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Lecture 3

Bound-state solutions of Plan of the lecture

• Few comments about Dirac equation

• Free- and bound-state solutions

• Dirac’s spectroscopic notations – Integrals of of states

• Energy levels of the bound-state Dirac’s particle

• Structure of Dirac’s wavefunction

• Radial components of the Dirac’s wavefunction Four-vectors In the relativistic world it is more convenient to work with four-vectors:

Contravariant vectors Covariant vectors

휇 푥 = 푡, 푥, 푦, 푧 푥휇 = 푡, −푥, −푦, −푧 휕 휕 휕 휕 휕 휕 휕 휕 휕휇 = , − , − , − 휕 = , , , 휕푡 휕푥 휕푦 휕푧 휇 휕푡 휕푥 휕푦 휕푧

휇 푝 = 퐸, 푝푥, 푝푦, 푝푧 푝휇 = 퐸, −푝푥, −푝푦, −푝푧

Lorentz transformation 푥′휇 = ෍ 푎휈 푥휇 ′ 휈 휇 푥휇 = ෍ 푎휇 푥휇 휈 휈 훾 −훾훽 0 0 훾 훾훽 0 0 −훾훽 훾 훾훽 훾 0 0 푎휈 = 0 0 푎휈 = 휇 0 0 1 0 휇 0 0 1 0 0 0 0 1 0 0 0 1 Klein-Gordon equation Based on the relativistic energy-mass equation:

퐸2 = 푝ҧ2 + 푚2

One can derive Klein-Gordon equation for scalar (zero-) relativistic particles: Oscar Klein

휇 2 휕 휕휇 + 푚 휑 푥 = 0

By introducing d'Alembert : 휕2 휕휇휕 =⊡= − 휵2 휇 휕푡2

We can re-write Klein-Gordon equation as: ⊡ + 푚2 휑 푥 = 0 Klein-Gordon equation

We can derive Klein-Gordon equation for scalar (zero-spin) relativistic particles:

휇 2 휕 휕휇 + 푚 휑 푥 = 0

Free-particle solutions of this equation: Oscar Klein 휑 푥 = 푁 푒−푖 푝푥 = 푁 푒−푖퐸푡+푖풑풓

Allow particles with both positive and negative energy: 퐸 = ± 풑2 + 푚2

And with positive and negative probability density: 푗0 = 2 푁 2 퐸

How do we understand negative-energy solutions? And what is much worse, the negative probability density? Dirac equation

We can re-write Klein-Gordon equation yet in the other form:

휇 2 휇 2 휕 휕휇 + 푚 휑 푥 = 0 푝 푝휇 − 푚 = 0

The idea of Dirac was to linearize the Klein-Gordon equation:

휇 2 휇 휈 푝 푝휇 − 푚 = 훾 푝휇 − 푚 훽 푝휈 + 푚 = 0

By comparing both sides of this equation (and only!!!) one can find that: 1 0 0 0 0 −1 0 0 휇 휇 휇 휈 푔 = 훾 = 훽 and 훾 , 훾 = 2푔휇휈 with 휇휈 0 0 −1 0 0 0 0 −1 Plan of the lecture

• Few comments about Dirac equation

• Free- and bound-state solutions

• Dirac’s spectroscopic notations – Integrals of motion – Parity of states

• Energy levels of the bound-state Dirac’s particle

• Structure of Dirac’s wavefunction

• Radial components of the Dirac’s wavefunction Dirac equation for bound

• Stationary Dirac equation reads (let us add potential):

2 icα V(r)  mec 0  (r)  E (r)

• Its solutions depend, of course, on the particular form of V (r)

Ze2 Free particle V(r)  0 Particle in Coulomb V (r)   (discussed before) potential r

E ( p)  m c2  e Positive continuum

+ mc2 + mc2 Bound (discrete) states! How0 to describe (characterize) discrete bound0 state of Dirac spectrum?

- mcBy2 the way: how did we characterize Schr- mc2ödinger spectrum?

2 Negative continuum E ( p)  mec Schrödinger equation: numbers

• One needs three quantum numbers  (r)  (r,,)  R (r)Y (,) to define the state of nl lml (hudrogen-like) :

• n = 1, 2, 3… (principal) • l = 0, … n-1 (orbital) Electron is free 0 (au) Energy • ml = -l, …. +l (magnetic) Electron is bound to ion ……….. ……….. 3s (n=3, l=0) 3p (n=3, l=1) 3d (n=3, l=2) -1/18 • The energy depends only on the 2s (n=2, l=0) 2p (n=2, l=1) principal : -1/8  Z 2 E   0 n 2n2 • i.e. in nonrelativistic theory the states are degenerate (l, m)! -1/2 1s (n=1, l=0) Can we use the same set of quantum numbers (n,l,m) for Dirac spectrum? Constants on motion (1)

• For the description of the (stable) atom we need to have a set of quantum numbers which do not change as time evolves.

• Let us take some (operator which represents some physical quantity) Q and its expectation value in some :

Q   Qˆ 

• To find the general requirement for Q being not dependent on time, let us first derive the (matrix form of) Heisenberg equation of motion:

d d i Qˆ Q   Qˆ    Hˆ ,Qˆ     dt dt  t Constants on motion (2)

• To find the general requirement for Q being not dependent on time, let us first derive the (matrix form of) Heisenberg equation of motion:

d d i Qˆ Q   Qˆ    Hˆ ,Qˆ     dt dt  t

• Therefore, if  H ˆ , Q ˆ   0 and Q ˆ do not depend (directly) on time, we find:

d Q  0 dt

• Expectation value q  Q does not change with time and provides us a “” for the description of quantum system! Non-relativistic hydrogen

• Schrödinger Hamiltonian in spherical coordinates: 2 Ze2  2 1     Lˆ2 Ze2  Hˆ   2    r 2     2   2  2m r  2m r r  r  2mr r 

• Its eigenfunctions:  (r)  (r,,)  R (r)Y (,) nl lml

ˆ ˆ ˆ2 ˆ2 ˆ ˆ ˆ ˆ2 ˆ • Operators H , L Z , L commute with each other: [L , H]  0, [Lz , H]  0,[L , Lz ]  0

ˆ2 2 ˆ ˆ • And: L (r)  l(l 1)  (r), Lz (r)  ml (r), H (r)  E (r)

(n, l, m) are good quantum numbers. … but only in the nonrelativistic case! Relativistic hydrogen

2 Ze2 2 ˆ 2 ˆ Ze 2 H S     H  icα    m c  2m r D r e 0  (r)  R (r)Y (,)  ()  (r)  R (r)Y (,) nlml sms nl lml sms nlml nl lml

• In Dirac’s theory, however, neither the components of L nor L2 commute with Hamiltonian. Instead, one can show that:

[Lˆ, Hˆ ]  icα p

ˆ ˆ  σ 0  • The same is true for the spin operator: S    2  0 σˆ 

[Sˆ, Hˆ ]  icα p Spin-orbit interaction (1)

✓ Please, remind yourself discussion from the last ✓ Let us move to the rest frame of electron lecture concerning magnetic dipole moment (we are riding with electron) In classical electrodynamics: |  | I  A

current vector area of the current In the rest frame of electron there is a loop magnetic filed caused by the relative motion of the nucleus ( of current loop)! q 2 qv 2 q |  | I  A   r   r  L  I T 2r 2m B  0 2r In quantum , where for electron: q=-e B Ze Zev I   e T 2r μˆ   Lˆ / ,   l 0 0 2m Ze e  mvr Bohr magneton 2r 2 m Spin-orbit interaction (2)

In the rest frame of electron there is a magnetic filed caused by the relative motion of the nucleus (magnetic field of current loop)! B  ZeL B  0   (r) L 4r 3m

• Electron has spin (intrinsic moment) and, hence, : ˆ μˆ s  gs 0 S /  • Which interacts with external field as:

ˆ ˆ ˆ H  μˆ s  B   (r) L S

Spin-orbit term! (A more rigorous derivation requires detailed analysis of Dirac equation.) Spin-orbit interaction (3)

• Coming back to Dirac equation for the hydrogen-like ions:

 Ze2   2  icα    mec 0  (r)  E (r)  r  ˆ ' ˆ ˆ • Which should include the spin-orbit term: H  μˆ s  B   (r) L S

Let us recall commutation relations for the operators L and S:

[Lˆ, Hˆ ]  icα p [Sˆ, Hˆ ]  icα p

This relations indicate that we the form of “good” operator (the one which commutes) with the Hamiltonian:    J  L  S Spin-orbit interaction (3)

• Coming back to Dirac equation for the hydrogen-like ions:

 Ze2   2  icα    mec 0  (r)  E (r)  r  ˆ ' ˆ ˆ • Which should include the spin-orbit term: H  μˆ s  B   (r) L S

Now it becomes clear why the wavefunction  (r)  R (r)Y (,)  () nlml sms nl lml sms is not adequate for Dirac’s case and, hence, l, ml, s, ms are “bad” quantum numbers.

The reason is: L ˆ  S ˆ does not commute with Lz or Sz. What to do? Obviously: we have to build from L and S operator which commutes with LS. Total

• We shall introduce the total angular momentum :    J  L  S S Total angular momentum J Orbital angular momentum Spin L 2 • Operators J and Jz commutes with LS and with Dirac Hamiltonian!

Jˆ is a “right” observable for the Dirac equation!

• Since like any other angular momentum it satisfies: Jˆ 2  j( j 1)2 Jˆ   m  jmj jmj z jmj j jmj

Now we can describe the state of relativistic (ion) by

set of quantum numbers: n, j, mj … and by parity. Parity operator

• Solutions of the Dirac (as well as Schrödinger) equation may be separated on the of their response to spatial coordinate inversion.

• Parity operator:  r   r      x         ˆ ˆ Pˆr  Pˆ y   y Pr  P                z    z     

Cartesian coordinates Spherical coordinates

• For the Schrödinger case the parity operator commutes with Hamiltonian: 2 Ze2 ˆ 2 Parity is a good 푃෠, 퐻෡ = 0 where H S     푠 2m r quantum number!

• Hence, solutions of Schrödinger equation are - at the same time – eigenfunctions of permutation operator: Pˆ (r)  (r)   (r) nlml nlml nlml Parity operator

• For the Schrödinger case the parity operator commutes with Hamiltonian: 2 Ze2 푃෠, 퐻෡ = 0 where Hˆ   2  Parity is a good 푠 S 2m r quantum number! • Hence, solutions of Schrödinger equation are - at the same time – eigenfunctions of permutation operator: Pˆ (r)  (r)   (r) nlml nlml nlml

• How to find eigenvalue ? Pˆ 2 (r)   Pˆ (r)   2 (r) nlml nlml nlml

Solutions of Schrödinger equation are either having   1 even or odd parity! Why we usually don’t use  as an additional quantum number? • By employing properties of we may find:

Pˆ (r)  PˆR (r)Y (,) R (r)Y ( ,  )  (1)l R (r)Y (,)  (1)l (r) nlml nl lml nl lml nl lml nlml

Orbital momentum l defines also parity! How it is for Dirac case? Parity of Dirac states

• Solutions of the Dirac (as well as Schrödinger) equation may be separated on the basis of their response to spatial coordinate inversion.

 r   r      Pˆr  Pˆ      Pˆ(r)  (r)         

Ze2 • Dirac equation: Hˆ  icα    m c2 D r e 0

ˆ ˆ • Does not commute with non-relativistic parity operator: H D , P 0

 I 0  ˆ ˆ α    • But:  H D , α 0 P   0 where 0   0  I 

(Dirac’s) parity is a good quantum number! … but what does it mean? Structure of Dirac wavefunctions • Stationary Dirac equation for particle in Coulomb field reads:  Ze2   2  icα    mec 0  (r)  E (r)  r 

 (r)   1  2 (r)  g(r) • The four-spinor  ( r )  is more convenient to write as:  (r)     (r)  f (r)  3      4 (r)

 g(r)  g(r)  g(r)  ˆ ˆ large component • In this case: α0 P (r)  α0P   α0       f (r)  f (r)  f (r) small component

• Obviously, since the wavefunction  (r) should have definite parity, its large and small components must have an opposite parities!

For the spectroscopic notation one uses parity of the large component! Structure of Dirac wavefunctions

ˆ ˆ g(r)  g(r)  g(r)  large component • We just found: α0 P (r)  α0P   α0      small component  f (r)  f (r)  f (r)

• We shall remember from the nonrelativistic that parity is related to the orbital angular momentum l:

Pˆ (r)  PˆR (r)Y (,) R (r)Y ( ,  )  (1)l (r) nlml nl lml nl lml nlml

• We can attribute to the large and small components their (individual) angular momenta l:

l (and p=(-1)l) for large component one j (good quantum number) l’ (and p=(-1)l’) for small component

Completely confused? OK, now it becomes easier.... Dirac quantum number k

• To make relativistic notations of the bound-state Dirac’s states more convenient a new quantum number k is introduced (which combines together j, l (l’) and parity): k  1, 1,  2,  2,  3,  3,...

j  k 1/ 2  k k  0  k k  0 l   , l   k 1 k  0 k 1 k  0

Finally: we shall describe Dirac’s states by quantum numbers:

n k mj  n k l l j mj Dirac quantum number k

• Finally, we know how to characterize bound states of (relativistic) hydrogen.

• What are the energies of these states? Plan of the lecture

• Few comments about Dirac equation

• Free- and bound-state solutions

• Dirac’s spectroscopic notations – Integrals of motion – Parity of states

• Energy levels of the bound-state Dirac’s particle

• Structure of Dirac’s wavefunction

• Radial components of the Dirac’s wavefunction Energy levels of hydrogen-like ions

2  Z  E   Z 2 2n2 E  mc2 1   n 0 nj  2 2   n | j 1/ 2 |  ( j 1/ 2)  (Z) 

Electron is free Electron is free

Energy (au) Energy Energy (au) Energy Electron is bound to ion Electron is bound to ion ……….. ……….. ……….. ……….. 3d 3s (n=3, l=0) 3p (n=3, l=1) 3d (n=3, l=2) 3p3/2 3/2 3p 3s1/2 1/2

2s (n=2, l=0) 2p (n=2, l=1) 2p3/2 (n=2, k=-2) 2p (n=2, k=1) 2s1/2(n=2, k=-1) 1/2

1s (n=1, l=0) 1s1/2 (n=1, k=-1) All state with the same n All state with the same n and j are degenerated! are degenerated! Energy levels of hydrogen-like ions

2  Z  E  mc2 1   nj  2 2   n | j 1/ 2 |  ( j 1/ 2)  (Z) 

 1 (Z)2 1 (Z)4  1 3    mc2 1     ...  2 3     2 n 2 n  j 1/ 2 4n  

Rest mass term Nonrelativistic energy First relativistic correction

• Relativistic effects results both in shifting and splitting of energy levels.

1s (nonrel.)

2p3/2 (rel.)

2s1/2 (rel.)

1s1/2 (rel.) Splitting of energy levels

• Splitting of energy levels with the same n but different total angular momenta j can be see as a results of spin-orbit interaction:

z Electron could have two spin states: “spin up” and “spin down”

ˆ ˆ ˆ Spin-orbit interaction: H  μˆ s  B   (r) L S Pictures from: hyperphysics.phy-astr.gsu.edu

1s (nonrel.)

2p3/2 (rel.)

2s1/2 (rel.) For neutral hydrogen fine structure 1s (rel.) 1/2 splitting is very small but increases with nuclear Z. Fine structure of energy levels

• Can one observe fine-structure splitting of energy levels in experiment? Yes!

Example: Fine-structure splitting in H-like uranium ion.

2p3/2 (n=2, k=-2) 2p (n=2, k=1) 2s1/2(n=2, k=-1) 1/2

Ly-1

Ly-2

1s1/2 (n=1, k=-1)

• Nowadays a fine-structure of heavy ions plays an important role in studying relativistic, QED and many-electron effects in atomic systems. Plan of the lecture

• Few comments about Dirac equation

• Free- and bound-state solutions

• Dirac’s spectroscopic notations – Integrals of motion – Parity of states

• Energy levels of the bound-state Dirac’s particle

• Structure of Dirac’s wavefunction

• Radial components of the Dirac’s wavefunction Structure of Dirac wavefunctions

• Stationary Dirac equation for particle in Coulomb field reads:  Ze2   2  icα    mec 0  (r)  E (r)  r   (r)   1  2 (r)  g(r) • The four-spinor  ( r )  is more convenient to write as: (r)     (r)  f (r)  3      4 (r) What are the (large and small) components of wavefunction?

Please, remind yourself our (wrong) guess:  (r)  R (r)Y (,)  () nlml sms nl lml sms What is wrong here? We already learned that l and s should be coupled together to form total angular momentum j. Dirac spinors

• We shall “couple” together angular momentum and spin to obtain total angular momentum:    J  L  S J S Y (,)  () lml sms L

 (rˆ)  lm sm jm Y (,)  ( ) ljmj  l s j lml sms ml ms Clebsch-Gordan coefficients

• Dirac spinors are the eigenfunctions of operators J2

and Jz:

Jˆ 2  j( j 1)2 Jˆ   m  jmj jmj z jmj j jmj Dirac spinors

• We shall “couple” together angular momentum and spin to obtain total angular momentum:    J S J  L  S Y (,)  () L lml sms

 (rˆ)  lm sm jm Y (,)  ( ) ljmj  l s j lml sms ml ms Clebsch-Gordan coefficients

• Dirac spinors are the eigenfunctions of operators J2

and Jz:

Jˆ 2  j( j 1)2 Jˆ   m  jmj jmj z jmj j jmj Structure of Dirac wavefunctions

• Stationary Dirac equation for particle in Coulomb field reads:  Ze2   2  icα    mec 0  (r)  E (r)  r 

1  gnj (r)ljm (rˆ)  •  (r)   j  Wavefunctions can be written now as: nljmj r i f (r)  (rˆ)  nj l jmj 

• Where the angular and spin dependence is in Dirac spinors:

 (rˆ)  lm sm jm Y (,)  ( ) ljmj  l s j lml sms ml ms

• And g(r) and f(r) are the large and small radial components of the Dirac wavefunction. How to find these radial components? Coupled radial equations

1  gnk (r)ljm (rˆ)   (r)   j  • By substituting wavefunction nljmj r i f (r)  (rˆ)  nk l jmj 

 Ze2  • into Dirac’s equation  2  icα    mec 0  (r)  E (r)  r 

• we obtain the coupled radial equations:

 d fnk (r) k  2   fnk (r)  E V (r)  mec gnk (r)  dr r 

 dgnk (r) k  2   gnk (r)  E V (r)  mec fnk (r)  dr r 

• which can be solved and ... Dirac’s radial components

• We finally may derive analytic expressions for the radial components of the Dirac’s equation (for point-like nucleus!):

fnk

gnk

the so-called hypergeometric function

• Radial components of the Dirac’s equation are implemented in many computer codes so there is usually no need to re-program these relations again. Dirac’s radial components

Please, find zipped .nb files with the Mathematic notebooks at: www.ptb.de/fpm Dirac’s radial components

1  gnj (r)ljm (rˆ)  •  (r)   j  The radial components of the wavefunction nljmj r i f (r)  (rˆ)  nj l jmj 

• For the particular case of 1s1/2 .

Z=1 Z=54 Z=92

non-relativistic function large component (rel) small component (rel)

• For low-Z regime: Dirac and Schrödinger wavefunctions basically coincides. • For high-Z regime: small component becomes significant and ... Dirac’s radial components

• From the simple model one can “estimate” the electron “velocity” in the ground state: v  (Z)c

Speed of light • For hydrogen-like Uranium (Z=92): Z 0.67

0 m el • due to STR: m el = (electron becomes heavier) 1 v / c2 3s state n2 Z = 92 • due to simple Bohr’s model: rn  Z mel

As the electron's mass increases, the radius of an orbit with constant angular momentum shrinks proportionately. Plan of the lecture

• Few comments about Dirac equation

• Free- and bound-state solutions

• Dirac’s spectroscopic notations – Integrals of motion – Parity of states

• Energy levels of the bound-state Dirac’s particle

• Structure of Dirac’s wavefunction

• Radial components of the Dirac’s wavefunction