPS pilot project. By deadline date to: U.S. Department of you may view the latest SPOC list on participating you will have an Education, Application Control Center, the OMB Web site at the following opportunity to have input into the Attention: CFDA #84.255A, Room 3633, address: overall design and approach of e-GAPS. Regional Office Building 3, 7th and D http://www.whitehouse.gov/omb/grants. At the conclusion of the pilot project, Streets, SW., Washington, DC. we will evaluate its success and solicit The Application Control Center In States that have not established a suggestions for improvements. accepts application deliveries daily process or chosen a program for review, If you participate as a grant applicant between 8 a.m. and 4:30 P.M. State, areawide, regional, and local in an e-GAPS pilot, please note the (Washington, DC time), except entities may submit comments directly following: Saturdays, Sundays, and Federal to the Department. Any State Process • Your participation is voluntary. holidays. The Center accepts Recommendation and other comments • You will not receive any additional application deliveries through the D submitted by a State Single Point of point value or penalty because you Street entrance only. A person Contact and any comments from State, submit a grant application in electronic delivering an application must show areawide, regional, and local entities or paper format. identification to enter the building. must be mailed or hand-delivered by the • You can submit all documents (C) If You Submit Your Application date indicated in this notice to the electronically, including the Electronically: following address: The Secretary, E.O. Application for Federal Assistance (ED You must submit your grant 12372—CFDA #84.255A, U.S. 424), Budget Information—Non- application through the Internet using Department of Education, 400 Maryland Construction Programs (ED Form No. the software provided on the e-Grants Avenue, SW., Room 7E200, Washington, 524), and all necessary assurances and Web site (http://e-grants.ed.gov) by 4:30 DC 20202–0125. certifications. We may request that you p.m. (Washington, DC time) on the Proof of mailing will be determined give us original signatures on forms at deadline date. on the same basis as applications (see 34 a later date. The regular hours of operation of the CFR 75.102). Recommendations or You may access the electronic grant e-Grants Web site are 6:00 a.m. till 12:00 comments may be hand-delivered until application for the Life Skills for State midnight (Washington, DC time) daily, 4:30 p.m. (Eastern time) on the date and Local Prisoners Program at: except Saturdays, Sundays, and Federal indicated in this notice. http://e-grants.ed.gov holidays. Please note that on Please note that the above address is We have included additional Wednesdays the Web site is closed for not the same address as the one to information about the e-GAPS pilot maintenance at 7:00 p.m. (Washington, which the applicant submits its project (see Parity Guidelines between DC time). completed application. Do not send Paper and Electronic Applications) in Notes: applications to the above address. this notice. (1) The U.S. Postal Service does not Instructions for Transmittal of If you want to apply for a grant and uniformly provide a dated postmark. Applications be considered for funding, you must Before relying on this method, you meet the following deadline should check with your local post Note: Some of the procedures in these requirements: office. instructions for transmitting applications (A) If You Send Your Application by (2) If you send your application by differ from those in the Education Department General Administrative Mail: mail or deliver it by hand or by a courier Regulations (EDGAR) (34 CFR 75.102). Under You must mail the original and two service, the Application Control Center the Administrative Procedure Act (5 U.S.C. copies of the application on or before will mail a Grant Application Receipt 553) the Department generally offers the deadline date to: U.S. Department of Acknowledgment to you. If you do not interested parties the opportunity to Education, Application Control Center, receive the notification of application

VerDate 202000 15:46 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00004 Fmt 4701 Sfmt 4703 E:\FR\FM\13APN2.SGM pfrm04 PsN: 13APN2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 20037 receipt within 15 days from the date of All applicants submitting hard copy established technical review criteria, mailing the application, you should call applications must submit ONE original such as commitment of resources. the U.S. Department of Education signed application, including ink For Further Information Contact: Application Control Center at (202) signatures on all forms and assurances Jennifer Arnold, U.S. Department of 708–9493. and ONE copy of the application. Please Education, 400 Maryland Avenue, S.W., (3) You must indicate on the envelope mark each application as original or Room 4529 Mary E. Switzer Building, and—if not provided by the copy. Washington, D.C. 20202–7142, Department—in Item 3 of the No grant may be awarded unless a Telephone (202) 205–5621. Application for Federal Education completed application form has been Individuals who use a Assistance (ED 424; revised January 12, received. telecommunications device for the deaf 1999) the CFDA number—and suffix (TDD) may call the Federal Information letter—of the competition under which Instructions for Part III—Budget Relay Service (FIRS) at 1–800–877– you are submitting your application. Narrative 8339. (4) If you submit your application The budget narrative should explain, Individuals with disabilities may through the Internet via the e-Grants justify, and, if needed, clarify your obtain this notice in an alternate format Web site, you will receive an automatic budget summary. For each line item (e.g. Braille, large print, audiotape, or acknowledgment when we receive your (personnel, fringe benefits, travel, etc.) computer diskette) on request to the application. in your budget, explain why it is there contact person listed in the preceding paragraph. Please note, however, that Application Instructions and Form and how you computed the costs. the Department is not able to reproduce To apply for an award under this Instructions for Part IV—Program in an alternate format the standard program competition, your application Narrative forms included in this notice. must be organized in the following The program narrative will comprise Information about the Department’s order and include the following five the largest portion of your application. funding opportunities, including copies parts: This part is where you spell out the of application notices for discretionary Part I: Application for Federal who, what, when, where, why, and how grant competitions, can be viewed on Assistance (ED Form 424 (Rev. 4–88)). of your proposed project. the Department’s Website (at http:// Part II: Budget Information. Although you will not have a form to www.ed.gov/). However, the official Part III: Budget Narrative. fill out for your narrative, there is a application notice for a discretionary Part IV: Program Narrative. format. This format is the selection grant competition is the notice Part V: Assurances and Certifications: criteria. Because your application will published in the Federal Register. a. Assurances—Non-Construction be reviewed and rated by a review panel Programs (Standard Form 424B). Electronic Access to This Document on the basis of the selection criteria, b. Certification regarding Lobbying; your narrative should follow the order Anyone may view this document, as Debarment, Suspension, and Other and format of the criteria. well as all other Department of Responsibility Matters; and Drug-Free Before preparing your application, Education documents published in the Workplace Requirements (ED 80–0013) Federal Register, in text or Adobe and Instructions. you should carefully read the legislation and regulations of the program, Portable Document Format (PDF) on the c. Certification regarding Debarment, Internet at either of the following sites: Suspension, Ineligibility and Voluntary eligibility requirements, information on Exclusion: Lower Tier Covered any priority set by the Secretary, and the http://ocfo.ed.gov/fedreg.htm http://www.ed.gov/news.html Transactions (ED 80–0014, 9/90) and selection criteria for this competition. Instructions. Your program narrative should be To use the PDF you must have the (Note:) clear, concise, and to the point. Begin Adobe Acrobat Reader Program with ED 80–0014 is intended for the use of the narrative with a one page abstract or Search, which is available free at either grantees and should not be transmitted summary of your proposed project. of the preceding sites. If you have to the Department.) Then describe the project in detail, questions about using the PDF, call the d. Disclosure of Lobbying Activities addressing each selection criterion in U.S. Government Printing Office, toll (Standard Form LLL–A) (if applicable) order. free, at 1–888–293–6498 or in the and Instructions, and Disclosure of You may include supporting Washington, DC area at (202) 512–1530. Lobbying Activities Continuation Sheet documentation as appendices. Be sure Note: The official version of this document (Standard Form LLL–A). that this material is concise and is the document published in the Federal e. An assurance that the applicant pertinent to this program competition. Register. Free Internet access to the official will report annually to the Secretary on You are advised that— edition of the Federal Register and the Code the participation rate, cost, and (a) The Department considers only of Federal Regulations is available on GPO effectiveness of the program and any information contained in the Access at: application in ranking applications for http://www.access.gpo.gov/nara/ other aspect of the program on which index.html the Secretary may request information. funding consideration. Letters of (20 U.S.C. 1211–2(e)(2)) support sent separately from the formal Program Authority: 20 U.S.C. 1211–2. This notice contains all forms and application package are not considered instructions, including a statement in the review by the technical review Dated: April 6, 2000. regarding estimated public reporting panels. (34 CFR 75.217) Robert D. Muller, burden, a notice to applicants regarding (b) The technical review panel Acting Deputy Assistant Secretary for compliance with section 427 of the evaluates each application solely on the Vocational and Adult Education. General Education Provisions Act basis of the established technical review (GEPA), various assurances, criteria. Letters of support contained in Instructions for Estimated Public certifications, and required the application will strengthen the Reporting Burden documentation, and additional application only if they contain Under terms of the Paperwork information. commitments that pertain to the Reduction Act of 1980, as amended, and

VerDate 202000 16:45 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00005 Fmt 4701 Sfmt 4703 E:\FR\FM\13APN2.SGM pfrm03 PsN: 13APN2 20038 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices the regulations implementing that Act, we will ultimately review in hard copy DUNS Number Instructions the Department of Education invites all information that we receive. D-U-N-S No.: Please provide the comment on the public reporting To help ensure parity and a similar applicant’s D-U-N-S Number. You can burden in this collection of information. look between electronic and paper obtain your D-U-N-S Number at no Public reporting burden for this copies of grant applications, we are charge by calling 1–800–333–0505 or by collection of information is estimated to asking each applicant that submits a completing a D-U-N-S Number Request average 90 hours per response, paper application to adhere voluntarily Form. The form can be obtained via the including the time for reviewing to the following guidelines: Internet at the following URL: http:// instructions, searching existing data • Use consistent font throughout your www.dnb.com/dbis/aboutdb/ sources, gathering and maintaining the document, with no formatting of any intlduns.htm. data needed, and completing and kind (that is, no bolding, underlining, reviewing the collection of information. italics, or colored text). The D-U-N-S Number is a unique • You may send comments regarding this If you are preparing your nine-digit number that does not convey burden to the U.S. Department of application on a conventional any information about the recipient. A Education, Information Management typewriter, make sure that the pitch built in check digit helps assure the Team, Washington, D.C. 20202–4651; (characters per inch) of the font is accuracy of the D-U-N-S Number. The and to the Office of Management and consistent throughout your document, ninth digit of each number is the check Budget, Paperwork Reduction Project, and do not use formatting of any kind digit, which is mathematically related to (for example, underlining or italics). the other digits. It lets computer systems OMB 1830–0013, Washington, D.C. • 20503. (Information collection approved For the narrative component, your determine if a D-U-N-S Number has under OMB control number 1830–0013. application should consist of the been entered correctly. number and text of each selection Expiration date: 3/31/2001) Dun & Bradstreet, a global information criterion followed by the narrative. The services provider, has assigned D-U-N-S Parity Guidelines Between Paper and text of the selection criterion, if numbers to over 43 million companies Electronic Applications included, does not count against any worldwide. The Department of Education is page or character count limitation. You should append charts, tables, graphs, Grant Application Receipt conducting a limited pilot project that Acknowledgment allows applicants to use an Internet- and graphics of any kind after you have based electronic system for submitting completed the text of the relevant If you fail to receive the notification applications under selected section. We suggest that you begin these of application receipt within fifteen (15) discretionary grant programs. This items on a separate sheet of paper and days after the closing date, call: U.S. competition is among those that have an refer to them within the text. Department of Education, Coordination electronic submission option available Example: and Control Branch, (202) 708–9495. 1. Please describe your project to all applicants. The system, called e- Grant And Contract Funding GAPS (Electronic Grant Application management plan. Our project plan is composed of three Information Package System), allows an applicant to major components: start-up, fulfillment, submit a grant application to the The Department of Education and closure. The flow of these Department (us) electronically, using a provides information about grant and components into the stated outcomes for current version of the applicant’s contract opportunities through the this project is described below and Internet browser. To see e-GAPS visit internet: ED Internet Home Page, http:/ presented in figure 3–1. /www.ed.gov/. the following address: • Create all illustrations (including http://e-grants.ed.gov charts, tables, graphs, and pictures) in Important Notice to Prospective Because we want to ensure parity and grayscale only. Participants in U.S. Department of • a similar look between applications Place a page number at the bottom Education Contract and Grant transmitted electronically and right of each page beginning with 1; and Programs number your pages consecutively applications submitted in conventional GRANTS paper form, e-GAPS has an impact on throughout your document. all applicants under this competition. At the top right of each page, place Applicants for grants from the U.S. E-GAPS is a data-driven system; that the name of the applicant, the Department of Education (ED) have to is, e-GAPS users will be entering data applicant’s DUNS number (if available), compete for limited funds. Deadlines on-line while completing their and the CFDA number of the assure all applicants that they will be applications. This will be more competition. treated fairly and equally, without last minute haste. interactive than just e-mailing a soft Additional Information copy of a grant application to us. If you For these reasons, ED must set strict participate in this voluntary pilot What Should I Know About ED Grants? deadlines for grant applications. project by submitting an application What Should I Know About ED Prospective applicants can avoid electronically, the data you enter on-line Grants? provides a non-technical disappointment if they understand that: will go into a database and ultimately summary of the Department of Failure to meet a deadline will mean will be accessible in electronic form to Education’s discretionary grants process that an applicant will be rejected our reviewers. and the laws and regulations that govern without any consideration whatever. However, this pilot project is only the it. An electronic copy of What Should The rules, including the deadline, for first step in the Department’s eventual I Know About ED Grants? is available at: applying for each grant are published, transition to electronic applications for http://www.ed.gov/pubs/ individually, in the Federal Register. A grants. The pilot project is designed to KnowAbtGrants/. one-year subscription to the Register enable us to evaluate the experience of To obtain a hard copy of What Should may be obtained by sending $340.00 to: gathering application data on-line. We I Know About ED Grants?, please Superintendent of Documents, U.S. will assess the on-line review process contact the Office of Correctional Government Printing Office, separately; so, during this pilot project, Education at: (202) 205–5621. Washington, D.C. 20402–9371. (Send

VerDate 202000 15:46 Apr 12, 2000 Jkt 190000 PO 00000 Frm 00006 Fmt 4701 Sfmt 4703 E:\FR\FM\13APN2.SGM pfrm04 PsN: 13APN2 Federal Register / Vol. 65, No. 72 / Thursday, April 13, 2000 / Notices 20039 check or money order only, no cash or Regulations, Chapter 1 ($49.00). The Administrative Regulations (EDGAR) as stamps.) foregoing publication may be obtained tangible, nonexpendable personal The instructions in the Federal by sending your check or money order property including exempt property Register must be followed exactly. Do only, no cash or stamps, to: charged directly to the grant award not accept any other advice you may Superintendent of Documents, U.S. having a useful life of more than one receive. No ED employee is authorized Government Printing Office, year and an acquisition cost of $5,000 or to extend any deadline published in the Washington, D.C. 20402–9371. more per unit. Applicants should also Register. Questions regarding In an effort to be certain this include in this category any materials submission of applications may be important information is widely required to run such equipment addressed to: U.S. Department of disseminated, this notice is being (peripherals, software, installation costs, Education, Application Control Center, included in all ED mail to the public. etc.) Washington, D.C. 20202–4725. You may therefore, receive more than one notice. If you do, we apologize for Supplies CONTRACTS any annoyance it may cause you. Competitive procurement actions ED Form 5348, 8/92, Replaces ED These should be broken down by undertaken by the ED are governed by Form 5348, 6/86 which is obsolete. type, with a clear distinction made the Federal Procurement Regulation and between those used for administrative implementing ED Procurement GUIDANCE FOR PREPARING purposes and those that will be used for Regulation. REQUIRED BREAKDOWN OF BUDGET instruction of students (indicate how Generally, prospective competitive CATEGORIES many students will benefit). Must be procurement actions are synopsized in Personnel tangible, thus services like printing the Commerce Business Daily (CBD). For each staff member, please provide should not be included here. Prospective offerors are therein advised position, FTE, annual salary, and Contractual of the nature of the procurement and amount he or she will be paid for time where to apply for copies of the Request devoted to grant. As explained in If an outside entity has been procured for Proposals (RFP). general information section, applicant through a competitive bid procedure to Offerors are advised to be guided must provide documentation of all other perform tasks, include here. Please solely by the contents of the CBD internal and external time commitments synopsis and the instructions contained indicate whether done by open bid or for each staff member. in the RFP. Questions regarding the sole source justification. If service submission of offers should be Fringe Benefits provider not selected competitively, include in ‘‘Other’’ category. addressed to the Contracts Specialist Please indicate the rate used to identified on the face page of the RFP. calculate fringe benefits for each staff Other Offers are judged in competition with person. Applicant must include a signed others, and failure to conform with any statement that rates are standard for that Please include here all other costs substantive requirements of the RFP institution. (advertising, evaluation fees, printing, will result in rejection of the offer etc.). Applicant should indicate purpose without any consideration whatever. Travel of expenditure and how cost was Do not accept any advice you receive Please describe, for all staff travel, calculated. that is contrary to instructions purpose, type of travel, who will be contained in either the CBD synopsis or traveling, the number of days. Be as Indirect the RFP. No ED employee is authorized detailed as possible, including These are costs involved in upkeep to consider a proposal which is non- information as to costs for airfare (or (utilities, employee services, etc.) that responsive to the RFP. mileage), lodging, food, and other A subscription to the CBD is available cannot be attributed to a specific expenses. Please also include all objective. In order for an applicant to for $208.00 per year via second class registration fees here. mailing or $261.00 per year via first claim an indirect rate they must have a class mailing. Information included in Equipment negotiated agreement with a Federal the Federal Acquisition Regulation is Equipment is defined in the agency. contained in Title 48, Code of Federal Education Department General BILLING CODE 4000±01±U

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[FR Doc. 00–9140 Filed 4–12–00; 8:45 am] BILLING CODE 4000±01±C

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Part VI

Department of Health and Human Services Office of Public Health and Science

Announcement of Availability of Grants for Adolescent Family Life Demonstration Projects; Notice

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DEPARTMENT OF HEALTH AND preparing the application, it is The following application HUMAN SERVICES important to follow ALL instructions requirements contain information contained in the application kit. collections subject to OMB approval Office of Public Health and Science FOR FURTHER INFORMATION CONTACT: The under Paperwork Reduction Act of 1995 (Pub. L. 104–13). These information Announcement of Availability of OAPP Program Office at (301) 594–4004. Staff is available to answer questions collections have been approved by OMB Grants for Adolescent Family Life under control number 0937–0198. Demonstration Projects and provide limited technical assistance in the preparation of grant applications. Eligible Applicants AGENCY: Office of Adolescent Pregnancy SUPPLEMENTARY INFORMATION: Title XX Programs, Office of Population Affairs, Any public or private nonprofit of the Public Health Service Act, 42 OPHS, HHS. organization or agency is eligible to U.S.C. 300z. et seq., authorizes the apply for a grant. Grants are awarded ACTION: Notice. Secretary of Health and Human Services only to those organizations or agencies SUMMARY: The Office of Adolescent to award grants for demonstration which are determined to demonstrate Pregnancy Programs (OAPP) requests projects to provide services to pregnant the capability of providing the proposed applications for care demonstration and nonpregnant adolescents, services and meet the statutory grants under the Adolescent Family Life adolescent, parents and their families. requirements. (AFL) Demonstration Projects Program. (Catalog of Federal Domestic Assistance These Title XX grants are for Youth Development Approach community-based and community- Number 93.995) Title XX authorizes grants for three types of demonstration Socio-economic factors such as supported demonstration projects to poverty, substandard housing, violence establish comprehensive and integrated projects: (1) Projects which provide ‘‘care services’’ only (i.e., services for within a community, racial disparities, approaches to the delivery of care and gender inequality all contribute to services to pregnant adolescents, the provision of care to pregnant adolescents, adolescent parents and early sexual activity and pregnancy. An adolescent parents, their children, their adolescent’s ability to plan for their extended family members, and their their families); (2) projects which provide ‘‘prevention services’’ only (i.e., future is hampered not only by their male partners. family’s inability to meet basic needs, Funds will be available for services to prevent adolescent sexual but also by the societal disparities that approximately 15–20 care relations); and (3) projects which create unequal access to enrichment demonstration projects, which may be provide a combination of care and programs, job opportunities, support located in any State, the District of prevention services. Under this program announcement, groups and mental health care, etc. Columbia, and United States territories, Adolescent health experts, public commonwealths and possessions. OAPP intends to make available approximately $4 million to support an health officials, sociologists, and the DATES: The closing date for this grant medical community have long agreed announcement is May 30, 2000. estimated 15–20 new care demonstration projects. The awards for that to effectively prevent secondary Applications will be considered as adolescent pregnancy among youth, meeting the deadline if they are care projects will range from $250,000 to $350,000. Federal, state and local level programs postmarked on or before the closing must include multiple and date. A legibly dated receipt from a Grants may be approved for project complementary approaches to teen commercial carrier or U.S. Postal periods of up to five years. Grants are pregnancy prevention. Service will be accepted in lieu of a funded in annual increments (budget A more holistic approach to postmark. Private metered postmarks periods). Funding for all approved preventing secondary teen pregnancies will not be accepted as proof of timely budget periods beyond the first year of is often termed ‘‘youth development.’’ It mailing. All hand delivered applications the grant is contingent upon the has been documented that successful must be received between the hours of availability of funds, satisfactory youth development projects are those 8:30 am and 5:00 pm on or before the progress of the project, and adequate where adolescents themselves are an above closing date. Applicants which do stewardship for Federal funds. A grant integral part of the design, not meet the deadline will be award may not exceed 70 percent of the implementation, and evaluation phases considered late applications and will be total costs of the project for the first and over the life of the project. Adolescents returned to the applicant. Applications second years, 60 percent of the total need to see hope for a future, acquire will not be accepted by fax or e-mail. costs for the third year, 50 percent for the skills necessary to turn hopes into The submission deadline will not be the fourth year and 40 percent for the reality, and be provided with an array extended. fifth year. The non-Federal share of the of opportunities to get them to that ADDRESSES: Application kits consisting project costs may be provided in cash reality. of the appropriate forms, a copy of the expenditures or fairly evaluated in-kind The OAPP encourages applicants to Title XX legislation, and guidance on contributions, including facilities, take a youth development approach that the preparation of the application may equipment and services. works to address the societal disparities be downloaded from the following Applications are encouraged from that contribute to repeat adolescent INTERNET address: www.dhhs.gov/ experienced organizations which are pregnancy and poor health outcomes for progorg/opa. If you do not have access currently operating programs and which young mothers, their children, fathers to the INTERNET, you may obtain a kit have the capability of expanding and and extended families. In addition, the from the Grants Management Office, enhancing these services to serve OAPP encourages applicants to provide Office of Populations Affairs, 4350 East- significant numbers of adolescents opportunities for improving the West Highway, Suite 200, Bethesda, MD according to the guidelines specified in adolescents’ senses of self through 20814. Written requests for application this announcement. cultural understanding, sports and kits may be faxed to (301) 594–5981. All The specific services which may be recreation,visual and performing arts, completed applications must be funded under Title XX are listed below and other activities that build an submitted to the Grants Management under the heading entitled CARE adolescent’s sense of self-worth and Office at the above mailing address. In SERVICES. self-efficacy. All services provided by

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AFL grantees, however, including all (b) Education on the responsibilities of which will assist in providing activities that are part of a youth sexuality and parenting; monitoring and evaluation of the development approach, must be within (c) The development of material to support proposed program. The OAPP strongly the scope of the Title XX care services the role of partents as the providers of sex recommends extensive collaboration education; and listed below. (d) Assistance to parents, schools, youth between the applicant organization and the proposed evaluator in the Care Services agencies and health providers to educate adolescents and preadolescents concerning development of the program goals and Under this announcement, funds are self-discipline and responsibility in human objectives of the intervention, available for local care demonstrations sexuality; identification of the variables to be only. The project site must be identified (8) Appropriate education and vocational measured, a clear and organized in the application rather than selected services; timetable for initiation of the after the grant is awarded. (9) Mental health services and referral to intervention, baseline measurement, mental health services and to other and ongoing evaluation data collection Under the statute the purpose of care appropriate physical health services; and programs is to establish innovative, (10) Counseling and referral for family and analysis strategies. Additionally, it comprehensive, and integrated services. is also important to establish this approaches to the delivery of care Note: Funds provided under Title XX may collaborative relationship between the services for pregnant adolescents and not be used for the provision of family applicant organization and the proposed adolescent parents under 19 years of age planning services other than counseling and evaluator early to ensure that the at program entry, with primary referral services unless appropriate family project’s proposed goals and objectives emphasis on unmarried adolescents planning services are not otherwise available and the evaluation are in full alignment who are 17 years old or younger and for in the community. In accordance with with each other. The proposed evaluator their families. This includes young section, 2006(a)(17) of the Title XX (42 U.S.C. should be included in program planning fathers and their families. 300z-5(a)917)), applicants must make meetings to ensure that there is maximum use of services 2006(a)(17) of Title uniformity in the intended outcomes of The OAPP encourages the submission XX (42 U.S.C. 300z-5(a)(17)), applicants must of care applications which propose to make maximum use of services available the program. do the following: (1) Add care services under the Title X Family Planning Program Application Requirements to supplement existing adolescent in providing this required core service. Applications must be submitted on health services in school, hospital or In addition to the 10 required core the forms supplied (PHS 516 1–1, other community settings, (2) provide services listed above, applicants for care Revised 6/99) complete in the manner care services to minority or other projects may provide any of the prescribed in the application kits disadvantaged populations, (3) continue following supplemental services: provided by the OAPP. Incomplete services to clients after the delivery of (1) Referral to licensed residential care of applications will be returned to the the baby to enable them to acquire good maternity home services; applicant. Applicants are required to parenting skills and to ensure that their (2) Child care sufficient to enable the submit an application signed by an children are developing normally adolescent parent to continue education or to individual authorized to act for the physically, intellectually and enter into employment; applicant agency or organization and to emotionally, (4) stress self-sufficiency (3) Consumer education; assume for the organization the skills, such as school completion (in (4) Counseling for the immediate and obligations imposed by the terms and mainstream or alternative schools and extended family members of the eligible conditions of an application signed by GED programs) and/or job training person; (5) Transportation; and an individual authorized to act for the preparation and placement, (5) involve (6) Outreach services to families of applicant agency or organization and to males and promote male responsibility, adolescents to discourage sexual relations assume for the organization the and (6) provide STD and HIV among unemancipated minors. obligations imposed by the terms and prevention counseling. Applicants Evaluation conditions of the grant award. should base their approaches upon an Applicants must be familiar with Title Section 2006(b)(1) of Title XX assessment of existing programs and, XX in its entirety to ensure that they requires each grantee to expend at least where appropriate, upon efforts to have complied with all applicable one percent but not more than five establish better coordination, integration requirements. A copy of the legislation percent of the Federal funds received and linkages among such existing is included in the application kit. programs. under Title XX on evaluation of the Applicants for care projects are project. Waivers above the five percent Additional Requirements required to provide, either directly or by limit on evaluation may be granted in Applicants for grants must also meet referral, the following 10 core services: cases where a more rigorous or both of the following requirements (each comprehensive evaluation effort is (1) Pregnancy testing and maternity year): proposed (see sec. 2006(b)(1)). As this is counseling: (1) Requirements for Review of an (2) Adoption counseling and referral a demonstration program, all Application by the Governor. Section 2006(e) services which present adoption as an option applications are required to have an of Title XX requires that each applicant shall for pregnant adolescents, including referral to evaluation component of high quality provide the Governor of the State in which licensed adoption agencies in the consistent with the scope of the the applicant is located a copy of each (3) Primary and preventive health services, proposed project and the funding application submitted to OAPP for a grant for including prenatal and postnatal care; Section 2006(b)(2) of Title XX a demonstration project for services under (4) Nutrition information and counseling; requires that the evaluations be this Title. The Governor has 60 days from the (5) Referral for screening and treatment of conducted by an organization or entity receipt date in which to provide comments STDs, including HIV/AIDS; independent of the grantee providing to the applicant. (6) Referral to appropriate pediatric care; An applicant may comply with this (7) Educational services relating to family services. To assist in conducting the requirement by submitting a copy of the life and problems associated with adolescent evaluations, each grantee shall develop application to the Governor of the State in premarital sexual relations including: a working relationship with a college or which the applicant is located at the same (a) Information about adoption; university located in the grantee’s state time the application is submitted to OAPP.

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To inform the Governor’s office of the reason of independent reviewers and assessed (2) The incidence of adolescent pregnancy for the submission, a copy of this notice according to the following criteria: and the availability of services in the should be attached to the application. geographic area to be served; (2) Requirements for Review of an (1) The capacity of the proposed applicant organization to provide rapid and effective (3) The population to be served; Application Pursuant to Executive Order (4) Youth and community commitment to 12372 (SPOC) Requirements). Applicants use of resources needed to conduct the and involvement in planning and under this announcement are subject to the project, collect data and evaluate it. This review requirements of E.O. 12372, includes personnel, time and facilities. (30 implementation of the demonstration project; ‘‘Intergovernmental Review of Federal points) (5) The organizational model(s) for delivery Programs,’’ as implemented by 45 CFR part (2) The applicant’s rationale for use of the of service; 100, ‘‘Intergovernmental Review of proposed approach and its worth for testing (6) The usefulness for policymakers and Department of Health and Human Services and/or replication based upon its previous service providers of the proposed project and and Activities.’’ E.O. 12372 sets up a system demonstration, review of the literature and/ its potential for complementing existing or evaluation findings. (20 points) for state and local government review of adolescent health models; (3) The applicant’s presentation of an proposed Federal assistance applications. As (7) The reasonableness of the estimated appropriate project design, consistent with soon as possible, the applicant (other than cost to the government considering the Federally-recognized Indian tribal the requirements of Title XX, including a anticipated results. governments) should contact the State Single clear statement of goals and objectives, reasonable methods for achieving the Point of Contact (SPOC) for each state in the OAPP does not release information area to be served. The application kit objectives, a reasonable workplan and contains the currently available listing of the timetable and a clear statement of results or about individual applications during the SPOCs which have elected to be informed of benefits expected. (30 points) review process until final funding the submission of applications. For those (4) The applicant’s presentation of a decisions have been made. When these states not represented on the listing, further detailed evaluation plan, indicating an decisions have been made, applicants inquiries should be made by the applicant understanding of program evaluation will be notified by letter of the outcome regarding submission to the relevant SPOC. methods and reflecting a practical, of their applications. The official The SPOC’s comment(s) should be forwarded technically sound approach to assessing the document notifying an applicant that an to the Grants Management Office, Office of project’s achievement of program objectives. Population Affairs, 4350 East-West Highway, (20 points) application has been approved for funding is the Notice of Grant Award, Suite 200, Bethesda, MD 20814. The SPOC Final grant award decisions will be has 60 days from the closing date of this which specifies to the grantee the announcement to submit any comments. made by the Deputy Assistant Secretary amount of money awarded, the purpose for Population Affairs In making these of the grant, the terms and conditions of Application Consideration and decisions, the Deputy Assistant the grant award, and the amount of Assessment Secretary for Population Affairs will funding to be contributed by the grantee Applications which are judged to be take into account the extent to which to project costs. late, incomplete or which do not grants recommended for approval will Dated: April 7, 2000. conform to the requirements of this provide an appropriate geographic program announcement will not be distribution of resources, the priorities Denese O. Shervington, accepted for review. Applicants will be in sec. 2005(a), and the other factors in Deputy Assistant Secretary for Population so notified, and the application will be sec. 2005, including consideration of: Affairs. returned. All other applications will be (1) The applicant’s capacity to administer [FR Doc. 00–9148 Filed 4–12–00; 8:45 am] reviewed by a multi-disciplinary panel funds responsibly; BILLING CODE 4160±17±M

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Reader Aids Federal Register Vol. 65, No. 72 Thursday, April 13, 2000

CUSTOMER SERVICE AND INFORMATION CFR PARTS AFFECTED DURING APRIL

Federal Register/Code of Federal Regulations At the end of each month, the Office of the Federal Register General Information, indexes and other finding 202±523±5227 publishes separately a List of CFR Sections Affected (LSA), which aids lists parts and sections affected by documents published since the revision date of each title. Laws 523±5227 3 CFR 915...... 17458 Presidential Documents Proclamations: 13 CFR Executive orders and proclamations 523±5227 7283...... 17552 120...... 17439 7284...... 17981 The United States Government Manual 523±5227 7285...... 17983 14 CFR 7286...... 17985 25...... 19294 Other Services 7287...... 19641 39 ...... 17583, 17586, 17763, Electronic and on-line services (voice) 523±4534 7288...... 19819 17987, 18879, 18881, 18883, Privacy Act Compilation 523±3187 7289...... 19821 19296, 19298, 19299, 19300, 523±6641 7290...... 19823 Public Laws Update Service (numbers, dates, etc.) 10302, 19305, 19306, 10308, TTY for the deaf-and-hard-of-hearing 523±5229 5 CFR 10310, 10313 71 ...... 17588, 17589, 19315, 532...... 17755 19316, 19317, 19818, 19826, ELECTRONIC RESEARCH 550...... 19643 19827, 19828 553...... 19643 World Wide Web 91...... 17736 1201...... 19293 93...... 17736 Full text of the daily Federal Register, CFR and other Proposed Rules: publications: 97...... 17990, 17991 1605...... 19862 121...... 17736, 18886 http://www.access.gpo.gov/nara 7 CFR 135...... 17736 Federal Register information and research tools, including Public 1206...... 19646 29...... 19825 Inspection List, indexes, and links to GPO Access: 932...... 19644 Proposed Rules: http://www.nara.gov/fedreg 985...... 17756 23...... 17613 989...... 18871 39 ...... 17471, 17818, 17822, E-mail 17824, 17827, 18010, 18258, Proposed Rules: 18260, 19345, 19348, 19350 PENS (Public Law Electronic Notification Service) is an E-mail 28...... 17609 71 ...... 17616, 19699, 19700, service for notification of recently enacted Public Laws. To 984...... 17809 19701 subscribe, send E-mail to 1218...... 17612 158...... 18932 [email protected] 8 CFR with the text message: 16 CFR 214...... 18432 subscribe PUBLAWS-L your name 248...... 18432 305...... 17554 1615...... 19818 Use [email protected] only to subscribe or unsubscribe to 9 CFR 1616...... 19818 PENS. We cannot respond to specific inquiries. 71...... 18875 Proposed Rules: Reference questions. Send questions and comments about the 80...... 18875 250...... 18933 Federal Register system to: 91...... 19294 17 CFR [email protected] 201...... 17758 The Federal Register staff cannot interpret specific documents or Proposed Rules: 242...... 18888 93...... 17455 regulations. 18 CFR 10 CFR 2...... 18221 FEDERAL REGISTER PAGES AND DATE, APRIL 72...... 17552 35...... 18221, 18229 385...... 18229 17435±17582...... 3 Proposed Rules: 71...... 18010 17583±17754...... 4 19 CFR 73...... 18010 17755±17986...... 5 Proposed Rules: 17987±18220...... 6 11 CFR 134...... 17473 18221±18870...... 7 Proposed Rules: 18871±19292...... 10 101...... 19339 20 CFR 19293±19642...... 11 102...... 19339 219...... 19829 19643±19818...... 12 104...... 19339 325...... 19647 19819±20062...... 13 109...... 19339 330...... 19647 114...... 19339 335...... 19647 9003...... 19339 336...... 19647 9033...... 19339 404...... 17994 416...... 17994 12 CFR 951...... 17435 21 CFR 997...... 17435 5...... 19829 Proposed Rules: 211...... 18888 560...... 17811 720...... 18888

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809...... 18230 913...... 18237 62 ...... 18249, 18252, 18909 22...... 17445 864...... 18230 931...... 18889 93...... 18911 24...... 18255 868...... 19833 180...... 17773 27...... 17594 870...... 19317 31 CFR 1820...... 19328 17773 43...... 18926, 19818 872...... 18234 Ch. 5 ...... 17590 261...... 18918 51...... 19335 876...... 18236, 19650 210...... 18866, 19818 300...... 18925 52...... 18256 878...... 19835 Proposed Rules: 64...... 18255 884...... 19833 32 CFR 2...... 19703 73 ...... 17607, 17775, 19336 888...... 19317 318...... 18894 52 ...... 17841, 18014, 18266, 101...... 17445 890...... 19317, 19833 323...... 18900 18947, 19353, 19864, 19865, Proposed Rules: 1301...... 17552 581...... 17440 19964 1...... 19580 1308...... 17440, 17552 Proposed Rules: 62...... 18266, 18956 43...... 19725 Proposed Rules: 327...... 18938 63...... 19152 73 ...... 17617, 17618, 17619 10...... 18934 141...... 17842, 19046 111...... 17474 33 CFR 142...... 17842, 19046 48 CFR 201...... 18934 258...... 18014 117 ...... 17443, 17766, 18242, 213...... 19849 250...... 18934 300...... 18956 19836 225...... 19849 290...... 18934 434...... 19440 162...... 18242 226...... 19858 310...... 18934 761...... 18018 Proposed Rules: 235...... 19859 329...... 18934 110...... 18261 241...... 19818 341...... 18934 41 CFR 117...... 18264 242...... 19849 361...... 18934 Proposed Rules: 165...... 18261 252...... 19849, 19859 369...... 18934 101-44...... 20014 606...... 18934 34 CFR 102-37...... 20014 Proposed Rules: 610...... 18934 15...... 17582 75...... 19606 42 CFR 204...... 19865, 19866 379...... 18214 24 CFR 409...... 18434 252...... 19866 611...... 19606 410...... 18434, 19330 200...... 17974 674...... 18001 411...... 18434, 19330 49 CFR 26 CFR 37 CFR 412...... 18434 533...... 17776 Proposed Rules: 413...... 18434 Proposed Rules: Proposed Rules: 414...... 19330 1 ...... 17829, 17835, 19702 1...... 17946, 18154 195...... 18020 20...... 17835 415...... 19330 544...... 18267 5...... 17946 419...... 18434 25...... 17835 201...... 17840 571...... 17842 301...... 17617 424...... 18434 1180...... 18021 38 CFR 485...... 19330 489...... 18434 27 CFR 50 CFR 8...... 19658 498...... 18434 Proposed Rules: 21...... 18151 1003...... 18434 17...... 17779, 19686 4...... 17839 Proposed Rules: 226...... 17786 275...... 17477 21...... 17477 44 CFR 300...... 17805 28 CFR 65...... 19664, 19666 600...... 17805 39 CFR 67...... 19669 635...... 19860 2...... 19996 111...... 17593, 17766 Proposed Rules: 660...... 17805, 17807 Proposed Rules: 67...... 19710 679 ...... 17808, 18257, 19338 2...... 20006 40 CFR Proposed Rules: 52 ...... 19836, 19838, 19992 46 CFR 17...... 18026, 19728 29 CFR 131...... 19659 Proposed Rules: 223...... 17852 Proposed Rules: 180...... 19662, 19842 310...... 18957 600...... 18270, 18271 1910...... 19702 52 ...... 17444, 17768, 17771, 635...... 18960 18003, 18008, 18009, 18245, 47 CFR 648...... 18270, 18271 30 CFR 18901, 18903, 19319, 19323 1...... 19818 660...... 19734 250...... 18432 60...... 18906 20...... 19818 679...... 18028, 19354

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REMINDERS reporting and recordkeeping comments due by 4-21- due by 4-17-00; The items in this list were requirements: 00; published 3-24-00 published 3-17-00 editorially compiled as an aid Bank Secrecy Act; AGRICULTURE Loan policies and to Federal Register users. implementationÐ DEPARTMENT operationsÐ Inclusion or exclusion from Money transmitters and Food and Nutrition Service Loans to designated this list has no legal money order and Child nutrition programs: parties; approval; significance. traveler's check issuers, Women, infants, and comments due by 4-17- sellers, and redeemers; children; special 00; published 3-17-00 suspicious transactions RULES GOING INTO supplemental nutrition FEDERAL reporting requirement; programÐ COMMUNICATIONS EFFECT APRIL 13, 2000 published 3-14-00 Certification integrity; COMMISSION Common carrier services: DEFENSE DEPARTMENT comments due by 4-20- COMMENTS DUE NEXT 00; published 1-21-00 Incumbent local exchange Acquisition regulations: WEEK carriers; depreciation Caribbean basin countries; AGRICULTURE DEPARTMENT requirements review; 1998 published 4-13-00 biennial regulatory review; Foreign acquisition; AGRICULTURE Import quotas and fees: DEPARTMENT comments due by 4-17- published 4-13-00 Sugar-containing products; 00; published 4-12-00 Indian organizations and Agricultural Marketing tariff-rate quota licensing; Service comments due by 4-17- Radio stations; table of Indian-owned economic assignments: enterprises, utilization; Livestock Mandatory Reporting 00; published 3-17-00 Arizona; comments due by published 4-13-00 Act: COMMERCE DEPARTMENT 4-17-00; published 3-3-00 Manufacturing technology Livestock packers and National Oceanic and California; comments due by program; published 4-13- products processors and Atmospheric Administration 4-17-00; published 3-3-00 00 importers; market Fishery conservation and Indiana; comments due by ENVIRONMENTAL reporting requirements; management: 4-17-00; published 3-3-00 PROTECTION AGENCY comments due by 4-17- Magnuson-Stevens Act Air quality implementation 00; published 3-17-00 provisionsÐ FEDERAL RESERVE SYSTEM plans; approval and Onions grown inÐ Atlantic herring; comments promulgation; various Texas; comments due by 4- due by 4-21-00; Bank holding companies and States: 17-00; published 2-16-00 published 3-7-00 change in bank control (Regulation Y): Arizona; published 4-13-00 Papayas grown inÐ DEFENSE DEPARTMENT Washington; published 4-13- Hawaii; comments due by Financial holding company Privacy Act; implementation; requirementsÐ 00 4-18-00; published 2-18- comments due by 4-17-00; Pesticides; tolerances in food, 00 published 2-16-00 Elections by foreign animal feeds, and raw banks, etc.; comments Perishable Agricultural ENVIRONMENTAL agricultural commodities: due by 4-17-00; Commodities Act; PROTECTION AGENCY Fenhexamid; published 4- implementation: published 3-21-00 Air quality implementation 13-00 HEALTH AND HUMAN License and complaint filing plans: HEALTH AND HUMAN fees increase; comments SERVICES DEPARTMENT Interstate ozone transport SERVICES DEPARTMENT due by 4-17-00; published Food and Drug reductionÐ Food and Drug 2-15-00 Administration Nitrogen oxides Administration Food for human consumption: Prunes (dried) produced inÐ emissions; stay of 8- Medical devices: California; comments due by hour portion of findings Food labelingÐ Class III preamendment 4-17-00; published 1-19- of significant Trans fatty acids in devices; lung water 00 contribution and nutrition labeling, monitor, powered vaginal Spearmint oil produced in Far rulemaking; comments nutrient content claims, muscle sitmulator for West; comments due by 4- due by 4-17-00; and health claims; therapeutic use, and 17-00; published 2-17-00 published 3-1-00 comments due by 4-17- stairclimbing wheelchair; Air quality implementation 00; published 2-16-00 published 4-13-00 AGRICULTURE DEPARTMENT plans; approval and Foods for human Organization, functions, and promulgation; various consumption: authority delegations: Animal and Plant Health Inspection Service States: Food labelingÐ Headquarters; published 4- Animal welfare: California; comments due by Dietary supplements; use 13-00 4-21-00; published 3-22- Potentially dangerous of health claims based TRANSPORTATION 00 on authoritative DEPARTMENT animals; training and handling; policy statement; Florida; comments due by statements; meeting; Coast Guard comments due by 4-18- 4-17-00; published 3-17- comments due by 4-19- Drawbridge operations: 00; published 2-18-00 00 00; published 3-16-00 Louisiana; published 3-29-00 Interstate transportation of New Mexico; comments due INTERIOR DEPARTMENT TRANSPORTATION animals and animal products by 4-19-00; published 3- Fish and Wildlife Service 20-00 DEPARTMENT (quarantine): Endangered and threatened National Highway Traffic Tuberculosis in cattle, bison, Oregon; comments due by species: 4-21-00; published 3-22- Safety Administration goats, and captive Findings on petitions, etc.Ð 00 Seat belt use: cervidsÐ Yellow-billed cuckoo; State observational surveys; State and zone FARM CREDIT comments due by 4-17- uniform criteria; published designations; comments ADMINISTRATION 00; published 2-17-00 3-14-00 due by 4-21-00; Farm credit system: Mountain yellow-legged frog; TREASURY DEPARTMENT published 3-7-00 Disclosure to shareholdersÐ southern California distinct Currency and foreign State and zone Annual reporting vertebrate population transactions; financial designations; correction; requirements; comments segment; comments due

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by 4-19-00; published 3- provisions; comments due Tobacco productsÐ may be used in conjunction 20-00 by 4-17-00; published 3- Importation restrictions, with ``P L U S'' (Public Laws INTERIOR DEPARTMENT 17-00 markings, minimum Update Service) on 202±523± 6641. This list is also Surface Mining Reclamation POSTAL SERVICE manufacturing available online at http:// and Enforcement Office Practice and procedure: requirements, and www.nara.gov/fedreg. Abandoned mine land Administrative subpoenas; penalty provisions; reclamation: issuance procedures in comments due by 4-20- investigations of false 00; published 3-21-00 The text of laws is not Fee collection and coal representations and published in the Federal production reporting; TREASURY DEPARTMENT lotteries; comments due Register but may be ordered OSM-1 Form; electronic Comptroller of the Currency by 4-17-00; published 3- in ``slip law'' (individual filing; comments due by 16-00 Independent trust banks; pamphlet) form from the 4-17-00; published 2-15- SECURITIES AND assessment formula; Superintendent of Documents, 00 EXCHANGE COMMISSION comments due by 4-20-00; U.S. Government Printing published 3-21-00 LIBRARY OF CONGRESS Securities: Office, Washington, DC 20402 Copyright Office, Library of Supplementary financial TREASURY DEPARTMENT (phone, 202±512±1808). The Congress information; comments Internal Revenue Service text will also be made Copyright office and due by 4-17-00; published Income taxes: available on the Internet from procedures: 1-31-00 Asset transfers to Regulated GPO Access at http:// Sound recordings, public TRANSPORTATION Investment Companies www.access.gpo.gov/nara/ performance; service DEPARTMENT (RICs) and Real Estate index.html. Some laws may definition; comments due Coast Guard Investment Trusts not yet be available. by 4-17-00; published 3- Pollution: (REITs); cross-reference 16-00 Single hull tank vessels; and hearing; comments H.R. 5/P.L. 106±182 NATIONAL ARCHIVES AND phase-out date due by 4-19-00; published RECORDS ADMINISTRATION requirements; clarification; 2-7-00 Senior Citizens' Freedom to comments due by 4-17- Work Act of 2000 (Apr. 7, National security-classified Hyperinflationary currency; 00; published 1-18-00 2000; 114 Stat. 198) information; declassification; definition; comments due Regattas and marine parades: comments due by 4-17-00; by 4-20-00; published 1- Last List April 10, 2000 published 2-17-00 Miami Super Boat Grand 13-00 Prix; comments due by 4- Correction; comments due 17-00; published 3-2-00 VETERANS AFFAIRS by 4-17-00; published 2- DEPARTMENT 28-00 TRANSPORTATION DEPARTMENT Adjudication; pensions, Public Laws Electronic compensation, dependency, NATIONAL CREDIT UNION Federal Aviation Notification Service ADMINISTRATION etc.: Administration (PENS) Credit unions: Airworthiness directives: Benefit claims decisions; Prompt corrective actionÐ Airbus; comments due by 4- review; comments due by Risk-based net worth 17-00; published 3-16-00 4-18-00; published 2-18- requirement; comments Bell; comments due by 4- 00 PENS is a free electronic mail due by 4-18-00; 17-00; published 2-17-00 Claims based on tobacco notification service of newly published 2-18-00 Cameron Ballons, Ltd.; product effects; comments enacted public laws. To due by 4-17-00; published NORTHEAST DAIRY comments due by 4-17- subscribe, go to www.gsa.gov/ 2-16-00 COMPACT COMMISSION 00; published 2-22-00 archives/publaws-l.html or Cessna Aircraft Co.; Board of Veterans Appeals: send E-mail to Over-order price regulations: comments due by 4-17- Appeals regulations and [email protected] with Supply management 00; published 2-22-00 the following text message: program; hearings; rules of practiceÐ Rolls-Royce plc; comments Subpoenas; clarification; comments due by 4-19- due by 4-17-00; published SUBSCRIBE PUBLAWS-L 00; published 3-8-00 comments due by 4-17- 2-16-00 00; published 2-15-00 Your Name. PERSONNEL MANAGEMENT Class E airspace; comments OFFICE due by 4-17-00; published Note: This service is strictly Excepted service, career 3-22-00 LIST OF PUBLIC LAWS for E-mail notification of new conditional employment TREASURY DEPARTMENT laws. The text of laws is not system, and promotion and Alcohol, Tobacco and This is a continuing list of available through this service. internal placement: Firearms Bureau public bills from the current PENS cannot respond to Veterans Employment Alcohol, tobacco, and other session of Congress which specific inquiries sent to this Opportunities Act; staffing excise taxes: have become Federal laws. It address.

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