Changing Status of the Carolingian Rulers: Reflections on Changing the on of Carolingianreflections Titulature Rulers: from and Status Legitimacy
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EGE BARIġ KANIK BARIġ KANIK EGE CHANGING STATUS OF THE CAROLINGIAN RULERS: REFLECTIONS ON CHANGING STATUS OF THE CAROLINGIAN RULERS: REFLECTIONS ON TITULATURE AND LEGITIMACY, STATUS AND RULERS:FROM TITULATURE CAROLINGIAN REFLECTIONS OF ON THE CHANGING TITULATURE AND LEGITIMACY, FROM EARLY PERIODS TO THE DEATH OF CHARLEMAGNE A Master‟s Thesis EARLY PERIODS TO THE DEATH OF CHARLEMAGNE OF PERIODS TO THEEARLY DEATH by EGE BARIġ KANIK Department of History Ġhsan Doğramacı Bilkent University Ankara July 2021 Bilkent Universit y 2021 To my family CHANGING STATUS OF THE CAROLINGIAN RULERS: REFLECTIONS ON TITULATURE AND LEGITIMACY, FROM EARLY PERIODS TO THE DEATH OF CHARLEMAGNE The Graduate School of Economics and Social Sciences of Ġhsan Doğramacı Bilkent University by EGE BARIġ KANIK In Partial Fulfillment of the Requirements for the Degree of MASTER OF ARTS IN HISTORY DEPARTMENT OF HISTORY ĠHSAN DOĞRAMACI BĠLKENT UNIVERSITY ANKARA JULY 2021 I certify that I have read this thesis and have found that it is fully adequate, in scope and in quality, asa thesis for the degree of Master of Arts in History. Assist. Prof. Dr. David E. Thomton Supervisor I certify that I have read this thesis and have found that it is fully adequate, in scope and in quality, as a thesis for the degree of Master of Arts in History. Assist. Prof. Dr. Paul Latimer Examining Committee Member I certify that I have read this thesis and have found that it is fully adequate, in scopefand in quality, asa thesis for the degree of Master of Arts in History. Assoc. Prof. Dr. Selim Tezcan Examining Committee Member Approval ofthe Graduate School ofEconomics and Social Sciences Prof. Dr. Refet Soykan Gürkaynak Director ABSTRACT CHANGING STATUS OF THE CAROLINGIAN RULERS: REFLECTIONS ON TITULATURE AND LEGITIMACY, FROM EARLY PERIODS TO THE DEATH OF CHARLEMAGNE Kanık, Ege BarıĢ M.A, Department of History Supervisor: Assist. Prof. Dr. David E. Thornton July 2021 This thesis is about the changes in the status of the Carolingian rulers from the early times to the end of the reign of Charlemagne. The gradual changes from the office of mayor of palace to king then to emperor are considered with a focus on titular reflections. The data for the titles used are taken from several sources such as diplomatic documents, coins and seals, and the data are classified both chronologically and according to the type of a particular source. The titles extracted are considered in their historical context, supported by narrative sources and secondary literature, to explain the reasons behind the changes. Relations with other political actors such as the Papacy, Byzantium or Lombardy are taken into consideration especially within the context of legitimacy for the changes in the Carolingian rulership along with the titulature. Keywords: Carolingians, Franks, Charlemagne, Title, Coronation. iii ÖZET KAROLENJ HÜKÜMDARLARININ DEĞĠġEN STATÜSÜ: UNVANLARA YANSIMA VE MEġRUĠYET, ERKEN DÖNEMLERDEN ġARLMAN‟IN ÖLÜMÜNE Kanık, Ege BarıĢ Yüksek Lisans, Tarih Bölümü Tez DanıĢmanı: Dr. Öğr. Üyesi David E. Thornton Temmuz 2021 Bu tez, Karolenj hükümdarlarının statülerinin erken dönemlerden ġarlman‟ın hükümdarlığının sonuna kadar olan dönemdeki değiĢimi hakkındadır. Saray nazırlığı mevkiinden önce krallığa sonra da imparatorluğa uzanan dereceli değiĢim, unvanlara yansıması odak noktası ile birlikte ele alınıyor. Unvanlar hakkındaki veriler, diplomatik belgeler, sikkeler ve mühürler gibi çeĢitli kaynaklardan toplanmıĢtır ve bu veriler kronolojik olarak ve kaynak türüne göre sınıflandırılmıĢtır. Elde edilen unvanlar, değiĢimlerin arkasındaki nedenleri açıklamak için, anlatıcı metinler ve ikincil literatür tarafından desteklenerek tarihi bağlamlarına yerleĢtirilmiĢtir. Papalık, Bizans veya Lombardiya gibi diğer siyasi aktörler ile olan iliĢkiler de özellikle Karolenj hükümdarlığının unvanlarla birlikte yaĢadığı değiĢikliklerin meĢruiyeti bağlamında ele alınmıĢtır. Anahtar Kelimeler:Karolenjler, Franklar, ġarlman, Unvan, Taç Giyme iv ACKNOWLEDGEMENTS I would like to thank many valuable people who contributed to the process of preparation of this thesis even if I cannot mention all. First and foremost, I am grateful to my thesis supervisor Assist. Prof. Dr. David E. Thornton who has a remarkable impact on me both scholarly and personally even before I stepped into the study of history as a role model. I also would like to thank Assist. Prof. Dr. Paul Latimer for everything I have learnt from him in this three-year journey, especially learning Latin from him was unique for an essential skill which a medieval historian needs. I would like to thank Assoc. Prof. Dr. Selim Tezcan as well, for his interest in my work and valuable feedbacks for improvement. I would like to thank Assist. Prof. Dr. Luca Zavagno for bringing brilliant ideas and ways of seeing since my undergraduate years with his support and enthusiasm. I would like to thank Assist. Prof. Dr. Hakan Kırımlı for his inspiring courses, which contributed to seed ideas for this topic as well, enabling me to see things deeply and differently with his endless support. I would like to thank Assist. Prof. Dr. Kenneth Weisbrode for everything I have learnt from him and especially for fruitful discussion sessions on methodology. I would like to thank many other professors who helped me and shared thoughts with me together with the staff of Bilkent University Library and my dear life-long friends. I am also thankful for my family for their endless support and love: My dear parents Seda and Levent Kanık, my grandparents and other relatives. I also would like to thank specially a relatively recent member of our family, my beloved wife Anna for her endless support and strong faith in me every time and everywhere. v TABLE OF CONTENTS ABSTRACT .......................................................................................................... III ÖZET ...................................................................................................................... IV ACKNOWLEDGEMENTS ................................................................................... V TABLE OF CONTENTS ...................................................................................... VI CHAPTER I: INTRODUCTION .......................................................................... 1 1.1. A Brief Historical Background ....................................................................... 1 1.2. Methodology ..................................................................................................... 3 1.3. Literature Review ............................................................................................. 6 1.4. Thesis Plan ........................................................................................................ 9 CHAPTER II: FROM THE MAYORS OF THE PALACE TO THE KINGS: THE TRANSFORMING STATUS OF THE EARLY CAROLINGIANS ...... 11 2.1 Introduction ..................................................................................................... 11 2.2 Road to Establish the Power in the Early Periods ....................................... 13 2.2.1 The Age and the Titulature of Pippin II ..................................................... 14 2.2.2 The Age and the Titulature of Charles Martel ............................................ 16 2.2.3 The Age and the Titulature of Pepin III and Carloman as Joint Mayors of Palaces ................................................................................................................. 18 2.3 The Carolingian Family as the New Royal Dynasty in Francia .................. 22 2.3.1 The Royal Titulature of Pippin III on Documents ...................................... 26 2.3.2 The Titulature of Pippin III on Coins ......................................................... 29 2.4 The Joint Rule of Carloman and Charlemagne ............................................. 32 2.4.1 The Titulature of Carloman on Documents ................................................ 33 2.4.2 The Titulature of Carloman on Coins ......................................................... 34 2.4.3 The Titulature of Charlemagne on Documents .......................................... 35 2.4.4 The Titulature of Charlemagne on Coins ................................................... 36 2.5 Conclusion ........................................................................................................ 37 vi CHAPTER III: THE SOLE RULE OF CHARLEMAGNE TO THE CHRISTMAS OF THE YEAR 800 ..................................................................... 39 3.1 Introduction ..................................................................................................... 39 3.2 The Background for Changes Regarding the Powers Outside ................... 40 3.3 The Titulature of Charlemagne on Documents ............................................ 47 3.3.1 The Titulature of Charlemagne on Charters ............................................... 48 3.3.2 The Titulature of Charlemagne on Capitularies and Other Related Documents ........................................................................................................... 52 3.4 The Titulature of Charlemagne on Coins ..................................................... 55 3.5 The Titulature of Charlemagne on Seals ...................................................... 71 3.6. Conclusion ....................................................................................................... 72 CHAPTER IV: THE FINAL TRANSFORMATION: A NEW EMPEROR IN THE WEST ...........................................................................................................