Universities and Research Institutions: Function As the Main Suppliers of Sci-Tech Achievements

3 Background of Sci-Tech Cooperation and Achievements' Transformation

The Knowledge Economy has become the dominant economic form of the 21st century.

Knowledge

Factors that play a decisive Intelligence role in the economy Sci-Tech Achievements Background of Sci-Tech Cooperation and Achievements' Transformation

With the arrival of the Era of Knowledge Economy, Sci-Tech as an important manifestation of knowledge has become the core elements of national economy and productivity, and has played an important role in the development of national industries.

At present, China's economy development is in the transition from high-speed to high-quality. To build an innovative country and take the road of innovation-driven has become an important strategy for China's development. Background of Sci-Tech Cooperation and Achievements' Transformation

Traditional growth model

Driving Force：Resources, China’s economic growth model Capital and Cheap Labor

New era growth model

Driving Force: Science and Technology Background of Sci-Tech Cooperation and Achievements' Transformation

Innovation-driven Development Strategy Deepen the reform of Sci-Tech system, promote the deep integration of Sci-Tech and economy, accelerate the National Strategy construction of a national innovation system, focus on building a technological innovation system that combines enterprise as the main body, market orientation, and the integration of industry, education and research

How to focus on the needs of national strategy and the needs of regional economic and social development, to face the industry, and to promote the transformation of Sci-Tech achievements to University Action actual productivity in universities as soon as possible, becomes the key focus of the implementation of innovation-driven development strategy in universities. Background of Sci-Tech Cooperation and Achievements' Transformation

Strategy of Rejuvenating China through Science & Education National Strategy Deepen the reform of Sci-Tech and education system, promote the deep integration of Sci-Tech, education and economy. Build world-class universities and disciplines.

Vigorously promote the innovation of scientific research organizations, rely on key research base, focus on major scientific research projects, improve scientific research mechanisms, carry out collaborative innovation, optimize resource allocation, and improve University Action innovation capabilities. Deepen the integration of industry and education, open up the innovation chain of universities, promote a mechanism for transforming Sci-Tech achievements with market orientation, social capital participation, and deep integration of multiple factors. Background of Sci-Tech Cooperation and Achievements' Transformation

Improve the Level of Scientific Research Innovation The main path to promote scientific and technological progress Improve the Efficiency of the Transformation of Sci-Tech Achievements 1

3 Path of Sci-Tech Cooperation and Achievements ' Transformation

The transformation of scientific and technological achievements

Transformation of scientific and technological achievements means, in order to improve the level of productivity, a series activities are conducted on sci-tech achievements with practical value which are produced by scientific research and technological development, including follow-up experiment, development, application and promotion until the development of new products, new technologies, new materials and new industries developed. Path of Sci-Tech Cooperation and Achievements ' Transformation

Direct Transformation Path of Sci-Tech Achievements Transformation Indirect Transformation Path of Sci-Tech Cooperation and Achievements ' Transformation

Direct Transformation of Sci-Tech Achievements

1.Scientific and technical staff start their own business ； 2.Universities, research institutions and enterprises carry out cooperation or contract research； 3.Universities, research institutions and enterprises conduct personnel exchanges ； 4.The network platform of communication between universities, research institutes and enterprises. Path of Sci-Tech Cooperation and Achievements ' Transformation

Indirect Transformation of Sci-Tech Achievements

1. Through specialized agencies to implement transformation of sci- tech achievements ； 2. Through the establishment of sci-tech achievements transformation institutions in universities to implement transformation of sci-tech achievements ； 3. Through science and technology consulting companies to carry out sci-tech achievements transformation activities. Path of Sci-Tech Cooperation and Achievements ' Transformation The Main Role that Each Subject Takes in Sci-Tech Achievement Transformation 1. Government: Play a guiding role in formulating effective policies and regulations. 2. Enterprise: Assuming the main recipient of sci-tech achievements. 3. Universities and Research Institutions: Function as the main suppliers of sci-tech Achievements. 4. Third-party technical service agencies: provide technical support services. 5. Intermediary agencies: Promoting the marketization of technology. Path of Sci-Tech Cooperation and Achievements ' Transformation

The science and technology agencies mainly include the achievement promotion agencies of Ministry of Science and Technology and local scientific and technological departments, Hi-tech Fairs, Technology Malls, Technical Development Corporations, University Science Parks, Pioneer Parks, Incubators, and Productivity Promotion Centers. To play a role in transferring technological achievements through the establishment of technology markets. Path of Sci-Tech Cooperation and Achievements ' Transformation Main Factors Affecting the Transformation of Sci-Tech Achievements in Universities

1. The quality of talent training and faculty level； 2. Discipline level, discipline structure and degree of industry convergence； 3. Science and Technology Strength and Policy； 4. International cooperation in science and technology； 5.Support system, including sci-tech achievements conversion agencies, policies, etc. 1

3 KMUST’s Human, Intellectual, Discipline and Sci-Tech advantages KMUST is the Largest Key University in Yunnan Province with a Complete List of Programs in a variety of Areas

ØEstablish long-term and stable friendly sci-tech cooperation and academic exchange relations with more than 60 universities and research institutions in more than 30 countries ØEstablished Overseas Schools in Laos, Thailand and Vietnam ØPlayed a positive role as representatives of Chinese universities in Asia-Europe cooperation, ASEAN cooperation, GMS cooperation, etc. Positively Promote International Cooperation and Development

A Solid Foundation of Sci-Tech Innovation Capability

More than 20 national and 77 provincial and ministerial level scientific and technological innovation platforms, including National Key Laboratory, National Engineering Research Center/Engineering Laboratory, National University Science Park, National Center for International Technology Transformation, and National Innovation Talents Training Demonstration Base etc., and 890 million yuan research funding A total of 16 Ministry of Science and Technology/Ministry of Education Innovation Teams, Yunnan Innovation Teams, Yunnan University Science and Technology Innovation TeamS, etc. Class A Comprehensive Design Institute (Engineering and Technology Industrialization Platform) Typical Practice 1. Establish a support system for scientific and technological innovation, and create a good stage for international cooperation Technological Innovation Support System is an important source of Technological Innovation and Transformation Platform technology for international National National University Science Park, National National Engineering Technology Transfer Center, National cooperation and technology MOE/Provincial Center Laboratory University Student Science and Technology transformation. The scientific Key Laboratory Entrepreneurship Practice Base, Yunnan and technological innovation International Technology Transfer Center platform is an important Provincial key Provincial and ministerial School-level production stage for international discipline open engineering center and research cooperation engineering laboratory cooperation. laboratory/base platform and base School-level School-level research Technology Industry research institutes, institutes, research Corporation and wholly- owned or participating laboratories centers, laboratorie holding company Basic Research System Technology R&D System Sci-Tech Achievements Transfer and Transformation System Technological Innovation "Pyramid" Support System for KMUST International Cooperation and Technology Transfer Three major technological innovation support systems ： • Build basic research and applied basic research system, and carry out knowledge innovation ； • Applied technology R&D system based on engineering technology, carry out technological innovation ； • To build a platform for the transformation and incubation of scientific and technological achievements based on the combination of industry, education and research, and to carry out transformation and incubation of achievements. Typical Practice 2.Establish a University Science Park to Open up the Docking Channel for

Technical Capital + Currency Capital Formulate the “Measures for the Management of Technology Investment in Kunming University of Science and Technology” to open up the connection channel between technology capital and currency capital. Established the Science Park of Kunming University of Science and Technology. In January 2010, it was recognized as a National University Science Park by the Ministry of Science and Technology and the Ministry of Education, and became a 昆理工大校字号 specialized institution for incubating technology to be a technology enterprise.

By the end of 2017：昆明理工大学技术入股管理办法试行 Enterprises in the incubation：236 High-tech Enterprises：20 Park Revenue：0.47 Billion Yuan Employment Opportunity: 2375 Transformation of KMUST Technical Achievements：130 第三章技术入股权益及分配 Incubated Listed Company：5 第十六条以学校技术成果出资入股或增资扩股其所获股份的由课题组成员直接持股其余由学校持股

第十七条以学校非政府计划科技项目验收结题后结余经费出资入股或增资扩股其所获股份的由课题组成员直接持股其余由学校持股

Lianhua Science and Technology Park Planning Renderings of Chenggong Incubation Base Entrepreneurship Building A & B Typical Practice 3. Establish a Technology Transfer Center and Build a First-Class Technology Transfer Platform

• Revised the "Kunming University of Science and Technology University Patent Transfer and Gains Management Measures" to mobilize the enthusiasm and creativity of scientific and technological personnel. The establishment of Kunming University of Science and Technology Transfer Center was respectively recognized by the Ministry of Science and Technology as the National Technology Transfer Center in 2009, and as the National Center for 昆理工大校字号 International Technology Transfer in 2014. The center has become a specialized agency for technology transfer. 昆明理工大学专利技术成果转移转化和收益处置管理办法试行

第四章专利技术成果转移转化的收益处置

第八条对于专利技术转让、实施许可取得的收入，由知识产权发

展研究院在财务处设立专利技术转移转化业务费专户管理。所得收入

在扣除税金、技术转移服务费（5%）、学校知识产权管理费（5%）、专利

申请维持费、专利权属变更登记费、无形资产第三方评估费等专利转

移转化过程中的成本费用后，再按照学校、学院和专利发明人（团队）

各占 5%、5%和 90%的比例进行分配（奖励）处置。其间所涉及的个人

所得税由财务处代扣代缴。 Typical Practice 3. Establish a Technology Transfer Center and Build a First-Class Technology Transfer Platform • Establish long-term stable international and domestic technical cooperation channels. KMUST Technology Transfer Center has established international cooperation exchanges and technology transfer platforms with more than 30 countries, including United States, Britain, Canada, Thailand, Myanmar, South Africa, etc. Founded the Beijing-Shanghai-Yunnan Technology Transfer Alliance and the Southwest Technology Transfer Alliance domestically. Formed the "Technical Manager + Discipline Expert" model of technology transfer team. Established a relatively complete technology transfer service system. Taking the Science and Technology • Collaborate with the Institute of Materials Research, Michigan Institute of Technology, USA to establish a Platform as the carrier. To cooperate with joint laboratory for the application and management of microwave new technology and industrialization； foreign research institutions and • Collaborate with the National Carbon Materials Research Institute of Spain to develop technology for universities to carry out sci-tech microwave heating and catalytic preparation of biosynthetic gas, and implement technology export； cooperation and technology transfer in • Carry out research cooperation on technology development with Utah State University and universities the long run and research institutes in Germany, Northern Ireland, etc. • Kunming Dingbang Technology Co., Ltd., exports complete sets of equipment and technology of non- Take the industrialization platform as ferrous metal vacuum extraction patented technology to the United States, Britain, Vietnam, Malaysia ； the carrier and launch advanced and other countries • Yunnan South Star Technology Development Co., Ltd., exports complete sets of electrolytic copper technology and equipment import and equipment and patented technology to Kazakhstan; export with foreign companies • Kunming Yunnan Power Engineering Co., Ltd., exports hydropower equipment and patented technology to Myanmar。

• Carry out long-term faculty training programs with universities in Canada, the United States, and New Take the public service platforms as a Zealand； carrier to strengthen cooperation with • Cooperate with the Northern Melbourne Institute of Technology and the University of South Queensland, ； foreign universities on talent cultivation Australia • Carry out faculty and student exchange programs with the Blekinge Institute of Technology in Sweden； and cooperation in running schools • Cooperate with three universities, such as the University of Paris Polytechnic, France, to jointly cultivate doctoral students who are awarded doctoral degrees both in France and China. Typical Practice 3. Establish a Technology Transfer Center and Build a First-Class Technology Transfer Platform • Strengthened internal management and clearly defined the scope and main body of technology transfer. Typical Practice 3. Establish a Technology Transfer Center and Build a First-Class Technology Transfer Platform • Strengthen Organization al Leadership Typical Practice 3. Establish a Technology Transfer Center and Build a First-Class Technology Transfer Platform • Implement the Operating Mode of “Market Demand, Government Guidance, Entity Operation, and Standard Management” 1 2 3 4 Public Welfare and Marketization Operation Open Government mechanism Dynamic Management M M Mechanism echanism echanism

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1. Relying on Kunming Hi-tech Zone and the International Technology Transfer Center established by KMUST, it is open to Transasia research institutions, enterprises, and international students of various types, integrates various innovative resources, and jointly carries out innovation and entrepreneurship. 2. The center implements government support and business operation mechanisms. To support the transformation, industrialization, and internationalization of sci-tech achievements through economic and sci-tech plans. 3. Public information about the demand for technological achievements at home and abroad shall be free of charge. For sci-tech achievements information that can be transformed into industrialization and can directly generate economic benefits, in principle, the transferee will receive paid services in accordance with the preferential treatment. 4. Implement on-demand posts, open recruitment, equal competition, strict assessment, contract appointment human resource management mechanisms. And to implement the labor distribution system accordingly with the main contents of determining compensation according to the posts and performance, and rewards for excellent employees. The overall Effectiveness of International Cooperation and Technology Transformation of KMUST

China

KMUST International Technology Transfer Center The overall Effectiveness of International Cooperation and Technology Transformation of KMUST The technology transfer scale of KMUST has already Completion of technology transfer project: More than 3,000 items Technology transfer project contract value: 3.1 billion yuan accounted for Two-Thirds of the total of more than 60 Promoting Strategic Emerging Industry Technology Transfer Projects: More higher education institutions in Yunnan Province. than 1000 Items The number of major technology transfer projects: More than 50 items The Number of service companies: More than 4,000 Achieve social and economic benefits: 500 billion yuan