Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Consequent to restoration of trading by the PSX vide notice notice no. PSX/N-936 dated 1 Ordinary Shares 30-Jul-21 Removal of Suspension Husein Industries Limited July 30, 2021. Consequent to restoration of trading by the PSX vide notice notice no. PSX/N-935 dated 2 Ordinary Shares 30-Jul-21 Removal of Suspension Huffaz Seamless Pipe Industries Limited July 30, 2021. Consequent to the suspension trading by the PSX vide notice no. PSX/N-763 dated June 23, 1 Ordinary Shares 25-Jun-21 Suspended Islan d Textile Mills Limited 2021. Consequent to the suspension trading by the PSX vide notice no. PSX/N-764 dated June 23, 2 Ordinary Shares 25-Jun-21 Suspended Salfi Textile Mills Limited 2021. Consequent to restoration of trading by the PSX vide notice notice no. PSX/N-731 dated 3 Ordinary Shares 17-Jun-21 Revised Suspension SG Allied Businesses Limited (Formerly S.G. Fiber Limited) June 17, 2021. Consequent to restoration of trading by the PSX vide notice notice no. PSX/N-732 dated 4 Ordinary Shares 17-Jun-21 Revised Suspension S.G. Power Limited June 17, 2021. 5 Jubilee Spinning & Weaving Mills Limited Ordinary Shares 5-May-21 Censure Letter Non-Compliance of CDC Regulations 6 TRG Limited - CLASS ‘A’ Ordinary Shares Class 'A' 3-May-21 Censure Non-Compliance of CDC Regulations consequent to restoration of trading by the PSX vide notice notice no. PSX/N-385 dated 7 Unicap Modaraba Certificate 18-Mar-21 Removal of Suspension March 18, 2021. 8 Faran Sugar Mills Limited Ordinary Shares 26-Feb-21 Censure Non compliance of CDC Regulation 8.3.1 (a), 8.3.1(b),12.2.1 and 13.7.1A(i) Consequent to the suspension trading by the PSX vide notice no. PSX/N-259 dated February 9 Dawood Hercules Corporation Limited Sukuk Certificates (2nd issued) 19-Feb-21 Suspended 19, 2021. Consequent to the suspension trading by the PSX vide notice no. PSX/N-229 dated February 10 Unicap Modaraba Certificate 17-Feb-21 Suspended 17, 2021. Consequent to the suspension trading by the PSX vide notice no. PSX/N-195 dated February 11 TFC 10-Feb-21 Suspended 09, 2021. Consequent to the suspension trading by the PSX vide notice no. PSX/N-188 dated February 12 Dawood Hercules Corporation Limited Sukuk Certificates 8-Feb-21 Suspended 08, 2021. Consequent to the suspension of trading by the PSX vide notice no. PSX/N-1419 dated 13 Telecard Limited TFC (27-05-05) 23-Dec-20 Suspended December 23, 2020. Consequent to the suspension trading by the PSX vide notice no. PSX/N-1348 dated 14 First National Bank Modaraba Certificate 3-Dec-20 Suspended December 03, 2020. Consequent to the suspension trading by the PSX vide notice no. PSX/N-1284 dated 15 Drekkar Kingsway Limited Ordinary Shares 16-Nov-20 Suspended November 16, 2020. consequent to restoration of trading by the PSX vide notice notice no. PSX/N-1278 dated 16 Halah Enterprise Limited Ordinary Shares 16-Nov-20 Removal of Suspension November 13, 2020. Consequent to restoration of trading by PSX vide notice no. PSX/N-984 dated September 17 Bunny's Limited Ordinary Shares 7-Sep-20 Removal of Suspension 07, 2020. Consequent to the suspension trading by the PSX vide notice no. PSX/N-952 dated August 18 Balochistan Particle Board Limited Ordinary Shares 26-Aug-20 Suspended 26, 2020. 19 Bunny's Limited Ordinary Shares 13-Aug-20 Revised Suspension Consequent to the removal of causes of Suspension of CDC Regulations. Consequent to the suspension in trading by the PSX vide notice no. PSX/N-556 dated April 20 Limited TFC (20-02-2013) 29-Apr-20 Suspended 29, 2020. 21 Adam Sugar Mills Limited Ordinary Shares 24-Mar-20 Censure Non compliance of CDC Regulation 13.7.1 A(iv) 22 Unicap Modaraba Certificate 11-Mar-20 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2019.

23 Khan Housing & Agriculture Network Limited Ordinary Shares 11-Mar-20 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2019.

24 KASB Invest (Private) Limited Ordinary Shares 11-Mar-20 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2019.

25 Halmore Power Generation Company Limited Ordinary Shares 11-Mar-20 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2019.

Due to suspension of trading by the Limited, March 05, 2020, as 26 Amtex Limited Ordinary Shares 4-Mar-20 Suspended notified by PSX vide notice no. PSX/N-295 dated March 04, 2020.

Updated as of July 31, 2021 Page 1 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

Due to suspension of trading by the Pakistan Stock Exchange Limited, with effect from 27 Huffaz Seamless Pipe Industries Limited Ordinary Shares 20-Feb-20 Suspended February 21, 2020, as notified by PSX vide notice no. PSX/N-225 dated February 20, 2020.

Due to suspension of trading by the Pakistan Stock Exchange Limited, with effect from 28 Haseeb Waqas Sugar Mills Limited Ordinary Shares 10-Feb-20 Suspended February 11, 2020, as notified by PSX vide notice no. PSX/N-182 dated February 10, 2020.

Due to suspension of trading by the Pakistan Stock Exchange Limited, with effect from 29 Hala Enterprises Limited Ordinary Shares 10-Feb-20 Suspended February 11, 2020, as notified by PSX vide notice no. PSX/N-183 dated February 10, 2020.

Due to suspension of trading by the Pakistan Stock Exchange Limited, with effect from 30 First Capital Equities Limited Ordinary Shares 10-Feb-20 Suspended February 11, 2020, as notified by PSX vide notice no. PSX/N-184 dated February 10, 2020. Due to suspension of trading by the Pakistan Stock Exchange Limited with effect from 31 Ansari Sugar Mills Limited Ordinary Shares 28-Jan-20 Suspended January 29, 2020, as notified by Pakistan Stock Exchange Limited vide notice no. PSX/N- 119 dated January 28, 2020. Due to suspension of trading by the Pakistan Stock Exchange Limited,with effect from 32 National Savings Bonds (10 - Year Maturity - 1st Offer) Ordinary Shares 16-Jan-20 Suspended January 17, 2020, as notified by Pakistan Stock Exchange Limited vide notice no. PSX/N-65 dated January 16, 2020. 33 The Bank Of Khyber Ordinary Shares 15-Jan-20 Censure Non compliance of CDC Regulation 8.3 34 The Thal Industries Corporation Limited Ordinary Shares 13-Jan-20 Censure Non compliance of CDC Regulation 12.2.1 35 Bannu Woollen Mills Limited Ordinary Shares 9-Jan-20 Censure Non compliance of CDC Regulation 12.2.1 36 Ansari Sugar Mills Limited Ordinary Shares 7-Jan-20 Censure Non compliance of CDC Regulation 8.3.1 (b) 37 Ltd. Ordinary Shares 7-Jan-20 Censure Non compliance of CDC Regulation 8.3.1 (b) Due to completion of restoration period of 60 days of trading in the shares as notified by 38 Ayesha Textile Mills Limited Ordinary shares 6-Jan-20 Suspended PSX vide notice no. as notified by PSX vide notice no. PSX/N-1390 dated October 31, 2019. 39 Fazal Cloth Mills Limited Ordinary Shares 3-Jan-20 Censure Non compliance of CDC Regulation 12.2.1 40 Shams Textile Mills Limited Ordinary Shares 3-Jan-20 Censure Non compliance of CDC Regulation 12.2.1 Due to suspension of trading by the Pakistan Stock Exchange Limited, with effect from 41 Golden Arrow Selected Stocks Fund Limited (Closed-end Fund) Certificates 13-Nov-19 Suspended November 14, 2019, as notified by PSX vide notice no. PSX/N-1417 dated November 06, 2019. Consequent to restoration of trading from November 04, 2019 upto January 03, 2020 by 42 Ayesha Textile Mills Limited Ordinary shares 1-Nov-19 Removal of Suspension PSX as notified vide notice no. PSX/N-1390 dated October 31, 2019.

Consequent to voluntary delisting from the Pakistan Stock Exchange Limited with effect 43 29-Oct-19 Sargodha Spinning Mills Limited Ordinary Shares Removal of Suspension from August 15, 2019, as notified by PSX vide notice no. PSX/N-924 dated July 29, 2019 followed by completion certain compliances established under CDC Regulations Due to suspension of trading by the Pakistan Stock Exchange Limited, as notified by PSX 44 Safa Textiles Limited Ordinary Shares 28-Oct-19 Suspended vide notice no. PSX/N-1376 dated October 28, 2019 Due to suspension of trading by the Pakistan Stock Exchange Limited, as notified by PSX 45 Trust Investment Bank Limited Ordinary Shares 28-Oct-19 Suspended vide notice no. PSX/N-1379 dated October 28, 2019 Due to suspension of trading by the Pakistan Stock Exchange Limited, as notified by PSX 46 Security Leasing Corporation Limited Ordinary Shares 23-Oct-19 Suspended vide notice no. PSX/N-1342 dated October 23, 2019 Due to suspension of trading by the Pakistan Stock Exchange Limited, as notified by PSX 47 Limited PTC (Redundant Date 10-10-2019) 16-Oct-19 Suspended vide notice no. PSX/N-1300 dated October 16, 2019 Consequent to restoration of trading by PSX with effect from September 20, 2019, as 48 Saudi Pak Leasing Company Limited Ordinary Shares 19-Sep-19 Removal of Suspension notified by PSX vide notice no. PSX/N-1159 dated September 19, 2019. 49 Tri-Star Power Limited Ordinary Shares 16-Sep-19 Censure Non compliance of CDC Regulation 12.1.1 and 12.2.1 Consequent to suspension of trading by PSX, with effect from September 12, 2019, as 50 Khalid Siraj Textile Mills Limited Ordinary Shares 11-Sep-19 Suspended notified by PSX vide notice no. PSX/N-1111 dated September 11, 2019. 51 Idrees Textile Mills Limited Ordinary Shares 4-Sep-19 Censure Non compliance of CDC Regulation 8.3 and 13.7.1(a)

Updated as of July 31, 2021 Page 2 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 52 Limited Ordinary Shares 4-Sep-19 Censure Non compliance of CDC Regulation 8.3 (b) 53 Dost Steels Limited Ordinary Shares 4-Sep-19 Censure Non compliance of CDC Regulation 13.7.1(a) 54 Crescent Fibres Limited Ordinary Shares 4-Sep-19 Censure Non compliance of CDC Regulation 12.2.1 55 Baba Farid Sugar Mills Limited Ordinary Shares 27-Aug-19 Censure Non compliance of CDC Regulation 12.2.1 56 Ordinary Shares 27-Aug-19 Censure Non compliance of CDC Regulation 12.1.1 and 12.2.1 57 Pace (Pakistan) Limited Ordinary Shares 8-Aug-19 Censure Non compliance of CDC Regulation 8.3.1 (b) Consequent to restoration of trading by PSX with effect from August 01, 2019, as notified 58 Trust Investment Bank Limited Ordinary Shares 30-Jul-19 Removal of Suspension by PSX vide notice no. PSX/N-937 dated July 30, 2019. 59 Philip Morris (Pakistan) Limited Ordinary Shares 19-Jul-19 Censure Non compliance of CDC Regulation 8.3.1 (a), 8.3.1 (b) and 12.2.1 60 Exide Pakistan Limited Ordinary Shares 28-Jun-19 Censure Non compliance of CDC Regulation 8.3.1 (a) 61 Punjab Oil Mills Limited Ordinary Shares 28-Jun-19 Censure Non compliance of CDC Regulation 13.7.1 (A) (v) Due to completion of restoration period of 60 days of trading in the shares as notified by 62 Sargodha Spinning Mills Limited Ordinary Shares 28-Jun-19 Suspended PSX vide notice no. PSX/N-527 dated April 29, 2019. Consequent to suspension of trading by PSX with effect from June 28, 2019, as notified by 63 Trust Investment Bank Limited Ordinary Shares 27-Jun-19 Suspended PSX vide notice no. PSX/N-796 dated June 27, 2019. Consequent to suspension of trading by PSX with effect from June 28, 2019, with effect 64 Limited Islamic Rupiya - Sukuk 2 (10-06-14) 25-Jun-19 Suspended from June 26, 2019, as notified by PSX vide notice no. PSX/N-778 dated June 24, 2019. Consequent to suspension of trading by PSX with effect from with effect from Tuesday, Term Finance Certificate 65 MCB Bank Limited 3-Jun-19 Suspended June 04, 2019 by the PSX, as notified by PSX vide notice no. PSX/N-655 dated May 23, (19-06-2014) 2019. Consequent to suspension of trading by PSX with effect from May 29, 2019, as notified by 66 Dewan Mushtaq Textile Mills Limited Ordinary Shares 28-May-19 Suspended PSX vide notice no. PSX/N-671 dated May 28, 2019 . Consequent to suspension of trading by PSX with effect from May 29, 2019, as notified by 67 Dewan Khalid Textile Mills Limited Ordinary Shares 28-May-19 Suspended PSX vide notice no. PSX/N-672 dated May 28, 2019 . 68 Mughal Iron And Steel Industries Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (b) 69 Siemens Pakistan Engineering Company Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (b) 70 Sitara Chemical Industries Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (a) and (b) and 13.7.1A (v) 71 Sindh Abadgars Sugar Mills Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 12.2.1 72 Sitara Peroxide Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (a) and (b) and 13.7.1A (v) 73 Khurshid Spinning Mills Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (a)(ii) and 12.2.1 74 Crescent Cotton Mills Limited Ordinary Shares 23-May-19 Censure Non compliance of CDC Regulation 8.3.1 (a)(ii), 12.2.1, 13.7.1A (i) and (iv) Consequent to restoration of trading from May 02, 2019 upto June 30, 2019 by PSX as 75 Sargodha Spinning Mills Limited Ordinary Shares 30-Apr-19 Removal of Suspension notified vide notice no. PSX/N-527 dated April 29, 2019. 76 Symmetry Group Limited Ordinary Shares 18-Apr-19 Removal of Suspension Issuer has complied with the Regulation 13.7.1 by submitting R/TA reconciliation report. Consequent to restoration of trading by PSX with effect from April 16, 2019, as notified by 77 Trust Investment Bank Limited Ordinary Shares 16-Apr-19 Removal of Suspension PSX vide notice no. PSX/N-454 dated April 15, 2019. 78 Limited Ordinary Shares 9-Apr-19 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2018. 79 Siddiqsons Tin Plate Limited Ordinary Shares 3-Apr-19 Censure Non compliance of CDC Regulation 8.3.1 (a) 80 Symmetry Group Limited Ordinary Shares 1-Apr-19 Suspended Due to non submission of RTA Reconciliation in respect of financial year ended June 2018. 81 Thalnova Power Thar (Private) Limited Ordinary Shares 25-Mar-19 Censure Non compliance of CDC Regulation 13.7.1 (A) (iv) and (v) Term Finance Certificates - 3rd Issue (08- Consequent to suspension of trading by PSX with effect from March 22, 2019, as notified 82 Jahangir Siddiqui & Company Limited 21-Mar-19 Suspended 04-14) by PSX vide notice no. PSX/N-263 dated March 07, 2019 . 83 Chashma Sugar Mills Limited Ordinary Shares 20-Mar-19 Censure Non compliance of CDC Regulation 8.3.1 (a) 84 Treet Corporation Limited Ordinary Shares 20-Mar-19 Censure Non compliance of CDC Regulation 13.7.1 (A) (v) 85 Safa Textiles Limited Ordinary Shares 14-Mar-19 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2018.

86 Symmetry Group Limited Ordinary Shares 14-Mar-19 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2018.

Updated as of July 31, 2021 Page 3 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

87 Unicap Modaraba Modaraba Certificates 14-Mar-19 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2018. Sukuk Certificates 3 Consequent to suspension of trading by PSX with effect from March 08, 2019, as notified 88 K-Electric limited 7-Mar-19 Suspended (24-02-14) by PSX vide notice no. PSX/N-106 dated January 31, 2019. 89 Amreli Steels Limited Ordinary Shares 4-Mar-19 Censure Non compliance of CDC Regulations 8.3.1 (a) and (b) Consequent to suspension of trading by PSX with effect from March 01, 2019, as notified 90 Mubarak Textile Mills Limited Ordinary Shares 28-Feb-19 Suspended by PSX vide notice no. PSX/N-233 dated February 28, 2019. 91 Crescent Steel & Allied Products Limited Ordinary Shares 19-Feb-19 Censure Non compliance of CDC Regulations 12.2.1 92 Limited Ordinary Shares 19-Feb-19 Censure Non compliance of CDC Regulations 12.2.1 93 Dewan Khalid Textile Mills Limited Ordinary Shares 11-Feb-19 Censure Non compliance of CDC Regulations 12.2.1 94 Dewan Mushtaq Textile Mills Limited Ordinary Shares 11-Feb-19 Censure Non compliance of CDC Regulations 12.2.1 95 Premium Textile Mills Limited Ordinary Shares 11-Feb-19 Censure Non compliance of CDC Regulations 12.2.1 96 Gharibwal Cement Limited Ordinary Shares 1-Feb-19 Censure Non compliance of CDC Regulations 13.7.1A (iv) and 12.2.1 Consequent to suspension of trading by PSX with effect from January 29, 2019, as notified 97 Salman Noman Enterprises Limited Ordinary Shares 28-Jan-19 Suspended by PSX vide notice no. PSX/N-95 dated January 28, 2019. Consequent to suspension of trading by PSX with effect from January 28, 2019, as notified 98 Saudi Pak Leasing Company Limited Term Finance Certificates (13-03-08) 25-Jan-19 Suspended by PSX vide notice no. PSX/N-81 dated January 25, 2019. Consequent to suspension of trading by PSX with effect from January 09, 2019, as notified 99 Trust Investment Bank Limited Ordinary Shares 8-Jan-19 Suspended by PSX vide notice no. PSX/N-19 dated January 08, 2019. Consequent to restoration of trading by PSX with effect from January 02, 2019, as notified 100 Abdullah Shah Ghazi Sugar Mills Limited Ordinary Shares 1-Jan-19 Removal of Suspension by PSX vide notice no. PSX/N-05 dated January 01, 2019. 101 The National Silk & Rayon Mills Limited Ordinary Shares 28-Dec-18 Censure Non compliance of CDC Regulations 13.7.1A (i) and 12.2.1 102 Bankislami Pakistan Limited Ordinary Shares 14-Dec-18 Censure Non compliance of CDC Regulation 8.7.1 103 Company Limited Ordinary Shares 14-Dec-18 Censure Non compliance of CDC Regulation 8.3.1 (b) 104 Rafhan Maize Products Company Limited Ordinary Shares 14-Dec-18 Censure Non compliance of CDC Regulation 12.2.1 Term Finance Certificate–TFC2 Consequent to suspension of trading by PSX with effect from December 03, 2018, as 105 Pakistan Refinery Limited 30-Nov-18 Suspended (15-11-13) notified by PSX vide notice no. PSX/N-6463 dated November 30, 2018. Askari Life Assurance Company Limited (formerly East West Non compliance of Section 9 of the CDC Act, 1997 and Regulation 13.7.1A (v) of CDC 106 Ordinary Shares 29-Nov-18 Censure Life Assurance Company Limited) Regulation 107 Balochistan Particle Board Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) and (b) 108 Dewan Sugar Mills Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 12.2.1 109 Faran Sugar Mills Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) and 12.2.1 110 Jubilee General Insurance Company Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) and (b) 111 Jubilee Spinning & Weaving Mills Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) 112 Kohinoor Industries Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (b) 113 Nishat (Chunian) Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) and 12.2.1 114 Orix Leasing Pakistan Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (a) and (b) 115 Samba Bank Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 8.3.1 (b) 116 Wah Nobel Chemicals Limited Ordinary Shares 29-Nov-18 Censure Non compliance of CDC Regulation 12.2.1 Convertible Cumulative Redeemable Consequent to suspension of trading by PSX with effect from October 30, 2018, as notified 117 Descon Oxychem Limited 29-Oct-18 Suspended Preference Shares by PSX vide notice no. PSX/ N-6333 dated October 29, 2018. Consequent to suspension of trading by PSX with effect from October 18, 2018, as notified 118 Summit Bank Limited Ordinary Shares 17-Oct-18 Suspended by PSX vide notice no. PSX/N-6118 dated October 17, 2018. Consequent to suspension of trading by PSX with effect from October 08, 2018 vide notice 119 Cresent Standard Modaraba Certificate 5-Oct-18 Suspended no. PSX/N-5645 dated October 01, 2018. 120 Telecard Limited Ordinary Shares 2-Oct-18 Censure Noncompliance of CDC Regulations 12.1.1, 12.2.1, 12.2.7 and 13.7.1 121 Systems Limited Ordinary Shares 2-Oct-18 Censure Noncompliance of CDC Regulations 8.3.1 and 13.7.1 122 Habib Sugar Mills Limited Ordinary Shares 2-Oct-18 Censure Noncompliance of CDC Regulations 8.3.1 123 Thalnova Power Thar (Private) Limited Ordinary Shares 31-Aug-18 Censure Non-compliance of CDC Regulation 13.7.1, 13.4, 8.3, 8.3a, 8.7, Section 9 of CDC Act. Consequent to restoration of trading by PSX as notified vide notice no. PSX/N-4983 dated 124 786 Investment Limited Ordinary Shares 31-Aug-18 Removal of Suspension August 30, 2018.

Updated as of July 31, 2021 Page 4 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action In view of order dated August 17, 2018 of Honorable High Court of Sindh and consequent 125 Zeal Pak Cement Factory Limited Ordinary Shares 31-Aug-18 Revised Suspension to continuous suspension of trading as notified by PSX vide notice no. PSX/N-4981 dated August 30, 2018. Consequent to restoration of trading by PSX as notified vide notice no. PSX/N-4780 dated 126 Khalid Siraj Textile Mills Limited Ordinary Shares 20-Aug-18 Removal of Suspension August 17, 2018. Due to completion of restoration period of 60 days of trading in the shares as notified by 127 Adil Textile Mills Limited Ordinary Shares 3-Aug-18 Suspended PSX vide notice no. PSX/N-3417 May 24, 2018. Consequent to shift from the Defaulter’s Segment to the Normal Counter and remove the 128 Khurshid Spinning Mills Limited Ordinary Shares 30-Jul-18 Removal of Suspension suspension of trading by PSX as notified vide notice no. PSX/N-4464 dated July 30, 2018. 129 Gammon Pakistan Limited Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 130 Haseeb Waqas Sugar Mills Limited Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 131 Mirza Sugar Mills Limited Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 132 Salman Noman Enterprises Limited Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 133 Unicap Modaraba Certificates 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 134 N.P. Spinning Mills Ltd. Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 135 Hala Enterprises Limited Ordinary Shares 18-Jul-18 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. As the Issuer has removed all causes of suspension i.e. clearance of outstanding dues, 136 Metropolitan Steel Corporation Limited Ordinary Shares 3-Jul-18 Removal of Suspension submission of RTA Reconciliation Reports and appointment of Independent Registrar / Transfer Agent HBL Investment Fund – Class “A” (Formerly: PICIC Investment Consequent to restoration of trading by PSX as notified vide notice no. PSX/N-3986 dated 137 Certificates 2-Jul-18 Removal of Suspension Fund) July 02, 2018. Consequent to restoration of trading by PSX as notified vide notice no. PSX/N-3987 dated 138 HBL Growth Fund – Class “A” (Formerly: PICIC Growth Fund) Certificates 2-Jul-18 Removal of Suspension July 02, 2018. 139 Nadeem Textile Mills Limited Ordinary Shares 26-Jun-18 Censure Non-compliance of CDC Regulation 12.1.1 and 12.2.1 140 Tri-Star Polyester Limited Ordinary Shares 20-Jun-18 Censure Non-compliance of CDC Regulation 13.7.1(A)(i) and 13.7.1(A)(iii and v) 141 Dewan Farooque Motors Limited Ordinary Shares 19-Jun-18 Censure Non-compliance of CDC Regulation 12.2.1 and 13.7.1(A)(i) 142 Dewan Farooque Spinning Mills Limited Ordinary Shares 19-Jun-18 Censure Non-compliance of CDC Regulation 12.2.1 and 13.7.1(A)(i) 143 Data Agro Limited Ordinary Shares 19-Jun-18 Censure Non-compliance of CDC Regulation 12.2.1 and 13.7.1(A)(iii and v) 144 Al-Noor Sugar Mills Limited Ordinary Shares 19-Jun-18 Censure Non-compliance of CDC Regulation 8.3.1 145 PICIC Insurance Limited Ordinary Shares 8-Jun-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Consequent to restoration of trading by PSX as notified vide notice no. PSX/N-3621 dated 146 Metropolitan Steel Corporation Limited Ordinary Shares 8-Jun-18 Revised Suspension June 07, 2018. Consequent to restoration of trading from June 04, 2018 to August 03, 2018 by PSX as 147 Adil Textile Mills Limited Ordinary Shares 1-Jun-18 Removal of Suspension notified vide notice no. PSX/N-3417 dated May 24, 2018. 148 Saritow Spinning Mills Limited Ordinary Shares 31-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 149 Khairpur Sugar Mills Limited Ordinary Shares 30-May-18 Censure Non-compliance of CDC Regulation 12.2.1, 12.2.7 & 13.7.1 (A)(iv) 150 Macter International Limited Ordinary Shares 30-May-18 Censure Non-compliance of CDC Regulation 12.2.1 151 Safa Textiles Limited Ordinary Shares 25-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 152 Trust Investment Bank Limited Ordinary Shares 25-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 153 Bawany Air Products Limited Ordinary Shares 23-May-18 Removal of Suspension Due to restoration of trading by PSX vide notice no. PSX/N-3362 dated May 22, 2018.

154 Huffaz Seamless Pipe Industries Limited Ordinary Shares 23-May-18 Removal of Suspension Due to restoration of trading by PSX vide notice no. PSX/N-3362 dated May 22, 2018.

155 Shadman Cotton Mills Limited Ordinary Shares 23-May-18 Removal of Suspension Due to restoration of trading by PSX vide notice no. PSX/N-3362 dated May 22, 2018. 156 EFG Hermes Pakistan Limited Ordinary Shares 18-May-18 Censure Non-compliance of CDC Regulation 12.2.1 & 12.2.7 157 The Climax Engineering Company Limited Ordinary Shares 15-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Consequent to suspension of trading by the PSX w.e.f. May 15, 2018, as notified by PSX 158 PICIC Investment Fund Certificates 14-May-18 Suspended vide notice no. PSX/N-3176 dated May 09, 2018. Consequent to suspension of trading by the PSX w.e.f. May 15, 2018, as notified by PSX 159 PICIC Growth Fund Certificates 14-May-18 Suspended vide notice no. PSX/N-3177 dated May 09, 2018.

Updated as of July 31, 2021 Page 5 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 160 Imperial Sugar Limited Ordinary Shares 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 161 Pervez Ahmed Securities Limited Ordinary Shares 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 162 Samin Textiles Limited Ordinary Shares 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 163 Tandlianwala Sugar Mills Limited Ordinary Shares 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 164 First Punjab Modaraba Modaraba Certificates 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Consequent to suspension of trading by PSX vide notice no. PSX/N-3148 dated May 08, 165 Mirza Sugar Mills Limited Ordinary Shares 8-May-18 Suspended 2018. 166 East West Life Assurance Company Limited Ordinary Shares 8-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 167 Orix Modaraba Modaraba Certificates 7-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 168 Dar-es-Salaam Textile Mills Limited Ordinary Shares 7-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 169 Mitchell's Fruit Farms Limited Ordinary Shares 7-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 170 Ravi Textile Mills Limited Ordinary Shares 7-May-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Failure to submit R/TA reconciliation report of Financial Year ended June 2017 and half 171 Safa Textiles Limited Ordinary Shares 30-Apr-18 Imposition of Fine financial year ended December 2017. Failure to submit R/TA reconciliation report of Financial Year ended June 2017 and half 172 UNICAP MODARABA Certificates 30-Apr-18 Imposition of Fine financial year ended December 2017. 173 National Bank Modaraba Management Company Limited Ordinary Shares 30-Apr-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 174 Singer Pakistan Limited Ordinary Shares 30-Apr-18 Censure Non-compliance of CDC Regulation 8.3.1 & 8.7.1 175 Dar-es-Salaam Textile Mills Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 176 East West Life Assurance Company Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 177 Gammon Pakistan Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 178 Hala Enterprises Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 179 Haseeb Waqas Sugar Mills Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 180 Imperial Sugar Limited Ordinary Shares 26-Apr-18 Intention to Suspend Failure to settle the CDC outstanding dues. 181 Mirza Sugar Mills Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 182 Mitchell's Fruit Farms Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 183 N.P. Spinning Mills Ltd. Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 184 Pervez Ahmed Securities Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 185 PICIC Insurance Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 186 Ravi Textile Mills Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 187 Safa Textiles Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 188 Salman Noman Enterprises Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 189 Samin Textiles Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 190 Saritow Spinning Mills Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 191 Tandlianwala Sugar Mills Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 192 The Climax Engineering Company Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 193 Trust Investment Bank Limited Ordinary Shares 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 194 Unicap Modaraba Modaraba Certificates 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 195 Orix Modaraba Modaraba Certificates 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 196 First Punjab Modaraba Modaraba Certificates 26-Apr-18 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 197 Admore Gas (Private) Limited Ordinary Shares 25-Apr-18 Imposition of Fine Failure to submit R/TA reconciliation report of half financial year ended December 2017. 198 Universal Packaging Company (Private) Limited Ordinary Shares 25-Apr-18 Imposition of Fine Failure to submit R/TA reconciliation report of Financial Year ended June 2017. 199 International Packaging Films(Private) Limited Ordinary Shares 25-Apr-18 Imposition of Fine Failure to submit R/TA reconciliation report of Financial Year ended June 2017. 200 Frontier Ceramics Limited Ordinary Shares 25-Apr-18 Imposition of Fine Failure to submit R/TA reconciliation report of Financial Year ended June 2017. 201 Orange Reits Management Company Limited Ordinary Shares 19-Apr-18 Removal of Suspension Issuer has settled the CDC outstanding dues. 202 Bawany Sugar Mills Limited Ordinary Shares 18-Apr-18 Suspended Failure to settle the CDC outstanding dues. 203 Invest Capital Markets Limited Ordinary Shares 18-Apr-18 Suspended Failure to settle the CDC outstanding dues. 204 Orange Reits Management Company Limited Ordinary Shares 18-Apr-18 Suspended Failure to settle the CDC outstanding dues. 205 International Packaging Films (Pvt) Limited Ordinary Shares 18-Apr-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 206 Redco Textiles Limited Ordinary Shares 4-Apr-18 Censure Non-compliance of CDC Regulation 8.3A.1 207 Shahmurad Sugar Mills Limited Ordinary Shares 29-Mar-18 Censure Non-compliance of CDC Regulation 8.3.1

Updated as of July 31, 2021 Page 6 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 208 Nishat Mills Limited Ordinary Shares 29-Mar-18 Censure Non-compliance of CDC Regulation 8.3.1 & 8.3.1(a)(ii). 209 Mitchel's Fruit Farms Limited Ordinary Shares 29-Mar-18 Censure Non-compliance of CDC Regulation 12.2.1 & 13.7.1A (iv) 210 Universal Pakaging Company (Private) Limited Ordinary Shares 29-Mar-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 211 Bunny's Limited Term Finance Certificate 20-Mar-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 212 Resham Textile Industries Limited Ordinary Shares 20-Mar-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 213 Pak Oman Microfinance Bank Limited Ordinary Shares 19-Mar-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Consequent to suspension of trading in the Non-Voting Ordinary Shares by PSX with effect 214 Limited Non-Voting Ordinary Shares 15-Mar-18 Suspended from March 16, 2018, as notified vide notice no. PSX/ N-1203 dated February 23, 2018. 215 Paramount Investment Limited Ordinary Shares 14-Mar-18 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 216 Bawany Sugar Mills Ltd Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 217 Bunny's Limited Term Finance Certificate 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 218 International Packaging Films (Private) Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 219 Invest Capital Markets Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 220 National Bank Modaraba Management Company Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 221 Orange Reits Management Company Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 222 Pak Oman Microfinance Bank Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 223 Paramount Investment Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 224 Resham Textile Industries Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 225 Universal Pakaging Company (Private) Limited Ordinary Shares 6-Mar-18 Intention to Suspend Failure to settle the CDC outstanding dues. 226 Tuwairqi Steel Mills Limited Ordinary Shares 1-Mar-18 Removal of Suspension Issuer has settled the CDC outstanding dues. 227 Saudi Pak Leasing Company Limited Ordinary Shares 21-Feb-18 Suspended Due to suspension of trading by PSX vide notice no. PSX/N-1106 dated February 21, 2018 Due to the suspension of trading by PSX vide notice no. PSX/N-1013 dated February 19, 228 Dewan Salman Fibre Limited Ordinary Shares 19-Feb-18 Suspended 2018. Due to the suspension of trading by PSX vide notice no. PSX/N-1013 dated February 19, 229 Al-Abid Silk Mills Limited Ordinary Shares 19-Feb-18 Suspended 2018. Due to the suspension of trading by PSX vide notice no. PSX/N-1013 dated February 19, 230 Sargodha Spinning Mills Limited Ordinary Shares 19-Feb-18 Suspended 2018. 231 EMP PPIC Limited Ordinary shares (Class ‘A’) 29-Jan-18 Suspended Due to non submission of RTA Reconciliation in respect of financial year ended June 2017

232 EMP PPIC Limited Ordinary Shares (Non-Voting) – Class ‘B’ 29-Jan-18 Suspended Due to non submission of RTA Reconciliation in respect of financial year ended June 2017 Consequent to restoration of trading in the Ordinary Shares by the PSX vide notice no. 233 Sargodha Spinning Mills Limited Ordinary Shares 25-Jan-18 Removal of Suspension PSX/N-535 dated January 25, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 234 Ayesha Textile Mills Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 235 Khalid Siraj Textile Mills Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 236 Shadman Cotton Mills Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 237 Sargodha Spinning Mills Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 238 Huffaz Seamless Pipe Industries Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to the suspension of trading by PSX vide notice no. PSX/N-457 dated January 239 Bawany Air Products Limited Ordinary Shares 22-Jan-18 Suspended 22, 2018. Consequent to suspension of trading by PSX vide notice no. PSX/N-39 dated January 1, 240 IGI Investment Bank Limited Ordinary Shares 17-Jan-18 Suspended 2018 w.e.f. from January 18, 2018. Consequent to restoration of trading by PSX vide notice no. PSX/N-379 dated January 16, 241 Pace (Pakistan) Limited Ordinary Shares 17-Jan-18 Removal of Suspension 2018.

Updated as of July 31, 2021 Page 7 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

242 EMP PPIC LIMITED Ordinary shares (Class ‘A’) 16-Jan-18 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2017

243 EMP PPIC LIMITED Ordinary Shares (Non-Voting) – Class ‘B’ 16-Jan-18 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2017 Consequent to suspension of trading in the Ordinary Shares by PSX w.e.f January 12, 2018, 244 Pace (Pakistan) Limited Ordinary Shares 11-Jan-18 Suspended as notified by PSX vide notice no. PSX/N-279 dated January 11, 2018 Ordinary Shares and Non-Voting Consequent to the placement of the Issuer on the Defaulters’ Segment and suspension of 245 Chenab Limited 22-Dec-17 Suspended Cumulative Preference Shares trading by PSX vide notice no. PSX/N-7826 dated December 22, 2017 246 Pakistan Cables Limited Ordinary Shares 22-Dec-17 Censure Non-compliance of CDC Regulation 8.3.1, 8.3.1(b)(ii), 8.3A.1, 8.7.1 & 12.2.1 Consequent to the placement of the Issuer on the Defaulters’ Segment and suspension of 247 Japan Power Generation Limited Ordinary Shares 18-Dec-17 Suspended trading by PSX vide notice no. PSX/N-7702 dated December 15, 2017.

Consequent to the placement of the Issuer on the Defaulters’ Segment and suspension of 248 Crescent Jute Products Limited Ordinary Shares 18-Dec-17 Suspended trading by PSX vide notice no. PSX/N-7699 dated December 15, 2017.

Consequent to the placement of the Issuer on the Defaulters’ Segment and suspension of 249 Haji Mohammad Ismail Mills Limited Ordinary Shares 11-Dec-17 Suspended trading by PSX vide notice no. PSX/N-7575 dated December 08, 2017. 250 Ordinary Shares 11-Dec-17 Censure Non-compliance of CDC Regulation 8.3 & 8.3.1(a)(i) 251 Credit Chex (Pvt.) Limited Ordinary Shares 6-Dec-17 Suspended Failure to settle the CDC outstanding dues. 252 E2E Logistics (Pvt.) Limited Ordinary Shares 6-Dec-17 Suspended Failure to settle the CDC outstanding dues. 253 KASB Funds Limited Ordinary Shares 6-Dec-17 Suspended Failure to settle the CDC outstanding dues. 254 SSGC LPG (Pvt.) Limited Ordinary Shares 6-Dec-17 Suspended Failure to settle the CDC outstanding dues. 255 Tuwairqi Steel Mills Limited Ordinary Shares 6-Dec-17 Suspended Failure to settle the CDC outstanding dues. 256 Lucky One (Pvt.) Limited Ordinary shares 21-Nov-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 257 Tariq Glass Industries Limited Ordinary Shares 17-Nov-17 Censure Non-compliance of CDC Regulation 8.3 258 Masood Textile Mills Limited Ordinary Shares 17-Nov-17 Censure Non-compliance of CDC Regulation 8.3.1, 12.2.1 & 13.7.1 259 Limited Ordinary Shares 17-Nov-17 Censure Non-compliance of CDC Regulation 13.7.1 & 8.3A.1 260 Al-Zamin Modaraba Mangement (Pvt.) Limited Ordinary shares 14-Nov-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. Consequent to the suspension of trading by PSX w.e.f. November 02, 2017 as notified by 261 Summit Bank Limited Preference Shares (Class A & B) 1-Nov-17 Suspended PSX vide notice no. PSX/N-6952 dated November 01, 2017. 262 Yunus Textile Mills Limited Ordinary shares 31-Oct-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 263 Al-Zamin Modaraba Mangement (Pvt.) Limited Ordinary shares 20-Oct-17 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 264 Credit Chex (Pvt.) Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 265 E2E Logistics (Pvt.) Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 266 KASB Corporation Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 267 KASB Funds Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 268 Lucky One (Pvt.) Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 269 Pakistan International Airlines Corporation Limited Sukuk Certificate 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 270 SSGC LPG (Pvt.) Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 271 Tuwairqi Steel Mills Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 272 Yunus Textile Mills Limited Ordinary shares 20-Oct-17 Notices of Intention to suspend Failure to settle the CDC outstanding dues. 273 Dewan Sugar Mills Limited Ordinary shares 20-Oct-17 Censure Non-compliance of CDC Regulation 8.3A.1 274 Al Razi Healthcare (Pvt.) Limited Sukkuk Certificates 18-Oct-17 Further Extension of intention to suspend Failure to settle the CDC outstanding dues.

275 Ayesha Textile Mills Limited Ordinary shares 18-Oct-17 Further Extension of intention to suspend Failure to settle the CDC outstanding dues.

276 Chenab Limited Ordinary shares 18-Oct-17 Further Extension of intention to suspend Failure to settle the CDC outstanding dues. Non-Voting Cumulative Preference 277 Chenab Limited 18-Oct-17 Further Extension of intention to suspend Failure to settle the CDC outstanding dues. Shares

Updated as of July 31, 2021 Page 8 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

278 Khalid Siraj Textile Mills Limited Ordinary shares 18-Oct-17 Further Extension of intention to suspend Failure to settle the CDC outstanding dues. Consequent to the suspension of trading by PSX w.e.f. October 16, 2017, as notified by PSX 279 Haydari Construction Company Limited Ordinary shares 13-Oct-17 Suspended vide notice no. PSX/N-6197 dated October 13, 2017 Consequent to the suspension of trading by PSX w.e.f. October 16, 2017, as notified by PSX 280 Mohammad Farooq Textile Mills Limited Ordinary shares 13-Oct-17 Suspended vide notice no. PSX/N-6198 dated October 13, 2017 281 First Dawood Investment Bank Limited Ordinary shares 2-Oct-17 Censure Non-compliance of CDC Regulation 8.3A.1 282 Al Razi Healthcare (Pvt.) Limited Sukkuk Certificates 28-Sep-17 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 283 Ayesha Textile Mills Limited Ordinary Shares 28-Sep-17 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 284 Chenab Limited Ordinary Shares 28-Sep-17 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. Non-Voting Cumulative Preference 285 Chenab Limited 28-Sep-17 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. Shares 286 Khalid Siraj Textile Mills Limited Ordinary Shares 28-Sep-17 Extension of Intention to Suspend Failure to settle the CDC outstanding dues. 287 Amtex Limited Ordinary Shares 28-Sep-17 Removal of intention to suspend Issuer has settled the CDC outstanding dues. 288 Chakwal Spinning Mills Limited Ordinary Shares 28-Sep-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 289 First Capital Equities Limited Ordinary Shares 28-Sep-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 290 Soneri Bank Limited Ordinary Shares 26-Sep-17 Censure Non-compliance of CDC Regulation 8.3A.1 291 Kohinoor Spinning Mills Limited Ordinary shares 19-Sep-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 292 Al Razi Healthcare (Pvt.) Limited Sukkuk Certificates 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 293 Amtex Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 294 Ayesha Textile Mills Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 295 Chakwal Spinning Mills Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 296 Chenab Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. Non-Voting Cumulative Preference 297 Chenab Limited 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. Shares 298 First Capital Equities Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 299 Khalid Siraj Textile Mills Limited Ordinary shares 13-Sep-17 Intention to Suspend failed to discharge its obligations to pay the fee and charges of CDC 300 Kohinoor Spinning Mills Limited Ordinary shares 13-Sep-17 Intention to Suspend Failure to settle the CDC outstanding dues. 301 Haydari Construction Company Limited Ordinary shares 6-Sep-17 Removal of Intention to Suspend Issuer has settled the CDC outstanding dues. 302 Haydari Construction Company Limited Ordinary Shares 17-Aug-17 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 303 Pakistan Mobile Communications Limited Sukuk Certificates 27-Jul-17 Imposition of Fine failed to meet the requirements of CDC Regulation 304 Tuwairqi Steel Mills Limited Ordinary Shares 27-Jul-17 Imposition of Fine failed to meet the requirements of CDC Regulation 305 Daewoo Pakistan Express Bus Service Limited Ordinary Shares 27-Jul-17 Imposition of Fine failed to meet the requirements of CDC Regulation 306 National Bank Modaraba Management Company Limited Ordinary Shares 27-Jul-17 Imposition of Fine failed to meet the requirements of CDC Regulation Consequent to the suspension of trading by PSX w.e.f July 05, 2017, as notified by PSX vide 307 NIB Bank Limited Ordinary Shares 4-Jul-17 Suspended notice no. PSX/N-3981 dated June 22, 2017 . 308 Shaffi Chemical Industries Limited Ordinary Shares 21-Jun-17 Suspended Consequent to the suspension by PSX vide notice no. PSX/N-3956 dated June 21, 2017,

309 Dimond Industries Limited Ordinary Shares 21-Jun-17 Suspended Consequent to the suspension by PSX vide notice no. PSX/N-3956 dated June 21, 2017, 310 Kot Addu Power Company Limited Ordinary Shares 20-Jun-17 Censure Non-compliance of CDC Regulation 8.3A.1 & Regulation 8.2.1(d) . 311 Creek Developers (Private) Limited Ordinary Shares 29-May-17 Censure Non-compliance of Regulation 8.3A.1 & 8.2.1(d) of the CDC Regulations 312 Flying Cement Company Limited Ordinary Shares 8-May-17 Censure Non-compliance of CDC Regulation 8.3A.1 313 Tri-Star Polyester Limited Ordinary Shares 26-Apr-17 Removal of suspension Issuer has removed all cause of Suspension under the CDC Regulations failure to submit of Half yearly R/TA reconciliation report for the period ended December 314 EMP PPIC Limited Class A - Ordinary Shares 10-Apr-17 Imposition of Fine 31, 2016, failure to submit of Half yearly R/TA reconciliation report for the period ended December 315 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 10-Apr-17 Imposition of Fine 31, 2016, failure to submit of Half yearly R/TA reconciliation report for the period ended December 316 Indus Lyallpur Limited Ordinary Shares 10-Apr-17 Imposition of Fine 31, 2016, Privately Placed Term Finance failure to submit of Half yearly R/TA reconciliation report for the period ended December 317 Independent Media Corporation (Private) Limited 10-Apr-17 Imposition of Fine Certificates 31, 2016,

Updated as of July 31, 2021 Page 9 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action failure to submit of Half yearly R/TA reconciliation report for the period ended December 318 E2E Logistics (Private) Limited Ordinary Shares 10-Apr-17 Imposition of Fine 31, 2016, failure to submit of Half yearly R/TA reconciliation report for the period ended December 319 SSGC LPG (Pvt.) Limited Ordinary Shares 10-Apr-17 Imposition of Fine 31, 2016, 320 Adam Sugar Mills Limited Ordinary Shares 29-Mar-17 Censure Non-compliance of Regulation 8.3A.1 & Regulation 8.2.1(d) of the CDC Regulations 321 Dawood Lawrencepur Limited Ordinary Shares 29-Mar-17 Censure Non-compliance of Regulation 8.3.1(a) (ii) & 8.3A.1 of the CDC Regulations 322 Unicap Modaraba Certificate 15-Mar-17 Removal of Intention to Suspend Issuer has complied with Regulation 5.1.1(d) of the CDC Regulation consequent to the suspension of participant by PSX vide notice no. PSX/N-1651 dated 323 Brothers Textile Mills Limited Ordinary Shares 13-Mar-17 Notice of Suspension March 13, 2017 consequent to the suspension of participant by PSX as notified by PSX vide notice no. 324 Abdullah Shah Ghazi Sugar Mills Limited Ordinary Shares 3-Mar-17 Notice of Suspension PSX/N-1491 dated March 3, 2017 consequent to the suspension of participant by PSX vide notice no. PSX/N-1492 dated 325 Pangrio Sugar Mills Limited Ordinary Shares 3-Mar-17 Notice of Suspension March 3, 2017 326 Unicap Modaraba Certificates 27-Feb-17 Intention to Suspend Due to non-Compliance of 5.1.1(d) of CDC Regulations 327 Kohinoor Textile Mills Limited Ordinary Shares 22-Feb-17 Censure Non-Compliance Regulation 8.3.1(a)(ii) & 13.4 of CDC Regulations 328 Factory Limited Ordinary Shares 22-Feb-17 Censure Non-Compliance Regulation 8.3.1(a)(ii) & 13.4 of CDC Regulations Consequent to removal of Suspension of the trading by the Pakistan Stock Exchange 329 TeleCard Limited Term Finance Certificates 10-Feb-17 REMOVAL OF SUSPENSION Limited vide notice no. PPSX/N-833 dated February 09, 2017. 330 Al Razi Healthcare (Pvt.) Limited Sukuk Certificates 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

331 Arzoo Textile Mills Limited SUKUK CERTIFICATES 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

332 Brothers Textile Mills Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

333 Constellation Management Company (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

334 Dawood Equities Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

335 Credit Chex (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

336 Creek Developers (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

337 E2E Logistics (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

338 Eden Housing Limited Sukuk Certificates (2nd issued) 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

339 EMP PPIC Limited Class A - Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

340 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

341 First Capital Investments Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

342 Halmore Power Generation Company Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

343 Hartford Alternative Energy (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

344 Indus Lyallpur Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

345 Khan Housing & Agriculture Network Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

Updated as of July 31, 2021 Page 10 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

346 Media Times Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

347 Pace (Pakistan) Limited SUKUK CERTIFICATES 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

348 SSGC LPG (Pvt.) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

349 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

350 Three Stars Hosiery Mills (Private) Limited Sukuk Certificates 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016

351 Unicap Modaraba Certificates 28-Dec-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2016 352 Yousaf Weaving Mills Limited Ordinary Shares 10-Nov-16 Removal of Suspension Issuer has settled the CDC outstanding dues. 353 First Tri-Star Modaraba Ordinary Shares 1-Nov-16 Removal of Suspension Issuer has complied the all cause of Suspension under the CDC Regulations Due to suspension of trading by the Pakistan Stock Exchange Limited vide notice no. PSX/N- 354 Azgard Nine Limited Term Finance Certificates (20-9-05) 21-Oct-16 Notice of Suspension 5786 dated October 21, 2016 355 Credit Chex (Private) Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

356 Gulshan Spinning Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

357 Gulistan Spinning Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

358 Indus Lyallpur Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015 Privately Placed Term Finance 359 Independent Media Corporation (Private) Limited 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015 Certificate 360 Johnson & Phillips (Pakistan) Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

361 Paramount Spinning Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

362 Pakistan State Oil Company Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

363 Safa Textiles Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

364 SSGC LPG (Pvt.) Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

365 Unicap Modaraba Certificates 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

366 Ayesha Textile Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

367 The Climax Engineering Company Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

368 Eden Housing Limited Sukuk Certificates 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

369 EMP PPIC Limited Class A - Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

370 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

371 Halmore Power Generation Company Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

372 Khan Housing & Agriculture Network Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

Updated as of July 31, 2021 Page 11 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

373 Orange Reits Management Company Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

374 Safeway Fund Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

375 Khyber Textile Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

376 Nirala MSR Foods Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015

377 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 3-Aug-16 Imposition of Fine Due to non submission of RTA Reconciliation in respect of financial year ended June 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 378 Ayesha Textile Mills Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 379 EMP PPIC Limited Class A - Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 380 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 381 Indus Lyallpur Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Privately Placed Term Finance Due to non submission of RTA Reconciliation in respect of half financial year ended 382 Independent Media Corporation (Private) Limited 3-Aug-16 Imposition of Fine Certificate December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 383 Khan Housing & Agriculture Network Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 384 Pak Denim Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 385 Rousch (Pakistan) Power Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 386 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 Due to non submission of RTA Reconciliation in respect of half financial year ended 387 SSGC LPG (Pvt.) Limited Ordinary Shares 3-Aug-16 Imposition of Fine December 2015 388 Systems Limited Ordinary Shares 1-Aug-16 Censure Non-Compliance Regulation 8.3.1(a) & 8.3.1(b) of CDC Regulations 389 Tri-Star Power Limited Ordinary Shares 1-Jul-16 Notice of Removal of Suspension Issuer has settled the CDC outstanding dues. Due to suspension of trading by the Pakistan Stock Exchange Limited vide notice no.. 390 Standard Chartered Leasing Limited Ordinary Shares 10-Jun-16 Notice of Suspension PSX/N-3426 dated May 31, 2016 consequent to removal of Suspension of the trading by the Pakistan Stock Exchange 391 Service Fabrics Limited Ordinary Shares 20-May-16 Notice of Removal of Suspension Limited vide notice no. PSX/N-3230 dated May 19, 2016 received by CDC on May 20, 2016 Due to suspension of trading by the Pakistan Stock Exchange Limited vide notice no. PSX/N- 392 Service Fabrics Limited Ordinary Shares 11-May-16 Notice of Suspension 3123 dated May 11, 2016. Notice of Removal of Intention to 393 Trust Investment Bank Limited Ordinary Shares 20-Apr-16 Issuer has settled the CDC outstanding dues. Suspend Due to suspension of trading by the Pakistan Stock Exchange Limited to give effect to 394 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 14-Apr-16 Notice of Suspension Redemption (Call Option) of entire outstanding amount / profit payment 395 Pace (Pakistan) Limited Ordinary Shares 12-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 396 Media Times Limited Ordinary Shares 12-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Notice of Removal of Intention to 397 Sargodha Spinning Mills Limited Ordinary Shares 12-Apr-16 Issuer has settled the CDC outstanding dues. Suspend 398 Trust Investment Bank Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 399 Brothers Textile Mills Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 400 Chenab Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Non Voting Cumulative Preference 401 Chenab Limited 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Shares

Updated as of July 31, 2021 Page 12 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 402 Eden Housing Limited Sukuk Certificates (2nd issued) 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 403 I.C.C Textile Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 404 Makro-Habib Pakistan Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 405 First Capital Securities Corporation Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 406 Ruby Textile Mills Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 407 Sargodha Spinning Mills Limited Ordinary Shares 1-Apr-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 408 Apollo Textile Mills Limited Ordinary Shares 29-Mar-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 409 I.C.C Textile Limited Ordinary Shares 14-Mar-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited Notice of Removal of Intention to 410 Balochistan Glass Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 411 Bawany Air Products Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 412 Dreamworld Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 413 Khan Housing & Agriculture Network Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 414 Pak Hy-Oils Limited Term Finance Certificates 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 415 Gammon Pakistan Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 416 Frontier Ceramics Limited Ordinary Shares 11-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 417 KASB Corporation Limited Ordinary Shares 4-Mar-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 418 KASB Modaraba Certificates 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 419 Tri-Star Mutual Fund Limited Ordinary Shares 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 420 Dewan Farooque Motors Limited Ordinary Shares 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 421 Dewan Salman Fibre Limited Ordinary Shares 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 422 Shadman Cotton Mills Limited Ordinary Shares 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 423 Unicap Modaraba Certificates 29-Feb-16 Issuer has settled the CDC outstanding dues. Suspend Term Finance Certificates – TFC 2nd Issue Due to suspension of trading by PSX to give final Redemption (Call Option) of entire 424 Limited 25-Feb-16 Notice of Suspension (18-03-08) outstanding amount. Due to suspension of trading by PSX to give final Redemption (Call Option) of entire 425 Engro Fertilizers Limited Term Finance Certificates (18-03-08) 25-Feb-16 Notice of Suspension outstanding amount. Al-Zamin Leasing Corporation Limited - 426 Invest Capital Investment Bank Limited 18-Feb-16 CORRIGENDUM - Notice of Intention Failure to settle the CDC outstanding dues. Term Finance Certificates (05-09-02) 427 Balochistan Glass Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 428 Bawany Air Products Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 429 Gulistan Spinning Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 430 Gulshan Spinning Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 431 KASB Cash Funds Units 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 432 KASB Corporation Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 433 KASB Funds Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 434 KASB Modaraba Certificates 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues.

Updated as of July 31, 2021 Page 13 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 435 Pak Hy-Oils Limited Term Finance Certificates 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 436 Paramount Spinning Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 437 Tri-Star Mutual Fund Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 438 Tuwairqi Steel Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 439 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 440 Dewan Farooque Motors Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 441 Dewan Salman Fibre Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 442 Pangrio Sugar Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 443 Dreamworld Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 444 Khan Housing & Agriculture Network Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Al-Zamin Leasing Corporation Limited - 445 Invest Capital Investment Bank Limited 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Term Finance Certificates (05-09-02) 446 Shadman Cotton Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 447 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 448 Unicap Modaraba Certificates 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 449 Popular Islamic Modaraba Certificates 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 450 Gammon Pakistan Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 451 Khyber Tobacco Company Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 452 Suhail Jute Mills Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 453 Frontier Ceramics Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 454 EMP PPIC Limited Class A - Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 455 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 456 Foundation Wind Energy - I Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 457 Foundation Wind Energy -II (Pvt) Limited Ordinary Shares 17-Feb-16 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. consequent to formal listing of Certificates of Awwal Modaraba and commencement of 458 Awwal Modaraba Certificates 10-Feb-16 Notice of Removal of Suspension trading as notified by PSX vide notice no. PSX/N-691 dated February 09, 2016 459 Awwal Modaraba Certificates 20-Jan-16 Notice of Suspension Due to suspension of provisional trading by the Pakistan Stock Exchange Limited 460 Ali Asghar Textile Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 461 Fateh Industries Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 462 Fateh Sports Wear Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 463 Gulistan Spinning Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 464 Gulshan Spinning Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 465 Mukhtar Textile Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 466 Paramount Spinning Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 467 Southern Electric Power Company Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited 468 Suhail Jute Mills Limited Ordinary Shares 11-Jan-16 Notice of Suspension Due to suspension of trading by the Pakistan Stock Exchange Limited Due to suspension of trading by the Stock Exchange Limited and Lahore Stock 469 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 8-Dec-15 Notice of Suspension Exchange Limited 470 Nirala MSR Foods Limited Ordinary Shares 8-Dec-15 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited. 471 Amtex Limited Ordinary Shares 15-Sep-15 Notice of Removal of Suspension Issuer has settled the CDC outstanding dues. Due to Suspension of trading by the KSE, LSE & ISE pursuant directive of the Securities and 472 Silver Star Insurance Company Limited Ordinary Shares 1-Sep-15 Notice of Suspension Exchanges Commission of Pakistan, as notified by KSE vide notice no. KSE/N-4340 dated September 01, 2015 Due to Suspension of trading by the KSE, LSE & ISE to give effect on account of merger / 473 Fazal Textile Mills Limited Ordinary Shares 13-Aug-15 Notice of Suspension amalgamation of Fazal Textile Mills Limited with and into Gadoon Textile Mills Limited 474 National Savings Bonds 10 year maturity - 1st Offer 29-Jul-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 475 National Savings Bonds 10 year maturity - 1st Offer 16-Jul-15 Notice of Suspension Due to Suspension of trading by the KSE, LSE & ISE to give effect to 11th profit payment.

Updated as of July 31, 2021 Page 14 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

476 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 16-Jul-15 Notice of Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited. Due to suspension of trading by KSE to give effect to entitlement of profit redemption 477 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 13-Jul-15 Notice of Suspension after restructuring and payment of profit . 478 Apollo Textile Mills Limited Ordinary Shares 8-Jul-15 Notice of Suspension Failure to settle the CDC outstanding dues. 479 Mohammad Farooq Textile Mills Limited Ordinary Shares 8-Jul-15 Notice of Suspension Failure to settle the CDC outstanding dues. Due to suspension of trading by LSE to give effect to entitlement of profit redemption 480 WorldCall Telecom Limited Term Finance Certificates (07-10-08 30-Jun-15 Notice of Suspension after restructuring and payment of profit. 481 Apollo Textile Mills Limited Ordinary Shares 23-Jun-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 482 Mohammad Farooq Textile Mills Limited Ordinary Shares 23-Jun-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 483 Southern Electric Power Company Limited Ordinary Shares 22-Jun-15 Notice of Suspension Failure to settle the CDC outstanding dues. 484 K-Electric Limited Sukuk 2 (24-02-2014) 19-Jun-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 485 K-Electric Limited Sukuk 3 (24-02-2014) 19-Jun-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 486 NIB Bank Limited Term Finance Certificates (19-06-2014) 19-Jun-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

487 S.G. Power Limited Ordinary Shares 19-Jun-15 Notice of Suspension Due to suspension of trading by Karachi Stock Exchange and Islamabad Stock Exchange. Term Finance Certificates – TFC1 (15-11- 488 Pakistan Refinery Limited 10-Jun-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13) Term Finance Certificates – TFC2 (15-11- 489 Pakistan Refinery Limited 10-Jun-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13) Due to suspension of trading KSE, LSE and ISE to give effect to sixth profit/Rental 490 K-Electric Limited Sukuk 2 (24-02-2014) 8-Jun-15 Notice of Suspension payment. Due to suspension of trading KSE, LSE and ISE to give effect to sixth profit/Rental 491 K-Electric Limited Sukuk 3 (24-02-2014) 8-Jun-15 Notice of Suspension payment. 492 NIB Bank Limited Term Finance Certificates (19-06-2014) 8-Jun-15 Notice of Suspension Due to suspension of trading by KSE to give effect to Second Redemption/ profit payment Term Finance Certificates – TFC1 (15-11- 493 Pakistan Refinery Limited 2-Jun-15 Notice of Suspension Due to suspension of trading by KSE to give effect to six profit payment. 13) Term Finance Certificates – TFC2 (15-11- 494 Pakistan Refinery Limited 2-Jun-15 Notice of Suspension Due to suspension of trading by KSE to give effect to six profit payment. 13) Due to suspension of trading by KSE to give effect to early redemption of the entire 495 Engro Fertilizers Limited Term Finance Certificates (17-12-09) 29-May-15 Notice of Suspension outstanding amount. Notice of Removal of Intention to 496 Suhail Jute Mills Limited Ordinary Shares 25-May-15 Issuer has settled the CDC outstanding dues. Suspend 497 Yousaf Weaving Mills Limited Ordinary Shares 19-May-15 Notice of Removal of Suspension Due to restoration of trading by the KSE vide notice no. KSE/N-2816 dated May 18, 2015 Notice of Removal of Intention to 498 I.C.C Textile Limited Ordinary Shares 19-May-15 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 499 Media Times Limited Ordinary Shares 19-May-15 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 500 Pace (Pakistan) Limited Ordinary Shares 18-May-15 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 501 Chenab Limited Ordinary Shares 15-May-15 Issuer has settled the CDC outstanding dues. Suspend Non-Voting Cumulative Preference Notice of Removal of Intention to 502 Chenab Limited 15-May-15 Issuer has settled the CDC outstanding dues. Shares Suspend Notice of Removal of Intention to 503 Nirala MSR Foods Limited Ordinary Shares 14-May-15 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 504 Tandlianwala Sugar Mills Ltd Ordinary Shares 14-May-15 Issuer has settled the CDC outstanding dues. Suspend 505 AMZ Asset Management Limited Ordinary Shares 14-May-15 Notice of Suspension Failure to settle the CDC outstanding dues.

Updated as of July 31, 2021 Page 15 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 506 Amtex Limited Ordinary Shares 14-May-15 Notice of Suspension Failure to settle the CDC outstanding dues. 507 Yousaf Weaving Mills Limited Ordinary Shares 14-May-15 Notice of Suspension Failure to settle the CDC outstanding dues. 508 K-Electric Limited Term Finance Certificates -2 (12-08-12) 11-May-15 Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

509 K-Electric Limited Term Finance Certificates -3 (12-08-12) 11-May-15 Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited.

Due to sanctioned order issued by Federal Government vide order no. F(2)-Bkg. 1/2014 510 BankIslami Pakistan Limited Ordinary Shares 11-May-15 Notice of Revocation dated May 07, 2015, under Section 47 of the Banking Companies Ordinance, 1962. Notice of Removal of Intention to 511 First Capital Equities Limited Ordinary Shares 7-May-15 Issuer has settled the CDC outstanding dues. Suspend 512 Dost Steels Limited Ordinary Shares 6-May-15 Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited. 513 Limited Term Finance Certificates (18-11-09) 30-Apr-15 Notice of Suspension Due to suspension of trading by LSE to give effect to 11th profit payment/redemption.

514 K-Electric Limited Term Finance Certificates -2 (12-08-12) 30-Apr-15 Notice of Suspension Due to suspension of trading by KSE to give effect to Eleventh profit payment

515 K-Electric Limited Term Finance Certificates -3 (12-08-12) 30-Apr-15 Notice of Suspension Due to suspension of trading by KSE to give effect to Eleventh profit payment

516 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 30-Apr-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 517 Southern Electric Power Company Limited Ordinary Shares 30-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 518 Suhail Jute Mills Limited Ordinary Shares 30-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 519 TeleCard Limited Term Finance Certificates (27-05-05) 29-Apr-15 Notice of Suspension Due to suspension of trading by KSE to give effect to 24th redemption & profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited, Lahore Stock 520 KASB Bank Limited Ordinary Shares 29-Apr-15 Notice of Suspension Exchange Limited and Islamabad Stock Exchange Limited 521 AMZ Asset Management Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 522 Amtex Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 523 Chenab Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Non-Voting Cumulative Preference 524 Chenab Limited 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Shares 525 First Capital Equities Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 526 I.C.C Textile Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 527 Media Times Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 528 Nirala MSR Foods Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 529 Pace (Pakistan) Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 530 Tandlianwala Sugar Mills Ltd Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 531 Yousaf Weaving Mills Limited Ordinary Shares 29-Apr-15 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 532 Summit Bank Limited Term Finance Certificates (27-10-11) 27-Apr-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

533 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 17-Apr-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by KSE to give effect to 7th Principal redemption & profit 534 Summit Bank Limited Term Finance Certificates (27-10-11) 17-Apr-15 Notice of Suspension payment. 535 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 15-Apr-15 Notice of Suspension Due to suspension of trading by KSE to give effect to profit/rental payment of fifth coupon Due to suspension of trading by the Karachi Stock Exchange Limited, Lahore Stock 536 Dadabhoy Cement Industries Limited Ordinary Shares 13-Apr-15 Notice of Suspension Exchange Limited and Islamabad Stock Exchange Limited 537 K-Electric Limited Sukuk 1 9-Apr-15 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to final profit/Rental payment.

538 Jahangir Siddiqui & Company Limited Term Finance Certificates (08-04-2014) 8-Apr-15 Notice of Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited.

Updated as of July 31, 2021 Page 16 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 12th 539 Pakistan Mobile Communications Limited Term Finance Certificates (18-04-12) 7-Apr-15 Notice of Suspension Redemption/profit payment. Term Finance Certificates of (08-04- 540 Jahangir Siddiqui & Company Limited 24-Mar-15 Notice of Suspension Due to suspension of trading by LSE to give effect to 2nd profit & rental payment. 2014) Due to suspension of trading by KSE ,and LSE vide notice no. KSE/N-1535 dated March 19, 541 Yousaf Weaving Mills Limited Ordinary Shares 20-Mar-15 Notice of Suspension 2015 and notice no. 1284 dated March 19, 2015, respectively. 542 Azgard Nine Limited Term Finance Certificates of (20-09-05) 20-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

543 Engro Fertilizers Limited Term Finance Certificates (18-03-08) 18-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Term Finance Certificates – 2nd Issue 544 Engro Fertilizers Limited 18-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. (18-03-08) 545 K-Electric Limited Sukuk 1 (24-02-2014) 18-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 546 K-Electric Limited Sukuk 2 (24-02-2014) 18-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 547 K-Electric Limited Sukuk 3 (24-02-2014) 18-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 548 Azgard Nine Limited Term Finance Certificates of (20-09-05) 12-Mar-15 Notice of Suspension Due to suspension of trading by KSE to give effect to 4th redemption & profit payment. Due to suspension of trading KSE, LSE and ISE to give effect to Twelfth profit/Rental 549 K-Electric Limited Sukuk 1 (24-02-2014) 11-Mar-15 Notice of Suspension payment. Due to suspension of trading KSE, LSE and ISE to give effect to fourth profit/Rental 550 K-Electric Limited Sukuk 2 (24-02-2014) 11-Mar-15 Notice of Suspension payment. Due to suspension of trading KSE, LSE and ISE to give effect to fourth profit/Rental 551 K-Electric Limited Sukuk 3 (24-02-2014) 11-Mar-15 Notice of Suspension payment. 552 Pakistan Refinery Limited Term Finance Certificates - 1 (15-11-13) 10-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

553 Pakistan Refinery Limited Term Finance Certificates - 2 (15-11-13) 10-Mar-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited, Lahore Stock 554 Genentech Pakistan Limited Ordinary Shares 2-Mar-15 Notice of Suspension Exchange Limited and Islamabad Stock Exchange Limited 555 Pakistan Refinery Limited Term Finance Certificates - 1 (15-11-13) 27-Feb-15 Notice of Suspension Due to suspension of trading by KSE to give effect to fifth profit payment.

556 Pakistan Refinery Limited Term Finance Certificates - 2 (15-11-13) 27-Feb-15 Notice of Suspension Due to suspension of trading by KSE to give effect to fifth profit payment.

557 Term Finance Certificates (28-08-09) 27-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

558 Engro Fertilizers Limited Term Finance Certificates (18-03-08) 27-Feb-15 Notice of Suspension Due to suspension of trading by KSE to give effect to 14th redemption / profit payment. Term Finance Certificates – 2nd Issue 559 Engro Fertilizers Limited 27-Feb-15 Notice of Suspension Due to suspension of trading by KSE to give effect to 14th redemption / profit payment. (18-03-08) Due to suspension of trading by KSE on account of merger / amalgamation of Libaas 560 Libaas Textile Limited Ordinary Shares 24-Feb-15 Notice of Suspension Textile Limited with and into Ghani Global Glass Limited 561 Bank Alfalah Limited Term Finance Certificates (20-02-2013) 20-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 562 K-Electric Limited Sukuk 1 (24-02-2014) 18-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Due to suspension of trading by KSE to give effect to Eleventh redemption & profit 563 Allied Bank Limited Term Finance Certificates (28-08-09) 12-Feb-15 Notice of Suspension payment. 564 K-Electric Limited Term Finance Certificates -2 (12-08-12) 11-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

565 K-Electric Limited Term Finance Certificates -3 (12-08-12) 11-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading KSE, LSE and ISE to give effect to Eleventh profit/Rental 566 K-Electric Limited Sukuk 1 (24-02-2014) 11-Feb-15 Notice of Suspension payment.

Updated as of July 31, 2021 Page 17 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

567 TeleCard Limited Term Finance Certificates (27-05-05) 6-Feb-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

568 Bank Alfalah Limited Term Finance Certificates (20-02-2013) 3-Feb-15 Notice of Suspension Due to suspension of trading by KSE to give effect to fourth profit payment.

569 K-Electric Limited Term Finance Certificates -2 (12-08-12) 30-Jan-15 Notice of Suspension Due to suspension of trading by KSE to give effect to tenth profit payment

570 K-Electric Limited Term Finance Certificates -3 (12-08-12) 30-Jan-15 Notice of Suspension Due to suspension of trading by KSE to give effect to tenth profit payment 571 National Savings Bonds 10 year maturity - 1st Offer 29-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 572 TeleCard Limited Term Finance Certificates (27-05-05) 29-Jan-15 Notice of Suspension Due to suspension of trading by KSE to give effect to 23rd installment.

573 Dost Steels Limited Ordinary Shares 29-Jan-15 Notice of Suspension Due to suspension of trading by KSE vide notice KSE/N-420 dated January 29, 2015. Due to suspension of trading by KSE to give effect to final profit payment / Principal 574 Bank Al-Habib Limited Term Finance Certificates (07-02-2007) 22-Jan-15 Notice of Suspension Redemption. 575 National Savings Bonds 10 year maturity - 1st Offer 19-Jan-15 Notice of Suspension Due to Suspension of trading by the KSE, LSE & ISE to give effect to 10th profit payment.

576 National Savings Bonds 5 year maturity - 1st Offer 19-Jan-15 Notice of Suspension Due to Suspension of trading by the KSE, LSE & ISE to give effect to final profit payment.

577 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 16-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 578 K-Electric Limited Sukuk 1 (24-02-2014) 16-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Due to suspension of trading KSE, LSE and ISE to give effect to tenth profit/Rental 579 K-Electric Limited Sukuk 1 (24-02-2014) 12-Jan-15 Notice of Suspension payment. Failure to appointed independent Registrar/Transfer Agent under Regulation 8.11.2 of 580 Dadabhoy Cement Industries Limited Ordinary Shares 12-Jan-15 Notice of Suspension CDC Regulations 581 Engro Corporation Limited Islamic Rupiya – Sukuk 1 (10-06-14) 9-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 582 Engro Corporation Limited Islamic Rupiya – Sukuk 2 (10-06-14) 9-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 583 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 7-Jan-15 Notice of Suspension Eleventh profit/Rental payment 584 Pace (Pakistan) Limited Term Finance Certificates (15-02-08) 6-Jan-15 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 585 First Capital Securities Corporation Limited Ordinary Shares 6-Jan-15 Notice of Removal of Suspension Issuer has settled the CDC outstanding dues. 586 Engro Corporation Limited Islamic Rupiya – Sukuk 1 (10-06-14) 24-Dec-14 Notice of Suspension Due to suspension of trading by KSE to give effect to first profit payment. 587 Engro Corporation Limited Islamic Rupiya – Sukuk 2 (10-06-14) 24-Dec-14 Notice of Suspension Due to suspension of trading by KSE to give effect to first profit payment. 588 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 22-Dec-14 Notice of Suspension Due to suspension of trading by KSE to give effect to final profit payment.

589 NIB Bank Limited Term Finance Certificates (19-06-2014) 19-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 590 K-Electric Limited Sukuk 1 (24-02-2014) 18-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 591 K-Electric Limited Sukuk 2 (24-02-2014) 18-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 592 K-Electric Limited Sukuk 3 (24-02-2014) 18-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 593 Engro Fertilizers Limited Term Finance Certificates (17-12-09) 17-Dec-14 Notice of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading KSE, LSE and ISE to give effect to ninth profit/Rental 594 K-Electric Limited Sukuk 1 (24-02-2014) 12-Dec-14 Notice of Suspension payment. 595 National Foods Limited Ordinary Shares 12-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Term Finance Certificates - TFC1 (15-11- 596 Pakistan Refinery Limited 10-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13) Term Finance Certificates - TFC 2 (15-11- 597 Pakistan Refinery Limited 10-Dec-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13)

Updated as of July 31, 2021 Page 18 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 598 (Colony) Thal Textile Mills Limited Ordinary Shares 9-Dec-14 Notice of Suspension Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 599 Dewan Automotive Engineering Limited Ordinary Shares 9-Dec-14 Notice of Suspension Exchange Limited 600 K-Electric Limited Sukuk 2 (24-02-2014) 9-Dec-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to third profit/Rental payment.

601 K-Electric Limited Sukuk 3 (24-02-2014) 9-Dec-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to third profit/Rental payment. 602 Dawood Capital Management Limited Ordinary Shares 5-Dec-14 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to first 603 NIB Bank Limited Term Finance Certificates (19-06-2014) 4-Dec-14 Notice of Suspension redemption / profit payment. Term Finance Certificates - TFC1 (15-11- 604 Pakistan Refinery Limited 1-Dec-14 Notice of Suspension Due to suspension of trading by KSE to give effect to fourth Profit payment. 13) Term Finance Certificates - TFC 2 (15-11- 605 Pakistan Refinery Limited 1-Dec-14 Notice of Suspension Due to suspension of trading by KSE to give effect to fourth Profit payment. 13) 606 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

607 Engro Fertilizers Limited Term Finance Certificates (17-12-09) 28-Nov-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 10th Redemption and Profit payment.

608 Allied Bank Limited Term Finance Certificates (06-12-06) 28-Nov-14 Notice of Suspension Due to suspension of trading by KSE to give effect to final Redemption and Profit payment. Due to suspension of trading by KSE, LSE and ISE to give effect to change in face vale of the 609 National Foods Limited Ordinary Shares 27-Nov-14 Notice of Suspension Issuer. 610 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 21-Nov-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 23rd profit payment. 611 Limited Ordinary Shares 19-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 612 K-Electric Limited Sukuk 1 (24-02-2014) 18-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 613 Askari Bank Limited Term Finance Certificates (18-11-09) 17-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by KSE to give effect to early Redemption of entire 614 Engro Fertilizers Limited Term Finance Certificates - (30-11-07) 13-Nov-14 Notice of Suspension outstanding amount. 615 K-Electric Limited Sukuk 1 (24-02-2014) 13-Nov-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to eight profit/Rental payment.

616 K-Electric Limited Term Finance Certificates - 2 (12-08-12 11-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

617 K-Electric Limited Term Finance Certificates - 3 (12-08-12) 11-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

618 Hum Network Limited Ordinary Shares 11-Nov-14 Notice of Suspension Due to suspension of trading by KSE to give effect to change in face vale of the Issuer.

619 TeleCard Limited Term Finance Certificates (27-05-05) 10-Nov-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 620 Metropolitan Steel Corporation Limited Ordinary Shares 5-Nov-14 Revised Notice of Suspension Consequent to Issuer has appointed independent R/TA for its ordinary shares. Due to suspension of trading by KSE to give effect to final profit payment and principal 621 Limited Term Finance Certificates (12-11-07) 30-Oct-14 Notice of Suspension redemption.. Due to suspension of trading by LSE to give effect to 10 profit payment and principal 622 Askari Bank Limited Term Finance Certificates (18-11-09) 30-Oct-14 Notice of Suspension redemption.. 623 K-Electric Limited Term Finance Certificates - 2 (12-08-12 30-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 9th profit payment.

624 K-Electric Limited Term Finance Certificates - 3 (12-08-12) 30-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 9th profit payment

625 TeleCard Limited Term Finance Certificates (27-05-05) 30-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 22nd installment.

Updated as of July 31, 2021 Page 19 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

626 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 30-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

627 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 628 Summit Bank Limited Term Finance Certificates (27-10-11 27-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 629 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 21-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 22nd profit payment.

630 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 21-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 4th profit payment. 631 K-Electric Limited Sukuk 1 (24-02-2014) 20-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Due to suspension of trading by KSE to give effect to 6th Principal Redemption and profit 632 Summit Bank Limited Term Finance Certificates (27-10-11 20-Oct-14 Notice of Suspension payment. 633 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 17-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading KSE, LSE and ISE to give effect to seventh profit/Rental 634 K-Electric Limited Sukuk 1 (24-02-2014) 14-Oct-14 Notice of Suspension payment. 635 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 3-Oct-14 Notice of Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited.

636 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 2-Oct-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 10th Redemption/profit payment.

637 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 1-Oct-14 Notice of Suspension Due to suspension of trading by LSE to give effect to Redemption.

638 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 26-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to 21th 639 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 22-Sep-14 Notice of Suspension Profit payment 640 Azgard Nine Limited Term Finance Certificates (20-09-05) 19-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 641 K-Electric Limited Sukuk 3 (24-02-2014) 18-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 642 K-Electric Limited Sukuk 2 (24-02-2014) 18-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 643 K-Electric Limited Sukuk 1 (24-02-2014) 18-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 644 K-Electric Limited Sukuk 1 (24-02-2014) 12-Sep-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to sixth profit/Rental payment.

645 Azgard Nine Limited Term Finance Certificates of (20-09-05) 12-Sep-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 2nd Redemption and profit payment. Due to suspension of trading KSE, LSE and ISE to give effect to second profit/Rental 646 K-Electric Limited Sukuk 3 (24-02-2014) 11-Sep-14 Notice of Suspension payment. Due to suspension of trading KSE, LSE and ISE to give effect to second profit/Rental 647 K-Electric Limited Sukuk 2 (24-02-2014) 11-Sep-14 Notice of Suspension payment. Term Finance Certificates - TFC 1 (15-11- 648 Pakistan Refinery Limited 10-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13) Term Finance Certificates – TFC2 (15-11- 649 Pakistan Refinery Limited 10-Sep-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 13) Due to suspension of trading by KSE to give effect to determining the entitlement to the 650 NAMCO Balanced Fund Certificates 10-Sep-14 Notice of Suspension units of the Fund after conversion into open end scheme. 651 Engro Corporation Limited Term Finance Certificates (30-09-11) 5-Sep-14 Notice of Suspension Due to suspension of trading by KSE to give effect to final profit payment. Term Finance Certificates - TFC 1 (15-11- 652 Pakistan Refinery Limited 2-Sep-14 Notice of Suspension Due to suspension of trading by KSE to give effect to third profit payment. 13) Term Finance Certificates – TFC2 (15-11- 653 Pakistan Refinery Limited 2-Sep-14 Notice of Suspension Due to suspension of trading by KSE to give effect to third profit payment. 13)

Updated as of July 31, 2021 Page 20 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

654 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

655 Allied Bank Limited Term Finance Certificates (28-08-09) 28-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to 20th 656 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 22-Aug-14 Notice of Suspension Profit payment Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to final 657 United Bank Limited Term Finance Certificates (08-09-2006) 22-Aug-14 Notice of Suspension redemption 658 Bank Alfalah Limited Term Finance Certificates (20-02-2013) 20-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 659 K-Electric Limited Sukuk – I (24-02-2014) 18-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE & ISE. 660 K-Electric Limited Sukuk – I (24-02-2014) 12-Aug-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to fifth profit/Rental payment.

661 Allied Bank Limited Term Finance Certificates (28-08-09) 12-Aug-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 10th Redemption and profit payment.

662 TeleCard Limited Term Finance Certificates (27-05-05) 12-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Term Finance Certificates (12-08-12) – 663 K-Electric Limited 11-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. TFC-2 Term Finance Certificates (12-08-12) – 664 K-Electric Limited 11-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. TFC-3 665 Bank Al-Habib Limited Term Finance Certificates (07-02-2007) 6-Aug-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

666 Bank Alfalah Limited Term Finance Certificates (20-02-2013) 5-Aug-14 Notice of Suspension Due to suspension of trading by KSE to give effect to third profit payment.

667 TeleCard Limited Term Finance Certificates (27-05-05) 4-Aug-14 Notice of Suspension Due to suspension of trading by KSE to give effect to 21st installment payment. Term Finance Certificates (12-08-12) – 668 K-Electric Limited 4-Aug-14 Notice of Suspension Due to suspension of trading by KSE to give effect to eight profit payment. TFC-2 Term Finance Certificates (12-08-12) – 669 K-Electric Limited 4-Aug-14 Notice of Suspension Due to suspension of trading by KSE to give effect to eight profit payment. TFC-3 670 National Savings Bonds 10 year maturity - 1st Offer 28-Jul-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE & ISE. 671 National Savings Bonds 5 year maturity - 1st Offer 28-Jul-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE & ISE. 672 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 25-Jul-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to 15th 673 Bank Al-Habib Limited Term Finance Certificates (07-02-2007) 22-Jul-14 Notice of Suspension Profit payment 674 K-Electric Limited Sukuk 1 (24-02-2014) 18-Jul-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE & ISE. Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to 19th 675 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 18-Jul-14 Notice of Suspension Profit payment 676 National Savings Bonds 10 year maturity - 1st Offer 17-Jul-14 Notice of Suspension Due to Suspension of trading by the KSE, LSE & ISE to give effect to 9th profit payment.

677 National Savings Bonds 5 year maturity - 1st Offer 17-Jul-14 Notice of Suspension Due to Suspension of trading by the KSE, LSE & ISE to give effect to 9th profit payment. Due to suspension of trading KSE, LSE and ISE to give effect to fourth profit/Rental 678 K-Electric Limited Sukuk 1 (24-02-2014) 14-Jul-14 Notice of Suspension payment. 679 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 7-Jul-14 Notice of Removal of Suspension Consequent to restoration of trading by the Lahore Stock Exchange Limited.

680 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 27-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to Suspension of trading by the Karachi Stock Exchange Limited to give effect to 681 Premier Insurance Limited Ordinary Shares 25-Jun-14 Notice of Suspension change of Face value of Shares.

Updated as of July 31, 2021 Page 21 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 682 Quality Textile Mills Limited Ordinary Shares 25-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to Suspension of trading by the Lahore Stock Exchange Limited to give effect to 683 WorldCall Telecom Limited Term Finance Certificates (07-10-08) 23-Jun-14 Notice of Suspension redemption. 684 Quality Textile Mills Limited Ordinary Shares 20-Jun-14 Notice of Suspension Due to Suspension of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 18th 685 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 20-Jun-14 Notice of Suspension profit payment. 686 K-Electric Limited Sukuk 3 (24-02-2014) 18-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 687 K-Electric Limited Sukuk 2 (24-02-2014) 18-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 688 K-Electric Limited Sukuk 1 (24-02-2014) 18-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to final 689 Orix Leasing Pakistan Limited Term Finance Certificates (30-06-2011) 17-Jun-14 Notice of Suspension redemption payment. 690 Engro Fertilizers Limited Term Finance Certificates (17-12-09) 17-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Notice of Cancellation of the CDS 691 Saif Nadeem Kawasaki Motors Limited Ordinary Shares 6/13/2014 Consequent to delisting by KSE and LSE due to winding-up order of Peshawar High court. Eligibility 692 K-Electric Limited Sukuk 1 (24-02-2014) 12-Jun-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to first profit/Rental payment.

693 K-Electric Limited Sukuk 3 (24-02-2014) 10-Jun-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to First profit/Rental payment.

694 K-Electric Limited Sukuk 2 (24-02-2014) 10-Jun-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to first profit/Rental payment.

695 Allied Bank Limited Term Finance Certificates (27-05-05) 5-Jun-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

696 Engro Fertilizers Limited Term Finance Certificates (30-11-07) 30-May-14 Notice of Removal of Suspension Failure to settle the CDC outstanding dues. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 9th 697 Engro Fertilizers Limited Term Finance Certificates (17-12-09) 29-May-14 Notice of Suspension redemption/profit payment. 698 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 13th 699 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 21-May-14 Notice of Suspension profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 15th 700 Allied Bank Limited Term Finance Certificates (06-12-06) 21-May-14 Notice of Suspension redemption/profit payment. 701 K-Electric Limited Sukuk 1 16-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. 702 TeleCard Limited Term Finance Certificates (27-05-05) 14-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 13th 703 Engro Fertilizers Limited Term Finance Certificates (30-11-07) 14-May-14 Notice of Suspension redemption/profit payment. Due to suspension of trading KSE, LSE and ISE to give effect to Second profit/Rental 704 K-Electric Limited Sukuk 1 12-May-14 Notice of Suspension payment. 705 Faysal Bank Limited Term Finance Certificates (12-11-07) 12-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Term Finance Certificates (12-08-12)– 706 K-Electric Limited 9-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. TFC-2 Term Finance Certificates (12-08-12) – 707 K-Electric Limited 9-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. TFC-3 708 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 7-May-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 709 First Capital Securities Corporation Limited Ordinary Shares 7-May-14 Notice of Suspension Due to failure to settle the CDC outstanding dues Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 20th 710 TeleCard Limited Term Finance Certificates (27-05-05) 6-May-14 Notice of Suspension installment payment. Term Finance Certificates (12-08-12)– Due to suspension of trading KSE, LSE and ISE to give effect to Seven profit/Rental 711 K-Electric Limited 2-May-14 Notice of Suspension TFC-2 payment.

Updated as of July 31, 2021 Page 22 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Term Finance Certificates (12-08-12) – Due to suspension of trading KSE, LSE and ISE to give effect to Seven profit/Rental 712 K-Electric Limited 2-May-14 Notice of Suspension TFC-3 payment. Consequent to suspension of trading by KSE give effect to amalgamation of the Issuer 713 Colony Mills Limited Ordinary Shares 2-May-14 Notice of Suspension with and into Colony Textile Mills Limited 714 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 30-Apr-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 13th 715 Faysal Bank Limited Term Finance Certificates (12-11-07) 29-Apr-14 Notice of Suspension Principal redemption/profit payment. 716 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-Apr-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE.

717 Summit Bank Limited Term Finance Certificates (27-10-11) 28-Apr-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 718 Dewan Automotive Engineering Limited Ordinary Shares 22-Apr-14 Notice of Suspension Failure to settle the CDC outstanding dues. 719 First Capital Securities Corporation Limited Ordinary Shares 22-Apr-14 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 16th 720 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 21-Apr-14 Notice of Suspension profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to third 721 Jahangir Siddiqui & Company Limited Term Finance Certificates (30-10-12) 21-Apr-14 Notice of Suspension Principal redemption/profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 5th 722 Summit Bank Limited Term Finance Certificates (27-10-11) 21-Apr-14 Notice of Suspension Principal redemption/profit payment. 723 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 18-Apr-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. 724 K-Electric Limited SUKUK 1 18-Apr-14 Notice of Removal of Suspension Consequent to restoration of trading by the KSE, LSE and ISE. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 8th 725 Pakistan Mobile Communication Limited Term Finance Certificates (18-04-12) 14-Apr-14 Notice of Suspension redemption/profit payment. 726 K-Electric Limited SUKUK 1 14-Apr-14 Notice of Suspension Due to suspension of trading KSE, LSE and ISE to give effect to first profit/Rental payment. 727 Suhail Jute Mills Limited Ordinary Shares 11-Apr-14 Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 728 First Habib Bank Modaraba Modaraba Certificates 28-Mar-14 Notice of Suspension Exchange Limited and Islamabad Stock Exchange, in view of passing of resolution by the First Habib Bank Modaraba for voluntary winding-up. 729 Orix Leasing Pakistan Limited Term Finance Certificates (30-06-2011) 28-Mar-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

730 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 28-Mar-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited.

731 Pace (Pakistan) Limited Term Finance Certificates (15-02-08) 25-Mar-14 Notice of Suspension Due to suspension of trading by the Lahore Stock Exchange Limited. 732 Mukhtar Textile Mills Limited Ordinary Shares 25-Mar-14 Notice of Removal of Suspension Issuer has settled the CDC outstanding dues. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 15 733 Tameer Microfinance Bank Limited Term Finance Certificates (21-02-13) 21-Mar-14 Notice of Suspension profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 734 Suhail Jute Mills Limited Ordinary Shares 19-Mar-14 Notice of Suspension Exchange Limited. 735 Azgard Nine Limited Term Finance Certificates (20-09-05) 18-Mar-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to the 736 Orix Leasing Pakistan Limited Term Finance Certificates (30-06-2011) 18-Mar-14 Notice of Suspension payment of Ninth Principal Redemption and Eleventh profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited in view of passing of 737 Moonlite (Pak) Limited Ordinary Shares 17-Mar-14 Notice of Suspension special resolution by Moonlite (Pak) Limited for voluntary winding-up. Consequent to restoration of trading by the Karachi Stock Exchange Limited and Lahore 738 Engro Corporation Limited Term Finance Certificates (13-03-08) 14-Mar-14 Notice of Removal of Suspension Stock Exchange Limited.

Updated as of July 31, 2021 Page 23 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

739 Saudi Pak Leasing Company Limited Term Finance Certificates (13-03-08) 12-Mar-14 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 2nd 740 Azgard Nine Limited Term Finance Certificates (20-09-05) 12-Mar-14 Notice of Suspension redemption/profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 741 Engro Corporation Limited Term Finance Certificates (30-09-11) 7-Mar-14 Notice of Suspension Exchange Limited to give effect to profit payment. Due to suspension of trading by the Karachi Stock Exchange Limited to give effect to 742 Saudi Pak Leasing Company Limited Term Finance Certificates (13-03-08) 7-Mar-14 Notice of Suspension monthly redemption/profit payment. Issuer has removed all the causes of suspension by submitting the reconciliation report of 743 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 27-Feb-14 Notice of Removal of Suspension respective period and payment of fine to CDC Consequent to restoration of trading by the Karachi Stock Exchange Limited and Lahore 744 Nimir Industrial Chemicals Limited Ordinary Shares 15-Jan-14 Notice of Removal of Suspension Stock Exchange to give effect to change in face value of shares. Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 745 Gulistan Textile Mills Limited Ordinary Shares 3-Jan-14 Notice of Suspension Exchange Limited. Consequent to revising the suspension period of trading in the Ordinary Shares by the 746 Nimir Industrial Chemicals Limited Ordinary Shares 1-Jan-14 Notice of Suspension Karachi Stock Exchange Limited and Lahore Stock Exchange Limited to give effect to change in face value of shares.. Notice of Removal of Intention to 747 Salman Noman Enterprises Limited Ordinary Shares 27-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 748 The Climax Engineering Company Limited Ordinary Shares 27-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 749 Nimir Industrial Chemicals Limited Ordinary Shares 24-Dec-13 Notice of Suspension Exchange Limited to give effect to change in face value of shares. Notice of Removal of Intention to 750 Makro-Habib Pakistan Limited Ordinary Shares 20-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 751 Dewan Salman Fibre Limited Ordinary Shares 20-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 752 Dadabhoy Cement Industries Limited Ordinary Shares 10-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 753 Gammon Pakistan Limited Ordinary Shares 10-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 754 Pace (Pakistan) Limited Ordinary Shares 10-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 755 Eden Housing Limited Sukuk Certificates 10-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 756 Eden Housing Limited Sukuk Certificates (2nd issued) 10-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 757 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 9-Dec-13 Notice of Suspension Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 758 Metropolitan Steel Corporation Limited Ordinary Shares 9-Dec-13 Notice of Suspension Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 759 Transmission Engineering Industries Limited Ordinary Shares 9-Dec-13 Notice of Suspension Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 760 Husein Industries Limited Ordinary Shares 9-Dec-13 Notice of Suspension Exchange Limited 761 Amreli Steels Limited Ordinary Shares 9-Dec-13 Censure Non-Compliance Regulation 8.3.1(a)(ii), 12.1.1, 13.4 & 13.7.1 of CDC Regulations Notice of Removal of Intention to 762 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 5-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 763 Optimus Limited Sukuk Certificates 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 764 Pakistan Telephone Cables Limited Ordinary Shares 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend

Updated as of July 31, 2021 Page 24 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Notice of Removal of Intention to 765 Transmission Engineering Industries Limited Ordinary Shares 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 766 Invest Capital Investment Bank Limited Ordinary Shares 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 767 Amtex Limited Ordinary Shares 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 768 Tri-Star Mutual Fund Limited Ordinary Shares 4-Dec-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 769 Gulshan Spinning Mills Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 770 Mirza Sugar Mills Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 771 Pangrio Sugar Mills Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 772 Hira Textile Mills Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 773 Olympia Textile Mills Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 774 The Pakistan General Insurance Company Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 775 The Universal Insurance Company Limited Ordinary Shares 27-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 776 Ruby Textile Mills Limited Ordinary Shares 22-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 777 Javedan Corporation Limited Ordinary Shares 22-Nov-13 Issuer has settled the CDC outstanding dues. Suspend 12 % Cum, Non Vot, Con & Red. Notice of Removal of Intention to 778 Javedan Corporation Limited 22-Nov-13 Issuer has settled the CDC outstanding dues. Preference Shares Suspend 779 Dadabhoy Cement Industries Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 780 Dewan Automotive Engineering Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 781 Dewan Salman Fibre Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 782 Javedan Corporation Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 12 % Cum, Non Vot, Con & Red. 783 Javedan Corporation Limited 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Preference Shares 784 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 785 Optimus Limited Sukuk Certificates 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 786 Pakistan Telephone Cables Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 787 Transmission Engineering Industries Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 788 Gammon Pakistan Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 789 Invest Capital Investment Bank Limited Ordinary Shares 20-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Notice of Removal of Intention to 790 Gulistan Textile Mills Limited Ordinary Shares 20-Nov-13 Issuer has settled the CDC outstanding dues. Suspend Notice of Removal of Intention to 791 Regent Textile Industries Limited Ordinary Shares 20-Nov-13 Issuer has settled the CDC outstanding dues. Suspend 792 Gulistan Textile Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 793 Gulshan Spinning Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 794 Mirza Sugar Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 795 Pangrio Sugar Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 796 Regent Textile Industries Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 797 Tri-Star Mutual Fund Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 798 Amtex Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 799 Eden Housing Limited Sukuk Certificates 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues.

Updated as of July 31, 2021 Page 25 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 800 Eden Housing Limited Sukuk Certificates (2nd Issue) 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 801 Hira Textile Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 802 Makro - Habib Pakistan Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 803 Olympia Textile Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 804 Pace(Pakistan)Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 805 Ruby Textile Mills Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 806 Salman Noman Enterprises Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 807 The Climax Engineering Company Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 808 The Pakistan General Insurance Company Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. 809 The Universal Insurance Company Limited Ordinary Shares 11-Nov-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Consequent to remove the suspension of trading by the Karachi Stock Exchange Limited, 810 Samba Bank Limited Ordinary Shares 8-Nov-13 Notice of Removal of Suspension Lahore Stock Exchange Limited and Islamabad Stock Exchange Limited 811 Ecopack Limited Ordinary Shares 5-Nov-13 Notice of Removal of Suspension Issuer has settled the CDC outstanding dues. 812 Transmission Engineering Industries Limited Ordinary Shares 4-Nov-13 Notice of Removal of Suspension Submitted R/TA Reconciliations for the respective period Due to Compliance of Court Order dated March 11, 2013 and SECP Order dated July 26, 813 First Islamic Modaraba Modaraba Certificates 28-Oct-13 Notice of Removal of Suspension 2013 814 Samba Bank Limited Ordinary Shares 21-Oct-13 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited Issuer has removed all the causes of suspension by submitting the reconciliation report of 815 Al-Hamd Foods Limited Ordinary Shares 19-Sep-13 Removal of Suspension respective period and payment of fine to CDC 816 Al-Hamd Foods Limited Ordinary Shares 26-Aug-13 Final Extension in Intention of Revocation Failure to submit R/TA Reconciliations and payment of fine imposed thereon. Notice of Final Extension to Intention of 817 Al-Hamd Foods Limited Ordinary Shares 31-Jul-13 Failure to submit R/TA Reconciliations and payment of fine imposed thereon. Revocation Issuer has settled the CDC outstanding dues and also Submitted R/TA Reconciliations for 818 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 22-Jul-13 Notice of Removal of Suspension the respective period 819 Azgard Nine Limited Non-Voting Ordinary Shares 16-Jul-13 Notice of Removal of Intention Issuer has submitted the required documents for appointment of an Independent RTA Term Finance Certificate (20-09- 820 Azgard Nine Limited 16-Jul-13 Notice of Removal of Intention Issuer has submitted the required documents for appointment of an Independent RTA 2005) 821 Al-Hamd Foods Limited Ordinary Shares 16-Jul-13 Notice of Intention of Revocation Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 822 Natover Lease & Refinance Limited Ordinary and Preference Shares 3-Jul-13 Notice of Revocation consequent to appointment of Official Liquidator. 823 First Capital Securities Corporation Limited Ordinary Shares 28-Jun-13 Notice of Removal of Suspension Due to settlement of CDC's outstanding dues Due to non-compliances of provisions of the Insurance Ordinance, 2000 as a result of 824 Hallmark Insurance Company Limited Ordinary Shares 17-Jun-13 Notice of Revocation which CDS Eligibility of such securities may not be in the public interest 825 (Colony) Thal Textile Mills Limited Ordinary Shares 12-Jun-13 Notice of Suspension Failure to settle the CDC outstanding dues. 826 Al-Hamd Foods Limited Ordinary Shares 11-Jun-13 Notice of Intention of Revocation Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 827 Metropolitan Steel Corporation Limited Ordinary Shares 10-Jun-13 Notice of Removal of Suspension Consequent to removal of suspension of trading by the Karachi Stock Exchange Limited 828 Husein Industries Limited Ordinary Shares 29-May-13 Notice of Removal of Suspension Submitted R/TA Reconciliations for the respective period 829 (Colony) Thal Textile Mills Limited Ordinary Shares 28-May-13 Notice of Intention to Suspend Failure to settle the CDC outstanding dues. Notice of Removal of Intention to 830 Punjab Modaraba Services (Private) Limited Ordinary Shares 29-Apr-13 Submitted R/TA Reconciliations for the respective period Suspend 831 EMP PPIC Limited Class A - Ordinary Shares 17-Apr-13 Notice of Removal of Suspension Submitted R/TA Reconciliations for the respective period 832 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 17-Apr-13 Notice of Removal of Suspension Submitted R/TA Reconciliations for the respective period 833 Transmission Engineering Industries Limited Ordinary Shares 16-Apr-13 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited 834 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 12-Apr-13 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited 835 Dandot Cement Company Limited Ordinary Shares 12-Apr-13 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 836 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 11-Apr-13 Notice of Suspension Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 837 Transmission Engineering Industries Limited Ordinary Shares 11-Apr-13 Notice of Suspension Exchange Limited

Updated as of July 31, 2021 Page 26 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 838 S.G. Fibre Limited Ordinary Shares 11-Apr-13 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited, Lahore Stock 839 Pak Leather Crafts Limited Ordinary Shares 11-Apr-13 Notice of Suspension Exchange Limited and Islamabad Stock Exchange Limited Due to suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock 840 Dandot Cement Company Limited Ordinary Shares 11-Apr-13 Notice of Suspension Exchange Limited 841 (Colony) Thal Textile Mills Limited Ordinary Shares 11-Apr-13 Notice of Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited 842 Husein Industries Limited Ordinary Shares 10-Apr-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 843 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 10-Apr-13 Notice of Suspension Failure to submit R/TA Reconciliation and payment of fine imposed thereon. 844 Punjab Modaraba Services (Private) Limited Ordinary Shares 9-Apr-13 Notice of Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 845 First Capital Securities Corporation Limited Ordinary Shares 4-Apr-13 Notice of Suspension Failure to settle the CDC outstanding dues. Notice of Removal of Intention to 846 Jubilee Spinning & Weaving Mills Limited Ordinary Shares 4-Apr-13 Issuer has settled the CDC outstanding dues. Suspend 847 Pervez Ahmed Securities Limited Ordinary Shares 27-Mar-13 Notice of Removal of Intention Issuer has settled the CDC outstanding dues. First Dawood Mutual Fund Limited - Managed by Dawood 848 Ordinary Shares 25-Mar-13 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited Capital Management Limited 849 Pak Leather Crafts Limited Ordinary Shares 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 850 Platinum Insurance Company Limited Ordinary Shares 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 851 First Tri-Star Modaraba Modaraba Certificates 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 852 Tri-Star Polyester Limited Ordinary Shares 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 853 Tri-Star Power Limited Ordinary Shares 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 854 Metropolitan Steel Corporation Limited Ordinary Shares 19-Mar-13 Notice of Suspension Failure to appoint independent Registrar/Transfer Agent 855 Jubilee Spinning & Weaving Mills Limited Ordinary Shares 15-Mar-13 Intention to Suspend Failure to settle the CDC outstanding dues. 856 First Capital Securities Corporation Limited Ordinary Shares 15-Mar-13 Intention to Suspend Failure to settle the CDC outstanding dues. 857 Pervez Ahmed Securities Limited Ordinary Shares 15-Mar-13 Intention to Suspend Failure to settle the CDC outstanding dues. 858 Moonlite (Pak) Limited Ordinary Shares 13-Mar-13 Notice of Suspension Failure to settle the CDC outstanding dues. 859 Tri-Star Mutual Fund Limited Ordinary Shares 13-Mar-13 Notice of Intention to Suspend Due to non-appointment of an Independent RTA 860 EMP PPIC Limited Class A - Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 861 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 862 AMZ Asset Management Limited Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 863 Husein Industries Limited Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 864 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 865 WAPDA Second Sukuk Certificates Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 866 Punjab Modaraba Services (Pvt.) Limited Ordinary Shares 13-Mar-13 Imposition of Fine Failure to submit R/TA Reconciliation Report. 867 First Tri-Star Modaraba Ordinary Shares 11-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliation and payment of fine imposed thereon. 868 Constellation Management Company (Private) Limited Ordinary Shares 11-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliation and payment of fine imposed thereon. 869 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 11-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliation and payment of fine imposed thereon. 870 Latif Jute Mills Limited Ordinary Shares 11-Mar-13 Notice of Intention to Suspend Due to non-appointment of an Independent RTA 871 Azgard Nine Limited Non-Voting Ordinary Shares 11-Mar-13 Notice of Intention to Suspend Due to non-appointment of an Independent RTA Term Finance Certificate (20-09- 872 Azgard Nine Limited 11-Mar-13 Notice of Intention to Suspend Due to non-appointment of an Independent RTA 2005) 873 Fateh Textile Limited Ordinary Shares 7-Mar-13 Notice of Suspension Due to suspension of trading by the Karachi Stock Exchange Limited 874 Genentech Pakistan Limited Ordinary Shares 6-Mar-13 Notice of Removal of Intention Submitted R/TA Reconciliations for the respective period 875 Husein Industries Limited Ordinary Shares 5-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 876 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 5-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 877 Transmission Engineering Industries Limited Ordinary Shares 5-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 878 EMP PPIC Limited Class A - Ordinary Shares 5-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 879 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 5-Mar-13 Notice of Suspension Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 880 Frontier Ceramics Limited Ordinary Shares 5-Mar-13 Notice of Removal Suspension Issuer has settled the CDC outstanding dues. 881 Dadabhoy Cement Industries Limited Ordinary Shares 25-Feb-13 Notice of Removal of Intention Settled the CDC outstanding dues. 882 Tri-Star Mutual Fund Limited Ordinary Shares 25-Feb-13 Notice of Removal of Suspension Settled the CDC outstanding dues.

Updated as of July 31, 2021 Page 27 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 883 EMP PPIC Limited Class A - Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 884 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 885 Genentech Pakistan Limited Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 886 Husein Industries Limited Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 887 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 888 Transmission Engineering Industries Limited Ordinary Shares 22-Feb-13 Intention to Suspend Failure to submit R/TA Reconciliations and payment of fine imposed thereon. 889 Frontier Ceramics Limited Ordinary Shares 19-Feb-13 Notice of Suspension Failure to settle the CDC outstanding dues. 890 Coastal Refinery Limited Ordinary Shares 15-Feb-13 Removal of Suspension Settled the CDC outstanding dues. 891 Gulistan Textile Mills Limited Ordinary Shares 11-Feb-13 Removal of Suspension Settled the CDC outstanding dues. 892 Media Times Limited Ordinary Shares 11-Feb-13 Removal of Suspension Settled the CDC outstanding dues. 893 Pak Hy-Oils Limited Term Finance Certificates 11-Feb-13 Removal of Suspension Settled the CDC outstanding dues. 894 Ruby Textile Mills Limited Ordinary Shares 4-Feb-13 Removal of Suspension Settled the CDC outstanding dues. Issuer has complied with the Regulation 13.7.1 by submitting R/TA reconciliation report 895 Three Stars Hosiery Mills (Private) Limited Sukuk Certificates 4-Feb-13 Removal of Suspension and payment of fine imposed thereon. 896 Frontier Ceramics Limited Ordinary Shares 4-Feb-13 Intention to Suspend Failure to settle the CDC outstanding dues. 897 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 898 Constellation Management Company (Private) Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 899 Dadabhoy Cement Industries Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 900 EMP PPIC Limited Class A - Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 901 EMP PPIC Limited Class B - Non-Voting Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 902 First Tri-Star Modaraba Modaraba Certificates 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 903 Genentech Pakistan Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 904 Husein Industries Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 905 Mima Cotton Mills Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 906 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 907 Transmission Engineering Industries Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 908 Tri-Star Polyester Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 909 Tri-Star Mutual Fund Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 910 Tri-Star Power Limited Ordinary Shares 30-Jan-13 Imposition of Fine Failure to submit R/TA Reconciliation 911 Pak Leather Crafts Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 912 Media Times Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 913 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 914 Constellation Management Company (Private) Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 915 Ruby Textile Mills Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 916 Pace (Pakistan) Limited Term Finance Certificates 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 917 Pace (Pakistan) Limited Sukuk Certificates 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 918 Pak Hy-Oils Limited Term Finance Certificates 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 919 Coastal Refinery Limited Ordinary Shares 28-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 920 Dandot Cement Company Limited Ordinary Shares 28-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 921 Husein Industries Limited Ordinary Shares 28-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 922 Dadabhoy Cement Industries Limited Ordinary Shares 28-Jan-13 Revised Notice of Intention to Suspend Time extension granted to settle the CDC outstanding dues, on request of the Issuer. 923 Mukhtar Textile Mills Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 924 First Tri-Star Modaraba Modaraba Certificates 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 925 Tri-Star Polyester Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 926 Tri-Star Power Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 927 Tri-Star Mutual Fund Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 928 Ecopack Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 929 Gulistan Textile Mills Limited Ordinary Shares 24-Jan-13 Notice of Suspension Failure to settle the CDC outstanding dues. 930 Chenab Limited Ordinary Shares 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues.

Updated as of July 31, 2021 Page 28 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Non Voting Cumulative Preference 931 Chenab Limited 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. Shares 932 Apollo Textile Mills Limited Ordinary Shares 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 933 Transmission Engineering Industries Limited Ordinary Shares 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 934 Kohinoor Power Company Limited Ordinary Shares 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 935 Kohinoor Industries Limited Ordinary Shares 24-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. Due to suspension of trading by the Karachi Stock Exchange Limited & Lahore Stock 936 Metropolitan Steel Corporation Limited Ordinary Shares 24-Jan-13 Notice of Suspension Exchange Limited 937 Noon Pakistan Limited Ordinary Shares 23-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 938 Noon Pakistan Limited Non-Voting Ordinary Shares 23-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 939 TRG Pakistan Limited Ordinary Shares 23-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 940 Huffaz Seamless Pipe Industries Limited Ordinary Shares 23-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 941 Worldcall Telecom Limited Ordinary Shares 18-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 942 Worldcall Telecom Limited Term Finance Certificates 18-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 943 Bunny's Limited Term Finance Certificates 18-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 944 Landmark Spinning Industries Limited Ordinary Shares 18-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 945 Paramount Spinning Mills Limited Ordinary Shares 15-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 946 Gulshan Spinning Mills Limited Ordinary Shares 15-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 947 Gulistan Spinning Mills Limited Ordinary Shares 15-Jan-13 Removal of Intention to suspend Settled the CDC outstanding dues. 948 Bunny's Limited Term Finance Certificates 9-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 949 Kohinoor Power Company Limited Ordinary Shares 9-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 950 Chenab Limited Ordinary Shares 9-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. Non Voting Cumulative Preference 951 Chenab Limited 9-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. Shares 952 Pak Leather Crafts Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 953 Media Times Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 954 Landmark Spinning Industries Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 955 Husein Industries Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 956 Huffaz Seamless Pipe Industries Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 957 Apollo Textile Mills Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 958 A.R.T. Modaraba Management (Private) Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 959 Constellation Management Company (Private) Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 960 Noon Pakistan Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 961 Noon Pakistan Limited Non-Voting Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 962 Paramount Spinning Mills Limited Ordinary Shares 8-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 963 Ruby Textile Mills Limited Ordinary Shares 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 964 Worldcall Telecom Limited Ordinary Shares 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 965 Worldcall Telecom Limited Term Finance Certificates 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 966 Pace (Pakistan) Limited Term Finance Certificates 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 967 Pace (Pakistan) Limited Sukuk Certificates 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 968 Pak Hy-Oils Limited Term Finance Certificates 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 969 Transmission Engineering Industries Limited Ordinary Shares 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 970 TRG Pakistan Limited Ordinary Shares 7-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 971 Tri-Star Power Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 972 Tri-Star Mutual Fund Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 973 Gulshan Spinning Mills Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 974 Gulistan Textile Mills Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 975 Gulistan Spinning Mills Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 976 Dadabhoy Cement Industries Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 977 Coastal Refinery Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 978 Metropolitan Steel Corporation Limited Ordinary Shares 4-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 979 Dandot Cement Company Limited Ordinary Shares 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues.

Updated as of July 31, 2021 Page 29 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action 980 Ecopack Limited Ordinary Shares 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 981 First Tri-Star Modaraba Modaraba Certificates 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 982 Kohinoor Industries Limited Ordinary Shares 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 983 Mukhtar Textile Mills Limited Ordinary Shares 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 984 Tri-Star Polyester Limited Ordinary Shares 3-Jan-13 Intention to Suspend Failure to settle the CDC outstanding dues. 985 Dadabhoy Cement Industries Limited Ordinary Shares 20-Sep-12 Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited 986 Brothers Textile Mills Limited Ordinary Shares 27-Aug-12 Removal of Suspension Consequent to restoration of trading by the Karachi Stock Exchange Limited 987 Innovative Investment Bank Limited Ordinary Shares 23-Aug-12 Imposition of Fine Failure to submit R/TA Reconciliations 988 Crosby Asset Management (Pakistan) Limited Ordinary Shares 23-Aug-12 Imposition of Fine Failure to submit R/TA Reconciliations (Half Yearly) 989 Crosby Asset Management (Pakistan) Limited Ordinary Shares 23-Aug-12 Imposition of Fine Failure to submit R/TA Reconciliations 990 NRSP Microfinance Bank Limited Ordinary Shares 23-Aug-12 Imposition of Fine Failure to submit R/TA Reconciliations Suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock Exchange 991 Hajra Textile Mills Limited Ordinary Shares 3-Aug-12 Notice of Suspension Limited Suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock Exchange 992 (Colony) Thal Textile Mills Limited Ordinary Shares 3-Aug-12 Notice of Suspension Limited Suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock Exchange 993 Brothers Textile Mills Limited Ordinary Shares 3-Aug-12 Notice of Suspension Limited Suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock Exchange 994 Data Textiles Limited Ordinary Shares 3-Aug-12 Notice of Suspension Limited Suspension of trading by the Karachi Stock Exchange Limited and Lahore Stock Exchange 995 Dadabhoy Cement Industries Limited Ordinary Shares 3-Aug-12 Notice of Suspension Limited Issuer has complied with the Regulation 13.7.1 by submitting R/TA reconciliation report 996 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 26-Jun-12 Removal of Suspension and payment of fine imposed thereon. 997 S.G. Fibre Limited Ordinary Shares 24-Apr-12 Notice of Suspension Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon Notice of Removal of Intention to 998 Pakistan Stone Development Company Sukuk Certificate 19-Apr-12 Submitted R/TA Reconciliations for the respective period Suspend Notice of Removal of Intention to 999 AMZ Asset Management Limited Ordinary Shares 18-Apr-12 Submitted R/TA Reconciliations for the respective period Suspend Notice of Removal of Intention to 1000 Baba Farid Sugar Mills Limited Ordinary Shares 16-Apr-12 Submitted R/TA Reconciliations for the respective period Suspend 1001 Baba Farid Sugar Mills Limited Ordinary Shares 11-Apr-12 Notice of Intention to suspend Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1002 Al-Hamd Foods Limited Ordinary Shares 11-Apr-12 Notice of Suspension Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1003 Fawad Textile Mills Limited Ordinary Shares 11-Apr-12 Notice of Suspension Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1004 S.G. Fibre Limited Ordinary Shares 11-Apr-12 Notice of Intention to suspend Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1005 AMZ Asset Management Limited Ordinary Shares 11-Apr-12 Notice of Intention to suspend Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1006 Pakistan Stone Development Company Sukuk Certificate 11-Apr-12 Notice of Intention to suspend Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon

1007 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 5-Apr-12 Notice of Suspension Failure to submit R/TA Reconciliation Report and payment of fine imposed thereon Notice of Removal of Intention to 1008 Gharibwal Cement Limited Term Finance Certificates 2-Apr-12 Submitted R/TA Reconciliations for the respective period Suspend Notice of Removal of Intention to 1009 Gharibwal Cement Limited Ordinary Shares 2-Apr-12 Submitted R/TA Reconciliations for the respective period Suspend 1010 K.S. Sulemanji Esmailji & Sons (Private) Limited Sukuk Certificates 30-Mar-12 Notice of Removal of Intention complied with the Regulation 13.7.1 by submitting R/TA Reconciliation. 1011 Awan Textile Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

Updated as of July 31, 2021 Page 30 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action

1012 Bahawalpur Textile Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1013 Bela Engineers Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1014 Colony Wooleen Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1015 Crescent Spinning Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1016 First Tawakkal Modaraba Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1017 Harnai Woollen Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1018 Junaid Cotton Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1019 Karim Silk Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1020 Kausar Paints Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1021 Kohinoor Edible Oils Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1022 Modern Textile Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1023 Muslim Ghee Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1024 Pak Fibre Industries Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1025 Pakistan Dairies Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1026 Qayyum Spinning Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1027 Saitex Spinning Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1028 Sind Alkalis Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1029 Tariq Cotton Mills Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1030 Tawakkal Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation

1031 Tri-Star Shipping Lines Limited Ordinary Shares 28-Mar-12 Notice of Cancellation of CDS Eligibility Consequent to delisting by the Karachi Stock Exchange (G) Limited due to liquidation 1032 United Brands Limited Ordinary Shares 19-Mar-12 Removal of Intension to Suspension complied with the Regulation 13.7.1 by submitting R/TA Reconciliation. 1033 Husein Industries Limited Ordinary Shares 19-Mar-12 Removal of Intension to Suspension complied with the Regulation 13.7.1 by submitting R/TA Reconciliation. Failure of submission of yearly R/TA reconciliation report for the period ended June 1034 Three Stars Hosiery Mills (Private) Limited Sukuk Certificates 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon Failure of submission of yearly R/TA reconciliation report for the period ended June 1035 S.G. Power Limited Ordinary Shares 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon Failure of submission of yearly R/TA reconciliation report for the period ended June 1036 Moonlite (Pak) Limited Ordinary Shares 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon

Updated as of July 31, 2021 Page 31 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Failure of submission of yearly R/TA reconciliation report for the period ended June 1037 Fawad Textile Mills Limited Ordinary Shares 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon Failure of submission of yearly R/TA reconciliation report for the period ended June 1038 Al-Hamd Foods Limited Ordinary Shares 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon Failure of submission of yearly R/TA reconciliation report for the period ended June 1039 AMZ Ventures Limited Ordinary Shares (Class 'A') 19-Mar-12 Notice of Suspension 30,2011, duly authenticated by External Auditors and non Payment of fine imposed thereon 1040 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 16-Mar-12 Revised Notice of Intention to suspend granting time extension on the request of the Issuer. 1041 Wateen Telecom Limited Ordinary Shares 14-Mar-12 Removal of Intention to suspend complied with the Regulation 13.7.1 by submitting R/TA Reconciliation. 1042 K.S. Sulemanji Esmailji & Sons (Private) Limited Sukuk Certificates 14-Mar-12 Revised Notice of Intention to suspend granting time extension on the request of the Issuer. failure of submission of yearly R/TA reconciliation report for the period ended 1043 Adam Sugar Mills Limited Ordinary shares 12-Mar-12 Imposition of Fine September30, 2011, duly authenticated by External Auditors failure of submission of yearly R/TA reconciliation report for the period ended 1044 Baba Farid Sugar Mills Limited Ordinary shares 12-Mar-12 Imposition of Fine September30, 2011, duly authenticated by External Auditors failure of submission of yearly R/TA reconciliation report for the period ended 1045 Mehran Sugar Mills Limited Ordinary shares 12-Mar-12 Imposition of Fine September30, 2011, duly authenticated by External Auditors 1046 Invest Capital Investment Bank Limited Ordinary Shares 12-Mar-12 Removal of Intention to suspend complied with the Regulation 13.7.1 by submitting R/TA Reconciliation. failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1047 Crescent Modaraba Management Company Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1048 Akd Reit Management Company Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1049 Al-Noor Modaraba Management (Private) Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1050 Alpha Beta Capital Markets (Private) Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1051 Ayesha Textile Mills Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1052 Habib Modaraba Management (Private) Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1053 S.G. Fibre Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1054 Sachal Satellite Communications (Pvt.) Limited Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1055 Sachal Satellite Communications (Pvt.) Limited Preference Shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1056 UNIVERSAL TERMINAL LIMITED Ordinary shares 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of yearly R/TA reconciliation report for the period ended June 30,2011, 1057 PAK HY-OILS LIMITED Term Finance Certificates 8-Mar-12 Imposition of Fine duly authenticated by External Auditors failure to submit of Half yearly R/TA reconciliation report for the period ended December 1058 Al-Hamd Foods Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1059 AMZ Asset Management Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1060 Bawany Air Products Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1061 Fawad Textile Mills Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011,

Updated as of July 31, 2021 Page 32 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action failure to submit of Half yearly R/TA reconciliation report for the period ended December 1062 Gatron (Industries) Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1063 Habib Bank Financial Services (Pvt.) Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1064 Husein Industries Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1065 Magnus Investment Advisors Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1066 National Asset Management Company Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1067 Pakistan Stone Development Company Sukuk Certificate 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1068 Alpha Beta Capital Markets (Private) Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1069 Habib Modaraba Management (Private) Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1070 S.G. Fibre Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1071 Sachal Satellite Communications (Pvt.) Limited Ordinary shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1072 Sachal Satellite Communications (Pvt.) Limited Preference Shares 8-Mar-12 Imposition of Fine 31, 2011, failure to submit of Half yearly R/TA reconciliation report for the period ended December 1073 Crosby Phoenix Fund Units 8-Mar-12 Imposition of Fine 31, 2011, 1074 Al-Hamd Foods Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1075 AMZ Ventures Limited Ordinary Shares (Class 'A') 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1076 Fawad Textile Mills Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1077 Gharibwal Cement Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1078 Gharibwal Cement Limited Term Finance Certificates 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1079 Husein Industries Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1080 Invest Capital Investment Bank Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1081 K.S. Sulemanji Esmailji & Sons (Private) Limited Sukuk Certificates 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1082 Mandviwalla Mauser Plastic Industries Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1083 Moonlite (Pak) Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1084 S.G. Power Limited Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1085 Three Stars Hosiery Mills (Private) Limited Sukuk Certificates 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1086 UNITED BRANDS LIMITED Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

1087 WATEEN TELECOM LIMITED Ordinary shares 6-Mar-12 Notice of Intention to suspend failure to submit yearly R/TA Reconciliation Report and payment of fine imposed thereon

Updated as of July 31, 2021 Page 33 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action Suspension of trading by the Karachi Stock Exchange (G) Limited, Lahore Stock Exchange 1088 Javed Omer Vohra & Company Limited Ordinary Shares 29-Feb-12 Notice of Suspension (G) Limited and Islamabad Stock Exchange (G) Limited Failure of submission of yearly R/TA reconciliation report for the period ended June 1089 Data Textiles Limited Ordinary Shares 28-Feb-12 Notice of Suspension 30,2011, duly authenticated by External Auditors Failure of submission of yearly R/TA reconciliation report for the period ended June 1090 Javed Omer Vohra & Company Limited Ordinary Shares 28-Feb-12 Notice of Suspension 30,2011, duly authenticated by External Auditors 1091 First Constellation Modaraba Modaraba Certificates 24-Feb-12 Notice of Suspension Pursuant to Order of Honorable High Court of Sindh Suspension of trading by the Karachi Stock Exchange (G) Limited & Lahore Stock Exchange 1092 Shahpur Textile Mills Limited Ordinary Shares 16-Feb-12 Notice of Suspension (G) Limited Suspension of trading by the Karachi Stock Exchange (G) Limited & Lahore Stock Exchange 1093 Fawad Textile Mills Limited Ordinary Shares 16-Feb-12 Notice of Suspension (G) Limited Suspension of trading by the Karachi Stock Exchange (G) Limited & Lahore Stock Exchange 1094 Al-Azhar Textile Mills Limited Ordinary Shares 16-Feb-12 Notice of Suspension (G) Limited 1095 AMZ Ventures Limited Ordinary Shares 16-Feb-12 Notice of Suspension Suspension of trading by the Karachi Stock Exchange (G) Limited 1096 Gulshan Spinning Mills Limited Ordinary Shares 7-Feb-12 Censure Non-Compliance Regulation 8.3.1(a)(ii), 8.3 & 8.7 of CDC Regulations 1097 First Constellation Modaraba Modaraba Certificates 1-Feb-12 Removal of Suspension Restoration of trading by the Karachi Stock Exchange (G) Limited 1098 First Constellation Modaraba Modaraba Certificates 30-Jan-12 Notice of Suspension due to the suspension of trading by the Karachi Stock Exchange (G) Limited failure to submission of yearly R/TA reconciliation report for the period ended June 1099 Data Textiles Limited Ordinary Shares 26-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1100 Javed Omer Vohra & Company Limited Ordinary Shares 26-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1101 AL RAZI HEALTHCARE (PVT.) LIMITED SUKUK CERTIFICATES 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1102 AL-AZHAR TEXTILE MILLS LIMITED Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1103 Al-Hamd Foods Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors Term Finance Certificates (05-09- failure to submission of yearly R/TA reconciliation report for the period ended June 1104 Al-Zamin Leasing Corporation Limited 9-Jan-12 Imposition of Fine 02) 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1105 Al-Zamin Leasing Modaraba Term Finance Certificates 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1106 AMZ Asset Management Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1107 AMZ Ventures Limited Ordinary Shares - Class "A" 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1108 Azam Textile Mills Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1109 BUNNY'S LIMITED Term Finance Certificates 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1110 COASTAL REFINERY LIMITED Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1111 DADABHOY CEMENT INDUSTRIES LIMITED Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1112 Eden Housing Limited Sukuk Certificates (2nd issued) 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1113 Eden Housing Limited Sukuk Certificates 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1114 Educational Excellence Limited SUKUK CERTIFICATES 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1115 Fawad Textile Mills Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors

Updated as of July 31, 2021 Page 34 of 35 Disciplinary Register - Issuers Under Regulation 14.6.1 of the CDC Regulations S. No. Name of the Issuer Security Type Date of Action Action taken Reason for action failure to submission of yearly R/TA reconciliation report for the period ended June 1116 Genentech Pakistan Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1117 Gharibwal Cement Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1118 Gharibwal Cement Limited Term Finance Certificates 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1119 Halmore Power Generation Company Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1120 Husein Industries Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1121 Invest Capital Investment Bank Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1122 K.S. Sulemanji Esmailji & Sons (Private) Limited SUKUK CERTIFICATES 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1123 Latif Jute Mills Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1124 Mandviwalla Mauser Plastic Industries Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1125 Moonlite (Pak) Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1126 Olympia Textile Mills Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1127 Pakistan Capital Market Fund Units 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1128 Pakistan Premier Fund Units 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1129 S.G. Power Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1130 Saritow Spinning Mills Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1131 Sweetwater Dairies Pakistan (Private) Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1132 Three Stars Hosiery Mills (Private) Limited Sukuk Certificates 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1133 United Brands Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors failure to submission of yearly R/TA reconciliation report for the period ended June 1134 Wateen Telecom Limited Ordinary Shares 9-Jan-12 Imposition of Fine 30,2011, duly authenticated by External Auditors

R/TA reconciliation report has been submitted within stipulated time, therefore fine was not imposed against these companies.

Updated as of July 31, 2021 Page 35 of 35