Evgeny Pashukanis
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Evgeny Pashukanis A Critical Reappraisal Interest in the best-known Soviet legal scholar, Evgeny Pashukanis, today remains widespread. But how and why did Pashukanis emerge as the pre- eminent Soviet jurist from 1924 to 1930, come under only minor criticism from 1930 to 1936, and then be denounced and executed in 1937 as a ‘Trotskyite saboteur’? And why have many Western scholars generally praised the quality and originality of Pashukanis’ work, yet also drawn the conclu- sion that his fate illustrates the intrinsic impossibility of the entire communist project? Answering these questions through a thorough examination of Pashukanis’ relationship to the Stalinist regime, Head shows how Pashukanis’ writings provide a rich source of material on the Marxist theory of law and the state, as well as attempts to apply that theory in Soviet Russia. It is, he argues, in a proper assessment of the historical and political context of Pashukanis’ work that the striking contemporary relevance of his Marxist legal theory is revealed; particularly in view of the universal assault on civil liberties in the indefinite war on terror and the constant escalation of ‘law and order’ measures in Western societies. Dr Michael Head is Associate Professor in the Law School at the University of Western Sydney. Nomikoi: Critical Legal Thinkers, edited by Peter Goodrich and David Seymour. Nomikoi: Critical Legal Thinkers Series editors: Peter Goodrich Cardozo School of Law, New York David Seymour Lancaster University, UK Nomikoi: Critical Legal Thinkers presents analyses of key critical theorists whose thinking on law has contributed significantly to the development of the new interdisciplinary legal studies. Addressing those who have most influ- enced legal thought and thought about law, the aim of the series is to bring legal scholarship, the social sciences and the humanities into closer dialogue. Other titles in the Series Judith Butler: Ethics, Law, Politics, Elena Loizidou Evgeny Pashukanis A critical reappraisal Michael Head First published 2008 by Routledge-Cavendish Published 2014 by Routledge 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN 711 Third Avenue, New York, NY 10017, USA Routledge is an imprint of the Taylor & Francis, an informa business © 2008 Michael Head Typeset in Times and Gill Sans by RefineCatch Limited, Bungay, Suffolk All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging-in-Publication Data Head, Michael, LL. B. Evgeny Pashukanis : a critical reappraisal / Michael Head. p. cm. “Simultaneously published in the USA and Canada.” Includes bibliographical references. ISBN 978–1–904385–76–9 (hardback : alk. paper) – ISBN 978–1– 904385–75–2 (pbk. : alk. paper) 1. Law and socialism. 2. Sociological jurisprudence. 3. Law–Soviet Union–Philosophy–History. 4. Pashukanis, Evgenii Bronislavovich, 1891–1938? 5. Law teachers– Soviet Union–Biography. I. Title. K357.H43 2007 340′.115–dc22 2007003289 ISBN 978–1–904–38576–9 (hbk) ISBN 978–1–904–38575–2 (pbk) ISBN 978–0–203–94526–1 (ebk) Contents Preface ix 1 Why Pashukanis? 1 The challenge of early Soviet jurisprudence 4 Is communism really dead? 6 Towards a new assessment of Pashukanis 8 How the early debates evolved 13 2 The Marxist view of law: socialism and democracy 17 The neglected Marxist heritage 17 Fundamental conceptions 19 Essential propositions 22 3 The Russian Marxists and law 41 George Plekhanov’s contribution 41 Lenin and law 43 Leon Trotsky’s observations 58 4 The dynamics of the Russian Revolution 67 The mass character of the Russian Revolution 67 The physiognomy of the Russian Revolution: permanent revolution 72 The roots of the degeneration 78 The NEP and the emergence of the Stalinist layer 82 The Left Opposition 86 vi Contents 5 Bolshevik ‘law’ in practice 91 Lagging behind events 91 Educative decrees 93 The establishment of Soviet power 95 ‘War Communism’ 99 The New Economic Policy 102 Stalinist ‘legality’ 107 6 The passionate legal debates of early Soviet Russia: 1917–24 111 1917–21: From revolution to civil war 115 1921–24: The impact of the NEP 119 Stuchka and Pashukanis 124 7 From debates to diatribes: 1924–37 131 1924–27: The final period of genuine debate 131 1927–37: From debates to diatribes 147 Conclusion 151 8 Evgeny Pashukanis and Stalinism: the rise and fall of a Soviet jurist 153 Pashukanis and the shifts in Soviet policy 157 Pashukanis’ demise 160 Conclusion 167 9 Pashukanis’ theoretical achievements 169 Critique of legal form 170 The ‘commodity exchange’ theory 177 Law versus regulation and planning 181 The withering away of law (against ‘proletarian law’) 183 ‘Crime’, ‘guilt’ and ‘punishment’ 184 Law and morality 186 Ideology and legal theory 189 10 Was there an alternative? Pashukanis and the Opposition 193 From democracy to repression 195 The analysis of the Left and Joint Oppositions 197 Contents vii 11 Pashukanis and Western theorists 205 Traditional assessments 207 ‘Left-wing’ criticisms 211 Alan Hunt 222 Hugh Collins 226 12 Is Pashukanis still relevant? 231 Pashukanis and the assault on civil liberties 232 ‘Crime’ and ‘punishment’ 240 Law and regulation 246 Marxism and Stalinism 249 Bibliography 253 Index 263 This page intentionally left blank Preface My interest in Evgeny Pashukanis goes back to my university student days in the early 1970s. It was a period of considerable political tumult and ferment internationally – from the May–June 1968 general strike in France and the Soviet suppression of the ‘Czechoslovakian Spring’ later that year, to the massive movements against the Vietnam War, the ousting of Richard Nixon and the downfall of the dictatorships in Spain, Portugal and Greece. Once I became acquainted with Marxism and the writings of Leon Trotsky, it was natural that, as a law student, I turned my attention to what had happened to the promise of the 1917 Soviet revolution, including in the field of law. I soon discovered considerable confusion surrounding the various attempts that were being made, mostly by ‘left-wing’ academics, to present Pashukanis as an enlightened alternative to Stalinism. This seemed incongruous because Pashukanis had risen to become one of the most prom- inent legal theorists after Stalin’s victory over the Left Opposition in 1924. I was not able to pursue my intellectual curiosity, however, until my partial return to academic life in 1999, when I began teaching at the University of Western Sydney and launched into a PhD thesis on ‘Marxism, revolution and law: the experience of early Soviet Russia’. Finally, the Glasshouse Press series ‘Nomikoi: Critical Legal Thinkers’ gave me the opportunity to transform part of my thesis into a reassessment of Pashukanis. To my mind, the issues raised by the Soviet revolution and its pre-Stalinist achievements remain critical for the future of human civilisation. Far from being rendered redundant by the ultimate collapse of the thoroughly degenerated Soviet state in 1991, the principles that guided the early Soviet leaders and theorists have become all the more relevant following the disinte- gration of the Kremlin regime that many falsely called communist. In today’s world of revived militarism, worsening inequality and intense popular dis- satisfaction with the prevailing ‘free market’ agenda of global capitalism, nothing is more important than clearing up the widely misunderstood histor- ical record of what went wrong in the Soviet Union. I hope this volume makes at least a small contribution to that task. This is largely a work of analysis, not original research. It is based on x Preface the published anthologies and translations into English of the writings of Pashukanis and other early Soviet legal scholars. These materials are adequate for an overall assessment, but a more complete picture may emerge from future publications and translations of wider ranges of documents. In particular, this may be so with regard to the role of the Left and Joint Oppositions of 1923–27, and the complex interrelationship between their political challenges to the Kremlin leadership and the ongoing legal and jurisprudential debates. Hopefully, indeed, this volume may encourage other scholars, including Russian historians and legal theorists, to more fully explore the issues raised. My thanks go to my students and colleagues in the Law School at the University of Western Sydney for their encouragement and interest. Over successive years, I have been repeatedly stimulated intellectually by the com- ments and suggestions of students in my Jurisprudence and Law Foundation classes, where we have touched upon the enigmas of Pashukanis. I have had the pleasure also of presenting several fruitful seminars on my work to my fellow academics at UWS and other universities. For their advice and rigour, I owe a special debt to the supervisors of my PhD thesis at UWS: Razeen Sappideen and Scott Mann. Nor could this volume have been completed without the generous contri- butions of the staff and students of Osgoode Hall Law School at York University, Toronto, where I spent half a year in 2003 substantially complet- ing my thesis. For their criticisms and support, I am indebted to two examin- ers of my thesis: Harold Berman and Gill Boehringer. I am also grateful to Harry Glasbeek and Frederick Choate for reading and commenting on draft chapters of this book. Needless to say, the responsibility remains entirely mine for the final outcome. For their intellectual inspiration, I owe much to my colleagues in the Socialist Equality Party and at the World Socialist Web Site, for which I write regularly.