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December 2018 A Guide To Canada’s Export Control List December 2018 Introduction INTRODUCTION The issuance of export permits under the Export and Import Permits Act (EIPA) is administered by the Trade and Export Controls Bureau of Global Affairs Canada. To assist exporters, the Trade and Export Controls Bureau publishes on its website (www.exportcontrols.gc.ca) important information, such as the Export Controls Handbook, Export Controls Online (EXCOL), Notices to Exporters, Frequently Asked Questions (FAQs), Commodity Codes, and the contact information for the divisions in the Trade and Export Controls Bureau administering export controls for specific items. For information on how to apply for an export permit and additional information on export controls, please refer to our website: www.exportcontrols.gc.ca. For detailed information on export controls, please refer to the Export Controls Handbook: The main reference tool to assist exporters with questions about the administration of Canada’s export controls (except export of logs). The handbook includes how to obtain the necessary permits for the export or transfer of controlled items and how to comply with the requirements of the Export and Import Permits Act and its related regulations. To enquire on the status of an export permit application: Recognized EXCOL users can check the status of an export permit application on-line. Non-recognized users can obtain, from our website (www.exportcontrols.gc.ca), the contact information for the appropriate division responsible for administering the specific control and request a status by providing their export permit application identification (ref ID) number. Export Control List The Regulation establishing Canada’s Export Control List (ECL) can be found at the Department of Justice website at www.laws.justice.gc.ca/eng/regulations. Regulatory amendments to the ECL that occur after the publication date of this Guide are published in the Canada Gazette (http://www.gazette.gc.ca/gazette/home-accueil-eng.php), are available on our website (www.exportcontrols.gc.ca) and, upon coming into force, are available on the Department of Justice website (www.laws.justice.gc.ca/eng/regulations/). It is the individual’s responsibility to conduct the due diligence required to confirm whether any intervening regulatory changes are applicable to their export or transfer. This Guide, at time of publication, encompasses the list of items enumerated on the ECL that are controlled for export in accordance with section 3 of the EIPA. The EIPA can be found at the Department of Justice website at www.laws.justice.gc.ca/eng/acts/. The Guide includes military, dual-use, and strategic goods and technology and all United States- origin goods and technology that are controlled pursuant to Canada’s commitments made in multilateral export control regimes, bilateral agreements, as well as certain unilateral controls. The Guide also includes forest products (logs, softwood lumber) agricultural and food products (peanut butter, sugar and sugar-containing products, processed foods, dog and cat food) apparel goods and vehicles that are controlled for economic reasons or further to Canada’s international trade agreements. Unless otherwise specified, the export controls for military, dual-use and strategic items contained in this Guide apply to all destinations except the United States. A Guide to Canada’s Export Control List – December 2018 Introduction The most recent versions of each multilateral export control regime’s control lists included in the ECL are: Export Control Regimes Latest Controls Incorporated into ECL Wassenaar Arrangement December 2018 Nuclear Suppliers Group June 2018 Missile Technology Control Regime December 2018 Australia Group June 2018 A Guide to Canada’s Export Control List - December 2018 Table of Contents TABLE OF CONTENTS GROUP 1 – DUAL-USE LIST............................................................................................................ 1 Category 1: Special Materials and Related Equipment .................................................................... 2 Category 2: Materials Processing ................................................................................................... 21 Category 3: Electronics ................................................................................................................... 42 Category 4: Computers ................................................................................................................... 68 Category 5 - Part 1: Telecommunications ...................................................................................... 74 Category 5 - Part 2: “Information Security” ................................................................................... 83 Category 6: Sensors and “Lasers” .................................................................................................. 90 Category 7: Navigation and Avionics ........................................................................................... 128 Category 8: Marine ....................................................................................................................... 137 Category 9: Aerospace and Propulsion ......................................................................................... 144 GROUP 2 – MUNITIONS LIST .................................................................................................... 156 2-1. Smooth-bore weapons with a calibre of less than 20 mm, other arms and automatic weapons with a calibre of 12.7 mm (calibre 0.50 inches) or less and accessories, and specially designed components therefor ..................................................................... 156 2-2. Smooth-bore weapons with a calibre of 20 mm or more, other weapons or armament with a calibre greater than 12.7 mm (calibre 0.50 inches), projectors and accessories, and specially designed components therefor .............................................................. 157 2-3. Ammunition and fuze setting devices, and specially designed components therefor ....................................................................................................................... 158 2-4. Bombs, torpedoes, rockets, missiles, other explosive devices and charges and related equipment and accessories, and specially designed components therefor .................. 158 2-5. Fire control, surveillance and warning equipment, and related systems, test and alignment and countermeasure equipment specially designed for military use, and specially designed components and accessories therefor ........................................... 159 2-6. Ground vehicles and components ............................................................................... 160 2-7. Chemical agents, “biological agents”, “riot control agents”, radioactive materials, related equipment, components and materials ............................................................ 161 2-8. “Energetic materials” and related substances ............................................................. 164 2-9. Vessels of war (surface or underwater), special naval equipment, accessories, components and other surface vessels ........................................................................ 174 2-10. “Aircraft”, “lighter-than-air vehicles”, “Unmanned Aerial Vehicles” (“UAVs”), aero- engines and “aircraft” equipment, related equipment, and components, specially designed or modified for military use ......................................................................... 176 A Guide to Canada’s Export Control List – December 2018 i Table of Contents 2-11. Electronic equipment, “spacecraft” and components, not specified elsewhere on the Munitions List ............................................................................................................. 177 2-12. High velocity kinetic energy weapon systems and related equipment, and specially designed components therefor .................................................................................... 178 2-13. Armoured or protective equipment, constructions and components ........................... 179 2-14. ‘Specialised equipment for military training’ or for simulating military scenarios, simulators specially designed for training in the use of any firearm or weapon specified by 2-1. or 2-2., and specially designed components and accessories therefor. ........... 180 2-15. Imaging or countermeasure equipment, as follows, specially designed for military use, and specially designed components and accessories therefor ..................................... 180 2-16. Forgings, castings and other unfinished products, specially designed for items specified by 2-1. to 2-4., 2-6., 2-9., 2-10., 2-12. or 2-19. ........................................................... 180 2-17. Miscellaneous equipment, materials and “libraries”, and specially designed components therefor .................................................................................................... 180 2-18. ‘Production’ equipment and components ................................................................... 182 2-19. Directed Energy Weapon (DEW) systems, related or countermeasure equipment and test models, and specially designed components therefor .......................................... 182 2-20. Cryogenic and “superconductive” equipment, and specially designed components and accessories therefor ....................................................................................................
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